Luigi Speranza -- Grice e Spedalieri: all’isola
-- la ragione conversazionale e l’implicatura conversazionale dei diritti
dell’uomo – la scuola di Bronte – filosofia siciliana -- filosofia italiana –
Luigi Speranza (Bronte). Filosofo
siciliano. Filosofo italiano. Bronte, Catania, Sicilia. Studia nell'oratorio di
Neri di Bronte e nel seminario di Monreale. Insegna filosofia a Monreale. Alcune
sue tesi, considerate eretiche a Palermo, sono invece approvate e stampate a
Roma con il titolo di “Pro-positionum theologicarum specimen”. Trasfere a Roma.
Pio VI gli da il titolo di beneficiato della basilica vaticana che comporta una
modesta rendita mensilee l'incarica di scrivere la storia del prosciugamento
dell'Agro pontino, “De' bonificamenti delle terre pontine”. Contro l'Enciclopedia
degl’illuministi, usce la sua “Analisi dell'esame critico sulle prove di Dio”,
il “Ragionamento sopra l'arte di governare”, e “Ragionamento sull’influenza del
sacro nella società e nella civilita”. Scrive
la “Confutazione della dottrina della caduta dell’impero romano”, contro Gibbon
che imputa la caduta all'influenza negativa del sacro. Nel saggio più
importante “Dei diritti dell'uomo”, pubblicata a Roma ma, per volontà del papa,
con la falsa indicazione di Assisi, si rifece alla concezioni rousseauiane
relativamente alla dottrina di un CONTRATTO sociale come origine della società.
Contesta la tesi di un originario stato di *natura* a cui occorrerebbe tornare,
perché soltanto all'interno della società e civilta gl’uomini possono
realizzare i suoi bisogni di felicità e di perfezione. Lo STATO, a cui è
destinato l'uomo dalla natura, è la società e la civilta. Ciò e dimostrato e
vuol dire che gl’uomini non possono rinunziare, generalmente parlando, alla
società e a la civilita senz’opporsi alla sua propria natura. È parte
essenziale della costituzione sociale il principato. Il popolo degl’uomini non
ha diritto di disfare il principato. La forma migliore di governo è il
principato. Al principe il popolo degl’uomini affida tre facoltà: giudicare, di
decretare e di eseguire. Il popolo degl’uomini non può togliergli il principato
a suo beneplacito, cioè quando gli pare, per motivi leggieri, senza motivi, perché
violerebbe il patto sotto-scritto, a meno che il principe non violi la
condizione essenziale del contratto stipulato, il “do ut facias”, a meno che il
principe non faccia ciò che si era impegnato a fare in cambio della proprietà
del principato, ossia, custodire i diritti naturali di ciascuno degl’uomini del
popolo, e dirigere tutte le operazioni del principato alla felicità degl’uomini
sudditi e cittadini. Questa è la base del contratto. Se invece il principe
prende a distruggere i diritti naturali di ognuno, a sostituire il capriccio
alle leggi, e ad immergere nella miseria i poveri SUDDITI, il contratto
resterebbe sciolto da sé. Lo scioglimento del contratto non significa che il
popolo eserciti per proprio conto il governo, ma che debba investirne un altro
con auspici migliori. Ma chi deciderà che il contratto stabilito con il
principe sia nullo? Intanto, osserva che il contratto siasi sciolto già da sé
stesso, si dee legalmente dichiarare. Prima della quale dichiarazione, a niuno
è permesso di sottrarsi dall'ubbidienza del principe. E il diritto di far tale
dichiarazione non appartiene a verun privato, né alla unione di alcuni, né anco
alla moltitudine. Solo un corpo che rappresenti *OGNI SUDDITO* può dichiarare
lo scioglimento del patto con il principe. Questo vero corpo e formato da ogni magistrato,
ogni ordine de' cittadini, ogni persona illuminata, proba, e non soggetta
all'impeto del momento. La colta nazione italiana nella costituzione
fondamentale, che dà a sé stessa, e che inerisce nel contratto che fa con la persona
che vuole innalzare al principato, e che questa giura di mantenere, sempre,
forma un corpo o sia un collegio che rappresenta permanetutti ogni cittadino. Laonde
basta che la dichiarazione si faccia da questo corpo per esser legale. Qualora
il principe resista e voglia mantenere il potere non più riconosciutogli, comportandosi
così da tiranno. Il corpo di LA NAZIONE ITALIANA mai però un singolo cittadino
italiano puo legittimamente giungere fino all'estrema soluzione di condannarlo
a morte. Si mostra avverso sia al dispotismo illuminato che rifiuta tanto
il principio della sovranità del popolo quanto il primato del sacro nel governo
dello stato, sia i princìpi laici della rivoluzione. La garanzia di assicurare
i diritti fondamentali di ogni uomo italiano è data dalla natura che ha come
princìpi essenziali l'amore e la carità verso il prossimo. Polemizza anche contro
i giansenisti che accusa di giacobinismo e di spirito sovvertitore dei troni. Gli rispose con asprezza TAMBURINI in “Lettere
teologico politiche”. Il riconoscimento che la sovranità deriva dal popolo degl’uomini
e che questi uomini italiani, attraverso i suoi delegati, possa giungere a
rovesciarne il potere, gli procurarono violente critiche e inimicizie da parte
dei circoli reazionari e in parte anche moderati, e al saggio, che ha alla sua
uscita una notevole diffusione, il divieto di pubblicazione in tutta Italia. Puo
nuovamente circolare, anche se in Italia, mutato il clima politico e culturale,
venne nuovamente ignorato. GEYMONAT, “Il pensiero filosofico-pedagogico
italiano, Filosofi e pedagogisti estranei all'illuminismo in GEYMONAT, Storia
del pensiero filosofico e scientifico” (Milano, Garzanti); Melzi, Dizionario di
opere anonime e pseudonime di scrittori italiani: o come che sia aventi
relazione all'Italia. Milano: Coi torchi di Pirola, Nicolini, op. cit.., Giurintano,
Società e Stato (Palermo). Pisanò, “Una teoria comunitaria dei diritti umani: i
diritti dell'uomo” (Milano). bronteinsieme Enciclopedia Italiana, Roma,
Istituto dell'Enciclopedia Italiana. Melanzio Alcioneo, arcadi. Nicola Spedalieri.
Spedalieri. Keywords:gl’arcadii, diritti degl’uomini, polemica con Gibbon, il
sacro, il crollo del principato romano, Gibbon. Refs.: Refs.: Luigi Speranza, “Grice e
Spadalieri sul contratto conversazionale.” H. P. Grice, “A critique to
conversational quasi-contrastualism.” Luigi Speranza, “Grice e Spedalieri” –
The Swimming-Pool Library.
Luigi Speranza -- Grice e Speranza – implicatura ed implicatura --
filosofia italiana – By Luigi Speranza, pel Gruppo di Gioco di H. P. Grice, The
Swimming-Pool Library
(Albalonga). Filosofo. Speranza, Ugo -- Speranza, Alessandro -- Speranza,
Ettore -- Speranza, Gianni -- Speranza, Paola -- Speranza, Anna-Maria --
Speranza-Ghersi –Ghersi-Speranza, Anna-Maria -- Speranza lui speranza: luigi
della --. Italian
philosopher, attracted, for some reason, to H. P. Grice. Speranza knows St.
John’s very well. He is the author of “Dorothea Oxoniensis.” He is a member of
a number of cultivated Anglo-Italian societies, like H. P. Grice’s Playgroup.
He is the custodian of Villa Grice, not far from Villa Speranza. He works at
the Swimming-Pool Library. Cuisine is one of his hobbiesgrisottoa alla ligure,
his specialty. He can be reached
via H. P. Grice. Refs.: Luigi Speranza, “Vita ed opinion di Luigi Speranza,”
par Luigi Speranza. A. M. Ghersi Speranza -- vide Ghersi-Speranza. Ghersi is a
collaborator of Speranza. Grice: “It’s easy enough to list Speranza’s publications.” Speranza,
like Mill, was fortunate to belong to a literary familyand he would read
Descartes’s Meditations, which drew him to philosophy. His studies in logic
drew him to semanticsHis first love was Oxonian analysis as summarised in
Hartnack’s essay on ‘contemporary’ philosophy. One of Speranza’s earliest
essays is on Plato’s Cratylus, relying mainly on Cassierer, but also drawing
from Austin’s Philosophical Papesr. Spearnza’s idea is that “ … mean …” is a dyadic
relation and what’s behind Plato’s theory of forms. This was Speranza’s
contribution to a seminar in ancient philosophy. For his contribution on
medieaval philosophy, Speranza drew on the modistae, and the Patrologia Latina
for the use of ‘intentio’ in various writers, up to AquinoSperanza finds it
fascinating that the earliest modistae do find a conceptual link between the
‘intentio’ and the ‘significatio.’ For a seminar on scepticism, Speranza
contributed with a paper on Gricedrawing on Sextus Empiricus and Bar-Hillel. It
relates to Grice’s problem with the conversational category of fortitude.
Speranza concludes that a phenomenalist account is possible, but there are two
other options: ‘silence’ (“not to participate in the conversational game”) or
the utterance of non-alethic utterances, such as questions and commands. For a
seminar on political philosophy, Speranza contributed with an essay on
‘Contractualism’ from Rousseau onwards --. For a seminar on phenomenology and
the social sciences, Speranza contributed with an essay on ‘The conversational
unit,’ the idea that the emic approach is preferable to the etic approach. For
a seminar on argumentation theory on Habermas, Speranza contributed with a
“German Grice,” the idea of a ‘strategy’ is a momer. Grice is into co-operative
proceduresand those who provide taxonomies of rationality should be made aware
of this. For “The Carrollian,” Speranza contributed with “Humpty Dumpty’s
Impenetrability.” The idea that Davidson is right and Alice does not mean that
there is a knock-down argument, or that she should change the topiche draws on
Grice’s collaborator at Oxford, D. F. Pears, for his insights on “Intention and
belief.” At the request of the editor of a bibliographical bulletin, M. Costa,
Speranza contributed with reviews of oeuvre by R. M. Hare (“Sub-atomic
particles of logic”), J. F. Thomson (“if and If”) and work on the English
philosopher H. P. Grice (J. Baker, etc.). His review on Way of Words spramg
from the same project, and it is an ‘invitation.’ For a congress of philosophy,
Speranza presented “On the way of conversation,” playing on Grice’s “way of
words”“Surely there’s more than words to conversation.” Speranza focuses on
what Grice amusingly calls a ‘minro problem,’ that of expression meaningSperanza’s
example: “How do you find Bologna?” “I haven’t been mugged yet” was inspired by
a remark of an attendant to the conference. For a congress on conversational
reasoning, Speranza contributed with “First time at Bologna?” providing twenty
five possible answers“first time in the region, actually.” Etc. Speranza,
following Grice, refers to this sort of reasoning as a sort of ‘brooding’to
‘brood’ is to ‘reason’ in a calculated fashion. As an invitation project,
Speranza collaborated with “Rational face to rational face: a study in
conversational pragmatics from a Griceian perspective.” In his essay
“Post-modernist Grice,” he deals with the unary and dyadic connectors. For a
congress on “Current Issues,” Speranza presented his “The feast of reason,” three
steps in the critique of conversational reason. The first step is empirical,
the second is quasi-contractualist, and the third is rational, undersood weakly
and strongly. For an essay on relativism, Speranza presented an essay on ‘The
cunning of conversational reason.’ Speranza maintains Grice’s jocular
references to Kant -- the Conversational Immanuel. For an essay on
desirability, Speranza explored the issues connected with mise-en-abyme and
self-reflectionsome of these were published. There is published correspondence
with members of what Speranza calls the Grice Club. Refs.: The H. P. Grice
Papers, BANC MSS 90/135c, The Bancroft Library, The University of California,
Berkeley. Speranza, villaThe Swimming-Pool Library, H. P. Grice’s Play Group,
Liguria, Italia. Grice’s Oxonian Implicature J. L. Speranza
Abstract In all his appeal to universality and universability,
Grice remained an Oxonian at heart. For all his publicity of Kant, it is Fichte
that saves him. Philosophers have not seldom proclaimed the close connection
between philosophy and linguistic analuysis, but so far as I know, the ruthless
and unswerving association of philosophy with the study of ordinary language
was peculiar to the Oxford scene, and has never been seen anywhere before or since,
except as an application of the methods of philosophising which originated in
Oxford WoW 376 It’s interesting that in that Retrospective Epilogue he
zooms out from Oxonian to Athenian dialectic. In Prejudices and Predilections,
he zooms out just to Cambridge – avoiding the redbrick. There is a
‘cunning’ of conversational reason – meant as universal, it remains, Oxonian. A
portrait of Grice hangs ithe Philosophy room (so called) at Merton – but do
Mertonians, and human beings at large – know the whole story? When it
comes to the Fichte-Hegel-Kant debate, the best is to quote from Warnock. It is
often said that Grice is an Oxford philosopher – and it’s true! It’s also said,
as I would expand, that he is an ENGLISH Oxford philosopher – and that is a truer
truth – because, to echo Gilbert and Sullivan, it was greatly to his credit. My
third truth is that his oeuvre is addressed to other Oxford English
philosophers – which has not always been the case. So that’s what I shall
endeavour to shed some light on these notes. Yes, yes, yes. What’s
English about Grice. Well, he was born in Harborne. How more English can you
get? What’s Oxonian about Grice Well, straight from Clifton, he was mostly
closeted in the cloisters of Corpus, to then turn into a Hammondworth Scholar
at Oxford and end as a Tutorial Fellow and University Lecture at his beloved
St. John’s. This is a work in progress – and the idea is to be so. It is
meant to engage other scholars, and mosdt of it will be a catalougue raisonee
of the rather poorly ited chcecklist of his things. Had Mabbott been able
to manage P. F. Strawson, things would have gone different. But he wasn’t. So
he decided to share his Strawson with the OTHER philosophy tutor at St. John’s
– and the rest is history. Grice would NEVER have shown an interest in the
topics that he did only because he came to be in contact with Strawson. The
reference to logic is Strawsonian, and of course their long-standing debate on
‘if.’ Contacts with Strawson could fill a book, as those with Austin did fill a
philosophical dissertation or two – ‘the reconciliation of Austin and Grice’.
It may be best to start with Grice’s making fun of Strawon in ‘Prolegomena’,
with a full quote from Introduction to Logical theory – all wrong! – and Urmson
knew that (Philosophical analysis) in spite of Warnock’s good criticism of it
(English philosophy). And Strawson was not alone – other Oxonian philosophers
were playing with logic then, like that fellow of Lincoln, and Lemmon, and
Bostock, and a few others. Cf. O. P. Wood review in Mind on logic on ‘or’
Contacts with previous generation: Bradley, Stout, Prichard. More
importantly Cook Wilson – not just the butt of a joke, what we know we know –
but his genitorial programme in Statement and Inference. Bradley, and made fun
of Wollaston and Bosanquet as ‘very minor.’ Discussion of Collingwood’s idea of
presupposition in ‘Metaphysics,’ co-authored with Strawson and Pears, in Pears,
The nature of metaphysics. Grice’s view of different groups on
ordinary-language – the older one carried out by Ryle. Grice’s interaction with
O. P. Wood, of the Ryle group. Why else would he care to quote from Robinson on
‘You name it’ in ‘Actions and Events.’ Specifically on Ryle, Grice makes fun of
him in ‘Prolegomena’: I involuntarily sat on a chair. He becomes more
serious when approach Ryle as a behaviourist in ‘Method in philosophical
psychology,’ ending with another joke on Ryle’s agitations. Citation of Kneale,
of the Grice Club, on the sophistication of induction. Saturday mornings
were never the same after he joined Austin’s Play Group. He will continue with
the meetings after Austin’s demise. Members of the Play Group were all
Englishmen: alphabetically: Austin (the senior or master), Hare, Hampshire,
Hart (Anglo-Jewish), Pears, Strawson. Affectionate recollections of
Nowell-Smith: Grice being one of the reasons Nowell-Smith left Oxford for good,
even though that was where he died. Hare, whom Griced manages NOT to quote in
WoW – ‘those authors who would appeal to a notion of a neustic above the
phrastic’ --. For the annals of the University of Oxford – cf. Ashworth – joint
seminar with J. L. Austin on Categories and De Interpretatione. For the annals
of the University of Oxford – cf. Ashworth – joint seminar with Strawson on meaning.
For the annals of the University of Oxford – cf, Ashworth – joint seminar with
G. J. Warnock on the philosophy of perception. For the annals of the University
of Oxford – cf. Ashowrth – joint seminar with D. F. Pears on the philosophy of
action. Good quote: Pears on ‘if’ conversationally implicating ‘iff.’ For
the annals of the University of Oxford – cf. Ashworth – joint seminars with J.
F. Thomson on the philosophy of action. “And others” – with Quinton. See:
Register seminars delivered by University lecturers in philosophy at Oxford,
1945-1967. Then there’s the contacts with the zillions of philosophers –
English-born, I mean – who had a sojourn at Oxford (with Grice) but surely
Oxford cannot accommodate all of them, and had to spread Griceianism to the
redbricks. The first, Flew. But there’s Parkinson. And Warner, who ended up at
Warwick. And Cox, who ended up at Liverpool – having researched on aesthetics
and perception with Sibley and Grice. And Duncan-Jones and Barnes! Or Grant
with his pragmatic implication in Philosophy – no mention of Grice! To name a
few! But he would never give a joint seminar with Dummett – even when Dummett
quotes from Grice profusely on implicature in Truth and other enigmas.
Para-philosophical yet VERY OXONIAN peripatetic: founder of The Demi-Johns. V.
‘Professional philosopher and amateur cricketer’, obituary of Grice in THE
TIMES. Piano was the other. Indeed predating philosophy. Having started
at Halborne as he joined his father on the violin an his brother on the cello.
Derek Grice went to to become a professional cellist at Hastings. See brochure
for end-of-year concert, ‘H. P. Grice, rendition of Ravel Pavane pour
une. Not to mention chess and cricket – at high levels of proficiency
(Wiggins and Strawson, British Academy). ‘Personal identity’, published
in Mind, which means *submitted* to Mind. One might argue that it wasn’t after
Perry unearthed this piece in “Personal identity,” it had not received proper
notice, although Grice had continued to research on what he called ‘personal
identity’ as a ‘logical construction’. When it comes to the relation with
Oxford and English philosophy, while Parfitt made some light use of this, it
all goes back to Locke. It is fun to think that when librarians were playing
with this, they had to go by ‘alphabetical order’. The keywords would be then
‘personal identity’ and ‘logical construction.’ ‘Meaning’ was his contribution
to The Oxford Philosophical Society. He had been lecturing o Peirce. But
perhaps he profit most from philosophers of his generation: Urmson, Strawson,
and even younger ones: Bostock, Peacocke, Blackburn – full chapter on Grice in
Spreading the word – Sainsbury, Oxford educated, Over, Oxford educated, Potts
of Leeds, Oxford educated, Davies, Oxford educated – full chapter in his book
on meaning. Wiggins – who wrote the joint article on Grice for The British
Academy. ‘The Causal Theory of Perception’ was his contribution to the
symposium at The Aristotelian Society, chaired by Braithwaite and with A. R.
White as co-symosiast. His public reference to the ‘idea’ if not yet the word
for ‘implicature. It influenced a younger generation, notably Snowdon – and
Platts who cannot quote from anything else on implicature in his full chapter
on implicature in Ways of Meaning. ‘Conversation’ ‘Intention and
uncertainty’ was his Annual Philosophical lecture for the British Academy. He
defines himself as a neo-Prichardian, having previously considered himself more
of a Stoutian. But ‘Intention and uncertainty’ allowed Grice to go back
to topics of his own generation: Hart and Hamphsire on ‘intention’ and
‘certainty’ and ‘decision.’ He would have none of that! Hampshire Thought and
action on cooperation and trust. Grice knew of Jewishness. At his Clifon, the
Anglo-Jewish had a special House, and of course did not have to attend chapel.
Oxford was different. And Honore, an old Cliftonian, would find affinity with
Hart. I would think when delivering the James Lectures at Harvard, a few
Oxonians may have been surprised that, for all of Hart’s achievements – of laws
as rules, and so forth – Grice would care to cite him only as per a private
conversation (the horrour!) where Hart assumed that if Mrs. Smith wrote the
cheque inadvertently, the ENTAILMENT is that she did not take the required
steps towards such a decision! And had it not been for Urmson who was editing
Pritchard’s essays on motivation and interest and willing, Grice would not have
quoted them – Prichard’s ideas on ethics pervade Grice’s own views on ethics
since for Grice ultimately morality cashes on desire (interest). Aspects
of Reason and Reasoning. Grice e Speranza: una conversazione h J.
L. Speranza His name was Hope, and
he named his villa “Villa Speranza,” not realising that ‘speranza’ is hardly a
cognate of the English surname ‘Hope,’ which is a misspelling of ‘hop’!
inplicatura: entanglement. Sid. Ep. Lewis and Short, A Latin dictionary
Aristoteles brachio exerto Xenocrates crure collecto, Heraclitus fletu oculis
clausis Democritus risu labris apertis, Chrysippus digitis propter numerorum
indicia constrictis, Euclides propter mensurarum spatia laxatis, Cleanthes
propter utrumque corrosis quin potius experietur, quisque conflixerit, Stoicos
Cynicos Peripateticos haeresiarchas propriis armis, propriis quoque concuti
machinamentis. nam sectatores eorum, Christiano dogmati ac sensui si
repugnaverint, mox te magistro ligati vernaculis implicaturis in retia sua
precipites implagabuntur […]. Sidonius, Epistulae. Abstract. Some of us have been engaged in
the philosophy of H. P. Grice for some time. There’s something about
implicatue, you know! In these notes, the avowed intention – never likely to be
fulfilled, as Grice well knew -- is to place Grice, his implicature, and his
significance – in both ways the expression ca be used -- within the broader
philosophical context, with special emphasis in the philosophy of language. In
short: a move from St. John’s! Keywords:
implicature, meaning, signification. A
note about the title. Some time ago, I started a series of notes systematically
titled ‘Grice e …’ where the dots were filled by this or that Italian
philosopher. It was my attempt at following Grice’s respect for the
longitudinal unity of philosophy! But the phrase stuck. I wouldn’t be
vernacular enough to explore ‘Grice e Austin,’ where that should surely read
‘Grice AND Austin’, but when it comes to Benedetto Croce, ‘e’ sounded, er, so
much, er, euphonic! When H. P. Grice, the Englishman from Harborne – in what
was originally Staffordshire, but Warwickshire by the time he had been born
there -- started his serious study of philosophy, as he put it – Speranza never
did! – Grice mentions his good fortune in having that Scot tutor, Hardie -- to
teach him how to argue. Speranza didn’t!
It was however early in his studies in philosophy that Speranza came
across Grice. It was early in my
philosophical studies that I came across Grice – or rather, I should say,
Austin. Unexpectedly so. For someone outside the British Isles, and raised in
the continental philosophical tradition, British – never mind English! –
philosophers are observed with suspicion. In fact, the Continental traditionalists
would go as far as to DENY philosophical status – except empiricism and
pragmatism – to anything coming from those Isles. If Westward the empire
strikes its way, as far as continental philosophy goes, one has to remain a
Galllic – the true descendants of Graeco-Roman wisdom, or become a Teuton. Any
other philosophies are looked down. So to dedicate one’s philosophical energy
to a Briton is beyond the pale! It’s totally different if you ARE a Briton, as
Grice was! The proof of the pudding is
in the eating. By mere statistical methods, one can show that continental
philosophy NEEDS to be included in the philosophical curriculum of any varsity
in the British Isles MORE SO than British philosophy IS included in the
curriculum of a Continental university! As a result of this, any continental
philosopher who decides to dedicate his efforts to a Briton – a British
philosopher – is considered to be engaged in a sort of a joke, and he himself
tends to take his own take humoristically! Austin, I was saying. In the
standard histories of philosophy – and such is a requirement in any
philosophical curriculum for any philosopher worth his name – it is -isms that
fascinate the historian of philosophy. So Hartnack, for example, goes on to
subdivide ‘ordinary-language philosophy’ – as a method rather than a body of
doctrine -- as comprising Ryle’s senior group, and the junior group led by
Austin. So I knew what I was going for! In the syllabus of most ‘philosophy of
language’ – when it comes to the body of doctrines, rather than the method --
courses there will be a unit or two on ‘meaning and intention’ – I came to
regard this as ‘significatio,’ rather – followed perhaps by one on ‘implication
versus implicature.’ But the systematic
treatment of Grice is hardly necessary in any philosophy curriculum outside
Oxford – or even especially WITHIN Oxford, since it was anathema, in Grice’s
generation, to quote OTHER Oxford philosophers! What they NEEDED to quote was
‘ordinary language’! Grice went from Scholar at Corpus – four years – under
Hardie – having gotten the scholarship from Clifton. Grice had the greatest
respect for those who preceded in philosophy at Oxford. Years later he would
enjoin any serious student of philosophy to pay due respect to the ancestral
greats. No Englishman is cited. Except two, actually. “Never mind paying
respects to one who is NOT one of these ‘greats’ and I’m speaking of
Bosanquet!” Grice is slightly more respectful towards Bradley – since, well, he
had acquired an international reputation since that American, T. S. Eliot, had
cared to write a doctoral dissertation about him. So Bradley gets a mention in
the ‘Prolegomena’ to Logic and Conversation, regarding a joke on ‘not,’ and
again in The Conception of Value, where Grice is treading very Bradleian,
Hegelian, and Schellingian waters, with the non-relativised Absolute! To become
Senior Scholar at Merton – no tutor required! – and to accept, finally, a
lectureship at St. John’s – before becoming a fellow. The lectureship went
well, and Grice went on to be offered a fellowship soon after. This was, of
course, “Tutorial Fellow.” No such title would apply, say, to Grice’s later
collaboration, D. F. Pears, since they only have fellows at Christ Church –
only Students! While the association to St. John’s is adamant – it is perhaps a
little source of stress for Grice that what came with the bargain a few years
later is that he became ‘University Lecturer.’ This relates to Austin. Soon
after the war, Austin instituted his New Play Group for games on Saturday
morning, ‘by invitation only’ – “Sat. mrng.” the little card Austin would
handle read – only for full-time, or whole-time (as Warnock rather more
archaically put it) tutorial fellows in philosophy – and a few students, since
Pears was there, if not Wood (who remained a faithful Ryleian). And the point
is for these full-time (or whole-time as Warnock’s old fashioned prose has it)
tutorial fellows (and students) to be able to get away from the labours of
having to see their scholars – their pupils, that is – in Grice’s case, at St.
John’s, and having to, well, TUTOR them! Grice’s bread and butter. The best way to approach the Play Group is
via the alphabet. There was Paul (that Grice cared to mention both in his
“Prejudices and predilections” and in “Retrospective Epilogue – his obsession
with sense data. G. A. Paul he went by – and his career had prospered had he
not decided to go sailing on the North Sea – on a Sunday! There was
Nowell-Smith, whom Grice describes as the straight man to Austin’s mockeries. In
fact, Austin and Grice were the main reason why Nowell-Smith LEFT Oxford. It
was too much for him. As Grice notes, the “Nowell” was decorative – Smith’s
father. So the full name here would be P. H. N. Smith. There was Dick – whose daughter became a
famous lesbian. He didn’t go by “M.” – as Ryle didn’t go by “G.” – but by
Marcus, which made him more of a charming character. There was Hamsphire, whom
Grice loved. This should go as S. N. Hampshire. He had known Austin before the
war and attended what Hampshire calls the ‘old’ Play Group, which met at All
Souls, in the middle of the week – Thursday nights! There was an Anglo-Jewish by the name of H.
L. A. Hart, that Grice adored – Hart reviewed ‘Dark clouds mean a storm but
there won’t be one’ for The Philosophical Quarterly, BEFORE Strawson had cared
to type the draft on ‘Meaning’ --. There
were Grice’s collaborators Warnock, Pears, Thomson, Hare. Or I should say. There was Warnock. Anglo-Irish. He goes by
“G. J. Warnock.” He became especially associated with Austin – after Austin’s
death – when, along with Urmson, they edited his Philosophical Papers, and
distributed the other stuff – with Urmson taking care of Austin’s How to do
things with words notes, and Warnock with the Sense and Sensibilia. If Grice
would meet with Warnock, it would be to discuss sense data – especially red
pillar boxes – and their visa! If there was Warnock, there was Urmson. Grice
recalled many a memorable anecdote with Urmson. Grice took Urmson as THE
representative of the paradigm-case argument. Perhaps more crucially, the ONLY
English author Grice cared to mention in his “Utterer’s meaning and intentions”
is Urmson and his thumbscrews. The alleged counterexample is particularly
interesting since it revolves about the recognition of the role of REASON in
the account of ‘significatio’ – non-natural if you wish. The dark clouds that
mean rain behave CAUSALLY – in the realm of nature – but if an utterer utters
that ‘I can’t get by without my trouble and strife’ (meaning he found his wife
indispensable), there must be a REASON, even if mechanistically-substitutable
in the air – and if the Utterer IS a person, that reason is even NOT
mechanistically substitutable! There was Pears. The perpetual Student. Grice
loved him, and Pears loved Grice. When years later Grice refers to Witters as a
minor philosopher, he was possibly aware that by that time Pears had become THE
man to talk about Witters. Not in Grice’s time. If they met, it was to talk
about INTENTIO. When Clarendon published a tribute to Grice, whose acronym goes
G. R. I. C. E. – the I is for Intention (the G for Ground, the R for Ratio, the
C for Category, and the E for End – as in Howard’s End – “That’s rude!” Rita
exclaims in “Educating Rita.” There was Thomson. Whereas Grice titles the
subject of his research with Pears as being on the philophy of action, it was
more on philosophical psychology – since ACTION ACTION Grice would discuss with
Thomson. Until Thomson left Christ Church for a post in an institute of
technology! There was Hare. In his Retrospective Epilogue, Grice refers to
those philosophers who go for the neustic and the phrastic, and we know who he
means. R. M. Hare, the man is – from Somerset. He would give seminars on the
ethics of Aristotle with both Austin and Grice. And Hare was one of the few
members of Austin’s Play Group who cared to attend to GRICE’s Play Group – same
place, same date – upon Austin’s death. But he would hardly talk. Not the
communicative type, -- his shyness. But he had a great respect for the idea of
conversational implicature, especially since it was a way to stick with
ordinary language and linguistic botany and avoid the sorry story of deontic
logic! And more. There’s Strawson. P. F.
Strawson, like Flew, and a few others, was among the first pupils assigned by
Grice at St. John’s before the war. Strawson was taught for the Logic paper by
Grice – while the rest went to the other St. John’s tutor, Mabb – as Grice
called him. Strawson got a second in his P. P. E. examination, but he would
later acknowledge that he never ‘ceased to learn logic’ from Grice – The
implicature perhaps that he never started learning it! In any case, the
association was very close, and they gave joint seminars on “Categories” – but
which also dealt with ‘meaning and logical form.’ One who attended a session
was surprised he could understand NO WORD of what Grice had proferred. Upon
request, he emitted: “I don’t know the rules of the game, mate, but Grice seems
to be winning!” Quinton liked that. Wood did not! There was Woozley. So now for the
alphabetical order then: Austin, Dick, Grice, Hampshire, Hare, Hart, Paul,
Pears, Smith, Strawson, Thomson, Urmson, Warnock, Woozley. If that’s not an -ism, I don’t know what is!
By comparison, Ryle’s group was a MESS! On the other hand, Grice confides that
of at least these three groups engaged at Oxford with the philosophy of
language –as both method and doctrine – it was the third group of
Wittgensteinians – by which he means Anscombe, but not by name – ‘who were the
most disciplined of the lot’! Being a University Lecturer meant –
non-naturally, of course -- that Grice’s lectures (the title is rather ironic
at Oxford, since ‘to lecture’ is a term of abuse) could be attended by ANY
member of the university, including a physicist, or perhaps a maid! It would be
interesting to review his career in terms of what he genially called his
‘unpublications’ – ‘with a few publications thrown in for good measure.’ There
is an early draft on “Negation and privation” which is an interesting choice.
His affiliation with St. John’s was pretty minimal at that point, and the draft
features his home address at Harborne!
Grice’s idea however is to produce a logical construction of ‘not’ – i.
e. an analysis (‘philosophical analysis’ was in anyone’s lips, Grice says – of
an utterance (or sentence – Grice wasn’t that fastidious then) involving ‘not’.
He has two. One involving sensorial experiences, which he deems secondary,
since they are what Broad called psycho-somatic – a purely introspective one. The
one Grice choses is “Someone is NOT hearing a noise.” In Grice’s construction,
the sentence becomes equivalent to the REJECTION of a related sentence, without
the ‘not’: “Someone is hearing a noise.” It is to THIS sentence that Grice’s
‘person’ projects an attitude of rejection – not just ANY rejection, but the
rejection that he KNOWS it! “Negation and privation” was followed by “Personal
identity.” It is listed in Edwards’s Encyclopaedia of Philosophy, but Perry
would no know that! When the now defunct University of California Press – an
Americanism – accepted Perry’s proposal, Grice’s “Personal identity” was
reprinted some decades since its first appearance in the pages of “Mind.” And
if Grice chose “Mind” as the journal to which he submitted “Personal identity”
the reason is out there to see. It may count as one of those ‘Critical Studies’
thing, since the first reference is to Ian Gallie’s previous, and recent, essay
on selves and substances in the annals of analytic philosophy. “Mind” was still
subtitled “a journal of PSYCHOLOGY and philosophy,” and under Moore’s
editorship. Grice will go back to the topic at various stages. It was clear
that, like “Negation and privation,” we have Grice the constructivist here,
since, again, he is proposing a ‘logical construction’—the phrase is Broad’s –
of sentences (or utterances, but he wasn’t so fastidious then) involving three
types of “I” – or ‘someone’, as Grice prefers – “I’m not an ego-ist!” –
somatic: “I was hit by a cricket bat”; psycho-somatic: “I am thinking of
Hitler” and purely psychic: “Someone IS hearing a noise.” The interesting bit
is that he spends a few paragraphs on Locke, on the identity of HUMAN and
PERSON, which will become the topic of his speculation decades later – the
transubstantiation, indeed, of a human into a person! Drafted to the Navy,
Grice did his best, and came out alive – and kicking – and with a title of
‘Captain, Royal Navy.” And then it was back to Oxford. Having married, he was not allowed to sleep
at St. John’s, but St. John’s was generous enough to offer him a flat on
Woodcock Road. So it was pupils, pupils, and more pupils. Instead, he had a lot
of respect for them, and came to be known as “Godot” – as pupils would pile up
up the stairs. There was another tutor in philosophy at St. John’s, which
helped, with things like Strawson – who ‘had’ both! The other tutor, like
Grice’s own tutor, was a Scot – good old Mabb, as Grice called it – or Mabbot
for long! Like Hardie, he was more of a Ryleian, if anything at all! One thing
that may fascinate the scholar at Oxford is that in those days attending a
seminar may well mean attending a JOINT seminar. This is a trick. Isn’t it
difficult enough to have to deal with ONE lecturer? However, Grice was happy to
list all the other English philosophers with whom he shared a ‘seminar,’ as
those things were called. It is mandatory for a scholar to attend at least
three a week! So let us see if we can be more ‘official’ about the seminars –
solo and joint, sometimes menage a trois – with which Grice engaged! The first
collaborator Grice will mention is Strawson – “my former pupil” – so that’s
fine and dany. Quine attended one of these, and was surprised at how little
room they allotted to open session. “That IS an interesting point, about which I
suppose I shall have an answer in two weeks – since next week’s is Strawson’s
week!” Grice makes a point about the COMPOSITION here – He always said that
monologue is implicature-free. Not so concerted interaction. COMPOSING a piece
of writing with Strawson meant that they had to SHARE belief and validation of
EACH sentence. ‘This surely led to the demise of our collaboration’! Come Grice
and Thomson, we realise the best way to classify these joint seminars would be
by surname of collaborator – but hey! So he also gave a joint seminar or two
with THOMSON. Grice here cares to specify the topic: philosophy of action.
THOMSON was the epitome of the hot-bed of Ordinary Language Philosophy until he
married Judith Jarvis and left for a technological institute overseas! Grice
and Warnock shared a visum. Then there was the joint seminars with G. J.
Warnock – on which Grice kept all the notes. Warnock was a sort of a genius in
an Anglo-Irish sort of way. Their seminars, of course, were on ‘The philosophy
of perception’. Sayers attended one. “Grice mumbled and did his best to drive
his audience away. For the most part, he succeeded, including myself.” “The
philosophy of perception” is such an Oxonian sub-discipline. They don’t have it
at Cambridge! At Oxford it is meant to implicate: we still revere the English
empiricists – as they do not in France – witness Merleau-Ponty! Pears, Grice,
and Apples. Then there were the joint seminars, on “The philosophy of action”,
again, with D. F. Pears. But Pears and Grice, unlike Thomson, were more into
what Grice will later call ‘philosophical psychology,’ so expect those seminars
to be full of references to Grice’s description of Pears’s introspective
accounts of Grice’s intendings and willings – not in that order! Pears made it
to Grice’s ‘publication’ if an annual lecture at the British Academy counts as
one. In the final paragraph, he acknowledges that this is all very fragmentary
but truly in the spirit of what Pears has been saying AGAINST prediction! There
were seminars with Austin. One on ‘De Interpretatione,’ that Ackrill attended.
“Greek to me,” he would later say. The result was that Clarendon accepted
Ackrill’s proposal to translate Peri Hermeneias into Anglo-Saxon murdering
Plato’s and Aristotle’s parlance into talk of ‘making a statement’ or failing
to make one! If you think about it, it was extraordinary that a man with whom
you are giving a joint seminar you may still want to see on a Saturday morning!
But that was Grice. What weakens the claim, though, is that of ALL the venues
for the Play Group meetings, the one that Austin liked best was Grice’s St.
John’s – not his rooms, rather backward – but a lovely lecture room ‘which made
Austin felt like the C. E. O. of the Linguistic Botany Co. Ltd.’! With Austin
Grice had a menage a trois, as we call them, since the two joined R. M. Hare to
give a seminar on Aristotle’s Ethics. The fact is usually mentioned to prove
that Linguistic Botany was NOT they did! Those seminars were meant for PUPILS
who frankly needed instruction on the Greek mannerisms of Plato and Aristotle,
and perhaps this or that archaic English philosopher – the Lit. Hum. programme
did not include the name of any LIVING philosopher until they did! Austin,
Grice, and Hare shared this classical education that Strawson lacked, having
earned a mere P. P. E. rather – and Strawson could just NOT read, never mind,
‘read’ or ‘lecture’ on anything written in a lingo other than his own. Witness
his own seminars on Abbott, er, Kant! Strawson’s idea was that Greek – and Latin
– and German – got on the way of his lingo. But for Grice, an old Cliftonian,
Greek (if not Latin) were second nature! You don’t feel Greek is a ‘foreign’
language, even if Thales of Miletus a foreigner was! There was a joint seminar
with Woozley of the old school, if ever there was one – a member of Austin’s
OLD play group. Woozley gave joint seminars with Grice on ‘scepticism.’ And so
on. When it came to publishing – it was all Strawson’s fault. The least thing
Grice wanted to do with his draft on ‘Meaning’ – a mere exercise in dialectic
meant to impress the Philosophical Society (Oxford philosophical society, that
is) into Grice’s taking care of the recent title published by Yale University
Press – of all University Presses – by Stevenson on Ethics and language. A
cursory examination of the 1948 draft shows Grice’s style, as it then was. He
starts his three essays so far in the same manner. Grice starts the three
essays – “Negation and privation,” “Personal identity,” and “Meaning” – in the
same fashion. By considering ‘sentences’ – he wasn’t then fastidious enough to
care about utterance. In the case of “Meaning” it is not clear what the
sentences grouped under what he calls a ‘natural’ significatio – harking to
Plato’s Cratylus – phusei – have in common. And he is not too careful about the
sentences under this OTHER type of ‘significatio’ with respect to their
syntactic format. But in the ends he has found a DEFINIENDUM: “By uttering x, U
utters that p” iff – It’s the DEFINENS that matter, and Grice of course does
not wish nor care to settle in a mere talk to the Oxford Philosophical Society.
Remember: anyone else MAY, but an Oxonian philosopher does NOT want to be
lectured! But 9 years later, Strawson asked Grice for the draft, had his wife
typed it, and submitted it to an AMERICAN journal: the Philosophical Review!
Grice’s Philosophical Review experiment collected a lot of criticism. But he
never cared. Why should he? He learned from Austin: once you publish, forget
about bringing the issue to your Saturday morning – you don’t need to discuss
‘no more’! Some of the criticism he did care to publish in his revision of the
analysis in The Philosophical Review – a sort of critical notice, sort of
thing. If one checks the list of names he gives, one notices only one
Englishman: J. O. Urmson. Grice loved Urmson, and Urmson loved Grice. There are
various cross-references among them. Grice would keep using Urmson as a
defendant of paradigm-case arguments – and Urmson would play with the principle
of appositeness, and the rules of evidence, and so forth. But by this time, he
had encountered Implicature. Grice was proud of having presented Miss
Implicature at Cambridge, of all places, in “The causal theory of perception.”
However, American publishing being what it is – stingy! – he had to elapsed
that long excursus on implicature – “So what the reader gets is the idea of
IMPLICATURE as applied to ‘it seems to me as if that pillar box is red” – in
the Harvard University Press reprint of the Aristotelian Society contribution.
Warnock was a bit more careful, when reprinting the WHOLE symposium in his The
Philosophy of Perception – only that A. R. White never quite knew what to do
with Miss Implicature! It was Butler, fresh from Oxford, who thought of having
a collection by Blackwell on Analytic Philosophy, and Grice contributed with
“Some remarks about the senses.” However, this remained pretty local, since
nobody other than an Oxonian would read a Blackwell title! Hot-bed of ordinary
language philosophy Grice calls it – due to not just Austin, but Pears. Pears,
an aristocrat, wanted to reach the masses, and had Grice and Strawson record a
lecture on “Metaphysics” and publish it with Macmillan. The “Radio Days” notice
has two typos: it states that it is a discussion BETWEEN Grice, Strawson, and
Pears – only that ‘among’ is Austin’s choice! Pears, Fellow of Corpus, the
“Radio Days” note goes on. If the revision of “Meaning” – “Utterer’s meaning”
was published in The Philosophical Review, another continuation of that research
he published for “Foundation of Language”: “Utterer’s meaning,
sentence-meaning, and word-meaning” – “an essay whose title I almost always get
it wrong in recollection,” he would say. By that time, while Oxford made him –
Oxford left him – and the rest is history. Of course, not every Englishman who
was a philosopher and a junior to Austin would fit in Grice’s social circle.
Michael Wrigley recollects that upon introducing himself to Grice, and
confessing he hailed from Trinity, just across the wall, was perhaps sillily
going for advice to Grice in matters Dummettian. “Have you read Frege:
Philosophy of language”. “I have not – and I hope I won’t!” – Grice liked
Wrigley because he was from Leeds and no body who is perverse can come from
Leeds – but Dummett was a Catholic, and a perversely convert one at that! While
still part of the scene, Grice found out – upon the death of Austin – that a
whole generation lacked a leader, so he offered himself. They would meet at
Corpus. But of course, we can distinguish a few features between Austin’s new
play group and Grice’s own. They games were not restricted to full-time or
whole-time tutorial fellows. Grice’s own ‘scholars’ if we can use that name to
mean someone from ANYWHERE who is at Oxford to pursue a degree ABOVE that of
the B. A. – and more! When he came back to Oxford to deliver the John Locke
lectures, the format was un-Oxonian. The lectures are open to members of
non-the university, or non-members of the university. Grice was an exception in
that he was a honorary fellow – but he cared to mention in the Proemium, that
he always had a thing AGAINST Locke, having Grice been refused the really
valuable John Locke Scholarship – TWICE! It is not easy to summarise Grice’s
advancements to what we my call the critique of conversational reason. In his
lectures on ‘conversation’, he would speak of ‘the conversational game,’ its
‘conversational rules,’ its ‘conversational moves,’ and so on. The Kantian
references are mainly taken in jest. Notably with Grice’s introduction of the
phrase, ‘conversational category.’ He was never sure how many categories there
were, nor did he care. But the the idea of a ‘conversational category’ allowed
him to have this or that ‘conversational maxim’ as hanging from a ‘principle of
conversational helpfulness’, which was his bet at ‘conversation’ as ‘rational
cooperation. He was well aware that the cooperation thesis was independent from
the more general, and indeed, pretty dull idea, that conversation is a
‘rational activity.’ As it sometimes isn’t – but don’t go to Grice for having
underestimated the aesthetics, or the moral, or this or other point of
conversational activity – not his field! His identified a ‘fundamental
question’ when it comes to this principle of conversational helpfulness. To
wit: its basis. And he proceeds by offering a transcendental argument that had
felt slightly circular to Graham and others. The idea is that given this or
that ‘conversational goal’, which is now shared, the principle of
conversational helpfulness and the set of this or that conversational maxim
will follow. Grice was aware that the universality or alleged universality of
his programme – strictly, the universalisability of the principle of
conversational helpfulness from this or that conversational maxim – was bound
to be trick, as it was for Kant. Hegel would speak of the ‘cunning of reason.’
Similarly, Grice had a response for anyone who’d care to attack the cunning of
conversational reason. The idea is of the universal in the concrete. Rather
than go to Malasia, the idea is to check the universalisability among Oxford
pupils who ARE BOUND by this or that conversational maxim. It may safely be
said that upon Austin’s demise – and after a short period of grieving – Grice
was ready to take on Austin. So the key concept of conversational implicature
springs from Grice’s attempts to make it very obvious that Austin – but also
Strawson, and people who SHOULD know – kept ignoring or confusing different
category shifts. The idea is that of an utterer who conveys that p. Centrally
convey that p. Grice hastens to add ‘centrally’ since ‘He has beautiful
handwriting’ hardly centrally conveys that ‘He is hopeless at philosophy’ as
uttered by a philosophy don at Collections. What Grice conveys by uttering ‘He
has beautiful handwring’ is that he has beautiful handwriting. So there follows
a Platonic dichotomy here: what the utterer conveyed – never mind naturally, as
by blushing, etc – gets subdivided into centrally and non-centrally. Within the
non-centrally (implicitly conveyed) Grice’s focus, qua philosopher, is on what
is CONVERSATIONALLY implicated, because it connects nicely with his idea of an
overall Conversational Imperative and this or that conversational maxim. What
Austin would be ignoring – if not Strawson – would be the category shift, from
ascribing this ‘conveying’ not to the uttererer, but to his utterance – or even
worse, to a TYPE of this utterance or that! But ouside Oxford, few really
cared. Philosophers kept ignoring those fine distinctions. And they still do –
especially those pupils who get accepted at St. John’s! Or shall I say, beyond
St. John’s: ANY philosophy scholar is bound to find H. P. Grice’s portrait in
the Philosophy Room at Merton – where he belonged! Philosophy, Grice said, like
virtue, is entire. Yet he found that philosophical divergence was his fare of
the day. It may do to review his polemic with his peers – and then perhaps with
whom he called ‘the greats’ – anyone on which he cared to trust his attention.
The list of polemics does not follow a particular order. Just this one.
Consider Strawson. Grice would mock Quine and Chomsky – ‘two such intelligent
people – never able to share ONE thought!” – the case with Strawson was
similar. Although less dramatic. Their main inconsistency is on the status of
the conversational implicature. With Grice infamously claiming that when HE
uttered ‘if p, q’ HE conversationally implicates that there is
non-truth-functional evidence for it. By reverse, Strawson mocked Grice’s use
of the ‘conventional’ implicature – Frege’s Farbung --. Strawson was especially
irritated that when it came to ‘so’ – or ‘therefore’ – Grice would have no
qualm about saying that anything other than p and q is IMPLICATED, but
conventionally, by an utterance of ‘p, so q’ or ‘p; therefore, q.’ Strawson
felt like if there w room for conventional implicature in ASSERTED p’s and q’s
and you do mind your p’s and q’s, then why not adopt a CONVENTIONAL, rather
than ‘conversational’ implicature approach to ‘if p, q’. The matter would have
rest as minimal had it not been Strawson’s idea, in his piece with Wiggins, to
deal on this and deal on this in his tribute to Grice for the British Academy!
With Austin, the differences are subtle, since Austin died too soon! Some have
however attempted ‘a reconciliation of Austin and Grice.’ And it is true that,
when still grieving the early demise of Austin, Grice felt like the
‘successor,’ rather than the critique of botany and philosophy of language. But
soon afterwards he was extracting passages from the essays collected by Urmson
and Warnock in Philosophical Papers, and making fun of them, in a charming way.
Notably the use of ‘adverbs.’ Grice would also criticize Austin for almost
always ignoring the ‘significatio’ as applied to an utterer, versus as applied
to the ‘expression. One infamous case by Austin: When I see a goldfinch, and I
say it – That’s a goldfinch – I don’t imply that I BELIEVE that that is a
goldfinch. I imply that I KNOW it!” With
Smith, o Nowell-Smith, Grice would get irritated if one pointed to the
similarities between Smith’s treatment of a rule of relevance, a rule of
sincerity, and so on in his Ethics. “Mine are NOT rules!” With Urmson, Grice
would possibly object to the rather free use by Urmson of a rule of ‘scalar’
implication, based on some rule of maximal informativeness. And perhaps on
Urmson’s appeal to the principle of appositeness. Many of Grice’s ideas were in the air – they
were NOT Grice’s conceptions – and other ordinary-language philosophers were
BOUND to find them! It was only rarely that they HAD to credit Grice. As when Hart does credit Grice in The
Philosophical Quarterly (in a footnote, typically). It is very telling that when writing his
Prolegomena to Logic and Conversation, Grice seems to be more interested than
any to criticize his fellow Oxonians. Only one senior to Austin, and that’s
Ryle. Grice spends quite some time on Ryle on adverbs. Then there’s Grice’s
criticism of Austin – modification and aberration. It is interesting that the
only Englishmen who were philosophers that Grice cites in his Conception of
Value are Austin and Hare. Austin for his ‘artless sexism’ in the label,
‘trouser word’ and Hare for destroying universal value! The criticism to Hare
in The Conception of Value is an interesting one – it echoes the spirit Grice
knew well at Oxford. He does not care to quote Hare directly, but only via a
popularization of his views by Mackie in a Penguin! There is this intriguing
criticism of Hart – on ‘trying’. The view, as ascribed to Hart, is pretty
ridiculous, and although Grice knew that his audience WAS familiar with Hart’s
ramblings on this and that – he cares to mention that this view on ‘trying’
held by Hart was ‘shared’ with Grice ‘in conversation.’ So now you know! Then
there’s the extended criticism in those ‘Prolegomena’ to his own pupil! Grice
spends some time on what he surely found Strawson’s ridiculous – metaphysical
excrescent – views on ‘if’. While in the Prolegomena he provides a direct quote
on the topic from Strawson’s Introduction to Logical Theory. Grice has the
dignity NOT to quote Strawson when he resumes the topic in a lecture which went
untitled at the time but which by 1987 Grice had decided to title ‘Indicative
conditionals.’ There is an interim reference to Strawson in the two previous
lectures. One implicit, when Grice adds ‘if’ and the horseshoe as having a bit
of an alleged divergence, and more infamously in the next lecture, where he
even cares to quote from Strawson’s published views on ‘Truth’ from the
infamous Bristol symposium, only to refute him. The performative view of ‘true’
– and indeed Hare’s performative view of ‘good’ are referred to in passing in
the Prolegomena, too – but no proper name identified! And talking of credits,
Grice was notoriously hurt when browsing through Strawson’s Individuals and not
finding ONE single mention to Grice – although it is SO EVIDENT that ‘a
reflection or two’ from their joint endeavours in ‘Categories’ is visible to
the sharper eye. Why does Strawson care to quote in the acknowledgment Ryle but
not Grice. It must be because he had paid enough respects to Grice in the
Acknowledgment to Introduction to Logical Theory! And to what avail! (Robbing
Peter to pay Paul – indeed!). Perhaps the greatest affrent from Strawson when
in an essay in Theoria he cares to call Grice’s principle of relevance and the
principle of the presumption of ignorance and the principle of presumption of
knowledge – mere ‘platitudes.’ Surely a transcendental justification alla Kant
for this or that ‘platitude’ is more than an Oxonian ear could bear! Warnock
Grice would not criticize in print. But he always regarded a gem of botany
Warmock’s amazement at Austin’s pretty clear question: “What would you say is
the difference between ‘He played golf properly’ and ‘He played golf
correctly.’ Grice seems to be amused by Warnock’s lack of a response. Grice’s
response: “Playing cricket properly” means “playing cricket” – whereas “playing
cricket correctly” – “is only something that someone like my aunt Matilda would
say!” Or Pears in “Ifs and cans” – ‘This
relates to what H. P. Grice calls a conversational implicature – in a bracket,
typically. Or Hare on Practical Inferences. “Surely ‘Post the letter’ entails
‘Or burn it’ – but this is more of a case of what H. P. Grice has called a
conversational implicature. In none of these cases, the idea is to DEVELOP a
full theory of language as a rational activity, that would make Kantian room
for the idea of conversation as rational cooperation. It seems curious than
early enough, in his "Causal Theory of Perception," Grice never
seemed to have been interested in providing a systematic theory of conversation
as rational co-operation. Rather, he
lists a couple of 'philosophical theses, or dicta' -- with an eye to improv
them! No names of English Oxonian philosophers dropped. When he gave the 'Prolegomena' to 'Logic and
Conversation', Englishmen who were Oxonian philosophers -- and their names --
started to drop. The oldest of course Ryle. Followed by Austin. And then by
other members of the Play Group, notably Strawson and Hart. In these 'Prolegomena', Grice is conscious
that he cannot provide a good case with an eye to correct their fellow
philosophers -- well, he includes his own 'Causal Theory of Perception' as a
suspect example, too! -- unless he totters into a theory of conversation as
rational cooperation. Let's see if we can reformulate the former in the term of
the latter. For each case, Grice would
say that the philosopher has to failed to focus on what a CONVERSATIONALIST
'signifies'. And when we rephrase the thesis in THOSE terms, the philosopher
may still have misidentified the 'shade' of meaning -- the 'nuance' as Grice
calls it in "Causal Theory of Perception." Notably, between what the
conversationalist 'signifies' by EXPLICITLY conveying -- centrally 'signifying'
-- or 'dicta,' proper -- AND what the conversationalist 'signifies' by some
other, weaker, defeasible, implicit, uncentral kind of way. Let's consider the cases in terms of the
Oxonian philosophers Grice mentions.
RYLE -- Grice makes fun of him when Ryle in his book, no less, on
"The Concept of Mind", which had philosophers at Oxford, such as O.
P. Wood REVERING him -- goes on to lecture other philosophers on some
'unwittingly extension' of the 'sense' of 'VOLUNTARY" by this or that
philosopher. Grice's reply: Surely it is
perfectly find to use 'voluntary' even if the agent was NOT at fault! Second case: Austin. Grice loved Austin
because he could mock him twice. Not so much for the specifics, but for the
generalities -- no aberration without modification, or vice versa. The adverb
is the same 'voluntarily' now. Austin claims that the 'significance' is no
significance! Grice's reply: It is perfectly fine to add 'voluntarily' to
any verb you please -- the monkey was voluntarily tossing off. Austin's mistake
is to distinguish between what a conversationalist signifies centrally -- by
using an utterance of an expression that features 'voluntarily' -- and what he
implicates -- 'signifies implicitly' in a conversational cancellable way.
Austin is focusing on THIS nuance of conversational meaning when he
shouldn't! At this point Grice needs the
theory of conversation as rational cooperation. Because his idea is not just
that the conversationalist's significance is BASIC, but that the 'significance'
of an EXPRESSION is to be analysed ultimately in terms of the
'conversationalist's significance' -- Not a cup of tea that Austin would be
willing to swallo -- he revering His Mother Tongue to the point of exhaustion! As for Hart, it's all a joke -- since Hart
only SAID in conversation that one has to be 'carefully' about 'carefully.' By
the same token, Grice might have reported a conversation he had with the
green-grocer's. 'The greengrocer keeps misuing the plural form and the scare
quotes!" The third member of the
Play Group would be Grice himself -- he WAS happy with the result in
"Causal Theory of Perception." So the fact that he gives the
reference to the supplementary volume of the Aristotelian Society is just for
the show -- or easy reference, if you wish! There is some seriousness to this!
Since it hides Grice’s reverence for Price. Another example which occurred to
Grice in “Causal Theory of Perception," Aristotle Society Supplementary
Volume (as to others before him) is that the old idea that perceiving a thing
involves having (sensing) a sense-datum (or sense-data) might be made viable by
our rejecting the supposition that a sense-datum statement reports the
properties of entities of a special class, whose existence needs to be
demonstrated by some form of the Argument from Illusion, or the identification
of which requires a special set of instructions to be provided by a
philosopher; and by supposing, instead,
that "sense-datum statement" is a class-name for statements of some
such form as "* looks (feels, etc.) $ to A" or "it looks (feels,
etc.) to A as if."s Grice hopes by
this means to rehabilitate a form of the view that the notion of perceiving a
thing is to be analyzed in causal terms.
But Grice had to try to meet an objection, which Grice found to be
frequently raised by those sympathetic to Wittgenstein, to the effect that for
many cases of perceiving the required sense-datum statements are not
available; for when, for example, I see
a plainly red object in ordinary daylight, to say "it looks red to
me," far from being, as my theory required, the expression of a truth,
would rather be an incorrect use of words.
According to such an objection, a feature of the meaning, signification,
or significance of of "x looks é to A" is that such a form of words is correctly
used only if either it is false that x is , or there is some doubt (or it has
been thought or it might be thought that there is some doubt) whether x is
. So we come to the FOURTH member: not
a colleague, like Austin, but his own PUPIL: Strawson. And not a member of the
Establishment pre-Austin, like Ryle.
Grice manages to find his pupil at FAULT twice. The first is about 'if'
-- which Grice correlates to 'and' and 'or' -- Interestingly, 'She is in the
kitchen or in the bedroom' is one of the four examples in that interlude on
implication in 'Causal Theory.' But at this point he manages to quote verbatim
from Introduction to Logical Theory. The
other fault is Strawson's Analysis essay on 'Truth', where he says some
ridiculous things 'which obviously pertain to the realm of what a
conversationalist implicitly signifies!
Grice is again setting the record, by relying on published sources --
except Hart (in conversation), "The Concept of Mind," the reprint of
Austin's essay in Philosophical Papers, ed. by Urmson and Warnock, Strawson's
book Introduction, and Strawson's essay in Analysis. Note incidentally, that by
stating, ‘ed. Urmson and Warnock,’ Grice is implicating: how do THESE two –
members of the play group – feel about this? Urmson and Warnock remained at
Oxford forever associated with Austin, due mainly to their curatorial nuances
with How to do things with words (Urmson) and Sense and Sensibilia (Warnock).
But the volume to which Grice refers is the set of “Philosophical Papers” –
never essays, pompous! – by both four hands! Neither Urmson nor Warnock would
care to provide an answer to the criticism by Grice on Austin’s piece on the
lack of theoretical recognition for the idea of a conversationalist’s
significance! Little wonder Grice stopped lecturing at Oxford for a while until
he came back as a foreigner to give the Locke Lectures! But if Grice felt that
way, it was his moral duty! As a University Lecturer, and examiner at Oxford,
he had to deal with the whole population of philosophy pupils at Oxford – never
mind those who had other alma mater! In other words, Oxford being what it was,
although there was independence of mind as to on what a university lecturer
could lecture – even if his lectures were mainly joint – Grice was possibly
tired of having to hear the recitation of the Oxonian canon: ‘meaning is use’
‘this is inappropriate’ – and having let the OTHER examiners – Strawson,
Urmson, Warnock – ALLOWING the pupil to stick to such a dogma or mistake, when
the PUPIL should be made pretty well aware that there is AN ALTERNATIVE account
– which relies on conversation as rational cooperation! It has been said that Strawson typed Grice's
essay on 'signification' -- originally a talk to The Oxford Philosophical
Society -- because there was a need, Strawson felt, to have more of that type
of Oxonian philosophy in print! A few
years later, in his own essay, Strawson goes on to CRITICISE Grice's allegedly
sufficient -- Strawson never bothered with necessary -- conditions for
'signification.' However, when Grice
lists those who helped him see the poit, Strawson comes second, not first!
Earlier, another pupil of Grice's had pointed out that, when playing bridge,
but not poker, the type of simmulation that is NOT to be expected in a case of
'significatio' qua communicatio -- is usually the way to success! People -- some people! -- have often wondered
why Grice never brought the problem of 'significatio' to the Saturday mornings.
And the canonical answer is that Austin forbade the discussion of stuff that
had already undergone printing! Well,
Grice's essay on 'signification' never undergone printing during Austin's days.
What's more to the point is that 'A plea for excuses' had -- but Grice would
not dare bring such dull topic as Austin's mistake in dealing with 'adverbs' --
no modification without aberration. Austin is not even mentioned in
"Causal Theory of Perception," since, as many saw, Grice was still
grieving Austin's demise. But in "Prolegomena," it looks as if Grice
is PLAYING and having FUN in dealing with Austin's mistake in a way and in a
manner that he would never have displayed in the presence of the Master of the
'kindergarten'! In "The Causal
Theory of Perception," Grice notes that it would be brusque to criticise
his defence of traditionalist Price's causal theory of perception on the
grounds that 'That pillar box seems red to me" sounds to the Oxonian ear,
'a bit brusque itself.' Grice goes on
to quote a few philosophical theses, or dicta -- sophismata which have become
philosophismata -- like 'What is necessary is not also possible.' And the rest is history! H. P. Grice knew what he was talking about.
Or rather, about which he was talking! And no, the implicature is not: why
shouldn't he? Most people at Oxford did not!
Amazingly, he managed to write an essay on 'signifying' calling it
'meaning' -- true, one would NOT say that a word is a SIGN, but, as he points
out, things that 'signify,' notably utterers NEED not, cannot, be SIGNS,
either! And the analysans goes straight to define it -- Grice uses Forti's
symbol, =def -- in terms of intending. Many remarks on intending point to the
fact that you cannot intend to climb Mt. Everest on hands and knees --. This
restricts what you can 'signify'. You cannot 'signify' 'Let's change the
subject' by uttering 'Impenetrablity,' because as Dodgson notes: "I cannot
expect that -- and it's very wise of you, Alice, to keep asking. 'Of course you
don't until I tell you. But the definition of 'intending' itself had to wait
for Grice's method from the banal to the bizarre -- which featured a transform
from Stout to Prichard. In his analysis of what he saw Stout's too clever
approach to 'certainty' Grice was having in mind Hampshire's and Hart's failed
account of 'intending' in terms of 'deciding' with 'certainty.' In endorsing a
Prichardian account he is thinking PEARS, who has it right. No certainty need
be involved -- and Grice KNEW since he had spent some time on 'x is certain' versus
'it is certain' vis-a-vis Descartes's clear and distinct perception -- the
topic of certainty in WoW as related to his Causal Theory of Perception in
general. But the Sceptic features large. In WoW Grice has his own pupil,
Strawson, challenging: "You mean
that I bring you a newspaper, surely"
For: "What is your ground for saying that what you mean is that I
bring you an essay, instead?"
Similar questions are raised in the British Academy lecture, but not in
terms of a pupil, but anyone who may challenge any INTENDER that he intends
what he uttters he intends. Grice finds
in retrospecct that his Stoutian analysis was a very easy prey for the sceptic.
And while he interludes with ACCEPTANCE for a while, he runs to Prichard for
help. A very clever chap, Prichard was, who realised that 'will that...' is the
key. Pears was listening. And although the days of their joint seminars in the
philosophy of action -- along with J. F. Thomson, too -- were over -- Grice's
philosophical wonder never left him! Historians of philosophy have struggled to
find a way to describe the right tag to describe what Grice was doing: The
Oxford school of ordinary language philosophy, etc. Grice put it best in what
some regard as an early attempt to explicate Oxford philosophy to non-Oxonians.
The title is telling: “Postwar Oxford philosophy” – and don’t expect to find a
reference to Ryle, or Austin – it’s all about himself! Part of the reason by
which we can be more or less sure that Grice did THINK of belonging himself to
th Play Group is ex post facto – post Austin’s death that is. None other of the
play group would have DREAMED of keep those Saturday morning meetings – Only
Grice did! True, it was a different environment. The attendance was not
restricted to whole-time tutorial fellows or students (Christ Church) in
philosophy – but still! Nobody was such
a constructivist at Oxford at that time, expect our Grice! References Ackrill, J. L. Aristotle’s Categories
and De Interpretatione. Austin, J. L. (1960). Philosophical papers, edited by
J. O. Urmson and G. J. Warnock. Oxford: The Clarendon Press. Austin, J. L.
(1962). Sense and sensibilia, reconstructed from the notes by G. J. Warnock.
Oxford: The Clarendon Press. Austin, J. L. (1960). How to do things with words,
edited by J. O. Urmson. Oxford: The Clarendon Press. Ayer, A. J. Language,
truth, and logic. London: Gollancz Bayes, Statistics Blackburn, S. W. Spreading
the word. Blackburn, S. W. Review of Grice.
Blake, William. Poems. Bosanquet, Bernard. Bostock, D. J. Broad, C. D.
Bunyan, John.The Pilgrim’s Progress. Butler, Ethics. Collingwood,
Metaphysics. Descartes Duncan-Jones, A. E. (1958). Fugitive propositions,
Analysis. Eddington, Ewing, C. (1938). Meaninglessness. Mind. Golding, William. The Inheritors. Grice, H.
P. (1938). Negation and privation. Grice, H. P. (1941). Personal identity.
Mind: a journal of philosophy and psychology.
Grice, H. P. (1948). Meaning. Grice, H. P. (1950). Intentions and
dispositions. Grice, H. P. (1957). Meaning. The Philosophical Review. Grice, H. P. (1959). Post-war Oxford
philosophy Grice, H. P. (1961). The causal theory of perception. Symposium with
A. R. White, chaired by Braithwaite – held at Cambridge. Proceedings of The
Aristotelian Society, Supplementary Volume.
Grice, H. P. (1962). Some remarks about the senses, in R. J. Butler,
Analytic Philosophy, Oxford: Blackwell.
Grice, H. P. (1962). Negation. Grice, H. P. (1965). Logic and
conversation. Grice, H. P. (1967). Logic and conversation Grice, H. P. (1967).
Prolegomena. Grice, H. P. (1967). Logic and conversation. Grice, H. P. (1967).
Further notes on logic and conversation. Grice, H. P. (1967). Indicative
conditionals. Grice, H. P. (1967). Utterer’s meaning and intentions. Grice, H.
P. (1967). Utterer’s meaning, sentence-meaning, and word-meaning. Grice, H. P.
(1967). Some models of implicature.
Grice, H. P. (1967). Ill-will Grice, H. P. (1967). Other Grice, H. P.
(1967). Prejudices and predilections; which become, the life and opinions of H.
P. Grice Grice, H. P. (1968). Utterer’s meaning, sentence-meaning, and
word-meaning. Foundations of Language.
Grice, H. P. (1969). Utterer’s meaning and intentions. The Philosophical
Review. Grice, H. P. (1969). Vacuous
names, in Donald Davidson and Jaako Hintikka, eds. Words and objections: essays
on the work of W. V. Quine. Dordrecht: Reidel.
Grice, H. P. (1971). Intention and uncertainty. Proceedings of the
British Academy. Annual Philosophical Lecture. Sold separately. Grice, H. P.
(1975). Method in philosophical psychology: from the banal to the bizarre.
Proceedings of the American Philosophical Society. Grice, H. P. (1977). Aspects of reason and
reasoning. Grice, H. P. (1977). Reasons and reasons. Grice, H. P. (1977).
Alethic reasons. Grice, H. P. (1977). Some remarks about ends and happiness.
Grice, H. P. (1977). Presupposition and conversational implicature. Grice, H.
P. (1982). Meaning revisited. Grice, H. P. (1983). The conception of value.
Grice, H. P. (1983). Objective value. Grice, H. P. (1983). Objective and
relative value. Grice, H. P. (1983). Absolute value. Grice, H. P. (1986). Actions and events. The
Pacific Philosophical Quarterly. Grice, H. P. (1987). Retrospective
epilogue. Grice, H. P. (1987).
Conceptual analysis and the province of philosophy. Grice, H. P. (1987). Philosophical
eschatology and Plato’s Republic. Grice, H. P. (1988). Aristotle on the
multiplicity of being. Pacific Philosophical Quarterly. Grice, H. P. Descartes
on clear and distinct perception Grice, H. P. (1991). The conception of value.
Oxford: Clarendon. Grice, H. P. (2001). Aspects of reason. Oxford:
Clarendon. Grice, H. P. and Judith
Baker. Akrasia. Grice, H. P. and P. F. Strawson (1956). In defence of a dogma.
Grice, H. P., P. F. Strawson, and D. F. Pears, ‘Metaphysics.’ Hardie, F. Plato.
Hardie, F. Aristotle’s ethical theory.
Harrison, B. J. Introduction to the philosophy of language. London:
Macmillan. Hegel Kant, Immanuel.
Translated by Abbott. Keynes, Probability. Kneale, W. C. Probability Mill, J.
S. A system of logic Moore, G. E. Philosophical Papers. Leibniz Lewis and
Short, A Latin Dictionary. Locke, John (1690). An essay concerning humane [sic]
understanding. Ogden, C. K. and I. A.
Richards (1923). The meaning of meaning: a study of symbolism. London: Allen
and Unwin Pears, D. F. Philosophy of mind. London: Duckworth. Philonius of Megara – Fragments. Platts, M. Ways of meaning. Platts, M. Review
of G. R. I. C. E. Mind. Potts, T. C.
Grice, Leeds. Price, Knowledge. Prichard, Willing, edited by J. O. Urmson.
Oxford. The Clarendon Press. Ramsey, F. P. The foundations of mathematics
Robinson, W. Definition Ryle, Gilbert (1946). The concept of mind. Shakespeare,
William. Hamlet. Shakespeare, William.
Macbeth. Shakespeare, William. Sonnets Sidonius, Letters. The Loeb Classical
Library. Speranza, J. L. Grice’s Cratylus Speranza, J. L. Grice’s Sextus
Empiricus. Speranza, J. L. The feast of conversational reason. Speranza, J. L.
Conversational impenetrability. Speranza, J. L. The critique of conversational
reason. Speranza, J. L. The Conversational Immanuel. Speranza, J. L. Robbing
Peter to pay Paul: H. P. Grice and P. F. Strawson. Speranza, J. L. Way of
Things, Way of Ideas, Way of Words, Way of Conversations! Speranza, J. L. Grice italo! Speranza, J. L. Grice
italo!; ossia, H. P. Grice e la filosofia italiana, Pel grupo di gioco di H. P.
Grice, The Swimming-Pool Library, Villa Speranza. Speranza, J. L. This and That –
Join H. P. Grice’s Play-Group! Spinoza Strawson, P. F. (1952). Introduction to
logical theory. London: Methuen. Strawson, P. F. (1986). If and >. In G. R.
I. C. E. Grounds Ratio Intentio Categoria End. Oxford: Clarendon Press. Stout, G. F. Voluntary action. Mind. Urmson, J. O. Philosophical analysis between
the two wars. Warner, M. M. Church of England. Warnock, G. J. Language and morality.
Oxford: Blackwell. Whitehead, A. N. and
B. A. W. Russell, Principia mathematica. Cambridge Wilson, J. C. Statement and
inference, posthumously published from the lectures by Willoughby. Oxford:
Clarendon. Winch, Peter. Grice’s
Point. Winkworth, Peccavi. PUNCH. Wisdom, John. Metaphysics. Wittgenstein,
Ludwig. Philosophical Investigations. Wollaston Name index Ackrill, J. L. Austin, J. L.
Bradley, F. Cooper, D. E. Flew, A. G. N. Grice, H. P.
Hampshire, S. N. Hart, H. L. A.
Holdcroft, D Keynes, N. Theory of Probability Kneale, W. Theory of
Probability Nowell-Smith, P. H. – see under Smith Over, D. E. Peacocke, C. A. B. Pears, D. F.
Potts, T. C. Quinton, A. M. Sainsbury, R. M. Smith, P. H. Nowell Speranza, J. L. Strawson, P. F. Thomson, J. F. Urmson, J. O.
Warner, M. M. Warnock, G. J.
Wiggins, D. G. P. Wilson, J. C.
Winch, Peter Wood, O. P. Woozley,
D. Subject index Subject – used by H. P.
Grice as a better rendition of ‘substance’ – “I am a subject, and I engage in
inter-subjective activity with Strawson – but I’m not really a substance:
coffee is!h Appendix -- Luigi Speranza -- Grice e Speranza – implicatura ed
implicatura -- filosofia italiana – By Luigi Speranza, pel Gruppo di Gioco di
H. P. Grice, The Swimming-Pool Library (Albalonga). Filosofo. Speranza, Ugo -- Speranza, Alessandro --
Speranza, Ettore -- Speranza, Gianni -- Speranza, Paola -- Speranza, Anna-Maria
-- Speranza-Ghersi –Ghersi-Speranza, Anna-Maria -- Speranza lui speranza: luigi
della --. Italian
philosopher, attracted, for some reason, to H. P. Grice. Speranza knows St.
John’s very well. He is the author of “Dorothea Oxoniensis.” He is a member of
a number of cultivated Anglo-Italian societies, like H. P. Grice’s Playgroup.
He is the custodian of Villa Grice, not far from Villa Speranza. He works at
the Swimming-Pool Library. Cuisine is one of his hobbiesgrisottoa alla ligure,
his specialty. He can be reached
via H. P. Grice. Refs.: Luigi Speranza, “Vita ed opinion di Luigi Speranza,”
par Luigi Speranza. A. M. Ghersi Speranza -- vide Ghersi-Speranza. Ghersi is a
collaborator of Speranza. Grice: “It’s easy enough to list Speranza’s publications.” Speranza,
like Mill, was fortunate to belong to a literary familyand he would read
Descartes’s Meditations, which drew him to philosophy. His studies in logic
drew him to semanticsHis first love was Oxonian analysis as summarised in
Hartnack’s essay on ‘contemporary’ philosophy. One of Speranza’s earliest
essays is on Plato’s Cratylus, relying mainly on Cassierer, but also drawing
from Austin’s Philosophical Papesr. Spearnza’s idea is that “ … mean …” is a
dyadic relation and what’s behind Plato’s theory of forms. This was Speranza’s
contribution to a seminar in ancient philosophy. For his contribution on
medieaval philosophy, Speranza drew on the modistae, and the Patrologia Latina
for the use of ‘intentio’ in various writers, up to AquinoSperanza finds it
fascinating that the earliest modistae do find a conceptual link between the
‘intentio’ and the ‘significatio.’ For a seminar on scepticism, Speranza
contributed with a paper on Gricedrawing on Sextus Empiricus and Bar-Hillel. It
relates to Grice’s problem with the conversational category of fortitude.
Speranza concludes that a phenomenalist account is possible, but there are two
other options: ‘silence’ (“not to participate in the conversational game”) or
the utterance of non-alethic utterances, such as questions and commands. For a
seminar on political philosophy, Speranza contributed with an essay on
‘Contractualism’ from Rousseau onwards --. For a seminar on phenomenology and
the social sciences, Speranza contributed with an essay on ‘The conversational
unit,’ the idea that the emic approach is preferable to the etic approach. For
a seminar on argumentation theory on Habermas, Speranza contributed with a
“German Grice,” the idea of a ‘strategy’ is a momer. Grice is into co-operative
proceduresand those who provide taxonomies of rationality should be made aware
of this. For “The Carrollian,” Speranza contributed with “Humpty Dumpty’s
Impenetrability.” The idea that Davidson is right and Alice does not mean that
there is a knock-down argument, or that she should change the topiche draws on
Grice’s collaborator at Oxford, D. F. Pears, for his insights on “Intention and
belief.” At the request of the editor of a bibliographical bulletin, M. Costa,
Speranza contributed with reviews of oeuvre by R. M. Hare (“Sub-atomic
particles of logic”), J. F. Thomson (“if and If”) and work on the English
philosopher H. P. Grice (J. Baker, etc.). His review on Way of Words spramg
from the same project, and it is an ‘invitation.’ For a congress of philosophy,
Speranza presented “On the way of conversation,” playing on Grice’s “way of
words”“Surely there’s more than words to conversation.” Speranza focuses on
what Grice amusingly calls a ‘minro problem,’ that of expression
meaningSperanza’s example: “How do you find Bologna?” “I haven’t been mugged
yet” was inspired by a remark of an attendant to the conference. For a congress
on conversational reasoning, Speranza contributed with “First time at Bologna?”
providing twenty five possible answers“first time in the region, actually.”
Etc. Speranza, following Grice, refers to this sort of reasoning as a sort of
‘brooding’to ‘brood’ is to ‘reason’ in a calculated fashion. As an invitation
project, Speranza collaborated with “Rational face to rational face: a study in
conversational pragmatics from a Griceian perspective.” In his essay
“Post-modernist Grice,” he deals with the unary and dyadic connectors. For a
congress on “Current Issues,” Speranza presented his “The feast of reason,”
three steps in the critique of conversational reason. The first step is
empirical, the second is quasi-contractualist, and the third is rational,
undersood weakly and strongly. For an essay on relativism, Speranza presented
an essay on ‘The cunning of conversational reason.’ Speranza maintains Grice’s
jocular references to Kant -- the Conversational Immanuel. For an essay on
desirability, Speranza explored the issues connected with mise-en-abyme and
self-reflectionsome of these were published. There is published correspondence
with members of what Speranza calls the Grice Club. Refs.: The H. P. Grice
Papers, BANC MSS 90/135c, The Bancroft Library, The University of California, Berkeley.
Speranza, villaThe Swimming-Pool Library, H. P. Grice’s Play Group, Liguria,
Italia. Grice’s Oxonian Implicature J. L. Speranza
Abstract In all his appeal to universality and universability,
Grice remained an Oxonian at heart. For all his publicity of Kant, it is Fichte
that saves him. Philosophers have not seldom proclaimed the close connection
between philosophy and linguistic analuysis, but so far as I know, the ruthless
and unswerving association of philosophy with the study of ordinary language
was peculiar to the Oxford scene, and has never been seen anywhere before or
since, except as an application of the methods of philosophising which
originated in Oxford WoW 376 It’s interesting that in that Retrospective
Epilogue he zooms out from Oxonian to Athenian dialectic. In Prejudices and
Predilections, he zooms out just to Cambridge – avoiding the redbrick.
There is a ‘cunning’ of conversational reason – meant as universal, it remains,
Oxonian. A portrait of Grice hangs ithe Philosophy room (so called) at Merton –
but do Mertonians, and human beings at large – know the whole story? When
it comes to the Fichte-Hegel-Kant debate, the best is to quote from Warnock. It
is often said that Grice is an Oxford philosopher – and it’s true! It’s also said,
as I would expand, that he is an ENGLISH Oxford philosopher – and that is a
truer truth – because, to echo Gilbert and Sullivan, it was greatly to his
credit. My third truth is that his oeuvre is addressed to other Oxford English
philosophers – which has not always been the case. So that’s what I shall
endeavour to shed some light on these notes. Yes, yes, yes. What’s
English about Grice. Well, he was born in Harborne. How more English can you
get? What’s Oxonian about Grice Well, straight from Clifton, he was mostly
closeted in the cloisters of Corpus, to then turn into a Hammondworth Scholar
at Oxford and end as a Tutorial Fellow and University Lecture at his beloved
St. John’s. This is a work in progress – and the idea is to be so. It is
meant to engage other scholars, and mosdt of it will be a catalougue raisonee
of the rather poorly ited chcecklist of his things. Had Mabbott been able
to manage P. F. Strawson, things would have gone different. But he wasn’t. So
he decided to share his Strawson with the OTHER philosophy tutor at St. John’s
– and the rest is history. Grice would NEVER have shown an interest in the
topics that he did only because he came to be in contact with Strawson. The
reference to logic is Strawsonian, and of course their long-standing debate on
‘if.’ Contacts with Strawson could fill a book, as those with Austin did fill a
philosophical dissertation or two – ‘the reconciliation of Austin and Grice’.
It may be best to start with Grice’s making fun of Strawon in ‘Prolegomena’, with
a full quote from Introduction to Logical theory – all wrong! – and Urmson knew
that (Philosophical analysis) in spite of Warnock’s good criticism of it
(English philosophy). And Strawson was not alone – other Oxonian philosophers
were playing with logic then, like that fellow of Lincoln, and Lemmon, and
Bostock, and a few others. Cf. O. P. Wood review in Mind on logic on ‘or’
Contacts with previous generation: Bradley, Stout, Prichard. More
importantly Cook Wilson – not just the butt of a joke, what we know we know –
but his genitorial programme in Statement and Inference. Bradley, and made fun
of Wollaston and Bosanquet as ‘very minor.’ Discussion of Collingwood’s idea of
presupposition in ‘Metaphysics,’ co-authored with Strawson and Pears, in Pears,
The nature of metaphysics. Grice’s view of different groups on
ordinary-language – the older one carried out by Ryle. Grice’s interaction with
O. P. Wood, of the Ryle group. Why else would he care to quote from Robinson on
‘You name it’ in ‘Actions and Events.’ Specifically on Ryle, Grice makes fun of
him in ‘Prolegomena’: I involuntarily sat on a chair. He becomes more
serious when approach Ryle as a behaviourist in ‘Method in philosophical
psychology,’ ending with another joke on Ryle’s agitations. Citation of Kneale,
of the Grice Club, on the sophistication of induction. Saturday mornings
were never the same after he joined Austin’s Play Group. He will continue with
the meetings after Austin’s demise. Members of the Play Group were all
Englishmen: alphabetically: Austin (the senior or master), Hare, Hampshire,
Hart (Anglo-Jewish), Pears, Strawson. Affectionate recollections of
Nowell-Smith: Grice being one of the reasons Nowell-Smith left Oxford for good,
even though that was where he died. Hare, whom Griced manages NOT to quote in
WoW – ‘those authors who would appeal to a notion of a neustic above the
phrastic’ --. For the annals of the University of Oxford – cf. Ashworth – joint
seminar with J. L. Austin on Categories and De Interpretatione. For the annals
of the University of Oxford – cf. Ashworth – joint seminar with Strawson on
meaning. For the annals of the University of Oxford – cf, Ashworth – joint
seminar with G. J. Warnock on the philosophy of perception. For the annals of
the University of Oxford – cf. Ashowrth – joint seminar with D. F. Pears on the
philosophy of action. Good quote: Pears on ‘if’ conversationally implicating
‘iff.’ For the annals of the University of Oxford – cf. Ashworth – joint
seminars with J. F. Thomson on the philosophy of action. “And others” – with
Quinton. See: Register seminars delivered by University lecturers in
philosophy at Oxford, 1945-1967. Then there’s the contacts with the zillions of
philosophers – English-born, I mean – who had a sojourn at Oxford (with Grice)
but surely Oxford cannot accommodate all of them, and had to spread Griceianism
to the redbricks. The first, Flew. But there’s Parkinson. And Warner, who ended
up at Warwick. And Cox, who ended up at Liverpool – having researched on
aesthetics and perception with Sibley and Grice. And Duncan-Jones and Barnes!
Or Grant with his pragmatic implication in Philosophy – no mention of Grice! To
name a few! But he would never give a joint seminar with Dummett – even when
Dummett quotes from Grice profusely on implicature in Truth and other enigmas.
Para-philosophical yet VERY OXONIAN peripatetic: founder of The Demi-Johns. V.
‘Professional philosopher and amateur cricketer’, obituary of Grice in THE
TIMES. Piano was the other. Indeed predating philosophy. Having started
at Halborne as he joined his father on the violin an his brother on the cello.
Derek Grice went to to become a professional cellist at Hastings. See brochure
for end-of-year concert, ‘H. P. Grice, rendition of Ravel Pavane pour
une. Not to mention chess and cricket – at high levels of proficiency
(Wiggins and Strawson, British Academy). ‘Personal identity’, published
in Mind, which means *submitted* to Mind. One might argue that it wasn’t after
Perry unearthed this piece in “Personal identity,” it had not received proper
notice, although Grice had continued to research on what he called ‘personal
identity’ as a ‘logical construction’. When it comes to the relation with
Oxford and English philosophy, while Parfitt made some light use of this, it
all goes back to Locke. It is fun to think that when librarians were playing
with this, they had to go by ‘alphabetical order’. The keywords would be then
‘personal identity’ and ‘logical construction.’ ‘Meaning’ was his contribution
to The Oxford Philosophical Society. He had been lecturing o Peirce. But
perhaps he profit most from philosophers of his generation: Urmson, Strawson,
and even younger ones: Bostock, Peacocke, Blackburn – full chapter on Grice in
Spreading the word – Sainsbury, Oxford educated, Over, Oxford educated, Potts
of Leeds, Oxford educated, Davies, Oxford educated – full chapter in his book
on meaning. Wiggins – who wrote the joint article on Grice for The British
Academy. ‘The Causal Theory of Perception’ was his contribution to the
symposium at The Aristotelian Society, chaired by Braithwaite and with A. R.
White as co-symosiast. His public reference to the ‘idea’ if not yet the word
for ‘implicature. It influenced a younger generation, notably Snowdon – and
Platts who cannot quote from anything else on implicature in his full chapter
on implicature in Ways of Meaning. ‘Conversation’ ‘Intention and
uncertainty’ was his Annual Philosophical lecture for the British Academy. He
defines himself as a neo-Prichardian, having previously considered himself more
of a Stoutian. But ‘Intention and uncertainty’ allowed Grice to go back
to topics of his own generation: Hart and Hamphsire on ‘intention’ and
‘certainty’ and ‘decision.’ He would have none of that! Hampshire Thought and
action on cooperation and trust. Grice knew of Jewishness. At his Clifon, the
Anglo-Jewish had a special House, and of course did not have to attend chapel.
Oxford was different. And Honore, an old Cliftonian, would find affinity with
Hart. I would think when delivering the James Lectures at Harvard, a few
Oxonians may have been surprised that, for all of Hart’s achievements – of laws
as rules, and so forth – Grice would care to cite him only as per a private
conversation (the horrour!) where Hart assumed that if Mrs. Smith wrote the
cheque inadvertently, the ENTAILMENT is that she did not take the required
steps towards such a decision! And had it not been for Urmson who was editing
Pritchard’s essays on motivation and interest and willing, Grice would not have
quoted them – Prichard’s ideas on ethics pervade Grice’s own views on ethics
since for Grice ultimately morality cashes on desire (interest). Aspects
of Reason and Reasoning. Online Archive of California Finding
Aid to the H. Paul Grice Papers, 1947-1989, bulk 1960-1989 Finding Aid written
by Bancroft Library staff The Bancroft Library University of California,
Berkeley Berkeley, California The Regents of the University of California. All
rights reserved. Finding Aid to the H. Paul Grice Papers, 1947-1989, bulk
1960-1989 Collection Number: BANC MSS 90/135 The Bancroft Library
University of California, Berkeley Berkeley, California Finding Aid
Written By: Bancroft Library staff The Regents of the University of California.
All rights reserved. Collection Summary Collection Title: H. Paul Grice
papers Date (inclusive): 1947-1989, Date (bulk): bulk 1960-1989 Collection
Number: BANC MSS 90/135 Creator : Grice, H. P. (H. Paul) Extent: Number of
containers: 10 cartons Linear feet: 12.5 Repository: The Bancroft Library
University of California, Berkeley Berkeley, California, 94720-6000 Phone:
(510) 642-6481 Fax: (510) 642-7589 Email: bancref@library.berkeley.edu URL:
http://bancroft.berkeley.edu/ Abstract: The H. Paul. Grice Papers (1947-1989)
consist of publications, unpublished works, and correspondence from the notable
English philosopher of language H. Paul Grice, during his years as Professor
Emeritus at Oxford until 1967 and the University of California, Berkeley until
his death in 1988. Also included are extensive notes and research Grice
conducted on theories of language semantics and theories of reason, trust, and
value. His most popular lectures, including the John Locke lectures, William
James lectures, Carus lectures, Urbana lectures, and Kant lectures are all
documented as drafts and finalized forms of transcripts and audio files within
the collection. Languages Represented: Collection materials are in English
Physical Location: Many of the Bancroft Library collections are stored offsite
and advance notice may be required for use. For current information on the
location of these materials, please consult the Library's online catalog.
Information for Researchers Access Collection is open for research.
Publication Rights Materials in these collections may be protected by the
U.S. Copyright Law (Title 17, U.S.C.). In addition, the reproduction of some
materials may be restricted by terms of University of California gift or
purchase agreements, donor restrictions, privacy and publicity rights,
licensing and trademarks. Transmission or reproduction of materials protected
by copyright beyond that allowed by fair use requires the written permission of
without permission of the copyright owner. Responsibility for any use rests
exclusively with the user. All requests to reproduce, publish, quote from, or
otherwise use collection materials must be submitted in writing to the Head of
Public Services, The Bancroft Library, University of California, Berkeley See:.
Preferred Citation [Identification of item], H. Paul Grice Papers, BANC
MSS 90/135, The Bancroft Library, University of California, Berkeley. Alternate
Forms Available There are no alternate forms of this collection.
Indexing Terms The following terms have been used to index the
description of this collection in the library's online public access catalog.
Grice, H. P. (H. Paul)--Archives Language and languages--Philosophy Metaphysics
Philosophy of mind Faculty papers. Manuscripts for publication. Administrative
Information Acquisition Information The H. Paul Grice papers were
given to The Bancroft Library by Kathleen Grice on March 9, 1990 Accruals
No additions are expected. System of Arrangement Arranged to the folder
level. Processing Information Processed by Bancroft Library staff in 2009-2010.
Biographical Information Herbert Paul Grice, born in 1913 in Birmingham,
England, obtained his degree at Corpus Christi College in Oxford, where he
returned to teach until 1967 after providing teaching services at a public
school in Rossall. In 1967, H.P. Grice moved to California, becoming a
professor of philosophy at the University of California, Berkeley where he
remained until his death in 1988. His long list of contributions during his
teaching career include the William James Lectures from 1967-1968, his
publication of "Utterer's Meaning, Sentence-Meaning, and
Word-Meaning," from 1968-1969, his Urbana lectures presented in 1970,
"Logic and Conversation," published in 1975, Kant lectures delivered
in 1978-1977, John Locke lectures presented in 1978-1979, and Carus lectures
presented in 1983. Grice's publications and lectures are compilations of his
extensive research performed in the philosophy of language, metaphysics,
Aristotelian philosophy, philosophy of mind, and ethics. Grice is also
attributed with coining the word "implicature" in 1968 to describe
speakers, and for defining his own paradox known as "Grice's
paradox," introduced in Grice's "Studies in the Way of Words,"
(1989) a volume of all his publications and writings. Scope and Content of
Collection The H.P. Grice Papers (1947-1989) consists of publications,
unpublished works, and correspondence from the notable English philosopher of
language H. Paul Grice during his years as Professor Emeritus at Oxford until
1967 and University of California, Berkeley until his death in 1988. Also
included are extensive notes and research, some in the form of audio files,
Grice conducted on his theories of language semantics and theories of reason,
trust, and value. His most popular lectures, including the John Locke lectures,
William James lectures, Carus lectures, Urbana lectures, and Kant lectures are
all documented as drafts and finalized forms of transcripts and audio files
within the collection. Also included in the H.P. Grice collection is Grice's
research on Aristotelian philosophy with Judith Baker and metaphysics with
George Myro, his other research focusing on the philosophy of the mind with
such subjects as perception. Also included is documentation of Grice's
involvement with the American Psychological Association (APA) during his
professorship at UC Berkeley. Series 1 Correspondence
1947-1988 Physical Description: Carton 1 (folders 1-15) Arrangement
Arranged alphabetically according to last name; followed by general correspondence
Scope and Content Note Series includes correspondence with Grice's
student and colleague Judith Baker, and colleagues Bealer, Warner, and Wyatt
addressing various forms of his research on philosophy. Carton 1, Folder 1
Bennett, Jonathan Circa 1984 Carton 1, Folder 2 Baker, Judith
Undated Carton 1, Folder 3 Bealer, George 1987 Carton 1, Folder 4
Code, Alan 1980 Carton 1, Folders 5-6 Suppes, Patrick 1977-1982
Carton 1, Folders 7-8 Warner, Richard 1971-1975 Carton 1, Folder 9 Wyatt,
Richard 1981 Carton 1, Folders 10-12 General to H.P. Grice
1947-1986 Carton 1, Folders 13-14 General 1972-1988 Carton 1,
Folder 15 Various published papers on Grice 1968 Series 2
Publications 1957-1989 Physical Description: Carton 1 (folders 16-31),
Cartons 2-4 Arrangement Arranged chronologically; Arranged alphabetically
for those publications without dates Scope and Content Note Series
includes published papers, drafts and notes that accompany their publications,
unpublished papers along with their drafts and/or notes, and published
transcripts of his various lectures (William James, Urbana, Carus, John Locke).
Also included is Grice's volume "Studies in the Way of Words" which
is compilation of all his other published works including, "Meaning,"
"Utterer's Meaning," and "Logic and Conversation." Carton
1, Folder 16 "Meaning" 1957 Carton 1, Folders 17-18
"Meaning Revisited" 1957, 1976-1980 Carton 1, Folder 19 Oxford
Philosophy - Linguistic Botanizing 1958 Carton 1, Folder 20
"Descartes on 'Clear and Distinct Perception'" 1966 Carton 1,
Folders 21-23 "Logic and Conversation" 1966-1975 Carton 1,
Folders 24-26 William James Lectures 1967 Carton 1, Folder 27
"Utterer's Meaning, Sentence-Meaning, and Word-Meaning" 1968
Carton 1, Folders 28-30 "Utterer's Meaning and Intentions" 1969
Carton 1, Folder 31 "Vacuous Names" 1969 Carton 2, Folders 1-4
"Vacuous Names" 1969 Carton 2, Folders 5-7 Urbana Lectures
1970-1971 Carton 2, Folder 8 Urbana Lectures - Lecture IX 1970-1971
Carton 2, Folders 9-10 "Intention and Uncertainty" Circa 1971
Carton 2, Folder 11 "Probability, Desirability, and Mood Operators"
1971-1973 Carton 2, Folders 12-13 Carus Lectures I-III 1973 Carton
2, Folders 14-16 Carus Lectures 1986 Carton 2, Folders 17-18 "Reply
to Davidson on 'Intending'" 1974 Carton 2, Folders 19-21
"Method in Philosophical Psychology" 1974 Carton 2, Folders
22-23 "Two Chapters on Incontinence" with Judith Baker Circa
1976 Carton 2, Folder 24 "Further Notes on Logic and
Conversation" Circa 1977 Carton 2, Folder 25 "Presupposition
and Conversational Implicature" 1977-1981 Carton 2, Folders 26-28
"Freedom and Morality in Kant's Foundations" 1978 Carton 2,
Folders 29-30 John Locke Lectures "Aspects of Reason" 1979
Carton 3, Folders 1-5 Actions and Events Circa 1985 Carton 3, Folder 6
Postwar Oxford Philosophy 1986 Carton 3, Folders 7-21 "Studies in
the Way of Words" 1986-1989 Carton 3, Folders 22-25
"Retrospective Foreword" 1987 Carton 3, Folder 26
"Retrospective Epilogue" 1987 Carton 4, Folder 1
"Retrospective Epilogue" 1987 Carton 4, Folder 2
"Retrospective Epilogue and Foreword" 1987 Carton 4, Folders
3-4 "Metaphysics, Philosophical Eschatology, and Plato's Republic"
1988 Carton 4, Folder 5 Grice Reprints 1953-1986 Carton 4, Folder 6
"Aristotle on Being and Good" Undated Carton 4, Folder 7
"Aristotle on the Multiplicity of Being" Undated Carton 4,
Folder 8 "Aristotle: Pleasure" Undated Carton 4, Folder 9
"Conversational Implicative" Undated Carton 4, Folder 10
"Negation I" Undated Carton 4, Folder 11 "Negation
II" Undated Carton 4, Folder 12 "Personal Identity"
(including notes on Hume) Undated Carton 4, Folder 13 "Philosopher's
Paradoxes" Undated Carton 4, Folder 14 "A Philosopher's
Prospectus" Undated Carton 4, Folder 15 "Philosophy and
Ordinary Language" Undated Carton 4, Folder 16 Some Reflections
about Ends and Happiness Undated Carton 4, Folders 17-25 Reflections on
Morals with Judith Baker Undated Carton 4, Folder 26 "Reply to
Anscombe" Undated Carton 4, Folders 27-30 "Reply to Richards"
Undated Series 3 Teaching Materials 1964-1983 Physical
Description: Carton 5, Carton 6 (folders 1-3) Arrangement Arranged
chronologically; alphabetical for those teaching materials without dates. Scope
and Content Note Includes seminars and lectures given during Grice's
years as a Professor Emeritus at UC Berkeley. Carton 5, Folder 1 Student Notes
on Grice's Seminar at Cornell 1964 Carton 5, Folder 2 Grice Seminar
1969 Carton 5, Folder 3 Philosophy 290-2 with Judith Baker 1992
Carton 5, Folder 4 Philosophy 290-2 1993 Carton 5, Folders 5-6 Seminar on
Kant's Ethical Theory 1974-1977 Carton 5, Folder 7 Seminar on
"Aristotle Ethics" 1975-1996 Carton 5, Folder 8 Philosophy 290,
Kant Seminar with Judith Baker 1976-1977 Carton 5, Folder 9 "Kant's
Ethics," Volume II 1977 Carton 5, Folders 10-13 Kant Lectures
1977 Carton 5, Folders 14-15 Philosophy 290 1977-1978 Carton 5,
Folders 16-17 "Kant's Ethics," Volume III 1978 Carton 5, Folder
18 Knowledge and Belief Seminar 1979-1980 Carton 5, Folders 19-21 Seminar
on Kant's Ethics, Volume V 1980-1982 Carton 5, Folder 22 Philosophy 200.
Grice and Myro 1982 Carton 5, Folder 23 Notes on Kant 1982 Carton
5, Folder 24 Metaphysics and the Language of Philosophy 1983 Carton 5,
Folder 25 Seminar on Freedom Undated Carton 5, Folder 26 Grice Lectures
Undated Carton 5, Folders 27-28 Seminar on Kant's Ethics Undated
Carton 5, Folder 29 "The Criteria of Intelligence" Lectures II-IV
Undated Carton 5, Folder 30 UC Berkeley, Modest Mentalism Undated
Carton 5, Folder 31 Topics for Pursuit, Zeno, Socrates Notes Undated
Carton 6, Folders 1-2 Grice/Staal Seminar, Syntax, Semantics, and Phonetics
Undated Carton 6, Folder 3 Grice/Staal, "That" Clause
Undated Series 4 Professional Associations 1971-1987
Physical Description: Carton 6 (folders 4-12), Carton 10 Arrangement
Arranged chronologically. Scope and Content Note Includes Kant's Stanford
Lectures, various notes and audio tapes of Beanfest, Grice's fall 1987 group
research on universals, and conferences and discussions concerning the American
Psychological Association (APA). Also includes a carton of cassettes, magnetic
recorder tapes, and cassette sets of four on professional talks with colleague
George Myro on identities, metaphysics, and relatives and Grice's various seminars
given at different institutions such as Stanford, University of California,
Berkeley, and Seattle on his philosophical theories. Carton 6, Folder 4 APA
Symposium - "Entailment" 1971 Carton 6, Folders 5-6 Stanford -
"Some Aspects of Reason," Kant 1977 Carton 6, Folder 7
Conferences - Causality Colloquium At Stanford University Circa 1978
Carton 6, Folder 8 Conferences - APA Discussion - Randall Parker's
Transcription of Tapes 1983-1989 Carton 6, Folder 9 Unity of Science and
Teleology "Hands Across the Bay," and Beanfest 1985 Carton 6,
Folder 10 Beanfest - Transcripts and Audio Cassettes 1985 Carton 6,
Folder 11 Group Universals 1987 Carton 6, Folder 12 Group Universals -
Partial Working Copy 1987 Carton 10 Audio Files of various lectures and
conferences 1970-1986 Series 5 Subject Files 1951-1988
Physical Description: Carton 6 (folders 13-38), Cartons 7-9 Arrangement
Alphabetically Scope and Content Note Includes Reed Seminar notes, notes
on ancient philosophers such as Aristotle, Descartes and their own philosophical
theories, research and accompanying notes on other prominent philosophers such
as Kant and Davidson, notes with colleagues Judith Baker, Alan Code, Michael
Friedman, George Myro, Patrick Suppes, and Richard Warner, on various theories
of reason, trust, language semantics, universals, and values. Carton 6, Folders
13-14 "The Analytic/Synthetic Division" 1983 Carton 6, Folder
15 Aristotle and "Categories" Undated Carton 6, Folder 16
Aristotle's Ethics Undated Carton 6, Folder 17 Aristotle and Friendship
Undated Carton 6, Folder 18 Aristotle and Friendship, Rationality, Trust,
and Decency Undated Carton 6, Folder 19 Aristotle and Multiplicity
Undated Carton 6, Folder 20 Bealer Notes Undated Carton 6, Folder
21 Berkeley Group Team Notes 1983 Carton 6, Folder 22 Casual Theory
Perception Undated Carton 6, Folder 23 Categories with Strawson
Undated Carton 6, Folder 24 Categorical Imperatives 1981 Carton 6,
Folder 25 "The Logical Construction Theory of Personal Identity"
Undated Carton 6, Folder 26 Davidson's "On Saying That"
Undated Carton 6, Folders 27-28 Descartes Notes Undated Carton 6,
Folder 29 "Grice on Denials of Indicative Conditionals" by Michael
Sinton Circa 1971 Carton 6, Folder 30 Dispositions and Intentions Notes
Undated Carton 6, Folder 31 Dogmas of Empiricism Undated Carton 6,
Folder 32 Emotions and Incontinence Undated Carton 6, Folder 33
Entailment and Paradoxes Undated Carton 6, Folders 34-35 Notes on Ethics
with Judith Baker Undated Carton 6, Folder 36 North Carolina Ethics Notes
Undated Carton 6, Folder 37 Festschrift and Warner Notes Circa
1981-1982 Carton 6, Folder 38 "Finality" Notes with Alan Code
Undated Carton 7, Folder 1 "Form, Type, and Implication" by
Grice Undated Carton 7, Folder 2 Frege, Words and Sentences Notes
Undated Carton 7, Folder 3 "Fundamental Principles of the Metaphysic
of Ethics" by Kant Undated Carton 7, Folder 4 "Foundations of
the Metaphysics of Morals" Undated Carton 7, Folder 5 Grammar and
Semantics with Richard Warner Undated Carton 7, Folder 6 Happiness,
Discipline, and Implicatives Undated Carton 7, Folder 7 Notes on Hume
1975 Carton 7, Folders 8-9 Hume's Account on Personal Identity Notes
Undated Carton 7, Folder 10 Identity Notes with George Myro 1973
Carton 7, Folders 11-12 "Ifs and Cans" Undated Carton 7, Folder
13 Irony, Stress, and Truth Undated Carton 7, Folders 14-16 Notes on Kant
1981-1982 Carton 7, Folder 17 Kant's Ethics 1982 Carton 7, Folder
18 Kant, Midsentences, Freedom Undated Carton 7, Folder 19 Language and
Reference Circa 1966 Carton 7, Folder 20 Language Semantics Undated
Carton 7, Folders 21-22 John Locke Lecture Notes 1979 Carton 7, Folder 23
Logical Form and Action Sentences Undated Carton 7, Folders 24-25 Meaning
and Psychology Undated Carton 7, Folders 26-27 Notes on Metaphysics
1988 Carton 7, Folder 28 Metaphysics and Ill-Will Undated Carton 7,
Folder 29 Metaphysics and Theorizing Undated Carton 7, Folder 30 Method
and Myth Notes Undated Carton 7, Folder 31 Mills Induction Undated
Carton 7, Folder 32 Miscellaneous on Actions and Events Undated Carton 8,
Folder 1 Miscellaneous - Judith Baker Undated Carton 8, Folder 2
Miscellaneous - Metaph Notes 1987-1988 Carton 8, Folder 3 Miscellaneous -
Oxford Philosophy Undated Carton 8, Folders 4-8 Miscellaneous Philosophy
Notes 1981-1985 Carton 8, Folders 9-13 Miscellaneous Philosophy Topics
Undated Carton 8, Folders 14-15 Modality, Desirability, and Probability
Undated Carton 8, Folders 16-17 Nicomachean Ethics and Aristotle Ethics
1975-1976 Carton 8, Folder 18 Objectivity and Value Undated Carton
8, Folder 19 Objective Value, Rational Motivation Circa 1978 Carton 8,
Folder 20 Oddents - Urbane and Not Urbane Undated Carton 8, Folders 21-22
Vision, Taste, and other Perception Papers Undated Carton 8, Folder 23
Papers on Perception Undated Carton 8, Folder 24 Perception Notes
Undated Carton 8, Folder 25 Notes on Perception with Richard Warner
1988 Carton 8, Folder 26 "Clear and Distinct Perception and
Dreaming" Undated Carton 8, Folder 27 "A Pint of
Philosophy" by Alfred Brook Gordon, includes notes by Grice Circa
1951 Carton 8, Folder 28 "A Philosophy of Life" Notes,
Happiness Notes Undated Carton 8, Folder 29 "Lectures on
Pierce" Undated Carton 8, Folder 30 Basic Pirotese, Sentence
Semantics and Syntax Circa 1970 Carton 8, Folder 31 Pirots and Obbles
Undated Carton 8, Folders 32-33 Methodology - Pirots Notes Undated
Carton 9, Folder 1 Practical Reason Undated Carton 9, Folder 2
"Preliminary Valediction" 1985 Carton 9, Folder 3 Presupposition
and Implicative Circa 1979 Carton 9, Folder 4 Probability and Life
Undated Carton 9, Folder 5 Rationality and Trust notes Undated
Carton 9, Folder 6 Reasons 1966 Carton 9, Folder 7 Reflections on Morals
Circa 1980 Carton 9, Folder 8 Russell and Heterologicality Undated
Carton 9, Folder 9 Schiffer Undated Carton 9, Folder 10 Semantics of
Children's Language Undated Carton 9, Folder 11 Sentence Semantics
Undated Carton 9, Folder 12 Sentence Semantics - Prepositional Complexes
Undated Carton 9, Folder 13 "Significance of the Middle Book's
Aristotle's Metaphysics" by Alan Code Undated Carton 9, Folder 14
Social Justice Undated Carton 9, Folder 15 "Subjective"
Conditions and Intentions Undated Carton 9, Folder 16 Super-Relatives
Undated Carton 9, Folders 17-18 Syntax and Semantics Undated Carton
9, Folder 19 The 'That" and "Why" - Metaphysics Notes
1986-1987 Carton 9, Folder 20 Various work on Trust, Metaphysics, Value,
etc/ with Judith Baker Undated Carton 9, Folder 21 Universals 1987
Carton 9, Folder 22 Universals with Michael Friedman 1987 Carton 9,
Folder 23 Value, Metaphysics, and Teleology Undated Carton 9, Folder 24
Values, Morals, Absolutes, and the Metaphysical Undated Carton 9, Folders
25-27 Miscellaneous - Value Sub-systems, the "Kantian Problem"
Undated Carton 9, Folder 28 Values and Rationalism Undated Carton
9, Folder 29 "Virtues and Vices" by Philippa Foot Undated
Carton 9, Folders 30-31 Wants and Needs 1974-1975 References ACKRILL, J.
L. cited by Grice, on ‘Happiness.’ ACKRILL, J. L. citing Grice AUSTIN,
Philosophical papers. AUSTIN, How to do things with words. AUSTIN, Sense and
sensibilia. BOSTOCK – cited by Walker. DUMMETT – cited by Grice. EWING FLEW,
citing Grice. Grice, H. P. Prejudices and predilections; which become, The Life
and Opinions of H. P. Grice’ HAMPSHIRE – cited by Grice. HARE, Practical
inferences HART, citing Grice, Philosophical Review. KNEALE, Induction,
cited by Grice. OVER, D. E. citing Grice PEACOCKE, C. A. B. citing Grice in
Evans/Mcdowell PEARS, citing Grice PEARS cited by Grice Prichard, ed. By Urmson
– cited by Prichard. SAINSBURY citing Grice SMITH, P. H. Nowell. Cited by
Grice. Speranza, J. L. The sceptic and language. Speranza Speranza STOUT –
cited by Grice STRAWSON, P. F. citing Grice Introduction to logical theory
URMSON, cited by Grice WoW URMSON citing Grice WARNOCK – cited by Grice –
citing Grice in ‘Saturday mornings.’ WIGGINS citing Grice, Dictionary WIGGINS
and STRAWSON, see Strawson WILSON, John Cook – Statement and Inference
APPENDIX – Conversational Reason. J. L. Speranza Luigi Speranza, “Grice e la storia della filosofia
italiana.” Speranza
has done crucial research on Griceianism, unearthing some documents by O.Wood,
J. O. Urmson, P. H. Nowell-Smith, and many many others – not just H. P. Grice.
University of California, Berkeley Berkeley, California Finding Aid
Written By: Bancroft Library staff The Regents of the University of California.
All rights reserved. Collection Summary Collection Title: H. Paul Grice
papers Date (inclusive): 1947-1989, Date (bulk): bulk 1960-1989 Collection
Number: BANC MSS 90/135 Creator : Grice, H. P. (H. Paul) Extent: Number of
containers: 10 cartons Linear feet: 12.5 Repository: The Bancroft Library
University of California, Berkeley Berkeley, California, 94720-6000 Phone:
(510) 642-6481 Fax: (510) 642-7589 Email: bancref@library.berkeley.edu URL:
http://bancroft.berkeley.edu/ Abstract: The H. Paul. Grice Papers (1947-1989)
consist of publications, unpublished works, and correspondence from the notable
English philosopher of language H. Paul Grice, during his years as Professor
Emeritus at Oxford until 1967 and the University of California, Berkeley until
his death in 1988. Also included are extensive notes and research Grice
conducted on theories of language semantics and theories of reason, trust, and
value. His most popular lectures, including the John Locke lectures, William
James lectures, Carus lectures, Urbana lectures, and Kant lectures are all
documented as drafts and finalized forms of transcripts and audio files within
the collection. Languages Represented: Collection materials are in English
Physical Location: Many of the Bancroft Library collections are stored offsite
and advance notice may be required for use. For current information on the
location of these materials, please consult the Library's online catalog.
Information for Researchers Access Collection is open for research.
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Public Services, The Bancroft Library, University of California, Berkeley See:.
Preferred Citation [Identification of item], H. Paul Grice Papers, BANC
MSS 90/135, The Bancroft Library, University of California, Berkeley. Alternate
Forms Available There are no alternate forms of this collection.
Indexing Terms The following terms have been used to index the
description of this collection in the library's online public access catalog.
Grice, H. P. (H. Paul)--Archives Language and languages--Philosophy Metaphysics
Philosophy of mind Faculty papers. Manuscripts for publication. Administrative
Information Acquisition Information The H. Paul Grice papers were
given to The Bancroft Library by Kathleen Grice on March 9, 1990 Accruals
No additions are expected. System of Arrangement Arranged to the folder
level. Processing Information Processed by Bancroft Library staff in
2009-2010. Biographical Information Herbert Paul Grice, born in 1913 in
Birmingham, England, obtained his degree at Corpus Christi College in Oxford,
where he returned to teach until 1967 after providing teaching services at a
public school in Rossall. In 1967, H.P. Grice moved to California, becoming a
professor of philosophy at the University of California, Berkeley where he
remained until his death in 1988. His long list of contributions during his
teaching career include the William James Lectures from 1967-1968, his
publication of "Utterer's Meaning, Sentence-Meaning, and
Word-Meaning," from 1968-1969, his Urbana lectures presented in 1970,
"Logic and Conversation," published in 1975, Kant lectures delivered
in 1978-1977, John Locke lectures presented in 1978-1979, and Carus lectures
presented in 1983. Grice's publications and lectures are compilations of his
extensive research performed in the philosophy of language, metaphysics,
Aristotelian philosophy, philosophy of mind, and ethics. Grice is also
attributed with coining the word "implicature" in 1968 to describe
speakers, and for defining his own paradox known as "Grice's
paradox," introduced in Grice's "Studies in the Way of Words,"
(1989) a volume of all his publications and writings. Scope and Content of
Collection The H.P. Grice Papers (1947-1989) consists of publications,
unpublished works, and correspondence from the notable English philosopher of
language H. Paul Grice during his years as Professor Emeritus at Oxford until
1967 and University of California, Berkeley until his death in 1988. Also
included are extensive notes and research, some in the form of audio files,
Grice conducted on his theories of language semantics and theories of reason,
trust, and value. His most popular lectures, including the John Locke lectures,
William James lectures, Carus lectures, Urbana lectures, and Kant lectures are
all documented as drafts and finalized forms of transcripts and audio files
within the collection. Also included in the H.P. Grice collection is Grice's
research on Aristotelian philosophy with Judith Baker and metaphysics with
George Myro, his other research focusing on the philosophy of the mind with
such subjects as perception. Also included is documentation of Grice's
involvement with the American Psychological Association (APA) during his
professorship at UC Berkeley. Series 1 Correspondence
1947-1988 Physical Description: Carton 1 (folders 1-15) Arrangement
Arranged alphabetically according to last name; followed by general
correspondence Scope and Content Note Series includes correspondence with
Grice's student and colleague Judith Baker, and colleagues Bealer, Warner, and
Wyatt addressing various forms of his research on philosophy. Carton 1, Folder
1 Bennett, Jonathan Circa 1984 Carton 1, Folder 2 Baker, Judith
Undated Carton 1, Folder 3 Bealer, George 1987 Carton 1, Folder 4
Code, Alan 1980 Carton 1, Folders 5-6 Suppes, Patrick 1977-1982
Carton 1, Folders 7-8 Warner, Richard 1971-1975 Carton 1, Folder 9 Wyatt,
Richard 1981 Carton 1, Folders 10-12 General to H.P. Grice
1947-1986 Carton 1, Folders 13-14 General 1972-1988 Carton 1,
Folder 15 Various published papers on Grice 1968 Series 2
Publications 1957-1989 Physical Description: Carton 1 (folders 16-31),
Cartons 2-4 Arrangement Arranged chronologically; Arranged alphabetically
for those publications without dates Scope and Content Note Series
includes published papers, drafts and notes that accompany their publications,
unpublished papers along with their drafts and/or notes, and published transcripts
of his various lectures (William James, Urbana, Carus, John Locke). Also
included is Grice's volume "Studies in the Way of Words" which is
compilation of all his other published works including, "Meaning,"
"Utterer's Meaning," and "Logic and Conversation." Carton
1, Folder 16 "Meaning" 1957 Carton 1, Folders 17-18
"Meaning Revisited" 1957, 1976-1980 Carton 1, Folder 19 Oxford
Philosophy - Linguistic Botanizing 1958 Carton 1, Folder 20
"Descartes on 'Clear and Distinct Perception'" 1966 Carton 1,
Folders 21-23 "Logic and Conversation" 1966-1975 Carton 1,
Folders 24-26 William James Lectures 1967 Carton 1, Folder 27
"Utterer's Meaning, Sentence-Meaning, and Word-Meaning" 1968
Carton 1, Folders 28-30 "Utterer's Meaning and Intentions" 1969
Carton 1, Folder 31 "Vacuous Names" 1969 Carton 2, Folders 1-4
"Vacuous Names" 1969 Carton 2, Folders 5-7 Urbana Lectures
1970-1971 Carton 2, Folder 8 Urbana Lectures - Lecture IX 1970-1971
Carton 2, Folders 9-10 "Intention and Uncertainty" Circa 1971
Carton 2, Folder 11 "Probability, Desirability, and Mood Operators"
1971-1973 Carton 2, Folders 12-13 Carus Lectures I-III 1973 Carton
2, Folders 14-16 Carus Lectures 1986 Carton 2, Folders 17-18 "Reply
to Davidson on 'Intending'" 1974 Carton 2, Folders 19-21
"Method in Philosophical Psychology" 1974 Carton 2, Folders
22-23 "Two Chapters on Incontinence" with Judith Baker Circa
1976 Carton 2, Folder 24 "Further Notes on Logic and
Conversation" Circa 1977 Carton 2, Folder 25 "Presupposition
and Conversational Implicature" 1977-1981 Carton 2, Folders 26-28
"Freedom and Morality in Kant's Foundations" 1978 Carton 2,
Folders 29-30 John Locke Lectures "Aspects of Reason" 1979
Carton 3, Folders 1-5 Actions and Events Circa 1985 Carton 3, Folder 6
Postwar Oxford Philosophy 1986 Carton 3, Folders 7-21 "Studies in
the Way of Words" 1986-1989 Carton 3, Folders 22-25
"Retrospective Foreword" 1987 Carton 3, Folder 26
"Retrospective Epilogue" 1987 Carton 4, Folder 1
"Retrospective Epilogue" 1987 Carton 4, Folder 2
"Retrospective Epilogue and Foreword" 1987 Carton 4, Folders
3-4 "Metaphysics, Philosophical Eschatology, and Plato's Republic"
1988 Carton 4, Folder 5 Grice Reprints 1953-1986 Carton 4, Folder 6
"Aristotle on Being and Good" Undated Carton 4, Folder 7
"Aristotle on the Multiplicity of Being" Undated Carton 4,
Folder 8 "Aristotle: Pleasure" Undated Carton 4, Folder 9
"Conversational Implicative" Undated Carton 4, Folder 10
"Negation I" Undated Carton 4, Folder 11 "Negation
II" Undated Carton 4, Folder 12 "Personal Identity" (including
notes on Hume) Undated Carton 4, Folder 13 "Philosopher's
Paradoxes" Undated Carton 4, Folder 14 "A Philosopher's
Prospectus" Undated Carton 4, Folder 15 "Philosophy and
Ordinary Language" Undated Carton 4, Folder 16 Some Reflections
about Ends and Happiness Undated Carton 4, Folders 17-25 Reflections on
Morals with Judith Baker Undated Carton 4, Folder 26 "Reply to
Anscombe" Undated Carton 4, Folders 27-30 "Reply to
Richards" Undated Series 3 Teaching Materials 1964-1983
Physical Description: Carton 5, Carton 6 (folders 1-3) Arrangement
Arranged chronologically; alphabetical for those teaching materials without
dates. Scope and Content Note Includes seminars and lectures given during
Grice's years as a Professor Emeritus at UC Berkeley. Carton 5, Folder 1
Student Notes on Grice's Seminar at Cornell 1964 Carton 5, Folder 2 Grice
Seminar 1969 Carton 5, Folder 3 Philosophy 290-2 with Judith Baker
1992 Carton 5, Folder 4 Philosophy 290-2 1993 Carton 5, Folders 5-6
Seminar on Kant's Ethical Theory 1974-1977 Carton 5, Folder 7 Seminar on
"Aristotle Ethics" 1975-1996 Carton 5, Folder 8 Philosophy 290,
Kant Seminar with Judith Baker 1976-1977 Carton 5, Folder 9 "Kant's
Ethics," Volume II 1977 Carton 5, Folders 10-13 Kant Lectures
1977 Carton 5, Folders 14-15 Philosophy 290 1977-1978 Carton 5,
Folders 16-17 "Kant's Ethics," Volume III 1978 Carton 5, Folder
18 Knowledge and Belief Seminar 1979-1980 Carton 5, Folders 19-21 Seminar
on Kant's Ethics, Volume V 1980-1982 Carton 5, Folder 22 Philosophy 200.
Grice and Myro 1982 Carton 5, Folder 23 Notes on Kant 1982 Carton
5, Folder 24 Metaphysics and the Language of Philosophy 1983 Carton 5,
Folder 25 Seminar on Freedom Undated Carton 5, Folder 26 Grice Lectures
Undated Carton 5, Folders 27-28 Seminar on Kant's Ethics Undated
Carton 5, Folder 29 "The Criteria of Intelligence" Lectures II-IV
Undated Carton 5, Folder 30 UC Berkeley, Modest Mentalism Undated
Carton 5, Folder 31 Topics for Pursuit, Zeno, Socrates Notes Undated
Carton 6, Folders 1-2 Grice/Staal Seminar, Syntax, Semantics, and Phonetics
Undated Carton 6, Folder 3 Grice/Staal, "That" Clause
Undated Series 4 Professional Associations 1971-1987
Physical Description: Carton 6 (folders 4-12), Carton 10 Arrangement
Arranged chronologically. Scope and Content Note Includes Kant's Stanford
Lectures, various notes and audio tapes of Beanfest, Grice's fall 1987 group
research on universals, and conferences and discussions concerning the American
Psychological Association (APA). Also includes a carton of cassettes, magnetic
recorder tapes, and cassette sets of four on professional talks with colleague
George Myro on identities, metaphysics, and relatives and Grice's various
seminars given at different institutions such as Stanford, University of
California, Berkeley, and Seattle on his philosophical theories. Carton 6,
Folder 4 APA Symposium - "Entailment" 1971 Carton 6, Folders
5-6 Stanford - "Some Aspects of Reason," Kant 1977 Carton 6,
Folder 7 Conferences - Causality Colloquium At Stanford University Circa
1978 Carton 6, Folder 8 Conferences - APA Discussion - Randall Parker's
Transcription of Tapes 1983-1989 Carton 6, Folder 9 Unity of Science and
Teleology "Hands Across the Bay," and Beanfest 1985 Carton 6,
Folder 10 Beanfest - Transcripts and Audio Cassettes 1985 Carton 6,
Folder 11 Group Universals 1987 Carton 6, Folder 12 Group Universals -
Partial Working Copy 1987 Carton 10 Audio Files of various lectures and
conferences 1970-1986 Series 5 Subject Files 1951-1988 Physical
Description: Carton 6 (folders 13-38), Cartons 7-9 Arrangement
Alphabetically Scope and Content Note Includes Reed Seminar notes, notes
on ancient philosophers such as Aristotle, Descartes and their own
philosophical theories, research and accompanying notes on other prominent
philosophers such as Kant and Davidson, notes with colleagues Judith Baker,
Alan Code, Michael Friedman, George Myro, Patrick Suppes, and Richard Warner,
on various theories of reason, trust, language semantics, universals, and
values. Carton 6, Folders 13-14 "The Analytic/Synthetic Division"
1983 Carton 6, Folder 15 Aristotle and "Categories"
Undated Carton 6, Folder 16 Aristotle's Ethics Undated Carton 6,
Folder 17 Aristotle and Friendship Undated Carton 6, Folder 18 Aristotle
and Friendship, Rationality, Trust, and Decency Undated Carton 6, Folder
19 Aristotle and Multiplicity Undated Carton 6, Folder 20 Bealer Notes
Undated Carton 6, Folder 21 Berkeley Group Team Notes 1983 Carton
6, Folder 22 Casual Theory Perception Undated Carton 6, Folder 23
Categories with Strawson Undated Carton 6, Folder 24 Categorical
Imperatives 1981 Carton 6, Folder 25 "The Logical Construction
Theory of Personal Identity" Undated Carton 6, Folder 26 Davidson's
"On Saying That" Undated Carton 6, Folders 27-28 Descartes
Notes Undated Carton 6, Folder 29 "Grice on Denials of Indicative
Conditionals" by Michael Sinton Circa 1971 Carton 6, Folder 30
Dispositions and Intentions Notes Undated Carton 6, Folder 31 Dogmas of
Empiricism Undated Carton 6, Folder 32 Emotions and Incontinence
Undated Carton 6, Folder 33 Entailment and Paradoxes Undated Carton
6, Folders 34-35 Notes on Ethics with Judith Baker Undated Carton 6,
Folder 36 North Carolina Ethics Notes Undated Carton 6, Folder 37
Festschrift and Warner Notes Circa 1981-1982 Carton 6, Folder 38
"Finality" Notes with Alan Code Undated Carton 7, Folder 1
"Form, Type, and Implication" by Grice Undated Carton 7, Folder
2 Frege, Words and Sentences Notes Undated Carton 7, Folder 3 "Fundamental
Principles of the Metaphysic of Ethics" by Kant Undated Carton 7,
Folder 4 "Foundations of the Metaphysics of Morals" Undated
Carton 7, Folder 5 Grammar and Semantics with Richard Warner Undated
Carton 7, Folder 6 Happiness, Discipline, and Implicatives Undated Carton
7, Folder 7 Notes on Hume 1975 Carton 7, Folders 8-9 Hume's Account on
Personal Identity Notes Undated Carton 7, Folder 10 Identity Notes with
George Myro 1973 Carton 7, Folders 11-12 "Ifs and Cans"
Undated Carton 7, Folder 13 Irony, Stress, and Truth Undated Carton
7, Folders 14-16 Notes on Kant 1981-1982 Carton 7, Folder 17 Kant's
Ethics 1982 Carton 7, Folder 18 Kant, Midsentences, Freedom Undated
Carton 7, Folder 19 Language and Reference Circa 1966 Carton 7, Folder 20
Language Semantics Undated Carton 7, Folders 21-22 John Locke Lecture
Notes 1979 Carton 7, Folder 23 Logical Form and Action Sentences
Undated Carton 7, Folders 24-25 Meaning and Psychology Undated Carton
7, Folders 26-27 Notes on Metaphysics 1988 Carton 7, Folder 28
Metaphysics and Ill-Will Undated Carton 7, Folder 29 Metaphysics and
Theorizing Undated Carton 7, Folder 30 Method and Myth Notes
Undated Carton 7, Folder 31 Mills Induction Undated Carton 7,
Folder 32 Miscellaneous on Actions and Events Undated Carton 8, Folder 1
Miscellaneous - Judith Baker Undated Carton 8, Folder 2 Miscellaneous -
Metaph Notes 1987-1988 Carton 8, Folder 3 Miscellaneous - Oxford
Philosophy Undated Carton 8, Folders 4-8 Miscellaneous Philosophy Notes
1981-1985 Carton 8, Folders 9-13 Miscellaneous Philosophy Topics
Undated Carton 8, Folders 14-15 Modality, Desirability, and Probability
Undated Carton 8, Folders 16-17 Nicomachean Ethics and Aristotle Ethics
1975-1976 Carton 8, Folder 18 Objectivity and Value Undated Carton
8, Folder 19 Objective Value, Rational Motivation Circa 1978 Carton 8,
Folder 20 Oddents - Urbane and Not Urbane Undated Carton 8, Folders 21-22
Vision, Taste, and other Perception Papers Undated Carton 8, Folder 23
Papers on Perception Undated Carton 8, Folder 24 Perception Notes
Undated Carton 8, Folder 25 Notes on Perception with Richard Warner
1988 Carton 8, Folder 26 "Clear and Distinct Perception and
Dreaming" Undated Carton 8, Folder 27 "A Pint of
Philosophy" by Alfred Brook Gordon, includes notes by Grice Circa
1951 Carton 8, Folder 28 "A Philosophy of Life" Notes,
Happiness Notes Undated Carton 8, Folder 29 "Lectures on
Pierce" Undated Carton 8, Folder 30 Basic Pirotese, Sentence
Semantics and Syntax Circa 1970 Carton 8, Folder 31 Pirots and Obbles
Undated Carton 8, Folders 32-33 Methodology - Pirots Notes Undated
Carton 9, Folder 1 Practical Reason Undated Carton 9, Folder 2
"Preliminary Valediction" 1985 Carton 9, Folder 3
Presupposition and Implicative Circa 1979 Carton 9, Folder 4 Probability
and Life Undated Carton 9, Folder 5 Rationality and Trust notes
Undated Carton 9, Folder 6 Reasons 1966 Carton 9, Folder 7
Reflections on Morals Circa 1980 Carton 9, Folder 8 Russell and
Heterologicality Undated Carton 9, Folder 9 Schiffer Undated Carton
9, Folder 10 Semantics of Children's Language Undated Carton 9, Folder 11
Sentence Semantics Undated Carton 9, Folder 12 Sentence Semantics -
Prepositional Complexes Undated Carton 9, Folder 13 "Significance of
the Middle Book's Aristotle's Metaphysics" by Alan Code Undated
Carton 9, Folder 14 Social Justice Undated Carton 9, Folder 15
"Subjective" Conditions and Intentions Undated Carton 9, Folder
16 Super-Relatives Undated Carton 9, Folders 17-18 Syntax and Semantics
Undated Carton 9, Folder 19 The 'That" and "Why" -
Metaphysics Notes 1986-1987 Carton 9, Folder 20 Various work on Trust,
Metaphysics, Value, etc/ with Judith Baker Undated Carton 9, Folder 21
Universals 1987 Carton 9, Folder 22 Universals with Michael Friedman
1987 Carton 9, Folder 23 Value, Metaphysics, and Teleology Undated
Carton 9, Folder 24 Values, Morals, Absolutes, and the Metaphysical
Undated Carton 9, Folders 25-27 Miscellaneous - Value Sub-systems, the
"Kantian Problem" Undated Carton 9, Folder 28 Values and
Rationalism Undated Carton 9, Folder 29 "Virtues and Vices" by
Philippa Foot Undated Carton 9, Folders 30-31 Wants and Needs 1974-1975
References ACKRILL, J. L. cited by Grice, on ‘Happiness.’ ACKRILL, J. L.
citing Grice AUSTIN, Philosophical papers. AUSTIN, How to do things with words.
AUSTIN, Sense and sensibilia. BOSTOCK – cited by Walker. DUMMETT – cited by
Grice. EWING FLEW, citing Grice. Grice, H. P. Prejudices and predilections;
which become, The Life and Opinions of H. P. Grice’ HAMPSHIRE – cited by Grice.
HARE, Practical inferences HART, citing Grice, Philosophical Review.
KNEALE, Induction, cited by Grice. OVER, D. E. citing Grice PEACOCKE, C. A. B.
citing Grice in Evans/Mcdowell PEARS, citing Grice PEARS cited by Grice
Prichard, ed. By Urmson – cited by Prichard. SAINSBURY citing Grice SMITH, P.
H. Nowell. Cited by Grice. Speranza, J. L. The sceptic and language. Speranza
Speranza STOUT – cited by Grice STRAWSON, P. F. citing Grice Introduction to
logical theory URMSON, cited by Grice WoW URMSON citing Grice WARNOCK – cited
by Grice – citing Grice in ‘Saturday mornings.’ WIGGINS citing Grice,
Dictionary WIGGINS and STRAWSON, see Strawson WILSON, John Cook – Statement and
Inference APPENDIX – Conversational Reason. J. L. Speranza Luigi Speranza, “Grice e la storia
della filosofia italiana.” Speranza has done crucial research on Griceianism, unearthing some
documents by O.Wood, J. O. Urmson, P. H. Nowell-Smith, and many many others –
not just H. P. Grice. A number of people have made this book possible by
giving generously of their time to talk about Paul Grice, his life and his
work, whether by letter, by e-mail or in person. I would therefore like to
thank the fol-lowing, in an order that is simply alphabetical, and in the hope
that I have not omitted anyone who should be thanked: Professor Judith Baker;
the staff at the Bancroft Library, Berkeley, in particular David Farrell; Tom
Gover of the Old Cliftonian Society; Kathleen Grice; Adam Hodgkin; Professor
Robin Lakoff; The Rossallian Club; Michael Stansfield, college archivist at
Corpus Christi and Merton colleges; Professor Sir Peter Strawson;
Professor Richard Warner. I am especially grateful to Kathleen Grice for
permission to use the photograph on the front cover and to quote from
manuscript material; and to the Bancroft Library, Berkeley, which gave
permission to quote from their manuscript holdings.There is an inherent tension
in writing about Paul Grice because two separate academic disciplines lay claim
to his work, and do so with jus-tification. Those who know him as a philosopher
may not be aware of the full significance of his role in the development of
present day linguistics, while those whose interest in him originates from
within linguistics may be unfamiliar with the philosophical questions that are
integral to his work. Grice would not have considered himself to be anything
other than a philosopher, so the title of this book might seem odd or even
provocative. But I chose it in order to reflect the profound influence he has
had on a discipline other than his own. Grice's work is of interest to
philosophers and to linguists alike. I myself belong to the second group.
My first encounter with Grice's work was when I was introduced to his theory of
conversation as a student, and was struck by the ambition and elegance of his
proposed solution to a range of linguistic problems, as well as by the
questions and difficulties it raised. I have since been pleased to recognise
just these reactions to the theory in many of my own students. As I read more
of Grice's work, I became intrigued by the question as to whether there was a
unity to be found in his thought that would incorporate the familiar work on
conversation into a larger and more significant philosophical picture. This
book is my attempt to answer that question. I certainly hope that it will be of
interest to readers from both philosophical and linguistic backgrounds, with
the following words of caution to the former. Grice's work draws on a
range of previous writings that often go unac- knowledged, presumably
because he assumed that his audience would be aware of its philosophical
pedigree. The questions he is addressing can be less familiar to linguists, so
on a number of occasions I have offered an overview of the history of an idea
or an exegesis of a work. I run the risk that these sections may appear
to be superficial, or alternatively to be labouring the obvious, to readers
well versed in philoso-phy, but I have offered the degree of detail necessary to
enable those unfamiliar with the relevant background to follow Grice's
arguments and appreciate the nature of his contribution. Further, my intention
inthese sections is to sketch the relevant history of a philosophical debate,
rather that to offer either a critique of or my own contribution to that
debate. I can only ask for tolerance of these aspects of my book from readers
already familiar with the relevant areas of philosophy.In 1986 Oxford
University Press published a volume of essays drawing on the work of the
philosopher Paul Grice, who was then 73. It was not formally described as a
Festschrift, but Grice's name was concealed as an acronym of the title,
Philosophical Grounds of Rationality: Intentions, Categories, Ends, and many of
those who contributed to the volume took the opportunity of paying tribute to
his work and influence. Among these, Gordon Baker revealed that what he admired
most was Grice's 'skilful advocacy of heresies'.' In a similar vein,
Grice's colleague Richard Grandy once introduced him to an audience with the
comment that he could always be relied on to rally to 'the defence of the
underdogma'.? Given Grice's conventional academic career together with
his current status in philosophy and, particularly, in linguistics, these
accolades may seem surprising. His entire working life was spent in the
prestigious universities of Oxford and Berkeley, making him very much an
establishment figure. Much of his philosophy of language , particularly
his theory of conversational implicature, has for a number of decades played a
central role in debates about the relationship between semantics and
pragmatics, or meaning as a formal linguistic property and meaning as a process
taking place in contexts and involving speakers and hearers. But the canonical
status of Grice's ideas masks their unconventional and even controversial
beginnings. As Baker himself ob-serves, Grice's heresies have tended to be
transformed by success into orthodoxies. In fact, Grice's work was often
characterised by the challenges it posed to accepted wisdom, and by the novel
approaches it proposed to established philosophical issues. The theory of
conversational implicature is a good example. It is often summarised as one of
the earliest and most successful attempts to explain the fact, familiar to
common sense, thatwhat people literally say and what they actually mean can
often be quite different matters. In particular, the theory is concerned with
some apparent discrepancies between classical logic and natural language.
More generally, it addresses the question of whether the meaning of everyday
language is best explained in terms of formal linguistic rules, or in terms of
the vagaries and variables of human communication. Grice's theory
developed against the background of a sharp distinction of approaches to these
issues. Philosophers such as Bertrand Russell, who saw logic as the appropriate
apparatus for explaining meaning, dismissed the differences displayed by
natural language as examples of its inherent imperfection. Everyday language
was just too messy and imprecise to form an appropriate topic for philosophical
inquiry. The opposing view is perhaps best summed up by the slogan from
Wittgenstein's later work that 'meaning is use'? Philosophers from this school
of thought argued that if natural language diverges from logical meaning, this
is simply because logic is not the appropriate philosophical tool for
explaining language. Meaning in language is an important area of study in its
own right, but can be considered only in connection with the variety of ways in
which language is used by speakers. Grice's approach to this debate was
to argue that both views were wrong-headed. He proposed to think outside the
standard disjunction of positions. Logic cannot give an adequate account of
natural language, but nor is language simply a multifarious collection of uses,
unamenable to logical analysis. Rather, logic can explain much, but not all, of
the meaning of certain natural language expressions. More generally, formal
semantic rules play a vital part in explaining meaning in everyday lan-guage,
but they do not do the whole job. Other factors of a different but no less
important type are also necessary for a full account of meaning. Most
significantly, Grice argued that these other, non-semantic factors are not a
random collection entirely dependent on individual speakers and contexts, but
can be systematised and explained in terms of general principles and rules. The
principles that explain how natural language differs from logic can also
explain a wide range of other features of human communication. In this
novel attitude, Grice was certainly rejecting formal approaches, with their
claim that the only meaning amenable to philosophical discussion was that which
could be described in terms of truth-conditions, and could enter into
truth-functional relationships. But also, and perhaps more surprisingly, he was
rejecting a belief in everyday use as the chief, or indeed the only, location
of meaning. This was a central tenet of philosophy at Oxford while Grice was
developing his theory ofconversation, or at least of that subsection of Oxford
philosophy known as the philosophy of ordinary language. Grice himself was an
active member of this subsection and is often referred to as a leading figure
in the movement. However, his use of formal logic in explaining conversational
meaning demonstrates that his heretical impulse extended even to ordinary
language philosophy itself. Indeed, the success of his theory of conversational
implicature has been credited with the eventual demise of this movement as a
viable philosophical approach.* Grice's readiness to question conventions, even
those of his own subdiscipline, makes him hard to categorise in terms of the
usual philosophical distinctions. He does not sit easily on either side of the
familar dichotomies; he is neither exactly empiricist nor exactly rationalist,
neither behaviourist nor mentalist. This makes synoptic discussions of his work
difficult, as is perhaps entirely appropriate for a philosopher who readily
expressed his dislike of attempts to divide philosophy up into a series of
'-ologies' and '-isms'. The theory of conversation is undoubtedly the
best known of Grice's work. The particular, and often exclusive, emphasis on it
can be explained perhaps in part by its intrinsic potential as a tool for
linguistic analysis, and perhaps also, more accidentally, by the historical
inaccessibility of much of his other writing. A notorious perfectionist, Grice
was seldom happy that his work had reached a finished, or acceptable, state,
and was therefore always reluctant to publish. Those who knew him have related
this reluctance to the penetration of his own philosophical vision, turned as
relentlessly on his own work as on that of others. His Oxford colleague Peter
Strawson has suggested that this resulted in an uncomfortable degree of
self-doubt: I suspect, sometimes, that it was the strength of his own
critical powers, his sense of the vulnerability of philosophical argument in general,
that partially accounted, at the time, for his privately expressed doubts about
the ability of his own work to survive criti-cism. After all, if there were
always some detectable flaws in others' reasoning, why should there not be
detectable, even though by him undetected, flaws in his own? Certainly,
Grice's account of conversation as an essentially cooperative enterprise is
generally discussed, and frequently criticised, in isolation from the rest of
this work, seen as a free-standing account of linguistic interaction. It is
paraphrased, often in just a few pages, in most introductory text books on
pragmatics and discourse analysis.' It hasbeen used or referred to in analyses
of gendered language, children's language, code switching, courtroom cross-examination,
the language of jokes, oral narrative and the language of liturgy, along with
many other topics? However, it is only one aspect of a large and diverse body
of work from a career of over four decades. In the context of this work, it can
be seen as an intrinsic part of the gradual development of Grice's thinking on
a range of philosophical topics. It also offers an analytic tool that Grice
himself applied in his later work to a variety of philosophical problems,
although never to the data of actual conversation. To some extent, then,
Grice's later use of the theory of conversation offers its own explanation of
the significance, and the theoretical purpose, of that work. More than that,
however, Grice's less-known work merits attention in its own right. It ranges
over a wide range of topics: not just the philosophy of language but
epistemology, per-ception, logic, rationality, ethics and metaphysics.
Nevertheless, it is possible to identify a number of running threads, and some
striking continuities of theme and approach, throughout this diverse oeuvre.
Grice himself argued that the disparate themes and ideas of his career
displayed a fundamental unity.® In general, however, as Richard Grandy and
Richard Warner observe in their introduction to Philosophical Grounds of
Rationality, 'the systematic nature of his work is little recognised'!'
Throughout his work Grice focused on aspects of human behaviour, linguistic or
otherwise, and the mental processes underlying them. Increasingly central
in his work was the idea that an analysis of these processes revealed people to
be rational creatures, and that this rationality was fundamental to human
nature. In an overview of his own work, Grice himself suggested, with typical
tentativeness, that: 'It might be held that the ultimate subject of all
philosophy is ourselves. '° He also displayed a sophisticated respect for
common sense as a starting point in philosophical inquiry. It is sophisticated
in that he did not espouse the straightforward adoption of common sense
attitudes and terminology into philosophy. Rather, he urged that the
philosopher remain aware of how the themes of philosophical inquiry are usually
understood by non-philosophers. In a large part, this meant paying serious
attention to the language in which particular issues were ordinarily
dis-cussed, or to what Grice once described as 'our carefree chatter'." In
this focus at least he retained an approach recognisable from his background in
ordinary language philosophy. However, he proved himself ready to go beyond the
dictates of common sense where the complexity of the subject matter demanded.
Philosophy, he argued, is a difficult subjectthat deals with difficult issues,
and it is often necessary to posit entities not current in everyday thought: to
construct theoretical, empirically unverifiable entities if they are
explanatorily useful. Within these para-meters, as he once suggested, 'whatever
does the job is respectable'. 12 He was certainly not a simple egalitarian in
philosophy. In the early 1980s he noted down, apparently for his own
edification, the following complaint: It repeatedly astonishes me that
people who would themselves readily admit to being devoid of training,
experience, or knowledge in philosophy, and who have plainly been endowed by
nature with no special gifts of philosophical intelligence should be so ready
to instruct professional philosophers about the contents of the body of
philosophical truths. 13 Despite his readiness to add entities to
philosophical explanations when this seemed appropriate, Grice was concerned
that such explanations should remain as simple as possible, in the
philosophical sense of simplicity as drawing on as few entities as possible. In
the lectures on conversation he endorsed 'Modified Occam's Razor', which he
defined as 'senses are not to be multiplied beyond necessity'.I This
philosophical parsimony was carried over into other areas of his work; he
sought general explanations that would account for as wide a range of subject
matter, for as few theoretical constructions, as possible. If he prized
philosophical simplicity, Grice's ideas were often far from reductive in more
general terms. In particular, he did not shrink from explanations that saw
people as separate and different: different from animals, in terms of
communicative behaviour, or from automata, in terms of rational thought.
More generally, Grice sustained an enthusiasm for the business of philosophy
itself, accompanied by a conviction, unfashionable at the start of his career,
that the works of philosophers from other schools of thought and different ages
deserve thoughtful and continual re-analysis. His work reveals a belief that
philosophical investigation and analysis are worthwhile ventures in their own
right and a willingness to employ them to offer suggested approaches, rather
than completed solutions, to philosophical problems. Further, Grice was always
ready to hunt out and consider as many possible counter-arguments and
refutations of his own ideas as he could envisage, often advancing some
particular idea by means of a detailed discussion of an actual or potential
challenge to it. These factors together lend a 'discursive' and at times
afrustratingly tentative air to Grice's work. But despite the earnestness of
Grice's interest in philosophy, and the rigour with which he pursued it, his
tone was often playfully irreverent. This was, to some extent, the result of a
deliberate policy that philosophy could, indeed should, be fun. 'One should of
course be serious about philosophy', he argued, 'but being serious does not
require one to be solemn.'5 Grice was not a gifted public speaker, given to
elaborate divergences in exegeses, and to stuttering and even mumbling in
presentation. l Nevertheless, his presentations could be entertaining occasions;
tape recordings of him speaking about philosophy, both informally and formally,
are often punctuated by laughter. Grice himself suggested that his search
for the fun, even the funny in philosophy was prompted by 'the wanton
disposition which nature gave me'." But it had been reinforced 'by the
course of every serious and prolonged philosophical association to which I have
been a party; each one has manifested its own special quality which at one and
the same time has delighted the spirit and stimulated the intellect'. He had no
time for those whose method of conducting philosophical debate was that of
'nailing to the wall everything in sight'. In his view, philosophy was best
when it was a collaborative, supportive activity. This idea was, to some
extent, inherent in his philosophical background; ordinary language philosophy
was frequently undertaken as a group activity. However, it is an idea that was
peculiarly suited to his person-ality. Grice could be extremely convivial; he
was often surrounded by people, and preferred to develop his ideas by
discussion rather than by solitary composition. He was no ascetic; he ate,
drank and smoked copi-ously. But conviviality is not the same as affability.
His delight in philosophical discussion often spilled over into an intense
desire to 'win' the argument. He could be curt in response to points of view
with which he was not in sympathy. On those occasions when he sought intuitive
responses to his linguistic examples, he could be dismissive of those who got
it 'wrong'. Moreover, those who know him have suggested that at times his
tendency towards self-doubt could manifest itself in gloomi-ness, even
moroseness. 18 Grice's tendency was to become entirely absorbed with
whatever he was engaged in, if it interested him intellectually. Often this was
some philosophical issue of substance or of composition. His wife Kathleen
recalls that he frequently stayed up late into the night, often pacing up and
down as he battled with some problem.l' Sometimes other people were caught up
in this absorption. During his time at Oxford, he conducted a long
collaboration with Peter Strawson. In later life, Gricehimself would recount
how he was once phoned up by Strawson's wife who told him to stop bothering her
husband with late night phone calls.20 This obsessiveness was characteristic of
all the activities to which he devoted his considerable energies. Kathleen
remembers that he was always engaged on some project; if it was not philosophy
then it was playing the piano, or chess, bridge or cricket. These last two were
more absorbing than mere hobbies. He played both bridge and cricket
competitively at county level. Cricket, in particular, was an obsession that
almost rivalled philosophy; he played for a number of different clubs and
'became an inelegant but extremely effective and prolific opening batsman'.2
During his Oxford career, he spent the large part of each summer on cricket
tours. Grice's immense energy in these different directions was
undoubtedly aided by the amount of time he had at his disposal, in part the
consequence of not having to concern himself too much with everyday
prac-ticalities; according to Kathleen, from childhood onwards he always had,
or found, people to look after him. He certainly pursued his interests to the
exclusion of the mundane, often neglecting food and sleep if a particular
problem, or game, had his attention. In those areas where he did have practical
responsibility, Grice was legendarily untidy. He took little concern over his
clothes, or his personal appearance gener-ally. His desk was constantly covered
by huge and apparently unsorted piles of paper. However, he would not allow
anyone else to touch these, claiming that he knew exactly where everything was.
After he died, these papers were deposited in the Bancroft library at the
University of California, Berkeley, as the H. P. Grice Papers. This archive,
which amounts to 14 large cartons, contains whatever Grice had about himself at
the end of his life, mainly heaped on his desk or crammed under his bed. It
consists largely of papers from after his move to Berkeley in 1967. But
it also includes those papers from his Oxford days, dating right back to the
1940s, that had seemed important enough to him to take and keep with him.
The cartons contain a mixture of finished manuscripts, draft versions, lecture
notes and odd jottings. These are often crammed with writing, but never with
anything extraneous to the matter in hand; it seems that Grice never doodled.
They offer some clue to at least one reason for Grice's reluctance to publish.
Grice seems to have been more struck than most by the essentially inconclusive
nature of his own work; no project was, for him, ever really completed, or ever
separate from the work that preceded and followed it. So notes and manuscripts
were stored along with those from decades earlier if they were perceived to be
on a relatedtheme. Papers covered in Grice's cramped hand in faint pencil,
characteristic of his work from Oxford, were annotated and added to by notes in
ball-point made years later in Berkeley. Ideas generally associated exclusively
with his late work, such as those relating to rationality and to finality, are
explored in notes dating back to the 1960s. Work often remained in manuscript
form for so long that it needed to be updated as the years went by. In the
original version of 'Indicative conditionals', part of the William James
lectures of 1967, Grice uses the example: 'Either Wilson or MacMillan
will be P.M.'. At a later date 'MacMillan' has been crossed out and 'Heath'
written over the top in a different coloured ink. This was the example used
when the lecture was eventually published. 22 Above all, the H. P. Grice
papers confirm that for Grice there was no real distinction between life and work.
He was not in the habit of keeping regular hours of work, or of distinguishing
between philosophical and private concerns. In the same way, his current
philosophical preoccupation would spill over into his everyday life. Any piece
of paper that came to hand would be covered in logical notation, example
sentences, trial lists of words, invented dialogues, or whatever else was
preoccupying him at that moment, all written in what Grice himself described as
'a hand which few have seen and none have found legible'.2 So the cartons
contain not just the orthodox pages of ruled note paper, but also a miscellany
of correspondence (often unopened), financial statements, menus, paper napkins,
playing card boxes, cigarette packets and even airline sick bags that came to
hand as ideas occurred to him during a flight. Some of these suggest that
Grice's writing style was not as spontaneous as it may sometimes appear.
Certainly the manuscripts of articles and the lecture notes, always written out
in full, were produced in longhand with little significant revision. But
Grice was not averse to jotting down what he once described as 'useful
verbiage' in preparation for these. In conjunction with some work on the place
of value in human nature drawing on, but diverging from a number of previous
philosophers including John Stuart Mill, he noted down the phrase: 'so as not
to be just Grice to your Mill..!.24 While working on an account of value and
freedom drawing on both Aristotle and Kant, he tried out possible hybrids:
'Ariskant? Kantotle?'. 25 This book considers Grice's work within a broadly
chronological framework, following the course of his philosophical life.
However, because Grice did not work on discreet topics in neat succession, it
is sometimes necessary to group together strands of work on related topics even
where they in fact extend over years or decades. Nevertheless, thechronological
arrangement makes possible an understanding of the development, as well as the
remarkable unity, of Grice's thinking. It also allows some scope for
considering the impact on it of the work of other philosophers, and of the
various personal associations he formed throughout his life. The final chapter
is concerned with the impact of Grice's ideas on linguistics. It is concerned
with the development of what has become known as 'Gricean pragmatics' and
therefore concentrates on responses to the theory of conversation.In a
conversation recorded in 1983, Grice commented that fairly early in his career
he stopped reading current philosophy.' In the light of his constant engagement
with the work of his contemporaries, this characteristically mischievous claim
need not be taken at face value. Indeed, his own immediate elaboration somewhat
modifies it. Instead of spending his time trying to keep up with all the
philosophical journals, he concentrated increasingly on the history of
philosophy, choosing his reading matter by strength of ideas rather than by
date of composition. To this it might be added that he also devoted a
great deal of time to face-to-face discussion with those he chose as his
philosophical col-leagues. Grice's exaggerated claim therefore draws attention
to two constant influences on his own philosophy: debate and collaboration with
others engaged in similar fields of enquiry, coupled with what in the same
conversation he calls 'respect for the old boys'. It is tempting to
identify the emergence of this tension between old and new ideas, or perhaps
more accurately this dialogue between orthodox and challenging ways of thinking,
throughout Grice's early life. Born on 15 March 1913, he was the first
son of a wealthy middle-class couple, Herbert and Mabel (née Felton) Grice, and
grew up in Harborne, an affluent suburb of Birmingham. He was named after his
father, but preferred his middle name, and was from an early age known
generally as Paul. His early publications were credited to 'H. P. Grice', and
are sometimes still cited as such, but in later years he published as
simply 'Paul Grice' '. Herbert Grice is described in his son's
college register as 'business, retd'. In fact he had owned a
manufacturing business making small metal components that prospered during the
First World War. When the business subsequently began to fail, Mabel
stepped in to save the family finances by taking in pupils. She included Paul
and hisbrother Derek in this miniature school, meaning that the first few years
of their education were conducted at home. This reversal of roles explains
Herbert's early 'retirement'. After the failure of the manufacturing business,
he did not attempt another venture, preferring instead to concentrate on his
skills as a concert cellist. His musical talent was inherited by both his sons;
Herbert, Paul and Derek would often perform domestically as a trio.
Family life at Harborne was punctuated not just by musical recitals, and by
innumerable games of chess, but also by controversy and debate, although the
topic was generally theological rather than philosophical. Herbert had
been brought up in a nonconformist tradition, while Mabel was a devout
Anglo-Catholic. The third adult member of the household, an unmarried aunt, had
converted to Catholicism. Grice recalled fondly the many doctrinal clashes he
witnessed as a result of this mix, particularly those between his aunt and his father.
He suggested that his father's self-defence in these circumstances awakened, or
at least rein-forced, his own tendency towards 'dissenting rationalism'; this
tendency stayed with him throughout life? It would seem from this that he lent
more towards his father's way of thinking, but certainly by the time he reached
adulthood he had abandoned any religious faith he may initially have held. He
did not retain the Christianity with which he had been surrounded as a child,
but he kept the enthusiasm for debate in general, and for the habits of
questioning received wisdom and challenging orthodoxy on the basis of personal
reasoning in particular. When Grice was 13 his education was put on to a
more formal footing when he went as a boarder to Clifton College in Bristol.
This public school, exclusively male at the time, provided excellent
preparation for Oxford or Cambridge for the sons of those wealthy enough to
afford it, or for those who, like Grice, passed the scholarship examination.
Boys belonged to one of a number of 'houses', ', rather in the style of
Oxbridge colleges, and received the education in classics that would
equip them for entry to university. It seems that Grice excelled at this; at
the end of his Clifton career, in July 1931, he won a classical scholarship to
Corpus Christi College, Oxford. He had not concentrated exclusively on academic
matters, however. He had been 'Head of School' during his final year, and had
also kept up his musical interests. He performed a piano solo in the school's
1930 Christmas concert. Joseph Cooper, Grice's contemporary at Clifton who went
on to become a concert pianist and then chairman of the BBC television
programme 'Face the Music', played a piece by Rachmaninoff at the same concert.
'Weenjoyed Grice's playing of Ravel's "Pavane"', runs the school's
report on the concert, 'its stateliness provided an effective contrast to the
exuberance of the Rachmininoff.'3 Corpus Christi had a strong academic
tradition, but was not as socially fashionable as some of the larger colleges.
It therefore tended to attract students from more modest backgrounds than
colleges such as Christ Church or Magdalen, where social success often depended
on demonstrable affluence. However, despite such distinctions between
individual colleges, Oxford in general was a place of privilege. Students were
nearly all male, were predominantly from public schools, and were generally
preparing to take their places as members of the establish-ment. Fashionable
political opinions were left wing, and students of Grice's generation tended to
see themselves as rebelling against nineteenth-century notions of
responsibility and propriety. Such rebel-liousness, however, was of a very
passive nature; it lacked the zeal and the active protest that was to characterise
student rebellion in the 1960s. It did little to affect the day to day
life in Oxford, where the university was legally in loco parentis, and where
all undergraduates lived and dined in college. Some 50 years later, Grice
recalled the atmosphere of the time with amused but affectionate
detachment: We are in reaction against our Victorian forebears; we are
independent and we are tolerant of the independence of others, unless they go
too far. We don't like discipline, rules (except for rules of games and rules
designed to secure peace and quiet in Colleges), self-conscious authority, and
lectures or reproaches about conduct.... We don't care much to talk about
'values' (pompous) or 'duties' (stuffy, unless one means the duties of servants
or the military, or money extorted by the customs people). Our watchwords (if
we could be moved to utter them) would be 'Live and let live, though not
necessarily with me around' or 'If you don't like how I carry on, you don't
have to spend time with me. Grice was at Corpus Christi for four years.
Classics was an unusual subject in this respect; most Oxford degree programmes
were a year shorter. At that time, philosophy was taught only as part of the
Classics curriculum, and it was in this guise that Grice received his first
formal training in the subject. The style was conservative, based largely on
close reading of the philosophers of Ancient Greece. This seems to have suited
Grice's meticulous and analytical style of thought well, as the tutorial
teaching method suited his dissenting and combativenature. Although there were
lectures, open to all members of the uni-versity, teaching was based
principally at tutorial, therefore college, level. Students would meet
individually with their tutors to read, and then defend, an essay. In
reflecting on his early philosophical educa-tion, Grice always emphasised what
he saw as his own good fortune in being allocated as tutee to W. F. R. (Frank)
Hardie. A rigorous classical scholar and an exacting tutor, Hardie might not have
been everyone's first choice, but Grice credited him with revealing the
difficulty, but also the rewards of philosophical study. Grice also, it seems,
relished the formalism that Hardie imposed on his already established
appreciation of rational debate. Under Hardie's guidance, this appreciation
developed into a belief that philosophical questions are best settled by
reason, or argument: I learnt also form him how to argue, and in learning
how to argue I came to learn that the ability to argue is a skill involving
many aspects, and is much more than an ability to see logical connections
(though this ability is by no means to be despised). Grice even recounts
with approval, but reluctant disbelief, the story that a long silence in
another student's tutorial was eventually broken by Hardie asking 'And what did
you mean by "of"?' No doubt the contemporary detractors of ordinary
language philosophy would have seen Grice's enthusiasm for this anecdote of the
1930s as a sign that he was perfectly suited to the style of philosophy that
would flourish at Oxford in the following two decades. This was crucially
concerned with minute attention to meaning and to the language in which
philosophical issues were traditionally discussed. Grice's admiration for
Hardie was later to develop into friendship; they were both members of a group
from Oxford that went on walking holidays in the summers leading up to the
Second World War, and Hardie taught Grice to play golf. The friendship was
based in part on a number of characteristics the two had in common. There was
their shared rationalism; Grice found welcome echoes of his own approach in
Hardie's 'reluctance to accept anything not properly documented'?
Moreover, Hardie never admitted defeat. Discussions with him, Grice later
observed, never actually ended; they would simply come to a stop. In
response, Grice learnt to adopt a similar stance in philosophical argument,
clinging tendentiously to whatever position he had set out to defend. Once,
when Grice was taught by a different philosophy tutor for one term, the new
tutor reported back to Hardie that his studentwas 'obstinate to the point of
perversity'. To Grice's enduring delight, Hardie received this report with
thorough approval. However some may have judged his style of argument,
Grice's undergraduate career was an indisputable success. Students took
'Modera-tions' exams five terms into their degree, before proceeding to what
was popularly known as 'Greats', , the stage in the degree at which
philoso- phy was introduced. Grice achieved First Class in his
Moderations in 1933. In the summer of 1935 he took his finals, and was
awarded First Class Honours in Literae Humaniores, as 'Greats' was officially
called. His studies did not take up all of his time during these years,
however, and he mixed academic success with extracurricular activities,
particularly sporting ones. He played cricket, and in the summer of 1934
captained the college team. In the winter he followed up this success by
becoming captain of the college football team. During this same period, he was
president of the Pelican Philosophical Society and editor of the Pelican
Record. Both took their name from the bird forming part of the Corpus Christi
crest that had become the informal symbol of the college. After Grice
completed his undergraduate studies, there was a brief hiatus in his academic
career. There were at that time few openings at Oxford for those graduates who
had not yet gained a University Lectureship or been elected to a College
Fellowship. For the academic year 1935-6 Grice left Oxford, but not the elite
education system of which he had been part for the past decade, when he went as
Assistant Master to Rossall in Lancashire. At a time when there were very few
Universities in the country, an Honours degree, especially from Oxford or
Cambridge, was regarded as more than adequate a qualification to teach at a
public school such as Rossall. It was not at all uncommon for Assistant Masters
to stay in post for just a year or two before moving on to a more permanent
position or embarking on a career in some other field. Indeed, of the 11 other
Assistant Masters appointed between 1933 and 1937 by the same headmaster
as Grice, only four stayed for more than a year; none of the other seven went on
to careers as school masters.® In Grice's case, his appointment at Rossall
filled the time between his undergraduate studies and his return to Oxford in
1936. It was also in 1936, unusually a year after the completion of his
studies, that Grice was willing, or perhaps able, to pay the fee necessary for
con-ferment of his BA degree. He was enabled to return to Oxford by two
scholarships, both of which would have required him to sit examinations. First
was an Oxford University Senior Scholarship, an award for postgraduate study at
anycollege and in any subject. In the same year, Grice was awarded a Harmsworth
Senior Scholarship, a 'closed' scholarship to Merton college. The Harmsworth
Scholarships, funded by an endowment from former college member Sir Hildebrand
Harmsworth, were a relatively new venture, aimed specifically at raising the
profile of postgraduate achievement at the college. A history of Merton notes
that the scheme 'brought to the college a succession of intelligent
graduates from all col-leges. In that way a window was opened on to the world
of graduate research at a time when there were few opportunities at that level
in the university as a whole." The scholarships had been available only
since 1931, and only three were awarded each year, across the range of academic
subjects. Grice's contemporaries were Richard Alexander Hamilton, also from
Clifton College, in sciences, and Matthew Fontaine Maury Meiklejohn in modern
languages. Grice was a Harmsworth Senior Scholar at Merton between 1936 and
1938, but no award or higher degree resulted from his time there. He was
awarded an MA from Oxford in 1939 but this was a formality, available seven
years after initial matriculation to students who had received a BA, upon
payment of a fee. Nevertheless, the time spent at Merton was an important
period in Grice's philosophical development not least because it was during
this time that he became aware of subjects and methodologies then current in
philosophy, and indeed taking shape in Oxford itself. He added knowledge of
contemporary and dissenting philosophy to his existing familiarity with
established orthodoxy. Grice's experiences of undergraduate study had
been typical of the time. The philosophy taught and conducted at Oxford between
the wars was extremely conventional, that is to say speculative and
metaphysical in nature, with an almost institutionalised distrust of new ideas.
The business of philosophy was centred on the exegesis of the philosophi-cal,
and particularly the classical 'greats'. Indeed, until just before the Second
World War, no living philosopher was represented on the Oxford philosophy
syllabus. The picture was different at Cambridge. From early in the
century, Russell had been developing his analytic approach to issues of
knowledge and the language in which it is expressed, arguing that suitable
rigorous analysis can reveal the 'true' logical form beneath the 'apparent'
grammatical surface of sentences. Wittgenstein's Tractatus, first
published in English in 1922, had taken these ideas further, arguing that such
analysis could reveal many of the traditional concerns of philosophy to be
merely 'pseudo-problems' However, such was the insularity of academic
institutions at the time that Oxford had not officially, and barely in
practice, been aware ofthese developments in Cambridge, let alone of those in
other parts of Europe. This isolation was fairly abruptly ended, at least
for some of the younger philosophers at Oxford, during the period when Grice
was at Merton. This change was due in a large part to A. J. Ayer, and to the
publication of his controversial first book Language Truth and Logic in
1936. Ayer had himself been an undergraduate at Oxford between 1929 and 1932
but, unusually, had read many of Russell's works, as well as the Tractatus. He
had been encouraged in this by his tutor, Gilbert Ryle, a socially conservative
but intellectually progressive don, who had even taken Ayer on a trip to
Cambridge where he had met Wittgenstein personally. Ayer was impressed by the
methods of analytic philosophy in general, and in particular by Wittgenstein's
ambitious claims that it could 'solve' age-old philosophical problems for good
by analysing the language in which they were traditionally expressed. He was
even more profoundly affected by the ideas with which he came into contact
during a visit to Austria after finishing his studies. There he became
acquainted with a number of members of the Vienna Circle, and attended several
of their meetings. Then as now, this group of scientists and philosophers were
referred to collectively as 'the logical positivists' They represented a number
of separate interests and specialisms, but shared at least one common goal: the
desire to refine and perfect language so as to make it an appropriately precise
tool for scientific and logical discussion. They distinguished between
meaningful statements, amenable to scientific study and discussion, and other
statements, strictly meaningless but unfortunately occurring as sentences of
imperfect everyday language. Their chief tool in this procedure was the
principle of verification. The logical positivists divided the category
of meaningful statements into two basic types. First, there are those expressed
by analytic, or necessarily true, sentences. 'All spaniels are dogs' is true
because the meaning of the predicate is contained within the meaning of the
subject, or because 'dog' is part of the definition of 'spaniel'. They added
the statements of mathematics and of logic to the category of analytic
sentences, on the grounds that a sentence such as 'two plus two equals four' is
in effect a tautology because of the rules of mathematics. The second category
of meaningful statements is those expressed by synthetic sentences, or
sentences that might be either true or false, that are capable of being
subjected to an identifiable process of verification. That is, there are
empirically observable phenomena sufficient to determine the question of truth.
All other statements, those neither expressed byanalytic sentences nor verifiable
by empirical evidence, are meaning-less. This includes statements concerning
moral evaluation, aesthetic judgement and religious belief. For the logical
positivists, such statements were not false; they merely had no part in
scientific discourse. The doctrine of the Vienna Circle was radically
empiricist and strictly anti-metaphysical. When Ayer returned to Oxford
in 1933 as a young lecturer, he set himself the task of introducing the ideas
of logical positivism to an English-speaking audience. Language, Truth and
Logic draws heavily on the ideas of the Vienna Circle, but also includes
elements of the British analytic philosophy Ayer had found persuasive as an
undergraduate. In the opening chapter, provocatively entitled 'The Elimination
of Meta-physics', he outlines the views of logical positivism on meaning. He
also offers his own formulation of the principle of verification: We say
that a sentence is factually significant to any given person if, and only if,
he knows how to verify the proposition which it purports to express - that is,
if he knows what observations would lead him, under certain conditions, to
accept the proposition as being true, or reject it as being false. 10 In
subsequent chapters, Ayer applies this criterion uncompromisingly to the
analysis of statements such as those of ethics and theology, those of our
perceptions of the material world, and those relating to our knowledge of other
minds and of past events. Language, Truth and Logic, which was widely
read and discussed both within Oxford and beyond, tended to polarise opinions.
Not surpris-ingly, many of the older, established Oxford philosophers reacted
strongly against it and the explicit challenge it posed to philosophical
authority. It dismissed many of the traditional concerns of philosophy on the
grounds that they were based on the discussion of meaningless metaphysical
statements; it proposed to solve many apparent philosophical problems simply by
analysis of the language in which they were expressed and, of course, it rejected
all religious tenets. However, to many of the younger philosophers it offered a
welcome and exhilarating change for precisely these same reasons. Ayer became a
central figure in a group of young philosophers who met to discuss various
philosophical topics. The meetings took place in the rooms of Isaiah Berlin in
All Souls College during term times for about two years from early 1937. Here
Ayer first began to talk, and to disagree, with another young philosopher, J.
L. Austin.In the decade immediately following the Second World War, Austin was
to be instrumental in the development of ordinary language phi-losophy, which
dominated Oxford, and was deeply influential on Grice personally. In the late
1930s, however, his philosophical position was yet to be fully articulated.
Ayer's biographer, Ben Rogers, has suggested that Austin was initially very
impressed by Ayer, who was the only member of the group to have published, but
that 'during the course of the All Souls Meetings... Austin staked out, if not
a set of doctrines, then an approach which was very much his own'." This
approach brought him increasingly into conflict with Ayer. Initially their
disagreements were amicable enough, but in later years their differences of
opinion were to lead to an increasing and unresolved hostility. Grice
perhaps identifies what it was that Austin found increasingly unsatisfactory
about Ayer's logical positivism when he observes in an unpublished
retrospective that: 'between the wars, in the heyday of Philosophical Analysis,
when these words were on every cultured and progressive lip, what was thought
of as being subjected to analysis were not linguistic but non-linguistic
entities: facts or (in a certain sense) propositions, not words or
sentences'.12 Analytic philosophy, whether in terms of Russell's 'logical
form', or of the verificationists' 'meaning-fulness' ', was concerned
with explaining problematic expressions by translating statements in which such
expressions occur into more ele-mentary, logically equivalent statements in
which they do not occur. It considered language as an important tool for the
clarification of concepts and states of affairs, not as an appropriate target
of analysis in its own right. Indeed language, as used in ordinary discourse,
offered potential dangers that the philosopher needed to avoid; it could
mislead the unwary into inappropriate metaphysical commitments. The major
advocates of philosophical analysis between the wars, Russell, Wittgenstein and
the Vienna Circle, all shared the conviction that everyday language was
'imperfect' and needed to be purified and improved before it could be ready for
philosophical use. This disdain for ordinary language is at least in part the
source of Austin's growing discontent with analytic philosophy in general, and
with its spokesman Ayer in particular. Austin became increasingly convinced
that ordinary language was a legitimate focus of philosophical enquiry. Not
only was it 'good enough' as a tool for philosophy, it was also possible that
the way in which people generally talk about certain areas of experience might
offer some important insights into philosophically problematic concepts. For
instance, there is the problem of our knowledge of other minds. For Ayer,
statements about the mental states of others weremeaningless and unacceptable
as they stood. A statement such as 'he is angry' was not amenable to any
process of verification, and committed its speaker to the existence of
unempirical concepts such as minds and emotions. To avoid the unpleasant prospect
of having to dismiss all such statements as simply meaningless, Ayer insisted
in Language, Truth and Logic that they must be translatable into verifiable
statements. Statements about others' mental states are most appropriately
translated into statements about their physical states: about their appearance
and behaviour. Such statements, which concern phenomena that can be directly
perceived, are amenable to verification. Assumptions about mental states are
merely inferences from these. Austin's defence of statements about other minds
would run as follows. People use statements such as 'he is angry' all the time,
with no confusion or misun-derstanding. Therefore, it seems appropriate to take
such statements seriously: to analyse them as they stand rather than to treat
them as being in some way 'really' about perceptions and inferences.
Further-more, the fact that people ordinarily talk in this way might be seen as
good grounds for accepting emotions and mental states as valid concepts.
Grice had a lot in common with the group meeting in All Souls. He was much the
same age; of the main members of the group, Austin was two years older than
him, Ayer three and Berlin five, while Stuart Hampshire was a year younger.
Moreover, like both Ayer and Austin he had studied Classics at Oxford, and been
introduced to the study of philosophy in 'Greats'. But college life was so
insular that he was not aware of this group or party to its discussions. Merton
was in many ways a similar college to Corpus Christi: small and relatively low
in the social hierarchy of colleges. Indeed, it had a growing reputation for
offering places to students without traditional Oxford credentials: to those
from the Midlands and the North of England, and to grammar school pupils.
In contrast, Christ Church and Magdalen, where Ayer and Austin were
respectively, were both large and prestigious colleges. All Souls was
exclusively a college of Fellows, offering no places to undergraduate or
postgraduate students. Grice was later to account for his own absence from the
meetings by explaining that he was 'brought up on the wrong side of the
tracks'. 13 He did read Language Truth and Logic, and like many of his
contemporaries was extremely interested in the methodology it suggested for
tackling philosophical problems. However, he recalled in later life that from
the beginning he had certain reservations about Ayer's claims that were never
laid to rest; 'the crudities and dogmatism seemed too pervasive'. 14Grice may
have been unimpressed by some of Ayer's more sweeping claims, but they opened
up to him analytic possibilities that affected his own style of philosophy. An
early typescript paper on negation has survived. This was a topic to which
Grice returned in a series of lectures in the early 1960s, but on which he
never published. The paper is not dated, but the use of his parents' address in
Harborne suggests that it was written before he obtained a permanent position
at Oxford, therefore presumably before the Second World War. He tackles the epistemological
problem posed by negative statements such as 'this is not red' or 'I am not
hearing a noise'. '. Such statements raise the question of how it
is that we become acquainted with a negative fact. Grice argues that knowledge
of negative facts is best seen as inferential. We are confident in our
knowledge of a negative because we have evidence of some related positive fact.
So our knowledge that a certain object is not red might be derived by inference
from knowledge that it is green, together with an understanding that being
green is incompatible with being red. The second example sentence is more
problematic. It expresses a 'priv-ative fact', an absence. If the inferential
account of negative knowledge is to be maintained, it must be possible to
suggest a type of fact incompatible with the positive counterpart of the
negative, that is with the sentence 'I am hearing a noise', for which the
speaker can have adequate evidence. Grice's suggestion is that the incompatible
fact offering a solution to this problem is the fact that the speaker
entertains the positive proposition in question, without having an attitude of
certainly to that proposition. If you think of a particular proposition, and
are aware that you do not know it to be true, then you may be said to be
inferring knowledge of a negative. If you entertain the proposition that you
are hearing a noise, but do not know this proposition to be true, then you are
in a position to assert 'I do not hear a noise'. More generally, to state 'I do
not know that A is B' is in effect to state 'Every present mental process of
mine has some characteristic incompatible with knowledge that A is B'. 15
Although Grice does not acknowledge any such influences, his paper can be
placed very much within the analytic tradition, and its main proposal draws on
verificationist assumptions. The problem it tackles is the issue of how we are
'really' to understand negative statements: how we are to translate them so
that they do not contain the problematic term 'not'. Grice's proposed
analysis can be subjected to a process of verifi-cation, on the understanding
that perception though the senses (it is green') and introspection (every
present mental process of mine...) are empirical phenomena.On completion of his
Harmsworth studentship in 1938, Grice was appointed to a lectureship in
philosophy at the third college of his Oxford career, St John's. In the complex
social hierarchy of Oxford col-leges, this was definitely a step up; St John's
was larger, more affluent and more prestigious than either Merton or Corpus
Christi. More impor-tantly, it was a sign that Grice's career was progressing
well. Although it carried a relatively high teaching load, and brought with it
no benefits of college membership, a lectureship was a good position from which
to impress the existing Fellows of the college, who had control over the
appointment of new members. In fact, Grice was elected to the position of full
Fellow, tutor and lecturer in philosophy after just one year. He was to hold
this post for almost 30 years, but initially he stayed at St John's for only
one because his career, like that of many of his con-temporaries, was
interrupted by war service. Grice was commissioned Lieutenant in the Navy in
1940. Initially, he was on active service in the North Atlantic. Then in March
1942 he joined Navy Intelligence at the Admiralty, where he stayed until the
war ended. The war years saw the publication of Grice's first article,
'Personal Identity', in Mind. Neither the topic nor the journal were particularly
surprising choices for a young Oxford philosopher at that time. Mind, edited by
G. E. Moore, was one of the leading, indeed one of the few, journals of
contemporary philosophy, and had reflected the interest in logical positivism
of the 1930s. After the war, under the editorship of Gilbert Ryle, it would
become the acknowledged organ for much of the work from the new school of
Oxford philosophy.l The topic of personal identity was one of long-standing
philosophical interest, and had received renewed attention during the 1930s;
indeed, it was one of the topics discussed in the meetings at All Soul's. It is
ultimately concerned with a question that was to underlie Grice's work
throughout his life: the question of what it is to be a human being. Discussing
personal identity means considering the relative importance of, and
relationship between, physical and mental properties. Describing identity
exclusively in terms of physical bodies presents problems, but so does
describing it entirely in terms of mental entities. The former position would
suggest that a single body must always be the location of a single iden-tity,
or person, regardless of personality change, memory loss or mental illness.
Moreover, it would seem to entail that, since the composition of a physical
body does not stay the same throughout a lifetime, someone must be regarded as
having separate identities, or being different people as, say, a baby, an
adult, and an old man. An account of personal identity based exclusively on
mental sameness, however,would force us to accept that one mental state
transferred into another body, perhaps by surgery or reincarnation, should
result in no change of identity. Philosophers wrestled with hypothetical
'problem cases'. If it were possible to take the brains out of two bodies and
swap them over, would this be best described as a brain transplant or a body
trans-plant? Ayer, Austin and their companions had concerned themselves with
the status of Gregor Samsa from Kafka's 'Metamorphosis': 'was he an insect with
the mind of a man, or a man with the body of an insect?'. 17 In
attempting to negotiate between these two opposing, equally prob-lematic,
accounts, Grice looks to 'memory theories' of personal iden-tity. In this, he
draws on work produced almost 250 years previously by John Locke, while
acknowledging some of Locke's critics and attempting to suggest a way of
addressing them. In other words, Grice's first published work shows the
characteristic combination of old and new ways of thinking. He draws on work
from philosophical 'old boys', such as Locke and his eighteenth-century critic
Thomas Reid. At the same time, he looks for solutions to their problems in a
much newer style of philosophy, one in general terms analytic, and in more
particular terms concerned with the close analysis of individual linguistic
examples. Locke argues that, unlike in the case of inanimate masses, the
identity of living creatures must depend on more than bodily unity. As evidence
he suggests the examples of an oak growing from a seedling into a great tree
and then cut back, or a colt growing into a horse, being sometimes fat and
sometimes thin; throughout these changes they remain the same oak, and the same
horse. In search of an appropriate substitute for bodily sameness, he discusses
what might be seen as a hierarchy of living beings, and considers where a
notion of identity can be located in each case. In general, at each stage of
the hierarchy, what is required is an account of function. The parts of a tree
form a single entity not because they remain physically constant, but because
they are arranged in such a way as to fulfil certain functions: the processes
of nutrition and growth that together ensure the continued existence of the
tree. In much the same way, the identity of an animal can be described in terms
of the fulfilment of the functions that ensure its sur-vival. Even 'man' is no
different in this respect; human identity consists in the collection of parts
functioning together over the course of a lifetime, to ensure the growth,
maturation and survival of the individual human being. Various different
particles of matter form a single human at different points in time precisely
because they all participate in a single, continued, life.Locke points out that
this account of a man or human being, although it does not rely on simple
bodily identity, does make necessary reference to the physical body. The parts
of the body may change over time, but, united by common functions, they
together form part of the definition of 'a man' '. If we relied only on
mental identity, or 'the identity of soul', we would not be able to
resist the idea that physically and temporally separate bodies might all belong
to the same man. Locke suggests that an account based just on the soul could
not rule out the unacceptable claim that the ill-assorted list: 'Seth, Ismael,
Socrates, Pilate, St Austin, and Caesar Borgia, ... may have been the same
man.'18 Furthermore, the form of a man is a necessary part of our understanding
of the concept of a man, and of the meaning of the word 'man'. Even if we
were to hear a creature that looked like a parrot hold intelligent conversation
and discuss philosophy, functions normally associated exclusively with people,
we would hardly be tempted to say that it must be a man, but rather we would
say that it was 'a very intelligent rational parrot'. 19 Locke's next
move is to suggest a categorial distinction between 'man' and 'person'. ,
a distinction he admits is at odds with normal under- standing and speech.
He offers a very specific definition of a person as 'a thinking
intelligent being, that has reason and reflection, and can consider itself as
itself, the same thinking thing, in different times and places' 20 The point of
this distinction is to explain the 'extra' properties persons are generally
seen as possessing, beyond those of animals. It might be said variously
to account for consciousness, self-awareness or the soul. The identity of a
person, then, consists not just in the unity of functioning parts, the
criterion that accounts alike for the identity of a plant, or an animal, or a
'man'. The identity of a person depends on the continuation of the 'reason and
reflection' across a range of different times and places. In Locke's words, 'as
far as this consciousness can be extended backwards to any past action or
thought, so far reaches the identity of that person'? Locke offers his own
solution to what has come to be known as the 'brain transplant' problem, which
he explains in terms of the transfer of souls. In Locke's fanciful
illustration, the soul of a prince is transferred into the body of a cobbler,
the cobbler's soul having been removed. We would say that what was left was the
same person as the prince, since he would have the thoughts of the princeand
the consciousness of the prince's past life. However, we would at this point be
forced to acknowledge the distinction Locke is drawing between 'man' and
'person', by saying that this was the same man as the cobbler, as demonstrated
by the continuity of bodily functioning.There is one fairly obvious problem
with an account of identity dependent on the extension back in time of a single
consciousness. Locke in effect dismisses this problem by arguing that it
is an error arising from a particular way in which language is generally used.
The problem is concerned with memory loss. If he were completely and
irrevocably to lose his memory, Locke suggests, we would still want to say that
he was the same person as the one who performed the actions he has now
forgotten. Yet on Locke's own account, if his consciousness could no longer be
extended back to these past actions, he could not be the same person as the one
who performed them. Locke suggests that our reluctance to accept this
conclusion, our inclination to insist that he is still the same person, can be
traced to a lack of reflection about the use of the pronoun 'I'. In this case,
the amnesiac Locke would in fact be using 'I' to refer not to the person, but
to the man. Locke does not himself offer any examples, but the following
illustrates his point. If, having lost his memory and then been
instructed about his own past life, he were to state 'I was exiled by James
Il', he would be using the pronoun to refer only to the same man, or living creature,
as he is now, not to the same person. Our tendency to maintain that 'I' must in
these examples stand for the same person is because of our failure to
distinguish properly between 'man' and 'person': our habit of conflating the
two. Once this conflation is recognised for what it is, the problem can be
resolved; it may be possible for a single man to be more than one person during
his life. Indeed, although our use of the pronoun sometimes seems to miss this,
elsewhere in the language it is apparently acknowledged: when we say such
a one is not himself, or is beside himself; in which phrases it is insinuated,
as if those who now, or at least first used them, thought that self was
changed; the selfsame person was no longer in that man.22 Grice's account
of personal identity relies on Locke's theory, but draws more directly on two
later philosophers. Thomas Reid, writing about a hundred years after Locke,
produces a 'problem example'. Ian Gallie, just a few years before Grice, offers
a more developed discussion of the use of the first person pronoun. Reid points
out that the notion of consciousness extending back in time can only make sense
if it is understood as memory; Locke's account can only be coherently
understood as a memory theory of identity. Further, he cautions that although
the expressions 'consciousness' and 'memory' are sometimes used
inter-changeably in normal speech, it is important for philosophers not to
confuse the two. 'The faculties of consciousness and memory are chiefly
distinguished by this, that the first is an immediate knowledge of the present,
the second an immediate knowledge of the past. 23 But if personal identity is
dependent on knowledge of the past or on memory, the following case, which has
become known as the 'brave officer' example, presents severe difficulties. A
boy is whipped for stealing apples. When the boy grows up, he joins the army
and, as a young officer, captures an enemy standard. In later life, the officer
is made a general. It is perfectly possible that, when rescuing the standard,
the officer was able to remember, even did actively remember, that he was
whipped as a child. It is also possible that the elderly general can remember
clearly the time when he captured the standard but, with memory fading, has
forgotten all about being whipped as a boy. The memory is lost irrevocably;
even if prompted about the incident, he cannot remember it. According to
Locke's account, we would have to say that the young boy was the same person as
the brave officer, and the brave officer was the same person as the old
general, but that the old general was not the same person as the young boy. Not
only does this offend against our intuitive notions of identity, it also runs
counter to basic logic. If A is identical to B, and B is identical to C, then
it follows that C must be identical to A. In 'Personal identity', Grice
acknowledges his considerable debt to Gallie's article 'Is the self a
substance?', which was published in 1936, also in Mind. It is a revealing
choice of inspiration, perhaps reflecting Grice's growing interest in the style
of philosophy being practised by some of his Oxford contemporaries: the
analysis of specific linguistic examples as a means of approaching more general
philosophical prob-lems. Gallie does not directly discuss the memory theory of
identity. He assesses the case for the existence of a 'self', a metaphysical
entity or substance, remaining constant across a series of temporally different
mental experiences. As an enduring ego it forms a mental unit of iden-tity, in
addition to any purely physical phenomenon. From the outset, he proposes an
account of 'self' in terms of 'a certain class of sentences in which the word
"I" (or the word "me") occurs' 2 Such sentences can, he
suggests, be grouped into two or perhaps three sets. The first of these is the
set of sentences in which 'my mind' could be substituted for 'T'. Gallie
admits that in some cases the result may be 'unusual English', but maintains
that it is enough that they would not be false. Examples include 'I feel
depressed' and 'I see it is raining'. The second set of sentences is defined
negatively; such substitution is impossible in examplessuch as 'I am under 6
feet in height' and 'I had dinner at 8 o'clock to-night'. Gallie acknowledges
but dismisses from discussion a third but purely philosophical use of 'T';
expressions such as 'I hear a noise now' and 'I see a white expanse now' are
concerned with facts of which the speaker has introspective knowledge, rather
than with any claims about properties of longer duration. Gallie's starting
point is the contention that examples from his first set offer evidence that
the self must exist. If we use T' in these cases, and use it
legitimately, there must be something to which we are referring; there must be
a mental property that endures across a range of temporarily distinct
experiences. Grice's article also starts with a discussion of 'I'
sentences, but his analysis of them is rather more subtle than Gallie's, and
his claims about their significance more ambitious. He divides Gallie's two
basic categories into three, although he implicitly dismisses the idea that
Gallie's 'philosophical' uses constitute a separate class. His starting
point is not with minds but with bodies; the easiest sentences to define are
those into which the phrase 'my body' can be substituted, sentences such
as 'I was hit by a golf ball' and 'I fell down the cellar steps'. .
A second class, one not distinguished by Gallie, seems to require
something extra as well as a physical body to be involved. This includes
sentences such as 'I played cricket yesterday' and 'I shall be fighting
soon', in which substituting 'my body' for 'I' does not provide an exact or
full paraphrase. These sentences in turn are to be distinguished from a
further class in which substitution of 'my body' is even less satisfactory,
sentences such as 'I am hearing a noise' and 'I am thinking about the
immortality of the soul'. Grice is not explicit about what would count as a
suitable substitute for 'I' in these sentences. By implication, the 'I' of
bodily identity is easier to paraphrase than the 'T' of mental identity, and
Grice is not prepared as Gallie was to offer a paraphrase into 'unusual
English' But he does suggest tentatively that, in the cricket and fighting
sen-tences, reference to the physical body would need to be supplemented with
'something about the sort of thoughts and intentions and decisions I
had.'25 Grice's ambitious claim is that the dispute about personal
identity is really a disagreement about the status of certain 'I' sentences.
Examples not concerned with bodily identity, sentences of the 'I am hearing a
noise' category, are central to the type of identity philosophers have
generally discussed. Philosophers over the centuries who have addressed the
nature of personal identity have been concerned with the correct analysis of
this type of 'I' sentence, whether they knew it or not. More-over, Grice
argues, they have also been concerned with the correctanalysis of a class of
sentences closely related to these but containing the word 'someone' instead of
the word 'I'. An adequate account of personal identity must be able to offer an
analysis both of 'I am hearing a noise' and of 'someone is hearing a
noise'. Grice's theory of personal identity is based on Locke's account,
but attempts a modification to answer its critics. His analysis of the
relevant 'I' and 'someone' sentences is in terms of a particular
relationship between experiences divided by time and place. A series of such
experiences can be said to belong to the same person. The relationship in
question cannot be a simple one of memory, or possible memory, because this
raises the 'brave officer' problem; a person having a particular experience may
be quite incapable of remembering an earlier experience, but yet be the same
person as the person who had that expe-rience. As a maneuver to avoid this
problem, Grice introduces the phrase 'total temporary state' (t.t.s.), as a
term of art to describe all the experiences to which an individual is subject
at any one moment. These t.t.s.'s can occur in series, and describing a person
means describing what it is that makes any particular series the t.t.s.'s of
one and the same person. Grice's suggestion is that every t.t.s. in a 'person'
series contains or could contain an element of memory relating it to some other
t.t.s. earlier in the same series. In this way, the 'brave officer' problem is
avoided. The t.t.s of the general contains a memory trace of the experience of
the brave officer, and the t.t.s. of the brave officer contains a memory trace
of the experience of the boy. The three t.t.s.'s are linked into a series and
it does not matter that there is no direct link between that of the general and
that of the boy. Grice analyses 'someone hears a noise' ', the
example type he identi- fied as central to personal identity, in terms of
his notion of t.t.s.: a (past) hearing of a noise is an element in a
t.t.s. which is a member of a series of t.t.s.'s such that every member of the
series either would, given certain conditions, contain as an element a memory
of some experience which is an element in some previous member, or contains as
an element some experience a memory of which would, given certain conditions,
occur as an element in some subsequent member; there being no subset of members
which is independent from all the rest.26 Each t.t.s. contains at least
one memory link, or potential memory link, either forward or backward in an
appropriate series. Sentences containing the problematic 'I' and
'someone' ', the 'I' and 'someone' that cannotbe paraphrased in terms of
bodies, can be re-expressed in terms that remove the problem word and replace
it with a suitably defined series of t.t.s.'s. Personal identity is shown to be
a construction out of a series of experiences. Grice considers various
possible objections that might be raised to his analysis, including the
objection that it is just too complicated as an account of a set of apparently
simple sentences. He is himself unsure that this is a particularly damning
objection, but argues that his analysis of 'self'-sentences is in any
case: probably far less complicated than would be the phenomenalist's
analysis of any material object-sentence, if indeed a phenomenalist were ever to
offer an analysis of such a sentence, and not merely tell us what sort of an
analysis it would be if he did give it.?7 This is an interesting dig.
Phenomenalism was most closely associated at this time with the logical
positivists, and therefore at Oxford with Ayer. It was a form of scepticism,
holding that we do not have direct evidence of material objects; we have
evidence only of various 'sense data' ', and infer the existence of
material objects from these. In other words, phenomenalists claimed that
statements about material objects need to be translatable into empirically
verifiable statements about sense data. Grice's objection is that the
appropriate translations were never actually offered, merely discussed; his
complicated analysis of 'someone is hearing a noise', on the other hand,
offered something def-inite. This is closely related to the type of objection
Austin was raising to Ayer's method; his theories introduced technical terms
such as 'sense data', but did not explain them in ordinary language. In the
light of Grice's sideswipe at sense data theories, it is perhaps surprising
that John Perry, in his commentary, should find phenome-nalist tendencies in
Grice's account of personal identity. His reason lies in the analytic approach
Grice shares with phenomenalism. Both were concerned with analysing sentences
that contain a problem expression (for the phenomenalists words referring to
material objects, for Grice the relevant uses of 'I' and 'someone') in such a
way that these expressions are removed and empirically observable phenomena are
substi-tuted. Sense data and total temporary states are both available to
introspection. For phenomenalists, material objects are logical constructions
based on the evidence of sense data; they need to be recog-nised as such and
the 'true' form of the sentences expressing them needs to be understood. For
Grice, persons are logical constructions fromexperiences. Perry does, however,
acknowledge an important difference between Grice's enterprise and that of
other analytic philosophers, of whom he takes Russell to be a prime
example: In Russell's view, the logical construction was the
philosopher's contribution to an improved conception of, say, a material
object, free of the epistemological problems inherent in the ordinary
conception. So analysis, for Russell, does not preserve exact meaning.
But Grice intends to be making explicit, through analysis, the concept we
already have.28 In other words, Grice sees ordinary ways of talking as
adequate and valu-able, if in need of clarification. For analytic philosophers
such as Russell, ordinary language is simply not good enough; it needs to be
purged of inappropriate existential commitments and vague terms before it can
be a fit tool for philosophy or science. Grice's account of personal
identity has been generally well received in its field. Despite his
reservations, Perry describes it as 'the most subtle and successful' attempt to
rescue Locke's memory theory? Similarly, Timothy Williamson cites Grice's paper
as the first in a succession of responses to the 'brave officer' problem in
terms of a transitive relation between a set of spatio-temporal locations.3º In
many ways it seems far removed from the work for which Grice is now best known.
And indeed when he returned to philosophy after the war he was concerned with
rather different topics. But this early article shows some of the traits that
were to become characteristic of his work across a range of subjects, in
particular a close attention to the nuances of language use. One theme in
particular, the notion of what it is to be a person, and Locke's idea of an
ontological distinction between 'man' and 'person' was to prove central to much
of Grice's later philosophy. The publication of 'Personal identity' meant
that Grice's professional life was not entirely put on hold during the war
years, and neither was his personal life. In 1943 he married Kathleen Watson.
Kathleen was from London, but they had met through an Oxford connection. Her
brother J. S. Watson had held a Harmsworth senior scholarship shortly after
Grice and the two had become friends. James married during the war and, when
his best man was killed on active service shortly before the ceremony, called
on Paul at short notice to perform the duty. Paul and Kathleen met at the
wedding. At the time of his own wedding, Paul still had two years of war
service ahead of him, but it meant that when he returned permanently to Oxford
he would not be living in St John's,as he had done briefly as a bachelor. There
were no rooms for married Fellows in college; indeed, women were not permitted
on the premises, even at formal dinners. Paul and Kathleen settled in a flat on
the Woodstock Road rented from his college. His Fellowship at St John's was, of
course, still open to him, as was the prospect of a closer involvement with the
new style of philosophy taking shape in Oxford.The intellectual atmosphere of
Oxford philosophy during the decade or so from 1945 was very different from
that which Grice had known before the Second World War. As students and dons
alike returned from war service, the process of change that had begun with a
few young philosophers during the 1930s picked up momentum. Old orthodoxies and
methods were overthrown as a host of new thinkers and new ideas took their place.
The style of study was questioning, exploratory and cooperative. Many of the
philosophers who were active in this period, such as Geoffrey Warnock and Peter
Strawson, have since testified to the spirit of optimism, enthusiasm and sheer
excitement that predom-inated.' The reasons for these emotions were similar to
those that had drawn A. J. Ayer to the work of the Vienna Circle just over a
decade earlier. A new style of philosophy was going to 'solve' many of the old
problems. Once again, this was to be achieved by close attention to and
analysis of language. For logical positivists this involved 'translating'
problematic statements of everyday language into logically rigorous,
empirically verifiable sentences. For the new Oxford philosophers, however, no
such translations would be necessary. A suitably rigorous attention to the
facts of language was going to be a sufficient, indeed the only suitable,
philosophical tool. In retrospect, Grice suggested the following causes
of the differences after the war: the dramatic rise in the influence of
Austin, the rapid growth of Oxford as a world-centre of philosophy (due largely
to the efforts of Ryle), and the extraordinarily high quality of the many young
philosophers who at that time first appeared on the Oxford scene.?Gilbert Ryle,
the tutor who had introduced Ayer to Wittgenstein and encouraged him to travel
to Vienna, was a decade or more older than Grice and his contemporaries, having
been born in 1900. However, his influence on Oxford philosophy during the 1940s
and 1950s was con-siderable. His philosophy of mind, in particular, was widely
known through his teaching, and was eventually published as The Concept of Mind
in 1949. In this book, Ryle argues against the received idea of the mind as a
mental entity separate from, but in some way inhabiting, the physical body:
Descartes's 'ghost in the machine'. All that can legitimately be discussed are
dispositions to act in a certain way in certain situations. The error of
dualism can be attributed to the tendency to analyse minds as 'things' just as
bodies are things. Taken together with a strict distinction between mental and
physical, this gives rise to the error of defining minds as 'non-physical
things'. This error stems from a basic category mistake involving the type of
vocabulary used in discussions of minds. Differences between the physical and
the mental have been 'represented as differences inside the common framework of
the categories of "thing", "stuff", "attribute", "state",
"process" "change" ', "cause" and
"effect"' 3 Only close attention to language reveals this
tendency among philosophers to extend erroneously terms applicable to physical
phenomena, and thus to enter into unproductive metaphysical commitments. Ryle
was keen to see this philosophical approach adopted more widely, and after he
took over as editor of Mind in 1947, began what Jonathan Rée has described as a
'systematic cam-paign' to take control of English philosophy. He drew together
some of the more promising young Oxford philosophers and 'by galvanising them
into writing, especially about each other, in the pages of Mind, he gave
English academic philosophy in the fifties an energy and sense of purpose such
as it has never seen before or since." The style of philosophy Ryle
was deliberately promoting found resonances in the work of J. L. Austin, who
was continuing to develop the notions about ordinary language with which he had
confronted Ayer before the war. Ayer himself had returned to Oxford only
briefly, before taking up a chair at University College London in 1946. The
ideas of logical positivism were, in any case, losing their earlier glamour and
appeal for younger philosophers, and Austin became the natural leader of the
next wave of Oxford philosophy, both before and after his appointment as
White's Professor of Moral Philosophy in 1952. This promotion may seem
surprising today; Austin had published just three papers by 1952, none of which
were strictly about moral philosophy. It seems that credit was given to the
importance of his ideas, and his rep-utation as an inspiring and charismatic
teacher, a reputation achieved despite his rather austere personality. Few if
any of his colleagues felt that they really got to know him personally. This
was perhaps in part because, as Geoffrey Warnock has suggested, he was 'a shy
man, wary of self-revelation and more than uninviting of self-revelation by
others'. It may also have been in part because, unusually among his peers, he
eschewed college social life, preferring to spend his time quietly at home with
his family in the Oxfordshire countryside. Never-theless, most people who knew
him had their favourite story to sum up what could be a formidable and
confrontational, but also a humourous and humane personality. George Pitcher
relates how Austin once attended a meeting at his college concerned with plans
for the college buildings. The meeting got embroiled in a long and seemingly
unrec-oncilable discussion about the President's Lodgings. When finally asked
for his opinion, Austin's response was 'Mr President, raze it to the ground.
Grice recalls how a colleague once challenged Austin with Donne's lines 'From
the round earth's imagined corners,/ Angels your trumpets blow' as an example
of non-understandable English. 'It is perfectly clear what it means,' replied
Austin, 'it means "Angels, blow your trumpets from what persons less
cautious than I would call the four corners of the earth" "
Such anecdotes illustrate Austin's ability to cut through protocol and rhetoric
and reveal the plain facts underneath: often to reveal that things are just as
simple as they seem, and a lot more simple than they are made out to be. This
was the spirit in which he approached philosophy. He was undoubtedly lucky in
this project in the number of dedicated and talented young philosophers who, as
Grice puts it, 'appeared' at Oxford in the 1940s and 1950s. In the early
post-war years, undergraduates and new tutors were generally older than had
been the tradition, and eager to study, their university careers having been
postponed or interrupted by the war. Austin played an active role in spotting
and encouraging talent, building up what quickly came to be seen as his own
'school' of philosophy. This development seems rather at odds with his views on
discipleship. Ben Rogers has suggested that, unlike Wittgenstein, Austin
'discouraged anything like a cult of personality: he wanted to put philosophy
on a collective footing' However, there is some evidence that Austin was at
least in part predisposed to encourage, and even to enjoy, his status as
leader. Grice reports that Austin was once heard to remark to a colleague, 'if
they don't want to follow me, whom do they want to follow?"The style of
philosophy developed and practised by Austin and his followers has been variously
labelled as 'Oxford philosophy', linguistic philosophy' and 'ordinary language
philosophy'. It is in fact far from uncontroversial that a single, identifiable
approach united the philosophers working in Oxford at this time, even those in
Austin's immediate circle. Grice himself denies this assumption in a number of
published commentaries, such as the uncompromising claim that: 'there was
no "School"; there were no dogmas which united us.' Perhaps the
only common position of the Oxford philosophers, certainly the only one Grice
acknowledges, was a belief in the value, indeed the necessity, of the rigorous
analysis of the everyday use of words and expressions. They worked on a wide
range of philosophical problems, and even when addressing the same issue they
often disagreed on analysis or conclu-sion. But in approaching these problems
they were in agreement that careful attention to the words in which they were
conventionally expressed was the best path to understanding, tackling and
perhaps eliminating the problems themselves. The origins of this approach are
controversial. Commentators have looked beyond Ryle and Austin to suggest
Ludwig Wittgenstein, G. E. Moore, Bertrand Russell and even Gotlob Frege as
candidates for the title 'father' of ordinary language phi-losophy. There is
certainly something in all these claims; each thinker
was influential in the development of the analytic tradition from
which ordinary language philosophy emerged. But under Ryle's and Austin's
guidance it developed in directions not envisaged, and in some cases explicitly
not approved, by its putative mentors. In the late nineteenth century
Frege proposed analysis of language as a method for tackling philosophical
problems. He was chiefly a math-ematician, but in the course of his work
addressed the language of logical expressions, and the potential problems
inherent in it. Frege's most influential contribution to the philosophy of
language is his distinction between 'sense' and 'reference'. Any name, whether
a proper name or a description, that points to some individual in the world,
does so by way of a particular means of identifying that individual. A name
therefore has both a reference, the individual it denotes, and a sense, the
means by which reference is indicated. In this way, Frege explains statements
of identity. If we attend only to reference, an example such as 'Sophroniscus
is the father of Socrates' would have to be dismissed as uninformative; it
would simply offer a logical tautology, stating of an individual that he is
identical with himself. If, however, we attend to sense as well as reference,
we can analyse this example as making an informative statement to the effect
that the two names may differ insense but share the same reference. The example
is significant because, although there is no difference between the denotation
of the two names, there is nevertheless 'a difference in the mode of
presentation of the thing designated'." Russell proposed the
'translation' account that became characteristic of analytic
philosophy. Suitably rigorous attention could reveal the logical structure
beneath a grammatical form that was often misleading and imperfect. His main
difference from Frege was in his analysis of descriptions. Russell observes in
his 1905 article 'On denoting' that 'a phrase may be denoting, and yet not
denote anything; for example, "the present king of France" 1
For Frege such examples posed no problem. It was perfectly possible to say that
such an expression had a sense but no reference. But the consequences of this
position are unacceptable to Russell because of their impact on logic. If 'the
king of France' simply has no reference, then any sentence of which it is
subject, such as Russell's famous example 'the king of France is bald', must
also fail to refer to the world; in other words it must fail to be either true
or false. For Russell this result is intolerable because it dispenses with
clas-sical, two-valued logic, in which every proposition must be capable of
being judged either 'true' or 'false' . Classical logic states that if a
propo- sition is true then its negation must be false, and vice versa.
But under Frege's analysis 'the king of France is bald' and 'the king of France
is not bald' are indistinguishable in terms of truth value; both fail to be
either true or false. Not only is this unacceptable, argues Russell, it also
goes against the facts of the matter; 'the king of France is bald' is a simple
falsehood. Russell uses the label 'definite descriptions' for phrases
such as 'the king of France', and claims that they are a particular type of
expression demanding a particular type of analysis. Despite appearances, they
are not denoting expressions, and they do not function as subjects of sentences
in which they superficially appear to be in subject position. The
subject/predicate form of a sentence containing a definite description, a
sentence such as 'the king of France is bald', is misleading. That is, the
logical structure of the sentence is at odds with its purely grammatical form;
it is actually a complex of propositions relating to the existence, the
uniqueness, and then the characteristics, of the individual apparently
identified. Russell's rendition of this example can be paraphrased as: 'there
exists one entity which is the king of France, and that entity is unique, and
that entity is bald! Re-analysed in this way, it is possible to demonstrate
that, in the absence of a unique king of France, one of these propositions is
simply false. If it is not true thatthere is a present king of France, the
first part of the logical form is false, making the sentence as a whole also
false. Russell's theory of descriptions has been seen as the defining
example of analytic philosophy. Ayer often repeated his admiration for it in
these terms. His close attention to language as well as to logic further caused
Russell to be credited with inspiring ordinary language philosophy. 13 However,
he would certainly not have been pleased by this latter acco-lade; he was still
active in philosophy when the new approach was in the ascendant and he publicly
and vociferously opposed it.' His own motivation in 'On denoting', and
elsewhere, was not to describe natural language for its own sake, but to
explain away the apparent obstacles it offered to classical logic. If every
statement containing a denoting phrase could be explained as a complex
proposition not involving a denoting phrase as a constituent, bivalent logic
could be maintained. Like Frege, Russell's first and primary
philosophical interest was in mathematical logic. His interest in the analysis
of language and therefore in meaning grew out of a concern for analysing the
language in which the ideas of logic are expressed, and ultimately for refining
that language. Russell's Cambridge colleague and almost exact
contemporary G. E. Moore would perhaps have been less uncomfortable with
being credited as genitor of ordinary language philosophy. Like many of the
Oxford philosophers a generation later, he came to philosophy from a background
in classics, and remained sensitive to details of meaning. This was
coupled with a rather leisured approach to philosophical enquiry; a private
fortune enabled him to spend seven years at the start of his career away from
all professional responsibilities, pursuing his own philosophical interests.
Certainly, the result was a thorough and meticulous attention to the language
in which philosophical discussion is couched. Another common feature between
Moore and many ordinary language philosophers, one identified by Grice, was an
anti-metaphysical, determinedly 'common-sense' approach to philosophical
issues. 15 An illustration of both the rigorous analysis and the
confidence in intuitive understanding can be found in Moore's article 'A
defence of common sense', published in 1925. This was a forerunner of the
infamous British Academy lecture of 1939 in which he held up his own hand as
incontrovertible and sufficient 'proof' of the existence of material objects.
In the published article, too, Moore addresses the question of the status of
our knowledge of external objects, as well as our belief in the existence of
other human beings, and indeed the viability of anyphysical reality independent
of mental fact. In asserting such viability Moore is, as he explains, arguing
against the sceptical view that all that we have access to are 'ideas' of
objects, offered to us by means of our sense impressions, never the objects
themselves. Such philosophical views were dominant in English philosophy when
Moore himself was a young man, and were in part what he was reacting against in
defending common sense. Moore's 'defence' rests almost entirely on his
assertion of what he knows to be the case, by introspection based on the
dictates of common sense. He knows with certainty of the existence and
continuity of his own body, as well as its distinction from other, equally real
physical objects. Not only that, but all other human beings have a similar, but
distinct set of knowledge relating to their own bodies. Further, to
describe these as common-sense beliefs is actually to admit that they must be
true, since the very expression 'common sense' implies that there is a set of
other minds holding this belief and therefore that other minds, and other
people, exist. Common sense should extend to analysis of the language of
philosophy as well. In assessing the truth of a sentence such as 'The earth has
existed for many years past', it is necessary to consider only 'the ordinary or
popular meaning of such expressions' '. Moore comments dryly that the existence
of such a unique, ordinary meaning 'is an assumption which some
philosophers are capable of disputing'. This capacity, he suggests, has led to
the erroneous argument that a statement such as this is questionable, and
perhaps even false. This insistence that philosophers attend to the
ordinary use of the expressions with which they are dealing, together with the
expression of bafflement that they should declare themselves unsure of the
nature of such ordinary use, was to become as characteristic of Austin's work
as it was of Moore's. Austin was widely known to be impressed by Moore's work,
and inspired by his methodology, although he was less convinced that intuitive
convictions and commonplace orthodoxies could be accepted at face value without
further exploration. Grice recalls him declaring, with a characteristic
combination of scholarly enthusiasm and school-boy jocularity: 'Some like
Witters, but Moore's my man.'" This pithy summary of his own philosophical
influences introduces one of the most controversial issues concerning the
origins of ordinary language philosophy: the impact of Wittgenstein. Some
commentators have argued that Wittgenstein's later work was crucially
important; Ernest Gellner, for instance, discusses 'linguistic philosophy' as
if it were uncontroversially a product of Philosophical Investigations. 18 But
in his biographical sketch of Austin, Geoffrey Warnock argues cat-egorically
that Wittgenstein did not influence the philosophical method Austin
promoted."' The issue is a difficult one to settle. Ben Rogers suggests
that: 'Oxford philosophy of the 1940s and 1950s was more indebted to
Wittgenstein than it liked to admit, 20 and it is certainly possible that his
ideas informed discussion at the time, even if his intellectual presence was
not directly acknowledged. Philosophical Investigations, presenting
Wittgenstein's later work on language, was not published until 1953, but
earlier versions of it were circulated and read in Oxford in the immediate
post-war years. Other commentators, such as Williams and Montefiore, emphasise
what they see as the striking differences between Wittgenstein and Austin. The
two men's personalities, they suggest, were reflected in their different styles
of philoso-phy: Wittgenstein's intense and introspective, Austin's scholarly
and meticulous.22 Wittgenstein's early work had been inspired by his
former tutor Russell. Although highly original, it was very much within
Russell's formal, analytic tradition. Language operates by expressing propositions
that may differ from apparent surface form but map on to the world by means of
the basic properties of truth and falsity. 'To understand a proposition means
to know what is the case if it is true,' Wittgenstein suggests in his
Tractatus, prefiguring the logical positivism of the Vienna Circle23 However,
the work Wittgenstein produced when he returned to philosophy after a
self-imposed break was notoriously different from that of his youth. It shows
some striking similarities to ordinary language philosophy. In Philosophical
Investigations, Wittgenstein argues that language is better defined in terms of
the uses to which it is put than the situations in the world it describes.
Words are tools for use and, just as a tool may not always be used for the same
function, meaning is not necessarily constant. Coining one of the most enduring
metaphors in the philosophy of language, he argues that a word is best
described as having a loose association of meanings that are essentially
independent but may display certain 'family resemblances' '. He
argues that apparent philosophical problems are in fact issues of
language use; correct investigation of the language in which problems are posed
reveals them to be merely 'pseudo problems' '. Also, and perhaps
even more strikingly, he comments that, in philosophical discussion as
else-where, 'When I talk about language (words, sentences, etc.) I must speak
the language of every day.'24 Whatever positive influences may have acted
on Austin, it is certain that he was at least in part reacting against some
other philosophical styles. In particular, he was taking issue with logical
positivism, and withthe work of his old sparring partner A. J. Ayer. Soon after
the war, Austin developed his response to Ayer on sense data. This was
presented as a series of lectures, first delivered in 1947, and was published
only posthumously, when Geoffrey Warnock edited the lecture notes under the
title Sense and Sensibilia. Austin deals in detail and critically with Ayer's
Foundations of Empirical Knowledge, the book published in 1940 that expanded on
and developed the implications of the verificationist account presented in
Language, Truth and Logic. Ayer had argued in the earlier book that the
operation of the principle of verification for an individual is not directly
dependent on the physical world, but relies on the data we receive through our
senses. These 'sense data' are the only evidence we have available by which to
subject sentences making statements about the world to appropriate processes of
verification. In The Foundations of Empirical Knowledge, Ayer addresses the
question of whether our knowledge is determined by material objects themselves
or by our personal sense data. He develops a phenomenalist approach to this
question, arguing that beliefs and statements about material objects are only
legitimate if they are translated into beliefs and statements about our sense
data. In this way, he maintains that discussion of the status of material
objects is primarily a dispute about language. It is a dispute about the best
way to analyse statements of experience. Sentences concerned with material
objects and those concerned with sense data are simply uses of two different
types of language. They refer to the same things in two different ways, rather
than describing ontologically different phenomena. 25 Austin
disliked the idea that philosophers need to 'see through' ordinary language
before they can say anything rigorous about material objects. In his lectures
on perception he argues that belief in sense data is an error into which
philosophers have been led by the words they coin. The term itself is
introduced artificially; ordinary people in everyday life find no need of it.
Even the word 'perception' has an unnecessarily technical ring for Austin.
People rarely talk about perceiving material objects, and still less frequently
of experiencing sense data. They do talk about seeing things, and so
philosophers should attend to the suggestions this offers as to how the world
works. The 'plain man' can cope perfectly well with distinguishing appearance
from reality, with describing rainbows, or with commenting that ships on the
horizon may appear closer than they are. Philosophers need only look to the
actual use of words such as 'reality', 'looks' and 'seems' to understand this.
Ordinary language has its own, perfectly adequate way of dealing with the
difference between appearance and reality. Near thebeginning of his lectures,
Austin sums up his response to sense data theorists: My general opinion
about this doctrine is that it is a typically scholastic view, attributable,
first, to an obsession with a few particular words, the uses of which are
over-simplified, not really understood or carefully studied or correctly
described... Ordinary words are much subtler in their uses, and mark many more
distinctions, than philosophers have realised.26 In other work, Austin
objects to the assumption he finds in logical positivism and elsewhere that the
most important or the only philosophically interesting function of language is
to make statements about the world. Philosophers concerned with questions of
truth and falsity, and with determining meaning in terms of verification,
overlook the many different ways in which speakers actually use language, and
fall into the fallacy of seeing it as merely a tool for description. 'The
principle of Logic that "Every proposition must be true or false" has
too long operated as the simplest, most persuasive and most pervasive form of
the descriptive fallacy.2 Only a careful consideration of the way in which
people actually use language enables philosophers to dispense with this
fallacy. Even when people do make statements of fact, it is often necessary to
consider 'degrees' of success, rather than simple truth. It is only with
such a concept that we can make sense of various loose ways of talking, such as
'the galaxy is the shape of a fried egg', or explain why a statement may be
true, but somehow 'inept' , such as saying 'all the signs of bread' when
clearly in the presence of bread. Austin's approach, then, was based on a
distrust of philosophical constructions and technical terminology, especially
terminology he suspected of being unnecessary or poorly defined, but it was not
entirely negative. He wanted to replace these with a serious and rigorous
attention to the way in which any matter of philosophical interest is discussed
in everyday language. He sets out these ideas particularly clearly and
characteristically stridently in 'A plea for excuses' , a paper delivered
to the Aristotelian Society in 1956, which came to be seen almost as a
manifesto for ordinary language philosophy. Philosophers have for too long
conducted their discussion in real or feigned ignorance of the way in which key
words and phrases are used in ordinary, everyday lan-guage. It is not just that
the language of everyday is a worthy subject and adequate vehicle for
philosophical enquiry. Rather, it is the only tool with a claim to being
sufficient for philosophical purposes, honedas it is by generations of use to
describe the distinctions and connections human beings have found necessary.
These can reasonably be claimed to be more sound and subtle 'than any that you
or I are likely to think up in our arm-chairs of an afternoon - the most favoured
alternative method'28 Meanings, including the meanings of philosophical terms,
can only coherently be discussed with reference to the ways in which words are
used in ordinary discourse. More specifically in 'A plea for excuses',
Austin is concerned with a rigorous examination of the circumstances in which
excuses are offered, and the different forms they may take. For instance,
excuses are only offered for actions performed freely. A consideration of the
ordinary use of 'freely' to describe an action reveals that it does not
introduce any particular property, but serves to negate some opposite, such
as 'under duress'. It would be used only when there is some suggestion
that the opposite could or might apply. There would be something strange about
applying the term 'freely' to a normal action performed in a normal manner.
Austin sums up this claim in the slogan 'no modification without aberration'?
For many ordinary uses of many verbs, there is simply no modifying expression,
either positive or negative that can appropriately and informatively be
applied. The 'natural economy of language' dictates that we can only add
a modifying expression 'if we do the action named in some special way or
cir-cumstance'.30 Austin promoted his approach to philosophy through
personal contact, including his own teaching, at least as much as through
published papers such as 'A plea for excuses'. Lynd Forguson has studied
undergraduate Oxford philosophy examination papers and observed that questions
reflecting ordinary language philosophy began to appear as early as 1947, and
were increasingly frequent throughout the 1950s. For instance, students
were asked: 'Is it essential to begin by deciding the meaning of the word
"good" before going on to decide what things are good?'31 Perhaps
most significantly Austin's ideas were disseminated through active
collaboration in philosophy with his colleagues. This did not take the form of
any co-authored papers or books. Indeed, both Grice and Stuart Hampshire have
suggested that Austin's independent character and idiosyncratic style would
have made him an awkward writing companion.32 His approach to collaboration in
philosophy was to draw together the responses and insights of as many different
informed observers of language use as possible. In the late 1940s, he
instituted a series of 'Saturday Mornings' ', meetings that ran in term
time and brought together a number of like-minded Oxford
philosophers.Grice was present from the start. Other members included R. M.
Hare, Herbert Hart, David Pears, Geoffrey Warnock and Peter Strawson. Grice
recalls how Austin described these meetings, perhaps semi-seriously, as a
weekend break from the regular work of 'philosophical hacks', enabling them to
turn their attention to less narrowly philosophical topics. Perhaps with this
explanation in mind, Grice labelled the meetings 'The Play Group'. He seems to
have been inordinately pleased with this name, and employed it in both spoken
and written accounts of Oxford philosophy throughout his life. He used it at
the time with some of his colleagues but never, it seems, with Austin himself.
Austin was not the sort of man with whom to share such a joke. 34 The
American logician W. V. O. Quine spent the academic year 1953-4 at Oxford as
visiting Eastman professor. In his memoir of this period he passes on the
rumour that attendance at Saturday Mornings was controlled by rules devised by
Austin to preclude particular individu-als.35 There does not seem to be any
explicit first-hand support from members of the group for this allegation.
However, there is some evidence from them that Austin imposed criteria for
attendance that would, in effect, have ruled out anyone older than himself who
might prove a challenge to his leadership. Geoffrey Warnock remarks simply that
attendance was 'restricted to persons both junior to Austin and employed as
whole-time tutorial Fellows' 3 Many years later, when Grice was thinking back
to the days of the Play Group, he jotted down a list of Oxford philosophers of
the time. Interestingly, he divides his list into three categories: 'yes'
(Austin, Grice, Hampshire, Strawson, Warnock...), 'no' (Anscombe, Dummett,
Murdoch...) and 'overage' (Ryle, Hardie ...).37 Initially, at least,
Austin seems to have stuck to his self-imposed remit. The Play Group
engaged not so much in philosophical debate as in intellectual puzzles and
exercises pursued for their own sake. A favourite occupation was to analyse and
categorise the rules of games, or to invent games of their own. Kathleen Grice
recalls that one term they seemed to spend most of their time drawing dots on
pieces of paper. Another term they decided to 'learn Eskimo' 38 However, they
gradually turned their attention to more obviously philosophical occupations.
Austin liked to pick a text per term for the group to read and discuss.
However, some of the group did not find this a particularly fruitful
philosophical method, largely because of Austin's preferred pace, which was
painstakingly slow. 'Austin's favoured unit of discussion in such cases was the
sentence', Warnock recalls, 'not the paragraph or chapter, still less the book
as a whole. 39 At other times, the Play Group put into practiceAustin's views
about the correct business of philosophers by engaging in 'linguistic
botanising'. Austin admired the sciences, and regretted that his own
education had given him little real knowledge or expertise in them. His idea
was to apply the same techniques of rigorous observation and attention to
detail as would be used in a discipline such as botany to the material of
linguistic use. The language, and the way in which it was ordinarily used, were
there as empirical facts to be observed by those with the sensitivity to do so.
Only in this way could its categories and fine distinc-tions, honed over generations,
become available to the philosopher. Examples of this philosophical
method are to be found in many of Austin's own writings. For instance, in 'A
plea for excuses', where he advocates philosophical attention to 'what we
should say when, and so why and what we should mean by it', he suggests some of
the words and phrases related to excuses that may shed light on its use:
abstract nouns such as 'misconception', 'accident', 'purpose' and verbs such
as 'couldn't help', 'didn't mean to', 'didn't realise'. 4º He proposes a
philosophical methodology of 'going through the dictionary'; only such a
rigorous analysis of the language will give a thorough and objective overview
of the subject matter, which can then be subjected to a process of
introspective analysis. At the Play Group, linguistic botanising was no
less painstaking, but it took a discursive, collaborative form. The members
would, in effect, pool their linguistic resources in order to draw up lists of
words related to the particular subject under discussion. They would then
analyse the uses and nuances of these words, deciding which were suitable, and
which unsuitable, in various different contexts. As Grice later explained it,
they would examine a wide range of the relevant vocabulary, to 'get a list of
"okes and nokes"'* J. O. Urmson has described the processes involved
more fully: Having collected in terms and idioms, the group must then
proceed to the second stage in which, by telling circumstantial stories and
constructing dialogues, they give as clear and detailed examples as possible of
circumstances under which this idiom is to be preferred to that, and that to
this, and of where we should (do) use this term and where that.... At [the
next] stage we attempt to give general accounts of the various expressions
(words, sentences, grammatical forms) under consideration; they will be correct
and adequate if they make it clear why what is said in our various stories is
or is not felic-itous, is possible or impossible. 42Austin argued that
this process was both empirical and objective. Several philosophers
conferring together would avoid the possible distortions and idiosyncrasies
that might skew the findings of a single researcher, as well as bringing
together a wide range of different experiences and specialisms. At a conference
in 1958, he was challenged to say what set of criteria was adequate for judging
a philosophical analysis of a concept. He is reported as replying, 'If you can
make an analysis convince yourself, no matter how hard you try to overthrow it,
and if you can get a lot of cantankerous colleagues to agree with it, that's a
pretty good criterion that there is something in it. '43 Their task was not
just to list and to categorise areas of vocabulary, but to analyse the
conceptual distinctions these indicated. Only after selecting relevant terms
and discussing their usage was it legitimate to compare the findings with what
philosophers had traditionally said. Despite his frosty demeanour and austere
habits, Austin displayed huge enthusiasm and optimism, attitudes that infected
the members of the Play Group. Grice has commented that Austin clearly found
philosophy tremendous fun, although he 'would not be vulgar enough to say
anything like that'. 4 If Austin's method attracted devotees, however, it
also attracted critics. The practitioners of ordinary language philosophy saw
it as an exciting new approach capable of overthrowing past orthodoxies and
offering solutions to age-old problems, but its critics saw it as sterile and complacent,
valuing lexicographical pedantry over real philosophical argument.4 Some of its
more high profile opponents, such as Bertrand Russell and A. J. Ayer, targeted
what they saw as the shallow insights, even the platitudes, to which the Oxford
philosophers limited them-selves. Maintaining his position that ordinary
language is simply not good enough for rigorous philosophical enquiry, Russell
derided what he saw as the triviality of ordinary language philosophy; 'To
discuss endlessly what silly people mean when they say silly things may be
amusing but can hardly be important. Other critics targeted the practitioners
more directly, characterising them as spoilt and snobbish, 'playing' at
philosophy without feeling the need to justify their leisurely activities.
Ernest Gellner, a former student of Austin's, published a book in 1959
exclusively concerned with attacking the Oxford philosophers and their method.
Gellner finds his own way of repeating Russell's mockery when he suggests that
ordinary language philosophy suggests that 'the world is just what it seems
(and as it seems to an unimaginative man at about mid-morning)' 4 This style of
philosophy 'at long last, provided a philosophic form eminently suitable for
gentlemen' because it demanded immense leisure and 'yet its message is that
everything remains as itis'.48 C. W. K. Mundle argues that Austin's elitism
mars his philosophy. He detects prescriptivism beneath Austin's
apparently descriptivist concern for 'what we should say'. 'In the name of ordinary
language, he demands standards of purity and precision of speech which are
extraordinarily rare except among men who got a First in Classical Greats.'49
There is undoubtedly some substance in the accusations of elitism. The
members of the Play Group shared an understanding that detailed analysis and
meticulous enquiry were important ends in themselves, but also a certainty of
leisure and means to pursue these ends. Their appointments did not carry the
pressure to publish that to modern academics is a matter of course, a fact
almost certainly crucial to the success of ordinary language philosophy.
Linguistic botanising was often conducted self-consciously for its own sake,
without expectations of spe-cific, publishable 'results'. Stuart Hampshire has
admitted that Austin's method depended on a comparatively careless attitude to
time and pub-lication: 'you're apt to get discouraged about publishing because
you can't fit it all neatly into a journal article. 150 At the
time, the Oxford philosophers were in general reluctant to argue their own
case. Partly in response to this, Grice later took on the task of offering a
first-hand account of ordinary language philosophy in defence against some of
its critics. The subject clearly exercised him from the mid-1970s on; he
talked, both formally and informally on the topic, and wrote copious notes
about it. In a move that would have seemed to the critics to have confirmed
their worst fears about snobbery and self-importance, he compares post-war
Oxford to the Academy at Athens, with Austin by implication playing the role of
Aristotle. In fact the comparison is not as pompous as it may first appear;
Grice is not suggesting that mid-twentieth-century Oxford was as important to
the history of philosophy as ancient Athens. Rather, he sees certain
similarities between the two enterprises that gave ordinary language philosophy
a philosophical pedigree its critics claimed it lacked. He sees reflections of
Austin's method in what he describes as the 'Athenian dialectic': the interest
in discourse ingeneral, and in the facts of speech in particular. The
connection is summed up for Grice in the two aspects of the Athenian interest
in ta Zeyoueva. The phrase can refer to 'what is spoken', both in the sense of
ordinary ways of talking, and of generally received opinions. Both schools were
concerned not just with the analysis of language, but with seeing the way
people speak as a reflection of how they generally understand the world, a
reflection of the 'common-sense' point of view. The difference is, Grice
argues, that Austin and his school concentrated more closely on the first
aspect;Aristotle and his on the second. Aristotle was concerned not so much
with methodology as with picking out foundations of truth. Austin was
interested in the 'potentialities of linguistic usage as an index of conceptual
truth, without regard for any particular direction for the deployment of such
truth.'51 Grice also addresses critics of ordinary language philosophy
more directly, accusing them of simple misrepresentation. Gellner's book, in
particular, he describes informally as 'a travesty'. In effect, he accuses the
critics of inverted snobbery: of assuming that ordinary language philosophy
must be trivial and elitist because it was practised by a socially privileged
group of people in an ancient university. He admits that the style of
philosophy came easiest to those who had received a classical, therefore a
public school, education. Education in the classics had fitted the Oxford
philosophers to the necessary close attention to linguistic distinctions:
ordinary language philosophy involved 'the deployment of a proficiency
specially accessible to the establishment, namely a highly developed
sensitivity to the richness of linguistic usage' 5 Grice's response is perhaps
confused. At times he seems to accept the accusation of elitism but to argue
against its derogatory implications. Why should high culture in philosophy be
considered bad, he wonders, if it is prized in art, literature and opera? At
other times, however, he seems simply to reject the accusation, arguing that
anyone with suitably acute powers of observation could engage in this kind of
analysis. This ambivalence is most apparent in some of his comments that did
not make it into print. In a section of the handwritten draft of the 'Reply to
Richards', but not of the published version, he comments on the accusation of
elitism: To this the obvious reply would seem to be that if it were
correct that philosophy is worth fostering, and that proficiency demands a
classical education, then that would provide additional strength to the case
for the availability of a classical education. But I doubt if the facts are as
stated; I doubt if 'linguistic sensitivity' is the prerogative of either the
well-to-do or of the products of any particular style of education. 53
Grice's attitude to his social environment may have been, or have become,
somewhat ambivalent, but during the 1940s and 1950s he was central to the
ordinary language philosophy movement. He attended Austin's Saturday Mornings
regularly and enthusiastically. Outside these meetings, he worked
collaboratively with other members of the group.He even collaborated with
Austin himself, although in teaching rather than writing. The two taught joint
sessions on Aristotle. Grice later claimed that these were particularly easy
teaching sessions for him because no preparation was necessary. They would
simply arrive in class and Austin would start talking, freely and
spontaneously. At some point Grice would find something with which he disagreed
and say so, 'and the class would begin'* It seems that their style of teaching
often rested on each holding fast to an opposing position. Speaking long after
he had left Oxford, Grice recalled Austin's typical response when challenged on
some point: 'Well, if you don't like that argument, here's another one.'55
Grice may have been amused by Austin's view of philosophy in terms of
'winning', but he himself was not likely to back down on a position once he had
taken it up. However, this method had its successes. Their pupil J. L. Ackrill
went on to become a Fellow of Brasenose College, and to publish his own
translation of Aristotle's Categories and De Interpretatione in 1963. Among his
acknowledgements to those who had helped him in understanding these works, he
comments: I am conscious of having benefited particularly from a class
given at Oxford in 1956-7 by the late J. L. Austin and Mr H. P.
Grice.'56 For Grice himself, the most fruitful collaboration during this
period was the joint work he undertook with Peter Strawson. Strawson had gone
up to Oxford in 1939 and had been Grice's tutee. He later commented that:
'tutorials with [Grice] regularly extended long beyond the customary hour, and
from him I learned more of the difficulty and possibilities of philosophical
argument than from anyone else.'" Strawson's career also had been
interrupted by the war, and he did not gain a permanent position until 1948,
when he was appointed Fellow of University College. He was one of the younger
members of the Play Group, but nevertheless a central figure in ordinary
language philosophy, and unusually successful in completing work. In 1950 he
published 'On referring', in which he offered a response to Bertrand Russell's
theory of descriptions, an account that had been widely praised, and
practically unchallenged, since it first appeared in 1905. Russell had argued
that natural language can be misleading as to the structure of our knowledge of
the world; Austin and his followers that, on the contrary, it is the best guide
we have to that structure. Strawson suggests that, preoccupied with mathematics
and logic, Russell had overlooked the fact that language is first and foremost
a tool in communication. Russell had ignored the role of the speaker:
'"mentioning", or "referring", is not something an
expression does; it is something that someone can use an expression to do. Once
an appropriate distinction is drawn between'a sentence' and 'a use of a
sentence', it is possible to consider how most people would actually react on
hearing the 'king of France' example (in which, for some reason, Strawson
changes 'bald' to 'wise'). When used in 1950, or indeed in 1905, the example is
not false. Rather, the question of whether it is true or false simply does not
arise, precisely because the subject expression fails to pick out an individual
in the world, and therefore the expression as a whole fails to say
anything. For Strawson, then, 'the king of France is wise' does not
entail the existence of a unique king of France. Rather, it implies this
existence in a 'special' way. In later work he uses the label 'presupposition'
to describe this special type of implication. This was a term originally used
by Frege in his discussion of denoting phrases and, like Frege, Strawson notes
that presupposition is distinct from entailment because it is shared by both a
sentence and its negation. Both 'the king of France is wise' and 'the king of
France is not wise' share the presupposition that there exists a unique king of
France, although their entailments contradict each other. On Russell's
analysis, the negative sentence is ambiguous. Both the existence and the wisdom
of the king of France are logical entailments, so either could be denied by
negating the sen-tence. Strawson argues that Russell has attempted,
inappropriately, to apply classical logic to what are in fact specific types of
natural language use. 'Neither Aristotelian nor Russellian rules give the exact
logic of any expression of ordinary language'; he concludes, 'for ordinary
language has no exact logic.'60 Stawson and Grice taught together,
covering topics such as meaning, categories and logical form. W. V. O. Quine,
who attended some of their weekly seminars in the spring of 1954, paints a
picture of these sessions: Peter and Paul alternated from week to week in
the roles of speaker and commentator. The speaker would read his paper and then
the commentator would read his prepared comments. 'Towards the foot of page 9,
I believe you said. Considered judgement was of the essence; spontaneity was
not. When in its final phase the meeting was opened to public discussion, Peter
and Paul were not outgoing. 'I'm not sure what to make of that question.'
'It depends, I should have thought, on what one means by .. 'This is a point
that I shall think further about before the next meeting. '61 This style
of debate was obviously not to Quine's taste, and there is certainly something
reminiscent of Grice's former tutor W. F. R. Hardie in what he describes. Grice
worked and talked very much within theformal and mannered social milieu of
Oxford at the time. His lecture notes from the period, generall y written
out in full, contain many references to what 'Mr Stawson proposed last week' or
'Mr Warnock has suggested'. But there is evidence also that the apparently
prevaricating answers Quine ridicules were genuine responses to the complexity
of the matter in hand. Grice often begins his lectures with a return to 'a
question raised last week to which I had no answer'. Indeed, he later argued
explicitly that philosophy works best not as a series of rapid retorts to
impromptu questions, but as a slow and considered debate: The idea that a
professional philosopher should either have already solved all questions, or
should be equipped to solve any problem immediately, is no less ridiculous than
would be the idea that Karpov ought to be able successfully to defend his title
if he, though not his opponent, were bound by the rules of lightening
chess. 62 This slow, thoughtful style was carried over to the
deliberation and composition of Grice and Strawson's writing and was, Grice
later sug-gested, the reason why the collaboration eventually ceased. Strawson,
who seems to have been much more interested in finished products than Grice
was, eventually could no longer cope with the laborious process, in which
complete agreement had to be reached over a sentence before anything could be
written down. But it lasted long enough for Grice to be impressed by the
'extraordinary closeness of the intellectual rapport' they developed, such that
'the potentialities of such joint endeavours continued to lure me.'63 One of
their writing projects developed from their teaching on categories. Their topic
dated back to Aristotle, and had also been discussed by Kant. It is a type of
descriptive metaphysics, in that it involves analysis and classification
towards an account of the very general notion of 'what there is'. In
metaphysics, this account is offered in terms of the nature and status of
reality, rather than in terms of the types of description of individual aspects
of that reality to be found in the sciences. In particular, it is concerned
with reality as reflected in human thought. Kant had argued that the study of
human thinking is important precisely because it is the only guide we have to
reality. The facts of 'things in themselves', aside from our human perceptions
of them, are unknowable. For Aristotle, these questions had been closely linked
to his interest in the study of language. Human language is the best
model we have available of human thought. We structure our language to
reflect the structure of our thought. So, for instance, the division of
sentences into subjects and predicatesreflects the way we cognitively divide
the world into things and attrib-utes, or particulars and universals.
Grice and Strawson's long, slow collaboration on this topic was not very
productive, by modern standards at least, in that it resulted in no published
work. But Grice himself valued it very highly, and commented late in his life
that he had always kept the manuscripts with him. Unfortunately, only a
fragment of these appears to have survived. However, this is accompanied
by rough notes indicating something of their working method. They apply a distinctively
'Austinian' approach to Aristotle's use of language, experimenting together to
see which English words can successfully combine with which others, trying out
combinations of possible subjects and predicates. Notes in Grice's hand record
that 'healthy' can be applied to, or predicated of, 'person', 'place'
'occupation', or 'institution', while 'medical' can be applied to
'lecture' 'man', 'treatise', 'problem', 'apparatus', 'prescription', and
'advice'. 65 Grice notes that the neutral term 'employment' can cover the
importantly different terms 'use', 'sense' and 'meaning', and that here it is
perhaps most appropriate to say that the predicate has the particular range of
'uses'. This aspect of the work seems to take over Grice's attention at one
point. The notions of 'sense', 'meaning' and 'use' need to be distinguished not
just from each other, but between discussions of sentences and of speakers.
'Need to distinguish all these from cases where speaker might mean so-and-so or
such-and-such, but wouldn't say that of the sentence' he notes, '"Jones is
between Williams and Brown" either spatial order or order of merit, but
doubtful this renders it an ambiguous sentence.' The notes also explore
the difference in grammatical distribution between substantial and
non-substantial nouns. 'Mercy' can be both referred to and predicated, whereas
'Socrates' can only be referred to. In other words, it seems that
although both substantials and non-substantials can occupy subject position,
substantials must be seen as the primary occupiers of this slot because they
cannot occur as predi-cates. To demonstrate this point he distinguishes between
establishing existence by referring to, and by predicating, expressions. The
distinction is established by means of a comparison between two short
dia-logues. The following is perfectly acceptable; evidence is successfully
offered for the existence of a universal by predicating it of a
particular: Bunbury is really
disinterested. Disinterested persons (real
disinterestedness) does not exist. A: Yes they do (it does); Bunbury is really
disinterested.In contrast descriptive statements do not guarentee the existence
of their subjects, but rather stand in a 'special relation' to statements of
existence. This special relation is, they note, elsewhere called
'presup-position'; it seems that at this stage at least, Grice was prepared to
endorse Strawson's response to Russell. The following is 'not linguistically in
order : Bunbury is really
disinterested. There is no such person as
Bunbury. A: Yes there is, he is really disinterested. Producing a
sentence in which something is predicated of a substantial subject is not
enough to guarentee the existence of that subject. They note that the situation
would be quite different if 'in the next room' were substituted into A's
response. Here A's choice of predicate does more than just offer a description
of Bunbury; it points to a way of verifying his existence. Our use of language,
then, very often presupposes the existence of substantial objects. Furthermore,
substances are in a sense the basic, or primary objects of reference. Grice and
Strawson admit that they have no conclusive proof of this latter claim, but
they offer their own intuitions in support, presumably drawn from their experiments
with substantial and non-substantial subjects. Further, substances are, in
general, what we are most interested in talking about, asking about, issuing
orders about; 'indeed the primacy of substance is deeply embedded in our
language' Grice later suggested that the closest echoes of this joint
work in published writing were in Strawson's book Individuals, subtitled 'An
essay in descriptive metaphysics', published in 1959. In this Strawson
considers in much more detail the implications of various kinds of descriptive
sentences for the theory of presupposition. But there were also resonances of
the joint project in various aspects of Grice's own later work. Two points from
the end of the manuscript fragment, one a non-linguistic parallel and one a
consequence of their position, indicate these. The parallel comes from a
consideration of the basic needs for survival and the attainment of
satisfaction people experience as living creatures. Processes such as 'eating',
'drinking', 'being hurt by', 'using', 'finding', are entirely dependent
on transactions with substances. Grice and Strawson suggest that it is not
entirely fanciful to consider that the structure of language has developed to
reflect the structure of these most basic interactions with the world.The
relevant consequence of their position relates to a familiar target for
ordinary language philosophers: the theory of sense data. Their argument is in
essence a version of the argument from common sense, although they do not
explicitly acknowledge this. If substances are a primary focus of interest, and
if this fact is reflected in the language, then this offers good evidence that
the world must indeed be substantial in character. If the proponents of sense
data were correct, if all we can accurately discuss are the individual
sensations we receive through our sense, then 'substantial terminology would
have no application'. Of course, this argument is fundamentally dependent on
faith in ordinary language. In effect it claims that, since people talk about,
and indeed focus their talk on, material objects, we have adequate grounds for
accepting that material objects exist. The second major collaboration
between Grice and Strawson, which produced their only jointly published paper,
was composed uncharacteristically rapidly. It was written in the same year as
Quine observed their joint seminars, and indeed was in direct response to his
visit. Quine introduced to Oxford an American style of philosophy. This
had its roots in logical positivism, but had developed in rather different
directions. In particular, Quine's empiricism took the form of an extreme
scepticism towards meaning. He argued that it was legitimate to look at meaning
in terms of how words are used to refer to objects in the world, but not to
discuss meanings as if they had some existence independent of the set of such
uses. In an essay published in 1953 he argues that the error of attributing
independent existence to meaning explains the tenacity of the doctrine of the
distinction between analytic and synthetic sentences, even in empirical
philosophies where it should have been abandoned. Quine argues that,
although it is a basic doctrine of many empirical theories, the
analytic/synthetic distinction is inherently unempirical. It relies on the
notion that words have meaning independent of individ-ual, observable instances
of use. The sentence 'no bachelor is married' can be judged analytic and
therefore necessarily true only on the assumption that 'bachelor' is synonymous
with 'unmarried man'. Yet such an assumption depends on a commitment to
abstract meaning. It is legitimate only to consider the range of phenomena to
which the two terms are applied, a process that must inevitably be open-ended.
In other words, we are committed to the truth of so-called analytic sentences
for exactly the same reason that we are committed to the truth of certain
synthetic sentences, such as 'Brutus killed Caesar' Our past
experience of the world, including our experience of how the words ofour language
are applied, has led us to accept them as true. However, our belief in any
statement established on empirical grounds is subject to revision in the light
of new experience. We may find it hard to imagine what experience could lead us
to abandon belief in 'no bachelor is married', but that is simply because of
the strength of our particular empirical commitment to it. The difference
between analytic and synthetic statements, then, is not an absolute one, but
simply a matter of degree. The distinction reflects 'the relative likelihood,
in practice, of choosing one statement rather than another for revision in the
event of recalcitrant experience'.66 One weekend during Quine's 1953-4
visit, Grice and Strawson put together their response to this argument, to be
presented at a seminar on the Monday. In 1956 Strawson revised the paper on his
own and sent it to The Philosophical Review, where it was published as 'In
defence of a dogma'. Their defence is exactly of the type that Quine might have
expected to encounter in Oxford in the 1950s; it rests on the way in which some
of the key terms are actually used. The terms 'analytic' and 'synthetic'
have a venerable pedigree. Generations of philosophers have found them useful
in discussions of language and, moreover, are generally able to reach consensus
over how they apply to novel, as well as to familiar examples. But the argument
does not end with philosophical usage. Grice and Strawson argue that closely
related distinctions can be found in everyday speech. The notion of analyticity
rests, as Quine had noted, on the validity of synonymy. The expression
'synonymous' may not be very common in everyday speech, but the equivalent
predicate 'means the same as' certainly is. Borrowing an example from Quine's
essay, Grice and Strawson note that 'creature with a heart' is extensionally
equivalent to 'creature with kidneys'; it picks out the same group of entities
in the world precisely because all creatures with a heart also have kidneys.
However, Grice and Stawson argue that the relationship between these two
expressions is not the same as that between 'bachelor' and 'unmarried
man'. Many people would be happy to accept that '"bachelor" means the
same as "unmarried man"' but would reject '"creature with
a heart" means the same as "creature with kidneys"'. In
effect, Grice and Strawson are defending the existence of exactly the type of
meaning Quine dismisses. The element distinguishing the second pair of terms,
but not the first, cannot be anything to do with the objects in the world they
are used to label, because in this they are exactly equivalent. Rather, there
must be some further notion of 'meaning' that people are aware of when
they deny that 'creature with heart' and 'creature with kidneys' mean the same.
It is this notion ofmeaning, which forms part of the description of the
language but does not directly relate to the world it describes, that Quine
rules inadmissi-ble. This also allows for the existence of analytic sentences.
'A bachelor is an unmarried man' is analytic precisely because its subject
means the same as its predicate. This can be confirmed by studying just the
lan-guage, not the world. In much the same way, the meaning of some sentences
makes them impossible in the face of any experience. That is, we just cannot
conceive of any evidence that would lead us to acknowledge them as true. Grice
and Strawson contrast 'My neighbour's three-year-old child understands
Russell's Theory of Types' with 'My neighbour's three-year-old-child is an
adult. The first may well strike us as impossible, but we can nevertheless
imagine the sort of evidence that would force us, however reluctantly, to
change our mind and accept it as true. But in the second case, unless we allow
that the words are being used figuratively or metaphorically, there is just no
evidence that could be produced to lead us to change our minds. The
impossibility of the second example is entirely dependent on the meanings of
the words it contains. It is clear that the nature of analytic and
synthetic sentences, and of our knowledge of them, exercised Grice a good deal
both at this time and later. Kathleen Grice recalls that, during the 1950s, he
delighted in questioning his children's playmates about 'whether something can
be red and green all over' ', and enjoyed their subsequent confusion,
insist- ing that spots and stripes were not allowed. As he observes in
his own notes, 'Nothing can be red and green all over' is a supposed candidate
for a statement that is both synthetic and a priori. Grice was presumably
amusing himself by testing this claim out on some genuinely naive informants.
In later years, he expressed himself still committed to the validity of the
distinction between synthetic and analytic sentences, and indeed as seeing this
as one of the most crucial of philosophical issues. However, he had grown
unhappy with his and Strawson's original defence of it. In particular, he no
longer felt that it was enough to argue that the distinction is embedded in
philosophical conscience. The argument indicates that the distinction is
intelligible, in that it is possible to explain what philosophers mean by it,
but not that it is theoretically necessary. In other words, 'the fact that a
certain concept or distinction is frequently deployed by a population of speakers
and thinkers offers no guarantee that the concept in question can survive
rigorous theoretical scrutiny'? Certainly their case in defence of the
distinction may seem rather weak as a piece of ordinary language philosophy.
Austin had rejected other terms, such as 'sense data', precisely because
theiruse seemed to be restricted to philosophical discourse. Nevertheless,
philosophers as distinguished as Anthony Quinton found their argument against
Quine compelling, paraphrasing them as saying that: 'An idea does not become
technical simply by being dressed up in an ungainly polysyllable.' Grice never
really returned to the task of mounting a new defence for the distinction,
although he maintained that it was important and, crucially, 'doable'. 72
Grice's other major collaboration of the 1950s was with Geoffrey Warnock, a
regular member of the Play Group, and later Principal of Hertford College. As
with Strawson, Grice's collaboration with Warnock grew out of a joint teaching
venture, and again this took the form of a series of evening lectures at which
they alternated as speaker and com-mentator. The pace was leisurely and
exploratory; a single topic might be developed over the course of a term, or
even over successive years. Their theme was perception, the subject of
Austin's Sense and Sensibilia lectures. In these, Austin had applied his method
of trying out examples to investigate shades of meaning for some of the
relevant termi-nology. For instance, he argued that the terms 'looks',
'appears' and 'seems', which Ayer had assumed to be as good as
synonymous, in fact displayed some striking differences in meaning when
considered in a set such as 'the hill looks steep', 'the hill appears steep',
'the hill seems steep'73 Warnock has commented that, perhaps because of
the intense treatment in these lectures, the vocabulary of perception was never
discussed on Saturday mornings.* However, this was an omission that he and
Grice made up for in private; their surviving notes are full of lists of words
and usages by means of which they hoped to discover the understanding of
perception embedded in the language. For instance, they draw up a list headed
'Syntax of Illusion', considering the various constructions in which the word
'illusion' can appear, and the shades of meaning associated with these. 'Be
under the illusion (that)' and 'have the illusion (that)' are grouped together,
presumably as predicates that can attach to people. 'Gives the illusion (that)'
and 'creates the illusion (that)' are listed separately, with the note that
these might 'apply exclusively to cases where anyone might be expected, in the
circs, to handle the illusion'. The example 'it is an illusion' is accompanied
by the unanswered question 'what is it?"7s Grice and Warnock are concerned
here with the so-called 'argument from illusion'. This had been put forward by
a number of philosophers in support of the need to explain perception in terms
of sense data. Austin spends a considerable proportion of Sense and
Sensibiliaattacking Ayer over exactly this issue, although he acknowledges that
Ayer's commitment to it is tentative. The argument draws on the fact that in a
number of more or less mundane situations things appear to be other than they
in fact are. For instance, a stick placed partially in water has the appearance
of being bent, even though it is perfectly straight. When you look at your
reflection in the mirror, your body appears to be located several feet behind
the mirror when in fact it is located several feet in front of it. In these
cases, the argument goes, there must be something that looks bent, or behind
the mirror, that is distinct from the material object in question. The term
'sense data' is necessary in order to discuss this; the individual receives
sense data that are distinct from the material object in question. From here,
the argument is extended to cover all perception, even when no such illusions
are involved. Seeing these types of illusion does not feel like a qualitatively
different experience from seeing things as they actually are, hence it would be
bizarre to maintain that the object of perception is of one kind in the cases
of illusion and of another kind in other cases. It must be the case that all we
ever do perceive are sense data, not material objects themselves. Austin
spends several lectures addressing these issues, arguing that it is an
unnecessary imposition to claim that there must be one type of object of
perception. Ayer and others have illegitimately assumed that optical illusions,
such as the ones discussed, along with dreams, mirages, hallucinations and
various other phenomena can all be explained in the same way. Rather, we see a
whole host of different entities in different situations. These different types
of experience are in fact generally fairly easy to distinguish, as any
reflection on the language available to discuss them will reveal. People
ordinarily are quite capable of saying that 'the stick looks bent but it is
really straight'; it is philosophical sophistry to claim that there must be
something, distinct from the stick itself, which has the 'look' in question.
With typical bluntness, Austin dismisses the question of what you see when you
see a bent stick as 'really, completely mad'. And with perhaps some sleight of
hand he dismisses the mirror example by arguing that what actually is several
feet behind the mirror is 'not a sense datum, but some region in the adjoining
room'.76 In their lectures on perception, Grice and Warnock take up the
question of whether or not it is legitimate to talk of any intermediary between
material objects and our perceptions of them. They notice an asymmetry between
the senses, or at least the vocabulary that describes them. The verbs 'hear',
'smell' and 'taste' can all take objects that donot describe material phenomena.
It is possible to 'hear a car', but is equally possible to 'hear the sound of a
car' . In a similar way, it is pos- sible to describe the 'smell of
a cheese' or the 'taste of a cake'. This is not the case for the other two
senses. The objects of touch are always material and not, or not primarily, the
'feeling' of material things. Feeling, they note, perhaps entails having
sensations, but it is not the case that these sensations are what we feel.
Furthermore, there is no word at all to occupy this intermediary place in the
case of sight. Certainly there is no general word analogous to 'sounds'. This
conclusion was not reached lightly. Notes in Grice's hand on the back of an
envelope try out a list of words in an attempt to find a suitable candidate for
the role, but all are rejected. The following types of objects, he notes, fail
to fit the bill because they are not universal objects of seeing;
'surface, colour, aspect, view, sight, gleam, appearance...' can all be used,
but only in special circumstances. In most cases, we simply talk of seeing the
object in question. In response to this lack of a word analogous to
'sound', Grice and Warnock do something rather surprising for philosophers of
ordinary language; they make one up. They introduce the word 'visa' to describe
the non-material intermediaries between material objects and sight.
Commenting later on this enterprise, Grice was keen to point out that ordinary
language philosophy did not in fact rule out the introduction of jargon, so
long as it was what he rather enigmatically describes as 'properly
introduced'." Their manoeuvre was rather different from that of
introducing a technical term such as 'sense data', ', and then basing
a philosophy around the existence of sense data. Instead, they were
giving a name to what they had discovered to be a gap in the language in order
to explore the language itself: to consider why no such word, and therefore
presumably no such concept, was necessary. Their suggestion is that sight and
touch are the two essential senses. That is, they are the senses on which we
rely most closely to tell us about the material world. Touch is primary.
Material objects are most essentially present to us through touch, and this is
the sense we would be least ready to disbelieve. However, because our
capacity to touch material objects at any one time is limited, we rely to
varying degrees on our other senses. Of these, sight correlates most closely
with touch. It offers us the best indication of what an object would feel like.
It is also more constant; an object capable of being heard may sometimes fail
to produce its distinctive sound, but an object capable of being seen cannot
fail to produce its 'visum'. For precisely this reason, the word 'visum',
to describe something separate from the object producing it, does not
exist.There are two possible accounts of the absence of a word such as
'visum'. The stronger account is that there is no space in the language for
such a word; it could not exist. The weaker claim is that such a word could
exist, but there is simply no need for it, because we never need to talk about
the perceptions of sight without talking about material objects themselves.
Warnock held to the stronger view and Grice to the weaker. This difference
seems to have been rather a fraught one; Grice begins one lecture with the
following extended metaphor. I begin with an apology (or apologia). Last
week it might well have appeared to some that W. was doing the digging while I
was administering the digs. I should not like it to be thought that I am not in
sympathy with his main ideas about 'visa'; the only question in my mind is
precisely what form an answer on his general lines should take; and if I am
busier with the awl than with the spade, the reason (aside from ineptitude with
the latter instrument) is that I am pretty sure that he is digging in the right
place. 78 It seems that the previous week Warnock had argued that
if there were a word 'visum' ', then, analogous to sound, it would have
to be possible to say that a material object could be 'visumless', but
that this would not fit into our existing conceptual framework. Grice's
argument is that if we want to use such a word, we can always make use of one
of his suggestions, such as 'colour expanse'. It is probably correct to say
that whenever we see a material object we see a colour expanse, but such an
expression is reserved for those occasions when appearance and reality differ.
It would not be strictly false to use them on other occasions, but: 'it
would be unnatural or odd to employ this expression outside a limited range of
situations, just because the empirical facts about perception mentioned by W.
ensure that normally we are in a position to use stronger and more informative
language! Grice's implication is that if a speaker is in a position to say
something more informative, the less informative statement would not be
used. There was no joint publication for Grice and Warnock. On his own,
Warnock did publish in this general field, although he did not make direct use
of the notion of 'visa'. His 1955 paper to the Aristotelian Society, 'Seeing',
is chiefly concerned with a close examination of 'the actual employment of the
verb "to see"' 79 Warnock considers the implications of the various
categories of object that the verb commonly takes. In a footnote he
acknowledges his general debt to 'Mr H. P. Grice'. Grice himself made even less
direct use of their joint project in his own laterwork, although in the early
1960s he published two papers concerned with general questions about the status
of perception. Later in that same decade he wrote a reflection on Descartes,
although this was not published for more than 20 years.81 Descartes's
scepticism leads Grice to reconsider the claims of phenomenalism, and to argue
for a clearer distinction between 'truth-conditions',
'establishment-conditions' and 'reassurance-conditions' for statements
about material objects. It is evident that in drawing on the vocabulary
of perception, Grice and Warnock were not just dutifully following Austin's
lead; both were enthusiastic about the enterprise, and impressed by its
results. Warnock recalls that at one point during this process Grice exclaimed,
'How clever language is!', and goes on himself to gloss this remark by explaining:
'We found that it made for us some remarkably ingenious distinctions and
assimilations.'8 At this stage at least, Grice was committed to the close study
of ordinary language as a productive philosophical enter-prise, and to Austin's
notion of 'linguistic botanising' as a philosophical tool. He was very much a
part of the social, as well as the philosophical, milieu of 1950s Oxford. He
and Kathleen still lived on the Woodstock Road with their children Karen and
Tim, born in 1944 and 1950. However, he took a full and active role in the life
of St John's College which meant dining there frequently. Kathleen remembers
the college as a distant, hierarchical institution. Women were permitted to
enter college only once a year, when the porters and college servants arranged
a Christmas party for the wives and children of Fellows.83 Quine's thumbnail
sketch of his impressions of Grice in 1953, unflattering in the extreme,
suggests that his concern for college proprieties was even stronger than his
disregard for personal appearance: Paul was shabby... His white hair was
sparse and stringy, he was missing some teeth, and his clothes interested him
little. He was vice-president of St John's college, and when I came as guest to
a great annual feast there I was bewildered to encounter him impeccably decked
out in white tie and tails, strictly fashion-plate.84 The
vice-presidentship in question was a one-year appointment, and seems to have
been largely social in nature, concerned with the organ-isation and running of
college events. However, Grice's academic standing was also rising; in 1948 he
was appointed to a University lectureship in addition to his college
fellowship. This meant giving lectures open to all members of the university,
in addition to the tutorial teaching duties at St. John's. Grice was also
making a growing number of visitsaway from Oxford to give lectures and
seminars. Most significantly, he began to make fairly frequent trips to
America, where he was invited to speak at various universities. He was in fact
one of the few to talk about ordinary language philosophy outside Oxford at
that time, giving the lecture later published as 'Post-War Oxford Philosophy'
at Wellesley College, Massachusetts in 1958.8 However, during this time he was
gradually moving away from some of the strictures and dogmas of that approach.
In many ways, Grice never fully abandoned ordinary language philosophy; his
notes testify to the fact that he frequently returned to it as a method, in
particular using 'linguistic botany' to get his thinking started on some topic.
However, his philosophy began to diverge from it during this period in some
highly significant ways that were to make themselves manifest in his best known
work.G rice's growing unease with ordinary language philosophy brought him
into conflict with J. L. Austin. Speaking long after leaving Oxford, he
mentioned that he himself had always got on well with Austin, at least
'as far as you can get on with someone on the surface so uncosy'! But he
clearly found that engaging with him in philosophical discussion could be a
frustrating enterprise. Austin would adopt a stance on some particular aspect
of language, often formed on the basis of a very small number of examples, and
defend his position against a barrage of objections and counter-examples,
however obvious. His tenacity in this would be impressive; Grice knew he
himself had won an argument only on those occasions when Austin did not return
to the topic the following week. There is something in this reminiscent
of the criticisms of obstinacy levelled against Grice himself as an
undergraduate. However, it seems that there was more to Grice's frustration
than simply encountering someone even less ready to back down in an argument
than he was himself. He was becoming increasingly unhappy with the methodology
supporting Austin's hasty hypothesis formation: the absolute reliance on
particular linguistic examples. It is not that Grice lost faith in the
importance of ordinary language or the value of close attention to differences
in usage. However, along with some of Austin's harsher and more outspoken
critics, Grice came to regard his approach as unfocused and even trivial. In
his reminiscences of Oxford, he complained that Austin's ability to distinguish
the philosophically interesting from the mundane was so poor that the Saturday
morning Play Group sometimes ended up devoting an inordinate amount of time to
irrelevant minu-tiae. They once spent five weeks trying to discern some
philosophically interesting differences between 'very' and 'highly',
considering why, forinstance, we say 'very unhappy' but not 'highly unhappy'.
The result was 'total failure'. On another occasion, Austin proposed to launch
a discussion of the philosophical concept of Pleasure with a consideration of
such phrases as I have the pleasure to announce..!. Stuart Hampshire remarked
to Grice that this was rather like meeting to discuss the nature of Faith, and
proceeding to discuss the use of 'yours faithfully'. In a similar vein,
Grice was far from convinced that Austin's trusted method of 'going through the
dictionary' had much to offer in the way of philosophical illumination.
Speaking publicly in the 1970s, he commented that he once decided to put this
method to the test by using it to investigate the vocabulary of emotions. He
started at the beginning of a dictionary in search of words that could
complement the verb 'to feel'. He gave up towards the end of the Bs, on
discovering that the verb would tolerate 'Byzantine', and realising that 'the
list would be enor-mous'? He never found any satisfactory way of narrowing such
a list so as to include only philosophically interesting examples, and clearly
believed that Austin had no such method either. Grice did not hesitate to
explain his views to Austin, whose reply was typical of both his commitment to
his methodology, and his intransigent response to opposi-tion. Grice reports
himself as commenting that he, for one, 'didn't give a hoot what the dictionary
says', to which Austin retorted, 'and that's where you make your big mistake.
3 The differences between Austin and Grice were not simply matters of
personality or even of methodology. They reflected some important ways in which
the two philosophers disagreed over what was appropriate in an account of
language. Grice was increasingly convinced of the necessity for explanations
that took the form of general theories, rather than the ad hoc descriptions
that were Austin's trademark. He believed that Austin should be prepared to go
further in drawing out the theoretical implications of his individual
observations. Indeed, it has been suggested that Austin was suspicious of broad
theories, generally supposing them to be over-ambitious and premature.* Grice
also differed from Austin in his growing conviction that a distinction needed
to be recognised between what words literally or conventionally mean, and what
speakers may use them to mean on particular occasions. This conviction is not
present in his earliest work. In 'Personal identity', for instance, he writes
of 'words' and of 'the use of words' interchangeably. However, the
distinction is the subject of the long digression in his notes for the
'Categories' project with Strawson. It was to play an increasingly prominent
part in his work, and to set him apart mostsharply from the orthodoxies of
ordinary language philosophy. For Austin, as for Wittgenstein in his later
work, use was the best, indeed the only, legitimate guide to meaning. The
privilege afforded to use left no room for a distinction between this and
literal meaning. Grice did not claim that actual use is unimportant. Indeed, in
many of his writings he studied it with as much zeal as Austin. Rather, he saw
it as a reliable guide just to what people often communicate, not necessarily
to strict linguistic meaning. Both the general interest in explanatory
theories and the more particular focus on the distinction between linguistic
meaning and speaker meaning are apparent in 'Meaning', a short but hugely
influential article first published in 1957. It is tempting to trace the
development of Grice's ideas through his work during the 1950s, but in fact
this is ruled out by the article's history. Grice wrote the paper in
practically its final form in 1948 for a meeting of the Oxford Philosophical Society
but, as usual, he was hesitant to disseminate his ideas more widely. Almost a
decade later, Peter Strawson was worried that the Oxford philosophers were not
sufficiently represented in print. Unable to convince Grice to revise his paper
and send it to a journal, he persuaded him to hand over the manuscript as it
stood. Strawson and his wife Ann edited it and submitted it to the
Philosophical Review. The paper therefore dates in fact from before Grice's
collaborations with Warnock and with Strawson, from before Austin's development
of speech act theory, and before even the publication of Ryle's The Concept of
Mind. 'Meaning' offers a deceptively straightforward-looking account of
meaning, apparently based on a common-sense belief about the use of language.
In effect, Grice argues that what speakers mean depends on what they intend to
communicate. However, his project is much more ambitious, and its implications
more far-reaching, and also more prob-lematic, than this suggests. First, he
introduces hearers, as well as speak-ers, into the account of meaning. The
intention to communicate is not sufficient; this intention must be recognised
by some audience for the communication to succeed. Hence the speaker must have
an additional intention that the intention to communicate is recognised. More
sig-nificantly, Grice proposes to broaden out his account to offer a theory of
linguistic meaning itself. Linguistic meaning depends on speaker meaning,
itself explained by the psychological phenomenon of inten-tion; conventional
meaning is to be defined in terms of psychology. In the opening
paragraphs of 'Meaning', Grice does something Austin seems never to have
attempted. He focuses the methodology of ordinary language philosophy on the
concept of meaning itself, consider-ing and comparing some different ways in
which the word 'mean' is used. His conclusion is that there are two different
uses of 'mean' reflecting two different ways in which we generally conceive of
meaning. The first use is exemplified by sentences such as 'those spots mean
measles' and 'the recent budget means that we shall have a hard year'. The
second includes examples such as 'those three rings on the bell (of the bus)
mean that the bus is full' and 'that remark, "Smith couldn't get on without
his trouble and strife", meant that Smith found his wife indispensable'.
Grice draws up a list of five defining differences between these sets of
examples, differences themselves expressed in terms of linguistic relations.
For instance, the first, but not the second set of examples entail the truth of
what is meant. It is not possible to add 'but he hasn't got measles', but it is
possible is to add 'but the bus isn't in fact full - the conductor has made a
mistake'. Further, the examples in the first set do not convey the idea that
anyone meant anything by the spots or by the budget. It is, however, possible
to say that someone meant something by the rings on the bell (the conductor)
and by the remark (the original speaker). And only in the second set of examples
can the verb 'mean' be followed by a phrase in quotation marks. So 'those three
rings on the bell mean "the bus is full"' is pos-sible, but not
'those spots mean "measles"'. Grice characterises the
difference between his two sets of uses for 'mean' as a difference
between natural and non-natural meaning. The latter, which includes but is not
exhausted by linguistic meaning, he abbreviates to 'meaningn'. In pursuing the
question of what makes 'meaning' distinctive, he considers but rejects a
'causal' answer. He offers the following as a summary of this type of answer,
paraphrasing and partly quoting C. L. Stevenson: For x to meann
something, x must have (roughly) a tendency to produce in an audience some
attitude (cognitive or otherwise) and the tendency, in the case of a speaker,
to be produced by that atti-tude, these tendencies being dependent on 'an
elaborate process of conditioning attending the use of the sign in
communication'. This account makes the causal answer look very much like
be-haviourism, with its notion of meaning as, in effect, the tendency for
certain responses to be exhibited to certain stimuli. However, in the work from
which Grice quotes, a book called Ethics and Language published in 1944,
Stevenson is careful to distance himself from straightforwardly behaviouristic
psychology. He argues that such an accountwould be too simplistic to explain a
process as complex as linguistic meaning because it could refer only to overt,
observable behaviour. Rather, meaning is a psychologically complex
phenomenon. The 'responses' produced will include cognitive responses,
such as belief and emotion. Therefore, any account in terms of responsive
action must be allowed 'to supplement an introspective analysis, not to
discredit it'. Stevenson, like Grice after him, draws attention to a
distinction between two ways in which 'mean' is used, although he does so
only in passing. He, too, defines one class of meaning as 'natural', a class he
illustrates by suggesting that 'a reduced temperature may at times
"mean" convalescence'? He contrasts these uses of 'mean' with
linguistic meaning which, he argues, is dependent on convention. The ways in
which speakers use words on individual occasions may vary considerably, but
conventional meaning must be seen as primary and relatively stable, underlying
any of the more specific meanings in context. A word may be used in context to
'suggest' many things over and above what by convention it 'means'. '.
So, for instance, the sentence 'John is a remarkable athlete' may have a
disposition to make people think that John is tall, 'but we should not
ordinarily say that it "meant" anything about tallness, even though
it "suggested" it'. The connection between 'athlete' and 'tall' is
not one of linguistic rule, so tallness cannot be part of the meaning, however
strongly it is suggested. What is suggested can sometimes be even more central,
as in the cases of metaphors. Here, a sentence is 'not taken' in its literal
meaning, but can be paraphrased using an 'interpretation' that 'descriptively
means what the metaphorical sentence suggests'? Grice's critique of the
'causal' theory of meaning includes a response to Stevenson's 'athlete'
example. He argues that, in declaring 'tallness' to be suggested rather than
meant, Stevenson is in effect pointing to the fact that it is possible to speak
of 'nontall athletes': that there is no contradiction in terms here. This
argument, Grice claims, is circular. He does not elaborate this point, but he
presumably means that in establishing the acceptability of this way of speaking
we need to refer to the conventions of linguistic behaviour, yet it is these
very conventions we are seeking to establish. Grice adds that, on Stevenson's
account, it would be difficult to exclude forms of behaviour we would not
normally want to regard as communicative at all. It may well be the case that
many people, seeing someone putting on a tailcoat, would form the belief that
that person is about to go to a dance, and that the belief would arise because
that is conventional behaviour in such circum-stances. But it could hardly be
correct to conclude that putting on a tail-coat means n that one is about to go
to a dance. To qualify by stating that the conventions invoked must be
communicative simply introduces another circle: 'We might just as well say
"X has meaning. if it is used in communication", which, though true,
is not helpful.'o As a solution to the problems inherent in the notion of
conventional behaviour, Grice introduces intention, doing so abruptly and
without much elaboration. However, the concept would probably not have been
much of a surprise to his original audience in 1948, having had a long pedigree
in Oxford philosophy. Grice later commented that his interest in intention was
inspired in part by G. F. Stout's 'Voluntary action' Stout was a previous
editor of Mind, and his article was published there in 1896. In it he argues
that if voluntary action is to be distinguished from involuntary action in
terms of 'volition', it is necessary to offer a unique account of volition,
distinguishing it from will or desire. He suggests that in the case of
volition, but not of simple desire, there is necessarily 'a certain kind of
judgement or belief', namely that 'so far as in us lies, we shall bring about
the attainment of the desired end'." Indeed, if there is any doubt about
the outcome of the volition, expressed in a conditional statement, this must
refer to circumstances outside our control. This explains the difference
between willing something and merely wishing for it. However, there is another
crucial distinction between voluntary and involuntary action. In the case of
the former, the action takes place precisely because of the relevant belief; a
voluntary action happens because we judge that we will do it. An involuntary
action may be one we judge is going to take place, but only because other
factors have already determined this. Further light is shed on Grice's
interest in intention by a paper called 'Disposition and intention' he circulated
among his colleagues just a few years after he had first written 'Meaning'. The
paper was never pub-lished, and has survived only in manuscript, accompanied by
a number of written responses in different hands. Reading these, it is not hard
to imagine how a writer who tended towards perfectionism and self-doubt could
be further dissuaded from publication by the results of canvassing opinion.
Oxford criticism might be couched in genteel terms, but it could be harsh. One
commentary begins: 'What it comes to, I think, is this; it seems to me that
there is something wrong with the way Grice goes to work.... ^ In
'Dispositions and intentions', Grice declares that his purpose is to
consider the best analysis of 'psychological concepts', concepts generally
expressed in statements beginning with phrases such as 'I like.., 'I want..!, I
expect... Such statements present analytical problems because they seem to
refer to experience that is essen-tially private and unverifiable. Grice
proposes to compare two common approaches to this problem. One he labels the
'dispositional' account, whereby the relevant concept is seen as a disposition
to act in certain ways in certain hypothetical situations. Thus a statement of
'I like X' could be seen as specifying that the subject would act in certain
ways in the interests of X, should the situation arise. The alternative is to
consider such statements as describing 'special episodes', in other words to
concede that they can be understood as descriptive only of private sensations, directed
simply at the individual concept in question. These sensations take the form of
special and highly specific psychological entities, such as liking-feelings'.
Grice is dismissive of a third pos-sibility, an explanation from behaviourism
describing psychological concepts purely in terms of observable responses. He
rejects such approaches as 'silly'. Grice argues that although the
dispositional account runs into difficulty in certain cases, such as 'I
want..!, 'I expect..' and, signifi-cantly, T intend.., it is not appropriate
simply to switch to the 'special episode' account. The problems for the
dispositional account are connected to their analysis in terms of
hypotheticals. It would seem reasonable in the case of any genuine hypothetical
to ask 'how do you know?' or 'what are your grounds for saying that?'. But in
the case of the psychological concepts mentioned above, no such evidence can
generally be offered, or reasonably expected. Speakers cannot be expected to be
judging such concepts from observation, not even from a special vantage point;
they can only be judging from personal ex-perience. In Grice's metaphor, 'I am
not in the audience, not even in the front row of the stalls, I am on the
stage.'3 The 'special episode' account does not fare much better. Every case of
wanting, for instance, must create a separate psychological episode. The system
of explanation quickly becomes unwieldy; wanting an apple, for instance, must
be a discrete phenomenon, different from wanting an orange or a pear or a banana.
The third alternative, any version of a behaviourist account, is simply doomed
to failure in cases such as 'want'. Grice singles Gilbert Ryle out for
criticism. Ryle's account of psychological concepts is at best not clearly
distinguished from behaviourism because of its ambiguity over whether the
evidential counterparts of dispositions can be private or must always be
observable by other people. In The Concept of Mind, Ryle describes certain
statements concerned with psychological concepts as acts characteristic of
certain moods. This is in keeping with his refusal to distinguish between
physical and mental entities or activities. Whenwe feel bored, we are likely to
utter 'I feel bored' in just the same way as we are likely to yawn. We do not
observe our own mood and then offer an account of it; we simply act in
accordance with it. Thus the statement is not produced as a result of assessing
the evidence, but may itself form part of that relevant evidence, even to the
speaker. 'So the bored man finds out he is bored, if he does find this out, by
finding that among other things he glumly says to others and to himself "I
feel bored" and "How bored I feel" '14 In response to such
statements, we may want to ask 'sincere or shammed?', but not 'true or false?'.
This is because statements such as 'I feel bored', ' I want..!' or 'I hope ..!
act not as descriptive statements about ourselves but as 'avowals':
unreflective utterances that may be treated as pieces of behaviour indicative
of our frame of mind. In a passage strikingly reminiscent of Russell's analysis
of definite descriptions, Ryle argues that the grammatical form of such
sentences 'makes it tempting to misconstrue [them] as self-descriptions'. 15 In
fact they are simply things said in the relevant frames of mind. However,
unlike other forms of behaviour, speech is produced to be interpreted.
Grice argues that the difference between speech and other forms of behaviour is
much greater than Ryle allows. In particular, while it is possible to 'sham'
behaviour such as yawning without being false, a 'shammed' statement of
'I feel bored' will be simply false. A statement of boredom is not of the same
order as a yawn when it comes to offering information precisely because, as
Ryle acknowledges, it is uttered voluntarily and deliberately. Grice adds
another possible indicator of boredom into the comparison. When listening to a
political speech, we might give an indication that we feel bored by saying 'I
feel bored', by yawning, or indeed by making a remark such as 'there is a good
play coming on next week'. This last remark is also voluntary and deliber-ate,
but it does not offer anything like the same strength of evidence of our state
of boredom as the alleged 'avowal', precisely because it is not directly concerned
with our state of mind. Only 'I am bored' is a way of telling someone that you
are bored. Furthermore, although it might be possible to some extent to sustain
a theory of avowals or other behav-iour as offering information about the state
of mind of others, it will hardly do for one's own state of mind. A man does
not need to wait to observe himself heading for the plate of fruit on the table
before he is a position to know that he wants pineapple. Grice's
suggested solution to the apparent failure of the 'dispositional' and the
'special event' accounts, together with the unsustainability of a behaviourist
approach, rests on intention. When analysing manyverbs of psychological
attitude used to refer to someone else, we can produce a straightforward hypothetical,
saying 'if so and so were the case he would behave in such and such a way'.
However, the same does not seem to be the case when talking about oneself. 'If
so and so were the case I would behave in such and such a way' cannot really be
understood as a statement of hypothetical fact, but as a statement of
hypothetical intention, just so long as the behaviour in question can be seen
as voluntary. Further, it is simply not possible to say 'I am not sure whether
I intend.', in the way it is possible to doubt other psychological states. It
might be possible to utter such a sentence meaning-fully, but only to express
indecision over the act in question, as when someone replies to the question
'Do you intend... ?' by saying 'I'm not sure' '. It cannot mean that the
speaker does not know whether he or she is in a psychological state of
intending or not. Grice argues that a correct analysis of intention can
form an important basis for the analysis of a number of the relevant
psychological con-cepts. He offers a twofold definition of statements of
intention, which relies on dispositional evidence without divorcing itself
completely from the privileged status of introspective knowledge. The first
crite-rion, familiar from Stout's original paper, is that the speaker's freedom
from doubt that the intended action will take place is not dependent on any
empirical evidence. Grice's second stipulation is that the speaker must be
prepared to take the necessary steps to bring about the fulfil-ment of the
intention. There would be something decidedly odd about stating seriously, 'X
intends to go abroad next month, but wouldn't take any preliminary steps which
are essential for this purpose'. Grice's analysis of statements of intention
ends his unpublished paper rather abruptly, without returning to the other
psychological verbs discussed at the outset. Having established that a doubt
over one's own intention is something of an absurdity, he offers a
characteristically tantalis-ing suggestion that 'we may hope that this may help
to explain the absurdity of analogous expressions mentioning some other
psychological concepts, though I wouldn't for a moment claim that it will help
to explain all such absurdities.' Although his analysis of psychological
concepts is here incomplete, he has established two significant com-mitments.
First, he has justified the inclusion of psychological concepts in analyses;
they do not need to be 'translated' away into behavioural tendencies or
observable phenomena. Second, he has established the concept of intention as
primary; it offers an illustration of how a psychological concept may be
described, and is also in itself implicit in the analysis of other such
concepts.Grice was not the only Oxford philosopher to revisit the topic of
intention in the mid-twentieth century. In 1958, Stuart Hampshire and Herbert
Hart published 'Decision, intention and certainty'. This echoes Grice's
earlier, unpublished paper in arguing that there is a type of certainty about
future actions, independent of any empirical evidence, that is characteristic
of intention. They distinguish between a 'prediction' of future action and a
'decision' about it. A statement of the first is based on considering evidence,
but a statement of the second on considering reason, even if this is not done
consciously. People who say 'I intend to do X' may reasonably be taken to be
committed to the belief that they will try to do X, and will succeed in doing X
unless prevented by forces outside their control. Hampshire and Hart's claims
are similar to those of Stout, but there are interesting differences in
approach and style, revealing of the distance between the philosophical methods
characteristic of their times. Stout is representative of an older style of
Oxford philosophy, complete with sweeping generalisations and moralistic
musings. In discussing the tendency of voluntary determination to endure over
time and against obstacles, he comments that: 'If we are weak and vacillating,
no one will depend on us; we shall be viewed with a kind of contempt. Mere
vanity may go far to give fixity to the will.16 After logical positivism, and
after Austin's insistence on close attention to the testimony of ordinary
language, such unempirical excesses would not have been tolerated. Hampshire
and Hart stick to more sober reflections on the language of intention and
certainty. They come very close to one of Austin's observations in 'A plea for
excuses' when they comment that: 'If I am telling you simply what someone did,
e.g. took off his hat or sat down, it would normally be redundant, and hence
mis-leading, though not false, to say that he sat down intentionally."'
They describe the adverb 'intentionally' as usually used to rule out the
suggestion that the action was in some way performed by accident or mistake.
Also like Austin, they do not dwell on the possible consequences of the
inclusion of the 'redundant' material. An interest in the psychological
concept of intention, and a reaction against the behviouristic tendencies he
identified in work by Stevenson and by Ryle, were not the only sources of
inspiration for Grice's 'Meaning'. In the following brief paragraph from
that article, he comments on theories of signs: The question about the
distinction between natural and non-natural meaning is, I think, what people
are getting at when they display an interest in a distinction between 'natural'
and 'conventional' signs.But I think my formulation is better. For some things
which can mean. something are not signs (e.g. words are not), and some are not
conventional in any ordinary sense (e.g. certain gestures); while some things
which mean naturally are not signs of what they mean (cf. the recent budget
example). 18 The mention of 'people' is not backed up by any specific
references, but the unpublished papers Grice kept throughout his life include a
series of lectures notes from Oxford in which he presents and discusses
the 'theory of signs' put forward in the nineteenth century by the
American philosopher C. S. Peirce. These suggest that Grice's account of
meaning developed in part from his reaction to Peirce, whose general approach
would have appealed to him. Peirce was anti-sceptical, committed to describing
a system of signs elaborate enough to account for the classification of the
complex world around us, a world independent of our perceptions of it, and
available for analysis by means of those perceptions. His theory of signs was
therefore based on a notion of categories as the building blocks of knowledge;
signs explain the ways we represent the world to ourselves and others in
thought and in language. In a paper from 1867, Peirce reminds his readers
'that the function of conceptions is to reduce the manifold of sensuous
impressions to unity, and that the validity of a conception consists in the
impossibility of reducing the content of consciousness to unity without the
introduction of it'l' Conceptions, and the signs we use to identify them,
comprise our understanding of the world. Signs act by representing objects to
the understanding of receivers, but there are a number of different ways in
which this may take place. There are some representations 'whose relation
to their object is a mere community of some quality, and these representations
may be termed likenesses', such as for example the relationship between a
portrait and a person. The relations of other representations to their object
'consists in a correspondence in fact, and these may be termed indices or
signs'; a weathercock represents the direction of the wind in this way. In the
third case, there are no such factual links, merely conventional ones. Here the
relation of representation to object 'is an imputed character, which are the
same as general signs, and these may be termed symbols'; such is the
relationship between word and object.2º Peirce later extended the general term
'sign' to cover all these cases, and used the specific terms icon, index and
symbol for his three classes of representation. In his lectures and notes
on 'Peirce's general theory of signs', Grice analyses Peirce's use of the term
'sign', and proposes to equate it witha general understanding of 'means'. His
chief argument in favour of this equation is that Peirce is not using 'sign' in
anything recognisable as its everyday or ordinary sense. In a piece of textbook
ordinary language philosophy, he argues that 'in general the use (unannounced)
of technical or crypto-technical terms leads to nothing but trouble, obscuring
proper questions and raising improper ones'.?' Restating Peirce's claims about
'signs' in terms of 'means' draws attention to shared features of a range of
items commonly referred to as having 'meaning', as well as highlighting some
important differences between Peirce's categories of 'index' and
'symbol'. Grice does not seem to have anything to say about Peirce's
'icons'. , perhaps because this type of sign is least amenable to
being re-expressed in terms of meaning. Using his translation of 'is a
sign of' into 'means', Grice reconsiders Peirce's own example of an index. He observes
that the sentence 'the position of the weathercock meant that the wind was NE'
entails, first, that the wind was indeed NE; and second, that a causal
connection holds between the wind and weathercock. This feature, he notes,
seems to be restricted to the word 'means'. You can say 'the position of the
weathercock was an indication that the wind was NE, but it was actually SE';
'was an indication that' is not a satisfactory synonym of 'means' because it
does not entail the truth of what follows. The causal connection also offers an
interesting point of comparison to different ways in which 'mean' is used.
Grice draws on an example that also appears in 'Meaning' when he suggests a
conversation at a bus stop as the bus goes. The comment 'Those three rings of
the bell meant that the bus was full' could legitimately be followed by a query
of 'was it full?'. At this early stage in the development of his account
of meaning, Grice was obviously troubled by the relationship between sentence
meaning and speaker meaning, and that between the meaning words have by
convention and the full import they may convey in particular contexts. There is
no fully developed account of these issues in the lec-tures, but there are a
few rough notes suggesting that he was aware of the need to identify some
differences between 'timeless' meaning and speaker meaning. At one point he
notes to himself that the following questions will need answers: 'what is the
nature of the distinction between utterances with "conventional"
meaningn and those with non-conventional?' and 'nature of distinction between
language and use language? (sic)'. Elsewhere, he ponders the difference between
'what a sentence means (in general; timeless means; if you like the meaning of
(type) sentence)' and 'what I commit myself to by the use of a sentence (if you
like, connect this with token sentence)'. It is not clear fromthis whether he
is seeing 'non-conventional' aspects of meaning as separate from, or
coterminous with, those aspects of meaning arising from particular uses in context.
However, the first two questions suggest that 'non-conventional' and
'use' are at least potentially separate issues. When Grice collected his
thoughts on meaning into the form in which they were eventually published, he
produced a definition dependent on a complex of intentions. In the case of
straightforwardly informative or descriptive statements, meaning is to be
defined in terms of a speaker's intention to produce certain beliefs in a
hearer. It is also necessary that the speaker further intends that the hearer
recognise this informative intention and that this recognition is itself the
cause of the hearer's belief. This definition excludes from meaningn a case
where 'I show Mr X a photograph of Mr Y displaying undue familiarity to Mrs X',
but includes the related but crucially different case where 'I draw a picture
of Mr Y behaving in this manner and show it to Mr X'.22 In the former case, the
effect would be produced in Mr X whether or not he paid any attention to the
intention behind the behaviour. In the second example the recognition of this
intention is crucial, and precisely this case would normally be seen as a piece
of communication. A similar distinction can be made when the definition is
extended to include communication intended to influence the action of others. A
policeman who stops a car by standing in its way will produce his desired
effect whether or not the motorist notices his intention. A policeman who stops
a car by waving is relying on the motorist recognising the wave as intended to
make him stop. The latter, but not the former, is an example of meaningnn.
Avoiding the problem he identified in Stevenson's work, that of being unable to
offer a full account of partic-ular, context-bound uses, Grice proposes to
describe meaning in relation to a speaker and a particular occasion in the
first place, and the meaningn of words and phrases as secondary, and derived
from this. He tentatively suggests that 'x means. that so-and-so' might
be equated with some statement 'about what "people" (vague) intend
(with qualifications about "recognition") to effect by x'.23 In
the concluding paragraphs of his article, Grice alludes briefly to two further
aspects of meaning that draw on the questions he was posing himself in his
notes and that were to prove central to his later work. First, although he is
dealing primarily with specific instances of meanings on particular occasions,
his account of meaning is not intended to cover the total significance
potentially associated with the use of an expression. He draws a distinction
between the 'primary' intention of an utterance, relevant to its meaning, and
any furtherintentions: 'If (say) I intend to get a man to do something by
giving him some information, it cannot be regarded as relevant to the mean-ingen
of my utterance to describe what I intend him to do.2 Even though conventional
meaning is to follow from intention, Grice hints that some types of intention,
possibly highly relevant to how an utterance is received, cannot properly be
described as part of the meaningN of that utterance. In his published paper,
Grice is noncommittal about the precise number of distinctions between 'levels'
of significance needed, and his rough notes suggest that this was an area in
which he was unsure. Second, the hearer may sometimes look to specific context
to determine the precise intention behind an utterance; he may con-sider, for
instance, which of two possible interpretations would be the most relevant to
what has gone before, or would most obviously fit the speaker's purpose. Grice
notes that such criteria are not confined to linguistic examples: Context
is a criterion in settling the question of why a man who has just put a
cigarette in his mouth has put his hand in his pocket; relevance to an obvious
end is a criterion in settling why a man is running away from a bull. 25
Grice's suggestion that conventional meaning can be defined in terms of
intentions has been widely praised. The philosopher Jonathan Bennett suggests
that the idea of meaning as a kind of intending was commonplace, but that
'Grice's achievement was to discover a defensible version of it.26 Grice's
postgraduate student and later colleague Stephen Schiffer went further,
describing 'Meaning' as 'the only published attempt ever made by a philosopher
or anyone else to say precisely and completely what it is for someone to mean
something'27 However, commentators were not slow to point out the problems they
saw as inherent in such an account. Responses to 'Meaning' have been numerous,
and ranged over more than 40 years, but some raising the most fundamental
objections were from Oxford in the years immediately following its publication.
Austin did not produce a formal response, and Grice has suggested that they
never even discussed it informally. This, he suggests, was not at all unusual.
Austin rarely discussed with Grice, or with other colleagues, views that had
become established through publication. He preferred his conversations to be
about new directions and new channels of thought. 28 To those Oxford
philosophers who did discuss 'Meaning' in print, a comparison with Austin's
account of 'speech acts' was almost inevitable.Austin's version of speaker
meaning was developed during the 1940s and 1950s. Various versions of it
appeared in lectures and articles during this period, but the most complete
account was presented when Austin was invited to deliver the prestigious
William James lectures at Harvard in 1955. An edited and expanded version of
his notes from these was published posthumously as How to do Things with Words.
Austin's ideas changed and developed over the course of time, and even during
the lectures themselves, but some basic fundamental principles can be
iden-tified. These drew on his notion of the 'descriptive fallacy', the idea
that linguistic study is ill served by the traditional philosopher's focus on
language as a tool for making statements capable of being judged to be either
true or false. Throughout the development of speech act theory, Austin's
assumptions were very different from Grice's working hypothesis in 'Meaning'
that language is primarily used to make informative, descriptive statements.
For Austin, making statements of fact was only one, and not a particularly
significant one, of the many different things people do with words. He proposed
to analyse the range of functions language can be used to perform.
Initially, Austin concentrates on explicit 'performatives' , statements
that appear to describe but in fact bring about some state of affairs, usually
a social fact or interpersonal relationship. He considers ritualised
performatives, which require a very particular set of circumstances to be
successful, such as 'I name this ship the Queen Elizabeth' (during the
appropriate ceremony), 'I do' (at the relevant point in a marriage service) or
'I give and bequeath my watch to my brother' (in a will). He then expands his
field to include more every day examples, such as 'I bet you sixpence it will
rain tomorrow' ', and 'I promise to...'. Charac- teristically,
Austin proposes 'going through the dictionary (a concise one should do) in a
liberal spirit' in search of performative verbs.2 Later, however, he realises
that even this could not give an exhaustive list of what people do with words.
People do things with all sorts of different types of utterances. Someone who
utters, 'Can you pass the salt?' may well succeed in making a request by means
of apparently asking a question. In response to his observations about
the possible differences between the apparent form of an utterance and its
actual function, Austin proposes to divide the analysis of meaning into three
levels, or three separate acts performed in the course of a single utterance.
The 'locutionary act' is determined by the actual form of words uttered,
established by their sense and reference: '"meaning" in the
traditional sense' sense'.3° At the level of 'illocutionary act', the notion of
force becomes relevant. It isdetermined by the matter of how the locution in
question is being used, of what is being done in saying what is said. This can
be seen as at least in part dependent on the individual intentions of the
speaker, but these in turn depend on, and follow from, certain conventions of
language use. So, in the example above, we can understand that the speaker
intends to request that the hearer pass the salt, but only because there are
conventions of use determining that questions of ability can be used with this
force. The illocutionary act is not a simple consequence of the locutionary,
but is concerned with conventions 'as bearing on the special circumstances of
the occasion of the issuing of the utterance'. 31 Finally, and separately, it
is necessary to consider the effect of the utterance. Austin is here perhaps
making a concession to the 'causal' theories of meaning Grice considered but
dismissed. Austin refers to the effect achieved by the utterance, but unlike
Stevenson he sees this as just one component of meaning, not a sufficient
definition. The 'per-locutionary act' is defined by this effect, which may coincide
with what the speaker intended to bring about, but need not. The perlocutionary
act, then, is not a matter of convention, and cannot be determined simply with
reference to the words uttered. It is no surprise that Grice's 'Meaning'
should have been discussed in the light of Austin's speech act theory. The two
seem in many ways to cover similar ground, in that both oppose much of the
traditional philosophical literature on meaning by insisting on the roles of
context and of speaker intention. In fact, some commentators have been tempted
to read Grice's paper as an implicit response, or challenge, to speech act
theory. As Grice himself has pointed out, there is no such direct link.
'Meaning' existed in almost its finished state before the ideas in How to do
Things with Words were made public, or even in some cases devel-oped. As he
became aware of Austin's ideas, Grice did recognise some connections to his own
themes and preoccupations, but continued to find his own treatment of them more
compelling. In particular, he remained convinced that an account of meaning
needed to give prominence to psychological notions, and was unhappy with what
he saw as Austin's excessive dependence on conventions; Austin was 'using the
obscure to explain the obscure' 32 From this, it would seem that his main
objection to speech act theory was that it did not offer much explanation of
meaning. For Grice, the observable facts of the conventions of use are in need
of explanation, and this is best done with reference to individual instances of
intention. Austin, on the other hand, was seeking to explain these conventions
simply by drawing attention to another, more complex level of conventions.Peter
Strawson picks up on exactly this difference between Grice and Austin when he
reflects on 'Meaning' in his 1964 article 'Intention and convention in speech
acts'. '. His chief concern is the validity of Austin's notion of
illocutionary act, based as it is on conventions, both the conventions of the
language that define the locutionary act, and the further conventions of use
that mediate between this and illocutionary force. However, Strawson
argues, there are many cases where the difference between locutionary and
illocutionary act cannot be explained simply with reference to conventions. In
certain circumstances, to say 'the ice over there is very thin' may well have
the force of a warning, but there is no particular convention of language use
specifying this. Similarly, the difference between an order and an entreaty may
depend not on any identifiable convention, but on a range of factors concerned
with the speaker's state of mind and consequent presentation of the utter-ance.
Strawson looks to Grice's notion of non-natural meaning to explain this
additional, non-conventional set of factors. His paraphrase of Grice's account,
expressed in terms of three separate intentions, was to prove instructive to
future commentators: § non-naturally means something by an utterance x if
S intends (i) to produce by uttering x a certain response (r) in an audience A
and intends (iz) that A shall recognise S's intention (i) and intends (i3) that
this recognition on the part of A of S's intention (i) shall function as A's
reason, or part of his reason, for his response (r).33 On Strawson's
interpretation, one of the defining intentions is focused on Grice's indication
that the speaker provides the hearer with a 'reason' to think or act in a
certain way. He proposes to modify Grice's account before enlisting it to
explain the notion of illocutionary force, because of certain counter-examples
to which it is subject as it stands. It is possible to envisage contexts in
which S utters x with exactly the three intentions described above, but in
which it does not seem appropriate to say that S was trying to communicate with
A. Strawson does not illustrate this problem with a specific example, but he
suggests a schematic outline. S may intend to get A to believe something,
fulfilling (i). S may arrange fake evidence, or grounds for this belief, such
that A can see the evidence, and indeed such that A can see S fabricating it. S
knows that A will be perfectly aware that the evidence is faked, but assumes
that A will not realise that S has this awareness. The intention behind this is
for A to have the relevant belief precisely because he recognises that S
intends him to have this belief; this is S's (i2). Further, it is S's
intentionthat the recognition of (i) will be the reason why A acquires the
belief; indeed, A will have no other reason to form this belief, knowing that
the evidence for it is faked. This fulfils (i3). In effect, an intentional
account of meaning would have to include an extra layer of intention, because
for S to be telling something to, or communicating with A, S must be taken to
intend A to recognise the intention to make A recog-nise the intention to
produce the relevant belief in A. In other words, § must have a further
intention (4) that A should recognise intention (i2). If S's intention (i), and
hence intention (i2) is fulfilled, then A may be said to have understood the
utterance, a definition Strawson links to Austin's notion of 'uptake' !, and
hence to the successful accomplishment of illocutionary force. Strawson
argues that the complex intention (i4) is the necessary defining characteristic
of saying something with a certain illocutionary force. He hints that his
additional layer of intention may not in fact prove sufficient, and that 'the
way seems open to a regressive series of intentions that intentions should be
recognised' 34 Grice's definition of meaning as determined entirely by speaker
intention is at odds with, or according to Strawson can be complementary to,
Austin's reliance on convention. But it also opposes him to the notion, common
in philosophy and later in linguistics, that meaning is determined by the rules
of the language in question, defined independently of any particular occasion
of utterance. Austin does allow some space to this type of meaning, specifying
that the usual sense and reference of the words uttered constitute the
locutionary act. He does not, however, develop this notion, or explain its
relationship to his more central concern with speaker meaning. Strawson seems
to downplay the importance of linguistic meaning for Austin when he
places him on the same general side as Grice in what he describes elsewhere as
the 'Homeric struggle' between 'the theorists of communication-intention and
the theorists of formal semantics' 35 Unlike Austin, Grice's more extreme
arguments that meaning is to be explained entirely in terms of
'communication-intention' do not presuppose any notion of semantic meaning.
This is an aspect of Grice's theory on which other commentators, such as John
Searle, have focused. Searle was a student at Oxford during the 1950s,
where he was taught by both Austin and Strawson. He completed a doctoral
dissertation on sense and reference in 1959 before returning to his native
America. Well versed in both the traditional philosophy of meaning and Austin's
concentration on communication, he worked on the theory of speech acts,
publishing a book on the subject in 1969 in which he classifies possible
illocutionary acts into a restricted number of general categories. Healso
introduces the notion of indirect speech acts, in which one illocu-tionary act
is performed by means of the apparent performance of a different illocutionary
act. Austin's example 'Can you pass the salt?' succeeds as a request both
because the apparent act, that of asking for information about the hearer's
ability, is not appropriate in the context, and because rules of language use
specify that this form of words can be used to make a request. For Searle,
language is essentially a rule-governed form of behaviour. It is centred on the
speech act, the basic unit of communication, but its rules include the specific
semantic properties of its words and phrases. This particular point gives
rise to Searle's objections to Grice's total reliance on individual speaker
intention in explaining meaning. Searle does allow for intentions in his
account; indeed he is interested in basing it on just such psychological
concepts and proposes to develop Grice's account in order to do so. In a later
discussion he comments that his analysis in Speech Acts 'was inspired by
Grice's work on meaning' 36 However, like Austin before him, he sees semantic
rules as underlying the range of intentions with which a speaker can
appropriately produce any particular utterance. Searle is much more explicit
than Austin in specifying that linguistic rules come first and restrict
intentional possi-bility. Unlike Grice, he therefore singles out linguistic
acts as separate from general communication; in the case of language, meaning
exists independent of intention, or of occasion of use. Searle illustrates this
with his own counter-example to Grice. An American soldier is captured by
Italian troops in the Second World War. Neither the soldier nor his captors
speak German, and the soldier speaks no Italian. The soldier wishes to make the
Italian troops believe that he is German. He utters the only German sentence he
knows, which happens to be 'Kennst du das Land wo die Zitronen blühen?', a line
of poetry remembered from childhood that translates as 'Knowest thou the land
where the lemon trees bloom?'. He hopes that his captors will guess that he
must be saying 'I am a German soldier'. The soldier intends to get his captors
to believe he is a German soldier. He intends that they should recognise his
intention to get them to believe this, and that this recognition should serve
as their reason for entertaining that belief. All the circumstances are in
place for a case of Grice's meaningwn. Yet, Searle argues, it would surely be
unreasonable to maintain that when the soldier says 'Kennst du das Land wo die
Zitronen blühen?', he actually non-naturally means 'I am a German soldier'. The
rules of German do not allow this; the words mean 'Knowest thou the land where
the lemon trees bloom?'. Searle concludes that Grice's account is inadequate as
itstands because Meaning is more than a matter of intention, it is also at
least sometimes a matter of convention. 37 Like Strawson, Searle proposes
to amend Grice's intentional account in the light of his own counter-example.
In effect, he argues that the notion of intention must be expanded to include
convention. When speakers use words literally, part of their intention is that
hearers recog-nise the communicative intention precisely because of the
pre-existing rules for using the words chosen. Searle attempts to balance the
twin effects of intention and convention in his account of meaning. The result
is rather further removed from Grice than Searle acknowledges when he suggests
that he is offering an 'amendment'. It returns to the traditional idea of
conventional, or linguistic, meaning as the basic location of meaning on which
intention-based speaker meaning is dependent.38 The magnitude of the
consequences of Searle's attempt to introduce conventions into an intentional
account is perhaps illustrative of the gulf between semantic and psychological approaches
to meaning. It also highlights the scale of Grice's undertaking in producing an
account of meaning relying entirely on the latter. Stephen Schiffer was a
graduate student in the 1960s when, as he has since described, he was 'much
taken with Grice's program'39 He was impressed by what he saw as Grice's
reduction of the semantic to the psychological, but also believed he had
identified the inadequacies of this particular account of speaker meaning. In
the 1972 book in which he attempted to develop and improve on Grice's account,
he notes that it is not possible to claim priority for conventional meaning and
at the same time define meaning in terms of intention. To maintain that speaker
meaning, 'what S meant by x', ', is primary, but also that speaker
meaning could be in any way dependent on the meaning of x would be simply
circular. Schiffer does not see the exclusive concentration on intention as
necessarily problematic, or at least not for this reason: 'To say this does not
commit Grice to holding that one can say whatever one likes and mean thereby
whatever one pleases to mean. One must utter x with the relevant intentions,
and not any value of 'x' will be appropriate to this end: I could not in any
ordinary circumstances request you to pass the salt by uttering "the
flamingoes are flying south early this year". '40 Schiffer's own
response is that conventional meaning does exist, but is secondary to
intentional meaning, because it is built up in a speech community over time,
resultant on the fulfilling of certain communicative intentions. The
problems Schiffer identifies for Grice are not problems with the notion that
meaning is best given a psychological rather than a seman-tic definition, an
assumption with which he agrees. Rather, Schiffer questions the adequacy of
intention as the relevant psychological state. He echoes Strawson's
schematic counter-example to argue that it can be possible for all the
intentions Grice defines to be in place, but for no act of communication to be
achieved. Strawson's example indicated that another layer of intention
(Strawson's i) must be added to the defini-tion. Schiffer argues explicitly for
the consequence Strawson only sug-gested, namely that the need for regressive
intentions will in fact prove to be infinite. He constructs a series of more
and more elaborate counter-examples to show that the levels of intention
necessary fully to define meaning can never be exhausted. In the first such
example, § produces a cacophonous rendition of 'Moon Over Miami' with the
intention of driving A out of the room. S's intention is that A will leave the
room not just because A cannot stand the noise, but because A recognises that
Sis trying to get rid of A. Further, S intends that A recognise the intention
that A recognise the intention to get A to leave the room, because S wishes A
to be aware of S's disdain. 'In other words' ', Schiffer explains,
'while A is intended to think that S intends to get rid of A by means of the
repulsive singing, A is really intended to have as his reason for leaving the
fact that S wants him to leave.'41 In order to rule out the unacceptable
suggestion that by singing 'Moon Over Miami' S meant that A was to leave the
room, Schiffer proposes another level of intention. Further, more complex, examples
call for further such layers. For Schiffer, the infinitely regressive series of
intentions that intentions be recognised that this causes makes for an
unacceptable definition of meaning. For Schiffer the best hope for a
psychological account of meaning lies in an appeal to a special type of
knowledge. This type of knowledge occurs when two people are in the following
relation to a piece of infor-mation, or to a proposition p. S and A both know
that p; S knows that A knows that p; A knows that S knows that p; A knows that
S knows that A knows that p; S knows that A knows that S knows that p; and so
on without limit. Such a pattern also leads to an infinite regress but,
Schiffer argues, a harmless one. It is just the sort of situation we do in fact
find in everyday life, as when S and A are sitting facing each other with a
candle in between. Schiffer coins the phrase 'mutual knowledge* for the
recursive set of knowing he describes. S and A mutually know* that there is a
candle on the table. Once Grice's account of meaning is adapted to refer to
mutual knowledge*, the apparent counter-examples are all ruled inadmissible,
and therefore no longer pose a problem. The intentions S has in producing an
utterance must be 'mutual known* by S and A for a true instance of meaning to
take place. Mutual knowl-edge* with its infinite regress, is missing in each of
the counter-examples. 'Meaning' might appear to be offering a definition
of the concept of meaning by proposing to substitute the concept of intention:
in the vein of the logical positivists to be 'translating' problematic
sentences into those that do not contain the problem term. This was certainly
Schiffer's interpretation when he described Grice's account as 'reduc-tionist'.
However, more recent commentators have been keen to defend Grice against this
interpretation. For instance, Giovanna Cosenza has suggested that the analysis
would be reductionist 'only if Grice had seriously considered speakers'
intentions and psychological states as more fundamental, more basic, either
epistemologically or metaphysically, than all the concepts related to
linguistic meaning', and claimed that Grice did not hold this view.4 Anita
Avramides has also argued that Grice's account of meaning need not be seen as
reductionist. *3 Grice was certainly distancing himself from those
accounts of what he would call 'non-natural meaning' in which the notion of
convention was primary. However, he was somewhat tentative about the precise
relation between the two central concepts; his belief that convention could be
entirely subsumed within an intentional account is expressed more as a hope
than as a conviction. He seems, further, to have been troubled by the exact
relationships between the different messages potentially conveyed by a single
utterance. Even if the definition of convention is to be dependent on
intention, some messages are more closely or more obviously related to
conventional meaning than others. He as yet had no formal account of how the
'full significance' of an utterance might be derived or calculated. Nor had he
yet drawn a clear distinction between messages conveyed by the words uttered
and messages conveyed by the very act of utterance. This is a distinction
Schiffer describes by differentiating between 'S meant something by (or in)
producing (or doing) x' and 'S meant something by x'.* A very similar point is
made by Paul Ziff in his 1967 response to 'Meaning'. Ziff is decidedly
dismissive of Grice's 'ingenious intricate discussion' of meaning and the 'fog'
to which it gives rise.* He argues that the meanings of words and phrases, and
indeed the lack of meaning of nonsense 'words' , are quite
independent of any individual's intention. Like Schiffer, he argues that 'Grice
seems to have conflated and confused "A meant something by uttering
x" ... with the quite different "A meant something by
X"146 The responses and criticisms of his peers were to feed into
Grice's own thinking about meaning over the following years. His published
outputduring the 1950s was restricted to 'In defence of a dogma' and
'Meaning', hardly an impressive record even by the standards of the time. Peter
Strawson was responsible for seeing both these papers into print, while those
he left alone fell victim to Grice's perfectionism. Some, like 'Intentions
and dispositions' were never published, while others waited in manuscript for
30 or more years. Of these, 'G. E. Moore and philosopher's paradoxes' and
'Common sense and scepticism' indicate a development in Grice's thinking on the
need to distinguish between what our words literally mean and what we mean by
using those words. They also suggest something of Grice's ambivalence towards
the place of conventional meaning. Like much of his work, these papers
developed from his teaching: the former from a lecture delivered in 1950 and
the latter from joint classes with A. D. Woozley at the same time or even
earlier. Grice's project in these papers was a typically 'ordinary
language' enterprise: the desire to tackle a familiar philosophical problem by
means of a rigorous examination of the terms characteristically employed to
discuss it. The problem in question was how to address scepticism. In response
to G. E. Moore's 'defence from common sense' the American philosopher Norman
Malcolm had suggested that Moore was in effect approaching the problem via an
appeal to ordinary lan-guage, although apparently without knowing it. We use
expressions to refer to and to describe material objects, and we do so in a
'standard' or 'ordinary' way. To claim, as some philosophers have done, that
there are no material objects, is therefore to 'go against ordinary language'.
47 In effect, such philosophers are claiming that some uses of ordinary
language are self-contradictory, or always incorrect, an inadmissible claim because
'ordinary language is correct language'. 48 Grice challenges Malcolm's
interpretation of Moore. Malcolm draws an unwarranted polarity between
'ordinary' and 'self-contradictory' in language use, he suggests. The two
properties need not be incompatible; people do routinely say things that are
literally self-contradictory or absurd. Further-more, not every meaningful
sentence would actually find a use in ordinary language. In 'Common sense and
scepticism', he offers a striking example of what he means. 'It would no doubt
be possible to fill in the gaps in "The — archbishop fell down the —
stairs and bumped —- like —," with such a combination of indecencies
and blasphemies that no one would ever use such an expression', but we would
not therefore want to treat the expression as self-contradictory. 4 In 'G. E.
Moore and philosopher's paradoxes', he suggests that it is often necessary to
acknowledge a difference between 'what a given expression means (ingeneral)'
and 'what a particular speaker means, or meant, by that expression on a
particular occasion. Figurative or ironic utterances, for instance, involve
'special' uses of language. As a general definition, 'what a particular
speaker means by a particular utterance (of a statement-making character) on a
particular occasion is to be identified with what he intends by means of the
utterance to get his audience to believe!»' For this intention to be
successful, the speaker must at least rely on the audience's familiarity with
'standard' or 'general' use, even if individual occasion meaning is to differ
from this. In this way Grice is able to offer his own challenge to the
sceptic. Faced with everyday statements about material objects, the
sceptic is forced to claim either that, on particular occasions, people use
expressions to mean things they have no intention of getting their audience to
believe, or that people frequently use language in a way quite unlike its
proper ('general') meaning, leaving the success of everyday communication
unexplained. Although in general agreement with Malcolm's aim in refuting
scepticism, Grice is unhappy with the apparent simpli-fications, and some of
the implications, of his argument. He replaces it with his own more
sophisticated argument from ordinary language, an argument depending in
particular on a detailed examination of the nature of 'meaning'.As Grice's
enthusiasm for ordinary language philosophy became increasingly qualified
during the 1950s, his interest was growing in the rather different styles of
philosophy of language then current in America. Recent improvements in
communications had made possible an exchange of ideas across the Atlantic that
would have been unthinkable before the war. W. V. O. Quine had made a
considerable impression at Oxford during his time as Eastman Professor. Grice
was interested in Quine's logical approach to language, although he differed
from him over certain specific questions, such as the viability of the
distinction between analytic and synthetic statements. Quine, who was visiting
England for a whole year, and who brought with him clothes, books and even
provisions in the knowledge that rationing was still in force, travelled by
ship.' However, during the same decade the rapid proliferation of passenger air
travel enabled movement of academics between Britain and America for even short
stays and lecture tours. Grice himself made a number of such visits, and was
impressed by the formal and theory-driven philosophy he encountered. Most of
all he was impressed by the work of Noam Chomsky. It may seem surprising
that the middle-aged British philosopher interested in the role of individual
speakers in creating meaning should cite as an influence the young American
linguist notorious for dismissing issues of use in his pursuit of a universal theory
of language. But Grice was inspired by Chomsky's demonstration in his work on
syntax of how 'a region for long found theoretically intractable by
scholars (like Jesperson) of the highest intelligence could, by discovery and
application of the right kind of apparatus, be brought under control'. Less
for-mally, he expressed admiration for an approach that did not offer
'piecemeal reflections on language' but rather where 'one got a pictureof the
whole thing' Chomsky's first and highly influential book Syntactic Structures
was well known among Grice's Oxford contemporaries. The Play Group worked
their slow and meticulous way through it during the autumn of 1959. Austin, in
particular, was extremely impressed. Grice characterised and perhaps
parodied him as revering Chomsky for his sheer audacity in taking on a subject
even more sacred than phi-losophy: the subject of grammar. Grice's own interest
was focused on theory formation and its philosophical consequences. Chomsky was
taking a new approach to the study of syntax by proposing a general theory
where previously there had been only localised description and analysis. He
claimed, for instance, that ideally 'a formalised theory may automatically
provide solutions for many problems other than those for which it was
explicitly designed'. Grice's aim, it was becoming clear, was to do something
similar for the study of language use. Meanwhile, ordinary language
philosophy itself was in decline. As for any school of thought, it is difficult
to determine an exact endpoint, and some commentators have suggested a date as
late as 1970. However, it is generally accepted that the heyday of ordinary
language philosophy was during the years immediately following the Second World
War. The sense of excitement and adventure that characterised its
beginning began to wane during the 1950s. Despite his professed dislike of
disci-pleship, Austin seems to have become anxious about what he perceived as
the lack of a next generation of like-minded young philosophers at Oxford. It
became an open secret among his colleagues that he was seriously contemplating
a move to the University of California, Berkeley? No final decision was
ever made. Austin died early in 1960 at the age of 48, having succumbed quickly
to cancer over the previous months. Reserved and private to the last, he
hid his illness from even his closest colleagues until he was unable to
continue work. His death was certainly a blow to ordinary language philosophy,
but it would be an exaggeration to say that it was the immediate cause of its
demise. Grice, who seems to have been regarded as Austin's natural deputy,
stepped in as convenor of the Play Group, which met under his leadership for
the next seven years. Individuals such as Strawson, Warnock, Urmson and Grice
himself continued to produce work with recognisably 'ordinary language'
leanings throughout the 1960s. Grice's interests at this time were not
driven entirely by philosophical trends in Oxford and America; he was also
turning his attention to some very old logical problems. In particular, he was
interested in questions concerning apparent counterparts to logical constants
in natural language. For instance, in the early 1960s he revisited a theme he
hadfirst considered before the war, when he gave a series of lectures on
'Negation' . In these, he concerns himself with the analysis of
sentences containing 'not', and with the extent to which this should
coincide with a logical analysis of negation. Consideration of a variety of
example sentences leads him to reject the simple equation of 'not' with the
logical operation of switching truth polarity, usually positive to negative. He
argues that 'it might be said that in explaining the force of "not"
in terms of "contradictory" we have oversimplified the ordinary use
of "not"! In another lecture from the series he suggests that
the lack of correspondence between 'not' and contradiction 'might be explained
in terms of pragmatic pressures which govern the use of language in general'®
Grice was hoping to find not just an account of the uses of this particular
expression, but a general theory of language use capable of extension to other
problems in logic. He would have been familiar enough with such problems. The
discussion of some of them dates back as far as Aristotle, in whose work he was
well read even as an undergraduate. In Categoriae, Aristotle describes
not just categories of lexical meaning, but also the types of relationships
holding between words. To the modern logician, the use of terms in the following
passage may be obscure, but the relationship of logical entailment is easily
recognisable. One is prior to two because if there are two it follows at
once that there is one whereas if there is one there are not necessarily two,
so that the implication of the other's existence does not hold reciprocally
from one.' The relationship between 'two' and 'one', or indeed between
any two cardinal numbers where one is greater than the other, is one of
asymmetrical entailment. 'Two' entails 'one', ', but 'one' does not
entail 'two' A similar relationship holds between a superordinate and any
of its hyponyms, or between a general and a more specific term. To use
Aristotle's example: 'if there is a fish there is an animal, but if there is an
animal there is not necessarily a fish.'º The asymmetrical nature of this
relationship means that use of the more general term tells us nothing at all
about the applicability of the more specific. Aristotle also considers the
relative acceptability of general and specific terms, and in doing this he goes
beyond a narrowly logical focus. For if one is to say of the primary
substance what it is, it will be more informative and apt to give the species
than the genus. For example,it would be more informative to say of the individual
man that he is a man than that he is an animal (since the one is more
distinctive of the individual man while the other is more general)."
Applying the term 'animal' to an individual tells us nothing about whether that
individual is a man or not. Therefore, if the more specific term 'man' applies
it is more 'apt', because it gives more information. This same point
arises in a discussion of the applicability of certain descriptions later in
Categoriae. Aristotle suggests that: 'it is not what has not teeth that we call
toothless, or what has not sight blind, but what has not got them at the time
when it is natural for it to have them.'2 A term such as 'toothless' is only
applied, because it is only informative, in those situations when it might be
expected not to apply. Here, again, the discussion of what 'we call' things
goes beyond purely logical meaning to take account of how expressions are
generally used. Logically speaking a stone could appropriately be described as
toothless or blind; in actual practice it is very unlikely to be so
described. Grice's self-imposed task in considering the general
'pragmatic pressures' on language use was, at least in part, one of extending
Aristotle's sensitivity to the standard uses of certain expressions, and
examining how regularities of use can have distorting effects on intuitions
about logical meaning. He was by no means the first philosopher to consider
this. For instance, John Stuart Mill, in his response to the work of Sir
William Hamilton, draws attention to the distinction between logic and
'the usage of language', 13 He reproaches Hamilton for not paying sufficient
attention to this distinction, and suggests that this is enough to explain some
of Hamilton's mistakes in logic. Mill glosses Hamilton as maintaining that 'the
form "Some A is B" ... ought in logical propriety to be used and
understood in the sense of "some and some only" ' 14 Hamilton is
therefore committed to the claim that 'all' and 'some' are mutually
incompatible: that an assertion involving 'some' has as part of its meaning
'not all'. This is at odds with the observations on quantity in Categoriae and
indeed, as Mill suggests, with 'the practice of all writers on logic'. Mill
explains this mistake as a confusion of logical meaning with a feature of
'common conversation in its most unprecise form'. In this, he is drawing on the
extra, non-logical but generally understood 'meanings' associated with
particular expressions. In a passage that would not be out of place in a modern
discussion of lin-guistics, Mill suggests that:If I say to any one, 'I saw some
of your children to-day,' he might be justified in inferring that I did not see
them all, not because the words mean it, but because, if I had seen them all,
it is most likely that I should have said so. 15 Mill draws a
distinction between what 'words mean' and what we generally infer from hearing
them used. In what can be seen as an extension of Aristotle's discussion of
'aptness', he argues that it is a mistake to confuse these two very different
types of significance. A more specific word such as 'all' is more appropriate,
if it is applicable, than a more general word such as 'some'. Therefore, the
use of the more general leads to the inference, although it does not strictly
mean, that the more specific does not apply. 'Some' suggests, but does not
actually entail 'not all'. Besides his interest in logical problems with
a venerable pedigree, Grice was also concerned with issues familiar to him from
the work of recent or contemporary philosophers. In both published work and
informal notes he frequently lists these and arranges them in groups.
Part of his achievement in the theory he was developing lay in seeing
connections between an apparently disparate collection of problems and countenancing
a single solution for them all. For instance, in Concept of Mind, Ryle argues
that, although the expressions 'voluntary' and 'involuntary' appear to be
simple opposites, they both require a particular condition for applicability,
namely that the action in question is in some way reprehensible. If they were
simple opposites, it should always be the case that one or other would be
correct in describing an action, yet in the absence of the crucial condition,
to apply either would be to say something 'absurd'. Similarly, although if
someone has performed some action, that person must in a sense have tried to
perform it, it is often extremely odd to say so. In cases where there was no
difficulty or doubt over the outcome, it is inappropriate to say that someone
tried to do something: so much so that some philosophers, such as Wittgenstein,
have claimed that it is simply wrong. Another related problem is familiar from
Austin's work; it is the one summed up in his slogan 'no modification without
aberration'. For the ordinary uses of many verbs, it does not seem appropriate
to apply either a modifying word or phrase or its opposite. Austin was
therefore offering a gen-eralisation that includes, but is not restricted to,
Ryle's claims about 'voluntary' and 'involuntary'. For many everyday
action verbs, the act described must have taken place in some non-standard way
for anymodification appropriately to apply. Austin offers no theory based on
this observation, and indeed Grice was unimpressed by it even as a gen-eralisation;
he claimed in an unpublished paper that it was 'clearly fraudulent'. 'No
"aberration" is needed for the appearance of the adverbial "in a
taxi" within the phrase "he travelled to the airport in a taxi";
aberrations are needed only for modifications which are corrective
qualifications. 16 Grice's general account of language, conceived with
the twin ambitions of refining his philosophy of meaning and of explaining a
diverse range of philosophical problems, gradually developed into his theory of
conversation. Like his project in 'Meaning', this draws on a
'common-sense' understanding of language: in this case, that what people say
and what they mean are often very different matters. This observation was far
from original, but Grice's response to it was in some crucial ways entirely new
in philosophy. Unlike formal philosophers such as Russell or the logical
positivists, he argued that the differences between literal and speaker meaning
are not random and diverse, and do not make the rigorous study of the latter a
futile exercise. But he also differed from contemporary philosophers of
ordinary language, in arguing that interest in formal or abstract meaning need
not be abandoned in the face of the particularities of individual usage.
Rather, the difference between the two types of meaning could be seen as
systematic and explicable, following from one very general principle of human
behaviour, and a number of specific ways in which this worked out in practice.
In effect, the use of language, like many other aspects of human behaviour, is
an end-driven endeavour. People engage in communication in the expectation of
achieving certain outcomes, and in the pursuit of those outcomes they are
prepared to maintain, and expect others to maintain, certain strategies. This
mutual pursuit of goals results in cooperation between speakers. This manifests
itself in terms of four distinct categories of behaviour, each of which can be
sum-marised by one or more maxims that speakers observe. The categories and
maxims are familiar to every student of pragmatics, although in later
commentaries they are often all subsumed under the title 'maxims'
Category of Quantity Make your contribution as informative as is required
(for the current purposes of the exchange). Do not make your contribution
more informative than is required. Category of Quality Do not say what you believe to
be false. Do not say that for which you
lack adequate evidence. Category of Relation Be
relevant. Category of Manner Avoid ambiguity of expression. Avoid ambiguity. Be brief. Be orderly.!7 Grice uses
the simple notion of cooperation, together with the more elaborate structure of
categories, to offer a systematic account of the many ways in which literal and
implied meaning, or 'what is said' and what is implicated', differ from one
another. In effect, the expectation of cooperation both licenses these
differences and explains their usually successful resolution. Speakers rely on
the fact that hearers will be able to reinterpret the literal content of their
utterances, or fill in missing information, so as to achieve a successful
contribution to the conversation in hand. The noun 'implicature' and verb
'implicate' (as used in relation to that noun) are now familiar in the discussion
of pragmatic meaning, but they were coined by Grice, and coined fairly late on
in the development of his theory. In early work on conversation he suggested
that a 'special kind of implication' could be used to account for various
differences between conventional meaning and speaker meaning. He ultimately
found this formulation inadequate, together with a host of other words such as
'suggest', 'hint' and even 'mean', precisely because of their complex
pre-existing usage both within and outside philosophy. The
difference between saying and meaning had an established philosophical
pedigree, as well as a basis in common sense. A literature dating back to G. E.
Moore, but largely concentrated in the 1950s and 1960s, offers a significant
context to Grice's work. Little of this is now read and none of it attempts
anything as ambitious as a generalising theory of communication. With typical
laxness, Grice does not refer to this body of work in any of his writings on
the topic, although he must have been aware of it; much of it originated from
the tight circle of Oxford phi-losophy. Writing for his fellow philosophers,
and in the conventions ofhis time, he was able to refer vaguely and generally
to the debate in the expectation that the relevant context would be
recognised G. E. Moore had argued that when we use an indicative sentence
we assert the content of the sentence, but we also imply personal commitment to
the truthfulness of that content; 'If I say that I went to the pictures last
Tuesday, I imply by saying so that I believe or know that I did, but I do not
say that I believe or know this."8 This distinction was picked up by a
number of philosophers in the 1940s and 1950s. In 1946, Yehoshua Bar-Hillel
discussed the sense of 'imply' identified by Moore, proposing to describe it as
'pragmatical'. Bar-Hillel identifies himself as a supporter of 'logical
empiricism' (he quotes approvingly a comment from Carnap to the effect that
natural languages are too complex and messy to be the focus of rigorous scientific
enquiry) and his article is aimed explicitly at rejecting philosophy of the
'analytic method' in general and of Moore in particular. However, he suggests
that by using sentences that are 'meaningless' to logical empiricists, such as
the sentences of metaphysics or aesthetics, 'one may nevertheless imply
sentences which are perfectly meaningful, according to the same criteria, and
are perhaps even true and highly important' 2º A full account of the pragmatic
sense of 'implies' might, he predicts, prove highly important in discussing
linguistic behaviour. A few years later D. J. O'Connor contrasted the familiar
'logical paradoxes' of philosophy with less well known 'pragmatic paradoxes'.
O'Connor draws attention to certain example sentences (such as 'I believe there
are tigers in Mexico but there aren't any there at all') which, although not
logically contradictory or necessarily false, are pragmatically unsatisfactory.
His purpose is to distinguish between logic and language and to urge
philosophers to attempt to 'make a little clearer the ways in which ordinary
language can limit and mislead us'. 21 The philosophical significance of
implication was also discussed by those more sympathetic to ordinary language,
in particular by members of the Play Group. Writing in Mind in 1952, J. O.
Urmson acknowledged the 'implied claim to truth' in the use of indicative
statements, but felt the need to clarify his terms: 'The word
"implies" is being used in such a way that if there is a convention
that X will only be done in circumstances Y, a man implies that situation Y
holds if he does X.22 Urmson suggests the addition of an 'implied claim to
reasonableness'; 'it is, I think, a presupposition of communication that people
will not make statements, thereby implying their truth, unless they have some
ground, however tenuous, for those statements. 23 Read with hindsight, Urmson's
suggestion looks like a hint towards Grice's second maxim ofQuality. Another
member of the Play Group, P. H. Nowell-Smith, appears to add something like a
maxim of Relevance, a notion that Grice discusses as early as the original
version of 'Meaning'. In his book Ethics, Nowell-Smith suggests that there are
certain 'contextual implications' that generally accompany the use of words,
but that are dependent on particular contexts. Without reference to Urmson, he
phrases these as follows: When a speaker uses a sentence to make a
statement, it is contextually implied that he believes it to be true.... A
speaker contextually implies that he has what he himself believes to be good
reasons for his statement.... What a speaker says may be assumed to be relevant
to the interests of his audience.24 For Nowell-Smith the contextual rules
are primary, and do not operate with reference to logical meaning; in effect
there is no 'what is said'. In fact, he specifies that logical meaning is a
subclass of contextual impli-cation, because it is meaning we are entitled to
infer in any context whatsoever. Other philosophers concerned with implication,
however, did identify different levels of meaning. In The Logic of Moral
Discourse, 1955, Paul Edwards distinguishes between the referent of a sentence
(the fact that makes a sentence true or, in its absence, false: in effect the
truth-conditions) and 'what the sentence expresses' (anything it is possible to
infer about the speaker on the basis of the utterance).25 Some attempted
syntheses of thinking about implication lacked much in the way of generalising
or explanatory force. In his 1958 article 'Prag-matic implication', C. K.
Grant's account of a wide variety of linguistic phenomena leads him to the
claim that 'a statement pragmatically implies those propositions whose falsity
would render the making of the statement absurd, that is, pointless.26 What is
implied by a statement of p, he insists, is not just the speaker's belief in p,
but some further proposition. Isobel Hungerland, writing in 1960, reviews the
range of attempts to mediate between asserted and implied meaning and exclaims
'What a range of rules!'? Her suggestion of a generalisa-tion across these
rules is that 'a speaker in making a statement contextually implies whatever
one is entitled to infer on the basis of the presumption that his act of
stating is normal. 28 Grice was working on his own generalisation, which
was to link together the range of principles of language use into one coherent
account, and to give this a place in a more ambitious theory of lan-guage. If
the maxims of Quality and of Relation were familiar from con-temporary work in
Ethics, those of Quantity and Manner drew on Grice's long-standing concern
about stronger and weaker statements. This was the idea that had
interested him in his rough notes on 'visa' for his work on perception with
Geoffrey Warnock. The earliest published indication appeared in 1952, in a
footnote to Peter Strawson's Introduction to Logical Theory. In discussing the
relationship between the statement 'there is not a book in his room which is
not by an English author' and the assumption 'there are books in his room',
Strawson draws attention to the need to distinguish between strictly logically
relations and the rules of 'linguistic conduct' 29 He suggests as one such
rule: 'one does not make the (logically) lesser when one could truthfully
(and with equal or greater linguistic economy) make the greater, claim. It
would be misleading, although not strictly false, to make the less informative
claim about English authors if in a position to make the much more informative
claim that there are no books at all. Strawson acknowledges that 'the operation
of this "pragmatic rule" was first pointed out to me, in a different
connection, by Mr H. P. Grice! It was typical of Grice that he did not
publish his own account of this pragmatic rule until almost ten years after
Strawson's acknowledgement. 'The causal theory of perception' appeared in
the Proceedings of the Aristotelian Society, after Grice delivered it as a
symposium paper at the meeting of the Society in Cambridge in July 1961. His
main focus is his long-standing interest in the status of our observations of
material objects. Grice offers tentative support for a causal account of
percep-tion. Theories of this type date back at least to John Locke. They
maintain that we directly perceive through our faculties of sense a series of
information, given the title 'sense data' by later philosophers, and infer that
these are caused by material objects in the world. For Locke, the inference was
justifiable, but his account of perception, and causal theories ever since, had
been dogged by accusations of scepticism. If we have no direct access to
material objects, but only to the sense data they putatively cause, the way is
left open to doubt the independent existence of such objects. Grice's
defence is tentative, even by his own circumspect standards. He proposes
to advance a version of the causal theory 'which is, if not true, at least not
obviously false'.3° Some of the defence itself is presented in quotation marks,
as a fictional 'opponent' argues with a fictional 'objector' to the causal
theory, implicitly distancing Grice from the arguments on either side. This
tentativeness might in part be explained by the extreme heresy of Grice's
enterprise for a philosopher of ordinary language. Some of Austin's most
strident remarks about ordi-nary language had appeared in his attack in Sense
and Sensibilia on philosophical theories of perception, and their reliance on
the obscure and technical notion of 'sense data'. Austin's chief target here
had been phe-nomenalism which, in claiming that sense data are the essence of
what we think of as material objects, is often seen as a direct competitor to
the causal theory of perception. Although defending one of phenome-nalism's
rivals, Grice was suggesting reasons for retaining Austin's particular bugbear,
'sense data', as a term of art. Indeed, he even goes so far as to hint that his
own, speculative version of the causal theory 'neither obviously entails nor
obviously conflicts with Phenomenalism'.31 Grice defends sense data
because, as he argues, the sceptic who wants to question the existence of the
material world needs to make use of them and the sceptic's position at least
deserves to be heard. He defends it also because of his own ideas about
language use. Indeed, his essay on perception seems at times in danger of being
hijacked by his interest in language. This is not entirely out of keeping with
the subject; through Locke and Berkeley to Ayer and Austin, the philosophy of
perception had focused on the correct interpretation of sentences in which
judgements of perception are expressed. However, Grice makes no secret of his
hope that his interpretation of such sentences will fit with views of language
and use motivated by other considerations. Much of the essay is taken up with a
discussion of general principles governing the use of language. This is
inspired by a standard argument for retaining 'sense data' as a technical
term; it would appear to underlie ordinary expressions such as 'so-and-so looks
@ [e.g. blue] to me'. In effect, a suitably rigorous account of the meaning of
such expressions would need to include reference to something such as a sense
datum that corresponds to the subjective experience described. A potential
objector might point out that such expressions are not appropriate to all
instances of perception; they would only in fact be used in contexts where a
condition of either doubt or denial (D-or-D) as to the applicability of @
holds. 'There would be something at least prima facie odd about my saying
"That looks red to me" (not as a joke) when I am confronted by a
British pillar box in normal daylight at a range of a few feet.'32 Grice
considers two possible ways of explaining this oddity. It could be seen as 'a
feature of the use, perhaps of the meaning' of such expressions that they carry
the implication that the D-or-D condition is ful-filled. Use of such
expressions in the absence of the condition would therefore constitute a
misuse, and would fail to be either true or false.Alternatively, such statements
could be seen as true whenever the property @ applies but, in the absence of
the D-or-D condition, severely mis-leading. Use in the absence of the condition
would therefore constitute a more general error, because of 'a general feature
or principle of the use of language' 33 Grice des cribes how until
recently he had been undecided as to which of these two explanations to favour.
He had, however, lent towards the second because it 'was more in line with the
kind of thing I was inclined to say about other linguistic phenomena which are
in some degree comparable. 934 Towards the end of his discussion,
Grice hesitantly suggests a first attempt at formulating the general principle
of language use: 'One should not make a weaker statement rather than a stronger
one unless there is a good reason for so doing. 35 This is, of course,
remarkably similar to the observation attributed to him by Strawson a decade
earlier. It seems that during the intervening years Grice had become
increasingly impressed by how many different types of meaning this rule could
explain, in other words by how general and simple an account of language use it
suggested. In two interesting respects the formulation of the rule had changed.
First, it had changed from a statement about what 'one does' in language
use to what 'one should do'. This brought it nearer to the first maxim of
Quantity it was eventually to become. Second, the new formulation of the
rule introduces possible exceptions, by alluding to 'good reasons' for breaking
it. Again, Grice does not elaborate on this qualification, but the
consideration of reasons for breaching the maxims, together with a discussion
of the consequences of doing so, was to be vital to the subsequent development
of his work. It was what was to give it explanatory and generalising
abilities beyond those of a simple list of 'rules' of linguistic
behaviour. Grice's claims about the use of language offer support to the
defender of sense data. They allow the defender to describe statements of
the 'so-and-so looks @ to me' type as strictly true regardless of whether
the D-or-D condition holds. If such statements call for the use of sense data
as a technical term to explain their meaning, then sense data are applicable to
any description of perception. It is simply that in most non-con-troversial
contexts such statements will be avoided because, although perfectly true, they
will introduce misleading suggestions. Here, perhaps, was Grice's greatest
heresy. Austin's rejection of sense data relied on an appeal to what people
ordinarily say, together with an assumption that this is the best guide to
meaning and truth. Grice's tentative support for it relies on a distinction
between what people can truthfully say, and what they actually, realistically
do say. Despite itsemphasis on linguistic use, 'The causal theory of
perception' was well received as a contribution to the philosophy of
perception. It was anthologised in 1965 in Robert Swartz's Perceiving, Sensing
and Knowing. In 1967, Grice's sometime collaborator Geoffrey Warnock
included the essay in his volume on The Philosophy of Perception, singling it
out for praise as an 'exceedingly ingenious and resourceful contribution'.
36 As was the case throughout his working life, Grice made no firm
distinction between his teaching and the development of his own philosophical
ideas. A series of lecture notes from the 1960s on topics relating to speaker
meaning and context therefore provide an insight into the lines along which his
thinking was developing, as do some rough notes from the same period. What his
students gained from the fresh ideas in Grice's lectures, however, they paid
for in his cavalier attitude to the topic and aims of the class. He begins one
lecture, which is entitled simply 'Saying: Week 1': Although the official
title of this class is 'Saying', let me say at once that we are unlikely to
reach any direct discussion of the notion of saying for several weeks, and in
the likely event of our failing to make any substantial inroads on the title
topic this term, my present intention is to continue the class into next
term.37 Grice's interest in these lectures was in finding out what can be
learnt about speaker meaning, specifically about what sets it apart from
linguistic meaning, from close attention to its characteristics and
circum-stances. The opening of another of the lectures, entitled 'The general
theory of context', tells rather more of his purpose and method than is made
explicit in much of the later, published work. Philosophers often say that
context is very important. Let us take this remark seriously. Surely, if we do,
we shall want to consider this remark not merely in its relation to this or
that problem, i.e. in context, but also in itself, i.e. out of context. If we
are to take this seriously, we must be systematic, that is thorough and
orderly. If we are to be orderly we must start with what is relatively simple.
Here, though not of course everywhere, to be simple is to be as abstract as
possible; by this I mean merely that we want, to begin with, to have as few
cards on the table as we can. Orderliness will then consist in seeing first
what we can do with the cards we have; and when we think that we have exhausted
this investigation, we put another card on the table, and see what that enables
us to do.It is not hard to discern Austin's influence here, in the insistence
that a particular philosophical commonplace, if it is to be accepted as a
useful explanation, must first be subject to a rigorous process of analy-sis.
The call for system and order, however, is Grice's own. He had reacted against
precisely the tendency towards unordered, open-ended lists in Austin's work. He
argues in these lectures that thinking seriously about context means thinking
about conversation; this is the setting for most examples of speaker meaning.
He proposes, therefore, to compile an account of some of the basic properties
common to conversations generally. His method of limiting his hand was to
result in certain highly artificial simplifications, but he made these simplifications
deliberately and knowingly. For instance, the relevant context was to be
assumed to be limited to what he calls the 'linguistic environment': to the
content of the conversation itself. Conversation was assumed to take place
between two people who alternate as speaker and hearer, and to be concerned
simply with the business of transferring information between them. A
number of the lectures include discussion of the types of behaviour people in
general exhibit, and therefore the types of expectations they might bring to a
venture such as a conversation. Grice suggests that people in general both
exhibit and expect a certain degree of helpfulness from others, usually on the
understanding that such helpfulness does not get in the way of particular goals,
and does not involve undue effort. If two people, even complete strangers, are
going through a gate, the expectation is that the first one through will hold
the gate open, or at least leave it open, for the second. The expectation is
such that to do otherwise without particular reason would be interpreted as
deliberately rude. The type of helpfulness exhibited and expected in
conversation is more specific because of a particular, although not a unique,
feature of con-versation; it is a collaborative venture between the
participants. At least in the simplified version of conversation discussed in
these lectures, there is a shared aim or purpose. However, an account of the
particular type of helpfulness expected in conversation must be capable of extension
to any collaborative activity. In his early notes on the subject, Grice
considers 'cooperation' as a label for the features he was seeking to
describe. Does 'helpfulness in something we are doing together' ',
he wonders in a note, equate to 'cooperation'? He seems to have decided
that it does; by the later lectures in the series 'the principle of
conversational helpfulness' has been rebranded the expectation of
'cooperation'. During the Oxford lectures Grice develops his account of
the precise nature of this cooperation. It can be seen as governed by certain
regu-larities, or principles, detailing expected behaviour. The term 'maxim' to
describe these regularities appears relatively late in the lectures.
Grice's initial choices of term are 'objectives', or 'desiderata'; he was
interested in detailing the desirable forms of behaviour for the purpose of
achieving the joint goal of the conversation. Initially, Grice posits two such
desiderata: those relating to candour on the one hand, and clarity on the other.
The desideratum of candour contains his general principle of making the
strongest possible statement and, as a limiting factor on this, the suggestion
that speakers should try not to mislead. The desideratum of clarity
concerns the manner of expression for any conversational contribution. It
includes the importance of expectations of relevance to understanding and also
insists that the main import of an utterance be clear and explicit. These two
factors are constantly to be weighed against two fundamental and sometimes
competing demands. Contributions to a conversation are aimed towards the agreed
current purposes by the principle of Conversational Benevolence. The principle
of Conversational Self-Love ensures the assumption on the part of both participants
that neither will go to unnecessary trouble in framing their
contribution. Grice suggests that many philosophers are guilty of
inexactness in their use of expressions such as 'saying', 'meaning' and
'use' ', applying them as if they were interchangeable, and in
effect confusing different ways in which a single utterance can convey
information. For instance, Grice refers back to the discussion at a previous
class he had given jointly with David Pears, when the exact meaning of the verb
'to try' was discussed. This, of course, was one of the specific philosophical
problems he was interested in accounting for by means of general principles of
use. Stuart Hampshire had apparently claimed that if someone, X, did something,
it is always possible to say that X tried to do it. This was challenged; in
situations when there is no obvious difficulty or risk of failure involved it
is inappropriate to talk of someone's trying to do something. Grice's answer
had been that, while it is always true to say that X tried to do something,
this may sometimes be a misleading way of speaking. If X succeeded in
performing the act, it would be more informative and therefore more cooperative
to say so. Therefore, an utterance of 'X tried to do it' will imply, but not
actually say, that X did not succeed. In his consideration of the
desiderata of conversational participation, Grice initially compiles a loose
assemblage of features. By the later lectures these appear in more or less
their final form under the categories Quantity, Quality, Relation and Manner
(or, sometimes, Mode). Inarranging the desiderata in this way, Grice was
presumably seeking to impose a formal arrangement on a diverse set of
principles. But it seems that he had other motives: semi-seriously to echo the
use of categories in such orthodox philosophies as those of Aristotle and Kant,
and more importantly to draw on their ideas of natural, universal divisions of
experience. The regularities of conversational behaviour were intended to
include aspects of human behaviour and cognition beyond the purely linguistic.
Grice's collaborative work with Strawson had been concerned with Aristotle's
division of experience into 'categories' of substances. Aristotle's
original formulation of the list of such properties allows that they can take
the form of 'either substance or quantity or qualification or a relative or
where or when or being-in-a-position or having or doing or being-affected'.38
He concentrates mainly on the first four, and these received most attention in
subsequent developments of his work. They were the starting-point for Kant's
use of categories to describe types of human experience, and his argument that
these form the basis of all possible human knowledge. In the Critique of Pure
Reason, Kant proposes to divide the pure concepts of understanding into four
main divisions: 'Following Aristotle we will call these concepts
categories, for our aim is basically identical with his although very distinct
from it in execu-tion. '39 These are categories 'Of Quantity', 'Of Quality',
'Of Relation' and 'Of Modality', with various subdivisions ascribed to
each. Kant's claims for both the fundamental and the exhaustive nature of these
categories are explicit: This division is systematically generated from a
common principle, namely the faculty for judging (which is the same as the
faculty for thinking), and has not arisen rhapsodically from a haphazard search
for pure concepts, of the completeness of which one could never be
certain. 40 Kant goes so far as to suggest that his table of
categories, containing all the basic concepts of understanding, could provide
the basis for any philosophical theory. These, therefore, offered Grice
divisions of experience with a sound pedigree and an established claim to be
universals of human cognition. Early in 1967, Grice travelled to Harvard
to deliver that year's William James lectures, the prestigious philosophical
series in which Austin had put forward his theory of speech acts 12 years
earlier. Grice's entitled his lectures 'Logic and conversation'. He was
presenting his current thinking about meaning to an audience beyond that of his
students andimmediate colleagues and was clearly aware of the different
assumptions and prejudices he could expect in an American, as opposed to an
Oxford, audience. 'Some of you may regard some of the examples of the manoeuvre
which I am about to mention as being representative of an out-dated style of
philosophy', he suggests in the introductory lecture, 'I do not think that one
should be too quick to write off such a style.'41 Addressing philosophical
concerns by means of an attention to everyday language was still a highly
respectable, even an orthodox approach in Oxford. In America it was seen by at
least some as belonging to an unsuccessful, and now rather passé, school of
thought. In pleading its cause, Grice argues that it still has much to offer:
in this case, the possibility of developing a theory to discriminate between
utterances that are inappropriate because false, and those that are
inappropriate for some other reason. Despite the difficulties inherent in such
an ambitious scheme, and the well-known problems with the school of thought in
question, he does not give up hope altogether of 'system-atizing the linguistic
phenomena of natural discourse'. Grice's ultimate aim in the lectures is
ambitious and uncompromis-ing; his interest 'will lie in the generation of an
outline of a philosophical theory of language' 4 He argues for a complex
understanding of the significance of any utterance in a particular context; its
meaning is not a unitary phenomenon. Conventional meanin g has a
necessary, but by no means a sufficient role to play. Indeed conventional
meaning is itself not a unitary phenomenon. Some aspects of it involve the
speaker in a commitment to the truth of a certain proposition; this is
'what is said' on any particular occasion. Other aspects may be associated by
convention with the words used, but not be part of what the speaker is
understood literally to have said. The examples 'She was poor but honest' and
'He is an Englishman; he is, therefore, brave' convey more than just the truth
of the two conjuncts, more than would be conveyed by 'She was poor and honest'
or 'He is an Englishman and he is brave'. '. An idea of contrast is
introduced in the first example and one of consequence in the second. These
ideas are attached to the use of the individual words 'but' and 'therefore',
but do not contribute to the truth-conditions of the sentences. We would not
want to say that the sentences were actually false if both conjuncts were true,
but we did not agree with the idea of contrast or of consequence. We might,
rather, want to say that the speaker was presenting true facts in a misleading
way. These examples demonstrate implicated elements associated with the
conventional meaning of the words used, elements Grice labels
'conventional implicatures'There is another level at which speaker meaning can
differ from what is said, dependent on context or, for Grice, on conversation. In
'con-versational implicatures' meaning is conveyed not so much by what is said,
but by the fact that it is said. This is where the categories of conversational
cooperation, and their various maxims, play their part. The onus on
participants in a conversation to cooperate towards their common goal, and more
particularly the expectation each participant has of cooperation from the
other, ensures that the understanding of an utterance often goes beyond what is
said. Faced with an apparently uncooperative utterance, or one apparently in
breach of some maxim, a conversationalist will if possible 'rescue' that
utterance by interpreting it as an appropriate contribution. In this way, Grice
offers a more detailed account of the idea he explored in 'Meaning', and in his
notes from that time: that there are three 'levels' of meaning, or three
different degrees to which a speaker may be committed to a proposition. His
model now includes, 'what is said', 'conventional meaning' (including
conventional implicatures) and 'what is conversationally implicated'. The
presentation of the norms of conversational behaviour in the William James
lectures is rather different from Grice's handling of them in his earlier work.
The maxims, or the categories they fall into, are no longer presented as the
primary forces at work. Instead, all are assumed under a general 'Principle of
Cooperation'. The principle appeared late in the development of Grice's theory.
It enjoins speakers to: Make your conversational contribution such as is
required, at the stage at which it occurs, by the accepted purpose or direction
of the talk exchange in which you are engaged.'43 The name 'Cooperative
Principle' was even later; it was added using an omission mark in a manuscript
copy of the second William James lecture. Grice may well have been attempting
to give a name, and an exact formulation, to his previously rather nebulous
idea of cooperation or 'helpfulness'. However, the effect was to change what
was presented as a series of 'desiderata', features of conversational behaviour
participants might expect in their exchanges, to something looking like a
powerful and general injunction to correct social behaviour. In the
development of his theory of conversation, Grice was much exercised by the
status of the categories as psychological concepts. He questioned whether the
maxims were the result of entering into a quasi-contract by engaging in
conversation, simply inductive generalisations over what people do in fact do
in conversation, or, as he suggested in one rough note, just 'special cases of
what a decent chap should do'. He remained undecided on this matter
throughout the development ofthe theory, content to concentrate on the effects
on meaning of the maxims, whatever their status. By the time of the William
James lectures, however, he seems to be closer to an answer. He is 'enough of a
rationalist' to want to find an explanation beyond mere empirical
generalisation. 4 The following suggestion results from this
impetus: So I would like to be able to show that observation of the
Cooperative Principle and maxims is reasonable (rational) along the following
lines: that anyone who cares about the goals that are central to
conversation/communication (such as giving and receiving information, influencing
and being influenced by others) must be expected to have an interest, given
suitable circumstances, in participation in talk exchanges that will be
profitable only on the assumption that they are conducted in general accordance
with the Cooperative Principle and the maxims.45 This is a wordy
explanation, and also a troublesome one. It seems to create a loop linking the
aim of explaining cooperation to an account of conversation as dependent on
cooperation, a loop from which it does not successfully escape. The link
between reasonableness and cooperation is far from explicit. Nevertheless, this
passage offers Grice's account of his own preferences in seeking an answer to
the question over the status, and hence the motivation, for the Cooperative
Principle. His preference, particularly his reference to 'rational' behaviour,
was to prove important in the subsequent development of his work. However
derived, the maxims operate to produce conversational implicatures in a number
of different ways. In many cases, they simply 'fill in' the extra
information needed to make a contribution fully coop-erative. A says 'Smith
doesn't seem to have a girlfriend these days' and B replies, 'He has been
paying a lot of visits to New York lately'. B's remark does not, as it stands,
appear relevant to the preceding remark. But it is easy enough to supply
the missing belief B must hold for the remark to be relevant. B
conversationally implicates that Smith has, or may have a girlfriend in New
York.46 In other cases the speaker seems to be far less cooperative, at
least at the level of 'what is said'. In order to be rescued as cooperative
contributions to the conversation, such examples need to be not so much filled
out as re-analysed. Because of the strength of the conviction that the speaker
will, other things being equal, provide cooperative contri-butions, the other
participant will put in the work necessary to reach such an interpretation. In
perhaps his most famous example of con-versational implicature, Grice suggests
the case of a letter of reference for a candidate for a philosophy job that
runs as follows: 'Dear Sir, Mr X's command of English is excellent, and his
attendance at tutorials has been regular. Yours, etc! The information given is
grossly inadequate; the writer appears to be seriously in breach of the first
maxim of Quan-tity, enjoining the utterer to give as much information as is
appropri-ate. However, the receiver of the letter is able to deduce that the
writer, as the candidate's tutor, must know more than this about the
candidate. There must be some reason why the writer is reluctant to offer
the extra information that would be helpful. The most obvious reason is that
the writer does not want explicitly to comment on Mr X's philosophical ability,
because it is not possible to do so without writing something socially
unpleasant. The writer is therefore taken conversationally to implicate that Mr
X is no good at philosophy; the letter is cooperative not at the level of what
is literally said, but at the level of what is impli-cated. In examples such as
this a maxim is deliberately and ostentatiously flouted in order to give rise
to a conversational implicature; such examples involve exploitation.
These examples, and others Grice discusses in the second William James lecture,
are all specific to, and entirely dependent on, the individual contexts in
which they occur. Grice labels all such example 'particularised
conversational implicatures'. There are other types of conversational
implicature in which the context is less significant, or at least can operate
only as a 'veto' to implicatures that arise by default unless prevented. These
are implicatures associated with the use of particular words. Unlike
conventional implicatures, they can be cancelled: that is explicitly denied
without contradiction. These 'generalised conversational implicatures' account
for many of the differences between the logical constants and the behaviour of
their natural language counterparts. In effect, Grice claims that there simply
is no difference between, say '', 'n', 'v' and 'not', 'and', 'or' at the level
of what is said. The well-known differences are generalised
conversational implicatures often associated with the use of these expressions,
implicatures determined by the categories and maxims he has established.
Part of Grice's motivation for this proposal was the desire for a
simplification of semantics. The alternative to such an account was to posit a
semantic ambiguity for a wide range of linguistic expressions. Grice argues
against this, proposing a principle he labels 'Modified Occam's Razor', which
would rule against it in decisions of a theoretical nature. The principle
states that 'senses are not to be multiplied beyond neces-sity' 47 Grice's
reference was to William of Occam, or Ockham, thefourteenth-century philosopher
credited with the dictum 'entities are not to be multiplied beyond necessity'.
This is known as 'Occam's razor' although it is not clearly attributable to any
of his writings, and it is not at all uncommon for philosophers to discuss it
in isolation from Occam's actual work. It is taken as a general injunction not
to complicate philosophical theories; the best theory is the simplest theory,
invoking the fewest explanatory categories. The preference for simple philosophical
theories that do not add complex and potentially unnecessary categories was one
with an obvious appeal to philosophers of ordinary language. Indeed, when
Gilbert Ryle published his collected papers in 1971, he commented on the
'Occamising zeal' particularly apparent in the earlier articles. Another
contemporary philosopher to draw on an Occam-type approach to discussions of
meaning was B. S. Benjamin, whose article 'Remembering' is referred to in
the first William James lecture. He does not draw an explicit comparison to
Occam's razor, but he does pose himself the question of whether the verb
'remember' should be analysed as multivocal or univocal. For Benjamin, a
'universal core of meaning is preserved in its use in different contexts'.49
Grice himself did not develop the connection between conversational implicature
and the logical constants in any great depth, either in the William James
lectures or elsewhere. This is perhaps surprising, given that he introduces his
theory in terms of the question of the equiva-lence, or lack of equivalence,
between certain logical devices and expressions of natural language. The
implications of this question, together with the specific answers offered by
conversational implicature, are treated in detail by others.5° A. P. Martinich
has suggested that the initial concentration on, and subsequent abandonment of,
the logical particles is a serious flaw in the construction of the second, and
most widely read, of the William James lectures. In a book aimed at describing
and promoting good philosophical writing, Martinich identifies this as 'one of
the greatest articles of the twentieth century', but argues that the more
general theory of 'linguistic communication' ought to have been made the focus
from the outset. He comments that on first reading Grice's article he was
unimpressed by what he saw as an unacceptably complex mechanism to solve a very
particular logical problem: 'Once I realised that the solution was a minor
consequence of his theory I was awed by its elegance and simplicity.'51
Grice's discussion of logic is mainly restricted to the fourth William James
lecture, which he later labelled 'Indicative conditionals' after the chief, but
not the only, logical constant it discusses. Indicative condi-tions had been a
central theme of some lectures on logical form Grice delivered at Oxford while
working on his theory of conversation. There he had commented extensively on
Peter Strawson's treatment of this topic in his 1952 book Introduction to
Logical Theory. Grice does not mention Strawson at all in this fourth William
James lecture. He does, however, discuss the views of what he calls a
'"strong" theorist', views that accord with Strawson's in the
insistence that the logical implica-tion, 'po q' is different in meaning from
various expressions in natural language, most notably 'if p then q'. Strong
theorists, Grice suggests, have tended to stress the difference between what he
calls natural or ordinary language conditionals and 'artificial' conditionals,
defined by logic and determined by truth-conditional properties. Strawson
argues that, while logical conditionals can be given a full definition in terms
of a truth table involving the two simple propositions involved ('p' and 'q'),
such an account will not be sufficient for natural language expressions such as
'if p then q'. The logical account specifies that if p is true, q must also be
true. If p is false, however, nothing can be predicted about the truth value of
q; a false antecedent coupled with a false consequent is assigned the overall
value 'true', but so is a false antecedent coupled with a true consequent. This
truth-conditional account seems insufficient as a definition of natural
language 'if ... then ...' in at least two ways. There is a suggestion in most
actual instances that there is some causal connection between the antecedent
and the consequent. One of Strawson's own examples is: 'If it rains, then the
party will be a failure!' Such examples, he notes, are not about linguistic
elements or logical relations: 'they suggest connections between different
things in the world, discovered by experience of these things 52 Later, he
comments that most examples of the 'if ... then .. construction would suggest
either that the truth of the antecedent is in some doubt, or that it is already
known to be false. It is only in such cases that we would be likely to label
the resulting statement true, or perhaps 'reasonable'. Strawson's suggestion is
that 'if p then q' entails its logical counterpart 'P > q'. However, 'a
statement of the form "p > q" does not entail the corresponding
statement of the form "if p then 9" 153 There are aspects of the
meaning of 'if p then q' that go beyond, and are not included in, the meaning
of the logical conditional. In his Oxford lecture notes, Grice singles
Strawson out as an example of a philosopher who has not paid sufficient
attention to the different ways in which a natural language expression can
convey significance when it occurs in context. For Grice, this oversight has serious
consequences for an understanding of the meaning of various crucial exam-ples.
Certainly, as well as discussing the 'meaning' of particular expres-sions,
Strawson writes, apparently without distinction, of the 'use'
'employment', 'sense' and 'implication' of 'if ... then ...' statements.54 He
describes the speaker's relation to the relevant meaning as one of
'suggesting', 'using', 'indicating', 'saying' and even 'making' 55
Grice's contention, although not explicitly expressed in 'Indicative
conditionals', is that there is a great deal of difference between the members
of the sets that Strawson uses interchangeably. In particular, sufficient
attention to the difference between saying and implicating can explain away the
apparent differences between 'p> q' and 'if p then q'. He begins the fourth
William James lecture uncompromisingly enough by proposing to consider the
supposed divergence between 'if' and 's' and to demonstrate that 'no such
divergence exists'. He suggests that 'if p then q' is distinguished from 'p>
q' by the 'indirectness condition' associated with it: the commitment to some
causal or rational link between p and q. Grice's claim, in effect, is that the
literal meaning of 'if p then q', 'what is said' on any particular occasion of
utterance, is simply equivalent to the logical meaning of 'p > q'. The
indirectness condition is a generalised conversational implicature. Like all
generalised conversational implicatures, it can be cancelled without
contradiction, either by circumstances in the context or by explicit denial. In
a game of bridge: 'My system contains a bid of five no trumps, which is
announced to one's opponents on inquiry as meaning "If I have a red king,
I also have a black king" !5 Here, Grice suggests, the indirectness condition
simply does not arise because it is blocked by the context. There is no
suggestion that having a black king is causally linked to having a red king,
and the meaning is the same as that of the logical condition. To say 'if Smith
is in the library he is working' would normally suggest the indirectness
condition. But it is perfectly possible to say I know just where Smith is and
what he is doing, but all I will tell you is that if he is in the library he is
working', in a situation where the speaker had just looked in the library and
seen Smith there working. In such a case also, the indirectness condition is
not attached to the use of the expression. Grice suggests what he
describes as two separate possibilities as to how the indirectness condition
might be produced as an implicature, although it is not in fact clear that
these are necessarily mutually exclu-sive. The first relies on his original
'general principle' about the tendency towards stronger rather than weaker
statements, and the first maxim of Quantity that results from it. It is less
informative to say 'if p then q' than it is to say 'p and q', because the
former does not givedefinite information about the truth values of p and q.
