Catalogue Raisonné of J. L.
Speranza’s Publications – H. P. Grice e J. L. Speranza: La Conversazione – I
Verbali: UL
Speranza, J. L. (n. d.). ‘H. P.
Grice e J. L. Speranza: La Conversazione – I Verbali: Ulpio – Ossia: Grice ed
Ulpio – Grex griceiana – verbalia: Ulpio -- M. Ulpius Trajanus in the
Glyptothek, Munich The gens Ulpia was a Roman family that rose to prominence
during the first century AD. The gens is best known from
the emperor Marcus Ulpius Trajanus, who reigned from AD 98 to 117. The
Thirtieth Legion took its name, Ulpia, in his honor.[1] The city of Serdica,
modern day Sofia, was renamed as Ulpia Serdica.[2] Origin The Ulpii were from Umbria. Little is
known of them except that they were connected with a family of the Aelii from
Picenum. The name Ulpius may be derived from an Umbrian cognate of the Latin
word lupus, meaning "wolf"; perhaps related to vulpes, Latin for
"fox".[3] The most illustrious
members of this gens were the Ulpii Trajani, who, according to a biographer of
Trajan, came from the city of Tuder, in southern Umbria; there is evidence of a
family of this name there. Members of this family were colonists of Italica in
Roman Spain, where Trajan was born. They were related to a family of the Aelii,
which had evidently come from Atria; Trajan's aunt was the grandmother of
Hadrian, who was likewise born at Italica.[4][5][6] Branches and cognomina The Ulpii of the
empire seem to have used a few cognomina like Trajanus, Marcellus and Leurus.
Trajanus indicates descent from or relation to the gens Traia, a family also
known to have been present in Hispania. Marcellus is a diminutive of the
praenomen Marcus. Members This list
includes abbreviated praenomina. For an explanation of this practice, see
filiation. Ulpii Trajani Marcus Ulpius Trajanus, father of the emperor Trajan,
was consul suffectus in AD 72.[i][6][7][8] Ulpia, perhaps the same person as
Ulpia M. f. Plotina recorded in Pompeii, was the aunt of Trajan. She married
Publius Aelius Hadrianus Marullinus, and was the grandmother of the emperor
Hadrian.[6][9] Marcus Ulpius M. f. Trajanus, consul in AD 91; he was
subsequently adopted by the emperor Nerva, and was himself emperor from AD 98
to 117.[10][11][12] Ulpia M. f. Marciana, the sister of Trajan, married Gaius
Salonius Matidius Patruinus.[6] Ulpii Marcelli Marcus Ulpius Marcellus, admiral
of the Classis Ravennas around AD 119.[13] Ulpius Marcellus, a jurist during
the reigns of Antoninus Pius and Marcus Aurelius. Ulpius Marcellus, perhaps a
son of the jurist, governor of Britannia during the reign of Commodus. Ulpius
Marcellus, probably the same person as the governor of Britannia, although
uncertainties of chronology have led some scholars to believe he had a son of
the same name. Others Ulpia Plotina, the wife of Titus Calestrius Ampliatus.