Therefore, any utterance of 'p> q' will, unless prevented by context, give
rise to the implicature that the speaker does not have definite information
about the truth values of p and q. The same explanation can be extended to
utterances of the form 'p or q'. These too seem to differ systematically from
the apparently equivalent logical disjunction, 'p v q'. The truth-conditional
meaning of logical disjunction states simply that at least one of the simple
propositions involved must be true. It is perfectly consistent, therefore, for
both propositions to be true. Yet in natural language there is something
distinctly odd about saying 'p or q' if you know for certain that both p and q
are true. In Grice's terms, 'p or q' shares the logical meaning of 'p v q', but
in addition carries a gener-alised implicature that they are not both true. If
the speaker were in a position to offer the more informative form 'p and q',
then it would be conversationally more helpful to do so. Grice's second
suggestion is that implicated meanings of such expressions may follow from
their role in conversation, and in human interaction and thought more
generally. The familiar logical constants enable people to work out the
problems presented to them by everyday life. In particular, disjunction enables
people to consider alternatives and eliminate the untenable. It enables people
to give partial answers to 'Wh'-questions such as 'Who killed Cock Robin?'. The
most helpful answer would be a single subject ('the sparrow', 'the wren'), but
if the speaker is not in a position to offer one, a series of disjuncts is a
way of setting out the possibilities. Conditionals, on the other hand, enable
people to ponder the consequences of certain choices. They are, there-fore,
necessary to the successful operation of reasoning beings. It would simply not
be rational to use a conditional in certain contexts: contexts where there is
no doubt about the truth of the antecedent, for instance. For this
reason, on the assumption that our interlocutors are rational beings, we tend
to interpret a conditional as indicating that a simple coordination will not
do. Similarly, it would not be rational to use a disjunction in a context where
we know that one of the disjuncts is true; we would in effect be attempting to
solve a problem that had already been solved. Grice suggests, with typical
tentativeness, that: It might be that either generally or at least in
special contexts it is impossible for a rational speaker to employ the
conditional form unless, at least in his view, not merely the truth-table
requirements are satisfied but also some strong connection holds. In such a
case a speaker will nonconventionally implicate, when he uses theconditional
form in such a context, that a strong connection does hold. 59
Grice offers this account in terms of the behaviour of a 'rational' speaker in
at least potential opposition to an account drawing on the first maxim of
Quantity. Elsewhere, however, he discusses the maxims as describing
individually rational forms of behaviour. It is therefore conceivable that it
might be possible to integrate the two suggestions, seeing conditionals as used
rationally to introduce the implication of strong connection, precisely because
their 'tentative' state does not offer the information that would be
cooperative if available. In the later 'Logic and conversation' lectures,
Grice continues his pro-gramme for a philosophical theory of language by
returning to older preoccupations, particularly to the problems identified in,
and raised in response to, 'Meaning'. In effect, the theory of conversation offers
a much fuller account of the notion of speaker meaning than had been developed
in 'Meaning', together with a principled system linking this to conventional
meaning. When first introduced in the second lecture, conventional meaning
itself receives rather cursory treatment. Grice suggests that 'what is said'
can be roughly equated with conventional meaning, including assigning of
reference to referring expressions and any necessary disambiguation. He almost
immediately complicates this definition by stipulating that some aspects of
conventional meaning can be implicated. Grice returns to the notion of 'what is
said' in the fifth William James lecture, later published under the title
'Utterer's meaning and intentions' Grice's contention is still that
intentions on individual occasions must be the primary criteria in determining
meaning. However, simply referring to what some individual meant by some action
on some particular occasion is not sufficient to arrive at an account of 'what
is said'. It does not rule out a host of examples that have nothing at all to
do with saying, such as flashing your headlights to indicate that the other
driver has right of way. Grice's solution is in effect to do something close to
the manoeuvre suggested by Searle in Speech Acts. He proposes to import into
the definition of 'meaning' a specification that the utterer's action must
constitute a unit in some linguistic system that has, or contains, the meaning
intended by the utterer. In other words, 'U did something x which is an
occurrence of a type S part of the meaning of which is "p" 16
Furthermore, he introduces a notion of what U 'centrally meant' in doing x, in
order to distinguish a core meaning from other aspects of what may be conveyed
by an utterance, in particular from its con-ventional implicatures. In effect,
Grice is introducing the notion of conventional meaning into utterer meaning,
making it serve as part of the definition of what a speaker can legitimately
intend by an utterance, while still maintaining that individual speaker
intention is the primary factor in meaning. Grice extends his discussion of the
different 'levels' of meaning to allow for four separate levels, labelled
'timeless meaning', 'applied timeless meaning', 'occasion meaning of
utterance type' and 'utterer's occasion meaning'. In the same
lecture, Grice responds to some of the criticisms of 'Meaning' '.
Most of these, such as Schiffer's identification of an unten- able
infinite regress, were not published at the time. Grice is replying to
objections put to him 'in conversation'. His response to Schiffer is, in
effect, that the mental exercises required in recognising the infinite regress
in intentions quickly become 'baffling'. Whatever they may demonstrate in theory,
they are impossibly complex for any real-life situation: At some early
stage in the attempted regression the calculations required of A by U will be
impracticably difficult; and I suspect the limit was reached (if not exceeded)
in the examples which prompted the addition of a fourth and fifth condition. So
U could not have the intention required of him in order to force the addition
of further restrictions. Not only are the calculations he would be requiring of
A too difficult, but it would be impossible for U to find cues to indicate to A
that the calculations should be made, even if they were within A's compass. So
one is tempted to conclude that no regress is involved. 62 Searle's
'American soldier' counter-example was already published in article form, and
Grice responds to it by arguing that Searle is unjustified in claiming that the
soldier did not mean 'I am a German officer'. Regardless of what the
utterance conventionally meant in German (the question about lemon blossom), if
the soldier used it with the intention of getting his captors to believe that
he was a German officer, this was what he meant by the utterance. Grice offers
a revised definition of his account of meaning. Intention is still the central
notion, which Grice discusses in terms of 'M-intentions', emphasising the
importance of the speaker's desire for some response from the audience.
The remaining two lectures in the 'Logic and conversation' series develop
further this notion of M-intending. At the start of the penultimate lecture,
published under the title 'Utterer's meaning, sentencemeaning and
word-meaning', Grice displays a typical mixture of caution and ambition. He is
concerned with the relationship between what a particular person meant on a
particular occasion, and what a sentence or word means. What he has to say
about this 'should be looked upon as an attempt to provide a sketch of what
might, I hope, prove to be a viable theory, rather than as an attempt to
provide any part of a finally acceptable theory' 63 Speakers may have one of
two attitudes to an utterance, which will determine their M-intentions. They
may wish to get hearers to believe something, or they may wish to get hearers
to do something. These two attitudes, or moods, relate to indicative or
assertive utterances and to imperative utterances. The two moods are
represented by the symbols + and ! respectively. Grice proposes that the symbol
* stand as a 'dummy operator' in the place of either of these. Thus a
general statement of the form 'Jones meant that *p' could be filled out using a
specific mood operator and an indicative sentence to give either 'Jones meant
that + Smith will go home' or 'Jones meant that ! Smith will go home'. •
A further expansion, substituting a clause in indi- rect speech, yields
'Jones meant that Smith will go home' and 'Jones meant that Smith is to go
home', ', both instantiations of the original formula.
M-intentions in relation to imperative types are now defined as the intention
that hearers should intend to do something, rather than the earlier, simpler
definition that they should do something. The M-intended effect of an
indicative-type utterance is no longer necessarily that the hearer should
believe something 'but that the hearer should think that the utterer believes
something'6 The effect of these two changes, particularly the first, is that
all possible M-intentions are defined in terms of some psychological notion.
Grice explicitly defends his use of what he calls 'intensional' concepts: those
defining meaning not just in relation to how language maps on to the world, but
also to how it relates to individual minds. Psychological concepts should not
be ruled out, he argues, if they have something explanatory to offer to a
theory of language. In this lecture, Grice indicates an account of how timeless
meaning in a single idiolect may develop to become timeless meaning for a
group. In effect, he is arguing that individual speaker meaning can, over time,
yield conventional meaning. The exact status of this conventional meaning is
perhaps still uncertain. Meaning is best explained in terms of the practices of
a group; drawing on this, conventional meaning comes from 'the idea of aiming
at conformity'. 65 Grice recognises a tension, or an 'unsolved problem' in the
relationship between these two types of meaning. Briefly, 'linguistic rules'
can beidentified such that our linguistic practice is 'as if we accepted those
rules and conscientiously followed them'. But the desire to see this as an
explanation rather than just an interesting fact about our linguistic practice
leads us to suppose that there is a sense in which 'we do accept these rules'.
This then leaves the problem of distinguishing ontologically between acceptance
of the rules and existence of the practice. In the final William James
lecture, Grice attempts a restatement of his position on meaning. To say that
someone, U, means something, p, by some utterance of C, is to talk about 'U's
disposition with regard to the employment of C'. This disposition 'could be
(should be) thought of as consisting of a general intention (readiness) on the
part of U; U has the general intention to use C on particular occasions to
means that p' (Grice is here using 'mean,' for 'speaker meaning'). Although he
still wants to claim that all meaning is ultimately dependent on intention,
Grice is no longer claiming that all meaning is derived from speaker meaning,
therefore specifically from M-intentions. His extensive modifications of his
theory of meaning have themselves been the subject of criticism. In 1973 Max Black,
responding to the lectures so far published, commented on Grice's 'almost
unmanageable elaborations' of his own theory. He likens the tenacity with which
Grice clings to the original idea to the latter fate of the Principle of
Verifiability', with its numerous qualifications and reservations in the face
of counter-examples. Employing an accusation that had long haunted Grice,
he suggests that this tenacity goes beyond 'an admirable stubbornness' ,
amounting to 'something that might be called a "philosophical
fixation"'. The exact nature of conventional meaning and its
relation to the more central notion of speaker's meaning are perhaps the least
well resolved aspects of the William James lectures. They are, however, crucial
to Grice's central programme. A fully integrated philosophy of language
relating abstract linguistic meaning to what individual speakers do in
particular contexts needs at least a clear account of the status of linguistic
meaning. Grice seemed uncomfortable with its pres-ence, but increasingly to be
aware of his need to account for it. Towards the end of his life, he commented
that the relationship between word meaning and speaker meaning was the topic
'that has given me most trouble'. However, some later commentators have been
more optimistic on his behalf. Anita Avramides has argued that it is possible
to reconcile a psychological account of meaning with a conventional account,
urging that 'Grice's work on meaning is, I believe, of a hearty nature and can
endure alteration and modification without becoming obsolete.' Brian Loar has
dismissed possible criticisms that Grice's account of speaker meaning must
always presuppose linguisticmeaning, claiming that 'the basic illumination shed
by Grice's account of speaker's meaning does not depend on such precise
conceptual explication.'1 The problems surrounding conventional meaning
prompted some of the earliest published responses to the William James
lectures, perhaps in part because the last two lectures in the series, both
concerned with this general topic, were the first to appear in print:
'Utterer's meaning, sentence meaning, and word-meaning' in 1968 and 'Utterer's
meaning and intentions' in 1969. In 'Meaning and truth', his discussion of
the 'Homeric struggle' between formal semanticists and
communication-theorists, Strawson suggests that the latter must always
acknowledge that in most sentences 'there is a substantial central core of
meaning which is explicable either in terms of truth-conditions or in terms of
some related notion quite simply derivable from that of a truth-condition.'
Strawson singles out Grice's 1968 article as an example of a communication
theorist implicitly making such as acknowledgement. Another published
response to these early articles came from Chomsky. It is clear from his 1976
book Reflections on Language that Grice's admiration for his work was not
reciprocated. Chomsky detects a return to behaviourism in 'Utterer's meaning,
sentence meaning, and word-meaning'. This is rather surprising, given Grice's
own explicit rejection of behaviourism, and given his spirited defence of the
need to allow psychological concepts into the theory of language. Chomsky picks
up on Grice's reliance on having 'procedures' to produce certain effects as an
account of timeless meaning for a particular individual. Such an account,
Chomsky argues, simply cannot explain the creativity of language use: the
ability of speakers to produce and hearers to interpret an infinity of new
sentences. He is uncomfortable with the loose ends and pointers to unresolved
problems typical of Grice's work. In particular, and not surprisingly, he
picks up on Grice's discussion of the status of linguistic rules. This
question, Chomsky insists, is 'the central problem, not a marginal one' 73 His
own answer is, of course, that speakers really do follow linguistic rules in
constructing utterances, and that these rules can tell us everything about the
linguistic meaning of an utterance, and nothing about what an individual
speaker meant in producing the utterance. In this book, as elsewhere, Chomsky
is advocating a complete divorce between the discussion of linguistic meaning
and the study of communication. Communication, he argues, is not the only, and
by no means a necessary, function of language. Here is the source of the
ultimately irresolvable difference between Chomsky and Grice. For Grice,
communication is primary; the best chance for explaining language is by way of
explaining communication.Grice returned to Oxford after the William James
lectures, but only for one term. In the autumn of 1967 he took up an
appointment at the University of California, Berkeley. The move was permanent;
during the rest of his life he was to make only a handful of brief return
visits to England. It was also in many ways incongruous. A thoroughgoing
product of the British elite educational system, Grice delighted in the rituals
and formalities of college life. And even Kathleen was amazed that he was ready
to turn his back on cricket, concluding that it was only because at 54 he was
too old to play for county or college that he was prepared to move at all. But
there was no reluctance in Grice's acceptance of his new appointment. In fact,
he engineered the move himself. While at Harvard, he had made his interest
known generally in the American academic community. When the offer came from
Berkeley he had accepted it enthusiastically and, somewhat naively, without
negotiation. Grice's only published comment on the reasons for his move
to America is in the philosophical memoir in his Festschrift, part of his
description of the development of the theory of conversation: During this
time my philosophizing revealed a distinct tendency to appear in formal dress;
indeed, the need for greater contact with experts in logic and in linguistics
than was then available in Oxford was one of my main professional reasons for
moving to the United States.' Certainly, the later William James lectures
show an increasing formal-ism. For instance, in 'Utterer's meaning, sentence
meaning and word-meaning' Grice uses symbols to generalise over variables and
producegeneric logical forms to be instantiated in particular utterances. He
had found this way of working with language appealing on his earlier visits to
America, and two of his major philosophical influences at this time, Chomsky
and Quine, were American. There were other, more personal reasons for the
move. Grice had become a confirmed admirer of all things American. He
appreciated the comparatively relaxed social mores; the informality of the 1960s,
which had not yet fully penetrated the Oxford colleges, suited his own
disregard for personal appearance. He loved the Californian sunshine. And he
was enthusiastic about the ready availability of what he saw as the most
important commercial commodities. Asked by one colleague what was attracting
him away to America he replied, 'Alcohol is cheap, petrol is cheap, gramophone
records are cheap. What more could you want?' Perhaps above all, he liked the
openness and warmth of American society. One incident in particular, from a few
years earlier, had strengthened him in this opinion. He had recently returned
to Oxford after a stay of several months in Stanford. He ran into a relatively
close colleague, who followed up a platitudinous declaration that they must
meet up some time with the comment, 'I don't seem to have seen you around. Have
you been away?' For Grice, this was indicative of a certain coldness and
distance in British, or at least Oxford, society that contrasted poorly with
his recent experiences in America. Certainly, he took to his new lifestyle with
ease and enthusiasm. Soon after the move he bought a house in the
Berkeley Hills, with a balcony overlooking San Francisco Bay. Kathleen, who had
stayed in England to oversee their two children's university entrances, moved
to Berkeley only in 1969, by which time the matter of the house was all
settled. She took a job teaching children with special needs, and would often
return after a day's work to find every window sill covered with dirty glasses,
some covered in paint smudges. Grice was in the habit of extending his
hospitality to every visitor to the house, whether colleague, student or
decorator, but not of tidying up afterwards.? Berkeley in 1967 was a
centre for the anti-Vietnam War movement, for the student protests and for the
associated questioning of social and political orthodoxy. However, such
challenges were not necessarily felt within the institution of the university
itself. The philosophy department had maintained a sharp hierarchical
distinction between faculty and students, even at graduate level. Grice, who
specified that he would teach only graduate students, had an impact on this.
For all its formality and traditionalism, the Oxford college tutorial system
had the effect of promoting regular contact, and free exchange of ideas,
between tutorsand students. Grice had greatly benefited from this, first as a
student of W. F. R. Hardie, and later as a tutor to younger philosophers
such as Peter Strawson. At Berkeley he taught his students in small groups, and
encouraged them to talk to him outside class times about philosophical ideas,
including their own. At his instigation, the weekly philosophy research
seminars were followed by an evening for both faculty and students in a local restaurant
or at his house. In turn, he was a regular and enthusiastic attender of student
parties. His motives were, of course, a mixture of the intellectual and the
social, but the effect was to offer students an unprecedented access to the
time and ideas of a member of faculty. Just as he retained a distinctly
'Oxford' ethos in his teaching, despite his enthusiasm for his new post, so
Grice remained unmistakably British, and more specifically old-school British
establishment. Perhaps even more strikingly after 1967 than before, his
supposedly 'everyday' linguistic examples were peopled by majors, bishops and
maiden aunts, set at tea parties and college dinners. He continued to produce
manuscripts in British English spelling, to be painstakingly changed to American
spellings by the copy editors. And in tape recordings even from 20 years after
the move, his conservative RP accent stands out in sharp contrast to those of
his American colleagues. Nor did Grice entirely leave behind the methods and
orthodoxies of Oxford philosophy when he moved to Berkeley to be in closer
contact with American formalism. Commentators on twentieth-century philosophy
have drawn attention to the different ways in which analytic philosophy
developed in America and in Britain. For instance, writing in 1956, Strawson
describes the American tradition as turning away from everyday language in
order to concentrate on formal logic, a tendency he sees represented in the
work of Carnap and of Quine. This he contrasts with the British, or rather
English, tradition, exemplified by Austin and Ryle, with its continued close
attention to common speech. He sees the former approach as representing a
desire to create something new, and the latter a desire to understand what
already exists; he even goes so far as to suggest that these 'national
preferences' are indicative of 'a characteristic difference between the New
World and the Old'.3 Grice could be seen as making a strong statement of
academic intent by moving to America, but even in the work he produced
immediately after that move, perhaps the most formal work of his career, he
retained a distinctively 'Old World' sensitivity to ordinary language.
Grice's first publication after the move, apart from the two William James
lectures that appeared in print in the late 1960s, was 'Vacuousnames',
published in 1969. This was firmly located in a formalist tra-dition, appearing
in a volume of essays responding to the work of Quine and including
contributions by linguists and logicians such as Chomsky, Davidson and Kaplan.
It was concerned with issues of refer-ence, in particular the question of how
best to analyse sentences containing names that fail to refer, sentences such
as 'Pegasus flies'. Grice had in fact been working on reference for some time,
both before and after his move. He was lecturing on the topic in Oxford in
October 1966, and gave a paper closely related to 'Vacuous names' at Princeton
in November 1967. He comments at the start of the published paper on his own
inexperience in formal logic: 'I have done my best to protect myself by
consulting those who are in a position to advise me; they have suggested ideas
for me to work on and have corrected some of my mistakes.* It seems that he had
undertaken, quite self-consciously, to educate himself in predicate logic, so
as to be in a position to answer the question in which he had become
interested. The quantity of notes that survive from this period, and the wide
range of materials they cover, testify to the perseverance, and also the
relentlessness, with which he pursued this end. Tiny, scrawled logical symbols
cover headed note-paper from both St John's College and the Berkeley
department, and envelopes addressed to Grice both at Woodstock Road and at
various temporary addresses from his early months in Berkeley. In some of
the notes from early in his Berkeley career, Grice devotes a lot of attention
to the way in which expressions such as 'reference' and 'referring' are used in
everyday language. He considers expressions such as 'in saying p, S was making
a reference' and 'in what S said p occurred referentially'. Such locutions, he
notes to himself, are 'princi-pally philosophical in character; ordinary chaps
don't often say this sort of thing'.' Instead, he investigates expressions that
do occur in ordinary language, such as the phrase 'when he said... he was
referring to .., for instance 'when he said "The Vice President has
resigned" he meant/was referring to the secretary'. People do regularly
use the expression 'refer' to describe not just what phrases literally denote,
but what people intend to pick out, or point to. Grice tackles the apparent
paradox introduced by such an example. If what the speaker meant was that the
secretary (Jones) had resigned, and it is true that the secretary had resigned,
what he said is true. However, what he said entails that there is (was) a
vice-president. In a situation where it is not true that there is (was) a
vice-president, what is said is not true. It seems at least possible that the
speaker's remark must be both true (because the secretary has resigned) and not
true (because there is no vice-president) atthe same time. Grice notes that the
'truth of what is said (in suitable cases) must turn not only on denotation but
also on reference': on what the speaker intends to pick out as well as on what
the words literally indicate. In 'Vacuous names' ', Grice declares
himself keen to uphold if possible a number of intuitively appealing
dogmas. These should ideally inform the construction of a predicate calculus to
explain the semantics of natural language. The dogmas include a classical view
of logic, in which if Fa is true then ~Fa must be false, and vice versa. They
also include the closely related claim that 'if Pegasus does not exist, then "Pegasus
does not fly" (or "It is not the case that Pegasus flies") will
be true, while "Pegasus flies" will be false'." If these
truth relations hold, 'Pegasus flies' logically entails that Pegasus exists. In
this, Grice is proposing to sustain a Russellian view of logic. This may seem
like an unexpected or contradictory proposal from a philosopher of ordinary
language who had collaborated with Strawson and employed his 'presuppositional'
account of such examples in their joint work on categories. However, Grice had
been moving away from a straightforwardly presuppositional account for some
time. As early as the notes for the lectures on Peirce from which 'Meaning'
developed, he had pondered the idea that examples Strawson would describe as
presuppositional might provide illustrations of the difference he was
investigating between sentence meaning and speaker meaning? Grice does not
argue that Strawson's account of presupposition does not work, or does not
explain accurately how people understand utterances in context. But he suggests
that it is not necessary to use Strawson's observation as an explanation of
sentence logic as well as speaker meaning. In the years since he made
these notes, he had of course refined this notion in much more detail,
developing in the William James lectures the idea that logical form may be
quite different from context-bound interpretation, with general principles of
language use mediating between the two. He adopts this approach in 'Vacuous
names' '. He con- siders two different uses of the phrase 'Jones's
butler' to refer to an indi-vidual. On one occasion, people might say 'Jones's
butler will be seeking a new position' when they hear of Jones's death, even if
they do not know who the butler is; they might equally well say 'Jones's
butler, whoever he is, will be seeking a new position'. On a different
occasion, someone says 'Jones's butler got the hats and coats mixed up',
describing an actual event, but mistakenly applying the name 'Jones's butler'
to a person who is actually Jones's gardener; Jones does not in fact have a
butler. In effect Grice wields Modified Occam's Razor, although he doesnot name
it, when he insists that there is no difference in the meaning of the
descriptive phrase in these two instances, only in the use to which it is put.
I am suggesting that descriptive phrases have no relevant systematic duplicity
of meaning; their meaning is given by a Russellian account.' So in the second
case, when 'Jones's butler' fails literally to refer, 'What, in such a case, a
speaker has said may be false, what he meant may be true (for example, that a
certain particular individual [who is in fact Jones's gardener] mixed up the
hats and coats)." For Grice, our responses to speakers' everyday use of
expressions may not be the best guide to logic. Grice was genuine in his
desire to find out more about both logic and linguistics. His notes from the
years immediately following the move to Berkeley reveal that, as well as
setting himself the task of learning predicate calculus, he was reading current
linguistic theory. Along with his own extensive notes on the subject, he kept a
copy of Chomsky's 'Deep structure, surface structure and semantic
interpretation', in a version circulated by the Indiana University Linguistics
Club early in 1969.1º He also had a number of articles on general semantics, on
model-theoretic semantics, and on the semantics of children's language. The
notes show him at work on the interface between semantics and syntax. There are
tree diagrams and jottings of transformational rules mapping one diagram on to
the next. There are sketches of phrase structure rules, such as 'NP → Art + N'
and 'N → Adj + N', accompanied by the list 'N: boy, girl, tree, hill, dog,
cat'." He seems to have been interested for a while in reflexive pronouns,
listing verbs with which they were optional, or verb phrases from which they
could be deleted ('shave myself'/'shave', 'dress myself'/'dress') and those
from which they could not ('cut myself'/'cut', 'warm myself'/'warm'). He also
dabbled in pho-netics, making notes to remind himself of words representative
of the various vowel sounds, and drawing up a table of the distinctive features
of the consonants Ip, lt and kJ. Given this flurry of interest in
linguistics, and his stated intention of putting himself into closer connection
with practising linguists, it is striking that Grice does not seem to have
sought any contact with linguists working at Berkeley. This is all the more
surprising given that the interests of some Berkeley linguists at the time might
be seen as corresponding remarkably closely to his own. If Berkeley was a hub
of student uprising in 1967, it was to become a centre for a different, quieter
revolution in the early 1970s. The generative semanticists were in revolt
against what were now the orthodoxies of Chomskyan linguistics. Chomsky
was maintaining his hard line on the difference betweenlinguistic and
non-linguistic phenomena. He argued that generative grammar was concerned with
syntactic structure, and with semantic meaning to the extent that it depended
on deep structure. It had nothing whatsoever to say about how speakers use
language in context. The generative semanticists argued that, if grammar
really was to offer an account of the human mind, it should be able to explain
all aspects of meaning, including the obvious fact that meaning is often
indirect, or non-literal. Robin Lakoff has described how, in making such
claims, linguists such as Paul Postal, George Lakoff, James McCawley and John
Ross were seen as directly opposing Chomsky. Their attempts to find ways of
incorporating various aspects of utterance meaning into a formal theory of
language led to more and more complicated linguistic rules, and eventually to
the failure of generative semantics as an enter-prise. Along the way, however,
they picked up on work from ordinary language philosophy as 'the magic link
between syntax and pragmat-ics'." Speech act theory offered a way of
incorporating utterance function into grammar. Generative semanticists
attempted to account for implicit performatives, where no overt performative
verb is present, in terms of a 'performative marker' in deep structure.13
Grice's theory of conversation suggested possibilities for incorporating
context-sensitive rules into grammar, and thereby explaining a wide range of
non-literal or indirect meaning.14 However, there was little personal
contact between Grice and the linguists who were making such enthusiastic use
of his work. Programmes of the Berkeley linguistics colloquium, sent to Grice
in the philosophy department, provided him with paper for his incessant
jottings and list-ings, but were left unopened. McCawley's work on the
performative hypothesis gets a mention in a handout for Grice's students from
1971, but references in his more public lectures and in his published work are
always to philosophers rather than linguists. Aware of what linguists were
doing, but not in active dialogue with them, he worried privately in his notes
over whether logicians and linguists actually mean the same by their apparently
shared vocabulary such as 'syntax' and 'semantics'. T have the feeling',
he confesses, 'that when I use the word "semantic" outside logical
discussion, I am using the word more in hope than in understanding.'5
There are, perhaps, two explanations for Grice's silence on the topic of
generative semantics in particular, and of linguistics more generally, although
there is no evidence that Grice himself endorsed either of these. One is to do
with the specific differences between Grice's enterprise and that of his
contemporaries in linguistics, the other with themore general differences
between linguistics and philosophy as disci-plines. Although one of Grice's
central interests at the time was that of linking semantics and syntax into a
coherent theory of language, he saw semantics as primary and syntax as derived
from it. As he suggested in one talk on the subject: What I want to do is
in aid of the general idea that one could work out for a relatively developed
language a syntax such that all the way down any tree which would terminate in
the [sic] sentence of the language would be a structure to which a semantical
rule was attached.17 His theory of meaning was the driving force behind
his theory of lan-guage. The generative semanticists, on the other hand, took
syntax as primary. Syntax, with a much more precise definition than Grice was
using, was the governing factor in language. Their aim was to use it to explain
as many aspects of meaning as possible. More generally, as Robin Lakoff
has pointed out, the disciplines of philosophy and linguistics have different
expectations of a 'theory' of language and make different assumptions about the
role of examples. 18 Linguists, at least those within a broadly 'Chomskyan'
framework, are generally committed to the scientific validity of their
theories. Examples are used to demonstrate a point and, in the face of
counter-examples, the theory must be modified or in the worst case
abandoned. Philosophers in Grice's style are concerned with producing philosophically
revealing accounts of the relevant phenomena, and examples are used to
illustrate these accounts. Some of the more recent reactions to the theory of
conversation from within linguistics highlight these different expectations.
For instance, Paul Simpson has complained that 'Grice's own illustrations
are all carefully contrived to fit his analytic model; as a result there emerge
from the theory too few explicit criteria to handle the complexity of naturally
occurring language.'' For Grice's purposes, the close fit of illustration and
model is no problem; to a linguist it is a major fault. In 1970, Grice
gave a series of lectures and seminars at the University of Urbana under the
uncompromisingly ambitious title 'Lectures on language and reality'. He
explains at the start of these that his overarching theme will be reference, a
topic that has interested him for some time. His interest follows on his belief
that a clear account of reference is essential to a full understanding of many
other central topics in the philosophy of language. More specifically and
recently, he has come tosee its significance to the connections between grammar
and logic, between syntax and semantics. In the first lecture he launches into
an elaborately coded account of language, based on a pseudo-sentence invented
by Rudolf Carnap. In the introduction to The Logical Syntax of Language, Carnap
presents a typically logical positivist account of the philosopher's reason for
taking language seriously. A suitably rigorous language will provide the
necessary tools for logical and scientific exposition. This language is to be a
formal system, concerned with types and orders of symbols but paying no
attention to meaning. 'The unsystematic and logically imperfect structure of
the natural word-languages' makes them unamenable to such formal analysis, but
in a 'well-constructed language' it is possible to formulate and understand
syntactic rules. 20 For instance, given an appropriate rule, it can be
proved that the word-series 'Pirots karulize elatically' is a sentence,
provided only that 'Pirots' is known to be a substantive (in the plural),
'karulize' a verb (in the third person plural), and 'elatically' an adverb...
The meaning of the words is quite inessential to the purpose, and need not be
known. Carnap does no more with his invented example, proposing instead
to stick to symbolic languages. Grice's approach and purpose in 'Lectures
on language and reality' are very different from Carnap's, although he does not
refer directly to these differences, and indeed mentions Carnap only in
passing. Still at heart a philosopher of ordinary language, Grice is convinced
that natural language is a worthwhile focus of philosophical investigation in
its own right, and that its apparent logical imperfections are not
insurmount-able. Moreover, it is philosophically important because of the
purposes to which it is put, not because of its potential for logical
expression. Perhaps with an eye to the subversiveness of his undertaking,
he borrows from Austin's paper 'How to talk: some simple ways' in suggesting
that his programme might be subtitled 'How pirots carulize elatically: some
simpler ways'.21 Grice uses Carnap's nonsense words, and others like
them, to build up a fragment of a fantasy world. So his audience is treated to
pieces of information such as 'a pirot a can be said to potch of some obble
& as fang or feng; also to cotch of x, or some obble e, as fang or feng; or
to cotch of one obble o and another obble o1 as being fid to one another'. 22
Some way into the first lecture he offers the audience the key to thiscode.
Pirots are much like ourselves, and inhabit a world of obbles very much like
our own world. To potch is something like to perceive, and to cotch something
like to think. Feng and fang are possible descrip-tions, much like our
adjectives. Fid is a possible relation between obbles. Part of the reason
for the elaborate story of obbles, he suggests, is because: it seems to
me very important that, when one is considering this sort of thing, one should
take every precaution to see that one isn't taking things for granted and that
the concepts which one is going to use have, as their basis, concepts which
will only bring in what is required for them to do whatever job it is that one
wants them to do. Carnap wanted to use semantically opaque forms to hint
at how an analysis of syntax might proceed without reference to meaning.
Grice's intention in borrowing his example is to consider what concepts might
be necessary to the discussion of meaning and reference, freed from the
normal preconceptions of such a discussion. It is when the behaviour of
pirots is considered, when a group of pirots in a particular gaggle interact
together, that the notion of reference becomes important. Situations in which
pirots want to communicate about obbles are when language 'gets on to the
world'. In effect, Grice is encouraging the dispassionate consideration of what
rational beings are likely to do with a communication system. The regularities
of syntax are based on language's function of referring to the world; the types
of meanings the pirots need to express determine the structures of the
language. A successful language is one able to offer true descriptions of the
world. The business of language, its driving force, is com-munication. Grice
may appear to have moved rather a long way from the ideals of ordinary language
philosophy, in constructing an artificial code, or language fragment. However,
he emphasises that he see this as a necessary simplification, as a way of
modelling and defamiliarising natural language in order to study it more
clearly. His interest remains with the issue of how language maps on to
reality: how it exists principally as a system for communicating about the
world shared by a community of speakers. He is interested in the workings of
natural language rather than the regularities of the constructed, purified
language of logic. The transcriptions of the Urbana seminars show one
participant asking him whether it would not be better to stick to a logical
lan-guage, with its simple, familiar structures: 'why bother with
ordinarylanguage?' Grice's simple reply is 'I find ordinary language more
interesting. 23 Grice returns to the debate between Russell and Strawson
over denoting expressions that fail to refer in the fourth Urbana lecture, the
only one to be published (some years later, as 'Presupposition and
conversational implicature'). Here again, his inclination is in favour of
Russell's theory of descriptions to account for examples such as 'the king of
France is bald', and to find alternative explanations for the
'presuppo-sitional' effects associated with them. Characteristically tentative,
Grice does not explicitly endorse the Russellian position, but proposes to
investigate it and test the extent of its applicability. This time, he states
explicitly that he will apply the 'dodge' of implicature. On Russell's
interpretation of 'the King of France is bald', both the unique existence and
the baldness of the king of France are logical entailments of the sentence;
'the king of France is not bald' is ambigu-ous, with both entailments of the
positive sentence equally possible candidates for denial. Strawson objected
that a person who utters 'the king of France is not bald' will generally be
taken to be committed to the existence of the king and to be denying his
baldness. The supposed ambiguity is rarely if ever a feature of the use of such
an expression. Grice concurs with Strawson's suggestion that the
commitment to existence seems to be shared by the assertion and its denial.
However, he argues, it is not necessary to assume that the commitment is of the
same order, or to the same degree, in both cases. If Russell's interpretation
is retained, it follows that the denial must be semantically ambiguous between
a negation with scope over the whole sentence, and negation with scope simply
over the baldness. The latter does, whereas the former does not, retain
semantic commitment to the existence of the king of France. On this interpretation
the existence of the king of France is an entailment of the positive assertion,
and of one (strong) reading of the denial. However, 'without waiting for
disambiguation, people understand an utterance of "the king of France is
not bald" as implying (in some fashion) the unique existence of the king
of France.'2 In response to this, it is possible to argue that on the weak
reading of the denial the commitment to the existence of the king, although not
a logical entail-ment, arises as a conversational implicature in use. The
implicature envisaged by Grice in this latter case is a generalised
conversational implicature; it arises by default when the expression is used,
unless cancelled explicitly or by features of the context. It is present
because of the speaker's choice of the form of expression. For this reason
Grice proposes to explain it in terms of the general categoryof Manner. In his
original account of this category he suggested four maxims, and hinted that it
might be necessary to add more. Here, he suggests one such addition, namely the
maxim 'Frame whatever you say in the form most suitable for any reply that
would be regarded as appro-priate', or 'Facilitate in your form of expression
the appropriate reply' 25 It is reasonable to expect that conversational
contributions will be expressed in a manner conducive to the most likely
possible reply or range of replies. The facilitation of likely responses
is also advanced to counter another of Strawson's objections to Russell. On
Russell's account, an utterance of 'the king of France is bald' is simply
false. Yet, Strawson observes, our most likely response on hearing it uttered
would not be to say 'you're wrong' or 'that's false', but to be in some sense
lost for an answer. According to Grice, the speaker in such a situation
has not framed the utterance in a way that makes a reply easy. One possible
likely response to a statement is a denial. In a conversational contribution
entailing several pieces of information it is possible that any one of these
pieces may be denied, but some particular aspect is often a most likely
candi-date. If all pieces of information are equally likely to be denied, the
most cooperative way of phrasing the utterance would be as a simple conjunction
of facts. The speaker would be expected to utter something close to the
Russellian expansion, something such as 'there is one unique king of France,
and this individual is bald'. In producing the contracted form 'the king of
France is bald', however, the speaker is apparently assuming that possible
responses do not include the denial of the unique existence of the king of
France. Grice suggests that it is generally information with 'common-ground'
status that is not considered a likely basis for denial. This may be because
the information is commonly known, and known to be commonly known between
speaker and hearer. But this explanation will not always serve: For
instance, it is quite natural to say to somebody, when we are discussing some
concert, My aunt's cousin went to that concert, when we know perfectly well
that the person we are talking to is very likely not even to know that we have
an aunt, let alone know that our aunt has a cousin. So the supposition must be
not that it is common knowledge but rather that it is noncontroversial, in the
sense that it is something that we would expect the hearer to take from us (if
he does not already know). That is to say, I do not expect, when I tell someone
that my aunt's cousin went to a concert, to be questioned whether I have an
aunt and, if so, whether my aunt has a cousin.This is the sort of thing that I
would expect him to take from me, that is, to take my word for. 6 The
king of France is bald' presents the baldness as available for discussion, as
possibly controversial. The existence, however, is not treated as something
likely to be challenged. This explains the difficulty encountered by anyone who
does in fact want to challenge it. Similarly, the negative statement is
interpreted as a challenge to some actual or potential statement in which the
baldness, not the existence, of the king of France is at issue. This explains
why it is generally taken to commit the speaker to the belief that the king of
France exists, even if it does not in fact logically entail this. Grice's
treatment of presuppositional phenomena in 'Presupposition and conversational
implicature' is sketchy and partial. He offers a fairly detailed account of
examples containing definite descriptions, but his rapid survey of other types
of presuppositional phenomena suggests that his account may not be easily
extendable. The paper offers a further example of an attempt to apply the
phenomenon of conversational implicature to a philosophical problem of long
standing, and in particular to preserve a classical account of logic in the
face of apparently intractable facts of language use. In considering the link
between grammatical structure and the status of information, it draws on
Grice's general interest in ways in which meaning may drive syntax. He does not
generalise from the particular consideration of referring expressions in this
paper. However, an unpublished paper from much later in his life does suggest
the directions in which his thoughts may have devel-oped. In 1985, Grice was
seeking to reconcile the Oxford school of philosophy with Aristotle's idea that
philosophy is about the nature of things, rather than language. He proposes to
adopt the hypothesis that opinion is generally reflected in language, with
different 'levels' representing different degrees of commitment. Some aspects
of knowledge receive the deepest level of embedding within syntax, residing in
what Grice describes as the 'deep berths' of language. It is not possible for a
speaker even to use the language without being committed to these. The
deepest levels are at a premium, so it is in the interests of speakers to
reserve these for their deepest commitments. People might challenge these,
Grice suggests, but it would be dangerous to do so. If we subscribe to this
account, we might be tempted to argue that first principles of knowledge are to
be found in the syntactic structure, rather than the vocabulary, of language:
'how we talk ought to reflect our most solid, cherished and generally accepted
opinions 2 In this discussion of whatis presented as uncontroversial and what
as available for denial, Grice might be described as interested in the ways in
which different syntactic devices available for conveying information bring
with them different existential and ontological commitments. The fourth Urbana
lecture, taken on its own, offers an account of how a possible addition to the
category of Manner suggests a new approach to the problems posed by Russell's
theory of descriptions. In the somewhat abridged form in which it was published
as 'Presupposition and conversational implicature' this is, of course, how it
is generally read. In the context of the Urbana lectures as a whole,
however, it can also be seen as part of a much more ambitious project to
describe how lan-guage, as a system to serve the communicative needs of
rational beings, 'gets on to' the world, or functions to refer and
describe. In this context, it is also apparent that Grice saw the question of
the nature of reference as central to the philosophy of language, and
particularly to his current interest in the division between syntax and
semantics, or logic and grammar. Ultimately, it might be hoped that the
structure of language could be shown to be revealing of the structure of human
knowledge, precisely because language is dependent on knowledge. The
theory of reference was not the only topic in the philosophy of language to
which Grice returned during the early 1970s. His new interest in the
relationship between semantics and syntactic form, and hence in the expression
of human thought, also prompted him to revisit the topic of intention. He had
been elected Fellow of the British Academy in 1966, and in the summer of 1971
he made one of his rare return visits to England in order to give an Academy
lecture. For his topic, he chose to return to the themes of his discussion
paper 'Intentions and dispositions' some 20 years earlier. In the mean time,
Hampshire and Hart had published their 'Decision, intention and certainty'.
Gilbert Harman has repeated the rumour that this paper, containing a similar
idea to that in 'Intentions and dispositions', 'prompted Grice to develop his
alternative analysis'28 In his British Academy lecture, 'Intention and
uncertainty', Grice refers rather vaguely to 'an unpublished paper written a
number of years ago', and a thesis advanced in it that he now wants to
criticise. He reformulates his original two-pronged account as a three-pronged
one by making independence from empirical evidence into a separate criterion.
'X intends to do A' can truthfully be used only in cases where X is ready to
take any preparatory steps necessary to do A. Further, such a statement
implies or suggests that X is not in any doubt that X will in fact do A.
Finally, this certainty on the part of the speaker must be independent of any
empirical evidence. Drawing onthe old ordinary language technique of devising a
dialogue as context for a particular word, Grice offers the following
illustration: I intend to go to that concert on Tuesday. You will enjoy that. I may not be there. I am afraid I don't understand.
The police are going to ask me
some awkward questions on Tuesday afternoon, and I may be in prison by Tuesday
evening. Then you should have said to
begin with, 'I intend to go to the concert if I am not in prison', or, if you
wished to be more reticent, something like, 'I should probably be going', or,
'I hope to go', or, 1 aim to go', or, 'I intend to go if I can'. Grice seems
unconcerned by the highly artificial nature of this 'con-versation', compared
to the structure and flow of naturally occurring talk. He comments that 'it
seems to me that Y's remarks are reasonable, perhaps even restrained. 2 His
point is that it seems legitimate to object to a use of 'I intend.' in cases
where the speaker is not sure that it will be possible to fulfil the intention.
The omission of such an addition as '... if I can' is possible only in cases
where the doubt is perfectly obvious to both speaker and hearer, as when the
speaker is making plans to keep ducks in extreme old age, or to climb
Everest. Grice's criticism of his own earlier analysis focuses on the
implication that an intention is a type of belief, and the secondary notion
that it is a belief independent of evidence. He argues that there are simply no
parallels to be found for this type of belief; neither a hunch nor a memory
will fit the bill. A belief such as an intention would have to be - one
that could not be true, false, right or mistaken - simply does not properly
bear the title of belief at all. This means that intention lacks a clear
definition, leaving it open to a sceptical attack challenging the coherency of
ever saying 'I intend.. To use the statement 'I intend to do A' is to involve
oneself in some degree of factual commitment and there must be something giving
one the right to do this. Usually that something is evidence, but in the case
of intention it has been established that there is nothing that would count as
adequate evidence. Grice responds to this possible sceptical position by
rejecting the assumption that in stating an intention one is involved in a
factual com-mitment. Characteristically, he develops this objection by means of
a careful analysis of language. He suggests that there is a difference between
two uses of the 'future tense' in English, a difference notmarked
linguistically, or marked only in careful use in the distinction between 'I
will..' and 'I shall ... In most normal uses, 'I will ..! can be used either
with a future intentional or a future factual meaning. Strictly speaking,
if we intend to go to London tomorrow, we can only honestly use the expression
'I will go to London tomorrow' in its future intentional meaning; to do
otherwise would be to suggest that it is somehow beyond our control. And for
these future intentional statements it is simply not legitimate to ask for an
evidential basis, any more than it would be in response to 'Oh for rain
tomorrow!'. In each case to ask for evidence would be 'syntactically'
inappropriate. Having drawn attention to this distinction, Grice ponders
the links it suggests between intending and believing with respect to a future
action. He proposes the term 'acceptance' as one that can express 'a
generic concept applying both to cases of intention and to cases of belief'.3°
Using the notion of acceptance in the original three-pronged analysis might, he
suggests, rescue it from the criticisms based on its reliance on belief as
central to intention. In the case of intention but not of belief, X accepts
that X will do A and also accepts that X doing A will result from that
acceptance. No external justification is required. In the case of belief,
however, some external justification, or evidence, is needed for the
acceptance. At the start of 'Intention and uncertainty', Grice
acknowledges a debt to Kenny's concept of 'voliting'. He does not refer
directly to Kenny's work, but its influence appears in relation to the notion
of 'acceptance'. Anthony Kenny, an Oxford philosopher who was President
of the British Academy, had published a collection of essays entitled Action,
Emotion and Will since Grice's first attempt at analysing intention.
Kenny argues that expressions of desire and of judgement both display a similar
complexity; both take as object not a thing but a state of affairs, despite surface
appearances to the contrary. 'Wanting' always specifies a relation to a
proposition; so, for instance 'wanting X' is in fact 'wanting to get X'.
For this reason, we might 'expect that an analysis of a report of a desire
should display the same structure as the analysis of a report of a judgement'
3' Kenny introduces the artificial verb 'volit' to generalise over the range of
attitudes a speaker can adopt to a proposition that express approval, whether
this be approval of actual states, as in 'x is glad that p' or of possible
states as in 'x wishes that p'. This positive attitude distinguishes 'voliting'
verbs from simple judgement, which may be neutral or even disapproving. Kenny's
'volition' also covers intention. Later, Kenny proposes to borrow
Wittgenstein's term 'sentence-radical' to describe the propositional form
that can serve asthe object of any verb of 'voliting'. So 'You live here now'
and 'Live here now!' share the same sentence-radical as a common element of
meaning, and it is necessary to distinguish this from the 'modal com-ponent,
which indicates what function the presentation of this state of affairs has in
communication' 32 By means of this idea, Kenny is able to identify a connection
between his verbs of volition a nd those of judgement. There is some
relation which holds between a man's Idea of God and his Idea of England no
matter whether he judges that God punishes England or he wants God to punish
England. Any theory of judgement or volition should make this common element
clear.33 In 'Intention and uncertainty', Grice employs Kenny's notion
of 'voliting' in drawing a connection between intention and willing, but
he does not make much use of Kenny's analysis in terms of 'sentence-radicals'.
This clearly influenced his thinking in this area, however, and its effects can
be seen in 'Probability, desirability and mood operators', a paper written and
circulated in 1972, but never published. The connection between probability and
desirability, or at least between probability statements and desirability
statements, had been discussed by Donald Davidson in a paper Grice heard at the
Chapel Hill Colloquium in Philosophy at the University of North Carolina in the
autumn of 1967. Davidson was another of the highly formal American
philosophers of logic and language influential on Grice's thinking and
methodology at this time. In this paper, eventually published in 1970, Davidson
uses pr and pf, qualitative operators with scope over pairs of propositions
that express attitudes of the probable and the obligatory respec-tively. Thus,
'pr (Rx, Fx)' can be instantiated as 'That the barometer falls probabilizes
that it will rain', or, more naturally 'If the barometer falls, it almost
certainly will rain'. A moral judgements such as lying is wrong' is to be understood,
again as a relation between two proposi-tions, as something such as 'That an
act is a lie prima facie makes it wrong'. This can be symbolised as 'pf (Wx,
Lx)'.34 Grice considers attitudes towards probability and desirability in
terms of the functions they serve in human cognition. This is reminiscent of
his work in 'Indicative conditionals' on the purpose of logical connectives
such as 'v' and 's' in terms of their roles in reasoning processes. Here,
he argues that probabilistic argument functions in order to reach belief in a
certain proposition. Moreover:The corresponding function of practical argument
should be to reach an intention or decision; and what should correspond to
saying 'P', as an expression of one's belief, is saying 'I shall do A', as an
expres. sion of one's intention or decision. 35 Going further than
Davidson, Grice argues that structures expressing probability and desirability
are not merely analogous; they can both be replaced by more complex structures
containing a common element. Grice proposes two types of operators, Op^
and Op". In combination, these replace Davidson's pf and pr. The operators
grouped together as Op® represent moods close to ordinary indicatives and
imperatives. They can be divided into two types: Op", and Op",
corresponding to t and ! respectively. A-type operators, on the other hand,
represent some degree or measure of acceptability or justification. They can
take scope over either of the B-type operators, yielding 'Op^ + Op", + p',
or 'Op^, +t + p' for an expression of 'it is probable that p' and 'Op", +
Op" + a', or 'Op+! + p' for an expression of 'it is desirable that
a'. Moving on from operators to consider the psychological aspect of
rea-soning, Grice proposes two basic propositional attitudes: J-acceptance and
V-acceptance, to be considered as more or less closely related to believing and
wanting. Generalising over attitudes using the symbol 'V', he proposes 'X y'
[p]' for J-accepts and 'X y? [pl' for V-accepts. There are further, more
complex attitudes y and y*. These are reflexive: attitudes that x can take to
J-accepting or V-accepting. y is concerned with an attitude of V-accepting
towards either J-accepting [p] or J-accepting [-pl; x wants to decide whether
to believe p or not. y* is concerned with an attitude of V-accepting towards
either x V-accepts [p] or x V-accepts I-pl; x wants to decide whether to will p
or not. On the understanding that willing p gives an account of intending p,
this offers a formalisa-tion of intending. Grice notes that for each
attitude there are two further subdivisions, depending on whether the attitude
is focused on an attitude of x or of some other person. Therefore 'x y', Ipl'
is true just in case 'x y? [x y' [p] or x y' I-pll' is true; 'x y's Ipl'
is true just in case 'x V-accepts (y}) ly V-accepts (y*) [x J-accept (y') [p]
or x J-accept (v') [-p]ll' is true. Grice suggests an operator, Opa,
corresponding to each particular propositional attitude y', where 'i' is a
dummy taking the place of either 1, 2, 3, or 4, and where 'a' is a dummy taking
the place of either 'A' or 'B'. He now has four sets of operators,
corresponding to four sets of propositional attitudes, which he describes as
follows:Op'a Judicative (A cases Indicative, B cases Informative)
Op a Volitive (A cases Intentional, B cases Imperative) Op a
Judicative Interrogative (A cases Reflective, B cases Imperative)
Op*a Volitive Interrogative (A cases Reflective, B cases
Inquisitive) For all 'moods' except the second, the syntax of English
does not reflect the distinction between the A and B cases. Grice notes that
'in any application of the scheme to ordinary discourse, this fact would have
to be accommodated'. This suggests that he was thinking of his scheme as at
least in principle applicable to an analysis of everyday language. For present
purposes, he proposes to concentrate on the simple judicative and volitive
operators. This is presumably because these express his basic psychological
categories of J-accepting and V-accepting. He has, however, established that it
is possible to discuss more complex opera-tors, and therefore more complex
psychological attitudes, a topic to which he was to return. The attitudes
expressed by t, and by the pair and !'s and ! ('I shall do A' and 'Do A') can
be expressed by a general psychological verb of 'accepts'. So, for instance, 'x
J-accepts [pl' is 'x accepts [-pl' and 'x V-accepts [pl' is 'x accepts
l'ap!'. Grice makes it clear that, in discussing meaning, he is still
describing a way of speaking, a type of procedure for achieving a goal. The
semantic characterisation of the operators consists in specifying the
associated procedures. This position has an obvious kinship with views of
Searle; one place where we differ is that I am not prepared to treat as
primitive the notion of rule (whether constitutive or otherwise), nor that of
convention (indeed I am dubious about the relevance of the latter notion to the
analysis of meaning and other semantic concepts). The notion of a rule seems to
me extremely unclear, and its clarification would be one result which I hope
might be obtained, ultimately, from the line of investigation which I am
pursuing in this paper. The written dialogue between Davidson and Grice
continued. In 1978 Davidson published a paper entitled simply 'Intending', part
of whichhe devoted to a response to Grice's 'Intention and uncertainty'. Like
his earlier paper, 'Intending' was the result of various drafts and conference
papers, including one presented at the Chapel Hill Colloquium in Philosophy in
October 1974. There, Davidson has commented, 'it received a
thorough going over by Paul Grice.36 In 'Intending', Davidson suggests, or
rather presupposes, that it is reasonable to 'want to give an account of the
concept of intention that does not invoke unanalysed episodes or attitudes like
willing, mysterious acts of the will, or kinds of causation foreign to science'
37 He sees a problem here in accounting for 'pure intending', a type not
accompanied by any observable be-haviour or consequence. He proposes instead a
definition, or a path towards a definition, in terms of beliefs and attitudes
that can be taken as rationalising an intention. Davidson acknowledges Grice's
point that intentions are often conditional on certain issues, and that the
conditions are often not expressed, or not articulated, for various reasons. He
quotes Grice's dialogue about the fact that X might miss the concert by being
in prison. His argument is that, however misleading X's original statement of
intention may have been, it was not strictly incorrect. It is not inaccurate to
say 'I intend to go to the concert' when you know that there may well be a
reason why you cannot go, anymore than it is contradictory to say 'I intend to
be there, but I may not be there'. Indeed, stating every condition that
might prevent the fulfilment of an intention is not practicable, even if it
were desirable. 'We do not necessarily believe we will do what we intend to do,
and ... we do not state our intentions more accurately by making them conditional
on all the circumstances in whose presence we think we would act.'38 Davidson
considers intention in terms of wanting, but not as a subclass of wanting.
Indeed, he argues that it is possible for someone to say that he wants to go to
London next week, but he does not intend to go because there are other things
he wants to do more. Rather, both intending and wanting are separate sub-parts
of a general psychological pro-attitude, and they are expressed by value
judgements. Grice's 'thorough going over' of Davidson's paper was never
pub-lished, but it was tape recorded and subsequently transcribed. In it he
outlines the position he took in Intention and uncertainty'. X intends to do A'
entails that X believes X will do A; X's belief depends on evi-dence, but the
relevant evidence derives from X's own psychological state. For Davidson the
relationship between intention and belief is not one of entailment, but rather
by saying 'I intend..' in certain circumstances you suggest that you believe
you will do it. Grice wonders whether it might be possible to explain
Davidson's position in terms ofa conversational implicature from 'I intend..'
to 'I believe ... But he comments wryly that 'I have never been a foe to the
idea of replacing alleged entailments by implicatures; but I have grave doubts
whether this manoeuvre is appropriate in this case.'39 Grice builds his
case around a distinction between extensional and non-extensional intentions.
In effect, a non-extensional intention is one that the subject in question
would recognise. This is the one most commonly considered in discussions of
intention, Grice argues. If 'The Dean intends to ruin the department (by
appointing Snodgrass chair-man)' is true on a non-extensional reading, then the
Dean would, if forced, be in a position to aver 'I intend to ruin the
Department'. If the Dean says 'I shall ruin the Department' he is expressing,
rather than stating his intention. It would, contra Davidson's claim, be
inconsistent for the Dean to say 'I shall ruin the Department, but maybe I
won't in fact ruin it'. The apparent counter-examples can be explained in terms
of 'disimplicature'. In effect, context sometimes means that normal entailments
are suspended. If we say that Hamlet saw his father on the ramparts at Elsinore,
in a context where it is generally known that Hamlet's father is dead, then we
are not committed to the usual entailment that Hamlet's father was in fact on
the ramparts. In such a context, the speaker 'disimplicates' that Hamlet's
father was on the ramparts. In the same way, when context makes it quite
apparent that there may be forces that will prevent us from fulfilling an
intention, we are not committed to the usual entailment that we believe we will
fulfil it. A speaker who says 'Bill intends to climb Everest next week'
disimplicates that Bill is sure he will climb Everest, just because everyone
knows of the possibly prohibitive difficulties involved. The notion of
disimplicature suggests some interesting possible extensions to Grice's theory
of conversation, but it does not seem to be one to which he returned. As it is
presented in 'Logic and conversation', and therefore as it is generally known,
implicature is a matter of adding meaning to 'what is said': to conventional or
entailed meaning. With the notion of disimplicature, Grice appears to be
conceding that the meaning conveyed by a speaker in a context may in fact be
less than is entailed by the linguistic form used. In the cases under
discussion, there is some particular element, some entailment, that is
'dropped' in context. However, he also hints that disimplicature can be
'total, as in "You are the cream in my coffee"'. This remark
appears in parentheses and is not elaborated, but Grice is presumably
suggesting that, in a context which makes the whole of 'what is said'
untenable, it can be replaced with an implicated, metaphorical meaning. The
mechanismsof disimplicature are not discussed at all, but they could presumably
be explained in terms of the assumption that the speaker is abiding by the
maxims of conversation, particularly the first maxim of Quality. If one or all
the entailments of 'what is said' are plainly false, they can be assumed not to
arise on that particular occasion of use. If the disimpli-cature is total, the
hearer is forced to seek a different interpretation of the utterance.
There are undoubtedly problems inherent in the notion of disimpli-cature, which
would provide at least potential motivation for not pursuing the idea. In a
1971 article, Jonathan Cohen suggests a 'Seman-tical Hypothesis' as an
alternative explanation of the phenomena of logical particles that Grice
explains by means of his 'Conversationalist Hypothesis'. Cohen's suggestion is
that some natural language expres-sions, such as 'either... or', differ from their
apparent logical counter-parts. In this particular case, 'either... or' differs
from 'V' by entailing, as part of its dictionary meaning, that there is
indirect evidence for the disjunction. In examples such as 'The prize is either
in the garden or in the attic, but I'm not going to tell you which', however,
this meaning does not survive. This is because 'it is deleted or cancelled in
certain con-texts, just as the prefixing of "plastic" to
"flower" deletes the suggestion of forming part of a plant.'40 The
idea of 'disimplicature' seems remarkably close to Cohen's looser notion of
'deletion', laying open the possibility that the very natural language
expressions Grice was seeking to explain might after all differ semantically
from their logical equivalents. In his reply to Davidson, as in his
earlier unpublished paper, Grice considers the role of intentions in actual
everyday cognition. 'First we are creatures who do not, like the brutes, merely
respond to the present; we are equipped to set up, in the present, responses in
the more remote future to situations in the less remote future. Grice pictures
our view of the future as an appointment book in which various entries are
inscribed. We are aware of a distinction between entries we have no control over
(inscribed in black) and those that are there by our control, or depend on us
for their realisation (inscribed in red). These latter entries are intentions.
If we can foresee an unpleasant consequent of such entries, we will try to
avert it if we can by deleting a red entry. The Dean derives the conclusion
from the existing entries that 'Early December Dean gets fired'. He is
understandably unhappy about this, but is in a position to do something about
it if he can find that one of the entries from which he drew the conclusion is
in red. He is able to delete, for instance, 'Dean appoints Snodgrass' inscribed
in red in mid-November. The conclusion Grice draws from this is:that we
need a concept which is related to that of being sure in the kind of way which
I have suggested intending is related to being sure; and if we need such a
concept we may presume that we have it. This sentence contains a large
leap in the argument, but the recording of his original presentation reveals
that Grice got a big laugh from the audience at this point. He presents this
conclusion gleefully, provocatively 'trying it on', suggesting that 'intend'
seems to him a good candidate for the name of the concept in question. This
was, however, to prove a serious manoeuvre in his methodology. In the field of
philosophical psychology in particular, he was to argue that the need for a
particular concept in rational creatures was good enough reason to assume its
existence, or at least posit it for the purpose of theorising. Grice challenges
Davidson's views on wanting, describing his picture of a person's mental life
as one of a series of wants competing to be assigned the status of intention.
For Grice this is just too neat and organ-ised to be plausible. It does not
even reflect how the matter is described in ordinary language. There is in fact
a vast range of terms in the 'wanting-family' of verbs, and these demand
careful attention. Contra Davidson's claim, we would be very unlikely to say 'I
want to go to London next week but I don't intend to because there are other
things I want more'. We are far more likely to use some phrase such as 'I would
like to go to London but... In the following elaborately extended metaphor,
Grice expresses his unease with the notion of a series of competing wants,
arguing that rationality is necessary to impose some order or restraint on
pre-rational emotions and impulses: It seems to me that the picture of
the soul suggested by D's treatment of wanting is remarkably tranquil and, one
might almost say, com-puterised. It is a picture of an ideally decorous board
meeting, at which the various heads of sections advance, from the stand-point
of their particular provinces, the case for or against some proposed course of
action. In the end the chairman passes judgement, effective for action;
normally judiciously, though sometimes he is for one reason or another
over-impressed with the presentations made by some particular member. My soul
doesn't seem to me, a lot of the time, to be like that at all. It is more like
a particularly unpleasant department meeting, in which some members shout,
won't listen, and suborn other members to lie on their behalf; while the
chair-man, who is often himself under suspicion of cheating, endeavours to
impose some kind of order; frequently to no effect, since some-times the
meeting breaks up in disorder, sometimes, though it appears to end comfortably,
in reality all sorts of enduring lesions are set up, and sometimes, whatever
the outcome of the meeting, individual members go off and do things
unilaterally. In the final section of his reply, Grice returns to the
discussion of methodology. He takes issue with Davidson's aim of avoiding the
mysterious and the unexplained in accounting for intention. On the con-trary,
in philosophy of mind, 'a certain kind of mysteriousness' is to be prized. A
concept is useful to the extent that it can explain behaviour, and this
consideration outweighs some degree of opaqueness in the concept itself, as in
the case of Grice's J-accepting and V-accepting. A psychological theory will be
more or less rich, depending on the complexity of the behaviour, and therefore
of the necessary psychological states, of the creature under
investigation. In the seven years from the time of his move to America, Grice
had developed his interest in the philosophy of language to include the
relationship between semantics and syntax. This had involved him in
considerations of how the structure of language may mirror the structure of
thought, which had in turn led him back with new insights to some old
interests, including the nature of intention, and the role of psychological
concepts such as this in linguistic meaning. Interest in how language is used
to express thought about the world prompted a consideration of psychological
concepts and ultimately a return to a topic from much earlier in his career:
the philosophical status of rationality.In 1975 Grice was made full professor
at Berkeley, and in the same year he was elected president of the Pacific
division of the American Philosophical Association. Now in his sixties, there
was no apparent diminution in his restless energy and intellectual enthusiasm.
He travelled frequently to speak at conferences, deliver lecture series and
lead discussions, mainly within the United States. His reputation benefited
from this exposure, and also from the wider dissemination of his work on
implicature. He finally published the second and third William James lectures
belatedly and apparently reluctantly during the 1970s, under the titles 'Logic
and conversation' and 'Further notes on logic and conversation'!'
Meanwhile, Grice was cutting an increasingly striking figure around the
Berkeley campus. He was always a large man and, apparently unmoved by
California's growing interest in healthy eating, he had recently been putting
on weight. In his youth he had been proud of his blond curls, but now his hair
was thinning and whitish, and grew down over his collar. His clothes were
chosen for comfort and familiarity rather than for style or fashion. He was
most offended, however, when it was once suggested that his trousers were held
up by a piece of string. Wasn't it obvious, he demanded, that he was
using two old cricket club ties? Grice did not, perhaps, deliberately cultivate
his image as an eminent but eccentric Englishman abroad, but he does seem to
have taken some pleasure in the effect he produced. Drinking one evening in
Berkeley's prestigious Claremont Hotel, he was approached by a total stranger
who wanted to know who he was: I don't recognise you, but I'm sure you must be
someone distinguished.' Perhaps more telling than the anecdote itself is the
fact that Grice was immensely pleased by the stranger's comment.Grice's chaotic
untidiness extended from his person to his immediate surroundings. His desks at
home and on campus were piled high with an apparent miscellany of notes,
manuscripts and correspondence. He drove a series of old cars, all bought
cheaply and constantly breaking down, a particular problem for Grice who had
neither ability nor inclination to fix them. His disregard for appearances may
have been the result of preoccupation or absent-mindedness, but it did not
represent an embracing of the laissez-faire, or 'hippy' attitude of his
students' gen-eration, as has sometimes been suggested. In fact, Grice seems to
have been wary of the values this represented. Very early in the 1970s he
jotted down an extensive list, apparently simply for his own benefit, of
opposing 'good' and 'bad' values in this new ethos. The list headed 'Good
Things' includes 'doing your own thing (self-expression)', 'inde-pendence (cf.
authority)', 'new (unusual) experiences (self-expansion)' and 'equality'. The
'Bad (or at least not good) Things' include '(self) dis-cipline', loyalty
(except political)', tolerance (except towards what we favour)' and 'culture
(except popular)'. Some items on the list are marked with as asterisk, which
Grice annotates as 'some v. bad'. These include 'discrimination', 'getting
unfair advantage' and 'authority'. 3 There is no mistaking Grice's
disapproval for the new ethos, which may seem strange in the light of his own
affectionate reminiscences of 'pinko Oxford', with its avowed dislike of
discipline and authority. In fact, the rebelliousness of Grice's Oxford
contemporaries was, as he himself half admits in those reminiscences, more a
pose or a show of dissent than a real revolt. It drew on a lifestyle that
depended on privilege maintained by the status quo. Grice was made uneasy by
the more businesslike rebellion of the 1960s and 1970s, with its challenge to
authorities, political, social and intellectual. If Grice was somewhat
wary of his students' values, this did not diminish his enthusiasm and success
in teaching them. He was exceptionally bad at the paper work and administration
accompanying his teaching duties. Repeated requests from administrative staff
for course reading lists went unanswered and sometimes unopened, course
descriptions in student handbooks were often brief to the point of evasion, and
lists of grades were submitted late or not at all. However, he seems to have
taken the business of teaching itself much more seriously. Those who have heard
him generally agree that he was not a talented lecturer.* Tapes of his lectures
bear this out; they are full of hesitations, false starts and labyrinthine
digressions. However, the few surviving tapes of Grice's seminars suggest that
his approach lent itself more naturally to this form of teaching. A tape from
1978 of a seminaron theories of truth records him patiently drawing out
responses from his students, encouraging even faltering attempts to form
answers. Above all, he was interested in nurturing sensitivity to
philosophical method, and in reinforcing students in the habit of forming their
own judgements. In the same seminar, as he helps along the discussion of truth,
he draws out the significant steps in the argument: consider what criticisms
might be made of our position, then think about how we might get out of them.'
In teaching, he still emphasised linguistic intui-tion. Former student Nancy
Cartwright has recalled a seminar on metaphysics in the mid-1970s in which
Grice encouraged his students to consider the theoretical claims of physics by
determining where they would incorporate 'as if'. A note from a graduate
student from the late 1970s includes the comment, 'I'd say that you've already
increased my belief in paying attention to our linguistic intuitions." As
a supervisor he was encouraging and attentive. Judith Baker, one of Grice's
doctoral students at this time, has commented that, 'When we discussed my
thesis, Grice completely entered into my research and questions. He had a great
gift for looking at what another philosopher wished to understand.8 It
does seem that, despite his rather cavalier attitude to some of his
professional duties, Grice was genuinely concerned about the welfare of his
Berkeley students. Some of his notes for the Urbana lectures are written on the
back of a draft letter in which he contributes to a faculty discussion of
'Graduate Programme Revision'. Recycling a favourite piece of terminology, he
suggests a series of 'desiderata' for the graduate programme. These are
concerned not so much with syllabus content as with the more general student
experience. They include comments about increasing student access to faculty,
as well as points such as 'reduce or eliminate 3rd year doldrums' and
'foster a sense of personal adequacy, together with the idea that philosophy
can be an exciting and enjoyable activity'. He makes a final and particularly
impassioned point about 'financial discrimination', interesting in the light of
his rather wary attitude to new notions of equality. 'A pass at QE should not
be nullified by poverty', he argues 'and the added anxiety would be bad in
itself, and bad for student harmony and for the flow of applications for
admission to the program." As well as a growing academic reputation,
and popularity among his students, Grice enjoyed at Berkeley productive
intellectual friendships of the sort he had valued at Oxford. These were
largely formed with younger philosophers such as George Myro, Richard Warner
and Judith Baker. He collaborated with them in teaching and in writing, but
aboveall he enjoyed long, informal discussions. He seemed to find it easier to
put together and explore his own ideas in conversation with others than in
solitude. These discussions often took place at the house in the Berkeley
hills, with Kathleen on hand to cook whatever meal was appropriate to the time
of day. Grice commented: To my mind, getting together with others to do
philosophy should be very much like getting together with others to make music:
lively yet sensitive interaction is directed towards a common end, in the case
of philosophy a better grasp of some fragment of philosophical truth; and if,
as sometimes happens, harmony is sufficiently great to allow collaboration as
authors, then so much the better.lº Perhaps the most significant
collaboration of this period was that with Judith Baker. They produced copious
notes on ethics, particularly drawing on Kant and on Aristotle. They
completed a book-length manuscript called 'Reflections on morals', credited to
'Paul Grice & Judy Baker or Judy Baker & Paul Grice' and planned and
partly wrote another called 'The power structure of the soul'." These were
intended for publication, but have not yet appeared. I The only published work
to result from their long collaboration was one article, 'Davidson on
"Weakness of the will"', in which they return to some of the themes
discussed by Grice in the unpublished 'Probability, desirability and mood
operators'. 13 Grice's chief solo interest during the 1970s was not very
far removed from the themes of his collaborative work with Judith Baker. Nor,
typically, did it represent a completely new direction in his thinking.
Throughout his philosophical career, Grice's choices of topic tended to follow
on from and build on each other, rather than forming discreet units. In this
case, he returned to ideas that had interested him at least since his early
work towards the William James lectures, namely the psychological property of
rationality, its status as a defining feature of human cognition, and its
consequences for human behaviour. Grice suggested that he drew out, and perhaps
saw, the significance of rationality to his theory of conversation more clearly
in later commentary on the work than in his original formulation of it.' He did
mention rationality in the William James lectures, insisting that to follow the
Cooperative Principle was to do no more than behave rationally in relation to
the aims of a conversation. However, looking back over his work at the end of
his life, he goes further, remarking on the essentially psychological nature of
his theory of conversation. It was aimed not atdescribing the exact practices
and regularities of everyday conversation, but at explaining the ways in which
people attribute psychological states or attitudes to each other, in
conversation or in any other type of interaction. Crucially, it saw
conversation, an aspect of human behav-iour, as essentially a rational
activity, and sought to explain this ratio-nality. Grice defends himself
against criticisms that his theory overlooks argumentative, deceitful or idle
conversations: 'it is only certain aspects of our conversational practice which
are candidates for evaluation, namely those which are crucial to its
rationality rather than to whatever other merits or demerits it may possess.'5
Properties of rationality, he argues, can legitimately be abstracted away from
more specific conversational details. Some of Grice's notes from the year
or so immediately preceding the William James lectures suggest that even at
that time he was concerned with the analysis of reason for its own sake. The
back of a letter about the 1966 AGM of the North Oxford Cricket Club, for
instance, is devoted to an imaginative weighing up of the respective pros and
cons of spending July teaching philosophy at the University of Wigan, and of
spending it on a cricket tour. Grice is looking for an analysis of
'reasons for doing', perhaps for the type of language in which people usually
express such arguments. On the same paper he tries out different uses of the
modal verb 'should'. I In other notes from the same year he starts considering
the distinction between 'reasons for' and 'reasons why'! There seems then to
have been a break in this line of thought; Grice did little with the idea
of reason during the time of his move to America, while he was concentrating on
syntax and semantics. However, he returned to the topic in the early
1970s, somehow finding the earlier notes in his idiosyncratic filing system and
annotating and extending them. Returning to the distinction between 'reasons
for..' and 'reasons why..!, he adopts a distinctively 'ordinary language
philosophy' approach as he tries out different uses and occurrences of the
phrases. One note is actually headed 'botanizing' and lists, under the heading
'Reasons (practical)', such phrases as 'the reason why he d'd (action) was..!',
'there was (a) reason to @', 'there was (a) reason for him to q (action,
attitude: fire x, distrust x)', 'he had reason to q', 'he had a reason
for q-ing', 'his reasons for @-ing'. Grice makes notes on the distinction
between the reason why x... was that p' and 'x's reason for ... was that/so
that/to p'. He notes that for Aristotle: Reasons for believing, if
accepted, culminate in my believing something (where what I believe is the
conclusion of the argument asso-ciated with these reason). Reasons for doing,
if accepted, culminate in my doing something, where what I do is the conclusion
of the 'practical' aspect associated with these reasons. i.e. the
conclusion of a practical argument is an action. 18 Grice presented the
results of these deliberations in a series of lectures called 'Aspects of
reason', as the Immanuel Kant lectures at Stanford in 1977. In 1979 he
used them again as the John Locke lectures in Oxford, this time adding an extra
lecture to the series. The lectures were eventually edited by Richard Warner
and published in 2001. The invitation to present the John Locke lectures was
the occasion of one of Grice's rare trips to England. He made conscientious and
surprisingly neat packing lists, including careful reminders to himself of the
notes and books he would take with him to work on when not lecturing. His list
of notes includes 'Kant notes - Aristotle notes - Incontinence - Ethics (Judy)
- Presupposition'. The books he was packing represent some heavy, if
predictable, reading: 'Kant, Aristotle, Leibniz, Russell'. Perhaps less
predictably, the list starts with the anomalous and unspecified
'Zoology'. Grice's interest in the study and classification of living beings
was to show itself faintly in the lectures on reason, and more clearly in the
work to follow. At the start of the John Locke lectures, Grice comments
on his pleasure at being back at Oxford: I find it a moving experience to
be, within these splendid and none too ancient walls, once more engaged in my
old occupation of rendering what is clear obscure. I am, at the same
time, proud of my mid-Atlantic status, and am, therefore, delighted that the
Old World should have called me in, or rather recalled me, to redress, for
once, the balance of my having left her for the New.!9 He was no doubt
highlighting the distinction between Old and New World for rhetorical effect.
But there was something genuine in his claim to 'mid-Atlantic status'; just as
he was always too prominently British fully to integrate into Californian life,
he was no longer comfortably at home in Oxford. Notes sent and received at the
time, inevitably covered with scribbled jottings to do with reason, indicate
that he stayed in his old college, St Johns, and arranged to meet many of his
former colleagues for drinks and dinners. But he had to re-
accommodate to the formalities of Oxford. The back of a programme of a match
between Oxford University Cricket Club and Hampshire showshim reminding himself
to order 'dress shirt, black tie'. He also needs to remember 'shoe polish/brushes
OR get cleaned' and 'button, needle, thread'. He poses himself a question that
would not have troubled him for some years: 'gown or not gown?' There is no
doubt that Grice knew the rituals of Oxford life well enough. However, the act
of readapting to them seems to have involved him in some deliberate and rather
strained effort after more than a decade in the very different social milieu of
Berkeley. Some of his attitudes had changed as radically as his dress, although
these changes were more carefully concealed from his former colleagues. Some
years previously, soon after his move to America, he had confided in Kathleen
that he had discovered that very few of the students at Berkeley knew any
Greek; most read Aristotle in translation. Further, and rather to Kathleen's
surprise, he expressed himself quite happy with this state of affairs; there
were now some very good translations available. Kathleen was well aware that he
would never have admitted to such an opinion in the presence of any of his
former Oxford colleagues.21 The first of the John Locke lectures is
titled 'Reasons and reasoning'. Grice describes his desire to clarify the
notion of reason, a notion deemed worthy of attention by both Aristotle and
Kant. Typically cir-cumspect in his proposal, he suggests that such a
clarification may make some interesting philosophical conclusions possible, but
that the actual conclusions are beyond the scope of these lectures. He prefaces
his con-sideration of the technicalities of reasoning with a fairly lengthy
dis-cussion of a rather more abbreviated notion. This is the definition of
reasoning with which most ordinary people are familiar. It is tempting here to
see a parallel with Grice's theory of conversation. The study of the literal
meanings of words is crucially important, and shows up the striking parallels
between natural language and logic, but it does not tell us everything about
how people actually use words. In the same way, the logical processes of reason
are of supreme philosophical impor-tance, but nevertheless need to be seen as
distinct from people's everyday experience of reasoning. Introspection is of
limited use in establishing the processes of reasoning because people
frequently take short cuts and make inferential leaps in their thinking. To do
so is often beneficial in terms of the time and energy saved, and indeed might
con-stitute a definition of 'intelligence'. 22 In his treatment of reason,
Grice draws on and develops the line of argument from the unpublished
'Probability, desirability and mood operators'. The earlier paper was
circulated in mimeograph, although far less widely than 'Logic and
conversation' 23 It may have been at leastin part because much of it was
subsumed into these lectures that it was not itself published. Grice's method
of examining and clarifying the notion of reason is one Austin would have
recognised and approved He presents the results of the dusting down of the
methods of linguistic botanising apparent in his notes from the previous few
years. He considers different ways in which the word 'reason' is used,
classifies these uses into different categories, and illustrates these
categories with examples. A sentence such as 'The reason why the bridge
collapsed was that the girders were made of cellophane' exemplifies what he
describes as 'explanatory reasons'.2 The same type of meaning is conveyed by
variants such as 'the reason for the collapse of the bridge was that..! and
'the fact that the girders were made of cellophane was the reason why the
bridge collapsed'. In all such examples the fact about the girders is offered
as an explanation, or a causal account, of the collapse of the bridge. They are
elaborate versions of Grice's original 'reason for' cate-gory. Such examples
are 'factive' with respect to both events; the speaker implies the truth of
both the fact about the bridge and the fact about the girders. Second,
there are 'justificatory reasons', exemplified by 'the fact that they were a
day late was a reason for thinking that the bridge had collapsed' and 'the fact
that they were a day late was a reason for postponing the conference. There are
many possible variants on these patterns, including 'he had reason to think
that ... (to postpone ...) but he seemed unaware of the fact' and 'the fact
that they were so late was a reason for wanting to postpone the meeting'. These
are all variations of Grice's original category of 'reason why'. They offer
some support, although not inevitably necessary or sufficient justification,
for a psychological state ('thinking', 'wanting') or an action
('postponing'). Such examples are factive with respect to the reason
given, but do not guarantee the truth of the other event (the collapse of the
bridge, the postponement of the conference). Grice labels the third type
of use of 'reason' 'Justificatory-Explanatory', because of their hybrid nature;
they draw on aspects of both the preceding classes. 25 Examples include 'John's
reason for thinking Samantha to be a witch was that he had suddenly turned into
a frog' and 'John's reason for denouncing Samantha was to protect himself
against recurrent metamorphosis'. These reasons are relative to a particular
person. As the examples illustrate, they may be introduced by either 'that..!'
or 'to.... In the first case, the resulting sentence is doubly factive unless
'X thought that' is inserted before the reason. In the second case, the
sentence is only singly factive. In each case, if therelevant individual
believes that the reason gives sufficient justification for the attitude
('thinking') or action ('denouncing') then the reason can be seen as an
explanation for that attitude or action. Grice in fact suggests that this type
of reason is a special case of explanatory reason; 'they explain, but
what they explain are actions and certain psychological attitudes' .26
Having spent considerable time and gone into some complexity in distinguishing
these classes of 'reason', both in the published lectures and in his
preparatory notes, Grice appears to drop them rather abruptly. He turns to a
consideration of practical and non-practical, or alethic reasons: in effect the
reasons to do and reasons to believe that had concerned him in 'Probability,
desirability and mood operators'. Grice does little to smooth the
transition between these two topics, but does mention in passing that he will
be concentrating exclusively on justificatory reasons. In seems that
concentrating on 'reasons to' would enable him to look at the bases for
intentional actions and for psychological attitudes. These two aspects of human
psychology had provided an underlying thread in his work at least since
'Meaning'. Grice refers to Kant's theory that there is one faculty of
reason, a faculty that manifests itself in a practical and a non-practical
aspect. For Grice, the nature and identity of a faculty is prohibitively
difficult to investigate in itself. The language used to describe reason,
however, is amenable to rigorous analysis. He therefore proposes to
approachKant's theory by addressing the question of whether 'reason' has the
same meaning or different meanings in 'practical reason' and 'non-practical
reason'. He notes that a variety of ordinary language expressions used in
reasoning can apparently describe both. The word 'reason' itself is one
example, but so too are 'justification', modal verbs such as 'ought' and
'should', and phrases such as 'it is to be expected'. In effect, he is seeking
to apply his Modified Occam's Razor to the vocabulary of reason by avoiding
systematic ambiguities between separate meanings for such a range of natural
language vocabulary. In doing so, he draws on his own earlier response to
Davidson's suggestion of the operators 'pr' and 'pf'. He proposes that all
reasoning statements have a common component of underlying structure, as well
as an indication of the semantic subtype to which they belong. He posits as the
common component a 'rationality' operator, which he labels 'Acc', and for which
he suggests the interpretation 'it is reasonable that'. This is then followed
by one of two mood-operators, symbolised by 'I' for alethic statements and '!'
for practical statements. These two operators precede, and have scope over, the
'radical' ('I'). So the structure for 'John shouldbe recovering his health now'
is 'Acc + t + I', while the structure for 'John should join AA' is 'Acc +! +
I'.?? Grice suggests that the mood-operators be interpreted as two different
forms of acceptance, technically labelled 'J-acceptance' and 'V-acceptance',
but informally equated with judging and willing, or with 'thinking (that p)'
and wanting (that p)'. The mood-operators place conditions on when it is
appropriate for a speaker to use a reasoning statement, in other words when
speakers feel justified in expressing acceptance of a proposition. This raises
the question of what is to count as relevant justification. Alethic statements
are clearly justified by evidence. We have reason for making a statement about
our knowledge or belief of a certain proposition just in case we have evidence
for the proposition. Ideally, we are justified in using such statements if the
proposition in question is true. But truth is not a possible means of
validating statements of obligation, command, or inten-tion. To use some
concrete examples (which Grice does not do), 'That must be the new secretary',
interpreted alethically, would be optimally legitimate in a context where its
radical', namely that is the new secretary', is true. The legitimacy of 'You
must not kill', interpreted practically, however, cannot be assessed in terms
of the truth of 'you don't kill'. There must be some other grounds on which
such statements can be judged. Grice's suggests that, in reasoning
generally, we are interested in deriving statements we perceive as having some
sort of 'value'. Truth, cer-tainly, is one type of value, and alethic reasoning
is aimed at deriving true statements. But in practical reasoning we are
concerned with another type of value, which might be described as
'goodness'. Grice's own summary of this difference, in which he implicitly links
the two types of reasoning to his two broad psychological categories of mood
operator, runs as follows: We have judicative sentences ('t'-sentences)
which are assigned truth (or falsity) just in case their radicals qualify for
radical truth (or radical falsity); and we have volitive sentences
('!'-sentences) which are assigned practical value (or disvalue) just in case
their radicals qualify for radical goodness (or badness). Since the sentential
forms will indicate which kind of value is involved, we can use the generic
term 'satisfactory' 28 In his discussion of practical value, Grice is
drawing on themes he presumably expects to be familiar to his audience from
Aristotle's Nico-machean Ethics, although he does not make any explicit
reference. Grice himself was well versed in this work, which was a particular
focus for his old tutor W. F. R. Hardie, and on which he himself worked
collaboratively with Austin. Aristotle identifies rationality as a defining
characteristic of human beings, distinguishing them from all other life forms.
The rational nature of human beings ensures that all their actions are aimed at
some particular end or set of ends. Although these ends differ depending on the
specific field of activity, 'if there is any one thing that is the end of all
actions, this will be the practical good'. Similarly, Grice considers practical
value (he says very little more about 'goodness' here) as an end for which
people strive in what they wish to happen, and therefore in what they choose to
do. Here, again, he returns to the type of rationality he discussed in the
William James lectures. Rational beings have an expectation that actions will
have certain consequences, and are therefore prepared to pursue a line of
present behaviour in the expectation of certain future outcomes. They are
prepared to conform to regularities of communicative behaviour in the
expectation of being able to give and receive information. This, however, is
just one type of a much more general pattern of human behaviour. All actions are
ultimately geared towards particular ends. The extra lecture Grice added
to the series at Oxford is 'Some reflections about ends and happiness',
originally delivered as a paper at the Chapel Hill colloquium in 1976. Here too
he draws on Aristotle's Nico-machean Ethics, this time more explicitly.
Aristotle suggested that the philosopher contemplating the range of different
ends for different actions is confronted with the question of the nature of the
ultimate end, or the 'supreme good' to which all actions aim. The answer is not
hard to find, but the significance of that answer is more complex. ' "It
is happiness", say both ordinary and cultured people; and they identify
happiness with living well or doing well.3 For ordinary people, however, living
well involves something obvious such as wealth, health or pleasure. For the
philosopher the nature of happiness is much more complex, and is linked to the
proper function of a man. Individual men have different specific functions, and
are judged according to those specific functions; a good flautist is one who
plays the flute well and a good artist one who paints well. More generally, a
good man is to be defined as one who performs the proper functions of a man
well. Because rationality is the distinguishing feature of mankind, the
function of a man is to live the rational life, and a good man is one who lives
the rational life well. Therefore the good for man, or that which results in
happi-ness, is 'an activity of soul in accordance with virtue, or if there are
morekinds of virtue than one, in accordance with the best and more perfect
kind. 31 For Grice, happiness is a complex end; that is, it is
constituted by the set of ends conducive to happiness. The precise set of ends
in question may vary from individual to individual, but they can be seen a
conducive to happiness if they offer a relatively stable system for the
guidance of life. Grice finishes on a leading but inconclusive note. It seems
intuitively plausible that it should be possible to distinguish between
different sets of ends in respect of some external notion. Otherwise it would,
uncomfortably, be impossible to choose between the routes to happiness selected
'by a hermit, by a monomaniacal stamp-collector, by an unwavering egotist, and
by a well-balanced, kindly country gentle-man' 32 Grice's cautious proposal of
the basis for a notion of 'happiness-in-general', abstracted from individuals'
idiosyncrasies, draws on the essential characteristics of a rational being. He
concludes his lecture series with the following, highly suggestive
outline: The ends involved in the idea of happiness-in-general would,
perhaps, be the realization in abundance, in various forms specific to
individual men, of those capacities with which a creature-constructor would
have to endow creatures in order to make them maximally viable in human living
conditions, that is, in the widest manageable range of different
environments. As Richard Warner indicates in a footnote, the original
Chapel Hill lecture ends with the further comment: 'But I have now almost
exactly reached the beginning of the paper which, till recently, you thought I
was going to read to you tonight, on the derivability of ethical princi-ples.
It is a pity that I have used up my time.' The rather enigmatic reference
to a 'creature-constructor', and the link to ethics with which Grice tantalised
his Chapel Hill audience, draw on ideas developed over a number of years but
not discussed in these lec-tures. Grice was working on the notion of a
'creature-constructor' back in the mid-1960s. He in fact originally planned to
include discussion of this topic in the William James lectures. Papers from
Oxford from 1966 include a jotted note entitled 'Provisional Grand Plan for
James Lectures and Seminars'. There are two bullet points: 1. Use 'God'
as expository device. Imagine creature, to behaviour of which 'think', 'know',
'goal', 'want', 'purpose' can be applied. But nocommunication. Goals
continuation of self (or of species). Imagine God wishing to improve on such creatures,
by enabling them to enlarge their individual worlds and power over them, by
equipping them for transmission of beliefs and wants (why such change
'advance'; because of decreased vulnerability to vicissitudes of nature).
2. Mechanisms for such development. Elements in behaviour must in some way
'represent' beliefs and wants (or their objects) or rather states of the world
which are specially associated with them.33 Grice's private note in fact
contains the germs of most of his complex 'creature-constructor'
programme, and of the topics to which he attempted to link it throughout
the rest of his life. It also explains his interest in zoology. He was studying
life in terms of the structures into which it has been classified. His idea was
that it might, theoretically at least, be possible to devise a ladder or
hierarchy of creatures, such that each rung on the ladder represents a creature
incorporating the capacities of the creature on the lower rung, and adding some
extra capacity. As a presentational convenience, Grice proposes an
imaginary agent or designer of this process, the expository device 'God' of his
early notes. In later notes, and certainly in all published work, he
prefers 'creature-constructor' or 'Genitor'. The Genitor's task is to decide
what faculties to bestow on each successive creature so as better to equip it
to fulfil its ends. The chief end of all life forms is to ensure their own
continued survival, or the survival of the species to which they belong.
Grice's hierarchy could be seen as an extension of Aristotle's division of
living creatures in the Nicomachean Ethics into those that experience nutrition
and growth (including plants), those that are sentient (including horses and
cattle) and those that sustain 'practical life of the rational part' (only
human beings).34 Grice does not mention this, or indeed Locke's discussion of
personal identity, familiar to him from his work on the topic more than 30
years earlier. Locke posited a hierarchy of living beings, with the identity of
beings at each stage depending on the fulfilment of functions necessary to the
continued existence of that being. Grice would presumably have assumed that the
philosophical pedigree of his ideas would be transparent to his audience. He
goes much further than Locke by employing the hierarchy of beings in a mental
exercise to assess the status and function of human rationality. In order
to describe, or to represent, the place of human beings on the ladder of
existence, Grice recycles the 'pirots' that had appeared in the 'Lectures on
language and reality'. There, pirots had branched outfrom carulising elatically
in order to model the psychological processes of communication. Now, they stand
in for human beings in the Genitor's deliberations. They appeared in this guise
as early as 1973 when Grice was teaching a course at Berkeley called 'Problems
in philosophical psychology'. One of his students took the following notes in
an early seminar in this series: 'one of the goals of the pirot programme is to
discover what parallels, if any, emerge between the laws governing pirots and
human psychology' 35 Grice was returning to his earlier interest in
psychological states. He had addressed these back in the early 1950s when he
had considered the best way of describing intentions. In 'Dispositions
and intentions' he had criticised dispositional accounts that described
intentions in terms of dispositions to act. In particular he saw Ryle's version
of this as coming dangerously near to behav-iourism and the denial of any
privileged access to our own mental states. His attitude seems to have
softened somewhat in the intervening twenty years. The student's notes describe
the pirot programme as an 'offspring of dispositional analyses of metal states
from Ryle C of M. But behav-iourists unable to provide conditions for someone
being in particular mental state purely in terms of extensionally described
behaviour.' The pirot programme was designed to offer the bridge behaviourism
could not provide, by describing underlying mental states derived from, but
ontologically distinct from, observable behaviour. It was a functional account,
in that each posited mental state was related to a specific function it played
in the creature's observable behaviour; 'in functional account, functional
states specified in terms of their relation to inner states as well as to
behaviour'. Further, the student noted, 'a functional theory is concerned not
only with behavioral output and input of a system, but of [sic] the functional
organization of inner states which result in such outputs!'
'Philosophical psychology', then, was Grice's label for the metaphysical
enquiry into the mental properties and structures underlying observable human
behaviour. In contrast to a purely materialist position such as that of
behaviourism, Grice was arguing in favour of positing mental states in so far
as they seemed essential to explaining observable behaviour. Such explanatory
power was sufficient to earn a posited mental property a place in a
philosophical psychology. This openness to the inclusion of mental phenomena in
philosophical theories was apparent in his earlier work on intentions, and also
in the William James lectures. He was later to describe such an approach
as 'constructivist'. The philosopher constructs the framework of mental
structure, as dictated by the behaviour in need of explanation. Thephilosopher
is able to remain ambivalent as to the reality or otherwise of the posited
mental state, so long as they are explanatorily successful. In fact, the
ability to play an active role in explaining behaviour is the only available
measure of reality for mental states. In the pirot pro-gramme, the fiction of
the Genitor provided a dramatised account of this process, with decisions about
what mental faculties would promote beneficial behaviours playing directly into
the endowment of those faculties. Grice had presented some of his
developing ideas along these lines in a lecture delivered and published before
the John Locke lectures, but in which the place of rationality in
'creature-construction' is more fully developed. 'Method in philosophical
psychology' was Grice's presidential address to the Pacific division of the
American Philosophical Association in March 1975. In general, the lecture is
concerned with establishing a sound philosophical basis for analysing
psychological states and processes. He sums up his attitude to the use of
mental states in a metaphor: 'My taste is for keeping open house to all sorts
of conditions and entities, just so long as when they come in they help with
the housework' 3 In keeping with this policy of tolerance towards useful
metaphysical entities, Grice proposes two psychological primitives, chosen for
their potential explanatory value. These are the predicate-constants J and V
which, as he was to do in the John Locke lectures, he relates loosely to the
familiar notions of judging, or believing, and willing, or wanting.
Concentrating on V, we can see ways in which positing such a mental state can
help explain simple behaviour in a living creature. An individual may be said
to belong to class T of creatures if that individual possesses certain
capacities which are constitutive of membership in T, as well perhaps as other,
incidental capacities. These constitutive capacities are such that they
require the supply of certain necessities N. Indeed the need for N in part
defines the relevant capacity. Prolonged absence of some N will render the
creature unable to fulfil some necessary capacity, and will ultimately threaten
its ability to fulfil all its other necessary conditions. Such an absence will
therefore threaten the creature's continued membership of T. In these
cir-cumstances, we can say that the creature develops a mental attitude of V
with respect to N. This mental attitude is directed at the fulfilment of a
necessary capacity; its ultimate end is therefore the continued survival of the
creature. A concrete example of this process, a simplified version of the
one offered by Grice, is to think of T as representing the class 'squirrel' and
N as representing 'nuts'. One necessary condition for a creature to be
asquirrel is, let us say, its capacity to eat nuts. This capacity is focused
around its own fulfilment; it is manifested in the eating of nuts. If the
creature experiences prolonged deprivation of nuts, its ability to fulfil this
capacity, and indeed all other squirrel-capacities, will be threatened (it will
be in danger of death by starvation). In such a situation, it is legitimate to
say that the squirrel wants nuts. This posited mental state explains the
squirrel's behaviour (it will eat nuts if it can find them) in relation to a
certain end (survival).37 A metaphysical theory that offers a model of
why a squirrel eats nuts may not seem particularly impressive, but it is a
necessary first step in modelling behaviour in much more complex creatures:
ultimately, in describing human psychology. In making this transition Grice
draws on the notion of 'creature-construction'. The genitor is bound by one
rule; every capacity, just like the squirrel's capacity to eat nuts, must be
useful or beneficial to the creature, at least in terms of survival. This rule
is sufficient to ensure that any mental properties introduced into the system
are there for a reason, fulfilling Grice's criterion of the usefulness of
metaphysical entities. It also, perhaps, allows Grice to imply that such mental
capacities might be evolutionarily derived, without having to commit to this or
any other biological theory. The final stage in the mental exercise is to
consider what further, incidental features may arise as side-effects of these
capacities for survival. Grice argues that it is not unreasonable to
suggest that, in designing some of the more complex creations, the genitor
might decide to endow creatures with rationality. This capacity would qualify
as having survival benefits. For creatures living in complex, changing
environments, it is more beneficial to have the capacity to reason about their
environment and choose a strategy for survival, than to be endowed with a
series of separate, and necessarily finite, reflex responses. Just as with the
more primitive capacity of eating, it is necessary for the complex creature to
utilise the capacity of reason in order to retain continued use of it, and indeed
of the set of all its capacities. But once the creature is reasoning, the
subjects to which it applies this capacity will not be limited to basic
survival. A creature with the capacity to hypothesise about the relationship
between means and end will not stop at deciding whether to hide under or climb
into a tree, for instance. A creature from the top of the scale of complexity
will be able to consider the hypothetical processes of its own construction.
That creature will assess how each capacity might be in place simply to promote
survival, and might confront a bleak but inevitable question: what is the point
of its own continued survival?The creature's capacity for reason is exactly the
property to help it survive this question. Rather than persuading the creature
to give up the struggle for survival, the capacity is utilised to produce a set
of criteria for evaluating ends. These criteria will be used to attribute value
to existing ends, which promote survival, and to further ends that the creature
will establish. The creature will use the criteria to evaluate its own actions
and, by extension, the actions of other rational creatures The justification
the creature constructs for the pursuit of certain ends, dependent on the set
of criteria, will provide it with justification for its continued existence.
Thus the capacity of rationality both raises and answers the question 'Why go
on surviving?'38 Grice hints at the possible beginnings, and status, of ethics,
when he suggests that the pursuit of these ends might be prized by the
collective rational creatures to such an extent that they are compiled into a
'manual' for living. The creatures' purposes in existing are no longer just
survival, but following certain prescribed lines of conduct. Grice
tantalisingly ends the section of his lecture on 'creature construction' with a
nod at some possible further implications of this idea. Such a manual
might, perhaps, without ineptitude be called an IMMANUEL; and the very
intelligent rational pirots, each of whom both composes it and from time to
time heeds it, might indeed be ourselves (in our better moments, of
course).39 Somewhat at odds with his more specific usage elsewhere, Grice
has here been using the term 'pirot' to refer to any creature on the scale.
The 'very intelligent rational pirots' are the psychologically most complex of
such creatures. In adopting this term, which is added in the margin of his
preparatory notes, Grice would appear to be making a pun on Locke's 'very
intelligent rational parrot', the imaginary case used to argue that bodily form
must have some bearing on personal identity.40 Other than this knowing
reference, Grice does not make any attempt to link his work on creature
construction to Locke, or to his own earlier interest in personal identity.
Richard Warner has criticised Grice for ignoring the connections between
rationality, happiness and personal identity, arguing that a notion of self
will determine what counts as an essential end for an individual. If, he
suggests, we are to pursue Grice's strategy - and it is a promising one -
of replacing Aristotle's 'activity in conformity with virtue' with
'suit-ability for the direction of life', I would suggests that an appeal tothe
notion of personal identity should play a role in the explication of
suitability. 41 As Grice's reference to a list of 'rules for living'
suggests, the next direction in which he explored these ideas was in the area
of philosophical ethics. He did not, however, return to the implications of his
pun on 'manual' and 'Immanuel'. It is possible that he was referring to
Immanuel Kant, whose work on reason was central to his own thinking on this
subject. But the pun may also contain a hint towards an explanation of
religious morality, and perhaps even religious belief, as facts of human
existence, necessary consequences of human nature. In his own notes on the
subject this aspect of the 'Immanuel' figures more prominently. In general, the
plausibility of explaining religion within philosophical psychology seems to
loom larger in Grice's thinking than his published work of the time would
suggest. For instance, on the back of an envelope from the bank, in faint,
almost illegible hand he wonders: 'perhaps Moses brought other
"objectives" from Sinai, besides 10 comms'. Here he may be thinking
about other systems for living, suggesting that 'perhaps we might...
"retune" them'. In the same notes he seems to be pondering the
differences between 'God' and 'good', between 'conception' and 'reality'.
Perhaps, he speculates, the analytic/synthetic distinction can be treated along
these lines; 'real or pretend doesn't matter provided... does explanatory
job'.42 Grice seems here to be experimenting with the idea of
'construc-tivism' as a general philosophical method, not just as an approach to
philosophical psychology. An entity, state or principle is to be welcomed if it
introduces an increase in explanatory power. Beyond that it is not suitable,
and indeed not possible, to enquire into its 'reality'. A system of
explanations is successful entirely to the extent that it is coherent,
relatively simple, and explains the facts. It is not hard to discern the
influence of Kant in this epistemology, and his notion that 'things in
themselves' are inevitably unreachable, but that our systems of human knowledge
can nevertheless seek to model reality. In his final decade, Grice turned
such a philosophical approach in the direction of his interest in metaphysics,
in philosophical psychology and, derived from this, in ethics. Anthony Kenny suggests
that since the Renaissance the main interest from philosophers in human conduct
has been epistemological: Moral philosophy has indeed been written in
abundance: but it has not, for the most part, been based on any systematic
examination ofthe concepts involved in the description and explanation of those
human actions which it is the function of morals to enjoin or forbic o
criticise and to praise.43 Grice was perhaps unusual in approaching his
work on ethics from th basis of many years' work on precisely those concepts.
the concepts involved in the description and explanation of those human actions
which it is the function of morals to enjoin or forbic o criticise and to
praise.43 Grice was perhaps unusual in approaching his work on ethics
from th basis of many years' work on precisely those concepts. Grice retired
from his post at Berkeley in 1980, at the age of 67. There was no question,
however, that he would cease full-time philosophical activity. He continued to
teach, both part-time at Berkeley and, for a few years in the early 1980s, as a
visiting professor at the University of Washington in Seattle. He also
continued to work on new ideas, to write and, increasingly, to publish. His
reluctance ever to consider a piece of work finished or ready for scrutiny had
meant that only 12 articles had been published during a career of over 40
years. And in almost all cases he had been either effectively obliged to
include a paper in the volume of proceedings to which it belonged, or otherwise
cajoled into publish-ing. It had, however, long been agreed that the William
James lectures would be published in full by Harvard University Press and now
finally Grice began to take an active interest in this process. He perhaps
realised that it was not feasible to continue delaying the revisions and
reformulations that he considered necessary. Perhaps, also, the enthusiasm with
which his ideas were received in Berkeley, and the frank admiration of students
and colleagues, had slowly worn away at his formidable self-doubt. Writing in
Oxford, Strawson has suggested that Grice's inhibiting perfectionism was
'finally swept away by a warm tide of approbation such as is rarely experienced
on these colder shores'.! Cer-tainly, he began to draw up numerous lists of
papers on related themes that he would like to see published with the lectures.
These included previously published articles such as 'The causal theory of
perception', but also a number that still remained in manuscript form, such
as 'Common sense and scepticism', and 'Postwar Oxford philosophy'.
This planned volume was focused on his philosophy of language, but Grice was
also turning his attention to publishing in other areas. After a visit to
Oxford in 1980, the year in which he was made an HonoraryFellow of St John's
College, he received a letter from a representative of Oxford University Press.
This followed up a meeting at which Grice had clearly been eager to discuss a
number of different book projects. The letter refers to 'the commentary on
Kant's Ethics which you have been working on with Professor Judy Baker', and
suggests that this might be the project closest to being in publishable form.
However, the publisher expresses the hope that work on this 'will not deflect
you from also completing your John Locke lectures on Reason', and a further
work on Ethics.? Grice's desire to see some of his major projects through
publication coincided with his retirement, and so could not have been driven by
the demands of his post. Rather, it reflected a wish for some of the strands of
his life's work to reach a wider audience than the select number of students
and colleagues who had attended his classes and heard his lectures.
Grice's interests in reason and in ethics increasingly absorbed him during the
1980s. They were prominent in his teaching at Seattle and at Berkeley. He
himself summarised this change of emphasis as a move away from the formalism
that had dominated his work for a decade or more. The main source of the
retreat for formalism lay, he suggested, 'in the fact that I began to
devote the bulk of my attention to areas of philosophy other than philosophy of
language'? Certainly, the discussion of reason and, particularly, of ethics in
Grice's later work takes a more metaphysical and discursive tone than that of some
of the linguistic work from his early years in America. However, the break with
the philosophy of language was not absolute; both new topics draw on questions
about the correct analysis of various sentence types. In Grice's treatment of
reason, close attention to the use of certain key terms led him to posit a
single faculty of rationality, yielding both practical and non-practical
attitudes. From there, his discussion of expressions of practical reasoning led
to the question of the appropriate type of value to serve as the end point of
such reasoning, analogous to alethic value in non-practical reasoning. A
simplistically defined notion of a system for the direction of life raised the
awkward suggestion that it might be impossible to discriminate between a wide
variety of modes of living. People are generally in agreement that the
actions of Grice's 'well-balanced, kindly country gentleman', for instance, are
to be afforded greater value than those of his 'unwavering egotist', but an
account of value based simply on reasoning from means to ends seems unable to
account for this. The study of ethics has long included analysis of
statements of value. Sentences such as 'stealing is wrong' appear to draw
on moral concepts;it can therefore be argued that an accurate understanding of
the meaning of such sentences is fundamental to any explanation of those moral
concepts. Very broadly, there are two positions on this question: the
objectivist and the subjectivist. One objectivist approach to ethics argues
that moral values exist as ontologically distinct entities, external to any
individual consciousness or opinion. Human beings by nature have access to
these values, although perceptions of them may be more or less acute,
observance of them more or less rigorous, and understanding of their
implications more or less perceptive. Perhaps the most influential advocate of
this moral objectivism was Kant, who described ethical statements as
categorical imperatives; they are to be observed regardless of personal preference
or individual circumstance. These he distinguishes from hypothetical
imperatives, also often expressed in terms of what one 'should' do, but
dependent on some desired goal or end. A canonical subjectivist position
is that there are no moral absolutes; expressions of value judgements are
always particular to subject and to context. Perhaps the most extreme version
of this position was that put forward by A. J. Ayer, who followed his
verificationist programme through to its logical conclusion by arguing in
Language, Truth and Logic that sentences such as 'stealing money is wrong' have
no factual meaning. Although apparently of subject/predicate form, they do not
express a proposition at all. They merely indicate a personal, emotional
response on the part of the speaker, much the same as writing 'stealing
money!!', where 'the shape and thickness of the exclamation marks show, by a
suitable convention, that a special sort of moral disapproval is the feeling
which is being expressed'. A less reductionist, but equally subjectivist
position, is to analyse such statements as in fact having the form of
'hypothetical imperatives' '. That is, moral statements attempt to
impose restrictions on behaviour, but do so in relation to certain actual or
potential outcomes. They stipulate means to reach certain ends. These
ends may be made explicit, as in sentences such as 'if you want to be
universally popular, you should be nice to people'. Often, however, they are
suppressed, but can be understood as stipulating a general condition of success
or advancement. So 'stealing is wrong' is hypothetical in nature, but this is
hidden by its surface form. It can be interpreted as something such as 'if you
want to get on in life, you should not steal'. In his work on this
subject, Grice draws particularly on two subjectivist analyses of statements of
value as hypothetical imperatives: Philippa Foot's 1972 essay 'Morality
as a system of hypothetical imperatives' and J. L. Mackie's 1977 book Ethics:
Inventing Right and Wrong.These choices are not surprising; Grice knew both
Foot and Mackie personally from Oxford. In discussing the view that morality
consists of a system of hypothetical imperatives, not of absolute values, Foot
considers its implications for freedom and responsibility. Dispensing with
absolute value raises the fear that people might some day choose to abandon
accepted codes of morality. Perhaps this fear would be less, she suggests, 'if
people thought of themselves as volunteers banded together to fight for liberty
and justice and against inhumanity and oppression' rather than as being bound
to conform to pre-existing moral imperatives." Mackie concedes that
objectivism seems to be reflected in ordinary language. When people use
statements of moral judgements, they do so with a sense that they are referring
to objective moral values. More-over, 'I do not think that it is going too far
to say that this assumption has been incorporated in the basic, conventional
meanings of moral terms.' However, he argues that this in itself is not
sufficient to establish the existence of objective value. The question is not
linguistic but ontological. Mackie rehearses two fairly standard arguments to
support the break with common sense he is proposing: the argument from
relativity and the argument from queerness. The argument from relativity draws
attention to the variety of moral codes and agreed values that have existed at
different times in human history, and exist now in different cultures. This
diversity, Mackie suggests, argues that moral values reflect ways of life
within particular societies, rather than drawing on perceptions of moral
absolutes external to those societies. However, he sees the argument from
queerness as far more damaging to the notion of absolute value. It draws attention
to both the type of entity, and the type of knowledge, this notion seems to
demand. Objective values would be 'entities or qualities or relations of a very
strange sort, utterly different from anything else in the universe', while
knowledge of them 'would have to be by some special faculty of moral perception
or intuition, utterly different from our ordinary ways of knowing everything
else'? The supporter of objective value is forced to advocate types of entity
and types of knowledge of a 'queer' and highly specific kind. Despite
Mackie's concession that a commitment to objective value is apparent in
ordinary language, it was far from necessary that a philosopher of ordinary
language would take an objectivist stance on ethics. Indeed, at least one
of Grice's Oxford contemporaries who published on the topic presented a
subjectivist argument. In 1954 P. H. Nowell-Smith published Ethics, the book in
which he advanced rules of 'contextualimplication' that foreshadowed some of
Grice's maxims. Grice does not refer to this book in his own writings either on
conversation or on value. Nowell-Smith defends a subjectivist account of
moral value, enlisting the argument described by Mackie as 'the argument from
queerness'. In the tradition of post-war Oxford philosophy, Nowell-Smith
employs different uses of words, and even fragmentary conversational 'scripts'
to support his arguments. The meanings of individual words, he argues, often
depend on the context in which they occur. For Nowell-Smith, this observation strengthens
his subjectivist position. Since words do not remain constant, but are always
changing their meanings, there can be no sentences that are true simply because
of the meanings of the words they contain; in effect there can be no analytic
sentences. Hence statements of moral value cannot be necessarily, but only
contingently In 1983, Grice was working on another major lecture series,
which he entitled 'The conception of value'. He notes in the introductory
lecture that the title is ambiguous, and deliberately so. The lectures are
concerned both with 'the item, whatever it may be, which one conceives, or
conceives of, when one entertains the notion of value', and with 'the
act, operation, or undertaking in which the entertainment of that notion
consists'' In effect, they address the two areas in which Mackie argues
objectivism introduces 'queerness'. Grice suggests that the nature and status
of value are of fundamental philosophical importance, while the way in which
people think about value, their mental relationship to it, is deeply and
intrinsically linked to the very nature of personhood. Value, as
suggested in the John Locke lectures, is the ultimate end point and the measure
of rationality. The value of any piece of alethic reasoning is dependent on the
facts of the matter. The value of practical reasoning, however, is dependent on
a notion of goodness. Grice does not state his plan for addressing this issue,
or for linking it to an account of ethics. However, as the lectures progress it
becomes clear that he is supporting a means-end account of practical reasons,
and of assigning some motives and systems for living higher value than others.
This, indeed, seems a necessary corollary of his account of reasoning in terms
of goals, and of the theory of the derivability of ethical principles hinted at
in the closing remark of 'Some reflections on ends and happiness'.
However, in one of his more flamboyant heresies, Grice proposes to retain the
notion of absolute value. This notion, generally associated with Kant's idea
that moral imperatives are categorical, is canonically seen as being in direct
conflict with an account of value concerned with goals, or with reasoning from
means to ends.'The conception of value' was written for the American Philosophical
Association's Carus lecture series, which Grice was to deliver in the same
year. Progress was slow, particularly on the third and final lecture, in which
his account of objective value was to be presented and defended. Grice had
always preferred interaction to solitary writing, and as he got older he relied
increasingly on constructive discussion and even on dictation. Unlike in
earlier years, he produced very few draft versions of his writings during the
1980s; the papers that survive from this period consist only of very rough
notes and completed manuscripts. Now, finding composition even more
laborious than usual, Grice enlisted the help of Richard Warner. Warner, who
was then working at the University of California, Los Angeles, offers a vivid
account of the process: To work on the Carus lecture, I drove up from LA
on Friday arriving at noon. We began work, drinking inexpensive white wine as
the afternoon wore on; switched to sherry as we broke off to play chess before
dinner; had a decent wine from Paul's wine cellar with dinner and went back to
work after eating. We worked all day Saturday with copious coffee in the
morning (bread fried in bacon grease for break-fast) and kept the same
afternoon and evening regime as the previous day. Paul did not sleep at all on
Saturday night while he kept turning the problems over in his head. After
breakfast on Sunday, he dictated, without notes, an almost final draft of the
entire lecture. 1º The result of this process was the third Carus
lecture, 'Metaphysics and value'. Grice addresses the properties common to the
two types of value by which alethic and practical arguments are assessed, and
the centrality of both types to the definition of a rational creature. In this
extremely complex but also characteristically speculative discussion, he
returns to the idea that every living creature possesses a set of capaci-ties,
the fulfilment of each of which is a necessary condition for the continued
possession of that capacity, and indeed of all others. Here, the results of
Grice's interest in biology are apparent. On the plane on the way to Oxford in
1979 he had been reading books on this topic. In 1981 he made a note to himself
to 'Read "Selfish Gene", "chimp" lit'."1 In other
notes from this period he lists 'mandatory functions', including 'Reproduction,
Ingestion, Digestion, Excretion, Repair, Breath (why?), Cognition'.12 In
'Metaphysics and value', these thoughts are given a more formal shape as Grice
considers again the distinction between essential and accidental properties of
creatures. Essential prop-erties establish membership of a certain class of
creature: 'the essential properties of a thing are properties which that thing
cannot lose without ceasing to exist (if you like, ceasing to be identical with
itself).13 He speculates that rationality is in fact an accidental, rather than
an essential property for the class of human being. However, as he argued
in 'Method in philosophical psychology', once endowed with rationality,
the creature will use the capacity to consider questions not just about how
ends are to be achieved, but about the desirability of those ends The creature
in possession of rationality, the human being, is endowed with a concern that
its attitudes and beliefs are well grounded, or validated. Grice speculates
that, as a result of the possession of this property, the human being performs
a process of 'Metaphysical Tran-substantiation' on itself. It endorses this
concern for validation with the status of an end in itself, and it transforms
itself into a creature for whom this is the purpose: into a person. The
properties of the human being and the person are the same, but they are
differently distributed. Crucially, for this metaphysically constructed
entity 'person', but not for the human being, rationality is an essential
property. There is an unacknowledged link back to the work of John Locke
in this suggestion, particularly to the work Grice drew on in his early
article 'Personal identity'. Locke proposed a distinction between 'man'
and 'person' to take account of the fact that people, as essentially
rational beings, are uniquely distinguished from other life forms by something
like self-awareness or consciousness. For Locke, the identity of a person
depends on the continuation of a single consciousness, while the identity of a
man, like that of any living creature, depends on unity of function. Grice's
suggestion is similar to Locke's in its metaphysical distinction between 'man'
or 'human being' and 'person'. However, he goes beyond Locke in attributing the
distinction to the operation of rational creatures themselves, and in the link
he proceeds to make between the transformed creature and the nature of
value. For Grice, the rational creature is able to devise and evaluate
answers to the questions about value it is raising. This will initially take
the form of comparing different possible answers in terms of effectiveness and
coherence. By means of raising questions about the justification of ends, and
assessing possible answers to those questions, the person takes on the function
of attributing value. A rational creature becomes a creature that, by
metaphysical definition, has the capacity to attribute value. Value, even
the type of value known as 'goodness', can be discussed objectively, because a
creature uniquely endowed with, and indeed defined by, the capacity to judge
it, exists. The creature is 'a being whoseessence (indeed whose métier) it is
to establish and to apply forms of absolute value. 1 Values exist because
valuers exist. By means of this status afforded to the nature of personhood, it
is perhaps possible to reassess Grice's sketchy reference in 'Aspects of
reason' to the devising of systems for living. People devise systems for living
from the applica-tion of the capacity of reason and the resultant ability to
ascribe value to certain courses of action and withhold it from others. The
develop-ment and maintenance of basic moral principles can therefore be seen as
a necessary product of rational human nature. In this way, Grice
constructs his account of value as being dependent on analyses from means to
ends, yet at the same time having objective existence. The process of
Metaphysical Transubstantiation operates pri-marily to turn human beings into
people and therefore valuers, but it thereby makes value viable. The process,
and therefore the existence of valuers and value, derives from the capacity,
incidentally present in human beings, for rationality. Neither value itself nor
the process of valuing depend on any novel or 'queer' properties or processes.
The nature of value, and the apprehension of value, can both be explained in
terms of rationality, a phenomenon with an acceptable philosophi-cal pedigree
of its own, and one used in other areas of explanation. In Grice's terms, value
is embedded in the concept of people as rational creatures; 'value does not
somehow or another get in, it is there from the start'. 15 In the
years following the delivery of the Carus lectures, Grice began to justify his
claim that the study of value could have illuminating and far-reaching
consequences in different areas of philosophical investiga-tion. He had already
considered the implications of value for his own account of meaning in the
paper 'Meaning revisited'. As so often with Grice's work, the date of
publication is misleading. It was published in 1982 in the proceedings of a
colloquium on mutual knowledge held in England, but an earlier version of part
of the paper had been delivered at a colloquium in Toronto in March 1976. Grice
offers a tantalisingly brief suggestion of what might happen if the very
intelligent rational creature began to speak: an outline of an account of
meaning within the framework of creature-construction to which, it seems, he
did not return. If the creature could talk it would be desirable, and judged so
by the creature, that its utterances would correspond with its psychologi-cal
states. This would enable such beneficial occurrences as being able to exchange
information about the environment with other creatures; it would be
possible to transmit psychological states from one creatureto the next.
Further, the creature will judge this a desirable property of the utterances of
other creatures; it will assume, if possible, that the utterances of others correspond
with their psychological states. In a sentence that is at once complex,
hedged and vague, Grice pro-poses to retain some version of an intentional
account of meaning: It seems to me that with regard to the possibility of
using the notion of intention in a nested kind of way to explicate the notion
of meaning, there are quite a variety of plausible, or at least not too
implausible, analyses, which differ to a greater or lesser extent in detail,
and at the moment I am not really concerned with trying to adjudicate between
the various versions.16 In an addition to the 1976 paper for the later
colloquium he suggests that intentional accounts of meaning, including his own,
have left out an important concept. This is heralded at the start of the
article as 'The Mystery Package', and later revealed to be the concept of
value. Grice hints that he has firm theoretical reasons for wanting to
introduce value as a philosophical concept. Many philosophers regard value with
horror, yet it can answer some important philosophical problems. It makes
possible a range of different expressions of value in different cases.
Grice suggests the word 'optimal' as a generalisation over these differ-ent
usages. This offers solutions to some problem areas in the inten-tional account
of meaning, most significantly to the supposed 'infinite regress' identified by
critics such as Schiffer. Grice expresses some scep-ticism over whether any
such problem can in fact be found, but allows that it could at least be argued
that his account entailed that 'S want A to think "p, because S want A to
think 'p, because S wants...!"'. In effect, this demands a mental state of
S that is both logically impossi-ble, because it is infinite, and yet highly
desirable. Grice argues that just because it cannot in practice be attained,
this mental state need not be ruled out from philosophical explanation. Indeed,
'The whole idea of using expressions which are explained in terms of ideal
limits would seem to me to operate in this way', a procedure Grice links to Plato's
notion of universal Ideals and actual likenesses."7 The state in
which a speaker has an infinite set of intentions is optimal in the case of
meaning. This optimal state is unattainable; strictly speak-ing S can never in
fact mean p. Nevertheless, actual mental states can approximate to it. Indeed,
for communication to proceed successfully other people can and perhaps must
deem the imperfect actual mentalstate to be the optimal state required for
meaning. Grice uses the story of the provost's dog to illustrate the notion of
'deeming'. It is a story of which he was apparently fond; he used it again in
his later paper 'Actions and events'. The incoming provost of an Oxford
college owned a dog, yet college rules did not allow dogs in college. In
response, the governing body of the college passed a resolution that deemed the
provost's dog to be a cat. I suspect', suggests Grice, that crucially we do a
lot of deeming, though perhaps not always in such an entertaining
fashion.'18 In the second version of the paper the 'mystery package'
seems to be the focus of Grice's interest, but commentators at the colloquium
on mutual knowledge were more interested in the possible 'evolutionary'
implications of his ideas: the suggestion that non-natural meaning might be a
descendant of natural meaning. This is not an idea that Grice seems to have
pursued further. However, Jonathan Bennett had already postulated a possible
Gricean origin for language, although carefully not committing himself to
it.2° Grice revisited 'Meaning', but not 'Logic and conversation'.
Others, however, have drawn connections between rationality, value and
coop-eration. Judith Baker has suggested that, 'when we cooperate with other
humans on the basis of trust, our activity is intelligible only if we conceive
of ourselves and others as essentially rational. 2 Marina Sbisa has gone
further, making a more explicit link between Grice's notions of 'person'
and of 'cooperative participant' and arguing that 'we might even envisage
Metaphysical Transubstantiation as an archetypal form of ascription of
rationality on which all contingent ascriptions of coop-erativity are modelled.
22 Richard Grandy, tackling the question of why a hearer might conclude that a
speaker is being cooperative, suggests tentatively that Grice 'would have
argued that the Cooperative Principle ought to be a governing principle for
rational agents' and that such agents would follow it 'on moral, not on
practical or utilitarian grounds!23 However, writing long before the publication
of Grice's work on rationality and value, Asa Kasher suggested that the
Cooperative Principle should be replaced by a more general and basic
rationality principle. He argues that the individual maxims do not display any
clear connection with the Cooperative Principle, but that they follow from the
principle that one should choose the action that most effectively and
efficiently attains a desired end. In this way the maxims 'are based directly
on conclusions of a general rationality principle, without mediation of a
general principle of linguistic action'.2 Further, in interpreting an
utterance, a hearer assumes that the speaker is a rational agent.It might be
that the discussion of value in Grice's later work offers a new way of
interpreting the rather problematic formulation of his earlier work.
Rationality and mutual attribution of rationality may be better descriptions of
the motivation for the maxims described in the William James lecturers than is
'cooperation'. Speakers follow the rules of conversation in pursuit of
particular communicative ends. On the assumption that other speakers are also
rational creatures, the maxims also offer a good basis for interpreting their
utterances. As rational crea-tures, speakers attribute value to ends that are
consistent and coherent. An implicature may be accepted as the end point
of interpretation if it accords with the twin views that the other speaker is a
rational being, and that their utterances correspond to their psychological
states. On this view, the Cooperative Principle and maxims are not an
autonomous account of conversational behaviour precisely because they follow
from the essential nature of speakers as rational creatures. Cooperation
is, in effect, just one manifestation of the much more general cognitive
capacity of rationality. Further, introducing the notion of 'value' into the
theory of conversation offers a defence against the charge of prescriptivism.
The maxims are not motivated by a duty to adhere to some imposed external
ethical code concerned with 'helpful-ness' and 'considerateness'. Their
imperative form belies the fact that they are a freely chosen but highly
rational course of action. Like moral rules they are means towards certain
ends: ends that are attributed value by creatures uniquely endowed to do so.
Both the tendency to adhere to the maxims and the tendency to prize certain
courses of action as 'good' follow as consequences of the same essential
property of people as rational beings: the property, indeed the necessity, of attributing
value. As such, the theory of conversation can be argued to be one component in
Grice's overarching scheme: a description of what it is to be human. The
allocation of time and the completion of projects became a pressing concern for
Grice as the 1980s wore on because his health was failing. He had been a heavy
smoker throughout his adult life, and tape recordings from the 1970s onwards
demonstrate that his speech was frequently interrupted by paroxysms of
coughing. In response he gave up cigarettes suddenly and completely in 1980. He
insisted to Kathleen that his last, unfinished, packet of one hundred Player's
Navy Cut stayed in the house, but he never touched it. This drastic action was
taken, as he himself was in the habit of commenting, too late. In December 1983
he gave a farewell lecture at the end of his time at the University of
Washington, in which he referred to 'my recent disagreement withthe doctors'.
Even before this had taken place, he explains, he had decided to offer this
talk as a thank you on his and Judith Baker's behalf, 'for making the
time spent by us here such fun'.? Whether or not the doctors in question were
insisting that Grice finish his demanding shuttle between Berkeley and Seattle,
they certainly seem to have been recommending that he slow down. It was around
this time that he was first diagnosed with emphysema, the lung condition that
was presenting him with breathing difficulties and was to cause increasing ill
health over the following years. If his doctors were urging him to burden
himself with fewer com-mitments, they did not check his enthusiasm for work.
Stephen Neale, then a graduate student at Stanford, spent a day with Grice in
Berkeley in 1984. He found that Grice 'was already seriously weakened by
illness, but he displayed that extraordinary intellectual energy, wit, and eye
for detail for which he was so well known, and I left his house elated and
exhausted' 2 Grice's response to his illness seems to have been if anything an
increased impetus towards advancing the projects then in hand, and a renewed
drive towards seeing his many unpublished works into print. Early in 1984 he
began making lists of things to do. Some of these include private and financial
business which, mixed in with academic matters, have survived with his work
papers; there was, by this time at least, no real distinction between the
personal and the philosophical. He planned to 'collect "best copies"
of unpublished works and inform "executors" of their nature and
location and of planned "editing"'?7 On the same list appears the
resolution to 'go through old letters and dispose'. In the mid-1980s,
then, Grice was looking back over the work of more than four decades. This was
prompted partly by his concern to tie up loose ends and partly by the demands
of selecting the papers to appear along with the William James lectures in the
projected book from Harvard University Press. There was also another spur to
this retrospective reflection. Richard Grandy and Richard Warner were
collecting and editing the essays eventually published as Philosophical Grounds
of Rationality. They were themselves writing an introductory overview of
Grice's work. Grice called his response to this 'Reply to Richards', fusing, as
he puts it, the editors into a multiple personality. In this he develops some
of the themes of his current work. But he begins with a short philosophical
memoir: 'Life and opinions of Paul Grice'. The paper he offered at the end of
his time in Seattle was, it seems, a preliminary sketch for this. The original,
informal title was 'Prejudices and predilec-tions. Which becomes life and
opinions'.One consequence of this enforced nostalgia was a renewed interest in
the practices of ordinary language philosophy. Grice looked back at the
influence of Austin with the amused detachment afforded by a distance of over
20 years, or perhaps more accurately with fond memories of the amused
detachment with which he viewed Austin at the time. He was earnest, however, in
the guarded enthusiasm with which he recounted the art of linguistic
botanising'. He had never fully abandoned the practice in his own philosophy.
For instance, in his notes on psychological philosophy, he had started making a
list of 'lexical words' relevant to the topic. These included 'Nature, Life,
Matter, Mind, Sort, End, Time'. Perhaps catching himself in the act, next
to this list he had posed the self-mocking question '"Going through
Dictionary"??'28 In 'Reply to Richards', he suggests that this method has
merits that might recommend it even to contemporary philosophers: 'I continue
to believe that a more or less detailed study of the way we talk, in this or
that region of discourse, is an indispensable foundation for much of the most
fundamental kind of philosophizing. This was a theme he repeated, often rather
more forcefully, in a number of other papers, talks and informal discussions at
that time. Nevertheless, Grice was well aware of how far he had moved away from
Oxford philosophy in taking on metaphysical topics such as value. In 1978, in
the introductory seminar to his course 'Metaphysics', he explained to his
students that not very long before the word itself could be used as a term of
abuse. At Oxford in the 1950s, metaphysics was viewed as 'both non-existent and
disgust-ing'. Oxford philosophers, he suggests, would have said: 'All we need
is tasteful and careful botanising and we'll have all any gentleman needs to
know'. Twenty-five years later, Grice admitted, he was convinced that a more
systematic treatment of philosophy was needed. 30 Grice's enthusiasm for
the old-fashioned method of linguistic botanis-ing was accompanied, and perhaps
reinforced, by a strong dislike and distrust of technology. This attitude
applied to attempts to use technological tools or analogies in philosophy
itself, and extended into the more personal domain. He was scathing about what
he saw as attempts to 'reduce' the understanding of human beings to the
understanding of computers. He may have had in mind recent debates about the
possibility and nature of Artificial Intelligence, although he does not refer
to them explicitly. In 1985, he wrote an overview of his earlier work on the
philosophy of language, titled 'Preliminary valediction' and presumably serving
as an early draft of the retrospective that appeared in Studies in the Way of
Words. In this he makes an explicit link between his philosophical interest in
ordinary language and his dislike oftechnological explanations in philosophy.
In a single sentence, perfectly well formed, but long even for him, he tackles
the need for a carefully considered argument to justify attention to ordinary
language: Indeed it seems to me that not merely is such argument
required, but it is specially required in the current age of technology, when
intuition and ordinary forms of speech and thought are all too often forgotten
or despised, when the appearance of the vernacular serves only too often merely
as a gap-sign to be replaced as soon as possible by jargon, and when many
researchers not only believe that we are computers, but would be gravely
disappointed should it turn out that we are, after all, not computers; is not a
purely mechanical existence not only all we do have, but also all we should
want to have?31 In arguing for the centrality of consciousness, that is
in arguing against the possibility of Artificial Intelligence, Grice was again
affirming his commitment to the significance of psychological concepts to
rationality in general and to meaning in particular. The processes of the
interpretation and production of meaning are significant for a human being in
ways that are perhaps mysterious, but crucially cannot be observed in
computers. Personally, too, Grice would have nothing to do with computers. When
he retired from his full-time post at Berkeley he lost the secretarial support
he had always relied on and was forced to get a PC at home. But it was Kathleen
who learnt to use the computer and mastered word processing. Grice could never
get beyond his horror of the spell checker which, he complained, rejected
'pirot' and questioned 'sticky wicket'. Grice was not just looking
back, reflecting on the philosophy of earlier decades and planning the
publication of his manuscripts. He was also working on new projects. His
obsession with these was such that even his interest in his own health seemed
to be predicated on the desire to have time to finish them. Cancelling a
lecture he had been scheduled to give in 1986, he wrote 'my doctor has just
advised me that I am taking on too much and that unless I reduce my level of
activity I shall be jeop ardising the enterprises which it is most important to
me to complete.'32 From the notes and the work plans he was making at the time,
it seems that Grice had two main enterprises in mind: producing a finished
version of his lectures on value, and developing a project these had prompted.
This new project was characteristic of the pattern of Grice's work in two ways.
It was daringly ambitious, in that he foresaw for it a wide range of
implications and applications. But it was also not entirelynew, in that the
ideas from which it developed had long been present in his work. In effect, it
was nothing less than the foundations of a theory to encompass the whole of
philosophy, with all its apparent branches and subdivisions. Grice was working
on a metaphysical methodology to explain how the theories that make up human
knowledge are constructed. Or, in one of his own favourite phrases from this
time, he was doing 'theory-theory'. Grice had long been of the opinion
that the division of philosophy into different fields and disciplines was an
artificial and unproductive practice. This opinion was certainly reflected in
the course of his own work, in which he followed what seemed to him the natural
progression of his interests, without regard for the boundaries he was crossing
between the philosophies of mind and of language, logic, metaphysics and
ethics. In 1983, he recalled with some pride a mild rebuke he had received
years earlier from Gilbert Harman, to the effect that when it came to philosophy,
'I seemed to want to do the whole thing myself' 33 To some extent, especially
in the latter part of his career, Grice had actually defined his own
philosophical interests in these terms. He contributed a brief self-portrait to
the Berkeley Philosophy Department booklet in 1977, in which he described
himself as working recently chiefly in the philosophy of language and logic;
'takes the view, however, that philosophy is a unity and that no philosophical
area can, in the end, be satisfactorily treated in isolation from other
philosophical areas'.34 He comments further on this attitude in his 'Reply to
Richards': When I visit an unfamiliar university and (as occasionally
happens) I am introduced to 'Mr Puddle, our man in Political Philosophy' (or in
'Nineteenth-Century Continental Philosophy' or 'Aesthetics', as the case may
be), I am immediately confident that either Mr Puddle is being under-described
and in consequence maligned, or else Mr Puddle is not really good at his stuff.
Philosophy, like virtue, is entire. Or, one might even dare to say, there
is only one problem in phi-losophy, namely all of them.35 Grice's
distrust of subdivisions and labels extended to the classification of different
schools of thought or philosophical approaches. Labelling philosophers
according to the style of their subject and their approach to it was, he felt,
unhelpful and even stultifying. In preparatory note for 'Reply to Richards' he
lists some of the 'cons' of philosophy as being 'fads' ', 'band
wagons', 'sacred cows' (the 'pros' are simply 'fun' and 'col-laboration'). He
then goes on to produce a list of '-isms' that might bear out his objections,
including 'naturalism', 'phenomenalism', 'reduc-tionism', 'empiricism' and
'scepticism'. In a later note, he worked out a series of nicknames for the
dedicated followers of different schools of thought. 'Constructivists' were
'Egg-heads'; 'Realists' were 'Fat-heads'; 'Idealists' were 'Big-heads';
'Subjectivists' were 'Hard-heads' or 'Nut-heads'; and 'Metaphysical Sceptics'
were 'No-heads', or 'Beheads' 37 It is not clear whether Grice intended these
jottings for any purpose other than his own amusement. It seems that he made
public use of only one of these labels, when speaking to the American
Philosophical Associa-tion, and drawing attention to his own belief in the
crucial connection between value and rationality: To reject or to ignore
this thesis seems to me to be to go about as far as one can go in the direction
of Intellectual Hara-Kiri; yet, I fear, it is a journey which lures
increasingly many 'hard-headed' (even perhaps bone-headed) travellers.38
In 'Reply to Richards', and elsewhere, Grice is characteristically cagey about
the exact consequences of his views on the entirety of philoso-phy. He is
certain, however, that progress is to be made through his view of metaphysics
as essentially a constructivist enterprise, in which categories and entities
are added if they are explanatorily useful. In 'Method in philosophical
psychology' he used the metaphor of offering houseroom to even unexplained
conditions and entities if they were able to help with the housework. In the
Carus Lectures, arguing that any account of value should be given metaphysical
backing, he suggests that the appropriate metaphysics will be constructivist,
not reductionist. In another arresting metaphor, he tells his audience that,
unlike reductionist philosophers, 'I do not want to make the elaborate
furniture of the world dissolve into a number of simple pieces of kitchenware!
The world is rich and complex, and the philosopher should offer an explanation
that retains these qualities. The constructivist would begin with certain
elements that might be seen as metaphysically primary, and would then 'build up
from these starting-points, stage by stage, a systematic metaphysical theory or
concatenation of theories'.39 First, it would be necessary to define the
suitable form for any theory to take, to engage in theory-theory. Grice does
not here enter into a discussion of theory-theory itself, but it seems that his
account of value is an example fitting the general constructivist approach he
has in mind Th e simple psychological attitudes of J-accepting and
V-accepting areposited, together with the programme of creature construction,
as primary elements in the theory. Grice's elaborate account involving
rationality as a non-essential property of human beings, the process of
Metaphysical Transubstantiation, the creation of people as value-givers and the
derivation of absolute value, are built up from these starting points.
There is no finished written account of metaphysical constructivism and
theory-theory, although they are outlined in 'Reply to Richards'. Grice
never wrote the work 'From Genesis to Revelation (and back): a new discourse on
metaphysics', which he seems to have contemplated. 40 Probably the
fullest record of his thoughts on this matter is a lengthy taped conversation
from January 1983, in which he talks to Judith Baker and Richard Warner,
setting out the ideas he hopes to have time to develop. The discipline of
theory-theory, he explains, can be discussed in both general and applied terms.
In general terms, it is concerned with examining the features any adequate
theory would have to exhibit: with laying out the ground rules of theory
construction. In its more applied aspect, it is concerned with detailing the
theories formed by these rules, and with classifying them into types.
Theory-theory includes in its scope, but is not restricted to, philosophical
theory. From this starting point, Grice goes on to suggest a hierarchical
structure of theories, the scope and subject matter at each level being
successively more restricted and specific. He offers an example of a theory
from each of these levels; in effect each theory is a component of the one
before. If philosophical theory is one type demarcated by theory-theory, then
metaphysics is the pre-eminent form of philosophical theory. Concerned as it is
with the fundamental questions of what there is, and how it is to be
classified, it deserves the title of 'First Philoso-phy'. General theory-theory
is concerned with specifying the appropriate subject matter and procedures of
metaphysics, while applied theory-theory is concerned with the specific
categories needed to delineate the subject matter, with investigating what kind
of entities there are. Within metaphysics, each sub-branch has its own general
and applied theory-theory. One such branch that particularly interests Grice is
philosophical psychology. General theory-theory is concerned with the nature
and function of psychological concepts, applied theory-theory with finding a
systematic way of defining the range of psychological beings. Rational
psychology is a special case. Here, general theory-theory is concerned with the
essence of rational beings. Applied theory-theory widens the scope to consider
features or properties other than the essential. In this way, it leads to the
characterisation of a prac-tical theory of conduct, in part an ethical system.
Finally, and rather briefly, Grice comments that philosophy of language is to
be seen as a sub-theory of rational psychology. Grice is even more
tentative about the operation of metaphysical construction itself, in other
words the procedures of metaphysics specified in general theory-theory. The
relevant principles, he insists, are not fully worked out, but two ideas about
the forms they might take have been with him for some time. The first idea he
calls the 'bootstrap principle', in response to the realisation that a theory
constructed along the lines he is describing must be able to 'pull itself up by
its bootstraps', or rely on its own primitive concepts to construct potentially
elaborate expla-nations. A metaphysical system contains both its primitive
subject matter, and the means by which that subject matter is discussed and
explained. The means are meta-systematic. In constructing the theory, it must
be possible to include in the meta-system any materials that are needed. The
only restriction on this, introduced in the interests of economical conduct, is
that any ideas or entities used in the meta-system should later be introduced
formally into the system. The legitimate routines or procedures for
construction include 'Humean projection' and 'nominalisation'. First, if
a particular psychological state is central to a theory, it is legitimate to
use the object of those states in the meta-system. The objects of psychological
states are the 'radicals' of thought described in Grice's work on rationality,
Second, it is legitimate to introduce entities corresponding to certain
expressions used in the relevant area of investigation. The second
general idea does not have a specific name, but can be summarised by saying
that the business of metaphysics in any area of investigation is not just the
production of one theory. Grice maintains that he wants to be free to introduce
more than one metaphysical theory, because the production of different systems
of explanation may be differently motivated. This principle, he observes, 'fits
in nicely with my ecumenical tendencies'. A metaphysical system does not have
to be unitary or monolithic. In fact, Grice doubts the existence of 'a theory
to be revealed on The Day of Judgement which will explain everything'.
Rather than aiming at some ultimate truth, or correct version, Grice sees any
theory as crucially a revision of some prior theory, or, if there is no such
precedent, as building on common sense and intuition. Asked by one of his
colleagues as to whether it is legitimate to reject a previous theory, or the prompting
of common sense, once it has been revised, Grice expresses himself strongly
opposed to the idea. The best understanding of some entity comes from an
appreciation of all the guises inwhich it appears during the development of
systems. The most appropriate theory on any given occasion is not always the
most elaborate one available. Grice referred to his metaphysical
interests in some of the articles he wrote, or at least completed, during these
final but productive years. In 'Actions and events', published in 1986,
he responds to Donald Davidson's logical analysis of action sentences that
included actions in the category of entities.4l The question relates, he
argues, to the fundamental issue of metaphysics: the question of what the
'universe' or the 'world' contains. Grice is inclined to agree with
Davidson over this act of inclusion, but to do so from a very different
metaphysical position. He suggests that Davidson, like Quine, is a
'Diagnostic Realist'; the actual nature of reality is unavailable for
inspection, but the job of philosophers is to make plausible hypotheses about
it. Grice's own metaphysical approach, however, is one of constructivism, of
building up an account from primitives, rather than of forming theories
consistent with scientific explanations. 'One might say that, broadly speaking,
whereas the Diagnostic Realist relies on hypothesis, the Constructivist relies
on hypostasis. 42 'Actions and events' brings together many of Grice's
apparently disparate philosophical interests into one article of broad scope
and remarkable complexity. Still not recognising traditional philosophical
boundaries, he moves from metaphysics, intention and language to rationality
and the status of value. In a few concluding paragraphs, Grice turns to what he
sees as the essential link between action and freedom. The link is treated
briefly and cautiously in this published work, but was in fact a major concern
in his thinking about value. Grice's notes from the early 1980s show him
applying the familiar techniques of 'linguistic botanising' to the concept of
freedom. He jotted down phrases such as 'alcohol-free', 'free for lunch' and
'free-wheeling', and listed many possible definitions, including 'liberal',
'acting without restriction' and 'frank in conversation'43 Richard Warner has
commented that their discussions in preparation for the third Carus lecture
were concerned almost exclusively with freedom as a source of value, and that
he himself encouraged Grice to pursue this line of enquiry rather than that of
creature construction as being the more interesting and productive. *
Essentially, Grice saw in the nature of action a means of justifying the
problematic concept of freedom, and from this a defence of his objective
conception of value. He introduces a classification of actions that is
reminiscent of his hierarchy of living creatures. Some actions are caused
by influences external to a body, as is the casewith inanimate objects. Next,
actions may have causes that are internal to the body but are simply the
outcome of a previous stage in the same process, as in a 'freely moving' body.
Then there are causes that are both internal and independently motivated.
Actions provoked by these causes may be said to be based on the beliefs or
desires of the creature in question and as functioning to provide for the good
of the creature. Finally, there is a stage exclusive to human creatures
at which the creature's conception of something as being for its own good is
sufficient to initiate the creature in performing an action. 'It is at this
stage that rational activity and intentions appear on the scene. '45 The
particular nature of human action suggests the necessity of freedom. That is,
humans act for reasons. These reasons may be more than mere desires and beliefs
motivated by ones own survival; they may be freely adopted for their own sake.
This in turn suggests that people must be creatures capable of ascribing value
to certain ends, independent of external forces or internal necessity. In
Grice's terms, the particular type of freedom demanded by the nature of human
action 'would ensure that some actions may be represented as directed to
ends which are not merely mine, but which are freely adopted or pursued by
me'.* In this way, a consideration of action suggests the necessity of freedom,
and freedom in turn offers an independent justification for people as ascribers
of value. If people are inherently capable of ascribing value, then value must
have an objective existence. Independent of the programme of creature
construction, the concept of freedom may offer another version of the argument
that value exists because valuers exist. In 'Metaphysics, philosophical
escatology and Plato's Republic' completed in 1988 and published only in
Studies in the Way of Words, Grice suggests a distinction between 'categorial'
and 'supracategorial' meta-physics. The first is concerned with the most basic
classifications, the second with bringing together categorially different items
into single classifications, and specifying the principles for these
combinations. This second type of metaphysics, closely related to his
informal account of constructivism, he tentatively labels 'Philosophical
Escatology'. 47 The study of escatology, or of last or final things, belonged originally
to Christian theology. Grice is laying claim to an exclusively philosophical
version of this discipline, and thereby linking metaphysical definitions to
finality, or purpose. The paper 'Aristotle on the multiplicity of being'
was published in 1988, but there is evidence that he had been working on it at
least since the late 1970s. Alan Code mentions a paper 'Aristotle on being
andgood' that Grice read at a conference at the University of Victoria in 1979,
and that sounds in many ways similar to the published version. 48 Grice offers
an explicit defence of metaphysics, contrasting it particularly with the rigid
empiricism of logical positivism: A definition of the nature and range of
metaphysical enquiries is among the most formidable of philosophical tasks; we
need all the help we can get, particularly at a time when metaphysicians have
only recently begun to re-emerge from the closet, and to my mind are still
hampered by the aftermath of decades of ridicule and vilification at the hands
of the rednecks of Vienna and their adherents.49 Grice saw the
'revisionary character' of metaphysical theorising as a topic to which he would
need to return. In fact, it is closely linked to another late area of interest,
a topic he often described as 'the Vulgar and the Learned'. In this
terminology, and indeed in the ideas it described, it seems likely that Grice
was borrowing from Hume, one of the 'old boys' of philosophy he particularly
admired. Hume had written about the relationship between philosophical terminology
and everyday understanding in the following terms: When I view this table
and that chimney, nothing is present to me but particular perceptions, which
are of a like nature with all other perceptions. This is the doctrine of
philosophers. But this table, which is present to me, and that chimney, may and
do exist sepa-rately. This is the doctrine of the vulgar, and implies no
contradic-tion. There is no contradiction, therefore, in extending the same
doctrine to all perceptions.50 Grice argued in his account of
theory-theory that pre-theoretical intu-itions, or common-sense accounts, are
often used as the foundations of metaphysical theories. In later notes he was
particularly preoccupied by the role of such 'everyday' or 'vulgar'
understanding in metaphysical construction. Very generally, he urges that
theorists of metaphysics are well advised to take account of common-sense
understanding. It is not that common sense is 'superior' to metaphysical
accounts, or can replace them. The complex accounts offered by philosophers
serve a different function from those of everyday life, and can coexist with
them because they are appropriate to different purposes. In his notes
from around this time, he compares the vulgar and the learned with reference to
what he calls 'Eddington's table' and 'thevulgar table'. Grice's reference here
is to Arthur Eddington's The Nature of the Physical World, first published in
1928. Eddington begins his book, originally delivered as a series of lectures,
with the assertion that as he sat down to write he was confronted with not one
table but two. There is the ordinary, familiar table: 'a commonplace object of
that environ-ment which I call the world'. There is also a scientific table, an
object of which he has become aware only comparatively recently. Whereas the
ordinary table is substantial, the scientific table is mostly emptiness, while
'sparsely scattered in that emptiness are numerous electric charges rushing
about with great speed; but their combined bulk amounts to less than a
billionth of the bulk of the table itself'. Eddington argues that the two
different descriptions of the table are discreet and serve distinct purposes.
Although they might ultimately be said to describe the same object, the
scientist must keep the two descriptions separate, in effect ignoring the
'ordinary table' and concentrating only on the 'scientific table'.
Grice's brief notes suggest that he is happy to accept both the vulgar and the
learned description of the table. There is, he notes, 'no conflict...
Scientific purposes and everyday purposes are distinct'.52 Grice was
advocating philosophical respect for common sense, and as such aligning himself
with a philosophical tradition stretching back through Moore and Berkeley to
Aristotle. Although he developed this position explicitly only towards the end
of his life it is clear that, as so often in his work, he was returning to a
theme, and to a philosophical outlook that had been with him for many years. It
is not difficult to relate this idea to Austin's respect for ordinary language,
and the indi-cation of everyday concepts and distinctions it contains. Indeed,
notes from much earlier in Grice's career show that, while he was still
at Oxford, he was linking a philosophical interest in common sense to a
respect for ordinary language. His jotted 'Aspects of respect for vulgar'
include 'protection against sceptic', 'proper treatment of Folk Wisdom',
'protection of speech from change and impropriety' and, perhaps most tellingly
'proper position treatment of ordinary ways of speech (speech
phenomena)'.53 The same form of respect can also be detected, although
more prob-lematically, in his later work on value. Subjectivists such as Mackie
had suggested that they were themselves necessarily arguing against common
sense, rejecting the idea apparent in ordinary language that values 'exist' as
objective topics of knowledge. Grice himself rather irrev-erently sums up a
position such as Mackie's in his notes from this periodas follows:
'value-predicates (e.g. "good", "ought") signify attributes
which ordinary chaps ascribe to things. It is however demonstrable, on general
grounds, that these attributes are vacuous. So position attribution by the
vulgar are systematically false' S4 According to this account, in upholding
objective value, Grice would be maintaining a straight for-wardly common-sense
position. In fact Grice himself does not accept this simple identification of
objectivism with common sense. He argues in the Carus lectures that 'it seems
to me by no means as easy as Mackie seems to think to establish that the
"vulgar valuer", in his valuations, is committed to the objectivity
of value(s).5 In the taped conversation he suggests that the need to work on
the status of common sense, intuition and pre-theoretical judgement is
particularly acute for anyone who wants to take a constructivist approach to a
topic such as value. It is not that the philosopher should simply take on board
all 'vulgar' pronouncements on such a topic, but rather that a constructivist
should attempt at least to use them as a starting point for any theory of
value. Grice's 'common sense' philosophy is, therefore, a more
sophisticated approach than one relying simply on the understanding apparent in
everyday language. Years earlier he defended common sense but attacked Moore's
simplistic application of it in 'G. E. Moore and philosophers' paradoxes'. In
the later work, he argues that although common sense may be the starting point,
exactly how a theory is to be constructed from there is a matter for
theory-theory: 'Moore-like proclamations cut no ice.' Grice was also
turning his attention to another loose end in his work: the study of
perception. In particular, he returned to the area in which he had worked with
Geoffrey Warnock 30 or more years before, planning a 'Grice/Warnock
retrospective'. He sketched out a number of topics for this, but it does not
appear to have progressed beyond note form. The first topic was to be 'The
place of perception as a faculty or capacity in a sequence of living things'.
Thinking about the old issue of perception in relation to his more recent
interest in creature-construction, he wondered: 'at what point, if any, is
further progress up the psychological ladder impossible unless some rung has
previously been assigned to creatures capable of perception?'56 He dwells on
the advantages of perception in terms of survival, the crucial factor for
adding any capacity during creature-construction, and assesses the possible
support this might offer for common sense against philosophers of sense data.
If perception is to be seen as an advantage, providing knowledge to aid
survival in a particular world, 'the objects revealed byperception should
surely be constituents of that world'. It might be possible to say that sense
data do not themselves nourish or threaten, but constitute evidence of things
that do. However, Grice notes that he is more tempted by an alternative
expla-nation. 'Flows of impressions' do not so much offer evidence of what is
in the world, as 'prompt, stimulate or excite certain forms of response to the
possibility that such states of affairs do obtain'. These responses may be
either verbal or behavioural. Both types of response suggest commitment on the
part of the responding creature to the state of affairs in question. Here
again, Grice seems to be offering a defence of a common sense approach to
philosophical questions, but a more sophisticated one than that of simple
realism. The existence of the material object is indicated not by the sense
impressions themselves, but by the responses these elicit in the perceiving
creature. From the middle of the 1980s onwards, Grice was increasingly
preoccupied with various publishing projects, mainly with book plans. His notes
from the time suggest an explosion of energy in this area. A list from 1986
includes '"Method: the vulgar and the learned" with ?OUP.
"From Genesis to Revelations" ?HUP'. Other notes are uncompromisingly
labelled 'work program', and show him carefully dividing up time by year, by
month or even by day, including the injunction that he should set aside part of
December 1986 to 'CATCH UP on prior topics'. 57 For most of Grice's potential
audience, however, it was the William James lectures that were most eagerly awaited.
With the exception of the few lectures already published, these remained as
ageing manuscripts in Grice's idiosyncratic filing system. Even with his new
enthusiasm for publishing, it took some persuasion from Harvard University
Press, and from Kathleen, to revisit these. It is clear that he was not averse
in principle to publishing the lectures; his flurry of lists from the early
1980s testify to this. But he had set himself an exacting programme of revising
and adding to the them. Grice was adamant from the start that, whatever
else the book con-tained, the William James lectures should be kept together
and distinct from other papers. In a letter to his publisher he wrote, 'the
link between the two main topics of the James lectures is not loose but
extremely intimate. No treatment of Saying and Implying can afford to omit a
study of the notion of Meaning which plainly underlies both these ideas!58
Before the book had a name, he was planning that it should contain a Part A
entitled 'Logic and conversation'. It seems that this was to include a number
of postscripts to the lectures. Part B was provisionally entitled 'Other essays
on language and related matters', andwas to contain a number of further
postscripts and reassessments. Of all the proposed postscripts, only
'Conceptual analysis and the province of philosophy', concerned mainly with
revisiting the themes of 'Postwar Oxford philosophy', was ever written. The
inclusion of 'In defence of a dogma' in Part B was a matter of some debate,
Grice remaining resolutely in favour. When a reader for the publisher
questioned this, Grice responded with a robust defence: 'the analytic/synthetic
distinction is a crucially important topic about which I have said little in
the past thirty years, and must sometime soon treat at some length.' In his
original plan the book was also to include a transcription of a talk on this
same topic between himself, George Myro, Judith Baker, George Bealer and Neil
Thomason. Indeed, Grice suggested initially that Studies in the Way of Words
should be published as authored by Paul Grice with others'. Grice
revisits the analytic/synthetic distinction in the 'Retrospective epilogue'. He
introduces a number of inhabitants of 'philosophical Never-Never-Land', M*, A*,
G* and R*, the fairy godmothers of Moore, Austin, Grice and Ryle. These
fairy godmothers are useful to philo- sophical discussion because they
hold explicitly all the views that their godchildren hold, without regard for
whether these views are explicit or implicit in their actual work. R* suggests
that the division of statements of human knowledge into 'analytic' and
'synthetic' categories, far from being an artificial and unnecessary
complication by philoso-phers, is in fact an insightful attempt by theorists to
individuate and categorise the mass of human knowledge. This view offers a
particular challenge to Quine's attack on the distinction, with which Grice had
taken issue in his joint article with Strawson over 30 years earlier. It is in
tacit reference to this that Grice concludes his epilogue: Such
consideration as these are said to lie behind reports that yet a fifth fairy
godmother, Q*, was last seen rushing headlong out of the gates of
Never-Never-Land, loudly screaming and hotly pursued (in strict order of
seniority) by M*, R*, A* and G*. But the narration of these stirring events
must be left to another and longer day.59 It is tempting to read a note
of wistful resignation into the manner in which Grice chose in 1987 to conclude
Studies in the Way of Words. However, letters he was writing at the time,
which affirm his intention to revisit these topics at length, argue that he at
least in part believed he had time to do so. Moreover, he submitted
applications for Faculty Research Grant support for both the academic years
1986-7 and 1987-8,for a project on 'Metaphysical foundations of value and the
nature of metaphysics'. Kathleen recalls that he was never successful in his
bids for such research grants. Despite this, he does not seem to have made much
effort to accommodate to the demands of the application process. In
answer to a question about the significance of his research project and the
justification of the proposed expenditure, he wrote in 1986 'I hope the
character of the enterprise will be sufficient evidence of its sig-nificance.'
In 1987 he offered an even more terse account of his plans: 'their
importance seems to me to be beyond question'. 6 He was applying for funding to
cover the expenses of secretarial support in transcribing tapes on to which he
had been dictating his notes and typing up manuscripts, and for duplication,
supplies and mailing. His intention was to produce two books for Oxford
University Press, one a revised version of the Carus lectures and one on
'Methodology in Metaphysical Theory', a study to include a consideration of
'the nature and degree of respect due from metaphysical theorists towards the
intuitions and concerns of the common man'. The plan was to complete at least
first drafts during 1987-8. Whatever his official predictions, Grice was
aware that his condition was worsening and that the prognosis was not good. In
the summer of 1987 he underwent eye surgery in an attempt to rescue his failing
sight, and by the end of the year he needed a hearing aid. In addition, his
mobility became further restricted. The entrance to his house, and the balcony
on which he loved to sit, were on the first floor over the garage; a further
flight of stairs led to the second floor. By early in 1988, a stair lift was
needed. Even so, Grice was effectively housebound, and received visits from
publishers, colleagues and even students on his balcony. From there he
also continued to work on new ideas, apparently with a sense of urgency that
was only increased by his condition. He jotted on the back of an envelope, Now
that my tottering feet are already engulfed in the rising mist of antiquity, I
must make all speed ere it reaches, and (even) enters, my head." He dealt
with the business of seeing Studies in the Way of Words to completion. Lindsay
Waters from Harvard University Press, who worked with Grice throughout the
preparation of the book, has commented on the determination with which he did
this, suggesting that 'He knew the fight with the manuscript editor was his
last.'62 Paul Grice died on 28 August 1988, at the age of seventy-five.
He had, perhaps, as many projects on the go as ever. Studies in the Way of
Words was on the way to press; Grice had gone over the final changes with the
manuscript editor just days before. His 'work in progress' was still onhis
desk, and included notes on 'the vulgar and the learned' that indicate that he
was turning his thoughts back to the topic of perception in relation to this
idea. The causal theory of perception could, the notes suggest, be seen as a
natural way of reconciling the vulgar and the sci-entific. Perceptions could be
connected either with scientific features or with vulgar descriptions, as they
were in his article 'The causal theory of perception'. The causal theory
explains the way things appear on the basis of the way they are. It rules out
the account from sense data theory, which explains the way things are on the
basis of the ways things appear. Scientific theory, Grice had noted 'cuts us
off from objects'.63 The proofs of 'Aristotle on the multiplicity of being', an
article he had at one point considered including in Studies in the Way of
Words, were posted to him on August 17 and remained untouched. Studies in
the Way of Words, containing the long-awaited complete William James lectures
and Grice's other most influential papers in the philosophy of language, was
published by Harvard University Press in 1989. A number of reviewers took
the opportunity, before engaging with the details of Grice's philosophy, to pay
tribute to him. Peter Strawson described his 'substantial and enduring
contribution to philosophical and linguistic theory' 6 Tyler Burge praised his
'wonderfully powerful, subtle, and philosophically profound mind'.6 Charles
Travis argued that, 'H. P. Grice transformed, often deeply, the problems he
touched and, thereby, the terms of philosophical discussion. Robert Fogelin
suggested that 'even if Grice was one of the chief and most gifted
practitioners of OLP, he was also, perhaps, its most penetrating critic. As
Fogelin notes, Meaning revisited', with its enigmatic reference to The Mystery
Package' cannot be fully interpreted without reference to Grice's work on
values and teleology. When Grice died, the Carus lectures were still in
manuscript form, and he had asked Judith Baker to see them through publication
with Oxford University Press. She prepared the lectures for publication,
together with part of the 'Reply to Richards' and 'Method in philosophical
psychology'. The Conception of Value appeared in 1991. Reviewers were generally
ambivalent, welcoming the contribution to debate, but expressing some
reservations as to the details of Grice's position. For instance, Gerald Barnes
describes Grice's defence of absolute value as 'unconventional, richly
suggestive, often fascinating, and, by Grice's own admission, incomplete at a
number of crucial points'.68 The John Locke lectures had to wait a further
decade before they, too, appeared from Oxford University Press, edited and
introduced by Richard Warner under the title Aspects of Reason. Again,
reviewers had reservations. A. P. Martinich declaredhimself unconvinced by the
appeal to the ordinary use of expressions such as 'reason', and criticised
Grice's style of presentation for containing 'too many promissory and
subjunctive gestures'. The body of published work, and the legacy of his
teaching and collaborations, formed the basis of Peter Strawson and David
Wiggin's assessment of Grice for the British Academy: Other anglophone
philosophers born, like him, in the twentieth century may well have had greater
influence and done a larger quantity of work of enduring significance. Few have
had the same gift for hitting on ideas that have in their intended uses the
appearance of inevitability. None has been cleverer, or shown more ingenuity
and persistence in the further development of such ideas.?º Perhaps an
even more succinct summary of Grice's philosophical life is the one implied by
a comment he himself made as it became clear to him that he would not recover
his failing health. Despite the indignities of his illness and treatment, he
confided in Kathleen that he did not really mind about dying. He had thoroughly
enjoyed his life, and had done everything that he wanted to do. Grice's career
was charac-terised by years of self-doubt, by almost ceaseless battles with the
minutiae of philosophical problems, and by a final frenzied struggle to finish
an ever-multiplying list of projects. Yet it seems that, when he reviewed the
effort in comparison with the results, he was content with the deal.By all the
obvious measures of academic achievement, the big success story for Grice has
been the response in linguistics to his theory of conversation. The 'Logic and
conversation' series, particularly the individual lecture published under that
title, has been cited widely and frequently from the first. Beyond frequency of
reference, perhaps the greatest accolade is for a writer's name to be coined as
an adjective, a process with few precedents in linguistics. There is
'Saussurian linguis-tics', the 'Chomskyan revolution' and 'Hallidayan grammar'.
From the mid-1970s on, linguists could be confident that a set of assumptions
about theoretical commitments could be conveyed by the phrase 'Gricean
pragmatics'. The term has been used as a label for a disparate body of work. It
includes relatively uncritical applications of Grice's ideas to a wide range of
different genres, as well as attempts to identify flaws, omissions or
full-blown errors in his theory. It also includes a variety of attempts to
develop new theories of language use, based to varying degrees on Grice's
insights. These different types of work do not all agree on the efficacy
of the Cooperative Principle, on the exact characterisation of the maxims, or
even on the nature of conversational implicature itself. What they have in common,
qualifying them for the title 'Gricean', is an impulse to distinguish between
literal meaning and speaker meaning, and to identify certain general principles
that mediate between the two. The latter is perhaps Grice's single greatest
intellectual legacy. Stephen Neale has suggested that 'in the light of his work
any theory of meaning that is to be taken at all seriously must now draw a
sharp line between genuinely semantic facts and facts pertaining to the nature
of human interaction." Grice's understanding that linguistic meaning and
meaning in use may differ was shared with a variety of previous philosophers
and indeedwith common sense. But he went much further in his claim that the
differences were amenable to systematic, independently motivated explanation,
and in his ambitious proposal to provide such an expla-nation. Whatever its
flaws, imprecisions and even errors, the theory of conversation has provided a
definite starting point for those interested in discussing the relevant layers
of meaning. Stephen Levinson has gone so far as to suggest that 'Grice has
provided little more than a sketch of the large area and the numerous separate
issues that might be illuminated by a fully worked out theory of conversational
implicature!? The success of the theory of conversation was achieved
despite its publication history. Demand was such that copies of the William
James lectures were in fairly wide circulation around American and British
universities soon after 1967 in the blurred blue type of a mimeograph, and many
early responses to them refer directly to this unpublished version. Some
commentators did not have even this degree of access to the lec-tures. In an
article published in 1971, Jonathan Cohen comments that he is responding to
'the oral publicity of the William James Lectures' 3 When the lectures began to
appear in print, they were scattered and piecemeal. 'Utterer's meaning,
sentence meaning, and word-meaning' appeared in Foundations of Language in 1968
and 'Utterer's meaning and intentions' in The Philosophical Review in 1969.
'Logic and conversation', the second in the original lecture series, appeared
in two separate col-lections, both published in 1975. Its publication was
clearly the source of some confusion, with both sets of editors claiming to
offer the essay in print for the first time. The Logic of Grammar, edited by
Donald Davidson and Gilbert Harman, seems to have been Grice's preferred
publication, and was the one he always cited. There, his lecture appears
alongside essays by past and contemporary philosophers such as Frege, Tarski
and Quine. The editor's introduction places Grice in a tradition of
philosophers interested in the application of traditional theories of truth to
natural language. In Speech Acts, the third volume in the series Syntax and
Semantics, on the other hand, 'Logic and conver-sation' is placed in the
context of contemporary linguistics. Accompanying articles by, for instance,
Georgia Green and Susan Schmerling discuss conversational implicature itself.
The editors, Peter Cole and Jerry Morgan, hail the first publication of 'the
seminal work on this topic'.* It is rumoured that Grice signed the contract for
his lecture to appear in this linguistics series while at a conference at
Austin, Texas, and only after a long evening spent in the bar. Peter Cole
included 'Further notes on logic and conversation' in Volume 9 of the
same series in 1978.One catalyst for the emergence of pragmatics, and Gricean
pragmat-ics in particular, was the interest in Grice's work from within
generative semantics, the movement fronted by the young linguists working just
across campus from Grice in the years immediately following his move to
Berkeley. Attempting to integrate meaning, including contextual meaning, into
their study of formal linguistics, these refugees from transformational
orthodoxy discovered what they saw as a promising philosophical precedent in
'Logic and conversation'. Asa Kasher has suggested that Grice opened a 'gap in
the hedge', allowing linguists to see the possibilities of 'extra-linguistic'
explanations." Gilles Fauconnier has found a more startling metaphor; at a
time when linguistics was largely concerned with syntax, and with meaning only
in so much as it related to deep grammatical structure, 'Grice unwittingly
opened Pandora's box'. 6 When linguists working within transformational grammar
replied to the generative semanticists' accusation that they were artificially
ignoring meaning and context, they too drew on 'Logic and conversation'.
In effect, they cited Grice's characterisation of 'what is said' and 'what is
implicated' as a licence to draw a sharp distinction between the linguistic and
the extra-linguistic. In this way, they argued that it was legitimate and
indeed necessary for a linguistic theory such as transformational grammar to be
concerned with meaning only in terms that were insensitive to context. Features
of context were to be dealt with in a separate, complementary theory, perhaps
even by Grice's theory of conversation itself. Writing in the mid-1970s,
transformational grammarians Jerrold Katz and Thomas Bever accuse the
generative semanticists of a form of linguistic empiricism more extreme than
Bloomfield. By attempting to fit every aspect of interpretation, however
specific to context, into linguistic theory, the generative semanticists were
failing to distinguish between grammatical and nongrammatical regularities:
failing to respect the distinction between competence and performance. Katz and
Bever commend Grice's account of conversational implicature by way of contrast,
as an example of a type of meaning properly and systematically handled outside
the grammar by independently motivated cognitive principles? In the same
volume, Terence Langendoen and Thomas Bever praise Grice for correctly distinguishing
between grammatical acceptability and behavioural comprehensibility. Even
Chomsky himself put aside his worries about behaviourism to draw on Grice's
work. In a 1969 conference paper concerned with defending his version of
grammar against criticisms from generative semanticists he suggests that if
certain aspects of meaning 'can be explained in terms of general
"maxims of discourse" (in theGricean sense), they need not be made
explicit in the grammar of a particular language'! In the 1970s, then,
the theory of conversation was seen by some as a potential means of
incorporating contextual factors into grammatical theory, and by others as a
reason for refusing to do so. Generative semantics eventually failed, perhaps a
victim of its own ambition, and of the increasingly complex syntactic
explanations needed to account for contextual meaning. Former generative
semanticist Robin Lakoff has attributed its eventual decline to a growing
realisation that syntax was not in fact the place where meaning could best be
explained; they came to understand that to deal with the phenomena we had
uncovered, the relationships between form and function that our work had made
manifest and unavoidable, we needed to shift the emphasis of the grammar from
syntax to semantics and pragmatics.''' Generative semantics had succeeded in
putting the discussion of contextual meaning on the formal linguistic map, and
had paved the way for the emergence of pragmatics as a separate discipline. The
sheer size of Grice's impact on this discipline makes anything approaching a
comprehensive survey prohibitive, but a few key collections can provide a
representative overview. By the end of the decade, pragmatics had its own
international conference. In the proceedings of the 1979 conference held at
Urbino Grice is cited, or at least alluded to, in 15 of the 37 papers."
These papers range over topics such as language acquisition, second language
comprehension, rhetoric and intonation, as well as theories of meaning,
reference and relevance. In 1975, Berkeley Linguistics Society, a
student-run organisation, began hosting an annual conference, bringing together
linguists from across America. At the first meeting, Grice's work formed the
basis of two very different papers. Cathy Cogan and Leora Herrmann tackled
colloquial uses of the phrase 'let's just say', arguing that it 'serves as an
overt marker on sentences which constitute an opting out' from straightforward
observance of the maxims. At the same conference, Lauri Karttunen and Stanley
Peters presented a much more formal paper on conventional implicata, arguing
that they could be used to explain various so-called presuppositional
phenomena.13 Since then, meetings of the society have included an
ever-increasing number of papers on Gricean topics. In 1990 a parasession at
the annual meeting was devoted to papers on 'The Legacy of Grice'. In effect,
the delegates all interpret this title in relation to the theory of
conversation, which they applied to topics as diverse as the language of jokes,
the grammaticalisation of the English perfect between Old English and Modern
English, the teach-ing of literacy, and the forms of address adopted by mothers
and fathers towards their children.' By the time the The Concise Encyclopedia
of Prag-matics was published in 1998, Grice's work had earned mention in
entries on 29 separate topics, including advertising, cognitive science,
humour, metaphor and narrative. Again, the majority of these references are to
'Logic and conversation', and in her entry on 'conversa-tional maxims' Jenny
Thomas comments that 'it is this work - sketchy, in many ways problematical,
and frequently misunderstood - which has proved to be one of the most
influential theories in the development of pragmatics."s The Journal of Pragmatics,
which began in the mid-1970s, has included numerous articles with Gricean
themes, and in 2002 published a special focus issue entitled 'To Grice or
not to Grice'. In his introductory editorial, Jacob Mey argues that the
range of articles included, both supportive of and challenging to Gricean
implicature, form 'a living testimony to, and fruitful elaboration of, some of
the ideas that shook the world of language studies in the past century, and
continue to move and inspire today's research'. 16 Nevertheless, Kenneth
Lindblom suggests that the importance and implications of the theory of
conversation tend to be underestimated, because it has been used by scholars in
a range of fields with significant methodological differences.' Certainly,
Gricean analysis has appeared in discussions of a wide variety of linguistic
phenomena, taking it well beyond the confines of its 'home' discipline of
pragmatics. For instance, the relationship between Grice's theory and literary
texts has long been a source of interest to stylisticians. As early as 1976,
Teun van Dijk suggested that the maxims 'partially concern the structure of the
utterance itself, and might therefore be called "stylistic" , 18 He
argues that a set of principles different from, but analogous to Grice's
Cooperative Principle and maxims are needed to explain literature. For Mary
Louise Pratt, however, the most successful theory of discourse would be one
that could explain literature alongside other uses of language. In the case of
literature, where the Cooperative Principle is particularly secure between
author and reader, 'we can freely and joyfully jeopardize it'. l' Flouting and
conversational implicatures are therefore particularly characteristic of
literary texts but do not set them apart as intrinsically different from other
types of language use. Other commentators have concentrated on Gricean analyses
of discourse within literary texts, such as soliloquies in Hamlet, Macbeth and
Othello and dialogue in Waiting for Godot and Finnegans Wake.20 Conversational
implicature has also proved suggestive in historical linguistics as an
explanation for a variety of meaning shifts. The basicpremiss of this research
is that meaning that is initially associated with a word or phrase as an
implicature can, over time, become part of its semantic meaning. Peter Cole
describes this process as 'the lexicaliza-tion of conversational meaning' 2
Elizabeth Traugott's work in this area has drawn on a wide range of historical
data. For instance, in a 1989 paper she traces a general trend in the history
of English for changes from deontic to epistemic meanings; both words and
grammatical forms ten in he ton or math 10g that started out as
weakly subjective become strongly subjective. For instance, 'you must go'
changes its meaning from permission in Old English to expectation in
Present Day English. This process she describes as 'the conventionalising of
conversational implicature' based on 'prag-matic strengthening' and derived
ultimately from Grice's second maxim of Quantity22 Debra Ziegeler has followed
up this study by suggesting that another process of conventionalisation can
account for the hypothetical and counterfactual meanings associated with some
modal verbs in the past tense, such as would, this time a process explained by
the first maxim of Quality.23 It would be wrong to suggest that Grice's
presence in linguistics has been greeted with constant, or universal,
enthusiasm. The Concise Encyclopedia of Pragmatics is representative here, too.
As well as the albeit modified praise from Thomas, the encyclopaedia includes
an entry on 'Discourse' in which Alec McHoul accuses Grice of idealising
conversa-tion. According to McHoul, Grice 'attempted to generalise from how he
thought conversation operated', and ended up giving 'an ideal-rational version
of socially pragmatic events so that it seems virtually irrelevant that the
objects of analysis... constitute a form of social action'.24 McHoul is far
from being a lone voice. The theory of conversation has frequently been accused
of presenting an unrealistic picture of human interaction, and even of
attempting to lay down rules of appropriate conversational etiquette. For
instance, Dell Hymes suggests that Grice's account of conversational behaviour
incorporates a tacit ideal image of discourse',25 and Sandra Harris identifies
in it 'prescriptive and moral overtones' 26 For Rob Pope, an individual's
willingness to accept the maxims as an accurate account of communication is
dependent on 'the problem of how far you and I, in our respective
world-historical posi-tions, find it expedient or desirable to espouse a view
of human interaction based on consensus and/or conflict'? Geoffrey Sampson even
claims that 'it would be ludicrous to suggest that as a general principle people's
speech is governed by maxims' such as those proposed in the theory of
conversation. However, he rather undermines his own argu-ment by presenting the
observation that 'people often manifestly flout his maxims' as if it were a
problem for Grice's theory. A number of linguists have been quick to
defend Grice from the suggestion that his maxims prescribe 'ideal'
conversation. For instance, Penelope Brown and Stephen Levinson explain that
the maxims 'define for us the basic set of assumptions underlying every talk
exchange. But this does not imply that utterances in general, or even
reasonably fre-quently, must meet these conditions, as critics of Grice have
sometime thought'.2 Robin Lakoff argues that strict adherence to the maxims is
not usual and that in many cases: 'an utterance that fails to incorporate
implicature when it is culturally expected might be uncooperative and so liable
to misunderstanding, hardly "ideal" 130 There are a number of
features of the presentation of the theory, particularly read in isolation from
the rest of the lectures, that may contribute to the accusation of idealising
conversation. First, Grice never defines what he means by 'conversation'. It is
clear from his earlier, unpublished writings that he adopted this term simply
as a label for language in context, or as a reminder to his Oxford students
that utterances do not generally occur in isolation from each other. However,
in linguistics the term has acquired a much more specific and technical use.
During the early 1970s, just as Grice's theory was becoming widely known, work
by linguists such as Harvey Sacks was revealing the characteristics and
regularities of naturally occurring casual conversation, dwelling on features
such as turn taking and topic organisation." Linguists familiar with this
work have perhaps been taken aback by Grice's apparently cavalier, unempirical
generalisations. Second, Grice introduces the theory of conversation as an
approach to specific philosophical problems, but his own enthusiasm for the
particular conversational explanations to which it extends obscures this
purpose. In the single lecture 'Logic and conversation' in particular, casual
conversational examples appear to be the main focus. Further, Grice expresses
both the Cooperative Principle and the individual maxims as imperatives.
Despite his intention of generalising over the assumptions that participants
bring to interactive behaviour, this grammatical choice gives his 'rules'
a prescriptive appearance. Perhaps most damagingly of all, Grice does not
comment on his own methodology and purpose in 'Logic and conversation'. He
does, however, give some indication of these in the earlier, unpublished
lectures on language and context, for instance when he defends his method of
working with as few 'cards on the table' as possible, in theknowledge that this
will result in certain deliberate simplifications. In another lecture,
proposing to address some questions put to him in a previous discussion about
the nature of his undertaking, he suggests how he would like his ideas to be
evaluated. His theory building is dif ferent from his methodology in 'Meaning',
which proceeded through the description of specific cases. I am here
considering what is (or may be) only an ideal case, one which is artificially
simplified by abstracting from all considerations other than those involved in
the pursuance of a certain sort of conversational cooperation. I do not claim
that there actually occur any conversations of this artificially simplified
kind; it might even be that these could not be (cf frictionless pulleys). My
question is on the (artificial) assumption that their only concern is
cooperation in the business of giving and receiving information, what
subordinate maxims or rules would it be reasonable or even mandatory that
participants should accept as governing their conversational practice? Since
the object of this exercise is to provide a bit of theory which will explain,
for a certain family of cases, why it is that a particular implicature is
present, I would suggest that the final test of the adequacy and utility of
this model should be a) can it be used to construct explanations of the
presence of such implicatures, and is it more comprehensive and more economical
than any rival [I have tried to make a start on the first part of a)] b)
Are the no doubt crude, pretheoretical explanations which one would be prompted
to give of such implicatures consistent with, or better still favourable
pointers towards, the requirements involved in the model?32 Grice's
idealisations are of the scientific type, necessary to establish underlying
principles of the subject matter, rather than of the type specifying that it
always does, or should, conform to certain optimal standards. Another
criticism of Grice's theory that seems off-beam in the light of his unpublished
justification, but registers a legitimate concern for linguists, is that it
works for only one particular discourse type: roughly for conversations between
social equals who are mutually interested in exchanging information on a
particular topic. Some of the earliest commentaries on the theory of
conversation to consider the social and institutional contexts of language
were, perhaps surprisingly, from philosophers rather than from linguists. In a
1979 edition of The Philo-sophical Quarterly, David Holdcroft and Graham Bird
contribute to a discussion of whether the Cooperative Principle is best seen as
applying to all sequences of speech acts, or simply to informal
conversations. Holdcroft argues that the Cooperative Principle is not
unproblemati-cally universal across all sequences; in cases where participants
do not 'have equal discourse rights' the maxims do not straightforwardly
apply.33 He offers the examples of the proceedings of a court of law and a viva
exam, suggesting that different sets of maxims are accepted by participants in
different cases. Bird argues that situations in which participants have unequal
rights do not pose the problems to Grice that Holdcroft envisages; maxims may
be suspended by mutual agreement without offering counter-examples to the
theory. 34 These ideas were later addressed by linguists using actual
conversational data rather than theorised 'types' of sequences. Norman
Fair-clough pioneered critical discourse analysis, an approach concerned with
relating the formal properties of texts to interpretation and hence to their
relationship to social context. He suggests that mainstream discourse analysis
'has virtually elevated cooperative conversation between equals into an archetype
of verbal interaction in general'.35 He holds Grice at least in part
responsible for this because his emphasis on the exchange of information
assumes equal rights to contribute for both parties. Fairclough analyses
conversational extracts from police interviews of a woman making a complaint of
rape and of a youth suspected of vandalism to argue that many interactions do
not conform to this model. He notes that Grice's own proviso that in some types
of conversation influencing others may be more important has too often been
overlooked. Other critical discourse analysts offer qualified support for
Grice, for instance arguing that the theory of conversation need not be limited
to casual conversation, but can be generalised to explain discourse in institutional
contexts only once it has been made to take account of societal factors. John
Gumperz uses a variety of data to argue that interactions such as
cross-examinations, political debates and job interviews demonstrate that
'conversational cooperation becomes considerably more complex than would appear
on a surface reading of the Cooperative Principle.' William Hanks echoes many
of the criticisms of the theory of conversation familiar to ethnolinguists, but
argues that it should not be abandoned altogether within this discipline
because 'some parts of Grice's approach are of telling interest to
ethnog-raphy', in particular the active role assigned to the hearer in
attributing conversational meaning. For Grice, as for sociolinguists, 'meaning
arises out of the relation between parties to talk'.38If it is to some extent
contrary to Grice's abstract, philosophical intentions that his theory should
be applied to real language data, it is perhaps even more incongruous that it
should be subjected to clinical testing. Nevertheless, the theory of
conversation has generated much interest in the area of clinical linguistics,
in particular the branch sometimes described as 'neuropragmatics'. Chomsky was
interested in the theory of conversation because it suggested to him a
principled way of distinguishing between centrally linguistic meaning that
might be described as belonging to a speaker's competence or semantic ability,
and context-dependent meaning belonging to performance or prag-matics. Clinical
linguists have looked for evidence of a neurological basis for such a
distinction. Many such studies have concentrated on patients with some degree
of language impairment, in an attempt to discover whether semantics and
pragmatics can be selectively impaired. For instance, Neil Smith and
lanthi-Maria Tsimpli, working within a broadly Chomskyan framework, have
studied an institutionalised brain-damaged patient with exceptional linguistic
abilities. Their findings suggest that his 'linguistic decoding' is as good as
anyone else's but that he is unable to handle examples such as irony, metaphor
and jokes, a distinction that they suggests points to a separation between
linguistic and non-linguistic impairment.3º Such a suggestion seems to be
supported by findings from researchers with a more clinical and less linguistic
interest, who have suggested that core linguistic functions might be controlled
by the left hemisphere of the brain while 'pragmatic', context-dependent
meaning, together with emotions, is controlled by the right. 40 Other
clinicians have adopted a more overtly Gricean framework. Elisabeth Ahlsén uses
the Cooperative Principle as a tool for describing aphasic communication in
which, she argues, 'implicatures based on the maxims of quantity and manner
cannot be made in the same way as in the case of nonaphasic speakers.'* The
theory of conversation has also been used as a tool for describing more general
communication dis-orders. 42 Ronald Bloom and a group of fellow-experimenters
argue that 'Gricean pragmatics has provided a theoretically meaningful
framework for examining the discourse of individuals with communication
disorders' 43 Clinicians using Gricean analyses tend to be reluctant to draw
definite conclusions about the division of labour between the hemi-spheres.
This is argued perhaps most explicitly by Asa Kasher and his team, who have
investigated the processing of implicatures by using an 'implicature battery'
for both right brain-damaged and left brain-damaged stroke patients. They use
both verbal implicatures and non-verbal implicatures based on visual images,
and conclude that 'both cerebral hemispheres appear to contribute to the same
degree to processing implicatures.'* This scepticism about the localisation of
pragmatic processing in the right hemisphere is shared by Joan Borod and
others, who use a series of pragmatic features, including some based on Gricean
implicature, to test language performance in right-hand brain-damaged,
left-hand brain-damaged and normal control subjects. They conclude that 'deficits
in pragmatic appropriateness are shared equally by both brain-damaged
groups.'45 Elsewhere, Kasher has argued explicitly against the tendency to make
sweeping generalisations over pragmatic phenomena that locate them all in the
right hemisphere. Implicature, he argues, is part of a larger competence,
'hence it would be implausible to assume that some domain-specific cognitive
system produces conversational implicature' 46 As Kasher's position
illustrates, the positing of a separate pragmatic faculty, to which implicature
belongs, is not dependent on the faculty being physically autonomous. It
can be impaired selectively from language, an observation that in itself
legitimises the hypothesis of a physical basis in the brain. Another field
in which the theory of conversation has been used enthusiastically is
Artificial Intelligence, a striking application given Grice's personal
animosity to computers. Computer programmers have realised that formal
linguistic theories can go a long way towards specifying the rules that make up
grammatical sentences, but have little to say about how those sentences can be
used to form natural-sounding conversations. For instance, Ayse Pinar Saygina
and Ilyas Ciceki are not impressed by the pragmatic skills of computers. They
analyse the output of various programmes entered for the Loebner Prize, an
annual competition to find the programme closest to passing the Turing Test, in
which a computer is deemed to be intelligent if a human observer cannot
distinguish its participation in a conversation from that of a human. Saygina
and Ciceki argue that pragmatic acceptability, rather than the simple ability
to generate natural language, is the biggest challenge to such programmes.
Moreover, the programmes that are the most successful are those that adhere
most closely to Grice's maxims, suggesting future applications for these,
specifically that programmers will inevitably have to find ways of "making
computers cooperate" ' 47 Various programmers have in fact made some
attempts in this direc-tion. Robert Dale and Ehud Reiter consider an algorithm
for natural-sounding referring expressions in computer-human interaction. They
note that such an algorithm must produce expressions that successfully pick out
the referent without leading 'the human hearer or reader tomake false
conversational implicatures',48 Perhaps not surprisingly, they consider Grice's
maxims to be 'vague' compared to the principles needed for computational
implementation. Nevertheless, they base their algorithm on an interpretation of
the maxims, claiming that the simpler interpretation produces a result that is
'faster in computational terms and seems to be closer to what human speakers do
when they construct referring expressions'.4 Michael Young tackles the problem
of intelligent systems designed to form plans to direct their own activities or
those of others. 'There is a mismatch between the amount of detail in a plan
for even a simple task and the amount of detail in typical plan descriptions
used and understood by people' 5º In order to address this issue, Young
proposes a computational model that draws on Grice's maxim of Quantity, which
he labels the Cooperative Plan Identification architecture. He argues that this
produces instructions that are much more successful in communicating a plan to
a human subject than instructions produced by alternative methods. Grice
would have recognised discussion of irony and metaphor as more closely related
to his work, although he would not necessarily have welcomed the form some of
this debate has taken. The explana-tion of such 'non-literal' uses has
generally been taken as a central task for the theory of conversation, and
indeed Grice himself seems to encourage this view. In a rather hurried exegesis
in the William James lectures, he explains irony and metaphor as floutings of
the first maxim of Quality. 'X is a fine friend' said just after X has been
known to betray the speaker cannot be intended to be taken as a true expression
of belief. Instead, the speaker must intend some other related
proposition; 'the most obviously related proposition is the contradictory of
the one he purports to be putting forward!»' Grice later restricts his
definition of irony, claiming that it is 'intimately connected with the
expression of a feeling, attitude or evaluation'.52 As an example of metaphor,
'You are the cream in my coffee' is also clearly false, but cannot be
interpreted as meaning its simple opposite, which is a truism; 'the most likely
sup-position is that the speaker is attributing to his audience some feature or
features in respect of which the audience resembles (more or less fancifully)
the mentioned substance.'53 Some linguists working on such figures of
speech have accepted an account along the lines suggested by Grice.5 Others,
however, have taken issue with the apparent ease with which Grice's hearer in
each case derives the interpretation. Their argument is that nothing within the
Cooperative Principle or the maxims as they stand specifies why the hearer
should reach that interpretation rather than some other. RobertHarnish wonders
what tells us that the hearer in the irony example reaches the conclusion that
'X is a cad'; 'why should we suppose that the contradictory is the most
obviously related proposition?' Similarly, if Grice's metaphor example is to be
explained, 'we need some principles to guide our search for the correct
supposition.'ss Dan Sperber and Deirdre Wilson argue that Grice's description
of the process by which irony is interpreted 'is virtually free of rational
constraints' 56 There is no reason why the negation of what is said should
serve as the impli-cature, rather than some other closely related assumption.
Wayne Davis worries about how a hearer is expected to identify accurately
exactly what sort of interpretation is intended when, for instance, the maxim
of Quality is flouted.s7 Some claim that experimental work also poses
problems for Grice's account. Rachel Giora argues that the 'salient' meanings
of metaphors and irony 'enjoy a privileged status: they are always accessed,
and always initially, regardless of context'.58 Raymond Gibbs goes so far as to
claim that 'the results of many psycholinguistic experiments have shown the
traditional, Gricean view to be incorrect as a psychological theory'S His
argument is that a figurative example does not require more processing time
than a literal one; speakers often understand metaphorical or ironic meaning
straight away without first having to analyse and reject literal meaning. Gibbs
sees this as a threat to the whole distinction between the said and the
implicated. Not all experimental linguists would subscribe to Gibbs's
conclusions. Thomas Holtgraves points out that many metaphorical figures
of speech such as 'he spilled the beans' have 'a conventional, nonliteral
meaning that is comprehended directly' because in such cases 'the default
meaning is clearly the nonliteral meaning' 6 Gerald Winer and his team compare
the reactions of children and adults to a set of questions and observe that children
tend to respond to literal but trivial meanings, adults to metaphorical
interpretation. They argue that these findings are quite consistent with
Grice's theory, which 'holds that people respond to the intended or inferred,
rather than the literal, meaning of utter-ances'.61 Anne Bezuidenhout and J.
Cooper Cutting suggest that experiments can never bear directly on the debate
over the accuracy of Grice's theory because 'Grice was interested in giving a
conceptual analysis of the concepts of saying, meaning, and so on, and not in
giving a psychological theory of the stages in utterance processing. 2 They
also express some concerns about the validity of results based on simple
measurements of processing time, and the readiness of experimental linguists to
reach generalised conclusions from these.Despite his own philosophical and
analytical interests, then, Grice's theory has been debated in terms of its
social application, its computational implementation and its psychological and
even neurological plausibility. It has also been discussed by those whose
studies extend across cultures, some of whom have criticised it as
ethnocentric, as drawing unquestioningly on the mores of one society. In an
echo of the accusations of elitism levelled at Austin and his 'empirical' approach
to language, Grice has even been accused of concentrating on one privileged
rank of that society. This particular criticism dates back to Elinor Ochs
Keenan's article 'The universality of conversational postulates', first
published in 1976. Keenan's basic tenet is that Grice's analysis is implicitly
but inappropriately offered as applying universally. Her specific claim is that
the maxims, in particular those of Quantity, do not hold among the indigenous
people of the plateaus area of Madagascar. Hence the maxims are
culturally specific and the assumption that Grice's account demonstrates a
pragmatic universal is flawed. In Malagasy society, speakers regularly
breach the maxim to 'be infor-mative', by failing to provide enough information
to meet their interlocutor's needs. So if A asks B 'Where is your mother?', B
might well reply 'She is either in the house or at the market', even when fully
aware of the mother's location. Further, the reply would not generally give
rise to the implicature that B is unable to provide a more specific answer
because in that society 'the expectation that speakers will satisfy
informational needs is not a basic norm' 63 Keenan suggests some reasons for
this specific to Malagasy society. New information is such a rare commodity
that it confers prestige on the knower, and is therefore not parted with
lightly. Further, speakers are reluctant to commit themselves explicitly to
particular claims, and therefore to take on responsibility for the reliability
of the information. For these reasons, the expectations about conversational
practice and the implicatures following from particular utterances are
different from those assumed by Grice to be universal norms. Keenan
complains that 'the conversational maxims are not presented as working
hypotheses but as social facts' and argues that much more empirical work on
conversation must be conducted before true paradigms of conversational practice
can be drawn up. Her criticism, then, is chiefly the familiar one that Grice
has attempted to describe 'con-versation' without having considered the
mechanics of any actual con-versation, with the added claim that such a
consideration would reveal some significant variations between cultures.
However, she welcomes Grice's attempt to posit universal conversational
principles, because ofthe possibility it suggests for those engaged in
fieldwork to move away from specific empirical observations 'and to propose
stronger hypotheses related to general principles of conversation'. She
suggests that the particular maxims may apply in different domains and to
different degrees in different societies. In Malagasy society, determining
factors include the importance of the information in question, the degree of
intimacy between the participants, and the sex of the speaker. A number of
linguists have defended Grice against Keenan's accusation. Georgia Green has
suggested that even the discovery that a particular maxim did not apply at all
in one society would not invalidate Grice's general enterprise. Since the
maxims are individual 'special cases' of coopera-tion, 'discovering that one of
the maxims was not universal would not invalidate claims that the Co-operative
Principle was universal'. Robert Harnish argues that Grice nowhere claims that
all conversations are governed by all the maxims; in many types of
conversation, as in Keenan's examples, one or more of the maxims 'are not in
effect and are known not to be in effect by the participants'. Geoffrey Leech
points out that 'no claim has been made that the CP applies in an
identical manner to all societies. '68 Keenan's criticisms of Grice, and
indeed these responses to those crit-icisms, consider meaning as a social and
interactive, rather than a purely formal phenomenon. This is a project shared
to varying degrees by works that have attracted the title 'politeness theory'.
Such works date back to the mimeograph days of 'Logic and conversation',
', and indeed can be seen as one area in which the newly emerging
discipline of prag-matics took its inspiration and basic premisses from Grice.
Looking back to the early 1970s, politeness theorists Penelope Brown and
Stephen Levinson comment that at that time the division of meaning into
semantics and pragmatics was motivated chiefly by 'the basic Gricean observation
that what is "said" is typically only part of what is
"meant" the proposition expressed by the former providing a basis for
the calculation of the latter. In studying politeness phenomena, linguists such
as Brown and Levinson were seeking an explanation not so much of the mechanics
of this calculation as of its motivation. John Gumperz observes in the foreword
to Brown and Levinson's study that politeness theory concentrated on the social
functions of language, thereby bringing Grice's work into the field of
sociolinguistics for the first time. Theorised conversational politeness,
like cooperation, is neither a description of ideal behaviour nor a guide to
etiquette. Indeed, politeness theorists are eager to stress that they are
positing hypotheses about conventionalised and meaningful patterns of
behaviour, rather thandescribing a general tendency in people to be
'considerate' or 'nice' to each other. The conventions of politeness are not
accounted for in the maxims, and some have seen this as a weakness in Grice's
account. However, the tendency towards cooperation and that towards
politeness are means towards different sets of ends: the former to informing
and influencing and the latter to the maintenance of harmonious social
relationships. Norms of politeness are therefore appropriate complements to,
not subcategories of, norms of cooperation. This certainly seems to have been
the view Grice himself took in his only reference to politeness in 'Logic and
conversation': There are, of course, all sorts of other maxims
(aesthetic, social, or moral in character), such as 'Be polite', that are also
normally observed by participants in talk exchanges, and these may also
generate nonconventional implicatures. The conversational maxims, however, and
the conversational implicatures connected with them, are specially connected (I
hope) with the particular purposes that talk (and so, talk exchange) is adapted
to serve and is primarily employed to serve.?° Those who have taken a
closer interest than Grice in politeness have generally done so for one of two
reasons. Some have given what for Grice are secondary purposes of conversation
a more central impor-tance, arguing either explicitly or by implication that
the maintenance of social relationships is at least as important a function of
conversation as the 'rational' goals of informing and influencing. Others have
seen in the phenomenon of politeness a possible answer to a question Grice has
been criticised for never fully addressing: the question of why speakers convey
meaning through implicatures at all, rather than through straightforward
assertion. In other words, they have seen politeness not as a supplementary
norm of conversation, but as a potential key to the operation of the
Cooperative Principle itself. Some of the earliest work in politeness
theory came from Robin Lakoff. In common with other generative semanticists,
she was dissatisfied with the tenet that judgements of grammaticality were
autonomous and sufficient: that a fully successful transformational grammar
would be able to legislate absolutely between 'good' and 'bad' strings. Rather,
she argued, phenomena entirely dependent on context, and on aspects of context
as specific as the relationship between two people, could effect such
judgements and should be taken into account. She has since argued that
the notion of 'continuousness', the idea thatjudgements of acceptability must
be arranged along a continuous scale rather than being binary and polar, is the
single greatest contribution of generative semantics to the understanding of
human language." In articles published in the early 1970s, Lakoff defended
the importance of pragmatic explanations. In 'Language in context', for
instance, she argues that transformational grammar had 'explicitly rejected'
contextual aspects from consideration.?? Her particular claim is that certain
features of English sentences can be explained only in terms of the
relationship between the speaker and hearer. In this sense they are no
different from, for instance, honorifics in Japanese; it is just that their
context-bound nature is not immediately apparent because they are expressed
using linguistic devices that have other, more centrally semantic, functions as
well. So Lakoff discusses the use of modal verbs in offers and requests,
considering why, for instance, 'You must have some of this cake' counts as a
politer form than 'You should have some of this cake'. Their social meaning is
often dependent not just on the form used but the implications this triggers.
The verb 'must' implies, generally contrary to the facts of the case, that the
hearer has no choice but to eat the cake, hence that the cake is not in itself
desirable, and that the speaker is politely modest about the goods she is
offering. Lakoff draws an analogy between these politeness phenomena and
some other conversational features 'not tied to concepts of politeness', such
as those discussed in Grice's mimeograph. Like politeness phe-nomena, these
features are not part of the grammar but can nevertheless have an effect on the
form of utterances. Lakoff notes that expressions such as 'well' and 'why' may
sometimes be labelled 'mean-ingless', but that they in fact have specific
conditions for use. Because they can be used either appropriately or
inappropriately, a linguistic theory needs to be able to account for them, yet
the conditions governing their appropriateness are often dependent on a purely
context-bound phenomenon such as the breaking of a conversational maxim.
They signal, respectively, that the utterance to follow is in some way
incomplete, breaking the maxims of Quantity, and that a preceding utterance was
in some way surprising, and so considered a possible breaking of the maxims of
Quality. The attitudes of speakers to the information conveyed, just like their
awareness of their relationships to each other, is sometimes communicated by
the actual form of words used. Therefore, any sufficient account of
language must pay attention to contextual as well as syntactic factors.
In 'The logic of politeness', published the following year, Lakoff reiterates
her belief in the necessity of contextual explanations to comple-ment syntactic
ones, but this time goes further in arguing that prag-matics should be afforded
a status equal to syntax or semantics. Ulti-mately, she would like to see
pragmatic rules 'made as rigorous as the syntactic rules in the
transformational literature (and hopefully a lot less ad hoc)'? The basic types
of rules to be accounted for fall under two headings: 'Be clear' and 'Be polite'.
These sometimes produce the same effect in a particular context and therefore
reinforce each other, but more often place conflicting demands on the speaker,
meaning that one must be sacrificed in the interests of the other. Grice's
theory of conversation provides an account of the rules subsumed under 'Be
clear'. It remains to be explained why speakers so often depart from these
norms in their conversations and here, Lakoff implies, the second type of
pragmatic rule comes into play. In cases when the interests of clarity are in
conflict with those of politeness, politeness generally wins through. This is
perhaps because: 'in most informal conversations, actual communication of
important ideas is secondary to merely reaffirming and strengthening relationships.'75
Lakoff tentatively suggests three 'rules of politeness', analogous to the rules
of conversation: 'don't impose', 'give options' and 'make A feel good - be
friendly'? The first rule explains why people choose lengthy or syntactically
complex expressions in apparent breach of clarity, such as 'May I ask how much
you paid for that vase, Mr Hoving?' and 'Dinner is served'. The second rule
explains the use of hedges ('Nixon is sort of conservative') and euphemisms (I
hear that the butler found Freddy and Marion making it in the pantry'),
expressions leaving hearers the superficial option of not interpreting an
expression in a way they may find offensive. The third rule explains nicknames
and particles expressing feeling and involving the hearer, particles such as
like', 'y'know', '1 mean'. All these conversational features might appear to be
in breach of one or more maxim; in effect the more powerful rules of politeness
explain why and when the conversational maxims are breached. Lakoff even
suggests that Grice's rules of conversation are perhaps best seen as
'subcases' of Rule 1; in other words that the tendency towards clarity is just
part of a more general tendency not to impose on your addressee. The
other two types of politeness, particularly 'be friendly', take precedence over
clarity when they come into conflict with it. For Lakoff politeness, perhaps
including Grice's maxims, is a subsection of the more general category of
'cooperation'. Brown and Levinson's theory of politeness is perhaps the
most fully articulated and successful of the attempts to integrate
sociolinguisticnotions of politeness with Grice's account of cooperation. The
theory itself dates from just after the time when Lakoff was publishing on the
need for linguistics to take account of contextual factors. Brown and Levinson
first wrote up their ideas in the summer of 1974; these were eventually
published as a long essay late in the 1970s, and in book form almost a decade
later." They claim that their account is based on just the same basic
premiss as Grice's: 'there is a working assumption by conversationalists of the
rational and efficient nature of talk.'78 Brown and Levinson draw on sociology
by introducing Erving Goffman's notion of 'face' into the discussion of politeness.
In the 1950s, Goffman defined face as the positive social value a person
claims, and argued that 'a person tends to conduct himself during an
encounter so as to maintain both his own face and the face of the other
participant'" Brown and Levinson refine Goffman's idea by distinguishing
between 'positive' and 'negative' face. Participants in social situations are
aware, both in themselves and in others, of the needs of both positive and
negative face. Positive face is, generally, the desire to be liked, to be held
in high regard by others. Negative face is the desire not to be imposed upon,
to retain freedom of choice. Certain types of act can be classified as
inherently impolite because they are threatening to one or other type of face
for the addressee. Criticisms are inherently impolite because they threaten
hearers' positive face by showing that they are in some way not held in high
regard. Orders or requests are inherently impolite because they threaten
negative face by seeking to impose the speaker's will on others and to restrict
freedom of choice. In such circumstances the speaker has the option of
producing the impolite act 'bald on-record'.80 That is, of producing it without
any attempt to disguise it: to say 'You look fat in that dress', or 'Give me a
lift to the station'. Brown and Levinson observe that in doing this, the
speaker adheres precisely to Grice's maxims; 'You look fat in that dress' is
clear, informative and truthful. The speakers may be adhering to the
maxims of conversation in these examples, but they are in breach of the rules
of politeness prescribing maintenance of the other's face. Utterances such as
'That isn't the most flattering of your dresses' and 'I wonder if I could
trouble you for a lift to the station' are less clear and less efficient than
their 'on-record' coun-terparts. However, the very fact that speakers are
putting more effort into producing these longer and more complex utterances
ensures that they are seen to be striving to satisfy the hearers' face wants.
Such ways of conveying meaning are very common in conversation, Brown
andLevinson note. Successive commentators have been simply wrong in assuming
that Grice specifies that utterances must meet the conditions of cooperation.
Their purpose here, in fact, is 'to suggest a motive for not talking in this
way' 81 Like Lakoff, they note that hedges are generally concerned with the
operation of the maxims. They emphasise that cooperation is met, indicate that
it may not be met, or question whether it has been met.82 Further, 'off-record'
strategies are often accompanied by a 'trigger' indicating that an indirect
meaning is to be sought. The individual conversational maxims determine the
appropriate type of trigger. Work on politeness in naturally occurring
conversation has produced both supportive and more pessimistic responses to the
Gricean frame-work. Susan Swan Mura draws on the transcriptions of 24 dyadic
interactions to consider factors that might license deviation from the maxims.
She concludes that for all the maxims the relevant factors provide for
problem-free interaction in contexts where there is a threat of some sort to
the coherence of the interaction. She concludes enthusiastically that 'this
study also provides preliminary evidence that the Cooperative Principle
represents a psychologically real construct, modeling the behavioural (in a
non-Skinnerian sense of the term) basis for conversational formulation and
interpretation.'83 Yoshiko Matsumoto, on the other hand, considers politeness
phenomena in Japanese and notes that 'a socially and situationally adequate
level of politeness and adequate honorifics must obligatorily be encoded in
every utterance even in the absence of any potential face threatening act',
arguing that this is a serious challenge to the universality of both Grice's
and Brown and Levinson's theories.8 In his contribution to the literature
on politeness, Geoffrey Leech draws together concepts from contemporary
pragmatics and adds some of his own, to present what he describes as an 'Interpersonal
Rhetoric' 85 He claims that the Cooperative Principle, although an
important account of what goes on in conversation, is not in itself
sufficient to explain interpersonal rhetoric. Principles of politeness and also
of irony must be added on an equal footing with cooperation; indeed, they can
sometimes 'rescue' it from apparently false predictions. The result is a vastly
more complex account of conversation than Grice had envisaged, as well as a
more complex pragmatics in general. For example, Leech suggests that if, in
response to 'We'll all miss Bill and Agatha, won't we?', a speaker were to say
'Well, we'll all miss BILL', thereby implicating that she will not miss Agatha,
the speaker has apparently failed to observe the needs of Quantity. The speaker
'could have been moreinformative, but only at the cost of being more impolite
to a third party: [the speaker] therefore suppressed the desired information in
order to uphold the P[oliteness] P[rinciple]'.86 Leech's PP itself
contains an elaborate list of additional conversational maxims. He initially
describes these as comprising Tact, Generosity, Approbation, Modesty, Agreement
and Sympathy, but later suggests that further maxims of politeness may prove
necessary, including the Phatic maxim, the Banter maxim and the Pollyanna
maxim.8 He seems, in fact to be prepared to add maxims in response to
individual examples as they present themselves. This stance is open to the
criticism that the choice of maxims becomes ad hoc, and the number arbitrary,
significantly weakening the explanatory power of the theory. Indeed Brown and
Levinson suggest that Leech is in danger of arguing for an 'infinite number of
maxims', making his addition of the politeness principle in effect an elaborate
description, rather than an explanatory account, of pragmatic
communication.88 Leech's 'Interpersonal Rhetoric' is unusual among
theories of politeness for advocating such a plethora of principles in addition
to Grice's maxims of cooperation. It is certainly unusual in the more general framework
of Gricean pragmatics. Here, the tendency in responses to the theory of
conversation has been to attempt to reduce the number of maxims, to streamline
the theory and therefore make it more powerfully explanatory and
psychologically plausible. In their overview of the place of pragmatics in
linguistics during the last quarter of the twentieth century, Hartmut Haberlard
and Jacob Mey criticise Leech for multiplying pragmatic principles and types,
while most responses to Grice have been reductive in tendency. The general
feeling that Grice's maxims need tidying up and clarifying is, they suggest,
not particularly surprising 'if one considers the strong a priori character of
Grice's maxims'. His main motivation in their choice and titles was to echo Kant's
table of categories. Perhaps the most extreme of such theories was Relevance
Theory (RT), developed by a number of linguists, but principally by Dan Sperber
and Deirdre Wilson. It offered an account of communication and cognition
drawing on Grice's theories of meaning and of conversation, especially on his
distinction between what is said and what is meant, while at the same time
departing from Grice sig-nificantly. From the mid-1980s and into the 1990s, RT
was perhaps the most influential school of thought in pragmatics and spawned a
large number of articles, conference papers and doctoral theses, especially at
its 'home' at University College, London. It was used as a framework for the
analysis of various semantic and pragmatic phenomena in a varietyof languages,
as well as an approach to texts as diverse as poetry, jokes and political
manifestos. In Relevance, Sperber and Wilson argue that Grice's account
is too cumbersome and too ad hoc, consisting in a series of maxims each
intended to account for some particular, more or less intuitive response.
Gricean pragmatics had for too long been bound by the outline provided by
'Grice's original hunches'? The dangers of this are apparent: 'It might
be tempting to add a maxim every time a regularity has to be accounted for.''
Rather, the various maxims and submaxims can be subsumed into a suitably rich
notion of relevance. This does not consist of a maxim, such as Grice's 'Be
relevant', which speakers may adhere to or not, and which in the later case may
lead to implicature. There is no place in Sperber and Wilson's theory for the
notion of 'flouting' a rule of conversation. Rather, they posit a 'Principle of
Relevance', a statement about communication; 'communicators do not
"follow" the principle of relevance; and they could not violate it
even if they wanted to'. The principle applies 'without exception'. It is a
fact of human behaviour explaining how people produce, and how they respond to,
communicative acts. The principle states that every act of ostensive
communication is geared to the maximisation of its own relevance; people
produce utterances, whether verbal or otherwise, in accordance with the human
tendency to be relevant, and respond to others' utterances with this
expectation. Relevance is defined as the production of the maximum number of
contextual effects for the least amount of processing effort. These notions are
all entirely dependent on context; just as there is no place for flouting in
Sperber and Wilson's theory, so there is no place for any notion of generalised
implicature. Every implicature is entirely dependent on and unique to the
context in which it occurs. Sperber and Wilson take issue with Grice over
what they see as his simplistic division of the semantic and the pragmatic, or
the encoded and the inferenced. It is simply not possible, they argue, to
arrive at a unique, fully articulated meaning from decoding alone: to produce a
semantic form on which separate, pragmatic principles can then work. In
assuming that this was possible, Grice took an unwarranted step back towards
the code model he so tellingly critiqued in his earlier article
'Meaning', returning to an outmoded reliance on the linguistic code to deliver
a fully formed thought. He abandoned a 'common-sense' approach with psychological
plausibility: the attempt to formalise and explain the notion that
'communication involves the publication and recognition of intentions'.'
Cognitive principles such as relevance will be involved even at the stage of
producing a Gricean 'what is said',determining features such as reference
assignment and disambiguation. Unlike the Gricean maxims, the
Principle of Relevance is not an autonomous rule applying after decoding has
issued a unique linguistic meaning. Rather, both 'explicit' and 'implicit'
meaning rely on the Principle of Relevance. Sperber and Wilson argue, contra
Grice, for the need to consider explicitness as a matter of degree.
Unlike the ethnologists and politeness theorists who claim common ground with
Grice through an interest in social interaction, relevance theorists see their
approach, and also Grice's maxims, as essentially cognitive in nature. For
instance, Diane Blakemore has argued that RT responds to Grice's own dismissal
of 'the idea that the maxims had their origin in the nature of society or
culture on the grounds that this did not provide a sufficiently general
explanation' and his warning that 'the key to a general, psychological
explanation lay in the notion of relevance'.'4 There is some evidence
that Grice was reluctant to be drawn on his views on RT. His only published
comment is very brief and rather damning. In the retrospective overview of his
own work in Studies in the Way of Words, he comments on the possible problem of
the interdependence of his maxims, especially Quantity and Relation. However,
he argues that Sperber and Wilson's account, far from clarifying this matter,
in fact loses the significance of the link between relevance and quantity of
information by considering relevance without specification of direction. The
amount of information appropriate in any given context is determined by the
particular aim of the conversation, or of what is deemed relevant to that aim.
So success in conversation is not simply a matter of accumulating the highest possible
number of contextual effects. Further, Grice argues that as well as direction
of rele-vance, information is necessary concerning the degree of a concern for
a topic, and the extent of opportunity for remedial action. In sum, the
principle of relevance may well be an important one in conversation, but when
it comes to implicature it might be said 'to be dubiously independent of the
maxim of Quantity'.9S This last suggestion seems to align Grice more with
another branch of pragmatics, again one attempting to refine the notion of
implicature and reduce the number of conversational maxims: the work of the
so-called 'neo-Griceans'. The term 'neo-Gricean' has been applied to a
number of linguists, both American and British, and to a body of work produced
since the early 1980s. Across the range of their published work, these
linguists have revised their ideas many times, and used a sometimes bewildering
array of terminology. Nevertheless, the work all remains located firmlywithin
the tradition of Gricean pragmatics, seeking to elaborate a theory of meaning
based on levels of interpretation. Neo-Griceans have tended towards two types
of revision of Grice's theory of conversation, one much more radical than the
other. First, very much in keeping with Grice's own speculations about the
interdependence of Quantity and Relation, they have questioned the need for as
many separate maxims as Grice originally postulated, and investigated ways of
reducing these. Second, and rather more at odds with Grice's own original
conception, they have questioned the sharpness of the distinction between the
levels of meaning. They have been concerned with what Laurence Horn has
described as a problem raised by the Cooperative Principle, 'one we encounter
whenever we cruise the transitional neighbourhood of the semantics/pragmatics
border: how do we draw the line between what is said and what is
implicated?'96 The neo-Griceans have upheld the importance of making some
such distinction, but they have in various ways and with different terminologies
challenged the viability of separating off entirely the 'literal' from the
'implied'. In this, they share the anxiety expressed by Sperber and Wilson in
terms of the appropriate division between 'explicit' and 'implicit' meaning.
Sperber and Wilson argue that purely explicit meaning is generally not enough
to render a full propositional form; implicit aspects of meaning must be
admitted at various stages, leading to 'levels' of explicitness. Neo-Griceans
have made similar claims, leading them not actually to abandon the
distinction between semantics and pragmatics, but to question the autonomy of
the two, and the possibility of their applying to interpretation in series. The
chief ways in which the neo-Griceans differ from relevance theorists, and stay
closer to Grice, is in their maintenance of separate maxims of conversation
that can be exploited and flouted, and the use they make of gen-eralised
conversational implicatures (GCIs). These latter, rejected by RT because they
take minimal account of context, are crucial to the devel-opment, and
presentation, of much of the neo-Gricean literature. In his 1989 book A
Natural History of Negation, Laurence Horn comments that 'much of neo- and
post-Gricean pragmatics has been devoted to a variety of reductionist
efforts'!' He suggests that a premiss for him, and perhaps for many of the
neo-Griceans, setting them apart from relevance theorists, is that 'Quality ...
is primary and essentially unreducible.' What needs further to be said about conversation
can be summarised in two separate, sometimes conflicting, driving forces within
communication. These are, in general terms, the drive towards clarity, putting
the onus on speakers to do all that is necessary to makethemselves understood,
and the drive towards economy, putting the onus on hearers to interpret
utterances as fully as necessary. Horn labels the principles resulting from
these drives Q and R respectively (stand-ing for 'quantity' and 'relation', but
with no straightforward correlation to Grice's maxims). He traces the
development of this reductive model to early work by Jay Atlas and Stephen
Levinson, and by Levinson on his own. But an important part of the account of
'Q-based implicatures' draws on work almost a decade earlier by Horn himself on
the notion of 'scalar implicatures'. Horn's development of the Gricean
notion of Quantity to account for the interpretation of a range of vocabulary
in terms of 'scalar implica-ture' is arguably one of the most productive and
interesting of the expansions of 'Logic and conversation'. It is in many ways
true to Grice's original conception of implicature, not least because it
divides the 'meaning' of a range of terms into 'said' and 'implicated'
components, removing the need to posit endless ambiguities in the language, and
offering a systematic explanation of a wide range of examples. It is perhaps in
keeping that such a thoroughly Gricean enterprise should remain in manuscript
for many years, and then be published only partially (in A Natural History of
Negation). The main source for Horn's account of scalar implicature remains his
doctoral thesis, On the Semantic Properties of Logical Operators in English,
presented to the University of California, Los Angeles, in 1972. In his
later commentary on scalar implicatures, Horn describes them as the 'locus
classicus' of GCIs based on his own notion of Quantity.98 Indeed, Grice himself
seems to have seen examples of this type as particularly important, although he
does not use the term 'scalar', or identify them as a separate category. In
'Logic and conversation', he introduces the notion of GCI as follows:
Anyone who uses a sentence of the form X is meeting a woman this evening would
normally implicate that the person to be met was someone other than X's wife,
mother, sister, or perhaps even close platonic friend. ... Sometimes, however,
there would be no such implicature (T have been sitting in a car all morning')
and sometimes a reverse implicature (I broke a finger yesterday'). I am
inclined to think that one would not lend a sympathetic ear to a philosopher
who suggested that there are three senses of the form of expression an X. ...
[Rather] when someone, by using the form of expression an X, implicates that
the X does not belong to or is not otherwise closely connected with some
identifiable person, the implicature is presentbecause the speaker has failed
to be specific in a way in which he might have been expected to be specific,
with the consequence that it is likely to be assumed that he is no in a position
to be specific. This is a familiar implicature and is classifiable as a
failure, for one reason or another, to fulfil the first maxim of
Quantity." The most easily identifiable type of GCI is based on the
first maxim of Quantity, which calls for as much information as is necessary.
In other words, it draws on Grice's earliest observation about the regularities
of conversation: that one should not make a weaker statement when a stronger
one is possible. Horn observes that there are many areas of vocabulary where
similar apparent problems can be resolved by just such an analysis. A more
general term often implicates that a more specific alternative does not apply,
by means of the assumption that the speaker is not in a position to provide the
extra information. Horn discusses this informativeness in terms of the
'semantic strength' of a lexical item. Such items can be understood as ranged
on 'scales' of infor-mativeness, each scale consisting of two or more
items. In all cases, it is possible to describe the different meanings
associated with a particular item in terms not of a semantic ambiguity, but of
a basic semantic meaning and of an additional implicated meaning that arises by
default, but can be cancelled in context. The first scale Horn discusses is
that of the cardinal numbers. The numbers can be seen as situated on a scale,
ranging from one to infinity: (1, 2, 3, 4, 5, ...). Each item semantically
entails all items to its left, and pragmatically implicates the negation of all
items to its right. As Horn describes it: Numbers, or rather sentences
containing them, assert lower- boundedness - at least n - and given
tokens of utterances containing cardinal numbers may, depending on the context,
implicate upper-boundedness - at most n - so that the number may be interpreted
as denoting an exact quantity, 100 This explains the apparent ambiguity
of a cardinal number in use. 'John has three children', for example, will
generally be interpreted as meaning 'John has exactly three children', but is
not logically incompatible with John's having four or more. Horn points to the
fact that 'John has three children, and possibly even more' is
acceptable, suggesting that 'no more than three' cannot be part of the semantic
meaning of 'three'. If it were, this example should be simply logically
contradictory. Rather than forcing the intolerable conclusion that allcardinal
numbers are semantically multiply ambiguous, Horn's account allows that their
semantic meaning is 'at least. but that they implicate 'at most..'. This is
because, if the speaker were able to use an item further to the right on the
scale, it would be more informative, hence more cooperative, to do so. Taken
together, these two meanings give he interpretation 'exactly... Horn proposes
similar scales fo vocabulary items from across the range of the lexicon,
including adjec tives, (warm, hot), (good, excellent); verbs, (like, love),
(dislike, hate); and quantifiers, (all, some). As Horn observes in his own
later com-mentary, in all these examples 'since the implicature relation is
context-dependent, we systematically obtain two understandings for each scalar
value p ('at least p', 'exactly p') without needing to posit a semantic
ambiguity for each operator'. 101 In this later work, Horn describes
scalar implicatures as examples of Q-based implicatures, dependent on our
expectations that speakers will seek to be as clear as possible. However,
Q-based implicatures need to be balanced against R-based ones, drawing on the
notion of economy. The tension between these can offer a clear account of
the issue to do with articles Grice originally identified: Maxim clash,
for example, arises notoriously readily in indefinite contexts; thus, an
utterance of I slept in a car yesterday licenses the Q-based inference that it
was not my car I slept in (or I should have said so), while an utterance of I
broke a finger yesterday licenses the R-based inference that it was my finger I
broke (unless I know that you know that I am an enforcer for the mob, in which
case the opposite, R-based implicatum is derived). 102 There is some
experimental support for the psychological plausibility of Horn's scalar
implicatures, and hence for the Gricean framework on which they are based. Ira
Noveck concludes from a number of experiments that although adults react to the
enriched pragmatic meaning of scalars, young but linguistically competent
children respond chiefly to their logical meaning. 'The experiments succeeded
in demonstrating not only that these Gricean implicatures are present in adult
inference-making but that in cognitive development these occur only after
logical interpretations have been well established.'103 There have been
some attempts to extend the range of Horn's notion of scalar implicature. Horn
himself has offered a scalar analysis of the 'strengthening' of 'if' to
mean 'if and only if', 104 Earlier, Jerrold Sadock sought to explain the
meaning of 'almost' in terms of a semantic scale(almost p, p). Sadock observes
that the argument for a relationship of implicature between the use of 'almost
p' and the meaning 'not p' is considerably weakened by the difficulty of
finding contexts in which it would be cancellable. His explanation is that this
is because 'the context-free implicature in the case of almost is so strong'.10s
In discussing the one example he does see as cancellable, he introduces a
qualification that is again to do with the 'strength' of an implicature.
Surely, Sadock argues, if a seed company ran a competition to breed an almost
black marigold', and a contestant turns up with an entirely black marigold, it
would be in the interests not just of fair play but of correct semantic
interpretation to award him the prize. However, he cautions: In the
statement of the contest's rules, the word almost should not be read with extra
stress. Stressing a word that is instrumental in conveying a conversational
implicature can have the effect of emphasizing the implicature and elevating it
to something close to semantic content. 106 Sadock does not go so far as
claiming that an implicature can actually become part of semantic content, but
his rather equivocal statement certainly suggests a blurring of what for Grice
is a clearly defined boundary. This blurring of the boundaries is more
apparent, or more explicitly advocated, in other neo-Gricean work, initially
from Gazdar and later from Atlas and Levinson. Gerald Gazdar is perhaps the
least clearly 'Gricean' of the neo-Griceans, in that he departs most
radically from Grice's bipartite conception of meaning. Nevertheless, he bases
his pragmatic account at least in part on a conception of implicature drawing
on 'Logic and conversation'. He proposes a 'partial formulization' of GCIs,
drawing on Horn's original account, which he describes as 'basi-cally
correct'.107 For Gazdar, the semantic representation of certain expressions
carry 'im-plicatures', potential implicatures that will later become actual if
not cancelled by context. The relationship between context, implicature and
eventual interpretation is a formal process. Stephen Levinson, sometimes
in collaboration with other linguists, has developed a revised account of GCIs.
Levinson's conception of the processes of interpretation is summarised in his
exegesis of 'Logic and conversation' in his 1983 Pragmatics. He describes how
the assumptions about conversation expressed in the maxims 'arise, it seems,
from basic rational considerations and may be formulated as guidelines for the
efficient and effective use of language'. 10 These goals in conversation areclosely
related to Horn's 'economy' and 'clarity', respectively, and in Levinson's work
too they prompt the search for a reductive reformulation of the maxims. He is
also concerned with developing an 'inter-leaved' account of the relationship
between semantics and pragmatics. Along with RT, but differing overtly
from it, Levinson's account offers perhaps the most developed alternative to
the view of semantics and pragmatics operating serially over separate
inputs. In a joint article published in 1981, Atlas and Levinson lay
claim to an explicitly Gricean heritage, but argue that 'Gricean theories need
not and do not restrict their resources to Grice's formulations. 109 They argue
that it is necessary to pay attention to semantic structure that exists above
and beyond truth-conditions, and that in turn interacts with pragmatic
principles to produce 'informative, defeasible implicata'. 110 This
concern with layers of meaning not found in Grice's formulation has remained in
Levinson's work. His 2000 book Presumptive Meanings is a sustained defence of
the notion of GCI, based on Grice's original conception but reformulating and
elaborating it. As in the defence from 20 years earlier, GCIs are seen as
informative and defeasible. Their essential purpose is to add information to
what is offered by literal meaning; as Levinson explains, they help overcome
the problem of the 'bottle-neck' created by the slowness of phonetic
articulation relative to the possibilities of interpretation. The solution, he
suggests, takes the following form: let not only the content but also the
metalinguistic properties of the utterance (e.g., its form) carry the message.
Or, find a way to piggyback meaning on top of the meaning. "11 As
part of this programme, Levinson offers a detailed characterisation of three
separate levels of meaning in utterance interpretation. As well as 'sentence
meaning' and 'speaker meaning', he argues the need for
'statement-meaning' or 'utterance-type meaning', intermediate between the two.
It is at this level, he suggests, that 'we can expect the system-aticity of
inference that might be deeply interconnected to linguistic structure and
meaning, to the extent that it can become problematical to decide which
phenomena should be rendered unto semantic theory and which unto pragmatics. 12
He places GCIs at this intermediate level; for him they are ambiguously located
between semantics and pragmat-ics. Part of his argument here hinges on the
idea, not dissimilar from that put forward by Sperber and Wilson, that the very
first level is often not enough to give a starting point of meaning at all.
Various factors in what Grice calls 'what is said' need to be determined with
reference to precisely those inferential features described as GCIs. Levinson
describes this process as 'pragmatic intrusion into truth conditions'. 113
Pragmaticinference plays a part in determining even basic sentence meaning,
suggesting that pragmatics cannot be simply a 'layer' of interpretation
applying after semantics. 114 Neo-Griceans have sometimes been described
as engaging in 'radical pragmatics' because, as Levinson's model illustrates,
they claim much richer explanatory powers for their pragmatic principles than
is the case in traditional Gricean pragmatics. In 'Logic and
conversation', ', the layers of meaning before the Cooperative
Principle becomes effective are somewhat shady. Conventional meaning, always a
problem area for Grice, is added to by various uninterrogated processes of
disambigua-tion and reference assignment, to give 'what is said'. This may be
enriched by conventional implicature, depending on the individual words chosen.
It is only then that Grice's elaborate mechanism for deriving conversational
implicatures is brought into play. For neo-Griceans such as Levinson,
conventional meaning is a highly restrictive, although perhaps no less shady,
phenomenon. It needs assistance from pragmatic principles before it can even
offer a basis from which interpretation can proceed. In John Richardson and
Alan Richardson's instructive extended metaphor: Grice allowed himself
considerable pragmatic machinery with which to try to bridge the gap between
intuitive and posited meanings, whereas radical pragmaticians have been eagerly
scrapping much of Grice's machinery while frequently allowing gaps between
intuitive and posited meanings greater than anything Grice proposed - a
geometrically more ambitious program. l1s A number of recent articles
reassess the claims that implicature must play a part in determining literal
content. These generally take issue with linguists such as the relevance
theorists and Levinson, and show a renewed interest in Grice's distinction
between what is said and what is implicated, although they are by no means
unanimously uncritical of his original characterisation of these. Kent Bach
argues that 'what is said in uttering a sentence need not be a complete
proposition'; if we observe what Bach sees as Grice's stipulation that 'what is
said' must correspond directly to the linguistic form of the sentence uttered,
it may be that what is said is not informationally complete. 16 However, this
need not be a problem, because in the Gricean framework what is communicated is
not entirely dependent on what is said but is derived from it by a process of
implicature. Bach accuses some of Grice's commentators of confusing their
intuitions about what is communicated, in whichimplicatures play a part, with
judgements about semantic fact. Directly taking issue with RT, he argues that
'I have had breakfast' might be literally true even if the speaker had not had
breakfast on the day of utter-ance; it is simply that intuitive judgements
focus on a more limited interpretation. These intuitive judgements are not a
good guide to the theoretical question of the constitution of 'what is said': 'the
most natural interpretation of an utterance need not be what is strictly and
literally said. 117 Mira Ariel has also dwelt on intuitive responses in
her discussion of 'privileged interactional interpretation'. l18 What
people respond to as the speaker's chief commitment does not always correspond
either to Grice's 'what is said' or to some enriched form such as the relevance
theorists' 'explicatures'. Jennifer Saul suggests that Grice's distinction
between what is said and what is implicated has been dismissed too hurriedly by
his critics. To argue against Grice on the grounds of how people generally
react to utterances is seriously to misrepresent his intention. Further,
within Grice's original formulation there is no reason why what is said needs
to be a cooperative contribution recognised by either speaker or hearer: 'a
speaker can perfectly well be cooperative by saying something trivial and
implicating something non-trivial. 119 Grice's work was often
characterised by the speculative and open-ended approaches he took to his
chosen topics. At times the result can be frustratingly tentative discussions
of crucial issues that display a knowing disregard for detail or for
definitions of key terms. Ideas and theories are offered as sketches of how an
appropriate account might succeed, or how a philosopher - by implication either
Grice or some unnamed successor - might eventually formulate an answer. In the
case of the theory of conversation, these characteristics are perhaps at least
in part responsible for its success. Certainly, Grice offered enough for his
description of interactive meaning to be applied fruitfully in a number of
different fields across a vast range of data. But the sketchiness of some
aspects of the theory, and the failure fully to define terms as central as
'what is said', have also indicated possibilities for theoretical adjustments
and reformulations. There is something of an air of 'work in progress'
about even the published version of 'Logic and con-versation' that indicates
problems to be solved rather than simply ideas to be applied. Grice himself
mounted a spirited defence of problems at the end of his own philosophical
memoir: If philosophy generated no new problems it would be dead, because
it would be finished; and if it recurrently regenerated the same oldproblems it
would still not be alive because it could never begin. So those who still look
to philosophy for their bread-and-butter should pray that the supply of new
problems never dries up. 120 ready supply of problems is as valued by
linguists as it is by philosc hers. The original, highly suggestive, but
somehow unfinished natur of the lectures on logic and conversation is a telling
example of a Gricean heresy, and one that may explain much of the story of their
success. Baker (1986: 277). Festschrift etc. H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. See, for instance, Wittgenstein
(1958: 43). See Grice's obituary in The
Times, 30 August 1988. In Strawson and Wiggins (2001: 516-17). E.g. Brown and Yule (1983:
31-3), Coulthard (1985: 30-2), Graddol et al. (1994: 124-5), Wardhaugh (1986:
281-4). 7. Respectively, Rundquist (1992), Perner and Leekam (1986),
Gumperz (1982: 94-5), Penman (1987), Schiffrin (1994: 203-26), Raskin
(1985), Yamaguchi (1988), and Warnes (1990). See, for instance, Grice
(1987b: 339). Grandy and Warner (1986a: 1). Grice (1986a: 65, original
emphasis). Grice (1986b: 10). 'Philosophy at Oxford
1945-1970', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. Misc. notes, H. P. Grice Papers, BANC MSS 90/135 c,
The Bancroft Library, University of California, Berkeley. Grice (1978) in Grice (1989:
47). Grice (1986a: 61). See, for instance, Burge (1992:
619). Grice (1986a: 61-2). See, for instance, Strawson and
Wiggins (2001: 527). Kathleen Grice, personal communication. Richard Warner, personal
communication. Grice's obituary in The Times,
30 August 1988. Grice (1967b) in Grice (1989:
64). Handwritten version of Kant
lectures, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. 'Miscellaneous "Group" notes 84-85', ', H.
P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. 25. 'Richards paper and notes for
"Reply"', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. 2 Philosophical influences
1. Tape, 29 January 1983, Grice in conversation with Richard Warner and Judith
Baker, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University
of California, Berkeley. Grice (1986a: 46). Quotation courtesy of the Old
Cliftonian Society. Grice (1991: 57-8, n1). Grice (1986a: 46-7). Ibid. Quotations in this paragraph
from Tape, 29 January 1983, Grice in conversation with Richard Warner and
Judith Baker, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. Information from The Rossall Register, Rossall School,
Lancashire. Martin and Highfield (1997:
337). Ayer (1971: 48). Rogers (2000: 144). 'Preliminary Valediction,
1985', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University
of California, Berkeley. Tape, Oxford Philosophy in the 1930s and 1940s, APA,
H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Grice (1986a: 48). 'Negation and Privation', H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Rogers (2000: 255). Rogers (2000: 146). Locke (1694: 37) in Perry
(1975b). Locke (1694: 38) in Perry
(1975b). Locke (1694: 39) in Perry
(1975b). Ibid. Locke (1694: 47) in Perry
(1975b). Reid (1785: 115) In Perry
(1975b). Gallie (1936: 28). Grice (1941) in Perry (1975b:
74). Grice (1941) in Perry (1975b:
88). Grice (1941) in Perry (1975b:
90). Perry (1975a: 155n). Perry (1975a: 136). Williamson (1990: 122). 3
Post-war Oxford Warnock (1963) in Fann (1969: 10), Strawson in Magee (1986: 149). Grice (1986a: 48). Ryle (1949: 19). Rée (1993: 8). Warnock (1963) in Fann (1969:
20). Pitcher (1973: 20). Grice (1986a: 58). Rogers (2000: 255). Manuscript: 'Philosophy and
ordinary language', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. Grice (1986a: 50). Frege (1892: 57). Russell (1905: 479). For instance, Magee (1986: 10).
For instance in the
introduction to Gellner (1979), written and first published in 1959. For instance Grice (1987b:
345). Moore (1925) reprinted in Moore
(1959: 36). Grice (1986a: 51). Gellner (1979: 17, and
elsewhere). Warnock (1963) in Fann (1969:
11). Rogers (2000: 254). Warnock (1963) in Fann (1969:
11). Williams and Montefiore (eds) (1966: 11). Wittgenstein (1922: 4.024). Wittgenstein (1958: 120). Ayer (1964). Austin (1962a: 3). Austin (1950) in Austin (1961: 99). Austin (1956) in Austin (1961:
130). Austin (1956) in Austin (1961:
137). Austin (1956) in Austin (1961:
138, original emphasis). Forguson (2001: 333 and n16). Tape, Oxford Philosophy in the
1930s and 1940s, APA, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. Grice (1986a: 51), Grice
(1987a: 181). Grice (1986a: 49). Quine (1985: 249). Warnock (1963) in Fann (1969:
14). Notes for Ox Phil 1948-1970,
APA, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Kathleen Grice (personal communication). Warnock (1973: 36). Austin (1956) in Austin (1961:
129, original emphasis). Tape, Oxford Philosophy in the 1930s and 1940s, APA,
H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Urmson et al. (1965: 79-80). 'Philosophers in high argument', The Times Saturday 17
May 1958. Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. See Strawson in Magee (1986:
149), and Gellner (1979, passim) as examples of these two points of view. Russell (1956: 141). Gellner (1979: 23). Gellner (1979: 264). Mundle (1979: 82). Tape, Oxford Philosophy in the
1930s and 1940s, APA, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. Ibid. Grice (1986a: 51). Manuscript draft of 'Reply to
Richards', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. Tape, Oxford Philosophy in the 1930s and 1940s, APA,
H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Ibid. Ackrill (1963: vi). Strawson (1950: 326). Strawson (1998: 5). For instance, in Strawson (1952: 175ff). Strawson (1950: 344). Quine (1985: 247-8). Grice (1986a: 47). Grice (1986a: 49). Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Notes for Categories with
Strawson, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. Quine (1953: 43). Grice and Strawson (1956) in
Grice (1989: 205). Kathleen Grice, personal communication. 'The Way of Words', Studies in:
Notes, offprints and draft material, H. P. Grice Papers, BANC MSS 90/135 c, The
Bancroft Library, University of Cal-ifornia, Berkeley. Grice (1986a: 54). Quinton (1963) in Strawson
(1967: 126). Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Austin (1962a: 37). Warnock (1973: 39). Perception Papers, H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. Austin (1962a: 30-1). Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. 'More about Visa', H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. Warnock (1955: 201). Grice (1961) and Grice (1962). Grice (1966). Warnock (1973: 39, original
emphasis). Kathleen Grice, personal
communication. Quine (1985: 248). Grice (1958). 4
Meaning Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Tape, Oxford Philosophy in the
1930s and 1940s, APA, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. See, for instance, Warnock (1973: 40). Grice (1957: 379). Stevenson (1944: 66). Stevenson (1944: 38). Stevenson (1944: 69). Stevenson (1944: 74, original emphasis). Grice (1957: 380). Stout (1896: 356). Notes on intention and
dispositions - HPG and others in Oxford, H. P. Grice Papers, BANC MSS 90/135 c,
The Bancroft Library, University of California, Berkeley. 'Dispositions and intentions',
H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. Ryle (1949: 103). Ryle (1949: 183). Stout (1896: 359). Hampshire and Hart (1958: 7). Grice (1957: 379). Peirce (1867: 1). Peirce (1867: 7). Lectures on Peirce, H. P. Grice Papers, BANC
MSS 90/135 c, The Bancroft Library, University of California, Berkeley. Grice (1957: 382). Grice (1957: 385). Grice (1957: 386). Grice (1957: 387). Bennett (1976: 11). Schiffer (1972: 7). Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Austin (1962b: 149). Austin (1962b: 108). Austin (1962b: 114). Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Strawson (1964) in Strawson
(1971: 155). Strawson (1964) in Strawson
(1971: 163). Strawson (1969) in Strawson
(1971: 171-2). Searle (1986: 210). Searle (1969: 45). A similar point is made by
Sperber and Wilson (1995: 25). Schiffer (1987: xiii). Schiffer (1972: 13). Schiffer (1972: 18-19). Cosenza (2001a: 15). Avramides (1989), Avramides (1997). Schiffer (1972: 3). Ziff (1967: 1, 2). Ziff (1967: 2-3). Malcolm (1942: 349). Malcolm (1942: 357, original emphasis). Grice (c. 1946-1950: 150). Grice (c. 1953-1958: 167). Grice (c. 1953-1958: 168). 5 Logic and conversation See Quine (1985: 235). Grice (1986a: 59-60). Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Warnock (1973: 36). Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Chomsky (1957: 5). See Warnock (1963) in Fann
(1969: 21). 'Lectures on negation', H. P.
Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Aristotle
Categoriae, ch. 12, 14a, in Ackrill (1963). Aristotle Categoriae, ch. 13, 14b, in Ackrill
(1963). Aristotle Categoriae, ch. 5, 2b, in Ackrill
(1963). Aristotle Categoriae, ch. 10, 12a, in Ackrill
(1963). Mill (1868:188). Mill's work in
this area is discussed by Horn (1989), who refers to a number of other
nineteenth and twentieth century logicians who made similar observations. Mill (1868: 210, original
emphasis). Ibid. 16. 'PG's
incomplete Phil and Ordinary Language paper' ', H. P. Grice Papers,
BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. 17. Grice (1975a: 45-6). 18. Moore (1942: 541,
original emphasis). 19. Bar-Hillel (1946: 334). 20.
Bar-Hillel (1946: 338, original emphasis). 21. O'Connor (1948:
359). 22. Urmson (1952) in Caton (1963: 224). 23.
Urmson (1952) in Caton (1963: 229). 24. Nowell-Smith (1954:
81-2). 25. Edwards (1955: 21). 26. Grant (1958:
320). 27. Hungerland (1960: 212). 28. Hungerland
(1960: 224). 29. Strawson (1952: 178-9). 30. Grice
(1961: 121). 31. Grice (1961: 152). 32. Grice (1961:
124). 33. Grice (1961: 125). 34. Grice (1961:
126). 35. Grice (1961: 132). 36. Warnock (1967:
5). 37. 'Logic and conversation (notes 1964)', H. P. Grice Papers,
BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. 38. Aristotle Categoriae, ch. 4, 1b, in Ackrill
(1963). 39. Kant (1998: 212). 40. Kant (1998: 213).
41. Grice (1967a: 4). 42. Grice (1967a: 21).
43. Grice (1975a: 45). 44. Grice (1975a: 48). 45.
Grice (1975a: 49). 46. Many of my students have pointed out to me
that A could equally well understand B as implicating that Smith is just
too busy, with all the visits he has to make to New York, for a social
life at the moment. Green (1989: 91) argues that many different
particularised conversational implicatures are possible in this
example. Grice (1978) in Grice (1989:
47). Ryle (1971: vol. II: vii).. Benjamin (1956: 318)0. Horn (1989), ch. 4. See also
Levinson (1983), ch. 3 and McCawley (1981), ch. 8. This issue will be discussed
in the final chapt 51. Martinich (1996: 1 52. Strawson (1952: 53. Strawson (1952:. 54. Strawson
(1952: 83, 86, 891). 55. Strawson (1952:
36, 37, 85). 56. Grice (1967b:
58). Grice (1967b: 60). Grice (1967b: 59). Grice (1967b: 77). Grice (1969a) in Grice (1989: 88). Grice (1969a) in Grice (1989: 93, 94, 95). Grice (1969a) in Grice (1989: 99). Grice (1968) in Grice (1989: 117) Grice (1968) in Grice (1989: 123, original
emphasis). Grice (1968) in Grice (1989: 127). Grice (1968) in Grice (1989: 136, original
emphasis). Grice (1967c: 139, original
emphasis). Black (1973: 268). Grice (1987b: 349). Avramides (1989: 39). See also
Avramides (1997). Loar (2001: 104). Strawson (1969) in Strawson
(1971: 178). Chomsky (1976: 75). 6 American
formalism Grice (1986a: 60). All details from Kathleen
Grice, personal communication. Strawson (1956: 110, original emphasis). Grice (1969b: 118). 'Reference and presupposition',
H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Grice (1969b: 119). Lectures on Peirce, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Grice (1969b: 143). Grice (1969b: 142). Later published in Chomsky
(1972a). Notes, H. P. Grice Papers, BANC
MSS 90/135 c, The Bancroft Library, University of California, Berkeley. Lakoff (1989: 955). See, for instance, Sadock
(1974). See, for instance, Gordon and
Lakoff (1975). 'Notes for syntax and
semantics', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. I am grateful to Robin Lakoff for a very valuable
discussion of the ideas in this paragraph. 'Urbana seminars', H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. Lakoff (1995: 194-5). Simpson (1997: 151). Carnap (1937: 2). Lecture 1, 'Lectures on
language and reality', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. The spelling 'carulize' may be
Grice's own, a result of his not referring directly to Carnap, or may be simply
an error of transcription; the typescript from which this quotation was taken
was made from a recording of the lectures . Lecture 1, 'Lectures on
language and reality', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. 'Urbana seminars', ', H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley.
Grice (1981: 189). Ibid. Grice (1981: 190). 'Philosophy at Oxford
1945-1970', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. Harman (1986: 368). Grice (1971: 265). Grice (1971: 273). Kenny (1963: 207). Kenny (1963: 224). Kenny (1963: 229). Davidson (1970) in Davidson (1980: 37-8). 'Probability, desirability and mood operators',
H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Davidson (1980: vii). Davidson (1978) in Davidson (1980: 83). Davidson (1978) in Davidson
(1980: 95). 'Reply to Davidson on
"Intending"', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. Cohen (1971: 66). 7
Philosophical psychology Grice (1975a) and Grice (1978). For instance, although perhaps
only semi-seriously, by Quine (1985: 248). 'Odd notes: Urbana and non
Urbana', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. For instance, the writer of Grice's obituary in The
Times, 30 August 1988. Also Robin Lakoff and Kathleen Grice (personal
communication). 'Tapes', H. P. Grice Papers,
BANC MSS 90/135 c, The Bancroft Library, University of California, Berkeley. Cartwright (1986: 442). 'Knowledge and belief', H. P.
Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Judith Baker, personal communication. 'Urbana Lectures', H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. Grice (1986a: 62). 'Reflections on morals', H. P.
Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Judith Baker is currently editing 'Reflections on morals' for
publication. Grice and Baker (1985). Grice (1987b: 339). Grice (1987b: 369). 'Reasons 1966', H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. 'Practical reason', H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. 'Kant lectures 1977', H. P.
Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Grice (2001: 3). 'John Locke lectures miscellaneous notes 1979', H. P. Grice Papers, BANC
MSS 90/135 c, The Bancroft Library, University of California, Berkeley. Kathleen Grice, personal
communication. Grice (2001: 17). It is cited, for instance, in
Levinson (1983). Grice (2001: 37). Grice (2001: 41). Grice (ibid., original
emphasis). Grice (2001: 50). Grice (2001: 88, original
emphasis). Aristotle Nicomachean Ethics,
book 1 1097, in Thomson (1953). Aristotle Nicomachean Ethics, book 1 1095, in Thomson
(1953). Aristotle Nicomachean Ethics,
book 1 1098, in Thomson (1953). Grice (2001: 134). 'Reference 1966/7', H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. Aristotle Nicomachean Ethics,
book 1 1097, in Thomson (1953). 'Steve Wagner's notes on 1973 seminar', H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. Grice (1975b) in Grice (2001:
131). See Grice (1975b) in Grice
(2001: 134-8) for a much fuller account of this process. Grice (1975b) in Grice (2001:
144). Grice (1975b) in Grice (2001:
145). Locke in Perry (1975b: 38). See
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account of meaning', Analysis 28: 1-8. A number of people have made this book
possible by giving generously of their time to talk about Paul Grice, his life
and his work, whether by letter, by e-mail or in person. I would therefore like
to thank the fol-lowing, in an order that is simply alphabetical, and in the
hope that I have not omitted anyone who should be thanked: Professor Judith
Baker; the staff at the Bancroft Library, Berkeley, in particular David
Farrell; Tom Gover of the Old Cliftonian Society; Kathleen Grice; Adam Hodgkin;
Professor Robin Lakoff; The Rossallian Club; Michael Stansfield, college
archivist at Corpus Christi and Merton colleges; Professor Sir Peter
Strawson; Professor Richard Warner. I am especially grateful to Kathleen Grice
for permission to use the photograph on the front cover and to quote from
manuscript material; and to the Bancroft Library, Berkeley, which gave
permission to quote from their manuscript holdings.There is an inherent tension
in writing about Paul Grice because two separate academic disciplines lay claim
to his work, and do so with jus-tification. Those who know him as a philosopher
may not be aware of the full significance of his role in the development of
present day linguistics, while those whose interest in him originates from
within linguistics may be unfamiliar with the philosophical questions that are
integral to his work. Grice would not have considered himself to be anything
other than a philosopher, so the title of this book might seem odd or even provocative.
But I chose it in order to reflect the profound influence he has had on a
discipline other than his own. Grice's work is of interest to philosophers and
to linguists alike. I myself belong to the second group. My first
encounter with Grice's work was when I was introduced to his theory of
conversation as a student, and was struck by the ambition and elegance of his
proposed solution to a range of linguistic problems, as well as by the
questions and difficulties it raised. I have since been pleased to recognise
just these reactions to the theory in many of my own students. As I read more
of Grice's work, I became intrigued by the question as to whether there was a
unity to be found in his thought that would incorporate the familiar work on
conversation into a larger and more significant philosophical picture. This
book is my attempt to answer that question. I certainly hope that it will be of
interest to readers from both philosophical and linguistic backgrounds, with
the following words of caution to the former. Grice's work draws on a
range of previous writings that often go unac- knowledged, presumably
because he assumed that his audience would be aware of its philosophical
pedigree. The questions he is addressing can be less familiar to linguists, so
on a number of occasions I have offered an overview of the history of an idea
or an exegesis of a work. I run the risk that these sections may appear
to be superficial, or alternatively to be labouring the obvious, to readers well
versed in philoso-phy, but I have offered the degree of detail necessary to
enable those unfamiliar with the relevant background to follow Grice's
arguments and appreciate the nature of his contribution. Further, my intention
inthese sections is to sketch the relevant history of a philosophical debate,
rather that to offer either a critique of or my own contribution to that
debate. I can only ask for tolerance of these aspects of my book from readers
already familiar with the relevant areas of philosophy.In 1986 Oxford University
Press published a volume of essays drawing on the work of the philosopher Paul
Grice, who was then 73. It was not formally described as a Festschrift, but
Grice's name was concealed as an acronym of the title, Philosophical Grounds of
Rationality: Intentions, Categories, Ends, and many of those who contributed to
the volume took the opportunity of paying tribute to his work and influence.
Among these, Gordon Baker revealed that what he admired most was Grice's
'skilful advocacy of heresies'.' In a similar vein, Grice's colleague Richard
Grandy once introduced him to an audience with the comment that he could always
be relied on to rally to 'the defence of the underdogma'.? Given Grice's
conventional academic career together with his current status in philosophy
and, particularly, in linguistics, these accolades may seem surprising. His
entire working life was spent in the prestigious universities of Oxford and
Berkeley, making him very much an establishment figure. Much of his philosophy
of language , particularly his theory of conversational implicature, has
for a number of decades played a central role in debates about the relationship
between semantics and pragmatics, or meaning as a formal linguistic property
and meaning as a process taking place in contexts and involving speakers and
hearers. But the canonical status of Grice's ideas masks their unconventional
and even controversial beginnings. As Baker himself ob-serves, Grice's heresies
have tended to be transformed by success into orthodoxies. In fact,
Grice's work was often characterised by the challenges it posed to accepted
wisdom, and by the novel approaches it proposed to established philosophical
issues. The theory of conversational implicature is a good example. It is often
summarised as one of the earliest and most successful attempts to explain the
fact, familiar to common sense, thatwhat people literally say and what they
actually mean can often be quite different matters. In particular, the theory
is concerned with some apparent discrepancies between classical logic and
natural language. More generally, it addresses the question of whether
the meaning of everyday language is best explained in terms of formal
linguistic rules, or in terms of the vagaries and variables of human
communication. Grice's theory developed against the background of a sharp
distinction of approaches to these issues. Philosophers such as Bertrand
Russell, who saw logic as the appropriate apparatus for explaining meaning,
dismissed the differences displayed by natural language as examples of its
inherent imperfection. Everyday language was just too messy and imprecise to
form an appropriate topic for philosophical inquiry. The opposing view is
perhaps best summed up by the slogan from Wittgenstein's later work that
'meaning is use'? Philosophers from this school of thought argued that if
natural language diverges from logical meaning, this is simply because logic is
not the appropriate philosophical tool for explaining language. Meaning in
language is an important area of study in its own right, but can be considered
only in connection with the variety of ways in which language is used by
speakers. Grice's approach to this debate was to argue that both views
were wrong-headed. He proposed to think outside the standard disjunction of
positions. Logic cannot give an adequate account of natural language, but nor
is language simply a multifarious collection of uses, unamenable to logical
analysis. Rather, logic can explain much, but not all, of the meaning of certain
natural language expressions. More generally, formal semantic rules play a
vital part in explaining meaning in everyday lan-guage, but they do not do the
whole job. Other factors of a different but no less important type are also
necessary for a full account of meaning. Most significantly, Grice argued that
these other, non-semantic factors are not a random collection entirely
dependent on individual speakers and contexts, but can be systematised and
explained in terms of general principles and rules. The principles that explain
how natural language differs from logic can also explain a wide range of other
features of human communication. In this novel attitude, Grice was
certainly rejecting formal approaches, with their claim that the only meaning
amenable to philosophical discussion was that which could be described in terms
of truth-conditions, and could enter into truth-functional relationships. But
also, and perhaps more surprisingly, he was rejecting a belief in everyday use
as the chief, or indeed the only, location of meaning. This was a central tenet
of philosophy at Oxford while Grice was developing his theory ofconversation,
or at least of that subsection of Oxford philosophy known as the philosophy of
ordinary language. Grice himself was an active member of this subsection and is
often referred to as a leading figure in the movement. However, his use of
formal logic in explaining conversational meaning demonstrates that his
heretical impulse extended even to ordinary language philosophy itself. Indeed,
the success of his theory of conversational implicature has been credited with
the eventual demise of this movement as a viable philosophical approach.*
Grice's readiness to question conventions, even those of his own subdiscipline,
makes him hard to categorise in terms of the usual philosophical distinctions.
He does not sit easily on either side of the familar dichotomies; he is neither
exactly empiricist nor exactly rationalist, neither behaviourist nor mentalist.
This makes synoptic discussions of his work difficult, as is perhaps entirely
appropriate for a philosopher who readily expressed his dislike of attempts to
divide philosophy up into a series of '-ologies' and '-isms'. The theory
of conversation is undoubtedly the best known of Grice's work. The particular,
and often exclusive, emphasis on it can be explained perhaps in part by its
intrinsic potential as a tool for linguistic analysis, and perhaps also, more
accidentally, by the historical inaccessibility of much of his other writing. A
notorious perfectionist, Grice was seldom happy that his work had reached a
finished, or acceptable, state, and was therefore always reluctant to publish.
Those who knew him have related this reluctance to the penetration of his own
philosophical vision, turned as relentlessly on his own work as on that of
others. His Oxford colleague Peter Strawson has suggested that this resulted in
an uncomfortable degree of self-doubt: I suspect, sometimes, that it was
the strength of his own critical powers, his sense of the vulnerability of
philosophical argument in general, that partially accounted, at the time, for
his privately expressed doubts about the ability of his own work to survive
criti-cism. After all, if there were always some detectable flaws in others'
reasoning, why should there not be detectable, even though by him undetected,
flaws in his own? Certainly, Grice's account of conversation as an
essentially cooperative enterprise is generally discussed, and frequently
criticised, in isolation from the rest of this work, seen as a free-standing
account of linguistic interaction. It is paraphrased, often in just a few
pages, in most introductory text books on pragmatics and discourse analysis.'
It hasbeen used or referred to in analyses of gendered language, children's
language, code switching, courtroom cross-examination, the language of jokes,
oral narrative and the language of liturgy, along with many other topics?
However, it is only one aspect of a large and diverse body of work from a
career of over four decades. In the context of this work, it can be seen as an
intrinsic part of the gradual development of Grice's thinking on a range of
philosophical topics. It also offers an analytic tool that Grice himself
applied in his later work to a variety of philosophical problems, although
never to the data of actual conversation. To some extent, then, Grice's
later use of the theory of conversation offers its own explanation of the
significance, and the theoretical purpose, of that work. More than that,
however, Grice's less-known work merits attention in its own right. It ranges
over a wide range of topics: not just the philosophy of language but
epistemology, per-ception, logic, rationality, ethics and metaphysics.
Nevertheless, it is possible to identify a number of running threads, and some
striking continuities of theme and approach, throughout this diverse oeuvre.
Grice himself argued that the disparate themes and ideas of his career
displayed a fundamental unity.® In general, however, as Richard Grandy and
Richard Warner observe in their introduction to Philosophical Grounds of
Rationality, 'the systematic nature of his work is little recognised'!'
Throughout his work Grice focused on aspects of human behaviour, linguistic or
otherwise, and the mental processes underlying them. Increasingly central
in his work was the idea that an analysis of these processes revealed people to
be rational creatures, and that this rationality was fundamental to human
nature. In an overview of his own work, Grice himself suggested, with typical
tentativeness, that: 'It might be held that the ultimate subject of all
philosophy is ourselves. '° He also displayed a sophisticated respect for
common sense as a starting point in philosophical inquiry. It is sophisticated
in that he did not espouse the straightforward adoption of common sense
attitudes and terminology into philosophy. Rather, he urged that the
philosopher remain aware of how the themes of philosophical inquiry are usually
understood by non-philosophers. In a large part, this meant paying serious
attention to the language in which particular issues were ordinarily
dis-cussed, or to what Grice once described as 'our carefree chatter'." In
this focus at least he retained an approach recognisable from his background in
ordinary language philosophy. However, he proved himself ready to go beyond the
dictates of common sense where the complexity of the subject matter demanded.
Philosophy, he argued, is a difficult subjectthat deals with difficult issues,
and it is often necessary to posit entities not current in everyday thought: to
construct theoretical, empirically unverifiable entities if they are
explanatorily useful. Within these para-meters, as he once suggested, 'whatever
does the job is respectable'. 12 He was certainly not a simple egalitarian in
philosophy. In the early 1980s he noted down, apparently for his own
edification, the following complaint: It repeatedly astonishes me that
people who would themselves readily admit to being devoid of training, experience,
or knowledge in philosophy, and who have plainly been endowed by nature with no
special gifts of philosophical intelligence should be so ready to instruct
professional philosophers about the contents of the body of philosophical
truths. 13 Despite his readiness to add entities to philosophical
explanations when this seemed appropriate, Grice was concerned that such
explanations should remain as simple as possible, in the philosophical sense of
simplicity as drawing on as few entities as possible. In the lectures on
conversation he endorsed 'Modified Occam's Razor', which he defined as 'senses
are not to be multiplied beyond necessity'.I This philosophical parsimony was
carried over into other areas of his work; he sought general explanations that
would account for as wide a range of subject matter, for as few theoretical
constructions, as possible. If he prized philosophical simplicity, Grice's
ideas were often far from reductive in more general terms. In particular, he
did not shrink from explanations that saw people as separate and different:
different from animals, in terms of communicative behaviour, or from automata,
in terms of rational thought. More generally, Grice sustained an
enthusiasm for the business of philosophy itself, accompanied by a conviction,
unfashionable at the start of his career, that the works of philosophers from
other schools of thought and different ages deserve thoughtful and continual
re-analysis. His work reveals a belief that philosophical investigation and
analysis are worthwhile ventures in their own right and a willingness to employ
them to offer suggested approaches, rather than completed solutions, to
philosophical problems. Further, Grice was always ready to hunt out and
consider as many possible counter-arguments and refutations of his own ideas as
he could envisage, often advancing some particular idea by means of a detailed
discussion of an actual or potential challenge to it. These factors together
lend a 'discursive' and at times afrustratingly tentative air to Grice's work.
But despite the earnestness of Grice's interest in philosophy, and the rigour
with which he pursued it, his tone was often playfully irreverent. This was, to
some extent, the result of a deliberate policy that philosophy could, indeed
should, be fun. 'One should of course be serious about philosophy', he argued,
'but being serious does not require one to be solemn.'5 Grice was not a gifted
public speaker, given to elaborate divergences in exegeses, and to stuttering
and even mumbling in presentation. l Nevertheless, his presentations could be
entertaining occasions; tape recordings of him speaking about philosophy, both
informally and formally, are often punctuated by laughter. Grice himself
suggested that his search for the fun, even the funny in philosophy was
prompted by 'the wanton disposition which nature gave me'." But it had
been reinforced 'by the course of every serious and prolonged philosophical
association to which I have been a party; each one has manifested its own
special quality which at one and the same time has delighted the spirit and
stimulated the intellect'. He had no time for those whose method of conducting
philosophical debate was that of 'nailing to the wall everything in sight'. In
his view, philosophy was best when it was a collaborative, supportive activity.
This idea was, to some extent, inherent in his philosophical background;
ordinary language philosophy was frequently undertaken as a group activity.
However, it is an idea that was peculiarly suited to his person-ality. Grice
could be extremely convivial; he was often surrounded by people, and preferred
to develop his ideas by discussion rather than by solitary composition. He was
no ascetic; he ate, drank and smoked copi-ously. But conviviality is not the
same as affability. His delight in philosophical discussion often spilled over
into an intense desire to 'win' the argument. He could be curt in response to
points of view with which he was not in sympathy. On those occasions when he
sought intuitive responses to his linguistic examples, he could be dismissive
of those who got it 'wrong'. Moreover, those who know him have suggested that
at times his tendency towards self-doubt could manifest itself in gloomi-ness,
even moroseness. 18 Grice's tendency was to become entirely absorbed with
whatever he was engaged in, if it interested him intellectually. Often this was
some philosophical issue of substance or of composition. His wife Kathleen
recalls that he frequently stayed up late into the night, often pacing up and
down as he battled with some problem.l' Sometimes other people were caught up
in this absorption. During his time at Oxford, he conducted a long
collaboration with Peter Strawson. In later life, Gricehimself would recount
how he was once phoned up by Strawson's wife who told him to stop bothering her
husband with late night phone calls.20 This obsessiveness was characteristic of
all the activities to which he devoted his considerable energies. Kathleen
remembers that he was always engaged on some project; if it was not philosophy
then it was playing the piano, or chess, bridge or cricket. These last two were
more absorbing than mere hobbies. He played both bridge and cricket
competitively at county level. Cricket, in particular, was an obsession that
almost rivalled philosophy; he played for a number of different clubs and
'became an inelegant but extremely effective and prolific opening batsman'.2
During his Oxford career, he spent the large part of each summer on cricket
tours. Grice's immense energy in these different directions was
undoubtedly aided by the amount of time he had at his disposal, in part the
consequence of not having to concern himself too much with everyday
prac-ticalities; according to Kathleen, from childhood onwards he always had,
or found, people to look after him. He certainly pursued his interests to the
exclusion of the mundane, often neglecting food and sleep if a particular
problem, or game, had his attention. In those areas where he did have practical
responsibility, Grice was legendarily untidy. He took little concern over his
clothes, or his personal appearance gener-ally. His desk was constantly covered
by huge and apparently unsorted piles of paper. However, he would not allow
anyone else to touch these, claiming that he knew exactly where everything was.
After he died, these papers were deposited in the Bancroft library at the
University of California, Berkeley, as the H. P. Grice Papers. This archive,
which amounts to 14 large cartons, contains whatever Grice had about himself at
the end of his life, mainly heaped on his desk or crammed under his bed. It
consists largely of papers from after his move to Berkeley in 1967. But
it also includes those papers from his Oxford days, dating right back to the
1940s, that had seemed important enough to him to take and keep with him.
The cartons contain a mixture of finished manuscripts, draft versions, lecture
notes and odd jottings. These are often crammed with writing, but never with
anything extraneous to the matter in hand; it seems that Grice never doodled.
They offer some clue to at least one reason for Grice's reluctance to publish.
Grice seems to have been more struck than most by the essentially inconclusive
nature of his own work; no project was, for him, ever really completed, or ever
separate from the work that preceded and followed it. So notes and manuscripts
were stored along with those from decades earlier if they were perceived to be
on a relatedtheme. Papers covered in Grice's cramped hand in faint pencil,
characteristic of his work from Oxford, were annotated and added to by notes in
ball-point made years later in Berkeley. Ideas generally associated exclusively
with his late work, such as those relating to rationality and to finality, are
explored in notes dating back to the 1960s. Work often remained in manuscript
form for so long that it needed to be updated as the years went by. In the
original version of 'Indicative conditionals', part of the William James
lectures of 1967, Grice uses the example: 'Either Wilson or MacMillan
will be P.M.'. At a later date 'MacMillan' has been crossed out and 'Heath'
written over the top in a different coloured ink. This was the example used
when the lecture was eventually published. 22 Above all, the H. P. Grice
papers confirm that for Grice there was no real distinction between life and
work. He was not in the habit of keeping regular hours of work, or of
distinguishing between philosophical and private concerns. In the same way, his
current philosophical preoccupation would spill over into his everyday life.
Any piece of paper that came to hand would be covered in logical notation,
example sentences, trial lists of words, invented dialogues, or whatever else
was preoccupying him at that moment, all written in what Grice himself
described as 'a hand which few have seen and none have found legible'.2 So the
cartons contain not just the orthodox pages of ruled note paper, but also a
miscellany of correspondence (often unopened), financial statements, menus,
paper napkins, playing card boxes, cigarette packets and even airline sick bags
that came to hand as ideas occurred to him during a flight. Some of these
suggest that Grice's writing style was not as spontaneous as it may sometimes
appear. Certainly the manuscripts of articles and the lecture notes, always
written out in full, were produced in longhand with little significant
revision. But Grice was not averse to jotting down what he once described
as 'useful verbiage' in preparation for these. In conjunction with some
work on the place of value in human nature drawing on, but diverging from a
number of previous philosophers including John Stuart Mill, he noted down the
phrase: 'so as not to be just Grice to your Mill..!.24 While working on an
account of value and freedom drawing on both Aristotle and Kant, he tried out
possible hybrids: 'Ariskant? Kantotle?'. 25 This book considers Grice's work
within a broadly chronological framework, following the course of his
philosophical life. However, because Grice did not work on discreet topics in neat
succession, it is sometimes necessary to group together strands of work on
related topics even where they in fact extend over years or decades.
Nevertheless, thechronological arrangement makes possible an understanding of
the development, as well as the remarkable unity, of Grice's thinking. It also
allows some scope for considering the impact on it of the work of other
philosophers, and of the various personal associations he formed throughout his
life. The final chapter is concerned with the impact of Grice's ideas on
linguistics. It is concerned with the development of what has become known as
'Gricean pragmatics' and therefore concentrates on responses to the theory of
conversation.In a conversation recorded in 1983, Grice commented that fairly
early in his career he stopped reading current philosophy.' In the light of his
constant engagement with the work of his contemporaries, this
characteristically mischievous claim need not be taken at face value. Indeed,
his own immediate elaboration somewhat modifies it. Instead of spending his
time trying to keep up with all the philosophical journals, he concentrated
increasingly on the history of philosophy, choosing his reading matter by
strength of ideas rather than by date of composition. To this it might be
added that he also devoted a great deal of time to face-to-face discussion with
those he chose as his philosophical col-leagues. Grice's exaggerated claim
therefore draws attention to two constant influences on his own philosophy:
debate and collaboration with others engaged in similar fields of enquiry,
coupled with what in the same conversation he calls 'respect for the old
boys'. It is tempting to identify the emergence of this tension between
old and new ideas, or perhaps more accurately this dialogue between orthodox
and challenging ways of thinking, throughout Grice's early life. Born on
15 March 1913, he was the first son of a wealthy middle-class couple, Herbert
and Mabel (née Felton) Grice, and grew up in Harborne, an affluent suburb of
Birmingham. He was named after his father, but preferred his middle name, and
was from an early age known generally as Paul. His early publications were
credited to 'H. P. Grice', and are sometimes still cited as such, but in later
years he published as simply 'Paul Grice' '. Herbert Grice is
described in his son's college register as 'business, retd'. In fact he
had owned a manufacturing business making small metal components that prospered
during the First World War. When the business subsequently began to fail,
Mabel stepped in to save the family finances by taking in pupils. She included
Paul and hisbrother Derek in this miniature school, meaning that the first few
years of their education were conducted at home. This reversal of roles
explains Herbert's early 'retirement'. After the failure of the manufacturing
business, he did not attempt another venture, preferring instead to concentrate
on his skills as a concert cellist. His musical talent was inherited by both
his sons; Herbert, Paul and Derek would often perform domestically as a
trio. Family life at Harborne was punctuated not just by musical
recitals, and by innumerable games of chess, but also by controversy and
debate, although the topic was generally theological rather than philosophical.
Herbert had been brought up in a nonconformist tradition, while Mabel was a
devout Anglo-Catholic. The third adult member of the household, an unmarried
aunt, had converted to Catholicism. Grice recalled fondly the many doctrinal
clashes he witnessed as a result of this mix, particularly those between his
aunt and his father. He suggested that his father's self-defence in these
circumstances awakened, or at least rein-forced, his own tendency towards
'dissenting rationalism'; this tendency stayed with him throughout life? It
would seem from this that he lent more towards his father's way of thinking,
but certainly by the time he reached adulthood he had abandoned any religious
faith he may initially have held. He did not retain the Christianity with which
he had been surrounded as a child, but he kept the enthusiasm for debate in
general, and for the habits of questioning received wisdom and challenging
orthodoxy on the basis of personal reasoning in particular. When Grice
was 13 his education was put on to a more formal footing when he went as a
boarder to Clifton College in Bristol. This public school, exclusively male at
the time, provided excellent preparation for Oxford or Cambridge for the sons
of those wealthy enough to afford it, or for those who, like Grice, passed the
scholarship examination. Boys belonged to one of a number of 'houses', ',
rather in the style of Oxbridge colleges, and received the education in
classics that would equip them for entry to university. It seems that Grice
excelled at this; at the end of his Clifton career, in July 1931, he won a
classical scholarship to Corpus Christi College, Oxford. He had not
concentrated exclusively on academic matters, however. He had been 'Head of
School' during his final year, and had also kept up his musical interests. He
performed a piano solo in the school's 1930 Christmas concert. Joseph Cooper,
Grice's contemporary at Clifton who went on to become a concert pianist and
then chairman of the BBC television programme 'Face the Music', played a piece
by Rachmaninoff at the same concert. 'Weenjoyed Grice's playing of Ravel's
"Pavane"', runs the school's report on the concert, 'its stateliness
provided an effective contrast to the exuberance of the Rachmininoff.'3
Corpus Christi had a strong academic tradition, but was not as socially
fashionable as some of the larger colleges. It therefore tended to attract
students from more modest backgrounds than colleges such as Christ Church or
Magdalen, where social success often depended on demonstrable affluence.
However, despite such distinctions between individual colleges, Oxford in
general was a place of privilege. Students were nearly all male, were
predominantly from public schools, and were generally preparing to take their
places as members of the establish-ment. Fashionable political opinions were
left wing, and students of Grice's generation tended to see themselves as
rebelling against nineteenth-century notions of responsibility and propriety.
Such rebel-liousness, however, was of a very passive nature; it lacked the zeal
and the active protest that was to characterise student rebellion in the
1960s. It did little to affect the day to day life in Oxford, where the
university was legally in loco parentis, and where all undergraduates lived and
dined in college. Some 50 years later, Grice recalled the atmosphere of the
time with amused but affectionate detachment: We are in reaction against
our Victorian forebears; we are independent and we are tolerant of the
independence of others, unless they go too far. We don't like discipline, rules
(except for rules of games and rules designed to secure peace and quiet in
Colleges), self-conscious authority, and lectures or reproaches about
conduct.... We don't care much to talk about 'values' (pompous) or 'duties'
(stuffy, unless one means the duties of servants or the military, or money
extorted by the customs people). Our watchwords (if we could be moved to utter
them) would be 'Live and let live, though not necessarily with me around' or
'If you don't like how I carry on, you don't have to spend time with me.
Grice was at Corpus Christi for four years. Classics was an unusual subject in
this respect; most Oxford degree programmes were a year shorter. At that time,
philosophy was taught only as part of the Classics curriculum, and it was in
this guise that Grice received his first formal training in the subject. The
style was conservative, based largely on close reading of the philosophers of
Ancient Greece. This seems to have suited Grice's meticulous and analytical
style of thought well, as the tutorial teaching method suited his dissenting
and combativenature. Although there were lectures, open to all members of the
uni-versity, teaching was based principally at tutorial, therefore college,
level. Students would meet individually with their tutors to read, and then
defend, an essay. In reflecting on his early philosophical educa-tion, Grice
always emphasised what he saw as his own good fortune in being allocated as
tutee to W. F. R. (Frank) Hardie. A rigorous classical scholar and an exacting
tutor, Hardie might not have been everyone's first choice, but Grice credited
him with revealing the difficulty, but also the rewards of philosophical study.
Grice also, it seems, relished the formalism that Hardie imposed on his already
established appreciation of rational debate. Under Hardie's guidance, this
appreciation developed into a belief that philosophical questions are best
settled by reason, or argument: I learnt also form him how to argue, and
in learning how to argue I came to learn that the ability to argue is a skill
involving many aspects, and is much more than an ability to see logical
connections (though this ability is by no means to be despised). Grice
even recounts with approval, but reluctant disbelief, the story that a long
silence in another student's tutorial was eventually broken by Hardie asking
'And what did you mean by "of"?' No doubt the contemporary detractors
of ordinary language philosophy would have seen Grice's enthusiasm for this
anecdote of the 1930s as a sign that he was perfectly suited to the style of
philosophy that would flourish at Oxford in the following two decades. This was
crucially concerned with minute attention to meaning and to the language in
which philosophical issues were traditionally discussed. Grice's
admiration for Hardie was later to develop into friendship; they were both
members of a group from Oxford that went on walking holidays in the summers
leading up to the Second World War, and Hardie taught Grice to play golf. The
friendship was based in part on a number of characteristics the two had in
common. There was their shared rationalism; Grice found welcome echoes of his
own approach in Hardie's 'reluctance to accept anything not properly
documented'? Moreover, Hardie never admitted defeat. Discussions with
him, Grice later observed, never actually ended; they would simply come to a
stop. In response, Grice learnt to adopt a similar stance in
philosophical argument, clinging tendentiously to whatever position he had set
out to defend. Once, when Grice was taught by a different philosophy tutor for
one term, the new tutor reported back to Hardie that his studentwas 'obstinate
to the point of perversity'. To Grice's enduring delight, Hardie received this
report with thorough approval. However some may have judged his style of
argument, Grice's undergraduate career was an indisputable success. Students
took 'Modera-tions' exams five terms into their degree, before proceeding to
what was popularly known as 'Greats', , the stage in the degree at which
philoso- phy was introduced. Grice achieved First Class in his
Moderations in 1933. In the summer of 1935 he took his finals, and was
awarded First Class Honours in Literae Humaniores, as 'Greats' was officially
called. His studies did not take up all of his time during these years,
however, and he mixed academic success with extracurricular activities,
particularly sporting ones. He played cricket, and in the summer of 1934
captained the college team. In the winter he followed up this success by
becoming captain of the college football team. During this same period, he was
president of the Pelican Philosophical Society and editor of the Pelican
Record. Both took their name from the bird forming part of the Corpus Christi crest
that had become the informal symbol of the college. After Grice completed
his undergraduate studies, there was a brief hiatus in his academic career.
There were at that time few openings at Oxford for those graduates who had not
yet gained a University Lectureship or been elected to a College Fellowship.
For the academic year 1935-6 Grice left Oxford, but not the elite education
system of which he had been part for the past decade, when he went as Assistant
Master to Rossall in Lancashire. At a time when there were very few
Universities in the country, an Honours degree, especially from Oxford or
Cambridge, was regarded as more than adequate a qualification to teach at a
public school such as Rossall. It was not at all uncommon for Assistant Masters
to stay in post for just a year or two before moving on to a more permanent
position or embarking on a career in some other field. Indeed, of the 11 other
Assistant Masters appointed between 1933 and 1937 by the same headmaster
as Grice, only four stayed for more than a year; none of the other seven went
on to careers as school masters.® In Grice's case, his appointment at Rossall
filled the time between his undergraduate studies and his return to Oxford in
1936. It was also in 1936, unusually a year after the completion of his
studies, that Grice was willing, or perhaps able, to pay the fee necessary for
con-ferment of his BA degree. He was enabled to return to Oxford by two
scholarships, both of which would have required him to sit examinations. First
was an Oxford University Senior Scholarship, an award for postgraduate study at
anycollege and in any subject. In the same year, Grice was awarded a Harmsworth
Senior Scholarship, a 'closed' scholarship to Merton college. The Harmsworth
Scholarships, funded by an endowment from former college member Sir Hildebrand
Harmsworth, were a relatively new venture, aimed specifically at raising the
profile of postgraduate achievement at the college. A history of Merton notes
that the scheme 'brought to the college a succession of intelligent
graduates from all col-leges. In that way a window was opened on to the world
of graduate research at a time when there were few opportunities at that level
in the university as a whole." The scholarships had been available only
since 1931, and only three were awarded each year, across the range of academic
subjects. Grice's contemporaries were Richard Alexander Hamilton, also from
Clifton College, in sciences, and Matthew Fontaine Maury Meiklejohn in modern
languages. Grice was a Harmsworth Senior Scholar at Merton between 1936 and
1938, but no award or higher degree resulted from his time there. He was
awarded an MA from Oxford in 1939 but this was a formality, available seven
years after initial matriculation to students who had received a BA, upon
payment of a fee. Nevertheless, the time spent at Merton was an important
period in Grice's philosophical development not least because it was during
this time that he became aware of subjects and methodologies then current in
philosophy, and indeed taking shape in Oxford itself. He added knowledge of
contemporary and dissenting philosophy to his existing familiarity with
established orthodoxy. Grice's experiences of undergraduate study had
been typical of the time. The philosophy taught and conducted at Oxford between
the wars was extremely conventional, that is to say speculative and
metaphysical in nature, with an almost institutionalised distrust of new ideas.
The business of philosophy was centred on the exegesis of the philosophi-cal,
and particularly the classical 'greats'. Indeed, until just before the Second
World War, no living philosopher was represented on the Oxford philosophy
syllabus. The picture was different at Cambridge. From early in the
century, Russell had been developing his analytic approach to issues of
knowledge and the language in which it is expressed, arguing that suitable
rigorous analysis can reveal the 'true' logical form beneath the 'apparent'
grammatical surface of sentences. Wittgenstein's Tractatus, first
published in English in 1922, had taken these ideas further, arguing that such
analysis could reveal many of the traditional concerns of philosophy to be
merely 'pseudo-problems' However, such was the insularity of academic
institutions at the time that Oxford had not officially, and barely in
practice, been aware ofthese developments in Cambridge, let alone of those in
other parts of Europe. This isolation was fairly abruptly ended, at least
for some of the younger philosophers at Oxford, during the period when Grice
was at Merton. This change was due in a large part to A. J. Ayer, and to the
publication of his controversial first book Language Truth and Logic in
1936. Ayer had himself been an undergraduate at Oxford between 1929 and 1932
but, unusually, had read many of Russell's works, as well as the Tractatus. He
had been encouraged in this by his tutor, Gilbert Ryle, a socially conservative
but intellectually progressive don, who had even taken Ayer on a trip to
Cambridge where he had met Wittgenstein personally. Ayer was impressed by the
methods of analytic philosophy in general, and in particular by Wittgenstein's
ambitious claims that it could 'solve' age-old philosophical problems for good
by analysing the language in which they were traditionally expressed. He was
even more profoundly affected by the ideas with which he came into contact
during a visit to Austria after finishing his studies. There he became
acquainted with a number of members of the Vienna Circle, and attended several
of their meetings. Then as now, this group of scientists and philosophers were
referred to collectively as 'the logical positivists' They represented a number
of separate interests and specialisms, but shared at least one common goal: the
desire to refine and perfect language so as to make it an appropriately precise
tool for scientific and logical discussion. They distinguished between
meaningful statements, amenable to scientific study and discussion, and other
statements, strictly meaningless but unfortunately occurring as sentences of
imperfect everyday language. Their chief tool in this procedure was the
principle of verification. The logical positivists divided the category
of meaningful statements into two basic types. First, there are those expressed
by analytic, or necessarily true, sentences. 'All spaniels are dogs' is true
because the meaning of the predicate is contained within the meaning of the
subject, or because 'dog' is part of the definition of 'spaniel'. They added
the statements of mathematics and of logic to the category of analytic
sentences, on the grounds that a sentence such as 'two plus two equals four' is
in effect a tautology because of the rules of mathematics. The second category
of meaningful statements is those expressed by synthetic sentences, or
sentences that might be either true or false, that are capable of being
subjected to an identifiable process of verification. That is, there are
empirically observable phenomena sufficient to determine the question of truth.
All other statements, those neither expressed byanalytic sentences nor
verifiable by empirical evidence, are meaning-less. This includes statements
concerning moral evaluation, aesthetic judgement and religious belief. For the
logical positivists, such statements were not false; they merely had no part in
scientific discourse. The doctrine of the Vienna Circle was radically
empiricist and strictly anti-metaphysical. When Ayer returned to Oxford
in 1933 as a young lecturer, he set himself the task of introducing the ideas
of logical positivism to an English-speaking audience. Language, Truth and
Logic draws heavily on the ideas of the Vienna Circle, but also includes
elements of the British analytic philosophy Ayer had found persuasive as an
undergraduate. In the opening chapter, provocatively entitled 'The Elimination
of Meta-physics', he outlines the views of logical positivism on meaning. He
also offers his own formulation of the principle of verification: We say
that a sentence is factually significant to any given person if, and only if,
he knows how to verify the proposition which it purports to express - that is,
if he knows what observations would lead him, under certain conditions, to
accept the proposition as being true, or reject it as being false. 10 In
subsequent chapters, Ayer applies this criterion uncompromisingly to the
analysis of statements such as those of ethics and theology, those of our
perceptions of the material world, and those relating to our knowledge of other
minds and of past events. Language, Truth and Logic, which was widely
read and discussed both within Oxford and beyond, tended to polarise opinions.
Not surpris-ingly, many of the older, established Oxford philosophers reacted
strongly against it and the explicit challenge it posed to philosophical
authority. It dismissed many of the traditional concerns of philosophy on the
grounds that they were based on the discussion of meaningless metaphysical
statements; it proposed to solve many apparent philosophical problems simply by
analysis of the language in which they were expressed and, of course, it
rejected all religious tenets. However, to many of the younger philosophers it
offered a welcome and exhilarating change for precisely these same reasons.
Ayer became a central figure in a group of young philosophers who met to
discuss various philosophical topics. The meetings took place in the rooms of
Isaiah Berlin in All Souls College during term times for about two years from
early 1937. Here Ayer first began to talk, and to disagree, with another young
philosopher, J. L. Austin.In the decade immediately following the Second World
War, Austin was to be instrumental in the development of ordinary language
phi-losophy, which dominated Oxford, and was deeply influential on Grice
personally. In the late 1930s, however, his philosophical position was yet to
be fully articulated. Ayer's biographer, Ben Rogers, has suggested that Austin
was initially very impressed by Ayer, who was the only member of the group to
have published, but that 'during the course of the All Souls Meetings... Austin
staked out, if not a set of doctrines, then an approach which was very much his
own'." This approach brought him increasingly into conflict with Ayer.
Initially their disagreements were amicable enough, but in later years their
differences of opinion were to lead to an increasing and unresolved
hostility. Grice perhaps identifies what it was that Austin found
increasingly unsatisfactory about Ayer's logical positivism when he observes in
an unpublished retrospective that: 'between the wars, in the heyday of
Philosophical Analysis, when these words were on every cultured and progressive
lip, what was thought of as being subjected to analysis were not linguistic but
non-linguistic entities: facts or (in a certain sense) propositions, not words
or sentences'.12 Analytic philosophy, whether in terms of Russell's 'logical
form', or of the verificationists' 'meaning-fulness' ', was concerned
with explaining problematic expressions by translating statements in which such
expressions occur into more ele-mentary, logically equivalent statements in
which they do not occur. It considered language as an important tool for the
clarification of concepts and states of affairs, not as an appropriate target
of analysis in its own right. Indeed language, as used in ordinary discourse,
offered potential dangers that the philosopher needed to avoid; it could
mislead the unwary into inappropriate metaphysical commitments. The major
advocates of philosophical analysis between the wars, Russell, Wittgenstein and
the Vienna Circle, all shared the conviction that everyday language was
'imperfect' and needed to be purified and improved before it could be ready for
philosophical use. This disdain for ordinary language is at least in part the
source of Austin's growing discontent with analytic philosophy in general, and
with its spokesman Ayer in particular. Austin became increasingly convinced
that ordinary language was a legitimate focus of philosophical enquiry. Not
only was it 'good enough' as a tool for philosophy, it was also possible that
the way in which people generally talk about certain areas of experience might
offer some important insights into philosophically problematic concepts. For
instance, there is the problem of our knowledge of other minds. For Ayer,
statements about the mental states of others weremeaningless and unacceptable
as they stood. A statement such as 'he is angry' was not amenable to any
process of verification, and committed its speaker to the existence of
unempirical concepts such as minds and emotions. To avoid the unpleasant
prospect of having to dismiss all such statements as simply meaningless, Ayer
insisted in Language, Truth and Logic that they must be translatable into
verifiable statements. Statements about others' mental states are most
appropriately translated into statements about their physical states: about
their appearance and behaviour. Such statements, which concern phenomena that
can be directly perceived, are amenable to verification. Assumptions about mental
states are merely inferences from these. Austin's defence of statements about
other minds would run as follows. People use statements such as 'he is angry'
all the time, with no confusion or misun-derstanding. Therefore, it seems
appropriate to take such statements seriously: to analyse them as they stand
rather than to treat them as being in some way 'really' about perceptions and
inferences. Further-more, the fact that people ordinarily talk in this way
might be seen as good grounds for accepting emotions and mental states as valid
concepts. Grice had a lot in common with the group meeting in All Souls.
He was much the same age; of the main members of the group, Austin was two
years older than him, Ayer three and Berlin five, while Stuart Hampshire was a
year younger. Moreover, like both Ayer and Austin he had studied Classics at
Oxford, and been introduced to the study of philosophy in 'Greats'. But college
life was so insular that he was not aware of this group or party to its
discussions. Merton was in many ways a similar college to Corpus Christi: small
and relatively low in the social hierarchy of colleges. Indeed, it had a
growing reputation for offering places to students without traditional Oxford
credentials: to those from the Midlands and the North of England, and to
grammar school pupils. In contrast, Christ Church and Magdalen, where
Ayer and Austin were respectively, were both large and prestigious colleges.
All Souls was exclusively a college of Fellows, offering no places to undergraduate
or postgraduate students. Grice was later to account for his own absence from
the meetings by explaining that he was 'brought up on the wrong side of the
tracks'. 13 He did read Language Truth and Logic, and like many of his
contemporaries was extremely interested in the methodology it suggested for
tackling philosophical problems. However, he recalled in later life that from
the beginning he had certain reservations about Ayer's claims that were never
laid to rest; 'the crudities and dogmatism seemed too pervasive'. 14Grice may
have been unimpressed by some of Ayer's more sweeping claims, but they opened
up to him analytic possibilities that affected his own style of philosophy. An
early typescript paper on negation has survived. This was a topic to which
Grice returned in a series of lectures in the early 1960s, but on which he
never published. The paper is not dated, but the use of his parents' address in
Harborne suggests that it was written before he obtained a permanent position
at Oxford, therefore presumably before the Second World War. He tackles the
epistemological problem posed by negative statements such as 'this is not red'
or 'I am not hearing a noise'. '. Such statements raise the question of
how it is that we become acquainted with a negative fact. Grice argues
that knowledge of negative facts is best seen as inferential. We are confident
in our knowledge of a negative because we have evidence of some related
positive fact. So our knowledge that a certain object is not red might be
derived by inference from knowledge that it is green, together with an
understanding that being green is incompatible with being red. The second
example sentence is more problematic. It expresses a 'priv-ative fact', an
absence. If the inferential account of negative knowledge is to be maintained,
it must be possible to suggest a type of fact incompatible with the positive
counterpart of the negative, that is with the sentence 'I am hearing a noise',
for which the speaker can have adequate evidence. Grice's suggestion is that
the incompatible fact offering a solution to this problem is the fact that the
speaker entertains the positive proposition in question, without having an
attitude of certainly to that proposition. If you think of a particular
proposition, and are aware that you do not know it to be true, then you may be
said to be inferring knowledge of a negative. If you entertain the proposition
that you are hearing a noise, but do not know this proposition to be true, then
you are in a position to assert 'I do not hear a noise'. More generally, to
state 'I do not know that A is B' is in effect to state 'Every present mental
process of mine has some characteristic incompatible with knowledge that A is
B'. 15 Although Grice does not acknowledge any such influences, his paper
can be placed very much within the analytic tradition, and its main proposal
draws on verificationist assumptions. The problem it tackles is the issue of
how we are 'really' to understand negative statements: how we are to translate
them so that they do not contain the problematic term 'not'. Grice's
proposed analysis can be subjected to a process of verifi-cation, on the
understanding that perception though the senses (it is green') and
introspection (every present mental process of mine...) are empirical
phenomena.On completion of his Harmsworth studentship in 1938, Grice was
appointed to a lectureship in philosophy at the third college of his Oxford
career, St John's. In the complex social hierarchy of Oxford col-leges, this
was definitely a step up; St John's was larger, more affluent and more
prestigious than either Merton or Corpus Christi. More impor-tantly, it was a
sign that Grice's career was progressing well. Although it carried a relatively
high teaching load, and brought with it no benefits of college membership, a
lectureship was a good position from which to impress the existing Fellows of
the college, who had control over the appointment of new members. In fact,
Grice was elected to the position of full Fellow, tutor and lecturer in
philosophy after just one year. He was to hold this post for almost 30 years,
but initially he stayed at St John's for only one because his career, like that
of many of his con-temporaries, was interrupted by war service. Grice was
commissioned Lieutenant in the Navy in 1940. Initially, he was on active
service in the North Atlantic. Then in March 1942 he joined Navy Intelligence
at the Admiralty, where he stayed until the war ended. The war years saw
the publication of Grice's first article, 'Personal Identity', in Mind. Neither
the topic nor the journal were particularly surprising choices for a young
Oxford philosopher at that time. Mind, edited by G. E. Moore, was one of the
leading, indeed one of the few, journals of contemporary philosophy, and
had reflected the interest in logical positivism of the 1930s. After the war,
under the editorship of Gilbert Ryle, it would become the acknowledged organ
for much of the work from the new school of Oxford philosophy.l The topic of
personal identity was one of long-standing philosophical interest, and had
received renewed attention during the 1930s; indeed, it was one of the topics
discussed in the meetings at All Soul's. It is ultimately concerned with a
question that was to underlie Grice's work throughout his life: the question of
what it is to be a human being. Discussing personal identity means considering
the relative importance of, and relationship between, physical and mental
properties. Describing identity exclusively in terms of physical bodies presents
problems, but so does describing it entirely in terms of mental entities. The
former position would suggest that a single body must always be the location of
a single iden-tity, or person, regardless of personality change, memory loss or
mental illness. Moreover, it would seem to entail that, since the composition
of a physical body does not stay the same throughout a lifetime, someone must
be regarded as having separate identities, or being different people as, say, a
baby, an adult, and an old man. An account of personal identity based
exclusively on mental sameness, however,would force us to accept that one
mental state transferred into another body, perhaps by surgery or
reincarnation, should result in no change of identity. Philosophers wrestled with
hypothetical 'problem cases'. If it were possible to take the brains out of two
bodies and swap them over, would this be best described as a brain transplant
or a body trans-plant? Ayer, Austin and their companions had concerned
themselves with the status of Gregor Samsa from Kafka's 'Metamorphosis': 'was
he an insect with the mind of a man, or a man with the body of an insect?'.
17 In attempting to negotiate between these two opposing, equally
prob-lematic, accounts, Grice looks to 'memory theories' of personal iden-tity.
In this, he draws on work produced almost 250 years previously by John Locke,
while acknowledging some of Locke's critics and attempting to suggest a way of
addressing them. In other words, Grice's first published work shows the
characteristic combination of old and new ways of thinking. He draws on work
from philosophical 'old boys', such as Locke and his eighteenth-century critic
Thomas Reid. At the same time, he looks for solutions to their problems in a
much newer style of philosophy, one in general terms analytic, and in more
particular terms concerned with the close analysis of individual linguistic
examples. Locke argues that, unlike in the case of inanimate masses, the
identity of living creatures must depend on more than bodily unity. As evidence
he suggests the examples of an oak growing from a seedling into a great tree
and then cut back, or a colt growing into a horse, being sometimes fat and
sometimes thin; throughout these changes they remain the same oak, and the same
horse. In search of an appropriate substitute for bodily sameness, he discusses
what might be seen as a hierarchy of living beings, and considers where a
notion of identity can be located in each case. In general, at each stage of
the hierarchy, what is required is an account of function. The parts of a tree
form a single entity not because they remain physically constant, but because
they are arranged in such a way as to fulfil certain functions: the processes
of nutrition and growth that together ensure the continued existence of the
tree. In much the same way, the identity of an animal can be described in terms
of the fulfilment of the functions that ensure its sur-vival. Even 'man' is no
different in this respect; human identity consists in the collection of parts
functioning together over the course of a lifetime, to ensure the growth,
maturation and survival of the individual human being. Various different
particles of matter form a single human at different points in time precisely
because they all participate in a single, continued, life.Locke points out that
this account of a man or human being, although it does not rely on simple
bodily identity, does make necessary reference to the physical body. The parts
of the body may change over time, but, united by common functions, they
together form part of the definition of 'a man' '. If we relied only on
mental identity, or 'the identity of soul', we would not be able to
resist the idea that physically and temporally separate bodies might all belong
to the same man. Locke suggests that an account based just on the soul could
not rule out the unacceptable claim that the ill-assorted list: 'Seth, Ismael,
Socrates, Pilate, St Austin, and Caesar Borgia, ... may have been the same
man.'18 Furthermore, the form of a man is a necessary part of our understanding
of the concept of a man, and of the meaning of the word 'man'. Even if we
were to hear a creature that looked like a parrot hold intelligent conversation
and discuss philosophy, functions normally associated exclusively with people,
we would hardly be tempted to say that it must be a man, but rather we would
say that it was 'a very intelligent rational parrot'. 19 Locke's next
move is to suggest a categorial distinction between 'man' and 'person'. ,
a distinction he admits is at odds with normal under- standing and
speech. He offers a very specific definition of a person as 'a thinking
intelligent being, that has reason and reflection, and can consider itself as
itself, the same thinking thing, in different times and places' 20 The point of
this distinction is to explain the 'extra' properties persons are generally
seen as possessing, beyond those of animals. It might be said variously
to account for consciousness, self-awareness or the soul. The identity of a
person, then, consists not just in the unity of functioning parts, the
criterion that accounts alike for the identity of a plant, or an animal, or a
'man'. The identity of a person depends on the continuation of the 'reason and
reflection' across a range of different times and places. In Locke's words, 'as
far as this consciousness can be extended backwards to any past action or
thought, so far reaches the identity of that person'? Locke offers his own
solution to what has come to be known as the 'brain transplant' problem, which
he explains in terms of the transfer of souls. In Locke's fanciful
illustration, the soul of a prince is transferred into the body of a cobbler,
the cobbler's soul having been removed. We would say that what was left was the
same person as the prince, since he would have the thoughts of the princeand
the consciousness of the prince's past life. However, we would at this point be
forced to acknowledge the distinction Locke is drawing between 'man' and
'person', by saying that this was the same man as the cobbler, as demonstrated
by the continuity of bodily functioning.There is one fairly obvious problem
with an account of identity dependent on the extension back in time of a single
consciousness. Locke in effect dismisses this problem by arguing that it
is an error arising from a particular way in which language is generally used.
The problem is concerned with memory loss. If he were completely and
irrevocably to lose his memory, Locke suggests, we would still want to say that
he was the same person as the one who performed the actions he has now
forgotten. Yet on Locke's own account, if his consciousness could no longer be
extended back to these past actions, he could not be the same person as the one
who performed them. Locke suggests that our reluctance to accept this
conclusion, our inclination to insist that he is still the same person, can be
traced to a lack of reflection about the use of the pronoun 'I'. In this case,
the amnesiac Locke would in fact be using 'I' to refer not to the person, but
to the man. Locke does not himself offer any examples, but the following
illustrates his point. If, having lost his memory and then been
instructed about his own past life, he were to state 'I was exiled by James
Il', he would be using the pronoun to refer only to the same man, or living
creature, as he is now, not to the same person. Our tendency to maintain that
'I' must in these examples stand for the same person is because of our failure
to distinguish properly between 'man' and 'person': our habit of conflating the
two. Once this conflation is recognised for what it is, the problem can be
resolved; it may be possible for a single man to be more than one person during
his life. Indeed, although our use of the pronoun sometimes seems to miss this,
elsewhere in the language it is apparently acknowledged: when we say such
a one is not himself, or is beside himself; in which phrases it is insinuated,
as if those who now, or at least first used them, thought that self was
changed; the selfsame person was no longer in that man.22 Grice's account
of personal identity relies on Locke's theory, but draws more directly on two
later philosophers. Thomas Reid, writing about a hundred years after Locke,
produces a 'problem example'. Ian Gallie, just a few years before Grice, offers
a more developed discussion of the use of the first person pronoun. Reid points
out that the notion of consciousness extending back in time can only make sense
if it is understood as memory; Locke's account can only be coherently
understood as a memory theory of identity. Further, he cautions that although
the expressions 'consciousness' and 'memory' are sometimes used
inter-changeably in normal speech, it is important for philosophers not to
confuse the two. 'The faculties of consciousness and memory are chiefly
distinguished by this, that the first is an immediate knowledge of the present,
the second an immediate knowledge of the past. 23 But if personal identity is
dependent on knowledge of the past or on memory, the following case, which has
become known as the 'brave officer' example, presents severe difficulties. A
boy is whipped for stealing apples. When the boy grows up, he joins the army
and, as a young officer, captures an enemy standard. In later life, the officer
is made a general. It is perfectly possible that, when rescuing the standard,
the officer was able to remember, even did actively remember, that he was
whipped as a child. It is also possible that the elderly general can remember
clearly the time when he captured the standard but, with memory fading, has
forgotten all about being whipped as a boy. The memory is lost irrevocably;
even if prompted about the incident, he cannot remember it. According to
Locke's account, we would have to say that the young boy was the same person as
the brave officer, and the brave officer was the same person as the old
general, but that the old general was not the same person as the young boy. Not
only does this offend against our intuitive notions of identity, it also runs
counter to basic logic. If A is identical to B, and B is identical to C, then
it follows that C must be identical to A. In 'Personal identity', Grice
acknowledges his considerable debt to Gallie's article 'Is the self a
substance?', which was published in 1936, also in Mind. It is a revealing
choice of inspiration, perhaps reflecting Grice's growing interest in the style
of philosophy being practised by some of his Oxford contemporaries: the
analysis of specific linguistic examples as a means of approaching more general
philosophical prob-lems. Gallie does not directly discuss the memory theory of
identity. He assesses the case for the existence of a 'self', a metaphysical
entity or substance, remaining constant across a series of temporally different
mental experiences. As an enduring ego it forms a mental unit of iden-tity, in
addition to any purely physical phenomenon. From the outset, he proposes an
account of 'self' in terms of 'a certain class of sentences in which the word
"I" (or the word "me") occurs' 2 Such sentences can, he
suggests, be grouped into two or perhaps three sets. The first of these is the
set of sentences in which 'my mind' could be substituted for 'T'. Gallie
admits that in some cases the result may be 'unusual English', but maintains
that it is enough that they would not be false. Examples include 'I feel
depressed' and 'I see it is raining'. The second set of sentences is defined
negatively; such substitution is impossible in examplessuch as 'I am under 6
feet in height' and 'I had dinner at 8 o'clock to-night'. Gallie acknowledges
but dismisses from discussion a third but purely philosophical use of 'T';
expressions such as 'I hear a noise now' and 'I see a white expanse now' are
concerned with facts of which the speaker has introspective knowledge, rather
than with any claims about properties of longer duration. Gallie's starting
point is the contention that examples from his first set offer evidence that
the self must exist. If we use T' in these cases, and use it legitimately,
there must be something to which we are referring; there must be a mental
property that endures across a range of temporarily distinct experiences.
Grice's article also starts with a discussion of 'I' sentences, but his
analysis of them is rather more subtle than Gallie's, and his claims about
their significance more ambitious. He divides Gallie's two basic categories
into three, although he implicitly dismisses the idea that Gallie's
'philosophical' uses constitute a separate class. His starting point is not with
minds but with bodies; the easiest sentences to define are those into which the
phrase 'my body' can be substituted, sentences such as 'I was hit by a
golf ball' and 'I fell down the cellar steps'. . A second class,
one not distinguished by Gallie, seems to require something extra as well as a
physical body to be involved. This includes sentences such as 'I played
cricket yesterday' and 'I shall be fighting soon', in which substituting 'my
body' for 'I' does not provide an exact or full paraphrase. These
sentences in turn are to be distinguished from a further class in which
substitution of 'my body' is even less satisfactory, sentences such as 'I am
hearing a noise' and 'I am thinking about the immortality of the soul'. Grice
is not explicit about what would count as a suitable substitute for 'I' in
these sentences. By implication, the 'I' of bodily identity is easier to
paraphrase than the 'T' of mental identity, and Grice is not prepared as Gallie
was to offer a paraphrase into 'unusual English' But he does suggest
tentatively that, in the cricket and fighting sen-tences, reference to the
physical body would need to be supplemented with 'something about the sort of
thoughts and intentions and decisions I had.'25 Grice's ambitious claim
is that the dispute about personal identity is really a disagreement about the
status of certain 'I' sentences. Examples not concerned with bodily identity,
sentences of the 'I am hearing a noise' category, are central to the type of
identity philosophers have generally discussed. Philosophers over the centuries
who have addressed the nature of personal identity have been concerned with the
correct analysis of this type of 'I' sentence, whether they knew it or not.
More-over, Grice argues, they have also been concerned with the correctanalysis
of a class of sentences closely related to these but containing the word
'someone' instead of the word 'I'. An adequate account of personal identity
must be able to offer an analysis both of 'I am hearing a noise' and of 'someone
is hearing a noise'. Grice's theory of personal identity is based on
Locke's account, but attempts a modification to answer its critics. His
analysis of the relevant 'I' and 'someone' sentences is in terms of a
particular relationship between experiences divided by time and place. A series
of such experiences can be said to belong to the same person. The relationship
in question cannot be a simple one of memory, or possible memory, because this
raises the 'brave officer' problem; a person having a particular experience may
be quite incapable of remembering an earlier experience, but yet be the same
person as the person who had that expe-rience. As a maneuver to avoid this
problem, Grice introduces the phrase 'total temporary state' (t.t.s.), as a
term of art to describe all the experiences to which an individual is subject
at any one moment. These t.t.s.'s can occur in series, and describing a person
means describing what it is that makes any particular series the t.t.s.'s of
one and the same person. Grice's suggestion is that every t.t.s. in a 'person'
series contains or could contain an element of memory relating it to some other
t.t.s. earlier in the same series. In this way, the 'brave officer' problem is
avoided. The t.t.s of the general contains a memory trace of the experience of
the brave officer, and the t.t.s. of the brave officer contains a memory trace
of the experience of the boy. The three t.t.s.'s are linked into a series and
it does not matter that there is no direct link between that of the general and
that of the boy. Grice analyses 'someone hears a noise' ', the
example type he identi- fied as central to personal identity, in terms of
his notion of t.t.s.: a (past) hearing of a noise is an element in a
t.t.s. which is a member of a series of t.t.s.'s such that every member of the
series either would, given certain conditions, contain as an element a memory
of some experience which is an element in some previous member, or contains as
an element some experience a memory of which would, given certain conditions,
occur as an element in some subsequent member; there being no subset of members
which is independent from all the rest.26 Each t.t.s. contains at least
one memory link, or potential memory link, either forward or backward in an
appropriate series. Sentences containing the problematic 'I' and
'someone' ', the 'I' and 'someone' that cannotbe paraphrased in terms of
bodies, can be re-expressed in terms that remove the problem word and replace
it with a suitably defined series of t.t.s.'s. Personal identity is shown to be
a construction out of a series of experiences. Grice considers various
possible objections that might be raised to his analysis, including the
objection that it is just too complicated as an account of a set of apparently
simple sentences. He is himself unsure that this is a particularly damning
objection, but argues that his analysis of 'self'-sentences is in any
case: probably far less complicated than would be the phenomenalist's
analysis of any material object-sentence, if indeed a phenomenalist were ever
to offer an analysis of such a sentence, and not merely tell us what sort of an
analysis it would be if he did give it.?7 This is an interesting dig.
Phenomenalism was most closely associated at this time with the logical
positivists, and therefore at Oxford with Ayer. It was a form of scepticism,
holding that we do not have direct evidence of material objects; we have
evidence only of various 'sense data' ', and infer the existence of
material objects from these. In other words, phenomenalists claimed that
statements about material objects need to be translatable into empirically
verifiable statements about sense data. Grice's objection is that the
appropriate translations were never actually offered, merely discussed; his
complicated analysis of 'someone is hearing a noise', on the other hand,
offered something def-inite. This is closely related to the type of objection
Austin was raising to Ayer's method; his theories introduced technical terms
such as 'sense data', but did not explain them in ordinary language. In
the light of Grice's sideswipe at sense data theories, it is perhaps surprising
that John Perry, in his commentary, should find phenome-nalist tendencies in
Grice's account of personal identity. His reason lies in the analytic approach
Grice shares with phenomenalism. Both were concerned with analysing sentences
that contain a problem expression (for the phenomenalists words referring to
material objects, for Grice the relevant uses of 'I' and 'someone') in such a
way that these expressions are removed and empirically observable phenomena are
substi-tuted. Sense data and total temporary states are both available to
introspection. For phenomenalists, material objects are logical constructions
based on the evidence of sense data; they need to be recog-nised as such and
the 'true' form of the sentences expressing them needs to be understood. For
Grice, persons are logical constructions fromexperiences. Perry does, however,
acknowledge an important difference between Grice's enterprise and that of
other analytic philosophers, of whom he takes Russell to be a prime
example: In Russell's view, the logical construction was the
philosopher's contribution to an improved conception of, say, a material object,
free of the epistemological problems inherent in the ordinary conception.
So analysis, for Russell, does not preserve exact meaning. But Grice intends to
be making explicit, through analysis, the concept we already have.28 In
other words, Grice sees ordinary ways of talking as adequate and valu-able, if
in need of clarification. For analytic philosophers such as Russell, ordinary
language is simply not good enough; it needs to be purged of inappropriate
existential commitments and vague terms before it can be a fit tool for
philosophy or science. Grice's account of personal identity has been
generally well received in its field. Despite his reservations, Perry describes
it as 'the most subtle and successful' attempt to rescue Locke's memory theory?
Similarly, Timothy Williamson cites Grice's paper as the first in a succession
of responses to the 'brave officer' problem in terms of a transitive relation
between a set of spatio-temporal locations.3º In many ways it seems far removed
from the work for which Grice is now best known. And indeed when he returned to
philosophy after the war he was concerned with rather different topics. But
this early article shows some of the traits that were to become characteristic
of his work across a range of subjects, in particular a close attention to the
nuances of language use. One theme in particular, the notion of what it is to
be a person, and Locke's idea of an ontological distinction between 'man' and
'person' was to prove central to much of Grice's later philosophy. The
publication of 'Personal identity' meant that Grice's professional life was not
entirely put on hold during the war years, and neither was his personal life.
In 1943 he married Kathleen Watson. Kathleen was from London, but they had met
through an Oxford connection. Her brother J. S. Watson had held a Harmsworth
senior scholarship shortly after Grice and the two had become friends. James
married during the war and, when his best man was killed on active service
shortly before the ceremony, called on Paul at short notice to perform the
duty. Paul and Kathleen met at the wedding. At the time of his own wedding,
Paul still had two years of war service ahead of him, but it meant that when he
returned permanently to Oxford he would not be living in St John's,as he had
done briefly as a bachelor. There were no rooms for married Fellows in college;
indeed, women were not permitted on the premises, even at formal dinners. Paul
and Kathleen settled in a flat on the Woodstock Road rented from his college.
His Fellowship at St John's was, of course, still open to him, as was the
prospect of a closer involvement with the new style of philosophy taking shape
in Oxford.The intellectual atmosphere of Oxford philosophy during the decade or
so from 1945 was very different from that which Grice had known before the
Second World War. As students and dons alike returned from war service, the
process of change that had begun with a few young philosophers during the 1930s
picked up momentum. Old orthodoxies and methods were overthrown as a host of
new thinkers and new ideas took their place. The style of study was
questioning, exploratory and cooperative. Many of the philosophers who were
active in this period, such as Geoffrey Warnock and Peter Strawson, have since
testified to the spirit of optimism, enthusiasm and sheer excitement that
predom-inated.' The reasons for these emotions were similar to those that had
drawn A. J. Ayer to the work of the Vienna Circle just over a decade earlier. A
new style of philosophy was going to 'solve' many of the old problems. Once
again, this was to be achieved by close attention to and analysis of language.
For logical positivists this involved 'translating' problematic statements of
everyday language into logically rigorous, empirically verifiable sentences.
For the new Oxford philosophers, however, no such translations would be
necessary. A suitably rigorous attention to the facts of language was going to
be a sufficient, indeed the only suitable, philosophical tool. In
retrospect, Grice suggested the following causes of the differences after the
war: the dramatic rise in the influence of Austin, the rapid growth of
Oxford as a world-centre of philosophy (due largely to the efforts of Ryle),
and the extraordinarily high quality of the many young philosophers who at that
time first appeared on the Oxford scene.?Gilbert Ryle, the tutor who had
introduced Ayer to Wittgenstein and encouraged him to travel to Vienna, was a
decade or more older than Grice and his contemporaries, having been born in
1900. However, his influence on Oxford philosophy during the 1940s and 1950s
was con-siderable. His philosophy of mind, in particular, was widely known
through his teaching, and was eventually published as The Concept of Mind in
1949. In this book, Ryle argues against the received idea of the mind as a
mental entity separate from, but in some way inhabiting, the physical body:
Descartes's 'ghost in the machine'. All that can legitimately be discussed are
dispositions to act in a certain way in certain situations. The error of
dualism can be attributed to the tendency to analyse minds as 'things' just as
bodies are things. Taken together with a strict distinction between mental and
physical, this gives rise to the error of defining minds as 'non-physical things'.
This error stems from a basic category mistake involving the type of vocabulary
used in discussions of minds. Differences between the physical and the mental
have been 'represented as differences inside the common framework of the
categories of "thing", "stuff", "attribute",
"state", "process" "change" ',
"cause" and "effect"' 3 Only close attention to
language reveals this tendency among philosophers to extend erroneously
terms applicable to physical phenomena, and thus to enter into unproductive metaphysical
commitments. Ryle was keen to see this philosophical approach adopted more
widely, and after he took over as editor of Mind in 1947, began what Jonathan
Rée has described as a 'systematic cam-paign' to take control of English
philosophy. He drew together some of the more promising young Oxford
philosophers and 'by galvanising them into writing, especially about each
other, in the pages of Mind, he gave English academic philosophy in the fifties
an energy and sense of purpose such as it has never seen before or
since." The style of philosophy Ryle was deliberately promoting
found resonances in the work of J. L. Austin, who was continuing to develop the
notions about ordinary language with which he had confronted Ayer before the
war. Ayer himself had returned to Oxford only briefly, before taking up a chair
at University College London in 1946. The ideas of logical positivism were, in
any case, losing their earlier glamour and appeal for younger philosophers, and
Austin became the natural leader of the next wave of Oxford philosophy, both
before and after his appointment as White's Professor of Moral Philosophy in
1952. This promotion may seem surprising today; Austin had published just three
papers by 1952, none of which were strictly about moral philosophy. It seems
that credit was given to the importance of his ideas, and his rep-utation as an
inspiring and charismatic teacher, a reputation achieved despite his rather
austere personality. Few if any of his colleagues felt that they really got to
know him personally. This was perhaps in part because, as Geoffrey Warnock has
suggested, he was 'a shy man, wary of self-revelation and more than uninviting
of self-revelation by others'. It may also have been in part because, unusually
among his peers, he eschewed college social life, preferring to spend his time
quietly at home with his family in the Oxfordshire countryside. Never-theless,
most people who knew him had their favourite story to sum up what could be a
formidable and confrontational, but also a humourous and humane personality.
George Pitcher relates how Austin once attended a meeting at his college
concerned with plans for the college buildings. The meeting got embroiled in a
long and seemingly unrec-oncilable discussion about the President's Lodgings.
When finally asked for his opinion, Austin's response was 'Mr President, raze
it to the ground. Grice recalls how a colleague once challenged Austin with
Donne's lines 'From the round earth's imagined corners,/ Angels your trumpets
blow' as an example of non-understandable English. 'It is perfectly clear what
it means,' replied Austin, 'it means "Angels, blow your trumpets from what
persons less cautious than I would call the four corners of the earth"
" Such anecdotes illustrate Austin's ability to cut through protocol
and rhetoric and reveal the plain facts underneath: often to reveal that things
are just as simple as they seem, and a lot more simple than they are made out
to be. This was the spirit in which he approached philosophy. He was undoubtedly
lucky in this project in the number of dedicated and talented young
philosophers who, as Grice puts it, 'appeared' at Oxford in the 1940s and
1950s. In the early post-war years, undergraduates and new tutors were
generally older than had been the tradition, and eager to study, their
university careers having been postponed or interrupted by the war. Austin
played an active role in spotting and encouraging talent, building up what
quickly came to be seen as his own 'school' of philosophy. This development
seems rather at odds with his views on discipleship. Ben Rogers has suggested
that, unlike Wittgenstein, Austin 'discouraged anything like a cult of
personality: he wanted to put philosophy on a collective footing' However,
there is some evidence that Austin was at least in part predisposed to
encourage, and even to enjoy, his status as leader. Grice reports that Austin
was once heard to remark to a colleague, 'if they don't want to follow me, whom
do they want to follow?"The style of philosophy developed and practised by
Austin and his followers has been variously labelled as 'Oxford philosophy',
linguistic philosophy' and 'ordinary language philosophy'. It is in fact far
from uncontroversial that a single, identifiable approach united the philosophers
working in Oxford at this time, even those in Austin's immediate circle. Grice
himself denies this assumption in a number of published commentaries, such as
the uncompromising claim that: 'there was no "School"; there
were no dogmas which united us.' Perhaps the only common position of the Oxford
philosophers, certainly the only one Grice acknowledges, was a belief in the
value, indeed the necessity, of the rigorous analysis of the everyday use of
words and expressions. They worked on a wide range of philosophical problems,
and even when addressing the same issue they often disagreed on analysis or
conclu-sion. But in approaching these problems they were in agreement that
careful attention to the words in which they were conventionally expressed was
the best path to understanding, tackling and perhaps eliminating the problems
themselves. The origins of this approach are controversial. Commentators have
looked beyond Ryle and Austin to suggest Ludwig Wittgenstein, G. E. Moore,
Bertrand Russell and even Gotlob Frege as candidates for the title 'father' of
ordinary language phi-losophy. There is certainly something in all these
claims; each thinker was influential in the development of the
analytic tradition from which ordinary language philosophy emerged. But under
Ryle's and Austin's guidance it developed in directions not envisaged, and in
some cases explicitly not approved, by its putative mentors. In the late
nineteenth century Frege proposed analysis of language as a method for tackling
philosophical problems. He was chiefly a math-ematician, but in the course of
his work addressed the language of logical expressions, and the potential
problems inherent in it. Frege's most influential contribution to the
philosophy of language is his distinction between 'sense' and 'reference'. Any
name, whether a proper name or a description, that points to some individual in
the world, does so by way of a particular means of identifying that individual.
A name therefore has both a reference, the individual it denotes, and a sense,
the means by which reference is indicated. In this way, Frege explains
statements of identity. If we attend only to reference, an example such as
'Sophroniscus is the father of Socrates' would have to be dismissed as
uninformative; it would simply offer a logical tautology, stating of an
individual that he is identical with himself. If, however, we attend to sense
as well as reference, we can analyse this example as making an informative
statement to the effect that the two names may differ insense but share the
same reference. The example is significant because, although there is no
difference between the denotation of the two names, there is nevertheless 'a
difference in the mode of presentation of the thing designated'."
Russell proposed the 'translation' account that became
characteristic of analytic philosophy. Suitably rigorous attention could
reveal the logical structure beneath a grammatical form that was often
misleading and imperfect. His main difference from Frege was in his analysis of
descriptions. Russell observes in his 1905 article 'On denoting' that 'a phrase
may be denoting, and yet not denote anything; for example, "the
present king of France" 1 For Frege such examples posed no problem. It was
perfectly possible to say that such an expression had a sense but no reference.
But the consequences of this position are unacceptable to Russell because of
their impact on logic. If 'the king of France' simply has no reference, then
any sentence of which it is subject, such as Russell's famous example 'the king
of France is bald', must also fail to refer to the world; in other words it
must fail to be either true or false. For Russell this result is intolerable
because it dispenses with clas-sical, two-valued logic, in which every proposition
must be capable of being judged either 'true' or 'false' . Classical
logic states that if a propo- sition is true then its negation must be
false, and vice versa. But under Frege's analysis 'the king of France is bald'
and 'the king of France is not bald' are indistinguishable in terms of truth
value; both fail to be either true or false. Not only is this unacceptable,
argues Russell, it also goes against the facts of the matter; 'the king of
France is bald' is a simple falsehood. Russell uses the label 'definite
descriptions' for phrases such as 'the king of France', and claims that they
are a particular type of expression demanding a particular type of analysis.
Despite appearances, they are not denoting expressions, and they do not
function as subjects of sentences in which they superficially appear to be in
subject position. The subject/predicate form of a sentence containing a
definite description, a sentence such as 'the king of France is bald', is
misleading. That is, the logical structure of the sentence is at odds with its
purely grammatical form; it is actually a complex of propositions relating to
the existence, the uniqueness, and then the characteristics, of the individual
apparently identified. Russell's rendition of this example can be paraphrased
as: 'there exists one entity which is the king of France, and that entity is
unique, and that entity is bald! Re-analysed in this way, it is possible to
demonstrate that, in the absence of a unique king of France, one of these
propositions is simply false. If it is not true thatthere is a present king of
France, the first part of the logical form is false, making the sentence as a
whole also false. Russell's theory of descriptions has been seen as the
defining example of analytic philosophy. Ayer often repeated his admiration for
it in these terms. His close attention to language as well as to logic further
caused Russell to be credited with inspiring ordinary language philosophy. 13
However, he would certainly not have been pleased by this latter acco-lade; he
was still active in philosophy when the new approach was in the ascendant and
he publicly and vociferously opposed it.' His own motivation in 'On denoting',
and elsewhere, was not to describe natural language for its own sake, but to explain
away the apparent obstacles it offered to classical logic. If every statement
containing a denoting phrase could be explained as a complex proposition not
involving a denoting phrase as a constituent, bivalent logic could be
maintained. Like Frege, Russell's first and primary philosophical
interest was in mathematical logic. His interest in the analysis of language
and therefore in meaning grew out of a concern for analysing the language in
which the ideas of logic are expressed, and ultimately for refining that
language. Russell's Cambridge colleague and almost exact contemporary G.
E. Moore would perhaps have been less uncomfortable with being credited
as genitor of ordinary language philosophy. Like many of the Oxford
philosophers a generation later, he came to philosophy from a background in
classics, and remained sensitive to details of meaning. This was coupled
with a rather leisured approach to philosophical enquiry; a private fortune
enabled him to spend seven years at the start of his career away from all
professional responsibilities, pursuing his own philosophical interests.
Certainly, the result was a thorough and meticulous attention to the language
in which philosophical discussion is couched. Another common feature between
Moore and many ordinary language philosophers, one identified by Grice, was an
anti-metaphysical, determinedly 'common-sense' approach to philosophical
issues. 15 An illustration of both the rigorous analysis and the
confidence in intuitive understanding can be found in Moore's article 'A
defence of common sense', published in 1925. This was a forerunner of the
infamous British Academy lecture of 1939 in which he held up his own hand as
incontrovertible and sufficient 'proof' of the existence of material objects.
In the published article, too, Moore addresses the question of the status of
our knowledge of external objects, as well as our belief in the existence of
other human beings, and indeed the viability of anyphysical reality independent
of mental fact. In asserting such viability Moore is, as he explains, arguing
against the sceptical view that all that we have access to are 'ideas' of
objects, offered to us by means of our sense impressions, never the objects
themselves. Such philosophical views were dominant in English philosophy when
Moore himself was a young man, and were in part what he was reacting against in
defending common sense. Moore's 'defence' rests almost entirely on his
assertion of what he knows to be the case, by introspection based on the
dictates of common sense. He knows with certainty of the existence and
continuity of his own body, as well as its distinction from other, equally real
physical objects. Not only that, but all other human beings have a similar, but
distinct set of knowledge relating to their own bodies. Further, to
describe these as common-sense beliefs is actually to admit that they must be
true, since the very expression 'common sense' implies that there is a set of
other minds holding this belief and therefore that other minds, and other
people, exist. Common sense should extend to analysis of the language of
philosophy as well. In assessing the truth of a sentence such as 'The earth has
existed for many years past', it is necessary to consider only 'the ordinary or
popular meaning of such expressions' '. Moore comments dryly that the
existence of such a unique, ordinary meaning 'is an assumption which some
philosophers are capable of disputing'. This capacity, he suggests, has led to
the erroneous argument that a statement such as this is questionable, and
perhaps even false. This insistence that philosophers attend to the
ordinary use of the expressions with which they are dealing, together with the
expression of bafflement that they should declare themselves unsure of the nature
of such ordinary use, was to become as characteristic of Austin's work as it
was of Moore's. Austin was widely known to be impressed by Moore's work, and
inspired by his methodology, although he was less convinced that intuitive
convictions and commonplace orthodoxies could be accepted at face value without
further exploration. Grice recalls him declaring, with a characteristic
combination of scholarly enthusiasm and school-boy jocularity: 'Some like
Witters, but Moore's my man.'" This pithy summary of his own philosophical
influences introduces one of the most controversial issues concerning the
origins of ordinary language philosophy: the impact of Wittgenstein. Some
commentators have argued that Wittgenstein's later work was crucially
important; Ernest Gellner, for instance, discusses 'linguistic philosophy' as
if it were uncontroversially a product of Philosophical Investigations. 18 But
in his biographical sketch of Austin, Geoffrey Warnock argues cat-egorically
that Wittgenstein did not influence the philosophical method Austin
promoted."' The issue is a difficult one to settle. Ben Rogers suggests
that: 'Oxford philosophy of the 1940s and 1950s was more indebted to
Wittgenstein than it liked to admit, 20 and it is certainly possible that his ideas
informed discussion at the time, even if his intellectual presence was not
directly acknowledged. Philosophical Investigations, presenting Wittgenstein's
later work on language, was not published until 1953, but earlier versions of
it were circulated and read in Oxford in the immediate post-war years. Other
commentators, such as Williams and Montefiore, emphasise what they see as the
striking differences between Wittgenstein and Austin. The two men's
personalities, they suggest, were reflected in their different styles of
philoso-phy: Wittgenstein's intense and introspective, Austin's scholarly and
meticulous.22 Wittgenstein's early work had been inspired by his former
tutor Russell. Although highly original, it was very much within Russell's
formal, analytic tradition. Language operates by expressing propositions that
may differ from apparent surface form but map on to the world by means of the
basic properties of truth and falsity. 'To understand a proposition means to
know what is the case if it is true,' Wittgenstein suggests in his Tractatus,
prefiguring the logical positivism of the Vienna Circle23 However, the work
Wittgenstein produced when he returned to philosophy after a self-imposed break
was notoriously different from that of his youth. It shows some striking
similarities to ordinary language philosophy. In Philosophical Investigations,
Wittgenstein argues that language is better defined in terms of the uses to
which it is put than the situations in the world it describes. Words are tools
for use and, just as a tool may not always be used for the same function,
meaning is not necessarily constant. Coining one of the most enduring metaphors
in the philosophy of language, he argues that a word is best described as
having a loose association of meanings that are essentially independent but may
display certain 'family resemblances' '. He argues that apparent
philosophical problems are in fact issues of language use; correct
investigation of the language in which problems are posed reveals them to be
merely 'pseudo problems' '. Also, and perhaps even more strikingly,
he comments that, in philosophical discussion as else-where, 'When I talk about
language (words, sentences, etc.) I must speak the language of every
day.'24 Whatever positive influences may have acted on Austin, it is
certain that he was at least in part reacting against some other philosophical
styles. In particular, he was taking issue with logical positivism, and withthe
work of his old sparring partner A. J. Ayer. Soon after the war, Austin
developed his response to Ayer on sense data. This was presented as a series of
lectures, first delivered in 1947, and was published only posthumously, when
Geoffrey Warnock edited the lecture notes under the title Sense and Sensibilia.
Austin deals in detail and critically with Ayer's Foundations of Empirical
Knowledge, the book published in 1940 that expanded on and developed the
implications of the verificationist account presented in Language, Truth and
Logic. Ayer had argued in the earlier book that the operation of the principle
of verification for an individual is not directly dependent on the physical
world, but relies on the data we receive through our senses. These 'sense data'
are the only evidence we have available by which to subject sentences making
statements about the world to appropriate processes of verification. In The
Foundations of Empirical Knowledge, Ayer addresses the question of whether our
knowledge is determined by material objects themselves or by our personal sense
data. He develops a phenomenalist approach to this question, arguing that
beliefs and statements about material objects are only legitimate if they are
translated into beliefs and statements about our sense data. In this way, he
maintains that discussion of the status of material objects is primarily a
dispute about language. It is a dispute about the best way to analyse
statements of experience. Sentences concerned with material objects and those
concerned with sense data are simply uses of two different types of language.
They refer to the same things in two different ways, rather than describing
ontologically different phenomena. 25 Austin disliked the idea that
philosophers need to 'see through' ordinary language before they can say
anything rigorous about material objects. In his lectures on perception he
argues that belief in sense data is an error into which philosophers have been
led by the words they coin. The term itself is introduced artificially;
ordinary people in everyday life find no need of it. Even the word 'perception'
has an unnecessarily technical ring for Austin. People rarely talk about
perceiving material objects, and still less frequently of experiencing sense
data. They do talk about seeing things, and so philosophers should attend
to the suggestions this offers as to how the world works. The 'plain man' can
cope perfectly well with distinguishing appearance from reality, with
describing rainbows, or with commenting that ships on the horizon may appear
closer than they are. Philosophers need only look to the actual use of words
such as 'reality', 'looks' and 'seems' to understand this. Ordinary language
has its own, perfectly adequate way of dealing with the difference between
appearance and reality. Near thebeginning of his lectures, Austin sums up his
response to sense data theorists: My general opinion about this doctrine
is that it is a typically scholastic view, attributable, first, to an obsession
with a few particular words, the uses of which are over-simplified, not really
understood or carefully studied or correctly described... Ordinary words are
much subtler in their uses, and mark many more distinctions, than philosophers
have realised.26 In other work, Austin objects to the assumption he finds
in logical positivism and elsewhere that the most important or the only
philosophically interesting function of language is to make statements about
the world. Philosophers concerned with questions of truth and falsity, and with
determining meaning in terms of verification, overlook the many different ways
in which speakers actually use language, and fall into the fallacy of seeing it
as merely a tool for description. 'The principle of Logic that "Every
proposition must be true or false" has too long operated as the simplest,
most persuasive and most pervasive form of the descriptive fallacy.2 Only a
careful consideration of the way in which people actually use language enables
philosophers to dispense with this fallacy. Even when people do make statements
of fact, it is often necessary to consider 'degrees' of success, rather than
simple truth. It is only with such a concept that we can make sense of
various loose ways of talking, such as 'the galaxy is the shape of a fried
egg', or explain why a statement may be true, but somehow 'inept' , such as
saying 'all the signs of bread' when clearly in the presence of
bread. Austin's approach, then, was based on a distrust of philosophical
constructions and technical terminology, especially terminology he suspected of
being unnecessary or poorly defined, but it was not entirely negative. He
wanted to replace these with a serious and rigorous attention to the way in
which any matter of philosophical interest is discussed in everyday language.
He sets out these ideas particularly clearly and characteristically stridently
in 'A plea for excuses' , a paper delivered to the Aristotelian Society
in 1956, which came to be seen almost as a manifesto for ordinary language
philosophy. Philosophers have for too long conducted their discussion in real
or feigned ignorance of the way in which key words and phrases are used in
ordinary, everyday lan-guage. It is not just that the language of everyday is a
worthy subject and adequate vehicle for philosophical enquiry. Rather, it is
the only tool with a claim to being sufficient for philosophical purposes,
honedas it is by generations of use to describe the distinctions and
connections human beings have found necessary. These can reasonably be claimed
to be more sound and subtle 'than any that you or I are likely to think up in
our arm-chairs of an afternoon - the most favoured alternative method'28
Meanings, including the meanings of philosophical terms, can only coherently be
discussed with reference to the ways in which words are used in ordinary
discourse. More specifically in 'A plea for excuses', Austin is concerned
with a rigorous examination of the circumstances in which excuses are offered,
and the different forms they may take. For instance, excuses are only offered
for actions performed freely. A consideration of the ordinary use of 'freely'
to describe an action reveals that it does not introduce any particular
property, but serves to negate some opposite, such as 'under duress'. It
would be used only when there is some suggestion that the opposite could or might
apply. There would be something strange about applying the term 'freely' to a
normal action performed in a normal manner. Austin sums up this claim in the
slogan 'no modification without aberration'? For many ordinary uses of many
verbs, there is simply no modifying expression, either positive or negative
that can appropriately and informatively be applied. The 'natural economy
of language' dictates that we can only add a modifying expression 'if we do the
action named in some special way or cir-cumstance'.30 Austin promoted his
approach to philosophy through personal contact, including his own teaching, at
least as much as through published papers such as 'A plea for excuses'. Lynd
Forguson has studied undergraduate Oxford philosophy examination papers and
observed that questions reflecting ordinary language philosophy began to appear
as early as 1947, and were increasingly frequent throughout the 1950s.
For instance, students were asked: 'Is it essential to begin by deciding the
meaning of the word "good" before going on to decide what things are
good?'31 Perhaps most significantly Austin's ideas were disseminated through
active collaboration in philosophy with his colleagues. This did not take the
form of any co-authored papers or books. Indeed, both Grice and Stuart
Hampshire have suggested that Austin's independent character and idiosyncratic
style would have made him an awkward writing companion.32 His approach to
collaboration in philosophy was to draw together the responses and insights of
as many different informed observers of language use as possible. In the late
1940s, he instituted a series of 'Saturday Mornings' ', meetings that ran
in term time and brought together a number of like-minded Oxford
philosophers.Grice was present from the start. Other members included R. M.
Hare, Herbert Hart, David Pears, Geoffrey Warnock and Peter Strawson. Grice
recalls how Austin described these meetings, perhaps semi-seriously, as a
weekend break from the regular work of 'philosophical hacks', enabling them to
turn their attention to less narrowly philosophical topics. Perhaps with this
explanation in mind, Grice labelled the meetings 'The Play Group'. He seems to
have been inordinately pleased with this name, and employed it in both spoken
and written accounts of Oxford philosophy throughout his life. He used it at
the time with some of his colleagues but never, it seems, with Austin himself.
Austin was not the sort of man with whom to share such a joke. 34 The
American logician W. V. O. Quine spent the academic year 1953-4 at Oxford as
visiting Eastman professor. In his memoir of this period he passes on the
rumour that attendance at Saturday Mornings was controlled by rules devised by
Austin to preclude particular individu-als.35 There does not seem to be any
explicit first-hand support from members of the group for this allegation.
However, there is some evidence from them that Austin imposed criteria for
attendance that would, in effect, have ruled out anyone older than himself who
might prove a challenge to his leadership. Geoffrey Warnock remarks simply that
attendance was 'restricted to persons both junior to Austin and employed as
whole-time tutorial Fellows' 3 Many years later, when Grice was thinking back
to the days of the Play Group, he jotted down a list of Oxford philosophers of
the time. Interestingly, he divides his list into three categories: 'yes'
(Austin, Grice, Hampshire, Strawson, Warnock...), 'no' (Anscombe, Dummett,
Murdoch...) and 'overage' (Ryle, Hardie ...).37 Initially, at least,
Austin seems to have stuck to his self-imposed remit. The Play Group
engaged not so much in philosophical debate as in intellectual puzzles and
exercises pursued for their own sake. A favourite occupation was to analyse and
categorise the rules of games, or to invent games of their own. Kathleen Grice
recalls that one term they seemed to spend most of their time drawing dots on
pieces of paper. Another term they decided to 'learn Eskimo' 38 However, they
gradually turned their attention to more obviously philosophical occupations.
Austin liked to pick a text per term for the group to read and discuss.
However, some of the group did not find this a particularly fruitful
philosophical method, largely because of Austin's preferred pace, which was
painstakingly slow. 'Austin's favoured unit of discussion in such cases was the
sentence', Warnock recalls, 'not the paragraph or chapter, still less the book
as a whole. 39 At other times, the Play Group put into practiceAustin's views
about the correct business of philosophers by engaging in 'linguistic
botanising'. Austin admired the sciences, and regretted that his own
education had given him little real knowledge or expertise in them. His idea
was to apply the same techniques of rigorous observation and attention to
detail as would be used in a discipline such as botany to the material of
linguistic use. The language, and the way in which it was ordinarily used, were
there as empirical facts to be observed by those with the sensitivity to do so.
Only in this way could its categories and fine distinc-tions, honed over
generations, become available to the philosopher. Examples of this
philosophical method are to be found in many of Austin's own writings. For
instance, in 'A plea for excuses', where he advocates philosophical attention
to 'what we should say when, and so why and what we should mean by it', he
suggests some of the words and phrases related to excuses that may shed light
on its use: abstract nouns such as 'misconception', 'accident', 'purpose' and
verbs such as 'couldn't help', 'didn't mean to', 'didn't realise'. 4º He
proposes a philosophical methodology of 'going through the dictionary'; only
such a rigorous analysis of the language will give a thorough and objective
overview of the subject matter, which can then be subjected to a process of
introspective analysis. At the Play Group, linguistic botanising was no
less painstaking, but it took a discursive, collaborative form. The members
would, in effect, pool their linguistic resources in order to draw up lists of
words related to the particular subject under discussion. They would then
analyse the uses and nuances of these words, deciding which were suitable, and
which unsuitable, in various different contexts. As Grice later explained it,
they would examine a wide range of the relevant vocabulary, to 'get a list of
"okes and nokes"'* J. O. Urmson has described the processes involved
more fully: Having collected in terms and idioms, the group must then
proceed to the second stage in which, by telling circumstantial stories and
constructing dialogues, they give as clear and detailed examples as possible of
circumstances under which this idiom is to be preferred to that, and that to
this, and of where we should (do) use this term and where that.... At [the
next] stage we attempt to give general accounts of the various expressions
(words, sentences, grammatical forms) under consideration; they will be correct
and adequate if they make it clear why what is said in our various stories is
or is not felic-itous, is possible or impossible. 42Austin argued that
this process was both empirical and objective. Several philosophers
conferring together would avoid the possible distortions and idiosyncrasies
that might skew the findings of a single researcher, as well as bringing
together a wide range of different experiences and specialisms. At a conference
in 1958, he was challenged to say what set of criteria was adequate for judging
a philosophical analysis of a concept. He is reported as replying, 'If you can
make an analysis convince yourself, no matter how hard you try to overthrow it,
and if you can get a lot of cantankerous colleagues to agree with it, that's a
pretty good criterion that there is something in it. '43 Their task was not
just to list and to categorise areas of vocabulary, but to analyse the
conceptual distinctions these indicated. Only after selecting relevant terms
and discussing their usage was it legitimate to compare the findings with what
philosophers had traditionally said. Despite his frosty demeanour and austere
habits, Austin displayed huge enthusiasm and optimism, attitudes that infected
the members of the Play Group. Grice has commented that Austin clearly found
philosophy tremendous fun, although he 'would not be vulgar enough to say
anything like that'. 4 If Austin's method attracted devotees, however, it
also attracted critics. The practitioners of ordinary language philosophy saw
it as an exciting new approach capable of overthrowing past orthodoxies and
offering solutions to age-old problems, but its critics saw it as sterile and
complacent, valuing lexicographical pedantry over real philosophical argument.4
Some of its more high profile opponents, such as Bertrand Russell and A. J.
Ayer, targeted what they saw as the shallow insights, even the platitudes, to
which the Oxford philosophers limited them-selves. Maintaining his position
that ordinary language is simply not good enough for rigorous philosophical
enquiry, Russell derided what he saw as the triviality of ordinary language philosophy;
'To discuss endlessly what silly people mean when they say silly things may be
amusing but can hardly be important. Other critics targeted the practitioners
more directly, characterising them as spoilt and snobbish, 'playing' at
philosophy without feeling the need to justify their leisurely
activities. Ernest Gellner, a former student of Austin's, published a
book in 1959 exclusively concerned with attacking the Oxford philosophers and
their method. Gellner finds his own way of repeating Russell's mockery when he
suggests that ordinary language philosophy suggests that 'the world is just
what it seems (and as it seems to an unimaginative man at about mid-morning)' 4
This style of philosophy 'at long last, provided a philosophic form eminently suitable
for gentlemen' because it demanded immense leisure and 'yet its message is that
everything remains as itis'.48 C. W. K. Mundle argues that Austin's elitism
mars his philosophy. He detects prescriptivism beneath Austin's
apparently descriptivist concern for 'what we should say'. 'In the name of
ordinary language, he demands standards of purity and precision of speech which
are extraordinarily rare except among men who got a First in Classical
Greats.'49 There is undoubtedly some substance in the accusations of
elitism. The members of the Play Group shared an understanding that
detailed analysis and meticulous enquiry were important ends in themselves, but
also a certainty of leisure and means to pursue these ends. Their appointments
did not carry the pressure to publish that to modern academics is a matter of
course, a fact almost certainly crucial to the success of ordinary language
philosophy. Linguistic botanising was often conducted self-consciously for its
own sake, without expectations of spe-cific, publishable 'results'. Stuart
Hampshire has admitted that Austin's method depended on a comparatively
careless attitude to time and pub-lication: 'you're apt to get discouraged
about publishing because you can't fit it all neatly into a journal article.
150 At the time, the Oxford philosophers were in general reluctant to
argue their own case. Partly in response to this, Grice later took on the task
of offering a first-hand account of ordinary language philosophy in defence
against some of its critics. The subject clearly exercised him from the
mid-1970s on; he talked, both formally and informally on the topic, and wrote
copious notes about it. In a move that would have seemed to the critics to have
confirmed their worst fears about snobbery and self-importance, he compares
post-war Oxford to the Academy at Athens, with Austin by implication playing
the role of Aristotle. In fact the comparison is not as pompous as it may first
appear; Grice is not suggesting that mid-twentieth-century Oxford was as important
to the history of philosophy as ancient Athens. Rather, he sees certain
similarities between the two enterprises that gave ordinary language philosophy
a philosophical pedigree its critics claimed it lacked. He sees reflections of
Austin's method in what he describes as the 'Athenian dialectic': the interest
in discourse ingeneral, and in the facts of speech in particular. The
connection is summed up for Grice in the two aspects of the Athenian interest
in ta Zeyoueva. The phrase can refer to 'what is spoken', both in the sense of
ordinary ways of talking, and of generally received opinions. Both schools were
concerned not just with the analysis of language, but with seeing the way
people speak as a reflection of how they generally understand the world, a
reflection of the 'common-sense' point of view. The difference is, Grice
argues, that Austin and his school concentrated more closely on the first
aspect;Aristotle and his on the second. Aristotle was concerned not so much
with methodology as with picking out foundations of truth. Austin was
interested in the 'potentialities of linguistic usage as an index of conceptual
truth, without regard for any particular direction for the deployment of such
truth.'51 Grice also addresses critics of ordinary language philosophy
more directly, accusing them of simple misrepresentation. Gellner's book, in
particular, he describes informally as 'a travesty'. In effect, he accuses the
critics of inverted snobbery: of assuming that ordinary language philosophy
must be trivial and elitist because it was practised by a socially privileged
group of people in an ancient university. He admits that the style of
philosophy came easiest to those who had received a classical, therefore a
public school, education. Education in the classics had fitted the Oxford
philosophers to the necessary close attention to linguistic distinctions:
ordinary language philosophy involved 'the deployment of a proficiency
specially accessible to the establishment, namely a highly developed sensitivity
to the richness of linguistic usage' 5 Grice's response is perhaps confused. At
times he seems to accept the accusation of elitism but to argue against its
derogatory implications. Why should high culture in philosophy be considered
bad, he wonders, if it is prized in art, literature and opera? At other times,
however, he seems simply to reject the accusation, arguing that anyone with
suitably acute powers of observation could engage in this kind of analysis.
This ambivalence is most apparent in some of his comments that did not make it
into print. In a section of the handwritten draft of the 'Reply to Richards',
but not of the published version, he comments on the accusation of
elitism: To this the obvious reply would seem to be that if it were
correct that philosophy is worth fostering, and that proficiency demands a
classical education, then that would provide additional strength to the case
for the availability of a classical education. But I doubt if the facts are as
stated; I doubt if 'linguistic sensitivity' is the prerogative of either the
well-to-do or of the products of any particular style of education. 53
Grice's attitude to his social environment may have been, or have become,
somewhat ambivalent, but during the 1940s and 1950s he was central to the
ordinary language philosophy movement. He attended Austin's Saturday Mornings
regularly and enthusiastically. Outside these meetings, he worked
collaboratively with other members of the group.He even collaborated with
Austin himself, although in teaching rather than writing. The two taught joint
sessions on Aristotle. Grice later claimed that these were particularly easy
teaching sessions for him because no preparation was necessary. They would
simply arrive in class and Austin would start talking, freely and
spontaneously. At some point Grice would find something with which he disagreed
and say so, 'and the class would begin'* It seems that their style of teaching
often rested on each holding fast to an opposing position. Speaking long after
he had left Oxford, Grice recalled Austin's typical response when challenged on
some point: 'Well, if you don't like that argument, here's another one.'55
Grice may have been amused by Austin's view of philosophy in terms of
'winning', but he himself was not likely to back down on a position once he had
taken it up. However, this method had its successes. Their pupil J. L. Ackrill
went on to become a Fellow of Brasenose College, and to publish his own
translation of Aristotle's Categories and De Interpretatione in 1963. Among his
acknowledgements to those who had helped him in understanding these works, he
comments: I am conscious of having benefited particularly from a class
given at Oxford in 1956-7 by the late J. L. Austin and Mr H. P. Grice.'56
For Grice himself, the most fruitful collaboration during this period was the
joint work he undertook with Peter Strawson. Strawson had gone up to Oxford in
1939 and had been Grice's tutee. He later commented that: 'tutorials with
[Grice] regularly extended long beyond the customary hour, and from him I
learned more of the difficulty and possibilities of philosophical argument than
from anyone else.'" Strawson's career also had been interrupted by the
war, and he did not gain a permanent position until 1948, when he was appointed
Fellow of University College. He was one of the younger members of the Play
Group, but nevertheless a central figure in ordinary language philosophy, and
unusually successful in completing work. In 1950 he published 'On referring',
in which he offered a response to Bertrand Russell's theory of descriptions, an
account that had been widely praised, and practically unchallenged, since it
first appeared in 1905. Russell had argued that natural language can be
misleading as to the structure of our knowledge of the world; Austin and his
followers that, on the contrary, it is the best guide we have to that
structure. Strawson suggests that, preoccupied with mathematics and logic,
Russell had overlooked the fact that language is first and foremost a tool in
communication. Russell had ignored the role of the speaker:
'"mentioning", or "referring", is not something an
expression does; it is something that someone can use an expression to do. Once
an appropriate distinction is drawn between'a sentence' and 'a use of a
sentence', it is possible to consider how most people would actually react on
hearing the 'king of France' example (in which, for some reason, Strawson
changes 'bald' to 'wise'). When used in 1950, or indeed in 1905, the example is
not false. Rather, the question of whether it is true or false simply does not
arise, precisely because the subject expression fails to pick out an individual
in the world, and therefore the expression as a whole fails to say
anything. For Strawson, then, 'the king of France is wise' does not
entail the existence of a unique king of France. Rather, it implies this
existence in a 'special' way. In later work he uses the label 'presupposition'
to describe this special type of implication. This was a term originally used
by Frege in his discussion of denoting phrases and, like Frege, Strawson notes
that presupposition is distinct from entailment because it is shared by both a
sentence and its negation. Both 'the king of France is wise' and 'the king of
France is not wise' share the presupposition that there exists a unique king of
France, although their entailments contradict each other. On Russell's
analysis, the negative sentence is ambiguous. Both the existence and the wisdom
of the king of France are logical entailments, so either could be denied by
negating the sen-tence. Strawson argues that Russell has attempted,
inappropriately, to apply classical logic to what are in fact specific types of
natural language use. 'Neither Aristotelian nor Russellian rules give the exact
logic of any expression of ordinary language'; he concludes, 'for ordinary
language has no exact logic.'60 Stawson and Grice taught together,
covering topics such as meaning, categories and logical form. W. V. O. Quine,
who attended some of their weekly seminars in the spring of 1954, paints a
picture of these sessions: Peter and Paul alternated from week to week in
the roles of speaker and commentator. The speaker would read his paper and then
the commentator would read his prepared comments. 'Towards the foot of page 9,
I believe you said. Considered judgement was of the essence; spontaneity was
not. When in its final phase the meeting was opened to public discussion, Peter
and Paul were not outgoing. 'I'm not sure what to make of that question.'
'It depends, I should have thought, on what one means by .. 'This is a point
that I shall think further about before the next meeting. '61 This style
of debate was obviously not to Quine's taste, and there is certainly something
reminiscent of Grice's former tutor W. F. R. Hardie in what he describes. Grice
worked and talked very much within theformal and mannered social milieu of
Oxford at the time. His lecture notes from the period, generall y written
out in full, contain many references to what 'Mr Stawson proposed last week' or
'Mr Warnock has suggested'. But there is evidence also that the apparently
prevaricating answers Quine ridicules were genuine responses to the complexity
of the matter in hand. Grice often begins his lectures with a return to 'a question
raised last week to which I had no answer'. Indeed, he later argued explicitly
that philosophy works best not as a series of rapid retorts to impromptu
questions, but as a slow and considered debate: The idea that a
professional philosopher should either have already solved all questions, or
should be equipped to solve any problem immediately, is no less ridiculous than
would be the idea that Karpov ought to be able successfully to defend his title
if he, though not his opponent, were bound by the rules of lightening
chess. 62 This slow, thoughtful style was carried over to the
deliberation and composition of Grice and Strawson's writing and was, Grice
later sug-gested, the reason why the collaboration eventually ceased. Strawson,
who seems to have been much more interested in finished products than Grice
was, eventually could no longer cope with the laborious process, in which
complete agreement had to be reached over a sentence before anything could be
written down. But it lasted long enough for Grice to be impressed by the
'extraordinary closeness of the intellectual rapport' they developed, such that
'the potentialities of such joint endeavours continued to lure me.'63 One of
their writing projects developed from their teaching on categories. Their topic
dated back to Aristotle, and had also been discussed by Kant. It is a type of
descriptive metaphysics, in that it involves analysis and classification
towards an account of the very general notion of 'what there is'. In
metaphysics, this account is offered in terms of the nature and status of
reality, rather than in terms of the types of description of individual aspects
of that reality to be found in the sciences. In particular, it is concerned
with reality as reflected in human thought. Kant had argued that the study of
human thinking is important precisely because it is the only guide we have to
reality. The facts of 'things in themselves', aside from our human perceptions
of them, are unknowable. For Aristotle, these questions had been closely linked
to his interest in the study of language. Human language is the best
model we have available of human thought. We structure our language to
reflect the structure of our thought. So, for instance, the division of
sentences into subjects and predicatesreflects the way we cognitively divide
the world into things and attrib-utes, or particulars and universals.
Grice and Strawson's long, slow collaboration on this topic was not very
productive, by modern standards at least, in that it resulted in no published
work. But Grice himself valued it very highly, and commented late in his life
that he had always kept the manuscripts with him. Unfortunately, only a
fragment of these appears to have survived. However, this is accompanied
by rough notes indicating something of their working method. They apply a
distinctively 'Austinian' approach to Aristotle's use of language,
experimenting together to see which English words can successfully combine with
which others, trying out combinations of possible subjects and predicates.
Notes in Grice's hand record that 'healthy' can be applied to, or predicated
of, 'person', 'place' 'occupation', or 'institution', while 'medical' can
be applied to 'lecture' 'man', 'treatise', 'problem', 'apparatus',
'prescription', and 'advice'. 65 Grice notes that the neutral term 'employment'
can cover the importantly different terms 'use', 'sense' and 'meaning', and
that here it is perhaps most appropriate to say that the predicate has the
particular range of 'uses'. This aspect of the work seems to take over Grice's
attention at one point. The notions of 'sense', 'meaning' and 'use' need to be
distinguished not just from each other, but between discussions of sentences
and of speakers. 'Need to distinguish all these from cases where speaker might
mean so-and-so or such-and-such, but wouldn't say that of the sentence' he
notes, '"Jones is between Williams and Brown" either spatial order or
order of merit, but doubtful this renders it an ambiguous sentence.' The
notes also explore the difference in grammatical distribution between
substantial and non-substantial nouns. 'Mercy' can be both referred to and
predicated, whereas 'Socrates' can only be referred to. In other words,
it seems that although both substantials and non-substantials can occupy
subject position, substantials must be seen as the primary occupiers of this
slot because they cannot occur as predi-cates. To demonstrate this point he
distinguishes between establishing existence by referring to, and by
predicating, expressions. The distinction is established by means of a
comparison between two short dia-logues. The following is perfectly acceptable;
evidence is successfully offered for the existence of a universal by
predicating it of a particular: Bunbury is really disinterested. Disinterested persons (real
disinterestedness) does not exist. A: Yes they do (it does); Bunbury is really
disinterested.In contrast descriptive statements do not guarentee the existence
of their subjects, but rather stand in a 'special relation' to statements of
existence. This special relation is, they note, elsewhere called
'presup-position'; it seems that at this stage at least, Grice was prepared to
endorse Strawson's response to Russell. The following is 'not linguistically in
order : Bunbury is really
disinterested. There is no such person as
Bunbury. A: Yes there is, he is really disinterested. Producing a
sentence in which something is predicated of a substantial subject is not
enough to guarentee the existence of that subject. They note that the situation
would be quite different if 'in the next room' were substituted into A's
response. Here A's choice of predicate does more than just offer a description
of Bunbury; it points to a way of verifying his existence. Our use of language,
then, very often presupposes the existence of substantial objects. Furthermore,
substances are in a sense the basic, or primary objects of reference. Grice and
Strawson admit that they have no conclusive proof of this latter claim, but
they offer their own intuitions in support, presumably drawn from their
experiments with substantial and non-substantial subjects. Further, substances
are, in general, what we are most interested in talking about, asking about,
issuing orders about; 'indeed the primacy of substance is deeply embedded in
our language' Grice later suggested that the closest echoes of this joint
work in published writing were in Strawson's book Individuals, subtitled 'An
essay in descriptive metaphysics', published in 1959. In this Strawson
considers in much more detail the implications of various kinds of descriptive
sentences for the theory of presupposition. But there were also resonances of
the joint project in various aspects of Grice's own later work. Two points from
the end of the manuscript fragment, one a non-linguistic parallel and one a
consequence of their position, indicate these. The parallel comes from a
consideration of the basic needs for survival and the attainment of
satisfaction people experience as living creatures. Processes such as 'eating',
'drinking', 'being hurt by', 'using', 'finding', are entirely dependent
on transactions with substances. Grice and Strawson suggest that it is not
entirely fanciful to consider that the structure of language has developed to reflect
the structure of these most basic interactions with the world.The relevant
consequence of their position relates to a familiar target for ordinary
language philosophers: the theory of sense data. Their argument is in essence a
version of the argument from common sense, although they do not explicitly
acknowledge this. If substances are a primary focus of interest, and if this
fact is reflected in the language, then this offers good evidence that the
world must indeed be substantial in character. If the proponents of sense data
were correct, if all we can accurately discuss are the individual sensations we
receive through our sense, then 'substantial terminology would have no
application'. Of course, this argument is fundamentally dependent on faith in ordinary
language. In effect it claims that, since people talk about, and indeed focus
their talk on, material objects, we have adequate grounds for accepting that
material objects exist. The second major collaboration between Grice and
Strawson, which produced their only jointly published paper, was composed
uncharacteristically rapidly. It was written in the same year as Quine observed
their joint seminars, and indeed was in direct response to his visit.
Quine introduced to Oxford an American style of philosophy. This had its roots
in logical positivism, but had developed in rather different directions. In
particular, Quine's empiricism took the form of an extreme scepticism towards
meaning. He argued that it was legitimate to look at meaning in terms of how
words are used to refer to objects in the world, but not to discuss meanings as
if they had some existence independent of the set of such uses. In an essay
published in 1953 he argues that the error of attributing independent existence
to meaning explains the tenacity of the doctrine of the distinction between
analytic and synthetic sentences, even in empirical philosophies where it
should have been abandoned. Quine argues that, although it is a basic
doctrine of many empirical theories, the analytic/synthetic distinction is
inherently unempirical. It relies on the notion that words have meaning
independent of individ-ual, observable instances of use. The sentence 'no
bachelor is married' can be judged analytic and therefore necessarily true only
on the assumption that 'bachelor' is synonymous with 'unmarried man'. Yet such
an assumption depends on a commitment to abstract meaning. It is legitimate
only to consider the range of phenomena to which the two terms are applied, a
process that must inevitably be open-ended. In other words, we are committed to
the truth of so-called analytic sentences for exactly the same reason that we
are committed to the truth of certain synthetic sentences, such as 'Brutus
killed Caesar' Our past experience of the world, including our
experience of how the words ofour language are applied, has led us to accept
them as true. However, our belief in any statement established on empirical
grounds is subject to revision in the light of new experience. We may find it
hard to imagine what experience could lead us to abandon belief in 'no bachelor
is married', but that is simply because of the strength of our particular
empirical commitment to it. The difference between analytic and synthetic
statements, then, is not an absolute one, but simply a matter of degree. The
distinction reflects 'the relative likelihood, in practice, of choosing one
statement rather than another for revision in the event of recalcitrant
experience'.66 One weekend during Quine's 1953-4 visit, Grice and Strawson
put together their response to this argument, to be presented at a seminar on
the Monday. In 1956 Strawson revised the paper on his own and sent it to The
Philosophical Review, where it was published as 'In defence of a dogma'. Their
defence is exactly of the type that Quine might have expected to encounter in
Oxford in the 1950s; it rests on the way in which some of the key terms are
actually used. The terms 'analytic' and 'synthetic' have a venerable
pedigree. Generations of philosophers have found them useful in discussions of
language and, moreover, are generally able to reach consensus over how they
apply to novel, as well as to familiar examples. But the argument does not end
with philosophical usage. Grice and Strawson argue that closely related distinctions
can be found in everyday speech. The notion of analyticity rests, as Quine had
noted, on the validity of synonymy. The expression 'synonymous' may not be very
common in everyday speech, but the equivalent predicate 'means the same as'
certainly is. Borrowing an example from Quine's essay, Grice and Strawson note
that 'creature with a heart' is extensionally equivalent to 'creature with
kidneys'; it picks out the same group of entities in the world precisely
because all creatures with a heart also have kidneys. However, Grice and
Stawson argue that the relationship between these two expressions is not the
same as that between 'bachelor' and 'unmarried man'. Many people would be
happy to accept that '"bachelor" means the same as "unmarried
man"' but would reject '"creature with a heart" means the
same as "creature with kidneys"'. In effect, Grice and Strawson
are defending the existence of exactly the type of meaning Quine dismisses. The
element distinguishing the second pair of terms, but not the first, cannot be
anything to do with the objects in the world they are used to label, because in
this they are exactly equivalent. Rather, there must be some further notion
of 'meaning' that people are aware of when they deny that 'creature with
heart' and 'creature with kidneys' mean the same. It is this notion ofmeaning,
which forms part of the description of the language but does not directly
relate to the world it describes, that Quine rules inadmissi-ble. This also
allows for the existence of analytic sentences. 'A bachelor is an unmarried
man' is analytic precisely because its subject means the same as its predicate.
This can be confirmed by studying just the lan-guage, not the world. In much
the same way, the meaning of some sentences makes them impossible in the face
of any experience. That is, we just cannot conceive of any evidence that would
lead us to acknowledge them as true. Grice and Strawson contrast 'My
neighbour's three-year-old child understands Russell's Theory of Types' with
'My neighbour's three-year-old-child is an adult. The first may well strike us
as impossible, but we can nevertheless imagine the sort of evidence that would
force us, however reluctantly, to change our mind and accept it as true. But in
the second case, unless we allow that the words are being used figuratively or
metaphorically, there is just no evidence that could be produced to lead us to
change our minds. The impossibility of the second example is entirely dependent
on the meanings of the words it contains. It is clear that the nature of
analytic and synthetic sentences, and of our knowledge of them, exercised Grice
a good deal both at this time and later. Kathleen Grice recalls that, during
the 1950s, he delighted in questioning his children's playmates about 'whether
something can be red and green all over' ', and enjoyed their subsequent
confusion, insist- ing that spots and stripes were not allowed. As he
observes in his own notes, 'Nothing can be red and green all over' is a
supposed candidate for a statement that is both synthetic and a priori. Grice
was presumably amusing himself by testing this claim out on some genuinely
naive informants. In later years, he expressed himself still committed to the
validity of the distinction between synthetic and analytic sentences, and
indeed as seeing this as one of the most crucial of philosophical issues.
However, he had grown unhappy with his and Strawson's original defence of it.
In particular, he no longer felt that it was enough to argue that the distinction
is embedded in philosophical conscience. The argument indicates that the
distinction is intelligible, in that it is possible to explain what
philosophers mean by it, but not that it is theoretically necessary. In other
words, 'the fact that a certain concept or distinction is frequently deployed
by a population of speakers and thinkers offers no guarantee that the concept
in question can survive rigorous theoretical scrutiny'? Certainly their case in
defence of the distinction may seem rather weak as a piece of ordinary language
philosophy. Austin had rejected other terms, such as 'sense data', precisely
because theiruse seemed to be restricted to philosophical discourse.
Nevertheless, philosophers as distinguished as Anthony Quinton found their
argument against Quine compelling, paraphrasing them as saying that: 'An idea
does not become technical simply by being dressed up in an ungainly
polysyllable.' Grice never really returned to the task of mounting a new
defence for the distinction, although he maintained that it was important and,
crucially, 'doable'. 72 Grice's other major collaboration of the 1950s
was with Geoffrey Warnock, a regular member of the Play Group, and later
Principal of Hertford College. As with Strawson, Grice's collaboration with Warnock
grew out of a joint teaching venture, and again this took the form of a series
of evening lectures at which they alternated as speaker and com-mentator. The
pace was leisurely and exploratory; a single topic might be developed over the
course of a term, or even over successive years. Their theme was
perception, the subject of Austin's Sense and Sensibilia lectures. In these,
Austin had applied his method of trying out examples to investigate shades of
meaning for some of the relevant termi-nology. For instance, he argued that the
terms 'looks', 'appears' and 'seems', which Ayer had assumed to be as
good as synonymous, in fact displayed some striking differences in meaning when
considered in a set such as 'the hill looks steep', 'the hill appears steep',
'the hill seems steep'73 Warnock has commented that, perhaps because of
the intense treatment in these lectures, the vocabulary of perception was never
discussed on Saturday mornings.* However, this was an omission that he and
Grice made up for in private; their surviving notes are full of lists of words
and usages by means of which they hoped to discover the understanding of
perception embedded in the language. For instance, they draw up a list headed
'Syntax of Illusion', considering the various constructions in which the word
'illusion' can appear, and the shades of meaning associated with these. 'Be
under the illusion (that)' and 'have the illusion (that)' are grouped together,
presumably as predicates that can attach to people. 'Gives the illusion (that)'
and 'creates the illusion (that)' are listed separately, with the note that
these might 'apply exclusively to cases where anyone might be expected, in the
circs, to handle the illusion'. The example 'it is an illusion' is accompanied
by the unanswered question 'what is it?"7s Grice and Warnock are
concerned here with the so-called 'argument from illusion'. This had been put
forward by a number of philosophers in support of the need to explain
perception in terms of sense data. Austin spends a considerable proportion of
Sense and Sensibiliaattacking Ayer over exactly this issue, although he
acknowledges that Ayer's commitment to it is tentative. The argument draws on
the fact that in a number of more or less mundane situations things appear to be
other than they in fact are. For instance, a stick placed partially in water
has the appearance of being bent, even though it is perfectly straight. When
you look at your reflection in the mirror, your body appears to be located
several feet behind the mirror when in fact it is located several feet in front
of it. In these cases, the argument goes, there must be something that looks
bent, or behind the mirror, that is distinct from the material object in
question. The term 'sense data' is necessary in order to discuss this; the
individual receives sense data that are distinct from the material object in
question. From here, the argument is extended to cover all perception, even
when no such illusions are involved. Seeing these types of illusion does not
feel like a qualitatively different experience from seeing things as they
actually are, hence it would be bizarre to maintain that the object of
perception is of one kind in the cases of illusion and of another kind in other
cases. It must be the case that all we ever do perceive are sense data, not
material objects themselves. Austin spends several lectures addressing
these issues, arguing that it is an unnecessary imposition to claim that there
must be one type of object of perception. Ayer and others have illegitimately
assumed that optical illusions, such as the ones discussed, along with dreams,
mirages, hallucinations and various other phenomena can all be explained in the
same way. Rather, we see a whole host of different entities in different
situations. These different types of experience are in fact generally fairly
easy to distinguish, as any reflection on the language available to discuss
them will reveal. People ordinarily are quite capable of saying that 'the stick
looks bent but it is really straight'; it is philosophical sophistry to claim
that there must be something, distinct from the stick itself, which has the
'look' in question. With typical bluntness, Austin dismisses the question of
what you see when you see a bent stick as 'really, completely mad'. And with
perhaps some sleight of hand he dismisses the mirror example by arguing that
what actually is several feet behind the mirror is 'not a sense datum, but some
region in the adjoining room'.76 In their lectures on perception, Grice
and Warnock take up the question of whether or not it is legitimate to talk of
any intermediary between material objects and our perceptions of them. They
notice an asymmetry between the senses, or at least the vocabulary that
describes them. The verbs 'hear', 'smell' and 'taste' can all take objects that
donot describe material phenomena. It is possible to 'hear a car', but is
equally possible to 'hear the sound of a car' . In a similar way, it is
pos- sible to describe the 'smell of a cheese' or the 'taste of a cake'.