She must be distinguished from the Ulpia Plotina mentioned in an inscription
from Pompeii.[14] Marcus Ulpius Leurus, a native of Hypata, was consul
suffectus during the later second century.[15] Marcus Ulpius Primianus, prefect
of Egypt from AD 195 to 196. Ulpius Julianus, praetorian prefect under the
emperor Macrinus, was sent to put down the rebellion of Elagabalus, but was
slain by his own troops in AD 218.[16][17][18] Ulpia Gordiana, mother of the
emperor Gordian I, according to the Augustan History.[19] Marcus Ulpius
Eubiotus Leurus, son of the consul Leurus, was consul suffectus in an uncertain
year around AD 230.[20] Marcus Ulpius M. f. Flavius Tisamenus, elder son of the
consul Eubiotus Leurus.[21] Marcus Ulpius M. f. Pupienus Maximus, younger son
of the consul Eubiotus Leurus.[21] Ulpius Crinitus, according to Vopiscus, a
successful general in the time of Valerian, who claimed to be a descendant of
the house of Trajan. He adopted Lucius Domitius Aurelianus, the future emperor
Aurelian, alongside whom he was appointed consul suffectus in AD 257. Modern
historians suspect that he was an invention of the author, but if he existed,
he may have been the father of the empress Ulpia Severina.[22][23] Gaius Ulpius
Cornelius Laelianus, one of the "Thirty Tyrants", he rebelled against
Postumus and proclaimed himself emperor in AD 269, during the reign of
Gallienus, but was slain at Moguntiacum about two months later.[24][25][26][27]
Ulpia Severina, the wife of Aurelian, and Roman empress from AD 271 to 275.
Marcus Ulpius Pupienus Silvanus, a senator mentioned in an inscription from
Surrentum in Campania, dating between the late third and mid-fourth century;
from his name perhaps a descendant of the consul Marcus Ulpius Leurus.[28] See
also List of Roman gentes Notes The
latest revision of the Fasti Ostienses, by Ladislav Vidman, places his
consulship in AD 72, rather than 70, as supposed by Gallivan. References Dictionary of Greek and Roman Biography and
Mythology, vol. III, pp. 1166–1169 ("Marcus Ulpius Trajanus") ulpiaserdica.com/index_en.html Bennett, Trajan: Optimus Princeps, p. 1. Cassius Dio, lxviii. 4, lxix. 1, 3. Aelius Spartianus, "The Life of
Hadrian", 1. Syme, Tacitus, p. 792
ff. Fasti Ostienses, CIL XIV, 244. Gallivan, "The Fasti for A.D. 70–96",
pp. 187, 196, 213. AE 1991, 477. Pliny the Younger, Panegyricus Trajani,
passim. Cassius Dio, lxviii. Tillemont, Histoire
des Empereurs, vol. II, pp. 150–223 ("L'Empereur Trajan"). Eck and Pangerl, "M. Ulpius Marcellus
als praefectus classis Ravennatis".
Syme, Roman Papers, vol. 7, p. 565.
Leunissen, Konsuln und Konsulare, p. 172. Cassius Dio,
lxxviii. 4, 15. Herodian, v. 4. §
5. Julius Capitolinus, "The Life of
Macrinus", 10. Julius Capitolinus,
"The Three Gordians", 2.
Leunissen, Konsuln und Konsulare, p. 194. Oliver, "The Sacred Gerusia", pp.
130, 131. Flavius Vopiscus, "The
Life of Aurelian", 10–15. Daniël
den Hengst, Emperors and Historiography, pp. 97, 98. Trebellius Pollio, "The Thirty
Tyrants", 5. Aurelius Victor, De
Caesaribus, 33, Epitome de Caesaribus, 32.
Eutropius, ix. 7. Eckhel,
Doctrina Numorum Veterum, vol. vii. pp. 448–450. CIL X, 682. Bibliography Gaius Plinius
Caecilius Secundus (Pliny the Younger), Panegyricus Trajani (Panegyric on
Trajan). Lucius Cassius Dio Cocceianus (Cassius Dio), Roman History.
Herodianus, History of the Empire from the Death of Marcus. Aelius Lampridius,
Aelius Spartianus, Flavius Vopiscus, Julius Capitolinus, Trebellius Pollio, and
Vulcatius Gallicanus, Historia Augusta (Augustan History). Eutropius,
Breviarium Historiae Romanae (Abridgement of the History of Rome). Sextus
Aurelius Victor, De Caesaribus (On the Caesars), Epitome de Caesaribus
(attributed). Louis-Sébastien Le Nain de Tillemont, Histoire des Empereurs et
des Autres Princes qui ont Régné Durant les Six Premiers Siècles de l’Église
(History of the Emperors and Other Princes who Ruled During the First Six
Centuries of the Church), Chez Rollin Fils, Paris (1690-1697, 1701, 1738).
Joseph Hilarius Eckhel, Doctrina Numorum Veterum (The Study of Ancient Coins,
1792–1798). Dictionary of Greek and Roman Biography and Mythology, William
Smith, ed., Little, Brown and Company, Boston (1849). James H. Oliver,
"The Sacred Gerusia", in Hesperia Supplements, No. 6 (1941). Ronald
Syme, Tacitus, Clarendon Press, Oxford (1958). Ronald Syme, Roman Papers, vol.
7, Clarendon Press, Oxford (1979), ISBN 9780198144908. Paul A. Gallivan,
"The Fasti for A.D. 70–96", in Classical Quarterly, vol. 31, pp.
186–220 (1981). Paul M. M. Leunissen, Konsuln und Konsulare in der Zeit von
Commodus bis Severus Alexander, J.C. Gieben, Amsterdam (1989). Julian Bennett,
Trajan: Optimus Princeps, Routledge, (1997). Daniël den Hengst, Emperors and
Historiography: Collected Essays on the Literature of the Roman Empire by
Daniël den Hengst, Brill, Leiden (2010). Werner Eck and Andreas Pangerl,
"Ein M. Ulpius Marcellus als praefectus classis Ravennatis in einem Diplom
des Jahres 119 n. Chr.", in Zeitschrift für Papyrologie und Epigraphik,
vol. 181, pp. 202–206 (2012). Categories: UlpiiRoman gentesRoman gentes of
Umbrian origin And for THIS gens? Thanks
Speranza, J. L. (n. d.). ‘H. P.
Grice e J. L. Speranza: La Conversazione – I Verbali: Ulpio – Ossia: Grice ed
Ulpio – Grex griceiana – verbalia: Ulpio The gens Ulpia is in a completely
different league from the various Tuticii, Tutilii, Tutinii, and Tutorii. Those are chiefly epigraphic families; the Ulpii produced an emperor and
gave their name to cities, legions, and an entire dynasty. [en.wikipedia.org]
The first thing that attracts the etymologist is the nomen Ulpius itself. The
standard view is that it is of Umbrian origin, the family having come from
Tuder in Umbria before branches settled at Italica in Hispania. The nomen has
been connected with an Umbrian cognate of Latin lupus ("wolf"),
though the derivation is not absolutely certain. The occasional comparison with
vulpes ("fox") reflects the same semantic neighbourhood of wild
canids. Thus, at least tentatively:
Ulpius ≈ "wolf-man" or "one associated with the
wolf." [en.wikipedia.org] If so,
there is a striking contrast with names such as Scrofa ("sow"),
Cicero ("chickpea"), or Naso ("nose"). The Ulpii bear what
may have been, originally, a more heroic or martial animal association. The
most famous branch is the Ulpii Traiani:
Marcus Ulpius Trajanus, the father, consul suffectus. [en.wikipedia.org]
Marcus Ulpius Trajanus, the son, subsequently adopted by Nerva and known to
history as the emperor Trajan. [en.wikipedia.org] Ulpia Marciana, Trajan's
sister. [en.wikipedia.org] Ulpia, Trajan's aunt and ancestress of Hadrian.