This is not the case for the other two senses. The objects of touch are always
material and not, or not primarily, the 'feeling' of material things.
Feeling, they note, perhaps entails having sensations, but it is not the case
that these sensations are what we feel. Furthermore, there is no word at all to
occupy this intermediary place in the case of sight. Certainly there is no
general word analogous to 'sounds'. This conclusion was not reached lightly.
Notes in Grice's hand on the back of an envelope try out a list of words in an
attempt to find a suitable candidate for the role, but all are rejected. The
following types of objects, he notes, fail to fit the bill because they are not
universal objects of seeing; 'surface, colour, aspect, view, sight, gleam,
appearance...' can all be used, but only in special circumstances. In most
cases, we simply talk of seeing the object in question. In response to
this lack of a word analogous to 'sound', Grice and Warnock do something rather
surprising for philosophers of ordinary language; they make one up. They
introduce the word 'visa' to describe the non-material intermediaries between
material objects and sight. Commenting later on this enterprise, Grice
was keen to point out that ordinary language philosophy did not in fact rule
out the introduction of jargon, so long as it was what he rather enigmatically
describes as 'properly introduced'." Their manoeuvre was rather
different from that of introducing a technical term such as 'sense data',
', and then basing a philosophy around the existence of sense data.
Instead, they were giving a name to what they had discovered to be a gap in the
language in order to explore the language itself: to consider why no such word,
and therefore presumably no such concept, was necessary. Their suggestion is
that sight and touch are the two essential senses. That is, they are the senses
on which we rely most closely to tell us about the material world. Touch is
primary. Material objects are most essentially present to us through touch, and
this is the sense we would be least ready to disbelieve. However, because
our capacity to touch material objects at any one time is limited, we rely to
varying degrees on our other senses. Of these, sight correlates most closely
with touch. It offers us the best indication of what an object would feel like.
It is also more constant; an object capable of being heard may sometimes fail
to produce its distinctive sound, but an object capable of being seen cannot
fail to produce its 'visum'. For precisely this reason, the word 'visum',
to describe something separate from the object producing it, does not
exist.There are two possible accounts of the absence of a word such as
'visum'. The stronger account is that there is no space in the language for such
a word; it could not exist. The weaker claim is that such a word could exist,
but there is simply no need for it, because we never need to talk about the
perceptions of sight without talking about material objects themselves. Warnock
held to the stronger view and Grice to the weaker. This difference seems to
have been rather a fraught one; Grice begins one lecture with the following
extended metaphor. I begin with an apology (or apologia). Last week it
might well have appeared to some that W. was doing the digging while I was
administering the digs. I should not like it to be thought that I am not in
sympathy with his main ideas about 'visa'; the only question in my mind is
precisely what form an answer on his general lines should take; and if I am busier
with the awl than with the spade, the reason (aside from ineptitude with the
latter instrument) is that I am pretty sure that he is digging in the right
place. 78 It seems that the previous week Warnock had argued that
if there were a word 'visum' ', then, analogous to sound, it would have
to be possible to say that a material object could be 'visumless', but
that this would not fit into our existing conceptual framework. Grice's
argument is that if we want to use such a word, we can always make use of one
of his suggestions, such as 'colour expanse'. It is probably correct to say
that whenever we see a material object we see a colour expanse, but such an
expression is reserved for those occasions when appearance and reality differ.
It would not be strictly false to use them on other occasions, but: 'it
would be unnatural or odd to employ this expression outside a limited range of
situations, just because the empirical facts about perception mentioned by W.
ensure that normally we are in a position to use stronger and more informative
language! Grice's implication is that if a speaker is in a position to say
something more informative, the less informative statement would not be
used. There was no joint publication for Grice and Warnock. On his own, Warnock
did publish in this general field, although he did not make direct use of the
notion of 'visa'. His 1955 paper to the Aristotelian Society, 'Seeing', is
chiefly concerned with a close examination of 'the actual employment of the
verb "to see"' 79 Warnock considers the implications of the various
categories of object that the verb commonly takes. In a footnote he
acknowledges his general debt to 'Mr H. P. Grice'. Grice himself made even less
direct use of their joint project in his own laterwork, although in the early
1960s he published two papers concerned with general questions about the status
of perception. Later in that same decade he wrote a reflection on Descartes,
although this was not published for more than 20 years.81 Descartes's scepticism
leads Grice to reconsider the claims of phenomenalism, and to argue for a
clearer distinction between 'truth-conditions', 'establishment-conditions'
and 'reassurance-conditions' for statements about material objects.
It is evident that in drawing on the vocabulary of perception, Grice and
Warnock were not just dutifully following Austin's lead; both were enthusiastic
about the enterprise, and impressed by its results. Warnock recalls that at one
point during this process Grice exclaimed, 'How clever language is!', and goes
on himself to gloss this remark by explaining: 'We found that it made for
us some remarkably ingenious distinctions and assimilations.'8 At this stage at
least, Grice was committed to the close study of ordinary language as a
productive philosophical enter-prise, and to Austin's notion of 'linguistic
botanising' as a philosophical tool. He was very much a part of the social, as
well as the philosophical, milieu of 1950s Oxford. He and Kathleen still lived
on the Woodstock Road with their children Karen and Tim, born in 1944 and 1950.
However, he took a full and active role in the life of St John's College which
meant dining there frequently. Kathleen remembers the college as a distant,
hierarchical institution. Women were permitted to enter college only once a
year, when the porters and college servants arranged a Christmas party for the
wives and children of Fellows.83 Quine's thumbnail sketch of his impressions of
Grice in 1953, unflattering in the extreme, suggests that his concern for
college proprieties was even stronger than his disregard for personal
appearance: Paul was shabby... His white hair was sparse and stringy, he
was missing some teeth, and his clothes interested him little. He was
vice-president of St John's college, and when I came as guest to a great annual
feast there I was bewildered to encounter him impeccably decked out in white
tie and tails, strictly fashion-plate.84 The vice-presidentship in
question was a one-year appointment, and seems to have been largely social in
nature, concerned with the organ-isation and running of college events.
However, Grice's academic standing was also rising; in 1948 he was appointed to
a University lectureship in addition to his college fellowship. This meant
giving lectures open to all members of the university, in addition to the
tutorial teaching duties at St. John's. Grice was also making a growing number
of visitsaway from Oxford to give lectures and seminars. Most significantly, he
began to make fairly frequent trips to America, where he was invited to speak
at various universities. He was in fact one of the few to talk about ordinary
language philosophy outside Oxford at that time, giving the lecture later
published as 'Post-War Oxford Philosophy' at Wellesley College, Massachusetts
in 1958.8 However, during this time he was gradually moving away from some of
the strictures and dogmas of that approach. In many ways, Grice never fully
abandoned ordinary language philosophy; his notes testify to the fact that he
frequently returned to it as a method, in particular using 'linguistic botany'
to get his thinking started on some topic. However, his philosophy began to
diverge from it during this period in some highly significant ways that were to
make themselves manifest in his best known work.G rice's growing unease
with ordinary language philosophy brought him into conflict with J. L. Austin.
Speaking long after leaving Oxford, he mentioned that he himself had always got
on well with Austin, at least 'as far as you can get on with someone on
the surface so uncosy'! But he clearly found that engaging with him in
philosophical discussion could be a frustrating enterprise. Austin would adopt
a stance on some particular aspect of language, often formed on the basis of a
very small number of examples, and defend his position against a barrage of
objections and counter-examples, however obvious. His tenacity in this would be
impressive; Grice knew he himself had won an argument only on those occasions
when Austin did not return to the topic the following week. There is
something in this reminiscent of the criticisms of obstinacy levelled against
Grice himself as an undergraduate. However, it seems that there was more to
Grice's frustration than simply encountering someone even less ready to back
down in an argument than he was himself. He was becoming increasingly unhappy
with the methodology supporting Austin's hasty hypothesis formation: the
absolute reliance on particular linguistic examples. It is not that Grice lost
faith in the importance of ordinary language or the value of close attention to
differences in usage. However, along with some of Austin's harsher and more
outspoken critics, Grice came to regard his approach as unfocused and even
trivial. In his reminiscences of Oxford, he complained that Austin's ability to
distinguish the philosophically interesting from the mundane was so poor that
the Saturday morning Play Group sometimes ended up devoting an inordinate
amount of time to irrelevant minu-tiae. They once spent five weeks trying to
discern some philosophically interesting differences between 'very' and
'highly', considering why, forinstance, we say 'very unhappy' but not 'highly
unhappy'. The result was 'total failure'. On another occasion, Austin proposed
to launch a discussion of the philosophical concept of Pleasure with a
consideration of such phrases as I have the pleasure to announce..!. Stuart
Hampshire remarked to Grice that this was rather like meeting to discuss the
nature of Faith, and proceeding to discuss the use of 'yours faithfully'.
In a similar vein, Grice was far from convinced that Austin's trusted method of
'going through the dictionary' had much to offer in the way of philosophical
illumination. Speaking publicly in the 1970s, he commented that he once decided
to put this method to the test by using it to investigate the vocabulary of
emotions. He started at the beginning of a dictionary in search of words that
could complement the verb 'to feel'. He gave up towards the end of the Bs, on
discovering that the verb would tolerate 'Byzantine', and realising that 'the
list would be enor-mous'? He never found any satisfactory way of narrowing such
a list so as to include only philosophically interesting examples, and clearly
believed that Austin had no such method either. Grice did not hesitate to
explain his views to Austin, whose reply was typical of both his commitment to
his methodology, and his intransigent response to opposi-tion. Grice reports
himself as commenting that he, for one, 'didn't give a hoot what the dictionary
says', to which Austin retorted, 'and that's where you make your big mistake.
3 The differences between Austin and Grice were not simply matters of
personality or even of methodology. They reflected some important ways in which
the two philosophers disagreed over what was appropriate in an account of
language. Grice was increasingly convinced of the necessity for explanations
that took the form of general theories, rather than the ad hoc descriptions
that were Austin's trademark. He believed that Austin should be prepared to go
further in drawing out the theoretical implications of his individual
observations. Indeed, it has been suggested that Austin was suspicious of broad
theories, generally supposing them to be over-ambitious and premature.* Grice
also differed from Austin in his growing conviction that a distinction needed
to be recognised between what words literally or conventionally mean, and what
speakers may use them to mean on particular occasions. This conviction is not
present in his earliest work. In 'Personal identity', for instance, he writes
of 'words' and of 'the use of words' interchangeably. However, the
distinction is the subject of the long digression in his notes for the
'Categories' project with Strawson. It was to play an increasingly prominent
part in his work, and to set him apart mostsharply from the orthodoxies of
ordinary language philosophy. For Austin, as for Wittgenstein in his later
work, use was the best, indeed the only, legitimate guide to meaning. The privilege
afforded to use left no room for a distinction between this and literal
meaning. Grice did not claim that actual use is unimportant. Indeed, in many of
his writings he studied it with as much zeal as Austin. Rather, he saw it as a
reliable guide just to what people often communicate, not necessarily to strict
linguistic meaning. Both the general interest in explanatory theories and
the more particular focus on the distinction between linguistic meaning and
speaker meaning are apparent in 'Meaning', a short but hugely influential
article first published in 1957. It is tempting to trace the development of
Grice's ideas through his work during the 1950s, but in fact this is ruled out
by the article's history. Grice wrote the paper in practically its final form
in 1948 for a meeting of the Oxford Philosophical Society but, as usual, he was
hesitant to disseminate his ideas more widely. Almost a decade later, Peter
Strawson was worried that the Oxford philosophers were not sufficiently
represented in print. Unable to convince Grice to revise his paper and send it
to a journal, he persuaded him to hand over the manuscript as it stood.
Strawson and his wife Ann edited it and submitted it to the Philosophical
Review. The paper therefore dates in fact from before Grice's collaborations
with Warnock and with Strawson, from before Austin's development of speech act
theory, and before even the publication of Ryle's The Concept of Mind.
'Meaning' offers a deceptively straightforward-looking account of meaning,
apparently based on a common-sense belief about the use of language. In effect,
Grice argues that what speakers mean depends on what they intend to
communicate. However, his project is much more ambitious, and its implications
more far-reaching, and also more prob-lematic, than this suggests. First, he
introduces hearers, as well as speak-ers, into the account of meaning. The
intention to communicate is not sufficient; this intention must be recognised
by some audience for the communication to succeed. Hence the speaker must have
an additional intention that the intention to communicate is recognised. More
sig-nificantly, Grice proposes to broaden out his account to offer a theory of
linguistic meaning itself. Linguistic meaning depends on speaker meaning, itself
explained by the psychological phenomenon of inten-tion; conventional meaning
is to be defined in terms of psychology. In the opening paragraphs of
'Meaning', Grice does something Austin seems never to have attempted. He
focuses the methodology of ordinary language philosophy on the concept of
meaning itself, consider-ing and comparing some different ways in which the
word 'mean' is used. His conclusion is that there are two different uses of
'mean' reflecting two different ways in which we generally conceive of meaning.
The first use is exemplified by sentences such as 'those spots mean measles'
and 'the recent budget means that we shall have a hard year'. The second
includes examples such as 'those three rings on the bell (of the bus) mean that
the bus is full' and 'that remark, "Smith couldn't get on without his
trouble and strife", meant that Smith found his wife indispensable'. Grice
draws up a list of five defining differences between these sets of examples,
differences themselves expressed in terms of linguistic relations. For
instance, the first, but not the second set of examples entail the truth of
what is meant. It is not possible to add 'but he hasn't got measles', but it is
possible is to add 'but the bus isn't in fact full - the conductor has made a
mistake'. Further, the examples in the first set do not convey the idea that
anyone meant anything by the spots or by the budget. It is, however, possible
to say that someone meant something by the rings on the bell (the conductor)
and by the remark (the original speaker). And only in the second set of
examples can the verb 'mean' be followed by a phrase in quotation marks. So
'those three rings on the bell mean "the bus is full"' is pos-sible,
but not 'those spots mean "measles"'. Grice characterises the
difference between his two sets of uses for 'mean' as a difference
between natural and non-natural meaning. The latter, which includes but is not
exhausted by linguistic meaning, he abbreviates to 'meaningn'. In pursuing the
question of what makes 'meaning' distinctive, he considers but rejects a
'causal' answer. He offers the following as a summary of this type of answer,
paraphrasing and partly quoting C. L. Stevenson: For x to meann
something, x must have (roughly) a tendency to produce in an audience some
attitude (cognitive or otherwise) and the tendency, in the case of a speaker,
to be produced by that atti-tude, these tendencies being dependent on 'an
elaborate process of conditioning attending the use of the sign in
communication'. This account makes the causal answer look very much like
be-haviourism, with its notion of meaning as, in effect, the tendency for
certain responses to be exhibited to certain stimuli. However, in the work from
which Grice quotes, a book called Ethics and Language published in 1944,
Stevenson is careful to distance himself from straightforwardly behaviouristic
psychology. He argues that such an accountwould be too simplistic to explain a
process as complex as linguistic meaning because it could refer only to overt,
observable behaviour. Rather, meaning is a psychologically complex
phenomenon. The 'responses' produced will include cognitive responses,
such as belief and emotion. Therefore, any account in terms of responsive
action must be allowed 'to supplement an introspective analysis, not to
discredit it'. Stevenson, like Grice after him, draws attention to a
distinction between two ways in which 'mean' is used, although he does so
only in passing. He, too, defines one class of meaning as 'natural', a class he
illustrates by suggesting that 'a reduced temperature may at times
"mean" convalescence'? He contrasts these uses of 'mean' with
linguistic meaning which, he argues, is dependent on convention. The ways in
which speakers use words on individual occasions may vary considerably, but
conventional meaning must be seen as primary and relatively stable, underlying
any of the more specific meanings in context. A word may be used in context to
'suggest' many things over and above what by convention it 'means'. '. So,
for instance, the sentence 'John is a remarkable athlete' may have a
disposition to make people think that John is tall, 'but we should not
ordinarily say that it "meant" anything about tallness, even though
it "suggested" it'. The connection between 'athlete' and 'tall' is
not one of linguistic rule, so tallness cannot be part of the meaning, however
strongly it is suggested. What is suggested can sometimes be even more central,
as in the cases of metaphors. Here, a sentence is 'not taken' in its literal
meaning, but can be paraphrased using an 'interpretation' that 'descriptively
means what the metaphorical sentence suggests'? Grice's critique of the
'causal' theory of meaning includes a response to Stevenson's 'athlete'
example. He argues that, in declaring 'tallness' to be suggested rather than
meant, Stevenson is in effect pointing to the fact that it is possible to speak
of 'nontall athletes': that there is no contradiction in terms here. This
argument, Grice claims, is circular. He does not elaborate this point, but he
presumably means that in establishing the acceptability of this way of speaking
we need to refer to the conventions of linguistic behaviour, yet it is these
very conventions we are seeking to establish. Grice adds that, on Stevenson's
account, it would be difficult to exclude forms of behaviour we would not
normally want to regard as communicative at all. It may well be the case that
many people, seeing someone putting on a tailcoat, would form the belief that
that person is about to go to a dance, and that the belief would arise because
that is conventional behaviour in such circum-stances. But it could hardly be
correct to conclude that putting on a tail-coat means n that one is about to go
to a dance. To qualify by stating that the conventions invoked must be
communicative simply introduces another circle: 'We might just as well say
"X has meaning. if it is used in communication", which, though true,
is not helpful.'o As a solution to the problems inherent in the notion of
conventional behaviour, Grice introduces intention, doing so abruptly and
without much elaboration. However, the concept would probably not have been
much of a surprise to his original audience in 1948, having had a long pedigree
in Oxford philosophy. Grice later commented that his interest in intention was
inspired in part by G. F. Stout's 'Voluntary action' Stout was a previous
editor of Mind, and his article was published there in 1896. In it he argues
that if voluntary action is to be distinguished from involuntary action in
terms of 'volition', it is necessary to offer a unique account of volition,
distinguishing it from will or desire. He suggests that in the case of
volition, but not of simple desire, there is necessarily 'a certain kind of
judgement or belief', namely that 'so far as in us lies, we shall bring about
the attainment of the desired end'." Indeed, if there is any doubt about
the outcome of the volition, expressed in a conditional statement, this must
refer to circumstances outside our control. This explains the difference
between willing something and merely wishing for it. However, there is another
crucial distinction between voluntary and involuntary action. In the case of
the former, the action takes place precisely because of the relevant belief; a
voluntary action happens because we judge that we will do it. An involuntary
action may be one we judge is going to take place, but only because other
factors have already determined this. Further light is shed on Grice's
interest in intention by a paper called 'Disposition and intention' he
circulated among his colleagues just a few years after he had first written
'Meaning'. The paper was never pub-lished, and has survived only in manuscript,
accompanied by a number of written responses in different hands. Reading these,
it is not hard to imagine how a writer who tended towards perfectionism and
self-doubt could be further dissuaded from publication by the results of
canvassing opinion. Oxford criticism might be couched in genteel terms, but it
could be harsh. One commentary begins: 'What it comes to, I think, is this; it
seems to me that there is something wrong with the way Grice goes to
work.... ^ In 'Dispositions and intentions', Grice declares that
his purpose is to consider the best analysis of 'psychological concepts',
concepts generally expressed in statements beginning with phrases such as 'I
like.., 'I want..!, I expect... Such statements present analytical problems
because they seem to refer to experience that is essen-tially private and
unverifiable. Grice proposes to compare two common approaches to this problem.
One he labels the 'dispositional' account, whereby the relevant concept is seen
as a disposition to act in certain ways in certain hypothetical situations.
Thus a statement of 'I like X' could be seen as specifying that the subject
would act in certain ways in the interests of X, should the situation arise.
The alternative is to consider such statements as describing 'special
episodes', in other words to concede that they can be understood as descriptive
only of private sensations, directed simply at the individual concept in
question. These sensations take the form of special and highly specific
psychological entities, such as liking-feelings'. Grice is dismissive of a
third pos-sibility, an explanation from behaviourism describing psychological
concepts purely in terms of observable responses. He rejects such approaches as
'silly'. Grice argues that although the dispositional account runs into
difficulty in certain cases, such as 'I want..!, 'I expect..' and,
signifi-cantly, T intend.., it is not appropriate simply to switch to the
'special episode' account. The problems for the dispositional account are
connected to their analysis in terms of hypotheticals. It would seem reasonable
in the case of any genuine hypothetical to ask 'how do you know?' or 'what are
your grounds for saying that?'. But in the case of the psychological concepts
mentioned above, no such evidence can generally be offered, or reasonably
expected. Speakers cannot be expected to be judging such concepts from
observation, not even from a special vantage point; they can only be judging
from personal ex-perience. In Grice's metaphor, 'I am not in the audience, not
even in the front row of the stalls, I am on the stage.'3 The 'special episode'
account does not fare much better. Every case of wanting, for instance, must
create a separate psychological episode. The system of explanation quickly
becomes unwieldy; wanting an apple, for instance, must be a discrete phenomenon,
different from wanting an orange or a pear or a banana. The third
alternative, any version of a behaviourist account, is simply doomed to failure
in cases such as 'want'. Grice singles Gilbert Ryle out for criticism. Ryle's
account of psychological concepts is at best not clearly distinguished from
behaviourism because of its ambiguity over whether the evidential counterparts
of dispositions can be private or must always be observable by other people. In
The Concept of Mind, Ryle describes certain statements concerned with
psychological concepts as acts characteristic of certain moods. This is in
keeping with his refusal to distinguish between physical and mental entities or
activities. Whenwe feel bored, we are likely to utter 'I feel bored' in just
the same way as we are likely to yawn. We do not observe our own mood and then
offer an account of it; we simply act in accordance with it. Thus the statement
is not produced as a result of assessing the evidence, but may itself form part
of that relevant evidence, even to the speaker. 'So the bored man finds out he
is bored, if he does find this out, by finding that among other things he
glumly says to others and to himself "I feel bored" and "How
bored I feel" '14 In response to such statements, we may want to ask
'sincere or shammed?', but not 'true or false?'. This is because statements
such as 'I feel bored', ' I want..!' or 'I hope ..! act not as descriptive
statements about ourselves but as 'avowals': unreflective utterances that may
be treated as pieces of behaviour indicative of our frame of mind. In a passage
strikingly reminiscent of Russell's analysis of definite descriptions, Ryle
argues that the grammatical form of such sentences 'makes it tempting to
misconstrue [them] as self-descriptions'. 15 In fact they are simply things
said in the relevant frames of mind. However, unlike other forms of behaviour,
speech is produced to be interpreted. Grice argues that the difference
between speech and other forms of behaviour is much greater than Ryle allows.
In particular, while it is possible to 'sham' behaviour such as yawning without
being false, a 'shammed' statement of 'I feel bored' will be simply
false. A statement of boredom is not of the same order as a yawn when it comes
to offering information precisely because, as Ryle acknowledges, it is uttered
voluntarily and deliberately. Grice adds another possible indicator of boredom
into the comparison. When listening to a political speech, we might give an
indication that we feel bored by saying 'I feel bored', by yawning, or indeed
by making a remark such as 'there is a good play coming on next week'. This
last remark is also voluntary and deliber-ate, but it does not offer anything
like the same strength of evidence of our state of boredom as the alleged
'avowal', precisely because it is not directly concerned with our state of
mind. Only 'I am bored' is a way of telling someone that you are bored.
Furthermore, although it might be possible to some extent to sustain a theory
of avowals or other behav-iour as offering information about the state of mind
of others, it will hardly do for one's own state of mind. A man does not need
to wait to observe himself heading for the plate of fruit on the table before
he is a position to know that he wants pineapple. Grice's suggested
solution to the apparent failure of the 'dispositional' and the 'special event'
accounts, together with the unsustainability of a behaviourist approach, rests
on intention. When analysing manyverbs of psychological attitude used to refer
to someone else, we can produce a straightforward hypothetical, saying 'if so
and so were the case he would behave in such and such a way'. However, the same
does not seem to be the case when talking about oneself. 'If so and so were the
case I would behave in such and such a way' cannot really be understood as a
statement of hypothetical fact, but as a statement of hypothetical intention,
just so long as the behaviour in question can be seen as voluntary. Further, it
is simply not possible to say 'I am not sure whether I intend.', in the way it
is possible to doubt other psychological states. It might be possible to utter
such a sentence meaning-fully, but only to express indecision over the act in
question, as when someone replies to the question 'Do you intend... ?' by
saying 'I'm not sure' '. It cannot mean that the speaker does not know
whether he or she is in a psychological state of intending or not.
Grice argues that a correct analysis of intention can form an important basis
for the analysis of a number of the relevant psychological con-cepts. He offers
a twofold definition of statements of intention, which relies on dispositional
evidence without divorcing itself completely from the privileged status of
introspective knowledge. The first crite-rion, familiar from Stout's original
paper, is that the speaker's freedom from doubt that the intended action will
take place is not dependent on any empirical evidence. Grice's second
stipulation is that the speaker must be prepared to take the necessary steps to
bring about the fulfil-ment of the intention. There would be something
decidedly odd about stating seriously, 'X intends to go abroad next month, but
wouldn't take any preliminary steps which are essential for this purpose'.
Grice's analysis of statements of intention ends his unpublished paper rather
abruptly, without returning to the other psychological verbs discussed at the
outset. Having established that a doubt over one's own intention is something
of an absurdity, he offers a characteristically tantalis-ing suggestion that
'we may hope that this may help to explain the absurdity of analogous
expressions mentioning some other psychological concepts, though I wouldn't for
a moment claim that it will help to explain all such absurdities.' Although his
analysis of psychological concepts is here incomplete, he has established two
significant com-mitments. First, he has justified the inclusion of
psychological concepts in analyses; they do not need to be 'translated' away
into behavioural tendencies or observable phenomena. Second, he has established
the concept of intention as primary; it offers an illustration of how a
psychological concept may be described, and is also in itself implicit in the
analysis of other such concepts.Grice was not the only Oxford philosopher to
revisit the topic of intention in the mid-twentieth century. In 1958, Stuart
Hampshire and Herbert Hart published 'Decision, intention and certainty'. This
echoes Grice's earlier, unpublished paper in arguing that there is a type of
certainty about future actions, independent of any empirical evidence, that is
characteristic of intention. They distinguish between a 'prediction' of future
action and a 'decision' about it. A statement of the first is based on
considering evidence, but a statement of the second on considering reason, even
if this is not done consciously. People who say 'I intend to do X' may
reasonably be taken to be committed to the belief that they will try to do X,
and will succeed in doing X unless prevented by forces outside their control.
Hampshire and Hart's claims are similar to those of Stout, but there are
interesting differences in approach and style, revealing of the distance
between the philosophical methods characteristic of their times. Stout is
representative of an older style of Oxford philosophy, complete with sweeping
generalisations and moralistic musings. In discussing the tendency of voluntary
determination to endure over time and against obstacles, he comments that: 'If
we are weak and vacillating, no one will depend on us; we shall be viewed with
a kind of contempt. Mere vanity may go far to give fixity to the will.16 After
logical positivism, and after Austin's insistence on close attention to the
testimony of ordinary language, such unempirical excesses would not have been
tolerated. Hampshire and Hart stick to more sober reflections on the language
of intention and certainty. They come very close to one of Austin's
observations in 'A plea for excuses' when they comment that: 'If I am telling
you simply what someone did, e.g. took off his hat or sat down, it would
normally be redundant, and hence mis-leading, though not false, to say that he
sat down intentionally."' They describe the adverb 'intentionally' as
usually used to rule out the suggestion that the action was in some way
performed by accident or mistake. Also like Austin, they do not dwell on the
possible consequences of the inclusion of the 'redundant' material. An
interest in the psychological concept of intention, and a reaction against the
behviouristic tendencies he identified in work by Stevenson and by Ryle, were
not the only sources of inspiration for Grice's 'Meaning'. In the
following brief paragraph from that article, he comments on theories of
signs: The question about the distinction between natural and non-natural
meaning is, I think, what people are getting at when they display an interest
in a distinction between 'natural' and 'conventional' signs.But I think my
formulation is better. For some things which can mean. something are not signs
(e.g. words are not), and some are not conventional in any ordinary sense (e.g.
certain gestures); while some things which mean naturally are not signs of what
they mean (cf. the recent budget example). 18 The mention of 'people' is
not backed up by any specific references, but the unpublished papers Grice kept
throughout his life include a series of lectures notes from Oxford in which he
presents and discusses the 'theory of signs' put forward in the
nineteenth century by the American philosopher C. S. Peirce. These suggest that
Grice's account of meaning developed in part from his reaction to Peirce, whose
general approach would have appealed to him. Peirce was anti-sceptical,
committed to describing a system of signs elaborate enough to account for the
classification of the complex world around us, a world independent of our
perceptions of it, and available for analysis by means of those perceptions.
His theory of signs was therefore based on a notion of categories as the
building blocks of knowledge; signs explain the ways we represent the world to
ourselves and others in thought and in language. In a paper from 1867,
Peirce reminds his readers 'that the function of conceptions is to reduce the
manifold of sensuous impressions to unity, and that the validity of a
conception consists in the impossibility of reducing the content of
consciousness to unity without the introduction of it'l' Conceptions, and the
signs we use to identify them, comprise our understanding of the world. Signs
act by representing objects to the understanding of receivers, but there are a
number of different ways in which this may take place. There are some
representations 'whose relation to their object is a mere community of
some quality, and these representations may be termed likenesses', such as for
example the relationship between a portrait and a person. The relations of
other representations to their object 'consists in a correspondence in fact,
and these may be termed indices or signs'; a weathercock represents the
direction of the wind in this way. In the third case, there are no such factual
links, merely conventional ones. Here the relation of representation to object
'is an imputed character, which are the same as general signs, and these may be
termed symbols'; such is the relationship between word and object.2º Peirce
later extended the general term 'sign' to cover all these cases, and used the
specific terms icon, index and symbol for his three classes of
representation. In his lectures and notes on 'Peirce's general theory of
signs', Grice analyses Peirce's use of the term 'sign', and proposes to equate
it witha general understanding of 'means'. His chief argument in favour of this
equation is that Peirce is not using 'sign' in anything recognisable as its
everyday or ordinary sense. In a piece of textbook ordinary language
philosophy, he argues that 'in general the use (unannounced) of technical or
crypto-technical terms leads to nothing but trouble, obscuring proper questions
and raising improper ones'.?' Restating Peirce's claims about 'signs' in terms
of 'means' draws attention to shared features of a range of items commonly
referred to as having 'meaning', as well as highlighting some important
differences between Peirce's categories of 'index' and 'symbol'. Grice
does not seem to have anything to say about Peirce's 'icons'. , perhaps
because this type of sign is least amenable to being re-expressed in
terms of meaning. Using his translation of 'is a sign of' into 'means',
Grice reconsiders Peirce's own example of an index. He observes that the
sentence 'the position of the weathercock meant that the wind was NE' entails,
first, that the wind was indeed NE; and second, that a causal connection holds
between the wind and weathercock. This feature, he notes, seems to be
restricted to the word 'means'. You can say 'the position of the weathercock
was an indication that the wind was NE, but it was actually SE'; 'was an
indication that' is not a satisfactory synonym of 'means' because it does not entail
the truth of what follows. The causal connection also offers an interesting
point of comparison to different ways in which 'mean' is used. Grice draws on
an example that also appears in 'Meaning' when he suggests a conversation at a
bus stop as the bus goes. The comment 'Those three rings of the bell meant that
the bus was full' could legitimately be followed by a query of 'was it
full?'. At this early stage in the development of his account of meaning,
Grice was obviously troubled by the relationship between sentence meaning and
speaker meaning, and that between the meaning words have by convention and the
full import they may convey in particular contexts. There is no fully developed
account of these issues in the lec-tures, but there are a few rough notes
suggesting that he was aware of the need to identify some differences between
'timeless' meaning and speaker meaning. At one point he notes to himself that
the following questions will need answers: 'what is the nature of the
distinction between utterances with "conventional" meaningn and those
with non-conventional?' and 'nature of distinction between language and use
language? (sic)'. Elsewhere, he ponders the difference between 'what a sentence
means (in general; timeless means; if you like the meaning of (type) sentence)'
and 'what I commit myself to by the use of a sentence (if you like, connect
this with token sentence)'. It is not clear fromthis whether he is seeing
'non-conventional' aspects of meaning as separate from, or coterminous with,
those aspects of meaning arising from particular uses in context. However, the
first two questions suggest that 'non-conventional' and 'use' are at
least potentially separate issues. When Grice collected his thoughts on
meaning into the form in which they were eventually published, he produced a
definition dependent on a complex of intentions. In the case of
straightforwardly informative or descriptive statements, meaning is to be
defined in terms of a speaker's intention to produce certain beliefs in a hearer.
It is also necessary that the speaker further intends that the hearer recognise
this informative intention and that this recognition is itself the cause of the
hearer's belief. This definition excludes from meaningn a case where 'I show Mr
X a photograph of Mr Y displaying undue familiarity to Mrs X', but includes the
related but crucially different case where 'I draw a picture of Mr Y behaving
in this manner and show it to Mr X'.22 In the former case, the effect would be
produced in Mr X whether or not he paid any attention to the intention behind
the behaviour. In the second example the recognition of this intention is
crucial, and precisely this case would normally be seen as a piece of
communication. A similar distinction can be made when the definition is
extended to include communication intended to influence the action of others. A
policeman who stops a car by standing in its way will produce his desired
effect whether or not the motorist notices his intention. A policeman who stops
a car by waving is relying on the motorist recognising the wave as intended to
make him stop. The latter, but not the former, is an example of meaningnn.
Avoiding the problem he identified in Stevenson's work, that of being unable to
offer a full account of partic-ular, context-bound uses, Grice proposes to
describe meaning in relation to a speaker and a particular occasion in the
first place, and the meaningn of words and phrases as secondary, and derived
from this. He tentatively suggests that 'x means. that so-and-so' might
be equated with some statement 'about what "people" (vague) intend
(with qualifications about "recognition") to effect by x'.23 In
the concluding paragraphs of his article, Grice alludes briefly to two further
aspects of meaning that draw on the questions he was posing himself in his
notes and that were to prove central to his later work. First, although he is
dealing primarily with specific instances of meanings on particular occasions,
his account of meaning is not intended to cover the total significance
potentially associated with the use of an expression. He draws a distinction
between the 'primary' intention of an utterance, relevant to its meaning, and
any furtherintentions: 'If (say) I intend to get a man to do something by
giving him some information, it cannot be regarded as relevant to the
mean-ingen of my utterance to describe what I intend him to do.2 Even though
conventional meaning is to follow from intention, Grice hints that some types
of intention, possibly highly relevant to how an utterance is received, cannot
properly be described as part of the meaningN of that utterance. In his
published paper, Grice is noncommittal about the precise number of distinctions
between 'levels' of significance needed, and his rough notes suggest that this
was an area in which he was unsure. Second, the hearer may sometimes look to
specific context to determine the precise intention behind an utterance; he may
con-sider, for instance, which of two possible interpretations would be the
most relevant to what has gone before, or would most obviously fit the
speaker's purpose. Grice notes that such criteria are not confined to
linguistic examples: Context is a criterion in settling the question of
why a man who has just put a cigarette in his mouth has put his hand in his
pocket; relevance to an obvious end is a criterion in settling why a man is
running away from a bull. 25 Grice's suggestion that conventional meaning
can be defined in terms of intentions has been widely praised. The philosopher
Jonathan Bennett suggests that the idea of meaning as a kind of intending
was commonplace, but that 'Grice's achievement was to discover a defensible
version of it.26 Grice's postgraduate student and later colleague Stephen
Schiffer went further, describing 'Meaning' as 'the only published attempt ever
made by a philosopher or anyone else to say precisely and completely what it is
for someone to mean something'27 However, commentators were not slow to point
out the problems they saw as inherent in such an account. Responses to
'Meaning' have been numerous, and ranged over more than 40 years, but some
raising the most fundamental objections were from Oxford in the years
immediately following its publication. Austin did not produce a formal
response, and Grice has suggested that they never even discussed it informally.
This, he suggests, was not at all unusual. Austin rarely discussed with Grice,
or with other colleagues, views that had become established through
publication. He preferred his conversations to be about new directions and new
channels of thought. 28 To those Oxford philosophers who did discuss
'Meaning' in print, a comparison with Austin's account of 'speech acts' was
almost inevitable.Austin's version of speaker meaning was developed during the
1940s and 1950s. Various versions of it appeared in lectures and articles
during this period, but the most complete account was presented when Austin was
invited to deliver the prestigious William James lectures at Harvard in 1955.
An edited and expanded version of his notes from these was published
posthumously as How to do Things with Words. Austin's ideas changed and
developed over the course of time, and even during the lectures themselves, but
some basic fundamental principles can be iden-tified. These drew on his notion
of the 'descriptive fallacy', the idea that linguistic study is ill served by
the traditional philosopher's focus on language as a tool for making statements
capable of being judged to be either true or false. Throughout the development
of speech act theory, Austin's assumptions were very different from Grice's
working hypothesis in 'Meaning' that language is primarily used to make
informative, descriptive statements. For Austin, making statements of fact was
only one, and not a particularly significant one, of the many different things
people do with words. He proposed to analyse the range of functions language
can be used to perform. Initially, Austin concentrates on explicit
'performatives' , statements that appear to describe but in fact bring
about some state of affairs, usually a social fact or interpersonal
relationship. He considers ritualised performatives, which require a very
particular set of circumstances to be successful, such as 'I name this ship the
Queen Elizabeth' (during the appropriate ceremony), 'I do' (at the relevant
point in a marriage service) or 'I give and bequeath my watch to my brother'
(in a will). He then expands his field to include more every day examples, such
as 'I bet you sixpence it will rain tomorrow' ', and 'I promise to...'.
Charac- teristically, Austin proposes 'going through the dictionary (a
concise one should do) in a liberal spirit' in search of performative verbs.2
Later, however, he realises that even this could not give an exhaustive list of
what people do with words. People do things with all sorts of different types
of utterances. Someone who utters, 'Can you pass the salt?' may well succeed in
making a request by means of apparently asking a question. In response to
his observations about the possible differences between the apparent form of an
utterance and its actual function, Austin proposes to divide the analysis of
meaning into three levels, or three separate acts performed in the course of a
single utterance. The 'locutionary act' is determined by the actual form of
words uttered, established by their sense and reference: '"meaning"
in the traditional sense' sense'.3° At the level of 'illocutionary act', the
notion of force becomes relevant. It isdetermined by the matter of how the
locution in question is being used, of what is being done in saying what is
said. This can be seen as at least in part dependent on the individual
intentions of the speaker, but these in turn depend on, and follow from,
certain conventions of language use. So, in the example above, we can
understand that the speaker intends to request that the hearer pass the salt,
but only because there are conventions of use determining that questions of
ability can be used with this force. The illocutionary act is not a simple consequence
of the locutionary, but is concerned with conventions 'as bearing on the
special circumstances of the occasion of the issuing of the utterance'. 31
Finally, and separately, it is necessary to consider the effect of the
utterance. Austin is here perhaps making a concession to the 'causal' theories
of meaning Grice considered but dismissed. Austin refers to the effect achieved
by the utterance, but unlike Stevenson he sees this as just one component of
meaning, not a sufficient definition. The 'per-locutionary act' is defined by
this effect, which may coincide with what the speaker intended to bring about,
but need not. The perlocutionary act, then, is not a matter of convention, and
cannot be determined simply with reference to the words uttered. It is no
surprise that Grice's 'Meaning' should have been discussed in the light of
Austin's speech act theory. The two seem in many ways to cover similar ground,
in that both oppose much of the traditional philosophical literature on meaning
by insisting on the roles of context and of speaker intention. In fact, some
commentators have been tempted to read Grice's paper as an implicit response,
or challenge, to speech act theory. As Grice himself has pointed out, there is
no such direct link. 'Meaning' existed in almost its finished state
before the ideas in How to do Things with Words were made public, or even in
some cases devel-oped. As he became aware of Austin's ideas, Grice did
recognise some connections to his own themes and preoccupations, but continued
to find his own treatment of them more compelling. In particular, he remained
convinced that an account of meaning needed to give prominence to psychological
notions, and was unhappy with what he saw as Austin's excessive dependence on
conventions; Austin was 'using the obscure to explain the obscure' 32 From
this, it would seem that his main objection to speech act theory was that it
did not offer much explanation of meaning. For Grice, the observable facts of
the conventions of use are in need of explanation, and this is best done with
reference to individual instances of intention. Austin, on the other hand, was
seeking to explain these conventions simply by drawing attention to another,
more complex level of conventions.Peter Strawson picks up on exactly this
difference between Grice and Austin when he reflects on 'Meaning' in his 1964
article 'Intention and convention in speech acts'. '. His chief concern
is the validity of Austin's notion of illocutionary act, based as it is
on conventions, both the conventions of the language that define the
locutionary act, and the further conventions of use that mediate between this
and illocutionary force. However, Strawson argues, there are many cases
where the difference between locutionary and illocutionary act cannot be
explained simply with reference to conventions. In certain circumstances, to
say 'the ice over there is very thin' may well have the force of a warning, but
there is no particular convention of language use specifying this. Similarly, the
difference between an order and an entreaty may depend not on any identifiable
convention, but on a range of factors concerned with the speaker's state of
mind and consequent presentation of the utter-ance. Strawson looks to Grice's
notion of non-natural meaning to explain this additional, non-conventional set
of factors. His paraphrase of Grice's account, expressed in terms of three
separate intentions, was to prove instructive to future commentators: §
non-naturally means something by an utterance x if S intends (i) to produce by
uttering x a certain response (r) in an audience A and intends (iz) that A
shall recognise S's intention (i) and intends (i3) that this recognition on the
part of A of S's intention (i) shall function as A's reason, or part of his reason,
for his response (r).33 On Strawson's interpretation, one of the defining
intentions is focused on Grice's indication that the speaker provides the
hearer with a 'reason' to think or act in a certain way. He proposes to modify
Grice's account before enlisting it to explain the notion of illocutionary
force, because of certain counter-examples to which it is subject as it stands.
It is possible to envisage contexts in which S utters x with exactly the three
intentions described above, but in which it does not seem appropriate to say
that S was trying to communicate with A. Strawson does not illustrate this
problem with a specific example, but he suggests a schematic outline. S may
intend to get A to believe something, fulfilling (i). S may arrange fake evidence,
or grounds for this belief, such that A can see the evidence, and indeed such
that A can see S fabricating it. S knows that A will be perfectly aware that
the evidence is faked, but assumes that A will not realise that S has this
awareness. The intention behind this is for A to have the relevant belief
precisely because he recognises that S intends him to have this belief; this is
S's (i2). Further, it is S's intentionthat the recognition of (i) will be the
reason why A acquires the belief; indeed, A will have no other reason to form
this belief, knowing that the evidence for it is faked. This fulfils (i3). In
effect, an intentional account of meaning would have to include an extra layer
of intention, because for S to be telling something to, or communicating with
A, S must be taken to intend A to recognise the intention to make A recog-nise
the intention to produce the relevant belief in A. In other words, § must
have a further intention (4) that A should recognise intention (i2). If S's intention
(i), and hence intention (i2) is fulfilled, then A may be said to have
understood the utterance, a definition Strawson links to Austin's notion of
'uptake' !, and hence to the successful accomplishment of illocutionary
force. Strawson argues that the complex intention (i4) is the necessary
defining characteristic of saying something with a certain illocutionary force.
He hints that his additional layer of intention may not in fact prove
sufficient, and that 'the way seems open to a regressive series of intentions
that intentions should be recognised' 34 Grice's definition of meaning as
determined entirely by speaker intention is at odds with, or according to
Strawson can be complementary to, Austin's reliance on convention. But it also
opposes him to the notion, common in philosophy and later in linguistics, that
meaning is determined by the rules of the language in question, defined
independently of any particular occasion of utterance. Austin does allow some
space to this type of meaning, specifying that the usual sense and reference of
the words uttered constitute the locutionary act. He does not, however, develop
this notion, or explain its relationship to his more central concern with
speaker meaning. Strawson seems to downplay the importance of linguistic
meaning for Austin when he places him on the same general side as
Grice in what he describes elsewhere as the 'Homeric struggle' between 'the
theorists of communication-intention and the theorists of formal semantics' 35
Unlike Austin, Grice's more extreme arguments that meaning is to be explained
entirely in terms of 'communication-intention' do not presuppose any notion of
semantic meaning. This is an aspect of Grice's theory on which other
commentators, such as John Searle, have focused. Searle was a student at
Oxford during the 1950s, where he was taught by both Austin and Strawson. He
completed a doctoral dissertation on sense and reference in 1959 before
returning to his native America. Well versed in both the traditional philosophy
of meaning and Austin's concentration on communication, he worked on the theory
of speech acts, publishing a book on the subject in 1969 in which he classifies
possible illocutionary acts into a restricted number of general categories.
Healso introduces the notion of indirect speech acts, in which one
illocu-tionary act is performed by means of the apparent performance of a
different illocutionary act. Austin's example 'Can you pass the salt?' succeeds
as a request both because the apparent act, that of asking for information
about the hearer's ability, is not appropriate in the context, and because
rules of language use specify that this form of words can be used to make a
request. For Searle, language is essentially a rule-governed form of behaviour.
It is centred on the speech act, the basic unit of communication, but its rules
include the specific semantic properties of its words and phrases. This
particular point gives rise to Searle's objections to Grice's total reliance on
individual speaker intention in explaining meaning. Searle does allow for
intentions in his account; indeed he is interested in basing it on just such
psychological concepts and proposes to develop Grice's account in order to do
so. In a later discussion he comments that his analysis in Speech Acts 'was
inspired by Grice's work on meaning' 36 However, like Austin before him, he
sees semantic rules as underlying the range of intentions with which a speaker
can appropriately produce any particular utterance. Searle is much more
explicit than Austin in specifying that linguistic rules come first and
restrict intentional possi-bility. Unlike Grice, he therefore singles out
linguistic acts as separate from general communication; in the case of
language, meaning exists independent of intention, or of occasion of use.
Searle illustrates this with his own counter-example to Grice. An American
soldier is captured by Italian troops in the Second World War. Neither the
soldier nor his captors speak German, and the soldier speaks no Italian. The
soldier wishes to make the Italian troops believe that he is German. He utters
the only German sentence he knows, which happens to be 'Kennst du das Land wo
die Zitronen blühen?', a line of poetry remembered from childhood that
translates as 'Knowest thou the land where the lemon trees bloom?'. He hopes
that his captors will guess that he must be saying 'I am a German soldier'. The
soldier intends to get his captors to believe he is a German soldier. He
intends that they should recognise his intention to get them to believe this,
and that this recognition should serve as their reason for entertaining that
belief. All the circumstances are in place for a case of Grice's meaningwn.
Yet, Searle argues, it would surely be unreasonable to maintain that when the
soldier says 'Kennst du das Land wo die Zitronen blühen?', he actually
non-naturally means 'I am a German soldier'. The rules of German do not allow
this; the words mean 'Knowest thou the land where the lemon trees bloom?'.
Searle concludes that Grice's account is inadequate as itstands because Meaning
is more than a matter of intention, it is also at least sometimes a matter of
convention. 37 Like Strawson, Searle proposes to amend Grice's
intentional account in the light of his own counter-example. In effect, he argues
that the notion of intention must be expanded to include convention. When
speakers use words literally, part of their intention is that hearers
recog-nise the communicative intention precisely because of the pre-existing
rules for using the words chosen. Searle attempts to balance the twin effects
of intention and convention in his account of meaning. The result is rather
further removed from Grice than Searle acknowledges when he suggests that he is
offering an 'amendment'. It returns to the traditional idea of conventional, or
linguistic, meaning as the basic location of meaning on which intention-based
speaker meaning is dependent.38 The magnitude of the consequences of Searle's
attempt to introduce conventions into an intentional account is perhaps illustrative
of the gulf between semantic and psychological approaches to meaning. It also
highlights the scale of Grice's undertaking in producing an account of meaning
relying entirely on the latter. Stephen Schiffer was a graduate student
in the 1960s when, as he has since described, he was 'much taken with Grice's
program'39 He was impressed by what he saw as Grice's reduction of the semantic
to the psychological, but also believed he had identified the inadequacies of
this particular account of speaker meaning. In the 1972 book in which he
attempted to develop and improve on Grice's account, he notes that it is not
possible to claim priority for conventional meaning and at the same time define
meaning in terms of intention. To maintain that speaker meaning, 'what S meant
by x', ', is primary, but also that speaker meaning could be in any
way dependent on the meaning of x would be simply circular. Schiffer does not
see the exclusive concentration on intention as necessarily problematic, or at least
not for this reason: 'To say this does not commit Grice to holding that one can
say whatever one likes and mean thereby whatever one pleases to mean. One must
utter x with the relevant intentions, and not any value of 'x' will be
appropriate to this end: I could not in any ordinary circumstances request you
to pass the salt by uttering "the flamingoes are flying south early this
year". '40 Schiffer's own response is that conventional
meaning does exist, but is secondary to intentional meaning, because it
is built up in a speech community over time, resultant on the fulfilling of
certain communicative intentions. The problems Schiffer identifies for
Grice are not problems with the notion that meaning is best given a
psychological rather than a seman-tic definition, an assumption with which he
agrees. Rather, Schiffer questions the adequacy of intention as the relevant
psychological state. He echoes Strawson's schematic counter-example to
argue that it can be possible for all the intentions Grice defines to be in place,
but for no act of communication to be achieved. Strawson's example indicated
that another layer of intention (Strawson's i) must be added to the
defini-tion. Schiffer argues explicitly for the consequence Strawson only
sug-gested, namely that the need for regressive intentions will in fact prove
to be infinite. He constructs a series of more and more elaborate
counter-examples to show that the levels of intention necessary fully to define
meaning can never be exhausted. In the first such example, § produces a
cacophonous rendition of 'Moon Over Miami' with the intention of driving A out
of the room. S's intention is that A will leave the room not just because A
cannot stand the noise, but because A recognises that Sis trying to get rid of
A. Further, S intends that A recognise the intention that A recognise the
intention to get A to leave the room, because S wishes A to be aware of S's
disdain. 'In other words' ', Schiffer explains, 'while A is
intended to think that S intends to get rid of A by means of the repulsive
singing, A is really intended to have as his reason for leaving the fact that S
wants him to leave.'41 In order to rule out the unacceptable suggestion that by
singing 'Moon Over Miami' S meant that A was to leave the room, Schiffer proposes
another level of intention. Further, more complex, examples call for further
such layers. For Schiffer, the infinitely regressive series of intentions that
intentions be recognised that this causes makes for an unacceptable definition
of meaning. For Schiffer the best hope for a psychological account of
meaning lies in an appeal to a special type of knowledge. This type of
knowledge occurs when two people are in the following relation to a piece of
infor-mation, or to a proposition p. S and A both know that p; S knows that A
knows that p; A knows that S knows that p; A knows that S knows that A knows
that p; S knows that A knows that S knows that p; and so on without limit. Such
a pattern also leads to an infinite regress but, Schiffer argues, a harmless
one. It is just the sort of situation we do in fact find in everyday life, as
when S and A are sitting facing each other with a candle in between. Schiffer
coins the phrase 'mutual knowledge* for the recursive set of knowing he
describes. S and A mutually know* that there is a candle on the table. Once
Grice's account of meaning is adapted to refer to mutual knowledge*, the
apparent counter-examples are all ruled inadmissible, and therefore no longer
pose a problem. The intentions S has in producing an utterance must be 'mutual
known* by S and A for a true instance of meaning to take place. Mutual
knowl-edge* with its infinite regress, is missing in each of the
counter-examples. 'Meaning' might appear to be offering a definition of
the concept of meaning by proposing to substitute the concept of intention: in
the vein of the logical positivists to be 'translating' problematic sentences
into those that do not contain the problem term. This was certainly Schiffer's
interpretation when he described Grice's account as 'reduc-tionist'. However,
more recent commentators have been keen to defend Grice against this
interpretation. For instance, Giovanna Cosenza has suggested that the analysis
would be reductionist 'only if Grice had seriously considered speakers'
intentions and psychological states as more fundamental, more basic, either
epistemologically or metaphysically, than all the concepts related to
linguistic meaning', and claimed that Grice did not hold this view.4 Anita
Avramides has also argued that Grice's account of meaning need not be seen as
reductionist. *3 Grice was certainly distancing himself from those
accounts of what he would call 'non-natural meaning' in which the notion of
convention was primary. However, he was somewhat tentative about the precise
relation between the two central concepts; his belief that convention could be
entirely subsumed within an intentional account is expressed more as a hope
than as a conviction. He seems, further, to have been troubled by the exact
relationships between the different messages potentially conveyed by a single
utterance. Even if the definition of convention is to be dependent on
intention, some messages are more closely or more obviously related to
conventional meaning than others. He as yet had no formal account of how the
'full significance' of an utterance might be derived or calculated. Nor had he
yet drawn a clear distinction between messages conveyed by the words uttered
and messages conveyed by the very act of utterance. This is a distinction Schiffer
describes by differentiating between 'S meant something by (or in) producing
(or doing) x' and 'S meant something by x'.* A very similar point is made by
Paul Ziff in his 1967 response to 'Meaning'. Ziff is decidedly dismissive
of Grice's 'ingenious intricate discussion' of meaning and the 'fog' to which
it gives rise.* He argues that the meanings of words and phrases, and indeed
the lack of meaning of nonsense 'words' , are quite independent of
any individual's intention. Like Schiffer, he argues that 'Grice seems to have
conflated and confused "A meant something by uttering x" ... with the
quite different "A meant something by X"146 The responses
and criticisms of his peers were to feed into Grice's own thinking about
meaning over the following years. His published outputduring the 1950s was
restricted to 'In defence of a dogma' and 'Meaning', hardly an impressive
record even by the standards of the time. Peter Strawson was responsible for
seeing both these papers into print, while those he left alone fell victim to
Grice's perfectionism. Some, like 'Intentions and dispositions' were
never published, while others waited in manuscript for 30 or more years. Of
these, 'G. E. Moore and philosopher's paradoxes' and 'Common sense and
scepticism' indicate a development in Grice's thinking on the need to
distinguish between what our words literally mean and what we mean by using
those words. They also suggest something of Grice's ambivalence towards the
place of conventional meaning. Like much of his work, these papers developed
from his teaching: the former from a lecture delivered in 1950 and the latter
from joint classes with A. D. Woozley at the same time or even earlier.
Grice's project in these papers was a typically 'ordinary language' enterprise:
the desire to tackle a familiar philosophical problem by means of a rigorous
examination of the terms characteristically employed to discuss it. The problem
in question was how to address scepticism. In response to G. E. Moore's
'defence from common sense' the American philosopher Norman Malcolm had
suggested that Moore was in effect approaching the problem via an appeal to
ordinary lan-guage, although apparently without knowing it. We use expressions
to refer to and to describe material objects, and we do so in a 'standard' or
'ordinary' way. To claim, as some philosophers have done, that there are no
material objects, is therefore to 'go against ordinary language'. 47 In effect,
such philosophers are claiming that some uses of ordinary language are self-contradictory,
or always incorrect, an inadmissible claim because 'ordinary language is
correct language'. 48 Grice challenges Malcolm's interpretation of Moore.
Malcolm draws an unwarranted polarity between 'ordinary' and
'self-contradictory' in language use, he suggests. The two properties need not
be incompatible; people do routinely say things that are literally
self-contradictory or absurd. Further-more, not every meaningful sentence would
actually find a use in ordinary language. In 'Common sense and scepticism', he
offers a striking example of what he means. 'It would no doubt be possible to
fill in the gaps in "The — archbishop fell down the — stairs and
bumped —- like —," with such a combination of indecencies and
blasphemies that no one would ever use such an expression', but we would not
therefore want to treat the expression as self-contradictory. 4 In 'G. E. Moore
and philosopher's paradoxes', he suggests that it is often necessary to
acknowledge a difference between 'what a given expression means (ingeneral)'
and 'what a particular speaker means, or meant, by that expression on a
particular occasion. Figurative or ironic utterances, for instance, involve
'special' uses of language. As a general definition, 'what a particular
speaker means by a particular utterance (of a statement-making character) on a
particular occasion is to be identified with what he intends by means of the
utterance to get his audience to believe!»' For this intention to be
successful, the speaker must at least rely on the audience's familiarity with
'standard' or 'general' use, even if individual occasion meaning is to differ
from this. In this way Grice is able to offer his own challenge to the
sceptic. Faced with everyday statements about material objects, the sceptic
is forced to claim either that, on particular occasions, people use expressions
to mean things they have no intention of getting their audience to believe, or
that people frequently use language in a way quite unlike its proper
('general') meaning, leaving the success of everyday communication unexplained.
Although in general agreement with Malcolm's aim in refuting scepticism, Grice
is unhappy with the apparent simpli-fications, and some of the implications, of
his argument. He replaces it with his own more sophisticated argument from
ordinary language, an argument depending in particular on a detailed
examination of the nature of 'meaning'.As Grice's enthusiasm for ordinary
language philosophy became increasingly qualified during the 1950s, his
interest was growing in the rather different styles of philosophy of language
then current in America. Recent improvements in communications had made
possible an exchange of ideas across the Atlantic that would have been
unthinkable before the war. W. V. O. Quine had made a considerable impression
at Oxford during his time as Eastman Professor. Grice was interested in Quine's
logical approach to language, although he differed from him over certain
specific questions, such as the viability of the distinction between analytic
and synthetic statements. Quine, who was visiting England for a whole year, and
who brought with him clothes, books and even provisions in the knowledge that
rationing was still in force, travelled by ship.' However, during the same
decade the rapid proliferation of passenger air travel enabled movement of
academics between Britain and America for even short stays and lecture tours.
Grice himself made a number of such visits, and was impressed by the formal and
theory-driven philosophy he encountered. Most of all he was impressed by the
work of Noam Chomsky. It may seem surprising that the middle-aged British
philosopher interested in the role of individual speakers in creating meaning
should cite as an influence the young American linguist notorious for
dismissing issues of use in his pursuit of a universal theory of language. But
Grice was inspired by Chomsky's demonstration in his work on syntax of
how 'a region for long found theoretically intractable by scholars (like
Jesperson) of the highest intelligence could, by discovery and application of
the right kind of apparatus, be brought under control'. Less for-mally, he
expressed admiration for an approach that did not offer 'piecemeal
reflections on language' but rather where 'one got a pictureof the whole thing'
Chomsky's first and highly influential book Syntactic Structures was well known
among Grice's Oxford contemporaries. The Play Group worked their slow and
meticulous way through it during the autumn of 1959. Austin, in particular, was
extremely impressed. Grice characterised and perhaps parodied him as
revering Chomsky for his sheer audacity in taking on a subject even more sacred
than phi-losophy: the subject of grammar. Grice's own interest was focused on
theory formation and its philosophical consequences. Chomsky was taking a new
approach to the study of syntax by proposing a general theory where previously
there had been only localised description and analysis. He claimed, for
instance, that ideally 'a formalised theory may automatically provide solutions
for many problems other than those for which it was explicitly designed'.
Grice's aim, it was becoming clear, was to do something similar for the study
of language use. Meanwhile, ordinary language philosophy itself was in
decline. As for any school of thought, it is difficult to determine an exact
endpoint, and some commentators have suggested a date as late as 1970. However,
it is generally accepted that the heyday of ordinary language philosophy was
during the years immediately following the Second World War. The sense of
excitement and adventure that characterised its beginning began to wane during
the 1950s. Despite his professed dislike of disci-pleship, Austin seems to have
become anxious about what he perceived as the lack of a next generation of
like-minded young philosophers at Oxford. It became an open secret among his
colleagues that he was seriously contemplating a move to the University of
California, Berkeley? No final decision was ever made. Austin died early
in 1960 at the age of 48, having succumbed quickly to cancer over the previous
months. Reserved and private to the last, he hid his illness from even
his closest colleagues until he was unable to continue work. His death was
certainly a blow to ordinary language philosophy, but it would be an
exaggeration to say that it was the immediate cause of its demise. Grice, who
seems to have been regarded as Austin's natural deputy, stepped in as convenor
of the Play Group, which met under his leadership for the next seven years.
Individuals such as Strawson, Warnock, Urmson and Grice himself continued to
produce work with recognisably 'ordinary language' leanings throughout the
1960s. Grice's interests at this time were not driven entirely by
philosophical trends in Oxford and America; he was also turning his attention
to some very old logical problems. In particular, he was interested in
questions concerning apparent counterparts to logical constants in natural
language. For instance, in the early 1960s he revisited a theme he hadfirst
considered before the war, when he gave a series of lectures on
'Negation' . In these, he concerns himself with the analysis of
sentences containing 'not', and with the extent to which this should
coincide with a logical analysis of negation. Consideration of a variety of
example sentences leads him to reject the simple equation of 'not' with the
logical operation of switching truth polarity, usually positive to negative. He
argues that 'it might be said that in explaining the force of "not" in
terms of "contradictory" we have oversimplified the ordinary use
of "not"! In another lecture from the series he suggests that
the lack of correspondence between 'not' and contradiction 'might be explained
in terms of pragmatic pressures which govern the use of language in general'®
Grice was hoping to find not just an account of the uses of this particular
expression, but a general theory of language use capable of extension to other
problems in logic. He would have been familiar enough with such problems. The
discussion of some of them dates back as far as Aristotle, in whose work he was
well read even as an undergraduate. In Categoriae, Aristotle describes
not just categories of lexical meaning, but also the types of relationships
holding between words. To the modern logician, the use of terms in the
following passage may be obscure, but the relationship of logical entailment is
easily recognisable. One is prior to two because if there are two it
follows at once that there is one whereas if there is one there are not
necessarily two, so that the implication of the other's existence does not hold
reciprocally from one.' The relationship between 'two' and 'one', or
indeed between any two cardinal numbers where one is greater than the other, is
one of asymmetrical entailment. 'Two' entails 'one', ', but 'one' does
not entail 'two' A similar relationship holds between a superordinate and
any of its hyponyms, or between a general and a more specific term. To use
Aristotle's example: 'if there is a fish there is an animal, but if there is an
animal there is not necessarily a fish.'º The asymmetrical nature of this
relationship means that use of the more general term tells us nothing at all
about the applicability of the more specific. Aristotle also considers the
relative acceptability of general and specific terms, and in doing this he goes
beyond a narrowly logical focus. For if one is to say of the primary
substance what it is, it will be more informative and apt to give the species
than the genus. For example,it would be more informative to say of the
individual man that he is a man than that he is an animal (since the one is
more distinctive of the individual man while the other is more
general)." Applying the term 'animal' to an individual tells us
nothing about whether that individual is a man or not. Therefore, if the more
specific term 'man' applies it is more 'apt', because it gives more
information. This same point arises in a discussion of the applicability
of certain descriptions later in Categoriae. Aristotle suggests that: 'it is
not what has not teeth that we call toothless, or what has not sight blind, but
what has not got them at the time when it is natural for it to have them.'2 A
term such as 'toothless' is only applied, because it is only informative, in
those situations when it might be expected not to apply. Here, again, the
discussion of what 'we call' things goes beyond purely logical meaning to take
account of how expressions are generally used. Logically speaking a stone could
appropriately be described as toothless or blind; in actual practice it is very
unlikely to be so described. Grice's self-imposed task in considering the
general 'pragmatic pressures' on language use was, at least in part, one of
extending Aristotle's sensitivity to the standard uses of certain expressions,
and examining how regularities of use can have distorting effects on intuitions
about logical meaning. He was by no means the first philosopher to consider
this. For instance, John Stuart Mill, in his response to the work of Sir
William Hamilton, draws attention to the distinction between logic and
'the usage of language', 13 He reproaches Hamilton for not paying sufficient
attention to this distinction, and suggests that this is enough to explain some
of Hamilton's mistakes in logic. Mill glosses Hamilton as maintaining that 'the
form "Some A is B" ... ought in logical propriety to be used and
understood in the sense of "some and some only" ' 14 Hamilton is
therefore committed to the claim that 'all' and 'some' are mutually
incompatible: that an assertion involving 'some' has as part of its meaning
'not all'. This is at odds with the observations on quantity in Categoriae and
indeed, as Mill suggests, with 'the practice of all writers on logic'. Mill
explains this mistake as a confusion of logical meaning with a feature of
'common conversation in its most unprecise form'. In this, he is drawing on the
extra, non-logical but generally understood 'meanings' associated with
particular expressions. In a passage that would not be out of place in a modern
discussion of lin-guistics, Mill suggests that:If I say to any one, 'I saw some
of your children to-day,' he might be justified in inferring that I did not see
them all, not because the words mean it, but because, if I had seen them all,
it is most likely that I should have said so. 15 Mill draws a
distinction between what 'words mean' and what we generally infer from hearing
them used. In what can be seen as an extension of Aristotle's discussion of 'aptness',
he argues that it is a mistake to confuse these two very different types of
significance. A more specific word such as 'all' is more appropriate, if it is
applicable, than a more general word such as 'some'. Therefore, the use of the
more general leads to the inference, although it does not strictly mean, that
the more specific does not apply. 'Some' suggests, but does not actually entail
'not all'. Besides his interest in logical problems with a venerable
pedigree, Grice was also concerned with issues familiar to him from the work of
recent or contemporary philosophers. In both published work and informal notes
he frequently lists these and arranges them in groups. Part of his
achievement in the theory he was developing lay in seeing connections between
an apparently disparate collection of problems and countenancing a single
solution for them all. For instance, in Concept of Mind, Ryle argues that,
although the expressions 'voluntary' and 'involuntary' appear to be simple
opposites, they both require a particular condition for applicability, namely
that the action in question is in some way reprehensible. If they were simple
opposites, it should always be the case that one or other would be correct in
describing an action, yet in the absence of the crucial condition, to apply
either would be to say something 'absurd'. Similarly, although if someone has
performed some action, that person must in a sense have tried to perform it, it
is often extremely odd to say so. In cases where there was no difficulty or doubt
over the outcome, it is inappropriate to say that someone tried to do
something: so much so that some philosophers, such as Wittgenstein, have
claimed that it is simply wrong. Another related problem is familiar from
Austin's work; it is the one summed up in his slogan 'no modification without
aberration'. For the ordinary uses of many verbs, it does not seem appropriate
to apply either a modifying word or phrase or its opposite. Austin was
therefore offering a gen-eralisation that includes, but is not restricted to,
Ryle's claims about 'voluntary' and 'involuntary'. For many everyday
action verbs, the act described must have taken place in some non-standard way
for anymodification appropriately to apply. Austin offers no theory based on
this observation, and indeed Grice was unimpressed by it even as a
gen-eralisation; he claimed in an unpublished paper that it was 'clearly
fraudulent'. 'No "aberration" is needed for the appearance of the
adverbial "in a taxi" within the phrase "he travelled to the
airport in a taxi"; aberrations are needed only for modifications which
are corrective qualifications. 16 Grice's general account of language,
conceived with the twin ambitions of refining his philosophy of meaning and of
explaining a diverse range of philosophical problems, gradually developed into
his theory of conversation. Like his project in 'Meaning', this draws on
a 'common-sense' understanding of language: in this case, that what
people say and what they mean are often very different matters. This observation
was far from original, but Grice's response to it was in some crucial ways
entirely new in philosophy. Unlike formal philosophers such as Russell or the
logical positivists, he argued that the differences between literal and speaker
meaning are not random and diverse, and do not make the rigorous study of the
latter a futile exercise. But he also differed from contemporary philosophers
of ordinary language, in arguing that interest in formal or abstract meaning
need not be abandoned in the face of the particularities of individual usage.
Rather, the difference between the two types of meaning could be seen as
systematic and explicable, following from one very general principle of human
behaviour, and a number of specific ways in which this worked out in practice.
In effect, the use of language, like many other aspects of human behaviour, is
an end-driven endeavour. People engage in communication in the expectation of
achieving certain outcomes, and in the pursuit of those outcomes they are
prepared to maintain, and expect others to maintain, certain strategies. This
mutual pursuit of goals results in cooperation between speakers. This manifests
itself in terms of four distinct categories of behaviour, each of which can be
sum-marised by one or more maxims that speakers observe. The categories and
maxims are familiar to every student of pragmatics, although in later
commentaries they are often all subsumed under the title 'maxims'
Category of Quantity Make your contribution as informative as is required
(for the current purposes of the exchange). Do not make your contribution
more informative than is required. Category of Quality Do not say what you believe to
be false. Do not say that for which you
lack adequate evidence. Category of Relation Be
relevant. Category of Manner Avoid ambiguity of expression. Avoid ambiguity. Be brief. Be orderly.!7 Grice uses
the simple notion of cooperation, together with the more elaborate structure of
categories, to offer a systematic account of the many ways in which literal and
implied meaning, or 'what is said' and what is implicated', differ from one
another. In effect, the expectation of cooperation both licenses these
differences and explains their usually successful resolution. Speakers rely on
the fact that hearers will be able to reinterpret the literal content of their
utterances, or fill in missing information, so as to achieve a successful
contribution to the conversation in hand. The noun 'implicature' and verb
'implicate' (as used in relation to that noun) are now familiar in the
discussion of pragmatic meaning, but they were coined by Grice, and coined
fairly late on in the development of his theory. In early work on conversation
he suggested that a 'special kind of implication' could be used to account for
various differences between conventional meaning and speaker meaning. He
ultimately found this formulation inadequate, together with a host of other
words such as 'suggest', 'hint' and even 'mean', precisely because of their
complex pre-existing usage both within and outside philosophy. The
difference between saying and meaning had an established philosophical
pedigree, as well as a basis in common sense. A literature dating back to G. E.
Moore, but largely concentrated in the 1950s and 1960s, offers a significant
context to Grice's work. Little of this is now read and none of it attempts
anything as ambitious as a generalising theory of communication. With typical
laxness, Grice does not refer to this body of work in any of his writings on
the topic, although he must have been aware of it; much of it originated from
the tight circle of Oxford phi-losophy. Writing for his fellow philosophers,
and in the conventions ofhis time, he was able to refer vaguely and generally
to the debate in the expectation that the relevant context would be
recognised G. E. Moore had argued that when we use an indicative sentence
we assert the content of the sentence, but we also imply personal commitment to
the truthfulness of that content; 'If I say that I went to the pictures last
Tuesday, I imply by saying so that I believe or know that I did, but I do not
say that I believe or know this."8 This distinction was picked up by a
number of philosophers in the 1940s and 1950s. In 1946, Yehoshua Bar-Hillel
discussed the sense of 'imply' identified by Moore, proposing to describe it as
'pragmatical'. Bar-Hillel identifies himself as a supporter of 'logical
empiricism' (he quotes approvingly a comment from Carnap to the effect that
natural languages are too complex and messy to be the focus of rigorous
scientific enquiry) and his article is aimed explicitly at rejecting philosophy
of the 'analytic method' in general and of Moore in particular. However, he
suggests that by using sentences that are 'meaningless' to logical empiricists,
such as the sentences of metaphysics or aesthetics, 'one may nevertheless imply
sentences which are perfectly meaningful, according to the same criteria, and
are perhaps even true and highly important' 2º A full account of the pragmatic
sense of 'implies' might, he predicts, prove highly important in discussing
linguistic behaviour. A few years later D. J. O'Connor contrasted the familiar
'logical paradoxes' of philosophy with less well known 'pragmatic paradoxes'.
O'Connor draws attention to certain example sentences (such as 'I believe there
are tigers in Mexico but there aren't any there at all') which, although not
logically contradictory or necessarily false, are pragmatically unsatisfactory.
His purpose is to distinguish between logic and language and to urge
philosophers to attempt to 'make a little clearer the ways in which ordinary
language can limit and mislead us'. 21 The philosophical significance of
implication was also discussed by those more sympathetic to ordinary language,
in particular by members of the Play Group. Writing in Mind in 1952, J. O.
Urmson acknowledged the 'implied claim to truth' in the use of indicative
statements, but felt the need to clarify his terms: 'The word
"implies" is being used in such a way that if there is a convention
that X will only be done in circumstances Y, a man implies that situation Y
holds if he does X.22 Urmson suggests the addition of an 'implied claim to
reasonableness'; 'it is, I think, a presupposition of communication that people
will not make statements, thereby implying their truth, unless they have some
ground, however tenuous, for those statements. 23 Read with hindsight, Urmson's
suggestion looks like a hint towards Grice's second maxim ofQuality. Another
member of the Play Group, P. H. Nowell-Smith, appears to add something like a
maxim of Relevance, a notion that Grice discusses as early as the original
version of 'Meaning'. In his book Ethics, Nowell-Smith suggests that there are
certain 'contextual implications' that generally accompany the use of words,
but that are dependent on particular contexts. Without reference to Urmson, he
phrases these as follows: When a speaker uses a sentence to make a
statement, it is contextually implied that he believes it to be true.... A
speaker contextually implies that he has what he himself believes to be good
reasons for his statement.... What a speaker says may be assumed to be relevant
to the interests of his audience.24 For Nowell-Smith the contextual rules
are primary, and do not operate with reference to logical meaning; in effect
there is no 'what is said'. In fact, he specifies that logical meaning is a
subclass of contextual impli-cation, because it is meaning we are entitled to
infer in any context whatsoever. Other philosophers concerned with implication,
however, did identify different levels of meaning. In The Logic of Moral
Discourse, 1955, Paul Edwards distinguishes between the referent of a sentence
(the fact that makes a sentence true or, in its absence, false: in effect the
truth-conditions) and 'what the sentence expresses' (anything it is possible to
infer about the speaker on the basis of the utterance).25 Some attempted
syntheses of thinking about implication lacked much in the way of generalising
or explanatory force. In his 1958 article 'Prag-matic implication', C. K.
Grant's account of a wide variety of linguistic phenomena leads him to the
claim that 'a statement pragmatically implies those propositions whose falsity
would render the making of the statement absurd, that is, pointless.26 What is
implied by a statement of p, he insists, is not just the speaker's belief in p,
but some further proposition. Isobel Hungerland, writing in 1960, reviews the
range of attempts to mediate between asserted and implied meaning and exclaims
'What a range of rules!'? Her suggestion of a generalisa-tion across these
rules is that 'a speaker in making a statement contextually implies whatever
one is entitled to infer on the basis of the presumption that his act of stating
is normal. 28 Grice was working on his own generalisation, which was to
link together the range of principles of language use into one coherent
account, and to give this a place in a more ambitious theory of lan-guage. If
the maxims of Quality and of Relation were familiar from con-temporary work in
Ethics, those of Quantity and Manner drew on Grice's long-standing concern
about stronger and weaker statements. This was the idea that had
interested him in his rough notes on 'visa' for his work on perception with
Geoffrey Warnock. The earliest published indication appeared in 1952, in a
footnote to Peter Strawson's Introduction to Logical Theory. In discussing the
relationship between the statement 'there is not a book in his room which is
not by an English author' and the assumption 'there are books in his room',
Strawson draws attention to the need to distinguish between strictly logically
relations and the rules of 'linguistic conduct' 29 He suggests as one such
rule: 'one does not make the (logically) lesser when one could truthfully
(and with equal or greater linguistic economy) make the greater, claim. It
would be misleading, although not strictly false, to make the less informative
claim about English authors if in a position to make the much more informative
claim that there are no books at all. Strawson acknowledges that 'the operation
of this "pragmatic rule" was first pointed out to me, in a different
connection, by Mr H. P. Grice! It was typical of Grice that he did not
publish his own account of this pragmatic rule until almost ten years after
Strawson's acknowledgement. 'The causal theory of perception' appeared in
the Proceedings of the Aristotelian Society, after Grice delivered it as a
symposium paper at the meeting of the Society in Cambridge in July 1961. His
main focus is his long-standing interest in the status of our observations of
material objects. Grice offers tentative support for a causal account of
percep-tion. Theories of this type date back at least to John Locke. They
maintain that we directly perceive through our faculties of sense a series of
information, given the title 'sense data' by later philosophers, and infer that
these are caused by material objects in the world. For Locke, the inference was
justifiable, but his account of perception, and causal theories ever since, had
been dogged by accusations of scepticism. If we have no direct access to
material objects, but only to the sense data they putatively cause, the way is
left open to doubt the independent existence of such objects. Grice's
defence is tentative, even by his own circumspect standards. He proposes
to advance a version of the causal theory 'which is, if not true, at least not
obviously false'.3° Some of the defence itself is presented in quotation marks,
as a fictional 'opponent' argues with a fictional 'objector' to the causal
theory, implicitly distancing Grice from the arguments on either side. This
tentativeness might in part be explained by the extreme heresy of Grice's
enterprise for a philosopher of ordinary language. Some of Austin's most
strident remarks about ordi-nary language had appeared in his attack in Sense
and Sensibilia on philosophical theories of perception, and their reliance on
the obscure and technical notion of 'sense data'. Austin's chief target here
had been phe-nomenalism which, in claiming that sense data are the essence of
what we think of as material objects, is often seen as a direct competitor to
the causal theory of perception. Although defending one of phenome-nalism's
rivals, Grice was suggesting reasons for retaining Austin's particular bugbear,
'sense data', as a term of art. Indeed, he even goes so far as to hint that his
own, speculative version of the causal theory 'neither obviously entails nor
obviously conflicts with Phenomenalism'.31 Grice defends sense data
because, as he argues, the sceptic who wants to question the existence of the
material world needs to make use of them and the sceptic's position at least
deserves to be heard. He defends it also because of his own ideas about
language use. Indeed, his essay on perception seems at times in danger of being
hijacked by his interest in language. This is not entirely out of keeping with
the subject; through Locke and Berkeley to Ayer and Austin, the philosophy of
perception had focused on the correct interpretation of sentences in which
judgements of perception are expressed. However, Grice makes no secret of his
hope that his interpretation of such sentences will fit with views of language
and use motivated by other considerations. Much of the essay is taken up with a
discussion of general principles governing the use of language. This is
inspired by a standard argument for retaining 'sense data' as a technical
term; it would appear to underlie ordinary expressions such as 'so-and-so looks
@ [e.g. blue] to me'. In effect, a suitably rigorous account of the meaning of
such expressions would need to include reference to something such as a sense
datum that corresponds to the subjective experience described. A potential objector
might point out that such expressions are not appropriate to all instances of
perception; they would only in fact be used in contexts where a condition of
either doubt or denial (D-or-D) as to the applicability of @ holds. 'There
would be something at least prima facie odd about my saying "That looks
red to me" (not as a joke) when I am confronted by a British pillar box in
normal daylight at a range of a few feet.'32 Grice considers two possible
ways of explaining this oddity. It could be seen as 'a feature of the use,
perhaps of the meaning' of such expressions that they carry the implication
that the D-or-D condition is ful-filled. Use of such expressions in the absence
of the condition would therefore constitute a misuse, and would fail to be either
true or false.Alternatively, such statements could be seen as true whenever the
property @ applies but, in the absence of the D-or-D condition, severely
mis-leading. Use in the absence of the condition would therefore constitute a
more general error, because of 'a general feature or principle of the use of
language' 33 Grice des cribes how until recently he had been undecided as
to which of these two explanations to favour. He had, however, lent towards the
second because it 'was more in line with the kind of thing I was inclined to
say about other linguistic phenomena which are in some degree comparable.
934 Towards the end of his discussion, Grice hesitantly suggests a first
attempt at formulating the general principle of language use: 'One should not
make a weaker statement rather than a stronger one unless there is a good
reason for so doing. 35 This is, of course, remarkably similar to the
observation attributed to him by Strawson a decade earlier. It seems that
during the intervening years Grice had become increasingly impressed by how
many different types of meaning this rule could explain, in other words by how
general and simple an account of language use it suggested. In two interesting
respects the formulation of the rule had changed. First, it had changed from a
statement about what 'one does' in language use to what 'one should do'.
This brought it nearer to the first maxim of Quantity it was eventually to
become. Second, the new formulation of the rule introduces possible exceptions,
by alluding to 'good reasons' for breaking it. Again, Grice does not elaborate
on this qualification, but the consideration of reasons for breaching the
maxims, together with a discussion of the consequences of doing so, was to be
vital to the subsequent development of his work. It was what was to give
it explanatory and generalising abilities beyond those of a simple list of
'rules' of linguistic behaviour. Grice's claims about the use of language
offer support to the defender of sense data. They allow the defender to
describe statements of the 'so-and-so looks @ to me' type as strictly
true regardless of whether the D-or-D condition holds. If such statements call
for the use of sense data as a technical term to explain their meaning, then
sense data are applicable to any description of perception. It is simply that
in most non-con-troversial contexts such statements will be avoided because,
although perfectly true, they will introduce misleading suggestions. Here,
perhaps, was Grice's greatest heresy. Austin's rejection of sense data relied
on an appeal to what people ordinarily say, together with an assumption that
this is the best guide to meaning and truth. Grice's tentative support for it
relies on a distinction between what people can truthfully say, and what they
actually, realistically do say. Despite itsemphasis on linguistic use, 'The
causal theory of perception' was well received as a contribution to the
philosophy of perception. It was anthologised in 1965 in Robert Swartz's
Perceiving, Sensing and Knowing. In 1967, Grice's sometime collaborator
Geoffrey Warnock included the essay in his volume on The Philosophy of
Perception, singling it out for praise as an 'exceedingly ingenious and
resourceful contribution'. 36 As was the case throughout his working
life, Grice made no firm distinction between his teaching and the development
of his own philosophical ideas. A series of lecture notes from the 1960s on
topics relating to speaker meaning and context therefore provide an insight
into the lines along which his thinking was developing, as do some rough notes
from the same period. What his students gained from the fresh ideas in Grice's
lectures, however, they paid for in his cavalier attitude to the topic and aims
of the class. He begins one lecture, which is entitled simply 'Saying: Week
1': Although the official title of this class is 'Saying', let me say at
once that we are unlikely to reach any direct discussion of the notion of
saying for several weeks, and in the likely event of our failing to make any
substantial inroads on the title topic this term, my present intention is to
continue the class into next term.37 Grice's interest in these lectures
was in finding out what can be learnt about speaker meaning, specifically about
what sets it apart from linguistic meaning, from close attention to its
characteristics and circum-stances. The opening of another of the lectures,
entitled 'The general theory of context', tells rather more of his purpose and
method than is made explicit in much of the later, published work.
Philosophers often say that context is very important. Let us take this remark
seriously. Surely, if we do, we shall want to consider this remark not merely
in its relation to this or that problem, i.e. in context, but also in itself,
i.e. out of context. If we are to take this seriously, we must be systematic,
that is thorough and orderly. If we are to be orderly we must start with what
is relatively simple. Here, though not of course everywhere, to be simple is to
be as abstract as possible; by this I mean merely that we want, to begin with,
to have as few cards on the table as we can. Orderliness will then consist in
seeing first what we can do with the cards we have; and when we think that we
have exhausted this investigation, we put another card on the table, and see
what that enables us to do.It is not hard to discern Austin's influence here,
in the insistence that a particular philosophical commonplace, if it is to be
accepted as a useful explanation, must first be subject to a rigorous process
of analy-sis. The call for system and order, however, is Grice's own. He had
reacted against precisely the tendency towards unordered, open-ended lists in
Austin's work. He argues in these lectures that thinking seriously about
context means thinking about conversation; this is the setting for most
examples of speaker meaning. He proposes, therefore, to compile an account of
some of the basic properties common to conversations generally. His method of
limiting his hand was to result in certain highly artificial simplifications,
but he made these simplifications deliberately and knowingly. For instance, the
relevant context was to be assumed to be limited to what he calls the
'linguistic environment': to the content of the conversation itself. Conversation
was assumed to take place between two people who alternate as speaker and
hearer, and to be concerned simply with the business of transferring
information between them. A number of the lectures include discussion of
the types of behaviour people in general exhibit, and therefore the types of
expectations they might bring to a venture such as a conversation. Grice
suggests that people in general both exhibit and expect a certain degree of
helpfulness from others, usually on the understanding that such helpfulness
does not get in the way of particular goals, and does not involve undue effort.
If two people, even complete strangers, are going through a gate, the
expectation is that the first one through will hold the gate open, or at least
leave it open, for the second. The expectation is such that to do otherwise
without particular reason would be interpreted as deliberately rude. The
type of helpfulness exhibited and expected in conversation is more specific
because of a particular, although not a unique, feature of con-versation; it is
a collaborative venture between the participants. At least in the simplified
version of conversation discussed in these lectures, there is a shared aim or
purpose. However, an account of the particular type of helpfulness expected in
conversation must be capable of extension to any collaborative activity. In his
early notes on the subject, Grice considers 'cooperation' as a label for
the features he was seeking to describe. Does 'helpfulness in something
we are doing together' ', he wonders in a note, equate to
'cooperation'? He seems to have decided that it does; by the later lectures in
the series 'the principle of conversational helpfulness' has been rebranded the
expectation of 'cooperation'. During the Oxford lectures Grice develops
his account of the precise nature of this cooperation. It can be seen as
governed by certain regu-larities, or principles, detailing expected behaviour.
The term 'maxim' to describe these regularities appears relatively late in the
lectures. Grice's initial choices of term are 'objectives', or
'desiderata'; he was interested in detailing the desirable forms of behaviour
for the purpose of achieving the joint goal of the conversation. Initially,
Grice posits two such desiderata: those relating to candour on the one hand,
and clarity on the other. The desideratum of candour contains his general
principle of making the strongest possible statement and, as a limiting factor
on this, the suggestion that speakers should try not to mislead. The
desideratum of clarity concerns the manner of expression for any conversational
contribution. It includes the importance of expectations of relevance to
understanding and also insists that the main import of an utterance be clear
and explicit. These two factors are constantly to be weighed against two
fundamental and sometimes competing demands. Contributions to a conversation
are aimed towards the agreed current purposes by the principle of
Conversational Benevolence. The principle of Conversational Self-Love ensures
the assumption on the part of both participants that neither will go to
unnecessary trouble in framing their contribution. Grice suggests that
many philosophers are guilty of inexactness in their use of expressions such as
'saying', 'meaning' and 'use' ', applying them as if they were
interchangeable, and in effect confusing different ways in which a single
utterance can convey information. For instance, Grice refers back to the
discussion at a previous class he had given jointly with David Pears, when the
exact meaning of the verb 'to try' was discussed. This, of course, was one of
the specific philosophical problems he was interested in accounting for by
means of general principles of use. Stuart Hampshire had apparently claimed
that if someone, X, did something, it is always possible to say that X tried to
do it. This was challenged; in situations when there is no obvious difficulty
or risk of failure involved it is inappropriate to talk of someone's trying to
do something. Grice's answer had been that, while it is always true to say that
X tried to do something, this may sometimes be a misleading way of speaking. If
X succeeded in performing the act, it would be more informative and therefore
more cooperative to say so. Therefore, an utterance of 'X tried to do it' will
imply, but not actually say, that X did not succeed. In his consideration
of the desiderata of conversational participation, Grice initially compiles a
loose assemblage of features. By the later lectures these appear in more or
less their final form under the categories Quantity, Quality, Relation and
Manner (or, sometimes, Mode). Inarranging the desiderata in this way, Grice was
presumably seeking to impose a formal arrangement on a diverse set of
principles. But it seems that he had other motives: semi-seriously to echo the
use of categories in such orthodox philosophies as those of Aristotle and Kant,
and more importantly to draw on their ideas of natural, universal divisions of
experience. The regularities of conversational behaviour were intended to
include aspects of human behaviour and cognition beyond the purely linguistic.
Grice's collaborative work with Strawson had been concerned with Aristotle's
division of experience into 'categories' of substances. Aristotle's
original formulation of the list of such properties allows that they can take
the form of 'either substance or quantity or qualification or a relative or
where or when or being-in-a-position or having or doing or being-affected'.38
He concentrates mainly on the first four, and these received most attention in
subsequent developments of his work. They were the starting-point for Kant's
use of categories to describe types of human experience, and his argument that
these form the basis of all possible human knowledge. In the Critique of Pure
Reason, Kant proposes to divide the pure concepts of understanding into four
main divisions: 'Following Aristotle we will call these concepts
categories, for our aim is basically identical with his although very distinct
from it in execu-tion. '39 These are categories 'Of Quantity', 'Of Quality',
'Of Relation' and 'Of Modality', with various subdivisions ascribed to
each. Kant's claims for both the fundamental and the exhaustive nature of these
categories are explicit: This division is systematically generated from a
common principle, namely the faculty for judging (which is the same as the
faculty for thinking), and has not arisen rhapsodically from a haphazard search
for pure concepts, of the completeness of which one could never be
certain. 40 Kant goes so far as to suggest that his table of
categories, containing all the basic concepts of understanding, could provide
the basis for any philosophical theory. These, therefore, offered Grice divisions
of experience with a sound pedigree and an established claim to be universals
of human cognition. Early in 1967, Grice travelled to Harvard to deliver
that year's William James lectures, the prestigious philosophical series in
which Austin had put forward his theory of speech acts 12 years earlier.
Grice's entitled his lectures 'Logic and conversation'. He was presenting his
current thinking about meaning to an audience beyond that of his students
andimmediate colleagues and was clearly aware of the different assumptions and
prejudices he could expect in an American, as opposed to an Oxford, audience.
'Some of you may regard some of the examples of the manoeuvre which I am about
to mention as being representative of an out-dated style of philosophy', he
suggests in the introductory lecture, 'I do not think that one should be too
quick to write off such a style.'41 Addressing philosophical concerns by means
of an attention to everyday language was still a highly respectable, even an
orthodox approach in Oxford. In America it was seen by at least some as
belonging to an unsuccessful, and now rather passé, school of thought. In
pleading its cause, Grice argues that it still has much to offer: in this case,
the possibility of developing a theory to discriminate between utterances that
are inappropriate because false, and those that are inappropriate for some
other reason. Despite the difficulties inherent in such an ambitious scheme,
and the well-known problems with the school of thought in question, he does not
give up hope altogether of 'system-atizing the linguistic phenomena of natural
discourse'. Grice's ultimate aim in the lectures is ambitious and
uncompromis-ing; his interest 'will lie in the generation of an outline of a
philosophical theory of language' 4 He argues for a complex understanding of
the significance of any utterance in a particular context; its meaning is not a
unitary phenomenon. Conventional meanin g has a necessary, but by no means
a sufficient role to play. Indeed conventional meaning is itself not a unitary
phenomenon. Some aspects of it involve the speaker in a commitment to the truth
of a certain proposition; this is 'what is said' on any particular
occasion. Other aspects may be associated by convention with the words used,
but not be part of what the speaker is understood literally to have said. The
examples 'She was poor but honest' and 'He is an Englishman; he is, therefore,
brave' convey more than just the truth of the two conjuncts, more than would be
conveyed by 'She was poor and honest' or 'He is an Englishman and he is
brave'. '. An idea of contrast is introduced in the first example and one
of consequence in the second. These ideas are attached to the use of the
individual words 'but' and 'therefore', but do not contribute to the truth-conditions
of the sentences. We would not want to say that the sentences were actually
false if both conjuncts were true, but we did not agree with the idea of
contrast or of consequence. We might, rather, want to say that the speaker was
presenting true facts in a misleading way. These examples demonstrate
implicated elements associated with the conventional meaning of the words used,
elements Grice labels 'conventional implicatures'There is another level
at which speaker meaning can differ from what is said, dependent on context or,
for Grice, on conversation. In 'con-versational implicatures' meaning is
conveyed not so much by what is said, but by the fact that it is said. This is
where the categories of conversational cooperation, and their various maxims,
play their part. The onus on participants in a conversation to cooperate
towards their common goal, and more particularly the expectation each
participant has of cooperation from the other, ensures that the understanding
of an utterance often goes beyond what is said. Faced with an apparently
uncooperative utterance, or one apparently in breach of some maxim, a
conversationalist will if possible 'rescue' that utterance by interpreting it
as an appropriate contribution. In this way, Grice offers a more detailed
account of the idea he explored in 'Meaning', and in his notes from that time:
that there are three 'levels' of meaning, or three different degrees to which a
speaker may be committed to a proposition. His model now includes, 'what is
said', 'conventional meaning' (including conventional implicatures) and 'what
is conversationally implicated'. The presentation of the norms of
conversational behaviour in the William James lectures is rather different from
Grice's handling of them in his earlier work. The maxims, or the categories
they fall into, are no longer presented as the primary forces at work. Instead,
all are assumed under a general 'Principle of Cooperation'. The principle
appeared late in the development of Grice's theory. It enjoins speakers to:
Make your conversational contribution such as is required, at the stage at
which it occurs, by the accepted purpose or direction of the talk exchange in
which you are engaged.'43 The name 'Cooperative Principle' was even later; it
was added using an omission mark in a manuscript copy of the second William
James lecture. Grice may well have been attempting to give a name, and an exact
formulation, to his previously rather nebulous idea of cooperation or
'helpfulness'. However, the effect was to change what was presented as a series
of 'desiderata', features of conversational behaviour participants might expect
in their exchanges, to something looking like a powerful and general injunction
to correct social behaviour. In the development of his theory of conversation,
Grice was much exercised by the status of the categories as psychological
concepts. He questioned whether the maxims were the result of entering into a
quasi-contract by engaging in conversation, simply inductive generalisations
over what people do in fact do in conversation, or, as he suggested in one
rough note, just 'special cases of what a decent chap should do'. He
remained undecided on this matter throughout the development ofthe theory,
content to concentrate on the effects on meaning of the maxims, whatever their
status. By the time of the William James lectures, however, he seems to be
closer to an answer. He is 'enough of a rationalist' to want to find an
explanation beyond mere empirical generalisation. 4 The following
suggestion results from this impetus: So I would like to be able to show
that observation of the Cooperative Principle and maxims is reasonable
(rational) along the following lines: that anyone who cares about the goals
that are central to conversation/communication (such as giving and receiving
information, influencing and being influenced by others) must be expected to
have an interest, given suitable circumstances, in participation in talk
exchanges that will be profitable only on the assumption that they are conducted
in general accordance with the Cooperative Principle and the maxims.45
This is a wordy explanation, and also a troublesome one. It seems to create a
loop linking the aim of explaining cooperation to an account of conversation as
dependent on cooperation, a loop from which it does not successfully escape.
The link between reasonableness and cooperation is far from explicit.
Nevertheless, this passage offers Grice's account of his own preferences in
seeking an answer to the question over the status, and hence the motivation,
for the Cooperative Principle. His preference, particularly his reference to
'rational' behaviour, was to prove important in the subsequent development of
his work. However derived, the maxims operate to produce conversational implicatures
in a number of different ways. In many cases, they simply 'fill in' the
extra information needed to make a contribution fully coop-erative. A says
'Smith doesn't seem to have a girlfriend these days' and B replies, 'He has
been paying a lot of visits to New York lately'. B's remark does not, as it
stands, appear relevant to the preceding remark. But it is easy enough to
supply the missing belief B must hold for the remark to be relevant. B
conversationally implicates that Smith has, or may have a girlfriend in New
York.46 In other cases the speaker seems to be far less cooperative, at
least at the level of 'what is said'. In order to be rescued as cooperative
contributions to the conversation, such examples need to be not so much filled
out as re-analysed. Because of the strength of the conviction that the speaker
will, other things being equal, provide cooperative contri-butions, the other
participant will put in the work necessary to reach such an interpretation. In
perhaps his most famous example of con-versational implicature, Grice suggests
the case of a letter of reference for a candidate for a philosophy job that
runs as follows: 'Dear Sir, Mr X's command of English is excellent, and his
attendance at tutorials has been regular. Yours, etc! The information given is
grossly inadequate; the writer appears to be seriously in breach of the first
maxim of Quan-tity, enjoining the utterer to give as much information as is
appropri-ate. However, the receiver of the letter is able to deduce that the writer,
as the candidate's tutor, must know more than this about the candidate.
There must be some reason why the writer is reluctant to offer the extra
information that would be helpful. The most obvious reason is that the writer
does not want explicitly to comment on Mr X's philosophical ability, because it
is not possible to do so without writing something socially unpleasant. The
writer is therefore taken conversationally to implicate that Mr X is no good at
philosophy; the letter is cooperative not at the level of what is literally
said, but at the level of what is impli-cated. In examples such as this a maxim
is deliberately and ostentatiously flouted in order to give rise to a
conversational implicature; such examples involve exploitation. These examples,
and others Grice discusses in the second William James lecture, are all
specific to, and entirely dependent on, the individual contexts in which they
occur. Grice labels all such example 'particularised conversational
implicatures'. There are other types of conversational implicature in which the
context is less significant, or at least can operate only as a 'veto' to
implicatures that arise by default unless prevented. These are implicatures
associated with the use of particular words. Unlike conventional implicatures,
they can be cancelled: that is explicitly denied without contradiction. These
'generalised conversational implicatures' account for many of the differences
between the logical constants and the behaviour of their natural language counterparts.
In effect, Grice claims that there simply is no difference between, say '',
'n', 'v' and 'not', 'and', 'or' at the level of what is said. The
well-known differences are generalised conversational implicatures often
associated with the use of these expressions, implicatures determined by the
categories and maxims he has established. Part of Grice's motivation for
this proposal was the desire for a simplification of semantics. The alternative
to such an account was to posit a semantic ambiguity for a wide range of
linguistic expressions. Grice argues against this, proposing a principle he
labels 'Modified Occam's Razor', which would rule against it in decisions of a
theoretical nature. The principle states that 'senses are not to be
multiplied beyond neces-sity' 47 Grice's reference was to William of Occam, or
Ockham, thefourteenth-century philosopher credited with the dictum 'entities
are not to be multiplied beyond necessity'. This is known as 'Occam's razor'
although it is not clearly attributable to any of his writings, and it is not
at all uncommon for philosophers to discuss it in isolation from Occam's actual
work. It is taken as a general injunction not to complicate philosophical
theories; the best theory is the simplest theory, invoking the fewest
explanatory categories. The preference for simple philosophical theories that
do not add complex and potentially unnecessary categories was one with an
obvious appeal to philosophers of ordinary language. Indeed, when Gilbert Ryle
published his collected papers in 1971, he commented on the 'Occamising zeal'
particularly apparent in the earlier articles. Another contemporary philosopher
to draw on an Occam-type approach to discussions of meaning was B. S.
Benjamin, whose article 'Remembering' is referred to in the first William James
lecture. He does not draw an explicit comparison to Occam's razor, but he does
pose himself the question of whether the verb 'remember' should be
analysed as multivocal or univocal. For Benjamin, a 'universal core of meaning
is preserved in its use in different contexts'.49 Grice himself did not
develop the connection between conversational implicature and the logical
constants in any great depth, either in the William James lectures or
elsewhere. This is perhaps surprising, given that he introduces his theory in
terms of the question of the equiva-lence, or lack of equivalence, between
certain logical devices and expressions of natural language. The implications
of this question, together with the specific answers offered by conversational
implicature, are treated in detail by others.5° A. P. Martinich has suggested
that the initial concentration on, and subsequent abandonment of, the logical
particles is a serious flaw in the construction of the second, and most widely
read, of the William James lectures. In a book aimed at describing and
promoting good philosophical writing, Martinich identifies this as 'one of the
greatest articles of the twentieth century', but argues that the more general
theory of 'linguistic communication' ought to have been made the focus from the
outset. He comments that on first reading Grice's article he was unimpressed by
what he saw as an unacceptably complex mechanism to solve a very particular
logical problem: 'Once I realised that the solution was a minor consequence of
his theory I was awed by its elegance and simplicity.'51 Grice's
discussion of logic is mainly restricted to the fourth William James lecture,
which he later labelled 'Indicative conditionals' after the chief, but not the
only, logical constant it discusses. Indicative condi-tions had been a central
theme of some lectures on logical form Grice delivered at Oxford while working
on his theory of conversation. There he had commented extensively on Peter
Strawson's treatment of this topic in his 1952 book Introduction to Logical
Theory. Grice does not mention Strawson at all in this fourth William James
lecture. He does, however, discuss the views of what he calls a
'"strong" theorist', views that accord with Strawson's in the insistence
that the logical implica-tion, 'po q' is different in meaning from various
expressions in natural language, most notably 'if p then q'. Strong theorists,
Grice suggests, have tended to stress the difference between what he calls
natural or ordinary language conditionals and 'artificial' conditionals,
defined by logic and determined by truth-conditional properties. Strawson
argues that, while logical conditionals can be given a full definition in terms
of a truth table involving the two simple propositions involved ('p' and 'q'),
such an account will not be sufficient for natural language expressions such as
'if p then q'. The logical account specifies that if p is true, q must also be
true. If p is false, however, nothing can be predicted about the truth value of
q; a false antecedent coupled with a false consequent is assigned the overall
value 'true', but so is a false antecedent coupled with a true consequent. This
truth-conditional account seems insufficient as a definition of natural
language 'if ... then ...' in at least two ways. There is a suggestion in most
actual instances that there is some causal connection between the antecedent
and the consequent. One of Strawson's own examples is: 'If it rains, then the
party will be a failure!' Such examples, he notes, are not about linguistic
elements or logical relations: 'they suggest connections between different
things in the world, discovered by experience of these things 52 Later, he
comments that most examples of the 'if ... then .. construction would suggest
either that the truth of the antecedent is in some doubt, or that it is already
known to be false. It is only in such cases that we would be likely to label
the resulting statement true, or perhaps 'reasonable'. Strawson's suggestion is
that 'if p then q' entails its logical counterpart 'P > q'. However, 'a
statement of the form "p > q" does not entail the corresponding
statement of the form "if p then 9" 153 There are aspects of the
meaning of 'if p then q' that go beyond, and are not included in, the meaning
of the logical conditional. In his Oxford lecture notes, Grice singles
Strawson out as an example of a philosopher who has not paid sufficient
attention to the different ways in which a natural language expression can
convey significance when it occurs in context. For Grice, this oversight has
serious consequences for an understanding of the meaning of various crucial
exam-ples. Certainly, as well as discussing the 'meaning' of particular
expres-sions, Strawson writes, apparently without distinction, of the
'use' 'employment', 'sense' and 'implication' of 'if ... then ...'
statements.54 He describes the speaker's relation to the relevant meaning as
one of 'suggesting', 'using', 'indicating', 'saying' and even 'making'
55 Grice's contention, although not explicitly expressed in 'Indicative
conditionals', is that there is a great deal of difference between the members
of the sets that Strawson uses interchangeably. In particular, sufficient
attention to the difference between saying and implicating can explain away the
apparent differences between 'p> q' and 'if p then q'. He begins the fourth
William James lecture uncompromisingly enough by proposing to consider the
supposed divergence between 'if' and 's' and to demonstrate that 'no such
divergence exists'. He suggests that 'if p then q' is distinguished from 'p>
q' by the 'indirectness condition' associated with it: the commitment to some
causal or rational link between p and q. Grice's claim, in effect, is that the
literal meaning of 'if p then q', 'what is said' on any particular occasion of
utterance, is simply equivalent to the logical meaning of 'p > q'. The
indirectness condition is a generalised conversational implicature. Like all
generalised conversational implicatures, it can be cancelled without
contradiction, either by circumstances in the context or by explicit denial. In
a game of bridge: 'My system contains a bid of five no trumps, which is
announced to one's opponents on inquiry as meaning "If I have a red king,
I also have a black king" !5 Here, Grice suggests, the indirectness
condition simply does not arise because it is blocked by the context. There is
no suggestion that having a black king is causally linked to having a red king,
and the meaning is the same as that of the logical condition. To say 'if Smith
is in the library he is working' would normally suggest the indirectness
condition. But it is perfectly possible to say I know just where Smith is and
what he is doing, but all I will tell you is that if he is in the library he is
working', in a situation where the speaker had just looked in the library and
seen Smith there working. In such a case also, the indirectness condition is
not attached to the use of the expression. Grice suggests what he
describes as two separate possibilities as to how the indirectness condition
might be produced as an implicature, although it is not in fact clear that
these are necessarily mutually exclu-sive. The first relies on his original
'general principle' about the tendency towards stronger rather than weaker
statements, and the first maxim of Quantity that results from it. It is less
informative to say 'if p then q' than it is to say 'p and q', because the
former does not givedefinite information about the truth values of p and q.
Therefore, any utterance of 'p> q' will, unless prevented by context, give
rise to the implicature that the speaker does not have definite information
about the truth values of p and q. The same explanation can be extended to
utterances of the form 'p or q'. These too seem to differ systematically from
the apparently equivalent logical disjunction, 'p v q'. The truth-conditional
meaning of logical disjunction states simply that at least one of the simple
propositions involved must be true. It is perfectly consistent, therefore, for
both propositions to be true. Yet in natural language there is something
distinctly odd about saying 'p or q' if you know for certain that both p and q
are true. In Grice's terms, 'p or q' shares the logical meaning of 'p v q', but
in addition carries a gener-alised implicature that they are not both true. If
the speaker were in a position to offer the more informative form 'p and q',
then it would be conversationally more helpful to do so. Grice's second
suggestion is that implicated meanings of such expressions may follow from
their role in conversation, and in human interaction and thought more
generally. The familiar logical constants enable people to work out the
problems presented to them by everyday life. In particular, disjunction enables
people to consider alternatives and eliminate the untenable. It enables people
to give partial answers to 'Wh'-questions such as 'Who killed Cock Robin?'. The
most helpful answer would be a single subject ('the sparrow', 'the wren'), but
if the speaker is not in a position to offer one, a series of disjuncts is a
way of setting out the possibilities. Conditionals, on the other hand, enable
people to ponder the consequences of certain choices. They are, there-fore,
necessary to the successful operation of reasoning beings. It would simply not
be rational to use a conditional in certain contexts: contexts where there is
no doubt about the truth of the antecedent, for instance. For this
reason, on the assumption that our interlocutors are rational beings, we tend
to interpret a conditional as indicating that a simple coordination will not
do. Similarly, it would not be rational to use a disjunction in a context where
we know that one of the disjuncts is true; we would in effect be attempting to
solve a problem that had already been solved. Grice suggests, with typical
tentativeness, that: It might be that either generally or at least in
special contexts it is impossible for a rational speaker to employ the
conditional form unless, at least in his view, not merely the truth-table
requirements are satisfied but also some strong connection holds. In such a
case a speaker will nonconventionally implicate, when he uses theconditional
form in such a context, that a strong connection does hold. 59
Grice offers this account in terms of the behaviour of a 'rational' speaker in
at least potential opposition to an account drawing on the first maxim of
Quantity. Elsewhere, however, he discusses the maxims as describing
individually rational forms of behaviour. It is therefore conceivable that it
might be possible to integrate the two suggestions, seeing conditionals as used
rationally to introduce the implication of strong connection, precisely because
their 'tentative' state does not offer the information that would be
cooperative if available. In the later 'Logic and conversation' lectures,
Grice continues his pro-gramme for a philosophical theory of language by
returning to older preoccupations, particularly to the problems identified in,
and raised in response to, 'Meaning'. In effect, the theory of conversation
offers a much fuller account of the notion of speaker meaning than had been
developed in 'Meaning', together with a principled system linking this to
conventional meaning. When first introduced in the second lecture, conventional
meaning itself receives rather cursory treatment. Grice suggests that 'what is
said' can be roughly equated with conventional meaning, including assigning of
reference to referring expressions and any necessary disambiguation. He almost
immediately complicates this definition by stipulating that some aspects of
conventional meaning can be implicated. Grice returns to the notion of 'what is
said' in the fifth William James lecture, later published under the title
'Utterer's meaning and intentions' Grice's contention is still that
intentions on individual occasions must be the primary criteria in determining
meaning. However, simply referring to what some individual meant by some action
on some particular occasion is not sufficient to arrive at an account of 'what
is said'. It does not rule out a host of examples that have nothing at all to
do with saying, such as flashing your headlights to indicate that the other
driver has right of way. Grice's solution is in effect to do something close to
the manoeuvre suggested by Searle in Speech Acts. He proposes to import into
the definition of 'meaning' a specification that the utterer's action must
constitute a unit in some linguistic system that has, or contains, the meaning
intended by the utterer. In other words, 'U did something x which is an
occurrence of a type S part of the meaning of which is "p" 16
Furthermore, he introduces a notion of what U 'centrally meant' in doing x, in
order to distinguish a core meaning from other aspects of what may be conveyed
by an utterance, in particular from its con-ventional implicatures. In effect,
Grice is introducing the notion of conventional meaning into utterer meaning,
making it serve as part of the definition of what a speaker can legitimately
intend by an utterance, while still maintaining that individual speaker
intention is the primary factor in meaning. Grice extends his discussion of the
different 'levels' of meaning to allow for four separate levels, labelled
'timeless meaning', 'applied timeless meaning', 'occasion meaning of
utterance type' and 'utterer's occasion meaning'. In the same
lecture, Grice responds to some of the criticisms of 'Meaning' '.
Most of these, such as Schiffer's identification of an unten- able
infinite regress, were not published at the time. Grice is replying to
objections put to him 'in conversation'. His response to Schiffer is, in
effect, that the mental exercises required in recognising the infinite regress
in intentions quickly become 'baffling'. Whatever they may demonstrate in
theory, they are impossibly complex for any real-life situation: At some
early stage in the attempted regression the calculations required of A by U
will be impracticably difficult; and I suspect the limit was reached (if not
exceeded) in the examples which prompted the addition of a fourth and fifth
condition. So U could not have the intention required of him in order to force
the addition of further restrictions. Not only are the calculations he would be
requiring of A too difficult, but it would be impossible for U to find cues to
indicate to A that the calculations should be made, even if they were within
A's compass. So one is tempted to conclude that no regress is involved.
62 Searle's 'American soldier' counter-example was already published in
article form, and Grice responds to it by arguing that Searle is unjustified in
claiming that the soldier did not mean 'I am a German officer'.
Regardless of what the utterance conventionally meant in German (the question
about lemon blossom), if the soldier used it with the intention of getting his
captors to believe that he was a German officer, this was what he meant by the
utterance. Grice offers a revised definition of his account of meaning.
Intention is still the central notion, which Grice discusses in terms of
'M-intentions', emphasising the importance of the speaker's desire for some
response from the audience. The remaining two lectures in the 'Logic and
conversation' series develop further this notion of M-intending. At the start
of the penultimate lecture, published under the title 'Utterer's meaning,
sentencemeaning and word-meaning', Grice displays a typical mixture of caution
and ambition. He is concerned with the relationship between what a particular
person meant on a particular occasion, and what a sentence or word means. What
he has to say about this 'should be looked upon as an attempt to provide a
sketch of what might, I hope, prove to be a viable theory, rather than as an
attempt to provide any part of a finally acceptable theory' 63 Speakers may
have one of two attitudes to an utterance, which will determine their
M-intentions. They may wish to get hearers to believe something, or they may
wish to get hearers to do something. These two attitudes, or moods, relate to
indicative or assertive utterances and to imperative utterances. The two moods
are represented by the symbols + and ! respectively. Grice proposes that the
symbol * stand as a 'dummy operator' in the place of either of these.
Thus a general statement of the form 'Jones meant that *p' could be filled out
using a specific mood operator and an indicative sentence to give either 'Jones
meant that + Smith will go home' or 'Jones meant that ! Smith will go
home'. • A further expansion, substituting a clause in indi- rect
speech, yields 'Jones meant that Smith will go home' and 'Jones meant that
Smith is to go home', ', both instantiations of the original
formula. M-intentions in relation to imperative types are now defined as
the intention that hearers should intend to do something, rather than the
earlier, simpler definition that they should do something. The M-intended
effect of an indicative-type utterance is no longer necessarily that the hearer
should believe something 'but that the hearer should think that the utterer
believes something'6 The effect of these two changes, particularly the first,
is that all possible M-intentions are defined in terms of some psychological
notion. Grice explicitly defends his use of what he calls 'intensional' concepts:
those defining meaning not just in relation to how language maps on to the
world, but also to how it relates to individual minds. Psychological concepts
should not be ruled out, he argues, if they have something explanatory to offer
to a theory of language. In this lecture, Grice indicates an account of how
timeless meaning in a single idiolect may develop to become timeless meaning
for a group. In effect, he is arguing that individual speaker meaning can, over
time, yield conventional meaning. The exact status of this conventional meaning
is perhaps still uncertain. Meaning is best explained in terms of the practices
of a group; drawing on this, conventional meaning comes from 'the idea of
aiming at conformity'. 65 Grice recognises a tension, or an 'unsolved problem'
in the relationship between these two types of meaning. Briefly, 'linguistic
rules' can beidentified such that our linguistic practice is 'as if we accepted
those rules and conscientiously followed them'. But the desire to see this as
an explanation rather than just an interesting fact about our linguistic
practice leads us to suppose that there is a sense in which 'we do accept these
rules'. This then leaves the problem of distinguishing ontologically between
acceptance of the rules and existence of the practice. In the final
William James lecture, Grice attempts a restatement of his position on meaning.
To say that someone, U, means something, p, by some utterance of C, is to talk
about 'U's disposition with regard to the employment of C'. This disposition
'could be (should be) thought of as consisting of a general intention
(readiness) on the part of U; U has the general intention to use C on
particular occasions to means that p' (Grice is here using 'mean,' for 'speaker
meaning'). Although he still wants to claim that all meaning is ultimately
dependent on intention, Grice is no longer claiming that all meaning is derived
from speaker meaning, therefore specifically from M-intentions. His extensive
modifications of his theory of meaning have themselves been the subject of
criticism. In 1973 Max Black, responding to the lectures so far published,
commented on Grice's 'almost unmanageable elaborations' of his own theory. He
likens the tenacity with which Grice clings to the original idea to the latter
fate of the Principle of Verifiability', with its numerous qualifications and
reservations in the face of counter-examples. Employing an accusation
that had long haunted Grice, he suggests that this tenacity goes beyond 'an
admirable stubbornness' , amounting to 'something that might be called a
"philosophical fixation"'. The exact nature of conventional
meaning and its relation to the more central notion of speaker's meaning are
perhaps the least well resolved aspects of the William James lectures. They
are, however, crucial to Grice's central programme. A fully integrated
philosophy of language relating abstract linguistic meaning to what individual
speakers do in particular contexts needs at least a clear account of the status
of linguistic meaning. Grice seemed uncomfortable with its pres-ence, but
increasingly to be aware of his need to account for it. Towards the end of his
life, he commented that the relationship between word meaning and speaker
meaning was the topic 'that has given me most trouble'. However, some later
commentators have been more optimistic on his behalf. Anita Avramides has
argued that it is possible to reconcile a psychological account of meaning with
a conventional account, urging that 'Grice's work on meaning is, I believe, of
a hearty nature and can endure alteration and modification without becoming
obsolete.' Brian Loar has dismissed possible criticisms that Grice's account of
speaker meaning must always presuppose linguisticmeaning, claiming that 'the
basic illumination shed by Grice's account of speaker's meaning does not depend
on such precise conceptual explication.'1 The problems surrounding
conventional meaning prompted some of the earliest published responses to the
William James lectures, perhaps in part because the last two lectures in the
series, both concerned with this general topic, were the first to appear in
print: 'Utterer's meaning, sentence meaning, and word-meaning' in 1968 and
'Utterer's meaning and intentions' in 1969. In 'Meaning and truth', his discussion
of the 'Homeric struggle' between formal semanticists and
communication-theorists, Strawson suggests that the latter must always
acknowledge that in most sentences 'there is a substantial central core of
meaning which is explicable either in terms of truth-conditions or in terms of
some related notion quite simply derivable from that of a truth-condition.'
Strawson singles out Grice's 1968 article as an example of a communication
theorist implicitly making such as acknowledgement. Another published
response to these early articles came from Chomsky. It is clear from his 1976
book Reflections on Language that Grice's admiration for his work was not
reciprocated. Chomsky detects a return to behaviourism in 'Utterer's meaning,
sentence meaning, and word-meaning'. This is rather surprising, given Grice's
own explicit rejection of behaviourism, and given his spirited defence of the
need to allow psychological concepts into the theory of language. Chomsky picks
up on Grice's reliance on having 'procedures' to produce certain effects as an
account of timeless meaning for a particular individual. Such an account,
Chomsky argues, simply cannot explain the creativity of language use: the
ability of speakers to produce and hearers to interpret an infinity of new
sentences. He is uncomfortable with the loose ends and pointers to unresolved
problems typical of Grice's work. In particular, and not surprisingly, he
picks up on Grice's discussion of the status of linguistic rules. This
question, Chomsky insists, is 'the central problem, not a marginal one' 73 His
own answer is, of course, that speakers really do follow linguistic rules in
constructing utterances, and that these rules can tell us everything about the
linguistic meaning of an utterance, and nothing about what an individual
speaker meant in producing the utterance. In this book, as elsewhere, Chomsky
is advocating a complete divorce between the discussion of linguistic meaning
and the study of communication. Communication, he argues, is not the only, and
by no means a necessary, function of language. Here is the source of the
ultimately irresolvable difference between Chomsky and Grice. For Grice,
communication is primary; the best chance for explaining language is by way of
explaining communication.Grice returned to Oxford after the William James
lectures, but only for one term. In the autumn of 1967 he took up an
appointment at the University of California, Berkeley. The move was permanent;
during the rest of his life he was to make only a handful of brief return
visits to England. It was also in many ways incongruous. A thoroughgoing
product of the British elite educational system, Grice delighted in the rituals
and formalities of college life. And even Kathleen was amazed that he was ready
to turn his back on cricket, concluding that it was only because at 54 he was
too old to play for county or college that he was prepared to move at all. But
there was no reluctance in Grice's acceptance of his new appointment. In fact,
he engineered the move himself. While at Harvard, he had made his interest
known generally in the American academic community. When the offer came from
Berkeley he had accepted it enthusiastically and, somewhat naively, without
negotiation. Grice's only published comment on the reasons for his move
to America is in the philosophical memoir in his Festschrift, part of his
description of the development of the theory of conversation: During this
time my philosophizing revealed a distinct tendency to appear in formal dress;
indeed, the need for greater contact with experts in logic and in linguistics
than was then available in Oxford was one of my main professional reasons for
moving to the United States.' Certainly, the later William James lectures
show an increasing formal-ism. For instance, in 'Utterer's meaning, sentence
meaning and word-meaning' Grice uses symbols to generalise over variables and
producegeneric logical forms to be instantiated in particular utterances. He
had found this way of working with language appealing on his earlier visits to
America, and two of his major philosophical influences at this time, Chomsky
and Quine, were American. There were other, more personal reasons for the
move. Grice had become a confirmed admirer of all things American. He
appreciated the comparatively relaxed social mores; the informality of the
1960s, which had not yet fully penetrated the Oxford colleges, suited his own
disregard for personal appearance. He loved the Californian sunshine. And he
was enthusiastic about the ready availability of what he saw as the most
important commercial commodities. Asked by one colleague what was attracting
him away to America he replied, 'Alcohol is cheap, petrol is cheap, gramophone
records are cheap. What more could you want?' Perhaps above all, he liked the
openness and warmth of American society. One incident in particular, from a few
years earlier, had strengthened him in this opinion. He had recently returned
to Oxford after a stay of several months in Stanford. He ran into a relatively
close colleague, who followed up a platitudinous declaration that they must
meet up some time with the comment, 'I don't seem to have seen you around. Have
you been away?' For Grice, this was indicative of a certain coldness and
distance in British, or at least Oxford, society that contrasted poorly with
his recent experiences in America. Certainly, he took to his new lifestyle with
ease and enthusiasm. Soon after the move he bought a house in the
Berkeley Hills, with a balcony overlooking San Francisco Bay. Kathleen, who had
stayed in England to oversee their two children's university entrances, moved
to Berkeley only in 1969, by which time the matter of the house was all
settled. She took a job teaching children with special needs, and would often
return after a day's work to find every window sill covered with dirty glasses,
some covered in paint smudges. Grice was in the habit of extending his
hospitality to every visitor to the house, whether colleague, student or
decorator, but not of tidying up afterwards.? Berkeley in 1967 was a
centre for the anti-Vietnam War movement, for the student protests and for the
associated questioning of social and political orthodoxy. However, such
challenges were not necessarily felt within the institution of the university itself.
The philosophy department had maintained a sharp hierarchical distinction
between faculty and students, even at graduate level. Grice, who specified that
he would teach only graduate students, had an impact on this. For all its
formality and traditionalism, the Oxford college tutorial system had the effect
of promoting regular contact, and free exchange of ideas, between tutorsand
students. Grice had greatly benefited from this, first as a student of W.
F. R. Hardie, and later as a tutor to younger philosophers such as Peter
Strawson. At Berkeley he taught his students in small groups, and encouraged
them to talk to him outside class times about philosophical ideas, including
their own. At his instigation, the weekly philosophy research seminars were
followed by an evening for both faculty and students in a local restaurant or
at his house. In turn, he was a regular and enthusiastic attender of student
parties. His motives were, of course, a mixture of the intellectual and the
social, but the effect was to offer students an unprecedented access to the
time and ideas of a member of faculty. Just as he retained a distinctly
'Oxford' ethos in his teaching, despite his enthusiasm for his new post, so
Grice remained unmistakably British, and more specifically old-school British
establishment. Perhaps even more strikingly after 1967 than before, his
supposedly 'everyday' linguistic examples were peopled by majors, bishops and
maiden aunts, set at tea parties and college dinners. He continued to produce
manuscripts in British English spelling, to be painstakingly changed to
American spellings by the copy editors. And in tape recordings even from 20
years after the move, his conservative RP accent stands out in sharp contrast
to those of his American colleagues. Nor did Grice entirely leave behind the
methods and orthodoxies of Oxford philosophy when he moved to Berkeley to be in
closer contact with American formalism. Commentators on twentieth-century
philosophy have drawn attention to the different ways in which analytic
philosophy developed in America and in Britain. For instance, writing in 1956,
Strawson describes the American tradition as turning away from everyday
language in order to concentrate on formal logic, a tendency he sees
represented in the work of Carnap and of Quine. This he contrasts with the
British, or rather English, tradition, exemplified by Austin and Ryle, with its
continued close attention to common speech. He sees the former approach as
representing a desire to create something new, and the latter a desire to
understand what already exists; he even goes so far as to suggest that these
'national preferences' are indicative of 'a characteristic difference between
the New World and the Old'.3 Grice could be seen as making a strong statement
of academic intent by moving to America, but even in the work he produced
immediately after that move, perhaps the most formal work of his career, he
retained a distinctively 'Old World' sensitivity to ordinary language.
Grice's first publication after the move, apart from the two William James
lectures that appeared in print in the late 1960s, was 'Vacuousnames',
published in 1969. This was firmly located in a formalist tra-dition, appearing
in a volume of essays responding to the work of Quine and including contributions
by linguists and logicians such as Chomsky, Davidson and Kaplan. It was
concerned with issues of refer-ence, in particular the question of how best to
analyse sentences containing names that fail to refer, sentences such as
'Pegasus flies'. Grice had in fact been working on reference for some time,
both before and after his move. He was lecturing on the topic in Oxford in
October 1966, and gave a paper closely related to 'Vacuous names' at Princeton
in November 1967. He comments at the start of the published paper on his own
inexperience in formal logic: 'I have done my best to protect myself by
consulting those who are in a position to advise me; they have suggested ideas
for me to work on and have corrected some of my mistakes.* It seems that he had
undertaken, quite self-consciously, to educate himself in predicate logic, so
as to be in a position to answer the question in which he had become
interested. The quantity of notes that survive from this period, and the wide
range of materials they cover, testify to the perseverance, and also the
relentlessness, with which he pursued this end. Tiny, scrawled logical symbols
cover headed note-paper from both St John's College and the Berkeley
department, and envelopes addressed to Grice both at Woodstock Road and at
various temporary addresses from his early months in Berkeley. In some of
the notes from early in his Berkeley career, Grice devotes a lot of attention
to the way in which expressions such as 'reference' and 'referring' are used in
everyday language. He considers expressions such as 'in saying p, S was making
a reference' and 'in what S said p occurred referentially'. Such locutions, he
notes to himself, are 'princi-pally philosophical in character; ordinary chaps
don't often say this sort of thing'.' Instead, he investigates expressions that
do occur in ordinary language, such as the phrase 'when he said... he was
referring to .., for instance 'when he said "The Vice President has
resigned" he meant/was referring to the secretary'. People do regularly
use the expression 'refer' to describe not just what phrases literally denote,
but what people intend to pick out, or point to. Grice tackles the apparent
paradox introduced by such an example. If what the speaker meant was that the secretary
(Jones) had resigned, and it is true that the secretary had resigned, what he
said is true. However, what he said entails that there is (was) a
vice-president. In a situation where it is not true that there is (was) a
vice-president, what is said is not true. It seems at least possible that the
speaker's remark must be both true (because the secretary has resigned) and not
true (because there is no vice-president) atthe same time. Grice notes that the
'truth of what is said (in suitable cases) must turn not only on denotation but
also on reference': on what the speaker intends to pick out as well as on what
the words literally indicate. In 'Vacuous names' ', Grice declares
himself keen to uphold if possible a number of intuitively appealing dogmas.
These should ideally inform the construction of a predicate calculus to explain
the semantics of natural language. The dogmas include a classical view of
logic, in which if Fa is true then ~Fa must be false, and vice versa. They also
include the closely related claim that 'if Pegasus does not exist, then
"Pegasus does not fly" (or "It is not the case that Pegasus
flies") will be true, while "Pegasus flies" will be
false'." If these truth relations hold, 'Pegasus flies' logically entails
that Pegasus exists. In this, Grice is proposing to sustain a Russellian view
of logic. This may seem like an unexpected or contradictory proposal from a
philosopher of ordinary language who had collaborated with Strawson and
employed his 'presuppositional' account of such examples in their joint work on
categories. However, Grice had been moving away from a straightforwardly
presuppositional account for some time. As early as the notes for the lectures
on Peirce from which 'Meaning' developed, he had pondered the idea that
examples Strawson would describe as presuppositional might provide
illustrations of the difference he was investigating between sentence meaning
and speaker meaning? Grice does not argue that Strawson's account of
presupposition does not work, or does not explain accurately how people
understand utterances in context. But he suggests that it is not necessary to
use Strawson's observation as an explanation of sentence logic as well as
speaker meaning. In the years since he made these notes, he had of course
refined this notion in much more detail, developing in the William James
lectures the idea that logical form may be quite different from context-bound
interpretation, with general principles of language use mediating between the
two. He adopts this approach in 'Vacuous names' '. He con- siders
two different uses of the phrase 'Jones's butler' to refer to an indi-vidual.
On one occasion, people might say 'Jones's butler will be seeking a new
position' when they hear of Jones's death, even if they do not know who the
butler is; they might equally well say 'Jones's butler, whoever he is, will be
seeking a new position'. On a different occasion, someone says 'Jones's butler
got the hats and coats mixed up', describing an actual event, but mistakenly
applying the name 'Jones's butler' to a person who is actually Jones's
gardener; Jones does not in fact have a butler. In effect Grice wields Modified
Occam's Razor, although he doesnot name it, when he insists that there is no
difference in the meaning of the descriptive phrase in these two instances,
only in the use to which it is put. I am suggesting that descriptive phrases
have no relevant systematic duplicity of meaning; their meaning is given by a
Russellian account.' So in the second case, when 'Jones's butler' fails literally
to refer, 'What, in such a case, a speaker has said may be false, what he meant
may be true (for example, that a certain particular individual [who is in fact
Jones's gardener] mixed up the hats and coats)." For Grice, our responses
to speakers' everyday use of expressions may not be the best guide to
logic. Grice was genuine in his desire to find out more about both logic
and linguistics. His notes from the years immediately following the move to
Berkeley reveal that, as well as setting himself the task of learning predicate
calculus, he was reading current linguistic theory. Along with his own
extensive notes on the subject, he kept a copy of Chomsky's 'Deep structure,
surface structure and semantic interpretation', in a version circulated by the
Indiana University Linguistics Club early in 1969.1º He also had a number of
articles on general semantics, on model-theoretic semantics, and on the
semantics of children's language. The notes show him at work on the interface
between semantics and syntax. There are tree diagrams and jottings of
transformational rules mapping one diagram on to the next. There are sketches
of phrase structure rules, such as 'NP → Art + N' and 'N → Adj + N',
accompanied by the list 'N: boy, girl, tree, hill, dog, cat'." He seems to
have been interested for a while in reflexive pronouns, listing verbs with
which they were optional, or verb phrases from which they could be deleted
('shave myself'/'shave', 'dress myself'/'dress') and those from which they
could not ('cut myself'/'cut', 'warm myself'/'warm'). He also dabbled in
pho-netics, making notes to remind himself of words representative of the
various vowel sounds, and drawing up a table of the distinctive features of the
consonants Ip, lt and kJ. Given this flurry of interest in linguistics,
and his stated intention of putting himself into closer connection with
practising linguists, it is striking that Grice does not seem to have sought
any contact with linguists working at Berkeley. This is all the more surprising
given that the interests of some Berkeley linguists at the time might be seen
as corresponding remarkably closely to his own. If Berkeley was a hub of
student uprising in 1967, it was to become a centre for a different, quieter
revolution in the early 1970s. The generative semanticists were in revolt
against what were now the orthodoxies of Chomskyan linguistics. Chomsky
was maintaining his hard line on the difference betweenlinguistic and
non-linguistic phenomena. He argued that generative grammar was concerned with
syntactic structure, and with semantic meaning to the extent that it depended
on deep structure. It had nothing whatsoever to say about how speakers use
language in context. The generative semanticists argued that, if grammar
really was to offer an account of the human mind, it should be able to explain
all aspects of meaning, including the obvious fact that meaning is often
indirect, or non-literal. Robin Lakoff has described how, in making such
claims, linguists such as Paul Postal, George Lakoff, James McCawley and John
Ross were seen as directly opposing Chomsky. Their attempts to find ways of
incorporating various aspects of utterance meaning into a formal theory of
language led to more and more complicated linguistic rules, and eventually to the
failure of generative semantics as an enter-prise. Along the way, however, they
picked up on work from ordinary language philosophy as 'the magic link between
syntax and pragmat-ics'." Speech act theory offered a way of incorporating
utterance function into grammar. Generative semanticists attempted to account
for implicit performatives, where no overt performative verb is present, in
terms of a 'performative marker' in deep structure.13 Grice's theory of
conversation suggested possibilities for incorporating context-sensitive rules
into grammar, and thereby explaining a wide range of non-literal or indirect
meaning.14 However, there was little personal contact between Grice and
the linguists who were making such enthusiastic use of his work. Programmes of
the Berkeley linguistics colloquium, sent to Grice in the philosophy
department, provided him with paper for his incessant jottings and list-ings,
but were left unopened. McCawley's work on the performative hypothesis gets a
mention in a handout for Grice's students from 1971, but references in his more
public lectures and in his published work are always to philosophers rather
than linguists. Aware of what linguists were doing, but not in active dialogue
with them, he worried privately in his notes over whether logicians and
linguists actually mean the same by their apparently shared vocabulary such as
'syntax' and 'semantics'. T have the feeling', he confesses, 'that when I
use the word "semantic" outside logical discussion, I am using the
word more in hope than in understanding.'5 There are, perhaps, two
explanations for Grice's silence on the topic of generative semantics in
particular, and of linguistics more generally, although there is no evidence
that Grice himself endorsed either of these. One is to do with the specific
differences between Grice's enterprise and that of his contemporaries in
linguistics, the other with themore general differences between linguistics and
philosophy as disci-plines. Although one of Grice's central interests at the time
was that of linking semantics and syntax into a coherent theory of language, he
saw semantics as primary and syntax as derived from it. As he suggested in one
talk on the subject: What I want to do is in aid of the general idea that
one could work out for a relatively developed language a syntax such that all
the way down any tree which would terminate in the [sic] sentence of the
language would be a structure to which a semantical rule was attached.17
His theory of meaning was the driving force behind his theory of lan-guage. The
generative semanticists, on the other hand, took syntax as primary. Syntax,
with a much more precise definition than Grice was using, was the governing
factor in language. Their aim was to use it to explain as many aspects of meaning
as possible. More generally, as Robin Lakoff has pointed out, the
disciplines of philosophy and linguistics have different expectations of a
'theory' of language and make different assumptions about the role of examples.
18 Linguists, at least those within a broadly 'Chomskyan' framework, are
generally committed to the scientific validity of their theories. Examples are
used to demonstrate a point and, in the face of counter-examples, the theory
must be modified or in the worst case abandoned. Philosophers in Grice's
style are concerned with producing philosophically revealing accounts of the
relevant phenomena, and examples are used to illustrate these accounts. Some of
the more recent reactions to the theory of conversation from within linguistics
highlight these different expectations. For instance, Paul Simpson has
complained that 'Grice's own illustrations are all carefully contrived to
fit his analytic model; as a result there emerge from the theory too few
explicit criteria to handle the complexity of naturally occurring language.''
For Grice's purposes, the close fit of illustration and model is no problem; to
a linguist it is a major fault. In 1970, Grice gave a series of lectures
and seminars at the University of Urbana under the uncompromisingly ambitious
title 'Lectures on language and reality'. He explains at the start of these
that his overarching theme will be reference, a topic that has interested him
for some time. His interest follows on his belief that a clear account of reference
is essential to a full understanding of many other central topics in the
philosophy of language. More specifically and recently, he has come tosee its
significance to the connections between grammar and logic, between syntax and
semantics. In the first lecture he launches into an elaborately coded account
of language, based on a pseudo-sentence invented by Rudolf Carnap. In the
introduction to The Logical Syntax of Language, Carnap presents a typically
logical positivist account of the philosopher's reason for taking language
seriously. A suitably rigorous language will provide the necessary tools for
logical and scientific exposition. This language is to be a formal system,
concerned with types and orders of symbols but paying no attention to meaning.
'The unsystematic and logically imperfect structure of the natural
word-languages' makes them unamenable to such formal analysis, but in a
'well-constructed language' it is possible to formulate and understand
syntactic rules. 20 For instance, given an appropriate rule, it can be
proved that the word-series 'Pirots karulize elatically' is a sentence,
provided only that 'Pirots' is known to be a substantive (in the plural),
'karulize' a verb (in the third person plural), and 'elatically' an adverb...
The meaning of the words is quite inessential to the purpose, and need not be
known. Carnap does no more with his invented example, proposing instead
to stick to symbolic languages. Grice's approach and purpose in 'Lectures
on language and reality' are very different from Carnap's, although he does not
refer directly to these differences, and indeed mentions Carnap only in
passing. Still at heart a philosopher of ordinary language, Grice is convinced
that natural language is a worthwhile focus of philosophical investigation in
its own right, and that its apparent logical imperfections are not
insurmount-able. Moreover, it is philosophically important because of the
purposes to which it is put, not because of its potential for logical
expression. Perhaps with an eye to the subversiveness of his undertaking,
he borrows from Austin's paper 'How to talk: some simple ways' in suggesting
that his programme might be subtitled 'How pirots carulize elatically: some
simpler ways'.21 Grice uses Carnap's nonsense words, and others like
them, to build up a fragment of a fantasy world. So his audience is treated to
pieces of information such as 'a pirot a can be said to potch of some obble
& as fang or feng; also to cotch of x, or some obble e, as fang or feng; or
to cotch of one obble o and another obble o1 as being fid to one another'. 22
Some way into the first lecture he offers the audience the key to thiscode.
Pirots are much like ourselves, and inhabit a world of obbles very much like
our own world. To potch is something like to perceive, and to cotch something
like to think. Feng and fang are possible descrip-tions, much like our
adjectives. Fid is a possible relation between obbles. Part of the reason
for the elaborate story of obbles, he suggests, is because: it seems to
me very important that, when one is considering this sort of thing, one should
take every precaution to see that one isn't taking things for granted and that
the concepts which one is going to use have, as their basis, concepts which
will only bring in what is required for them to do whatever job it is that one
wants them to do. Carnap wanted to use semantically opaque forms to hint
at how an analysis of syntax might proceed without reference to meaning.
Grice's intention in borrowing his example is to consider what concepts might
be necessary to the discussion of meaning and reference, freed from the
normal preconceptions of such a discussion. It is when the behaviour of
pirots is considered, when a group of pirots in a particular gaggle interact
together, that the notion of reference becomes important. Situations in which
pirots want to communicate about obbles are when language 'gets on to the
world'. In effect, Grice is encouraging the dispassionate consideration of what
rational beings are likely to do with a communication system. The regularities
of syntax are based on language's function of referring to the world; the types
of meanings the pirots need to express determine the structures of the
language. A successful language is one able to offer true descriptions of the
world. The business of language, its driving force, is com-munication. Grice
may appear to have moved rather a long way from the ideals of ordinary language
philosophy, in constructing an artificial code, or language fragment. However,
he emphasises that he see this as a necessary simplification, as a way of
modelling and defamiliarising natural language in order to study it more
clearly. His interest remains with the issue of how language maps on to
reality: how it exists principally as a system for communicating about the
world shared by a community of speakers. He is interested in the workings of
natural language rather than the regularities of the constructed, purified
language of logic. The transcriptions of the Urbana seminars show one
participant asking him whether it would not be better to stick to a logical
lan-guage, with its simple, familiar structures: 'why bother with
ordinarylanguage?' Grice's simple reply is 'I find ordinary language more
interesting. 23 Grice returns to the debate between Russell and Strawson
over denoting expressions that fail to refer in the fourth Urbana lecture, the
only one to be published (some years later, as 'Presupposition and
conversational implicature'). Here again, his inclination is in favour of
Russell's theory of descriptions to account for examples such as 'the king of
France is bald', and to find alternative explanations for the
'presuppo-sitional' effects associated with them. Characteristically tentative,
Grice does not explicitly endorse the Russellian position, but proposes to
investigate it and test the extent of its applicability. This time, he states
explicitly that he will apply the 'dodge' of implicature. On Russell's
interpretation of 'the King of France is bald', both the unique existence and
the baldness of the king of France are logical entailments of the sentence;
'the king of France is not bald' is ambigu-ous, with both entailments of the
positive sentence equally possible candidates for denial. Strawson objected
that a person who utters 'the king of France is not bald' will generally be
taken to be committed to the existence of the king and to be denying his
baldness. The supposed ambiguity is rarely if ever a feature of the use of such
an expression. Grice concurs with Strawson's suggestion that the
commitment to existence seems to be shared by the assertion and its denial.
However, he argues, it is not necessary to assume that the commitment is of the
same order, or to the same degree, in both cases. If Russell's interpretation
is retained, it follows that the denial must be semantically ambiguous between
a negation with scope over the whole sentence, and negation with scope simply
over the baldness. The latter does, whereas the former does not, retain
semantic commitment to the existence of the king of France. On this
interpretation the existence of the king of France is an entailment of the
positive assertion, and of one (strong) reading of the denial. However,
'without waiting for disambiguation, people understand an utterance of
"the king of France is not bald" as implying (in some fashion) the
unique existence of the king of France.'2 In response to this, it is possible
to argue that on the weak reading of the denial the commitment to the existence
of the king, although not a logical entail-ment, arises as a conversational
implicature in use. The implicature envisaged by Grice in this latter
case is a generalised conversational implicature; it arises by default when the
expression is used, unless cancelled explicitly or by features of the context.
It is present because of the speaker's choice of the form of expression. For
this reason Grice proposes to explain it in terms of the general categoryof
Manner. In his original account of this category he suggested four maxims, and
hinted that it might be necessary to add more. Here, he suggests one such
addition, namely the maxim 'Frame whatever you say in the form most suitable
for any reply that would be regarded as appro-priate', or 'Facilitate in your
form of expression the appropriate reply' 25 It is reasonable to expect that
conversational contributions will be expressed in a manner conducive to the
most likely possible reply or range of replies. The facilitation of
likely responses is also advanced to counter another of Strawson's objections
to Russell. On Russell's account, an utterance of 'the king of France is bald'
is simply false. Yet, Strawson observes, our most likely response on hearing it
uttered would not be to say 'you're wrong' or 'that's false', but to be in some
sense lost for an answer. According to Grice, the speaker in such a
situation has not framed the utterance in a way that makes a reply easy. One
possible likely response to a statement is a denial. In a conversational
contribution entailing several pieces of information it is possible that any
one of these pieces may be denied, but some particular aspect is often a most
likely candi-date. If all pieces of information are equally likely to be
denied, the most cooperative way of phrasing the utterance would be as a simple
conjunction of facts. The speaker would be expected to utter something close to
the Russellian expansion, something such as 'there is one unique king of
France, and this individual is bald'. In producing the contracted form 'the
king of France is bald', however, the speaker is apparently assuming that
possible responses do not include the denial of the unique existence of the
king of France. Grice suggests that it is generally information with
'common-ground' status that is not considered a likely basis for denial. This
may be because the information is commonly known, and known to be commonly
known between speaker and hearer. But this explanation will not always
serve: For instance, it is quite natural to say to somebody, when we are
discussing some concert, My aunt's cousin went to that concert, when we know
perfectly well that the person we are talking to is very likely not even to
know that we have an aunt, let alone know that our aunt has a cousin. So the
supposition must be not that it is common knowledge but rather that it is
noncontroversial, in the sense that it is something that we would expect the
hearer to take from us (if he does not already know). That is to say, I do not
expect, when I tell someone that my aunt's cousin went to a concert, to be
questioned whether I have an aunt and, if so, whether my aunt has a cousin.This
is the sort of thing that I would expect him to take from me, that is, to take
my word for. 6 The king of France is bald' presents the baldness as available
for discussion, as possibly controversial. The existence, however, is not
treated as something likely to be challenged. This explains the difficulty
encountered by anyone who does in fact want to challenge it. Similarly, the
negative statement is interpreted as a challenge to some actual or potential
statement in which the baldness, not the existence, of the king of France is at
issue. This explains why it is generally taken to commit the speaker to the
belief that the king of France exists, even if it does not in fact logically
entail this. Grice's treatment of presuppositional phenomena in
'Presupposition and conversational implicature' is sketchy and partial. He
offers a fairly detailed account of examples containing definite descriptions,
but his rapid survey of other types of presuppositional phenomena suggests that
his account may not be easily extendable. The paper offers a further example of
an attempt to apply the phenomenon of conversational implicature to a
philosophical problem of long standing, and in particular to preserve a
classical account of logic in the face of apparently intractable facts of
language use. In considering the link between grammatical structure and the
status of information, it draws on Grice's general interest in ways in which
meaning may drive syntax. He does not generalise from the particular
consideration of referring expressions in this paper. However, an unpublished
paper from much later in his life does suggest the directions in which his
thoughts may have devel-oped. In 1985, Grice was seeking to reconcile the
Oxford school of philosophy with Aristotle's idea that philosophy is about the
nature of things, rather than language. He proposes to adopt the hypothesis
that opinion is generally reflected in language, with different 'levels'
representing different degrees of commitment. Some aspects of knowledge receive
the deepest level of embedding within syntax, residing in what Grice describes
as the 'deep berths' of language. It is not possible for a speaker even to use
the language without being committed to these. The deepest levels are at
a premium, so it is in the interests of speakers to reserve these for their
deepest commitments. People might challenge these, Grice suggests, but it would
be dangerous to do so. If we subscribe to this account, we might be tempted to
argue that first principles of knowledge are to be found in the syntactic
structure, rather than the vocabulary, of language: 'how we talk ought to
reflect our most solid, cherished and generally accepted opinions 2 In this
discussion of whatis presented as uncontroversial and what as available for
denial, Grice might be described as interested in the ways in which different
syntactic devices available for conveying information bring with them different
existential and ontological commitments. The fourth Urbana lecture, taken
on its own, offers an account of how a possible addition to the category of
Manner suggests a new approach to the problems posed by Russell's theory of
descriptions. In the somewhat abridged form in which it was published as
'Presupposition and conversational implicature' this is, of course, how it is
generally read. In the context of the Urbana lectures as a whole,
however, it can also be seen as part of a much more ambitious project to
describe how lan-guage, as a system to serve the communicative needs of
rational beings, 'gets on to' the world, or functions to refer and
describe. In this context, it is also apparent that Grice saw the question of
the nature of reference as central to the philosophy of language, and
particularly to his current interest in the division between syntax and
semantics, or logic and grammar. Ultimately, it might be hoped that the
structure of language could be shown to be revealing of the structure of human
knowledge, precisely because language is dependent on knowledge. The
theory of reference was not the only topic in the philosophy of language to
which Grice returned during the early 1970s. His new interest in the
relationship between semantics and syntactic form, and hence in the expression
of human thought, also prompted him to revisit the topic of intention. He had
been elected Fellow of the British Academy in 1966, and in the summer of 1971
he made one of his rare return visits to England in order to give an Academy
lecture. For his topic, he chose to return to the themes of his discussion
paper 'Intentions and dispositions' some 20 years earlier. In the mean time,
Hampshire and Hart had published their 'Decision, intention and certainty'.
Gilbert Harman has repeated the rumour that this paper, containing a similar
idea to that in 'Intentions and dispositions', 'prompted Grice to develop his
alternative analysis'28 In his British Academy lecture, 'Intention and
uncertainty', Grice refers rather vaguely to 'an unpublished paper written a
number of years ago', and a thesis advanced in it that he now wants to
criticise. He reformulates his original two-pronged account as a three-pronged
one by making independence from empirical evidence into a separate criterion.
'X intends to do A' can truthfully be used only in cases where X is ready to
take any preparatory steps necessary to do A. Further, such a statement
implies or suggests that X is not in any doubt that X will in fact do A.
Finally, this certainty on the part of the speaker must be independent of any
empirical evidence. Drawing onthe old ordinary language technique of devising a
dialogue as context for a particular word, Grice offers the following
illustration: I intend to go to that concert on Tuesday. You will enjoy that. I may not be there. I am afraid I don't understand.
The police are going to ask me
some awkward questions on Tuesday afternoon, and I may be in prison by Tuesday
evening. Then you should have said to
begin with, 'I intend to go to the concert if I am not in prison', or, if you
wished to be more reticent, something like, 'I should probably be going', or,
'I hope to go', or, 1 aim to go', or, 'I intend to go if I can'. Grice seems
unconcerned by the highly artificial nature of this 'con-versation', compared
to the structure and flow of naturally occurring talk. He comments that 'it
seems to me that Y's remarks are reasonable, perhaps even restrained. 2 His
point is that it seems legitimate to object to a use of 'I intend.' in cases
where the speaker is not sure that it will be possible to fulfil the intention.
The omission of such an addition as '... if I can' is possible only in cases
where the doubt is perfectly obvious to both speaker and hearer, as when the
speaker is making plans to keep ducks in extreme old age, or to climb
Everest. Grice's criticism of his own earlier analysis focuses on the
implication that an intention is a type of belief, and the secondary notion
that it is a belief independent of evidence. He argues that there are simply no
parallels to be found for this type of belief; neither a hunch nor a memory
will fit the bill. A belief such as an intention would have to be - one
that could not be true, false, right or mistaken - simply does not properly
bear the title of belief at all. This means that intention lacks a clear
definition, leaving it open to a sceptical attack challenging the coherency of
ever saying 'I intend.. To use the statement 'I intend to do A' is to involve
oneself in some degree of factual commitment and there must be something giving
one the right to do this. Usually that something is evidence, but in the case
of intention it has been established that there is nothing that would count as
adequate evidence. Grice responds to this possible sceptical position by
rejecting the assumption that in stating an intention one is involved in a
factual com-mitment. Characteristically, he develops this objection by means of
a careful analysis of language. He suggests that there is a difference between
two uses of the 'future tense' in English, a difference notmarked
linguistically, or marked only in careful use in the distinction between 'I
will..' and 'I shall ... In most normal uses, 'I will ..! can be used either
with a future intentional or a future factual meaning. Strictly speaking,
if we intend to go to London tomorrow, we can only honestly use the expression
'I will go to London tomorrow' in its future intentional meaning; to do
otherwise would be to suggest that it is somehow beyond our control. And for
these future intentional statements it is simply not legitimate to ask for an
evidential basis, any more than it would be in response to 'Oh for rain
tomorrow!'. In each case to ask for evidence would be 'syntactically'
inappropriate. Having drawn attention to this distinction, Grice ponders
the links it suggests between intending and believing with respect to a future
action. He proposes the term 'acceptance' as one that can express 'a
generic concept applying both to cases of intention and to cases of belief'.3°
Using the notion of acceptance in the original three-pronged analysis might, he
suggests, rescue it from the criticisms based on its reliance on belief as
central to intention. In the case of intention but not of belief, X accepts
that X will do A and also accepts that X doing A will result from that
acceptance. No external justification is required. In the case of belief,
however, some external justification, or evidence, is needed for the
acceptance. At the start of 'Intention and uncertainty', Grice
acknowledges a debt to Kenny's concept of 'voliting'. He does not refer
directly to Kenny's work, but its influence appears in relation to the notion
of 'acceptance'. Anthony Kenny, an Oxford philosopher who was President
of the British Academy, had published a collection of essays entitled Action,
Emotion and Will since Grice's first attempt at analysing intention.
Kenny argues that expressions of desire and of judgement both display a similar
complexity; both take as object not a thing but a state of affairs, despite
surface appearances to the contrary. 'Wanting' always specifies a relation to a
proposition; so, for instance 'wanting X' is in fact 'wanting to get X'.
For this reason, we might 'expect that an analysis of a report of a desire
should display the same structure as the analysis of a report of a judgement'
3' Kenny introduces the artificial verb 'volit' to generalise over the range of
attitudes a speaker can adopt to a proposition that express approval, whether
this be approval of actual states, as in 'x is glad that p' or of possible
states as in 'x wishes that p'. This positive attitude distinguishes 'voliting'
verbs from simple judgement, which may be neutral or even disapproving. Kenny's
'volition' also covers intention. Later, Kenny proposes to borrow
Wittgenstein's term 'sentence-radical' to describe the propositional form
that can serve asthe object of any verb of 'voliting'. So 'You live here now'
and 'Live here now!' share the same sentence-radical as a common element of
meaning, and it is necessary to distinguish this from the 'modal com-ponent,
which indicates what function the presentation of this state of affairs has in
communication' 32 By means of this idea, Kenny is able to identify a connection
between his verbs of volition a nd those of judgement. There is some
relation which holds between a man's Idea of God and his Idea of England no
matter whether he judges that God punishes England or he wants God to punish
England. Any theory of judgement or volition should make this common element
clear.33 In 'Intention and uncertainty', Grice employs Kenny's notion
of 'voliting' in drawing a connection between intention and willing, but
he does not make much use of Kenny's analysis in terms of 'sentence-radicals'.
This clearly influenced his thinking in this area, however, and its effects can
be seen in 'Probability, desirability and mood operators', a paper written and
circulated in 1972, but never published. The connection between probability and
desirability, or at least between probability statements and desirability
statements, had been discussed by Donald Davidson in a paper Grice heard at the
Chapel Hill Colloquium in Philosophy at the University of North Carolina in the
autumn of 1967. Davidson was another of the highly formal American
philosophers of logic and language influential on Grice's thinking and
methodology at this time. In this paper, eventually published in 1970, Davidson
uses pr and pf, qualitative operators with scope over pairs of propositions
that express attitudes of the probable and the obligatory respec-tively. Thus,
'pr (Rx, Fx)' can be instantiated as 'That the barometer falls probabilizes
that it will rain', or, more naturally 'If the barometer falls, it almost
certainly will rain'. A moral judgements such as lying is wrong' is to be
understood, again as a relation between two proposi-tions, as something such as
'That an act is a lie prima facie makes it wrong'. This can be symbolised as
'pf (Wx, Lx)'.34 Grice considers attitudes towards probability and
desirability in terms of the functions they serve in human cognition. This is
reminiscent of his work in 'Indicative conditionals' on the purpose of logical
connectives such as 'v' and 's' in terms of their roles in reasoning processes.
Here, he argues that probabilistic argument functions in order to reach belief
in a certain proposition. Moreover:The corresponding function of practical
argument should be to reach an intention or decision; and what should
correspond to saying 'P', as an expression of one's belief, is saying 'I shall
do A', as an expres. sion of one's intention or decision. 35 Going
further than Davidson, Grice argues that structures expressing probability and
desirability are not merely analogous; they can both be replaced by more
complex structures containing a common element. Grice proposes two types
of operators, Op^ and Op". In combination, these replace Davidson's pf and
pr. The operators grouped together as Op® represent moods close to ordinary
indicatives and imperatives. They can be divided into two types: Op", and
Op", corresponding to t and ! respectively. A-type operators, on the other
hand, represent some degree or measure of acceptability or justification. They
can take scope over either of the B-type operators, yielding 'Op^ + Op", +
p', or 'Op^, +t + p' for an expression of 'it is probable that p' and
'Op", + Op" + a', or 'Op+! + p' for an expression of 'it is desirable
that a'. Moving on from operators to consider the psychological aspect of
rea-soning, Grice proposes two basic propositional attitudes: J-acceptance and
V-acceptance, to be considered as more or less closely related to believing and
wanting. Generalising over attitudes using the symbol 'V', he proposes 'X y'
[p]' for J-accepts and 'X y? [pl' for V-accepts. There are further, more
complex attitudes y and y*. These are reflexive: attitudes that x can take to
J-accepting or V-accepting. y is concerned with an attitude of V-accepting
towards either J-accepting [p] or J-accepting [-pl; x wants to decide whether
to believe p or not. y* is concerned with an attitude of V-accepting towards
either x V-accepts [p] or x V-accepts I-pl; x wants to decide whether to will p
or not. On the understanding that willing p gives an account of intending p, this
offers a formalisa-tion of intending. Grice notes that for each attitude
there are two further subdivisions, depending on whether the attitude is
focused on an attitude of x or of some other person. Therefore 'x y', Ipl' is
true just in case 'x y? [x y' [p] or x y' I-pll' is true; 'x y's Ipl' is
true just in case 'x V-accepts (y}) ly V-accepts (y*) [x J-accept (y') [p] or x
J-accept (v') [-p]ll' is true. Grice suggests an operator, Opa, corresponding
to each particular propositional attitude y', where 'i' is a dummy taking the
place of either 1, 2, 3, or 4, and where 'a' is a dummy taking the place of
either 'A' or 'B'. He now has four sets of operators, corresponding to
four sets of propositional attitudes, which he describes as follows:Op'a Judicative
(A cases Indicative, B cases Informative) Op a Volitive (A cases
Intentional, B cases Imperative) Op a Judicative Interrogative (A
cases Reflective, B cases Imperative) Op*a Volitive Interrogative
(A cases Reflective, B cases Inquisitive) For all 'moods' except the
second, the syntax of English does not reflect the distinction between the A
and B cases. Grice notes that 'in any application of the scheme to ordinary
discourse, this fact would have to be accommodated'. This suggests that he was
thinking of his scheme as at least in principle applicable to an analysis of
everyday language. For present purposes, he proposes to concentrate on the
simple judicative and volitive operators. This is presumably because these
express his basic psychological categories of J-accepting and V-accepting. He
has, however, established that it is possible to discuss more complex
opera-tors, and therefore more complex psychological attitudes, a topic to
which he was to return. The attitudes expressed by t, and by the pair and !'s
and ! ('I shall do A' and 'Do A') can be expressed by a general psychological
verb of 'accepts'. So, for instance, 'x J-accepts [pl' is 'x accepts [-pl' and
'x V-accepts [pl' is 'x accepts l'ap!'. Grice makes it clear that, in
discussing meaning, he is still describing a way of speaking, a type of
procedure for achieving a goal. The semantic characterisation of the operators
consists in specifying the associated procedures. This position has an
obvious kinship with views of Searle; one place where we differ is that I am
not prepared to treat as primitive the notion of rule (whether constitutive or
otherwise), nor that of convention (indeed I am dubious about the relevance of
the latter notion to the analysis of meaning and other semantic concepts). The
notion of a rule seems to me extremely unclear, and its clarification would be
one result which I hope might be obtained, ultimately, from the line of
investigation which I am pursuing in this paper. The written dialogue
between Davidson and Grice continued. In 1978 Davidson published a paper
entitled simply 'Intending', part of whichhe devoted to a response to Grice's
'Intention and uncertainty'. Like his earlier paper, 'Intending' was the result
of various drafts and conference papers, including one presented at the Chapel
Hill Colloquium in Philosophy in October 1974. There, Davidson has
commented, 'it received a thorough going over by Paul Grice.36 In
'Intending', Davidson suggests, or rather presupposes, that it is reasonable to
'want to give an account of the concept of intention that does not invoke
unanalysed episodes or attitudes like willing, mysterious acts of the will, or
kinds of causation foreign to science' 37 He sees a problem here in accounting
for 'pure intending', a type not accompanied by any observable be-haviour or
consequence. He proposes instead a definition, or a path towards a definition,
in terms of beliefs and attitudes that can be taken as rationalising an
intention. Davidson acknowledges Grice's point that intentions are often
conditional on certain issues, and that the conditions are often not expressed,
or not articulated, for various reasons. He quotes Grice's dialogue about the
fact that X might miss the concert by being in prison. His argument is that,
however misleading X's original statement of intention may have been, it was
not strictly incorrect. It is not inaccurate to say 'I intend to go to the
concert' when you know that there may well be a reason why you cannot go,
anymore than it is contradictory to say 'I intend to be there, but I may not be
there'. Indeed, stating every condition that might prevent the fulfilment
of an intention is not practicable, even if it were desirable. 'We do not
necessarily believe we will do what we intend to do, and ... we do not state
our intentions more accurately by making them conditional on all the
circumstances in whose presence we think we would act.'38 Davidson considers
intention in terms of wanting, but not as a subclass of wanting. Indeed, he
argues that it is possible for someone to say that he wants to go to London
next week, but he does not intend to go because there are other things he wants
to do more. Rather, both intending and wanting are separate sub-parts of a
general psychological pro-attitude, and they are expressed by value
judgements. Grice's 'thorough going over' of Davidson's paper was never
pub-lished, but it was tape recorded and subsequently transcribed. In it he
outlines the position he took in Intention and uncertainty'. X intends to do A'
entails that X believes X will do A; X's belief depends on evi-dence, but the
relevant evidence derives from X's own psychological state. For Davidson the
relationship between intention and belief is not one of entailment, but rather
by saying 'I intend..' in certain circumstances you suggest that you believe
you will do it. Grice wonders whether it might be possible to explain
Davidson's position in terms ofa conversational implicature from 'I intend..'
to 'I believe ... But he comments wryly that 'I have never been a foe to the
idea of replacing alleged entailments by implicatures; but I have grave doubts
whether this manoeuvre is appropriate in this case.'39 Grice builds his
case around a distinction between extensional and non-extensional intentions.
In effect, a non-extensional intention is one that the subject in question
would recognise. This is the one most commonly considered in discussions of
intention, Grice argues. If 'The Dean intends to ruin the department (by
appointing Snodgrass chair-man)' is true on a non-extensional reading, then the
Dean would, if forced, be in a position to aver 'I intend to ruin the
Department'. If the Dean says 'I shall ruin the Department' he is expressing,
rather than stating his intention. It would, contra Davidson's claim, be
inconsistent for the Dean to say 'I shall ruin the Department, but maybe I
won't in fact ruin it'. The apparent counter-examples can be explained in terms
of 'disimplicature'. In effect, context sometimes means that normal entailments
are suspended. If we say that Hamlet saw his father on the ramparts at
Elsinore, in a context where it is generally known that Hamlet's father is
dead, then we are not committed to the usual entailment that Hamlet's father
was in fact on the ramparts. In such a context, the speaker 'disimplicates'
that Hamlet's father was on the ramparts. In the same way, when context makes
it quite apparent that there may be forces that will prevent us from fulfilling
an intention, we are not committed to the usual entailment that we believe we
will fulfil it. A speaker who says 'Bill intends to climb Everest next week'
disimplicates that Bill is sure he will climb Everest, just because everyone
knows of the possibly prohibitive difficulties involved. The notion of
disimplicature suggests some interesting possible extensions to Grice's theory
of conversation, but it does not seem to be one to which he returned. As it is
presented in 'Logic and conversation', and therefore as it is generally known,
implicature is a matter of adding meaning to 'what is said': to conventional or
entailed meaning. With the notion of disimplicature, Grice appears to be
conceding that the meaning conveyed by a speaker in a context may in fact be
less than is entailed by the linguistic form used. In the cases under discussion,
there is some particular element, some entailment, that is 'dropped'
in context. However, he also hints that disimplicature can be 'total, as
in "You are the cream in my coffee"'. This remark appears in
parentheses and is not elaborated, but Grice is presumably suggesting that, in
a context which makes the whole of 'what is said' untenable, it can be replaced
with an implicated, metaphorical meaning. The mechanismsof disimplicature are
not discussed at all, but they could presumably be explained in terms of the
assumption that the speaker is abiding by the maxims of conversation,
particularly the first maxim of Quality. If one or all the entailments of 'what
is said' are plainly false, they can be assumed not to arise on that particular
occasion of use. If the disimpli-cature is total, the hearer is forced to seek
a different interpretation of the utterance. There are undoubtedly
problems inherent in the notion of disimpli-cature, which would provide at
least potential motivation for not pursuing the idea. In a 1971 article,
Jonathan Cohen suggests a 'Seman-tical Hypothesis' as an alternative
explanation of the phenomena of logical particles that Grice explains by means
of his 'Conversationalist Hypothesis'. Cohen's suggestion is that some natural language
expres-sions, such as 'either... or', differ from their apparent logical
counter-parts. In this particular case, 'either... or' differs from 'V' by
entailing, as part of its dictionary meaning, that there is indirect evidence
for the disjunction. In examples such as 'The prize is either in the garden or
in the attic, but I'm not going to tell you which', however, this meaning does
not survive. This is because 'it is deleted or cancelled in certain con-texts,
just as the prefixing of "plastic" to "flower" deletes the
suggestion of forming part of a plant.'40 The idea of 'disimplicature' seems
remarkably close to Cohen's looser notion of 'deletion', laying open the
possibility that the very natural language expressions Grice was seeking to
explain might after all differ semantically from their logical
equivalents. In his reply to Davidson, as in his earlier unpublished
paper, Grice considers the role of intentions in actual everyday cognition.
'First we are creatures who do not, like the brutes, merely respond to the
present; we are equipped to set up, in the present, responses in the more
remote future to situations in the less remote future. Grice pictures our view
of the future as an appointment book in which various entries are inscribed. We
are aware of a distinction between entries we have no control over (inscribed
in black) and those that are there by our control, or depend on us for their
realisation (inscribed in red). These latter entries are intentions. If we can
foresee an unpleasant consequent of such entries, we will try to avert it if we
can by deleting a red entry. The Dean derives the conclusion from the existing
entries that 'Early December Dean gets fired'. He is understandably unhappy
about this, but is in a position to do something about it if he can find that
one of the entries from which he drew the conclusion is in red. He is able to
delete, for instance, 'Dean appoints Snodgrass' inscribed in red in
mid-November. The conclusion Grice draws from this is:that we need a concept
which is related to that of being sure in the kind of way which I have
suggested intending is related to being sure; and if we need such a concept we
may presume that we have it. This sentence contains a large leap in the
argument, but the recording of his original presentation reveals that Grice got
a big laugh from the audience at this point. He presents this conclusion
gleefully, provocatively 'trying it on', suggesting that 'intend' seems to him
a good candidate for the name of the concept in question. This was, however, to
prove a serious manoeuvre in his methodology. In the field of philosophical
psychology in particular, he was to argue that the need for a particular
concept in rational creatures was good enough reason to assume its existence,
or at least posit it for the purpose of theorising. Grice challenges
Davidson's views on wanting, describing his picture of a person's mental life
as one of a series of wants competing to be assigned the status of intention.
For Grice this is just too neat and organ-ised to be plausible. It does not
even reflect how the matter is described in ordinary language. There is in fact
a vast range of terms in the 'wanting-family' of verbs, and these demand
careful attention. Contra Davidson's claim, we would be very unlikely to say 'I
want to go to London next week but I don't intend to because there are other
things I want more'. We are far more likely to use some phrase such as 'I would
like to go to London but... In the following elaborately extended metaphor,
Grice expresses his unease with the notion of a series of competing wants,
arguing that rationality is necessary to impose some order or restraint on
pre-rational emotions and impulses: It seems to me that the picture of
the soul suggested by D's treatment of wanting is remarkably tranquil and, one
might almost say, com-puterised. It is a picture of an ideally decorous board
meeting, at which the various heads of sections advance, from the stand-point
of their particular provinces, the case for or against some proposed course of
action. In the end the chairman passes judgement, effective for action;
normally judiciously, though sometimes he is for one reason or another
over-impressed with the presentations made by some particular member. My soul
doesn't seem to me, a lot of the time, to be like that at all. It is more like
a particularly unpleasant department meeting, in which some members shout,
won't listen, and suborn other members to lie on their behalf; while the
chair-man, who is often himself under suspicion of cheating, endeavours to
impose some kind of order; frequently to no effect, since some-times the
meeting breaks up in disorder, sometimes, though it appears to end comfortably,
in reality all sorts of enduring lesions are set up, and sometimes, whatever
the outcome of the meeting, individual members go off and do things
unilaterally. In the final section of his reply, Grice returns to the
discussion of methodology. He takes issue with Davidson's aim of avoiding the
mysterious and the unexplained in accounting for intention. On the con-trary,
in philosophy of mind, 'a certain kind of mysteriousness' is to be prized. A
concept is useful to the extent that it can explain behaviour, and this
consideration outweighs some degree of opaqueness in the concept itself, as in
the case of Grice's J-accepting and V-accepting. A psychological theory will be
more or less rich, depending on the complexity of the behaviour, and therefore
of the necessary psychological states, of the creature under
investigation. In the seven years from the time of his move to America,
Grice had developed his interest in the philosophy of language to include the
relationship between semantics and syntax. This had involved him in
considerations of how the structure of language may mirror the structure of
thought, which had in turn led him back with new insights to some old
interests, including the nature of intention, and the role of psychological
concepts such as this in linguistic meaning. Interest in how language is used
to express thought about the world prompted a consideration of psychological
concepts and ultimately a return to a topic from much earlier in his career:
the philosophical status of rationality.In 1975 Grice was made full professor
at Berkeley, and in the same year he was elected president of the Pacific
division of the American Philosophical Association. Now in his sixties, there
was no apparent diminution in his restless energy and intellectual enthusiasm.
He travelled frequently to speak at conferences, deliver lecture series and
lead discussions, mainly within the United States. His reputation benefited
from this exposure, and also from the wider dissemination of his work on
implicature. He finally published the second and third William James lectures
belatedly and apparently reluctantly during the 1970s, under the titles 'Logic
and conversation' and 'Further notes on logic and conversation'!'
Meanwhile, Grice was cutting an increasingly striking figure around the
Berkeley campus. He was always a large man and, apparently unmoved by
California's growing interest in healthy eating, he had recently been putting
on weight. In his youth he had been proud of his blond curls, but now his hair
was thinning and whitish, and grew down over his collar. His clothes were
chosen for comfort and familiarity rather than for style or fashion. He was
most offended, however, when it was once suggested that his trousers were held
up by a piece of string. Wasn't it obvious, he demanded, that he was
using two old cricket club ties? Grice did not, perhaps, deliberately cultivate
his image as an eminent but eccentric Englishman abroad, but he does seem to
have taken some pleasure in the effect he produced. Drinking one evening in
Berkeley's prestigious Claremont Hotel, he was approached by a total stranger
who wanted to know who he was: I don't recognise you, but I'm sure you must be
someone distinguished.' Perhaps more telling than the anecdote itself is the
fact that Grice was immensely pleased by the stranger's comment.Grice's chaotic
untidiness extended from his person to his immediate surroundings. His desks at
home and on campus were piled high with an apparent miscellany of notes,
manuscripts and correspondence. He drove a series of old cars, all bought
cheaply and constantly breaking down, a particular problem for Grice who had
neither ability nor inclination to fix them. His disregard for appearances may
have been the result of preoccupation or absent-mindedness, but it did not
represent an embracing of the laissez-faire, or 'hippy' attitude of his
students' gen-eration, as has sometimes been suggested. In fact, Grice seems to
have been wary of the values this represented. Very early in the 1970s he
jotted down an extensive list, apparently simply for his own benefit, of
opposing 'good' and 'bad' values in this new ethos. The list headed 'Good
Things' includes 'doing your own thing (self-expression)', 'inde-pendence (cf.
authority)', 'new (unusual) experiences (self-expansion)' and 'equality'. The
'Bad (or at least not good) Things' include '(self) dis-cipline', loyalty
(except political)', tolerance (except towards what we favour)' and 'culture
(except popular)'. Some items on the list are marked with as asterisk, which
Grice annotates as 'some v. bad'. These include 'discrimination', 'getting
unfair advantage' and 'authority'. 3 There is no mistaking Grice's
disapproval for the new ethos, which may seem strange in the light of his own
affectionate reminiscences of 'pinko Oxford', with its avowed dislike of
discipline and authority. In fact, the rebelliousness of Grice's Oxford
contemporaries was, as he himself half admits in those reminiscences, more a
pose or a show of dissent than a real revolt. It drew on a lifestyle that
depended on privilege maintained by the status quo. Grice was made uneasy by
the more businesslike rebellion of the 1960s and 1970s, with its challenge to
authorities, political, social and intellectual. If Grice was somewhat
wary of his students' values, this did not diminish his enthusiasm and success
in teaching them. He was exceptionally bad at the paper work and administration
accompanying his teaching duties. Repeated requests from administrative staff
for course reading lists went unanswered and sometimes unopened, course
descriptions in student handbooks were often brief to the point of evasion, and
lists of grades were submitted late or not at all. However, he seems to have
taken the business of teaching itself much more seriously. Those who have heard
him generally agree that he was not a talented lecturer.* Tapes of his lectures
bear this out; they are full of hesitations, false starts and labyrinthine
digressions. However, the few surviving tapes of Grice's seminars suggest that
his approach lent itself more naturally to this form of teaching. A tape from
1978 of a seminaron theories of truth records him patiently drawing out
responses from his students, encouraging even faltering attempts to form
answers. Above all, he was interested in nurturing sensitivity to
philosophical method, and in reinforcing students in the habit of forming their
own judgements. In the same seminar, as he helps along the discussion of truth,
he draws out the significant steps in the argument: consider what criticisms
might be made of our position, then think about how we might get out of them.'
In teaching, he still emphasised linguistic intui-tion. Former student Nancy
Cartwright has recalled a seminar on metaphysics in the mid-1970s in which
Grice encouraged his students to consider the theoretical claims of physics by
determining where they would incorporate 'as if'. A note from a graduate
student from the late 1970s includes the comment, 'I'd say that you've already
increased my belief in paying attention to our linguistic intuitions." As
a supervisor he was encouraging and attentive. Judith Baker, one of Grice's
doctoral students at this time, has commented that, 'When we discussed my
thesis, Grice completely entered into my research and questions. He had a great
gift for looking at what another philosopher wished to understand.8 It
does seem that, despite his rather cavalier attitude to some of his
professional duties, Grice was genuinely concerned about the welfare of his
Berkeley students. Some of his notes for the Urbana lectures are written on the
back of a draft letter in which he contributes to a faculty discussion of
'Graduate Programme Revision'. Recycling a favourite piece of terminology, he
suggests a series of 'desiderata' for the graduate programme. These are
concerned not so much with syllabus content as with the more general student
experience. They include comments about increasing student access to faculty,
as well as points such as 'reduce or eliminate 3rd year doldrums' and
'foster a sense of personal adequacy, together with the idea that philosophy
can be an exciting and enjoyable activity'. He makes a final and particularly
impassioned point about 'financial discrimination', interesting in the light of
his rather wary attitude to new notions of equality. 'A pass at QE should not
be nullified by poverty', he argues 'and the added anxiety would be bad in
itself, and bad for student harmony and for the flow of applications for
admission to the program." As well as a growing academic reputation,
and popularity among his students, Grice enjoyed at Berkeley productive
intellectual friendships of the sort he had valued at Oxford. These were
largely formed with younger philosophers such as George Myro, Richard Warner
and Judith Baker. He collaborated with them in teaching and in writing, but
aboveall he enjoyed long, informal discussions. He seemed to find it easier to
put together and explore his own ideas in conversation with others than in
solitude. These discussions often took place at the house in the Berkeley
hills, with Kathleen on hand to cook whatever meal was appropriate to the time
of day. Grice commented: To my mind, getting together with others to do
philosophy should be very much like getting together with others to make music:
lively yet sensitive interaction is directed towards a common end, in the case
of philosophy a better grasp of some fragment of philosophical truth; and if,
as sometimes happens, harmony is sufficiently great to allow collaboration as
authors, then so much the better.lº Perhaps the most significant
collaboration of this period was that with Judith Baker. They produced copious
notes on ethics, particularly drawing on Kant and on Aristotle. They
completed a book-length manuscript called 'Reflections on morals', credited to
'Paul Grice & Judy Baker or Judy Baker & Paul Grice' and planned and
partly wrote another called 'The power structure of the soul'." These were
intended for publication, but have not yet appeared. I The only published work
to result from their long collaboration was one article, 'Davidson on
"Weakness of the will"', in which they return to some of the themes
discussed by Grice in the unpublished 'Probability, desirability and mood
operators'. 13 Grice's chief solo interest during the 1970s was not very
far removed from the themes of his collaborative work with Judith Baker. Nor,
typically, did it represent a completely new direction in his thinking.
Throughout his philosophical career, Grice's choices of topic tended to follow
on from and build on each other, rather than forming discreet units. In this
case, he returned to ideas that had interested him at least since his early
work towards the William James lectures, namely the psychological property of
rationality, its status as a defining feature of human cognition, and its
consequences for human behaviour. Grice suggested that he drew out, and perhaps
saw, the significance of rationality to his theory of conversation more clearly
in later commentary on the work than in his original formulation of it.' He did
mention rationality in the William James lectures, insisting that to follow the
Cooperative Principle was to do no more than behave rationally in relation to
the aims of a conversation. However, looking back over his work at the end of
his life, he goes further, remarking on the essentially psychological nature of
his theory of conversation. It was aimed not atdescribing the exact practices
and regularities of everyday conversation, but at explaining the ways in which
people attribute psychological states or attitudes to each other, in
conversation or in any other type of interaction. Crucially, it saw
conversation, an aspect of human behav-iour, as essentially a rational
activity, and sought to explain this ratio-nality. Grice defends himself
against criticisms that his theory overlooks argumentative, deceitful or idle
conversations: 'it is only certain aspects of our conversational practice which
are candidates for evaluation, namely those which are crucial to its
rationality rather than to whatever other merits or demerits it may possess.'5
Properties of rationality, he argues, can legitimately be abstracted away from
more specific conversational details. Some of Grice's notes from the year
or so immediately preceding the William James lectures suggest that even at
that time he was concerned with the analysis of reason for its own sake. The
back of a letter about the 1966 AGM of the North Oxford Cricket Club, for
instance, is devoted to an imaginative weighing up of the respective pros and
cons of spending July teaching philosophy at the University of Wigan, and of
spending it on a cricket tour. Grice is looking for an analysis of
'reasons for doing', perhaps for the type of language in which people usually
express such arguments. On the same paper he tries out different uses of the
modal verb 'should'. I In other notes from the same year he starts considering
the distinction between 'reasons for' and 'reasons why'! There seems then to
have been a break in this line of thought; Grice did little with the idea
of reason during the time of his move to America, while he was concentrating on
syntax and semantics. However, he returned to the topic in the early
1970s, somehow finding the earlier notes in his idiosyncratic filing system and
annotating and extending them. Returning to the distinction between 'reasons
for..' and 'reasons why..!, he adopts a distinctively 'ordinary
language philosophy' approach as he tries out different uses and
occurrences of the phrases. One note is actually headed 'botanizing' and lists,
under the heading 'Reasons (practical)', such phrases as 'the reason why he d'd
(action) was..!', 'there was (a) reason to @', 'there was (a) reason for him to
q (action, attitude: fire x, distrust x)', 'he had reason to q', 'he had
a reason for q-ing', 'his reasons for @-ing'. Grice makes notes on the distinction
between the reason why x... was that p' and 'x's reason for ... was that/so
that/to p'. He notes that for Aristotle: Reasons for believing, if
accepted, culminate in my believing something (where what I believe is the
conclusion of the argument asso-ciated with these reason). Reasons for doing,
if accepted, culminate in my doing something, where what I do is the conclusion
of the 'practical' aspect associated with these reasons. i.e. the
conclusion of a practical argument is an action. 18 Grice presented the
results of these deliberations in a series of lectures called 'Aspects of
reason', as the Immanuel Kant lectures at Stanford in 1977. In 1979 he
used them again as the John Locke lectures in Oxford, this time adding an extra
lecture to the series. The lectures were eventually edited by Richard Warner
and published in 2001. The invitation to present the John Locke lectures was
the occasion of one of Grice's rare trips to England. He made conscientious and
surprisingly neat packing lists, including careful reminders to himself of the
notes and books he would take with him to work on when not lecturing. His list
of notes includes 'Kant notes - Aristotle notes - Incontinence - Ethics (Judy)
- Presupposition'. The books he was packing represent some heavy, if
predictable, reading: 'Kant, Aristotle, Leibniz, Russell'. Perhaps less
predictably, the list starts with the anomalous and unspecified
'Zoology'. Grice's interest in the study and classification of living beings
was to show itself faintly in the lectures on reason, and more clearly in the
work to follow. At the start of the John Locke lectures, Grice comments
on his pleasure at being back at Oxford: I find it a moving experience to
be, within these splendid and none too ancient walls, once more engaged in my
old occupation of rendering what is clear obscure. I am, at the same
time, proud of my mid-Atlantic status, and am, therefore, delighted that the
Old World should have called me in, or rather recalled me, to redress, for
once, the balance of my having left her for the New.!9 He was no doubt
highlighting the distinction between Old and New World for rhetorical effect.
But there was something genuine in his claim to 'mid-Atlantic status'; just as
he was always too prominently British fully to integrate into Californian life,
he was no longer comfortably at home in Oxford. Notes sent and received at the
time, inevitably covered with scribbled jottings to do with reason, indicate
that he stayed in his old college, St Johns, and arranged to meet many of his
former colleagues for drinks and dinners. But he had to re-
accommodate to the formalities of Oxford. The back of a programme of a match
between Oxford University Cricket Club and Hampshire showshim reminding himself
to order 'dress shirt, black tie'. He also needs to remember 'shoe
polish/brushes OR get cleaned' and 'button, needle, thread'. He poses himself a
question that would not have troubled him for some years: 'gown or not gown?'
There is no doubt that Grice knew the rituals of Oxford life well enough.
However, the act of readapting to them seems to have involved him in some
deliberate and rather strained effort after more than a decade in the very
different social milieu of Berkeley. Some of his attitudes had changed as
radically as his dress, although these changes were more carefully concealed
from his former colleagues. Some years previously, soon after his move to
America, he had confided in Kathleen that he had discovered that very few of
the students at Berkeley knew any Greek; most read Aristotle in translation.
Further, and rather to Kathleen's surprise, he expressed himself quite happy
with this state of affairs; there were now some very good translations
available. Kathleen was well aware that he would never have admitted to such an
opinion in the presence of any of his former Oxford colleagues.21 The
first of the John Locke lectures is titled 'Reasons and reasoning'. Grice
describes his desire to clarify the notion of reason, a notion deemed worthy of
attention by both Aristotle and Kant. Typically cir-cumspect in his proposal,
he suggests that such a clarification may make some interesting philosophical
conclusions possible, but that the actual conclusions are beyond the scope of
these lectures. He prefaces his con-sideration of the technicalities of
reasoning with a fairly lengthy dis-cussion of a rather more abbreviated
notion. This is the definition of reasoning with which most ordinary people are
familiar. It is tempting here to see a parallel with Grice's theory of conversation.
The study of the literal meanings of words is crucially important, and shows up
the striking parallels between natural language and logic, but it does not tell
us everything about how people actually use words. In the same way, the logical
processes of reason are of supreme philosophical impor-tance, but nevertheless
need to be seen as distinct from people's everyday experience of reasoning.
Introspection is of limited use in establishing the processes of reasoning
because people frequently take short cuts and make inferential leaps in their
thinking. To do so is often beneficial in terms of the time and energy saved,
and indeed might con-stitute a definition of 'intelligence'. 22 In his
treatment of reason, Grice draws on and develops the line of argument from the
unpublished 'Probability, desirability and mood operators'. The earlier paper
was circulated in mimeograph, although far less widely than 'Logic and
conversation' 23 It may have been at leastin part because much of it was
subsumed into these lectures that it was not itself published. Grice's method
of examining and clarifying the notion of reason is one Austin would have
recognised and approved He presents the results of the dusting down of the
methods of linguistic botanising apparent in his notes from the previous few
years. He considers different ways in which the word 'reason' is used,
classifies these uses into different categories, and illustrates these
categories with examples. A sentence such as 'The reason why the bridge collapsed
was that the girders were made of cellophane' exemplifies what he describes as
'explanatory reasons'.2 The same type of meaning is conveyed by variants such
as 'the reason for the collapse of the bridge was that..! and 'the fact that
the girders were made of cellophane was the reason why the bridge collapsed'.
In all such examples the fact about the girders is offered as an explanation,
or a causal account, of the collapse of the bridge. They are elaborate versions
of Grice's original 'reason for' cate-gory. Such examples are 'factive' with
respect to both events; the speaker implies the truth of both the fact about
the bridge and the fact about the girders. Second, there are
'justificatory reasons', exemplified by 'the fact that they were a day late was
a reason for thinking that the bridge had collapsed' and 'the fact that they
were a day late was a reason for postponing the conference. There are many
possible variants on these patterns, including 'he had reason to think that ...
(to postpone ...) but he seemed unaware of the fact' and 'the fact that they
were so late was a reason for wanting to postpone the meeting'. These are all
variations of Grice's original category of 'reason why'. They offer some
support, although not inevitably necessary or sufficient justification, for a
psychological state ('thinking', 'wanting') or an action ('postponing').
Such examples are factive with respect to the reason given, but do not
guarantee the truth of the other event (the collapse of the bridge, the postponement
of the conference). Grice labels the third type of use of 'reason'
'Justificatory-Explanatory', because of their hybrid nature; they draw on
aspects of both the preceding classes. 25 Examples include 'John's reason for
thinking Samantha to be a witch was that he had suddenly turned into a frog'
and 'John's reason for denouncing Samantha was to protect himself against
recurrent metamorphosis'. These reasons are relative to a particular person. As
the examples illustrate, they may be introduced by either 'that..!' or 'to....
In the first case, the resulting sentence is doubly factive unless 'X thought
that' is inserted before the reason. In the second case, the sentence is only
singly factive. In each case, if therelevant individual believes that the
reason gives sufficient justification for the attitude ('thinking') or action
('denouncing') then the reason can be seen as an explanation for that attitude
or action. Grice in fact suggests that this type of reason is a special case of
explanatory reason; 'they explain, but what they explain are actions and
certain psychological attitudes' .26 Having spent considerable time and
gone into some complexity in distinguishing these classes of 'reason', both in
the published lectures and in his preparatory notes, Grice appears to drop them
rather abruptly. He turns to a consideration of practical and non-practical, or
alethic reasons: in effect the reasons to do and reasons to believe that had
concerned him in 'Probability, desirability and mood operators'. Grice
does little to smooth the transition between these two topics, but does mention
in passing that he will be concentrating exclusively on justificatory reasons.
In seems that concentrating on 'reasons to' would enable him to look at the
bases for intentional actions and for psychological attitudes. These two
aspects of human psychology had provided an underlying thread in his work at
least since 'Meaning'. Grice refers to Kant's theory that there is one
faculty of reason, a faculty that manifests itself in a practical and a
non-practical aspect. For Grice, the nature and identity of a faculty is
prohibitively difficult to investigate in itself. The language used to describe
reason, however, is amenable to rigorous analysis. He therefore proposes to
approachKant's theory by addressing the question of whether 'reason' has the
same meaning or different meanings in 'practical reason' and 'non-practical
reason'. He notes that a variety of ordinary language expressions used in
reasoning can apparently describe both. The word 'reason' itself is one
example, but so too are 'justification', modal verbs such as 'ought' and
'should', and phrases such as 'it is to be expected'. In effect, he is seeking
to apply his Modified Occam's Razor to the vocabulary of reason by avoiding
systematic ambiguities between separate meanings for such a range of natural
language vocabulary. In doing so, he draws on his own earlier response to
Davidson's suggestion of the operators 'pr' and 'pf'. He proposes that all
reasoning statements have a common component of underlying structure, as well
as an indication of the semantic subtype to which they belong. He posits as the
common component a 'rationality' operator, which he labels 'Acc', and for which
he suggests the interpretation 'it is reasonable that'. This is then followed
by one of two mood-operators, symbolised by 'I' for alethic statements and '!'
for practical statements. These two operators precede, and have scope over, the
'radical' ('I'). So the structure for 'John shouldbe recovering his health now'
is 'Acc + t + I', while the structure for 'John should join AA' is 'Acc +! +
I'.?? Grice suggests that the mood-operators be interpreted as two different
forms of acceptance, technically labelled 'J-acceptance' and 'V-acceptance',
but informally equated with judging and willing, or with 'thinking (that p)'
and wanting (that p)'. The mood-operators place conditions on when it is
appropriate for a speaker to use a reasoning statement, in other words when
speakers feel justified in expressing acceptance of a proposition. This raises
the question of what is to count as relevant justification. Alethic statements
are clearly justified by evidence. We have reason for making a statement about
our knowledge or belief of a certain proposition just in case we have evidence
for the proposition. Ideally, we are justified in using such statements if the
proposition in question is true. But truth is not a possible means of
validating statements of obligation, command, or inten-tion. To use some
concrete examples (which Grice does not do), 'That must be the new secretary',
interpreted alethically, would be optimally legitimate in a context where its
radical', namely that is the new secretary', is true. The legitimacy of 'You
must not kill', interpreted practically, however, cannot be assessed in terms
of the truth of 'you don't kill'. There must be some other grounds on which
such statements can be judged. Grice's suggests that, in reasoning
generally, we are interested in deriving statements we perceive as having some
sort of 'value'. Truth, cer-tainly, is one type of value, and alethic reasoning
is aimed at deriving true statements. But in practical reasoning we are
concerned with another type of value, which might be described as
'goodness'. Grice's own summary of this difference, in which he implicitly
links the two types of reasoning to his two broad psychological categories of
mood operator, runs as follows: We have judicative sentences
('t'-sentences) which are assigned truth (or falsity) just in case their
radicals qualify for radical truth (or radical falsity); and we have volitive
sentences ('!'-sentences) which are assigned practical value (or disvalue) just
in case their radicals qualify for radical goodness (or badness). Since the
sentential forms will indicate which kind of value is involved, we can use the
generic term 'satisfactory' 28 In his discussion of practical value,
Grice is drawing on themes he presumably expects to be familiar to his audience
from Aristotle's Nico-machean Ethics, although he does not make any explicit
reference. Grice himself was well versed in this work, which was a particular
focus for his old tutor W. F. R. Hardie, and on which he himself worked
collaboratively with Austin. Aristotle identifies rationality as a defining
characteristic of human beings, distinguishing them from all other life forms.
The rational nature of human beings ensures that all their actions are aimed at
some particular end or set of ends. Although these ends differ depending on the
specific field of activity, 'if there is any one thing that is the end of all
actions, this will be the practical good'. Similarly, Grice considers practical
value (he says very little more about 'goodness' here) as an end for which
people strive in what they wish to happen, and therefore in what they choose to
do. Here, again, he returns to the type of rationality he discussed in the
William James lectures. Rational beings have an expectation that actions will
have certain consequences, and are therefore prepared to pursue a line of
present behaviour in the expectation of certain future outcomes. They are
prepared to conform to regularities of communicative behaviour in the
expectation of being able to give and receive information. This, however, is
just one type of a much more general pattern of human behaviour. All actions
are ultimately geared towards particular ends. The extra lecture Grice
added to the series at Oxford is 'Some reflections about ends and happiness',
originally delivered as a paper at the Chapel Hill colloquium in 1976. Here too
he draws on Aristotle's Nico-machean Ethics, this time more explicitly.
Aristotle suggested that the philosopher contemplating the range of different
ends for different actions is confronted with the question of the nature of the
ultimate end, or the 'supreme good' to which all actions aim. The answer is not
hard to find, but the significance of that answer is more complex. ' "It
is happiness", say both ordinary and cultured people; and they identify
happiness with living well or doing well.3 For ordinary people, however, living
well involves something obvious such as wealth, health or pleasure. For the
philosopher the nature of happiness is much more complex, and is linked to the
proper function of a man. Individual men have different specific functions, and
are judged according to those specific functions; a good flautist is one who
plays the flute well and a good artist one who paints well. More generally, a
good man is to be defined as one who performs the proper functions of a man
well. Because rationality is the distinguishing feature of mankind, the
function of a man is to live the rational life, and a good man is one who lives
the rational life well. Therefore the good for man, or that which results in
happi-ness, is 'an activity of soul in accordance with virtue, or if there are
morekinds of virtue than one, in accordance with the best and more perfect
kind. 31 For Grice, happiness is a complex end; that is, it is
constituted by the set of ends conducive to happiness. The precise set of ends
in question may vary from individual to individual, but they can be seen a
conducive to happiness if they offer a relatively stable system for the
guidance of life. Grice finishes on a leading but inconclusive note. It seems
intuitively plausible that it should be possible to distinguish between
different sets of ends in respect of some external notion. Otherwise it would,
uncomfortably, be impossible to choose between the routes to happiness selected
'by a hermit, by a monomaniacal stamp-collector, by an unwavering egotist, and
by a well-balanced, kindly country gentle-man' 32 Grice's cautious proposal of
the basis for a notion of 'happiness-in-general', abstracted from individuals'
idiosyncrasies, draws on the essential characteristics of a rational being. He
concludes his lecture series with the following, highly suggestive
outline: The ends involved in the idea of happiness-in-general would,
perhaps, be the realization in abundance, in various forms specific to
individual men, of those capacities with which a creature-constructor would
have to endow creatures in order to make them maximally viable in human living
conditions, that is, in the widest manageable range of different
environments. As Richard Warner indicates in a footnote, the original
Chapel Hill lecture ends with the further comment: 'But I have now almost
exactly reached the beginning of the paper which, till recently, you thought I
was going to read to you tonight, on the derivability of ethical princi-ples.
It is a pity that I have used up my time.' The rather enigmatic reference
to a 'creature-constructor', and the link to ethics with which Grice tantalised
his Chapel Hill audience, draw on ideas developed over a number of years but
not discussed in these lec-tures. Grice was working on the notion of a
'creature-constructor' back in the mid-1960s. He in fact originally planned to
include discussion of this topic in the William James lectures. Papers from
Oxford from 1966 include a jotted note entitled 'Provisional Grand Plan for
James Lectures and Seminars'. There are two bullet points: 1. Use 'God'
as expository device. Imagine creature, to behaviour of which 'think', 'know',
'goal', 'want', 'purpose' can be applied. But nocommunication. Goals
continuation of self (or of species). Imagine God wishing to improve on such
creatures, by enabling them to enlarge their individual worlds and power over
them, by equipping them for transmission of beliefs and wants (why such
change 'advance'; because of decreased vulnerability to vicissitudes of
nature). 2. Mechanisms for such development. Elements in behaviour must
in some way 'represent' beliefs and wants (or their objects) or rather states
of the world which are specially associated with them.33 Grice's private
note in fact contains the germs of most of his complex
'creature-constructor' programme, and of the topics to which he
attempted to link it throughout the rest of his life. It also explains his
interest in zoology. He was studying life in terms of the structures into which
it has been classified. His idea was that it might, theoretically at least, be
possible to devise a ladder or hierarchy of creatures, such that each rung on
the ladder represents a creature incorporating the capacities of the creature
on the lower rung, and adding some extra capacity. As a presentational
convenience, Grice proposes an imaginary agent or designer of this process, the
expository device 'God' of his early notes. In later notes, and certainly
in all published work, he prefers 'creature-constructor' or 'Genitor'. The
Genitor's task is to decide what faculties to bestow on each successive
creature so as better to equip it to fulfil its ends. The chief end of all life
forms is to ensure their own continued survival, or the survival of the species
to which they belong. Grice's hierarchy could be seen as an extension of
Aristotle's division of living creatures in the Nicomachean Ethics into those
that experience nutrition and growth (including plants), those that are
sentient (including horses and cattle) and those that sustain 'practical life
of the rational part' (only human beings).34 Grice does not mention this, or
indeed Locke's discussion of personal identity, familiar to him from his work
on the topic more than 30 years earlier. Locke posited a hierarchy of living
beings, with the identity of beings at each stage depending on the fulfilment
of functions necessary to the continued existence of that being. Grice would
presumably have assumed that the philosophical pedigree of his ideas would be
transparent to his audience. He goes much further than Locke by employing the
hierarchy of beings in a mental exercise to assess the status and function of
human rationality. In order to describe, or to represent, the place of
human beings on the ladder of existence, Grice recycles the 'pirots' that had
appeared in the 'Lectures on language and reality'. There, pirots had branched
outfrom carulising elatically in order to model the psychological processes of
communication. Now, they stand in for human beings in the Genitor's
deliberations. They appeared in this guise as early as 1973 when Grice was
teaching a course at Berkeley called 'Problems in philosophical psychology'.
One of his students took the following notes in an early seminar in this series:
'one of the goals of the pirot programme is to discover what parallels, if any,
emerge between the laws governing pirots and human psychology' 35 Grice was
returning to his earlier interest in psychological states. He had addressed
these back in the early 1950s when he had considered the best way of describing
intentions. In 'Dispositions and intentions' he had criticised
dispositional accounts that described intentions in terms of dispositions to
act. In particular he saw Ryle's version of this as coming dangerously near to
behav-iourism and the denial of any privileged access to our own mental
states. His attitude seems to have softened somewhat in the intervening
twenty years. The student's notes describe the pirot programme as an 'offspring
of dispositional analyses of metal states from Ryle C of M. But behav-iourists
unable to provide conditions for someone being in particular mental state
purely in terms of extensionally described behaviour.' The pirot programme was
designed to offer the bridge behaviourism could not provide, by describing
underlying mental states derived from, but ontologically distinct from,
observable behaviour. It was a functional account, in that each posited mental
state was related to a specific function it played in the creature's observable
behaviour; 'in functional account, functional states specified in terms of
their relation to inner states as well as to behaviour'. Further, the student
noted, 'a functional theory is concerned not only with behavioral output and
input of a system, but of [sic] the functional organization of inner states
which result in such outputs!' 'Philosophical psychology', then, was
Grice's label for the metaphysical enquiry into the mental properties and
structures underlying observable human behaviour. In contrast to a purely
materialist position such as that of behaviourism, Grice was arguing in favour
of positing mental states in so far as they seemed essential to explaining
observable behaviour. Such explanatory power was sufficient to earn a posited
mental property a place in a philosophical psychology. This openness to the
inclusion of mental phenomena in philosophical theories was apparent in his
earlier work on intentions, and also in the William James lectures. He was
later to describe such an approach as 'constructivist'. The philosopher
constructs the framework of mental structure, as dictated by the behaviour in
need of explanation. Thephilosopher is able to remain ambivalent as to the
reality or otherwise of the posited mental state, so long as they are
explanatorily successful. In fact, the ability to play an active role in
explaining behaviour is the only available measure of reality for mental
states. In the pirot pro-gramme, the fiction of the Genitor provided a dramatised
account of this process, with decisions about what mental faculties would
promote beneficial behaviours playing directly into the endowment of those
faculties. Grice had presented some of his developing ideas along these
lines in a lecture delivered and published before the John Locke lectures, but
in which the place of rationality in 'creature-construction' is more fully
developed. 'Method in philosophical psychology' was Grice's presidential
address to the Pacific division of the American Philosophical Association in
March 1975. In general, the lecture is concerned with establishing a sound
philosophical basis for analysing psychological states and processes. He sums
up his attitude to the use of mental states in a metaphor: 'My taste is for
keeping open house to all sorts of conditions and entities, just so long as
when they come in they help with the housework' 3 In keeping with this policy
of tolerance towards useful metaphysical entities, Grice proposes two
psychological primitives, chosen for their potential explanatory value. These
are the predicate-constants J and V which, as he was to do in the John Locke
lectures, he relates loosely to the familiar notions of judging, or believing,
and willing, or wanting. Concentrating on V, we can see ways in which positing
such a mental state can help explain simple behaviour in a living creature. An
individual may be said to belong to class T of creatures if that individual
possesses certain capacities which are constitutive of membership in T, as well
perhaps as other, incidental capacities. These constitutive capacities
are such that they require the supply of certain necessities N. Indeed the need
for N in part defines the relevant capacity. Prolonged absence of some N will
render the creature unable to fulfil some necessary capacity, and will
ultimately threaten its ability to fulfil all its other necessary conditions.
Such an absence will therefore threaten the creature's continued membership of
T. In these cir-cumstances, we can say that the creature develops a mental
attitude of V with respect to N. This mental attitude is directed at the
fulfilment of a necessary capacity; its ultimate end is therefore the continued
survival of the creature. A concrete example of this process, a
simplified version of the one offered by Grice, is to think of T as
representing the class 'squirrel' and N as representing 'nuts'. One necessary
condition for a creature to be asquirrel is, let us say, its capacity to eat
nuts. This capacity is focused around its own fulfilment; it is manifested in
the eating of nuts. If the creature experiences prolonged deprivation of nuts,
its ability to fulfil this capacity, and indeed all other squirrel-capacities,
will be threatened (it will be in danger of death by starvation). In such a
situation, it is legitimate to say that the squirrel wants nuts. This posited
mental state explains the squirrel's behaviour (it will eat nuts if it can find
them) in relation to a certain end (survival).37 A metaphysical theory
that offers a model of why a squirrel eats nuts may not seem particularly
impressive, but it is a necessary first step in modelling behaviour in much
more complex creatures: ultimately, in describing human psychology. In making
this transition Grice draws on the notion of 'creature-construction'. The
genitor is bound by one rule; every capacity, just like the squirrel's capacity
to eat nuts, must be useful or beneficial to the creature, at least in terms of
survival. This rule is sufficient to ensure that any mental properties
introduced into the system are there for a reason, fulfilling Grice's criterion
of the usefulness of metaphysical entities. It also, perhaps, allows Grice to
imply that such mental capacities might be evolutionarily derived, without
having to commit to this or any other biological theory. The final stage in the
mental exercise is to consider what further, incidental features may arise as
side-effects of these capacities for survival. Grice argues that it is
not unreasonable to suggest that, in designing some of the more complex
creations, the genitor might decide to endow creatures with rationality. This
capacity would qualify as having survival benefits. For creatures living in
complex, changing environments, it is more beneficial to have the capacity to
reason about their environment and choose a strategy for survival, than to be
endowed with a series of separate, and necessarily finite, reflex responses.
Just as with the more primitive capacity of eating, it is necessary for the
complex creature to utilise the capacity of reason in order to retain continued
use of it, and indeed of the set of all its capacities. But once the creature
is reasoning, the subjects to which it applies this capacity will not be
limited to basic survival. A creature with the capacity to hypothesise about
the relationship between means and end will not stop at deciding whether to
hide under or climb into a tree, for instance. A creature from the top of the
scale of complexity will be able to consider the hypothetical processes of its
own construction. That creature will assess how each capacity might be in place
simply to promote survival, and might confront a bleak but inevitable question:
what is the point of its own continued survival?The creature's capacity for
reason is exactly the property to help it survive this question. Rather than
persuading the creature to give up the struggle for survival, the capacity is
utilised to produce a set of criteria for evaluating ends. These criteria will
be used to attribute value to existing ends, which promote survival, and to
further ends that the creature will establish. The creature will use the
criteria to evaluate its own actions and, by extension, the actions of other
rational creatures The justification the creature constructs for the pursuit of
certain ends, dependent on the set of criteria, will provide it with
justification for its continued existence. Thus the capacity of rationality
both raises and answers the question 'Why go on surviving?'38 Grice hints at
the possible beginnings, and status, of ethics, when he suggests that the
pursuit of these ends might be prized by the collective rational creatures to
such an extent that they are compiled into a 'manual' for living. The
creatures' purposes in existing are no longer just survival, but following
certain prescribed lines of conduct. Grice tantalisingly ends the section of
his lecture on 'creature construction' with a nod at some possible further
implications of this idea. Such a manual might, perhaps, without
ineptitude be called an IMMANUEL; and the very intelligent rational pirots,
each of whom both composes it and from time to time heeds it, might indeed be
ourselves (in our better moments, of course).39 Somewhat at odds with his
more specific usage elsewhere, Grice has here been using the term 'pirot' to
refer to any creature on the scale. The 'very intelligent rational
pirots' are the psychologically most complex of such creatures. In adopting
this term, which is added in the margin of his preparatory notes, Grice would
appear to be making a pun on Locke's 'very intelligent rational parrot', the
imaginary case used to argue that bodily form must have some bearing on
personal identity.40 Other than this knowing reference, Grice does not make any
attempt to link his work on creature construction to Locke, or to his own
earlier interest in personal identity. Richard Warner has criticised Grice for
ignoring the connections between rationality, happiness and personal identity,
arguing that a notion of self will determine what counts as an essential end
for an individual. If, he suggests, we are to pursue Grice's strategy -
and it is a promising one - of replacing Aristotle's 'activity in conformity
with virtue' with 'suit-ability for the direction of life', I would suggests
that an appeal tothe notion of personal identity should play a role in the
explication of suitability. 41 As Grice's reference to a list of 'rules
for living' suggests, the next direction in which he explored these ideas was
in the area of philosophical ethics. He did not, however, return to the
implications of his pun on 'manual' and 'Immanuel'. It is possible that
he was referring to Immanuel Kant, whose work on reason was central to his own
thinking on this subject. But the pun may also contain a hint towards an explanation
of religious morality, and perhaps even religious belief, as facts of human
existence, necessary consequences of human nature. In his own notes on the
subject this aspect of the 'Immanuel' figures more prominently. In general, the
plausibility of explaining religion within philosophical psychology seems to
loom larger in Grice's thinking than his published work of the time would
suggest. For instance, on the back of an envelope from the bank, in faint,
almost illegible hand he wonders: 'perhaps Moses brought other
"objectives" from Sinai, besides 10 comms'. Here he may be thinking
about other systems for living, suggesting that 'perhaps we might...
"retune" them'. In the same notes he seems to be pondering the
differences between 'God' and 'good', between 'conception' and 'reality'.
Perhaps, he speculates, the analytic/synthetic distinction can be treated along
these lines; 'real or pretend doesn't matter provided... does explanatory
job'.42 Grice seems here to be experimenting with the idea of 'construc-tivism'
as a general philosophical method, not just as an approach to philosophical
psychology. An entity, state or principle is to be welcomed if it introduces an
increase in explanatory power. Beyond that it is not suitable, and indeed not
possible, to enquire into its 'reality'. A system of explanations is successful
entirely to the extent that it is coherent, relatively simple, and explains the
facts. It is not hard to discern the influence of Kant in this epistemology,
and his notion that 'things in themselves' are inevitably unreachable, but that
our systems of human knowledge can nevertheless seek to model reality. In
his final decade, Grice turned such a philosophical approach in the direction
of his interest in metaphysics, in philosophical psychology and, derived from
this, in ethics. Anthony Kenny suggests that since the Renaissance the main
interest from philosophers in human conduct has been epistemological:
Moral philosophy has indeed been written in abundance: but it has not, for the
most part, been based on any systematic examination ofthe concepts involved in
the description and explanation of those human actions which it is the function
of morals to enjoin or forbic o criticise and to praise.43 Grice was
perhaps unusual in approaching his work on ethics from th basis of many years'
work on precisely those concepts. the concepts involved in the description and
explanation of those human actions which it is the function of morals to enjoin
or forbic o criticise and to praise.43 Grice was perhaps unusual in
approaching his work on ethics from th basis of many years' work on precisely
those concepts. Grice retired from his post at Berkeley in 1980, at the age of
67. There was no question, however, that he would cease full-time philosophical
activity. He continued to teach, both part-time at Berkeley and, for a few
years in the early 1980s, as a visiting professor at the University of
Washington in Seattle. He also continued to work on new ideas, to write and,
increasingly, to publish. His reluctance ever to consider a piece of work
finished or ready for scrutiny had meant that only 12 articles had been
published during a career of over 40 years. And in almost all cases he had been
either effectively obliged to include a paper in the volume of proceedings to
which it belonged, or otherwise cajoled into publish-ing. It had, however, long
been agreed that the William James lectures would be published in full by
Harvard University Press and now finally Grice began to take an active interest
in this process. He perhaps realised that it was not feasible to continue
delaying the revisions and reformulations that he considered necessary.
Perhaps, also, the enthusiasm with which his ideas were received in Berkeley,
and the frank admiration of students and colleagues, had slowly worn away at
his formidable self-doubt. Writing in Oxford, Strawson has suggested that
Grice's inhibiting perfectionism was 'finally swept away by a warm tide of
approbation such as is rarely experienced on these colder shores'.! Cer-tainly,
he began to draw up numerous lists of papers on related themes that he would
like to see published with the lectures. These included previously published
articles such as 'The causal theory of perception', but also a number that
still remained in manuscript form, such as 'Common sense and scepticism',
and 'Postwar Oxford philosophy'. This planned volume was focused on his
philosophy of language, but Grice was also turning his attention to publishing
in other areas. After a visit to Oxford in 1980, the year in which he was made
an HonoraryFellow of St John's College, he received a letter from a
representative of Oxford University Press. This followed up a meeting at which
Grice had clearly been eager to discuss a number of different book projects.
The letter refers to 'the commentary on Kant's Ethics which you have been
working on with Professor Judy Baker', and suggests that this might be the
project closest to being in publishable form. However, the publisher expresses
the hope that work on this 'will not deflect you from also completing your John
Locke lectures on Reason', and a further work on Ethics.? Grice's desire to see
some of his major projects through publication coincided with his retirement,
and so could not have been driven by the demands of his post. Rather, it
reflected a wish for some of the strands of his life's work to reach a wider
audience than the select number of students and colleagues who had attended his
classes and heard his lectures. Grice's interests in reason and in ethics
increasingly absorbed him during the 1980s. They were prominent in his teaching
at Seattle and at Berkeley. He himself summarised this change of emphasis as a
move away from the formalism that had dominated his work for a decade or more.
The main source of the retreat for formalism lay, he suggested, 'in the
fact that I began to devote the bulk of my attention to areas of philosophy
other than philosophy of language'? Certainly, the discussion of reason and,
particularly, of ethics in Grice's later work takes a more metaphysical and
discursive tone than that of some of the linguistic work from his early years
in America. However, the break with the philosophy of language was not
absolute; both new topics draw on questions about the correct analysis of
various sentence types. In Grice's treatment of reason, close attention to the
use of certain key terms led him to posit a single faculty of rationality,
yielding both practical and non-practical attitudes. From there, his discussion
of expressions of practical reasoning led to the question of the appropriate
type of value to serve as the end point of such reasoning, analogous to alethic
value in non-practical reasoning. A simplistically defined notion of a system
for the direction of life raised the awkward suggestion that it might be
impossible to discriminate between a wide variety of modes of living.
People are generally in agreement that the actions of Grice's 'well-balanced,
kindly country gentleman', for instance, are to be afforded greater value than
those of his 'unwavering egotist', but an account of value based simply on
reasoning from means to ends seems unable to account for this. The study
of ethics has long included analysis of statements of value. Sentences
such as 'stealing is wrong' appear to draw on moral concepts;it can therefore
be argued that an accurate understanding of the meaning of such sentences is
fundamental to any explanation of those moral concepts. Very broadly, there are
two positions on this question: the objectivist and the subjectivist. One
objectivist approach to ethics argues that moral values exist as ontologically
distinct entities, external to any individual consciousness or opinion. Human
beings by nature have access to these values, although perceptions of them may
be more or less acute, observance of them more or less rigorous, and
understanding of their implications more or less perceptive. Perhaps the most
influential advocate of this moral objectivism was Kant, who described ethical
statements as categorical imperatives; they are to be observed regardless of
personal preference or individual circumstance. These he distinguishes from
hypothetical imperatives, also often expressed in terms of what one 'should'
do, but dependent on some desired goal or end. A canonical subjectivist
position is that there are no moral absolutes; expressions of value judgements
are always particular to subject and to context. Perhaps the most extreme
version of this position was that put forward by A. J. Ayer, who followed his
verificationist programme through to its logical conclusion by arguing in
Language, Truth and Logic that sentences such as 'stealing money is wrong' have
no factual meaning. Although apparently of subject/predicate form, they do not
express a proposition at all. They merely indicate a personal, emotional
response on the part of the speaker, much the same as writing 'stealing
money!!', where 'the shape and thickness of the exclamation marks show, by a
suitable convention, that a special sort of moral disapproval is the feeling
which is being expressed'. A less reductionist, but equally subjectivist
position, is to analyse such statements as in fact having the form of
'hypothetical imperatives' '. That is, moral statements attempt to
impose restrictions on behaviour, but do so in relation to certain actual or
potential outcomes. They stipulate means to reach certain ends. These
ends may be made explicit, as in sentences such as 'if you want to be
universally popular, you should be nice to people'. Often, however, they are
suppressed, but can be understood as stipulating a general condition of success
or advancement. So 'stealing is wrong' is hypothetical in nature, but this is
hidden by its surface form. It can be interpreted as something such as 'if you
want to get on in life, you should not steal'. In his work on this
subject, Grice draws particularly on two subjectivist analyses of statements of
value as hypothetical imperatives: Philippa Foot's 1972 essay 'Morality
as a system of hypothetical imperatives' and J. L. Mackie's 1977 book Ethics:
Inventing Right and Wrong.These choices are not surprising; Grice knew both
Foot and Mackie personally from Oxford. In discussing the view that morality
consists of a system of hypothetical imperatives, not of absolute values, Foot
considers its implications for freedom and responsibility. Dispensing with
absolute value raises the fear that people might some day choose to abandon
accepted codes of morality. Perhaps this fear would be less, she suggests, 'if
people thought of themselves as volunteers banded together to fight for liberty
and justice and against inhumanity and oppression' rather than as being bound
to conform to pre-existing moral imperatives." Mackie concedes that
objectivism seems to be reflected in ordinary language. When people use
statements of moral judgements, they do so with a sense that they are referring
to objective moral values. More-over, 'I do not think that it is going too far
to say that this assumption has been incorporated in the basic, conventional meanings
of moral terms.' However, he argues that this in itself is not sufficient to
establish the existence of objective value. The question is not linguistic but
ontological. Mackie rehearses two fairly standard arguments to support the
break with common sense he is proposing: the argument from relativity and the
argument from queerness. The argument from relativity draws attention to the
variety of moral codes and agreed values that have existed at different times
in human history, and exist now in different cultures. This diversity, Mackie
suggests, argues that moral values reflect ways of life within particular
societies, rather than drawing on perceptions of moral absolutes external to
those societies. However, he sees the argument from queerness as far more
damaging to the notion of absolute value. It draws attention to both the type
of entity, and the type of knowledge, this notion seems to demand. Objective
values would be 'entities or qualities or relations of a very strange sort,
utterly different from anything else in the universe', while knowledge of them
'would have to be by some special faculty of moral perception or intuition,
utterly different from our ordinary ways of knowing everything else'? The
supporter of objective value is forced to advocate types of entity and types of
knowledge of a 'queer' and highly specific kind. Despite Mackie's
concession that a commitment to objective value is apparent in ordinary
language, it was far from necessary that a philosopher of ordinary language would
take an objectivist stance on ethics. Indeed, at least one of Grice's
Oxford contemporaries who published on the topic presented a subjectivist
argument. In 1954 P. H. Nowell-Smith published Ethics, the book in which he
advanced rules of 'contextualimplication' that foreshadowed some of Grice's
maxims. Grice does not refer to this book in his own writings either on
conversation or on value. Nowell-Smith defends a subjectivist account of
moral value, enlisting the argument described by Mackie as 'the argument from
queerness'. In the tradition of post-war Oxford philosophy, Nowell-Smith
employs different uses of words, and even fragmentary conversational 'scripts'
to support his arguments. The meanings of individual words, he argues, often
depend on the context in which they occur. For Nowell-Smith, this observation
strengthens his subjectivist position. Since words do not remain constant, but
are always changing their meanings, there can be no sentences that are true
simply because of the meanings of the words they contain; in effect there can
be no analytic sentences. Hence statements of moral value cannot be
necessarily, but only contingently In 1983, Grice was working on another
major lecture series, which he entitled 'The conception of value'. He notes in
the introductory lecture that the title is ambiguous, and deliberately so. The
lectures are concerned both with 'the item, whatever it may be, which one
conceives, or conceives of, when one entertains the notion of value', and
with 'the act, operation, or undertaking in which the entertainment of
that notion consists'' In effect, they address the two areas in which Mackie
argues objectivism introduces 'queerness'. Grice suggests that the nature and
status of value are of fundamental philosophical importance, while the way in
which people think about value, their mental relationship to it, is deeply and
intrinsically linked to the very nature of personhood. Value, as
suggested in the John Locke lectures, is the ultimate end point and the measure
of rationality. The value of any piece of alethic reasoning is dependent on the
facts of the matter. The value of practical reasoning, however, is dependent on
a notion of goodness. Grice does not state his plan for addressing this issue,
or for linking it to an account of ethics. However, as the lectures progress it
becomes clear that he is supporting a means-end account of practical reasons,
and of assigning some motives and systems for living higher value than others.
This, indeed, seems a necessary corollary of his account of reasoning in terms
of goals, and of the theory of the derivability of ethical principles hinted at
in the closing remark of 'Some reflections on ends and happiness'.
However, in one of his more flamboyant heresies, Grice proposes to retain the
notion of absolute value. This notion, generally associated with Kant's idea
that moral imperatives are categorical, is canonically seen as being in direct
conflict with an account of value concerned with goals, or with reasoning from
means to ends.'The conception of value' was written for the American
Philosophical Association's Carus lecture series, which Grice was to deliver in
the same year. Progress was slow, particularly on the third and final lecture,
in which his account of objective value was to be presented and defended. Grice
had always preferred interaction to solitary writing, and as he got older he
relied increasingly on constructive discussion and even on dictation. Unlike in
earlier years, he produced very few draft versions of his writings during the
1980s; the papers that survive from this period consist only of very rough
notes and completed manuscripts. Now, finding composition even more
laborious than usual, Grice enlisted the help of Richard Warner. Warner, who
was then working at the University of California, Los Angeles, offers a vivid
account of the process: To work on the Carus lecture, I drove up from LA
on Friday arriving at noon. We began work, drinking inexpensive white wine as
the afternoon wore on; switched to sherry as we broke off to play chess before
dinner; had a decent wine from Paul's wine cellar with dinner and went back to
work after eating. We worked all day Saturday with copious coffee in the
morning (bread fried in bacon grease for break-fast) and kept the same afternoon
and evening regime as the previous day. Paul did not sleep at all on Saturday
night while he kept turning the problems over in his head. After breakfast on
Sunday, he dictated, without notes, an almost final draft of the entire
lecture. 1º The result of this process was the third Carus lecture,
'Metaphysics and value'. Grice addresses the properties common to the two types
of value by which alethic and practical arguments are assessed, and the
centrality of both types to the definition of a rational creature. In this
extremely complex but also characteristically speculative discussion, he
returns to the idea that every living creature possesses a set of capaci-ties,
the fulfilment of each of which is a necessary condition for the continued
possession of that capacity, and indeed of all others. Here, the results of
Grice's interest in biology are apparent. On the plane on the way to Oxford in
1979 he had been reading books on this topic. In 1981 he made a note to himself
to 'Read "Selfish Gene", "chimp" lit'."1 In other
notes from this period he lists 'mandatory functions', including 'Reproduction,
Ingestion, Digestion, Excretion, Repair, Breath (why?), Cognition'.12 In
'Metaphysics and value', these thoughts are given a more formal shape as Grice
considers again the distinction between essential and accidental properties of
creatures. Essential prop-erties establish membership of a certain class of
creature: 'the essential properties of a thing are properties which that thing
cannot lose without ceasing to exist (if you like, ceasing to be identical with
itself).13 He speculates that rationality is in fact an accidental, rather than
an essential property for the class of human being. However, as he argued
in 'Method in philosophical psychology', once endowed with rationality,
the creature will use the capacity to consider questions not just about how
ends are to be achieved, but about the desirability of those ends The creature
in possession of rationality, the human being, is endowed with a concern that
its attitudes and beliefs are well grounded, or validated. Grice speculates
that, as a result of the possession of this property, the human being performs
a process of 'Metaphysical Tran-substantiation' on itself. It endorses this
concern for validation with the status of an end in itself, and it transforms
itself into a creature for whom this is the purpose: into a person. The
properties of the human being and the person are the same, but they are
differently distributed. Crucially, for this metaphysically constructed
entity 'person', but not for the human being, rationality is an essential
property. There is an unacknowledged link back to the work of John Locke
in this suggestion, particularly to the work Grice drew on in his early
article 'Personal identity'. Locke proposed a distinction between 'man'
and 'person' to take account of the fact that people, as essentially
rational beings, are uniquely distinguished from other life forms by something
like self-awareness or consciousness. For Locke, the identity of a person
depends on the continuation of a single consciousness, while the identity of a
man, like that of any living creature, depends on unity of function. Grice's
suggestion is similar to Locke's in its metaphysical distinction between 'man'
or 'human being' and 'person'. However, he goes beyond Locke in attributing the
distinction to the operation of rational creatures themselves, and in the link
he proceeds to make between the transformed creature and the nature of
value. For Grice, the rational creature is able to devise and evaluate
answers to the questions about value it is raising. This will initially take
the form of comparing different possible answers in terms of effectiveness and
coherence. By means of raising questions about the justification of ends, and
assessing possible answers to those questions, the person takes on the function
of attributing value. A rational creature becomes a creature that, by
metaphysical definition, has the capacity to attribute value. Value, even
the type of value known as 'goodness', can be discussed objectively, because a
creature uniquely endowed with, and indeed defined by, the capacity to judge
it, exists. The creature is 'a being whoseessence (indeed whose métier) it is
to establish and to apply forms of absolute value. 1 Values exist because
valuers exist. By means of this status afforded to the nature of personhood, it
is perhaps possible to reassess Grice's sketchy reference in 'Aspects of
reason' to the devising of systems for living. People devise systems for living
from the applica-tion of the capacity of reason and the resultant ability to
ascribe value to certain courses of action and withhold it from others. The
develop-ment and maintenance of basic moral principles can therefore be seen as
a necessary product of rational human nature. In this way, Grice
constructs his account of value as being dependent on analyses from means to
ends, yet at the same time having objective existence. The process of
Metaphysical Transubstantiation operates pri-marily to turn human beings into
people and therefore valuers, but it thereby makes value viable. The process,
and therefore the existence of valuers and value, derives from the capacity,
incidentally present in human beings, for rationality. Neither value itself nor
the process of valuing depend on any novel or 'queer' properties or processes.
The nature of value, and the apprehension of value, can both be explained in
terms of rationality, a phenomenon with an acceptable philosophi-cal pedigree
of its own, and one used in other areas of explanation. In Grice's terms, value
is embedded in the concept of people as rational creatures; 'value does not
somehow or another get in, it is there from the start'. 15 In the
years following the delivery of the Carus lectures, Grice began to justify his
claim that the study of value could have illuminating and far-reaching
consequences in different areas of philosophical investiga-tion. He had already
considered the implications of value for his own account of meaning in the
paper 'Meaning revisited'. As so often with Grice's work, the date of
publication is misleading. It was published in 1982 in the proceedings of a
colloquium on mutual knowledge held in England, but an earlier version of part
of the paper had been delivered at a colloquium in Toronto in March 1976. Grice
offers a tantalisingly brief suggestion of what might happen if the very
intelligent rational creature began to speak: an outline of an account of
meaning within the framework of creature-construction to which, it seems, he
did not return. If the creature could talk it would be desirable, and judged so
by the creature, that its utterances would correspond with its psychologi-cal
states. This would enable such beneficial occurrences as being able to exchange
information about the environment with other creatures; it would be
possible to transmit psychological states from one creatureto the next.
Further, the creature will judge this a desirable property of the utterances of
other creatures; it will assume, if possible, that the utterances of others
correspond with their psychological states. In a sentence that is at once
complex, hedged and vague, Grice pro-poses to retain some version of an
intentional account of meaning: It seems to me that with regard to the
possibility of using the notion of intention in a nested kind of way to
explicate the notion of meaning, there are quite a variety of plausible, or at
least not too implausible, analyses, which differ to a greater or lesser extent
in detail, and at the moment I am not really concerned with trying to
adjudicate between the various versions.16 In an addition to the 1976
paper for the later colloquium he suggests that intentional accounts of
meaning, including his own, have left out an important concept. This is
heralded at the start of the article as 'The Mystery Package', and later
revealed to be the concept of value. Grice hints that he has firm theoretical
reasons for wanting to introduce value as a philosophical concept. Many
philosophers regard value with horror, yet it can answer some important
philosophical problems. It makes possible a range of different expressions of
value in different cases. Grice suggests the word 'optimal' as a
generalisation over these differ-ent usages. This offers solutions to some
problem areas in the inten-tional account of meaning, most significantly to the
supposed 'infinite regress' identified by critics such as Schiffer. Grice
expresses some scep-ticism over whether any such problem can in fact be found,
but allows that it could at least be argued that his account entailed that 'S
want A to think "p, because S want A to think 'p, because S
wants...!"'. In effect, this demands a mental state of S that is both
logically impossi-ble, because it is infinite, and yet highly desirable. Grice
argues that just because it cannot in practice be attained, this mental state
need not be ruled out from philosophical explanation. Indeed, 'The whole idea
of using expressions which are explained in terms of ideal limits would seem to
me to operate in this way', a procedure Grice links to Plato's notion of
universal Ideals and actual likenesses."7 The state in which a
speaker has an infinite set of intentions is optimal in the case of meaning.
This optimal state is unattainable; strictly speak-ing S can never in fact mean
p. Nevertheless, actual mental states can approximate to it. Indeed, for
communication to proceed successfully other people can and perhaps must deem
the imperfect actual mentalstate to be the optimal state required for meaning.
Grice uses the story of the provost's dog to illustrate the notion of
'deeming'. It is a story of which he was apparently fond; he used it again in
his later paper 'Actions and events'. The incoming provost of an Oxford
college owned a dog, yet college rules did not allow dogs in college. In
response, the governing body of the college passed a resolution that deemed the
provost's dog to be a cat. I suspect', suggests Grice, that crucially we do a
lot of deeming, though perhaps not always in such an entertaining
fashion.'18 In the second version of the paper the 'mystery package'
seems to be the focus of Grice's interest, but commentators at the colloquium
on mutual knowledge were more interested in the possible 'evolutionary'
implications of his ideas: the suggestion that non-natural meaning might be a
descendant of natural meaning. This is not an idea that Grice seems to have
pursued further. However, Jonathan Bennett had already postulated a possible
Gricean origin for language, although carefully not committing himself to
it.2° Grice revisited 'Meaning', but not 'Logic and conversation'.
Others, however, have drawn connections between rationality, value and
coop-eration. Judith Baker has suggested that, 'when we cooperate with other
humans on the basis of trust, our activity is intelligible only if we conceive
of ourselves and others as essentially rational. 2 Marina Sbisa has gone
further, making a more explicit link between Grice's notions of 'person'
and of 'cooperative participant' and arguing that 'we might even envisage
Metaphysical Transubstantiation as an archetypal form of ascription of
rationality on which all contingent ascriptions of coop-erativity are modelled.
22 Richard Grandy, tackling the question of why a hearer might conclude that a
speaker is being cooperative, suggests tentatively that Grice 'would have
argued that the Cooperative Principle ought to be a governing principle for
rational agents' and that such agents would follow it 'on moral, not on
practical or utilitarian grounds!23 However, writing long before the
publication of Grice's work on rationality and value, Asa Kasher suggested that
the Cooperative Principle should be replaced by a more general and basic
rationality principle. He argues that the individual maxims do not display any
clear connection with the Cooperative Principle, but that they follow from the
principle that one should choose the action that most effectively and
efficiently attains a desired end. In this way the maxims 'are based directly
on conclusions of a general rationality principle, without mediation of a
general principle of linguistic action'.2 Further, in interpreting an
utterance, a hearer assumes that the speaker is a rational agent.It might be
that the discussion of value in Grice's later work offers a new way of
interpreting the rather problematic formulation of his earlier work.
Rationality and mutual attribution of rationality may be better descriptions of
the motivation for the maxims described in the William James lecturers than is
'cooperation'. Speakers follow the rules of conversation in pursuit of
particular communicative ends. On the assumption that other speakers are also
rational creatures, the maxims also offer a good basis for interpreting their
utterances. As rational crea-tures, speakers attribute value to ends that are
consistent and coherent. An implicature may be accepted as the end point
of interpretation if it accords with the twin views that the other speaker is a
rational being, and that their utterances correspond to their psychological
states. On this view, the Cooperative Principle and maxims are not an
autonomous account of conversational behaviour precisely because they follow
from the essential nature of speakers as rational creatures. Cooperation
is, in effect, just one manifestation of the much more general cognitive
capacity of rationality. Further, introducing the notion of 'value' into the
theory of conversation offers a defence against the charge of prescriptivism.
The maxims are not motivated by a duty to adhere to some imposed external
ethical code concerned with 'helpful-ness' and 'considerateness'. Their
imperative form belies the fact that they are a freely chosen but highly
rational course of action. Like moral rules they are means towards certain
ends: ends that are attributed value by creatures uniquely endowed to do so.
Both the tendency to adhere to the maxims and the tendency to prize certain
courses of action as 'good' follow as consequences of the same essential
property of people as rational beings: the property, indeed the necessity, of
attributing value. As such, the theory of conversation can be argued to be one
component in Grice's overarching scheme: a description of what it is to be
human. The allocation of time and the completion of projects became a
pressing concern for Grice as the 1980s wore on because his health was failing.
He had been a heavy smoker throughout his adult life, and tape recordings from
the 1970s onwards demonstrate that his speech was frequently interrupted by paroxysms
of coughing. In response he gave up cigarettes suddenly and completely in 1980.
He insisted to Kathleen that his last, unfinished, packet of one hundred
Player's Navy Cut stayed in the house, but he never touched it. This drastic
action was taken, as he himself was in the habit of commenting, too late. In
December 1983 he gave a farewell lecture at the end of his time at the
University of Washington, in which he referred to 'my recent disagreement
withthe doctors'. Even before this had taken place, he explains, he had decided
to offer this talk as a thank you on his and Judith Baker's behalf, 'for
making the time spent by us here such fun'.? Whether or not the doctors in
question were insisting that Grice finish his demanding shuttle between Berkeley
and Seattle, they certainly seem to have been recommending that he slow down.
It was around this time that he was first diagnosed with emphysema, the lung
condition that was presenting him with breathing difficulties and was to cause
increasing ill health over the following years. If his doctors were
urging him to burden himself with fewer com-mitments, they did not check his
enthusiasm for work. Stephen Neale, then a graduate student at Stanford, spent
a day with Grice in Berkeley in 1984. He found that Grice 'was already
seriously weakened by illness, but he displayed that extraordinary intellectual
energy, wit, and eye for detail for which he was so well known, and I left his
house elated and exhausted' 2 Grice's response to his illness seems to have been
if anything an increased impetus towards advancing the projects then in hand,
and a renewed drive towards seeing his many unpublished works into print. Early
in 1984 he began making lists of things to do. Some of these include private
and financial business which, mixed in with academic matters, have survived
with his work papers; there was, by this time at least, no real distinction
between the personal and the philosophical. He planned to 'collect "best
copies" of unpublished works and inform "executors" of their
nature and location and of planned "editing"'?7 On the same list
appears the resolution to 'go through old letters and dispose'. In the
mid-1980s, then, Grice was looking back over the work of more than four
decades. This was prompted partly by his concern to tie up loose ends and
partly by the demands of selecting the papers to appear along with the William
James lectures in the projected book from Harvard University Press. There was
also another spur to this retrospective reflection. Richard Grandy and Richard
Warner were collecting and editing the essays eventually published as
Philosophical Grounds of Rationality. They were themselves writing an
introductory overview of Grice's work. Grice called his response to this 'Reply
to Richards', fusing, as he puts it, the editors into a multiple personality.
In this he develops some of the themes of his current work. But he begins with
a short philosophical memoir: 'Life and opinions of Paul Grice'. The paper he
offered at the end of his time in Seattle was, it seems, a preliminary sketch
for this. The original, informal title was 'Prejudices and predilec-tions.
Which becomes life and opinions'.One consequence of this enforced nostalgia was
a renewed interest in the practices of ordinary language philosophy. Grice
looked back at the influence of Austin with the amused detachment afforded by a
distance of over 20 years, or perhaps more accurately with fond memories of the
amused detachment with which he viewed Austin at the time. He was earnest, however,
in the guarded enthusiasm with which he recounted the art of linguistic
botanising'. He had never fully abandoned the practice in his own philosophy.
For instance, in his notes on psychological philosophy, he had started making a
list of 'lexical words' relevant to the topic. These included 'Nature, Life,
Matter, Mind, Sort, End, Time'. Perhaps catching himself in the act, next
to this list he had posed the self-mocking question '"Going through
Dictionary"??'28 In 'Reply to Richards', he suggests that this method has
merits that might recommend it even to contemporary philosophers: 'I continue
to believe that a more or less detailed study of the way we talk, in this or
that region of discourse, is an indispensable foundation for much of the most
fundamental kind of philosophizing. This was a theme he repeated, often rather
more forcefully, in a number of other papers, talks and informal discussions at
that time. Nevertheless, Grice was well aware of how far he had moved away from
Oxford philosophy in taking on metaphysical topics such as value. In 1978, in
the introductory seminar to his course 'Metaphysics', he explained to his
students that not very long before the word itself could be used as a term of
abuse. At Oxford in the 1950s, metaphysics was viewed as 'both non-existent and
disgust-ing'. Oxford philosophers, he suggests, would have said: 'All we need
is tasteful and careful botanising and we'll have all any gentleman needs to
know'. Twenty-five years later, Grice admitted, he was convinced that a more
systematic treatment of philosophy was needed. 30 Grice's enthusiasm for
the old-fashioned method of linguistic botanis-ing was accompanied, and perhaps
reinforced, by a strong dislike and distrust of technology. This attitude
applied to attempts to use technological tools or analogies in philosophy
itself, and extended into the more personal domain. He was scathing about what
he saw as attempts to 'reduce' the understanding of human beings to the
understanding of computers. He may have had in mind recent debates about the
possibility and nature of Artificial Intelligence, although he does not refer
to them explicitly. In 1985, he wrote an overview of his earlier work on the
philosophy of language, titled 'Preliminary valediction' and presumably serving
as an early draft of the retrospective that appeared in Studies in the Way of
Words. In this he makes an explicit link between his philosophical interest in
ordinary language and his dislike oftechnological explanations in philosophy.
In a single sentence, perfectly well formed, but long even for him, he tackles
the need for a carefully considered argument to justify attention to ordinary
language: Indeed it seems to me that not merely is such argument
required, but it is specially required in the current age of technology, when
intuition and ordinary forms of speech and thought are all too often forgotten
or despised, when the appearance of the vernacular serves only too often merely
as a gap-sign to be replaced as soon as possible by jargon, and when many
researchers not only believe that we are computers, but would be gravely
disappointed should it turn out that we are, after all, not computers; is not a
purely mechanical existence not only all we do have, but also all we should
want to have?31 In arguing for the centrality of consciousness, that is
in arguing against the possibility of Artificial Intelligence, Grice was again
affirming his commitment to the significance of psychological concepts to
rationality in general and to meaning in particular. The processes of the
interpretation and production of meaning are significant for a human being in
ways that are perhaps mysterious, but crucially cannot be observed in
computers. Personally, too, Grice would have nothing to do with computers. When
he retired from his full-time post at Berkeley he lost the secretarial support
he had always relied on and was forced to get a PC at home. But it was Kathleen
who learnt to use the computer and mastered word processing. Grice could never
get beyond his horror of the spell checker which, he complained, rejected
'pirot' and questioned 'sticky wicket'. Grice was not just looking
back, reflecting on the philosophy of earlier decades and planning the
publication of his manuscripts. He was also working on new projects. His
obsession with these was such that even his interest in his own health seemed
to be predicated on the desire to have time to finish them. Cancelling a
lecture he had been scheduled to give in 1986, he wrote 'my doctor has just
advised me that I am taking on too much and that unless I reduce my level of
activity I shall be jeop ardising the enterprises which it is most important to
me to complete.'32 From the notes and the work plans he was making at the time,
it seems that Grice had two main enterprises in mind: producing a finished
version of his lectures on value, and developing a project these had prompted.
This new project was characteristic of the pattern of Grice's work in two ways.
It was daringly ambitious, in that he foresaw for it a wide range of
implications and applications. But it was also not entirelynew, in that the
ideas from which it developed had long been present in his work. In effect, it
was nothing less than the foundations of a theory to encompass the whole of
philosophy, with all its apparent branches and subdivisions. Grice was working
on a metaphysical methodology to explain how the theories that make up human
knowledge are constructed. Or, in one of his own favourite phrases from this
time, he was doing 'theory-theory'. Grice had long been of the opinion
that the division of philosophy into different fields and disciplines was an
artificial and unproductive practice. This opinion was certainly reflected in
the course of his own work, in which he followed what seemed to him the natural
progression of his interests, without regard for the boundaries he was crossing
between the philosophies of mind and of language, logic, metaphysics and
ethics. In 1983, he recalled with some pride a mild rebuke he had received
years earlier from Gilbert Harman, to the effect that when it came to
philosophy, 'I seemed to want to do the whole thing myself' 33 To some extent,
especially in the latter part of his career, Grice had actually defined his own
philosophical interests in these terms. He contributed a brief self-portrait to
the Berkeley Philosophy Department booklet in 1977, in which he described
himself as working recently chiefly in the philosophy of language and logic;
'takes the view, however, that philosophy is a unity and that no philosophical
area can, in the end, be satisfactorily treated in isolation from other
philosophical areas'.34 He comments further on this attitude in his 'Reply to
Richards': When I visit an unfamiliar university and (as occasionally
happens) I am introduced to 'Mr Puddle, our man in Political Philosophy' (or in
'Nineteenth-Century Continental Philosophy' or 'Aesthetics', as the case may
be), I am immediately confident that either Mr Puddle is being under-described
and in consequence maligned, or else Mr Puddle is not really good at his stuff.
Philosophy, like virtue, is entire. Or, one might even dare to say, there
is only one problem in phi-losophy, namely all of them.35 Grice's
distrust of subdivisions and labels extended to the classification of different
schools of thought or philosophical approaches. Labelling philosophers
according to the style of their subject and their approach to it was, he felt,
unhelpful and even stultifying. In preparatory note for 'Reply to Richards' he
lists some of the 'cons' of philosophy as being 'fads' ', 'band
wagons', 'sacred cows' (the 'pros' are simply 'fun' and 'col-laboration'). He
then goes on to produce a list of '-isms' that might bear out his objections,
including 'naturalism', 'phenomenalism', 'reduc-tionism', 'empiricism' and
'scepticism'. In a later note, he worked out a series of nicknames for the
dedicated followers of different schools of thought. 'Constructivists' were
'Egg-heads'; 'Realists' were 'Fat-heads'; 'Idealists' were 'Big-heads';
'Subjectivists' were 'Hard-heads' or 'Nut-heads'; and 'Metaphysical Sceptics'
were 'No-heads', or 'Beheads' 37 It is not clear whether Grice intended these
jottings for any purpose other than his own amusement. It seems that he made
public use of only one of these labels, when speaking to the American
Philosophical Associa-tion, and drawing attention to his own belief in the
crucial connection between value and rationality: To reject or to ignore
this thesis seems to me to be to go about as far as one can go in the direction
of Intellectual Hara-Kiri; yet, I fear, it is a journey which lures
increasingly many 'hard-headed' (even perhaps bone-headed) travellers.38
In 'Reply to Richards', and elsewhere, Grice is characteristically cagey about
the exact consequences of his views on the entirety of philoso-phy. He is
certain, however, that progress is to be made through his view of metaphysics
as essentially a constructivist enterprise, in which categories and entities
are added if they are explanatorily useful. In 'Method in philosophical
psychology' he used the metaphor of offering houseroom to even unexplained
conditions and entities if they were able to help with the housework. In the
Carus Lectures, arguing that any account of value should be given metaphysical
backing, he suggests that the appropriate metaphysics will be constructivist,
not reductionist. In another arresting metaphor, he tells his audience that,
unlike reductionist philosophers, 'I do not want to make the elaborate
furniture of the world dissolve into a number of simple pieces of kitchenware!
The world is rich and complex, and the philosopher should offer an explanation
that retains these qualities. The constructivist would begin with certain
elements that might be seen as metaphysically primary, and would then 'build up
from these starting-points, stage by stage, a systematic metaphysical theory or
concatenation of theories'.39 First, it would be necessary to define the
suitable form for any theory to take, to engage in theory-theory. Grice does
not here enter into a discussion of theory-theory itself, but it seems that his
account of value is an example fitting the general constructivist approach he
has in mind Th e simple psychological attitudes of J-accepting and
V-accepting areposited, together with the programme of creature construction,
as primary elements in the theory. Grice's elaborate account involving
rationality as a non-essential property of human beings, the process of
Metaphysical Transubstantiation, the creation of people as value-givers and the
derivation of absolute value, are built up from these starting points.
There is no finished written account of metaphysical constructivism and
theory-theory, although they are outlined in 'Reply to Richards'. Grice
never wrote the work 'From Genesis to Revelation (and back): a new discourse on
metaphysics', which he seems to have contemplated. 40 Probably the
fullest record of his thoughts on this matter is a lengthy taped conversation
from January 1983, in which he talks to Judith Baker and Richard Warner,
setting out the ideas he hopes to have time to develop. The discipline of
theory-theory, he explains, can be discussed in both general and applied terms.
In general terms, it is concerned with examining the features any adequate
theory would have to exhibit: with laying out the ground rules of theory
construction. In its more applied aspect, it is concerned with detailing the
theories formed by these rules, and with classifying them into types.
Theory-theory includes in its scope, but is not restricted to, philosophical
theory. From this starting point, Grice goes on to suggest a hierarchical
structure of theories, the scope and subject matter at each level being
successively more restricted and specific. He offers an example of a theory
from each of these levels; in effect each theory is a component of the one
before. If philosophical theory is one type demarcated by theory-theory, then
metaphysics is the pre-eminent form of philosophical theory. Concerned as it is
with the fundamental questions of what there is, and how it is to be
classified, it deserves the title of 'First Philoso-phy'. General theory-theory
is concerned with specifying the appropriate subject matter and procedures of
metaphysics, while applied theory-theory is concerned with the specific
categories needed to delineate the subject matter, with investigating what kind
of entities there are. Within metaphysics, each sub-branch has its own general
and applied theory-theory. One such branch that particularly interests Grice is
philosophical psychology. General theory-theory is concerned with the nature
and function of psychological concepts, applied theory-theory with finding a
systematic way of defining the range of psychological beings. Rational
psychology is a special case. Here, general theory-theory is concerned with the
essence of rational beings. Applied theory-theory widens the scope to consider
features or properties other than the essential. In this way, it leads to the
characterisation of a prac-tical theory of conduct, in part an ethical system.
Finally, and rather briefly, Grice comments that philosophy of language is to
be seen as a sub-theory of rational psychology. Grice is even more
tentative about the operation of metaphysical construction itself, in other
words the procedures of metaphysics specified in general theory-theory. The
relevant principles, he insists, are not fully worked out, but two ideas about
the forms they might take have been with him for some time. The first idea he
calls the 'bootstrap principle', in response to the realisation that a theory
constructed along the lines he is describing must be able to 'pull itself up by
its bootstraps', or rely on its own primitive concepts to construct potentially
elaborate expla-nations. A metaphysical system contains both its primitive
subject matter, and the means by which that subject matter is discussed and
explained. The means are meta-systematic. In constructing the theory, it must
be possible to include in the meta-system any materials that are needed. The
only restriction on this, introduced in the interests of economical conduct, is
that any ideas or entities used in the meta-system should later be introduced
formally into the system. The legitimate routines or procedures for
construction include 'Humean projection' and 'nominalisation'. First, if
a particular psychological state is central to a theory, it is legitimate to
use the object of those states in the meta-system. The objects of psychological
states are the 'radicals' of thought described in Grice's work on rationality,
Second, it is legitimate to introduce entities corresponding to certain
expressions used in the relevant area of investigation. The second
general idea does not have a specific name, but can be summarised by saying
that the business of metaphysics in any area of investigation is not just the
production of one theory. Grice maintains that he wants to be free to introduce
more than one metaphysical theory, because the production of different systems
of explanation may be differently motivated. This principle, he observes, 'fits
in nicely with my ecumenical tendencies'. A metaphysical system does not have
to be unitary or monolithic. In fact, Grice doubts the existence of 'a theory
to be revealed on The Day of Judgement which will explain everything'.
Rather than aiming at some ultimate truth, or correct version, Grice sees any
theory as crucially a revision of some prior theory, or, if there is no such
precedent, as building on common sense and intuition. Asked by one of his
colleagues as to whether it is legitimate to reject a previous theory, or the
prompting of common sense, once it has been revised, Grice expresses himself
strongly opposed to the idea. The best understanding of some entity comes from
an appreciation of all the guises inwhich it appears during the development of
systems. The most appropriate theory on any given occasion is not always the
most elaborate one available. Grice referred to his metaphysical
interests in some of the articles he wrote, or at least completed, during these
final but productive years. In 'Actions and events', published in 1986,
he responds to Donald Davidson's logical analysis of action sentences that
included actions in the category of entities.4l The question relates, he
argues, to the fundamental issue of metaphysics: the question of what the
'universe' or the 'world' contains. Grice is inclined to agree with
Davidson over this act of inclusion, but to do so from a very different
metaphysical position. He suggests that Davidson, like Quine, is a 'Diagnostic
Realist'; the actual nature of reality is unavailable for inspection, but the
job of philosophers is to make plausible hypotheses about it. Grice's own
metaphysical approach, however, is one of constructivism, of building up an
account from primitives, rather than of forming theories consistent with
scientific explanations. 'One might say that, broadly speaking, whereas the
Diagnostic Realist relies on hypothesis, the Constructivist relies on
hypostasis. 42 'Actions and events' brings together many of Grice's
apparently disparate philosophical interests into one article of broad scope
and remarkable complexity. Still not recognising traditional philosophical
boundaries, he moves from metaphysics, intention and language to rationality
and the status of value. In a few concluding paragraphs, Grice turns to what he
sees as the essential link between action and freedom. The link is treated
briefly and cautiously in this published work, but was in fact a major concern
in his thinking about value. Grice's notes from the early 1980s show him
applying the familiar techniques of 'linguistic botanising' to the concept of
freedom. He jotted down phrases such as 'alcohol-free', 'free for lunch' and
'free-wheeling', and listed many possible definitions, including 'liberal',
'acting without restriction' and 'frank in conversation'43 Richard Warner has
commented that their discussions in preparation for the third Carus lecture
were concerned almost exclusively with freedom as a source of value, and that
he himself encouraged Grice to pursue this line of enquiry rather than that of
creature construction as being the more interesting and productive. *
Essentially, Grice saw in the nature of action a means of justifying the
problematic concept of freedom, and from this a defence of his objective
conception of value. He introduces a classification of actions that is
reminiscent of his hierarchy of living creatures. Some actions are caused
by influences external to a body, as is the casewith inanimate objects. Next,
actions may have causes that are internal to the body but are simply the
outcome of a previous stage in the same process, as in a 'freely moving' body.
Then there are causes that are both internal and independently motivated.
Actions provoked by these causes may be said to be based on the beliefs or
desires of the creature in question and as functioning to provide for the good
of the creature. Finally, there is a stage exclusive to human creatures
at which the creature's conception of something as being for its own good is
sufficient to initiate the creature in performing an action. 'It is at this
stage that rational activity and intentions appear on the scene. '45 The
particular nature of human action suggests the necessity of freedom. That is,
humans act for reasons. These reasons may be more than mere desires and beliefs
motivated by ones own survival; they may be freely adopted for their own sake.
This in turn suggests that people must be creatures capable of ascribing value
to certain ends, independent of external forces or internal necessity. In
Grice's terms, the particular type of freedom demanded by the nature of human
action 'would ensure that some actions may be represented as directed to
ends which are not merely mine, but which are freely adopted or pursued by
me'.* In this way, a consideration of action suggests the necessity of freedom,
and freedom in turn offers an independent justification for people as ascribers
of value. If people are inherently capable of ascribing value, then value must
have an objective existence. Independent of the programme of creature
construction, the concept of freedom may offer another version of the argument
that value exists because valuers exist. In 'Metaphysics, philosophical
escatology and Plato's Republic' completed in 1988 and published only in
Studies in the Way of Words, Grice suggests a distinction between 'categorial'
and 'supracategorial' meta-physics. The first is concerned with the most basic
classifications, the second with bringing together categorially different items
into single classifications, and specifying the principles for these
combinations. This second type of metaphysics, closely related to his
informal account of constructivism, he tentatively labels 'Philosophical
Escatology'. 47 The study of escatology, or of last or final things, belonged
originally to Christian theology. Grice is laying claim to an exclusively
philosophical version of this discipline, and thereby linking metaphysical
definitions to finality, or purpose. The paper 'Aristotle on the
multiplicity of being' was published in 1988, but there is evidence that he had
been working on it at least since the late 1970s. Alan Code mentions a paper
'Aristotle on being andgood' that Grice read at a conference at the University
of Victoria in 1979, and that sounds in many ways similar to the published
version. 48 Grice offers an explicit defence of metaphysics, contrasting it
particularly with the rigid empiricism of logical positivism: A
definition of the nature and range of metaphysical enquiries is among the most
formidable of philosophical tasks; we need all the help we can get,
particularly at a time when metaphysicians have only recently begun to
re-emerge from the closet, and to my mind are still hampered by the aftermath
of decades of ridicule and vilification at the hands of the rednecks of Vienna
and their adherents.49 Grice saw the 'revisionary character' of
metaphysical theorising as a topic to which he would need to return. In fact,
it is closely linked to another late area of interest, a topic he often
described as 'the Vulgar and the Learned'. In this terminology, and indeed in
the ideas it described, it seems likely that Grice was borrowing from Hume, one
of the 'old boys' of philosophy he particularly admired. Hume had written about
the relationship between philosophical terminology and everyday understanding
in the following terms: When I view this table and that chimney, nothing
is present to me but particular perceptions, which are of a like nature with
all other perceptions. This is the doctrine of philosophers. But this table,
which is present to me, and that chimney, may and do exist sepa-rately. This is
the doctrine of the vulgar, and implies no contradic-tion. There is no
contradiction, therefore, in extending the same doctrine to all
perceptions.50 Grice argued in his account of theory-theory that
pre-theoretical intu-itions, or common-sense accounts, are often used as the
foundations of metaphysical theories. In later notes he was particularly
preoccupied by the role of such 'everyday' or 'vulgar' understanding in
metaphysical construction. Very generally, he urges that theorists of
metaphysics are well advised to take account of common-sense understanding. It
is not that common sense is 'superior' to metaphysical accounts, or can replace
them. The complex accounts offered by philosophers serve a different function
from those of everyday life, and can coexist with them because they are
appropriate to different purposes. In his notes from around this time, he
compares the vulgar and the learned with reference to what he calls
'Eddington's table' and 'thevulgar table'. Grice's reference here is to Arthur
Eddington's The Nature of the Physical World, first published in 1928.
Eddington begins his book, originally delivered as a series of lectures, with
the assertion that as he sat down to write he was confronted with not one table
but two. There is the ordinary, familiar table: 'a commonplace object of that
environ-ment which I call the world'. There is also a scientific table, an
object of which he has become aware only comparatively recently. Whereas the
ordinary table is substantial, the scientific table is mostly emptiness, while
'sparsely scattered in that emptiness are numerous electric charges rushing
about with great speed; but their combined bulk amounts to less than a
billionth of the bulk of the table itself'. Eddington argues that the two
different descriptions of the table are discreet and serve distinct purposes.
Although they might ultimately be said to describe the same object, the
scientist must keep the two descriptions separate, in effect ignoring the
'ordinary table' and concentrating only on the 'scientific table'.
Grice's brief notes suggest that he is happy to accept both the vulgar and the
learned description of the table. There is, he notes, 'no conflict...
Scientific purposes and everyday purposes are distinct'.52 Grice was
advocating philosophical respect for common sense, and as such aligning himself
with a philosophical tradition stretching back through Moore and Berkeley to
Aristotle. Although he developed this position explicitly only towards the end
of his life it is clear that, as so often in his work, he was returning to a
theme, and to a philosophical outlook that had been with him for many years. It
is not difficult to relate this idea to Austin's respect for ordinary language,
and the indi-cation of everyday concepts and distinctions it contains. Indeed,
notes from much earlier in Grice's career show that, while he was still
at Oxford, he was linking a philosophical interest in common sense to a
respect for ordinary language. His jotted 'Aspects of respect for vulgar'
include 'protection against sceptic', 'proper treatment of Folk Wisdom',
'protection of speech from change and impropriety' and, perhaps most tellingly
'proper position treatment of ordinary ways of speech (speech
phenomena)'.53 The same form of respect can also be detected, although
more prob-lematically, in his later work on value. Subjectivists such as Mackie
had suggested that they were themselves necessarily arguing against common
sense, rejecting the idea apparent in ordinary language that values 'exist' as
objective topics of knowledge. Grice himself rather irrev-erently sums up a
position such as Mackie's in his notes from this periodas follows:
'value-predicates (e.g. "good", "ought") signify attributes
which ordinary chaps ascribe to things. It is however demonstrable, on general
grounds, that these attributes are vacuous. So position attribution by the
vulgar are systematically false' S4 According to this account, in upholding
objective value, Grice would be maintaining a straight for-wardly common-sense
position. In fact Grice himself does not accept this simple identification of
objectivism with common sense. He argues in the Carus lectures that 'it seems
to me by no means as easy as Mackie seems to think to establish that the
"vulgar valuer", in his valuations, is committed to the objectivity
of value(s).5 In the taped conversation he suggests that the need to work on
the status of common sense, intuition and pre-theoretical judgement is
particularly acute for anyone who wants to take a constructivist approach to a
topic such as value. It is not that the philosopher should simply take on board
all 'vulgar' pronouncements on such a topic, but rather that a constructivist
should attempt at least to use them as a starting point for any theory of
value. Grice's 'common sense' philosophy is, therefore, a more
sophisticated approach than one relying simply on the understanding apparent in
everyday language. Years earlier he defended common sense but attacked Moore's
simplistic application of it in 'G. E. Moore and philosophers' paradoxes'. In
the later work, he argues that although common sense may be the starting point,
exactly how a theory is to be constructed from there is a matter for
theory-theory: 'Moore-like proclamations cut no ice.' Grice was also
turning his attention to another loose end in his work: the study of
perception. In particular, he returned to the area in which he had worked with
Geoffrey Warnock 30 or more years before, planning a 'Grice/Warnock
retrospective'. He sketched out a number of topics for this, but it does not
appear to have progressed beyond note form. The first topic was to be 'The place
of perception as a faculty or capacity in a sequence of living things'.
Thinking about the old issue of perception in relation to his more recent
interest in creature-construction, he wondered: 'at what point, if any, is
further progress up the psychological ladder impossible unless some rung has
previously been assigned to creatures capable of perception?'56 He dwells on
the advantages of perception in terms of survival, the crucial factor for
adding any capacity during creature-construction, and assesses the possible
support this might offer for common sense against philosophers of sense data.
If perception is to be seen as an advantage, providing knowledge to aid
survival in a particular world, 'the objects revealed byperception should
surely be constituents of that world'. It might be possible to say that sense
data do not themselves nourish or threaten, but constitute evidence of things
that do. However, Grice notes that he is more tempted by an alternative
expla-nation. 'Flows of impressions' do not so much offer evidence of what is
in the world, as 'prompt, stimulate or excite certain forms of response to the
possibility that such states of affairs do obtain'. These responses may be
either verbal or behavioural. Both types of response suggest commitment on the
part of the responding creature to the state of affairs in question. Here
again, Grice seems to be offering a defence of a common sense approach to
philosophical questions, but a more sophisticated one than that of simple
realism. The existence of the material object is indicated not by the sense
impressions themselves, but by the responses these elicit in the perceiving
creature. From the middle of the 1980s onwards, Grice was increasingly
preoccupied with various publishing projects, mainly with book plans. His notes
from the time suggest an explosion of energy in this area. A list from 1986
includes '"Method: the vulgar and the learned" with ?OUP.
"From Genesis to Revelations" ?HUP'. Other notes are uncompromisingly
labelled 'work program', and show him carefully dividing up time by year, by
month or even by day, including the injunction that he should set aside part of
December 1986 to 'CATCH UP on prior topics'. 57 For most of Grice's potential
audience, however, it was the William James lectures that were most eagerly
awaited. With the exception of the few lectures already published, these
remained as ageing manuscripts in Grice's idiosyncratic filing system. Even
with his new enthusiasm for publishing, it took some persuasion from Harvard
University Press, and from Kathleen, to revisit these. It is clear that he was
not averse in principle to publishing the lectures; his flurry of lists from
the early 1980s testify to this. But he had set himself an exacting programme
of revising and adding to the them. Grice was adamant from the start
that, whatever else the book con-tained, the William James lectures should be
kept together and distinct from other papers. In a letter to his publisher he
wrote, 'the link between the two main topics of the James lectures is not loose
but extremely intimate. No treatment of Saying and Implying can afford to omit
a study of the notion of Meaning which plainly underlies both these ideas!58
Before the book had a name, he was planning that it should contain a Part A
entitled 'Logic and conversation'. It seems that this was to include a number
of postscripts to the lectures. Part B was provisionally entitled 'Other essays
on language and related matters', andwas to contain a number of further
postscripts and reassessments. Of all the proposed postscripts, only
'Conceptual analysis and the province of philosophy', concerned mainly with
revisiting the themes of 'Postwar Oxford philosophy', was ever written. The
inclusion of 'In defence of a dogma' in Part B was a matter of some debate,
Grice remaining resolutely in favour. When a reader for the publisher
questioned this, Grice responded with a robust defence: 'the analytic/synthetic
distinction is a crucially important topic about which I have said little in
the past thirty years, and must sometime soon treat at some length.' In his
original plan the book was also to include a transcription of a talk on this
same topic between himself, George Myro, Judith Baker, George Bealer and Neil
Thomason. Indeed, Grice suggested initially that Studies in the Way of Words
should be published as authored by Paul Grice with others'. Grice
revisits the analytic/synthetic distinction in the 'Retrospective epilogue'. He
introduces a number of inhabitants of 'philosophical Never-Never-Land', M*, A*,
G* and R*, the fairy godmothers of Moore, Austin, Grice and Ryle. These
fairy godmothers are useful to philo- sophical discussion because they
hold explicitly all the views that their godchildren hold, without regard for
whether these views are explicit or implicit in their actual work. R* suggests
that the division of statements of human knowledge into 'analytic' and
'synthetic' categories, far from being an artificial and unnecessary
complication by philoso-phers, is in fact an insightful attempt by theorists to
individuate and categorise the mass of human knowledge. This view offers a
particular challenge to Quine's attack on the distinction, with which Grice had
taken issue in his joint article with Strawson over 30 years earlier. It is in tacit
reference to this that Grice concludes his epilogue: Such consideration
as these are said to lie behind reports that yet a fifth fairy godmother, Q*,
was last seen rushing headlong out of the gates of Never-Never-Land, loudly
screaming and hotly pursued (in strict order of seniority) by M*, R*, A* and
G*. But the narration of these stirring events must be left to another and
longer day.59 It is tempting to read a note of wistful resignation into
the manner in which Grice chose in 1987 to conclude Studies in the Way of
Words. However, letters he was writing at the time, which affirm his
intention to revisit these topics at length, argue that he at least in part
believed he had time to do so. Moreover, he submitted applications for Faculty
Research Grant support for both the academic years 1986-7 and 1987-8,for a
project on 'Metaphysical foundations of value and the nature of metaphysics'.
Kathleen recalls that he was never successful in his bids for such research
grants. Despite this, he does not seem to have made much effort to accommodate
to the demands of the application process. In answer to a question about
the significance of his research project and the justification of the proposed
expenditure, he wrote in 1986 'I hope the character of the enterprise will be
sufficient evidence of its sig-nificance.' In 1987 he offered an even more
terse account of his plans: 'their importance seems to me to be beyond
question'. 6 He was applying for funding to cover the expenses of secretarial support
in transcribing tapes on to which he had been dictating his notes and typing up
manuscripts, and for duplication, supplies and mailing. His intention was to
produce two books for Oxford University Press, one a revised version of the
Carus lectures and one on 'Methodology in Metaphysical Theory', a study to
include a consideration of 'the nature and degree of respect due from
metaphysical theorists towards the intuitions and concerns of the common man'.
The plan was to complete at least first drafts during 1987-8. Whatever
his official predictions, Grice was aware that his condition was worsening and
that the prognosis was not good. In the summer of 1987 he underwent eye surgery
in an attempt to rescue his failing sight, and by the end of the year he needed
a hearing aid. In addition, his mobility became further restricted. The
entrance to his house, and the balcony on which he loved to sit, were on the
first floor over the garage; a further flight of stairs led to the second
floor. By early in 1988, a stair lift was needed. Even so, Grice was
effectively housebound, and received visits from publishers, colleagues and
even students on his balcony. From there he also continued to work on new
ideas, apparently with a sense of urgency that was only increased by his
condition. He jotted on the back of an envelope, Now that my tottering feet are
already engulfed in the rising mist of antiquity, I must make all speed ere it
reaches, and (even) enters, my head." He dealt with the business of seeing
Studies in the Way of Words to completion. Lindsay Waters from Harvard
University Press, who worked with Grice throughout the preparation of the book,
has commented on the determination with which he did this, suggesting that 'He
knew the fight with the manuscript editor was his last.'62 Paul Grice
died on 28 August 1988, at the age of seventy-five. He had, perhaps, as many
projects on the go as ever. Studies in the Way of Words was on the way to
press; Grice had gone over the final changes with the manuscript editor just
days before. His 'work in progress' was still onhis desk, and included notes on
'the vulgar and the learned' that indicate that he was turning his thoughts
back to the topic of perception in relation to this idea. The causal theory of
perception could, the notes suggest, be seen as a natural way of reconciling
the vulgar and the sci-entific. Perceptions could be connected either with
scientific features or with vulgar descriptions, as they were in his article
'The causal theory of perception'. The causal theory explains the way things
appear on the basis of the way they are. It rules out the account from sense
data theory, which explains the way things are on the basis of the ways things
appear. Scientific theory, Grice had noted 'cuts us off from objects'.63 The proofs
of 'Aristotle on the multiplicity of being', an article he had at one point
considered including in Studies in the Way of Words, were posted to him on
August 17 and remained untouched. Studies in the Way of Words, containing
the long-awaited complete William James lectures and Grice's other most
influential papers in the philosophy of language, was published by Harvard
University Press in 1989. A number of reviewers took the opportunity,
before engaging with the details of Grice's philosophy, to pay tribute to him.
Peter Strawson described his 'substantial and enduring contribution to
philosophical and linguistic theory' 6 Tyler Burge praised his 'wonderfully
powerful, subtle, and philosophically profound mind'.6 Charles Travis argued
that, 'H. P. Grice transformed, often deeply, the problems he touched and,
thereby, the terms of philosophical discussion. Robert Fogelin suggested that
'even if Grice was one of the chief and most gifted practitioners of OLP, he
was also, perhaps, its most penetrating critic. As Fogelin notes, Meaning
revisited', with its enigmatic reference to The Mystery Package' cannot be
fully interpreted without reference to Grice's work on values and teleology.
When Grice died, the Carus lectures were still in manuscript form, and he had
asked Judith Baker to see them through publication with Oxford University
Press. She prepared the lectures for publication, together with part of the
'Reply to Richards' and 'Method in philosophical psychology'. The Conception of
Value appeared in 1991. Reviewers were generally ambivalent, welcoming the
contribution to debate, but expressing some reservations as to the details of
Grice's position. For instance, Gerald Barnes describes Grice's defence of
absolute value as 'unconventional, richly suggestive, often fascinating, and,
by Grice's own admission, incomplete at a number of crucial points'.68 The John
Locke lectures had to wait a further decade before they, too, appeared from
Oxford University Press, edited and introduced by Richard Warner under the
title Aspects of Reason. Again, reviewers had reservations. A. P. Martinich
declaredhimself unconvinced by the appeal to the ordinary use of expressions
such as 'reason', and criticised Grice's style of presentation for containing
'too many promissory and subjunctive gestures'. The body of published work, and
the legacy of his teaching and collaborations, formed the basis of Peter
Strawson and David Wiggin's assessment of Grice for the British Academy:
Other anglophone philosophers born, like him, in the twentieth century may well
have had greater influence and done a larger quantity of work of enduring
significance. Few have had the same gift for hitting on ideas that have in
their intended uses the appearance of inevitability. None has been cleverer, or
shown more ingenuity and persistence in the further development of such
ideas.?º Perhaps an even more succinct summary of Grice's philosophical
life is the one implied by a comment he himself made as it became clear to him
that he would not recover his failing health. Despite the indignities of his
illness and treatment, he confided in Kathleen that he did not really mind
about dying. He had thoroughly enjoyed his life, and had done everything that
he wanted to do. Grice's career was charac-terised by years of self-doubt, by
almost ceaseless battles with the minutiae of philosophical problems, and by a
final frenzied struggle to finish an ever-multiplying list of projects. Yet it
seems that, when he reviewed the effort in comparison with the results, he was
content with the deal.By all the obvious measures of academic achievement, the
big success story for Grice has been the response in linguistics to his theory
of conversation. The 'Logic and conversation' series, particularly the
individual lecture published under that title, has been cited widely and
frequently from the first. Beyond frequency of reference, perhaps the greatest
accolade is for a writer's name to be coined as an adjective, a process with
few precedents in linguistics. There is 'Saussurian linguis-tics', the
'Chomskyan revolution' and 'Hallidayan grammar'. From the mid-1970s on,
linguists could be confident that a set of assumptions about theoretical
commitments could be conveyed by the phrase 'Gricean pragmatics'. The
term has been used as a label for a disparate body of work. It includes
relatively uncritical applications of Grice's ideas to a wide range of
different genres, as well as attempts to identify flaws, omissions or
full-blown errors in his theory. It also includes a variety of attempts to
develop new theories of language use, based to varying degrees on Grice's
insights. These different types of work do not all agree on the efficacy
of the Cooperative Principle, on the exact characterisation of the maxims, or
even on the nature of conversational implicature itself. What they have in
common, qualifying them for the title 'Gricean', is an impulse to distinguish
between literal meaning and speaker meaning, and to identify certain general
principles that mediate between the two. The latter is perhaps Grice's single
greatest intellectual legacy. Stephen Neale has suggested that 'in the light of
his work any theory of meaning that is to be taken at all seriously must now
draw a sharp line between genuinely semantic facts and facts pertaining to the
nature of human interaction." Grice's understanding that linguistic
meaning and meaning in use may differ was shared with a variety of previous
philosophers and indeedwith common sense. But he went much further in his claim
that the differences were amenable to systematic, independently motivated
explanation, and in his ambitious proposal to provide such an expla-nation.
Whatever its flaws, imprecisions and even errors, the theory of conversation
has provided a definite starting point for those interested in discussing the
relevant layers of meaning. Stephen Levinson has gone so far as to suggest that
'Grice has provided little more than a sketch of the large area and the
numerous separate issues that might be illuminated by a fully worked out theory
of conversational implicature!? The success of the theory of conversation
was achieved despite its publication history. Demand was such that copies of
the William James lectures were in fairly wide circulation around American and
British universities soon after 1967 in the blurred blue type of a mimeograph,
and many early responses to them refer directly to this unpublished
version. Some commentators did not have even this degree of access to the
lec-tures. In an article published in 1971, Jonathan Cohen comments that he is
responding to 'the oral publicity of the William James Lectures' 3 When the
lectures began to appear in print, they were scattered and piecemeal.
'Utterer's meaning, sentence meaning, and word-meaning' appeared in Foundations
of Language in 1968 and 'Utterer's meaning and intentions' in The Philosophical
Review in 1969. 'Logic and conversation', the second in the original lecture
series, appeared in two separate col-lections, both published in 1975. Its
publication was clearly the source of some confusion, with both sets of editors
claiming to offer the essay in print for the first time. The Logic of Grammar,
edited by Donald Davidson and Gilbert Harman, seems to have been Grice's
preferred publication, and was the one he always cited. There, his lecture
appears alongside essays by past and contemporary philosophers such as Frege,
Tarski and Quine. The editor's introduction places Grice in a tradition of
philosophers interested in the application of traditional theories of truth to
natural language. In Speech Acts, the third volume in the series Syntax and
Semantics, on the other hand, 'Logic and conver-sation' is placed in the
context of contemporary linguistics. Accompanying articles by, for instance,
Georgia Green and Susan Schmerling discuss conversational implicature itself.
The editors, Peter Cole and Jerry Morgan, hail the first publication of 'the
seminal work on this topic'.* It is rumoured that Grice signed the contract for
his lecture to appear in this linguistics series while at a conference at
Austin, Texas, and only after a long evening spent in the bar. Peter Cole
included 'Further notes on logic and conversation' in Volume 9 of the
same series in 1978.One catalyst for the emergence of pragmatics, and Gricean
pragmat-ics in particular, was the interest in Grice's work from within
generative semantics, the movement fronted by the young linguists working just
across campus from Grice in the years immediately following his move to
Berkeley. Attempting to integrate meaning, including contextual meaning, into
their study of formal linguistics, these refugees from transformational
orthodoxy discovered what they saw as a promising philosophical precedent in
'Logic and conversation'. Asa Kasher has suggested that Grice opened a 'gap in
the hedge', allowing linguists to see the possibilities of 'extra-linguistic'
explanations." Gilles Fauconnier has found a more startling metaphor; at a
time when linguistics was largely concerned with syntax, and with meaning only
in so much as it related to deep grammatical structure, 'Grice unwittingly
opened Pandora's box'. 6 When linguists working within transformational grammar
replied to the generative semanticists' accusation that they were artificially
ignoring meaning and context, they too drew on 'Logic and conversation'.
In effect, they cited Grice's characterisation of 'what is said' and 'what is
implicated' as a licence to draw a sharp distinction between the linguistic and
the extra-linguistic. In this way, they argued that it was legitimate and
indeed necessary for a linguistic theory such as transformational grammar to be
concerned with meaning only in terms that were insensitive to context. Features
of context were to be dealt with in a separate, complementary theory, perhaps
even by Grice's theory of conversation itself. Writing in the mid-1970s,
transformational grammarians Jerrold Katz and Thomas Bever accuse the
generative semanticists of a form of linguistic empiricism more extreme than
Bloomfield. By attempting to fit every aspect of interpretation, however
specific to context, into linguistic theory, the generative semanticists were
failing to distinguish between grammatical and nongrammatical regularities:
failing to respect the distinction between competence and performance. Katz and
Bever commend Grice's account of conversational implicature by way of contrast,
as an example of a type of meaning properly and systematically handled outside
the grammar by independently motivated cognitive principles? In the same
volume, Terence Langendoen and Thomas Bever praise Grice for correctly
distinguishing between grammatical acceptability and behavioural
comprehensibility. Even Chomsky himself put aside his worries about
behaviourism to draw on Grice's work. In a 1969 conference paper concerned with
defending his version of grammar against criticisms from generative
semanticists he suggests that if certain aspects of meaning 'can be
explained in terms of general "maxims of discourse" (in theGricean
sense), they need not be made explicit in the grammar of a particular
language'! In the 1970s, then, the theory of conversation was seen by
some as a potential means of incorporating contextual factors into grammatical
theory, and by others as a reason for refusing to do so. Generative semantics
eventually failed, perhaps a victim of its own ambition, and of the
increasingly complex syntactic explanations needed to account for contextual
meaning. Former generative semanticist Robin Lakoff has attributed its eventual
decline to a growing realisation that syntax was not in fact the place where
meaning could best be explained; they came to understand that to deal with the
phenomena we had uncovered, the relationships between form and function that
our work had made manifest and unavoidable, we needed to shift the emphasis of
the grammar from syntax to semantics and pragmatics.''' Generative semantics
had succeeded in putting the discussion of contextual meaning on the formal
linguistic map, and had paved the way for the emergence of pragmatics as a
separate discipline. The sheer size of Grice's impact on this discipline makes
anything approaching a comprehensive survey prohibitive, but a few key
collections can provide a representative overview. By the end of the decade,
pragmatics had its own international conference. In the proceedings of the 1979
conference held at Urbino Grice is cited, or at least alluded to, in 15 of the
37 papers." These papers range over topics such as language acquisition,
second language comprehension, rhetoric and intonation, as well as theories of
meaning, reference and relevance. In 1975, Berkeley Linguistics Society,
a student-run organisation, began hosting an annual conference, bringing
together linguists from across America. At the first meeting, Grice's work
formed the basis of two very different papers. Cathy Cogan and Leora Herrmann
tackled colloquial uses of the phrase 'let's just say', arguing that it 'serves
as an overt marker on sentences which constitute an opting out' from
straightforward observance of the maxims. At the same conference, Lauri
Karttunen and Stanley Peters presented a much more formal paper on conventional
implicata, arguing that they could be used to explain various so-called
presuppositional phenomena.13 Since then, meetings of the society have included
an ever-increasing number of papers on Gricean topics. In 1990 a parasession at
the annual meeting was devoted to papers on 'The Legacy of Grice'. In effect,
the delegates all interpret this title in relation to the theory of
conversation, which they applied to topics as diverse as the language of jokes,
the grammaticalisation of the English perfect between Old English and Modern
English, the teach-ing of literacy, and the forms of address adopted by mothers
and fathers towards their children.' By the time the The Concise Encyclopedia
of Prag-matics was published in 1998, Grice's work had earned mention in
entries on 29 separate topics, including advertising, cognitive science,
humour, metaphor and narrative. Again, the majority of these references are to
'Logic and conversation', and in her entry on 'conversa-tional maxims' Jenny
Thomas comments that 'it is this work - sketchy, in many ways problematical,
and frequently misunderstood - which has proved to be one of the most
influential theories in the development of pragmatics."s The Journal of
Pragmatics, which began in the mid-1970s, has included numerous articles with
Gricean themes, and in 2002 published a special focus issue entitled 'To
Grice or not to Grice'. In his introductory editorial, Jacob Mey argues
that the range of articles included, both supportive of and challenging to
Gricean implicature, form 'a living testimony to, and fruitful elaboration of,
some of the ideas that shook the world of language studies in the past century,
and continue to move and inspire today's research'. 16 Nevertheless,
Kenneth Lindblom suggests that the importance and implications of the theory of
conversation tend to be underestimated, because it has been used by scholars in
a range of fields with significant methodological differences.' Certainly,
Gricean analysis has appeared in discussions of a wide variety of linguistic
phenomena, taking it well beyond the confines of its 'home' discipline of
pragmatics. For instance, the relationship between Grice's theory and literary
texts has long been a source of interest to stylisticians. As early as 1976,
Teun van Dijk suggested that the maxims 'partially concern the structure of the
utterance itself, and might therefore be called "stylistic" , 18 He
argues that a set of principles different from, but analogous to Grice's
Cooperative Principle and maxims are needed to explain literature. For Mary
Louise Pratt, however, the most successful theory of discourse would be one
that could explain literature alongside other uses of language. In the case of
literature, where the Cooperative Principle is particularly secure between
author and reader, 'we can freely and joyfully jeopardize it'. l' Flouting and
conversational implicatures are therefore particularly characteristic of
literary texts but do not set them apart as intrinsically different from other
types of language use. Other commentators have concentrated on Gricean analyses
of discourse within literary texts, such as soliloquies in Hamlet, Macbeth and
Othello and dialogue in Waiting for Godot and Finnegans Wake.20
Conversational implicature has also proved suggestive in historical linguistics
as an explanation for a variety of meaning shifts. The basicpremiss of this
research is that meaning that is initially associated with a word or phrase as
an implicature can, over time, become part of its semantic meaning. Peter Cole
describes this process as 'the lexicaliza-tion of conversational meaning' 2
Elizabeth Traugott's work in this area has drawn on a wide range of historical
data. For instance, in a 1989 paper she traces a general trend in the history
of English for changes from deontic to epistemic meanings; both words and
grammatical forms ten in he ton or math 10g that started out as
weakly subjective become strongly subjective. For instance, 'you must go'
changes its meaning from permission in Old English to expectation in
Present Day English. This process she describes as 'the conventionalising of
conversational implicature' based on 'prag-matic strengthening' and derived
ultimately from Grice's second maxim of Quantity22 Debra Ziegeler has followed
up this study by suggesting that another process of conventionalisation can
account for the hypothetical and counterfactual meanings associated with some
modal verbs in the past tense, such as would, this time a process explained by
the first maxim of Quality.23 It would be wrong to suggest that Grice's
presence in linguistics has been greeted with constant, or universal,
enthusiasm. The Concise Encyclopedia of Pragmatics is representative here, too.
As well as the albeit modified praise from Thomas, the encyclopaedia includes
an entry on 'Discourse' in which Alec McHoul accuses Grice of idealising
conversa-tion. According to McHoul, Grice 'attempted to generalise from how he
thought conversation operated', and ended up giving 'an ideal-rational version
of socially pragmatic events so that it seems virtually irrelevant that the
objects of analysis... constitute a form of social action'.24 McHoul is far from
being a lone voice. The theory of conversation has frequently been accused of
presenting an unrealistic picture of human interaction, and even of attempting
to lay down rules of appropriate conversational etiquette. For instance, Dell
Hymes suggests that Grice's account of conversational behaviour incorporates a
tacit ideal image of discourse',25 and Sandra Harris identifies in it
'prescriptive and moral overtones' 26 For Rob Pope, an individual's willingness
to accept the maxims as an accurate account of communication is dependent on
'the problem of how far you and I, in our respective world-historical
posi-tions, find it expedient or desirable to espouse a view of human
interaction based on consensus and/or conflict'? Geoffrey Sampson even claims
that 'it would be ludicrous to suggest that as a general principle people's
speech is governed by maxims' such as those proposed in the theory of
conversation. However, he rather undermines his own argu-ment by presenting the
observation that 'people often manifestly flout his maxims' as if it were a
problem for Grice's theory. A number of linguists have been quick to
defend Grice from the suggestion that his maxims prescribe 'ideal'
conversation. For instance, Penelope Brown and Stephen Levinson explain that
the maxims 'define for us the basic set of assumptions underlying every talk
exchange. But this does not imply that utterances in general, or even
reasonably fre-quently, must meet these conditions, as critics of Grice have
sometime thought'.2 Robin Lakoff argues that strict adherence to the maxims is
not usual and that in many cases: 'an utterance that fails to incorporate
implicature when it is culturally expected might be uncooperative and so liable
to misunderstanding, hardly "ideal" 130 There are a number of
features of the presentation of the theory, particularly read in isolation from
the rest of the lectures, that may contribute to the accusation of idealising
conversation. First, Grice never defines what he means by 'conversation'. It is
clear from his earlier, unpublished writings that he adopted this term simply
as a label for language in context, or as a reminder to his Oxford students
that utterances do not generally occur in isolation from each other. However,
in linguistics the term has acquired a much more specific and technical use.
During the early 1970s, just as Grice's theory was becoming widely known, work
by linguists such as Harvey Sacks was revealing the characteristics and
regularities of naturally occurring casual conversation, dwelling on features
such as turn taking and topic organisation." Linguists familiar with this
work have perhaps been taken aback by Grice's apparently cavalier, unempirical
generalisations. Second, Grice introduces the theory of conversation as an
approach to specific philosophical problems, but his own enthusiasm for the
particular conversational explanations to which it extends obscures this
purpose. In the single lecture 'Logic and conversation' in particular, casual
conversational examples appear to be the main focus. Further, Grice expresses
both the Cooperative Principle and the individual maxims as imperatives.
Despite his intention of generalising over the assumptions that participants
bring to interactive behaviour, this grammatical choice gives his 'rules'
a prescriptive appearance. Perhaps most damagingly of all, Grice does not
comment on his own methodology and purpose in 'Logic and conversation'. He
does, however, give some indication of these in the earlier, unpublished
lectures on language and context, for instance when he defends his method of
working with as few 'cards on the table' as possible, in theknowledge that this
will result in certain deliberate simplifications. In another lecture,
proposing to address some questions put to him in a previous discussion about
the nature of his undertaking, he suggests how he would like his ideas to be
evaluated. His theory building is dif ferent from his methodology in 'Meaning',
which proceeded through the description of specific cases. I am here
considering what is (or may be) only an ideal case, one which is artificially
simplified by abstracting from all considerations other than those involved in
the pursuance of a certain sort of conversational cooperation. I do not claim
that there actually occur any conversations of this artificially simplified
kind; it might even be that these could not be (cf frictionless pulleys). My
question is on the (artificial) assumption that their only concern is
cooperation in the business of giving and receiving information, what
subordinate maxims or rules would it be reasonable or even mandatory that
participants should accept as governing their conversational practice? Since
the object of this exercise is to provide a bit of theory which will explain,
for a certain family of cases, why it is that a particular implicature is
present, I would suggest that the final test of the adequacy and utility of
this model should be a) can it be used to construct explanations of the
presence of such implicatures, and is it more comprehensive and more economical
than any rival [I have tried to make a start on the first part of a)] b)
Are the no doubt crude, pretheoretical explanations which one would be prompted
to give of such implicatures consistent with, or better still favourable pointers
towards, the requirements involved in the model?32 Grice's idealisations
are of the scientific type, necessary to establish underlying principles of the
subject matter, rather than of the type specifying that it always does, or
should, conform to certain optimal standards. Another criticism of
Grice's theory that seems off-beam in the light of his unpublished
justification, but registers a legitimate concern for linguists, is that it
works for only one particular discourse type: roughly for conversations between
social equals who are mutually interested in exchanging information on a
particular topic. Some of the earliest commentaries on the theory of
conversation to consider the social and institutional contexts of language
were, perhaps surprisingly, from philosophers rather than from linguists. In a
1979 edition of The Philo-sophical Quarterly, David Holdcroft and Graham Bird
contribute to a discussion of whether the Cooperative Principle is best seen as
applying to all sequences of speech acts, or simply to informal
conversations. Holdcroft argues that the Cooperative Principle is not
unproblemati-cally universal across all sequences; in cases where participants
do not 'have equal discourse rights' the maxims do not straightforwardly
apply.33 He offers the examples of the proceedings of a court of law and a viva
exam, suggesting that different sets of maxims are accepted by participants in
different cases. Bird argues that situations in which participants have unequal
rights do not pose the problems to Grice that Holdcroft envisages; maxims may
be suspended by mutual agreement without offering counter-examples to the
theory. 34 These ideas were later addressed by linguists using actual
conversational data rather than theorised 'types' of sequences. Norman
Fair-clough pioneered critical discourse analysis, an approach concerned with
relating the formal properties of texts to interpretation and hence to their
relationship to social context. He suggests that mainstream discourse analysis
'has virtually elevated cooperative conversation between equals into an
archetype of verbal interaction in general'.35 He holds Grice at least in part
responsible for this because his emphasis on the exchange of information
assumes equal rights to contribute for both parties. Fairclough analyses
conversational extracts from police interviews of a woman making a complaint of
rape and of a youth suspected of vandalism to argue that many interactions do
not conform to this model. He notes that Grice's own proviso that in some types
of conversation influencing others may be more important has too often been
overlooked. Other critical discourse analysts offer qualified support for
Grice, for instance arguing that the theory of conversation need not be limited
to casual conversation, but can be generalised to explain discourse in
institutional contexts only once it has been made to take account of societal
factors. John Gumperz uses a variety of data to argue that interactions such as
cross-examinations, political debates and job interviews demonstrate that
'conversational cooperation becomes considerably more complex than would appear
on a surface reading of the Cooperative Principle.' William Hanks echoes many
of the criticisms of the theory of conversation familiar to ethnolinguists, but
argues that it should not be abandoned altogether within this discipline
because 'some parts of Grice's approach are of telling interest to
ethnog-raphy', in particular the active role assigned to the hearer in
attributing conversational meaning. For Grice, as for sociolinguists, 'meaning
arises out of the relation between parties to talk'.38If it is to some extent
contrary to Grice's abstract, philosophical intentions that his theory should
be applied to real language data, it is perhaps even more incongruous that it
should be subjected to clinical testing. Nevertheless, the theory of
conversation has generated much interest in the area of clinical linguistics,
in particular the branch sometimes described as 'neuropragmatics'. Chomsky was
interested in the theory of conversation because it suggested to him a
principled way of distinguishing between centrally linguistic meaning that
might be described as belonging to a speaker's competence or semantic ability,
and context-dependent meaning belonging to performance or prag-matics. Clinical
linguists have looked for evidence of a neurological basis for such a
distinction. Many such studies have concentrated on patients with some degree
of language impairment, in an attempt to discover whether semantics and
pragmatics can be selectively impaired. For instance, Neil Smith and
lanthi-Maria Tsimpli, working within a broadly Chomskyan framework, have
studied an institutionalised brain-damaged patient with exceptional linguistic
abilities. Their findings suggest that his 'linguistic decoding' is as good as
anyone else's but that he is unable to handle examples such as irony, metaphor
and jokes, a distinction that they suggests points to a separation between
linguistic and non-linguistic impairment.3º Such a suggestion seems to be
supported by findings from researchers with a more clinical and less linguistic
interest, who have suggested that core linguistic functions might be controlled
by the left hemisphere of the brain while 'pragmatic', context-dependent meaning,
together with emotions, is controlled by the right. 40 Other clinicians
have adopted a more overtly Gricean framework. Elisabeth Ahlsén uses the
Cooperative Principle as a tool for describing aphasic communication in which,
she argues, 'implicatures based on the maxims of quantity and manner cannot be
made in the same way as in the case of nonaphasic speakers.'* The theory of
conversation has also been used as a tool for describing more general
communication dis-orders. 42 Ronald Bloom and a group of fellow-experimenters
argue that 'Gricean pragmatics has provided a theoretically meaningful
framework for examining the discourse of individuals with communication
disorders' 43 Clinicians using Gricean analyses tend to be reluctant to draw
definite conclusions about the division of labour between the hemi-spheres.
This is argued perhaps most explicitly by Asa Kasher and his team, who have
investigated the processing of implicatures by using an 'implicature battery'
for both right brain-damaged and left brain-damaged stroke patients. They use
both verbal implicatures and non-verbal implicatures based on visual images,
and conclude that 'both cerebral hemispheres appear to contribute to the same
degree to processing implicatures.'* This scepticism about the localisation of
pragmatic processing in the right hemisphere is shared by Joan Borod and
others, who use a series of pragmatic features, including some based on Gricean
implicature, to test language performance in right-hand brain-damaged,
left-hand brain-damaged and normal control subjects. They conclude that
'deficits in pragmatic appropriateness are shared equally by both brain-damaged
groups.'45 Elsewhere, Kasher has argued explicitly against the tendency to make
sweeping generalisations over pragmatic phenomena that locate them all in the
right hemisphere. Implicature, he argues, is part of a larger competence,
'hence it would be implausible to assume that some domain-specific cognitive
system produces conversational implicature' 46 As Kasher's position
illustrates, the positing of a separate pragmatic faculty, to which implicature
belongs, is not dependent on the faculty being physically autonomous. It
can be impaired selectively from language, an observation that in itself
legitimises the hypothesis of a physical basis in the brain. Another
field in which the theory of conversation has been used enthusiastically is
Artificial Intelligence, a striking application given Grice's personal
animosity to computers. Computer programmers have realised that formal
linguistic theories can go a long way towards specifying the rules that make up
grammatical sentences, but have little to say about how those sentences can be
used to form natural-sounding conversations. For instance, Ayse Pinar Saygina
and Ilyas Ciceki are not impressed by the pragmatic skills of computers. They
analyse the output of various programmes entered for the Loebner Prize, an
annual competition to find the programme closest to passing the Turing Test, in
which a computer is deemed to be intelligent if a human observer cannot
distinguish its participation in a conversation from that of a human. Saygina
and Ciceki argue that pragmatic acceptability, rather than the simple ability
to generate natural language, is the biggest challenge to such programmes.
Moreover, the programmes that are the most successful are those that adhere
most closely to Grice's maxims, suggesting future applications for these,
specifically that programmers will inevitably have to find ways of "making
computers cooperate" ' 47 Various programmers have in fact made some
attempts in this direc-tion. Robert Dale and Ehud Reiter consider an algorithm
for natural-sounding referring expressions in computer-human interaction. They
note that such an algorithm must produce expressions that successfully pick out
the referent without leading 'the human hearer or reader tomake false
conversational implicatures',48 Perhaps not surprisingly, they consider Grice's
maxims to be 'vague' compared to the principles needed for computational implementation.
Nevertheless, they base their algorithm on an interpretation of the maxims,
claiming that the simpler interpretation produces a result that is 'faster in
computational terms and seems to be closer to what human speakers do when they
construct referring expressions'.4 Michael Young tackles the problem of
intelligent systems designed to form plans to direct their own activities or
those of others. 'There is a mismatch between the amount of detail in a plan
for even a simple task and the amount of detail in typical plan descriptions
used and understood by people' 5º In order to address this issue, Young
proposes a computational model that draws on Grice's maxim of Quantity, which
he labels the Cooperative Plan Identification architecture. He argues that this
produces instructions that are much more successful in communicating a plan to
a human subject than instructions produced by alternative methods. Grice
would have recognised discussion of irony and metaphor as more closely related
to his work, although he would not necessarily have welcomed the form some of
this debate has taken. The explana-tion of such 'non-literal' uses has
generally been taken as a central task for the theory of conversation, and
indeed Grice himself seems to encourage this view. In a rather hurried exegesis
in the William James lectures, he explains irony and metaphor as floutings of
the first maxim of Quality. 'X is a fine friend' said just after X has been
known to betray the speaker cannot be intended to be taken as a true expression
of belief. Instead, the speaker must intend some other related
proposition; 'the most obviously related proposition is the contradictory of
the one he purports to be putting forward!»' Grice later restricts his
definition of irony, claiming that it is 'intimately connected with the
expression of a feeling, attitude or evaluation'.52 As an example of metaphor,
'You are the cream in my coffee' is also clearly false, but cannot be
interpreted as meaning its simple opposite, which is a truism; 'the most likely
sup-position is that the speaker is attributing to his audience some feature or
features in respect of which the audience resembles (more or less fancifully)
the mentioned substance.'53 Some linguists working on such figures of
speech have accepted an account along the lines suggested by Grice.5 Others,
however, have taken issue with the apparent ease with which Grice's hearer in
each case derives the interpretation. Their argument is that nothing within the
Cooperative Principle or the maxims as they stand specifies why the hearer
should reach that interpretation rather than some other. RobertHarnish wonders
what tells us that the hearer in the irony example reaches the conclusion that
'X is a cad'; 'why should we suppose that the contradictory is the most
obviously related proposition?' Similarly, if Grice's metaphor example is to be
explained, 'we need some principles to guide our search for the correct
supposition.'ss Dan Sperber and Deirdre Wilson argue that Grice's description
of the process by which irony is interpreted 'is virtually free of rational
constraints' 56 There is no reason why the negation of what is said should
serve as the impli-cature, rather than some other closely related assumption.
Wayne Davis worries about how a hearer is expected to identify accurately
exactly what sort of interpretation is intended when, for instance, the maxim
of Quality is flouted.s7 Some claim that experimental work also poses
problems for Grice's account. Rachel Giora argues that the 'salient' meanings
of metaphors and irony 'enjoy a privileged status: they are always accessed,
and always initially, regardless of context'.58 Raymond Gibbs goes so far as to
claim that 'the results of many psycholinguistic experiments have shown the
traditional, Gricean view to be incorrect as a psychological theory'S His
argument is that a figurative example does not require more processing time
than a literal one; speakers often understand metaphorical or ironic meaning
straight away without first having to analyse and reject literal meaning. Gibbs
sees this as a threat to the whole distinction between the said and the
implicated. Not all experimental linguists would subscribe to Gibbs's
conclusions. Thomas Holtgraves points out that many metaphorical figures
of speech such as 'he spilled the beans' have 'a conventional, nonliteral
meaning that is comprehended directly' because in such cases 'the default
meaning is clearly the nonliteral meaning' 6 Gerald Winer and his team compare
the reactions of children and adults to a set of questions and observe that
children tend to respond to literal but trivial meanings, adults to
metaphorical interpretation. They argue that these findings are quite
consistent with Grice's theory, which 'holds that people respond to the intended
or inferred, rather than the literal, meaning of utter-ances'.61 Anne
Bezuidenhout and J. Cooper Cutting suggest that experiments can never bear
directly on the debate over the accuracy of Grice's theory because 'Grice was
interested in giving a conceptual analysis of the concepts of saying, meaning,
and so on, and not in giving a psychological theory of the stages in utterance
processing. 2 They also express some concerns about the validity of results
based on simple measurements of processing time, and the readiness of
experimental linguists to reach generalised conclusions from these.Despite his
own philosophical and analytical interests, then, Grice's theory has been
debated in terms of its social application, its computational implementation and
its psychological and even neurological plausibility. It has also been
discussed by those whose studies extend across cultures, some of whom have
criticised it as ethnocentric, as drawing unquestioningly on the mores of one
society. In an echo of the accusations of elitism levelled at Austin and his
'empirical' approach to language, Grice has even been accused of concentrating
on one privileged rank of that society. This particular criticism dates back to
Elinor Ochs Keenan's article 'The universality of conversational postulates',
first published in 1976. Keenan's basic tenet is that Grice's analysis is
implicitly but inappropriately offered as applying universally. Her specific
claim is that the maxims, in particular those of Quantity, do not hold among the
indigenous people of the plateaus area of Madagascar. Hence the maxims
are culturally specific and the assumption that Grice's account demonstrates a
pragmatic universal is flawed. In Malagasy society, speakers regularly
breach the maxim to 'be infor-mative', by failing to provide enough information
to meet their interlocutor's needs. So if A asks B 'Where is your mother?', B
might well reply 'She is either in the house or at the market', even when fully
aware of the mother's location. Further, the reply would not generally give
rise to the implicature that B is unable to provide a more specific answer
because in that society 'the expectation that speakers will satisfy
informational needs is not a basic norm' 63 Keenan suggests some reasons for
this specific to Malagasy society. New information is such a rare commodity
that it confers prestige on the knower, and is therefore not parted with
lightly. Further, speakers are reluctant to commit themselves explicitly to
particular claims, and therefore to take on responsibility for the reliability
of the information. For these reasons, the expectations about conversational
practice and the implicatures following from particular utterances are
different from those assumed by Grice to be universal norms. Keenan complains
that 'the conversational maxims are not presented as working hypotheses but as
social facts' and argues that much more empirical work on conversation must be
conducted before true paradigms of conversational practice can be drawn up. Her
criticism, then, is chiefly the familiar one that Grice has attempted to
describe 'con-versation' without having considered the mechanics of any actual
con-versation, with the added claim that such a consideration would reveal some
significant variations between cultures. However, she welcomes Grice's attempt
to posit universal conversational principles, because ofthe possibility it
suggests for those engaged in fieldwork to move away from specific empirical
observations 'and to propose stronger hypotheses related to general principles
of conversation'. She suggests that the particular maxims may apply in
different domains and to different degrees in different societies. In Malagasy
society, determining factors include the importance of the information in
question, the degree of intimacy between the participants, and the sex of the
speaker. A number of linguists have defended Grice against Keenan's accusation.
Georgia Green has suggested that even the discovery that a particular maxim did
not apply at all in one society would not invalidate Grice's general
enterprise. Since the maxims are individual 'special cases' of coopera-tion,
'discovering that one of the maxims was not universal would not invalidate
claims that the Co-operative Principle was universal'. Robert Harnish argues
that Grice nowhere claims that all conversations are governed by all the
maxims; in many types of conversation, as in Keenan's examples, one or more of
the maxims 'are not in effect and are known not to be in effect by the
participants'. Geoffrey Leech points out that 'no claim has been made
that the CP applies in an identical manner to all societies. '68 Keenan's
criticisms of Grice, and indeed these responses to those crit-icisms, consider
meaning as a social and interactive, rather than a purely formal phenomenon.
This is a project shared to varying degrees by works that have attracted the
title 'politeness theory'. Such works date back to the mimeograph days of
'Logic and conversation', ', and indeed can be seen as one area in
which the newly emerging discipline of prag-matics took its inspiration and
basic premisses from Grice. Looking back to the early 1970s, politeness
theorists Penelope Brown and Stephen Levinson comment that at that time the
division of meaning into semantics and pragmatics was motivated chiefly by 'the
basic Gricean observation that what is "said" is typically only part
of what is "meant" the proposition expressed by the former providing
a basis for the calculation of the latter. In studying politeness phenomena,
linguists such as Brown and Levinson were seeking an explanation not so much of
the mechanics of this calculation as of its motivation. John Gumperz observes
in the foreword to Brown and Levinson's study that politeness theory concentrated
on the social functions of language, thereby bringing Grice's work into the
field of sociolinguistics for the first time. Theorised conversational
politeness, like cooperation, is neither a description of ideal behaviour nor a
guide to etiquette. Indeed, politeness theorists are eager to stress that they
are positing hypotheses about conventionalised and meaningful patterns of
behaviour, rather thandescribing a general tendency in people to be
'considerate' or 'nice' to each other. The conventions of politeness are not
accounted for in the maxims, and some have seen this as a weakness in Grice's
account. However, the tendency towards cooperation and that towards
politeness are means towards different sets of ends: the former to informing
and influencing and the latter to the maintenance of harmonious social
relationships. Norms of politeness are therefore appropriate complements to,
not subcategories of, norms of cooperation. This certainly seems to have been
the view Grice himself took in his only reference to politeness in 'Logic and
conversation': There are, of course, all sorts of other maxims
(aesthetic, social, or moral in character), such as 'Be polite', that are also
normally observed by participants in talk exchanges, and these may also
generate nonconventional implicatures. The conversational maxims, however, and
the conversational implicatures connected with them, are specially connected (I
hope) with the particular purposes that talk (and so, talk exchange) is adapted
to serve and is primarily employed to serve.?° Those who have taken a
closer interest than Grice in politeness have generally done so for one of two
reasons. Some have given what for Grice are secondary purposes of conversation
a more central impor-tance, arguing either explicitly or by implication that
the maintenance of social relationships is at least as important a function of
conversation as the 'rational' goals of informing and influencing. Others have
seen in the phenomenon of politeness a possible answer to a question Grice has
been criticised for never fully addressing: the question of why speakers convey
meaning through implicatures at all, rather than through straightforward
assertion. In other words, they have seen politeness not as a supplementary
norm of conversation, but as a potential key to the operation of the
Cooperative Principle itself. Some of the earliest work in politeness
theory came from Robin Lakoff. In common with other generative semanticists,
she was dissatisfied with the tenet that judgements of grammaticality were
autonomous and sufficient: that a fully successful transformational grammar
would be able to legislate absolutely between 'good' and 'bad' strings. Rather,
she argued, phenomena entirely dependent on context, and on aspects of context
as specific as the relationship between two people, could effect such
judgements and should be taken into account. She has since argued that
the notion of 'continuousness', the idea thatjudgements of acceptability must
be arranged along a continuous scale rather than being binary and polar, is the
single greatest contribution of generative semantics to the understanding of
human language." In articles published in the early 1970s, Lakoff defended
the importance of pragmatic explanations. In 'Language in context', for
instance, she argues that transformational grammar had 'explicitly rejected'
contextual aspects from consideration.?? Her particular claim is that certain
features of English sentences can be explained only in terms of the
relationship between the speaker and hearer. In this sense they are no
different from, for instance, honorifics in Japanese; it is just that their
context-bound nature is not immediately apparent because they are expressed
using linguistic devices that have other, more centrally semantic, functions as
well. So Lakoff discusses the use of modal verbs in offers and requests,
considering why, for instance, 'You must have some of this cake' counts as a
politer form than 'You should have some of this cake'. Their social meaning is
often dependent not just on the form used but the implications this triggers.
The verb 'must' implies, generally contrary to the facts of the case, that the
hearer has no choice but to eat the cake, hence that the cake is not in itself
desirable, and that the speaker is politely modest about the goods she is
offering. Lakoff draws an analogy between these politeness phenomena and
some other conversational features 'not tied to concepts of politeness', such
as those discussed in Grice's mimeograph. Like politeness phe-nomena, these features
are not part of the grammar but can nevertheless have an effect on the form of
utterances. Lakoff notes that expressions such as 'well' and 'why' may
sometimes be labelled 'mean-ingless', but that they in fact have specific
conditions for use. Because they can be used either appropriately or
inappropriately, a linguistic theory needs to be able to account for them, yet
the conditions governing their appropriateness are often dependent on a purely
context-bound phenomenon such as the breaking of a conversational maxim.
They signal, respectively, that the utterance to follow is in some way
incomplete, breaking the maxims of Quantity, and that a preceding utterance was
in some way surprising, and so considered a possible breaking of the maxims of
Quality. The attitudes of speakers to the information conveyed, just like their
awareness of their relationships to each other, is sometimes communicated by
the actual form of words used. Therefore, any sufficient account of
language must pay attention to contextual as well as syntactic factors.
In 'The logic of politeness', published the following year, Lakoff reiterates
her belief in the necessity of contextual explanations to comple-ment syntactic
ones, but this time goes further in arguing that prag-matics should be afforded
a status equal to syntax or semantics. Ulti-mately, she would like to see
pragmatic rules 'made as rigorous as the syntactic rules in the
transformational literature (and hopefully a lot less ad hoc)'? The basic types
of rules to be accounted for fall under two headings: 'Be clear' and 'Be
polite'. These sometimes produce the same effect in a particular context and
therefore reinforce each other, but more often place conflicting demands on the
speaker, meaning that one must be sacrificed in the interests of the other.
Grice's theory of conversation provides an account of the rules subsumed under
'Be clear'. It remains to be explained why speakers so often depart from these
norms in their conversations and here, Lakoff implies, the second type of
pragmatic rule comes into play. In cases when the interests of clarity are in
conflict with those of politeness, politeness generally wins through. This is
perhaps because: 'in most informal conversations, actual communication of
important ideas is secondary to merely reaffirming and strengthening
relationships.'75 Lakoff tentatively suggests three 'rules of
politeness', analogous to the rules of conversation: 'don't impose', 'give
options' and 'make A feel good - be friendly'? The first rule explains why
people choose lengthy or syntactically complex expressions in apparent breach
of clarity, such as 'May I ask how much you paid for that vase, Mr Hoving?' and
'Dinner is served'. The second rule explains the use of hedges ('Nixon is sort
of conservative') and euphemisms (I hear that the butler found Freddy and
Marion making it in the pantry'), expressions leaving hearers the superficial
option of not interpreting an expression in a way they may find offensive. The
third rule explains nicknames and particles expressing feeling and involving
the hearer, particles such as like', 'y'know', '1 mean'. All these
conversational features might appear to be in breach of one or more maxim; in
effect the more powerful rules of politeness explain why and when the
conversational maxims are breached. Lakoff even suggests that Grice's rules of
conversation are perhaps best seen as 'subcases' of Rule 1; in other
words that the tendency towards clarity is just part of a more general tendency
not to impose on your addressee. The other two types of politeness,
particularly 'be friendly', take precedence over clarity when they come into
conflict with it. For Lakoff politeness, perhaps including Grice's maxims, is a
subsection of the more general category of 'cooperation'. Brown and
Levinson's theory of politeness is perhaps the most fully articulated and
successful of the attempts to integrate sociolinguisticnotions of politeness
with Grice's account of cooperation. The theory itself dates from just after
the time when Lakoff was publishing on the need for linguistics to take account
of contextual factors. Brown and Levinson first wrote up their ideas in the
summer of 1974; these were eventually published as a long essay late in the
1970s, and in book form almost a decade later." They claim that their
account is based on just the same basic premiss as Grice's: 'there is a working
assumption by conversationalists of the rational and efficient nature of
talk.'78 Brown and Levinson draw on sociology by introducing Erving Goffman's
notion of 'face' into the discussion of politeness. In the 1950s, Goffman
defined face as the positive social value a person claims, and argued
that 'a person tends to conduct himself during an encounter so as to
maintain both his own face and the face of the other participant'" Brown
and Levinson refine Goffman's idea by distinguishing between 'positive' and
'negative' face. Participants in social situations are aware, both in
themselves and in others, of the needs of both positive and negative face. Positive
face is, generally, the desire to be liked, to be held in high regard by
others. Negative face is the desire not to be imposed upon, to retain freedom
of choice. Certain types of act can be classified as inherently impolite
because they are threatening to one or other type of face for the addressee.
Criticisms are inherently impolite because they threaten hearers' positive face
by showing that they are in some way not held in high regard. Orders or
requests are inherently impolite because they threaten negative face by seeking
to impose the speaker's will on others and to restrict freedom of choice. In
such circumstances the speaker has the option of producing the impolite act
'bald on-record'.80 That is, of producing it without any attempt to disguise
it: to say 'You look fat in that dress', or 'Give me a lift to the station'.
Brown and Levinson observe that in doing this, the speaker adheres precisely to
Grice's maxims; 'You look fat in that dress' is clear, informative and
truthful. The speakers may be adhering to the maxims of conversation in
these examples, but they are in breach of the rules of politeness prescribing
maintenance of the other's face. Utterances such as 'That isn't the most
flattering of your dresses' and 'I wonder if I could trouble you for a lift to
the station' are less clear and less efficient than their 'on-record'
coun-terparts. However, the very fact that speakers are putting more effort
into producing these longer and more complex utterances ensures that they are
seen to be striving to satisfy the hearers' face wants. Such ways of conveying
meaning are very common in conversation, Brown andLevinson note. Successive
commentators have been simply wrong in assuming that Grice specifies that
utterances must meet the conditions of cooperation. Their purpose here, in
fact, is 'to suggest a motive for not talking in this way' 81 Like Lakoff, they
note that hedges are generally concerned with the operation of the maxims. They
emphasise that cooperation is met, indicate that it may not be met, or question
whether it has been met.82 Further, 'off-record' strategies are often
accompanied by a 'trigger' indicating that an indirect meaning is to be sought.
The individual conversational maxims determine the appropriate type of trigger.
Work on politeness in naturally occurring conversation has produced both
supportive and more pessimistic responses to the Gricean frame-work. Susan Swan
Mura draws on the transcriptions of 24 dyadic interactions to consider factors
that might license deviation from the maxims. She concludes that for all the
maxims the relevant factors provide for problem-free interaction in contexts
where there is a threat of some sort to the coherence of the interaction. She
concludes enthusiastically that 'this study also provides preliminary evidence
that the Cooperative Principle represents a psychologically real construct,
modeling the behavioural (in a non-Skinnerian sense of the term) basis for
conversational formulation and interpretation.'83 Yoshiko Matsumoto, on the other
hand, considers politeness phenomena in Japanese and notes that 'a socially and
situationally adequate level of politeness and adequate honorifics must
obligatorily be encoded in every utterance even in the absence of any potential
face threatening act', arguing that this is a serious challenge to the
universality of both Grice's and Brown and Levinson's theories.8 In his
contribution to the literature on politeness, Geoffrey Leech draws together
concepts from contemporary pragmatics and adds some of his own, to present what
he describes as an 'Interpersonal Rhetoric' 85 He claims that the Cooperative
Principle, although an important account of what goes on in conversation,
is not in itself sufficient to explain interpersonal rhetoric. Principles of
politeness and also of irony must be added on an equal footing with
cooperation; indeed, they can sometimes 'rescue' it from apparently false
predictions. The result is a vastly more complex account of conversation than
Grice had envisaged, as well as a more complex pragmatics in general. For
example, Leech suggests that if, in response to 'We'll all miss Bill and
Agatha, won't we?', a speaker were to say 'Well, we'll all miss BILL', thereby
implicating that she will not miss Agatha, the speaker has apparently failed to
observe the needs of Quantity. The speaker 'could have been moreinformative,
but only at the cost of being more impolite to a third party: [the speaker]
therefore suppressed the desired information in order to uphold the
P[oliteness] P[rinciple]'.86 Leech's PP itself contains an elaborate list
of additional conversational maxims. He initially describes these as comprising
Tact, Generosity, Approbation, Modesty, Agreement and Sympathy, but later
suggests that further maxims of politeness may prove necessary, including the
Phatic maxim, the Banter maxim and the Pollyanna maxim.8 He seems, in fact to
be prepared to add maxims in response to individual examples as they present
themselves. This stance is open to the criticism that the choice of maxims
becomes ad hoc, and the number arbitrary, significantly weakening the
explanatory power of the theory. Indeed Brown and Levinson suggest that Leech
is in danger of arguing for an 'infinite number of maxims', making his addition
of the politeness principle in effect an elaborate description, rather than an
explanatory account, of pragmatic communication.88 Leech's 'Interpersonal
Rhetoric' is unusual among theories of politeness for advocating such a
plethora of principles in addition to Grice's maxims of cooperation. It is
certainly unusual in the more general framework of Gricean pragmatics. Here,
the tendency in responses to the theory of conversation has been to attempt to
reduce the number of maxims, to streamline the theory and therefore make it more
powerfully explanatory and psychologically plausible. In their overview of the
place of pragmatics in linguistics during the last quarter of the twentieth
century, Hartmut Haberlard and Jacob Mey criticise Leech for multiplying
pragmatic principles and types, while most responses to Grice have been
reductive in tendency. The general feeling that Grice's maxims need tidying up
and clarifying is, they suggest, not particularly surprising 'if one considers
the strong a priori character of Grice's maxims'. His main motivation in their
choice and titles was to echo Kant's table of categories. Perhaps the most
extreme of such theories was Relevance Theory (RT), developed by a number of
linguists, but principally by Dan Sperber and Deirdre Wilson. It offered an account
of communication and cognition drawing on Grice's theories of meaning and of
conversation, especially on his distinction between what is said and what is
meant, while at the same time departing from Grice sig-nificantly. From the
mid-1980s and into the 1990s, RT was perhaps the most influential school of
thought in pragmatics and spawned a large number of articles, conference papers
and doctoral theses, especially at its 'home' at University College, London. It
was used as a framework for the analysis of various semantic and pragmatic
phenomena in a varietyof languages, as well as an approach to texts as diverse
as poetry, jokes and political manifestos. In Relevance, Sperber and
Wilson argue that Grice's account is too cumbersome and too ad hoc, consisting
in a series of maxims each intended to account for some particular, more or
less intuitive response. Gricean pragmatics had for too long been bound
by the outline provided by 'Grice's original hunches'? The dangers of this are
apparent: 'It might be tempting to add a maxim every time a regularity
has to be accounted for.'' Rather, the various maxims and submaxims can be
subsumed into a suitably rich notion of relevance. This does not consist of a
maxim, such as Grice's 'Be relevant', which speakers may adhere to or not, and
which in the later case may lead to implicature. There is no place in Sperber
and Wilson's theory for the notion of 'flouting' a rule of conversation.
Rather, they posit a 'Principle of Relevance', a statement about communication;
'communicators do not "follow" the principle of relevance; and they
could not violate it even if they wanted to'. The principle applies 'without
exception'. It is a fact of human behaviour explaining how people produce, and
how they respond to, communicative acts. The principle states that every act of
ostensive communication is geared to the maximisation of its own relevance;
people produce utterances, whether verbal or otherwise, in accordance with the
human tendency to be relevant, and respond to others' utterances with this
expectation. Relevance is defined as the production of the maximum number of
contextual effects for the least amount of processing effort. These notions are
all entirely dependent on context; just as there is no place for flouting in
Sperber and Wilson's theory, so there is no place for any notion of generalised
implicature. Every implicature is entirely dependent on and unique to the
context in which it occurs. Sperber and Wilson take issue with Grice over
what they see as his simplistic division of the semantic and the pragmatic, or
the encoded and the inferenced. It is simply not possible, they argue, to
arrive at a unique, fully articulated meaning from decoding alone: to produce a
semantic form on which separate, pragmatic principles can then work. In
assuming that this was possible, Grice took an unwarranted step back towards
the code model he so tellingly critiqued in his earlier article
'Meaning', returning to an outmoded reliance on the linguistic code to deliver
a fully formed thought. He abandoned a 'common-sense' approach with
psychological plausibility: the attempt to formalise and explain the notion
that 'communication involves the publication and recognition of intentions'.'
Cognitive principles such as relevance will be involved even at the stage of
producing a Gricean 'what is said',determining features such as reference
assignment and disambiguation. Unlike the Gricean maxims, the
Principle of Relevance is not an autonomous rule applying after decoding has
issued a unique linguistic meaning. Rather, both 'explicit' and 'implicit'
meaning rely on the Principle of Relevance. Sperber and Wilson argue, contra
Grice, for the need to consider explicitness as a matter of degree.
Unlike the ethnologists and politeness theorists who claim common ground with
Grice through an interest in social interaction, relevance theorists see their
approach, and also Grice's maxims, as essentially cognitive in nature. For
instance, Diane Blakemore has argued that RT responds to Grice's own dismissal
of 'the idea that the maxims had their origin in the nature of society or
culture on the grounds that this did not provide a sufficiently general
explanation' and his warning that 'the key to a general, psychological
explanation lay in the notion of relevance'.'4 There is some evidence
that Grice was reluctant to be drawn on his views on RT. His only published
comment is very brief and rather damning. In the retrospective overview of his
own work in Studies in the Way of Words, he comments on the possible problem of
the interdependence of his maxims, especially Quantity and Relation. However,
he argues that Sperber and Wilson's account, far from clarifying this matter,
in fact loses the significance of the link between relevance and quantity of
information by considering relevance without specification of direction. The
amount of information appropriate in any given context is determined by the
particular aim of the conversation, or of what is deemed relevant to that aim.
So success in conversation is not simply a matter of accumulating the highest
possible number of contextual effects. Further, Grice argues that as well as
direction of rele-vance, information is necessary concerning the degree of a
concern for a topic, and the extent of opportunity for remedial action. In sum,
the principle of relevance may well be an important one in conversation, but
when it comes to implicature it might be said 'to be dubiously independent of
the maxim of Quantity'.9S This last suggestion seems to align Grice more with
another branch of pragmatics, again one attempting to refine the notion of
implicature and reduce the number of conversational maxims: the work of the
so-called 'neo-Griceans'. The term 'neo-Gricean' has been applied to a
number of linguists, both American and British, and to a body of work produced
since the early 1980s. Across the range of their published work, these
linguists have revised their ideas many times, and used a sometimes bewildering
array of terminology. Nevertheless, the work all remains located firmlywithin
the tradition of Gricean pragmatics, seeking to elaborate a theory of meaning
based on levels of interpretation. Neo-Griceans have tended towards two types
of revision of Grice's theory of conversation, one much more radical than the
other. First, very much in keeping with Grice's own speculations about the
interdependence of Quantity and Relation, they have questioned the need for as
many separate maxims as Grice originally postulated, and investigated ways of
reducing these. Second, and rather more at odds with Grice's own original
conception, they have questioned the sharpness of the distinction between the
levels of meaning. They have been concerned with what Laurence Horn has
described as a problem raised by the Cooperative Principle, 'one we encounter
whenever we cruise the transitional neighbourhood of the semantics/pragmatics
border: how do we draw the line between what is said and what is
implicated?'96 The neo-Griceans have upheld the importance of making some
such distinction, but they have in various ways and with different
terminologies challenged the viability of separating off entirely the 'literal'
from the 'implied'. In this, they share the anxiety expressed by Sperber and
Wilson in terms of the appropriate division between 'explicit' and 'implicit'
meaning. Sperber and Wilson argue that purely explicit meaning is generally not
enough to render a full propositional form; implicit aspects of meaning must be
admitted at various stages, leading to 'levels' of explicitness. Neo-Griceans
have made similar claims, leading them not actually to abandon the
distinction between semantics and pragmatics, but to question the autonomy of
the two, and the possibility of their applying to interpretation in series. The
chief ways in which the neo-Griceans differ from relevance theorists, and stay
closer to Grice, is in their maintenance of separate maxims of conversation
that can be exploited and flouted, and the use they make of gen-eralised
conversational implicatures (GCIs). These latter, rejected by RT because they
take minimal account of context, are crucial to the devel-opment, and
presentation, of much of the neo-Gricean literature. In his 1989 book A
Natural History of Negation, Laurence Horn comments that 'much of neo- and
post-Gricean pragmatics has been devoted to a variety of reductionist
efforts'!' He suggests that a premiss for him, and perhaps for many of the
neo-Griceans, setting them apart from relevance theorists, is that 'Quality ...
is primary and essentially unreducible.' What needs further to be said about
conversation can be summarised in two separate, sometimes conflicting, driving
forces within communication. These are, in general terms, the drive towards
clarity, putting the onus on speakers to do all that is necessary to
makethemselves understood, and the drive towards economy, putting the onus on
hearers to interpret utterances as fully as necessary. Horn labels the
principles resulting from these drives Q and R respectively (stand-ing for
'quantity' and 'relation', but with no straightforward correlation to Grice's
maxims). He traces the development of this reductive model to early work by Jay
Atlas and Stephen Levinson, and by Levinson on his own. But an important part
of the account of 'Q-based implicatures' draws on work almost a decade earlier
by Horn himself on the notion of 'scalar implicatures'. Horn's
development of the Gricean notion of Quantity to account for the interpretation
of a range of vocabulary in terms of 'scalar implica-ture' is arguably one of
the most productive and interesting of the expansions of 'Logic and
conversation'. It is in many ways true to Grice's original conception of
implicature, not least because it divides the 'meaning' of a range of
terms into 'said' and 'implicated' components, removing the need to posit
endless ambiguities in the language, and offering a systematic explanation of a
wide range of examples. It is perhaps in keeping that such a thoroughly Gricean
enterprise should remain in manuscript for many years, and then be published
only partially (in A Natural History of Negation). The main source for Horn's
account of scalar implicature remains his doctoral thesis, On the Semantic
Properties of Logical Operators in English, presented to the University of
California, Los Angeles, in 1972. In his later commentary on scalar
implicatures, Horn describes them as the 'locus classicus' of GCIs based on his
own notion of Quantity.98 Indeed, Grice himself seems to have seen examples of
this type as particularly important, although he does not use the term
'scalar', or identify them as a separate category. In 'Logic and conversation',
he introduces the notion of GCI as follows: Anyone who uses a sentence of
the form X is meeting a woman this evening would normally implicate that the
person to be met was someone other than X's wife, mother, sister, or perhaps
even close platonic friend. ... Sometimes, however, there would be no such
implicature (T have been sitting in a car all morning') and sometimes a reverse
implicature (I broke a finger yesterday'). I am inclined to think that one
would not lend a sympathetic ear to a philosopher who suggested that there are
three senses of the form of expression an X. ... [Rather] when someone, by
using the form of expression an X, implicates that the X does not belong to or
is not otherwise closely connected with some identifiable person, the
implicature is presentbecause the speaker has failed to be specific in a way in
which he might have been expected to be specific, with the consequence that it
is likely to be assumed that he is no in a position to be specific. This
is a familiar implicature and is classifiable as a failure, for one reason or
another, to fulfil the first maxim of Quantity." The most easily
identifiable type of GCI is based on the first maxim of Quantity, which calls
for as much information as is necessary. In other words, it draws on Grice's
earliest observation about the regularities of conversation: that one should
not make a weaker statement when a stronger one is possible. Horn observes that
there are many areas of vocabulary where similar apparent problems can be
resolved by just such an analysis. A more general term often implicates that a
more specific alternative does not apply, by means of the assumption that the
speaker is not in a position to provide the extra information. Horn discusses
this informativeness in terms of the 'semantic strength' of a lexical item.
Such items can be understood as ranged on 'scales' of infor-mativeness, each
scale consisting of two or more items. In all cases, it is possible to
describe the different meanings associated with a particular item in terms not
of a semantic ambiguity, but of a basic semantic meaning and of an additional
implicated meaning that arises by default, but can be cancelled in context. The
first scale Horn discusses is that of the cardinal numbers. The numbers can be
seen as situated on a scale, ranging from one to infinity: (1, 2, 3, 4, 5,
...). Each item semantically entails all items to its left, and pragmatically
implicates the negation of all items to its right. As Horn describes it:
Numbers, or rather sentences containing them, assert lower- boundedness -
at least n - and given tokens of utterances containing cardinal numbers may,
depending on the context, implicate upper-boundedness - at most n - so that the
number may be interpreted as denoting an exact quantity, 100 This
explains the apparent ambiguity of a cardinal number in use. 'John has
three children', for example, will generally be interpreted as meaning 'John
has exactly three children', but is not logically incompatible with John's
having four or more. Horn points to the fact that 'John has three
children, and possibly even more' is acceptable, suggesting that 'no more than
three' cannot be part of the semantic meaning of 'three'. If it were, this
example should be simply logically contradictory. Rather than forcing the
intolerable conclusion that allcardinal numbers are semantically multiply
ambiguous, Horn's account allows that their semantic meaning is 'at least. but
that they implicate 'at most..'. This is because, if the speaker were able to
use an item further to the right on the scale, it would be more informative,
hence more cooperative, to do so. Taken together, these two meanings give he
interpretation 'exactly... Horn proposes similar scales fo vocabulary items
from across the range of the lexicon, including adjec tives, (warm, hot),
(good, excellent); verbs, (like, love), (dislike, hate); and quantifiers, (all,
some). As Horn observes in his own later com-mentary, in all these examples
'since the implicature relation is context-dependent, we systematically obtain
two understandings for each scalar value p ('at least p', 'exactly p') without
needing to posit a semantic ambiguity for each operator'. 101 In this
later work, Horn describes scalar implicatures as examples of Q-based
implicatures, dependent on our expectations that speakers will seek to be as
clear as possible. However, Q-based implicatures need to be balanced against
R-based ones, drawing on the notion of economy. The tension between these
can offer a clear account of the issue to do with articles Grice originally
identified: Maxim clash, for example, arises notoriously readily in
indefinite contexts; thus, an utterance of I slept in a car yesterday licenses
the Q-based inference that it was not my car I slept in (or I should have said
so), while an utterance of I broke a finger yesterday licenses the R-based
inference that it was my finger I broke (unless I know that you know that I am
an enforcer for the mob, in which case the opposite, R-based implicatum is
derived). 102 There is some experimental support for the psychological
plausibility of Horn's scalar implicatures, and hence for the Gricean framework
on which they are based. Ira Noveck concludes from a number of experiments that
although adults react to the enriched pragmatic meaning of scalars, young but
linguistically competent children respond chiefly to their logical meaning.
'The experiments succeeded in demonstrating not only that these Gricean
implicatures are present in adult inference-making but that in cognitive
development these occur only after logical interpretations have been well
established.'103 There have been some attempts to extend the range of
Horn's notion of scalar implicature. Horn himself has offered a scalar analysis
of the 'strengthening' of 'if' to mean 'if and only if', 104 Earlier,
Jerrold Sadock sought to explain the meaning of 'almost' in terms of a semantic
scale(almost p, p). Sadock observes that the argument for a relationship of
implicature between the use of 'almost p' and the meaning 'not p' is
considerably weakened by the difficulty of finding contexts in which it would
be cancellable. His explanation is that this is because 'the context-free
implicature in the case of almost is so strong'.10s In discussing the one
example he does see as cancellable, he introduces a qualification that is again
to do with the 'strength' of an implicature. Surely, Sadock argues, if a seed
company ran a competition to breed an almost black marigold', and a contestant
turns up with an entirely black marigold, it would be in the interests not just
of fair play but of correct semantic interpretation to award him the prize.
However, he cautions: In the statement of the contest's rules, the word
almost should not be read with extra stress. Stressing a word that is
instrumental in conveying a conversational implicature can have the effect of
emphasizing the implicature and elevating it to something close to semantic
content. 106 Sadock does not go so far as claiming that an implicature
can actually become part of semantic content, but his rather equivocal
statement certainly suggests a blurring of what for Grice is a clearly defined
boundary. This blurring of the boundaries is more apparent, or more
explicitly advocated, in other neo-Gricean work, initially from Gazdar and
later from Atlas and Levinson. Gerald Gazdar is perhaps the least clearly
'Gricean' of the neo-Griceans, in that he departs most radically from Grice's
bipartite conception of meaning. Nevertheless, he bases his pragmatic account
at least in part on a conception of implicature drawing on 'Logic and
conversation'. He proposes a 'partial formulization' of GCIs, drawing on Horn's
original account, which he describes as 'basi-cally correct'.107 For Gazdar,
the semantic representation of certain expressions carry 'im-plicatures',
potential implicatures that will later become actual if not cancelled by
context. The relationship between context, implicature and eventual
interpretation is a formal process. Stephen Levinson, sometimes in
collaboration with other linguists, has developed a revised account of GCIs.
Levinson's conception of the processes of interpretation is summarised in his
exegesis of 'Logic and conversation' in his 1983 Pragmatics. He describes how
the assumptions about conversation expressed in the maxims 'arise, it seems,
from basic rational considerations and may be formulated as guidelines for the
efficient and effective use of language'. 10 These goals in conversation
areclosely related to Horn's 'economy' and 'clarity', respectively, and in
Levinson's work too they prompt the search for a reductive reformulation of the
maxims. He is also concerned with developing an 'inter-leaved' account of the
relationship between semantics and pragmatics. Along with RT, but
differing overtly from it, Levinson's account offers perhaps the most developed
alternative to the view of semantics and pragmatics operating serially over separate
inputs. In a joint article published in 1981, Atlas and Levinson lay
claim to an explicitly Gricean heritage, but argue that 'Gricean theories need
not and do not restrict their resources to Grice's formulations. 109 They argue
that it is necessary to pay attention to semantic structure that exists above
and beyond truth-conditions, and that in turn interacts with pragmatic
principles to produce 'informative, defeasible implicata'. 110 This
concern with layers of meaning not found in Grice's formulation has remained in
Levinson's work. His 2000 book Presumptive Meanings is a sustained defence of
the notion of GCI, based on Grice's original conception but reformulating and
elaborating it. As in the defence from 20 years earlier, GCIs are seen as
informative and defeasible. Their essential purpose is to add information to
what is offered by literal meaning; as Levinson explains, they help overcome
the problem of the 'bottle-neck' created by the slowness of phonetic
articulation relative to the possibilities of interpretation. The solution, he
suggests, takes the following form: let not only the content but also the
metalinguistic properties of the utterance (e.g., its form) carry the message.
Or, find a way to piggyback meaning on top of the meaning. "11 As
part of this programme, Levinson offers a detailed characterisation of three
separate levels of meaning in utterance interpretation. As well as 'sentence
meaning' and 'speaker meaning', he argues the need for
'statement-meaning' or 'utterance-type meaning', intermediate between the two.
It is at this level, he suggests, that 'we can expect the system-aticity of
inference that might be deeply interconnected to linguistic structure and
meaning, to the extent that it can become problematical to decide which phenomena
should be rendered unto semantic theory and which unto pragmatics. 12 He places
GCIs at this intermediate level; for him they are ambiguously located between
semantics and pragmat-ics. Part of his argument here hinges on the idea, not
dissimilar from that put forward by Sperber and Wilson, that the very first
level is often not enough to give a starting point of meaning at all. Various
factors in what Grice calls 'what is said' need to be determined with reference
to precisely those inferential features described as GCIs. Levinson describes
this process as 'pragmatic intrusion into truth conditions'. 113
Pragmaticinference plays a part in determining even basic sentence meaning,
suggesting that pragmatics cannot be simply a 'layer' of interpretation applying
after semantics. 114 Neo-Griceans have sometimes been described as
engaging in 'radical pragmatics' because, as Levinson's model illustrates, they
claim much richer explanatory powers for their pragmatic principles than is the
case in traditional Gricean pragmatics. In 'Logic and conversation', ',
the layers of meaning before the Cooperative Principle becomes effective
are somewhat shady. Conventional meaning, always a problem area for Grice, is
added to by various uninterrogated processes of disambigua-tion and reference
assignment, to give 'what is said'. This may be enriched by conventional
implicature, depending on the individual words chosen. It is only then that
Grice's elaborate mechanism for deriving conversational implicatures is brought
into play. For neo-Griceans such as Levinson, conventional meaning is a highly
restrictive, although perhaps no less shady, phenomenon. It needs assistance
from pragmatic principles before it can even offer a basis from which
interpretation can proceed. In John Richardson and Alan Richardson's
instructive extended metaphor: Grice allowed himself considerable
pragmatic machinery with which to try to bridge the gap between intuitive and
posited meanings, whereas radical pragmaticians have been eagerly scrapping
much of Grice's machinery while frequently allowing gaps between intuitive and
posited meanings greater than anything Grice proposed - a geometrically more
ambitious program. l1s A number of recent articles reassess the claims
that implicature must play a part in determining literal content. These
generally take issue with linguists such as the relevance theorists and
Levinson, and show a renewed interest in Grice's distinction between what is
said and what is implicated, although they are by no means unanimously
uncritical of his original characterisation of these. Kent Bach argues that
'what is said in uttering a sentence need not be a complete proposition'; if we
observe what Bach sees as Grice's stipulation that 'what is said' must
correspond directly to the linguistic form of the sentence uttered, it may be
that what is said is not informationally complete. 16 However, this need not be
a problem, because in the Gricean framework what is communicated is not
entirely dependent on what is said but is derived from it by a process of
implicature. Bach accuses some of Grice's commentators of confusing their
intuitions about what is communicated, in whichimplicatures play a part, with
judgements about semantic fact. Directly taking issue with RT, he argues that
'I have had breakfast' might be literally true even if the speaker had not had
breakfast on the day of utter-ance; it is simply that intuitive judgements
focus on a more limited interpretation. These intuitive judgements are not a
good guide to the theoretical question of the constitution of 'what is said':
'the most natural interpretation of an utterance need not be what is strictly
and literally said. 117 Mira Ariel has also dwelt on intuitive responses
in her discussion of 'privileged interactional interpretation'. l18 What
people respond to as the speaker's chief commitment does not always correspond
either to Grice's 'what is said' or to some enriched form such as the relevance
theorists' 'explicatures'. Jennifer Saul suggests that Grice's distinction
between what is said and what is implicated has been dismissed too hurriedly by
his critics. To argue against Grice on the grounds of how people generally
react to utterances is seriously to misrepresent his intention. Further,
within Grice's original formulation there is no reason why what is said needs
to be a cooperative contribution recognised by either speaker or hearer: 'a
speaker can perfectly well be cooperative by saying something trivial and
implicating something non-trivial. 119 Grice's work was often
characterised by the speculative and open-ended approaches he took to his
chosen topics. At times the result can be frustratingly tentative discussions
of crucial issues that display a knowing disregard for detail or for
definitions of key terms. Ideas and theories are offered as sketches of how an
appropriate account might succeed, or how a philosopher - by implication either
Grice or some unnamed successor - might eventually formulate an answer. In the
case of the theory of conversation, these characteristics are perhaps at least
in part responsible for its success. Certainly, Grice offered enough for his
description of interactive meaning to be applied fruitfully in a number of
different fields across a vast range of data. But the sketchiness of some
aspects of the theory, and the failure fully to define terms as central as
'what is said', have also indicated possibilities for theoretical adjustments
and reformulations. There is something of an air of 'work in progress'
about even the published version of 'Logic and con-versation' that indicates
problems to be solved rather than simply ideas to be applied. Grice himself
mounted a spirited defence of problems at the end of his own philosophical
memoir: If philosophy generated no new problems it would be dead, because
it would be finished; and if it recurrently regenerated the same oldproblems it
would still not be alive because it could never begin. So those who still look
to philosophy for their bread-and-butter should pray that the supply of new
problems never dries up. 120 ready supply of problems is as valued by
linguists as it is by philosc hers. The original, highly suggestive, but
somehow unfinished natur of the lectures on logic and conversation is a telling
example of a Gricean heresy, and one that may explain much of the story of
their success. Baker (1986: 277). Festschrift etc. H. P. Grice Papers, BANC MSS 90/135
c, The Bancroft Library, University of California, Berkeley. See, for instance, Wittgenstein
(1958: 43). See Grice's obituary in The
Times, 30 August 1988. In Strawson and Wiggins (2001: 516-17). E.g. Brown and Yule (1983:
31-3), Coulthard (1985: 30-2), Graddol et al. (1994: 124-5), Wardhaugh (1986:
281-4). 7. Respectively, Rundquist (1992), Perner and Leekam (1986),
Gumperz (1982: 94-5), Penman (1987), Schiffrin (1994: 203-26), Raskin
(1985), Yamaguchi (1988), and Warnes (1990). See, for instance, Grice
(1987b: 339). Grandy and Warner (1986a: 1). Grice (1986a: 65, original
emphasis). Grice (1986b: 10). 'Philosophy at Oxford
1945-1970', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. Misc. notes, H. P. Grice Papers, BANC MSS 90/135 c,
The Bancroft Library, University of California, Berkeley. Grice (1978) in Grice (1989:
47). Grice (1986a: 61). See, for instance, Burge (1992:
619). Grice (1986a: 61-2). See, for instance, Strawson and
Wiggins (2001: 527). Kathleen Grice, personal communication. Richard Warner, personal
communication. Grice's obituary in The Times,
30 August 1988. Grice (1967b) in Grice (1989:
64). Handwritten version of Kant
lectures, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. 'Miscellaneous "Group" notes 84-85', ', H.
P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. 25. 'Richards paper and notes for
"Reply"', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. 2 Philosophical
influences 1. Tape, 29 January 1983, Grice in conversation with Richard
Warner and Judith Baker, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. Grice (1986a: 46). Quotation courtesy of the Old
Cliftonian Society. Grice (1991: 57-8, n1). Grice (1986a: 46-7). Ibid. Quotations in this paragraph
from Tape, 29 January 1983, Grice in conversation with Richard Warner and
Judith Baker, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. Information from The Rossall Register, Rossall School,
Lancashire. Martin and Highfield (1997:
337). Ayer (1971: 48). Rogers (2000: 144). 'Preliminary Valediction,
1985', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University
of California, Berkeley. Tape, Oxford Philosophy in the 1930s and 1940s, APA,
H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Grice (1986a: 48). 'Negation and Privation', H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Rogers (2000: 255). Rogers (2000: 146). Locke (1694: 37) in Perry
(1975b). Locke (1694: 38) in Perry
(1975b). Locke (1694: 39) in Perry
(1975b). Ibid. Locke (1694: 47) in Perry
(1975b). Reid (1785: 115) In Perry
(1975b). Gallie (1936: 28). Grice (1941) in Perry (1975b:
74). Grice (1941) in Perry (1975b:
88). Grice (1941) in Perry (1975b:
90). Perry (1975a: 155n). Perry (1975a: 136). Williamson (1990: 122). 3
Post-war Oxford Warnock (1963) in Fann (1969: 10), Strawson in Magee (1986: 149). Grice (1986a: 48). Ryle (1949: 19). Rée (1993: 8). Warnock (1963) in Fann (1969:
20). Pitcher (1973: 20). Grice (1986a: 58). Rogers (2000: 255). Manuscript: 'Philosophy and
ordinary language', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. Grice (1986a: 50). Frege (1892: 57). Russell (1905: 479). For instance, Magee (1986: 10).
For instance in the
introduction to Gellner (1979), written and first published in 1959. For instance Grice (1987b:
345). Moore (1925) reprinted in Moore
(1959: 36). Grice (1986a: 51). Gellner (1979: 17, and
elsewhere). Warnock (1963) in Fann (1969:
11). Rogers (2000: 254). Warnock (1963) in Fann (1969:
11). Williams and Montefiore (eds) (1966: 11). Wittgenstein (1922: 4.024). Wittgenstein (1958: 120). Ayer (1964). Austin (1962a: 3). Austin (1950) in Austin (1961: 99). Austin (1956) in Austin (1961:
130). Austin (1956) in Austin (1961:
137). Austin (1956) in Austin (1961:
138, original emphasis). Forguson (2001: 333 and n16). Tape, Oxford Philosophy in the
1930s and 1940s, APA, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. Grice (1986a: 51), Grice
(1987a: 181). Grice (1986a: 49). Quine (1985: 249). Warnock (1963) in Fann (1969:
14). Notes for Ox Phil 1948-1970,
APA, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Kathleen Grice (personal communication). Warnock (1973: 36). Austin (1956) in Austin (1961:
129, original emphasis). Tape, Oxford Philosophy in the 1930s and 1940s, APA,
H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Urmson et al. (1965: 79-80). 'Philosophers in high argument', The Times Saturday 17
May 1958. Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. See Strawson in Magee (1986:
149), and Gellner (1979, passim) as examples of these two points of view. Russell (1956: 141). Gellner (1979: 23). Gellner (1979: 264). Mundle (1979: 82). Tape, Oxford Philosophy in the
1930s and 1940s, APA, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. Ibid. Grice (1986a: 51). Manuscript draft of 'Reply to
Richards', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. Tape, Oxford Philosophy in the 1930s and 1940s, APA,
H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Ibid. Ackrill (1963: vi). Strawson (1950: 326). Strawson (1998: 5). For instance, in Strawson (1952: 175ff). Strawson (1950: 344). Quine (1985: 247-8). Grice (1986a: 47). Grice (1986a: 49). Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Notes for Categories with
Strawson, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. Quine (1953: 43). Grice and Strawson (1956) in
Grice (1989: 205). Kathleen Grice, personal communication. 'The Way of Words', Studies in:
Notes, offprints and draft material, H. P. Grice Papers, BANC MSS 90/135 c, The
Bancroft Library, University of Cal-ifornia, Berkeley. Grice (1986a: 54). Quinton (1963) in Strawson
(1967: 126). Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Austin (1962a: 37). Warnock (1973: 39). Perception Papers, H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. Austin (1962a: 30-1). Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. 'More about Visa', H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. Warnock (1955: 201). Grice (1961) and Grice (1962). Grice (1966). Warnock (1973: 39, original
emphasis). Kathleen Grice, personal
communication. Quine (1985: 248). Grice (1958). 4
Meaning Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Tape, Oxford Philosophy in the
1930s and 1940s, APA, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. See, for instance, Warnock (1973: 40). Grice (1957: 379). Stevenson (1944: 66). Stevenson (1944: 38). Stevenson (1944: 69). Stevenson (1944: 74, original emphasis). Grice (1957: 380). Stout (1896: 356). Notes on intention and
dispositions - HPG and others in Oxford, H. P. Grice Papers, BANC MSS 90/135 c,
The Bancroft Library, University of California, Berkeley. 'Dispositions and intentions',
H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Ryle
(1949: 103). Ryle (1949: 183). Stout (1896: 359). Hampshire and Hart (1958: 7). Grice (1957: 379). Peirce (1867: 1). Peirce (1867: 7). Lectures on Peirce, H. P. Grice Papers, BANC
MSS 90/135 c, The Bancroft Library, University of California, Berkeley. Grice (1957: 382). Grice (1957: 385). Grice (1957: 386). Grice (1957: 387). Bennett (1976: 11). Schiffer (1972: 7). Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Austin (1962b: 149). Austin (1962b: 108). Austin (1962b: 114). Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Strawson (1964) in Strawson
(1971: 155). Strawson (1964) in Strawson
(1971: 163). Strawson (1969) in Strawson
(1971: 171-2). Searle (1986: 210). Searle (1969: 45). A similar point is made by
Sperber and Wilson (1995: 25). Schiffer (1987: xiii). Schiffer (1972: 13). Schiffer (1972: 18-19). Cosenza (2001a: 15). Avramides (1989), Avramides (1997). Schiffer (1972: 3). Ziff (1967: 1, 2). Ziff (1967: 2-3). Malcolm (1942: 349). Malcolm (1942: 357, original emphasis). Grice (c. 1946-1950: 150). Grice (c. 1953-1958: 167). Grice (c. 1953-1958: 168). 5 Logic and conversation See Quine (1985: 235). Grice (1986a: 59-60). Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Warnock (1973: 36). Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Chomsky (1957: 5). See Warnock (1963) in Fann
(1969: 21). 'Lectures on negation', H. P.
Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Aristotle
Categoriae, ch. 12, 14a, in Ackrill (1963). Aristotle Categoriae, ch. 13, 14b, in Ackrill
(1963). Aristotle Categoriae, ch. 5, 2b, in Ackrill
(1963). Aristotle Categoriae, ch. 10, 12a, in Ackrill
(1963). Mill (1868:188). Mill's work in
this area is discussed by Horn (1989), who refers to a number of other
nineteenth and twentieth century logicians who made similar observations. Mill (1868: 210, original
emphasis). Ibid. 16. 'PG's
incomplete Phil and Ordinary Language paper' ', H. P. Grice Papers,
BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. 17. Grice (1975a: 45-6). 18. Moore (1942: 541,
original emphasis). 19. Bar-Hillel (1946: 334). 20.
Bar-Hillel (1946: 338, original emphasis). 21. O'Connor (1948:
359). 22. Urmson (1952) in Caton (1963: 224). 23.
Urmson (1952) in Caton (1963: 229). 24. Nowell-Smith (1954:
81-2). 25. Edwards (1955: 21). 26. Grant (1958:
320). 27. Hungerland (1960: 212). 28. Hungerland
(1960: 224). 29. Strawson (1952: 178-9). 30. Grice
(1961: 121). 31. Grice (1961: 152). 32. Grice (1961:
124). 33. Grice (1961: 125). 34. Grice (1961:
126). 35. Grice (1961: 132). 36. Warnock (1967:
5). 37. 'Logic and conversation (notes 1964)', H. P. Grice Papers,
BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. 38. Aristotle Categoriae, ch. 4, 1b, in Ackrill
(1963). 39. Kant (1998: 212). 40. Kant (1998: 213).
41. Grice (1967a: 4). 42. Grice (1967a: 21).
43. Grice (1975a: 45). 44. Grice (1975a: 48). 45.
Grice (1975a: 49). 46. Many of my students have pointed out to me
that A could equally well understand B as implicating that Smith is just
too busy, with all the visits he has to make to New York, for a social
life at the moment. Green (1989: 91) argues that many different particularised
conversational implicatures are possible in this example. Grice (1978) in Grice (1989:
47). Ryle (1971: vol. II: vii).. Benjamin (1956: 318)0. Horn (1989), ch. 4. See also
Levinson (1983), ch. 3 and McCawley (1981), ch. 8. This issue will be discussed
in the final chapt 51. Martinich (1996: 1 52. Strawson (1952: 53. Strawson (1952:. 54. Strawson
(1952: 83, 86, 891). 55. Strawson (1952:
36, 37, 85). 56. Grice (1967b:
58). Grice (1967b: 60). Grice (1967b: 59). Grice (1967b: 77). Grice (1969a) in Grice (1989: 88). Grice (1969a) in Grice (1989: 93, 94, 95). Grice (1969a) in Grice (1989: 99). Grice (1968) in Grice (1989: 117) Grice (1968) in Grice (1989: 123, original
emphasis). Grice (1968) in Grice (1989: 127). Grice (1968) in Grice (1989: 136, original
emphasis). Grice (1967c: 139, original
emphasis). Black (1973: 268). Grice (1987b: 349). Avramides (1989: 39). See also
Avramides (1997). Loar (2001: 104). Strawson (1969) in Strawson
(1971: 178). Chomsky (1976: 75). 6 American
formalism Grice (1986a: 60). All details from Kathleen
Grice, personal communication. Strawson (1956: 110, original emphasis). Grice (1969b: 118). 'Reference and presupposition',
H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Grice (1969b: 119). Lectures on Peirce, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Grice (1969b: 143). Grice (1969b: 142). Later published in Chomsky
(1972a). Notes, H. P. Grice Papers, BANC
MSS 90/135 c, The Bancroft Library, University of California, Berkeley. Lakoff (1989: 955). See, for instance, Sadock
(1974). See, for instance, Gordon and
Lakoff (1975). 'Notes for syntax and
semantics', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. I am grateful to Robin Lakoff for a very valuable
discussion of the ideas in this paragraph. 'Urbana seminars', H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. Lakoff (1995: 194-5). Simpson (1997: 151). Carnap (1937: 2). Lecture 1, 'Lectures on
language and reality', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. The spelling 'carulize' may be
Grice's own, a result of his not referring directly to Carnap, or may be simply
an error of transcription; the typescript from which this quotation was taken
was made from a recording of the lectures . Lecture 1, 'Lectures on
language and reality', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. 'Urbana seminars', ', H. P.
Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Grice (1981: 189). Ibid. Grice (1981: 190). 'Philosophy at Oxford
1945-1970', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. Harman (1986: 368). Grice (1971: 265). Grice (1971: 273). Kenny (1963: 207). Kenny (1963: 224). Kenny (1963: 229). Davidson (1970) in Davidson (1980: 37-8). 'Probability, desirability and mood operators',
H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Davidson (1980: vii). Davidson (1978) in Davidson (1980: 83). Davidson (1978) in Davidson
(1980: 95). 'Reply to Davidson on
"Intending"', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. Cohen (1971: 66). 7
Philosophical psychology Grice (1975a) and Grice (1978). For instance, although perhaps
only semi-seriously, by Quine (1985: 248). 'Odd notes: Urbana and non
Urbana', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. For instance, the writer of Grice's obituary in The
Times, 30 August 1988. Also Robin Lakoff and Kathleen Grice (personal
communication). 'Tapes', H. P. Grice Papers,
BANC MSS 90/135 c, The Bancroft Library, University of California, Berkeley. Cartwright (1986: 442). 'Knowledge and belief', H. P.
Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Judith Baker, personal communication. 'Urbana Lectures', H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. Grice (1986a: 62). 'Reflections on morals', H. P.
Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Judith Baker is currently editing 'Reflections on morals' for
publication. Grice and Baker (1985). Grice (1987b: 339). Grice (1987b: 369). 'Reasons 1966', H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. 'Practical reason', H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. 'Kant lectures 1977', H. P.
Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Grice (2001: 3). 'John Locke lectures miscellaneous notes 1979', H. P. Grice Papers, BANC
MSS 90/135 c, The Bancroft Library, University of California, Berkeley. Kathleen Grice, personal
communication. Grice (2001: 17). It is cited, for instance, in
Levinson (1983). Grice (2001: 37). Grice (2001: 41). Grice (ibid., original
emphasis). Grice (2001: 50). Grice (2001: 88, original
emphasis). Aristotle Nicomachean Ethics,
book 1 1097, in Thomson (1953). Aristotle Nicomachean Ethics, book 1 1095, in Thomson
(1953). Aristotle Nicomachean Ethics,
book 1 1098, in Thomson (1953). Grice (2001: 134). 'Reference 1966/7', H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. Aristotle Nicomachean Ethics,
book 1 1097, in Thomson (1953). 'Steve Wagner's notes on 1973 seminar', H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. Grice (1975b) in Grice (2001:
131). See Grice (1975b) in Grice
(2001: 134-8) for a much fuller account of this process. Grice (1975b) in Grice (2001:
144). Grice (1975b) in Grice (2001:
145). Locke in Perry (1975b: 38). See
Chapter 2 of this book for fuller discussion. Warner (1986: 493). 'Reflections on morals, H. P.
Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Kenny (1963: 1). 8 Metaphysics and value Strawson quoted in Strawson and
Wiggins (2001: 517). Misc. K. notes, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. Grice (1986a: 61). Ayer (1971: 142). Foot (1972) in Foot (1978:
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ACTIONS AND EVENTS Is this paper, I devote a good deal of
attention to the views of Donald Davidson on this topic, primarily as
presented in his well-known and influential essay "The Logical Form of
Action Sen-tences", reprinted in Essays on Actions and Events (Clarendon
Press, Oxford, 1980, pp. 105-148). Though I examine Davidson's position in
detail, I do not confine myself to discussion of that position; I seck also to
sketch, I hope sympathetically though without commitment, a possible
alternative account. I might, perhaps, at this point voice my suspicion that
some of my reservations about Davidson's proposals stem from divergences from
him, or uncertainties about his precise position, with respect to some larger
issues, mostly methodological. I had, indeed, thought of tabulating some of
these issues in a brief final section until I reflected that such a
prolongation would, if it were sufficiently brief to be tolerable, be too brief
to be illuminating. A. Overview A(1). METHODOLOGY I think
that it would be fair to say that Davidson's discussion of action-sentences
falls within the boundaries of a larger idea about metaphysics. It is a widely
(if not universally) held view, that at least one part of the business of
metaphysics is to determine an ontology; or, if you prefer it, to settle on an
answer to the question what, in general or particular terms, the
"universe" or the "world" contains. It is obvious that very
many widely different answers have at one time or another been put forward;
some of them have been wildly generous like Richard Robinson's "You name
it", since anything you can mention will win its share of the prize; some
of them have been remarkably niggardly, like what Broad once reported to be
Hegel's solitary selection, namely, the Kingdom of Prussia; most of them have
fallen somewhere between these two extremes. In recent times there has been a
strong tendency to restrict recognition to individual entities, excluding of
course, all abstract entities except sets, and excluding above all
"intensional" entities like universals and propositions. So (thus
far) people, tables and chairs, atoms, electrons and quarks have escaped
exclu-sion, though for many philosophers further acts of exclusion would be on
the way. It is an important thesis of Davidson's, toward which I am, in broad
terms, very sympathetic, that a little more inclusion is called for; notably,
room has to be found for events of various sorts, among which a prominent and honored
place must be kept for actions. Given that this is so we must, as
metaphysicians, turn our attention to items of this kind too; it, for example,
we admit Julius Caesar to membership of the universe, then we should also admit
a class of entities which will include the death of Julius Caesar in 44 B.C.,
and a special subclass of these which will include Julius Caesar's crossing of
the Rubicon in 49 B.C. It is my suspicion (which I should find it very
hard to support with evidence) that Davidson's basic metaphysical outlook, like
that of Quine, is that of what I might call a "Diagnostic Realist".
Crudely put, such a position would concede, in line with the contentions of a
number of classical Skeptics and Idealists, that Reality hides forever behind
an impenetrable curtain; it is relentlessly too modest to allow anyone to strip
away its protective covering and take a look at it, to see what it is really
like. But, contrary to the opinions of classical Skeptics, that fact does not
condemn us to perpetual metaphysical silence; for though we cannot inspect
Reality, we can form hypotheses about it, each of which (from case to case) may
be more, or again less, judicious. Metaphysical hypotheses will be judicious to
the extent to which, if true, they would provide backing or justification for
the content and methodology of scientific theory. This metaphysical
outlook is unlike that which, at present at least, appeals most to me. My
favored outlook would be one or another form of Con-structivism. I waver
between two options; a version of Limited Construc-tivism, according to which
Reality would be divided into two segments, an original or unconstructed
segment, and a constructed segment (or sequence of segments) in which
constructed items are added as legitimate metaphysical extensions of what is
present before the extension is made; and a version of Unlimited
Constructivism, which would, more radically, seck to exhibit all categories of
items as constructed rather than original; the escape from the invocation of an
unconstructed segment would be (it is hoped) achieved by the supposition of a
plurality of metaphysical schemes such that items which are primitive in one
scheme would be non-primitive in another. Both forms will need to characterize
legitimate construction-procedures by which metaphysical extensions are made.
One might say that, broadly speaking, whereas the Diagnostic Realist relies on
hypothesis, the Constructivist relies on hypostasis. Both approaches face
formidable difficulties of principle. For the present occasion I shall restrict
myself to the troubles of Diagnostic Realism. The Diagnostic Realist wishes to
regard the optimal metaphysical posture as being the one which accepts that
gencral account of Reality which maximally justifies and supports the deliverances
of science. But what science? Palmistry? And what deliverances?
Phlogiston theory? It seems that we need at least a restriction to reputable
deliverances of reputable sciences. And how are these to be selected
except on the basis of likelihood of truth, and how is that to be optimized in
advance of any clue about the nature of Reality? It seems that there is an
initial need for some grounds of acceptability of the findings of science which
are independent of those which, it is hoped, will be provided by a correct and
adequate account of Reality. Now it is entirely possible that I am quite
mistaken in supposing Davidson to be, at best, a Diagnostic Realist; indeed
conversations which I have had with students indicate that he may regard a distinction
between 'original' and 'constructed' Reality (like other once popular
dichotomies) as non-viable. If so, I will freely admit to error, but not to
guilt. For it seems clear to me that Davidson's treatment of ontological
questions requires some metaphysical Weltanschauung to support it; and if
Diagnostic Realism is not to fill this role, I have no idea what is to fill
it. A(2). PROBLEMS What considerations can we point to which would
encourage us, perhaps even force us, into this metaphysical direction, that of
admitting events and actions to the ontology? Davidson, I think, recognizes
four such consid-erations, the first of which was the one which primarily
influenced Kenny, to whom Davidson gives credit for the introduction, or the
revival, of this topic. (1) The phenomenon of (so-called) *variable
polyadicity". If we pick on what looks like a relational verb, for example
"to butter," we find that it can be used on different occasions in
the formation of predicates of varying measures of polyadicity. Sentences
containing it can be constructed which exhibit two, three or more terms; there
appears to be no upper limit imposed by grammar, a fact which tells against one
possible account of this phenomenon, viz., that varying numbers of indefinite
pronouns (like 'someone' or 'something') have elliptically dropped out of the
surface forms; just how many are we to suppose to have been there to drop out?
This phenomenon begins to lose its air of mystery if we suppose that there may
be a central entity (an action), which from occasion to occasion may be
described with greater or not less specificity. The phenomenon of 'variable
polyad-icity' now begins to look precisely parallel to the situation with
regard to sentences used to describe things; there we may take our choice
between describing Socrates as a man, as a fat man, as a fat greedy man, and so
on. Sometimes, in one's progress
through the maze of 'polyadicity', one moves between sentences which are not
logically independent of one another; one moves, say, from the '3 term'
sentence, *Bill buttered the toast in the bathroom" to the '2 term'
sentence, "Bill buttered the toast," which is entailed by the '3
term' sentence from which it originated. This is often but not invariably the
case: it is not the case, for example that *H.M.S. Rodney sank the
Bismarck" entails "H.M.S. Rodney sank". We need some theoretical
characterization of the occasions when such inferences are in order, and the
idea of treating actions as entities in their own right, and so as subjects of
attribution, may help us to obtain it. Actions are on occasion in demand to serve as objects
of reference for neuter pronouns, such as *it". Consider the sentence
"The manager of the Minneapolis Moonrakers resigned last week and Ann
Landers made a joke about it in her column". What is "it"?
Obviously not the Moonrakers or their manager, and it is hardly being suggested
Ann Landers made a joke about last week. If, however, one treats the
resignation of the manager as an entity which could be referred to, it will
fill the gap quite comfortably. Some of our explanatory talk about what we do, like
the provision of excuses, seems to require the possibility of describing things
we do in different ways. If actions are describable entities, this may happen
to them; and if it may happen to them, we need criteria of identity for actions
which will tell us when it is and when it is not taking place. I shall return
to the first three items later in this paper; but since the fourth item is
about to disappear beyond the horizon forever, I shall say a word or two about
it while it is still visible. It does not seem to me to be put forward as a
reason of the same degree of cogency as its three prede-cessors; for it assures
us only that if, for other reasons, we have decided to admit actions to the
ontology, they need not be merely a technically required category; they can be
put to work in the service of certain parts of our discourse. The stronger
claim that the admissibility of that sort of discourse requires the admission
of actions to the ontology is not, and, as far as I can see, could not be
justifiably made. B. Davidson's Criticism of Prior Theorists B(1).
REICHENBACH ("LOGICAL FORM AND LOGICAL EQUIVALENCE")
Davidson takes Reichenbach mildly to task for holding that "(3x) (x
consists in the fact that Amundsen flew to the North Pole)* is logically
equivalent to, but does not give the logical form of "Amundsen flew to the
North Pole"; according to Reichenbach the first sentence is about an
event, while the second is not; so the first sentence cannot give the logical
form of the second. If we considered instead of the second sentence, the
sentence "A flight by Amundsen to the North Pole took place" we
would be introducing a sentence which is short an event, and so a sentence the
logical form of which could be given by the first sentence, to which
(presumably) the new sentence would also be logically equivalent. Davidson
proposes to amend Reichenbach's position, so that the first sentence is taken
as giving the logical form of "Amundsen flew to the North Pole", and
not merely as being logically equivalent to that sentence; this change is
advocated mainly on the grounds that it is, or would be a step on the way to, a
pattern of analysis which will account for the entailments considered with
variable polyadicity. If, as Reichenbach thought, there are in our
language pairs of logical equivalent sentences one of which is about events,
while the other is not, that difference might justly be held to be a reason for
denying that the event-mentioning sentence gives the logical form of the other
member of the pair; and if one were a constructivist (as maybe Reichenbach was
not) one might suggest that the reason for this richness in our vocabulary is
that events are constructs belonging to an extension of a more primitive
ontology which does not contain them and which is mirrored only in sentences
which do not mention them. If one held that position, one would properly reject
Davidson's emendation of Reichenbach. B(2). REICHENBACH (THE
"HIDEOUS CONSEQUENCE") Davidson's main criticism of
Reichenbach's position is that, once he has admitted two principles which are
needed to legitimize patently valid inferences turning on the
intersubstitutibility of co-referential singular terms and of logically
equivalent sentences in appropriately embedded contextual positions,
Reichenbach cannot escape the hideous consequence that all events are identical
with one another. Davidson's ingenious argument may be summarized as follows.
Let 'a' abbreviate Reichenbach's operator 'con-sists in the fact that', which
when prefixes to a sentence produces a predicate (epithet); let 'C"
abbreviate 'Caesar was murdered', and let 'N' abbreviate 'Napoleon became
Emperor of France': Then: (a) sentence (1), 'x a C, is true just in case
sentence (2), 'x a (9(y= y & C) = 9(y = y)' is true, since the parts
of the subsentences which follow the operator 'c' in the two main sentences are
logically equivalent. (b) Sentence (2) is true just in case sentence (3), 'xa(ý(y=
y & N) = 9(y= y)' is true, since '9(y= y & C)' and '9(y=y & N)' are
singular terms, which, if 'C' and 'N' are both true, both refer to P(y =
y), and are therefore coreferential and intersubstitutable. (c) Sentence
(3) above is true just in case 'xoN' is true, since "N' and the
sub-sentence which follows 'o' in (3) are logically equivalent. So provided
that 'C' and 'N' are both true, regardless of what they say, any event which
consists of the fact that C also consists of the fact that N, and vice versa;
that is to say, any pair of randomly chosen events are identical. To this
argument I think it might be replied that the principles licensing
intersubstitution of co-referential singular terms and of logically equivalent
sub-sentences are officially demanded because they are needed to license
certain patently valid inferences; if in addition to providing this benefit,
they also saddle us with a commitment to the 'hideous consequence', then the
rational course is to endeavor to find a way of retaining the benefit while
eliminating its disastrous accompaniment, much as it has seemed rational to
seck in set-theory, as generous a comprehension axiom as the need to escape
paradoxes will permit. Such a way seems to be available; we might, for example,
while retaining the two added principles, prohibit the use of the
'co-referentiality principle' after the 'logical equivalence principle' has
been used. Such a measure would indeed have some intuitive appeal, since in the
cited argument its initial deployment of the 'logical equivalence principle'
seems to be tailored to the production of a sentence which will provide
opportunity for trouble-raising application of the other principle; and if that
is what the game is, why not stop it? B(3). VON WRIGHT (INVOCATION OF
INITIAL AND TERMINAL STATES) It is Davidson's view that von Wright
wishes to characterize events as being, in effect, ordered pairs of an initial
state and a terminal state, and (no doubt) actions as being the bringing about
of events. One of Davidson's criticisms of this approach is that my walking
from San Francisco to New York and my flying from San Francisco to New York
would not be distinguished from one another by the pairs of states involved
(which would be the same); and that if reference to the mode of travel be
brought in (in a distinction between walking to New York and flying to New
York) reference to the initial state has now been rendered otiose. It
seems to me that this response does not do justice to von Wright who is plainly
working on the twin idea that (a) the notion of change is fundamental to the
notion of event, and (b) that change can be represented as a succession of
states. In my view this proposal has great merit, even if some modification be
required. I shall, however, postpone more detailed consid-cration of it until
the next section of these comments. C. Further Consideration of
Davidson's Problem List C(/). VARIABLE POLYADICITY Let us now
redirect our attention to the considerations which were listed as calling for a
philosophical study of action-sentences, The surviving members of this list are
the phenomenon of variable polyadicity, the need for a satisfactory systematic
account of a certain range of entailments relating to actions, and the demand
for the provision of objects of reference for certain occurrences of pronouns.
So far, I have spoken as if the first two considerations are independent of
each other, each pointing to a distinct problem for which a solution is needed.
I am in fact far from sure that this is a correct representation of Davidson.
There is considerable support in ordinary language for the idea that verbs and
other relational predicate expressions carry concealed within themselves (so to
speak) a specification of a given degree of polyadicity (or
"n-adicity"); "between", for example, seems to express a
three-term relation (x being between y and z), while the relation signified by
"above" is a merely two-term relation; and specification of the
number of terms which a relational expression involves seems to be essential
rather than accidental to the nature of the relation. Certainly many logicians
have taken this vicw. But it is by no means certain that this view is correct,
nor that it is unequivocally supported by ordinary parlance. If we ask
whom John met in Vienna, we may get the answer *Bill", or "Bill
and Harry", or "Bill, Harry, and Bob" without any suggestion
that some restrictive condition or n-adicity is being violated. Moreover, so
far as the construction of logical systems is concerned, it has been shown that
restrictions or n-adicity are not required for predicate logic. So
perhaps what the first two considerations call for is not just the solution of
two distinct problems, but the provision of an account of action-sentences
which will jointly account for two problems, that of variable polyadicity and
that of the systematization of a certain range of inferences. This
thought leads at once to the question why it should be supposed, or desired,
that these two demands should be met by a single maneuver; what would be wrong
about giving separate answers to them? Let us look more closely at the two
strands; I begin with variable polyadicity. To talk, let us say, of
variable politeness would perhaps be appropriate if one were discussing the
manner in which some central item (a person) exhibited, on different occasions,
varying degrees of politeness; or, per-haps, exhibited on different occasions
varying degrees and forms of impoliteness (sometimes he is malicious, sometimes
just plain rude). By parity of reasoning, to exhibit variable polyadicity, an
item would have to be (say) on occasion dyadic, on occasion triadic, on
occasion tetradic; and this boring ascent could presumably be continued ad
infinitum. But what item might we be talking about? To my mind, it would have
to be a non-linguistic item, like a relation (a classification which might
include some actions); the meeting might be a single item (relation or
action) which holds, variably, between two, three, or more persons, depending
on how many people met or were met. This way of talking, would, however, raise
serious questions about why the focal item (the relation or action) should be
regarded as single questions, moreover, which seem a long way from Davidson's
text. If, on the other hand, we turn from the non-linguistic to the
linguistic world, we find clearly single items, viz., predicates and
verb-phrases, which exemplify determinate forms of n-adicity; this gain,
however, is balanced by the fact that it seems that the embodiment of (say)
dyadicity and triadicity are distinct from one another. "—met—" and
"—met—and—" are structures which do not have common instances; so
are: "—buttered—"; "—buttered—in—";
"—buttered-in—in the presence of—". To gather the threads
together, in the linguistic world one may discern three different kinds of
entity: Verbs (or predicate letters)
which are the bricks out of which predicates are made, and which may or may not
have assignable n-adicity; Predicates (open sentences) formed from the bricks,
like "—but-tered—in—"; these must have assignable n-adicity; Instances (individuals or sets)
to which predicates can be truly applied; these must contain just as many
elements as the number n in the n-adicity of the predicate; but the number of
distinct clements may be variable; recurrences may or may not be permitted by
the rules governing the predicates. It seems to be the business of a systematic
theory of a language to make provision for the presence of each of these types
of item. When it comes to attempting to satisfy the demands for a systematic
account of the validity of such inferences as that from "Smith buttered
the toast in the bathroom" to "Smith buttered the toast", it
seems clear that some appeal to structure is called for; the question is
whether the structures now invoked are or are not the same as (or included in)
those which are required for a systematic account of a language. It is my
suspicion that Davidson holds (or held) that the same structures are involved
in both cases; I am not sure that this answer is right, and the question
will assume greater prominence as our discussion develops. Whatever its final
answer, one can see the appeal of treating actions as subjects or foci of
predicates; once the quantifiers have been dropped, the validity of such
inferences might turn out to parallel (indeed to be a special case that of)
inferences from 'Fx & Gx' to 'Fx' or indeed from 'A & B' to 'A. But for
me the suspicion remains that the proposed identification of structures is
illegitimate. C(2). PRONOMINAL REFERENCES My uneasiness is not
decreased by attention to the third consideration, which relates to the
provision of an object of reference for the pronoun "it" in such a
sentence as *The manager of the Minneapolis Moonrakers resigned last week and
Ann Landers made a joke about it in her column". Who or what was the
subject of Ann Landers' joke? Neither the Minneapolis Moon-rakers nor their
manager could properly be referred to by the neuter pro-noun, as distinct from
a masculine pronoun "he' or a plural 'they'; the reference is plainly to
the manager's resignation. Now this event (action) could certainly be the
object of a pronominal reference if that reference were demonstrative rather
than anaphoric; anyone present at the meeting at which the manager tendered his
resignation could certainly say, "That, at last, is what the directors
have been hoping for", or, *Now, at last, they have got it". But my
sentence seems to make an anaphoric reference, and yet there is no previous
reference which is being picked up. The situation might, however, be regarded
as being eased if (1) a covert reference to the manager's act of resignation
were made in the first clause of my exemplary sentence, and (2) it is
sufficient for the supposition that a covert reference is made that a
designation of that act should be present in the underlying structure of the
sentence. I suspect that we need to consider two questions with regard to
references which are "felt" as anaphoric. (1) Is the mode of
reference, in such a case, formally or strictly correct as judged by the
official standards of gram-marians? (2) Is the reference, while not formally or
strictly in conformity with official standards of grammarians, nevertheless
intelligible and so at least informally admissible? It would not surprise me to
discover that the matter of a covert underlying structural reference is
irrelevant to the answer to these questions. It might well be that for a
grammatically strictly correct anaphoric reference to be made, a prior explicit
is required; a covert reference will be insufficient. However if the demand is
not for impeccable grammar but for intelligibility, then a covert reference is
not needed; what is needed is that the identification of the object of
reference should rely on prior discourse, not necessarily on prior reference.
For example: *I spent last summer in Persia; they are very dissatisfied with the
present regime*. (They are of course the Persians.) "A car went whizzing by me
and scraped my fender; but he didn't stop". (The driver, of course.) "Jones's views on the
immortality of the soul filled many pages in Mind; but it was the Oxford
University Press which in the end published it". (It = Jones's
presentation of his views.) (4) "His leg was cancerous; he contracted it
in Africa". (It = the disease cancer.) One might, as a
tailpiece, remark that the accessibility to reference of such items, as the
above, depends on their existence or reality in some humdrum sense, not on so
scholarly a matter as their presence in or absence from The Ontology. D.
Outline of Davidson's Proposal We turn now to Davidson's own well-known
proposal for handling the three questions which we have just been discussing.
It possesses a surface simplicity which may or may not turn out to be
misleading. It involves the introduction, into a candid representation of the
structure of action-sentences, of a 'slot' which may be occupied by variables
ranging over actions, and which may legitimately be bound by quantifiers. The
sentence "Shem kicked Shaun" is now thought of not as a
combination of two names and a two-place predicate, but as involving a
three-place predicate 'Kicked' and as being (really) of the form (Ex) (Kicked
(Shem, Shaun, x)), a structure within which, as Davidson points out, the
sentence 'Shem kicked Shaun' nowhere appears. As a reading in English of
Davidson's structure, we are offered somewhat tentatively, 'There is an event x
such that x is a kicking of Shaun by Shem'. E. Pre-Theoretical
Demarcation of Actions and Events E(1). ACTIONS Before continuing
our examination of Davidson's proposals, let us first turn our attention to the
matter of identifying the material to which the proposals relate. Mere
reference to actions, or in a more updated idiom, to action-sentences, seems to
me to tell us less than I should like to know. The word 'action' does
not, I think, make frequent appearances in our carefree chatter. I am not
surprised if I hear it said that so-and-so is a man of action, or that actions
speak louder than words, or that Botswana is where the action is, or even
(before he retired from the scene) that Howard Cosell would describe for us
third-round action in the current heavyweight contest; but such occurrences of
the word as these do not help us much when it comes to applying the word to
concrete situations. The word 'action' has a portentous and theatrical flavor,
and the related verb 'act' is obviously theatrical in a further sense, in view
of the connection with this or that kind of pretending. The more homely word
"do" is plainly a much happier denizen of common talk; indeed, the
trouble here is that it is too happy; almost any circumstance will qualify as
something which some person or thing, in one way or another, does or has done.
The question, "What did the prisoner do then?" may be quite
idiomatically answered in any of the following ways: *He hit me on the
nose", "He fainted", "He burst out laughing*, "He just
sat there", "Nothing at all, he just sat there", "He left
his sandwiches untouched". The noun "deed", on the other hand,
is by comparison exceedingly bashful, tending to turn up only in connection
with such deeds of derring-do as the rescuing of captive maidens by gallant
knights. The grossly promiscuous behavior of the verb "do", I think,
has in fact a grammatical explanation. We are all familiar with the range of
interrogatives in English whose function is to inquire, with respect to a given
category, which item within the category could lend its name to achieve the
conversion of an open sentence into the expression of a truth.
"When?" (at what time?), "where?" (at what place?),
"why?" (for what reason?) are each examples of such interrogatives;
and some languages, such as Greek and Latin, are even better equipped than
English. All, or most of these interrogative pronouns have indefinite
counterparts; corresponding to "where" is "somewhere", to
"what?", "something" ", and so on. Now
there might have been (though in fact there is not) a class of expres-sions,
parallel to the kinds of pronouns (interrogative and indefinite) which I have
been considering, called "pro-verbs"; these would serve to make
inquiries about indefinite references to the category of items which predicates
(or epithets) ascribe to subjects, in a way exactly parallel to the familiar
ranges of pronouns. "Socrates whatted in 399 B.C.?" ",
might be answered by "Drank the hemlock" ", just as
"Where did Socrates drink the hemlock?" is answered by "In
Athens"; and given that Socrates did drink the hemlock in 399 B.C., we might
have been able to say "There, I knew he somewhatted in 399 B.C.". In
fact we cannot grammatically talk in that way—but we can come close to it by
using the verb "do", and asking (for example) "What did Socrates
do in 399 B.C.?". In its capacity as part of a makeshift pro-verb,
*do" can stand in for (be replaceable by) any verb or verb phrase
whatsoever; in which case, it is hardly surprising that it will do little to
specify a narrowed-down range of actions, or of "action-verbs".
Frustrated in these directions, we might think of turning to a longstanding
tradition in Ethics from the Greeks onwards, of connecting the concept of
action with that of the Will; a tradition which reached its peak in Prichard,
who not merely believed that action is distinguished by a special connection
with the will, but maintained that acting is to be identified with willing. It
is clear from Davidson's comments on Chisholm, that, at least when his article
was written, he would have none of such ideas, perhaps because the suggestion
that actions are distinguished by a connection with the will may be expected to
lead at once to the idea that particular actions are distinguished by their
connection with acts of will; and the position that there are such things as
acts of will is not merely false but disreputable. An alternative strategy more
in tune with some recent philosophy (and perhaps with Davidson's own style),
would be to look at the particular verbs or verb phrases which are used to
specify or describe what philosophers at least are inclined to think of as
actions; we will examine not generic words like 'act' and 'do', but an
indefinite range of particular words and phrases, such as "milk the
cow", "cook the meat", and "butter the toast". The
trouble which we now encounter is that while some verbs or verb phrases,
like "melt" or "turn pale", look as if they cannot be
used to refer to actions, and while others, like "donate a hospital to the
city of New York", cannot but be used to refer to what philosophers would
call actions— an enormous number of verb phrases occupy an indeterminate
position; they can, it seems, be used either way, and therefore are useless as
pointers. To offer just one example, "fell on his sword"; one Roman
soldier fell on his sword because he lost his legion and could not face the
disgrace which, to his mind, attended his responsibility for the deaths of so
many people; another Roman soldier lost his legion because he fell on his
sword, tripping on it in the dark and as a result knocking himself out, so that
when he regained consciousness, the legion had moved on and he was unable to
find it. In my view, there is no escape from a recognition that a
characterization of actions (or of action-sentences) has not been provided; in
order to proceed then, we have to assume that for the present inquiry such a
characterization is not needed. The interpretation of such an idea is not
unproblematic. For example, if we do not need to know what actions are (or what
are actions) how can we be sure that the current inquiry is properly described
as an inquiry about actions or action-sentences? Might it not be, for example,
really an inquiry about events (a not implausible suggestion). If it replied
that this, if true, would be no great matter, since actions are one kind or
subclass of events, I would respond with the comment that some philoso-phers,
including Davidson himself, regard actions as a subelass of events, but many do
not; this is not a closed question; and may be one which is of vital
importance. In any case, other trouble might lie in wait for us if we theorize
about actions without a proper identification of what we are theorizing
about. E(2). EVENTS Parallel to these questions about actions,
there are questions which arise about events; if Davidson is offering us an
analysis of event-predicates, or event-sentences, just what range of locutions
is being analyzed? Two modes of procedures would to my mind be natural; one
would be, by an exercise in 'linguistic botany', to further an intuitive recognition
of the class of event-descriptions by identifying likenesses and differences
between vernacular expressions of this sort and those of different but more or
less closely related kinds, like expressions for states of affairs, facts,
circumstances, condi-tions, and so forth; the other would be to give a general
characterization, which might or might not seek to reflect the vernacular, of a
class of event-descriptions with which we are to be concerned, it being
understood that any such general characterization might well need to be
replaced, for philosophical purposes, by an account which would be
theoretically more satisfying and illuminating. Davidson, however, seems to be
interested in neither of these procedures. On pages 119-120 he tells us, first
that "part of what we must learn when we learn the meaning of any
predicate is how many places it has, and what sorts of entities the variables
that hold their places range over. Some predicates have an event-place, some do
not"; and second that "our ordinary talk of events, of causes and
effects, requires constant use of the idea of different descriptions of the
same event", with the apparent implication that the range of items to be
counted as events is just that range of items with respect to which such
inferential problems arise as those of 'variable polyadicity', problems which
the proposed analysis would enable us to solve. I find myself puzzled by
two distinet aspects of the foregoing account. One is the combination of the
idea that ability to recognize the number of places which a predicate has,
including recognition of the presence or absence of an event-place, is a part
of what is involved in learning the meaning of the predicate, and so
(presumably) a part of what is involved in learning the language to which the
predicate belongs, with the further idea that people (or philosophers) may be
expected to be surprised, indeed even skeptical, about Davidson's proposed
'importation' of an extra pred-icate-place for events. Are we to be, like those
who in Moore's view go against common sense, persistently engaged in sincere
denials of what we know for certain to be true? I do not find such a diagnosis
very appealing. Unless I have misread what 1
described as Davidson's implication, surely the idea that events are to be
treated as being those items which raise problems which an application of
Davidson's analysis is capable of solving is a very different suggestion from
the suggestion that the ability to recognize event-places (and so events) is
part of having learned the language. E Difficulties With Davidson's Proposal
F(I). INTELLIGIBILITY OF THE 'EXTRA SLOT Let us now address the question
whether Davidson's proposal, with regard to the logical form of
action-sentences, might not be deceptively simple. The proposal is that
contrary (perhaps) to our natural instincts and incli-nations, we should regard
'Kicked' (for example) not as a two-place predicate where the vacancies are
filled by designation of the kicker and the kicked, but as a three-place predicate
with an extra vacancy for reference to the event or action in which that
kicking consists. I find this puzzling as it stands, and I am inclined to
inquire how the extra place fits into an understanding of kicking (or of any
comparable relational feature). There was, not so long ago, in Oxford, a
professor of the philosophy of religion who (so he said) espoused what might be
called a form of *Neo-Berkelei-anism"; he maintained that such sentences
as "There is a table in the corner of the room" or "Snow is
white" were incompletely formulated; the proper forms of expression would
be "There is a table in the corner of the room; God!" and
"Snow is white; God!" We can imagine more elaborate variations on the
same theme. Suppose that in the later 1930's, it had become de rigueur in
colloquial German to terminate sentences with the phrase "Heil
Hitler". We might next suppose that, as the months wore on, this practice
became fragmented; it was permissible to substitute for the name of Hitler any
of the names of his more notorious henchmen (of course omitting the word
'Heil'); so the vernacular was flooded with German versions of such sentences
as "The toast is burned; Bormann!", "Those pictures are very
valuable; Goering!", "She was as gentle as a young child;
Himmler!". One can even imagine the practice extended so as to provide for
the appearance of quantifiers; "(3x) (Western democracies are corrupt;
x!)*. What is wrong with these idiocies seems, primarily, to be that no
account at all has been provided of the purpose which the newly made slots
serve: they are just paraded for implementation without indication of what
seman-tie gain could come from the implementation. On the face of it,
Davidson's presentation suffers from a similar lacuna; he does not tell us the
function of the places, he merely gives us an English "paraphrase".
But closer attention does something to fill the gap. It seems clear that
Davidson regarded the appearance of such extra slots as being just the
manifestation of the variable polyadicity of such predicates as
"Kicked", and as a phenomenon whose mystery is removed once its
logical form is revealed and it is seen how it decomposes into a cluster of
relational predicates which covers, in formal garb, the inferences for which
justification is required. (We should here attend particularly to Davidson's
remarks about verbs and preposi-tions.) Once we distinguish between
predicate-verbs and predicates, we can regard the role of the extra slot as
specified by its place in the predicate (open sentences) into which the
predicate-verb enters (the role, for example, of the slot filled by 'x' is
supplied by the fact that it is the first slot in the predicate 'a kicked b in
the action (event) x'; and we can regard the characterization of this role as
provided by our ability to decompose complex predicates like 'a kicked b on the
e [left shin] in the d [bathroom] in x (action)' into such a conjunctive
predicate (of actions or events) as ta kicked b in x, and x was done upon c,
and x was done in d'. That provision is made for the problematic entailments is
clear in light of the formal fact that if a conjunctive predicate P applies to
an item, so does a predicate P' which results from P by the omission on one
conjunct. F(2). SAYING/DESCRIBING WHAT HAPPENS There is one matter which,
I think, deserves initially a little attention. My linguistic intuition
tells me if I say to you that I am 93, I am (standardly) telling you my age
(telling you how old 1 am), and not talking about my age; and that similarly if
I say to you that two cars collided on the bridge, 1 am (standardly) saying
(telling you) what happened, not describing or talking about or saying
something about what happened. Indeed saying what happened seems to be not
merely to be distinct from talking about what happened, but to be, in a sense,
presupposed by it; saying what happened seems, intuitively, to be specially
central; it is something one needs to do in order to inform a hearer what one
is talking about when one talks about what happened. It was, perhaps,
considerations like those which led Reichenbach to distinguish between
logically equivalent sentences one of which does, and the other of which does
not, refer to or talk about an event. Davidson's analysis, I think, has no
place for the distinction which I am defending; on his view anything one says
about what happened is (in effect) a case of saying that something happened
which —. As I have already indicated, as a would-be constructivist about events
I am inclined to side with Reichenbach. F(3). THE PROBLEM OF GENERALIZED
FORMULATION As a preliminary, let me state that in this and immediately
subsequent sections I shall treat Davidson's proposal concerning the logical
form of action-sentences as applying generally to event-sentences of which
(accord-ing to Davidson) action-sentences are a subclass. It seems clear then
in Davidson's view an action-sentence derives the logical form which he
attributes to it from its status as one kind of event-sentence; what
differentiates action from other events is less clear, but perhaps need not
trouble us just at this point [cf. p. 120]. Davidson presents his
proposal in a relaxed manner and with the aid of an example. "The basic
idea is that verbs of action—verbs that say 'what someone did'-should be
construed as containing a place for singular terms or variables that they do
not appear to. For example, we should normally suppose that 'Shem kicked Shaun'
consisted in two names and a two-place predicate. I suggest, though, that we
think of 'kicked' as a three-place predicate, and that the sentence to be given
in this form: (x) (kicks (Shem, Shaun, x). If we try for an English sentence
that directly reflects this form, we now note difficulties. "There is an
event x such that x is a kicking of Shaun by Shem' is about the best I can do,
but we must remember 'a kicking' is not a singular term. Given this English
reading, my proposal may sound very like Reichenbach's, but of course it has
quite different logical properties. The sentence 'Shem kicked Shaun' nowhere
appears inside my analytic sentence, and this makes it differ from all the
theories we have considered." Troubles begin when we look for a
rigorously presented general formulation of this proposal; "action-verbs
[event-verbs] are to be construed as predicates involving one more place than
you think they do" seems hardly satisfactory, and to substitute for
"you" the phrase "the man-in-the-street", or the phrase
"the philosopher-in-the-library", does not seem a large improvement.
Apart from anything eise, what would account for the extreme gullibility of
people, or philosophers, with respect to conceptions of logical form in this
region? We seem to need to lay our hands on some less sub-jectively-tinged
material, if we are to achieve a satisfactory general for-mulation; and we
should perhaps also bear in mind that at least one would-be philosophical
theory (a near ancestor of Convention T, viz., the "Dis-appearance
Analysis of Truth") has (or is widely thought to have) foundered on the
shoals of non-formulability. We may be able to make some progress if we
survey the range of positions which might be taken with regard to events. Those
who wish to admit events as entities will have to consider the question of the
relation between events and event-predicates, predicates employed to describe
or report events. Such a predicate (or its deep structure) will have as
its denotation, a set of instances, each of which will be a sequence of
instance-elements. It is plainly Davidson's view that one element in the sequence
that satisfies an event-predicate, which will invariably be an event; contrary
to my suggestion in (6) above, reference to events will not be eliminable from
any true account of what happens. But though events may not be eliminable as
instance-elements, they may well be elements of a special kind; while one who
kicks, or one who is kicked, will, for Davidson, in one way or another, be
involved in or participate in something other than himself, namely a kick, the
kick will not be a participant in any item othey than itself. We are now within
sight of a possible general formulation of Davidson's contention: any
applicable event-predicate will be satisfied by a set of sequences, each of
which will contain a non-participant element in which, in one way or another, the
remaining elements in the sequence participate. Davidson, has, indeed, in
discussion, shown himself to be favorably disposed towards a treatment of the
logical form of event-sentences along these lines. A correct standard
representation of the sentence Shem kicks Shaun" might run somewhat as
follows: (3x) (x is a kick and (x is by Shem and (x is of Shaun and (x —)))). A
format of this sort might turn out not just to be an elegance but to be
indispensable for generalized formulability. The range of relevant
questions about events may not yet, however, have been exhausted; some, not
necessarily independent of one another, may be still unanswered. Are events
independent, whether with respect to their existence or to their
specifiability, of items which participate in them? Are they original entities,
or constructs? Are they non-composite rather than composite, in relation to
participant items? It is my impression that Davidson would wish to answer
Yes" to each of these questions; that he would regard events as 'original'
rather than as 'constructed' entities partly because he would not find the
distinction clearly intelligible and partly because if events are to be thought
of as constructs reference to them might become undesirably eliminable; and that
he would think of them as non-composite rather than composite, since if they
were composite with respect to participating items the participation in an
event of certain items would seemingly be essential to the identity of the
event in question (that event would not be differently compounded); and I
suspect that Davidson would not favor essential connections of that sort. But I
suspect that not everyone would incline towards the same set of answers; and I
would certainly want to ask whether, if events are non-composite there is any
guarantee that one and the same event could not be both a kick administered by
Shem to Shaun and a buttering of toast by Jones. F(4). PREPOSITIONS AND
VERB-DEPENDENCE Unfortunately we are not yet in the clear, since to my mind,
new trouble starts with Davidson's claim with regard to the beneficial results
of treating prepositions as having, so to speak, a life of their own which does
not just consist in being an appendage to a verb. This idea has two
interpretations, one innocuous and one far from innocuous. The innocuous
interpretation would tell us that such a sentence as "James flew to
Jerusalem" may be variously parsed; it may be parsed as "James
[subject] flew to Jerusalem [predicate]", or as "James [subject) flew
to [verb-phrase] Jerusalem [object]*, or again as "James [subject] flew
[verb] to Jerusalem [adverb]". We not only can but must avail ourselves of
such varieties of parsing, if we are to provide ourselves with the inferences
we need. If, however, it is being suggested that the preposition 'to' is not
merely grammatically separable from the verb 'fly', but is semantically
independent of it, then we should hesitate; for the appearance of a preposition
signifying direction may well presuppose the presence of a directional verb in
some dress or other. Such phrases as "was done to Jerusalem" or
"did it to Jerusalem" would not be intelligible unless a directional
verb is thought of as covertly present. I think it can be seen that what
I am now taking to be a Davidsonian analysis of action commits us, either
invariably or all too frequently, to just such unwanted unintelligibilities.
The simplest and most natural version of such an analysis (not quite Davidson's
version) for the sentence, *Shem kicked Shaun violently on the left shin in the
bathroom", would, to my mind, run as follows. "There is an x such
that x is a kicking, and x is done by Shem, and x is done to Shaun, and x is
done on Shaun's left shin, and x is done violently, and x is done in the
bathroom". It seems to me that many, if not all, of the adverbial
prepositional phrases contained in his analysis are verb-dependent; their
intelligibility depends on the idea that they attach to x quả kicking, in which
case reference to 'kicking' is not eliminable. The recurrent participle 'done'
is not an inflection of an action-verb; it is, or would be, but for stylistic
considerations, an inflection of a pro-verb; only stylistic barriers prevent
our replacing it by the word "some-whatted", which plainly is not a
word which invokes a restriction on an attendant adverb; "violent qua
somewhatting' is not the name of a special dimension of violence. Similarly
kicking of Shaun, kicking on Shaun's shin, are modes of kicking, but not modes
of somewhatting. So 'kicking vio-lently' or 'kicking on the shin' cannot be
treated as expressing a conjunction of kicking and doing something -ly (ф-wise); a concealed reference to kicking will be
contained in the interpretation of -ly (ф-wise).
The drift of my argument could perhaps be summarized as follows: (1)
'Violence' is not the name of a common feature of (say) sneezes and be-ratings
of one's wife; sncezes are violent qui sneezes, beratings are violent qua
beratings; and only in riddle-mongering are these to be taken as com-parable.
(2) So 'sneezing violently' does not signify a conjunction of 'sneezing'
and 'doing something violently', only at best a conjunction of 'sneezing'
and 'doing something violently quâ sneezing'. (3) So 'conjune-tive analysis',
of, 'sneezing violently' fails; but nevertheless 'sneezes vio-lently' entails
'sneezes'. (4) So the problematic entailments are not in gen-cral accounted for
by a Davidsonian analysis of action-sentences; if a general account of them is
to be given, it must be one of a different sort. The point can, perhaps,
be made even more strongly. Let us imagine that at dawn on New Year's Day,
1886, an event e took place in which: (I) The notorious pirate Black Jack
perished The Governor of Malta hanged
Black Jack, and thereby Rid the Mediterranean of its most dangerous seafarer, Black Jack, and Humiliated the Sultan (Black
Jack's master). Let us now recast this motion into the proposed canonical form
(with some omissions): There is an x such that (x is a perishing and x is
of Black Jack, and x is a hanging and x is by the Governor of Malta and x is of
Black Jack, and x is a ridding and x is by the Governor of Malta and x is of
the Mediterranean and x is of Black Jack, and x is a humiliating and x is by
the Governor of Malta and x is of the Sultan). Rearranging the
conjunctive clauses a little we arrive at: There is an x such that (x is
a perishing and x is a hanging and x is a ridding and x is a humiliating and x
is by the Governor of Malta and x is by the Governor of Malta and x is by the
Governor of Malta and x is of Black Jack and x is of Black Jack and x is of
Black Jack and x is of the Mediterranean and x is of the Sultan). Or
should recurrences of phrases involving 'by' and 'of' be omitted? Or retained
with differentiating subscripts worn by 'by' and 'of" (e.g.,
"by,, 'byz', 'by'; 'off, 'ofz, and so on)? And if so, on what
principle should the subscripts be distributed? There are several attendant
problems and discomforts. The occurrences of 'by', and some of the occurrences
of 'of", seem to signalize a projection into the real world of certain
grammatical features, those of being subject or objcet of some verb, which
would primarily attach not to things but to words. Then, once the objectifying
transference is achieved, the things or people referred to (e.g., Black Jack,
the Sultan) become detached from the operation and occurrences signified by the
originally associated verbs; so that now it becomes impossible to decide
whether it is Black Jack or the Sultan who has been hanged, or who has been
humiliated. There are no visible principles
for the 'disambiguation' of preposi-tions, a feature which may perhaps arise
from an extensional conception of asymmetrical relations as ordered couples
without any connotational relation to fix the membership of each couple. G.
Towards an Alternative Account of Events G(I). EVENTS AND
'HAPPENSTANCES': VON WRIGHT'S IDEAS RESUMED We might now, perhaps,
profitably take a closer look at the views of von Wright. As Davidson remarked,
von Wright sees events as transitions between (ordered couples of) an initial
state and a terminal state; and, in view of the uncertainty attending the
identification of the class of events, it may be worth our while to expand this
idea a little. My strategy will be first to display, with illustrative
comments, some apparatus which might be useful in presenting a viewpoint akin
to that of von Wright; second, to endeavor to put a finger on some weak spots
in Davidson's position; and third to consider the possibility of putting the
aforementioned apparatus to work in the formulation of a constructivist account
of events. First the apparatus. Let 't' [*t,', 'tz'] represent times
(moments, instants). Let 'ф' [*Ф,', 'ф' represent an attribute which
falls under a determinable admitting of variations in degree or magnitude:
provision for general attributes other than such determinables, like color, the
specifications of which do not differ in degree but rather in kind or sort,
could easily be made. A. (1) (2) represents "up to
t' represents ' into t'. (3) 中 小 represents ' out of t'
[from t onwards). ¢ (4) (5) →1 ¢ В. (6) '<ф', '=ф', " >ф' represents '& from t' [@ after t).
represents '$ through t'. represent "below 'within
the limits of ' above respectively. C. (9) (10)
(11) (12) D. (13) (14) →t <ф →t り♪
→t <中 t t 1
d t 1 中 中 t→ 中> t- 中ン >ф 中2 12 ф2 represents 'rising through $ at t
represents 'falling through & at t'. represents 'peaking through @ at
t represents 'bottoming with d at t'. represents 'rising from d, to 2
within determinable A, from ty to t'- represents 'falling from d, to z
within determinable A, from t, to 1'- E. (15) A represents a determinable
(e.g., velocity). (16) A- m+ Acn, A»n represent a sub-determinable
of A [e.g., 'a speed of from 40 to 50 mph', 'a speed of less than 50 mph', 'a
speed of more than 50 mph']. (17) A, represents a precise determinate of
A. COMMENTS We are now, it seems in possession of an apparatus which is capable of
representing a certain subelass of what I shall call 'basic events', one which
consists of transitions of a subject item between contradictorily opposed
states, like being fat and not being fat, or not being 6 feet tall and being 6
feet tall. Let us say that such events as these are 'metabolically
expressible'. Metabolically expressible
transitions, however, will include not only instantaneous contradictory
changes, but also persistent states, like sitting on a bench at noon; the
apparatus is equipped to express such absences of change in the notation of A
(5). Let us press a linguistic barbarism "hap-penstance" into service
to cover not only basic events which are changes but also those which are
persistences. It is not clear to me whether Davidson's category of events is
supposed to include happenstances which are not changes. The class of basic events could
be, and I think should be, thought of as including not only instantancous
transition between contradictorily opposed states, but also time-spanning
(periodic) transitions between contrarily opposed states (e.g., being 4 feet
tall and being 5 feet tall), for the representation of which the patterns
listed under (D) will be brought into play. Only thus can we hope to
accommodate such events as journeys from San Francisco to New York. [Perhaps
one might think of such transactions as being a compact infinite sequence of
instantaneous transitions.] In the case of periodie changes between contraries @,
and dz, there will frequently be an indefinitely large plurality of alternative
paths which such a change might follow. It will be necessary to make provision
in the characterization of some such changes fro the expression of conditions
which restrict admissible paths to a subclass of, or even to an individual
instance of, the paths which are initially available (as flights are restricted
to paths which are aerial). It will, I think, have to be allowed that not all
events are basic, some events will not be metabolically expressible as
consisting of transitions through a sequence of opposed states. But this
admission need not lead us to abandon the idea that basic events are the
primitive model for the class of events as a whole, nor even the idea that
events which are non-basic derive their status as events from their connection,
in one way or another, with events which are basic. One way, for example, in
which a non-basic event a might be connected with basic events B,, Bz,.. .
might be via causal connection; a consists in a causal connection between its
subject-item S and one or more basic events, Bi, B2,... which confer both
event-status and temporal position upon a. Obviously, an examination of
possible modes of dependence of non-basic events on basic events would be a
pressing task for a metaphysician. (6) Should objection be raised to my shift
from talking about predicates to talking about attributes, my immediate reply
would be twofold. First, that unless there are insuperable objections to the
shift, it is extremely desirable to make it. Second, that if the primary
objection to the change is that criteria of individuation for attributes are
problematical, this objection may well not be insuperable. For example, one
might hold (a) that attributes are signified by theoretical predicates in the
relevant branch of theory, (b) that there is in general no difficulty in
distinguishing one theoretical predicate from another, and (c) that several
'vulgar epithets', which intuitively, are not perfectly synonymous with one
another, may be legitimately mapped onto a single theoretical predicate, since
the theorist will attempt to capture not all but only some aspects of the
intuitive meaning of the epithets which in ordinary speech correspond to the
predicates of his theory. As a tailpiece, it may be remarked that, in
many cases, what are to be counted as actions are realized not in events or
happenings, but in nonevents or non-happenings. What I do is often a matter of
what I do not prevent, what I allow to happen, what I refrain from or abstain
from bringing about-what, when it comes about, I ignore or disregard. I do not
interrupt my children's chatter; I ignore the conversational intrusions of my
neighbor; I omit the first paragraph of the letter I read aloud; I hold my fire
when the rabbit emerges from the burrow, and so on. In many cases, my
abstentions and refrainings are at least as energy-consuming as the positive
actions in which I engage; and their consequences (as for example, when I do
not sign exemptions from penalties) may be equally momentous. Often when my
actions do involve physical behavior, that behavior is distinguished more by
what it does not include than by what it does include; those who preceded the
Good Samaritan on the road certainly passed by the injured traveler. So a
movement may go equally with not doing things and with doing them. Such
omissions and forbearances might prove an embarrassment to Davidson if the
thesis that actions are a subclass of events is to be taken seriously. For he
might be forced into the admission of negative events, or negative
happenstances, with one entity filling the 'event slot' if on a particular
occasion I go to Hawaii (or wear a hat) and another entity filling that slot if
on that occasion I do not go to Hawaii (or do not wear a hat). G(2). THE
POSSIBLE AVOIDABILITY OF CITED DRAWBACKS AND GLIMPSES OF A CONSTRUCTIVIST
TREATMENT I come now to the question whether the complications generated
by Davidson's proposal are avoidable. It is my view that they are, indeed, that
there was never a need to introduce them. One of the avowed purposes, though
not the only such purpose, of Davidson's analysis was to provide an explanation
of certain patterns of valid inference relating to events, in particular of
those inferences connected with *variable polyadicity". I doubt if the
analysis does provide an explanation of these inferences, though it may well
provide a general classification of some or all of them; that, to my mind, is
not the same thing. My doubts may be illustrated by a pair of examples: (a) the
statement Martha fell into a ditch, from which it follows that Martha fell, and
(b) the statement Martha fell into a trance, from which this conclusion does
not follow. It seems to me that the question whether the logical form of one or
other of these initial statements is such as to conform to Davidson's pattern
of analysis turns on the question whether the initial statement does or does
not entail Martha fell, and that, this being so, an exposure of the logical
form cannot explain, though it may help to classify, the inference should it in
fact hold. To explain the inference, it will be necessary to show why it holds;
and this has not so far been done. I think one might come nearer to an
explanation of the inference from Martha fell into a ditch to Martha fell if
one observed that Martha fell into a ditch does, while Martha fell into a
trance does not, offer us what I might call a "specificatory
modification" of Martha fell; it purports to tell us how, in what
circumstances, in what context (or such-like) Martha fell, and in virtue of
that fact it presupposes, or involves a commitment to, the truth of the
statement that Martha fell. Since, in my view, there is no uniquely correct way
of specifying the logical form of a statement (the logical form of one and the
same statement may be characterized with equal propriety, in different ways for
different purposes) it may even be that one characterization of logical form of
a conjunctive statement is that of providing a specificatory modification of
one of the conjuncts; John arrived and Mary departed might be seen as embodying
the attachment of an adverbial modifier ("and Mary departed") to the
initial conjunct. It also seems to me that deployment of the idea of
specificatory modification would dispel the embarrassments which were noted as
arising from the verb-dependence of certain adverbs; whether or not violence in
sneezes is the same feature as violence in swearing, 'sneezes violently' or
'swears violently' will offer specificatory modifications, respectively, of
sneezing and swearing. On the assumption that the problems which
originally prompted Davidson's analysis are at least on their way towards
independent solution, we may now perhaps turn out attention to the possibility
of providing a constructivist treatment of events which might perhaps have, for
some, more intuitive appeal than the realist approach which I have been
attributing to Davidson. We begin with a class H of happenstance-attributions,
which will be divided into basic happenstance-attributions, that is,
ascriptions to a subject-item of an attribute which is metabolically
expressible, and non-basic happenstance-attributions, in which the attributes
ascribed, though not themselves metabolically expressible, are such that their
possession by a subject-item is suitably related, in one or another of a number
of ways yet to be determined, to the possession by that or by some other
subject-items, of attributes which are metabolically expressible. The members
of class H may be used to say what happens (or happens to be the case) without
mentioning or talking about any special entities belonging to a class of
happenings or happenstances. The next stage will involve the introduction of a
Reichenbach-type operator (like "consists in the fact that") which,
when prefixed to a sentence S which makes a happenstance-attribution to a
subject-item, yields a predicate which will be satisfied by an entity which is
a happenstance, provided that S is true, and provided that some further
metaphysical condition (not yet identified) obtains which ensures the
metaphysical necessity of the introduction into reality of the category of
hap-penstances, thereby ensuring that the 'new' category is not just a class of
convenient fictions. In the light of my defense of Reichenbach against
Davidson's attack, I can perhaps be reasonably confident that this metaphysical
extension of reality will not saddle us with any intolerable paradox.
What the condition would be which would justify the metaphysical extension
would remain to be determined; it is tempting to think that it would be
connected with a theoretical need to have events (or happenstances) as items in
causal relations, or as bearers of other causal properties; while 1 would be
disinclined to oppose this idea, I could wish to sound a note of caution.
Events do not seem to me to be the prime bearers of causal prop-erties; that I
think belongs to enduring, non-episodic things such as sub-stances. To assign a
cause is primarily to hold something accountable or responsible for something;
and the primary account-holders are substances, not events, which are (rather)
relevant items which appear in the accounts. I suspect that a great deal
of the current myopia about causes has arisen from a very un-Aristotelian
inattention to the place of Substance in the conception of Cause. G(3).
ESSENTIAL CHARACTERIZATION OF EVENTS If the suggestions which I have just
been outlining should find favor, and events are admitted to reality as constructed
entities, it it to my mind tempting to go one step further; this step would
involve treating the attributes formed with the aid of a Reichenbachian
operator not merely as attributes which happen to be used in the metaphysical
construction of events, but as attributes which are constitutive of and so
belong essentially to the events in the construction of which they are
deployed. The death of Julius Caesar will be an entity whose essential nature
consists in, or at least contains, the attribute being an event in which Julius
Caesar died; in which case that particular event could not conceivably have
lacked that attribute, even though there may be many other attributes which it
in fact possesses but might have failed to possess, like the attribute of being
the cause of the rise of Augustus. A decision with regard to the suitability of
this further step is, I think, connected with the view one takes with regard to
the acceptability of one or both of two further ideas. First, the idea that for
an item x to be a genuine particular there must be a distinction between (i)
what x is in itself (intrinsically) and (ii) how x is related to other things,
and also a distinction within what it is itself between what it is essentially
and what it is accidentally or non-essentially. Without satisfying these
dis-tinctions, x will be characterless, and any features attributed to it will
be no more than pale and delusive reflections of verbal descriptions which, in
a nominalistic fashion, are thought of as applying to it. Second, the idea that
the possession of an essential attribute is achieved only as an aspect of the
metaphysical construction of the item which possesses it (or of the category to
which that item belongs); or perhaps (less drastically) that only in the case
of constructs are essential characteristics unmistakably evident (waiting, so
to speak, to be read off), whereas, in the case of non-con-structs, though such
characteristics may, or must, exist, their identification involves the solution
of a theoretical problem. A combination of the strongest affirmative answers to
these questions would yield the possibly wel-come, possibly unwelcome, doctrine
that particulars as such are necessarily constructs; other combinations of
answers would lead to milder positions. H. Actions and Events H(I).
THE SPECIAL CHARACTER OF ACTIONS I begin with two preliminary
observations. First, I am inclined to extend to actions the kind of treatment
which in the previous section I was, somewhat tentatively, advocating with
respect to events or happenstances, namely that one should not merely accord to
them an internal as well as an external or relational character, but that
within their internal character (what they are like in themselves), we should
distinguish what they are like essentially from what they are like
accidentally. As I have indicated, I suspect that this move may be required
both by the invocation of a distinction between internal and external
character, and by the supposition (if we make it as 1 am inclined to do) that
actions, no less than events, are metaphysically constructed entities. But even
if my theoretical suspicions are unfounded, I think my essentialist
inclinations with regard to actions would survive. I also regard them as
independent of the yet undecided identity question about actions and events. I
do not, of course, expect Davidson to look with a favorable eye on such
inclinations. Second, when Davidson addresses the question of the nature
of agency, he suggests that two ingredients are discernible; the first of these
is the notion of activity; in action the agent is active what comes about is
something which is made by him to come about, of which he is the cause; the
second ingredient is that of purpose or design or intention; what comes about
comes about as he meant or intended it to come about. This seems to me to be
substantially correct, though I am inclined to think that there is a somewhat
more illuminating way of presenting it which I shall later attempt to provide.
In the meantime, what these ingredients seem to me to indicate is an intimate
connection between agency and the will, which I am inclined to explore
directly. Again, I suspect that Davidson and I might here part company, on
account of his hostility to so-called 'acts of will'. How then should we
see application to the nature of agency of the idea that its essence consists
in the exercise of will, at least so far as paradigmatic examples are
concerned? Non-paradigmatic cases will be briefly considered later. I am, and
what 1 do is, in paradigmatic cases, subject to my will. I impose my will on
myself, and my actions are acting only insofar as they are the product of this
imposition. This imposition may take various forms, and may relate to various
aspects of or elements in the deliberation process. In many cases
explicit exercise of will is confined to the finding of means to the
fulfillment of some already selected end. Such cases are relatively undramatic,
and are also well-handled in some of the philosophical litera-ture, as for example
by Aristotle in the carly chapters of Eth. Nic. If. But sometimes what goes on
is more dramatic, as when one needs to select an end from one's established
stock of ends, or when the stock or ends itself has to be in some way altered,
or (perhaps most dramatically) when an agent is faced with the possibility of
backsliding and following the lure of inclination rather than the voice of
reason or principle. Particularly in such cases as the last, what takes place
in action (paradigmatically) is essentially part of a transaction between a
person and a person; I, as a person, treat myself as a person and communicate
with myself as a person. The seemingly problematic character of the kind of
relation to myself which is evident in action has led some philosophers to
separate the participants in such dialogue, as Plato distinguished the
rational, appetitive, and spirited elements as distinct parts of the soul; and,
again, as Aristotle distinguished the rational parts, one which is rational in
the sense of being capable of listening to and following reason, and one which
is rational as having the capacity to give reasons and determine rational
behavior. But Aristotle hedged on this point, and it seems to me that we do not
want a divided self here. Our self-direction is the direction of a whole self
by a whole self. Our internal dialogue contains different sorts of
elements; we may counsel ourselves, as when my Oxford tutor, called on the
telephone by someone who was plainly a woman, said aloud, "Now keep your
head, Meiggs" We may impute responsibility to ourselves for actions or
situations, sometimes laudatorily, sometimes chidingly, sometimes in a neutral
tone. Primarily the language of our self-direction is forensic; the way in
which I impose my will on myself is by self-addressed commands. I lay down what
is required of me, by requiring it of myself; I am, so to speak, issuing edicts
to someone who in standard circumstances has no choice but to obey. I say
"in standard circumstances", which are those in which I have
authority over myself, and am responsible for myself. It seems to me arguable
that the conception of myself as directing myself is comprehensible only
against a background of situations in which I am in a position to direct
others. Analogues of relationships with others, which will entitle me to
direct others, have to hold in my relations with myself for me to have
authority over myself. Failure of trust in myself, for example, either because
I regard myself as incompetent to look after myself, or alternatively as
unwilling, because of self-hatred, so to do, will undermine this authority. So
self-love and self-concern would be indispensable foundations for
self-direction; only the assumption of these elements will enable me to justify
to myself the refusal to allow myself indulgences which, in my view, would be
bad for me. I may in conclusion remark that I do not see any prospect of
thinking of the story of internal dialogue, self-addressed commands, and
authority and commitment as being a picturesque representation of the kinds of
causal sequence of desires, beliefs, and intentions of which I think Davidson
would suppose agency to consist. The forensic language seems to get no
foothold. However, when we come to non-paradigmatic cases of action, the
situation is different. Provided that the cases of action in which will is
recognizably present are taken as paradigmatic, it is possible by a procedure
which I shall in a moment outline, to regard a multitude of performances in
which will is not recognizably present as having a license to be counted as
actions. H(2). ARE ACTIONS A SUBCLASS OF EVENTS? The foregoing
discussion of the essential character of action exerts, I hope, some force
towards loosening the grip of the idea that actions are to be thought of as a
special subclass of events (or happenstances), but I do not think that it
provides an argument which would settle whether or not this idea is correct,
its force seems to be to a considerable degree rhetorical. Such an
argument, however, seems at least at first sight to be available.
Consider Nero's activities when Rome burned. One of the things which he could
certainly be said to have done was to produce a sequence of bodily movements
which, given that he was wielding a bow and fiddle, resulted in the passing of
the bow across the strings of the fiddle and in a consequent flow of sounds.
But there were at least two further things which Nero could be said to have
done on this occasion: one is to have given a performance of the formidably difficult
Seneca Chaconne, and the other is to have displayed his contempt for the people
of Rome. Now it may be that we are free to regard the passage of the bow across
the strings and the sounds thereby generated, or even perhaps Nero's production
of these phenomena, as a sequence of events, but it does not look as if we are
free to identify these events either with Nero's performance or with Nero's
display of con-tempt, or to identify one of these last things with the other.
Nero's playing of the Chaconne was (for all we know) masterly and profoundly
sensitive, while his behavior vis-à-vis the people of Rome was callous,
squalid, and hideous in the extreme; these items are therefore distinct from
each other, and also distinct from the physical events involving Nero's body,
bow and fiddle, which can hardly be said to have been either masterly and
sensitive or callous, squalid, and hideous. I fear the question at issue
is not quite so easily settled, as the following response perhaps demonstrates.
First, the epithets ('masterly', 'sensitive", 'callous', 'hideous',
etc.) which are, in the example given, applied to what Nero did (however that
may be variously described) are all resultant or supervenient, and the features
upon which they depend are the specific characteristics of what Nero did,
viewed as a fragment of conduct or as a performance. Second, description of
what Nero did may simultaneously fulfill two roles, a referential role and a
descriptive role. Such combinations are commonplace in ordinary discourse. To say,
for example, "Robert's mother would not denounce him to the police"
both refers to a particular lady, and at the same time gives a description of
her which explains or is otherwise relevant to the presence or absence of the
phenomenon mentioned in the predicate. Similarly, specifications of Nero's
activity as a fiddler or as a moral agent may serve both to pick out that
activity and to do so in a way which is relevant to what is being said about
it. Third, where we find occurrences in a single sentence of more than one
description fulfilling such a duality of roles, there is in general nothing to
prevent the plurality of descriptions from being co-referential; "The
composer of the San Francisco Sonata would hardly have forgotten how it goes,
and the winner of the Pacific Piano Prize would hardly be unable to play the
work" may involve a reference to a single person, Joe Doakes. Finally, the
evaluative epithets which are applied to Nero's productions are not
inconsistent with one another, and so might truly attach to a single item;
sensitivity (and so aesthetic beauty) may be combined with moral hideousness.
Nothing then prevents a single item, namely a certain sequence of bodily
movements, from being also a certain sort of performance and a certain sort of
conduct; nor from being, in each of these capacities (quâ each of these things)
differently describable. Such an item may be, quâ performance sensitive and,
quâ conduct, hideous; qua bodily movement, however, it is neither of these. It
is in such a fashion that the example should be interpreted. I can,
however, think of a line of argument that might be invoked, with possibly
better prospects of success, to establish the non-identity of actions with
events, in particular with bodily movements. This argument begins with the
suggestion that if we wish to identify the central, or essential, character of
some kind of item, we should attend to the question why we are interested in
items of that sort, and in particular what kind of theory or system we envisage
items of that sort as belonging to, and what purpose we consider such a theory
or system to serve. In the case of actions, a plausible answer seems to lie in
the idea that we are concerned with particular (individual) actions as being
crucial to a no doubt complex array of procedures for evaluating people as
agents— attention to human actions is the product of a concern to determine in
a systematic way what people (including myself are like on the basis of what
they do. The notion of action, therefore, will be what is required for actions
to provide within the framework of a theory of conduct, a basis for the
assessment of the agents to whom they are imputable. But for that purpose the
all-important elements are the presence of will directed towards the realization
of a state of affairs specially associated with the action, accompanied perhaps
by belief or conviction that that state of affairs has been, or is being
realized; whether the realization is actually forthcoming seems to be, in
comparison, relatively unimportant as far as moral assessment is concerned,
though it may be of greater consequence in other related forms of assessment,
such as legal assessment. As Kant wrote in the Grundlegung, *Even if it should
happen that owing to the special disfavour of fortune, or the niggardly
provision of a step-motherly nature, this will should wholly lack power to
accomplish its purpose, if in its greatest efforts it should yet achieve
noth-ing, and there should remain only the good will (not, to be sure, a mere
wish, but the summoning of all means in our power), then, like a jewel, it
would still shine by its own light, as a thing which has its whole value in
itself" ", (Abbott edition, p. 11). And, no doubt mutatis
mutandis something comparable could be said about the bad will. If
then, the theoretical interest of actions is detached from the execution or
achievement of actual events, it will be reasonable to determine the conception
of action in such a way that performing an action is distinct from, and does
not require, the actuality of the events or states of affairs which an agent
wills or believes himself to have realized; in which case particular actions
will be distinct from and will not require, bodily movements or
event-sequences. Indeed we should regard the determination of the
categorial features of action as belonging to where Kant would have placed it;
belonging, that is, not to the Philosophy of Language but to the Metaphysics of
Morals. It is not clear to me that this mode of conception of action is
accommodated by Davidson's treatment of action. H(3). THE POSSIBILITY OF
A COHERENTLY FORMULATED DISTINCTION BETWEEN ACTIONS AND EVENTS
Rather than pursue the question whether such arguments as the one which I have
just outlined are successful in establishing the distinctness of actions from
events, I shall attend, instead, to the question whether one who accepts this
distinctness has a fully coherent story to tell. I shall consider this topic in
a series of stages: (a) If we are to commit ourselves to the idea of
distinguishing actions from events, I think that we should state more precisely
than has so far been done just what it is to which we are referring when we
speak of actions. One possibility is that we should be talking about
action-types, or (as 1 should say) agenda (*things to do"); it will be
agenda which, in deliber-ation, we consider adopting, and one or more which,
when a decision comes, we actually do adopt. It is conceivable, though not
perhaps man-datory, that we license the possibility that different persons may
deliberate upon, and in this end adopt, one and the same agendum (e.g., to vote
for the re-election of the President, or to compete in the Indianapolis 500).
But there are two further possibilities, both of which might justifiably be
regarded as particular actions (actions-instances) incapable of being shared by
more than one agent. One of these would be examples of the adoption, by a
particular person on a particular occasion, of an agendum, whether or not such
adoption is completed, or realized, in the realm of events; such
action-instances might be called "open" action-instances. The other
possible kind of action-instance would be completed action-instances, where
realization in the realm of events is demanded. In neither case, however, will
it be legitimate to regard the action-instance as identical with an event
(hap-penstance) which realizes it. (b) A further extremely important
possibility is visible when we turn our attention to what 1 am treating as non-paradigmatic
cases of action. These cases involve the very large class of action-surrogates,
which are bodily movements or (alternatively) the making by us of bodily
movements, such items being properly deemed to be, or countable as, actions
even though (strictly speaking) they are not, at least if they are bodily
movements, actions at all. (I shall revert in a moment to the question whether
such items are movements, or are makings of movements.) I presume that, in
designing the Universe or at least the living segment of it, the imaginary
Genitor would be governed by a principle of providing for the highest possible
degree of Economy of Effort; such a procedure would not only make his work more
elegant, but would be beneficial to the creatures under construction, on the assumption
that calculation and concentration of attention involve effort, and that there
are to be limitations on the quantity of effort of which a creature is capable
at any one time, with the result that the less the effort which is expended,
the greater the reserve which is available for emergencies. At least three
varieties of unreflective performance might be available in sufficiently
advanced creatures as substitutes for paradigmatic reflection and calculated
activity: (1) What were once natural (instinctual) performances which then
later came to be understood, the reasons for their presence having become
apparent and, perhaps, the performances themselves having been in consequence
modified. It is on this model that Aristotle, I think, interpreted the relation
between natural virtue and virtue proper. (2) Examples when certain forms of
behavior have become "Second Nature", without the knowledge on the
part of the exhibiting creature of the justification for that behavior. It was
in this kind of way that English Public Schools used to foster morality, by
beating the boys who broke the rules. (3) Examples in which the behavior which
has become Second Nature has become so after, and normally because, the
justification for such behavior is understood, and close attention to such
justification can in many cases be relaxed; habit will do what is needed.
Perhaps Aristotle's suggestion that we study Ethics in order to be good is
based on the idea that type (2) Second Nature, should be if possible replaced
by type (3) Second Nature, since only if the underlying justifications of
decent behavior are fully recognized by the agent can he earn full credit for
the behavior in question. Items which are action-surrogates no doubt owe their
status to the fact, or presumed fact, that should an agent encounter
difficulties or complications a further reflection machincry may be usually
counted on to be called into operation; indeed part of treating people as
responsible persons consists in presuming this to be the case; and unless an
agent is thought to be under special stress, or to be temporarily or
permanently mentally infirm, a failure of this recall to occur tends to be
treated as a case of unconscious bad motivation. It is, I hope, also clear that
though movements or movement-makings may be properly counted as, or deemed to
be, actions of a certain sort, they are not, strictly speaking and in fact,
actions of that sort. A certain Oxford college was once embarrassed by a
situation in which its newly elected Provost wished to house in his lodgings
his old and dearly beloved dog, but in the way of this natural step stood a
College statute forbidding the keeping of dogs within the College. The
Governing Body ingeniously solved this problem by passing a resolution deeming
the Provost's dog a cat. It could only be deemed a cat if it were in fact not a
cat. So with actions and action-surrogates. (c) If an agent does an
action, either paradigmatically or via an action surrogate, what he does is
something of which he is the cause; that this is so lies at the heart of the
concept of agency. But we need to exercise care in the interpretation of the
word 'cause'. We need to get away from the kind of employment of the word
'cause' which has become, these days, virtually de rigueur in philosophy [viz.,
one exemplifying an event-relating, mechanistic, Hume-like conception] into a
direction which might well have been congenial to Aristotle. Actions which we
perform have ends, which may or may not involve further ends, and which, as
Aristotle was aware, may be the expected results or outcomes of actions of
which they are the ends, or, again, may themselves be actions, either the same
as or different from those whose ends they are. When someone has a preferential
concern for some end which would be served by a given agendum, he has cause to
perform, or realize, that agendum; and if the agendum is performed by him
because he has cause to perform it, then the action is something of which he is
the cause, and is explained (though non-predictively explained) by the fact
that he had cause to perform it. States which have as their 'intentional'
objects propositional contents, or states of affairs more or less closely
related to propositional contents, may be divided into (i) those which are factive
(those like knowledge, whose instantiation requires the truth, or actuality, of
their intentional objects), (ii) those which are counterfactive, like being
under the delusion that, which requires the falsity, or non-actual-ity, of
their intentional objects, and (iti) those, like belief and hope, where
instantiation of the state leaves it an open question whether the intentional
object is true or actual, or not. Hume-type causation is factive, having cause
to is non-factive, and being the cause of one's own action is factive, but
factive in a special way which is divorced from full predictability. We might
then say that the uses of 'cause' which are most germane to action are either
non-factive ('cause to') or only in a special non-predictive way factive (like 'x
was the cause of x's A-ing'). We might also say that, in our preferred mode of
conception, actions (like giving Jones a job) are non-factive, in that the
performance of this action does not guarantee that Jones actually gets a job.
We might also say that, when a particular sequence of movements issues from, or
flows from (in a typically unreflective way), an action which an agent has
performed, and so realizes that action, the agent has caused,, or is the cause,
of, the movements in question. (The numerical subscript will shortly be
explained.) There may indeed be more than one kind of factivity. The kind
of factivity which 1 have been discussing might be renamed 'inflexible
factivity'; if state s is inflexibly factive, every instantiation of it will
require the truth or actuality of , its intentional-object. But there may be
states which though not inflexibly factive, are flexibly factive, that is to
say, states whose instantiation on any occasion require the general, or normal,
or standard truth or actuality of intentional objects of states of that'sort;
in such cases, though, truth or actuality of an intentional object of an
individual instantiated state is not guaranteed; it may be presumed as
something which should be there in the absence of known interference-factors.
It is likely, I think, that the items with which we are here specially
concerned, like actions and causes (to), though not inflexibly factive are
flexibly factive; actions with individual non-realization are possible only
against a background of general realization. If this were not so, the
'automatic' bodily realizations which typically supervene upon adopted agenda
might not be forthcoming, to the ruin of the concept of action. (d) I
have not yet addressed question whether the items which provide the final
realization of actions, and so on occasion function as action-surrogates, are
to be supposed to be bodily movements (or sequences thereof) or, alternatively,
the makings of such bodily movements (items which we might call 'geometrical'
as distinct from 'vulgar' actions). It is my view that this will turn out not
to be a question of the highest importance. As we have noted, the sequences of
movements involved in the realizations of vulgarly specified actions tend, on
the vast majority of occasions other than those in which an agent is learning
how to perform some vulgar action, to appear 'automatically' and
unreflectively, without attention to the geometric pattern of the movements
being made; indeed the acquisition of such unreflective capacities lies at the
core of learning how to live in the world. On such occasions, therefore,
geometrical actions would be performed through their own action-surrogates,
namely the associated bodily movements. This fact has an important bearing on
the classical problem of distinguishing or refusing to distinguish my raising
my arm from my arm's going up. Various philosophers have looked for the
presence, in my raising my arm, of a distinct occurrence, or at least of a
distinct observable and introspectable element or feature; and in the case of
Prichard this idea formed part of his reason for identifying action with
willing. But an example shows this idea to be misguided. A gymnastic instructor
is drilling a squad, and gives the order "Raise your right arm"; all
the right arms are dutifully elevated. He then says "How many of you
actually raised your right arm, and for how many of you was it simply the case
that your arm went up?" The oddity of this question indicates that raising
the right arm involves no distinguishing observable or introspectible element;
all the squad-members were (so to speak) in the same boat, and they all, in
fact, raised their arms. What, then, is special about raising one's arm or
about making any bodily move-ment? The answer is, I think, that the movement is
caused by the agent in the sense that its occurrence is monitored by him; he is
aware of what takes place and should something go wrong or should some
difficulty arise, he is ready to intervene in order to correct the situation.
He sees to it that the appropriate moment is forthcoming. We have then a
further interpretation of 'cause' ('cause", 2), namely that of their
being monitored by us, in which we are the cause, of the movement which
we make. (e) It is, finally, essential to give proper attention to the
place occupied by the notion of Freedom in any satisfactory account of action.
The features noted by Davidson as characteristic of agency, namely activity and
purpose (or intention) are perhaps best viewed as elements in a step-by-step
development of the concept of freedom. We can distinguish such succession of
stages as the following: (1) External, or 'transeunt", causation in
inanimate objects, when an object is affected by processes in other objects,
(2) Inter-nal, or 'immanent, causation in inanimate objects, where a process in
an object is the outcome of previous stages in that process, as in a 'freely
moving' body, (3) Internal causation in living things, in which changes are
generated in a creature by internal features of the creature which are not
earlier stages of the same change, but independent items like beliefs, desires,
and emotions, the function (or finality) of which is, in general, to provide
for the good of the creature in question, (4) A culminating stage at which the
conception in a certain mode by a human creature of something as being for that
creature's good is sufficient to initiate in the creature the doing of that
thing. At this stage, it is (or at least appears to be) the case that the
creature is liberated not merely from external causes, but from all factive
causes, being governed instead by reasons, or non-factive causes. It is at this
stage that rational activity and intentions appear on the scene. Attention to
the idea of freedom will also call for formidably difficult yet indispensable
undertakings, such as the search for rational justification for the adoption or
abandonment of ultimate ends; whatever the difficulties involved in such
enterprises, if they are not fulfilled, our freedom threatens to dissolve into
compulsion or chance. It may be worthwhile to present the issues involved
here in a slightly more detailed way, and in doing so to relate them to the
question of the adequacy of a "desire/belief" characterization of
action, to which many philosophers (including Davidson) are sympathetic. Two
initially distinct lines of argument seem to me to be discernible; they may in
the end coa-lesce, but perhaps they should initially be kept separate.
Line (A) runs roughly as follows: Action (full human action) calls for freedom in a
specially 'strong' sense of 'freedom'. At least at first sight, the offerings of the
desire/belief analysis of action are insufficient to provide for 'strong'
freedom; the most they can give us is a notion of freedom which consists in the
determination of my actions by their recognized conduciveness to my own ends,
rather than by an imposed conduciveness to the ends of others (com-pulsion), or
by the operation of undirected natural necessity. 'Strong' freedom would ensure
that some actions may be represented as directed to ends which are not merely
mine, but which are also freely adopted or pursued by me. (3) Any attempt to
remedy this situation by resorting to the introduction of chance or causal
indetermination will only infuriate the scientist without aiding the moral
philosopher. (4) The precise nature of 'strong' freedom remains to be
determined; but it might perhaps turn out to consist in, or at least to involve
the idea of action as the outcome of a certain kind of 'strong' valuation,
which would include the rational selection of ultimate ends and would,
therefore, be beyond the reach of the desire/belief analysis of action.
Line (B) proceeds thus: (1) Action (full human action) calls for the
presence, in at least some cases, of reasons, and these in turn require that
the actions for which they account should be the outcome of 'strong' rational
valuation which, in the case of ends, will not be restricted to valuation by
reference to some ulterior end. (2) This last demand the desire/belief theory
is unable to meet, since the ends which it deploys are treated as pre-given
ends of the agent. This feature is not eliminable within the theory,
since the account of rationality offered by the theory depends on its presence.
Taken together, lines (A) and (B) suggest first that action requires both
strong freedom and strong valuation, second that the desire/belief theory is in
no position to provide either member of this pair, and third that each member
of the pair involves the other. A possible attempt to reduce the
desire/belief theory from such attacks should be briefly mentioned, which might
take approximately the following form. In the case of ultimate ends,
justification should be thought of as lying (directly, at least) in some
outcome not of their fulfillment but rather of their presence as ends. My having such-and-such an end,
or such-and-such a combination of ends, would be justified by showing that my
having this end, or combination of ends, will exhibit some desirable feature or
features (for example, in the case of a combination of ends, that the
combination is one which, unlike some combinations, would be harmonious). This will put the desire/belief
theory back in business at a higher level, since the suggestions would involve
an appeal, in the justification of ends, to higher-order ends which would be
realized by having first-order ends, or lower-order ends of a certain sort.
Such valuation of lower-order ends would lie within reach of the desire/ belief
theory. Whether such an attempt to defend the desire/belief theory would in the
end prove successful i shall not here attempt to determine. I shall confinc
myself to observing that the road is by no means yet clear; for seemingly the
higher-order ends involved in the defense would themselves stand in need of
justification, and the regress thus started might well turn out to be
vicious. So, attention to the idea of freedom may lead us to the need to
resolve or dissolve the most important unsolved problem in philosophy, namely
how we can be at one and the same time members both of the phenomenal and of
the noumenal world; or, to put the issue less cryptically, to settle the
internal conflict between one part of our rational nature, the scientific part
which calls (or seems to call) for the universal reign of deterministic law,
and that other part which insists that not merely moral responsibility but
every varicty of rational belief demands exemption from just such a reign. ACTIONS AND EVENTS Is
this paper, I devote a good deal of attention to the views of Donald
Davidson on this topic, primarily as presented in his well-known and
influential essay "The Logical Form of Action Sen-tences", reprinted
in Essays on Actions and Events (Clarendon Press, Oxford, 1980, pp. 105-148).
Though I examine Davidson's position in detail, I do not confine myself to
discussion of that position; I seck also to sketch, I hope sympathetically
though without commitment, a possible alternative account. I might, perhaps, at
this point voice my suspicion that some of my reservations about Davidson's
proposals stem from divergences from him, or uncertainties about his precise
position, with respect to some larger issues, mostly methodological. I had,
indeed, thought of tabulating some of these issues in a brief final section
until I reflected that such a prolongation would, if it were sufficiently brief
to be tolerable, be too brief to be illuminating. A. Overview A(1).
METHODOLOGY I think that it would be fair to say that Davidson's
discussion of action-sentences falls within the boundaries of a larger idea
about metaphysics. It is a widely (if not universally) held view, that at least
one part of the business of metaphysics is to determine an ontology; or, if you
prefer it, to settle on an answer to the question what, in general or
particular terms, the "universe" or the "world"
contains. It is obvious that very many widely different answers have at one
time or another been put forward; some of them have been wildly generous like
Richard Robinson's "You name it", since anything you can mention will
win its share of the prize; some of them have been remarkably niggardly, like
what Broad once reported to be Hegel's solitary selection, namely, the Kingdom
of Prussia; most of them have fallen somewhere between these two extremes. In
recent times there has been a strong tendency to restrict recognition to
individual entities, excluding of course, all abstract entities except sets,
and excluding above all "intensional" entities like universals and
propositions. So (thus far) people, tables and chairs, atoms, electrons and
quarks have escaped exclu-sion, though for many philosophers further acts of
exclusion would be on the way. It is an important thesis of Davidson's, toward
which I am, in broad terms, very sympathetic, that a little more inclusion is
called for; notably, room has to be found for events of various sorts, among
which a prominent and honored place must be kept for actions. Given that this
is so we must, as metaphysicians, turn our attention to items of this kind too;
it, for example, we admit Julius Caesar to membership of the universe, then we
should also admit a class of entities which will include the death of Julius
Caesar in 44 B.C., and a special subclass of these which will include Julius
Caesar's crossing of the Rubicon in 49 B.C. It is my suspicion (which I
should find it very hard to support with evidence) that Davidson's basic
metaphysical outlook, like that of Quine, is that of what I might call a
"Diagnostic Realist". Crudely put, such a position would concede, in
line with the contentions of a number of classical Skeptics and Idealists, that
Reality hides forever behind an impenetrable curtain; it is relentlessly too modest
to allow anyone to strip away its protective covering and take a look at it, to
see what it is really like. But, contrary to the opinions of classical
Skeptics, that fact does not condemn us to perpetual metaphysical silence; for
though we cannot inspect Reality, we can form hypotheses about it, each of
which (from case to case) may be more, or again less, judicious. Metaphysical
hypotheses will be judicious to the extent to which, if true, they would
provide backing or justification for the content and methodology of scientific
theory. This metaphysical outlook is unlike that which, at present at
least, appeals most to me. My favored outlook would be one or another form of
Con-structivism. I waver between two options; a version of Limited
Construc-tivism, according to which Reality would be divided into two segments,
an original or unconstructed segment, and a constructed segment (or sequence of
segments) in which constructed items are added as legitimate metaphysical
extensions of what is present before the extension is made; and a version of
Unlimited Constructivism, which would, more radically, seck to exhibit all
categories of items as constructed rather than original; the escape from the
invocation of an unconstructed segment would be (it is hoped) achieved by the
supposition of a plurality of metaphysical schemes such that items which are
primitive in one scheme would be non-primitive in another. Both forms will need
to characterize legitimate construction-procedures by which metaphysical
extensions are made. One might say that, broadly speaking, whereas the
Diagnostic Realist relies on hypothesis, the Constructivist relies on
hypostasis. Both approaches face formidable difficulties of principle.
For the present occasion I shall restrict myself to the troubles of Diagnostic
Realism. The Diagnostic Realist wishes to regard the optimal metaphysical
posture as being the one which accepts that gencral account of Reality which
maximally justifies and supports the deliverances of science. But what
science? Palmistry? And what deliverances? Phlogiston theory? It seems
that we need at least a restriction to reputable deliverances of reputable
sciences. And how are these to be selected except on the basis of
likelihood of truth, and how is that to be optimized in advance of any clue
about the nature of Reality? It seems that there is an initial need for some
grounds of acceptability of the findings of science which are independent of
those which, it is hoped, will be provided by a correct and adequate account of
Reality. Now it is entirely possible that I am quite mistaken in
supposing Davidson to be, at best, a Diagnostic Realist; indeed conversations
which I have had with students indicate that he may regard a distinction
between 'original' and 'constructed' Reality (like other once popular
dichotomies) as non-viable. If so, I will freely admit to error, but not to
guilt. For it seems clear to me that Davidson's treatment of ontological
questions requires some metaphysical Weltanschauung to support it; and if
Diagnostic Realism is not to fill this role, I have no idea what is to fill
it. A(2). PROBLEMS What considerations can we point to which would
encourage us, perhaps even force us, into this metaphysical direction, that of
admitting events and actions to the ontology? Davidson, I think, recognizes
four such consid-erations, the first of which was the one which primarily
influenced Kenny, to whom Davidson gives credit for the introduction, or the
revival, of this topic. (1) The phenomenon of (so-called) *variable
polyadicity". If we pick on what looks like a relational verb, for example
"to butter," we find that it can be used on different occasions in
the formation of predicates of varying measures of polyadicity. Sentences
containing it can be constructed which exhibit two, three or more terms; there
appears to be no upper limit imposed by grammar, a fact which tells against one
possible account of this phenomenon, viz., that varying numbers of indefinite
pronouns (like 'someone' or 'something') have elliptically dropped out of the
surface forms; just how many are we to suppose to have been there to drop out?
This phenomenon begins to lose its air of mystery if we suppose that there may
be a central entity (an action), which from occasion to occasion may be described
with greater or not less specificity. The phenomenon of 'variable polyad-icity'
now begins to look precisely parallel to the situation with regard to sentences
used to describe things; there we may take our choice between describing
Socrates as a man, as a fat man, as a fat greedy man, and so on. Sometimes, in one's progress
through the maze of 'polyadicity', one moves between sentences which are not
logically independent of one another; one moves, say, from the '3 term'
sentence, *Bill buttered the toast in the bathroom" to the '2 term'
sentence, "Bill buttered the toast," which is entailed by the '3
term' sentence from which it originated. This is often but not invariably the
case: it is not the case, for example that *H.M.S. Rodney sank the
Bismarck" entails "H.M.S. Rodney sank". We need some theoretical
characterization of the occasions when such inferences are in order, and the
idea of treating actions as entities in their own right, and so as subjects of
attribution, may help us to obtain it. Actions are on occasion in demand to serve as objects
of reference for neuter pronouns, such as *it". Consider the sentence
"The manager of the Minneapolis Moonrakers resigned last week and Ann
Landers made a joke about it in her column". What is "it"?
Obviously not the Moonrakers or their manager, and it is hardly being suggested
Ann Landers made a joke about last week. If, however, one treats the
resignation of the manager as an entity which could be referred to, it will
fill the gap quite comfortably. Some of our explanatory talk about what we do, like
the provision of excuses, seems to require the possibility of describing things
we do in different ways. If actions are describable entities, this may happen
to them; and if it may happen to them, we need criteria of identity for actions
which will tell us when it is and when it is not taking place. I shall return
to the first three items later in this paper; but since the fourth item is
about to disappear beyond the horizon forever, I shall say a word or two about
it while it is still visible. It does not seem to me to be put forward as a
reason of the same degree of cogency as its three prede-cessors; for it assures
us only that if, for other reasons, we have decided to admit actions to the
ontology, they need not be merely a technically required category; they can be
put to work in the service of certain parts of our discourse. The stronger
claim that the admissibility of that sort of discourse requires the admission
of actions to the ontology is not, and, as far as I can see, could not be
justifiably made. B. Davidson's Criticism of Prior Theorists B(1).
REICHENBACH ("LOGICAL FORM AND LOGICAL EQUIVALENCE")
Davidson takes Reichenbach mildly to task for holding that "(3x) (x
consists in the fact that Amundsen flew to the North Pole)* is logically
equivalent to, but does not give the logical form of "Amundsen flew to the
North Pole"; according to Reichenbach the first sentence is about an
event, while the second is not; so the first sentence cannot give the logical
form of the second. If we considered instead of the second sentence, the
sentence "A flight by Amundsen to the North Pole took place" we
would be introducing a sentence which is short an event, and so a sentence the
logical form of which could be given by the first sentence, to which
(presumably) the new sentence would also be logically equivalent. Davidson
proposes to amend Reichenbach's position, so that the first sentence is taken
as giving the logical form of "Amundsen flew to the North Pole", and
not merely as being logically equivalent to that sentence; this change is
advocated mainly on the grounds that it is, or would be a step on the way to, a
pattern of analysis which will account for the entailments considered with
variable polyadicity. If, as Reichenbach thought, there are in our
language pairs of logical equivalent sentences one of which is about events,
while the other is not, that difference might justly be held to be a reason for
denying that the event-mentioning sentence gives the logical form of the other
member of the pair; and if one were a constructivist (as maybe Reichenbach was
not) one might suggest that the reason for this richness in our vocabulary is
that events are constructs belonging to an extension of a more primitive
ontology which does not contain them and which is mirrored only in sentences
which do not mention them. If one held that position, one would properly reject
Davidson's emendation of Reichenbach. B(2). REICHENBACH (THE
"HIDEOUS CONSEQUENCE") Davidson's main criticism of
Reichenbach's position is that, once he has admitted two principles which are
needed to legitimize patently valid inferences turning on the
intersubstitutibility of co-referential singular terms and of logically
equivalent sentences in appropriately embedded contextual positions,
Reichenbach cannot escape the hideous consequence that all events are identical
with one another. Davidson's ingenious argument may be summarized as follows.
Let 'a' abbreviate Reichenbach's operator 'con-sists in the fact that', which
when prefixes to a sentence produces a predicate (epithet); let 'C"
abbreviate 'Caesar was murdered', and let 'N' abbreviate 'Napoleon became
Emperor of France': Then: (a) sentence (1), 'x a C, is true just in case sentence
(2), 'x a (9(y= y & C) = 9(y = y)' is true, since the parts of the
subsentences which follow the operator 'c' in the two main sentences are
logically equivalent. (b) Sentence (2) is true just in case sentence (3),
'xa(ý(y= y & N) = 9(y= y)' is true, since '9(y= y & C)' and '9(y=y
& N)' are singular terms, which, if 'C' and 'N' are both true, both
refer to P(y = y), and are therefore coreferential and
intersubstitutable. (c) Sentence (3) above is true just in case 'xoN' is
true, since "N' and the sub-sentence which follows 'o' in (3) are
logically equivalent. So provided that 'C' and 'N' are both true, regardless of
what they say, any event which consists of the fact that C also consists of the
fact that N, and vice versa; that is to say, any pair of randomly chosen events
are identical. To this argument I think it might be replied that the
principles licensing intersubstitution of co-referential singular terms and of
logically equivalent sub-sentences are officially demanded because they are
needed to license certain patently valid inferences; if in addition to
providing this benefit, they also saddle us with a commitment to the 'hideous
consequence', then the rational course is to endeavor to find a way of
retaining the benefit while eliminating its disastrous accompaniment, much as
it has seemed rational to seck in set-theory, as generous a comprehension axiom
as the need to escape paradoxes will permit. Such a way seems to be available;
we might, for example, while retaining the two added principles, prohibit the
use of the 'co-referentiality principle' after the 'logical equivalence
principle' has been used. Such a measure would indeed have some intuitive
appeal, since in the cited argument its initial deployment of the 'logical
equivalence principle' seems to be tailored to the production of a sentence
which will provide opportunity for trouble-raising application of the other
principle; and if that is what the game is, why not stop it? B(3). VON
WRIGHT (INVOCATION OF INITIAL AND TERMINAL STATES) It is Davidson's
view that von Wright wishes to characterize events as being, in effect, ordered
pairs of an initial state and a terminal state, and (no doubt) actions as being
the bringing about of events. One of Davidson's criticisms of this approach is
that my walking from San Francisco to New York and my flying from San Francisco
to New York would not be distinguished from one another by the pairs of states
involved (which would be the same); and that if reference to the mode of travel
be brought in (in a distinction between walking to New York and flying to New
York) reference to the initial state has now been rendered otiose. It
seems to me that this response does not do justice to von Wright who is plainly
working on the twin idea that (a) the notion of change is fundamental to the
notion of event, and (b) that change can be represented as a succession of
states. In my view this proposal has great merit, even if some modification be
required. I shall, however, postpone more detailed consid-cration of it until
the next section of these comments. C. Further Consideration of
Davidson's Problem List C(/). VARIABLE POLYADICITY Let us now
redirect our attention to the considerations which were listed as calling for a
philosophical study of action-sentences, The surviving members of this list are
the phenomenon of variable polyadicity, the need for a satisfactory systematic
account of a certain range of entailments relating to actions, and the demand
for the provision of objects of reference for certain occurrences of pronouns.
So far, I have spoken as if the first two considerations are independent of
each other, each pointing to a distinct problem for which a solution is needed.
I am in fact far from sure that this is a correct representation of Davidson.
There is considerable support in ordinary language for the idea that verbs and
other relational predicate expressions carry concealed within themselves (so to
speak) a specification of a given degree of polyadicity (or
"n-adicity"); "between", for example, seems to express a
three-term relation (x being between y and z), while the relation signified by
"above" is a merely two-term relation; and specification of the
number of terms which a relational expression involves seems to be essential
rather than accidental to the nature of the relation. Certainly many logicians
have taken this vicw. But it is by no means certain that this view is correct,
nor that it is unequivocally supported by ordinary parlance. If we ask
whom John met in Vienna, we may get the answer *Bill", or "Bill
and Harry", or "Bill, Harry, and Bob" without any suggestion
that some restrictive condition or n-adicity is being violated. Moreover, so
far as the construction of logical systems is concerned, it has been shown that
restrictions or n-adicity are not required for predicate logic. So
perhaps what the first two considerations call for is not just the solution of
two distinct problems, but the provision of an account of action-sentences
which will jointly account for two problems, that of variable polyadicity and
that of the systematization of a certain range of inferences. This
thought leads at once to the question why it should be supposed, or desired,
that these two demands should be met by a single maneuver; what would be wrong
about giving separate answers to them? Let us look more closely at the two
strands; I begin with variable polyadicity. To talk, let us say, of
variable politeness would perhaps be appropriate if one were discussing the
manner in which some central item (a person) exhibited, on different occasions,
varying degrees of politeness; or, per-haps, exhibited on different occasions
varying degrees and forms of impoliteness (sometimes he is malicious, sometimes
just plain rude). By parity of reasoning, to exhibit variable polyadicity, an
item would have to be (say) on occasion dyadic, on occasion triadic, on
occasion tetradic; and this boring ascent could presumably be continued ad
infinitum. But what item might we be talking about? To my mind, it would have
to be a non-linguistic item, like a relation (a classification which might
include some actions); the meeting might be a single item (relation or
action) which holds, variably, between two, three, or more persons, depending
on how many people met or were met. This way of talking, would, however, raise
serious questions about why the focal item (the relation or action) should be
regarded as single questions, moreover, which seem a long way from Davidson's
text. If, on the other hand, we turn from the non-linguistic to the
linguistic world, we find clearly single items, viz., predicates and
verb-phrases, which exemplify determinate forms of n-adicity; this gain,
however, is balanced by the fact that it seems that the embodiment of (say)
dyadicity and triadicity are distinct from one another. "—met—" and
"—met—and—" are structures which do not have common instances; so
are: "—buttered—"; "—buttered—in—";
"—buttered-in—in the presence of—". To gather the threads
together, in the linguistic world one may discern three different kinds of
entity: Verbs (or predicate letters)
which are the bricks out of which predicates are made, and which may or may not
have assignable n-adicity; Predicates (open sentences) formed from the bricks,
like "—but-tered—in—"; these must have assignable n-adicity; Instances (individuals or sets)
to which predicates can be truly applied; these must contain just as many
elements as the number n in the n-adicity of the predicate; but the number of
distinct clements may be variable; recurrences may or may not be permitted by
the rules governing the predicates. It seems to be the business of a systematic
theory of a language to make provision for the presence of each of these types
of item. When it comes to attempting to satisfy the demands for a systematic
account of the validity of such inferences as that from "Smith buttered
the toast in the bathroom" to "Smith buttered the toast", it
seems clear that some appeal to structure is called for; the question is
whether the structures now invoked are or are not the same as (or included in)
those which are required for a systematic account of a language. It is my
suspicion that Davidson holds (or held) that the same structures are involved
in both cases; I am not sure that this answer is right, and the question
will assume greater prominence as our discussion develops. Whatever its final
answer, one can see the appeal of treating actions as subjects or foci of
predicates; once the quantifiers have been dropped, the validity of such
inferences might turn out to parallel (indeed to be a special case that of)
inferences from 'Fx & Gx' to 'Fx' or indeed from 'A & B' to 'A. But for
me the suspicion remains that the proposed identification of structures is
illegitimate. C(2). PRONOMINAL REFERENCES My uneasiness is not
decreased by attention to the third consideration, which relates to the
provision of an object of reference for the pronoun "it" in such a
sentence as *The manager of the Minneapolis Moonrakers resigned last week and
Ann Landers made a joke about it in her column". Who or what was the
subject of Ann Landers' joke? Neither the Minneapolis Moon-rakers nor their
manager could properly be referred to by the neuter pro-noun, as distinct from
a masculine pronoun "he' or a plural 'they'; the reference is plainly to
the manager's resignation. Now this event (action) could certainly be the
object of a pronominal reference if that reference were demonstrative rather
than anaphoric; anyone present at the meeting at which the manager tendered his
resignation could certainly say, "That, at last, is what the directors
have been hoping for", or, *Now, at last, they have got it". But my
sentence seems to make an anaphoric reference, and yet there is no previous
reference which is being picked up. The situation might, however, be regarded
as being eased if (1) a covert reference to the manager's act of resignation
were made in the first clause of my exemplary sentence, and (2) it is
sufficient for the supposition that a covert reference is made that a
designation of that act should be present in the underlying structure of the
sentence. I suspect that we need to consider two questions with regard to
references which are "felt" as anaphoric. (1) Is the mode of
reference, in such a case, formally or strictly correct as judged by the
official standards of gram-marians? (2) Is the reference, while not formally or
strictly in conformity with official standards of grammarians, nevertheless
intelligible and so at least informally admissible? It would not surprise me to
discover that the matter of a covert underlying structural reference is
irrelevant to the answer to these questions. It might well be that for a
grammatically strictly correct anaphoric reference to be made, a prior explicit
is required; a covert reference will be insufficient. However if the demand is
not for impeccable grammar but for intelligibility, then a covert reference is
not needed; what is needed is that the identification of the object of
reference should rely on prior discourse, not necessarily on prior reference.
For example: *I spent last summer in Persia; they are very dissatisfied with the
present regime*. (They are of course the Persians.) "A car went whizzing by me
and scraped my fender; but he didn't stop". (The driver, of course.) "Jones's views on the
immortality of the soul filled many pages in Mind; but it was the Oxford
University Press which in the end published it". (It = Jones's
presentation of his views.) (4) "His leg was cancerous; he contracted it
in Africa". (It = the disease cancer.) One might, as a
tailpiece, remark that the accessibility to reference of such items, as the
above, depends on their existence or reality in some humdrum sense, not on so
scholarly a matter as their presence in or absence from The Ontology. D.
Outline of Davidson's Proposal We turn now to Davidson's own well-known
proposal for handling the three questions which we have just been discussing.
It possesses a surface simplicity which may or may not turn out to be
misleading. It involves the introduction, into a candid representation of the
structure of action-sentences, of a 'slot' which may be occupied by variables
ranging over actions, and which may legitimately be bound by quantifiers. The
sentence "Shem kicked Shaun" is now thought of not as a
combination of two names and a two-place predicate, but as involving a
three-place predicate 'Kicked' and as being (really) of the form (Ex) (Kicked
(Shem, Shaun, x)), a structure within which, as Davidson points out, the
sentence 'Shem kicked Shaun' nowhere appears. As a reading in English of
Davidson's structure, we are offered somewhat tentatively, 'There is an event x
such that x is a kicking of Shaun by Shem'. E. Pre-Theoretical
Demarcation of Actions and Events E(1). ACTIONS Before continuing our
examination of Davidson's proposals, let us first turn our attention to the
matter of identifying the material to which the proposals relate. Mere
reference to actions, or in a more updated idiom, to action-sentences, seems to
me to tell us less than I should like to know. The word 'action' does
not, I think, make frequent appearances in our carefree chatter. I am not
surprised if I hear it said that so-and-so is a man of action, or that actions
speak louder than words, or that Botswana is where the action is, or even
(before he retired from the scene) that Howard Cosell would describe for us
third-round action in the current heavyweight contest; but such occurrences of
the word as these do not help us much when it comes to applying the word to
concrete situations. The word 'action' has a portentous and theatrical flavor,
and the related verb 'act' is obviously theatrical in a further sense, in view
of the connection with this or that kind of pretending. The more homely word
"do" is plainly a much happier denizen of common talk; indeed, the
trouble here is that it is too happy; almost any circumstance will qualify as
something which some person or thing, in one way or another, does or has done.
The question, "What did the prisoner do then?" may be quite
idiomatically answered in any of the following ways: *He hit me on the
nose", "He fainted", "He burst out laughing*, "He just
sat there", "Nothing at all, he just sat there", "He left
his sandwiches untouched". The noun "deed", on the other hand,
is by comparison exceedingly bashful, tending to turn up only in connection
with such deeds of derring-do as the rescuing of captive maidens by gallant
knights. The grossly promiscuous behavior of the verb "do", I think,
has in fact a grammatical explanation. We are all familiar with the range of
interrogatives in English whose function is to inquire, with respect to a given
category, which item within the category could lend its name to achieve the
conversion of an open sentence into the expression of a truth. "When?"
(at what time?), "where?" (at what place?), "why?" (for
what reason?) are each examples of such interrogatives; and some languages,
such as Greek and Latin, are even better equipped than English. All, or most of
these interrogative pronouns have indefinite counterparts; corresponding to
"where" is "somewhere", to "what?",
"something" ", and so on. Now there might have been
(though in fact there is not) a class of expres-sions, parallel to the kinds of
pronouns (interrogative and indefinite) which I have been considering, called
"pro-verbs"; these would serve to make inquiries about indefinite
references to the category of items which predicates (or epithets) ascribe to
subjects, in a way exactly parallel to the familiar ranges of pronouns. "Socrates
whatted in 399 B.C.?" ", might be answered by "Drank
the hemlock" ", just as "Where did Socrates drink
the hemlock?" is answered by "In Athens"; and given that
Socrates did drink the hemlock in 399 B.C., we might have been able to say
"There, I knew he somewhatted in 399 B.C.". In fact we cannot
grammatically talk in that way—but we can come close to it by using the verb
"do", and asking (for example) "What did Socrates do in 399
B.C.?". In its capacity as part of a makeshift pro-verb, *do" can
stand in for (be replaceable by) any verb or verb phrase whatsoever; in which
case, it is hardly surprising that it will do little to specify a narrowed-down
range of actions, or of "action-verbs". Frustrated in these
directions, we might think of turning to a longstanding tradition in Ethics
from the Greeks onwards, of connecting the concept of action with that of the
Will; a tradition which reached its peak in Prichard, who not merely believed
that action is distinguished by a special connection with the will, but
maintained that acting is to be identified with willing. It is clear from
Davidson's comments on Chisholm, that, at least when his article was written,
he would have none of such ideas, perhaps because the suggestion that actions
are distinguished by a connection with the will may be expected to lead at once
to the idea that particular actions are distinguished by their connection with
acts of will; and the position that there are such things as acts of will is
not merely false but disreputable. An alternative strategy more in tune with
some recent philosophy (and perhaps with Davidson's own style), would be to
look at the particular verbs or verb phrases which are used to specify or
describe what philosophers at least are inclined to think of as actions; we
will examine not generic words like 'act' and 'do', but an indefinite
range of particular words and phrases, such as "milk the cow",
"cook the meat", and "butter the toast". The trouble which
we now encounter is that while some verbs or verb phrases, like
"melt" or "turn pale", look as if they cannot be used to
refer to actions, and while others, like "donate a hospital to the city of
New York", cannot but be used to refer to what philosophers would call
actions— an enormous number of verb phrases occupy an indeterminate position;
they can, it seems, be used either way, and therefore are useless as pointers.
To offer just one example, "fell on his sword"; one Roman soldier
fell on his sword because he lost his legion and could not face the disgrace
which, to his mind, attended his responsibility for the deaths of so many
people; another Roman soldier lost his legion because he fell on his sword,
tripping on it in the dark and as a result knocking himself out, so that when
he regained consciousness, the legion had moved on and he was unable to find
it. In my view, there is no escape from a recognition that a
characterization of actions (or of action-sentences) has not been provided; in
order to proceed then, we have to assume that for the present inquiry such a
characterization is not needed. The interpretation of such an idea is not
unproblematic. For example, if we do not need to know what actions are (or what
are actions) how can we be sure that the current inquiry is properly described
as an inquiry about actions or action-sentences? Might it not be, for example,
really an inquiry about events (a not implausible suggestion). If it replied
that this, if true, would be no great matter, since actions are one kind or
subclass of events, I would respond with the comment that some philoso-phers,
including Davidson himself, regard actions as a subelass of events, but many do
not; this is not a closed question; and may be one which is of vital
importance. In any case, other trouble might lie in wait for us if we theorize
about actions without a proper identification of what we are theorizing
about. E(2). EVENTS Parallel to these questions about actions,
there are questions which arise about events; if Davidson is offering us an
analysis of event-predicates, or event-sentences, just what range of locutions
is being analyzed? Two modes of procedures would to my mind be natural; one
would be, by an exercise in 'linguistic botany', to further an intuitive
recognition of the class of event-descriptions by identifying likenesses and
differences between vernacular expressions of this sort and those of different
but more or less closely related kinds, like expressions for states of affairs,
facts, circumstances, condi-tions, and so forth; the other would be to give a
general characterization, which might or might not seek to reflect the
vernacular, of a class of event-descriptions with which we are to be concerned,
it being understood that any such general characterization might well need to
be replaced, for philosophical purposes, by an account which would be
theoretically more satisfying and illuminating. Davidson, however, seems to be
interested in neither of these procedures. On pages 119-120 he tells us, first
that "part of what we must learn when we learn the meaning of any
predicate is how many places it has, and what sorts of entities the variables
that hold their places range over. Some predicates have an event-place, some do
not"; and second that "our ordinary talk of events, of causes and
effects, requires constant use of the idea of different descriptions of the
same event", with the apparent implication that the range of items to be
counted as events is just that range of items with respect to which such
inferential problems arise as those of 'variable polyadicity', problems which
the proposed analysis would enable us to solve. I find myself puzzled by
two distinet aspects of the foregoing account. One is the combination of the
idea that ability to recognize the number of places which a predicate has,
including recognition of the presence or absence of an event-place, is a part
of what is involved in learning the meaning of the predicate, and so
(presumably) a part of what is involved in learning the language to which the
predicate belongs, with the further idea that people (or philosophers) may be
expected to be surprised, indeed even skeptical, about Davidson's proposed
'importation' of an extra pred-icate-place for events. Are we to be, like those
who in Moore's view go against common sense, persistently engaged in sincere
denials of what we know for certain to be true? I do not find such a diagnosis
very appealing. Unless I have misread what 1
described as Davidson's implication, surely the idea that events are to be
treated as being those items which raise problems which an application of
Davidson's analysis is capable of solving is a very different suggestion from
the suggestion that the ability to recognize event-places (and so events) is
part of having learned the language. E Difficulties With Davidson's Proposal
F(I). INTELLIGIBILITY OF THE 'EXTRA SLOT Let us now address the question
whether Davidson's proposal, with regard to the logical form of
action-sentences, might not be deceptively simple. The proposal is that
contrary (perhaps) to our natural instincts and incli-nations, we should regard
'Kicked' (for example) not as a two-place predicate where the vacancies are
filled by designation of the kicker and the kicked, but as a three-place
predicate with an extra vacancy for reference to the event or action in which
that kicking consists. I find this puzzling as it stands, and I am inclined to
inquire how the extra place fits into an understanding of kicking (or of any
comparable relational feature). There was, not so long ago, in Oxford, a
professor of the philosophy of religion who (so he said) espoused what might be
called a form of *Neo-Berkelei-anism"; he maintained that such sentences
as "There is a table in the corner of the room" or "Snow is
white" were incompletely formulated; the proper forms of expression would
be "There is a table in the corner of the room; God!" and
"Snow is white; God!" We can imagine more elaborate variations on the
same theme. Suppose that in the later 1930's, it had become de rigueur in colloquial
German to terminate sentences with the phrase "Heil Hitler". We
might next suppose that, as the months wore on, this practice became
fragmented; it was permissible to substitute for the name of Hitler any of the
names of his more notorious henchmen (of course omitting the word 'Heil'); so
the vernacular was flooded with German versions of such sentences as "The
toast is burned; Bormann!", "Those pictures are very valuable;
Goering!", "She was as gentle as a young child; Himmler!".
One can even imagine the practice extended so as to provide for the appearance
of quantifiers; "(3x) (Western democracies are corrupt; x!)*. What
is wrong with these idiocies seems, primarily, to be that no account at all has
been provided of the purpose which the newly made slots serve: they are just
paraded for implementation without indication of what seman-tie gain could come
from the implementation. On the face of it, Davidson's presentation suffers
from a similar lacuna; he does not tell us the function of the places, he
merely gives us an English "paraphrase". But closer attention does
something to fill the gap. It seems clear that Davidson regarded the appearance
of such extra slots as being just the manifestation of the variable polyadicity
of such predicates as "Kicked", and as a phenomenon whose mystery is
removed once its logical form is revealed and it is seen how it decomposes into
a cluster of relational predicates which covers, in formal garb, the inferences
for which justification is required. (We should here attend particularly to Davidson's
remarks about verbs and preposi-tions.) Once we distinguish between
predicate-verbs and predicates, we can regard the role of the extra slot as
specified by its place in the predicate (open sentences) into which the
predicate-verb enters (the role, for example, of the slot filled by 'x' is
supplied by the fact that it is the first slot in the predicate 'a kicked b in
the action (event) x'; and we can regard the characterization of this role as
provided by our ability to decompose complex predicates like 'a kicked b on the
e [left shin] in the d [bathroom] in x (action)' into such a conjunctive
predicate (of actions or events) as ta kicked b in x, and x was done upon c,
and x was done in d'. That provision is made for the problematic entailments is
clear in light of the formal fact that if a conjunctive predicate P applies to
an item, so does a predicate P' which results from P by the omission on one
conjunct. F(2). SAYING/DESCRIBING WHAT HAPPENS There is one matter which,
I think, deserves initially a little attention. My linguistic intuition
tells me if I say to you that I am 93, I am (standardly) telling you my age
(telling you how old 1 am), and not talking about my age; and that similarly if
I say to you that two cars collided on the bridge, 1 am (standardly) saying
(telling you) what happened, not describing or talking about or saying
something about what happened. Indeed saying what happened seems to be not
merely to be distinct from talking about what happened, but to be, in a sense,
presupposed by it; saying what happened seems, intuitively, to be specially
central; it is something one needs to do in order to inform a hearer what one
is talking about when one talks about what happened. It was, perhaps,
considerations like those which led Reichenbach to distinguish between
logically equivalent sentences one of which does, and the other of which does
not, refer to or talk about an event. Davidson's analysis, I think, has no
place for the distinction which I am defending; on his view anything one says
about what happened is (in effect) a case of saying that something happened
which —. As I have already indicated, as a would-be constructivist about events
I am inclined to side with Reichenbach. F(3). THE PROBLEM OF GENERALIZED
FORMULATION As a preliminary, let me state that in this and immediately
subsequent sections I shall treat Davidson's proposal concerning the logical
form of action-sentences as applying generally to event-sentences of which
(accord-ing to Davidson) action-sentences are a subclass. It seems clear then
in Davidson's view an action-sentence derives the logical form which he
attributes to it from its status as one kind of event-sentence; what
differentiates action from other events is less clear, but perhaps need not
trouble us just at this point [cf. p. 120]. Davidson presents his
proposal in a relaxed manner and with the aid of an example. "The basic
idea is that verbs of action—verbs that say 'what someone did'-should be
construed as containing a place for singular terms or variables that they do
not appear to. For example, we should normally suppose that 'Shem kicked Shaun'
consisted in two names and a two-place predicate. I suggest, though, that we
think of 'kicked' as a three-place predicate, and that the sentence to be given
in this form: (x) (kicks (Shem, Shaun, x). If we try for an English sentence
that directly reflects this form, we now note difficulties. "There is an
event x such that x is a kicking of Shaun by Shem' is about the best I can do,
but we must remember 'a kicking' is not a singular term. Given this English
reading, my proposal may sound very like Reichenbach's, but of course it has
quite different logical properties. The sentence 'Shem kicked Shaun' nowhere
appears inside my analytic sentence, and this makes it differ from all the
theories we have considered." Troubles begin when we look for a
rigorously presented general formulation of this proposal; "action-verbs
[event-verbs] are to be construed as predicates involving one more place than you
think they do" seems hardly satisfactory, and to substitute for
"you" the phrase "the man-in-the-street", or the phrase
"the philosopher-in-the-library", does not seem a large improvement.
Apart from anything eise, what would account for the extreme gullibility of
people, or philosophers, with respect to conceptions of logical form in this
region? We seem to need to lay our hands on some less sub-jectively-tinged
material, if we are to achieve a satisfactory general for-mulation; and we
should perhaps also bear in mind that at least one would-be philosophical
theory (a near ancestor of Convention T, viz., the "Dis-appearance
Analysis of Truth") has (or is widely thought to have) foundered on the
shoals of non-formulability. We may be able to make some progress if we
survey the range of positions which might be taken with regard to events. Those
who wish to admit events as entities will have to consider the question of the
relation between events and event-predicates, predicates employed to describe
or report events. Such a predicate (or its deep structure) will have as
its denotation, a set of instances, each of which will be a sequence of
instance-elements. It is plainly Davidson's view that one element in the
sequence that satisfies an event-predicate, which will invariably be an event;
contrary to my suggestion in (6) above, reference to events will not be
eliminable from any true account of what happens. But though events may not be
eliminable as instance-elements, they may well be elements of a special kind;
while one who kicks, or one who is kicked, will, for Davidson, in one way or
another, be involved in or participate in something other than himself, namely
a kick, the kick will not be a participant in any item othey than itself. We
are now within sight of a possible general formulation of Davidson's
contention: any applicable event-predicate will be satisfied by a set of
sequences, each of which will contain a non-participant element in which, in
one way or another, the remaining elements in the sequence participate.
Davidson, has, indeed, in discussion, shown himself to be favorably disposed
towards a treatment of the logical form of event-sentences along these lines. A
correct standard representation of the sentence Shem kicks Shaun" might
run somewhat as follows: (3x) (x is a kick and (x is by Shem and (x is of Shaun
and (x —)))). A format of this sort might turn out not just to be an elegance
but to be indispensable for generalized formulability. The range of
relevant questions about events may not yet, however, have been exhausted;
some, not necessarily independent of one another, may be still unanswered. Are
events independent, whether with respect to their existence or to their
specifiability, of items which participate in them? Are they original entities,
or constructs? Are they non-composite rather than composite, in relation to
participant items? It is my impression that Davidson would wish to answer
Yes" to each of these questions; that he would regard events as 'original'
rather than as 'constructed' entities partly because he would not find the
distinction clearly intelligible and partly because if events are to be thought
of as constructs reference to them might become undesirably eliminable; and
that he would think of them as non-composite rather than composite, since if
they were composite with respect to participating items the participation in an
event of certain items would seemingly be essential to the identity of the
event in question (that event would not be differently compounded); and I
suspect that Davidson would not favor essential connections of that sort. But I
suspect that not everyone would incline towards the same set of answers; and I
would certainly want to ask whether, if events are non-composite there is any
guarantee that one and the same event could not be both a kick administered by
Shem to Shaun and a buttering of toast by Jones. F(4). PREPOSITIONS AND
VERB-DEPENDENCE Unfortunately we are not yet in the clear, since to my
mind, new trouble starts with Davidson's claim with regard to the beneficial
results of treating prepositions as having, so to speak, a life of their own
which does not just consist in being an appendage to a verb. This idea has two
interpretations, one innocuous and one far from innocuous. The innocuous
interpretation would tell us that such a sentence as "James flew to
Jerusalem" may be variously parsed; it may be parsed as "James
[subject] flew to Jerusalem [predicate]", or as "James [subject) flew
to [verb-phrase] Jerusalem [object]*, or again as "James [subject] flew
[verb] to Jerusalem [adverb]". We not only can but must avail ourselves of
such varieties of parsing, if we are to provide ourselves with the inferences
we need. If, however, it is being suggested that the preposition 'to' is not
merely grammatically separable from the verb 'fly', but is semantically
independent of it, then we should hesitate; for the appearance of a preposition
signifying direction may well presuppose the presence of a directional verb in
some dress or other. Such phrases as "was done to Jerusalem" or
"did it to Jerusalem" would not be intelligible unless a directional
verb is thought of as covertly present. I think it can be seen that what
I am now taking to be a Davidsonian analysis of action commits us, either
invariably or all too frequently, to just such unwanted unintelligibilities.
The simplest and most natural version of such an analysis (not quite Davidson's
version) for the sentence, *Shem kicked Shaun violently on the left shin in the
bathroom", would, to my mind, run as follows. "There is an x such
that x is a kicking, and x is done by Shem, and x is done to Shaun, and x is
done on Shaun's left shin, and x is done violently, and x is done in the
bathroom". It seems to me that many, if not all, of the adverbial
prepositional phrases contained in his analysis are verb-dependent; their
intelligibility depends on the idea that they attach to x quả kicking, in which
case reference to 'kicking' is not eliminable. The recurrent participle 'done'
is not an inflection of an action-verb; it is, or would be, but for stylistic
considerations, an inflection of a pro-verb; only stylistic barriers prevent
our replacing it by the word "some-whatted", which plainly is not a
word which invokes a restriction on an attendant adverb; "violent qua
somewhatting' is not the name of a special dimension of violence. Similarly
kicking of Shaun, kicking on Shaun's shin, are modes of kicking, but not modes
of somewhatting. So 'kicking vio-lently' or 'kicking on the shin' cannot be
treated as expressing a conjunction of kicking and doing something -ly (ф-wise); a concealed reference to kicking will be
contained in the interpretation of -ly (ф-wise).
The drift of my argument could perhaps be summarized as follows: (1)
'Violence' is not the name of a common feature of (say) sneezes and be-ratings
of one's wife; sncezes are violent qui sneezes, beratings are violent qua
beratings; and only in riddle-mongering are these to be taken as com-parable.
(2) So 'sneezing violently' does not signify a conjunction of 'sneezing'
and 'doing something violently', only at best a conjunction of 'sneezing'
and 'doing something violently quâ sneezing'. (3) So 'conjune-tive analysis',
of, 'sneezing violently' fails; but nevertheless 'sneezes vio-lently' entails
'sneezes'. (4) So the problematic entailments are not in gen-cral accounted for
by a Davidsonian analysis of action-sentences; if a general account of them is
to be given, it must be one of a different sort. The point can, perhaps,
be made even more strongly. Let us imagine that at dawn on New Year's Day,
1886, an event e took place in which: (I) The notorious pirate Black Jack
perished The Governor of Malta hanged
Black Jack, and thereby Rid the Mediterranean of its most dangerous seafarer, Black Jack, and Humiliated the Sultan (Black
Jack's master). Let us now recast this motion into the proposed canonical form
(with some omissions): There is an x such that (x is a perishing and x is
of Black Jack, and x is a hanging and x is by the Governor of Malta and x is of
Black Jack, and x is a ridding and x is by the Governor of Malta and x is of
the Mediterranean and x is of Black Jack, and x is a humiliating and x is by
the Governor of Malta and x is of the Sultan). Rearranging the
conjunctive clauses a little we arrive at: There is an x such that (x is
a perishing and x is a hanging and x is a ridding and x is a humiliating and x
is by the Governor of Malta and x is by the Governor of Malta and x is by the
Governor of Malta and x is of Black Jack and x is of Black Jack and x is of
Black Jack and x is of the Mediterranean and x is of the Sultan). Or
should recurrences of phrases involving 'by' and 'of' be omitted? Or retained
with differentiating subscripts worn by 'by' and 'of" (e.g., "by,,
'byz', 'by'; 'off, 'ofz, and so on)? And if so, on what principle should the
subscripts be distributed? There are several attendant problems and
discomforts. The occurrences of 'by', and some of the occurrences of 'of", seem
to signalize a projection into the real world of certain grammatical features,
those of being subject or objcet of some verb, which would primarily attach not
to things but to words. Then, once the objectifying transference is achieved, the things or
people referred to (e.g., Black Jack, the Sultan) become detached from the
operation and occurrences signified by the originally associated verbs; so that
now it becomes impossible to decide whether it is Black Jack or the Sultan who
has been hanged, or who has been humiliated. There are no visible principles
for the 'disambiguation' of preposi-tions, a feature which may perhaps arise
from an extensional conception of asymmetrical relations as ordered couples
without any connotational relation to fix the membership of each couple. G.
Towards an Alternative Account of Events G(I). EVENTS AND
'HAPPENSTANCES': VON WRIGHT'S IDEAS RESUMED We might now, perhaps,
profitably take a closer look at the views of von Wright. As Davidson remarked,
von Wright sees events as transitions between (ordered couples of) an initial
state and a terminal state; and, in view of the uncertainty attending the
identification of the class of events, it may be worth our while to expand this
idea a little. My strategy will be first to display, with illustrative
comments, some apparatus which might be useful in presenting a viewpoint akin
to that of von Wright; second, to endeavor to put a finger on some weak spots
in Davidson's position; and third to consider the possibility of putting the
aforementioned apparatus to work in the formulation of a constructivist account
of events. First the apparatus. Let 't' [*t,', 'tz'] represent times
(moments, instants). Let 'ф' [*Ф,', 'ф' represent an attribute which
falls under a determinable admitting of variations in degree or magnitude:
provision for general attributes other than such determinables, like color, the
specifications of which do not differ in degree but rather in kind or sort,
could easily be made. A. (1) (2) represents "up to
t' represents ' into t'. (3) 中 小 represents ' out of t'
[from t onwards). ¢ (4) (5) →1 ¢ В. (6) '<ф', '=ф', " >ф' represents '& from t' [@ after t).
represents '$ through t'. represent "below 'within
the limits of ' above respectively. C. (9) (10)
(11) (12) D. (13) (14) →t <ф →t り♪
→t <中 t t 1
d t 1 中 中 t→ 中> t- 中ン >ф 中2 12 ф2 represents 'rising through $ at t
represents 'falling through & at t'. represents 'peaking through @ at
t represents 'bottoming with d at t'. represents 'rising from d, to 2
within determinable A, from ty to t'- represents 'falling from d, to z
within determinable A, from t, to 1'- E. (15) A represents a determinable
(e.g., velocity). (16) A- m+ Acn, A»n represent a sub-determinable
of A [e.g., 'a speed of from 40 to 50 mph', 'a speed of less than 50 mph', 'a
speed of more than 50 mph']. (17) A, represents a precise determinate of
A. COMMENTS We are now, it seems in possession of an apparatus which is capable of
representing a certain subelass of what I shall call 'basic events', one which
consists of transitions of a subject item between contradictorily opposed
states, like being fat and not being fat, or not being 6 feet tall and being 6
feet tall. Let us say that such events as these are 'metabolically
expressible'. Metabolically expressible
transitions, however, will include not only instantaneous contradictory
changes, but also persistent states, like sitting on a bench at noon; the
apparatus is equipped to express such absences of change in the notation of A
(5). Let us press a linguistic barbarism "hap-penstance" into service
to cover not only basic events which are changes but also those which are
persistences. It is not clear to me whether Davidson's category of events is
supposed to include happenstances which are not changes. The class of basic events could
be, and I think should be, thought of as including not only instantancous
transition between contradictorily opposed states, but also time-spanning
(periodic) transitions between contrarily opposed states (e.g., being 4 feet
tall and being 5 feet tall), for the representation of which the patterns
listed under (D) will be brought into play. Only thus can we hope to
accommodate such events as journeys from San Francisco to New York. [Perhaps
one might think of such transactions as being a compact infinite sequence of
instantaneous transitions.] In the case of periodie changes between contraries @,
and dz, there will frequently be an indefinitely large plurality of alternative
paths which such a change might follow. It will be necessary to make provision
in the characterization of some such changes fro the expression of conditions
which restrict admissible paths to a subclass of, or even to an individual
instance of, the paths which are initially available (as flights are restricted
to paths which are aerial). It will, I think, have to be allowed that not all
events are basic, some events will not be metabolically expressible as
consisting of transitions through a sequence of opposed states. But this
admission need not lead us to abandon the idea that basic events are the
primitive model for the class of events as a whole, nor even the idea that
events which are non-basic derive their status as events from their connection,
in one way or another, with events which are basic. One way, for example, in
which a non-basic event a might be connected with basic events B,, Bz,.. .
might be via causal connection; a consists in a causal connection between its
subject-item S and one or more basic events, Bi, B2,... which confer both
event-status and temporal position upon a. Obviously, an examination of
possible modes of dependence of non-basic events on basic events would be a
pressing task for a metaphysician. (6) Should objection be raised to my shift
from talking about predicates to talking about attributes, my immediate reply
would be twofold. First, that unless there are insuperable objections to the
shift, it is extremely desirable to make it. Second, that if the primary
objection to the change is that criteria of individuation for attributes are
problematical, this objection may well not be insuperable. For example, one
might hold (a) that attributes are signified by theoretical predicates in the
relevant branch of theory, (b) that there is in general no difficulty in
distinguishing one theoretical predicate from another, and (c) that several
'vulgar epithets', which intuitively, are not perfectly synonymous with one
another, may be legitimately mapped onto a single theoretical predicate, since
the theorist will attempt to capture not all but only some aspects of the
intuitive meaning of the epithets which in ordinary speech correspond to the
predicates of his theory. As a tailpiece, it may be remarked that, in
many cases, what are to be counted as actions are realized not in events or
happenings, but in nonevents or non-happenings. What I do is often a matter of
what I do not prevent, what I allow to happen, what I refrain from or abstain
from bringing about-what, when it comes about, I ignore or disregard. I do not
interrupt my children's chatter; I ignore the conversational intrusions of my
neighbor; I omit the first paragraph of the letter I read aloud; I hold my fire
when the rabbit emerges from the burrow, and so on. In many cases, my
abstentions and refrainings are at least as energy-consuming as the positive
actions in which I engage; and their consequences (as for example, when I do
not sign exemptions from penalties) may be equally momentous. Often when my
actions do involve physical behavior, that behavior is distinguished more by
what it does not include than by what it does include; those who preceded the
Good Samaritan on the road certainly passed by the injured traveler. So a
movement may go equally with not doing things and with doing them. Such
omissions and forbearances might prove an embarrassment to Davidson if the
thesis that actions are a subclass of events is to be taken seriously. For he
might be forced into the admission of negative events, or negative
happenstances, with one entity filling the 'event slot' if on a particular
occasion I go to Hawaii (or wear a hat) and another entity filling that slot if
on that occasion I do not go to Hawaii (or do not wear a hat). G(2). THE
POSSIBLE AVOIDABILITY OF CITED DRAWBACKS AND GLIMPSES OF A CONSTRUCTIVIST
TREATMENT I come now to the question whether the complications generated
by Davidson's proposal are avoidable. It is my view that they are, indeed, that
there was never a need to introduce them. One of the avowed purposes, though
not the only such purpose, of Davidson's analysis was to provide an explanation
of certain patterns of valid inference relating to events, in particular of
those inferences connected with *variable polyadicity". I doubt if the
analysis does provide an explanation of these inferences, though it may well
provide a general classification of some or all of them; that, to my mind, is
not the same thing. My doubts may be illustrated by a pair of examples: (a) the
statement Martha fell into a ditch, from which it follows that Martha fell, and
(b) the statement Martha fell into a trance, from which this conclusion does
not follow. It seems to me that the question whether the logical form of one or
other of these initial statements is such as to conform to Davidson's pattern
of analysis turns on the question whether the initial statement does or does not
entail Martha fell, and that, this being so, an exposure of the logical form
cannot explain, though it may help to classify, the inference should it in fact
hold. To explain the inference, it will be necessary to show why it holds; and
this has not so far been done. I think one might come nearer to an
explanation of the inference from Martha fell into a ditch to Martha fell if
one observed that Martha fell into a ditch does, while Martha fell into a
trance does not, offer us what I might call a "specificatory
modification" of Martha fell; it purports to tell us how, in what
circumstances, in what context (or such-like) Martha fell, and in virtue of
that fact it presupposes, or involves a commitment to, the truth of the
statement that Martha fell. Since, in my view, there is no uniquely correct way
of specifying the logical form of a statement (the logical form of one and the
same statement may be characterized with equal propriety, in different ways for
different purposes) it may even be that one characterization of logical form of
a conjunctive statement is that of providing a specificatory modification of
one of the conjuncts; John arrived and Mary departed might be seen as embodying
the attachment of an adverbial modifier ("and Mary departed") to the
initial conjunct. It also seems to me that deployment of the idea of
specificatory modification would dispel the embarrassments which were noted as
arising from the verb-dependence of certain adverbs; whether or not violence in
sneezes is the same feature as violence in swearing, 'sneezes violently' or
'swears violently' will offer specificatory modifications, respectively, of
sneezing and swearing. On the assumption that the problems which
originally prompted Davidson's analysis are at least on their way towards
independent solution, we may now perhaps turn out attention to the possibility
of providing a constructivist treatment of events which might perhaps have, for
some, more intuitive appeal than the realist approach which I have been
attributing to Davidson. We begin with a class H of happenstance-attributions,
which will be divided into basic happenstance-attributions, that is,
ascriptions to a subject-item of an attribute which is metabolically
expressible, and non-basic happenstance-attributions, in which the attributes
ascribed, though not themselves metabolically expressible, are such that their
possession by a subject-item is suitably related, in one or another of a number
of ways yet to be determined, to the possession by that or by some other subject-items,
of attributes which are metabolically expressible. The members of class H may
be used to say what happens (or happens to be the case) without mentioning or
talking about any special entities belonging to a class of happenings or
happenstances. The next stage will involve the introduction of a
Reichenbach-type operator (like "consists in the fact that") which,
when prefixed to a sentence S which makes a happenstance-attribution to a
subject-item, yields a predicate which will be satisfied by an entity which is
a happenstance, provided that S is true, and provided that some further
metaphysical condition (not yet identified) obtains which ensures the
metaphysical necessity of the introduction into reality of the category of
hap-penstances, thereby ensuring that the 'new' category is not just a class of
convenient fictions. In the light of my defense of Reichenbach against
Davidson's attack, I can perhaps be reasonably confident that this metaphysical
extension of reality will not saddle us with any intolerable paradox.
What the condition would be which would justify the metaphysical extension
would remain to be determined; it is tempting to think that it would be
connected with a theoretical need to have events (or happenstances) as items in
causal relations, or as bearers of other causal properties; while 1 would be
disinclined to oppose this idea, I could wish to sound a note of caution.
Events do not seem to me to be the prime bearers of causal prop-erties; that I
think belongs to enduring, non-episodic things such as sub-stances. To assign a
cause is primarily to hold something accountable or responsible for something;
and the primary account-holders are substances, not events, which are (rather)
relevant items which appear in the accounts. I suspect that a great deal
of the current myopia about causes has arisen from a very un-Aristotelian
inattention to the place of Substance in the conception of Cause. G(3).
ESSENTIAL CHARACTERIZATION OF EVENTS If the suggestions which I have just
been outlining should find favor, and events are admitted to reality as
constructed entities, it it to my mind tempting to go one step further; this
step would involve treating the attributes formed with the aid of a
Reichenbachian operator not merely as attributes which happen to be used in the
metaphysical construction of events, but as attributes which are constitutive
of and so belong essentially to the events in the construction of which they
are deployed. The death of Julius Caesar will be an entity whose essential
nature consists in, or at least contains, the attribute being an event in which
Julius Caesar died; in which case that particular event could not conceivably
have lacked that attribute, even though there may be many other attributes
which it in fact possesses but might have failed to possess, like the attribute
of being the cause of the rise of Augustus. A decision with regard to the
suitability of this further step is, I think, connected with the view one takes
with regard to the acceptability of one or both of two further ideas. First,
the idea that for an item x to be a genuine particular there must be a
distinction between (i) what x is in itself (intrinsically) and (ii) how x is
related to other things, and also a distinction within what it is itself
between what it is essentially and what it is accidentally or non-essentially.
Without satisfying these dis-tinctions, x will be characterless, and any
features attributed to it will be no more than pale and delusive reflections of
verbal descriptions which, in a nominalistic fashion, are thought of as
applying to it. Second, the idea that the possession of an essential attribute
is achieved only as an aspect of the metaphysical construction of the item
which possesses it (or of the category to which that item belongs); or perhaps
(less drastically) that only in the case of constructs are essential
characteristics unmistakably evident (waiting, so to speak, to be read off),
whereas, in the case of non-con-structs, though such characteristics may, or must,
exist, their identification involves the solution of a theoretical problem. A
combination of the strongest affirmative answers to these questions would yield
the possibly wel-come, possibly unwelcome, doctrine that particulars as such
are necessarily constructs; other combinations of answers would lead to milder
positions. H. Actions and Events H(I). THE SPECIAL CHARACTER OF
ACTIONS I begin with two preliminary observations. First, I am inclined
to extend to actions the kind of treatment which in the previous section I was,
somewhat tentatively, advocating with respect to events or happenstances,
namely that one should not merely accord to them an internal as well as an
external or relational character, but that within their internal character
(what they are like in themselves), we should distinguish what they are like
essentially from what they are like accidentally. As I have indicated, I
suspect that this move may be required both by the invocation of a distinction
between internal and external character, and by the supposition (if we make it
as 1 am inclined to do) that actions, no less than events, are metaphysically
constructed entities. But even if my theoretical suspicions are unfounded, I
think my essentialist inclinations with regard to actions would survive. I also
regard them as independent of the yet undecided identity question about actions
and events. I do not, of course, expect Davidson to look with a favorable eye
on such inclinations. Second, when Davidson addresses the question of the
nature of agency, he suggests that two ingredients are discernible; the first
of these is the notion of activity; in action the agent is active what comes
about is something which is made by him to come about, of which he is the
cause; the second ingredient is that of purpose or design or intention; what
comes about comes about as he meant or intended it to come about. This seems to
me to be substantially correct, though I am inclined to think that there is a
somewhat more illuminating way of presenting it which I shall later attempt to
provide. In the meantime, what these ingredients seem to me to indicate is an
intimate connection between agency and the will, which I am inclined to explore
directly. Again, I suspect that Davidson and I might here part company, on
account of his hostility to so-called 'acts of will'. How then should we
see application to the nature of agency of the idea that its essence consists
in the exercise of will, at least so far as paradigmatic examples are
concerned? Non-paradigmatic cases will be briefly considered later. I am, and
what 1 do is, in paradigmatic cases, subject to my will. I impose my will on
myself, and my actions are acting only insofar as they are the product of this
imposition. This imposition may take various forms, and may relate to various
aspects of or elements in the deliberation process. In many cases
explicit exercise of will is confined to the finding of means to the
fulfillment of some already selected end. Such cases are relatively undramatic,
and are also well-handled in some of the philosophical litera-ture, as for
example by Aristotle in the carly chapters of Eth. Nic. If. But sometimes what
goes on is more dramatic, as when one needs to select an end from one's
established stock of ends, or when the stock or ends itself has to be in some
way altered, or (perhaps most dramatically) when an agent is faced with the
possibility of backsliding and following the lure of inclination rather than
the voice of reason or principle. Particularly in such cases as the last, what
takes place in action (paradigmatically) is essentially part of a transaction
between a person and a person; I, as a person, treat myself as a person and
communicate with myself as a person. The seemingly problematic character of the
kind of relation to myself which is evident in action has led some philosophers
to separate the participants in such dialogue, as Plato distinguished the
rational, appetitive, and spirited elements as distinct parts of the soul; and,
again, as Aristotle distinguished the rational parts, one which is rational in
the sense of being capable of listening to and following reason, and one which
is rational as having the capacity to give reasons and determine rational
behavior. But Aristotle hedged on this point, and it seems to me that we do not
want a divided self here. Our self-direction is the direction of a whole self
by a whole self. Our internal dialogue contains different sorts of
elements; we may counsel ourselves, as when my Oxford tutor, called on the telephone
by someone who was plainly a woman, said aloud, "Now keep your head,
Meiggs" We may impute responsibility to ourselves for actions or
situations, sometimes laudatorily, sometimes chidingly, sometimes in a neutral
tone. Primarily the language of our self-direction is forensic; the way in
which I impose my will on myself is by self-addressed commands. I lay down what
is required of me, by requiring it of myself; I am, so to speak, issuing edicts
to someone who in standard circumstances has no choice but to obey. I say
"in standard circumstances", which are those in which I have
authority over myself, and am responsible for myself. It seems to me arguable
that the conception of myself as directing myself is comprehensible only
against a background of situations in which I am in a position to direct
others. Analogues of relationships with others, which will entitle me to
direct others, have to hold in my relations with myself for me to have
authority over myself. Failure of trust in myself, for example, either because
I regard myself as incompetent to look after myself, or alternatively as
unwilling, because of self-hatred, so to do, will undermine this authority. So
self-love and self-concern would be indispensable foundations for
self-direction; only the assumption of these elements will enable me to justify
to myself the refusal to allow myself indulgences which, in my view, would be
bad for me. I may in conclusion remark that I do not see any prospect of
thinking of the story of internal dialogue, self-addressed commands, and
authority and commitment as being a picturesque representation of the kinds of
causal sequence of desires, beliefs, and intentions of which I think Davidson
would suppose agency to consist. The forensic language seems to get no
foothold. However, when we come to non-paradigmatic cases of action, the
situation is different. Provided that the cases of action in which will is
recognizably present are taken as paradigmatic, it is possible by a procedure
which I shall in a moment outline, to regard a multitude of performances in
which will is not recognizably present as having a license to be counted as
actions. H(2). ARE ACTIONS A SUBCLASS OF EVENTS? The foregoing
discussion of the essential character of action exerts, I hope, some force
towards loosening the grip of the idea that actions are to be thought of as a
special subclass of events (or happenstances), but I do not think that it
provides an argument which would settle whether or not this idea is correct,
its force seems to be to a considerable degree rhetorical. Such an
argument, however, seems at least at first sight to be available.
Consider Nero's activities when Rome burned. One of the things which he could
certainly be said to have done was to produce a sequence of bodily movements
which, given that he was wielding a bow and fiddle, resulted in the passing of
the bow across the strings of the fiddle and in a consequent flow of sounds.
But there were at least two further things which Nero could be said to have
done on this occasion: one is to have given a performance of the formidably
difficult Seneca Chaconne, and the other is to have displayed his contempt for
the people of Rome. Now it may be that we are free to regard the passage of the
bow across the strings and the sounds thereby generated, or even perhaps Nero's
production of these phenomena, as a sequence of events, but it does not look as
if we are free to identify these events either with Nero's performance or with
Nero's display of con-tempt, or to identify one of these last things with the
other. Nero's playing of the Chaconne was (for all we know) masterly and
profoundly sensitive, while his behavior vis-à-vis the people of Rome was
callous, squalid, and hideous in the extreme; these items are therefore
distinct from each other, and also distinct from the physical events involving
Nero's body, bow and fiddle, which can hardly be said to have been either
masterly and sensitive or callous, squalid, and hideous. I fear the
question at issue is not quite so easily settled, as the following response
perhaps demonstrates. First, the epithets ('masterly', 'sensitive",
'callous', 'hideous', etc.) which are, in the example given, applied to what
Nero did (however that may be variously described) are all resultant or supervenient,
and the features upon which they depend are the specific characteristics of
what Nero did, viewed as a fragment of conduct or as a performance. Second,
description of what Nero did may simultaneously fulfill two roles, a
referential role and a descriptive role. Such combinations are commonplace in
ordinary discourse. To say, for example, "Robert's mother would not
denounce him to the police" both refers to a particular lady, and at the
same time gives a description of her which explains or is otherwise relevant to
the presence or absence of the phenomenon mentioned in the predicate.
Similarly, specifications of Nero's activity as a fiddler or as a moral agent
may serve both to pick out that activity and to do so in a way which is
relevant to what is being said about it. Third, where we find occurrences in a
single sentence of more than one description fulfilling such a duality of
roles, there is in general nothing to prevent the plurality of descriptions
from being co-referential; "The composer of the San Francisco Sonata would
hardly have forgotten how it goes, and the winner of the Pacific Piano Prize
would hardly be unable to play the work" may involve a reference to a
single person, Joe Doakes. Finally, the evaluative epithets which are applied
to Nero's productions are not inconsistent with one another, and so might truly
attach to a single item; sensitivity (and so aesthetic beauty) may be combined
with moral hideousness. Nothing then prevents a single item, namely a certain
sequence of bodily movements, from being also a certain sort of performance and
a certain sort of conduct; nor from being, in each of these capacities (quâ
each of these things) differently describable. Such an item may be, quâ
performance sensitive and, quâ conduct, hideous; qua bodily movement, however,
it is neither of these. It is in such a fashion that the example should be
interpreted. I can, however, think of a line of argument that might be
invoked, with possibly better prospects of success, to establish the
non-identity of actions with events, in particular with bodily movements. This
argument begins with the suggestion that if we wish to identify the central, or
essential, character of some kind of item, we should attend to the question why
we are interested in items of that sort, and in particular what kind of theory
or system we envisage items of that sort as belonging to, and what purpose we
consider such a theory or system to serve. In the case of actions, a plausible
answer seems to lie in the idea that we are concerned with particular
(individual) actions as being crucial to a no doubt complex array of procedures
for evaluating people as agents— attention to human actions is the product of a
concern to determine in a systematic way what people (including myself are like
on the basis of what they do. The notion of action, therefore, will be what is
required for actions to provide within the framework of a theory of conduct, a
basis for the assessment of the agents to whom they are imputable. But for that
purpose the all-important elements are the presence of will directed towards
the realization of a state of affairs specially associated with the action,
accompanied perhaps by belief or conviction that that state of affairs has
been, or is being realized; whether the realization is actually forthcoming
seems to be, in comparison, relatively unimportant as far as moral assessment
is concerned, though it may be of greater consequence in other related forms of
assessment, such as legal assessment. As Kant wrote in the Grundlegung, *Even
if it should happen that owing to the special disfavour of fortune, or the
niggardly provision of a step-motherly nature, this will should wholly lack
power to accomplish its purpose, if in its greatest efforts it should yet
achieve noth-ing, and there should remain only the good will (not, to be sure,
a mere wish, but the summoning of all means in our power), then, like a jewel,
it would still shine by its own light, as a thing which has its whole value in
itself" ", (Abbott edition, p. 11). And, no doubt mutatis
mutandis something comparable could be said about the bad will. If
then, the theoretical interest of actions is detached from the execution or
achievement of actual events, it will be reasonable to determine the conception
of action in such a way that performing an action is distinct from, and does
not require, the actuality of the events or states of affairs which an agent
wills or believes himself to have realized; in which case particular actions
will be distinct from and will not require, bodily movements or
event-sequences. Indeed we should regard the determination of the
categorial features of action as belonging to where Kant would have placed it;
belonging, that is, not to the Philosophy of Language but to the Metaphysics of
Morals. It is not clear to me that this mode of conception of action is
accommodated by Davidson's treatment of action. H(3). THE POSSIBILITY OF
A COHERENTLY FORMULATED DISTINCTION BETWEEN ACTIONS AND EVENTS
Rather than pursue the question whether such arguments as the one which I have
just outlined are successful in establishing the distinctness of actions from
events, I shall attend, instead, to the question whether one who accepts this
distinctness has a fully coherent story to tell. I shall consider this topic in
a series of stages: (a) If we are to commit ourselves to the idea of
distinguishing actions from events, I think that we should state more precisely
than has so far been done just what it is to which we are referring when we
speak of actions. One possibility is that we should be talking about
action-types, or (as 1 should say) agenda (*things to do"); it will be
agenda which, in deliber-ation, we consider adopting, and one or more which,
when a decision comes, we actually do adopt. It is conceivable, though not
perhaps man-datory, that we license the possibility that different persons may
deliberate upon, and in this end adopt, one and the same agendum (e.g., to vote
for the re-election of the President, or to compete in the Indianapolis 500).
But there are two further possibilities, both of which might justifiably be
regarded as particular actions (actions-instances) incapable of being shared by
more than one agent. One of these would be examples of the adoption, by a
particular person on a particular occasion, of an agendum, whether or not such
adoption is completed, or realized, in the realm of events; such
action-instances might be called "open" action-instances. The other
possible kind of action-instance would be completed action-instances, where
realization in the realm of events is demanded. In neither case, however, will
it be legitimate to regard the action-instance as identical with an event
(hap-penstance) which realizes it. (b) A further extremely important
possibility is visible when we turn our attention to what 1 am treating as
non-paradigmatic cases of action. These cases involve the very large class of
action-surrogates, which are bodily movements or (alternatively) the making by
us of bodily movements, such items being properly deemed to be, or countable
as, actions even though (strictly speaking) they are not, at least if they are
bodily movements, actions at all. (I shall revert in a moment to the question
whether such items are movements, or are makings of movements.) I presume that,
in designing the Universe or at least the living segment of it, the imaginary
Genitor would be governed by a principle of providing for the highest possible
degree of Economy of Effort; such a procedure would not only make his work more
elegant, but would be beneficial to the creatures under construction, on the
assumption that calculation and concentration of attention involve effort, and
that there are to be limitations on the quantity of effort of which a creature
is capable at any one time, with the result that the less the effort which is
expended, the greater the reserve which is available for emergencies. At least
three varieties of unreflective performance might be available in sufficiently
advanced creatures as substitutes for paradigmatic reflection and calculated
activity: (1) What were once natural (instinctual) performances which then
later came to be understood, the reasons for their presence having become
apparent and, perhaps, the performances themselves having been in consequence
modified. It is on this model that Aristotle, I think, interpreted the relation
between natural virtue and virtue proper. (2) Examples when certain forms of
behavior have become "Second Nature", without the knowledge on the
part of the exhibiting creature of the justification for that behavior. It was
in this kind of way that English Public Schools used to foster morality, by
beating the boys who broke the rules. (3) Examples in which the behavior which
has become Second Nature has become so after, and normally because, the
justification for such behavior is understood, and close attention to such
justification can in many cases be relaxed; habit will do what is needed.
Perhaps Aristotle's suggestion that we study Ethics in order to be good is
based on the idea that type (2) Second Nature, should be if possible replaced
by type (3) Second Nature, since only if the underlying justifications of
decent behavior are fully recognized by the agent can he earn full credit for
the behavior in question. Items which are action-surrogates no doubt owe their
status to the fact, or presumed fact, that should an agent encounter
difficulties or complications a further reflection machincry may be usually
counted on to be called into operation; indeed part of treating people as responsible
persons consists in presuming this to be the case; and unless an agent is
thought to be under special stress, or to be temporarily or permanently
mentally infirm, a failure of this recall to occur tends to be treated as a
case of unconscious bad motivation. It is, I hope, also clear that though
movements or movement-makings may be properly counted as, or deemed to be,
actions of a certain sort, they are not, strictly speaking and in fact, actions
of that sort. A certain Oxford college was once embarrassed by a situation in
which its newly elected Provost wished to house in his lodgings his old and
dearly beloved dog, but in the way of this natural step stood a College statute
forbidding the keeping of dogs within the College. The Governing Body ingeniously
solved this problem by passing a resolution deeming the Provost's dog a cat. It
could only be deemed a cat if it were in fact not a cat. So with actions and
action-surrogates. (c) If an agent does an action, either
paradigmatically or via an action surrogate, what he does is something of which
he is the cause; that this is so lies at the heart of the concept of agency.
But we need to exercise care in the interpretation of the word 'cause'. We need
to get away from the kind of employment of the word 'cause' which has become,
these days, virtually de rigueur in philosophy [viz., one exemplifying an
event-relating, mechanistic, Hume-like conception] into a direction which might
well have been congenial to Aristotle. Actions which we perform have ends, which
may or may not involve further ends, and which, as Aristotle was aware, may be
the expected results or outcomes of actions of which they are the ends, or,
again, may themselves be actions, either the same as or different from those
whose ends they are. When someone has a preferential concern for some end which
would be served by a given agendum, he has cause to perform, or realize, that
agendum; and if the agendum is performed by him because he has cause to perform
it, then the action is something of which he is the cause, and is explained
(though non-predictively explained) by the fact that he had cause to perform
it. States which have as their 'intentional' objects propositional
contents, or states of affairs more or less closely related to propositional
contents, may be divided into (i) those which are factive (those like
knowledge, whose instantiation requires the truth, or actuality, of their
intentional objects), (ii) those which are counterfactive, like being under the
delusion that, which requires the falsity, or non-actual-ity, of their
intentional objects, and (iti) those, like belief and hope, where instantiation
of the state leaves it an open question whether the intentional object is true
or actual, or not. Hume-type causation is factive, having cause to is
non-factive, and being the cause of one's own action is factive, but factive in
a special way which is divorced from full predictability. We might then say
that the uses of 'cause' which are most germane to action are either
non-factive ('cause to') or only in a special non-predictive way factive (like
'x was the cause of x's A-ing'). We might also say that, in our preferred mode
of conception, actions (like giving Jones a job) are non-factive, in that the
performance of this action does not guarantee that Jones actually gets a job.
We might also say that, when a particular sequence of movements issues from, or
flows from (in a typically unreflective way), an action which an agent has
performed, and so realizes that action, the agent has caused,, or is the cause,
of, the movements in question. (The numerical subscript will shortly be
explained.) There may indeed be more than one kind of factivity. The kind
of factivity which 1 have been discussing might be renamed 'inflexible factivity';
if state s is inflexibly factive, every instantiation of it will require the
truth or actuality of , its intentional-object. But there may be states which
though not inflexibly factive, are flexibly factive, that is to say, states
whose instantiation on any occasion require the general, or normal, or standard
truth or actuality of intentional objects of states of that'sort; in such
cases, though, truth or actuality of an intentional object of an individual
instantiated state is not guaranteed; it may be presumed as something which
should be there in the absence of known interference-factors. It is likely, I
think, that the items with which we are here specially concerned, like actions
and causes (to), though not inflexibly factive are flexibly factive; actions with
individual non-realization are possible only against a background of general
realization. If this were not so, the 'automatic' bodily realizations which
typically supervene upon adopted agenda might not be forthcoming, to the ruin
of the concept of action. (d) I have not yet addressed question whether
the items which provide the final realization of actions, and so on occasion
function as action-surrogates, are to be supposed to be bodily movements (or
sequences thereof) or, alternatively, the makings of such bodily movements
(items which we might call 'geometrical' as distinct from 'vulgar' actions). It
is my view that this will turn out not to be a question of the highest
importance. As we have noted, the sequences of movements involved in the
realizations of vulgarly specified actions tend, on the vast majority of
occasions other than those in which an agent is learning how to perform some
vulgar action, to appear 'automatically' and unreflectively, without attention
to the geometric pattern of the movements being made; indeed the acquisition of
such unreflective capacities lies at the core of learning how to live in the
world. On such occasions, therefore, geometrical actions would be performed
through their own action-surrogates, namely the associated bodily movements.
This fact has an important bearing on the classical problem of distinguishing
or refusing to distinguish my raising my arm from my arm's going up. Various
philosophers have looked for the presence, in my raising my arm, of a distinct
occurrence, or at least of a distinct observable and introspectable element or
feature; and in the case of Prichard this idea formed part of his reason for
identifying action with willing. But an example shows this idea to be
misguided. A gymnastic instructor is drilling a squad, and gives the order
"Raise your right arm"; all the right arms are dutifully elevated. He
then says "How many of you actually raised your right arm, and for how
many of you was it simply the case that your arm went up?" The oddity of
this question indicates that raising the right arm involves no distinguishing
observable or introspectible element; all the squad-members were (so to speak)
in the same boat, and they all, in fact, raised their arms. What, then, is special
about raising one's arm or about making any bodily move-ment? The answer is, I
think, that the movement is caused by the agent in the sense that its
occurrence is monitored by him; he is aware of what takes place and should
something go wrong or should some difficulty arise, he is ready to intervene in
order to correct the situation. He sees to it that the appropriate moment is
forthcoming. We have then a further interpretation of 'cause'
('cause", 2), namely that of their being monitored by us, in which
we are the cause, of the movement which we make. (e) It is, finally,
essential to give proper attention to the place occupied by the notion of
Freedom in any satisfactory account of action. The features noted by Davidson
as characteristic of agency, namely activity and purpose (or intention) are
perhaps best viewed as elements in a step-by-step development of the concept of
freedom. We can distinguish such succession of stages as the following: (1)
External, or 'transeunt", causation in inanimate objects, when an object is
affected by processes in other objects, (2) Inter-nal, or 'immanent, causation
in inanimate objects, where a process in an object is the outcome of previous
stages in that process, as in a 'freely moving' body, (3) Internal causation in
living things, in which changes are generated in a creature by internal
features of the creature which are not earlier stages of the same change, but
independent items like beliefs, desires, and emotions, the function (or
finality) of which is, in general, to provide for the good of the creature in
question, (4) A culminating stage at which the conception in a certain mode by
a human creature of something as being for that creature's good is sufficient
to initiate in the creature the doing of that thing. At this stage, it is (or
at least appears to be) the case that the creature is liberated not merely from
external causes, but from all factive causes, being governed instead by
reasons, or non-factive causes. It is at this stage that rational activity and
intentions appear on the scene. Attention to the idea of freedom will also call
for formidably difficult yet indispensable undertakings, such as the search for
rational justification for the adoption or abandonment of ultimate ends;
whatever the difficulties involved in such enterprises, if they are not
fulfilled, our freedom threatens to dissolve into compulsion or chance.
It may be worthwhile to present the issues involved here in a slightly more
detailed way, and in doing so to relate them to the question of the adequacy of
a "desire/belief" characterization of action, to which many
philosophers (including Davidson) are sympathetic. Two initially distinct lines
of argument seem to me to be discernible; they may in the end coa-lesce, but
perhaps they should initially be kept separate. Line (A) runs roughly as
follows: Action (full human action)
calls for freedom in a specially 'strong' sense of 'freedom'. At least at first sight, the
offerings of the desire/belief analysis of action are insufficient to provide
for 'strong' freedom; the most they can give us is a notion of freedom which
consists in the determination of my actions by their recognized conduciveness
to my own ends, rather than by an imposed conduciveness to the ends of others
(com-pulsion), or by the operation of undirected natural necessity. 'Strong'
freedom would ensure that some actions may be represented as directed to ends
which are not merely mine, but which are also freely adopted or pursued by me.
(3) Any attempt to remedy this situation by resorting to the introduction of
chance or causal indetermination will only infuriate the scientist without
aiding the moral philosopher. (4) The precise nature of 'strong' freedom
remains to be determined; but it might perhaps turn out to consist in, or at
least to involve the idea of action as the outcome of a certain kind of
'strong' valuation, which would include the rational selection of ultimate ends
and would, therefore, be beyond the reach of the desire/belief analysis of
action. Line (B) proceeds thus: (1) Action (full human action)
calls for the presence, in at least some cases, of reasons, and these in turn
require that the actions for which they account should be the outcome of
'strong' rational valuation which, in the case of ends, will not be restricted
to valuation by reference to some ulterior end. (2) This last demand the
desire/belief theory is unable to meet, since the ends which it deploys are
treated as pre-given ends of the agent. This feature is not eliminable
within the theory, since the account of rationality offered by the theory
depends on its presence. Taken together, lines (A) and (B) suggest first
that action requires both strong freedom and strong valuation, second that the
desire/belief theory is in no position to provide either member of this pair,
and third that each member of the pair involves the other. A possible
attempt to reduce the desire/belief theory from such attacks should be briefly
mentioned, which might take approximately the following form. In the case of ultimate ends,
justification should be thought of as lying (directly, at least) in some
outcome not of their fulfillment but rather of their presence as ends. My having such-and-such an end,
or such-and-such a combination of ends, would be justified by showing that my
having this end, or combination of ends, will exhibit some desirable feature or
features (for example, in the case of a combination of ends, that the
combination is one which, unlike some combinations, would be harmonious). This will put the desire/belief
theory back in business at a higher level, since the suggestions would involve
an appeal, in the justification of ends, to higher-order ends which would be
realized by having first-order ends, or lower-order ends of a certain sort. Such
valuation of lower-order ends would lie within reach of the desire/ belief
theory. Whether such an attempt to defend the desire/belief theory would in the
end prove successful i shall not here attempt to determine. I shall confinc
myself to observing that the road is by no means yet clear; for seemingly the
higher-order ends involved in the defense would themselves stand in need of
justification, and the regress thus started might well turn out to be
vicious. So, attention to the idea of freedom may lead us to the need to
resolve or dissolve the most important unsolved problem in philosophy, namely
how we can be at one and the same time members both of the phenomenal and of
the noumenal world; or, to put the issue less cryptically, to settle the internal
conflict between one part of our rational nature, the scientific part which
calls (or seems to call) for the universal reign of deterministic law, and that
other part which insists that not merely moral responsibility but every varicty
of rational belief demands exemption from just such a reign. We are to enquire
what metaphysics is, what distinguishes metaphysics from the rest of
philosophy. It seems likely that the question is one which it is particularly
difficult to answer neutrally, dispassionately. Many people think that the
essential task of philosophers is to provide metaphysical doctrines; some even
say that this is the only justification for the existence of philosophers. But many people, including many philosophers, think that all metaphysical doctrines are
spurious; some have even called them meaningless. Metaphysics has a unique
power to attract or repel, to encourage an uncritical enthusiasm on the one
hand, an impatient condemnation on the other.
All the more reason for giving,
if possible, a neutral and dispassionate account. The name of the subject is the name given to
a treatise by Aristotle. And Aristotle described the subject of his treatise as
the science of Being as such, a supremely general study of existence or
reality, distinct from any of the
special sciences and more fundamental than they. He argued that there must be
such a science; since each of the special sciences, besides having its own
peculiar subject matter, made use in common with all the others of certain
quite general notions, such as those of identity and difference, unity and plurality. Such common notions as
these would provide the topics of the general science of being, while various
different kinds of existence or reality, each with its own peculiar features
provided the subject matter of the more departmental studies. The conception of metaphysics as a supremely
general study which is somehow presupposed by the special sciences, is a fairly
enduring one. We find it, for example, though with variations, in Descartes,
Leibniz and Kant. But some metaphysicians could have agreed with Aristotle
about the comprehensive and general and ultimate nature of their subject
without sharing Kant's or Descartes' concern with the foundations of science.
Bradley is an example. He says: 'We may
agree, perhaps, to understand by metaphysics an attempt to know reality as
against mere appearance, or the study of first principles or ultimate truths,
or again the effort to comprehend the universe, not simply piecemeal or by
fragments, but somehow as a whole'. This agrees with Aristotle in contrasting
metaphysics with departmental or, as Bradley would say, fragmentary studies.
The 'attempt to know reality' sounds
something like 'the study of being as such'. And both would agree on the task
of discovering 'first principles'. But Bradley would have ridiculed the idea
that he was concerned to get at the presuppositions or foundations of
science. Some contemporary accounts of
metaphysics sound, on the face of it at least, very different from either of
these. Consider, for example, John Wisdom's description of a metaphysical
statement. He says that a metaphysical proposition is, characteristically, a
sort of illuminating falsehood, a pointed paradox,which uses language in a
disturbing and even shocking way in order to make us aware of hidden
differences and resemblances in things - differences and resemblances hidden by
our ordinary ways of talk-ing. Of course Wisdom does not claim this to be a
complete characterisation, nor perhaps a literally correct one. Perhaps it
should itself be seen as an illuminating paradox. In any case, its relation to
Aristotle's, or Bradley's, account of the matter is not obvious. But perhaps
a relation can be established.
Certainly not all metaphysical statements are paradoxes serving to call
attention to usually unnoticed differences and resemblances. For many
metaphysical statements are so obscure that it takes long training before their
meaning can be grasped, whereas a paradox must operate with familiar con-cepts;
for the essence of a paradox is that it administers a shock, and you cannot
shock people when they are standing on such unfamiliar ground that they have no
particular expectations. Nevertheless there is a connection between metaphysics
and Wisdom's kind of paradox. Suppose we consider the paradox that everyone is
really always alone. Considered by itself, it is no more than an epigram —
rather a flat one — about the human condition. It might be said, at least, to
minimise the differences between being by oneself and being with other people.
But now consider it, not simply by itself, but surrounded and supported by a
certain kind of argument: by argument to the effect that what passes for
knowledge of each other's mental processes is, at best, unverifiable
conjecture, since themind and the body are totally distinct things, and the
working of the mind is always withdrawn behind the screen of its bodily
manifestations. When the solitude-affirming paradox is seen in the context of a
general theory about minds and bodies and the possibilities and limits of
knowledge, when it is seen as embodying such a theory, then indeed it is
clearly a metaphysical statement. But the fact that the statement is most
clearly seen as metaphysical in such a setting does not mean that there is no
metaphysics at all in it when it is deprived of the setting. 'Everyone is really alone' invites us to
change, for a moment at least and in one respect, our ordinary way of looking
at things, and hints that the changed view we get is the truer, the profounder,
view. And part of Bradley's characterization of metaphysics - 'the attempt to know reality as against mere
appear-ance' — seems to herald a general invitation to a general change of
view, which will also be a change to a profounder view. We may surmise,
perhaps, that the attempt to secure that comprehensiveness, which both
Aristotle and Bradley find characteristic of their enquiry, leads often enough
to those shifts of view, expressible in paradox, which Wisdom finds
characteristically metaphysical. But
what exactly is the meaning of the requirement that metaphysics should yield a
comprehensive system of reality? A theory about the nature of reality might be
held to be comprehensive in so far as there were no elements of reality to
which the theory did not apply; and might be held to be systematic if the
propositions comprised in the theory were interdependent; that is to say, if
the proposi-tions of the theory were not divided into a number of independent
groups. An extreme case of something systematic in the required sense would be
a deductive system in which from a limited number of axioms one could derive,
as logical consequences, the remaining propositions of the theory; and it is
notable that some seventeenth-century rationalist metaphysicians thought of
metaphysics as constituting a deductive system. It might be objected that if we
are to understand in this way the idea of a comprehensive and systematic
account of reality, then science as a whole, or even some particular science,
would qualify as metaphysics; for example, physics, which is certainly
systematic enough, might be said to deal with the whole of reality. But this
objection has little force. For though physics might be said to be
concerned with the whole of reality, it could not be said to be concerned with
every aspect or feature of reality. Physical laws may govern, for example, part
of the behaviour of living bodies; but if we wish to know about the way
organisms develop, we have to go, not to the physicist, but to the biologist.
So we can still regard physics as insufficiently comprehensive to qualify as
meta-physics. And though science as a whole might be thought to be
comprehensive, in that every aspect of reality falls under some particular
science or other, nevertheless particular sciences are too independent of one
another for science as a whole to count as a single system. Nevertheless a difficulty remains in drawing
a dis- tinction between metaphysics and
science. It is perhaps not inconceivable that the sciences
mightadvance to a point at which it would be possible to recast the whole of
science as a single system. For example, after enormous strides within biology
itself, it might perhaps become possible to reinterpret the basic concepts of
biology in terms of the concepts of physics, and so represent biological
phenomena as obeying laws which were only special cases of physical laws. What
is here envisaged is, roughly speaking, a very large-scale version of the
unification effected by the Kinetic Theory of Gases, which brought certain
seemingly independent laws concerning gases within a single wider system, by
exhibiting them as special cases of dynamical laws. This result was achieved,
roughly, by thinking of gases as being composed of particles, and redefining,
in terms of the properties of the particles, certain concepts involved in the
laws about gases. Such a unification and systematization of the whole of
science is of course, at present, the wildest of dreams, and may even be
logically im-possible, though it has not been shown to be so. But suppose it were to occur; one would still
surely refuse to call the resulting systematized science, or even the most
general part of it, a metaphysical system.
This refusal would not be the result of mere pre-judice. Just because
the universal systematized science was science, it would not be
metaphysics. For even the most general
and basic laws it contained would ultimately depend for their acceptability
upon the results of observation and experiment in a way which is quite
uncharacteristic of the principles of a metaphysical system. The methods of
science, the tests for acceptability of scientific laws, remain quitedifferent
from the methods of metaphysics and the test for acceptability of metaphysical
principles. So we have here a further question. For even though it is true that
the most general laws or axioms of a unified science would not count as
metaphysics, it is also true that many metaphysicians have thought it at least
a part of their task to lay, or to lay bare, the foundations of science. We
must ask, then, how we are to conceive, or how they conceived, of the relations
between the metaphysical foundations and scientific superstructure. That relation, it is clear, is not to be understood simply as the
relation of the most general to less general laws of nature. Many metaphysicians did not explicitly ask
themselves this question, nor is it clear what answer they would have given if
they had. But there are ex-ceptions. One of them is Kant. He thought there were
certain principles which had a quite special place in knowledge, in that they
stated the conditions under which alone scientific knowledge of nature,
considered as a spatio-temporal system, was possible. These principles were not themselves a part
of science. Rather, they embodied the
conditions of the possibility of science, and of ordinary everyday knowledge
too, for that matter. It was an important part of the metaphysician's task to
discover what fundamental ideas these principles involved, and what the
principles themselves were; and also to prove that they had this peculiar
character. For this was the only kind of proof of which they were sus-ceptible.
Whatever the shortcomings of Kant's doc-trine, it at least gives a clear
meaning to saying that metaphysics is concerned with the presuppositionsof
science, and not merely its most general part.
Yet the shortcomings were important. Kant's fundamental principles
varied greatly in character ; and very few would now agree that they embodied
general presuppositions of the possibility of scientific knowledge. And most
would now be very sceptical of the possibility of establishing any rival set of
principles with just this status. A more acceptable notion might be that of a
body of ideas or principles which were, in something like Kant's sense, the
pre-suppositions, not of scientific knowledge in general, but of a particular
kind of scientific enquiry, or of the science of a particular time. And this
was in fact Collingwood's idea of the nature of meta-physics: the metaphysician
exposed the presuppositions of the science of a particular epoch. Only we need
not, like Collingwood, think of the metaphysician just as an archaeologist of
thought. He might also be, as he has often intended to be and sometimes has
been, a revolutionary, fostering new directions in scientific discovery rather
than uncovering the foundations of scientific remains. This line of thought about metaphysics is not
peculiar to a relatively traditional thinker like Col-lingwood. There is at
least some analogy between his views and those, for example, of Carnap, who was
once a member of the philosophically radical Vienna Circle. Carnap draws a
sharp distinction between questions which arise within a given system of
concepts, or framework of ideas, and questions which are sometimes raised about
that framework or system. Questions of the first sort belong to the field of
some science or of everyday life, and areanswered by the methods appropriate to
those fields. Questions of the latter
sort have traditionally appeared in metaphysics in the misleading form of
questions about the reality or existence of some very general class of entities
corresponding to the fundamental ideas of the system of concepts in question. Thus philosophers have asked whether there
really existed such things as numbers, whether the space-time points of physics
were real, and so on. But such questions can be significantly understood only
as raising the practical issue of whether or not to embrace and use a given conceptual
scheme or framework of ideas. To answer affirmatively, according to Carnap, is
simply to adopt such a framework for use, and hence to give shape or direction
to a whole field of enquiry. Carnap's
view of the matter might seem to make it mysterious that there should be such
things as metaphysical assertions, as opposed to metaphysical decisions. The
mystery could be solved in principle by regarding metaphysicians as engaged in
a kind of propaganda on behalf of some conceptual scheme, the acceptance of
which is obscurely felt to be a presupposition of the development of science in
a particular direction. Like all forms of propaganda, conceptual or
metaphysical propaganda is liable to involve distortion and exaggeration. As
Carnap's remarks suggest, one form which conceptual advocacy is liable to take
is the entering of a strong claim for the status of reality on behalf of some
general class of entities, together with a disposition to deny this status to
other, less favoured things. At
least from Aristotle's time till the end
of the eighteenthcentury, the traditional honorific title for things declared
to be real, or ultimately real, was that of substance. So we constantly find
the entities favoured in any particular metaphysical system being accorded the
rank of substances, while everything else is given some inferior, dependent
status, or is even declared to be merely appearance. The types of entity
favoured in this way have varied enormously. For Berkeley, it was minds or
spirits; for Leibniz, some curious mind-like centres of conscious or
unconscious experience. Hume was inclined to scoff at the whole notion; but in
so far as anything deserved the title, he thought it was individual
sense-impressions and images. For
Spinoza, on the other hand, it was nothing less than everything: the single
comprehensive system of reality, which he called God or Nature. But the best example for the immediate
purpose is provided by Descartes. He, unlike Berkeley and Hume, was a very
scientifically-minded philosopher, with very clear ideas about the proper
direction for science. He seems to have thought that mathe-matics, and in
particular geometry, provided the model for scientific procedure. And this
determined his thinking in two ways. First, he thought that the fundamental
method in science was the deductive method of geometry, and this he conceived
of as rigorous reasoning from self-evident axioms. Second, he thought that the
subject-matter of all the physical sciences, from mechanics to medicine, must
be fundamentally the same as the subject-matter of geometry. The only
characteristics that the objects studied by geometry possessed were spatial
char-acteristics. So from the point of view of science in general, the only
important features of things in the physical world were also their spatial
characteristics. Physical science in
general was a kind of dynamic geometry. Here we have an exclusive preference
for a certain type of scientific method, and a certain type of scientific
explanation: the method is de-ductive, the type of explanation mechanical.
These beliefs about the right way to do science are exactly reflected in
Descartes' ontology, in his doctrine, that is, about what really exists. Apart from God, the divine substance, he recognized just two
kinds of substance, two types of real entity. First, there was material
substance, or matter; and the belief that the only scientifically important
characteristics of things in the physical world were their spatial
characteristics goes over, in the language of metaphysics, into the doctrine
that these are their only real char-acteristics. Second, Descartes recognized minds, or mental substances, of which the essential
characteristic was thinking; and thinking itself, in its pure form at least,
was conceived of as simply the intuitive grasping of self-evident axioms and
their deductive con-sequences. These restrictive doctrines about reality and
knowledge naturally called for adjustments elsewhere in our ordinary scheme of
things. With the help of the divine substance, these were duly provided. It is not always obvious that the
metaphysician's scheme involves this kind of ontological preference, this
tendency, that is, to promote one or two categories of entity to the rank of
the real, or of the ultimately real, to the exclusion of others. Kant,as much
concerned as Descartes with the foundations of science, seems, in a sense, to
show no such prefer-ence. He seems prepared to accord reality to all the
general types of phenomena which we encounter in experience or, rather, to draw
the distinction between the illusory and the real, as we normally do, within
these types and not between them. Yet it is only a relative reality or, as he
said, an empirical reality, that he was willing to grant in this liberal way to
all the general classes of things we encounter.
For the whole world of nature, studied by science, was declared by him
to be ultimately only appear-ance, in contrast with the transcendent and
unknowable reality which lay behind it. So, in sense, he downgraded the whole
of what we know in favour of what we do not and cannot know. But this
thoroughgoing contrast between appearance and reality was perhaps of less
importance to him in connection with science than in connection with morality.
The transcendent reality was of interest to us, not as scientific enquirers,
but as moral beings, not as creatures faced with problems of knowledge, but as
creatures faced with problems of conduct.
Kant was a very ambitious metaphysician, who sought to secure, at one
stroke, the foundations of science and the foundations of morality. The last point is of importance. Though a con-
cern with the foundations of science is, or has been, one impetus to the
construction of metaphysical systems, it is only one among others. Concern with
morality, with the right way to behave, has been scarcely less important. And
other disciplines have contributed to the metaphysical drive. In thenineteenth
century, for example, when history came of age and began to preoccupy
philosophers as science had done in the seventeenth century, metaphysical
systems started to grow out of historical studies. Thus the historically minded metaphysician
searches for the true nature of historical explanation and con-cludes, perhaps,
that the key concept is that of a certain mode of development of human
institutions. Suppose he then extends
this theory beyond the confines of history, maintaining that this same
con-cept, which is, in a certain sense, a concept of mental development,
provides the only true explanation of the whole universe. The result is a comprehensive system something like Hegel's. Hegel honoured
one type of historical explanation by making it the foundation of his system;
and it was this system that Marx turned upside down, making the whole process
of development material instead of mental.
Systems like those of Marx and Hegel had, and were intended to have,
implications regarding human behaviour.
But concern with moral and
emotional, even with aesthetic, requirements may take many different forms. It may take the
form of a desire to provide some transcendental authority, some more than human
backing, for a particular morality: moral conclusions about how we
ought to behave are to follow from metaphysical premises about the nature of
reality. It may take the more general form of a wish to supply transcendental
backing for morality in general. Or it may take the form of a wish to
demonstrate that there is some surpassing and unobvious excellence about the
nature of things, an ultimate satisfactoriness in the universe. Spinozaprovides
another example of the first of these. He claims to demonstrate, from the
nature of reality, that the supreme satisfaction is also the supreme virtue,
and that both consist of what he calls the intellectual love of God: which
seems to mean, for him, a kind of acquiescent and admiring understanding of the
workings of Nature. Kant is the supreme example of the second. The whole world
of nature, including our ordinary human selves — the whole province of
scientific knowledge, in fact — is declared to be mere appearance, in contrast
with the world of transcendent reality, the world of things in themselves.
Reality is set behind a curtain impenetrable to scientific enquiry, a removal
which both guarantees its security and heightens its prestige. But communications are not wholly severed.
From behind the curtain Reality speaks — giving us, indeed, not
information, but commands, moral imperatives. In some admittedly
unintelligible way, Reality is within us, as rational beings; and, with
unquestionable authority, it lays down the general form of the moral law which
we ought, as ordinary human beings, to obey. Finally, Leibniz, who unites so
many intellectual concerns in a brilliant, if pre-carious, harmony, provides a
good example of the third form which this element in metaphysics may take. The
celebrated optimism — 'Everything is for the best in the best of all possible
worlds' — is not, in the context of his system, at all as absurd as Voltaire
made out. We may find it unsympathetic, which is another matter; for Leibniz's
criteria of the highest excellence were peculiarly his own. He thought he could
demonstrate that reality mustexhibit a peculiarly satisfying combination of the
maximum possible diversity and richness of pheno-mena, together with the
greatest possible simplicity of natural laws. Sometimes the demonstration
appears to be theological, sometimes purely logical. In any case it was this
combination of richness and elegance which he found so admirable - worth, no doubt,
a Lisbon earthquake or a Turkish war. It seems a taste that we might find
unsympathetic, but could scarcely find ridiculous. It is time, however, to enter a caveat. It would
be misleading to suggest that the sources of metaphysics are always of
the kinds we have so far described — such as the wish to get morality
trans-cendentally underwritten, or the desire to give science the right
direction, or the urge to show that some departmental study holds the key to
the universe at large. Metaphysics may have a humbler origin. It often enough
happens that philosophers, reflecting upon a particular matter, find
themselves, or seem to find themselves, in a certain kind of quandary. We can best illustrate this by
considering in a little detail one particular quandary of this kind. We select the problem of our knowledge of the
material world, a problem — or apparent problem — which has long occupied the
attention of philo-sophers. On the one hand, in their unphilosophical moments,
they (like all the rest of us) have no hesitation in sometimes claiming to know
on the evidence of the senses that this or that material object exists or is of
such and such a character; they do, in practice, seem to have no difficulty (in
many cases) in distinguishing between situations in whichit is in order to
claim to know, for example, that the milk is on the doorstep and situations in
which such a claim would not be in order.
Naturally, there- fore, they have
a strong antipathy to any suggestion that all such claims to knowledge should
be rejected as false. Nevertheless, on reflection, they find themselves faced
with philosophical considerations which seem to force them into just such a
rejection. For (the argument runs) if we are to have perceptual knowledge of
the material world, this knowledge must be based on the appearances which
material things present to us, on our sense-impressions. But it is clear that
our sense-impressions may be deceptive or even hallucinatory; the fact that it
looks to me as if there were milk bottles on the doorstep does not guarantee
that there really are milk bottles on the doorstep, or even that there is in
fact anything on the doorstep. If we try to remove this doubt in a given case
by further observation, all we are doing is providing ourselves with further
sense-impressions, each of which is open to the same suspicion of
deceptive-ness as the sense-impressions with which we started ; so we are no
better off. Indeed (the argument may continue) so far from providing us with
certain knowledge about the material world, our sense-impressions cannot even
be justifiably regarded as more or less reliable clues to, or indications of,
the character of the material world. For they could only properly function as
clues if we could correlate particular kinds of sense-impression with
particular kinds of material object, and to do this we should have to possess
some kind of direct access to material objects, and not merely indirect access
via sense-impressions.This direct access we do not have. This is an example of
the kind of philosophical consideration which seems to lead to the conclusion
that all claims to knowledge of the material world must be rejected. The result is a quandary of just the kind we
are seeking to illustrate: that is to say, a conflict between a reluctance to
discard some range of propositions with which in everyday life everyone is
perfectly satisfied, and the pressure of a philosophical argument which
seemingly leaves no alternative but to reject the propositions in question. The
propositions in jeopardy often (though not always) state that we have knowledge
of this or that kind, in which case the philosophical arguments which undermine
them do so by setting up a barrier between appearance and reality, or between
the evidence and that for which it is (supposedly) evidence. Now, when is the response to such a quandary
a metaphysical response? One kind of response, which would be generally
admitted to be metaphysical is what one might call the Transcendentalist
response. To respond in this way to the
quandary about the material world, for example, would be to maintain that
material objects may be known to exist, even though not observable, and to
explain the possibility of such knowledge by invoking some transcendental
hypothesis, some principle which is supposed to be acceptable independently of
experi-ence. For example, one might invoke the principle that God is not a
deceiver, or that appearances must have causes; and then, by invoking the
further principle that there must be some resemblance between cause and effect
(and so between realityand appearance) one might guarantee some knowledge of
the character, as well as of the existence, of material objects. In general, it
is characteristic of the Transcendentalist to admit both unobservable entities
and principles which are not empirically testable; by this means he may hope to
reinstate, at least in part, the propositions which he was in danger of having
to give up. A very different type of
response to the problem was Hume's. Put very baldly, his view was that all our
everyday statements about material objects incorporate mistakes in a systematic
way, and so none of them can, as they stand, be rationally accepted ; hence, of
course, claims to know them to be true must be false or absurd. He adds,
however, that we are so constituted as human beings that we are incapable of
ceasing to make and accept such statements in our everyday life, even though in
our reflective moments we may see the error of our ways. We might perhaps confer the label of rejector'
upon one who, when it is asked how we are to preserve a particular range of
everyday assertions from destruction by philosophical argument, replies that
such preservation is not rationally possible. The rejector's response is not
less metaphysical than the Tran-scendentalist's. A more recently fashionable method of dealing
with our kind of quandary is the method of reduc-tion.* For instance, some
philosophers have tried to remove the barrier between sense-impressions and
material objects by maintaining that material objects are just collections or
families of sense-impressions; or to put the view in a more modern garb, they
havesuggested that sentences about material objects are translatable, in
principle at least, into complicated sentences about the sense-impressions that
people actually do have, or would have, in certain conditions. If so much is granted, it would be claimed,
there remains no difficulty in the idea that facts about sense impressions constitute
a legitimate evidential basis for statements about material objects; for to
conclude that since certain sorts of sense-impressions have been obtained in
certain sorts of conditions, therefore more or less similar
sense-impressions would be obtained in
more or less similar conditions, is not more objectionable in principle than to
argue (say) from the character of a sample to the character of the population
from which the sample is drawn. In general, the procedure of the reducer when
faced with a question of the type 'How can we legitimately claim to know about
Xs when our only direct information is about Ys' is to reply that the
difficulty disappears if we recognize that Xs are nothing over and above Ys,
that to talk about Xs is to talk in a concealed way about Ys. Whether we are to
count the reductive response as metaphysical or not depends on how seriously it
is pressed. If the 'reducer' maintains
that his proposed reduction, or something like it, must be accepted as the only
way of avoiding on the one hand the introduction of transcendental hypotheses,
and on the other hand wholesale rejection of a certain class of everyday
statements, then he, too, is to be counted as a metaphysician; but if he is
prepared to allow his proposed reduction to be treated purely on its merits,
and does not regard its acceptance as beingthe only satisfactory way of meeting
some threat to common sense, then he is not a metaphysician. But then, too, he
cannot be taking the quandary very seriously: he must be thinking of it as an
apparent quandary, the illusion of a quandary, which can be dispelled without
recourse to any of these drastic
measures. The question arises:
How is our characterization of these quandary-responses as metaphysical
connected with what we have previously had to say about metaphysics? In more
ways than one. In the first place, it is necessary, in order for the quandary
to arise at all, and to appear as something requiring drastic measures, that
some conceptual shift, some perhaps unnoticed change in our ordinary way of
looking at things, should already be occurring. That change of view, on which
Wisdom lays such em-phasis, is already taking place. Second, behind the,
quandary and the change of view, we may sometimes glimpse the working of one of
those preferences among the categories which we earlier mentioned. For example, it may be that Plato believed in
the supreme reality of those eternal changeless entities, the Forms, partly at
least because he wished to preserve the possibility of scientific knowledge and
yet was threatened with having to reject it; for philosophical reflection made
it appear that knowledge of perceptible things was impossible, since
perceptible things were constantly in process of change. In order, then, to
resolve his quandary, to find a subject-matter for scientific knowledge, Plato
was led to introduce, and to exalt, the Forms. But the idea that knowledge of
changeable things is im-possible, which gives rise to the quandary, may itself
arise from a preference: from the feeling that to be unchanging (and so permanent
and stable) is so much better than to be changing (and so fleeting and
insecure) that only knowledge of unchanging things is worthy of the name of
knowledge. We have spoken of some of the
springs, and of some of the characteristic features, of metaphysics. Our survey is summary and incomplete. It will
be supplemented by more detailed discussion of different aspects of the subject
in the essays that follow. But even from a summary survey, a general picture
emerges. The enterprise of metaphysics
emerges as, above all, an attempt to
re-order or to reorganize the set of ideas with which we think about the world;
assimilating to one another some things which we customarily distinguish,
distinguishing others which we normally assimilate; promoting some ideas to key
positions, downgrading or dismissing others. It is supremely a kind of
conceptual revision which the metaphysician undertakes, a re-drawing of the map
of thought — or parts of it — on a new plan. Of course such revisions are often
undertaken within particular departments of human thought, and are not then
metaphysical ventures. But the revision which the metaphysician undertakes,
although it may be undertaken in the interests — or supposed interests — of
science, or in the light of history, or for the sake of some moral belief, is
always of a different order from a merely departmental revision. For among the
concepts he manipulates are always some
— like those of knowledge, existence, identity,reality - which, as
Aristotle said, are common to all the departmental studies. Partly for this
reason, the metaphysical revision tends to comprehensiveness, tends to call for
readjustments everywhere. Not that it inevitably issues in a comprehensive
system, although it is never merely departmental. For though the notions to be
revised are general, and not departmental, notions, they need not all be
revised at once and to the limit. So we have those comparatively localized
disturbances, where, from the interplay of quandary and preference, there
emerges some minor metaphysical shift in the contours of thought. But the
metaphysician par excellence will not stop short at this. With more or less of
boldness, ingenuity and imagination, he re-draws the whole map. H. P. Grice I
am to enquire what metaphysics *is* — what distinguishes metaphysics from the
rest of philosophy. It seems likely
that that question is, as Heidegger well knew, one which it is particularly
difficult to answer neutrally, or dispassionately. Not a few philosophers, at Oxford even,
think that the essential task for a philosopher is to provide this or that
metaphysical doctrine. Some even go on
to say that this is the only justification for the existence of philosophers —
if not philosophy! But *other*
philosophers think that every metaphysical doctrine is spurious. Some, even at Oxford, have even called
every metaphysical doctrine meaningless — or lacking in signification. Metaphysics has thus a unique power to
attract — or repel, or, to use a different disjunction, to encourage an uncritical
enthusiasm on the one hand, and an impatient condemnation on the other. All the more reason for giving, if
possible, a neutral and *dispassionate* account. As it happens, the name of the subject is
the name given to a treatise by Aristotle.
And Aristotle described the subject of his treatise as the *science* of
being as such — *esse* qua esse — or a supremely general or generic study of
existence or reality, as distinct from— and more fundamental than— any such
*special* — and thus less generic — science.. With Parmenides, Aristotle argues that
there *must* be such a science. Each
of the sciences which are more specific, besides having its own peculiar subject
matter, makes use in common with all the others of this or that quite generic
notion, such as that of identity, or difference, or unity and plurality. Such a set of common, generic, notions or
tags or labels as these — is, is
identical to, etc. — would provide the shopping list of topics of this generic
science — of being or esse qua esse —
while various different kinds or sorts
of, say, existence or reality — realia —
each with its own peculiar features, would provide the subject matter of
the more departmental studies. This
conception of metaphysics as a supremely general study of esse qua esse — cf
ethics as the science of bonum qua bonum — which is somehow presupposed by the
special sciences, is a fairly enduring one.
We find this conception of a discourse on esse qua esse, for example,
though with variations, in Descartes, Leibniz and Kant — not to mention
Carnap! But, whereas some
metaphysicians could have agreed with Aristotle about the comprehensive and
general and ultimate nature of their subject, they would have opposed
Descartes's, or Kant’s concern with the role of a metaphysical doctrine in the
foundation of science as such. Bradley
is a good example. Bradley indeed
says: “We may agree, perhaps, to
understand by ‘metaphysics’ any attempt to know reality — or realia — as
against mere appearance, or the study of the first principle, or the ultimate truths, or the Absolute, or
again the effort to comprehend the universe, not simply piece-meal, or by
fragments, but somehow as a whole.”
Bradley’s characterisation thus agrees with Aristotle’s in contrasting
metaphysics with departmental or, as Bradley has it, any vulgar fragmentary
study. Bradley’s attempt to know
reality' sounds something like Aristotle’s study of esse qua esse. And both Aristotle and Bradley would,
indeed with Plato and Hegel if nor Kant,
agree on the task of discovering the first principle. But, as a trueblooded Oxonian, Bradley
would have very much ridiculed the idea that he was concerned to get at the
presuppositions or foundations of science!
Some contemporary accounts of metaphysics sound, on the face of it at
least, very different from either of these.
Consider, for example, from The Other Place, Wisdom's description of a
metaphysical statement. Wisdom,
slightly out of the blue — that’s Cambridge forya — says that a metaphysical
proposition is, characteristically, a sort of an illuminating falsehood. A metaphysical sentence is, in Moorean
parlance, a pointed paradox,which uses the English language in a disturbing and
even shocking way in order to make us aware of hidden differences and
resemblances in things - differences and resemblances hidden by our ordinary
ways of talking, as we do at Oxford.
Of course, Wisdom is not not claiming this to be a complete
characterisation, nor perhaps a literally correct one. Indeed it’s been seen as a pearl, a wise
illuminating … paradox. In any case,
Wisdkm’s characterisation of a metaphysical sentence, in relation to
Aristotle's, or Bradley's, account of the matter is far from obvious. But perhaps a relation can be
established. Certainly, not every
metaphysical sentence is a paradoxe serving to call attention to usually
unnoticed differences and resemblances.
For one, a metaphysical sentence — think Heidegger — may so obscure that
it takes long training before their meaning can be grasped. By contrast, a paradox must operate with
familiar concepts. The essence of a
paradox is that it administers a shock, and you cannot shock a philosophy pupil
if he is standing on such unfamiliar ground that he has no particular
expectations! Nevertheless, there is a
connection between metaphysics and Wisdom's kind of paradox. Suppose we consider the paradox that
everyone is really always alone. Considered by itself, it is no more than an
epigram — rather a flat one — about the human condition. It might be said, at
least, to minimise the differences between being by oneself and being with
other people. But now consider it, not simply by itself, but surrounded and
supported by a certain kind of argument: by argument to the effect that what
passes for knowledge of each other's mental processes is, at best, unverifiable
conjecture, since themind and the body are totally distinct things, and the
working of the mind is always withdrawn behind the screen of its bodily
manifestations. When the solitude-affirming paradox is seen in the context of a
general theory about minds and bodies and the possibilities and limits of
knowledge, when it is seen as embodying such a theory, then indeed it is
clearly a metaphysical statement. But the fact that the statement is most
clearly seen as metaphysical in such a setting does not mean that there is no
metaphysics at all in it when it is deprived of the setting. 'Everyone is really alone' invites us to
change, for a moment at least and in one respect, our ordinary way of looking
at things, and hints that the changed view we get is the truer, the profounder,
view. And part of Bradley's characterization of metaphysics - 'the attempt to know reality as against mere
appear-ance' — seems to herald a general invitation to a general change of
view, which will also be a change to a profounder view. We may surmise,
perhaps, that the attempt to secure that comprehensiveness, which both
Aristotle and Bradley find characteristic of their enquiry, leads often enough
to those shifts of view, expressible in paradox, which Wisdom finds
characteristically metaphysical. But
what exactly is the meaning of the requirement that metaphysics should yield a
comprehensive system of reality? A theory about the nature of reality might be
held to be comprehensive in so far as there were no elements of reality to
which the theory did not apply; and might be held to be systematic if the
propositions comprised in the theory were interdependent; that is to say, if
the proposi-tions of the theory were not divided into a number of independent
groups. An extreme case of something systematic in the required sense would be
a deductive system in which from a limited number of axioms one could derive,
as logical consequences, the remaining propositions of the theory; and it is
notable that some seventeenth-century rationalist metaphysicians thought of
metaphysics as constituting a deductive system. It might be objected that if we
are to understand in this way the idea of a comprehensive and systematic
account of reality, then science as a whole, or even some particular science,
would qualify as metaphysics; for example, physics, which is certainly
systematic enough, might be said to deal with the whole of reality. But this
objection has little force. For though physics might be said to be
concerned with the whole of reality, it could not be said to be concerned with
every aspect or feature of reality. Physical laws may govern, for example, part
of the behaviour of living bodies; but if we wish to know about the way
organisms develop, we have to go, not to the physicist, but to the biologist.
So we can still regard physics as insufficiently comprehensive to qualify as
meta-physics. And though science as a whole might be thought to be
comprehensive, in that every aspect of reality falls under some particular
science or other, nevertheless particular sciences are too independent of one
another for science as a whole to count as a single system. Nevertheless a difficulty remains in drawing
a dis- tinction between metaphysics and
science. It is perhaps not inconceivable that the sciences
mightadvance to a point at which it would be possible to recast the whole of
science as a single system. For example, after enormous strides within biology
itself, it might perhaps become possible to reinterpret the basic concepts of
biology in terms of the concepts of physics, and so represent biological
phenomena as obeying laws which were only special cases of physical laws. What
is here envisaged is, roughly speaking, a very large-scale version of the
unification effected by the Kinetic Theory of Gases, which brought certain
seemingly independent laws concerning gases within a single wider system, by
exhibiting them as special cases of dynamical laws. This result was achieved,
roughly, by thinking of gases as being composed of particles, and redefining,
in terms of the properties of the particles, certain concepts involved in the
laws about gases. Such a unification and systematization of the whole of
science is of course, at present, the wildest of dreams, and may even be
logically im-possible, though it has not been shown to be so. But suppose it were to occur; one would still
surely refuse to call the resulting systematized science, or even the most
general part of it, a metaphysical system.
This refusal would not be the result of mere pre-judice. Just because
the universal systematized science was science, it would not be
metaphysics. For even the most general
and basic laws it contained would ultimately depend for their acceptability
upon the results of observation and experiment in a way which is quite
uncharacteristic of the principles of a metaphysical system. The methods of
science, the tests for acceptability of scientific laws, remain quitedifferent
from the methods of metaphysics and the test for acceptability of metaphysical
principles. So we have here a further question. For even though it is true that
the most general laws or axioms of a unified science would not count as metaphysics,
it is also true that many metaphysicians have thought it at least a part of
their task to lay, or to lay bare, the foundations of science. We must ask,
then, how we are to conceive, or how they conceived, of the relations between
the metaphysical foundations and scientific superstructure. That relation, it is clear, is not to be understood simply as the
relation of the most general to less general laws of nature. Many metaphysicians did not explicitly ask
themselves this question, nor is it clear what answer they would have given if
they had. But there are ex-ceptions. One of them is Kant. He thought there were
certain principles which had a quite special place in knowledge, in that they
stated the conditions under which alone scientific knowledge of nature,
considered as a spatio-temporal system, was possible. These principles were not themselves a part
of science. Rather, they embodied the
conditions of the possibility of science, and of ordinary everyday knowledge
too, for that matter. It was an important part of the metaphysician's task to
discover what fundamental ideas these principles involved, and what the
principles themselves were; and also to prove that they had this peculiar
character. For this was the only kind of proof of which they were sus-ceptible.
Whatever the shortcomings of Kant's doc-trine, it at least gives a clear
meaning to saying that metaphysics is concerned with the presuppositionsof
science, and not merely its most general part.
Yet the shortcomings were important. Kant's fundamental principles
varied greatly in character ; and very few would now agree that they embodied
general presuppositions of the possibility of scientific knowledge. And most
would now be very sceptical of the possibility of establishing any rival set of
principles with just this status. A more acceptable notion might be that of a
body of ideas or principles which were, in something like Kant's sense, the
pre-suppositions, not of scientific knowledge in general, but of a particular
kind of scientific enquiry, or of the science of a particular time. And this
was in fact Collingwood's idea of the nature of meta-physics: the metaphysician
exposed the presuppositions of the science of a particular epoch. Only we need
not, like Collingwood, think of the metaphysician just as an archaeologist of
thought. He might also be, as he has often intended to be and sometimes has
been, a revolutionary, fostering new directions in scientific discovery rather
than uncovering the foundations of scientific remains. This line of thought about metaphysics is not
peculiar to a relatively traditional thinker like Col-lingwood. There is at
least some analogy between his views and those, for example, of Carnap, who was
once a member of the philosophically radical Vienna Circle. Carnap draws a
sharp distinction between questions which arise within a given system of
concepts, or framework of ideas, and questions which are sometimes raised about
that framework or system. Questions of the first sort belong to the field of
some science or of everyday life, and areanswered by the methods appropriate to
those fields. Questions of the latter
sort have traditionally appeared in metaphysics in the misleading form of
questions about the reality or existence of some very general class of entities
corresponding to the fundamental ideas of the system of concepts in
question. Thus philosophers have asked
whether there really existed such things as numbers, whether the space-time
points of physics were real, and so on. But such questions can be significantly
understood only as raising the practical issue of whether or not to embrace and
use a given conceptual scheme or framework of ideas. To answer affirmatively,
according to Carnap, is simply to adopt such a framework for use, and hence to give
shape or direction to a whole field of enquiry.
Carnap's view of the matter might seem to make it mysterious that there
should be such things as metaphysical assertions, as opposed to metaphysical
decisions. The mystery could be solved in principle by regarding metaphysicians
as engaged in a kind of propaganda on behalf of some conceptual scheme, the
acceptance of which is obscurely felt to be a presupposition of the development
of science in a particular direction. Like all forms of propaganda, conceptual
or metaphysical propaganda is liable to involve distortion and exaggeration. As
Carnap's remarks suggest, one form which conceptual advocacy is liable to take
is the entering of a strong claim for the status of reality on behalf of some
general class of entities, together with a disposition to deny this status to
other, less favoured things. At
least from Aristotle's time till the end
of the eighteenthcentury, the traditional honorific title for things declared
to be real, or ultimately real, was that of substance. So we constantly find
the entities favoured in any particular metaphysical system being accorded the
rank of substances, while everything else is given some inferior, dependent
status, or is even declared to be merely appearance. The types of entity
favoured in this way have varied enormously. For Berkeley, it was minds or
spirits; for Leibniz, some curious mind-like centres of conscious or
unconscious experience. Hume was inclined to scoff at the whole notion; but in
so far as anything deserved the title, he thought it was individual
sense-impressions and images. For
Spinoza, on the other hand, it was nothing less than everything: the single
comprehensive system of reality, which he called God or Nature. But the best example for the immediate
purpose is provided by Descartes. He, unlike Berkeley and Hume, was a very
scientifically-minded philosopher, with very clear ideas about the proper
direction for science. He seems to have thought that mathe-matics, and in
particular geometry, provided the model for scientific procedure. And this
determined his thinking in two ways. First, he thought that the fundamental
method in science was the deductive method of geometry, and this he conceived
of as rigorous reasoning from self-evident axioms. Second, he thought that the
subject-matter of all the physical sciences, from mechanics to medicine, must
be fundamentally the same as the subject-matter of geometry. The only
characteristics that the objects studied by geometry possessed were spatial
char-acteristics. So from the point of view of science in general, the only
important features of things in the physical world were also their spatial
characteristics. Physical science in
general was a kind of dynamic geometry. Here we have an exclusive preference for
a certain type of scientific method, and a certain type of scientific
explanation: the method is de-ductive, the type of explanation mechanical.
These beliefs about the right way to do science are exactly reflected in
Descartes' ontology, in his doctrine, that is, about what really exists. Apart from God, the divine substance, he recognized just two
kinds of substance, two types of real entity. First, there was material substance,
or matter; and the belief that the only scientifically important characteristics
of things in the physical world were their spatial characteristics goes over,
in the language of metaphysics, into the doctrine that these are their only
real char-acteristics. Second, Descartes
recognized minds, or mental substances,
of which the essential characteristic was thinking; and thinking itself, in its
pure form at least, was conceived of as simply the intuitive grasping of
self-evident axioms and their deductive con-sequences. These restrictive
doctrines about reality and knowledge naturally called for adjustments
elsewhere in our ordinary scheme of things. With the help of the divine
substance, these were duly provided. It
is not always obvious that the metaphysician's scheme involves this kind of
ontological preference, this tendency, that is, to promote one or two
categories of entity to the rank of the real, or of the ultimately real, to the
exclusion of others. Kant,as much concerned as Descartes with the foundations
of science, seems, in a sense, to show no such prefer-ence. He seems prepared
to accord reality to all the general types of phenomena which we encounter in
experience or, rather, to draw the distinction between the illusory and the
real, as we normally do, within these types and not between them. Yet it is
only a relative reality or, as he said, an empirical reality, that he was
willing to grant in this liberal way to all the general classes of things we
encounter. For the whole world of
nature, studied by science, was declared by him to be ultimately only
appear-ance, in contrast with the transcendent and unknowable reality which lay
behind it. So, in sense, he downgraded the whole of what we know in favour of
what we do not and cannot know. But this thoroughgoing contrast between
appearance and reality was perhaps of less importance to him in connection with
science than in connection with morality. The transcendent reality was of
interest to us, not as scientific enquirers, but as moral beings, not as
creatures faced with problems of knowledge, but as creatures faced with
problems of conduct. Kant was a very
ambitious metaphysician, who sought to secure, at one stroke, the foundations
of science and the foundations of morality.
The last point is of importance.
Though a con- cern with the
foundations of science is, or has been, one impetus to the construction of
metaphysical systems, it is only one among others. Concern with morality, with
the right way to behave, has been scarcely less important. And other
disciplines have contributed to the metaphysical drive. In thenineteenth
century, for example, when history came of age and began to preoccupy
philosophers as science had done in the seventeenth century, metaphysical
systems started to grow out of historical studies. Thus the historically minded metaphysician
searches for the true nature of historical explanation and con-cludes, perhaps,
that the key concept is that of a certain mode of development of human
institutions. Suppose he then extends
this theory beyond the confines of history, maintaining that this same
con-cept, which is, in a certain sense, a concept of mental development,
provides the only true explanation of the whole universe. The result is a comprehensive system something like Hegel's. Hegel honoured
one type of historical explanation by making it the foundation of his system;
and it was this system that Marx turned upside down, making the whole process
of development material instead of mental.
Systems like those of Marx and Hegel had, and were intended to have,
implications regarding human behaviour.
But concern with moral and
emotional, even with aesthetic, requirements may take many different forms. It may take the
form of a desire to provide some transcendental authority, some more than human
backing, for a particular morality: moral conclusions about how we
ought to behave are to follow from metaphysical premises about the nature of
reality. It may take the more general form of a wish to supply transcendental
backing for morality in general. Or it may take the form of a wish to demonstrate
that there is some surpassing and unobvious excellence about the nature of
things, an ultimate satisfactoriness in the universe. Spinozaprovides another
example of the first of these. He claims to demonstrate, from the nature of
reality, that the supreme satisfaction is also the supreme virtue, and that
both consist of what he calls the intellectual love of God: which seems to
mean, for him, a kind of acquiescent and admiring understanding of the workings
of Nature. Kant is the supreme example of the second. The whole world of
nature, including our ordinary human selves — the whole province of scientific
knowledge, in fact — is declared to be mere appearance, in contrast with the
world of transcendent reality, the world of things in themselves. Reality is
set behind a curtain impenetrable to scientific enquiry, a removal which both
guarantees its security and heightens its prestige. But communications are not wholly severed.
From behind the curtain Reality speaks — giving us, indeed, not
information, but commands, moral imperatives. In some admittedly
unintelligible way, Reality is within us, as rational beings; and, with
unquestionable authority, it lays down the general form of the moral law which
we ought, as ordinary human beings, to obey. Finally, Leibniz, who unites so
many intellectual concerns in a brilliant, if pre-carious, harmony, provides a
good example of the third form which this element in metaphysics may take. The
celebrated optimism — 'Everything is for the best in the best of all possible
worlds' — is not, in the context of his system, at all as absurd as Voltaire
made out. We may find it unsympathetic, which is another matter; for Leibniz's
criteria of the highest excellence were peculiarly his own. He thought he could
demonstrate that reality mustexhibit a peculiarly satisfying combination of the
maximum possible diversity and richness of pheno-mena, together with the
greatest possible simplicity of natural laws. Sometimes the demonstration
appears to be theological, sometimes purely logical. In any case it was this
combination of richness and elegance which he found so admirable - worth, no
doubt, a Lisbon earthquake or a Turkish war. It seems a taste that we might
find unsympathetic, but could scarcely find ridiculous. It is time, however, to enter a caveat. It would
be misleading to suggest that the sources of metaphysics are always of
the kinds we have so far described — such as the wish to get morality
trans-cendentally underwritten, or the desire to give science the right direction,
or the urge to show that some departmental study holds the key to the universe
at large. Metaphysics may have a humbler origin. It often enough happens that
philosophers, reflecting upon a particular matter, find themselves, or seem to
find themselves, in a certain kind of
quandary. We can best illustrate this by considering in a little detail
one particular quandary of this kind. We
select the problem of our knowledge of the material world, a problem — or
apparent problem — which has long occupied the attention of philo-sophers. On
the one hand, in their unphilosophical moments, they (like all the rest of us)
have no hesitation in sometimes claiming to know on the evidence of the senses
that this or that material object exists or is of such and such a character;
they do, in practice, seem to have no difficulty (in many cases) in
distinguishing between situations in whichit is in order to claim to know, for
example, that the milk is on the doorstep and situations in which such a claim
would not be in order. Naturally,
there- fore, they have a strong
antipathy to any suggestion that all such claims to knowledge should be
rejected as false. Nevertheless, on reflection, they find themselves faced with
philosophical considerations which seem to force them into just such a
rejection. For (the argument runs) if we are to have perceptual knowledge of
the material world, this knowledge must be based on the appearances which
material things present to us, on our sense-impressions. But it is clear that
our sense-impressions may be deceptive or even hallucinatory; the fact that it
looks to me as if there were milk bottles on the doorstep does not guarantee
that there really are milk bottles on the doorstep, or even that there is in
fact anything on the doorstep. If we try to remove this doubt in a given case
by further observation, all we are doing is providing ourselves with further
sense-impressions, each of which is open to the same suspicion of
deceptive-ness as the sense-impressions with which we started ; so we are no
better off. Indeed (the argument may continue) so far from providing us with
certain knowledge about the material world, our sense-impressions cannot even
be justifiably regarded as more or less reliable clues to, or indications of,
the character of the material world. For they could only properly function as
clues if we could correlate particular kinds of sense-impression with
particular kinds of material object, and to do this we should have to possess
some kind of direct access to material objects, and not merely indirect access
via sense-impressions.This direct access we do not have. This is an example of
the kind of philosophical consideration which seems to lead to the conclusion
that all claims to knowledge of the material world must be rejected. The result is a quandary of just the kind we
are seeking to illustrate: that is to say, a conflict between a reluctance to
discard some range of propositions with which in everyday life everyone is
perfectly satisfied, and the pressure of a philosophical argument which
seemingly leaves no alternative but to reject the propositions in question. The
propositions in jeopardy often (though not always) state that we have knowledge
of this or that kind, in which case the philosophical arguments which undermine
them do so by setting up a barrier between appearance and reality, or between
the evidence and that for which it is (supposedly) evidence. Now, when is the response to such a quandary
a metaphysical response? One kind of response, which would be generally
admitted to be metaphysical is what one might call the Transcendentalist
response. To respond in this way to the
quandary about the material world, for example, would be to maintain that
material objects may be known to exist, even though not observable, and to
explain the possibility of such knowledge by invoking some transcendental
hypothesis, some principle which is supposed to be acceptable independently of
experi-ence. For example, one might invoke the principle that God is not a
deceiver, or that appearances must have causes; and then, by invoking the
further principle that there must be some resemblance between cause and effect
(and so between realityand appearance) one might guarantee some knowledge of
the character, as well as of the existence, of material objects. In general, it
is characteristic of the Transcendentalist to admit both unobservable entities
and principles which are not empirically testable; by this means he may hope to
reinstate, at least in part, the propositions which he was in danger of having
to give up. A very different type of
response to the problem was Hume's. Put very baldly, his view was that all our
everyday statements about material objects incorporate mistakes in a systematic
way, and so none of them can, as they stand, be rationally accepted ; hence, of
course, claims to know them to be true must be false or absurd. He adds,
however, that we are so constituted as human beings that we are incapable of
ceasing to make and accept such statements in our everyday life, even though in
our reflective moments we may see the error of our ways. We might perhaps confer the label of
rejector' upon one who, when it is asked how we are to preserve a particular
range of everyday assertions from destruction by philosophical argument,
replies that such preservation is not rationally possible. The rejector's
response is not less metaphysical than the Tran-scendentalist's. A more recently fashionable method of dealing
with our kind of quandary is the method of reduc-tion.* For instance, some
philosophers have tried to remove the barrier between sense-impressions and
material objects by maintaining that material objects are just collections or
families of sense-impressions; or to put the view in a more modern garb, they
havesuggested that sentences about material objects are translatable, in
principle at least, into complicated sentences about the sense-impressions that
people actually do have, or would have, in certain conditions. If so much is granted, it would be claimed,
there remains no difficulty in the idea that facts about sense impressions
constitute a legitimate evidential basis for statements about material objects;
for to conclude that since certain sorts of sense-impressions have been
obtained in certain sorts of conditions, therefore more or less similar
sense-impressions would be obtained in
more or less similar conditions, is not more objectionable in principle than to
argue (say) from the character of a sample to the character of the population
from which the sample is drawn. In general, the procedure of the reducer when
faced with a question of the type 'How can we legitimately claim to know about
Xs when our only direct information is about Ys' is to reply that the
difficulty disappears if we recognize that Xs are nothing over and above Ys,
that to talk about Xs is to talk in a concealed way about Ys. Whether we are to
count the reductive response as metaphysical or not depends on how seriously it
is pressed. If the 'reducer' maintains
that his proposed reduction, or something like it, must be accepted as the only
way of avoiding on the one hand the introduction of transcendental hypotheses,
and on the other hand wholesale rejection of a certain class of everyday
statements, then he, too, is to be counted as a metaphysician; but if he is
prepared to allow his proposed reduction to be treated purely on its merits,
and does not regard its acceptance as beingthe only satisfactory way of meeting
some threat to common sense, then he is not a metaphysician. But then, too, he
cannot be taking the quandary very seriously: he must be thinking of it as an
apparent quandary, the illusion of a quandary, which can be dispelled without
recourse to any of these drastic
measures. The question arises:
How is our characterization of these quandary-responses as metaphysical
connected with what we have previously had to say about metaphysics? In more
ways than one. In the first place, it is necessary, in order for the quandary
to arise at all, and to appear as something requiring drastic measures, that
some conceptual shift, some perhaps unnoticed change in our ordinary way of
looking at things, should already be occurring. That change of view, on which
Wisdom lays such em-phasis, is already taking place. Second, behind the,
quandary and the change of view, we may sometimes glimpse the working of one of
those preferences among the categories which we earlier mentioned. For example, it may be that Plato believed in
the supreme reality of those eternal changeless entities, the Forms, partly at
least because he wished to preserve the possibility of scientific knowledge and
yet was threatened with having to reject it; for philosophical reflection made
it appear that knowledge of perceptible things was impossible, since
perceptible things were constantly in process of change. In order, then, to
resolve his quandary, to find a subject-matter for scientific knowledge, Plato
was led to introduce, and to exalt, the Forms. But the idea that knowledge of
changeable things is im-possible, which gives rise to the quandary, may itself
arise from a preference: from the feeling that to be unchanging (and so
permanent and stable) is so much better than to be changing (and so fleeting
and insecure) that only knowledge of unchanging things is worthy of the name of
knowledge. We have spoken of some of the
springs, and of some of the characteristic features, of metaphysics. Our survey is summary and incomplete. It will
be supplemented by more detailed discussion of different aspects of the subject
in the essays that follow. But even from a summary survey, a general picture
emerges. The enterprise of metaphysics
emerges as, above all, an attempt to
re-order or to reorganize the set of ideas with which we think about the world;
assimilating to one another some things which we customarily distinguish,
distinguishing others which we normally assimilate; promoting some ideas to key
positions, downgrading or dismissing others. It is supremely a kind of
conceptual revision which the metaphysician undertakes, a re-drawing of the map
of thought — or parts of it — on a new plan. Of course such revisions are often
undertaken within particular departments of human thought, and are not then
metaphysical ventures. But the revision which the metaphysician undertakes,
although it may be undertaken in the interests — or supposed interests — of
science, or in the light of history, or for the sake of some moral belief, is
always of a different order from a merely departmental revision. For among the
concepts he manipulates are always some
— like those of knowledge, existence, identity,reality - which, as
Aristotle said, are common to all the departmental studies. Partly for this
reason, the metaphysical revision tends to comprehensiveness, tends to call for
readjustments everywhere. Not that it inevitably issues in a comprehensive
system, although it is never merely departmental. For though the notions to be
revised are general, and not departmental, notions, they need not all be
revised at once and to the limit. So we have those comparatively localized
disturbances, where, from the interplay of quandary and preference, there
emerges some minor metaphysical shift in the contours of thought. But the
metaphysician par excellence will not stop short at this. With more or less of
boldness, ingenuity and imagination, he re-draws the whole map. H. P. GriceI am
to enquire what metaphysics *is* — what distinguishes metaphysics from the rest
of philosophy. It seems likely that that question is, as Heidegger well knew,
one which it is particularly difficult to answer neutrally, or
dispassionately. Not a few philosophers, at Oxford even, think that
the *essential* task for a philosopher is to provide this or that metaphysical
doctrine. Some even would go on to say that this is the only justification for
the existence of philosophers — if not philosophy! But then *other*
philosophers go and think that every metaphysical doctrine is spurious. Some,
even at Oxford, have even called every metaphysical doctrine meaningless — or
lacking in signification. Metaphysics has thus a unique power to attract — or
repel, or, to use a different disjunction, to encourage an uncritical
enthusiasm, on the one hand, and an impatient condemnation on the other. All
the more reason for giving, if possible, a neutral and *dispassionate* account.
As it happens, the rather odd *name* of the subject is the ‘tote’ given to a
treatise by Aristotle. And Aristotle describes the *subject* or topic of his
treatise as the *science* of being as such — *esse* qua esse — or a supremely general
or generic study of existence or reality, as distinct from — and more
fundamental than — any such *special* — and thus less generic — science.
With Parmenides, Aristotle argues that there *must* be such a science. Each of
the sciences which are more specific, besides having its own peculiar subject
matter, makes use, in common with all the others, of this or that quite generic
notion, such as that of identity, or difference, or unity and plurality. Such a
set of common, generic, notions or tags or labels as these — is, is
identical to, etc. — would provide the shopping list of topics of this generic
science — of being, or esse qua esse — while various different kinds or sorts
of, say, existence, or reality — realia — each with its own peculiar
features, would provide the subject-matter of the more departmental studies.
This conception of metaphysics, as a supremely general study of esse qua esse —
cf. ethics as the science of bonum qua bonum — which is somehow presupposed by
the special sciences, is a fairly enduring one. We find this conception
of theme of a discourse on esse qua esse, for example, though with variations,
in Descartes, Leibniz and Kant — not to mention Carnap! Granted,
some metaphysicians may have agreed with Aristotle about the comprehensive and
general and ultimate nature of their subject, they would have opposed
Descartes's, or Kant’s, concern with the role of a metaphysical doctrine in the
foundation of science as such. Bradley is a good example. Bradley
indeed says: “We may agree, perhaps, to understand by ‘metaphysics’ any attempt
to *know* reality — or realia — as against mere appearance, or the study of the
first principle, or the ultimate truth, or the Absolute, or again the
effort to comprehend the universe, not simply piece-meal, or by fragments, but
somehow as a whole.” Bradley’s characterisation thus agrees with Aristotle’s in
contrasting metaphysics with departmental or, as Bradley has it, any vulgar
fragmentary study. Bradley’s attempt ‘to *know* reality' sounds something like
Aristotle’s study of esse qua esse. And both Aristotle and Bradley would,
indeed with Plato and Hegel if nor Kant, agree on the task of discovering the
first principle. But, as a true-blooded Oxonian, Bradley would have very much
ridiculed the idea that he was concerned to get at this or that presupposition
or foundation of science! Some other accounts of metaphysics sound, on the face
of it, at least, very different from either of these. Consider, for example,
from The Other Place, Wisdom's description of a metaphysical statement. Wisdom,
slightly out of the blue — that’s Cambridge forya — says that a metaphysical
proposition is, characteristically, a sort of an illuminating falsehood. A
metaphysical sentence is, in Moorean parlance, a pointed paradox, which uses
the English language in a disturbing and even shocking way — in order to make
us aware of some hidden difference or some hidden resemblance in this or that
thing - a differences or a resemblance hidden by our ordinary way of talking,
as we do at Oxford. Of course, Wisdom is not not claiming this to be a complete
characterisation, nor perhaps a literally correct one. Indeed it has been
seen as a pearl, a wise illuminating … paradox. In any case, Wisdom's
characterisation of a metaphysical sentence, in relation to Aristotle's, or
Bradley's, account of the matter, is far from obvious. But perhaps a relation
*can* be established. Certainly, not every metaphysical sentence
is a paradox serving to call attention to some usually unnoticed difference or
resemblance. For one, a metaphysical sentence — think Heidegger — may so
obscure to take quite some ‘training’ in Philosophese, before its meaning can
be grasped. By contrast, a paradox must operate with familiar concepts. The
essence of a paradox is that it administers a shock, and you cannot shock a
philosophy pupil if he is standing on such unfamiliar ground that he has no
particular expectations! Nevertheless, there is a connection between
metaphysics and Wisdom's kind of paradox. Suppose we consider the Philosopher’s
Paradox that everyone is really always alone. Considered by itself, it is no
more than an epigram — rather a flat one — about the human condition. It might
be said, at least, to minimise any difference between being by oneself and
being with other people. But now consider it, not simply by itself, but
surrounded and supported by a certain kind of argument: by an argument to the
effect, say, that what passes for knowledge of each other's mental processes
is, at best, unverifiable conjecture, since the mind and the body are totally
distinct things, and the working of the mind is always withdrawn behind the
screen of its bodily manifestations. When the solitude-affirming paradox is
seen in the context of a general theory about minds and bodies and the
possibilities and limits of knowledge, when it is seen as embodying such a
theory, indeed it is *clearly* a metaphysical statement. But the fact that the
statement is most clearly interpreted as metaphysical in such a setting does
not mean that there is no metaphysics at all in it when it is deprived of the
setting. 'Everyone is really alone' invites us to change, for a moment at
least and in one respect, our ordinary way of looking at things, or of talking
about things, and hints that the changed view we get is the truer, the
profounder, view. And part of Bradley's characterization of metaphysics —
'the attempt to know reality as against mere appearance' — seems to
herald a general invitation to a general change of view, which will also be a
change to a profounder view. We may surmise, perhaps, that the attempt to
secure that comprehensiveness, which both Aristotle and Bradley find
characteristic of the metaphysical enquiry, leads often enough to those shifts
of view, expressible in the Philosopher’s Paradox, which Wisdom finds
characteristically metaphysical. But what exactly is the meaning of the
requirement that metaphysics should yield a comprehensive system of reality? A
theory about the nature of reality might be held to be comprehensive, in so far
as there is no element of reality to which the theory does not apply; and might
be held to be systematic if the propositions comprised in the theory are
inter-dependent; that is to say, if the propositions of the theory are not
divided into a number of independent groups. An extreme case of something
systematic in the required sense would be a deductive system, in which, from a
limited number of axioms, one derives, as a logical consequence, any remaining
proposition of the theory; and it is notable that some rationalist
metaphysicians indeed thought of metaphysics as constituting a deductive
system. It may be objected that if we are to understand in this way the idea of
a comprehensive and systematic account of reality, science as a whole, or even
some particular science, would qualify as metaphysics; for example, physics —-
if not Stone-Age Physics — which is certainly systematic enough, may be said to
deal with the whole of reality. But this objection has little
force. For though Stone-Age Physics may be said to be concerned with the whole
of reality, it could not be said to be concerned with every aspect or feature
of reality. A Physical law may govern, for example, part of the behaviour of
living bodies; but if we wish to know about the way an organism develops, we
have to go, not to the physicist, but to the physiologist — or the biologist,
or even the physician. So we can still regard Stone-Age physics as
insufficiently comprehensive to qualify as meta-physics. And though science as
a whole might be thought to be comprehensive, in that every aspect of reality
falls under some particular science or other, nevertheless any particular
science is too independent of any other for science as a whole to count as a
single system. But cf. scientism, or the devil of it. Nevertheless a
difficulty remains in drawing a distinction between metaphysics and stone-age
science. It is perhaps not inconceivable that the sciences may advance to
a point at which it would be possible to recast the whole of science as a
single system. For example, after enormous strides within biology itself, it
might perhaps become possible to reinterpret the basic concepts of physiology
or biology in terms of the concepts of physics, and so represent this of that
physiological or biological phenomena as obeying this of that law which is only
a special case of a law of physics. What is here envisaged is, roughly
speaking, a very large-scale version of the unification effected by the Kinetic
Theory of Gases, which brings certain seemingly independent laws concerning
gases within a single wider system, by exhibiting them as special cases of
dynamical laws. This result was achieved, roughly, by thinking of a gas as
being composed of particles, and redefining, in terms of the properties of the
particles, certain concepts involved in the laws about a gas. Such a
unification and systematisation of the whole of science is of course, at
present, the wildest of dreams, and may even be *logically*, or as I prefer,
conceptually impossible, — — cf. the devil of ANTI-scientism — though it has
not been shown to be so. But suppose it is to occur. Some metaphysician
might still surely refuse to call the resulting systematized science, or even
the most general part of it, a ‘metaphysical’ system. This refusal would
not be the result of a purist’s mere prejudice. Just because the universal
systematised science is stone-age science, it would not be stone-age
metaphysics. For even the most general and basic law stone-age physics contains
would ultimately depend for its acceptability upon the results of observation
and experiment, in a way which is quite uncharacteristic of the principles of
say, Bradley’s metaphysical system — who would rather be seen dead than
at at a lab — such as a lab doesn’t exist at Oxford! The methods of stone-age
physics and a fortiori science, the tests for acceptability of this or that
stone-scientific or physical law, remains quite different from the method of
metaphysics and the test for acceptability of this or that metaphysical first
principle. So we have here a further question. For even though it *is* true
that the most general law or axioms of a unified stone-age physics or science
would _not_ — never!? Hardly ever — count as metaphysics, it is also true that
many a metaphysician has thought it at least a part of his task to lay, or to
lay bare, the foundations of stone-age ohysics or science. We must ask, then,
how we are to conceive, or how such a meta-physician conceived, of the
relations between the metaphysical foundation and the stone-physical or
scientific super-structure. That relation, it is clear, is not to
be understood simply as the relation of the most general to less general law of
nature. Not every metaphysician explicitly asks himself this question, nor is
it clear what answer they would have given if he has. But there are exceptions.
One of them is Kant. Kat thinks that there is a certain principle which has a
quite special place in knowledge, in that the principle states the conditions
under which alone scientific knowledge of nature, considered as a
spatio-temporal system, is possible. This principles is not itself a part
of stone-age physics or science. Rather, the principle embodies the
conditions of the possibility of stone-age physics of science, and of ordinary
every-day knowledge as expressed in ordinary language too, for that
matter. It is an important part of the metaphysician's task to discover what
fundamental idea this principle involves, and what the principle itself is; and
also to prove that it has this peculiar character. For this is the only kind of
proof of which if was susceptible. Whatever the shortcomings of Kant's
doctrine, it at least gives a clear meaning to saying that metaphysics is
concerned with the presuppositions of stone-age physics or science, and not
merely its most general part. And the shortcomings *are* important. Kant's
fundamental principle varies greatly in character; and very few metaphysician
would agree to-day that it embodies the general presupposition of the
possibility of scientific knowledge. Most metaphysician would be today pretty
sceptical about the very possibility of establishing any rival principle with
just that status. A more acceptable notion might be that of a body of ideas or
principle which is, in something like Kant's sense, the presupposition, not of
scientific knowledge in general, but of a particular kind of scientific
enquiry, or of the science of a particular time. This is in fact Collingwood's
idea of the nature of meta-physics. The metaphysician exposes the
presuppositions of the science of a particular epoch. Only we need not, like
Collingwood or Foucault, think of the metaphysician just as an archaeologist of
thought. The metaphysician might also be, as he has often intended to be and
sometimes has been, a revolutionary, fostering this or that direction in
scientific discovery rather than uncovering the foundations of scientific
remains. This line of thought about metaphysics is not peculiar to a
relatively traditional thinker like Collingwood. There is at least some analogy
between Collingwood’s views and those, for example, of Carnap, a member of the
philosophically radical Vienna Circle. Carnap draws a sharp distinction between
a question which arises *within* a given system of concepts, or framework of
ideas, and a question which may be on occasion raised about that framework or
system. A question of the first sort belongs to the field of some science or of
everyday life, and is answered by the methods appropriate to this or that field.
A question of the latter sort has traditionally appeared in metaphysics in the
misleading form of a question about the reality or existence of some very
general class of entities corresponding to the fundamental ideas of the system
of concepts in question. Thus a meta-physician may have asked whether
there really existe such things as numbers, whether the space-time points of
physics are real, and so on. But such a question can be significantly
understood only as raising the practical issue of whether or not to embrace and
use a given conceptual scheme or framework of ideas. To answer affirmatively,
according to Carnap, is simply to adopt such a framework for use, and hence to
give shape or direction to a whole field of enquiry. Carnap's view of the
matter might seem to make it mysterious that there should be such things as a
metaphysical assertion, as opposed to a metaphysical *decision* — a different,
practical buletic — not alethic — mood! The mystery could be solved in
principle by regarding the metaphysician as engaged in a kind of propaganda —-
typically at Cambridge where they take stone-age physics more seriously
than we do af Oxford — on behalf of some conceptual scheme, the acceptance of
which is obscurely felt to be a presupposition of the development of science in
a particular direction. Like all forms of propaganda, conceptual or
metaphysical propaganda is liable to involve distortion and exaggeration. As
Carnap's remarks suggest, one form which conceptual advocacy is liable to take
is the entering of a strong claim for the status of reality on behalf of some
general class of entities, together with a disposition to deny this status to
other, less favoured things. At least from Aristotle's time till the end
of the eighteenth century, the traditional honorific title for things declared
to be real, or ultimately real, was that of substance. So we constantly find
the entities favoured in any particular metaphysical system being accorded the
rank of substances, while everything else is given some inferior, dependent
status, or is even declared to be merely appearance. The types of entity
favoured in this way have varied enormously. For Bishop Berkeley, it is minds
or spirits; for Leibniz, some curious mind-like centres of conscious or unconscious
experience. Hume is inclined to scoff at the whole notion; but in so far as
anything deserved the title, he thought it was the individual sense-impression
and the image. For Spinoza, on the other hand, it was nothing less than
everything: the single comprehensive system of reality, which he called God
*or* Nature. But the best example for the immediate purpose is provided
by Descartes. Unlike Berkeley and Hume, Descartes is a very
scientifically-minded philosopher, with very clear ideas about the proper
direction for science. He seems to have thought that mathematics, and in
particular geometry, provided the model for scientific procedure. And this
determined his thinking in two ways. First, he thought that the fundamental
method in science is the deductive method of geometry, and this he conceives of
as rigorous reasoning from self-evident axioms. Second, he thinks that the
subject-matter of all the physical sciences, from mechanics to medicine, must
be fundamentally the same as the subject-matter of geometry. The only
characteristics that the objects studied by geometry possess are spatial
characteristics. So from the point of view of science in general, the only
important features of things in the physical world are also their spatial
characteristics. Physical science in general is a kind of dynamic
geometry. Here we have an exclusive preference for a certain type of scientific
method, and a certain type of scientific explanation: the method is deductive,
the type of explanation mechanical. These beliefs about the right way to do
science are exactly reflected in Descartes' ‘ontology,’ in his doctrine, that
is, about what really exists. Apart from God, the divine substance,
he recognizes just two kinds of substance, two types of real entity. First, there
was material substance, or matter; and the belief that the only scientifically
important characteristics of things in the physical world are their spatial
characteristics goes over, in the language of metaphysics, into the doctrine
that these are their only real characteristics. Second, Descartes
recognised the mind, at least his own, or a mental substance, of which the
essential characteristic is thinking; and thinking itself, in its pure form at
least, is conceived of as simply the intuitive grasping of self-evident axioms
and their deductive consequences. These restrictive doctrines about reality and
knowledge naturally called for adjustments elsewhere in our ordinary scheme of
things. With the help of the divine substance, these were duly provided.
It is not always obvious that the metaphysician's scheme involves this kind of
ontological preference, this tendency, that is, to promote one or two
categories of entity to the rank of the real, or of the ultimately real, to the
exclusion of others. Kant, as much concerned as Descartes with the foundations
of science, seems, in a sense, to show no such preference. He seems prepared to
accord reality to all the general types of phenomena which we encounter in
experience or, rather, to draw the distinction between the illusory and the
real, as we normally do, within these types, and not *between* them. Yet it is
only a relative reality or, as he said, an empirical reality, that he was
willing to grant in this liberal way to all the general classes of things we
encounter. For the whole world of nature, studied by science, is declared
by Kant to be ultimately only appearance, in contrast with the transcendent and
unknowable reality which lay behind it. So, in sense, he downgraded the whole
of what we know in favour of what we do not — and cannot — know. But this
thoroughgoing contrast between appearance and reality is perhaps of less
importance to him in connection with science than in connection with morality.
The transcendent reality is of interest to us, not as scientific enquirers, but
as moral beings, not as creatures faced with problems of knowledge, but as
creatures faced with problems of conduct. Kant is a very ambitious
metaphysician, who seeks to secure, at one stroke, the foundations of science and
the foundations of morality. The last point is of importance.
Though a concern with the foundations of science is, or has been, one impetus
to the construction of metaphysical systems, it is only one among others.
Concern with morality, with the right way to behave, has been scarcely less
important. And other disciplines have contributed to the metaphysical drive.
When history came of age and began to preoccupy philosophers such as Croce,
metaphysical systems started to grow out of historical studies. Think
Collingwood! Thus the historically-minded metaphysician would search for the
true nature of historical explanation and concludes, perhaps, that the key
concept is that of a certain mode of development of human institutions.
Suppose he then extends this theory beyond the confines of history, maintaining
that this same concept, which is, in a certain sense, a concept of mental
development, provides the only true explanation of the whole universe.
The result is a comprehensive system something like Hegel's. Hegel
honoures one type of historical explanation, by making it the foundation of his
system; and it is this system that Marx turns upside down, making the whole
process of development material instead of mental. Systems like those of Marx
and Hegel ard intended to have implications regarding human behaviour.
But concern with moral and emotional, even with aesthetic, requirements
may take many other different forms. It may take the form of a desire to
provide some transcendental authority, some more than human backing, for
a particular morality: a moral conclusion about how we ought to behave is
to follow from a metaphysical premise about the nature of reality. It may take
the more general form of a wish to supply transcendental backing for morality in
general. Or it may take the form of a wish to demonstrate that there is some
surpassing and unobvious excellence about the nature of things, an ultimate
satisfactoriness in the universe. Spinoza provides another example of the first
of these. He claims to demonstrate, from the nature of reality, that the
supreme satisfaction is also the supreme virtue, and that both consist of what
he calls the intellectual love of God: which seems to mean, for him, a kind of
acquiescent and admiring understanding of the workings of Nature. Kant is the
supreme example of the second. The whole world of nature, including our
ordinary human selves — the whole province of scientific knowledge, in fact —
is declared to be mere appearance, in contrast with the world of transcendent
reality, the world of things in themselves. Reality is set behind a curtain
impenetrable to scientific enquiry, a removal which both guarantees its
security and *heightens its prestige*. But communications are not wholly
severed. From behind the curtain Reality speaks — giving us, indeed, not
information, but a command, a moral imperative. In some admittedly
unintelligible way, Reality is within us, as rational beings; and, with
unquestionable authority, it lays down the general form of the moral law which
we ought, as ordinary human beings, to obey. Finally, Leibniz, who unites so
many intellectual concerns in a brilliant, if precarious, harmony, provides a
good example of the third form which this element in metaphysics may take. The
celebrated optimism — 'Everything is for the best in the best of all possible
worlds' — is not, in the context of his system, at all as absurd as Voltaire
made out. We may find it unsympathetic, which is another matter; for Leibniz's
criteria of the highest excellence are peculiarly his own. He thinks he can
demonstrate that reality must exhibit a peculiarly satisfying combination of
the maximum possible diversity and richness of phenomena, together with the
greatest possible simplicity of natural laws. Sometimes the demonstration
appears to be theological, sometimes purely logical. In any case it was this
combination of richness and elegance which he found so admirable - worth, no
doubt, a Lisbon earthquake or a Turkish war. It seems a taste that we might
find unsympathetic, but could scarcely find ridiculous. It is time,
however, to enter a caveat. It would be misleading to suggest that
the sources of metaphysics are always of the kinds we have so far described —
such as the wish to get morality transcendentally underwritten, or the desire
to give science the right direction, or the urge to show that some departmental
study holds the key to the universe at large. Metaphysics may have a humbler
origin. It often enough happens that philosophers, reflecting upon a particular
matter, find themselves, or seem to find themselves, in a certain kind of
quandary. We can best illustrate this by considering in a little detail one
particular quandary of this kind. We select the problem of our knowledge
of the material world, a problem — or apparent problem — which has long
occupied the attention of philosophers. On the one hand, in their
unphilosophical moments, they (like all the rest of us) have no hesitation in
sometimes claiming to know on the evidence of the senses that this or that
thing exists or is of such and such a character; they do, in practice, seem to
have no difficulty (in many cases) in distinguishing between situations in
which it is in order to claim to know, for example, that the milk is on the
doorstep and situations in which such a claim would not be in order.
Naturally, therefore, they have a strong antipathy to any suggestion that all
such claims to knowledge should be rejected as false. Nevertheless, on
reflection, they find themselves faced with philosophical considerations which
seem to force them into just such a rejection. For (the argument runs) if we
are to have perceptual knowledge of the world, this knowledge must be based on
the appearances which this or that thing presents to us, on our sense-impressions.
But it is clear that our sense-impressions may be deceptive or even
hallucinatory; the fact that it looks to me as if there is a milk bottle on the
doorstep does not guarantee that there really is a milk bottles on the
doorstep, or even that there is in fact anything on the doorstep. If we try to
remove this doubt in a given case by further observation, all we are doing is
providing ourselves with further sense-impressions, each of which is open to
the same suspicion of deceptiveness as the sense-impressions with which we
started; so we are no better off. Indeed (the argument may continue) so far
from providing us with certain knowledge about the world, our sense-impressions
cannot even be justifiably regarded as more or less reliable clues to, or indications
of, the character of the world. For they could only properly function as clues
if we could correlate particular kinds of sense-impression with particular
kinds of thing, and to do this we should have to possess some kind of direct
access to this of that thing, and not merely indirect access via
sense-impressions.This direct access we do not have. This is an example of the
kind of philosophical consideration which seems to lead to the conclusion that
any claim to knowledge of the world must be rejected. The result is a
quandary of just the kind we are seeking to illustrate: that is to say, a
conflict between a reluctance to discard some range of propositions with which
in everyday life everyone is perfectly satisfied, and the pressure of a philosophical
argument which seemingly leaves no alternative but to reject the propositions
in question. The propositions in jeopardy often (though not always) state that
we have knowledge of this or that kind, in which case the philosophical
arguments which undermine them do so by setting up a barrier between appearance
and reality, or between the evidence and that for which it is (supposedly)
evidence. Now, when is the response to such a quandary a metaphysical
response? One kind of response, which would be generally admitted to be
metaphysical is what one might call the Transcendentalist response. To
respond in this way to the quandary about the world, for example, would be to
maintain that a thing may be known to exist, even though not observable, and to
explain the possibility of such knowledge by invoking some transcendental
hypothesis, some principle which is supposed to be acceptable independently of
experience. For example, one might invoke the principle that God is not a
deceiver, or that appearances must have causes; and then, by invoking the
further principle that there must be some resemblance between cause and effect
(and so between reality and appearance) one might guarantee some knowledge of
the character, as well as of the existence, of this or that thing. In general,
it is characteristic of the Transcendentalist to admit both unobservable
entities and principles which are not empirically testable; by this means he
may hope to reinstate, at least in part, the propositions which he was in
danger of having to give up. A very different type of response to the problem
is Hume's. Put very baldly, his view was that all our everyday statements about
this or that thing incorporate mistakes in a systematic way, and so none of
them can, as they stand, be rationally accepted; hence, of course, claims to
know them to be true must be false or absurd. He adds, however, that we are so
constituted as human beings that we are incapable of ceasing to make and accept
such statements in our everyday life, even though in our reflective moments we
may see the error of our ways. We might perhaps confer the label of
rejector' upon one who, when it is asked how we are to preserve a particular
range of everyday assertions from destruction by philosophical argument,
replies that such preservation is not rationally possible. The rejector's
response is not less metaphysical than the Transcendentalist's. A more
recently fashionable method of dealing with our kind of quandary is the method
of reduction. For instance, some philosophers have tried to remove the barrier
between sense-impressions and the thing by maintaining that a thing is just a
collection or family of sense-impressions; or to put the view in a more modern
garb, they have suggested that sentences about a thing are translatable, in
principle at least, into complicated sentences about the sense-impressions that
people actually do have, or would have, in certain conditions. If so much
is granted, it would be claimed, there remains no difficulty in the idea that
facts about sense impressions constitute a legitimate evidential basis for
statements about a thing; for to conclude that since certain sorts of
sense-impressions have been obtained in certain sorts of conditions, therefore
more or less similar sense-impressions would be obtained in more or less
similar conditions, is not more objectionable in principle than to argue (say)
from the character of a sample to the character of the population from which
the sample is drawn. In general, the procedure of the reducer when faced with a
question of the type 'How can we legitimately claim to know about Xs when our
only direct information is about Ys' is to reply that the difficulty disappears
if we recognize that Xs are nothing over and above Ys, that to talk about Xs is
to talk in a concealed way about Ys. Whether we are to count the reductive
response as metaphysical or not depends on how seriously it is pressed. If the
'reducer' maintains that his proposed reduction, or something like it, must be
accepted as the only way of avoiding on the one hand the introduction of a
transcendental hypothesis, and on the other hand wholesale rejection of a
certain class of everyday statements, then he, too, is to be counted as a
metaphysician; but IF he is prepared to allow his proposed reduction to be
treated purely on its merits, and does not regard its acceptance as being the
only satisfactory way of meeting some threat to common sense, he is not a
metaphysician. But then, too, he cannot be taking the quandary very seriously:
he must be thinking of it as an apparent quandary, the illusion of a quandary,
which can be dispelled without recourse to any of these drastic measures.
The question arises: How is our characterization of these quandary-responses as
metaphysical connected with what we have previously had to say about
metaphysics? In more ways than one. In the first place, it is necessary, in
order for the quandary to arise at all, and to appear as something requiring
drastic measures, that some conceptual shift, some perhaps unnoticed change in
our ordinary way of looking at things, should already be occurring. That change
of view, on which Wisdom lays such emphasis, is already taking place. Second,
behind the, quandary and the change of view, we may sometimes glimpse the
working of one of those preferences among the categories which we earlier
mentioned. For example, it may be that Plato believed in the supreme
reality of those eternal changeless entities, the Forms, partly at least
because he wished to preserve the possibility of scientific knowledge and yet
was threatened with having to reject it; for philosophical reflection made it
appear that knowledge of perceptible things was impossible, since perceptible
things were constantly in process of change. In order, then, to resolve his quandary,
to find a subject-matter for scientific knowledge, Plato was led to introduce,
and to exalt, the Forms. But the idea that knowledge of changeable things is
impossible, which gives rise to the quandary, may itself arise from a
preference: from the feeling that to be unchanging (and so permanent and
stable) is so much better than to be changing (and so fleeting and insecure)
that only knowledge of unchanging things is worthy of the name of
knowledge. We have spoken of some of the springs, and of some of the
characteristic features, of metaphysics. Our survey is summary and
incomplete. It may be supplemented by more detailed discussion of different
aspects of the subject. But even from a summary survey, a general picture
emerges. The enterprise of metaphysics emerges as, above all, an
attempt to re-order or to reorganise the set of ideas with which we think about
the world; assimilating to one another some things which we customarily
distinguish, distinguishing others which we normally assimilate; promoting some
ideas to key positions, downgrading or dismissing others. It is supremely a
kind of conceptual *revision* which the metaphysician undertakes, a re-drawing
of the map of thought — or parts of it — on a new plan. Of course such a revision
is often undertaken within particular departments of human thought, and are not
then metaphysical ventures. But the revision which the metaphysician
undertakes, although it may be undertaken in the interests — or supposed
interests — of science, or in the light of history, or for the sake of some
moral belief, is always of a different order from a merely departmental
revision. For among the concepts he manipulates are always some — like
those of knowledge, existence, identity, reality - which, as Aristotle said,
are common to all the departmental studies. Partly for this reason, the
metaphysical revision tends to comprehensiveness, tends to call for
readjustments everywhere. Not that it inevitably issues in a comprehensive
system, although it is never merely departmental. For though the notions to be
revised are general, and not departmental, notions, they need not all be
revised at once and to the limit. So we have those comparatively localised
disturbances, where, from the interplay of quandary and preference, there
emerges some minor metaphysical shift in the contours of thought. But the
metaphysician par excellence will not stop short at this. With more or less of
boldness, ingenuity and imagination, he re-draws the whole map — unless he
describes it, by analysing with systematic botanic skills the ways we, at
Oxford, talk! H. P. GriceI am to enquire what metaphysics *is* — what
distinguishes metaphysics from the rest of philosophy. It seems likely that
that question is, as Heidegger well knew, one which it is particularly
difficult to answer neutrally, or dispassionately. Not a few
philosophers, at Oxford even, think that the *essential* task for a philosopher
is to provide this or that metaphysical doctrine. Some even would go on to say
that this is the only justification for the existence of philosophers — if not
philosophy! But then *other* philosophers go and think that every metaphysical
doctrine is spurious. Some, even at Oxford, have even called every metaphysical
doctrine meaningless — or lacking in signification. Metaphysics has thus a
unique power to attract — or repel, or, to use a different disjunction, to
encourage an uncritical enthusiasm, on the one hand, and an impatient
condemnation on the other. All the more reason for giving, if possible, a
neutral and *dispassionate* account. As it happens, the rather odd *name* of
the subject is the ‘tote’ given to a treatise by Aristotle. And Aristotle
describes the *subject* or topic of his treatise as the *science* of being as
such — *esse* qua esse — or a supremely general or generic study of existence
or reality, as distinct from — and more fundamental than — any such
*special* — and thus less generic — science. With Parmenides, Aristotle argues
that there *must* be such a science. Each of the sciences which are more
specific, besides having its own peculiar subject matter, makes use, in common
with all the others, of this or that quite generic notion, such as that of
identity, or difference, or unity and plurality. Such a set of common, generic,
notions or tags or labels as these — is, is identical to, etc. — would
provide the shopping list of topics of this generic science — of being, or esse
qua esse — while various different kinds or sorts of, say, existence, or
reality — realia — each with its own peculiar features, would provide the
subject-matter of the more departmental studies. This conception of
metaphysics, as a supremely general study of esse qua esse — cf. ethics as the
science of bonum qua bonum — which is somehow presupposed by the special
sciences, is a fairly enduring one. We find this conception of theme of a
discourse on esse qua esse, for example, though with variations, in Descartes,
Leibniz and Kant — not to mention Carnap! Granted, some
metaphysicians may have agreed with Aristotle about the comprehensive and
general and ultimate nature of their subject, they would have opposed
Descartes's, or Kant’s, concern with the role of a metaphysical doctrine in the
foundation of science as such. Bradley is a good example. Bradley
indeed says: “We may agree, perhaps, to understand by ‘metaphysics’ any attempt
to *know* reality — or realia — as against mere appearance, or the study of the
first principle, or the ultimate truth, or the Absolute, or again the
effort to comprehend the universe, not simply piece-meal, or by fragments, but
somehow as a whole.” Bradley’s characterisation thus agrees with Aristotle’s in
contrasting metaphysics with departmental or, as Bradley has it, any vulgar
fragmentary study. Bradley’s attempt ‘to *know* reality' sounds something like
Aristotle’s study of esse qua esse. And both Aristotle and Bradley would,
indeed with Plato and Hegel if nor Kant, agree on the task of discovering the
first principle. But, as a true-blooded Oxonian, Bradley would have very much
ridiculed the idea that he was concerned to get at this or that presupposition
or foundation of science! Some other accounts of metaphysics sound, on the face
of it, at least, very different from either of these. Consider, for example,
from The Other Place, Wisdom's description of a metaphysical statement. Wisdom,
slightly out of the blue — that’s Cambridge forya — says that a metaphysical
proposition is, characteristically, a sort of an illuminating falsehood. A
metaphysical sentence is, in Moorean parlance, a pointed paradox, which uses
the English language in a disturbing and even shocking way — in order to make
us aware of some hidden difference or some hidden resemblance in this or that
thing - a differences or a resemblance hidden by our ordinary way of talking,
as we do at Oxford. Of course, Wisdom is not not claiming this to be a complete
characterisation, nor perhaps a literally correct one. Indeed it has been
seen as a pearl, a wise illuminating … paradox. In any case, Wisdom's
characterisation of a metaphysical sentence, in relation to Aristotle's, or
Bradley's, account of the matter, is far from obvious. But perhaps a relation
*can* be established. Certainly, not every metaphysical sentence
is a paradox serving to call attention to some usually unnoticed difference or
resemblance. For one, a metaphysical sentence — think Heidegger — may so
obscure to take quite some ‘training’ in Philosophese, before its meaning can
be grasped. By contrast, a paradox must operate with familiar concepts. The
essence of a paradox is that it administers a shock, and you cannot shock a
philosophy pupil if he is standing on such unfamiliar ground that he has no
particular expectations! Nevertheless, there is a connection between
metaphysics and Wisdom's kind of paradox. Suppose we consider the Philosopher’s
Paradox that everyone is really always alone. Considered by itself, it is no
more than an epigram — rather a flat one — about the human condition. It might
be said, at least, to minimise any difference between being by oneself and
being with other people. But now consider it, not simply by itself, but
surrounded and supported by a certain kind of argument: by an argument to the
effect, say, that what passes for knowledge of each other's mental processes
is, at best, unverifiable conjecture, since the mind and the body are totally
distinct things, and the working of the mind is always withdrawn behind the
screen of its bodily manifestations. When the solitude-affirming paradox is
seen in the context of a general theory about minds and bodies and the
possibilities and limits of knowledge, when it is seen as embodying such a
theory, indeed it is *clearly* a metaphysical statement. But the fact that the
statement is most clearly interpreted as metaphysical in such a setting does
not mean that there is no metaphysics at all in it when it is deprived of the
setting. 'Everyone is really alone' invites us to change, for a moment at
least and in one respect, our ordinary way of looking at things, or of talking
about things, and hints that the changed view we get is the truer, the
profounder, view. And part of Bradley's characterization of metaphysics —
'the attempt to know reality as against mere appearance' — seems to
herald a general invitation to a general change of view, which will also be a
change to a profounder view. We may surmise, perhaps, that the attempt to
secure that comprehensiveness, which both Aristotle and Bradley find
characteristic of the metaphysical enquiry, leads often enough to those shifts
of view, expressible in the Philosopher’s Paradox, which Wisdom finds
characteristically metaphysical. But what exactly is the meaning of the
requirement that metaphysics should yield a comprehensive system of reality? A
theory about the nature of reality might be held to be comprehensive, in so far
as there is no element of reality to which the theory does not apply; and might
be held to be systematic if the propositions comprised in the theory are
inter-dependent; that is to say, if the propositions of the theory are not
divided into a number of independent groups. An extreme case of something
systematic in the required sense would be a deductive system, in which, from a
limited number of axioms, one derives, as a logical consequence, any remaining
proposition of the theory; and it is notable that some rationalist
metaphysicians indeed thought of metaphysics as constituting a deductive
system. It may be objected that if we are to understand in this way the idea of
a comprehensive and systematic account of reality, science as a whole, or even
some particular science, would qualify as metaphysics; for example, physics —-
if not Stone-Age Physics — which is certainly systematic enough, may be said to
deal with the whole of reality. But this objection has little
force. For though Stone-Age Physics may be said to be concerned with the whole
of reality, it could not be said to be concerned with every aspect or feature
of reality. A Physical law may govern, for example, part of the behaviour of
living bodies; but if we wish to know about the way an organism develops, we
have to go, not to the physicist, but to the physiologist — or the biologist,
or even the physician. So we can still regard Stone-Age physics as
insufficiently comprehensive to qualify as meta-physics. And though science as
a whole might be thought to be comprehensive, in that every aspect of reality
falls under some particular science or other, nevertheless any particular
science is too independent of any other for science as a whole to count as a
single system. But cf. scientism, or the devil of it. Nevertheless a
difficulty remains in drawing a distinction between metaphysics and stone-age
science. It is perhaps not inconceivable that the sciences may advance to
a point at which it would be possible to recast the whole of science as a
single system. For example, after enormous strides within biology itself, it
might perhaps become possible to reinterpret the basic concepts of physiology
or biology in terms of the concepts of physics, and so represent this of that
physiological or biological phenomena as obeying this of that law which is only
a special case of a law of physics. What is here envisaged is, roughly
speaking, a very large-scale version of the unification effected by the Kinetic
Theory of Gases, which brings certain seemingly independent laws concerning
gases within a single wider system, by exhibiting them as special cases of
dynamical laws. This result was achieved, roughly, by thinking of a gas as
being composed of particles, and redefining, in terms of the properties of the
particles, certain concepts involved in the laws about a gas. Such a
unification and systematisation of the whole of science is of course, at
present, the wildest of dreams, and may even be *logically*, or as I prefer,
conceptually impossible, — — cf. the devil of ANTI-scientism — though it has
not been shown to be so. But suppose it is to occur. Some metaphysician
might still surely refuse to call the resulting systematized science, or even
the most general part of it, a ‘metaphysical’ system. This refusal would
not be the result of a purist’s mere prejudice. Just because the universal
systematised science is stone-age science, it would not be stone-age
metaphysics. For even the most general and basic law stone-age physics contains
would ultimately depend for its acceptability upon the results of observation
and experiment, in a way which is quite uncharacteristic of the principles of
say, Bradley’s metaphysical system — who would rather be seen dead than
at at a lab — such as a lab doesn’t exist at Oxford! The methods of stone-age
physics and a fortiori science, the tests for acceptability of this or that
stone-scientific or physical law, remains quite different from the method of
metaphysics and the test for acceptability of this or that metaphysical first
principle. So we have here a further question. For even though it *is* true
that the most general law or axioms of a unified stone-age physics or science
would _not_ — never!? Hardly ever — count as metaphysics, it is also true that
many a metaphysician has thought it at least a part of his task to lay, or to
lay bare, the foundations of stone-age ohysics or science. We must ask, then,
how we are to conceive, or how such a meta-physician conceived, of the
relations between the metaphysical foundation and the stone-physical or
scientific super-structure. That relation, it is clear, is not to
be understood simply as the relation of the most general to less general law of
nature. Not every metaphysician explicitly asks himself this question, nor is
it clear what answer they would have given if he has. But there are exceptions.
One of them is Kant. Kat thinks that there is a certain principle which has a
quite special place in knowledge, in that the principle states the conditions
under which alone scientific knowledge of nature, considered as a
spatio-temporal system, is possible. This principles is not itself a part
of stone-age physics or science. Rather, the principle embodies the
conditions of the possibility of stone-age physics of science, and of ordinary
every-day knowledge as expressed in ordinary language too, for that
matter. It is an important part of the metaphysician's task to discover what
fundamental idea this principle involves, and what the principle itself is; and
also to prove that it has this peculiar character. For this is the only kind of
proof of which if was susceptible. Whatever the shortcomings of Kant's
doctrine, it at least gives a clear meaning to saying that metaphysics is
concerned with the presuppositions of stone-age physics or science, and not
merely its most general part. And the shortcomings *are* important. Kant's
fundamental principle varies greatly in character; and very few metaphysician
would agree to-day that it embodies the general presupposition of the
possibility of scientific knowledge. Most metaphysician would be today pretty
sceptical about the very possibility of establishing any rival principle with
just that status. A more acceptable notion might be that of a body of ideas or
principle which is, in something like Kant's sense, the presupposition, not of
scientific knowledge in general, but of a particular kind of scientific
enquiry, or of the science of a particular time. This is in fact Collingwood's
idea of the nature of meta-physics. The metaphysician exposes the
presuppositions of the science of a particular epoch. Only we need not, like
Collingwood or Foucault, think of the metaphysician just as an archaeologist of
thought. The metaphysician might also be, as he has often intended to be and
sometimes has been, a revolutionary, fostering this or that direction in
scientific discovery rather than uncovering the foundations of scientific
remains. This line of thought about metaphysics is not peculiar to a
relatively traditional thinker like Collingwood. There is at least some analogy
between Collingwood’s views and those, for example, of Carnap, a member of the
philosophically radical Vienna Circle. Carnap draws a sharp distinction between
a question which arises *within* a given system of concepts, or framework of
ideas, and a question which may be on occasion raised about that framework or
system. A question of the first sort belongs to the field of some science or of
everyday life, and is answered by the methods appropriate to this or that
field. A question of the latter sort has traditionally appeared in metaphysics
in the misleading form of a question about the reality or existence of some
very general class of entities corresponding to the fundamental ideas of the
system of concepts in question. Thus a meta-physician may have asked
whether there really existe such things as numbers, whether the space-time
points of physics are real, and so on. But such a question can be significantly
understood only as raising the practical issue of whether or not to embrace and
use a given conceptual scheme or framework of ideas. To answer affirmatively,
according to Carnap, is simply to adopt such a framework for use, and hence to
give shape or direction to a whole field of enquiry. Carnap's view of the
matter might seem to make it mysterious that there should be such things as a
metaphysical assertion, as opposed to a metaphysical *decision* — a different,
practical buletic — not alethic — mood! The mystery could be solved in principle
by regarding the metaphysician as engaged in a kind of propaganda —- typically
at Cambridge where they take stone-age physics more seriously than we do
af Oxford — on behalf of some conceptual scheme, the acceptance of which is
obscurely felt to be a presupposition of the development of science in a
particular direction. Like all forms of propaganda, conceptual or metaphysical
propaganda is liable to involve distortion and exaggeration. As Carnap's
remarks suggest, one form which conceptual advocacy is liable to take is the
entering of a strong claim for the status of reality on behalf of some general
class of entities, together with a disposition to deny this status to other,
less favoured things. At least from Aristotle's time till the end of the
eighteenth century, the traditional honorific title for things declared to be
real, or ultimately real, was that of substance. So we constantly find the
entities favoured in any particular metaphysical system being accorded the rank
of substances, while everything else is given some inferior, dependent status,
or is even declared to be merely appearance. The types of entity favoured in
this way have varied enormously. For Bishop Berkeley, it is minds or spirits;
for Leibniz, some curious mind-like centres of conscious or unconscious
experience. Hume is inclined to scoff at the whole notion; but in so far as
anything deserved the title, he thought it was the individual sense-impression
and the image. For Spinoza, on the other hand, it was nothing less than
everything: the single comprehensive system of reality, which he called God
*or* Nature. But the best example for the immediate purpose is provided
by Descartes. Unlike Berkeley and Hume, Descartes is a very
scientifically-minded philosopher, with very clear ideas about the proper
direction for science. He seems to have thought that mathematics, and in
particular geometry, provided the model for scientific procedure. And this
determined his thinking in two ways. First, he thought that the fundamental
method in science is the deductive method of geometry, and this he conceives of
as rigorous reasoning from self-evident axioms. Second, he thinks that the
subject-matter of all the physical sciences, from mechanics to medicine, must
be fundamentally the same as the subject-matter of geometry. The only
characteristics that the objects studied by geometry possess are spatial
characteristics. So from the point of view of science in general, the only
important features of things in the physical world are also their spatial characteristics.
Physical science in general is a kind of dynamic geometry. Here we have an
exclusive preference for a certain type of scientific method, and a certain
type of scientific explanation: the method is deductive, the type of
explanation mechanical. These beliefs about the right way to do science are
exactly reflected in Descartes' ‘ontology,’ in his doctrine, that is, about
what really exists. Apart from God, the divine substance, he
recognizes just two kinds of substance, two types of real entity. First, there
was material substance, or matter; and the belief that the only scientifically
important characteristics of things in the physical world are their spatial
characteristics goes over, in the language of metaphysics, into the doctrine
that these are their only real characteristics. Second, Descartes
recognised the mind, at least his own, or a mental substance, of which the
essential characteristic is thinking; and thinking itself, in its pure form at
least, is conceived of as simply the intuitive grasping of self-evident axioms
and their deductive consequences. These restrictive doctrines about reality and
knowledge naturally called for adjustments elsewhere in our ordinary scheme of
things. With the help of the divine substance, these were duly provided.
It is not always obvious that the metaphysician's scheme involves this kind of
ontological preference, this tendency, that is, to promote one or two
categories of entity to the rank of the real, or of the ultimately real, to the
exclusion of others. Kant, as much concerned as Descartes with the foundations
of science, seems, in a sense, to show no such preference. He seems prepared to
accord reality to all the general types of phenomena which we encounter in
experience or, rather, to draw the distinction between the illusory and the
real, as we normally do, within these types, and not *between* them. Yet it is
only a relative reality or, as he said, an empirical reality, that he was
willing to grant in this liberal way to all the general classes of things we
encounter. For the whole world of nature, studied by science, is declared
by Kant to be ultimately only appearance, in contrast with the transcendent and
unknowable reality which lay behind it. So, in sense, he downgraded the whole
of what we know in favour of what we do not — and cannot — know. But this
thoroughgoing contrast between appearance and reality is perhaps of less
importance to him in connection with science than in connection with morality.
The transcendent reality is of interest to us, not as scientific enquirers, but
as moral beings, not as creatures faced with problems of knowledge, but as
creatures faced with problems of conduct. Kant is a very ambitious
metaphysician, who seeks to secure, at one stroke, the foundations of science
and the foundations of morality. The last point is of importance.
Though a concern with the foundations of science is, or has been, one impetus
to the construction of metaphysical systems, it is only one among others.
Concern with morality, with the right way to behave, has been scarcely less
important. And other disciplines have contributed to the metaphysical drive.
When history came of age and began to preoccupy philosophers such as Croce,
metaphysical systems started to grow out of historical studies. Think
Collingwood! Thus the historically-minded metaphysician would search for the
true nature of historical explanation and concludes, perhaps, that the key
concept is that of a certain mode of development of human institutions.
Suppose he then extends this theory beyond the confines of history, maintaining
that this same concept, which is, in a certain sense, a concept of mental
development, provides the only true explanation of the whole universe.
The result is a comprehensive system something like Hegel's. Hegel
honoures one type of historical explanation, by making it the foundation of his
system; and it is this system that Marx turns upside down, making the whole
process of development material instead of mental. Systems like those of
Marx and Hegel ard intended to have implications regarding human
behaviour. But concern with moral and emotional, even with
aesthetic, requirements may take many other different forms. It may take
the form of a desire to provide some transcendental authority, some more than
human backing, for a particular morality: a moral conclusion about
how we ought to behave is to follow from a metaphysical premise about the
nature of reality. It may take the more general form of a wish to supply
transcendental backing for morality in general. Or it may take the form of a
wish to demonstrate that there is some surpassing and unobvious excellence
about the nature of things, an ultimate satisfactoriness in the universe.
Spinoza provides another example of the first of these. He claims to
demonstrate, from the nature of reality, that the supreme satisfaction is also
the supreme virtue, and that both consist of what he calls the intellectual
love of God: which seems to mean, for him, a kind of acquiescent and admiring
understanding of the workings of Nature. Kant is the supreme example of the
second. The whole world of nature, including our ordinary human selves — the
whole province of scientific knowledge, in fact — is declared to be mere
appearance, in contrast with the world of transcendent reality, the world of
things in themselves. Reality is set behind a curtain impenetrable to
scientific enquiry, a removal which both guarantees its security and *heightens
its prestige*. But communications are not wholly severed. From behind the
curtain Reality speaks — giving us, indeed, not information, but a
command, a moral imperative. In some admittedly unintelligible way, Reality is
within us, as rational beings; and, with unquestionable authority, it lays down
the general form of the moral law which we ought, as ordinary human beings, to
obey. Finally, Leibniz, who unites so many intellectual concerns in a
brilliant, if precarious, harmony, provides a good example of the third form
which this element in metaphysics may take. The celebrated optimism —
'Everything is for the best in the best of all possible worlds' — is not, in
the context of his system, at all as absurd as Voltaire made out. We may find
it unsympathetic, which is another matter; for Leibniz's criteria of the
highest excellence are peculiarly his own. He thinks he can demonstrate that
reality must exhibit a peculiarly satisfying combination of the maximum
possible diversity and richness of phenomena, together with the greatest
possible simplicity of natural laws. Sometimes the demonstration appears to be
theological, sometimes purely logical. In any case it was this combination of
richness and elegance which he found so admirable - worth, no doubt, a Lisbon
earthquake or a Turkish war. It seems a taste that we might find unsympathetic,
but could scarcely find ridiculous. It is time, however, to enter a
caveat. It would be misleading to suggest that the sources of
metaphysics are always of the kinds we have so far described — such as the wish
to get morality transcendentally underwritten, or the desire to give science
the right direction, or the urge to show that some departmental study holds the
key to the universe at large. Metaphysics may have a humbler origin. It often
enough happens that philosophers, reflecting upon a particular matter, find
themselves, or seem to find themselves, in a certain kind of quandary. We can
best illustrate this by considering in a little detail one particular quandary
of this kind. We select the problem of our knowledge of the material world,
a problem — or apparent problem — which has long occupied the attention of
philosophers. On the one hand, in their unphilosophical moments, they (like all
the rest of us) have no hesitation in sometimes claiming to know on the
evidence of the senses that this or that thing exists or is of such and such a
character; they do, in practice, seem to have no difficulty (in many cases) in
distinguishing between situations in which it is in order to claim to know, for
example, that the milk is on the doorstep and situations in which such a claim
would not be in order. Naturally, therefore, they have a strong antipathy
to any suggestion that all such claims to knowledge should be rejected as
false. Nevertheless, on reflection, they find themselves faced with
philosophical considerations which seem to force them into just such a
rejection. For (the argument runs) if we are to have perceptual knowledge of
the world, this knowledge must be based on the appearances which this or that
thing presents to us, on our sense-impressions. But it is clear that our
sense-impressions may be deceptive or even hallucinatory; the fact that it
looks to me as if there is a milk bottle on the doorstep does not guarantee
that there really is a milk bottles on the doorstep, or even that there is in
fact anything on the doorstep. If we try to remove this doubt in a given case
by further observation, all we are doing is providing ourselves with further
sense-impressions, each of which is open to the same suspicion of deceptiveness
as the sense-impressions with which we started; so we are no better off. Indeed
(the argument may continue) so far from providing us with certain knowledge
about the world, our sense-impressions cannot even be justifiably regarded as
more or less reliable clues to, or indications of, the character of the world.
For they could only properly function as clues if we could correlate particular
kinds of sense-impression with particular kinds of thing, and to do this we
should have to possess some kind of direct access to this of that thing, and
not merely indirect access via sense-impressions.This direct access we do not
have. This is an example of the kind of philosophical consideration which seems
to lead to the conclusion that any claim to knowledge of the world must be
rejected. The result is a quandary of just the kind we are seeking to
illustrate: that is to say, a conflict between a reluctance to discard some
range of propositions with which in everyday life everyone is perfectly
satisfied, and the pressure of a philosophical argument which seemingly leaves
no alternative but to reject the propositions in question. The propositions in
jeopardy often (though not always) state that we have knowledge of this or that
kind, in which case the philosophical arguments which undermine them do so by
setting up a barrier between appearance and reality, or between the evidence
and that for which it is (supposedly) evidence. Now, when is the response
to such a quandary a metaphysical response? One kind of response, which would
be generally admitted to be metaphysical is what one might call the
Transcendentalist response. To respond in this way to the quandary about
the world, for example, would be to maintain that a thing may be known to
exist, even though not observable, and to explain the possibility of such
knowledge by invoking some transcendental hypothesis, some principle which is
supposed to be acceptable independently of experience. For example, one might
invoke the principle that God is not a deceiver, or that appearances must have
causes; and then, by invoking the further principle that there must be some
resemblance between cause and effect (and so between reality and appearance)
one might guarantee some knowledge of the character, as well as of the
existence, of this or that thing. In general, it is characteristic of the
Transcendentalist to admit both unobservable entities and principles which are
not empirically testable; by this means he may hope to reinstate, at least in
part, the propositions which he was in danger of having to give up. A very
different type of response to the problem is Hume's. Put very baldly, his view
was that all our everyday statements about this or that thing incorporate
mistakes in a systematic way, and so none of them can, as they stand, be
rationally accepted; hence, of course, claims to know them to be true must be
false or absurd. He adds, however, that we are so constituted as human beings
that we are incapable of ceasing to make and accept such statements in our
everyday life, even though in our reflective moments we may see the error of
our ways. We might perhaps confer the label of rejector' upon one who,
when it is asked how we are to preserve a particular range of everyday
assertions from destruction by philosophical argument, replies that such
preservation is not rationally possible. The rejector's response is not less
metaphysical than the Transcendentalist's. A more recently fashionable
method of dealing with our kind of quandary is the method of reduction. For instance,
some philosophers have tried to remove the barrier between sense-impressions
and the thing by maintaining that a thing is just a collection or family of
sense-impressions; or to put the view in a more modern garb, they have
suggested that sentences about a thing are translatable, in principle at least,
into complicated sentences about the sense-impressions that people actually do
have, or would have, in certain conditions. If so much is granted, it
would be claimed, there remains no difficulty in the idea that facts about
sense impressions constitute a legitimate evidential basis for statements about
a thing; for to conclude that since certain sorts of sense-impressions have
been obtained in certain sorts of conditions, therefore more or less similar
sense-impressions would be obtained in more or less similar conditions,
is not more objectionable in principle than to argue (say) from the character
of a sample to the character of the population from which the sample is drawn.
In general, the procedure of the reducer when faced with a question of the type
'How can we legitimately claim to know about Xs when our only direct
information is about Ys' is to reply that the difficulty disappears if we
recognize that Xs are nothing over and above Ys, that to talk about Xs is to
talk in a concealed way about Ys. Whether we are to count the reductive
response as metaphysical or not depends on how seriously it is pressed. If the
'reducer' maintains that his proposed reduction, or something like it, must be
accepted as the only way of avoiding on the one hand the introduction of a
transcendental hypothesis, and on the other hand wholesale rejection of a
certain class of everyday statements, then he, too, is to be counted as a
metaphysician; but IF he is prepared to allow his proposed reduction to be
treated purely on its merits, and does not regard its acceptance as being the
only satisfactory way of meeting some threat to common sense, he is not a
metaphysician. But then, too, he cannot be taking the quandary very seriously:
he must be thinking of it as an apparent quandary, the illusion of a quandary,
which can be dispelled without recourse to any of these drastic measures.
The question arises: How is our characterization of these quandary-responses as
metaphysical connected with what we have previously had to say about
metaphysics? In more ways than one. In the first place, it is necessary, in
order for the quandary to arise at all, and to appear as something requiring
drastic measures, that some conceptual shift, some perhaps unnoticed change in
our ordinary way of looking at things, should already be occurring. That change
of view, on which Wisdom lays such emphasis, is already taking place. Second,
behind the, quandary and the change of view, we may sometimes glimpse the working
of one of those preferences among the categories which we earlier
mentioned. For example, it may be that Plato believed in the supreme
reality of those eternal changeless entities, the Forms, partly at least
because he wished to preserve the possibility of scientific knowledge and yet
was threatened with having to reject it; for philosophical reflection made it
appear that knowledge of perceptible things was impossible, since perceptible
things were constantly in process of change. In order, then, to resolve his
quandary, to find a subject-matter for scientific knowledge, Plato was led to
introduce, and to exalt, the Forms. But the idea that knowledge of changeable
things is impossible, which gives rise to the quandary, may itself arise from a
preference: from the feeling that to be unchanging (and so permanent and
stable) is so much better than to be changing (and so fleeting and insecure)
that only knowledge of unchanging things is worthy of the name of
knowledge. We have spoken of some of the springs, and of some of the
characteristic features, of metaphysics. Our survey is summary and
incomplete. It may be supplemented by more detailed discussion of different
aspects of the subject. But even from a summary survey, a general picture emerges.
The enterprise of metaphysics emerges as, above all, an attempt to
re-order or to reorganise the set of ideas with which we think about the world;
assimilating to one another some things which we customarily distinguish,
distinguishing others which we normally assimilate; promoting some ideas to key
positions, downgrading or dismissing others. It is supremely a kind of
conceptual *revision* which the metaphysician undertakes, a re-drawing of the
map of thought — or parts of it — on a new plan. Of course such a revision is
often undertaken within particular departments of human thought, and are not
then metaphysical ventures. But the revision which the metaphysician
undertakes, although it may be undertaken in the interests — or supposed
interests — of science, or in the light of history, or for the sake of some
moral belief, is always of a different order from a merely departmental
revision. For among the concepts he manipulates are always some — like
those of knowledge, existence, identity, reality - which, as Aristotle said,
are common to all the departmental studies. Partly for this reason, the
metaphysical revision tends to comprehensiveness, tends to call for
readjustments everywhere. Not that it inevitably issues in a comprehensive
system, although it is never merely departmental. For though the notions to be
revised are general, and not departmental, notions, they need not all be
revised at once and to the limit. So we have those comparatively localised
disturbances, where, from the interplay of quandary and preference, there
emerges some minor metaphysical shift in the contours of thought. But the
metaphysician par excellence will not stop short at this. With more or less of
boldness, ingenuity and imagination, he re-draws the whole map — unless he
describes it, by analysing with systematic botanic skills the ways we, at
Oxford, talk! H. P. Grice
Series 1 Correspondence Carton 1 (folders 1-15). Arranged alphabetically
according to surname; followed by general correspondence. Series includes
correspondence with Baker, Bealer, Warner, and Wyatt addressing various forms
of his research on philosophy. Folder 1 Bennett Folder 2 Baker, Folder 3
Bealer Folder 4 Code Folders 5-6 Suppes Folders 7-8 Warner Folder 9 Wyatt 10-12
General to H. P. Grice Folders 13-14 General Folder 15 Various published papers
on Grice Series 2 Publications Carton 1 (folders 16-31), Cartons 2-4
Arranged chronologically; Arranged alphabetically for those publications
without dates. Series includes published papers, drafts and notes that accompany
their publications, unpublished papers along with their drafts and/or notes,
and published transcripts of his various lectures (William James, Urbana,
Carus, John Locke). Also included is Grice's volume "Studies in the Way of
Words" which is compilation of all his other published works including,
"Meaning," "Utterer's Meaning," and "Logic and
Conversation." Carton 1, Folder 16 "Meaning" Folders 17-18
"Meaning Revisited" Folder 19 Oxford Philosophy - Linguistic
Botanizing Folder 20 "Descartes on 'Clear and Distinct
Perception'" Folders 21-23 “Logic and Conversation” Folders 24-26 William
James Lectures Folder 27 "Utterer's Meaning, Sentence-Meaning, and
Word-Meaning" Folders 28-30 "Utterer's Meaning and
Intentions" Folder 31 "Vacuous Names" Carton 2, Folders 1-4
"Vacuous Names" Folders 5-7 Urbana Lectures Folder 8 Urbana Lectures
- Lecture Folders 9-10 "Intention and Uncertainty" Folder 11
"Probability, Desirability, and Mood Operators" Folders 12-13 Carus
Lectures Folders 14-16 Carus Lectures Folders 17-18 "Reply to Davidson on
'Intending'" Folders 19-21 "Method in Philosophical Psychology"
Folders 22-23 "Incontinence" Folder 24 "Further Notes on Logic
and Conversation" Folder 25 "Presupposition and Conversational
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"Studies in the Way of Words" Folders 22-25 "Retrospective
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Good" Folder 7 "Aristotle on the Multiplicity of Being"
Folder 8 "Aristotle: Pleasure" Folder 9 "Conversational
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"Personal Identity" (including notes on Hume) Folder 13
"Philosopher's Paradoxes" Folder 14 "A Philosopher's Prospectus"
Folder 15 "Philosophy and Ordinary Language" Folder 16 Some
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26 "Reply to Anscombe" Folders 27-30 "Reply to
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Kant Folder Metaphysics and the Language of Philosophy Folder 25 Freedom Folder
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"The Logical Construction Theory of Personal Identity" Folder 26
"On Saying That" Folders 27-28 Descartes Folder 29 Denials of
Indicative Conditionals" Folder 30 Dispositions and Intentions Folder 31
Dogmas of Empiricism Folder 32 Emotions and Incontinence Folder 33 Entailment
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Discipline, and Implicatives Undated Folder 7 Hume Folders 8-9 Hume's Account
on Personal Identity Folder 10 Identity Folders 11-12 Ifs and Cans Folder
13 Irony, Stress, and Truth Folders 14-16 Kant Folder 17 Kant's Ethics Folder
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Folder 25 Perception Folder 26 “Clear and Distinct Perception and
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Life" Notes, Happiness Folder 29 Pierce Folder Basic Pirotese, Sentence
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Folder Presupposition and Implicative Folder 4Probability and Life Folder
5 Rationality and Trust notes Folder 6 Reasons Folder 7 Reflections on Morals
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30-31 Wants and Needs H. P. Grice Series 1 Correspondence Carton 1
(folders 1-15). Arranged alphabetically according to surname; followed by
general correspondence. Series includes correspondence with Baker, Bealer,
Warner, and Wyatt addressing various forms of his research on philosophy.
Folder 1 Bennett Folder 2 Baker, Folder 3 Bealer Folder 4 Code Folders
5-6 Suppes Folders 7-8 Warner Folder 9 Wyatt 10-12 General to H. P. Grice Folders
13-14 General Folder 15 Various published papers on Grice Series 2
Publications Carton 1 (folders 16-31), Cartons 2-4 Arranged chronologically;
Arranged alphabetically for those publications without dates. Series includes
published papers, drafts and notes that accompany their publications,
unpublished papers along with their drafts and/or notes, and published
transcripts of his various lectures (William James, Urbana, Carus, John Locke).
Also included is Grice's volume "Studies in the Way of Words" which
is compilation of all his other published works including, "Meaning,"
"Utterer's Meaning," and "Logic and Conversation." Carton
1, Folder 16 "Meaning" Folders 17-18 "Meaning Revisited"
Folder 19 Oxford Philosophy - Linguistic Botanizing Folder 20
"Descartes on 'Clear and Distinct Perception'" Folders 21-23 “Logic
and Conversation” Folders 24-26 William James Lectures Folder 27
"Utterer's Meaning, Sentence-Meaning, and Word-Meaning" Folders
28-30 "Utterer's Meaning and Intentions" Folder 31 "Vacuous
Names" Carton 2, Folders 1-4 "Vacuous Names" Folders 5-7 Urbana
Lectures Folder 8 Urbana Lectures - Lecture Folders 9-10 "Intention and
Uncertainty" Folder 11 "Probability, Desirability, and Mood
Operators" Folders 12-13 Carus Lectures Folders 14-16 Carus Lectures
Folders 17-18 "Reply to Davidson on 'Intending'" Folders 19-21
"Method in Philosophical Psychology" Folders 22-23
"Incontinence" Folder 24 "Further Notes on Logic and
Conversation" Folder 25 "Presupposition and Conversational
Implicature" Folders 26-28 "Freedom and Morality in Kant's
Foundations" Folders 29-30 “Aspects of Reason” Carton 3, Folders 1-5
Actions and Events Folder 6 Postwar Oxford Philosophy Folders 7-21
"Studies in the Way of Words" Folders 22-25 "Retrospective
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"Retrospective Epilogue" Folder 2 "Retrospective Epilogue and
Foreword" Folders 3-4 "Metaphysics, Philosophical Eschatology, and
Plato's Republic" Folder 5 Reprints Folder 6 "Aristotle on Being and
Good" Folder 7 "Aristotle on the Multiplicity of Being"
Folder 8 "Aristotle: Pleasure" Folder 9 "Conversational
Implicative" Folder 10 “Negation” Folder 11 “Negation” Folder 12
"Personal Identity" (including notes on Hume) Folder 13
"Philosopher's Paradoxes" Folder 14 "A Philosopher's
Prospectus" Folder 15 "Philosophy and Ordinary Language" Folder
16 Some Reflections about Ends and Happiness Folders 17-25 Reflections on
Morals Folder 26 "Reply to Anscombe" Folders 27-30 "Reply to
Richards" Materials Folder 1 Seminar at Cornell Folder 2 Seminar
Folder 3 Philosophy Folder 4 Philosophy Folders 5-6 Kant's Ethical Theory
Folder 7 Aristotle Ethics Folder 8 Kant Seminar Folder 9 Kant's Ethics Folders
10-13 Kant Lectures Folders 14-15 Philosophy 16-17 “Kant's Ethics” Folder 18
Knowledge and Belief Folders 19-21 Kant's Ethics Folder 22 Philosophy Folder 23
Kant Folder Metaphysics and the Language of Philosophy Folder 25 Freedom Folder
26 Lectures Undated Folders 27-28 Kant's Ethics Folder 29 "The Criteria of
Intelligence" Folder 30 Modest Mentalism Folder 31 Topics for Pursuit,
Zeno, Socrates Notes Carton 6, Folders 1-2 Syntax, Semantics, and Phonetics
Folder 3 "That" Clause Series 4 Associations Carton 6, Folder 4
Entailment Folders 5-6 "Some Aspects of Reason," Kant Folder 7
Causality Folder 8 Transcription of Tape Folder 9 Unity of Science and
Teleology "Hands Across the Bay," and Beanfest Folder 10 Beanfest -
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Partial Working Copy Carton 10 Audio Files of various lectures and
conferences Series 5 Carton 6, Folders 13-14 "The Analytic/Synthetic
Division" Folder 15 Aristotle and "Categories" Folder 16
Aristotle's Ethics Folder 17 Aristotle and Friendship Folder 18 Aristotle
and Friendship, Rationality, Trust, and Decency Folder 19 Aristotle and
Multiplicity Folder 20 Notes Folder 21 Notes 1983 Folder 22 Casual Theory
Perception Folder 23 Categories Folder 24 Categorical Imperatives Folder 25
"The Logical Construction Theory of Personal Identity" Folder 26
"On Saying That" Folders 27-28 Descartes Folder 29 Denials of
Indicative Conditionals" Folder 30 Dispositions and Intentions Folder 31
Dogmas of Empiricism Folder 32 Emotions and Incontinence Folder 33 Entailment
and Paradoxes Folders 34-35 Ethics Folder 36 Ethics Folder 37 Festschrift and
Notes Folder 38 "Finality" Carton 7, Folder 1 "Form, Type, and
Implication" Folder 2 Frege, Words and Sentences Folder 3"Fundamental
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of Morals Folder 5 Grammar and Semantics Folder 6 Happiness, Discipline, and
Implicatives Undated Folder 7 Hume Folders 8-9 Hume's Account on Personal
Identity Folder 10 Identity Folders 11-12 Ifs and Cans Folder 13 Irony,
Stress, and Truth Folders 14-16 Kant Folder 17 Kant's Ethics Folder 18 Kant,
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Semantics Folders 21-22 Locke Lectures Folder 23 LogicalForm and Action
Sentences Folders 24-25 Meaning and Psychology Folders 26-27 Metaphysics Folder
28 Metaphysics and Ill-Will Folder 29 Metaphysics and Theorizing Folder 30
Method and Myth Folder 31 Mill’s Induction Folder 32 Actions and Events Carton
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Desirability, and Probability Folders 16-17Nicomachean Ethics and Aristotle
Ethics Folder 18 Objectivity and Value Folder 19 Objective Value, Rational
Motivation Folder 20 Oddents - Urbane and Not Urbane Folders 21-22 Vision, Taste,
and other Perception Folder 23 Perception Folder 24 Perception Folder 25
Perception Folder 26 “Clear and Distinct Perception and Dreaming" Folder
27 “A Pint of Philosophy” Folder 28 “A Philosophy of Life" Notes,
Happiness Folder 29 Pierce Folder Basic Pirotese, Sentence Semantics and Syntax
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1 Practical Reason Folder 2 Preliminary Valediction Folder Presupposition
and Implicative Folder 4Probability and Life Folder 5 Rationality and Trust
notes Folder 6 Reasons Folder 7 Reflections on Morals Folder 8 Russell and
Heterologicality Folder 9 Schiffer Folder 10 Semantics of Children's Language
Folder 11 Sentence Semantics Folder 12 Sentence Semantics - Prepositional
Complexes Folder 13 Significance of the Middle Book's Aristotle's Metaphysics
Folder 14 Social Justice Folder 15 “Subjective" Conditions and Intentions
Folder 16 Super-Relatives Folders 17-18 Syntax and Semantics Undated Folder 19
The 'That" and "Why" - Metaphysics Folder 20 Trust, Metaphysics,
Value, etc Folder 21 Universals Folder 22 Universals Folder 23 Value,
Metaphysics, and Teleology Folder 24 Values, Morals, Absolutes, and the
Metaphysical Folders 25-27 Value Sub-systems, the "Kantian Problem"
Folder 28 Values and Rationalism Undated Folder 29 Virtues and Vices Folders
30-31 Wants and Needs H. P. Grice TEMPERANZA I shall approach
the topic of incontinence via consideration of Donald Davidson's recent
admirable paper, 'How is Weakness of the Will Possible?' (EAE, pp. 21-42), and
we begin by rather baldly summarizing what are for our purposes the salient
points of that paper. An incontinent act is, in effect, initially defined as an
act done intentionally, an alternative to which is both open to the agent and
judged by the agent to be, all things considered, better than the act in
question. A primary conceptual difficulty about incontinence is seen as being
the inconsistency of a triad consisting of the statement (P3) that there are
incontinent acts together with two further principles which state, in effect,
(PI) given that a man does either x or y intentionally, preference in wanting
(wanting x more than y) is always reflected in preference in intention
(intentionally doing x rather than y) and (P2) that preference in wanting
always follows preference in evaluative judgement judging x to be better than
y) if such preference in evaluative judgement obtains. We have a suspicion
that, though he does not say so, Davidson is committed by what seems to be the
rationale for accepting these principles, as he does, to accepting also the
converses at least of P1, and possibly also of P2; that is to say, to holding
not only that if there is preference in wanting there is also preference in
intention (if either act is done intentionally) but also that if x is preferred
in intention to y then x is also preferred in wanting to y. And similarly,
perhaps, not only if there is preference in evaluative judgement there is
preference in wanting, but if there is preference in wanting there is
preference in evaluative judgement. This suspicion however obviously will need
further elaboration and substantiation. Davidson's solution to this
paradox utilizes a suggested analogy between evaluative statements and
probability statements to reachand deploy a distinction between conditional and
unconditional judgements which, it is contended, makes possible an
interpretation of the members of the apparently inconsistent triad on which
they are no longer inconsistent; suitably interpreted, all three principles can
and should be accepted. More specifically, the man who incon-tinently does y
rather than x does indeed judge that x is better than y, but the judgement is
the conditional judgement that all things considered, x is better than y; but
only an unconditional judgement that x is better than y would require to be
reflected first in preference in wanting and second in preference in intention.
The incontinent man does not judge unconditionally that x is better than y;
indeed, if we interpret Davidson aright, the incontinent man combines the
conditional judgement that, all things considered, x is better than y, with the
unconditional judgement in line with his preference in intention, namely that y
is better than x. The attachment to the idea of preserving both Pl and P2
is, it seems, rooted in a view about the analysis of the notion of intentional
action. The proper analysis of this notion is seen as requiring, in a way to be
more fully discussed in a moment, that there should be some interpretation of
the expression 'judges x to be better than y' such that such a preferential
evaluative judgement should be reflected in an intention formed with respect to
doing x or doing y. Davidson's view of action seems to lead him to
maintaining also, though the basis of this contention is less obvious, that if
an action is done intentionally then it is done for a reason. It emerges
from Davidson's survey of previous discussion of the subject of incontinence
that he considers there to be two themes which are liable to be confused, both
of which, if we interpret him aright, are at least to some degree mistaken. To
quote him: 'One is, that desire distracts us from the good, or forces us to the
bad; the other is that incontinent action always favours the beastly, selfish
passion over the call of duty and morality."' As presented, an
exem-plification of the second theme would entail an exemplification of the
first theme. This logical connection seems to us inessential; the statement of
the themes can be recast in such a way as to make them logically distinct. The
first theme would be that in incontinence it is always the case that desire or
passion makes us act against our better judgement: desire or passion is always
the victor over better • 'How is Weakness of the Will Possible?' *,
p. 29.judgement. The second theme would be that in incontinence what our better
judgement calls for is always action in line with duty or morality; it is
always duty or morality which is the loser. Davidson's example of the man who
allegedly acts incontinently by getting out of his comfortable bed in order to
remedy his forgetful failure to brush his teeth may be envisaged as a counter
to these themes in certainly two, and possibly three, ways. (1) It is not
always the passion which wins, if we can take the reluctance to get out of bed
as falling under the heading of desire or passion, because this is the element
which loses in this case, thereby invalidating theme one. (2) If duty or
morality is involved at all, that is, if we think brushing one's teeth to be a
duty, duty or morality is involved not as a loser but as victor. This example
may also be used to make the even stronger point that since the call upon me to
brush my teeth is not a call of duty or morality but only the call of self-interest,
in this case as in Davidson's reference to the man who acts incontinently when
concerned to maximize his own pleasure (the allusion to Mill) duty or morality
is not involved at all, on either side. And we might say he might have
produced (though he does not), as his example suggests, some cases in which
desire or passion are not involved at all. We can imagine a case in which a man
is diverted from what he knows to be his duty by what he judges to be in his
self-interest. While someone who wished to distinguish wickedness from
incontinence might wish to classify such cases as wickedness rather than as
incontinence, it is clear that they would fall within the characterization of
incontinence given by Davidson himself. 11 The conditional/unconditional
distinction stems, as we have already remarked, from an attempt to provide for
the logical possibility of incontinence while retaining the two principles Pl
and P2, and to do so via a distinction of content between those evaluative
judgements which carry with them intention or decision and those which do not.
Crucial to this distinction is the analogy which Davidson finds between, on the
one hand, probability judgements and those non-practical arguments within which
they figure, and, on the other hand, evaluative judgements and the practical
arguments in which they figure. The relevant type of probability judgement, for
example, 'given that the skies are red this evening, it will probablyrain
tomorrow', is seen by Davidson as exemplifying the canonical form pr(m,, p)
where 'pr' represents a sentential connective, 'm;' represents a sentence
specifying an evidentially relevant considera-tion, and 'p' represents a
sentence specifying a state of affairs to which m, is claimed to be relevant.
While a procedure is needed to enable us sometimes to infer by detachment from
such a probability judgement, together with the premiss that my, to the
conclusion that p, unrestricted detachment cannot be allowed since (1) pr(m,,
p) and (2) pr(m, and mar -p) may both be true. As Hempel and others have noted,
inferences of this type have, therefore, to be subject to a 'principle of total
evidence', the proper formulation of which we do not at this point have to
discuss, but which would prevent an inference by detachment from (1) when (2)
is available. Analog-ously, some evaluative judgements are considered by
Davidson as representable by the structure pf(my, a better than b) where
'pf' (pronounced 'prima facie') is a sentential connective which parallels
'pr' ', and 'a' and 'b' represent possible actions. Inferences from
such conditional value judgements to the corresponding unconditional value
judgement that a is better than b are, like their counterparts in the area of
probability, and for the same reasons, subject to a principle of total
evidence. A special case of a conditional value judgement is, according to
Davidson, a judgement of the type 'all things considered, a is better than b',
representable by the structure pfe, a better than b) where e represents the
total available evidence. Davidson's solution to the problem of incontinence
consists in the thesis that the typical incontinent man combines the
conditional judgement that pfle, a better than b) with the unconditional
judgement that b is better than a. The latter judgement is the one on which the
incontinent man acts, and since the type of evaluative judgement which
supposedly is in line both with preference in wanting and with intention to act
is taken to be the unconditional value judgement, the phenomenon of incontinence
is compatible with the principles Pl and P2. We may note here for future
reference that on Davidson's account the unconditional judgement, which in the
case of the incontinent man is in quasi- 2 Our notation for probability
judgements reverses the standard form utilized by Davidson, in that we make the
representation of the evidential base precede rather than follow the
representation of that to which probability is ostensibly assigned. We
make this change in order to hint at, though not to affirm, the idea that
probability and its practical analogue might be treated as attributes of
conditional propositions (statements), on some suitable analysis of
non-material conditionals.conflict with the 'all things considered' judgement,
stems from a consideration which is an element in the set of considerations
covered by the phrase 'all things considered', for example, from the thought
that to do b would be more pleasant than to do a. Such a consideration is
treated as being the incontinent man's reason for doing b and as being the
cause of, though not his reason for, the unconditional judgement from which his
act proceeds (EAE, p. 41). While we agree with Davidson about the
existence and importance of the analogy between probabilistic and evaluative
statements and arguments, we are dubious about certain aspects of Davidson's
characterization of it. A discussion of this question however, will not be
undertaken on this occasion.3 This issue apart, two modifications of the
Davidsonian scheme seem to us to be initially demanded if it is to be advanced
as a model for practical reasoning. The first of these does not seem in
any way damaging to the essence of Davidson's treatment of the problem of
incontinence, but the second leads us on to some serious objections. There seem
to us to be cogent grounds for providing room for evaluative judgements to the
effect not just that (1) relative to certain considerations a is better than b,
but that (2) relative to certain considerations, a is best. Given Davidson's
conditional/unconditional distinction it looks as if for many, if not all,
cases the final conditional evaluative judgement in practical argument should
be thought of as being of formrather than form (1), and the same may be true of some
of the non-final evaluative judgements contained in such an argument. It is
true that in some cases the judgement that a is best is tantamount to the
judgement that a is better than b, where b is the most promising alternative to
a: but this is not always so. Sometimes we seem to decide that relative to
certain evidence a is better than any of a range of alternatives without
deciding on any evaluative ordering of the remainder of the range and sometimes
even without identifying any of the elements in that remainder. If we are right
in supposing that an 'all things considered' judgement would characteristically
be of form (2), then clearly the incontinent man must be supposed to reach this
type of judgement. It is tempting, but we suspect wrong, to suggest that a
judgement to the effect that, relative to ma, a is best is to be represented as
a special case of form (L), namely, that given by the schema recognized by
Davidson, pf(m j, a is better thanDiscussed in Paul Grice, 'Probability, Desirability,
and Modal Operators' (unpublished).-a) (for example, EAE, p. 38). The latter
schema unfortunately can be read in either of two ways; as a way of saying
that, relative to my, a is good, and as a way of saying that relative to my, a
is better than any alternative. These readings are clearly distinct and
examples of each of them may occur in practical argument. Our second
modification may have more awkward consequences for Davidson's account.
Davidson wishes 'pf", like 'pr' • to be treated as a special
sentential connective. While this proposal may be adequate for dealing with
many examples of conditional judge-ment, there are some important candidates
which raise difficulties. If judgements expressed by the sentence forms
'all things con-sidered, a is better than b' or 'relative to the available
evidence, a is better than b' are to be regarded as instances of conditional
judge-ment, as Davidson seems to demand, the proposal will have to be modified.
For in the expression of these judgements the relevant considerations are not
sententially specified but are referred to by a noun phrase, and in such cases
characterization of 'pf", and for that matter of 'pr', as sentential
connectives would seemingly flout syntax. It would be no more legitimate
to treat the phrases 'the available evidence' or 'all things considered' (or
'all things') as substituends for a sentential place marker (as 'e' should be
to parallel 'm,') in one of Davidson's canonical forms than it would be to
treat 'the premisses of your argument' (as distinet from 'The premisses of your
argument are true') as a substituend for 'p' in the form 'if p then q'. So if
the account of conditional judgement is to be both uniform and capable of
accommodating 'all things considered' judgements (interpreted in the manner
just suggested), 'pr' and 'pf" will have to be thought of as representing
not connectives but relational expressions signitying relations between such
entities as sentences, statements, propositions, or judgements, according to
philosophical predilection. These reflections, however, raise a doubt
whether we have, after all, correctly interpreted Davidson's notion of an 'all
things con-sidered' judgement. Such a judgement might, as we have suggested, be
a judgement expressible in a sentence of the form 'Prima facie, relative to the
available evidence, a is better than b', but, alterna-tively, it might be
thought of as a judgement expressible in a sentence of the form 'Prima facie,
given that p, and P2... and Pn, a is better than b', where the conjunctive
schema 'P2... and Pn,represents a specification of what is, in fact, the
available evidence. If this alternative interpretation should prove
sufficient for a Davidsonian solution to the problem of incontinence, its
adoption would enable us to preserve the characterization of 'pr' and 'pf"
as representing connectives. But is it sufficient for this purpose? The
question whether, to discharge its role in Davidson's scheme, an 'all
things considered' judgement can be regarded as specifying a set of propositions
which in fact constitute the body of evidence, or whether it has to be regarded
as referring to such a set of propositions as constituting the body of
evidence, is, to our minds, bound up with the further question about the
meaning of the expressions 'all things considered' and 'available evidence'.
'All things considered' might mean either 'relative to everything which has so
far been considered' or 'relative to everything which should be con-sidered'.
Similarly 'the available evidence' might mean 'the evidence of which I have so
far availed myself' or 'all the evidence of which I should avail myself'. In
each case the natural interpretation seems to us to be the second, but there is
some indication (albeit in passages not altogether unambiguous) that Davidson
intends the first. It might be helpful, before we examine possible
interpretations of 'all things considered' judgements, to consider what might
be the maximal set of stages through which a man might pass in practical
deliberation. We offer an expanded sequence of stages which we hope Davidson
would not individually reject, although he might wish to claim that not all of
them are distinct. As we note below, Davidson might himself argue that stage
(7) is not distinct from stage (6), and we will later present as our first
interpretation of an 'all things considered' judgement one that
corresponds to stage (3) (hence, on this interpretation stages (3), (4), and
(5) would not be distinct) and as our second interpretation one that
corresponds to stage (4) (hence on this interpretation stages (4) and (5) would
not be distinct). These stages can be seen as occurring in non-practical
deliberation as well, and we have included the non-practical analogues of the
evaluative judgements. We may note that the labels are those of philosophical
reflection and not the agent's and, most important, that the schema is of a
provisional nature and, we think, will be seriously affected by criticisms
offered later in this paper.(1) Single specificatory prima-facie (pf)
(conditional) judge-ments: [pf(4,z better than not-z)]
[prob(A,z)] (2) Non-final compound specificatory pf (conditional)
judge-ments: (pf((A,B), z better than not-z)l [prob((4, B),
z)l Final compound specificatory pf
(conditional) judgement: [pf((A,B, C,D), z better than not-z)] (prob((A, B,C,
D), z)I when (A,B,C,D) = set of relevant factors before me Summative non-specificatory pf
(conditional) judgement: [pf((all things before me), z better than not-z) l
[prob((all things before me), z)] Final non-specificatory pf (conditional) judgement:
Ipf(all things considered), z better than not-z)] (prob(all things considered),
z)] Unconditional judgement: (z
better than not-z) Intention to do z Beliet that z (Note that Davidson might say that (7)
is not distinct from (6).) 111 Let us now revert to the actual text
of Davidson's paper. There seem to be four interpretations, or varieties of
interpretation, of one or other of the phrases 'all things considered' and
'relative to the available evidence' which, in one way or another, need to be
considered in connection with Davidson's account of incontinence. We shall
argue that the first three both give unnatural accounts of an 'all things
considered' judgement and, when incorporated into Davidson's framework, yield
unsatisfactory accounts of inconti-nence; while the fourth, though it seems to
represent correctly the nature of an 'all things considered' judgement, cannot
be fittedinto Davidson's framework without modification to that framework
which, we suspect, he would find unwelcome. 1. One possible
interpretation, which has already been mentioned, is to take the 'all things
considered' judgement as being of the form 'pf, given P,... Po, a is
better than b', where Pr... Po are in fact the totality of the propositions
which the agent believes to be both true and relevant. While this
interpretation preserves Davidson's stipulation that 'pf' be treated as a
connective, it fails to represent the incontinent man as thinking of his
judgement in favour of a as being relativized to the totality of available
evidence. For all that has been said, he might think this only a partial survey
of the pieces of evidence which, severally, he has considered, in which case he
would not have achieved the kind of judgement that a is better than b which,
intuitively, we want to attribute to him.To avoid this difficulty, we might abandon the idea
that 'pf' is a connective rather than a relational expression and, in line with
what Davidson seems to suggest himself, interpret the 'all things con-sidered'
judgement as being of the form 'pf, relative to the totality of propositions,
each of which is believed by me to be true and rele-vant, a is better than b',
or, to put it more succinctly, 'pf, relative to all that is now before me, a is
better than b'. This seems to give one legitimate reading of the expression
'available evidence' (= 'everything I have at present under consideration) but
ignores what seems to be a genuine distinction between 'relative to the
available evidence' (so understood) and 'all things considered'. It ignores,
that is, the possibility that a man, in his deliberation, might regard the
evidence at present available to him as inadequate, in which case it would seem
inappropriate to suppose him to be ready to make the judgement that 'all things
considered, a is better than b' (as 'all things considered' is normally
understood), Surely a general account of incontinence should provide for the
possibility of this measure of scrupulousness in the deliberations of the man
who subsequently acts incontinently.Our third candidate for the interpretation of an 'all
things con-sidered' judgement is one which it is pretty evident that Davidson
would, quite rightly, reject, but it is worth mentioning in order that it
should be clear just why it should be rejected. In pursuit of the proper goal
of accommodating a distinction between an *all things considered' judgement and
a conditional probability judgement orevaluative judgement which is relativized
to the totality of the evidence present before the judger (an 'all things
before me' judge-ment), one might seek to understand the idea of an 'all things
considered judgement as being the idea of a judgement to the effect that
something is probable, or prima facie better than something else, relative to
some totality of supporting facts, many of which would in a normal case be
unavailable to the judger, at least at the time of judging, and possibly at any
time. On this view, a standard piece of fully explicit practical reasoning might
be supposed to contain two distinct steps: (a) a step from a (conditional) *all
things before me' judgement (together with the reflective judgement that
certain qualificatory conditions obtain which license this step) to a
(conditional) 'all things considered' judgement, which is relativized to an
ideal totality of evidence; and (b) a step from a (conditional) 'all
things considered' judgement, so interpreted, to an unconditional judgement
that a is better than b. Such a view would be open to two grave objections.
First, as Davidson himself points out, if we stock this ideal totality of
evidence too generously it will not merely support but will entail the content
of the unconditional judgement. If I am investigating prob-abilistically the
possibility that it is now raining in Timbuctoo, the relevant ideal totality of
evidence should not include either the fact that it is raining in Timbuctoo or
the fact that the residents of Tim-buctoo can now see that it is raining. Such
a totality of evidence would have to occupy an intermediate position between
the evidence before the judger and the totality of all relevant facts of any
sort, and it is far from clear that there is any satisfactory characterization
of such an intermediate totality. Second, even if the idea of such a totality
could be defined, it seems plausible to suppose that at any given stage in the
reasoning, a reasoner's best estimate at that stage of what conclusion such an
ideal totality of evidence would support wouid have to coincide with the conclusion
supported by the evidence, so far as it goes, which is before him at that
stage. In so far as the evidence before me supports p, 1 am naturally at this
point inclined to believe rather than disbelieve that the totality of evidence
will support p. On the view considered, the crucial stage in probabilistic or
practical reasoning will not be that at which we become entitled to attach some
degree or other of credence to the content of some 'all things considered'
judgement, as so interpreted (if we have any evidence at all we are always in
that position); it would rather be the stage at which we are entitled,in the
light of the judgement that the qualificatory conditions obtain, actually to
judge, as opposed to, say, merely conjecture, that an ideal totality would
support a certain conclusion. But now it is not clear what useful function the
'all things considered' judge-ment, so understood, can be supposed to fulfill.
For if, as seems to be the case, a rational man will automatically make the
second of our two steps once he has made the first, would it not be more
economical, and therefore better, to suppose that the combination of an 'all
things before me' judgement, together with a judgement that the qualificatory
conditions obtain, directly entities a reasoner to make the appropriate
unconditional judgement rather than to suppose it to entitle him to make an
'all things considered' judgement from which he is to be supposed, if rational,
to make a further move to an unconditional judgement? 4. The argument of
the last paragraph has led us directly to the final possibility to be here
considered, namely, that for x to make an'all things considered' judgement that
a is better than b is for * to judge that, since he has a certain body of
evidence, e, in favour of the supposition that a is better than b, and since
certain qualifi-catory conditions are satisfied, it is best for x to (* should,
x ought to) make the unconditional judgement that a is better than b.
Whether or not this interpretation will succeed in preserving the idea than an
'all things considered' judgement is a special sort of conditional, or
prima-facie, judgement is a question which we will discuss in a moment.
The only remaining alternative interpretation, so far as we can see, is one which
although it might perhaps be thought to give a better representation of the
meaning of the phrase 'all things considered' would certainly not preserve the
conditional, or prima-facie, character of the 'all things considered'
judgement. One might treat the statement that, all things considered, a is
better than b, as expressing the judgement that a is better than b, with the
gloss that this judgement is justified in the light of one's possession of a
favourable body of evidence with respect to which the qualificatory conditions
obtain; but since on this interpretation an 'all things considered' judgement
would plainly involve the unconditional judgement that a is better than b, just
as part of what would be expressed by saying 'Demonstrably, p' would be
the judgement that p, no room would be left for the idea that an 'all things
considered' judgement is a conditional judgement. The crucial question to
be considered is whether, if we interpret an'all things considered' judgement
in what seems to us the most plausible way which does not represent it as
patently involving a commitment to an unconditional evaluative judgement, we
are still entitled to classify it as a conditional, or prima-facie,
judgement. Let us assume that we can facilitate exposition without introducing
any relevant change in substance if we express a standard prima-facie
evaluative judgement by the sentence form 'given that p. x should (ought to) do
A'; the shift from 'a is better than b' to 'x should do A' seems for present
purposes immaterial, and it is to be understood that the form we propose is not
to be taken as entailing that p. To incorporate a commitment to the truth of p,
the pattern might be varied to 'given the fact that p. x should do A'. In an
attempt to assimilate an 'all things considered' judgement as closely as
possible to this standard pattern, we might suppose its expansion to be of the
general form 'given the fact that p. certain things are the case such that,
given that they are the case, x should do A, and given the fact that certain
qualificatory conditions are met, x should judge that x should do A'. The
qualificatory conditions in question need not here be accurately specified;
their effect would be to stipulate that 'the principle of total evidence' was
satisfied, that, for example, x's judgement that, given certain facts, x should
do A, had taken into account all the relevant facts in x's possession and that
x had fulfilled whatever call there was upon him at the time in question to
maximize his possession of relevant facts. Let us summarily express the idea
that these qualificatory ,conditions are fulfilled by using the form 'x's
judgement that, given the facts in question, & should do A, is optimal for
x at the time in question'. Our question, then, is whether a judgement on the
part of x expressible in the form, 'given the fact that given certain facts, x should
do A, and x's judgement that (a) is
optimal for x, then & should judge that & should do A' is properly
classifiable as a conditional or prima-facie judgement. To put the matter
more shortly, but less precisely, the kind of judgement whose status is in
question is one such as 'given the fact that on my evidence I should do A, and
that my judgement that this is so is optimal, I should judge that I should do
A'. (Let us call a specially interpreted 'all things considered' judgement of
this form ATC*.)The question we have to ask, then, is whether ATC* is properly
classified as a conditional, rather than an unconditional, judge-ment. On one
possible interpretation of conditional judgement it clearly has strong claims,
inasmuch as it would be possible to replace, in its standard expression, the
opening phrase given the fact that' by the word 'if' without any violence to
the normal usage of 'if', and the resulting conditional sentence would express
one part of the sense of the ATC* judgement, the other part being what would be
expressed by the antecedent of this conditional sentence. The ATC*
judgement would then seem to be conditional in very much the same way as one
might regard a judgement of the form 'since p, q' our conditional, on the
grounds that its sense includes the sense of 'if p, g'. This sense of
'conditional' is plainly not that which we need in the present context. The
sense which we need is one which carries with it the idea of being prima-facie
in character, of being connected in some way with defeasibility. In an attempt
to show that ATC* is not conditional in this further sense, let us characterize
the sense more precisely. Let 'p,' abbreviate 'x has told y that x will
consider lending y $100 towards the purchase of a new car': Let
'P,' abbreviate 'y is hard up and needs a car for work'; Let'p,'
abbreviate 'y's spouse only too often gets hold of y's money'; Let 'q'
abbreviate 'x should lend y $100'; and Let 'q" abbreviate 'x should not
lend y $100'. The judgement that 'given p, & Pz, @' is clearly prima
facie in that the related argument form Given p,& p2,9
P1&p2 q is plainly defeasible, insofar as the addition of the
premisses that p and that, given P1, Pr & Pa, q' to the premisses above
gives us, without falsifying thereby p, or pz, a set of premisses from which it
would be illegitimate to conclude that q. All of this is, of course, familiar.
For purposes of comparison with ATC*, it is important to note that the argument
just characterized as defeasible could have been expressed in a telescoped
form, viz. • The relevant interpretation of 'if' may, of course, not be
any of those standardly selected by logicians or philosophers of logic.Given
the fact that p, & pa, 9 q Here too the inferential step will
be upset without falsification of its premiss if we suppose x also to have
judged that, given the fact that Pa, Pa, & Pa, Q. Let us as a first stage
in examining the status of ATC make use of the notion of a specification of an
ATC* judge-ment, that is, a judgement which differs from ATC* in that the
relevant considerations are identified and not merely alluded to (Spec (ATC*)).
The Spec (ATC*) appropriate for the present example will be X's judgement at /
that given the fact that given the fact that p, & Pz, 9; and that at t, x's judgement that (a) is
optimal for x; then x should judge at t that q. That a step by x from this
judgement to the detached conclusion that q would not be a step which is
defeasible in the required sense is shown by the fact that if, at t, x had made
the additional judgement 'given the fact that p, & p,& pa,
q"', his making this judgement would have entailed that his judgement
'given the fact that p, & Pa, q' was not optimal for x at t. In this case
he would not have been in a position to make the step from Spec (ATC*) to q,
but this would be because a judgement by him in favour of Spec (ATC*) would,
given the supposed additional judgement, be falsified. We do not, then, have
the characteristic case of a defeasible inference in which the inference may be
upset without falsification of any of its pre-misses. Since the truth or
falsity of the claim that x's judgement about a certain body of evidence is optimal
cannot depend on whether, in the claim in question, the body of evidence is
itemized or merely referred to, if the step from Spec (ATC*) to q is not of the
defeasible kind, then the step from ATCe to q is not of the defeasible kind
either. It in fact seems to us that, though there is an. important difference
between the two cases residing in the fact that in the first case, but not in
the second, the legitimacy of the inference is relative to a particular subject
at a particular time, the irrationality of refusing to move from the
appropriate ATC* judgement to q will be the same in kind as the irrationality
involved in refusing to move (as, perhaps, Lewis Carroll's tortoise did) from
'given the fact that pand that if p, q'to 'q'; and furthermore, that the
irrationality inquestion is not of a kind that either we or Davidson would wish
to attribute to the typical incontinent man. If the above argument is
correct, to preserve as much as possible of Davidson's theses we should have to
suppose that the typical incontinent man judges (unconditionally) that he
should judge that he should do A, but does not actually judge that he should do
A. If we try to take this position, we are at once faced with the following
awkward questions: the position, like what we may call the 'naïve' view of
incontinence, involves the supposition that for a certain substituend for @ it
is true of a typical incontinent man that he judges that he should o but does
not ; it differs from the 'naive' view in taking as the favoured substituend
for o 'x judges that x should do a', rather than 'x does a'. Why should this
departure from the 'naive' view be thought to give a better account of
incon-tinence? On the face of it, the 'naïve' view scems superior. It seems
casier to attribute to people a failure to act as they fully believe they ought
to act than to attribute to them a failure to believe what they fully believe
they ought to believe. What is there to prevent a man from judging that he
should do a, when he judges that he should judge that he should do a, except
his disinclination to do a, and would it not be more natural to suppose that
this disinclination prevents his judgement that he should do a from being
followed by his doing a than to suppose that it prevents his judgement that he
should judge that he should do a from being followed by his judgement that he
should do a? So far as we can see, the only motivation for disallowing
the possibility of incontinence with respect to action, as most
straightforwardly conceived, while allowing the possibility of the realization
of a similarly straightforward conception of incontinence of belief or
judgement, lies in the supposed theoretical attractiveness of the equation of a
decision or intention on the part of x to do a with a judgement on the part of
x that x should do a or that it is best for x to do a. To examine the case for
this theoretical idea would take us beyond the limits of the paper. But before
concluding our discussion we shall mention one or two considerations which seem
to tell against the account of incontinence which has just been
formulated. The actual logical situation is even more complex than we
have represented it is being; but present complexities are perhaps sufficient
for present purposes.For the purposes of this discussion, we should think of
the incontinent man as being just a special case of someone who is faced with a practical
problem about what to do; envisages himself as settling the problem by settling
what it is best for him to do (what he should do); and envisages himself as settling
what it is best for him to do by deliberation. He is a special case in that his
deliberation is defective in one or other of a number of special ways. There
may be occasions in which one decides, or forms the intention, to do something
without reference to the question what it is best to do, though some
philo-sophers, who may include Davidson, have been disposed to deny this
possibility. There may also be occasions in which one settles on something
being the best thing to do, without any recourse to delib-eration, by an
immediate or snap judgement. Both of these possible routes to the resolution of
a practical problem may, perhaps, in certain circumstances involve
incontinence, but it would not be the variety with which we and Davidson are
primarily concerned. Any one who, in consequence of satisfying the three
conditions speci-fied, has recourse to deliberation in the settlement of a
practical problem, whether or not he ends up by exhibiting incontinence,
engages in an undertaking which is generically similar to other kinds of
undertaking in that there is a specifiable outcome or completion towards which
the undertaking is directed. One who is engaged in fixing the supper, whether
or not as a result of prior decision, completes his operations when he reaches
his objective of having the supper ready, and if he breaks off his opcrations
before completing it, some explanation is required. Similarly, one who
deliberates in the face of a practical problem completes his operations when he
reaches the objective of having settled what is unconditionally the best thing
for him to do, and again, if he fails to complete the operation some
explanation is required. We must first distinguish a failure to complete
deliberation from a miscompletion; for the present discussion a failure to
complete due to interruption seems irrelevant. What we need to consider are the
various ways in which a man may miscomplete deliberation; and here, it seems,
attraction or revulsion, rather than externalsources which interrupt
deliberation, are in play. Now there are forms of miscompletion which will
present us with cases of incontinence which are net of the type with which we,
and Davidson, are concerned; a man may see a number of initial considerations, all
or some of which are favourabie to a, and because of the attractions of a or
his reluctance to deliberate, seize on one of these considerations and jump to
the unconditional conclusion that he ought to a. This is not Davidson's
case. Again, a man might deliberate and reach an 'all things before me'
judgement which represents the totality of his evidence at that stage, though
it is inadequate since more considerations are demanded. He jumps to a
judgement that he ought to a, in line with the latest 'all things before me'
judgement; this is not Davidson's case either, since here the relevant
conditional judgement and the unconditional judgement are both favourable to
doing a. This leaves us with the possibility of a man jumping to an
unconditional judgement in favour of a at a point at which the relevant 'all
things before him' judgement is in favour of something other than a. We shall
discuss this possibility with some care since, in spite of the fact that if
taken as a characterization of typical incontinence it is open to an objection
which we briefly advanced earlier (pp. 34-5), we are not absolutely certain
that it does not represent Davidson's view of the incontinent man.
Obviously, there is in general no conceptual difficulty attaching to the idea
of someone who is in the midst of some undertaking and who, as a result of
revulsion, tedium, or the appeal of some alter-native, breaks off what he is
doing and instead embarks on some other undertaking or action. The
miscompletion of deliberation which concerns us will, however, constitute a
special case of this kind of phenomenon, in that the substituted performance
has to be regarded as one with the same objective as the original undertaking,
namely, finding the best thing to do. Again, there is no lack of examples which
satisfy this more restrictive condition; one may break off one's own efforts to
get one's car running and, instead, send for a mechanic to get the job done.
But even this restriction is not restrictive enough in view of the special character
of the objective involved in deliberation. While there are alternative routes
to realizing the objective of getting one's car going besides working on it
oneself, it is not clear that there are alternative routes to settling what is
the best thing to do besides deliberating; or that if there are (for example,
asking some one else's advice), they are at all germaneto the phenomenon of
incontinence. One who arrives at a holiday resort and embarks on the
undertaking of finding the best hotel to stay in may tire of his search and
decide to register at the next presentable hotel that he encounters, but in
doing so he can hardly regard himself as having adopted an alternative method
of finding the best hotel to stay in. In fact, to provide a full parallel for
cases of incontinence, if these are conceived of as cases of making an
unconditional evaluation in a direction opposed to that of a current 'all
things before me' judgement, the examples would have to be even more bizarre
than that just offered. One would rather have to imagine someone who, with a
view to winning a prize at a party later in the day, sets out to find and to
buy the largest pumpkin on sale in any store in his neighbourhood. After
inspecting the pumpkins at three of the local stores, he tires of his
enterprise and decides to buy the largest pumpkin in the fourth store, which he
is now inves-tigating, even though he knows that the evidence so far before him
gives preference to the largest pumpkin at store number two, which is, of
course, larger than the one he proposes to buy. It is obvious that such a man
cannot regard himself as having adopted an alternative way to finding the
largest pumpkin on sale. This elaboration is required since, on the scheme
presently being considered, the incontinent man may typically substitute, for
the continuation of deliberation, the formation of an intention to do b, to
which he is prompted by its prospective pleasantness, in spite of the fact, of
which he is aware, that the considerations so far taken into account (which
include the prospective pleasantness of b) so far as they go favour a. The
outcome of these attempts to find parallels suggests forcibly that it is
logically impossible that one should without extreme logical incoherence make
an unconditional judgement favour-ing b when one is fully conscious of the
thought that the totality of evidence so far considered favours a, unless one
thinks (reasonably or unreasonably) that the addition of further evidence, so
far un-identified, would tilt the balance in favour of b. This last possibility
must be regarded as irrelevant to our discussion of incontinence, since it is
not a feature of the kind of incontinence with which we are concerned, if
indeed of any kind of incontinence, that the incontinent man should think that
further investigation and reflection would, or would have, justified the action
which the incontinent man performs. We are then left with the conclusion that
to suppose someone to make an unconditional judgement in a direction op-
posed to an 'all things before me' judgement, we must also suppose the latter
jugdement not to be 'fully present' to the judger, on some suitable
interpretation of that phrase. We can support this point directly without
having to rely on analogies with other forms of undertaking. Mr and Mrs John Q.
Citizen have decided they want a dog and are engaged in trying to settle what
would be the best breed of dog for them to acquire. This enterprise involves
them in such activities as perusing books about dogs, consulting friends, and
reminding themselves of pertinent aspects of their own experience of dogs. At a
certain point, not one at which they regard their deliberations as concluded,
it looks to them as if the data they have so far collected favour the selection
of a short-haired terrier, though there is something also to be said for a
spaniel or a dachshund. At this point, Mrs Citizen says, 'My aunt's spaniel,
Rusty, was such a lovely dog. Let's get a spaniel', and her husband says, 'All
right.' This story arouses no conceptual stir. But suppose that (1) Mrs
Citizen, instead of saying 'Let's get a spaniel' had said 'A spaniel's the best
dog to get' ', and that (2) previously in their deliberation they
had noted the endearing qualities of Rusty, but in spite of that had come to
lean towards a short-haired terrier. The story, thus altered, will conform to
the alleged course of the incontinent man's reflections; at a certain point it
appears to him that the claims of prospective pleasure are, or are being,
outweighed, but nevertheless he judges that the pleasant thing is the best
thing for him to do and acts on the judgement. But in the altered story the
judgement of Mr and Mrs Citizen that a spaniel is the best dog for them to buy,
to which they are prompted by a consideration which has already been discounted
in their deliberations, scems to us quite incredible, unless we suppose that
they have somehow lost sight of the previous course of their deliberations.
(The further possibility that they suddenly and irrationally changed their
assessment of the evidence so far before them, even if allowable, will not
exemplify the idea that there is some sense in which the incontinent man thinks
that what he is doing is something which he should not be doing.) The
conceptual difficulty is hardly lessened if we suppose the example of Rusty to
be a new consideration instead of one already discounted. The couple could not
move from it to the judgement that a spaniel is best without weighing it in the
balance together with the body of data which, so far as it goes, they have
deemed to point towards a short-haired terrier in preference to a
spaniel,unless again they had somehow lost sight of the course of their
deliberation. If, as we have been arguing, an unconditional judgement
against a can be combined with an 'all things before me' judgement in favour of
a only if the latter judgement is not fully present to the judger, a precisely
parallel conclusion will hold with respect to an 'all things considered'
judgement (ATC*), since an ATC* judgement consists of an 'all things before me'
judgement together with an 'optimality" judgement about it. Unless it
should turn out to be otherwise logically indefensible, it would be preferable,
as being more in accord with common sence, to attribute to the typical
incontinent man (as we have been supposing Davidson to do) not merely an 'all
things before me' judgement in favour of a but also an ATC judgement in favour
of a, with the additional proviso that the ATC* judgement is not fully present.
On the face of it, this would not involve the attribution to the incontinent
man of an unconditional judgement in favour of a, and so we leave room for an
unconditional judgement, and so for an intention, against a.
Unfortunately, as has been partially foreshadowed by our discussion of the
question whether an ATC* judgement is a conditional judgement, the position
just outlined is, in our view, logically inde-fensible, as we shall now attempt
to show. We attach different numerical subscripts to particular occurences
of the word 'justify' in order to leave open the possibility, without
committing ourselves to its realization, that the sense of 'justify"
varies in these occurrences; and we attach subscripts to the word
'optimality' in order to refer to some formulation (or reformula-tion) of the
optimality condition previously sketched by us on page 38 which would be
appropriate to whatever sense of 'justified' is distinguished by the
subscript. Let us suppose that: (I) * judges at / that (1) x
has at / some body of evidence (e) which, in conformity with the requirements
for optimality,, justifies, x's doing a. Unless we attribute to x extreme
logical confusion or blindness, the supposition (I) seems tantamount to the
supposition that: (1l) x judges at / that (2) x should do a.It
seems, however, that we are merely reformulating the supposition already
expressed by (I) if we suppose that: (IlI) * judges at r that (3) x
has at / some body of evidence (e) which, in conformity with the requirements
for optimalitya, justifies, x's judging at t that x should do a. Again,
as in the case of supposition (Il), supposition (III) seems tantamount to
supposition (IV): (IV) x judges at ! (4) x should judge at t that x
should do a. This argument seems to us to establish the conclusion that,
extreme logical confusion apart, one judges on what seems to one an adequate
basis that one should judge that one should do a if and only if one judges on
the same basis that one should do a. That is to say, any case of believing, on
what seems to one an adequate basis, that one should do a is, logical confusion
apart, to be regarded as also a case of believing that one's belief that one
should do a is a belief which one should hold: and any case of believing, on
what seems to one an adequate basis, that one should believe that one should do
a is, logical confusion apart, to be regarded as a case of believing that one
should do a. If this conclusion is correct it seems that we have excluded the
possibility of finding a reasonable interpretation of an 'all things
considered' judgement that one should do a which would be distinct from, and
would not involve, an unconditional judgement that one should do a. We
are left then with the conclusion that to attribute to the incontinent man an
ATC* judgement in favour of a is, in effect, to attribute to him an
unconditional judgement in favour of a; and so, presumably, to attribute to him
a not fully present ATC® judgement in favour of a is to attribute to him a not
fully present unconditional judgement in favour of a. If this is so, then there
seem to be initially the following options: 1. To hold that an
incontinent act, though voluntary, is not inten-tional: on this assumption we
are free to hold, if we wish, both (i) that forming an intention to do a is
identifiable with making a fullypresent unconditional judgement in favour of a,
and (ii) that a not fully present judgement in favour of a is incompatible with
a fully present unconditional judgement against a (more generally, patently conflicting
unconditional judgements are not compossible, even if one or both are not fully
present to the judger). To adopt this option would seem heroic. 2. To
allow that the incontinent man, at least sometimes, acts with an intention; in
which case it must be allowed either that (i) patently conflicting
unconditional value judgements are compossible, provided that at least one of
them is not fully present to the judger; or that (ii) an intention to do a is
not identifiable with a fully present unconditional judgement in favour of a;
the most that could be maintained would be that making a fully present
unconditional judgement in favour of a entails forming an intention to do a or,
altenatively and less strongly, is incompatible with having an intention to do
b, where b patently conflicts with a. The upshot of these considerations
with respect to the search for an adequate theory of incontinence seems to be
that the following contending theses remain in the field, though some of them,
particularly the first, may not appear very strong contenders: The typical incontinent man
(who does not do a though in some sense he thinks that he should) reaches only
a not fully present 'all things before me' judgement in favour of a, which he
combines with a fully present unconditional judgement against a, and (conse-quentially)
with an intention against a. Together with this thesis go the theses that
intention is identifiable with fully present unconditional judgement and that
patently conflicting unconditional judgements are not compossible in any
circumstances. The typical incontinent man
reaches a not fully present unconditional judgement in favour of a, which he
combines with a fully present unconditional judgement, and an intention,
against a. Together with this thesis go the theses that an intention is identifi.
able with a fully present unconditional judgement and that patently conflicting
unconditional judgements are compossible provided that at least one of them is
not fully present. 3. The typical incontinent man reaches a fully present
unconditional judgement in favour of a which he combines with an intention
against a, but not with a fully present unconditional judgementagainst a.
Together with this thesis go the theses that patently conflicting unconditional
judgements are not compossible in any circumstances and that an intention is
not identifiable with a fully present unconditional judgement, though it is
perhaps true that a fully present unconditional judgement entails the presence
of an intention (or at least excludes the presence of a contrary
intention). 4. The 'naïve' view: the incontinent man reaches a fully
present unconditional judgement in favour of a which he combines with an
intention against a. Together with this thesis go the theses that the existence
of a fully present unconditional judgement in favour of a carries no
implications with regard to the presence or absence of an intention to do a or,
again, to do something which patently conflicts with a. The 'naive' view is
uncommitted at this point with respect to the compossibility of patently
conflicting unconditional value judgements. A proper decision between
these contending theses will clearly depend on the provision of a proper
interpretation of the expression 'fully present', used by us a dummy, an
undertaking which in turn will require a detailed examination of the phenomena
of incontinence. These are matters which lie beyond the scope of this paper. H.
P. Grice TEMPERANZA I shall approach the topic of incontinence via
consideration of Donald Davidson's recent admirable paper, 'How is Weakness of
the Will Possible?' (EAE, pp. 21-42), and we begin by rather baldly summarizing
what are for our purposes the salient points of that paper. An incontinent act
is, in effect, initially defined as an act done intentionally, an alternative
to which is both open to the agent and judged by the agent to be, all things
considered, better than the act in question. A primary conceptual difficulty
about incontinence is seen as being the inconsistency of a triad consisting of
the statement (P3) that there are incontinent acts together with two further
principles which state, in effect, (PI) given that a man does either x or y
intentionally, preference in wanting (wanting x more than y) is always
reflected in preference in intention (intentionally doing x rather than y) and
(P2) that preference in wanting always follows preference in evaluative
judgement judging x to be better than y) if such preference in evaluative
judgement obtains. We have a suspicion that, though he does not say so,
Davidson is committed by what seems to be the rationale for accepting these
principles, as he does, to accepting also the converses at least of P1, and
possibly also of P2; that is to say, to holding not only that if there is
preference in wanting there is also preference in intention (if either act is
done intentionally) but also that if x is preferred in intention to y then x is
also preferred in wanting to y. And similarly, perhaps, not only if there is
preference in evaluative judgement there is preference in wanting, but if there
is preference in wanting there is preference in evaluative judgement. This
suspicion however obviously will need further elaboration and
substantiation. Davidson's solution to this paradox utilizes a suggested
analogy between evaluative statements and probability statements to reachand
deploy a distinction between conditional and unconditional judgements which, it
is contended, makes possible an interpretation of the members of the apparently
inconsistent triad on which they are no longer inconsistent; suitably
interpreted, all three principles can and should be accepted. More
specifically, the man who incon-tinently does y rather than x does indeed judge
that x is better than y, but the judgement is the conditional judgement that
all things considered, x is better than y; but only an unconditional judgement
that x is better than y would require to be reflected first in preference in
wanting and second in preference in intention. The incontinent man does not
judge unconditionally that x is better than y; indeed, if we interpret Davidson
aright, the incontinent man combines the conditional judgement that, all things
considered, x is better than y, with the unconditional judgement in line with
his preference in intention, namely that y is better than x. The
attachment to the idea of preserving both Pl and P2 is, it seems, rooted in a
view about the analysis of the notion of intentional action. The proper
analysis of this notion is seen as requiring, in a way to be more fully
discussed in a moment, that there should be some interpretation of the
expression 'judges x to be better than y' such that such a preferential
evaluative judgement should be reflected in an intention formed with respect to
doing x or doing y. Davidson's view of action seems to lead him to
maintaining also, though the basis of this contention is less obvious, that if
an action is done intentionally then it is done for a reason. It emerges
from Davidson's survey of previous discussion of the subject of incontinence
that he considers there to be two themes which are liable to be confused, both
of which, if we interpret him aright, are at least to some degree mistaken. To
quote him: 'One is, that desire distracts us from the good, or forces us to the
bad; the other is that incontinent action always favours the beastly, selfish
passion over the call of duty and morality."' As presented, an
exem-plification of the second theme would entail an exemplification of the
first theme. This logical connection seems to us inessential; the statement of
the themes can be recast in such a way as to make them logically distinct. The
first theme would be that in incontinence it is always the case that desire or
passion makes us act against our better judgement: desire or passion is always
the victor over better • 'How is Weakness of the Will Possible?' *,
p. 29.judgement. The second theme would be that in incontinence what our better
judgement calls for is always action in line with duty or morality; it is always
duty or morality which is the loser. Davidson's example of the man who
allegedly acts incontinently by getting out of his comfortable bed in order to
remedy his forgetful failure to brush his teeth may be envisaged as a counter
to these themes in certainly two, and possibly three, ways. (1) It is not
always the passion which wins, if we can take the reluctance to get out of bed
as falling under the heading of desire or passion, because this is the element
which loses in this case, thereby invalidating theme one. (2) If duty or
morality is involved at all, that is, if we think brushing one's teeth to be a
duty, duty or morality is involved not as a loser but as victor. This example
may also be used to make the even stronger point that since the call upon me to
brush my teeth is not a call of duty or morality but only the call of
self-interest, in this case as in Davidson's reference to the man who acts
incontinently when concerned to maximize his own pleasure (the allusion to
Mill) duty or morality is not involved at all, on either side. And we
might say he might have produced (though he does not), as his example suggests,
some cases in which desire or passion are not involved at all. We can imagine a
case in which a man is diverted from what he knows to be his duty by what he
judges to be in his self-interest. While someone who wished to distinguish
wickedness from incontinence might wish to classify such cases as wickedness
rather than as incontinence, it is clear that they would fall within the characterization
of incontinence given by Davidson himself. 11 The
conditional/unconditional distinction stems, as we have already remarked, from
an attempt to provide for the logical possibility of incontinence while
retaining the two principles Pl and P2, and to do so via a distinction of
content between those evaluative judgements which carry with them intention or
decision and those which do not. Crucial to this distinction is the analogy
which Davidson finds between, on the one hand, probability judgements and those
non-practical arguments within which they figure, and, on the other hand,
evaluative judgements and the practical arguments in which they figure. The
relevant type of probability judgement, for example, 'given that the skies are
red this evening, it will probablyrain tomorrow', is seen by Davidson as
exemplifying the canonical form pr(m,, p) where 'pr' represents a sentential
connective, 'm;' represents a sentence specifying an evidentially relevant
considera-tion, and 'p' represents a sentence specifying a state of affairs to
which m, is claimed to be relevant. While a procedure is needed to enable us
sometimes to infer by detachment from such a probability judgement, together
with the premiss that my, to the conclusion that p, unrestricted detachment
cannot be allowed since (1) pr(m,, p) and (2) pr(m, and mar -p) may both be
true. As Hempel and others have noted, inferences of this type have, therefore,
to be subject to a 'principle of total evidence', the proper formulation of
which we do not at this point have to discuss, but which would prevent an
inference by detachment from (1) when (2) is available. Analog-ously, some
evaluative judgements are considered by Davidson as representable by the
structure pf(my, a better than b) where 'pf' (pronounced 'prima facie')
is a sentential connective which parallels 'pr' ', and 'a' and 'b'
represent possible actions. Inferences from such conditional value
judgements to the corresponding unconditional value judgement that a is better
than b are, like their counterparts in the area of probability, and for the
same reasons, subject to a principle of total evidence. A special case of a
conditional value judgement is, according to Davidson, a judgement of the type
'all things considered, a is better than b', representable by the structure
pfe, a better than b) where e represents the total available evidence.
Davidson's solution to the problem of incontinence consists in the thesis that
the typical incontinent man combines the conditional judgement that pfle, a better
than b) with the unconditional judgement that b is better than a. The latter
judgement is the one on which the incontinent man acts, and since the type of
evaluative judgement which supposedly is in line both with preference in
wanting and with intention to act is taken to be the unconditional value
judgement, the phenomenon of incontinence is compatible with the principles Pl
and P2. We may note here for future reference that on Davidson's account the
unconditional judgement, which in the case of the incontinent man is in
quasi- 2 Our notation for probability judgements reverses the standard
form utilized by Davidson, in that we make the representation of the evidential
base precede rather than follow the representation of that to which probability
is ostensibly assigned. We make this change in order to hint at, though
not to affirm, the idea that probability and its practical analogue might be
treated as attributes of conditional propositions (statements), on some
suitable analysis of non-material conditionals.conflict with the 'all things
considered' judgement, stems from a consideration which is an element in the
set of considerations covered by the phrase 'all things considered', for
example, from the thought that to do b would be more pleasant than to do a.
Such a consideration is treated as being the incontinent man's reason for doing
b and as being the cause of, though not his reason for, the unconditional
judgement from which his act proceeds (EAE, p. 41). While we agree with
Davidson about the existence and importance of the analogy between
probabilistic and evaluative statements and arguments, we are dubious about
certain aspects of Davidson's characterization of it. A discussion of this
question however, will not be undertaken on this occasion.3 This issue apart,
two modifications of the Davidsonian scheme seem to us to be initially demanded
if it is to be advanced as a model for practical reasoning. The first of
these does not seem in any way damaging to the essence of Davidson's treatment
of the problem of incontinence, but the second leads us on to some serious
objections. There seem to us to be cogent grounds for providing room for
evaluative judgements to the effect not just that (1) relative to certain
considerations a is better than b, but that (2) relative to certain
considerations, a is best. Given Davidson's conditional/unconditional
distinction it looks as if for many, if not all, cases the final conditional
evaluative judgement in practical argument should be thought of as being of formrather than form (1), and the
same may be true of some of the non-final evaluative judgements contained in
such an argument. It is true that in some cases the judgement that a is best is
tantamount to the judgement that a is better than b, where b is the most
promising alternative to a: but this is not always so. Sometimes we seem to
decide that relative to certain evidence a is better than any of a range of
alternatives without deciding on any evaluative ordering of the remainder of
the range and sometimes even without identifying any of the elements in that
remainder. If we are right in supposing that an 'all things considered'
judgement would characteristically be of form (2), then clearly the incontinent
man must be supposed to reach this type of judgement. It is tempting, but we
suspect wrong, to suggest that a judgement to the effect that, relative to ma,
a is best is to be represented as a special case of form (L), namely, that
given by the schema recognized by Davidson, pf(m j, a is better thanDiscussed in Paul Grice,
'Probability, Desirability, and Modal Operators' (unpublished).-a) (for
example, EAE, p. 38). The latter schema unfortunately can be read in either of
two ways; as a way of saying that, relative to my, a is good, and as a way of
saying that relative to my, a is better than any alternative. These readings
are clearly distinct and examples of each of them may occur in practical
argument. Our second modification may have more awkward
consequences for Davidson's account. Davidson wishes 'pf", like
'pr' • to be treated as a special sentential connective. While this
proposal may be adequate for dealing with many examples of conditional
judge-ment, there are some important candidates which raise difficulties.
If judgements expressed by the sentence forms 'all things con-sidered, a is
better than b' or 'relative to the available evidence, a is better than b' are
to be regarded as instances of conditional judge-ment, as Davidson seems to
demand, the proposal will have to be modified. For in the expression of these
judgements the relevant considerations are not sententially specified but are
referred to by a noun phrase, and in such cases characterization of 'pf",
and for that matter of 'pr', as sentential connectives would seemingly flout
syntax. It would be no more legitimate to treat the phrases 'the
available evidence' or 'all things considered' (or 'all things') as
substituends for a sentential place marker (as 'e' should be to parallel 'm,')
in one of Davidson's canonical forms than it would be to treat 'the premisses
of your argument' (as distinet from 'The premisses of your argument are true')
as a substituend for 'p' in the form 'if p then q'. So if the account of
conditional judgement is to be both uniform and capable of accommodating 'all
things considered' judgements (interpreted in the manner just suggested), 'pr'
and 'pf" will have to be thought of as representing not connectives but
relational expressions signitying relations between such entities as sentences,
statements, propositions, or judgements, according to philosophical
predilection. These reflections, however, raise a doubt whether we have,
after all, correctly interpreted Davidson's notion of an 'all things
con-sidered' judgement. Such a judgement might, as we have suggested, be a
judgement expressible in a sentence of the form 'Prima facie, relative to the
available evidence, a is better than b', but, alterna-tively, it might be
thought of as a judgement expressible in a sentence of the form 'Prima facie,
given that p, and P2... and Pn, a is better than b', where the conjunctive
schema 'P2... and Pn,represents a specification of what is, in fact, the
available evidence. If this alternative interpretation should prove
sufficient for a Davidsonian solution to the problem of incontinence, its
adoption would enable us to preserve the characterization of 'pr' and 'pf"
as representing connectives. But is it sufficient for this purpose? The
question whether, to discharge its role in Davidson's scheme, an 'all things
considered' judgement can be regarded as specifying a set of propositions which
in fact constitute the body of evidence, or whether it has to be regarded as
referring to such a set of propositions as constituting the body of evidence,
is, to our minds, bound up with the further question about the meaning of the
expressions 'all things considered' and 'available evidence'. 'All things
considered' might mean either 'relative to everything which has so far been
considered' or 'relative to everything which should be con-sidered'. Similarly
'the available evidence' might mean 'the evidence of which I have so far
availed myself' or 'all the evidence of which I should avail myself'. In each
case the natural interpretation seems to us to be the second, but there is some
indication (albeit in passages not altogether unambiguous) that Davidson
intends the first. It might be helpful, before we examine possible
interpretations of 'all things considered' judgements, to consider what might
be the maximal set of stages through which a man might pass in practical
deliberation. We offer an expanded sequence of stages which we hope Davidson
would not individually reject, although he might wish to claim that not all of
them are distinct. As we note below, Davidson might himself argue that stage
(7) is not distinct from stage (6), and we will later present as our first
interpretation of an 'all things considered' judgement one that
corresponds to stage (3) (hence, on this interpretation stages (3), (4), and
(5) would not be distinct) and as our second interpretation one that
corresponds to stage (4) (hence on this interpretation stages (4) and (5) would
not be distinct). These stages can be seen as occurring in non-practical
deliberation as well, and we have included the non-practical analogues of the
evaluative judgements. We may note that the labels are those of philosophical
reflection and not the agent's and, most important, that the schema is of a
provisional nature and, we think, will be seriously affected by criticisms
offered later in this paper.(1) Single specificatory prima-facie (pf)
(conditional) judge-ments: [pf(4,z better than not-z)]
[prob(A,z)] (2) Non-final compound specificatory pf (conditional)
judge-ments: (pf((A,B), z better than not-z)l [prob((4, B),
z)l Final compound specificatory pf
(conditional) judgement: [pf((A,B, C,D), z better than not-z)] (prob((A, B,C,
D), z)I when (A,B,C,D) = set of relevant factors before me Summative non-specificatory pf
(conditional) judgement: [pf((all things before me), z better than not-z) l
[prob((all things before me), z)] Final non-specificatory pf (conditional) judgement:
Ipf(all things considered), z better than not-z)] (prob(all things considered),
z)] Unconditional judgement: (z
better than not-z) Intention to do z Beliet that z (Note that Davidson might say that (7)
is not distinct from (6).) 111 Let us now revert to the actual text
of Davidson's paper. There seem to be four interpretations, or varieties of
interpretation, of one or other of the phrases 'all things considered' and
'relative to the available evidence' which, in one way or another, need to be
considered in connection with Davidson's account of incontinence. We shall
argue that the first three both give unnatural accounts of an 'all things
considered' judgement and, when incorporated into Davidson's framework, yield
unsatisfactory accounts of inconti-nence; while the fourth, though it seems to
represent correctly the nature of an 'all things considered' judgement, cannot
be fittedinto Davidson's framework without modification to that framework
which, we suspect, he would find unwelcome. 1. One possible
interpretation, which has already been mentioned, is to take the 'all things
considered' judgement as being of the form 'pf, given P,... Po, a is
better than b', where Pr... Po are in fact the totality of the propositions
which the agent believes to be both true and relevant. While this
interpretation preserves Davidson's stipulation that 'pf' be treated as a
connective, it fails to represent the incontinent man as thinking of his
judgement in favour of a as being relativized to the totality of available
evidence. For all that has been said, he might think this only a partial survey
of the pieces of evidence which, severally, he has considered, in which case he
would not have achieved the kind of judgement that a is better than b which,
intuitively, we want to attribute to him.To avoid this difficulty, we might abandon the idea
that 'pf' is a connective rather than a relational expression and, in line with
what Davidson seems to suggest himself, interpret the 'all things con-sidered'
judgement as being of the form 'pf, relative to the totality of propositions,
each of which is believed by me to be true and rele-vant, a is better than b',
or, to put it more succinctly, 'pf, relative to all that is now before me, a is
better than b'. This seems to give one legitimate reading of the expression
'available evidence' (= 'everything I have at present under consideration) but
ignores what seems to be a genuine distinction between 'relative to the
available evidence' (so understood) and 'all things considered'. It ignores,
that is, the possibility that a man, in his deliberation, might regard the
evidence at present available to him as inadequate, in which case it would seem
inappropriate to suppose him to be ready to make the judgement that 'all things
considered, a is better than b' (as 'all things considered' is normally
understood), Surely a general account of incontinence should provide for the
possibility of this measure of scrupulousness in the deliberations of the man
who subsequently acts incontinently.Our third candidate for the interpretation of an 'all
things con-sidered' judgement is one which it is pretty evident that Davidson
would, quite rightly, reject, but it is worth mentioning in order that it
should be clear just why it should be rejected. In pursuit of the proper goal
of accommodating a distinction between an *all things considered' judgement and
a conditional probability judgement orevaluative judgement which is relativized
to the totality of the evidence present before the judger (an 'all things
before me' judge-ment), one might seek to understand the idea of an 'all things
considered judgement as being the idea of a judgement to the effect that
something is probable, or prima facie better than something else, relative to
some totality of supporting facts, many of which would in a normal case be
unavailable to the judger, at least at the time of judging, and possibly at any
time. On this view, a standard piece of fully explicit practical reasoning
might be supposed to contain two distinct steps: (a) a step from a
(conditional) *all things before me' judgement (together with the reflective
judgement that certain qualificatory conditions obtain which license this step)
to a (conditional) 'all things considered' judgement, which is relativized to
an ideal totality of evidence; and (b) a step from a (conditional) 'all
things considered' judgement, so interpreted, to an unconditional judgement
that a is better than b. Such a view would be open to two grave
objections. First, as Davidson himself points out, if we stock this ideal
totality of evidence too generously it will not merely support but will entail
the content of the unconditional judgement. If I am investigating
prob-abilistically the possibility that it is now raining in Timbuctoo, the
relevant ideal totality of evidence should not include either the fact that it
is raining in Timbuctoo or the fact that the residents of Tim-buctoo can now
see that it is raining. Such a totality of evidence would have to occupy an
intermediate position between the evidence before the judger and the totality
of all relevant facts of any sort, and it is far from clear that there is any
satisfactory characterization of such an intermediate totality. Second, even if
the idea of such a totality could be defined, it seems plausible to suppose
that at any given stage in the reasoning, a reasoner's best estimate at that
stage of what conclusion such an ideal totality of evidence would support wouid
have to coincide with the conclusion supported by the evidence, so far as it
goes, which is before him at that stage. In so far as the evidence before me
supports p, 1 am naturally at this point inclined to believe rather than
disbelieve that the totality of evidence will support p. On the view
considered, the crucial stage in probabilistic or practical reasoning will not
be that at which we become entitled to attach some degree or other of credence
to the content of some 'all things considered' judgement, as so interpreted (if
we have any evidence at all we are always in that position); it would rather be
the stage at which we are entitled,in the light of the judgement that the
qualificatory conditions obtain, actually to judge, as opposed to, say, merely
conjecture, that an ideal totality would support a certain conclusion. But now
it is not clear what useful function the 'all things considered' judge-ment, so
understood, can be supposed to fulfill. For if, as seems to be the case, a
rational man will automatically make the second of our two steps once he has
made the first, would it not be more economical, and therefore better, to
suppose that the combination of an 'all things before me' judgement, together
with a judgement that the qualificatory conditions obtain, directly entities a
reasoner to make the appropriate unconditional judgement rather than to suppose
it to entitle him to make an 'all things considered' judgement from which he is
to be supposed, if rational, to make a further move to an unconditional
judgement? 4. The argument of the last paragraph has led us directly to
the final possibility to be here considered, namely, that for x to make an'all
things considered' judgement that a is better than b is for * to judge that,
since he has a certain body of evidence, e, in favour of the supposition that a
is better than b, and since certain qualifi-catory conditions are satisfied, it
is best for x to (* should, x ought to) make the unconditional judgement that a
is better than b. Whether or not this interpretation will succeed in
preserving the idea than an 'all things considered' judgement is a special sort
of conditional, or prima-facie, judgement is a question which we will discuss
in a moment. The only remaining alternative interpretation, so far as we
can see, is one which although it might perhaps be thought to give a better
representation of the meaning of the phrase 'all things considered' would
certainly not preserve the conditional, or prima-facie, character of the 'all
things considered' judgement. One might treat the statement that, all things
considered, a is better than b, as expressing the judgement that a is better
than b, with the gloss that this judgement is justified in the light of one's
possession of a favourable body of evidence with respect to which the
qualificatory conditions obtain; but since on this interpretation an 'all
things considered' judgement would plainly involve the unconditional judgement
that a is better than b, just as part of what would be expressed by
saying 'Demonstrably, p' would be the judgement that p, no room would be
left for the idea that an 'all things considered' judgement is a conditional
judgement. The crucial question to be considered is whether, if we
interpret an'all things considered' judgement in what seems to us the most
plausible way which does not represent it as patently involving a commitment to
an unconditional evaluative judgement, we are still entitled to classify it as
a conditional, or prima-facie, judgement. Let us assume that we can
facilitate exposition without introducing any relevant change in substance if
we express a standard prima-facie evaluative judgement by the sentence form
'given that p. x should (ought to) do A'; the shift from 'a is better than b'
to 'x should do A' seems for present purposes immaterial, and it is to be
understood that the form we propose is not to be taken as entailing that p. To
incorporate a commitment to the truth of p, the pattern might be varied to 'given
the fact that p. x should do A'. In an attempt to assimilate an 'all things
considered' judgement as closely as possible to this standard pattern, we might
suppose its expansion to be of the general form 'given the fact that p. certain
things are the case such that, given that they are the case, x should do A, and
given the fact that certain qualificatory conditions are met, x should judge
that x should do A'. The qualificatory conditions in question need not here be
accurately specified; their effect would be to stipulate that 'the principle of
total evidence' was satisfied, that, for example, x's judgement that, given
certain facts, x should do A, had taken into account all the relevant facts in
x's possession and that x had fulfilled whatever call there was upon him at the
time in question to maximize his possession of relevant facts. Let us summarily
express the idea that these qualificatory ,conditions are fulfilled by using
the form 'x's judgement that, given the facts in question, & should do A,
is optimal for x at the time in question'. Our question, then, is whether a
judgement on the part of x expressible in the form, 'given the fact that given certain facts, x should
do A, and x's judgement that (a) is
optimal for x, then & should judge that & should do A' is properly
classifiable as a conditional or prima-facie judgement. To put the matter
more shortly, but less precisely, the kind of judgement whose status is in
question is one such as 'given the fact that on my evidence I should do A, and
that my judgement that this is so is optimal, I should judge that I should do
A'. (Let us call a specially interpreted 'all things considered' judgement of
this form ATC*.)The question we have to ask, then, is whether ATC* is properly
classified as a conditional, rather than an unconditional, judge-ment. On one
possible interpretation of conditional judgement it clearly has strong claims,
inasmuch as it would be possible to replace, in its standard expression, the
opening phrase given the fact that' by the word 'if' without any violence to
the normal usage of 'if', and the resulting conditional sentence would express
one part of the sense of the ATC* judgement, the other part being what would be
expressed by the antecedent of this conditional sentence. The ATC*
judgement would then seem to be conditional in very much the same way as one
might regard a judgement of the form 'since p, q' our conditional, on the
grounds that its sense includes the sense of 'if p, g'. This sense of
'conditional' is plainly not that which we need in the present context. The
sense which we need is one which carries with it the idea of being prima-facie
in character, of being connected in some way with defeasibility. In an attempt
to show that ATC* is not conditional in this further sense, let us characterize
the sense more precisely. Let 'p,' abbreviate 'x has told y that x will
consider lending y $100 towards the purchase of a new car': Let
'P,' abbreviate 'y is hard up and needs a car for work'; Let'p,' abbreviate
'y's spouse only too often gets hold of y's money'; Let 'q' abbreviate 'x
should lend y $100'; and Let 'q" abbreviate 'x should not lend y
$100'. The judgement that 'given p, & Pz, @' is clearly prima facie
in that the related argument form Given p,& p2,9
P1&p2 q is plainly defeasible, insofar as the addition of the
premisses that p and that, given P1, Pr & Pa, q' to the premisses above
gives us, without falsifying thereby p, or pz, a set of premisses from which it
would be illegitimate to conclude that q. All of this is, of course, familiar.
For purposes of comparison with ATC*, it is important to note that the argument
just characterized as defeasible could have been expressed in a telescoped
form, viz. • The relevant interpretation of 'if' may, of course, not be
any of those standardly selected by logicians or philosophers of logic.Given
the fact that p, & pa, 9 q Here too the inferential step will
be upset without falsification of its premiss if we suppose x also to have
judged that, given the fact that Pa, Pa, & Pa, Q. Let us as a first stage
in examining the status of ATC make use of the notion of a specification of an
ATC* judge-ment, that is, a judgement which differs from ATC* in that the
relevant considerations are identified and not merely alluded to (Spec (ATC*)).
The Spec (ATC*) appropriate for the present example will be X's judgement at /
that given the fact that given the fact that p, & Pz, 9; and that at t, x's judgement that (a) is
optimal for x; then x should judge at t that q. That a step by x from this
judgement to the detached conclusion that q would not be a step which is
defeasible in the required sense is shown by the fact that if, at t, x had made
the additional judgement 'given the fact that p, & p,& pa,
q"', his making this judgement would have entailed that his judgement
'given the fact that p, & Pa, q' was not optimal for x at t. In this case
he would not have been in a position to make the step from Spec (ATC*) to q,
but this would be because a judgement by him in favour of Spec (ATC*) would,
given the supposed additional judgement, be falsified. We do not, then, have
the characteristic case of a defeasible inference in which the inference may be
upset without falsification of any of its pre-misses. Since the truth or
falsity of the claim that x's judgement about a certain body of evidence is
optimal cannot depend on whether, in the claim in question, the body of
evidence is itemized or merely referred to, if the step from Spec (ATC*) to q
is not of the defeasible kind, then the step from ATCe to q is not of the
defeasible kind either. It in fact seems to us that, though there is an.
important difference between the two cases residing in the fact that in the
first case, but not in the second, the legitimacy of the inference is relative
to a particular subject at a particular time, the irrationality of refusing to
move from the appropriate ATC* judgement to q will be the same in kind as the
irrationality involved in refusing to move (as, perhaps, Lewis Carroll's
tortoise did) from 'given the fact that pand that if p, q'to 'q'; and
furthermore, that the irrationality inquestion is not of a kind that either we
or Davidson would wish to attribute to the typical incontinent man. If
the above argument is correct, to preserve as much as possible of Davidson's
theses we should have to suppose that the typical incontinent man judges
(unconditionally) that he should judge that he should do A, but does not
actually judge that he should do A. If we try to take this position, we are at
once faced with the following awkward questions: the position, like what we may
call the 'naïve' view of incontinence, involves the supposition that for a
certain substituend for @ it is true of a typical incontinent man that he
judges that he should o but does not ; it differs from the 'naive' view in
taking as the favoured substituend for o 'x judges that x should do a', rather
than 'x does a'. Why should this departure from the 'naive' view be thought to
give a better account of incon-tinence? On the face of it, the 'naïve' view
scems superior. It seems casier to attribute to people a failure to act as they
fully believe they ought to act than to attribute to them a failure to believe
what they fully believe they ought to believe. What is there to prevent a man
from judging that he should do a, when he judges that he should judge that he
should do a, except his disinclination to do a, and would it not be more
natural to suppose that this disinclination prevents his judgement that he
should do a from being followed by his doing a than to suppose that it prevents
his judgement that he should judge that he should do a from being followed by
his judgement that he should do a? So far as we can see, the only
motivation for disallowing the possibility of incontinence with respect to
action, as most straightforwardly conceived, while allowing the possibility of
the realization of a similarly straightforward conception of incontinence of
belief or judgement, lies in the supposed theoretical attractiveness of the equation
of a decision or intention on the part of x to do a with a judgement on the
part of x that x should do a or that it is best for x to do a. To examine the
case for this theoretical idea would take us beyond the limits of the paper.
But before concluding our discussion we shall mention one or two considerations
which seem to tell against the account of incontinence which has just been
formulated. The actual logical situation is even more complex than we
have represented it is being; but present complexities are perhaps sufficient
for present purposes.For the purposes of this discussion, we should think of
the incontinent man as being just a special case of someone who is faced with a practical
problem about what to do; envisages himself as settling the problem by settling
what it is best for him to do (what he should do); and envisages himself as settling
what it is best for him to do by deliberation. He is a special case in that his
deliberation is defective in one or other of a number of special ways. There
may be occasions in which one decides, or forms the intention, to do something
without reference to the question what it is best to do, though some
philo-sophers, who may include Davidson, have been disposed to deny this
possibility. There may also be occasions in which one settles on something
being the best thing to do, without any recourse to delib-eration, by an
immediate or snap judgement. Both of these possible routes to the resolution of
a practical problem may, perhaps, in certain circumstances involve
incontinence, but it would not be the variety with which we and Davidson are
primarily concerned. Any one who, in consequence of satisfying the three
conditions speci-fied, has recourse to deliberation in the settlement of a
practical problem, whether or not he ends up by exhibiting incontinence,
engages in an undertaking which is generically similar to other kinds of
undertaking in that there is a specifiable outcome or completion towards which
the undertaking is directed. One who is engaged in fixing the supper, whether
or not as a result of prior decision, completes his operations when he reaches
his objective of having the supper ready, and if he breaks off his opcrations
before completing it, some explanation is required. Similarly, one who
deliberates in the face of a practical problem completes his operations when he
reaches the objective of having settled what is unconditionally the best thing
for him to do, and again, if he fails to complete the operation some
explanation is required. We must first distinguish a failure to complete
deliberation from a miscompletion; for the present discussion a failure to
complete due to interruption seems irrelevant. What we need to consider are the
various ways in which a man may miscomplete deliberation; and here, it seems,
attraction or revulsion, rather than externalsources which interrupt
deliberation, are in play. Now there are forms of miscompletion which will
present us with cases of incontinence which are net of the type with which we,
and Davidson, are concerned; a man may see a number of initial considerations,
all or some of which are favourabie to a, and because of the attractions of a
or his reluctance to deliberate, seize on one of these considerations and jump
to the unconditional conclusion that he ought to a. This is not
Davidson's case. Again, a man might deliberate and reach an 'all things before
me' judgement which represents the totality of his evidence at that stage,
though it is inadequate since more considerations are demanded. He jumps to a
judgement that he ought to a, in line with the latest 'all things before me'
judgement; this is not Davidson's case either, since here the relevant
conditional judgement and the unconditional judgement are both favourable to
doing a. This leaves us with the possibility of a man jumping to an
unconditional judgement in favour of a at a point at which the relevant 'all
things before him' judgement is in favour of something other than a. We shall
discuss this possibility with some care since, in spite of the fact that if
taken as a characterization of typical incontinence it is open to an objection
which we briefly advanced earlier (pp. 34-5), we are not absolutely certain
that it does not represent Davidson's view of the incontinent man. Obviously,
there is in general no conceptual difficulty attaching to the idea of someone
who is in the midst of some undertaking and who, as a result of revulsion,
tedium, or the appeal of some alter-native, breaks off what he is doing and
instead embarks on some other undertaking or action. The miscompletion of
deliberation which concerns us will, however, constitute a special case of this
kind of phenomenon, in that the substituted performance has to be regarded as
one with the same objective as the original undertaking, namely, finding the
best thing to do. Again, there is no lack of examples which satisfy this more
restrictive condition; one may break off one's own efforts to get one's car
running and, instead, send for a mechanic to get the job done. But even this
restriction is not restrictive enough in view of the special character of the
objective involved in deliberation. While there are alternative routes to
realizing the objective of getting one's car going besides working on it
oneself, it is not clear that there are alternative routes to settling what is
the best thing to do besides deliberating; or that if there are (for example,
asking some one else's advice), they are at all germaneto the phenomenon of
incontinence. One who arrives at a holiday resort and embarks on the
undertaking of finding the best hotel to stay in may tire of his search and
decide to register at the next presentable hotel that he encounters, but in
doing so he can hardly regard himself as having adopted an alternative method
of finding the best hotel to stay in. In fact, to provide a full parallel for
cases of incontinence, if these are conceived of as cases of making an
unconditional evaluation in a direction opposed to that of a current 'all
things before me' judgement, the examples would have to be even more bizarre
than that just offered. One would rather have to imagine someone who, with a
view to winning a prize at a party later in the day, sets out to find and to
buy the largest pumpkin on sale in any store in his neighbourhood. After
inspecting the pumpkins at three of the local stores, he tires of his
enterprise and decides to buy the largest pumpkin in the fourth store, which he
is now inves-tigating, even though he knows that the evidence so far before him
gives preference to the largest pumpkin at store number two, which is, of
course, larger than the one he proposes to buy. It is obvious that such a man
cannot regard himself as having adopted an alternative way to finding the
largest pumpkin on sale. This elaboration is required since, on the scheme
presently being considered, the incontinent man may typically substitute, for
the continuation of deliberation, the formation of an intention to do b, to
which he is prompted by its prospective pleasantness, in spite of the fact, of
which he is aware, that the considerations so far taken into account (which
include the prospective pleasantness of b) so far as they go favour a. The
outcome of these attempts to find parallels suggests forcibly that it is
logically impossible that one should without extreme logical incoherence make
an unconditional judgement favour-ing b when one is fully conscious of the
thought that the totality of evidence so far considered favours a, unless one
thinks (reasonably or unreasonably) that the addition of further evidence, so
far un-identified, would tilt the balance in favour of b. This last possibility
must be regarded as irrelevant to our discussion of incontinence, since it is
not a feature of the kind of incontinence with which we are concerned, if
indeed of any kind of incontinence, that the incontinent man should think that
further investigation and reflection would, or would have, justified the action
which the incontinent man performs. We are then left with the conclusion that
to suppose someone to make an unconditional judgement in a direction op-
posed to an 'all things before me' judgement, we must also suppose the latter
jugdement not to be 'fully present' to the judger, on some suitable
interpretation of that phrase. We can support this point directly without
having to rely on analogies with other forms of undertaking. Mr and Mrs John Q.
Citizen have decided they want a dog and are engaged in trying to settle what
would be the best breed of dog for them to acquire. This enterprise involves
them in such activities as perusing books about dogs, consulting friends, and
reminding themselves of pertinent aspects of their own experience of dogs. At a
certain point, not one at which they regard their deliberations as concluded,
it looks to them as if the data they have so far collected favour the selection
of a short-haired terrier, though there is something also to be said for a
spaniel or a dachshund. At this point, Mrs Citizen says, 'My aunt's spaniel,
Rusty, was such a lovely dog. Let's get a spaniel', and her husband says, 'All
right.' This story arouses no conceptual stir. But suppose that (1) Mrs
Citizen, instead of saying 'Let's get a spaniel' had said 'A spaniel's the best
dog to get' ', and that (2) previously in their deliberation they
had noted the endearing qualities of Rusty, but in spite of that had come to
lean towards a short-haired terrier. The story, thus altered, will conform to
the alleged course of the incontinent man's reflections; at a certain point it
appears to him that the claims of prospective pleasure are, or are being,
outweighed, but nevertheless he judges that the pleasant thing is the best
thing for him to do and acts on the judgement. But in the altered story the
judgement of Mr and Mrs Citizen that a spaniel is the best dog for them to buy,
to which they are prompted by a consideration which has already been discounted
in their deliberations, scems to us quite incredible, unless we suppose that
they have somehow lost sight of the previous course of their deliberations.
(The further possibility that they suddenly and irrationally changed their
assessment of the evidence so far before them, even if allowable, will not
exemplify the idea that there is some sense in which the incontinent man thinks
that what he is doing is something which he should not be doing.) The
conceptual difficulty is hardly lessened if we suppose the example of Rusty to
be a new consideration instead of one already discounted. The couple could not
move from it to the judgement that a spaniel is best without weighing it in the
balance together with the body of data which, so far as it goes, they have
deemed to point towards a short-haired terrier in preference to a
spaniel,unless again they had somehow lost sight of the course of their
deliberation. If, as we have been arguing, an unconditional judgement
against a can be combined with an 'all things before me' judgement in favour of
a only if the latter judgement is not fully present to the judger, a precisely
parallel conclusion will hold with respect to an 'all things considered'
judgement (ATC*), since an ATC* judgement consists of an 'all things before me'
judgement together with an 'optimality" judgement about it. Unless it
should turn out to be otherwise logically indefensible, it would be preferable,
as being more in accord with common sence, to attribute to the typical
incontinent man (as we have been supposing Davidson to do) not merely an 'all
things before me' judgement in favour of a but also an ATC judgement in favour
of a, with the additional proviso that the ATC* judgement is not fully present.
On the face of it, this would not involve the attribution to the incontinent
man of an unconditional judgement in favour of a, and so we leave room for an
unconditional judgement, and so for an intention, against a.
Unfortunately, as has been partially foreshadowed by our discussion of the
question whether an ATC* judgement is a conditional judgement, the position
just outlined is, in our view, logically inde-fensible, as we shall now attempt
to show. We attach different numerical subscripts to particular
occurences of the word 'justify' in order to leave open the possibility,
without committing ourselves to its realization, that the sense of
'justify" varies in these occurrences; and we attach subscripts to the
word 'optimality' in order to refer to some formulation (or
reformula-tion) of the optimality condition previously sketched by us on page
38 which would be appropriate to whatever sense of 'justified' is distinguished
by the subscript. Let us suppose that: (I) * judges at / that
(1) x has at / some body of evidence (e) which, in conformity with the
requirements for optimality,, justifies, x's doing a. Unless we attribute
to x extreme logical confusion or blindness, the supposition (I) seems
tantamount to the supposition that: (1l) x judges at / that (2) x
should do a.It seems, however, that we are merely reformulating the supposition
already expressed by (I) if we suppose that: (IlI) * judges at r that
(3) x has at / some body of evidence (e) which, in conformity with the
requirements for optimalitya, justifies, x's judging at t that x should do
a. Again, as in the case of supposition (Il), supposition (III) seems
tantamount to supposition (IV): (IV) x judges at ! (4) x should
judge at t that x should do a. This argument seems to us to establish the
conclusion that, extreme logical confusion apart, one judges on what seems to
one an adequate basis that one should judge that one should do a if and only if
one judges on the same basis that one should do a. That is to say, any case of
believing, on what seems to one an adequate basis, that one should do a is,
logical confusion apart, to be regarded as also a case of believing that one's
belief that one should do a is a belief which one should hold: and any case of
believing, on what seems to one an adequate basis, that one should believe that
one should do a is, logical confusion apart, to be regarded as a case of
believing that one should do a. If this conclusion is correct it seems that we
have excluded the possibility of finding a reasonable interpretation of
an 'all things considered' judgement that one should do a which would be
distinct from, and would not involve, an unconditional judgement that one
should do a. We are left then with the conclusion that to attribute to
the incontinent man an ATC* judgement in favour of a is, in effect, to
attribute to him an unconditional judgement in favour of a; and so, presumably,
to attribute to him a not fully present ATC® judgement in favour of a is to
attribute to him a not fully present unconditional judgement in favour of a. If
this is so, then there seem to be initially the following options: 1. To
hold that an incontinent act, though voluntary, is not inten-tional: on this
assumption we are free to hold, if we wish, both (i) that forming an intention
to do a is identifiable with making a fullypresent unconditional judgement in
favour of a, and (ii) that a not fully present judgement in favour of a is
incompatible with a fully present unconditional judgement against a (more
generally, patently conflicting unconditional judgements are not compossible,
even if one or both are not fully present to the judger). To adopt this option
would seem heroic. 2. To allow that the incontinent man, at least
sometimes, acts with an intention; in which case it must be allowed either that
(i) patently conflicting unconditional value judgements are compossible,
provided that at least one of them is not fully present to the judger; or that
(ii) an intention to do a is not identifiable with a fully present
unconditional judgement in favour of a; the most that could be maintained would
be that making a fully present unconditional judgement in favour of a entails
forming an intention to do a or, altenatively and less strongly, is
incompatible with having an intention to do b, where b patently conflicts with
a. The upshot of these considerations with respect to the search for an
adequate theory of incontinence seems to be that the following contending theses
remain in the field, though some of them, particularly the first, may not
appear very strong contenders: The typical incontinent man (who does not do a though
in some sense he thinks that he should) reaches only a not fully present 'all
things before me' judgement in favour of a, which he combines with a fully
present unconditional judgement against a, and (conse-quentially) with an
intention against a. Together with this thesis go the theses that intention is
identifiable with fully present unconditional judgement and that patently
conflicting unconditional judgements are not compossible in any circumstances. The typical incontinent man
reaches a not fully present unconditional judgement in favour of a, which he
combines with a fully present unconditional judgement, and an intention,
against a. Together with this thesis go the theses that an intention is identifi.
able with a fully present unconditional judgement and that patently conflicting
unconditional judgements are compossible provided that at least one of them is
not fully present. 3. The typical incontinent man reaches a fully present
unconditional judgement in favour of a which he combines with an intention
against a, but not with a fully present unconditional judgementagainst a.