[en.wikipedia.org] For a student of
Roman nomenclature, this family is fascinating because it illustrates how
adoption and dynasty play with names. After adoption by Nerva, the emperor
remained Marcus Ulpius Trajanus, but became simultaneously a member of a
different dynastic story. The nomen preserves the old Umbrian-Hispanic family,
while imperial politics overlays it with new affiliations. [en.wikipedia.org]
As to the cognomen Trajanus, your source notes that it points to a connection
with the gens Traia, another family known in Hispania. Thus: [en.wikipedia.org] nomen: Ulpius cognomen: Traianus The latter is rather like a genealogical
annotation attached to the former. A Grice-Speranza observation might concern
the dossier carried by Ulpius before and after AD 98. Before Trajan: "Ulpius" = an Umbrian-Hispanic
family name. After Trajan: "Ulpius" = the name of the
emperor's gens. The lexical meaning
remains unchanged, but the social dossier becomes immense. Hence: Legio XXX Ulpia Victrix, named in Trajan's
honour. [en.wikipedia.org] Ulpia Serdica, the renamed city. [en.wikipedia.org] One might say that the nomen acquired an
enormous conventional implicatum. Hearing Ulpius in the second century no
longer merely identified a family; it evoked imperial authority. And there is a
further Oxfordian amusement here. You have been tracing families derived from
tutor, tutus, and related roots of protection. Eventually we arrive at the
Ulpii, whose allegedly lupine nomen may connect not with protection but with
predation. The progression is almost zoological: Scrofa — sow. Ulpius — perhaps wolf. Cicero —
chickpea. Naso — nose. A Roman
aristocrat could carry into the Senate what looks to a modern reader like a page
torn from a bestiary, a vegetable garden, or an anatomical handbook. It is one
reason Roman onomastics remains so entertaining. (Ha.) And what was the birth
gens of Nerva? Wasn't it UNusual for Ulpius to remain Ulpius rather than adopt
Nerva's gens (birth or not) and turn Ulpius into Ulpianus? Thanks Yes, and your
instinct is quite right: by the standards of classical Republican adoption,
Trajan's case is somewhat unusual. First, Nerva's birth gens was not Nerva at
all. His full name was: Nerva so he belonged to the gens Cocceia (Cocceii),
a plebeian family of Umbrian origin. The cognomen was Nerva, borne by a
distinguished branch of the family. [en.wikipedia.org], [en.wikipedia.org] A
strict Republican-style adoption often resulted in something like: Aemilius adopted by a Cornelius → becomes
Cornelius, retaining a trace of his old family in an adjectival form. Hence names such as: Publius Cornelius Scipio Aemilianus where Aemilianus points back to the adoptive
son's original gens. By that pattern, one might expect: Marcus Ulpius Traianus adopted by Nerva →
Marcus Cocceius Nerva Ulpianus (or something analogous). But imperial adoption had become somewhat
different. After adoption, Trajan certainly associated himself with Nerva and
incorporated the name Nerva into his imperial titulature. Indeed, he is
frequently styled: Marcus Ulpius Nerva
Traianus [alamy.de], [alamy.com], [en.wikipedia.org] or, on inscriptions and coins, Imperator Caesar Nerva Traianus Augustus.
[alamy.com], [alamy.com] What is
striking is that Ulpius remains untouched. From a Grice-Speranza dossier
analysis, one might say that under the Principate the political purpose of adoption
had begun to outweigh the genealogical one. Nerva was less interested in
converting Trajan into a Cocceius than in designating him publicly as heir.
Thus: the old family identity (Ulpius)
remains; the adoptive connection (Nerva) is displayed; both dossiers are kept
simultaneously. The very name Marcus Ulpius Nerva Traianus amounts almost to a political sentence: "Trajan of the Ulpii, adopted heir of
Nerva." [alamy.de], [en.wikipedia.org]
In that sense, Trajan resembles later adoptive emperors. The adoption is
real, but the older nomen is not submerged as thoroughly as Republican practice
might lead us to expect. A Gricean would perhaps say that the Roman naming
system here becomes less concerned with strict genealogy and more concerned
with preserving informative dossiers. The name Ulpius carried prestige,
military reputation, and the whole Hispanic-Italian lineage of Trajan's family.
The name Nerva carried legitimacy as designated successor. Why discard either?