Together with this thesis go the theses that patently conflicting unconditional
judgements are not compossible in any circumstances and that an intention is
not identifiable with a fully present unconditional judgement, though it is
perhaps true that a fully present unconditional judgement entails the presence
of an intention (or at least excludes the presence of a contrary
intention). 4. The 'naïve' view: the incontinent man reaches a fully
present unconditional judgement in favour of a which he combines with an
intention against a. Together with this thesis go the theses that the existence
of a fully present unconditional judgement in favour of a carries no
implications with regard to the presence or absence of an intention to do a or,
again, to do something which patently conflicts with a. The 'naive' view is
uncommitted at this point with respect to the compossibility of patently
conflicting unconditional value judgements. A proper decision between
these contending theses will clearly depend on the provision of a proper
interpretation of the expression 'fully present', used by us a dummy, an
undertaking which in turn will require a detailed examination of the phenomena
of incontinence. These are matters which lie beyond the scope of this paper. H.
P. Grice. I shall devote this Epilogue to a detailed review of the deeper
aspects of the unity which I believe the essays in this volume to
possess. These deeper aspects are three in number, and I shall now
enumerate them separately. The first is that the connections between the topics
discussed are sometimes stronger and more interesting than the essays
themselves make clear: partly this is due to the fact that these connections
were not, I think, seen by me at the time at which the essays were written, and
it is only in retrospect that I begin to see their number and their importance.
The second aspect, on which I think the first is dependent, is that the various
topics which interested me at the time at which these essays were written seem
to be ones which are, first of all, important and second, topics which still
interest me, and some of them, perhaps all of them, are matters which I still
feel that I need to make up my mind about more thoroughly and clearly.
Consequently these essays can perhaps be regarded as the first word but not the
last word in a number of directions in which it is important that philosophers
should go. The third and last of these deeper aspects is one that has already
been remarked upon in the preface as providing the methodological theme which
runs through the contents of this volume. It consists in the application of or
illustration of a certain sort of way of doing philosophy, one which was one of
the many ways in which philosophy was done in Oxford at the time at which I was
there and which are connected with the application to philosophy of a
particular kind of interest in language, particularly ordinary language. Such
interest took more than one form, and I do not think that in any of the forms
it has been very well articulated orexpressed or described by those who
practised it; and I think it is of fundamental importance to philosophizing.
The last part of this epilogue will be devoted to an attempt to make its
character more clear. I shall begin by listing the persistent or
recurrent thematic strands which it seems to me I can discern in the essays
appearing in this volume, and 1 shall then return after having listed them to
consider them one by one in varying degrees of detail. I think I can detect
eight such strands though some of them have more than one component and the
components do not necessarily have to be accepted as a block. The first
of these main strands belongs to the philosophy of percep-tion; it involves two
theses; first that the general notion of perception, the concept expressed by
the verb "perceive," is properly treatable by means of causal
analysis; and second that in the more specific notions connected with
perception like those involving different modalities of perception like
"seeing" and "hearing," various elements have to be
considered but one which cannot be ignored or eliminated is the experiential
quality of the sense-experiences perception involves. A third question, about
the analysis of statements describing objects of perception like material
objects, was also prominent in my thinking at the time at which these essays
were written but does not figure largely in these pages. The second strand is a
concern to defend the viability of an analytic/synthetic distinction together
perhaps with one or more of such closely related distinctions as that between
necessary and contingent or between a priori and a posteriori. A third strand
is a defense of the rights of the ordinary man or common sense vis-à-vis the
professional philosopher, the idea being that for reasons which have yet to be
determined and accurately stated the ordinary man has a right to more respect
from the professional philosopher than a word of thanks for having got him
started. The fourth strand relates to meaning; it consists in two theses:
first, that it is necessary to distinguish between a notion of meaning which is
relativized to the users of words or expressions and one that is not so
relativized; and second, of the two notions the unrelativized notion is
posteriori to, and has to be understood in terms of, the relativized notion;
what words mean is a matter of what people mean by them. The fifth strand
is the contention that in considering the notion of meaning we should pay
attention to two related distinctions. First, a distinction between those
elements of meaning which are present by virtue of convention and those which
are present by virtue of something other than convention; and second, between
those elements ofmeaning which standardly form part of what a word or form of
words asserts (or its user asserts), and those elements of meaning which rather
form part of what the words or their users imply or otherwise convey or are
committed to. A distinction, that is to say, (a) between conventional and
nonconventional meaning and (b) between assertive and nonassertive meaning.
Strand six is the idea that the use of language is one among a range of forms
of rational activity and that those rational activities which do not involve
the use of language are in various ways importantly parallel to those which do.
This thesis may take the more specific form of holding that the kind of
rational activity which the use of language involves is a form of rational
cooperation; the merits of this more specific idea would of course be
independent of the larger idea under which it falls. Strands seven and
eight both relate to the real or apparent opposition between the structures
advocated by traditional or Aristotelian logic, on the one hand, and by modern
or mathematical logic, on the other. In a certain sense these strands pull in
opposite directions. Strand seven consists in the contention that it is
illegitimate to repre-sent, as some modern logicians have done, such
grammatical subject phrases as "the King of France," "every
schoolboy," "a rich man," and even "Bismarck" as being
only ostensibly referential; that they should be genuinely referential is
required both for adequate representation of ordinary discourse and to preserve
a conception of the use of language as a rational activity. Strand eight
involves the thesis that, notwithstanding the claims of strand seven, genuinely
referential status can be secured for the subject phrases in question by
supplementing the apparatus of modern logic in various ways which would include
the addition of the kind of bracketing devices which are sketched within the
contents of this volume. Strand One I now turn to a closer
examination of the first of these eight thematic strands, the strand, that is,
which relates to the analysis of per-ception.' The two essays involving this
strand seem to me not to be devoid of merit; the essay on the Causal Theory of
Perception served to introduce what later I called the notion of Conversational
Impli- 1. Cf. esp. Essays 15-16.cature which has performed, I think, some
useful service in the philosophy of language, and also provided an adequate
base for the rejection of a bad, though at one time popular, reason for
rejecting a causal analysis of perception; and the essay called "Some
Remarks about the Senses," drew attention, I think, to an important and
neglected subject, namely the criteria by which one distinguishes between one
modality of sense and another. But unfortunately to find a way of disposing of
one bad reason for rejecting a certain thesis is not the same as to establish
that thesis, nor is drawing attention to the importance of a certain question
the same as answering that question. In retrospect it seems to me that
both these essays are open to criticisms which so far as I know have not been
explicitly advanced In "The Causal Theory of Perception" I reverted
to a position about sense-datum statements which was originally taken up by
philosophers such as Paul and Ayer and some others; according to it, statements
to the effect that somebody was having a sense-datum, or had a sense-datum or
was having a sense-datum of a particular sort, are to be understood as
alternative ways of making statements about him which are also expressible in
terms of what I might call phenomenal verbs like "seem" or, more
specifically, like "looks," "sounds," and
"feels." This position contrasted with the older kind of view,
according to which statements about sense-data were not just alternative
versions of statements which could be expressed in terms of phenomenal verbs
but were items which served to account for the applicability of such a range of
verbs. According to the older view, to say that someone had a sense-datum which
was red or mouselike was not just an outlandish alternative way of saying it
looked to him as if there was a mouse or something red before him, but was
rather to specify something which explained why it looked to him as if there
was something red before him or as if there were a mouse before him. The
proponents of the newer view of sense-data would have justified their suggestion
by pointing to the fact that sense-data and their sensible characteristics are
mysterious items which themselves stand in need of explanation, and so cannot
properly be regarded as explaining rather than as being explained by the
applicability of the phenomenal verb-phrases associated with them. It is not
clear that these criticisms of the older view are justified; might it not be
that while in one sense of the word "explained" (that which is
roughly equivalent to "rendered intelligible") sense-data are
explained in terms of phenomenal verbs,in another sense of
"explained" (that which is roughly equivalent to
"accounted for") the priority is reversed, and the applicability of
phenomenal verbs is explained by the availability of sense-data and their
sensible feature. The newer view, moreover, itself may run into trouble. It
seems to me to be a plausible view that the applicability of phenomenal verbs
is itself to be understood as asserting the presence or occurrence of a certain
sort of experience, one which would explain and in certain circumstances
license the separate employment of a verb phrase embedded in the phenomenal
verb-phrase; for it to look or seem to me as if there is something red before
me is for me to have an experience which would explain and in certain
unproblematic circumstances license the assertion that there is something red
before me. It will be logically incoherent at one and the same time to
represent the use of phenomenal verbs as indicating the existence of a ba-sis,
of some sort or other, for a certain kind of assertion about percep tible
objects and as telling us what that basis is. The older view of sense-data
attempted to specify the basis; the newer view, apparently with my concurrence,
seems to duck this question and thereby to render mysterious the interpretation
of phenomenal verb-phrases. Second, in "Some Remarks about the
Senses" I allow for the possibility that there is no one criterion for the
individuation of a sense, but I do not provide for the separate possibility
that the critical candidates are not merely none of them paramount but are not
in fact independent of one another. For example, sense organs are
differentiated not by their material character, but by their function. Organs
that are just like eyes would in fact be not eyes but ears if what they did
was, not to see, but to hear; again, real qualities of things are those which
underlie or explain various causal mechanisms, such as our being affected by
vibrations or light rays. So criterial candidates run into one another; and
indeed the experiential flavor or quality of experience to which 1 attach
special importance is in fact linked with the relevant ranges of what Locke
called secondary qualities which an observer attributes to the objects which he
perceives; so we might end up in a position that would not have been
uncongenial to Locke and Boyle, in which we hold that there are two ways of
distinguishing between senses, one of which is by the character of their
operations (processes studied by the sciences rather than by the ordinary
citizen), and the other would be by the difference of their phenomenal
char-acter, which would be something which would primarily be of interest to
ordinary people rather than to scientists. These reflections sug- gest to
me two ideas which I shall here specify but not argue for. The first is that,
so far from being elements in the ultimate furniture of the world, sense-data
are items which are imported by theorists for various purposes; such purposes
might be that one should have bearers of this or that kind of relation which is
needed in order to provide us with a better means for describing or explaining
the world. Such relations might be causal or spatial where the space involved
is not physical space but some other kind of space, like visual space, or it
might be a system of relations which in certain ways are analogous to spatial
relations, like relations of pitch between sounds. This idea might lead to
another, namely that consideration of the nature of perception might lead us to
a kind of vindication of common sense distinct from those vindications which I
mention elsewhere in this epilogue, for if sense-data are to be theoretical
extensions introduced or concocted by theorists, theorists will need common
sense in order to tell them what it is to which theoretical extensions need to
be added. Philosophers' stories derive their character and direction from the
nonphilosophical stories which they supplement. Strand Two The
second of these eight strands consists in a belief in the possibility of
vindicating one or more of the number of distinctions which might present
themselves under the casual title of "The analytic/syn-thetic
distinction." I shall say nothing here about this strand not because I
think it is unimportant; indeed I think it is one of the most important topics
in philosophy, required in determining, not merely the answers to particular
philosophical questions, but the nature of philosophy itself. It is rather that
I feel that nothing less than an adequate treatment of the topic would be of
any great value, and an adequate treatment of it would require a great deal of
work which I have not yet been able to complete. This lacuna, however, may be
somewhat mitigated by the fact that I provided some discussion of this topic in
"Reply to Richards" contained in Philosophical Grounds of Rationality
and by the fact that at the conclusion of this epilogue I shall also advance a
slightly skittish hint of the direction in which I have some inclination to go.
I hope that this treatment will serve as an interim indication of what my final
position might be. 2. Cf. esp. Essay 13. 346 RetrospectiveThe
third strand' consists in a disposition on my part to uphold in one form or
another the rights of the ordinary man or of common sense in the face of
attacks which proceed from champions of specialist philosophical or scientific
theory. All parties would, I think, agree that specialist theory has to start
from some basis in ordinary thought of an informal character; the question at issue
is whether the contents and views contained in that thought have to continue to
be respected in some measure or other by the specialist theorist even after the
specialist theorist has embarked on his own work. According to some, at
that point, the contribution of ordinary thought and speech can be ignored,
like a ladder to be kicked away once the specialist has got going. My support
for common sense is not eroded by the failure of many attempts made by
philosophers to give a justification or basis for such support; indeed the
negative part of my contribution to the subject consists in the rejection of a
number of such attempts. Some of these rejections appear in discussions
contained in this volume, others in other places. One form of defense of common
sense is one propounded by Moore in the famous paper on that subject. This
seems to consist in the presumed acceptability of the obvious; it seems to
consist in that because so far as I can see no other reason is given for the
acceptance of what Moore counts as propositions of common sense. If I have read
Moore aright I find this form of defense of common sense unsatisfactory on the
grounds that the conception of the obvious is not in an appropriate sense an
objective conception. This is pointedly illustrated by the famous story of the
British mathematician G. H. Hardy, who in a lecture announced that a certain
mathematical proposition was obvious, at which point one of his audience
demurred and said that it was not obvious to him. Hardy then halted the
lecture, paced outside the lecture room for a quarter of an hour, returned, and
said "It is obvious." The trouble is that obviousness requires
consent, on the part of the parties con-cerned, in the obviousness of what is
thought of as obvious. A second and different line of defense of common
sense comes from Thomas Reid, who points to the need for first principles of
human knowledge. Once these are secured, then various forms of derivation and
deduction and inference can account for the accumulation of 3. Cf. esp.
Essays 8-10. Retrospectiveknown propositions which are as it were
theorems in the system of knowledge; but theorems need to look back to axioms
and these axioms are things which Reid regards as matters which it is the
function of common sense to provide. The fault which I find here is a
conflation of the notion of axioms as being organizational items from which
nonaxiomatic propositions are supposed to be derivable with an epi-stemic
interpretation of axioms as providing the foundations of human knowledge;
whereas it seems to me arguable and indeed plausible to suppose that the
grounds for the acceptance of the contents of this or that system do not lie in
the prior evidence or self-evidence of the axioms of the system but in the
general character of the system in containing what one thinks it ought to
contain in the way of what is knowable. From an epistemic point of view
the justifiability of the system lies in its delivering, in general, what one
wants it to deliver and thinks it should deliver, rather than in the
availability of a range of privileged intuitions which, happily, provide us
with a sufficiency of starting points for rational inference. If common sense
comes into the picture at all in this connection it seems to me that it should
be with regard to a recognition in some degree or other of what the system
ought to be expected to deliver to us rather than as a faculty which assures us
of starting points which form the axioms of the system. A third attempt
to justify common sense is that provided by Malcolm in his interpretation of
Moore; Malcolm suggested that Moore's point should be thought of as being that
standard descriptions of certain sorts of situations cannot be incorrect since
the standards of correctness are set by the nature of the descriptions which
are standardly used to describe those situations. The trouble with this line,
to my mind, is that it confuses two kinds of correctness and
incorrectness. Correctness of use or usage, whether a certain expression
is properly or improperly applied, gives us one kind of correctness, that of
proper application, but that an expression is correct in that sense does not
guarantee it against another sort of incorrectness, namely logical
in-coherence. The final form of an attempt to justify common sense is by
an appeal to Paradigm or Standard Cases; cases, that is, of the application of
an expression to what are supposedly things to which that expression applies if
it applies to anything at all; for example, if the expression "solid"
applies to anything at all it applies to things like "desks" and
"walls" and "pavements." The difficulty with this attempt
is thatit contains as an assumption just what a skeptic who is querying common
sense is concerned to deny: no doubt it may be true that if the word
"solid" applies to anything at all it applies to things like
"desks," but it is the contention of the skeptic that it does not
apply to anything, and therefore the fact that something is the strongest
candidate does not mean that it is a successful candidate for the application
of that expression. On the positive side I offered as an alternative to the
appeals I have just been discussing, a proposed link between the authority of
common sense and the theory of meaning. 1 suggested roughly that to side with
the skeptic in his questioning of commonsense beliefs would be to accept an
untenable divorce between the meaning of words and sentences on the one hand,
and the proper specification of what speakers mean by such words and sentences
on the other. This attempt to link two of the eight strands to one another now
seems to me open to several objections, at least one of which I regard as
fatal. I begin with two objections which I am inclined to regard as
non-fatal; the first of these is that my proposed reply to the skeptic ignores
the distinction between what is propounded as, or as part of, one's message,
thus being something which the speaker intends, and on the other hand what is
part of the background of the message by way of being something which is
implied, in which case its acceptance is often not intended but is rather
assumed. That there is this distinction is true, but what is, given perfect
rapport between speaker and hearer, something which a speaker implies, may,
should that rapport turn out to be less than perfect, become something which
the speaker is committed to asserting or propounding. If a speaker thinks his
hearer has certain information which in fact the hearer does not, the speaker
may, when this fact emerges, be rationally committed to giving him the
information in question, so what is implied is at least potentially something
which is asserted and so, potentially, something the acceptance of which is
intended. A second (I think, nonfatal) objection runs as follows: some
forms of skepticism do not point to incoherences in certain kinds of mes-sage;
they rely on the idea that skeptical doubts sometimes have to have been already
allayed in order that one should have the foundations which are needed to allay
just those doubts. To establish that I am not dreaming, I need to be assured
that the experiences on which I rely to reach this assurance are waking
experiences. In response to this objection, it can be argued, first, that a
defense of common sensedoes not have to defend it all at once, against all
forms of skeptical doubts, and, second, it might be held that with regard to
the kinds of skeptical doubts which are here alluded to, what is needed is not
a well-founded assurance that one's cognitive apparatus is in working order but
rather that it should in fact be in working order whatever the beliefs or
suppositions of its owner may be. The serious objection is that my
proposal fails to distinguish between the adoption, at a certain point in the
representation of the skeptic's proposed position, of an extensional and of an
intensional reading of that account. I assumed that the skeptic's position
would be properly represented by an intensional reading at this point, in which
case I supposed the skeptic to be committed to an incoherence; in fact,
however, it is equally legitimate to take not an intensional reading but an
extensional reading in which case we arrive at a formulation of the skeptic's
position which, so far as has been shown, is reasonable and also immune from
the objection which I proposed. According to the intensional reading, the
skeptic's position can be represented as follows: that a certain ordinary
sentence s does, at least in part, mean that p, second, that in some such
cases, the prop osition that p is incoherent, and third, that standard speakers
intend their hearers incoherently to accept that p, where
"incoherently" is to be read as specifying part of what the speaker
intends. That position may not perhaps be strictly speaking incoherent, but it
certainly seems wildly implausible. However, there seems to be no need for the
skeptic to take it and it can be avoided by an extensional interpretation of
the appearance in this context, of the adverb "incoherently."
According to this representation it would be possible for s to mean (in part)
that p and for p to be incoherent and also for the standard speaker to intend
the hearer to accept p which would be to accept something which is in fact
incoherent though it would be no part of the speaker's intention that in
accepting p the hearer should be accepting something which is incoherent. To
this reply there seems to me to be no reply. Despite this failure,
however, there seem to remain two different directions in which a vindication
of common sense or ordinary speech may be looked for. The first would lie in
the thought that whether or not a given expression or range of expressions
applies to a particular situation or range of situations is simply determined
by whether or not it is standardly applied to such situations; the fact that in
its application those who apply it may be subject to this or that form
ofintellectual corruption or confusion does not affect the validity of the
claim that the expression or range of expressions does apply to those
situations. In a different line would be the view that the attributions and
beliefs of ordinary people can only be questioned with due cause, and due cause
is not that easy to come by; it has to be shown that some more or less dire
consequences follow from not correcting the kind of belief in question; and if
no such dire consequences can be shown then the beliefs and contentions of
common sense have to be left intact. Strand Four* This strand has
already been alluded to in the discussion of Strand 3, and consists in my views
about the relation between what might roughly be described as word-meaning and
as speaker's-meaning. Of all the thematic strands which I am distinguishing
this is the one that has given me most trouble, and it has also engendered more
heat, from other philosophers, in both directions, than any of its fellows. I
shall attempt an initial presentation of the issues involved. It has been
my suggestion that there are two distinguishable meaning concepts which may be
called "natural" meaning and "non-natural" meaning and that
there are tests which may be brought to bear to distinguish them. We may, for
example, inquire whether a particular occurrence of the verb "mean"
is factive or nonfactive, that is to say whether for it to be true that so and
so means that p it does or does not have to be the case that it is true that p;
again, one may ask whether the use of quotation marks to enclose the
specification of what is meant would be inappropriate or appropriate. If
factivity is present and quotation marks would be inappropriate, we would have
a case of natural meaning; otherwise the meaning involved would be nonnatural
meaning. We may now ask whether there is a single overarching idea which lies
behind both members of this dichotomy of uses to which the word "mean"
seems to be subject. If there is such a central idea it might help to indicate
to us which of the two concepts is in greater need of further analysis and
elucidation and in what direction such elucidation should proceed. I have
fairly recently (in Essay 18) come to believe that there is such an overarching
idea and that it is indeed of some service in the proposed inquiry. The
4. Cf. esp. Essays 5-6, 7, 12.idea behind both uses of "mean" is that
of consequence; if x means y then y, or something which includes y or the idea
of y, is a consequence of x. In "natural" meaning, consequences are
states of affairs; in "nonnatural" meaning, consequences are
conceptions or complexes which involve conceptions. This perhaps suggests that
of the two concepts it is "nonnatural" meaning which is more in need
of further elucidation; it seems to be the more specialized of the pair, and it
also seems to be the less determinate; we may, for example, ask how conceptions
enter the picture and whether what enters the picture is the conceptions
themselves or their justifiability. On these counts I should look favorably on
the idea that if further analysis should be required for one of the pair the
notion of "nonnatural" meaning would be first in line. There
are factors which support the suitability of further analysis for the concept
of "nonnatural" meaning. "Meaningnn" ("non-natural
meaning") does not look as if it names an original feature of items in the
world, for two reasons which are possibly not mutually independent: (a) given
suitable background conditions, meaningn can be changed by fiat; (b) the
presence of meaningn is dependent on a framework provided by a linguistic, or
at least a communication-engaged community. It seems to me, then, at
least reasonable and possibly even manda-tory, to treat the meaning of words,
or of other communication ve-hicles, as analyzable in terms of features of word
users or other com-municators; nonrelativized uses of "meaningnN
" are posterior to and explicable through relativized uses involving
reference to word users or communicators. More specifically, what sentences
mean is what (standardly) users of such sentences mean by them; that is to say,
what psychological attitudes toward what propositional objects such users
standardly intend (more precisely, M-intend) to produce by their utterance.
Sentence-meaning then will be explicable either in terms of psychological
attitudes which are standardly M-intended to produce in hearers by sentence
utterers or to attitudes taken up by hearers toward the activities of sentence
utterers. At this point we begin to run into objections. The first to be
considered is one brought by Mrs. J. Jack, whose position I find not wholly
clear. She professes herself in favor of "a broadly 'Gricean' enter-
5. In an as yet unpublished paper entitled "The Rights and Wrongs of Grice
on Mean-ing."prise" but wishes to discard various salient elements in
my account (we might call these "narrowly Gricean theses"). What,
precisely, is "broad Griceanism"? She declares herself in favor
of the enterprise of giving an account of meaning in terms of psychological
attitudes, and this suggests that she favors the idea of an analysis, in
psychological terms, of the concept of meaning, but considers that I have gone
wrong, perhaps even radically wrong, in my selection of the ingredients of such
an analysis. But she also reproves me for "reductionism," in
terms which suggest that whatever account or analysis of meaning is to be
offered, it should not be one which is "reductionist," which might or
might not be equivalent to a demand that a proper analysis should not be a
proper reductive analysis. But what kind of analysis is to be provided?
What I think we cannot agree to allow her to do is to pursue the goal of giving
a lax reductive analysis of meaning, that is, a reductive analysis which is
unhampered by the constraints which characteristically attach to reductive
analysis, like the avoidance of circularity; a goal, to which, to my mind
several of my opponents have in fact addressed themselves. ((In this connection
I should perhaps observe that though my earlier endeavors in the theory of
meaning were attempts to provide a reductive analysis, I have never (I think)
espoused reduction-ism, which to my mind involves the idea that semantic
concepts are unsatisfactory or even unintelligible, unless they can be provided
with interpretations in terms of some predetermined, privileged, and favored
array of concepts; in this sense of "reductionism" a felt ad hoc need
for reductive analysis does not have to rest on a reductionist foundation.
Reductive analysis might be called for to get away from unclarity not to get to
some predesignated clarifiers.)) I shall for the moment assume that the demand
that I face is for a form of reductive analysis which is less grievously flawed
than the one which I in fact offered; and I shall reserve until later
consideration of the idea that what is needed is not any kind of reductive
analysis but rather some other mode of explication of the concept of meaning.
The most general complaint, which comes from Strawson, Searle, and Mrs. Jack,
seems to be that I have, wholly or partially, misidentified the intended (or
M-intended) effect in communication; according to me it is some form of
acceptance (for example, belief or desire), whereas it should be held to be
understanding, comprehension, or (to use an Austinian designation)
"uptaké." One form of the cavil (the more extreme form) would
maintain that the immediate intended tar-get is always "uptake,"
though this or that form of acceptance may be an ulterior target; a less
extreme form might hold that the immediate target is sometimes, but not
invariably, "uptake." I am also not wholly clear whether my opponents
are thinking of "uptake" as referring to an understanding of a
sentence (or other such expression) as a sentence or expression in a particular
language, or as referring to a comprehension of its occasion-meaning (what the
sentence or expression means on this occasion in this speaker's mouth). But my
bafflement arises primarily from the fact that it seems to me that my analysis
already invokes an analyzed version of an intention toward some form of
"uptake" (or a passable substitute therefor), when I claim that in
meaning a hearer is intended to recognize himself as intended to be the subject
of a particular form of acceptance, and to take on such an acceptance for that
reason. Does the objector reject this analysis and if so why? And in any case
his position hardly seems satisfactory when we see that it involves attributing
to speakers an intention which is specified in terms of the very notion of
meaning which is being analyzed (or in terms of a dangerously close relative of
that notion). Circularity seems to be blatantly abroad. This question is
closely related to, and is indeed one part of, the vexed question whether, in
my original proposal, I was right to embrace a self-denial of the use of
semantic concepts in the specification of the intentions which are embedded in
meaning, a renunciation which was motivated by fear of circularity. A clear
view of the position is not assisted by the fact that it seems uncertain what
should, or should not, be counted as a deployment of semantic notions. So
far we seem to have been repelling boarders without too much difficulty; but I
fear that intruders, whose guise is not too unlike that of the critics whom we
have been considering, may offer, in the end at least, more trouble. First, it
might be suggested that there is a certain arbitrariness in my taking
relativized meaning as tantamount to a speaker's meaning something by an
utterance; there are other notions which might compete for this spot, in
particular the notion of something's meaning something to a hearer. Why should
the claims of "meaning to," that is of passive or recipient's
meaning, be inferior to those of "meaning by" (that is, of acting or
agent's meaning)? Indeed a thought along these lines might lie behind the
advocacy of "uptake" as being sometimes or even always the target
of semantic intention. A possible reply to the champion of passive
meaning would run asfollows: (1) If we maintain our present program,
relativized meaning is an intermediate analytic stage between nonrelativized
meaning and a "semantics-free" ("s-free") paraphrase of
statements about mean-ing. So, given our present course, the fact (if it should
be a fact) that there is no obviously available s-free paraphrase for
"meaning to" would be a reason against selecting "meaning
to" as an approved specimen of relativized meaning. (2) There does however
seem in fact to be an s-free paraphrase for "meaning to," though it
is one in which is embedded that paraphrase which has already been suggested
for "meaning by"; "s means p to X" would be
interpreted as saying "X knows what the present speaker does
(alternatively a standard speaker would) mean by an utterance of s"; and
at the next stage of analysis we introduce the proffered s-free paraphrase for
"meaning by." So "meaning to" will merely look back to
"meaning by," and the cavil will come to naught. At least in
its present form. But an offshoot of it seems to be available which might be
less easy to dispose of. I shall first formulate a sketch of a proposed line of
argument against my analysis of mean-ing, and then consider briefly two ways in
which this argumentation might be resisted. First, the argument. In the treatment of language,
we need to consider not only the relation of language to communication, but
also, and concurrently, the relation of language to thought. A plausible position is that,
for one reason or another, language is indispensable for thought, either as an
instrument for its expression or, even more centrally, as the vehicle, or the
material, in which thought is couched. We may at some point have to pay more
attention to the details of these seeming variants, but for the present let us
assume the stronger view that for one reason or another the occurrence of
thought requires, either invariably or at least in all paradigmatic cases, the
presence of a "linguistic flow." The "linguistic
flows" in question need to attain at least a certain level of
comprehensibility from the point of view of the thinker; while it is plain that
not all thinking (some indeed might say that no thinking) is entirely free from
confusion and incoherence, too great a departure of the language-flow from
comprehensibility will destroy its character as (or as the expression of)
thought; and this in turn will undermine the primary function of thought as an
explanation of bodily behavior. Attempts to represent the comprehensibility, to the
thinker, of the expression of thought by an appeal to either of the relativized
concepts of meaningn so far distinguished encounter serious, if not fatal,
difficulties. While it is not impossible to mean something by what one says to
oneself in one's head, the occurrence of such a phenomenon seems to be
restricted to special cases of self-exhortation ("what I kept telling
myself was......"), and not to be a general feature of thinking as such.
Again, recognition of a linguistic sequence as meaning something to me seems
appropriate (perhaps) when I finally catch on to the way in which I am supposed
to take that se-quence, and so to instances in which I am being addressed by
another not to those in which I address myself; such a phrase as "I
couldn't get myself to understand what I was telling myself" seems
dubiously admissible. So an admission of the indispensability of language to thought carries
with it a commitment to the priority of nonrelativized meaning to either of the
designated relativized conceptions; and there are no other promising
relativized candidates. So nonrelativized meaning is noneliminable. The
foregoing resistance to the idea of eliminating nonrelativized meaning by
reductive analysis couched in terms of one or the other variety of relativized
meaning might, perhaps, be reinforced by an attempt to exhibit the invalidity
of a form of argument on which, it might be thought, the proponent of such
reduction might be relying. While the normal vehicles of interpersonal
communication are words, this is not exclusively the case; gestures, signs, and
pictorial items sometimes occur, at times even without linguistic concomitants.
That fact might lead to the supposition that nonlinguistic forms of communication
are pre-linguistic, and do not depend on linguistic mean-ing. A closely related
form of reflection would suggest that if it is the case (as it seems to be)
that sometimes the elements of trains of thought are nonlinguistic, then
prelinguistic thinking is a genuine pos-sibility. (This was a live issue in the
latter part of the nineteenth cen-tury.) But, it may be said, both of these
lines of argument are incon-clusive, for closely related reasons. The fact that
on occasion the vehicles of communication or of thought may be wholly
nonlinguistic does not show that such vehicles are prelinguistic; it may well
be that such vehicles could only fulfill their function as vehicles against a
background of linguistic competence without which they would be lost. If, for
example, they operate as substitutes for language, lan-guage for which they are
substitutes needs perhaps to be available to their users. We now find
ourselves in a serious intellectual bind. (1) Our initial attention to the
operation of language in communication has provided powerful support for the
idea that the meaning of words or other communication devices should be
identified with the potentiality of such words or devices for causing or being
caused by particular ranges of thought or psychological attitudes. When we are
on this tack we are inexorably drawn toward the kind of psychological
reductionism exhibited in my own essays about Meaning. (2) When our attention
is focused on the appearance of language in thinking we are no less strongly
drawn in the opposite direction; language now seems constitutive of thought
rather than something the intelligibility of which derives from its relation to
thought. We cannot have it both ways at one and the same time. This
dilemma can be amplified along the following lines. (1) States of thought, or
psychological attitudes cannot be prelinguistic in char-acter. (2) Thought
states therefore presuppose linguistic thought-episodes which are constitutive
of them. (3) Such linguistic thought-episodes, to fulfill their function, must
be intelligible sequences of words or of licensed word-substitutes. (4)
Intelligibility requires ap: propriate causal relation to thought states. (5)
So these thought states in question, which lie behind intelligibility, cannot themselves
be built up out of linguistic sequences or word-flows. (6) So some thought
states are prelinguistic (a thesis which contradicts thesis 1). It
appears to me that the seemingly devastating effect of the preceding line of
argument arises from the commission by the arguer of two logical mistakes-or
rather, perhaps, of a single logical mistake which is committed twice over in
substantially similar though superficially different forms. The first time
round the victim of the mistake is myself, the second time round the victim is
the truth. In the first stage of the argument it is maintained that the
word-flows which are supposedly constitutive of thought will have to satisfy
the condition of being significant or meaningful and that the interpretation of
this notion of meaningfulness resists expansion into a relativized form, and
resists also the application of any pattern of analysis proposed by me. The
second time round the arguer contends that any word-flow which is held to be
constitutive of an instance of thinking will have to be supposed to be a
significant word-flow and that the fulfillment of this condition requires a
certain kind of causal connection with ad-missible psychological states or
processes and that to fulfill their function at this point neither the states
in question nor the processes connected with them can be regarded as being
constituted by further word-flows; the word-flows associated with thinking in
order to provide for meaningfulness will have to be extralinguistic, or
prelinguis-tic, in contradiction to the thesis that thinking is never in any
relevant sense prelinguistic. At this point we are surely entitled to
confront the propounder of the cited argument with two questions. (1) Why
should he assume that I shall be called upon to identify the notion of
significance, which applies to the word-flows of thought, directly with any
favored locution involving the notion of meaning which can be found in my work,
or to any analysis suggested by me for such a locution? Why should not the link
between the significance of word-flows involved in thinking and suggestions
offered by me for the analysis of meaning be much less direct than the
propounder of the argument envisages? (2) With what right, in the later stages
of the argument, does the pro-pounder of the argument assume that if the
word-flows involved in thought have to be regarded as significant, this will
require not merely the provision at some stage of a reasonable assurance that
this will be so but also the incorporation within the defining characterization
of thinking of a special condition explicitly stipulating the significance of
constitutive word-flows, despite the fact that the addition of such a condition
will introduce a fairly blatant contradiction? While, then, we shall be
looking for reasonable assurance that the word-flows involved in thinking are
intelligible, we shall not wish to court disaster by including a requirement
that may be suggested as a distinct stipulated condition governing their
admissibility as word-flows which are constitutive of thinking; and we may even
retain an open mind on the question whether the assurance that we are seeking
is to be provided as the conclusion of a deductive argument rather than by some
other kind of inferential step. The following more specific responses
seem to me to be appropriate at this point. (1) Since we shall be
concerned with a language which is or which has been in general use, we may
presume the accessibility of a class of mature speakers of that language, who
by practice or by precept can generate for us open ranges of word-sequences
which are, or again are not, admissible sentences of that language. A favorable verdict from the
body of mature speakers will establish particular sentences both as significant
and, on that account, as expressive of psychological states such as a belief
that Queen Anne is dead or a strong desire to be somewhere else. But the
envisaged favorable verdicts on the part of mature speakers will only establish
particular sentences as expressive of certain psychological states in general;
they will not confer upon the sentences expressiveness of psychological states
relative to particular individuals. For that stage to be reached some further
determination is required Experience tells us that any admissible sentence in
the language is open to either of two modes of production, which I will call
"overt" and "sotto voce." The precise meaning of these
labels will require further determination, but the ideas with which I am
operating are as follows. (a) "Overt" production is one or another of
the kinds of production, which will be characteristic of communication. (b)
"Sotto voce" production which has some connection with, though is
possibly not to be identified as, "unspoken production," is typically
the kind of production involved in thinking. (c) Any creature which is equipped
for the effective overt production of a particular sequence is also thereby
equipped for its effective sotto voce production. (4) We have reached a
point at which we have envisaged an indefinite multitude of linguistic
sequences certified by the body of mature speakers not merely as legitimate
sentences of their language but also as expressive of psychological states in
general, though not of psychological states relevant to any particular speaker.
It seems then that we need to ask what should be added to guarantee that the
sentences in the repertoire of a particular speaker should be recognized by him
not merely as expressive of psychological states in general but as expressive
of his psychological states in particular. I would suggest that what is needed
to ensure that he recognizes a suitable portion of his repertoire of sentences
as being expressive relative to himself is that he should be the center of a
life story which fits in with the idea that he, rather than someone else, is
the subject of the attributed psychological states. If this condition is
fulfilled, we can think of him, perhaps, not merely as linguistically fluent
but also as linguistically proficient; he is in a position to apply a favored
stock of sentences to himself. It would of course be incredible, though perhaps
logically conceivable, for someone to be linguistically fluent without being
linguistically proficient. It is of course common form, as the world
goes, for persons who are linguistically fluent and linguistically proficient
to become so by natural methods, that is to say, as a result of experience and
training, but we may draw attention to the abstract possibility that the
attributes in question might be the outcome not of natural but of artificial
processes; they might, for example, be achieved by some sort of physiological
engineering. Are we to allow such a fantasy as being con-ceivable, and if not,
why not? I shall conclude the discussion of Strand Four with two distinct
and seemingly unconnected reflections. (A) We might be well advised
to consider more closely the nature of representation and its connection with
meaning, and to do so in the light of three perhaps not implausible suppositions.
(1) That representation by means of verbal formulations is an artificial and
noniconic mode of representation. (2) That to replace an iconic system of
representation by a noniconic system will be to introduce a new and more
powerful extension of the original system, one which can do everything the
former system can do and more besides. (3) That every artificial or
noniconic system is founded upon an antecedent natural iconic system.
Descriptive representation must look back to and in part do the work of prior
iconic representation. That work will consist in the representation of objects
and situations in the world in something like the sense in which a team of
Australian cricketers may represent Aus-tralia; they do on behalf of Australia
something which Australia cannot do for itself, namely engage in a game of
cricket. Similarly our representations (initially iconic but also noniconic)
enable objects and situations in the world to do something which they cannot do
for themselves, namely govern our actions and behavior. (B) It remains to
inquire whether there is any reasonable alternative program for the problems
about meaning other than of the provision of a reductive analysis of the
concept of meaning. The only alternative which I can think of would be that of
treating "meaning" as a theoretical concept which, together perhaps
with other theoretical con-cepts, would provide for the primitive predicates
involved in a semantic system, an array whose job it would be to provide the
laws and hypotheses in terms of which the phenomena of meaning are to be
explained. If this direction is taken, the meaning of particular express-sions
will be a matter of hypothesis and conjecture rather than of intuition, since
the application of theoretical concepts is not generally thought of as
reachable by intuition or observation. But some of those like Mrs. Jack who
object to the reductive analysis of meaning are also anxious that meanings
should be intuitively recognizable. How this result is to be achieved I do not
know. Strand Five Strand Five is perhaps most easily approached
through an inquiry whether there is any kind, type, mode, or region of
signification which has special claims to centrality, and so might offer itself
as a core around which more peripheral cases of signification might clus-ter,
perhaps in a dependent posture. I suggest that there is a case for the
supposition of the existence of such a central or primary range of cases of
signification; and further that when the question of a more precise characterization
of this range is raised, we are not at a loss how to proceed. There seem to be
in fact not merely one, but two ways of specifying a primary range, each of
which has equally good claim to what might be called "best candidate
status." It is of course a question which will await final decision
whether these candidates are distinct from one another. We should recognize
that at the start we shall be moving fairly large conceptual slabs around a
somewhat crudely fashioned board and that we are likely only to reach sharper
conceptual definition as the inquiry proceeds. We need to ask whether
there is a feature, albeit initially hazy, which we may label "centrality,
" which can plausibly be regarded as marking off primary ranges of signification
from nonprimary ranges. There seems to be a good chance that the answer
is "Yes." If some instances of signification are distinguishable from
others as relatively direct rather than indirect, straightforward rather than
devious, plain rather than convoluted, definite rather than indefinite, or as
exhibiting other distinguishing marks of similar general character, it would
seem to be not unreasonable to regard such significations as belonging to a
primary range. Might it not be that the capacity to see through a glass darkly
presupposes, and is not presupposed by, a capacity at least occasionally to
achieve full and unhampered vision with the naked eye? But when we come
to ask for a more precise delineation of the initially hazy feature of
centrality, which supposedly distinguishes primary from nonprimary ranges of
signification, we find ourselves confronted by two features, which I shall call
respectively "formality"and "dictiveness," with seemingly
equally strong claims to provide for us a rationally reconstructed
interpretation of the initially hazy feature of centrality. Our initial
intuitive investigation alerts us to a distinction within the domain of
significations between those which are composite or complex and those which are
noncomposite or simple; and they also suggest to us that the primary range of
significations should be thought of as restricted to simple or noncomposite
significations; those which are complex can be added at a later stage. Within
the field left by this first restriction, it will be appealing to look for a
subordinate central range of items whose signification may be thought of as
being in some appropriate sense direct rather than in-direct, and our next task
will be to clarify the meaning, or meanings, in this context of the word "direct."
One class of cases of signification with a seemingly good claim to centrality
would be those in which the items or situations signified are picked out as
such by their falling under the conventional meaning of the signifying
expression rather than by some more informal or indirect relationship to the
signifying expression. "The President's advisers approved the idea"
perhaps would, and "those guys in the White House kitchen said 'Heigh
Ho'" perhaps would not, meet with special favor under this test, which
would without question need a fuller and more cautious exposition.
Perhaps, however, for present purposes a crude distinction between conventional
or formal signification and nonconventional or informal signification will
suffice. A second and seemingly not inferior suggestion would be that a
special centrality should be attributed to those instances of signification in
which what is signified either is, or forms part of, or is specially and
appropriately connected with what the signifying expression (or its user) says
as distinct from implies, suggests, hints, or in some other less than fully
direct manner conveys. We might perhaps summarily express this suggestion as
being that special centrality attaches to those instances of signification in
which what is signi-ied is or is part of the "dictive" content of the
signifying expres-ion. We should now, perhaps, try to relate these suggestions
to one another. Is the material just sketched best regarded as offering
two different formulations of a single criterion of centrality, or as offering
two distinct characterizations of such centrality? It seems fairly clear to me
that, assuming the adequacy for present purposes of the formulationof the
issues involved, two distinct criteria are in fact being offered. One may
be called the presence or absence of formality (whether or not the relevant
signification is part of the conventional meaning of the signifying
expression); the other may be called the presence or absence of dictive
content, or dictiveness (whether or not the relevant signification is part of
what the signifying expression says); and it seems that formality and
informality may each be combined with dic-tiveness or again with
nondictiveness. So the two distinctions seem to be logically independent of one
another. Let us try to substantiate this claim. If I make a standard statement
of fact such as "The chairman of the Berkeley Philosophy Department is in
the Department office.", what is signified is, or at least may for present
purposes be treated as being, the conventional meaning of the signifying
expression; so formality is present. What is signified is also what the
signifying expression says; so dictiveness is also present. Suppose a man says "My
brother-in-law lives on a peak in Dar-ien; his great aunt, on the other hand,
was a nurse in World War I," his hearer might well be somewhat baffled;
and if it should turn out on further inquiry that the speaker had in mind no
contrast of any sort between his brother-in-law's residential location and the
onetime activities of the great aunt, one would be inclined to say that a
condition conventionally signified by the presence of the phrase "on the
other hand" was in fact not realized and so that the speaker had done
violence to the conventional meaning of, indeed had misused, the phrase
"on the other hand." But the nonrealization of this condition would
also be regarded as insufficient to falsify the speaker's statement. So we seem
to have a case of a condition which is part of what the words conventionally
mean without being part of what the words say; that is, we have formality
without dictiveness. Suppose someone, in a suitable context, says "Heigh-ho." It is
possible that he might thereby mean something like "Well that's the way
the world goes." Or again if someone were to say "He's just an
evangelist," he might mean, perhaps, "He is a sanctimonious,
hypo-critical, racist, reactionary, money-grubber." If in each case his
meaning were as suggested, it might well be claimed that what he meant was in
fact what his words said; in which case his words would be dictive but their
dictive content would be nonformal and not part of the conventional meaning of
the words used. We should thus find dictiveness without formality. (4) At a
Department meeting, one of my colleagues provides a sustained exhibition of
temperamental perversity and caprice; at the close of the meeting I say to him,
"Excuse me, madam," or alterna-tively, I usher him through the door
with an elaborate courtly bow. In such a case perhaps it might be said that
what my words or my bow convey is that he has been behaving like a prima donna;
but they do not say that this is so, nor is it part of the conventional meaning
of any words or gestures used by me that this is so. Here something is conveyed
or signified without formality and without dictiveness. There seems then
to be a good prima-facie case for regarding formality and dictiveness as
independent criteria of centrality. Before we pursue this matter and the
questions which arise from it, it might be useful to consider a little further
the details of the mechanism by which, in the second example, we achieve what
some might regard as a slightly startling result that formality may be present
independently of dictiveness. The vital clue here is, I suggest, that speakers
may be at one and the same time engaged in performing speech-acts at different
but related levels. One part of what the cited speaker in example two is doing
is making what might be called ground-floor statements about the brother-in-law
and the great aunt, but at the same time as he is performing these speech-acts
he is also performing a higher-order speech-act of commenting in a certain way
on the lower-order speech-acts. He is contrasting in some way the performance
of some of these lower-order speech-acts with others, and he signals his
performance of this higher-order speech-act in his use of the embedded enclitic
phrase, "on the other hand." The truth or falsity and so the dictive
content of his words is determined by the relation of his ground-floor
speech-acts to the world; consequently, while a certain kind of misperformance
of the higher-order speech-act may constitute a semantic offense, it will not
touch the truth-value, and so not the dictive content, of the speaker's
words. We may note that a related kind of nonformal (as distinct from
formal) implicature may sometimes be present. It may, for example, be the case
that a speaker signals himself, by his use of such words as
"so" or "therefore," as performing the speech-act of
explaining will be plausible only on the assumption that the speaker accepts as
true one or more further unmentioned ground-floor matters of fact. His
acceptance of such further matters of fact has to be supposed in order to
rationalize the explanation which he offers. In such a case we mayperhaps say
that the speaker does not formally implicate the matters of fact in
question. A problem which now faces us is that there seem to be two
"best candidates," each of which in different ways suggests the
admissibility of an "inner/outer" distinction, and we need to be
assured that there is nothing objectionable or arbitrary about the emergence of
this seemingly competitive plurality. The feature of formality, or conventional
signification, suggests such a distinction, since we can foresee a distinction
between an inner range of characteristics which belong directly to the
conventional meaning of a signifying expression, and an outer range of
characteristics which, although not themselves directly part of the
conventional meaning of a given signifying expres-sion, are invariably, perhaps
as a matter of natural necessity, concomitant with other characteristics which
do directly belong to the conventional meaning of the signifying expression.
Again, if there is an inner range of characteristics which belong to the
dictive content of a signifying expression as forming part of what such an
expression says, it is foreseeable that there will be an outer range of cases
involving characteristics which, though not part of what a signifying
expression says, do form part of what such an expression conveys in some
gentler and less forthright manner-part, for example, of what it hints or
suggests. To take the matter further, I suspect that we shall need to look
more closely at the detailed constitution of the two "best
candidates." At this point I have confined myself to remarking that
dictiveness seems to be restricted to the ground-floor level, however that may
be determined, while formality seems to be unrestricted with regard to level.
But there may well be other important differences between the two concepts. Let
us turn first to formality, which, to my mind, may prove to be in somewhat
better shape than dictiveness. To say this is not in the least to deny that it
involves serious and difficult problems; indeed, if some are to be believed-for
example, those who align themselves with Quine in a rejection of the
analytic/synthetic distinc-tion-these problems may turn out to be insuperable,
and may drive us into a form of skepticism. But one might well in such an event
regard the skepticism as imposed by the intractability of the subject-matter,
not by the ineptitude of the theorist. He may well have done his best.
Some of the most pressing questions which arise concerning theconcept of
formality will be found in a fourfold list, which I have compiled, of topics
related to formality. First and foremost among these is the demand for a
theoretically adequate specification of conditions which will authorize the
assignment of truth conditions to suitably selected expressions, thereby
endowing those expressions with a conventional signification. It is plain that
such provision is needed if signification is to get off the ground; meanings
are not natural growths and need to be conferred or instituted. But the mere
fact that they are needed is insufficient to show that they are available; we
might be left in the skeptic's position of seeing clearly what is needed, and
yet being at the same time totally unable to attain it. We should not, of
course, confuse the suggestion that there is, strictly speaking, no such thing
as the exercise of rationality with the suggestion that there is no rationally
acceptable theoretical account of what the exercise of rationality consists in;
but though distinct these suggestions may not be independent; for it is
conceivably true that the exercise of rationality can exist only if there is a
theoretically adequate account, accessible to human reason, of what it is that
constitutes rationality; in which case an acceptance of the second suggestion
will entail an acceptance of the first suggestion. These remarks are intended
to raise, but not to settle, the question whether our adoption of linguistic
conventions is to be explained by appeal to a general capacity for the adoption
of conventions (the sort of explanation offered by Stephen Schiffer in
Meaning), here I intend neither to endorse nor to reject the possibility of
such an explanation. Similar troubles might attend a superficially different presentation
of the enterprise, according to which what is being sought and, one hopes,
legitimately fixed by fat would be not conventional meanings for certain
expressions, but a solid guarantee that, in certain conditions, in calling
something a so-and-so, one would not be miscalling it a so and so. The
conditions in question would of course have to be conditions of truth.
Inquiries of the kind just mentioned might profitably be reinforced by
attention to other topics contained in my fourfold list. Another of these would
involve the provision of an inventory which will be an example of what I
propose to call a "semi-inferential sequence." An example of such a
sequence might be the following: (I) It is, speaking extensionally,
general practice to treat d as signifying F. (Il) It is, speaking
intensionally, general practice to treat @ as signifying F. III) It is
generally accepted that it is legitimate to treat @ as signifying F. (IV)
It is legitimate to treat d as signifying F. (V) o does signify F.
Explanatory Remarks What is involved in the phenomenon of treating &
(an expres-sion) as signifying F has not been, and would need to be, explicitly
stated. A "semi-inferential
sequence" is not a sequence in which each element is entailed or implied
by its predecessor in the sequence. It is rather a sequence in which each
element is entailed or implied by a conjunction of its predecessor with an identifiable
and verifiable supplementary condition, a condition which however has not been
explicitly specified. Some semi-inferential sequences will be "concept-determining"
sequences. In such sequences the final member will consist of an embedded
occurrence of a structure which has appeared previously in the sequence, though
only as embedded within a larger structure which specifies some psychological
state or practice of some rational being or class of rational beings. It is my suggestion that, for
certain valuational or semantic con-cepts, the institution of truth-conditions
for such concepts is possible only via the mediation of a semi-inferential
concept-determining se-quence. To speak extensionally is to base a claim to
generality on actual frequencies. To speak intensionally is to base a claim to
generality on the adoption of or adherence to a rule the observance of which
may be expected to generate, approximately, a certain actual frequency. The practical modalities
involved in (III) and (IV) may be restricted by an appended modifier, such as
"from a logical point of view" or "from the point of view of
good manners." It might also be valuable to relate the restricted field of
inferences connected with semantic proprieties to the broader and quite
possibly analogous field of inferences connected with practical proprieties in
general, which it would be the business of ethics to systematize. If skepticism
about linguistic proprieties could not be prevented fromexpanding into
skepticism about improprieties of any and every kind, that might be a heavier
price than the linguistic skeptic would be prepared to pay. It would be
unwise at this point to neglect a further direction of inquiry, namely proper
characterization of the relation between words on the one hand, and on the
other the sounds or shapes which constitute their physical realizations. Such
reflections may be expected to throw light on the precise sense in which words
are instru-ments, and may well be of interest both in themselves and as a
needed antidote to the facile acceptance of such popular but dubiously well
founded hypotheses about language as the alleged type-token distinc-tion. It is
perhaps natural to assume that in the case of words the fundamental entities
are particular shapes and sounds (word tokens) and that words, in the sense of
word-types are properly regarded as classes or sets of mutually resembling word
tokens. But I think that such a view can be seen to be in conflict with common
sense (to whatever extent that is a drawback). John's rendering of the word
"soot" may be indistinguishable from James's rendering of the word
"suit"; but it does not follow from this that when they produce these
render-ings, they are uttering the same word, or producing different tokens of
the same word-type. Indeed there is something tempting about the idea that, in
order to allow for all admissible vagaries of rendering, what are to count for
a given person as renderings of particular words can only be determined by
reference to more or less extended segments of his discourse; and this in turn
perhaps prompts the idea that particular audible or visible renderings of words
are only established as such by being conceived by the speaker or writer as
realizations of just those words. One might say perhaps the words come first
and only later come their realizations. Together with these reflections
goes a further line of thought. Spades are commonly and standardly used
for such purposes as digging garden beds; and when they are so used, we may
speak indifferently of using a spade to dig the bed and of using a spade
(simpliciter). On a windy day when I am in the garden, I may wish to
prevent my papers from blowing away, and to achieve this result, I may put my
spade on top of them. In such a case I think I might be said to be using a
spade to secure the papers but not to be using a spade (sim-pliciter) unless
perhaps I were to make an eccentric but regular use of the spade for this
purpose. When it comes, however, to the use for this or that purpose of words,
it may well be that my freedom of speech is more radically constrained. I may
be the proud possessor ofa brass plaque shaped as a written representation of
the word "mother." Maybe on a windy day I put this plaque on
top of my papers to secure them. But if I do so, it seems to be wrong to speak
of me as having used the word "mother" to secure my papers. Words may
be instruments but if so, they seem to be essentially confined to a certain
region of employment, as instruments of communication. To attempt to use them
outside that region is to attempt the conceptually impossible. Such phenonema
as this need systematic explanation. On the face of it, the factors at
work in the determination of the presence or absence of dictiveness form a more
motley collection than those which bear on the presence of formality. The
presence or absence of an appropriate measure of ardor on behalf of a thesis, a
conscientious reluctance to see one's statements falsified or un-confirmed, an
excessive preoccupation with what is actually or potentially noncontroversial
background material, an overindulgence in caution with respect to the strength
to be attributed to an idea which one propounds, and a deviousness or
indirectness of expression which helps to obscure even the identity of such an
idea, might well be thought to have little in common, and in consequence to
impart an unappealing fragmentation to the notion of dictive content. But
perhaps these factors exhibit greater unity than at first appears; perhaps they
can be viewed as specifying different ways in which a speaker's alignment with
an idea or thesis may be displayed or obscured; and since in communication in a
certain sense all must be public, if an idea or thesis is too heavily obscured,
then it can no longer be regarded as having been propounded. So strong support
for some idea, a distaste for having one's already issued statements
discredited, an unexciting harmony the function of which is merely to establish
a reference, and a tentative or veiled formulation of a thesis may perhaps be
seen as embodying descending degrees of intensity in a speaker's alignment to
whatever idea he is propounding. If so, we shall perhaps be in line with those
philosophers who, in one way or an-other, have drawn a distinction between
"phrastics" and "neustics," who, in one
philosophers, that is to say, who in representing the structure of discourse
lay a special emphasis on (a) the content of items of discourse whose merits or
demerits will lie in such features as correspondence or lack of correspondence
with the world and (b) the mode or manner in which such items are advanced, for
example declaratively or im-peratively, or (perhaps one might equally well say)
firmly or tenta-tively. In this connection it would perhaps be
appropriate to elaboratesomewhat the characters of tentativeness and
obliqueness which are specially visible in cases of "low commitment."
First "suggestion." Suggesting that so-and-so seems to me to be, with
varying degrees of obviousness, different from (a) stating or maintaining that
so-and-so (b) asserting it to be likely or probable that so-and-so (c)
asserting it to be possible that so-and-so, where presumably "it is
possible" means "it is not certain that it is not the case that
so-and-so." Suggesting that so-and-so is perhaps more like, though still
by no means exactly like, asserting there to be some evidence that so-and-so.
Stan-dardly, to suggest that so-and-so invites a response, and, if the
suggestion is reasonable, the response it invites is to meet in one way or
another the case which the maker of the suggestion, somewhat like a grand jury,
supposes there to be in favor of the possibility that so-and-so. The existence
of such a case will require that there should be a truthful fact or set of
facts which might be explained by the hypothesis that so-and-so together with
certain other facts or assumptions, though the speaker is not committed to the
claim that such an explanation would in fact be correct. Suggesting seems to me
to be related to, though in certain respects different from, hinting. In what
seem to me to be standard cases of hinting one makes, explicitly, a statement
which does, or might, justify the idea that there is a case for supposing that
so-and-so; but what there might be a case for supposing, namely that so-and-so,
is not explicitly mentioned but is left to the audience to identify. Obviously
the more devious the hinting, the greater is the chance that the speaker will
fail to make contact with his audience, and so will escape without having
committed himself to anything. Strand Sixt Strand Six deals with
Conversational Maxims and their alleged connection with the Cooperative
Principle. In my extended discussion of the properties of conversational
practice I distinguished a number of maxims or principles, observance of which
I regarded as providing standards of rational discourse. I sought to represent
the principles or axioms which I distinguished as being themselves dependent on
an overall super-principle enjoining conversational cooperation. While the
conversational maxims have on the whole been quite well re-ceived, the same
cannot, I think, be said about my invocation of 6. Cf. esp. Essays 2, 4.a
supreme principle of conversational cooperation. One source of trouble has
perhaps been that it has been felt that even in the talk-exchanges of civilized
people browbeating disputation and conversational sharp practice are far too
common to be offenses against the fundamental dictates of conversational
practice. Another source of discomfort has perhaps been the thought that,
whether its tone is agreeable or disagreeable, much of our talk-exchange is too
haphazard to be directed toward any end cooperative or otherwise. Chitchat goes
nowhere, unless making the time pass is a journey. Perhaps some
refinement in our apparatus is called for. First, it is only certain aspects of
our conversational practice which are candidates for evaluation, namely those
which are crucial to its rationality rather than to whatever other merits or
demerits it may possess; so, nothing which I say should be regarded as bearing
upon the suitability or unsuitability of particular issues for conversational
exploration; it is the rationality or irrationality of conversational conduct
which I have been concerned to track down rather than any more general
characterization of conversational adequacy. So we may expect principles of
conversational rationality to abstract from the special character of
conversational interests. Second, I have taken it as a working assumption that
whether a particular enterprise aims at a specifically conversational result or
outcome and so perhaps is a specifically conversational enterprise, or whether
its central character is more generously conceived as having no special
connection with communica-tion, the same principles will determine the
rationality of its conduct. It is irrational to bite off more than you
can chew whether the object of your pursuit is hamburgers or the Truth.
Finally we need to take into account a distinction between solitary and
concerted enterprises. I take it as being obvious that insofar as the presence
of implicature rests on the character of one or another kind of conversational
enterprise, it will rest on the character of concerted rather than solitary
talk production. Genuine monologues are free from speaker's implication. So
since we are concerned as theorists only with concerted talking, we should
recognize that within the dimension of voluntary exchanges (which are all that
concern us) collaboration in achieving exchange of information or the
institution of decisions may coexist with a high degree of reserve, hostility,
and chicanery and with a high degree of diversity in the motivations underlying
quite meager common objectives. Moreover we have to remember to take into
account a secondary range of cases like cross-examination in which even the
common objectives are spurious, apparent rather than real; the joint enterprise
is a simulation, rather than an instance, of even the most minimal
conversational coopera-tion; but such exchanges honor the cooperative principle
at least to the extent of aping its application. A similarly degenerate
derivative of the primary talk-exchange may be seen in the concerns spuriously
exhibited in the really aimless over-the-garden-wall chatter in which most of
us from time to time engage. I am now perhaps in a position to provide a
refurbished summary of the treatment of conversational implicature to which I
subscribed earlier. A list is presented of conversational maxims (or
"conversational imperatives") which are such that, in paradigmatic
cases, their observance promotes and their violation dispromotes conversational
ra-tionality; these include such principles as the maxims of Quantity, Quality,
Relation, and Manner. Somewhat like moral commandments, these maxims are prevented from being
just a disconnected heap of conversational obligations by their dependence on a
single supreme Conversational Prin-ciple, that of cooperativeness. An initial class of actual
talk-exchanges manifests rationality by its conformity to the maxims thus
generated by the Cooperative Prin-ciple; a further subclass of exchanges
manifests rationality by simulation of the practices exhibited in the initial
class. Implicatures are thought of as
arising in the following way; an implicatum (factual or imperatival) is the
content of that psychological state or attitude which needs to be attributed to
a speaker in order to secure one or another of the following results; (a) that
a violation on his part of a conversational maxim is in the circumstances
justifi-able, at least in his eyes, or (b) that what appears to be a violation
by him of a conversational maxim is only a seeming, not a real, vio-lation; the
spirit, though perhaps not the letter, of the maxim is re-spected. The foregoing account is
perhaps closely related to the suggestion made in the discussion of Strand Five
about so-called conventional implicature. It was in effect there suggested that
what I have been calling conversational implicature is just those assumptions
which have to be attributed to a speaker to justify him in regarding a given
sequence of lower-order speech-acts as being rationalized by their relation to
a conventionally indexed higher-order speech-act. I have so far been talking as
if the right ground plan is to identify a supreme Conversational Principle which
could be used to generate and justify a range of more specific but still highly
general conversational maxims which in turn could be induced to yield
particular conversational directives applying to particular subject matters,
contexts, and conversational procedures, and I have been talking as if this
general layout is beyond question correct; the only doubtful matter being
whether the proffered Supreme Principle, namely some version of the Cooperative
Principle, is the right selection for the position of supreme Conversational
Principle. I have tried to give reasons for think-ing, despite the existence of
some opposition, that, provided that the cited layout is conceded to be
correct, the Conversational Principle proposed is an acceptable candidate. So
far so good; but I do in fact have some doubts about the acceptability of the
suggested layout. It is not at all clear to me that the conversational maxims,
at least if I have correctly identified them as such, do in fact operate as
distinct pegs from each of which there hangs an indefinitely large multitude of
fully specific conversational directives. And if I have misidentified them as
the conversational maxims, it is by no means clear to me what substitutes I
could find to do the same job within the same general layout, only to do it
differently and better. What is primarily at fault may well be not the
suggested maxims but the concept of the layout within which they are supposed
to operate. It has four possible problems. (1) The maxims do not seem to
be coordinate. The maxim of Qual-ity, enjoining the provision of contributions
which are genuine rather than spurious (truthful rather than mendacious), does
not seem to be just one among a number of recipes for producing contributions;
it seems rather to spell out the difference between something's being, and
(strictly speaking) failing to be, any kind of contribution at all. False
information is not an inferior kind of information; it just is not
information. (2) The suggested maxims do not seem to have the degree of
mutual independence of one another which the suggested layout seems to require.
To judge whether I have been undersupplied or oversupplied with information
seems to require that I should be aware of the identity of the topic to which
the information in question is supposed to relate; only after the
identification of a focus of relevance can such an assessment be made; the
force of this consideration seems to be blunted by writers like Wilson and
Sperber who seem to be disposedto sever the notion of relevance from the
specification of some particular direction of relevance. Though the specification of a
direction of relevance is necessary for assessment of the adequacy of a given
supply of information, it is by no means sufficient to enable an assessment to
be made. Information will also be needed with respect to the degree of concern
which is or should be extended toward the topic in question, and again with
respect to such things as opportunity or lack of opportunity for remedial
action. While it is perhaps not too
difficult to envisage the impact upon implicature of a real or apparent
undersupply of information, the impact of a real or apparent oversupply is much
more problematic. The operation of the principle of relevance, while no doubt
underlying one aspect of conversational propriety, so far as implicature is
concerned has already been suggested to be dubiously independent of the maxim
of Quantity; the remaining maxim distinguished by me, that of Manner, which I
represented as prescribing perspicuous pre-sentation, again seems to formulate
one form of conversational pro-priety, but its potentialities as a generator of
implicature seem to be somewhat open to question. Strands Seven and
Eight? These strands may be considered together, representing, as they
do, what might be deemed a division of sympathy on my part between two
different schools of thought concerning the nature and content of Logic. These
consist of the Modernists, spearheaded by Russell and other mathematically
oriented philosophers, and the Traditionalists, particularly the
neo-Traditionalists led by Strawson in An Introduction to Logical Theory. As
may be seen, my inclination has been to have one foot in each of these at least
at one time warring camps. Let us consider the issues more slowly. (A)
Modernism In their most severe and purist guise Modernists are ready to
admit to the domain of Logic only first-order predicate logic with identity,
though laxer spirits may be willing to add to this bare minimum some 7.
Cf. esp. Essays 3, 17.more liberal studies, like that of some system of
modalities. It seems to me that a Modernist might maintain any one of three
different positions with respect to what he thinks of as Logic. He might hold that what he
recognizes as Logic reflects exactly or within an acceptable margin of
approximation the inferential and semantic properties of vulgar logical
connectives. Unless more is said, this position is perhaps somewhat low on
initial plausibility. He might hold that though not every feature of vulgar logical
connectives is preserved, all features are preserved which deserve to be
preserved, all features that is to say, which are not irremediably vitiated by
obscurity or incoherence. Without claiming that features which are omitted from
his preferred system are ones which are marred by obscurity or incoherence he
might claim that those which are not omitted possess, collectively, the
economic virtue of being adequate to the task of presenting, in good logical
order, that science or body of sciences the proper presentation of which is
called for by some authority, such as Common Sense or the "Cathedral of
Learning." (B) Neo-Traditionalism So far as I can now reconstruct
it, Strawson's response to Modernism at the time of An Introduction to Logical
Theory, ran along the following lines. At a number of points it is
clear that the apparatus of Modernism does not give a faithful account of the
character of the logical connectives of ordinary discourse; these deviations
appear in the treatment of the Square of Opposition, the Russellian account of
Def-inite, and also of Indefinite, Descriptions, the analysis of conditionals
in terms of material implication, and the representation of universal
statements by universal quantifiers. Indeed, the deviant aspects of such
elements in Modernism are liable to involve not merely infidelity to the actual
character of vulgar connectives, but also the obliteration of certain
conceptions, like presupposition and the existence of truth-gaps, which are
crucial to the nature of certain logically fundamental speech-acts, such as
Reference. The aspects thus omitted by
Modernists are not such that their presence would undermine or discredit the
connectives in the analysis of which they would appear. Like Cyrano de
Bergerac's nose, they are features which are prominent without being
disfiguring. Though they are not, in
themselves, blemishes, they do nevertheless impede the optimally comprehensive
and compendious representation of the body of admissible logical inferences. We need, therefore, two kinds
of logic; one, to be called the logic of language, in which in a relaxed and
sometimes not fully determinate way the actual character of the connectives of
ordinary discourse is faithfully represented; the other, to be called formal
logic, in which, at some cost to fidelity to the actual character of vulgar
logical connectives, a strictly regimented system is provided which represents
with maximal ease and economy the indefinite multitude of admissible logical
inferences. (C) My Reactions to These Disputes I have never been deeply moved
by the prospect of a comprehensive and compendious systematization of
acceptable logical infer-ences, though the tidiness of Modernist logic does
have some appeal for me. But what exerts more influence upon me is my inclination
to regard propositions as constructed entities whose essential character lies
in their truth-value, entities which have an indispensable role to play in a
ration al and scientific presentation of the domain of logical inference.
From this point of view a truth-functional conception of complex propositions
offers prospects, perhaps, for the rational construction of at least part of
the realm of propositions, even though the fact that many complex propositions
seem plainly to be non-truth-functional ensures that many problems remain. A few years after the
appearance of An Introduction to Logical Theory I was devoting much attention
to what might be loosely called the distinction between logical and pragmatic
inferences. In the first instance this was prompted as part of an attempt to
rebuff objections, primarily by followers of Wittgenstein, to the project of
using "phe-nomenal" verbs, like "look" and
"seem," to elucidate problems in the philosophy of perception,
particularly that of explaining the problematic notion of sense-data, which
seemed to me to rest on a blurring of the logical/pragmatic distinction. (That
is not to say, of course, that there might not be other good reasons for
rejecting the project in question.) It then occurred to me that apparatus which
had rendered good service in one area might be equally successful when
transferred to another; and so I canvassed the idea that the alleged
divergences between Modernists' Logic and vulgar logical connectives might be
represented as being a matter not of logical but of pragmatic import. The question which at this
point particularly beset not only me but various other philosophers as well was
the question whether it is or is not required that a nonconventional
implicature should always possess maximal scope; when a sentence which used in
isolation stan-dardly carries a certain implicature, is embedded in a certain
linguistic context, for example appears within the scope of a negation-sign,
must the embedding operator, namely the negation-sign, be interpreted only as
working on the conventional import of the embedded sentence, or may it on
occasion be interpreted as governing not the conventional import but the
nonconventional implicatum of the embedded sentence? Only if an embedding
operator may on occasion be taken as governing not the conventional import but
the noncon-ventional implicatum standardly carried by the embedded sentence can
the first version of my account of such linguistic phenomena as conditionals
and definite descriptions be made to work. The denial of a conditional needs to
be treated as denying not the conventional import but the standard implicatum
attaching to an isolated use of the embedded sentence. It certainly does not
seem reasonable to subscribe to an absolute ban on the possibility that an
embedding locution may govern the standard nonconventional implicatum rather
than the conventional import of the embedded sentence; if a friend were to tell
me that he had spent the summer cleaning the Augean stables, it would be unreasonable
of me to respond that he could not have been doing that since he spent the
summer in Seattle and the Augean stables are not in Seattle. But where the
limits of a license may lie which allows us to relate embedding operators to
the standard implicata rather than to conventional meanings, I have to admit
that I do not know. The second version of my mode of treatment of issues which, historically
speaking, divide Modernists from Traditionalists, including
neo-Traditionalists, offers insurance against the possibility that we do not
have, or that we sometimes do not have, a license to treat embedding locutions
as governing standard implicata rather than conventional import. It operates on
the idea that even if it should prove necessary to supplement the apparatus of
Modernist logic with additional conventional devices, such supplementation is
in two respects undramatic and innocuous and does not involve a radical
reconstruction of Modernist apparatus. It is innocuous and undramatic partly
because the newly introduced conventional devices can be re- garded simply as
codification, with a consequently enlarged range of utility, of pre-existing
informal methods of generating implicature; and partly because the new devices
do not introduce any new ideas or concepts, but are rather procedural in
character. This last feature can be seen from the fact that the conventional
devices which I propose are bracketing or scope devices, and to understand them
is simply to know how sentences in which they initially appear can be
restructured and rewritten as sentences couched in orthodox modernistic terms
from which the new devices have been eliminated. What the eye no longer sees
the heart no longer grieves for. Let see if we may devote ourselves to a
detailed review of the deeper aspects of the *unity* which Grice believes the
essays in the volume to possess. These deeper aspects are *three* in
number, and Grice enumerates them separately. The first
aspect is that the *connections* between the topics discussed are sometimes
stronger and *more interesting* than the essays themselves make it clear.
Partly this is due to the fact that these connections were not, Grice
thinks, seen by Grice at the time at which the essays were composed for this or
that public occasion at Oxford — the seminars were open to any member of the
Jniversity — not just Ryle! ,It is only in retrospect that
Grice begins to see the *number* of the connections and their
.*importance.* The second aspect, on which Grice thinks the first is
dependent, is that the various topics which interest Grice at the time at which
these essays were composed for this or that public occasion seem to be
ones which *are*, first of all, *important* and second, topics which still
interest Grice, and some of them, perhaps all of them, are matters which Grice
still feels that he needs to make up his mind about more thoroughly and
clearly. Consequently the essays may perhaps be regarded as
maybe the first word but not the last word in a number of directions in which
it is important that the Oxonian *philosopher* of Grice’s generation — never
mind anyone else — should go. The third, and last, of these
deeper aspects is one that has already been remarked upon in the preface as
providing the *methodological*, rather than topical or substantive theme
which runs through the contents of the volume. It consists in the
application of or illustration of a certain sort of way of doing *philosophy*,
one which was one of the many ways in which philosophy is done in Oxford and
which are connected with the application to philosophy of a particular kind of
interest in language — particularly ‘ordinary’ language.
Such interest takes more than one form, and Grice do not think that
in *any* of the forms it has been very well articulated or expressed or
described by those who practised it. And Grice thinks it is of
fundamental importance to philosophizing. A second part of
the epilogue is devoted to an attempt to make its character more clear.
Grice begins by *listing* the persistent or recurrent thematic strands
which it seems to Grice Grice can discern in the essays appearing in the
volume, and 1 shall then return after having listed them to consider them one
by one in varying degrees of detail. Grice thinks that he
can detect eight such strands, though some of them have more than one component
and the components do not necessarily have to be accepted as a block.
The first of these main strands belongs to the philosophy of
perception; it involves two theses; first
that the general notion of perception, the concept expressed by the verb
"perceive," is properly treatable by means of causal analysis;
and second that, in the more specific notions connected with
perception —like those involving different modalities of perception like
"seeing" and "hearing," —various elements may be considered
but one which cannot be ignored, or eliminated, is the *experiential* quality
of the sense EXPERIENCE that perception involves. A third
question, about the conceptual analysis of a a statement describing an object
of perception like a thing, is also prominent in Grice’s thinking at the time
at which these essays were written but does not figure largely in these
pages. A second strand is a concern to defend the viability
of the analytic/synthetic distinction, together perhaps with one or more of
such closely related distinctions as that between necessary and contingent, or
between a priori and a posteriori. A third strand is a
*defense* of the rights of the ordinary man — such as Grice’s father was — or
common sense — such as Grice’s mother displayed except when it came to Noel
Coward - vis-à-vis the philosopher, the idea being that for reasons which have
yet to be determined and accurately stated the ordinary man has a right to more
respect from the Oxonian philosopher than a word of thanks for having got him
started. The fourth strand relates to signifying; it consists in
two theses: first, that it is necessary to distinguish between a notion of
signifying which is relativized, or ASCRIBED, to the the utterer of this or
that expression and one that is not so relativized; and
second, of the *two* notions the unrelativized notion is posteriori to, and has
to be understood in terms of, the relativized notion; what
an expression ‘signifies’ is a matter of what this or that utterer signifies by
the uttering of a token of it. The fifth strand is the contention
that, in considering the notion of signifying we should pay attention to two
related distinctions. First, a distinction between this or
that element of signifying which is present by virtue of convention and those
which are present by virtue of something other than convention — say Human
Reason and second, between this or that element
of signifying which standardly form part of what a word or form of words
asserts (or its user asserts or SAYS — Cicero, dicere), and this or that
element of signifying which rather form part of what the words or their users
imply or convey or to which he is committed OTHER than by Cicero’s
dicere. A distinction, that is to say, (a) between
conventional and nonconventional signifying and
(b) between assertive and
nonassertive non-dictive signifying
Strand six is the idea that the use of language is one
among a range of forms of *rational* activity and that this
or that rational activity which does not involve the use of language is in
various ways importantly parallel to that which does. This thesis
may take the more specific form of holding that the kind of *rational* activity
which the use of language involves is a form of rational
co-operation — the merits of this more specific idea
would of course be independent of the larger idea under which it falls.
Strands seven and eight both relate to the real or apparent opposition
between the structures advocated by traditional or Aristotelian ‘semantics’, on
the one hand, and by non-traditional ‘semantics’, on the other.
In a certain sense these strands pull in opposite directions.
Strand seven consists in the contention that it is illegitimate to
represent, as some non-traditionalists have done, such a syntactical *subject*
phrase as "the King of France,"
every schoolboy," a rich man," and
even Bismarck" as being only
ostensibly referential; that they should be *genuinely*
referential — CIcero REFERENTIA denotational — is *required* both for an
adequate representation of ordinary discourse and to preserve this underlying
conception of the use of language as a *rational* activity. Strand
eight involves the thesis that, notwithstanding the claims of strand seven, a
genuinely referential or denotational status can be secured for this or that
syntactically subject phrase in question by *supplementing* the apparatus of
non-traditionalism in various ways which would include the addition of the kind
of bracketing of numerically subscripting devices which are sketched within the
contents of the volume. Strand One Grice now turns to
a closer examination of the first of these eight thematic strands, the strand,
that is, which relates to the analysis of per-ception.' The
two essays involving this strand seem to Grice not to be devoid of merit;
the essay on the Causal Theory of Perception served to introduce —
publicly, at Cambridge — what later Grice calls the notion of Conversational
Implicature 1. Cf. esp. Essays 15-16. which has performed,
Grice think, some useful methodological service in philosophy, and also
provides an adequate base for the rejection of a bad, though at one time
popular among Oxonian Wittgensteinisns, reason for rejecting a causal analysis
of perception; and the essay called "Some Remarks about
the Senses," commissioned by Butler and where Grice credits O. P. Wood,
drew attention, Grice thinks, to an important and neglected subject, namely the
question of what criterion to use by which one distinguishes between one
modality of sense and another. But, unfortunately, to find a
way of disposing of one bad reason for rejecting a certain thesis — the causal
analysis — is not the same as to establish that thesis, nor is drawing
attention to the importance of a certain question, that of the modal criterion,
the same as answering that question. In retrospect it seems to
Grice that both these essays are open to criticisms which, so far as Grice
knows, have not been explicitly advanced. In "The Causal
Theory of Perception" Grice reverts to a position about a sense-datum
statement which is originally taken up by philosophers such as Scots
philosopher Paul — to restrict myself to Austin’s Play Group — and some others
— Quinton, Grice’s pupil Snowdon; according to it, a
statement to the effect that someone is having a sense-datum of a particular
sort is to be understood as an alternative way of making a statement about that
someone which is expressible in terms of what Grice call a phenomenalist
verb like "it seems to someone as if” — or, more specifically, like "looks,"
"sounds” — someone is not hearing a noise — and "feels."
This position contrastts with the kind of view, according to which a
statement about sense-data is not just an alternative version of a statements
which may be expressed in terms of such a phenomenalist verbs but are items
which serve to account for the applicability of such a range of verbs.
According to this other view, to say that someone is having a
sense-datum of a particular sort which is red, or not green, or mouselike, or noisy,
is not just an outlandish alternative way of saying it looked to him as if
there was a mouse or something red, or not green, or noise-provoking before
him, but is rather to specify something which explained *why* (causally) it
looked to him as if there was something red or not green or noise-provoking
before him or as if there were a mouse or a cat called Sylvester before
him. The proponents of the newer view of sense-data would
have justified their suggestion by pointing to the fact that sense-data and
their sensible characteristics are mysterious items which themselves stand in
need of explanation, and so cannot properly be regarded as explaining, rather
than as being explained by, the applicability of this or that phenomenalist
verb-phrase associated with them. It is not clear that these
criticisms of the older view are justified. Might it not be that
while in one use of the verb "explain" (that which is roughly
equivalent to "to render intelligible") sense-data *are* explained in
terms of this or that phenomenalist verbs, in another usd of
"explained" (that which is roughly equivalent to "to
account for") the priority is reversed, and the applicability of this or
that phenomenalist verb *is* explained by the availability of sense-data and
their sensible feature? The newer view, moreover, itself runs into
trouble — at Oxford. It seems to Grice to be a plausible view that
the applicability of this or that phenomenalist verb is itself to be understood
as asserting the presence or occurrence of a certain sort of *experience*, one
which would explain and in certain circumstances license the separate
employment of a verb phrase embedded in the phenomenalist verb-phrase;
for it to look or seem to Grice as if there is something red
before Grice is for Grice to have an *experience* which would explain and, in
certain unproblematic circumstances, license the assertion that there is
something red before Grice. It will be logically incoherent at one
and the same time to represent the use of this or that phenomenalist verb as indicating
the existence of a basis, of some sort or other, for a certain kind of
assertion about perceptible objects and as telling us what that basis is.
The older view of sense-data attempts to specify the basis; the
newer view, apparently with Grice’s concurrence, seems to duck this question
and thereby to render mysterious the interpretation of this or that
phenomenalist verb-phrase. Second, in "Some Remarks about the
Senses" Grice allows for the possibility that there is no one criterion
for the individuation of a sense, but Grice does not provide for the separate
possibility that the critical candidates are not merely none of them paramount
but are not in fact independent of one another. For example,
this or that sense organ is differentiated not by their material character, but
by their function. Organs that are just like eyes would in
fact be not eyes but ears if what they did was, not to see, but to hear;
again, the real quality of a things is that which underlies or
explains various causal mechanisms, such as our being affected by vibrations or
light rays. So criterial candidates run into one
another; Indeed, and again, the *experiential* flavour or
quality of, again, *experience* to which Grice attaches special importance is
in fact linked with the relevant ranges of what Locke calls a secondary quality
which an observer attributes to the objects which he perceives;
so we might end up in a position that would not have been uncongenial to
Locke and Boyle, in which we hold that there are *two* ways
or criteria of distinguishing between the five senses, one of which is by the
character of their operations (processes studied by the sciences rather than by
the ordinary citizen), and the other would be by the difference of their
phenomenal character, which would be something which would primarily be of
interest to ordinary people rather than to scientists. These
reflections suggest to Grice two ideas which Grice shall here specify but not
argue for. The first is that, so far from being elements in
the ultimate furniture of the world, a sense-datum is an item which is imported
by theorists for various purposes; such a purposes
might be that one should have bearers of this or that kind of relation which is
needed in order to provide us with a better means for describing or explaining
Reality, or the world. Such a relation might be causal or
spatial where the space involved is not physical space but some other kind of
space, like visual space, or it might be a system of relations which in certain
ways are analogous to spatial relations, like an octave relations of a pitch
between two sounds. This idea might lead to another, namely
that consideration of the nature of perception might lead us to a kind of
vindication of common sense distinct from those vindications which Grice
mentions elsewhere in this epilogue, for if a sense-datum is to be a
theoretical extension introduced or concocted this or that theorist — say,
Aristotle, who called it phantasmata — the theorist will need common sense in
order to tell him what it is to which such theoretical extension need to be
added. A Philosopher' story
derives its character and direction from the nonphilosophical story which it
supplement. I see with my eye. A second of these eight strands
consists in a belief in the possibility of vindicating one or more of a number
of distinctions which might present themselves under the casual title of
"The analytic/synthetic distinction." Grice says nothing
here about this strand not because I think it is unimportant;
indeed I think it is one of the most important topics in philosophy,
required in determining, not merely the answers to this or that particular
philosophical question, but the nature of philosophy itself.
It is rather that Grice feels that nothing less than an adequate
treatment of the topic would be of any great value, and an adequate treatment
of it would require a great deal of work which Grice has not yet been able to
complete. This lacuna, however, may be somewhat mitigated by
the fact that Grice provides some discussion of this topic in the volume
Philosophical Grounds of Rationality: Intentions Categories, Ends —
PGRICE, Clarendon, and by the fact that at the conclusion of the epilogue he
also advances a slightly skittish hint of the direction in which Grice has some
inclination to go. Grice hopes that this treatment will
serve as an interim indication of what Grice’s final position might be.
2. Cf. esp. Essay 13. A third strand' consists in a
disposition on Grice’s part to uphold, in one form or another, the rights of
the ordinary man who speaks ordinary language — careless chatter -/ or of
common sense in the face of attacks which proceed from this or that alleged
champion — think Churchland or Place — of a *specialist* philosophical
theory. All parties would, Grice thinks, agree that this or
that specialist philosophical theory has to start from some basis in ordinary
thought of an informal character; the question at issue is
whether the contents and views contained in that thought have to continue to be
respected, in some measure or other, by the specialist philosophical theorist
even after the specialist philosophical theorist has embarked on his own
work. According to some, at that point, the contribution of
ordinary thought and speech may be ignored, like a ladder to be kicked away
once the specialist philosophical theorist has got going.
Grice’s Scottish support for Scottish common sense is not eroded by the
failure of many attempts made by philosophers to give a justification or basis
for such support; indeed the negative part of Grice’s
contribution to the subject consists in the rejection of a number of such
attempts. Some of these rejections appear in discussions
contained in this volume — Malcolm professing on Moore at Cornell especially
irritated both Grice and Woozley back at Oxford —, others in other
places. One form of defense of common sense is one
propounded by Irish Moore in the famous essay on that subject.
This seems to consist in the presumed acceptability of the obvious;
it seems to consist in that, because — so far as Grice can see —
no other reason is given for the acceptance of what Moore counts as a
proposition of common sense, which he lacked. If Grice has read
Moore aright — implicature: not bloody likely, he hails from the other place —
Grice finds this form of defense of common sense unsatisfactory on the grounds
that the conception of the obvious is not in an appropriate sense an objective
conception. This is pointedly illustrated by the famous story of
the English mathematician Hardy, who in a lecture announced, out of the blue,
that a certain mathematical proposition was ‘obvious,’ at which point one of
his audience demurred and said that it was not obvious *to him*.
At this point, Hardy halts the lecture, paces outside the
lecture room for a quarter of an hour, returns, and said “It
is obvious." — This was Jesus. At Oxford one may never leave the lecture
room. The trouble is that obviousness requires consent, on the
part of the parties concerned, in the obviousness of what is thought of as
obvious. A second and different line of defense of common sense
comes from Reid, who points to the need for a principle of human
knowledge. Once these is secured, various forms of
derivation and deduction and inference can account for the accumulation
of 3. Cf. esp. Essays 8-10. known propositions
which are as it were theorems in the system of knowledge;
but theorems need to look back to axioms and these axioms are things
which Reid regards as matters which it is the function of common sense to
provide. The fault which Grice finds here is a conflation of the
notion of an axiom as being an organizational item from which nonaxiomatic
propositions are supposed to be derivable with an epi-stemic interpretation of
an axiom as providing the foundations of human knowledge; it
seems to Grice arguable and indeed plausible to suppose that the grounds
for the acceptance of the contents of this or that system do *not£ lie in the
prior evidence or self-evidence of the axioms of the system, but in the general
character of the system in containing what one thinks that system ought to
contain in the way of what is knowable. From an epistemic point of
view the justifiability of the system lies in its delivering, in general, what
one wants it to deliver and thinks it should deliver, rather than in the
availability of a range of this or that privileged intuition which, happily,
provides us with a sufficiency of starting points for rational inference.
If common sense comes into the picture at all in this connection
it seems to Grice that it should be with regard to a recognition, in some degree
or other, of what the system ought to be expected to deliver to us rather
than as a faculty which assures us of starting points which form the axioms of
the system. A third attempt to justify common sense is that
provided by Malcolm notably at Cornell of all places in his interpretation of
Moore; Malcolm suggested that Moore's point should be
thought of as being that a standard description of certain sorts of situations
cannot be incorrect since the standards of correctness are set by the nature of
the descriptions which are standardly used to describe those situations.
The trouble with this line, to Grice’s mind, is that it confuses
two kinds of correctness and incorrectness — at Oxford and Athens, if not
Ithaca! Correctness of use or usage, whether a certain expression
is properly or improperly applied, gives us one kind of correctness, that of
proper application. That an expression is correct in that way
however hardly guarantees it against another sort of incorrectness, namely
logical or semantic or categorial incoherence. Decapitation willed Charles I’s
death. Yet another form of an attempt to justify common sense is
by an appeal to Paradigm or Standard Cases, as first deviced by Grice’s pupil
Flew — cases, that is, of the application of an expression to what are
supposedly things to which that expression applies if it applies to anything at
all; for example, if the expression "solid"
applies to anything at all it applies to things like "desks" and
"walls" and "pavements." — not to “reason”!
The difficulty with this attempt is that it contains as an assumption just what
a sceptic who is querying common sense is concerned to deny:
no doubt it may be true that if the word "solid" applies to
anything at all it applies to things like "desks,"
but it is the contention of the sceptic that it does not apply to
anything, and therefore the fact that something is the strongest candidate does
not mean that it is a successful candidate for the application of that expression.
Cf. Eddington’s wavicle chair! On the positive side
Grice does offer as an alternative to the appeals he has just been discussing,
a proposed link between the authority of common sense and the theory of
signifying. Grice suggests roughly that to side with the sceptic
in his questioning of commonsense beliefs would be to accept an untenable
divorce between the ‘signifying’ of this or that expression on the one hand,
and the proper specification of what an utterer signifies by the uttering of a
token of that expression (‘Impenetrability’) on the other.
Grice’s attempt to link two of the eight strands to one another seems to
Grice open to several objections, at least one of which he regards as
fatal. Grice begins with two objections which he is inclined to
regard as non-fatal; the first of these is that Gricd’s proposed reply to the
sceptic ignores the distinction between what is propounded as, or as part of,
one's message, thus being something which the utterer intends, and on the other
hand what is part of the background of the message by way of being something
which is implied, in which case its acceptance is often not intended but is
rather assumed — often as non-controversial: My aunt’s boyfriend went to that
concert! That there is this distinction is true, but what is,
given perfect rapport between utterer and addressee, something which an utterer
implies, may, should that rapport turn out to be less than perfect, become
something which the utterer is committed to asserting or propounding.
If the utterer thinks his addressee has certain information which
in fact the addressee does not, the utterer may, when this fact emerges, be
rationally committed to giving him the information in question, so what is
implied is at least potentially something which is asserted — Cicero’s dictum,
Varro’s prosloquium — and so, potentially, something the *acceptance* of which
is intended. A second (Grice thinks, nonfatal) objection runs as
follows: some forms of skepticism do not point to an
incoherence in certain kinds of mes-sage; they rely on the
idea that a skeptical doubt sometimes has to have been already allayed in order
that one should have the foundations which are needed to allay just those
doubts. To establish that I am *not* dreaming, I need to be
assured that the *experience* on which I rely to reach this assurance is a
waking experience. In response to this objection, it can be
argued, first, that a defense of common sense does not have
to defend it all at once, against all forms of skeptical doubts, and,
second, it might be held that with regard to the kinds of
skeptical doubts which are here alluded to, what is needed is not a
well-founded assurance that one's cognitive apparatus is in working order, but
rather that it should in fact be in working order whatever the beliefs or
suppositions of its owner - Descartes if not Ryle — may be. The
serious objection is that Grice’s proposal fails to distinguish between the
adoption, at a certain point in the representation of the skeptic's proposed
position, of an extensional and of a more correct *intensional* reading of that
account. Grice assumes that the skeptic's position would be
properly represented by an *intensional* reading at this point, in which case I
supposed the skeptic to be committed to an incoherence; in
fact, however, it is equally legitimate to take not an intensional reading but
an *extensional* reading in which case we arrive at a formulation of the
skeptic's position which, so far as has been shown, is reasonable and also
immune from the objection which Grice proposes. According to the
*intensional* reading, the skeptic's position can be represented as
follows: that a certain ordinary sentence s does, at least
in part, ‘signifies’ that the circle is square;
second, that in some such cases, the proposition that the circle is
square is incoherent, and third, that a standard utterer
intends his addressee incoherently to *accept* that the circle is square, where
"incoherently" is to be read as specifying part of what the utterer
intends. That position may not perhaps be strictly speaking
incoherent, but it certainly seems wildly implausible.
However, there seems to be no need for the skeptic to take it.
It can be avoided by an *extensional* (transparent, substitutable salva
veritate? interpretation of the appearance in this context, of the
adverb "incoherently." According to this
representation, it would be possible for s to ‘signify’ (in part) that the
circle is square and for the proposition that the circle is square to be
incoherent and also for a standard utterer to intend his addressee to ‘accept’
that the circle is square — which would be to accept
something which is in fact incoherent though it would be NO part of the
utterer’s intention that in accepting that the circle is square the addressee
should be accepting something which is incoherent. He may have
mislearned, or use the expression idiosyncratically. To this
reply there seems to me to be no reply. Despite this failure,
however, there seem to remain two different directions in which a vindication
of common sense or ordinary speech may be looked for. The first
would lie in the thought that whether or not a given expression or range of
expressions applies to a particular situation or range of situations is simply
determined by whether or not it is standardly applied to such situations;
the fact that in its application those who apply it may be subject
to this or that form of intellectual corruption or confusion or idiosyncrasy in
the utterer’s inviolable liberty to utter as he pleases does not affect the
validity of the claim that the expression or range of expressions does apply to
those situations. In a different line would be the view that
the attributions and beliefs of ordinary people can only be questioned with due
cause, and due cause is not that easy to come by; it has to
be shown that some more or less dire consequences follow from not correcting
the kind of belief in question; and, if no such dire
consequences can be shown, the beliefs and contentions of common sense have to
be left intact. A fourth strand has already been alluded to in the
discussion of the previous one and consists in Grice’s views about the
relation between what might roughly be described as an utterer properly
signifying, and by allegorical extension, an expression ‘signifying.’
Of all the thematic strands which Grice is distinguishing this is the
one that has given hin most trouble, and it has also engendered more heat, from
other philosophers, in both directions, than any of its fellows.
Grice attempta a presentation of the issues involved. It has
been Grice’s suggestion that there are two distinguishable concepts of ‘signifying’
which have called "natural" — signum naturale, phusei — and
"non-natural" ‘signifying’ and that there are tests which may be
brought to bear to distinguish them. We may, for example,
inquire whether a particular occurrence of the verb "signify" is
factive or nonfactive, that is to say whether for it to be true that so and so
signifies that p it does or does not have to be the case that it is true that
p; again, one may ask whether the use of quotation marks to
enclose the specification of what is signified would be inappropriate or
appropriate. If factivity is present and quotation marks
would be inappropriate, we would have a case of natural signifying; otherwise
the dignifying involved would be nonnatural. We may now ask
whether there is a single overarching idea which lies behind both members of
this dichotomy of uses to which “signify" seems to be subject.
If there is such a central idea it might help to indicate to us
which of the two concepts is in greater need of further analysis and
elucidation and in what direction such elucidation should proceed.
Grice fairly recently (in Essay 18) cane to believe that there is such an
overarching idea and that it is indeed of some service in the proposed inquiry.
The 4. Cf. esp. Essays 5-6, 7, 12. The idea behind both uses
of "signify" is that of consequence; if x signifies y y, or
something which includes y or the idea of y, is a consequence of x.
In "natural" signifying, consequences are states of
affairs; in "nonnatural" signifying , consequences
are phantasmata — conceptions or complexes which involve conceptions.
This perhaps suggests that of the two concepts it is
"nonnatural" signifying which is more in need of further
elucidation; it seems to be the more specialized of the
pair, and it also seems to be the less determinate; we may,
for example, ask how conceptions enter the picture and whether what enters the
picture is the conceptions themselves or their justifiability.
On these counts I should look favorably on the idea that if further
analysis should be required for one of the pair the notion of
"nonnatural" signifying would be first in line.
There are factors which support the suitability of further analysis for the
concept of "nonnatural" signifying.
"Signifying nn" ("non-natural signifying") does not
look as if it names an original feature of items in the world, for two reasons
which are possibly not mutually independent: (a) given
suitable background conditions, signifying nn can be changed by fiat; (
b) the presence of signifying nn is dependent on a framework provided by
a communication-engaged community of at least a conversational dyad.
It seems to Grice, then, at least reasonable and possibly even
mandatory, to treat the ‘signifying’ of this or that communication vehicle as
analyzable in terms of features of com-municators; A
Nonrelativised use of allegorical ‘signifying’ " is posterior
to and explicable through relativized uses involving reference to
communicators. More specifically, what an expression
‘signifies’ is what (standardly) users of such sentences mean by them;
that is to say, what psychological attitudes
toward what propositional objects such users standardly intend (more precisely,
M-intend) to produce by their utterance. Sentence-meaning is thus
explicable either in terms of psychological attitudes which are standardly
M-intended to produce in a co-communicator by sentence utterers or to
attitudes taken up by hearers toward the activities of sentence utterers.
At this point we begin to run into objections. The
first to be considered is one brought by Jack, whose position I find not wholly
clear. She professes herself in favor of "a broadly
'Gricean' enter- 5. In an as yet unpublished paper entitled "The
Rights and Wrongs of Grice on Signifying. "prise" but
wishes to discard various salient elements in Grice’s account (we might call
these "narrowly Gricean theses"). What, precisely,
is "broad Griceanism"? She declares herself
in favour of the enterprise of giving an account of meaning in terms of
psychological attitudes, and this suggests that she favors the idea of an
analysis, in psychological terms, of the concept of meaning, but considers that
I have gone wrong, perhaps even radically wrong, in my selection of the
ingredients of such an analysis. Jack also reproves Grice for
"reductionism," in terms which suggest that whatever account or
analysis of meaning is to be offered, it should not be one which is
"reductionist," which might or might not be equivalent to a demand
that a proper analysis should not be a proper reductive analysis.
But what kind of analysis is to be provided? What Grice
think we cannot agree to allow Jack to do is to pursue the goal of giving a lax
reductive analysis of meaning, that is, a reductive analysis which is
unhampered by the constraints which characteristically attach to reductive
analysis, like the avoidance of circularity; a goal, to which, to Grice’s mind
several of my opponents have in fact addressed themselves.
In this connection I should perhaps observe that though Grice’s earlier
endeavors in the theory of meaning were attempts to provide a reductive
analysis, he never (he thinks) espoused reduction-ism, which to Grice’s mind
involves the idea that a semantic - gr semein, Cicero signare — concept is
unsatisfactory or even unintelligible, unless they can be provided with
interpretations in terms of some predetermined, privileged, and favored array
of concepts; in this sense of "reductionism" a
felt ad hoc need for reductive analysis does not have to rest on a reductionist
foundation. Reductive analysis might be called for to get
away from unclarity not to get to some predesignated clarifiers. I
shall for the moment assume that the demand that Grice faces is for a form of
reductive analysis which is less grievously flawed than the one which I in fact
offered; and I shall reserve until later consideration of
the idea that what is needed is not any kind of reductive analysis but rather
some other mode of explication of the concept of signifying. The
most general complaint, which comes from Grice’s own pupil, Strawson, Searle,
and Jack, seems to be that Grice has, wholly or partially, misidentified the
intended (or M-intended) effect in communication; according to Grice it is some
form of acceptance (for example, belief or desire), whereas it should be held
to be understanding, comprehension, or (to use an Austinian designation)
"uptaké." One form of the cavil (the more extreme
form) would maintain that the immediate intended tar-get is always
"uptake," though this or that form of acceptance may be an ulterior
target; a less extreme form might hold that the immediate
target is sometimes, but not invariably, "uptake."
I am also not wholly clear whether my opponents are thinking of
"uptake" as referring to an understanding of a sentence (or other
such expression) as a sentence or expression in a particular language, or as
referring to a comprehension of its occasion-meaning (what the sentence or
expression means on this occasion in this speaker's mouth).
But Grice’s bafflement arises primarily from the fact that it seems to
him that my analysis already invokes an analyzed version of an intention toward
some form of "uptake" (or a passable substitute therefor), when I
claim that in meaning a hearer is intended to recognize himself as intended to
be the subject of a particular form of acceptance, and to take on such an
acceptance for that reason. Does the objector reject this
analysis and if so why? And in any case his position hardly
seems satisfactory when we see that it involves attributing to speakers an
intention which is specified in terms of the very notion of meaning which is
being analyzed (or in terms of a dangerously close relative of that
notion). Circularity seems to be blatantly abroad.
This question is closely related to, and is indeed one part of, the
vexed question whether, in my original proposal, I was right to embrace a
self-denial of the use of this or that ‘semantic’ concept in the specification
of the intentions which are embedded in meaning, a renunciation which was
motivated by fear of circularity. A clear view of the
position is not assisted by the fact that it seems uncertain what should, or
should not, be counted as a deployment of such a ‘semantic’ notion.
So far we seem to have been repelling boarders without too much
difficulty; but I fear that intruders, whose guise is not too unlike that of
the critics whom we have been considering, may offer, in the end at least, more
trouble. First, it might be suggested that there is a
certain arbitrariness in Grice’s taking relativized meaning as tantamount to a
speaker's meaning something by an utterance; there are other
notions which might compete for this spot, in particular the notion of
something's meaning something to a hearer. Why should the
claims of "meaning to," that is of passive or recipient's meaning, be
inferior to those of "meaning by" (that is, of acting or agent's
meaning)? Indeed a thought along these lines might lie
behind the advocacy of "uptake" as being sometimes or even
always the target of semantic intention. A possible reply
to the champion of passive meaning would run asfollows: (1)
If we maintain our present program, relativized meaning is an intermediate
analytic stage between nonrelativized meaning and a "semantics-free"
("s-free") paraphrase of statements about mean-ing.
So, given our present course, the fact (if it should be a fact) that
there is no obviously available s-free paraphrase for "meaning to"
would be a reason against selecting "meaning to" as an approved
specimen of relativized meaning. (2) There does however seem
in fact to be an s-free paraphrase for "meaning to," though it is one
in which is embedded that paraphrase which has already been suggested for
"meaning by"; "s means p to X" would be interpreted as
saying "X knows what the present speaker does (alternatively a
standard speaker would) mean by an utterance of s"; and at the next stage
of analysis we introduce the proffered s-free paraphrase for "meaning
by." So "meaning to" will merely look back to
"meaning by," and the cavil will come to naught. At
least in its present form. But an offshoot of it seems to be
available which might be less easy to dispose of. I shall
first formulate a sketch of a proposed line of argument against my analysis of
mean-ing, and then consider briefly two ways in which this argumentation might
be resisted. First, the argument. In the treatment of
language, we need to consider not only the relation of language to
communication, but also, and concurrently, the relation of language to
thought. A plausible position is that, for one reason or another, language is
indispensable for thought, either as an instrument for its expression or, even
more centrally, as the vehicle, or the material, in which thought is
couched. We may at some point have to pay more attention to the
details of these seeming variants, but for the present let us assume the
stronger view that for one reason or another the occurrence of thought
requires, either invariably or at least in all paradigmatic cases, the presence
of a "linguistic flow." The "linguistic
flows" in question need to attain at least a certain level of
comprehensibility from the point of view of the thinker; while it is plain that
not all thinking (some indeed might say that no thinking) is entirely free from
confusion and incoherence, too great a departure of the language-flow from
comprehensibility will destroy its character as (or as the expression of)
thought; and this in turn will undermine the primary function of thought as an
explanation of bodily behavior. Attempts to represent the
comprehensibility, to the thinker, of the expression of thought by an appeal to
either of the relativized concepts of meaningn so far distinguished encounter
serious, if not fatal, difficulties. While it is not
impossible to mean something by what one says to oneself in one's head, the occurrence
of such a phenomenon seems to be restricted to special cases of
self-exhortation ("what I kept telling myself was......"), and not to
be a general feature of thinking as such. Again, recognition
of a linguistic sequence as meaning something to me seems appropriate (perhaps)
when I finally catch on to the way in which I am supposed to take that
se-quence, and so to instances in which I am being addressed by another not to
those in which I address myself; such a phrase as "I couldn't get myself to
understand what I was telling myself" seems dubiously admissible.
So an admission of the indispensability of language to thought carries
with it a commitment to the priority of nonrelativized meaning to either of the
designated relativized conceptions; and there are no other promising
relativized candidates. So nonrelativized meaning is
noneliminable. The foregoing resistance to the idea of eliminating
nonrelativized meaning by reductive analysis couched in terms of one or the
other variety of relativized meaning might, perhaps, be reinforced by an
attempt to exhibit the invalidity of a form of argument on which, it might be
thought, the proponent of such reduction might be relying. While
the normal vehicles of interpersonal communication are words, this is not
exclusively the case; a gesture, a sign, and a pictorial item sometimes occur,
at times even without linguistic concomitants. That fact
might lead to the supposition that nonlinguistic forms of communication are
pre-linguistic, and do not depend on linguistic mean-ing. A closely
related form of reflection would suggest that if it is the case (as it seems to
be) that sometimes the elements of trains of thought are nonlinguistic,
prelinguistic thinking is a genuine pos-sibility. This was a
live issue in the latter part of the nineteenth cen-tury. At Oxford.
But, it may be said, both of these lines of argument are incon-clusive,
for closely related reasons. The fact that on occasion the
vehicles of communication or of thought may be wholly nonlinguistic does not
show that such vehicles are prelinguistic; it may well be
that such vehicles could only fulfill their function as vehicles against a
background of linguistic competence without which they would be lost.
If, for example, they operate as substitutes for language,
lan-guage for which they are substitutes needs perhaps to be available to their
users. We now find ourselves in a serious intellectual bind.
Our initial attention to the operation of language in communication
has provided powerful support for the idea that the meaning of words or other
communication devices should be identified with the potentiality of such words
or devices for causing or being caused by particular ranges of thought or
psychological attitudes. When we are on this tack we are
inexorably drawn toward the kind of psychological reductionism exhibited in
Grice’s own essays about Meaning. (2) When our attention is
focused on the appearance of language in thinking we are no less strongly drawn
in the opposite direction; language now seems constitutive
of thought rather than something the intelligibility of which derives from its
relation to thought. We cannot have it both ways at one and the
same time. This dilemma can be amplified along the following
lines. States of thought, or psychological attitudes cannot
be prelinguistic in char-acter. Thought states therefore
presuppose linguistic thought-episodes which are constitutive of them.
Such linguistic thought-episodes, to fulfill their function, must
be intelligible sequences of words or of licensed word-substitutes.
Intelligibility requires ap: propriate causal relation to thought
states. So these thought states in question, which lie
behind intelligibility, cannot themselves be built up out of linguistic
sequences or word-flows. So some thought states are
prelinguistic (a thesis which contradicts the first thesis
It appears to me that the seemingly devastating effect of the preceding
line of argument arises from the commission by the arguer of two logical
mistakes-or rather, perhaps, of a single logical mistake which is committed
twice over in substantially similar though superficially different forms.
The first time round the victim of the mistake is myself, the
second time round the victim is the truth. In the first
stage of the argument it is maintained that the word-flows which are supposedly
constitutive of thought will have to satisfy the condition of being
“significant” and that the interpretation of a notion of significance resists
expansion into a relativized form, and resists also the application of any
pattern of analysis proposed by me. The second time round
the arguer contends that any word-flow which is held to be constitutive of an
instance of thinking will have to be supposed to be a “significant” word-flow
and that the fulfillment of this condition requires a certain kind of causal
connection with ad-missible psychological states or processes and that to
fulfill their function at this point neither the states in question nor the
processes connected with them can be regarded as being constituted by further
word-flows; the word-flows associated with thinking in order
to provide for significance will have to be extralinguistic, or prelinguis-tic,
in contradiction to the thesis that thinking is never in any relevant sense
prelinguistic. At this point we are surely entitled to confront
the propounder of the cited argument with two questions. Why
should he assume that I shall be called upon to identify the notion of
significance, which applies to the word-flows of thought, directly with any
favored locution involving the notion of meaning which can be found in my work,
or to any analysis suggested by me for such a locution? Why
should not the link between the significance of word-flows involved in thinking
and suggestions offered by me for the analysis of meaning be much less direct
than the propounder of the argument envisages? With what
right, in the later stages of the argument, does the pro-pounder of the
argument assume that if the word-flows involved in thought have to be regarded
as “significant,” this will require not merely the provision at some stage of a
reasonable assurance that this will be so but also the incorporation within the
defining characterization of thinking of a special condition explicitly
stipulating the “significance” of constitutive word-flows, despite the fact
that the addition of such a condition will introduce a fairly blatant contradiction?
While, then, we shall be looking for reasonable assurance that the
word-flows involved in thinking are intelligible, or significant, we shall not
wish to court disaster by including a requirement that may be suggested as a
distinct stipulated condition governing their admissibility as word-flows which
are constitutive of thinking; and we may even retain an open
mind on the question whether the assurance that we are seeking is to be
provided as the conclusion of a deductive argument rather than by some other
kind of inferential step. The following more specific responses
seem to me to be appropriate at this point. Since we shall be
concerned with a language which is or which has been in general use, we may
presume the accessibility of a class of mature - as Timothy ain’t — speakers of
that language, who by practice or by precept, can generate for us open
ranges of word-sequences which are, or again are not, admissible sentences of
that language. A favorable verdict from the body of mature
speakers will establish particular sentences both as “significant” and, on that
account, as expressive of psychological states such as a belief that Queen Anne
is dead or a strong desire to be somewhere else. But the
envisaged favorable verdicts on the part of mature speakers will only establish
particular sentences as expressive of certain psychological states in
general; they will not confer upon the sentences
expressiveness of psychological states relative to particular
individuals. For that stage to be reached some further
determination is required Experience tells us that any admissible
sentence in the language is open to either of two modes of production, which I
will call "overt" and "sotto voce." The precise
meaning of these labels will require further determination, but the ideas with
which I am operating are as follows. Overt" production
is one or another of the kinds of production, which will be characteristic of
communication. "Sotto voce" production which has
some connection with, though is possibly not to be identified as,
"unspoken production," is typically the kind of production involved
in thinking. Any creature which is equipped for the
effective overt production of a particular sequence is also thereby equipped
for its effective sotto voce production. We have reached a point
at which we have envisaged an indefinite multitude of linguistic sequences
certified by the body of mature speakers not merely as legitimate sentences of
their language but also as expressive of psychological states in general,
though not of psychological states relevant to any particular speaker.
It seems then that we need to ask what should be added to
guarantee that the sentences in the repertoire of a particular speaker should
be recognized by him not merely as expressive of psychological states in
general but as expressive of his psychological states in particular.
Grice suggests that what is needed to ensure that he recognizes a
suitable portion of his repertoire of sentences as being expressive relative to
himself is that he should be the center of a life story which fits in with the
idea that he, rather than someone else, is the subject of the attributed
psychological states. If this condition is fulfilled, we can
think of him, perhaps, not merely as linguistically fluent but also as
linguistically proficient; he is in a position to apply a
favored stock of sentences to himself. It would of course be
incredible, though perhaps logically conceivable, for someone to be
linguistically fluent without being linguistically proficient. It
is of course common form, as the world goes, for persons who are linguistically
fluent and linguistically proficient to become so by natural methods, that is
to say, as a result of experience and training, but we may draw attention to
the abstract possibility that the attributes in question might be the outcome
not of natural but of “artificial” processes; they might,
for example, be achieved by some sort of physiological engineering. — Pavlov’s
dogs. Skinner’s pigeons. Are we to allow such a fantasy as being
con-ceivable, and if not, why not? I shall conclude the discussion
of this fourth Strand with two distinct and seemingly unconnected reflections.
We might be well advised to consider more closely the nature of
representation and its connection with meaning, and to do so in the light of
three perhaps not implausible suppositions. That representation by
means of verbal formulations is an “artificial” — non-natural — and noniconic
mode of representation. That to replace an iconic system of
representation by a noniconic system will be to introduce a new and more
powerful extension of the original system, one which can do everything the
former system can do and more besides. That every “artificial” or
noniconic system is founded upon an antecedent natural iconic system.
Descriptive representation must look back to and in part do the work of
prior iconic representation. That work will consist in the
representation of things and situations in the world in something like the
sense in which a team of Australian cricketers may represent Aus-tralia; they
do on behalf of Australia something which Australia cannot do for itself,
namely engage in a game of cricket. Similarly our
representations (initially iconic but also noniconic) enable things and
situations in the world to do something which they cannot do for themselves,
namely govern our actions and behavior. It remains to
inquire whether there is any reasonable alternative program for the problems
about meaning other than of the provision of a reductive analysis of the
concept of meaning. The only alternative which I can think
of would be that of treating "meaning" as a theoretical concept
which, together perhaps with other theoretical concepts, would provide for the
primitive predicates involved in a “semantic” system, an array whose job it
would be to provide the laws and hypotheses in terms of which the phenomena of
meaning are to be explained. If this direction is taken, the
meaning of particular express-sions will be a matter of hypothesis and
conjecture rather than of intuition, since the application of theoretical
concepts is not generally thought of as reachable by intuition or
observation. But some of those like Jack who object to the
reductive analysis of meaning are also anxious that meanings should be
intuitively recognizable. How this result is to be achieved
I do not know. A fifth strand is perhaps most easily approached through
an inquiry whether there is any kind, type, mode, or region of “signification”
which has special claims to centrality, and so might offer itself as a core
around which more peripheral cases of “signification” might clus-ter, perhaps
in a dependent posture. Grice suggest that there is a case
for the supposition of the existence of such a central or primary range of
cases of “signification;” and further that when the question of a more precise
characterization of this range is raised, we are not at a loss how to
proceed. There seem to be in fact not merely one, but two
ways of specifying a primary range, each of which has equally good claim to
what might be called "best candidate status." It
is of course a question which will await final decision whether these
candidates are distinct from one another. We should
recognize that at the start we shall be moving fairly large conceptual slabs
around a somewhat crudely fashioned board and that we are likely only to reach
sharper conceptual definition as the inquiry proceeds. We need to
ask whether there is a feature, albeit initially hazy, which we may label
"centrality, " which can plausibly be regarded as marking off primary
ranges of “signification” from nonprimary ranges. There seems to
be a good chance that the answer is "Yes." If some
instances of “signification” are distinguishable from others as relatively
direct rather than indirect, straightforward rather than devious, plain rather
than convoluted, definite rather than indefinite, or as exhibiting other
distinguishing marks of similar general character, it would seem to be not
unreasonable to regard such “significations” as belonging to a primary
range. Might it not be that the capacity to see through a glass
darkly presupposes, and is not presupposed by, a capacity at least occasionally
to achieve full and unhampered vision with the naked eye? But when
we come to ask for a more precise delineation of the initially hazy feature of
centrality, which supposedly distinguishes primary from nonprimary ranges of
“signification,” we find ourselves confronted by two features, which I shall
call respectively "formality"and "dictiveness," with
seemingly equally strong claims to provide for us a rationally reconstructed
interpretation of the initially hazy feature of centrality. Our
initial intuitive investigation alerts us to a distinction within the domain of
“significations” between those which are composite or complex and those which
are noncomposite or simple; and they also suggest to us that the primary range
of “significations” should be thought of as restricted to simple or
noncomposite “significations;” those which are complex can be added at a later
stage. Within the field left by this first restriction, it
will be appealing to look for a subordinate central range of items whose
“signification” may be thought of as being in some appropriate sense direct
rather than in-direct, and our next task will be to clarify the meaning, or
meanings, in this context of the word "direct."
One class of cases of “signification” with a seemingly good claim to
centrality would be those in which the items or situations “signified” are
picked out as such by their falling under the conventional meaning of the
“signifying” expression rather than by some more informal or indirect
relationship to the “signifying” expression. “The
President's advisers approved the idea" perhaps would, and "those
guys in the White House kitchen said 'Heigh Ho'" perhaps would not, meet
with special favor under this test, which would without question need a fuller
and more cautious exposition. Perhaps, however, for present
purposes a crude distinction between conventional or formal “signification” and
nonconventional or informal “signification” will suffice. A second
and seemingly not inferior suggestion would be that a special centrality should
be attributed to those instances of “signification” in which “what is
signified” either is, or forms part of, or is specially and appropriately
connected with what the “signifying” expression (or its user) says — INDICATES
— as distinct from implies, suggests, hints, or in some other less than fully
direct manner conveys. We might perhaps summarily express
this suggestion as being that special centrality attaches to those instances of
“signification” in which “what is signified” is or is part of the
"dictive" content of the “signifying” expres-ion.
We should now, perhaps, try to relate these suggestions to one another.
Is the material just sketched best regarded as offering two different
formulations of a single criterion of centrality, or as offering two distinct
characterizations of such centrality? It seems fairly clear
to me that, assuming the adequacy for present purposes of the formulationof the
issues involved, two distinct criteria are in fact being offered.
One may be called the presence or absence of formality (whether or not the
relevant “signification” is part of the conventional meaning of the
“signifying” expression); the other may be called the
presence or absence of dictive content, or dictiveness (whether or not the
relevant “signification” is part of what the “signifying” expression says or
indicates or its utterer does); and it seems that formality
and informality may each be combined with dictiveness or again with
nondictiveness. So the two distinctions seem to be logically
independent of one another. Let us try to substantiate this
claim. If I make a standard statement of fact such as "The chairman of the
Philosophy Department is in the Department office.", “what is signified”
is, or at least may for present purposes be treated as being, the conventional
meaning of the “signifying” expression; so formality is present.
“What is signified” is also what the “signifying” expression says;
so dictiveness is also present. Suppose a man says
"My brother-in-law lives on a peak in Darien; his great aunt, on the other
hand, was a nurse in World War I," his hearer might
well be somewhat baffled; and if it should turn out on
further inquiry that the speaker had in mind no contrast of any sort between
his brother-in-law's residential location and the onetime activities of the
great aunt, one would be inclined to say that a condition conventionally
“signified” by the presence of the phrase "on the other hand" was in
fact not realized and so that the speaker had done violence to the conventional
meaning of, indeed had misused, the phrase "on the other hand."
But the nonrealization of this condition would also be regarded as
insufficient to falsify the speaker's statement. So we seem
to have a case of a condition which is part of what the words conventionally
mean without being part of what the words say; that is, we
have formality without dictiveness. Suppose someone, in a suitable
context, says "Heigh-ho." It is possible that he
might thereby mean something like "Well that's the way the world
goes." Or again if someone were to say "He's just
an evangelist," he might mean, perhaps, "He is a sanctimonious,
hypo-critical, racist, reactionary, money-grubber." Cf. Stevenson athlete
— tall If in each case his meaning were as suggested, it
might well be claimed that what he meant was in fact what his words said; in which
case his words would be dictive but their dictive content would be nonformal
and not part of the conventional meaning of the words used.
We should thus find dictiveness without formality. At a
Department meeting, one of my colleagues provides a sustained exhibition of
temperamental perversity and caprice; at the close of the meeting I say to him,
"Excuse me, madam," or alterna-tively, I usher him through the door
with an elaborate courtly bow. In such a case perhaps it
might be said that what my words or my bow convey is that he has been behaving
like a prima donna; but they do not say that this is so, nor
is it part of the conventional meaning of any words or gestures used by me that
this is so. Here something is conveyed or “signified”
without formality and without dictiveness. There seems then to be
a good prima-facie case for regarding formality and dictiveness as independent
criteria of centrality. Before we pursue this matter and the
questions which arise from it, it might be useful to consider a little further
the details of the mechanism by which, in the second example, we achieve what
some might regard as a slightly startling result that formality may be present
independently of dictiveness. The vital clue here is, I suggest,
that speakers may be at one and the same time engaged in performing speech-acts
at different but related levels. One part of what the cited
speaker in example two is doing is making what might be called ground-floor
statements about the brother-in-law and the great aunt, but at the same time as
he is performing these speech-acts he is also performing a higher-order
speech-act of commenting in a certain way on the lower-order speech-acts.
He is contrasting in some way the performance of some of these
lower-order speech-acts with others, and he signals his performance of this
higher-order speech-act in his use of the embedded enclitic phrase, "on
the other hand." The truth or falsity and so the dictive
content of his words is determined by the relation of his ground-floor
speech-acts to the world; consequently, while a certain kind of misperformance
of the higher-order speech-act may constitute a semantic offense, it will not
touch the truth-value, and so not the dictive content, of the speaker's
words. We may note that a related kind of nonformal (as distinct
from formal) “implicature” may sometimes be present. It may,
for example, be the case that a speaker signals himself, by his use of such
words as "so" or "therefore," as performing the
speech-act of explaining will be plausible only on the assumption that the
speaker accepts as true one or more further unmentioned ground-floor matters of
fact. His acceptance of such further matters of fact has to
be supposed in order to rationalize the explanation which he offers.
In such a case we may perhaps say that the speaker does not
formally “implicate” the matters of fact in question. A problem
which now faces us is that there seem to be two "best candidates,"
each of which in different ways suggests the admissibility of an
"inner/outer" distinction, and we need to be assured that there is
nothing objectionable or arbitrary about the emergence of this seemingly
competitive plurality. The feature of formality, or
conventional “signification,” suggests such a distinction, since we can foresee
a distinction between an inner range of characteristics which belong directly
to the conventional meaning of a “signifying” expression, and an outer range of
characteristics which, although not themselves directly part of the
conventional meaning of a given “signifying” expres-sion, are invariably,
perhaps as a matter of natural necessity, concomitant with other
characteristics which do directly belong to the conventional meaning of the
“signifying” expression. Again, if there is an inner range
of characteristics which belong to the dictive content of a “signifying”
expression as forming part of what such an expression says, it is foreseeable
that there will be an outer range of cases involving characteristics which,
though not part of what a “signifying” expression says, do form part of what
such an expression conveys in some gentler and less forthright manner-part, for
example, of what it hints or suggests. To take the matter further,
I suspect that we shall need to look more closely at the detailed constitution
of the two "best candidates." At this point I have
confined myself to remarking that dictiveness seems to be restricted to the
ground-floor level, however that may be determined, while formality seems to be
unrestricted with regard to level. But there may well be
other important differences between the two concepts. Let us turn
first to formality, which, to my mind, may prove to be in somewhat better shape
than dictiveness. To say this is not in the least to deny
that it involves serious and difficult problems; indeed, if
some are to be believed-for example, those who align themselves with Quine in a
rejection of the analytic/synthetic distinc-tion-these problems may turn out to
be insuperable, and may drive us into a form of skepticism. But one
might well in such an event regard the skepticism as imposed by the
intractability of the subject-matter, not by the ineptitude of the
theorist. He may well have done his best. Some
of the most pressing questions which arise concerning the concept of formality
will be found in a fourfold list, which I have compiled, of topics related to
formality. First and foremost among these is the demand for
a theoretically adequate specification of conditions which will authorize the
assignment of truth conditions to suitably selected expressions, thereby
endowing those expressions with a conventional “signification.” It
is plain that such provision is needed if “signification” is to get off the
ground; meanings are not natural growths and need to be
conferred or instituted. But the mere fact that they are
needed is insufficient to show that they are available; we
might be left in the skeptic's position of seeing clearly what is needed, and
yet being at the same time totally unable to attain it. We
should not, of course, confuse the suggestion that there is, strictly speaking,
no such thing as the exercise of rationality with the suggestion that there is
no rationally acceptable theoretical account of what the exercise of
rationality consists in; but though distinct these
suggestions may not be independent; for it is conceivably true that the
exercise of rationality can exist only if there is a theoretically adequate
account, accessible to human reason, of what it is that constitutes
rationality; in which case an acceptance of the second suggestion will entail
an acceptance of the first suggestion. These remarks are
intended to raise, but not to settle, the question whether our adoption of
linguistic conventions is to be explained by appeal to a general capacity for
the adoption of conventions (the sort of explanation offered by Schiffer in
Meaning), alla Lewis as solution to co-ordination problem of
arbitrariness. here I intend neither to endorse nor to reject the
possibility of such an explanation. Similar troubles might
attend a superficially different presentation of the enterprise, according to
which what is being sought and, one hopes, legitimately fixed by fat would be
not conventional meanings for certain expressions, but a solid guarantee that,
in certain conditions, in calling something a so-and-so, one would not be
miscalling it a so and so. The conditions in question would
of course have to be conditions of truth. Inquiries of the kind just
mentioned might profitably be reinforced by attention to other topics contained
in my fourfold list. Another of these would involve the
provision of an inventory which will be an example of what I propose to call a
"semi-inferential sequence." An example of such a
sequence might be the following: (I) It is, speaking
extensionally, general practice to treat d as “signifying” F. (Il)
It is, speaking intensionally, general practice to treat @ as
“signifying” F. III) It is generally accepted that it is
legitimate to treat @ as “signifying” F. (IV) It is legitimate to
treat d as “signifying” F. (V) o does “signify” F.
What is involved in the phenomenon of treating & (an expres-sion) as
“signifying” F has not been, and would need to be, explicitly stated.
A "semi-inferential sequence" is not a sequence in which each
element is entailed or implied by its predecessor in the sequence.
It is rather a sequence in which each element is entailed or implied by a
conjunction of its predecessor with an identifiable and verifiable
supplementary condition, a condition which however has not been explicitly
specified. Some semi-inferential sequences will be "concept-determining"
sequences. In such sequences the final member will consist of an
embedded occurrence of a structure which has appeared previously in the
sequence, though only as embedded within a larger structure which specifies
some psychological state or practice of some rational being or class of
rational beings. It is my suggestion that, for certain valuational or
“semantic” con-cepts, the institution of truth-conditions for such concepts is
possible only via the mediation of a semi-inferential concept-determining
se-quence. To speak extensionally is to base a claim to generality on actual
frequencies. To speak intensionally is to base a claim to
generality on the adoption of or adherence to a rule the observance of which
may be expected to generate, approximately, a certain actual frequency.
The practical modalities
involved in (III) and (IV) may be restricted by an appended modifier, such as
"from a logical point of view" or "from the point of view of
good manners." It might also be valuable to relate the restricted
field of inferences connected with “semantic” proprieties to the broader and
quite possibly analogous field of inferences connected with practical
proprieties in general, which it would be the business of ethics to
systematize. If skepticism about linguistic proprieties
could not be prevented from expanding into skepticism about improprieties of
any and every kind, that might be a heavier price than the linguistic skeptic
would be prepared to pay. It would be unwise at this point to
neglect a further direction of inquiry, namely proper characterization of the
relation between words on the one hand, and on the other the sounds or shapes
which constitute their physical realizations. Such reflections may
be expected to throw light on the precise sense in which words are
instru-ments, and may well be of interest both in themselves and as a needed
antidote to the facile acceptance of such popular but dubiously well founded
hypotheses about language as the alleged type-token distinc-tion. It is perhaps
natural to assume that in the case of words the fundamental entities are
particular shapes and sounds (word tokens) and that words, in the sense of
word-types are properly regarded as classes or sets of mutually resembling word
tokens. But I think that such a view can be seen to be in
conflict with common sense (to whatever extent that is a drawback). John's
rendering of the word "soot" may be indistinguishable from James's
rendering of the word "suit"; but it does not follow from this that
when they produce these render-ings, they are uttering the same word, or
producing different tokens of the same word-type. Indeed there is something
tempting about the idea that, in order to allow for all admissible vagaries of
rendering, what are to count for a given person as renderings of particular
words can only be determined by reference to more or less extended segments of
his discourse; and this in turn perhaps prompts the idea that particular
audible or visible renderings of words are only established as such by being
conceived by the speaker or writer as realizations of just those words.
One might say perhaps the words come first and only later come
their realizations. Together with these reflections goes a further
line of thought. Spades are commonly and standardly used for such
purposes as digging garden beds; and when they are so used, we may speak
indifferently of using a spade to dig the bed and of using a spade
(simpliciter). On a windy day when I am in the garden, I may wish
to prevent my papers from blowing away, and to achieve this result, I may put
my spade on top of them. In such a case I think I might be said to be using a
spade to secure the papers but not to be using a spade (sim-pliciter) unless
perhaps I were to make an eccentric but regular use of the spade for this
purpose. When it comes, however, to the use for this or that purpose of words,
it may well be that my freedom of speech is more radically constrained. I may
be the proud possessor ofa brass plaque shaped as a written representation of
the word "mother." Maybe on a windy day I
put this plaque on top of my papers to secure them. But if I do so, it seems to
be wrong to speak of me as having used the word "mother" to secure my
papers. Words may be instruments but if so, they seem to be essentially
confined to a certain region of employment, as instruments of communication. To
attempt to use them outside that region is to attempt the conceptually
impossible. Such phenonema as this need systematic explanation. On
the face of it, the factors at work in the determination of the presence or
absence of dictiveness form a more motley collection than those which bear on
the presence of formality. The presence or absence of an
appropriate measure of ardor on behalf of a thesis, a conscientious reluctance
to see one's statements falsified or un-confirmed, an excessive preoccupation
with what is actually or potentially noncontroversial background material, an
overindulgence in caution with respect to the strength to be attributed to an
idea which one propounds, and a deviousness or indirectness of expression which
helps to obscure even the identity of such an idea, might well be thought to
have little in common, and in consequence to impart an unappealing
fragmentation to the notion of dictive content. But perhaps
these factors exhibit greater unity than at first appears; perhaps they can be
viewed as specifying different ways in which a speaker's alignment with an idea
or thesis may be displayed or obscured; and since in communication in a certain
sense all must be public, if an idea or thesis is too heavily obscured, then it
can no longer be regarded as having been propounded. So
strong support for some idea, a distaste for having one's already issued statements
discredited, an unexciting harmony the function of which is merely to establish
a reference, and a tentative or veiled formulation of a thesis may perhaps be
seen as embodying descending degrees of intensity in a speaker's alignment to
whatever idea he is propounding. If so, we shall perhaps be in line with those
philosophers who, in one way or an-other, have drawn a distinction between
"phrastics" and "neustics," who, in one
philosophers, that is to say, who in representing the structure of discourse
lay a special emphasis on (a) the content of items of discourse whose merits or
demerits will lie in such features as correspondence or lack of correspondence
with the world and (b) the mode or manner in which such items are advanced, for
example declaratively or im-peratively, or (perhaps one might equally well say)
firmly or tenta-tively. In this connection it would perhaps be
appropriate to elaboratesomewhat the characters of tentativeness and
obliqueness which are specially visible in cases of "low
commitment." First "suggestion."
Suggesting that so-and-so seems to me to be, with varying degrees of
obviousness, different from (a) stating or maintaining that so-and-so (b)
asserting it to be likely or probable that so-and-so (c) asserting it to be
possible that so-and-so, where presumably "it is possible" means
"it is not certain that it is not the case that so-and-so."
Suggesting that so-and-so is perhaps more like, though still by no
means exactly like, asserting there to be some evidence that so-and-so.
Stan-dardly, to suggest that so-and-so invites a response, and, if the
suggestion is reasonable, the response it invites is to meet in one way or
another the case which the maker of the suggestion, somewhat like a grand jury,
supposes there to be in favor of the possibility that so-and-so.
The existence of such a case will require that there should be a truthful
fact or set of facts which might be explained by the hypothesis that so-and-so
together with certain other facts or assumptions, though the speaker is not
committed to the claim that such an explanation would in fact be correct.
Suggesting seems to me to be related to, though in certain respects different
from, hinting. In what seem to me to be standard cases of hinting one makes,
explicitly, a statement which does, or might, justify the idea that there is a
case for supposing that so-and-so; but what there might be a case for
supposing, namely that so-and-so, is not explicitly mentioned but is left to
the audience to identify. Obviously the more devious the
hinting, the greater is the chance that the speaker will fail to make contact
with his audience, and so will escape without having committed himself to
anything. A sixth strand deals with Conversational Maxims and
their alleged connection with the Cooperative Principle. In
my extended discussion of the properties of conversational practice I
distinguished a number of maxims or principles, observance of which I regarded
as providing standards of rational discourse. I sought to
represent the principles or axioms which I distinguished as being themselves
dependent on an overall super-principle enjoining conversational cooperation.
While the conversational maxims have on the whole been quite well re-ceived,
the same cannot, I think, be said about my invocation of 6. Cf. esp.
Essays 2, 4.a supreme principle of conversational cooperation. One source of
trouble has perhaps been that it has been felt that even in the talk-exchanges
of civilized people browbeating disputation and conversational sharp practice
are far too common to be offenses against the fundamental dictates of
conversational practice. Another source of discomfort has perhaps been the
thought that, whether its tone is agreeable or disagreeable, much of our talk-exchange
is too haphazard to be directed toward any end cooperative or otherwise.
Chitchat goes nowhere, unless making the time pass is a journey. Perhaps
some refinement in our apparatus is called for. First, it is only certain
aspects of our conversational practice which are candidates for evaluation,
namely those which are crucial to its rationality rather than to whatever other
merits or demerits it may possess; so, nothing which I say should be regarded
as bearing upon the suitability or unsuitability of particular issues for
conversational exploration; it is the rationality or irrationality of
conversational conduct which I have been concerned to track down rather than
any more general characterization of conversational adequacy. So we may expect
principles of conversational rationality to abstract from the special character
of conversational interests. Second, I have taken it as a working assumption
that whether a particular enterprise aims at a specifically conversational
result or outcome and so perhaps is a specifically conversational enterprise,
or whether its central character is more generously conceived as having no
special connection with communica-tion, the same principles will determine the
rationality of its conduct. It is irrational to bite off more than you
can chew whether the object of your pursuit is hamburgers or the Truth.
Finally we need to take into account a distinction between solitary and
concerted enterprises. I take it as being obvious that insofar as the presence
of implicature rests on the character of one or another kind of conversational
enterprise, it will rest on the character of concerted rather than solitary
talk production. Genuine monologues are free from speaker's implication. So
since we are concerned as theorists only with concerted talking, we should
recognize that within the dimension of voluntary exchanges (which are all that
concern us) collaboration in achieving exchange of information or the
institution of decisions may coexist with a high degree of reserve, hostility, and
chicanery and with a high degree of diversity in the motivations underlying
quite meager common objectives. Moreover we have to remember to take into
account a secondary range of cases like cross-examination in which even the
common objectives are spurious, apparent rather than real; the joint enterprise
is a simulation, rather than an instance, of even the most minimal
conversational coopera-tion; but such exchanges honor the cooperative principle
at least to the extent of aping its application. A similarly degenerate
derivative of the primary talk-exchange may be seen in the concerns spuriously
exhibited in the really aimless over-the-garden-wall chatter in which most of
us from time to time engage. I am now perhaps in a position to provide a
refurbished summary of the treatment of conversational implicature to which I
subscribed earlier. A list is presented of conversational maxims (or
"conversational imperatives") which are such that, in paradigmatic
cases, their observance promotes and their violation dispromotes conversational
ra-tionality; these include such principles as the maxims of Quantity, Quality,
Relation, and Manner. Somewhat like moral commandments, these maxims are prevented from being
just a disconnected heap of conversational obligations by their dependence on a
single supreme Conversational Prin-ciple, that of cooperativeness. An initial class of actual
talk-exchanges manifests rationality by its conformity to the maxims thus
generated by the Cooperative Prin-ciple; a further subclass of exchanges
manifests rationality by simulation of the practices exhibited in the initial
class. Implicatures are thought of as
arising in the following way; an implicatum (factual or imperatival) is the
content of that psychological state or attitude which needs to be attributed to
a speaker in order to secure one or another of the following results; (a) that
a violation on his part of a conversational maxim is in the circumstances
justifi-able, at least in his eyes, or (b) that what appears to be a violation
by him of a conversational maxim is only a seeming, not a real, vio-lation; the
spirit, though perhaps not the letter, of the maxim is re-spected. The foregoing account is
perhaps closely related to the suggestion made in the discussion of Strand Five
about so-called conventional implicature. It was in effect there suggested that
what I have been calling conversational implicature is just those assumptions
which have to be attributed to a speaker to justify him in regarding a given
sequence of lower-order speech-acts as being rationalized by their relation to
a conventionally indexed higher-order speech-act. I have so far been talking as
if the right ground plan is to identify a supreme Conversational Principle
which could be used to generate and justify a range of more specific but still
highly general conversational maxims which in turn could be induced to yield
particular conversational directives applying to particular subject matters,
contexts, and conversational procedures, and I have been talking as if this
general layout is beyond question correct; the only doubtful matter being
whether the proffered Supreme Principle, namely some version of the Cooperative
Principle, is the right selection for the position of supreme Conversational
Principle. I have tried to give reasons for think-ing, despite the existence of
some opposition, that, provided that the cited layout is conceded to be
correct, the Conversational Principle proposed is an acceptable candidate. So
far so good; but I do in fact have some doubts about the acceptability of the
suggested layout. It is not at all clear to me that the conversational maxims,
at least if I have correctly identified them as such, do in fact operate as
distinct pegs from each of which there hangs an indefinitely large multitude of
fully specific conversational directives. And if I have misidentified them as
the conversational maxims, it is by no means clear to me what substitutes I
could find to do the same job within the same general layout, only to do it
differently and better. What is primarily at fault may well be not the
suggested maxims but the concept of the layout within which they are supposed
to operate. It has four possible problems. (1) The maxims do not seem to
be coordinate. The maxim of Qual-ity, enjoining the provision of contributions
which are genuine rather than spurious (truthful rather than mendacious), does
not seem to be just one among a number of recipes for producing contributions;
it seems rather to spell out the difference between something's being, and
(strictly speaking) failing to be, any kind of contribution at all. False
information is not an inferior kind of information; it just is not
information. (2) The suggested maxims do not seem to have the degree of
mutual independence of one another which the suggested layout seems to require.
To judge whether I have been undersupplied or oversupplied with information
seems to require that I should be aware of the identity of the topic to which
the information in question is supposed to relate; only after the
identification of a focus of relevance can such an assessment be made; the
force of this consideration seems to be blunted by writers like Wilson and
Sperber who seem to be disposedto sever the notion of relevance from the
specification of some particular direction of relevance. Though the specification of a
direction of relevance is necessary for assessment of the adequacy of a given
supply of information, it is by no means sufficient to enable an assessment to
be made. Information will also be needed with respect to the degree of concern
which is or should be extended toward the topic in question, and again with
respect to such things as opportunity or lack of opportunity for remedial
action. While it is perhaps not too
difficult to envisage the impact upon implicature of a real or apparent
undersupply of information, the impact of a real or apparent oversupply is much
more problematic. The operation of the principle of relevance, while no doubt
underlying one aspect of conversational propriety, so far as implicature is
concerned has already been suggested to be dubiously independent of the maxim
of Quantity; the remaining maxim distinguished by me, that of Manner, which I
represented as prescribing perspicuous pre-sentation, again seems to formulate
one form of conversational pro-priety, but its potentialities as a generator of
implicature seem to be somewhat open to question. Strands Seven and
Eight? These strands may be considered together, representing, as they
do, what might be deemed a division of sympathy on my part between two
different schools of thought concerning the nature and content of Logic. These
consist of the Modernists, spearheaded by Russell and other mathematically
oriented philosophers, and the Traditionalists, particularly the
neo-Traditionalists led by Strawson in An Introduction to Logical Theory. As
may be seen, my inclination has been to have one foot in each of these at least
at one time warring camps. Let us consider the issues more slowly. (A)
Modernism In their most severe and purist guise Modernists are ready to
admit to the domain of Logic only first-order predicate logic with identity,
though laxer spirits may be willing to add to this bare minimum some 7.
Cf. esp. Essays 3, 17.more liberal studies, like that of some system of
modalities. It seems to me that a Modernist might maintain any one of three
different positions with respect to what he thinks of as Logic. He might hold that what he
recognizes as Logic reflects exactly or within an acceptable margin of
approximation the inferential and semantic properties of vulgar logical
connectives. Unless more is said, this position is perhaps somewhat low on
initial plausibility. He might hold that though not every feature of vulgar logical
connectives is preserved, all features are preserved which deserve to be
preserved, all features that is to say, which are not irremediably vitiated by
obscurity or incoherence. Without claiming that features which are omitted from
his preferred system are ones which are marred by obscurity or incoherence he
might claim that those which are not omitted possess, collectively, the
economic virtue of being adequate to the task of presenting, in good logical
order, that science or body of sciences the proper presentation of which is
called for by some authority, such as Common Sense or the "Cathedral of
Learning." (B) Neo-Traditionalism So far as I can now reconstruct
it, Strawson's response to Modernism at the time of An Introduction to Logical
Theory, ran along the following lines. At a number of points it is
clear that the apparatus of Modernism does not give a faithful account of the
character of the logical connectives of ordinary discourse; these deviations
appear in the treatment of the Square of Opposition, the Russellian account of
Def-inite, and also of Indefinite, Descriptions, the analysis of conditionals
in terms of material implication, and the representation of universal
statements by universal quantifiers. Indeed, the deviant aspects of such
elements in Modernism are liable to involve not merely infidelity to the actual
character of vulgar connectives, but also the obliteration of certain
conceptions, like presupposition and the existence of truth-gaps, which are
crucial to the nature of certain logically fundamental speech-acts, such as
Reference. The aspects thus omitted by
Modernists are not such that their presence would undermine or discredit the
connectives in the analysis of which they would appear. Like Cyrano de
Bergerac's nose, they are features which are prominent without being
disfiguring. Though they are not, in
themselves, blemishes, they do nevertheless impede the optimally comprehensive
and compendious representation of the body of admissible logical inferences. We need, therefore, two kinds
of logic; one, to be called the logic of language, in which in a relaxed and
sometimes not fully determinate way the actual character of the connectives of
ordinary discourse is faithfully represented; the other, to be called formal
logic, in which, at some cost to fidelity to the actual character of vulgar
logical connectives, a strictly regimented system is provided which represents
with maximal ease and economy the indefinite multitude of admissible logical
inferences. (C) My Reactions to These Disputes I have never been deeply moved
by the prospect of a comprehensive and compendious systematization of
acceptable logical infer-ences, though the tidiness of Modernist logic does
have some appeal for me. But what exerts more influence upon me is my
inclination to regard propositions as constructed entities whose essential
character lies in their truth-value, entities which have an indispensable role
to play in a rational and scientific presentation of the domain of logical
inference. From this point of view a truth-functional conception of complex
propositions offers prospects, perhaps, for the rational construction of at
least part of the realm of propositions, even though the fact that many complex
propositions seem plainly to be non-truth-functional ensures that many problems
remain. A few years after the
appearance of An Introduction to Logical Theory I was devoting much attention
to what might be loosely called the distinction between logical and pragmatic
inferences. In the first instance this was prompted as part of an attempt to
rebuff objections, primarily by followers of Wittgenstein, to the project of
using "phe-nomenal" verbs, like "look" and
"seem," to elucidate problems in the philosophy of perception,
particularly that of explaining the problematic notion of sense-data, which
seemed to me to rest on a blurring of the logical/pragmatic distinction. (That
is not to say, of course, that there might not be other good reasons for
rejecting the project in question.) It then occurred to me that apparatus which
had rendered good service in one area might be equally successful when
transferred to another; and so I canvassed the idea that the alleged
divergences between Modernists' Logic and vulgar logical connectives might be
represented as being a matter not of logical but of pragmatic import. The question which at this
point particularly beset not only me but various other philosophers as well was
the question whether it is or is not required that a nonconventional
implicature should always possess maximal scope; when a sentence which used in
isolation stan-dardly carries a certain implicature, is embedded in a certain
linguistic context, for example appears within the scope of a negation-sign,
must the embedding operator, namely the negation-sign, be interpreted only as
working on the conventional import of the embedded sentence, or may it on
occasion be interpreted as governing not the conventional import but the
nonconventional implicatum of the embedded sentence? Only if an embedding
operator may on occasion be taken as governing not the conventional import but
the noncon-ventional implicatum standardly carried by the embedded sentence can
the first version of my account of such linguistic phenomena as conditionals
and definite descriptions be made to work. The denial of a conditional needs to
be treated as denying not the conventional import but the standard implicatum
attaching to an isolated use of the embedded sentence. It certainly does not seem
reasonable to subscribe to an absolute ban on the possibility that an embedding
locution may govern the standard nonconventional implicatum rather than the
conventional import of the embedded sentence; if a friend were to tell me that
he had spent the summer cleaning the Augean stables, it would be unreasonable
of me to respond that he could not have been doing that since he spent the
summer in Seattle and the Augean stables are not in Seattle. But where the
limits of a license may lie which allows us to relate embedding operators to
the standard implicata rather than to conventional meanings, I have to admit
that I do not know. The second version of my mode of treatment of issues which, historically
speaking, divide Modernists from Traditionalists, including
neo-Traditionalists, offers insurance against the possibility that we do not
have, or that we sometimes do not have, a license to treat embedding locutions
as governing standard implicata rather than conventional import. It operates on
the idea that even if it should prove necessary to supplement the apparatus of
Modernist logic with additional conventional devices, such supplementation is
in two respects undramatic and innocuous and does not involve a radical
reconstruction of Modernist apparatus. It is innocuous and undramatic partly
because the newly introduced conventional devices can be re- garded simply as
codification, with a consequently enlarged range of utility, of pre-existing
informal methods of generating implicature; and partly because the new devices
do not introduce any new ideas or concepts, but are rather procedural in
character. This last feature can be seen from the fact that the conventional
devices which I propose are bracketing or scope devices, and to understand them
is simply to know how sentences in which they initially appear can be
restructured and rewritten as sentences couched in orthodox modernistic terms
from which the new devices have been eliminated. What the eye no longer sees
the heart no longer grieves for. I shall conclude this Epilogue by paying a
little attention to the general character of my attitude to ordinary language.
In order to fulfill this task, I should say something about what was possibly
the most notable corporate achievement of my philosophical early middle age,
namely the so-called method of linguistic botanizing, treated, as it often was
in Oxford at the time, as a foundation for conceptual analysis in general and
philosophical analysis in particular. Philosophers have not seldom proclaimed
the close connection between philosophy and linguistic analysis, but so far as
I know, the ruthless and unswerving association of philosophy with the study of
ordinary language was peculiar to the Oxford scene, and has never been seen
anywhere before or since, except as an application of the methods of
philosophizing which originated in Oxford. A classic miniature example of this
kind of procedure was Austin's request to Warnock to tell him the difference
between playing golf correctly and playing golf properly. But also the method
was commonly deployed not merely as a tool for reaching conceptual
"fine-tuning" with regard to pairs of expressions or ideas, but in
larger-scale attempts to systematize the range of concepts which appear in a
certain conceptual region. It may well be the case that these concepts all fall
under a single overarching concept, while it is at the same time true that
there is no single word or phrase which gives linguistic expression to just
this concept; and one goal of linguistic botanizing may be to make this concept
explicit and to show how the various subordinate concepts fall under it. This
program is closely linked with Austin's ideas about the desirability of ture of
the method is that no initial assumptions are made about the subdivisions
involved in subordinate lexical entries united by a single word; "true
friends," "true statements," "true beliefs,"
"true bills," "true
measuring instruments," "true singing voices" will not be
initially distinguished from one another as involving different uses of the
word "true"; that is a matter which may or may not be the outcome of
the operation of linguistic botanizing; subordinations and subdivisions are not
given in advance. It seems plausible to suppose that among the things which are
being looked for are linguistic proprieties and improprieties: and these may be
of several different kinds; so one question which will call for decision will
be an identification of the variety of different ways in which proprieties and
improprieties may be characterized and organized. Contradictions, incoherences,
and a wealth of other forms of unsuitability will appear among the out-comes,
not the starting points, of linguistic botanizing, and the nature of these
outcomes will need careful consideration. Not only may single words involve a
multitude of lexical entries, but different idioms and syntactical
constructions appearing within the domain of a single lexical entry may still
be a proper subject for even more specific linguistic botanizing. Syntax must
not be ignored in the study of se-mantics.
At this point we are faced with two distinct problems. The first arises
from the fact that my purpose here is not to give a historically correct
account of philosophical events which actually took place in Oxford some forty
years ago but rather to characterize and as far as possible to justify a
certain distinctive philosophical methodology.
Now there is little doubt that those who were engaged in and possibly
even dedicated to the practice of the prevailing Oxonian methodol-ogy, such
persons as Austin, Ryle, Strawson, Hampshire, Urmson, Warnock, and others
(including myself) had a pretty good idea of the nature of the procedures which
they were putting into operation; indeed it is logically difficult to see how
anyone outside this group could have had a better idea than the members of the
group since the procedures are identifiable only as the procedures which these
people were seeking to deploy. Nevertheless there is still room for doubt
whether the course of actual discussions in every way embodied the authentic
methodology, for a fully adequate implementation of that methodology requires a
good and clear representation of the methodology itself; the more fragmentary
the representation the greater the chance of inadequate implementation; and it
must be admitted "going through the
dictionary." In some cases, this may be quite a long job, as for example
in the case of the word "true"; for one fea-that the ability of many
of us to say at the time what it was that we were doing was fragmentary in the
extreme. This may be an insoluble problem in the characterization of this kind
of theoretical activity; to say what such an activity is presupposes the
ability to perform the activity in question; and this in turn presupposes the
ability to say what the activity in question is. The second and quite different problem is
that some of the critics of Oxonian philosophizing like Russell, Quine and
others have exhibited strong hostility not indeed in every case to the idea
that a study of language is a prime concern of philosophy, but rather to the
idea that it should be a primary concern of philosophy to study ordinary
language. Philosophy finds employment as part of, possibly indeed just as an
auxiliary of, Science; and the thinking of the layman is what scientific
thinking is supposed to supersede, not what it is supposed to be founded on.
The issues are obscure, but whether or not we like scientism, we had better be
clear about what it entails. Part of the
trouble may arise from an improperly conceived proposition in the minds of some
self-appointed experts between "we" and "they"; between,
that is, the privileged and enlightened, on the one hand, and the rabble on the
other. But that is by no means the only possible stance which the learned might
adopt toward the vul-gar; they might think of themselves as qualified by
extended application and education to pursue further and to handle better just
those interests which they devise for themselves in their salad days; after
all, most professionals begin as amateurs. Or they might think of themselves as
advancing in one region, on behalf of the human race, the achievements and
culture of that race which other members of it perhaps enhance in other
directions and which many members of it, unfortunately for them perhaps, are
not equipped to advance at all. In any case, to recognize the rights of the
majority to direct the efforts of the minority which forms the cultured elite
is quite distinct from treating the majority as themselves constituting a
cultured elite. Perhaps the balance
might be somewhat redressed if we pay attention to the striking parallels which
seem to exist between the Oxford which received such a mixed reception in the
mid-twentieth century, and what I might make so bold as to call that other
Oxford which, more than two thousand three hundred years earlier, achieved not
merely fame but veneration as the cradle of our discipline. The following is a
short and maybe somewhat tendentious summary of that earlier Athenian dialectic,
with details drawn mostly from Aristotle but also to some extent from Plato
and, through Plato, from Socrates himself. In Aristotle's writing the main
sources are the beginning of the Topics, the beginning of the Nicomachean
Ethics, and the end of the Posterior Analytics.
We should distinguish two kinds
of knowledge, knowledge of fact and knowledge of reasons, where what the
reasons account for are the facts. Knowledge proper involves both facts to be accounted
for and reasons which account for them; for this reason Socrates claimed to
know nothing; when we start to research, we may or may not be familiar with
many facts, but whether this is so or not we cannot tell until explanations and
reasons begin to become available. For explanations and reasons to be available, they
must derive ultimately from first principles, but these first principles do not
come ready-made; they have to be devised by the inquirer, and how this is done
itself needs explanation. It is not done in one fell swoop; at any given stage
researchers build on the work of their predecessors right back to their
earliest predecessors who are lay inquirers. Such progressive scrutiny is
called "dialectic," starts with the ideas of the Many and ends (if it
ever ends) with the ideas of the Wise. Among the methods used in
dialectic (or "argumentation") is system-building, which in its turn
involves higher and higher levels of abstraction. So first principles will be,
roughly speaking, the smallest and most conceptually economical principles
which will account for the data which the theory has to explain. The progress toward an
acceptable body of first principles is not always tranquil; disputes,
paradoxes, and obstructions to progress abound, and when they are reached,
recognizable types of emendation are called upon to restore progress. So the continuation of progress
depends to a large extent on the possibility of "saving the
phenomena," and the phenomena consist primarily of what is said, or
thought, by the Wise and, before them, the Many. I find it tempting to suppose
that similar ideas underlie the twen-tieth-century Oxonian dialectic; the
appeal to ordinary language might be viewed as an appeal to the ultimate source
of one, though not of every, kind of human knowledge. It would indeed not be
surprising were this to be so, since two senior Oxonians (Ryle and Aus-tin)
were both skilled and enthusiastic students of Greek philosophy. But this initially appealing comparison between
what I have been calling Oxonian Dialectic and Athenian Dialectic encounters a
serious objection, connected with such phrases as "what is said" (ta
le-gomena, ta heyóuena). The phrase "what is said" may be interpreted
in either of two ways. (I) It may refer to a class of beliefs or opinions which
are commonly or generally held, in which case it would mean much the same as
such a phrase as "what is ordinarily thought." (II) It may refer to a
class of ways of talking or locutions, in which case it will mean much the same
as "ways in which ordinary people ordinarily talk." In the Athenian
Dialectic we find the phrase used in both of these senses; sometimes, for
example, Aristotle seems to be talking about locutions, as when he points out
that while it is legitimate to speak of "running quickly" or
"running slowly," it is not legitimate to speak of "being
pleased quickly" or "being pleased slowly"; from which he draws
the philosophical conclusion that running is, while pleasure is not (despite
the opinions of some philosophers), a process as distinct from an activity. At
other times he uses the phrase "what is said" to refer to certain
generally or vulgarly held beliefs which are systematically threatened by a
projected direction of philosophical theory, as the platitude that people
sometimes behave incontinently seems to be threatened by a particular
philosophical analysis of Will, or the near-platitude that friends are worth
having for their own sake seems to be threatened by the seemingly equally
platitudinous thesis that the Good Life is self-sufficient and lacking in
nothing. In the Athenian Dialectic, moreover, though both interpretations are
needed, the dominant one seems to be that in which what is being talked about
is common opinions, not commonly used locutions or modes of speech. In the
Oxonian Dialectic, on the other hand, precisely the reverse situation seems to
obtain. Though some philoso-phers, most notably G. E. Moore, have maintained
that certain commonly held beliefs cannot but be correct and though versions of
such a thesis are discernible in certain Oxonian quarters, for example in
Urmson's treatment of Paradigm Case Arguments, no general characterization of
the Method of "Linguistic Botanizing" carries with it any claim about
the truth-value of any of the specimens which might be subjected to Linguistic
Botanizing; nor, I think, would any such characterization be improved by the
incorporation of an emendation in this connection. So the harmony introduced by
an assimilation of the two Dialectics seems to be delusive. I am, however, reluctant to abandon the
proposed comparison be-tween Oxonian and Athenian Dialectic quite so quickly. I
would begin by recalling that as a matter of historical fact Austin professed a
strong admiration for G. E. Moore. "Some like Witters" he once said, "but Moore is my man." It is not
recorded what aspects of Moore's philosophy particularly appealed to him, but
the contrast with Wittgenstein strongly suggests that Moore primarily appealed
to him as a champion of Common Sense, and of philosophy as the source of the
analysis of Common Sense beliefs, a position for which Moore was especially
famous, in contrast with the succession of less sharply defined positions about
the role of philosophy taken up at various times by Wittgenstein. The question
which now exercises me is why Moore's stand on this matter should have
specially aroused Austin's respect, for what Moore said on this matter seems to
me to be plainly inferior in quality, and indeed to be the kind of thing which
Austin was more than capable of tearing to shreds had he encountered it in
somebody else. Moore's treatments of this topic seem to me to suffer from two
glaring defects and one important lacuna. The two glaring defects are: (1) he
nowhere attempts to characterize for us the conditions which have to be
satisfied by a generally held belief to make it part of a "Common Sense
view of the world"; (2) even if we overlook this complaint, there is the
further complaint that nowhere, so far as I know, does Moore justify the claim
that the Common Sense view of the world is at least in certain respects
unquestionably correct. The important lacuna is that Moore considers only one
possible position about the relation between such specific statements as that
"Here is one human hand and here is another" and the seemingly
general philosophical statement that material objects exist. Moore takes it for
granted that the statement about the human hands entails the general statement
that material objects exist; but as Wittgenstein remarked, "Surely those who deny the reality of
the material world do not wish to deny that underneath my trousers I wear
underpants." Moore was by no means certainly wrong on this matter, but the
question which comes first, interpretation or the assessment of truth-value, is
an important methodological question which Moore should have taken more
seriously. My explanation of part of
Austin's by no means wholly characteristic charity lies in my conjecture that
Austin saw, or thought he saw, the right reply to these complaints and
mistakenly assumed that Moore himself had also seen how to reply to them. I
shall develop this suggestion with the aid of a fairy tale about the
philosophical Never-Never Land which is inhabited by philosophical fairy god-mothers.
Initially we distinguish three of these fairy godmothers, M*, Moore's fairy
godmother, A*, Austin's fairy godmother, and G*, Grice's fairy godmother. The
common characteristic of fairy godmothers is that they harbor explicitly all
the views, whether explicit or implicit, of their godchildren. G* reports to
Grice that A* mistakenly attributes to M* a distinction between two different
kinds of subjects of belief, a distinction between personal believers who are
individual persons or groups of persons, and nonpersonal believers who are this
or that kind of abstraction, like the spirit of a particular language or even
the spirit of language as such, the Common Man, the inventor of the
analytic/synthetic distinction (who is distinct from Leibniz) and so forth. A
distinction is now suggested between the Athenian Dialectic, the primary
concern of which was to trace the development of more and more accomplished
personal believers, and a different dialectic which would be focused on
nonpersonal believ-ers. Since nonpersonal believers are not historical persons,
their beliefs cannot be identified from their expression in any historical
debates or disputes. They can be identified only from the part which they play
in the practice of particular languages, or even of languages in general. So what G* suggested to Grice ran
approximately as follows. A*, with or without the concurrence of the mundane
Austin, attributed to Moore the recognition of a distinction between personal
and non-personal, common or general beliefs, together with the idea that a
Common Sense view of the world contains just those nonpersonal beliefs which
could be correctly attributed to some favored nonper-sonal abstraction, such as
the Common Man. More would of course need to be said about the precise nature
of the distinction between the Common Man and other abstractions; but once a
distinction has been recognized between personal and nonpersonal believers, at
least the beginnings are visible of a road which also finds room for (1) the
association of nonpersonal beliefs, or a particular variety of nonper-sonal
beliefs, with the philosophical tool or instrument called Common Sense, and for
(2) the appeal to the structure and content of languages, or language as such,
as a key to unlock the storehouse of Common Sense, and also for (3) the demand
for Oxonian Dialectic as a supplementation of Athenian Dialectic, which was
directed toward personal rather than nonpersonal beliefs. G* conjectured that
this represented Austin's own position about the function of Linguis-tic
Botanizing, or even if this were not so, it would have been a good position for
Austin to adopt about the philosophical role of Linguistic Botanizing; it would
be a position very much in line with Austin's known wonder and appreciation
with regard to the richness, subtlety, and ingenuity of the instrument of
language. It was however also G*'s view that the attribution of such
reflections to Moore would have involved the giving of credit where credit was
not due; this kind of picture of ordinary language may have been Austin's but
was certainly not Moore's; his conception of Common Sense was deserving of no
special praise. e also have to consider
the strength or weakness of my secon large against Moore, namely that whether
or not he has succeede in providing or indeed has even attempted to provide a
characterization of commonsense beliefs, he has nowhere offered us a
justification of the idea that commonsense beliefs are matters of knowledge
with certainty or indeed possess any special degree or kind of
credibility. Apart from the production,
on occasion, of the somewhat opaque suggestion that the grounds for questioning
a commonsense belief will always be more questionable than the belief itself,
he seems to do little beyond asserting (1) that he himself knows for certain to
be true the members of an open-ended list of commonsense beliefs, (2) that he
knows for certain that others know for certain that these beliefs are true. But
this is precisely the point at which many of his oppo-nents, for example
Russell, would be ready to join issue with him.
It might here be instructive to compare Moore with another perhaps
equally uncompromising defender of knowledge with certainty, namely Cook
Wilson. Cook Wilson took the view that the very nature of knowledge was such
that items which were objects of knowledge could not be false; the nature of
knowledge guaranteed, perhaps logically guaranteed, the truth of its object.
The difficulty here is to explain how a state of mind can in such a way guarantee
the possession of a particular truth-value on the part of its object. This
difficulty is severe enough to ensure that Cook Wilson's position must be
rejected; for if it is accepted no room is left for the possibility of thinking
that we know p when in fact it is not the case that p. This difficulty led Cook
Wilson and his followers to the admission of a state of "taking for
granted," which supposedly is subjectively indistinguishable from
‹nowledge but unlike knowledge carries no guarantee of truth. Bui his
modification amounts to surrender; for what enables us to den that all of our
so-called knowledge is really only "taking for granted"? But while
Cook Wilson finds himself landed with bad an-swers, it seems to me that Moore
has no answers at all, good or bad; and whether nonanswers are superior or
inferior to bad answers seems to me a question hardly worth debating. It is in any case my firm belief that Austin
would not have been sympathetic toward the attempts made by Moore and some of
his followers to attribute to the deliverances of common sense, whatever these
deliverances are supposed to be, any guaranteed immunity from error. I think,
moreover, that he would have been right in withholding his support at this
point, and we may notice that had he withheld support, he would have been at variance
with some of his own junior colleagues at Oxford, particularly with
philosophers like Urmson who, at least at one time, showed a disposition, which
as far as I know Austin never did, to rely on so-called Arguments from Paradigm
Cases. I think Austin might have thought, rightly, that those who espoused such
arguments were attempting to replace by a dogmatic thesis something which they
already had, which was, further-more, adequate to all legitimate philosophical
needs. Austin plainly viewed ordinary language as a wonderfully subtle and
well-contrived instrument, one which is fashioned not for idle display but for
serious (and nonserious) use. So while there is no guarantee of immunity from
error, if one is minded to find error embedded in ordinary modes of speech, one
had better have a solid reason behind one. That which must be assumed to hold
(other things being equal) can be legitimately rejected only if there are
grounds for saying that other things are not, or may not be, equal. At this point, we introduce a further
inhabitant of the philosophical Never-Never Land, namely R* who turns out to be
Ryle's fairy godmother. She propounds the idea that, far from being a basis for
rejecting the analytic/synthetic distinction, opposition to the idea that there
are initially two distinct bundles of statements, bearing the labels
"analytic" and "synthetic," lying around in the world of
thought waiting to be noticed, provides us with the key to making the
ana-lytic/synthetic distinction acceptable. The proper view will be that
analytic propositions are among the inventions of theorists who are seeking, in
one way or another, to organize and systematize an initially undifferentiated
corpus of human knowledge. Success in this area is a matter of intellectual
vision, not of good eyesight. As Plato once remarked, the ability to see horses
without seeing horseness is a mark of stupidity. Such considerations as these
are said to lie behind reports that yet a fifth fairy godmother, Q*, was last
seen rushing headlong out of the gates of Never-Never-Land, loudly screaming
and hotly pursued (in strict order of seniority) by M*, R*, A*, and G*. But the
narration of these stirring events must be left to another and longer day. H.
P. Grice Grice concludes the
Epilogue by paying a little attention to the general character of Grice’s
attitude to “ordinary language,” as Austin called it. In order to fulfill
this task, Grice feels he should say something about what is possibly the most
notable *corporate* achievement of Grice’s philosophy, namely the so-called
method of linguistic botany, treated, as it often is at Oxford, as a foundation
for conceptual analysis in general and *philosophical analysis* in
particular. Philosophers have not seldom proclaimed the close
connection between philosophy and ‘linguistic’ analysis. So far as Grice
knows, however, the ruthless and unswerving association of philosophy with the
study of ‘ordinary’ language was peculiar to the Oxford scene, and has never
been seen anywhere — before, — or since, except as an application of the
methods of philosophizing which originated at Oxford. A classic
miniature example of this kind of procedure was Austin's request to Warnock to
tell him the difference between playing golf *correctly* — Cicero: correctum —
and playing golf *properly.* — Cicero: proprium. This method is also
commonly deployed not merely as a tool for reaching conceptual
"fine-tuning" with regard to pairs of expressions or ideas, but in a
larger-scale attempt to systematize the range of concepts which appear in a
certain conceptual region. Consider: signification in conversation.
It may well be the case that these concepts all fall under a single
overarching concept, while it is at the same time true that there is no single
word or phrase — or EXPRESSION — which gives linguistic, er, expression or
manifestation, to just this concept. One goal of linguistic
botaniy may be to make this or that concept explicit and to show how various
subordinate concepts fall under it. This programme is closely
linked with Austin's — but not Ryle’s — ideas about the desirability of
"going through the dictionary." — The Little Oxford Dictionary.
In some cases, this may be quite a long job, as for example in the case
of the "true". For one feature of the method is
that no initial assumption is to be made by the philosopher — who KNOWS — about
any subdivision that may be involved in any subordinate lexical entry united by
a single expression; true friend true statement,"
true belief true bill "true
measuring instrument ," "true singing voice
" will not be initially distinguished from one another as involving a
different use of “true"; that is a matter which may or
may not be the outcome of the operation of linguistic botany;
subordination and subdivision is not given in advance.
It seems plausible to suppose that among the things which are being
looked for are linguistic ‘proprieties’ and improprieties:
and these may be of several different kinds; so one
question which will call for decision will be an identification of the variety
of different ways in which any propriety or lack of it may be characterized and
organized. A Contradiction, an incoherence, and a wealth of
other forms of unsuitability will appear among the out-comes, not the starting
points, of linguistic botany. and the nature of these outcomes
will need careful consideration. Not only may a single
exoression involve a multitude of lexical entries, but An idioms or
a syntactical construction appearing within the domain of a single lexical
entry may still be a proper subject for even more specific linguistic
botany. Syntax must not be ignored in the study of
‘semantics.’ At this point we are faced with two distinct
problems. The first arises from the fact that Grice’s
purpose here is not to give a historically correct account of philosophical
events which actually take place iat Oxford but
rather to characterize and as far as possible to
justify a certain distinctive philosophical method. Now there is
little doubt that those who were engaged in and possibly even dedicated to the
practice of the prevailing Oxonian method — such philosophers as in order of seniority
Ryle, Austin, Grice,
Hampshire, Urmson, Strawson, and
Warnock — had a pretty good idea of the nature of the
procedures which they were putting into operation; indeed it
is logically difficult to see how anyone outside this set could have had a
better idea than the members of the set since the procedures are identifiable
only as the procedure which *these* philosophers are seeking to deploy.
Nevertheless there is still room for doubt whether the course of
actual discussions in every way embodied the authentic method,
for a fully adequate implementation of that method requires a good and
clear representation of the method itself; the more
‘fragmentary’ — to use Bradley’s idiom — the representation the greater the
chance of inadequate implementation; and it must be
admitted that the ability of many of us to say what it is that we
are doing is fragmentary in the extreme. This may be an
insoluble problem in the characterization of this kind of theoretical activity;
to say what such an activity *is* presupposes the ability to
perform the activity in question; and this in turn
presupposes the ability to _say_ or demonstrate, successfully,
what the activity in question is. A second and quite different
problem is that some of the critics of Oxonian philosophizing — like Russell
and others — have exhibited a strong hostility not indeed in every case to the
idea that a study of language is a prime concern of philosophy, but rather to
the idea that it should be a primary concern of philosophy to study *ordinary*
language. — the silly things silly people say. Philosophy finds
employment as part of, possibly indeed just as an auxiliary of, Science;
and the thinking of the lay is what the learned, scientific
thinking, is supposed to supersede, not what it is supposed to be founded
on. The issues are obscure, but whether or not we like this
devilish scientism, we had better be clear about what it entails.
Part of the trouble may arise from an improperly conceived proposition in the
minds of some self-appointed expert between "us” and "them.”
between, that is, the privileged and enlightened, on the one hand, and
the riff raff rabble on the other. But that is by no means
the only possible stance which the learned might adopt toward the
vul-gar; they might think of themselves as qualified, by
extended application and education, to pursue further, and to handle better,
just those interests which they devise for themselves in their salad days;
after all, a ‘professional’ usually begins as a amateur — gone
wrong! Or he might think of himself as advancing in one region, on
behalf of the human race, the achievements and culture of that race which other
members of it perhaps enhance in other directions and which many members of it,
unfortunately for them perhaps, are not equipped to advance at all.
In any case, to recognize the alleged right of the majority to
direct the efforts of the minority — which forms the cultured elite — is quite
distinct from treating the majority as itself constituting a cultured
elite. Perhaps the balance might be somewhat redressed if we pay
attention to the striking parallel which seems to exist between the Oxford
which received such a mixed reception and what I might make so bold as to call
that other Oxford which, more than two thousand three hundred years earlier,
achieved not merely fame but veneration as the cradle of the discipline of
philosophy. The following is a short and maybe somewhat
tendentious summary of the Athenian dialectic, with details drawn mostly from
Aristotle but also to some extent from Plato and, through Plato, from Socrates
himself. In Aristotle, the main sources are
the Topics, the Nicomachean Ethics, and the
Posterior Analytics. We should distinguish two kinds of knowledge,
the knowledge of a fact and the knowledge of a reason, where what the reason
account for is the fact. Knowledge proper involves both a fact to
be accounted for and a reason which account for it; for this
reason Socrates claims to know nothing; when we start to
research, we may or may not be familiar with the fact, but whether this is so
or not we cannot tell until the explanation and the reason begin to become
available. For the explanation and the reason to be available, they must derive
ultimately from a principle, but this principle does not come ready-made;
It has to be devised by the inquirer, and how this is done itself
needs explanation. The principle is not devised by the philosopher
in one fell swoop; at any given stage a researcher build on
the work of his predecessor right back to the earliest predecessor who is a LAY
inquirer. The Stone Age metaphysician who was Thales. Such
progressive scrutiny is called "dialectic,"
starts with the ideas of the Many and ends (if it ever ends) with the
ideas of the Wise. Among the methods used in dialectic (or
"argumentation") is system-building, which in its turn involves
higher and higher levels of abstraction. So the principle
will be, roughly speaking, the smallest and conceptually most economical item
which will account for the data, the fact, which the theory has to
explain. This progress toward an acceptable principle is not
always tranquil; disputes, paradoxes, aporiae, and
obstructions to progress abound, and when they are reached, recognizable types
of emendation are called upon to restore progress. So the continuation of progress
depends to a large extent on the possibility of "saving the
phenomena," and the phenomena consist primarily of what is said, or
thought, by the Wise and, before them, the Many. Grice finds it
tempting to suppose that similar ideas underlie Oxonian dialectic;
the appeal to ‘ordinary’ language might be viewed as an appeal to the
ultimate source of one, though not of every, kind of human knowledge.
It would indeed not be surprising were this to be so, since two
senior Oxonians (Ryle and Aus-tin) are both skilled and enthusiastic students
of Ancient philosophy. But this initially appealing comparison
between what Grice has been calling Oxonian Dialectic and Athenian Dialectic
encounters a serious objection, connected with such phrases as ta
heyóuena. The phrase ta legomena may be interpreted in either of
two ways. Ta legomena may refer to a class of beliefs or
opinions which are commonly or generally held, in which case it would mean much
the same as such a phrase as "what is ordinarily thought."
But ta legomena may refer to a class of ways of talking or
locutions, in which case it will mean much the same as "ways in which
ordinary people ordinarily talk." — their careless chatter.
In the Athenian Dialectic we find the phrase used in both of these
ways; sometimes, for example, Aristotle seems to be talking about
locutions, as when he points out that while it is legitimate to speak of "running”
“quickly" or "slowly," it is not legitimate or appropriate or
polite to speak of "being pleased” “quickly" — a quickie — or
"slowly"; from which he draws the philosophical
conclusion that running is, while being pleased is not
— despite the opinions of some philosophers, obviously — a process
as distinct from an activity. At other times, however,
Aristotle uses the phrase "ta legomena" to refer to certain generally
or vulgarly held beliefs which are systematically threatened by a projected
direction of philosophical theory, as the platitude that people
sometimes behave incontinently seems to be threatened by a
particular philosophical analysis of the Will, or the near-platitude that
friends are worth having for their own sake
seems to be threatened by the seemingly equally platitudinous thesis that
the Good Life is self-sufficient and lacking in nothing. In
the Athenian Dialectic, moreover, though both interpretations are needed, the
dominant one seems to be that in which what is being talked about is common
opinions, not commonly used locutions or modes of speech. In
the Oxonian Dialectic, on the other hand, precisely the reverse situation seems
to obtain. Though some philoso-phers, most notably Moore at
Cambridge have maintained that certain commonly held beliefs cannot but be
correct and though versions of such a thesis are discernible in certain Oxonian
quarters, for example in Urmson's or Grice’s pupil Flew’s treatment of a
Paradigm Case Arguments, no general characterization of the Method of
"Linguistic Botany” carries with it any claim about the truth-value of any
of the specimens which might be subjected to Linguistic Botanizing; nor, Grice
thinks, would any such characterization be improved by the incorporation of an
emendation in this connection. Was the truth-value True taken for
granted as per some form of transcendental argument? So the
harmony introduced by an assimilation of the two Dialectics seems to be
delusive. Grice is however, reluctant to abandon the proposed
comparison between Oxonian and Athenian Dialectic quite so quickly.
Grice would begin by recalling that as a matter of historical fact
Austin professed a strong admiration fMoore. Some like
Witters" Austin would say, "but Moore’s MY
man." It is not recorded what aspect of Moore's
philosophy particularly appeals to Austin, but the contrast with Witters
strongly suggests that Moore primarily appeals to Austin as a champion of
Common Sense, and of philosophy as the source of the analysis of Common Sense
beliefs, a position for which Moore is especially infamous, in contrast with
the succession of less sharply defined positions about the role of philosophy
taken up at various times by Witters. Oddly, Grice’s
collaborator, Pears, would say: Some like Augustine, but Witters’s MY
man. The question which now exercises Grice is why Moore's stand
on this matter should have specially aroused Austin's respect, for what Moore
says on this matter seems to me to be *plainly* inferior in quality, and indeed
to be the kind of thing which Austin was more than capable of tearing to shreds
had he encountered it in somebody else. Was it just a
dismissing of the Witters? Moore's treatments — and worse,
Malcolm’s — of this topic seem to Grice to suffer from two glaring defects and
one important lacuna. The two glaring defects are: (
1) Moore nowhere attempts to characterize for us the conditions which
have to be satisfied by a generally held belief to make it part of a
"Common Sense view of the world"; even if we
overlook this complaint, there is the further complaint that nowhere, so far as
Grice knows, does apostolic Moore justify the claim that the Common Sense view
of the world is at least in certain respects unquestionably correct.
The important lacuna is that Moore considers only one possible
position about the relation between such specific statements as that
"Here is one hand and here is another"
and the seemingly general philosophical statement that a thing
exists. Moore takes it for granted that the statement about his
hands entails the general statement that a thing exists, but as Witters
remarked, "He who denies the reality of the material
world may not wish to deny that he wears underpants underneath his
trousers. Moore was by no means *certainly* wrong, mistaken, or
confused, on this matter, but the question which comes first,
interpretation or the assessment of
truth-value , is an important methodological question which Moore
should have taken more seriously. Grice’s explanation of part of
Austin's by no means wholly characteristic *charity* towards Moore lies in
Grice’s conjecture that Austin saw, or thought he saw, the right reply to these
complaints and mistakenly assumed that Moore himself had also seen how to reply
to them. I shall develop this suggestion with the aid of a
fairy tale about the philosophical Never-Never Land which is inhabited by
philosophical fairy god-mothers. Initially we distinguish
three of these fairy godmothers, M*, Moore's fairy godmother, A*, Austin's
fairy godmother, and G*, Grice's fairy godmother. The common
characteristic of fairy godmothers is that they harbour explicitly all the
views, whether explicit or implicit, of their godchildren.
G* reports to Grice that A* mistakenly attributes to M* a distinction
between two different kinds of subjects of belief, a distinction between
personal believers who are individual persons or groups of persons, and
nonpersonal believers who are this or that kind of abstraction, like
the spirit — or genio — of a particular language or even
the spirit of language as such, the Common Man,
the inventor of the analytic/synthetic distinction (who is distinct from
Leibniz) and so forth. A distinction is now suggested
between the Athenian Dialectic, the primary concern of which was to trace the
development of more and more accomplished personal believers, and a different
dialectic which would be focused on nonpersonal believ-ers. Since
nonpersonal believers are not historical persons, their beliefs cannot be
identified from their expression in any historical debates or disputes.
They can be identified only from the part which they play in the
practice of particular languages, or even of languages in general.
So what G* suggests to Grice ran approximately as follows.
A*, with or without the concurrence of the mundane Austin, attributed to
Moore the recognition of a distinction between personal and non-personal,
common or general beliefs, together with the idea that a Common Sense view of
the world contains just those nonpersonal beliefs which could be correctly
attributed to some favored nonper-sonal abstraction, such as The Common
Man. More would of course need to be said about the precise
nature of the distinction between The Common Man and other abstractions;
but once a distinction has been recognized between personal and
nonpersonal believers, at least the beginnings are visible of a road which also
finds room for (1) the association of nonpersonal beliefs,
or a particular variety of nonper-sonal beliefs, with the philosophical tool or
instrument called Common Sense, and for (2) the appeal to
the structure — and content — of languages, or language as such, as a key
to unlock the storehouse of Common Sense, and also for (3)
the demand for Oxonian Dialectic as a supplementation of Athenian
Dialectic, which was directed toward personal rather than
nonpersonal beliefs. G* conjectures that this represented
Austin's own position about the function of Linguis-tic Botany, or even if this
were not so, it would have been a good position for Austin to adopt about the
philosophical role of Linguistic Botany; it would be a
position very much in line with Austin's known wonder and appreciation with regard
to the richness, subtlety, and ingenuity — cleverness — of the instrument of
language. It was however also G*'s view that the attribution
of such reflections to Moore would have involved the giving of credit where
credit was not due; this kind of picture of ordinary
language may have been Austin's but was certainly not Moore's;
his conception of Common Sense was deserving of no special praise.
We also have to consider the strength or weakness of my second charge
against Moore, namely that whether or not he has succeede in providing or
indeed has even attempted to provide a characterization of commonsense beliefs,
he has nowhere offered us a justification of the idea that commonsense beliefs
are matters of knowledge with certainty or indeed possess any special degree or
kind of credibility. Apart from the production, on occasion, of
the somewhat opaque suggestion that the grounds for questioning a commonsense
belief will always be more questionable than the belief itself, he seems to do
little beyond asserting (1) that he himself knows for
certain to be true the members of an open-ended list of commonsense
beliefs, 2) that he knows for certain that others know for
certain that these beliefs are true. But this is precisely
the point at which many of his oppo-nents, for example Russell, would be ready
to join issue with him. It might here be instructive to compare
Moore with another perhaps equally uncompromising defender at OXFORD of
knowledge with certainty, namely Wilson. Wilson takes the
view that the very nature of knowledge is such that items which is an object of
knowledge could not be false; the nature of knowledge
guaranteed, perhaps logically guaranteed, the truth of its object.
The difficulty here is to explain how a state of mind can in such a way
guarantee the possession of a particular truth-value on the part of its
object. This difficulty is severe enough to ensure that Wilson's
position must be rejected; for if it is accepted no room is
left for the possibility of thinking that we know p when in fact it is not the
case that p. This difficulty led Wilson and his followers to
the admission of a state of "taking for granted," which supposedly is
subjectively indistinguishable from ‹knowledge but unlike knowledge carries no
guarantee of truth. Bui his modification amounts to
surrender; for what enables us to deny that all of our so-called knowledge is
really only "taking for granted"? But while Wilson
finds himself landed with bad an-swers, it seems to me that Moore has no
answers at all, good or bad; and whether nonanswers are
superior or inferior to a bad answer seems to me a question hardly worth
debating. It is in any case Grice’s firm belief that Austin would
not have been sympathetic toward the attempts made by Moore and some of his
followers to attribute to the deliverances of common sense, whatever these
deliverances are supposed to be, any guaranteed immunity from error.
Grice thinks, moreover, that Austin would have been right in
withholding his support at this point, and we may notice that had he withheld
support, he would have been at variance with some of his own junior colleagues
at Oxford, particularly with philosophers like Urmson of Grice’s pupil Flew
who, at least at one time, showed a disposition, which as far as Grice knows
Austin never did, to rely on so-called Arguments from Paradigm Cases.
Grice thinks Austin might have thought, rightly, that those who
espoused such arguments are attempting to replace by a dogmatic thesis
something which they already had, which was, further-more, adequate to all
legitimate philosophical needs. Austin plainly views
ordinary language as a wonderfully subtle and well-contrived instrument, one
which is fashioned not for idle display but for serious (and nonserious)
use. So while there is no guarantee of immunity from error,
if one is minded to find error embedded in ordinary modes of speech, one had
better have a solid reason behind one. That which must be
assumed to hold (other things being equal) can be legitimately rejected only if
there are grounds for saying that other things are not, or may not be,
equal. At this point, we introduce a further inhabitant of the
philosophical Never-Never Land, namely R* who turns out to be Ryle's fairy
godmother. She propounds the idea that, far from being a
basis for rejecting the analytic/synthetic distinction, opposition to the idea
that there are initially two distinct bundles of statements, bearing the labels
"analytic" and "synthetic," lying around in the world of
thought waiting to be noticed, provides us with the key to making the
ana-lytic/synthetic distinction acceptable. The proper view
will be that an analytic proposition is among the inventions of theorists who
are seeking, in one way or another, to organize and systematize an initially
undifferentiated corpus of human knowledge. Success in this
area is a matter of intellectual vision, not of good eyesight.
As Socrates once remarked, the ability to see horses without seeing
horseness is a mark of stupidity. Such considerations as
these are said to lie behind reports that yet a fifth fairy godmother, Q*, was
last seen rushing headlong out of the gates of Never-Never-Land, loudly
screaming and hotly pursued (in strict order of seniority) by M*, R*, A*, and
G*. But the narration of these stirring events must be left to another and
longer day. H. P. Grice
I am
greatly honoured and much moved by the fact that such a distinguished company
of philosophers should have contributed to this volume work of such quality as
a compliment to me. 1 am especially pleased that the authors of this work are
not just a haphazard band of professional colleagues; every one of them is a
personal friend of mine, though I have to confess that some of them I see,
these days, less frequently than I used to, and much less frequently than I
should like to. So this collection provides me with a vivid reminder that
philosophy is, at its best, a friendly subject. Twish that I could respond
individually to each contribution; but I do not regard that as feasible, and
any selective procedure would be invidious. Fortunately an alternative is
open to me. The editors of this volume, Richard Grandy and Richard Warner, have
contributed an editorial which provides a synoptic view of my work; in view of
the fact that I have so far published no book, that the number of my
publications is greatly exceeded by the number of my unpublications, and that
even my publications include some papers which are not easily accessible, their
undertaking fulfills a crying need. But it does more than that; it presents a
most perceptive and sympathetic picture of the spirit which lies behind the
parts of my work which it discusses; and it is my feeling that few have been as
fortunate in their contemporary commentators as I have been in mine. So I make
my contribution a response to theirs, though before replying directly to them I
allow myself to indulge in a modicum of philosophical autobiography, which in
its own turn leads into a display of philosophical prejudices and
predilections. For convenience I fuse the editors into a multiple personality
called 'Richards', , whose multiplicity is marked by the use of
plural pronouns and verb-forms.As I look back upon my former self, it seems to
me that when, fifty years ago, I began the serious study of philosophy, the
temperament with which I approached this enterprise was one of what I might
call dissenting rationalism.' The rationalism was probably just the interest in
looking for reasons which would be found in any intelligent juvenile who wanted
to study philosophy; the tendency towards dissent may. however, have been
derived from, or have been intensified by, my father. My father, who was a
gentle person, a fine musician, and a dreadful business man, exercised little
personal influence over me but quite a good deal of cultural influence; he was
an obdurate nineteenth-century liberal nonconformist, and I witnessed almost
daily, without involvement, the spectacle of his religious nonconformism coming
under attack from the women in the household-my mother, who was heading for
High Anglicanism and (especially) a resident aunt who was a Catholic convert.
But whatever their origins in my case, I do not regard either of the elements
in this dissenting rationalism as at all remarkable in people at my stage of
intellectual development. I mention them more because of their continued
presence than because of their initial appearance; it seems to me that they
have persisted, and indeed have significantly expanded, over my philosophical
life, and this I am inclined to regard as a much less usual phenomenon. I
count myself wonderfully fortunate to have begun my philosophical studies as a
pupil of W. F. R. Hardie, later President of my then college, Corpus Christi,
the author of a work on Plato which both is and is recognized as a masterpiece,
whose book on the Nicomachean Ethics, in one of its earlier incarnations as a
set of lecture-notes, saw me through years of teaching Aristotle's moral theory.
It seems to me that 1 learnt from him just about all the things which one can
be taught by someone else, as distinct from the things which one has to teach
oneself. More specifically, my initial rationalism was developed under his
guidance into a belief that philosophical questions are to be settled by
reason, that is to say by argument; I learnt also from him how to argue, and in
learning how to argue I came to learn that the ability to argue is a skill
involving many aspects, and is much more than 1 As I read what I find
myself to have written in this Reply, I also find myself ready to expand this
description to read "irreverent, conservative, dissenting rationalism'.an
ability to see logical connections (though this ability is by no means to be
despised). I came also to see that though philosophical progress is very
difficult to achieve, and is often achieved only after agonizing labours, it is
worth achieving; and that the difficulties involved in achieving it offer no
kind of an excuse for a lowering of standards, or for substituting for the
goals of philosophical truth some more easily achievable or accessible goal,
like rabble-rousing. His methods were too austere for some, in particular the
long silences in tutorials were found distressing by some pupils (though as the
years went by I believe the tempo speeded up). There is a story, which I am not
sure that I believe, that at one point in one tutorial a very long silence
developed when it was Hardie's turn to speak, which was at long last broken by Hardie
saying. 'And what did you mean by "of"*? There is another story,
which 1 think 1 do believe, according to which Isaiah Berlin, who was a pupil
of Hardie's two or three years before me, decided that the next time a silence
developed in one of his tutorials he was not going to be the one to break it.
In the next tutorial, after Berlin had finished reading his essay to Hardie,
there followed a silence which lasted twenty-five minutes, at which point
Berlin could stand it no longer, and said something. These tutorial
rigours never bothered me. If philosophizing is a difficult operation (as it
plainly is) then sometimes time, even quite a lot of time, will be needed in
order to make a move (as chess-players are only too well aware). The idea that
a professional philosopher should either have already solved all questions, or
should be equipped to solve any problem immediately, is no less ridiculous than
would be the idea that Karpoy ought to be able successfully to defend his title
if he, though not his opponent, were bound by the rules of lightning chess. I
liked the slow pace of discussion with Hardie; I liked the breath-laden
"Ooohhh!" which he would sometimes emit when he had caught you in, or
even pushed you into, a patently untenable position (though I preferred it when
this ejaculation was directed at someone other than myself): and I liked his
resourcefulness in the defence of difficult positions, a characteristic
illustrated by the foilowing incident which he once told me about himself. He
had, not long since, parked his car and gone to a cinema. Unfortunately he had
parked his car on top of one of the strips on the street by means of which
traffic-lights were at that time controlled by the passing traffic; as a
result, the lights were jammed and it required four policemen to lift his car
off the strip. The police decided to prosecute. I indicated to him that
this didn'tsurprise me at all and asked him how he fared. 'Oh', he said, 'I got
off? Lasked him how on earth he managed that. 'Quite simply," he
answered, I just invoked Mill's Method of Difference, They charged me with
causing an obstruction at 4,00 p.m.; and I answered that since my car had been
parked at 2.00 p.m., it couldn't have been my car which caused the
obstruction.* Hardie never disclosed his own views to students, no doubt
wishing them to think their own thoughts (however flawed and immature) rather
than his. When one did succeed, usually with considerable diffi-culty, in
eliciting from him an expression of his own position, what one got was liable
to be, though carefully worked out and ingeniously argued, distinctly
conservative in tone; not surprisingly, it would not contain much in the way of
battle-cries or campaign-material. Aspiring knights-errant require more than a
sword, a shield, and a horse of superior quality impregnated with a suitable
admixture of magic: they require a supply, or at least a procedure which can be
relied on to maximize the likelihood of access to a supply, of Damsels in
Distress. In the later 1930s Oxford was rudely aroused from its
semi-peaceful semi-slumbers by the barrage of Viennese bombshells hurled at it
by A. J. Ayer, at that time the enfant terrible of Oxford
philosophy. Many people, including myself, were greatly interested by the
methods, theses, and problems which were on display, and some were, at least
momentarily, inspired by what they saw and heard. For my part, my reservations
were never laid to rest; the crudities and dogmatisms seemed too pervasive. And
then everything was more or less brought to a halt by the war. After the
war the picture was quite different, as a result of the dramatic rise in the
influence of Austin, the rapid growth of Oxford as a world-centre of philosophy
(due largely to the efforts of Ryle), and of the extraordinarily high quality
of the many young philosophers who at that time first appeared on the Oxford
scene. My own profes. sional life in this period involved two especially
important aspects. The first was my prolonged collaboration with my former
pupil, Peter Strawson. Our efforts were partly directed towards the giving of
joint seminars; we staged a number of these on topics related to the notions of
meaning, of categories, and of logical form. But our association was much more
than an alliance for the purposes of teaching. We consumed vast quantities of
time in systematic and unsystematic philosophical explorations, and from these
discussions sprang our joint published paper In Defense of a Dogma, and also a
long uncompletedwork on predication and Aristotelian categories, one or two
reflections of which are visible in Strawson's book Individuals. Our method of
composition was laborious in the extreme: work was constructed together
sentence by sentence, nothing being written down until agreement had been reached,
which often took quite a time. The rigours of this procedure eventually led to
its demise. During this period of collaboration we of course developed a
considerable corpus of common opinions; but to my mind a more important aspect
of it was the extraordinary closeness of the intellectual rapport which we
developed; other people sometimes complained that our mutual exchanges were
liable to become so abbreviated in expression as to be unintelligible to a
third party. The potentialities of such joint endeavours continued to lure me;
the collaboration with Strawson was followed by other collaborations of varying
degrees of intensity, with (for example) Austin on Aristotle's Categories and
De Interpretatione, with Warnock on perception, with David Pears and with James
Thomson on philosophy of action, with Fritz Staal on philosophical-linguistic
questions, and most recently with George Myro on metaphysics, and with Judith
Baker on Ethics. I shall return shortly to the importance which I attribute to
this mode of philosophical activity. The other prominent feature of this
period in my philosophical life was participation in the discussions which took
place on Saturday mornings in term-time and which were conducted by a number of
the younger Oxford philosophers under the leadership of Austin.
This group which continued to meet up to, and indeed for some years
after, Austin's death was christened by me 'The Play Group', and was often so
referred to, though so far as I know never by, or in the presence of.
Austin himself. I have little doubt that this group was often thought of
outside Oxford, and occasionally, perhaps even inside Oxford, as
constituting the core, or the hot-bed, of what became known as *Ordinary
Language Philosophy, or even *The Oxford School of Ordinary Language
Philosophy'. As such it no doubt absorbed its fair share of the hatred and
derision lavished upon this 'School' by so many people, like for example
Gellner, and like Gustav Bergmann who (it was said), when asked whether he was
going to hear a paper delivered on a visit by an eminent British philosopher,
replied with characteristic charm that he did not propose to waste his time on
any English Futilitarian. Yet, as I look back on our activities, I find
it difficult to discern any feature of them which merited this kind of
opprobrium. To begin with,there was more than one group or ill-defined
association of Oxford philosophers who were concerned, in one way or another,
with 'ordinary' linguistic usage; besides those who, initially at least,
gravitated towards Austin, there were those who drew special illumination from
Ryle, and others (better disciplined perhaps) who looked to Wittgenstein; and
the philosophical gait of people belonging to one of these groups would,
characteristically, be markedly different from that of people belonging to
another. But even within the Play Group, great diversity was visible, as one
would expect of an association containing people with the ability and
independence of mind of Austin, Strawson. Hampshire, Paul, Pears,
Warnock, and Hare (to name a few). There was no 'School'; there were no dogmas
which united us, in the way, for example, that an unflinching (or almost
unflinching) opposition to abstract entities unified and inspired what I might
call the American School of Latter-day Nominalists, or that an unrelenting (or
almost unrelenting) determination to allow significance only to what is
verifiable united the School of Logical Positivism. It has, I think, sometimes
been supposed that one dogma which united us was that of the need to restrict
philosophical attention to 'ordinary" language, in a sense which would
disqualify the introduction into, or employment in, philosophical discourse of
technical terminology or jargon, a restriction which would seem to put a
stranglehold on any philosophical theory-construction. It is true that many,
even all, of us would have objected (and rightly objected) to the introduction
of technical apparatus before the ground had been properly laid; the sorry
story of deontic logic shows what may happen when technologists rush in where a
well-conducted elephant would fear to tread. We would also (as some of us did
from time to time) have objected to the covert introduction of jargon, the use
of seemingly innocent expressions whose bite comes from a concealed technical
overlay (as perhaps has occurred with words like 'sensation' or 'volition). But
one glance at 'How to talk: Some Simple Ways', or at "How to Do Things
with Words' should be enough to dispel the idea that there was a general
renunciation of the use of technical terminology, even if certain individuals
at some moments may have strayed in that direction. Another dogma to
which some may have supposed us to be committed is that of the sanctity, or
sacrosanctity, of whatever metaphysical judgements or world-pictures may be
identified as underlying ordinary discourse. Such a dogma would, I imagine, be
some kind of counterpart of Moore's 'Defence of Common Sense', It is true
thatAustin had a high respect for Moore. 'Some like Witters, but Moore's my
man', I once heard him say: and it is also true that Austin, and perhaps some
other members of the group, thought that some sort of metaphysic is embedded in
ordinary language. But to regard such a 'natural metaphysic' as present and as
being worthy of examination stops a long way short of supposing such a
metaphysic to be guaranteed as true or acceptable. Any such further step would
need justification by argument. In fact, the only position which to my
mind would have commanded universal assent was that a careful examination of
the detailed features of ordinary discourse is required as a foundation for
philosophical thinking; and even here the enthusiasm of the assent would have
varied from person to person, as would the precise view taken (if any was
taken) about the relationship between linguistic phenomena and philosophical
theses. It is indeed worth remarking that the exhaustive examination of
linguistic phenomena was not, as a matter of fact, originally brought in as
part of a direct approach to philosophy. Austin's expressed view (the
formulation of which no doubt involved some irony) was that we 'philosophical
hacks' spent the week making. for the benefit of our pupils, direct attacks on
philosophical issues. and that we needed to be refreshed, at the week-end, by
some suitably chosen 'para-philosophy' in which certain non-philosophical
conceptions were to be examined with the full rigour of the Austinian Code,
with a view to an ultimate analogical pay-off (liable never to be reached) in
philosophical currency. It was in this spirit that in early days we
investigated rules of games (with an eye towards questions about meaning). Only
later did we turn our microscopic eyes more directly upon philosophical
questions. It is possible that some of the animosity directed against
so-called 'ordinary language philosophy' may have come from people who
saw this 'movement' as a sinister attempt on the part of a decaying
intellectual establishment, an establishment whose home lay within the ancient
walls of Oxford and Cambridge (walls of stone, not of red brick) and whose
upbringing was founded on a classical education, to preserve control of
philosophy by gearing philosophical practice to the deployment of a proficiency
specially accessible to the establishment, namely a highly developed
sensitivity to the richness of linguistic usage. It is, I think, certain that
among the enemies of the new philosophical style were to be found defenders of
a traditional view of philosophy as a discipline concerned with the nature of
reality, not with the characterof language and its operations, not indeed with
any mode of representation of reality. Such persons do, to my mind, raise an
objection which needs a fully developed reply. Either the conclusions which
'ordinary language philosophers' draw from linguistic data are also linguistic
in character, in which case the contents of philosophy are trivialized, or the
philosopher's conclusions are not linguistic in character, in which case the
nature of the step from linguistic premisses to non-linguistic conclusions is
mysterious. The traditionalists, however, seem to have no stronger reason for
objecting to 'ordinary language philosophy than to forms of linguistic
philosophy having no special connection with ordinary language, such as that
espoused by logical positivists. But, to my mind, much the most
significant opposition came from those who felt that 'ordinary language
philosophy* was an affront to science and to intellectual progress, and who
regarded its exponents as wantonly dedicating themselves to what Russell, in
talking about common sense or some allied idea, once called 'stone-age
metaphysics'. That would be the best that could be dredged up from a
'philosophical' study of ordinary language. Among such assailants were to be
found those who, in effect, were ready to go along with the old description of
philosophy as the queen of the sciences', but only under a reinterpretation of
this phrase. 'Queen' must be understood to mean not *sovereign queen,
like Queen Victoria or Queen Elizabeth II, but "queen consort', like
Queen Alexandra or Queen Elizabeth the Queen Mother: and the sovereign of which
philosophy is the queen-consort might turn out to be either science in general
or just physical science. The primary service which would be expected of
philosophy as a consort would be to provide the scientist with a pure or
purified language for him to use on formal occasions (should there be such
occasions). Some, I suspect, would have been ready to throw in, for good
measure, the charge that the enterprise of 'ordinary language philosophy is in
any case doomed, since it presupposes the admissibility of an
analytic/synthetic distinction which in fact cannot be sustained. The
issues raised in this attack are both important and obscure, and deserve a much
fuller treatment than I can here provide, but I will do my best in a short
space. I have three comments. (1) The use made of the Russellian phrase
'stone-age metaphysics' may have more rhetorical appeal than argumentative
force. Certainly 'stone-age' physics, if by that we mean a primitive set
of hypotheses about how the world goes which might(conceivably) be embedded
somehow or other in ordinary language, would not be a proper object for
first-order devotion. But this fact would not prevent something derivable
or extract-able from stone-age physics, perhaps some very general
characterization of the nature of reality, from being a proper target for
serious research; for this extractable characterization might be the same as
that which is extractable from, or that which underlies, twentieth-century
physics. Moreover, a metaphysic embedded in ordinary language (should there be
such a thing) might not have to be derived from any belief about how the world
goes which such language reflects; it might, for example, be derived somehow
from the categorial structure of the language. Furthermore, the discovery
and presentation of such a metaphysic might turn out to be a properly
scientific enterprise, though not, of course, an enterprise in physical
science. rationally organized and systematized study of reality might perhaps
be such an enterprise; so might some highly general theory in formal semantics,
though it might of course be a serious question whether these two candidates
are identical: To repel such counter-attacks, an opponent of 'ordinary
language philosophy might have to press into service the argument which I
represented him as throwing in for good measure as an adjunct. He might, that
is, be forced to rebut the possibility of there being a scientifically
respectable, highly general semantic theory based squarely on data provided by
ordinary discourse by arguing. or asserting. that a theory of the sort
suggested would have to presuppose the admissibility of an analytic/synthetic
distinction. (2) With respect to the suggested allocation to philosophy
of a supporting role vis-d-vis science or some particular favoured science, I
should first wish to make sure that the metaphysical position of the assigner was
such as to leave room for this kind of assessment of roles or functions: and I
should start with a lively expectation that this would not be the case. But
even if this negative expectation was disappointed. I should next enquire by
what standards of purity a language is to be adjudged suitable for use by a
scientist. If those standards are supposed to be independent of the needs of
science, and so not dictated by scientists, then there seems to be as yet no
obstacle to the possibility that the function of philosophy might be to
discover or devise a language of that sort, which might even turn out to
be some kind of 'ordinary' language, And even if the requisite kind of purity
were to consist in what I might term such logico-methodological virtues as
consistency and systematicity, which are also those looked for in scientific
theories, what prevents us, in advance, from attributing these virtues to
ordinary language? In which case, the ordinary-language philosopher would be
back in business. So far as I can see, once again the enemy of
ordinary-language philosophy might be forced to fall back on the allegations
that such an attempt to vindicate ordinary language would have to presuppose
the viability of the analytic/synthetic distinction. (3) With regard to the
analytic/synthetic distinction itself, let me first remark that it is my
present view that neither party, in the actual historical debate, has exactly
covered itself with glory. For example, Quine's original argument that
attempts to define 'analytic' end up in a hopelessly circular tour of a group
of intensional concepts disposes, at best, of only one such definitional
attempt, and leaves out of consideration the (to my mind) promising possibility
that this type of definition may not be the right procedure to follow an idea
which I shall expand in a moment. And, on the reverse side of the coin,
the attempt by Strawson and myself to defend the distinction by a (one hopes)
sophisticated form of Paradigm Case argument fails to meet, or even to lay eyes
on, the characteristic rebuttal of such types of argument, namely that the fact
that a certain concept or distinction is frequently deployed by a population of
speakers and thinkers offers no guarantee that the concept or distinction in
question can survive rigorous theoretical scrutiny. To my mind, the mistake
made by both parties has been to try to support, or to discredit, the
analytic/synthetic distinction as something which is detectably present in the
use of natural language; it would have been better to take the hint offered by
the appearance of the "family circle' of concepts pointed to by Quine, and
to regard an analytic/synthetic distinction not as a (supposedly) detectable
element in natural language, but rather as a theoretical device which it might,
or again might not, be feasible and desirable to incorporate into some
systematic treatment of natural language. The viability of the distinction,
then, would be a theoretical question which,so far as 1 can see, remains to be
decided; and the decision is not likely to be easy, since it is by no means
apparent what kind of theoretical structure would prove to be the home of such
a distinction, should it find a home. Two further comments seem to me
relevant and important. A common though perhaps not universally adopted
practice among "ordinary language philosophers' is (or was) to
treat as acceptable the forms of ordinary discourse and to seek to lay bare the
system, or metaphysic, which underlies it. A common alternative proposed by enemies
of *ordinary language philosophy has been that of a rational
reconstruction of ordinary language; in the words of Bishop Berkeley, it is
proposed that we should speak with the vulgar but think with the learned.
But why should our vulgar speech be retained? Why should we not be told merely
not to think but also to speak with the learned? After all, if my house is
pronounced uninhabitable to the extent that 1 need a new one, it is not
essential that I construct the new one within the outer shell of the old one,
though this procedure might sometimes be cheaper or aesthetically preferable.
An attachment to the forms of ordinary discourse even when the substance is
discarded suggests, but of course does not demonstrate, an adherence to some
unstated principle of respect for ordinary discourse even on the part of its
avowed enemies. Second, whether or not a viable analytic/synthetic
distinction exists, I am not happy with the claim that *ordinary language
philosophy presupposes the existence of such a distinction. It might be that a
systematic theoretical treatment of the facts of ordinary usage would
incorporate, as part of its theoretical apparatus, material which could be used
to exhibit such a distinction as intelligible and acceptable: but in that case,
on the assumption that the theoretical treatment satisfied the standards which
theories are supposed to satisfy, it would appear that the analytic/synthetic
distinction would be vindicated not pre-supposed. For the distinction to be
entailed by the execution of a programme is plainly not the same as it to be
presupposed by that programme. For if it is to be presupposed by the programme
of "ordinary language philosophy, it would, I imagine, have to be the case
that the supposition that anything at all would count as a successful execution
of the programme would require a prior assumption of the viability of an
analytic/synthetic distinction; and how this allegation could be made out I
cannot for the life of me discover.I turn now to the more agreeable task of
trying to indicate the features of the philosophical operations of the Play
Group which at the time, or (in some instances) subsequently, seemed to me to
be particularly appealing. First, the entire idea that we should pay detailed
attention to the way we talk seems to me to have a certain quality which is
characteristic of philosophical revolutions (at least minor ones). I was once
dining with Strawson at his college when one of the guests present, an Air
Marshal, revealed himself as having, when he was an undergraduate, sat at the
feet of Cook Wilson, whom he revered. We asked him what he regarded as
specially significant about Cook Wilson as a philosopher; and after a good deal
of fumbling. he answered that it was Cook Wilson's delivery of the message that
'what we know, we know'. This provoked in me some genteel silent mirth; but a
long time later I realized that mirth was quite inappropriate. Indeed the
message was a platitude, but so are many of the best philosophical messages:
for they exhort us to take seriously something to which, previously, we have
given at best lip service. Austin's message was another platitude; it in effect
said that if in accordance with prevailing fashion one wants to say that all or
some philosophical propositions are really about linguistic usage, one had
better see to it that one has a proper knowledge of what linguistic usage is
and of what lies behind it. This sophisticated but remorseless literalism was
typical of Austin. When seeking a way of organizing a discussion group to
entertain a visiting American logician, he said, *They say that logic is a
game; well then, let's play it as a game': with the result that we spent a
fascinating term, meeting each week to play that week's improved version of a
game called by Austin 'Symbolo', a sequence (I suspect) of less thrilling
ancestors of the game many years later profitably marketed under the name of
*Wff n'Proof' Another appealing element was the fact that Austin had, and
at times communicated, a prevalent vision of ordinary language as a wonderfully
intricate instrument. By this I do not mean merely that he saw, or hoped one
day to be able to see, our language conforming to a Leibnizian ideal of
exhibiting an immense variety of linguistic phenomena which are capable of
being elegantly and economically organized under a relatively small body of
principles or rules. He may have had such a picture of language, and may indeed
have hoped that some extension or analogue of Chomsky's work on syntax, which
he greatly admired, might fill in the detail for us, thus providing new access
to the Austinian science of grammar, which seemed to reside in an intellectualI
turn now to the more agreeable task of trying to indicate the features of the
philosophical operations of the Play Group which at the time, or (in some
instances) subsequently, seemed to me to be particularly appealing. First, the
entire idea that we should pay detailed attention to the way we talk seems to
me to have a certain quality which is characteristic of philosophical
revolutions (at least minor ones). I was once dining with Strawson at his
college when one of the guests present, an Air Marshal, revealed himself as
having, when he was an undergraduate, sat at the feet of Cook Wilson, whom he
revered. We asked him what he regarded as specially significant about
Cook Wilson as a philosopher; and after a good deal of fumbling. he answered
that it was Cook Wilson's delivery of the message that 'what we know, we know'.
This provoked in me some genteel silent mirth; but a long time later I realized
that mirth was quite inappropriate. Indeed the message was a platitude, but so
are many of the best philosophical messages: for they exhort us to take
seriously something to which, previously, we have given at best lip service.
Austin's message was another platitude; it in effect said that if in accordance
with prevailing fashion one wants to say that all or some philosophical
propositions are really about linguistic usage, one had better see to it that
one has a proper knowledge of what linguistic usage is and of what lies behind
it. This sophisticated but remorseless literalism was typical of Austin.
When seeking a way of organizing a discussion group to entertain a visiting
American logician, he said, *They say that logic is a game; well then, let's
play it as a game': with the result that we spent a fascinating term, meeting
each week to play that week's improved version of a game called by Austin
'Symbolo', a sequence (I suspect) of less thrilling ancestors of the game many
years later profitably marketed under the name of *Wff n'Proof' Another
appealing element was the fact that Austin had, and at times communicated, a
prevalent vision of ordinary language as a wonderfully intricate instrument. By
this I do not mean merely that he saw, or hoped one day to be able to see, our
language conforming to a Leibnizian ideal of exhibiting an immense variety of
linguistic phenomena which are capable of being elegantly and economically
organized under a relatively small body of principles or rules. He may have had
such a picture of language, and may indeed have hoped that some extension or
analogue of Chomsky's work on syntax, which he greatly admired, might fill in
the detail for us, thus providing new access to the Austinian science of
grammar, which seemed to reside in an intellectualHoly of Holies, to be
approached only after an intensive discipline of preliminary linguistic
studies. What I am imputing to him is a belief in our everyday language as an
instrument, as manifesting the further Leibnizian feature of purpose; a belief
in it as something whose intricacies and distinctions are not idle, but rather
marvellously and subtly fitted to serve the multiplicity of our needs and
desires in communica-tion. It is not surprising, therefore, that our
discussions not infrequently involved enquiries into the purpose or point of
some feature of ordinary discourse. When put to work, this conception of
ordinary language seemed to offer fresh and manageable approaches to
philosophical ideas and problems, the appeal of which approaches, in my eyes at
least, is in no way diminished by the discernible affinity between them on the
one hand and, on the other, the professions and practice of Aristotle in
relation to rà Xeyouera (what is said"). When properly regulated and
directed, 'linguistic botanizing' seems to me to provide a valuable initiation
to the philosophical treatment of a concept, particularly if what is under
examination (and it is arguable that this should always be the case) is a
family of different but related concepts. Indeed, I will go further, and
proclaim it as my belief that linguistic botanizing is indis-pensable, at a
certain stage, in a philosophical enquiry, and that it is lamentable that this
lesson has been forgotten, or has never been learned. That is not to say that I
have ever subscribed to the full Austin-ian prescription for linguistic
botanizing, namely (as one might put it) to go through the dictionary and to
believe everything it tells you. Indeed, I once remarked to him in a
discussion (with I fear, provocative intent) that I personally didn't care what
the dictionary said, and drew the rebuke, 'And that's where you make your big
mistake.' Of course, not all these explorations were successful; we once spent
five weeks in an effort to explain why sometimes the word 'very' allows, with
little or no change of meaning, the substitution of the word 'highly" (as
in "very unusual') and sometimes does not (as in 'very
depressed" or "very wicked'): and we reached no conclusion.
This episode was ridiculed by some as an ultimate embodiment of fruitless
frivolity; but that response was as out of place as a similar response to the
medieval question, 'How many angels can sit on the point of a pin?' For much as
this medieval question was raised in order to display, in a vivid way, a
difficulty in the conception of an immaterial substance, so our discussion was
directed, in response to a worry from me, towards an examina-tion, in the first
instance, of a conceptual question which was generallyagreed among us to be a
strong candidate for being a question which had no philosophical importance,
with a view to using the results of this examination in finding a distinction
between philosophically important and philosophically unimportant enquiries.
Unfortunately the desired results were not forthcoming. Austin himself,
with his mastery in seeking out, and his sensitivity in responding to, the
finer points of linguistic usage, provided a splendid and instructive example
to those who were concerned to include linguistie botanizing in their
professional armoury. I shall recount three authentic anecdotes in support of
this claim. Geoffrey Warnock was being dined at Austin's college with a view to
election to a Fellowship, and was much disconcerted, even though he was already
acquainted with Austin, when Austin's first remark to him was, "What would
be the difference between my saying to you that someone is not playing golf
correctly and my saying to you that he is not playing golf properly?' On a
certain occasion we were discussing the notion of a principle, and (in this
connection) the conditions for appropriate use of the phrase on principle'.
Nowell Smith recalled that a pupil of Patrick Gardiner, who was Greck, wanting
permission for an overnight visit to London, had come to Gardiner and offered
him some money, saying *I hope that you will not be offended by this somewhat
Balkan approach'. At this point, Nowell Smith suggested, Gardiner might well
have replied, 1 do not take bribes on principle.' Austin responded by saying '1
should not say that; I should just say "No, thanks". On another
occasion, Nowell Smith (again cast in the role of straight man) offered as an
example of non-understandable English an extract from a sonnet of Donne:
From the round earth's imagined corners, Angels, your trumpets blow.
Austin said, 'It is perfectly clear what that means; it means "angels,
blow your trumpets from what persons less cautious than I would call the four
corners of the earth"." These affectionate remembrances no
doubt prompt the question why I should have turned away from this style of
philosophy. Well, as I have already indicated, in a certain sense I never have
turned away, in that I continue to believe that a more or less detailed study
of the way we talk, in this or that region of discourse, is an indispensable
foundation for much of the most fundamental kind of philosophizing; for just
how much seems to me to be a serious question in need of an answer. That
linguistic information should not be just a quantity ofcollector's items, but
should on occasion at least, provide linguistic Nature's answers to questions
which we put to her, and that such questioning is impossible without hypotheses
set in an at least embryonic theory, is a proposition which would, I suspect,
have met general, though perhaps not universal, assent; the trouble began when
one asked, if one actually ever did ask, what sort of a theory this underlying
theory should be. The urgency of the need for such an enquiry is underlined by
one or two problems which I have already mentioned; by, for example, the
problem of distinguishing conceptual investigations of ordinary discourse which
are philosophical in character from those which are not. It seems plausible to
suppose that an answer to this problem would be couched in terms of a special
generality which attaches to philosophical but not to non-philosophical
questions; but whether this generality would be simply a matter of degree, or
whether it would have to be specified by reference to some further item or items,
such as (for example) the idea of categories, remains to be determined. At this
point we make contact with a further issue already alluded to by me; if it is
necessary to invoke the notion of categories. are we to suppose these to be
linguistic categories (categories of expres-sion) or metaphysical categories
(categories of things), a question which is plainly close to the
previously-mentioned burning issue of whether the theory behind ordinary
discourse is to be thought of as a highly general, language-indifferent,
semantic theory, or a metaphysical theory about the ultimate nature of
things, if indeed these possibilities are distinct. Until such issues as these
are settled, the prospects for a determination of the more detailed structure
of the theory or theories behind ordinary discourse do not seem too bright. In
my own case, a further impetus towards a demand for the provision of a visible
theory underlying ordinary discourse came from my work on the idea of
Conversational Implicature, which emphasized the radical importance of
distinguishing (to speak loosely) what our words say or imply from what we in
uttering them imply: a distinction seemingly denied by Wittgenstein, and all
too frequently ignored by Austin. My own efforts to arrive at a more
theoretical treatment of linguistic phenomena of the kind with which in Oxford
we had long been concerned derived much guidance from the work of Quine and of
Chomsky on syntax. Quine helped to throw light on the problem of deciding what
kind of thing a suitable theory would be, and also by his example exhibited the
virtues of a strong methodology; Chomsky showed vividly the kind of way in
which a region for long foundtheoretically intractable by scholars (like
Jesperson) of the highest intelligence could, by discovery and application of
the right kind of apparatus, be brought under control. I should add that
Quine's influence on me was that of a model: I was never drawn towards the
acceptance either of his actual methodology or of his specific philosophical
posi-tions. I have to confess that I found it a little sad that my two chief
theoretical mentors could never agree, or even make visible contact, on the
question of the theoretical treatment of natural language; it seemed a pity
that two men who are about as far removed from dumbness as any that I have ever
encountered should not be equally far removed from deafness. During this time
my philosophizing revealed a distinct tendency to appear in formal dress;
indeed the need for greater contact with experts in logic and in linguistics
than was then available in Oxford was one of my main professional reasons for
moving to the United States. Work in this style was directed to a number of
topics, but principally to an attempt to show, in a constructive way, that
grammar (the grammar of ordinary discourse) could be regarded as, in Russell's
words, a pretty good guide to logical form, or to a suitable representation of
logical form. This undertaking involved the construction, for a language which
was a close relative of a central portion of English (including
quantification), of a hand-in-hand syntax-cum-semantics which made minimal use
of transformations. This project was not fully finished and has not so far been
published, though its material was presented in lectures and seminars both
inside and outside Berkeley, including a memorable summer colloquium at Irvine
in 1971. An interest in formalistic philosophizing seems to me to have more
than one source. It may arise from a desire to ensure that the philosophical
ideas which one deploys are capable of full and coherent development; not
unnaturally, the pursuit of this end may make use of a favoured canonical
system. I have never been greatly attached to canonicals, not even those of
first-order predicate logic together with set theory, and in any case this kind
of formal enterprise would overtax my meagre technical equipment. It may, on
the other hand, consist in the suggestion of notational devices together with
sketchy indications of the laws or principles to be looked for in a system
incorporating these devices; the object of the exercise being to seek out
hitherto unrecognized analogies and to attain new levels of generality. This
latter kind of interest is the one which engages me, and will, I think,
continue to do so, no matter what shifts occur in my philosophical
positions. It is nevertheless true that in recent years my disposition to
resortto formalism has markedly diminished. This retreat may well have been
accelerated when, of all people, Hilary Putnam remarked to me that 1 was too
formal; but its main source lay in the fact that I began to devote the bulk of
my attentions to areas of philosophy other than philosophy of language: to
philosophical psychology, seen as an off. shoot of philosophical biology and as
concerned with specially advanced apparatus for the handling of life; to
metaphysics; and to ethics, in which my pre-existing interest which was much
enlivened by Judith Baker's capacity for presenting vivid and realistic
examples. Such areas of philosophy seem, at least at present, much less
amenable to formalistic treatment. I have little doubt that a contribution
towards a gradual shift of style was also made by a growing apprehension that
philosophy is all too often being squeezed out of operation by tech-nology; to
borrow words from Ramsey, that apparatus which began life as a system of
devices to combat woolliness has now become an instrument of scholasticism. But
the development of this theme will best be deferred until the next sub-section.
A2. Opinions The opinions which I shall voice in this sub-section will
all be general in character: they will relate to such things as what I might
call, for want of a better term, style in philosophizing and to general aspects
of methodology. I shall reserve for the next section anything I might have to
say about my views on specific philosophical topics, or about special aspects
of methodology which come into play within some particular department of
philosophy. (tI shall first proclaim it as my belief that doing
philosophy ought to be fun. I would indeed be prepared to go further, and to
suggest that it is no bad thing if the products of doing philosophy turn out,
every now and then, to be funny. One should of course be serious about
philosophy: but being serious does not require one to be solemn. Laughter
in philosophy is not to be confused with laughter at philo-sophy; there have
been too many people who have made this confusion, and so too many people who
have thought of merriment in philosophical discussion as being like laughter in
church. The prime source of this belief is no doubt the wanton disposition
which nature gave me; but it has been reinforced, at least so far as philosophy
is concerned, by the course of every serious and prolonged philosophical
association to which I have been a party; each one has manifested its own
special quality which at one and the same time has delighted the spirit
andstimulated the intellect. To my mind, getting together with others to do
philosophy should be very much like getting together with others to make music:
lively yet sensitive interaction is directed towards a common end, in the case
of philosophy a better grasp of some fragment of philosophical truth; and if,
as sometimes happens, harmony is sufficiently great to allow collaboration as
authors, then so much the better. But as some will be quick to point out,
such disgusting sentimentality is by no means universal in the philosophical
world. It was said of the late H. W. B. Joseph that he was dedicated to the
Socratic art of midwifery; he sought to bring forth error and to strangle it at
birth. Though this comment referred to his proper severity in teaching,
he was in fact, in concert with the much more formidable H. A. Prichard, no
less successful in dealing with colleagues than he was with students;
philosophical productivity among his junior contemporaries in Oxford was low,
and one philosopher of considerable ability even managed to complete a lifetime
without publishing a single word. (Perhaps it is not entirely surprising that
the undergraduates of his college once crucified him bloodlessly with croquet
hoops on the college lawn.) The tradition did not die with Joseph; to take just
one example, I have never been very happy about Austin's Sense and Sensibilia,
partly because the philosophy which it contains does not seem to me to be, for
the most part, of the highest quality, but more because its tone is frequently
rather unpleasant. And similar incidents have been reported not so long ago
from the USA. So far as I know, no one has ever been the better for receiving a
good thumping, and I do not see that philosophy is enhanced by such episodes.
There are other ways of clearing the air besides nailing to the wall everything
in sight. Though it is no doubt plain that 1 am not enthusiastic about
odium theologicum, I have to confess that I am not very much more enthusiastic
about amor theologicus. The sounds of fawning are perhaps softer but hardly
sweeter than the sounds of rending: indeed it sometimes happens that the degree
of adulation, which for a time is lavished upon a philosopher, is in direct
proportion to the degree of savagery which he metes out to his victims. To my
stomach it does not make all that much difference whether the recipient of
excessive attachment is a person or a philosophical creed; zealotry and
bandwagoning seem to me no more appealing than discipleship. Rational and
dispassionate commendation and criticism are of course essential to the
prosecution of the discipline, provided that they are exercised in the pursuit
of philosophical truth: but passion directed towards either philosophers or
philosophies is outof place, no matter whether its object is favoured or
disfavoured. What is in place is respect, when it is deserved. I have
little doubt that it is the general beastliness of human nature which is in the
main responsible for the fact that philosophy, despite its supposedly exalted
nature, has exhibited some tendency to become yet another of the jungles in
which human beings seem so much at home, with the result that beneath the cloak
of enlightenment is hidden the dagger of diminution by disparagement. But there
are perhaps one or two special factors, the elimination of which, if possible,
might lower the level of pollution. One of these factors is, 1 suspect, a
certain view of the proper procedure for establishing a philosophical
thesis. It is, 1 am inclined to think, believed by many philosophers
that, in philosophical thinking, we start with certain material (the nature of
which need not here concern us) which poses a certain problem or raises a
certain question. At first sight, perhaps, more than one distinct philosophical
thesis would appear to account for the material and settle the question raised
by it; and the way (generally the only way) in which a particular thesis is
established is thought to be by the elimination of its rivals,
characteristically by the detection of counter-examples. Philosophical
theses are supported by elimination of alternative theses. It is, however,
my hope that in many cases, including the most important cases, theses can be
established by direct evidence in their favour, not just by elimination of
their rivals. I shall refer to this issue again later when I come to say
something about the character of metaphysical argument and its connection with
so-called transcendental argument. The kind of metaphysical argument which I
have in mind might be said, perhaps, to exemplify a 'diagogic' as opposed to
'epago-gic' or inductive approach to philosophical argumentation. Now, the more
emphasis is placed on justification by elimination of rivals, the greater is
the impetus given to refutation, whether of theses or of people; and perhaps a
greater emphasis on 'diagogic' procedure, if it could be shown to be justifiable,
would have an eirenic effect. A second possible source of atmospherie
amelioration might be a shift in what is to be regarded as the prime index of
success, or merit, in philosophical enquiry. An obvious candidate as an answer
to this question would be being right, or being right for the right reasons
(how-ever difficult the realization of this index might be to determine). Of
course one must try to be right, but even so I doubt whether this is the best
answer, unless a great deal is packed into the meaning of "for the right
reasons. An eminent topologist whom I knew was regarded withsomething
approaching veneration by his colleagues, even though usually when he gave an
important lecture either his proofs were incomplete, or if complete they contained
at least one mistake. Though he was often wrong, what he said was exciting,
stimulating, and fruitful. The situation in philosophy seems to me to be
similar. Now if it were generally explicitly recognized that being interesting
and fruitful is more important than being right, and may indeed co-exist with
being wrong, polemical refutation might lose some of its appeal. (I) The
cause which I have just been espousing might be called, perhaps, the unity of
conviviality in philosophy. There are, however, one or two other kinds of unity
in which I also believe. These relate to the unity of the subject or
discipline: the first I shall call the latitudinal unity of philosophy, and the
second, its longitudinal unity. With regard to the first, it is my firm conviction
that despite its real or apparent division into departments, philosophy is one
subject, a single discipline. By this I do not merely mean that between
different areas of philosophy there are cross-references, as when, for example,
one encounters in ethics the problem whether such and such principles fall
within the epistemological classification of a priori knowledge, I mean (or
hope I mean) something a good deal stronger than this, something more like the
thesis that it is not possible to reach full understanding of, or high level
proficiency in, any one department without a corresponding understanding and
proficiency in the others; to the extent that when I visit an unfamiliar
university and occasionally happens) L am introduced to, 'Mr Puddle, our man in
Political Philosophy (or in 'Nineteenth-century Continental Philosophy' or
'Aesthetics', as the case may be), I am immediately confident that either Mr
Puddle is being under-described and in consequence maligned, or else Mr Puddle
is not really good at his stuff. Philosophy, like virtue, is entire. Or, one
might even dare to say, there is only one problem in philosophy, namely all of
them. At this point, however, I must admit a double embarassment; I do not know
exactly what the thesis is which I want to maintain, and I do not know how to
prove it, though I am fairly sure that my thesis, whatever it is, would only be
interesting if it were provable, or at least strongly arguable; indeed the
embarass-ments may not be independent of one another. So the best 1 can now do
will be to list some possibilities with regard to the form which supporting
argument might take. (i) It might be suggested that the sub-disciplines
within philosophy are ordered in such a way that the character and special problems
of each sub-discipline are generated by the character and subject-matter ofof a
prior sub-discipline; that the nature of the prior sub-discipline guarantees or
calls for a successor of a certain sort of dealing with such-and-such a set of
questions; and it might be added that the nature of the first or primary
sub-discipline is dictated by the general nature of theorizing or of rational
enquiry. On this suggestion each posterior sub-discipline S would call for the
existence of some prior sub-discipline which would, when specified, dictate the
character of S. (ii) There might be some very general characterization which
applies to all sub-disciplines, knowledge of which is required for the
successful study of any sub-discipline, but which is itself so abstract that
the requisite knowledge of it can be arrived at only by attention to its
various embodiments, that is to the full range of sub-disciplines. (iii)
Perhaps on occasion every sub-discipline, or some element or aspect of every
sub-discipline, falls within the scope of every other sub-discipline. For
example, some part of metaphysics might consist in a metaphysical treatment of
ethics or some element in ethics; some part of epistemology might consist in
epistemological consideration of metaphysics or of the practice of metaphysical
thinking: some part of ethics or of value theory might consist in a
value-theoretical treatment of epistemology: and so on. All sub-disciplines
would thus be inter-twined. (iv) It might be held that the ultimate
subject of all philosophy is ourselves, or at least our rational nature, and
that the various subdivisions of philosophy are concerned with different
aspects of this rational nature. But the characterization of this rational
nature is not divisible into water-tight compartments; each aspect is
intelligible only in relation to the others. (v) There is a common
methodology which, in different ways, dictates to each sub-discipline. There is
no ready-made manual of methodology, and even if there were, knowing the manual
would not be the same as knowing how to use the manual. This methodology is
sufficiently abstract for it to be the case that proficient application of it
can be learned only in relation to the totality of sub-disciplines within its
domain. (Suggestion (v) may well be close to suggestion (ii).) (III) In
speaking of the 'Longitudinal Unity of Philosophy', I am referring to the unity
of Philosophy through time. Any Oxford philosophy tutor who is accustomed to
setting essay topics for his pupils, for which he prescribes reading which
includes both passages from Plato or Aristotle and articles from current
philosophical journals, is only too well aware that there are many topics which
span the centuries; and it is only a little less obvious that often
substantiallysimilar positions are propounded at vastly differing dates. Those
who are in a position to know assure me that similar correspondences are to
some degree detectable across the barriers which separate one philosophical
culture from another, for example between Western European and Indian
philosophy. If we add to this banality the further banality that it is on the
whole likely that those who achieve enduring philosophical fame do so as a
result of outstanding philosophical merit, we reach the conclusion that in our
attempts to solve our own philosophical problems we should give proper
consideration to whatever contributions may have been provided by the
illustrious dead. And when I say proper consideration I am not referring to
some suitably reverential act of kow-towing which is to be performed as we pass
the niche assigned to the departed philosopher in the Philosopher's Hall of
Fame; I mean rather that we should treat those who are great but dead as if
they were great and living, as persons who have something to say to us now;
and, further, that in order to do this we should do our best to 'introject'
ourselves into their shoes, into their ways of thinking: indeed to rethink
their offerings as if it were ourselves who were the offerers: and then,
perhaps, it may turn out that it is ourselves. I might add at this point that
it seems to me that one of the prime benefits which may accrue to us from such
introspection lies in the region of methodology. By and large the greatest
philosophers have been the greatest, and the most self-conscious,
methodologists; indeed. I am tempted to regard this fact as primarily
accounting for their greatness as philosophers. So whether we are occupied in
thinking on behalf of some philosopher other than ourselves, or in thinking on
our own behalf, we should maintain a constant sensitivity to the nature of the
enterprise in which we are engaged and to the character of the procedures which
are demanded in order to carry it through. Of course, if we are looking
at the work of some relatively minor philosophical figure, such as for example
Wollaston or Bosanquet or Wittgenstein, such 'introjection' may be neither
possible nor worth-while; but with Aristotle and Kant, and again with Plato,
Descartes, Leibniz, Hume, and others, it is both feasible and rewarding. But
such an introjection is not easy, because for one reason or another, idioms of
speech and thought change radically from time to time and from person to
person; and in this enterprise of introjection transference from one idiom to
another is invariably involved, a fact that should not be bemoaned but should
rather be hailed with thanksgiving, since it is primarily this fact which keeps
philosophy alive.This reflection leads me to one of my favourite fantasies.
Those who wish to decry philosophy often point to the alleged fact that though
the great problems of philosophy have been occupying our minds for 2 millennia
or more, not one of them has ever been solved. As soon as someone claims to
have solved one, it is immediately unsolved by someone else. My fantasy is that
the charge against us is utterly wide of the mark; in fact many philosophical
problems have been (more or less) solved many times; that it appears otherwise
is attributable to the great difficulty involved in moving from one idiom to
another, which obscures the identities of problems. The solutions are inscribed
in the records of our subject; but what needs to be done, and what is so
difficult, is to read the records aright. Now this fantasy may lack foundation
in fact; but to believe it and to be wrong may well lead to good philosophy,
and, seemingly, can do no harm; whereas to reject it and to be wrong in
rejecting it might involve one in philosophical disaster. (IV) As I
thread my way unsteadily along the tortuous mountain path which is supposed to
lead, in the long distance, to the City of Eternal Truth, I find myself beset
by a multitude of demons and perilous places, bearing names like
Extensionalism, Nominalism, Positiv-ism, Naturalism, Mechanism, Phenomenalism,
Reductionism, Physical-ism, Materialism, Empiricism, Scepticism, and
Functionalism; menaces which are, indeed, almost as numerous as those
encountered by a traveller called Christian on another well-publicized journey.
The items named in this catalogue are obviously, in many cases, not to be
identified with one another; and it is perfectly possible to maintain a
friendly attitude towards some of them while viewing others with
hostility. There are many persons, for example, who view naturalism with
favour while firmly rejecting nominalism; and it is not easy to see how any one
could couple support for phenomenalism with support for physicalism.
After a more tolerant (permissive) middle age. I have come to entertain strong
opposition to all of them, perhaps partly as a result of the strong connection
between a number of them and the philosophical technologies which used to
appeal to me a good deal more than they do now. But how would I justify
the hardening of my heart? The first question is, perhaps, what gives the
list of items a unity, so that I can think of myself as entertaining one
twelvefold antipathy, rather than twelve discrete antipathies. To this question
my answer is that all the items are forms of what I shall call Minimalism, a
propensity which secks to keep to a minimum (which may in some cases be zero)
the scope allocated to some advertized philosophical commodity, suchas abstract
entities, knowledge, absolute value, and so forth. In weighing the case for and
the case against a trend of so high a degree of generality as Minimalism, kinds
of consideration may legitimately enter which would be out of place were the
issue more specific in character, in particular, appeal may be made to
aesthetic considerations. In favour of Minimalism, for example, we might
hear an appeal, echoing Quine, to the beauty of "desert landscapes'. But
such an appeal I would regard as inappropriate; we are not being asked by a
Minimalist to give our vote to a special, and no doubt very fine, type of
landscape; we are being asked to express our preference for an ordinary sort of
landscape at a recognizably lean time; to rosebushes and cherry-trees in
mid-winter, rather than in spring or summer. To change the image some-what,
what bothers me about what I am being offered is not that it is bare, but that
it has been systematically and relentlessly undressed. I am also
adversely influenced by a different kind of unattractive feature which some, or
perhaps even all of these bétes noires seem to possess. Many of them are guilty
of restrictive practices which, perhaps, ought to invite the attention of a
Philosophical Trade Commission: they limit in advance the range and resources
of philosophical explanation. They limit its range by limiting the kinds
of phenomena whose presence calls for explanation; some prima facie candidates
are watered down, others are washed away; and they limit its resources by
forbidding the use of initially tempting apparatus, such as the concepts
expressed by psychological, or more generally intensional, verbs. My own
instinets operate in a reverse direction from this. I am inclined to look first
at how useful such and such explanatory ideas might prove to be if admitted,
and to waive or postpone enquiry into their certificates of legitimacy. I
am conscious that all I have so far said against Minimalsim has been very
general in character, and also perhaps a little tinged with rhetoric.
This is not surprising in view of the generality of the topic; but all the same
I should like to try to make some provision for those in search of harder tack.
I can hardly, in the present context, attempt to provide fully elaborated
arguments against all, or even against any one, of the diverse items which fall
under my label 'Minimalism'; the best I can do is to try to give a preliminary
sketch of what I would regard as the case against just one of the possible
forms of minimalism, choosing one which 1 should regard it as particularly
important to be in a position to reject. My selection is Extensionalism, a
position imbued with the spirit of Nominalism, and dear both to those who feel
that Because it is redis no more informative as an answer to the question Why
is an English mail-box called "red"? than would be 'Because he is
Paul Grice' as an answer to the question 'Why is that distinguished-looking
person called "Paul Grice"T, and also to those who are
particularly impressed by the power of Set-theory. The picture which, I
suspect, is liable to go along with Extensionalism is that of the world of
particulars as a domain stocked with innumerable tiny pellets, internally
indistinguishable from one another, but distinguished by the groups within
which they fall, by the 'clubs' to which they belong; and since the clubs are
distinguished only by their memberships, there can only be one club to which
nothing belongs. As one might have predicted from the outset, this leads to
trouble when it comes to the accommodation of explanation within such a system.
Explanation of the actual presence of a particular feature in a particular subject
depends crucially on the possibility of saying what would be the consequence of
the presence of such and such features in that subject, regardless of whether
the features in question even do appear in that subject, or indeed in any
subject. On the face of it, if one adopts an extensionalist viewpoint, the
presence of a feature in some particular will have to be re-expressed in terms
of that particular's membership of a certain set; but if we proceed along those
lines, since there is only one empty set, the potential consequences of the
possession of in fact unexemplified features would be invariably the same, no
matter how different in meaning the expressions used to specify such features
would ordinarily be judged to be. This is certainly not a conclusion which one
would care to accept. I can think of two ways of trying to avoid its
acceptance, both of which seem to me to suffer from serious drawbacks. The
first shows some degree of analogy with a move which, as a matter of history,
was made by empiricists in connection with simple and complex ideas. In that
region an idea could be redeemed from a charge of failure to conform to
empiricist principles through not being derived from experience of its
instantiating particulars (there being no such particu-lars) if it could be
exhibited as a complex idea whose component simple ideas were so derived;
somewhat similarly, the first proposal seeks to relieve certain vacuous
predicates or general terms from the embarrassing consequences of denoting the
empty set by exploiting the non-vacuousness of other predicates or general
terms which are constituents in a definition of the original vacuous terms. (a)
Start with two vacuous predicates, say (ay) 'is married to a daughter of an
English queen and a pope' and (oz) is a climber on hands and knees of ais no
more informative as an answer to the question Why is an English mail-box called
"red"? than would be 'Because he is Paul Grice' as an answer to the
question 'Why is that distinguished-looking person called "Paul
Grice"T, and also to those who are particularly impressed by the power of
Set-theory. The picture which, I suspect, is liable to go along with
Extensionalism is that of the world of particulars as a domain stocked with
innumerable tiny pellets, internally indistinguishable from one another, but
distinguished by the groups within which they fall, by the 'clubs' to which
they belong; and since the clubs are distinguished only by their memberships,
there can only be one club to which nothing belongs. As one might have
predicted from the outset, this leads to trouble when it comes to the
accommodation of explanation within such a system. Explanation of the actual
presence of a particular feature in a particular subject depends crucially on
the possibility of saying what would be the consequence of the presence of such
and such features in that subject, regardless of whether the features in
question even do appear in that subject, or indeed in any subject. On the face
of it, if one adopts an extensionalist viewpoint, the presence of a feature in
some particular will have to be re-expressed in terms of that particular's
membership of a certain set; but if we proceed along those lines, since there
is only one empty set, the potential consequences of the possession of in fact
unexemplified features would be invariably the same, no matter how different in
meaning the expressions used to specify such features would ordinarily be
judged to be. This is certainly not a conclusion which one would care to
accept. I can think of two ways of trying to avoid its acceptance, both
of which seem to me to suffer from serious drawbacks. The first shows some
degree of analogy with a move which, as a matter of history, was made by
empiricists in connection with simple and complex ideas. In that region an idea
could be redeemed from a charge of failure to conform to empiricist principles
through not being derived from experience of its instantiating particulars
(there being no such particu-lars) if it could be exhibited as a complex idea
whose component simple ideas were so derived; somewhat similarly, the first
proposal seeks to relieve certain vacuous predicates or general terms from the
embarrassing consequences of denoting the empty set by exploiting the
non-vacuousness of other predicates or general terms which are constituents in
a definition of the original vacuous terms. (a) Start with two vacuous
predicates, say (ay) 'is married to a daughter of an English queen and a pope'
and (oz) is a climber on hands and knees of a29,000 foot mountain. (8) If aj
and a z are vacuous, then the following predicates are satisfied by the empty
set @: (B) 'is a set composed of daughters of an English queen and a pope, and
(Ps) 'is a set composed of climbers on hands and knees of a 29.000 foot mountain.
(y) Provided 'R, and 'R,' are suitably interpreted, the predicates A, and
, may be treated as coextensive respectively with the following revised
predicates (y) Stands in R, to a sequence composed of the sets married
to, daughters, English queens and popes; and (72) 'stands in Rz to a sequence
composed of the sets climbers, 29,000 foot mountains, and things done on hands
and knees'. (8) We may finally correlate with the two initial predicates o1 and
a2, respectively, the following sequences derived from 7, and Yz: (S,) the
sequence composed of the relation R, (taken in extension), the set married to,
the set daughters, the set English queens, and the set popes: and (&2) the
sequence composed of the relation Rz, the set climbers, the set 29,000 foot mountains,
and the set things done on hands and knees. These sequences are certainly
distinet, and the proposal is that they, rather than the empty set, should be
used for determining, in some way yet to be specified, the explanatory
potentialities of the vacuous predicates a, and a2. My chief complaint
against this proposal is that it involves yet another commission of what I
regard as one of the main minimalist sins, that of imposingin advance a
limitation on the character of explanations. For it implicitly recognizes
it as a condition on the propriety of using vacuous predicates in explanation
that the terms in question should be representable as being correlated with a
sequence of non-empty sets. This is a condition which, I suspect, might
not be met by every vacuous predicate. But the possibility of representing an
explanatory term as being, in this way or that, reducible to some favoured item
or types of items should be a bonus which some theories achieve, thereby
demonstrating their elegance, not a condition of eligibility for a particular
class of would-be explanatory terms. The second suggested way of avoiding
the unwanted consequence is perhaps more intuitive than the first; it certainly
seems simpler. The admissibility of vacuous predicates in explanations of
possible but non-actual phenomena (why they would happen if they did happen),
depends, it is suggested, on the availability of acceptable non-trivial
generalizations wherein which the predicate in question specifies the
antecedent condition. And, we may add, a generalization whose acceptability
would be unaffected by any variation on the specification of its antecedent
condition, provided the substitute were vacuous, wouldcertainly be trivial.
Non-trivial generalizations of this sort are certainly available, if (1) they
are derivable as special cases from other generalizations involving less
specific antecedent conditions, and (2) these other generalizations are
adequately supported by further specifies whose antecedent conditions are
expressed by means of non-vacuous predicates. The explanatory
opportunities for vacuous predicates depend on their embodiment in a
system. My doubts about this second suggestion relate to the steps which
would be needed in order to secure an adequately powerful system. I
conjecture, but cannot demonstrate, that the only way to secure such a system
would be to confer special ontological privilege upon the entities of physical
science together with the system which that science provides. But now a problem
arises: the preferred entities seem not to be observable, or in so far as they
are observable, their observability scems to be more a matter of conventional
decision to count such and-such occurrences as observations than it is a matter
of fact. It looks as if states of affairs in the preferred scientific world
need, for credibility, support from the vulgar world of ordinary observation
reported in the language of common sense. But to give that support, the
judgements and the linguistic usage of the vulgar needs to be endowed with a
certain authority, which as a matter of history the kind of minimalists whom I
know or know of have not seemed anxious to confer. But even if they were
anxious to confer it, what would validate the conferring, since ex hypothesi it
is not the vulgar world but the specialist scientific world which enjoys
ontological privilege? (If this objection is sound, the second suggestion, like
the first, takes something which when present is an asset, bonus, or
embel-lishment, namely systematicity, and under philosophical pressure converts
it into a necessity.) I have, of course, not been attempting to formulate
an argument by which minimalism, or indeed any particular version of
minimalism, could be refuted; I have been trying only to suggest a sketch of a
way in which, perhaps, such an argument might be developed. I should be less
than honest if I pretended to any great confidence that even this relatively
unambitious objective has been attained. I should, however, also be less than
honest if I concealed the fact that, should I be left without an argument, it
is very likely that I should not be very greatly disturbed. For my antipathy to
minimalism depends much more on a concern to have a philosophical approach
which would have prospects of doing justice to the exuberant wealth and variety
of human experiencein a manner seemingly beyond the reach of minimalists, than
on the availability of any argument which would show the theses of minimal.
ists to be mistaken. (VI) But at this point some people, I think, would
wish to protest that I am treating minimalism in much too monolithic a way.
For, it might be said, while many reasonable persons might be willing to align
themselves with me, for whatever reasons, in opposition to exten-sionalism and
physicalism, when such persons noticed that I have also declared my opposition
to mechanism and to naturalism, they might be prompted to enquire whether I
wished to declare support for the ideas of the objectivity of value and of the
presence of finality in nature, and to add that should I reply affirmatively,
they would part company with me. Now I certainly do wish to affirm, under some
interpretation, 'the objectivity of value, and I also wish to maintain, again
under some interpretation, 'the presence of finality in nature'. But
perhaps I had better formulate in a somewhat more orderly way, one or two of
the things which I do believe or at least would like to believe. (1) I
believe (or would like to believe) that it is a necessary feature of rational
beings, either as part of or as a consequence of part of, their essential
nature, that they have a capacity for the attribution of value. I also
believe that it follows from this fact, together perhaps with one or more
additional assumptions, that there is objective value. | believe that value, besides
being objective, has at the same time intrinsic motivational force, and that
this combination is rendered possible only by a constructivist approach rather
than a realist approach to value. Only if value is in a suitable sense
'instituted by us' can it exhibit the aforesaid combination. The objectivity of value is
possible only given the presence of finality or purpose in nature (the
admissibility of final causes). The fact that reason is operative both in the cognitive
and in the practical spheres strongly suggests, if it does not prove, that a
constructivist approach is in order in at least some part of the cognitive
sphere as well as in the practical sphere: The adoption of a
constructivist approach makes possible, perhaps even demands, the
adoption of a stronger rather than merely a weaker version of rationalism. That
is to say, we can regard ourselves, qua rational beings, as called upon not
merely to have reasons for our beliefs (rationes cognoscendi) and also for
other attitudes like desires and intentions, but to allow and to search for,
reasons for things to bethe case (at least in that area of reality which is
constructed). Such reasons will be rationes essendi. It is obvious that
much of the terminology in which this programme is formulated is extremely
obscure. Any elucidation of it, and any defence of the claims involved which I
shall offer on this occasion, will have to wait until the second main section
of this Reply: for I shall need to invoke specifie theses within particular
departments of philosophy. I hope to engage, on other occasions, in a fuller
examination of these and kindred ideas. B. COMMENTARY ON RICHARDS
Richards devote most of their ingenious and perceptive attention to three or
four topics which they feel to be specially prominent in my work; to questions
about meaning, to questions in and about philosophical psychology, rationality,
and metaphysics, and finally to questions about value, including ethical
questions. I shall first comment on what they have to say about meaning, and
then in my concluding section I turn to the remaining topics. B1.
Meaning In the course of a penetrating treatment of the development of my
views on this topic, they list, in connection with what they see as the third
stage of this development three problems or objections to which my work might
be thought to give rise. I shall say something about each of these, though in
an altered order; I shall also add a fourth problem which I know some people
have regarded as acute, and I shall briefly re-emphasize some of the points
about the most recent developments in my thinking, which Richards have
presented and which may not be generally familiar. As a preliminary to
enumerating the question for discussion, I may remark that the treatment of the
topic by Richards seems to offer strong support to my thesis about the unity
(latitudinal unity) of philo-sophy: for the problems which emerge about meaning
are plainly problems in psychology and metaphysics, and I hope that as we
proceed it will become increasingly clear that these problems in turn are
inextricably bound up with the notion of value. (1) The first difficulty
relates to the alleged ly dubious admissibility of propositions as entities:
'In the explication of utterance-type meaning. what does the variable
"p" take as values? The values of "p" are theobjects of
meaning, intention, and belief-propositions, to call them by their traditional
name. But isn't one of the most central tasks of a theory of meaning to give an
account of what propositions are?.. + Much of the recent history of philosophy
of language consists of attacks on or defences of various conceptions of what a
proposition is, for the fundamental issue involved here is the relation of
thought and language to reality... How can Grice offer an explication of
utterance-type meaning that simply takes the notion of a proposition more or
less for granted?' A perfectly sound, though perhaps somewhat
superficial, reply to the objection as it is presented would be that in any
definition of meaning which I would be willing to countenance, the letters 'p',
q', etc. operate simply as 'gap signs; if they appear in a definiendum they
will reappear in the corresponding definiens. If someone were to advance the not
wholly plausible thesis that to feel F is just to have a Rylean agitation which
is caused by the thought that one is or might be F. it would surely be
ridiculous to criticize him on the grounds that he had saddled himself with an
ontological commitment to feelings, or to modes of feeling. If quantifiers are
covertly involved at all, they will only be universal quantifiers which could
in such a case as this be adequately handled by a substitutional account of
quantification. My situation vis-a-vis propositions is in no way
different. Moreover, if this last part of the cited objection is to be
understood as suggesting that philosophers have been most concerned with the
characterization of the nature of propositions with a view to using them, in
this or that way, as a key to the relationships between language. thought, and
reality, I rather doubt whether this claim is true, and if it is true, I would
regard any attempt to use propositions in such a manner as a mistake to which I
have never subscribed. Propositions should not, I think, be viewed as tools,
gimmicks, or bits of apparatus designed to pull off the metaphysical
conjuring-trick of relating language, thought, and reality. The furthest I
would be prepared to go in this direction would be to allow it as a possibility
that one or more substantive treatments of the relations between language,
thought, and reality might involve this notion of a proposition, and so might
rely on it to the extent that an inability to provide an adequate theoretical
treatment of propositions would undermine the enterprise within which they made
an appearance. It is, however, not apparent to me that any threat of this
kind of disaster hangs over my head. In my most recently published work
onmeaning (Meaning Revisited, 1981), I do in fact discuss the topic of the
correspondences to be looked for between language, thought, and reality, and
offer three suggestions about the ways in which, in effect, rational
enterprises could be defeated or radically hampered should there fail to be
correspondences between the members of any pair selected from this trio. I
suggest that without correspondences between thought and reality, individual
members of such fundamental important kinds of psychological states as desires
and beliefs would be unable to fulfil their theoretical role, purpose, or
function of explaining behaviour, and indeed would no longer be identifiable or
distinguishable from one another; that, without correspondences between
language and thought, communication, and so the rational conduct of life, would
be eliminated; and that without direct correspondence between language and
reality over and above any indirect correspondence provided for by the first
two suggestions, no generalized specification, as distinct from case-by-case specification,
of the conditions required for beliefs to correspond with reality, that is to
be true, would be available to us. So far as I can see, the foregoing
justification of this acceptance of the correspondences in question does not in
any obvious way involve a commitment to the reality of propositions; and should
it turn out to do so in some unobvious way perhaps as a consequence of some
unnoticed assumption —then the very surreptitiousness of the commitment
would indicate to me the likelihood that the same commitment would be involved
in any rational account of the relevant subject matter, in which case, of
course, the commitment would be ipso facto justified. Indeed, the idea of
an inescapable commitment to propositions in no way frightens me or repels me;
and if such a commitment would carry with it an obligation to give an account
of what propositions are, 1 think this obligation could be discharged. It
might, indeed, be possible to discharge it in more than one way. One way would
involve, as its central idea, focusing on a primitive range of simple
statements, the formulation of which would involve no connectives or
quantifiers, and treating each of these as 'expressing' a propositional
complex, which in such cases would consist of a sequence whose elements would
be first a general item (a set, or an attribute, according to preference) and
second a sequence of objects which might, or might not, instantiate or belong
to the first item. Thus the propositional complex associated with the sentence,
John is wise', might be thought of consisting of a sequence whose first
(general' member would be the set of wise persons, or (alternatively) the
attribute wisdom, and whose second('instantial' or 'particular") member
would be John or the singleton of John; and the sentence, 'Martha detests
Mary', could be represented as expressing a propositional complex which is a
sequence whose first element is detestation (considered either extensionally as
a set or non-extensionally as an attribute) and whose second element is a
sequence composed of Martha and Mary, in that order. We can define a property
of factivity which will be closely allied to the notion of truth! a (simple)
propositional complex will be factive just in case its two elements (the
general and instantial elements) are related by the appopriate predication
relation, just in case (for example) the second element is a member of the set
(possesses the attribute) in which the first element consists.
Propositions may now be represented as each consisting of a family of
propositional complexes, and the conditions for family unity may be thought of
either as fixed or as variable in accordance with the context, This idea will
in a moment be expanded. The notorious difficulties to which this kind of
treatment gives rise will begin with the problems of handling connectives and
of handling quantification. In the present truncated context I shall leave the
first problem on one side, and shall confine myself to a few sketchy remarks
concerning quantification. A simple proposal for the treatment of quantifiers
would call for the assignment to each predicate, besides its normal or standard
extension, two special objects associated with quantifiers, an 'altogether'
object and a 'one-at-a-time' object; to the epithets 'grasshopper', ['boy',
'girl'], for example, will be assigned not only ordinary individual objects
like grasshoppers [boys, girls] but also such special objects as the altogether
grasshopper [boy, girl| and the one-al-a-time grasshopper [boy, girlf. We shall
now stipulate that an 'altogether' special object satisfies a given
predicate just in case every normal or standard object associated with that
special object satisfies the predicate in question, and that a 'one-at-a-time'
special object satisfies a predicate just in case at least one of the
associated standard objects satisfies that predicate. So the altogether
grasshopper will be green just in case every individual grasshopper is green,
and the one-at-a-time grasshopper will be green just in case at least one
individual grasshopper is green, and we can take this pair of statements about
special grasshoppers as providing us with representations of (respec-lively)
the statement that all grasshoppers are green and the statement that some
grasshopper is green. The apparatus which I have just sketched is plainly
not, as it stands, adequate to provide a comprehensive treatment of
quantification. Itwill not, for example, cope with well-known problems arising
from features of multiple quantification; it will not deliver for us distinct
representations of the two notorious (alleged) readings of the statement
'Every girl detests some boy', in one of which (supposedly) the universal
quantifier is dominant with respect to scope, and in the other of which the existential
quantifier is dominant. To cope with this problem it might be sufficient to
explore, for semantic purposes, the device of exportation, and to distinguish
between, (i) 'There is some boy such that every girl detests him', which
attributes a certain property to the one-at-a-time boy, and (ii) 'Every girl is
such that she detests some boy', which attributes a certain (and different)
property to the altogether girl; and to note, as one makes this move, that
though exportation, when applied to statements about individual objects, seems
not to affect truth-value, whatever else may be its semantic function, when it
is applied to sentences about special objects it may, and sometimes will,
affect truth-value. But however effective this particular shift may be, it is
by no means clear that there are not further demands to be met which would
overtax the strength of the envisaged apparatus; it is not, for example, clear
whether it could be made adequate to deal with indefinitely long strings of
'mixed' quanti-fiers. The proposal might also run into objections of a more
philosophical character from those who would regard the special objects which
it invokes as metaphysically disreputable. Should an alternative proposal
be reached or desired, I think that one (or, indeed, more than one) is
available. The one which I have immediately in mind could be regarded as a
replacement for, an extension of, or a reinterpretation of the scheme just
outlined, in accordance with whatever view is finally taken of the potency and
respectability of the ideas embodied in that scheme. The new proposal, like its
predeces-sor, will treat propositional complexes as sequences, indeed as
ordered pairs containing a subject-item and a predicate-item, and will,
there-fore, also like its predecessor, offer a subject-predicate account of
quantification. Unlike its predecessor, however, it will not allow individual
objects, like grasshoppers, girls, and boys, to appear as elements in
propositional complexes, such elements will always be sets or attributes,
Though less restrictive versions of this proposal are, I think, available, I
shall, for convenience, consider here only a set-theoretic version.
According to this version, we associate with the subject-expression of a
canonically formulated sentence a set of at least second order. If thesubject
expression is a singular name, its ontological correlate will be the singleton
of the singleton of the entity which bears that name. The treatment of singular
terms which are not names will be parallel, but is here omitted. If the
subject-expression is an indefinite quantificational phrase, like 'some
grasshopper', its ontological correlate will be the set of all singletons whose
sole element is an item belonging to the extension of the predicate to which the
indefinite modifier is attached; so the ontological correlate of the phrase
'some grasshopper' will be the set of all singletons whose sole element is an
individual grasshopper. If the subject expression is a universal
quantificational phrase, like 'every grasshopper', its ontological correlate
will be the singleton whose sole element is the set which forms the extension
of the predicate to which the universal modifier is attached; thus the
correlate of the phrase 'every grasshopper' will be the singleton of the
set of grasshoppers. Predicates of canonically formulated sentences are
correlated with the sets which form their extensions. It now remains to specify
the predication-relation, that is to say, to specify the relation which has to
obtain between subject-element and predicate-element in a propositional complex
for that complex to be factive. A propositional complex will be factive just in
case its subject-element contains as a member at least one item which is a
subset of the predicate-element; so if the ontological correlate of the phrase
'some grasshopper' (or, again, of the phrase every grasshopper') contains as a
member at least one subset of the ontological correlate of the predicate 'x is
green' (viz. the set of green things), then the propositional complex directly
associated with the sentence 'some grasshopper is green' (or again with the
sentence every grasshopper is green') will be factive. A dozen years or
so ago, I devoted a good deal of time to this second proposal, and 1 convinced
myself that it offered a powerful instrument which, with or without adjustment,
was capable of handling not only indefinitely long sequences of 'mixed'
quantificational phrases, but also some other less obviously tractable problems
which I shall not here discuss. Before moving on, however, I might perhaps draw
attention to three features of the proposal. First, employing a strategy
which might be thought of as Leibnizian, it treats subject-elements as
being of an order higher than, rather than an order lower than, predicate
elements. Second, individual names are in effect treated like universal
quantificational phrases, thus recalling the practice of old-style traditional
logic. Third, and most importantly, the account which is offered is, initially,
an account of propositional complexes, not of propositions:as I envisage them,
propositions will be regarded as families of propositional complexes. Now the
propositional complex directly associated with the sentence 'Some grasshoppers
are witty', will be both logically equivalent to and numerically distinet from
the propositional complex directly associated with the sentence Not every
grasshopper is not witty'; indeed for any given propositional complex there
will be indefinitely many propositional complexes which are both logically
equivalent to and also numerically distinct from the original complex.
The question of how tight or how relaxed are to be the family ties which
determine propositional identity remains to be decided, and it might even be
decided that the conditions for such identity would vary according to context
or purpose. It seems that there might be an approach to the treatment of
propositions which would, initially at least, be radically different from the
two proposals which I have just sketched. We might begin by recalling that one
of the stock arguments for the reality of propositions used to be that
propositions are needed to give us something for logic to be about; sentences
and thoughts were regarded as insufficient, since the laws of logic do not
depend on the existence of minds or of language. Now one might be
rendered specially well-disposed towards propositions if one espoused, in
general, a sort of Aristotelian view of theories, and believed that for any
particular theory to exist there has to be a class of entities, central to that
theory, the essential nature of which is revealed in, and indeed accounts for,
the laws of the theory in question. If our thought proceeds along these
lines, propositions might be needed not just as pegs (so to speak) for logical
laws to hang from, but as things whose nature determines the content of the
logical system. It might even be possible (as George Myro has suggested to me)
to maintain that more than one system proceeds from and partially exhibits the
nature of propositions; perhaps, for example, one system is needed to display
propositions as the bearers of logical properties and another to display them
in their role as contents, or objects of propositional attitudes. How such an
idea could be worked out in detail is far from clear; but whatever might be the
difficulties of implementa-tion, it is evident that this kind of approach would
seek to answer the question, "What are propositions?", not by
identificatory dissec tion but rather by pointing to the work that propositions
of their very nature do. 1 have little doubt that a proper assessment of
the merits of the various proposals now before us would require decisions on
somefundamental issues in metaphysical methodology. What, for example,
determines whether a class of entities achieves metaphysical respect-ability?
What conditions govern the admission to reality of the products of ontological
romancing? What is the relation, in metaphysical practice, between two possible
forms of identification and characterization, that which proceeds by dissection
and that which proceeds by specification of output? Are these forms of
procedure, in a given case, rivals or are they compatible and even, perhaps,
both mandatory? Two further objections cited by Richards may be presented
together (in reverse order), since they both relate to my treatment of the idea
of linguistic procedures'. One of these objections disputes my right, as a
philosopher, to trespass on the province of linguists by attempting to deliver
judgement, either in specific cases or even generally, on the existence of
basic procedures underlying other semantic procedures which are, supposedly,
derivative from them. The other objection starts from the observation that my
account of linguistic communication involves the attribution to
communicators of more or less elaborate inferential steps concerning the
procedures possessed and utilized by their conversational partners, notes that
these steps and the knowledge which, allegedly, they provide are certainly not
as a rule explicitly present to consciousness, and then questions whether any
satisfactory interpretation can be given of the idea that the knowledge
involved is implicit rather than explicit. Richards suggest that answers to
these objections can be found in my published and unpublished work.
Baldly stated, the reply which they attribute to me with respect to the first
of these objections is that the idea that a certain sort of reason-ing. which
Richards illustrate by drawing on as yet unpublished work, is involved in
meaning, is something which can be made plausible by philosophical methods-by
careful description, reflection, and delineation of the ways we talk and think'
(p. 13 of this book). Now I certainly hope that philosophical methods can be effective
in the suggested direction, which case, of course, the objections would be at
least partially answered. But I think that I would also aim at a sharper and
more ambitious response along the following lines. Certainly the specification
of some particular set of procedures as the set which governs the use of some
particular langauge, or even as a set which participates in the governance of
some group of languages, is a matter for linguists except in so far as it may
rely upon some ulterior and highly general principles. But there may be general
principles of this sort, principles perhaps which specify forms of procedure
which do,and indeed must, operate in the use of any language whatsoever. Now
one might argue for the existence of such a body of principles on the basis of
the relatively unexciting, and not unfamiliar, idea that, so far as can be
seen, our infinite variety of actual and possible linguistic performances is
feasible only if such performances can be organized in a certain way, namely as
issuing from some initial finite base of primitive procedures in accordance
with the general principles in question. One might, however, set one's
sights higher, and try to maintain that the presence in a language, or at least
in a language which is actually used, of a certain kind of structure, which
will be reflected in these general principles, is guaranteed by metaphysical
considerations, perhaps by some rational demand for a correspondence
between linguistic categories on the one hand and metaphysical, or real
categories on the other. I will confess to an inclination to go for the more
ambitious of these enterprises. As regards the second objection, I must
admit to being by no means entirely clear what reply Richards envisage me as
wishing to make, but I will formulate what seems to me to be the most likely
representation of their view. They first very properly refer to my discussion
of 'incomplete reasoning in my John Locke Lectures, and discover there some
suggestions which, whether or not they supply necessary conditions for the
presence of formally incomplete or implicit reasoning, cannot plausibly be
considered as jointly providing a sufficient condition; the suggested
conditions are that the implicit reasoner intends that there should be some valid
supplementation of the explicitly present material which would justify the
'conclusion' of the incomplete reasoning, together perhaps with a further
desire or intention that the first intention should be causally efficacious in
the generation of the reasoner's belief in the aforementioned conclusion.
Richards are plainly right in their view that so far no sufficient condition
for implicit reasoning has been provided; indeed, I never supposed that 1 had
succeeded in providing one, though I hope to be able to remedy this deficiency
by the (one hopes) not too distant time when a revised version of my John Locke
Lectures is published. Richards then bring to bear some further material from
my writings, and sketch, on my behalf, an argument which seems to exhibit the
following pattern: (I) That we should be equipped to form, and to recognize in
others, M-intentions is something which could be given a genitorial
justification; if the Genitor were constructing human beings with an eye to
their own good, the institution in us of a capacity to deployM-intentions would
be regarded by him with favour. (2) We do in fact possess the capacity to form,
and to recognize in others, M-intentions. The attribution of M-intentions
to others will at least sometimes have explanatory value with regard to their
behaviour, and so could properly be thought of as helping to fulfil a rational
desideratum. The exercise of rationality
takes place primarily or predominantly in the confirmation or revision of
previously established beliefs or practices; so it is reasonable to expect the
comparison of the actual with what is ideal or optimal to be standard procedure
in rational beings. (5) We have, in our repertoire of procedures available to
us in the conduct of our lives, the procedure of counting something which
approximates sufficiently closely to the fulfillment of a certain ideal or
optimum as actually fulfilling that ideal or optimum, the procedure (that is to
say) of deeming it to fulfil the ideal or optimum in question. So (6) it is
reasonable to attribute to human beings a readiness to deem people, who
approximate sufficiently closely in their behaviour to persons who have
ratiocinated about the M-intentions of others, to have actually ratiocinated in
that way. We do indeed deem such people to have so ratiocinated, though we do
also, when called upon, mark the difference between their deemed ratiocinations
and the 'primitive step-by-step variety of ratiocination, which provides us
with our ideal in this region, by characterizing the reasoning of the
'approximators' as implicit rather than explicit. Now whether or not it
was something of this sort which Richards had it in mind to attribute to me,
the argument as I have sketched it seems to me to be worthy of serious consideration;
it brings into play, in a relevant way, some pet ideas of mine, and exerts upon
me at least, some degree of seductive appeal. But whether I would be willing to
pass beyond sympathy to endorsement, I am not sure. There are too many issues
involved which are both crucially important and hideously under-explored, such
as the philosophical utility of the concept of deeming, the relations between
rational and pre-rational psychological states, and the general nature of
implicit thought. Perhaps the best thing for me to do at this point will be to
set out a line of argument which I would be inclined to endorse and leave it to
the reader to judge how closely what I say when speaking for myself
approximates to the suggested interpretation which I offer when speaking on
behalf of Richards. I would be prepared to argue that something like the
following sequence of propositions is true. (1) There is a range of cases
in which, so far from its being the casethat, typically, one first learns what
it is to be a @ and then, at the next stage, learns what criteria distinguish a
good o from a @ which is less good, or not good at all, one needs first to
learn what it is to be a good o, and then subsequently to learn what degree of
approximation to being a good o will qualify an item as a p; if the gap between
some item x and good ps is sufficently horrendous, then x is debarred from
counting as a @ at all, even as a bad p. I have elsewhere called concepts which
exhibit this feature value-oriented concepts. One example of a value-oriented
concept is the concept of reasoning: another, I now suggest, is that of
sentence. (2) It may well be that the existence of value-oriented
concepts (Ф.. Ф2. ...Ф.) depends on the prior
existence of pre-rational concepts (Фі, Ф2.. + • n), such that an item x qualifies for the application of the
concept a if and only if a satisfies a rationally-approved form or version of
the corresponding pre-rational concept '. We have a (primary) example of a step
in reasoning only if we have a transition of a certain rationally approved kind
from one thought or utterance to another. If p is value-oriented concept
then a potentiality for making or producing ds is ipso facto a potentiality for
making or producing good ps, and is therefore dignified with the title of a
capacity; it may of course be a capacity which only persons with special ends
or objectives. like pick-pockets, would be concerned to possess. I am strongly inclined to
assent to a principle which might be called a Principle of Economy of Rational
Effort. Such a principle would state that where there is a ratiocinative
procedure for arriving rationally at certain outcomes, a procedure which,
because it is ratiocinative, will involve an expenditure of time and energy,
then if there is a non-ratiocinative, and so more economical procedure which is
likely, for the most part, to reach the same outcomes as the ratiocinative
procedure, then provided the stakes are not too high it will be rational to
employ the cheaper though somewhat less reliable non-ratiocinative procedure as
a substitute for ratiocination. I think this principle would meet with
Genitorial approval, in which case the Genitor would install it for use should
opportunity arise. On the assumption that it is characteristic of reason to operate on
pre-rational states which reason confirms, revises, or even (some-times)
eradicates, such opportunities will arise, provided the rational creatures can,
as we can, be trained to modify the relevant pre-rational states or their
exercise, so that without actual ratiocination the creatures can be more or
less reliably led by those pre-rational states to the thoughts or actions which
reason would endorse were it invoked; with the result that the creatures can
do, for the most part, what reason requires without, in the particular case,
the voice of reason being heard. Indeed in such creatures as ourselves the
ability to dispense in this way with actual ratiocination is taken to be an
excellence: The more mathematical things I can do correctly without engaging in
overt mathematical reasoning, the more highly I shall be regarded as a
mathematician. Similar considerations apply to the ability to produce
syntactico-semantically satisfactory utterances without the aid of a derivation
in some syntactico-semantic theory. In both cases the excellence which 1
exhibit is a form of judgement: I am a good judge of mathematical consequences
or of satisfactory utterances. That ability to produce, without the aid of overt
ratiocination, transitions which accord with approved standards of inference
does not demand that such ratiocination be present in an unconscious or covert
form; it requires at most that our propensity to produce such transitions be
dependent in some way upon our acquisition or possession of a capacity to
reason explicitly, Similarly, our ability to produce satisfactory utterances
does not require a subterranean ratiocination to account for their satisfactory
character; it needs only to be dependent on our learning of, or use of, a
rule-governed language. There are two kinds of magic travel. In one of these we
are provided with a magic carpet which transports us with supernatural celerity
over a route which may be traversed in more orthodox vehicles; in the other, we
are given a magic lamp from which, when we desire it, a genie emerges who
transports us routelessly from where we are to where we want to go. The
exercise of judgement may perhaps be route-travelling like the first: but may
also be routeless like the second. But problems still remain. Deductive systems concocted
by professional logicians vary a good deal as regards their intuitiveness: but
with respect to some of them (for example, some suitably chosen system of
natural deduction) a pretty good case could be made that they not only generate
for us logically valid inferences, but do so in a way which mirrors the
procedures which we use in argument in the simplest or most fundamental cases.
But in the case of linguistic theories even the more intuitive among them may
not be in a position to make a corresponding claim about the production of
admissible utterances. They might be able to claim to generate (more or less)
the infinite class of admissible sentences, together with acceptable
interpretations ofeach (though even this much would be a formidable claim); but
such an achievement would tell us nothing about how we arrive at the produc
tion of sentences, and so might be thought to lack explanatory force.
That deficiency might be thought to be remediable only if the theory reflects, more
or less closely, the way or ways in which we learn, select. and criticize
linguistic performances; and here it is clear neither what should be reflected
nor what would count as reflecting it. There is one further objection,
not mentioned by Richards, which seems to me to be one to which I must respond.
It may be stated thus: One of the leading ideas in my treatment of
meaning was that meaning Is not to be regarded exclusively, or even primarily,
as a feature of language or of linguistic utterances; there are many instances
of non-linguistic vehicles of communication, mostly unstructured but sometimes
exhibiting at least rudimentary structure; and my account of meaning was
designed to allow for the possibility that non-linguistic and indeed non-conventional
'utterances', perhaps even manifesting some degree of structure, might be
within the powers of creatures who lack any linguistic or otherwise
conventional apparatus for communication, but who are not thereby deprived of
the capacity to mean this or that by things they do. To provide for this
possibility, it is plainly necessary that the key ingredient in any
representation of meaning, namely intending. should be a state the capacity for
which does not require the possession of a language. Now some might be
unwilling to allow the possibility of such pre-linguistic intending. Against
them, I think I would have good prospects of winning the day; but unfortunately
a victory on this front would not be enough. For, in a succession of
increasingly elaborate moves designed to thwart a sequence of Schifferian
counter-examples. I have been led to restrict the intentions which are to
constitute utterer's meaning to M-intentions; and, whatever might be the case
in general with regard to intending, M-intending is plainly too sophisticated a
state to be found in a language-destitute creature. So the unavoidable
rearguard actions seem to have undermined the raison-d'etre of the
campaign. A brief reply will have to suffice; a full treatment would
require delving deep into crucial problems concerning the boundaries between
vicious and innocuous circularity, to which I shall refer again a little later.
According to my most recent speculations about meaning, one should distinguish
between what I might call the factual character of an utterance
(meaning-relevant features which are actually present in the utterance), and
what I might call its titular character (the nestedM-intention which is deemed
to be present). The titular character is infinitely complex, and so cannot be actually
present in toto; in which case to point out that its inconceivable actual
presence would be possible, or would be detectable, only via the use of
language would seem to serve little purpose. At its most meagre, the factual
character will consist merely in the pre-rational counterpart of meaning, which
might amount to no more than making a certain sort of utterance in order
thereby to get some creature to think or want some particular thing, and this
condition seems to contain no reference to linguistic expertise. Maybe in some
less straightforward instances of meaning there will be actually present
intentions whose feasibility as intentions will demand a capacity for the use
of language. But there can be no advance guarantee when this will be so, and it
is in any case arguable that the use of language would here be a practically
indispensable aid to thinking about relatively complex intentions, rather than
an element in what is thought about. B2. Metaphysies, Philosophical
Psychology, and Value In this final section of my Reply to Richards, I
shall take up, or take off from, a few of the things which they have to say
about a number of fascinating and extremely important issues belonging to the
chain of disciplines listed in the title of this section. I shall be concerned
less with the details of their account of the various positions which they see
me as maintaining than with the kind of structure and order which, albeit in an
as yet confused and incomplete way I think I can discern in the disciplines
themselves and, especially, in the connection between them. Any proper
discussion of the details of the issues in question would demand far more time
than I have at my disposal; in any case it is my intention, if I am spared, to
discuss a number of them, at length, in future writings. I shall be concerned
rather to provide some sort of picture of the nature of metaphysics, as I see
it, and of the way or ways in which it seems to me to underlie the other
mentioned disciplines. I might add that something has already been said in the
previous section of this Reply about philosophical psychology and rationality,
and that general questions about value, including metaphysical questions, were
the topic of my 1983 Carus lectures. So perhaps I shall be pardoned if here 1
concentrate primarily on metaphysics. I fear that, even when I am allowed the
advantage of operating within these limitations, what I have to say will be
programmatic and speculative rather than well-ordered and well-argued.At the
outset of their comments on my views concerning meta-physics, Richards say,
'Grice's ontological views are at least liberal'; and they document this
assertion by a quotation from my Method In Philosophical Psychology, in which I
admit to a taste for keeping open house for all sorts and conditions of
entities, just so long as when they come in they help with the housework.' I
have no wish to challenge their representation of my expressed position,
particularly as the cited passage includes a reference to the possibility that certain
sorts of entities might, because of backing from some transcendental argument,
qualify as entia realissima. The question I would like to raise is rather what
grounds are there for accepting the current conception of the relationship
between metaphysics and ontology. Why should it be assumed that metaphysics
consists in, or even includes in its domain, the programme of arriving at an
acceptable ontology? Is the answer merely that that enterprise is the one, or a
part of the one, to which the term "metaphysics' is conventionally applied
and so that a justification of this application cannot be a philosophical
issue? If this demand for a justified characterization of metaphysics is
to be met, I can think of only one likely strategy for meeting it. That will be
to show that success within a certain sort of philosophical under-taking, which
I will with striking originality call First Philosophy, is needed if any form
of philosophy, or perhaps indeed any form of rational enquiry, is to be
regarded as feasible or legitimate, and that the contents of First Philosophy
are identical with, or at least include, what are standardly regarded as the
contents of metaphysics! I can think of two routes by which this result might
be achieved, which might well turn out not to be distinct from one another. One
route would perhaps involve taking seriously the idea that if any region of
enquiry is to be successful as a rational enterprise, its deliverance must be
expressable in the shape of one or another of the possibly different types of
theory; that characterizations of the nature and range of possible kinds of
theory will be needed; and that such a body of characterization must itself be
the outcome of rational enquiry, and so must itself exemplify whatever
requirements it lays down for theories in general; it must itself be
expressible as a theory, to be called (if you like) Theory-theory. The
specification and justification of the ideas and material presupposed by any
theory, whether such account falls within or outside the bounds of
Theory-theory, would be properly called First Philosophy, and might • In
these reflections I have derived much benefit from discussions with Alan
Code.turn out to relate to what is generally accepted as belonging to the
subject matter of metaphysics. It might, for example, turn out to be
establishable that every theory has to relate to a certain range of subject
items, has to attribute to them certain predicates or attributes, which in turn
have to fall within one or another of the range of types or categories. In this
way, the enquiry might lead to recognized metaphysical topics, such as the
nature of being, its range of application, the nature of predication and a
systematic account of categories. A second approach would focus not on
the idea of the expressibility of the outcomes of rational enquiry in theories
but rather on the question of what it is, in such enquiries, that we are
looking for, why they are of concern to us. We start (so Aristotle has told us)
as laymen with the awareness of a body of facts; what as theorists we strive
for is not (primarily) further facts, but rational knowledge, or understanding,
of the facts we have, together with whatever further facts our investigations
may provide for us. Metaphysics will have as its concern the nature and
realizability of those items which are involved in any successful pursuit of
understanding; its range would include the nature and varieties of explanation
(as offered in some modification of the Doctrine of Four Causes), the acceptability
of principles of logic, the proper standards of proof, and so on. I have
at this point three comments to make. First, should it be the case that, (1)
the foregoing approach to the conception of metaphysics is found acceptable,
(2) the nature of explanation and (understood broadly) of causes is a
metaphysical topic, and (3) that Aristotle is right (as I suspect he is) that
the unity of the notion of cause is analogi-cal in character, then the general
idea of cause will rest on its standard particularizations, and the particular
ideas cannot be reached as specifications of an antecedent genus, for there is
no such genus, In that case, final causes will be (so to speak) foundation
members of the cause family, and it will be dubious whether their title as
causes can be disputed. Second, it seems very likely that the two
approaches are in fact not distinct; for it seems plausible to suppose that
explanations, if fully rational, must be systematic and so must be expressible
in theories. Conversely, it seems plausible to suppose that the function
of theories is to explain, and so that whatever is susceptible to theoretical
treatment is thereby explained. Third, the most conspicuous difficulty
about the approach which I have been tentatively espousing seems to me to be
that we may be in danger of being given more than we want to receive; we are
not, forexample, ready to regard methods of proof or the acceptability of
logical principles as metaphysical matters and it is not clear how such things
are to be excluded. But perhaps we are in danger of falling victims to a
confusion, Morality, as such, belongs to the province of ethics and does not
belong to the province of metaphysics. But, as Kant saw (and I agree with him),
that does not preclude there being metaphysical questions which arise about
morality. In general, there may be a metaphysics of X without it being the case
that X is a concept or item which belongs to metaphysics. Equally, there may be
metaphysical questions relating to proof or logical principles without it being
the case that as such proof or logical principles belong to metaphysics. It
will be fair to add, however, that no distinction has yet been provided, within
the class of items about which there are metaphysical questions, between those which
do and those which do not belong to metaphysics. The next element in my
attitude towards metaphysics to which I would like to draw attention is my
strong sympathy for a constructivist approach. The appeal of such an approach
seems to be to lie essentially in the idea that if we operate with the aim of
expanding some set of starting points, by means of regulated and fairly
well-defined procedures, into a constructed edifice of considerable complexity,
we have better prospects of obtaining the explanatory richness which we need
than if, for example, we endeavour to represent the seeming wealth of the world
of being as reducible to some favoured range of elements. That is, of course, a
rhetorical plea. but perhaps such pleas have their place. But a constructivist
methodology, if its title is taken seriously, plainly has its own difficulties.
Construction, as normally understood, requires one or more constructors; so far
as a metaphysical construction is concerned, who does the constructing?
*We"? But who are we and do we operate separately or conjointly, or in
some other way? And when and where are the acts of construction performed, and
how often? These troublesome queries are reminiscent of differences which
arose, I believe, among Kantian commentators, about whether Kant's threefold
synthesis (perhaps a close relative of construction) is (or was) a datable
operation or not. I am not aware that they arrived at a satisfactory solution.
The problem becomes even more acute when we remember that some of the best
candidates for the title of constructed entities, for example numbers, are
supposed to be eternal, or at least timeless. How could such entities have
construction dates? Some relief may perhaps be provided if we turn our
eyes towardsthe authors of fiction, My next novel will have as its hero one
Caspar Winebibber, a notorious English highwayman born (or so 1 shall say) in
1764 and hanged in 1798, thereby ceasing to exist long before sometime next
year, when I create (or construct) him. This mind-boggling situation will be
dissolved if we distinguish between two different occurrences; first, Caspar's
birth (or death) which is dated to 1764 (or 1798), and second, my creation of
Caspar, that is to say my making it in 1985 fictionally true that Caspar was born
in 1764 and died in 1798. Applying this strategem to metaphysics, we may
perhaps find it tolerable to suppose that a particular great mathematician
should in 1968 make it true that (let us say) ultralunary numbers should exist
timelessly or from and to eternity. We might even, should we so wish, introduce
a 'depersonalized" (and "detemporalized') notion of construction; in
which case we can say that in 1968 the great mathe. matician, by authenticated
construction, not only constructed the timeless existence of ultralunary
numbers but also thereby depersonalized and detemporalized construction of the
timeless existence of ultra-lunary numbers, and also the depersonalized
construction of the depersonalized construction of ... ultralunary numbers. In
this way, we might be able, in one fell swoop, to safeguard the copyrights both
of the mathematician and eternity. Another extremely important aspect of
my conception of metaphysical construction (creative metaphysical thinking) is
that it is of its nature revisionary or gradualist in character. It is not just
that, since metaphysics is a very difficult subject, the best way to proceed is
to observe the success and failures of others and to try to build further
advance upon their achievements. It is rather that there is no other way of
proceeding but the way of gradualism. A particular bit of metaphysical
construction is possible only on the basis of some prior material; which must
itself either be the outcome of prior constructions, or perhaps be something original
and unconstructed. As I see it. gradualism enters in in more than one
place. One point of entry relates to the degree of expertise on the theorist or
investigator. In my view, It is incumbent upon those whom Aristotle would have
called 'the wise' in metaphysics, as often elsewhere, to treat with respect and
build upon the opinions and the practices of the many'; and any intellectualist
indignation at the idea of professionals being hamstrung by amateurs will
perhaps be seen as inappropriate when it is reflected that the amateurs are
really (since personal identities may be regarded as irrele-vant) only
ourselves (the professionals) at an earlier stage; there are notthe authors of
fiction, My next novel will have as its hero one Caspar Winebibber, a notorious
English highwayman born (or so 1 shall say) in 1764 and hanged in 1798, thereby
ceasing to exist long before sometime next year, when I create (or construct)
him. This mind-boggling situation will be dissolved if we distinguish between
two different occurrences; first, Caspar's birth (or death) which is dated to
1764 (or 1798), and second, my creation of Caspar, that is to say my making it
in 1985 fictionally true that Caspar was born in 1764 and died in 1798.
Applying this strategem to metaphysics, we may perhaps find it tolerable to
suppose that a particular great mathematician should in 1968 make it true that
(let us say) ultralunary numbers should exist timelessly or from and to
eternity. We might even, should we so wish, introduce a 'depersonalized"
(and "detemporalized') notion of construction; in which case we can say
that in 1968 the great mathe. matician, by authenticated construction, not only
constructed the timeless existence of ultralunary numbers but also thereby
depersonalized and detemporalized construction of the timeless existence of
ultra-lunary numbers, and also the depersonalized construction of the
depersonalized construction of ... ultralunary numbers. In this way, we might
be able, in one fell swoop, to safeguard the copyrights both of the
mathematician and eternity. Another extremely important aspect of my
conception of metaphysical construction (creative metaphysical thinking) is
that it is of its nature revisionary or gradualist in character. It is not just
that, since metaphysics is a very difficult subject, the best way to proceed is
to observe the success and failures of others and to try to build further
advance upon their achievements. It is rather that there is no other way of
proceeding but the way of gradualism. A particular bit of metaphysical
construction is possible only on the basis of some prior material; which must
itself either be the outcome of prior constructions, or perhaps be something
original and unconstructed. As I see it. gradualism enters in in more
than one place. One point of entry relates to the degree of expertise on the
theorist or investigator. In my view, It is incumbent upon those whom Aristotle
would have called 'the wise' in metaphysics, as often elsewhere, to treat with
respect and build upon the opinions and the practices of the many'; and any
intellectualist indignation at the idea of professionals being hamstrung by
amateurs will perhaps be seen as inappropriate when it is reflected that the
amateurs are really (since personal identities may be regarded as irrele-vant)
only ourselves (the professionals) at an earlier stage; there are nottwo
parties, like Whigs and Tories, or nobles and the common people, but rather one
family of speakers pursuing the life of reason at different stages of development;
and the later stages of development depend upon the ealier ones.
Gradualism also comes into play with respect to theory develop-ment. A
characteristic aspect of what I think of as a constructivist approach towards
theory development involves the appearance of what I call overlaps'. It may be
that a theory or theory-stage B, which is to be an extension of theory or
theory-stage A, includes as part of itself linguistic or conceptual apparatus
which provides us with a restatement of all or part of theory A, as one segment
of the arithmetic of positive and negative integers provides us with a
restatement of the arithmetic of natural numbers. But while such an overlap may
be needed to secure intelligibility for theory B, theory B would be pointless
unless its expressive power transcended that of theory A, unless (that is to
say) a further segment of theory B lay beyond the overlap. Gradualism sometimes
appears on the scene in relation to stages exhibited by some feature attaching
to the theory as a whole, but more often perhaps in relation to stages
exemplified in some department of, or some category within, the theory. We can
think of metaphysics as involving a developing sequence of metaphysical
schemes; we can also locate developmental features within and between
particular metaphysical categories. Again, I regard such developmental
features not as accidental but as essential to the prosecution of metaphysics.
One can only reach a proper understanding of metaphysical concepts like law or
cause if one sees, for example, the functional analogy, and so the
developmental connection, between natural laws and non-natural laws (like those
of legality or morality). "How is such and such a range of uses of the
word (the concept) x to be rationally generated?' is to my mind a type of
question which we should continually be asking. I may now revert to a
question which appeared briefly on the scene a page or so ago. Are we, if we
lend a sympathetic ear to con-structivism, to think of the metaphysical world
as divided into a constructed section and a primitive, original, unconstructed
section? I will confess at once that I do not know the answer to this question.
The forthright contention that if there is a realm of constructs there has to
be also a realm of non-constructs to provide the material upon which the
earliest ventures in construction are to operate, has its appeal, and I have
little doubt that I have been influenced by it. But I am by no means sure that
it is correct. I am led to this uncertainty initially by thefact that when I
ask myself what classes of entities I would be happy to regard as original and
unconstructed, I do not very readily come up with an answer. Certainly not
common objects like tables and chairs; but would I feel better about stuffs
like rock or hydrogen, or bits thereof? I do not know, but I am not moved
towards any emphatic yes!' Part of my trouble is that there does not seem to me
to be any good logical reason calling for a class of ultimate non-construets.
It seems to me quite on the cards that metaphysical theory, at least when it is
formally set out, might consist in a package of what I will call ontological
schemes in which categories of entities are constructively ordered, that all or
most of the same categories may appear within two different schemes with
different ordering, what is primitive in one scheme being non-primitive in the
other, and that this might occur whether the ordering relations employed in the
construction of the two schemes were the same or different. We would then have
no role for a notion of absolute primitiveness. All we would use would be the
relative notion of primitiveness-with-respect-to-a-scheme. There might indeed
be room for a concept of authentic or maximal reality: but the application of
this concept would be divorced from any concept of primitiveness, relative or
absolute, and would be governed by the availability of an argument, no doubt
transcendental in character, showing that a given category is mandatory, that a
place must be found for it in any admissible ontological scheme. I know of no
grounds for rejecting ideas along these lines. The complexities
introduced by the possibility that there is no original, unconstructed, area of
reality, together with a memory of the delicacy of treatment called for by the
last of the objections to my view on the philosophy of language, suggest that
debates about the foundations of metaphysics are likely to be peppered with
allegations of circu-larity: and I suspect that this would be the view of any
thoughtful student of metaphysics who gave serious attention to the methodology
of his discipline. Where are the first principles of First Philosophy to come
from, if not from the operation, practised by the emblematic pelican, of
lacerating its own breast. In the light of these considerations it seems to me
to be of the utmost importance to get clear about the nature and forms of real
or apparent circularity, and to distinguish those forms, if any, which are
innocuous from those which are deadly. To this end I would look for a
list, which might not be all that different from the list provided by
Aristotle, of different kinds, or interpretations, of the idea of priority with
a view to deciding when the suppositionthat A is prior to B allow or disallows
the possibility that B may also be prior to A, either in the same, or in some
other, dimension of priority. Relevant kinds of priority would perhaps
include logical priority. definitional or conceptual priority, epistemic
priority, and priority in respect of value. I will select two examples, both
possibly of philosophical interest, where for differing m and n, it might be
legitimate to suppose that the prioritym of A to B would not be a barrier to
the priorityn of B to A. It seems to me not implausible to hold that, in respect
of one or another version of conceptual priority, the legal concept of right is
prior to the moral concept of right: the moral concept is only understandable
by reference to, and perhaps is even explicitly definable in terms of, the
legal concept. But if that is so, we are perhaps not debarred from regarding
the moral concept as valua-tionally prior to the legal concept; the range of
application of the legal concept ought to be always determined by criteria
which are couched in terms of the moral concept. Again, it might be important
to distinguish two kinds of conceptual priority, which might both apply to one
and the same pair of items, though in different directions. It might be,
perhaps, that the properties of sense-data, like colours (and so sense-data
themselves), are posterior in one sense to corresponding properties of material
things, (and so to material things themselves); properties of material things,
perhaps, render the properties of sense-data intelligible by providing a
paradigm for them. But when it comes to the provision of a suitably motivated
theory of material things and their properties, the idea of making these
definitionally explicable in terms of sense-data and their properties may not
be ruled out by the holding of the aforementioned conceptual priority in the
reverse direction. It is perhaps reasonable to regard such fine distinction as
indispensable if we are to succeed in the business of pulling ourselves up by
our own bootstraps. In this connection it will be relevant for me to reveal
that I once invented (though I did not establish its validity) a principle
which I labelled as Bootstrap. The principle laid down that when one is
introducing the primitive concepts of a theory formulated in an object
language, one has freedom to use any battery of concepts expressible in the
meta-language, subject to the condition that counterparts of such concepts are
subsequently definable or otherwise derivable in the object-language. So the
more economically one introduces the primitive object-language concepts, the
less of a task one leaves oneself for the morrow. I must now turn to a
more direct consideration of the question ofhow metaphysical principles are
ultimately to be established. A prime candidate is forthcoming, namely a special
metaphysical type of argu-ment, one that has been called by Kant and by various
other philosophers since Kant a transcendental argument. Unfortunately it is by
no means clear to me precisely what Kant, and still less what some other
philosophers, regard as the essential character of such an argu-ment. Some, I
suspect, have thought of a transcendental argument in favour of some thesis or
category of items as being one which claims that if we reject the thesis or
category in question, we shall have to give up something which we very much
want to keep; and the practice of some philosophers, including Kant, of hooking
transcendental argument to the possibility of some very central notion, such as
experience or knowledge, or (the existence of) language, perhaps lends some
colour to this approach. My view (and my view of Kant) takes a different tack.
One thing which seems to be left out in the treatments of transcendental
argument just mentioned is the idea that Transcendental Argument involves the
suggestion that something is being undermined by one who is sceptical about the
conclusion which such an argument aims at establishing. Another thing which is
left out is any investigation of the notion of rationality, or the notion of a
rational being. Precisely what remedy I should propose for these
omissions is far from clear to me; I have to confess that my ideas in this
region of the subject are still in a very rudimentary state. But I will do the
best I can. I suspect that there is no single characterization of
Transcendental Arguments which will accommodate all of the traditionally
recognized specimens of the kind; indeed, there seem to me to be at least three
sorts of argument-pattern with good claims to be dignified with the title of
Transcendental. (1) One pattern fits Descartes's cogito argument, which
Kant himself seems to have regarded as paradigmatic. This argument may be
represented as pointing to a thesis, namely his own existence, to which a real
or pretended sceptic is thought of as expressing enmity, in the form of doubt;
and it seeks to show that the sceptic's procedure is self. destructive in that
there is an irresoluble conflict between, on the one hand, what the sceptic is
suggesting (that he does not exist), and on the other hand the possession by
his act of suggesting, of the illocutionary character (being the expression of
a doubt) which it not only has but must, on the account, be supposed by the
sceptic to have. It might, in this case, be legitimate to go on to say that the
expression of doubt cannot be denied application, since without the capacity
for the expression ofdoubt the exercise of rationality will be impossible; but
while this addition might link this pattern with the two following patterns, it
does not seem to add anything to the cogency of the argument. Another pattern of argument
would be designed for use against applications of what I might call
'epistemological nominalism'; that is against someone who proposes to admit ys
but not xs on the grounds that epistemic justification is available for ys but
not for anything like xs, which supposedly go beyond ys; we can, for example,
allow sense-data but not material objects, if they are thought of as 'over and
above' sense-data; we can allow particular events but not, except on some minimal
interpretation, causal connections between events. The pattern of argument
under consideration would attempt to show that the sceptic's at first sight
attractive caution is a false economy; that the rejection of the
'over-and-above' entities is epistemically destructive of the entities with
which the sceptic deems himself secure; if material objects or causes go,
sense-data and datable events go too. In some cases it might be possible to
claim, on the basis of the lines of the third pattern of argument, that not
just the minimal categories, but, in general, the possibility of the exercise
of rationality will have to go. A third pattern of argument might contend from the
outset that if such-and-such a target of the sceptic were allowed to fall, then
something else would have to fall which is a pre-condition of the exercise of
rationality; it might be argued, for example, that some sceptical thesis would
undermine freedom, which in turn is a pre-condition of any exercise of
rationality whatsoever. It is plain that arguments of this third type might
differ from one another in respect of the particular pre-conditon of
rationality which they brandished in the face of a possible sceptic. But it is
possible that they might differ in a more subtle respect. Some less ambitious
arguments might threaten a local breakdown of rationality, a breakdown in some
particular area. It might hold, for instance, that certain sceptical positions
would preclude the possibility of the exercise of rationality in the practical
domain. While such arguments may be expected to carry weight with some
philosophers, a really doughty sceptic is liable to accept the threatened
curtailment of rationality; he may, as Hume and those who follow him have done,
accept the virtual exclusion of reason from the area of action. The threat,
however, may be of a total breakdown of the possibility of the exercise of
rationality; and here even the doughty sceptic might quail, on pain of losing
his audience if he refuses to quail.A very important feature of these varieties
of 'transcendental argument (though I would prefer to abandon the term
'transcendental and just call them 'metaphysical arguments') may be their
connection with practical argument. In a broadened sense of 'practical', which
would relate not just to action but also to the adoption of any attitude or
stance which is within our rational control, we might think of all argument,
even alethic argument, as practical perhaps with the practical tail-piece
omitted; alethic or evidential argument may be thought of as directing us to
accept or believe some proposition on the grounds that it is certain or likely
to be true. But sometimes we are led to rational acceptance of a proposition
(though perhaps not to belief in it) by considerations other than the
likelihood of its truth. Things that are matters of faith of one sort of
another, like fidelity of one's wife or the justice of one's country's cause,
are typically not accepted on evidential grounds but as demands imposed by
loyalty or patriotism; and the arguments produced by those who wish us to have
such faith may well not be silent about this fact. Metaphysical argument and
acceptance may exhibit a partial analogy with these examples of the acceptance
of something as a matter of faith. In the metaphysical region, too, the
practical aspect may come first; we must accept such and such thesis or else
face an intolerable breakdown of rationality. But in the case of metaphysical
argument the threatened calamity is such that the acceptance of the thesis which
avoids it is invested with the alethic trappings of truth and evidential
respectability. Proof of the pudding comes from the need to eat it, not vice
versa. These thoughts will perhaps allay a discomfort which some people,
including myself, have felt with respect to transcendental arguments. It has
seemed to me, in at least some cases, that the most that such arguments could
hope to show is that rationality demands the acceptance, not the truth, of this
or that thesis. This feature would not be a defect if one can go on to
say that this kind of demand for acceptance is sufficient to confer truth on
what is to be accepted. It is now time for me to turn to a consideration
of the ways in which metaphysical construction is effected, and I shall attempt
to sketch three of these. But before I do so, I should like to make one or two
general remarks about such construction routines. It is pretty obvious that
metaphysical construction needs to be disciplined, but this is not because
without discipline it will be badly done, but because without discipline it
will not be done at all. The list of available routines determines what
metaphysical construction is; so it is no accident that itemploys these
routines. This reflection may help us to solve what has appeared to me, and to
others, as a difficult problem in the methodology of metaphysics, namely, how
are we to distinguish metaphysical construction from scientific construction of
such entities as electrons or quarks? What is the difference between hypostasis
and hypothesis? Tha answer may lie in the idea that in metaphysical
construction, including hypostasis, we reach new entities (or in some cases,
perhaps, suppose them to be reachable) by application of the routines which are
essential to metaphysical construction; when we are scientists and hypothesize,
we do not rely on these routines at least in the first instance; if at a later
stage we shift our ground, that is a major theoreti. cal change. I shall
first introduce two of these construction routines; before I introduce the
third I shall need to bring in some further material, which will also be
relevant to my task in other ways. The first routine is one which I have
discussed elsewhere, and which I call Humean Projection. Something very
like it is indeed described by Hume, when he talks about "the mind's
propensity to spread itself on objects'; but he seems to regard it as a source,
or a product, of confusion and illusion which, perhaps, our nature renders
unavoidable, rather than as an achievement of reason. In my version of the
routine, one can distinguish four real or apparent stages, the first of which,
perhaps, is not always present. At this first stage we have some initial
concept, like that expressed by the word 'or' or "not', or (to take a
concept relevant to my present under-takings) the concept of value. We can
think of these initial items as, at this stage, intuitive and unclarified
elements in our conceptual vocabu-lary. At the second stage we reach a specific
mental state, in the specification of which it is possible though maybe not
necessary to use the name of the initial concept as an adverbial modifier, we
come to 'or-thinking' (or disjoining), "not-thinking' (or rejecting, or
denying), and 'value-thinking' (or valuing, or approving). These specific
states may be thought of bound up with, and indeed as generating, some set of
responses to the appearance on the scene of instantiation of the initial
concepts. At the third stage, reference to these specific states is replaced by
a general (or more general) psychologial verb together with an operator
corresponding to the particular specific stage which appears within the scope
of the general verb, but is still allowed only maximal scope within the
complement of the verb and cannot appear in sub-clauses. So we find reference
to "thinking p or q' or 'thinking it valuable to learn Greek'. At the
fourth and last stage, the restriction imposedby the demand that the operators
at stage three should be scope-dominant within the complement of the accompanying
verb is removed; there is no limitation on the appearance of the operation in
subordinate clauses. With regard to this routine I would make five
observations: The employment of this routine may be expected to deliver for us, as its
end-result, concepts (in something like a Fregean sense of the word) rather
than objects. To generate objects we must look to other routines. The provision, at the fourth
stage, of full syntactico-semantical freedom for the operators which correspond
to the initial concepts is possible only via the provision of truth-conditions,
or of some different but analogous valuations, for statements within which the
operators appear. Only thus can the permissible complexities be made
intelligible. Because of (2), the difference
between the second and third stages is apparent rather than real. The third
stage provides only a notational variant of the second stage, at least unless
stage four is also reached. It is important to recognize that the development, in
a given case, of the routine must not be merely formal or arbitrary. The
invocation of a subsequent stage must be exhibited as having some point or
purpose, as (for example) enabling us to account for something which needs to
be accounted for. Subject to these provisos,
application of this routine to our initial concept (putting it through the
mangle') does furnish one with a metaphysical reconstruction of that concept;
or, if the first stage is missing, we are given a metaphysical construction of
a new concept. The second construction routine harks back to Aristotle's
treatment of predication and categories, and I will present my version of it as
briefly as I can. Perhaps its most proper title would be Category Shift, but
since I think of it as primarily useful for introducing new objects, new
subjects of discourse, by a procedure reminiscent of the linguists' operation
of nominalization, I might also refer to it as sub-jectification (or, for that
matter, objectification). Given a class of primary subjects of discourse,
namely substances, there are a number of *slots' (categories) into which
predicates of these primary subjects may fit; one is substance itself
(secondary substance), in which case the predication is intra-categorial and
essential; and there are others into which the predicates assigned in
non-essential or accidental predication may fall; the list of these would
resemble Aristotle's list of quality,quantity, and so forth. It might be,
however, that the members of my list, perhaps unlike that of Aristotle, would
not be fully co-ordinate: the development of the list might require not one
blow but a succession of blows; we might for example have to develop first the
category of arbitrary. It has to be properly motivated; if it is not, perhaps
it fails to (quantity) and non-quantitative attribute (quality), or again the
category of event before the subordinate category of action. Now though
substances are to be the primary subjects of predication, they will not be the
only subjects. Derivatives of, or conversions of, items which start life (so to
speak) as predicable, in one non-substantial slot or another, of substances,
may themselves come to occupy the first slot; they will be qualities of, or
quantities of, a particular type or token of substantials: not being qualities
or quantities of substances, they will not be qualities or quantities
simpliciter. (It is my suspicion that only for substances, as subjects, are all
the slots filled by predicable items.) Some of these substantials which are not
substances may derive from a plurality of items from different original
categories; events, for example, might be complex substantials deriving from a
substance, an attribute, and a time. My position with regard to the
second routine runs parallel to my position with regard to the first, in that
here too I hold strongly to the opinion that the introduction of a new category
of entities must not be arbitrary. It has to be properly motivated; if it is
not, perhaps it fails to be a case of entity-construction altogether, and
becomes merely a way of speaking. What sort of motivation is called for is not
immediately clear; one strong candidate would be the possibility of opening up
new applications for existing modes of explanation: it may be, for example,
that the substantial introduction of abstract entities, like properties, makes
possible the application to what Kneale called secondary induc-tion'
(Probability and Induction, p. 104 for example), the principles at work in
primary induction. But it is not only the sort but the degree of motivation
which is in question. When I discussed metaphysical argument, it seemed that to
achieve reality the acceptance of a category of entities had to be mandatory:
whereas the recent discussion has suggested that apart from conformity to
construction-routines, all that is required is that the acceptance be
well-motivated? Which view would be correct? Or is it that we can tolerate a
division of constructed reality into two segments, with admission requirements
of differing degrees of stringency? Or is there just one sort of admission
require-ment, which in some cases is over-fulfilled?Before characterizing my
third construction-routine I must say a brief word about essential properties
and about finality, two Aristotelian ideas which at least until recently have
been pretty unpopular, but for which I want to find metaphysical room. In their
logical dress, essential properties would appear either as properties which are
constitutive or definitive of a given, usually substantial, kind; or as
individuating properties of individual members of a kind, properties such that
if an individual were to lose them, it would lose its identity, its existence,
and indeed itself. It is clear that if a property is one of the properties
which define a kind, it is also an individuating property of individual members
of a kind, properties such that if an individual were to lose them, it would
cease to belong to the kind and so cease to exist. (A more cautious formulation
would be required if, as the third construction routine might require, we
subscribed to the Grice-Myro view of identity.) Whether the converse holds
seems to depend on whether we regard spatio temporal continuity as a definitive
property for substantial kinds, indeed for all substantial kinds. But
there is another more metaphysical dress which essential properties may wear.
They may appear as Keynesian generator-properties, *core' properties of a
substantive kind which co-operate to explain the phenomenal and dispositional
features of members of that kind. On the face of it this is a quite different
approach; but on reflection I find myself wondering whether the difference is
as large as it might at first appear. Perhaps at least at the level of a type
of theorizing which is not too sophisticated and mathematicized, as maybe these
days the physical sciences are, the logically essential properties and the
fundamentally explanatory properties of a substantial kind come together;
substances are essentially (in the logical' sense) things such that in
circumstances C they manifest feature F, where the gap-signs are replaced in
such a way as to display the most basic laws of the theory. So perhaps,
at this level of theory, substances require theories to give expression to
their nature, and theories require substances to govern them. Finality,
particularly detached finality (functions or purposes which do not require
sanction from purposers or users), is an even more despised notion than that of
an essential property, especially if it is supposed to be explanatory, to
provide us with final causes. I am somewhat puzzled by this contempt for
detached finality, as if it were an unwanted residue of an officially obsolete
complex of superstitions and priesteraft. That, in my view, it is certainly not;
the concepts andvocabulary of finality, operating as if they were detached, are
part and parcel of our standard procedures for recognizing and describing what
goes on around us. This point is forcibly illustrated by William Golding in The
Inheritors. There he describes, as seen through the eyes of a stone-age couple
who do not understand at all what they are seeing, a scene in which (I am told)
their child is cooked and eaten by iron-age people. In the description
functional terms are eschewed, with the result that the incomprehension of the
stone-age couple is vividly shared by the reader. Now finality is sometimes
active rather than passive; the finality of a thing then consists in what it is
supposed to do rather than in what it is supposed to suffer, have done to it,
or have done with it. Sometimes the finality of a thing is not dependent on
some ulterior end which the thing is envisaged as realizing. Sometimes the
finality of a thing is not imposed or dictated by a will or interest extraneous
to the thing. And sometimes the finality of a thing is not subordinate to the
finality of some whole of which the thing is a component, as the finality of an
eye or a foot may be subordinate to the finality of the organism to which it
belongs. When the finality of a thing satisfies all of these overlapping
conditions and exclusions, I shall call it a case of autonomous finality; and I
shall also on occasion call it a métier. I will here remark that we should be
careful to distinguish this kind of autonomous finality, which may attach to
sub-stances, from another kind of finality which seemingly will not be
autonomous, and which will attach to the conception of kinds of substance or of
other constructed entities. The latter sort of finality will represent the
point or purpose, from the point of view of the metaphysical theorist, of
bringing into play, in a particular case, a certain sort of metaphysical
manœuvre. It is this latter kind of finality which I have been supposing to be
a requirement for the legitimate deployment of construction-routines. Now
it is my position that what I might call finality-features, at least if they
consist in the possession of autonomous finality, may find a place within the
essential properties of at least some kinds of substances (for example,
persons). Some substances may be essentially 'for doing such and such'. Indeed
I suspect we might go further than this, and suppose that autonomous finality
not merely can fall within a substances essential nature, but, indeed, if it
attaches to a substance at all must belong to its essential nature. If a
substance has a certain métier, it does not have to seek the fulfilment of that
métier, but it does have to be equipped with the motivation to fulfil the
métier should it choose to follow that motivation. And since autonomous
finality is independent of any ulterior end, that motivation must consist in
respect for the idea that to fulfil the métier would be in line with its own
essential nature. But however that may be, once we have finality features
enrolled among the essential properties of a kind of substance, we have a
starting point for the generation of a theory or system of conduct for that
kind of substance, which would be analogous to the descriptive theory which can
be developed on the basis of a substance's essential descriptive
properties. I can now give a brief characterization of my third
construction- routine, which is called Metaphysical
Transubstantiation. Let us suppose that the Genitor has sanctioned the
appearance of a biological type called Humans, into which, considerate as
always, he has built an attribute, or complex of attributes, called
Rationality, perhaps on the grounds that this would greatly assist its
possessors in coping speedily and resourcefully with survival problems posed by
a wide range of environments, which they would thus be in a position to enter
and to maintain themselves in. But, perhaps unwittingly, he will thereby have
created a breed of potential metaphysicians; and what they do is (so to speak)
to reconstitute themselves. They do not alter the totality of attributes which
each of them as humans possess, but they redistribute them; properties which
they possess essentially as humans become properties which as substances of a
new psychological type called persons they possess accidentally; and the
property or properties called rationality, which attaches only accidentally to
humans, attaches essentially to persons. While each human is standardly
coincident with a particular person (and is indeed, perhaps, identical with
that person over a time), logic is insufficient to guarantee that there will
not come a time when that human and that person are no longer identical, when
one of them, perhaps, but not the other, has ceased to exist. But though logic
is insufficient, it may be that other theories will remedy the deficiency. Why,
otherwise than from a taste for mischief, the humans (or persons) should have
wanted to bring off this feat of transubstantiation will have to be left open
until my final section, which I have now reached. My final undertaking
will be an attempt to sketch a way of providing metaphysical backing, drawn
from the material which I have been presenting, for a reasonably unimpoverished
theory of value; I shall endeavour to produce an account which is fairly
well-ordered, even though it may at the same time be one which bristles with
unsolvedproblems and unformulated supporting arguments. What I have to offer
will be close to and I hope compatible with, though certainly not precisely the
same as the content of my third Carus Lecture (original version, 1983). Though
it lends an ear to several other voices from our philosophical heritage, it may
be thought of as being, in the main, a representation of the position of that
unjustly neglected philosopher Kantotle, It involves six stages. (1) The
details of the logic of value-concepts and of their possible relativizations
are unfortunately visible only through thick intellectual smog; so I shall have
to help myself to what, at the moment at least, I regard as two distinct
dichotomies. First, there is a dichotomy between value-concepts which are
relativized to some focus of relativization and those which are not so
relativized, which are absolute. If we address ourselves to the concept being
of value there are perhaps two possible primary foci of relativization; that of
end or potential end, that for which something may be of value, as bicarbonate
of soda may be of value for health (or my taking it of value for my health), or
dumbbells may be of value (useful) for bulging the biceps; and that of
beneficiary or potential beneficiary, the person (or other sort of item) to
whom (or to which) something may be of value, as the possession of a typewriter
is of value to some philosophers but not to me, since I do not type. With
regard to this dichotomy I am inclined to accept the following principles.
First, the presence in me of a concern for the focus of relativization is what
is needed to give the value-concept a "bite" on me, that is to
say, to ensure that the application of the value-concept to me does, or should,
carry weight for me; only if I care for my aunt can I be expected to care about
what is of value to her, such as her house and garden. Second, the fact that a
relativized value-concept, through a de facto or de jure concern on my part for
the focus of relativization, engages me does not imply that the original
relativization has been cancelled, or rendered absolute. If my concern for your
health stimulates in me a vivid awareness of the value to you of your
medica-tion, or the incumbency upon you to take your daily doses, that value
and that incumbency are still relativized to your health; without a concern on
your part for your health, such claims will leave you cold The second
dichotomy, which should be carefully distinguished from the first, lies between
those cases in which a value-concept, which may be either relativized or
absolute, attaches originally, or directly, to a given bearer, and those in
which the attachment is indirect and is the outcome of the presence of a
transmitting relation which links thecurrent bearer with an original bearer,
with or without the aid of an intervening sequence of 'descendants'. In the
case of the transmission of relativized value-concepts, the transmitting
relation may be the same as, or may be different from, the relation which is
embodied in the relativization, The foregoing characterization would allow
absolute value to attach originally or directly to promise-keeping or to my
keeping a promise, and to attach indirectly or by transmission to my digging
your garden for you, should that be something which I have promised to do; it
would also allow the relativized value-concept of value for health to attach
directly to medical care and indirectly or by transmission to the payment of
doctor's bills, an example in which the transmitting relation and the
relativizing relation are one and the same. (2) The second stage of this
metaphysical defence of the authenticity of the conception of value will
involve a concession and a contention. It will be conceded that if the
only conception of value available to us were that of relativized value then
the notion of finality would be in a certain sense dispensable; and further,
that if the notion of finality is denied authenticity, so must the notion of
value be denied authenticity A certain region of ostensible finality, which is
sufficient to provide for the admissibility of attributions of relativized
value, is mechanistic-ally substitutable'; that is to say, by means of reliance
on the resources of cybernetics and on the fact that the non-pursuit of certain
goals such as survival and reproduction is apt to bring to an end the supply of
potential pursuers, some ostensibly final explanations are replaceable by, or
reinterpretable as, explanations of a sort congenial to mechanists. But
if the concept of value is to be authentic and not merely 'Pickwick-ian in
character, then it is required that it be supported by a kind of finality which
extends beyond the 'overlap' with mechanistically substitutable finality;
autonomous finality will be demanded and a mechanist cannot accommodate and
must deny this kind of finality; and so, as will shortly be indicated, he is
committed to a denial of absolute value. (3) That metaphysical house-room
be found for the notion of absolute value is a rational demand. To say this is
not directly to offer reason to believe in the acceptability of the notion,
though it makes a move in that direction. It is rather to say that there is
good reason for wanting it to be true that the notion is acceptable. There
might be more than one kind of rational ground for this desire. It might be
that we feel a need to appeal to absolute value in order to justify some of our
beliefs and attributes with regard to relativized value, to maintain
(forexample) that it is of absolute value that everyone should pursue, within
certain limits, what he regards as being of value to himself. Or again,
it might be that, by Leibnizian standards for evaluating possible worlds, a world
which contains absolute value, on the assumption that its regulation requires
relatively simple principles, is richer and so better than one which does
not. But granted that there is a rational demand for absolute value, one
can then perhaps argue that within whatever limits are imposed by metaphysical
constructions already made, we are free to rig our metaphysics in such a way as
to legitimize the conception of absolute value; what it is proper to believe to
be true may depend in part on what one would like to be true. Perhaps part of
the Kantian notion of positive freedom, a dignity which as rational beings we
enjoy, is the freedom not merely to play the metaphysical game but, within the
limits of rationality, to fix its rules as well. In any case a trouble-free
metaphysical story which will safeguard the credentials of absolute value is to
be accepted should it be possible to devise one. I have some hopes that the
methodology at work here might link up with my earlier ideas about the
quasi-practical character of metaphysical argument. On the assumption that the
operation of Metaphysical Transub-stantiation has been appropriately carried
through, a class of biological creatures has been 'invented' into a class of
psychological substances, namely persons, who possess as part of their essential
nature a certain métier or autonomous finality consisting in the exercise, or a
certain sort of exercise, of rationality, and who have only to recognize and
respect a certain law of their nature, in order to display in favourable
circumstances the capacity to realize their métier. The degree to which they
fulfil that métier will constitute them good persons (good qua' persons); and
while the reference to the substantial kind persons undoubtedly introduces a
restriction or qualification, it is not clear (if it matters) that this
restriction is a mode of relativization. Once the concept of value-qua-member-of-a-kind has
been set up for a class of substances, the way is opened for the appearance of
transmitting relationships which will extend the application of value-in-a-kind
to suitably qualified non-substantial aspects if members of a kind, such as
actions and characteristies. While it cannot be assumed that persons will be
the only original instances of value-in-a-kind, it seems plausible to suggest
that whatever other original instances there may be will be far less fruitful
sources of such extension, particularly if a prime mode of extension will be by
the operation of Humean Projection. It seems plausible to suppose that a
specially fruitful way of extending the range of absolute value might be an
application or adaptation of the routine of Humean Projection, whereby such
value is accorded, in Aristotelian style, to whatever would seem to possess
such value in the eyes of a duly accredited judge; and a duly accredited judge
might be identifiable as a good person operating in conditions of freedom.
Cats, adorable as they may be, will be less productive sources of such
extension than persons. (6) In the light of these reflections, and on the
assumption that to reach the goal of securing the admissibility of the concept
of absolute value we need a class of primary examples of an unqualified version
of that concept, it would appear to be a rational procedure to allot to persons
as a substantial type not just absolute value qua members of their kind, but
absolute value tout court, that is to say unqualified absolute value. Such
value could be attributed to the kind, in virtue of its potentialities, and to
selected individual members of the kind, in virtue of their achievements.
Such a defence of absolute value is of course, bristling with unsolved or
incompletely solved problems. I do not find this thought daunting. If
philosophy generated no new problems it would be dead, because it would be
finished; and if it recurrently regenerated the same old problems it would not
be alive because it could never begin. So those who still look to philosophy
for their bread-and-butter should pray that the supply of new problems never dries
up. H. P. Grice. Grice was greatly honoured, and much moved, by the
fact that such a distinguished company of philosophers should have contributed
to this volume work of such quality as a compliment to him. Grice is
especially pleased that the authors of this work are not just a haphazard band
of professional colleagues. Every one of them is a personal friend of
Grice, though I have to confess that some of them Grice sees, these days, less
frequently than Grice used to, and *much* less frequently than Grice _should_
like to. So this collection provides Grice with a vivid reminder
that philosophy is, at its *best*, a friendly subject. Grice
wishes that he could respond individually to each contribution; but he does not
regard that as feasible, and any selective procedure would be invidious.
Fortunately an alternative is open to Grice. The editors of
the volume contribute an editorial which provides a synoptic view of Grice’s
work; in view of the fact that the number of Grice’s
publications is greatly exceeded by the number of his *unpublications* — read:
teaching material qua tutorial fellow — and that even my publications
include some items which are not easily accessible — who reads Butler? — the
editors’s undertaking fulfills a crying need. But it does
more than that; it presents a most perceptive and
*sympathetic* picture or portrayal of the spirit which lies behind the parts of
Grice’s work which it discusses; and it is Grice’s feeling
that few have been as fortunate in their contemporary commentators as I have
been in mine. Think Heidegger! So Grice goes on to make his own
contribution a response to theirs, though before replying directly to them
Grice allows himself to indulge in a modicum of philosophical autobiography,
which in its own turn leads into a display of philosophical prejudices and
predilections. For convenience Grice fuses the editors into
a multiple personality, whose multiplicity is marked by the use of
plural pronouns and verb-forms. As Grice looks back upon his
former self, it seems to Grice that when he does begin his ‘serious’ (if that’s
the word) study of philosophy, the temperament with which he approaches this
enterprise is one of what he might call dissenting rationalism. The
rationalism is probably just the interest in looking for this or that
reason; Grice’s tendency towards dissent may. however, have been
derived from, or have been intensified by, Grice’s father.
Grice’s father was a gentle person. Grice’s father, being English,
exercised little *personal* influence over Grice But Grice’s
father exercised quite a good deal of *cultural* or intellectual
influence. Grice’s father was an obdurate — ‘tenacious to the
point of perversity’ — liberal non-conformist. Grice witnesses
almost daily, if without involvement — children should be seen — the spectacle
of his father’s religious nonconformism coming under attack from the women in
the household: Grice’s mother, who is heading for High Anglicanism and
(especially) a resident aunt who is a Catholic convert. But
whatever their origins in Grice’s case, I do not regard either of the elements
in his dissenting rationalism as at all remarkable in people at his stage of
intellectual development. And recall, he wasn’t
involved! Grice mention the rationalism and the dissent more
because of their continued presence than because of their initial
appearance. It seems to me that the rationalism and the dissent
have persisted, and indeed have significantly expanded! And this
Grice is inclined to regard as a more curious phenomenon. Grice
counts hinself — as Oxford goes — wonderfully fortunate, as a Scholar at
Corpus, to have been adjudicated as tutor W. F. R. Hardie, the author of a
recognised masterpiece on PLATO, and whose study on ARISTOTLE’s Nicomachean
Ethics, in an incarnation as a set of notes to this or that lecture, sees Grice
through this or that term of himself lecturing — with Austin and Hare — on the
topic. It seems to Grice that he learnt from his tutor just about
every little thing which one can be taught by someone else, as distinct from
the things which one has to teach oneself — as Mill did! More
specifically, Gricd’s rationalism was developed under his tutor’s guidance into
a tenacity to the point of perversity and the belief that this or that
philosophical question is to be answered with an appeal to reason — Grice’s own
— that is to say by argument. Grice also learns from his tutor
*how* to argue alla Hardie, and in learning how to argue alla Hardie — and not
the OTHER tutor who complained about Grice’s tenacity to the point of
perversity — Grice comes to learn that the ability to argue is a skill
involving many aspects, and is much more than As Grice re-reads
what he finds myself to have written, Grice also find himself ready to expand
this description to read 1 irreverent,
2 conservative - not liberal, like Herbert Grice — 3
dissenting 4 rationalism'. an ability to see
logical connections (though this ability is by no means to be despised).
Grice comes also to see that, although philosophical progress is
very difficult to achieve, and is often achieved only after agonising labours —
recall Socrates’s midwifery! — it is worth achieving; and
that the difficulties involved in achieving philosophical progress offer no
kind of an excuse for a lowering of standards, or for substituting for the
goals of philosophical truth some more easily achievable or accessible goal,
like — to echo Searle, an American then studying at Oxford — rabble-rousing, or
hamburgers! The methods of Grice’s tutor for those four
years are too austere for some, in particular his tutor’s
very long silences in tutorials are found distressing by some other pupils
(though as the four years go by, Grice feelsthe tempo speeded up quite a
bit There is a story, which Grice is sure that he believes, that
at one point in one tutorial a very long silence developed when it was the
tutor’s turn to speak, which is at long last broken by the tutor asking his
pupil: And what did you mean by "of"*?
There is another story, which Grice thinks he does believe, according to
which Isaiah Berlin, an expatriate Hebrew from Russia, who was a pupil of
Grice’s tutor three years before Grice, decides that the next time a silence
develops during a tutorial, Berlin was NOT going to be the one to break
it. Games Russians play. In the next tutorial,
after Berlin did finish reading his essay, there follows a silence which lasted
exactly twenty-four minutes, and 32 seconds — at which point Berlin could stand
it no longer, and said something. “I need to use the
rest-room.” Grice’s tutor’s tutorial rigours never quite bothered
Grice. If philosophising is a difficult operation (as it plainly
is) sometimes time, even quite a lot of time, will be needed in order to
make a move (as to change the idiom, chess-players are only too well
aware). The idea that a philosopher such as Socrates, or Thales,
or Kant — well, Grice is less sure about Kant, ‘being a Hun’ — should either
have already solved or answered satisfactorily every question — which is
impossible - or should be equipped to solve or answer duccessfukly every
problem or question immediately, is no less ridiculous than would be the idea
that Karpoy ought to be able successfully to defend his title if he, though not
his opponent, were bound by the rules of lightning chess.
Grice enjoys the slow pace of discussion with his tutor;
He lenjoyed the breath-laden "Ooohhh!" which Grice’s tutor would
sometimes emit when he catches the pupil in, or even perversely pushes his
pupil, into, a patently untenable position (though Grice preferred it when this
ejaculation was directed at someone other than myself): and
Grice liked his tutor’s resourcefulness in the defence of difficult positions,
a characteristic illustrated by the foilowing incident which Grice’s tutor once
told Grice about himself. Grice’s tumor had, not long since,
parked his car and gone to a cinema. Unfortunately he had parked
his car on top of one of the strips on the street by means of which
traffic-lights are controlled by the passing traffic; as a result, the lights
were jammed and it required four policemen to lift his car off the strip.
The Oxford police decided to prosecute. Grice
indicated to his tutor that this didn'tsurprise Gricd at all and asked him how
he fared. 'Oh', he said, 'I got off.’ Grice asks his tutor how on
earth he managed that. ‘Quite simply," he answered, I
just invoked Mill's Method of Difference, They charged me
with causing an obstruction at 4,00 p.m.; and the tutor answers, sophistically,
that since his car had been parked at 2.00 p.m., it couldn't have been his car
which caused the obstruction. Gricd’s tutor never disclosed his
own views to Grice, no doubt wishing a Grice to think his own thoughts
(however flawed) rather than his tutor’s! It happens! Witness some of Grice’s
OWN pupils — from Unger to Nozick and back! Never mind Strawson!
When Grice did succeed, usually with considerable diffi-culty, in eliciting
from him an expression of manifestation of his own position, what Grice gets is
liable to be, though carefully worked out and ingeniously argued, distinctly
CONSERVATIVE in tone - in a Scots sort of fashion —; not surprisingly, what
Grice gets would not contain much in the way of a battle-cry or a piece of
campaign-material. An Aspiring knight-errant requires more
than a sword, a shield, and a horse of superior quality impregnated with a
suitable admixture of magic: he also requires a supply, or at least a
procedure which can be relied on to maximize the likelihood of access to a
supply, of this or that Damsel in Distress. And then, talking of
Hebrews, Oxford was rudely aroused from its semi-peaceful semi-slumbers by the
barrage of Viennese bombshells hurled at it by a Cockney surnamed Ayer, — a
village in Switzerland, he claimed — at that time philosophy’s enfant terrible
at Oxford. Not a few philosophers, including Grice, disllay rather
an initial interest by this Viennese method, this or that Viennese theses, and
this of that Viennese problem which were on display. Some — and
English too — were, at least momentarily, ‘inspired’ by what they saw and heard
from this bit of an outsider! For Grice’s part, Grice’s
reservations are never laid to rest. The cruditiy and the
dogmatism seem too pervasive. And then everything is brought
to a halt by the war. After the war, the picture was quite
different, as a result of — the dramatic rise in the influence
of J. L. Austin, — the rapid growth of Oxford as a centre of
philosophy, due largely to the efforts of Ryle, who atrociously had ‘tutored’
the Viennese refugee — and — the extraordinarily high
quality of the many philosophers who appeared on the Oxford scene.
Grice’s own life in this period involved at least two especially
important aspects of facets. The first is Grice’s prolonged
collaboration with his own pupil, for one term, and for the PPE logic paper —
Mabbott shared the tutelage — Strawson. Paul’s and Peter’s robbing
one to pay the other — efforts are partly directed towards the giving of this
or that joint seminars. Grice and Strawson stage a number of these
seminars on topics related to the notions of meaning, of categories, and of
logical form. But our association is much more than an
alliance for the purposes of teaching. — Strawson had become a university
lecturer, too. Grice and Strawson consume vast quantities of time
in systematic and unsystematic philosophical exploration. From
these discussions — a joint seminar attended by the culprit — springs
their joint “In Defense of a Dogma,” — a counterattack on Manx Quine’s
moxie to claim Empiricism bore a dogma or two — and also a
long uncompletedwork on predication and pretty much Aristotelian or Kantotelian
categories, one or two reflections of which are visible in Strawson's essay in
descriptive metaphysics pompously titled Individuals. — that
memorable Third programme ending with revisionary metaphysics only!
Grice’s and Strawson’s method of composition is laborious in the
extreme: and no time of the day excluded! work is constructed
together, sentence by sentence, nothing being written down — usually by
Strawson — until agreement had been reached — or if Quine was attending the
Monday seminar, in which case Strawson finished it off on the previous Sunday —
which often takes quite a time. The rigours of this
procedure eventually leads to its demise. Plus, Strawson had Galen!
During this period of collaboration Gricd and Strawson of course
developed a considerable corpus of common opinions; but to
Gricd’s mind a more important aspect of it was the extraordinary closeness of
the intellectual rapport which we developed; — except on the topic of truth
value gaps and the conventional implicature of “so” other
philosophers would sometimes complain that Grice’s and Strawson’s mutual
exchanges were liable to become so abbreviated in expression as to be
unintelligible to a third party. — unless it was Strawson’s dog!
The potentialities of such joint endeavours continue to lure Grice
the collaboration with Strawson is followed by other
collaborations of varying degrees of intensity, with (for example)
Austin on Aristotle's Categories and De Interpretatione,
Austin and Hard on Aristotle’s Ethica Nicomachea with
Warnock and Quinton on the philosophy perception, and with Pears and with
Thomson on philosophy of action Such is the importance which Grice
adjudicates to this mode of philosophical activity: the Oxford joint seminar,
open to every member of the university that cares to attend! Pupils NEED to
attend three per week! The other prominent feature of this period
in Grice’s philosophical life was participation in the discussions which take
place on Saturday mornings in term-time and which are conducted by a number of
Oxford philosophers under the leadership of Austin. This
group continues in fact to meet up to, and indeed for some years after,
Austin's death It was christened by Grice and Hampshire The
New Play Group', — the old Play Group was pre-war, and Hampshire, but not Grice
(having born on the wrong side of the tracks) attended it — and was often so
referred to, though so far as Grice sudoects, never by, or in the presence of
the kindergarten master himself! Grice has little doubt that the
new play group is often thought of outside of without Oxford, and
occasionally, perhaps even inside or within Oxford, as constituting the core,
or the hot-bed, of what became known as *’Ordinary’ Language Philosophy,
or even *The Oxford School of ‘Ordinary’-Language Philosophy' — a joke usually
well taken, even at Cambridge! As such it no doubt absorbs its
fair share of the hatred and derision lavished upon this 'School' by so many
people, like for example Gellner, and like Gustav Bergmann who (it was said),
when asked whether he was going to hear a paper delivered on a visit by an
eminent British philosopher, replied with characteristic charm that he did not
propose to waste his time on any English Futilitarian. Yet, as I look
back on our activities, I find it difficult to discern any feature of them
which merited this kind of opprobrium. To begin with,there was more than one
group or ill-defined association of Oxford philosophers who were concerned, in
one way or another, with 'ordinary' linguistic usage; besides those who,
initially at least, gravitated towards Austin, there were those who drew
special illumination from Ryle, and others (better disciplined perhaps) who
looked to Wittgenstein; and the philosophical gait of people belonging to one
of these groups would, characteristically, be markedly different from that of
people belonging to another. But even within the Play Group, great diversity
was visible, as one would expect of an association containing people with the
ability and independence of mind of Austin, Strawson. Hampshire, Paul,
Pears, Warnock, and Hare (to name a few). There was no 'School'; there were no
dogmas which united us, in the way, for example, that an unflinching (or almost
unflinching) opposition to abstract entities unified and inspired what I might
call the American School of Latter-day Nominalists, or that an unrelenting (or
almost unrelenting) determination to allow significance only to what is
verifiable united the School of Logical Positivism. It has, I think, sometimes
been supposed that one dogma which united us was that of the need to restrict
philosophical attention to 'ordinary" language, in a sense which would
disqualify the introduction into, or employment in, philosophical discourse of
technical terminology or jargon, a restriction which would seem to put a
stranglehold on any philosophical theory-construction. It is true that many,
even all, of us would have objected (and rightly objected) to the introduction
of technical apparatus before the ground had been properly laid; the sorry
story of deontic logic shows what may happen when technologists rush in where a
well-conducted elephant would fear to tread. We would also (as some of us did
from time to time) have objected to the covert introduction of jargon, the use
of seemingly innocent expressions whose bite comes from a concealed technical
overlay (as perhaps has occurred with words like 'sensation' or 'volition). But
one glance at 'How to talk: Some Simple Ways', or at "How to Do Things
with Words' should be enough to dispel the idea that there was a general
renunciation of the use of technical terminology, even if certain individuals
at some moments may have strayed in that direction. Another dogma to
which some may have supposed us to be committed is that of the sanctity, or
sacrosanctity, of whatever metaphysical judgements or world-pictures may be
identified as underlying ordinary discourse. Such a dogma would, I imagine, be
some kind of counterpart of Moore's 'Defence of Common Sense', It is true
thatAustin had a high respect for Moore. 'Some like Witters, but Moore's my
man', I once heard him say: and it is also true that Austin, and perhaps some
other members of the group, thought that some sort of metaphysic is embedded in
ordinary language. But to regard such a 'natural metaphysic' as present and as
being worthy of examination stops a long way short of supposing such a
metaphysic to be guaranteed as true or acceptable. Any such further step would
need justification by argument. In fact, the only position which to my
mind would have commanded universal assent was that a careful examination of
the detailed features of ordinary discourse is required as a foundation for philosophical
thinking; and even here the enthusiasm of the assent would have varied from
person to person, as would the precise view taken (if any was taken) about the
relationship between linguistic phenomena and philosophical theses. It is
indeed worth remarking that the exhaustive examination of linguistic phenomena
was not, as a matter of fact, originally brought in as part of a direct
approach to philosophy. Austin's expressed view (the formulation of which
no doubt involved some irony) was that we 'philosophical hacks' spent the week
making. for the benefit of our pupils, direct attacks on philosophical issues.
and that we needed to be refreshed, at the week-end, by some suitably chosen
'para-philosophy' in which certain non-philosophical conceptions were to be
examined with the full rigour of the Austinian Code, with a view to an ultimate
analogical pay-off (liable never to be reached) in philosophical currency. It
was in this spirit that in early days we investigated rules of games (with an
eye towards questions about meaning). Only later did we turn our microscopic
eyes more directly upon philosophical questions. It is possible that some
of the animosity directed against so-called 'ordinary language
philosophy' may have come from people who saw this 'movement' as a sinister
attempt on the part of a decaying intellectual establishment, an establishment
whose home lay within the ancient walls of Oxford and Cambridge (walls of
stone, not of red brick) and whose upbringing was founded on a classical education,
to preserve control of philosophy by gearing philosophical practice to the
deployment of a proficiency specially accessible to the establishment, namely a
highly developed sensitivity to the richness of linguistic usage. It is, I
think, certain that among the enemies of the new philosophical style were to be
found defenders of a traditional view of philosophy as a discipline concerned
with the nature of reality, not with the characterof language and its
operations, not indeed with any mode of representation of reality. Such persons
do, to my mind, raise an objection which needs a fully developed reply. Either
the conclusions which 'ordinary language philosophers' draw from linguistic
data are also linguistic in character, in which case the contents of philosophy
are trivialized, or the philosopher's conclusions are not linguistic in
character, in which case the nature of the step from linguistic premisses to
non-linguistic conclusions is mysterious. The traditionalists, however, seem to
have no stronger reason for objecting to 'ordinary language philosophy than to
forms of linguistic philosophy having no special connection with ordinary
language, such as that espoused by logical positivists. But, to my mind,
much the most significant opposition came from those who felt that 'ordinary
language philosophy* was an affront to science and to intellectual progress,
and who regarded its exponents as wantonly dedicating themselves to what
Russell, in talking about common sense or some allied idea, once called 'stone-age
metaphysics'. That would be the best that could be dredged up from a
'philosophical' study of ordinary language. Among such assailants were to be
found those who, in effect, were ready to go along with the old description of
philosophy as the queen of the sciences', but only under a reinterpretation of
this phrase. 'Queen' must be understood to mean not *sovereign queen,
like Queen Victoria or Queen Elizabeth II, but "queen consort', like
Queen Alexandra or Queen Elizabeth the Queen Mother: and the sovereign of which
philosophy is the queen-consort might turn out to be either science in general
or just physical science. The primary service which would be expected of
philosophy as a consort would be to provide the scientist with a pure or
purified language for him to use on formal occasions (should there be such
occasions). Some, I suspect, would have been ready to throw in, for good
measure, the charge that the enterprise of 'ordinary language philosophy is in
any case doomed, since it presupposes the admissibility of an
analytic/synthetic distinction which in fact cannot be sustained. The
issues raised in this attack are both important and obscure, and deserve a much
fuller treatment than I can here provide, but I will do my best in a short
space. I have three comments. (1) The use made of the Russellian phrase
'stone-age metaphysics' may have more rhetorical appeal than argumentative
force. Certainly 'stone-age' physics, if by that we mean a primitive set
of hypotheses about how the world goes which might(conceivably) be embedded
somehow or other in ordinary language, would not be a proper object for
first-order devotion. But this fact would not prevent something derivable
or extract-able from stone-age physics, perhaps some very general
characterization of the nature of reality, from being a proper target for
serious research; for this extractable characterization might be the same as
that which is extractable from, or that which underlies, twentieth-century
physics. Moreover, a metaphysic embedded in ordinary language (should there be
such a thing) might not have to be derived from any belief about how the world
goes which such language reflects; it might, for example, be derived somehow
from the categorial structure of the language. Furthermore, the discovery
and presentation of such a metaphysic might turn out to be a properly
scientific enterprise, though not, of course, an enterprise in physical
science. rationally organized and systematized study of reality might perhaps
be such an enterprise; so might some highly general theory in formal semantics,
though it might of course be a serious question whether these two candidates
are identical: To repel such counter-attacks, an opponent of 'ordinary
language philosophy might have to press into service the argument which I
represented him as throwing in for good measure as an adjunct. He might, that
is, be forced to rebut the possibility of there being a scientifically
respectable, highly general semantic theory based squarely on data provided by
ordinary discourse by arguing. or asserting. that a theory of the sort
suggested would have to presuppose the admissibility of an analytic/synthetic
distinction. (2) With respect to the suggested allocation to philosophy
of a supporting role vis-d-vis science or some particular favoured science, I
should first wish to make sure that the metaphysical position of the assigner
was such as to leave room for this kind of assessment of roles or functions:
and I should start with a lively expectation that this would not be the case.
But even if this negative expectation was disappointed. I should next enquire
by what standards of purity a language is to be adjudged suitable for use by a
scientist. If those standards are supposed to be independent of the needs of
science, and so not dictated by scientists, then there seems to be as yet no
obstacle to the possibility that the function of philosophy might be to
discover or devise a language of that sort, which might even turn out to
be some kind of 'ordinary' language, And even if the requisite kind of purity
were to consist in what I might term such logico-methodological virtues as
consistency and systematicity, which are also those looked for in scientific
theories, what prevents us, in advance, from attributing these virtues to
ordinary language? In which case, the ordinary-language philosopher would be
back in business. So far as I can see, once again the enemy of
ordinary-language philosophy might be forced to fall back on the allegations
that such an attempt to vindicate ordinary language would have to presuppose
the viability of the analytic/synthetic distinction. (3) With regard to
the analytic/synthetic distinction itself, let me first remark that it is my
present view that neither party, in the actual historical debate, has exactly
covered itself with glory. For example, Quine's original argument that
attempts to define 'analytic' end up in a hopelessly circular tour of a group
of intensional concepts disposes, at best, of only one such definitional attempt,
and leaves out of consideration the (to my mind) promising possibility that
this type of definition may not be the right procedure to follow an idea which
I shall expand in a moment. And, on the reverse side of the coin, the
attempt by Strawson and myself to defend the distinction by a (one hopes)
sophisticated form of Paradigm Case argument fails to meet, or even to lay eyes
on, the characteristic rebuttal of such types of argument, namely that the fact
that a certain concept or distinction is frequently deployed by a population of
speakers and thinkers offers no guarantee that the concept or distinction in
question can survive rigorous theoretical scrutiny. To my mind, the mistake
made by both parties has been to try to support, or to discredit, the analytic/synthetic
distinction as something which is detectably present in the use of natural
language; it would have been better to take the hint offered by the appearance
of the "family circle' of concepts pointed to by Quine, and to regard an
analytic/synthetic distinction not as a (supposedly) detectable element in
natural language, but rather as a theoretical device which it might, or again
might not, be feasible and desirable to incorporate into some systematic
treatment of natural language. The viability of the distinction, then, would be
a theoretical question which,so far as 1 can see, remains to be decided; and
the decision is not likely to be easy, since it is by no means apparent what
kind of theoretical structure would prove to be the home of such a distinction,
should it find a home. Two further comments seem to me relevant and
important. A common though perhaps not universally adopted practice among
"ordinary language philosophers' is (or was) to treat as acceptable
the forms of ordinary discourse and to seek to lay bare the system, or
metaphysic, which underlies it. A common alternative proposed by enemies
of *ordinary language philosophy has been that of a rational
reconstruction of ordinary language; in the words of Bishop Berkeley, it is proposed
that we should speak with the vulgar but think with the learned. But why
should our vulgar speech be retained? Why should we not be told merely not to
think but also to speak with the learned? After all, if my house is pronounced
uninhabitable to the extent that 1 need a new one, it is not essential that I
construct the new one within the outer shell of the old one, though this
procedure might sometimes be cheaper or aesthetically preferable. An attachment
to the forms of ordinary discourse even when the substance is discarded
suggests, but of course does not demonstrate, an adherence to some unstated
principle of respect for ordinary discourse even on the part of its avowed
enemies. Second, whether or not a viable analytic/synthetic distinction
exists, I am not happy with the claim that *ordinary language philosophy
presupposes the existence of such a distinction. It might be that a systematic
theoretical treatment of the facts of ordinary usage would incorporate, as part
of its theoretical apparatus, material which could be used to exhibit such a
distinction as intelligible and acceptable: but in that case, on the assumption
that the theoretical treatment satisfied the standards which theories are
supposed to satisfy, it would appear that the analytic/synthetic distinction
would be vindicated not pre-supposed. For the distinction to be entailed by the
execution of a programme is plainly not the same as it to be presupposed by
that programme. For if it is to be presupposed by the programme of "ordinary
language philosophy, it would, I imagine, have to be the case that the
supposition that anything at all would count as a successful execution of the
programme would require a prior assumption of the viability of an
analytic/synthetic distinction; and how this allegation could be made out I
cannot for the life of me discover.I turn now to the more agreeable task of
trying to indicate the features of the philosophical operations of the Play
Group which at the time, or (in some instances) subsequently, seemed to me to
be particularly appealing. First, the entire idea that we should pay detailed
attention to the way we talk seems to me to have a certain quality which is
characteristic of philosophical revolutions (at least minor ones). I was once
dining with Strawson at his college when one of the guests present, an Air
Marshal, revealed himself as having, when he was an undergraduate, sat at the
feet of Cook Wilson, whom he revered. We asked him what he regarded as
specially significant about Cook Wilson as a philosopher; and after a good deal
of fumbling. he answered that it was Cook Wilson's delivery of the message that
'what we know, we know'. This provoked in me some genteel silent mirth; but a
long time later I realized that mirth was quite inappropriate. Indeed the
message was a platitude, but so are many of the best philosophical messages:
for they exhort us to take seriously something to which, previously, we have
given at best lip service. Austin's message was another platitude; it in effect
said that if in accordance with prevailing fashion one wants to say that all or
some philosophical propositions are really about linguistic usage, one had
better see to it that one has a proper knowledge of what linguistic usage is
and of what lies behind it. This sophisticated but remorseless literalism was
typical of Austin. When seeking a way of organizing a discussion group to
entertain a visiting American logician, he said, *They say that logic is a
game; well then, let's play it as a game': with the result that we spent a
fascinating term, meeting each week to play that week's improved version of a
game called by Austin 'Symbolo', a sequence (I suspect) of less thrilling
ancestors of the game many years later profitably marketed under the name of
*Wff n'Proof' Another appealing element was the fact that Austin had, and
at times communicated, a prevalent vision of ordinary language as a wonderfully
intricate instrument. By this I do not mean merely that he saw, or hoped one
day to be able to see, our language conforming to a Leibnizian ideal of
exhibiting an immense variety of linguistic phenomena which are capable of
being elegantly and economically organized under a relatively small body of
principles or rules. He may have had such a picture of language, and may indeed
have hoped that some extension or analogue of Chomsky's work on syntax, which
he greatly admired, might fill in the detail for us, thus providing new access
to the Austinian science of grammar, which seemed to reside in an intellectualI
turn now to the more agreeable task of trying to indicate the features of the
philosophical operations of the Play Group which at the time, or (in some
instances) subsequently, seemed to me to be particularly appealing. First, the
entire idea that we should pay detailed attention to the way we talk seems to
me to have a certain quality which is characteristic of philosophical
revolutions (at least minor ones). I was once dining with Strawson at his
college when one of the guests present, an Air Marshal, revealed himself as
having, when he was an undergraduate, sat at the feet of Cook Wilson, whom he
revered. We asked him what he regarded as specially significant about
Cook Wilson as a philosopher; and after a good deal of fumbling. he answered
that it was Cook Wilson's delivery of the message that 'what we know, we know'.
This provoked in me some genteel silent mirth; but a long time later I realized
that mirth was quite inappropriate. Indeed the message was a platitude, but so
are many of the best philosophical messages: for they exhort us to take
seriously something to which, previously, we have given at best lip service.
Austin's message was another platitude; it in effect said that if in accordance
with prevailing fashion one wants to say that all or some philosophical
propositions are really about linguistic usage, one had better see to it that
one has a proper knowledge of what linguistic usage is and of what lies behind
it. This sophisticated but remorseless literalism was typical of Austin.
When seeking a way of organizing a discussion group to entertain a visiting
American logician, he said, *They say that logic is a game; well then, let's
play it as a game': with the result that we spent a fascinating term, meeting
each week to play that week's improved version of a game called by Austin
'Symbolo', a sequence (I suspect) of less thrilling ancestors of the game many
years later profitably marketed under the name of *Wff n'Proof' Another
appealing element was the fact that Austin had, and at times communicated, a
prevalent vision of ordinary language as a wonderfully intricate instrument. By
this I do not mean merely that he saw, or hoped one day to be able to see, our
language conforming to a Leibnizian ideal of exhibiting an immense variety of
linguistic phenomena which are capable of being elegantly and economically
organized under a relatively small body of principles or rules. He may have had
such a picture of language, and may indeed have hoped that some extension or
analogue of Chomsky's work on syntax, which he greatly admired, might fill in
the detail for us, thus providing new access to the Austinian science of
grammar, which seemed to reside in an intellectualHoly of Holies, to be
approached only after an intensive discipline of preliminary linguistic
studies. What I am imputing to him is a belief in our everyday language as an
instrument, as manifesting the further Leibnizian feature of purpose; a belief
in it as something whose intricacies and distinctions are not idle, but rather
marvellously and subtly fitted to serve the multiplicity of our needs and
desires in communica-tion. It is not surprising, therefore, that our
discussions not infrequently involved enquiries into the purpose or point of
some feature of ordinary discourse. When put to work, this conception of
ordinary language seemed to offer fresh and manageable approaches to
philosophical ideas and problems, the appeal of which approaches, in my eyes at
least, is in no way diminished by the discernible affinity between them on the
one hand and, on the other, the professions and practice of Aristotle in
relation to rà Xeyouera (what is said"). When properly regulated and
directed, 'linguistic botanizing' seems to me to provide a valuable initiation
to the philosophical treatment of a concept, particularly if what is under
examination (and it is arguable that this should always be the case) is a
family of different but related concepts. Indeed, I will go further, and
proclaim it as my belief that linguistic botanizing is indis-pensable, at a
certain stage, in a philosophical enquiry, and that it is lamentable that this
lesson has been forgotten, or has never been learned. That is not to say that I
have ever subscribed to the full Austin-ian prescription for linguistic
botanizing, namely (as one might put it) to go through the dictionary and to
believe everything it tells you. Indeed, I once remarked to him in a
discussion (with I fear, provocative intent) that I personally didn't care what
the dictionary said, and drew the rebuke, 'And that's where you make your big
mistake.' Of course, not all these explorations were successful; we once spent
five weeks in an effort to explain why sometimes the word 'very' allows, with
little or no change of meaning, the substitution of the word 'highly" (as
in "very unusual') and sometimes does not (as in 'very
depressed" or "very wicked'): and we reached no conclusion.
This episode was ridiculed by some as an ultimate embodiment of fruitless
frivolity; but that response was as out of place as a similar response to the
medieval question, 'How many angels can sit on the point of a pin?' For much as
this medieval question was raised in order to display, in a vivid way, a
difficulty in the conception of an immaterial substance, so our discussion was
directed, in response to a worry from me, towards an examina-tion, in the first
instance, of a conceptual question which was generallyagreed among us to be a
strong candidate for being a question which had no philosophical importance,
with a view to using the results of this examination in finding a distinction
between philosophically important and philosophically unimportant enquiries.
Unfortunately the desired results were not forthcoming. Austin himself,
with his mastery in seeking out, and his sensitivity in responding to, the
finer points of linguistic usage, provided a splendid and instructive example
to those who were concerned to include linguistie botanizing in their
professional armoury. I shall recount three authentic anecdotes in support of
this claim. Geoffrey Warnock was being dined at Austin's college with a view to
election to a Fellowship, and was much disconcerted, even though he was already
acquainted with Austin, when Austin's first remark to him was, "What would
be the difference between my saying to you that someone is not playing golf
correctly and my saying to you that he is not playing golf properly?' On a
certain occasion we were discussing the notion of a principle, and (in this
connection) the conditions for appropriate use of the phrase on principle'.
Nowell Smith recalled that a pupil of Patrick Gardiner, who was Greck, wanting
permission for an overnight visit to London, had come to Gardiner and offered
him some money, saying *I hope that you will not be offended by this somewhat
Balkan approach'. At this point, Nowell Smith suggested, Gardiner might well
have replied, 1 do not take bribes on principle.' Austin responded by saying '1
should not say that; I should just say "No, thanks". On another
occasion, Nowell Smith (again cast in the role of straight man) offered as an
example of non-understandable English an extract from a sonnet of Donne:
From the round earth's imagined corners, Angels, your trumpets blow.
Austin said, 'It is perfectly clear what that means; it means "angels,
blow your trumpets from what persons less cautious than I would call the four
corners of the earth"." These affectionate remembrances no
doubt prompt the question why I should have turned away from this style of
philosophy. Well, as I have already indicated, in a certain sense I never have
turned away, in that I continue to believe that a more or less detailed study
of the way we talk, in this or that region of discourse, is an indispensable
foundation for much of the most fundamental kind of philosophizing; for just
how much seems to me to be a serious question in need of an answer. That
linguistic information should not be just a quantity ofcollector's items, but
should on occasion at least, provide linguistic Nature's answers to questions
which we put to her, and that such questioning is impossible without hypotheses
set in an at least embryonic theory, is a proposition which would, I suspect,
have met general, though perhaps not universal, assent; the trouble began when
one asked, if one actually ever did ask, what sort of a theory this underlying
theory should be. The urgency of the need for such an enquiry is underlined by
one or two problems which I have already mentioned; by, for example, the
problem of distinguishing conceptual investigations of ordinary discourse which
are philosophical in character from those which are not. It seems plausible to
suppose that an answer to this problem would be couched in terms of a special
generality which attaches to philosophical but not to non-philosophical
questions; but whether this generality would be simply a matter of degree, or
whether it would have to be specified by reference to some further item or
items, such as (for example) the idea of categories, remains to be determined.
At this point we make contact with a further issue already alluded to by me; if
it is necessary to invoke the notion of categories. are we to suppose these to
be linguistic categories (categories of expres-sion) or metaphysical categories
(categories of things), a question which is plainly close to the
previously-mentioned burning issue of whether the theory behind ordinary
discourse is to be thought of as a highly general, language-indifferent,
semantic theory, or a metaphysical theory about the ultimate nature of
things, if indeed these possibilities are distinct. Until such issues as these
are settled, the prospects for a determination of the more detailed structure
of the theory or theories behind ordinary discourse do not seem too bright. In
my own case, a further impetus towards a demand for the provision of a visible
theory underlying ordinary discourse came from my work on the idea of
Conversational Implicature, which emphasized the radical importance of
distinguishing (to speak loosely) what our words say or imply from what we in
uttering them imply: a distinction seemingly denied by Wittgenstein, and all
too frequently ignored by Austin. My own efforts to arrive at a more
theoretical treatment of linguistic phenomena of the kind with which in Oxford
we had long been concerned derived much guidance from the work of Quine and of
Chomsky on syntax. Quine helped to throw light on the problem of deciding what
kind of thing a suitable theory would be, and also by his example exhibited the
virtues of a strong methodology; Chomsky showed vividly the kind of way in
which a region for long foundtheoretically intractable by scholars (like
Jesperson) of the highest intelligence could, by discovery and application of
the right kind of apparatus, be brought under control. I should add that
Quine's influence on me was that of a model: I was never drawn towards the
acceptance either of his actual methodology or of his specific philosophical
posi-tions. I have to confess that I found it a little sad that my two chief
theoretical mentors could never agree, or even make visible contact, on the
question of the theoretical treatment of natural language; it seemed a pity
that two men who are about as far removed from dumbness as any that I have ever
encountered should not be equally far removed from deafness. During this time
my philosophizing revealed a distinct tendency to appear in formal dress;
indeed the need for greater contact with experts in logic and in linguistics
than was then available in Oxford was one of my main professional reasons for
moving to the United States. Work in this style was directed to a number of
topics, but principally to an attempt to show, in a constructive way, that
grammar (the grammar of ordinary discourse) could be regarded as, in Russell's
words, a pretty good guide to logical form, or to a suitable representation of
logical form. This undertaking involved the construction, for a language which
was a close relative of a central portion of English (including
quantification), of a hand-in-hand syntax-cum-semantics which made minimal use
of transformations. This project was not fully finished and has not so far been
published, though its material was presented in lectures and seminars both
inside and outside Berkeley, including a memorable summer colloquium at Irvine
in 1971. An interest in formalistic philosophizing seems to me to have more
than one source. It may arise from a desire to ensure that the
philosophical ideas which one deploys are capable of full and coherent
development; not unnaturally, the pursuit of this end may make use of a
favoured canonical system. I have never been greatly attached to canonicals,
not even those of first-order predicate logic together with set theory, and in
any case this kind of formal enterprise would overtax my meagre technical
equipment. It may, on the other hand, consist in the suggestion of notational
devices together with sketchy indications of the laws or principles to be
looked for in a system incorporating these devices; the object of the exercise
being to seek out hitherto unrecognized analogies and to attain new levels of
generality. This latter kind of interest is the one which engages me, and will,
I think, continue to do so, no matter what shifts occur in my philosophical
positions. It is nevertheless true that in recent years my disposition to
resortto formalism has markedly diminished. This retreat may well have been
accelerated when, of all people, Hilary Putnam remarked to me that 1 was too
formal; but its main source lay in the fact that I began to devote the bulk of
my attentions to areas of philosophy other than philosophy of language: to
philosophical psychology, seen as an off. shoot of philosophical biology and as
concerned with specially advanced apparatus for the handling of life; to
metaphysics; and to ethics, in which my pre-existing interest which was much
enlivened by Judith Baker's capacity for presenting vivid and realistic
examples. Such areas of philosophy seem, at least at present, much less
amenable to formalistic treatment. I have little doubt that a contribution towards
a gradual shift of style was also made by a growing apprehension that
philosophy is all too often being squeezed out of operation by tech-nology; to
borrow words from Ramsey, that apparatus which began life as a system of
devices to combat woolliness has now become an instrument of scholasticism. But
the development of this theme will best be deferred until the next
sub-section. A2. Opinions The opinions which I shall voice in this
sub-section will all be general in character: they will relate to such things
as what I might call, for want of a better term, style in philosophizing and to
general aspects of methodology. I shall reserve for the next section anything I
might have to say about my views on specific philosophical topics, or about
special aspects of methodology which come into play within some particular
department of philosophy. (tI shall first proclaim it as my belief that
doing philosophy ought to be fun. I would indeed be prepared to go further, and
to suggest that it is no bad thing if the products of doing philosophy turn
out, every now and then, to be funny. One should of course be serious about
philosophy: but being serious does not require one to be solemn. Laughter
in philosophy is not to be confused with laughter at philo-sophy; there have
been too many people who have made this confusion, and so too many people who
have thought of merriment in philosophical discussion as being like laughter in
church. The prime source of this belief is no doubt the wanton disposition which
nature gave me; but it has been reinforced, at least so far as philosophy is
concerned, by the course of every serious and prolonged philosophical
association to which I have been a party; each one has manifested its own
special quality which at one and the same time has delighted the spirit
andstimulated the intellect. To my mind, getting together with others to do
philosophy should be very much like getting together with others to make music:
lively yet sensitive interaction is directed towards a common end, in the case
of philosophy a better grasp of some fragment of philosophical truth; and if,
as sometimes happens, harmony is sufficiently great to allow collaboration as
authors, then so much the better. But as some will be quick to point out,
such disgusting sentimentality is by no means universal in the philosophical
world. It was said of the late H. W. B. Joseph that he was dedicated to the
Socratic art of midwifery; he sought to bring forth error and to strangle it at
birth. Though this comment referred to his proper severity in teaching,
he was in fact, in concert with the much more formidable H. A. Prichard, no
less successful in dealing with colleagues than he was with students;
philosophical productivity among his junior contemporaries in Oxford was low,
and one philosopher of considerable ability even managed to complete a lifetime
without publishing a single word. (Perhaps it is not entirely surprising that
the undergraduates of his college once crucified him bloodlessly with croquet
hoops on the college lawn.) The tradition did not die with Joseph; to take just
one example, I have never been very happy about Austin's Sense and Sensibilia,
partly because the philosophy which it contains does not seem to me to be, for
the most part, of the highest quality, but more because its tone is frequently
rather unpleasant. And similar incidents have been reported not so long ago
from the USA. So far as I know, no one has ever been the better for receiving a
good thumping, and I do not see that philosophy is enhanced by such episodes.