So your proposed Ulpianus is exactly what a student of Republican nomenclature
might anticipate. The remarkable thing is that the imperial system increasingly
preferred the cumulative solution: not
either Cocceius or Ulpius, but Cocceius by adoption, Ulpius by origin, Nerva by
succession, Traianus by family. Romans,
when sufficiently exalted, tended to accumulate names rather than surrender
them. (Ha.) And Grice, who did the Grand Tour after his B. A. Lit. Hum., would
think the most conversational act by Trajan is his column? Thanks (Ha.) A very
Gricean suggestion. If one broadens "conversation" beyond spoken
language to intentional communication, then Trajan's Column might be regarded
as one of the longest and most successful "utterances" ever produced
by a Roman emperor. An ordinary emperor issues edicts, delivers speeches,
writes letters. Trajan also did those things, of course. But the Column is a
kind of monumental discourse. It narrates the Dacian campaigns through a
continuous visual sequence spiralling upwards around the shaft. The spectator
is invited to "read" it. One might almost call it a stone scroll. The
monument is intimately linked with the reign of Trajan, the emperor of the
Ulpia. [alamy.com] An Austinian analysis would be irresistible. Locutionary
level: the carved scenes themselves. Illocutionary level: "Be it known
that Rome conquered Dacia." Perlocutionary level: admiration, loyalty,
awe, legitimacy, perhaps a desire to enlist. And a Gricean might ask: What is the Column implicating? Certainly not merely: "A war occurred." Rather:
"The war was just.", "The emperor was competent.",
"The empire prospers under Ulpian leadership." None of those propositions is literally
inscribed on the monument, yet they are difficult not to derive from it.
Indeed, one might say that the Column is a giant exercise in non-verbal
conversational implicature. The stone never explicitly says: "Trajan is an excellent
emperor." Yet that is rather the
conclusion the viewer is intended to reach. Your remark also recalls the Grand
Tour tradition. For an Oxford classicist arriving in Rome, the Column was not
merely an archaeological object but almost a text. Generations of Lit. Hum. men
learned to "read" monuments as one reads Livy or Tacitus. One can
easily imagine Grice standing below the Column and wondering whether visual
narratives have something analogous to what spoken utterances have: what is said, what is shown, what is
implicated. To push the joke a little
further, the Column may be one of history's most successful conversational
contributions because nearly nineteen centuries later we are still replying to
it. The exchange has been extraordinarily slow, but it has not yet terminated. (Ha.)
And is the 'scroll' mainly visive or has it got letters and inscriptions? Was
he present at the opening ceremony? Thanks -- where exactly in Rome is it
situated? Is there a Trajan arch, too? Thanks A delightful question, because
the answer is partly "yes" and partly "no." The spiral
frieze of Trajan's Column is overwhelmingly visual. It consists of a continuous
sequence of relief sculptures showing the Dacian wars: marching, bridge-building,
councils of war, sacrifices, battles, submissions, and so forth. In that sense
it is much closer to a giant comic strip or pictorial chronicle than to a
written scroll. However, it is not entirely without text. At the base is the
famous dedicatory inscription, one of the most celebrated Roman inscriptions in
existence. The inscription records that the Senate and People of Rome dedicated
the monument to Trajan and notes that it commemorates the height of the hill
that had been removed to create the forum. The narrative itself, however, is
told by images rather than by running written commentary. So, in Gricean
terms: the locution is minimal (chiefly
the dedication); the rhetic content is carried visually; the implicatures are
imperial and political. As for the opening
ceremony: Trajan was certainly alive when the column was completed. The
monument was dedicated in AD 113, during his reign, and he did not die until AD
117. It would be surprising if he were not associated with its dedication,
although I do not know of a surviving source that gives us a detailed
eyewitness account of an "opening ceremony" in the modern sense. We
can say confidently that the column belongs to his own lifetime and reign, not
a posthumous commemoration. The location is wonderfully central. The column
still stands in: Trajan's Forum (Forum
Traiani) just north of the older
Imperial Fora and very close to what is now Piazza Venezia in the heart of
Rome. A visitor today can walk from the Roman Forum toward the Vittoriano and
encounter the column still standing on its original site. It is one of the
best-preserved monuments of imperial Rome. And yes, there is indeed a triumphal
arch of Trajan. In fact there are several arches associated with him, but the
most famous surviving one is: Arch of
Trajan at Beneventum (Benevento) in
southern Italy. There is also a celebrated:
Arch of Trajan at Ancona on the
Adriatic coast. The Benevento arch is especially magnificent because its
reliefs celebrate not merely military victories but also Trajan's
administration and benefactions. In that respect it is almost the architectural
counterpart of the Column. A Gricean comparison might run: The Column is Trajan's extended narrative
discourse. The Arch is Trajan's epideictic speech, praising and commemorating.
The dedicatory inscription is the explicit utterance. The sculptures do most of
the conversational work. One suspects
that had Grice stood before the Column during his Grand Tour, he might have
been tempted to ask whether the monument says anything at all literally beyond
the inscription, and whether everything else is a colossal exercise in visual
implicature. (Ha.) And do we have the Latin for the inscription. It refers of
course to the forum traiani -- the hill that had to be 'erased' to build the
forum and on it the column -- and does Svetonius or other give us a memorable
quote by our hero Ulpio? Thanks Yes. The inscription is one of the masterpieces
of Roman epigraphy, both for its lettering and for its extraordinary
understatement. The text reads: SENATVS
POPVLVSQVE ROMANVS IMP · CAESARI · DIVI · NERVAE · F · NERVAE TRAIANO · AVG ·
GERM · DACICO · PONTIF MAXIMO · TRIB · POT · XVII · IMP · VI · COS · VI · P · P
AD DECLARANDVM QVANTAE ALTITVDINIS MONS ET LOCVS TANT[IS OPER]IBVS SIT
EGESTVS That is: "The Senate and People of Rome [dedicate
this] to the Emperor Caesar Nerva Trajan Augustus, son of the deified Nerva,
conqueror of the Germans and Dacians, Pontifex Maximus, holding tribunician
power for the seventeenth time, acclaimed imperator six times, consul six
times, father of the country, to show how great a height of hill and ground was
removed by such works." The final
clause is delightful. The column is, ostensibly, not saying: "Look how great Trajan is." Rather:
"Look how much hill had to be excavated." The monument thus presents itself as an
engineering datum. Yet the colossal imperial self-praise is there for all to
see. A Gricean could hardly resist calling that a monumental implicature.
Indeed the crucial words are: ad
declarandum quantae altitudinis mons et locus ... sit egestus "to demonstrate how great a height of
mountain and ground has been carried away." The Roman engineer and the
Roman propagandist shake hands. As for memorable sayings of Trajan, the most
famous is not preserved by Suetonius, who unfortunately stops with Domitian and
never reached Trajan. Our principal literary sources are Pliny the Younger,
Cassius Dio, and later historians. The best-known saying is connected with
Trajan's presentation of the sword to a new praetorian prefect. According to
Cassius Dio, Trajan handed over the sword and said: "Use this for me if I rule well; against
me if I rule badly." Latin versions
vary in wording in later authors, but the sense is constant. It became almost
the emblem of the ideal emperor. Whether literally uttered or polished by
tradition, it is exactly the sort of remark that earned Trajan his later
reputation as optimus princeps. Another celebrated testimony is not Trajan's
own speech, but the Senate's later formula of praise for emperors: felicior Augusto, melior Traiano "more fortunate than Augustus, better
than Trajan." That says something
about the esteem in which the Ulpian emperor was held. As to his physical
presence, Trajan certainly lived to see the Column completed, since it was
dedicated in AD 113 and he died in AD 117. We possess the monument; we do not,
however, possess a surviving ancient account saying, "Trajan stood here on
the day of dedication and spoke the following words." A final Gricean
thought. The Column's explicit inscription concerns a hill: "This shows how much hillside was
removed." The audience's takeaway
is: "This emperor conquered Dacia,
transformed Rome, commanded vast resources, and deserves admiration." If ever there was a distinction between what
is said and what is meant, Trajan's Column may be one of the grandest examples
in stone. (Ha.) Perhaps we can have a latin for this below because Grice calls
it a 'deviated' conversational move with attending implicature: "Use this
for me if I rule well; against me if I rule badly." -- Use this FOR
me" plain imperative -- followed by the protasis or antecedent: "if I
JUDGE that I RULE well" -- implicatum: if YOU, praetorian guard, the
addressee of this -- JUDGE that I rule well." Modus tollendo tollens: Use
this AGAINST me if I JUDGE [YOU JUDGE] that I rule badly." Grice:
"Odd that he would dislocate the judgemental authority to a mere
praetor." Grice connects this with incontinentia or akrasia. Ulpio would
be 'incontinent' if he JUDGES that he rules badly and he still judges badly.