There are other ways of clearing the air besides nailing to the wall everything
in sight. Though it is no doubt plain that 1 am not enthusiastic about
odium theologicum, I have to confess that I am not very much more enthusiastic
about amor theologicus. The sounds of fawning are perhaps softer but hardly
sweeter than the sounds of rending: indeed it sometimes happens that the degree
of adulation, which for a time is lavished upon a philosopher, is in direct
proportion to the degree of savagery which he metes out to his victims. To my
stomach it does not make all that much difference whether the recipient of
excessive attachment is a person or a philosophical creed; zealotry and
bandwagoning seem to me no more appealing than discipleship. Rational and
dispassionate commendation and criticism are of course essential to the
prosecution of the discipline, provided that they are exercised in the pursuit
of philosophical truth: but passion directed towards either philosophers or
philosophies is outof place, no matter whether its object is favoured or
disfavoured. What is in place is respect, when it is deserved. I have
little doubt that it is the general beastliness of human nature which is in the
main responsible for the fact that philosophy, despite its supposedly exalted
nature, has exhibited some tendency to become yet another of the jungles in
which human beings seem so much at home, with the result that beneath the cloak
of enlightenment is hidden the dagger of diminution by disparagement. But there
are perhaps one or two special factors, the elimination of which, if possible,
might lower the level of pollution. One of these factors is, 1 suspect, a
certain view of the proper procedure for establishing a philosophical
thesis. It is, 1 am inclined to think, believed by many philosophers
that, in philosophical thinking, we start with certain material (the nature of
which need not here concern us) which poses a certain problem or raises a
certain question. At first sight, perhaps, more than one distinct philosophical
thesis would appear to account for the material and settle the question raised
by it; and the way (generally the only way) in which a particular thesis is
established is thought to be by the elimination of its rivals, characteristically
by the detection of counter-examples. Philosophical theses are supported
by elimination of alternative theses. It is, however, my hope that in
many cases, including the most important cases, theses can be established by
direct evidence in their favour, not just by elimination of their rivals. I
shall refer to this issue again later when I come to say something about the
character of metaphysical argument and its connection with so-called
transcendental argument. The kind of metaphysical argument which I have in mind
might be said, perhaps, to exemplify a 'diagogic' as opposed to 'epago-gic' or
inductive approach to philosophical argumentation. Now, the more emphasis is
placed on justification by elimination of rivals, the greater is the impetus
given to refutation, whether of theses or of people; and perhaps a greater
emphasis on 'diagogic' procedure, if it could be shown to be justifiable, would
have an eirenic effect. A second possible source of atmospherie
amelioration might be a shift in what is to be regarded as the prime index of
success, or merit, in philosophical enquiry. An obvious candidate as an answer
to this question would be being right, or being right for the right reasons
(how-ever difficult the realization of this index might be to determine). Of
course one must try to be right, but even so I doubt whether this is the best
answer, unless a great deal is packed into the meaning of "for the right
reasons. An eminent topologist whom I knew was regarded withsomething
approaching veneration by his colleagues, even though usually when he gave an
important lecture either his proofs were incomplete, or if complete they
contained at least one mistake. Though he was often wrong, what he said was
exciting, stimulating, and fruitful. The situation in philosophy seems to
me to be similar. Now if it were generally explicitly recognized that being
interesting and fruitful is more important than being right, and may indeed
co-exist with being wrong, polemical refutation might lose some of its appeal.
(I) The cause which I have just been espousing might be called, perhaps, the
unity of conviviality in philosophy. There are, however, one or two other kinds
of unity in which I also believe. These relate to the unity of the subject or
discipline: the first I shall call the latitudinal unity of philosophy, and the
second, its longitudinal unity. With regard to the first, it is my firm
conviction that despite its real or apparent division into departments,
philosophy is one subject, a single discipline. By this I do not merely mean
that between different areas of philosophy there are cross-references, as when,
for example, one encounters in ethics the problem whether such and such
principles fall within the epistemological classification of a priori knowledge,
I mean (or hope I mean) something a good deal stronger than this, something
more like the thesis that it is not possible to reach full understanding of, or
high level proficiency in, any one department without a corresponding
understanding and proficiency in the others; to the extent that when I
visit an unfamiliar university and occasionally happens) L am introduced to,
'Mr Puddle, our man in Political Philosophy (or in 'Nineteenth-century
Continental Philosophy' or 'Aesthetics', as the case may be), I am immediately
confident that either Mr Puddle is being under-described and in consequence
maligned, or else Mr Puddle is not really good at his stuff. Philosophy, like
virtue, is entire. Or, one might even dare to say, there is only one problem in
philosophy, namely all of them. At this point, however, I must admit a double
embarassment; I do not know exactly what the thesis is which I want to
maintain, and I do not know how to prove it, though I am fairly sure that my
thesis, whatever it is, would only be interesting if it were provable, or at
least strongly arguable; indeed the embarass-ments may not be independent of
one another. So the best 1 can now do will be to list some possibilities with
regard to the form which supporting argument might take. (i) It might be
suggested that the sub-disciplines within philosophy are ordered in such a way
that the character and special problems of each sub-discipline are generated by
the character and subject-matter ofof a prior sub-discipline; that the nature
of the prior sub-discipline guarantees or calls for a successor of a certain
sort of dealing with such-and-such a set of questions; and it might be added
that the nature of the first or primary sub-discipline is dictated by the
general nature of theorizing or of rational enquiry. On this suggestion each
posterior sub-discipline S would call for the existence of some prior
sub-discipline which would, when specified, dictate the character of S. (ii)
There might be some very general characterization which applies to all
sub-disciplines, knowledge of which is required for the successful study of any
sub-discipline, but which is itself so abstract that the requisite knowledge of
it can be arrived at only by attention to its various embodiments, that is to
the full range of sub-disciplines. (iii) Perhaps on occasion every
sub-discipline, or some element or aspect of every sub-discipline, falls within
the scope of every other sub-discipline. For example, some part of metaphysics
might consist in a metaphysical treatment of ethics or some element in ethics;
some part of epistemology might consist in epistemological consideration of
metaphysics or of the practice of metaphysical thinking: some part of ethics or
of value theory might consist in a value-theoretical treatment of epistemology:
and so on. All sub-disciplines would thus be inter-twined. (iv) It might
be held that the ultimate subject of all philosophy is ourselves, or at least
our rational nature, and that the various subdivisions of philosophy are concerned
with different aspects of this rational nature. But the characterization of
this rational nature is not divisible into water-tight compartments; each
aspect is intelligible only in relation to the others. (v) There is a
common methodology which, in different ways, dictates to each sub-discipline.
There is no ready-made manual of methodology, and even if there were, knowing
the manual would not be the same as knowing how to use the manual. This
methodology is sufficiently abstract for it to be the case that proficient
application of it can be learned only in relation to the totality of
sub-disciplines within its domain. (Suggestion (v) may well be close to
suggestion (ii).) (III) In speaking of the 'Longitudinal Unity of Philosophy',
I am referring to the unity of Philosophy through time. Any Oxford philosophy
tutor who is accustomed to setting essay topics for his pupils, for which he
prescribes reading which includes both passages from Plato or Aristotle and
articles from current philosophical journals, is only too well aware that there
are many topics which span the centuries; and it is only a little less obvious
that often substantiallysimilar positions are propounded at vastly differing
dates. Those who are in a position to know assure me that similar correspondences
are to some degree detectable across the barriers which separate one
philosophical culture from another, for example between Western European and
Indian philosophy. If we add to this banality the further banality that it is
on the whole likely that those who achieve enduring philosophical fame do so as
a result of outstanding philosophical merit, we reach the conclusion that in
our attempts to solve our own philosophical problems we should give proper
consideration to whatever contributions may have been provided by the
illustrious dead. And when I say proper consideration I am not referring to
some suitably reverential act of kow-towing which is to be performed as we pass
the niche assigned to the departed philosopher in the Philosopher's Hall of Fame;
I mean rather that we should treat those who are great but dead as if they were
great and living, as persons who have something to say to us now; and, further,
that in order to do this we should do our best to 'introject' ourselves into
their shoes, into their ways of thinking: indeed to rethink their offerings as
if it were ourselves who were the offerers: and then, perhaps, it may turn out
that it is ourselves. I might add at this point that it seems to me that one of
the prime benefits which may accrue to us from such introspection lies in the
region of methodology. By and large the greatest philosophers have been the
greatest, and the most self-conscious, methodologists; indeed. I am tempted to
regard this fact as primarily accounting for their greatness as philosophers.
So whether we are occupied in thinking on behalf of some philosopher other than
ourselves, or in thinking on our own behalf, we should maintain a constant
sensitivity to the nature of the enterprise in which we are engaged and to the
character of the procedures which are demanded in order to carry it
through. Of course, if we are looking at the work of some relatively
minor philosophical figure, such as for example Wollaston or Bosanquet or
Wittgenstein, such 'introjection' may be neither possible nor worth-while; but
with Aristotle and Kant, and again with Plato, Descartes, Leibniz, Hume, and
others, it is both feasible and rewarding. But such an introjection is not
easy, because for one reason or another, idioms of speech and thought change
radically from time to time and from person to person; and in this enterprise
of introjection transference from one idiom to another is invariably involved,
a fact that should not be bemoaned but should rather be hailed with
thanksgiving, since it is primarily this fact which keeps philosophy alive.This
reflection leads me to one of my favourite fantasies. Those who wish to decry
philosophy often point to the alleged fact that though the great problems of
philosophy have been occupying our minds for 2 millennia or more, not one of
them has ever been solved. As soon as someone claims to have solved one, it is
immediately unsolved by someone else. My fantasy is that the charge against us
is utterly wide of the mark; in fact many philosophical problems have been
(more or less) solved many times; that it appears otherwise is attributable to
the great difficulty involved in moving from one idiom to another, which
obscures the identities of problems. The solutions are inscribed in the records
of our subject; but what needs to be done, and what is so difficult, is to read
the records aright. Now this fantasy may lack foundation in fact; but to
believe it and to be wrong may well lead to good philosophy, and, seemingly,
can do no harm; whereas to reject it and to be wrong in rejecting it might
involve one in philosophical disaster. (IV) As I thread my way unsteadily
along the tortuous mountain path which is supposed to lead, in the long
distance, to the City of Eternal Truth, I find myself beset by a multitude of
demons and perilous places, bearing names like Extensionalism, Nominalism,
Positiv-ism, Naturalism, Mechanism, Phenomenalism, Reductionism, Physical-ism,
Materialism, Empiricism, Scepticism, and Functionalism; menaces which are,
indeed, almost as numerous as those encountered by a traveller called Christian
on another well-publicized journey. The items named in this catalogue are
obviously, in many cases, not to be identified with one another; and it is
perfectly possible to maintain a friendly attitude towards some of them while
viewing others with hostility. There are many persons, for example, who
view naturalism with favour while firmly rejecting nominalism; and it is not
easy to see how any one could couple support for phenomenalism with support for
physicalism. After a more tolerant (permissive) middle age. I have come
to entertain strong opposition to all of them, perhaps partly as a result of
the strong connection between a number of them and the philosophical
technologies which used to appeal to me a good deal more than they do
now. But how would I justify the hardening of my heart? The first
question is, perhaps, what gives the list of items a unity, so that I can think
of myself as entertaining one twelvefold antipathy, rather than twelve discrete
antipathies. To this question my answer is that all the items are forms of what
I shall call Minimalism, a propensity which secks to keep to a minimum (which
may in some cases be zero) the scope allocated to some advertized philosophical
commodity, suchas abstract entities, knowledge, absolute value, and so forth.
In weighing the case for and the case against a trend of so high a degree of
generality as Minimalism, kinds of consideration may legitimately enter which
would be out of place were the issue more specific in character, in particular,
appeal may be made to aesthetic considerations. In favour of Minimalism,
for example, we might hear an appeal, echoing Quine, to the beauty of
"desert landscapes'. But such an appeal I would regard as inappropriate;
we are not being asked by a Minimalist to give our vote to a special, and no
doubt very fine, type of landscape; we are being asked to express our
preference for an ordinary sort of landscape at a recognizably lean time; to
rosebushes and cherry-trees in mid-winter, rather than in spring or summer. To
change the image some-what, what bothers me about what I am being offered is
not that it is bare, but that it has been systematically and relentlessly
undressed. I am also adversely influenced by a different kind of
unattractive feature which some, or perhaps even all of these bétes noires seem
to possess. Many of them are guilty of restrictive practices which, perhaps,
ought to invite the attention of a Philosophical Trade Commission: they limit
in advance the range and resources of philosophical explanation. They
limit its range by limiting the kinds of phenomena whose presence calls for
explanation; some prima facie candidates are watered down, others are washed
away; and they limit its resources by forbidding the use of initially tempting
apparatus, such as the concepts expressed by psychological, or more generally
intensional, verbs. My own instinets operate in a reverse direction from this.
I am inclined to look first at how useful such and such explanatory ideas might
prove to be if admitted, and to waive or postpone enquiry into their
certificates of legitimacy. I am conscious that all I have so far said
against Minimalsim has been very general in character, and also perhaps a
little tinged with rhetoric. This is not surprising in view of the
generality of the topic; but all the same I should like to try to make some
provision for those in search of harder tack. I can hardly, in the present
context, attempt to provide fully elaborated arguments against all, or even
against any one, of the diverse items which fall under my label 'Minimalism';
the best I can do is to try to give a preliminary sketch of what I would regard
as the case against just one of the possible forms of minimalism, choosing one
which 1 should regard it as particularly important to be in a position to
reject. My selection is Extensionalism, a position imbued with the spirit of
Nominalism, and dear both to those who feel that Because it is redis no more
informative as an answer to the question Why is an English mail-box called
"red"? than would be 'Because he is Paul Grice' as an answer to the
question 'Why is that distinguished-looking person called "Paul
Grice"T, and also to those who are particularly impressed by the power of Set-theory.
The picture which, I suspect, is liable to go along with Extensionalism is that
of the world of particulars as a domain stocked with innumerable tiny pellets,
internally indistinguishable from one another, but distinguished by the groups
within which they fall, by the 'clubs' to which they belong; and since the
clubs are distinguished only by their memberships, there can only be one club
to which nothing belongs. As one might have predicted from the outset, this
leads to trouble when it comes to the accommodation of explanation within such
a system. Explanation of the actual presence of a particular feature in a
particular subject depends crucially on the possibility of saying what would be
the consequence of the presence of such and such features in that subject,
regardless of whether the features in question even do appear in that subject,
or indeed in any subject. On the face of it, if one adopts an extensionalist
viewpoint, the presence of a feature in some particular will have to be re-expressed
in terms of that particular's membership of a certain set; but if we proceed
along those lines, since there is only one empty set, the potential
consequences of the possession of in fact unexemplified features would be
invariably the same, no matter how different in meaning the expressions used to
specify such features would ordinarily be judged to be. This is certainly not a
conclusion which one would care to accept. I can think of two ways of
trying to avoid its acceptance, both of which seem to me to suffer from serious
drawbacks. The first shows some degree of analogy with a move which, as a
matter of history, was made by empiricists in connection with simple and
complex ideas. In that region an idea could be redeemed from a charge of
failure to conform to empiricist principles through not being derived from
experience of its instantiating particulars (there being no such particu-lars)
if it could be exhibited as a complex idea whose component simple ideas were so
derived; somewhat similarly, the first proposal seeks to relieve certain
vacuous predicates or general terms from the embarrassing consequences of
denoting the empty set by exploiting the non-vacuousness of other predicates or
general terms which are constituents in a definition of the original vacuous
terms. (a) Start with two vacuous predicates, say (ay) 'is married to a
daughter of an English queen and a pope' and (oz) is a climber on hands and
knees of ais no more informative as an answer to the question Why is an English
mail-box called "red"? than would be 'Because he is Paul Grice' as an
answer to the question 'Why is that distinguished-looking person called
"Paul Grice"T, and also to those who are particularly impressed by
the power of Set-theory. The picture which, I suspect, is liable to go along
with Extensionalism is that of the world of particulars as a domain stocked
with innumerable tiny pellets, internally indistinguishable from one another,
but distinguished by the groups within which they fall, by the 'clubs' to which
they belong; and since the clubs are distinguished only by their memberships,
there can only be one club to which nothing belongs. As one might have
predicted from the outset, this leads to trouble when it comes to the
accommodation of explanation within such a system. Explanation of the actual
presence of a particular feature in a particular subject depends crucially on
the possibility of saying what would be the consequence of the presence of such
and such features in that subject, regardless of whether the features in
question even do appear in that subject, or indeed in any subject. On the face
of it, if one adopts an extensionalist viewpoint, the presence of a feature in
some particular will have to be re-expressed in terms of that particular's
membership of a certain set; but if we proceed along those lines, since there
is only one empty set, the potential consequences of the possession of in fact
unexemplified features would be invariably the same, no matter how different in
meaning the expressions used to specify such features would ordinarily be
judged to be. This is certainly not a conclusion which one would care to
accept. I can think of two ways of trying to avoid its acceptance, both
of which seem to me to suffer from serious drawbacks. The first shows some
degree of analogy with a move which, as a matter of history, was made by
empiricists in connection with simple and complex ideas. In that region an idea
could be redeemed from a charge of failure to conform to empiricist principles
through not being derived from experience of its instantiating particulars
(there being no such particu-lars) if it could be exhibited as a complex idea
whose component simple ideas were so derived; somewhat similarly, the first
proposal seeks to relieve certain vacuous predicates or general terms from the
embarrassing consequences of denoting the empty set by exploiting the
non-vacuousness of other predicates or general terms which are constituents in
a definition of the original vacuous terms. (a) Start with two vacuous predicates,
say (ay) 'is married to a daughter of an English queen and a pope' and (oz) is
a climber on hands and knees of a29,000 foot mountain. (8) If aj and a z are
vacuous, then the following predicates are satisfied by the empty set @: (B)
'is a set composed of daughters of an English queen and a pope, and (Ps) 'is a
set composed of climbers on hands and knees of a 29.000 foot mountain. (y)
Provided 'R, and 'R,' are suitably interpreted, the predicates A, and ,
may be treated as coextensive respectively with the following revised
predicates (y) Stands in R, to a sequence composed of the sets married
to, daughters, English queens and popes; and (72) 'stands in Rz to a sequence
composed of the sets climbers, 29,000 foot mountains, and things done on hands
and knees'. (8) We may finally correlate with the two initial predicates o1 and
a2, respectively, the following sequences derived from 7, and Yz: (S,) the
sequence composed of the relation R, (taken in extension), the set married to,
the set daughters, the set English queens, and the set popes: and (&2) the
sequence composed of the relation Rz, the set climbers, the set 29,000 foot
mountains, and the set things done on hands and knees. These sequences are
certainly distinet, and the proposal is that they, rather than the empty set,
should be used for determining, in some way yet to be specified, the
explanatory potentialities of the vacuous predicates a, and a2. My chief
complaint against this proposal is that it involves yet another commission of
what I regard as one of the main minimalist sins, that of imposingin advance a
limitation on the character of explanations. For it implicitly recognizes
it as a condition on the propriety of using vacuous predicates in explanation
that the terms in question should be representable as being correlated with a
sequence of non-empty sets. This is a condition which, I suspect, might
not be met by every vacuous predicate. But the possibility of representing an
explanatory term as being, in this way or that, reducible to some favoured item
or types of items should be a bonus which some theories achieve, thereby
demonstrating their elegance, not a condition of eligibility for a particular
class of would-be explanatory terms. The second suggested way of avoiding
the unwanted consequence is perhaps more intuitive than the first; it certainly
seems simpler. The admissibility of vacuous predicates in explanations of
possible but non-actual phenomena (why they would happen if they did happen),
depends, it is suggested, on the availability of acceptable non-trivial
generalizations wherein which the predicate in question specifies the
antecedent condition. And, we may add, a generalization whose acceptability
would be unaffected by any variation on the specification of its antecedent
condition, provided the substitute were vacuous, wouldcertainly be trivial.
Non-trivial generalizations of this sort are certainly available, if (1) they
are derivable as special cases from other generalizations involving less
specific antecedent conditions, and (2) these other generalizations are
adequately supported by further specifies whose antecedent conditions are
expressed by means of non-vacuous predicates. The explanatory
opportunities for vacuous predicates depend on their embodiment in a
system. My doubts about this second suggestion relate to the steps which
would be needed in order to secure an adequately powerful system. I
conjecture, but cannot demonstrate, that the only way to secure such a system
would be to confer special ontological privilege upon the entities of physical
science together with the system which that science provides. But now a problem
arises: the preferred entities seem not to be observable, or in so far as they
are observable, their observability scems to be more a matter of conventional
decision to count such and-such occurrences as observations than it is a matter
of fact. It looks as if states of affairs in the preferred scientific world
need, for credibility, support from the vulgar world of ordinary observation reported
in the language of common sense. But to give that support, the judgements and
the linguistic usage of the vulgar needs to be endowed with a certain
authority, which as a matter of history the kind of minimalists whom I know or
know of have not seemed anxious to confer. But even if they were anxious to
confer it, what would validate the conferring, since ex hypothesi it is not the
vulgar world but the specialist scientific world which enjoys ontological
privilege? (If this objection is sound, the second suggestion, like the first,
takes something which when present is an asset, bonus, or embel-lishment,
namely systematicity, and under philosophical pressure converts it into a
necessity.) I have, of course, not been attempting to formulate an argument
by which minimalism, or indeed any particular version of minimalism, could be
refuted; I have been trying only to suggest a sketch of a way in which,
perhaps, such an argument might be developed. I should be less than honest if I
pretended to any great confidence that even this relatively unambitious
objective has been attained. I should, however, also be less than honest if I
concealed the fact that, should I be left without an argument, it is very
likely that I should not be very greatly disturbed. For my antipathy to
minimalism depends much more on a concern to have a philosophical approach
which would have prospects of doing justice to the exuberant wealth and variety
of human experiencein a manner seemingly beyond the reach of minimalists, than
on the availability of any argument which would show the theses of minimal.
ists to be mistaken. (VI) But at this point some people, I think, would
wish to protest that I am treating minimalism in much too monolithic a way.
For, it might be said, while many reasonable persons might be willing to align
themselves with me, for whatever reasons, in opposition to exten-sionalism and
physicalism, when such persons noticed that I have also declared my opposition
to mechanism and to naturalism, they might be prompted to enquire whether I
wished to declare support for the ideas of the objectivity of value and of the
presence of finality in nature, and to add that should I reply affirmatively,
they would part company with me. Now I certainly do wish to affirm, under some
interpretation, 'the objectivity of value, and I also wish to maintain, again
under some interpretation, 'the presence of finality in nature'. But
perhaps I had better formulate in a somewhat more orderly way, one or two of
the things which I do believe or at least would like to believe. (1) I
believe (or would like to believe) that it is a necessary feature of rational
beings, either as part of or as a consequence of part of, their essential
nature, that they have a capacity for the attribution of value. I also
believe that it follows from this fact, together perhaps with one or more
additional assumptions, that there is objective value. | believe that value, besides
being objective, has at the same time intrinsic motivational force, and that
this combination is rendered possible only by a constructivist approach rather
than a realist approach to value. Only if value is in a suitable sense
'instituted by us' can it exhibit the aforesaid combination. The objectivity of value is
possible only given the presence of finality or purpose in nature (the
admissibility of final causes). The fact that reason is operative both in the
cognitive and in the practical spheres strongly suggests, if it does not prove,
that a constructivist approach is in order in at least some part of the
cognitive sphere as well as in the practical sphere: The adoption of a
constructivist approach makes possible, perhaps even demands, the
adoption of a stronger rather than merely a weaker version of rationalism. That
is to say, we can regard ourselves, qua rational beings, as called upon not
merely to have reasons for our beliefs (rationes cognoscendi) and also for
other attitudes like desires and intentions, but to allow and to search for,
reasons for things to bethe case (at least in that area of reality which is
constructed). Such reasons will be rationes essendi. It is obvious that
much of the terminology in which this programme is formulated is extremely
obscure. Any elucidation of it, and any defence of the claims involved which I
shall offer on this occasion, will have to wait until the second main section
of this Reply: for I shall need to invoke specifie theses within particular
departments of philosophy. I hope to engage, on other occasions, in a fuller examination
of these and kindred ideas. B. COMMENTARY ON RICHARDS Richards
devote most of their ingenious and perceptive attention to three or four topics
which they feel to be specially prominent in my work; to questions about
meaning, to questions in and about philosophical psychology, rationality, and
metaphysics, and finally to questions about value, including ethical questions.
I shall first comment on what they have to say about meaning, and then in my
concluding section I turn to the remaining topics. B1. Meaning In
the course of a penetrating treatment of the development of my views on this
topic, they list, in connection with what they see as the third stage of this
development three problems or objections to which my work might be thought to
give rise. I shall say something about each of these, though in an altered
order; I shall also add a fourth problem which I know some people have regarded
as acute, and I shall briefly re-emphasize some of the points about the most
recent developments in my thinking, which Richards have presented and which may
not be generally familiar. As a preliminary to enumerating the question
for discussion, I may remark that the treatment of the topic by Richards seems
to offer strong support to my thesis about the unity (latitudinal unity) of
philo-sophy: for the problems which emerge about meaning are plainly problems
in psychology and metaphysics, and I hope that as we proceed it will become
increasingly clear that these problems in turn are inextricably bound up with the
notion of value. (1) The first difficulty relates to the alleged ly
dubious admissibility of propositions as entities: 'In the explication of
utterance-type meaning. what does the variable "p" take as values?
The values of "p" are theobjects of meaning, intention, and
belief-propositions, to call them by their traditional name. But isn't one of
the most central tasks of a theory of meaning to give an account of what
propositions are?.. + Much of the recent history of philosophy of language
consists of attacks on or defences of various conceptions of what a proposition
is, for the fundamental issue involved here is the relation of thought and
language to reality... How can Grice offer an explication of utterance-type
meaning that simply takes the notion of a proposition more or less for
granted?' A perfectly sound, though perhaps somewhat superficial, reply
to the objection as it is presented would be that in any definition of meaning
which I would be willing to countenance, the letters 'p', q', etc. operate simply
as 'gap signs; if they appear in a definiendum they will reappear in the
corresponding definiens. If someone were to advance the not wholly plausible
thesis that to feel F is just to have a Rylean agitation which is caused by the
thought that one is or might be F. it would surely be ridiculous to criticize
him on the grounds that he had saddled himself with an ontological commitment
to feelings, or to modes of feeling. If quantifiers are covertly involved at
all, they will only be universal quantifiers which could in such a case as this
be adequately handled by a substitutional account of quantification. My
situation vis-a-vis propositions is in no way different. Moreover, if
this last part of the cited objection is to be understood as suggesting that
philosophers have been most concerned with the characterization of the nature
of propositions with a view to using them, in this or that way, as a key to the
relationships between language. thought, and reality, I rather doubt whether
this claim is true, and if it is true, I would regard any attempt to use
propositions in such a manner as a mistake to which I have never subscribed.
Propositions should not, I think, be viewed as tools, gimmicks, or bits of
apparatus designed to pull off the metaphysical conjuring-trick of relating
language, thought, and reality. The furthest I would be prepared to go in this
direction would be to allow it as a possibility that one or more substantive
treatments of the relations between language, thought, and reality might involve
this notion of a proposition, and so might rely on it to the extent that an
inability to provide an adequate theoretical treatment of propositions would
undermine the enterprise within which they made an appearance. It is,
however, not apparent to me that any threat of this kind of disaster hangs over
my head. In my most recently published work onmeaning (Meaning Revisited,
1981), I do in fact discuss the topic of the correspondences to be looked for
between language, thought, and reality, and offer three suggestions about the
ways in which, in effect, rational enterprises could be defeated or radically
hampered should there fail to be correspondences between the members of any
pair selected from this trio. I suggest that without correspondences between
thought and reality, individual members of such fundamental important kinds of
psychological states as desires and beliefs would be unable to fulfil their
theoretical role, purpose, or function of explaining behaviour, and indeed
would no longer be identifiable or distinguishable from one another; that,
without correspondences between language and thought, communication, and so the
rational conduct of life, would be eliminated; and that without direct
correspondence between language and reality over and above any indirect
correspondence provided for by the first two suggestions, no generalized
specification, as distinct from case-by-case specification, of the conditions
required for beliefs to correspond with reality, that is to be true, would be
available to us. So far as I can see, the foregoing justification of this
acceptance of the correspondences in question does not in any obvious way
involve a commitment to the reality of propositions; and should it turn out to
do so in some unobvious way perhaps as a consequence of some unnoticed
assumption —then the very surreptitiousness of the commitment would
indicate to me the likelihood that the same commitment would be involved in any
rational account of the relevant subject matter, in which case, of course, the
commitment would be ipso facto justified. Indeed, the idea of an
inescapable commitment to propositions in no way frightens me or repels me; and
if such a commitment would carry with it an obligation to give an account of
what propositions are, 1 think this obligation could be discharged. It might,
indeed, be possible to discharge it in more than one way. One way would
involve, as its central idea, focusing on a primitive range of simple
statements, the formulation of which would involve no connectives or
quantifiers, and treating each of these as 'expressing' a propositional
complex, which in such cases would consist of a sequence whose elements would
be first a general item (a set, or an attribute, according to preference) and
second a sequence of objects which might, or might not, instantiate or belong
to the first item. Thus the propositional complex associated with the sentence,
John is wise', might be thought of consisting of a sequence whose first
(general' member would be the set of wise persons, or (alternatively) the
attribute wisdom, and whose second('instantial' or 'particular") member
would be John or the singleton of John; and the sentence, 'Martha detests
Mary', could be represented as expressing a propositional complex which is a
sequence whose first element is detestation (considered either extensionally as
a set or non-extensionally as an attribute) and whose second element is a
sequence composed of Martha and Mary, in that order. We can define a property
of factivity which will be closely allied to the notion of truth! a (simple)
propositional complex will be factive just in case its two elements (the
general and instantial elements) are related by the appopriate predication
relation, just in case (for example) the second element is a member of the set
(possesses the attribute) in which the first element consists.
Propositions may now be represented as each consisting of a family of
propositional complexes, and the conditions for family unity may be thought of
either as fixed or as variable in accordance with the context, This idea will
in a moment be expanded. The notorious difficulties to which this kind of
treatment gives rise will begin with the problems of handling connectives and
of handling quantification. In the present truncated context I shall leave the
first problem on one side, and shall confine myself to a few sketchy remarks
concerning quantification. A simple proposal for the treatment of quantifiers
would call for the assignment to each predicate, besides its normal or standard
extension, two special objects associated with quantifiers, an 'altogether'
object and a 'one-at-a-time' object; to the epithets 'grasshopper', ['boy',
'girl'], for example, will be assigned not only ordinary individual objects
like grasshoppers [boys, girls] but also such special objects as the altogether
grasshopper [boy, girl| and the one-al-a-time grasshopper [boy, girlf. We shall
now stipulate that an 'altogether' special object satisfies a given
predicate just in case every normal or standard object associated with that
special object satisfies the predicate in question, and that a 'one-at-a-time'
special object satisfies a predicate just in case at least one of the
associated standard objects satisfies that predicate. So the altogether
grasshopper will be green just in case every individual grasshopper is green,
and the one-at-a-time grasshopper will be green just in case at least one
individual grasshopper is green, and we can take this pair of statements about
special grasshoppers as providing us with representations of (respec-lively)
the statement that all grasshoppers are green and the statement that some
grasshopper is green. The apparatus which I have just sketched is plainly
not, as it stands, adequate to provide a comprehensive treatment of
quantification. Itwill not, for example, cope with well-known problems arising
from features of multiple quantification; it will not deliver for us distinct
representations of the two notorious (alleged) readings of the statement
'Every girl detests some boy', in one of which (supposedly) the universal
quantifier is dominant with respect to scope, and in the other of which the
existential quantifier is dominant. To cope with this problem it might be
sufficient to explore, for semantic purposes, the device of exportation, and to
distinguish between, (i) 'There is some boy such that every girl detests him',
which attributes a certain property to the one-at-a-time boy, and (ii) 'Every
girl is such that she detests some boy', which attributes a certain (and different)
property to the altogether girl; and to note, as one makes this move, that
though exportation, when applied to statements about individual objects, seems
not to affect truth-value, whatever else may be its semantic function, when it
is applied to sentences about special objects it may, and sometimes will,
affect truth-value. But however effective this particular shift may be, it is
by no means clear that there are not further demands to be met which would
overtax the strength of the envisaged apparatus; it is not, for example, clear
whether it could be made adequate to deal with indefinitely long strings of
'mixed' quanti-fiers. The proposal might also run into objections of a more
philosophical character from those who would regard the special objects which
it invokes as metaphysically disreputable. Should an alternative proposal
be reached or desired, I think that one (or, indeed, more than one) is
available. The one which I have immediately in mind could be regarded as a
replacement for, an extension of, or a reinterpretation of the scheme just
outlined, in accordance with whatever view is finally taken of the potency and
respectability of the ideas embodied in that scheme. The new proposal, like its
predeces-sor, will treat propositional complexes as sequences, indeed as
ordered pairs containing a subject-item and a predicate-item, and will,
there-fore, also like its predecessor, offer a subject-predicate account of
quantification. Unlike its predecessor, however, it will not allow individual
objects, like grasshoppers, girls, and boys, to appear as elements in
propositional complexes, such elements will always be sets or attributes,
Though less restrictive versions of this proposal are, I think, available, I
shall, for convenience, consider here only a set-theoretic version.
According to this version, we associate with the subject-expression of a
canonically formulated sentence a set of at least second order. If thesubject
expression is a singular name, its ontological correlate will be the singleton
of the singleton of the entity which bears that name. The treatment of singular
terms which are not names will be parallel, but is here omitted. If the
subject-expression is an indefinite quantificational phrase, like 'some
grasshopper', its ontological correlate will be the set of all singletons whose
sole element is an item belonging to the extension of the predicate to which
the indefinite modifier is attached; so the ontological correlate of the phrase
'some grasshopper' will be the set of all singletons whose sole element is an
individual grasshopper. If the subject expression is a universal
quantificational phrase, like 'every grasshopper', its ontological correlate
will be the singleton whose sole element is the set which forms the extension of
the predicate to which the universal modifier is attached; thus the correlate
of the phrase 'every grasshopper' will be the singleton of the set of
grasshoppers. Predicates of canonically formulated sentences are
correlated with the sets which form their extensions. It now remains to specify
the predication-relation, that is to say, to specify the relation which has to
obtain between subject-element and predicate-element in a propositional complex
for that complex to be factive. A propositional complex will be factive just in
case its subject-element contains as a member at least one item which is a
subset of the predicate-element; so if the ontological correlate of the phrase
'some grasshopper' (or, again, of the phrase every grasshopper') contains as a
member at least one subset of the ontological correlate of the predicate 'x is
green' (viz. the set of green things), then the propositional complex directly
associated with the sentence 'some grasshopper is green' (or again with the
sentence every grasshopper is green') will be factive. A dozen years or
so ago, I devoted a good deal of time to this second proposal, and 1 convinced
myself that it offered a powerful instrument which, with or without adjustment,
was capable of handling not only indefinitely long sequences of 'mixed'
quantificational phrases, but also some other less obviously tractable problems
which I shall not here discuss. Before moving on, however, I might perhaps draw
attention to three features of the proposal. First, employing a strategy
which might be thought of as Leibnizian, it treats subject-elements as
being of an order higher than, rather than an order lower than, predicate
elements. Second, individual names are in effect treated like universal
quantificational phrases, thus recalling the practice of old-style traditional
logic. Third, and most importantly, the account which is offered is, initially,
an account of propositional complexes, not of propositions:as I envisage them,
propositions will be regarded as families of propositional complexes. Now the
propositional complex directly associated with the sentence 'Some grasshoppers
are witty', will be both logically equivalent to and numerically distinet from
the propositional complex directly associated with the sentence Not every grasshopper
is not witty'; indeed for any given propositional complex there will be
indefinitely many propositional complexes which are both logically equivalent
to and also numerically distinct from the original complex. The question
of how tight or how relaxed are to be the family ties which determine
propositional identity remains to be decided, and it might even be decided that
the conditions for such identity would vary according to context or
purpose. It seems that there might be an approach to the treatment of
propositions which would, initially at least, be radically different from the
two proposals which I have just sketched. We might begin by recalling that one
of the stock arguments for the reality of propositions used to be that
propositions are needed to give us something for logic to be about; sentences
and thoughts were regarded as insufficient, since the laws of logic do not
depend on the existence of minds or of language. Now one might be
rendered specially well-disposed towards propositions if one espoused, in
general, a sort of Aristotelian view of theories, and believed that for any
particular theory to exist there has to be a class of entities, central to that
theory, the essential nature of which is revealed in, and indeed accounts for,
the laws of the theory in question. If our thought proceeds along these
lines, propositions might be needed not just as pegs (so to speak) for logical
laws to hang from, but as things whose nature determines the content of the
logical system. It might even be possible (as George Myro has suggested to me)
to maintain that more than one system proceeds from and partially exhibits the
nature of propositions; perhaps, for example, one system is needed to display
propositions as the bearers of logical properties and another to display them
in their role as contents, or objects of propositional attitudes. How such an
idea could be worked out in detail is far from clear; but whatever might be the
difficulties of implementa-tion, it is evident that this kind of approach would
seek to answer the question, "What are propositions?", not by
identificatory dissec tion but rather by pointing to the work that propositions
of their very nature do. 1 have little doubt that a proper assessment of
the merits of the various proposals now before us would require decisions on
somefundamental issues in metaphysical methodology. What, for example,
determines whether a class of entities achieves metaphysical respect-ability?
What conditions govern the admission to reality of the products of ontological
romancing? What is the relation, in metaphysical practice, between two possible
forms of identification and characterization, that which proceeds by dissection
and that which proceeds by specification of output? Are these forms of procedure,
in a given case, rivals or are they compatible and even, perhaps, both
mandatory? Two further objections cited by Richards may be presented
together (in reverse order), since they both relate to my treatment of the idea
of linguistic procedures'. One of these objections disputes my right, as a
philosopher, to trespass on the province of linguists by attempting to deliver
judgement, either in specific cases or even generally, on the existence of
basic procedures underlying other semantic procedures which are, supposedly,
derivative from them. The other objection starts from the observation that my
account of linguistic communication involves the attribution to
communicators of more or less elaborate inferential steps concerning the
procedures possessed and utilized by their conversational partners, notes that
these steps and the knowledge which, allegedly, they provide are certainly not
as a rule explicitly present to consciousness, and then questions whether any
satisfactory interpretation can be given of the idea that the knowledge
involved is implicit rather than explicit. Richards suggest that answers to
these objections can be found in my published and unpublished work.
Baldly stated, the reply which they attribute to me with respect to the first
of these objections is that the idea that a certain sort of reason-ing. which
Richards illustrate by drawing on as yet unpublished work, is involved in
meaning, is something which can be made plausible by philosophical methods-by
careful description, reflection, and delineation of the ways we talk and think'
(p. 13 of this book). Now I certainly hope that philosophical methods can be
effective in the suggested direction, which case, of course, the objections
would be at least partially answered. But I think that I would also aim at a
sharper and more ambitious response along the following lines. Certainly the
specification of some particular set of procedures as the set which governs the
use of some particular langauge, or even as a set which participates in the
governance of some group of languages, is a matter for linguists except in so
far as it may rely upon some ulterior and highly general principles. But there
may be general principles of this sort, principles perhaps which specify forms
of procedure which do,and indeed must, operate in the use of any language
whatsoever. Now one might argue for the existence of such a body of principles
on the basis of the relatively unexciting, and not unfamiliar, idea that, so
far as can be seen, our infinite variety of actual and possible linguistic
performances is feasible only if such performances can be organized in a
certain way, namely as issuing from some initial finite base of primitive
procedures in accordance with the general principles in question. One might,
however, set one's sights higher, and try to maintain that the presence in a
language, or at least in a language which is actually used, of a certain kind
of structure, which will be reflected in these general principles, is
guaranteed by metaphysical considerations, perhaps by some rational demand for
a correspondence between linguistic categories on the one hand and
metaphysical, or real categories on the other. I will confess to an inclination
to go for the more ambitious of these enterprises. As regards the second
objection, I must admit to being by no means entirely clear what reply Richards
envisage me as wishing to make, but I will formulate what seems to me to be the
most likely representation of their view. They first very properly refer to my
discussion of 'incomplete reasoning in my John Locke Lectures, and discover
there some suggestions which, whether or not they supply necessary conditions
for the presence of formally incomplete or implicit reasoning, cannot plausibly
be considered as jointly providing a sufficient condition; the suggested
conditions are that the implicit reasoner intends that there should be some
valid supplementation of the explicitly present material which would justify
the 'conclusion' of the incomplete reasoning, together perhaps with a further
desire or intention that the first intention should be causally efficacious in
the generation of the reasoner's belief in the aforementioned conclusion.
Richards are plainly right in their view that so far no sufficient condition
for implicit reasoning has been provided; indeed, I never supposed that 1 had
succeeded in providing one, though I hope to be able to remedy this deficiency
by the (one hopes) not too distant time when a revised version of my John Locke
Lectures is published. Richards then bring to bear some further material from
my writings, and sketch, on my behalf, an argument which seems to exhibit the
following pattern: (I) That we should be equipped to form, and to recognize in
others, M-intentions is something which could be given a genitorial
justification; if the Genitor were constructing human beings with an eye to
their own good, the institution in us of a capacity to deployM-intentions would
be regarded by him with favour. (2) We do in fact possess the capacity to form,
and to recognize in others, M-intentions. The attribution of M-intentions
to others will at least sometimes have explanatory value with regard to their
behaviour, and so could properly be thought of as helping to fulfil a rational
desideratum. The exercise of rationality
takes place primarily or predominantly in the confirmation or revision of
previously established beliefs or practices; so it is reasonable to expect the
comparison of the actual with what is ideal or optimal to be standard procedure
in rational beings. (5) We have, in our repertoire of procedures available to
us in the conduct of our lives, the procedure of counting something which
approximates sufficiently closely to the fulfillment of a certain ideal or
optimum as actually fulfilling that ideal or optimum, the procedure (that is to
say) of deeming it to fulfil the ideal or optimum in question. So (6) it is
reasonable to attribute to human beings a readiness to deem people, who
approximate sufficiently closely in their behaviour to persons who have
ratiocinated about the M-intentions of others, to have actually ratiocinated in
that way. We do indeed deem such people to have so ratiocinated, though we do
also, when called upon, mark the difference between their deemed ratiocinations
and the 'primitive step-by-step variety of ratiocination, which provides us
with our ideal in this region, by characterizing the reasoning of the
'approximators' as implicit rather than explicit. Now whether or not it
was something of this sort which Richards had it in mind to attribute to me,
the argument as I have sketched it seems to me to be worthy of serious
consideration; it brings into play, in a relevant way, some pet ideas of mine,
and exerts upon me at least, some degree of seductive appeal. But whether I
would be willing to pass beyond sympathy to endorsement, I am not sure. There
are too many issues involved which are both crucially important and hideously
under-explored, such as the philosophical utility of the concept of deeming, the
relations between rational and pre-rational psychological states, and the
general nature of implicit thought. Perhaps the best thing for me to do at this
point will be to set out a line of argument which I would be inclined to
endorse and leave it to the reader to judge how closely what I say when
speaking for myself approximates to the suggested interpretation which I offer
when speaking on behalf of Richards. I would be prepared to argue that
something like the following sequence of propositions is true. (1) There
is a range of cases in which, so far from its being the casethat, typically,
one first learns what it is to be a @ and then, at the next stage, learns what
criteria distinguish a good o from a @ which is less good, or not good at all,
one needs first to learn what it is to be a good o, and then subsequently to
learn what degree of approximation to being a good o will qualify an item as a
p; if the gap between some item x and good ps is sufficently horrendous, then x
is debarred from counting as a @ at all, even as a bad p. I have elsewhere
called concepts which exhibit this feature value-oriented concepts. One example
of a value-oriented concept is the concept of reasoning: another, I now
suggest, is that of sentence. (2) It may well be that the existence of
value-oriented concepts (Ф.. Ф2. ...Ф.) depends on the prior
existence of pre-rational concepts (Фі, Ф2.. + • n), such that an item x qualifies for the application of the
concept a if and only if a satisfies a rationally-approved form or version of
the corresponding pre-rational concept '. We have a (primary) example of a step
in reasoning only if we have a transition of a certain rationally approved kind
from one thought or utterance to another. If p is value-oriented concept
then a potentiality for making or producing ds is ipso facto a potentiality for
making or producing good ps, and is therefore dignified with the title of a
capacity; it may of course be a capacity which only persons with special ends
or objectives. like pick-pockets, would be concerned to possess. I am strongly inclined to
assent to a principle which might be called a Principle of Economy of Rational
Effort. Such a principle would state that where there is a ratiocinative
procedure for arriving rationally at certain outcomes, a procedure which, because
it is ratiocinative, will involve an expenditure of time and energy, then if
there is a non-ratiocinative, and so more economical procedure which is likely,
for the most part, to reach the same outcomes as the ratiocinative procedure,
then provided the stakes are not too high it will be rational to employ the
cheaper though somewhat less reliable non-ratiocinative procedure as a
substitute for ratiocination. I think this principle would meet with Genitorial
approval, in which case the Genitor would install it for use should opportunity
arise. On the assumption that it is
characteristic of reason to operate on pre-rational states which reason
confirms, revises, or even (some-times) eradicates, such opportunities will
arise, provided the rational creatures can, as we can, be trained to modify the
relevant pre-rational states or their exercise, so that without actual
ratiocination the creatures can be more or less reliably led by those
pre-rational states to the thoughts or actions which reason would endorse were
it invoked; with the result that the creatures can do, for the most part, what
reason requires without, in the particular case, the voice of reason being
heard. Indeed in such creatures as ourselves the ability to dispense in this
way with actual ratiocination is taken to be an excellence: The more
mathematical things I can do correctly without engaging in overt mathematical
reasoning, the more highly I shall be regarded as a mathematician. Similar
considerations apply to the ability to produce syntactico-semantically
satisfactory utterances without the aid of a derivation in some
syntactico-semantic theory. In both cases the excellence which 1 exhibit is a
form of judgement: I am a good judge of mathematical consequences or of
satisfactory utterances. That ability to produce, without the aid of overt
ratiocination, transitions which accord with approved standards of inference
does not demand that such ratiocination be present in an unconscious or covert
form; it requires at most that our propensity to produce such transitions be
dependent in some way upon our acquisition or possession of a capacity to
reason explicitly, Similarly, our ability to produce satisfactory utterances
does not require a subterranean ratiocination to account for their satisfactory
character; it needs only to be dependent on our learning of, or use of, a
rule-governed language. There are two kinds of magic travel. In one of these we
are provided with a magic carpet which transports us with supernatural celerity
over a route which may be traversed in more orthodox vehicles; in the other, we
are given a magic lamp from which, when we desire it, a genie emerges who
transports us routelessly from where we are to where we want to go. The
exercise of judgement may perhaps be route-travelling like the first: but may
also be routeless like the second. But problems still remain. Deductive systems concocted
by professional logicians vary a good deal as regards their intuitiveness: but
with respect to some of them (for example, some suitably chosen system of
natural deduction) a pretty good case could be made that they not only generate
for us logically valid inferences, but do so in a way which mirrors the
procedures which we use in argument in the simplest or most fundamental cases.
But in the case of linguistic theories even the more intuitive among them may
not be in a position to make a corresponding claim about the production of
admissible utterances. They might be able to claim to generate (more or less)
the infinite class of admissible sentences, together with acceptable
interpretations ofeach (though even this much would be a formidable claim); but
such an achievement would tell us nothing about how we arrive at the produc
tion of sentences, and so might be thought to lack explanatory force.
That deficiency might be thought to be remediable only if the theory reflects,
more or less closely, the way or ways in which we learn, select. and criticize
linguistic performances; and here it is clear neither what should be reflected
nor what would count as reflecting it. There is one further objection,
not mentioned by Richards, which seems to me to be one to which I must respond.
It may be stated thus: One of the leading ideas in my treatment of
meaning was that meaning Is not to be regarded exclusively, or even primarily,
as a feature of language or of linguistic utterances; there are many instances
of non-linguistic vehicles of communication, mostly unstructured but sometimes
exhibiting at least rudimentary structure; and my account of meaning was
designed to allow for the possibility that non-linguistic and indeed
non-conventional 'utterances', perhaps even manifesting some degree of
structure, might be within the powers of creatures who lack any linguistic or
otherwise conventional apparatus for communication, but who are not thereby
deprived of the capacity to mean this or that by things they do. To provide for
this possibility, it is plainly necessary that the key ingredient in any
representation of meaning, namely intending. should be a state the capacity for
which does not require the possession of a language. Now some might be
unwilling to allow the possibility of such pre-linguistic intending. Against
them, I think I would have good prospects of winning the day; but unfortunately
a victory on this front would not be enough. For, in a succession of
increasingly elaborate moves designed to thwart a sequence of Schifferian
counter-examples. I have been led to restrict the intentions which are to
constitute utterer's meaning to M-intentions; and, whatever might be the case
in general with regard to intending, M-intending is plainly too sophisticated a
state to be found in a language-destitute creature. So the unavoidable
rearguard actions seem to have undermined the raison-d'etre of the
campaign. A brief reply will have to suffice; a full treatment would
require delving deep into crucial problems concerning the boundaries between
vicious and innocuous circularity, to which I shall refer again a little later.
According to my most recent speculations about meaning, one should distinguish
between what I might call the factual character of an utterance
(meaning-relevant features which are actually present in the utterance), and
what I might call its titular character (the nestedM-intention which is deemed
to be present). The titular character is infinitely complex, and so cannot be
actually present in toto; in which case to point out that its inconceivable
actual presence would be possible, or would be detectable, only via the use of
language would seem to serve little purpose. At its most meagre, the factual
character will consist merely in the pre-rational counterpart of meaning, which
might amount to no more than making a certain sort of utterance in order
thereby to get some creature to think or want some particular thing, and this
condition seems to contain no reference to linguistic expertise. Maybe in some
less straightforward instances of meaning there will be actually present
intentions whose feasibility as intentions will demand a capacity for the use
of language. But there can be no advance guarantee when this will be so, and it
is in any case arguable that the use of language would here be a practically
indispensable aid to thinking about relatively complex intentions, rather than
an element in what is thought about. B2. Metaphysies, Philosophical
Psychology, and Value In this final section of my Reply to Richards, I
shall take up, or take off from, a few of the things which they have to say
about a number of fascinating and extremely important issues belonging to the
chain of disciplines listed in the title of this section. I shall be concerned
less with the details of their account of the various positions which they see
me as maintaining than with the kind of structure and order which, albeit in an
as yet confused and incomplete way I think I can discern in the disciplines
themselves and, especially, in the connection between them. Any proper
discussion of the details of the issues in question would demand far more time
than I have at my disposal; in any case it is my intention, if I am spared, to
discuss a number of them, at length, in future writings. I shall be concerned
rather to provide some sort of picture of the nature of metaphysics, as I see
it, and of the way or ways in which it seems to me to underlie the other
mentioned disciplines. I might add that something has already been said in the
previous section of this Reply about philosophical psychology and rationality,
and that general questions about value, including metaphysical questions, were
the topic of my 1983 Carus lectures. So perhaps I shall be pardoned if here 1
concentrate primarily on metaphysics. I fear that, even when I am allowed the
advantage of operating within these limitations, what I have to say will be
programmatic and speculative rather than well-ordered and well-argued.At the
outset of their comments on my views concerning meta-physics, Richards say,
'Grice's ontological views are at least liberal'; and they document this
assertion by a quotation from my Method In Philosophical Psychology, in which I
admit to a taste for keeping open house for all sorts and conditions of
entities, just so long as when they come in they help with the housework.' I
have no wish to challenge their representation of my expressed position,
particularly as the cited passage includes a reference to the possibility that
certain sorts of entities might, because of backing from some transcendental
argument, qualify as entia realissima. The question I would like to raise is rather
what grounds are there for accepting the current conception of the relationship
between metaphysics and ontology. Why should it be assumed that metaphysics
consists in, or even includes in its domain, the programme of arriving at an
acceptable ontology? Is the answer merely that that enterprise is the one, or a
part of the one, to which the term "metaphysics' is conventionally applied
and so that a justification of this application cannot be a philosophical
issue? If this demand for a justified characterization of metaphysics is
to be met, I can think of only one likely strategy for meeting it. That will be
to show that success within a certain sort of philosophical under-taking, which
I will with striking originality call First Philosophy, is needed if any form
of philosophy, or perhaps indeed any form of rational enquiry, is to be
regarded as feasible or legitimate, and that the contents of First Philosophy
are identical with, or at least include, what are standardly regarded as the
contents of metaphysics! I can think of two routes by which this result might
be achieved, which might well turn out not to be distinct from one another. One
route would perhaps involve taking seriously the idea that if any region of
enquiry is to be successful as a rational enterprise, its deliverance must be
expressable in the shape of one or another of the possibly different types of
theory; that characterizations of the nature and range of possible kinds of
theory will be needed; and that such a body of characterization must itself be
the outcome of rational enquiry, and so must itself exemplify whatever
requirements it lays down for theories in general; it must itself be
expressible as a theory, to be called (if you like) Theory-theory. The
specification and justification of the ideas and material presupposed by any
theory, whether such account falls within or outside the bounds of
Theory-theory, would be properly called First Philosophy, and might • In
these reflections I have derived much benefit from discussions with Alan
Code.turn out to relate to what is generally accepted as belonging to the
subject matter of metaphysics. It might, for example, turn out to be
establishable that every theory has to relate to a certain range of subject
items, has to attribute to them certain predicates or attributes, which in turn
have to fall within one or another of the range of types or categories. In this
way, the enquiry might lead to recognized metaphysical topics, such as the
nature of being, its range of application, the nature of predication and a
systematic account of categories. A second approach would focus not on
the idea of the expressibility of the outcomes of rational enquiry in theories
but rather on the question of what it is, in such enquiries, that we are looking
for, why they are of concern to us. We start (so Aristotle has told us) as
laymen with the awareness of a body of facts; what as theorists we strive for
is not (primarily) further facts, but rational knowledge, or understanding, of
the facts we have, together with whatever further facts our investigations may
provide for us. Metaphysics will have as its concern the nature and
realizability of those items which are involved in any successful pursuit of
understanding; its range would include the nature and varieties of explanation
(as offered in some modification of the Doctrine of Four Causes), the
acceptability of principles of logic, the proper standards of proof, and so
on. I have at this point three comments to make. First, should it be the
case that, (1) the foregoing approach to the conception of metaphysics is found
acceptable, (2) the nature of explanation and (understood broadly) of causes is
a metaphysical topic, and (3) that Aristotle is right (as I suspect he is) that
the unity of the notion of cause is analogi-cal in character, then the general
idea of cause will rest on its standard particularizations, and the particular
ideas cannot be reached as specifications of an antecedent genus, for there is
no such genus, In that case, final causes will be (so to speak) foundation
members of the cause family, and it will be dubious whether their title as
causes can be disputed. Second, it seems very likely that the two
approaches are in fact not distinct; for it seems plausible to suppose that
explanations, if fully rational, must be systematic and so must be expressible
in theories. Conversely, it seems plausible to suppose that the function
of theories is to explain, and so that whatever is susceptible to theoretical
treatment is thereby explained. Third, the most conspicuous difficulty
about the approach which I have been tentatively espousing seems to me to be
that we may be in danger of being given more than we want to receive; we are
not, forexample, ready to regard methods of proof or the acceptability of
logical principles as metaphysical matters and it is not clear how such things
are to be excluded. But perhaps we are in danger of falling victims to a
confusion, Morality, as such, belongs to the province of ethics and does not
belong to the province of metaphysics. But, as Kant saw (and I agree with him),
that does not preclude there being metaphysical questions which arise about
morality. In general, there may be a metaphysics of X without it being the case
that X is a concept or item which belongs to metaphysics. Equally, there may be
metaphysical questions relating to proof or logical principles without it being
the case that as such proof or logical principles belong to metaphysics. It
will be fair to add, however, that no distinction has yet been provided, within
the class of items about which there are metaphysical questions, between those
which do and those which do not belong to metaphysics. The next element
in my attitude towards metaphysics to which I would like to draw attention is my
strong sympathy for a constructivist approach. The appeal of such an approach
seems to be to lie essentially in the idea that if we operate with the aim of
expanding some set of starting points, by means of regulated and fairly
well-defined procedures, into a constructed edifice of considerable complexity,
we have better prospects of obtaining the explanatory richness which we need
than if, for example, we endeavour to represent the seeming wealth of the world
of being as reducible to some favoured range of elements. That is, of course, a
rhetorical plea. but perhaps such pleas have their place. But a
constructivist methodology, if its title is taken seriously, plainly has its
own difficulties. Construction, as normally understood, requires one or more
constructors; so far as a metaphysical construction is concerned, who does the
constructing? *We"? But who are we and do we operate separately or
conjointly, or in some other way? And when and where are the acts of
construction performed, and how often? These troublesome queries are
reminiscent of differences which arose, I believe, among Kantian commentators,
about whether Kant's threefold synthesis (perhaps a close relative of
construction) is (or was) a datable operation or not. I am not aware that they
arrived at a satisfactory solution. The problem becomes even more acute when we
remember that some of the best candidates for the title of constructed
entities, for example numbers, are supposed to be eternal, or at least
timeless. How could such entities have construction dates? Some relief
may perhaps be provided if we turn our eyes towardsthe authors of fiction, My
next novel will have as its hero one Caspar Winebibber, a notorious English
highwayman born (or so 1 shall say) in 1764 and hanged in 1798, thereby ceasing
to exist long before sometime next year, when I create (or construct) him. This
mind-boggling situation will be dissolved if we distinguish between two
different occurrences; first, Caspar's birth (or death) which is dated to 1764
(or 1798), and second, my creation of Caspar, that is to say my making it in
1985 fictionally true that Caspar was born in 1764 and died in 1798. Applying
this strategem to metaphysics, we may perhaps find it tolerable to suppose that
a particular great mathematician should in 1968 make it true that (let us say)
ultralunary numbers should exist timelessly or from and to eternity. We might
even, should we so wish, introduce a 'depersonalized" (and
"detemporalized') notion of construction; in which case we can say that in
1968 the great mathe. matician, by authenticated construction, not only
constructed the timeless existence of ultralunary numbers but also thereby
depersonalized and detemporalized construction of the timeless existence of
ultra-lunary numbers, and also the depersonalized construction of the
depersonalized construction of ... ultralunary numbers. In this way, we might
be able, in one fell swoop, to safeguard the copyrights both of the
mathematician and eternity. Another extremely important aspect of my
conception of metaphysical construction (creative metaphysical thinking) is
that it is of its nature revisionary or gradualist in character. It is not just
that, since metaphysics is a very difficult subject, the best way to proceed is
to observe the success and failures of others and to try to build further
advance upon their achievements. It is rather that there is no other way of
proceeding but the way of gradualism. A particular bit of metaphysical
construction is possible only on the basis of some prior material; which must
itself either be the outcome of prior constructions, or perhaps be something
original and unconstructed. As I see it. gradualism enters in in more
than one place. One point of entry relates to the degree of expertise on the
theorist or investigator. In my view, It is incumbent upon those whom Aristotle
would have called 'the wise' in metaphysics, as often elsewhere, to treat with
respect and build upon the opinions and the practices of the many'; and any
intellectualist indignation at the idea of professionals being hamstrung by
amateurs will perhaps be seen as inappropriate when it is reflected that the
amateurs are really (since personal identities may be regarded as irrele-vant)
only ourselves (the professionals) at an earlier stage; there are notthe
authors of fiction, My next novel will have as its hero one Caspar Winebibber,
a notorious English highwayman born (or so 1 shall say) in 1764 and hanged in
1798, thereby ceasing to exist long before sometime next year, when I create
(or construct) him. This mind-boggling situation will be dissolved if we
distinguish between two different occurrences; first, Caspar's birth (or death)
which is dated to 1764 (or 1798), and second, my creation of Caspar, that is to
say my making it in 1985 fictionally true that Caspar was born in 1764 and died
in 1798. Applying this strategem to metaphysics, we may perhaps find it
tolerable to suppose that a particular great mathematician should in 1968 make
it true that (let us say) ultralunary numbers should exist timelessly or from
and to eternity. We might even, should we so wish, introduce a
'depersonalized" (and "detemporalized') notion of construction; in
which case we can say that in 1968 the great mathe. matician, by authenticated
construction, not only constructed the timeless existence of ultralunary
numbers but also thereby depersonalized and detemporalized construction of the
timeless existence of ultra-lunary numbers, and also the depersonalized
construction of the depersonalized construction of ... ultralunary numbers. In
this way, we might be able, in one fell swoop, to safeguard the copyrights both
of the mathematician and eternity. Another extremely important aspect of
my conception of metaphysical construction (creative metaphysical thinking) is
that it is of its nature revisionary or gradualist in character. It is not just
that, since metaphysics is a very difficult subject, the best way to proceed is
to observe the success and failures of others and to try to build further
advance upon their achievements. It is rather that there is no other way of
proceeding but the way of gradualism. A particular bit of metaphysical
construction is possible only on the basis of some prior material; which must
itself either be the outcome of prior constructions, or perhaps be something
original and unconstructed. As I see it. gradualism enters in in more
than one place. One point of entry relates to the degree of expertise on the
theorist or investigator. In my view, It is incumbent upon those whom Aristotle
would have called 'the wise' in metaphysics, as often elsewhere, to treat with
respect and build upon the opinions and the practices of the many'; and any
intellectualist indignation at the idea of professionals being hamstrung by
amateurs will perhaps be seen as inappropriate when it is reflected that the
amateurs are really (since personal identities may be regarded as irrele-vant)
only ourselves (the professionals) at an earlier stage; there are nottwo
parties, like Whigs and Tories, or nobles and the common people, but rather one
family of speakers pursuing the life of reason at different stages of
development; and the later stages of development depend upon the ealier
ones. Gradualism also comes into play with respect to theory
develop-ment. A characteristic aspect of what I think of as a constructivist
approach towards theory development involves the appearance of what I call
overlaps'. It may be that a theory or theory-stage B, which is to be an
extension of theory or theory-stage A, includes as part of itself linguistic or
conceptual apparatus which provides us with a restatement of all or part of
theory A, as one segment of the arithmetic of positive and negative integers
provides us with a restatement of the arithmetic of natural numbers. But while
such an overlap may be needed to secure intelligibility for theory B, theory B
would be pointless unless its expressive power transcended that of theory A,
unless (that is to say) a further segment of theory B lay beyond the overlap.
Gradualism sometimes appears on the scene in relation to stages exhibited by
some feature attaching to the theory as a whole, but more often perhaps in
relation to stages exemplified in some department of, or some category within,
the theory. We can think of metaphysics as involving a developing sequence of
metaphysical schemes; we can also locate developmental features within and
between particular metaphysical categories. Again, I regard such
developmental features not as accidental but as essential to the prosecution of
metaphysics. One can only reach a proper understanding of metaphysical concepts
like law or cause if one sees, for example, the functional analogy, and so the
developmental connection, between natural laws and non-natural laws (like those
of legality or morality). "How is such and such a range of uses of the
word (the concept) x to be rationally generated?' is to my mind a type of
question which we should continually be asking. I may now revert to a
question which appeared briefly on the scene a page or so ago. Are we, if we
lend a sympathetic ear to con-structivism, to think of the metaphysical world
as divided into a constructed section and a primitive, original, unconstructed
section? I will confess at once that I do not know the answer to this question.
The forthright contention that if there is a realm of constructs there has to
be also a realm of non-constructs to provide the material upon which the
earliest ventures in construction are to operate, has its appeal, and I have
little doubt that I have been influenced by it. But I am by no means sure that
it is correct. I am led to this uncertainty initially by thefact that when I
ask myself what classes of entities I would be happy to regard as original and
unconstructed, I do not very readily come up with an answer. Certainly not
common objects like tables and chairs; but would I feel better about stuffs
like rock or hydrogen, or bits thereof? I do not know, but I am not moved
towards any emphatic yes!' Part of my trouble is that there does not seem to me
to be any good logical reason calling for a class of ultimate non-construets.
It seems to me quite on the cards that metaphysical theory, at least when it is
formally set out, might consist in a package of what I will call ontological
schemes in which categories of entities are constructively ordered, that all or
most of the same categories may appear within two different schemes with
different ordering, what is primitive in one scheme being non-primitive in the
other, and that this might occur whether the ordering relations employed in the
construction of the two schemes were the same or different. We would then have
no role for a notion of absolute primitiveness. All we would use would be the
relative notion of primitiveness-with-respect-to-a-scheme. There might indeed
be room for a concept of authentic or maximal reality: but the application of
this concept would be divorced from any concept of primitiveness, relative or
absolute, and would be governed by the availability of an argument, no doubt
transcendental in character, showing that a given category is mandatory, that a
place must be found for it in any admissible ontological scheme. I know of no
grounds for rejecting ideas along these lines. The complexities
introduced by the possibility that there is no original, unconstructed, area of
reality, together with a memory of the delicacy of treatment called for by the
last of the objections to my view on the philosophy of language, suggest that
debates about the foundations of metaphysics are likely to be peppered with
allegations of circu-larity: and I suspect that this would be the view of any
thoughtful student of metaphysics who gave serious attention to the methodology
of his discipline. Where are the first principles of First Philosophy to come
from, if not from the operation, practised by the emblematic pelican, of
lacerating its own breast. In the light of these considerations it seems to me
to be of the utmost importance to get clear about the nature and forms of real
or apparent circularity, and to distinguish those forms, if any, which are
innocuous from those which are deadly. To this end I would look for a
list, which might not be all that different from the list provided by
Aristotle, of different kinds, or interpretations, of the idea of priority with
a view to deciding when the suppositionthat A is prior to B allow or disallows
the possibility that B may also be prior to A, either in the same, or in some
other, dimension of priority. Relevant kinds of priority would perhaps
include logical priority. definitional or conceptual priority, epistemic
priority, and priority in respect of value. I will select two examples, both
possibly of philosophical interest, where for differing m and n, it might be
legitimate to suppose that the prioritym of A to B would not be a barrier to
the priorityn of B to A. It seems to me not implausible to hold that, in
respect of one or another version of conceptual priority, the legal concept of
right is prior to the moral concept of right: the moral concept is only understandable
by reference to, and perhaps is even explicitly definable in terms of, the
legal concept. But if that is so, we are perhaps not debarred from regarding
the moral concept as valua-tionally prior to the legal concept; the range of
application of the legal concept ought to be always determined by criteria
which are couched in terms of the moral concept. Again, it might be important
to distinguish two kinds of conceptual priority, which might both apply to one
and the same pair of items, though in different directions. It might be,
perhaps, that the properties of sense-data, like colours (and so sense-data
themselves), are posterior in one sense to corresponding properties of material
things, (and so to material things themselves); properties of material things,
perhaps, render the properties of sense-data intelligible by providing a
paradigm for them. But when it comes to the provision of a suitably motivated
theory of material things and their properties, the idea of making these
definitionally explicable in terms of sense-data and their properties may not
be ruled out by the holding of the aforementioned conceptual priority in the
reverse direction. It is perhaps reasonable to regard such fine distinction as
indispensable if we are to succeed in the business of pulling ourselves up by
our own bootstraps. In this connection it will be relevant for me to reveal
that I once invented (though I did not establish its validity) a principle
which I labelled as Bootstrap. The principle laid down that when one is introducing
the primitive concepts of a theory formulated in an object language, one has
freedom to use any battery of concepts expressible in the meta-language,
subject to the condition that counterparts of such concepts are subsequently
definable or otherwise derivable in the object-language. So the more
economically one introduces the primitive object-language concepts, the less of
a task one leaves oneself for the morrow. I must now turn to a more
direct consideration of the question ofhow metaphysical principles are
ultimately to be established. A prime candidate is forthcoming, namely a
special metaphysical type of argu-ment, one that has been called by Kant and by
various other philosophers since Kant a transcendental argument. Unfortunately
it is by no means clear to me precisely what Kant, and still less what some
other philosophers, regard as the essential character of such an argu-ment.
Some, I suspect, have thought of a transcendental argument in favour of some
thesis or category of items as being one which claims that if we reject the
thesis or category in question, we shall have to give up something which we
very much want to keep; and the practice of some philosophers, including Kant,
of hooking transcendental argument to the possibility of some very central
notion, such as experience or knowledge, or (the existence of) language,
perhaps lends some colour to this approach. My view (and my view of Kant) takes
a different tack. One thing which seems to be left out in the treatments of
transcendental argument just mentioned is the idea that Transcendental Argument
involves the suggestion that something is being undermined by one who is
sceptical about the conclusion which such an argument aims at establishing.
Another thing which is left out is any investigation of the notion of
rationality, or the notion of a rational being. Precisely what remedy I
should propose for these omissions is far from clear to me; I have to confess
that my ideas in this region of the subject are still in a very rudimentary state.
But I will do the best I can. I suspect that there is no single
characterization of Transcendental Arguments which will accommodate all of the
traditionally recognized specimens of the kind; indeed, there seem to me to be
at least three sorts of argument-pattern with good claims to be dignified with
the title of Transcendental. (1) One pattern fits Descartes's cogito
argument, which Kant himself seems to have regarded as paradigmatic. This
argument may be represented as pointing to a thesis, namely his own existence,
to which a real or pretended sceptic is thought of as expressing enmity, in the
form of doubt; and it seeks to show that the sceptic's procedure is self.
destructive in that there is an irresoluble conflict between, on the one hand,
what the sceptic is suggesting (that he does not exist), and on the other hand
the possession by his act of suggesting, of the illocutionary character (being
the expression of a doubt) which it not only has but must, on the account, be
supposed by the sceptic to have. It might, in this case, be legitimate to go on
to say that the expression of doubt cannot be denied application, since without
the capacity for the expression ofdoubt the exercise of rationality will be
impossible; but while this addition might link this pattern with the two
following patterns, it does not seem to add anything to the cogency of the
argument. Another pattern of argument
would be designed for use against applications of what I might call
'epistemological nominalism'; that is against someone who proposes to admit ys
but not xs on the grounds that epistemic justification is available for ys but
not for anything like xs, which supposedly go beyond ys; we can, for example,
allow sense-data but not material objects, if they are thought of as 'over and
above' sense-data; we can allow particular events but not, except on some
minimal interpretation, causal connections between events. The pattern of
argument under consideration would attempt to show that the sceptic's at first
sight attractive caution is a false economy; that the rejection of the
'over-and-above' entities is epistemically destructive of the entities with
which the sceptic deems himself secure; if material objects or causes go,
sense-data and datable events go too. In some cases it might be possible to
claim, on the basis of the lines of the third pattern of argument, that not
just the minimal categories, but, in general, the possibility of the exercise
of rationality will have to go. A third pattern of argument might contend from the
outset that if such-and-such a target of the sceptic were allowed to fall, then
something else would have to fall which is a pre-condition of the exercise of
rationality; it might be argued, for example, that some sceptical thesis would
undermine freedom, which in turn is a pre-condition of any exercise of
rationality whatsoever. It is plain that arguments of this third type might
differ from one another in respect of the particular pre-conditon of
rationality which they brandished in the face of a possible sceptic. But it is
possible that they might differ in a more subtle respect. Some less ambitious
arguments might threaten a local breakdown of rationality, a breakdown in some
particular area. It might hold, for instance, that certain sceptical positions
would preclude the possibility of the exercise of rationality in the practical
domain. While such arguments may be expected to carry weight with some
philosophers, a really doughty sceptic is liable to accept the threatened
curtailment of rationality; he may, as Hume and those who follow him have done,
accept the virtual exclusion of reason from the area of action. The threat,
however, may be of a total breakdown of the possibility of the exercise of
rationality; and here even the doughty sceptic might quail, on pain of losing
his audience if he refuses to quail.A very important feature of these varieties
of 'transcendental argument (though I would prefer to abandon the term
'transcendental and just call them 'metaphysical arguments') may be their
connection with practical argument. In a broadened sense of 'practical', which
would relate not just to action but also to the adoption of any attitude or
stance which is within our rational control, we might think of all argument,
even alethic argument, as practical perhaps with the practical tail-piece
omitted; alethic or evidential argument may be thought of as directing us to
accept or believe some proposition on the grounds that it is certain or likely
to be true. But sometimes we are led to rational acceptance of a proposition
(though perhaps not to belief in it) by considerations other than the
likelihood of its truth. Things that are matters of faith of one sort of
another, like fidelity of one's wife or the justice of one's country's cause,
are typically not accepted on evidential grounds but as demands imposed by
loyalty or patriotism; and the arguments produced by those who wish us to have
such faith may well not be silent about this fact. Metaphysical argument and
acceptance may exhibit a partial analogy with these examples of the acceptance
of something as a matter of faith. In the metaphysical region, too, the
practical aspect may come first; we must accept such and such thesis or else
face an intolerable breakdown of rationality. But in the case of metaphysical
argument the threatened calamity is such that the acceptance of the thesis
which avoids it is invested with the alethic trappings of truth and evidential
respectability. Proof of the pudding comes from the need to eat it, not vice versa.
These thoughts will perhaps allay a discomfort which some people, including
myself, have felt with respect to transcendental arguments. It has seemed to
me, in at least some cases, that the most that such arguments could hope to
show is that rationality demands the acceptance, not the truth, of this or that
thesis. This feature would not be a defect if one can go on to say that
this kind of demand for acceptance is sufficient to confer truth on what is to
be accepted. It is now time for me to turn to a consideration of the ways
in which metaphysical construction is effected, and I shall attempt to sketch
three of these. But before I do so, I should like to make one or two general
remarks about such construction routines. It is pretty obvious that metaphysical
construction needs to be disciplined, but this is not because without
discipline it will be badly done, but because without discipline it will not be
done at all. The list of available routines determines what metaphysical
construction is; so it is no accident that itemploys these routines. This
reflection may help us to solve what has appeared to me, and to others, as a
difficult problem in the methodology of metaphysics, namely, how are we to
distinguish metaphysical construction from scientific construction of such
entities as electrons or quarks? What is the difference between hypostasis and
hypothesis? Tha answer may lie in the idea that in metaphysical
construction, including hypostasis, we reach new entities (or in some cases,
perhaps, suppose them to be reachable) by application of the routines which are
essential to metaphysical construction; when we are scientists and hypothesize,
we do not rely on these routines at least in the first instance; if at a later
stage we shift our ground, that is a major theoreti. cal change. I shall
first introduce two of these construction routines; before I introduce the
third I shall need to bring in some further material, which will also be
relevant to my task in other ways. The first routine is one which I have
discussed elsewhere, and which I call Humean Projection. Something very
like it is indeed described by Hume, when he talks about "the mind's
propensity to spread itself on objects'; but he seems to regard it as a source,
or a product, of confusion and illusion which, perhaps, our nature renders
unavoidable, rather than as an achievement of reason. In my version of the
routine, one can distinguish four real or apparent stages, the first of which,
perhaps, is not always present. At this first stage we have some initial
concept, like that expressed by the word 'or' or "not', or (to take a
concept relevant to my present under-takings) the concept of value. We can
think of these initial items as, at this stage, intuitive and unclarified
elements in our conceptual vocabu-lary. At the second stage we reach a specific
mental state, in the specification of which it is possible though maybe not
necessary to use the name of the initial concept as an adverbial modifier, we
come to 'or-thinking' (or disjoining), "not-thinking' (or rejecting, or
denying), and 'value-thinking' (or valuing, or approving). These specific
states may be thought of bound up with, and indeed as generating, some set of
responses to the appearance on the scene of instantiation of the initial
concepts. At the third stage, reference to these specific states is replaced by
a general (or more general) psychologial verb together with an operator
corresponding to the particular specific stage which appears within the scope
of the general verb, but is still allowed only maximal scope within the
complement of the verb and cannot appear in sub-clauses. So we find reference
to "thinking p or q' or 'thinking it valuable to learn Greek'. At the
fourth and last stage, the restriction imposedby the demand that the operators
at stage three should be scope-dominant within the complement of the
accompanying verb is removed; there is no limitation on the appearance of the
operation in subordinate clauses. With regard to this routine I would
make five observations: The employment of this routine may be expected to
deliver for us, as its end-result, concepts (in something like a Fregean sense
of the word) rather than objects. To generate objects we must look to other
routines. The provision, at the fourth
stage, of full syntactico-semantical freedom for the operators which correspond
to the initial concepts is possible only via the provision of truth-conditions,
or of some different but analogous valuations, for statements within which the
operators appear. Only thus can the permissible complexities be made
intelligible. Because of (2), the difference
between the second and third stages is apparent rather than real. The third
stage provides only a notational variant of the second stage, at least unless
stage four is also reached. It is important to recognize that the development, in
a given case, of the routine must not be merely formal or arbitrary. The
invocation of a subsequent stage must be exhibited as having some point or
purpose, as (for example) enabling us to account for something which needs to
be accounted for. Subject to these provisos,
application of this routine to our initial concept (putting it through the
mangle') does furnish one with a metaphysical reconstruction of that concept;
or, if the first stage is missing, we are given a metaphysical construction of
a new concept. The second construction routine harks back to Aristotle's
treatment of predication and categories, and I will present my version of it as
briefly as I can. Perhaps its most proper title would be Category Shift, but
since I think of it as primarily useful for introducing new objects, new
subjects of discourse, by a procedure reminiscent of the linguists' operation
of nominalization, I might also refer to it as sub-jectification (or, for that
matter, objectification). Given a class of primary subjects of discourse,
namely substances, there are a number of *slots' (categories) into which
predicates of these primary subjects may fit; one is substance itself (secondary
substance), in which case the predication is intra-categorial and essential;
and there are others into which the predicates assigned in non-essential or
accidental predication may fall; the list of these would resemble Aristotle's
list of quality,quantity, and so forth. It might be, however, that the members
of my list, perhaps unlike that of Aristotle, would not be fully co-ordinate:
the development of the list might require not one blow but a succession of
blows; we might for example have to develop first the category of arbitrary. It
has to be properly motivated; if it is not, perhaps it fails to (quantity) and
non-quantitative attribute (quality), or again the category of event before the
subordinate category of action. Now though substances are to be the
primary subjects of predication, they will not be the only subjects.
Derivatives of, or conversions of, items which start life (so to speak) as
predicable, in one non-substantial slot or another, of substances, may
themselves come to occupy the first slot; they will be qualities of, or
quantities of, a particular type or token of substantials: not being qualities
or quantities of substances, they will not be qualities or quantities
simpliciter. (It is my suspicion that only for substances, as subjects, are all
the slots filled by predicable items.) Some of these substantials which are not
substances may derive from a plurality of items from different original
categories; events, for example, might be complex substantials deriving from a
substance, an attribute, and a time. My position with regard to the
second routine runs parallel to my position with regard to the first, in that
here too I hold strongly to the opinion that the introduction of a new category
of entities must not be arbitrary. It has to be properly motivated; if it is
not, perhaps it fails to be a case of entity-construction altogether, and
becomes merely a way of speaking. What sort of motivation is called for is not
immediately clear; one strong candidate would be the possibility of opening up
new applications for existing modes of explanation: it may be, for example,
that the substantial introduction of abstract entities, like properties, makes
possible the application to what Kneale called secondary induc-tion'
(Probability and Induction, p. 104 for example), the principles at work in
primary induction. But it is not only the sort but the degree of motivation
which is in question. When I discussed metaphysical argument, it seemed that to
achieve reality the acceptance of a category of entities had to be mandatory:
whereas the recent discussion has suggested that apart from conformity to
construction-routines, all that is required is that the acceptance be
well-motivated? Which view would be correct? Or is it that we can tolerate a
division of constructed reality into two segments, with admission requirements
of differing degrees of stringency? Or is there just one sort of admission
require-ment, which in some cases is over-fulfilled?Before characterizing my
third construction-routine I must say a brief word about essential properties
and about finality, two Aristotelian ideas which at least until recently have
been pretty unpopular, but for which I want to find metaphysical room. In their
logical dress, essential properties would appear either as properties which are
constitutive or definitive of a given, usually substantial, kind; or as
individuating properties of individual members of a kind, properties such that
if an individual were to lose them, it would lose its identity, its existence,
and indeed itself. It is clear that if a property is one of the properties
which define a kind, it is also an individuating property of individual members
of a kind, properties such that if an individual were to lose them, it would
cease to belong to the kind and so cease to exist. (A more cautious formulation
would be required if, as the third construction routine might require, we
subscribed to the Grice-Myro view of identity.) Whether the converse holds
seems to depend on whether we regard spatio temporal continuity as a definitive
property for substantial kinds, indeed for all substantial kinds. But
there is another more metaphysical dress which essential properties may wear.
They may appear as Keynesian generator-properties, *core' properties of a
substantive kind which co-operate to explain the phenomenal and dispositional
features of members of that kind. On the face of it this is a quite different
approach; but on reflection I find myself wondering whether the difference is
as large as it might at first appear. Perhaps at least at the level of a type
of theorizing which is not too sophisticated and mathematicized, as maybe these
days the physical sciences are, the logically essential properties and the
fundamentally explanatory properties of a substantial kind come together;
substances are essentially (in the logical' sense) things such that in
circumstances C they manifest feature F, where the gap-signs are replaced in
such a way as to display the most basic laws of the theory. So perhaps,
at this level of theory, substances require theories to give expression to
their nature, and theories require substances to govern them. Finality,
particularly detached finality (functions or purposes which do not require
sanction from purposers or users), is an even more despised notion than that of
an essential property, especially if it is supposed to be explanatory, to
provide us with final causes. I am somewhat puzzled by this contempt for
detached finality, as if it were an unwanted residue of an officially obsolete
complex of superstitions and priesteraft. That, in my view, it is certainly
not; the concepts andvocabulary of finality, operating as if they were
detached, are part and parcel of our standard procedures for recognizing and
describing what goes on around us. This point is forcibly illustrated by
William Golding in The Inheritors. There he describes, as seen through the eyes
of a stone-age couple who do not understand at all what they are seeing, a
scene in which (I am told) their child is cooked and eaten by iron-age people.
In the description functional terms are eschewed, with the result that the
incomprehension of the stone-age couple is vividly shared by the reader. Now
finality is sometimes active rather than passive; the finality of a thing then
consists in what it is supposed to do rather than in what it is supposed to
suffer, have done to it, or have done with it. Sometimes the finality of a
thing is not dependent on some ulterior end which the thing is envisaged as
realizing. Sometimes the finality of a thing is not imposed or dictated by a
will or interest extraneous to the thing. And sometimes the finality of a thing
is not subordinate to the finality of some whole of which the thing is a
component, as the finality of an eye or a foot may be subordinate to the
finality of the organism to which it belongs. When the finality of a thing
satisfies all of these overlapping conditions and exclusions, I shall call it a
case of autonomous finality; and I shall also on occasion call it a métier. I will
here remark that we should be careful to distinguish this kind of autonomous
finality, which may attach to sub-stances, from another kind of finality which
seemingly will not be autonomous, and which will attach to the conception of
kinds of substance or of other constructed entities. The latter sort of
finality will represent the point or purpose, from the point of view of the
metaphysical theorist, of bringing into play, in a particular case, a certain
sort of metaphysical manœuvre. It is this latter kind of finality which I have
been supposing to be a requirement for the legitimate deployment of
construction-routines. Now it is my position that what I might call
finality-features, at least if they consist in the possession of autonomous
finality, may find a place within the essential properties of at least some
kinds of substances (for example, persons). Some substances may be essentially
'for doing such and such'. Indeed I suspect we might go further than this, and
suppose that autonomous finality not merely can fall within a substances
essential nature, but, indeed, if it attaches to a substance at all must belong
to its essential nature. If a substance has a certain métier, it does not have
to seek the fulfilment of that métier, but it does have to be equipped with the
motivation to fulfil the métier should it choose to follow that
motivation. And since autonomous finality is independent of any ulterior end,
that motivation must consist in respect for the idea that to fulfil the métier
would be in line with its own essential nature. But however that may be, once
we have finality features enrolled among the essential properties of a kind of
substance, we have a starting point for the generation of a theory or system of
conduct for that kind of substance, which would be analogous to the descriptive
theory which can be developed on the basis of a substance's essential
descriptive properties. I can now give a brief characterization of my
third construction- routine, which is called Metaphysical Transubstantiation.
Let us suppose that the Genitor has sanctioned the appearance of a biological
type called Humans, into which, considerate as always, he has built an
attribute, or complex of attributes, called Rationality, perhaps on the grounds
that this would greatly assist its possessors in coping speedily and
resourcefully with survival problems posed by a wide range of environments,
which they would thus be in a position to enter and to maintain themselves in.
But, perhaps unwittingly, he will thereby have created a breed of potential
metaphysicians; and what they do is (so to speak) to reconstitute themselves.
They do not alter the totality of attributes which each of them as humans
possess, but they redistribute them; properties which they possess essentially
as humans become properties which as substances of a new psychological type
called persons they possess accidentally; and the property or properties called
rationality, which attaches only accidentally to humans, attaches essentially
to persons. While each human is standardly coincident with a particular person
(and is indeed, perhaps, identical with that person over a time), logic is
insufficient to guarantee that there will not come a time when that human and
that person are no longer identical, when one of them, perhaps, but not the
other, has ceased to exist. But though logic is insufficient, it may be that
other theories will remedy the deficiency. Why, otherwise than from a taste for
mischief, the humans (or persons) should have wanted to bring off this feat of
transubstantiation will have to be left open until my final section, which I
have now reached. My final undertaking will be an attempt to sketch a way
of providing metaphysical backing, drawn from the material which I have been
presenting, for a reasonably unimpoverished theory of value; I shall
endeavour to produce an account which is fairly well-ordered, even though it
may at the same time be one which bristles with unsolvedproblems and
unformulated supporting arguments. What I have to offer will be close to and I
hope compatible with, though certainly not precisely the same as the content of
my third Carus Lecture (original version, 1983). Though it lends an ear to
several other voices from our philosophical heritage, it may be thought of as
being, in the main, a representation of the position of that unjustly neglected
philosopher Kantotle, It involves six stages. (1) The details of the
logic of value-concepts and of their possible relativizations are unfortunately
visible only through thick intellectual smog; so I shall have to help myself to
what, at the moment at least, I regard as two distinct dichotomies. First,
there is a dichotomy between value-concepts which are relativized to some focus
of relativization and those which are not so relativized, which are absolute.
If we address ourselves to the concept being of value there are perhaps two
possible primary foci of relativization; that of end or potential end, that for
which something may be of value, as bicarbonate of soda may be of value for
health (or my taking it of value for my health), or dumbbells may be of value
(useful) for bulging the biceps; and that of beneficiary or potential
beneficiary, the person (or other sort of item) to whom (or to which) something
may be of value, as the possession of a typewriter is of value to some
philosophers but not to me, since I do not type. With regard to this dichotomy
I am inclined to accept the following principles. First, the presence in me of
a concern for the focus of relativization is what is needed to give the
value-concept a "bite" on me, that is to say, to ensure that
the application of the value-concept to me does, or should, carry weight for
me; only if I care for my aunt can I be expected to care about what is of value
to her, such as her house and garden. Second, the fact that a relativized
value-concept, through a de facto or de jure concern on my part for the focus
of relativization, engages me does not imply that the original relativization
has been cancelled, or rendered absolute. If my concern for your health
stimulates in me a vivid awareness of the value to you of your medica-tion, or
the incumbency upon you to take your daily doses, that value and that
incumbency are still relativized to your health; without a concern on your part
for your health, such claims will leave you cold The second dichotomy, which
should be carefully distinguished from the first, lies between those cases in
which a value-concept, which may be either relativized or absolute, attaches
originally, or directly, to a given bearer, and those in which the attachment
is indirect and is the outcome of the presence of a transmitting relation which
links thecurrent bearer with an original bearer, with or without the aid of an
intervening sequence of 'descendants'. In the case of the transmission of
relativized value-concepts, the transmitting relation may be the same as, or
may be different from, the relation which is embodied in the relativization,
The foregoing characterization would allow absolute value to attach originally
or directly to promise-keeping or to my keeping a promise, and to attach
indirectly or by transmission to my digging your garden for you, should that be
something which I have promised to do; it would also allow the relativized
value-concept of value for health to attach directly to medical care and
indirectly or by transmission to the payment of doctor's bills, an example in
which the transmitting relation and the relativizing relation are one and the
same. (2) The second stage of this metaphysical defence of the
authenticity of the conception of value will involve a concession and a
contention. It will be conceded that if the only conception of value
available to us were that of relativized value then the notion of finality would
be in a certain sense dispensable; and further, that if the notion of finality
is denied authenticity, so must the notion of value be denied authenticity A
certain region of ostensible finality, which is sufficient to provide for the
admissibility of attributions of relativized value, is mechanistic-ally
substitutable'; that is to say, by means of reliance on the resources of
cybernetics and on the fact that the non-pursuit of certain goals such as
survival and reproduction is apt to bring to an end the supply of potential
pursuers, some ostensibly final explanations are replaceable by, or
reinterpretable as, explanations of a sort congenial to mechanists. But
if the concept of value is to be authentic and not merely 'Pickwick-ian in
character, then it is required that it be supported by a kind of finality which
extends beyond the 'overlap' with mechanistically substitutable finality;
autonomous finality will be demanded and a mechanist cannot accommodate and
must deny this kind of finality; and so, as will shortly be indicated, he is
committed to a denial of absolute value. (3) That metaphysical house-room
be found for the notion of absolute value is a rational demand. To say this is
not directly to offer reason to believe in the acceptability of the notion, though
it makes a move in that direction. It is rather to say that there is good
reason for wanting it to be true that the notion is acceptable. There might be
more than one kind of rational ground for this desire. It might be that we feel
a need to appeal to absolute value in order to justify some of our beliefs and
attributes with regard to relativized value, to maintain (forexample) that it
is of absolute value that everyone should pursue, within certain limits, what
he regards as being of value to himself. Or again, it might be that, by
Leibnizian standards for evaluating possible worlds, a world which contains
absolute value, on the assumption that its regulation requires relatively
simple principles, is richer and so better than one which does not. But
granted that there is a rational demand for absolute value, one can then
perhaps argue that within whatever limits are imposed by metaphysical
constructions already made, we are free to rig our metaphysics in such a way as
to legitimize the conception of absolute value; what it is proper to believe to
be true may depend in part on what one would like to be true. Perhaps part of
the Kantian notion of positive freedom, a dignity which as rational beings we
enjoy, is the freedom not merely to play the metaphysical game but, within the
limits of rationality, to fix its rules as well. In any case a trouble-free
metaphysical story which will safeguard the credentials of absolute value is to
be accepted should it be possible to devise one. I have some hopes that the
methodology at work here might link up with my earlier ideas about the
quasi-practical character of metaphysical argument. On the assumption that the
operation of Metaphysical Transub-stantiation has been appropriately carried
through, a class of biological creatures has been 'invented' into a class of
psychological substances, namely persons, who possess as part of their essential
nature a certain métier or autonomous finality consisting in the exercise, or a
certain sort of exercise, of rationality, and who have only to recognize and
respect a certain law of their nature, in order to display in favourable
circumstances the capacity to realize their métier. The degree to which they
fulfil that métier will constitute them good persons (good qua' persons); and
while the reference to the substantial kind persons undoubtedly introduces a
restriction or qualification, it is not clear (if it matters) that this
restriction is a mode of relativization. Once the concept of value-qua-member-of-a-kind has been
set up for a class of substances, the way is opened for the appearance of
transmitting relationships which will extend the application of value-in-a-kind
to suitably qualified non-substantial aspects if members of a kind, such as
actions and characteristies. While it cannot be assumed that persons will be
the only original instances of value-in-a-kind, it seems plausible to suggest
that whatever other original instances there may be will be far less fruitful
sources of such extension, particularly if a prime mode of extension will be by
the operation of Humean Projection. It seems plausible to suppose that a
specially fruitful way of extending the range of absolute value might be an
application or adaptation of the routine of Humean Projection, whereby such
value is accorded, in Aristotelian style, to whatever would seem to possess
such value in the eyes of a duly accredited judge; and a duly accredited judge
might be identifiable as a good person operating in conditions of freedom.
Cats, adorable as they may be, will be less productive sources of such
extension than persons. (6) In the light of these reflections, and on the
assumption that to reach the goal of securing the admissibility of the concept
of absolute value we need a class of primary examples of an unqualified version
of that concept, it would appear to be a rational procedure to allot to persons
as a substantial type not just absolute value qua members of their kind, but
absolute value tout court, that is to say unqualified absolute value. Such
value could be attributed to the kind, in virtue of its potentialities, and to
selected individual members of the kind, in virtue of their achievements.
Such a defence of absolute value is of course, bristling with unsolved or
incompletely solved problems. I do not find this thought daunting. If
philosophy generated no new problems it would be dead, because it would be
finished; and if it recurrently regenerated the same old problems it would not
be alive because it could never begin. So those who still look to philosophy
for their bread-and-butter should pray that the supply of new problems never
dries up. H. P. Grice. A strand deals with the idea of a Conversational
Maxim and its alleged connection with the Principle of Conversational Co-operation. This Strand is the idea that the use of
language is one among a range of forms of RATIONAL activity, and that any
rational activity which does NOT involve the use of language is in various ways
importantly parallel to that which does.
This thesis may take the more specific form of holding that the kind of
rational activity which the use of language involves is a form of *rational*
*cooperation.* The merits of this more
specific idea would of course be independent of the larger idea under which it
falls. In his extended discussion of the
properties of conversational practice Grice distinguishes this or that maxims,
of this or that principle, observance of which Grice regards as providing, for
his Oxford pupils, this or that standard of RATIONAL discourse.
Grice seeks to represent this or that principles, or this of that axiom,
which Grice distinguishes as being themselves dependent on one over-all
super-principle enjoining conversational co-operation. While this or that conversational maxim has
on the whole been quite well received by his Oxford pupils — except Strawson —
the same cannot, Grice thinks, be said about Grice’s invocation of a supreme
principle of conversational co-operation.
One source of trouble has perhaps been that it has been felt that, even
in the talk-exchanges of civilised people and Oxonian pupils, brow-beating
disputation or conversational sharp practice are far too common or widespread —
Grice is talking Oxford philosophy — to be deemed an offense against the
fundamental dictates of conversational practice. A second source of discomfort has perhaps
been the thought that, whether its tone is agreeable or disagreeable, much of
our talk-exchange is too haphazard to be directed toward *any* end —
cooperative or otherwise. Chitchat goes nowhere, unless making the time pass is
a journey. Never mind the too abstract maximally efficient mutual
influencing! Perhaps some refinement in
our apparatus is called for. First,
it is only this or that ASPECT of our conversational practice which are
candidates for evaluation, namely those which are crucial to the RATIONALITY of
our conversational practice, rather than to whatever other merits or demerits
that practice may possess. Therefore,
nothing on which Grice lectures should be regarded as bearing upon the
suitability or unsuitability of this or that particular issue for
conversational exploration. It is then
specifically or particularly the RATIONALITY — or irrationality — of
conversational conduct which Grice has been concerned to track down rather than
any more *general* characterisation of conversational adequacy. Therefore, we may expect this or that
principle of conversational rationality to abstract from the special character
of this or that conversational interest.
Second, Grice takes it as a working assumption that, whether a
particular enterprise aims at a specifically conversational result or outcome
and so perhaps is a specifically conversational enterprise, or whether its
central character is more generously conceived as having no special connection
with communication, the same principles will determine the rationality of its
conduct. Do not multiply the critiques
of reason beyond necessity. It is
irrational to bite off more than you can chew — whether the object of your
pursuit is hamburgers or the Truth.
Finally, we need to take into account a distinction between solitary and
concerted enterprises. Grice takes it
as being obvious that, insofar as the presence of implicature rests on the
character of one or another kind of conversational enterprise, it will rest on
the character of concerted rather than solitary talk production. A Genuine monologue is free from the
utterer’s implication. Therefore,
since we are concerned, as theorists, only with concerted talking, we should
recognize that, within the dimension of voluntary exchanges (which are all that
concern us), collaboration in achieving exchange of information or the
institution of decisions may co-exist with a high degree of English Oxonian
upper-class reserve, hostility, and chicanery, and with a high degree of
diversity in this or that ultimate motivation underlying this or that quite
meagre common objective. Moreover, we
have to remember to take into account a secondary range of cases, like
cross-examination — in which even this or that common objective is spurious,
apparent rather than real. The joint
enterprise is a simulation, rather than an instance, of even the most minimal
conversational cooperation. But such
an exchange honours the principle of conversational co-operation — at least to
the extent of aping its application.
A similarly degenerate derivative of the primary talk-exchange may be
seen in the concerns spuriously exhibited in the really aimless over-the-garden-wall
chatter in which most of us from time to time engage. Grice is now perhaps in a position to
provide a refurbished summary of the treatment of conversational practice. A list is presented of this or that conversational
maxim — or this or that “conversational imperative” or imperative of
conversational conduct — which is such that, in a paradigmatic case, observance
of the maxim or imperative promotes — and its violation dispromotes —
conversational rationality; these
include this or that principle as this or that maxims — under the
conversational supra-categories of Quantity, Quality, Relation, and Modus. Somewhat like a moral *commandment* — or
decalogue thereof —, this or that maxim, or counsel of conversational prudence
— is prevented from being just some member of some disconnected heap of this or
that conversational obligation or DUTY — by its dependence on a single supreme
Conversational Principle, that of cooperativeness. An initial class of actual talk-exchanges manifests rationality
by its conformity to this or that maxim thus *generated* — or deduced as Saint
Matthew’s prefers — by the Principle of Conversational Cooperation. Another class of exchanges manifests
rationality by simulation of the practices exhibited in the initial class. Conversational signification is thought of
as arising in the tollowing way; a
significatum (indicative or imperatival) is the content of that psychological
state or attitude which needs to be attributed to the conversationalist in order to secure one or another of the
following results; (a) that a
violation on his part of a conversational maxim is in the circumstances
justifiable, at least in his eyes, or
b) that what appears to be a violation by him of a conversational maxim
is only a seeming, not a real, violation; the spirit, though perhaps not the
letter, of the maxim is respected.
Surely the spirit of the overall principle of conversational cooperation
IS respected. The foregoing account is
perhaps closely related to the suggestion made in the discussion of Strand Five
about so-called conventional implicature.
It was in effect there suggested that what we may call a conversational
significatum is just those assumptions which have to be attributed or ascribed
to a conversationalist to justify him in regarding a given sequence of
lower-order speech-acts as being *rationalized* — to echo Anna Freud — by their
relation to a conventionally indexed higher-order speech-act. Rationalisation is not rationality — an
action caused by no concern for rationality may be rationalized ex post
facto. Grice has so far been a monist,
and talking as if the right ground *plan* is to identify, or made manifest, and
formulate, for his Oxford pupils, a supreme Conversational Principle which
could be used to *generate* or yield by deduction — as St. Matthew deduces the
ten commandments from just one injunction — and justify a range of this or that
more specific, but still highly general,
conversational maxim which, in turn, could be induced to yet again yield
this or that particular conversational directive — applying to a particular
subject matter, a context, and a conversational procedure, and Grice has been
talking as if this general layout is beyond question correct; the only doubtful
matter being whether the proffered Supreme Principle, namely some version of
the Principle of Conversational Cooperation is the right selection for the
position of supreme Conversational Principle. Grice has tried to give reasons for
thinking, despite the existence of some opposition, that, provided that the
cited layout is conceded to be correct, the Conversational Principle proposed
is an acceptable candidate. So far so
good. But Grice does in fact have some
doubts about the acceptability of the suggested monistic layout. It is not at all clear to Grice that this
or that conversational maxim, at least if he has correctly identified them as
such, does in fact operate as a distinct peg from each of which there hangs an
indefinitely large multitude of this or that fully specific conversational
directive. And if Grice did
misidentify any of them as this or that conversational maxim, it is by no means
clear to Grice what substitutes he could find to do the same job within the
same general layout, only to do it differently and better. What is primarily at fault may well be not
the suggested maxims of conversational conduct, but the monistic concept of the
layout within which they are supposed to operate. The monistic layout has four possible
problems. The maxims do not seem to be
coordinate. The maxim of Quality,
enjoining the provision of contributions which are genuine rather than spurious
(truthful rather than mendacious), does not seem to be just one among a number
of recipes for producing contributions; it seems rather to spell out the
difference between something's being, and (strictly speaking) failing to be,
any kind of contribution at all.
Especially if the shared goal is that of a maximally efficacious mutual
influencing. False information is not
an inferior kind of information; it just is not information. The suggested maxims do not seem to have
the degree of mutual independence of one another which the suggested monistic
layout seems to require. To judge
whether a conversationalist has been undersupplied or oversupplied with
information *seems* to require that he should be aware of the identity of the
topic to which the information in question is supposed to relate. Only after the identification of a focus of
relevance can such an assessment be made.
The force of this consideration seems to be blunted by those who seem to
be disposed to sever the notion of relevance from the specification of this or
that particular *direction* of
relevance. Though the specification of
this or that direction of relevance is necessary for assessment of the adequacy
of a given supply of information, it is by no means sufficient to enable an
assessment to be made. Information
will *also* be needed with respect to the degree of concern which is or should
be extended toward the topic in question, and again with respect to such things
as opportunity or lack of opportunity for remedial action. While it is perhaps not too difficult to
envisage the impact upon conversational signification of a real or apparent
undersupply of information, the impact of a real or apparent oversupply is much
more problematic. The operation of the
principle of relevance, while no doubt underlying one aspect of conversational
propriety, so far as conversational signification is concerned has already been
suggested to be dubiously independent of the maxim under the conversational
category of Quantity. The remaining
maxim distinguished by Grice, that of or under the conversational category of
Modus, which Grice represented as prescribing perspicuous presentation, again
seems to formulate one form of conversational propriety, but its potentialities
as a generator of conversational signification seem to be somewhat open to
question. H. P. Grice
Grice was
greatly honoured, and much moved, by the fact that such a distinguished company
of philosophers should have contributed to this volume work of such quality as
a compliment to him. Grice is especially pleased that the authors of this
work are not just a haphazard band of professional colleagues. Every one
of them is a personal friend of Grice, though I have to confess that some of
them Grice sees, these days, less frequently than Grice used to, and *much*
less frequently than Grice _should_ like to. So this collection
provides Grice with a vivid reminder that philosophy is, at its *best*, a
friendly subject. Grice wishes that he could respond individually
to each contribution; but he does not regard that as feasible, and any
selective procedure would be invidious. Fortunately an alternative is
open to Grice. The editors of the volume contribute an
editorial which provides a synoptic view of Grice’s work; in
view of the fact that the number of Grice’s publications is greatly exceeded by
the number of his *unpublications* — read: teaching material qua tutorial
fellow — and that even my publications include some items which are not
easily accessible — who reads Butler? — the editors’s undertaking fulfills a
crying need. But it does more than that;
it presents a most perceptive and *sympathetic* picture or portrayal of
the spirit which lies behind the parts of Grice’s work which it
discusses; and it is Grice’s feeling that few have been as
fortunate in their contemporary commentators as I have been in mine. Think
Heidegger! So Grice goes on to make his own contribution a
response to theirs, though before replying directly to them Grice allows
himself to indulge in a modicum of philosophical autobiography, which in its
own turn leads into a display of philosophical prejudices and
predilections. For convenience Grice fuses the editors into
a multiple personality, whose multiplicity is marked by the use of
plural pronouns and verb-forms. As Grice looks back upon his
former self, it seems to Grice that when he does begin his ‘serious’ (if that’s
the word) study of philosophy, the temperament with which he approaches this
enterprise is one of what he might call dissenting rationalism.
The rationalism is probably just the interest in looking for this or that
reason; Grice’s tendency towards dissent may. however, have been
derived from, or have been intensified by, Grice’s father.
Grice’s father was a gentle person. Grice’s father, being
English, exercised little *personal* influence over Grice
But Grice’s father exercised quite a good deal of *cultural* or
intellectual influence. Grice’s father was an obdurate —
‘tenacious to the point of perversity’ — liberal non-conformist.
Grice witnesses almost daily, if without involvement — children should be seen
— the spectacle of his father’s religious nonconformism coming under attack
from the women in the household: Grice’s mother, who is heading for High
Anglicanism and (especially) a resident aunt who is a Catholic convert.
But whatever their origins in Grice’s case, I do not regard either of the
elements in his dissenting rationalism as at all remarkable in people at his
stage of intellectual development. And recall, he wasn’t
involved! Grice mention the rationalism and the dissent more
because of their continued presence than because of their initial
appearance. It seems to me that the rationalism and the dissent
have persisted, and indeed have significantly expanded! And this Grice
is inclined to regard as a more curious phenomenon. Grice counts
hinself — as Oxford goes — wonderfully fortunate, as a Scholar at Corpus, to
have been adjudicated as tutor W. F. R. Hardie, the author of a recognised
masterpiece on PLATO, and whose study on ARISTOTLE’s Nicomachean Ethics, in an
incarnation as a set of notes to this or that lecture, sees Grice through this
or that term of himself lecturing — with Austin and Hare — on the topic.
It seems to Grice that he learnt from his tutor just about every little
thing which one can be taught by someone else, as distinct from the things
which one has to teach oneself — as Mill did! More specifically,
Gricd’s rationalism was developed under his tutor’s guidance into a tenacity to
the point of perversity and the belief that this or that philosophical question
is to be answered with an appeal to reason — Grice’s own — that is to say by
argument. Grice also learns from his tutor *how* to argue alla
Hardie, and in learning how to argue alla Hardie — and not the OTHER tutor who
complained about Grice’s tenacity to the point of perversity — Grice comes to
learn that the ability to argue is a skill involving many aspects, and is much
more than As Grice re-reads what he finds myself to have written,
Grice also find himself ready to expand this description to read
1 irreverent, 2 conservative - not liberal, like
Herbert Grice — 3 dissenting 4
rationalism'. an ability to see logical connections (though this
ability is by no means to be despised). Grice comes also to
see that, although philosophical progress is very difficult to achieve, and is
often achieved only after agonising labours — recall Socrates’s midwifery! — it
is worth achieving; and that the difficulties involved in
achieving philosophical progress offer no kind of an excuse for a lowering of
standards, or for substituting for the goals of philosophical truth some more
easily achievable or accessible goal, like — to echo Searle, an American then
studying at Oxford — rabble-rousing, or hamburgers! The
methods of Grice’s tutor for those four years are too austere for some,
in particular his tutor’s very long silences in tutorials are
found distressing by some other pupils (though as the four years go by, Grice
feelsthe tempo speeded up quite a bit There is a story, which
Grice is sure that he believes, that at one point in one tutorial a very long
silence developed when it was the tutor’s turn to speak, which is at long last
broken by the tutor asking his pupil: And what did you mean by
"of"*? There is another story, which Grice thinks
he does believe, according to which Isaiah Berlin, an expatriate Hebrew from
Russia, who was a pupil of Grice’s tutor three years before Grice, decides that
the next time a silence develops during a tutorial, Berlin was NOT going to be
the one to break it. Games Russians play. In
the next tutorial, after Berlin did finish reading his essay, there follows a
silence which lasted exactly twenty-four minutes, and 32 seconds — at which
point Berlin could stand it no longer, and said something. “I need
to use the rest-room.” Grice’s tutor’s tutorial rigours never
quite bothered Grice. If philosophising is a difficult operation (as
it plainly is) sometimes time, even quite a lot of time, will be needed
in order to make a move (as to change the idiom, chess-players are only
too well aware). The idea that a philosopher such as
Socrates, or Thales, or Kant — well, Grice is less sure about Kant, ‘being a
Hun’ — should either have already solved or answered satisfactorily every
question — which is impossible - or should be equipped to solve or answer
duccessfukly every problem or question immediately, is no less ridiculous than
would be the idea that Karpoy ought to be able successfully to defend his title
if he, though not his opponent, were bound by the rules of lightning
chess. Grice enjoys the slow pace of discussion with his
tutor; He lenjoyed the breath-laden "Ooohhh!"
which Grice’s tutor would sometimes emit when he catches the pupil in, or even
perversely pushes his pupil, into, a patently untenable position (though Grice
preferred it when this ejaculation was directed at someone other than
myself): and Grice liked his tutor’s resourcefulness in the
defence of difficult positions, a characteristic illustrated by the foilowing
incident which Grice’s tutor once told Grice about himself.
Grice’s tumor had, not long since, parked his car and gone to a cinema.
Unfortunately he had parked his car on top of one of the strips on the
street by means of which traffic-lights are controlled by the passing traffic;
as a result, the lights were jammed and it required four policemen to lift his
car off the strip. The Oxford police decided to prosecute.
Grice indicated to his tutor that this didn'tsurprise Gricd at all
and asked him how he fared. 'Oh', he said, 'I got off.’ Grice asks
his tutor how on earth he managed that. ‘Quite simply,"
he answered, I just invoked Mill's Method of Difference,
They charged me with causing an obstruction at 4,00 p.m.; and the tutor
answers, sophistically, that since his car had been parked at 2.00 p.m., it
couldn't have been his car which caused the obstruction. Gricd’s
tutor never disclosed his own views to Grice, no doubt wishing a Grice to
think his own thoughts (however flawed) rather than his tutor’s! It happens!
Witness some of Grice’s OWN pupils — from Unger to Nozick and back! Never mind
Strawson! When Grice did succeed, usually with considerable
diffi-culty, in eliciting from him an expression of manifestation of his own
position, what Grice gets is liable to be, though carefully worked out and
ingeniously argued, distinctly CONSERVATIVE in tone - in a Scots sort of
fashion —; not surprisingly, what Grice gets would not contain much in the way
of a battle-cry or a piece of campaign-material. An Aspiring
knight-errant requires more than a sword, a shield, and a horse of superior
quality impregnated with a suitable admixture of magic: he also requires
a supply, or at least a procedure which can be relied on to maximize the
likelihood of access to a supply, of this or that Damsel in Distress.
And then, talking of Hebrews, Oxford was rudely aroused from its
semi-peaceful semi-slumbers by the barrage of Viennese bombshells hurled at it
by a Cockney surnamed Ayer, — a village in Switzerland, he claimed — at that
time philosophy’s enfant terrible at Oxford. Not a few
philosophers, including Grice, disllay rather an initial interest by this Viennese
method, this or that Viennese theses, and this of that Viennese problem which
were on display. Some — and English too — were, at least
momentarily, ‘inspired’ by what they saw and heard from this bit of an
outsider! For Grice’s part, Grice’s reservations are never laid to
rest. The cruditiy and the dogmatism seem too pervasive.
And then everything is brought to a halt by the war.
After the war, the picture was quite different, as a result of
— the dramatic rise in the influence of J. L. Austin,
— the rapid growth of Oxford as a centre of philosophy, due largely to
the efforts of Ryle, who atrociously had ‘tutored’ the Viennese refugee —
and — the extraordinarily high quality of the many
philosophers who appeared on the Oxford scene. Grice’s own
life in this period involved at least two especially important aspects of
facets. The first is Grice’s prolonged collaboration with
his own pupil, for one term, and for the PPE logic paper — Mabbott shared the
tutelage — Strawson. Paul’s and Peter’s robbing one to pay the
other — efforts are partly directed towards the giving of this or that joint
seminars. Grice and Strawson stage a number of these seminars on
topics related to the notions of meaning, of categories, and of logical
form. But our association is much more than an alliance for
the purposes of teaching. — Strawson had become a university lecturer,
too. Grice and Strawson consume vast quantities of time in
systematic and unsystematic philosophical exploration. From these
discussions — a joint seminar attended by the culprit — springs their
joint “In Defense of a Dogma,” — a counterattack on Manx Quine’s moxie to claim
Empiricism bore a dogma or two — and also a long
uncompletedwork on predication and pretty much Aristotelian or Kantotelian
categories, one or two reflections of which are visible in Strawson's essay in
descriptive metaphysics pompously titled Individuals. — that
memorable Third programme ending with revisionary metaphysics only!
Grice’s and Strawson’s method of composition is laborious in the
extreme: and no time of the day excluded! work is constructed
together, sentence by sentence, nothing being written down — usually by
Strawson — until agreement had been reached — or if Quine was attending the
Monday seminar, in which case Strawson finished it off on the previous Sunday —
which often takes quite a time. The rigours of this
procedure eventually leads to its demise. Plus, Strawson had Galen!
During this period of collaboration Gricd and Strawson of course
developed a considerable corpus of common opinions; but to
Gricd’s mind a more important aspect of it was the extraordinary closeness of
the intellectual rapport which we developed; — except on the topic of truth
value gaps and the conventional implicature of “so” other
philosophers would sometimes complain that Grice’s and Strawson’s mutual
exchanges were liable to become so abbreviated in expression as to be
unintelligible to a third party. — unless it was Strawson’s dog!
The potentialities of such joint endeavours continue to lure Grice
the collaboration with Strawson is followed by other
collaborations of varying degrees of intensity, with (for example)
Austin on Aristotle's Categories and De Interpretatione,
Austin and Hard on Aristotle’s Ethica Nicomachea with
Warnock and Quinton on the philosophy perception, and with Pears and with
Thomson on philosophy of action Such is the importance which Grice
adjudicates to this mode of philosophical activity: the Oxford joint seminar,
open to every member of the university that cares to attend! Pupils NEED to
attend three per week! The other prominent feature of this period
in Grice’s philosophical life was participation in the discussions which take
place on Saturday mornings in term-time and which are conducted by a number of
Oxford philosophers under the leadership of Austin. This
group continues in fact to meet up to, and indeed for some years after,
Austin's death It was christened by Grice and Hampshire The
New Play Group', — the old Play Group was pre-war, and Hampshire, but not Grice
(having born on the wrong side of the tracks) attended it — and was often so
referred to, though so far as Grice sudoects, never by, or in the presence of
the kindergarten master himself! Grice has little doubt that the
new play group is often thought of outside of without Oxford, and
occasionally, perhaps even inside or within Oxford, as constituting the core,
or the hot-bed, of what became known as *’Ordinary’ Language Philosophy,
or even *The Oxford School of ‘Ordinary’-Language Philosophy' — a joke usually
well taken, even at Cambridge! As such a core or hot-bed, the new
play group no doubt absorbs its fair share of the hatred and derision lavished
upon this 'School' by so many people, like for example a Hebrew from France,
Gellner — Austin’s pupil — and like Gustav Bergmann who (it was said), when
asked whether he was going to hear a paper delivered on a visit by an eminent
British philosopher, replied with characteristic charm that he did not propose
to waste his time on any English Futilitarian. Yet, as Grice looks
back on our activities, I find it difficult to discern any feature of them
which merited this kind of opprobrium. To begin with,there
was more than one group or ill-defined association of Oxford philosophers who
are concerned, in one way or another, with 'ordinary' linguistic
usage; besides those who, initially at least — until Grice
replaced Austin upon Austin’s death — gravitated towards Austin,
there were those who drew special illumination from Ryle,
and others (better disciplined perhaps) who looked to Wittgenstein;
and the philosophical gait of people belonging to one of these
groups would, characteristically, be markedly different from that of people
belonging to another. But even within the new Play Group,
great diversity is visible, as one would expect of an association containing
philosophers with the ability and independence of mind of
Austin, Strawson, Hampshire,
Paul, Pears, Warnock, and Hare
(to name a few). — very few! There
was no 'School'; there were no dogmas which united us, in
the way, for example, that an unflinching (or almost unflinching) opposition to
abstract entities unified and inspired what I might call the American School of
Latter-day Nominalists, or that an unrelenting (or almost
unrelenting) determination to allow significance only to what is verifiable
united the School of Logical Positivism. It has, Grice
thinks, sometimes been supposed that one dogma which united us was that of the
need to restrict philosophical attention to 'ordinary" language, in a
sense which would disqualify the introduction into, or employment in,
philosophical discourse of technical terminology or jargon, a restriction which
would seem to put a stranglehold on any philosophical
theory-construction. It is true that many, even all, of us
would have objected (and rightly objected) to the introduction of technical
apparatus before the ground had been properly laid. The sorry
story of deontic logic shows what may happen when technologists rush in where a
well-conducted elephant would fear to tread. We would also
(as some of us did from time to time) have objected to the covert introduction
of jargon, the use of seemingly innocent expressions whose bite comes from a
concealed technical overlay (as perhaps has occurred with words like
'sensation' or 'volition). But one glance at 'How to talk:
Some Simple Ways', or at "How to Do Things with Words' should be enough to
dispel the idea that there was a general renunciation of the use of technical
terminology, even if certain individuals at some moments may have strayed in
that direction. Another dogma to which some may have supposed us
to be committed is that of the sanctity, or sacro-sanctity, of whatever
metaphysical judgement or world-picture may be identified as underlying
ordinary discourse. Such a dogma would, I imagine, be some
kind of counterpart of Moore's 'Defence of Common Sense.’ It is
true thatAustin had a high respect for Moore. ‘Some like
Witters, but Moore's MY man', Grice once heard Austin say:
and it is also true that Austin, and perhaps some other members of the
group, as Priscianus did, thought that some sort of metaphysic *is* embedded in
‘ordinary’ language. But to regard such a 'natural
metaphysic' as present and as being worthy of examination stops a long way
short of supposing such a metaphysic to be guaranteed as true or
acceptable. Any such further step would need justification
by argument. In fact, the only position which to Grice’s mind
would have commanded universal assent was that a careful examination of the
detailed features of ordinary discourse is required as a foundation for
philosophical thinking; and even here the enthusiasm of the
assent would have varied from philosopher to philosopher, as would the precise
view taken (if any was taken) about the relationship between linguistic
phenomena and philosophical theses. It is indeed worth
remarking that the exhaustive examination of linguistic phenomena was not, as a
matter of fact, originally brought in as part of a direct approach to
philosophy. Austin's expressed view (the formulation of which no
doubt involved some irony) was that we 'philosophical hacks' spent the week
making. for the benefit of our pupils, direct attacks on philosophical issues.
and that we needed to be refreshed, at the week-end, by some suitably chosen
'para-philosophy' in which certain *non*-philosophical conceptions were to be
examined with the full rigour of the Austinian Code, with a view to an ultimate
analogical pay-off (liable never to be reached) in philosophical
currency. It was in this spirit that in early days they
investigate rules of games (with an eye towards questions about meaning or
signification. Only later did we turn our microscopic eyes
more directly upon philosophical questions. It is possible that
some of the animosity directed against so-called 'ordinary’language
philosophy' may have come from people who saw this 'movement' as a sinister
attempt on the part of a decaying intellectual establishment, an establishment
whose home lay within the ancient walls of Oxford and Cambridge (walls of
stone, not of red brick) and whose upbringing is founded on a classical
education, to preserve control of philosophy by gearing philosophical practice
to the deployment of a proficiency specially accessible to the establishment,
namely a highly developed sensitivity to the richness of linguistic
usage. It is, I think, certain that among the enemies of the
new philosophical style are to be found defenders of a traditional view of
philosophy as a discipline concerned with the nature of reality, not with the
character of language and its operations, not indeed with any mode of
representation of reality. Such persons do, to Grice’s mind,
raise an objection which needs a fully developed reply.
Either the conclusions which 'ordinary language philosophers' draw from
linguistic data are also linguistic in character, in which case the contents of
philosophy are trivialized, or the philosopher's conclusions are not linguistic
in character, in which case the nature of the step from linguistic premisses to
non-linguistic conclusions is mysterious. The
traditionalists, however, seem to have no stronger reason for objecting to
'ordinary language philosophy than to forms of linguistic philosophy having no
special connection with ordinary language, such as that espoused by logical
positivists. But, to Grice’s mind, much the most significant
opposition came from those who felt that 'ordinary language philosophy* was an
affront to science and to intellectual progress, and who regarded its exponents
as wantonly dedicating themselves to what Russell, in talking about common
sense or some allied idea, once called 'stone-age metaphysics'.
That would be the best that could be dredged up from a 'philosophical' study of
ordinary language. Among such assailants were to be found
those who, in effect, were ready to go along with the old description of
philosophy as the queen of the sciences', but only under a reinterpretation of
this phrase. ' Queen' must be understood to mean not
*sovereign queen, like Queen Victoria or Queen Elizabeth II, but
"queen consort', like Queen Alexandra or Queen Elizabeth the Queen
Mother: and the sovereign of which philosophy is the
queen-consort might turn out to be either science in general or just physical
science. The primary service which would be expected of philosophy
as a consort would be to provide the scientist with a pure or purified language
for him to use on formal occasions (should there be such occasions).
Some, I suspect, would have been ready to throw in, for good
measure, the charge that the enterprise of 'ordinary language philosophy is in
any case doomed, since it presupposes the admissibility of an
analytic/synthetic distinction which in fact cannot be sustained.
The issues raised in this attack are both important and obscure, and deserve a
much fuller treatment than I can here provide, but I will do my best in a short
space. Grice has three comments. The use made
of the Russellian phrase 'stone-age metaphysics' may have more rhetorical
appeal than argumentative force. Certainly 'stone-age' physics, if
by that we mean a primitive set of hypotheses about how the world goes which
might(conceivably) be embedded somehow or other in ordinary language, would not
be a proper object for first-order devotion. But this fact would
not prevent something derivable or extract-able from stone-age physics, perhaps
some very general characterization of the nature of reality, from being a
proper target for serious research; for this extractable characterization might
be the same as that which is extractable from, or that which underlies,
twentieth-century physics. Moreover, a metaphysic embedded in ordinary language
(should there be such a thing) might not have to be derived from any belief
about how the world goes which such language reflects; it might, for example,
be derived somehow from the categorial structure of the language.
Furthermore, the discovery and presentation of such a metaphysic might turn out
to be a properly scientific enterprise, though not, of course, an enterprise in
physical science. rationally organized and systematized study of reality might
perhaps be such an enterprise; so might some highly general theory in formal
semantics, though it might of course be a serious question whether these two
candidates are identical: To repel such counter-attacks, an opponent of
'ordinary language philosophy might have to press into service the argument
which I represented him as throwing in for good measure as an adjunct. He
might, that is, be forced to rebut the possibility of there being a
scientifically respectable, highly general semantic theory based squarely on
data provided by ordinary discourse by arguing. or asserting. that a theory of
the sort suggested would have to presuppose the admissibility of an
analytic/synthetic distinction. (2) With respect to the suggested
allocation to philosophy of a supporting role vis-d-vis science or some
particular favoured science, I should first wish to make sure that the
metaphysical position of the assigner was such as to leave room for this kind
of assessment of roles or functions: and I should start with a lively
expectation that this would not be the case. But even if this negative
expectation was disappointed. I should next enquire by what standards of purity
a language is to be adjudged suitable for use by a scientist. If those
standards are supposed to be independent of the needs of science, and so not
dictated by scientists, then there seems to be as yet no obstacle to the
possibility that the function of philosophy might be to discover or
devise a language of that sort, which might even turn out to be some kind of
'ordinary' language, And even if the requisite kind of purity were to consist
in what I might term such logico-methodological virtues as consistency and
systematicity, which are also those looked for in scientific theories, what
prevents us, in advance, from attributing these virtues to ordinary language?
In which case, the ordinary-language philosopher would be back in business. So far
as I can see, once again the enemy of ordinary-language philosophy might be
forced to fall back on the allegations that such an attempt to vindicate
ordinary language would have to presuppose the viability of the
analytic/synthetic distinction. (3) With regard to the analytic/synthetic
distinction itself, let me first remark that it is my present view that neither
party, in the actual historical debate, has exactly covered itself with
glory. For example, Quine's original argument that attempts to define
'analytic' end up in a hopelessly circular tour of a group of intensional
concepts disposes, at best, of only one such definitional attempt, and leaves
out of consideration the (to my mind) promising possibility that this type of
definition may not be the right procedure to follow an idea which I shall
expand in a moment. And, on the reverse side of the coin, the attempt by
Strawson and myself to defend the distinction by a (one hopes) sophisticated
form of Paradigm Case argument fails to meet, or even to lay eyes on, the
characteristic rebuttal of such types of argument, namely that the fact that a
certain concept or distinction is frequently deployed by a population of
speakers and thinkers offers no guarantee that the concept or distinction in question
can survive rigorous theoretical scrutiny. To my mind, the mistake made by both
parties has been to try to support, or to discredit, the analytic/synthetic
distinction as something which is detectably present in the use of natural
language; it would have been better to take the hint offered by the appearance
of the "family circle' of concepts pointed to by Quine, and to regard an
analytic/synthetic distinction not as a (supposedly) detectable element in
natural language, but rather as a theoretical device which it might, or again
might not, be feasible and desirable to incorporate into some systematic
treatment of natural language. The viability of the distinction, then, would be
a theoretical question which,so far as 1 can see, remains to be decided; and the
decision is not likely to be easy, since it is by no means apparent what kind
of theoretical structure would prove to be the home of such a distinction,
should it find a home. Two further comments seem to me relevant and
important. A common though perhaps not universally adopted practice among
"ordinary language philosophers' is (or was) to treat as acceptable
the forms of ordinary discourse and to seek to lay bare the system, or
metaphysic, which underlies it. A common alternative proposed by enemies
of *ordinary language philosophy has been that of a rational
reconstruction of ordinary language; in the words of Bishop Berkeley, it is
proposed that we should speak with the vulgar but think with the learned.
But why should our vulgar speech be retained? Why should we not be told merely
not to think but also to speak with the learned? After all, if my house is
pronounced uninhabitable to the extent that 1 need a new one, it is not
essential that I construct the new one within the outer shell of the old one,
though this procedure might sometimes be cheaper or aesthetically preferable.
An attachment to the forms of ordinary discourse even when the substance is
discarded suggests, but of course does not demonstrate, an adherence to some
unstated principle of respect for ordinary discourse even on the part of its
avowed enemies. Second, whether or not a viable analytic/synthetic
distinction exists, I am not happy with the claim that *ordinary language
philosophy presupposes the existence of such a distinction. It might be that a
systematic theoretical treatment of the facts of ordinary usage would
incorporate, as part of its theoretical apparatus, material which could be used
to exhibit such a distinction as intelligible and acceptable: but in that case,
on the assumption that the theoretical treatment satisfied the standards which
theories are supposed to satisfy, it would appear that the analytic/synthetic
distinction would be vindicated not pre-supposed. For the distinction to be
entailed by the execution of a programme is plainly not the same as it to be
presupposed by that programme. For if it is to be presupposed by the programme
of "ordinary language philosophy, it would, I imagine, have to be the case
that the supposition that anything at all would count as a successful execution
of the programme would require a prior assumption of the viability of an
analytic/synthetic distinction; and how this allegation could be made out I
cannot for the life of me discover.I turn now to the more agreeable task of trying
to indicate the features of the philosophical operations of the Play Group
which at the time, or (in some instances) subsequently, seemed to me to be
particularly appealing. First, the entire idea that we should pay detailed
attention to the way we talk seems to me to have a certain quality which is
characteristic of philosophical revolutions (at least minor ones). I was once
dining with Strawson at his college when one of the guests present, an Air
Marshal, revealed himself as having, when he was an undergraduate, sat at the
feet of Cook Wilson, whom he revered. We asked him what he regarded as
specially significant about Cook Wilson as a philosopher; and after a good deal
of fumbling. he answered that it was Cook Wilson's delivery of the message that
'what we know, we know'. This provoked in me some genteel silent mirth; but a
long time later I realized that mirth was quite inappropriate. Indeed the
message was a platitude, but so are many of the best philosophical messages:
for they exhort us to take seriously something to which, previously, we have
given at best lip service. Austin's message was another platitude; it in effect
said that if in accordance with prevailing fashion one wants to say that all or
some philosophical propositions are really about linguistic usage, one had
better see to it that one has a proper knowledge of what linguistic usage is
and of what lies behind it. This sophisticated but remorseless literalism was
typical of Austin. When seeking a way of organizing a discussion group to
entertain a visiting American logician, he said, *They say that logic is a
game; well then, let's play it as a game': with the result that we spent a
fascinating term, meeting each week to play that week's improved version of a
game called by Austin 'Symbolo', a sequence (I suspect) of less thrilling
ancestors of the game many years later profitably marketed under the name of
*Wff n'Proof' Another appealing element was the fact that Austin had, and
at times communicated, a prevalent vision of ordinary language as a wonderfully
intricate instrument. By this I do not mean merely that he saw, or hoped one
day to be able to see, our language conforming to a Leibnizian ideal of
exhibiting an immense variety of linguistic phenomena which are capable of
being elegantly and economically organized under a relatively small body of
principles or rules. He may have had such a picture of language, and may indeed
have hoped that some extension or analogue of Chomsky's work on syntax, which
he greatly admired, might fill in the detail for us, thus providing new access
to the Austinian science of grammar, which seemed to reside in an intellectualI
turn now to the more agreeable task of trying to indicate the features of the
philosophical operations of the Play Group which at the time, or (in some
instances) subsequently, seemed to me to be particularly appealing. First, the
entire idea that we should pay detailed attention to the way we talk seems to
me to have a certain quality which is characteristic of philosophical revolutions
(at least minor ones). I was once dining with Strawson at his college when one
of the guests present, an Air Marshal, revealed himself as having, when he was
an undergraduate, sat at the feet of Cook Wilson, whom he revered. We
asked him what he regarded as specially significant about Cook Wilson as a
philosopher; and after a good deal of fumbling. he answered that it was Cook
Wilson's delivery of the message that 'what we know, we know'. This provoked in
me some genteel silent mirth; but a long time later I realized that mirth was
quite inappropriate. Indeed the message was a platitude, but so are many of the
best philosophical messages: for they exhort us to take seriously something to
which, previously, we have given at best lip service. Austin's message was
another platitude; it in effect said that if in accordance with prevailing
fashion one wants to say that all or some philosophical propositions are really
about linguistic usage, one had better see to it that one has a proper
knowledge of what linguistic usage is and of what lies behind it. This
sophisticated but remorseless literalism was typical of Austin. When
seeking a way of organizing a discussion group to entertain a visiting American
logician, he said, *They say that logic is a game; well then, let's play it as
a game': with the result that we spent a fascinating term, meeting each week to
play that week's improved version of a game called by Austin 'Symbolo', a
sequence (I suspect) of less thrilling ancestors of the game many years later
profitably marketed under the name of *Wff n'Proof' Another appealing
element was the fact that Austin had, and at times communicated, a prevalent
vision of ordinary language as a wonderfully intricate instrument. By this I do
not mean merely that he saw, or hoped one day to be able to see, our language
conforming to a Leibnizian ideal of exhibiting an immense variety of linguistic
phenomena which are capable of being elegantly and economically organized under
a relatively small body of principles or rules. He may have had such a picture
of language, and may indeed have hoped that some extension or analogue of
Chomsky's work on syntax, which he greatly admired, might fill in the detail
for us, thus providing new access to the Austinian science of grammar, which
seemed to reside in an intellectualHoly of Holies, to be approached only after
an intensive discipline of preliminary linguistic studies. What I am imputing
to him is a belief in our everyday language as an instrument, as manifesting
the further Leibnizian feature of purpose; a belief in it as something whose
intricacies and distinctions are not idle, but rather marvellously and subtly
fitted to serve the multiplicity of our needs and desires in communica-tion. It
is not surprising, therefore, that our discussions not infrequently involved
enquiries into the purpose or point of some feature of ordinary
discourse. When put to work, this conception of ordinary language seemed
to offer fresh and manageable approaches to philosophical ideas and problems,
the appeal of which approaches, in my eyes at least, is in no way diminished by
the discernible affinity between them on the one hand and, on the other, the
professions and practice of Aristotle in relation to rà Xeyouera (what is
said"). When properly regulated and directed, 'linguistic botanizing'
seems to me to provide a valuable initiation to the philosophical treatment of
a concept, particularly if what is under examination (and it is arguable that
this should always be the case) is a family of different but related concepts.
Indeed, I will go further, and proclaim it as my belief that linguistic
botanizing is indis-pensable, at a certain stage, in a philosophical enquiry,
and that it is lamentable that this lesson has been forgotten, or has never been
learned. That is not to say that I have ever subscribed to the full Austin-ian
prescription for linguistic botanizing, namely (as one might put it) to go
through the dictionary and to believe everything it tells you. Indeed, I
once remarked to him in a discussion (with I fear, provocative intent) that I
personally didn't care what the dictionary said, and drew the rebuke, 'And
that's where you make your big mistake.' Of course, not all these explorations
were successful; we once spent five weeks in an effort to explain why sometimes
the word 'very' allows, with little or no change of meaning, the substitution
of the word 'highly" (as in "very unusual') and sometimes does
not (as in 'very depressed" or "very wicked'): and we reached
no conclusion. This episode was ridiculed by some as an ultimate embodiment of
fruitless frivolity; but that response was as out of place as a similar
response to the medieval question, 'How many angels can sit on the point of a
pin?' For much as this medieval question was raised in order to display, in a
vivid way, a difficulty in the conception of an immaterial substance, so our
discussion was directed, in response to a worry from me, towards an
examina-tion, in the first instance, of a conceptual question which was generallyagreed
among us to be a strong candidate for being a question which had no
philosophical importance, with a view to using the results of this examination
in finding a distinction between philosophically important and philosophically
unimportant enquiries. Unfortunately the desired results were not
forthcoming. Austin himself, with his mastery in seeking out, and his
sensitivity in responding to, the finer points of linguistic usage, provided a
splendid and instructive example to those who were concerned to include
linguistie botanizing in their professional armoury. I shall recount three
authentic anecdotes in support of this claim. Geoffrey Warnock was being dined
at Austin's college with a view to election to a Fellowship, and was much
disconcerted, even though he was already acquainted with Austin, when Austin's
first remark to him was, "What would be the difference between my saying
to you that someone is not playing golf correctly and my saying to you that he
is not playing golf properly?' On a certain occasion we were discussing the
notion of a principle, and (in this connection) the conditions for appropriate
use of the phrase on principle'. Nowell Smith recalled that a pupil of Patrick
Gardiner, who was Greck, wanting permission for an overnight visit to London,
had come to Gardiner and offered him some money, saying *I hope that you will
not be offended by this somewhat Balkan approach'. At this point, Nowell Smith
suggested, Gardiner might well have replied, 1 do not take bribes on
principle.' Austin responded by saying '1 should not say that; I should just
say "No, thanks". On another occasion, Nowell Smith (again cast in
the role of straight man) offered as an example of non-understandable English
an extract from a sonnet of Donne: From the round earth's imagined
corners, Angels, your trumpets blow. Austin said, 'It is perfectly clear
what that means; it means "angels, blow your trumpets from what persons
less cautious than I would call the four corners of the
earth"." These affectionate remembrances no doubt prompt the
question why I should have turned away from this style of philosophy. Well, as
I have already indicated, in a certain sense I never have turned away, in that
I continue to believe that a more or less detailed study of the way we talk, in
this or that region of discourse, is an indispensable foundation for much of
the most fundamental kind of philosophizing; for just how much seems to me to
be a serious question in need of an answer. That linguistic information should
not be just a quantity ofcollector's items, but should on occasion at least,
provide linguistic Nature's answers to questions which we put to her, and that
such questioning is impossible without hypotheses set in an at least embryonic
theory, is a proposition which would, I suspect, have met general, though
perhaps not universal, assent; the trouble began when one asked, if one
actually ever did ask, what sort of a theory this underlying theory should be.
The urgency of the need for such an enquiry is underlined by one or two
problems which I have already mentioned; by, for example, the problem of
distinguishing conceptual investigations of ordinary discourse which are
philosophical in character from those which are not. It seems plausible to
suppose that an answer to this problem would be couched in terms of a special
generality which attaches to philosophical but not to non-philosophical
questions; but whether this generality would be simply a matter of degree, or
whether it would have to be specified by reference to some further item or
items, such as (for example) the idea of categories, remains to be determined.
At this point we make contact with a further issue already alluded to by me; if
it is necessary to invoke the notion of categories. are we to suppose these to
be linguistic categories (categories of expres-sion) or metaphysical categories
(categories of things), a question which is plainly close to the
previously-mentioned burning issue of whether the theory behind ordinary
discourse is to be thought of as a highly general, language-indifferent,
semantic theory, or a metaphysical theory about the ultimate nature of
things, if indeed these possibilities are distinct. Until such issues as these
are settled, the prospects for a determination of the more detailed structure
of the theory or theories behind ordinary discourse do not seem too bright. In
my own case, a further impetus towards a demand for the provision of a visible
theory underlying ordinary discourse came from my work on the idea of
Conversational Implicature, which emphasized the radical importance of
distinguishing (to speak loosely) what our words say or imply from what we in
uttering them imply: a distinction seemingly denied by Wittgenstein, and all
too frequently ignored by Austin. My own efforts to arrive at a more
theoretical treatment of linguistic phenomena of the kind with which in Oxford
we had long been concerned derived much guidance from the work of Quine and of
Chomsky on syntax. Quine helped to throw light on the problem of deciding what
kind of thing a suitable theory would be, and also by his example exhibited the
virtues of a strong methodology; Chomsky showed vividly the kind of way in
which a region for long foundtheoretically intractable by scholars (like
Jesperson) of the highest intelligence could, by discovery and application of
the right kind of apparatus, be brought under control. I should add that
Quine's influence on me was that of a model: I was never drawn towards the
acceptance either of his actual methodology or of his specific philosophical
posi-tions. I have to confess that I found it a little sad that my two chief
theoretical mentors could never agree, or even make visible contact, on the
question of the theoretical treatment of natural language; it seemed a pity
that two men who are about as far removed from dumbness as any that I have ever
encountered should not be equally far removed from deafness. During this time
my philosophizing revealed a distinct tendency to appear in formal dress;
indeed the need for greater contact with experts in logic and in linguistics
than was then available in Oxford was one of my main professional reasons for
moving to the United States. Work in this style was directed to a number of
topics, but principally to an attempt to show, in a constructive way, that
grammar (the grammar of ordinary discourse) could be regarded as, in Russell's
words, a pretty good guide to logical form, or to a suitable representation of
logical form. This undertaking involved the construction, for a language which
was a close relative of a central portion of English (including
quantification), of a hand-in-hand syntax-cum-semantics which made minimal use
of transformations. This project was not fully finished and has not so far been
published, though its material was presented in lectures and seminars both
inside and outside Berkeley, including a memorable summer colloquium at Irvine
in 1971. An interest in formalistic philosophizing seems to me to have more
than one source. It may arise from a desire to ensure that the
philosophical ideas which one deploys are capable of full and coherent
development; not unnaturally, the pursuit of this end may make use of a
favoured canonical system. I have never been greatly attached to canonicals,
not even those of first-order predicate logic together with set theory, and in
any case this kind of formal enterprise would overtax my meagre technical
equipment. It may, on the other hand, consist in the suggestion of notational
devices together with sketchy indications of the laws or principles to be
looked for in a system incorporating these devices; the object of the exercise
being to seek out hitherto unrecognized analogies and to attain new levels of
generality. This latter kind of interest is the one which engages me, and will,
I think, continue to do so, no matter what shifts occur in my philosophical
positions. It is nevertheless true that in recent years my disposition to
resortto formalism has markedly diminished. This retreat may well have been
accelerated when, of all people, Hilary Putnam remarked to me that 1 was too
formal; but its main source lay in the fact that I began to devote the bulk of
my attentions to areas of philosophy other than philosophy of language: to
philosophical psychology, seen as an off. shoot of philosophical biology and as
concerned with specially advanced apparatus for the handling of life; to
metaphysics; and to ethics, in which my pre-existing interest which was much
enlivened by Judith Baker's capacity for presenting vivid and realistic
examples. Such areas of philosophy seem, at least at present, much less
amenable to formalistic treatment. I have little doubt that a contribution
towards a gradual shift of style was also made by a growing apprehension that
philosophy is all too often being squeezed out of operation by tech-nology; to
borrow words from Ramsey, that apparatus which began life as a system of
devices to combat woolliness has now become an instrument of scholasticism. But
the development of this theme will best be deferred until the next
sub-section. A2. Opinions The opinions which I shall voice in this
sub-section will all be general in character: they will relate to such things
as what I might call, for want of a better term, style in philosophizing and to
general aspects of methodology. I shall reserve for the next section anything I
might have to say about my views on specific philosophical topics, or about
special aspects of methodology which come into play within some particular
department of philosophy. (tI shall first proclaim it as my belief that
doing philosophy ought to be fun. I would indeed be prepared to go further, and
to suggest that it is no bad thing if the products of doing philosophy turn
out, every now and then, to be funny. One should of course be serious about philosophy:
but being serious does not require one to be solemn. Laughter in
philosophy is not to be confused with laughter at philo-sophy; there have been
too many people who have made this confusion, and so too many people who have
thought of merriment in philosophical discussion as being like laughter in
church. The prime source of this belief is no doubt the wanton disposition
which nature gave me; but it has been reinforced, at least so far as philosophy
is concerned, by the course of every serious and prolonged philosophical
association to which I have been a party; each one has manifested its own
special quality which at one and the same time has delighted the spirit
andstimulated the intellect. To my mind, getting together with others to do
philosophy should be very much like getting together with others to make music:
lively yet sensitive interaction is directed towards a common end, in the case
of philosophy a better grasp of some fragment of philosophical truth; and if,
as sometimes happens, harmony is sufficiently great to allow collaboration as
authors, then so much the better. But as some will be quick to point out,
such disgusting sentimentality is by no means universal in the philosophical
world. It was said of the late H. W. B. Joseph that he was dedicated to the
Socratic art of midwifery; he sought to bring forth error and to strangle it at
birth. Though this comment referred to his proper severity in teaching,
he was in fact, in concert with the much more formidable H. A. Prichard, no
less successful in dealing with colleagues than he was with students;
philosophical productivity among his junior contemporaries in Oxford was low,
and one philosopher of considerable ability even managed to complete a lifetime
without publishing a single word. (Perhaps it is not entirely surprising that
the undergraduates of his college once crucified him bloodlessly with croquet
hoops on the college lawn.) The tradition did not die with Joseph; to take just
one example, I have never been very happy about Austin's Sense and Sensibilia,
partly because the philosophy which it contains does not seem to me to be, for
the most part, of the highest quality, but more because its tone is frequently
rather unpleasant. And similar incidents have been reported not so long ago
from the USA. So far as I know, no one has ever been the better for receiving a
good thumping, and I do not see that philosophy is enhanced by such episodes.
There are other ways of clearing the air besides nailing to the wall everything
in sight. Though it is no doubt plain that 1 am not enthusiastic about
odium theologicum, I have to confess that I am not very much more enthusiastic
about amor theologicus. The sounds of fawning are perhaps softer but hardly
sweeter than the sounds of rending: indeed it sometimes happens that the degree
of adulation, which for a time is lavished upon a philosopher, is in direct
proportion to the degree of savagery which he metes out to his victims. To my
stomach it does not make all that much difference whether the recipient of
excessive attachment is a person or a philosophical creed; zealotry and
bandwagoning seem to me no more appealing than discipleship. Rational and
dispassionate commendation and criticism are of course essential to the
prosecution of the discipline, provided that they are exercised in the pursuit
of philosophical truth: but passion directed towards either philosophers or
philosophies is outof place, no matter whether its object is favoured or
disfavoured. What is in place is respect, when it is deserved. I have
little doubt that it is the general beastliness of human nature which is in the
main responsible for the fact that philosophy, despite its supposedly exalted
nature, has exhibited some tendency to become yet another of the jungles in which
human beings seem so much at home, with the result that beneath the cloak of
enlightenment is hidden the dagger of diminution by disparagement. But there
are perhaps one or two special factors, the elimination of which, if possible,
might lower the level of pollution. One of these factors is, 1 suspect, a
certain view of the proper procedure for establishing a philosophical
thesis. It is, 1 am inclined to think, believed by many philosophers
that, in philosophical thinking, we start with certain material (the nature of
which need not here concern us) which poses a certain problem or raises a
certain question. At first sight, perhaps, more than one distinct philosophical
thesis would appear to account for the material and settle the question raised
by it; and the way (generally the only way) in which a particular thesis is
established is thought to be by the elimination of its rivals,
characteristically by the detection of counter-examples. Philosophical
theses are supported by elimination of alternative theses. It is,
however, my hope that in many cases, including the most important cases, theses
can be established by direct evidence in their favour, not just by elimination
of their rivals. I shall refer to this issue again later when I come to say
something about the character of metaphysical argument and its connection with
so-called transcendental argument. The kind of metaphysical argument which I
have in mind might be said, perhaps, to exemplify a 'diagogic' as opposed to
'epago-gic' or inductive approach to philosophical argumentation. Now, the more
emphasis is placed on justification by elimination of rivals, the greater is
the impetus given to refutation, whether of theses or of people; and perhaps a
greater emphasis on 'diagogic' procedure, if it could be shown to be
justifiable, would have an eirenic effect. A second possible source of
atmospherie amelioration might be a shift in what is to be regarded as the
prime index of success, or merit, in philosophical enquiry. An obvious
candidate as an answer to this question would be being right, or being right
for the right reasons (how-ever difficult the realization of this index might
be to determine). Of course one must try to be right, but even so I doubt
whether this is the best answer, unless a great deal is packed into the meaning
of "for the right reasons. An eminent topologist whom I knew was regarded
withsomething approaching veneration by his colleagues, even though usually
when he gave an important lecture either his proofs were incomplete, or if
complete they contained at least one mistake. Though he was often wrong, what
he said was exciting, stimulating, and fruitful. The situation in
philosophy seems to me to be similar. Now if it were generally explicitly
recognized that being interesting and fruitful is more important than being
right, and may indeed co-exist with being wrong, polemical refutation might
lose some of its appeal. (I) The cause which I have just been espousing
might be called, perhaps, the unity of conviviality in philosophy. There are,
however, one or two other kinds of unity in which I also believe. These relate
to the unity of the subject or discipline: the first I shall call the
latitudinal unity of philosophy, and the second, its longitudinal unity. With
regard to the first, it is my firm conviction that despite its real or apparent
division into departments, philosophy is one subject, a single discipline. By
this I do not merely mean that between different areas of philosophy there are
cross-references, as when, for example, one encounters in ethics the problem
whether such and such principles fall within the epistemological classification
of a priori knowledge, I mean (or hope I mean) something a good deal stronger
than this, something more like the thesis that it is not possible to reach full
understanding of, or high level proficiency in, any one department without a
corresponding understanding and proficiency in the others; to the extent
that when I visit an unfamiliar university and occasionally happens) L am introduced
to, 'Mr Puddle, our man in Political Philosophy (or in 'Nineteenth-century
Continental Philosophy' or 'Aesthetics', as the case may be), I am immediately
confident that either Mr Puddle is being under-described and in consequence
maligned, or else Mr Puddle is not really good at his stuff. Philosophy, like
virtue, is entire. Or, one might even dare to say, there is only one problem in
philosophy, namely all of them. At this point, however, I must admit a double
embarassment; I do not know exactly what the thesis is which I want to
maintain, and I do not know how to prove it, though I am fairly sure that my
thesis, whatever it is, would only be interesting if it were provable, or at
least strongly arguable; indeed the embarass-ments may not be independent of
one another. So the best 1 can now do will be to list some possibilities with
regard to the form which supporting argument might take. (i) It might be
suggested that the sub-disciplines within philosophy are ordered in such a way
that the character and special problems of each sub-discipline are generated by
the character and subject-matter ofof a prior sub-discipline; that the nature
of the prior sub-discipline guarantees or calls for a successor of a certain
sort of dealing with such-and-such a set of questions; and it might be added
that the nature of the first or primary sub-discipline is dictated by the
general nature of theorizing or of rational enquiry. On this suggestion each
posterior sub-discipline S would call for the existence of some prior sub-discipline
which would, when specified, dictate the character of S. (ii) There might be
some very general characterization which applies to all sub-disciplines,
knowledge of which is required for the successful study of any sub-discipline,
but which is itself so abstract that the requisite knowledge of it can be
arrived at only by attention to its various embodiments, that is to the full
range of sub-disciplines. (iii) Perhaps on occasion every sub-discipline, or
some element or aspect of every sub-discipline, falls within the scope of every
other sub-discipline. For example, some part of metaphysics might consist in a
metaphysical treatment of ethics or some element in ethics; some part of
epistemology might consist in epistemological consideration of metaphysics or
of the practice of metaphysical thinking: some part of ethics or of value
theory might consist in a value-theoretical treatment of epistemology: and so
on. All sub-disciplines would thus be inter-twined. (iv) It might be held
that the ultimate subject of all philosophy is ourselves, or at least our
rational nature, and that the various subdivisions of philosophy are concerned
with different aspects of this rational nature. But the characterization of
this rational nature is not divisible into water-tight compartments; each
aspect is intelligible only in relation to the others. (v) There is a
common methodology which, in different ways, dictates to each sub-discipline.
There is no ready-made manual of methodology, and even if there were, knowing
the manual would not be the same as knowing how to use the manual. This
methodology is sufficiently abstract for it to be the case that proficient
application of it can be learned only in relation to the totality of
sub-disciplines within its domain. (Suggestion (v) may well be close to
suggestion (ii).) (III) In speaking of the 'Longitudinal Unity of Philosophy',
I am referring to the unity of Philosophy through time. Any Oxford philosophy
tutor who is accustomed to setting essay topics for his pupils, for which he
prescribes reading which includes both passages from Plato or Aristotle and
articles from current philosophical journals, is only too well aware that there
are many topics which span the centuries; and it is only a little less obvious
that often substantiallysimilar positions are propounded at vastly differing
dates. Those who are in a position to know assure me that similar
correspondences are to some degree detectable across the barriers which
separate one philosophical culture from another, for example between Western
European and Indian philosophy. If we add to this banality the further banality
that it is on the whole likely that those who achieve enduring philosophical
fame do so as a result of outstanding philosophical merit, we reach the conclusion
that in our attempts to solve our own philosophical problems we should give
proper consideration to whatever contributions may have been provided by the
illustrious dead. And when I say proper consideration I am not referring to
some suitably reverential act of kow-towing which is to be performed as we pass
the niche assigned to the departed philosopher in the Philosopher's Hall of
Fame; I mean rather that we should treat those who are great but dead as if
they were great and living, as persons who have something to say to us now;
and, further, that in order to do this we should do our best to 'introject'
ourselves into their shoes, into their ways of thinking: indeed to rethink
their offerings as if it were ourselves who were the offerers: and then,
perhaps, it may turn out that it is ourselves. I might add at this point that
it seems to me that one of the prime benefits which may accrue to us from such
introspection lies in the region of methodology. By and large the greatest
philosophers have been the greatest, and the most self-conscious,
methodologists; indeed. I am tempted to regard this fact as primarily
accounting for their greatness as philosophers. So whether we are occupied in
thinking on behalf of some philosopher other than ourselves, or in thinking on
our own behalf, we should maintain a constant sensitivity to the nature of the
enterprise in which we are engaged and to the character of the procedures which
are demanded in order to carry it through. Of course, if we are looking at
the work of some relatively minor philosophical figure, such as for example
Wollaston or Bosanquet or Wittgenstein, such 'introjection' may be neither
possible nor worth-while; but with Aristotle and Kant, and again with Plato,
Descartes, Leibniz, Hume, and others, it is both feasible and rewarding. But
such an introjection is not easy, because for one reason or another, idioms of
speech and thought change radically from time to time and from person to
person; and in this enterprise of introjection transference from one idiom to
another is invariably involved, a fact that should not be bemoaned but should
rather be hailed with thanksgiving, since it is primarily this fact which keeps
philosophy alive.This reflection leads me to one of my favourite fantasies. Those
who wish to decry philosophy often point to the alleged fact that though the
great problems of philosophy have been occupying our minds for 2 millennia or
more, not one of them has ever been solved. As soon as someone claims to have
solved one, it is immediately unsolved by someone else. My fantasy is that the
charge against us is utterly wide of the mark; in fact many philosophical
problems have been (more or less) solved many times; that it appears otherwise
is attributable to the great difficulty involved in moving from one idiom to
another, which obscures the identities of problems. The solutions are inscribed
in the records of our subject; but what needs to be done, and what is so
difficult, is to read the records aright. Now this fantasy may lack foundation
in fact; but to believe it and to be wrong may well lead to good philosophy,
and, seemingly, can do no harm; whereas to reject it and to be wrong in
rejecting it might involve one in philosophical disaster. (IV) As I
thread my way unsteadily along the tortuous mountain path which is supposed to
lead, in the long distance, to the City of Eternal Truth, I find myself beset
by a multitude of demons and perilous places, bearing names like
Extensionalism, Nominalism, Positiv-ism, Naturalism, Mechanism, Phenomenalism,
Reductionism, Physical-ism, Materialism, Empiricism, Scepticism, and
Functionalism; menaces which are, indeed, almost as numerous as those
encountered by a traveller called Christian on another well-publicized journey.
The items named in this catalogue are obviously, in many cases, not to be
identified with one another; and it is perfectly possible to maintain a
friendly attitude towards some of them while viewing others with
hostility. There are many persons, for example, who view naturalism with
favour while firmly rejecting nominalism; and it is not easy to see how any one
could couple support for phenomenalism with support for physicalism.
After a more tolerant (permissive) middle age. I have come to entertain strong
opposition to all of them, perhaps partly as a result of the strong connection
between a number of them and the philosophical technologies which used to
appeal to me a good deal more than they do now. But how would I justify
the hardening of my heart? The first question is, perhaps, what gives the
list of items a unity, so that I can think of myself as entertaining one
twelvefold antipathy, rather than twelve discrete antipathies. To this question
my answer is that all the items are forms of what I shall call Minimalism, a propensity
which secks to keep to a minimum (which may in some cases be zero) the scope
allocated to some advertized philosophical commodity, suchas abstract entities,
knowledge, absolute value, and so forth. In weighing the case for and the case
against a trend of so high a degree of generality as Minimalism, kinds of
consideration may legitimately enter which would be out of place were the issue
more specific in character, in particular, appeal may be made to aesthetic
considerations. In favour of Minimalism, for example, we might hear an
appeal, echoing Quine, to the beauty of "desert landscapes'. But such an
appeal I would regard as inappropriate; we are not being asked by a Minimalist
to give our vote to a special, and no doubt very fine, type of landscape; we
are being asked to express our preference for an ordinary sort of landscape at
a recognizably lean time; to rosebushes and cherry-trees in mid-winter, rather
than in spring or summer. To change the image some-what, what bothers me about
what I am being offered is not that it is bare, but that it has been
systematically and relentlessly undressed. I am also adversely influenced
by a different kind of unattractive feature which some, or perhaps even all of
these bétes noires seem to possess. Many of them are guilty of restrictive
practices which, perhaps, ought to invite the attention of a Philosophical
Trade Commission: they limit in advance the range and resources of
philosophical explanation. They limit its range by limiting the kinds of
phenomena whose presence calls for explanation; some prima facie candidates are
watered down, others are washed away; and they limit its resources by
forbidding the use of initially tempting apparatus, such as the concepts
expressed by psychological, or more generally intensional, verbs. My own
instinets operate in a reverse direction from this. I am inclined to look first
at how useful such and such explanatory ideas might prove to be if admitted,
and to waive or postpone enquiry into their certificates of legitimacy. I
am conscious that all I have so far said against Minimalsim has been very
general in character, and also perhaps a little tinged with rhetoric.
This is not surprising in view of the generality of the topic; but all the same
I should like to try to make some provision for those in search of harder tack.
I can hardly, in the present context, attempt to provide fully elaborated
arguments against all, or even against any one, of the diverse items which fall
under my label 'Minimalism'; the best I can do is to try to give a preliminary
sketch of what I would regard as the case against just one of the possible
forms of minimalism, choosing one which 1 should regard it as particularly
important to be in a position to reject. My selection is Extensionalism, a
position imbued with the spirit of Nominalism, and dear both to those who feel
that Because it is redis no more informative as an answer to the question Why
is an English mail-box called "red"? than would be 'Because he is
Paul Grice' as an answer to the question 'Why is that distinguished-looking
person called "Paul Grice"T, and also to those who are
particularly impressed by the power of Set-theory. The picture which, I
suspect, is liable to go along with Extensionalism is that of the world of
particulars as a domain stocked with innumerable tiny pellets, internally
indistinguishable from one another, but distinguished by the groups within
which they fall, by the 'clubs' to which they belong; and since the clubs are
distinguished only by their memberships, there can only be one club to which
nothing belongs. As one might have predicted from the outset, this leads to
trouble when it comes to the accommodation of explanation within such a system.
Explanation of the actual presence of a particular feature in a particular
subject depends crucially on the possibility of saying what would be the
consequence of the presence of such and such features in that subject,
regardless of whether the features in question even do appear in that subject,
or indeed in any subject. On the face of it, if one adopts an extensionalist
viewpoint, the presence of a feature in some particular will have to be
re-expressed in terms of that particular's membership of a certain set; but if
we proceed along those lines, since there is only one empty set, the potential
consequences of the possession of in fact unexemplified features would be
invariably the same, no matter how different in meaning the expressions used to
specify such features would ordinarily be judged to be. This is certainly not a
conclusion which one would care to accept. I can think of two ways of
trying to avoid its acceptance, both of which seem to me to suffer from serious
drawbacks. The first shows some degree of analogy with a move which, as a
matter of history, was made by empiricists in connection with simple and
complex ideas. In that region an idea could be redeemed from a charge of
failure to conform to empiricist principles through not being derived from
experience of its instantiating particulars (there being no such particu-lars)
if it could be exhibited as a complex idea whose component simple ideas were so
derived; somewhat similarly, the first proposal seeks to relieve certain
vacuous predicates or general terms from the embarrassing consequences of denoting
the empty set by exploiting the non-vacuousness of other predicates or general
terms which are constituents in a definition of the original vacuous terms. (a)
Start with two vacuous predicates, say (ay) 'is married to a daughter of an
English queen and a pope' and (oz) is a climber on hands and knees of ais no
more informative as an answer to the question Why is an English mail-box called
"red"? than would be 'Because he is Paul Grice' as an answer to the
question 'Why is that distinguished-looking person called "Paul
Grice"T, and also to those who are particularly impressed by the power of
Set-theory. The picture which, I suspect, is liable to go along with
Extensionalism is that of the world of particulars as a domain stocked with
innumerable tiny pellets, internally indistinguishable from one another, but
distinguished by the groups within which they fall, by the 'clubs' to which
they belong; and since the clubs are distinguished only by their memberships,
there can only be one club to which nothing belongs. As one might have
predicted from the outset, this leads to trouble when it comes to the
accommodation of explanation within such a system. Explanation of the actual
presence of a particular feature in a particular subject depends crucially on
the possibility of saying what would be the consequence of the presence of such
and such features in that subject, regardless of whether the features in
question even do appear in that subject, or indeed in any subject. On the face
of it, if one adopts an extensionalist viewpoint, the presence of a feature in
some particular will have to be re-expressed in terms of that particular's
membership of a certain set; but if we proceed along those lines, since there
is only one empty set, the potential consequences of the possession of in fact
unexemplified features would be invariably the same, no matter how different in
meaning the expressions used to specify such features would ordinarily be
judged to be. This is certainly not a conclusion which one would care to accept.
I can think of two ways of trying to avoid its acceptance, both of which seem
to me to suffer from serious drawbacks. The first shows some degree of analogy
with a move which, as a matter of history, was made by empiricists in
connection with simple and complex ideas. In that region an idea could be
redeemed from a charge of failure to conform to empiricist principles through
not being derived from experience of its instantiating particulars (there being
no such particu-lars) if it could be exhibited as a complex idea whose
component simple ideas were so derived; somewhat similarly, the first proposal
seeks to relieve certain vacuous predicates or general terms from the
embarrassing consequences of denoting the empty set by exploiting the
non-vacuousness of other predicates or general terms which are constituents in
a definition of the original vacuous terms. (a) Start with two vacuous
predicates, say (ay) 'is married to a daughter of an English queen and a pope'
and (oz) is a climber on hands and knees of a29,000 foot mountain. (8) If aj
and a z are vacuous, then the following predicates are satisfied by the empty
set @: (B) 'is a set composed of daughters of an English queen and a pope, and
(Ps) 'is a set composed of climbers on hands and knees of a 29.000 foot
mountain. (y) Provided 'R, and 'R,' are suitably interpreted, the
predicates A, and , may be treated as coextensive respectively with the
following revised predicates (y) Stands in R, to a sequence composed of
the sets married to, daughters, English queens and popes; and (72) 'stands in
Rz to a sequence composed of the sets climbers, 29,000 foot mountains, and
things done on hands and knees'. (8) We may finally correlate with the two
initial predicates o1 and a2, respectively, the following sequences derived
from 7, and Yz: (S,) the sequence composed of the relation R, (taken in
extension), the set married to, the set daughters, the set English queens, and
the set popes: and (&2) the sequence composed of the relation Rz, the set
climbers, the set 29,000 foot mountains, and the set things done on hands and
knees. These sequences are certainly distinet, and the proposal is that they,
rather than the empty set, should be used for determining, in some way yet to
be specified, the explanatory potentialities of the vacuous predicates a, and
a2. My chief complaint against this proposal is that it involves yet
another commission of what I regard as one of the main minimalist sins, that of
imposingin advance a limitation on the character of explanations. For it
implicitly recognizes it as a condition on the propriety of using vacuous
predicates in explanation that the terms in question should be representable as
being correlated with a sequence of non-empty sets. This is a condition
which, I suspect, might not be met by every vacuous predicate. But the
possibility of representing an explanatory term as being, in this way or that,
reducible to some favoured item or types of items should be a bonus which some
theories achieve, thereby demonstrating their elegance, not a condition of
eligibility for a particular class of would-be explanatory terms. The
second suggested way of avoiding the unwanted consequence is perhaps more
intuitive than the first; it certainly seems simpler. The admissibility of vacuous
predicates in explanations of possible but non-actual phenomena (why they would
happen if they did happen), depends, it is suggested, on the availability of
acceptable non-trivial generalizations wherein which the predicate in question
specifies the antecedent condition. And, we may add, a generalization whose
acceptability would be unaffected by any variation on the specification of its
antecedent condition, provided the substitute were vacuous, wouldcertainly be
trivial. Non-trivial generalizations of this sort are certainly available, if
(1) they are derivable as special cases from other generalizations involving
less specific antecedent conditions, and (2) these other generalizations are
adequately supported by further specifies whose antecedent conditions are
expressed by means of non-vacuous predicates. The explanatory
opportunities for vacuous predicates depend on their embodiment in a
system. My doubts about this second suggestion relate to the steps which
would be needed in order to secure an adequately powerful system. I
conjecture, but cannot demonstrate, that the only way to secure such a system
would be to confer special ontological privilege upon the entities of physical
science together with the system which that science provides. But now a problem
arises: the preferred entities seem not to be observable, or in so far as they
are observable, their observability scems to be more a matter of conventional
decision to count such and-such occurrences as observations than it is a matter
of fact. It looks as if states of affairs in the preferred scientific world
need, for credibility, support from the vulgar world of ordinary observation
reported in the language of common sense. But to give that support, the
judgements and the linguistic usage of the vulgar needs to be endowed with a
certain authority, which as a matter of history the kind of minimalists whom I
know or know of have not seemed anxious to confer. But even if they were
anxious to confer it, what would validate the conferring, since ex hypothesi it
is not the vulgar world but the specialist scientific world which enjoys
ontological privilege? (If this objection is sound, the second suggestion, like
the first, takes something which when present is an asset, bonus, or
embel-lishment, namely systematicity, and under philosophical pressure converts
it into a necessity.) I have, of course, not been attempting to formulate
an argument by which minimalism, or indeed any particular version of
minimalism, could be refuted; I have been trying only to suggest a sketch of a
way in which, perhaps, such an argument might be developed. I should be less
than honest if I pretended to any great confidence that even this relatively
unambitious objective has been attained. I should, however, also be less than
honest if I concealed the fact that, should I be left without an argument, it
is very likely that I should not be very greatly disturbed. For my antipathy to
minimalism depends much more on a concern to have a philosophical approach
which would have prospects of doing justice to the exuberant wealth and variety
of human experiencein a manner seemingly beyond the reach of minimalists, than
on the availability of any argument which would show the theses of minimal.
ists to be mistaken. (VI) But at this point some people, I think, would
wish to protest that I am treating minimalism in much too monolithic a way.
For, it might be said, while many reasonable persons might be willing to align
themselves with me, for whatever reasons, in opposition to exten-sionalism and
physicalism, when such persons noticed that I have also declared my opposition
to mechanism and to naturalism, they might be prompted to enquire whether I
wished to declare support for the ideas of the objectivity of value and of the
presence of finality in nature, and to add that should I reply affirmatively,
they would part company with me. Now I certainly do wish to affirm, under some
interpretation, 'the objectivity of value, and I also wish to maintain, again
under some interpretation, 'the presence of finality in nature'. But
perhaps I had better formulate in a somewhat more orderly way, one or two of
the things which I do believe or at least would like to believe. (1) I
believe (or would like to believe) that it is a necessary feature of rational
beings, either as part of or as a consequence of part of, their essential
nature, that they have a capacity for the attribution of value. I also
believe that it follows from this fact, together perhaps with one or more
additional assumptions, that there is objective value. | believe that value, besides
being objective, has at the same time intrinsic motivational force, and that
this combination is rendered possible only by a constructivist approach rather
than a realist approach to value. Only if value is in a suitable sense
'instituted by us' can it exhibit the aforesaid combination. The objectivity of value is
possible only given the presence of finality or purpose in nature (the
admissibility of final causes). The fact that reason is operative both in the
cognitive and in the practical spheres strongly suggests, if it does not prove,
that a constructivist approach is in order in at least some part of the
cognitive sphere as well as in the practical sphere: The adoption of a constructivist
approach makes possible, perhaps even demands, the adoption of a stronger
rather than merely a weaker version of rationalism. That is to say, we can
regard ourselves, qua rational beings, as called upon not merely to have
reasons for our beliefs (rationes cognoscendi) and also for other attitudes
like desires and intentions, but to allow and to search for, reasons for things
to bethe case (at least in that area of reality which is constructed). Such
reasons will be rationes essendi. It is obvious that much of the
terminology in which this programme is formulated is extremely obscure. Any
elucidation of it, and any defence of the claims involved which I shall offer
on this occasion, will have to wait until the second main section of this
Reply: for I shall need to invoke specifie theses within particular departments
of philosophy. I hope to engage, on other occasions, in a fuller examination of
these and kindred ideas. B. COMMENTARY ON RICHARDS Richards devote
most of their ingenious and perceptive attention to three or four topics which
they feel to be specially prominent in my work; to questions about meaning, to
questions in and about philosophical psychology, rationality, and metaphysics,
and finally to questions about value, including ethical questions. I shall
first comment on what they have to say about meaning, and then in my concluding
section I turn to the remaining topics. B1. Meaning In the course
of a penetrating treatment of the development of my views on this topic, they
list, in connection with what they see as the third stage of this development
three problems or objections to which my work might be thought to give rise. I
shall say something about each of these, though in an altered order; I shall
also add a fourth problem which I know some people have regarded as acute, and
I shall briefly re-emphasize some of the points about the most recent
developments in my thinking, which Richards have presented and which may not be
generally familiar. As a preliminary to enumerating the question for
discussion, I may remark that the treatment of the topic by Richards seems to
offer strong support to my thesis about the unity (latitudinal unity) of
philo-sophy: for the problems which emerge about meaning are plainly problems
in psychology and metaphysics, and I hope that as we proceed it will become
increasingly clear that these problems in turn are inextricably bound up with
the notion of value. (1) The first difficulty relates to the alleged ly
dubious admissibility of propositions as entities: 'In the explication of
utterance-type meaning. what does the variable "p" take as values?
The values of "p" are theobjects of meaning, intention, and
belief-propositions, to call them by their traditional name. But isn't one of
the most central tasks of a theory of meaning to give an account of what
propositions are?.. + Much of the recent history of philosophy of language
consists of attacks on or defences of various conceptions of what a proposition
is, for the fundamental issue involved here is the relation of thought and
language to reality... How can Grice offer an explication of utterance-type
meaning that simply takes the notion of a proposition more or less for
granted?' A perfectly sound, though perhaps somewhat superficial, reply
to the objection as it is presented would be that in any definition of meaning
which I would be willing to countenance, the letters 'p', q', etc. operate
simply as 'gap signs; if they appear in a definiendum they will reappear in the
corresponding definiens. If someone were to advance the not wholly plausible
thesis that to feel F is just to have a Rylean agitation which is caused by the
thought that one is or might be F. it would surely be ridiculous to criticize
him on the grounds that he had saddled himself with an ontological commitment
to feelings, or to modes of feeling. If quantifiers are covertly involved at
all, they will only be universal quantifiers which could in such a case as this
be adequately handled by a substitutional account of quantification. My situation
vis-a-vis propositions is in no way different. Moreover, if this last
part of the cited objection is to be understood as suggesting that philosophers
have been most concerned with the characterization of the nature of
propositions with a view to using them, in this or that way, as a key to the
relationships between language. thought, and reality, I rather doubt whether
this claim is true, and if it is true, I would regard any attempt to use
propositions in such a manner as a mistake to which I have never subscribed.
Propositions should not, I think, be viewed as tools, gimmicks, or bits of
apparatus designed to pull off the metaphysical conjuring-trick of relating
language, thought, and reality. The furthest I would be prepared to go in this
direction would be to allow it as a possibility that one or more substantive
treatments of the relations between language, thought, and reality might
involve this notion of a proposition, and so might rely on it to the extent
that an inability to provide an adequate theoretical treatment of propositions
would undermine the enterprise within which they made an appearance. It
is, however, not apparent to me that any threat of this kind of disaster hangs
over my head. In my most recently published work onmeaning (Meaning Revisited,
1981), I do in fact discuss the topic of the correspondences to be looked for
between language, thought, and reality, and offer three suggestions about the
ways in which, in effect, rational enterprises could be defeated or radically
hampered should there fail to be correspondences between the members of any
pair selected from this trio. I suggest that without correspondences between
thought and reality, individual members of such fundamental important kinds of
psychological states as desires and beliefs would be unable to fulfil their
theoretical role, purpose, or function of explaining behaviour, and indeed
would no longer be identifiable or distinguishable from one another; that,
without correspondences between language and thought, communication, and so the
rational conduct of life, would be eliminated; and that without direct
correspondence between language and reality over and above any indirect
correspondence provided for by the first two suggestions, no generalized
specification, as distinct from case-by-case specification, of the conditions
required for beliefs to correspond with reality, that is to be true, would be
available to us. So far as I can see, the foregoing justification of this
acceptance of the correspondences in question does not in any obvious way
involve a commitment to the reality of propositions; and should it turn out to
do so in some unobvious way perhaps as a consequence of some unnoticed
assumption —then the very surreptitiousness of the commitment would
indicate to me the likelihood that the same commitment would be involved in any
rational account of the relevant subject matter, in which case, of course, the
commitment would be ipso facto justified. Indeed, the idea of an
inescapable commitment to propositions in no way frightens me or repels me; and
if such a commitment would carry with it an obligation to give an account of
what propositions are, 1 think this obligation could be discharged. It might,
indeed, be possible to discharge it in more than one way. One way would
involve, as its central idea, focusing on a primitive range of simple
statements, the formulation of which would involve no connectives or
quantifiers, and treating each of these as 'expressing' a propositional
complex, which in such cases would consist of a sequence whose elements would
be first a general item (a set, or an attribute, according to preference) and
second a sequence of objects which might, or might not, instantiate or belong
to the first item. Thus the propositional complex associated with the sentence,
John is wise', might be thought of consisting of a sequence whose first
(general' member would be the set of wise persons, or (alternatively) the
attribute wisdom, and whose second('instantial' or 'particular") member
would be John or the singleton of John; and the sentence, 'Martha detests
Mary', could be represented as expressing a propositional complex which is a
sequence whose first element is detestation (considered either extensionally as
a set or non-extensionally as an attribute) and whose second element is a
sequence composed of Martha and Mary, in that order. We can define a property
of factivity which will be closely allied to the notion of truth! a (simple)
propositional complex will be factive just in case its two elements (the general
and instantial elements) are related by the appopriate predication relation,
just in case (for example) the second element is a member of the set (possesses
the attribute) in which the first element consists. Propositions may now
be represented as each consisting of a family of propositional complexes, and
the conditions for family unity may be thought of either as fixed or as
variable in accordance with the context, This idea will in a moment be
expanded. The notorious difficulties to which this kind of treatment
gives rise will begin with the problems of handling connectives and of handling
quantification. In the present truncated context I shall leave the first
problem on one side, and shall confine myself to a few sketchy remarks
concerning quantification. A simple proposal for the treatment of quantifiers
would call for the assignment to each predicate, besides its normal or standard
extension, two special objects associated with quantifiers, an 'altogether'
object and a 'one-at-a-time' object; to the epithets 'grasshopper', ['boy',
'girl'], for example, will be assigned not only ordinary individual objects
like grasshoppers [boys, girls] but also such special objects as the altogether
grasshopper [boy, girl| and the one-al-a-time grasshopper [boy, girlf. We shall
now stipulate that an 'altogether' special object satisfies a given
predicate just in case every normal or standard object associated with that
special object satisfies the predicate in question, and that a 'one-at-a-time'
special object satisfies a predicate just in case at least one of the
associated standard objects satisfies that predicate. So the altogether
grasshopper will be green just in case every individual grasshopper is green,
and the one-at-a-time grasshopper will be green just in case at least one
individual grasshopper is green, and we can take this pair of statements about
special grasshoppers as providing us with representations of (respec-lively)
the statement that all grasshoppers are green and the statement that some grasshopper
is green. The apparatus which I have just sketched is plainly not, as it
stands, adequate to provide a comprehensive treatment of quantification. Itwill
not, for example, cope with well-known problems arising from features of
multiple quantification; it will not deliver for us distinct representations of
the two notorious (alleged) readings of the statement 'Every girl detests
some boy', in one of which (supposedly) the universal quantifier is dominant
with respect to scope, and in the other of which the existential quantifier is
dominant. To cope with this problem it might be sufficient to explore, for
semantic purposes, the device of exportation, and to distinguish between, (i)
'There is some boy such that every girl detests him', which attributes a
certain property to the one-at-a-time boy, and (ii) 'Every girl is such that
she detests some boy', which attributes a certain (and different) property to
the altogether girl; and to note, as one makes this move, that though
exportation, when applied to statements about individual objects, seems not to
affect truth-value, whatever else may be its semantic function, when it is
applied to sentences about special objects it may, and sometimes will, affect
truth-value. But however effective this particular shift may be, it is by no
means clear that there are not further demands to be met which would overtax
the strength of the envisaged apparatus; it is not, for example, clear whether
it could be made adequate to deal with indefinitely long strings of 'mixed'
quanti-fiers. The proposal might also run into objections of a more
philosophical character from those who would regard the special objects which
it invokes as metaphysically disreputable. Should an alternative proposal
be reached or desired, I think that one (or, indeed, more than one) is
available. The one which I have immediately in mind could be regarded as a
replacement for, an extension of, or a reinterpretation of the scheme just
outlined, in accordance with whatever view is finally taken of the potency and
respectability of the ideas embodied in that scheme. The new proposal, like its
predeces-sor, will treat propositional complexes as sequences, indeed as
ordered pairs containing a subject-item and a predicate-item, and will,
there-fore, also like its predecessor, offer a subject-predicate account of
quantification. Unlike its predecessor, however, it will not allow individual
objects, like grasshoppers, girls, and boys, to appear as elements in
propositional complexes, such elements will always be sets or attributes,
Though less restrictive versions of this proposal are, I think, available, I
shall, for convenience, consider here only a set-theoretic version.
According to this version, we associate with the subject-expression of a canonically
formulated sentence a set of at least second order. If thesubject expression is
a singular name, its ontological correlate will be the singleton of the
singleton of the entity which bears that name. The treatment of singular terms
which are not names will be parallel, but is here omitted. If the
subject-expression is an indefinite quantificational phrase, like 'some
grasshopper', its ontological correlate will be the set of all singletons whose
sole element is an item belonging to the extension of the predicate to which
the indefinite modifier is attached; so the ontological correlate of the phrase
'some grasshopper' will be the set of all singletons whose sole element is an
individual grasshopper. If the subject expression is a universal
quantificational phrase, like 'every grasshopper', its ontological correlate
will be the singleton whose sole element is the set which forms the extension
of the predicate to which the universal modifier is attached; thus the
correlate of the phrase 'every grasshopper' will be the singleton of the
set of grasshoppers. Predicates of canonically formulated sentences are
correlated with the sets which form their extensions. It now remains to specify
the predication-relation, that is to say, to specify the relation which has to
obtain between subject-element and predicate-element in a propositional complex
for that complex to be factive. A propositional complex will be factive just in
case its subject-element contains as a member at least one item which is a
subset of the predicate-element; so if the ontological correlate of the phrase
'some grasshopper' (or, again, of the phrase every grasshopper') contains as a
member at least one subset of the ontological correlate of the predicate 'x is
green' (viz. the set of green things), then the propositional complex directly
associated with the sentence 'some grasshopper is green' (or again with the
sentence every grasshopper is green') will be factive. A dozen years or
so ago, I devoted a good deal of time to this second proposal, and 1 convinced
myself that it offered a powerful instrument which, with or without adjustment,
was capable of handling not only indefinitely long sequences of 'mixed'
quantificational phrases, but also some other less obviously tractable problems
which I shall not here discuss. Before moving on, however, I might perhaps draw
attention to three features of the proposal. First, employing a strategy
which might be thought of as Leibnizian, it treats subject-elements as
being of an order higher than, rather than an order lower than, predicate
elements. Second, individual names are in effect treated like universal
quantificational phrases, thus recalling the practice of old-style traditional
logic. Third, and most importantly, the account which is offered is, initially,
an account of propositional complexes, not of propositions:as I envisage them,
propositions will be regarded as families of propositional complexes. Now the
propositional complex directly associated with the sentence 'Some grasshoppers
are witty', will be both logically equivalent to and numerically distinet from
the propositional complex directly associated with the sentence Not every
grasshopper is not witty'; indeed for any given propositional complex there
will be indefinitely many propositional complexes which are both logically
equivalent to and also numerically distinct from the original complex.
The question of how tight or how relaxed are to be the family ties which
determine propositional identity remains to be decided, and it might even be
decided that the conditions for such identity would vary according to context
or purpose. It seems that there might be an approach to the treatment of
propositions which would, initially at least, be radically different from the
two proposals which I have just sketched. We might begin by recalling that one
of the stock arguments for the reality of propositions used to be that
propositions are needed to give us something for logic to be about; sentences
and thoughts were regarded as insufficient, since the laws of logic do not
depend on the existence of minds or of language. Now one might be
rendered specially well-disposed towards propositions if one espoused, in
general, a sort of Aristotelian view of theories, and believed that for any
particular theory to exist there has to be a class of entities, central to that
theory, the essential nature of which is revealed in, and indeed accounts for,
the laws of the theory in question. If our thought proceeds along these
lines, propositions might be needed not just as pegs (so to speak) for logical
laws to hang from, but as things whose nature determines the content of the
logical system. It might even be possible (as George Myro has suggested to me)
to maintain that more than one system proceeds from and partially exhibits the
nature of propositions; perhaps, for example, one system is needed to display
propositions as the bearers of logical properties and another to display them
in their role as contents, or objects of propositional attitudes. How such an
idea could be worked out in detail is far from clear; but whatever might be the
difficulties of implementa-tion, it is evident that this kind of approach would
seek to answer the question, "What are propositions?", not by
identificatory dissec tion but rather by pointing to the work that propositions
of their very nature do. 1 have little doubt that a proper assessment of
the merits of the various proposals now before us would require decisions on
somefundamental issues in metaphysical methodology. What, for example,
determines whether a class of entities achieves metaphysical respect-ability?
What conditions govern the admission to reality of the products of ontological
romancing? What is the relation, in metaphysical practice, between two possible
forms of identification and characterization, that which proceeds by dissection
and that which proceeds by specification of output? Are these forms of
procedure, in a given case, rivals or are they compatible and even, perhaps,
both mandatory? Two further objections cited by Richards may be presented
together (in reverse order), since they both relate to my treatment of the idea
of linguistic procedures'. One of these objections disputes my right, as a
philosopher, to trespass on the province of linguists by attempting to deliver
judgement, either in specific cases or even generally, on the existence of
basic procedures underlying other semantic procedures which are, supposedly,
derivative from them. The other objection starts from the observation that my
account of linguistic communication involves the attribution to
communicators of more or less elaborate inferential steps concerning the
procedures possessed and utilized by their conversational partners, notes that
these steps and the knowledge which, allegedly, they provide are certainly not
as a rule explicitly present to consciousness, and then questions whether any
satisfactory interpretation can be given of the idea that the knowledge
involved is implicit rather than explicit. Richards suggest that answers to these
objections can be found in my published and unpublished work. Baldly
stated, the reply which they attribute to me with respect to the first of these
objections is that the idea that a certain sort of reason-ing. which Richards
illustrate by drawing on as yet unpublished work, is involved in meaning, is
something which can be made plausible by philosophical methods-by careful
description, reflection, and delineation of the ways we talk and think' (p. 13
of this book). Now I certainly hope that philosophical methods can be effective
in the suggested direction, which case, of course, the objections would be at
least partially answered. But I think that I would also aim at a sharper and
more ambitious response along the following lines. Certainly the specification
of some particular set of procedures as the set which governs the use of some
particular langauge, or even as a set which participates in the governance of
some group of languages, is a matter for linguists except in so far as it may
rely upon some ulterior and highly general principles. But there may be general
principles of this sort, principles perhaps which specify forms of procedure
which do,and indeed must, operate in the use of any language whatsoever. Now
one might argue for the existence of such a body of principles on the basis of
the relatively unexciting, and not unfamiliar, idea that, so far as can be
seen, our infinite variety of actual and possible linguistic performances is
feasible only if such performances can be organized in a certain way, namely as
issuing from some initial finite base of primitive procedures in accordance
with the general principles in question. One might, however, set one's
sights higher, and try to maintain that the presence in a language, or at least
in a language which is actually used, of a certain kind of structure, which
will be reflected in these general principles, is guaranteed by metaphysical
considerations, perhaps by some rational demand for a correspondence
between linguistic categories on the one hand and metaphysical, or real
categories on the other. I will confess to an inclination to go for the more
ambitious of these enterprises. As regards the second objection, I must
admit to being by no means entirely clear what reply Richards envisage me as wishing
to make, but I will formulate what seems to me to be the most likely
representation of their view. They first very properly refer to my discussion
of 'incomplete reasoning in my John Locke Lectures, and discover there some
suggestions which, whether or not they supply necessary conditions for the
presence of formally incomplete or implicit reasoning, cannot plausibly be
considered as jointly providing a sufficient condition; the suggested
conditions are that the implicit reasoner intends that there should be some
valid supplementation of the explicitly present material which would justify
the 'conclusion' of the incomplete reasoning, together perhaps with a further
desire or intention that the first intention should be causally efficacious in
the generation of the reasoner's belief in the aforementioned conclusion.
Richards are plainly right in their view that so far no sufficient condition
for implicit reasoning has been provided; indeed, I never supposed that 1 had
succeeded in providing one, though I hope to be able to remedy this deficiency
by the (one hopes) not too distant time when a revised version of my John Locke
Lectures is published. Richards then bring to bear some further material from
my writings, and sketch, on my behalf, an argument which seems to exhibit the
following pattern: (I) That we should be equipped to form, and to recognize in
others, M-intentions is something which could be given a genitorial
justification; if the Genitor were constructing human beings with an eye to
their own good, the institution in us of a capacity to deployM-intentions would
be regarded by him with favour. (2) We do in fact possess the capacity to form,
and to recognize in others, M-intentions. The attribution of M-intentions
to others will at least sometimes have explanatory value with regard to their
behaviour, and so could properly be thought of as helping to fulfil a rational
desideratum. The exercise of rationality
takes place primarily or predominantly in the confirmation or revision of
previously established beliefs or practices; so it is reasonable to expect the
comparison of the actual with what is ideal or optimal to be standard procedure
in rational beings. (5) We have, in our repertoire of procedures available to
us in the conduct of our lives, the procedure of counting something which
approximates sufficiently closely to the fulfillment of a certain ideal or
optimum as actually fulfilling that ideal or optimum, the procedure (that is to
say) of deeming it to fulfil the ideal or optimum in question. So (6) it is
reasonable to attribute to human beings a readiness to deem people, who
approximate sufficiently closely in their behaviour to persons who have
ratiocinated about the M-intentions of others, to have actually ratiocinated in
that way. We do indeed deem such people to have so ratiocinated, though we do
also, when called upon, mark the difference between their deemed ratiocinations
and the 'primitive step-by-step variety of ratiocination, which provides us
with our ideal in this region, by characterizing the reasoning of the
'approximators' as implicit rather than explicit. Now whether or not it
was something of this sort which Richards had it in mind to attribute to me,
the argument as I have sketched it seems to me to be worthy of serious
consideration; it brings into play, in a relevant way, some pet ideas of mine,
and exerts upon me at least, some degree of seductive appeal. But whether I
would be willing to pass beyond sympathy to endorsement, I am not sure. There
are too many issues involved which are both crucially important and hideously
under-explored, such as the philosophical utility of the concept of deeming,
the relations between rational and pre-rational psychological states, and the
general nature of implicit thought. Perhaps the best thing for me to do at this
point will be to set out a line of argument which I would be inclined to
endorse and leave it to the reader to judge how closely what I say when
speaking for myself approximates to the suggested interpretation which I offer
when speaking on behalf of Richards. I would be prepared to argue that
something like the following sequence of propositions is true. (1) There
is a range of cases in which, so far from its being the casethat, typically,
one first learns what it is to be a @ and then, at the next stage, learns what
criteria distinguish a good o from a @ which is less good, or not good at all,
one needs first to learn what it is to be a good o, and then subsequently to
learn what degree of approximation to being a good o will qualify an item as a
p; if the gap between some item x and good ps is sufficently horrendous, then x
is debarred from counting as a @ at all, even as a bad p. I have elsewhere
called concepts which exhibit this feature value-oriented concepts. One example
of a value-oriented concept is the concept of reasoning: another, I now
suggest, is that of sentence. (2) It may well be that the existence of
value-oriented concepts (Ф.. Ф2. ...Ф.) depends on the prior
existence of pre-rational concepts (Фі, Ф2.. + • n), such that an item x qualifies for the application of the
concept a if and only if a satisfies a rationally-approved form or version of
the corresponding pre-rational concept '. We have a (primary) example of a step
in reasoning only if we have a transition of a certain rationally approved kind
from one thought or utterance to another. If p is value-oriented concept
then a potentiality for making or producing ds is ipso facto a potentiality for
making or producing good ps, and is therefore dignified with the title of a
capacity; it may of course be a capacity which only persons with special ends
or objectives. like pick-pockets, would be concerned to possess. I am strongly inclined to
assent to a principle which might be called a Principle of Economy of Rational
Effort. Such a principle would state that where there is a ratiocinative
procedure for arriving rationally at certain outcomes, a procedure which, because
it is ratiocinative, will involve an expenditure of time and energy, then if
there is a non-ratiocinative, and so more economical procedure which is likely,
for the most part, to reach the same outcomes as the ratiocinative procedure,
then provided the stakes are not too high it will be rational to employ the
cheaper though somewhat less reliable non-ratiocinative procedure as a
substitute for ratiocination. I think this principle would meet with Genitorial
approval, in which case the Genitor would install it for use should opportunity
arise. On the assumption that it is
characteristic of reason to operate on pre-rational states which reason
confirms, revises, or even (some-times) eradicates, such opportunities will
arise, provided the rational creatures can, as we can, be trained to modify the
relevant pre-rational states or their exercise, so that without actual
ratiocination the creatures can be more or less reliably led by those
pre-rational states to the thoughts or actions which reason would endorse were
it invoked; with the result that the creatures can do, for the most part, what
reason requires without, in the particular case, the voice of reason being
heard. Indeed in such creatures as ourselves the ability to dispense in this
way with actual ratiocination is taken to be an excellence: The more
mathematical things I can do correctly without engaging in overt mathematical
reasoning, the more highly I shall be regarded as a mathematician. Similar
considerations apply to the ability to produce syntactico-semantically
satisfactory utterances without the aid of a derivation in some
syntactico-semantic theory. In both cases the excellence which 1 exhibit is a
form of judgement: I am a good judge of mathematical consequences or of
satisfactory utterances. That ability to produce, without the aid of overt
ratiocination, transitions which accord with approved standards of inference
does not demand that such ratiocination be present in an unconscious or covert
form; it requires at most that our propensity to produce such transitions be
dependent in some way upon our acquisition or possession of a capacity to
reason explicitly, Similarly, our ability to produce satisfactory utterances
does not require a subterranean ratiocination to account for their satisfactory
character; it needs only to be dependent on our learning of, or use of, a
rule-governed language. There are two kinds of magic travel. In one of these we
are provided with a magic carpet which transports us with supernatural celerity
over a route which may be traversed in more orthodox vehicles; in the other, we
are given a magic lamp from which, when we desire it, a genie emerges who
transports us routelessly from where we are to where we want to go. The
exercise of judgement may perhaps be route-travelling like the first: but may
also be routeless like the second. But problems still remain. Deductive systems concocted
by professional logicians vary a good deal as regards their intuitiveness: but
with respect to some of them (for example, some suitably chosen system of
natural deduction) a pretty good case could be made that they not only generate
for us logically valid inferences, but do so in a way which mirrors the
procedures which we use in argument in the simplest or most fundamental cases.
But in the case of linguistic theories even the more intuitive among them may
not be in a position to make a corresponding claim about the production of
admissible utterances. They might be able to claim to generate (more or less)
the infinite class of admissible sentences, together with acceptable
interpretations ofeach (though even this much would be a formidable claim); but
such an achievement would tell us nothing about how we arrive at the produc
tion of sentences, and so might be thought to lack explanatory force.
That deficiency might be thought to be remediable only if the theory reflects,
more or less closely, the way or ways in which we learn, select. and criticize
linguistic performances; and here it is clear neither what should be reflected
nor what would count as reflecting it. There is one further objection,
not mentioned by Richards, which seems to me to be one to which I must respond.
It may be stated thus: One of the leading ideas in my treatment of
meaning was that meaning Is not to be regarded exclusively, or even primarily,
as a feature of language or of linguistic utterances; there are many instances
of non-linguistic vehicles of communication, mostly unstructured but sometimes
exhibiting at least rudimentary structure; and my account of meaning was
designed to allow for the possibility that non-linguistic and indeed
non-conventional 'utterances', perhaps even manifesting some degree of
structure, might be within the powers of creatures who lack any linguistic or
otherwise conventional apparatus for communication, but who are not thereby
deprived of the capacity to mean this or that by things they do. To provide for
this possibility, it is plainly necessary that the key ingredient in any
representation of meaning, namely intending. should be a state the capacity for
which does not require the possession of a language. Now some might be
unwilling to allow the possibility of such pre-linguistic intending. Against
them, I think I would have good prospects of winning the day; but unfortunately
a victory on this front would not be enough. For, in a succession of increasingly
elaborate moves designed to thwart a sequence of Schifferian counter-examples.
I have been led to restrict the intentions which are to constitute utterer's
meaning to M-intentions; and, whatever might be the case in general with regard
to intending, M-intending is plainly too sophisticated a state to be found in a
language-destitute creature. So the unavoidable rearguard actions seem to have
undermined the raison-d'etre of the campaign. A brief reply will have to
suffice; a full treatment would require delving deep into crucial problems
concerning the boundaries between vicious and innocuous circularity, to which I
shall refer again a little later. According to my most recent speculations
about meaning, one should distinguish between what I might call the factual
character of an utterance (meaning-relevant features which are actually present
in the utterance), and what I might call its titular character (the
nestedM-intention which is deemed to be present). The titular character is
infinitely complex, and so cannot be actually present in toto; in which case to
point out that its inconceivable actual presence would be possible, or would be
detectable, only via the use of language would seem to serve little purpose. At
its most meagre, the factual character will consist merely in the pre-rational
counterpart of meaning, which might amount to no more than making a certain
sort of utterance in order thereby to get some creature to think or want some
particular thing, and this condition seems to contain no reference to
linguistic expertise. Maybe in some less straightforward instances of meaning
there will be actually present intentions whose feasibility as intentions will
demand a capacity for the use of language. But there can be no advance
guarantee when this will be so, and it is in any case arguable that the use of
language would here be a practically indispensable aid to thinking about
relatively complex intentions, rather than an element in what is thought
about. B2. Metaphysies, Philosophical Psychology, and Value In this
final section of my Reply to Richards, I shall take up, or take off from, a few
of the things which they have to say about a number of fascinating and
extremely important issues belonging to the chain of disciplines listed in the
title of this section. I shall be concerned less with the details of their
account of the various positions which they see me as maintaining than with the
kind of structure and order which, albeit in an as yet confused and incomplete
way I think I can discern in the disciplines themselves and, especially, in the
connection between them. Any proper discussion of the details of the issues in
question would demand far more time than I have at my disposal; in any case it
is my intention, if I am spared, to discuss a number of them, at length, in
future writings. I shall be concerned rather to provide some sort of picture of
the nature of metaphysics, as I see it, and of the way or ways in which it
seems to me to underlie the other mentioned disciplines. I might add that
something has already been said in the previous section of this Reply about
philosophical psychology and rationality, and that general questions about
value, including metaphysical questions, were the topic of my 1983 Carus
lectures. So perhaps I shall be pardoned if here 1 concentrate primarily on
metaphysics. I fear that, even when I am allowed the advantage of operating
within these limitations, what I have to say will be programmatic and
speculative rather than well-ordered and well-argued.At the outset of their
comments on my views concerning meta-physics, Richards say, 'Grice's
ontological views are at least liberal'; and they document this assertion by a
quotation from my Method In Philosophical Psychology, in which I admit to a
taste for keeping open house for all sorts and conditions of entities, just so
long as when they come in they help with the housework.' I have no wish to
challenge their representation of my expressed position, particularly as the
cited passage includes a reference to the possibility that certain sorts of
entities might, because of backing from some transcendental argument, qualify
as entia realissima. The question I would like to raise is rather what grounds
are there for accepting the current conception of the relationship between
metaphysics and ontology. Why should it be assumed that metaphysics consists
in, or even includes in its domain, the programme of arriving at an acceptable
ontology? Is the answer merely that that enterprise is the one, or a part of
the one, to which the term "metaphysics' is conventionally applied and so
that a justification of this application cannot be a philosophical issue?
If this demand for a justified characterization of metaphysics is to be met, I
can think of only one likely strategy for meeting it. That will be to show that
success within a certain sort of philosophical under-taking, which I will with
striking originality call First Philosophy, is needed if any form of
philosophy, or perhaps indeed any form of rational enquiry, is to be regarded
as feasible or legitimate, and that the contents of First Philosophy are
identical with, or at least include, what are standardly regarded as the
contents of metaphysics! I can think of two routes by which this result might
be achieved, which might well turn out not to be distinct from one another. One
route would perhaps involve taking seriously the idea that if any region of
enquiry is to be successful as a rational enterprise, its deliverance must be
expressable in the shape of one or another of the possibly different types of
theory; that characterizations of the nature and range of possible kinds of
theory will be needed; and that such a body of characterization must itself be
the outcome of rational enquiry, and so must itself exemplify whatever
requirements it lays down for theories in general; it must itself be
expressible as a theory, to be called (if you like) Theory-theory. The
specification and justification of the ideas and material presupposed by any
theory, whether such account falls within or outside the bounds of
Theory-theory, would be properly called First Philosophy, and might • In
these reflections I have derived much benefit from discussions with Alan
Code.turn out to relate to what is generally accepted as belonging to the subject
matter of metaphysics. It might, for example, turn out to be establishable that
every theory has to relate to a certain range of subject items, has to
attribute to them certain predicates or attributes, which in turn have to fall
within one or another of the range of types or categories. In this way, the
enquiry might lead to recognized metaphysical topics, such as the nature of
being, its range of application, the nature of predication and a systematic
account of categories. A second approach would focus not on the idea of
the expressibility of the outcomes of rational enquiry in theories but rather
on the question of what it is, in such enquiries, that we are looking for, why
they are of concern to us. We start (so Aristotle has told us) as laymen with
the awareness of a body of facts; what as theorists we strive for is not
(primarily) further facts, but rational knowledge, or understanding, of the
facts we have, together with whatever further facts our investigations may
provide for us. Metaphysics will have as its concern the nature and
realizability of those items which are involved in any successful pursuit of
understanding; its range would include the nature and varieties of explanation
(as offered in some modification of the Doctrine of Four Causes), the
acceptability of principles of logic, the proper standards of proof, and so
on. I have at this point three comments to make. First, should it be the
case that, (1) the foregoing approach to the conception of metaphysics is found
acceptable, (2) the nature of explanation and (understood broadly) of causes is
a metaphysical topic, and (3) that Aristotle is right (as I suspect he is) that
the unity of the notion of cause is analogi-cal in character, then the general
idea of cause will rest on its standard particularizations, and the particular
ideas cannot be reached as specifications of an antecedent genus, for there is
no such genus, In that case, final causes will be (so to speak) foundation
members of the cause family, and it will be dubious whether their title as
causes can be disputed. Second, it seems very likely that the two
approaches are in fact not distinct; for it seems plausible to suppose that
explanations, if fully rational, must be systematic and so must be expressible
in theories. Conversely, it seems plausible to suppose that the function
of theories is to explain, and so that whatever is susceptible to theoretical
treatment is thereby explained. Third, the most conspicuous difficulty
about the approach which I have been tentatively espousing seems to me to be
that we may be in danger of being given more than we want to receive; we are
not, forexample, ready to regard methods of proof or the acceptability of
logical principles as metaphysical matters and it is not clear how such things
are to be excluded. But perhaps we are in danger of falling victims to a
confusion, Morality, as such, belongs to the province of ethics and does not
belong to the province of metaphysics. But, as Kant saw (and I agree with him),
that does not preclude there being metaphysical questions which arise about
morality. In general, there may be a metaphysics of X without it being the case
that X is a concept or item which belongs to metaphysics. Equally, there may be
metaphysical questions relating to proof or logical principles without it being
the case that as such proof or logical principles belong to metaphysics. It
will be fair to add, however, that no distinction has yet been provided, within
the class of items about which there are metaphysical questions, between those
which do and those which do not belong to metaphysics. The next element
in my attitude towards metaphysics to which I would like to draw attention is
my strong sympathy for a constructivist approach. The appeal of such an
approach seems to be to lie essentially in the idea that if we operate with the
aim of expanding some set of starting points, by means of regulated and fairly
well-defined procedures, into a constructed edifice of considerable complexity,
we have better prospects of obtaining the explanatory richness which we need
than if, for example, we endeavour to represent the seeming wealth of the world
of being as reducible to some favoured range of elements. That is, of course, a
rhetorical plea. but perhaps such pleas have their place. But a
constructivist methodology, if its title is taken seriously, plainly has its
own difficulties. Construction, as normally understood, requires one or more
constructors; so far as a metaphysical construction is concerned, who does the
constructing? *We"? But who are we and do we operate separately or
conjointly, or in some other way? And when and where are the acts of
construction performed, and how often? These troublesome queries are
reminiscent of differences which arose, I believe, among Kantian commentators,
about whether Kant's threefold synthesis (perhaps a close relative of
construction) is (or was) a datable operation or not. I am not aware that they
arrived at a satisfactory solution. The problem becomes even more acute when we
remember that some of the best candidates for the title of constructed
entities, for example numbers, are supposed to be eternal, or at least
timeless. How could such entities have construction dates? Some relief
may perhaps be provided if we turn our eyes towardsthe authors of fiction, My
next novel will have as its hero one Caspar Winebibber, a notorious English
highwayman born (or so 1 shall say) in 1764 and hanged in 1798, thereby ceasing
to exist long before sometime next year, when I create (or construct) him. This
mind-boggling situation will be dissolved if we distinguish between two
different occurrences; first, Caspar's birth (or death) which is dated to 1764
(or 1798), and second, my creation of Caspar, that is to say my making it in
1985 fictionally true that Caspar was born in 1764 and died in 1798. Applying
this strategem to metaphysics, we may perhaps find it tolerable to suppose that
a particular great mathematician should in 1968 make it true that (let us say)
ultralunary numbers should exist timelessly or from and to eternity. We might
even, should we so wish, introduce a 'depersonalized" (and
"detemporalized') notion of construction; in which case we can say that in
1968 the great mathe. matician, by authenticated construction, not only constructed
the timeless existence of ultralunary numbers but also thereby depersonalized
and detemporalized construction of the timeless existence of ultra-lunary
numbers, and also the depersonalized construction of the depersonalized
construction of ... ultralunary numbers. In this way, we might be able, in one
fell swoop, to safeguard the copyrights both of the mathematician and
eternity. Another extremely important aspect of my conception of
metaphysical construction (creative metaphysical thinking) is that it is of its
nature revisionary or gradualist in character. It is not just that, since
metaphysics is a very difficult subject, the best way to proceed is to observe
the success and failures of others and to try to build further advance upon
their achievements. It is rather that there is no other way of proceeding but
the way of gradualism. A particular bit of metaphysical construction is
possible only on the basis of some prior material; which must itself either be
the outcome of prior constructions, or perhaps be something original and
unconstructed. As I see it. gradualism enters in in more than one place.
One point of entry relates to the degree of expertise on the theorist or
investigator. In my view, It is incumbent upon those whom Aristotle would have
called 'the wise' in metaphysics, as often elsewhere, to treat with respect and
build upon the opinions and the practices of the many'; and any intellectualist
indignation at the idea of professionals being hamstrung by amateurs will
perhaps be seen as inappropriate when it is reflected that the amateurs are
really (since personal identities may be regarded as irrele-vant) only
ourselves (the professionals) at an earlier stage; there are notthe authors of
fiction, My next novel will have as its hero one Caspar Winebibber, a notorious
English highwayman born (or so 1 shall say) in 1764 and hanged in 1798, thereby
ceasing to exist long before sometime next year, when I create (or construct)
him. This mind-boggling situation will be dissolved if we distinguish between
two different occurrences; first, Caspar's birth (or death) which is dated to
1764 (or 1798), and second, my creation of Caspar, that is to say my making it
in 1985 fictionally true that Caspar was born in 1764 and died in 1798.
Applying this strategem to metaphysics, we may perhaps find it tolerable to
suppose that a particular great mathematician should in 1968 make it true that
(let us say) ultralunary numbers should exist timelessly or from and to
eternity. We might even, should we so wish, introduce a 'depersonalized"
(and "detemporalized') notion of construction; in which case we can say
that in 1968 the great mathe. matician, by authenticated construction, not only
constructed the timeless existence of ultralunary numbers but also thereby
depersonalized and detemporalized construction of the timeless existence of
ultra-lunary numbers, and also the depersonalized construction of the
depersonalized construction of ... ultralunary numbers. In this way, we might
be able, in one fell swoop, to safeguard the copyrights both of the
mathematician and eternity. Another extremely important aspect of my
conception of metaphysical construction (creative metaphysical thinking) is
that it is of its nature revisionary or gradualist in character. It is not just
that, since metaphysics is a very difficult subject, the best way to proceed is
to observe the success and failures of others and to try to build further
advance upon their achievements. It is rather that there is no other way of
proceeding but the way of gradualism. A particular bit of metaphysical
construction is possible only on the basis of some prior material; which must
itself either be the outcome of prior constructions, or perhaps be something
original and unconstructed. As I see it. gradualism enters in in more
than one place. One point of entry relates to the degree of expertise on the
theorist or investigator. In my view, It is incumbent upon those whom Aristotle
would have called 'the wise' in metaphysics, as often elsewhere, to treat with
respect and build upon the opinions and the practices of the many'; and any
intellectualist indignation at the idea of professionals being hamstrung by
amateurs will perhaps be seen as inappropriate when it is reflected that the
amateurs are really (since personal identities may be regarded as irrele-vant)
only ourselves (the professionals) at an earlier stage; there are nottwo
parties, like Whigs and Tories, or nobles and the common people, but rather one
family of speakers pursuing the life of reason at different stages of
development; and the later stages of development depend upon the ealier
ones. Gradualism also comes into play with respect to theory
develop-ment. A characteristic aspect of what I think of as a constructivist
approach towards theory development involves the appearance of what I call
overlaps'. It may be that a theory or theory-stage B, which is to be an
extension of theory or theory-stage A, includes as part of itself linguistic or
conceptual apparatus which provides us with a restatement of all or part of
theory A, as one segment of the arithmetic of positive and negative integers
provides us with a restatement of the arithmetic of natural numbers. But while
such an overlap may be needed to secure intelligibility for theory B, theory B
would be pointless unless its expressive power transcended that of theory A,
unless (that is to say) a further segment of theory B lay beyond the overlap.
Gradualism sometimes appears on the scene in relation to stages exhibited by
some feature attaching to the theory as a whole, but more often perhaps in
relation to stages exemplified in some department of, or some category within,
the theory. We can think of metaphysics as involving a developing sequence of
metaphysical schemes; we can also locate developmental features within and
between particular metaphysical categories. Again, I regard such
developmental features not as accidental but as essential to the prosecution of
metaphysics. One can only reach a proper understanding of metaphysical concepts
like law or cause if one sees, for example, the functional analogy, and so the
developmental connection, between natural laws and non-natural laws (like those
of legality or morality). "How is such and such a range of uses of the
word (the concept) x to be rationally generated?' is to my mind a type of
question which we should continually be asking. I may now revert to a
question which appeared briefly on the scene a page or so ago. Are we, if we
lend a sympathetic ear to con-structivism, to think of the metaphysical world
as divided into a constructed section and a primitive, original, unconstructed
section? I will confess at once that I do not know the answer to this question.
The forthright contention that if there is a realm of constructs there has to
be also a realm of non-constructs to provide the material upon which the
earliest ventures in construction are to operate, has its appeal, and I have
little doubt that I have been influenced by it. But I am by no means sure that
it is correct. I am led to this uncertainty initially by thefact that when I
ask myself what classes of entities I would be happy to regard as original and
unconstructed, I do not very readily come up with an answer. Certainly not
common objects like tables and chairs; but would I feel better about stuffs
like rock or hydrogen, or bits thereof? I do not know, but I am not moved
towards any emphatic yes!' Part of my trouble is that there does not seem to me
to be any good logical reason calling for a class of ultimate non-construets.
It seems to me quite on the cards that metaphysical theory, at least when it is
formally set out, might consist in a package of what I will call ontological
schemes in which categories of entities are constructively ordered, that all or
most of the same categories may appear within two different schemes with
different ordering, what is primitive in one scheme being non-primitive in the
other, and that this might occur whether the ordering relations employed in the
construction of the two schemes were the same or different. We would then have
no role for a notion of absolute primitiveness. All we would use would be the
relative notion of primitiveness-with-respect-to-a-scheme. There might indeed
be room for a concept of authentic or maximal reality: but the application of
this concept would be divorced from any concept of primitiveness, relative or
absolute, and would be governed by the availability of an argument, no doubt
transcendental in character, showing that a given category is mandatory, that a
place must be found for it in any admissible ontological scheme. I know of no
grounds for rejecting ideas along these lines. The complexities
introduced by the possibility that there is no original, unconstructed, area of
reality, together with a memory of the delicacy of treatment called for by the
last of the objections to my view on the philosophy of language, suggest that
debates about the foundations of metaphysics are likely to be peppered with
allegations of circu-larity: and I suspect that this would be the view of any
thoughtful student of metaphysics who gave serious attention to the methodology
of his discipline. Where are the first principles of First Philosophy to come
from, if not from the operation, practised by the emblematic pelican, of
lacerating its own breast. In the light of these considerations it seems to me
to be of the utmost importance to get clear about the nature and forms of real
or apparent circularity, and to distinguish those forms, if any, which are
innocuous from those which are deadly. To this end I would look for a
list, which might not be all that different from the list provided by
Aristotle, of different kinds, or interpretations, of the idea of priority with
a view to deciding when the suppositionthat A is prior to B allow or disallows
the possibility that B may also be prior to A, either in the same, or in some
other, dimension of priority. Relevant kinds of priority would perhaps
include logical priority. definitional or conceptual priority, epistemic
priority, and priority in respect of value. I will select two examples, both
possibly of philosophical interest, where for differing m and n, it might be
legitimate to suppose that the prioritym of A to B would not be a barrier to
the priorityn of B to A. It seems to me not implausible to hold that, in
respect of one or another version of conceptual priority, the legal concept of
right is prior to the moral concept of right: the moral concept is only
understandable by reference to, and perhaps is even explicitly definable in
terms of, the legal concept. But if that is so, we are perhaps not debarred
from regarding the moral concept as valua-tionally prior to the legal concept;
the range of application of the legal concept ought to be always determined by
criteria which are couched in terms of the moral concept. Again, it might be
important to distinguish two kinds of conceptual priority, which might both
apply to one and the same pair of items, though in different directions. It
might be, perhaps, that the properties of sense-data, like colours (and so
sense-data themselves), are posterior in one sense to corresponding properties
of material things, (and so to material things themselves); properties of
material things, perhaps, render the properties of sense-data intelligible by
providing a paradigm for them. But when it comes to the provision of a suitably
motivated theory of material things and their properties, the idea of making
these definitionally explicable in terms of sense-data and their properties may
not be ruled out by the holding of the aforementioned conceptual priority in
the reverse direction. It is perhaps reasonable to regard such fine distinction
as indispensable if we are to succeed in the business of pulling ourselves up
by our own bootstraps. In this connection it will be relevant for me to reveal
that I once invented (though I did not establish its validity) a principle
which I labelled as Bootstrap. The principle laid down that when one is
introducing the primitive concepts of a theory formulated in an object
language, one has freedom to use any battery of concepts expressible in the
meta-language, subject to the condition that counterparts of such concepts are
subsequently definable or otherwise derivable in the object-language. So the
more economically one introduces the primitive object-language concepts, the
less of a task one leaves oneself for the morrow. I must now turn to a
more direct consideration of the question ofhow metaphysical principles are
ultimately to be established. A prime candidate is forthcoming, namely a
special metaphysical type of argu-ment, one that has been called by Kant and by
various other philosophers since Kant a transcendental argument. Unfortunately
it is by no means clear to me precisely what Kant, and still less what some
other philosophers, regard as the essential character of such an argu-ment.
Some, I suspect, have thought of a transcendental argument in favour of some
thesis or category of items as being one which claims that if we reject the
thesis or category in question, we shall have to give up something which we
very much want to keep; and the practice of some philosophers, including Kant,
of hooking transcendental argument to the possibility of some very central
notion, such as experience or knowledge, or (the existence of) language,
perhaps lends some colour to this approach. My view (and my view of Kant) takes
a different tack. One thing which seems to be left out in the treatments of
transcendental argument just mentioned is the idea that Transcendental Argument
involves the suggestion that something is being undermined by one who is
sceptical about the conclusion which such an argument aims at establishing.
Another thing which is left out is any investigation of the notion of
rationality, or the notion of a rational being. Precisely what remedy I
should propose for these omissions is far from clear to me; I have to confess
that my ideas in this region of the subject are still in a very rudimentary
state. But I will do the best I can. I suspect that there is no single
characterization of Transcendental Arguments which will accommodate all of the
traditionally recognized specimens of the kind; indeed, there seem to me to be
at least three sorts of argument-pattern with good claims to be dignified with
the title of Transcendental. (1) One pattern fits Descartes's cogito
argument, which Kant himself seems to have regarded as paradigmatic. This
argument may be represented as pointing to a thesis, namely his own existence,
to which a real or pretended sceptic is thought of as expressing enmity, in the
form of doubt; and it seeks to show that the sceptic's procedure is self.
destructive in that there is an irresoluble conflict between, on the one hand,
what the sceptic is suggesting (that he does not exist), and on the other hand
the possession by his act of suggesting, of the illocutionary character (being
the expression of a doubt) which it not only has but must, on the account, be
supposed by the sceptic to have. It might, in this case, be legitimate to go on
to say that the expression of doubt cannot be denied application, since without
the capacity for the expression ofdoubt the exercise of rationality will be
impossible; but while this addition might link this pattern with the two
following patterns, it does not seem to add anything to the cogency of the
argument. Another pattern of argument
would be designed for use against applications of what I might call
'epistemological nominalism'; that is against someone who proposes to admit ys
but not xs on the grounds that epistemic justification is available for ys but not
for anything like xs, which supposedly go beyond ys; we can, for example, allow
sense-data but not material objects, if they are thought of as 'over and above'
sense-data; we can allow particular events but not, except on some minimal
interpretation, causal connections between events. The pattern of argument
under consideration would attempt to show that the sceptic's at first sight
attractive caution is a false economy; that the rejection of the
'over-and-above' entities is epistemically destructive of the entities with
which the sceptic deems himself secure; if material objects or causes go,
sense-data and datable events go too. In some cases it might be possible to
claim, on the basis of the lines of the third pattern of argument, that not
just the minimal categories, but, in general, the possibility of the exercise
of rationality will have to go. A third pattern of argument might contend from the
outset that if such-and-such a target of the sceptic were allowed to fall, then
something else would have to fall which is a pre-condition of the exercise of
rationality; it might be argued, for example, that some sceptical thesis would
undermine freedom, which in turn is a pre-condition of any exercise of
rationality whatsoever. It is plain that arguments of this third type might
differ from one another in respect of the particular pre-conditon of
rationality which they brandished in the face of a possible sceptic. But it is
possible that they might differ in a more subtle respect. Some less ambitious
arguments might threaten a local breakdown of rationality, a breakdown in some
particular area. It might hold, for instance, that certain sceptical positions
would preclude the possibility of the exercise of rationality in the practical
domain. While such arguments may be expected to carry weight with some
philosophers, a really doughty sceptic is liable to accept the threatened
curtailment of rationality; he may, as Hume and those who follow him have done,
accept the virtual exclusion of reason from the area of action. The threat,
however, may be of a total breakdown of the possibility of the exercise of
rationality; and here even the doughty sceptic might quail, on pain of losing
his audience if he refuses to quail.A very important feature of these varieties
of 'transcendental argument (though I would prefer to abandon the term
'transcendental and just call them 'metaphysical arguments') may be their
connection with practical argument. In a broadened sense of 'practical', which
would relate not just to action but also to the adoption of any attitude or
stance which is within our rational control, we might think of all argument,
even alethic argument, as practical perhaps with the practical tail-piece
omitted; alethic or evidential argument may be thought of as directing us to
accept or believe some proposition on the grounds that it is certain or likely
to be true. But sometimes we are led to rational acceptance of a proposition
(though perhaps not to belief in it) by considerations other than the
likelihood of its truth. Things that are matters of faith of one sort of
another, like fidelity of one's wife or the justice of one's country's cause,
are typically not accepted on evidential grounds but as demands imposed by
loyalty or patriotism; and the arguments produced by those who wish us to have
such faith may well not be silent about this fact. Metaphysical argument and
acceptance may exhibit a partial analogy with these examples of the acceptance
of something as a matter of faith. In the metaphysical region, too, the
practical aspect may come first; we must accept such and such thesis or else
face an intolerable breakdown of rationality. But in the case of metaphysical
argument the threatened calamity is such that the acceptance of the thesis
which avoids it is invested with the alethic trappings of truth and evidential
respectability. Proof of the pudding comes from the need to eat it, not vice
versa. These thoughts will perhaps allay a discomfort which some people,
including myself, have felt with respect to transcendental arguments. It has
seemed to me, in at least some cases, that the most that such arguments could
hope to show is that rationality demands the acceptance, not the truth, of this
or that thesis. This feature would not be a defect if one can go on to
say that this kind of demand for acceptance is sufficient to confer truth on
what is to be accepted. It is now time for me to turn to a consideration
of the ways in which metaphysical construction is effected, and I shall attempt
to sketch three of these. But before I do so, I should like to make one or two
general remarks about such construction routines. It is pretty obvious that
metaphysical construction needs to be disciplined, but this is not because without
discipline it will be badly done, but because without discipline it will not be
done at all. The list of available routines determines what metaphysical
construction is; so it is no accident that itemploys these routines. This
reflection may help us to solve what has appeared to me, and to others, as a
difficult problem in the methodology of metaphysics, namely, how are we to
distinguish metaphysical construction from scientific construction of such
entities as electrons or quarks? What is the difference between hypostasis and
hypothesis? Tha answer may lie in the idea that in metaphysical
construction, including hypostasis, we reach new entities (or in some cases,
perhaps, suppose them to be reachable) by application of the routines which are
essential to metaphysical construction; when we are scientists and hypothesize,
we do not rely on these routines at least in the first instance; if at a later
stage we shift our ground, that is a major theoreti. cal change. I shall
first introduce two of these construction routines; before I introduce the
third I shall need to bring in some further material, which will also be
relevant to my task in other ways. The first routine is one which I have
discussed elsewhere, and which I call Humean Projection. Something very
like it is indeed described by Hume, when he talks about "the mind's
propensity to spread itself on objects'; but he seems to regard it as a source,
or a product, of confusion and illusion which, perhaps, our nature renders
unavoidable, rather than as an achievement of reason. In my version of the
routine, one can distinguish four real or apparent stages, the first of which,
perhaps, is not always present. At this first stage we have some initial
concept, like that expressed by the word 'or' or "not', or (to take a
concept relevant to my present under-takings) the concept of value. We can
think of these initial items as, at this stage, intuitive and unclarified
elements in our conceptual vocabu-lary. At the second stage we reach a specific
mental state, in the specification of which it is possible though maybe not
necessary to use the name of the initial concept as an adverbial modifier, we
come to 'or-thinking' (or disjoining), "not-thinking' (or rejecting, or
denying), and 'value-thinking' (or valuing, or approving). These specific
states may be thought of bound up with, and indeed as generating, some set of
responses to the appearance on the scene of instantiation of the initial
concepts. At the third stage, reference to these specific states is replaced by
a general (or more general) psychologial verb together with an operator
corresponding to the particular specific stage which appears within the scope
of the general verb, but is still allowed only maximal scope within the
complement of the verb and cannot appear in sub-clauses. So we find reference
to "thinking p or q' or 'thinking it valuable to learn Greek'. At the
fourth and last stage, the restriction imposedby the demand that the operators
at stage three should be scope-dominant within the complement of the
accompanying verb is removed; there is no limitation on the appearance of the
operation in subordinate clauses. With regard to this routine I would
make five observations: The employment of this routine may be expected to
deliver for us, as its end-result, concepts (in something like a Fregean sense
of the word) rather than objects. To generate objects we must look to other
routines. The provision, at the fourth
stage, of full syntactico-semantical freedom for the operators which correspond
to the initial concepts is possible only via the provision of truth-conditions,
or of some different but analogous valuations, for statements within which the
operators appear. Only thus can the permissible complexities be made
intelligible. Because of (2), the difference
between the second and third stages is apparent rather than real. The third
stage provides only a notational variant of the second stage, at least unless
stage four is also reached. It is important to recognize that the development, in
a given case, of the routine must not be merely formal or arbitrary. The
invocation of a subsequent stage must be exhibited as having some point or
purpose, as (for example) enabling us to account for something which needs to
be accounted for. Subject to these provisos,
application of this routine to our initial concept (putting it through the
mangle') does furnish one with a metaphysical reconstruction of that concept;
or, if the first stage is missing, we are given a metaphysical construction of
a new concept. The second construction routine harks back to Aristotle's
treatment of predication and categories, and I will present my version of it as
briefly as I can. Perhaps its most proper title would be Category Shift, but
since I think of it as primarily useful for introducing new objects, new
subjects of discourse, by a procedure reminiscent of the linguists' operation
of nominalization, I might also refer to it as sub-jectification (or, for that
matter, objectification). Given a class of primary subjects of discourse,
namely substances, there are a number of *slots' (categories) into which
predicates of these primary subjects may fit; one is substance itself
(secondary substance), in which case the predication is intra-categorial and
essential; and there are others into which the predicates assigned in
non-essential or accidental predication may fall; the list of these would
resemble Aristotle's list of quality,quantity, and so forth. It might be,
however, that the members of my list, perhaps unlike that of Aristotle, would
not be fully co-ordinate: the development of the list might require not one
blow but a succession of blows; we might for example have to develop first the
category of arbitrary. It has to be properly motivated; if it is not, perhaps
it fails to (quantity) and non-quantitative attribute (quality), or again the
category of event before the subordinate category of action. Now though
substances are to be the primary subjects of predication, they will not be the
only subjects. Derivatives of, or conversions of, items which start life (so to
speak) as predicable, in one non-substantial slot or another, of substances,
may themselves come to occupy the first slot; they will be qualities of, or
quantities of, a particular type or token of substantials: not being qualities
or quantities of substances, they will not be qualities or quantities
simpliciter. (It is my suspicion that only for substances, as subjects, are all
the slots filled by predicable items.) Some of these substantials which are not
substances may derive from a plurality of items from different original
categories; events, for example, might be complex substantials deriving from a
substance, an attribute, and a time. My position with regard to the
second routine runs parallel to my position with regard to the first, in that
here too I hold strongly to the opinion that the introduction of a new category
of entities must not be arbitrary. It has to be properly motivated; if it is
not, perhaps it fails to be a case of entity-construction altogether, and
becomes merely a way of speaking. What sort of motivation is called for is not
immediately clear; one strong candidate would be the possibility of opening up
new applications for existing modes of explanation: it may be, for example,
that the substantial introduction of abstract entities, like properties, makes
possible the application to what Kneale called secondary induc-tion'
(Probability and Induction, p. 104 for example), the principles at work in
primary induction. But it is not only the sort but the degree of motivation
which is in question. When I discussed metaphysical argument, it seemed that to
achieve reality the acceptance of a category of entities had to be mandatory:
whereas the recent discussion has suggested that apart from conformity to
construction-routines, all that is required is that the acceptance be
well-motivated? Which view would be correct? Or is it that we can tolerate a
division of constructed reality into two segments, with admission requirements
of differing degrees of stringency? Or is there just one sort of admission
require-ment, which in some cases is over-fulfilled?Before characterizing my
third construction-routine I must say a brief word about essential properties
and about finality, two Aristotelian ideas which at least until recently have
been pretty unpopular, but for which I want to find metaphysical room. In their
logical dress, essential properties would appear either as properties which are
constitutive or definitive of a given, usually substantial, kind; or as
individuating properties of individual members of a kind, properties such that
if an individual were to lose them, it would lose its identity, its existence,
and indeed itself. It is clear that if a property is one of the properties
which define a kind, it is also an individuating property of individual members
of a kind, properties such that if an individual were to lose them, it would
cease to belong to the kind and so cease to exist. (A more cautious formulation
would be required if, as the third construction routine might require, we
subscribed to the Grice-Myro view of identity.) Whether the converse holds
seems to depend on whether we regard spatio temporal continuity as a definitive
property for substantial kinds, indeed for all substantial kinds. But
there is another more metaphysical dress which essential properties may wear.
They may appear as Keynesian generator-properties, *core' properties of a
substantive kind which co-operate to explain the phenomenal and dispositional
features of members of that kind. On the face of it this is a quite different
approach; but on reflection I find myself wondering whether the difference is
as large as it might at first appear. Perhaps at least at the level of a type of
theorizing which is not too sophisticated and mathematicized, as maybe these
days the physical sciences are, the logically essential properties and the
fundamentally explanatory properties of a substantial kind come together;
substances are essentially (in the logical' sense) things such that in
circumstances C they manifest feature F, where the gap-signs are replaced in
such a way as to display the most basic laws of the theory. So perhaps,
at this level of theory, substances require theories to give expression to their
nature, and theories require substances to govern them. Finality,
particularly detached finality (functions or purposes which do not require
sanction from purposers or users), is an even more despised notion than that of
an essential property, especially if it is supposed to be explanatory, to
provide us with final causes. I am somewhat puzzled by this contempt for
detached finality, as if it were an unwanted residue of an officially obsolete
complex of superstitions and priesteraft. That, in my view, it is certainly
not; the concepts andvocabulary of finality, operating as if they were
detached, are part and parcel of our standard procedures for recognizing and
describing what goes on around us. This point is forcibly illustrated by
William Golding in The Inheritors. There he describes, as seen through the eyes
of a stone-age couple who do not understand at all what they are seeing, a
scene in which (I am told) their child is cooked and eaten by iron-age people.
In the description functional terms are eschewed, with the result that the
incomprehension of the stone-age couple is vividly shared by the reader. Now
finality is sometimes active rather than passive; the finality of a thing then
consists in what it is supposed to do rather than in what it is supposed to
suffer, have done to it, or have done with it. Sometimes the finality of a
thing is not dependent on some ulterior end which the thing is envisaged as
realizing. Sometimes the finality of a thing is not imposed or dictated by a
will or interest extraneous to the thing. And sometimes the finality of a thing
is not subordinate to the finality of some whole of which the thing is a
component, as the finality of an eye or a foot may be subordinate to the
finality of the organism to which it belongs. When the finality of a thing
satisfies all of these overlapping conditions and exclusions, I shall call it a
case of autonomous finality; and I shall also on occasion call it a métier. I
will here remark that we should be careful to distinguish this kind of autonomous
finality, which may attach to sub-stances, from another kind of finality which
seemingly will not be autonomous, and which will attach to the conception of
kinds of substance or of other constructed entities. The latter sort of
finality will represent the point or purpose, from the point of view of the
metaphysical theorist, of bringing into play, in a particular case, a certain
sort of metaphysical manœuvre. It is this latter kind of finality which I have
been supposing to be a requirement for the legitimate deployment of
construction-routines. Now it is my position that what I might call
finality-features, at least if they consist in the possession of autonomous
finality, may find a place within the essential properties of at least some kinds
of substances (for example, persons). Some substances may be essentially 'for
doing such and such'. Indeed I suspect we might go further than this, and
suppose that autonomous finality not merely can fall within a substances
essential nature, but, indeed, if it attaches to a substance at all must belong
to its essential nature. If a substance has a certain métier, it does not have
to seek the fulfilment of that métier, but it does have to be equipped with the
motivation to fulfil the métier should it choose to follow that
motivation. And since autonomous finality is independent of any ulterior end,
that motivation must consist in respect for the idea that to fulfil the métier
would be in line with its own essential nature. But however that may be, once
we have finality features enrolled among the essential properties of a kind of
substance, we have a starting point for the generation of a theory or system of
conduct for that kind of substance, which would be analogous to the descriptive
theory which can be developed on the basis of a substance's essential
descriptive properties. I can now give a brief characterization of my
third construction- routine, which is called Metaphysical
Transubstantiation. Let us suppose that the Genitor has sanctioned the appearance
of a biological type called Humans, into which, considerate as always, he has
built an attribute, or complex of attributes, called Rationality, perhaps on
the grounds that this would greatly assist its possessors in coping speedily
and resourcefully with survival problems posed by a wide range of environments,
which they would thus be in a position to enter and to maintain themselves in.
But, perhaps unwittingly, he will thereby have created a breed of potential
metaphysicians; and what they do is (so to speak) to reconstitute themselves.
They do not alter the totality of attributes which each of them as humans
possess, but they redistribute them; properties which they possess essentially
as humans become properties which as substances of a new psychological type
called persons they possess accidentally; and the property or properties called
rationality, which attaches only accidentally to humans, attaches essentially
to persons. While each human is standardly coincident with a particular person
(and is indeed, perhaps, identical with that person over a time), logic is
insufficient to guarantee that there will not come a time when that human and
that person are no longer identical, when one of them, perhaps, but not the
other, has ceased to exist. But though logic is insufficient, it may be that
other theories will remedy the deficiency. Why, otherwise than from a taste for
mischief, the humans (or persons) should have wanted to bring off this feat of
transubstantiation will have to be left open until my final section, which I
have now reached. My final undertaking will be an attempt to sketch a way
of providing metaphysical backing, drawn from the material which I have been
presenting, for a reasonably unimpoverished theory of value; I shall endeavour
to produce an account which is fairly well-ordered, even though it may at the
same time be one which bristles with unsolvedproblems and unformulated
supporting arguments. What I have to offer will be close to and I hope
compatible with, though certainly not precisely the same as the content of my
third Carus Lecture (original version, 1983). Though it lends an ear to several
other voices from our philosophical heritage, it may be thought of as being, in
the main, a representation of the position of that unjustly neglected
philosopher Kantotle, It involves six stages. (1) The details of the
logic of value-concepts and of their possible relativizations are unfortunately
visible only through thick intellectual smog; so I shall have to help myself to
what, at the moment at least, I regard as two distinct dichotomies. First,
there is a dichotomy between value-concepts which are relativized to some focus
of relativization and those which are not so relativized, which are absolute.
If we address ourselves to the concept being of value there are perhaps two
possible primary foci of relativization; that of end or potential end, that for
which something may be of value, as bicarbonate of soda may be of value for
health (or my taking it of value for my health), or dumbbells may be of value
(useful) for bulging the biceps; and that of beneficiary or potential
beneficiary, the person (or other sort of item) to whom (or to which) something
may be of value, as the possession of a typewriter is of value to some
philosophers but not to me, since I do not type. With regard to this dichotomy
I am inclined to accept the following principles. First, the presence in me of
a concern for the focus of relativization is what is needed to give the
value-concept a "bite" on me, that is to say, to ensure that
the application of the value-concept to me does, or should, carry weight for
me; only if I care for my aunt can I be expected to care about what is of value
to her, such as her house and garden. Second, the fact that a relativized value-concept,
through a de facto or de jure concern on my part for the focus of
relativization, engages me does not imply that the original relativization has
been cancelled, or rendered absolute. If my concern for your health stimulates
in me a vivid awareness of the value to you of your medica-tion, or the
incumbency upon you to take your daily doses, that value and that incumbency
are still relativized to your health; without a concern on your part for your
health, such claims will leave you cold The second dichotomy, which should be
carefully distinguished from the first, lies between those cases in which a
value-concept, which may be either relativized or absolute, attaches
originally, or directly, to a given bearer, and those in which the attachment
is indirect and is the outcome of the presence of a transmitting relation which
links thecurrent bearer with an original bearer, with or without the aid of an
intervening sequence of 'descendants'. In the case of the transmission of
relativized value-concepts, the transmitting relation may be the same as, or
may be different from, the relation which is embodied in the relativization,
The foregoing characterization would allow absolute value to attach originally
or directly to promise-keeping or to my keeping a promise, and to attach
indirectly or by transmission to my digging your garden for you, should that be
something which I have promised to do; it would also allow the relativized
value-concept of value for health to attach directly to medical care and indirectly
or by transmission to the payment of doctor's bills, an example in which the
transmitting relation and the relativizing relation are one and the same.
(2) The second stage of this metaphysical defence of the authenticity of the
conception of value will involve a concession and a contention. It will
be conceded that if the only conception of value available to us were that of
relativized value then the notion of finality would be in a certain sense
dispensable; and further, that if the notion of finality is denied
authenticity, so must the notion of value be denied authenticity A certain
region of ostensible finality, which is sufficient to provide for the
admissibility of attributions of relativized value, is mechanistic-ally
substitutable'; that is to say, by means of reliance on the resources of
cybernetics and on the fact that the non-pursuit of certain goals such as
survival and reproduction is apt to bring to an end the supply of potential
pursuers, some ostensibly final explanations are replaceable by, or
reinterpretable as, explanations of a sort congenial to mechanists. But
if the concept of value is to be authentic and not merely 'Pickwick-ian in
character, then it is required that it be supported by a kind of finality which
extends beyond the 'overlap' with mechanistically substitutable finality;
autonomous finality will be demanded and a mechanist cannot accommodate and
must deny this kind of finality; and so, as will shortly be indicated, he is
committed to a denial of absolute value. (3) That metaphysical house-room
be found for the notion of absolute value is a rational demand. To say this is
not directly to offer reason to believe in the acceptability of the notion,
though it makes a move in that direction. It is rather to say that there is
good reason for wanting it to be true that the notion is acceptable. There
might be more than one kind of rational ground for this desire. It might be
that we feel a need to appeal to absolute value in order to justify some of our
beliefs and attributes with regard to relativized value, to maintain
(forexample) that it is of absolute value that everyone should pursue, within
certain limits, what he regards as being of value to himself. Or again,
it might be that, by Leibnizian standards for evaluating possible worlds, a
world which contains absolute value, on the assumption that its regulation
requires relatively simple principles, is richer and so better than one which
does not. But granted that there is a rational demand for absolute value,
one can then perhaps argue that within whatever limits are imposed by
metaphysical constructions already made, we are free to rig our metaphysics in
such a way as to legitimize the conception of absolute value; what it is proper
to believe to be true may depend in part on what one would like to be true.
Perhaps part of the Kantian notion of positive freedom, a dignity which as
rational beings we enjoy, is the freedom not merely to play the metaphysical
game but, within the limits of rationality, to fix its rules as well. In any
case a trouble-free metaphysical story which will safeguard the credentials of
absolute value is to be accepted should it be possible to devise one. I have
some hopes that the methodology at work here might link up with my earlier
ideas about the quasi-practical character of metaphysical argument. On the assumption that the
operation of Metaphysical Transub-stantiation has been appropriately carried
through, a class of biological creatures has been 'invented' into a class of
psychological substances, namely persons, who possess as part of their essential
nature a certain métier or autonomous finality consisting in the exercise, or a
certain sort of exercise, of rationality, and who have only to recognize and
respect a certain law of their nature, in order to display in favourable
circumstances the capacity to realize their métier. The degree to which they
fulfil that métier will constitute them good persons (good qua' persons); and
while the reference to the substantial kind persons undoubtedly introduces a
restriction or qualification, it is not clear (if it matters) that this
restriction is a mode of relativization. Once the concept of value-qua-member-of-a-kind has
been set up for a class of substances, the way is opened for the appearance of
transmitting relationships which will extend the application of value-in-a-kind
to suitably qualified non-substantial aspects if members of a kind, such as
actions and characteristies. While it cannot be assumed that persons will be
the only original instances of value-in-a-kind, it seems plausible to suggest
that whatever other original instances there may be will be far less fruitful
sources of such extension, particularly if a prime mode of extension will be by
the operation of Humean Projection. It seems plausible to suppose that a
specially fruitful way of extending the range of absolute value might be an
application or adaptation of the routine of Humean Projection, whereby such
value is accorded, in Aristotelian style, to whatever would seem to possess
such value in the eyes of a duly accredited judge; and a duly accredited judge
might be identifiable as a good person operating in conditions of freedom.
Cats, adorable as they may be, will be less productive sources of such
extension than persons. (6) In the light of these reflections, and on the
assumption that to reach the goal of securing the admissibility of the concept
of absolute value we need a class of primary examples of an unqualified version
of that concept, it would appear to be a rational procedure to allot to persons
as a substantial type not just absolute value qua members of their kind, but
absolute value tout court, that is to say unqualified absolute value. Such
value could be attributed to the kind, in virtue of its potentialities, and to
selected individual members of the kind, in virtue of their achievements.
Such a defence of absolute value is of course, bristling with unsolved or
incompletely solved problems. I do not find this thought daunting. If
philosophy generated no new problems it would be dead, because it would be
finished; and if it recurrently regenerated the same old problems it would not
be alive because it could never begin. So those who still look to philosophy
for their bread-and-butter should pray that the supply of new problems never
dries up. H. P. Grice. Grice is greatly honoured, and much moved, by the
fact that such a distinguished company of philosophers should have contributed
to this volume work of such quality as a compliment to him. Grice is
especially pleased that the authors of this work are not just a haphazard band
of professional colleagues. Every one of them is a personal friend of
Grice, though I have to confess that some of them Grice sees, these days, less
frequently than Grice used to, and *much* less frequently than Grice _should_
like to. So this collection provides Grice with a vivid reminder
that philosophy is, at its *best*, a friendly subject. Grice
wishes that he could respond individually to each contribution; but he does not
regard that as feasible, and any selective procedure would be invidious.
Fortunately an alternative is open to Grice. The editors of
the volume contribute an editorial which provides a synoptic view of Grice’s
work; in view of the fact that the number of Grice’s
publications is greatly exceeded by the number of his *unpublications* — read:
teaching material qua tutorial fellow — and that even my publications
include some items which are not easily accessible — who reads Butler? — the
editors’s undertaking fulfills a crying need. But it does
more than that; it presents a most perceptive and
*sympathetic* picture or portrayal of the spirit which lies behind the parts of
Grice’s work which it discusses; and it is Grice’s feeling
that few have been as fortunate in their contemporary commentators as I have
been in mine. Think Heidegger! So Grice goes on to make his own
contribution a response to theirs, though before replying directly to them
Grice allows himself to indulge in a modicum of philosophical autobiography,
which in its own turn leads into a display of philosophical prejudices and
predilections. For convenience Grice fuses the editors into
a multiple personality, whose multiplicity is marked by the use of
plural pronouns and verb-forms. As Grice looks back upon his
former self, it seems to Grice that when he does begin his ‘serious’ (if that’s
the word) study of philosophy, the temperament with which he approaches this
enterprise is one of what he might call dissenting rationalism.
The rationalism is probably just the interest in looking for this or that
reason; Grice’s tendency towards dissent may. however, have been
derived from, or have been intensified by, Grice’s father.
Grice’s father was a gentle person. Grice’s father, being
English, exercised little *personal* influence over Grice
But Grice’s father exercised quite a good deal of *cultural* or
intellectual influence. Grice’s father was an obdurate —
‘tenacious to the point of perversity’ — liberal non-conformist.
Grice witnesses almost daily, if without involvement — children should be seen
— the spectacle of his father’s religious nonconformism coming under attack
from the women in the household: Grice’s mother, who is heading for High Anglicanism
and (especially) a resident aunt who is a Catholic convert. But
whatever their origins in Grice’s case, I do not regard either of the elements
in his dissenting rationalism as at all remarkable in people at his stage of
intellectual development. And recall, he wasn’t
involved! Grice mention the rationalism and the dissent more
because of their continued presence than because of their initial
appearance. It seems to me that the rationalism and the dissent
have persisted, and indeed have significantly expanded! And this
Grice is inclined to regard as a more curious phenomenon. Grice
counts hinself — as Oxford goes — wonderfully fortunate, as a Scholar at
Corpus, to have been adjudicated as tutor W. F. R. Hardie, the author of a
recognised masterpiece on PLATO, and whose study on ARISTOTLE’s Nicomachean
Ethics, in an incarnation as a set of notes to this or that lecture, sees Grice
through this or that term of himself lecturing — with Austin and Hare — on the
topic. It seems to Grice that he learnt from his tutor just about
every little thing which one can be taught by someone else, as distinct from
the things which one has to teach oneself — as Mill did! More
specifically, Gricd’s rationalism was developed under his tutor’s guidance into
a tenacity to the point of perversity and the belief that this or that
philosophical question is to be answered with an appeal to reason — Grice’s own
— that is to say by argument. Grice also learns from his tutor
*how* to argue alla Hardie, and in learning how to argue alla Hardie — and not
the OTHER tutor who complained about Grice’s tenacity to the point of
perversity — Grice comes to learn that the ability to argue is a skill
involving many aspects, and is much more than As Grice re-reads
what he finds myself to have written, Grice also find himself ready to expand
this description to read 1 irreverent,
2 conservative - not liberal, like Herbert Grice — 3
dissenting 4 rationalism'. an ability to see
logical connections (though this ability is by no means to be despised).
Grice comes also to see that, although philosophical progress is
very difficult to achieve, and is often achieved only after agonising labours —
recall Socrates’s midwifery! — it is worth achieving; and
that the difficulties involved in achieving philosophical progress offer no
kind of an excuse for a lowering of standards, or for substituting for the
goals of philosophical truth some more easily achievable or accessible goal,
like — to echo Searle, an American then studying at Oxford — rabble-rousing, or
hamburgers! The methods of Grice’s tutor for those four
years are too austere for some, in particular his tutor’s
very long silences in tutorials are found distressing by some other pupils
(though as the four years go by, Grice feelsthe tempo speeded up quite a
bit There is a story, which Grice is sure that he believes, that
at one point in one tutorial a very long silence developed when it was the
tutor’s turn to speak, which is at long last broken by the tutor asking his
pupil: And what did you mean by "of"*?
There is another story, which Grice thinks he does believe, according to
which Isaiah Berlin, an expatriate Hebrew from Russia, who was a pupil of
Grice’s tutor three years before Grice, decides that the next time a silence
develops during a tutorial, Berlin was NOT going to be the one to break
it. Games Russians play. In the next tutorial,
after Berlin did finish reading his essay, there follows a silence which lasted
exactly twenty-four minutes, and 32 seconds — at which point Berlin could stand
it no longer, and said something. “I need to use the
rest-room.” Grice’s tutor’s tutorial rigours never quite bothered
Grice. If philosophising is a difficult operation (as it plainly
is) sometimes time, even quite a lot of time, will be needed in order to
make a move (as to change the idiom, chess-players are only too well
aware). The idea that a philosopher such as Socrates, or
Thales, or Kant — well, Grice is less sure about Kant, ‘being a Hun’ — should
either have already solved or answered satisfactorily every question — which is
impossible - or should be equipped to solve or answer duccessfukly every
problem or question immediately, is no less ridiculous than would be the idea
that Karpoy ought to be able successfully to defend his title if he, though not
his opponent, were bound by the rules of lightning chess.
Grice enjoys the slow pace of discussion with his tutor;
He lenjoyed the breath-laden "Ooohhh!" which Grice’s tutor
would sometimes emit when he catches the pupil in, or even perversely pushes
his pupil, into, a patently untenable position (though Grice preferred it when
this ejaculation was directed at someone other than myself):
and Grice liked his tutor’s resourcefulness in the defence of difficult
positions, a characteristic illustrated by the foilowing incident which Grice’s
tutor once told Grice about himself. Grice’s tumor had, not
long since, parked his car and gone to a cinema. Unfortunately he
had parked his car on top of one of the strips on the street by means of which
traffic-lights are controlled by the passing traffic; as a result, the lights
were jammed and it required four policemen to lift his car off the strip.
The Oxford police decided to prosecute. Grice
indicated to his tutor that this didn'tsurprise Gricd at all and asked him how
he fared. 'Oh', he said, 'I got off.’ Grice asks his tutor how on
earth he managed that. ‘Quite simply," he answered, I
just invoked Mill's Method of Difference, They charged me
with causing an obstruction at 4,00 p.m.; and the tutor answers, sophistically,
that since his car had been parked at 2.00 p.m., it couldn't have been his car
which caused the obstruction. Gricd’s tutor never disclosed his
own views to Grice, no doubt wishing a Grice to think his own thoughts
(however flawed) rather than his tutor’s! It happens! Witness some of Grice’s
OWN pupils — from Unger to Nozick and back! Never mind Strawson!
When Grice did succeed, usually with considerable diffi-culty, in eliciting
from him an expression of manifestation of his own position, what Grice gets is
liable to be, though carefully worked out and ingeniously argued, distinctly
CONSERVATIVE in tone - in a Scots sort of fashion —; not surprisingly, what
Grice gets would not contain much in the way of a battle-cry or a piece of
campaign-material. An Aspiring knight-errant requires more
than a sword, a shield, and a horse of superior quality impregnated with a suitable
admixture of magic: he also requires a supply, or at least a procedure
which can be relied on to maximize the likelihood of access to a supply, of
this or that Damsel in Distress. And then, talking of Hebrews,
Oxford was rudely aroused from its semi-peaceful semi-slumbers by the barrage
of Viennese bombshells hurled at it by a Cockney surnamed Ayer, — a village in
Switzerland, he claimed — at that time philosophy’s enfant terrible at
Oxford. Not a few philosophers, including Grice, disllay rather an
initial interest by this Viennese method, this or that Viennese theses, and
this of that Viennese problem which were on display. Some — and
English too — were, at least momentarily, ‘inspired’ by what they saw and heard
from this bit of an outsider! For Grice’s part, Grice’s
reservations are never laid to rest. The cruditiy and the
dogmatism seem too pervasive. And then everything is brought
to a halt by the war. After the war, the picture was quite
different, as a result of — the dramatic rise in the
influence of J. L. Austin, — the rapid growth of Oxford as a
centre of philosophy, due largely to the efforts of Ryle, who atrociously had
‘tutored’ the Viennese refugee — and — the extraordinarily
high quality of the many philosophers who appeared on the Oxford scene.
Grice’s own life in this period involved at least two especially
important aspects of facets. The first is Grice’s prolonged
collaboration with his own pupil, for one term, and for the PPE logic paper — Mabbott
shared the tutelage — Strawson. Paul’s and Peter’s robbing one to
pay the other — efforts are partly directed towards the giving of this or that
joint seminars. Grice and Strawson stage a number of these
seminars on topics related to the notions of meaning, of categories, and of
logical form. But our association is much more than an
alliance for the purposes of teaching. — Strawson had become a university
lecturer, too. Grice and Strawson consume vast quantities of time
in systematic and unsystematic philosophical exploration. From
these discussions — a joint seminar attended by the culprit — springs
their joint “In Defense of a Dogma,” — a counterattack on Manx Quine’s
moxie to claim Empiricism bore a dogma or two — and also a
long uncompletedwork on predication and pretty much Aristotelian or Kantotelian
categories, one or two reflections of which are visible in Strawson's essay in
descriptive metaphysics pompously titled Individuals. — that
memorable Third programme ending with revisionary metaphysics only!
Grice’s and Strawson’s method of composition is laborious in the
extreme: and no time of the day excluded! work is constructed
together, sentence by sentence, nothing being written down — usually by
Strawson — until agreement had been reached — or if Quine was attending the
Monday seminar, in which case Strawson finished it off on the previous Sunday —
which often takes quite a time. The rigours of this
procedure eventually leads to its demise. Plus, Strawson had Galen!
During this period of collaboration Gricd and Strawson of course
developed a considerable corpus of common opinions; but to
Gricd’s mind a more important aspect of it was the extraordinary closeness of
the intellectual rapport which we developed; — except on the topic of truth
value gaps and the conventional implicature of “so” other
philosophers would sometimes complain that Grice’s and Strawson’s mutual
exchanges were liable to become so abbreviated in expression as to be
unintelligible to a third party. — unless it was Strawson’s dog!
The potentialities of such joint endeavours continue to lure Grice
the collaboration with Strawson is followed by other
collaborations of varying degrees of intensity, with (for example)
Austin on Aristotle's Categories and De Interpretatione,
Austin and Hard on Aristotle’s Ethica Nicomachea with
Warnock and Quinton on the philosophy perception, and with Pears and with
Thomson on philosophy of action Such is the importance which Grice
adjudicates to this mode of philosophical activity: the Oxford joint seminar,
open to every member of the university that cares to attend! Pupils NEED to
attend three per week! The other prominent feature of this period
in Grice’s philosophical life was participation in the discussions which take
place on Saturday mornings in term-time and which are conducted by a number of
Oxford philosophers under the leadership of Austin. This
group continues in fact to meet up to, and indeed for some years after,
Austin's death It was christened by Grice and Hampshire The
New Play Group', — the old Play Group was pre-war, and Hampshire, but not Grice
(having born on the wrong side of the tracks) attended it — and was often so
referred to, though so far as Grice sudoects, never by, or in the presence of
the kindergarten master himself! Grice has little doubt that the
new play group is often thought of outside of without Oxford, and
occasionally, perhaps even inside or within Oxford, as constituting the core,
or the hot-bed, of what became known as *’Ordinary’ Language Philosophy,
or even *The Oxford School of ‘Ordinary’-Language Philosophy' — a joke usually
well taken, even at Cambridge! As such a core or hot-bed, the new
play group no doubt absorbs its fair share of the hatred and derision lavished
upon this 'School' by so many people, like for example a Hebrew from France,
Gellner — Austin’s pupil — and like Gustav Bergmann who (it was said), when
asked whether he was going to hear a paper delivered on a visit by an eminent
British philosopher, replied with characteristic charm that he did not propose
to waste his time on any English Futilitarian. Yet, as Grice looks
back on our activities, I find it difficult to discern any feature of them
which merited this kind of opprobrium. To begin with,there
was more than one group or ill-defined association of Oxford philosophers who
are concerned, in one way or another, with 'ordinary' linguistic
usage; besides those who, initially at least — until Grice
replaced Austin upon Austin’s death — gravitated towards Austin,
there were those who drew special illumination from Ryle,
and others (better disciplined perhaps) who looked to Wittgenstein;
and the philosophical gait of people belonging to one of these
groups would, characteristically, be markedly different from that of people
belonging to another. But even within the new Play Group,
great diversity is visible, as one would expect of an association containing
philosophers with the ability and independence of mind of
Austin, Strawson, Hampshire,
Paul, Pears, Warnock, and Hare
(to name a few). — very few! There
was no 'School'; there were no dogmas which united us, in
the way, for example, that an unflinching (or almost unflinching) opposition to
abstract entities unified and inspired what I might call the American School of
Latter-day Nominalists, or that an unrelenting (or almost
unrelenting) determination to allow significance only to what is verifiable
united the School of Logical Positivism. It has, Grice
thinks, sometimes been supposed that one dogma which united us was that of the
need to restrict philosophical attention to 'ordinary" language, in a
sense which would disqualify the introduction into, or employment in,
philosophical discourse of technical terminology or jargon, a restriction which
would seem to put a stranglehold on any philosophical
theory-construction. It is true that many, even all, of us
would have objected (and rightly objected) to the introduction of technical
apparatus before the ground had been properly laid. The sorry
story of deontic logic shows what may happen when technologists rush in where a
well-conducted elephant would fear to tread. We would also
(as some of us did from time to time) have objected to the covert introduction
of jargon, the use of seemingly innocent expressions whose bite comes from a
concealed technical overlay (as perhaps has occurred with words like 'sensation'
or 'volition). But one glance at 'How to talk: Some Simple
Ways', or at "How to Do Things with Words' should be enough to dispel the
idea that there was a general renunciation of the use of technical terminology,
even if certain individuals at some moments may have strayed in that
direction. Another dogma to which some may have supposed us to be
committed is that of the sanctity, or sacro-sanctity, of whatever metaphysical
judgement or world-picture may be identified as underlying ordinary
discourse. Such a dogma would, I imagine, be some kind of
counterpart of Moore's 'Defence of Common Sense.’ It is true
thatAustin had a high respect for Moore. ‘Some like Witters,
but Moore's MY man', Grice once heard Austin say: and it is
also true that Austin, and perhaps some other members of the group, as
Priscianus did, thought that some sort of metaphysic *is* embedded in
‘ordinary’ language. But to regard such a 'natural
metaphysic' as present and as being worthy of examination stops a long way
short of supposing such a metaphysic to be guaranteed as true or
acceptable. Any such further step would need justification
by argument. In fact, the only position which to Grice’s mind
would have commanded universal assent was that a careful examination of the
detailed features of ordinary discourse is required as a foundation for
philosophical thinking; and even here the enthusiasm of the
assent would have varied from philosopher to philosopher, as would the precise
view taken (if any was taken) about the relationship between linguistic
phenomena and philosophical theses. It is indeed worth
remarking that the exhaustive examination of linguistic phenomena was not, as a
matter of fact, originally brought in as part of a direct approach to philosophy.
Austin's expressed view (the formulation of which no doubt involved some
irony) was that we 'philosophical hacks' spent the week making. for the benefit
of our pupils, direct attacks on philosophical issues. and that we needed to be
refreshed, at the week-end, by some suitably chosen 'para-philosophy' in which
certain *non*-philosophical conceptions were to be examined with the full
rigour of the Austinian Code, with a view to an ultimate analogical pay-off
(liable never to be reached) in philosophical currency. It
was in this spirit that in early days they investigate rules of games (with an
eye towards questions about meaning or signification. Only
later did we turn our microscopic eyes more directly upon philosophical questions.
It is possible that some of the animosity directed against
so-called 'ordinary’language philosophy' may have come from people who
saw this 'movement' as a sinister attempt on the part of a decaying
intellectual establishment, an establishment whose home lay within the ancient
walls of Oxford and Cambridge (walls of stone, not of red brick) and whose
upbringing is founded on a classical education, to preserve control of
philosophy by gearing philosophical practice to the deployment of a proficiency
specially accessible to the establishment, namely a highly developed
sensitivity to the richness of linguistic usage. It is, I
think, certain that among the enemies of the new philosophical style are to be
found defenders of a traditional view of philosophy as a discipline concerned
with the nature of reality, not with the character of language and its
operations, not indeed with any mode of representation of reality.
Such persons do, to Grice’s mind, raise an objection which needs a fully
developed reply. Either the conclusions which 'ordinary
language philosophers' draw from linguistic data are also linguistic in
character, in which case the contents of philosophy are trivialized, or the
philosopher's conclusions are not linguistic in character, in which case the
nature of the step from linguistic premisses to non-linguistic conclusions is
mysterious. The traditionalists, however, seem to have no
stronger reason for objecting to 'ordinary language philosophy than to forms of
linguistic philosophy having no special connection with ordinary language, such
as that espoused by logical positivists. But, to Grice’s mind,
much the most significant opposition came from those who felt that 'ordinary
language philosophy* was an affront to science and to intellectual progress,
and who regarded its exponents as wantonly dedicating themselves to what
Russell, in talking about common sense or some allied idea, once called
'stone-age metaphysics'. That would be the best that could be
dredged up from a 'philosophical' study of ordinary language.
Among such assailants were to be found those who, in effect, were ready
to go along with the old description of philosophy as the queen of the
sciences', but only under a reinterpretation of this phrase. '
Queen' must be understood to mean not *sovereign queen, like Queen
Victoria or Queen Elizabeth II, but "queen consort', like Queen
Alexandra or Queen Elizabeth the Queen Mother: and the
sovereign of which philosophy is the queen-consort might turn out to be either
science in general or just physical science. The primary service
which would be expected of philosophy as a consort would be to provide the
scientist with a pure or purified language for him to use on formal occasions
(should there be such occasions). Some, I suspect, would
have been ready to throw in, for good measure, the charge that the enterprise
of 'ordinary language philosophy is in any case doomed, since it presupposes
the admissibility of an analytic/synthetic distinction which in fact cannot be
sustained. The issues raised in this attack are both important and
obscure, and deserve a much fuller treatment than I can here provide, but I
will do my best in a short space. Grice has three
comments. The use made of the Russellian phrase 'stone-age
metaphysics' may have more rhetorical appeal than argumentative force.
Certainly 'stone-age' physics, if by that we mean a primitive set of
hypotheses about how the world goes which might(conceivably) be embedded
somehow or other in ordinary language, would not be a proper object for
first-order devotion. But this fact would not prevent something
derivable or extractable from stone-age physics, perhaps some very general
characterization of the nature of reality, from being a proper target for serious
research; for this extractable characterization might be the
same as that which is extractable from, or that which underlies, Eddington’s
physics. Moreover, a metaphysic embedded in ‘ordinary’
language (should there be such a thing) might not have to be derived from any
*belief* about how the world goes — which such ‘ordinary’ language
reflects; The metaphysic might, for example, be derived
somehow from the *categorial* structure of the language. Aristotle: kata
agora. Furthermore, the discovery and presentation of such a
metaphysic might turn out to be a properly scientific enterprise, though not,
of course, an enterprise in physical science. A rationally
organized and systematized study of reality might perhaps be such an
enterprise; so might some highly general theory in formal
‘semantics’ — Aristotle, semein, signify. though it might of
course be a serious question whether these two candidates are identical:
To repel such counter-attacks, an opponent of 'ordinary’ language
philosophy such as that practised by Ryle, Austin, or Grice — to narrow down to
Oxonian dialectic vintage — might have to press into service the argument which
Grice represented him as throwing in for good measure as an adjunct.
The anti-Oxonian might, that is, be forced to rebut the possibility of
there being a scientifically respectable, highly general ‘semantic’ theory
based squarely on data provided by ‘ordinary’ discourse — ta legomena — by
arguing. or asserting. that a theory of the sort suggested would have to
presuppose the admissibility of Leibniz’s unforgettable invention: the
analytic/synthetic distinction. With respect to the suggested
allocation to philosophy of a supporting role vis-d-vis science — or some
particular favoured science — Grice should first wish to make sure that the
metaphysical position of the assigner is such as to leave room for this kind of
assessment of roles or functions. Grice should start with a lively
expectation that this would NOT be the case. But even if
this negative expectation is disappointed. Grice should next enquire by what
standards of purity a language is to be adjudged suitable for use by a
scientist. If those standards of purity are supposed to be
independent of the needs of science, and so NOT dictated by Eddington and the
scientists, there seems to be as yet no obstacle to the possibility that the
function of philosophy —or the métier of such a philosopher as Grice — might be
to discover or devise a language of that sort, which might even turn out to be
some kind of 'ordinary' language — only it would include wavicles, whattings,
izzings and hazzings! And even if the requisite kind of purity of
the language were to consist in what Grice might term such
logico-methodological virtues — such as consistency and systematicity —
which are also those looked for in scientific theories, what prevents us, in
advance, from attributing these virtues to ‘ordinary’ language?
How clever language is — and Grice didn’t mean Eddington’s!
In which case, an ‘ordinary’-language philosopher such as Grice would be back
in business. So far as Grice can see, once again the enemy
of ‘ordinary’-language philosophy might be forced to fall back on the
allegations that such an attempt to vindicate ‘ordinary’ language would have to
presuppose the viability of (originally) Leibniz’s analytic/synthetic
distinction. With regard to Leibniz’s analytic/synthetic
distinction itself, Grice first remarks that it is his view that neither party,
in the actual historical debate, has exactly covered itself with glory — a
knock-down argument, that is! For example, Quine's original
argument against Leibniz that every attempt, since Leibniz — Quine has no
German — to define 'analytic' ends up in a hopelessly circular tour of a group
of intensional concepts disposes, at best, of only one such definitional
attempt, and leaves out of consideration the (to Grice’s mind) promising
possibility that this type of definition may not be the right procedure to
follow an idea which I shall expand in a moment. And,
on the reverse side of the coin, the attempt by Grice and Strawson to defend
Leibniz’s dogma of the distinction by a (one hopes) sophisticated form of
Paradigm Case argument fails to meet, or even to lay eyes on, the characteristic
rebuttal of such types of argument, namely that the fact that a certain concept
or distinction is frequently deployed by an individual such as Leibniz - or a
population of Leibnizisns — speakers and thinkers offers no guarantee that the
concept or distinction in question survives a rigorous theoretical
scrutiny. To Grice’s mind, the mistake made by both parties
— the anti-Leibnizians and the Leibnizisns — has been to try to support, or to
discredit, the analytic/synthetic distinction as something which is detectably
present in the use of a natural language such as Leibniz’s native Teutonick —
only he wrote in Gallic! it would have been better to take the
hint offered by the appearance of the "family circle' of this or that
concept — signify — pointed to by Quine, and to regard Leibniz’s
analytic/synthetic distinction not as a (supposedly) detectable element in a
natural language such as Gallic, but rather as a theoretical device which it
might, or again might not, be feasible and desirable to incorporate into some
systematic treatment of a natural language, such as Gallic! The
viability of Leibniz’s analytic-synthetic distinction, then, would be a
theoretical question which,so far as Grice can see, remains to be
decided; The decision is not likely to be easy, since it is by no
means apparent what kind of theoretical structure would prove to be the home of
such a distinction, should it find a home. Two further comments
seem to Grice relevant and important. A common though
perhaps not universally adopted practice among "ordinary
language philosophers' is to treat as acceptable the forms of ‘ordinary’
discourse and to seek to lay bare the system, or metaphysic, which underlies
it. A common alternative proposed by this or that enemy of
Oxonian dialectic or *ordinary language philosophy has been that of a
rational reconstruction of ‘ordinary’ language; in the words
of that wise Irishman, Bishop Berkeley, it is proposed that we should speak
with the vulgar but think with the learned. But why should the
Bishop’s vulgarities be retained? Why should we not be told
merely not to think but also to speak with ‘the learned’? Is that
an Irishism? After all, if Grice’s house is pronounced uninhabitable
to the extent that he needs another one, it is not essential that Grice
construct the new house within the outer shell of his old house, though this
procedure might sometimes be cheaper — or aesthetically preferable?
This happened to Peano — who moved from a nice villa in the Piedmont to
a literal shack — or was it the other way round? An attachment to
the form or frame of ordinary discourse even when the substance or matter is
discarded suggests, but of course does not demonstrate, an adherence to some
unstated principle of respect for ‘ordinary’ discourse even on the part of its
avowed enemies such as the Irish bishop — it may be claimed that he claimed
that he was, like Warnock, an ANGLO-Irish! Second, whether or not
a viable Leibnizian analytic/synthetic distinction exists, Grice is not happy
with the claim that ‘ordinary’ language philosophy presupposes the existence of
such a distinction, or of the present king of France! It
might be that a systematic theoretical treatment of the facts of ‘ordinary usage
would incorporate, as part of its theoretical apparatus, material which could
be used to exhibit such a distinction as intelligible and acceptable:
but in that case, on the assumption that the theoretical treatment
satisfied the standards which a theory is supposed to satisfy, it would appear
that the analytic/synthetic distinction would NOT be pre-supposed, even by
Collingwood’s substandards — Leibniz’s distinction, and therefore Leibniz
himself, would be VINDICATED! For Leibniz’s distinction to be *entailed*
— to use another Irishism, Moore’s! — by the execution of a programme is
plainly not the same as it to be Collingwoodisnly presupposed by that
programme. For, if it IS to be presupposed by the programme
of "ordinary language philosophy, it would, Grice imagines, have to be the
case that the supposition that anything at all would count as a successful
execution of the programme would require a prior assumption of the viability of
an analytic/synthetic distinction; — and how this allegation
could be made out Grice cannot for the life of him discover. Cf
Owen on existence of pigs presupposing that pigs exist! Grice
turns now to the more agreeable task of trying to indicate the features of the
philosophical operations of the Play Group which — especially subsequently —
are to Grice, but not Nowell-Smith — to be particularly appealing.
First, the entire idea that we should pay detailed attention to the way
we talk seems to me to have a certain quality which is characteristic of philosophical
revolutions (at least minor ones). Grice was once dining
with Strawson at Strawson’s college when one of the guests present, an Air
Marshal, revealed himself as having, when he was a scholar, sat at the tutorial
feet of Cook Wilson, whom he revered. Grice asks him what he
regarded as specially significant about Cook Wilson as a philosopher; and after
a good deal of fumbling. he answered that it was Cook Wilson's delivery of the
message that 'what we know, we know'. This provoked in me some
genteel silent mirth; Grice realizes that mirth was quite
inappropriate. Indeed the message is a platitude, but
so are many of the best philosophical messages: for they
exhort us to take seriously something to which, previously, we have given at
best lip service. Austin's message is another
platitude; it in effect says that, if in accordance with
prevailing fashion, one wants to say that every philosophical proposition is
ultimately about ‘usage’ — never signification -/ one had better see to it that
one has a proper knowledge of what that usage — never signification — is and of
what lies behind it. A principle of conversation as rational
co-operation! Sophisticated but remorseless literalism is typical
of Austin. When seeking a way of organizing a discussion group to
entertain a visiting American (of course — what else are they good at?)
logician, he said, *They say that logic is a game; well then, let's see if we
can play it': with the result that we spent a fascinating term,
meeting each Saturday morning to play that Saturday’s improved version of a
game called by Austin 'Symbolo', a sequence (Grice suspects) of less thrilling
ancestors of the game later profitably marketed under the name of *Wff
n'Proof' Another appealing element is the fact that Austin had,
and at times communicated, a prevalent vision of ordinary language as a
wonderfully intricate instrument. By this Grice does not
mean merely that Austin saw, or hoped one day to be able to see, our language
conforming to a Leibnizian ideal of exhibiting an immense variety of linguistic
phenomena which are capable of being elegantly and economically organized under
a relatively small body of principles or rules. Austin may
have had such a picture of language, and may indeed have hoped that some
extension or analogue of Chomsky's work on syntax, which he greatly admired,
might fill in the detail for us, thus providing new access to the Austinian
science of grammar, which seemed to reside in an intellectualI Holy
of Holies, to be approached only after an intensive discipline of preliminary
linguistic studies. What Grice imputes to Austin is a belief
in our everyday language as an instrument, as manifesting the further
Leibnizian feature of purpose or métier as Leibniz typically put it in Gallic;
a belief in it as something whose intricacies and distinctions are not idle,
but rather marvellously and subtly fitted to serve the multiplicity of our
needs and desires in communica-tion. It is not surprising, therefore,
that our discussions not infrequently involved enquiries into the purpose, or
point, as Winch preferred of this or that feature of ordinary
discourse. When put to work, this purposeful finalist,
conception of ‘ordinary’ language seems to offer fresh and manageable
approaches to philosophical ideas and problems or aporiae, the appeal of which
approaches, in Grice’s eyes at least, is in no way diminished by the
discernible affinity between them on the one hand and, on the other, the
professions and practice of Socrates, Plato and Aristotle in relation to
Eleatic to rà Xeyouera. When properly regulated and directed, this
botany of uses' seems to Grice to provide a valuable initiation to the
philosophical treatment of a concept, particularly if what is under examination
(and it is arguable that this should always be the case) is a family of
different but related concepts. Indeed, Grice will go
further, and proclaim it as his belief that a botany of usage is
indis-pensable, at a certain stage, in a philosophical enquiry, and that it is
lamentable that at Oxford — never mind Athens — this lesson has been forgotten,
or has never been learned. That is not to say, of course,
the very obvious idea that Grice ever subscribed to the full Austin-ian
prescription for a botany of usage, namely (as one might put it) to go through
the Little Oxford dictionary and to believe everything it tells you. It has an
entry for ‘pirot’! Indeed, Austin once remarked to him in a
discussion (with I fear, provocative intent) that I personally didn't give a
hoot what the little Oxford dictionary said, and drew the rebuke from Austin:
“And that is, Grice, where you keep making your gross mistake!’ Of
course, not all these explorations are successful; The play
group once spent five weeks in an effort to explain why sometimes the word
'very' allows, with little or no change of meaning, the substitution of the
word 'highly" (as in "very unusual') and sometimes does not (as
in 'very depressed" or "very wicked'): and we reached no
conclusion. This episode was ridiculed by some as an
ultimate embodiment of fruitless frivolity; but that response was as out of
place as a similar response to the medieval question, 'How many angels can sit
on the point of a pin?' For much as this medieval question
was raised in order to display, in a vivid way, a difficulty in the conception
of an immaterial substance, so our discussion was directed, in response to a
worry from Grice, no less, towards an examina-tion, in the first instance, of a
conceptual question which was generallyagreed among us to be a strong candidate
for being a question which had no philosophical ‘importance,’with a view to
using the results of this examination in finding a distinction between
philosophically important and philosophically unimportant enquiries.
Unfortunately the desired results were not forthcoming.
Little did Grice cared that Austin found importance UNimportant!
Austin himself, with his mastery in seeking out, and his sensitivity in
responding to, the finer points of usage, provides a splendid and instructive
example to those who were concerned to include a botany of usage in his
armoury. Grice recounts three authentic anecdotes in support
of this claim. Warnock was being dined at Austin's college
with a view to election to a Fellowship, and was much disconcerted — he is a
practical Irishman — even though he was already acquainted with Austin,
when Austin's *first* remark to him was not ‘Pleased to see you’ (Boring)
but: “What would you say the difference lies between my saying to
you that someone is not playing golf correctly and that he is not playing golf
properly?' On a certain occasion the play group is discussing the
notion of a principle, and (in this connection) the conditions for appropriate
use of the phrase ‘on principle'. Nowell- Smith recalls that
a pupil of Gardiner, who was Greck, wanting permission for an overnight visit
to London, had come to Gardiner and offered him some money, saying *I hope that
you will not be offended by this somewhat Balkan approach'.
At this point, Nowell Smith suggested, Gardiner might well have
replied, ‘1 do not take bribes on principle.'
Austin responded by saying '1 would never have gone
into the trouble! "No, thanks" seems more than
enough — and surely less offensive. On another occasion, Nowell
Smith (again cast in the role of straight man) offers as an example of
non-understandable propositio an extract from a sonnet of Donne:
From the round earth's imagined corners, Angels, your trumpets blow.
Austin said, ' nay. PERFECTLY intelligible, our Donne
Donne means, but it wouldn’t scan, angels, blow your
trumpets from what persons less cautious than I would call the four corners of
the earth"." These affectionate remembrances no doubt
prompt the question why Grice should have turned away from this style of
philosophy. Well, as Gricd hasalready indicated, in a
certain sense Gricd never have turned away, in that he continues to believe
that a more or less detailed study of the way we talk, in this or that region
of discourse, is an indispensable foundation for much of the most fundamental
kind of philosophizing; for *just how* much seems to me to
be a serious question in need of an answer. That linguistic
information should not be just a quantity of collector's items, but should on
occasion at least, provide linguistic Nature's answers to questions which we
put to her, and that such questioning is impossible without hypotheses set in
an at least embryonic THEORY of conversation as rational cooperation, is a
proposition which would, Grice suspects, have met general, though perhaps not
universal, assent; the trouble begins when one asked, if one
actually ever did ask, what sort of a theory of conversation as rational
cooperation this underlying theory of conversation as rational cooperation
should be. The urgency of the need for such an enquiry is
underlined by one or two problems which Grice has already mentioned;
by, for example, the problem of distinguishing conceptual
investigations of ordinary discourse which are philosophical in character from
those which are not. It seems plausible to suppose that an
answer to this problem would be couched in terms of a special generality which
attaches to philosophical but not to non-philosophical questions;
but whether this generality would be simply a matter of degree, or
whether it would have to be specified by reference to some further item or
items, such as (for example) the idea of a category — kata agora — , remains to
be determined. At this point we make contact with a further
issue already alluded to by Grice; if it is necessary to invoke
the notion of a category — kata agora — . are we to suppose these to be this or
that category of conversation or expression — a conversational category — or a
metaphysical or ontological category (this or that category of this or that
thing — substance and attributes — a question which is plainly close to the
previously-mentioned burning issue of whether the theory behind ordinary
discourse is to be thought of as a highly general, language-indifferent — not
just Oxonian — ‘semantic’ theory — of signification — or a
metaphysical theory about the ultimate nature of things, if indeed these
possibilities are distinct. Until such issues as these are
settled, the prospects for a determination of the more detailed structure of
the theory or theories behind ordinary discourse do not seem too bright.
In Grice’s own case, a further impetus towards a demand for the
provision of a visible theory of conversation as rational cooperation
underlying ordinary discourse comes from my work on the idea of Conversational
significance, which emphasises the radical importance of FOCUSING on what a
*conversationalist* attempts to communicate in uttering his conversational
moves. Grice’s own efforts allowed him to arrive at a more
theoretical treatment of on conversational phenomena of the kind with
which in Oxford the group is concerned. Grice felt like
throwing light on the problem of deciding what kind of thing a suitable theory
would be, and attempted to reach the virtues of a strong methodology;
Grice aldo wanted to show vividly the kind of way in which a
region for long found theoretically intractable by scholars of the highest
intelligence could, by discovery and application of the right kind of
apparatus, be brought under control. During this time
Grice’s philosophizing developed a distinct tendency to appear in analytically
formal dress; Work in this formal analytical style —
Austin dead — was directed to a number of topics, but principally to an attempt
to show, in a constructive way, the shntax of ordinary discourse) could be
regarded as, in Russell's words, a pretty good guide to what Russell at
Cambridge called “logical form,” — Grice prefers ‘semantic representation’ — or
to a suitable representation of logical form via semantic representation.
This undertaking involved the construction, for a language — System
G of Deutero-Esperanto — with quantification, of a hand-in-hand
syntax-cum-‘semantics’ which makes minimal use of transformations.
This project is not fully finished and has not so far been published,
though its material is presented in lectures seminars, and colloquia
- some of them pretty memorable (for those who were into that kind of
thing). An interest in analytic formalistic philosophizing seems
to Grice to have more than one source. It may arise
from a desire to ensure that the philosophical ideas which one deploys are
capable of full and coherent development; not unnaturally,
the pursuit of this end may make use of a favoured canonical system.
Grice has never been greatly attached to canonicals, not even
those of first-order predicate calculus, together with set theory
in any case this kind of analytical blue-collared formal enterprise would
overtax the meagre technical equipment of Gricd who had proudly earned at
Oxford via a Clifton scholarship a privileged CLASSICAL education,
rather! It may, on the other hand, consist in the suggestion of a
notational device together with sketchy indications of the law or principle to
be looked for in a system or theory incorporating these devices;
the object of the exercise being to seek out a hitherto unrecognized
analogiy and to attain a higher level of generality. This
latter kind of interest is the one which engages Grice, and will, he thinks,
continue to do so, no matter what shifts occur in my philosophical positions.
It is nevertheless true that in recent years Grice’s disposition to
resort to analytical formalism has markedly diminished. This
retreat may well have been accelerated when some Oxoniansremarked to me that
Grice was TOO formal; but its main source lay in the fact that Grice began to
devote the bulk of his attentions to areas of philosophy other than semantics —
to philosophical psychology, seen as an off. shoot of philosophical biology and
as concerned with specially advanced apparatus for the handling of life; to
metaphysics — ontology and eschatology — and to ethics, in which Grice’s
pre-existing interest was much enlivened by an inborn capacity for presenting
vivid and realistic examples in such an otherwise dull field! Such
areas of philosophy — especially biological philosophy - seem, at least at
present, much less amenable to an analytical formalistic treatment.
Grice has little doubt that a contribution towards a gradual
shift of style was also made by a growing apprehension that philosophy is all
too often being squeezed out of operation by technology; to
borrow words from Ramsey, that apparatus which began life as a system of
devices to combat woolliness has now become an instrument of
scholasticism. But the development of this theme will best
be deferred until the next sub-section. The opinions which Grice
voices are all be general in character: they relate to such
things as what he might call, for want of a better term, style in
philosophizing and to general aspects of methodology. He
reserves for the next section anything hd might have to say about his views on
the specific philosophical topic of Minimalism, or about special aspects of
methodology which come into play within some particular department of
philosophy. Grice first proclaims it as his belief that doing
philosophy ought to be fun. He would indeed be prepared to
go further, and to suggest that it is no bad thing if the products of doing
philosophy turn out, every now and then, to be funny. One
should of course be serious about philosophy: but being
serious does not require one to be solemn. Laughter in philosophy
is not to be confused with laughter at philo-sophy; there have been
too many people who have made this confusion, and so too many people who have
thought of merriment in philosophical discussion as being like laughter in
church. The prime source of this belief is no doubt the
wanton disposition which nature gave Grice but it has been
reinforced, at least so far as philosophy is concerned, by the course of every
serious and prolonged philosophical association to which I have been a
party; each one — Austin, Strawson, Warnock, Pears,
Thompson, Hare, … has manifested its own special quality which at one and the
same time has delighted the spirit and stimulated the intellect.
To Grice’s mind, getting together with others to do philosophy should be
very much like getting together with others to make music: lively yet sensitive
interaction is directed towards a common end, in the case of philosophy a
better grasp of some fragment of philosophical truth; and
if, as sometimes happens, harmony is sufficiently great to allow collaboration
as authors published or unpublished — with Strawson and Pears and
Warnock— then so much the better. But as some will be quick to
point out, such disgusting sentimentality is by no means universal in Oxford’s
philosophical world. It was said of the Joseph that he was
dedicated to the Socratic art of midwifery; he sought to
bring forth error and to strangle it at birth. Though this comment
referred to his proper severity in tutorials, Joseph was in fact, in concert
with the much more formidable Prichard, no less successful in dealing with colleagues
than he was with his scholars; philosophical productivity
among his contemporaries in Oxford was low, and one
philosopher of considerable ability even managed to complete a lifetime without
publishing a single word. He unpublished quite a few, though!
Perhaps it is not entirely surprising that the scholars of his college once
crucified him bloodlessly with croquet hoops on the college lawn.
The tradition does not die with Joseph; to take just
one example, Grice has never been as happy about Austin's Sense and Sensibilia
as with Austen’s eponym, partly because the philosophy which it contains does
not seem to me to be, for the most part, of the highest quality —- it’s all
about Ayer and Berkeley — and two Penguin books, too — , but *more* because its
tone is frequently rather unpleasant. . So far as Grice knows, no
one has ever been the better for receiving a good thumping, and I do not see
that philosophy is enhanced by such episodes. There are other ways
of clearing the air besides nailing to the wall everything in sight.
Though it is no doubt plain that Grice is not enthusiastic about odium
theologicum, he has to confess when it comes to Witters that Grice is not very
much more enthusiastic about amor theologicus. The sounds of
fawning are perhaps softer but hardly sweeter than the sounds of rending:
indeed it sometimes happens that the degree of adulation, which
for a time is lavished upon a philosopher such as Witters is in direct
proportion to the degree of savagery which he metes out to his victims.
To Grice’s stomach it does not make all that much difference
whether the recipient of excessive attachment is a person like Witters or a
philosophical creed like Wittersianism. zealotry and bandwagoning
seem to me no more appealing than discipleship. Rational and
*dispassionate* commendation or criticism are of course essential to the
prosecution of the discipline, provided that they are exercised in the pursuit
of philosophical truth: but passion directed towards either
philosophers like Witters or philosophies like Wittersianism is out of place,
no matter whether its object is favoured or disfavoured.
What is in place is respect, when it is deserved. Grice has
little doubt that it is the general beastliness of human nature which is in the
main responsible for the fact that philosophy, despite its supposedly exalted
nature, has exhibited some tendency to become yet another of the jungles in
which human beings seem so much at home, with the result that beneath the cloak
of enlightenment is hidden the dagger of diminution by disparagement.
But there are perhaps one or two special factors, the elimination
of which, if possible, might lower the level of pollution.
One of these factors is, Gricd suspects a certain view of the
proper procedure for establishing a philosophical thesis. It is,
Grice is inclined to think, believed by many philosophers that, in
philosophical thinking, we start with certain material (the nature of which
need not here concern us) which poses a certain problem or aporia or raises a
certain question. At first sight, perhaps, more than one
distinct philosophical thesis would appear to account for the material and
settle the question raised by it; and the way (generally the
only way) in which a particular thesis is established is thought to be by the
elimination of its rivals, characteristically by the detection of
counter-examples. Think signification — think rule utilitarianism!
Think Gettier! Philosophical theses are supported by elimination
of alternative theses. It is, however, Grice’s hope that in many
cases, including the most important cases, theses can be established by direct
evidence in their favour, not just by elimination of their rivals.
Grice refers to this issue again later when he comes to say something
about the character of metaphysical argument and its connection with so-called
transcendental argument. The kind of metaphysical argument
which Grice has in mind might be said, perhaps, to exemplify a 'diagogic' as
opposed to 'epagogic' or inductive approach to philosophical
argumentation. Now, the more emphasis is placed on
justification by elimination of rivals, the greater is the impetus given to
refutation, whether of theses or of people; and perhaps a
greater emphasis on 'diagogic' procedure, if it could be shown to be
justifiable, would have an eirenic effect. A second possible
source of atmospheric amelioration might be a shift in what is to be regarded
as the prime index of success, or merit, in philosophical enquiry.
An obvious candidate as an answer to this question would be being right,
or being right for the right reasons (however difficult the realization of this
index might be to determine). Of course one must try to be
right, but even so Grice doubts whether this is the best answer, unless a great
deal is packed into the meaning of "for the right reasons.
An eminent topologist whom Grice knew was regarded with something
approaching veneration by his colleagues, even though usually when he gave an
important lecture either his proofs were incomplete, or if complete they
contained at least one mistake. Though he was often wrong,
what he said was exciting, stimulating, and fruitful. The
situation in philosophy seems to me to be similar. Now if it
were generally explicitly recognized that being interesting and fruitful is
more important than being right, and may indeed co-exist with being wrong,
polemical refutation might lose some of its appeal. The
cause which Grice has just been espousing might be called, perhaps, the unity
of conviviality in philosophy. There are, however, one or
two other kinds of unity in which Grice also believes. These
relate to the unity of the subject or discipline: the first
I Grice calls the latitudinal unity of philosophy, and the second, its
longitudinal unity. With regard to the first, it is Grice’s
firm conviction that despite its real or apparent division into departments,
philosophy is one subject, a single discipline. By this I do
not merely mean that between different areas of philosophy there are
cross-references, as when, for example, one encounters in ethics the problem
whether such and such principle falls within the epistemological classification
of A PRIORI knowledge. Gricd means (or hopes he means) something a
good deal stronger than this, something more like the thesis that it is not
possible to reach full understanding of, or high level proficiency in, any one
department without a corresponding understanding and proficiency in the
others; to the extent that when I visit an unfamiliar
university and occasionally happens Grice is introduced to, 'Mr Puddle, our man
in Political Philosophy (or in 'Nineteenth-century Continental Philosophy' or
'Aesthetics', as the case may be), Grice is immediately confident that either
Mr Puddle is being under-described and in consequence maligned, or else Mr
Puddle is not really good at his stuff. Philosophy, like
virtue, is entire. Or, one might even dare to say, there is
only one problem in philosophy, namely all of them. At this
point, however, Grice must admit a double embarassment; He
does not know exactly what the thesis is which he wants to maintain, and he
does not know how to prove it, though he is fairly sure that his thesis,
whatever it is, would only be interesting if it were provable, or at least
strongly arguable; indeed the embarassments may not be independent of one
another. So the best Grice can now do will be to list some
possibilities with regard to the form which supporting argument might
take. It might be suggested that the sub-disciplines within
philosophy are ordered in such a way that the character and special problems of
each sub-discipline are generated by the character and subject-matter of a prior
sub-discipline; that the nature of the prior sub-discipline guarantees or calls
for a successor of a certain sort of dealing with such-and-such a set of
questions; and it might be added that the nature of the first or primary
sub-discipline is dictated by the general nature of theorizing or of rational
enquiry. On this suggestion each posterior sub-discipline S
would call for the existence of some prior sub-discipline which would, when
specified, dictate the character of S. There might be some
very general characterization which applies to all sub-disciplines, knowledge
of which is required for the successful study of any sub-discipline, but which
is itself so abstract that the requisite knowledge of it can be arrived at only
by attention to its various embodiments, that is to the full range of
sub-disciplines. Perhaps on occasion every sub-discipline,
or some element or aspect of every sub-discipline, falls within the scope of
every other sub-discipline. For example, some part of
metaphysics might consist in a metaphysical treatment of ethics or some element
in ethics; some part of epistemology might consist in
epistemological consideration of metaphysics or of the practice of metaphysical
thinking: some part of ethics or of value theory might
consist in a value-theoretical treatment of epistemology: and so on.
All sub-disciplines would thus be inter-twined. It
might be held that the ultimate subject of all philosophy is ourselves, or at
least our rational nature, and that the various subdivisions of philosophy are
concerned with different aspects of this rational nature.
But the characterization of this rational nature is not divisible into
water-tight compartments; each aspect is intelligible only
in relation to the others. There is a common methodology which, in
different ways, dictates to each sub-discipline. There is no
ready-made manual of methodology, and even if there were, knowing the manual
would not be the same as knowing how to use the manual. This
methodology is sufficiently abstract for it to be the case that proficient
application of it can be learned only in relation to the totality of
sub-disciplines within its domain. Suggestion (v) may well
be close to suggestion (ii). In speaking of the 'Longitudinal
Unity of Philosophy', Grice is referring to the unity of Philosophy through
time. Any Oxford philosophy tutor who is accustomed to
setting essay topics for his pupils, for which he prescribes reading which
includes both passages from Plato or Aristotle and articles from current
philosophical journals, is only too well aware that there are many topics which
span the centuries; and it is only a little less obvious
that often substantially similar positions are propounded at vastly differing
dates. Those who are in a position to know assure me that
similar correspondences are to some degree detectable across the barriers which
separate one philosophical culture from another, for example
between Western European and Indian philosophy. If we add to
this banality the further banality that it is on the whole likely that those
who achieve enduring philosophical fame do so as a result of outstanding
philosophical merit, we reach the conclusion that, in our attempts to solve our
own philosophical problems, we should give proper consideration to whatever
contributions may have been provided by the illustrious dead.
And when Grice says proper consideration Grice is not referring to
some suitably reverential act of kow-towing which is to be performed as we pass
the niche assigned to the departed philosopher in the Philosopher's Hall of
Fame; Grice means rather that we should treat those who are
great but dead as if they were great and living, as persons who have something
to say to us now; and, further, that, in order to do this, we
should do our best to 'introject' ourselves into their shoes, into their ways
of thinking: indeed to rethink their offerings as if it were
ourselves who were the offerers: and then, perhaps, it may turn out that it is
ourselves. Groce might add at this point that it seems to
him that one of the prime benefits which may accrue to us from such
introspection lies in the region of methodology. By and
large the greatest philosophers have been the greatest, and the most
self-conscious, methodologists; indeed. Grice is tempted to
regard this fact as primarily accounting for their greatness as
philosophers. So whether we are occupied in thinking on
behalf of some philosopher other than ourselves, or in thinking on our own
behalf, we should maintain a constant sensitivity to the nature of the
enterprise in which we are engaged and to the character of the procedures which
are demanded in order to carry it through. Of course, if we are
looking at the work of some relatively minor philosophical figure, such as for
example Wollaston or Bosanquet or Wittgenstein, such 'introjection' may be
neither possible nor worth-while; but with Aristotle and
Kant, and again with Plato, Descartes, Leibniz, Hume, and others, it is both
feasible and rewarding. But such an introjection is not
easy, because for one reason or another, idioms of speech and thought change
radically from time to time and from philosopher to philosopher;
and in this enterprise of introjection transference from one idiom to
another is invariably involved, a fact that should not be bemoaned but should
rather be hailed with thanksgiving, since it is primarily this fact which keeps
philosophy alive. This reflection Griceme to one of his favourite
fantasies. Those who wish to decry philosophy often point to
the alleged fact that though the great problems of philosophy have been
occupying our minds for 2 millennia or more, not one of them has ever been solved.
As soon as someone claims to have solved one, it is immediately
unsolved by someone else. Grice’s fantasy is that the charge
against us is utterly wide of the mark; in fact many
philosophical problems have been (more or less) solved many times;
that it appears otherwise is attributable to the great difficulty
involved in moving from one idiom to another, which obscures the identities of
problems. The solutions are inscribed in the records of our
subject; but what needs to be done, and what is so
difficult, is to read the records aright. Now this fantasy
may lack foundation in fact; but to believe it and to be wrong may well lead to
good philosophy, and, seemingly, can do no harm; whereas to reject it and to be
wrong in rejecting it might involve one in philosophical disaster.
As he threads his way unsteadily along the tortuous mountain path which is
supposed to lead, in the long distance, to the City of Eternal Truth, Grice
finds himself beset by a multitude of demons and perilous places, bearing names
like Extensionalism, Nominalism,
Positiv-ism, Naturalism, Mechanism,
Phenomenalism, Reductionism, Physical-ism,
Materialism, Empiricism, Scepticism, and
Functionalism; — menaces which are, indeed, almost as
numerous as those encountered by a traveller called Christian on another
well-publicized journey. The items named in this catalogue
are obviously, in many cases, not to be identified with one another;
and it is perfectly possible to maintain a friendly attitude towards
some of them while viewing others with hostility. There are not
few philosophers, for example, who view naturalism with favour while firmly
rejecting nominalism; and it is not easy to see how any one
could couple support for phenomenalism with support for physicalism.
After a more tolerant (permissive) middle age. Grice has come to
entertain strong opposition to all of them, perhaps partly as a result of the
strong connection between a number of them and the philosophical technologies
which used to appeal to Grice a good deal more than they do now.
But how would Grice justify the hardening of his heart? The first
question is, perhaps, what gives the list of items a unity, so that Grice can
think of himself as entertaining one twelvefold antipathy, rather than twelve
discrete antipathies. To this question Grice’s answer is
that all the items are forms of what Grice calls isms — or Minimalism, — cf
Griceianism — a propensity which seeks to keep to a minimum (which may in
some cases be zero) the scope allocated to some advertised philosophical
commodity, such as abstract entities, knowledge, absolute value, and so
forth. In weighing the case for and the case against a trend
of so high a degree of generality as Minimalism, kinds of consideration may
legitimately enter which would be out of place were the issue more specific in
character, in particular, appeal may be made to aesthetic considerations.
In favour of Minimalism, for example, we might hear an appeal, echoing
Quine, to the beauty of "desert landscapes'. But such
an appeal Grice would regard as inappropriate; we are not
being asked by a Minimalist to give our vote to a special, and no doubt very
fine, type of landscape; we are being asked to express our
preference for an ordinary sort of landscape at a recognizably lean time;
to rosebushes and cherry-trees in mid-winter, rather than in
spring or summer. To change the image some-what, what
bothers Grice about what he is being offered is not that it is bare, but that
it has been systematically and relentlessly undressed. Grice is
also adversely influenced by a different kind of unattractive feature which
some, or perhaps even all of these bétes noires seem to possess.
Many of them are guilty of restrictive practices which, perhaps, ought to
invite the attention of a Philosophical Trade Commission:
they limit in advance the range and resources of philosophical
explanation. They limit its range by limiting the kinds of
phenomena whose presence calls for explanation; some prima
facie candidates are watered down, others are washed away; and they
limit its resources by forbidding the use of initially tempting apparatus, such
as the concepts expressed by psychological, or more generally intensional,
verbs. Grice’s own instinets operate in a reverse direction
from this. Grice is inclined to look first at how useful
such and such explanatory ideas might prove to be if admitted, and to waive or
postpone enquiry into their certificates of legitimacy. Grice is
conscious that all he has so far said against Minimalsim has been very
general in character, and also perhaps a little tinged with rhetoric.
This is not surprising in view of the generality of the topic; but all
the same Grice should like to try to make some provision for those in search of
harder tack. Grice can hardly, in the present context, attempt to
provide fully elaborated arguments against all, or even against any one, of the
diverse items which fall under my label 'Minimalism'; the
best Grice can do is to try to give a preliminary sketch of what he would
regard as the case against just one of the possible forms of minimalism,
choosing one which 1 should regard it as particularly important to be in a
position to reject. My selection is Extensionalism, a
position imbued with the spirit of Nominalism, and dear both to those who feel
that Because it is redis no more informative as an answer to the question Why
is a pillar box called "red"? than would be 'Because he is Grice' as
an answer to the question 'Why is that distinguished-looking person
called "Grice"T, and also to those who are
particularly impressed by the power of set theory. The
picture which, Grice suspects, is liable to go along with Extensionalism is
that of the world of particulars as a domain stocked with innumerable tiny
pellets, internally indistinguishable from one another, but distinguished by
the groups within which they fall, by the 'clubs' to which they belong;
and since the clubs are distinguished only by their memberships,
there can only be one club to which nothing belongs. As one
might have predicted from the outset, this leads to trouble when it comes to
the accommodation of explanation within such a system. Explanation
of the actual presence of a particular PREDICATE in a particular SUBJECT
depends crucially on the possibility of saying what would be the consequence of
the presence of such and such a PREDICATE in that SUBJECT, regardless of
whether the PREDICATE in question even do appear in that SUBJECT, or indeed in
any subject. On the face of it, if one adopts an
extensionalist viewpoint, the presence of a feature in some particular will
have to be re-expressed in terms of that particular's membership of a certain
set; but if we proceed along those lines, since there is
only one empty set, the potential consequences of the possession of an in fact
unexemplified PREDICATE would be invariably the same, no matter how different
in significance the expressions used to specify such a PREDICATE would
ordinarily be judged to be. This is certainly not a
conclusion which one would care to accept. Grice can think of two
ways of trying to avoid its acceptance, both of which seem to Grice to suffer
from serious drawbacks. The first shows some degree of
analogy with a move which, as a matter of history, was made by empiricists in
connection with simple and complex ideas. In that region an
idea could be redeemed from a charge of failure to conform to the empiricist
principle through not being derived from experience of its instantiating
particulars (there being no such particu-lars) if it could be exhibited as a
complex idea whose component simple ideas were so derived; somewhat
similarly, the first proposal seeks to relieve this or that vacuous predicate
or general term from the embarrassing consequences of denoting the empty set by
exploiting the non-vacuousness of some other predicate or general term which
are constituents in a definition of the original vacuous terms.
Start with two vacuous predicates, say ay) 'is
married to a daughter of an English queen and a pope' and ( oz) is
a climber on hands and knees of of a29,000 foot mountain. (8)
If aj and a z are vacuous, the following predicates are satisfied
by the empty set @: (B) 'is a set composed of daughters of an English queen and
a pope, and (Ps) 'is a set composed of climbers on hands and knees of a 29.000
foot mountain. (y) Provided 'R, and 'R,' are suitably
interpreted, the predicates A, and , may be treated as coextensive respectively
with the following revised predicates (y) Stands in R, to a sequence
composed of the sets married to, daughters, English queens and popes; and (72)
'stands in Rz to a sequence composed of the sets climbers, 29,000 foot
mountains, and things done on hands and knees'. (8) We may
finally correlate with the two initial predicates o1 and a2, respectively, the
following sequences derived from 7, and Yz: (S,) the sequence composed of the
relation R, (taken in extension), the set married to, the set daughters, the
set English queens, and the set popes: and (&2) the sequence composed of
the relation Rz, the set climbers, the set 29,000 foot mountains, and the set
things done on hands and knees. These sequences are
certainly distinct, and the proposal is that they, rather than the empty set,
should be used for determining, in some way yet to be specified, the
explanatory potentialities of the vacuous predicates a, and a2.
Grice’s chief complaint against this proposal is that it involves yet another
commission of what I regard as one of the main minimalist sins, that of
imposingin advance a limitation on the character of explanations.
For it implicitly recognizes it as a condition on the propriety of using a
vacuous predicate in explanation that the terms in question should be
representable as being correlated with a sequence of this or that non-empty
set. This is a condition which, Grice suspects, might not be met
by every vacuous predicate. But the possibility of
representing an explanatory term as being, in this way or that, reducible to
some favoured item or types of items should be a bonus which some theories
achieve, thereby demonstrating their elegance, not a condition of eligibility
for a particular class of this or that would-be explanatory term.
The second suggested way of avoiding the unwanted consequence is perhaps more
intuitive than the first; it certainly seems simpler.
The admissibility of a vacuous predicate in explanations of possible
but non-actual phenomena (why they would happen if they did happen), depends,
it is suggested, on the availability of acceptable non-trivial generalizations
wherein which the predicate in question specifies the antecedent
condition. And, we may add, a generalization whose acceptability
would be unaffected by any variation on the specification of its antecedent
condition, provided the substitute were vacuous, would certainly be
trivial. Non-trivial generalizations of this sort are
certainly available, if (1) they are derivable as special
cases from other generalizations involving less specific antecedent conditions,
and (2) these other generalizations are adequately supported
by further specifies whose antecedent conditions are expressed by means of this
or that non-vacuous predicate. The explanatory opportunities for a
vacuous predicate depend on their embodiment in a system. Grice’s
doubts about this second suggestion relate to the steps which would be needed
in order to secure an adequately powerful system. Grice
conjectures, but cannot demonstrate, that the only way to secure such a system
would be to confer special ontological privilege upon the entities of physical
science together with the system which that science provides.
But now a problem arises: the preferred entities seem
not to be observable, or in so far as they are observable, their observability
seems to be more a matter of conventional decision to count such and-such
occurrences as observations than it is a matter of fact. It
looks as if states of affairs in the preferred scientific world need, for
credibility, support from the vulgar world of ordinary observation reported in
the language of common sense. Eddington’s solid chair. But
to give that support, the judgements and the linguistic usage of the vulgar
needs to be endowed with a certain authority, which as a matter of history the
kind of minimalists whom Grice knows or knows of have not seemed anxious to
confer. But even if they were anxious to confer it, what
would validate the conferring, since ex hypothesi it is not the vulgar world
but the specialist scientific world which enjoys ontological privilege?
If this objection is sound, the second suggestion, like the first,
takes something which when present is an asset, bonus, or embel-lishment,
namely systematicity, and under philosophical pressure converts it into a
necessity. Grice has, of course, not been attempting to formulate
an argument by which minimalism, or indeed any particular version of
minimalism, could be refuted; Grice has been trying only to suggest
a sketch of a way in which, perhaps, such an argument might be developed.
Grice should be less than honest if he pretended to any great
confidence that even this relatively unambitious objective has been
attained. Grice should, however, also be less than honest if
he concealed the fact that, should Gricd be left without an argument, it is
very likely that Grice should not be very greatly disturbed.
For Grice’s antipathy to minimalism depends much more on a concern to
have a philosophical approach which would have prospects of doing justice to
the exuberant wealth and variety of human experience in a manner seemingly
beyond the reach of minimalists, than on the availability of any argument which
would show the theses of minimal. ists to be mistaken. But
at this point some people, Grice thinks, would wish to protest that I am
treating minimalism in much too monolithic a way. For, it
might be said, while many reasonable persons might be willing to align
themselves with Grice, for whatever reasons, in opposition to exten-sionalism
and physicalism, when such persons noticed that I have also declared my
opposition to mechanism and to naturalism, they might be prompted to enquire
whether I wished to declare support for the ideas of the objectivity of value
and of the presence of finality in nature, and to add that should I reply
affirmatively, they would part company with Grice. Now Grice
certainly does wish to affirm, under some interpretation, 'the objectivity of
value, and Grice also wishes to maintain, again under some interpretation, 'the
presence of finality in nature'. But perhaps Grice had better
formulate in a somewhat more orderly way, one or two of the things which I do
believe or at least would like to believe. Grice believes (or
would like to believe) that it is a necessary feature of a rational being,
either as part of or as a consequence of part of, their essential nature, that
they have a capacity for the attribution of value. Grice also
believes that it follows from this fact, together perhaps with one or more
additional assumptions, that there is objective value. Grice
believes that value, besides being objective, has at the same time intrinsic
motivational force, and that this combination is rendered possible only by a
constructivist approach rather than a realist approach to value.
Only if value is in a suitable sense 'instituted by us' can it exhibit
the aforesaid combination. The objectivity of value is possible
only given the presence of finality or purpose in nature (the admissibility of
final causes). The fact that reason is operative both in the
cognitive and in the practical spheres strongly suggests, if it does not prove,
that a constructivist approach is in order in at least some part of the
cognitive sphere as well as in the practical sphere: The adoption
of a constructivist approach makes possible, perhaps even demands,
the adoption of a stronger rather than merely a weaker version of
rationalism. That is to say, we can regard ourselves, qua
rational beings, as called upon not merely to have this or that reason for our
beliefs (ratio cognoscendi) and also for other attitudes like desires and intentions,
but to allow and to search for, reasons for things to bethe case (at least in
that area of reality which is constructed). Such a reason
will be, in Cicero’s parlance, a ratio essendi. It is obvious that
much of the terminology in which this programme is formulated is extremely
obscure. Any elucidation of it, and any defence of the
claims involved which Grice shall offer on this occasion, will have to wait
until the second main section of this Reply: for Grice shall
need to invoke specific theses within particular departments of
philosophy. Grice hopes to engage, on other occasions, in a
fuller examination of these and kindred ideas. The editors of the
volume Grounds. Rationality, Intention, Category, End — — G. R. I. C. E. —
devote most of their ingenious and perceptive attention to three or four topics
which they feel to be specially prominent in Grice’s work; to questions about
conversational significance, philosophical psychology, rationality, and
metaphysics, value, including ethical questions. Grice first
comments on what the editors have to say about conversational significance, and
then in his concluding section Grice turrns to the remaining topics.
In the course of a penetrating treatment of the ‘development’ of Grice’s
views on the topic of conversational significance, the editors list, in
connection with what they see as a third stage of this development three
objections to which Grice’s work might be thought to give rise.
Grice shall say something about each of these, though in an altered
order; Grice shall also add a fourth objection which Grice
knows some philosophers have regarded as acute, and Grice shall briefly
re-emphasize some of the points about the most recent developments in his thinking,
which the editors have presented and which may not be generally familiar.
As a preliminary to enumerating the question for discussion, Grice may
remark that the treatment of the topic by the editors seems to offer strong
support to Grice’s thesis about the latitudinal unity of philosophy:
for the problems which emerge about conversational significance
are plainly problems in psychology and metaphysics, and Grice hopes that as we
proceed it will become increasingly clear that these problems in turn are
inextricably bound up with the notion of value. A first difficulty
relates to the alleged ly dubious admissibility of the propositio as an
entities: In the explication of the ‘significance’ of an
TYPE of utterance — or Emmissio or Profferatii. what does the variable
"that p" or “that S is P” take as values?
The values of "that p" or “that S is P” — S est P — are the
objects of conversational significance, intention, and belief- a proposition,
to call it by its traditional name since Boezio. Varrone calls it proloquium.
But isn't one of the most central tasks of a theory or philosophical
analysis or philosophical conceptual analysis to give an account of what
such a proposition is?.. + Much of the history of philosophy
of language or ‘semantics’ consists of attacks on or defences of this or that
conceptions of what a proposition is, for the fundamental issue involved here
is the triangular relation Aristotle proposed in De Interpretatione to hold
anong language, thought, and reality. How can Grice offer an
explication of the type of ‘significance’ of a profferatio that simply takes
the notion of a proposition that p or that S is P more or less for
granted? A perfectly sound, though perhaps somewhat superficial,
reply to the objection as it is presented would be that in any definition or
philosophical analysis of conversational significance which Grice qua
semanticist would be willing to countenance, the letter 'p', in that p or S and
P in that S is P — the dog is shaggy — operate simply as this or that gap
sign; if Alpha and Beta appear in a definiendum or
analysandum alpha and beta appears in the corresponding definiens or
analysans. If Grice were to advance the not wholly plausible
thesis that to ‘feel’ Byzantine is just to have a Rylean agitation which is
caused by the thought that one is, or might *be* Byzantine, it would
surely be ridiculous to criticize Grice on the grounds that he had saddled
himself with an ontological commitment to a feeling, or to a mode of a
feeling. If a quantification of the predicate is covertly or
implicaturally involved at all, it will only be a total or universal
quantification of the predicate which could in such a case as this be
adequately handled by a SUBSTITUTONAL account of such quantification of the
predicate. Grice’s situation vis-a-vis a proposition that p
or that the alpha is beta — Fidus est hirsutus — is in no way different.
Moreover, if this last part of this rather commissioned — by the
Clarendon — objection is to be understood as suggesting that a philosopher such
as Grice has been most concerned with the characterization of the nature of a
proposition with a view to using it, in this or that way, as a key to the
triangular relationship that, since Aristotle’s DE INTERPRETATIONE, holds among
language. thought, and reality, Grice rather doubtswhether this claim is true,
and if it is true, Grice would regard any attempt to use the proposition in
such a manner as a gross mistake to which Boezio did but Grice never
subscribed. A Proposition should not, Grice thinks, be
viewed as a tool, a gimmick, or a bit of apparatus designed to pull off the
metaphysical conjuring-trick of relating language, thought, and reality!
For one, Aristotle’s treatment in DE INTERPRETATIONE is quite its own
trick! The furthest Grice, who lectured on DE INTERPRETATIONE for
years — for Oxonian pupils earning their Lit. Hum. — would be prepared to go in
this direction would be to allow it as a possibility that one or more
substantive treatments of the relations between language, thought, and reality
might involve this notion of a proposition, and so might
rely on it to the extent that an inability to provide an adequate theoretical
treatment of a proposition would undermine the enterprise within which it makes
an appearance. It is, however, not apparent to Grice that any
threat of this kind of disaster hangs over Grice’s head. In
his “Meaning Revisited” Grice does in fact discuss the topic of the
correspondences to be looked for language, thought, and reality, - an in
Aristotle’s footsteps in DE INTERPRETATIONS offers three suggestions about the
ways in which, in effect, a rational enterprises could be defeated or radically
hampered should there fail to be correspondences of the members of any pair selected
from this trio. Grice suggests that without a correspondence
between thought and reality, any individual member of such fundamental
important kinds of psychological states as desires and beliefs would be unable
to fulfil their theoretical role, purpose, function, or métier, of explaining
behaviour, and indeed would no longer be identifiable or distinguishable from
one another; that, without a correspondence between language
and thought, communication, and so the rational conduct of life, would be
eliminated; and that without a direct correspondence between
language and reality over and above any indirect correspondence provided for by
the first two suggestions, no generalized specification, as distinct from case-by-case
specification, of the conditions required for a belief to correspond with
reality, that is to be true, would be available to us. So
far as I can see, the foregoing transcendental or metaphysical justification of
this acceptance of the correspondences in question does not in any obvious way
involve a commitment to the *reality* of a proposition; and should it turn out
to do so in some unobvious way perhaps as a consequence of some unnoticed
assumption, the very surreptitiousness of the commitment would indicate to
Grice the likelihood that the same commitment would be involved in any rational
account of the relevant subject matter, in which case, of course, the
commitment would be ipso facto justified. Indeed, the idea of an
inescapable commitment to a proposition in no way frightens me or repels me;
and if such a commitment would carry with it an obligation to give an account
of what a propositions is, Grice thinks this obligation could be
discharged. It might, indeed, be possible to discharge it in
more than one way. One way would involve, as its central
idea, focusing on a primitive range of simple statements, the formulation of
which would involve no connectives or quantifiers, and treating each of these
as 'expressing' a propositional complex, which in such cases would consist of a
sequence whose elements would be first a general item (a set, or an attribute,
according to preference) and second a sequence of objects which might, or might
not, instantiate or belong to the first item. Thus the propositional
complex associated with the sentence, Fidus est hirsutus might be thought
of consisting of a sequence whose first (general' member would be the set of
hairy-coated things, or (alternatively) the attribute Hairy-Coatedness, and
whose second('instantial' or 'particular") member would be Fidus or the
singleton of Fidus; and the sentence, 'John wants Martha',
could be represented as expressing a propositional complex which is a sequence
whose first element is wanting (considered either extensionally as a set or non-extensionally
as an attribute) and whose second element is a sequence composed of john and
Martha, in that order. We can define a property of factual
or alethic satisfactoriness which will be closely allied to the notion of
truth! a (simple) propositional complex will be factive just in case its two
elements (the general and instantial elements) are related by the appopriate
PREDICATION relation, just in case (for example) the second element is a member
of the set (possesses the attribute) in which the first element consists.
A Proposition may be represented as each consisting of a family of
propositional complexes, and the conditions for family unity may be thought of
either as fixed or as variable in accordance with the context,
This idea will in a moment be expanded. The notorious
difficulties to which this kind of treatment gives rise will begin with the
problems of handling connectives and of handling quantification.
In the present truncated context I shall leave the first problem on one
side, and shall confine myself to a few sketchy remarks concerning
quantification. A simple proposal for the treatment of
quantifiers would call for the assignment to each predicate, besides its normal
or standard extension, two special objects associated with quantifiers, an
'altogether' object and a 'one-at-a-time' object; to the
epithets 'grasshopper', ['boy', 'girl'], for example, will be assigned not only
ordinary individual objects like grasshoppers [boys, girls] but also such
special objects as the altogether grasshopper [boy, girl| and the one-al-a-time
grasshopper [boy, girlf. We shall now stipulate that
an 'altogether' special object satisfies a given predicate just in case
every normal or standard object associated with that special object satisfies
the predicate in question, and that a 'one-at-a-time' special object satisfies
a predicate just in case at least one of the associated standard objects
satisfies that predicate. So the altogether grasshopper will
be green just in case every individual grasshopper is green, and the
one-at-a-time grasshopper will be green just in case at least one individual
grasshopper is green, and we can take this pair of statements about special
grasshoppers as providing us with representations of (respec-lively) the
statement that all grasshoppers are green and the statement that some
grasshopper is green. The apparatus which Grice sketches is
plainly not, as it stands, adequate to provide a comprehensive treatment of
quantification. It will not, for example, cope with
well-known problems arising from features of multiple quantification;
it will not deliver for us distinct representations of the two
notorious (alleged) readings of the statement 'Every girl detests some
boy', in one of which (supposedly) the universal quantifier is dominant with
respect to scope, and in the other of which the existential quantifier is
dominant. To cope with this problem it might be sufficient
to explore, for this or that ‘semantic’ purpose, the device of exportation, and
to distinguish between, ( i) 'There is some boy such that every
girl detests him', which attributes a certain property to the one-at-a-time
boy, and (ii) 'Every girl is such that she detests some boy', which attributes
a certain (and different) property to the altogether girl;
and to note, as one makes this move, that though exportation, when
applied to statements about individual objects, seems NOT to affect
truth-value, whatever else may be its ‘semantic’ function, when it is applied
to sentences about special objects it may, and sometimes will, affect
truth-value. But however effective this particular shift may
be, it is by no means clear that there are not further demands to be met which
would overtax the strength of the envisaged apparatus; it is
not, for example, clear whether it could be made adequate to deal with
indefinitely long strings of 'mixed' quanti-fiers. The
proposal might also run into objections of a more philosophical character from
those who would regard the special objects or things which it invokes as
metaphysically — ontologically — disreputable. Should an
alternative proposal be reached or desired, Grice thinks that one (or, indeed,
more than one) is available. The one which Grice has
immediately in mind could be regarded as a replacement for, an extension of, or
a reinterpretation of the scheme just outlined, in accordance with whatever
view is finally taken of the potency and respectability of the ideas embodied
in that scheme. The new proposal, like its predecessor, will
treat propositional complexes as sequences, indeed as ordered pairs containing
a SUBJECT-item and a PREDICATE-item, and will, therefore, also like its
predecessor, offer a subject-predicate account of quantification.
Unlike its predecessor, however, it will not allow an individual thing,
like a grasshopper, a girl, and a boy, to appear as elements in propositional
complexes, such elements will always be sets — or attributes,
Though less restrictive versions of this proposal are, Grice thinks,
available, Grice shall, for convenience, consider here only a set-theoretic
version. According to this version, we associate with the
SUBJECT-expression of a canonically formulated sentence a set of at least second
order. If thesubject expression is a singular name, its
ontological correlate will be the singleton of the singleton of the entity
which bears that name. The treatment of a singular term
which is not a name will be parallel, but is here omitted.
If the subject-expression is an indefinite quantificational phrase, like
'some grasshopper', its ontological correlate will be the set of all singletons
whose sole element is an item belonging to the extension of the PREDICATE to
which the indefinite modifier is attached; so the ontological correlate of the
phrase 'some grasshopper' will be the set of all singletons whose sole element
is an individual grasshopper. If the subject expression is a
universal quantificational phrase, like 'every grasshopper', its ontological
correlate will be the singleton whose sole element is the set which forms the
extension of the predicate to which the universal modifier is attached;
thus the correlate of the phrase 'every grasshopper' will be
the singleton of the set of grasshoppers. Predicates of canonically
formulated sentences are correlated with the sets which form their
extensions. It now remains to specify the
PREDICATION-relation, that is to say, to specify the relation which has to
obtain between subject-element and predicate-element in a propositional complex
for that complex to be alethically satisfactory. A
propositional complex will be factive just in case its subject-element contains
as a member at least one item which is a subset of the predicate-element;
so if the ontological correlate of the phrase 'some grasshopper'
(or, again, of the phrase every grasshopper') contains as a member at least one
subset of the ontological correlate of the predicate 'x is green' (viz. the set
of green things), the propositional complex directly associated with the
sentence 'some grasshopper is green' (or again with the sentence every
grasshopper is green') will be factive. Grice devoted a good deal
of time to this second proposal, and he convinced himself that it offered a
powerful instrument which, with or without adjustment, was capable of handling
not only indefinitely long sequences of 'mixed' quantificational phrases, but
also some other less obviously tractable problems which he shall not here
discuss. Before moving on, however, Grice might perhaps draw
attention to three features of the proposal. First,
employing a strategy which might be thought of as Leibnizian, it treats
subject-elements as being of an order higher than, rather than an order lower
than, predicate elements. Second, an individual name is in effect
treated like universal quantificational phrases, thus recalling the practice of
old-style traditional logic. Third, and most importantly,
the account which is offered is, initially, an account of propositional
complexes, not of propositions: as I envisage them, a proposition
will be regarded as a family of propositional complexes. Now
the propositional complex directly associated with the sentence 'Some
grasshoppers are witty', will be both logically equivalent to and numerically
distinet from the propositional complex directly associated with the sentence
Not every grasshopper is not witty'; indeed for any given
propositional complex there will be indefinitely many propositional complexes
which are both logically equivalent to and also numerically distinct from the
original complex. The question of how tight or how relaxed are to
be the family ties which determine the identity of a proposition — what is said
— remains to be decided, and it might even be decided that the conditions for
such identity would vary according to context or purpose. Wilson
is a great man The British Prime minister is a great man. It
seems that there might be an approach to the treatment of propositions which
would, initially at least, be radically different from the two proposals which
I have just sketched. We might begin by recalling that one
of the stock arguments for the reality of a proposition used to be that a proposition
is needed to give us something for logic to be about;
sentences and thoughts were regarded as insufficient, since the laws of
logic do not depend on the existence of minds or of communication.
Now one might be rendered specially well-disposed towards a proposition if one
espoused, in general, a sort of Aristotelian view of theories, and believed
that for any particular theory to exist there has to be a class of entities,
central to that theory, the essential nature of which is revealed in, and
indeed accounts for, the laws of the theory in question. If our
thought proceeds along these lines, a proposition might be needed not just as
pegs (so to speak) for a logical law to hang from, but as the thing whose
nature determines the content of the logical system. It
might even be possible to maintain that more than one system proceeds from and
partially exhibits the nature of a proposition; perhaps, for example, one
system is needed to display a proposition as the bearers of logical properties
and another to display them in their role as the content or the object of a
psychological attitude. How such an idea could be worked out in
detail is far from clear; but whatever might be the
difficulties of implementa-tion, it is evident that this kind of approach would
seek to answer the question, "What is a proposition?", not by
identificatory dissection but rather by pointing to the work that a proposition
of their very nature does. Grice has little doubt that a proper
assessment of the merits of the various proposals now before us would require
decisions on some fundamental issues in metaphysical methodology.
What, for example, determines whether a class of entities achieves
metaphysical respectability? What conditions govern the
admission to reality of the products of ontological romancing?
What is the relation, in metaphysical practice, between two possible
forms of identification and characterization, that which proceeds by dissection
and that which proceeds by specification of output? Are
these forms of procedure, in a given case, rivals or are they compatible and
even, perhaps, both mandatory? Two further objections cited by the
editors may be presented together (in reverse order), since they both relate to
Grice’s treatment of the idea of a conversational procedure. One
of these objections disputes Grice’s right, as a philosopher, to trespass on
the province of science by attempting to deliver judgement, either in specific
cases or even generally, on the existence of this or that basic procedure
underlying other this or that ‘semantic’ procedure which is, supposedly,
derivative from the former. The other objection starts from
the observation that Grice’s account of communication involves the attribution
to this or that communicator of more or less elaborate inferential steps
concerning this or that procedure possessed and utilised by his conversational
partner, notes that these steps, and the knowledge which,
allegedly, they provide, are certainly not as a rule explicitly present to
consciousness, and then questions whether any satisfactory
interpretation can be given of the idea that the knowledge involved is implicit
of tacit rather than explicit. The editors suggest that
answers to these objections can be found in Grice’s published and
unpublished work. Baldly stated, the reply which they attribute to
Grice with respect to the first of these objections is that the idea that a
certain sort of reasoning. which the editors illustrate by drawing on as yet
unpublished work, is involved in conversational significance, is something
which can be made plausible by philosophical methods — by careful description,
reflection, and delineation of the ways we talk and think.’ Now I
certainly hope that philosophical methods can be effective in the suggested
direction, which case, of course, the objections would be at least partially
answered. But Grice thinks that he would also aim at a
sharper and more ambitious response along the following lines.
Certainly the specification of some particular set of procedures as the
set which governs the use of this or that langauge, or even as a set which
participates in the governance of some group of this or that language, is a
matter for the scientist except in so far as it may rely upon some ulterior and
highly general principle. But there may be general principles of
this sort, principles perhaps which specify forms of procedure which do, and
indeed must, operate in the use of any language whatsoever.
Now one might argue for the existence of this or that principle on the
basis of the relatively unexciting, and not unfamiliar, idea that, so far as
can be seen, our infinite variety of actual and possible communicative
performances is feasible only if such performances can be organized in a
certain way, namely as issuing from some initial finite base of this or that
primitive procedure in accordance with the general principle in question.
One might, however, set one's sights higher, and try to maintain that
the presence in a language, or at least in a language which is actually used,
of a certain kind of structure, which will be reflected in this general
principle, is guaranteed by this or that metaphysical or ontological
consideration, perhaps by some rational demand for a correspondence
between this or that conversational categorry on the one hand and this or
that metaphysical, or, ontological, or real category — of REALITY — on the
other. Grice will confess to an inclination to go for the
more ambitious of these enterprises. As regards the second
objection, Grice must admit to being by no means entirely clear what reply the
editors of the G. R. I. C. E. compilation envisage Grice as wishing to make,
but he will formulate what seems to me to be the most likely representation of
their view. They first very properly refer to Grice’s
discussion of 'incomplete reasoning in his Kant Lectures on aspects of reason
and reasoning and discover there some suggestions which, whether or not they
supply necessary conditions for the presence of formally incomplete or implicit
reasoning, cannot plausibly be considered as jointly providing a sufficient
condition; the suggested conditions are
that the implicit reasoner intends that there should be some valid
supplementation of the explicitly presen t material which would justify
the 'conclusion' of the incomplete reasoning, together perhaps with a further
desire or intention that the first intention should be causally efficacious in
the generation of the reasoner's belief in the aforementioned conclusion.
The G. R. I. C. E. editors are plainly right in their view that so far
no sufficient condition for implicit reasoning has been provided;
indeed, Grice never supposed that he had succeeded in providing one,
though I hope to be able to remedy this deficiency by the (one hopes) not too
distant time when a revised version of his Kant Lectures is published.
The G. R. I. C. E. editors then bring to bear some further
material from Grice’s writings, and sketch, on his behalf, an argument which
seems to exhibit the following pattern: (I) That we should
be equipped to form, and to recognize in others, M-intentions is something
which could be given a genitorial justification; if the
Genitor were constructing human beings with an eye to their own good, the
institution in us of a capacity to deployM-intentions would be regarded by him
with favour. (2) We do in fact possess the capacity to form,
and to recognize in others, M-intentions. The attribution of
M-intentions to others will at least sometimes have explanatory value with
regard to their behaviour, and so could properly be thought of as helping to
fulfil a rational desideratum. The exercise of rationality takes
place primarily or predominantly in the confirmation or revision of previously
established beliefs or practices; so it is reasonable to expect the comparison
of the actual with what is ideal or optimal to be standard procedure in
rational beings. We have, in our repertoire of procedures
available to us in the conduct of our lives, the procedure of counting
something which approximates sufficiently closely to the fulfillment of a
certain ideal or optimum as actually fulfilling that ideal or optimum, the
procedure (that is to say) of deeming it to fulfil the ideal or optimum in
question. So it is reasonable to attribute to human beings a
readiness to deem people, who approximate sufficiently closely in their
behaviour to persons who have ratiocinated about the M-intentions of others, to
have actually ratiocinated in that way. We do indeed deem
such people to have so ratiocinated, though we do also, when called upon, mark
the difference between their deemed ratiocinations and the 'primitive
step-by-step variety of ratiocination, which provides us with our ideal in this
region, by characterizing the reasoning of the 'approximators' as implicit
rather than explicit. Now whether or not it was something of this
sort which the G. R. I. C. E. editors had it in mind to attribute to Grice, the
argument as Grice sketches it seems to me to be worthy of serious
consideration; it brings into play, in a relevant way, some
pet ideas of Grice’s, and exerts upon Grice at least, some degree of seductive
appeal. But whether Grice would be willing to pass beyond
sympathy to endorsement, Grice is not sure. There are too
many issues involved which are both crucially important and hideously
under-explored, such as the philosophical utility of the concept of deeming,
the relations between rational and pre-rational psychological states, and the
general nature of implicit thought. Perhaps the best thing
for me to do at this point will be to set out a line of argument which I would
be inclined to endorse and leave it to others to judge how closely what Grice
says when speaking for myself approximates to the suggested interpretation
which I offer when speaking on behalf of the G. R. I. C. E. editors.
Grice would be prepared to argue that something like the following
sequence of propositions is true. There is a range of cases in
which, so far from its being the casethat, typically, one first learns what it
is to be a @ and then, at the next stage, learns what criteria distinguish a
good o from a @ which is less good, or not good at all, one needs first to
learn what it is to be a good o, and then subsequently to learn what degree of
approximation to being a good o will qualify an item as a p;
if the gap between some item x and good ps is sufficently horrendous,
then x is debarred from counting as a @ at all, even as a bad p. I have
elsewhere called concepts which exhibit this feature value-oriented concepts.
One example of a value-oriented concept is the concept of reasoning: another, I
now suggest, is that of sentence. (2) It may well be that the existence
of value-oriented concepts (Ф.. Ф2. ...Ф.) depends on the prior
existence of pre-rational concepts (Фі, Ф2.. + • n), such that an item x qualifies for the application of the
concept a if and only if a satisfies a rationally-approved form or version of
the corresponding pre-rational concept '. We have a
(primary) example of a step in reasoning only if we have a transition of a
certain rationally approved kind from one thought or utterance to
another. If p is value-oriented concept then a potentiality for
making or producing ds is ipso facto a potentiality for making or producing
good ps, and is therefore dignified with the title of a capacity; it may of
course be a capacity which only persons with special ends or objectives. like
pick-pockets, would be concerned to possess. Grice is strongly inclined to
assent to a principle which might be called a Principle of Economy of Rational
Effort. Such a principle would state that where there is a
ratiocinative procedure for arriving rationally at certain outcomes, a
procedure which, because it is ratiocinative, will involve an expenditure of
time and energy, then if there is a non-ratiocinative, and so more economical
procedure which is likely, for the most part, to reach the same outcomes as the
ratiocinative procedure, then provided the stakes are not too high it will be
rational to employ the cheaper though somewhat less reliable non-ratiocinative
procedure as a substitute for ratiocination. I think this
principle would meet with Genitorial approval, in which case the Genitor would
install it for use should opportunity arise. On the assumption that it is
characteristic of reason to operate on pre-rational states which reason
confirms, revises, or even (some-times) eradicates, such opportunities will
arise, provided the rational creatures can, as we can, be trained to modify the
relevant pre-rational states or their exercise, so that without actual
ratiocination the creatures can be more or less reliably led by those
pre-rational states to the thoughts or actions which reason would endorse were
it invoked; with the result that the creatures can do, for the most part, what
reason requires without, in the particular case, the voice of reason being
heard. Indeed in such creatures as ourselves the ability to
dispense in this way with actual ratiocination is taken to be an
excellence: The more mathematical things I can do correctly
without engaging in overt mathematical reasoning, the more highly I shall be
regarded as a mathematician. Similar considerations apply to
the ability to produce syntactico-semantically satisfactory utterances without
the aid of a derivation in some syntactico-semantic theory. In both cases the
excellence which 1 exhibit is a form of judgement: I am a good judge of
mathematical consequences or of satisfactory utterances. That ability to produce,
without the aid of overt ratiocination, transitions which accord with approved
standards of inference does not demand that such ratiocination be present in an
unconscious or covert form; it requires at most that our propensity to produce
such transitions be dependent in some way upon our acquisition or possession of
a capacity to reason explicitly, Similarly, our ability to produce satisfactory
utterances does not require a subterranean ratiocination to account for their
satisfactory character; it needs only to be dependent on our learning of, or
use of, a procedure-governed system of communication. There
are two kinds of magic travel. In one of these we are
provided with a magic carpet which transports us with supernatural celerity
over a route which may be traversed in more orthodox vehicles; in the other, we
are given a magic lamp from which, when we desire it, a genie emerges who
transports us routelessly from where we are to where we want to go.
The exercise of judgement may perhaps be route-travelling like the
first: but may also be routeless like the second. But problems still
remain. A deductive system concocted by this or that
logician varies a good deal as regards their intuitiveness: but with respect to
some of them (for example, some suitably chosen system of natural deduction) a
pretty good case could be made that they not only generate for us logically
valid inferences, but do so in a way which mirrors this or thprocedures which
we use in argument in the simplest or most fundamental cases.
But in the case of linguistic theories even the more intuitive among them
may not be in a position to make a corresponding claim about the production of
admissible utterances. They might be able to claim to generate
(more or less) the infinite class of admissible sentences or this or that
conversational move, together with acceptable interpretations ofeach (though
even this much would be a formidable claim); but such an achievement would tell
us nothing about how we arrive at the produc tion of sentences, and so might be
thought to lack explanatory force. That deficiency might be
thought to be remediable only if the theory reflects, more or less closely, the
way or ways in which we learn, select. and criticize conversational
performance; and here it is clear neither what should be reflected nor what
would count as reflecting it. There is one further objection, not
mentioned by the editors of G. R. I. C. E., which seems to me to be one to
which Grice must respond. It may be stated thus:
One of the leading ideas in my treatment of meaning was that meaning Is
not to be regarded exclusively, or even primarily, as a feature of language or
of linguistic utterances; there are many instances of non-linguistic vehicles
of communication, mostly unstructured but sometimes exhibiting at least
rudimentary structure; and my account of meaning was designed to allow for the
possibility that non-linguistic and indeed non-conventional 'utterances',
perhaps even manifesting some degree of structure, might be within the powers
of creatures who lack any linguistic or otherwise conventional apparatus for
communication, but who are not thereby deprived of the capacity to mean this or
that by things they do. To provide for this possibility, it is plainly
necessary that the key ingredient in any representation of meaning, namely
intending. should be a state the capacity for which does not require the
possession of a language. Now some might be unwilling to
allow the possibility of such pre-linguistic intending.
Against them, I think I would have good prospects of winning the day; but
unfortunately a victory on this front would not be enough.
For, in a succession of increasingly elaborate moves designed to thwart a
sequence of Schifferian counter-examples. I have been led to restrict the
intentions which are to constitute utterer's meaning to M-intentions; and,
whatever might be the case in general with regard to intending, M-intending is
plainly too sophisticated a state to be found in a language-destitute creature.
So the unavoidable rearguard actions seem to have undermined the raison-d'etre
of the campaign. A brief reply will have to suffice; a full
treatment would require delving deep into crucial problems concerning the
boundaries between vicious and innocuous circularity, to which I shall refer
again a little later. According to Grice’s speculations
about conversational significance, one should distinguish between what I might
call the factual character of an utterance (meaning-relevant features which are
actually present in the utterance), and what I might call its titular character
(the nestedM-intention which is deemed to be present). The
titular character is infinitely complex, and so cannot be actually present in
toto; in which case to point out that its inconceivable actual presence would
be possible, or would be detectable, only via the use of language would seem to
serve little purpose. At its most meagre, the factual
character will consist merely in the pre-rational counterpart of meaning, which
might amount to no more than making a certain sort of utterance in order
thereby to get some creature to think or want some particular thing, and this
condition seems to contain no reference to linguistic expertise.
Maybe in some less straightforward instances of meaning there will be
actually present intentions whose feasibility as intentions will demand a
capacity for the use of language. But there can be no
advance guarantee when this will be so, and it is in any case arguable that the
use of language would here be a practically indispensable aid to thinking about
relatively complex intentions, rather than an element in what is thought
about. In a final section of my Reply to the editors of G. R. I.
C. E., Grice takes up, or take off from, a few of the things which they have to
say about a number of fascinating and extremely important issues belonging to
the chain of disciplines listed in the title of this section.
I shall be concerned less with the details of their account of the
various positions which they see me as maintaining than with the kind of
structure and order which, albeit in an as yet confused and incomplete way I
think I can discern in the disciplines themselves and, especially, in the
connection between them. Any proper discussion of the
details of the issues in question would demand far more time than I have at my
disposal; in any case it is my intention, if I am spared, to discuss a number
of them, at length, in future writings. I shall be concerned rather to provide
some sort of picture of the nature of metaphysics, as I see it, and of the way
or ways in which it seems to me to underlie the other mentioned
disciplines. I might add that something has already been
said in the previous section of this Reply about philosophical psychology and
rationality, and that general questions about value, including metaphysical
questions, were the topic of my 1983 Carus lectures. So
perhaps I shall be pardoned if here 1 concentrate primarily on metaphysics. I
fear that, even when I am allowed the advantage of operating within these
limitations, what I have to say will be programmatic and speculative rather
than well-ordered and well-argued. At the outset of their comments
on my views concerning meta-physics, Richards say, 'Grice's ontological views
are at least liberal'; and they document this assertion by a quotation from my
Method In Philosophical Psychology, in which I admit to a taste for keeping
open house for all sorts and conditions of entities, just so long as when they
come in they help with the housework.' I have no wish to challenge their
representation of my expressed position, particularly as the cited passage
includes a reference to the possibility that certain sorts of entities might,
because of backing from some transcendental argument, qualify as entia
realissima. The question I would like to raise is rather what
grounds are there for accepting the current conception of the relationship
between metaphysics and ontology. Why should it be assumed
that metaphysics consists in, or even includes in its domain, the programme of
arriving at an acceptable ontology? Is the answer merely
that that enterprise is the one, or a part of the one, to which the term
"metaphysics' is conventionally applied and so that a justification of
this application cannot be a philosophical issue? If this demand
for a justified characterization of metaphysics is to be met, I can think of
only one likely strategy for meeting it. That will be to
show that success within a certain sort of philosophical under-taking, which I
will with striking originality call First Philosophy, is needed if any form of
philosophy, or perhaps indeed any form of rational enquiry, is to be regarded
as feasible or legitimate, and that the contents of First Philosophy are
identical with, or at least include, what are standardly regarded as the
contents of metaphysics! I can think of two routes by which this result might
be achieved, which might well turn out not to be distinct from one
another. One route would perhaps involve taking seriously
the idea that if any region of enquiry is to be successful as a rational enterprise,
its deliverance must be expressable in the shape of one or another of the
possibly different types of theory; that characterizations of the nature and
range of possible kinds of theory will be needed; and that such a body of
characterization must itself be the outcome of rational enquiry, and so must
itself exemplify whatever requirements it lays down for theories in general; it
must itself be expressible as a theory, to be called (if you like)
Theory-theory. The specification and justification of the
ideas and material presupposed by any theory, whether such account falls within
or outside the bounds of Theory-theory, would be properly called First
Philosophy, and might turn out to relate to what is generally accepted as
belonging to the subject matter of metaphysics. It might, for example, turn out
to be establishable that every theory has to relate to a certain range of
subject items, has to attribute to them certain predicates or attributes, which
in turn have to fall within one or another of the range of types or
categories. In this way, the enquiry might lead to
recognized metaphysical topics, such as the nature of being, its range of
application, the nature of predication and a systematic account of
categories. A second approach would focus not on the idea of the
expressibility of the outcomes of rational enquiry in theories but rather on
the question of what it is, in such enquiries, that we are looking for, why
they are of concern to us. We start (so Aristotle has told us) as
laymen with the awareness of a body of facts; what as theorists we strive for
is not (primarily) further facts, but rational knowledge, or understanding, of
the facts we have, together with whatever further facts our investigations may
provide for us. Metaphysics will have as its concern the
nature and realizability of those items which are involved in any successful
pursuit of understanding; its range would include the nature and varieties of
explanation (as offered in some modification of the Doctrine of Four Causes),
the acceptability of principles of logic, the proper standards of proof, and so
on. I have at this point three comments to make.
First, should it be the case that, (1) the foregoing approach to the
conception of metaphysics is found acceptable, (2) the nature of explanation
and (understood broadly) of causes is a metaphysical topic, and (3) that
Aristotle is right (as I suspect he is) that the unity of the notion of cause
is analogi-cal in character, then the general idea of cause will rest on its
standard particularizations, and the particular ideas cannot be reached as
specifications of an antecedent genus, for there is no such genus, In that
case, final causes will be (so to speak) foundation members of the cause
family, and it will be dubious whether their title as causes can be
disputed. Second, it seems very likely that the two approaches are
in fact not distinct; for it seems plausible to suppose that explanations, if
fully rational, must be systematic and so must be expressible in
theories. Conversely, it seems plausible to suppose that the
function of theories is to explain, and so that whatever is susceptible to
theoretical treatment is thereby explained. Third, the most
conspicuous difficulty about the approach which I have been tentatively
espousing seems to me to be that we may be in danger of being given more than
we want to receive; we are not, forexample, ready to regard methods of proof or
the acceptability of logical principles as metaphysical matters and it is not
clear how such things are to be excluded. But perhaps we are
in danger of falling victims to a confusion, Morality, as such, belongs to the
province of ethics and does not belong to the province of metaphysics.
But, as Kant saw (and I agree with him), that does not preclude
there being metaphysical questions which arise about morality.
In general, there may be a metaphysics of X without it being the case
that X is a concept or item which belongs to metaphysics.
Equally, there may be metaphysical questions relating to proof or logical
principles without it being the case that as such proof or logical principles
belong to metaphysics. It will be fair to add, however, that no distinction has
yet been provided, within the class of items about which there are metaphysical
questions, between those which do and those which do not belong to
metaphysics. The next element in my attitude towards metaphysics
to which I would like to draw attention is my strong sympathy for a constructivist
approach. The appeal of such an approach seems to be to lie
essentially in the idea that if we operate with the aim of expanding some set
of starting points, by means of regulated and fairly well-defined procedures,
into a constructed edifice of considerable complexity, we have better prospects
of obtaining the explanatory richness which we need than if, for example, we
endeavour to represent the seeming wealth of the world of being as reducible to
some favoured range of elements. That is, of course, a
rhetorical plea. but perhaps such pleas have their place. But a
constructivist methodology, if its title is taken seriously, plainly has its
own difficulties. Construction, as normally understood,
requires one or more constructors; so far as a metaphysical construction is
concerned, who does the constructing? *We"? But who are we and do we
operate separately or conjointly, or in some other way? And when and where are
the acts of construction performed, and how often? These
troublesome queries are reminiscent of differences which arose, I believe,
among Kantian commentators, about whether Kant's threefold synthesis (perhaps a
close relative of construction) is (or was) a datable operation or not. I am
not aware that they arrived at a satisfactory solution. The problem becomes
even more acute when we remember that some of the best candidates for the title
of constructed entities, for example numbers, are supposed to be eternal, or at
least timeless. How could such entities have construction dates?
Some relief may perhaps be provided if we turn our eyes towardsthe authors of
fiction, My next novel will have as its hero one Caspar
Winebibber, a notorious English highwayman born (or so 1 shall say) in 1764 and
hanged in 1798, thereby ceasing to exist long before sometime next year, when I
create (or construct) him. This mind-boggling situation will be dissolved if we
distinguish between two different occurrences; first, Caspar's birth (or death)
which is dated to 1764 (or 1798), and second, my creation of Caspar, that is to
say my making it in 1985 fictionally true that Caspar was born in 1764 and died
in 1798. Applying this strategem to metaphysics, we may
perhaps find it tolerable to suppose that a particular great mathematician should
in 1968 make it true that (let us say) ultralunary numbers should exist
timelessly or from and to eternity. We might even, should we
so wish, introduce a 'depersonalized" (and "detemporalized') notion
of construction; in which case we can say that in 1968 the great mathe.
matician, by authenticated construction, not only constructed the timeless
existence of ultralunary numbers but also thereby depersonalized and
detemporalized construction of the timeless existence of ultra-lunary numbers,
and also the depersonalized construction of the depersonalized construction of
... ultralunary numbers. In this way, we might be able, in one fell swoop, to
safeguard the copyrights both of the mathematician and eternity.
Another extremely important aspect of my conception of metaphysical
construction (creative metaphysical thinking) is that it is of its nature
revisionary or gradualist in character. It is not just that,
since metaphysics is a very difficult subject, the best way to proceed is to
observe the success and failures of others and to try to build further advance
upon their achievements. It is rather that there is no other way of proceeding
but the way of gradualism. A particular bit of metaphysical construction is
possible only on the basis of some prior material; which must itself either be
the outcome of prior constructions, or perhaps be something original and
unconstructed. As I see it. gradualism enters in in
more than one place. One point of entry relates to the degree
of expertise on the theorist or investigator. In my view, It is incumbent upon
those whom Aristotle would have called 'the wise' in metaphysics, as often
elsewhere, to treat with respect and build upon the opinions and the practices
of the many'; and any intellectualist indignation at the idea of professionals
being hamstrung by amateurs will perhaps be seen as inappropriate when it is
reflected that the amateurs are really (since personal identities may be
regarded as irrele-vant) only ourselves (the professionals) at an earlier stage;
there are notthe authors of fiction, My next novel will have
as its hero one Caspar Winebibber, a notorious English highwayman born (or so 1
shall say) in 1764 and hanged in 1798, thereby ceasing to exist long before
sometime next year, when I create (or construct) him. This mind-boggling
situation will be dissolved if we distinguish between two different
occurrences; first, Caspar's birth (or death) which is dated to 1764 (or 1798),
and second, my creation of Caspar, that is to say my making it in 1985
fictionally true that Caspar was born in 1764 and died in 1798. Applying this
strategem to metaphysics, we may perhaps find it tolerable to suppose that a
particular great mathematician should in 1968 make it true that (let us say)
ultralunary numbers should exist timelessly or from and to eternity. We might
even, should we so wish, introduce a 'depersonalized" (and
"detemporalized') notion of construction; in which case we can say that in
1968 the great mathe. matician, by authenticated construction, not only
constructed the timeless existence of ultralunary numbers but also thereby
depersonalized and detemporalized construction of the timeless existence of
ultra-lunary numbers, and also the depersonalized construction of the
depersonalized construction of ... ultralunary numbers. In this way, we might
be able, in one fell swoop, to safeguard the copyrights both of the
mathematician and eternity. Another extremely important aspect of
my conception of metaphysical construction (creative metaphysical thinking) is
that it is of its nature revisionary or gradualist in character. It is not just
that, since metaphysics is a very difficult subject, the best way to proceed is
to observe the success and failures of others and to try to build further advance
upon their achievements. It is rather that there is no other way of proceeding
but the way of gradualism. A particular bit of metaphysical construction is
possible only on the basis of some prior material; which must itself either be
the outcome of prior constructions, or perhaps be something original and
unconstructed. As I see it. gradualism enters in in
more than one place. One point of entry relates to the
degree of expertise on the theorist or investigator. In my view, It is
incumbent upon those whom Aristotle would have called 'the wise' in
metaphysics, as often elsewhere, to treat with respect and build upon the
opinions and the practices of the many'; and any intellectualist indignation at
the idea of professionals being hamstrung by amateurs will perhaps be seen as
inappropriate when it is reflected that the amateurs are really (since personal
identities may be regarded as irrele-vant) only ourselves (the professionals)
at an earlier stage; there are nottwo parties, like Whigs and Tories, or nobles
and the common people, but rather one family of speakers pursuing the life of
reason at different stages of development; and the later stages of development
depend upon the ealier ones. Gradualism also comes into play with
respect to theory develop-ment. A characteristic aspect of
what I think of as a constructivist approach towards theory development
involves the appearance of what I call overlaps'. It may be
that a theory or theory-stage B, which is to be an extension of theory or
theory-stage A, includes as part of itself linguistic or conceptual apparatus
which provides us with a restatement of all or part of theory A, as one segment
of the arithmetic of positive and negative integers provides us with a
restatement of the arithmetic of natural numbers. But while
such an overlap may be needed to secure intelligibility for theory B, theory B
would be pointless unless its expressive power transcended that of theory A,
unless (that is to say) a further segment of theory B lay beyond the overlap.
Gradualism sometimes appears on the scene in relation to stages exhibited by
some feature attaching to the theory as a whole, but more often perhaps in
relation to stages exemplified in some department of, or some category within,
the theory. We can think of metaphysics as involving a developing sequence of
metaphysical schemes; we can also locate developmental features within and
between particular metaphysical categories. Again, I regard such
developmental features not as accidental but as essential to the prosecution of
metaphysics. One can only reach a proper understanding of
metaphysical concepts like law or cause if one sees, for example, the
functional analogy, and so the developmental connection, between natural laws
and non-natural laws (like those of legality or morality). "How is such
and such a range of uses of the word (the concept) x to be rationally
generated?' is to my mind a type of question which we should continually be
asking. I may now revert to a question which appeared briefly on
the scene a page or so ago. Are we, if we lend a sympathetic
ear to con-structivism, to think of the metaphysical world as divided into a
constructed section and a primitive, original, unconstructed section? I will
confess at once that I do not know the answer to this question.
The forthright contention that if there is a realm of constructs there
has to be also a realm of non-constructs to provide the material upon which the
earliest ventures in construction are to operate, has its appeal, and I have
little doubt that I have been influenced by it. But I am by
no means sure that it is correct. I am led to this uncertainty initially by
thefact that when I ask myself what classes of entities I would be happy to
regard as original and unconstructed, I do not very readily come up with an
answer. Certainly not common objects like tables and chairs; but would I feel
better about stuffs like rock or hydrogen, or bits thereof? I do not know, but
I am not moved towards any emphatic yes!' Part of my trouble is that there does
not seem to me to be any good logical reason calling for a class of ultimate
non-construets. It seems to me quite on the cards that
metaphysical theory, at least when it is formally set out, might consist in a
package of what I will call ontological schemes in which categories of entities
are constructively ordered, that all or most of the same categories may appear
within two different schemes with different ordering, what is primitive in one
scheme being non-primitive in the other, and that this might occur whether the
ordering relations employed in the construction of the two schemes were the
same or different. We would then have no role for a notion of absolute
primitiveness. All we would use would be the relative notion
of primitiveness-with-respect-to-a-scheme. There might indeed be room for a
concept of authentic or maximal reality: but the application of this concept
would be divorced from any concept of primitiveness, relative or absolute, and
would be governed by the availability of an argument, no doubt transcendental
in character, showing that a given category is mandatory, that a place must be
found for it in any admissible ontological scheme. I know of no grounds for
rejecting ideas along these lines. The complexities introduced by
the possibility that there is no original, unconstructed, area of reality,
together with a memory of the delicacy of treatment called for by the last of
the objections to my view on the philosophy of language, suggest that debates about
the foundations of metaphysics are likely to be peppered with allegations of
circu-larity: and I suspect that this would be the view of any thoughtful
student of metaphysics who gave serious attention to the methodology of his
discipline. Where are the first principles of First
Philosophy to come from, if not from the operation, practised by the emblematic
pelican, of lacerating its own breast. In the light of these considerations it
seems to me to be of the utmost importance to get clear about the nature and
forms of real or apparent circularity, and to distinguish those forms, if any,
which are innocuous from those which are deadly. To this end I
would look for a list, which might not be all that different from the list
provided by Aristotle, of different kinds, or interpretations, of the idea of
priority with a view to deciding when the suppositionthat A is prior to B allow
or disallows the possibility that B may also be prior to A, either in the same,
or in some other, dimension of priority. Relevant kinds of
priority would perhaps include logical priority. definitional or conceptual
priority, epistemic priority, and priority in respect of value. I will select
two examples, both possibly of philosophical interest, where for differing m
and n, it might be legitimate to suppose that the prioritym of A to B would not
be a barrier to the priorityn of B to A. It seems to me not
implausible to hold that, in respect of one or another version of conceptual
priority, the legal concept of right is prior to the moral concept of right:
the moral concept is only understandable by reference to, and perhaps is even
explicitly definable in terms of, the legal concept. But if that is so, we are
perhaps not debarred from regarding the moral concept as valua-tionally prior
to the legal concept; the range of application of the legal concept ought to be
always determined by criteria which are couched in terms of the moral
concept. Again, it might be important to distinguish two
kinds of conceptual priority, which might both apply to one and the same pair
of items, though in different directions. It might be,
perhaps, that the properties of sense-data, like colours (and so sense-data
themselves), are posterior in one sense to corresponding properties of material
things, (and so to material things themselves); properties of
material things, perhaps, render the properties of sense-data intelligible by
providing a paradigm for them. But when it comes to the provision
of a suitably motivated theory of a thing and their properties, the idea of
making these definitionally explicable in terms of sense-data and their
properties may not be ruled out by the holding of the aforementioned conceptual
priority in the reverse direction. It is perhaps reasonable
to regard such fine distinction as indispensable if we are to succeed in the
business of pulling ourselves up by our own bootstraps. In this
connection it will be relevant for me to reveal that I once invented (though I
did not establish its validity) a principle which I labelled as
Bootstrap. The principle laid down that when one is
introducing the primitive concepts of a theory formulated in an object
language, one has freedom to use any battery of concepts expressible in the
meta-language, subject to the condition that counterparts of such concepts are
subsequently definable or otherwise derivable in the object-language.
So the more economically one introduces the primitive
object-language concepts, the less of a task one leaves oneself for the
morrow. I must now turn to a more direct consideration of the
question of how a metaphysical principle is ultimately to be established.
A prime candidate is forthcoming, namely a special metaphysical
type of argument, one that has been called by Kant and by various other
philosophers since Kant a ‘transcendental’ argument.
Unfortunately it is by no means clear to me precisely what Kant, and
still less what some other philosophers, regard as the essential character of
such an argument. Some, I suspect, have thought of a
transcendental argument in favour of some thesis — or category of items — as
being one which claims that if we reject the thesis or category in question, we
shall have to give up something which we very much want to keep;
and the practice of some philosophers, including Kant, of hooking a
transcendental argument to the possibility of some very central notion, such as
experience or knowledge, or communication or conversation or (the existence of)
language, perhaps lends some colour to this approach.
Grice’s view (and Grice’s view of Kant) takes a different tack.
One thing which seems to be left out in the treatments of a
transcendental argument just mentioned is the idea that a Transcendental Argument
involves the suggestion that something is being undermined by one who is
sceptical about the conclusion which such an argument aims at
establishing. Another thing which is left out is any
investigation of the notion of reason, or the notion of a rational being or
person. Precisely what remedy Grice should propose for these
omissions is far from clear to Grice Grice has to confess that his
ideas in this region of the subject are still in a very rudimentary
state. But I will do the best I can. I suspect
that there is no single characterization of a Transcendental Argument which
will accommodate all of the traditionally recognized specimens of the
kind; indeed, there seem to me to be at least three sorts of
argument-pattern with good claims to be dignified with the title of
Transcendental. Strong — impossibility of a conversational
move weak — impossibility of an appropriate conversational move
One pattern fits Descartes's cogito argument, which Kant himself seems
to have regarded as paradigmatic. This argument may be
represented as pointing to a thesis, namely his own existence, SVM to
which a real or pretended sceptic is thought of as expressing enmity, in the
form of doubt; and it seeks to show that the sceptic's
procedure is self-destructive in that there is an irresoluble conflict between,
on the one hand, what the sceptic is suggesting (that it is not the case that
Descartes exists), and on the other hand the possession by Descartes’s act of
suggesting, of the illocutionary character — being the expression of a doubt —
which it not only has but must, on the account, be supposed by the sceptic to
have. It might, in this case, be legitimate to go on to say
that the expression of doubt cannot be denied application, since without the
capacity for the expression of doubt the exercise of reason will be
impossible; but while this addition might link this pattern
with the two following patterns, it does not seem to add anything to the
cogency of the argument. Another pattern of argument would be
designed for use against applications of what Grice might call 'epistemological
nominalism'; that is against someone who proposes to admit
ys (phenomenalist proposition) but not xs (noumenalist proposition? on the
grounds that epistemic justification is available for ys phenomenalist
proposition but not for anything like xs, noumenalist proposition thing
which supposedly go beyond ys; Cf Grice Strawson Pears
Metaphysics we can, for example, allow sense-data but not material
objects, if they are thought of as 'over and above' sense-data; we can allow
particular events but not, except on some minimal interpretation, causal
connections between events. The pattern of argument under
consideration would attempt to show that the sceptic's at first sight
attractive caution is a false economy; that the rejection of
the 'over-and-above' entities is epistemically destructive of the entities with
which the sceptic deems himself secure; if a thing or a
cause goes, a sense-datum and a datable event goes too.
In some cases it might be possible to claim, on the basis of the lines of
this pattern of argument, that not just the minimal categories, but, in
general, the possibility of the exercise of reason will have to go.
Another pattern of argument might contend from the outset that if
such-and-such a target of the sceptic is allowed to fall, something else would
have to fall, which is a pre-condition of the exercise of reason;
it might be argued, for example, that some sceptical thesis would
undermine freedom, which in turn is a pre-condition of any exercise of
rationality whatsoever. It is plain that arguments of this third type
might differ from one another in respect of the particular pre-conditon of
rationality which they brandished in the face of a possible sceptic.
But it is possible that they might differ in a more subtle
respect. Some less ambitious argument might threaten a local
breakdown of reason, a breakdown in some particular area. It
might hold, for instance, that certain sceptical positions would preclude the
possibility of the exercise of reason in a practical domain, such as
conversation! While such an argument may be expected to
carry weight with some philosophers, a really doughty sceptic is liable to
accept the threatened curtailment of rationality; he may, as
Hume and those who follow him have done, accept the virtual exclusion of reason
— if not instrumental, or strategical, or utilitarian reason — from the area of
action, or conversation. The threat, however, may be of a total
breakdown of the possibility of the exercise of reason; and here even the
doughty sceptic might quail, on pain of losing his audience if he refuses to
quail. A very important feature of these varieties of 'transcendental
argument (though Grice would prefer to abandon the adjective
'transcendental and just call them 'metaphysical arguments') may be their
connection with practical argument. In a broadened sense of
'practical', which would relate not just to action but also to the adoption of
any attitude or stance which is within our rational control, we might think of
all argument, even alethic argument, as practical perhaps with the practical
tail-piece omitted; alethic or evidential argument may be
thought of as directing us to accept or believe some proposition on the grounds
that it is certain, or likely, to be true. But sometimes one
may be lled to rational acceptance of a proposition (though perhaps not to
belief in it) by a consideration other than the likelihood of its truth. Think
Cicero’s disloyalty to Mark Antony! This or that Thing that is a
matters of faith of one sort of another — like fidelity of one's wife, or
the justice of England’s cause, us typically not accepted on evidential grounds
— but as a demand imposed by loyalty, or patriotism; and the
argument produced by those who wish us to HAVE such a faith may well not be
silent about this fact. A Metaphysical or ontological
argument and acceptance may exhibit a partial analogy with these examples of
the acceptance of something as a matter of faith. In the
metaphysical or ontological region, too, the practical aspect of tag may come
first; we must accept such and such thesis or else face an
intolerable breakdown of reason. But in the case of this or that
metaphysical argument the threatened calamity is such that the acceptance of
the thesis which avoids it is invested with the alethic trappings of truth and
evidential respectability. Proof of the pudding comes from
the NEED to eat it, not vice versa. These thoughts will
perhaps allay a discomfort which some philosophers, including himself, have
felt with respect to this of that transcendental argument.
It has seemed to Grice, in at least some cases, that the most that such
an argument can hope to show is that reason demands the acceptance, not the
truth, of this or that thesis. This feature would not be a defect
if one can go on to say that this kind of demand for acceptance is sufficient
to confer truth on what is to be accepted. It is now time for
Grice to turn to a consideration of the ways in which metaphysical or
ontological construction of this or that thing is effected, and Gric shall
attempt to sketch three of these: projection, category shift, and transubstantiation.
But before I do so, I should like to make one or two general remarks
about such construction routines. It is pretty obvious that
metaphysical or ontological construction needs to be disciplined,
this is not because without discipline it will be badly done, but
because without discipline it will not be done at all. The
list of available routines determines what metaphysical or ontological
construction is; so it is no accident that it employs this or that routine for
the construction of a thing. This reflection may help us to solve
what has appeared to Grice, and to other philosophers such as Kneale or Keynes,
as a difficult problem in the methodology of ontology and metaphysics, namely,
how are we to distinguish metaphysical or ontological construction of a thing
from the mere cursory discovery of an electrons or a quark? What
is the difference between hypostasis and hypothesis? Tha answer
may lie in the idea that in metaphysical or ontological construction, including
hypostasis, we reach a thing or entity (or in some cases, perhaps, suppose them
to be reachable) by application of the routines which are essential to
metaphysical or ontological construction; A scientist on the
other hand merely hypothesizes. we do not rely on these
routines at least in the first instance; if at a later stage we shift our
ground, that is a major theoretical change. Grice shall first
introduce two of these construction routines. Projection and Caregory
Shift. before Grice introduces the third of
transubstantiation he shall need to bring in some further material, which will
also be relevant to his task in other ways. The first
routine is one which I have discussed elsewhere, and which I call Humean Projection.
Something very like it is indeed described by Hume, when he talks about
"the soul’s propensity to spread or cast itself on things';
but Hume seems to regard it as a source, or a product, of confusion and
illusion which, perhaps, his human nature renders unavoidable, rather
than as an achievement of reason. In Grice’s version of the
routine of projection, one can distinguish different stages.
At this initial stage we have some initial concept, like that expressed
by the word Wood’s 'or' or "not' — as in someone is not hearing a
noise or (to take a concept relevant to my present under-takings) the
concept of value. We can think of this or that initial
item as, at this stage, an intuitive and unclarified element in Grice’s
conceptual vocabulary. At a later stage we reach a specific
psychological state, in the specification of which it is possible though maybe
not necessary to use the name of the initial concept as an adverbial
modifier, we come to 'or-thinking' (or disjoining),
"not-thinking' (or rejecting, or denying that someone is hearing a noise
or 'value-thinking' (or valuing, or approving).