"By dislocating the implicatum, he avoids the paradox, but loses any
little authority he had -- Charles I attempted a similarity and he was soon
beheaded!" Thanks A Latin version commonly given for the anecdote is: Hunc tibi gladium do: si bene rem publicam
administravero, pro me utere; si male, contra me. Or more succinctly: Accipe gladium; pro me, si bene impero,
contra me, si male. One should note that these are literary reconstructions of the sentiment
reported by Cassius Dio, not necessarily stenographic transcripts of Trajan's
actual words. The historical point is the contrast: pro me ("for me") contra me
("against me"). Now your
Gricean analysis is very interesting. The utterance is rhetorically powerful
precisely because it appears to transfer judgement from the emperor to the
recipient. Formally: If I rule well, use
the sword for me. If I rule badly, use it against me. But as you note, there is a suppressed
evaluator. The explicit conditional lacks:
si tu iudicaveris me bene imperare ("if you judge that I rule
well") or si tu iudicaveris me male imperare ("if
you judge that I rule badly"). Yet
practically the Praetorian prefect must be the evaluator, otherwise the
instruction cannot guide action. The Gricean reconstruction might be: Use this for me if you judge that I rule
well. Use this against me if you judge that I rule badly. The conversational effect is generated by
what is omitted. As you suggest, there is also an intriguing connection with
akrasia (incontinentia). For suppose Trajan's version were instead: "Use this against me if I judge that I
rule badly." That would be
peculiar. For if the emperor genuinely judges that he rules badly, then why
continue to rule badly? One would be close to a Socratic puzzle: How can a rational ruler know the better
course and yet persist in the worse? By
shifting the judgement externally to the prefect, Trajan escapes that difficulty.
Yet he pays a political price. The utterance seems to imply: ultimate evaluation of my rule belongs not
solely to me. A constitutional theorist
might admire that. A monarch might find it alarming. Your comparison with
Charles I is therefore apt in spirit. A ruler who publicly invites judgement
from others may sound magnanimous; but every invitation to judgement carries
the possibility of an adverse verdict. Indeed, an Austinian might distinguish:
Locution: Use this against me if I rule
badly. Illocution: I authorize resistance to tyranny. Perlocution:
I am confident that no one will conclude that I am a tyrant. The remark works because the audience admires
the confidence and apparent modesty. The implicature is not really: "Please assassinate me if
necessary." Rather: "My government is so just that I can
afford to say this." In that sense
the utterance resembles the inscription on Trajan's Column. The Column
explicitly says: ad declarandum quantae
altitudinis mons et locus sit egestus "to show how great a height of hill
and ground has been removed." The
intended conclusion is not geological but political: "Behold an emperor capable of commanding
such works." Likewise the sword
anecdote is not fundamentally about the use of the sword. It is about
projecting the image of the ruler who fears no judgement because he expects to
deserve none. (Ha.)


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