These specific states may be thought of bound up with, and indeed as
generating, some set of responses to the appearance on the scene of instantiation
of the initial concept. At a later stage, reference to this
specific state is replaced by a general (or more general) psychologial verb
together with an operator corresponding to the particular specific stage which
appears within the scope of the general verb, but is still allowed only maximal
scope within the complement of the verb and cannot appear in this or that
sub-clause. So we find reference to "thinking p or q' or
'thinking it valuable to learn Greek'. At a later stage, the
restriction imposed by the demand that the operators at this stage should be
scope-dominant within the complement of the accompanying verb is removed;
there is no limitation on the appearance of the operation in this
or that subordinate clause. With regard to this routine of
construction Grice would make a few observations: The employment
of this routine may be expected to deliver for us, as its end-result, a
concepts (in something like a Fregean sense — or SINN) rather than a
thing. To generate a thing we must look to other
routines. The provision, at a later stage, of full
syntactico-semantical freedom for the operator which correspond to the initial
concept is possible only via the provision of truth-conditions, or of some
different but analogous valuation, for statements within which the operators
appear. Only thus can the permissible complexities be made
intelligible. Because of this, the difference between these stages
is apparent rather than real. The latter stage
provides only a notational variant of the former stage, at least unless a later
stage is also reached. It is important to recognize that the
development, in a given case, of the routine of projection must not be merely
formal or arbitrary. The invocation of a subsequent stage
must be exhibited as having some point or purpose, as (for example) enabling us
to account for something which needs to be accounted for. Subject
to these provisos, application of this routine of construction to our initial
concept (putting it through the mangle') does furnish one with an ontological
*reconstruction* of this or that concept; or, if the first
stage is missing, we are given an ontological *construction* not reconstruction
of a concept. A different construction routine harks back to
Aristotle's treatment of predication and the category, and Grice presents his
version of it as briefly as he can. Perhaps its most proper
title would be Category Shift, — as in paradigm switch — but since I think of
it as primarily useful for introducing this or that subject of discourse of
conversation, by a procedure reminiscent of the operation of nominalization,
Grice might also refer to it as subjectification. Given a class of
this or that primary subject of discourse or conversation, namely, a substance
such as Bunbury — he is in the next room —, there are a number of this or that
‘slot’ — this or other category — which predicates of this or that substantia
prima like Unbury of this or that primary subject may fit; One slot
is substance itself (substantia seconda, secondary substance), in which case
the PREDICATION is intra-categorial or SUB-categorial and essential —
Bunbury is an Englishman — Theee are other categories into
which the predicate assigned in non-essential or accidental PREDICATION hazzing
may fall. The catalogue, table, or list of these would resemble
Aristotle's of Kant’s list of the category of quality affirmation negation
infinity, the category of quantity, totality partiality infinity the category
of relation categorial disjunctive conditional and the category of modus
necessary possible contingent. It might be, however, that the
members of Grice’s list, perhaps unlike that of Aristotle, or Kant, or
Kantotle, would not be fully co-ordinate: the development of
the list might require not one blow but a succession of blows;
we might for example have to develop first the category of
arbitrary. It has to be properly motivated;
if it is not, perhaps it fails to quantitive and non-quantitative
attribute (the category of quality), or again the category of event before the
subordinate category of action. Now, though it is to be the
primary subjects of PREDICATION, this or that substance will not be the only
subject. A Derivatives of, or a conversions of, an item which
start life (so to speak) as a PREDICABLE, in one NON-SUBSTANTIAL slot or
another, of this of that substance, may themselves come to occupy the first
slot; Disinterestedness doesn’t exist they will
be a qualitiy of, or a quantity of, or a relation of, or a modus of, a
particular type or token of this or that substantial: not
being qualities or quantities of substances, they will not be qualities or
quantities *simpliciter*. It is Grice’s suspicion that only for a
PRIMARY SUBSTANCE substantia prima as a subject, are all the slots filled by
PREDICABLE items. Some of this or that substantial which which is
not a substance may derive from a plurality of items from this or that DIFFERENT
original CATEGORY; An action, even concerted like conversation, or
an event, for example, might be a complex substantial deriving from a subject
or substance, a predicate or attribute, and a time or occasion of
utterance. Grice’s position with regard to thus routine of
metaphysical construction runs parallel to his position with regard to
projection, in that here too Grice holds strongly to the opinion that the
introduction of a CATEGORY of this or that entitiy must not be blindly
arbitrary. It has to be visually arbitrary, i. e. properly
motivated; if it is not properly motivated, perhaps it fails
to be a case of entity-construction altogether, and becomes merely a way of
speaking — which this or that Italian rhetorician would call allegory or
metaphor — you’re the cream in my coffee. What sort of motivation
is called for is not immediately clear; one strong candidate
would be the possibility of opening up this or that secondary application for
this or that existing primary mode of explanation: it may
be, for example, that the *substantial* introduction of this of that abstract
entitiy, like a property or predicate — a quality, a quantity, a relation, a
modus, makes possible the application to what Kneale calls secondary induction'
(Probability and Induction, p. 104 for example), the principle at work in
boring primary induction. But it is not only the sort but
the degree of motivation which is in question. When Grice
discusses metaphysical argument, it seems that to achieve reality the
acceptance of a CATEGORY of entities has to be mandatory: whereas
the recent discussion has suggested that, apart from conformity to
construction-routines, all that is required is that the acceptance be
well-motivated? Which view would be correct?
Or is it that we can tolerate a division of constructed reality into two
segments, with admission requirements of differing degrees of stringency?
Or is there just one sort of admission requirement, which in some
cases is over-fulfilled? Before characterizing a construction
routine Grice must say a brief word about the essential propertiy and about
finality, two Aristotelian ideas which at least until recently have been pretty
unpopular — especially after Anglo-Jewish Ayer attacked Oxford — but for which
Gricd wants to find or restore the metaphysical room they once held at Oxford
and still do at Cambridge due to Keynes. In its logical dress, an
essential property would appear either as a property which is constitutive or
definitive of a given, usually subject or substantial, kind; or as an
individuating property of this or that individual member of a kind, a property
such that if an ‘individual’ or specimen were to lose it, it would lose its
identity, its existence, and indeed itself. It is clear that
if a property is one of the properties which define a kind, it is also an
individuating property of each individual member of a kind, a property such
that if an individual or specimen were to lose it, it would cease to belong to
the kind and so cease to exist. A more cautious formulation would
be required if, as the construction routine might require, we subscribed to
Grice’s view of chronologically-relative identity. Whether
the converse holds seems to depend on whether we regard spatio- temporal
continuity or continuancy as Wiggins did as a definitive property for a
subject substantial kinds, indeed for any subject of substantial kind.
But there is another more metaphysical dress which an essential property
may wear. An essential property or predicate may appear as a
Keynesian generator-property, *core' propertiy of a substantive kind or
genus of subject item which co-operate to explain the phenomenal and
dispositional feature of this or that member of that kind.
Keynes observes that induction is only rational if there is a finite a
priori probability in favour of what he calls the Hypothesis of Limited
Independent Variety; i.e., that all properties arise out of a finite number of
this or that generator property. If this is to be taken
literally, ie., "property" interpreted in the wide sense =
propositional function of one variable, it is clearly equivalent to the
hypothesis that the classes of things of the type considered are finite in
number, since equivalent properties define the same class and on the hypothesis
any property is equivalent to one of a finite number of properties (i.e., this
or that generator propertiy and negations conjunctions and alternations of
them). And this hypothesis that the classes of things are finite in
number, since, if n be the number of things, 2" is the number of classes
of things; so that the Hypothesis of Limited Variety is simply equivalent to
the contradictory of the Axiom of Infinity. On the face of it,
this is a quite different approach; but on reflection Grice
finds myself wondering whether the difference is as large as it might at first
appear. Perhaps at least at the level of a type of
theorizing which is not too sophisticated and mathematicized, as maybe these
days the physical sciences are,a logically essential property and the
fundamentally explanatory property of a substantial kind come together;
A subject or substance is essentially (in the logical' sense) a
thing — res — such that in circumstances C it manifests feature F, where the
gap-signs are replaced in such a way as to display the most basic law of the
theory. So perhaps, at this level of theory, a subject or
substance requires a theory to give expression to the nature of that substance
or subject, and a theory — say, of inter-subjectivity — requires a substance or
subject to govern that theory. Finality, particularly detached
finality — a function or a purpose which does not require sanction from
purposers or users — is an even more despised notion than that of an essential
property, especially if it is supposed to be explanatory, to provide us with
this or that final cause. Grice, qua Oxonian of the Old Guard —
pre-Anglo-Jewish Ayer — is somewhat puzzled by this contempt for detached
finality, as if it were an unwanted residue of an officially obsolete complex
of this or that superstition and priestcraft. That, in
Grice’s view, derached finslity is certainly not. The concepts
(Aristotelian ta legomena) and vocabulary (Austinian ta legomena) of finality,
operating as if they are detached, are part and parcel of our standard
procedure for recognizing and describing what goes on around us.
This point is forcibly illustrated by Golding in The Inheritors.
There Golding describes, borrowing from the myth of Tantalus, as
seen through the eyes of a stone-age metaphysical couple who do not understand
at all what they are seeing, a scene in which (I am told) their child is cooked
and eaten by iron-age people. In the description, functional
terms are eschewed, with the result that the incomprehension of the stone-age
metaphysical couple is vividly shared by the reader. Now an
end, finis, métier or finality is sometimes active rather than passive;
the finality of a thing then consists in what the thing is supposed
or meant by the Genitor to do rather than in what the thing is supposed to
suffer, have done to it, or have done with it. Sometimes the
finality of a thing such as Howard is not dependent on some ulterior end, goal,
finis, or métier which the thing is envisaged as realizing.
Sometimes the finality — finis — of a thing — res — is not imposed or
dictated by a will or interest extraneous or extrinsic to the thing.
And sometimes the finality of a thing — res — is not subordinate
to the finality of some whole TOTUM — of which the thing is a component or PARS
—, as the finality of one of Grice’s two eyes or a foot may be subordinate to
the finality of the organism to which that eye or foot belongs. — see or
walk. When the finality of a thing satisfies all of these
overlapping conditions and exclusions, I shall call it a case of autonomous
finality; and I shall also on occasion call it a métier.
Grice will here remark that we should be careful to distinguish this kind
of autonomous or extrindically weighed finality, which may attach to a subject
or a substance, from another kind of finality which seemingly will not be
autonomous — but is only intrinsically-weighed — and which will attach to the
conception of kinds or genera of substance or of this or that other constructed
entity. The latter sort of finality will represent the point or
purpose, from the point of view of the metaphysical theorist, of bringing into
play, in a particular case, a certain sort of metaphysical manœuvre.
It is this latter kind of finality which Grice has been supposing
to be a requirement for the legitimate deployment of a construction
routine. Now it is Grice’s position that what ge might call
Howard’s end goal, finis, or finality-features, at least if they consist
in the possession of autonomous or extrinsically-weighed finality, may find a
place as an essential property or predicate of at least some kinds of
substances of subject — for example, a tiger or a person. This
or that subject or substance may be essentially 'for doing such and
such'. Indeed Grice suspects we might go further than this,
and suppose that autonomous or extrinsic finis, goal métier, or finality
not merely can fall within a substance’s essential nature, but, indeed, if it
attaches to a substance at all must belong to its essential nature.
Tigers tigerise. If a substance has a certain end,
finis, or métier, it does not have to seek the fulfilment of that métier, but
it does have to be equipped with the MOTIVE alla Pritchard or motivation to
fulfil the métier should it choose to follow that motive or motivation.
And since autonomous finality is independent of any ulterior end,
métier or FINIS, that motivation must consist in respect for the idea that to
fulfil the métier would be in line with its own essential nature.
But however that may be, once we have this or that end FINIS or finality
feature enrolled as an essential HAZZING property of a kind of substance, we
have a starting point for the generation of a theory, or system of conduct, for
that kind or GENUS of substance, which would be analogous to the descriptive
theory which can be developed on the basis of a substance's this or that
essential descriptive property. Grice now gives a brief characterization
of another metaphysical construction routine, Trans-Substantiation.
Let us suppose that the Genitor sanctions the appearance of a biological
type called a HOMO, into which, considerate as always, he has built an
attribute, or complex of attributes, called REASON — of RATIONALITAS —, perhaps
on the grounds that this would greatly assist any possessor of it in coping
speedily and resourcefully with this or that survival problem posed by a wide
range of environments, which each HOMO would thus be in a position to enter and
to maintain himself in. But, perhaps unwittingly, the
Genitof will thereby have created a breed of potential metaphysicians;
and what they do is (so to speak) to reconstitute themselves from a mere
HOMO to a full PERSON. They do not alter the totality of
attributes which each of them as a human or HOMO possesses — hazzes — but they
re-distribute them. An attribute, predicate, or property which
they possess HAZZES essentially — digestion, excretion — as a human become a
predicate, attribute, or property, which, as a substance of a new psychological
type, A PERSON, the person possesses accidentally. On the other
hand, a predicate, attribute, differentia, or property or properties called
REASON, which attaches only accidentally to homo, pace the Lycaeum, attaches
essentially to a PERSON. While each human is standardly
coincident with a particular PERSON — cf. Locke — (and is indeed,
perhaps, identical with that person over a time — cf. REID), logic is insufficient
to guarantee that there will not come a time when that human and that PERSON
are no longer identical — when one of them, perhaps, but not the other,
has ceased to exist. But though logic is insufficient, it
may be that this or that other theory will remedy the deficiency.
Why, otherwise than from a taste for mischief, the humans (or persons)
should have wanted to bring off this feat of transubstantiation will have to be
left open until my final section, which I have now reached.
Grice’s final undertaking will be an attempt to sketch a way of providing
metaphysical backing, drawn from the material which he has been presenting, for
a reasonably unimpoverished theory of value — what Oxonians of Grice’s scholar
days used to call Axiology — after Hartmann — Barnes, Duncan-Jones, and others
at Corpus. Grice shall endeavour to produce an account which is
fairly well-ordered, even though it may at the same time be one which bristles
with this or that unsolved problem or this or that unformulated supporting
argument. What I have to offer will be close to and I hope
compatible with, though certainly not precisely the same as the content of my
third Carus Lecture (original version, 1983). Though it lends an ear to several
other voices from our philosophical heritage, it may be thought of as being, in
the main, a representation of the position of that unjustly neglected
philosopher Kantotle, It involves six stages. The details of the
logic of this or that value-concept and of its possible relativisation are
unfortunately visible only through thick intellectual smog;
so Grice shall have to help myself to what, at the moment at least, Grice
regards as two distinct dichotomies. First, there is a
dichotomy between a value-concept which is relativized to some focus of
relativization, and that which is not so relativized, which is absolute.
If we address ourselves to the concept being of value there are
perhaps two possible primary foci of relativization; that of end or potential
end, that for which something may be of value, as bicarbonate of soda may be of
value for health (or my taking it of value for my health), or dumbbells may be
of value (useful) for bulging the biceps; and that of beneficiary or potential
beneficiary, the person (or other sort of item) to whom (or to which) something
may be of value, as the possession of a typewriter is of value to some
philosophers but not to me, since I do not type. With regard
to this dichotomy Grice is inclined to accept the following theses.
First, the presence in GRICE of a concern for the focus of
relativization is what is needed to give the value-concept a "bite"
on GRICE, that is to say, to ensure that the application of the
value-concept to Grice does, or should, carry weight for Grice.
Only if Grice cares for his aunt can Grice be expected to care about what is of
value to her, such as her house and garden. Second, the fact
that a RELAT-ivised value-concept, through a de facto or de jure concern on
Grice’s part for the focus of relativization, engages Grice does not imply that
the original RELAT-ivisation has been cancelled, or rendered absolute.
If Grice’s concern for your health stimulates in Grice a vivid
awareness of the value to you of your medication, or the incumbency upon you to
take your daily doses, that value and that incumbency are still RELAT-ivised to
your health. Without a concern on your part for your health, such
claims will leave you cold. The second dichotomy, which should be
carefully distinguished from the first, lies between those cases in which a
value-concept, which may be either relativized or absolute, attaches
originally, or directly, to a given bearer, and those in which the attachment
is indirect and is the outcome of the presence of a *transmitting* transitive
relation which links the current bearer with an original bearer, with or
without the aid of an intervening sequence of 'descendants'.
In the case of the transmission or transition of a relativized
value-concept, the transmitting of transitive relation may be the same as, or
may be different from, the RELAT-ion which is embodied in the
RELAT-ivisation. The foregoing characterization would allow
absolute value to attach originally or directly to ‘do not say what you believe
to be false’ or promise-keeping or to GRICE’s keeping a promise, and to attach,
indirectly or by transmission, to GRICE’s digging your garden for you, should
that be something which Grice has promised to do; it would
also allow the relativized value-concept of value for health to attach directly
to medical care and, indirectly or by transmission, to the payment of doctor's
bills — an example in which the transmitting relation and the relativising
relation are one and the same. The second stage of this
metaphysical defence of the authenticity of the conception of value will
involve a concession and a contention. It will be conceded that if
the only conception of value available to us were that of relativized value,
the notion of an END or GOAL or métier or finality would be in a certain sense
*dispensable*, or eliminable via reduction, and further, that, if the notion of
finality is denied authenticity, so must the notion of value be denied
authenticity. A certain region of ostensible finality, which is
sufficient to provide for the admissibility of an attributions of relativised
value, is mechanistically substitutable'; that is to say, by means of reliance
on the resources of cybernetics, and on the fact that the non-pursuit of this
or that goal such as survival and reproduction is apt to bring to an end the
supply of potential pursuers, some ostensibly final explanation is replaceable
by, or reinterpretable as, or reduced to, an explanation of a sort congenial to
this or that mechanicist philosopher. But, if the concept of value
is to be authentic and not merely 'Pickwickian’ in character, it is required
that it be supported by a kind of END, métier, or finality which extends beyond
any overlap with mechanistically-substitutable finality;
autonomous finality will be demanded and a mechanist cannot accommodate
and must deny this kind of finality; and so he is committed to a denial of
absolute value. That metaphysical house-room be found for the
notion of absolute value is a rational demand. To say this
is not directly to offer reason to believe in the acceptability of the notion,
though it makes a move in that direction. It is, rather, to
say that there is good reason for wanting it to be accepted that the notion is
acceptable. There might be more than one kind of rational
ground for this desire. It might be that we FEEL a need to
appeal to absolute value, in order to justify some of our beliefs and
attributes with regard to relativized value, to maintain (for example) that it
is of absolute value that everyone should pursue, within certain limits, what
he regards as being of value to himself, or that one should pay his creditors,
or do not say what he believes to be false. Or again, it might be
that, by this or that Leibnizian standard for evaluating possible worlds, a
world which contains absolute value, on the assumption that its regulation
requires this or that relatively simple principle, is richer and so better than
a flat world which does not. But, granted that there is a rational
demand for absolute value, one can then perhaps argue that within whatever
limit is imposed by a metaphysical construction already made, we are free to
rig our metaphysics in such a way as to legitimise the conception of absolute
value; what it is proper to accept to be accepted may depend
in part on what one would like to be accepted. Perhaps part
of the Kantian notion of freedom, a dignity which as a rational being a HUMAN
enjoys, is the freedom not merely to play the metaphysical game but, within the
limits of reason, to fix its rules as well. In any case, a
trouble-free metaphysical story which will safeguard the credentials of
absolute value is to be accepted should it be possible to devise one.
Grice has some hopes that the methodology at work here might link
up with Grice’s ideas about the practical character of metaphysical
argument. On the assumption that the operation of
Trans-Substantiation has been appropriately carried through, a class of this or
that biological creature has been 'invented' into a class of this or that
psychological substance, namely this or that PERSON, who possess as part of the
essential nature a certain métier or autonomous finality consisting in the
exercise, or a certain sort of exercise, of REASON, and who has only to
recognize and respect a certain law of their nature, in order to display in
favourable circumstances the capacity to realise that métier.
The degree to which the PERSON fulfils the métier will constitute the
PERSON a good person (good qua' person); and while the reference to the
substantial kind of a person undoubtedly introduces a restriction or
qualification, it is not clear (if it matters) that this restriction is a mode
of relativization. Once the concept of value-qua-member-of-a-kind
has been set up for a class of this or that substance, the way is opened for
the appearance of a transmitting relationship which will extend the application
of value-in-a-kind to this or that suitably qualified NON-SUBSTANTIAL aspect if
members of a kind, such as this or that action, — or inter-action, like
conversation qua rational cooperation, and characteristies.
While it cannot be assumed that this or that PERSON will be the only
original instance of value-in-a-kind, it seems plausible to suggest that
whatever other original instance there may be will be far less fruitful sources
of such extension, particularly if a prime mode of extension will be by the
operation of Projection. It seems plausible to suppose that
a specially fruitful way of extending the range of absolute value might be an
application or adaptation of the routine of Projection, whereby such value is
accorded, in the style of the Lycaeum to whatever would seem to possess such
value in the eyes of a duly accredited judge. And a duly
accredited judge might be identifiable as a good PERSON operating in conditions
of freedom. Cats, adorable as they may be, will be less
productive sources of such extension than this or that PERSON. In
the light of these reflections, and on the assumption that to reach the goal of
securing the admissibility of the concept of absolute value we need a class of
primary examples of an unqualified version of that concept, it would appear to
be a rational procedure to allot to this or that PERSON as a substantial type
not just absolute value qua members of their kind, but absolute value tout
court, that is to say unqualified absolute value. Such value could
be attributed to the kind, in virtue of its potentialities, and to selected
individual members of the kind, in virtue of their achievements.
Such a defence of absolute value is of course, bristling with unsolved or
incompletely solved problems. Grice does not find this
thought daunting. If philosophy generated no problem it would be
dead, because it would be finished. And if philosophy recurrently
regenerated the same old problem it would not be alive because it could never
begin. So those who still look to philosophy for this or
that should pray that the supply of this or that problem never dries up.
H. P. Grice. J.
L. Speranza. Luigi Speranza. “Grice e Speranza” -- Keywords: Grice, etc. Vide: The Grice Papers, BANC,
MSS. Speranza Online Archive of California Finding Aid to the H.
Paul Grice Papers, 1947-1989, bulk 1960-1989 Finding Aid written by Bancroft
Library staff The Bancroft Library University of California, Berkeley Berkeley,
California The Regents of the University of California. All rights reserved.
Finding Aid to the H. Paul Grice Papers, 1947-1989, bulk 1960-1989 Collection
Number: BANC MSS 90/135 The Bancroft Library University of
California, Berkeley Berkeley, California Finding Aid Written By:
Bancroft Library staff The Regents of the University of California. All rights
reserved. Collection Summary Collection Title: H. Paul Grice papers Date
(inclusive): 1947-1989, Date (bulk): bulk 1960-1989 Collection Number: BANC MSS
90/135 Creator : Grice, H. P. (H. Paul) Extent: Number of containers: 10
cartons Linear feet: 12.5 Repository: The Bancroft Library University of California,
Berkeley Berkeley, California, 94720-6000 Phone: (510) 642-6481 Fax: (510)
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Abstract: The H. Paul. Grice Papers (1947-1989) consist of publications,
unpublished works, and correspondence from the notable English philosopher of
language H. Paul Grice, during his years as Professor Emeritus at Oxford until
1967 and the University of California, Berkeley until his death in 1988. Also
included are extensive notes and research Grice conducted on theories of
language semantics and theories of reason, trust, and value. His most popular
lectures, including the John Locke lectures, William James lectures, Carus
lectures, Urbana lectures, and Kant lectures are all documented as drafts and
finalized forms of transcripts and audio files within the collection. Languages
Represented: Collection materials are in English Physical Location: Many of the
Bancroft Library collections are stored offsite and advance notice may be
required for use. For current information on the location of these materials,
please consult the Library's online catalog. Information for Researchers
Access Collection is open for research. Publication Rights
Materials in these collections may be protected by the U.S. Copyright Law
(Title 17, U.S.C.). In addition, the reproduction of some materials may be
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Transmission or reproduction of materials protected by copyright beyond that
allowed by fair use requires the written permission of without permission of
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user. All requests to reproduce, publish, quote from, or otherwise use
collection materials must be submitted in writing to the Head of Public
Services, The Bancroft Library, University of California, Berkeley See:.
Preferred Citation [Identification of item], H. Paul Grice Papers, BANC
MSS 90/135, The Bancroft Library, University of California, Berkeley. Alternate
Forms Available There are no alternate forms of this collection.
Indexing Terms The following terms have been used to index the
description of this collection in the library's online public access catalog.
Grice, H. P. (H. Paul)--Archives Language and languages--Philosophy Metaphysics
Philosophy of mind Faculty papers. Manuscripts for publication. Administrative
Information Acquisition Information The H. Paul Grice papers were
given to The Bancroft Library by Kathleen Grice on March 9, 1990 Accruals
No additions are expected. System of Arrangement Arranged to the folder
level. Processing Information Processed by Bancroft Library staff in
2009-2010. Biographical Information Herbert Paul Grice, born in 1913 in
Birmingham, England, obtained his degree at Corpus Christi College in Oxford,
where he returned to teach until 1967 after providing teaching services at a
public school in Rossall. In 1967, H.P. Grice moved to California, becoming a
professor of philosophy at the University of California, Berkeley where he
remained until his death in 1988. His long list of contributions during his
teaching career include the William James Lectures from 1967-1968, his
publication of "Utterer's Meaning, Sentence-Meaning, and
Word-Meaning," from 1968-1969, his Urbana lectures presented in 1970,
"Logic and Conversation," published in 1975, Kant lectures delivered
in 1978-1977, John Locke lectures presented in 1978-1979, and Carus lectures
presented in 1983. Grice's publications and lectures are compilations of his
extensive research performed in the philosophy of language, metaphysics,
Aristotelian philosophy, philosophy of mind, and ethics. Grice is also
attributed with coining the word "implicature" in 1968 to describe
speakers, and for defining his own paradox known as "Grice's
paradox," introduced in Grice's "Studies in the Way of Words,"
(1989) a volume of all his publications and writings. Scope and Content of
Collection The H.P. Grice Papers (1947-1989) consists of publications,
unpublished works, and correspondence from the notable English philosopher of
language H. Paul Grice during his years as Professor Emeritus at Oxford until
1967 and University of California, Berkeley until his death in 1988. Also
included are extensive notes and research, some in the form of audio files,
Grice conducted on his theories of language semantics and theories of reason,
trust, and value. His most popular lectures, including the John Locke lectures,
William James lectures, Carus lectures, Urbana lectures, and Kant lectures are
all documented as drafts and finalized forms of transcripts and audio files
within the collection. Also included in the H.P. Grice collection is Grice's
research on Aristotelian philosophy with Judith Baker and metaphysics with
George Myro, his other research focusing on the philosophy of the mind with
such subjects as perception. Also included is documentation of Grice's
involvement with the American Psychological Association (APA) during his
professorship at UC Berkeley. Series 1 Correspondence
1947-1988 Physical Description: Carton 1 (folders 1-15) Arrangement
Arranged alphabetically according to last name; followed by general
correspondence Scope and Content Note Series includes correspondence with
Grice's student and colleague Judith Baker, and colleagues Bealer, Warner, and
Wyatt addressing various forms of his research on philosophy. Carton 1, Folder
1 Bennett, Jonathan Circa 1984 Carton 1, Folder 2 Baker, Judith
Undated Carton 1, Folder 3 Bealer, George 1987 Carton 1, Folder 4
Code, Alan 1980 Carton 1, Folders 5-6 Suppes, Patrick 1977-1982
Carton 1, Folders 7-8 Warner, Richard 1971-1975 Carton 1, Folder 9 Wyatt,
Richard 1981 Carton 1, Folders 10-12 General to H.P. Grice
1947-1986 Carton 1, Folders 13-14 General 1972-1988 Carton 1,
Folder 15 Various published papers on Grice 1968 Series 2
Publications 1957-1989 Physical Description: Carton 1 (folders 16-31), Cartons
2-4 Arrangement Arranged chronologically; Arranged alphabetically for
those publications without dates Scope and Content Note Series includes
published papers, drafts and notes that accompany their publications,
unpublished papers along with their drafts and/or notes, and published
transcripts of his various lectures (William James, Urbana, Carus, John Locke).
Also included is Grice's volume "Studies in the Way of Words" which
is compilation of all his other published works including, "Meaning,"
"Utterer's Meaning," and "Logic and Conversation." Carton
1, Folder 16 "Meaning" 1957 Carton 1, Folders 17-18
"Meaning Revisited" 1957, 1976-1980 Carton 1, Folder 19 Oxford
Philosophy - Linguistic Botanizing 1958 Carton 1, Folder 20
"Descartes on 'Clear and Distinct Perception'" 1966 Carton 1,
Folders 21-23 "Logic and Conversation" 1966-1975 Carton 1,
Folders 24-26 William James Lectures 1967 Carton 1, Folder 27
"Utterer's Meaning, Sentence-Meaning, and Word-Meaning" 1968
Carton 1, Folders 28-30 "Utterer's Meaning and Intentions" 1969
Carton 1, Folder 31 "Vacuous Names" 1969 Carton 2, Folders 1-4
"Vacuous Names" 1969 Carton 2, Folders 5-7 Urbana Lectures
1970-1971 Carton 2, Folder 8 Urbana Lectures - Lecture IX 1970-1971
Carton 2, Folders 9-10 "Intention and Uncertainty" Circa 1971
Carton 2, Folder 11 "Probability, Desirability, and Mood Operators"
1971-1973 Carton 2, Folders 12-13 Carus Lectures I-III 1973 Carton
2, Folders 14-16 Carus Lectures 1986 Carton 2, Folders 17-18 "Reply
to Davidson on 'Intending'" 1974 Carton 2, Folders 19-21
"Method in Philosophical Psychology" 1974 Carton 2, Folders
22-23 "Two Chapters on Incontinence" with Judith Baker Circa
1976 Carton 2, Folder 24 "Further Notes on Logic and
Conversation" Circa 1977 Carton 2, Folder 25 "Presupposition
and Conversational Implicature" 1977-1981 Carton 2, Folders 26-28
"Freedom and Morality in Kant's Foundations" 1978 Carton 2,
Folders 29-30 John Locke Lectures "Aspects of Reason" 1979
Carton 3, Folders 1-5 Actions and Events Circa 1985 Carton 3, Folder 6
Postwar Oxford Philosophy 1986 Carton 3, Folders 7-21 "Studies in
the Way of Words" 1986-1989 Carton 3, Folders 22-25
"Retrospective Foreword" 1987 Carton 3, Folder 26
"Retrospective Epilogue" 1987 Carton 4, Folder 1 "Retrospective
Epilogue" 1987 Carton 4, Folder 2 "Retrospective Epilogue and
Foreword" 1987 Carton 4, Folders 3-4 "Metaphysics,
Philosophical Eschatology, and Plato's Republic" 1988 Carton 4,
Folder 5 Grice Reprints 1953-1986 Carton 4, Folder 6 "Aristotle on
Being and Good" Undated Carton 4, Folder 7 "Aristotle on the
Multiplicity of Being" Undated Carton 4, Folder 8 "Aristotle:
Pleasure" Undated Carton 4, Folder 9 "Conversational
Implicative" Undated Carton 4, Folder 10 "Negation I"
Undated Carton 4, Folder 11 "Negation II" Undated Carton
4, Folder 12 "Personal Identity" (including notes on Hume)
Undated Carton 4, Folder 13 "Philosopher's Paradoxes"
Undated Carton 4, Folder 14 "A Philosopher's Prospectus"
Undated Carton 4, Folder 15 "Philosophy and Ordinary Language"
Undated Carton 4, Folder 16 Some Reflections about Ends and Happiness
Undated Carton 4, Folders 17-25 Reflections on Morals with Judith Baker
Undated Carton 4, Folder 26 "Reply to Anscombe" Undated
Carton 4, Folders 27-30 "Reply to Richards" Undated
Series 3 Teaching Materials 1964-1983 Physical Description: Carton 5,
Carton 6 (folders 1-3) Arrangement Arranged chronologically; alphabetical
for those teaching materials without dates. Scope and Content Note
Includes seminars and lectures given during Grice's years as a Professor Emeritus
at UC Berkeley. Carton 5, Folder 1 Student Notes on Grice's Seminar at Cornell
1964 Carton 5, Folder 2 Grice Seminar 1969 Carton 5, Folder 3
Philosophy 290-2 with Judith Baker 1992 Carton 5, Folder 4 Philosophy
290-2 1993 Carton 5, Folders 5-6 Seminar on Kant's Ethical Theory
1974-1977 Carton 5, Folder 7 Seminar on "Aristotle Ethics"
1975-1996 Carton 5, Folder 8 Philosophy 290, Kant Seminar with Judith
Baker 1976-1977 Carton 5, Folder 9 "Kant's Ethics," Volume II
1977 Carton 5, Folders 10-13 Kant Lectures 1977 Carton 5, Folders
14-15 Philosophy 290 1977-1978 Carton 5, Folders 16-17 "Kant's
Ethics," Volume III 1978 Carton 5, Folder 18 Knowledge and Belief
Seminar 1979-1980 Carton 5, Folders 19-21 Seminar on Kant's Ethics,
Volume V 1980-1982 Carton 5, Folder 22 Philosophy 200. Grice and Myro
1982 Carton 5, Folder 23 Notes on Kant 1982 Carton 5, Folder 24
Metaphysics and the Language of Philosophy 1983 Carton 5, Folder 25
Seminar on Freedom Undated Carton 5, Folder 26 Grice Lectures Undated
Carton 5, Folders 27-28 Seminar on Kant's Ethics Undated Carton 5, Folder
29 "The Criteria of Intelligence" Lectures II-IV Undated Carton
5, Folder 30 UC Berkeley, Modest Mentalism Undated Carton 5, Folder 31
Topics for Pursuit, Zeno, Socrates Notes Undated Carton 6, Folders 1-2
Grice/Staal Seminar, Syntax, Semantics, and Phonetics Undated Carton 6,
Folder 3 Grice/Staal, "That" Clause Undated Series 4
Professional Associations 1971-1987 Physical Description: Carton 6
(folders 4-12), Carton 10 Arrangement Arranged chronologically. Scope and
Content Note Includes Kant's Stanford Lectures, various notes and audio
tapes of Beanfest, Grice's fall 1987 group research on universals, and
conferences and discussions concerning the American Psychological Association
(APA). Also includes a carton of cassettes, magnetic recorder tapes, and
cassette sets of four on professional talks with colleague George Myro on
identities, metaphysics, and relatives and Grice's various seminars given at
different institutions such as Stanford, University of California, Berkeley,
and Seattle on his philosophical theories. Carton 6, Folder 4 APA Symposium -
"Entailment" 1971 Carton 6, Folders 5-6 Stanford - "Some
Aspects of Reason," Kant 1977 Carton 6, Folder 7 Conferences -
Causality Colloquium At Stanford University Circa 1978 Carton 6, Folder 8
Conferences - APA Discussion - Randall Parker's Transcription of Tapes
1983-1989 Carton 6, Folder 9 Unity of Science and Teleology "Hands
Across the Bay," and Beanfest 1985 Carton 6, Folder 10 Beanfest -
Transcripts and Audio Cassettes 1985 Carton 6, Folder 11 Group Universals
1987 Carton 6, Folder 12 Group Universals - Partial Working Copy
1987 Carton 10 Audio Files of various lectures and conferences 1970-1986
Series 5 Subject Files 1951-1988 Physical Description: Carton 6
(folders 13-38), Cartons 7-9 Arrangement Alphabetically Scope and Content
Note Includes Reed Seminar notes, notes on ancient philosophers such as
Aristotle, Descartes and their own philosophical theories, research and
accompanying notes on other prominent philosophers such as Kant and Davidson,
notes with colleagues Judith Baker, Alan Code, Michael Friedman, George Myro,
Patrick Suppes, and Richard Warner, on various theories of reason, trust,
language semantics, universals, and values. Carton 6, Folders 13-14 "The
Analytic/Synthetic Division" 1983 Carton 6, Folder 15 Aristotle and
"Categories" Undated Carton 6, Folder 16 Aristotle's Ethics
Undated Carton 6, Folder 17 Aristotle and Friendship Undated Carton
6, Folder 18 Aristotle and Friendship, Rationality, Trust, and Decency
Undated Carton 6, Folder 19 Aristotle and Multiplicity Undated
Carton 6, Folder 20 Bealer Notes Undated Carton 6, Folder 21 Berkeley
Group Team Notes 1983 Carton 6, Folder 22 Casual Theory Perception
Undated Carton 6, Folder 23 Categories with Strawson Undated Carton
6, Folder 24 Categorical Imperatives 1981 Carton 6, Folder 25 "The
Logical Construction Theory of Personal Identity" Undated Carton 6,
Folder 26 Davidson's "On Saying That" Undated Carton 6, Folders
27-28 Descartes Notes Undated Carton 6, Folder 29 "Grice on Denials
of Indicative Conditionals" by Michael Sinton Circa 1971 Carton 6,
Folder 30 Dispositions and Intentions Notes Undated Carton 6, Folder 31
Dogmas of Empiricism Undated Carton 6, Folder 32 Emotions and
Incontinence Undated Carton 6, Folder 33 Entailment and Paradoxes
Undated Carton 6, Folders 34-35 Notes on Ethics with Judith Baker Undated
Carton 6, Folder 36 North Carolina Ethics Notes Undated Carton 6, Folder
37 Festschrift and Warner Notes Circa 1981-1982 Carton 6, Folder 38
"Finality" Notes with Alan Code Undated Carton 7, Folder 1
"Form, Type, and Implication" by Grice Undated Carton 7, Folder
2 Frege, Words and Sentences Notes Undated Carton 7, Folder 3
"Fundamental Principles of the Metaphysic of Ethics" by Kant
Undated Carton 7, Folder 4 "Foundations of the Metaphysics of
Morals" Undated Carton 7, Folder 5 Grammar and Semantics with
Richard Warner Undated Carton 7, Folder 6 Happiness, Discipline, and
Implicatives Undated Carton 7, Folder 7 Notes on Hume 1975 Carton
7, Folders 8-9 Hume's Account on Personal Identity Notes Undated Carton
7, Folder 10 Identity Notes with George Myro 1973 Carton 7, Folders 11-12
"Ifs and Cans" Undated Carton 7, Folder 13 Irony, Stress, and
Truth Undated Carton 7, Folders 14-16 Notes on Kant 1981-1982
Carton 7, Folder 17 Kant's Ethics 1982 Carton 7, Folder 18 Kant,
Midsentences, Freedom Undated Carton 7, Folder 19 Language and Reference
Circa 1966 Carton 7, Folder 20 Language Semantics Undated Carton 7,
Folders 21-22 John Locke Lecture Notes 1979 Carton 7, Folder 23 Logical
Form and Action Sentences Undated Carton 7, Folders 24-25 Meaning and
Psychology Undated Carton 7, Folders 26-27 Notes on Metaphysics
1988 Carton 7, Folder 28 Metaphysics and Ill-Will Undated Carton 7,
Folder 29 Metaphysics and Theorizing Undated Carton 7, Folder 30 Method
and Myth Notes Undated Carton 7, Folder 31 Mills Induction Undated
Carton 7, Folder 32 Miscellaneous on Actions and Events Undated Carton 8,
Folder 1 Miscellaneous - Judith Baker Undated Carton 8, Folder 2
Miscellaneous - Metaph Notes 1987-1988 Carton 8, Folder 3 Miscellaneous -
Oxford Philosophy Undated Carton 8, Folders 4-8 Miscellaneous Philosophy
Notes 1981-1985 Carton 8, Folders 9-13 Miscellaneous Philosophy Topics
Undated Carton 8, Folders 14-15 Modality, Desirability, and Probability
Undated Carton 8, Folders 16-17 Nicomachean Ethics and Aristotle Ethics
1975-1976 Carton 8, Folder 18 Objectivity and Value Undated Carton
8, Folder 19 Objective Value, Rational Motivation Circa 1978 Carton 8,
Folder 20 Oddents - Urbane and Not Urbane Undated Carton 8, Folders 21-22
Vision, Taste, and other Perception Papers Undated Carton 8, Folder 23
Papers on Perception Undated Carton 8, Folder 24 Perception Notes
Undated Carton 8, Folder 25 Notes on Perception with Richard Warner
1988 Carton 8, Folder 26 "Clear and Distinct Perception and Dreaming"
Undated Carton 8, Folder 27 "A Pint of Philosophy" by Alfred
Brook Gordon, includes notes by Grice Circa 1951 Carton 8, Folder 28
"A Philosophy of Life" Notes, Happiness Notes Undated Carton 8,
Folder 29 "Lectures on Pierce" Undated Carton 8, Folder 30 Basic
Pirotese, Sentence Semantics and Syntax Circa 1970 Carton 8, Folder 31
Pirots and Obbles Undated Carton 8, Folders 32-33 Methodology - Pirots
Notes Undated Carton 9, Folder 1 Practical Reason Undated Carton 9,
Folder 2 "Preliminary Valediction" 1985 Carton 9, Folder 3
Presupposition and Implicative Circa 1979 Carton 9, Folder 4 Probability
and Life Undated Carton 9, Folder 5 Rationality and Trust notes
Undated Carton 9, Folder 6 Reasons 1966 Carton 9, Folder 7
Reflections on Morals Circa 1980 Carton 9, Folder 8 Russell and
Heterologicality Undated Carton 9, Folder 9 Schiffer Undated Carton
9, Folder 10 Semantics of Children's Language Undated Carton 9, Folder 11
Sentence Semantics Undated Carton 9, Folder 12 Sentence Semantics -
Prepositional Complexes Undated Carton 9, Folder 13 "Significance of
the Middle Book's Aristotle's Metaphysics" by Alan Code Undated
Carton 9, Folder 14 Social Justice Undated Carton 9, Folder 15
"Subjective" Conditions and Intentions Undated Carton 9, Folder
16 Super-Relatives Undated Carton 9, Folders 17-18 Syntax and Semantics
Undated Carton 9, Folder 19 The 'That" and "Why" -
Metaphysics Notes 1986-1987 Carton 9, Folder 20 Various work on Trust,
Metaphysics, Value, etc/ with Judith Baker Undated Carton 9, Folder 21
Universals 1987 Carton 9, Folder 22 Universals with Michael Friedman
1987 Carton 9, Folder 23 Value, Metaphysics, and Teleology Undated
Carton 9, Folder 24 Values, Morals, Absolutes, and the Metaphysical
Undated Carton 9, Folders 25-27 Miscellaneous - Value Sub-systems, the
"Kantian Problem" Undated Carton 9, Folder 28 Values and
Rationalism Undated Carton 9, Folder 29 "Virtues and Vices" by
Philippa Foot Undated Carton 9, Folders 30-31 Wants and Needs 1974-1975
References ACKRILL, J. L. cited by Grice, on ‘Happiness.’ ACKRILL, J. L.
citing Grice AUSTIN, Philosophical papers. AUSTIN, How to do things with words.
AUSTIN, Sense and sensibilia. BOSTOCK – cited by Walker. DUMMETT – cited by
Grice. EWING FLEW, citing Grice. Grice, H. P. Prejudices and predilections;
which become, The Life and Opinions of H. P. Grice’ HAMPSHIRE – cited by Grice.
HARE, Practical inferences HART, citing Grice, Philosophical Review.
KNEALE, Induction, cited by Grice. OVER, D. E. citing Grice PEACOCKE, C. A. B.
citing Grice in Evans/Mcdowell PEARS, citing Grice PEARS cited by Grice
Prichard, ed. By Urmson – cited by Prichard. SAINSBURY citing Grice SMITH, P.
H. Nowell. Cited by Grice. Speranza, J. L. The sceptic and language. Speranza
Speranza STOUT – cited by Grice STRAWSON, P. F. citing Grice Introduction to
logical theory URMSON, cited by Grice WoW URMSON citing Grice WARNOCK – cited
by Grice – citing Grice in ‘Saturday mornings.’ WIGGINS citing Grice,
Dictionary WIGGINS and STRAWSON, see Strawson WILSON, John Cook – Statement and
Inference APPENDIX – Conversational Reason. J. L. Speranza Luigi Speranza, “Grice e la storia
della filosofia italiana.” Speranza has done crucial research on Griceianism, unearthing some
documents by O.Wood, J. O. Urmson, P. H. Nowell-Smith, and many many others –
not just H. P. Grice. University of California, Berkeley Berkeley,
California Finding Aid Written By: Bancroft Library staff The Regents of the
University of California. All rights reserved. Collection Summary
Collection Title: H. Paul Grice papers Date (inclusive): 1947-1989, Date
(bulk): bulk 1960-1989 Collection Number: BANC MSS 90/135 Creator : Grice, H.
P. (H. Paul) Extent: Number of containers: 10 cartons Linear feet: 12.5
Repository: The Bancroft Library University of California, Berkeley Berkeley,
California, 94720-6000 Phone: (510) 642-6481 Fax: (510) 642-7589 Email:
bancref@library.berkeley.edu URL: http://bancroft.berkeley.edu/ Abstract: The
H. Paul. Grice Papers (1947-1989) consist of publications, unpublished works,
and correspondence from the notable English philosopher of language H. Paul
Grice, during his years as Professor Emeritus at Oxford until 1967 and the
University of California, Berkeley until his death in 1988. Also included are
extensive notes and research Grice conducted on theories of language semantics
and theories of reason, trust, and value. His most popular lectures, including
the John Locke lectures, William James lectures, Carus lectures, Urbana
lectures, and Kant lectures are all documented as drafts and finalized forms of
transcripts and audio files within the collection. Languages Represented:
Collection materials are in English Physical Location: Many of the Bancroft
Library collections are stored offsite and advance notice may be required for
use. For current information on the location of these materials, please consult
the Library's online catalog. Information for Researchers Access
Collection is open for research. Publication Rights Materials in these
collections may be protected by the U.S. Copyright Law (Title 17, U.S.C.). In addition,
the reproduction of some materials may be restricted by terms of University of
California gift or purchase agreements, donor restrictions, privacy and
publicity rights, licensing and trademarks. Transmission or reproduction of
materials protected by copyright beyond that allowed by fair use requires the
written permission of without permission of the copyright owner. Responsibility
for any use rests exclusively with the user. All requests to reproduce,
publish, quote from, or otherwise use collection materials must be submitted in
writing to the Head of Public Services, The Bancroft Library, University of
California, Berkeley See:. Preferred Citation [Identification of item],
H. Paul Grice Papers, BANC MSS 90/135, The Bancroft Library, University of
California, Berkeley. Alternate Forms Available There are no alternate
forms of this collection. Indexing Terms The following terms have
been used to index the description of this collection in the library's online
public access catalog. Grice, H. P. (H. Paul)--Archives Language and
languages--Philosophy Metaphysics Philosophy of mind Faculty papers.
Manuscripts for publication. Administrative Information Acquisition
Information The H. Paul Grice papers were given to The Bancroft Library
by Kathleen Grice on March 9, 1990 Accruals No additions are expected.
System of Arrangement Arranged to the folder level. Processing
Information Processed by Bancroft Library staff in 2009-2010.
Biographical Information Herbert Paul Grice, born in 1913 in Birmingham,
England, obtained his degree at Corpus Christi College in Oxford, where he
returned to teach until 1967 after providing teaching services at a public
school in Rossall. In 1967, H.P. Grice moved to California, becoming a
professor of philosophy at the University of California, Berkeley where he
remained until his death in 1988. His long list of contributions during his
teaching career include the William James Lectures from 1967-1968, his
publication of "Utterer's Meaning, Sentence-Meaning, and Word-Meaning,"
from 1968-1969, his Urbana lectures presented in 1970, "Logic and
Conversation," published in 1975, Kant lectures delivered in 1978-1977,
John Locke lectures presented in 1978-1979, and Carus lectures presented in
1983. Grice's publications and lectures are compilations of his extensive
research performed in the philosophy of language, metaphysics, Aristotelian
philosophy, philosophy of mind, and ethics. Grice is also attributed with
coining the word "implicature" in 1968 to describe speakers, and for
defining his own paradox known as "Grice's paradox," introduced in
Grice's "Studies in the Way of Words," (1989) a volume of all his
publications and writings. Scope and Content of Collection The H.P. Grice
Papers (1947-1989) consists of publications, unpublished works, and
correspondence from the notable English philosopher of language H. Paul Grice
during his years as Professor Emeritus at Oxford until 1967 and University of
California, Berkeley until his death in 1988. Also included are extensive notes
and research, some in the form of audio files, Grice conducted on his theories
of language semantics and theories of reason, trust, and value. His most
popular lectures, including the John Locke lectures, William James lectures,
Carus lectures, Urbana lectures, and Kant lectures are all documented as drafts
and finalized forms of transcripts and audio files within the collection. Also
included in the H.P. Grice collection is Grice's research on Aristotelian
philosophy with Judith Baker and metaphysics with George Myro, his other
research focusing on the philosophy of the mind with such subjects as
perception. Also included is documentation of Grice's involvement with the
American Psychological Association (APA) during his professorship at UC
Berkeley. Series 1 Correspondence 1947-1988 Physical
Description: Carton 1 (folders 1-15) Arrangement Arranged alphabetically
according to last name; followed by general correspondence Scope and Content
Note Series includes correspondence with Grice's student and colleague
Judith Baker, and colleagues Bealer, Warner, and Wyatt addressing various forms
of his research on philosophy. Carton 1, Folder 1 Bennett, Jonathan Circa
1984 Carton 1, Folder 2 Baker, Judith Undated Carton 1, Folder 3
Bealer, George 1987 Carton 1, Folder 4 Code, Alan 1980 Carton 1,
Folders 5-6 Suppes, Patrick 1977-1982 Carton 1, Folders 7-8 Warner,
Richard 1971-1975 Carton 1, Folder 9 Wyatt, Richard 1981 Carton 1,
Folders 10-12 General to H.P. Grice 1947-1986 Carton 1, Folders 13-14
General 1972-1988 Carton 1, Folder 15 Various published papers on Grice
1968 Series 2 Publications 1957-1989 Physical Description:
Carton 1 (folders 16-31), Cartons 2-4 Arrangement Arranged
chronologically; Arranged alphabetically for those publications without dates
Scope and Content Note Series includes published papers, drafts and notes
that accompany their publications, unpublished papers along with their drafts
and/or notes, and published transcripts of his various lectures (William James,
Urbana, Carus, John Locke). Also included is Grice's volume "Studies in
the Way of Words" which is compilation of all his other published works
including, "Meaning," "Utterer's Meaning," and "Logic
and Conversation." Carton 1, Folder 16 "Meaning" 1957
Carton 1, Folders 17-18 "Meaning Revisited" 1957, 1976-1980
Carton 1, Folder 19 Oxford Philosophy - Linguistic Botanizing 1958 Carton
1, Folder 20 "Descartes on 'Clear and Distinct Perception'"
1966 Carton 1, Folders 21-23 "Logic and Conversation"
1966-1975 Carton 1, Folders 24-26 William James Lectures 1967
Carton 1, Folder 27 "Utterer's Meaning, Sentence-Meaning, and
Word-Meaning" 1968 Carton 1, Folders 28-30 "Utterer's Meaning
and Intentions" 1969 Carton 1, Folder 31 "Vacuous Names"
1969 Carton 2, Folders 1-4 "Vacuous Names" 1969 Carton 2,
Folders 5-7 Urbana Lectures 1970-1971 Carton 2, Folder 8 Urbana Lectures
- Lecture IX 1970-1971 Carton 2, Folders 9-10 "Intention and
Uncertainty" Circa 1971 Carton 2, Folder 11 "Probability,
Desirability, and Mood Operators" 1971-1973 Carton 2, Folders 12-13
Carus Lectures I-III 1973 Carton 2, Folders 14-16 Carus Lectures
1986 Carton 2, Folders 17-18 "Reply to Davidson on 'Intending'"
1974 Carton 2, Folders 19-21 "Method in Philosophical
Psychology" 1974 Carton 2, Folders 22-23 "Two Chapters on
Incontinence" with Judith Baker Circa 1976 Carton 2, Folder 24
"Further Notes on Logic and Conversation" Circa 1977 Carton 2,
Folder 25 "Presupposition and Conversational Implicature"
1977-1981 Carton 2, Folders 26-28 "Freedom and Morality in Kant's
Foundations" 1978 Carton 2, Folders 29-30 John Locke Lectures
"Aspects of Reason" 1979 Carton 3, Folders 1-5 Actions and
Events Circa 1985 Carton 3, Folder 6 Postwar Oxford Philosophy 1986
Carton 3, Folders 7-21 "Studies in the Way of Words" 1986-1989
Carton 3, Folders 22-25 "Retrospective Foreword" 1987 Carton 3,
Folder 26 "Retrospective Epilogue" 1987 Carton 4, Folder 1
"Retrospective Epilogue" 1987 Carton 4, Folder 2
"Retrospective Epilogue and Foreword" 1987 Carton 4, Folders
3-4 "Metaphysics, Philosophical Eschatology, and Plato's Republic"
1988 Carton 4, Folder 5 Grice Reprints 1953-1986 Carton 4, Folder 6
"Aristotle on Being and Good" Undated Carton 4, Folder 7
"Aristotle on the Multiplicity of Being" Undated Carton 4,
Folder 8 "Aristotle: Pleasure" Undated Carton 4, Folder 9
"Conversational Implicative" Undated Carton 4, Folder 10
"Negation I" Undated Carton 4, Folder 11 "Negation
II" Undated Carton 4, Folder 12 "Personal Identity"
(including notes on Hume) Undated Carton 4, Folder 13 "Philosopher's
Paradoxes" Undated Carton 4, Folder 14 "A Philosopher's
Prospectus" Undated Carton 4, Folder 15 "Philosophy and
Ordinary Language" Undated Carton 4, Folder 16 Some Reflections
about Ends and Happiness Undated Carton 4, Folders 17-25 Reflections on
Morals with Judith Baker Undated Carton 4, Folder 26 "Reply to
Anscombe" Undated Carton 4, Folders 27-30 "Reply to
Richards" Undated Series 3 Teaching Materials 1964-1983
Physical Description: Carton 5, Carton 6 (folders 1-3) Arrangement
Arranged chronologically; alphabetical for those teaching materials without
dates. Scope and Content Note Includes seminars and lectures given during
Grice's years as a Professor Emeritus at UC Berkeley. Carton 5, Folder 1
Student Notes on Grice's Seminar at Cornell 1964 Carton 5, Folder 2 Grice
Seminar 1969 Carton 5, Folder 3 Philosophy 290-2 with Judith Baker
1992 Carton 5, Folder 4 Philosophy 290-2 1993 Carton 5, Folders 5-6
Seminar on Kant's Ethical Theory 1974-1977 Carton 5, Folder 7 Seminar on
"Aristotle Ethics" 1975-1996 Carton 5, Folder 8 Philosophy 290,
Kant Seminar with Judith Baker 1976-1977 Carton 5, Folder 9 "Kant's
Ethics," Volume II 1977 Carton 5, Folders 10-13 Kant Lectures
1977 Carton 5, Folders 14-15 Philosophy 290 1977-1978 Carton 5,
Folders 16-17 "Kant's Ethics," Volume III 1978 Carton 5, Folder
18 Knowledge and Belief Seminar 1979-1980 Carton 5, Folders 19-21 Seminar
on Kant's Ethics, Volume V 1980-1982 Carton 5, Folder 22 Philosophy 200.
Grice and Myro 1982 Carton 5, Folder 23 Notes on Kant 1982 Carton
5, Folder 24 Metaphysics and the Language of Philosophy 1983 Carton 5,
Folder 25 Seminar on Freedom Undated Carton 5, Folder 26 Grice Lectures
Undated Carton 5, Folders 27-28 Seminar on Kant's Ethics Undated
Carton 5, Folder 29 "The Criteria of Intelligence" Lectures II-IV
Undated Carton 5, Folder 30 UC Berkeley, Modest Mentalism Undated
Carton 5, Folder 31 Topics for Pursuit, Zeno, Socrates Notes Undated
Carton 6, Folders 1-2 Grice/Staal Seminar, Syntax, Semantics, and Phonetics
Undated Carton 6, Folder 3 Grice/Staal, "That" Clause
Undated Series 4 Professional Associations 1971-1987
Physical Description: Carton 6 (folders 4-12), Carton 10 Arrangement
Arranged chronologically. Scope and Content Note Includes Kant's Stanford
Lectures, various notes and audio tapes of Beanfest, Grice's fall 1987 group
research on universals, and conferences and discussions concerning the American
Psychological Association (APA). Also includes a carton of cassettes, magnetic
recorder tapes, and cassette sets of four on professional talks with colleague
George Myro on identities, metaphysics, and relatives and Grice's various
seminars given at different institutions such as Stanford, University of California,
Berkeley, and Seattle on his philosophical theories. Carton 6, Folder 4 APA
Symposium - "Entailment" 1971 Carton 6, Folders 5-6 Stanford -
"Some Aspects of Reason," Kant 1977 Carton 6, Folder 7
Conferences - Causality Colloquium At Stanford University Circa 1978
Carton 6, Folder 8 Conferences - APA Discussion - Randall Parker's
Transcription of Tapes 1983-1989 Carton 6, Folder 9 Unity of Science and
Teleology "Hands Across the Bay," and Beanfest 1985 Carton 6,
Folder 10 Beanfest - Transcripts and Audio Cassettes 1985 Carton 6,
Folder 11 Group Universals 1987 Carton 6, Folder 12 Group Universals -
Partial Working Copy 1987 Carton 10 Audio Files of various lectures and
conferences 1970-1986 Series 5 Subject Files 1951-1988
Physical Description: Carton 6 (folders 13-38), Cartons 7-9 Arrangement
Alphabetically Scope and Content Note Includes Reed Seminar notes, notes
on ancient philosophers such as Aristotle, Descartes and their own
philosophical theories, research and accompanying notes on other prominent
philosophers such as Kant and Davidson, notes with colleagues Judith Baker,
Alan Code, Michael Friedman, George Myro, Patrick Suppes, and Richard Warner,
on various theories of reason, trust, language semantics, universals, and values.
Carton 6, Folders 13-14 "The Analytic/Synthetic Division" 1983
Carton 6, Folder 15 Aristotle and "Categories" Undated Carton
6, Folder 16 Aristotle's Ethics Undated Carton 6, Folder 17 Aristotle and
Friendship Undated Carton 6, Folder 18 Aristotle and Friendship,
Rationality, Trust, and Decency Undated Carton 6, Folder 19 Aristotle and
Multiplicity Undated Carton 6, Folder 20 Bealer Notes Undated
Carton 6, Folder 21 Berkeley Group Team Notes 1983 Carton 6, Folder 22
Casual Theory Perception Undated Carton 6, Folder 23 Categories with
Strawson Undated Carton 6, Folder 24 Categorical Imperatives 1981
Carton 6, Folder 25 "The Logical Construction Theory of Personal
Identity" Undated Carton 6, Folder 26 Davidson's "On Saying That"
Undated Carton 6, Folders 27-28 Descartes Notes Undated Carton 6,
Folder 29 "Grice on Denials of Indicative Conditionals" by Michael
Sinton Circa 1971 Carton 6, Folder 30 Dispositions and Intentions Notes
Undated Carton 6, Folder 31 Dogmas of Empiricism Undated Carton 6,
Folder 32 Emotions and Incontinence Undated Carton 6, Folder 33
Entailment and Paradoxes Undated Carton 6, Folders 34-35 Notes on Ethics
with Judith Baker Undated Carton 6, Folder 36 North Carolina Ethics Notes
Undated Carton 6, Folder 37 Festschrift and Warner Notes Circa
1981-1982 Carton 6, Folder 38 "Finality" Notes with Alan Code
Undated Carton 7, Folder 1 "Form, Type, and Implication" by
Grice Undated Carton 7, Folder 2 Frege, Words and Sentences Notes
Undated Carton 7, Folder 3 "Fundamental Principles of the Metaphysic
of Ethics" by Kant Undated Carton 7, Folder 4 "Foundations of
the Metaphysics of Morals" Undated Carton 7, Folder 5 Grammar and
Semantics with Richard Warner Undated Carton 7, Folder 6 Happiness, Discipline,
and Implicatives Undated Carton 7, Folder 7 Notes on Hume 1975
Carton 7, Folders 8-9 Hume's Account on Personal Identity Notes Undated
Carton 7, Folder 10 Identity Notes with George Myro 1973 Carton 7,
Folders 11-12 "Ifs and Cans" Undated Carton 7, Folder 13 Irony,
Stress, and Truth Undated Carton 7, Folders 14-16 Notes on Kant
1981-1982 Carton 7, Folder 17 Kant's Ethics 1982 Carton 7, Folder
18 Kant, Midsentences, Freedom Undated Carton 7, Folder 19 Language and
Reference Circa 1966 Carton 7, Folder 20 Language Semantics Undated
Carton 7, Folders 21-22 John Locke Lecture Notes 1979 Carton 7, Folder 23
Logical Form and Action Sentences Undated Carton 7, Folders 24-25 Meaning
and Psychology Undated Carton 7, Folders 26-27 Notes on Metaphysics
1988 Carton 7, Folder 28 Metaphysics and Ill-Will Undated Carton 7,
Folder 29 Metaphysics and Theorizing Undated Carton 7, Folder 30 Method
and Myth Notes Undated Carton 7, Folder 31 Mills Induction Undated
Carton 7, Folder 32 Miscellaneous on Actions and Events Undated Carton 8,
Folder 1 Miscellaneous - Judith Baker Undated Carton 8, Folder 2
Miscellaneous - Metaph Notes 1987-1988 Carton 8, Folder 3 Miscellaneous -
Oxford Philosophy Undated Carton 8, Folders 4-8 Miscellaneous Philosophy
Notes 1981-1985 Carton 8, Folders 9-13 Miscellaneous Philosophy Topics
Undated Carton 8, Folders 14-15 Modality, Desirability, and Probability
Undated Carton 8, Folders 16-17 Nicomachean Ethics and Aristotle Ethics
1975-1976 Carton 8, Folder 18 Objectivity and Value Undated Carton
8, Folder 19 Objective Value, Rational Motivation Circa 1978 Carton 8,
Folder 20 Oddents - Urbane and Not Urbane Undated Carton 8, Folders 21-22
Vision, Taste, and other Perception Papers Undated Carton 8, Folder 23 Papers
on Perception Undated Carton 8, Folder 24 Perception Notes Undated
Carton 8, Folder 25 Notes on Perception with Richard Warner 1988 Carton
8, Folder 26 "Clear and Distinct Perception and Dreaming"
Undated Carton 8, Folder 27 "A Pint of Philosophy" by Alfred
Brook Gordon, includes notes by Grice Circa 1951 Carton 8, Folder 28
"A Philosophy of Life" Notes, Happiness Notes Undated Carton 8,
Folder 29 "Lectures on Pierce" Undated Carton 8, Folder 30
Basic Pirotese, Sentence Semantics and Syntax Circa 1970 Carton 8, Folder
31 Pirots and Obbles Undated Carton 8, Folders 32-33 Methodology - Pirots
Notes Undated Carton 9, Folder 1 Practical Reason Undated Carton 9,
Folder 2 "Preliminary Valediction" 1985 Carton 9, Folder 3
Presupposition and Implicative Circa 1979 Carton 9, Folder 4 Probability
and Life Undated Carton 9, Folder 5 Rationality and Trust notes
Undated Carton 9, Folder 6 Reasons 1966 Carton 9, Folder 7
Reflections on Morals Circa 1980 Carton 9, Folder 8 Russell and
Heterologicality Undated Carton 9, Folder 9 Schiffer Undated Carton
9, Folder 10 Semantics of Children's Language Undated Carton 9, Folder 11
Sentence Semantics Undated Carton 9, Folder 12 Sentence Semantics -
Prepositional Complexes Undated Carton 9, Folder 13 "Significance of
the Middle Book's Aristotle's Metaphysics" by Alan Code Undated
Carton 9, Folder 14 Social Justice Undated Carton 9, Folder 15
"Subjective" Conditions and Intentions Undated Carton 9, Folder
16 Super-Relatives Undated Carton 9, Folders 17-18 Syntax and Semantics
Undated Carton 9, Folder 19 The 'That" and "Why" -
Metaphysics Notes 1986-1987 Carton 9, Folder 20 Various work on Trust,
Metaphysics, Value, etc/ with Judith Baker Undated Carton 9, Folder 21
Universals 1987 Carton 9, Folder 22 Universals with Michael Friedman
1987 Carton 9, Folder 23 Value, Metaphysics, and Teleology Undated
Carton 9, Folder 24 Values, Morals, Absolutes, and the Metaphysical
Undated Carton 9, Folders 25-27 Miscellaneous - Value Sub-systems, the "Kantian
Problem" Undated Carton 9, Folder 28 Values and Rationalism
Undated Carton 9, Folder 29 "Virtues and Vices" by Philippa
Foot Undated Carton 9, Folders 30-31 Wants and Needs 1974-1975
References ACKRILL, J. L. cited by Grice, on ‘Happiness.’ ACKRILL, J. L.
citing Grice AUSTIN, Philosophical papers. AUSTIN, How to do things with words.
AUSTIN, Sense and sensibilia. BOSTOCK – cited by Walker. DUMMETT – cited by
Grice. EWING FLEW, citing Grice. Grice, H. P. Prejudices and predilections;
which become, The Life and Opinions of H. P. Grice’ HAMPSHIRE – cited by Grice.
HARE, Practical inferences HART, citing Grice, Philosophical Review.
KNEALE, Induction, cited by Grice. OVER, D. E. citing Grice PEACOCKE, C. A. B.
citing Grice in Evans/Mcdowell PEARS, citing Grice PEARS cited by Grice
Prichard, ed. By Urmson – cited by Prichard. SAINSBURY citing Grice SMITH, P.
H. Nowell. Cited by Grice. Speranza, J. L. The sceptic and language. Speranza
Speranza STOUT – cited by Grice STRAWSON, P. F. citing Grice Introduction to
logical theory URMSON, cited by Grice WoW URMSON citing Grice WARNOCK – cited
by Grice – citing Grice in ‘Saturday mornings.’ WIGGINS citing Grice,
Dictionary WIGGINS and STRAWSON, see Strawson WILSON, John Cook – Statement and
Inference APPENDIX – Conversational Reason. J. L. Speranza Luigi Speranza, “Grice e la storia
della filosofia italiana.” Speranza has done crucial research on Griceianism, unearthing some
documents by O.Wood, J. O. Urmson, P. H. Nowell-Smith, and many many others –
not just H. P. Grice. A number of people have made this book possible by
giving generously of their time to talk about Paul Grice, his life and his
work, whether by letter, by e-mail or in person. I would therefore like to
thank the fol-lowing, in an order that is simply alphabetical, and in the hope
that I have not omitted anyone who should be thanked: Professor Judith Baker;
the staff at the Bancroft Library, Berkeley, in particular David Farrell; Tom
Gover of the Old Cliftonian Society; Kathleen Grice; Adam Hodgkin; Professor
Robin Lakoff; The Rossallian Club; Michael Stansfield, college archivist at
Corpus Christi and Merton colleges; Professor Sir Peter Strawson;
Professor Richard Warner. I am especially grateful to Kathleen Grice for
permission to use the photograph on the front cover and to quote from
manuscript material; and to the Bancroft Library, Berkeley, which gave
permission to quote from their manuscript holdings.There is an inherent tension
in writing about Paul Grice because two separate academic disciplines lay claim
to his work, and do so with jus-tification. Those who know him as a philosopher
may not be aware of the full significance of his role in the development of
present day linguistics, while those whose interest in him originates from
within linguistics may be unfamiliar with the philosophical questions that are
integral to his work. Grice would not have considered himself to be anything
other than a philosopher, so the title of this book might seem odd or even
provocative. But I chose it in order to reflect the profound influence he has had
on a discipline other than his own. Grice's work is of interest to philosophers
and to linguists alike. I myself belong to the second group. My first
encounter with Grice's work was when I was introduced to his theory of
conversation as a student, and was struck by the ambition and elegance of his
proposed solution to a range of linguistic problems, as well as by the
questions and difficulties it raised. I have since been pleased to recognise
just these reactions to the theory in many of my own students. As I read more
of Grice's work, I became intrigued by the question as to whether there was a
unity to be found in his thought that would incorporate the familiar work on
conversation into a larger and more significant philosophical picture. This
book is my attempt to answer that question. I certainly hope that it will be of
interest to readers from both philosophical and linguistic backgrounds, with
the following words of caution to the former. Grice's work draws on a
range of previous writings that often go unac- knowledged, presumably
because he assumed that his audience would be aware of its philosophical
pedigree. The questions he is addressing can be less familiar to linguists, so
on a number of occasions I have offered an overview of the history of an idea
or an exegesis of a work. I run the risk that these sections may appear
to be superficial, or alternatively to be labouring the obvious, to readers
well versed in philoso-phy, but I have offered the degree of detail necessary
to enable those unfamiliar with the relevant background to follow Grice's
arguments and appreciate the nature of his contribution. Further, my intention
inthese sections is to sketch the relevant history of a philosophical debate,
rather that to offer either a critique of or my own contribution to that
debate. I can only ask for tolerance of these aspects of my book from readers
already familiar with the relevant areas of philosophy.In 1986 Oxford
University Press published a volume of essays drawing on the work of the philosopher
Paul Grice, who was then 73. It was not formally described as a Festschrift,
but Grice's name was concealed as an acronym of the title, Philosophical
Grounds of Rationality: Intentions, Categories, Ends, and many of those who
contributed to the volume took the opportunity of paying tribute to his work
and influence. Among these, Gordon Baker revealed that what he admired most was
Grice's 'skilful advocacy of heresies'.' In a similar vein, Grice's
colleague Richard Grandy once introduced him to an audience with the comment
that he could always be relied on to rally to 'the defence of the
underdogma'.? Given Grice's conventional academic career together with
his current status in philosophy and, particularly, in linguistics, these
accolades may seem surprising. His entire working life was spent in the
prestigious universities of Oxford and Berkeley, making him very much an
establishment figure. Much of his philosophy of language , particularly
his theory of conversational implicature, has for a number of decades played a
central role in debates about the relationship between semantics and
pragmatics, or meaning as a formal linguistic property and meaning as a process
taking place in contexts and involving speakers and hearers. But the canonical
status of Grice's ideas masks their unconventional and even controversial
beginnings. As Baker himself ob-serves, Grice's heresies have tended to be
transformed by success into orthodoxies. In fact, Grice's work was often
characterised by the challenges it posed to accepted wisdom, and by the novel
approaches it proposed to established philosophical issues. The theory of
conversational implicature is a good example. It is often summarised as one of
the earliest and most successful attempts to explain the fact, familiar to
common sense, thatwhat people literally say and what they actually mean can
often be quite different matters. In particular, the theory is concerned with
some apparent discrepancies between classical logic and natural language.
More generally, it addresses the question of whether the meaning of everyday
language is best explained in terms of formal linguistic rules, or in terms of
the vagaries and variables of human communication. Grice's theory
developed against the background of a sharp distinction of approaches to these
issues. Philosophers such as Bertrand Russell, who saw logic as the appropriate
apparatus for explaining meaning, dismissed the differences displayed by
natural language as examples of its inherent imperfection. Everyday language was
just too messy and imprecise to form an appropriate topic for philosophical
inquiry. The opposing view is perhaps best summed up by the slogan from
Wittgenstein's later work that 'meaning is use'? Philosophers from this school
of thought argued that if natural language diverges from logical meaning, this
is simply because logic is not the appropriate philosophical tool for
explaining language. Meaning in language is an important area of study in its
own right, but can be considered only in connection with the variety of ways in
which language is used by speakers. Grice's approach to this debate was
to argue that both views were wrong-headed. He proposed to think outside the
standard disjunction of positions. Logic cannot give an adequate account of
natural language, but nor is language simply a multifarious collection of uses,
unamenable to logical analysis. Rather, logic can explain much, but not all, of
the meaning of certain natural language expressions. More generally, formal
semantic rules play a vital part in explaining meaning in everyday lan-guage,
but they do not do the whole job. Other factors of a different but no less
important type are also necessary for a full account of meaning. Most
significantly, Grice argued that these other, non-semantic factors are not a
random collection entirely dependent on individual speakers and contexts, but
can be systematised and explained in terms of general principles and rules. The
principles that explain how natural language differs from logic can also explain
a wide range of other features of human communication. In this novel
attitude, Grice was certainly rejecting formal approaches, with their claim
that the only meaning amenable to philosophical discussion was that which could
be described in terms of truth-conditions, and could enter into
truth-functional relationships. But also, and perhaps more surprisingly, he was
rejecting a belief in everyday use as the chief, or indeed the only, location
of meaning. This was a central tenet of philosophy at Oxford while Grice was
developing his theory ofconversation, or at least of that subsection of Oxford
philosophy known as the philosophy of ordinary language. Grice himself was an
active member of this subsection and is often referred to as a leading figure
in the movement. However, his use of formal logic in explaining conversational
meaning demonstrates that his heretical impulse extended even to ordinary
language philosophy itself. Indeed, the success of his theory of conversational
implicature has been credited with the eventual demise of this movement as a
viable philosophical approach.* Grice's readiness to question conventions, even
those of his own subdiscipline, makes him hard to categorise in terms of the
usual philosophical distinctions. He does not sit easily on either side of the
familar dichotomies; he is neither exactly empiricist nor exactly rationalist,
neither behaviourist nor mentalist. This makes synoptic discussions of his work
difficult, as is perhaps entirely appropriate for a philosopher who readily
expressed his dislike of attempts to divide philosophy up into a series of
'-ologies' and '-isms'. The theory of conversation is undoubtedly the
best known of Grice's work. The particular, and often exclusive, emphasis on it
can be explained perhaps in part by its intrinsic potential as a tool for
linguistic analysis, and perhaps also, more accidentally, by the historical
inaccessibility of much of his other writing. A notorious perfectionist, Grice
was seldom happy that his work had reached a finished, or acceptable, state,
and was therefore always reluctant to publish. Those who knew him have related
this reluctance to the penetration of his own philosophical vision, turned as
relentlessly on his own work as on that of others. His Oxford colleague Peter
Strawson has suggested that this resulted in an uncomfortable degree of
self-doubt: I suspect, sometimes, that it was the strength of his own
critical powers, his sense of the vulnerability of philosophical argument in
general, that partially accounted, at the time, for his privately expressed
doubts about the ability of his own work to survive criti-cism. After all, if
there were always some detectable flaws in others' reasoning, why should there
not be detectable, even though by him undetected, flaws in his own?
Certainly, Grice's account of conversation as an essentially cooperative
enterprise is generally discussed, and frequently criticised, in isolation from
the rest of this work, seen as a free-standing account of linguistic interaction.
It is paraphrased, often in just a few pages, in most introductory text books
on pragmatics and discourse analysis.' It hasbeen used or referred to in
analyses of gendered language, children's language, code switching, courtroom
cross-examination, the language of jokes, oral narrative and the language of
liturgy, along with many other topics? However, it is only one aspect of a
large and diverse body of work from a career of over four decades. In the
context of this work, it can be seen as an intrinsic part of the gradual
development of Grice's thinking on a range of philosophical topics. It also
offers an analytic tool that Grice himself applied in his later work to a
variety of philosophical problems, although never to the data of actual
conversation. To some extent, then, Grice's later use of the theory of
conversation offers its own explanation of the significance, and the
theoretical purpose, of that work. More than that, however, Grice's less-known
work merits attention in its own right. It ranges over a wide range of topics:
not just the philosophy of language but epistemology, per-ception, logic,
rationality, ethics and metaphysics. Nevertheless, it is possible to identify a
number of running threads, and some striking continuities of theme and approach,
throughout this diverse oeuvre. Grice himself argued that the disparate themes
and ideas of his career displayed a fundamental unity.® In general, however, as
Richard Grandy and Richard Warner observe in their introduction to
Philosophical Grounds of Rationality, 'the systematic nature of his work is
little recognised'!' Throughout his work Grice focused on aspects of
human behaviour, linguistic or otherwise, and the mental processes underlying
them. Increasingly central in his work was the idea that an analysis of
these processes revealed people to be rational creatures, and that this
rationality was fundamental to human nature. In an overview of his own work,
Grice himself suggested, with typical tentativeness, that: 'It might be held
that the ultimate subject of all philosophy is ourselves. '° He also displayed
a sophisticated respect for common sense as a starting point in philosophical
inquiry. It is sophisticated in that he did not espouse the straightforward
adoption of common sense attitudes and terminology into philosophy. Rather, he
urged that the philosopher remain aware of how the themes of philosophical
inquiry are usually understood by non-philosophers. In a large part, this meant
paying serious attention to the language in which particular issues were
ordinarily dis-cussed, or to what Grice once described as 'our carefree
chatter'." In this focus at least he retained an approach recognisable
from his background in ordinary language philosophy. However, he proved himself
ready to go beyond the dictates of common sense where the complexity of the
subject matter demanded. Philosophy, he argued, is a difficult subjectthat
deals with difficult issues, and it is often necessary to posit entities not
current in everyday thought: to construct theoretical, empirically unverifiable
entities if they are explanatorily useful. Within these para-meters, as he once
suggested, 'whatever does the job is respectable'. 12 He was certainly not a
simple egalitarian in philosophy. In the early 1980s he noted down, apparently
for his own edification, the following complaint: It repeatedly
astonishes me that people who would themselves readily admit to being devoid of
training, experience, or knowledge in philosophy, and who have plainly been
endowed by nature with no special gifts of philosophical intelligence should be
so ready to instruct professional philosophers about the contents of the body
of philosophical truths. 13 Despite his readiness to add entities to
philosophical explanations when this seemed appropriate, Grice was concerned
that such explanations should remain as simple as possible, in the
philosophical sense of simplicity as drawing on as few entities as possible. In
the lectures on conversation he endorsed 'Modified Occam's Razor', which he defined
as 'senses are not to be multiplied beyond necessity'.I This philosophical
parsimony was carried over into other areas of his work; he sought general
explanations that would account for as wide a range of subject matter, for as
few theoretical constructions, as possible. If he prized philosophical
simplicity, Grice's ideas were often far from reductive in more general terms.
In particular, he did not shrink from explanations that saw people as separate
and different: different from animals, in terms of communicative behaviour, or
from automata, in terms of rational thought. More generally, Grice
sustained an enthusiasm for the business of philosophy itself, accompanied by a
conviction, unfashionable at the start of his career, that the works of philosophers
from other schools of thought and different ages deserve thoughtful and
continual re-analysis. His work reveals a belief that philosophical
investigation and analysis are worthwhile ventures in their own right and a
willingness to employ them to offer suggested approaches, rather than completed
solutions, to philosophical problems. Further, Grice was always ready to hunt
out and consider as many possible counter-arguments and refutations of his own
ideas as he could envisage, often advancing some particular idea by means of a
detailed discussion of an actual or potential challenge to it. These factors
together lend a 'discursive' and at times afrustratingly tentative air to
Grice's work. But despite the earnestness of Grice's interest in philosophy,
and the rigour with which he pursued it, his tone was often playfully
irreverent. This was, to some extent, the result of a deliberate policy that
philosophy could, indeed should, be fun. 'One should of course be serious about
philosophy', he argued, 'but being serious does not require one to be solemn.'5
Grice was not a gifted public speaker, given to elaborate divergences in
exegeses, and to stuttering and even mumbling in presentation. l Nevertheless,
his presentations could be entertaining occasions; tape recordings of him
speaking about philosophy, both informally and formally, are often punctuated
by laughter. Grice himself suggested that his search for the fun, even
the funny in philosophy was prompted by 'the wanton disposition which nature
gave me'." But it had been reinforced 'by the course of every serious and
prolonged philosophical association to which I have been a party; each one has
manifested its own special quality which at one and the same time has delighted
the spirit and stimulated the intellect'. He had no time for those whose method
of conducting philosophical debate was that of 'nailing to the wall everything
in sight'. In his view, philosophy was best when it was a collaborative,
supportive activity. This idea was, to some extent, inherent in his
philosophical background; ordinary language philosophy was frequently
undertaken as a group activity. However, it is an idea that was peculiarly
suited to his person-ality. Grice could be extremely convivial; he was often
surrounded by people, and preferred to develop his ideas by discussion rather
than by solitary composition. He was no ascetic; he ate, drank and smoked
copi-ously. But conviviality is not the same as affability. His delight in
philosophical discussion often spilled over into an intense desire to 'win' the
argument. He could be curt in response to points of view with which he was not
in sympathy. On those occasions when he sought intuitive responses to his
linguistic examples, he could be dismissive of those who got it 'wrong'. Moreover,
those who know him have suggested that at times his tendency towards self-doubt
could manifest itself in gloomi-ness, even moroseness. 18 Grice's
tendency was to become entirely absorbed with whatever he was engaged in, if it
interested him intellectually. Often this was some philosophical issue of
substance or of composition. His wife Kathleen recalls that he frequently
stayed up late into the night, often pacing up and down as he battled with some
problem.l' Sometimes other people were caught up in this absorption. During his
time at Oxford, he conducted a long collaboration with Peter Strawson. In later
life, Gricehimself would recount how he was once phoned up by Strawson's wife
who told him to stop bothering her husband with late night phone calls.20 This
obsessiveness was characteristic of all the activities to which he devoted his
considerable energies. Kathleen remembers that he was always engaged on some
project; if it was not philosophy then it was playing the piano, or chess,
bridge or cricket. These last two were more absorbing than mere hobbies. He
played both bridge and cricket competitively at county level. Cricket, in
particular, was an obsession that almost rivalled philosophy; he played for a
number of different clubs and 'became an inelegant but extremely effective and
prolific opening batsman'.2 During his Oxford career, he spent the large part
of each summer on cricket tours. Grice's immense energy in these
different directions was undoubtedly aided by the amount of time he had at his
disposal, in part the consequence of not having to concern himself too much
with everyday prac-ticalities; according to Kathleen, from childhood onwards he
always had, or found, people to look after him. He certainly pursued his
interests to the exclusion of the mundane, often neglecting food and sleep if a
particular problem, or game, had his attention. In those areas where he did
have practical responsibility, Grice was legendarily untidy. He took little
concern over his clothes, or his personal appearance gener-ally. His desk was
constantly covered by huge and apparently unsorted piles of paper. However, he
would not allow anyone else to touch these, claiming that he knew exactly where
everything was. After he died, these papers were deposited in the Bancroft
library at the University of California, Berkeley, as the H. P. Grice Papers.
This archive, which amounts to 14 large cartons, contains whatever Grice had
about himself at the end of his life, mainly heaped on his desk or crammed
under his bed. It consists largely of papers from after his move to Berkeley in
1967. But it also includes those papers from his Oxford days, dating
right back to the 1940s, that had seemed important enough to him to take and
keep with him. The cartons contain a mixture of finished manuscripts,
draft versions, lecture notes and odd jottings. These are often crammed with
writing, but never with anything extraneous to the matter in hand; it seems
that Grice never doodled. They offer some clue to at least one reason for
Grice's reluctance to publish. Grice seems to have been more struck than most
by the essentially inconclusive nature of his own work; no project was, for
him, ever really completed, or ever separate from the work that preceded and
followed it. So notes and manuscripts were stored along with those from decades
earlier if they were perceived to be on a relatedtheme. Papers covered in
Grice's cramped hand in faint pencil, characteristic of his work from Oxford,
were annotated and added to by notes in ball-point made years later in
Berkeley. Ideas generally associated exclusively with his late work, such as
those relating to rationality and to finality, are explored in notes dating
back to the 1960s. Work often remained in manuscript form for so long that it
needed to be updated as the years went by. In the original version of
'Indicative conditionals', part of the William James lectures of 1967, Grice
uses the example: 'Either Wilson or MacMillan will be P.M.'. At a later
date 'MacMillan' has been crossed out and 'Heath' written over the top in a
different coloured ink. This was the example used when the lecture was
eventually published. 22 Above all, the H. P. Grice papers confirm that
for Grice there was no real distinction between life and work. He was not in the
habit of keeping regular hours of work, or of distinguishing between
philosophical and private concerns. In the same way, his current philosophical
preoccupation would spill over into his everyday life. Any piece of paper that
came to hand would be covered in logical notation, example sentences, trial
lists of words, invented dialogues, or whatever else was preoccupying him at
that moment, all written in what Grice himself described as 'a hand which few
have seen and none have found legible'.2 So the cartons contain not just the
orthodox pages of ruled note paper, but also a miscellany of correspondence
(often unopened), financial statements, menus, paper napkins, playing card
boxes, cigarette packets and even airline sick bags that came to hand as ideas
occurred to him during a flight. Some of these suggest that Grice's writing
style was not as spontaneous as it may sometimes appear. Certainly the
manuscripts of articles and the lecture notes, always written out in full, were
produced in longhand with little significant revision. But Grice was not
averse to jotting down what he once described as 'useful verbiage' in
preparation for these. In conjunction with some work on the place of value in
human nature drawing on, but diverging from a number of previous philosophers
including John Stuart Mill, he noted down the phrase: 'so as not to be just
Grice to your Mill..!.24 While working on an account of value and freedom
drawing on both Aristotle and Kant, he tried out possible hybrids: 'Ariskant?
Kantotle?'. 25 This book considers Grice's work within a broadly chronological
framework, following the course of his philosophical life. However, because
Grice did not work on discreet topics in neat succession, it is sometimes
necessary to group together strands of work on related topics even where they
in fact extend over years or decades. Nevertheless, thechronological
arrangement makes possible an understanding of the development, as well as the
remarkable unity, of Grice's thinking. It also allows some scope for considering
the impact on it of the work of other philosophers, and of the various personal
associations he formed throughout his life. The final chapter is concerned with
the impact of Grice's ideas on linguistics. It is concerned with the
development of what has become known as 'Gricean pragmatics' and therefore
concentrates on responses to the theory of conversation.In a conversation
recorded in 1983, Grice commented that fairly early in his career he stopped
reading current philosophy.' In the light of his constant engagement with the
work of his contemporaries, this characteristically mischievous claim need not
be taken at face value. Indeed, his own immediate elaboration somewhat modifies
it. Instead of spending his time trying to keep up with all the philosophical
journals, he concentrated increasingly on the history of philosophy, choosing
his reading matter by strength of ideas rather than by date of
composition. To this it might be added that he also devoted a great deal
of time to face-to-face discussion with those he chose as his philosophical
col-leagues. Grice's exaggerated claim therefore draws attention to two
constant influences on his own philosophy: debate and collaboration with others
engaged in similar fields of enquiry, coupled with what in the same
conversation he calls 'respect for the old boys'. It is tempting to
identify the emergence of this tension between old and new ideas, or perhaps
more accurately this dialogue between orthodox and challenging ways of
thinking, throughout Grice's early life. Born on 15 March 1913, he was
the first son of a wealthy middle-class couple, Herbert and Mabel (née Felton)
Grice, and grew up in Harborne, an affluent suburb of Birmingham. He was named
after his father, but preferred his middle name, and was from an early age
known generally as Paul. His early publications were credited to 'H. P. Grice',
and are sometimes still cited as such, but in later years he published as
simply 'Paul Grice' '. Herbert Grice is described in his son's
college register as 'business, retd'. In fact he had owned a
manufacturing business making small metal components that prospered during the
First World War. When the business subsequently began to fail, Mabel
stepped in to save the family finances by taking in pupils. She included Paul
and hisbrother Derek in this miniature school, meaning that the first few years
of their education were conducted at home. This reversal of roles explains
Herbert's early 'retirement'. After the failure of the manufacturing business,
he did not attempt another venture, preferring instead to concentrate on his
skills as a concert cellist. His musical talent was inherited by both his sons;
Herbert, Paul and Derek would often perform domestically as a trio.
Family life at Harborne was punctuated not just by musical recitals, and by
innumerable games of chess, but also by controversy and debate, although the
topic was generally theological rather than philosophical. Herbert had
been brought up in a nonconformist tradition, while Mabel was a devout
Anglo-Catholic. The third adult member of the household, an unmarried aunt, had
converted to Catholicism. Grice recalled fondly the many doctrinal clashes he
witnessed as a result of this mix, particularly those between his aunt and his
father. He suggested that his father's self-defence in these circumstances
awakened, or at least rein-forced, his own tendency towards 'dissenting
rationalism'; this tendency stayed with him throughout life? It would seem from
this that he lent more towards his father's way of thinking, but certainly by
the time he reached adulthood he had abandoned any religious faith he may
initially have held. He did not retain the Christianity with which he had been
surrounded as a child, but he kept the enthusiasm for debate in general, and
for the habits of questioning received wisdom and challenging orthodoxy on the
basis of personal reasoning in particular. When Grice was 13 his
education was put on to a more formal footing when he went as a boarder to
Clifton College in Bristol. This public school, exclusively male at the time,
provided excellent preparation for Oxford or Cambridge for the sons of those
wealthy enough to afford it, or for those who, like Grice, passed the
scholarship examination. Boys belonged to one of a number of 'houses', ',
rather in the style of Oxbridge colleges, and received the education in
classics that would equip them for entry to university. It seems that Grice
excelled at this; at the end of his Clifton career, in July 1931, he won a
classical scholarship to Corpus Christi College, Oxford. He had not
concentrated exclusively on academic matters, however. He had been 'Head of
School' during his final year, and had also kept up his musical interests. He
performed a piano solo in the school's 1930 Christmas concert. Joseph Cooper,
Grice's contemporary at Clifton who went on to become a concert pianist and
then chairman of the BBC television programme 'Face the Music', played a piece
by Rachmaninoff at the same concert. 'Weenjoyed Grice's playing of Ravel's "Pavane"',
runs the school's report on the concert, 'its stateliness provided an effective
contrast to the exuberance of the Rachmininoff.'3 Corpus Christi had a
strong academic tradition, but was not as socially fashionable as some of the
larger colleges. It therefore tended to attract students from more modest
backgrounds than colleges such as Christ Church or Magdalen, where social
success often depended on demonstrable affluence. However, despite such
distinctions between individual colleges, Oxford in general was a place of
privilege. Students were nearly all male, were predominantly from public
schools, and were generally preparing to take their places as members of the
establish-ment. Fashionable political opinions were left wing, and students of
Grice's generation tended to see themselves as rebelling against
nineteenth-century notions of responsibility and propriety. Such
rebel-liousness, however, was of a very passive nature; it lacked the zeal and
the active protest that was to characterise student rebellion in the
1960s. It did little to affect the day to day life in Oxford, where the
university was legally in loco parentis, and where all undergraduates lived and
dined in college. Some 50 years later, Grice recalled the atmosphere of the time
with amused but affectionate detachment: We are in reaction against our
Victorian forebears; we are independent and we are tolerant of the independence
of others, unless they go too far. We don't like discipline, rules (except for
rules of games and rules designed to secure peace and quiet in Colleges),
self-conscious authority, and lectures or reproaches about conduct.... We
don't care much to talk about 'values' (pompous) or 'duties' (stuffy, unless
one means the duties of servants or the military, or money extorted by the
customs people). Our watchwords (if we could be moved to utter them) would be
'Live and let live, though not necessarily with me around' or 'If you don't
like how I carry on, you don't have to spend time with me. Grice was at
Corpus Christi for four years. Classics was an unusual subject in this respect;
most Oxford degree programmes were a year shorter. At that time, philosophy was
taught only as part of the Classics curriculum, and it was in this guise that
Grice received his first formal training in the subject. The style was
conservative, based largely on close reading of the philosophers of Ancient
Greece. This seems to have suited Grice's meticulous and analytical style of
thought well, as the tutorial teaching method suited his dissenting and
combativenature. Although there were lectures, open to all members of the
uni-versity, teaching was based principally at tutorial, therefore college,
level. Students would meet individually with their tutors to read, and then
defend, an essay. In reflecting on his early philosophical educa-tion, Grice
always emphasised what he saw as his own good fortune in being allocated as
tutee to W. F. R. (Frank) Hardie. A rigorous classical scholar and an exacting
tutor, Hardie might not have been everyone's first choice, but Grice credited
him with revealing the difficulty, but also the rewards of philosophical study.
Grice also, it seems, relished the formalism that Hardie imposed on his already
established appreciation of rational debate. Under Hardie's guidance, this
appreciation developed into a belief that philosophical questions are best
settled by reason, or argument: I learnt also form him how to argue, and
in learning how to argue I came to learn that the ability to argue is a skill
involving many aspects, and is much more than an ability to see logical
connections (though this ability is by no means to be despised). Grice
even recounts with approval, but reluctant disbelief, the story that a long
silence in another student's tutorial was eventually broken by Hardie asking
'And what did you mean by "of"?' No doubt the contemporary detractors
of ordinary language philosophy would have seen Grice's enthusiasm for this
anecdote of the 1930s as a sign that he was perfectly suited to the style of
philosophy that would flourish at Oxford in the following two decades. This was
crucially concerned with minute attention to meaning and to the language in
which philosophical issues were traditionally discussed. Grice's
admiration for Hardie was later to develop into friendship; they were both
members of a group from Oxford that went on walking holidays in the summers
leading up to the Second World War, and Hardie taught Grice to play golf. The
friendship was based in part on a number of characteristics the two had in
common. There was their shared rationalism; Grice found welcome echoes of his
own approach in Hardie's 'reluctance to accept anything not properly
documented'? Moreover, Hardie never admitted defeat. Discussions with
him, Grice later observed, never actually ended; they would simply come to a
stop. In response, Grice learnt to adopt a similar stance in
philosophical argument, clinging tendentiously to whatever position he had set
out to defend. Once, when Grice was taught by a different philosophy tutor for
one term, the new tutor reported back to Hardie that his studentwas 'obstinate
to the point of perversity'. To Grice's enduring delight, Hardie received this
report with thorough approval. However some may have judged his style of
argument, Grice's undergraduate career was an indisputable success. Students
took 'Modera-tions' exams five terms into their degree, before proceeding to
what was popularly known as 'Greats', , the stage in the degree at which
philoso- phy was introduced. Grice achieved First Class in his
Moderations in 1933. In the summer of 1935 he took his finals, and was
awarded First Class Honours in Literae Humaniores, as 'Greats' was officially
called. His studies did not take up all of his time during these years,
however, and he mixed academic success with extracurricular activities,
particularly sporting ones. He played cricket, and in the summer of 1934
captained the college team. In the winter he followed up this success by
becoming captain of the college football team. During this same period, he was
president of the Pelican Philosophical Society and editor of the Pelican
Record. Both took their name from the bird forming part of the Corpus Christi
crest that had become the informal symbol of the college. After Grice
completed his undergraduate studies, there was a brief hiatus in his academic
career. There were at that time few openings at Oxford for those graduates who
had not yet gained a University Lectureship or been elected to a College
Fellowship. For the academic year 1935-6 Grice left Oxford, but not the elite
education system of which he had been part for the past decade, when he went as
Assistant Master to Rossall in Lancashire. At a time when there were very few
Universities in the country, an Honours degree, especially from Oxford or
Cambridge, was regarded as more than adequate a qualification to teach at a
public school such as Rossall. It was not at all uncommon for Assistant Masters
to stay in post for just a year or two before moving on to a more permanent position
or embarking on a career in some other field. Indeed, of the 11 other Assistant
Masters appointed between 1933 and 1937 by the same headmaster as Grice,
only four stayed for more than a year; none of the other seven went on to
careers as school masters.® In Grice's case, his appointment at Rossall filled
the time between his undergraduate studies and his return to Oxford in 1936. It
was also in 1936, unusually a year after the completion of his studies, that
Grice was willing, or perhaps able, to pay the fee necessary for con-ferment of
his BA degree. He was enabled to return to Oxford by two scholarships,
both of which would have required him to sit examinations. First was an Oxford
University Senior Scholarship, an award for postgraduate study at anycollege
and in any subject. In the same year, Grice was awarded a Harmsworth Senior
Scholarship, a 'closed' scholarship to Merton college. The Harmsworth
Scholarships, funded by an endowment from former college member Sir Hildebrand
Harmsworth, were a relatively new venture, aimed specifically at raising the
profile of postgraduate achievement at the college. A history of Merton notes
that the scheme 'brought to the college a succession of intelligent
graduates from all col-leges. In that way a window was opened on to the world
of graduate research at a time when there were few opportunities at that level
in the university as a whole." The scholarships had been available only
since 1931, and only three were awarded each year, across the range of academic
subjects. Grice's contemporaries were Richard Alexander Hamilton, also from
Clifton College, in sciences, and Matthew Fontaine Maury Meiklejohn in modern
languages. Grice was a Harmsworth Senior Scholar at Merton between 1936 and
1938, but no award or higher degree resulted from his time there. He was
awarded an MA from Oxford in 1939 but this was a formality, available seven
years after initial matriculation to students who had received a BA, upon
payment of a fee. Nevertheless, the time spent at Merton was an important
period in Grice's philosophical development not least because it was during
this time that he became aware of subjects and methodologies then current in
philosophy, and indeed taking shape in Oxford itself. He added knowledge of
contemporary and dissenting philosophy to his existing familiarity with
established orthodoxy. Grice's experiences of undergraduate study had
been typical of the time. The philosophy taught and conducted at Oxford between
the wars was extremely conventional, that is to say speculative and
metaphysical in nature, with an almost institutionalised distrust of new ideas.
The business of philosophy was centred on the exegesis of the philosophi-cal,
and particularly the classical 'greats'. Indeed, until just before the Second
World War, no living philosopher was represented on the Oxford philosophy
syllabus. The picture was different at Cambridge. From early in the
century, Russell had been developing his analytic approach to issues of
knowledge and the language in which it is expressed, arguing that suitable
rigorous analysis can reveal the 'true' logical form beneath the 'apparent'
grammatical surface of sentences. Wittgenstein's Tractatus, first
published in English in 1922, had taken these ideas further, arguing that such
analysis could reveal many of the traditional concerns of philosophy to be
merely 'pseudo-problems' However, such was the insularity of academic
institutions at the time that Oxford had not officially, and barely in
practice, been aware ofthese developments in Cambridge, let alone of those in
other parts of Europe. This isolation was fairly abruptly ended, at least
for some of the younger philosophers at Oxford, during the period when Grice
was at Merton. This change was due in a large part to A. J. Ayer, and to the
publication of his controversial first book Language Truth and Logic in
1936. Ayer had himself been an undergraduate at Oxford between 1929 and 1932
but, unusually, had read many of Russell's works, as well as the Tractatus. He
had been encouraged in this by his tutor, Gilbert Ryle, a socially conservative
but intellectually progressive don, who had even taken Ayer on a trip to
Cambridge where he had met Wittgenstein personally. Ayer was impressed by the
methods of analytic philosophy in general, and in particular by Wittgenstein's
ambitious claims that it could 'solve' age-old philosophical problems for good
by analysing the language in which they were traditionally expressed. He was
even more profoundly affected by the ideas with which he came into contact
during a visit to Austria after finishing his studies. There he became
acquainted with a number of members of the Vienna Circle, and attended several
of their meetings. Then as now, this group of scientists and philosophers were
referred to collectively as 'the logical positivists' They represented a number
of separate interests and specialisms, but shared at least one common goal: the
desire to refine and perfect language so as to make it an appropriately precise
tool for scientific and logical discussion. They distinguished between
meaningful statements, amenable to scientific study and discussion, and other
statements, strictly meaningless but unfortunately occurring as sentences of
imperfect everyday language. Their chief tool in this procedure was the
principle of verification. The logical positivists divided the category
of meaningful statements into two basic types. First, there are those expressed
by analytic, or necessarily true, sentences. 'All spaniels are dogs' is true
because the meaning of the predicate is contained within the meaning of the
subject, or because 'dog' is part of the definition of 'spaniel'. They added
the statements of mathematics and of logic to the category of analytic
sentences, on the grounds that a sentence such as 'two plus two equals four' is
in effect a tautology because of the rules of mathematics. The second category
of meaningful statements is those expressed by synthetic sentences, or
sentences that might be either true or false, that are capable of being
subjected to an identifiable process of verification. That is, there are
empirically observable phenomena sufficient to determine the question of truth.
All other statements, those neither expressed byanalytic sentences nor
verifiable by empirical evidence, are meaning-less. This includes statements
concerning moral evaluation, aesthetic judgement and religious belief. For the
logical positivists, such statements were not false; they merely had no part in
scientific discourse. The doctrine of the Vienna Circle was radically
empiricist and strictly anti-metaphysical. When Ayer returned to Oxford
in 1933 as a young lecturer, he set himself the task of introducing the ideas
of logical positivism to an English-speaking audience. Language, Truth and
Logic draws heavily on the ideas of the Vienna Circle, but also includes
elements of the British analytic philosophy Ayer had found persuasive as an
undergraduate. In the opening chapter, provocatively entitled 'The Elimination
of Meta-physics', he outlines the views of logical positivism on meaning. He
also offers his own formulation of the principle of verification: We say
that a sentence is factually significant to any given person if, and only if,
he knows how to verify the proposition which it purports to express - that is,
if he knows what observations would lead him, under certain conditions, to
accept the proposition as being true, or reject it as being false. 10 In
subsequent chapters, Ayer applies this criterion uncompromisingly to the
analysis of statements such as those of ethics and theology, those of our
perceptions of the material world, and those relating to our knowledge of other
minds and of past events. Language, Truth and Logic, which was widely
read and discussed both within Oxford and beyond, tended to polarise opinions.
Not surpris-ingly, many of the older, established Oxford philosophers reacted
strongly against it and the explicit challenge it posed to philosophical
authority. It dismissed many of the traditional concerns of philosophy on the
grounds that they were based on the discussion of meaningless metaphysical
statements; it proposed to solve many apparent philosophical problems simply by
analysis of the language in which they were expressed and, of course, it
rejected all religious tenets. However, to many of the younger philosophers it
offered a welcome and exhilarating change for precisely these same reasons.
Ayer became a central figure in a group of young philosophers who met to
discuss various philosophical topics. The meetings took place in the rooms of
Isaiah Berlin in All Souls College during term times for about two years from
early 1937. Here Ayer first began to talk, and to disagree, with another young
philosopher, J. L. Austin.In the decade immediately following the Second World
War, Austin was to be instrumental in the development of ordinary language
phi-losophy, which dominated Oxford, and was deeply influential on Grice
personally. In the late 1930s, however, his philosophical position was yet to
be fully articulated. Ayer's biographer, Ben Rogers, has suggested that Austin
was initially very impressed by Ayer, who was the only member of the group to
have published, but that 'during the course of the All Souls Meetings... Austin
staked out, if not a set of doctrines, then an approach which was very much his
own'." This approach brought him increasingly into conflict with Ayer.
Initially their disagreements were amicable enough, but in later years their
differences of opinion were to lead to an increasing and unresolved
hostility. Grice perhaps identifies what it was that Austin found
increasingly unsatisfactory about Ayer's logical positivism when he observes in
an unpublished retrospective that: 'between the wars, in the heyday of
Philosophical Analysis, when these words were on every cultured and progressive
lip, what was thought of as being subjected to analysis were not linguistic but
non-linguistic entities: facts or (in a certain sense) propositions, not words
or sentences'.12 Analytic philosophy, whether in terms of Russell's 'logical
form', or of the verificationists' 'meaning-fulness' ', was concerned
with explaining problematic expressions by translating statements in which such
expressions occur into more ele-mentary, logically equivalent statements in which
they do not occur. It considered language as an important tool for the
clarification of concepts and states of affairs, not as an appropriate target
of analysis in its own right. Indeed language, as used in ordinary discourse,
offered potential dangers that the philosopher needed to avoid; it could
mislead the unwary into inappropriate metaphysical commitments. The major
advocates of philosophical analysis between the wars, Russell, Wittgenstein and
the Vienna Circle, all shared the conviction that everyday language was
'imperfect' and needed to be purified and improved before it could be ready for
philosophical use. This disdain for ordinary language is at least in part the
source of Austin's growing discontent with analytic philosophy in general, and
with its spokesman Ayer in particular. Austin became increasingly convinced
that ordinary language was a legitimate focus of philosophical enquiry. Not
only was it 'good enough' as a tool for philosophy, it was also possible that
the way in which people generally talk about certain areas of experience might
offer some important insights into philosophically problematic concepts. For
instance, there is the problem of our knowledge of other minds. For Ayer,
statements about the mental states of others weremeaningless and unacceptable
as they stood. A statement such as 'he is angry' was not amenable to any
process of verification, and committed its speaker to the existence of
unempirical concepts such as minds and emotions. To avoid the unpleasant
prospect of having to dismiss all such statements as simply meaningless, Ayer
insisted in Language, Truth and Logic that they must be translatable into
verifiable statements. Statements about others' mental states are most
appropriately translated into statements about their physical states: about
their appearance and behaviour. Such statements, which concern phenomena that
can be directly perceived, are amenable to verification. Assumptions about
mental states are merely inferences from these. Austin's defence of statements
about other minds would run as follows. People use statements such as 'he is
angry' all the time, with no confusion or misun-derstanding. Therefore, it
seems appropriate to take such statements seriously: to analyse them as they
stand rather than to treat them as being in some way 'really' about perceptions
and inferences. Further-more, the fact that people ordinarily talk in this way
might be seen as good grounds for accepting emotions and mental states as valid
concepts. Grice had a lot in common with the group meeting in All Souls.
He was much the same age; of the main members of the group, Austin was two
years older than him, Ayer three and Berlin five, while Stuart Hampshire was a
year younger. Moreover, like both Ayer and Austin he had studied Classics at
Oxford, and been introduced to the study of philosophy in 'Greats'. But college
life was so insular that he was not aware of this group or party to its
discussions. Merton was in many ways a similar college to Corpus Christi: small
and relatively low in the social hierarchy of colleges. Indeed, it had a
growing reputation for offering places to students without traditional Oxford
credentials: to those from the Midlands and the North of England, and to
grammar school pupils. In contrast, Christ Church and Magdalen, where
Ayer and Austin were respectively, were both large and prestigious colleges.
All Souls was exclusively a college of Fellows, offering no places to
undergraduate or postgraduate students. Grice was later to account for his own
absence from the meetings by explaining that he was 'brought up on the wrong
side of the tracks'. 13 He did read Language Truth and Logic, and like many of
his contemporaries was extremely interested in the methodology it suggested for
tackling philosophical problems. However, he recalled in later life that from
the beginning he had certain reservations about Ayer's claims that were never
laid to rest; 'the crudities and dogmatism seemed too pervasive'. 14Grice may
have been unimpressed by some of Ayer's more sweeping claims, but they opened
up to him analytic possibilities that affected his own style of philosophy. An
early typescript paper on negation has survived. This was a topic to which
Grice returned in a series of lectures in the early 1960s, but on which he never
published. The paper is not dated, but the use of his parents' address in
Harborne suggests that it was written before he obtained a permanent position
at Oxford, therefore presumably before the Second World War. He tackles the
epistemological problem posed by negative statements such as 'this is not red'
or 'I am not hearing a noise'. '. Such statements raise the question of
how it is that we become acquainted with a negative fact. Grice argues
that knowledge of negative facts is best seen as inferential. We are confident
in our knowledge of a negative because we have evidence of some related
positive fact. So our knowledge that a certain object is not red might be
derived by inference from knowledge that it is green, together with an understanding
that being green is incompatible with being red. The second example
sentence is more problematic. It expresses a 'priv-ative fact', an absence. If
the inferential account of negative knowledge is to be maintained, it must be
possible to suggest a type of fact incompatible with the positive counterpart
of the negative, that is with the sentence 'I am hearing a noise', for which
the speaker can have adequate evidence. Grice's suggestion is that the
incompatible fact offering a solution to this problem is the fact that the
speaker entertains the positive proposition in question, without having an
attitude of certainly to that proposition. If you think of a particular
proposition, and are aware that you do not know it to be true, then you may be
said to be inferring knowledge of a negative. If you entertain the proposition
that you are hearing a noise, but do not know this proposition to be true, then
you are in a position to assert 'I do not hear a noise'. More generally, to
state 'I do not know that A is B' is in effect to state 'Every present mental
process of mine has some characteristic incompatible with knowledge that A is
B'. 15 Although Grice does not acknowledge any such influences, his paper
can be placed very much within the analytic tradition, and its main proposal
draws on verificationist assumptions. The problem it tackles is the issue of
how we are 'really' to understand negative statements: how we are to translate
them so that they do not contain the problematic term 'not'. Grice's proposed
analysis can be subjected to a process of verifi-cation, on the understanding
that perception though the senses (it is green') and introspection (every
present mental process of mine...) are empirical phenomena.On completion of his
Harmsworth studentship in 1938, Grice was appointed to a lectureship in
philosophy at the third college of his Oxford career, St John's. In the complex
social hierarchy of Oxford col-leges, this was definitely a step up; St John's
was larger, more affluent and more prestigious than either Merton or Corpus
Christi. More impor-tantly, it was a sign that Grice's career was progressing
well. Although it carried a relatively high teaching load, and brought with it
no benefits of college membership, a lectureship was a good position from which
to impress the existing Fellows of the college, who had control over the
appointment of new members. In fact, Grice was elected to the position of full
Fellow, tutor and lecturer in philosophy after just one year. He was to hold
this post for almost 30 years, but initially he stayed at St John's for only
one because his career, like that of many of his con-temporaries, was
interrupted by war service. Grice was commissioned Lieutenant in the Navy in
1940. Initially, he was on active service in the North Atlantic. Then in March
1942 he joined Navy Intelligence at the Admiralty, where he stayed until the
war ended. The war years saw the publication of Grice's first article,
'Personal Identity', in Mind. Neither the topic nor the journal were particularly
surprising choices for a young Oxford philosopher at that time. Mind, edited by
G. E. Moore, was one of the leading, indeed one of the few, journals of
contemporary philosophy, and had reflected the interest in logical positivism
of the 1930s. After the war, under the editorship of Gilbert Ryle, it would
become the acknowledged organ for much of the work from the new school of
Oxford philosophy.l The topic of personal identity was one of long-standing
philosophical interest, and had received renewed attention during the 1930s;
indeed, it was one of the topics discussed in the meetings at All Soul's. It is
ultimately concerned with a question that was to underlie Grice's work
throughout his life: the question of what it is to be a human being. Discussing
personal identity means considering the relative importance of, and
relationship between, physical and mental properties. Describing identity
exclusively in terms of physical bodies presents problems, but so does
describing it entirely in terms of mental entities. The former position would
suggest that a single body must always be the location of a single iden-tity,
or person, regardless of personality change, memory loss or mental illness.
Moreover, it would seem to entail that, since the composition of a physical
body does not stay the same throughout a lifetime, someone must be regarded as
having separate identities, or being different people as, say, a baby, an
adult, and an old man. An account of personal identity based exclusively on
mental sameness, however,would force us to accept that one mental state
transferred into another body, perhaps by surgery or reincarnation, should
result in no change of identity. Philosophers wrestled with hypothetical
'problem cases'. If it were possible to take the brains out of two bodies and
swap them over, would this be best described as a brain transplant or a body
trans-plant? Ayer, Austin and their companions had concerned themselves with
the status of Gregor Samsa from Kafka's 'Metamorphosis': 'was he an insect with
the mind of a man, or a man with the body of an insect?'. 17 In
attempting to negotiate between these two opposing, equally prob-lematic,
accounts, Grice looks to 'memory theories' of personal iden-tity. In this, he
draws on work produced almost 250 years previously by John Locke, while
acknowledging some of Locke's critics and attempting to suggest a way of
addressing them. In other words, Grice's first published work shows the
characteristic combination of old and new ways of thinking. He draws on work from
philosophical 'old boys', such as Locke and his eighteenth-century critic
Thomas Reid. At the same time, he looks for solutions to their problems in a
much newer style of philosophy, one in general terms analytic, and in more
particular terms concerned with the close analysis of individual linguistic
examples. Locke argues that, unlike in the case of inanimate masses, the
identity of living creatures must depend on more than bodily unity. As evidence
he suggests the examples of an oak growing from a seedling into a great tree
and then cut back, or a colt growing into a horse, being sometimes fat and
sometimes thin; throughout these changes they remain the same oak, and the same
horse. In search of an appropriate substitute for bodily sameness, he discusses
what might be seen as a hierarchy of living beings, and considers where a
notion of identity can be located in each case. In general, at each stage of
the hierarchy, what is required is an account of function. The parts of a tree
form a single entity not because they remain physically constant, but because
they are arranged in such a way as to fulfil certain functions: the processes
of nutrition and growth that together ensure the continued existence of the
tree. In much the same way, the identity of an animal can be described in terms
of the fulfilment of the functions that ensure its sur-vival. Even 'man' is no
different in this respect; human identity consists in the collection of parts
functioning together over the course of a lifetime, to ensure the growth,
maturation and survival of the individual human being. Various different
particles of matter form a single human at different points in time precisely
because they all participate in a single, continued, life.Locke points out that
this account of a man or human being, although it does not rely on simple
bodily identity, does make necessary reference to the physical body. The parts
of the body may change over time, but, united by common functions, they
together form part of the definition of 'a man' '. If we relied only on
mental identity, or 'the identity of soul', we would not be able to
resist the idea that physically and temporally separate bodies might all belong
to the same man. Locke suggests that an account based just on the soul could
not rule out the unacceptable claim that the ill-assorted list: 'Seth, Ismael,
Socrates, Pilate, St Austin, and Caesar Borgia, ... may have been the same
man.'18 Furthermore, the form of a man is a necessary part of our understanding
of the concept of a man, and of the meaning of the word 'man'. Even if we
were to hear a creature that looked like a parrot hold intelligent conversation
and discuss philosophy, functions normally associated exclusively with people,
we would hardly be tempted to say that it must be a man, but rather we would
say that it was 'a very intelligent rational parrot'. 19 Locke's next
move is to suggest a categorial distinction between 'man' and 'person'. ,
a distinction he admits is at odds with normal under- standing and
speech. He offers a very specific definition of a person as 'a thinking
intelligent being, that has reason and reflection, and can consider itself as
itself, the same thinking thing, in different times and places' 20 The point of
this distinction is to explain the 'extra' properties persons are generally
seen as possessing, beyond those of animals. It might be said variously
to account for consciousness, self-awareness or the soul. The identity of a
person, then, consists not just in the unity of functioning parts, the criterion
that accounts alike for the identity of a plant, or an animal, or a 'man'. The
identity of a person depends on the continuation of the 'reason and reflection'
across a range of different times and places. In Locke's words, 'as far as this
consciousness can be extended backwards to any past action or thought, so far
reaches the identity of that person'? Locke offers his own solution to what has
come to be known as the 'brain transplant' problem, which he explains in terms
of the transfer of souls. In Locke's fanciful illustration, the soul of a
prince is transferred into the body of a cobbler, the cobbler's soul having
been removed. We would say that what was left was the same person as the
prince, since he would have the thoughts of the princeand the consciousness of
the prince's past life. However, we would at this point be forced to
acknowledge the distinction Locke is drawing between 'man' and 'person', by
saying that this was the same man as the cobbler, as demonstrated by the
continuity of bodily functioning.There is one fairly obvious problem with an
account of identity dependent on the extension back in time of a single
consciousness. Locke in effect dismisses this problem by arguing that it
is an error arising from a particular way in which language is generally used.
The problem is concerned with memory loss. If he were completely and
irrevocably to lose his memory, Locke suggests, we would still want to say that
he was the same person as the one who performed the actions he has now forgotten.
Yet on Locke's own account, if his consciousness could no longer be extended
back to these past actions, he could not be the same person as the one who
performed them. Locke suggests that our reluctance to accept this conclusion,
our inclination to insist that he is still the same person, can be traced to a
lack of reflection about the use of the pronoun 'I'. In this case, the amnesiac
Locke would in fact be using 'I' to refer not to the person, but to the man.
Locke does not himself offer any examples, but the following illustrates his
point. If, having lost his memory and then been instructed about his own
past life, he were to state 'I was exiled by James Il', he would be using the
pronoun to refer only to the same man, or living creature, as he is now, not to
the same person. Our tendency to maintain that 'I' must in these examples stand
for the same person is because of our failure to distinguish properly between
'man' and 'person': our habit of conflating the two. Once this conflation is
recognised for what it is, the problem can be resolved; it may be possible for
a single man to be more than one person during his life. Indeed, although our
use of the pronoun sometimes seems to miss this, elsewhere in the language it
is apparently acknowledged: when we say such a one is not himself, or is
beside himself; in which phrases it is insinuated, as if those who now, or at
least first used them, thought that self was changed; the selfsame person was
no longer in that man.22 Grice's account of personal identity relies on
Locke's theory, but draws more directly on two later philosophers. Thomas Reid,
writing about a hundred years after Locke, produces a 'problem example'. Ian
Gallie, just a few years before Grice, offers a more developed discussion of
the use of the first person pronoun. Reid points out that the notion of
consciousness extending back in time can only make sense if it is understood as
memory; Locke's account can only be coherently understood as a memory theory of
identity. Further, he cautions that although the expressions 'consciousness'
and 'memory' are sometimes used inter-changeably in normal speech, it is
important for philosophers not to confuse the two. 'The faculties of
consciousness and memory are chiefly distinguished by this, that the first is
an immediate knowledge of the present, the second an immediate knowledge of the
past. 23 But if personal identity is dependent on knowledge of the past or on
memory, the following case, which has become known as the 'brave officer'
example, presents severe difficulties. A boy is whipped for stealing apples.
When the boy grows up, he joins the army and, as a young officer, captures an
enemy standard. In later life, the officer is made a general. It is perfectly
possible that, when rescuing the standard, the officer was able to remember,
even did actively remember, that he was whipped as a child. It is also possible
that the elderly general can remember clearly the time when he captured the
standard but, with memory fading, has forgotten all about being whipped as a
boy. The memory is lost irrevocably; even if prompted about the incident, he
cannot remember it. According to Locke's account, we would have to say that the
young boy was the same person as the brave officer, and the brave officer was
the same person as the old general, but that the old general was not the same
person as the young boy. Not only does this offend against our intuitive
notions of identity, it also runs counter to basic logic. If A is identical to
B, and B is identical to C, then it follows that C must be identical to
A. In 'Personal identity', Grice acknowledges his considerable debt to
Gallie's article 'Is the self a substance?', which was published in 1936, also
in Mind. It is a revealing choice of inspiration, perhaps reflecting Grice's
growing interest in the style of philosophy being practised by some of his
Oxford contemporaries: the analysis of specific linguistic examples as a means
of approaching more general philosophical prob-lems. Gallie does not directly
discuss the memory theory of identity. He assesses the case for the existence
of a 'self', a metaphysical entity or substance, remaining constant across a
series of temporally different mental experiences. As an enduring ego it forms
a mental unit of iden-tity, in addition to any purely physical phenomenon. From
the outset, he proposes an account of 'self' in terms of 'a certain class of
sentences in which the word "I" (or the word "me") occurs'
2 Such sentences can, he suggests, be grouped into two or perhaps three sets. The
first of these is the set of sentences in which 'my mind' could be substituted
for 'T'. Gallie admits that in some cases the result may be 'unusual
English', but maintains that it is enough that they would not be false.
Examples include 'I feel depressed' and 'I see it is raining'. The second set
of sentences is defined negatively; such substitution is impossible in
examplessuch as 'I am under 6 feet in height' and 'I had dinner at 8 o'clock
to-night'. Gallie acknowledges but dismisses from discussion a third but purely
philosophical use of 'T'; expressions such as 'I hear a noise now' and 'I see a
white expanse now' are concerned with facts of which the speaker has
introspective knowledge, rather than with any claims about properties of longer
duration. Gallie's starting point is the contention that examples from his
first set offer evidence that the self must exist. If we use T' in these
cases, and use it legitimately, there must be something to which we are
referring; there must be a mental property that endures across a range of
temporarily distinct experiences. Grice's article also starts with a
discussion of 'I' sentences, but his analysis of them is rather more subtle
than Gallie's, and his claims about their significance more ambitious. He
divides Gallie's two basic categories into three, although he implicitly
dismisses the idea that Gallie's 'philosophical' uses constitute a
separate class. His starting point is not with minds but with bodies; the
easiest sentences to define are those into which the phrase 'my body' can be
substituted, sentences such as 'I was hit by a golf ball' and 'I fell
down the cellar steps'. . A second class, one not distinguished by
Gallie, seems to require something extra as well as a physical body to be
involved. This includes sentences such as 'I played cricket yesterday'
and 'I shall be fighting soon', in which substituting 'my body' for 'I' does
not provide an exact or full paraphrase. These sentences in turn are to
be distinguished from a further class in which substitution of 'my body' is
even less satisfactory, sentences such as 'I am hearing a noise' and 'I am
thinking about the immortality of the soul'. Grice is not explicit about what
would count as a suitable substitute for 'I' in these sentences. By implication,
the 'I' of bodily identity is easier to paraphrase than the 'T' of mental
identity, and Grice is not prepared as Gallie was to offer a paraphrase into
'unusual English' But he does suggest tentatively that, in the cricket and
fighting sen-tences, reference to the physical body would need to be
supplemented with 'something about the sort of thoughts and intentions and
decisions I had.'25 Grice's ambitious claim is that the dispute about
personal identity is really a disagreement about the status of certain 'I'
sentences. Examples not concerned with bodily identity, sentences of the 'I am
hearing a noise' category, are central to the type of identity philosophers
have generally discussed. Philosophers over the centuries who have addressed the
nature of personal identity have been concerned with the correct analysis of
this type of 'I' sentence, whether they knew it or not. More-over, Grice
argues, they have also been concerned with the correctanalysis of a class of
sentences closely related to these but containing the word 'someone' instead of
the word 'I'. An adequate account of personal identity must be able to offer an
analysis both of 'I am hearing a noise' and of 'someone is hearing a
noise'. Grice's theory of personal identity is based on Locke's account,
but attempts a modification to answer its critics. His analysis of the
relevant 'I' and 'someone' sentences is in terms of a particular
relationship between experiences divided by time and place. A series of such
experiences can be said to belong to the same person. The relationship in
question cannot be a simple one of memory, or possible memory, because this
raises the 'brave officer' problem; a person having a particular experience may
be quite incapable of remembering an earlier experience, but yet be the same
person as the person who had that expe-rience. As a maneuver to avoid this
problem, Grice introduces the phrase 'total temporary state' (t.t.s.), as a
term of art to describe all the experiences to which an individual is subject
at any one moment. These t.t.s.'s can occur in series, and describing a person
means describing what it is that makes any particular series the t.t.s.'s of
one and the same person. Grice's suggestion is that every t.t.s. in a 'person'
series contains or could contain an element of memory relating it to some other
t.t.s. earlier in the same series. In this way, the 'brave officer' problem is
avoided. The t.t.s of the general contains a memory trace of the experience of
the brave officer, and the t.t.s. of the brave officer contains a memory trace
of the experience of the boy. The three t.t.s.'s are linked into a series and
it does not matter that there is no direct link between that of the general and
that of the boy. Grice analyses 'someone hears a noise' ', the example
type he identi- fied as central to personal identity, in terms of his
notion of t.t.s.: a (past) hearing of a noise is an element in a t.t.s.
which is a member of a series of t.t.s.'s such that every member of the series
either would, given certain conditions, contain as an element a memory of some
experience which is an element in some previous member, or contains as an
element some experience a memory of which would, given certain conditions,
occur as an element in some subsequent member; there being no subset of members
which is independent from all the rest.26 Each t.t.s. contains at least
one memory link, or potential memory link, either forward or backward in an
appropriate series. Sentences containing the problematic 'I' and 'someone'
', the 'I' and 'someone' that cannotbe paraphrased in terms of bodies, can be
re-expressed in terms that remove the problem word and replace it with a
suitably defined series of t.t.s.'s. Personal identity is shown to be a
construction out of a series of experiences. Grice considers various
possible objections that might be raised to his analysis, including the
objection that it is just too complicated as an account of a set of apparently
simple sentences. He is himself unsure that this is a particularly damning
objection, but argues that his analysis of 'self'-sentences is in any
case: probably far less complicated than would be the phenomenalist's
analysis of any material object-sentence, if indeed a phenomenalist were ever
to offer an analysis of such a sentence, and not merely tell us what sort of an
analysis it would be if he did give it.?7 This is an interesting dig.
Phenomenalism was most closely associated at this time with the logical
positivists, and therefore at Oxford with Ayer. It was a form of scepticism,
holding that we do not have direct evidence of material objects; we have
evidence only of various 'sense data' ', and infer the existence of
material objects from these. In other words, phenomenalists claimed that
statements about material objects need to be translatable into empirically
verifiable statements about sense data. Grice's objection is that the
appropriate translations were never actually offered, merely discussed; his
complicated analysis of 'someone is hearing a noise', on the other hand,
offered something def-inite. This is closely related to the type of objection
Austin was raising to Ayer's method; his theories introduced technical terms
such as 'sense data', but did not explain them in ordinary language. In
the light of Grice's sideswipe at sense data theories, it is perhaps surprising
that John Perry, in his commentary, should find phenome-nalist tendencies in
Grice's account of personal identity. His reason lies in the analytic approach
Grice shares with phenomenalism. Both were concerned with analysing sentences
that contain a problem expression (for the phenomenalists words referring to
material objects, for Grice the relevant uses of 'I' and 'someone') in such a
way that these expressions are removed and empirically observable phenomena are
substi-tuted. Sense data and total temporary states are both available to
introspection. For phenomenalists, material objects are logical constructions
based on the evidence of sense data; they need to be recog-nised as such and
the 'true' form of the sentences expressing them needs to be understood. For
Grice, persons are logical constructions fromexperiences. Perry does, however,
acknowledge an important difference between Grice's enterprise and that of
other analytic philosophers, of whom he takes Russell to be a prime
example: In Russell's view, the logical construction was the
philosopher's contribution to an improved conception of, say, a material
object, free of the epistemological problems inherent in the ordinary
conception. So analysis, for Russell, does not preserve exact meaning.
But Grice intends to be making explicit, through analysis, the concept we
already have.28 In other words, Grice sees ordinary ways of talking as
adequate and valu-able, if in need of clarification. For analytic philosophers
such as Russell, ordinary language is simply not good enough; it needs to be
purged of inappropriate existential commitments and vague terms before it can
be a fit tool for philosophy or science. Grice's account of personal identity
has been generally well received in its field. Despite his reservations, Perry
describes it as 'the most subtle and successful' attempt to rescue Locke's
memory theory? Similarly, Timothy Williamson cites Grice's paper as the first
in a succession of responses to the 'brave officer' problem in terms of a
transitive relation between a set of spatio-temporal locations.3º In many ways
it seems far removed from the work for which Grice is now best known. And
indeed when he returned to philosophy after the war he was concerned with
rather different topics. But this early article shows some of the traits that
were to become characteristic of his work across a range of subjects, in
particular a close attention to the nuances of language use. One theme in particular,
the notion of what it is to be a person, and Locke's idea of an ontological
distinction between 'man' and 'person' was to prove central to much of Grice's
later philosophy. The publication of 'Personal identity' meant that
Grice's professional life was not entirely put on hold during the war years,
and neither was his personal life. In 1943 he married Kathleen Watson. Kathleen
was from London, but they had met through an Oxford connection. Her brother J.
S. Watson had held a Harmsworth senior scholarship shortly after Grice and the
two had become friends. James married during the war and, when his best man was
killed on active service shortly before the ceremony, called on Paul at short
notice to perform the duty. Paul and Kathleen met at the wedding. At the time
of his own wedding, Paul still had two years of war service ahead of him, but
it meant that when he returned permanently to Oxford he would not be living in
St John's,as he had done briefly as a bachelor. There were no rooms for married
Fellows in college; indeed, women were not permitted on the premises, even at
formal dinners. Paul and Kathleen settled in a flat on the Woodstock Road
rented from his college. His Fellowship at St John's was, of course, still open
to him, as was the prospect of a closer involvement with the new style of
philosophy taking shape in Oxford.The intellectual atmosphere of Oxford
philosophy during the decade or so from 1945 was very different from that which
Grice had known before the Second World War. As students and dons alike
returned from war service, the process of change that had begun with a few
young philosophers during the 1930s picked up momentum. Old orthodoxies and
methods were overthrown as a host of new thinkers and new ideas took their
place. The style of study was questioning, exploratory and cooperative. Many of
the philosophers who were active in this period, such as Geoffrey Warnock and
Peter Strawson, have since testified to the spirit of optimism, enthusiasm and
sheer excitement that predom-inated.' The reasons for these emotions were
similar to those that had drawn A. J. Ayer to the work of the Vienna Circle
just over a decade earlier. A new style of philosophy was going to 'solve' many
of the old problems. Once again, this was to be achieved by close attention to
and analysis of language. For logical positivists this involved 'translating'
problematic statements of everyday language into logically rigorous,
empirically verifiable sentences. For the new Oxford philosophers, however, no
such translations would be necessary. A suitably rigorous attention to the
facts of language was going to be a sufficient, indeed the only suitable,
philosophical tool. In retrospect, Grice suggested the following causes
of the differences after the war: the dramatic rise in the influence of
Austin, the rapid growth of Oxford as a world-centre of philosophy (due largely
to the efforts of Ryle), and the extraordinarily high quality of the many young
philosophers who at that time first appeared on the Oxford scene.?Gilbert Ryle,
the tutor who had introduced Ayer to Wittgenstein and encouraged him to travel
to Vienna, was a decade or more older than Grice and his contemporaries, having
been born in 1900. However, his influence on Oxford philosophy during the 1940s
and 1950s was con-siderable. His philosophy of mind, in particular, was widely
known through his teaching, and was eventually published as The Concept of Mind
in 1949. In this book, Ryle argues against the received idea of the mind as a
mental entity separate from, but in some way inhabiting, the physical body:
Descartes's 'ghost in the machine'. All that can legitimately be discussed are
dispositions to act in a certain way in certain situations. The error of
dualism can be attributed to the tendency to analyse minds as 'things' just as
bodies are things. Taken together with a strict distinction between mental and
physical, this gives rise to the error of defining minds as 'non-physical
things'. This error stems from a basic category mistake involving the type of vocabulary
used in discussions of minds. Differences between the physical and the mental
have been 'represented as differences inside the common framework of the
categories of "thing", "stuff", "attribute",
"state", "process" "change" ',
"cause" and "effect"' 3 Only close attention to
language reveals this tendency among philosophers to extend erroneously
terms applicable to physical phenomena, and thus to enter into unproductive
metaphysical commitments. Ryle was keen to see this philosophical approach adopted
more widely, and after he took over as editor of Mind in 1947, began what
Jonathan Rée has described as a 'systematic cam-paign' to take control of
English philosophy. He drew together some of the more promising young Oxford
philosophers and 'by galvanising them into writing, especially about each
other, in the pages of Mind, he gave English academic philosophy in the fifties
an energy and sense of purpose such as it has never seen before or
since." The style of philosophy Ryle was deliberately promoting
found resonances in the work of J. L. Austin, who was continuing to develop the
notions about ordinary language with which he had confronted Ayer before the
war. Ayer himself had returned to Oxford only briefly, before taking up a chair
at University College London in 1946. The ideas of logical positivism were, in
any case, losing their earlier glamour and appeal for younger philosophers, and
Austin became the natural leader of the next wave of Oxford philosophy, both
before and after his appointment as White's Professor of Moral Philosophy in
1952. This promotion may seem surprising today; Austin had published just three
papers by 1952, none of which were strictly about moral philosophy. It seems
that credit was given to the importance of his ideas, and his rep-utation as an
inspiring and charismatic teacher, a reputation achieved despite his rather
austere personality. Few if any of his colleagues felt that they really got to
know him personally. This was perhaps in part because, as Geoffrey Warnock has suggested,
he was 'a shy man, wary of self-revelation and more than uninviting of
self-revelation by others'. It may also have been in part because, unusually
among his peers, he eschewed college social life, preferring to spend his time
quietly at home with his family in the Oxfordshire countryside. Never-theless,
most people who knew him had their favourite story to sum up what could be a
formidable and confrontational, but also a humourous and humane personality.
George Pitcher relates how Austin once attended a meeting at his college
concerned with plans for the college buildings. The meeting got embroiled in a
long and seemingly unrec-oncilable discussion about the President's Lodgings.
When finally asked for his opinion, Austin's response was 'Mr President, raze
it to the ground. Grice recalls how a colleague once challenged Austin with
Donne's lines 'From the round earth's imagined corners,/ Angels your trumpets
blow' as an example of non-understandable English. 'It is perfectly clear what
it means,' replied Austin, 'it means "Angels, blow your trumpets from what
persons less cautious than I would call the four corners of the earth"
" Such anecdotes illustrate Austin's ability to cut through protocol
and rhetoric and reveal the plain facts underneath: often to reveal that things
are just as simple as they seem, and a lot more simple than they are made out
to be. This was the spirit in which he approached philosophy. He was
undoubtedly lucky in this project in the number of dedicated and talented young
philosophers who, as Grice puts it, 'appeared' at Oxford in the 1940s and
1950s. In the early post-war years, undergraduates and new tutors were
generally older than had been the tradition, and eager to study, their
university careers having been postponed or interrupted by the war. Austin
played an active role in spotting and encouraging talent, building up what
quickly came to be seen as his own 'school' of philosophy. This development
seems rather at odds with his views on discipleship. Ben Rogers has suggested
that, unlike Wittgenstein, Austin 'discouraged anything like a cult of
personality: he wanted to put philosophy on a collective footing' However,
there is some evidence that Austin was at least in part predisposed to
encourage, and even to enjoy, his status as leader. Grice reports that Austin
was once heard to remark to a colleague, 'if they don't want to follow me, whom
do they want to follow?"The style of philosophy developed and practised by
Austin and his followers has been variously labelled as 'Oxford philosophy',
linguistic philosophy' and 'ordinary language philosophy'. It is in fact far
from uncontroversial that a single, identifiable approach united the
philosophers working in Oxford at this time, even those in Austin's immediate
circle. Grice himself denies this assumption in a number of published
commentaries, such as the uncompromising claim that: 'there was no
"School"; there were no dogmas which united us.' Perhaps the only
common position of the Oxford philosophers, certainly the only one Grice
acknowledges, was a belief in the value, indeed the necessity, of the rigorous
analysis of the everyday use of words and expressions. They worked on a wide
range of philosophical problems, and even when addressing the same issue they
often disagreed on analysis or conclu-sion. But in approaching these problems
they were in agreement that careful attention to the words in which they were
conventionally expressed was the best path to understanding, tackling and
perhaps eliminating the problems themselves. The origins of this approach are
controversial. Commentators have looked beyond Ryle and Austin to suggest
Ludwig Wittgenstein, G. E. Moore, Bertrand Russell and even Gotlob Frege as
candidates for the title 'father' of ordinary language phi-losophy. There is
certainly something in all these claims; each thinker
was influential in the development of the analytic tradition from
which ordinary language philosophy emerged. But under Ryle's and Austin's
guidance it developed in directions not envisaged, and in some cases explicitly
not approved, by its putative mentors. In the late nineteenth century
Frege proposed analysis of language as a method for tackling philosophical
problems. He was chiefly a math-ematician, but in the course of his work
addressed the language of logical expressions, and the potential problems
inherent in it. Frege's most influential contribution to the philosophy of
language is his distinction between 'sense' and 'reference'. Any name, whether
a proper name or a description, that points to some individual in the world,
does so by way of a particular means of identifying that individual. A name
therefore has both a reference, the individual it denotes, and a sense, the
means by which reference is indicated. In this way, Frege explains statements
of identity. If we attend only to reference, an example such as 'Sophroniscus
is the father of Socrates' would have to be dismissed as uninformative; it
would simply offer a logical tautology, stating of an individual that he is
identical with himself. If, however, we attend to sense as well as reference,
we can analyse this example as making an informative statement to the effect
that the two names may differ insense but share the same reference. The example
is significant because, although there is no difference between the denotation
of the two names, there is nevertheless 'a difference in the mode of
presentation of the thing designated'." Russell proposed the
'translation' account that became characteristic of analytic
philosophy. Suitably rigorous attention could reveal the logical structure
beneath a grammatical form that was often misleading and imperfect. His main
difference from Frege was in his analysis of descriptions. Russell observes in
his 1905 article 'On denoting' that 'a phrase may be denoting, and yet not
denote anything; for example, "the present king of France" 1
For Frege such examples posed no problem. It was perfectly possible to say that
such an expression had a sense but no reference. But the consequences of this
position are unacceptable to Russell because of their impact on logic. If 'the
king of France' simply has no reference, then any sentence of which it is
subject, such as Russell's famous example 'the king of France is bald', must
also fail to refer to the world; in other words it must fail to be either true
or false. For Russell this result is intolerable because it dispenses with
clas-sical, two-valued logic, in which every proposition must be capable of
being judged either 'true' or 'false' . Classical logic states that if a
propo- sition is true then its negation must be false, and vice versa.
But under Frege's analysis 'the king of France is bald' and 'the king of France
is not bald' are indistinguishable in terms of truth value; both fail to be
either true or false. Not only is this unacceptable, argues Russell, it also
goes against the facts of the matter; 'the king of France is bald' is a simple
falsehood. Russell uses the label 'definite descriptions' for phrases
such as 'the king of France', and claims that they are a particular type of
expression demanding a particular type of analysis. Despite appearances, they
are not denoting expressions, and they do not function as subjects of sentences
in which they superficially appear to be in subject position. The
subject/predicate form of a sentence containing a definite description, a
sentence such as 'the king of France is bald', is misleading. That is, the
logical structure of the sentence is at odds with its purely grammatical form;
it is actually a complex of propositions relating to the existence, the
uniqueness, and then the characteristics, of the individual apparently
identified. Russell's rendition of this example can be paraphrased as: 'there
exists one entity which is the king of France, and that entity is unique, and
that entity is bald! Re-analysed in this way, it is possible to demonstrate
that, in the absence of a unique king of France, one of these propositions is
simply false. If it is not true thatthere is a present king of France, the first
part of the logical form is false, making the sentence as a whole also
false. Russell's theory of descriptions has been seen as the defining
example of analytic philosophy. Ayer often repeated his admiration for it in
these terms. His close attention to language as well as to logic further caused
Russell to be credited with inspiring ordinary language philosophy. 13 However,
he would certainly not have been pleased by this latter acco-lade; he was still
active in philosophy when the new approach was in the ascendant and he publicly
and vociferously opposed it.' His own motivation in 'On denoting', and
elsewhere, was not to describe natural language for its own sake, but to
explain away the apparent obstacles it offered to classical logic. If every statement
containing a denoting phrase could be explained as a complex proposition not
involving a denoting phrase as a constituent, bivalent logic could be
maintained. Like Frege, Russell's first and primary philosophical
interest was in mathematical logic. His interest in the analysis of language
and therefore in meaning grew out of a concern for analysing the language in
which the ideas of logic are expressed, and ultimately for refining that
language. Russell's Cambridge colleague and almost exact contemporary G.
E. Moore would perhaps have been less uncomfortable with being credited
as genitor of ordinary language philosophy. Like many of the Oxford
philosophers a generation later, he came to philosophy from a background in
classics, and remained sensitive to details of meaning. This was coupled
with a rather leisured approach to philosophical enquiry; a private fortune
enabled him to spend seven years at the start of his career away from all
professional responsibilities, pursuing his own philosophical interests.
Certainly, the result was a thorough and meticulous attention to the language
in which philosophical discussion is couched. Another common feature between
Moore and many ordinary language philosophers, one identified by Grice, was an
anti-metaphysical, determinedly 'common-sense' approach to philosophical
issues. 15 An illustration of both the rigorous analysis and the
confidence in intuitive understanding can be found in Moore's article 'A
defence of common sense', published in 1925. This was a forerunner of the
infamous British Academy lecture of 1939 in which he held up his own hand as
incontrovertible and sufficient 'proof' of the existence of material objects.
In the published article, too, Moore addresses the question of the status of
our knowledge of external objects, as well as our belief in the existence of
other human beings, and indeed the viability of anyphysical reality independent
of mental fact. In asserting such viability Moore is, as he explains, arguing
against the sceptical view that all that we have access to are 'ideas' of
objects, offered to us by means of our sense impressions, never the objects
themselves. Such philosophical views were dominant in English philosophy when
Moore himself was a young man, and were in part what he was reacting against in
defending common sense. Moore's 'defence' rests almost entirely on his
assertion of what he knows to be the case, by introspection based on the
dictates of common sense. He knows with certainty of the existence and
continuity of his own body, as well as its distinction from other, equally real
physical objects. Not only that, but all other human beings have a similar, but
distinct set of knowledge relating to their own bodies. Further, to
describe these as common-sense beliefs is actually to admit that they must be
true, since the very expression 'common sense' implies that there is a set of
other minds holding this belief and therefore that other minds, and other
people, exist. Common sense should extend to analysis of the language of
philosophy as well. In assessing the truth of a sentence such as 'The earth has
existed for many years past', it is necessary to consider only 'the ordinary or
popular meaning of such expressions' '. Moore comments dryly that the
existence of such a unique, ordinary meaning 'is an assumption which some
philosophers are capable of disputing'. This capacity, he suggests, has led to
the erroneous argument that a statement such as this is questionable, and
perhaps even false. This insistence that philosophers attend to the
ordinary use of the expressions with which they are dealing, together with the
expression of bafflement that they should declare themselves unsure of the
nature of such ordinary use, was to become as characteristic of Austin's work
as it was of Moore's. Austin was widely known to be impressed by Moore's work,
and inspired by his methodology, although he was less convinced that intuitive
convictions and commonplace orthodoxies could be accepted at face value without
further exploration. Grice recalls him declaring, with a characteristic
combination of scholarly enthusiasm and school-boy jocularity: 'Some like
Witters, but Moore's my man.'" This pithy summary of his own philosophical
influences introduces one of the most controversial issues concerning the
origins of ordinary language philosophy: the impact of Wittgenstein. Some
commentators have argued that Wittgenstein's later work was crucially
important; Ernest Gellner, for instance, discusses 'linguistic philosophy' as
if it were uncontroversially a product of Philosophical Investigations. 18 But
in his biographical sketch of Austin, Geoffrey Warnock argues cat-egorically
that Wittgenstein did not influence the philosophical method Austin
promoted."' The issue is a difficult one to settle. Ben Rogers suggests
that: 'Oxford philosophy of the 1940s and 1950s was more indebted to
Wittgenstein than it liked to admit, 20 and it is certainly possible that his
ideas informed discussion at the time, even if his intellectual presence was
not directly acknowledged. Philosophical Investigations, presenting
Wittgenstein's later work on language, was not published until 1953, but
earlier versions of it were circulated and read in Oxford in the immediate
post-war years. Other commentators, such as Williams and Montefiore, emphasise
what they see as the striking differences between Wittgenstein and Austin. The
two men's personalities, they suggest, were reflected in their different styles
of philoso-phy: Wittgenstein's intense and introspective, Austin's scholarly
and meticulous.22 Wittgenstein's early work had been inspired by his
former tutor Russell. Although highly original, it was very much within
Russell's formal, analytic tradition. Language operates by expressing
propositions that may differ from apparent surface form but map on to the world
by means of the basic properties of truth and falsity. 'To understand a
proposition means to know what is the case if it is true,' Wittgenstein
suggests in his Tractatus, prefiguring the logical positivism of the Vienna
Circle23 However, the work Wittgenstein produced when he returned to philosophy
after a self-imposed break was notoriously different from that of his youth. It
shows some striking similarities to ordinary language philosophy. In
Philosophical Investigations, Wittgenstein argues that language is better
defined in terms of the uses to which it is put than the situations in the
world it describes. Words are tools for use and, just as a tool may not always
be used for the same function, meaning is not necessarily constant. Coining one
of the most enduring metaphors in the philosophy of language, he argues that a
word is best described as having a loose association of meanings that are
essentially independent but may display certain 'family resemblances' '.
He argues that apparent philosophical problems are in fact issues of
language use; correct investigation of the language in which problems are posed
reveals them to be merely 'pseudo problems' '. Also, and perhaps
even more strikingly, he comments that, in philosophical discussion as
else-where, 'When I talk about language (words, sentences, etc.) I must speak
the language of every day.'24 Whatever positive influences may have acted
on Austin, it is certain that he was at least in part reacting against some
other philosophical styles. In particular, he was taking issue with logical
positivism, and withthe work of his old sparring partner A. J. Ayer. Soon after
the war, Austin developed his response to Ayer on sense data. This was
presented as a series of lectures, first delivered in 1947, and was published
only posthumously, when Geoffrey Warnock edited the lecture notes under the
title Sense and Sensibilia. Austin deals in detail and critically with Ayer's
Foundations of Empirical Knowledge, the book published in 1940 that expanded on
and developed the implications of the verificationist account presented in
Language, Truth and Logic. Ayer had argued in the earlier book that the
operation of the principle of verification for an individual is not directly
dependent on the physical world, but relies on the data we receive through our
senses. These 'sense data' are the only evidence we have available by which to
subject sentences making statements about the world to appropriate processes of
verification. In The Foundations of Empirical Knowledge, Ayer addresses the
question of whether our knowledge is determined by material objects themselves
or by our personal sense data. He develops a phenomenalist approach to this
question, arguing that beliefs and statements about material objects are only
legitimate if they are translated into beliefs and statements about our sense
data. In this way, he maintains that discussion of the status of material
objects is primarily a dispute about language. It is a dispute about the best
way to analyse statements of experience. Sentences concerned with material
objects and those concerned with sense data are simply uses of two different
types of language. They refer to the same things in two different ways, rather
than describing ontologically different phenomena. 25 Austin
disliked the idea that philosophers need to 'see through' ordinary language
before they can say anything rigorous about material objects. In his lectures
on perception he argues that belief in sense data is an error into which
philosophers have been led by the words they coin. The term itself is
introduced artificially; ordinary people in everyday life find no need of it.
Even the word 'perception' has an unnecessarily technical ring for Austin.
People rarely talk about perceiving material objects, and still less frequently
of experiencing sense data. They do talk about seeing things, and so
philosophers should attend to the suggestions this offers as to how the world
works. The 'plain man' can cope perfectly well with distinguishing appearance
from reality, with describing rainbows, or with commenting that ships on the
horizon may appear closer than they are. Philosophers need only look to the
actual use of words such as 'reality', 'looks' and 'seems' to understand this.
Ordinary language has its own, perfectly adequate way of dealing with the
difference between appearance and reality. Near thebeginning of his lectures,
Austin sums up his response to sense data theorists: My general opinion
about this doctrine is that it is a typically scholastic view, attributable,
first, to an obsession with a few particular words, the uses of which are
over-simplified, not really understood or carefully studied or correctly
described... Ordinary words are much subtler in their uses, and mark many more
distinctions, than philosophers have realised.26 In other work, Austin
objects to the assumption he finds in logical positivism and elsewhere that the
most important or the only philosophically interesting function of language is
to make statements about the world. Philosophers concerned with questions of
truth and falsity, and with determining meaning in terms of verification,
overlook the many different ways in which speakers actually use language, and
fall into the fallacy of seeing it as merely a tool for description. 'The
principle of Logic that "Every proposition must be true or false" has
too long operated as the simplest, most persuasive and most pervasive form of
the descriptive fallacy.2 Only a careful consideration of the way in which
people actually use language enables philosophers to dispense with this
fallacy. Even when people do make statements of fact, it is often necessary to
consider 'degrees' of success, rather than simple truth. It is only with
such a concept that we can make sense of various loose ways of talking, such as
'the galaxy is the shape of a fried egg', or explain why a statement may be
true, but somehow 'inept' , such as saying 'all the signs of bread' when
clearly in the presence of bread. Austin's approach, then, was based on a
distrust of philosophical constructions and technical terminology, especially
terminology he suspected of being unnecessary or poorly defined, but it was not
entirely negative. He wanted to replace these with a serious and rigorous
attention to the way in which any matter of philosophical interest is discussed
in everyday language. He sets out these ideas particularly clearly and
characteristically stridently in 'A plea for excuses' , a paper delivered
to the Aristotelian Society in 1956, which came to be seen almost as a
manifesto for ordinary language philosophy. Philosophers have for too long
conducted their discussion in real or feigned ignorance of the way in which key
words and phrases are used in ordinary, everyday lan-guage. It is not just that
the language of everyday is a worthy subject and adequate vehicle for
philosophical enquiry. Rather, it is the only tool with a claim to being
sufficient for philosophical purposes, honedas it is by generations of use to
describe the distinctions and connections human beings have found necessary.
These can reasonably be claimed to be more sound and subtle 'than any that you
or I are likely to think up in our arm-chairs of an afternoon - the most
favoured alternative method'28 Meanings, including the meanings of
philosophical terms, can only coherently be discussed with reference to the
ways in which words are used in ordinary discourse. More specifically in
'A plea for excuses', Austin is concerned with a rigorous examination of the
circumstances in which excuses are offered, and the different forms they may
take. For instance, excuses are only offered for actions performed freely. A
consideration of the ordinary use of 'freely' to describe an action reveals
that it does not introduce any particular property, but serves to negate some
opposite, such as 'under duress'. It would be used only when there is
some suggestion that the opposite could or might apply. There would be
something strange about applying the term 'freely' to a normal action performed
in a normal manner. Austin sums up this claim in the slogan 'no modification
without aberration'? For many ordinary uses of many verbs, there is simply no
modifying expression, either positive or negative that can appropriately and
informatively be applied. The 'natural economy of language' dictates that
we can only add a modifying expression 'if we do the action named in some
special way or cir-cumstance'.30 Austin promoted his approach to
philosophy through personal contact, including his own teaching, at least as
much as through published papers such as 'A plea for excuses'. Lynd Forguson
has studied undergraduate Oxford philosophy examination papers and observed
that questions reflecting ordinary language philosophy began to appear as early
as 1947, and were increasingly frequent throughout the 1950s. For
instance, students were asked: 'Is it essential to begin by deciding the
meaning of the word "good" before going on to decide what things are
good?'31 Perhaps most significantly Austin's ideas were disseminated through
active collaboration in philosophy with his colleagues. This did not take the
form of any co-authored papers or books. Indeed, both Grice and Stuart
Hampshire have suggested that Austin's independent character and idiosyncratic
style would have made him an awkward writing companion.32 His approach to
collaboration in philosophy was to draw together the responses and insights of
as many different informed observers of language use as possible. In the late 1940s,
he instituted a series of 'Saturday Mornings' ', meetings that ran in
term time and brought together a number of like-minded Oxford
philosophers.Grice was present from the start. Other members included R. M.
Hare, Herbert Hart, David Pears, Geoffrey Warnock and Peter Strawson. Grice
recalls how Austin described these meetings, perhaps semi-seriously, as a
weekend break from the regular work of 'philosophical hacks', enabling them to
turn their attention to less narrowly philosophical topics. Perhaps with this
explanation in mind, Grice labelled the meetings 'The Play Group'. He seems to
have been inordinately pleased with this name, and employed it in both spoken
and written accounts of Oxford philosophy throughout his life. He used it at
the time with some of his colleagues but never, it seems, with Austin himself.
Austin was not the sort of man with whom to share such a joke. 34 The
American logician W. V. O. Quine spent the academic year 1953-4 at Oxford as
visiting Eastman professor. In his memoir of this period he passes on the
rumour that attendance at Saturday Mornings was controlled by rules devised by
Austin to preclude particular individu-als.35 There does not seem to be any
explicit first-hand support from members of the group for this allegation.
However, there is some evidence from them that Austin imposed criteria for
attendance that would, in effect, have ruled out anyone older than himself who
might prove a challenge to his leadership. Geoffrey Warnock remarks simply that
attendance was 'restricted to persons both junior to Austin and employed as
whole-time tutorial Fellows' 3 Many years later, when Grice was thinking back
to the days of the Play Group, he jotted down a list of Oxford philosophers of
the time. Interestingly, he divides his list into three categories: 'yes'
(Austin, Grice, Hampshire, Strawson, Warnock...), 'no' (Anscombe, Dummett,
Murdoch...) and 'overage' (Ryle, Hardie ...).37 Initially, at least,
Austin seems to have stuck to his self-imposed remit. The Play Group
engaged not so much in philosophical debate as in intellectual puzzles and
exercises pursued for their own sake. A favourite occupation was to analyse and
categorise the rules of games, or to invent games of their own. Kathleen Grice
recalls that one term they seemed to spend most of their time drawing dots on
pieces of paper. Another term they decided to 'learn Eskimo' 38 However, they
gradually turned their attention to more obviously philosophical occupations.
Austin liked to pick a text per term for the group to read and discuss.
However, some of the group did not find this a particularly fruitful
philosophical method, largely because of Austin's preferred pace, which was
painstakingly slow. 'Austin's favoured unit of discussion in such cases was the
sentence', Warnock recalls, 'not the paragraph or chapter, still less the book
as a whole. 39 At other times, the Play Group put into practiceAustin's views
about the correct business of philosophers by engaging in 'linguistic
botanising'. Austin admired the sciences, and regretted that his own
education had given him little real knowledge or expertise in them. His idea
was to apply the same techniques of rigorous observation and attention to
detail as would be used in a discipline such as botany to the material of
linguistic use. The language, and the way in which it was ordinarily used, were
there as empirical facts to be observed by those with the sensitivity to do so.
Only in this way could its categories and fine distinc-tions, honed over
generations, become available to the philosopher. Examples of this
philosophical method are to be found in many of Austin's own writings. For
instance, in 'A plea for excuses', where he advocates philosophical attention
to 'what we should say when, and so why and what we should mean by it', he
suggests some of the words and phrases related to excuses that may shed light
on its use: abstract nouns such as 'misconception', 'accident', 'purpose' and
verbs such as 'couldn't help', 'didn't mean to', 'didn't realise'. 4º He
proposes a philosophical methodology of 'going through the dictionary'; only
such a rigorous analysis of the language will give a thorough and objective
overview of the subject matter, which can then be subjected to a process of
introspective analysis. At the Play Group, linguistic botanising was no
less painstaking, but it took a discursive, collaborative form. The members
would, in effect, pool their linguistic resources in order to draw up lists of
words related to the particular subject under discussion. They would then
analyse the uses and nuances of these words, deciding which were suitable, and
which unsuitable, in various different contexts. As Grice later explained it,
they would examine a wide range of the relevant vocabulary, to 'get a list of
"okes and nokes"'* J. O. Urmson has described the processes involved
more fully: Having collected in terms and idioms, the group must then
proceed to the second stage in which, by telling circumstantial stories and
constructing dialogues, they give as clear and detailed examples as possible of
circumstances under which this idiom is to be preferred to that, and that to
this, and of where we should (do) use this term and where that.... At [the
next] stage we attempt to give general accounts of the various expressions
(words, sentences, grammatical forms) under consideration; they will be correct
and adequate if they make it clear why what is said in our various stories is
or is not felic-itous, is possible or impossible. 42Austin argued that
this process was both empirical and objective. Several philosophers
conferring together would avoid the possible distortions and idiosyncrasies
that might skew the findings of a single researcher, as well as bringing
together a wide range of different experiences and specialisms. At a conference
in 1958, he was challenged to say what set of criteria was adequate for judging
a philosophical analysis of a concept. He is reported as replying, 'If you can
make an analysis convince yourself, no matter how hard you try to overthrow it,
and if you can get a lot of cantankerous colleagues to agree with it, that's a
pretty good criterion that there is something in it. '43 Their task was not
just to list and to categorise areas of vocabulary, but to analyse the
conceptual distinctions these indicated. Only after selecting relevant terms
and discussing their usage was it legitimate to compare the findings with what
philosophers had traditionally said. Despite his frosty demeanour and austere
habits, Austin displayed huge enthusiasm and optimism, attitudes that infected
the members of the Play Group. Grice has commented that Austin clearly found
philosophy tremendous fun, although he 'would not be vulgar enough to say
anything like that'. 4 If Austin's method attracted devotees, however, it
also attracted critics. The practitioners of ordinary language philosophy saw
it as an exciting new approach capable of overthrowing past orthodoxies and
offering solutions to age-old problems, but its critics saw it as sterile and
complacent, valuing lexicographical pedantry over real philosophical argument.4
Some of its more high profile opponents, such as Bertrand Russell and A. J.
Ayer, targeted what they saw as the shallow insights, even the platitudes, to
which the Oxford philosophers limited them-selves. Maintaining his position
that ordinary language is simply not good enough for rigorous philosophical
enquiry, Russell derided what he saw as the triviality of ordinary language
philosophy; 'To discuss endlessly what silly people mean when they say silly things
may be amusing but can hardly be important. Other critics targeted the
practitioners more directly, characterising them as spoilt and snobbish,
'playing' at philosophy without feeling the need to justify their leisurely
activities. Ernest Gellner, a former student of Austin's, published a
book in 1959 exclusively concerned with attacking the Oxford philosophers and
their method. Gellner finds his own way of repeating Russell's mockery when he
suggests that ordinary language philosophy suggests that 'the world is just
what it seems (and as it seems to an unimaginative man at about mid-morning)' 4
This style of philosophy 'at long last, provided a philosophic form eminently
suitable for gentlemen' because it demanded immense leisure and 'yet its message
is that everything remains as itis'.48 C. W. K. Mundle argues that Austin's
elitism mars his philosophy. He detects prescriptivism beneath Austin's
apparently descriptivist concern for 'what we should say'. 'In the name of
ordinary language, he demands standards of purity and precision of speech which
are extraordinarily rare except among men who got a First in Classical
Greats.'49 There is undoubtedly some substance in the accusations of
elitism. The members of the Play Group shared an understanding that
detailed analysis and meticulous enquiry were important ends in themselves, but
also a certainty of leisure and means to pursue these ends. Their appointments
did not carry the pressure to publish that to modern academics is a matter of
course, a fact almost certainly crucial to the success of ordinary language
philosophy. Linguistic botanising was often conducted self-consciously for its
own sake, without expectations of spe-cific, publishable 'results'. Stuart
Hampshire has admitted that Austin's method depended on a comparatively
careless attitude to time and pub-lication: 'you're apt to get discouraged
about publishing because you can't fit it all neatly into a journal
article. 150 At the time, the Oxford philosophers were in general
reluctant to argue their own case. Partly in response to this, Grice later took
on the task of offering a first-hand account of ordinary language philosophy in
defence against some of its critics. The subject clearly exercised him from the
mid-1970s on; he talked, both formally and informally on the topic, and wrote
copious notes about it. In a move that would have seemed to the critics to have
confirmed their worst fears about snobbery and self-importance, he compares
post-war Oxford to the Academy at Athens, with Austin by implication playing
the role of Aristotle. In fact the comparison is not as pompous as it may first
appear; Grice is not suggesting that mid-twentieth-century Oxford was as
important to the history of philosophy as ancient Athens. Rather, he sees certain
similarities between the two enterprises that gave ordinary language philosophy
a philosophical pedigree its critics claimed it lacked. He sees reflections of
Austin's method in what he describes as the 'Athenian dialectic': the interest
in discourse ingeneral, and in the facts of speech in particular. The
connection is summed up for Grice in the two aspects of the Athenian interest
in ta Zeyoueva. The phrase can refer to 'what is spoken', both in the sense of
ordinary ways of talking, and of generally received opinions. Both schools were
concerned not just with the analysis of language, but with seeing the way
people speak as a reflection of how they generally understand the world, a
reflection of the 'common-sense' point of view. The difference is, Grice
argues, that Austin and his school concentrated more closely on the first
aspect;Aristotle and his on the second. Aristotle was concerned not so much
with methodology as with picking out foundations of truth. Austin was
interested in the 'potentialities of linguistic usage as an index of conceptual
truth, without regard for any particular direction for the deployment of such
truth.'51 Grice also addresses critics of ordinary language philosophy
more directly, accusing them of simple misrepresentation. Gellner's book, in
particular, he describes informally as 'a travesty'. In effect, he accuses the
critics of inverted snobbery: of assuming that ordinary language philosophy
must be trivial and elitist because it was practised by a socially privileged
group of people in an ancient university. He admits that the style of
philosophy came easiest to those who had received a classical, therefore a
public school, education. Education in the classics had fitted the Oxford
philosophers to the necessary close attention to linguistic distinctions:
ordinary language philosophy involved 'the deployment of a proficiency
specially accessible to the establishment, namely a highly developed
sensitivity to the richness of linguistic usage' 5 Grice's response is perhaps
confused. At times he seems to accept the accusation of elitism but to argue
against its derogatory implications. Why should high culture in philosophy be
considered bad, he wonders, if it is prized in art, literature and opera? At
other times, however, he seems simply to reject the accusation, arguing that
anyone with suitably acute powers of observation could engage in this kind of
analysis. This ambivalence is most apparent in some of his comments that did
not make it into print. In a section of the handwritten draft of the 'Reply to
Richards', but not of the published version, he comments on the accusation of
elitism: To this the obvious reply would seem to be that if it were
correct that philosophy is worth fostering, and that proficiency demands a classical
education, then that would provide additional strength to the case for the
availability of a classical education. But I doubt if the facts are as stated;
I doubt if 'linguistic sensitivity' is the prerogative of either the well-to-do
or of the products of any particular style of education. 53 Grice's
attitude to his social environment may have been, or have become, somewhat
ambivalent, but during the 1940s and 1950s he was central to the ordinary
language philosophy movement. He attended Austin's Saturday Mornings regularly
and enthusiastically. Outside these meetings, he worked collaboratively with
other members of the group.He even collaborated with Austin himself, although
in teaching rather than writing. The two taught joint sessions on Aristotle. Grice
later claimed that these were particularly easy teaching sessions for him
because no preparation was necessary. They would simply arrive in class and
Austin would start talking, freely and spontaneously. At some point Grice would
find something with which he disagreed and say so, 'and the class would begin'*
It seems that their style of teaching often rested on each holding fast to an
opposing position. Speaking long after he had left Oxford, Grice recalled
Austin's typical response when challenged on some point: 'Well, if you don't
like that argument, here's another one.'55 Grice may have been amused by
Austin's view of philosophy in terms of 'winning', but he himself was not
likely to back down on a position once he had taken it up. However, this method
had its successes. Their pupil J. L. Ackrill went on to become a Fellow of
Brasenose College, and to publish his own translation of Aristotle's Categories
and De Interpretatione in 1963. Among his acknowledgements to those who had
helped him in understanding these works, he comments: I am conscious of
having benefited particularly from a class given at Oxford in 1956-7 by
the late J. L. Austin and Mr H. P. Grice.'56 For Grice himself, the most
fruitful collaboration during this period was the joint work he undertook with
Peter Strawson. Strawson had gone up to Oxford in 1939 and had been Grice's
tutee. He later commented that: 'tutorials with [Grice] regularly extended long
beyond the customary hour, and from him I learned more of the difficulty and
possibilities of philosophical argument than from anyone else.'"
Strawson's career also had been interrupted by the war, and he did not gain a
permanent position until 1948, when he was appointed Fellow of University
College. He was one of the younger members of the Play Group, but nevertheless
a central figure in ordinary language philosophy, and unusually successful in
completing work. In 1950 he published 'On referring', in which he offered a
response to Bertrand Russell's theory of descriptions, an account that had been
widely praised, and practically unchallenged, since it first appeared in 1905.
Russell had argued that natural language can be misleading as to the structure
of our knowledge of the world; Austin and his followers that, on the contrary,
it is the best guide we have to that structure. Strawson suggests that,
preoccupied with mathematics and logic, Russell had overlooked the fact that
language is first and foremost a tool in communication. Russell had ignored the
role of the speaker: '"mentioning", or "referring", is not
something an expression does; it is something that someone can use an
expression to do. Once an appropriate distinction is drawn between'a sentence'
and 'a use of a sentence', it is possible to consider how most people would
actually react on hearing the 'king of France' example (in which, for some
reason, Strawson changes 'bald' to 'wise'). When used in 1950, or indeed in
1905, the example is not false. Rather, the question of whether it is true or
false simply does not arise, precisely because the subject expression fails to
pick out an individual in the world, and therefore the expression as a whole
fails to say anything. For Strawson, then, 'the king of France is wise'
does not entail the existence of a unique king of France. Rather, it implies
this existence in a 'special' way. In later work he uses the label
'presupposition' to describe this special type of implication. This was a term
originally used by Frege in his discussion of denoting phrases and, like Frege,
Strawson notes that presupposition is distinct from entailment because it is
shared by both a sentence and its negation. Both 'the king of France is wise'
and 'the king of France is not wise' share the presupposition that there exists
a unique king of France, although their entailments contradict each other. On
Russell's analysis, the negative sentence is ambiguous. Both the existence and
the wisdom of the king of France are logical entailments, so either could be
denied by negating the sen-tence. Strawson argues that Russell has attempted,
inappropriately, to apply classical logic to what are in fact specific types of
natural language use. 'Neither Aristotelian nor Russellian rules give the exact
logic of any expression of ordinary language'; he concludes, 'for ordinary
language has no exact logic.'60 Stawson and Grice taught together,
covering topics such as meaning, categories and logical form. W. V. O. Quine,
who attended some of their weekly seminars in the spring of 1954, paints a
picture of these sessions: Peter and Paul alternated from week to week in
the roles of speaker and commentator. The speaker would read his paper and then
the commentator would read his prepared comments. 'Towards the foot of page 9,
I believe you said. Considered judgement was of the essence; spontaneity was
not. When in its final phase the meeting was opened to public discussion, Peter
and Paul were not outgoing. 'I'm not sure what to make of that question.'
'It depends, I should have thought, on what one means by .. 'This is a point
that I shall think further about before the next meeting. '61 This style
of debate was obviously not to Quine's taste, and there is certainly something
reminiscent of Grice's former tutor W. F. R. Hardie in what he describes. Grice
worked and talked very much within theformal and mannered social milieu of
Oxford at the time. His lecture notes from the period, generall y written
out in full, contain many references to what 'Mr Stawson proposed last week' or
'Mr Warnock has suggested'. But there is evidence also that the apparently
prevaricating answers Quine ridicules were genuine responses to the complexity
of the matter in hand. Grice often begins his lectures with a return to 'a
question raised last week to which I had no answer'. Indeed, he later argued explicitly
that philosophy works best not as a series of rapid retorts to impromptu
questions, but as a slow and considered debate: The idea that a
professional philosopher should either have already solved all questions, or
should be equipped to solve any problem immediately, is no less ridiculous than
would be the idea that Karpov ought to be able successfully to defend his title
if he, though not his opponent, were bound by the rules of lightening
chess. 62 This slow, thoughtful style was carried over to the
deliberation and composition of Grice and Strawson's writing and was, Grice
later sug-gested, the reason why the collaboration eventually ceased. Strawson,
who seems to have been much more interested in finished products than Grice
was, eventually could no longer cope with the laborious process, in which
complete agreement had to be reached over a sentence before anything could be
written down. But it lasted long enough for Grice to be impressed by the
'extraordinary closeness of the intellectual rapport' they developed, such that
'the potentialities of such joint endeavours continued to lure me.'63 One of
their writing projects developed from their teaching on categories. Their topic
dated back to Aristotle, and had also been discussed by Kant. It is a type of
descriptive metaphysics, in that it involves analysis and classification
towards an account of the very general notion of 'what there is'. In
metaphysics, this account is offered in terms of the nature and status of
reality, rather than in terms of the types of description of individual aspects
of that reality to be found in the sciences. In particular, it is concerned
with reality as reflected in human thought. Kant had argued that the study of
human thinking is important precisely because it is the only guide we have to
reality. The facts of 'things in themselves', aside from our human perceptions
of them, are unknowable. For Aristotle, these questions had been closely linked
to his interest in the study of language. Human language is the best model
we have available of human thought. We structure our language to reflect
the structure of our thought. So, for instance, the division of sentences into
subjects and predicatesreflects the way we cognitively divide the world into
things and attrib-utes, or particulars and universals. Grice and
Strawson's long, slow collaboration on this topic was not very productive, by
modern standards at least, in that it resulted in no published work. But Grice
himself valued it very highly, and commented late in his life that he had
always kept the manuscripts with him. Unfortunately, only a fragment of these
appears to have survived. However, this is accompanied by rough notes
indicating something of their working method. They apply a distinctively
'Austinian' approach to Aristotle's use of language, experimenting together to
see which English words can successfully combine with which others, trying out
combinations of possible subjects and predicates. Notes in Grice's hand record
that 'healthy' can be applied to, or predicated of, 'person', 'place'
'occupation', or 'institution', while 'medical' can be applied to
'lecture' 'man', 'treatise', 'problem', 'apparatus', 'prescription', and
'advice'. 65 Grice notes that the neutral term 'employment' can cover the
importantly different terms 'use', 'sense' and 'meaning', and that here it is
perhaps most appropriate to say that the predicate has the particular range of
'uses'. This aspect of the work seems to take over Grice's attention at one
point. The notions of 'sense', 'meaning' and 'use' need to be distinguished not
just from each other, but between discussions of sentences and of speakers.
'Need to distinguish all these from cases where speaker might mean so-and-so or
such-and-such, but wouldn't say that of the sentence' he notes, '"Jones is
between Williams and Brown" either spatial order or order of merit, but
doubtful this renders it an ambiguous sentence.' The notes also explore
the difference in grammatical distribution between substantial and
non-substantial nouns. 'Mercy' can be both referred to and predicated, whereas
'Socrates' can only be referred to. In other words, it seems that
although both substantials and non-substantials can occupy subject position,
substantials must be seen as the primary occupiers of this slot because they
cannot occur as predi-cates. To demonstrate this point he distinguishes between
establishing existence by referring to, and by predicating, expressions. The
distinction is established by means of a comparison between two short dia-logues.
The following is perfectly acceptable; evidence is successfully offered for the
existence of a universal by predicating it of a particular: Bunbury is really
disinterested. Disinterested persons (real
disinterestedness) does not exist. A: Yes they do (it does); Bunbury is really
disinterested.In contrast descriptive statements do not guarentee the existence
of their subjects, but rather stand in a 'special relation' to statements of
existence. This special relation is, they note, elsewhere called
'presup-position'; it seems that at this stage at least, Grice was prepared to
endorse Strawson's response to Russell. The following is 'not linguistically in
order : Bunbury is really
disinterested. There is no such person as
Bunbury. A: Yes there is, he is really disinterested. Producing a
sentence in which something is predicated of a substantial subject is not
enough to guarentee the existence of that subject. They note that the situation
would be quite different if 'in the next room' were substituted into A's
response. Here A's choice of predicate does more than just offer a description
of Bunbury; it points to a way of verifying his existence. Our use of language,
then, very often presupposes the existence of substantial objects. Furthermore,
substances are in a sense the basic, or primary objects of reference. Grice and
Strawson admit that they have no conclusive proof of this latter claim, but
they offer their own intuitions in support, presumably drawn from their
experiments with substantial and non-substantial subjects. Further, substances
are, in general, what we are most interested in talking about, asking about,
issuing orders about; 'indeed the primacy of substance is deeply embedded in
our language' Grice later suggested that the closest echoes of this joint
work in published writing were in Strawson's book Individuals, subtitled 'An
essay in descriptive metaphysics', published in 1959. In this Strawson considers
in much more detail the implications of various kinds of descriptive sentences
for the theory of presupposition. But there were also resonances of the joint
project in various aspects of Grice's own later work. Two points from the end
of the manuscript fragment, one a non-linguistic parallel and one a consequence
of their position, indicate these. The parallel comes from a consideration of
the basic needs for survival and the attainment of satisfaction people
experience as living creatures. Processes such as 'eating', 'drinking', 'being
hurt by', 'using', 'finding', are entirely dependent on transactions with
substances. Grice and Strawson suggest that it is not entirely fanciful to
consider that the structure of language has developed to reflect the structure
of these most basic interactions with the world.The relevant consequence of
their position relates to a familiar target for ordinary language philosophers:
the theory of sense data. Their argument is in essence a version of the
argument from common sense, although they do not explicitly acknowledge this.
If substances are a primary focus of interest, and if this fact is reflected in
the language, then this offers good evidence that the world must indeed be
substantial in character. If the proponents of sense data were correct, if all
we can accurately discuss are the individual sensations we receive through our
sense, then 'substantial terminology would have no application'. Of course,
this argument is fundamentally dependent on faith in ordinary language. In
effect it claims that, since people talk about, and indeed focus their talk on,
material objects, we have adequate grounds for accepting that material objects
exist. The second major collaboration between Grice and Strawson, which
produced their only jointly published paper, was composed uncharacteristically
rapidly. It was written in the same year as Quine observed their joint
seminars, and indeed was in direct response to his visit. Quine
introduced to Oxford an American style of philosophy. This had its roots in
logical positivism, but had developed in rather different directions. In
particular, Quine's empiricism took the form of an extreme scepticism towards
meaning. He argued that it was legitimate to look at meaning in terms of how
words are used to refer to objects in the world, but not to discuss meanings as
if they had some existence independent of the set of such uses. In an essay
published in 1953 he argues that the error of attributing independent existence
to meaning explains the tenacity of the doctrine of the distinction between
analytic and synthetic sentences, even in empirical philosophies where it
should have been abandoned. Quine argues that, although it is a basic
doctrine of many empirical theories, the analytic/synthetic distinction is
inherently unempirical. It relies on the notion that words have meaning
independent of individ-ual, observable instances of use. The sentence 'no
bachelor is married' can be judged analytic and therefore necessarily true only
on the assumption that 'bachelor' is synonymous with 'unmarried man'. Yet such
an assumption depends on a commitment to abstract meaning. It is legitimate
only to consider the range of phenomena to which the two terms are applied, a
process that must inevitably be open-ended. In other words, we are committed to
the truth of so-called analytic sentences for exactly the same reason that we
are committed to the truth of certain synthetic sentences, such as 'Brutus
killed Caesar' Our past experience of the world, including our
experience of how the words ofour language are applied, has led us to accept
them as true. However, our belief in any statement established on empirical
grounds is subject to revision in the light of new experience. We may find it
hard to imagine what experience could lead us to abandon belief in 'no bachelor
is married', but that is simply because of the strength of our particular
empirical commitment to it. The difference between analytic and synthetic
statements, then, is not an absolute one, but simply a matter of degree. The
distinction reflects 'the relative likelihood, in practice, of choosing one
statement rather than another for revision in the event of recalcitrant
experience'.66 One weekend during Quine's 1953-4 visit, Grice and
Strawson put together their response to this argument, to be presented at a
seminar on the Monday. In 1956 Strawson revised the paper on his own and sent
it to The Philosophical Review, where it was published as 'In defence of a
dogma'. Their defence is exactly of the type that Quine might have expected to
encounter in Oxford in the 1950s; it rests on the way in which some of the key
terms are actually used. The terms 'analytic' and 'synthetic' have a
venerable pedigree. Generations of philosophers have found them useful in discussions
of language and, moreover, are generally able to reach consensus over how they
apply to novel, as well as to familiar examples. But the argument does not end
with philosophical usage. Grice and Strawson argue that closely related
distinctions can be found in everyday speech. The notion of analyticity rests,
as Quine had noted, on the validity of synonymy. The expression 'synonymous'
may not be very common in everyday speech, but the equivalent predicate 'means
the same as' certainly is. Borrowing an example from Quine's essay, Grice and
Strawson note that 'creature with a heart' is extensionally equivalent to
'creature with kidneys'; it picks out the same group of entities in the world
precisely because all creatures with a heart also have kidneys. However, Grice
and Stawson argue that the relationship between these two expressions is not
the same as that between 'bachelor' and 'unmarried man'. Many people
would be happy to accept that '"bachelor" means the same as
"unmarried man"' but would reject '"creature with a
heart" means the same as "creature with kidneys"'. In
effect, Grice and Strawson are defending the existence of exactly the type of
meaning Quine dismisses. The element distinguishing the second pair of terms,
but not the first, cannot be anything to do with the objects in the world they
are used to label, because in this they are exactly equivalent. Rather, there
must be some further notion of 'meaning' that people are aware of when
they deny that 'creature with heart' and 'creature with kidneys' mean the same.
It is this notion ofmeaning, which forms part of the description of the
language but does not directly relate to the world it describes, that Quine
rules inadmissi-ble. This also allows for the existence of analytic sentences.
'A bachelor is an unmarried man' is analytic precisely because its subject
means the same as its predicate. This can be confirmed by studying just the
lan-guage, not the world. In much the same way, the meaning of some sentences
makes them impossible in the face of any experience. That is, we just cannot
conceive of any evidence that would lead us to acknowledge them as true. Grice
and Strawson contrast 'My neighbour's three-year-old child understands
Russell's Theory of Types' with 'My neighbour's three-year-old-child is an
adult. The first may well strike us as impossible, but we can nevertheless
imagine the sort of evidence that would force us, however reluctantly, to
change our mind and accept it as true. But in the second case, unless we allow
that the words are being used figuratively or metaphorically, there is just no
evidence that could be produced to lead us to change our minds. The
impossibility of the second example is entirely dependent on the meanings of
the words it contains. It is clear that the nature of analytic and
synthetic sentences, and of our knowledge of them, exercised Grice a good deal
both at this time and later. Kathleen Grice recalls that, during the 1950s, he
delighted in questioning his children's playmates about 'whether something can
be red and green all over' ', and enjoyed their subsequent confusion,
insist- ing that spots and stripes were not allowed. As he observes in
his own notes, 'Nothing can be red and green all over' is a supposed candidate
for a statement that is both synthetic and a priori. Grice was presumably
amusing himself by testing this claim out on some genuinely naive informants.
In later years, he expressed himself still committed to the validity of the
distinction between synthetic and analytic sentences, and indeed as seeing this
as one of the most crucial of philosophical issues. However, he had grown
unhappy with his and Strawson's original defence of it. In particular, he no
longer felt that it was enough to argue that the distinction is embedded in
philosophical conscience. The argument indicates that the distinction is
intelligible, in that it is possible to explain what philosophers mean by it,
but not that it is theoretically necessary. In other words, 'the fact that a
certain concept or distinction is frequently deployed by a population of
speakers and thinkers offers no guarantee that the concept in question can
survive rigorous theoretical scrutiny'? Certainly their case in defence of the
distinction may seem rather weak as a piece of ordinary language philosophy.
Austin had rejected other terms, such as 'sense data', precisely because
theiruse seemed to be restricted to philosophical discourse. Nevertheless,
philosophers as distinguished as Anthony Quinton found their argument against
Quine compelling, paraphrasing them as saying that: 'An idea does not become
technical simply by being dressed up in an ungainly polysyllable.' Grice never
really returned to the task of mounting a new defence for the distinction,
although he maintained that it was important and, crucially, 'doable'. 72
Grice's other major collaboration of the 1950s was with Geoffrey Warnock, a
regular member of the Play Group, and later Principal of Hertford College. As
with Strawson, Grice's collaboration with Warnock grew out of a joint teaching
venture, and again this took the form of a series of evening lectures at which
they alternated as speaker and com-mentator. The pace was leisurely and
exploratory; a single topic might be developed over the course of a term, or
even over successive years. Their theme was perception, the subject of
Austin's Sense and Sensibilia lectures. In these, Austin had applied his method
of trying out examples to investigate shades of meaning for some of the
relevant termi-nology. For instance, he argued that the terms 'looks',
'appears' and 'seems', which Ayer had assumed to be as good as
synonymous, in fact displayed some striking differences in meaning when
considered in a set such as 'the hill looks steep', 'the hill appears steep',
'the hill seems steep'73 Warnock has commented that, perhaps because of
the intense treatment in these lectures, the vocabulary of perception was never
discussed on Saturday mornings.* However, this was an omission that he and
Grice made up for in private; their surviving notes are full of lists of words
and usages by means of which they hoped to discover the understanding of
perception embedded in the language. For instance, they draw up a list headed
'Syntax of Illusion', considering the various constructions in which the word
'illusion' can appear, and the shades of meaning associated with these. 'Be
under the illusion (that)' and 'have the illusion (that)' are grouped together,
presumably as predicates that can attach to people. 'Gives the illusion (that)'
and 'creates the illusion (that)' are listed separately, with the note that
these might 'apply exclusively to cases where anyone might be expected, in the
circs, to handle the illusion'. The example 'it is an illusion' is accompanied
by the unanswered question 'what is it?"7s Grice and Warnock are
concerned here with the so-called 'argument from illusion'. This had been put
forward by a number of philosophers in support of the need to explain
perception in terms of sense data. Austin spends a considerable proportion of
Sense and Sensibiliaattacking Ayer over exactly this issue, although he
acknowledges that Ayer's commitment to it is tentative. The argument draws on
the fact that in a number of more or less mundane situations things appear to
be other than they in fact are. For instance, a stick placed partially in water
has the appearance of being bent, even though it is perfectly straight. When
you look at your reflection in the mirror, your body appears to be located
several feet behind the mirror when in fact it is located several feet in front
of it. In these cases, the argument goes, there must be something that looks
bent, or behind the mirror, that is distinct from the material object in
question. The term 'sense data' is necessary in order to discuss this; the individual
receives sense data that are distinct from the material object in question.
From here, the argument is extended to cover all perception, even when no such
illusions are involved. Seeing these types of illusion does not feel like a
qualitatively different experience from seeing things as they actually are,
hence it would be bizarre to maintain that the object of perception is of one
kind in the cases of illusion and of another kind in other cases. It must be
the case that all we ever do perceive are sense data, not material objects
themselves. Austin spends several lectures addressing these issues,
arguing that it is an unnecessary imposition to claim that there must be one
type of object of perception. Ayer and others have illegitimately assumed that
optical illusions, such as the ones discussed, along with dreams, mirages,
hallucinations and various other phenomena can all be explained in the same
way. Rather, we see a whole host of different entities in different situations.
These different types of experience are in fact generally fairly easy to
distinguish, as any reflection on the language available to discuss them will
reveal. People ordinarily are quite capable of saying that 'the stick looks
bent but it is really straight'; it is philosophical sophistry to claim that
there must be something, distinct from the stick itself, which has the 'look'
in question. With typical bluntness, Austin dismisses the question of what you
see when you see a bent stick as 'really, completely mad'. And with perhaps
some sleight of hand he dismisses the mirror example by arguing that what
actually is several feet behind the mirror is 'not a sense datum, but some
region in the adjoining room'.76 In their lectures on perception, Grice
and Warnock take up the question of whether or not it is legitimate to talk of
any intermediary between material objects and our perceptions of them. They
notice an asymmetry between the senses, or at least the vocabulary that
describes them. The verbs 'hear', 'smell' and 'taste' can all take objects that
donot describe material phenomena. It is possible to 'hear a car', but is
equally possible to 'hear the sound of a car' . In a similar way, it is
pos- sible to describe the 'smell of a cheese' or the 'taste of a cake'.
This is not the case for the other two senses. The objects of touch are always
material and not, or not primarily, the 'feeling' of material things.
Feeling, they note, perhaps entails having sensations, but it is not the case
that these sensations are what we feel. Furthermore, there is no word at all to
occupy this intermediary place in the case of sight. Certainly there is no
general word analogous to 'sounds'. This conclusion was not reached lightly.
Notes in Grice's hand on the back of an envelope try out a list of words in an
attempt to find a suitable candidate for the role, but all are rejected. The
following types of objects, he notes, fail to fit the bill because they are not
universal objects of seeing; 'surface, colour, aspect, view, sight,
gleam, appearance...' can all be used, but only in special circumstances. In
most cases, we simply talk of seeing the object in question. In response
to this lack of a word analogous to 'sound', Grice and Warnock do something
rather surprising for philosophers of ordinary language; they make one up. They
introduce the word 'visa' to describe the non-material intermediaries between
material objects and sight. Commenting later on this enterprise, Grice
was keen to point out that ordinary language philosophy did not in fact rule
out the introduction of jargon, so long as it was what he rather enigmatically
describes as 'properly introduced'." Their manoeuvre was rather
different from that of introducing a technical term such as 'sense data',
', and then basing a philosophy around the existence of sense data.
Instead, they were giving a name to what they had discovered to be a gap in the
language in order to explore the language itself: to consider why no such word,
and therefore presumably no such concept, was necessary. Their suggestion is
that sight and touch are the two essential senses. That is, they are the senses
on which we rely most closely to tell us about the material world. Touch is
primary. Material objects are most essentially present to us through touch, and
this is the sense we would be least ready to disbelieve. However, because
our capacity to touch material objects at any one time is limited, we rely to
varying degrees on our other senses. Of these, sight correlates most closely
with touch. It offers us the best indication of what an object would feel like.
It is also more constant; an object capable of being heard may sometimes fail
to produce its distinctive sound, but an object capable of being seen cannot
fail to produce its 'visum'. For precisely this reason, the word 'visum',
to describe something separate from the object producing it, does not
exist.There are two possible accounts of the absence of a word such as
'visum'. The stronger account is that there is no space in the language for
such a word; it could not exist. The weaker claim is that such a word could
exist, but there is simply no need for it, because we never need to talk about
the perceptions of sight without talking about material objects themselves.
Warnock held to the stronger view and Grice to the weaker. This difference
seems to have been rather a fraught one; Grice begins one lecture with the
following extended metaphor. I begin with an apology (or apologia). Last
week it might well have appeared to some that W. was doing the digging while I
was administering the digs. I should not like it to be thought that I am not in
sympathy with his main ideas about 'visa'; the only question in my mind is
precisely what form an answer on his general lines should take; and if I am
busier with the awl than with the spade, the reason (aside from ineptitude with
the latter instrument) is that I am pretty sure that he is digging in the right
place. 78 It seems that the previous week Warnock had argued that
if there were a word 'visum' ', then, analogous to sound, it would have
to be possible to say that a material object could be 'visumless', but
that this would not fit into our existing conceptual framework. Grice's
argument is that if we want to use such a word, we can always make use of one
of his suggestions, such as 'colour expanse'. It is probably correct to say
that whenever we see a material object we see a colour expanse, but such an
expression is reserved for those occasions when appearance and reality differ.
It would not be strictly false to use them on other occasions, but: 'it
would be unnatural or odd to employ this expression outside a limited range of
situations, just because the empirical facts about perception mentioned by W.
ensure that normally we are in a position to use stronger and more informative
language! Grice's implication is that if a speaker is in a position to say
something more informative, the less informative statement would not be
used. There was no joint publication for Grice and Warnock. On his own,
Warnock did publish in this general field, although he did not make direct use
of the notion of 'visa'. His 1955 paper to the Aristotelian Society, 'Seeing',
is chiefly concerned with a close examination of 'the actual employment of the
verb "to see"' 79 Warnock considers the implications of the various
categories of object that the verb commonly takes. In a footnote he
acknowledges his general debt to 'Mr H. P. Grice'. Grice himself made even less
direct use of their joint project in his own laterwork, although in the early
1960s he published two papers concerned with general questions about the status
of perception. Later in that same decade he wrote a reflection on Descartes,
although this was not published for more than 20 years.81 Descartes's
scepticism leads Grice to reconsider the claims of phenomenalism, and to argue
for a clearer distinction between 'truth-conditions',
'establishment-conditions' and 'reassurance-conditions' for statements
about material objects. It is evident that in drawing on the vocabulary
of perception, Grice and Warnock were not just dutifully following Austin's
lead; both were enthusiastic about the enterprise, and impressed by its
results. Warnock recalls that at one point during this process Grice exclaimed,
'How clever language is!', and goes on himself to gloss this remark by
explaining: 'We found that it made for us some remarkably ingenious
distinctions and assimilations.'8 At this stage at least, Grice was committed
to the close study of ordinary language as a productive philosophical
enter-prise, and to Austin's notion of 'linguistic botanising' as a
philosophical tool. He was very much a part of the social, as well as the
philosophical, milieu of 1950s Oxford. He and Kathleen still lived on the
Woodstock Road with their children Karen and Tim, born in 1944 and 1950.
However, he took a full and active role in the life of St John's College which
meant dining there frequently. Kathleen remembers the college as a distant,
hierarchical institution. Women were permitted to enter college only once a
year, when the porters and college servants arranged a Christmas party for the
wives and children of Fellows.83 Quine's thumbnail sketch of his impressions of
Grice in 1953, unflattering in the extreme, suggests that his concern for
college proprieties was even stronger than his disregard for personal
appearance: Paul was shabby... His white hair was sparse and stringy, he
was missing some teeth, and his clothes interested him little. He was
vice-president of St John's college, and when I came as guest to a great annual
feast there I was bewildered to encounter him impeccably decked out in white
tie and tails, strictly fashion-plate.84 The vice-presidentship in
question was a one-year appointment, and seems to have been largely social in
nature, concerned with the organ-isation and running of college events.
However, Grice's academic standing was also rising; in 1948 he was appointed to
a University lectureship in addition to his college fellowship. This meant
giving lectures open to all members of the university, in addition to the
tutorial teaching duties at St. John's. Grice was also making a growing number
of visitsaway from Oxford to give lectures and seminars. Most significantly, he
began to make fairly frequent trips to America, where he was invited to speak
at various universities. He was in fact one of the few to talk about ordinary
language philosophy outside Oxford at that time, giving the lecture later
published as 'Post-War Oxford Philosophy' at Wellesley College, Massachusetts
in 1958.8 However, during this time he was gradually moving away from some of
the strictures and dogmas of that approach. In many ways, Grice never fully
abandoned ordinary language philosophy; his notes testify to the fact that he
frequently returned to it as a method, in particular using 'linguistic botany'
to get his thinking started on some topic. However, his philosophy began to
diverge from it during this period in some highly significant ways that were to
make themselves manifest in his best known work.G rice's growing unease
with ordinary language philosophy brought him into conflict with J. L. Austin.
Speaking long after leaving Oxford, he mentioned that he himself had always got
on well with Austin, at least 'as far as you can get on with someone on
the surface so uncosy'! But he clearly found that engaging with him in
philosophical discussion could be a frustrating enterprise. Austin would adopt
a stance on some particular aspect of language, often formed on the basis of a
very small number of examples, and defend his position against a barrage of
objections and counter-examples, however obvious. His tenacity in this would be
impressive; Grice knew he himself had won an argument only on those occasions
when Austin did not return to the topic the following week. There is
something in this reminiscent of the criticisms of obstinacy levelled against
Grice himself as an undergraduate. However, it seems that there was more to
Grice's frustration than simply encountering someone even less ready to back down
in an argument than he was himself. He was becoming increasingly unhappy with
the methodology supporting Austin's hasty hypothesis formation: the absolute
reliance on particular linguistic examples. It is not that Grice lost faith in
the importance of ordinary language or the value of close attention to
differences in usage. However, along with some of Austin's harsher and more
outspoken critics, Grice came to regard his approach as unfocused and even
trivial. In his reminiscences of Oxford, he complained that Austin's ability to
distinguish the philosophically interesting from the mundane was so poor that
the Saturday morning Play Group sometimes ended up devoting an inordinate
amount of time to irrelevant minu-tiae. They once spent five weeks trying to discern
some philosophically interesting differences between 'very' and 'highly',
considering why, forinstance, we say 'very unhappy' but not 'highly unhappy'.
The result was 'total failure'. On another occasion, Austin proposed to launch
a discussion of the philosophical concept of Pleasure with a consideration of
such phrases as I have the pleasure to announce..!. Stuart Hampshire remarked
to Grice that this was rather like meeting to discuss the nature of Faith, and
proceeding to discuss the use of 'yours faithfully'. In a similar vein,
Grice was far from convinced that Austin's trusted method of 'going through the
dictionary' had much to offer in the way of philosophical illumination.
Speaking publicly in the 1970s, he commented that he once decided to put this
method to the test by using it to investigate the vocabulary of emotions. He
started at the beginning of a dictionary in search of words that could
complement the verb 'to feel'. He gave up towards the end of the Bs, on
discovering that the verb would tolerate 'Byzantine', and realising that 'the
list would be enor-mous'? He never found any satisfactory way of narrowing such
a list so as to include only philosophically interesting examples, and clearly
believed that Austin had no such method either. Grice did not hesitate to
explain his views to Austin, whose reply was typical of both his commitment to
his methodology, and his intransigent response to opposi-tion. Grice reports
himself as commenting that he, for one, 'didn't give a hoot what the dictionary
says', to which Austin retorted, 'and that's where you make your big mistake.
3 The differences between Austin and Grice were not simply matters of
personality or even of methodology. They reflected some important ways in which
the two philosophers disagreed over what was appropriate in an account of
language. Grice was increasingly convinced of the necessity for explanations
that took the form of general theories, rather than the ad hoc descriptions
that were Austin's trademark. He believed that Austin should be prepared to go
further in drawing out the theoretical implications of his individual
observations. Indeed, it has been suggested that Austin was suspicious of broad
theories, generally supposing them to be over-ambitious and premature.* Grice also
differed from Austin in his growing conviction that a distinction needed to be
recognised between what words literally or conventionally mean, and what
speakers may use them to mean on particular occasions. This conviction is not
present in his earliest work. In 'Personal identity', for instance, he writes
of 'words' and of 'the use of words' interchangeably. However, the
distinction is the subject of the long digression in his notes for the
'Categories' project with Strawson. It was to play an increasingly prominent
part in his work, and to set him apart mostsharply from the orthodoxies of
ordinary language philosophy. For Austin, as for Wittgenstein in his later
work, use was the best, indeed the only, legitimate guide to meaning. The
privilege afforded to use left no room for a distinction between this and
literal meaning. Grice did not claim that actual use is unimportant. Indeed, in
many of his writings he studied it with as much zeal as Austin. Rather, he saw
it as a reliable guide just to what people often communicate, not necessarily
to strict linguistic meaning. Both the general interest in explanatory
theories and the more particular focus on the distinction between linguistic
meaning and speaker meaning are apparent in 'Meaning', a short but hugely
influential article first published in 1957. It is tempting to trace the
development of Grice's ideas through his work during the 1950s, but in fact
this is ruled out by the article's history. Grice wrote the paper in
practically its final form in 1948 for a meeting of the Oxford Philosophical
Society but, as usual, he was hesitant to disseminate his ideas more widely.
Almost a decade later, Peter Strawson was worried that the Oxford philosophers
were not sufficiently represented in print. Unable to convince Grice to revise
his paper and send it to a journal, he persuaded him to hand over the
manuscript as it stood. Strawson and his wife Ann edited it and submitted it to
the Philosophical Review. The paper therefore dates in fact from before Grice's
collaborations with Warnock and with Strawson, from before Austin's development
of speech act theory, and before even the publication of Ryle's The Concept of
Mind. 'Meaning' offers a deceptively straightforward-looking account of
meaning, apparently based on a common-sense belief about the use of language.
In effect, Grice argues that what speakers mean depends on what they intend to
communicate. However, his project is much more ambitious, and its implications
more far-reaching, and also more prob-lematic, than this suggests. First, he
introduces hearers, as well as speak-ers, into the account of meaning. The
intention to communicate is not sufficient; this intention must be recognised
by some audience for the communication to succeed. Hence the speaker must have
an additional intention that the intention to communicate is recognised. More
sig-nificantly, Grice proposes to broaden out his account to offer a theory of
linguistic meaning itself. Linguistic meaning depends on speaker meaning,
itself explained by the psychological phenomenon of inten-tion; conventional
meaning is to be defined in terms of psychology. In the opening
paragraphs of 'Meaning', Grice does something Austin seems never to have
attempted. He focuses the methodology of ordinary language philosophy on the
concept of meaning itself, consider-ing and comparing some different ways in
which the word 'mean' is used. His conclusion is that there are two different
uses of 'mean' reflecting two different ways in which we generally conceive of
meaning. The first use is exemplified by sentences such as 'those spots mean
measles' and 'the recent budget means that we shall have a hard year'. The
second includes examples such as 'those three rings on the bell (of the bus)
mean that the bus is full' and 'that remark, "Smith couldn't get on
without his trouble and strife", meant that Smith found his wife
indispensable'. Grice draws up a list of five defining differences between
these sets of examples, differences themselves expressed in terms of linguistic
relations. For instance, the first, but not the second set of examples entail
the truth of what is meant. It is not possible to add 'but he hasn't got
measles', but it is possible is to add 'but the bus isn't in fact full - the
conductor has made a mistake'. Further, the examples in the first set do not
convey the idea that anyone meant anything by the spots or by the budget. It
is, however, possible to say that someone meant something by the rings on the
bell (the conductor) and by the remark (the original speaker). And only in the
second set of examples can the verb 'mean' be followed by a phrase in quotation
marks. So 'those three rings on the bell mean "the bus is full"' is
pos-sible, but not 'those spots mean "measles"'. Grice
characterises the difference between his two sets of uses for 'mean' as a
difference between natural and non-natural meaning. The latter, which includes
but is not exhausted by linguistic meaning, he abbreviates to 'meaningn'. In
pursuing the question of what makes 'meaning' distinctive, he considers
but rejects a 'causal' answer. He offers the following as a summary of this
type of answer, paraphrasing and partly quoting C. L. Stevenson: For x to
meann something, x must have (roughly) a tendency to produce in an audience
some attitude (cognitive or otherwise) and the tendency, in the case of a
speaker, to be produced by that atti-tude, these tendencies being dependent on
'an elaborate process of conditioning attending the use of the sign in
communication'. This account makes the causal answer look very much like
be-haviourism, with its notion of meaning as, in effect, the tendency for
certain responses to be exhibited to certain stimuli. However, in the work from
which Grice quotes, a book called Ethics and Language published in 1944,
Stevenson is careful to distance himself from straightforwardly behaviouristic
psychology. He argues that such an accountwould be too simplistic to explain a
process as complex as linguistic meaning because it could refer only to overt,
observable behaviour. Rather, meaning is a psychologically complex
phenomenon. The 'responses' produced will include cognitive responses,
such as belief and emotion. Therefore, any account in terms of responsive
action must be allowed 'to supplement an introspective analysis, not to
discredit it'. Stevenson, like Grice after him, draws attention to a
distinction between two ways in which 'mean' is used, although he does so
only in passing. He, too, defines one class of meaning as 'natural', a class he
illustrates by suggesting that 'a reduced temperature may at times
"mean" convalescence'? He contrasts these uses of 'mean' with
linguistic meaning which, he argues, is dependent on convention. The ways in
which speakers use words on individual occasions may vary considerably, but
conventional meaning must be seen as primary and relatively stable, underlying
any of the more specific meanings in context. A word may be used in context to
'suggest' many things over and above what by convention it 'means'. '.
So, for instance, the sentence 'John is a remarkable athlete' may have a
disposition to make people think that John is tall, 'but we should not
ordinarily say that it "meant" anything about tallness, even though
it "suggested" it'. The connection between 'athlete' and 'tall' is
not one of linguistic rule, so tallness cannot be part of the meaning, however
strongly it is suggested. What is suggested can sometimes be even more central,
as in the cases of metaphors. Here, a sentence is 'not taken' in its literal
meaning, but can be paraphrased using an 'interpretation' that 'descriptively
means what the metaphorical sentence suggests'? Grice's critique of the
'causal' theory of meaning includes a response to Stevenson's 'athlete'
example. He argues that, in declaring 'tallness' to be suggested rather than
meant, Stevenson is in effect pointing to the fact that it is possible to speak
of 'nontall athletes': that there is no contradiction in terms here. This
argument, Grice claims, is circular. He does not elaborate this point, but he
presumably means that in establishing the acceptability of this way of speaking
we need to refer to the conventions of linguistic behaviour, yet it is these
very conventions we are seeking to establish. Grice adds that, on Stevenson's
account, it would be difficult to exclude forms of behaviour we would not
normally want to regard as communicative at all. It may well be the case that
many people, seeing someone putting on a tailcoat, would form the belief that
that person is about to go to a dance, and that the belief would arise because
that is conventional behaviour in such circum-stances. But it could hardly be
correct to conclude that putting on a tail-coat means n that one is about to go
to a dance. To qualify by stating that the conventions invoked must be
communicative simply introduces another circle: 'We might just as well say
"X has meaning. if it is used in communication", which, though true,
is not helpful.'o As a solution to the problems inherent in the notion of
conventional behaviour, Grice introduces intention, doing so abruptly and
without much elaboration. However, the concept would probably not have been
much of a surprise to his original audience in 1948, having had a long pedigree
in Oxford philosophy. Grice later commented that his interest in intention was
inspired in part by G. F. Stout's 'Voluntary action' Stout was a previous
editor of Mind, and his article was published there in 1896. In it he argues
that if voluntary action is to be distinguished from involuntary action in
terms of 'volition', it is necessary to offer a unique account of volition,
distinguishing it from will or desire. He suggests that in the case of
volition, but not of simple desire, there is necessarily 'a certain kind of
judgement or belief', namely that 'so far as in us lies, we shall bring about
the attainment of the desired end'." Indeed, if there is any doubt about
the outcome of the volition, expressed in a conditional statement, this must
refer to circumstances outside our control. This explains the difference
between willing something and merely wishing for it. However, there is another
crucial distinction between voluntary and involuntary action. In the case of
the former, the action takes place precisely because of the relevant belief; a
voluntary action happens because we judge that we will do it. An involuntary
action may be one we judge is going to take place, but only because other
factors have already determined this. Further light is shed on Grice's
interest in intention by a paper called 'Disposition and intention' he
circulated among his colleagues just a few years after he had first written
'Meaning'. The paper was never pub-lished, and has survived only in manuscript,
accompanied by a number of written responses in different hands. Reading these,
it is not hard to imagine how a writer who tended towards perfectionism and
self-doubt could be further dissuaded from publication by the results of
canvassing opinion. Oxford criticism might be couched in genteel terms, but it
could be harsh. One commentary begins: 'What it comes to, I think, is this; it
seems to me that there is something wrong with the way Grice goes to
work.... ^ In 'Dispositions and intentions', Grice declares that
his purpose is to consider the best analysis of 'psychological concepts',
concepts generally expressed in statements beginning with phrases such as 'I
like.., 'I want..!, I expect... Such statements present analytical problems
because they seem to refer to experience that is essen-tially private and
unverifiable. Grice proposes to compare two common approaches to this problem.
One he labels the 'dispositional' account, whereby the relevant concept is seen
as a disposition to act in certain ways in certain hypothetical situations.
Thus a statement of 'I like X' could be seen as specifying that the subject
would act in certain ways in the interests of X, should the situation arise.
The alternative is to consider such statements as describing 'special
episodes', in other words to concede that they can be understood as descriptive
only of private sensations, directed simply at the individual concept in
question. These sensations take the form of special and highly specific
psychological entities, such as liking-feelings'. Grice is dismissive of a
third pos-sibility, an explanation from behaviourism describing psychological
concepts purely in terms of observable responses. He rejects such approaches as
'silly'. Grice argues that although the dispositional account runs into
difficulty in certain cases, such as 'I want..!, 'I expect..' and,
signifi-cantly, T intend.., it is not appropriate simply to switch to the
'special episode' account. The problems for the dispositional account are
connected to their analysis in terms of hypotheticals. It would seem reasonable
in the case of any genuine hypothetical to ask 'how do you know?' or 'what are
your grounds for saying that?'. But in the case of the psychological concepts
mentioned above, no such evidence can generally be offered, or reasonably
expected. Speakers cannot be expected to be judging such concepts from
observation, not even from a special vantage point; they can only be judging
from personal ex-perience. In Grice's metaphor, 'I am not in the audience, not
even in the front row of the stalls, I am on the stage.'3 The 'special episode'
account does not fare much better. Every case of wanting, for instance, must
create a separate psychological episode. The system of explanation quickly
becomes unwieldy; wanting an apple, for instance, must be a discrete
phenomenon, different from wanting an orange or a pear or a banana. The
third alternative, any version of a behaviourist account, is simply doomed to
failure in cases such as 'want'. Grice singles Gilbert Ryle out for criticism.
Ryle's account of psychological concepts is at best not clearly distinguished
from behaviourism because of its ambiguity over whether the evidential
counterparts of dispositions can be private or must always be observable by
other people. In The Concept of Mind, Ryle describes certain statements concerned
with psychological concepts as acts characteristic of certain moods. This is in
keeping with his refusal to distinguish between physical and mental entities or
activities. Whenwe feel bored, we are likely to utter 'I feel bored' in just
the same way as we are likely to yawn. We do not observe our own mood and then
offer an account of it; we simply act in accordance with it. Thus the statement
is not produced as a result of assessing the evidence, but may itself form part
of that relevant evidence, even to the speaker. 'So the bored man finds out he
is bored, if he does find this out, by finding that among other things he
glumly says to others and to himself "I feel bored" and "How
bored I feel" '14 In response to such statements, we may want to ask 'sincere
or shammed?', but not 'true or false?'. This is because statements such as 'I
feel bored', ' I want..!' or 'I hope ..! act not as descriptive statements
about ourselves but as 'avowals': unreflective utterances that may be treated
as pieces of behaviour indicative of our frame of mind. In a passage strikingly
reminiscent of Russell's analysis of definite descriptions, Ryle argues that
the grammatical form of such sentences 'makes it tempting to misconstrue [them]
as self-descriptions'. 15 In fact they are simply things said in the relevant
frames of mind. However, unlike other forms of behaviour, speech is produced to
be interpreted. Grice argues that the difference between speech and other
forms of behaviour is much greater than Ryle allows. In particular, while it is
possible to 'sham' behaviour such as yawning without being false, a
'shammed' statement of 'I feel bored' will be simply false. A statement of
boredom is not of the same order as a yawn when it comes to offering information
precisely because, as Ryle acknowledges, it is uttered voluntarily and
deliberately. Grice adds another possible indicator of boredom into the
comparison. When listening to a political speech, we might give an indication
that we feel bored by saying 'I feel bored', by yawning, or indeed by making a
remark such as 'there is a good play coming on next week'. This last remark is
also voluntary and deliber-ate, but it does not offer anything like the same
strength of evidence of our state of boredom as the alleged 'avowal', precisely
because it is not directly concerned with our state of mind. Only 'I am bored'
is a way of telling someone that you are bored. Furthermore, although it might
be possible to some extent to sustain a theory of avowals or other behav-iour
as offering information about the state of mind of others, it will hardly do
for one's own state of mind. A man does not need to wait to observe himself
heading for the plate of fruit on the table before he is a position to know
that he wants pineapple. Grice's suggested solution to the apparent
failure of the 'dispositional' and the 'special event' accounts, together with
the unsustainability of a behaviourist approach, rests on intention. When
analysing manyverbs of psychological attitude used to refer to someone else, we
can produce a straightforward hypothetical, saying 'if so and so were the case
he would behave in such and such a way'. However, the same does not seem to be
the case when talking about oneself. 'If so and so were the case I would behave
in such and such a way' cannot really be understood as a statement of
hypothetical fact, but as a statement of hypothetical intention, just so long
as the behaviour in question can be seen as voluntary. Further, it is simply
not possible to say 'I am not sure whether I intend.', in the way it is
possible to doubt other psychological states. It might be possible to utter
such a sentence meaning-fully, but only to express indecision over the act in
question, as when someone replies to the question 'Do you intend... ?' by
saying 'I'm not sure' '. It cannot mean that the speaker does not know
whether he or she is in a psychological state of intending or not.
Grice argues that a correct analysis of intention can form an important basis
for the analysis of a number of the relevant psychological con-cepts. He offers
a twofold definition of statements of intention, which relies on dispositional
evidence without divorcing itself completely from the privileged status of
introspective knowledge. The first crite-rion, familiar from Stout's original
paper, is that the speaker's freedom from doubt that the intended action will
take place is not dependent on any empirical evidence. Grice's second
stipulation is that the speaker must be prepared to take the necessary steps to
bring about the fulfil-ment of the intention. There would be something
decidedly odd about stating seriously, 'X intends to go abroad next month, but
wouldn't take any preliminary steps which are essential for this purpose'.
Grice's analysis of statements of intention ends his unpublished paper rather
abruptly, without returning to the other psychological verbs discussed at the
outset. Having established that a doubt over one's own intention is something
of an absurdity, he offers a characteristically tantalis-ing suggestion that
'we may hope that this may help to explain the absurdity of analogous
expressions mentioning some other psychological concepts, though I wouldn't for
a moment claim that it will help to explain all such absurdities.' Although his
analysis of psychological concepts is here incomplete, he has established two
significant com-mitments. First, he has justified the inclusion of
psychological concepts in analyses; they do not need to be 'translated' away
into behavioural tendencies or observable phenomena. Second, he has established
the concept of intention as primary; it offers an illustration of how a
psychological concept may be described, and is also in itself implicit in the
analysis of other such concepts.Grice was not the only Oxford philosopher to
revisit the topic of intention in the mid-twentieth century. In 1958, Stuart
Hampshire and Herbert Hart published 'Decision, intention and certainty'. This
echoes Grice's earlier, unpublished paper in arguing that there is a type of
certainty about future actions, independent of any empirical evidence, that is
characteristic of intention. They distinguish between a 'prediction' of future
action and a 'decision' about it. A statement of the first is based on
considering evidence, but a statement of the second on considering reason, even
if this is not done consciously. People who say 'I intend to do X' may
reasonably be taken to be committed to the belief that they will try to do X,
and will succeed in doing X unless prevented by forces outside their control.
Hampshire and Hart's claims are similar to those of Stout, but there are
interesting differences in approach and style, revealing of the distance
between the philosophical methods characteristic of their times. Stout is
representative of an older style of Oxford philosophy, complete with sweeping
generalisations and moralistic musings. In discussing the tendency of voluntary
determination to endure over time and against obstacles, he comments that: 'If
we are weak and vacillating, no one will depend on us; we shall be viewed with
a kind of contempt. Mere vanity may go far to give fixity to the will.16 After
logical positivism, and after Austin's insistence on close attention to the
testimony of ordinary language, such unempirical excesses would not have been
tolerated. Hampshire and Hart stick to more sober reflections on the language
of intention and certainty. They come very close to one of Austin's
observations in 'A plea for excuses' when they comment that: 'If I am telling
you simply what someone did, e.g. took off his hat or sat down, it would
normally be redundant, and hence mis-leading, though not false, to say that he
sat down intentionally."' They describe the adverb 'intentionally' as
usually used to rule out the suggestion that the action was in some way
performed by accident or mistake. Also like Austin, they do not dwell on the
possible consequences of the inclusion of the 'redundant' material. An
interest in the psychological concept of intention, and a reaction against the
behviouristic tendencies he identified in work by Stevenson and by Ryle, were
not the only sources of inspiration for Grice's 'Meaning'. In the
following brief paragraph from that article, he comments on theories of
signs: The question about the distinction between natural and non-natural
meaning is, I think, what people are getting at when they display an interest
in a distinction between 'natural' and 'conventional' signs.But I think my
formulation is better. For some things which can mean. something are not signs
(e.g. words are not), and some are not conventional in any ordinary sense (e.g.
certain gestures); while some things which mean naturally are not signs of what
they mean (cf. the recent budget example). 18 The mention of 'people' is
not backed up by any specific references, but the unpublished papers Grice kept
throughout his life include a series of lectures notes from Oxford in which he
presents and discusses the 'theory of signs' put forward in the
nineteenth century by the American philosopher C. S. Peirce. These suggest that
Grice's account of meaning developed in part from his reaction to Peirce, whose
general approach would have appealed to him. Peirce was anti-sceptical,
committed to describing a system of signs elaborate enough to account for the
classification of the complex world around us, a world independent of our
perceptions of it, and available for analysis by means of those perceptions.
His theory of signs was therefore based on a notion of categories as the
building blocks of knowledge; signs explain the ways we represent the world to
ourselves and others in thought and in language. In a paper from 1867,
Peirce reminds his readers 'that the function of conceptions is to reduce the
manifold of sensuous impressions to unity, and that the validity of a
conception consists in the impossibility of reducing the content of
consciousness to unity without the introduction of it'l' Conceptions, and the
signs we use to identify them, comprise our understanding of the world. Signs
act by representing objects to the understanding of receivers, but there are a
number of different ways in which this may take place. There are some
representations 'whose relation to their object is a mere community of
some quality, and these representations may be termed likenesses', such as for
example the relationship between a portrait and a person. The relations of
other representations to their object 'consists in a correspondence in fact,
and these may be termed indices or signs'; a weathercock represents the direction
of the wind in this way. In the third case, there are no such factual links,
merely conventional ones. Here the relation of representation to object 'is an
imputed character, which are the same as general signs, and these may be termed
symbols'; such is the relationship between word and object.2º Peirce later
extended the general term 'sign' to cover all these cases, and used the
specific terms icon, index and symbol for his three classes of
representation. In his lectures and notes on 'Peirce's general theory of
signs', Grice analyses Peirce's use of the term 'sign', and proposes to equate
it witha general understanding of 'means'. His chief argument in favour of this
equation is that Peirce is not using 'sign' in anything recognisable as its
everyday or ordinary sense. In a piece of textbook ordinary language
philosophy, he argues that 'in general the use (unannounced) of technical or
crypto-technical terms leads to nothing but trouble, obscuring proper questions
and raising improper ones'.?' Restating Peirce's claims about 'signs' in terms
of 'means' draws attention to shared features of a range of items commonly
referred to as having 'meaning', as well as highlighting some important
differences between Peirce's categories of 'index' and 'symbol'. Grice
does not seem to have anything to say about Peirce's 'icons'. , perhaps
because this type of sign is least amenable to being re-expressed in
terms of meaning. Using his translation of 'is a sign of' into 'means',
Grice reconsiders Peirce's own example of an index. He observes that the
sentence 'the position of the weathercock meant that the wind was NE' entails,
first, that the wind was indeed NE; and second, that a causal connection holds
between the wind and weathercock. This feature, he notes, seems to be
restricted to the word 'means'. You can say 'the position of the weathercock
was an indication that the wind was NE, but it was actually SE'; 'was an
indication that' is not a satisfactory synonym of 'means' because it does not
entail the truth of what follows. The causal connection also offers an
interesting point of comparison to different ways in which 'mean' is used.
Grice draws on an example that also appears in 'Meaning' when he suggests a
conversation at a bus stop as the bus goes. The comment 'Those three rings of
the bell meant that the bus was full' could legitimately be followed by a query
of 'was it full?'. At this early stage in the development of his account
of meaning, Grice was obviously troubled by the relationship between sentence
meaning and speaker meaning, and that between the meaning words have by
convention and the full import they may convey in particular contexts. There is
no fully developed account of these issues in the lec-tures, but there are a
few rough notes suggesting that he was aware of the need to identify some
differences between 'timeless' meaning and speaker meaning. At one point he
notes to himself that the following questions will need answers: 'what is the
nature of the distinction between utterances with "conventional"
meaningn and those with non-conventional?' and 'nature of distinction between
language and use language? (sic)'. Elsewhere, he ponders the difference between
'what a sentence means (in general; timeless means; if you like the meaning of
(type) sentence)' and 'what I commit myself to by the use of a sentence (if you
like, connect this with token sentence)'. It is not clear fromthis whether he
is seeing 'non-conventional' aspects of meaning as separate from, or
coterminous with, those aspects of meaning arising from particular uses in
context. However, the first two questions suggest that 'non-conventional'
and 'use' are at least potentially separate issues. When Grice collected
his thoughts on meaning into the form in which they were eventually published,
he produced a definition dependent on a complex of intentions. In the case of
straightforwardly informative or descriptive statements, meaning is to be
defined in terms of a speaker's intention to produce certain beliefs in a
hearer. It is also necessary that the speaker further intends that the hearer
recognise this informative intention and that this recognition is itself the
cause of the hearer's belief. This definition excludes from meaningn a case
where 'I show Mr X a photograph of Mr Y displaying undue familiarity to Mrs X',
but includes the related but crucially different case where 'I draw a picture
of Mr Y behaving in this manner and show it to Mr X'.22 In the former case, the
effect would be produced in Mr X whether or not he paid any attention to the
intention behind the behaviour. In the second example the recognition of this
intention is crucial, and precisely this case would normally be seen as a piece
of communication. A similar distinction can be made when the definition is extended
to include communication intended to influence the action of others. A
policeman who stops a car by standing in its way will produce his desired
effect whether or not the motorist notices his intention. A policeman who stops
a car by waving is relying on the motorist recognising the wave as intended to
make him stop. The latter, but not the former, is an example of meaningnn.
Avoiding the problem he identified in Stevenson's work, that of being unable to
offer a full account of partic-ular, context-bound uses, Grice proposes to
describe meaning in relation to a speaker and a particular occasion in the
first place, and the meaningn of words and phrases as secondary, and derived
from this. He tentatively suggests that 'x means. that so-and-so' might be
equated with some statement 'about what "people" (vague) intend (with
qualifications about "recognition") to effect by x'.23 In the
concluding paragraphs of his article, Grice alludes briefly to two further
aspects of meaning that draw on the questions he was posing himself in his
notes and that were to prove central to his later work. First, although he is
dealing primarily with specific instances of meanings on particular occasions,
his account of meaning is not intended to cover the total significance potentially
associated with the use of an expression. He draws a distinction between the
'primary' intention of an utterance, relevant to its meaning, and any
furtherintentions: 'If (say) I intend to get a man to do something by giving
him some information, it cannot be regarded as relevant to the mean-ingen of my
utterance to describe what I intend him to do.2 Even though conventional
meaning is to follow from intention, Grice hints that some types of intention,
possibly highly relevant to how an utterance is received, cannot properly be
described as part of the meaningN of that utterance. In his published paper,
Grice is noncommittal about the precise number of distinctions between 'levels'
of significance needed, and his rough notes suggest that this was an area in
which he was unsure. Second, the hearer may sometimes look to specific context
to determine the precise intention behind an utterance; he may con-sider, for
instance, which of two possible interpretations would be the most relevant to
what has gone before, or would most obviously fit the speaker's purpose. Grice
notes that such criteria are not confined to linguistic examples: Context
is a criterion in settling the question of why a man who has just put a
cigarette in his mouth has put his hand in his pocket; relevance to an obvious
end is a criterion in settling why a man is running away from a bull. 25
Grice's suggestion that conventional meaning can be defined in terms of
intentions has been widely praised. The philosopher Jonathan Bennett suggests
that the idea of meaning as a kind of intending was commonplace, but that
'Grice's achievement was to discover a defensible version of it.26 Grice's
postgraduate student and later colleague Stephen Schiffer went further,
describing 'Meaning' as 'the only published attempt ever made by a philosopher
or anyone else to say precisely and completely what it is for someone to mean
something'27 However, commentators were not slow to point out the problems they
saw as inherent in such an account. Responses to 'Meaning' have been numerous,
and ranged over more than 40 years, but some raising the most fundamental
objections were from Oxford in the years immediately following its publication.
Austin did not produce a formal response, and Grice has suggested that they
never even discussed it informally. This, he suggests, was not at all unusual.
Austin rarely discussed with Grice, or with other colleagues, views that had
become established through publication. He preferred his conversations to be
about new directions and new channels of thought. 28 To those Oxford
philosophers who did discuss 'Meaning' in print, a comparison with Austin's
account of 'speech acts' was almost inevitable.Austin's version of speaker
meaning was developed during the 1940s and 1950s. Various versions of it
appeared in lectures and articles during this period, but the most complete
account was presented when Austin was invited to deliver the prestigious
William James lectures at Harvard in 1955. An edited and expanded version of
his notes from these was published posthumously as How to do Things with Words.
Austin's ideas changed and developed over the course of time, and even during
the lectures themselves, but some basic fundamental principles can be
iden-tified. These drew on his notion of the 'descriptive fallacy', the idea
that linguistic study is ill served by the traditional philosopher's focus on
language as a tool for making statements capable of being judged to be either
true or false. Throughout the development of speech act theory, Austin's
assumptions were very different from Grice's working hypothesis in 'Meaning'
that language is primarily used to make informative, descriptive statements.
For Austin, making statements of fact was only one, and not a particularly
significant one, of the many different things people do with words. He proposed
to analyse the range of functions language can be used to perform.
Initially, Austin concentrates on explicit 'performatives' , statements
that appear to describe but in fact bring about some state of affairs, usually
a social fact or interpersonal relationship. He considers ritualised
performatives, which require a very particular set of circumstances to be
successful, such as 'I name this ship the Queen Elizabeth' (during the appropriate
ceremony), 'I do' (at the relevant point in a marriage service) or 'I give and
bequeath my watch to my brother' (in a will). He then expands his field to
include more every day examples, such as 'I bet you sixpence it will rain
tomorrow' ', and 'I promise to...'. Charac- teristically, Austin
proposes 'going through the dictionary (a concise one should do) in a liberal
spirit' in search of performative verbs.2 Later, however, he realises that even
this could not give an exhaustive list of what people do with words. People do
things with all sorts of different types of utterances. Someone who utters,
'Can you pass the salt?' may well succeed in making a request by means of
apparently asking a question. In response to his observations about the
possible differences between the apparent form of an utterance and its actual
function, Austin proposes to divide the analysis of meaning into three levels,
or three separate acts performed in the course of a single utterance. The
'locutionary act' is determined by the actual form of words uttered,
established by their sense and reference: '"meaning" in the
traditional sense' sense'.3° At the level of 'illocutionary act', the notion of
force becomes relevant. It isdetermined by the matter of how the locution in question
is being used, of what is being done in saying what is said. This can be seen
as at least in part dependent on the individual intentions of the speaker, but
these in turn depend on, and follow from, certain conventions of language use.
So, in the example above, we can understand that the speaker intends to request
that the hearer pass the salt, but only because there are conventions of use
determining that questions of ability can be used with this force. The
illocutionary act is not a simple consequence of the locutionary, but is
concerned with conventions 'as bearing on the special circumstances of the
occasion of the issuing of the utterance'. 31 Finally, and separately, it is
necessary to consider the effect of the utterance. Austin is here perhaps making
a concession to the 'causal' theories of meaning Grice considered but
dismissed. Austin refers to the effect achieved by the utterance, but unlike
Stevenson he sees this as just one component of meaning, not a sufficient
definition. The 'per-locutionary act' is defined by this effect, which may
coincide with what the speaker intended to bring about, but need not. The
perlocutionary act, then, is not a matter of convention, and cannot be
determined simply with reference to the words uttered. It is no surprise
that Grice's 'Meaning' should have been discussed in the light of Austin's
speech act theory. The two seem in many ways to cover similar ground, in that
both oppose much of the traditional philosophical literature on meaning by
insisting on the roles of context and of speaker intention. In fact, some
commentators have been tempted to read Grice's paper as an implicit response,
or challenge, to speech act theory. As Grice himself has pointed out, there is
no such direct link. 'Meaning' existed in almost its finished state
before the ideas in How to do Things with Words were made public, or even in
some cases devel-oped. As he became aware of Austin's ideas, Grice did
recognise some connections to his own themes and preoccupations, but continued
to find his own treatment of them more compelling. In particular, he remained
convinced that an account of meaning needed to give prominence to psychological
notions, and was unhappy with what he saw as Austin's excessive dependence on
conventions; Austin was 'using the obscure to explain the obscure' 32 From
this, it would seem that his main objection to speech act theory was that it
did not offer much explanation of meaning. For Grice, the observable facts of
the conventions of use are in need of explanation, and this is best done with
reference to individual instances of intention. Austin, on the other hand, was
seeking to explain these conventions simply by drawing attention to another,
more complex level of conventions.Peter Strawson picks up on exactly this difference
between Grice and Austin when he reflects on 'Meaning' in his 1964 article
'Intention and convention in speech acts'. '. His chief concern is the
validity of Austin's notion of illocutionary act, based as it is on
conventions, both the conventions of the language that define the locutionary
act, and the further conventions of use that mediate between this and
illocutionary force. However, Strawson argues, there are many cases where
the difference between locutionary and illocutionary act cannot be explained
simply with reference to conventions. In certain circumstances, to say 'the ice
over there is very thin' may well have the force of a warning, but there is no
particular convention of language use specifying this. Similarly, the
difference between an order and an entreaty may depend not on any identifiable
convention, but on a range of factors concerned with the speaker's state of
mind and consequent presentation of the utter-ance. Strawson looks to Grice's
notion of non-natural meaning to explain this additional, non-conventional set
of factors. His paraphrase of Grice's account, expressed in terms of three
separate intentions, was to prove instructive to future commentators: §
non-naturally means something by an utterance x if S intends (i) to produce by
uttering x a certain response (r) in an audience A and intends (iz) that A
shall recognise S's intention (i) and intends (i3) that this recognition on the
part of A of S's intention (i) shall function as A's reason, or part of his
reason, for his response (r).33 On Strawson's interpretation, one of the
defining intentions is focused on Grice's indication that the speaker provides
the hearer with a 'reason' to think or act in a certain way. He proposes to
modify Grice's account before enlisting it to explain the notion of
illocutionary force, because of certain counter-examples to which it is subject
as it stands. It is possible to envisage contexts in which S utters x with
exactly the three intentions described above, but in which it does not seem appropriate
to say that S was trying to communicate with A. Strawson does not illustrate
this problem with a specific example, but he suggests a schematic outline. S
may intend to get A to believe something, fulfilling (i). S may arrange fake
evidence, or grounds for this belief, such that A can see the evidence, and
indeed such that A can see S fabricating it. S knows that A will be perfectly
aware that the evidence is faked, but assumes that A will not realise that S
has this awareness. The intention behind this is for A to have the relevant
belief precisely because he recognises that S intends him to have this belief;
this is S's (i2). Further, it is S's intentionthat the recognition of (i) will
be the reason why A acquires the belief; indeed, A will have no other reason to
form this belief, knowing that the evidence for it is faked. This fulfils (i3).
In effect, an intentional account of meaning would have to include an extra
layer of intention, because for S to be telling something to, or communicating
with A, S must be taken to intend A to recognise the intention to make A
recog-nise the intention to produce the relevant belief in A. In other
words, § must have a further intention (4) that A should recognise
intention (i2). If S's intention (i), and hence intention (i2) is fulfilled,
then A may be said to have understood the utterance, a definition Strawson
links to Austin's notion of 'uptake' !, and hence to the successful
accomplishment of illocutionary force. Strawson argues that the complex
intention (i4) is the necessary defining characteristic of saying something
with a certain illocutionary force. He hints that his additional layer of
intention may not in fact prove sufficient, and that 'the way seems open to a
regressive series of intentions that intentions should be recognised' 34
Grice's definition of meaning as determined entirely by speaker intention is at
odds with, or according to Strawson can be complementary to, Austin's reliance
on convention. But it also opposes him to the notion, common in philosophy and
later in linguistics, that meaning is determined by the rules of the language
in question, defined independently of any particular occasion of utterance.
Austin does allow some space to this type of meaning, specifying that the usual
sense and reference of the words uttered constitute the locutionary act. He
does not, however, develop this notion, or explain its relationship to his more
central concern with speaker meaning. Strawson seems to downplay the importance
of linguistic meaning for Austin when he places him on the same
general side as Grice in what he describes elsewhere as the 'Homeric struggle'
between 'the theorists of communication-intention and the theorists of formal
semantics' 35 Unlike Austin, Grice's more extreme arguments that meaning is to
be explained entirely in terms of 'communication-intention' do not presuppose
any notion of semantic meaning. This is an aspect of Grice's theory on which
other commentators, such as John Searle, have focused. Searle was a
student at Oxford during the 1950s, where he was taught by both Austin and
Strawson. He completed a doctoral dissertation on sense and reference in 1959
before returning to his native America. Well versed in both the traditional
philosophy of meaning and Austin's concentration on communication, he worked on
the theory of speech acts, publishing a book on the subject in 1969 in which he
classifies possible illocutionary acts into a restricted number of general
categories. Healso introduces the notion of indirect speech acts, in which one
illocu-tionary act is performed by means of the apparent performance of a
different illocutionary act. Austin's example 'Can you pass the salt?' succeeds
as a request both because the apparent act, that of asking for information about
the hearer's ability, is not appropriate in the context, and because rules of
language use specify that this form of words can be used to make a request. For
Searle, language is essentially a rule-governed form of behaviour. It is
centred on the speech act, the basic unit of communication, but its rules
include the specific semantic properties of its words and phrases. This
particular point gives rise to Searle's objections to Grice's total reliance on
individual speaker intention in explaining meaning. Searle does allow for
intentions in his account; indeed he is interested in basing it on just such
psychological concepts and proposes to develop Grice's account in order to do
so. In a later discussion he comments that his analysis in Speech Acts 'was
inspired by Grice's work on meaning' 36 However, like Austin before him, he
sees semantic rules as underlying the range of intentions with which a speaker
can appropriately produce any particular utterance. Searle is much more
explicit than Austin in specifying that linguistic rules come first and
restrict intentional possi-bility. Unlike Grice, he therefore singles out
linguistic acts as separate from general communication; in the case of
language, meaning exists independent of intention, or of occasion of use.
Searle illustrates this with his own counter-example to Grice. An American
soldier is captured by Italian troops in the Second World War. Neither the
soldier nor his captors speak German, and the soldier speaks no Italian. The
soldier wishes to make the Italian troops believe that he is German. He utters
the only German sentence he knows, which happens to be 'Kennst du das Land wo
die Zitronen blühen?', a line of poetry remembered from childhood that
translates as 'Knowest thou the land where the lemon trees bloom?'. He hopes
that his captors will guess that he must be saying 'I am a German soldier'. The
soldier intends to get his captors to believe he is a German soldier. He
intends that they should recognise his intention to get them to believe this,
and that this recognition should serve as their reason for entertaining that
belief. All the circumstances are in place for a case of Grice's meaningwn.
Yet, Searle argues, it would surely be unreasonable to maintain that when the
soldier says 'Kennst du das Land wo die Zitronen blühen?', he actually
non-naturally means 'I am a German soldier'. The rules of German do not allow
this; the words mean 'Knowest thou the land where the lemon trees bloom?'.
Searle concludes that Grice's account is inadequate as itstands because Meaning
is more than a matter of intention, it is also at least sometimes a matter of
convention. 37 Like Strawson, Searle proposes to amend Grice's
intentional account in the light of his own counter-example. In effect, he
argues that the notion of intention must be expanded to include convention.
When speakers use words literally, part of their intention is that hearers
recog-nise the communicative intention precisely because of the pre-existing
rules for using the words chosen. Searle attempts to balance the twin effects
of intention and convention in his account of meaning. The result is rather
further removed from Grice than Searle acknowledges when he suggests that he is
offering an 'amendment'. It returns to the traditional idea of conventional, or
linguistic, meaning as the basic location of meaning on which intention-based
speaker meaning is dependent.38 The magnitude of the consequences of Searle's
attempt to introduce conventions into an intentional account is perhaps
illustrative of the gulf between semantic and psychological approaches to
meaning. It also highlights the scale of Grice's undertaking in producing an
account of meaning relying entirely on the latter. Stephen Schiffer was a
graduate student in the 1960s when, as he has since described, he was 'much
taken with Grice's program'39 He was impressed by what he saw as Grice's
reduction of the semantic to the psychological, but also believed he had
identified the inadequacies of this particular account of speaker meaning. In
the 1972 book in which he attempted to develop and improve on Grice's account,
he notes that it is not possible to claim priority for conventional meaning and
at the same time define meaning in terms of intention. To maintain that speaker
meaning, 'what S meant by x', ', is primary, but also that speaker
meaning could be in any way dependent on the meaning of x would be simply
circular. Schiffer does not see the exclusive concentration on intention as
necessarily problematic, or at least not for this reason: 'To say this does not
commit Grice to holding that one can say whatever one likes and mean thereby
whatever one pleases to mean. One must utter x with the relevant intentions,
and not any value of 'x' will be appropriate to this end: I could not in any
ordinary circumstances request you to pass the salt by uttering "the
flamingoes are flying south early this year". '40 Schiffer's own
response is that conventional meaning does exist, but is secondary to
intentional meaning, because it is built up in a speech community over time,
resultant on the fulfilling of certain communicative intentions. The
problems Schiffer identifies for Grice are not problems with the notion that
meaning is best given a psychological rather than a seman-tic definition, an
assumption with which he agrees. Rather, Schiffer questions the adequacy of
intention as the relevant psychological state. He echoes Strawson's
schematic counter-example to argue that it can be possible for all the
intentions Grice defines to be in place, but for no act of communication to be
achieved. Strawson's example indicated that another layer of intention
(Strawson's i) must be added to the defini-tion. Schiffer argues explicitly for
the consequence Strawson only sug-gested, namely that the need for regressive
intentions will in fact prove to be infinite. He constructs a series of more
and more elaborate counter-examples to show that the levels of intention
necessary fully to define meaning can never be exhausted. In the first such
example, § produces a cacophonous rendition of 'Moon Over Miami' with the
intention of driving A out of the room. S's intention is that A will leave the
room not just because A cannot stand the noise, but because A recognises that
Sis trying to get rid of A. Further, S intends that A recognise the intention
that A recognise the intention to get A to leave the room, because S wishes A
to be aware of S's disdain. 'In other words' ', Schiffer explains,
'while A is intended to think that S intends to get rid of A by means of the
repulsive singing, A is really intended to have as his reason for leaving the
fact that S wants him to leave.'41 In order to rule out the unacceptable
suggestion that by singing 'Moon Over Miami' S meant that A was to leave the
room, Schiffer proposes another level of intention. Further, more complex,
examples call for further such layers. For Schiffer, the infinitely regressive
series of intentions that intentions be recognised that this causes makes for
an unacceptable definition of meaning. For Schiffer the best hope for a
psychological account of meaning lies in an appeal to a special type of
knowledge. This type of knowledge occurs when two people are in the following
relation to a piece of infor-mation, or to a proposition p. S and A both know
that p; S knows that A knows that p; A knows that S knows that p; A knows that
S knows that A knows that p; S knows that A knows that S knows that p; and so
on without limit. Such a pattern also leads to an infinite regress but,
Schiffer argues, a harmless one. It is just the sort of situation we do in fact
find in everyday life, as when S and A are sitting facing each other with a
candle in between. Schiffer coins the phrase 'mutual knowledge* for the
recursive set of knowing he describes. S and A mutually know* that there is a
candle on the table. Once Grice's account of meaning is adapted to refer to
mutual knowledge*, the apparent counter-examples are all ruled inadmissible,
and therefore no longer pose a problem. The intentions S has in producing an
utterance must be 'mutual known* by S and A for a true instance of meaning to
take place. Mutual knowl-edge* with its infinite regress, is missing in each of
the counter-examples. 'Meaning' might appear to be offering a definition
of the concept of meaning by proposing to substitute the concept of intention:
in the vein of the logical positivists to be 'translating' problematic
sentences into those that do not contain the problem term. This was certainly
Schiffer's interpretation when he described Grice's account as 'reduc-tionist'.
However, more recent commentators have been keen to defend Grice against this
interpretation. For instance, Giovanna Cosenza has suggested that the analysis
would be reductionist 'only if Grice had seriously considered speakers'
intentions and psychological states as more fundamental, more basic, either
epistemologically or metaphysically, than all the concepts related to
linguistic meaning', and claimed that Grice did not hold this view.4 Anita
Avramides has also argued that Grice's account of meaning need not be seen as
reductionist. *3 Grice was certainly distancing himself from those
accounts of what he would call 'non-natural meaning' in which the notion of
convention was primary. However, he was somewhat tentative about the precise
relation between the two central concepts; his belief that convention could be
entirely subsumed within an intentional account is expressed more as a hope
than as a conviction. He seems, further, to have been troubled by the exact
relationships between the different messages potentially conveyed by a single
utterance. Even if the definition of convention is to be dependent on
intention, some messages are more closely or more obviously related to
conventional meaning than others. He as yet had no formal account of how the
'full significance' of an utterance might be derived or calculated. Nor had he
yet drawn a clear distinction between messages conveyed by the words uttered
and messages conveyed by the very act of utterance. This is a distinction
Schiffer describes by differentiating between 'S meant something by (or in)
producing (or doing) x' and 'S meant something by x'.* A very similar point is
made by Paul Ziff in his 1967 response to 'Meaning'. Ziff is decidedly
dismissive of Grice's 'ingenious intricate discussion' of meaning and the 'fog'
to which it gives rise.* He argues that the meanings of words and phrases, and
indeed the lack of meaning of nonsense 'words' , are quite
independent of any individual's intention. Like Schiffer, he argues that 'Grice
seems to have conflated and confused "A meant something by uttering
x" ... with the quite different "A meant something by
X"146 The responses and criticisms of his peers were to feed into
Grice's own thinking about meaning over the following years. His published
outputduring the 1950s was restricted to 'In defence of a dogma' and
'Meaning', hardly an impressive record even by the standards of the time. Peter
Strawson was responsible for seeing both these papers into print, while those
he left alone fell victim to Grice's perfectionism. Some, like
'Intentions and dispositions' were never published, while others waited in
manuscript for 30 or more years. Of these, 'G. E. Moore and philosopher's
paradoxes' and 'Common sense and scepticism' indicate a development in Grice's
thinking on the need to distinguish between what our words literally mean and
what we mean by using those words. They also suggest something of Grice's
ambivalence towards the place of conventional meaning. Like much of his work,
these papers developed from his teaching: the former from a lecture delivered
in 1950 and the latter from joint classes with A. D. Woozley at the same time
or even earlier. Grice's project in these papers was a typically
'ordinary language' enterprise: the desire to tackle a familiar philosophical
problem by means of a rigorous examination of the terms characteristically
employed to discuss it. The problem in question was how to address scepticism.
In response to G. E. Moore's 'defence from common sense' the American
philosopher Norman Malcolm had suggested that Moore was in effect approaching
the problem via an appeal to ordinary lan-guage, although apparently without
knowing it. We use expressions to refer to and to describe material objects,
and we do so in a 'standard' or 'ordinary' way. To claim, as some philosophers
have done, that there are no material objects, is therefore to 'go against
ordinary language'. 47 In effect, such philosophers are claiming that some uses
of ordinary language are self-contradictory, or always incorrect, an
inadmissible claim because 'ordinary language is correct language'. 48 Grice
challenges Malcolm's interpretation of Moore. Malcolm draws an unwarranted
polarity between 'ordinary' and 'self-contradictory' in language use, he suggests.
The two properties need not be incompatible; people do routinely say things
that are literally self-contradictory or absurd. Further-more, not every
meaningful sentence would actually find a use in ordinary language. In 'Common
sense and scepticism', he offers a striking example of what he means. 'It would
no doubt be possible to fill in the gaps in "The — archbishop fell down
the — stairs and bumped —- like —," with such a combination of
indecencies and blasphemies that no one would ever use such an expression', but
we would not therefore want to treat the expression as self-contradictory. 4 In
'G. E. Moore and philosopher's paradoxes', he suggests that it is often
necessary to acknowledge a difference between 'what a given expression means
(ingeneral)' and 'what a particular speaker means, or meant, by that expression
on a particular occasion. Figurative or ironic utterances, for instance,
involve 'special' uses of language. As a general definition, 'what a
particular speaker means by a particular utterance (of a statement-making
character) on a particular occasion is to be identified with what he intends by
means of the utterance to get his audience to believe!»' For this intention to
be successful, the speaker must at least rely on the audience's familiarity
with 'standard' or 'general' use, even if individual occasion meaning is to
differ from this. In this way Grice is able to offer his own challenge to the
sceptic. Faced with everyday statements about material objects, the
sceptic is forced to claim either that, on particular occasions, people use
expressions to mean things they have no intention of getting their audience to
believe, or that people frequently use language in a way quite unlike its
proper ('general') meaning, leaving the success of everyday communication
unexplained. Although in general agreement with Malcolm's aim in refuting
scepticism, Grice is unhappy with the apparent simpli-fications, and some of
the implications, of his argument. He replaces it with his own more sophisticated
argument from ordinary language, an argument depending in particular on a
detailed examination of the nature of 'meaning'.As Grice's enthusiasm for
ordinary language philosophy became increasingly qualified during the 1950s,
his interest was growing in the rather different styles of philosophy of
language then current in America. Recent improvements in communications
had made possible an exchange of ideas across the Atlantic that would have been
unthinkable before the war. W. V. O. Quine had made a considerable impression
at Oxford during his time as Eastman Professor. Grice was interested in Quine's
logical approach to language, although he differed from him over certain
specific questions, such as the viability of the distinction between analytic
and synthetic statements. Quine, who was visiting England for a whole year, and
who brought with him clothes, books and even provisions in the knowledge that
rationing was still in force, travelled by ship.' However, during the same
decade the rapid proliferation of passenger air travel enabled movement of
academics between Britain and America for even short stays and lecture tours.
Grice himself made a number of such visits, and was impressed by the formal and
theory-driven philosophy he encountered. Most of all he was impressed by the
work of Noam Chomsky. It may seem surprising that the middle-aged British
philosopher interested in the role of individual speakers in creating meaning
should cite as an influence the young American linguist notorious for dismissing
issues of use in his pursuit of a universal theory of language. But Grice was
inspired by Chomsky's demonstration in his work on syntax of how 'a
region for long found theoretically intractable by scholars (like Jesperson) of
the highest intelligence could, by discovery and application of the right kind
of apparatus, be brought under control'. Less for-mally, he expressed
admiration for an approach that did not offer 'piecemeal reflections on
language' but rather where 'one got a pictureof the whole thing' Chomsky's
first and highly influential book Syntactic Structures was well known among
Grice's Oxford contemporaries. The Play Group worked their slow and
meticulous way through it during the autumn of 1959. Austin, in particular, was
extremely impressed. Grice characterised and perhaps parodied him as
revering Chomsky for his sheer audacity in taking on a subject even more sacred
than phi-losophy: the subject of grammar. Grice's own interest was focused on
theory formation and its philosophical consequences. Chomsky was taking a new
approach to the study of syntax by proposing a general theory where previously
there had been only localised description and analysis. He claimed, for
instance, that ideally 'a formalised theory may automatically provide solutions
for many problems other than those for which it was explicitly designed'.
Grice's aim, it was becoming clear, was to do something similar for the study
of language use. Meanwhile, ordinary language philosophy itself was in
decline. As for any school of thought, it is difficult to determine an exact
endpoint, and some commentators have suggested a date as late as 1970. However,
it is generally accepted that the heyday of ordinary language philosophy was
during the years immediately following the Second World War. The sense of
excitement and adventure that characterised its beginning began to wane during
the 1950s. Despite his professed dislike of disci-pleship, Austin seems to have
become anxious about what he perceived as the lack of a next generation of
like-minded young philosophers at Oxford. It became an open secret among his
colleagues that he was seriously contemplating a move to the University of
California, Berkeley? No final decision was ever made. Austin died early
in 1960 at the age of 48, having succumbed quickly to cancer over the previous
months. Reserved and private to the last, he hid his illness from even
his closest colleagues until he was unable to continue work. His death was
certainly a blow to ordinary language philosophy, but it would be an
exaggeration to say that it was the immediate cause of its demise. Grice, who
seems to have been regarded as Austin's natural deputy, stepped in as convenor
of the Play Group, which met under his leadership for the next seven years.
Individuals such as Strawson, Warnock, Urmson and Grice himself continued to
produce work with recognisably 'ordinary language' leanings throughout the
1960s. Grice's interests at this time were not driven entirely by
philosophical trends in Oxford and America; he was also turning his attention
to some very old logical problems. In particular, he was interested in
questions concerning apparent counterparts to logical constants in natural
language. For instance, in the early 1960s he revisited a theme he hadfirst considered
before the war, when he gave a series of lectures on 'Negation' .
In these, he concerns himself with the analysis of sentences containing
'not', and with the extent to which this should coincide with a logical
analysis of negation. Consideration of a variety of example sentences leads him
to reject the simple equation of 'not' with the logical operation of switching
truth polarity, usually positive to negative. He argues that 'it might be said
that in explaining the force of "not" in terms of
"contradictory" we have oversimplified the ordinary use of
"not"! In another lecture from the series he suggests that the lack
of correspondence between 'not' and contradiction 'might be explained in terms
of pragmatic pressures which govern the use of language in general'® Grice was
hoping to find not just an account of the uses of this particular expression,
but a general theory of language use capable of extension to other problems in
logic. He would have been familiar enough with such problems. The discussion of
some of them dates back as far as Aristotle, in whose work he was well read
even as an undergraduate. In Categoriae, Aristotle describes not just
categories of lexical meaning, but also the types of relationships holding
between words. To the modern logician, the use of terms in the following
passage may be obscure, but the relationship of logical entailment is easily
recognisable. One is prior to two because if there are two it follows at
once that there is one whereas if there is one there are not necessarily two,
so that the implication of the other's existence does not hold reciprocally
from one.' The relationship between 'two' and 'one', or indeed between
any two cardinal numbers where one is greater than the other, is one of asymmetrical
entailment. 'Two' entails 'one', ', but 'one' does not entail 'two'
A similar relationship holds between a superordinate and any of its hyponyms,
or between a general and a more specific term. To use Aristotle's example: 'if
there is a fish there is an animal, but if there is an animal there is not
necessarily a fish.'º The asymmetrical nature of this relationship means that
use of the more general term tells us nothing at all about the applicability of
the more specific. Aristotle also considers the relative acceptability of
general and specific terms, and in doing this he goes beyond a narrowly logical
focus. For if one is to say of the primary substance what it is, it will
be more informative and apt to give the species than the genus. For example,it
would be more informative to say of the individual man that he is a man than
that he is an animal (since the one is more distinctive of the individual man
while the other is more general)." Applying the term 'animal' to an
individual tells us nothing about whether that individual is a man or not.
Therefore, if the more specific term 'man' applies it is more 'apt', because it
gives more information. This same point arises in a discussion of the
applicability of certain descriptions later in Categoriae. Aristotle suggests
that: 'it is not what has not teeth that we call toothless, or what has not
sight blind, but what has not got them at the time when it is natural for it to
have them.'2 A term such as 'toothless' is only applied, because it is only informative,
in those situations when it might be expected not to apply. Here, again, the
discussion of what 'we call' things goes beyond purely logical meaning to take
account of how expressions are generally used. Logically speaking a stone could
appropriately be described as toothless or blind; in actual practice it is very
unlikely to be so described. Grice's self-imposed task in considering the
general 'pragmatic pressures' on language use was, at least in part, one of
extending Aristotle's sensitivity to the standard uses of certain expressions,
and examining how regularities of use can have distorting effects on intuitions
about logical meaning. He was by no means the first philosopher to consider
this. For instance, John Stuart Mill, in his response to the work of Sir
William Hamilton, draws attention to the distinction between logic and
'the usage of language', 13 He reproaches Hamilton for not paying sufficient
attention to this distinction, and suggests that this is enough to explain some
of Hamilton's mistakes in logic. Mill glosses Hamilton as maintaining that 'the
form "Some A is B" ... ought in logical propriety to be used and
understood in the sense of "some and some only" ' 14 Hamilton is
therefore committed to the claim that 'all' and 'some' are mutually
incompatible: that an assertion involving 'some' has as part of its meaning
'not all'. This is at odds with the observations on quantity in Categoriae and
indeed, as Mill suggests, with 'the practice of all writers on logic'. Mill
explains this mistake as a confusion of logical meaning with a feature of
'common conversation in its most unprecise form'. In this, he is drawing on the
extra, non-logical but generally understood 'meanings' associated with
particular expressions. In a passage that would not be out of place in a modern
discussion of lin-guistics, Mill suggests that:If I say to any one, 'I saw some
of your children to-day,' he might be justified in inferring that I did not see
them all, not because the words mean it, but because, if I had seen them all,
it is most likely that I should have said so. 15 Mill draws a
distinction between what 'words mean' and what we generally infer from hearing
them used. In what can be seen as an extension of Aristotle's discussion of
'aptness', he argues that it is a mistake to confuse these two very different
types of significance. A more specific word such as 'all' is more appropriate,
if it is applicable, than a more general word such as 'some'. Therefore, the
use of the more general leads to the inference, although it does not strictly
mean, that the more specific does not apply. 'Some' suggests, but does not
actually entail 'not all'. Besides his interest in logical problems with
a venerable pedigree, Grice was also concerned with issues familiar to him from
the work of recent or contemporary philosophers. In both published work and
informal notes he frequently lists these and arranges them in groups.
Part of his achievement in the theory he was developing lay in seeing
connections between an apparently disparate collection of problems and
countenancing a single solution for them all. For instance, in Concept of Mind,
Ryle argues that, although the expressions 'voluntary' and 'involuntary' appear
to be simple opposites, they both require a particular condition for
applicability, namely that the action in question is in some way reprehensible.
If they were simple opposites, it should always be the case that one or other
would be correct in describing an action, yet in the absence of the crucial
condition, to apply either would be to say something 'absurd'. Similarly,
although if someone has performed some action, that person must in a sense have
tried to perform it, it is often extremely odd to say so. In cases where there
was no difficulty or doubt over the outcome, it is inappropriate to say that
someone tried to do something: so much so that some philosophers, such as
Wittgenstein, have claimed that it is simply wrong. Another related problem is
familiar from Austin's work; it is the one summed up in his slogan 'no
modification without aberration'. For the ordinary uses of many verbs, it does
not seem appropriate to apply either a modifying word or phrase or its
opposite. Austin was therefore offering a gen-eralisation that includes, but is
not restricted to, Ryle's claims about 'voluntary' and 'involuntary'. For
many everyday action verbs, the act described must have taken place in some
non-standard way for anymodification appropriately to apply. Austin offers no
theory based on this observation, and indeed Grice was unimpressed by it even
as a gen-eralisation; he claimed in an unpublished paper that it was 'clearly
fraudulent'. 'No "aberration" is needed for the appearance of the
adverbial "in a taxi" within the phrase "he travelled to the
airport in a taxi"; aberrations are needed only for modifications which
are corrective qualifications. 16 Grice's general account of language,
conceived with the twin ambitions of refining his philosophy of meaning and of
explaining a diverse range of philosophical problems, gradually developed into
his theory of conversation. Like his project in 'Meaning', this draws on
a 'common-sense' understanding of language: in this case, that what
people say and what they mean are often very different matters. This
observation was far from original, but Grice's response to it was in some
crucial ways entirely new in philosophy. Unlike formal philosophers such as
Russell or the logical positivists, he argued that the differences between
literal and speaker meaning are not random and diverse, and do not make the
rigorous study of the latter a futile exercise. But he also differed from
contemporary philosophers of ordinary language, in arguing that interest in
formal or abstract meaning need not be abandoned in the face of the particularities
of individual usage. Rather, the difference between the two types of meaning
could be seen as systematic and explicable, following from one very general
principle of human behaviour, and a number of specific ways in which this
worked out in practice. In effect, the use of language, like many other aspects
of human behaviour, is an end-driven endeavour. People engage in communication
in the expectation of achieving certain outcomes, and in the pursuit of those
outcomes they are prepared to maintain, and expect others to maintain, certain
strategies. This mutual pursuit of goals results in cooperation between
speakers. This manifests itself in terms of four distinct categories of
behaviour, each of which can be sum-marised by one or more maxims that speakers
observe. The categories and maxims are familiar to every student of pragmatics,
although in later commentaries they are often all subsumed under the
title 'maxims' Category of Quantity Make your contribution as
informative as is required (for the current purposes of the exchange). Do not make your contribution
more informative than is required. Category of Quality Do not say what you believe to
be false. Do not say that for which you
lack adequate evidence. Category of Relation Be relevant.
Category of Manner Avoid ambiguity of expression. Avoid ambiguity. Be brief. Be orderly.!7 Grice uses
the simple notion of cooperation, together with the more elaborate structure of
categories, to offer a systematic account of the many ways in which literal and
implied meaning, or 'what is said' and what is implicated', differ from one
another. In effect, the expectation of cooperation both licenses these
differences and explains their usually successful resolution. Speakers rely on
the fact that hearers will be able to reinterpret the literal content of their
utterances, or fill in missing information, so as to achieve a successful
contribution to the conversation in hand. The noun 'implicature' and verb
'implicate' (as used in relation to that noun) are now familiar in the
discussion of pragmatic meaning, but they were coined by Grice, and coined
fairly late on in the development of his theory. In early work on conversation
he suggested that a 'special kind of implication' could be used to account for
various differences between conventional meaning and speaker meaning. He
ultimately found this formulation inadequate, together with a host of other
words such as 'suggest', 'hint' and even 'mean', precisely because of their
complex pre-existing usage both within and outside philosophy. The
difference between saying and meaning had an established philosophical
pedigree, as well as a basis in common sense. A literature dating back to G. E.
Moore, but largely concentrated in the 1950s and 1960s, offers a significant
context to Grice's work. Little of this is now read and none of it attempts
anything as ambitious as a generalising theory of communication. With typical
laxness, Grice does not refer to this body of work in any of his writings on
the topic, although he must have been aware of it; much of it originated from
the tight circle of Oxford phi-losophy. Writing for his fellow philosophers,
and in the conventions ofhis time, he was able to refer vaguely and generally
to the debate in the expectation that the relevant context would be
recognised G. E. Moore had argued that when we use an indicative sentence
we assert the content of the sentence, but we also imply personal commitment to
the truthfulness of that content; 'If I say that I went to the pictures last
Tuesday, I imply by saying so that I believe or know that I did, but I do not
say that I believe or know this."8 This distinction was picked up by a
number of philosophers in the 1940s and 1950s. In 1946, Yehoshua Bar-Hillel
discussed the sense of 'imply' identified by Moore, proposing to describe it as
'pragmatical'. Bar-Hillel identifies himself as a supporter of 'logical
empiricism' (he quotes approvingly a comment from Carnap to the effect that
natural languages are too complex and messy to be the focus of rigorous
scientific enquiry) and his article is aimed explicitly at rejecting philosophy
of the 'analytic method' in general and of Moore in particular. However, he
suggests that by using sentences that are 'meaningless' to logical empiricists,
such as the sentences of metaphysics or aesthetics, 'one may nevertheless imply
sentences which are perfectly meaningful, according to the same criteria, and
are perhaps even true and highly important' 2º A full account of the pragmatic
sense of 'implies' might, he predicts, prove highly important in discussing
linguistic behaviour. A few years later D. J. O'Connor contrasted the familiar
'logical paradoxes' of philosophy with less well known 'pragmatic paradoxes'.
O'Connor draws attention to certain example sentences (such as 'I believe there
are tigers in Mexico but there aren't any there at all') which, although not
logically contradictory or necessarily false, are pragmatically unsatisfactory.
His purpose is to distinguish between logic and language and to urge
philosophers to attempt to 'make a little clearer the ways in which ordinary
language can limit and mislead us'. 21 The philosophical significance of
implication was also discussed by those more sympathetic to ordinary language,
in particular by members of the Play Group. Writing in Mind in 1952, J. O.
Urmson acknowledged the 'implied claim to truth' in the use of indicative
statements, but felt the need to clarify his terms: 'The word
"implies" is being used in such a way that if there is a convention
that X will only be done in circumstances Y, a man implies that situation Y
holds if he does X.22 Urmson suggests the addition of an 'implied claim to
reasonableness'; 'it is, I think, a presupposition of communication that people
will not make statements, thereby implying their truth, unless they have some
ground, however tenuous, for those statements. 23 Read with hindsight, Urmson's
suggestion looks like a hint towards Grice's second maxim ofQuality. Another
member of the Play Group, P. H. Nowell-Smith, appears to add something like a
maxim of Relevance, a notion that Grice discusses as early as the original
version of 'Meaning'. In his book Ethics, Nowell-Smith suggests that there are
certain 'contextual implications' that generally accompany the use of words,
but that are dependent on particular contexts. Without reference to Urmson, he
phrases these as follows: When a speaker uses a sentence to make a
statement, it is contextually implied that he believes it to be true.... A
speaker contextually implies that he has what he himself believes to be good
reasons for his statement.... What a speaker says may be assumed to be relevant
to the interests of his audience.24 For Nowell-Smith the contextual rules
are primary, and do not operate with reference to logical meaning; in effect
there is no 'what is said'. In fact, he specifies that logical meaning is a
subclass of contextual impli-cation, because it is meaning we are entitled to
infer in any context whatsoever. Other philosophers concerned with implication,
however, did identify different levels of meaning. In The Logic of Moral
Discourse, 1955, Paul Edwards distinguishes between the referent of a sentence
(the fact that makes a sentence true or, in its absence, false: in effect the
truth-conditions) and 'what the sentence expresses' (anything it is possible to
infer about the speaker on the basis of the utterance).25 Some attempted
syntheses of thinking about implication lacked much in the way of generalising
or explanatory force. In his 1958 article 'Prag-matic implication', C. K.
Grant's account of a wide variety of linguistic phenomena leads him to the
claim that 'a statement pragmatically implies those propositions whose falsity
would render the making of the statement absurd, that is, pointless.26 What is
implied by a statement of p, he insists, is not just the speaker's belief in p,
but some further proposition. Isobel Hungerland, writing in 1960, reviews the
range of attempts to mediate between asserted and implied meaning and exclaims
'What a range of rules!'? Her suggestion of a generalisa-tion across these
rules is that 'a speaker in making a statement contextually implies whatever
one is entitled to infer on the basis of the presumption that his act of
stating is normal. 28 Grice was working on his own generalisation, which
was to link together the range of principles of language use into one coherent
account, and to give this a place in a more ambitious theory of lan-guage. If
the maxims of Quality and of Relation were familiar from con-temporary work in
Ethics, those of Quantity and Manner drew on Grice's long-standing concern
about stronger and weaker statements. This was the idea that had
interested him in his rough notes on 'visa' for his work on perception with
Geoffrey Warnock. The earliest published indication appeared in 1952, in a
footnote to Peter Strawson's Introduction to Logical Theory. In discussing the
relationship between the statement 'there is not a book in his room which is
not by an English author' and the assumption 'there are books in his room',
Strawson draws attention to the need to distinguish between strictly logically
relations and the rules of 'linguistic conduct' 29 He suggests as one such
rule: 'one does not make the (logically) lesser when one could truthfully
(and with equal or greater linguistic economy) make the greater, claim. It
would be misleading, although not strictly false, to make the less informative
claim about English authors if in a position to make the much more informative
claim that there are no books at all. Strawson acknowledges that 'the operation
of this "pragmatic rule" was first pointed out to me, in a different
connection, by Mr H. P. Grice! It was typical of Grice that he did not
publish his own account of this pragmatic rule until almost ten years after
Strawson's acknowledgement. 'The causal theory of perception' appeared in
the Proceedings of the Aristotelian Society, after Grice delivered it as a
symposium paper at the meeting of the Society in Cambridge in July 1961. His
main focus is his long-standing interest in the status of our observations of
material objects. Grice offers tentative support for a causal account of
percep-tion. Theories of this type date back at least to John Locke. They
maintain that we directly perceive through our faculties of sense a series of
information, given the title 'sense data' by later philosophers, and infer that
these are caused by material objects in the world. For Locke, the inference was
justifiable, but his account of perception, and causal theories ever since, had
been dogged by accusations of scepticism. If we have no direct access to
material objects, but only to the sense data they putatively cause, the way is
left open to doubt the independent existence of such objects. Grice's
defence is tentative, even by his own circumspect standards. He proposes
to advance a version of the causal theory 'which is, if not true, at least not
obviously false'.3° Some of the defence itself is presented in quotation marks,
as a fictional 'opponent' argues with a fictional 'objector' to the causal
theory, implicitly distancing Grice from the arguments on either side. This
tentativeness might in part be explained by the extreme heresy of Grice's
enterprise for a philosopher of ordinary language. Some of Austin's most
strident remarks about ordi-nary language had appeared in his attack in Sense
and Sensibilia on philosophical theories of perception, and their reliance on
the obscure and technical notion of 'sense data'. Austin's chief target here
had been phe-nomenalism which, in claiming that sense data are the essence of
what we think of as material objects, is often seen as a direct competitor to
the causal theory of perception. Although defending one of phenome-nalism's
rivals, Grice was suggesting reasons for retaining Austin's particular bugbear,
'sense data', as a term of art. Indeed, he even goes so far as to hint that his
own, speculative version of the causal theory 'neither obviously entails nor
obviously conflicts with Phenomenalism'.31 Grice defends sense data
because, as he argues, the sceptic who wants to question the existence of the
material world needs to make use of them and the sceptic's position at least
deserves to be heard. He defends it also because of his own ideas about language
use. Indeed, his essay on perception seems at times in danger of being hijacked
by his interest in language. This is not entirely out of keeping with the
subject; through Locke and Berkeley to Ayer and Austin, the philosophy of
perception had focused on the correct interpretation of sentences in which
judgements of perception are expressed. However, Grice makes no secret of his
hope that his interpretation of such sentences will fit with views of language
and use motivated by other considerations. Much of the essay is taken up with a
discussion of general principles governing the use of language. This is
inspired by a standard argument for retaining 'sense data' as a technical
term; it would appear to underlie ordinary expressions such as 'so-and-so looks
@ [e.g. blue] to me'. In effect, a suitably rigorous account of the meaning of
such expressions would need to include reference to something such as a sense
datum that corresponds to the subjective experience described. A potential
objector might point out that such expressions are not appropriate to all
instances of perception; they would only in fact be used in contexts where a
condition of either doubt or denial (D-or-D) as to the applicability of @
holds. 'There would be something at least prima facie odd about my saying
"That looks red to me" (not as a joke) when I am confronted by a
British pillar box in normal daylight at a range of a few feet.'32 Grice
considers two possible ways of explaining this oddity. It could be seen as 'a
feature of the use, perhaps of the meaning' of such expressions that they carry
the implication that the D-or-D condition is ful-filled. Use of such
expressions in the absence of the condition would therefore constitute a
misuse, and would fail to be either true or false.Alternatively, such
statements could be seen as true whenever the property @ applies but, in the
absence of the D-or-D condition, severely mis-leading. Use in the absence of
the condition would therefore constitute a more general error, because of 'a general
feature or principle of the use of language' 33 Grice des cribes how until
recently he had been undecided as to which of these two explanations to favour.
He had, however, lent towards the second because it 'was more in line with the
kind of thing I was inclined to say about other linguistic phenomena which are
in some degree comparable. 934 Towards the end of his discussion,
Grice hesitantly suggests a first attempt at formulating the general principle
of language use: 'One should not make a weaker statement rather than a stronger
one unless there is a good reason for so doing. 35 This is, of course,
remarkably similar to the observation attributed to him by Strawson a decade
earlier. It seems that during the intervening years Grice had become
increasingly impressed by how many different types of meaning this rule could
explain, in other words by how general and simple an account of language use it
suggested. In two interesting respects the formulation of the rule had changed.
First, it had changed from a statement about what 'one does' in language
use to what 'one should do'. This brought it nearer to the first maxim of
Quantity it was eventually to become. Second, the new formulation of the
rule introduces possible exceptions, by alluding to 'good reasons' for breaking
it. Again, Grice does not elaborate on this qualification, but the
consideration of reasons for breaching the maxims, together with a discussion
of the consequences of doing so, was to be vital to the subsequent development
of his work. It was what was to give it explanatory and generalising
abilities beyond those of a simple list of 'rules' of linguistic
behaviour. Grice's claims about the use of language offer support to the
defender of sense data. They allow the defender to describe statements of
the 'so-and-so looks @ to me' type as strictly true regardless of whether
the D-or-D condition holds. If such statements call for the use of sense data
as a technical term to explain their meaning, then sense data are applicable to
any description of perception. It is simply that in most non-con-troversial
contexts such statements will be avoided because, although perfectly true, they
will introduce misleading suggestions. Here, perhaps, was Grice's greatest
heresy. Austin's rejection of sense data relied on an appeal to what people
ordinarily say, together with an assumption that this is the best guide to
meaning and truth. Grice's tentative support for it relies on a distinction
between what people can truthfully say, and what they actually, realistically
do say. Despite itsemphasis on linguistic use, 'The causal theory of
perception' was well received as a contribution to the philosophy of
perception. It was anthologised in 1965 in Robert Swartz's Perceiving, Sensing
and Knowing. In 1967, Grice's sometime collaborator Geoffrey Warnock
included the essay in his volume on The Philosophy of Perception, singling it
out for praise as an 'exceedingly ingenious and resourceful contribution'.
36 As was the case throughout his working life, Grice made no firm
distinction between his teaching and the development of his own philosophical
ideas. A series of lecture notes from the 1960s on topics relating to speaker
meaning and context therefore provide an insight into the lines along which his
thinking was developing, as do some rough notes from the same period. What his
students gained from the fresh ideas in Grice's lectures, however, they paid
for in his cavalier attitude to the topic and aims of the class. He begins one
lecture, which is entitled simply 'Saying: Week 1': Although the official
title of this class is 'Saying', let me say at once that we are unlikely to
reach any direct discussion of the notion of saying for several weeks, and in
the likely event of our failing to make any substantial inroads on the title
topic this term, my present intention is to continue the class into next
term.37 Grice's interest in these lectures was in finding out what can be
learnt about speaker meaning, specifically about what sets it apart from
linguistic meaning, from close attention to its characteristics and
circum-stances. The opening of another of the lectures, entitled 'The general
theory of context', tells rather more of his purpose and method than is made
explicit in much of the later, published work. Philosophers often say
that context is very important. Let us take this remark seriously. Surely, if
we do, we shall want to consider this remark not merely in its relation to this
or that problem, i.e. in context, but also in itself, i.e. out of context. If
we are to take this seriously, we must be systematic, that is thorough and
orderly. If we are to be orderly we must start with what is relatively simple.
Here, though not of course everywhere, to be simple is to be as abstract as
possible; by this I mean merely that we want, to begin with, to have as few
cards on the table as we can. Orderliness will then consist in seeing first
what we can do with the cards we have; and when we think that we have exhausted
this investigation, we put another card on the table, and see what that enables
us to do.It is not hard to discern Austin's influence here, in the insistence
that a particular philosophical commonplace, if it is to be accepted as a
useful explanation, must first be subject to a rigorous process of analy-sis.
The call for system and order, however, is Grice's own. He had reacted against
precisely the tendency towards unordered, open-ended lists in Austin's work. He
argues in these lectures that thinking seriously about context means thinking
about conversation; this is the setting for most examples of speaker meaning.
He proposes, therefore, to compile an account of some of the basic properties
common to conversations generally. His method of limiting his hand was to
result in certain highly artificial simplifications, but he made these
simplifications deliberately and knowingly. For instance, the relevant context
was to be assumed to be limited to what he calls the 'linguistic environment':
to the content of the conversation itself. Conversation was assumed to take
place between two people who alternate as speaker and hearer, and to be
concerned simply with the business of transferring information between
them. A number of the lectures include discussion of the types of
behaviour people in general exhibit, and therefore the types of expectations
they might bring to a venture such as a conversation. Grice suggests that
people in general both exhibit and expect a certain degree of helpfulness from
others, usually on the understanding that such helpfulness does not get in the
way of particular goals, and does not involve undue effort. If two people, even
complete strangers, are going through a gate, the expectation is that the first
one through will hold the gate open, or at least leave it open, for the second.
The expectation is such that to do otherwise without particular reason would be
interpreted as deliberately rude. The type of helpfulness exhibited and
expected in conversation is more specific because of a particular, although not
a unique, feature of con-versation; it is a collaborative venture between the
participants. At least in the simplified version of conversation discussed in
these lectures, there is a shared aim or purpose. However, an account of the
particular type of helpfulness expected in conversation must be capable of
extension to any collaborative activity. In his early notes on the subject,
Grice considers 'cooperation' as a label for the features he was seeking
to describe. Does 'helpfulness in something we are doing together' ',
he wonders in a note, equate to 'cooperation'? He seems to have decided
that it does; by the later lectures in the series 'the principle of
conversational helpfulness' has been rebranded the expectation of
'cooperation'. During the Oxford lectures Grice develops his account of
the precise nature of this cooperation. It can be seen as governed by certain
regu-larities, or principles, detailing expected behaviour. The term 'maxim' to
describe these regularities appears relatively late in the lectures. Grice's
initial choices of term are 'objectives', or 'desiderata'; he was interested in
detailing the desirable forms of behaviour for the purpose of achieving the
joint goal of the conversation. Initially, Grice posits two such desiderata:
those relating to candour on the one hand, and clarity on the other. The
desideratum of candour contains his general principle of making the strongest
possible statement and, as a limiting factor on this, the suggestion that
speakers should try not to mislead. The desideratum of clarity concerns
the manner of expression for any conversational contribution. It includes the
importance of expectations of relevance to understanding and also insists that
the main import of an utterance be clear and explicit. These two factors are
constantly to be weighed against two fundamental and sometimes competing
demands. Contributions to a conversation are aimed towards the agreed current
purposes by the principle of Conversational Benevolence. The principle of
Conversational Self-Love ensures the assumption on the part of both
participants that neither will go to unnecessary trouble in framing their
contribution. Grice suggests that many philosophers are guilty of
inexactness in their use of expressions such as 'saying', 'meaning' and
'use' ', applying them as if they were interchangeable, and in
effect confusing different ways in which a single utterance can convey
information. For instance, Grice refers back to the discussion at a previous
class he had given jointly with David Pears, when the exact meaning of the verb
'to try' was discussed. This, of course, was one of the specific philosophical
problems he was interested in accounting for by means of general principles of
use. Stuart Hampshire had apparently claimed that if someone, X, did something,
it is always possible to say that X tried to do it. This was challenged; in
situations when there is no obvious difficulty or risk of failure involved it
is inappropriate to talk of someone's trying to do something. Grice's answer
had been that, while it is always true to say that X tried to do something,
this may sometimes be a misleading way of speaking. If X succeeded in
performing the act, it would be more informative and therefore more cooperative
to say so. Therefore, an utterance of 'X tried to do it' will imply, but not
actually say, that X did not succeed. In his consideration of the
desiderata of conversational participation, Grice initially compiles a loose
assemblage of features. By the later lectures these appear in more or less
their final form under the categories Quantity, Quality, Relation and Manner
(or, sometimes, Mode). Inarranging the desiderata in this way, Grice was
presumably seeking to impose a formal arrangement on a diverse set of
principles. But it seems that he had other motives: semi-seriously to echo the
use of categories in such orthodox philosophies as those of Aristotle and Kant,
and more importantly to draw on their ideas of natural, universal divisions of
experience. The regularities of conversational behaviour were intended to
include aspects of human behaviour and cognition beyond the purely linguistic.
Grice's collaborative work with Strawson had been concerned with Aristotle's
division of experience into 'categories' of substances. Aristotle's original
formulation of the list of such properties allows that they can take the form
of 'either substance or quantity or qualification or a relative or where or
when or being-in-a-position or having or doing or being-affected'.38 He
concentrates mainly on the first four, and these received most attention in
subsequent developments of his work. They were the starting-point for Kant's
use of categories to describe types of human experience, and his argument that
these form the basis of all possible human knowledge. In the Critique of Pure
Reason, Kant proposes to divide the pure concepts of understanding into four
main divisions: 'Following Aristotle we will call these concepts
categories, for our aim is basically identical with his although very distinct
from it in execu-tion. '39 These are categories 'Of Quantity', 'Of Quality',
'Of Relation' and 'Of Modality', with various subdivisions ascribed to
each. Kant's claims for both the fundamental and the exhaustive nature of these
categories are explicit: This division is systematically generated from a
common principle, namely the faculty for judging (which is the same as the
faculty for thinking), and has not arisen rhapsodically from a haphazard search
for pure concepts, of the completeness of which one could never be
certain. 40 Kant goes so far as to suggest that his table of
categories, containing all the basic concepts of understanding, could provide
the basis for any philosophical theory. These, therefore, offered Grice
divisions of experience with a sound pedigree and an established claim to be
universals of human cognition. Early in 1967, Grice travelled to Harvard
to deliver that year's William James lectures, the prestigious philosophical
series in which Austin had put forward his theory of speech acts 12 years
earlier. Grice's entitled his lectures 'Logic and conversation'. He was
presenting his current thinking about meaning to an audience beyond that of his
students andimmediate colleagues and was clearly aware of the different
assumptions and prejudices he could expect in an American, as opposed to an
Oxford, audience. 'Some of you may regard some of the examples of the manoeuvre
which I am about to mention as being representative of an out-dated style of
philosophy', he suggests in the introductory lecture, 'I do not think that one
should be too quick to write off such a style.'41 Addressing philosophical
concerns by means of an attention to everyday language was still a highly
respectable, even an orthodox approach in Oxford. In America it was seen by at
least some as belonging to an unsuccessful, and now rather passé, school of
thought. In pleading its cause, Grice argues that it still has much to offer:
in this case, the possibility of developing a theory to discriminate between
utterances that are inappropriate because false, and those that are
inappropriate for some other reason. Despite the difficulties inherent in such
an ambitious scheme, and the well-known problems with the school of thought in
question, he does not give up hope altogether of 'system-atizing the linguistic
phenomena of natural discourse'. Grice's ultimate aim in the lectures is
ambitious and uncompromis-ing; his interest 'will lie in the generation of an
outline of a philosophical theory of language' 4 He argues for a complex understanding
of the significance of any utterance in a particular context; its meaning is
not a unitary phenomenon. Conventional meanin g has a necessary, but by no
means a sufficient role to play. Indeed conventional meaning is itself not a
unitary phenomenon. Some aspects of it involve the speaker in a commitment to
the truth of a certain proposition; this is 'what is said' on any
particular occasion. Other aspects may be associated by convention with the
words used, but not be part of what the speaker is understood literally to have
said. The examples 'She was poor but honest' and 'He is an Englishman; he is,
therefore, brave' convey more than just the truth of the two conjuncts, more
than would be conveyed by 'She was poor and honest' or 'He is an Englishman and
he is brave'. '. An idea of contrast is introduced in the first example
and one of consequence in the second. These ideas are attached to the use of
the individual words 'but' and 'therefore', but do not contribute to the
truth-conditions of the sentences. We would not want to say that the sentences
were actually false if both conjuncts were true, but we did not agree with the
idea of contrast or of consequence. We might, rather, want to say that the
speaker was presenting true facts in a misleading way. These examples
demonstrate implicated elements associated with the conventional meaning of the
words used, elements Grice labels 'conventional implicatures'There is
another level at which speaker meaning can differ from what is said, dependent
on context or, for Grice, on conversation. In 'con-versational implicatures'
meaning is conveyed not so much by what is said, but by the fact that it is
said. This is where the categories of conversational cooperation, and their
various maxims, play their part. The onus on participants in a
conversation to cooperate towards their common goal, and more particularly the
expectation each participant has of cooperation from the other, ensures that
the understanding of an utterance often goes beyond what is said. Faced with an
apparently uncooperative utterance, or one apparently in breach of some maxim,
a conversationalist will if possible 'rescue' that utterance by interpreting it
as an appropriate contribution. In this way, Grice offers a more detailed
account of the idea he explored in 'Meaning', and in his notes from that time:
that there are three 'levels' of meaning, or three different degrees to which a
speaker may be committed to a proposition. His model now includes, 'what is
said', 'conventional meaning' (including conventional implicatures) and 'what
is conversationally implicated'. The presentation of the norms of
conversational behaviour in the William James lectures is rather different from
Grice's handling of them in his earlier work. The maxims, or the categories
they fall into, are no longer presented as the primary forces at work. Instead,
all are assumed under a general 'Principle of Cooperation'. The principle
appeared late in the development of Grice's theory. It enjoins speakers to: Make
your conversational contribution such as is required, at the stage at which it
occurs, by the accepted purpose or direction of the talk exchange in which you
are engaged.'43 The name 'Cooperative Principle' was even later; it was added
using an omission mark in a manuscript copy of the second William James
lecture. Grice may well have been attempting to give a name, and an exact
formulation, to his previously rather nebulous idea of cooperation or
'helpfulness'. However, the effect was to change what was presented as a series
of 'desiderata', features of conversational behaviour participants might expect
in their exchanges, to something looking like a powerful and general injunction
to correct social behaviour. In the development of his theory of
conversation, Grice was much exercised by the status of the categories as
psychological concepts. He questioned whether the maxims were the result of
entering into a quasi-contract by engaging in conversation, simply inductive
generalisations over what people do in fact do in conversation, or, as he
suggested in one rough note, just 'special cases of what a decent chap should
do'. He remained undecided on this matter throughout the development
ofthe theory, content to concentrate on the effects on meaning of the maxims,
whatever their status. By the time of the William James lectures, however, he
seems to be closer to an answer. He is 'enough of a rationalist' to want to
find an explanation beyond mere empirical generalisation. 4 The following
suggestion results from this impetus: So I would like to be able to show
that observation of the Cooperative Principle and maxims is reasonable
(rational) along the following lines: that anyone who cares about the goals
that are central to conversation/communication (such as giving and receiving
information, influencing and being influenced by others) must be expected to
have an interest, given suitable circumstances, in participation in talk
exchanges that will be profitable only on the assumption that they are
conducted in general accordance with the Cooperative Principle and the
maxims.45 This is a wordy explanation, and also a troublesome one. It
seems to create a loop linking the aim of explaining cooperation to an account
of conversation as dependent on cooperation, a loop from which it does not
successfully escape. The link between reasonableness and cooperation is far
from explicit. Nevertheless, this passage offers Grice's account of his own
preferences in seeking an answer to the question over the status, and hence the
motivation, for the Cooperative Principle. His preference, particularly his
reference to 'rational' behaviour, was to prove important in the subsequent
development of his work. However derived, the maxims operate to produce
conversational implicatures in a number of different ways. In many cases, they
simply 'fill in' the extra information needed to make a contribution
fully coop-erative. A says 'Smith doesn't seem to have a girlfriend these days'
and B replies, 'He has been paying a lot of visits to New York lately'. B's
remark does not, as it stands, appear relevant to the preceding remark.
But it is easy enough to supply the missing belief B must hold for the remark
to be relevant. B conversationally implicates that Smith has, or may have a
girlfriend in New York.46 In other cases the speaker seems to be far less
cooperative, at least at the level of 'what is said'. In order to be rescued as
cooperative contributions to the conversation, such examples need to be not so
much filled out as re-analysed. Because of the strength of the conviction that
the speaker will, other things being equal, provide cooperative contri-butions,
the other participant will put in the work necessary to reach such an
interpretation. In perhaps his most famous example of con-versational
implicature, Grice suggests the case of a letter of reference for a candidate
for a philosophy job that runs as follows: 'Dear Sir, Mr X's command of English
is excellent, and his attendance at tutorials has been regular. Yours, etc! The
information given is grossly inadequate; the writer appears to be seriously in
breach of the first maxim of Quan-tity, enjoining the utterer to give as much
information as is appropri-ate. However, the receiver of the letter is able to
deduce that the writer, as the candidate's tutor, must know more than this
about the candidate. There must be some reason why the writer is
reluctant to offer the extra information that would be helpful. The most
obvious reason is that the writer does not want explicitly to comment on Mr X's
philosophical ability, because it is not possible to do so without writing
something socially unpleasant. The writer is therefore taken conversationally
to implicate that Mr X is no good at philosophy; the letter is cooperative not
at the level of what is literally said, but at the level of what is
impli-cated. In examples such as this a maxim is deliberately and
ostentatiously flouted in order to give rise to a conversational implicature;
such examples involve exploitation. These examples, and others Grice
discusses in the second William James lecture, are all specific to, and
entirely dependent on, the individual contexts in which they occur. Grice
labels all such example 'particularised conversational implicatures'.
There are other types of conversational implicature in which the context is
less significant, or at least can operate only as a 'veto' to implicatures that
arise by default unless prevented. These are implicatures associated with the
use of particular words. Unlike conventional implicatures, they can be
cancelled: that is explicitly denied without contradiction. These 'generalised
conversational implicatures' account for many of the differences between the
logical constants and the behaviour of their natural language counterparts. In
effect, Grice claims that there simply is no difference between, say '', 'n',
'v' and 'not', 'and', 'or' at the level of what is said. The well-known
differences are generalised conversational implicatures often associated with
the use of these expressions, implicatures determined by the categories and
maxims he has established. Part of Grice's motivation for this proposal
was the desire for a simplification of semantics. The alternative to such an
account was to posit a semantic ambiguity for a wide range of linguistic
expressions. Grice argues against this, proposing a principle he labels
'Modified Occam's Razor', which would rule against it in decisions of a
theoretical nature. The principle states that 'senses are not to be
multiplied beyond neces-sity' 47 Grice's reference was to William of Occam, or
Ockham, thefourteenth-century philosopher credited with the dictum 'entities
are not to be multiplied beyond necessity'. This is known as 'Occam's razor'
although it is not clearly attributable to any of his writings, and it is not
at all uncommon for philosophers to discuss it in isolation from Occam's actual
work. It is taken as a general injunction not to complicate philosophical
theories; the best theory is the simplest theory, invoking the fewest explanatory
categories. The preference for simple philosophical theories that do not add
complex and potentially unnecessary categories was one with an obvious appeal
to philosophers of ordinary language. Indeed, when Gilbert Ryle published his
collected papers in 1971, he commented on the 'Occamising zeal' particularly
apparent in the earlier articles. Another contemporary philosopher to draw on
an Occam-type approach to discussions of meaning was B. S. Benjamin,
whose article 'Remembering' is referred to in the first William James lecture.
He does not draw an explicit comparison to Occam's razor, but he does pose
himself the question of whether the verb 'remember' should be analysed as
multivocal or univocal. For Benjamin, a 'universal core of meaning is preserved
in its use in different contexts'.49 Grice himself did not develop the
connection between conversational implicature and the logical constants in any
great depth, either in the William James lectures or elsewhere. This is perhaps
surprising, given that he introduces his theory in terms of the question of the
equiva-lence, or lack of equivalence, between certain logical devices and
expressions of natural language. The implications of this question, together
with the specific answers offered by conversational implicature, are treated in
detail by others.5° A. P. Martinich has suggested that the initial
concentration on, and subsequent abandonment of, the logical particles is a
serious flaw in the construction of the second, and most widely read, of the William
James lectures. In a book aimed at describing and promoting good philosophical
writing, Martinich identifies this as 'one of the greatest articles of the
twentieth century', but argues that the more general theory of 'linguistic
communication' ought to have been made the focus from the outset. He comments
that on first reading Grice's article he was unimpressed by what he saw as an
unacceptably complex mechanism to solve a very particular logical problem:
'Once I realised that the solution was a minor consequence of his theory I was
awed by its elegance and simplicity.'51 Grice's discussion of logic is
mainly restricted to the fourth William James lecture, which he later labelled
'Indicative conditionals' after the chief, but not the only, logical constant
it discusses. Indicative condi-tions had been a central theme of some lectures
on logical form Grice delivered at Oxford while working on his theory of
conversation. There he had commented extensively on Peter Strawson's treatment
of this topic in his 1952 book Introduction to Logical Theory. Grice does not
mention Strawson at all in this fourth William James lecture. He does, however,
discuss the views of what he calls a '"strong" theorist', views that
accord with Strawson's in the insistence that the logical implica-tion, 'po q'
is different in meaning from various expressions in natural language, most
notably 'if p then q'. Strong theorists, Grice suggests, have tended to stress
the difference between what he calls natural or ordinary language conditionals
and 'artificial' conditionals, defined by logic and determined by
truth-conditional properties. Strawson argues that, while logical
conditionals can be given a full definition in terms of a truth table involving
the two simple propositions involved ('p' and 'q'), such an account will not be
sufficient for natural language expressions such as 'if p then q'. The logical
account specifies that if p is true, q must also be true. If p is false,
however, nothing can be predicted about the truth value of q; a false
antecedent coupled with a false consequent is assigned the overall value
'true', but so is a false antecedent coupled with a true consequent. This
truth-conditional account seems insufficient as a definition of natural
language 'if ... then ...' in at least two ways. There is a suggestion in most
actual instances that there is some causal connection between the antecedent
and the consequent. One of Strawson's own examples is: 'If it rains, then the
party will be a failure!' Such examples, he notes, are not about linguistic
elements or logical relations: 'they suggest connections between different
things in the world, discovered by experience of these things 52 Later, he
comments that most examples of the 'if ... then .. construction would suggest either
that the truth of the antecedent is in some doubt, or that it is already known
to be false. It is only in such cases that we would be likely to label the
resulting statement true, or perhaps 'reasonable'. Strawson's suggestion is
that 'if p then q' entails its logical counterpart 'P > q'. However, 'a
statement of the form "p > q" does not entail the corresponding
statement of the form "if p then 9" 153 There are aspects of the
meaning of 'if p then q' that go beyond, and are not included in, the meaning
of the logical conditional. In his Oxford lecture notes, Grice singles
Strawson out as an example of a philosopher who has not paid sufficient
attention to the different ways in which a natural language expression can convey
significance when it occurs in context. For Grice, this oversight has serious
consequences for an understanding of the meaning of various crucial exam-ples.
Certainly, as well as discussing the 'meaning' of particular expres-sions,
Strawson writes, apparently without distinction, of the 'use'
'employment', 'sense' and 'implication' of 'if ... then ...' statements.54 He
describes the speaker's relation to the relevant meaning as one of
'suggesting', 'using', 'indicating', 'saying' and even 'making' 55
Grice's contention, although not explicitly expressed in 'Indicative
conditionals', is that there is a great deal of difference between the members
of the sets that Strawson uses interchangeably. In particular, sufficient
attention to the difference between saying and implicating can explain away the
apparent differences between 'p> q' and 'if p then q'. He begins the fourth
William James lecture uncompromisingly enough by proposing to consider the
supposed divergence between 'if' and 's' and to demonstrate that 'no such
divergence exists'. He suggests that 'if p then q' is distinguished from 'p>
q' by the 'indirectness condition' associated with it: the commitment to some
causal or rational link between p and q. Grice's claim, in effect, is that the
literal meaning of 'if p then q', 'what is said' on any particular occasion of
utterance, is simply equivalent to the logical meaning of 'p > q'. The
indirectness condition is a generalised conversational implicature. Like all
generalised conversational implicatures, it can be cancelled without
contradiction, either by circumstances in the context or by explicit denial. In
a game of bridge: 'My system contains a bid of five no trumps, which is
announced to one's opponents on inquiry as meaning "If I have a red king,
I also have a black king" !5 Here, Grice suggests, the indirectness
condition simply does not arise because it is blocked by the context. There is
no suggestion that having a black king is causally linked to having a red king,
and the meaning is the same as that of the logical condition. To say 'if Smith
is in the library he is working' would normally suggest the indirectness
condition. But it is perfectly possible to say I know just where Smith is and
what he is doing, but all I will tell you is that if he is in the library he is
working', in a situation where the speaker had just looked in the library and
seen Smith there working. In such a case also, the indirectness condition is
not attached to the use of the expression. Grice suggests what he
describes as two separate possibilities as to how the indirectness condition
might be produced as an implicature, although it is not in fact clear that
these are necessarily mutually exclu-sive. The first relies on his original
'general principle' about the tendency towards stronger rather than weaker
statements, and the first maxim of Quantity that results from it. It is less
informative to say 'if p then q' than it is to say 'p and q', because the
former does not givedefinite information about the truth values of p and q.
Therefore, any utterance of 'p> q' will, unless prevented by context, give
rise to the implicature that the speaker does not have definite information
about the truth values of p and q. The same explanation can be extended to
utterances of the form 'p or q'. These too seem to differ systematically from
the apparently equivalent logical disjunction, 'p v q'. The truth-conditional
meaning of logical disjunction states simply that at least one of the simple
propositions involved must be true. It is perfectly consistent, therefore, for
both propositions to be true. Yet in natural language there is something
distinctly odd about saying 'p or q' if you know for certain that both p and q
are true. In Grice's terms, 'p or q' shares the logical meaning of 'p v q', but
in addition carries a gener-alised implicature that they are not both true. If
the speaker were in a position to offer the more informative form 'p and q',
then it would be conversationally more helpful to do so. Grice's second
suggestion is that implicated meanings of such expressions may follow from
their role in conversation, and in human interaction and thought more
generally. The familiar logical constants enable people to work out the
problems presented to them by everyday life. In particular, disjunction enables
people to consider alternatives and eliminate the untenable. It enables people
to give partial answers to 'Wh'-questions such as 'Who killed Cock Robin?'. The
most helpful answer would be a single subject ('the sparrow', 'the wren'), but
if the speaker is not in a position to offer one, a series of disjuncts is a
way of setting out the possibilities. Conditionals, on the other hand, enable
people to ponder the consequences of certain choices. They are, there-fore,
necessary to the successful operation of reasoning beings. It would simply not
be rational to use a conditional in certain contexts: contexts where there is
no doubt about the truth of the antecedent, for instance. For this
reason, on the assumption that our interlocutors are rational beings, we tend
to interpret a conditional as indicating that a simple coordination will not
do. Similarly, it would not be rational to use a disjunction in a context where
we know that one of the disjuncts is true; we would in effect be attempting to
solve a problem that had already been solved. Grice suggests, with typical
tentativeness, that: It might be that either generally or at least in
special contexts it is impossible for a rational speaker to employ the
conditional form unless, at least in his view, not merely the truth-table
requirements are satisfied but also some strong connection holds. In such a
case a speaker will nonconventionally implicate, when he uses theconditional
form in such a context, that a strong connection does hold. 59
Grice offers this account in terms of the behaviour of a 'rational' speaker in
at least potential opposition to an account drawing on the first maxim of
Quantity. Elsewhere, however, he discusses the maxims as describing
individually rational forms of behaviour. It is therefore conceivable that it
might be possible to integrate the two suggestions, seeing conditionals as used
rationally to introduce the implication of strong connection, precisely because
their 'tentative' state does not offer the information that would be cooperative
if available. In the later 'Logic and conversation' lectures, Grice
continues his pro-gramme for a philosophical theory of language by returning to
older preoccupations, particularly to the problems identified in, and raised in
response to, 'Meaning'. In effect, the theory of conversation offers a much
fuller account of the notion of speaker meaning than had been developed in
'Meaning', together with a principled system linking this to conventional
meaning. When first introduced in the second lecture, conventional meaning
itself receives rather cursory treatment. Grice suggests that 'what is said'
can be roughly equated with conventional meaning, including assigning of
reference to referring expressions and any necessary disambiguation. He almost immediately
complicates this definition by stipulating that some aspects of conventional
meaning can be implicated. Grice returns to the notion of 'what is said' in the
fifth William James lecture, later published under the title 'Utterer's meaning
and intentions' Grice's contention is still that intentions on individual
occasions must be the primary criteria in determining meaning. However, simply
referring to what some individual meant by some action on some particular
occasion is not sufficient to arrive at an account of 'what is said'. It does
not rule out a host of examples that have nothing at all to do with saying,
such as flashing your headlights to indicate that the other driver has right of
way. Grice's solution is in effect to do something close to the manoeuvre
suggested by Searle in Speech Acts. He proposes to import into the definition
of 'meaning' a specification that the utterer's action must constitute a unit
in some linguistic system that has, or contains, the meaning intended by the
utterer. In other words, 'U did something x which is an occurrence of a type S
part of the meaning of which is "p" 16 Furthermore, he
introduces a notion of what U 'centrally meant' in doing x, in order to
distinguish a core meaning from other aspects of what may be conveyed by an
utterance, in particular from its con-ventional implicatures. In effect, Grice
is introducing the notion of conventional meaning into utterer meaning, making
it serve as part of the definition of what a speaker can legitimately intend by
an utterance, while still maintaining that individual speaker intention is the
primary factor in meaning. Grice extends his discussion of the different
'levels' of meaning to allow for four separate levels, labelled 'timeless
meaning', 'applied timeless meaning', 'occasion meaning of utterance
type' and 'utterer's occasion meaning'. In the same lecture, Grice
responds to some of the criticisms of 'Meaning' '. Most of these,
such as Schiffer's identification of an unten- able infinite regress,
were not published at the time. Grice is replying to objections put to him 'in
conversation'. His response to Schiffer is, in effect, that the mental
exercises required in recognising the infinite regress in intentions quickly
become 'baffling'. Whatever they may demonstrate in theory, they are impossibly
complex for any real-life situation: At some early stage in the attempted
regression the calculations required of A by U will be impracticably difficult;
and I suspect the limit was reached (if not exceeded) in the examples which
prompted the addition of a fourth and fifth condition. So U could not have the
intention required of him in order to force the addition of further
restrictions. Not only are the calculations he would be requiring of A too
difficult, but it would be impossible for U to find cues to indicate to A that
the calculations should be made, even if they were within A's compass. So one
is tempted to conclude that no regress is involved. 62 Searle's
'American soldier' counter-example was already published in article form, and
Grice responds to it by arguing that Searle is unjustified in claiming that the
soldier did not mean 'I am a German officer'. Regardless of what the
utterance conventionally meant in German (the question about lemon blossom), if
the soldier used it with the intention of getting his captors to believe that
he was a German officer, this was what he meant by the utterance. Grice offers
a revised definition of his account of meaning. Intention is still the central
notion, which Grice discusses in terms of 'M-intentions', emphasising the
importance of the speaker's desire for some response from the audience.
The remaining two lectures in the 'Logic and conversation' series develop
further this notion of M-intending. At the start of the penultimate lecture,
published under the title 'Utterer's meaning, sentencemeaning and
word-meaning', Grice displays a typical mixture of caution and ambition. He is
concerned with the relationship between what a particular person meant on a particular
occasion, and what a sentence or word means. What he has to say about this
'should be looked upon as an attempt to provide a sketch of what might, I hope,
prove to be a viable theory, rather than as an attempt to provide any part of a
finally acceptable theory' 63 Speakers may have one of two attitudes to an
utterance, which will determine their M-intentions. They may wish to get
hearers to believe something, or they may wish to get hearers to do something.
These two attitudes, or moods, relate to indicative or assertive utterances and
to imperative utterances. The two moods are represented by the symbols + and !
respectively. Grice proposes that the symbol * stand as a 'dummy operator' in
the place of either of these. Thus a general statement of the form 'Jones
meant that *p' could be filled out using a specific mood operator and an
indicative sentence to give either 'Jones meant that + Smith will go home' or
'Jones meant that ! Smith will go home'. • A further expansion,
substituting a clause in indi- rect speech, yields 'Jones meant that
Smith will go home' and 'Jones meant that Smith is to go home', ', both
instantiations of the original formula. M-intentions in relation to
imperative types are now defined as the intention that hearers should intend to
do something, rather than the earlier, simpler definition that they should do
something. The M-intended effect of an indicative-type utterance is no longer
necessarily that the hearer should believe something 'but that the hearer should
think that the utterer believes something'6 The effect of these two changes,
particularly the first, is that all possible M-intentions are defined in terms
of some psychological notion. Grice explicitly defends his use of what he calls
'intensional' concepts: those defining meaning not just in relation to how
language maps on to the world, but also to how it relates to individual minds.
Psychological concepts should not be ruled out, he argues, if they have
something explanatory to offer to a theory of language. In this lecture, Grice
indicates an account of how timeless meaning in a single idiolect may develop
to become timeless meaning for a group. In effect, he is arguing that
individual speaker meaning can, over time, yield conventional meaning. The
exact status of this conventional meaning is perhaps still uncertain. Meaning
is best explained in terms of the practices of a group; drawing on this,
conventional meaning comes from 'the idea of aiming at conformity'. 65 Grice
recognises a tension, or an 'unsolved problem' in the relationship between
these two types of meaning. Briefly, 'linguistic rules' can beidentified such
that our linguistic practice is 'as if we accepted those rules and
conscientiously followed them'. But the desire to see this as an explanation
rather than just an interesting fact about our linguistic practice leads us to
suppose that there is a sense in which 'we do accept these rules'. This then
leaves the problem of distinguishing ontologically between acceptance of the
rules and existence of the practice. In the final William James lecture,
Grice attempts a restatement of his position on meaning. To say that someone,
U, means something, p, by some utterance of C, is to talk about 'U's
disposition with regard to the employment of C'. This disposition 'could be
(should be) thought of as consisting of a general intention (readiness) on the
part of U; U has the general intention to use C on particular occasions to
means that p' (Grice is here using 'mean,' for 'speaker meaning'). Although he
still wants to claim that all meaning is ultimately dependent on intention,
Grice is no longer claiming that all meaning is derived from speaker meaning,
therefore specifically from M-intentions. His extensive modifications of his
theory of meaning have themselves been the subject of criticism. In 1973 Max
Black, responding to the lectures so far published, commented on Grice's
'almost unmanageable elaborations' of his own theory. He likens the tenacity
with which Grice clings to the original idea to the latter fate of the
Principle of Verifiability', with its numerous qualifications and reservations
in the face of counter-examples. Employing an accusation that had long
haunted Grice, he suggests that this tenacity goes beyond 'an admirable
stubbornness' , amounting to 'something that might be called a
"philosophical fixation"'. The exact nature of conventional
meaning and its relation to the more central notion of speaker's meaning are
perhaps the least well resolved aspects of the William James lectures. They
are, however, crucial to Grice's central programme. A fully integrated
philosophy of language relating abstract linguistic meaning to what individual
speakers do in particular contexts needs at least a clear account of the status
of linguistic meaning. Grice seemed uncomfortable with its pres-ence, but
increasingly to be aware of his need to account for it. Towards the end of his
life, he commented that the relationship between word meaning and speaker
meaning was the topic 'that has given me most trouble'. However, some later
commentators have been more optimistic on his behalf. Anita Avramides has
argued that it is possible to reconcile a psychological account of meaning with
a conventional account, urging that 'Grice's work on meaning is, I believe, of
a hearty nature and can endure alteration and modification without becoming
obsolete.' Brian Loar has dismissed possible criticisms that Grice's account of
speaker meaning must always presuppose linguisticmeaning, claiming that 'the
basic illumination shed by Grice's account of speaker's meaning does not depend
on such precise conceptual explication.'1 The problems surrounding
conventional meaning prompted some of the earliest published responses to the
William James lectures, perhaps in part because the last two lectures in the
series, both concerned with this general topic, were the first to appear in
print: 'Utterer's meaning, sentence meaning, and word-meaning' in 1968 and
'Utterer's meaning and intentions' in 1969. In 'Meaning and truth', his
discussion of the 'Homeric struggle' between formal semanticists and
communication-theorists, Strawson suggests that the latter must always
acknowledge that in most sentences 'there is a substantial central core of
meaning which is explicable either in terms of truth-conditions or in terms of
some related notion quite simply derivable from that of a truth-condition.'
Strawson singles out Grice's 1968 article as an example of a communication
theorist implicitly making such as acknowledgement. Another published
response to these early articles came from Chomsky. It is clear from his 1976
book Reflections on Language that Grice's admiration for his work was not
reciprocated. Chomsky detects a return to behaviourism in 'Utterer's meaning,
sentence meaning, and word-meaning'. This is rather surprising, given Grice's
own explicit rejection of behaviourism, and given his spirited defence of the
need to allow psychological concepts into the theory of language. Chomsky picks
up on Grice's reliance on having 'procedures' to produce certain effects as an
account of timeless meaning for a particular individual. Such an account,
Chomsky argues, simply cannot explain the creativity of language use: the
ability of speakers to produce and hearers to interpret an infinity of new sentences.
He is uncomfortable with the loose ends and pointers to unresolved problems
typical of Grice's work. In particular, and not surprisingly, he picks up
on Grice's discussion of the status of linguistic rules. This question, Chomsky
insists, is 'the central problem, not a marginal one' 73 His own answer is, of
course, that speakers really do follow linguistic rules in constructing
utterances, and that these rules can tell us everything about the linguistic
meaning of an utterance, and nothing about what an individual speaker meant in
producing the utterance. In this book, as elsewhere, Chomsky is advocating a
complete divorce between the discussion of linguistic meaning and the study of
communication. Communication, he argues, is not the only, and by no means a
necessary, function of language. Here is the source of the ultimately
irresolvable difference between Chomsky and Grice. For Grice, communication is
primary; the best chance for explaining language is by way of explaining
communication.Grice returned to Oxford after the William James lectures, but
only for one term. In the autumn of 1967 he took up an appointment at the
University of California, Berkeley. The move was permanent; during the rest of
his life he was to make only a handful of brief return visits to England. It
was also in many ways incongruous. A thoroughgoing product of the British elite
educational system, Grice delighted in the rituals and formalities of college
life. And even Kathleen was amazed that he was ready to turn his back on cricket,
concluding that it was only because at 54 he was too old to play for county or
college that he was prepared to move at all. But there was no reluctance in
Grice's acceptance of his new appointment. In fact, he engineered the move
himself. While at Harvard, he had made his interest known generally in the
American academic community. When the offer came from Berkeley he had accepted
it enthusiastically and, somewhat naively, without negotiation. Grice's
only published comment on the reasons for his move to America is in the
philosophical memoir in his Festschrift, part of his description of the
development of the theory of conversation: During this time my
philosophizing revealed a distinct tendency to appear in formal dress; indeed,
the need for greater contact with experts in logic and in linguistics than was
then available in Oxford was one of my main professional reasons for moving to
the United States.' Certainly, the later William James lectures show an
increasing formal-ism. For instance, in 'Utterer's meaning, sentence meaning
and word-meaning' Grice uses symbols to generalise over variables and
producegeneric logical forms to be instantiated in particular utterances. He
had found this way of working with language appealing on his earlier visits to
America, and two of his major philosophical influences at this time, Chomsky
and Quine, were American. There were other, more personal reasons for the
move. Grice had become a confirmed admirer of all things American. He
appreciated the comparatively relaxed social mores; the informality of the
1960s, which had not yet fully penetrated the Oxford colleges, suited his own
disregard for personal appearance. He loved the Californian sunshine. And he
was enthusiastic about the ready availability of what he saw as the most
important commercial commodities. Asked by one colleague what was attracting
him away to America he replied, 'Alcohol is cheap, petrol is cheap, gramophone
records are cheap. What more could you want?' Perhaps above all, he liked the
openness and warmth of American society. One incident in particular, from a few
years earlier, had strengthened him in this opinion. He had recently returned
to Oxford after a stay of several months in Stanford. He ran into a relatively
close colleague, who followed up a platitudinous declaration that they must
meet up some time with the comment, 'I don't seem to have seen you around. Have
you been away?' For Grice, this was indicative of a certain coldness and
distance in British, or at least Oxford, society that contrasted poorly with
his recent experiences in America. Certainly, he took to his new lifestyle with
ease and enthusiasm. Soon after the move he bought a house in the
Berkeley Hills, with a balcony overlooking San Francisco Bay. Kathleen, who had
stayed in England to oversee their two children's university entrances, moved
to Berkeley only in 1969, by which time the matter of the house was all
settled. She took a job teaching children with special needs, and would often
return after a day's work to find every window sill covered with dirty glasses,
some covered in paint smudges. Grice was in the habit of extending his
hospitality to every visitor to the house, whether colleague, student or
decorator, but not of tidying up afterwards.? Berkeley in 1967 was a
centre for the anti-Vietnam War movement, for the student protests and for the
associated questioning of social and political orthodoxy. However, such
challenges were not necessarily felt within the institution of the university
itself. The philosophy department had maintained a sharp hierarchical
distinction between faculty and students, even at graduate level. Grice, who
specified that he would teach only graduate students, had an impact on this.
For all its formality and traditionalism, the Oxford college tutorial system
had the effect of promoting regular contact, and free exchange of ideas,
between tutorsand students. Grice had greatly benefited from this, first as a
student of W. F. R. Hardie, and later as a tutor to younger philosophers
such as Peter Strawson. At Berkeley he taught his students in small groups, and
encouraged them to talk to him outside class times about philosophical ideas,
including their own. At his instigation, the weekly philosophy research
seminars were followed by an evening for both faculty and students in a local
restaurant or at his house. In turn, he was a regular and enthusiastic attender
of student parties. His motives were, of course, a mixture of the intellectual
and the social, but the effect was to offer students an unprecedented access to
the time and ideas of a member of faculty. Just as he retained a
distinctly 'Oxford' ethos in his teaching, despite his enthusiasm for his new
post, so Grice remained unmistakably British, and more specifically old-school
British establishment. Perhaps even more strikingly after 1967 than before, his
supposedly 'everyday' linguistic examples were peopled by majors, bishops and
maiden aunts, set at tea parties and college dinners. He continued to produce
manuscripts in British English spelling, to be painstakingly changed to
American spellings by the copy editors. And in tape recordings even from 20
years after the move, his conservative RP accent stands out in sharp contrast
to those of his American colleagues. Nor did Grice entirely leave behind the
methods and orthodoxies of Oxford philosophy when he moved to Berkeley to be in
closer contact with American formalism. Commentators on twentieth-century
philosophy have drawn attention to the different ways in which analytic
philosophy developed in America and in Britain. For instance, writing in 1956,
Strawson describes the American tradition as turning away from everyday
language in order to concentrate on formal logic, a tendency he sees
represented in the work of Carnap and of Quine. This he contrasts with the
British, or rather English, tradition, exemplified by Austin and Ryle, with its
continued close attention to common speech. He sees the former approach as
representing a desire to create something new, and the latter a desire to
understand what already exists; he even goes so far as to suggest that these
'national preferences' are indicative of 'a characteristic difference between
the New World and the Old'.3 Grice could be seen as making a strong statement
of academic intent by moving to America, but even in the work he produced
immediately after that move, perhaps the most formal work of his career, he
retained a distinctively 'Old World' sensitivity to ordinary language.
Grice's first publication after the move, apart from the two William James
lectures that appeared in print in the late 1960s, was 'Vacuousnames',
published in 1969. This was firmly located in a formalist tra-dition, appearing
in a volume of essays responding to the work of Quine and including contributions
by linguists and logicians such as Chomsky, Davidson and Kaplan. It was
concerned with issues of refer-ence, in particular the question of how best to
analyse sentences containing names that fail to refer, sentences such as
'Pegasus flies'. Grice had in fact been working on reference for some time,
both before and after his move. He was lecturing on the topic in Oxford in
October 1966, and gave a paper closely related to 'Vacuous names' at Princeton
in November 1967. He comments at the start of the published paper on his own
inexperience in formal logic: 'I have done my best to protect myself by
consulting those who are in a position to advise me; they have suggested ideas
for me to work on and have corrected some of my mistakes.* It seems that he had
undertaken, quite self-consciously, to educate himself in predicate logic, so
as to be in a position to answer the question in which he had become
interested. The quantity of notes that survive from this period, and the wide
range of materials they cover, testify to the perseverance, and also the
relentlessness, with which he pursued this end. Tiny, scrawled logical symbols
cover headed note-paper from both St John's College and the Berkeley
department, and envelopes addressed to Grice both at Woodstock Road and at
various temporary addresses from his early months in Berkeley. In some of
the notes from early in his Berkeley career, Grice devotes a lot of attention
to the way in which expressions such as 'reference' and 'referring' are used in
everyday language. He considers expressions such as 'in saying p, S was making
a reference' and 'in what S said p occurred referentially'. Such locutions, he
notes to himself, are 'princi-pally philosophical in character; ordinary chaps
don't often say this sort of thing'.' Instead, he investigates expressions that
do occur in ordinary language, such as the phrase 'when he said... he was
referring to .., for instance 'when he said "The Vice President has
resigned" he meant/was referring to the secretary'. People do regularly
use the expression 'refer' to describe not just what phrases literally denote,
but what people intend to pick out, or point to. Grice tackles the apparent
paradox introduced by such an example. If what the speaker meant was that the
secretary (Jones) had resigned, and it is true that the secretary had resigned,
what he said is true. However, what he said entails that there is (was) a
vice-president. In a situation where it is not true that there is (was) a
vice-president, what is said is not true. It seems at least possible that the
speaker's remark must be both true (because the secretary has resigned) and not
true (because there is no vice-president) atthe same time. Grice notes that the
'truth of what is said (in suitable cases) must turn not only on denotation but
also on reference': on what the speaker intends to pick out as well as on what
the words literally indicate. In 'Vacuous names' ', Grice declares
himself keen to uphold if possible a number of intuitively appealing
dogmas. These should ideally inform the construction of a predicate calculus to
explain the semantics of natural language. The dogmas include a classical view
of logic, in which if Fa is true then ~Fa must be false, and vice versa. They
also include the closely related claim that 'if Pegasus does not exist, then
"Pegasus does not fly" (or "It is not the case that Pegasus
flies") will be true, while "Pegasus flies" will be
false'." If these truth relations hold, 'Pegasus flies' logically entails
that Pegasus exists. In this, Grice is proposing to sustain a Russellian view
of logic. This may seem like an unexpected or contradictory proposal from a
philosopher of ordinary language who had collaborated with Strawson and
employed his 'presuppositional' account of such examples in their joint work on
categories. However, Grice had been moving away from a straightforwardly
presuppositional account for some time. As early as the notes for the lectures
on Peirce from which 'Meaning' developed, he had pondered the idea that
examples Strawson would describe as presuppositional might provide
illustrations of the difference he was investigating between sentence meaning
and speaker meaning? Grice does not argue that Strawson's account of
presupposition does not work, or does not explain accurately how people
understand utterances in context. But he suggests that it is not necessary to
use Strawson's observation as an explanation of sentence logic as well as
speaker meaning. In the years since he made these notes, he had of course
refined this notion in much more detail, developing in the William James
lectures the idea that logical form may be quite different from context-bound
interpretation, with general principles of language use mediating between the
two. He adopts this approach in 'Vacuous names' '. He con- siders
two different uses of the phrase 'Jones's butler' to refer to an indi-vidual.
On one occasion, people might say 'Jones's butler will be seeking a new
position' when they hear of Jones's death, even if they do not know who the
butler is; they might equally well say 'Jones's butler, whoever he is, will be
seeking a new position'. On a different occasion, someone says 'Jones's butler
got the hats and coats mixed up', describing an actual event, but mistakenly
applying the name 'Jones's butler' to a person who is actually Jones's
gardener; Jones does not in fact have a butler. In effect Grice wields Modified
Occam's Razor, although he doesnot name it, when he insists that there is no
difference in the meaning of the descriptive phrase in these two instances,
only in the use to which it is put. I am suggesting that descriptive phrases
have no relevant systematic duplicity of meaning; their meaning is given by a
Russellian account.' So in the second case, when 'Jones's butler' fails
literally to refer, 'What, in such a case, a speaker has said may be false,
what he meant may be true (for example, that a certain particular individual
[who is in fact Jones's gardener] mixed up the hats and coats)." For
Grice, our responses to speakers' everyday use of expressions may not be the
best guide to logic. Grice was genuine in his desire to find out more
about both logic and linguistics. His notes from the years immediately
following the move to Berkeley reveal that, as well as setting himself the task
of learning predicate calculus, he was reading current linguistic theory. Along
with his own extensive notes on the subject, he kept a copy of Chomsky's 'Deep
structure, surface structure and semantic interpretation', in a version
circulated by the Indiana University Linguistics Club early in 1969.1º He also
had a number of articles on general semantics, on model-theoretic semantics,
and on the semantics of children's language. The notes show him at work on the
interface between semantics and syntax. There are tree diagrams and jottings of
transformational rules mapping one diagram on to the next. There are sketches
of phrase structure rules, such as 'NP → Art + N' and 'N → Adj + N',
accompanied by the list 'N: boy, girl, tree, hill, dog, cat'." He seems to
have been interested for a while in reflexive pronouns, listing verbs with
which they were optional, or verb phrases from which they could be deleted
('shave myself'/'shave', 'dress myself'/'dress') and those from which they
could not ('cut myself'/'cut', 'warm myself'/'warm'). He also dabbled in
pho-netics, making notes to remind himself of words representative of the
various vowel sounds, and drawing up a table of the distinctive features of the
consonants Ip, lt and kJ. Given this flurry of interest in linguistics,
and his stated intention of putting himself into closer connection with
practising linguists, it is striking that Grice does not seem to have sought
any contact with linguists working at Berkeley. This is all the more surprising
given that the interests of some Berkeley linguists at the time might be seen
as corresponding remarkably closely to his own. If Berkeley was a hub of
student uprising in 1967, it was to become a centre for a different, quieter
revolution in the early 1970s. The generative semanticists were in revolt
against what were now the orthodoxies of Chomskyan linguistics. Chomsky
was maintaining his hard line on the difference betweenlinguistic and
non-linguistic phenomena. He argued that generative grammar was concerned with syntactic
structure, and with semantic meaning to the extent that it depended on deep
structure. It had nothing whatsoever to say about how speakers use language in
context. The generative semanticists argued that, if grammar really was
to offer an account of the human mind, it should be able to explain all aspects
of meaning, including the obvious fact that meaning is often indirect, or
non-literal. Robin Lakoff has described how, in making such claims, linguists
such as Paul Postal, George Lakoff, James McCawley and John Ross were seen as
directly opposing Chomsky. Their attempts to find ways of incorporating various
aspects of utterance meaning into a formal theory of language led to more and
more complicated linguistic rules, and eventually to the failure of generative
semantics as an enter-prise. Along the way, however, they picked up on work
from ordinary language philosophy as 'the magic link between syntax and
pragmat-ics'." Speech act theory offered a way of incorporating utterance
function into grammar. Generative semanticists attempted to account for
implicit performatives, where no overt performative verb is present, in terms
of a 'performative marker' in deep structure.13 Grice's theory of conversation
suggested possibilities for incorporating context-sensitive rules into grammar,
and thereby explaining a wide range of non-literal or indirect meaning.14
However, there was little personal contact between Grice and the linguists who
were making such enthusiastic use of his work. Programmes of the Berkeley
linguistics colloquium, sent to Grice in the philosophy department, provided
him with paper for his incessant jottings and list-ings, but were left
unopened. McCawley's work on the performative hypothesis gets a mention in a
handout for Grice's students from 1971, but references in his more public
lectures and in his published work are always to philosophers rather than
linguists. Aware of what linguists were doing, but not in active dialogue with
them, he worried privately in his notes over whether logicians and linguists
actually mean the same by their apparently shared vocabulary such as 'syntax'
and 'semantics'. T have the feeling', he confesses, 'that when I use the
word "semantic" outside logical discussion, I am using the word more
in hope than in understanding.'5 There are, perhaps, two explanations for
Grice's silence on the topic of generative semantics in particular, and of
linguistics more generally, although there is no evidence that Grice himself
endorsed either of these. One is to do with the specific differences between
Grice's enterprise and that of his contemporaries in linguistics, the other
with themore general differences between linguistics and philosophy as
disci-plines. Although one of Grice's central interests at the time was that of
linking semantics and syntax into a coherent theory of language, he saw
semantics as primary and syntax as derived from it. As he suggested in one talk
on the subject: What I want to do is in aid of the general idea that one
could work out for a relatively developed language a syntax such that all the
way down any tree which would terminate in the [sic] sentence of the language
would be a structure to which a semantical rule was attached.17 His
theory of meaning was the driving force behind his theory of lan-guage. The
generative semanticists, on the other hand, took syntax as primary. Syntax,
with a much more precise definition than Grice was using, was the governing
factor in language. Their aim was to use it to explain as many aspects of
meaning as possible. More generally, as Robin Lakoff has pointed out, the
disciplines of philosophy and linguistics have different expectations of a
'theory' of language and make different assumptions about the role of examples.
18 Linguists, at least those within a broadly 'Chomskyan' framework, are
generally committed to the scientific validity of their theories. Examples are
used to demonstrate a point and, in the face of counter-examples, the theory
must be modified or in the worst case abandoned. Philosophers in Grice's
style are concerned with producing philosophically revealing accounts of the
relevant phenomena, and examples are used to illustrate these accounts. Some of
the more recent reactions to the theory of conversation from within linguistics
highlight these different expectations. For instance, Paul Simpson has
complained that 'Grice's own illustrations are all carefully contrived to
fit his analytic model; as a result there emerge from the theory too few
explicit criteria to handle the complexity of naturally occurring language.''
For Grice's purposes, the close fit of illustration and model is no problem; to
a linguist it is a major fault. In 1970, Grice gave a series of lectures
and seminars at the University of Urbana under the uncompromisingly ambitious
title 'Lectures on language and reality'. He explains at the start of these
that his overarching theme will be reference, a topic that has interested him
for some time. His interest follows on his belief that a clear account of
reference is essential to a full understanding of many other central topics in
the philosophy of language. More specifically and recently, he has come tosee
its significance to the connections between grammar and logic, between syntax
and semantics. In the first lecture he launches into an elaborately coded
account of language, based on a pseudo-sentence invented by Rudolf Carnap. In
the introduction to The Logical Syntax of Language, Carnap presents a typically
logical positivist account of the philosopher's reason for taking language
seriously. A suitably rigorous language will provide the necessary tools for
logical and scientific exposition. This language is to be a formal system,
concerned with types and orders of symbols but paying no attention to meaning.
'The unsystematic and logically imperfect structure of the natural
word-languages' makes them unamenable to such formal analysis, but in a
'well-constructed language' it is possible to formulate and understand
syntactic rules. 20 For instance, given an appropriate rule, it can be
proved that the word-series 'Pirots karulize elatically' is a sentence,
provided only that 'Pirots' is known to be a substantive (in the plural),
'karulize' a verb (in the third person plural), and 'elatically' an adverb...
The meaning of the words is quite inessential to the purpose, and need not be
known. Carnap does no more with his invented example, proposing instead
to stick to symbolic languages. Grice's approach and purpose in 'Lectures
on language and reality' are very different from Carnap's, although he does not
refer directly to these differences, and indeed mentions Carnap only in
passing. Still at heart a philosopher of ordinary language, Grice is convinced
that natural language is a worthwhile focus of philosophical investigation in its
own right, and that its apparent logical imperfections are not insurmount-able.
Moreover, it is philosophically important because of the purposes to which it
is put, not because of its potential for logical expression. Perhaps with
an eye to the subversiveness of his undertaking, he borrows from Austin's paper
'How to talk: some simple ways' in suggesting that his programme might be
subtitled 'How pirots carulize elatically: some simpler ways'.21 Grice
uses Carnap's nonsense words, and others like them, to build up a fragment of a
fantasy world. So his audience is treated to pieces of information such as 'a
pirot a can be said to potch of some obble & as fang or feng; also to cotch
of x, or some obble e, as fang or feng; or to cotch of one obble o and another
obble o1 as being fid to one another'. 22 Some way into the first lecture he
offers the audience the key to thiscode. Pirots are much like ourselves, and
inhabit a world of obbles very much like our own world. To potch is something
like to perceive, and to cotch something like to think. Feng and fang are
possible descrip-tions, much like our adjectives. Fid is a possible relation
between obbles. Part of the reason for the elaborate story of obbles, he
suggests, is because: it seems to me very important that, when one is
considering this sort of thing, one should take every precaution to see that
one isn't taking things for granted and that the concepts which one is going to
use have, as their basis, concepts which will only bring in what is required
for them to do whatever job it is that one wants them to do. Carnap
wanted to use semantically opaque forms to hint at how an analysis of syntax
might proceed without reference to meaning. Grice's intention in borrowing his
example is to consider what concepts might be necessary to the discussion
of meaning and reference, freed from the normal preconceptions of such a
discussion. It is when the behaviour of pirots is considered, when a
group of pirots in a particular gaggle interact together, that the notion of
reference becomes important. Situations in which pirots want to communicate
about obbles are when language 'gets on to the world'. In effect, Grice is
encouraging the dispassionate consideration of what rational beings are likely
to do with a communication system. The regularities of syntax are based on
language's function of referring to the world; the types of meanings the pirots
need to express determine the structures of the language. A successful language
is one able to offer true descriptions of the world. The business of language,
its driving force, is com-munication. Grice may appear to have moved rather a
long way from the ideals of ordinary language philosophy, in constructing an
artificial code, or language fragment. However, he emphasises that he see this
as a necessary simplification, as a way of modelling and defamiliarising
natural language in order to study it more clearly. His interest remains with
the issue of how language maps on to reality: how it exists principally as a
system for communicating about the world shared by a community of speakers. He
is interested in the workings of natural language rather than the regularities
of the constructed, purified language of logic. The transcriptions of the
Urbana seminars show one participant asking him whether it would not be better
to stick to a logical lan-guage, with its simple, familiar structures: 'why
bother with ordinarylanguage?' Grice's simple reply is 'I find ordinary
language more interesting. 23 Grice returns to the debate between Russell
and Strawson over denoting expressions that fail to refer in the fourth Urbana
lecture, the only one to be published (some years later, as 'Presupposition and
conversational implicature'). Here again, his inclination is in favour of
Russell's theory of descriptions to account for examples such as 'the king of
France is bald', and to find alternative explanations for the
'presuppo-sitional' effects associated with them. Characteristically tentative,
Grice does not explicitly endorse the Russellian position, but proposes to
investigate it and test the extent of its applicability. This time, he states
explicitly that he will apply the 'dodge' of implicature. On Russell's
interpretation of 'the King of France is bald', both the unique existence and
the baldness of the king of France are logical entailments of the sentence;
'the king of France is not bald' is ambigu-ous, with both entailments of the
positive sentence equally possible candidates for denial. Strawson objected
that a person who utters 'the king of France is not bald' will generally be
taken to be committed to the existence of the king and to be denying his
baldness. The supposed ambiguity is rarely if ever a feature of the use of such
an expression. Grice concurs with Strawson's suggestion that the
commitment to existence seems to be shared by the assertion and its denial.
However, he argues, it is not necessary to assume that the commitment is of the
same order, or to the same degree, in both cases. If Russell's interpretation is
retained, it follows that the denial must be semantically ambiguous between a
negation with scope over the whole sentence, and negation with scope simply
over the baldness. The latter does, whereas the former does not, retain
semantic commitment to the existence of the king of France. On this
interpretation the existence of the king of France is an entailment of the
positive assertion, and of one (strong) reading of the denial. However,
'without waiting for disambiguation, people understand an utterance of "the
king of France is not bald" as implying (in some fashion) the unique
existence of the king of France.'2 In response to this, it is possible to argue
that on the weak reading of the denial the commitment to the existence of the
king, although not a logical entail-ment, arises as a conversational
implicature in use. The implicature envisaged by Grice in this latter
case is a generalised conversational implicature; it arises by default when the
expression is used, unless cancelled explicitly or by features of the context.
It is present because of the speaker's choice of the form of expression. For
this reason Grice proposes to explain it in terms of the general categoryof
Manner. In his original account of this category he suggested four maxims, and
hinted that it might be necessary to add more. Here, he suggests one such
addition, namely the maxim 'Frame whatever you say in the form most suitable
for any reply that would be regarded as appro-priate', or 'Facilitate in your
form of expression the appropriate reply' 25 It is reasonable to expect that
conversational contributions will be expressed in a manner conducive to the
most likely possible reply or range of replies. The facilitation of
likely responses is also advanced to counter another of Strawson's objections
to Russell. On Russell's account, an utterance of 'the king of France is bald'
is simply false. Yet, Strawson observes, our most likely response on hearing it
uttered would not be to say 'you're wrong' or 'that's false', but to be in some
sense lost for an answer. According to Grice, the speaker in such a
situation has not framed the utterance in a way that makes a reply easy. One
possible likely response to a statement is a denial. In a conversational
contribution entailing several pieces of information it is possible that any
one of these pieces may be denied, but some particular aspect is often a most
likely candi-date. If all pieces of information are equally likely to be
denied, the most cooperative way of phrasing the utterance would be as a simple
conjunction of facts. The speaker would be expected to utter something close to
the Russellian expansion, something such as 'there is one unique king of
France, and this individual is bald'. In producing the contracted form 'the
king of France is bald', however, the speaker is apparently assuming that
possible responses do not include the denial of the unique existence of the
king of France. Grice suggests that it is generally information with
'common-ground' status that is not considered a likely basis for denial. This
may be because the information is commonly known, and known to be commonly
known between speaker and hearer. But this explanation will not always
serve: For instance, it is quite natural to say to somebody, when we are
discussing some concert, My aunt's cousin went to that concert, when we know
perfectly well that the person we are talking to is very likely not even to
know that we have an aunt, let alone know that our aunt has a cousin. So the
supposition must be not that it is common knowledge but rather that it is
noncontroversial, in the sense that it is something that we would expect the
hearer to take from us (if he does not already know). That is to say, I do not
expect, when I tell someone that my aunt's cousin went to a concert, to be
questioned whether I have an aunt and, if so, whether my aunt has a cousin.This
is the sort of thing that I would expect him to take from me, that is, to take
my word for. 6 The king of France is bald' presents the baldness as
available for discussion, as possibly controversial. The existence, however, is
not treated as something likely to be challenged. This explains the difficulty
encountered by anyone who does in fact want to challenge it. Similarly, the
negative statement is interpreted as a challenge to some actual or potential
statement in which the baldness, not the existence, of the king of France is at
issue. This explains why it is generally taken to commit the speaker to the
belief that the king of France exists, even if it does not in fact logically
entail this. Grice's treatment of presuppositional phenomena in
'Presupposition and conversational implicature' is sketchy and partial. He
offers a fairly detailed account of examples containing definite descriptions,
but his rapid survey of other types of presuppositional phenomena suggests that
his account may not be easily extendable. The paper offers a further example of
an attempt to apply the phenomenon of conversational implicature to a
philosophical problem of long standing, and in particular to preserve a
classical account of logic in the face of apparently intractable facts of
language use. In considering the link between grammatical structure and the
status of information, it draws on Grice's general interest in ways in which
meaning may drive syntax. He does not generalise from the particular
consideration of referring expressions in this paper. However, an unpublished
paper from much later in his life does suggest the directions in which his
thoughts may have devel-oped. In 1985, Grice was seeking to reconcile the
Oxford school of philosophy with Aristotle's idea that philosophy is about the
nature of things, rather than language. He proposes to adopt the hypothesis
that opinion is generally reflected in language, with different 'levels'
representing different degrees of commitment. Some aspects of knowledge receive
the deepest level of embedding within syntax, residing in what Grice describes
as the 'deep berths' of language. It is not possible for a speaker even to use
the language without being committed to these. The deepest levels are at
a premium, so it is in the interests of speakers to reserve these for their
deepest commitments. People might challenge these, Grice suggests, but it would
be dangerous to do so. If we subscribe to this account, we might be tempted to
argue that first principles of knowledge are to be found in the syntactic
structure, rather than the vocabulary, of language: 'how we talk ought to
reflect our most solid, cherished and generally accepted opinions 2 In this
discussion of whatis presented as uncontroversial and what as available for
denial, Grice might be described as interested in the ways in which different
syntactic devices available for conveying information bring with them different
existential and ontological commitments. The fourth Urbana lecture, taken
on its own, offers an account of how a possible addition to the category of
Manner suggests a new approach to the problems posed by Russell's theory of
descriptions. In the somewhat abridged form in which it was published as
'Presupposition and conversational implicature' this is, of course, how it is
generally read. In the context of the Urbana lectures as a whole,
however, it can also be seen as part of a much more ambitious project to describe
how lan-guage, as a system to serve the communicative needs of rational
beings, 'gets on to' the world, or functions to refer and describe. In
this context, it is also apparent that Grice saw the question of the nature of
reference as central to the philosophy of language, and particularly to his
current interest in the division between syntax and semantics, or logic and
grammar. Ultimately, it might be hoped that the structure of language could be
shown to be revealing of the structure of human knowledge, precisely because
language is dependent on knowledge. The theory of reference was not the
only topic in the philosophy of language to which Grice returned during the
early 1970s. His new interest in the relationship between semantics and
syntactic form, and hence in the expression of human thought, also prompted him
to revisit the topic of intention. He had been elected Fellow of the British
Academy in 1966, and in the summer of 1971 he made one of his rare return
visits to England in order to give an Academy lecture. For his topic, he chose
to return to the themes of his discussion paper 'Intentions and dispositions'
some 20 years earlier. In the mean time, Hampshire and Hart had published their
'Decision, intention and certainty'. Gilbert Harman has repeated the rumour
that this paper, containing a similar idea to that in 'Intentions and
dispositions', 'prompted Grice to develop his alternative analysis'28 In his
British Academy lecture, 'Intention and uncertainty', Grice refers rather
vaguely to 'an unpublished paper written a number of years ago', and a thesis
advanced in it that he now wants to criticise. He reformulates his original
two-pronged account as a three-pronged one by making independence from
empirical evidence into a separate criterion. 'X intends to do A' can
truthfully be used only in cases where X is ready to take any preparatory steps
necessary to do A. Further, such a statement implies or suggests that X
is not in any doubt that X will in fact do A. Finally, this certainty on the part
of the speaker must be independent of any empirical evidence. Drawing onthe old
ordinary language technique of devising a dialogue as context for a particular
word, Grice offers the following illustration: I intend to go to that concert
on Tuesday. You will enjoy that. I may not be there. I am afraid I don't understand.
The police are going to ask me
some awkward questions on Tuesday afternoon, and I may be in prison by Tuesday
evening. Then you should have said to
begin with, 'I intend to go to the concert if I am not in prison', or, if you
wished to be more reticent, something like, 'I should probably be going', or,
'I hope to go', or, 1 aim to go', or, 'I intend to go if I can'. Grice seems
unconcerned by the highly artificial nature of this 'con-versation', compared
to the structure and flow of naturally occurring talk. He comments that 'it
seems to me that Y's remarks are reasonable, perhaps even restrained. 2 His
point is that it seems legitimate to object to a use of 'I intend.' in cases
where the speaker is not sure that it will be possible to fulfil the intention.
The omission of such an addition as '... if I can' is possible only in cases
where the doubt is perfectly obvious to both speaker and hearer, as when the
speaker is making plans to keep ducks in extreme old age, or to climb
Everest. Grice's criticism of his own earlier analysis focuses on the
implication that an intention is a type of belief, and the secondary notion
that it is a belief independent of evidence. He argues that there are simply no
parallels to be found for this type of belief; neither a hunch nor a memory
will fit the bill. A belief such as an intention would have to be - one
that could not be true, false, right or mistaken - simply does not properly
bear the title of belief at all. This means that intention lacks a clear
definition, leaving it open to a sceptical attack challenging the coherency of
ever saying 'I intend.. To use the statement 'I intend to do A' is to involve
oneself in some degree of factual commitment and there must be something giving
one the right to do this. Usually that something is evidence, but in the case
of intention it has been established that there is nothing that would count as
adequate evidence. Grice responds to this possible sceptical position by
rejecting the assumption that in stating an intention one is involved in a
factual com-mitment. Characteristically, he develops this objection by means of
a careful analysis of language. He suggests that there is a difference between
two uses of the 'future tense' in English, a difference notmarked
linguistically, or marked only in careful use in the distinction between 'I
will..' and 'I shall ... In most normal uses, 'I will ..! can be used either
with a future intentional or a future factual meaning. Strictly speaking,
if we intend to go to London tomorrow, we can only honestly use the expression
'I will go to London tomorrow' in its future intentional meaning; to do
otherwise would be to suggest that it is somehow beyond our control. And for
these future intentional statements it is simply not legitimate to ask for an
evidential basis, any more than it would be in response to 'Oh for rain
tomorrow!'. In each case to ask for evidence would be 'syntactically'
inappropriate. Having drawn attention to this distinction, Grice ponders
the links it suggests between intending and believing with respect to a future
action. He proposes the term 'acceptance' as one that can express 'a
generic concept applying both to cases of intention and to cases of belief'.3°
Using the notion of acceptance in the original three-pronged analysis might, he
suggests, rescue it from the criticisms based on its reliance on belief as
central to intention. In the case of intention but not of belief, X accepts
that X will do A and also accepts that X doing A will result from that
acceptance. No external justification is required. In the case of belief,
however, some external justification, or evidence, is needed for the
acceptance. At the start of 'Intention and uncertainty', Grice
acknowledges a debt to Kenny's concept of 'voliting'. He does not refer
directly to Kenny's work, but its influence appears in relation to the notion
of 'acceptance'. Anthony Kenny, an Oxford philosopher who was President
of the British Academy, had published a collection of essays entitled Action,
Emotion and Will since Grice's first attempt at analysing intention.
Kenny argues that expressions of desire and of judgement both display a similar
complexity; both take as object not a thing but a state of affairs, despite
surface appearances to the contrary. 'Wanting' always specifies a relation to a
proposition; so, for instance 'wanting X' is in fact 'wanting to get X'.
For this reason, we might 'expect that an analysis of a report of a desire
should display the same structure as the analysis of a report of a judgement'
3' Kenny introduces the artificial verb 'volit' to generalise over the range of
attitudes a speaker can adopt to a proposition that express approval, whether
this be approval of actual states, as in 'x is glad that p' or of possible
states as in 'x wishes that p'. This positive attitude distinguishes 'voliting'
verbs from simple judgement, which may be neutral or even disapproving. Kenny's
'volition' also covers intention. Later, Kenny proposes to borrow
Wittgenstein's term 'sentence-radical' to describe the propositional form
that can serve asthe object of any verb of 'voliting'. So 'You live here now'
and 'Live here now!' share the same sentence-radical as a common element of
meaning, and it is necessary to distinguish this from the 'modal com-ponent,
which indicates what function the presentation of this state of affairs has in
communication' 32 By means of this idea, Kenny is able to identify a connection
between his verbs of volition a nd those of judgement. There is some
relation which holds between a man's Idea of God and his Idea of England no
matter whether he judges that God punishes England or he wants God to punish
England. Any theory of judgement or volition should make this common element
clear.33 In 'Intention and uncertainty', Grice employs Kenny's notion
of 'voliting' in drawing a connection between intention and willing, but
he does not make much use of Kenny's analysis in terms of 'sentence-radicals'.
This clearly influenced his thinking in this area, however, and its effects can
be seen in 'Probability, desirability and mood operators', a paper written and
circulated in 1972, but never published. The connection between probability and
desirability, or at least between probability statements and desirability
statements, had been discussed by Donald Davidson in a paper Grice heard at the
Chapel Hill Colloquium in Philosophy at the University of North Carolina in the
autumn of 1967. Davidson was another of the highly formal American
philosophers of logic and language influential on Grice's thinking and
methodology at this time. In this paper, eventually published in 1970, Davidson
uses pr and pf, qualitative operators with scope over pairs of propositions
that express attitudes of the probable and the obligatory respec-tively. Thus,
'pr (Rx, Fx)' can be instantiated as 'That the barometer falls probabilizes
that it will rain', or, more naturally 'If the barometer falls, it almost
certainly will rain'. A moral judgements such as lying is wrong' is to be
understood, again as a relation between two proposi-tions, as something such as
'That an act is a lie prima facie makes it wrong'. This can be symbolised as
'pf (Wx, Lx)'.34 Grice considers attitudes towards probability and
desirability in terms of the functions they serve in human cognition. This is
reminiscent of his work in 'Indicative conditionals' on the purpose of logical
connectives such as 'v' and 's' in terms of their roles in reasoning processes.
Here, he argues that probabilistic argument functions in order to reach belief
in a certain proposition. Moreover:The corresponding function of practical
argument should be to reach an intention or decision; and what should
correspond to saying 'P', as an expression of one's belief, is saying 'I shall
do A', as an expres. sion of one's intention or decision. 35 Going
further than Davidson, Grice argues that structures expressing probability and
desirability are not merely analogous; they can both be replaced by more
complex structures containing a common element. Grice proposes two types
of operators, Op^ and Op". In combination, these replace Davidson's pf and
pr. The operators grouped together as Op® represent moods close to ordinary
indicatives and imperatives. They can be divided into two types: Op", and
Op", corresponding to t and ! respectively. A-type operators, on the other
hand, represent some degree or measure of acceptability or justification. They
can take scope over either of the B-type operators, yielding 'Op^ + Op", +
p', or 'Op^, +t + p' for an expression of 'it is probable that p' and
'Op", + Op" + a', or 'Op+! + p' for an expression of 'it is desirable
that a'. Moving on from operators to consider the psychological aspect of
rea-soning, Grice proposes two basic propositional attitudes: J-acceptance and
V-acceptance, to be considered as more or less closely related to believing and
wanting. Generalising over attitudes using the symbol 'V', he proposes 'X y'
[p]' for J-accepts and 'X y? [pl' for V-accepts. There are further, more
complex attitudes y and y*. These are reflexive: attitudes that x can take to
J-accepting or V-accepting. y is concerned with an attitude of V-accepting
towards either J-accepting [p] or J-accepting [-pl; x wants to decide whether
to believe p or not. y* is concerned with an attitude of V-accepting towards
either x V-accepts [p] or x V-accepts I-pl; x wants to decide whether to will p
or not. On the understanding that willing p gives an account of intending p,
this offers a formalisa-tion of intending. Grice notes that for each
attitude there are two further subdivisions, depending on whether the attitude
is focused on an attitude of x or of some other person. Therefore 'x y', Ipl'
is true just in case 'x y? [x y' [p] or x y' I-pll' is true; 'x y's Ipl'
is true just in case 'x V-accepts (y}) ly V-accepts (y*) [x J-accept (y') [p]
or x J-accept (v') [-p]ll' is true. Grice suggests an operator, Opa,
corresponding to each particular propositional attitude y', where 'i' is a
dummy taking the place of either 1, 2, 3, or 4, and where 'a' is a dummy taking
the place of either 'A' or 'B'. He now has four sets of operators,
corresponding to four sets of propositional attitudes, which he describes as
follows:Op'a Judicative (A cases Indicative, B cases Informative)
Op a Volitive (A cases Intentional, B cases Imperative) Op a
Judicative Interrogative (A cases Reflective, B cases Imperative)
Op*a Volitive Interrogative (A cases Reflective, B cases
Inquisitive) For all 'moods' except the second, the syntax of English
does not reflect the distinction between the A and B cases. Grice notes that
'in any application of the scheme to ordinary discourse, this fact would have
to be accommodated'. This suggests that he was thinking of his scheme as at
least in principle applicable to an analysis of everyday language. For present
purposes, he proposes to concentrate on the simple judicative and volitive
operators. This is presumably because these express his basic psychological
categories of J-accepting and V-accepting. He has, however, established that it
is possible to discuss more complex opera-tors, and therefore more complex
psychological attitudes, a topic to which he was to return. The attitudes
expressed by t, and by the pair and !'s and ! ('I shall do A' and 'Do A') can
be expressed by a general psychological verb of 'accepts'. So, for instance, 'x
J-accepts [pl' is 'x accepts [-pl' and 'x V-accepts [pl' is 'x accepts
l'ap!'. Grice makes it clear that, in discussing meaning, he is still
describing a way of speaking, a type of procedure for achieving a goal. The
semantic characterisation of the operators consists in specifying the
associated procedures. This position has an obvious kinship with views of
Searle; one place where we differ is that I am not prepared to treat as
primitive the notion of rule (whether constitutive or otherwise), nor that of
convention (indeed I am dubious about the relevance of the latter notion to the
analysis of meaning and other semantic concepts). The notion of a rule seems to
me extremely unclear, and its clarification would be one result which I hope
might be obtained, ultimately, from the line of investigation which I am
pursuing in this paper. The written dialogue between Davidson and Grice
continued. In 1978 Davidson published a paper entitled simply 'Intending', part
of whichhe devoted to a response to Grice's 'Intention and uncertainty'. Like
his earlier paper, 'Intending' was the result of various drafts and conference
papers, including one presented at the Chapel Hill Colloquium in Philosophy in
October 1974. There, Davidson has commented, 'it received a
thorough going over by Paul Grice.36 In 'Intending', Davidson suggests, or
rather presupposes, that it is reasonable to 'want to give an account of the
concept of intention that does not invoke unanalysed episodes or attitudes like
willing, mysterious acts of the will, or kinds of causation foreign to science'
37 He sees a problem here in accounting for 'pure intending', a type not accompanied
by any observable be-haviour or consequence. He proposes instead a definition,
or a path towards a definition, in terms of beliefs and attitudes that can be
taken as rationalising an intention. Davidson acknowledges Grice's point that
intentions are often conditional on certain issues, and that the conditions are
often not expressed, or not articulated, for various reasons. He quotes Grice's
dialogue about the fact that X might miss the concert by being in prison. His
argument is that, however misleading X's original statement of intention may
have been, it was not strictly incorrect. It is not inaccurate to say 'I intend
to go to the concert' when you know that there may well be a reason why you
cannot go, anymore than it is contradictory to say 'I intend to be there, but I
may not be there'. Indeed, stating every condition that might prevent the
fulfilment of an intention is not practicable, even if it were desirable. 'We
do not necessarily believe we will do what we intend to do, and ... we do not
state our intentions more accurately by making them conditional on all the
circumstances in whose presence we think we would act.'38 Davidson considers
intention in terms of wanting, but not as a subclass of wanting. Indeed, he
argues that it is possible for someone to say that he wants to go to London
next week, but he does not intend to go because there are other things he wants
to do more. Rather, both intending and wanting are separate sub-parts of a
general psychological pro-attitude, and they are expressed by value
judgements. Grice's 'thorough going over' of Davidson's paper was never
pub-lished, but it was tape recorded and subsequently transcribed. In it he
outlines the position he took in Intention and uncertainty'. X intends to do A'
entails that X believes X will do A; X's belief depends on evi-dence, but the
relevant evidence derives from X's own psychological state. For Davidson the
relationship between intention and belief is not one of entailment, but rather
by saying 'I intend..' in certain circumstances you suggest that you believe
you will do it. Grice wonders whether it might be possible to explain
Davidson's position in terms ofa conversational implicature from 'I intend..'
to 'I believe ... But he comments wryly that 'I have never been a foe to the
idea of replacing alleged entailments by implicatures; but I have grave doubts
whether this manoeuvre is appropriate in this case.'39 Grice builds his
case around a distinction between extensional and non-extensional intentions.
In effect, a non-extensional intention is one that the subject in question
would recognise. This is the one most commonly considered in discussions of
intention, Grice argues. If 'The Dean intends to ruin the department (by
appointing Snodgrass chair-man)' is true on a non-extensional reading, then the
Dean would, if forced, be in a position to aver 'I intend to ruin the
Department'. If the Dean says 'I shall ruin the Department' he is expressing,
rather than stating his intention. It would, contra Davidson's claim, be
inconsistent for the Dean to say 'I shall ruin the Department, but maybe I
won't in fact ruin it'. The apparent counter-examples can be explained in terms
of 'disimplicature'. In effect, context sometimes means that normal entailments
are suspended. If we say that Hamlet saw his father on the ramparts at
Elsinore, in a context where it is generally known that Hamlet's father is
dead, then we are not committed to the usual entailment that Hamlet's father
was in fact on the ramparts. In such a context, the speaker 'disimplicates'
that Hamlet's father was on the ramparts. In the same way, when context makes
it quite apparent that there may be forces that will prevent us from fulfilling
an intention, we are not committed to the usual entailment that we believe we
will fulfil it. A speaker who says 'Bill intends to climb Everest next week'
disimplicates that Bill is sure he will climb Everest, just because everyone
knows of the possibly prohibitive difficulties involved. The notion of
disimplicature suggests some interesting possible extensions to Grice's theory
of conversation, but it does not seem to be one to which he returned. As it is
presented in 'Logic and conversation', and therefore as it is generally known,
implicature is a matter of adding meaning to 'what is said': to conventional or
entailed meaning. With the notion of disimplicature, Grice appears to be
conceding that the meaning conveyed by a speaker in a context may in fact be
less than is entailed by the linguistic form used. In the cases under
discussion, there is some particular element, some entailment, that is
'dropped' in context. However, he also hints that disimplicature can be
'total, as in "You are the cream in my coffee"'. This remark
appears in parentheses and is not elaborated, but Grice is presumably
suggesting that, in a context which makes the whole of 'what is said'
untenable, it can be replaced with an implicated, metaphorical meaning. The
mechanismsof disimplicature are not discussed at all, but they could presumably
be explained in terms of the assumption that the speaker is abiding by the
maxims of conversation, particularly the first maxim of Quality. If one or all
the entailments of 'what is said' are plainly false, they can be assumed not to
arise on that particular occasion of use. If the disimpli-cature is total, the
hearer is forced to seek a different interpretation of the utterance.
There are undoubtedly problems inherent in the notion of disimpli-cature, which
would provide at least potential motivation for not pursuing the idea. In a
1971 article, Jonathan Cohen suggests a 'Seman-tical Hypothesis' as an
alternative explanation of the phenomena of logical particles that Grice
explains by means of his 'Conversationalist Hypothesis'. Cohen's suggestion is
that some natural language expres-sions, such as 'either... or', differ from
their apparent logical counter-parts. In this particular case, 'either... or'
differs from 'V' by entailing, as part of its dictionary meaning, that there is
indirect evidence for the disjunction. In examples such as 'The prize is either
in the garden or in the attic, but I'm not going to tell you which', however,
this meaning does not survive. This is because 'it is deleted or cancelled in
certain con-texts, just as the prefixing of "plastic" to "flower"
deletes the suggestion of forming part of a plant.'40 The idea of
'disimplicature' seems remarkably close to Cohen's looser notion of 'deletion',
laying open the possibility that the very natural language expressions Grice
was seeking to explain might after all differ semantically from their logical
equivalents. In his reply to Davidson, as in his earlier unpublished
paper, Grice considers the role of intentions in actual everyday cognition.
'First we are creatures who do not, like the brutes, merely respond to the
present; we are equipped to set up, in the present, responses in the more
remote future to situations in the less remote future. Grice pictures our view
of the future as an appointment book in which various entries are inscribed. We
are aware of a distinction between entries we have no control over (inscribed
in black) and those that are there by our control, or depend on us for their
realisation (inscribed in red). These latter entries are intentions. If we can
foresee an unpleasant consequent of such entries, we will try to avert it if we
can by deleting a red entry. The Dean derives the conclusion from the existing
entries that 'Early December Dean gets fired'. He is understandably unhappy
about this, but is in a position to do something about it if he can find that
one of the entries from which he drew the conclusion is in red. He is able to
delete, for instance, 'Dean appoints Snodgrass' inscribed in red in
mid-November. The conclusion Grice draws from this is:that we need a
concept which is related to that of being sure in the kind of way which I have
suggested intending is related to being sure; and if we need such a concept we
may presume that we have it. This sentence contains a large leap in the
argument, but the recording of his original presentation reveals that Grice got
a big laugh from the audience at this point. He presents this conclusion
gleefully, provocatively 'trying it on', suggesting that 'intend' seems to him
a good candidate for the name of the concept in question. This was, however, to
prove a serious manoeuvre in his methodology. In the field of philosophical
psychology in particular, he was to argue that the need for a particular
concept in rational creatures was good enough reason to assume its existence,
or at least posit it for the purpose of theorising. Grice challenges
Davidson's views on wanting, describing his picture of a person's mental life
as one of a series of wants competing to be assigned the status of intention.
For Grice this is just too neat and organ-ised to be plausible. It does not
even reflect how the matter is described in ordinary language. There is in fact
a vast range of terms in the 'wanting-family' of verbs, and these demand
careful attention. Contra Davidson's claim, we would be very unlikely to say 'I
want to go to London next week but I don't intend to because there are other
things I want more'. We are far more likely to use some phrase such as 'I would
like to go to London but... In the following elaborately extended metaphor,
Grice expresses his unease with the notion of a series of competing wants,
arguing that rationality is necessary to impose some order or restraint on
pre-rational emotions and impulses: It seems to me that the picture of
the soul suggested by D's treatment of wanting is remarkably tranquil and, one
might almost say, com-puterised. It is a picture of an ideally decorous board
meeting, at which the various heads of sections advance, from the stand-point
of their particular provinces, the case for or against some proposed course of
action. In the end the chairman passes judgement, effective for action;
normally judiciously, though sometimes he is for one reason or another
over-impressed with the presentations made by some particular member. My soul
doesn't seem to me, a lot of the time, to be like that at all. It is more like
a particularly unpleasant department meeting, in which some members shout,
won't listen, and suborn other members to lie on their behalf; while the
chair-man, who is often himself under suspicion of cheating, endeavours to
impose some kind of order; frequently to no effect, since some-times the
meeting breaks up in disorder, sometimes, though it appears to end comfortably,
in reality all sorts of enduring lesions are set up, and sometimes, whatever
the outcome of the meeting, individual members go off and do things
unilaterally. In the final section of his reply, Grice returns to the
discussion of methodology. He takes issue with Davidson's aim of avoiding the
mysterious and the unexplained in accounting for intention. On the con-trary,
in philosophy of mind, 'a certain kind of mysteriousness' is to be prized. A
concept is useful to the extent that it can explain behaviour, and this
consideration outweighs some degree of opaqueness in the concept itself, as in
the case of Grice's J-accepting and V-accepting. A psychological theory will be
more or less rich, depending on the complexity of the behaviour, and therefore
of the necessary psychological states, of the creature under
investigation. In the seven years from the time of his move to America,
Grice had developed his interest in the philosophy of language to include the
relationship between semantics and syntax. This had involved him in
considerations of how the structure of language may mirror the structure of
thought, which had in turn led him back with new insights to some old
interests, including the nature of intention, and the role of psychological
concepts such as this in linguistic meaning. Interest in how language is used
to express thought about the world prompted a consideration of psychological
concepts and ultimately a return to a topic from much earlier in his career:
the philosophical status of rationality.In 1975 Grice was made full professor
at Berkeley, and in the same year he was elected president of the Pacific
division of the American Philosophical Association. Now in his sixties, there
was no apparent diminution in his restless energy and intellectual enthusiasm.
He travelled frequently to speak at conferences, deliver lecture series and lead
discussions, mainly within the United States. His reputation benefited from
this exposure, and also from the wider dissemination of his work on
implicature. He finally published the second and third William James lectures
belatedly and apparently reluctantly during the 1970s, under the titles 'Logic
and conversation' and 'Further notes on logic and conversation'!'
Meanwhile, Grice was cutting an increasingly striking figure around the
Berkeley campus. He was always a large man and, apparently unmoved by
California's growing interest in healthy eating, he had recently been putting
on weight. In his youth he had been proud of his blond curls, but now his hair
was thinning and whitish, and grew down over his collar. His clothes were
chosen for comfort and familiarity rather than for style or fashion. He was
most offended, however, when it was once suggested that his trousers were held
up by a piece of string. Wasn't it obvious, he demanded, that he was
using two old cricket club ties? Grice did not, perhaps, deliberately cultivate
his image as an eminent but eccentric Englishman abroad, but he does seem to
have taken some pleasure in the effect he produced. Drinking one evening in
Berkeley's prestigious Claremont Hotel, he was approached by a total stranger who
wanted to know who he was: I don't recognise you, but I'm sure you must be
someone distinguished.' Perhaps more telling than the anecdote itself is the
fact that Grice was immensely pleased by the stranger's comment.Grice's chaotic
untidiness extended from his person to his immediate surroundings. His desks at
home and on campus were piled high with an apparent miscellany of notes,
manuscripts and correspondence. He drove a series of old cars, all bought
cheaply and constantly breaking down, a particular problem for Grice who had
neither ability nor inclination to fix them. His disregard for appearances may
have been the result of preoccupation or absent-mindedness, but it did not
represent an embracing of the laissez-faire, or 'hippy' attitude of his students'
gen-eration, as has sometimes been suggested. In fact, Grice seems to have been
wary of the values this represented. Very early in the 1970s he jotted down an
extensive list, apparently simply for his own benefit, of opposing 'good' and
'bad' values in this new ethos. The list headed 'Good Things' includes
'doing your own thing (self-expression)', 'inde-pendence (cf. authority)', 'new
(unusual) experiences (self-expansion)' and 'equality'. The 'Bad (or at least
not good) Things' include '(self) dis-cipline', loyalty (except
political)', tolerance (except towards what we favour)' and 'culture (except
popular)'. Some items on the list are marked with as asterisk, which Grice
annotates as 'some v. bad'. These include 'discrimination', 'getting unfair advantage'
and 'authority'. 3 There is no mistaking Grice's disapproval for the new
ethos, which may seem strange in the light of his own affectionate
reminiscences of 'pinko Oxford', with its avowed dislike of discipline and
authority. In fact, the rebelliousness of Grice's Oxford contemporaries was, as
he himself half admits in those reminiscences, more a pose or a show of dissent
than a real revolt. It drew on a lifestyle that depended on privilege
maintained by the status quo. Grice was made uneasy by the more businesslike
rebellion of the 1960s and 1970s, with its challenge to authorities, political,
social and intellectual. If Grice was somewhat wary of his students'
values, this did not diminish his enthusiasm and success in teaching them. He was
exceptionally bad at the paper work and administration accompanying his
teaching duties. Repeated requests from administrative staff for course reading
lists went unanswered and sometimes unopened, course descriptions in student
handbooks were often brief to the point of evasion, and lists of grades were
submitted late or not at all. However, he seems to have taken the business of
teaching itself much more seriously. Those who have heard him generally agree
that he was not a talented lecturer.* Tapes of his lectures bear this out; they
are full of hesitations, false starts and labyrinthine digressions. However,
the few surviving tapes of Grice's seminars suggest that his approach lent
itself more naturally to this form of teaching. A tape from 1978 of a seminaron
theories of truth records him patiently drawing out responses from his
students, encouraging even faltering attempts to form answers. Above all,
he was interested in nurturing sensitivity to philosophical method, and in
reinforcing students in the habit of forming their own judgements. In the same
seminar, as he helps along the discussion of truth, he draws out the
significant steps in the argument: consider what criticisms might be made of
our position, then think about how we might get out of them.' In teaching, he
still emphasised linguistic intui-tion. Former student Nancy Cartwright has
recalled a seminar on metaphysics in the mid-1970s in which Grice encouraged
his students to consider the theoretical claims of physics by determining where
they would incorporate 'as if'. A note from a graduate student from the late
1970s includes the comment, 'I'd say that you've already increased my belief in
paying attention to our linguistic intuitions." As a supervisor he was
encouraging and attentive. Judith Baker, one of Grice's doctoral students at
this time, has commented that, 'When we discussed my thesis, Grice completely
entered into my research and questions. He had a great gift for looking at what
another philosopher wished to understand.8 It does seem that, despite his
rather cavalier attitude to some of his professional duties, Grice was
genuinely concerned about the welfare of his Berkeley students. Some of his
notes for the Urbana lectures are written on the back of a draft letter in
which he contributes to a faculty discussion of 'Graduate Programme Revision'.
Recycling a favourite piece of terminology, he suggests a series of
'desiderata' for the graduate programme. These are concerned not so much with
syllabus content as with the more general student experience. They include
comments about increasing student access to faculty, as well as points such
as 'reduce or eliminate 3rd year doldrums' and 'foster a sense of
personal adequacy, together with the idea that philosophy can be an exciting
and enjoyable activity'. He makes a final and particularly impassioned point
about 'financial discrimination', interesting in the light of his rather wary
attitude to new notions of equality. 'A pass at QE should not be nullified by
poverty', he argues 'and the added anxiety would be bad in itself, and bad for
student harmony and for the flow of applications for admission to the
program." As well as a growing academic reputation, and popularity
among his students, Grice enjoyed at Berkeley productive intellectual friendships
of the sort he had valued at Oxford. These were largely formed with younger
philosophers such as George Myro, Richard Warner and Judith Baker. He
collaborated with them in teaching and in writing, but aboveall he enjoyed
long, informal discussions. He seemed to find it easier to put together and
explore his own ideas in conversation with others than in solitude. These
discussions often took place at the house in the Berkeley hills, with Kathleen
on hand to cook whatever meal was appropriate to the time of day. Grice
commented: To my mind, getting together with others to do philosophy
should be very much like getting together with others to make music: lively yet
sensitive interaction is directed towards a common end, in the case of philosophy
a better grasp of some fragment of philosophical truth; and if, as sometimes
happens, harmony is sufficiently great to allow collaboration as authors, then
so much the better.lº Perhaps the most significant collaboration of this
period was that with Judith Baker. They produced copious notes on ethics,
particularly drawing on Kant and on Aristotle. They completed a
book-length manuscript called 'Reflections on morals', credited to 'Paul Grice
& Judy Baker or Judy Baker & Paul Grice' and planned and partly wrote
another called 'The power structure of the soul'." These were intended for
publication, but have not yet appeared. I The only published work to result
from their long collaboration was one article, 'Davidson on "Weakness
of the will"', in which they return to some of the themes discussed by
Grice in the unpublished 'Probability, desirability and mood operators'.
13 Grice's chief solo interest during the 1970s was not very far removed
from the themes of his collaborative work with Judith Baker. Nor, typically,
did it represent a completely new direction in his thinking. Throughout
his philosophical career, Grice's choices of topic tended to follow on from and
build on each other, rather than forming discreet units. In this case, he
returned to ideas that had interested him at least since his early work towards
the William James lectures, namely the psychological property of rationality,
its status as a defining feature of human cognition, and its consequences for
human behaviour. Grice suggested that he drew out, and perhaps saw, the
significance of rationality to his theory of conversation more clearly in later
commentary on the work than in his original formulation of it.' He did mention
rationality in the William James lectures, insisting that to follow the
Cooperative Principle was to do no more than behave rationally in relation to
the aims of a conversation. However, looking back over his work at the end of
his life, he goes further, remarking on the essentially psychological nature of
his theory of conversation. It was aimed not atdescribing the exact practices
and regularities of everyday conversation, but at explaining the ways in which
people attribute psychological states or attitudes to each other, in
conversation or in any other type of interaction. Crucially, it saw
conversation, an aspect of human behav-iour, as essentially a rational
activity, and sought to explain this ratio-nality. Grice defends himself
against criticisms that his theory overlooks argumentative, deceitful or idle
conversations: 'it is only certain aspects of our conversational practice which
are candidates for evaluation, namely those which are crucial to its
rationality rather than to whatever other merits or demerits it may possess.'5
Properties of rationality, he argues, can legitimately be abstracted away from
more specific conversational details. Some of Grice's notes from the year
or so immediately preceding the William James lectures suggest that even at
that time he was concerned with the analysis of reason for its own sake. The
back of a letter about the 1966 AGM of the North Oxford Cricket Club, for
instance, is devoted to an imaginative weighing up of the respective pros and
cons of spending July teaching philosophy at the University of Wigan, and of
spending it on a cricket tour. Grice is looking for an analysis of
'reasons for doing', perhaps for the type of language in which people usually
express such arguments. On the same paper he tries out different uses of the
modal verb 'should'. I In other notes from the same year he starts considering
the distinction between 'reasons for' and 'reasons why'! There seems then to
have been a break in this line of thought; Grice did little with the idea
of reason during the time of his move to America, while he was concentrating on
syntax and semantics. However, he returned to the topic in the early
1970s, somehow finding the earlier notes in his idiosyncratic filing system and
annotating and extending them. Returning to the distinction between 'reasons
for..' and 'reasons why..!, he adopts a distinctively 'ordinary
language philosophy' approach as he tries out different uses and
occurrences of the phrases. One note is actually headed 'botanizing' and lists,
under the heading 'Reasons (practical)', such phrases as 'the reason why he d'd
(action) was..!', 'there was (a) reason to @', 'there was (a) reason for him to
q (action, attitude: fire x, distrust x)', 'he had reason to q', 'he had
a reason for q-ing', 'his reasons for @-ing'. Grice makes notes on the
distinction between the reason why x... was that p' and 'x's reason for ... was
that/so that/to p'. He notes that for Aristotle: Reasons for believing,
if accepted, culminate in my believing something (where what I believe is the
conclusion of the argument asso-ciated with these reason). Reasons for doing,
if accepted, culminate in my doing something, where what I do is the conclusion
of the 'practical' aspect associated with these reasons. i.e. the
conclusion of a practical argument is an action. 18 Grice presented the
results of these deliberations in a series of lectures called 'Aspects of
reason', as the Immanuel Kant lectures at Stanford in 1977. In 1979 he
used them again as the John Locke lectures in Oxford, this time adding an extra
lecture to the series. The lectures were eventually edited by Richard Warner
and published in 2001. The invitation to present the John Locke lectures was
the occasion of one of Grice's rare trips to England. He made conscientious and
surprisingly neat packing lists, including careful reminders to himself of the
notes and books he would take with him to work on when not lecturing. His list
of notes includes 'Kant notes - Aristotle notes - Incontinence - Ethics (Judy)
- Presupposition'. The books he was packing represent some heavy, if predictable,
reading: 'Kant, Aristotle, Leibniz, Russell'. Perhaps less predictably, the
list starts with the anomalous and unspecified 'Zoology'. Grice's
interest in the study and classification of living beings was to show itself
faintly in the lectures on reason, and more clearly in the work to
follow. At the start of the John Locke lectures, Grice comments on his
pleasure at being back at Oxford: I find it a moving experience to be,
within these splendid and none too ancient walls, once more engaged in my old
occupation of rendering what is clear obscure. I am, at the same time,
proud of my mid-Atlantic status, and am, therefore, delighted that the Old
World should have called me in, or rather recalled me, to redress, for once,
the balance of my having left her for the New.!9 He was no doubt
highlighting the distinction between Old and New World for rhetorical effect.
But there was something genuine in his claim to 'mid-Atlantic status'; just as
he was always too prominently British fully to integrate into Californian life,
he was no longer comfortably at home in Oxford. Notes sent and received at the
time, inevitably covered with scribbled jottings to do with reason, indicate
that he stayed in his old college, St Johns, and arranged to meet many of his
former colleagues for drinks and dinners. But he had to re-
accommodate to the formalities of Oxford. The back of a programme of a match
between Oxford University Cricket Club and Hampshire showshim reminding himself
to order 'dress shirt, black tie'. He also needs to remember 'shoe
polish/brushes OR get cleaned' and 'button, needle, thread'. He poses himself a
question that would not have troubled him for some years: 'gown or not gown?'
There is no doubt that Grice knew the rituals of Oxford life well enough.
However, the act of readapting to them seems to have involved him in some
deliberate and rather strained effort after more than a decade in the very
different social milieu of Berkeley. Some of his attitudes had changed as
radically as his dress, although these changes were more carefully concealed
from his former colleagues. Some years previously, soon after his move to
America, he had confided in Kathleen that he had discovered that very few of
the students at Berkeley knew any Greek; most read Aristotle in translation.
Further, and rather to Kathleen's surprise, he expressed himself quite happy
with this state of affairs; there were now some very good translations
available. Kathleen was well aware that he would never have admitted to such an
opinion in the presence of any of his former Oxford colleagues.21 The
first of the John Locke lectures is titled 'Reasons and reasoning'. Grice
describes his desire to clarify the notion of reason, a notion deemed worthy of
attention by both Aristotle and Kant. Typically cir-cumspect in his proposal,
he suggests that such a clarification may make some interesting philosophical
conclusions possible, but that the actual conclusions are beyond the scope of
these lectures. He prefaces his con-sideration of the technicalities of
reasoning with a fairly lengthy dis-cussion of a rather more abbreviated
notion. This is the definition of reasoning with which most ordinary people are
familiar. It is tempting here to see a parallel with Grice's theory of
conversation. The study of the literal meanings of words is crucially
important, and shows up the striking parallels between natural language and
logic, but it does not tell us everything about how people actually use words.
In the same way, the logical processes of reason are of supreme philosophical
impor-tance, but nevertheless need to be seen as distinct from people's
everyday experience of reasoning. Introspection is of limited use in
establishing the processes of reasoning because people frequently take short
cuts and make inferential leaps in their thinking. To do so is often beneficial
in terms of the time and energy saved, and indeed might con-stitute a
definition of 'intelligence'. 22 In his treatment of reason, Grice draws on and
develops the line of argument from the unpublished 'Probability, desirability
and mood operators'. The earlier paper was circulated in mimeograph, although
far less widely than 'Logic and conversation' 23 It may have been at leastin
part because much of it was subsumed into these lectures that it was not itself
published. Grice's method of examining and clarifying the notion of reason is
one Austin would have recognised and approved He presents the results of the
dusting down of the methods of linguistic botanising apparent in his notes from
the previous few years. He considers different ways in which the word 'reason'
is used, classifies these uses into different categories, and illustrates these
categories with examples. A sentence such as 'The reason why the bridge
collapsed was that the girders were made of cellophane' exemplifies what he
describes as 'explanatory reasons'.2 The same type of meaning is conveyed by
variants such as 'the reason for the collapse of the bridge was that..! and
'the fact that the girders were made of cellophane was the reason why the
bridge collapsed'. In all such examples the fact about the girders is offered
as an explanation, or a causal account, of the collapse of the bridge. They are
elaborate versions of Grice's original 'reason for' cate-gory. Such examples
are 'factive' with respect to both events; the speaker implies the truth of
both the fact about the bridge and the fact about the girders. Second,
there are 'justificatory reasons', exemplified by 'the fact that they were a
day late was a reason for thinking that the bridge had collapsed' and 'the fact
that they were a day late was a reason for postponing the conference. There are
many possible variants on these patterns, including 'he had reason to think
that ... (to postpone ...) but he seemed unaware of the fact' and 'the fact
that they were so late was a reason for wanting to postpone the meeting'. These
are all variations of Grice's original category of 'reason why'. They offer
some support, although not inevitably necessary or sufficient justification,
for a psychological state ('thinking', 'wanting') or an action
('postponing'). Such examples are factive with respect to the reason
given, but do not guarantee the truth of the other event (the collapse of the
bridge, the postponement of the conference). Grice labels the third type
of use of 'reason' 'Justificatory-Explanatory', because of their hybrid nature;
they draw on aspects of both the preceding classes. 25 Examples include 'John's
reason for thinking Samantha to be a witch was that he had suddenly turned into
a frog' and 'John's reason for denouncing Samantha was to protect himself
against recurrent metamorphosis'. These reasons are relative to a particular
person. As the examples illustrate, they may be introduced by either 'that..!'
or 'to.... In the first case, the resulting sentence is doubly factive unless
'X thought that' is inserted before the reason. In the second case, the
sentence is only singly factive. In each case, if therelevant individual
believes that the reason gives sufficient justification for the attitude
('thinking') or action ('denouncing') then the reason can be seen as an
explanation for that attitude or action. Grice in fact suggests that this type
of reason is a special case of explanatory reason; 'they explain, but
what they explain are actions and certain psychological attitudes' .26
Having spent considerable time and gone into some complexity in distinguishing
these classes of 'reason', both in the published lectures and in his
preparatory notes, Grice appears to drop them rather abruptly. He turns to a
consideration of practical and non-practical, or alethic reasons: in effect the
reasons to do and reasons to believe that had concerned him in 'Probability,
desirability and mood operators'. Grice does little to smooth the
transition between these two topics, but does mention in passing that he will
be concentrating exclusively on justificatory reasons. In seems that
concentrating on 'reasons to' would enable him to look at the bases for
intentional actions and for psychological attitudes. These two aspects of human
psychology had provided an underlying thread in his work at least since
'Meaning'. Grice refers to Kant's theory that there is one faculty of
reason, a faculty that manifests itself in a practical and a non-practical
aspect. For Grice, the nature and identity of a faculty is prohibitively
difficult to investigate in itself. The language used to describe reason,
however, is amenable to rigorous analysis. He therefore proposes to
approachKant's theory by addressing the question of whether 'reason' has the
same meaning or different meanings in 'practical reason' and 'non-practical
reason'. He notes that a variety of ordinary language expressions used in
reasoning can apparently describe both. The word 'reason' itself is one
example, but so too are 'justification', modal verbs such as 'ought' and
'should', and phrases such as 'it is to be expected'. In effect, he is seeking
to apply his Modified Occam's Razor to the vocabulary of reason by avoiding
systematic ambiguities between separate meanings for such a range of natural
language vocabulary. In doing so, he draws on his own earlier response to
Davidson's suggestion of the operators 'pr' and 'pf'. He proposes that all
reasoning statements have a common component of underlying structure, as well
as an indication of the semantic subtype to which they belong. He posits as the
common component a 'rationality' operator, which he labels 'Acc', and for which
he suggests the interpretation 'it is reasonable that'. This is then followed
by one of two mood-operators, symbolised by 'I' for alethic statements and '!'
for practical statements. These two operators precede, and have scope over, the
'radical' ('I'). So the structure for 'John shouldbe recovering his health now'
is 'Acc + t + I', while the structure for 'John should join AA' is 'Acc +! +
I'.?? Grice suggests that the mood-operators be interpreted as two different
forms of acceptance, technically labelled 'J-acceptance' and 'V-acceptance',
but informally equated with judging and willing, or with 'thinking (that p)'
and wanting (that p)'. The mood-operators place conditions on when it is
appropriate for a speaker to use a reasoning statement, in other words when
speakers feel justified in expressing acceptance of a proposition. This raises
the question of what is to count as relevant justification. Alethic statements
are clearly justified by evidence. We have reason for making a statement about
our knowledge or belief of a certain proposition just in case we have evidence
for the proposition. Ideally, we are justified in using such statements if the
proposition in question is true. But truth is not a possible means of
validating statements of obligation, command, or inten-tion. To use some
concrete examples (which Grice does not do), 'That must be the new secretary',
interpreted alethically, would be optimally legitimate in a context where its
radical', namely that is the new secretary', is true. The legitimacy of 'You
must not kill', interpreted practically, however, cannot be assessed in terms
of the truth of 'you don't kill'. There must be some other grounds on which
such statements can be judged. Grice's suggests that, in reasoning
generally, we are interested in deriving statements we perceive as having some
sort of 'value'. Truth, cer-tainly, is one type of value, and alethic reasoning
is aimed at deriving true statements. But in practical reasoning we are
concerned with another type of value, which might be described as
'goodness'. Grice's own summary of this difference, in which he implicitly
links the two types of reasoning to his two broad psychological categories of
mood operator, runs as follows: We have judicative sentences
('t'-sentences) which are assigned truth (or falsity) just in case their radicals
qualify for radical truth (or radical falsity); and we have volitive sentences
('!'-sentences) which are assigned practical value (or disvalue) just in case
their radicals qualify for radical goodness (or badness). Since the sentential
forms will indicate which kind of value is involved, we can use the generic
term 'satisfactory' 28 In his discussion of practical value, Grice is
drawing on themes he presumably expects to be familiar to his audience from
Aristotle's Nico-machean Ethics, although he does not make any explicit
reference. Grice himself was well versed in this work, which was a particular
focus for his old tutor W. F. R. Hardie, and on which he himself worked
collaboratively with Austin. Aristotle identifies rationality as a defining characteristic
of human beings, distinguishing them from all other life forms. The rational
nature of human beings ensures that all their actions are aimed at some
particular end or set of ends. Although these ends differ depending on the
specific field of activity, 'if there is any one thing that is the end of all
actions, this will be the practical good'. Similarly, Grice considers practical
value (he says very little more about 'goodness' here) as an end for which
people strive in what they wish to happen, and therefore in what they choose to
do. Here, again, he returns to the type of rationality he discussed in the
William James lectures. Rational beings have an expectation that actions will
have certain consequences, and are therefore prepared to pursue a line of
present behaviour in the expectation of certain future outcomes. They are
prepared to conform to regularities of communicative behaviour in the
expectation of being able to give and receive information. This, however, is
just one type of a much more general pattern of human behaviour. All actions
are ultimately geared towards particular ends. The extra lecture Grice
added to the series at Oxford is 'Some reflections about ends and happiness',
originally delivered as a paper at the Chapel Hill colloquium in 1976. Here too
he draws on Aristotle's Nico-machean Ethics, this time more explicitly.
Aristotle suggested that the philosopher contemplating the range of different
ends for different actions is confronted with the question of the nature of the
ultimate end, or the 'supreme good' to which all actions aim. The answer is not
hard to find, but the significance of that answer is more complex. ' "It
is happiness", say both ordinary and cultured people; and they identify
happiness with living well or doing well.3 For ordinary people, however, living
well involves something obvious such as wealth, health or pleasure. For the
philosopher the nature of happiness is much more complex, and is linked to the
proper function of a man. Individual men have different specific functions, and
are judged according to those specific functions; a good flautist is one who
plays the flute well and a good artist one who paints well. More generally, a
good man is to be defined as one who performs the proper functions of a man
well. Because rationality is the distinguishing feature of mankind, the
function of a man is to live the rational life, and a good man is one who lives
the rational life well. Therefore the good for man, or that which results in
happi-ness, is 'an activity of soul in accordance with virtue, or if there are
morekinds of virtue than one, in accordance with the best and more perfect
kind. 31 For Grice, happiness is a complex end; that is, it is
constituted by the set of ends conducive to happiness. The precise set of ends
in question may vary from individual to individual, but they can be seen a
conducive to happiness if they offer a relatively stable system for the
guidance of life. Grice finishes on a leading but inconclusive note. It seems
intuitively plausible that it should be possible to distinguish between
different sets of ends in respect of some external notion. Otherwise it would,
uncomfortably, be impossible to choose between the routes to happiness selected
'by a hermit, by a monomaniacal stamp-collector, by an unwavering egotist, and
by a well-balanced, kindly country gentle-man' 32 Grice's cautious proposal of
the basis for a notion of 'happiness-in-general', abstracted from individuals'
idiosyncrasies, draws on the essential characteristics of a rational being. He
concludes his lecture series with the following, highly suggestive
outline: The ends involved in the idea of happiness-in-general would,
perhaps, be the realization in abundance, in various forms specific to
individual men, of those capacities with which a creature-constructor would
have to endow creatures in order to make them maximally viable in human living
conditions, that is, in the widest manageable range of different
environments. As Richard Warner indicates in a footnote, the original Chapel
Hill lecture ends with the further comment: 'But I have now almost exactly
reached the beginning of the paper which, till recently, you thought I was
going to read to you tonight, on the derivability of ethical princi-ples. It is
a pity that I have used up my time.' The rather enigmatic reference to a
'creature-constructor', and the link to ethics with which Grice tantalised his
Chapel Hill audience, draw on ideas developed over a number of years but not
discussed in these lec-tures. Grice was working on the notion of a
'creature-constructor' back in the mid-1960s. He in fact originally planned to
include discussion of this topic in the William James lectures. Papers from
Oxford from 1966 include a jotted note entitled 'Provisional Grand Plan for James
Lectures and Seminars'. There are two bullet points: 1. Use 'God' as
expository device. Imagine creature, to behaviour of which 'think', 'know',
'goal', 'want', 'purpose' can be applied. But nocommunication. Goals
continuation of self (or of species). Imagine God wishing to improve on such
creatures, by enabling them to enlarge their individual worlds and power over
them, by equipping them for transmission of beliefs and wants (why such
change 'advance'; because of decreased vulnerability to vicissitudes of
nature). 2. Mechanisms for such development. Elements in behaviour must
in some way 'represent' beliefs and wants (or their objects) or rather states
of the world which are specially associated with them.33 Grice's private
note in fact contains the germs of most of his complex
'creature-constructor' programme, and of the topics to which he
attempted to link it throughout the rest of his life. It also explains his
interest in zoology. He was studying life in terms of the structures into which
it has been classified. His idea was that it might, theoretically at least, be
possible to devise a ladder or hierarchy of creatures, such that each rung on
the ladder represents a creature incorporating the capacities of the creature
on the lower rung, and adding some extra capacity. As a presentational
convenience, Grice proposes an imaginary agent or designer of this process, the
expository device 'God' of his early notes. In later notes, and certainly
in all published work, he prefers 'creature-constructor' or 'Genitor'. The
Genitor's task is to decide what faculties to bestow on each successive
creature so as better to equip it to fulfil its ends. The chief end of all life
forms is to ensure their own continued survival, or the survival of the species
to which they belong. Grice's hierarchy could be seen as an extension of
Aristotle's division of living creatures in the Nicomachean Ethics into those
that experience nutrition and growth (including plants), those that are
sentient (including horses and cattle) and those that sustain 'practical life
of the rational part' (only human beings).34 Grice does not mention this, or
indeed Locke's discussion of personal identity, familiar to him from his work
on the topic more than 30 years earlier. Locke posited a hierarchy of living
beings, with the identity of beings at each stage depending on the fulfilment
of functions necessary to the continued existence of that being. Grice would
presumably have assumed that the philosophical pedigree of his ideas would be
transparent to his audience. He goes much further than Locke by employing the
hierarchy of beings in a mental exercise to assess the status and function of
human rationality. In order to describe, or to represent, the place of
human beings on the ladder of existence, Grice recycles the 'pirots' that had
appeared in the 'Lectures on language and reality'. There, pirots had branched
outfrom carulising elatically in order to model the psychological processes of
communication. Now, they stand in for human beings in the Genitor's
deliberations. They appeared in this guise as early as 1973 when Grice was
teaching a course at Berkeley called 'Problems in philosophical psychology'.
One of his students took the following notes in an early seminar in this
series: 'one of the goals of the pirot programme is to discover what parallels,
if any, emerge between the laws governing pirots and human psychology' 35 Grice
was returning to his earlier interest in psychological states. He had addressed
these back in the early 1950s when he had considered the best way of describing
intentions. In 'Dispositions and intentions' he had criticised
dispositional accounts that described intentions in terms of dispositions to
act. In particular he saw Ryle's version of this as coming dangerously near to
behav-iourism and the denial of any privileged access to our own mental
states. His attitude seems to have softened somewhat in the intervening
twenty years. The student's notes describe the pirot programme as an 'offspring
of dispositional analyses of metal states from Ryle C of M. But behav-iourists
unable to provide conditions for someone being in particular mental state
purely in terms of extensionally described behaviour.' The pirot programme was
designed to offer the bridge behaviourism could not provide, by describing
underlying mental states derived from, but ontologically distinct from,
observable behaviour. It was a functional account, in that each posited mental
state was related to a specific function it played in the creature's observable
behaviour; 'in functional account, functional states specified in terms of
their relation to inner states as well as to behaviour'. Further, the student
noted, 'a functional theory is concerned not only with behavioral output and
input of a system, but of [sic] the functional organization of inner states
which result in such outputs!' 'Philosophical psychology', then, was
Grice's label for the metaphysical enquiry into the mental properties and
structures underlying observable human behaviour. In contrast to a purely
materialist position such as that of behaviourism, Grice was arguing in favour
of positing mental states in so far as they seemed essential to explaining
observable behaviour. Such explanatory power was sufficient to earn a posited
mental property a place in a philosophical psychology. This openness to the
inclusion of mental phenomena in philosophical theories was apparent in his
earlier work on intentions, and also in the William James lectures. He was
later to describe such an approach as 'constructivist'. The philosopher
constructs the framework of mental structure, as dictated by the behaviour in
need of explanation. Thephilosopher is able to remain ambivalent as to the
reality or otherwise of the posited mental state, so long as they are
explanatorily successful. In fact, the ability to play an active role in
explaining behaviour is the only available measure of reality for mental
states. In the pirot pro-gramme, the fiction of the Genitor provided a
dramatised account of this process, with decisions about what mental faculties
would promote beneficial behaviours playing directly into the endowment of
those faculties. Grice had presented some of his developing ideas along
these lines in a lecture delivered and published before the John Locke
lectures, but in which the place of rationality in 'creature-construction' is
more fully developed. 'Method in philosophical psychology' was Grice's
presidential address to the Pacific division of the American Philosophical
Association in March 1975. In general, the lecture is concerned with
establishing a sound philosophical basis for analysing psychological states and
processes. He sums up his attitude to the use of mental states in a metaphor:
'My taste is for keeping open house to all sorts of conditions and entities,
just so long as when they come in they help with the housework' 3 In keeping
with this policy of tolerance towards useful metaphysical entities, Grice
proposes two psychological primitives, chosen for their potential explanatory value.
These are the predicate-constants J and V which, as he was to do in the John
Locke lectures, he relates loosely to the familiar notions of judging, or
believing, and willing, or wanting. Concentrating on V, we can see ways in
which positing such a mental state can help explain simple behaviour in a
living creature. An individual may be said to belong to class T of creatures if
that individual possesses certain capacities which are constitutive of
membership in T, as well perhaps as other, incidental capacities. These
constitutive capacities are such that they require the supply of certain
necessities N. Indeed the need for N in part defines the relevant capacity.
Prolonged absence of some N will render the creature unable to fulfil some
necessary capacity, and will ultimately threaten its ability to fulfil all its
other necessary conditions. Such an absence will therefore threaten the
creature's continued membership of T. In these cir-cumstances, we can say that
the creature develops a mental attitude of V with respect to N. This mental
attitude is directed at the fulfilment of a necessary capacity; its ultimate
end is therefore the continued survival of the creature. A concrete
example of this process, a simplified version of the one offered by Grice, is
to think of T as representing the class 'squirrel' and N as representing
'nuts'. One necessary condition for a creature to be asquirrel is, let us say,
its capacity to eat nuts. This capacity is focused around its own fulfilment;
it is manifested in the eating of nuts. If the creature experiences prolonged
deprivation of nuts, its ability to fulfil this capacity, and indeed all other
squirrel-capacities, will be threatened (it will be in danger of death by
starvation). In such a situation, it is legitimate to say that the squirrel
wants nuts. This posited mental state explains the squirrel's behaviour (it
will eat nuts if it can find them) in relation to a certain end
(survival).37 A metaphysical theory that offers a model of why a squirrel
eats nuts may not seem particularly impressive, but it is a necessary first
step in modelling behaviour in much more complex creatures: ultimately, in
describing human psychology. In making this transition Grice draws on the
notion of 'creature-construction'. The genitor is bound by one rule; every
capacity, just like the squirrel's capacity to eat nuts, must be useful or
beneficial to the creature, at least in terms of survival. This rule is
sufficient to ensure that any mental properties introduced into the system are
there for a reason, fulfilling Grice's criterion of the usefulness of
metaphysical entities. It also, perhaps, allows Grice to imply that such mental
capacities might be evolutionarily derived, without having to commit to this or
any other biological theory. The final stage in the mental exercise is to
consider what further, incidental features may arise as side-effects of these
capacities for survival. Grice argues that it is not unreasonable to
suggest that, in designing some of the more complex creations, the genitor
might decide to endow creatures with rationality. This capacity would qualify
as having survival benefits. For creatures living in complex, changing
environments, it is more beneficial to have the capacity to reason about their
environment and choose a strategy for survival, than to be endowed with a
series of separate, and necessarily finite, reflex responses. Just as with the
more primitive capacity of eating, it is necessary for the complex creature to
utilise the capacity of reason in order to retain continued use of it, and
indeed of the set of all its capacities. But once the creature is reasoning,
the subjects to which it applies this capacity will not be limited to basic
survival. A creature with the capacity to hypothesise about the relationship
between means and end will not stop at deciding whether to hide under or climb
into a tree, for instance. A creature from the top of the scale of complexity
will be able to consider the hypothetical processes of its own construction.
That creature will assess how each capacity might be in place simply to promote
survival, and might confront a bleak but inevitable question: what is the point
of its own continued survival?The creature's capacity for reason is exactly the
property to help it survive this question. Rather than persuading the creature
to give up the struggle for survival, the capacity is utilised to produce a set
of criteria for evaluating ends. These criteria will be used to attribute value
to existing ends, which promote survival, and to further ends that the creature
will establish. The creature will use the criteria to evaluate its own actions
and, by extension, the actions of other rational creatures The justification
the creature constructs for the pursuit of certain ends, dependent on the set
of criteria, will provide it with justification for its continued existence.
Thus the capacity of rationality both raises and answers the question 'Why go
on surviving?'38 Grice hints at the possible beginnings, and status, of ethics,
when he suggests that the pursuit of these ends might be prized by the
collective rational creatures to such an extent that they are compiled into a
'manual' for living. The creatures' purposes in existing are no longer just
survival, but following certain prescribed lines of conduct. Grice
tantalisingly ends the section of his lecture on 'creature construction' with a
nod at some possible further implications of this idea. Such a manual
might, perhaps, without ineptitude be called an IMMANUEL; and the very
intelligent rational pirots, each of whom both composes it and from time to
time heeds it, might indeed be ourselves (in our better moments, of
course).39 Somewhat at odds with his more specific usage elsewhere, Grice
has here been using the term 'pirot' to refer to any creature on the
scale. The 'very intelligent rational pirots' are the psychologically
most complex of such creatures. In adopting this term, which is added in the
margin of his preparatory notes, Grice would appear to be making a pun on
Locke's 'very intelligent rational parrot', the imaginary case used to argue
that bodily form must have some bearing on personal identity.40 Other than this
knowing reference, Grice does not make any attempt to link his work on creature
construction to Locke, or to his own earlier interest in personal identity.
Richard Warner has criticised Grice for ignoring the connections between
rationality, happiness and personal identity, arguing that a notion of self
will determine what counts as an essential end for an individual. If, he
suggests, we are to pursue Grice's strategy - and it is a promising one -
of replacing Aristotle's 'activity in conformity with virtue' with
'suit-ability for the direction of life', I would suggests that an appeal tothe
notion of personal identity should play a role in the explication of
suitability. 41 As Grice's reference to a list of 'rules for living'
suggests, the next direction in which he explored these ideas was in the area
of philosophical ethics. He did not, however, return to the implications of his
pun on 'manual' and 'Immanuel'. It is possible that he was referring to
Immanuel Kant, whose work on reason was central to his own thinking on this
subject. But the pun may also contain a hint towards an explanation of
religious morality, and perhaps even religious belief, as facts of human
existence, necessary consequences of human nature. In his own notes on the
subject this aspect of the 'Immanuel' figures more prominently. In general, the
plausibility of explaining religion within philosophical psychology seems to
loom larger in Grice's thinking than his published work of the time would
suggest. For instance, on the back of an envelope from the bank, in faint,
almost illegible hand he wonders: 'perhaps Moses brought other "objectives"
from Sinai, besides 10 comms'. Here he may be thinking about other systems for
living, suggesting that 'perhaps we might... "retune" them'. In the
same notes he seems to be pondering the differences between 'God' and
'good', between 'conception' and 'reality'. Perhaps, he speculates, the
analytic/synthetic distinction can be treated along these lines; 'real or
pretend doesn't matter provided... does explanatory job'.42 Grice seems
here to be experimenting with the idea of 'construc-tivism' as a general
philosophical method, not just as an approach to philosophical psychology. An
entity, state or principle is to be welcomed if it introduces an increase in
explanatory power. Beyond that it is not suitable, and indeed not possible, to
enquire into its 'reality'. A system of explanations is successful entirely to
the extent that it is coherent, relatively simple, and explains the facts. It
is not hard to discern the influence of Kant in this epistemology, and his
notion that 'things in themselves' are inevitably unreachable, but that our
systems of human knowledge can nevertheless seek to model reality. In his
final decade, Grice turned such a philosophical approach in the direction of
his interest in metaphysics, in philosophical psychology and, derived from
this, in ethics. Anthony Kenny suggests that since the Renaissance the main
interest from philosophers in human conduct has been epistemological:
Moral philosophy has indeed been written in abundance: but it has not, for the
most part, been based on any systematic examination ofthe concepts involved in
the description and explanation of those human actions which it is the function
of morals to enjoin or forbic o criticise and to praise.43 Grice was
perhaps unusual in approaching his work on ethics from th basis of many years'
work on precisely those concepts. the concepts involved in the description and
explanation of those human actions which it is the function of morals to enjoin
or forbic o criticise and to praise.43 Grice was perhaps unusual in approaching
his work on ethics from th basis of many years' work on precisely those
concepts. Grice retired from his post at Berkeley in 1980, at the age of 67.
There was no question, however, that he would cease full-time philosophical
activity. He continued to teach, both part-time at Berkeley and, for a few
years in the early 1980s, as a visiting professor at the University of
Washington in Seattle. He also continued to work on new ideas, to write and,
increasingly, to publish. His reluctance ever to consider a piece of work
finished or ready for scrutiny had meant that only 12 articles had been
published during a career of over 40 years. And in almost all cases he had been
either effectively obliged to include a paper in the volume of proceedings to
which it belonged, or otherwise cajoled into publish-ing. It had, however, long
been agreed that the William James lectures would be published in full by
Harvard University Press and now finally Grice began to take an active interest
in this process. He perhaps realised that it was not feasible to continue
delaying the revisions and reformulations that he considered necessary.
Perhaps, also, the enthusiasm with which his ideas were received in Berkeley,
and the frank admiration of students and colleagues, had slowly worn away at
his formidable self-doubt. Writing in Oxford, Strawson has suggested that
Grice's inhibiting perfectionism was 'finally swept away by a warm tide of
approbation such as is rarely experienced on these colder shores'.! Cer-tainly,
he began to draw up numerous lists of papers on related themes that he would
like to see published with the lectures. These included previously published
articles such as 'The causal theory of perception', but also a number that
still remained in manuscript form, such as 'Common sense and scepticism',
and 'Postwar Oxford philosophy'. This planned volume was focused on his
philosophy of language, but Grice was also turning his attention to publishing
in other areas. After a visit to Oxford in 1980, the year in which he was made
an HonoraryFellow of St John's College, he received a letter from a
representative of Oxford University Press. This followed up a meeting at which
Grice had clearly been eager to discuss a number of different book projects.
The letter refers to 'the commentary on Kant's Ethics which you have been
working on with Professor Judy Baker', and suggests that this might be the
project closest to being in publishable form. However, the publisher expresses
the hope that work on this 'will not deflect you from also completing your John
Locke lectures on Reason', and a further work on Ethics.? Grice's desire to see
some of his major projects through publication coincided with his retirement,
and so could not have been driven by the demands of his post. Rather, it
reflected a wish for some of the strands of his life's work to reach a wider
audience than the select number of students and colleagues who had attended his
classes and heard his lectures. Grice's interests in reason and in ethics
increasingly absorbed him during the 1980s. They were prominent in his teaching
at Seattle and at Berkeley. He himself summarised this change of emphasis as a
move away from the formalism that had dominated his work for a decade or more.
The main source of the retreat for formalism lay, he suggested, 'in the
fact that I began to devote the bulk of my attention to areas of philosophy
other than philosophy of language'? Certainly, the discussion of reason and,
particularly, of ethics in Grice's later work takes a more metaphysical and
discursive tone than that of some of the linguistic work from his early years
in America. However, the break with the philosophy of language was not
absolute; both new topics draw on questions about the correct analysis of
various sentence types. In Grice's treatment of reason, close attention to the
use of certain key terms led him to posit a single faculty of rationality,
yielding both practical and non-practical attitudes. From there, his discussion
of expressions of practical reasoning led to the question of the appropriate
type of value to serve as the end point of such reasoning, analogous to alethic
value in non-practical reasoning. A simplistically defined notion of a system
for the direction of life raised the awkward suggestion that it might be
impossible to discriminate between a wide variety of modes of living.
People are generally in agreement that the actions of Grice's 'well-balanced,
kindly country gentleman', for instance, are to be afforded greater value than
those of his 'unwavering egotist', but an account of value based simply on
reasoning from means to ends seems unable to account for this. The study
of ethics has long included analysis of statements of value. Sentences
such as 'stealing is wrong' appear to draw on moral concepts;it can therefore
be argued that an accurate understanding of the meaning of such sentences is
fundamental to any explanation of those moral concepts. Very broadly, there are
two positions on this question: the objectivist and the subjectivist. One
objectivist approach to ethics argues that moral values exist as ontologically
distinct entities, external to any individual consciousness or opinion. Human
beings by nature have access to these values, although perceptions of them may
be more or less acute, observance of them more or less rigorous, and
understanding of their implications more or less perceptive. Perhaps the most
influential advocate of this moral objectivism was Kant, who described ethical
statements as categorical imperatives; they are to be observed regardless of
personal preference or individual circumstance. These he distinguishes from
hypothetical imperatives, also often expressed in terms of what one 'should'
do, but dependent on some desired goal or end. A canonical subjectivist
position is that there are no moral absolutes; expressions of value judgements
are always particular to subject and to context. Perhaps the most extreme
version of this position was that put forward by A. J. Ayer, who followed his
verificationist programme through to its logical conclusion by arguing in
Language, Truth and Logic that sentences such as 'stealing money is wrong' have
no factual meaning. Although apparently of subject/predicate form, they do not
express a proposition at all. They merely indicate a personal, emotional
response on the part of the speaker, much the same as writing 'stealing
money!!', where 'the shape and thickness of the exclamation marks show, by a
suitable convention, that a special sort of moral disapproval is the feeling
which is being expressed'. A less reductionist, but equally subjectivist
position, is to analyse such statements as in fact having the form of
'hypothetical imperatives' '. That is, moral statements attempt to
impose restrictions on behaviour, but do so in relation to certain actual or
potential outcomes. They stipulate means to reach certain ends. These
ends may be made explicit, as in sentences such as 'if you want to be
universally popular, you should be nice to people'. Often, however, they are
suppressed, but can be understood as stipulating a general condition of success
or advancement. So 'stealing is wrong' is hypothetical in nature, but this is
hidden by its surface form. It can be interpreted as something such as 'if you
want to get on in life, you should not steal'. In his work on this
subject, Grice draws particularly on two subjectivist analyses of statements of
value as hypothetical imperatives: Philippa Foot's 1972 essay 'Morality
as a system of hypothetical imperatives' and J. L. Mackie's 1977 book Ethics:
Inventing Right and Wrong.These choices are not surprising; Grice knew both
Foot and Mackie personally from Oxford. In discussing the view that morality
consists of a system of hypothetical imperatives, not of absolute values, Foot
considers its implications for freedom and responsibility. Dispensing with
absolute value raises the fear that people might some day choose to abandon
accepted codes of morality. Perhaps this fear would be less, she suggests, 'if
people thought of themselves as volunteers banded together to fight for liberty
and justice and against inhumanity and oppression' rather than as being bound
to conform to pre-existing moral imperatives." Mackie concedes that
objectivism seems to be reflected in ordinary language. When people use
statements of moral judgements, they do so with a sense that they are referring
to objective moral values. More-over, 'I do not think that it is going too far
to say that this assumption has been incorporated in the basic, conventional meanings
of moral terms.' However, he argues that this in itself is not sufficient to
establish the existence of objective value. The question is not linguistic but
ontological. Mackie rehearses two fairly standard arguments to support the
break with common sense he is proposing: the argument from relativity and the
argument from queerness. The argument from relativity draws attention to the
variety of moral codes and agreed values that have existed at different times
in human history, and exist now in different cultures. This diversity, Mackie
suggests, argues that moral values reflect ways of life within particular
societies, rather than drawing on perceptions of moral absolutes external to
those societies. However, he sees the argument from queerness as far more damaging
to the notion of absolute value. It draws attention to both the type of entity,
and the type of knowledge, this notion seems to demand. Objective values would
be 'entities or qualities or relations of a very strange sort, utterly
different from anything else in the universe', while knowledge of them 'would
have to be by some special faculty of moral perception or intuition, utterly
different from our ordinary ways of knowing everything else'? The supporter of
objective value is forced to advocate types of entity and types of knowledge of
a 'queer' and highly specific kind. Despite Mackie's concession that a
commitment to objective value is apparent in ordinary language, it was far from
necessary that a philosopher of ordinary language would take an objectivist
stance on ethics. Indeed, at least one of Grice's Oxford contemporaries
who published on the topic presented a subjectivist argument. In 1954 P. H.
Nowell-Smith published Ethics, the book in which he advanced rules of
'contextualimplication' that foreshadowed some of Grice's maxims. Grice does
not refer to this book in his own writings either on conversation or on
value. Nowell-Smith defends a subjectivist account of moral value,
enlisting the argument described by Mackie as 'the argument from queerness'. In
the tradition of post-war Oxford philosophy, Nowell-Smith employs different
uses of words, and even fragmentary conversational 'scripts' to support his
arguments. The meanings of individual words, he argues, often depend on the
context in which they occur. For Nowell-Smith, this observation strengthens his
subjectivist position. Since words do not remain constant, but are always
changing their meanings, there can be no sentences that are true simply because
of the meanings of the words they contain; in effect there can be no analytic
sentences. Hence statements of moral value cannot be necessarily, but only
contingently In 1983, Grice was working on another major lecture series,
which he entitled 'The conception of value'. He notes in the introductory
lecture that the title is ambiguous, and deliberately so. The lectures are
concerned both with 'the item, whatever it may be, which one conceives, or
conceives of, when one entertains the notion of value', and with 'the
act, operation, or undertaking in which the entertainment of that notion
consists'' In effect, they address the two areas in which Mackie argues
objectivism introduces 'queerness'. Grice suggests that the nature and status
of value are of fundamental philosophical importance, while the way in which
people think about value, their mental relationship to it, is deeply and
intrinsically linked to the very nature of personhood. Value, as
suggested in the John Locke lectures, is the ultimate end point and the measure
of rationality. The value of any piece of alethic reasoning is dependent on the
facts of the matter. The value of practical reasoning, however, is dependent on
a notion of goodness. Grice does not state his plan for addressing this issue,
or for linking it to an account of ethics. However, as the lectures progress it
becomes clear that he is supporting a means-end account of practical reasons,
and of assigning some motives and systems for living higher value than others.
This, indeed, seems a necessary corollary of his account of reasoning in terms
of goals, and of the theory of the derivability of ethical principles hinted at
in the closing remark of 'Some reflections on ends and happiness'.
However, in one of his more flamboyant heresies, Grice proposes to retain the
notion of absolute value. This notion, generally associated with Kant's idea
that moral imperatives are categorical, is canonically seen as being in direct
conflict with an account of value concerned with goals, or with reasoning from
means to ends.'The conception of value' was written for the American
Philosophical Association's Carus lecture series, which Grice was to deliver in
the same year. Progress was slow, particularly on the third and final lecture,
in which his account of objective value was to be presented and defended. Grice
had always preferred interaction to solitary writing, and as he got older he
relied increasingly on constructive discussion and even on dictation. Unlike in
earlier years, he produced very few draft versions of his writings during the 1980s;
the papers that survive from this period consist only of very rough notes and
completed manuscripts. Now, finding composition even more laborious than
usual, Grice enlisted the help of Richard Warner. Warner, who was then working
at the University of California, Los Angeles, offers a vivid account of the
process: To work on the Carus lecture, I drove up from LA on Friday
arriving at noon. We began work, drinking inexpensive white wine as the
afternoon wore on; switched to sherry as we broke off to play chess before
dinner; had a decent wine from Paul's wine cellar with dinner and went back to
work after eating. We worked all day Saturday with copious coffee in the
morning (bread fried in bacon grease for break-fast) and kept the same
afternoon and evening regime as the previous day. Paul did not sleep at all on
Saturday night while he kept turning the problems over in his head. After
breakfast on Sunday, he dictated, without notes, an almost final draft of the
entire lecture. 1º The result of this process was the third Carus
lecture, 'Metaphysics and value'. Grice addresses the properties common to the
two types of value by which alethic and practical arguments are assessed, and
the centrality of both types to the definition of a rational creature. In this
extremely complex but also characteristically speculative discussion, he
returns to the idea that every living creature possesses a set of capaci-ties,
the fulfilment of each of which is a necessary condition for the continued
possession of that capacity, and indeed of all others. Here, the results of
Grice's interest in biology are apparent. On the plane on the way to Oxford in
1979 he had been reading books on this topic. In 1981 he made a note to himself
to 'Read "Selfish Gene", "chimp" lit'."1 In other
notes from this period he lists 'mandatory functions', including 'Reproduction,
Ingestion, Digestion, Excretion, Repair, Breath (why?), Cognition'.12 In
'Metaphysics and value', these thoughts are given a more formal shape as Grice
considers again the distinction between essential and accidental properties of
creatures. Essential prop-erties establish membership of a certain class of
creature: 'the essential properties of a thing are properties which that thing
cannot lose without ceasing to exist (if you like, ceasing to be identical with
itself).13 He speculates that rationality is in fact an accidental, rather than
an essential property for the class of human being. However, as he argued
in 'Method in philosophical psychology', once endowed with rationality,
the creature will use the capacity to consider questions not just about how
ends are to be achieved, but about the desirability of those ends The creature
in possession of rationality, the human being, is endowed with a concern that
its attitudes and beliefs are well grounded, or validated. Grice speculates
that, as a result of the possession of this property, the human being performs
a process of 'Metaphysical Tran-substantiation' on itself. It endorses this
concern for validation with the status of an end in itself, and it transforms
itself into a creature for whom this is the purpose: into a person. The
properties of the human being and the person are the same, but they are
differently distributed. Crucially, for this metaphysically constructed
entity 'person', but not for the human being, rationality is an essential
property. There is an unacknowledged link back to the work of John Locke
in this suggestion, particularly to the work Grice drew on in his early
article 'Personal identity'. Locke proposed a distinction between 'man'
and 'person' to take account of the fact that people, as essentially
rational beings, are uniquely distinguished from other life forms by something
like self-awareness or consciousness. For Locke, the identity of a person
depends on the continuation of a single consciousness, while the identity of a
man, like that of any living creature, depends on unity of function. Grice's
suggestion is similar to Locke's in its metaphysical distinction between 'man'
or 'human being' and 'person'. However, he goes beyond Locke in attributing the
distinction to the operation of rational creatures themselves, and in the link
he proceeds to make between the transformed creature and the nature of
value. For Grice, the rational creature is able to devise and evaluate
answers to the questions about value it is raising. This will initially take
the form of comparing different possible answers in terms of effectiveness and
coherence. By means of raising questions about the justification of ends, and
assessing possible answers to those questions, the person takes on the function
of attributing value. A rational creature becomes a creature that, by
metaphysical definition, has the capacity to attribute value. Value, even
the type of value known as 'goodness', can be discussed objectively, because a
creature uniquely endowed with, and indeed defined by, the capacity to judge
it, exists. The creature is 'a being whoseessence (indeed whose métier) it is
to establish and to apply forms of absolute value. 1 Values exist because
valuers exist. By means of this status afforded to the nature of personhood, it
is perhaps possible to reassess Grice's sketchy reference in 'Aspects of
reason' to the devising of systems for living. People devise systems for living
from the applica-tion of the capacity of reason and the resultant ability to
ascribe value to certain courses of action and withhold it from others. The
develop-ment and maintenance of basic moral principles can therefore be seen as
a necessary product of rational human nature. In this way, Grice
constructs his account of value as being dependent on analyses from means to
ends, yet at the same time having objective existence. The process of
Metaphysical Transubstantiation operates pri-marily to turn human beings into
people and therefore valuers, but it thereby makes value viable. The process,
and therefore the existence of valuers and value, derives from the capacity,
incidentally present in human beings, for rationality. Neither value itself nor
the process of valuing depend on any novel or 'queer' properties or processes.
The nature of value, and the apprehension of value, can both be explained in
terms of rationality, a phenomenon with an acceptable philosophi-cal pedigree
of its own, and one used in other areas of explanation. In Grice's terms, value
is embedded in the concept of people as rational creatures; 'value does not
somehow or another get in, it is there from the start'. 15 In the
years following the delivery of the Carus lectures, Grice began to justify his
claim that the study of value could have illuminating and far-reaching
consequences in different areas of philosophical investiga-tion. He had already
considered the implications of value for his own account of meaning in the paper
'Meaning revisited'. As so often with Grice's work, the date of publication is
misleading. It was published in 1982 in the proceedings of a colloquium on
mutual knowledge held in England, but an earlier version of part of the paper
had been delivered at a colloquium in Toronto in March 1976. Grice offers a
tantalisingly brief suggestion of what might happen if the very intelligent
rational creature began to speak: an outline of an account of meaning within
the framework of creature-construction to which, it seems, he did not return.
If the creature could talk it would be desirable, and judged so by the
creature, that its utterances would correspond with its psychologi-cal states.
This would enable such beneficial occurrences as being able to exchange information
about the environment with other creatures; it would be possible to
transmit psychological states from one creatureto the next. Further, the
creature will judge this a desirable property of the utterances of other
creatures; it will assume, if possible, that the utterances of others
correspond with their psychological states. In a sentence that is at once
complex, hedged and vague, Grice pro-poses to retain some version of an
intentional account of meaning: It seems to me that with regard to the
possibility of using the notion of intention in a nested kind of way to
explicate the notion of meaning, there are quite a variety of plausible, or at
least not too implausible, analyses, which differ to a greater or lesser extent
in detail, and at the moment I am not really concerned with trying to
adjudicate between the various versions.16 In an addition to the 1976
paper for the later colloquium he suggests that intentional accounts of
meaning, including his own, have left out an important concept. This is
heralded at the start of the article as 'The Mystery Package', and later
revealed to be the concept of value. Grice hints that he has firm theoretical
reasons for wanting to introduce value as a philosophical concept. Many
philosophers regard value with horror, yet it can answer some important
philosophical problems. It makes possible a range of different expressions of
value in different cases. Grice suggests the word 'optimal' as a
generalisation over these differ-ent usages. This offers solutions to some
problem areas in the inten-tional account of meaning, most significantly to the
supposed 'infinite regress' identified by critics such as Schiffer. Grice
expresses some scep-ticism over whether any such problem can in fact be found,
but allows that it could at least be argued that his account entailed that 'S
want A to think "p, because S want A to think 'p, because S
wants...!"'. In effect, this demands a mental state of S that is both
logically impossi-ble, because it is infinite, and yet highly desirable. Grice
argues that just because it cannot in practice be attained, this mental state
need not be ruled out from philosophical explanation. Indeed, 'The whole idea
of using expressions which are explained in terms of ideal limits would seem to
me to operate in this way', a procedure Grice links to Plato's notion of
universal Ideals and actual likenesses."7 The state in which a
speaker has an infinite set of intentions is optimal in the case of meaning.
This optimal state is unattainable; strictly speak-ing S can never in fact mean
p. Nevertheless, actual mental states can approximate to it. Indeed, for
communication to proceed successfully other people can and perhaps must deem
the imperfect actual mentalstate to be the optimal state required for meaning.
Grice uses the story of the provost's dog to illustrate the notion of
'deeming'. It is a story of which he was apparently fond; he used it again in
his later paper 'Actions and events'. The incoming provost of an Oxford
college owned a dog, yet college rules did not allow dogs in college. In
response, the governing body of the college passed a resolution that deemed the
provost's dog to be a cat. I suspect', suggests Grice, that crucially we do a
lot of deeming, though perhaps not always in such an entertaining
fashion.'18 In the second version of the paper the 'mystery package'
seems to be the focus of Grice's interest, but commentators at the colloquium
on mutual knowledge were more interested in the possible 'evolutionary'
implications of his ideas: the suggestion that non-natural meaning might be a
descendant of natural meaning. This is not an idea that Grice seems to have
pursued further. However, Jonathan Bennett had already postulated a possible
Gricean origin for language, although carefully not committing himself to
it.2° Grice revisited 'Meaning', but not 'Logic and conversation'.
Others, however, have drawn connections between rationality, value and
coop-eration. Judith Baker has suggested that, 'when we cooperate with other
humans on the basis of trust, our activity is intelligible only if we conceive
of ourselves and others as essentially rational. 2 Marina Sbisa has gone
further, making a more explicit link between Grice's notions of 'person'
and of 'cooperative participant' and arguing that 'we might even envisage
Metaphysical Transubstantiation as an archetypal form of ascription of
rationality on which all contingent ascriptions of coop-erativity are modelled.
22 Richard Grandy, tackling the question of why a hearer might conclude that a
speaker is being cooperative, suggests tentatively that Grice 'would have
argued that the Cooperative Principle ought to be a governing principle for
rational agents' and that such agents would follow it 'on moral, not on
practical or utilitarian grounds!23 However, writing long before the
publication of Grice's work on rationality and value, Asa Kasher suggested that
the Cooperative Principle should be replaced by a more general and basic
rationality principle. He argues that the individual maxims do not display any
clear connection with the Cooperative Principle, but that they follow from the
principle that one should choose the action that most effectively and
efficiently attains a desired end. In this way the maxims 'are based directly
on conclusions of a general rationality principle, without mediation of a
general principle of linguistic action'.2 Further, in interpreting an
utterance, a hearer assumes that the speaker is a rational agent.It might be
that the discussion of value in Grice's later work offers a new way of
interpreting the rather problematic formulation of his earlier work.
Rationality and mutual attribution of rationality may be better descriptions of
the motivation for the maxims described in the William James lecturers than is
'cooperation'. Speakers follow the rules of conversation in pursuit of
particular communicative ends. On the assumption that other speakers are also
rational creatures, the maxims also offer a good basis for interpreting their
utterances. As rational crea-tures, speakers attribute value to ends that are
consistent and coherent. An implicature may be accepted as the end point
of interpretation if it accords with the twin views that the other speaker is a
rational being, and that their utterances correspond to their psychological
states. On this view, the Cooperative Principle and maxims are not an
autonomous account of conversational behaviour precisely because they follow
from the essential nature of speakers as rational creatures. Cooperation
is, in effect, just one manifestation of the much more general cognitive
capacity of rationality. Further, introducing the notion of 'value' into the
theory of conversation offers a defence against the charge of prescriptivism.
The maxims are not motivated by a duty to adhere to some imposed external
ethical code concerned with 'helpful-ness' and 'considerateness'. Their
imperative form belies the fact that they are a freely chosen but highly
rational course of action. Like moral rules they are means towards certain
ends: ends that are attributed value by creatures uniquely endowed to do so.
Both the tendency to adhere to the maxims and the tendency to prize certain
courses of action as 'good' follow as consequences of the same essential
property of people as rational beings: the property, indeed the necessity, of
attributing value. As such, the theory of conversation can be argued to be one
component in Grice's overarching scheme: a description of what it is to be
human. The allocation of time and the completion of projects became a
pressing concern for Grice as the 1980s wore on because his health was failing.
He had been a heavy smoker throughout his adult life, and tape recordings from
the 1970s onwards demonstrate that his speech was frequently interrupted by
paroxysms of coughing. In response he gave up cigarettes suddenly and
completely in 1980. He insisted to Kathleen that his last, unfinished, packet
of one hundred Player's Navy Cut stayed in the house, but he never touched it.
This drastic action was taken, as he himself was in the habit of commenting,
too late. In December 1983 he gave a farewell lecture at the end of his time at
the University of Washington, in which he referred to 'my recent disagreement
withthe doctors'. Even before this had taken place, he explains, he had decided
to offer this talk as a thank you on his and Judith Baker's behalf, 'for
making the time spent by us here such fun'.? Whether or not the doctors in
question were insisting that Grice finish his demanding shuttle between
Berkeley and Seattle, they certainly seem to have been recommending that he
slow down. It was around this time that he was first diagnosed with emphysema,
the lung condition that was presenting him with breathing difficulties and was
to cause increasing ill health over the following years. If his doctors
were urging him to burden himself with fewer com-mitments, they did not check
his enthusiasm for work. Stephen Neale, then a graduate student at Stanford,
spent a day with Grice in Berkeley in 1984. He found that Grice 'was already
seriously weakened by illness, but he displayed that extraordinary intellectual
energy, wit, and eye for detail for which he was so well known, and I left his
house elated and exhausted' 2 Grice's response to his illness seems to have
been if anything an increased impetus towards advancing the projects then in
hand, and a renewed drive towards seeing his many unpublished works into print.
Early in 1984 he began making lists of things to do. Some of these include
private and financial business which, mixed in with academic matters, have
survived with his work papers; there was, by this time at least, no real
distinction between the personal and the philosophical. He planned to 'collect
"best copies" of unpublished works and inform "executors"
of their nature and location and of planned "editing"'?7 On the same
list appears the resolution to 'go through old letters and dispose'. In
the mid-1980s, then, Grice was looking back over the work of more than four
decades. This was prompted partly by his concern to tie up loose ends and
partly by the demands of selecting the papers to appear along with the William
James lectures in the projected book from Harvard University Press. There was
also another spur to this retrospective reflection. Richard Grandy and Richard
Warner were collecting and editing the essays eventually published as
Philosophical Grounds of Rationality. They were themselves writing an
introductory overview of Grice's work. Grice called his response to this 'Reply
to Richards', fusing, as he puts it, the editors into a multiple personality.
In this he develops some of the themes of his current work. But he begins with
a short philosophical memoir: 'Life and opinions of Paul Grice'. The paper he
offered at the end of his time in Seattle was, it seems, a preliminary sketch
for this. The original, informal title was 'Prejudices and predilec-tions.
Which becomes life and opinions'.One consequence of this enforced nostalgia was
a renewed interest in the practices of ordinary language philosophy. Grice
looked back at the influence of Austin with the amused detachment afforded by a
distance of over 20 years, or perhaps more accurately with fond memories of the
amused detachment with which he viewed Austin at the time. He was earnest,
however, in the guarded enthusiasm with which he recounted the art of
linguistic botanising'. He had never fully abandoned the practice in his own
philosophy. For instance, in his notes on psychological philosophy, he had
started making a list of 'lexical words' relevant to the topic. These included
'Nature, Life, Matter, Mind, Sort, End, Time'. Perhaps catching himself
in the act, next to this list he had posed the self-mocking question
'"Going through Dictionary"??'28 In 'Reply to Richards', he suggests
that this method has merits that might recommend it even to contemporary
philosophers: 'I continue to believe that a more or less detailed study of the
way we talk, in this or that region of discourse, is an indispensable
foundation for much of the most fundamental kind of philosophizing. This was a
theme he repeated, often rather more forcefully, in a number of other papers,
talks and informal discussions at that time. Nevertheless, Grice was well aware
of how far he had moved away from Oxford philosophy in taking on metaphysical
topics such as value. In 1978, in the introductory seminar to his course
'Metaphysics', he explained to his students that not very long before the word
itself could be used as a term of abuse. At Oxford in the 1950s, metaphysics
was viewed as 'both non-existent and disgust-ing'. Oxford philosophers, he
suggests, would have said: 'All we need is tasteful and careful botanising and
we'll have all any gentleman needs to know'. Twenty-five years later, Grice
admitted, he was convinced that a more systematic treatment of philosophy was
needed. 30 Grice's enthusiasm for the old-fashioned method of linguistic
botanis-ing was accompanied, and perhaps reinforced, by a strong dislike and
distrust of technology. This attitude applied to attempts to use technological
tools or analogies in philosophy itself, and extended into the more personal
domain. He was scathing about what he saw as attempts to 'reduce' the
understanding of human beings to the understanding of computers. He may have
had in mind recent debates about the possibility and nature of Artificial
Intelligence, although he does not refer to them explicitly. In 1985, he wrote
an overview of his earlier work on the philosophy of language, titled
'Preliminary valediction' and presumably serving as an early draft of the
retrospective that appeared in Studies in the Way of Words. In this he makes an
explicit link between his philosophical interest in ordinary language and his
dislike oftechnological explanations in philosophy. In a single sentence,
perfectly well formed, but long even for him, he tackles the need for a
carefully considered argument to justify attention to ordinary language:
Indeed it seems to me that not merely is such argument required, but it is
specially required in the current age of technology, when intuition and
ordinary forms of speech and thought are all too often forgotten or despised,
when the appearance of the vernacular serves only too often merely as a
gap-sign to be replaced as soon as possible by jargon, and when many researchers
not only believe that we are computers, but would be gravely disappointed
should it turn out that we are, after all, not computers; is not a purely
mechanical existence not only all we do have, but also all we should want to
have?31 In arguing for the centrality of consciousness, that is in
arguing against the possibility of Artificial Intelligence, Grice was again
affirming his commitment to the significance of psychological concepts to
rationality in general and to meaning in particular. The processes of the
interpretation and production of meaning are significant for a human being in
ways that are perhaps mysterious, but crucially cannot be observed in
computers. Personally, too, Grice would have nothing to do with computers. When
he retired from his full-time post at Berkeley he lost the secretarial support
he had always relied on and was forced to get a PC at home. But it was Kathleen
who learnt to use the computer and mastered word processing. Grice could never
get beyond his horror of the spell checker which, he complained, rejected
'pirot' and questioned 'sticky wicket'. Grice was not just looking
back, reflecting on the philosophy of earlier decades and planning the
publication of his manuscripts. He was also working on new projects. His
obsession with these was such that even his interest in his own health seemed
to be predicated on the desire to have time to finish them. Cancelling a
lecture he had been scheduled to give in 1986, he wrote 'my doctor has just
advised me that I am taking on too much and that unless I reduce my level of
activity I shall be jeop ardising the enterprises which it is most important to
me to complete.'32 From the notes and the work plans he was making at the time,
it seems that Grice had two main enterprises in mind: producing a finished
version of his lectures on value, and developing a project these had prompted.
This new project was characteristic of the pattern of Grice's work in two ways.
It was daringly ambitious, in that he foresaw for it a wide range of implications
and applications. But it was also not entirelynew, in that the ideas from which
it developed had long been present in his work. In effect, it was nothing less
than the foundations of a theory to encompass the whole of philosophy, with all
its apparent branches and subdivisions. Grice was working on a metaphysical
methodology to explain how the theories that make up human knowledge are
constructed. Or, in one of his own favourite phrases from this time, he was
doing 'theory-theory'. Grice had long been of the opinion that the
division of philosophy into different fields and disciplines was an artificial
and unproductive practice. This opinion was certainly reflected in the course
of his own work, in which he followed what seemed to him the natural progression
of his interests, without regard for the boundaries he was crossing between the
philosophies of mind and of language, logic, metaphysics and ethics. In 1983,
he recalled with some pride a mild rebuke he had received years earlier from
Gilbert Harman, to the effect that when it came to philosophy, 'I seemed to
want to do the whole thing myself' 33 To some extent, especially in the latter
part of his career, Grice had actually defined his own philosophical interests
in these terms. He contributed a brief self-portrait to the Berkeley Philosophy
Department booklet in 1977, in which he described himself as working recently
chiefly in the philosophy of language and logic; 'takes the view, however, that
philosophy is a unity and that no philosophical area can, in the end, be
satisfactorily treated in isolation from other philosophical areas'.34 He
comments further on this attitude in his 'Reply to Richards': When I
visit an unfamiliar university and (as occasionally happens) I am introduced to
'Mr Puddle, our man in Political Philosophy' (or in 'Nineteenth-Century
Continental Philosophy' or 'Aesthetics', as the case may be), I am immediately
confident that either Mr Puddle is being under-described and in consequence
maligned, or else Mr Puddle is not really good at his stuff. Philosophy, like
virtue, is entire. Or, one might even dare to say, there is only one
problem in phi-losophy, namely all of them.35 Grice's distrust of
subdivisions and labels extended to the classification of different schools of
thought or philosophical approaches. Labelling philosophers according to the
style of their subject and their approach to it was, he felt, unhelpful and
even stultifying. In preparatory note for 'Reply to Richards' he lists some of
the 'cons' of philosophy as being 'fads' ', 'band wagons', 'sacred
cows' (the 'pros' are simply 'fun' and 'col-laboration'). He then goes on to
produce a list of '-isms' that might bear out his objections, including
'naturalism', 'phenomenalism', 'reduc-tionism', 'empiricism' and 'scepticism'.
In a later note, he worked out a series of nicknames for the dedicated
followers of different schools of thought. 'Constructivists' were 'Egg-heads';
'Realists' were 'Fat-heads'; 'Idealists' were 'Big-heads';
'Subjectivists' were 'Hard-heads' or 'Nut-heads'; and 'Metaphysical Sceptics'
were 'No-heads', or 'Beheads' 37 It is not clear whether Grice intended these
jottings for any purpose other than his own amusement. It seems that he made
public use of only one of these labels, when speaking to the American
Philosophical Associa-tion, and drawing attention to his own belief in the
crucial connection between value and rationality: To reject or to ignore
this thesis seems to me to be to go about as far as one can go in the direction
of Intellectual Hara-Kiri; yet, I fear, it is a journey which lures
increasingly many 'hard-headed' (even perhaps bone-headed) travellers.38
In 'Reply to Richards', and elsewhere, Grice is characteristically cagey about
the exact consequences of his views on the entirety of philoso-phy. He is
certain, however, that progress is to be made through his view of metaphysics
as essentially a constructivist enterprise, in which categories and entities
are added if they are explanatorily useful. In 'Method in philosophical psychology'
he used the metaphor of offering houseroom to even unexplained conditions and
entities if they were able to help with the housework. In the Carus Lectures,
arguing that any account of value should be given metaphysical backing, he
suggests that the appropriate metaphysics will be constructivist, not
reductionist. In another arresting metaphor, he tells his audience that, unlike
reductionist philosophers, 'I do not want to make the elaborate furniture of
the world dissolve into a number of simple pieces of kitchenware! The world is
rich and complex, and the philosopher should offer an explanation that retains
these qualities. The constructivist would begin with certain elements that
might be seen as metaphysically primary, and would then 'build up from these
starting-points, stage by stage, a systematic metaphysical theory or
concatenation of theories'.39 First, it would be necessary to define the
suitable form for any theory to take, to engage in theory-theory. Grice does
not here enter into a discussion of theory-theory itself, but it seems that his
account of value is an example fitting the general constructivist approach he
has in mind Th e simple psychological attitudes of J-accepting and
V-accepting areposited, together with the programme of creature construction,
as primary elements in the theory. Grice's elaborate account involving
rationality as a non-essential property of human beings, the process of
Metaphysical Transubstantiation, the creation of people as value-givers and the
derivation of absolute value, are built up from these starting points.
There is no finished written account of metaphysical constructivism and
theory-theory, although they are outlined in 'Reply to Richards'. Grice
never wrote the work 'From Genesis to Revelation (and back): a new discourse on
metaphysics', which he seems to have contemplated. 40 Probably the
fullest record of his thoughts on this matter is a lengthy taped conversation
from January 1983, in which he talks to Judith Baker and Richard Warner, setting
out the ideas he hopes to have time to develop. The discipline of
theory-theory, he explains, can be discussed in both general and applied terms.
In general terms, it is concerned with examining the features any adequate
theory would have to exhibit: with laying out the ground rules of theory
construction. In its more applied aspect, it is concerned with detailing the
theories formed by these rules, and with classifying them into types.
Theory-theory includes in its scope, but is not restricted to, philosophical
theory. From this starting point, Grice goes on to suggest a hierarchical
structure of theories, the scope and subject matter at each level being
successively more restricted and specific. He offers an example of a theory
from each of these levels; in effect each theory is a component of the one
before. If philosophical theory is one type demarcated by theory-theory, then
metaphysics is the pre-eminent form of philosophical theory. Concerned as it is
with the fundamental questions of what there is, and how it is to be
classified, it deserves the title of 'First Philoso-phy'. General theory-theory
is concerned with specifying the appropriate subject matter and procedures of
metaphysics, while applied theory-theory is concerned with the specific categories
needed to delineate the subject matter, with investigating what kind of
entities there are. Within metaphysics, each sub-branch has its own general and
applied theory-theory. One such branch that particularly interests Grice is
philosophical psychology. General theory-theory is concerned with the nature
and function of psychological concepts, applied theory-theory with finding a
systematic way of defining the range of psychological beings. Rational
psychology is a special case. Here, general theory-theory is concerned with the
essence of rational beings. Applied theory-theory widens the scope to consider
features or properties other than the essential. In this way, it leads to the
characterisation of a prac-tical theory of conduct, in part an ethical system.
Finally, and rather briefly, Grice comments that philosophy of language is to
be seen as a sub-theory of rational psychology. Grice is even more
tentative about the operation of metaphysical construction itself, in other
words the procedures of metaphysics specified in general theory-theory. The
relevant principles, he insists, are not fully worked out, but two ideas about
the forms they might take have been with him for some time. The first idea he
calls the 'bootstrap principle', in response to the realisation that a theory
constructed along the lines he is describing must be able to 'pull itself up by
its bootstraps', or rely on its own primitive concepts to construct potentially
elaborate expla-nations. A metaphysical system contains both its primitive
subject matter, and the means by which that subject matter is discussed and
explained. The means are meta-systematic. In constructing the theory, it must
be possible to include in the meta-system any materials that are needed. The
only restriction on this, introduced in the interests of economical conduct, is
that any ideas or entities used in the meta-system should later be introduced
formally into the system. The legitimate routines or procedures for
construction include 'Humean projection' and 'nominalisation'. First, if
a particular psychological state is central to a theory, it is legitimate to
use the object of those states in the meta-system. The objects of psychological
states are the 'radicals' of thought described in Grice's work on rationality,
Second, it is legitimate to introduce entities corresponding to certain
expressions used in the relevant area of investigation. The second
general idea does not have a specific name, but can be summarised by saying
that the business of metaphysics in any area of investigation is not just the
production of one theory. Grice maintains that he wants to be free to introduce
more than one metaphysical theory, because the production of different systems
of explanation may be differently motivated. This principle, he observes, 'fits
in nicely with my ecumenical tendencies'. A metaphysical system does not have
to be unitary or monolithic. In fact, Grice doubts the existence of 'a theory
to be revealed on The Day of Judgement which will explain everything'.
Rather than aiming at some ultimate truth, or correct version, Grice sees any
theory as crucially a revision of some prior theory, or, if there is no such
precedent, as building on common sense and intuition. Asked by one of his
colleagues as to whether it is legitimate to reject a previous theory, or the
prompting of common sense, once it has been revised, Grice expresses himself
strongly opposed to the idea. The best understanding of some entity comes from
an appreciation of all the guises inwhich it appears during the development of
systems. The most appropriate theory on any given occasion is not always the
most elaborate one available. Grice referred to his metaphysical
interests in some of the articles he wrote, or at least completed, during these
final but productive years. In 'Actions and events', published in 1986,
he responds to Donald Davidson's logical analysis of action sentences that
included actions in the category of entities.4l The question relates, he
argues, to the fundamental issue of metaphysics: the question of what the
'universe' or the 'world' contains. Grice is inclined to agree with
Davidson over this act of inclusion, but to do so from a very different
metaphysical position. He suggests that Davidson, like Quine, is a 'Diagnostic
Realist'; the actual nature of reality is unavailable for inspection, but the
job of philosophers is to make plausible hypotheses about it. Grice's own
metaphysical approach, however, is one of constructivism, of building up an
account from primitives, rather than of forming theories consistent with
scientific explanations. 'One might say that, broadly speaking, whereas the
Diagnostic Realist relies on hypothesis, the Constructivist relies on
hypostasis. 42 'Actions and events' brings together many of Grice's
apparently disparate philosophical interests into one article of broad scope
and remarkable complexity. Still not recognising traditional philosophical
boundaries, he moves from metaphysics, intention and language to rationality
and the status of value. In a few concluding paragraphs, Grice turns to what he
sees as the essential link between action and freedom. The link is treated
briefly and cautiously in this published work, but was in fact a major concern
in his thinking about value. Grice's notes from the early 1980s show him
applying the familiar techniques of 'linguistic botanising' to the concept of
freedom. He jotted down phrases such as 'alcohol-free', 'free for lunch' and
'free-wheeling', and listed many possible definitions, including 'liberal', 'acting
without restriction' and 'frank in conversation'43 Richard Warner has commented
that their discussions in preparation for the third Carus lecture were
concerned almost exclusively with freedom as a source of value, and that he
himself encouraged Grice to pursue this line of enquiry rather than that of
creature construction as being the more interesting and productive. *
Essentially, Grice saw in the nature of action a means of justifying the
problematic concept of freedom, and from this a defence of his objective
conception of value. He introduces a classification of actions that is
reminiscent of his hierarchy of living creatures. Some actions are caused
by influences external to a body, as is the casewith inanimate objects. Next,
actions may have causes that are internal to the body but are simply the
outcome of a previous stage in the same process, as in a 'freely moving' body.
Then there are causes that are both internal and independently motivated.
Actions provoked by these causes may be said to be based on the beliefs or
desires of the creature in question and as functioning to provide for the good
of the creature. Finally, there is a stage exclusive to human creatures
at which the creature's conception of something as being for its own good is
sufficient to initiate the creature in performing an action. 'It is at this
stage that rational activity and intentions appear on the scene. '45 The
particular nature of human action suggests the necessity of freedom. That is,
humans act for reasons. These reasons may be more than mere desires and beliefs
motivated by ones own survival; they may be freely adopted for their own sake.
This in turn suggests that people must be creatures capable of ascribing value
to certain ends, independent of external forces or internal necessity. In
Grice's terms, the particular type of freedom demanded by the nature of human
action 'would ensure that some actions may be represented as directed to
ends which are not merely mine, but which are freely adopted or pursued by me'.*
In this way, a consideration of action suggests the necessity of freedom, and
freedom in turn offers an independent justification for people as ascribers of
value. If people are inherently capable of ascribing value, then value must
have an objective existence. Independent of the programme of creature
construction, the concept of freedom may offer another version of the argument
that value exists because valuers exist. In 'Metaphysics, philosophical
escatology and Plato's Republic' completed in 1988 and published only in
Studies in the Way of Words, Grice suggests a distinction between 'categorial'
and 'supracategorial' meta-physics. The first is concerned with the most basic
classifications, the second with bringing together categorially different items
into single classifications, and specifying the principles for these
combinations. This second type of metaphysics, closely related to his
informal account of constructivism, he tentatively labels 'Philosophical
Escatology'. 47 The study of escatology, or of last or final things, belonged
originally to Christian theology. Grice is laying claim to an exclusively
philosophical version of this discipline, and thereby linking metaphysical
definitions to finality, or purpose. The paper 'Aristotle on the
multiplicity of being' was published in 1988, but there is evidence that he had
been working on it at least since the late 1970s. Alan Code mentions a paper
'Aristotle on being andgood' that Grice read at a conference at the University
of Victoria in 1979, and that sounds in many ways similar to the published
version. 48 Grice offers an explicit defence of metaphysics, contrasting it
particularly with the rigid empiricism of logical positivism: A
definition of the nature and range of metaphysical enquiries is among the most
formidable of philosophical tasks; we need all the help we can get,
particularly at a time when metaphysicians have only recently begun to
re-emerge from the closet, and to my mind are still hampered by the aftermath
of decades of ridicule and vilification at the hands of the rednecks of Vienna
and their adherents.49 Grice saw the 'revisionary character' of
metaphysical theorising as a topic to which he would need to return. In fact,
it is closely linked to another late area of interest, a topic he often
described as 'the Vulgar and the Learned'. In this terminology, and indeed in
the ideas it described, it seems likely that Grice was borrowing from Hume, one
of the 'old boys' of philosophy he particularly admired. Hume had written about
the relationship between philosophical terminology and everyday understanding
in the following terms: When I view this table and that chimney, nothing
is present to me but particular perceptions, which are of a like nature with
all other perceptions. This is the doctrine of philosophers. But this table,
which is present to me, and that chimney, may and do exist sepa-rately. This is
the doctrine of the vulgar, and implies no contradic-tion. There is no
contradiction, therefore, in extending the same doctrine to all
perceptions.50 Grice argued in his account of theory-theory that
pre-theoretical intu-itions, or common-sense accounts, are often used as the
foundations of metaphysical theories. In later notes he was particularly
preoccupied by the role of such 'everyday' or 'vulgar' understanding in
metaphysical construction. Very generally, he urges that theorists of
metaphysics are well advised to take account of common-sense understanding. It
is not that common sense is 'superior' to metaphysical accounts, or can replace
them. The complex accounts offered by philosophers serve a different function
from those of everyday life, and can coexist with them because they are
appropriate to different purposes. In his notes from around this time, he
compares the vulgar and the learned with reference to what he calls
'Eddington's table' and 'thevulgar table'. Grice's reference here is to Arthur
Eddington's The Nature of the Physical World, first published in 1928.
Eddington begins his book, originally delivered as a series of lectures, with
the assertion that as he sat down to write he was confronted with not one table
but two. There is the ordinary, familiar table: 'a commonplace object of that
environ-ment which I call the world'. There is also a scientific table, an object
of which he has become aware only comparatively recently. Whereas the ordinary
table is substantial, the scientific table is mostly emptiness, while 'sparsely
scattered in that emptiness are numerous electric charges rushing about with
great speed; but their combined bulk amounts to less than a billionth of the
bulk of the table itself'. Eddington argues that the two different descriptions
of the table are discreet and serve distinct purposes. Although they might
ultimately be said to describe the same object, the scientist must keep the two
descriptions separate, in effect ignoring the 'ordinary table' and
concentrating only on the 'scientific table'. Grice's brief notes suggest
that he is happy to accept both the vulgar and the learned description of the
table. There is, he notes, 'no conflict... Scientific purposes and everyday
purposes are distinct'.52 Grice was advocating philosophical respect for
common sense, and as such aligning himself with a philosophical tradition
stretching back through Moore and Berkeley to Aristotle. Although he developed
this position explicitly only towards the end of his life it is clear that, as
so often in his work, he was returning to a theme, and to a philosophical
outlook that had been with him for many years. It is not difficult to relate
this idea to Austin's respect for ordinary language, and the indi-cation of
everyday concepts and distinctions it contains. Indeed, notes from much earlier
in Grice's career show that, while he was still at Oxford, he was linking
a philosophical interest in common sense to a respect for ordinary language.
His jotted 'Aspects of respect for vulgar' include 'protection against
sceptic', 'proper treatment of Folk Wisdom', 'protection of speech from
change and impropriety' and, perhaps most tellingly 'proper position treatment
of ordinary ways of speech (speech phenomena)'.53 The same form of
respect can also be detected, although more prob-lematically, in his later work
on value. Subjectivists such as Mackie had suggested that they were themselves
necessarily arguing against common sense, rejecting the idea apparent in
ordinary language that values 'exist' as objective topics of knowledge. Grice
himself rather irrev-erently sums up a position such as Mackie's in his notes
from this periodas follows: 'value-predicates (e.g. "good",
"ought") signify attributes which ordinary chaps ascribe to things.
It is however demonstrable, on general grounds, that these attributes are
vacuous. So position attribution by the vulgar are systematically false' S4
According to this account, in upholding objective value, Grice would be
maintaining a straight for-wardly common-sense position. In fact Grice himself
does not accept this simple identification of objectivism with common sense. He
argues in the Carus lectures that 'it seems to me by no means as easy as Mackie
seems to think to establish that the "vulgar valuer", in his
valuations, is committed to the objectivity of value(s).5 In the taped
conversation he suggests that the need to work on the status of common sense,
intuition and pre-theoretical judgement is particularly acute for anyone who
wants to take a constructivist approach to a topic such as value. It is not
that the philosopher should simply take on board all 'vulgar' pronouncements on
such a topic, but rather that a constructivist should attempt at least to use
them as a starting point for any theory of value. Grice's 'common sense'
philosophy is, therefore, a more sophisticated approach than one relying simply
on the understanding apparent in everyday language. Years earlier he defended
common sense but attacked Moore's simplistic application of it in 'G. E. Moore
and philosophers' paradoxes'. In the later work, he argues that although common
sense may be the starting point, exactly how a theory is to be constructed from
there is a matter for theory-theory: 'Moore-like proclamations cut no
ice.' Grice was also turning his attention to another loose end in his
work: the study of perception. In particular, he returned to the area in which
he had worked with Geoffrey Warnock 30 or more years before, planning a
'Grice/Warnock retrospective'. He sketched out a number of topics for this, but
it does not appear to have progressed beyond note form. The first topic was to
be 'The place of perception as a faculty or capacity in a sequence of living
things'. Thinking about the old issue of perception in relation to his more
recent interest in creature-construction, he wondered: 'at what point, if any,
is further progress up the psychological ladder impossible unless some rung has
previously been assigned to creatures capable of perception?'56 He dwells on
the advantages of perception in terms of survival, the crucial factor for
adding any capacity during creature-construction, and assesses the possible
support this might offer for common sense against philosophers of sense data.
If perception is to be seen as an advantage, providing knowledge to aid
survival in a particular world, 'the objects revealed byperception should
surely be constituents of that world'. It might be possible to say that sense
data do not themselves nourish or threaten, but constitute evidence of things
that do. However, Grice notes that he is more tempted by an alternative
expla-nation. 'Flows of impressions' do not so much offer evidence of what is
in the world, as 'prompt, stimulate or excite certain forms of response to the
possibility that such states of affairs do obtain'. These responses may be
either verbal or behavioural. Both types of response suggest commitment on the part
of the responding creature to the state of affairs in question. Here again,
Grice seems to be offering a defence of a common sense approach to
philosophical questions, but a more sophisticated one than that of simple
realism. The existence of the material object is indicated not by the sense
impressions themselves, but by the responses these elicit in the perceiving
creature. From the middle of the 1980s onwards, Grice was increasingly
preoccupied with various publishing projects, mainly with book plans. His notes
from the time suggest an explosion of energy in this area. A list from 1986
includes '"Method: the vulgar and the learned" with ?OUP.
"From Genesis to Revelations" ?HUP'. Other notes are uncompromisingly
labelled 'work program', and show him carefully dividing up time by year, by
month or even by day, including the injunction that he should set aside part of
December 1986 to 'CATCH UP on prior topics'. 57 For most of Grice's potential
audience, however, it was the William James lectures that were most eagerly
awaited. With the exception of the few lectures already published, these
remained as ageing manuscripts in Grice's idiosyncratic filing system. Even
with his new enthusiasm for publishing, it took some persuasion from Harvard
University Press, and from Kathleen, to revisit these. It is clear that he was
not averse in principle to publishing the lectures; his flurry of lists from
the early 1980s testify to this. But he had set himself an exacting programme
of revising and adding to the them. Grice was adamant from the start
that, whatever else the book con-tained, the William James lectures should be
kept together and distinct from other papers. In a letter to his publisher he
wrote, 'the link between the two main topics of the James lectures is not loose
but extremely intimate. No treatment of Saying and Implying can afford to omit
a study of the notion of Meaning which plainly underlies both these ideas!58
Before the book had a name, he was planning that it should contain a Part A
entitled 'Logic and conversation'. It seems that this was to include a number
of postscripts to the lectures. Part B was provisionally entitled 'Other essays
on language and related matters', andwas to contain a number of further
postscripts and reassessments. Of all the proposed postscripts, only
'Conceptual analysis and the province of philosophy', concerned mainly with
revisiting the themes of 'Postwar Oxford philosophy', was ever written. The
inclusion of 'In defence of a dogma' in Part B was a matter of some debate,
Grice remaining resolutely in favour. When a reader for the publisher
questioned this, Grice responded with a robust defence: 'the analytic/synthetic
distinction is a crucially important topic about which I have said little in
the past thirty years, and must sometime soon treat at some length.' In his
original plan the book was also to include a transcription of a talk on this
same topic between himself, George Myro, Judith Baker, George Bealer and Neil
Thomason. Indeed, Grice suggested initially that Studies in the Way of Words
should be published as authored by Paul Grice with others'. Grice
revisits the analytic/synthetic distinction in the 'Retrospective epilogue'. He
introduces a number of inhabitants of 'philosophical Never-Never-Land', M*, A*,
G* and R*, the fairy godmothers of Moore, Austin, Grice and Ryle. These
fairy godmothers are useful to philo- sophical discussion because they
hold explicitly all the views that their godchildren hold, without regard for
whether these views are explicit or implicit in their actual work. R* suggests
that the division of statements of human knowledge into 'analytic' and
'synthetic' categories, far from being an artificial and unnecessary
complication by philoso-phers, is in fact an insightful attempt by theorists to
individuate and categorise the mass of human knowledge. This view offers a
particular challenge to Quine's attack on the distinction, with which Grice had
taken issue in his joint article with Strawson over 30 years earlier. It is in
tacit reference to this that Grice concludes his epilogue: Such
consideration as these are said to lie behind reports that yet a fifth fairy
godmother, Q*, was last seen rushing headlong out of the gates of
Never-Never-Land, loudly screaming and hotly pursued (in strict order of
seniority) by M*, R*, A* and G*. But the narration of these stirring events
must be left to another and longer day.59 It is tempting to read a note
of wistful resignation into the manner in which Grice chose in 1987 to conclude
Studies in the Way of Words. However, letters he was writing at the time,
which affirm his intention to revisit these topics at length, argue that he at
least in part believed he had time to do so. Moreover, he submitted
applications for Faculty Research Grant support for both the academic years
1986-7 and 1987-8,for a project on 'Metaphysical foundations of value and the
nature of metaphysics'. Kathleen recalls that he was never successful in his
bids for such research grants. Despite this, he does not seem to have made much
effort to accommodate to the demands of the application process. In
answer to a question about the significance of his research project and the
justification of the proposed expenditure, he wrote in 1986 'I hope the
character of the enterprise will be sufficient evidence of its sig-nificance.'
In 1987 he offered an even more terse account of his plans: 'their
importance seems to me to be beyond question'. 6 He was applying for funding to
cover the expenses of secretarial support in transcribing tapes on to which he
had been dictating his notes and typing up manuscripts, and for duplication,
supplies and mailing. His intention was to produce two books for Oxford
University Press, one a revised version of the Carus lectures and one on
'Methodology in Metaphysical Theory', a study to include a consideration of
'the nature and degree of respect due from metaphysical theorists towards the
intuitions and concerns of the common man'. The plan was to complete at least
first drafts during 1987-8. Whatever his official predictions, Grice was
aware that his condition was worsening and that the prognosis was not good. In
the summer of 1987 he underwent eye surgery in an attempt to rescue his failing
sight, and by the end of the year he needed a hearing aid. In addition, his
mobility became further restricted. The entrance to his house, and the balcony
on which he loved to sit, were on the first floor over the garage; a further
flight of stairs led to the second floor. By early in 1988, a stair lift was
needed. Even so, Grice was effectively housebound, and received visits from
publishers, colleagues and even students on his balcony. From there he
also continued to work on new ideas, apparently with a sense of urgency that
was only increased by his condition. He jotted on the back of an envelope, Now
that my tottering feet are already engulfed in the rising mist of antiquity, I
must make all speed ere it reaches, and (even) enters, my head." He dealt
with the business of seeing Studies in the Way of Words to completion. Lindsay
Waters from Harvard University Press, who worked with Grice throughout the
preparation of the book, has commented on the determination with which he did
this, suggesting that 'He knew the fight with the manuscript editor was his
last.'62 Paul Grice died on 28 August 1988, at the age of seventy-five.
He had, perhaps, as many projects on the go as ever. Studies in the Way of
Words was on the way to press; Grice had gone over the final changes with the
manuscript editor just days before. His 'work in progress' was still onhis
desk, and included notes on 'the vulgar and the learned' that indicate that he
was turning his thoughts back to the topic of perception in relation to this
idea. The causal theory of perception could, the notes suggest, be seen as a
natural way of reconciling the vulgar and the sci-entific. Perceptions could be
connected either with scientific features or with vulgar descriptions, as they
were in his article 'The causal theory of perception'. The causal theory
explains the way things appear on the basis of the way they are. It rules out
the account from sense data theory, which explains the way things are on the
basis of the ways things appear. Scientific theory, Grice had noted 'cuts us
off from objects'.63 The proofs of 'Aristotle on the multiplicity of being', an
article he had at one point considered including in Studies in the Way of
Words, were posted to him on August 17 and remained untouched. Studies in
the Way of Words, containing the long-awaited complete William James lectures
and Grice's other most influential papers in the philosophy of language, was
published by Harvard University Press in 1989. A number of reviewers took
the opportunity, before engaging with the details of Grice's philosophy, to pay
tribute to him. Peter Strawson described his 'substantial and enduring
contribution to philosophical and linguistic theory' 6 Tyler Burge praised his
'wonderfully powerful, subtle, and philosophically profound mind'.6 Charles
Travis argued that, 'H. P. Grice transformed, often deeply, the problems he
touched and, thereby, the terms of philosophical discussion. Robert Fogelin
suggested that 'even if Grice was one of the chief and most gifted
practitioners of OLP, he was also, perhaps, its most penetrating critic. As Fogelin
notes, Meaning revisited', with its enigmatic reference to The Mystery Package'
cannot be fully interpreted without reference to Grice's work on values and
teleology. When Grice died, the Carus lectures were still in manuscript form,
and he had asked Judith Baker to see them through publication with Oxford
University Press. She prepared the lectures for publication, together with part
of the 'Reply to Richards' and 'Method in philosophical psychology'. The
Conception of Value appeared in 1991. Reviewers were generally ambivalent,
welcoming the contribution to debate, but expressing some reservations as to
the details of Grice's position. For instance, Gerald Barnes describes Grice's
defence of absolute value as 'unconventional, richly suggestive, often
fascinating, and, by Grice's own admission, incomplete at a number of crucial
points'.68 The John Locke lectures had to wait a further decade before they,
too, appeared from Oxford University Press, edited and introduced by Richard
Warner under the title Aspects of Reason. Again, reviewers had reservations. A.
P. Martinich declaredhimself unconvinced by the appeal to the ordinary use of
expressions such as 'reason', and criticised Grice's style of presentation for
containing 'too many promissory and subjunctive gestures'. The body of
published work, and the legacy of his teaching and collaborations, formed the
basis of Peter Strawson and David Wiggin's assessment of Grice for the British
Academy: Other anglophone philosophers born, like him, in the twentieth
century may well have had greater influence and done a larger quantity of work
of enduring significance. Few have had the same gift for hitting on ideas that
have in their intended uses the appearance of inevitability. None has been
cleverer, or shown more ingenuity and persistence in the further development of
such ideas.?º Perhaps an even more succinct summary of Grice's
philosophical life is the one implied by a comment he himself made as it became
clear to him that he would not recover his failing health. Despite the
indignities of his illness and treatment, he confided in Kathleen that he did
not really mind about dying. He had thoroughly enjoyed his life, and had done
everything that he wanted to do. Grice's career was charac-terised by years of
self-doubt, by almost ceaseless battles with the minutiae of philosophical
problems, and by a final frenzied struggle to finish an ever-multiplying list
of projects. Yet it seems that, when he reviewed the effort in comparison with
the results, he was content with the deal.By all the obvious measures of
academic achievement, the big success story for Grice has been the response in
linguistics to his theory of conversation. The 'Logic and conversation' series,
particularly the individual lecture published under that title, has been cited
widely and frequently from the first. Beyond frequency of reference, perhaps
the greatest accolade is for a writer's name to be coined as an adjective, a
process with few precedents in linguistics. There is 'Saussurian linguis-tics',
the 'Chomskyan revolution' and 'Hallidayan grammar'. From the mid-1970s on,
linguists could be confident that a set of assumptions about theoretical
commitments could be conveyed by the phrase 'Gricean pragmatics'. The
term has been used as a label for a disparate body of work. It includes
relatively uncritical applications of Grice's ideas to a wide range of
different genres, as well as attempts to identify flaws, omissions or
full-blown errors in his theory. It also includes a variety of attempts to
develop new theories of language use, based to varying degrees on Grice's
insights. These different types of work do not all agree on the efficacy
of the Cooperative Principle, on the exact characterisation of the maxims, or
even on the nature of conversational implicature itself. What they have in
common, qualifying them for the title 'Gricean', is an impulse to distinguish
between literal meaning and speaker meaning, and to identify certain general
principles that mediate between the two. The latter is perhaps Grice's single
greatest intellectual legacy. Stephen Neale has suggested that 'in the light of
his work any theory of meaning that is to be taken at all seriously must now
draw a sharp line between genuinely semantic facts and facts pertaining to the
nature of human interaction." Grice's understanding that linguistic
meaning and meaning in use may differ was shared with a variety of previous
philosophers and indeedwith common sense. But he went much further in his claim
that the differences were amenable to systematic, independently motivated
explanation, and in his ambitious proposal to provide such an expla-nation.
Whatever its flaws, imprecisions and even errors, the theory of conversation
has provided a definite starting point for those interested in discussing the
relevant layers of meaning. Stephen Levinson has gone so far as to suggest that
'Grice has provided little more than a sketch of the large area and the
numerous separate issues that might be illuminated by a fully worked out theory
of conversational implicature!? The success of the theory of conversation
was achieved despite its publication history. Demand was such that copies of
the William James lectures were in fairly wide circulation around American and
British universities soon after 1967 in the blurred blue type of a mimeograph,
and many early responses to them refer directly to this unpublished
version. Some commentators did not have even this degree of access to the
lec-tures. In an article published in 1971, Jonathan Cohen comments that he is
responding to 'the oral publicity of the William James Lectures' 3 When the
lectures began to appear in print, they were scattered and piecemeal.
'Utterer's meaning, sentence meaning, and word-meaning' appeared in Foundations
of Language in 1968 and 'Utterer's meaning and intentions' in The Philosophical
Review in 1969. 'Logic and conversation', the second in the original lecture
series, appeared in two separate col-lections, both published in 1975. Its
publication was clearly the source of some confusion, with both sets of editors
claiming to offer the essay in print for the first time. The Logic of Grammar,
edited by Donald Davidson and Gilbert Harman, seems to have been Grice's
preferred publication, and was the one he always cited. There, his lecture
appears alongside essays by past and contemporary philosophers such as Frege,
Tarski and Quine. The editor's introduction places Grice in a tradition of
philosophers interested in the application of traditional theories of truth to
natural language. In Speech Acts, the third volume in the series Syntax and
Semantics, on the other hand, 'Logic and conver-sation' is placed in the
context of contemporary linguistics. Accompanying articles by, for instance,
Georgia Green and Susan Schmerling discuss conversational implicature itself.
The editors, Peter Cole and Jerry Morgan, hail the first publication of 'the
seminal work on this topic'.* It is rumoured that Grice signed the contract for
his lecture to appear in this linguistics series while at a conference at
Austin, Texas, and only after a long evening spent in the bar. Peter Cole
included 'Further notes on logic and conversation' in Volume 9 of the
same series in 1978.One catalyst for the emergence of pragmatics, and Gricean
pragmat-ics in particular, was the interest in Grice's work from within
generative semantics, the movement fronted by the young linguists working just
across campus from Grice in the years immediately following his move to
Berkeley. Attempting to integrate meaning, including contextual meaning, into
their study of formal linguistics, these refugees from transformational
orthodoxy discovered what they saw as a promising philosophical precedent in
'Logic and conversation'. Asa Kasher has suggested that Grice opened a 'gap in
the hedge', allowing linguists to see the possibilities of 'extra-linguistic'
explanations." Gilles Fauconnier has found a more startling metaphor; at a
time when linguistics was largely concerned with syntax, and with meaning only
in so much as it related to deep grammatical structure, 'Grice unwittingly
opened Pandora's box'. 6 When linguists working within transformational grammar
replied to the generative semanticists' accusation that they were artificially
ignoring meaning and context, they too drew on 'Logic and conversation'.
In effect, they cited Grice's characterisation of 'what is said' and 'what is
implicated' as a licence to draw a sharp distinction between the linguistic and
the extra-linguistic. In this way, they argued that it was legitimate and indeed
necessary for a linguistic theory such as transformational grammar to be
concerned with meaning only in terms that were insensitive to context. Features
of context were to be dealt with in a separate, complementary theory, perhaps
even by Grice's theory of conversation itself. Writing in the mid-1970s,
transformational grammarians Jerrold Katz and Thomas Bever accuse the
generative semanticists of a form of linguistic empiricism more extreme than
Bloomfield. By attempting to fit every aspect of interpretation, however
specific to context, into linguistic theory, the generative semanticists were
failing to distinguish between grammatical and nongrammatical regularities:
failing to respect the distinction between competence and performance. Katz and
Bever commend Grice's account of conversational implicature by way of contrast,
as an example of a type of meaning properly and systematically handled outside
the grammar by independently motivated cognitive principles? In the same
volume, Terence Langendoen and Thomas Bever praise Grice for correctly
distinguishing between grammatical acceptability and behavioural
comprehensibility. Even Chomsky himself put aside his worries about
behaviourism to draw on Grice's work. In a 1969 conference paper concerned with
defending his version of grammar against criticisms from generative
semanticists he suggests that if certain aspects of meaning 'can be
explained in terms of general "maxims of discourse" (in theGricean
sense), they need not be made explicit in the grammar of a particular
language'! In the 1970s, then, the theory of conversation was seen by
some as a potential means of incorporating contextual factors into grammatical
theory, and by others as a reason for refusing to do so. Generative semantics
eventually failed, perhaps a victim of its own ambition, and of the
increasingly complex syntactic explanations needed to account for contextual
meaning. Former generative semanticist Robin Lakoff has attributed its eventual
decline to a growing realisation that syntax was not in fact the place where
meaning could best be explained; they came to understand that to deal with the
phenomena we had uncovered, the relationships between form and function that
our work had made manifest and unavoidable, we needed to shift the emphasis of
the grammar from syntax to semantics and pragmatics.''' Generative semantics
had succeeded in putting the discussion of contextual meaning on the formal
linguistic map, and had paved the way for the emergence of pragmatics as a
separate discipline. The sheer size of Grice's impact on this discipline makes
anything approaching a comprehensive survey prohibitive, but a few key
collections can provide a representative overview. By the end of the decade,
pragmatics had its own international conference. In the proceedings of the 1979
conference held at Urbino Grice is cited, or at least alluded to, in 15 of the
37 papers." These papers range over topics such as language acquisition,
second language comprehension, rhetoric and intonation, as well as theories of
meaning, reference and relevance. In 1975, Berkeley Linguistics Society,
a student-run organisation, began hosting an annual conference, bringing
together linguists from across America. At the first meeting, Grice's work
formed the basis of two very different papers. Cathy Cogan and Leora Herrmann
tackled colloquial uses of the phrase 'let's just say', arguing that it 'serves
as an overt marker on sentences which constitute an opting out' from
straightforward observance of the maxims. At the same conference, Lauri
Karttunen and Stanley Peters presented a much more formal paper on conventional
implicata, arguing that they could be used to explain various so-called
presuppositional phenomena.13 Since then, meetings of the society have included
an ever-increasing number of papers on Gricean topics. In 1990 a parasession at
the annual meeting was devoted to papers on 'The Legacy of Grice'. In effect,
the delegates all interpret this title in relation to the theory of
conversation, which they applied to topics as diverse as the language of jokes,
the grammaticalisation of the English perfect between Old English and Modern
English, the teach-ing of literacy, and the forms of address adopted by mothers
and fathers towards their children.' By the time the The Concise Encyclopedia
of Prag-matics was published in 1998, Grice's work had earned mention in
entries on 29 separate topics, including advertising, cognitive science,
humour, metaphor and narrative. Again, the majority of these references are to
'Logic and conversation', and in her entry on 'conversa-tional maxims' Jenny
Thomas comments that 'it is this work - sketchy, in many ways problematical,
and frequently misunderstood - which has proved to be one of the most
influential theories in the development of pragmatics."s The Journal of
Pragmatics, which began in the mid-1970s, has included numerous articles with
Gricean themes, and in 2002 published a special focus issue entitled 'To
Grice or not to Grice'. In his introductory editorial, Jacob Mey argues
that the range of articles included, both supportive of and challenging to
Gricean implicature, form 'a living testimony to, and fruitful elaboration of,
some of the ideas that shook the world of language studies in the past century,
and continue to move and inspire today's research'. 16 Nevertheless,
Kenneth Lindblom suggests that the importance and implications of the theory of
conversation tend to be underestimated, because it has been used by scholars in
a range of fields with significant methodological differences.' Certainly,
Gricean analysis has appeared in discussions of a wide variety of linguistic
phenomena, taking it well beyond the confines of its 'home' discipline of
pragmatics. For instance, the relationship between Grice's theory and literary
texts has long been a source of interest to stylisticians. As early as 1976,
Teun van Dijk suggested that the maxims 'partially concern the structure of the
utterance itself, and might therefore be called "stylistic" , 18 He
argues that a set of principles different from, but analogous to Grice's
Cooperative Principle and maxims are needed to explain literature. For Mary
Louise Pratt, however, the most successful theory of discourse would be one
that could explain literature alongside other uses of language. In the case of
literature, where the Cooperative Principle is particularly secure between
author and reader, 'we can freely and joyfully jeopardize it'. l' Flouting and
conversational implicatures are therefore particularly characteristic of literary
texts but do not set them apart as intrinsically different from other types of
language use. Other commentators have concentrated on Gricean analyses of
discourse within literary texts, such as soliloquies in Hamlet, Macbeth and
Othello and dialogue in Waiting for Godot and Finnegans Wake.20
Conversational implicature has also proved suggestive in historical linguistics
as an explanation for a variety of meaning shifts. The basicpremiss of this
research is that meaning that is initially associated with a word or phrase as
an implicature can, over time, become part of its semantic meaning. Peter Cole
describes this process as 'the lexicaliza-tion of conversational meaning' 2
Elizabeth Traugott's work in this area has drawn on a wide range of historical
data. For instance, in a 1989 paper she traces a general trend in the history
of English for changes from deontic to epistemic meanings; both words and
grammatical forms ten in he ton or math 10g that started out as
weakly subjective become strongly subjective. For instance, 'you must go'
changes its meaning from permission in Old English to expectation in
Present Day English. This process she describes as 'the conventionalising of
conversational implicature' based on 'prag-matic strengthening' and derived
ultimately from Grice's second maxim of Quantity22 Debra Ziegeler has followed
up this study by suggesting that another process of conventionalisation can
account for the hypothetical and counterfactual meanings associated with some
modal verbs in the past tense, such as would, this time a process explained by
the first maxim of Quality.23 It would be wrong to suggest that Grice's
presence in linguistics has been greeted with constant, or universal,
enthusiasm. The Concise Encyclopedia of Pragmatics is representative here, too.
As well as the albeit modified praise from Thomas, the encyclopaedia includes
an entry on 'Discourse' in which Alec McHoul accuses Grice of idealising
conversa-tion. According to McHoul, Grice 'attempted to generalise from how he
thought conversation operated', and ended up giving 'an ideal-rational version
of socially pragmatic events so that it seems virtually irrelevant that the
objects of analysis... constitute a form of social action'.24 McHoul is far
from being a lone voice. The theory of conversation has frequently been accused
of presenting an unrealistic picture of human interaction, and even of
attempting to lay down rules of appropriate conversational etiquette. For
instance, Dell Hymes suggests that Grice's account of conversational behaviour
incorporates a tacit ideal image of discourse',25 and Sandra Harris identifies
in it 'prescriptive and moral overtones' 26 For Rob Pope, an individual's
willingness to accept the maxims as an accurate account of communication is dependent
on 'the problem of how far you and I, in our respective world-historical
posi-tions, find it expedient or desirable to espouse a view of human
interaction based on consensus and/or conflict'? Geoffrey Sampson even claims
that 'it would be ludicrous to suggest that as a general principle people's
speech is governed by maxims' such as those proposed in the theory of
conversation. However, he rather undermines his own argu-ment by presenting the
observation that 'people often manifestly flout his maxims' as if it were a
problem for Grice's theory. A number of linguists have been quick to
defend Grice from the suggestion that his maxims prescribe 'ideal'
conversation. For instance, Penelope Brown and Stephen Levinson explain that
the maxims 'define for us the basic set of assumptions underlying every talk
exchange. But this does not imply that utterances in general, or even
reasonably fre-quently, must meet these conditions, as critics of Grice have
sometime thought'.2 Robin Lakoff argues that strict adherence to the maxims is
not usual and that in many cases: 'an utterance that fails to incorporate
implicature when it is culturally expected might be uncooperative and so liable
to misunderstanding, hardly "ideal" 130 There are a number of
features of the presentation of the theory, particularly read in isolation from
the rest of the lectures, that may contribute to the accusation of idealising
conversation. First, Grice never defines what he means by 'conversation'. It is
clear from his earlier, unpublished writings that he adopted this term simply
as a label for language in context, or as a reminder to his Oxford students
that utterances do not generally occur in isolation from each other. However,
in linguistics the term has acquired a much more specific and technical use.
During the early 1970s, just as Grice's theory was becoming widely known, work
by linguists such as Harvey Sacks was revealing the characteristics and
regularities of naturally occurring casual conversation, dwelling on features
such as turn taking and topic organisation." Linguists familiar with this
work have perhaps been taken aback by Grice's apparently cavalier, unempirical
generalisations. Second, Grice introduces the theory of conversation as an
approach to specific philosophical problems, but his own enthusiasm for the
particular conversational explanations to which it extends obscures this
purpose. In the single lecture 'Logic and conversation' in particular, casual
conversational examples appear to be the main focus. Further, Grice expresses
both the Cooperative Principle and the individual maxims as imperatives.
Despite his intention of generalising over the assumptions that participants
bring to interactive behaviour, this grammatical choice gives his 'rules'
a prescriptive appearance. Perhaps most damagingly of all, Grice does not
comment on his own methodology and purpose in 'Logic and conversation'. He
does, however, give some indication of these in the earlier, unpublished
lectures on language and context, for instance when he defends his method of
working with as few 'cards on the table' as possible, in theknowledge that this
will result in certain deliberate simplifications. In another lecture,
proposing to address some questions put to him in a previous discussion about
the nature of his undertaking, he suggests how he would like his ideas to be
evaluated. His theory building is dif ferent from his methodology in 'Meaning',
which proceeded through the description of specific cases. I am here
considering what is (or may be) only an ideal case, one which is artificially
simplified by abstracting from all considerations other than those involved in
the pursuance of a certain sort of conversational cooperation. I do not claim
that there actually occur any conversations of this artificially simplified
kind; it might even be that these could not be (cf frictionless pulleys). My
question is on the (artificial) assumption that their only concern is
cooperation in the business of giving and receiving information, what
subordinate maxims or rules would it be reasonable or even mandatory that
participants should accept as governing their conversational practice? Since
the object of this exercise is to provide a bit of theory which will explain,
for a certain family of cases, why it is that a particular implicature is
present, I would suggest that the final test of the adequacy and utility of
this model should be a) can it be used to construct explanations of the
presence of such implicatures, and is it more comprehensive and more economical
than any rival [I have tried to make a start on the first part of a)] b)
Are the no doubt crude, pretheoretical explanations which one would be prompted
to give of such implicatures consistent with, or better still favourable
pointers towards, the requirements involved in the model?32 Grice's
idealisations are of the scientific type, necessary to establish underlying
principles of the subject matter, rather than of the type specifying that it
always does, or should, conform to certain optimal standards. Another
criticism of Grice's theory that seems off-beam in the light of his unpublished
justification, but registers a legitimate concern for linguists, is that it
works for only one particular discourse type: roughly for conversations between
social equals who are mutually interested in exchanging information on a
particular topic. Some of the earliest commentaries on the theory of
conversation to consider the social and institutional contexts of language
were, perhaps surprisingly, from philosophers rather than from linguists. In a
1979 edition of The Philo-sophical Quarterly, David Holdcroft and Graham Bird
contribute to a discussion of whether the Cooperative Principle is best seen as
applying to all sequences of speech acts, or simply to informal
conversations. Holdcroft argues that the Cooperative Principle is not
unproblemati-cally universal across all sequences; in cases where participants
do not 'have equal discourse rights' the maxims do not straightforwardly
apply.33 He offers the examples of the proceedings of a court of law and a viva
exam, suggesting that different sets of maxims are accepted by participants in
different cases. Bird argues that situations in which participants have unequal
rights do not pose the problems to Grice that Holdcroft envisages; maxims may
be suspended by mutual agreement without offering counter-examples to the
theory. 34 These ideas were later addressed by linguists using actual
conversational data rather than theorised 'types' of sequences. Norman Fair-clough
pioneered critical discourse analysis, an approach concerned with relating the
formal properties of texts to interpretation and hence to their relationship to
social context. He suggests that mainstream discourse analysis 'has virtually
elevated cooperative conversation between equals into an archetype of verbal
interaction in general'.35 He holds Grice at least in part responsible for this
because his emphasis on the exchange of information assumes equal rights to
contribute for both parties. Fairclough analyses conversational extracts from
police interviews of a woman making a complaint of rape and of a youth
suspected of vandalism to argue that many interactions do not conform to this
model. He notes that Grice's own proviso that in some types of conversation
influencing others may be more important has too often been overlooked. Other
critical discourse analysts offer qualified support for Grice, for instance
arguing that the theory of conversation need not be limited to casual
conversation, but can be generalised to explain discourse in institutional
contexts only once it has been made to take account of societal factors. John
Gumperz uses a variety of data to argue that interactions such as
cross-examinations, political debates and job interviews demonstrate that
'conversational cooperation becomes considerably more complex than would appear
on a surface reading of the Cooperative Principle.' William Hanks echoes many
of the criticisms of the theory of conversation familiar to ethnolinguists, but
argues that it should not be abandoned altogether within this discipline
because 'some parts of Grice's approach are of telling interest to
ethnog-raphy', in particular the active role assigned to the hearer in
attributing conversational meaning. For Grice, as for sociolinguists, 'meaning
arises out of the relation between parties to talk'.38If it is to some extent
contrary to Grice's abstract, philosophical intentions that his theory should
be applied to real language data, it is perhaps even more incongruous that it
should be subjected to clinical testing. Nevertheless, the theory of
conversation has generated much interest in the area of clinical linguistics,
in particular the branch sometimes described as 'neuropragmatics'. Chomsky was
interested in the theory of conversation because it suggested to him a
principled way of distinguishing between centrally linguistic meaning that
might be described as belonging to a speaker's competence or semantic ability,
and context-dependent meaning belonging to performance or prag-matics. Clinical
linguists have looked for evidence of a neurological basis for such a
distinction. Many such studies have concentrated on patients with some degree
of language impairment, in an attempt to discover whether semantics and pragmatics
can be selectively impaired. For instance, Neil Smith and lanthi-Maria
Tsimpli, working within a broadly Chomskyan framework, have studied an
institutionalised brain-damaged patient with exceptional linguistic abilities.
Their findings suggest that his 'linguistic decoding' is as good as anyone
else's but that he is unable to handle examples such as irony, metaphor and
jokes, a distinction that they suggests points to a separation between
linguistic and non-linguistic impairment.3º Such a suggestion seems to be
supported by findings from researchers with a more clinical and less linguistic
interest, who have suggested that core linguistic functions might be controlled
by the left hemisphere of the brain while 'pragmatic', context-dependent
meaning, together with emotions, is controlled by the right. 40 Other
clinicians have adopted a more overtly Gricean framework. Elisabeth Ahlsén uses
the Cooperative Principle as a tool for describing aphasic communication in
which, she argues, 'implicatures based on the maxims of quantity and manner
cannot be made in the same way as in the case of nonaphasic speakers.'* The
theory of conversation has also been used as a tool for describing more general
communication dis-orders. 42 Ronald Bloom and a group of fellow-experimenters
argue that 'Gricean pragmatics has provided a theoretically meaningful
framework for examining the discourse of individuals with communication
disorders' 43 Clinicians using Gricean analyses tend to be reluctant to draw
definite conclusions about the division of labour between the hemi-spheres.
This is argued perhaps most explicitly by Asa Kasher and his team, who have
investigated the processing of implicatures by using an 'implicature battery'
for both right brain-damaged and left brain-damaged stroke patients. They use
both verbal implicatures and non-verbal implicatures based on visual images,
and conclude that 'both cerebral hemispheres appear to contribute to the same
degree to processing implicatures.'* This scepticism about the localisation of
pragmatic processing in the right hemisphere is shared by Joan Borod and
others, who use a series of pragmatic features, including some based on Gricean
implicature, to test language performance in right-hand brain-damaged,
left-hand brain-damaged and normal control subjects. They conclude that
'deficits in pragmatic appropriateness are shared equally by both brain-damaged
groups.'45 Elsewhere, Kasher has argued explicitly against the tendency to make
sweeping generalisations over pragmatic phenomena that locate them all in the
right hemisphere. Implicature, he argues, is part of a larger competence,
'hence it would be implausible to assume that some domain-specific cognitive
system produces conversational implicature' 46 As Kasher's position illustrates,
the positing of a separate pragmatic faculty, to which implicature belongs, is
not dependent on the faculty being physically autonomous. It can be
impaired selectively from language, an observation that in itself legitimises
the hypothesis of a physical basis in the brain. Another field in which
the theory of conversation has been used enthusiastically is Artificial
Intelligence, a striking application given Grice's personal animosity to
computers. Computer programmers have realised that formal linguistic theories
can go a long way towards specifying the rules that make up grammatical
sentences, but have little to say about how those sentences can be used to form
natural-sounding conversations. For instance, Ayse Pinar Saygina and Ilyas
Ciceki are not impressed by the pragmatic skills of computers. They analyse the
output of various programmes entered for the Loebner Prize, an annual
competition to find the programme closest to passing the Turing Test, in which
a computer is deemed to be intelligent if a human observer cannot distinguish
its participation in a conversation from that of a human. Saygina and Ciceki
argue that pragmatic acceptability, rather than the simple ability to generate
natural language, is the biggest challenge to such programmes. Moreover, the
programmes that are the most successful are those that adhere most closely to
Grice's maxims, suggesting future applications for these, specifically that
programmers will inevitably have to find ways of "making computers
cooperate" ' 47 Various programmers have in fact made some attempts
in this direc-tion. Robert Dale and Ehud Reiter consider an algorithm for
natural-sounding referring expressions in computer-human interaction. They note
that such an algorithm must produce expressions that successfully pick out the
referent without leading 'the human hearer or reader tomake false
conversational implicatures',48 Perhaps not surprisingly, they consider Grice's
maxims to be 'vague' compared to the principles needed for computational
implementation. Nevertheless, they base their algorithm on an interpretation of
the maxims, claiming that the simpler interpretation produces a result that is
'faster in computational terms and seems to be closer to what human speakers do
when they construct referring expressions'.4 Michael Young tackles the problem
of intelligent systems designed to form plans to direct their own activities or
those of others. 'There is a mismatch between the amount of detail in a plan
for even a simple task and the amount of detail in typical plan descriptions
used and understood by people' 5º In order to address this issue, Young
proposes a computational model that draws on Grice's maxim of Quantity, which
he labels the Cooperative Plan Identification architecture. He argues that this
produces instructions that are much more successful in communicating a plan to
a human subject than instructions produced by alternative methods. Grice
would have recognised discussion of irony and metaphor as more closely related
to his work, although he would not necessarily have welcomed the form some of
this debate has taken. The explana-tion of such 'non-literal' uses has
generally been taken as a central task for the theory of conversation, and
indeed Grice himself seems to encourage this view. In a rather hurried exegesis
in the William James lectures, he explains irony and metaphor as floutings of
the first maxim of Quality. 'X is a fine friend' said just after X has been
known to betray the speaker cannot be intended to be taken as a true expression
of belief. Instead, the speaker must intend some other related
proposition; 'the most obviously related proposition is the contradictory of
the one he purports to be putting forward!»' Grice later restricts his
definition of irony, claiming that it is 'intimately connected with the
expression of a feeling, attitude or evaluation'.52 As an example of metaphor,
'You are the cream in my coffee' is also clearly false, but cannot be
interpreted as meaning its simple opposite, which is a truism; 'the most likely
sup-position is that the speaker is attributing to his audience some feature or
features in respect of which the audience resembles (more or less fancifully)
the mentioned substance.'53 Some linguists working on such figures of
speech have accepted an account along the lines suggested by Grice.5 Others,
however, have taken issue with the apparent ease with which Grice's hearer in
each case derives the interpretation. Their argument is that nothing within the
Cooperative Principle or the maxims as they stand specifies why the hearer
should reach that interpretation rather than some other. RobertHarnish wonders
what tells us that the hearer in the irony example reaches the conclusion that
'X is a cad'; 'why should we suppose that the contradictory is the most
obviously related proposition?' Similarly, if Grice's metaphor example is to be
explained, 'we need some principles to guide our search for the correct
supposition.'ss Dan Sperber and Deirdre Wilson argue that Grice's description
of the process by which irony is interpreted 'is virtually free of rational
constraints' 56 There is no reason why the negation of what is said should
serve as the impli-cature, rather than some other closely related assumption.
Wayne Davis worries about how a hearer is expected to identify accurately
exactly what sort of interpretation is intended when, for instance, the maxim
of Quality is flouted.s7 Some claim that experimental work also poses
problems for Grice's account. Rachel Giora argues that the 'salient' meanings
of metaphors and irony 'enjoy a privileged status: they are always accessed,
and always initially, regardless of context'.58 Raymond Gibbs goes so far as to
claim that 'the results of many psycholinguistic experiments have shown the
traditional, Gricean view to be incorrect as a psychological theory'S His
argument is that a figurative example does not require more processing time
than a literal one; speakers often understand metaphorical or ironic meaning
straight away without first having to analyse and reject literal meaning. Gibbs
sees this as a threat to the whole distinction between the said and the
implicated. Not all experimental linguists would subscribe to Gibbs's
conclusions. Thomas Holtgraves points out that many metaphorical figures
of speech such as 'he spilled the beans' have 'a conventional, nonliteral
meaning that is comprehended directly' because in such cases 'the default
meaning is clearly the nonliteral meaning' 6 Gerald Winer and his team compare
the reactions of children and adults to a set of questions and observe that
children tend to respond to literal but trivial meanings, adults to
metaphorical interpretation. They argue that these findings are quite
consistent with Grice's theory, which 'holds that people respond to the
intended or inferred, rather than the literal, meaning of utter-ances'.61 Anne
Bezuidenhout and J. Cooper Cutting suggest that experiments can never bear
directly on the debate over the accuracy of Grice's theory because 'Grice was
interested in giving a conceptual analysis of the concepts of saying, meaning,
and so on, and not in giving a psychological theory of the stages in utterance
processing. 2 They also express some concerns about the validity of results
based on simple measurements of processing time, and the readiness of
experimental linguists to reach generalised conclusions from these.Despite his
own philosophical and analytical interests, then, Grice's theory has been
debated in terms of its social application, its computational implementation
and its psychological and even neurological plausibility. It has also been
discussed by those whose studies extend across cultures, some of whom have
criticised it as ethnocentric, as drawing unquestioningly on the mores of one
society. In an echo of the accusations of elitism levelled at Austin and his
'empirical' approach to language, Grice has even been accused of concentrating
on one privileged rank of that society. This particular criticism dates back to
Elinor Ochs Keenan's article 'The universality of conversational postulates',
first published in 1976. Keenan's basic tenet is that Grice's analysis is
implicitly but inappropriately offered as applying universally. Her specific
claim is that the maxims, in particular those of Quantity, do not hold among
the indigenous people of the plateaus area of Madagascar. Hence the
maxims are culturally specific and the assumption that Grice's account
demonstrates a pragmatic universal is flawed. In Malagasy society,
speakers regularly breach the maxim to 'be infor-mative', by failing to provide
enough information to meet their interlocutor's needs. So if A asks B 'Where is
your mother?', B might well reply 'She is either in the house or at the
market', even when fully aware of the mother's location. Further, the reply
would not generally give rise to the implicature that B is unable to provide a
more specific answer because in that society 'the expectation that speakers
will satisfy informational needs is not a basic norm' 63 Keenan suggests some
reasons for this specific to Malagasy society. New information is such a rare
commodity that it confers prestige on the knower, and is therefore not parted
with lightly. Further, speakers are reluctant to commit themselves explicitly
to particular claims, and therefore to take on responsibility for the
reliability of the information. For these reasons, the expectations about
conversational practice and the implicatures following from particular
utterances are different from those assumed by Grice to be universal
norms. Keenan complains that 'the conversational maxims are not presented
as working hypotheses but as social facts' and argues that much more empirical
work on conversation must be conducted before true paradigms of conversational
practice can be drawn up. Her criticism, then, is chiefly the familiar one that
Grice has attempted to describe 'con-versation' without having considered the
mechanics of any actual con-versation, with the added claim that such a
consideration would reveal some significant variations between cultures. However,
she welcomes Grice's attempt to posit universal conversational principles,
because ofthe possibility it suggests for those engaged in fieldwork to move
away from specific empirical observations 'and to propose stronger hypotheses
related to general principles of conversation'. She suggests that the
particular maxims may apply in different domains and to different degrees in
different societies. In Malagasy society, determining factors include the
importance of the information in question, the degree of intimacy between the
participants, and the sex of the speaker. A number of linguists have defended
Grice against Keenan's accusation. Georgia Green has suggested that even the
discovery that a particular maxim did not apply at all in one society would not
invalidate Grice's general enterprise. Since the maxims are individual 'special
cases' of coopera-tion, 'discovering that one of the maxims was not universal
would not invalidate claims that the Co-operative Principle was universal'.
Robert Harnish argues that Grice nowhere claims that all conversations are
governed by all the maxims; in many types of conversation, as in Keenan's
examples, one or more of the maxims 'are not in effect and are known not to be
in effect by the participants'. Geoffrey Leech points out that 'no claim
has been made that the CP applies in an identical manner to all societies.
'68 Keenan's criticisms of Grice, and indeed these responses to those
crit-icisms, consider meaning as a social and interactive, rather than a purely
formal phenomenon. This is a project shared to varying degrees by works that
have attracted the title 'politeness theory'. Such works date back to the
mimeograph days of 'Logic and conversation', ', and indeed can be
seen as one area in which the newly emerging discipline of prag-matics took its
inspiration and basic premisses from Grice. Looking back to the early 1970s,
politeness theorists Penelope Brown and Stephen Levinson comment that at that
time the division of meaning into semantics and pragmatics was motivated
chiefly by 'the basic Gricean observation that what is "said" is
typically only part of what is "meant" the proposition expressed by
the former providing a basis for the calculation of the latter. In studying
politeness phenomena, linguists such as Brown and Levinson were seeking an
explanation not so much of the mechanics of this calculation as of its
motivation. John Gumperz observes in the foreword to Brown and Levinson's study
that politeness theory concentrated on the social functions of language,
thereby bringing Grice's work into the field of sociolinguistics for the first
time. Theorised conversational politeness, like cooperation, is neither a
description of ideal behaviour nor a guide to etiquette. Indeed, politeness
theorists are eager to stress that they are positing hypotheses about
conventionalised and meaningful patterns of behaviour, rather thandescribing a
general tendency in people to be 'considerate' or 'nice' to each other. The
conventions of politeness are not accounted for in the maxims, and some have
seen this as a weakness in Grice's account. However, the tendency towards
cooperation and that towards politeness are means towards different sets of
ends: the former to informing and influencing and the latter to the maintenance
of harmonious social relationships. Norms of politeness are therefore
appropriate complements to, not subcategories of, norms of cooperation. This
certainly seems to have been the view Grice himself took in his only reference
to politeness in 'Logic and conversation': There are, of course, all
sorts of other maxims (aesthetic, social, or moral in character), such as 'Be
polite', that are also normally observed by participants in talk exchanges, and
these may also generate nonconventional implicatures. The conversational
maxims, however, and the conversational implicatures connected with them, are
specially connected (I hope) with the particular purposes that talk (and so,
talk exchange) is adapted to serve and is primarily employed to serve.?°
Those who have taken a closer interest than Grice in politeness have generally
done so for one of two reasons. Some have given what for Grice are secondary
purposes of conversation a more central impor-tance, arguing either explicitly
or by implication that the maintenance of social relationships is at least as
important a function of conversation as the 'rational' goals of informing and
influencing. Others have seen in the phenomenon of politeness a possible answer
to a question Grice has been criticised for never fully addressing: the
question of why speakers convey meaning through implicatures at all, rather
than through straightforward assertion. In other words, they have seen
politeness not as a supplementary norm of conversation, but as a potential key
to the operation of the Cooperative Principle itself. Some of the
earliest work in politeness theory came from Robin Lakoff. In common with other
generative semanticists, she was dissatisfied with the tenet that judgements of
grammaticality were autonomous and sufficient: that a fully successful
transformational grammar would be able to legislate absolutely between 'good'
and 'bad' strings. Rather, she argued, phenomena entirely dependent on context,
and on aspects of context as specific as the relationship between two people,
could effect such judgements and should be taken into account. She has
since argued that the notion of 'continuousness', the idea thatjudgements of
acceptability must be arranged along a continuous scale rather than being
binary and polar, is the single greatest contribution of generative semantics
to the understanding of human language." In articles published in the
early 1970s, Lakoff defended the importance of pragmatic explanations. In
'Language in context', for instance, she argues that transformational grammar
had 'explicitly rejected' contextual aspects from consideration.?? Her
particular claim is that certain features of English sentences can be explained
only in terms of the relationship between the speaker and hearer. In this sense
they are no different from, for instance, honorifics in Japanese; it is just
that their context-bound nature is not immediately apparent because they are
expressed using linguistic devices that have other, more centrally semantic,
functions as well. So Lakoff discusses the use of modal verbs in offers and
requests, considering why, for instance, 'You must have some of this cake'
counts as a politer form than 'You should have some of this cake'. Their social
meaning is often dependent not just on the form used but the implications this
triggers. The verb 'must' implies, generally contrary to the facts of the case,
that the hearer has no choice but to eat the cake, hence that the cake is not
in itself desirable, and that the speaker is politely modest about the goods
she is offering. Lakoff draws an analogy between these politeness
phenomena and some other conversational features 'not tied to concepts of
politeness', such as those discussed in Grice's mimeograph. Like politeness
phe-nomena, these features are not part of the grammar but can nevertheless
have an effect on the form of utterances. Lakoff notes that expressions such as
'well' and 'why' may sometimes be labelled 'mean-ingless', but that they in
fact have specific conditions for use. Because they can be used either
appropriately or inappropriately, a linguistic theory needs to be able to
account for them, yet the conditions governing their appropriateness are often
dependent on a purely context-bound phenomenon such as the breaking of a
conversational maxim. They signal, respectively, that the utterance to
follow is in some way incomplete, breaking the maxims of Quantity, and that a
preceding utterance was in some way surprising, and so considered a possible
breaking of the maxims of Quality. The attitudes of speakers to the information
conveyed, just like their awareness of their relationships to each other, is
sometimes communicated by the actual form of words used. Therefore, any
sufficient account of language must pay attention to contextual as well as
syntactic factors. In 'The logic of politeness', published the following
year, Lakoff reiterates her belief in the necessity of contextual explanations
to comple-ment syntactic ones, but this time goes further in arguing that
prag-matics should be afforded a status equal to syntax or semantics.
Ulti-mately, she would like to see pragmatic rules 'made as rigorous as the
syntactic rules in the transformational literature (and hopefully a lot less ad
hoc)'? The basic types of rules to be accounted for fall under two headings:
'Be clear' and 'Be polite'. These sometimes produce the same effect in a
particular context and therefore reinforce each other, but more often place
conflicting demands on the speaker, meaning that one must be sacrificed in the
interests of the other. Grice's theory of conversation provides an account of
the rules subsumed under 'Be clear'. It remains to be explained why speakers so
often depart from these norms in their conversations and here, Lakoff implies,
the second type of pragmatic rule comes into play. In cases when the interests
of clarity are in conflict with those of politeness, politeness generally wins
through. This is perhaps because: 'in most informal conversations, actual
communication of important ideas is secondary to merely reaffirming and
strengthening relationships.'75 Lakoff tentatively suggests three 'rules
of politeness', analogous to the rules of conversation: 'don't impose', 'give
options' and 'make A feel good - be friendly'? The first rule explains why
people choose lengthy or syntactically complex expressions in apparent breach
of clarity, such as 'May I ask how much you paid for that vase, Mr Hoving?' and
'Dinner is served'. The second rule explains the use of hedges ('Nixon is sort
of conservative') and euphemisms (I hear that the butler found Freddy and
Marion making it in the pantry'), expressions leaving hearers the superficial
option of not interpreting an expression in a way they may find offensive. The
third rule explains nicknames and particles expressing feeling and involving
the hearer, particles such as like', 'y'know', '1 mean'. All these
conversational features might appear to be in breach of one or more maxim; in
effect the more powerful rules of politeness explain why and when the
conversational maxims are breached. Lakoff even suggests that Grice's rules of
conversation are perhaps best seen as 'subcases' of Rule 1; in other
words that the tendency towards clarity is just part of a more general tendency
not to impose on your addressee. The other two types of politeness,
particularly 'be friendly', take precedence over clarity when they come into
conflict with it. For Lakoff politeness, perhaps including Grice's maxims, is a
subsection of the more general category of 'cooperation'. Brown and Levinson's
theory of politeness is perhaps the most fully articulated and successful of
the attempts to integrate sociolinguisticnotions of politeness with Grice's
account of cooperation. The theory itself dates from just after the time when
Lakoff was publishing on the need for linguistics to take account of contextual
factors. Brown and Levinson first wrote up their ideas in the summer of 1974;
these were eventually published as a long essay late in the 1970s, and in book
form almost a decade later." They claim that their account is based on
just the same basic premiss as Grice's: 'there is a working assumption by
conversationalists of the rational and efficient nature of talk.'78 Brown and
Levinson draw on sociology by introducing Erving Goffman's notion of 'face'
into the discussion of politeness. In the 1950s, Goffman defined face as the
positive social value a person claims, and argued that 'a person tends to
conduct himself during an encounter so as to maintain both his own face and the
face of the other participant'" Brown and Levinson refine Goffman's idea
by distinguishing between 'positive' and 'negative' face. Participants in
social situations are aware, both in themselves and in others, of the needs of
both positive and negative face. Positive face is, generally, the desire to be
liked, to be held in high regard by others. Negative face is the desire not to
be imposed upon, to retain freedom of choice. Certain types of act can be
classified as inherently impolite because they are threatening to one or other
type of face for the addressee. Criticisms are inherently impolite because they
threaten hearers' positive face by showing that they are in some way not held
in high regard. Orders or requests are inherently impolite because they
threaten negative face by seeking to impose the speaker's will on others and to
restrict freedom of choice. In such circumstances the speaker has the option of
producing the impolite act 'bald on-record'.80 That is, of producing it without
any attempt to disguise it: to say 'You look fat in that dress', or 'Give me a
lift to the station'. Brown and Levinson observe that in doing this, the
speaker adheres precisely to Grice's maxims; 'You look fat in that dress' is
clear, informative and truthful. The speakers may be adhering to the
maxims of conversation in these examples, but they are in breach of the rules
of politeness prescribing maintenance of the other's face. Utterances such as
'That isn't the most flattering of your dresses' and 'I wonder if I could
trouble you for a lift to the station' are less clear and less efficient than
their 'on-record' coun-terparts. However, the very fact that speakers are
putting more effort into producing these longer and more complex utterances
ensures that they are seen to be striving to satisfy the hearers' face wants.
Such ways of conveying meaning are very common in conversation, Brown
andLevinson note. Successive commentators have been simply wrong in assuming
that Grice specifies that utterances must meet the conditions of cooperation.
Their purpose here, in fact, is 'to suggest a motive for not talking in this
way' 81 Like Lakoff, they note that hedges are generally concerned with the
operation of the maxims. They emphasise that cooperation is met, indicate that
it may not be met, or question whether it has been met.82 Further, 'off-record'
strategies are often accompanied by a 'trigger' indicating that an indirect
meaning is to be sought. The individual conversational maxims determine the
appropriate type of trigger. Work on politeness in naturally occurring
conversation has produced both supportive and more pessimistic responses to the
Gricean frame-work. Susan Swan Mura draws on the transcriptions of 24 dyadic
interactions to consider factors that might license deviation from the maxims.
She concludes that for all the maxims the relevant factors provide for
problem-free interaction in contexts where there is a threat of some sort to
the coherence of the interaction. She concludes enthusiastically that 'this
study also provides preliminary evidence that the Cooperative Principle
represents a psychologically real construct, modeling the behavioural (in a
non-Skinnerian sense of the term) basis for conversational formulation and
interpretation.'83 Yoshiko Matsumoto, on the other hand, considers politeness
phenomena in Japanese and notes that 'a socially and situationally adequate
level of politeness and adequate honorifics must obligatorily be encoded in
every utterance even in the absence of any potential face threatening act',
arguing that this is a serious challenge to the universality of both Grice's
and Brown and Levinson's theories.8 In his contribution to the literature
on politeness, Geoffrey Leech draws together concepts from contemporary
pragmatics and adds some of his own, to present what he describes as an
'Interpersonal Rhetoric' 85 He claims that the Cooperative Principle, although
an important account of what goes on in conversation, is not in itself
sufficient to explain interpersonal rhetoric. Principles of politeness and also
of irony must be added on an equal footing with cooperation; indeed, they can
sometimes 'rescue' it from apparently false predictions. The result is a vastly
more complex account of conversation than Grice had envisaged, as well as a
more complex pragmatics in general. For example, Leech suggests that if, in
response to 'We'll all miss Bill and Agatha, won't we?', a speaker were to say
'Well, we'll all miss BILL', thereby implicating that she will not miss Agatha,
the speaker has apparently failed to observe the needs of Quantity. The speaker
'could have been moreinformative, but only at the cost of being more impolite
to a third party: [the speaker] therefore suppressed the desired information in
order to uphold the P[oliteness] P[rinciple]'.86 Leech's PP itself
contains an elaborate list of additional conversational maxims. He initially
describes these as comprising Tact, Generosity, Approbation, Modesty, Agreement
and Sympathy, but later suggests that further maxims of politeness may prove
necessary, including the Phatic maxim, the Banter maxim and the Pollyanna
maxim.8 He seems, in fact to be prepared to add maxims in response to
individual examples as they present themselves. This stance is open to the
criticism that the choice of maxims becomes ad hoc, and the number arbitrary,
significantly weakening the explanatory power of the theory. Indeed Brown and
Levinson suggest that Leech is in danger of arguing for an 'infinite number of
maxims', making his addition of the politeness principle in effect an elaborate
description, rather than an explanatory account, of pragmatic
communication.88 Leech's 'Interpersonal Rhetoric' is unusual among
theories of politeness for advocating such a plethora of principles in addition
to Grice's maxims of cooperation. It is certainly unusual in the more general
framework of Gricean pragmatics. Here, the tendency in responses to the theory
of conversation has been to attempt to reduce the number of maxims, to
streamline the theory and therefore make it more powerfully explanatory and
psychologically plausible. In their overview of the place of pragmatics in
linguistics during the last quarter of the twentieth century, Hartmut Haberlard
and Jacob Mey criticise Leech for multiplying pragmatic principles and types,
while most responses to Grice have been reductive in tendency. The general
feeling that Grice's maxims need tidying up and clarifying is, they suggest,
not particularly surprising 'if one considers the strong a priori character of
Grice's maxims'. His main motivation in their choice and titles was to echo
Kant's table of categories. Perhaps the most extreme of such theories was
Relevance Theory (RT), developed by a number of linguists, but principally by
Dan Sperber and Deirdre Wilson. It offered an account of communication and
cognition drawing on Grice's theories of meaning and of conversation,
especially on his distinction between what is said and what is meant, while at
the same time departing from Grice sig-nificantly. From the mid-1980s and into
the 1990s, RT was perhaps the most influential school of thought in pragmatics
and spawned a large number of articles, conference papers and doctoral theses,
especially at its 'home' at University College, London. It was used as a
framework for the analysis of various semantic and pragmatic phenomena in a
varietyof languages, as well as an approach to texts as diverse as poetry,
jokes and political manifestos. In Relevance, Sperber and Wilson argue
that Grice's account is too cumbersome and too ad hoc, consisting in a series
of maxims each intended to account for some particular, more or less intuitive
response. Gricean pragmatics had for too long been bound by the outline
provided by 'Grice's original hunches'? The dangers of this are apparent:
'It might be tempting to add a maxim every time a regularity has to be
accounted for.'' Rather, the various maxims and submaxims can be subsumed into
a suitably rich notion of relevance. This does not consist of a maxim, such as
Grice's 'Be relevant', which speakers may adhere to or not, and which in the
later case may lead to implicature. There is no place in Sperber and Wilson's
theory for the notion of 'flouting' a rule of conversation. Rather, they posit
a 'Principle of Relevance', a statement about communication; 'communicators do
not "follow" the principle of relevance; and they could not violate
it even if they wanted to'. The principle applies 'without exception'. It is a
fact of human behaviour explaining how people produce, and how they respond to,
communicative acts. The principle states that every act of ostensive
communication is geared to the maximisation of its own relevance; people
produce utterances, whether verbal or otherwise, in accordance with the human
tendency to be relevant, and respond to others' utterances with this
expectation. Relevance is defined as the production of the maximum number of
contextual effects for the least amount of processing effort. These notions are
all entirely dependent on context; just as there is no place for flouting in
Sperber and Wilson's theory, so there is no place for any notion of generalised
implicature. Every implicature is entirely dependent on and unique to the
context in which it occurs. Sperber and Wilson take issue with Grice over
what they see as his simplistic division of the semantic and the pragmatic, or
the encoded and the inferenced. It is simply not possible, they argue, to
arrive at a unique, fully articulated meaning from decoding alone: to produce a
semantic form on which separate, pragmatic principles can then work. In
assuming that this was possible, Grice took an unwarranted step back towards
the code model he so tellingly critiqued in his earlier article
'Meaning', returning to an outmoded reliance on the linguistic code to deliver
a fully formed thought. He abandoned a 'common-sense' approach with
psychological plausibility: the attempt to formalise and explain the notion
that 'communication involves the publication and recognition of intentions'.'
Cognitive principles such as relevance will be involved even at the stage of
producing a Gricean 'what is said',determining features such as reference
assignment and disambiguation. Unlike the Gricean maxims, the
Principle of Relevance is not an autonomous rule applying after decoding has
issued a unique linguistic meaning. Rather, both 'explicit' and 'implicit'
meaning rely on the Principle of Relevance. Sperber and Wilson argue, contra
Grice, for the need to consider explicitness as a matter of degree.
Unlike the ethnologists and politeness theorists who claim common ground with
Grice through an interest in social interaction, relevance theorists see their
approach, and also Grice's maxims, as essentially cognitive in nature. For
instance, Diane Blakemore has argued that RT responds to Grice's own dismissal
of 'the idea that the maxims had their origin in the nature of society or
culture on the grounds that this did not provide a sufficiently general
explanation' and his warning that 'the key to a general, psychological
explanation lay in the notion of relevance'.'4 There is some evidence
that Grice was reluctant to be drawn on his views on RT. His only published
comment is very brief and rather damning. In the retrospective overview of his
own work in Studies in the Way of Words, he comments on the possible problem of
the interdependence of his maxims, especially Quantity and Relation. However,
he argues that Sperber and Wilson's account, far from clarifying this matter,
in fact loses the significance of the link between relevance and quantity of
information by considering relevance without specification of direction. The
amount of information appropriate in any given context is determined by the
particular aim of the conversation, or of what is deemed relevant to that aim.
So success in conversation is not simply a matter of accumulating the highest
possible number of contextual effects. Further, Grice argues that as well as
direction of rele-vance, information is necessary concerning the degree of a
concern for a topic, and the extent of opportunity for remedial action. In sum,
the principle of relevance may well be an important one in conversation, but
when it comes to implicature it might be said 'to be dubiously independent of
the maxim of Quantity'.9S This last suggestion seems to align Grice more with another
branch of pragmatics, again one attempting to refine the notion of implicature
and reduce the number of conversational maxims: the work of the so-called
'neo-Griceans'. The term 'neo-Gricean' has been applied to a number of
linguists, both American and British, and to a body of work produced since the
early 1980s. Across the range of their published work, these linguists have
revised their ideas many times, and used a sometimes bewildering array of
terminology. Nevertheless, the work all remains located firmlywithin the
tradition of Gricean pragmatics, seeking to elaborate a theory of meaning based
on levels of interpretation. Neo-Griceans have tended towards two types of
revision of Grice's theory of conversation, one much more radical than the other.
First, very much in keeping with Grice's own speculations about the
interdependence of Quantity and Relation, they have questioned the need for as
many separate maxims as Grice originally postulated, and investigated ways of
reducing these. Second, and rather more at odds with Grice's own original
conception, they have questioned the sharpness of the distinction between the
levels of meaning. They have been concerned with what Laurence Horn has
described as a problem raised by the Cooperative Principle, 'one we encounter
whenever we cruise the transitional neighbourhood of the semantics/pragmatics
border: how do we draw the line between what is said and what is
implicated?'96 The neo-Griceans have upheld the importance of making some
such distinction, but they have in various ways and with different
terminologies challenged the viability of separating off entirely the 'literal'
from the 'implied'. In this, they share the anxiety expressed by Sperber and
Wilson in terms of the appropriate division between 'explicit' and 'implicit'
meaning. Sperber and Wilson argue that purely explicit meaning is generally not
enough to render a full propositional form; implicit aspects of meaning must be
admitted at various stages, leading to 'levels' of explicitness. Neo-Griceans
have made similar claims, leading them not actually to abandon the
distinction between semantics and pragmatics, but to question the autonomy of
the two, and the possibility of their applying to interpretation in series. The
chief ways in which the neo-Griceans differ from relevance theorists, and stay
closer to Grice, is in their maintenance of separate maxims of conversation
that can be exploited and flouted, and the use they make of gen-eralised
conversational implicatures (GCIs). These latter, rejected by RT because they
take minimal account of context, are crucial to the devel-opment, and
presentation, of much of the neo-Gricean literature. In his 1989 book A
Natural History of Negation, Laurence Horn comments that 'much of neo- and post-Gricean
pragmatics has been devoted to a variety of reductionist efforts'!' He suggests
that a premiss for him, and perhaps for many of the neo-Griceans, setting them
apart from relevance theorists, is that 'Quality ... is primary and essentially
unreducible.' What needs further to be said about conversation can be
summarised in two separate, sometimes conflicting, driving forces within
communication. These are, in general terms, the drive towards clarity, putting
the onus on speakers to do all that is necessary to makethemselves understood,
and the drive towards economy, putting the onus on hearers to interpret
utterances as fully as necessary. Horn labels the principles resulting from
these drives Q and R respectively (stand-ing for 'quantity' and 'relation', but
with no straightforward correlation to Grice's maxims). He traces the
development of this reductive model to early work by Jay Atlas and Stephen
Levinson, and by Levinson on his own. But an important part of the account of
'Q-based implicatures' draws on work almost a decade earlier by Horn himself on
the notion of 'scalar implicatures'. Horn's development of the Gricean
notion of Quantity to account for the interpretation of a range of vocabulary
in terms of 'scalar implica-ture' is arguably one of the most productive and
interesting of the expansions of 'Logic and conversation'. It is in many ways
true to Grice's original conception of implicature, not least because it
divides the 'meaning' of a range of terms into 'said' and 'implicated'
components, removing the need to posit endless ambiguities in the language, and
offering a systematic explanation of a wide range of examples. It is perhaps in
keeping that such a thoroughly Gricean enterprise should remain in manuscript
for many years, and then be published only partially (in A Natural History of
Negation). The main source for Horn's account of scalar implicature remains his
doctoral thesis, On the Semantic Properties of Logical Operators in English,
presented to the University of California, Los Angeles, in 1972. In his
later commentary on scalar implicatures, Horn describes them as the 'locus
classicus' of GCIs based on his own notion of Quantity.98 Indeed, Grice himself
seems to have seen examples of this type as particularly important, although he
does not use the term 'scalar', or identify them as a separate category. In
'Logic and conversation', he introduces the notion of GCI as follows:
Anyone who uses a sentence of the form X is meeting a woman this evening would
normally implicate that the person to be met was someone other than X's wife,
mother, sister, or perhaps even close platonic friend. ... Sometimes, however,
there would be no such implicature (T have been sitting in a car all morning')
and sometimes a reverse implicature (I broke a finger yesterday'). I am
inclined to think that one would not lend a sympathetic ear to a philosopher
who suggested that there are three senses of the form of expression an X. ...
[Rather] when someone, by using the form of expression an X, implicates that the
X does not belong to or is not otherwise closely connected with some
identifiable person, the implicature is presentbecause the speaker has failed
to be specific in a way in which he might have been expected to be specific,
with the consequence that it is likely to be assumed that he is no in a
position to be specific. This is a familiar implicature and is
classifiable as a failure, for one reason or another, to fulfil the first maxim
of Quantity." The most easily identifiable type of GCI is based on
the first maxim of Quantity, which calls for as much information as is
necessary. In other words, it draws on Grice's earliest observation about the
regularities of conversation: that one should not make a weaker statement when
a stronger one is possible. Horn observes that there are many areas of
vocabulary where similar apparent problems can be resolved by just such an
analysis. A more general term often implicates that a more specific alternative
does not apply, by means of the assumption that the speaker is not in a
position to provide the extra information. Horn discusses this informativeness
in terms of the 'semantic strength' of a lexical item. Such items can be
understood as ranged on 'scales' of infor-mativeness, each scale consisting of
two or more items. In all cases, it is possible to describe the different
meanings associated with a particular item in terms not of a semantic
ambiguity, but of a basic semantic meaning and of an additional implicated
meaning that arises by default, but can be cancelled in context. The first
scale Horn discusses is that of the cardinal numbers. The numbers can be seen
as situated on a scale, ranging from one to infinity: (1, 2, 3, 4, 5, ...).
Each item semantically entails all items to its left, and pragmatically implicates
the negation of all items to its right. As Horn describes it: Numbers, or
rather sentences containing them, assert lower- boundedness - at least n
- and given tokens of utterances containing cardinal numbers may, depending on
the context, implicate upper-boundedness - at most n - so that the number may
be interpreted as denoting an exact quantity, 100 This explains the
apparent ambiguity of a cardinal number in use. 'John has three
children', for example, will generally be interpreted as meaning 'John has
exactly three children', but is not logically incompatible with John's having
four or more. Horn points to the fact that 'John has three children, and
possibly even more' is acceptable, suggesting that 'no more than three' cannot
be part of the semantic meaning of 'three'. If it were, this example should be
simply logically contradictory. Rather than forcing the intolerable conclusion
that allcardinal numbers are semantically multiply ambiguous, Horn's account
allows that their semantic meaning is 'at least. but that they implicate 'at
most..'. This is because, if the speaker were able to use an item further to
the right on the scale, it would be more informative, hence more cooperative,
to do so. Taken together, these two meanings give he interpretation 'exactly...
Horn proposes similar scales fo vocabulary items from across the range of the
lexicon, including adjec tives, (warm, hot), (good, excellent); verbs, (like,
love), (dislike, hate); and quantifiers, (all, some). As Horn observes in his own
later com-mentary, in all these examples 'since the implicature relation is
context-dependent, we systematically obtain two understandings for each scalar
value p ('at least p', 'exactly p') without needing to posit a semantic
ambiguity for each operator'. 101 In this later work, Horn describes
scalar implicatures as examples of Q-based implicatures, dependent on our
expectations that speakers will seek to be as clear as possible. However,
Q-based implicatures need to be balanced against R-based ones, drawing on the
notion of economy. The tension between these can offer a clear account of
the issue to do with articles Grice originally identified: Maxim clash,
for example, arises notoriously readily in indefinite contexts; thus, an utterance
of I slept in a car yesterday licenses the Q-based inference that it was not my
car I slept in (or I should have said so), while an utterance of I broke a
finger yesterday licenses the R-based inference that it was my finger I broke
(unless I know that you know that I am an enforcer for the mob, in which case
the opposite, R-based implicatum is derived). 102 There is some
experimental support for the psychological plausibility of Horn's scalar
implicatures, and hence for the Gricean framework on which they are based. Ira
Noveck concludes from a number of experiments that although adults react to the
enriched pragmatic meaning of scalars, young but linguistically competent
children respond chiefly to their logical meaning. 'The experiments succeeded
in demonstrating not only that these Gricean implicatures are present in adult
inference-making but that in cognitive development these occur only after
logical interpretations have been well established.'103 There have been
some attempts to extend the range of Horn's notion of scalar implicature. Horn
himself has offered a scalar analysis of the 'strengthening' of 'if' to
mean 'if and only if', 104 Earlier, Jerrold Sadock sought to explain the
meaning of 'almost' in terms of a semantic scale(almost p, p). Sadock observes
that the argument for a relationship of implicature between the use of 'almost
p' and the meaning 'not p' is considerably weakened by the difficulty of
finding contexts in which it would be cancellable. His explanation is that this
is because 'the context-free implicature in the case of almost is so
strong'.10s In discussing the one example he does see as cancellable, he
introduces a qualification that is again to do with the 'strength' of an
implicature. Surely, Sadock argues, if a seed company ran a competition to
breed an almost black marigold', and a contestant turns up with an entirely
black marigold, it would be in the interests not just of fair play but of
correct semantic interpretation to award him the prize. However, he
cautions: In the statement of the contest's rules, the word almost should
not be read with extra stress. Stressing a word that is instrumental in
conveying a conversational implicature can have the effect of emphasizing the
implicature and elevating it to something close to semantic content. 106
Sadock does not go so far as claiming that an implicature can actually become
part of semantic content, but his rather equivocal statement certainly suggests
a blurring of what for Grice is a clearly defined boundary. This blurring
of the boundaries is more apparent, or more explicitly advocated, in other
neo-Gricean work, initially from Gazdar and later from Atlas and Levinson.
Gerald Gazdar is perhaps the least clearly 'Gricean' of the neo-Griceans,
in that he departs most radically from Grice's bipartite conception of meaning.
Nevertheless, he bases his pragmatic account at least in part on a conception
of implicature drawing on 'Logic and conversation'. He proposes a 'partial
formulization' of GCIs, drawing on Horn's original account, which he describes
as 'basi-cally correct'.107 For Gazdar, the semantic representation of certain
expressions carry 'im-plicatures', potential implicatures that will later
become actual if not cancelled by context. The relationship between context,
implicature and eventual interpretation is a formal process. Stephen
Levinson, sometimes in collaboration with other linguists, has developed a
revised account of GCIs. Levinson's conception of the processes of
interpretation is summarised in his exegesis of 'Logic and conversation' in his
1983 Pragmatics. He describes how the assumptions about conversation expressed
in the maxims 'arise, it seems, from basic rational considerations and may be
formulated as guidelines for the efficient and effective use of language'. 10
These goals in conversation areclosely related to Horn's 'economy' and
'clarity', respectively, and in Levinson's work too they prompt the search for
a reductive reformulation of the maxims. He is also concerned with developing
an 'inter-leaved' account of the relationship between semantics and
pragmatics. Along with RT, but differing overtly from it, Levinson's
account offers perhaps the most developed alternative to the view of semantics
and pragmatics operating serially over separate inputs. In a joint
article published in 1981, Atlas and Levinson lay claim to an explicitly
Gricean heritage, but argue that 'Gricean theories need not and do not restrict
their resources to Grice's formulations. 109 They argue that it is necessary to
pay attention to semantic structure that exists above and beyond
truth-conditions, and that in turn interacts with pragmatic principles to
produce 'informative, defeasible implicata'. 110 This concern with layers
of meaning not found in Grice's formulation has remained in Levinson's work.
His 2000 book Presumptive Meanings is a sustained defence of the notion of GCI,
based on Grice's original conception but reformulating and elaborating it. As
in the defence from 20 years earlier, GCIs are seen as informative and defeasible.
Their essential purpose is to add information to what is offered by literal
meaning; as Levinson explains, they help overcome the problem of the
'bottle-neck' created by the slowness of phonetic articulation relative to the
possibilities of interpretation. The solution, he suggests, takes the following
form: let not only the content but also the metalinguistic properties of the
utterance (e.g., its form) carry the message. Or, find a way to piggyback
meaning on top of the meaning. "11 As part of this programme,
Levinson offers a detailed characterisation of three separate levels of meaning
in utterance interpretation. As well as 'sentence meaning' and 'speaker
meaning', he argues the need for 'statement-meaning' or 'utterance-type
meaning', intermediate between the two. It is at this level, he suggests, that
'we can expect the system-aticity of inference that might be deeply
interconnected to linguistic structure and meaning, to the extent that it can
become problematical to decide which phenomena should be rendered unto semantic
theory and which unto pragmatics. 12 He places GCIs at this intermediate level;
for him they are ambiguously located between semantics and pragmat-ics. Part of
his argument here hinges on the idea, not dissimilar from that put forward by
Sperber and Wilson, that the very first level is often not enough to give a
starting point of meaning at all. Various factors in what Grice calls 'what is
said' need to be determined with reference to precisely those inferential
features described as GCIs. Levinson describes this process as 'pragmatic
intrusion into truth conditions'. 113 Pragmaticinference plays a part in
determining even basic sentence meaning, suggesting that pragmatics cannot be
simply a 'layer' of interpretation applying after semantics. 114
Neo-Griceans have sometimes been described as engaging in 'radical pragmatics'
because, as Levinson's model illustrates, they claim much richer explanatory
powers for their pragmatic principles than is the case in traditional Gricean
pragmatics. In 'Logic and conversation', ', the layers of meaning
before the Cooperative Principle becomes effective are somewhat shady.
Conventional meaning, always a problem area for Grice, is added to by various
uninterrogated processes of disambigua-tion and reference assignment, to give
'what is said'. This may be enriched by conventional implicature, depending on
the individual words chosen. It is only then that Grice's elaborate mechanism
for deriving conversational implicatures is brought into play. For neo-Griceans
such as Levinson, conventional meaning is a highly restrictive, although
perhaps no less shady, phenomenon. It needs assistance from pragmatic
principles before it can even offer a basis from which interpretation can
proceed. In John Richardson and Alan Richardson's instructive extended
metaphor: Grice allowed himself considerable pragmatic machinery with
which to try to bridge the gap between intuitive and posited meanings, whereas
radical pragmaticians have been eagerly scrapping much of Grice's machinery
while frequently allowing gaps between intuitive and posited meanings greater
than anything Grice proposed - a geometrically more ambitious program.
l1s A number of recent articles reassess the claims that implicature must
play a part in determining literal content. These generally take issue with
linguists such as the relevance theorists and Levinson, and show a renewed
interest in Grice's distinction between what is said and what is implicated,
although they are by no means unanimously uncritical of his original
characterisation of these. Kent Bach argues that 'what is said in uttering a
sentence need not be a complete proposition'; if we observe what Bach sees as
Grice's stipulation that 'what is said' must correspond directly to the linguistic
form of the sentence uttered, it may be that what is said is not
informationally complete. 16 However, this need not be a problem, because in
the Gricean framework what is communicated is not entirely dependent on what is
said but is derived from it by a process of implicature. Bach accuses some of
Grice's commentators of confusing their intuitions about what is communicated,
in whichimplicatures play a part, with judgements about semantic fact. Directly
taking issue with RT, he argues that 'I have had breakfast' might be literally
true even if the speaker had not had breakfast on the day of utter-ance; it is
simply that intuitive judgements focus on a more limited interpretation. These
intuitive judgements are not a good guide to the theoretical question of the
constitution of 'what is said': 'the most natural interpretation of an
utterance need not be what is strictly and literally said. 117 Mira Ariel
has also dwelt on intuitive responses in her discussion of 'privileged
interactional interpretation'. l18 What people respond to as the speaker's
chief commitment does not always correspond either to Grice's 'what is said' or
to some enriched form such as the relevance theorists' 'explicatures'. Jennifer
Saul suggests that Grice's distinction between what is said and what is
implicated has been dismissed too hurriedly by his critics. To argue against
Grice on the grounds of how people generally react to utterances is seriously
to misrepresent his intention. Further, within Grice's original formulation
there is no reason why what is said needs to be a cooperative contribution
recognised by either speaker or hearer: 'a speaker can perfectly well be
cooperative by saying something trivial and implicating something non-trivial.
119 Grice's work was often characterised by the speculative and
open-ended approaches he took to his chosen topics. At times the result can be
frustratingly tentative discussions of crucial issues that display a knowing
disregard for detail or for definitions of key terms. Ideas and theories are
offered as sketches of how an appropriate account might succeed, or how a
philosopher - by implication either Grice or some unnamed successor - might
eventually formulate an answer. In the case of the theory of conversation,
these characteristics are perhaps at least in part responsible for its success.
Certainly, Grice offered enough for his description of interactive meaning to
be applied fruitfully in a number of different fields across a vast range of
data. But the sketchiness of some aspects of the theory, and the failure fully
to define terms as central as 'what is said', have also indicated possibilities
for theoretical adjustments and reformulations. There is something of an air
of 'work in progress' about even the published version of 'Logic and
con-versation' that indicates problems to be solved rather than simply ideas to
be applied. Grice himself mounted a spirited defence of problems at the end of
his own philosophical memoir: If philosophy generated no new problems it
would be dead, because it would be finished; and if it recurrently regenerated
the same oldproblems it would still not be alive because it could never begin.
So those who still look to philosophy for their bread-and-butter should pray
that the supply of new problems never dries up. 120 ready supply of
problems is as valued by linguists as it is by philosc hers. The original,
highly suggestive, but somehow unfinished natur of the lectures on logic and
conversation is a telling example of a Gricean heresy, and one that may explain
much of the story of their success. Baker (1986: 277). Festschrift etc. H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. See, for instance, Wittgenstein
(1958: 43). See Grice's obituary in The
Times, 30 August 1988. In Strawson and Wiggins (2001: 516-17). E.g. Brown and Yule (1983:
31-3), Coulthard (1985: 30-2), Graddol et al. (1994: 124-5), Wardhaugh (1986:
281-4). 7. Respectively, Rundquist (1992), Perner and Leekam (1986),
Gumperz (1982: 94-5), Penman (1987), Schiffrin (1994: 203-26), Raskin
(1985), Yamaguchi (1988), and Warnes (1990). See, for instance, Grice
(1987b: 339). Grandy and Warner (1986a: 1). Grice (1986a: 65, original
emphasis). Grice (1986b: 10). 'Philosophy at Oxford
1945-1970', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. Misc. notes, H. P. Grice Papers, BANC MSS 90/135 c,
The Bancroft Library, University of California, Berkeley. Grice (1978) in Grice (1989:
47). Grice (1986a: 61). See, for instance, Burge (1992:
619). Grice (1986a: 61-2). See, for instance, Strawson and
Wiggins (2001: 527). Kathleen Grice, personal communication. Richard Warner, personal communication.
Grice's obituary in The Times,
30 August 1988. Grice (1967b) in Grice (1989:
64). Handwritten version of Kant
lectures, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. 'Miscellaneous "Group" notes 84-85', ', H.
P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. 25. 'Richards paper and notes for
"Reply"', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. 2 Philosophical
influences 1. Tape, 29 January 1983, Grice in conversation with Richard
Warner and Judith Baker, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. Grice (1986a: 46). Quotation courtesy of the Old
Cliftonian Society. Grice (1991: 57-8, n1). Grice (1986a: 46-7). Ibid. Quotations in this paragraph
from Tape, 29 January 1983, Grice in conversation with Richard Warner and
Judith Baker, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. Information from The Rossall Register, Rossall School,
Lancashire. Martin and Highfield (1997:
337). Ayer (1971: 48). Rogers (2000: 144). 'Preliminary Valediction,
1985', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University
of California, Berkeley. Tape, Oxford Philosophy in the 1930s and 1940s, APA,
H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Grice (1986a: 48). 'Negation and Privation', H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Rogers (2000: 255). Rogers (2000: 146). Locke (1694: 37) in Perry
(1975b). Locke (1694: 38) in Perry
(1975b). Locke (1694: 39) in Perry
(1975b). Ibid. Locke (1694: 47) in Perry
(1975b). Reid (1785: 115) In Perry
(1975b). Gallie (1936: 28). Grice (1941) in Perry (1975b:
74). Grice (1941) in Perry (1975b:
88). Grice (1941) in Perry (1975b:
90). Perry (1975a: 155n). Perry (1975a: 136). Williamson (1990: 122). 3
Post-war Oxford Warnock (1963) in Fann (1969: 10), Strawson in Magee (1986: 149). Grice (1986a: 48). Ryle (1949: 19). Rée (1993: 8). Warnock (1963) in Fann (1969:
20). Pitcher (1973: 20). Grice (1986a: 58). Rogers (2000: 255). Manuscript: 'Philosophy and
ordinary language', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. Grice (1986a: 50). Frege (1892: 57). Russell (1905: 479). For instance, Magee (1986: 10).
For instance in the
introduction to Gellner (1979), written and first published in 1959. For instance Grice (1987b:
345). Moore (1925) reprinted in Moore
(1959: 36). Grice (1986a: 51). Gellner (1979: 17, and
elsewhere). Warnock (1963) in Fann (1969:
11). Rogers (2000: 254). Warnock (1963) in Fann (1969:
11). Williams and Montefiore (eds) (1966: 11). Wittgenstein (1922: 4.024). Wittgenstein (1958: 120). Ayer (1964). Austin (1962a: 3). Austin (1950) in Austin (1961: 99). Austin (1956) in Austin (1961:
130). Austin (1956) in Austin (1961:
137). Austin (1956) in Austin (1961:
138, original emphasis). Forguson (2001: 333 and n16). Tape, Oxford Philosophy in the
1930s and 1940s, APA, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. Grice (1986a: 51), Grice
(1987a: 181). Grice (1986a: 49). Quine (1985: 249). Warnock (1963) in Fann (1969:
14). Notes for Ox Phil 1948-1970,
APA, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Kathleen Grice (personal communication). Warnock (1973: 36). Austin (1956) in Austin (1961:
129, original emphasis). Tape, Oxford Philosophy in the 1930s and 1940s, APA,
H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Urmson et al. (1965: 79-80). 'Philosophers in high argument', The Times Saturday 17
May 1958. Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. See Strawson in Magee (1986:
149), and Gellner (1979, passim) as examples of these two points of view. Russell (1956: 141). Gellner (1979: 23). Gellner (1979: 264). Mundle (1979: 82). Tape, Oxford Philosophy in the
1930s and 1940s, APA, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. Ibid. Grice (1986a: 51). Manuscript draft of 'Reply to
Richards', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. Tape, Oxford Philosophy in the 1930s and 1940s, APA,
H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Ibid. Ackrill (1963: vi). Strawson (1950: 326). Strawson (1998: 5). For instance, in Strawson (1952: 175ff). Strawson (1950: 344). Quine (1985: 247-8). Grice (1986a: 47). Grice (1986a: 49). Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Notes for Categories with
Strawson, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. Quine (1953: 43). Grice and Strawson (1956) in
Grice (1989: 205). Kathleen Grice, personal communication. 'The Way of Words', Studies in:
Notes, offprints and draft material, H. P. Grice Papers, BANC MSS 90/135 c, The
Bancroft Library, University of Cal-ifornia, Berkeley. Grice (1986a: 54). Quinton (1963) in Strawson
(1967: 126). Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Austin (1962a: 37). Warnock (1973: 39). Perception Papers, H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. Austin (1962a: 30-1). Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. 'More about Visa', H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. Warnock (1955: 201). Grice (1961) and Grice (1962). Grice (1966). Warnock (1973: 39, original
emphasis). Kathleen Grice, personal
communication. Quine (1985: 248). Grice (1958). 4
Meaning Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Tape, Oxford Philosophy in the
1930s and 1940s, APA, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. See, for instance, Warnock (1973: 40). Grice (1957: 379). Stevenson (1944: 66). Stevenson (1944: 38). Stevenson (1944: 69). Stevenson (1944: 74, original emphasis). Grice (1957: 380). Stout (1896: 356). Notes on intention and
dispositions - HPG and others in Oxford, H. P. Grice Papers, BANC MSS 90/135 c,
The Bancroft Library, University of California, Berkeley. 'Dispositions and intentions',
H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Ryle
(1949: 103). Ryle (1949: 183). Stout (1896: 359). Hampshire and Hart (1958: 7). Grice (1957: 379). Peirce (1867: 1). Peirce (1867: 7). Lectures on Peirce, H. P. Grice Papers, BANC
MSS 90/135 c, The Bancroft Library, University of California, Berkeley. Grice (1957: 382). Grice (1957: 385). Grice (1957: 386). Grice (1957: 387). Bennett (1976: 11). Schiffer (1972: 7). Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Austin (1962b: 149). Austin (1962b: 108). Austin (1962b: 114). Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Strawson (1964) in Strawson
(1971: 155). Strawson (1964) in Strawson
(1971: 163). Strawson (1969) in Strawson
(1971: 171-2). Searle (1986: 210). Searle (1969: 45). A similar point is made by
Sperber and Wilson (1995: 25). Schiffer (1987: xiii). Schiffer (1972: 13). Schiffer (1972: 18-19). Cosenza (2001a: 15). Avramides (1989), Avramides (1997). Schiffer (1972: 3). Ziff (1967: 1, 2). Ziff (1967: 2-3). Malcolm (1942: 349). Malcolm (1942: 357, original emphasis). Grice (c. 1946-1950: 150). Grice (c. 1953-1958: 167). Grice (c. 1953-1958: 168). 5 Logic and conversation See Quine (1985: 235). Grice (1986a: 59-60). Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Warnock (1973: 36). Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Chomsky (1957: 5). See Warnock (1963) in Fann
(1969: 21). 'Lectures on negation', H. P.
Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Aristotle
Categoriae, ch. 12, 14a, in Ackrill (1963). Aristotle Categoriae, ch. 13, 14b, in Ackrill
(1963). Aristotle Categoriae, ch. 5, 2b, in Ackrill
(1963). Aristotle Categoriae, ch. 10, 12a, in Ackrill
(1963). Mill (1868:188). Mill's work in
this area is discussed by Horn (1989), who refers to a number of other
nineteenth and twentieth century logicians who made similar observations. Mill (1868: 210, original
emphasis). Ibid. 16. 'PG's
incomplete Phil and Ordinary Language paper' ', H. P. Grice Papers,
BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. 17. Grice (1975a: 45-6). 18. Moore (1942: 541,
original emphasis). 19. Bar-Hillel (1946: 334). 20.
Bar-Hillel (1946: 338, original emphasis). 21. O'Connor (1948:
359). 22. Urmson (1952) in Caton (1963: 224). 23.
Urmson (1952) in Caton (1963: 229). 24. Nowell-Smith (1954:
81-2). 25. Edwards (1955: 21). 26. Grant (1958:
320). 27. Hungerland (1960: 212). 28. Hungerland
(1960: 224). 29. Strawson (1952: 178-9). 30. Grice
(1961: 121). 31. Grice (1961: 152). 32. Grice (1961:
124). 33. Grice (1961: 125). 34. Grice (1961:
126). 35. Grice (1961: 132). 36. Warnock (1967:
5). 37. 'Logic and conversation (notes 1964)', H. P. Grice Papers,
BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. 38. Aristotle Categoriae, ch. 4, 1b, in Ackrill
(1963). 39. Kant (1998: 212). 40. Kant (1998: 213).
41. Grice (1967a: 4). 42. Grice (1967a: 21).
43. Grice (1975a: 45). 44. Grice (1975a: 48). 45.
Grice (1975a: 49). 46. Many of my students have pointed out to me
that A could equally well understand B as implicating that Smith is just
too busy, with all the visits he has to make to New York, for a social
life at the moment. Green (1989: 91) argues that many different
particularised conversational implicatures are possible in this
example. Grice (1978) in Grice (1989:
47). Ryle (1971: vol. II: vii).. Benjamin (1956: 318)0. Horn (1989), ch. 4. See also
Levinson (1983), ch. 3 and McCawley (1981), ch. 8. This issue will be discussed
in the final chapt 51. Martinich (1996: 1 52. Strawson (1952: 53. Strawson (1952:. 54. Strawson
(1952: 83, 86, 891). 55. Strawson (1952:
36, 37, 85). 56. Grice (1967b:
58). Grice (1967b: 60). Grice (1967b: 59). Grice (1967b: 77). Grice (1969a) in Grice (1989: 88). Grice (1969a) in Grice (1989: 93, 94, 95). Grice (1969a) in Grice (1989: 99). Grice (1968) in Grice (1989: 117) Grice (1968) in Grice (1989: 123, original
emphasis). Grice (1968) in Grice (1989: 127). Grice (1968) in Grice (1989: 136, original
emphasis). Grice (1967c: 139, original
emphasis). Black (1973: 268). Grice (1987b: 349). Avramides (1989: 39). See also
Avramides (1997). Loar (2001: 104). Strawson (1969) in Strawson
(1971: 178). Chomsky (1976: 75). 6 American
formalism Grice (1986a: 60). All details from Kathleen
Grice, personal communication. Strawson (1956: 110, original emphasis). Grice (1969b: 118). 'Reference and presupposition',
H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Grice (1969b: 119). Lectures on Peirce, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Grice (1969b: 143). Grice (1969b: 142). Later published in Chomsky
(1972a). Notes, H. P. Grice Papers, BANC
MSS 90/135 c, The Bancroft Library, University of California, Berkeley. Lakoff (1989: 955). See, for instance, Sadock
(1974). See, for instance, Gordon and
Lakoff (1975). 'Notes for syntax and
semantics', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. I am grateful to Robin Lakoff for a very valuable
discussion of the ideas in this paragraph. 'Urbana seminars', H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. Lakoff (1995: 194-5). Simpson (1997: 151). Carnap (1937: 2). Lecture 1, 'Lectures on
language and reality', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. The spelling 'carulize' may be
Grice's own, a result of his not referring directly to Carnap, or may be simply
an error of transcription; the typescript from which this quotation was taken
was made from a recording of the lectures . Lecture 1, 'Lectures on
language and reality', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. 'Urbana seminars', ', H. P.
Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Grice (1981: 189). Ibid. Grice (1981: 190). 'Philosophy at Oxford
1945-1970', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. Harman (1986: 368). Grice (1971: 265). Grice (1971: 273). Kenny (1963: 207). Kenny (1963: 224). Kenny (1963: 229). Davidson (1970) in Davidson (1980: 37-8). 'Probability, desirability and mood operators',
H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Davidson (1980: vii). Davidson (1978) in Davidson (1980: 83). Davidson (1978) in Davidson
(1980: 95). 'Reply to Davidson on
"Intending"', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. Cohen (1971: 66). 7
Philosophical psychology Grice (1975a) and Grice (1978). For instance, although perhaps
only semi-seriously, by Quine (1985: 248). 'Odd notes: Urbana and non
Urbana', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. For instance, the writer of Grice's obituary in The
Times, 30 August 1988. Also Robin Lakoff and Kathleen Grice (personal
communication). 'Tapes', H. P. Grice Papers,
BANC MSS 90/135 c, The Bancroft Library, University of California, Berkeley. Cartwright (1986: 442). 'Knowledge and belief', H. P.
Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Judith Baker, personal communication. 'Urbana Lectures', H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. Grice (1986a: 62). 'Reflections on morals', H. P.
Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Judith Baker is currently editing 'Reflections on morals' for
publication. Grice and Baker (1985). Grice (1987b: 339). Grice (1987b: 369). 'Reasons 1966', H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. 'Practical reason', H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. 'Kant lectures 1977', H. P.
Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Grice (2001: 3). 'John Locke lectures miscellaneous notes 1979', H. P. Grice Papers, BANC
MSS 90/135 c, The Bancroft Library, University of California, Berkeley. Kathleen Grice, personal
communication. Grice (2001: 17). It is cited, for instance, in
Levinson (1983). Grice (2001: 37). Grice (2001: 41). Grice (ibid., original
emphasis). Grice (2001: 50). Grice (2001: 88, original
emphasis). Aristotle Nicomachean Ethics,
book 1 1097, in Thomson (1953). Aristotle Nicomachean Ethics, book 1 1095, in Thomson
(1953). Aristotle Nicomachean Ethics,
book 1 1098, in Thomson (1953). Grice (2001: 134). 'Reference 1966/7', H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. Aristotle Nicomachean Ethics,
book 1 1097, in Thomson (1953). 'Steve Wagner's notes on 1973 seminar', H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. Grice (1975b) in Grice (2001:
131). See Grice (1975b) in Grice
(2001: 134-8) for a much fuller account of this process. Grice (1975b) in Grice (2001:
144). Grice (1975b) in Grice (2001:
145). Locke in Perry (1975b: 38). See
Chapter 2 of this book for fuller discussion. Warner (1986: 493). 'Reflections on morals, H. P.
Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Kenny (1963: 1). 8 Metaphysics and value Strawson quoted in Strawson and
Wiggins (2001: 517). Misc. K. notes, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. Grice (1986a: 61). Ayer (1971: 142). Foot (1972) in Foot (1978:
167). Judith Baker is currently
editing 'Reflections on morals' for publication. Grice and Baker (1985). Grice (1987b: 339). Grice (1987b: 369). 'Reasons 1966', H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. 'Practical reason', H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. 'Kant lectures 1977', H. P.
Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Grice (2001: 3). 'John Locke lectures miscellaneous notes 1979', H. P. Grice Papers, BANC
MSS 90/135 c, The Bancroft Library, University of California, Berkeley. Kathleen Grice, personal
communication. Grice (2001: 17). It is cited, for instance, in
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emphasis). Grice (2001: 50). Grice (2001: 88, original
emphasis). Aristotle Nicomachean Ethics,
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(1953). Aristotle Nicomachean Ethics,
book 1 1098, in Thomson (1953). Grice (2001: 134). 'Reference 1966/7', H. P. Grice
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Berkeley. Aristotle Nicomachean Ethics,
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Berkeley. Grice (1975b) in Grice (2001:
131). See Grice (1975b) in Grice
(2001: 134-8) for a much fuller account of this process. Grice (1975b) in Grice (2001:
144). Grice (1975b) in Grice (2001:
145). Locke in Perry (1975b: 38). See
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Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Kenny (1963: 1). 8 Metaphysics and value Strawson quoted in Strawson and
Wiggins (2001: 517). Misc. K. notes, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. Grice (1986a: 61). Ayer (1971: 142). Foot (1972) in Foot (1978:
167). Mackie (1977: 35). Mackie (1977: 38). For example, Nowell-Smith
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n). 'Odd notes Spring 1981', ', H.
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90/135 c, The Bancroft Library, University of California, Berkeley. Grice (1991: 79). Grice (1991: 90). Grice (1991: 67, original emphasis). Grice (1982) in Grice (1989: 283). Grice (1982) in Grice (1989: 301). Grice (1982) in Grice (1989: 302). See Isard (1982), Cormack (1982). Bennett (1976: 206-10). Baker (1989: 510). Sbisa (2001: 204). Grandy (1989: 524). Kasher (1976: 210). 'Prejudices and predilections',
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account of meaning', Analysis 28: 1-8. A number of people have made this book
possible by giving generously of their time to talk about Paul Grice, his life
and his work, whether by letter, by e-mail or in person. I would therefore like
to thank the fol-lowing, in an order that is simply alphabetical, and in the
hope that I have not omitted anyone who should be thanked: Professor Judith
Baker; the staff at the Bancroft Library, Berkeley, in particular David
Farrell; Tom Gover of the Old Cliftonian Society; Kathleen Grice; Adam Hodgkin;
Professor Robin Lakoff; The Rossallian Club; Michael Stansfield, college
archivist at Corpus Christi and Merton colleges; Professor Sir Peter
Strawson; Professor Richard Warner. I am especially grateful to Kathleen Grice
for permission to use the photograph on the front cover and to quote from
manuscript material; and to the Bancroft Library, Berkeley, which gave
permission to quote from their manuscript holdings.There is an inherent tension
in writing about Paul Grice because two separate academic disciplines lay claim
to his work, and do so with jus-tification. Those who know him as a philosopher
may not be aware of the full significance of his role in the development of
present day linguistics, while those whose interest in him originates from
within linguistics may be unfamiliar with the philosophical questions that are
integral to his work. Grice would not have considered himself to be anything
other than a philosopher, so the title of this book might seem odd or even
provocative. But I chose it in order to reflect the profound influence he has
had on a discipline other than his own. Grice's work is of interest to
philosophers and to linguists alike. I myself belong to the second group.
My first encounter with Grice's work was when I was introduced to his theory of
conversation as a student, and was struck by the ambition and elegance of his
proposed solution to a range of linguistic problems, as well as by the
questions and difficulties it raised. I have since been pleased to recognise
just these reactions to the theory in many of my own students. As I read more
of Grice's work, I became intrigued by the question as to whether there was a
unity to be found in his thought that would incorporate the familiar work on
conversation into a larger and more significant philosophical picture. This
book is my attempt to answer that question. I certainly hope that it will be of
interest to readers from both philosophical and linguistic backgrounds, with
the following words of caution to the former. Grice's work draws on a
range of previous writings that often go unac- knowledged, presumably
because he assumed that his audience would be aware of its philosophical
pedigree. The questions he is addressing can be less familiar to linguists, so
on a number of occasions I have offered an overview of the history of an idea
or an exegesis of a work. I run the risk that these sections may appear
to be superficial, or alternatively to be labouring the obvious, to readers
well versed in philoso-phy, but I have offered the degree of detail necessary
to enable those unfamiliar with the relevant background to follow Grice's arguments
and appreciate the nature of his contribution. Further, my intention inthese
sections is to sketch the relevant history of a philosophical debate, rather
that to offer either a critique of or my own contribution to that debate. I can
only ask for tolerance of these aspects of my book from readers already
familiar with the relevant areas of philosophy.In 1986 Oxford University Press
published a volume of essays drawing on the work of the philosopher Paul Grice,
who was then 73. It was not formally described as a Festschrift, but Grice's
name was concealed as an acronym of the title, Philosophical Grounds of
Rationality: Intentions, Categories, Ends, and many of those who contributed to
the volume took the opportunity of paying tribute to his work and influence.
Among these, Gordon Baker revealed that what he admired most was Grice's
'skilful advocacy of heresies'.' In a similar vein, Grice's colleague Richard
Grandy once introduced him to an audience with the comment that he could always
be relied on to rally to 'the defence of the underdogma'.? Given Grice's
conventional academic career together with his current status in philosophy
and, particularly, in linguistics, these accolades may seem surprising. His
entire working life was spent in the prestigious universities of Oxford and
Berkeley, making him very much an establishment figure. Much of his philosophy
of language , particularly his theory of conversational implicature, has
for a number of decades played a central role in debates about the relationship
between semantics and pragmatics, or meaning as a formal linguistic property
and meaning as a process taking place in contexts and involving speakers and
hearers. But the canonical status of Grice's ideas masks their unconventional
and even controversial beginnings. As Baker himself ob-serves, Grice's heresies
have tended to be transformed by success into orthodoxies. In fact,
Grice's work was often characterised by the challenges it posed to accepted
wisdom, and by the novel approaches it proposed to established philosophical
issues. The theory of conversational implicature is a good example. It is often
summarised as one of the earliest and most successful attempts to explain the
fact, familiar to common sense, thatwhat people literally say and what they
actually mean can often be quite different matters. In particular, the theory
is concerned with some apparent discrepancies between classical logic and
natural language. More generally, it addresses the question of whether
the meaning of everyday language is best explained in terms of formal
linguistic rules, or in terms of the vagaries and variables of human
communication. Grice's theory developed against the background of a sharp
distinction of approaches to these issues. Philosophers such as Bertrand
Russell, who saw logic as the appropriate apparatus for explaining meaning,
dismissed the differences displayed by natural language as examples of its
inherent imperfection. Everyday language was just too messy and imprecise to
form an appropriate topic for philosophical inquiry. The opposing view is
perhaps best summed up by the slogan from Wittgenstein's later work that
'meaning is use'? Philosophers from this school of thought argued that if
natural language diverges from logical meaning, this is simply because logic is
not the appropriate philosophical tool for explaining language. Meaning in
language is an important area of study in its own right, but can be considered
only in connection with the variety of ways in which language is used by speakers.
Grice's approach to this debate was to argue that both views were wrong-headed.
He proposed to think outside the standard disjunction of positions. Logic
cannot give an adequate account of natural language, but nor is language simply
a multifarious collection of uses, unamenable to logical analysis. Rather,
logic can explain much, but not all, of the meaning of certain natural language
expressions. More generally, formal semantic rules play a vital part in
explaining meaning in everyday lan-guage, but they do not do the whole job.
Other factors of a different but no less important type are also necessary for
a full account of meaning. Most significantly, Grice argued that these other,
non-semantic factors are not a random collection entirely dependent on
individual speakers and contexts, but can be systematised and explained in
terms of general principles and rules. The principles that explain how natural
language differs from logic can also explain a wide range of other features of
human communication. In this novel attitude, Grice was certainly
rejecting formal approaches, with their claim that the only meaning amenable to
philosophical discussion was that which could be described in terms of
truth-conditions, and could enter into truth-functional relationships. But
also, and perhaps more surprisingly, he was rejecting a belief in everyday use
as the chief, or indeed the only, location of meaning. This was a central tenet
of philosophy at Oxford while Grice was developing his theory ofconversation,
or at least of that subsection of Oxford philosophy known as the philosophy of
ordinary language. Grice himself was an active member of this subsection and is
often referred to as a leading figure in the movement. However, his use of
formal logic in explaining conversational meaning demonstrates that his
heretical impulse extended even to ordinary language philosophy itself. Indeed,
the success of his theory of conversational implicature has been credited with
the eventual demise of this movement as a viable philosophical approach.*
Grice's readiness to question conventions, even those of his own subdiscipline,
makes him hard to categorise in terms of the usual philosophical distinctions.
He does not sit easily on either side of the familar dichotomies; he is neither
exactly empiricist nor exactly rationalist, neither behaviourist nor mentalist.
This makes synoptic discussions of his work difficult, as is perhaps entirely
appropriate for a philosopher who readily expressed his dislike of attempts to
divide philosophy up into a series of '-ologies' and '-isms'. The theory
of conversation is undoubtedly the best known of Grice's work. The particular,
and often exclusive, emphasis on it can be explained perhaps in part by its
intrinsic potential as a tool for linguistic analysis, and perhaps also, more
accidentally, by the historical inaccessibility of much of his other writing. A
notorious perfectionist, Grice was seldom happy that his work had reached a
finished, or acceptable, state, and was therefore always reluctant to publish.
Those who knew him have related this reluctance to the penetration of his own
philosophical vision, turned as relentlessly on his own work as on that of
others. His Oxford colleague Peter Strawson has suggested that this resulted in
an uncomfortable degree of self-doubt: I suspect, sometimes, that it was
the strength of his own critical powers, his sense of the vulnerability of
philosophical argument in general, that partially accounted, at the time, for
his privately expressed doubts about the ability of his own work to survive
criti-cism. After all, if there were always some detectable flaws in others'
reasoning, why should there not be detectable, even though by him undetected,
flaws in his own? Certainly, Grice's account of conversation as an
essentially cooperative enterprise is generally discussed, and frequently
criticised, in isolation from the rest of this work, seen as a free-standing
account of linguistic interaction. It is paraphrased, often in just a few
pages, in most introductory text books on pragmatics and discourse analysis.'
It hasbeen used or referred to in analyses of gendered language, children's
language, code switching, courtroom cross-examination, the language of jokes,
oral narrative and the language of liturgy, along with many other topics?
However, it is only one aspect of a large and diverse body of work from a
career of over four decades. In the context of this work, it can be seen as an
intrinsic part of the gradual development of Grice's thinking on a range of
philosophical topics. It also offers an analytic tool that Grice himself
applied in his later work to a variety of philosophical problems, although
never to the data of actual conversation. To some extent, then, Grice's
later use of the theory of conversation offers its own explanation of the
significance, and the theoretical purpose, of that work. More than that,
however, Grice's less-known work merits attention in its own right. It ranges
over a wide range of topics: not just the philosophy of language but
epistemology, per-ception, logic, rationality, ethics and metaphysics.
Nevertheless, it is possible to identify a number of running threads, and some
striking continuities of theme and approach, throughout this diverse oeuvre.
Grice himself argued that the disparate themes and ideas of his career
displayed a fundamental unity.® In general, however, as Richard Grandy and
Richard Warner observe in their introduction to Philosophical Grounds of
Rationality, 'the systematic nature of his work is little recognised'!'
Throughout his work Grice focused on aspects of human behaviour, linguistic or
otherwise, and the mental processes underlying them. Increasingly central
in his work was the idea that an analysis of these processes revealed people to
be rational creatures, and that this rationality was fundamental to human
nature. In an overview of his own work, Grice himself suggested, with typical
tentativeness, that: 'It might be held that the ultimate subject of all
philosophy is ourselves. '° He also displayed a sophisticated respect for
common sense as a starting point in philosophical inquiry. It is sophisticated
in that he did not espouse the straightforward adoption of common sense
attitudes and terminology into philosophy. Rather, he urged that the philosopher
remain aware of how the themes of philosophical inquiry are usually understood
by non-philosophers. In a large part, this meant paying serious attention to
the language in which particular issues were ordinarily dis-cussed, or to what
Grice once described as 'our carefree chatter'." In this focus at least he
retained an approach recognisable from his background in ordinary language
philosophy. However, he proved himself ready to go beyond the dictates of
common sense where the complexity of the subject matter demanded. Philosophy,
he argued, is a difficult subjectthat deals with difficult issues, and it is
often necessary to posit entities not current in everyday thought: to construct
theoretical, empirically unverifiable entities if they are explanatorily
useful. Within these para-meters, as he once suggested, 'whatever does the job
is respectable'. 12 He was certainly not a simple egalitarian in philosophy. In
the early 1980s he noted down, apparently for his own edification, the
following complaint: It repeatedly astonishes me that people who would
themselves readily admit to being devoid of training, experience, or knowledge
in philosophy, and who have plainly been endowed by nature with no special
gifts of philosophical intelligence should be so ready to instruct professional
philosophers about the contents of the body of philosophical truths. 13
Despite his readiness to add entities to philosophical explanations when this
seemed appropriate, Grice was concerned that such explanations should remain as
simple as possible, in the philosophical sense of simplicity as drawing on as
few entities as possible. In the lectures on conversation he endorsed 'Modified
Occam's Razor', which he defined as 'senses are not to be multiplied beyond
necessity'.I This philosophical parsimony was carried over into other areas of
his work; he sought general explanations that would account for as wide a range
of subject matter, for as few theoretical constructions, as possible. If he
prized philosophical simplicity, Grice's ideas were often far from reductive in
more general terms. In particular, he did not shrink from explanations that saw
people as separate and different: different from animals, in terms of
communicative behaviour, or from automata, in terms of rational thought.
More generally, Grice sustained an enthusiasm for the business of philosophy
itself, accompanied by a conviction, unfashionable at the start of his career,
that the works of philosophers from other schools of thought and different ages
deserve thoughtful and continual re-analysis. His work reveals a belief that
philosophical investigation and analysis are worthwhile ventures in their own
right and a willingness to employ them to offer suggested approaches, rather
than completed solutions, to philosophical problems. Further, Grice was always
ready to hunt out and consider as many possible counter-arguments and
refutations of his own ideas as he could envisage, often advancing some
particular idea by means of a detailed discussion of an actual or potential
challenge to it. These factors together lend a 'discursive' and at times
afrustratingly tentative air to Grice's work. But despite the earnestness of
Grice's interest in philosophy, and the rigour with which he pursued it, his
tone was often playfully irreverent. This was, to some extent, the result of a
deliberate policy that philosophy could, indeed should, be fun. 'One should of
course be serious about philosophy', he argued, 'but being serious does not
require one to be solemn.'5 Grice was not a gifted public speaker, given to
elaborate divergences in exegeses, and to stuttering and even mumbling in
presentation. l Nevertheless, his presentations could be entertaining
occasions; tape recordings of him speaking about philosophy, both informally and
formally, are often punctuated by laughter. Grice himself suggested that
his search for the fun, even the funny in philosophy was prompted by 'the
wanton disposition which nature gave me'." But it had been reinforced 'by
the course of every serious and prolonged philosophical association to which I
have been a party; each one has manifested its own special quality which at one
and the same time has delighted the spirit and stimulated the intellect'. He
had no time for those whose method of conducting philosophical debate was that
of 'nailing to the wall everything in sight'. In his view, philosophy was best
when it was a collaborative, supportive activity. This idea was, to some
extent, inherent in his philosophical background; ordinary language philosophy was
frequently undertaken as a group activity. However, it is an idea that was
peculiarly suited to his person-ality. Grice could be extremely convivial; he
was often surrounded by people, and preferred to develop his ideas by
discussion rather than by solitary composition. He was no ascetic; he ate,
drank and smoked copi-ously. But conviviality is not the same as affability.
His delight in philosophical discussion often spilled over into an intense
desire to 'win' the argument. He could be curt in response to points of view
with which he was not in sympathy. On those occasions when he sought intuitive
responses to his linguistic examples, he could be dismissive of those who got
it 'wrong'. Moreover, those who know him have suggested that at times his tendency
towards self-doubt could manifest itself in gloomi-ness, even moroseness.
18 Grice's tendency was to become entirely absorbed with whatever he was
engaged in, if it interested him intellectually. Often this was some
philosophical issue of substance or of composition. His wife Kathleen recalls
that he frequently stayed up late into the night, often pacing up and down as
he battled with some problem.l' Sometimes other people were caught up in this
absorption. During his time at Oxford, he conducted a long collaboration with
Peter Strawson. In later life, Gricehimself would recount how he was once
phoned up by Strawson's wife who told him to stop bothering her husband with
late night phone calls.20 This obsessiveness was characteristic of all the
activities to which he devoted his considerable energies. Kathleen remembers
that he was always engaged on some project; if it was not philosophy then it
was playing the piano, or chess, bridge or cricket. These last two were more
absorbing than mere hobbies. He played both bridge and cricket competitively at
county level. Cricket, in particular, was an obsession that almost rivalled
philosophy; he played for a number of different clubs and 'became an inelegant
but extremely effective and prolific opening batsman'.2 During his Oxford
career, he spent the large part of each summer on cricket tours. Grice's
immense energy in these different directions was undoubtedly aided by the
amount of time he had at his disposal, in part the consequence of not having to
concern himself too much with everyday prac-ticalities; according to Kathleen,
from childhood onwards he always had, or found, people to look after him. He
certainly pursued his interests to the exclusion of the mundane, often
neglecting food and sleep if a particular problem, or game, had his attention.
In those areas where he did have practical responsibility, Grice was
legendarily untidy. He took little concern over his clothes, or his personal
appearance gener-ally. His desk was constantly covered by huge and apparently
unsorted piles of paper. However, he would not allow anyone else to touch
these, claiming that he knew exactly where everything was. After he died, these
papers were deposited in the Bancroft library at the University of California,
Berkeley, as the H. P. Grice Papers. This archive, which amounts to 14 large
cartons, contains whatever Grice had about himself at the end of his life,
mainly heaped on his desk or crammed under his bed. It consists largely of
papers from after his move to Berkeley in 1967. But it also includes
those papers from his Oxford days, dating right back to the 1940s, that had
seemed important enough to him to take and keep with him. The cartons
contain a mixture of finished manuscripts, draft versions, lecture notes and
odd jottings. These are often crammed with writing, but never with anything
extraneous to the matter in hand; it seems that Grice never doodled. They offer
some clue to at least one reason for Grice's reluctance to publish. Grice seems
to have been more struck than most by the essentially inconclusive nature of
his own work; no project was, for him, ever really completed, or ever separate
from the work that preceded and followed it. So notes and manuscripts were
stored along with those from decades earlier if they were perceived to be on a
relatedtheme. Papers covered in Grice's cramped hand in faint pencil,
characteristic of his work from Oxford, were annotated and added to by notes in
ball-point made years later in Berkeley. Ideas generally associated exclusively
with his late work, such as those relating to rationality and to finality, are
explored in notes dating back to the 1960s. Work often remained in manuscript
form for so long that it needed to be updated as the years went by. In the
original version of 'Indicative conditionals', part of the William James
lectures of 1967, Grice uses the example: 'Either Wilson or MacMillan
will be P.M.'. At a later date 'MacMillan' has been crossed out and 'Heath'
written over the top in a different coloured ink. This was the example used
when the lecture was eventually published. 22 Above all, the H. P. Grice
papers confirm that for Grice there was no real distinction between life and
work. He was not in the habit of keeping regular hours of work, or of distinguishing
between philosophical and private concerns. In the same way, his current
philosophical preoccupation would spill over into his everyday life. Any piece
of paper that came to hand would be covered in logical notation, example
sentences, trial lists of words, invented dialogues, or whatever else was
preoccupying him at that moment, all written in what Grice himself described as
'a hand which few have seen and none have found legible'.2 So the cartons
contain not just the orthodox pages of ruled note paper, but also a miscellany
of correspondence (often unopened), financial statements, menus, paper napkins,
playing card boxes, cigarette packets and even airline sick bags that came to
hand as ideas occurred to him during a flight. Some of these suggest that Grice's
writing style was not as spontaneous as it may sometimes appear. Certainly the
manuscripts of articles and the lecture notes, always written out in full, were
produced in longhand with little significant revision. But Grice was not
averse to jotting down what he once described as 'useful verbiage' in
preparation for these. In conjunction with some work on the place of value in
human nature drawing on, but diverging from a number of previous philosophers
including John Stuart Mill, he noted down the phrase: 'so as not to be just
Grice to your Mill..!.24 While working on an account of value and freedom
drawing on both Aristotle and Kant, he tried out possible hybrids: 'Ariskant?
Kantotle?'. 25 This book considers Grice's work within a broadly chronological
framework, following the course of his philosophical life. However, because
Grice did not work on discreet topics in neat succession, it is sometimes
necessary to group together strands of work on related topics even where they
in fact extend over years or decades. Nevertheless, thechronological
arrangement makes possible an understanding of the development, as well as the
remarkable unity, of Grice's thinking. It also allows some scope for
considering the impact on it of the work of other philosophers, and of the
various personal associations he formed throughout his life. The final chapter
is concerned with the impact of Grice's ideas on linguistics. It is concerned
with the development of what has become known as 'Gricean pragmatics' and
therefore concentrates on responses to the theory of conversation.In a
conversation recorded in 1983, Grice commented that fairly early in his career
he stopped reading current philosophy.' In the light of his constant engagement
with the work of his contemporaries, this characteristically mischievous claim
need not be taken at face value. Indeed, his own immediate elaboration somewhat
modifies it. Instead of spending his time trying to keep up with all the
philosophical journals, he concentrated increasingly on the history of
philosophy, choosing his reading matter by strength of ideas rather than by
date of composition. To this it might be added that he also devoted a
great deal of time to face-to-face discussion with those he chose as his
philosophical col-leagues. Grice's exaggerated claim therefore draws attention
to two constant influences on his own philosophy: debate and collaboration with
others engaged in similar fields of enquiry, coupled with what in the same
conversation he calls 'respect for the old boys'. It is tempting to
identify the emergence of this tension between old and new ideas, or perhaps
more accurately this dialogue between orthodox and challenging ways of
thinking, throughout Grice's early life. Born on 15 March 1913, he was
the first son of a wealthy middle-class couple, Herbert and Mabel (née Felton)
Grice, and grew up in Harborne, an affluent suburb of Birmingham. He was named
after his father, but preferred his middle name, and was from an early age
known generally as Paul. His early publications were credited to 'H. P. Grice',
and are sometimes still cited as such, but in later years he published as
simply 'Paul Grice' '. Herbert Grice is described in his son's
college register as 'business, retd'. In fact he had owned a
manufacturing business making small metal components that prospered during the
First World War. When the business subsequently began to fail, Mabel
stepped in to save the family finances by taking in pupils. She included Paul
and hisbrother Derek in this miniature school, meaning that the first few years
of their education were conducted at home. This reversal of roles explains
Herbert's early 'retirement'. After the failure of the manufacturing business,
he did not attempt another venture, preferring instead to concentrate on his
skills as a concert cellist. His musical talent was inherited by both his sons;
Herbert, Paul and Derek would often perform domestically as a trio.
Family life at Harborne was punctuated not just by musical recitals, and by
innumerable games of chess, but also by controversy and debate, although the
topic was generally theological rather than philosophical. Herbert had
been brought up in a nonconformist tradition, while Mabel was a devout
Anglo-Catholic. The third adult member of the household, an unmarried aunt, had
converted to Catholicism. Grice recalled fondly the many doctrinal clashes he
witnessed as a result of this mix, particularly those between his aunt and his
father. He suggested that his father's self-defence in these circumstances awakened,
or at least rein-forced, his own tendency towards 'dissenting rationalism';
this tendency stayed with him throughout life? It would seem from this that he
lent more towards his father's way of thinking, but certainly by the time he
reached adulthood he had abandoned any religious faith he may initially have
held. He did not retain the Christianity with which he had been surrounded as a
child, but he kept the enthusiasm for debate in general, and for the habits of
questioning received wisdom and challenging orthodoxy on the basis of personal
reasoning in particular. When Grice was 13 his education was put on to a
more formal footing when he went as a boarder to Clifton College in Bristol.
This public school, exclusively male at the time, provided excellent
preparation for Oxford or Cambridge for the sons of those wealthy enough to
afford it, or for those who, like Grice, passed the scholarship examination.
Boys belonged to one of a number of 'houses', ', rather in the style of
Oxbridge colleges, and received the education in classics that would
equip them for entry to university. It seems that Grice excelled at this; at
the end of his Clifton career, in July 1931, he won a classical scholarship to
Corpus Christi College, Oxford. He had not concentrated exclusively on academic
matters, however. He had been 'Head of School' during his final year, and had
also kept up his musical interests. He performed a piano solo in the school's
1930 Christmas concert. Joseph Cooper, Grice's contemporary at Clifton who went
on to become a concert pianist and then chairman of the BBC television
programme 'Face the Music', played a piece by Rachmaninoff at the same concert.
'Weenjoyed Grice's playing of Ravel's "Pavane"', runs the school's
report on the concert, 'its stateliness provided an effective contrast to the
exuberance of the Rachmininoff.'3 Corpus Christi had a strong academic
tradition, but was not as socially fashionable as some of the larger colleges.
It therefore tended to attract students from more modest backgrounds than
colleges such as Christ Church or Magdalen, where social success often depended
on demonstrable affluence. However, despite such distinctions between
individual colleges, Oxford in general was a place of privilege. Students were
nearly all male, were predominantly from public schools, and were generally
preparing to take their places as members of the establish-ment. Fashionable
political opinions were left wing, and students of Grice's generation tended to
see themselves as rebelling against nineteenth-century notions of
responsibility and propriety. Such rebel-liousness, however, was of a very
passive nature; it lacked the zeal and the active protest that was to
characterise student rebellion in the 1960s. It did little to affect the
day to day life in Oxford, where the university was legally in loco parentis,
and where all undergraduates lived and dined in college. Some 50 years later,
Grice recalled the atmosphere of the time with amused but affectionate
detachment: We are in reaction against our Victorian forebears; we are
independent and we are tolerant of the independence of others, unless they go
too far. We don't like discipline, rules (except for rules of games and rules
designed to secure peace and quiet in Colleges), self-conscious authority, and
lectures or reproaches about conduct.... We don't care much to talk about
'values' (pompous) or 'duties' (stuffy, unless one means the duties of servants
or the military, or money extorted by the customs people). Our watchwords (if we
could be moved to utter them) would be 'Live and let live, though not
necessarily with me around' or 'If you don't like how I carry on, you don't
have to spend time with me. Grice was at Corpus Christi for four years.
Classics was an unusual subject in this respect; most Oxford degree programmes
were a year shorter. At that time, philosophy was taught only as part of the
Classics curriculum, and it was in this guise that Grice received his first
formal training in the subject. The style was conservative, based largely on
close reading of the philosophers of Ancient Greece. This seems to have suited
Grice's meticulous and analytical style of thought well, as the tutorial
teaching method suited his dissenting and combativenature. Although there were
lectures, open to all members of the uni-versity, teaching was based
principally at tutorial, therefore college, level. Students would meet
individually with their tutors to read, and then defend, an essay. In
reflecting on his early philosophical educa-tion, Grice always emphasised what
he saw as his own good fortune in being allocated as tutee to W. F. R. (Frank)
Hardie. A rigorous classical scholar and an exacting tutor, Hardie might not
have been everyone's first choice, but Grice credited him with revealing the
difficulty, but also the rewards of philosophical study. Grice also, it seems,
relished the formalism that Hardie imposed on his already established
appreciation of rational debate. Under Hardie's guidance, this appreciation
developed into a belief that philosophical questions are best settled by
reason, or argument: I learnt also form him how to argue, and in learning
how to argue I came to learn that the ability to argue is a skill involving
many aspects, and is much more than an ability to see logical connections
(though this ability is by no means to be despised). Grice even recounts
with approval, but reluctant disbelief, the story that a long silence in
another student's tutorial was eventually broken by Hardie asking 'And what did
you mean by "of"?' No doubt the contemporary detractors of ordinary
language philosophy would have seen Grice's enthusiasm for this anecdote of the
1930s as a sign that he was perfectly suited to the style of philosophy that
would flourish at Oxford in the following two decades. This was crucially
concerned with minute attention to meaning and to the language in which
philosophical issues were traditionally discussed. Grice's admiration for
Hardie was later to develop into friendship; they were both members of a group
from Oxford that went on walking holidays in the summers leading up to the
Second World War, and Hardie taught Grice to play golf. The friendship was
based in part on a number of characteristics the two had in common. There was
their shared rationalism; Grice found welcome echoes of his own approach in
Hardie's 'reluctance to accept anything not properly documented'?
Moreover, Hardie never admitted defeat. Discussions with him, Grice later
observed, never actually ended; they would simply come to a stop. In
response, Grice learnt to adopt a similar stance in philosophical argument,
clinging tendentiously to whatever position he had set out to defend. Once,
when Grice was taught by a different philosophy tutor for one term, the new
tutor reported back to Hardie that his studentwas 'obstinate to the point of
perversity'. To Grice's enduring delight, Hardie received this report with
thorough approval. However some may have judged his style of argument,
Grice's undergraduate career was an indisputable success. Students took
'Modera-tions' exams five terms into their degree, before proceeding to what
was popularly known as 'Greats', , the stage in the degree at which
philoso- phy was introduced. Grice achieved First Class in his
Moderations in 1933. In the summer of 1935 he took his finals, and was
awarded First Class Honours in Literae Humaniores, as 'Greats' was officially
called. His studies did not take up all of his time during these years,
however, and he mixed academic success with extracurricular activities,
particularly sporting ones. He played cricket, and in the summer of 1934
captained the college team. In the winter he followed up this success by
becoming captain of the college football team. During this same period, he was
president of the Pelican Philosophical Society and editor of the Pelican
Record. Both took their name from the bird forming part of the Corpus Christi
crest that had become the informal symbol of the college. After Grice
completed his undergraduate studies, there was a brief hiatus in his academic
career. There were at that time few openings at Oxford for those graduates who
had not yet gained a University Lectureship or been elected to a College
Fellowship. For the academic year 1935-6 Grice left Oxford, but not the elite
education system of which he had been part for the past decade, when he went as
Assistant Master to Rossall in Lancashire. At a time when there were very few
Universities in the country, an Honours degree, especially from Oxford or
Cambridge, was regarded as more than adequate a qualification to teach at a
public school such as Rossall. It was not at all uncommon for Assistant Masters
to stay in post for just a year or two before moving on to a more permanent
position or embarking on a career in some other field. Indeed, of the 11 other
Assistant Masters appointed between 1933 and 1937 by the same headmaster
as Grice, only four stayed for more than a year; none of the other seven went
on to careers as school masters.® In Grice's case, his appointment at Rossall
filled the time between his undergraduate studies and his return to Oxford in
1936. It was also in 1936, unusually a year after the completion of his
studies, that Grice was willing, or perhaps able, to pay the fee necessary for
con-ferment of his BA degree. He was enabled to return to Oxford by two
scholarships, both of which would have required him to sit examinations. First
was an Oxford University Senior Scholarship, an award for postgraduate study at
anycollege and in any subject. In the same year, Grice was awarded a Harmsworth
Senior Scholarship, a 'closed' scholarship to Merton college. The Harmsworth
Scholarships, funded by an endowment from former college member Sir Hildebrand
Harmsworth, were a relatively new venture, aimed specifically at raising the profile
of postgraduate achievement at the college. A history of Merton notes that the
scheme 'brought to the college a succession of intelligent graduates from
all col-leges. In that way a window was opened on to the world of graduate
research at a time when there were few opportunities at that level in the
university as a whole." The scholarships had been available only since
1931, and only three were awarded each year, across the range of academic
subjects. Grice's contemporaries were Richard Alexander Hamilton, also from
Clifton College, in sciences, and Matthew Fontaine Maury Meiklejohn in modern
languages. Grice was a Harmsworth Senior Scholar at Merton between 1936 and
1938, but no award or higher degree resulted from his time there. He was
awarded an MA from Oxford in 1939 but this was a formality, available seven
years after initial matriculation to students who had received a BA, upon
payment of a fee. Nevertheless, the time spent at Merton was an important
period in Grice's philosophical development not least because it was during
this time that he became aware of subjects and methodologies then current in
philosophy, and indeed taking shape in Oxford itself. He added knowledge of
contemporary and dissenting philosophy to his existing familiarity with
established orthodoxy. Grice's experiences of undergraduate study had
been typical of the time. The philosophy taught and conducted at Oxford between
the wars was extremely conventional, that is to say speculative and
metaphysical in nature, with an almost institutionalised distrust of new ideas.
The business of philosophy was centred on the exegesis of the philosophi-cal,
and particularly the classical 'greats'. Indeed, until just before the Second
World War, no living philosopher was represented on the Oxford philosophy
syllabus. The picture was different at Cambridge. From early in the
century, Russell had been developing his analytic approach to issues of
knowledge and the language in which it is expressed, arguing that suitable
rigorous analysis can reveal the 'true' logical form beneath the 'apparent'
grammatical surface of sentences. Wittgenstein's Tractatus, first
published in English in 1922, had taken these ideas further, arguing that such
analysis could reveal many of the traditional concerns of philosophy to be
merely 'pseudo-problems' However, such was the insularity of academic
institutions at the time that Oxford had not officially, and barely in
practice, been aware ofthese developments in Cambridge, let alone of those in
other parts of Europe. This isolation was fairly abruptly ended, at least
for some of the younger philosophers at Oxford, during the period when Grice
was at Merton. This change was due in a large part to A. J. Ayer, and to the
publication of his controversial first book Language Truth and Logic in
1936. Ayer had himself been an undergraduate at Oxford between 1929 and 1932
but, unusually, had read many of Russell's works, as well as the Tractatus. He
had been encouraged in this by his tutor, Gilbert Ryle, a socially conservative
but intellectually progressive don, who had even taken Ayer on a trip to
Cambridge where he had met Wittgenstein personally. Ayer was impressed by the
methods of analytic philosophy in general, and in particular by Wittgenstein's
ambitious claims that it could 'solve' age-old philosophical problems for good
by analysing the language in which they were traditionally expressed. He was
even more profoundly affected by the ideas with which he came into contact
during a visit to Austria after finishing his studies. There he became
acquainted with a number of members of the Vienna Circle, and attended several
of their meetings. Then as now, this group of scientists and philosophers were
referred to collectively as 'the logical positivists' They represented a number
of separate interests and specialisms, but shared at least one common goal: the
desire to refine and perfect language so as to make it an appropriately precise
tool for scientific and logical discussion. They distinguished between
meaningful statements, amenable to scientific study and discussion, and other
statements, strictly meaningless but unfortunately occurring as sentences of
imperfect everyday language. Their chief tool in this procedure was the
principle of verification. The logical positivists divided the category
of meaningful statements into two basic types. First, there are those expressed
by analytic, or necessarily true, sentences. 'All spaniels are dogs' is true
because the meaning of the predicate is contained within the meaning of the
subject, or because 'dog' is part of the definition of 'spaniel'. They added
the statements of mathematics and of logic to the category of analytic
sentences, on the grounds that a sentence such as 'two plus two equals four' is
in effect a tautology because of the rules of mathematics. The second category
of meaningful statements is those expressed by synthetic sentences, or
sentences that might be either true or false, that are capable of being
subjected to an identifiable process of verification. That is, there are
empirically observable phenomena sufficient to determine the question of truth.
All other statements, those neither expressed byanalytic sentences nor
verifiable by empirical evidence, are meaning-less. This includes statements
concerning moral evaluation, aesthetic judgement and religious belief. For the
logical positivists, such statements were not false; they merely had no part in
scientific discourse. The doctrine of the Vienna Circle was radically
empiricist and strictly anti-metaphysical. When Ayer returned to Oxford
in 1933 as a young lecturer, he set himself the task of introducing the ideas
of logical positivism to an English-speaking audience. Language, Truth and
Logic draws heavily on the ideas of the Vienna Circle, but also includes
elements of the British analytic philosophy Ayer had found persuasive as an
undergraduate. In the opening chapter, provocatively entitled 'The Elimination
of Meta-physics', he outlines the views of logical positivism on meaning. He
also offers his own formulation of the principle of verification: We say
that a sentence is factually significant to any given person if, and only if,
he knows how to verify the proposition which it purports to express - that is,
if he knows what observations would lead him, under certain conditions, to
accept the proposition as being true, or reject it as being false. 10 In
subsequent chapters, Ayer applies this criterion uncompromisingly to the
analysis of statements such as those of ethics and theology, those of our perceptions
of the material world, and those relating to our knowledge of other minds and
of past events. Language, Truth and Logic, which was widely read and
discussed both within Oxford and beyond, tended to polarise opinions. Not
surpris-ingly, many of the older, established Oxford philosophers reacted
strongly against it and the explicit challenge it posed to philosophical
authority. It dismissed many of the traditional concerns of philosophy on the
grounds that they were based on the discussion of meaningless metaphysical
statements; it proposed to solve many apparent philosophical problems simply by
analysis of the language in which they were expressed and, of course, it
rejected all religious tenets. However, to many of the younger philosophers it
offered a welcome and exhilarating change for precisely these same reasons.
Ayer became a central figure in a group of young philosophers who met to
discuss various philosophical topics. The meetings took place in the rooms of
Isaiah Berlin in All Souls College during term times for about two years from
early 1937. Here Ayer first began to talk, and to disagree, with another young
philosopher, J. L. Austin.In the decade immediately following the Second World
War, Austin was to be instrumental in the development of ordinary language
phi-losophy, which dominated Oxford, and was deeply influential on Grice
personally. In the late 1930s, however, his philosophical position was yet to
be fully articulated. Ayer's biographer, Ben Rogers, has suggested that Austin
was initially very impressed by Ayer, who was the only member of the group to
have published, but that 'during the course of the All Souls Meetings... Austin
staked out, if not a set of doctrines, then an approach which was very much his
own'." This approach brought him increasingly into conflict with Ayer.
Initially their disagreements were amicable enough, but in later years their
differences of opinion were to lead to an increasing and unresolved
hostility. Grice perhaps identifies what it was that Austin found
increasingly unsatisfactory about Ayer's logical positivism when he observes in
an unpublished retrospective that: 'between the wars, in the heyday of
Philosophical Analysis, when these words were on every cultured and progressive
lip, what was thought of as being subjected to analysis were not linguistic but
non-linguistic entities: facts or (in a certain sense) propositions, not words
or sentences'.12 Analytic philosophy, whether in terms of Russell's 'logical
form', or of the verificationists' 'meaning-fulness' ', was concerned
with explaining problematic expressions by translating statements in which such
expressions occur into more ele-mentary, logically equivalent statements in
which they do not occur. It considered language as an important tool for the
clarification of concepts and states of affairs, not as an appropriate target
of analysis in its own right. Indeed language, as used in ordinary discourse,
offered potential dangers that the philosopher needed to avoid; it could
mislead the unwary into inappropriate metaphysical commitments. The major
advocates of philosophical analysis between the wars, Russell, Wittgenstein and
the Vienna Circle, all shared the conviction that everyday language was
'imperfect' and needed to be purified and improved before it could be ready for
philosophical use. This disdain for ordinary language is at least in part the
source of Austin's growing discontent with analytic philosophy in general, and
with its spokesman Ayer in particular. Austin became increasingly convinced
that ordinary language was a legitimate focus of philosophical enquiry. Not
only was it 'good enough' as a tool for philosophy, it was also possible that
the way in which people generally talk about certain areas of experience might
offer some important insights into philosophically problematic concepts. For
instance, there is the problem of our knowledge of other minds. For Ayer,
statements about the mental states of others weremeaningless and unacceptable
as they stood. A statement such as 'he is angry' was not amenable to any
process of verification, and committed its speaker to the existence of
unempirical concepts such as minds and emotions. To avoid the unpleasant
prospect of having to dismiss all such statements as simply meaningless, Ayer
insisted in Language, Truth and Logic that they must be translatable into
verifiable statements. Statements about others' mental states are most
appropriately translated into statements about their physical states: about
their appearance and behaviour. Such statements, which concern phenomena that
can be directly perceived, are amenable to verification. Assumptions about
mental states are merely inferences from these. Austin's defence of statements
about other minds would run as follows. People use statements such as 'he is
angry' all the time, with no confusion or misun-derstanding. Therefore, it
seems appropriate to take such statements seriously: to analyse them as they
stand rather than to treat them as being in some way 'really' about perceptions
and inferences. Further-more, the fact that people ordinarily talk in this way
might be seen as good grounds for accepting emotions and mental states as valid
concepts. Grice had a lot in common with the group meeting in All Souls.
He was much the same age; of the main members of the group, Austin was two
years older than him, Ayer three and Berlin five, while Stuart Hampshire was a
year younger. Moreover, like both Ayer and Austin he had studied Classics at
Oxford, and been introduced to the study of philosophy in 'Greats'. But college
life was so insular that he was not aware of this group or party to its
discussions. Merton was in many ways a similar college to Corpus Christi: small
and relatively low in the social hierarchy of colleges. Indeed, it had a growing
reputation for offering places to students without traditional Oxford
credentials: to those from the Midlands and the North of England, and to
grammar school pupils. In contrast, Christ Church and Magdalen, where
Ayer and Austin were respectively, were both large and prestigious colleges.
All Souls was exclusively a college of Fellows, offering no places to
undergraduate or postgraduate students. Grice was later to account for his own
absence from the meetings by explaining that he was 'brought up on the wrong
side of the tracks'. 13 He did read Language Truth and Logic, and like many of
his contemporaries was extremely interested in the methodology it suggested for
tackling philosophical problems. However, he recalled in later life that from
the beginning he had certain reservations about Ayer's claims that were never
laid to rest; 'the crudities and dogmatism seemed too pervasive'. 14Grice may
have been unimpressed by some of Ayer's more sweeping claims, but they opened
up to him analytic possibilities that affected his own style of philosophy. An
early typescript paper on negation has survived. This was a topic to which
Grice returned in a series of lectures in the early 1960s, but on which he
never published. The paper is not dated, but the use of his parents' address in
Harborne suggests that it was written before he obtained a permanent position
at Oxford, therefore presumably before the Second World War. He tackles the
epistemological problem posed by negative statements such as 'this is not red'
or 'I am not hearing a noise'. '. Such statements raise the question of
how it is that we become acquainted with a negative fact. Grice argues
that knowledge of negative facts is best seen as inferential. We are confident
in our knowledge of a negative because we have evidence of some related
positive fact. So our knowledge that a certain object is not red might be
derived by inference from knowledge that it is green, together with an
understanding that being green is incompatible with being red. The second
example sentence is more problematic. It expresses a 'priv-ative fact', an
absence. If the inferential account of negative knowledge is to be maintained,
it must be possible to suggest a type of fact incompatible with the positive
counterpart of the negative, that is with the sentence 'I am hearing a noise',
for which the speaker can have adequate evidence. Grice's suggestion is that
the incompatible fact offering a solution to this problem is the fact that the
speaker entertains the positive proposition in question, without having an
attitude of certainly to that proposition. If you think of a particular
proposition, and are aware that you do not know it to be true, then you may be
said to be inferring knowledge of a negative. If you entertain the proposition
that you are hearing a noise, but do not know this proposition to be true, then
you are in a position to assert 'I do not hear a noise'. More generally, to
state 'I do not know that A is B' is in effect to state 'Every present mental
process of mine has some characteristic incompatible with knowledge that A is
B'. 15 Although Grice does not acknowledge any such influences, his paper
can be placed very much within the analytic tradition, and its main proposal
draws on verificationist assumptions. The problem it tackles is the issue of
how we are 'really' to understand negative statements: how we are to translate
them so that they do not contain the problematic term 'not'. Grice's
proposed analysis can be subjected to a process of verifi-cation, on the
understanding that perception though the senses (it is green') and
introspection (every present mental process of mine...) are empirical
phenomena.On completion of his Harmsworth studentship in 1938, Grice was
appointed to a lectureship in philosophy at the third college of his Oxford
career, St John's. In the complex social hierarchy of Oxford col-leges, this
was definitely a step up; St John's was larger, more affluent and more
prestigious than either Merton or Corpus Christi. More impor-tantly, it was a
sign that Grice's career was progressing well. Although it carried a relatively
high teaching load, and brought with it no benefits of college membership, a
lectureship was a good position from which to impress the existing Fellows of
the college, who had control over the appointment of new members. In fact,
Grice was elected to the position of full Fellow, tutor and lecturer in
philosophy after just one year. He was to hold this post for almost 30 years,
but initially he stayed at St John's for only one because his career, like that
of many of his con-temporaries, was interrupted by war service. Grice was
commissioned Lieutenant in the Navy in 1940. Initially, he was on active
service in the North Atlantic. Then in March 1942 he joined Navy Intelligence
at the Admiralty, where he stayed until the war ended. The war years saw
the publication of Grice's first article, 'Personal Identity', in Mind. Neither
the topic nor the journal were particularly surprising choices for a young
Oxford philosopher at that time. Mind, edited by G. E. Moore, was one of the
leading, indeed one of the few, journals of contemporary philosophy, and
had reflected the interest in logical positivism of the 1930s. After the war,
under the editorship of Gilbert Ryle, it would become the acknowledged organ
for much of the work from the new school of Oxford philosophy.l The topic of
personal identity was one of long-standing philosophical interest, and had
received renewed attention during the 1930s; indeed, it was one of the topics
discussed in the meetings at All Soul's. It is ultimately concerned with a
question that was to underlie Grice's work throughout his life: the question of
what it is to be a human being. Discussing personal identity means considering
the relative importance of, and relationship between, physical and mental
properties. Describing identity exclusively in terms of physical bodies
presents problems, but so does describing it entirely in terms of mental
entities. The former position would suggest that a single body must always be
the location of a single iden-tity, or person, regardless of personality
change, memory loss or mental illness. Moreover, it would seem to entail that,
since the composition of a physical body does not stay the same throughout a
lifetime, someone must be regarded as having separate identities, or being
different people as, say, a baby, an adult, and an old man. An account of
personal identity based exclusively on mental sameness, however,would force us
to accept that one mental state transferred into another body, perhaps by
surgery or reincarnation, should result in no change of identity. Philosophers
wrestled with hypothetical 'problem cases'. If it were possible to take the
brains out of two bodies and swap them over, would this be best described as a
brain transplant or a body trans-plant? Ayer, Austin and their companions had
concerned themselves with the status of Gregor Samsa from Kafka's
'Metamorphosis': 'was he an insect with the mind of a man, or a man with the
body of an insect?'. 17 In attempting to negotiate between these two
opposing, equally prob-lematic, accounts, Grice looks to 'memory theories' of
personal iden-tity. In this, he draws on work produced almost 250 years
previously by John Locke, while acknowledging some of Locke's critics and
attempting to suggest a way of addressing them. In other words, Grice's first
published work shows the characteristic combination of old and new ways of
thinking. He draws on work from philosophical 'old boys', such as Locke and his
eighteenth-century critic Thomas Reid. At the same time, he looks for solutions
to their problems in a much newer style of philosophy, one in general terms
analytic, and in more particular terms concerned with the close analysis of
individual linguistic examples. Locke argues that, unlike in the case of
inanimate masses, the identity of living creatures must depend on more than
bodily unity. As evidence he suggests the examples of an oak growing from a
seedling into a great tree and then cut back, or a colt growing into a horse,
being sometimes fat and sometimes thin; throughout these changes they remain
the same oak, and the same horse. In search of an appropriate substitute for
bodily sameness, he discusses what might be seen as a hierarchy of living
beings, and considers where a notion of identity can be located in each case.
In general, at each stage of the hierarchy, what is required is an account of
function. The parts of a tree form a single entity not because they remain
physically constant, but because they are arranged in such a way as to fulfil
certain functions: the processes of nutrition and growth that together ensure
the continued existence of the tree. In much the same way, the identity of an
animal can be described in terms of the fulfilment of the functions that ensure
its sur-vival. Even 'man' is no different in this respect; human identity
consists in the collection of parts functioning together over the course of a
lifetime, to ensure the growth, maturation and survival of the individual human
being. Various different particles of matter form a single human at different
points in time precisely because they all participate in a single, continued,
life.Locke points out that this account of a man or human being, although it
does not rely on simple bodily identity, does make necessary reference to the
physical body. The parts of the body may change over time, but, united by
common functions, they together form part of the definition of 'a man' '.
If we relied only on mental identity, or 'the identity of soul', we would
not be able to resist the idea that physically and temporally separate bodies
might all belong to the same man. Locke suggests that an account based just on
the soul could not rule out the unacceptable claim that the ill-assorted list:
'Seth, Ismael, Socrates, Pilate, St Austin, and Caesar Borgia, ... may have
been the same man.'18 Furthermore, the form of a man is a necessary part of our
understanding of the concept of a man, and of the meaning of the word
'man'. Even if we were to hear a creature that looked like a parrot hold
intelligent conversation and discuss philosophy, functions normally associated
exclusively with people, we would hardly be tempted to say that it must be a
man, but rather we would say that it was 'a very intelligent rational parrot'.
19 Locke's next move is to suggest a categorial distinction between 'man'
and 'person'. , a distinction he admits is at odds with normal
under- standing and speech. He offers a very specific definition of a
person as 'a thinking intelligent being, that has reason and reflection,
and can consider itself as itself, the same thinking thing, in different times
and places' 20 The point of this distinction is to explain the 'extra'
properties persons are generally seen as possessing, beyond those of
animals. It might be said variously to account for consciousness,
self-awareness or the soul. The identity of a person, then, consists not just
in the unity of functioning parts, the criterion that accounts alike for the
identity of a plant, or an animal, or a 'man'. The identity of a person depends
on the continuation of the 'reason and reflection' across a range of different
times and places. In Locke's words, 'as far as this consciousness can be
extended backwards to any past action or thought, so far reaches the identity
of that person'? Locke offers his own solution to what has come to be known as
the 'brain transplant' problem, which he explains in terms of the transfer of
souls. In Locke's fanciful illustration, the soul of a prince is transferred
into the body of a cobbler, the cobbler's soul having been removed. We would
say that what was left was the same person as the prince, since he would have
the thoughts of the princeand the consciousness of the prince's past life.
However, we would at this point be forced to acknowledge the distinction Locke
is drawing between 'man' and 'person', by saying that this was the same man as
the cobbler, as demonstrated by the continuity of bodily functioning.There is
one fairly obvious problem with an account of identity dependent on the
extension back in time of a single consciousness. Locke in effect
dismisses this problem by arguing that it is an error arising from a particular
way in which language is generally used. The problem is concerned with memory loss.
If he were completely and irrevocably to lose his memory, Locke suggests, we
would still want to say that he was the same person as the one who performed
the actions he has now forgotten. Yet on Locke's own account, if his
consciousness could no longer be extended back to these past actions, he could
not be the same person as the one who performed them. Locke suggests that our
reluctance to accept this conclusion, our inclination to insist that he is
still the same person, can be traced to a lack of reflection about the use of
the pronoun 'I'. In this case, the amnesiac Locke would in fact be using 'I' to
refer not to the person, but to the man. Locke does not himself offer any
examples, but the following illustrates his point. If, having lost his
memory and then been instructed about his own past life, he were to state 'I
was exiled by James Il', he would be using the pronoun to refer only to the
same man, or living creature, as he is now, not to the same person. Our
tendency to maintain that 'I' must in these examples stand for the same person
is because of our failure to distinguish properly between 'man' and 'person':
our habit of conflating the two. Once this conflation is recognised for what it
is, the problem can be resolved; it may be possible for a single man to be more
than one person during his life. Indeed, although our use of the pronoun
sometimes seems to miss this, elsewhere in the language it is apparently
acknowledged: when we say such a one is not himself, or is beside himself;
in which phrases it is insinuated, as if those who now, or at least first used
them, thought that self was changed; the selfsame person was no longer in that
man.22 Grice's account of personal identity relies on Locke's theory, but
draws more directly on two later philosophers. Thomas Reid, writing about a
hundred years after Locke, produces a 'problem example'. Ian Gallie, just a few
years before Grice, offers a more developed discussion of the use of the first
person pronoun. Reid points out that the notion of consciousness extending back
in time can only make sense if it is understood as memory; Locke's account can
only be coherently understood as a memory theory of identity. Further, he
cautions that although the expressions 'consciousness' and 'memory' are sometimes
used inter-changeably in normal speech, it is important for philosophers not to
confuse the two. 'The faculties of consciousness and memory are chiefly
distinguished by this, that the first is an immediate knowledge of the present,
the second an immediate knowledge of the past. 23 But if personal identity is
dependent on knowledge of the past or on memory, the following case, which has
become known as the 'brave officer' example, presents severe difficulties. A
boy is whipped for stealing apples. When the boy grows up, he joins the army
and, as a young officer, captures an enemy standard. In later life, the officer
is made a general. It is perfectly possible that, when rescuing the standard,
the officer was able to remember, even did actively remember, that he was
whipped as a child. It is also possible that the elderly general can remember
clearly the time when he captured the standard but, with memory fading, has
forgotten all about being whipped as a boy. The memory is lost irrevocably;
even if prompted about the incident, he cannot remember it. According to
Locke's account, we would have to say that the young boy was the same person as
the brave officer, and the brave officer was the same person as the old
general, but that the old general was not the same person as the young boy. Not
only does this offend against our intuitive notions of identity, it also runs
counter to basic logic. If A is identical to B, and B is identical to C, then
it follows that C must be identical to A. In 'Personal identity', Grice
acknowledges his considerable debt to Gallie's article 'Is the self a
substance?', which was published in 1936, also in Mind. It is a revealing
choice of inspiration, perhaps reflecting Grice's growing interest in the style
of philosophy being practised by some of his Oxford contemporaries: the
analysis of specific linguistic examples as a means of approaching more general
philosophical prob-lems. Gallie does not directly discuss the memory theory of
identity. He assesses the case for the existence of a 'self', a metaphysical
entity or substance, remaining constant across a series of temporally different
mental experiences. As an enduring ego it forms a mental unit of iden-tity, in
addition to any purely physical phenomenon. From the outset, he proposes an
account of 'self' in terms of 'a certain class of sentences in which the word
"I" (or the word "me") occurs' 2 Such sentences can, he
suggests, be grouped into two or perhaps three sets. The first of these is the
set of sentences in which 'my mind' could be substituted for 'T'. Gallie
admits that in some cases the result may be 'unusual English', but maintains
that it is enough that they would not be false. Examples include 'I feel
depressed' and 'I see it is raining'. The second set of sentences is defined
negatively; such substitution is impossible in examplessuch as 'I am under 6
feet in height' and 'I had dinner at 8 o'clock to-night'. Gallie acknowledges
but dismisses from discussion a third but purely philosophical use of 'T';
expressions such as 'I hear a noise now' and 'I see a white expanse now' are
concerned with facts of which the speaker has introspective knowledge, rather
than with any claims about properties of longer duration. Gallie's starting
point is the contention that examples from his first set offer evidence that
the self must exist. If we use T' in these cases, and use it
legitimately, there must be something to which we are referring; there must be
a mental property that endures across a range of temporarily distinct experiences.
Grice's article also starts with a discussion of 'I' sentences, but his
analysis of them is rather more subtle than Gallie's, and his claims about
their significance more ambitious. He divides Gallie's two basic categories
into three, although he implicitly dismisses the idea that Gallie's
'philosophical' uses constitute a separate class. His starting point is not
with minds but with bodies; the easiest sentences to define are those into
which the phrase 'my body' can be substituted, sentences such as 'I was
hit by a golf ball' and 'I fell down the cellar steps'. . A second
class, one not distinguished by Gallie, seems to require something extra
as well as a physical body to be involved. This includes sentences such as
'I played cricket yesterday' and 'I shall be fighting soon', in which
substituting 'my body' for 'I' does not provide an exact or full
paraphrase. These sentences in turn are to be distinguished from a
further class in which substitution of 'my body' is even less satisfactory,
sentences such as 'I am hearing a noise' and 'I am thinking about the
immortality of the soul'. Grice is not explicit about what would count as a
suitable substitute for 'I' in these sentences. By implication, the 'I' of
bodily identity is easier to paraphrase than the 'T' of mental identity, and
Grice is not prepared as Gallie was to offer a paraphrase into 'unusual
English' But he does suggest tentatively that, in the cricket and fighting
sen-tences, reference to the physical body would need to be supplemented with
'something about the sort of thoughts and intentions and decisions I
had.'25 Grice's ambitious claim is that the dispute about personal
identity is really a disagreement about the status of certain 'I' sentences.
Examples not concerned with bodily identity, sentences of the 'I am hearing a
noise' category, are central to the type of identity philosophers have
generally discussed. Philosophers over the centuries who have addressed the
nature of personal identity have been concerned with the correct analysis of
this type of 'I' sentence, whether they knew it or not. More-over, Grice
argues, they have also been concerned with the correctanalysis of a class of
sentences closely related to these but containing the word 'someone' instead of
the word 'I'. An adequate account of personal identity must be able to offer an
analysis both of 'I am hearing a noise' and of 'someone is hearing a
noise'. Grice's theory of personal identity is based on Locke's account,
but attempts a modification to answer its critics. His analysis of the
relevant 'I' and 'someone' sentences is in terms of a particular
relationship between experiences divided by time and place. A series of such
experiences can be said to belong to the same person. The relationship in question
cannot be a simple one of memory, or possible memory, because this raises the
'brave officer' problem; a person having a particular experience may be quite
incapable of remembering an earlier experience, but yet be the same person as
the person who had that expe-rience. As a maneuver to avoid this problem, Grice
introduces the phrase 'total temporary state' (t.t.s.), as a term of art to
describe all the experiences to which an individual is subject at any one
moment. These t.t.s.'s can occur in series, and describing a person means
describing what it is that makes any particular series the t.t.s.'s of one and
the same person. Grice's suggestion is that every t.t.s. in a 'person' series
contains or could contain an element of memory relating it to some other t.t.s.
earlier in the same series. In this way, the 'brave officer' problem is
avoided. The t.t.s of the general contains a memory trace of the experience of
the brave officer, and the t.t.s. of the brave officer contains a memory trace
of the experience of the boy. The three t.t.s.'s are linked into a series and
it does not matter that there is no direct link between that of the general and
that of the boy. Grice analyses 'someone hears a noise' ', the
example type he identi- fied as central to personal identity, in terms of
his notion of t.t.s.: a (past) hearing of a noise is an element in a
t.t.s. which is a member of a series of t.t.s.'s such that every member of the
series either would, given certain conditions, contain as an element a memory
of some experience which is an element in some previous member, or contains as
an element some experience a memory of which would, given certain conditions,
occur as an element in some subsequent member; there being no subset of members
which is independent from all the rest.26 Each t.t.s. contains at least
one memory link, or potential memory link, either forward or backward in an
appropriate series. Sentences containing the problematic 'I' and
'someone' ', the 'I' and 'someone' that cannotbe paraphrased in terms of bodies,
can be re-expressed in terms that remove the problem word and replace it with a
suitably defined series of t.t.s.'s. Personal identity is shown to be a
construction out of a series of experiences. Grice considers various
possible objections that might be raised to his analysis, including the
objection that it is just too complicated as an account of a set of apparently
simple sentences. He is himself unsure that this is a particularly damning
objection, but argues that his analysis of 'self'-sentences is in any
case: probably far less complicated than would be the phenomenalist's
analysis of any material object-sentence, if indeed a phenomenalist were ever
to offer an analysis of such a sentence, and not merely tell us what sort of an
analysis it would be if he did give it.?7 This is an interesting dig.
Phenomenalism was most closely associated at this time with the logical
positivists, and therefore at Oxford with Ayer. It was a form of scepticism,
holding that we do not have direct evidence of material objects; we have
evidence only of various 'sense data' ', and infer the existence of
material objects from these. In other words, phenomenalists claimed that
statements about material objects need to be translatable into empirically
verifiable statements about sense data. Grice's objection is that the
appropriate translations were never actually offered, merely discussed; his
complicated analysis of 'someone is hearing a noise', on the other hand,
offered something def-inite. This is closely related to the type of objection
Austin was raising to Ayer's method; his theories introduced technical terms
such as 'sense data', but did not explain them in ordinary language. In
the light of Grice's sideswipe at sense data theories, it is perhaps surprising
that John Perry, in his commentary, should find phenome-nalist tendencies in
Grice's account of personal identity. His reason lies in the analytic approach
Grice shares with phenomenalism. Both were concerned with analysing sentences
that contain a problem expression (for the phenomenalists words referring to
material objects, for Grice the relevant uses of 'I' and 'someone') in such a
way that these expressions are removed and empirically observable phenomena are
substi-tuted. Sense data and total temporary states are both available to
introspection. For phenomenalists, material objects are logical constructions
based on the evidence of sense data; they need to be recog-nised as such and
the 'true' form of the sentences expressing them needs to be understood. For
Grice, persons are logical constructions fromexperiences. Perry does, however,
acknowledge an important difference between Grice's enterprise and that of
other analytic philosophers, of whom he takes Russell to be a prime
example: In Russell's view, the logical construction was the
philosopher's contribution to an improved conception of, say, a material
object, free of the epistemological problems inherent in the ordinary
conception. So analysis, for Russell, does not preserve exact meaning.
But Grice intends to be making explicit, through analysis, the concept we
already have.28 In other words, Grice sees ordinary ways of talking as
adequate and valu-able, if in need of clarification. For analytic philosophers
such as Russell, ordinary language is simply not good enough; it needs to be
purged of inappropriate existential commitments and vague terms before it can
be a fit tool for philosophy or science. Grice's account of personal
identity has been generally well received in its field. Despite his
reservations, Perry describes it as 'the most subtle and successful' attempt to
rescue Locke's memory theory? Similarly, Timothy Williamson cites Grice's paper
as the first in a succession of responses to the 'brave officer' problem in
terms of a transitive relation between a set of spatio-temporal locations.3º In
many ways it seems far removed from the work for which Grice is now best known.
And indeed when he returned to philosophy after the war he was concerned with
rather different topics. But this early article shows some of the traits that
were to become characteristic of his work across a range of subjects, in
particular a close attention to the nuances of language use. One theme in
particular, the notion of what it is to be a person, and Locke's idea of an
ontological distinction between 'man' and 'person' was to prove central to much
of Grice's later philosophy. The publication of 'Personal identity' meant
that Grice's professional life was not entirely put on hold during the war
years, and neither was his personal life. In 1943 he married Kathleen Watson.
Kathleen was from London, but they had met through an Oxford connection. Her
brother J. S. Watson had held a Harmsworth senior scholarship shortly after
Grice and the two had become friends. James married during the war and, when
his best man was killed on active service shortly before the ceremony, called
on Paul at short notice to perform the duty. Paul and Kathleen met at the
wedding. At the time of his own wedding, Paul still had two years of war
service ahead of him, but it meant that when he returned permanently to Oxford
he would not be living in St John's,as he had done briefly as a bachelor. There
were no rooms for married Fellows in college; indeed, women were not permitted
on the premises, even at formal dinners. Paul and Kathleen settled in a flat on
the Woodstock Road rented from his college. His Fellowship at St John's was, of
course, still open to him, as was the prospect of a closer involvement with the
new style of philosophy taking shape in Oxford.The intellectual atmosphere of
Oxford philosophy during the decade or so from 1945 was very different from
that which Grice had known before the Second World War. As students and dons
alike returned from war service, the process of change that had begun with a
few young philosophers during the 1930s picked up momentum. Old orthodoxies and
methods were overthrown as a host of new thinkers and new ideas took their
place. The style of study was questioning, exploratory and cooperative. Many of
the philosophers who were active in this period, such as Geoffrey Warnock and
Peter Strawson, have since testified to the spirit of optimism, enthusiasm and
sheer excitement that predom-inated.' The reasons for these emotions were
similar to those that had drawn A. J. Ayer to the work of the Vienna Circle
just over a decade earlier. A new style of philosophy was going to 'solve' many
of the old problems. Once again, this was to be achieved by close attention to
and analysis of language. For logical positivists this involved 'translating'
problematic statements of everyday language into logically rigorous,
empirically verifiable sentences. For the new Oxford philosophers, however, no
such translations would be necessary. A suitably rigorous attention to the
facts of language was going to be a sufficient, indeed the only suitable,
philosophical tool. In retrospect, Grice suggested the following causes
of the differences after the war: the dramatic rise in the influence of
Austin, the rapid growth of Oxford as a world-centre of philosophy (due largely
to the efforts of Ryle), and the extraordinarily high quality of the many young
philosophers who at that time first appeared on the Oxford scene.?Gilbert Ryle,
the tutor who had introduced Ayer to Wittgenstein and encouraged him to travel
to Vienna, was a decade or more older than Grice and his contemporaries, having
been born in 1900. However, his influence on Oxford philosophy during the 1940s
and 1950s was con-siderable. His philosophy of mind, in particular, was widely
known through his teaching, and was eventually published as The Concept of Mind
in 1949. In this book, Ryle argues against the received idea of the mind as a
mental entity separate from, but in some way inhabiting, the physical body:
Descartes's 'ghost in the machine'. All that can legitimately be discussed are
dispositions to act in a certain way in certain situations. The error of
dualism can be attributed to the tendency to analyse minds as 'things' just as
bodies are things. Taken together with a strict distinction between mental and
physical, this gives rise to the error of defining minds as 'non-physical
things'. This error stems from a basic category mistake involving the type of
vocabulary used in discussions of minds. Differences between the physical and
the mental have been 'represented as differences inside the common framework of
the categories of "thing", "stuff", "attribute",
"state", "process" "change" ', "cause"
and "effect"' 3 Only close attention to language reveals this
tendency among philosophers to extend erroneously terms applicable to physical
phenomena, and thus to enter into unproductive metaphysical commitments. Ryle
was keen to see this philosophical approach adopted more widely, and after he
took over as editor of Mind in 1947, began what Jonathan Rée has described as a
'systematic cam-paign' to take control of English philosophy. He drew together
some of the more promising young Oxford philosophers and 'by galvanising them
into writing, especially about each other, in the pages of Mind, he gave
English academic philosophy in the fifties an energy and sense of purpose such
as it has never seen before or since." The style of philosophy Ryle
was deliberately promoting found resonances in the work of J. L. Austin, who
was continuing to develop the notions about ordinary language with which he had
confronted Ayer before the war. Ayer himself had returned to Oxford only
briefly, before taking up a chair at University College London in 1946. The
ideas of logical positivism were, in any case, losing their earlier glamour and
appeal for younger philosophers, and Austin became the natural leader of the
next wave of Oxford philosophy, both before and after his appointment as
White's Professor of Moral Philosophy in 1952. This promotion may seem
surprising today; Austin had published just three papers by 1952, none of which
were strictly about moral philosophy. It seems that credit was given to the
importance of his ideas, and his rep-utation as an inspiring and charismatic
teacher, a reputation achieved despite his rather austere personality. Few if
any of his colleagues felt that they really got to know him personally. This
was perhaps in part because, as Geoffrey Warnock has suggested, he was 'a shy
man, wary of self-revelation and more than uninviting of self-revelation by
others'. It may also have been in part because, unusually among his peers, he
eschewed college social life, preferring to spend his time quietly at home with
his family in the Oxfordshire countryside. Never-theless, most people who knew
him had their favourite story to sum up what could be a formidable and
confrontational, but also a humourous and humane personality. George Pitcher
relates how Austin once attended a meeting at his college concerned with plans
for the college buildings. The meeting got embroiled in a long and seemingly
unrec-oncilable discussion about the President's Lodgings. When finally asked
for his opinion, Austin's response was 'Mr President, raze it to the ground.
Grice recalls how a colleague once challenged Austin with Donne's lines 'From
the round earth's imagined corners,/ Angels your trumpets blow' as an example
of non-understandable English. 'It is perfectly clear what it means,' replied
Austin, 'it means "Angels, blow your trumpets from what persons less
cautious than I would call the four corners of the earth" "
Such anecdotes illustrate Austin's ability to cut through protocol and rhetoric
and reveal the plain facts underneath: often to reveal that things are just as
simple as they seem, and a lot more simple than they are made out to be. This
was the spirit in which he approached philosophy. He was undoubtedly lucky in
this project in the number of dedicated and talented young philosophers who, as
Grice puts it, 'appeared' at Oxford in the 1940s and 1950s. In the early
post-war years, undergraduates and new tutors were generally older than had
been the tradition, and eager to study, their university careers having been
postponed or interrupted by the war. Austin played an active role in spotting
and encouraging talent, building up what quickly came to be seen as his own
'school' of philosophy. This development seems rather at odds with his views on
discipleship. Ben Rogers has suggested that, unlike Wittgenstein, Austin
'discouraged anything like a cult of personality: he wanted to put philosophy
on a collective footing' However, there is some evidence that Austin was at
least in part predisposed to encourage, and even to enjoy, his status as
leader. Grice reports that Austin was once heard to remark to a colleague, 'if
they don't want to follow me, whom do they want to follow?"The style of
philosophy developed and practised by Austin and his followers has been
variously labelled as 'Oxford philosophy', linguistic philosophy' and 'ordinary
language philosophy'. It is in fact far from uncontroversial that a single,
identifiable approach united the philosophers working in Oxford at this time,
even those in Austin's immediate circle. Grice himself denies this assumption
in a number of published commentaries, such as the uncompromising claim that:
'there was no "School"; there were no dogmas which united us.'
Perhaps the only common position of the Oxford philosophers, certainly the only
one Grice acknowledges, was a belief in the value, indeed the necessity, of the
rigorous analysis of the everyday use of words and expressions. They worked on
a wide range of philosophical problems, and even when addressing the same issue
they often disagreed on analysis or conclu-sion. But in approaching these problems
they were in agreement that careful attention to the words in which they were
conventionally expressed was the best path to understanding, tackling and
perhaps eliminating the problems themselves. The origins of this approach are
controversial. Commentators have looked beyond Ryle and Austin to suggest
Ludwig Wittgenstein, G. E. Moore, Bertrand Russell and even Gotlob Frege as
candidates for the title 'father' of ordinary language phi-losophy. There is
certainly something in all these claims; each thinker
was influential in the development of the analytic tradition from
which ordinary language philosophy emerged. But under Ryle's and Austin's
guidance it developed in directions not envisaged, and in some cases explicitly
not approved, by its putative mentors. In the late nineteenth century
Frege proposed analysis of language as a method for tackling philosophical
problems. He was chiefly a math-ematician, but in the course of his work
addressed the language of logical expressions, and the potential problems
inherent in it. Frege's most influential contribution to the philosophy of
language is his distinction between 'sense' and 'reference'. Any name, whether
a proper name or a description, that points to some individual in the world,
does so by way of a particular means of identifying that individual. A name
therefore has both a reference, the individual it denotes, and a sense, the
means by which reference is indicated. In this way, Frege explains statements
of identity. If we attend only to reference, an example such as 'Sophroniscus
is the father of Socrates' would have to be dismissed as uninformative; it
would simply offer a logical tautology, stating of an individual that he is
identical with himself. If, however, we attend to sense as well as reference,
we can analyse this example as making an informative statement to the effect
that the two names may differ insense but share the same reference. The example
is significant because, although there is no difference between the denotation
of the two names, there is nevertheless 'a difference in the mode of
presentation of the thing designated'." Russell proposed the
'translation' account that became characteristic of analytic
philosophy. Suitably rigorous attention could reveal the logical structure
beneath a grammatical form that was often misleading and imperfect. His main
difference from Frege was in his analysis of descriptions. Russell observes in
his 1905 article 'On denoting' that 'a phrase may be denoting, and yet not
denote anything; for example, "the present king of France" 1
For Frege such examples posed no problem. It was perfectly possible to say that
such an expression had a sense but no reference. But the consequences of this
position are unacceptable to Russell because of their impact on logic. If 'the
king of France' simply has no reference, then any sentence of which it is
subject, such as Russell's famous example 'the king of France is bald', must
also fail to refer to the world; in other words it must fail to be either true
or false. For Russell this result is intolerable because it dispenses with
clas-sical, two-valued logic, in which every proposition must be capable of
being judged either 'true' or 'false' . Classical logic states that if a
propo- sition is true then its negation must be false, and vice versa.
But under Frege's analysis 'the king of France is bald' and 'the king of France
is not bald' are indistinguishable in terms of truth value; both fail to be
either true or false. Not only is this unacceptable, argues Russell, it also
goes against the facts of the matter; 'the king of France is bald' is a simple
falsehood. Russell uses the label 'definite descriptions' for phrases
such as 'the king of France', and claims that they are a particular type of
expression demanding a particular type of analysis. Despite appearances, they
are not denoting expressions, and they do not function as subjects of sentences
in which they superficially appear to be in subject position. The
subject/predicate form of a sentence containing a definite description, a
sentence such as 'the king of France is bald', is misleading. That is, the
logical structure of the sentence is at odds with its purely grammatical form;
it is actually a complex of propositions relating to the existence, the uniqueness,
and then the characteristics, of the individual apparently identified.
Russell's rendition of this example can be paraphrased as: 'there exists one
entity which is the king of France, and that entity is unique, and that entity
is bald! Re-analysed in this way, it is possible to demonstrate that, in the
absence of a unique king of France, one of these propositions is simply false.
If it is not true thatthere is a present king of France, the first part of the
logical form is false, making the sentence as a whole also false.
Russell's theory of descriptions has been seen as the defining example of
analytic philosophy. Ayer often repeated his admiration for it in these terms.
His close attention to language as well as to logic further caused Russell to be
credited with inspiring ordinary language philosophy. 13 However, he would
certainly not have been pleased by this latter acco-lade; he was still active
in philosophy when the new approach was in the ascendant and he publicly and
vociferously opposed it.' His own motivation in 'On denoting', and elsewhere,
was not to describe natural language for its own sake, but to explain away the
apparent obstacles it offered to classical logic. If every statement containing
a denoting phrase could be explained as a complex proposition not involving a
denoting phrase as a constituent, bivalent logic could be maintained.
Like Frege, Russell's first and primary philosophical interest was in
mathematical logic. His interest in the analysis of language and therefore in
meaning grew out of a concern for analysing the language in which the ideas of
logic are expressed, and ultimately for refining that language. Russell's
Cambridge colleague and almost exact contemporary G. E. Moore would
perhaps have been less uncomfortable with being credited as genitor of ordinary
language philosophy. Like many of the Oxford philosophers a generation later,
he came to philosophy from a background in classics, and remained sensitive to
details of meaning. This was coupled with a rather leisured approach to
philosophical enquiry; a private fortune enabled him to spend seven years at
the start of his career away from all professional responsibilities, pursuing
his own philosophical interests. Certainly, the result was a thorough and
meticulous attention to the language in which philosophical discussion is
couched. Another common feature between Moore and many ordinary language
philosophers, one identified by Grice, was an anti-metaphysical, determinedly
'common-sense' approach to philosophical issues. 15 An illustration of
both the rigorous analysis and the confidence in intuitive understanding can be
found in Moore's article 'A defence of common sense', published in 1925. This
was a forerunner of the infamous British Academy lecture of 1939 in which he
held up his own hand as incontrovertible and sufficient 'proof' of the
existence of material objects. In the published article, too, Moore addresses
the question of the status of our knowledge of external objects, as well as our
belief in the existence of other human beings, and indeed the viability of
anyphysical reality independent of mental fact. In asserting such viability
Moore is, as he explains, arguing against the sceptical view that all that we
have access to are 'ideas' of objects, offered to us by means of our sense
impressions, never the objects themselves. Such philosophical views were
dominant in English philosophy when Moore himself was a young man, and were in
part what he was reacting against in defending common sense. Moore's 'defence'
rests almost entirely on his assertion of what he knows to be the case, by
introspection based on the dictates of common sense. He knows with certainty of
the existence and continuity of his own body, as well as its distinction from
other, equally real physical objects. Not only that, but all other human beings
have a similar, but distinct set of knowledge relating to their own
bodies. Further, to describe these as common-sense beliefs is actually to
admit that they must be true, since the very expression 'common sense' implies
that there is a set of other minds holding this belief and therefore that other
minds, and other people, exist. Common sense should extend to analysis of the
language of philosophy as well. In assessing the truth of a sentence such as
'The earth has existed for many years past', it is necessary to consider only
'the ordinary or popular meaning of such expressions' '. Moore comments
dryly that the existence of such a unique, ordinary meaning 'is an
assumption which some philosophers are capable of disputing'. This capacity, he
suggests, has led to the erroneous argument that a statement such as this is
questionable, and perhaps even false. This insistence that philosophers
attend to the ordinary use of the expressions with which they are dealing,
together with the expression of bafflement that they should declare themselves
unsure of the nature of such ordinary use, was to become as characteristic of
Austin's work as it was of Moore's. Austin was widely known to be impressed by
Moore's work, and inspired by his methodology, although he was less convinced
that intuitive convictions and commonplace orthodoxies could be accepted at
face value without further exploration. Grice recalls him declaring, with a
characteristic combination of scholarly enthusiasm and school-boy jocularity:
'Some like Witters, but Moore's my man.'" This pithy summary of his own
philosophical influences introduces one of the most controversial issues
concerning the origins of ordinary language philosophy: the impact of
Wittgenstein. Some commentators have argued that Wittgenstein's later work was
crucially important; Ernest Gellner, for instance, discusses 'linguistic
philosophy' as if it were uncontroversially a product of Philosophical
Investigations. 18 But in his biographical sketch of Austin, Geoffrey Warnock
argues cat-egorically that Wittgenstein did not influence the philosophical
method Austin promoted."' The issue is a difficult one to settle. Ben
Rogers suggests that: 'Oxford philosophy of the 1940s and 1950s was more
indebted to Wittgenstein than it liked to admit, 20 and it is certainly
possible that his ideas informed discussion at the time, even if his
intellectual presence was not directly acknowledged. Philosophical
Investigations, presenting Wittgenstein's later work on language, was not
published until 1953, but earlier versions of it were circulated and read in
Oxford in the immediate post-war years. Other commentators, such as Williams
and Montefiore, emphasise what they see as the striking differences between
Wittgenstein and Austin. The two men's personalities, they suggest, were
reflected in their different styles of philoso-phy: Wittgenstein's intense and
introspective, Austin's scholarly and meticulous.22 Wittgenstein's early work
had been inspired by his former tutor Russell. Although highly original, it was
very much within Russell's formal, analytic tradition. Language operates by
expressing propositions that may differ from apparent surface form but map on
to the world by means of the basic properties of truth and falsity. 'To
understand a proposition means to know what is the case if it is true,'
Wittgenstein suggests in his Tractatus, prefiguring the logical positivism of
the Vienna Circle23 However, the work Wittgenstein produced when he returned to
philosophy after a self-imposed break was notoriously different from that of
his youth. It shows some striking similarities to ordinary language philosophy.
In Philosophical Investigations, Wittgenstein argues that language is better defined
in terms of the uses to which it is put than the situations in the world it
describes. Words are tools for use and, just as a tool may not always be used
for the same function, meaning is not necessarily constant. Coining one of the
most enduring metaphors in the philosophy of language, he argues that a word is
best described as having a loose association of meanings that are essentially
independent but may display certain 'family resemblances' '. He
argues that apparent philosophical problems are in fact issues of
language use; correct investigation of the language in which problems are posed
reveals them to be merely 'pseudo problems' '. Also, and perhaps
even more strikingly, he comments that, in philosophical discussion as
else-where, 'When I talk about language (words, sentences, etc.) I must speak
the language of every day.'24 Whatever positive influences may have acted
on Austin, it is certain that he was at least in part reacting against some
other philosophical styles. In particular, he was taking issue with logical
positivism, and withthe work of his old sparring partner A. J. Ayer. Soon after
the war, Austin developed his response to Ayer on sense data. This was
presented as a series of lectures, first delivered in 1947, and was published
only posthumously, when Geoffrey Warnock edited the lecture notes under the
title Sense and Sensibilia. Austin deals in detail and critically with Ayer's
Foundations of Empirical Knowledge, the book published in 1940 that expanded on
and developed the implications of the verificationist account presented in
Language, Truth and Logic. Ayer had argued in the earlier book that the
operation of the principle of verification for an individual is not directly
dependent on the physical world, but relies on the data we receive through our
senses. These 'sense data' are the only evidence we have available by which to
subject sentences making statements about the world to appropriate processes of
verification. In The Foundations of Empirical Knowledge, Ayer addresses the
question of whether our knowledge is determined by material objects themselves
or by our personal sense data. He develops a phenomenalist approach to this
question, arguing that beliefs and statements about material objects are only
legitimate if they are translated into beliefs and statements about our sense
data. In this way, he maintains that discussion of the status of material
objects is primarily a dispute about language. It is a dispute about the best
way to analyse statements of experience. Sentences concerned with material
objects and those concerned with sense data are simply uses of two different
types of language. They refer to the same things in two different ways, rather
than describing ontologically different phenomena. 25 Austin disliked
the idea that philosophers need to 'see through' ordinary language before they
can say anything rigorous about material objects. In his lectures on perception
he argues that belief in sense data is an error into which philosophers have
been led by the words they coin. The term itself is introduced artificially;
ordinary people in everyday life find no need of it. Even the word 'perception'
has an unnecessarily technical ring for Austin. People rarely talk about
perceiving material objects, and still less frequently of experiencing sense
data. They do talk about seeing things, and so philosophers should attend
to the suggestions this offers as to how the world works. The 'plain man' can
cope perfectly well with distinguishing appearance from reality, with
describing rainbows, or with commenting that ships on the horizon may appear
closer than they are. Philosophers need only look to the actual use of words
such as 'reality', 'looks' and 'seems' to understand this. Ordinary language
has its own, perfectly adequate way of dealing with the difference between
appearance and reality. Near thebeginning of his lectures, Austin sums up his
response to sense data theorists: My general opinion about this doctrine
is that it is a typically scholastic view, attributable, first, to an obsession
with a few particular words, the uses of which are over-simplified, not really
understood or carefully studied or correctly described... Ordinary words are
much subtler in their uses, and mark many more distinctions, than philosophers
have realised.26 In other work, Austin objects to the assumption he finds
in logical positivism and elsewhere that the most important or the only
philosophically interesting function of language is to make statements about
the world. Philosophers concerned with questions of truth and falsity, and with
determining meaning in terms of verification, overlook the many different ways
in which speakers actually use language, and fall into the fallacy of seeing it
as merely a tool for description. 'The principle of Logic that "Every
proposition must be true or false" has too long operated as the simplest,
most persuasive and most pervasive form of the descriptive fallacy.2 Only a
careful consideration of the way in which people actually use language enables
philosophers to dispense with this fallacy. Even when people do make statements
of fact, it is often necessary to consider 'degrees' of success, rather than
simple truth. It is only with such a concept that we can make sense of
various loose ways of talking, such as 'the galaxy is the shape of a fried
egg', or explain why a statement may be true, but somehow 'inept' , such as
saying 'all the signs of bread' when clearly in the presence of
bread. Austin's approach, then, was based on a distrust of philosophical
constructions and technical terminology, especially terminology he suspected of
being unnecessary or poorly defined, but it was not entirely negative. He
wanted to replace these with a serious and rigorous attention to the way in
which any matter of philosophical interest is discussed in everyday language.
He sets out these ideas particularly clearly and characteristically stridently
in 'A plea for excuses' , a paper delivered to the Aristotelian Society
in 1956, which came to be seen almost as a manifesto for ordinary language
philosophy. Philosophers have for too long conducted their discussion in real
or feigned ignorance of the way in which key words and phrases are used in
ordinary, everyday lan-guage. It is not just that the language of everyday is a
worthy subject and adequate vehicle for philosophical enquiry. Rather, it is
the only tool with a claim to being sufficient for philosophical purposes,
honedas it is by generations of use to describe the distinctions and
connections human beings have found necessary. These can reasonably be claimed
to be more sound and subtle 'than any that you or I are likely to think up in
our arm-chairs of an afternoon - the most favoured alternative method'28
Meanings, including the meanings of philosophical terms, can only coherently be
discussed with reference to the ways in which words are used in ordinary
discourse. More specifically in 'A plea for excuses', Austin is concerned
with a rigorous examination of the circumstances in which excuses are offered,
and the different forms they may take. For instance, excuses are only offered
for actions performed freely. A consideration of the ordinary use of 'freely'
to describe an action reveals that it does not introduce any particular
property, but serves to negate some opposite, such as 'under duress'. It
would be used only when there is some suggestion that the opposite could or
might apply. There would be something strange about applying the term 'freely'
to a normal action performed in a normal manner. Austin sums up this claim in
the slogan 'no modification without aberration'? For many ordinary uses of many
verbs, there is simply no modifying expression, either positive or negative
that can appropriately and informatively be applied. The 'natural economy
of language' dictates that we can only add a modifying expression 'if we do the
action named in some special way or cir-cumstance'.30 Austin promoted his
approach to philosophy through personal contact, including his own teaching, at
least as much as through published papers such as 'A plea for excuses'. Lynd
Forguson has studied undergraduate Oxford philosophy examination papers and
observed that questions reflecting ordinary language philosophy began to appear
as early as 1947, and were increasingly frequent throughout the 1950s.
For instance, students were asked: 'Is it essential to begin by deciding the
meaning of the word "good" before going on to decide what things are
good?'31 Perhaps most significantly Austin's ideas were disseminated through
active collaboration in philosophy with his colleagues. This did not take the
form of any co-authored papers or books. Indeed, both Grice and Stuart
Hampshire have suggested that Austin's independent character and idiosyncratic
style would have made him an awkward writing companion.32 His approach to
collaboration in philosophy was to draw together the responses and insights of
as many different informed observers of language use as possible. In the late
1940s, he instituted a series of 'Saturday Mornings' ', meetings that ran
in term time and brought together a number of like-minded Oxford
philosophers.Grice was present from the start. Other members included R. M.
Hare, Herbert Hart, David Pears, Geoffrey Warnock and Peter Strawson. Grice
recalls how Austin described these meetings, perhaps semi-seriously, as a
weekend break from the regular work of 'philosophical hacks', enabling them to
turn their attention to less narrowly philosophical topics. Perhaps with this
explanation in mind, Grice labelled the meetings 'The Play Group'. He seems to
have been inordinately pleased with this name, and employed it in both spoken
and written accounts of Oxford philosophy throughout his life. He used it at
the time with some of his colleagues but never, it seems, with Austin himself.
Austin was not the sort of man with whom to share such a joke. 34 The
American logician W. V. O. Quine spent the academic year 1953-4 at Oxford as
visiting Eastman professor. In his memoir of this period he passes on the
rumour that attendance at Saturday Mornings was controlled by rules devised by
Austin to preclude particular individu-als.35 There does not seem to be any
explicit first-hand support from members of the group for this allegation.
However, there is some evidence from them that Austin imposed criteria for
attendance that would, in effect, have ruled out anyone older than himself who
might prove a challenge to his leadership. Geoffrey Warnock remarks simply that
attendance was 'restricted to persons both junior to Austin and employed as
whole-time tutorial Fellows' 3 Many years later, when Grice was thinking back
to the days of the Play Group, he jotted down a list of Oxford philosophers of
the time. Interestingly, he divides his list into three categories: 'yes'
(Austin, Grice, Hampshire, Strawson, Warnock...), 'no' (Anscombe, Dummett,
Murdoch...) and 'overage' (Ryle, Hardie ...).37 Initially, at least,
Austin seems to have stuck to his self-imposed remit. The Play Group
engaged not so much in philosophical debate as in intellectual puzzles and
exercises pursued for their own sake. A favourite occupation was to analyse and
categorise the rules of games, or to invent games of their own. Kathleen Grice
recalls that one term they seemed to spend most of their time drawing dots on
pieces of paper. Another term they decided to 'learn Eskimo' 38 However, they
gradually turned their attention to more obviously philosophical occupations.
Austin liked to pick a text per term for the group to read and discuss.
However, some of the group did not find this a particularly fruitful
philosophical method, largely because of Austin's preferred pace, which was
painstakingly slow. 'Austin's favoured unit of discussion in such cases was the
sentence', Warnock recalls, 'not the paragraph or chapter, still less the book
as a whole. 39 At other times, the Play Group put into practiceAustin's views
about the correct business of philosophers by engaging in 'linguistic
botanising'. Austin admired the sciences, and regretted that his own
education had given him little real knowledge or expertise in them. His idea
was to apply the same techniques of rigorous observation and attention to
detail as would be used in a discipline such as botany to the material of
linguistic use. The language, and the way in which it was ordinarily used, were
there as empirical facts to be observed by those with the sensitivity to do so.
Only in this way could its categories and fine distinc-tions, honed over
generations, become available to the philosopher. Examples of this
philosophical method are to be found in many of Austin's own writings. For
instance, in 'A plea for excuses', where he advocates philosophical attention
to 'what we should say when, and so why and what we should mean by it', he
suggests some of the words and phrases related to excuses that may shed light
on its use: abstract nouns such as 'misconception', 'accident', 'purpose' and
verbs such as 'couldn't help', 'didn't mean to', 'didn't realise'. 4º He
proposes a philosophical methodology of 'going through the dictionary'; only
such a rigorous analysis of the language will give a thorough and objective
overview of the subject matter, which can then be subjected to a process of
introspective analysis. At the Play Group, linguistic botanising was no
less painstaking, but it took a discursive, collaborative form. The members
would, in effect, pool their linguistic resources in order to draw up lists of
words related to the particular subject under discussion. They would then
analyse the uses and nuances of these words, deciding which were suitable, and
which unsuitable, in various different contexts. As Grice later explained it,
they would examine a wide range of the relevant vocabulary, to 'get a list of
"okes and nokes"'* J. O. Urmson has described the processes involved
more fully: Having collected in terms and idioms, the group must then
proceed to the second stage in which, by telling circumstantial stories and
constructing dialogues, they give as clear and detailed examples as possible of
circumstances under which this idiom is to be preferred to that, and that to
this, and of where we should (do) use this term and where that.... At [the
next] stage we attempt to give general accounts of the various expressions
(words, sentences, grammatical forms) under consideration; they will be correct
and adequate if they make it clear why what is said in our various stories is
or is not felic-itous, is possible or impossible. 42Austin argued that
this process was both empirical and objective. Several philosophers conferring
together would avoid the possible distortions and idiosyncrasies that might
skew the findings of a single researcher, as well as bringing together a wide
range of different experiences and specialisms. At a conference in 1958, he was
challenged to say what set of criteria was adequate for judging a philosophical
analysis of a concept. He is reported as replying, 'If you can make an analysis
convince yourself, no matter how hard you try to overthrow it, and if you can
get a lot of cantankerous colleagues to agree with it, that's a pretty good
criterion that there is something in it. '43 Their task was not just to list
and to categorise areas of vocabulary, but to analyse the conceptual
distinctions these indicated. Only after selecting relevant terms and discussing
their usage was it legitimate to compare the findings with what philosophers
had traditionally said. Despite his frosty demeanour and austere habits, Austin
displayed huge enthusiasm and optimism, attitudes that infected the members of
the Play Group. Grice has commented that Austin clearly found philosophy
tremendous fun, although he 'would not be vulgar enough to say anything like
that'. 4 If Austin's method attracted devotees, however, it also
attracted critics. The practitioners of ordinary language philosophy saw it as
an exciting new approach capable of overthrowing past orthodoxies and offering
solutions to age-old problems, but its critics saw it as sterile and
complacent, valuing lexicographical pedantry over real philosophical argument.4
Some of its more high profile opponents, such as Bertrand Russell and A. J.
Ayer, targeted what they saw as the shallow insights, even the platitudes, to
which the Oxford philosophers limited them-selves. Maintaining his position
that ordinary language is simply not good enough for rigorous philosophical
enquiry, Russell derided what he saw as the triviality of ordinary language
philosophy; 'To discuss endlessly what silly people mean when they say silly
things may be amusing but can hardly be important. Other critics targeted the
practitioners more directly, characterising them as spoilt and snobbish,
'playing' at philosophy without feeling the need to justify their leisurely
activities. Ernest Gellner, a former student of Austin's, published a
book in 1959 exclusively concerned with attacking the Oxford philosophers and
their method. Gellner finds his own way of repeating Russell's mockery when he
suggests that ordinary language philosophy suggests that 'the world is just
what it seems (and as it seems to an unimaginative man at about mid-morning)' 4
This style of philosophy 'at long last, provided a philosophic form eminently
suitable for gentlemen' because it demanded immense leisure and 'yet its
message is that everything remains as itis'.48 C. W. K. Mundle argues that
Austin's elitism mars his philosophy. He detects prescriptivism beneath
Austin's apparently descriptivist concern for 'what we should say'. 'In the
name of ordinary language, he demands standards of purity and precision of
speech which are extraordinarily rare except among men who got a First in
Classical Greats.'49 There is undoubtedly some substance in the accusations of
elitism. The members of the Play Group shared an understanding that
detailed analysis and meticulous enquiry were important ends in themselves, but
also a certainty of leisure and means to pursue these ends. Their appointments
did not carry the pressure to publish that to modern academics is a matter of
course, a fact almost certainly crucial to the success of ordinary language
philosophy. Linguistic botanising was often conducted self-consciously for its
own sake, without expectations of spe-cific, publishable 'results'. Stuart
Hampshire has admitted that Austin's method depended on a comparatively
careless attitude to time and pub-lication: 'you're apt to get discouraged
about publishing because you can't fit it all neatly into a journal
article. 150 At the time, the Oxford philosophers were in general
reluctant to argue their own case. Partly in response to this, Grice later took
on the task of offering a first-hand account of ordinary language philosophy in
defence against some of its critics. The subject clearly exercised him from the
mid-1970s on; he talked, both formally and informally on the topic, and wrote
copious notes about it. In a move that would have seemed to the critics to have
confirmed their worst fears about snobbery and self-importance, he compares
post-war Oxford to the Academy at Athens, with Austin by implication playing
the role of Aristotle. In fact the comparison is not as pompous as it may first
appear; Grice is not suggesting that mid-twentieth-century Oxford was as
important to the history of philosophy as ancient Athens. Rather, he sees
certain similarities between the two enterprises that gave ordinary language
philosophy a philosophical pedigree its critics claimed it lacked. He sees
reflections of Austin's method in what he describes as the 'Athenian
dialectic': the interest in discourse ingeneral, and in the facts of speech in
particular. The connection is summed up for Grice in the two aspects of the
Athenian interest in ta Zeyoueva. The phrase can refer to 'what is spoken',
both in the sense of ordinary ways of talking, and of generally received
opinions. Both schools were concerned not just with the analysis of language,
but with seeing the way people speak as a reflection of how they generally
understand the world, a reflection of the 'common-sense' point of view.
The difference is, Grice argues, that Austin and his school concentrated more
closely on the first aspect;Aristotle and his on the second. Aristotle was
concerned not so much with methodology as with picking out foundations of
truth. Austin was interested in the 'potentialities of linguistic usage as an
index of conceptual truth, without regard for any particular direction for the
deployment of such truth.'51 Grice also addresses critics of ordinary
language philosophy more directly, accusing them of simple misrepresentation.
Gellner's book, in particular, he describes informally as 'a travesty'. In
effect, he accuses the critics of inverted snobbery: of assuming that ordinary
language philosophy must be trivial and elitist because it was practised by a
socially privileged group of people in an ancient university. He admits that
the style of philosophy came easiest to those who had received a classical,
therefore a public school, education. Education in the classics had fitted the
Oxford philosophers to the necessary close attention to linguistic
distinctions: ordinary language philosophy involved 'the deployment of a
proficiency specially accessible to the establishment, namely a highly
developed sensitivity to the richness of linguistic usage' 5 Grice's response
is perhaps confused. At times he seems to accept the accusation of elitism but
to argue against its derogatory implications. Why should high culture in
philosophy be considered bad, he wonders, if it is prized in art, literature
and opera? At other times, however, he seems simply to reject the accusation,
arguing that anyone with suitably acute powers of observation could engage in
this kind of analysis. This ambivalence is most apparent in some of his
comments that did not make it into print. In a section of the handwritten draft
of the 'Reply to Richards', but not of the published version, he comments on
the accusation of elitism: To this the obvious reply would seem to be
that if it were correct that philosophy is worth fostering, and that
proficiency demands a classical education, then that would provide additional
strength to the case for the availability of a classical education. But I doubt
if the facts are as stated; I doubt if 'linguistic sensitivity' is the
prerogative of either the well-to-do or of the products of any particular style
of education. 53 Grice's attitude to his social environment may have
been, or have become, somewhat ambivalent, but during the 1940s and 1950s he
was central to the ordinary language philosophy movement. He attended Austin's
Saturday Mornings regularly and enthusiastically. Outside these meetings, he
worked collaboratively with other members of the group.He even collaborated
with Austin himself, although in teaching rather than writing. The two taught
joint sessions on Aristotle. Grice later claimed that these were particularly
easy teaching sessions for him because no preparation was necessary. They would
simply arrive in class and Austin would start talking, freely and
spontaneously. At some point Grice would find something with which he disagreed
and say so, 'and the class would begin'* It seems that their style of teaching
often rested on each holding fast to an opposing position. Speaking long after
he had left Oxford, Grice recalled Austin's typical response when challenged on
some point: 'Well, if you don't like that argument, here's another one.'55
Grice may have been amused by Austin's view of philosophy in terms of
'winning', but he himself was not likely to back down on a position once he had
taken it up. However, this method had its successes. Their pupil J. L. Ackrill
went on to become a Fellow of Brasenose College, and to publish his own
translation of Aristotle's Categories and De Interpretatione in 1963. Among his
acknowledgements to those who had helped him in understanding these works, he
comments: I am conscious of having benefited particularly from a class
given at Oxford in 1956-7 by the late J. L. Austin and Mr H. P.
Grice.'56 For Grice himself, the most fruitful collaboration during this
period was the joint work he undertook with Peter Strawson. Strawson had gone
up to Oxford in 1939 and had been Grice's tutee. He later commented that:
'tutorials with [Grice] regularly extended long beyond the customary hour, and
from him I learned more of the difficulty and possibilities of philosophical
argument than from anyone else.'" Strawson's career also had been
interrupted by the war, and he did not gain a permanent position until 1948,
when he was appointed Fellow of University College. He was one of the younger
members of the Play Group, but nevertheless a central figure in ordinary
language philosophy, and unusually successful in completing work. In 1950 he
published 'On referring', in which he offered a response to Bertrand Russell's
theory of descriptions, an account that had been widely praised, and
practically unchallenged, since it first appeared in 1905. Russell had argued
that natural language can be misleading as to the structure of our knowledge of
the world; Austin and his followers that, on the contrary, it is the best guide
we have to that structure. Strawson suggests that, preoccupied with mathematics
and logic, Russell had overlooked the fact that language is first and foremost
a tool in communication. Russell had ignored the role of the speaker:
'"mentioning", or "referring", is not something an
expression does; it is something that someone can use an expression to do. Once
an appropriate distinction is drawn between'a sentence' and 'a use of a
sentence', it is possible to consider how most people would actually react on
hearing the 'king of France' example (in which, for some reason, Strawson
changes 'bald' to 'wise'). When used in 1950, or indeed in 1905, the example is
not false. Rather, the question of whether it is true or false simply does not
arise, precisely because the subject expression fails to pick out an individual
in the world, and therefore the expression as a whole fails to say
anything. For Strawson, then, 'the king of France is wise' does not
entail the existence of a unique king of France. Rather, it implies this
existence in a 'special' way. In later work he uses the label 'presupposition'
to describe this special type of implication. This was a term originally used
by Frege in his discussion of denoting phrases and, like Frege, Strawson notes
that presupposition is distinct from entailment because it is shared by both a
sentence and its negation. Both 'the king of France is wise' and 'the king of
France is not wise' share the presupposition that there exists a unique king of
France, although their entailments contradict each other. On Russell's analysis,
the negative sentence is ambiguous. Both the existence and the wisdom of the
king of France are logical entailments, so either could be denied by negating
the sen-tence. Strawson argues that Russell has attempted, inappropriately, to
apply classical logic to what are in fact specific types of natural language
use. 'Neither Aristotelian nor Russellian rules give the exact logic of any
expression of ordinary language'; he concludes, 'for ordinary language has no
exact logic.'60 Stawson and Grice taught together, covering topics such
as meaning, categories and logical form. W. V. O. Quine, who attended some of
their weekly seminars in the spring of 1954, paints a picture of these
sessions: Peter and Paul alternated from week to week in the roles of
speaker and commentator. The speaker would read his paper and then the
commentator would read his prepared comments. 'Towards the foot of page 9, I
believe you said. Considered judgement was of the essence; spontaneity was not.
When in its final phase the meeting was opened to public discussion, Peter and
Paul were not outgoing. 'I'm not sure what to make of that question.' 'It
depends, I should have thought, on what one means by .. 'This is a point that I
shall think further about before the next meeting. '61 This style of
debate was obviously not to Quine's taste, and there is certainly something
reminiscent of Grice's former tutor W. F. R. Hardie in what he describes. Grice
worked and talked very much within theformal and mannered social milieu of Oxford
at the time. His lecture notes from the period, generall y written out in
full, contain many references to what 'Mr Stawson proposed last week' or 'Mr
Warnock has suggested'. But there is evidence also that the apparently
prevaricating answers Quine ridicules were genuine responses to the complexity
of the matter in hand. Grice often begins his lectures with a return to 'a
question raised last week to which I had no answer'. Indeed, he later argued
explicitly that philosophy works best not as a series of rapid retorts to
impromptu questions, but as a slow and considered debate: The idea that a
professional philosopher should either have already solved all questions, or
should be equipped to solve any problem immediately, is no less ridiculous than
would be the idea that Karpov ought to be able successfully to defend his title
if he, though not his opponent, were bound by the rules of lightening
chess. 62 This slow, thoughtful style was carried over to the
deliberation and composition of Grice and Strawson's writing and was, Grice
later sug-gested, the reason why the collaboration eventually ceased. Strawson,
who seems to have been much more interested in finished products than Grice
was, eventually could no longer cope with the laborious process, in which complete
agreement had to be reached over a sentence before anything could be written
down. But it lasted long enough for Grice to be impressed by the 'extraordinary
closeness of the intellectual rapport' they developed, such that 'the
potentialities of such joint endeavours continued to lure me.'63 One of their
writing projects developed from their teaching on categories. Their topic dated
back to Aristotle, and had also been discussed by Kant. It is a type of
descriptive metaphysics, in that it involves analysis and classification
towards an account of the very general notion of 'what there is'. In
metaphysics, this account is offered in terms of the nature and status of
reality, rather than in terms of the types of description of individual aspects
of that reality to be found in the sciences. In particular, it is concerned
with reality as reflected in human thought. Kant had argued that the study of
human thinking is important precisely because it is the only guide we have to
reality. The facts of 'things in themselves', aside from our human perceptions
of them, are unknowable. For Aristotle, these questions had been closely linked
to his interest in the study of language. Human language is the best
model we have available of human thought. We structure our language to
reflect the structure of our thought. So, for instance, the division of
sentences into subjects and predicatesreflects the way we cognitively divide
the world into things and attrib-utes, or particulars and universals.
Grice and Strawson's long, slow collaboration on this topic was not very
productive, by modern standards at least, in that it resulted in no published
work. But Grice himself valued it very highly, and commented late in his life
that he had always kept the manuscripts with him. Unfortunately, only a
fragment of these appears to have survived. However, this is accompanied
by rough notes indicating something of their working method. They apply a
distinctively 'Austinian' approach to Aristotle's use of language, experimenting
together to see which English words can successfully combine with which others,
trying out combinations of possible subjects and predicates. Notes in Grice's
hand record that 'healthy' can be applied to, or predicated of, 'person',
'place' 'occupation', or 'institution', while 'medical' can be applied to
'lecture' 'man', 'treatise', 'problem', 'apparatus', 'prescription', and
'advice'. 65 Grice notes that the neutral term 'employment' can cover the
importantly different terms 'use', 'sense' and 'meaning', and that here it is
perhaps most appropriate to say that the predicate has the particular range of
'uses'. This aspect of the work seems to take over Grice's attention at one
point. The notions of 'sense', 'meaning' and 'use' need to be distinguished not
just from each other, but between discussions of sentences and of speakers.
'Need to distinguish all these from cases where speaker might mean so-and-so or
such-and-such, but wouldn't say that of the sentence' he notes, '"Jones is
between Williams and Brown" either spatial order or order of merit, but
doubtful this renders it an ambiguous sentence.' The notes also explore
the difference in grammatical distribution between substantial and
non-substantial nouns. 'Mercy' can be both referred to and predicated, whereas
'Socrates' can only be referred to. In other words, it seems that
although both substantials and non-substantials can occupy subject position,
substantials must be seen as the primary occupiers of this slot because they
cannot occur as predi-cates. To demonstrate this point he distinguishes between
establishing existence by referring to, and by predicating, expressions. The
distinction is established by means of a comparison between two short
dia-logues. The following is perfectly acceptable; evidence is successfully
offered for the existence of a universal by predicating it of a
particular: Bunbury is really
disinterested. Disinterested persons (real
disinterestedness) does not exist. A: Yes they do (it does); Bunbury is really
disinterested.In contrast descriptive statements do not guarentee the existence
of their subjects, but rather stand in a 'special relation' to statements of
existence. This special relation is, they note, elsewhere called
'presup-position'; it seems that at this stage at least, Grice was prepared to
endorse Strawson's response to Russell. The following is 'not linguistically in
order : Bunbury is really
disinterested. There is no such person as
Bunbury. A: Yes there is, he is really disinterested. Producing a sentence
in which something is predicated of a substantial subject is not enough to
guarentee the existence of that subject. They note that the situation would be
quite different if 'in the next room' were substituted into A's response. Here
A's choice of predicate does more than just offer a description of Bunbury; it
points to a way of verifying his existence. Our use of language, then, very
often presupposes the existence of substantial objects. Furthermore, substances
are in a sense the basic, or primary objects of reference. Grice and Strawson
admit that they have no conclusive proof of this latter claim, but they offer
their own intuitions in support, presumably drawn from their experiments with
substantial and non-substantial subjects. Further, substances are, in general,
what we are most interested in talking about, asking about, issuing orders
about; 'indeed the primacy of substance is deeply embedded in our
language' Grice later suggested that the closest echoes of this joint
work in published writing were in Strawson's book Individuals, subtitled 'An
essay in descriptive metaphysics', published in 1959. In this Strawson
considers in much more detail the implications of various kinds of descriptive
sentences for the theory of presupposition. But there were also resonances of
the joint project in various aspects of Grice's own later work. Two points from
the end of the manuscript fragment, one a non-linguistic parallel and one a
consequence of their position, indicate these. The parallel comes from a consideration
of the basic needs for survival and the attainment of satisfaction people
experience as living creatures. Processes such as 'eating', 'drinking', 'being
hurt by', 'using', 'finding', are entirely dependent on transactions with
substances. Grice and Strawson suggest that it is not entirely fanciful to
consider that the structure of language has developed to reflect the structure
of these most basic interactions with the world.The relevant consequence of
their position relates to a familiar target for ordinary language philosophers:
the theory of sense data. Their argument is in essence a version of the
argument from common sense, although they do not explicitly acknowledge this.
If substances are a primary focus of interest, and if this fact is reflected in
the language, then this offers good evidence that the world must indeed be
substantial in character. If the proponents of sense data were correct, if all
we can accurately discuss are the individual sensations we receive through our
sense, then 'substantial terminology would have no application'. Of course,
this argument is fundamentally dependent on faith in ordinary language. In
effect it claims that, since people talk about, and indeed focus their talk on,
material objects, we have adequate grounds for accepting that material objects
exist. The second major collaboration between Grice and Strawson, which
produced their only jointly published paper, was composed uncharacteristically
rapidly. It was written in the same year as Quine observed their joint
seminars, and indeed was in direct response to his visit. Quine
introduced to Oxford an American style of philosophy. This had its roots in
logical positivism, but had developed in rather different directions. In
particular, Quine's empiricism took the form of an extreme scepticism towards
meaning. He argued that it was legitimate to look at meaning in terms of how
words are used to refer to objects in the world, but not to discuss meanings as
if they had some existence independent of the set of such uses. In an essay
published in 1953 he argues that the error of attributing independent existence
to meaning explains the tenacity of the doctrine of the distinction between
analytic and synthetic sentences, even in empirical philosophies where it should
have been abandoned. Quine argues that, although it is a basic doctrine
of many empirical theories, the analytic/synthetic distinction is inherently
unempirical. It relies on the notion that words have meaning independent of
individ-ual, observable instances of use. The sentence 'no bachelor is married'
can be judged analytic and therefore necessarily true only on the assumption
that 'bachelor' is synonymous with 'unmarried man'. Yet such an assumption
depends on a commitment to abstract meaning. It is legitimate only to consider
the range of phenomena to which the two terms are applied, a process that must
inevitably be open-ended. In other words, we are committed to the truth of
so-called analytic sentences for exactly the same reason that we are committed
to the truth of certain synthetic sentences, such as 'Brutus killed
Caesar' Our past experience of the world, including our experience
of how the words ofour language are applied, has led us to accept them as true.
However, our belief in any statement established on empirical grounds is
subject to revision in the light of new experience. We may find it hard to
imagine what experience could lead us to abandon belief in 'no bachelor is
married', but that is simply because of the strength of our particular
empirical commitment to it. The difference between analytic and synthetic
statements, then, is not an absolute one, but simply a matter of degree. The
distinction reflects 'the relative likelihood, in practice, of choosing one
statement rather than another for revision in the event of recalcitrant
experience'.66 One weekend during Quine's 1953-4 visit, Grice and
Strawson put together their response to this argument, to be presented at a
seminar on the Monday. In 1956 Strawson revised the paper on his own and sent
it to The Philosophical Review, where it was published as 'In defence of a
dogma'. Their defence is exactly of the type that Quine might have expected to
encounter in Oxford in the 1950s; it rests on the way in which some of the key
terms are actually used. The terms 'analytic' and 'synthetic' have a
venerable pedigree. Generations of philosophers have found them useful in
discussions of language and, moreover, are generally able to reach consensus
over how they apply to novel, as well as to familiar examples. But the argument
does not end with philosophical usage. Grice and Strawson argue that closely
related distinctions can be found in everyday speech. The notion of analyticity
rests, as Quine had noted, on the validity of synonymy. The expression
'synonymous' may not be very common in everyday speech, but the equivalent
predicate 'means the same as' certainly is. Borrowing an example from Quine's
essay, Grice and Strawson note that 'creature with a heart' is extensionally
equivalent to 'creature with kidneys'; it picks out the same group of entities
in the world precisely because all creatures with a heart also have kidneys.
However, Grice and Stawson argue that the relationship between these two
expressions is not the same as that between 'bachelor' and 'unmarried
man'. Many people would be happy to accept that '"bachelor" means the
same as "unmarried man"' but would reject '"creature with
a heart" means the same as "creature with kidneys"'. In
effect, Grice and Strawson are defending the existence of exactly the type of
meaning Quine dismisses. The element distinguishing the second pair of terms,
but not the first, cannot be anything to do with the objects in the world they
are used to label, because in this they are exactly equivalent. Rather, there
must be some further notion of 'meaning' that people are aware of when
they deny that 'creature with heart' and 'creature with kidneys' mean the same.
It is this notion ofmeaning, which forms part of the description of the
language but does not directly relate to the world it describes, that Quine
rules inadmissi-ble. This also allows for the existence of analytic sentences.
'A bachelor is an unmarried man' is analytic precisely because its subject
means the same as its predicate. This can be confirmed by studying just the
lan-guage, not the world. In much the same way, the meaning of some sentences
makes them impossible in the face of any experience. That is, we just cannot
conceive of any evidence that would lead us to acknowledge them as true. Grice
and Strawson contrast 'My neighbour's three-year-old child understands
Russell's Theory of Types' with 'My neighbour's three-year-old-child is an
adult. The first may well strike us as impossible, but we can nevertheless
imagine the sort of evidence that would force us, however reluctantly, to
change our mind and accept it as true. But in the second case, unless we allow
that the words are being used figuratively or metaphorically, there is just no
evidence that could be produced to lead us to change our minds. The
impossibility of the second example is entirely dependent on the meanings of
the words it contains. It is clear that the nature of analytic and
synthetic sentences, and of our knowledge of them, exercised Grice a good deal
both at this time and later. Kathleen Grice recalls that, during the 1950s, he
delighted in questioning his children's playmates about 'whether something can
be red and green all over' ', and enjoyed their subsequent confusion,
insist- ing that spots and stripes were not allowed. As he observes in
his own notes, 'Nothing can be red and green all over' is a supposed candidate
for a statement that is both synthetic and a priori. Grice was presumably
amusing himself by testing this claim out on some genuinely naive informants.
In later years, he expressed himself still committed to the validity of the
distinction between synthetic and analytic sentences, and indeed as seeing this
as one of the most crucial of philosophical issues. However, he had grown
unhappy with his and Strawson's original defence of it. In particular, he no
longer felt that it was enough to argue that the distinction is embedded in
philosophical conscience. The argument indicates that the distinction is
intelligible, in that it is possible to explain what philosophers mean by it,
but not that it is theoretically necessary. In other words, 'the fact that a
certain concept or distinction is frequently deployed by a population of
speakers and thinkers offers no guarantee that the concept in question can survive
rigorous theoretical scrutiny'? Certainly their case in defence of the
distinction may seem rather weak as a piece of ordinary language philosophy.
Austin had rejected other terms, such as 'sense data', precisely because
theiruse seemed to be restricted to philosophical discourse. Nevertheless,
philosophers as distinguished as Anthony Quinton found their argument against
Quine compelling, paraphrasing them as saying that: 'An idea does not become
technical simply by being dressed up in an ungainly polysyllable.' Grice never
really returned to the task of mounting a new defence for the distinction,
although he maintained that it was important and, crucially, 'doable'. 72
Grice's other major collaboration of the 1950s was with Geoffrey Warnock, a
regular member of the Play Group, and later Principal of Hertford College. As
with Strawson, Grice's collaboration with Warnock grew out of a joint teaching
venture, and again this took the form of a series of evening lectures at which
they alternated as speaker and com-mentator. The pace was leisurely and
exploratory; a single topic might be developed over the course of a term, or
even over successive years. Their theme was perception, the subject of
Austin's Sense and Sensibilia lectures. In these, Austin had applied his method
of trying out examples to investigate shades of meaning for some of the
relevant termi-nology. For instance, he argued that the terms 'looks',
'appears' and 'seems', which Ayer had assumed to be as good as
synonymous, in fact displayed some striking differences in meaning when
considered in a set such as 'the hill looks steep', 'the hill appears steep',
'the hill seems steep'73 Warnock has commented that, perhaps because of
the intense treatment in these lectures, the vocabulary of perception was never
discussed on Saturday mornings.* However, this was an omission that he and
Grice made up for in private; their surviving notes are full of lists of words
and usages by means of which they hoped to discover the understanding of
perception embedded in the language. For instance, they draw up a list headed
'Syntax of Illusion', considering the various constructions in which the word
'illusion' can appear, and the shades of meaning associated with these. 'Be
under the illusion (that)' and 'have the illusion (that)' are grouped together,
presumably as predicates that can attach to people. 'Gives the illusion (that)'
and 'creates the illusion (that)' are listed separately, with the note that
these might 'apply exclusively to cases where anyone might be expected, in the
circs, to handle the illusion'. The example 'it is an illusion' is accompanied
by the unanswered question 'what is it?"7s Grice and Warnock are
concerned here with the so-called 'argument from illusion'. This had been put
forward by a number of philosophers in support of the need to explain
perception in terms of sense data. Austin spends a considerable proportion of
Sense and Sensibiliaattacking Ayer over exactly this issue, although he
acknowledges that Ayer's commitment to it is tentative. The argument draws on
the fact that in a number of more or less mundane situations things appear to
be other than they in fact are. For instance, a stick placed partially in water
has the appearance of being bent, even though it is perfectly straight. When
you look at your reflection in the mirror, your body appears to be located
several feet behind the mirror when in fact it is located several feet in front
of it. In these cases, the argument goes, there must be something that looks
bent, or behind the mirror, that is distinct from the material object in
question. The term 'sense data' is necessary in order to discuss this; the
individual receives sense data that are distinct from the material object in
question. From here, the argument is extended to cover all perception, even
when no such illusions are involved. Seeing these types of illusion does not
feel like a qualitatively different experience from seeing things as they
actually are, hence it would be bizarre to maintain that the object of perception
is of one kind in the cases of illusion and of another kind in other cases. It
must be the case that all we ever do perceive are sense data, not material
objects themselves. Austin spends several lectures addressing these
issues, arguing that it is an unnecessary imposition to claim that there must
be one type of object of perception. Ayer and others have illegitimately
assumed that optical illusions, such as the ones discussed, along with dreams,
mirages, hallucinations and various other phenomena can all be explained in the
same way. Rather, we see a whole host of different entities in different
situations. These different types of experience are in fact generally fairly
easy to distinguish, as any reflection on the language available to discuss them
will reveal. People ordinarily are quite capable of saying that 'the stick
looks bent but it is really straight'; it is philosophical sophistry to claim
that there must be something, distinct from the stick itself, which has the
'look' in question. With typical bluntness, Austin dismisses the question of
what you see when you see a bent stick as 'really, completely mad'. And with
perhaps some sleight of hand he dismisses the mirror example by arguing that
what actually is several feet behind the mirror is 'not a sense datum, but some
region in the adjoining room'.76 In their lectures on perception, Grice
and Warnock take up the question of whether or not it is legitimate to talk of
any intermediary between material objects and our perceptions of them. They notice
an asymmetry between the senses, or at least the vocabulary that describes
them. The verbs 'hear', 'smell' and 'taste' can all take objects that donot
describe material phenomena. It is possible to 'hear a car', but is equally
possible to 'hear the sound of a car' . In a similar way, it is
pos- sible to describe the 'smell of a cheese' or the 'taste of a cake'.
This is not the case for the other two senses. The objects of touch are always
material and not, or not primarily, the 'feeling' of material things.
Feeling, they note, perhaps entails having sensations, but it is not the case
that these sensations are what we feel. Furthermore, there is no word at all to
occupy this intermediary place in the case of sight. Certainly there is no
general word analogous to 'sounds'. This conclusion was not reached lightly.
Notes in Grice's hand on the back of an envelope try out a list of words in an
attempt to find a suitable candidate for the role, but all are rejected. The
following types of objects, he notes, fail to fit the bill because they are not
universal objects of seeing; 'surface, colour, aspect, view, sight,
gleam, appearance...' can all be used, but only in special circumstances. In
most cases, we simply talk of seeing the object in question. In response
to this lack of a word analogous to 'sound', Grice and Warnock do something
rather surprising for philosophers of ordinary language; they make one up. They
introduce the word 'visa' to describe the non-material intermediaries between
material objects and sight. Commenting later on this enterprise, Grice
was keen to point out that ordinary language philosophy did not in fact rule
out the introduction of jargon, so long as it was what he rather enigmatically
describes as 'properly introduced'." Their manoeuvre was rather
different from that of introducing a technical term such as 'sense data',
', and then basing a philosophy around the existence of sense data.
Instead, they were giving a name to what they had discovered to be a gap in the
language in order to explore the language itself: to consider why no such word,
and therefore presumably no such concept, was necessary. Their suggestion is
that sight and touch are the two essential senses. That is, they are the senses
on which we rely most closely to tell us about the material world. Touch is
primary. Material objects are most essentially present to us through touch, and
this is the sense we would be least ready to disbelieve. However, because
our capacity to touch material objects at any one time is limited, we rely to
varying degrees on our other senses. Of these, sight correlates most closely
with touch. It offers us the best indication of what an object would feel like.
It is also more constant; an object capable of being heard may sometimes fail
to produce its distinctive sound, but an object capable of being seen cannot
fail to produce its 'visum'. For precisely this reason, the word 'visum',
to describe something separate from the object producing it, does not
exist.There are two possible accounts of the absence of a word such as
'visum'. The stronger account is that there is no space in the language for
such a word; it could not exist. The weaker claim is that such a word could
exist, but there is simply no need for it, because we never need to talk about
the perceptions of sight without talking about material objects themselves.
Warnock held to the stronger view and Grice to the weaker. This difference
seems to have been rather a fraught one; Grice begins one lecture with the following
extended metaphor. I begin with an apology (or apologia). Last week it
might well have appeared to some that W. was doing the digging while I was
administering the digs. I should not like it to be thought that I am not in
sympathy with his main ideas about 'visa'; the only question in my mind is
precisely what form an answer on his general lines should take; and if I am
busier with the awl than with the spade, the reason (aside from ineptitude with
the latter instrument) is that I am pretty sure that he is digging in the right
place. 78 It seems that the previous week Warnock had argued that
if there were a word 'visum' ', then, analogous to sound, it would have
to be possible to say that a material object could be 'visumless', but that
this would not fit into our existing conceptual framework. Grice's argument is
that if we want to use such a word, we can always make use of one of his
suggestions, such as 'colour expanse'. It is probably correct to say that
whenever we see a material object we see a colour expanse, but such an
expression is reserved for those occasions when appearance and reality differ.
It would not be strictly false to use them on other occasions, but: 'it
would be unnatural or odd to employ this expression outside a limited range of
situations, just because the empirical facts about perception mentioned by W.
ensure that normally we are in a position to use stronger and more informative
language! Grice's implication is that if a speaker is in a position to say
something more informative, the less informative statement would not be
used. There was no joint publication for Grice and Warnock. On his own,
Warnock did publish in this general field, although he did not make direct use
of the notion of 'visa'. His 1955 paper to the Aristotelian Society, 'Seeing',
is chiefly concerned with a close examination of 'the actual employment of the
verb "to see"' 79 Warnock considers the implications of the various
categories of object that the verb commonly takes. In a footnote he
acknowledges his general debt to 'Mr H. P. Grice'. Grice himself made even less
direct use of their joint project in his own laterwork, although in the early
1960s he published two papers concerned with general questions about the status
of perception. Later in that same decade he wrote a reflection on Descartes,
although this was not published for more than 20 years.81 Descartes's
scepticism leads Grice to reconsider the claims of phenomenalism, and to argue
for a clearer distinction between 'truth-conditions', 'establishment-conditions'
and 'reassurance-conditions' for statements about material objects.
It is evident that in drawing on the vocabulary of perception, Grice and
Warnock were not just dutifully following Austin's lead; both were enthusiastic
about the enterprise, and impressed by its results. Warnock recalls that at one
point during this process Grice exclaimed, 'How clever language is!', and goes
on himself to gloss this remark by explaining: 'We found that it made for
us some remarkably ingenious distinctions and assimilations.'8 At this stage at
least, Grice was committed to the close study of ordinary language as a
productive philosophical enter-prise, and to Austin's notion of 'linguistic
botanising' as a philosophical tool. He was very much a part of the social, as
well as the philosophical, milieu of 1950s Oxford. He and Kathleen still lived
on the Woodstock Road with their children Karen and Tim, born in 1944 and 1950.
However, he took a full and active role in the life of St John's College which
meant dining there frequently. Kathleen remembers the college as a distant,
hierarchical institution. Women were permitted to enter college only once a
year, when the porters and college servants arranged a Christmas party for the
wives and children of Fellows.83 Quine's thumbnail sketch of his impressions of
Grice in 1953, unflattering in the extreme, suggests that his concern for
college proprieties was even stronger than his disregard for personal
appearance: Paul was shabby... His white hair was sparse and stringy, he
was missing some teeth, and his clothes interested him little. He was
vice-president of St John's college, and when I came as guest to a great annual
feast there I was bewildered to encounter him impeccably decked out in white
tie and tails, strictly fashion-plate.84 The vice-presidentship in
question was a one-year appointment, and seems to have been largely social in
nature, concerned with the organ-isation and running of college events.
However, Grice's academic standing was also rising; in 1948 he was appointed to
a University lectureship in addition to his college fellowship. This meant
giving lectures open to all members of the university, in addition to the
tutorial teaching duties at St. John's. Grice was also making a growing number
of visitsaway from Oxford to give lectures and seminars. Most significantly, he
began to make fairly frequent trips to America, where he was invited to speak
at various universities. He was in fact one of the few to talk about ordinary
language philosophy outside Oxford at that time, giving the lecture later
published as 'Post-War Oxford Philosophy' at Wellesley College, Massachusetts
in 1958.8 However, during this time he was gradually moving away from some of
the strictures and dogmas of that approach. In many ways, Grice never fully
abandoned ordinary language philosophy; his notes testify to the fact that he
frequently returned to it as a method, in particular using 'linguistic botany'
to get his thinking started on some topic. However, his philosophy began to
diverge from it during this period in some highly significant ways that were to
make themselves manifest in his best known work.G rice's growing unease
with ordinary language philosophy brought him into conflict with J. L. Austin.
Speaking long after leaving Oxford, he mentioned that he himself had always got
on well with Austin, at least 'as far as you can get on with someone on
the surface so uncosy'! But he clearly found that engaging with him in
philosophical discussion could be a frustrating enterprise. Austin would adopt
a stance on some particular aspect of language, often formed on the basis of a
very small number of examples, and defend his position against a barrage of
objections and counter-examples, however obvious. His tenacity in this would be
impressive; Grice knew he himself had won an argument only on those occasions
when Austin did not return to the topic the following week. There is
something in this reminiscent of the criticisms of obstinacy levelled against
Grice himself as an undergraduate. However, it seems that there was more to
Grice's frustration than simply encountering someone even less ready to back
down in an argument than he was himself. He was becoming increasingly unhappy
with the methodology supporting Austin's hasty hypothesis formation: the
absolute reliance on particular linguistic examples. It is not that Grice lost
faith in the importance of ordinary language or the value of close attention to
differences in usage. However, along with some of Austin's harsher and more outspoken
critics, Grice came to regard his approach as unfocused and even trivial. In
his reminiscences of Oxford, he complained that Austin's ability to distinguish
the philosophically interesting from the mundane was so poor that the Saturday
morning Play Group sometimes ended up devoting an inordinate amount of time to
irrelevant minu-tiae. They once spent five weeks trying to discern some
philosophically interesting differences between 'very' and 'highly',
considering why, forinstance, we say 'very unhappy' but not 'highly unhappy'.
The result was 'total failure'. On another occasion, Austin proposed to launch
a discussion of the philosophical concept of Pleasure with a consideration of
such phrases as I have the pleasure to announce..!. Stuart Hampshire remarked
to Grice that this was rather like meeting to discuss the nature of Faith, and
proceeding to discuss the use of 'yours faithfully'. In a similar vein,
Grice was far from convinced that Austin's trusted method of 'going through the
dictionary' had much to offer in the way of philosophical illumination.
Speaking publicly in the 1970s, he commented that he once decided to put this
method to the test by using it to investigate the vocabulary of emotions. He
started at the beginning of a dictionary in search of words that could
complement the verb 'to feel'. He gave up towards the end of the Bs, on
discovering that the verb would tolerate 'Byzantine', and realising that 'the
list would be enor-mous'? He never found any satisfactory way of narrowing such
a list so as to include only philosophically interesting examples, and clearly
believed that Austin had no such method either. Grice did not hesitate to
explain his views to Austin, whose reply was typical of both his commitment to
his methodology, and his intransigent response to opposi-tion. Grice reports
himself as commenting that he, for one, 'didn't give a hoot what the dictionary
says', to which Austin retorted, 'and that's where you make your big mistake.
3 The differences between Austin and Grice were not simply matters of
personality or even of methodology. They reflected some important ways in which
the two philosophers disagreed over what was appropriate in an account of
language. Grice was increasingly convinced of the necessity for explanations
that took the form of general theories, rather than the ad hoc descriptions
that were Austin's trademark. He believed that Austin should be prepared to go
further in drawing out the theoretical implications of his individual
observations. Indeed, it has been suggested that Austin was suspicious of broad
theories, generally supposing them to be over-ambitious and premature.* Grice
also differed from Austin in his growing conviction that a distinction needed
to be recognised between what words literally or conventionally mean, and what
speakers may use them to mean on particular occasions. This conviction is not
present in his earliest work. In 'Personal identity', for instance, he writes
of 'words' and of 'the use of words' interchangeably. However, the distinction
is the subject of the long digression in his notes for the 'Categories' project
with Strawson. It was to play an increasingly prominent part in his work, and
to set him apart mostsharply from the orthodoxies of ordinary language
philosophy. For Austin, as for Wittgenstein in his later work, use was the
best, indeed the only, legitimate guide to meaning. The privilege afforded to
use left no room for a distinction between this and literal meaning. Grice did
not claim that actual use is unimportant. Indeed, in many of his writings he
studied it with as much zeal as Austin. Rather, he saw it as a reliable guide
just to what people often communicate, not necessarily to strict linguistic
meaning. Both the general interest in explanatory theories and the more
particular focus on the distinction between linguistic meaning and speaker
meaning are apparent in 'Meaning', a short but hugely influential article first
published in 1957. It is tempting to trace the development of Grice's ideas
through his work during the 1950s, but in fact this is ruled out by the
article's history. Grice wrote the paper in practically its final form in 1948
for a meeting of the Oxford Philosophical Society but, as usual, he was
hesitant to disseminate his ideas more widely. Almost a decade later, Peter
Strawson was worried that the Oxford philosophers were not sufficiently
represented in print. Unable to convince Grice to revise his paper and send it
to a journal, he persuaded him to hand over the manuscript as it stood. Strawson
and his wife Ann edited it and submitted it to the Philosophical Review. The
paper therefore dates in fact from before Grice's collaborations with Warnock
and with Strawson, from before Austin's development of speech act theory, and
before even the publication of Ryle's The Concept of Mind. 'Meaning'
offers a deceptively straightforward-looking account of meaning, apparently
based on a common-sense belief about the use of language. In effect, Grice
argues that what speakers mean depends on what they intend to communicate.
However, his project is much more ambitious, and its implications more
far-reaching, and also more prob-lematic, than this suggests. First, he
introduces hearers, as well as speak-ers, into the account of meaning. The
intention to communicate is not sufficient; this intention must be recognised
by some audience for the communication to succeed. Hence the speaker must have
an additional intention that the intention to communicate is recognised. More
sig-nificantly, Grice proposes to broaden out his account to offer a theory of
linguistic meaning itself. Linguistic meaning depends on speaker meaning,
itself explained by the psychological phenomenon of inten-tion; conventional
meaning is to be defined in terms of psychology. In the opening
paragraphs of 'Meaning', Grice does something Austin seems never to have
attempted. He focuses the methodology of ordinary language philosophy on the
concept of meaning itself, consider-ing and comparing some different ways in
which the word 'mean' is used. His conclusion is that there are two different
uses of 'mean' reflecting two different ways in which we generally conceive of
meaning. The first use is exemplified by sentences such as 'those spots mean
measles' and 'the recent budget means that we shall have a hard year'. The
second includes examples such as 'those three rings on the bell (of the bus)
mean that the bus is full' and 'that remark, "Smith couldn't get on
without his trouble and strife", meant that Smith found his wife indispensable'.
Grice draws up a list of five defining differences between these sets of
examples, differences themselves expressed in terms of linguistic relations.
For instance, the first, but not the second set of examples entail the truth of
what is meant. It is not possible to add 'but he hasn't got measles', but it is
possible is to add 'but the bus isn't in fact full - the conductor has made a
mistake'. Further, the examples in the first set do not convey the idea that
anyone meant anything by the spots or by the budget. It is, however, possible
to say that someone meant something by the rings on the bell (the conductor)
and by the remark (the original speaker). And only in the second set of
examples can the verb 'mean' be followed by a phrase in quotation marks. So
'those three rings on the bell mean "the bus is full"' is pos-sible,
but not 'those spots mean "measles"'. Grice characterises the
difference between his two sets of uses for 'mean' as a difference
between natural and non-natural meaning. The latter, which includes but is not
exhausted by linguistic meaning, he abbreviates to 'meaningn'. In pursuing the
question of what makes 'meaning' distinctive, he considers but rejects a
'causal' answer. He offers the following as a summary of this type of answer,
paraphrasing and partly quoting C. L. Stevenson: For x to meann
something, x must have (roughly) a tendency to produce in an audience some
attitude (cognitive or otherwise) and the tendency, in the case of a speaker,
to be produced by that atti-tude, these tendencies being dependent on 'an
elaborate process of conditioning attending the use of the sign in
communication'. This account makes the causal answer look very much like
be-haviourism, with its notion of meaning as, in effect, the tendency for
certain responses to be exhibited to certain stimuli. However, in the work from
which Grice quotes, a book called Ethics and Language published in 1944,
Stevenson is careful to distance himself from straightforwardly behaviouristic
psychology. He argues that such an accountwould be too simplistic to explain a
process as complex as linguistic meaning because it could refer only to overt,
observable behaviour. Rather, meaning is a psychologically complex
phenomenon. The 'responses' produced will include cognitive responses,
such as belief and emotion. Therefore, any account in terms of responsive
action must be allowed 'to supplement an introspective analysis, not to
discredit it'. Stevenson, like Grice after him, draws attention to a
distinction between two ways in which 'mean' is used, although he does so
only in passing. He, too, defines one class of meaning as 'natural', a class he
illustrates by suggesting that 'a reduced temperature may at times
"mean" convalescence'? He contrasts these uses of 'mean' with
linguistic meaning which, he argues, is dependent on convention. The ways in
which speakers use words on individual occasions may vary considerably, but
conventional meaning must be seen as primary and relatively stable, underlying
any of the more specific meanings in context. A word may be used in context to
'suggest' many things over and above what by convention it 'means'. '.
So, for instance, the sentence 'John is a remarkable athlete' may have a
disposition to make people think that John is tall, 'but we should not
ordinarily say that it "meant" anything about tallness, even though
it "suggested" it'. The connection between 'athlete' and 'tall' is
not one of linguistic rule, so tallness cannot be part of the meaning, however strongly
it is suggested. What is suggested can sometimes be even more central, as in
the cases of metaphors. Here, a sentence is 'not taken' in its literal meaning,
but can be paraphrased using an 'interpretation' that 'descriptively means what
the metaphorical sentence suggests'? Grice's critique of the 'causal'
theory of meaning includes a response to Stevenson's 'athlete' example. He
argues that, in declaring 'tallness' to be suggested rather than meant,
Stevenson is in effect pointing to the fact that it is possible to speak of
'nontall athletes': that there is no contradiction in terms here. This
argument, Grice claims, is circular. He does not elaborate this point, but he
presumably means that in establishing the acceptability of this way of speaking
we need to refer to the conventions of linguistic behaviour, yet it is these
very conventions we are seeking to establish. Grice adds that, on Stevenson's
account, it would be difficult to exclude forms of behaviour we would not
normally want to regard as communicative at all. It may well be the case that
many people, seeing someone putting on a tailcoat, would form the belief that
that person is about to go to a dance, and that the belief would arise because
that is conventional behaviour in such circum-stances. But it could hardly be correct
to conclude that putting on a tail-coat means n that one is about to go to a
dance. To qualify by stating that the conventions invoked must be communicative
simply introduces another circle: 'We might just as well say "X has
meaning. if it is used in communication", which, though true, is not
helpful.'o As a solution to the problems inherent in the notion of conventional
behaviour, Grice introduces intention, doing so abruptly and without much
elaboration. However, the concept would probably not have been much of a
surprise to his original audience in 1948, having had a long pedigree in Oxford
philosophy. Grice later commented that his interest in intention was inspired
in part by G. F. Stout's 'Voluntary action' Stout was a previous editor of Mind,
and his article was published there in 1896. In it he argues that if voluntary
action is to be distinguished from involuntary action in terms of 'volition',
it is necessary to offer a unique account of volition, distinguishing it from
will or desire. He suggests that in the case of volition, but not of simple
desire, there is necessarily 'a certain kind of judgement or belief', namely
that 'so far as in us lies, we shall bring about the attainment of the desired
end'." Indeed, if there is any doubt about the outcome of the volition,
expressed in a conditional statement, this must refer to circumstances outside
our control. This explains the difference between willing something and merely
wishing for it. However, there is another crucial distinction between voluntary
and involuntary action. In the case of the former, the action takes place
precisely because of the relevant belief; a voluntary action happens because we
judge that we will do it. An involuntary action may be one we judge is going to
take place, but only because other factors have already determined this.
Further light is shed on Grice's interest in intention by a paper called
'Disposition and intention' he circulated among his colleagues just a few years
after he had first written 'Meaning'. The paper was never pub-lished, and has
survived only in manuscript, accompanied by a number of written responses in
different hands. Reading these, it is not hard to imagine how a writer who
tended towards perfectionism and self-doubt could be further dissuaded from
publication by the results of canvassing opinion. Oxford criticism might be
couched in genteel terms, but it could be harsh. One commentary begins: 'What
it comes to, I think, is this; it seems to me that there is something wrong
with the way Grice goes to work.... ^ In 'Dispositions and
intentions', Grice declares that his purpose is to consider the best
analysis of 'psychological concepts', concepts generally expressed in
statements beginning with phrases such as 'I like.., 'I want..!, I expect...
Such statements present analytical problems because they seem to refer to
experience that is essen-tially private and unverifiable. Grice proposes to
compare two common approaches to this problem. One he labels the
'dispositional' account, whereby the relevant concept is seen as a disposition
to act in certain ways in certain hypothetical situations. Thus a statement of
'I like X' could be seen as specifying that the subject would act in certain
ways in the interests of X, should the situation arise. The alternative is to
consider such statements as describing 'special episodes', in other words to
concede that they can be understood as descriptive only of private sensations,
directed simply at the individual concept in question. These sensations take
the form of special and highly specific psychological entities, such as
liking-feelings'. Grice is dismissive of a third pos-sibility, an explanation
from behaviourism describing psychological concepts purely in terms of
observable responses. He rejects such approaches as 'silly'. Grice argues
that although the dispositional account runs into difficulty in certain cases,
such as 'I want..!, 'I expect..' and, signifi-cantly, T intend.., it is not
appropriate simply to switch to the 'special episode' account. The problems for
the dispositional account are connected to their analysis in terms of
hypotheticals. It would seem reasonable in the case of any genuine hypothetical
to ask 'how do you know?' or 'what are your grounds for saying that?'. But in
the case of the psychological concepts mentioned above, no such evidence can
generally be offered, or reasonably expected. Speakers cannot be expected to be
judging such concepts from observation, not even from a special vantage point;
they can only be judging from personal ex-perience. In Grice's metaphor, 'I am
not in the audience, not even in the front row of the stalls, I am on the
stage.'3 The 'special episode' account does not fare much better. Every case of
wanting, for instance, must create a separate psychological episode. The system
of explanation quickly becomes unwieldy; wanting an apple, for instance, must
be a discrete phenomenon, different from wanting an orange or a pear or a
banana. The third alternative, any version of a behaviourist account, is simply
doomed to failure in cases such as 'want'. Grice singles Gilbert Ryle out for
criticism. Ryle's account of psychological concepts is at best not clearly
distinguished from behaviourism because of its ambiguity over whether the
evidential counterparts of dispositions can be private or must always be
observable by other people. In The Concept of Mind, Ryle describes certain
statements concerned with psychological concepts as acts characteristic of
certain moods. This is in keeping with his refusal to distinguish between
physical and mental entities or activities. Whenwe feel bored, we are likely to
utter 'I feel bored' in just the same way as we are likely to yawn. We do not
observe our own mood and then offer an account of it; we simply act in
accordance with it. Thus the statement is not produced as a result of assessing
the evidence, but may itself form part of that relevant evidence, even to the
speaker. 'So the bored man finds out he is bored, if he does find this out, by
finding that among other things he glumly says to others and to himself "I
feel bored" and "How bored I feel" '14 In response to such
statements, we may want to ask 'sincere or shammed?', but not 'true or false?'.
This is because statements such as 'I feel bored', ' I want..!' or 'I hope ..!
act not as descriptive statements about ourselves but as 'avowals':
unreflective utterances that may be treated as pieces of behaviour indicative
of our frame of mind. In a passage strikingly reminiscent of Russell's analysis
of definite descriptions, Ryle argues that the grammatical form of such
sentences 'makes it tempting to misconstrue [them] as self-descriptions'. 15 In
fact they are simply things said in the relevant frames of mind. However,
unlike other forms of behaviour, speech is produced to be interpreted.
Grice argues that the difference between speech and other forms of behaviour is
much greater than Ryle allows. In particular, while it is possible to 'sham'
behaviour such as yawning without being false, a 'shammed' statement of
'I feel bored' will be simply false. A statement of boredom is not of the same
order as a yawn when it comes to offering information precisely because, as
Ryle acknowledges, it is uttered voluntarily and deliberately. Grice adds
another possible indicator of boredom into the comparison. When listening to a
political speech, we might give an indication that we feel bored by saying 'I
feel bored', by yawning, or indeed by making a remark such as 'there is a good
play coming on next week'. This last remark is also voluntary and deliber-ate,
but it does not offer anything like the same strength of evidence of our state
of boredom as the alleged 'avowal', precisely because it is not directly
concerned with our state of mind. Only 'I am bored' is a way of telling someone
that you are bored. Furthermore, although it might be possible to some extent
to sustain a theory of avowals or other behav-iour as offering information
about the state of mind of others, it will hardly do for one's own state of
mind. A man does not need to wait to observe himself heading for the plate of
fruit on the table before he is a position to know that he wants
pineapple. Grice's suggested solution to the apparent failure of the
'dispositional' and the 'special event' accounts, together with the unsustainability
of a behaviourist approach, rests on intention. When analysing manyverbs of
psychological attitude used to refer to someone else, we can produce a
straightforward hypothetical, saying 'if so and so were the case he would
behave in such and such a way'. However, the same does not seem to be the case
when talking about oneself. 'If so and so were the case I would behave in such
and such a way' cannot really be understood as a statement of hypothetical
fact, but as a statement of hypothetical intention, just so long as the
behaviour in question can be seen as voluntary. Further, it is simply not
possible to say 'I am not sure whether I intend.', in the way it is possible to
doubt other psychological states. It might be possible to utter such a sentence
meaning-fully, but only to express indecision over the act in question, as when
someone replies to the question 'Do you intend... ?' by saying 'I'm not
sure' '. It cannot mean that the speaker does not know whether he or
she is in a psychological state of intending or not. Grice argues
that a correct analysis of intention can form an important basis for the
analysis of a number of the relevant psychological con-cepts. He offers a
twofold definition of statements of intention, which relies on dispositional
evidence without divorcing itself completely from the privileged status of
introspective knowledge. The first crite-rion, familiar from Stout's original
paper, is that the speaker's freedom from doubt that the intended action will
take place is not dependent on any empirical evidence. Grice's second
stipulation is that the speaker must be prepared to take the necessary steps to
bring about the fulfil-ment of the intention. There would be something
decidedly odd about stating seriously, 'X intends to go abroad next month, but
wouldn't take any preliminary steps which are essential for this purpose'.
Grice's analysis of statements of intention ends his unpublished paper rather
abruptly, without returning to the other psychological verbs discussed at the outset.
Having established that a doubt over one's own intention is something of an
absurdity, he offers a characteristically tantalis-ing suggestion that 'we may
hope that this may help to explain the absurdity of analogous expressions
mentioning some other psychological concepts, though I wouldn't for a moment
claim that it will help to explain all such absurdities.' Although his analysis
of psychological concepts is here incomplete, he has established two
significant com-mitments. First, he has justified the inclusion of
psychological concepts in analyses; they do not need to be 'translated' away
into behavioural tendencies or observable phenomena. Second, he has established
the concept of intention as primary; it offers an illustration of how a psychological
concept may be described, and is also in itself implicit in the analysis of
other such concepts.Grice was not the only Oxford philosopher to revisit the
topic of intention in the mid-twentieth century. In 1958, Stuart Hampshire and
Herbert Hart published 'Decision, intention and certainty'. This echoes Grice's
earlier, unpublished paper in arguing that there is a type of certainty about
future actions, independent of any empirical evidence, that is characteristic
of intention. They distinguish between a 'prediction' of future action and a
'decision' about it. A statement of the first is based on considering evidence,
but a statement of the second on considering reason, even if this is not done
consciously. People who say 'I intend to do X' may reasonably be taken to be
committed to the belief that they will try to do X, and will succeed in doing X
unless prevented by forces outside their control. Hampshire and Hart's claims
are similar to those of Stout, but there are interesting differences in approach
and style, revealing of the distance between the philosophical methods
characteristic of their times. Stout is representative of an older style of
Oxford philosophy, complete with sweeping generalisations and moralistic
musings. In discussing the tendency of voluntary determination to endure over
time and against obstacles, he comments that: 'If we are weak and vacillating,
no one will depend on us; we shall be viewed with a kind of contempt. Mere
vanity may go far to give fixity to the will.16 After logical positivism, and
after Austin's insistence on close attention to the testimony of ordinary
language, such unempirical excesses would not have been tolerated. Hampshire
and Hart stick to more sober reflections on the language of intention and
certainty. They come very close to one of Austin's observations in 'A plea for
excuses' when they comment that: 'If I am telling you simply what someone did,
e.g. took off his hat or sat down, it would normally be redundant, and hence
mis-leading, though not false, to say that he sat down intentionally."'
They describe the adverb 'intentionally' as usually used to rule out the
suggestion that the action was in some way performed by accident or mistake.
Also like Austin, they do not dwell on the possible consequences of the
inclusion of the 'redundant' material. An interest in the psychological
concept of intention, and a reaction against the behviouristic tendencies he
identified in work by Stevenson and by Ryle, were not the only sources of
inspiration for Grice's 'Meaning'. In the following brief paragraph from
that article, he comments on theories of signs: The question about the
distinction between natural and non-natural meaning is, I think, what people
are getting at when they display an interest in a distinction between 'natural'
and 'conventional' signs.But I think my formulation is better. For some things
which can mean. something are not signs (e.g. words are not), and some are not
conventional in any ordinary sense (e.g. certain gestures); while some things
which mean naturally are not signs of what they mean (cf. the recent budget
example). 18 The mention of 'people' is not backed up by any specific
references, but the unpublished papers Grice kept throughout his life include a
series of lectures notes from Oxford in which he presents and discusses
the 'theory of signs' put forward in the nineteenth century by the
American philosopher C. S. Peirce. These suggest that Grice's account of
meaning developed in part from his reaction to Peirce, whose general approach
would have appealed to him. Peirce was anti-sceptical, committed to describing
a system of signs elaborate enough to account for the classification of the
complex world around us, a world independent of our perceptions of it, and
available for analysis by means of those perceptions. His theory of signs was
therefore based on a notion of categories as the building blocks of knowledge;
signs explain the ways we represent the world to ourselves and others in
thought and in language. In a paper from 1867, Peirce reminds his readers
'that the function of conceptions is to reduce the manifold of sensuous
impressions to unity, and that the validity of a conception consists in the
impossibility of reducing the content of consciousness to unity without the
introduction of it'l' Conceptions, and the signs we use to identify them,
comprise our understanding of the world. Signs act by representing objects to
the understanding of receivers, but there are a number of different ways in
which this may take place. There are some representations 'whose relation
to their object is a mere community of some quality, and these representations
may be termed likenesses', such as for example the relationship between a
portrait and a person. The relations of other representations to their object
'consists in a correspondence in fact, and these may be termed indices or
signs'; a weathercock represents the direction of the wind in this way. In the
third case, there are no such factual links, merely conventional ones. Here the
relation of representation to object 'is an imputed character, which are the
same as general signs, and these may be termed symbols'; such is the
relationship between word and object.2º Peirce later extended the general term
'sign' to cover all these cases, and used the specific terms icon, index and
symbol for his three classes of representation. In his lectures and notes
on 'Peirce's general theory of signs', Grice analyses Peirce's use of the term
'sign', and proposes to equate it witha general understanding of 'means'. His
chief argument in favour of this equation is that Peirce is not using 'sign' in
anything recognisable as its everyday or ordinary sense. In a piece of textbook
ordinary language philosophy, he argues that 'in general the use (unannounced) of
technical or crypto-technical terms leads to nothing but trouble, obscuring
proper questions and raising improper ones'.?' Restating Peirce's claims about
'signs' in terms of 'means' draws attention to shared features of a range of
items commonly referred to as having 'meaning', as well as highlighting some
important differences between Peirce's categories of 'index' and
'symbol'. Grice does not seem to have anything to say about Peirce's
'icons'. , perhaps because this type of sign is least amenable to
being re-expressed in terms of meaning. Using his translation of 'is a
sign of' into 'means', Grice reconsiders Peirce's own example of an index. He
observes that the sentence 'the position of the weathercock meant that the wind
was NE' entails, first, that the wind was indeed NE; and second, that a causal
connection holds between the wind and weathercock. This feature, he notes,
seems to be restricted to the word 'means'. You can say 'the position of the
weathercock was an indication that the wind was NE, but it was actually SE';
'was an indication that' is not a satisfactory synonym of 'means' because it
does not entail the truth of what follows. The causal connection also offers an
interesting point of comparison to different ways in which 'mean' is used.
Grice draws on an example that also appears in 'Meaning' when he suggests a
conversation at a bus stop as the bus goes. The comment 'Those three rings of
the bell meant that the bus was full' could legitimately be followed by a query
of 'was it full?'. At this early stage in the development of his account
of meaning, Grice was obviously troubled by the relationship between sentence
meaning and speaker meaning, and that between the meaning words have by
convention and the full import they may convey in particular contexts. There is
no fully developed account of these issues in the lec-tures, but there are a
few rough notes suggesting that he was aware of the need to identify some
differences between 'timeless' meaning and speaker meaning. At one point he
notes to himself that the following questions will need answers: 'what is the
nature of the distinction between utterances with "conventional"
meaningn and those with non-conventional?' and 'nature of distinction between
language and use language? (sic)'. Elsewhere, he ponders the difference between
'what a sentence means (in general; timeless means; if you like the meaning of
(type) sentence)' and 'what I commit myself to by the use of a sentence (if you
like, connect this with token sentence)'. It is not clear fromthis whether he
is seeing 'non-conventional' aspects of meaning as separate from, or
coterminous with, those aspects of meaning arising from particular uses in
context. However, the first two questions suggest that 'non-conventional'
and 'use' are at least potentially separate issues. When Grice collected
his thoughts on meaning into the form in which they were eventually published,
he produced a definition dependent on a complex of intentions. In the case of
straightforwardly informative or descriptive statements, meaning is to be
defined in terms of a speaker's intention to produce certain beliefs in a
hearer. It is also necessary that the speaker further intends that the hearer
recognise this informative intention and that this recognition is itself the
cause of the hearer's belief. This definition excludes from meaningn a case
where 'I show Mr X a photograph of Mr Y displaying undue familiarity to Mrs X',
but includes the related but crucially different case where 'I draw a picture
of Mr Y behaving in this manner and show it to Mr X'.22 In the former case, the
effect would be produced in Mr X whether or not he paid any attention to the
intention behind the behaviour. In the second example the recognition of this
intention is crucial, and precisely this case would normally be seen as a piece
of communication. A similar distinction can be made when the definition is
extended to include communication intended to influence the action of others. A
policeman who stops a car by standing in its way will produce his desired
effect whether or not the motorist notices his intention. A policeman who stops
a car by waving is relying on the motorist recognising the wave as intended to
make him stop. The latter, but not the former, is an example of meaningnn.
Avoiding the problem he identified in Stevenson's work, that of being unable to
offer a full account of partic-ular, context-bound uses, Grice proposes to
describe meaning in relation to a speaker and a particular occasion in the
first place, and the meaningn of words and phrases as secondary, and derived
from this. He tentatively suggests that 'x means. that so-and-so' might
be equated with some statement 'about what "people" (vague) intend
(with qualifications about "recognition") to effect by x'.23 In
the concluding paragraphs of his article, Grice alludes briefly to two further
aspects of meaning that draw on the questions he was posing himself in his
notes and that were to prove central to his later work. First, although he is
dealing primarily with specific instances of meanings on particular occasions,
his account of meaning is not intended to cover the total significance
potentially associated with the use of an expression. He draws a distinction
between the 'primary' intention of an utterance, relevant to its meaning, and
any furtherintentions: 'If (say) I intend to get a man to do something by
giving him some information, it cannot be regarded as relevant to the
mean-ingen of my utterance to describe what I intend him to do.2 Even though
conventional meaning is to follow from intention, Grice hints that some types
of intention, possibly highly relevant to how an utterance is received, cannot
properly be described as part of the meaningN of that utterance. In his
published paper, Grice is noncommittal about the precise number of distinctions
between 'levels' of significance needed, and his rough notes suggest that this
was an area in which he was unsure. Second, the hearer may sometimes look to
specific context to determine the precise intention behind an utterance; he may
con-sider, for instance, which of two possible interpretations would be the
most relevant to what has gone before, or would most obviously fit the
speaker's purpose. Grice notes that such criteria are not confined to
linguistic examples: Context is a criterion in settling the question of
why a man who has just put a cigarette in his mouth has put his hand in his
pocket; relevance to an obvious end is a criterion in settling why a man is
running away from a bull. 25 Grice's suggestion that conventional meaning
can be defined in terms of intentions has been widely praised. The philosopher
Jonathan Bennett suggests that the idea of meaning as a kind of intending
was commonplace, but that 'Grice's achievement was to discover a defensible
version of it.26 Grice's postgraduate student and later colleague Stephen
Schiffer went further, describing 'Meaning' as 'the only published attempt ever
made by a philosopher or anyone else to say precisely and completely what it is
for someone to mean something'27 However, commentators were not slow to point
out the problems they saw as inherent in such an account. Responses to
'Meaning' have been numerous, and ranged over more than 40 years, but some
raising the most fundamental objections were from Oxford in the years
immediately following its publication. Austin did not produce a formal
response, and Grice has suggested that they never even discussed it informally.
This, he suggests, was not at all unusual. Austin rarely discussed with Grice,
or with other colleagues, views that had become established through
publication. He preferred his conversations to be about new directions and new
channels of thought. 28 To those Oxford philosophers who did discuss
'Meaning' in print, a comparison with Austin's account of 'speech acts' was
almost inevitable.Austin's version of speaker meaning was developed during the
1940s and 1950s. Various versions of it appeared in lectures and articles
during this period, but the most complete account was presented when Austin was
invited to deliver the prestigious William James lectures at Harvard in 1955.
An edited and expanded version of his notes from these was published
posthumously as How to do Things with Words. Austin's ideas changed and
developed over the course of time, and even during the lectures themselves, but
some basic fundamental principles can be iden-tified. These drew on his notion
of the 'descriptive fallacy', the idea that linguistic study is ill served by
the traditional philosopher's focus on language as a tool for making statements
capable of being judged to be either true or false. Throughout the development
of speech act theory, Austin's assumptions were very different from Grice's
working hypothesis in 'Meaning' that language is primarily used to make
informative, descriptive statements. For Austin, making statements of fact was
only one, and not a particularly significant one, of the many different things
people do with words. He proposed to analyse the range of functions language
can be used to perform. Initially, Austin concentrates on explicit
'performatives' , statements that appear to describe but in fact bring
about some state of affairs, usually a social fact or interpersonal
relationship. He considers ritualised performatives, which require a very
particular set of circumstances to be successful, such as 'I name this ship the
Queen Elizabeth' (during the appropriate ceremony), 'I do' (at the relevant
point in a marriage service) or 'I give and bequeath my watch to my brother'
(in a will). He then expands his field to include more every day examples, such
as 'I bet you sixpence it will rain tomorrow' ', and 'I promise to...'.
Charac- teristically, Austin proposes 'going through the dictionary (a
concise one should do) in a liberal spirit' in search of performative verbs.2
Later, however, he realises that even this could not give an exhaustive list of
what people do with words. People do things with all sorts of different types
of utterances. Someone who utters, 'Can you pass the salt?' may well succeed in
making a request by means of apparently asking a question. In response to
his observations about the possible differences between the apparent form of an
utterance and its actual function, Austin proposes to divide the analysis of
meaning into three levels, or three separate acts performed in the course of a
single utterance. The 'locutionary act' is determined by the actual form of
words uttered, established by their sense and reference: '"meaning"
in the traditional sense' sense'.3° At the level of 'illocutionary act', the
notion of force becomes relevant. It isdetermined by the matter of how the
locution in question is being used, of what is being done in saying what is
said. This can be seen as at least in part dependent on the individual intentions
of the speaker, but these in turn depend on, and follow from, certain
conventions of language use. So, in the example above, we can understand that
the speaker intends to request that the hearer pass the salt, but only because
there are conventions of use determining that questions of ability can be used
with this force. The illocutionary act is not a simple consequence of the
locutionary, but is concerned with conventions 'as bearing on the special
circumstances of the occasion of the issuing of the utterance'. 31 Finally, and
separately, it is necessary to consider the effect of the utterance. Austin is
here perhaps making a concession to the 'causal' theories of meaning Grice
considered but dismissed. Austin refers to the effect achieved by the utterance,
but unlike Stevenson he sees this as just one component of meaning, not a
sufficient definition. The 'per-locutionary act' is defined by this effect,
which may coincide with what the speaker intended to bring about, but need not.
The perlocutionary act, then, is not a matter of convention, and cannot be
determined simply with reference to the words uttered. It is no surprise
that Grice's 'Meaning' should have been discussed in the light of Austin's
speech act theory. The two seem in many ways to cover similar ground, in that
both oppose much of the traditional philosophical literature on meaning by
insisting on the roles of context and of speaker intention. In fact, some
commentators have been tempted to read Grice's paper as an implicit response,
or challenge, to speech act theory. As Grice himself has pointed out, there is
no such direct link. 'Meaning' existed in almost its finished state
before the ideas in How to do Things with Words were made public, or even in
some cases devel-oped. As he became aware of Austin's ideas, Grice did
recognise some connections to his own themes and preoccupations, but continued
to find his own treatment of them more compelling. In particular, he remained
convinced that an account of meaning needed to give prominence to psychological
notions, and was unhappy with what he saw as Austin's excessive dependence on
conventions; Austin was 'using the obscure to explain the obscure' 32 From
this, it would seem that his main objection to speech act theory was that it did
not offer much explanation of meaning. For Grice, the observable facts of the
conventions of use are in need of explanation, and this is best done with
reference to individual instances of intention. Austin, on the other hand, was
seeking to explain these conventions simply by drawing attention to another,
more complex level of conventions.Peter Strawson picks up on exactly this
difference between Grice and Austin when he reflects on 'Meaning' in his 1964
article 'Intention and convention in speech acts'. '. His chief concern
is the validity of Austin's notion of illocutionary act, based as it is
on conventions, both the conventions of the language that define the
locutionary act, and the further conventions of use that mediate between this
and illocutionary force. However, Strawson argues, there are many cases
where the difference between locutionary and illocutionary act cannot be
explained simply with reference to conventions. In certain circumstances, to
say 'the ice over there is very thin' may well have the force of a warning, but
there is no particular convention of language use specifying this. Similarly,
the difference between an order and an entreaty may depend not on any
identifiable convention, but on a range of factors concerned with the speaker's
state of mind and consequent presentation of the utter-ance. Strawson looks to
Grice's notion of non-natural meaning to explain this additional,
non-conventional set of factors. His paraphrase of Grice's account, expressed
in terms of three separate intentions, was to prove instructive to future
commentators: § non-naturally means something by an utterance x if S
intends (i) to produce by uttering x a certain response (r) in an audience A
and intends (iz) that A shall recognise S's intention (i) and intends (i3) that
this recognition on the part of A of S's intention (i) shall function as A's
reason, or part of his reason, for his response (r).33 On Strawson's
interpretation, one of the defining intentions is focused on Grice's indication
that the speaker provides the hearer with a 'reason' to think or act in a
certain way. He proposes to modify Grice's account before enlisting it to
explain the notion of illocutionary force, because of certain counter-examples
to which it is subject as it stands. It is possible to envisage contexts in
which S utters x with exactly the three intentions described above, but in
which it does not seem appropriate to say that S was trying to communicate with
A. Strawson does not illustrate this problem with a specific example, but he
suggests a schematic outline. S may intend to get A to believe something,
fulfilling (i). S may arrange fake evidence, or grounds for this belief, such
that A can see the evidence, and indeed such that A can see S fabricating it. S
knows that A will be perfectly aware that the evidence is faked, but assumes
that A will not realise that S has this awareness. The intention behind this is
for A to have the relevant belief precisely because he recognises that S
intends him to have this belief; this is S's (i2). Further, it is S's
intentionthat the recognition of (i) will be the reason why A acquires the
belief; indeed, A will have no other reason to form this belief, knowing that
the evidence for it is faked. This fulfils (i3). In effect, an intentional
account of meaning would have to include an extra layer of intention, because
for S to be telling something to, or communicating with A, S must be taken to
intend A to recognise the intention to make A recog-nise the intention to
produce the relevant belief in A. In other words, § must have a further
intention (4) that A should recognise intention (i2). If S's intention (i), and
hence intention (i2) is fulfilled, then A may be said to have understood the
utterance, a definition Strawson links to Austin's notion of 'uptake' !, and
hence to the successful accomplishment of illocutionary force. Strawson
argues that the complex intention (i4) is the necessary defining characteristic
of saying something with a certain illocutionary force. He hints that his additional
layer of intention may not in fact prove sufficient, and that 'the way seems
open to a regressive series of intentions that intentions should be recognised'
34 Grice's definition of meaning as determined entirely by speaker intention is
at odds with, or according to Strawson can be complementary to, Austin's
reliance on convention. But it also opposes him to the notion, common in
philosophy and later in linguistics, that meaning is determined by the rules of
the language in question, defined independently of any particular occasion of
utterance. Austin does allow some space to this type of meaning, specifying
that the usual sense and reference of the words uttered constitute the
locutionary act. He does not, however, develop this notion, or explain its
relationship to his more central concern with speaker meaning. Strawson seems
to downplay the importance of linguistic meaning for Austin when he
places him on the same general side as Grice in what he describes elsewhere as
the 'Homeric struggle' between 'the theorists of communication-intention and
the theorists of formal semantics' 35 Unlike Austin, Grice's more extreme
arguments that meaning is to be explained entirely in terms of
'communication-intention' do not presuppose any notion of semantic meaning.
This is an aspect of Grice's theory on which other commentators, such as John
Searle, have focused. Searle was a student at Oxford during the 1950s,
where he was taught by both Austin and Strawson. He completed a doctoral
dissertation on sense and reference in 1959 before returning to his native
America. Well versed in both the traditional philosophy of meaning and Austin's
concentration on communication, he worked on the theory of speech acts,
publishing a book on the subject in 1969 in which he classifies possible
illocutionary acts into a restricted number of general categories. Healso
introduces the notion of indirect speech acts, in which one illocu-tionary act
is performed by means of the apparent performance of a different illocutionary
act. Austin's example 'Can you pass the salt?' succeeds as a request both
because the apparent act, that of asking for information about the hearer's
ability, is not appropriate in the context, and because rules of language use
specify that this form of words can be used to make a request. For Searle,
language is essentially a rule-governed form of behaviour. It is centred on the
speech act, the basic unit of communication, but its rules include the specific
semantic properties of its words and phrases. This particular point gives
rise to Searle's objections to Grice's total reliance on individual speaker
intention in explaining meaning. Searle does allow for intentions in his
account; indeed he is interested in basing it on just such psychological
concepts and proposes to develop Grice's account in order to do so. In a later
discussion he comments that his analysis in Speech Acts 'was inspired by
Grice's work on meaning' 36 However, like Austin before him, he sees semantic
rules as underlying the range of intentions with which a speaker can
appropriately produce any particular utterance. Searle is much more explicit
than Austin in specifying that linguistic rules come first and restrict
intentional possi-bility. Unlike Grice, he therefore singles out linguistic
acts as separate from general communication; in the case of language, meaning
exists independent of intention, or of occasion of use. Searle illustrates this
with his own counter-example to Grice. An American soldier is captured by
Italian troops in the Second World War. Neither the soldier nor his captors
speak German, and the soldier speaks no Italian. The soldier wishes to make the
Italian troops believe that he is German. He utters the only German sentence he
knows, which happens to be 'Kennst du das Land wo die Zitronen blühen?', a line
of poetry remembered from childhood that translates as 'Knowest thou the land
where the lemon trees bloom?'. He hopes that his captors will guess that he
must be saying 'I am a German soldier'. The soldier intends to get his captors
to believe he is a German soldier. He intends that they should recognise his
intention to get them to believe this, and that this recognition should serve
as their reason for entertaining that belief. All the circumstances are in
place for a case of Grice's meaningwn. Yet, Searle argues, it would surely be
unreasonable to maintain that when the soldier says 'Kennst du das Land wo die
Zitronen blühen?', he actually non-naturally means 'I am a German soldier'. The
rules of German do not allow this; the words mean 'Knowest thou the land where
the lemon trees bloom?'. Searle concludes that Grice's account is inadequate as
itstands because Meaning is more than a matter of intention, it is also at
least sometimes a matter of convention. 37 Like Strawson, Searle proposes
to amend Grice's intentional account in the light of his own counter-example.
In effect, he argues that the notion of intention must be expanded to include
convention. When speakers use words literally, part of their intention is that
hearers recog-nise the communicative intention precisely because of the
pre-existing rules for using the words chosen. Searle attempts to balance the
twin effects of intention and convention in his account of meaning. The result
is rather further removed from Grice than Searle acknowledges when he suggests
that he is offering an 'amendment'. It returns to the traditional idea of
conventional, or linguistic, meaning as the basic location of meaning on which
intention-based speaker meaning is dependent.38 The magnitude of the
consequences of Searle's attempt to introduce conventions into an intentional
account is perhaps illustrative of the gulf between semantic and psychological
approaches to meaning. It also highlights the scale of Grice's undertaking in
producing an account of meaning relying entirely on the latter. Stephen
Schiffer was a graduate student in the 1960s when, as he has since described,
he was 'much taken with Grice's program'39 He was impressed by what he saw as
Grice's reduction of the semantic to the psychological, but also believed he
had identified the inadequacies of this particular account of speaker meaning.
In the 1972 book in which he attempted to develop and improve on Grice's
account, he notes that it is not possible to claim priority for conventional
meaning and at the same time define meaning in terms of intention. To maintain
that speaker meaning, 'what S meant by x', ', is primary, but also that
speaker meaning could be in any way dependent on the meaning of x would
be simply circular. Schiffer does not see the exclusive concentration on
intention as necessarily problematic, or at least not for this reason: 'To say
this does not commit Grice to holding that one can say whatever one likes and
mean thereby whatever one pleases to mean. One must utter x with the relevant
intentions, and not any value of 'x' will be appropriate to this end: I could
not in any ordinary circumstances request you to pass the salt by uttering
"the flamingoes are flying south early this year". '40 Schiffer's
own response is that conventional meaning does exist, but is secondary to
intentional meaning, because it is built up in a speech community over time,
resultant on the fulfilling of certain communicative intentions. The
problems Schiffer identifies for Grice are not problems with the notion that
meaning is best given a psychological rather than a seman-tic definition, an
assumption with which he agrees. Rather, Schiffer questions the adequacy of
intention as the relevant psychological state. He echoes Strawson's
schematic counter-example to argue that it can be possible for all the
intentions Grice defines to be in place, but for no act of communication to be
achieved. Strawson's example indicated that another layer of intention
(Strawson's i) must be added to the defini-tion. Schiffer argues explicitly for
the consequence Strawson only sug-gested, namely that the need for regressive
intentions will in fact prove to be infinite. He constructs a series of more
and more elaborate counter-examples to show that the levels of intention
necessary fully to define meaning can never be exhausted. In the first such
example, § produces a cacophonous rendition of 'Moon Over Miami' with the
intention of driving A out of the room. S's intention is that A will leave the
room not just because A cannot stand the noise, but because A recognises that
Sis trying to get rid of A. Further, S intends that A recognise the intention
that A recognise the intention to get A to leave the room, because S wishes A
to be aware of S's disdain. 'In other words' ', Schiffer explains,
'while A is intended to think that S intends to get rid of A by means of the
repulsive singing, A is really intended to have as his reason for leaving the
fact that S wants him to leave.'41 In order to rule out the unacceptable
suggestion that by singing 'Moon Over Miami' S meant that A was to leave the
room, Schiffer proposes another level of intention. Further, more complex,
examples call for further such layers. For Schiffer, the infinitely regressive
series of intentions that intentions be recognised that this causes makes for
an unacceptable definition of meaning. For Schiffer the best hope for a
psychological account of meaning lies in an appeal to a special type of
knowledge. This type of knowledge occurs when two people are in the following
relation to a piece of infor-mation, or to a proposition p. S and A both know
that p; S knows that A knows that p; A knows that S knows that p; A knows that
S knows that A knows that p; S knows that A knows that S knows that p; and so
on without limit. Such a pattern also leads to an infinite regress but,
Schiffer argues, a harmless one. It is just the sort of situation we do in fact
find in everyday life, as when S and A are sitting facing each other with a
candle in between. Schiffer coins the phrase 'mutual knowledge* for the
recursive set of knowing he describes. S and A mutually know* that there is a
candle on the table. Once Grice's account of meaning is adapted to refer to
mutual knowledge*, the apparent counter-examples are all ruled inadmissible,
and therefore no longer pose a problem. The intentions S has in producing an
utterance must be 'mutual known* by S and A for a true instance of meaning to
take place. Mutual knowl-edge* with its infinite regress, is missing in each of
the counter-examples. 'Meaning' might appear to be offering a definition
of the concept of meaning by proposing to substitute the concept of intention:
in the vein of the logical positivists to be 'translating' problematic sentences
into those that do not contain the problem term. This was certainly Schiffer's
interpretation when he described Grice's account as 'reduc-tionist'. However,
more recent commentators have been keen to defend Grice against this
interpretation. For instance, Giovanna Cosenza has suggested that the analysis
would be reductionist 'only if Grice had seriously considered speakers'
intentions and psychological states as more fundamental, more basic, either
epistemologically or metaphysically, than all the concepts related to
linguistic meaning', and claimed that Grice did not hold this view.4 Anita
Avramides has also argued that Grice's account of meaning need not be seen as
reductionist. *3 Grice was certainly distancing himself from those
accounts of what he would call 'non-natural meaning' in which the notion of
convention was primary. However, he was somewhat tentative about the precise
relation between the two central concepts; his belief that convention could be
entirely subsumed within an intentional account is expressed more as a hope
than as a conviction. He seems, further, to have been troubled by the exact
relationships between the different messages potentially conveyed by a single
utterance. Even if the definition of convention is to be dependent on intention,
some messages are more closely or more obviously related to conventional
meaning than others. He as yet had no formal account of how the 'full
significance' of an utterance might be derived or calculated. Nor had he yet
drawn a clear distinction between messages conveyed by the words uttered and
messages conveyed by the very act of utterance. This is a distinction Schiffer
describes by differentiating between 'S meant something by (or in) producing
(or doing) x' and 'S meant something by x'.* A very similar point is made by
Paul Ziff in his 1967 response to 'Meaning'. Ziff is decidedly dismissive
of Grice's 'ingenious intricate discussion' of meaning and the 'fog' to which
it gives rise.* He argues that the meanings of words and phrases, and indeed
the lack of meaning of nonsense 'words' , are quite independent of
any individual's intention. Like Schiffer, he argues that 'Grice seems to have
conflated and confused "A meant something by uttering x" ... with the
quite different "A meant something by X"146 The responses
and criticisms of his peers were to feed into Grice's own thinking about
meaning over the following years. His published outputduring the 1950s was
restricted to 'In defence of a dogma' and 'Meaning', hardly an impressive
record even by the standards of the time. Peter Strawson was responsible for
seeing both these papers into print, while those he left alone fell victim to
Grice's perfectionism. Some, like 'Intentions and dispositions' were
never published, while others waited in manuscript for 30 or more years. Of
these, 'G. E. Moore and philosopher's paradoxes' and 'Common sense and
scepticism' indicate a development in Grice's thinking on the need to
distinguish between what our words literally mean and what we mean by using those
words. They also suggest something of Grice's ambivalence towards the place of
conventional meaning. Like much of his work, these papers developed from his
teaching: the former from a lecture delivered in 1950 and the latter from joint
classes with A. D. Woozley at the same time or even earlier. Grice's
project in these papers was a typically 'ordinary language' enterprise: the
desire to tackle a familiar philosophical problem by means of a rigorous
examination of the terms characteristically employed to discuss it. The problem
in question was how to address scepticism. In response to G. E. Moore's
'defence from common sense' the American philosopher Norman Malcolm had
suggested that Moore was in effect approaching the problem via an appeal to
ordinary lan-guage, although apparently without knowing it. We use expressions
to refer to and to describe material objects, and we do so in a 'standard' or
'ordinary' way. To claim, as some philosophers have done, that there are no
material objects, is therefore to 'go against ordinary language'. 47 In effect,
such philosophers are claiming that some uses of ordinary language are
self-contradictory, or always incorrect, an inadmissible claim because
'ordinary language is correct language'. 48 Grice challenges Malcolm's interpretation
of Moore. Malcolm draws an unwarranted polarity between 'ordinary' and
'self-contradictory' in language use, he suggests. The two properties need not
be incompatible; people do routinely say things that are literally
self-contradictory or absurd. Further-more, not every meaningful sentence would
actually find a use in ordinary language. In 'Common sense and scepticism', he
offers a striking example of what he means. 'It would no doubt be possible to
fill in the gaps in "The — archbishop fell down the — stairs and
bumped —- like —," with such a combination of indecencies and
blasphemies that no one would ever use such an expression', but we would not
therefore want to treat the expression as self-contradictory. 4 In 'G. E. Moore
and philosopher's paradoxes', he suggests that it is often necessary to
acknowledge a difference between 'what a given expression means (ingeneral)'
and 'what a particular speaker means, or meant, by that expression on a
particular occasion. Figurative or ironic utterances, for instance, involve
'special' uses of language. As a general definition, 'what a particular
speaker means by a particular utterance (of a statement-making character) on a
particular occasion is to be identified with what he intends by means of the utterance
to get his audience to believe!»' For this intention to be successful, the
speaker must at least rely on the audience's familiarity with 'standard' or
'general' use, even if individual occasion meaning is to differ from this. In
this way Grice is able to offer his own challenge to the sceptic. Faced
with everyday statements about material objects, the sceptic is forced to claim
either that, on particular occasions, people use expressions to mean things
they have no intention of getting their audience to believe, or that people
frequently use language in a way quite unlike its proper ('general') meaning,
leaving the success of everyday communication unexplained. Although in general
agreement with Malcolm's aim in refuting scepticism, Grice is unhappy with the
apparent simpli-fications, and some of the implications, of his argument. He
replaces it with his own more sophisticated argument from ordinary language, an
argument depending in particular on a detailed examination of the nature of
'meaning'.As Grice's enthusiasm for ordinary language philosophy became
increasingly qualified during the 1950s, his interest was growing in the rather
different styles of philosophy of language then current in America.
Recent improvements in communications had made possible an exchange of ideas
across the Atlantic that would have been unthinkable before the war. W. V. O.
Quine had made a considerable impression at Oxford during his time as Eastman
Professor. Grice was interested in Quine's logical approach to language,
although he differed from him over certain specific questions, such as the
viability of the distinction between analytic and synthetic statements. Quine,
who was visiting England for a whole year, and who brought with him clothes,
books and even provisions in the knowledge that rationing was still in force,
travelled by ship.' However, during the same decade the rapid proliferation of
passenger air travel enabled movement of academics between Britain and America
for even short stays and lecture tours. Grice himself made a number of such
visits, and was impressed by the formal and theory-driven philosophy he
encountered. Most of all he was impressed by the work of Noam Chomsky. It
may seem surprising that the middle-aged British philosopher interested in the
role of individual speakers in creating meaning should cite as an influence the
young American linguist notorious for dismissing issues of use in his pursuit
of a universal theory of language. But Grice was inspired by Chomsky's
demonstration in his work on syntax of how 'a region for long found
theoretically intractable by scholars (like Jesperson) of the highest
intelligence could, by discovery and application of the right kind of
apparatus, be brought under control'. Less for-mally, he expressed admiration
for an approach that did not offer 'piecemeal reflections on language'
but rather where 'one got a pictureof the whole thing' Chomsky's first and
highly influential book Syntactic Structures was well known among Grice's
Oxford contemporaries. The Play Group worked their slow and meticulous
way through it during the autumn of 1959. Austin, in particular, was extremely
impressed. Grice characterised and perhaps parodied him as revering
Chomsky for his sheer audacity in taking on a subject even more sacred than
phi-losophy: the subject of grammar. Grice's own interest was focused on theory
formation and its philosophical consequences. Chomsky was taking a new approach
to the study of syntax by proposing a general theory where previously there had
been only localised description and analysis. He claimed, for instance, that
ideally 'a formalised theory may automatically provide solutions for many
problems other than those for which it was explicitly designed'. Grice's aim,
it was becoming clear, was to do something similar for the study of language
use. Meanwhile, ordinary language philosophy itself was in decline. As
for any school of thought, it is difficult to determine an exact endpoint, and
some commentators have suggested a date as late as 1970. However, it is
generally accepted that the heyday of ordinary language philosophy was during
the years immediately following the Second World War. The sense of
excitement and adventure that characterised its beginning began to wane during
the 1950s. Despite his professed dislike of disci-pleship, Austin seems to have
become anxious about what he perceived as the lack of a next generation of
like-minded young philosophers at Oxford. It became an open secret among his
colleagues that he was seriously contemplating a move to the University of
California, Berkeley? No final decision was ever made. Austin died early
in 1960 at the age of 48, having succumbed quickly to cancer over the previous
months. Reserved and private to the last, he hid his illness from even
his closest colleagues until he was unable to continue work. His death was
certainly a blow to ordinary language philosophy, but it would be an
exaggeration to say that it was the immediate cause of its demise. Grice, who
seems to have been regarded as Austin's natural deputy, stepped in as convenor
of the Play Group, which met under his leadership for the next seven years.
Individuals such as Strawson, Warnock, Urmson and Grice himself continued to
produce work with recognisably 'ordinary language' leanings throughout the
1960s. Grice's interests at this time were not driven entirely by
philosophical trends in Oxford and America; he was also turning his attention
to some very old logical problems. In particular, he was interested in
questions concerning apparent counterparts to logical constants in natural
language. For instance, in the early 1960s he revisited a theme he hadfirst
considered before the war, when he gave a series of lectures on
'Negation' . In these, he concerns himself with the analysis of
sentences containing 'not', and with the extent to which this should
coincide with a logical analysis of negation. Consideration of a variety of
example sentences leads him to reject the simple equation of 'not' with the
logical operation of switching truth polarity, usually positive to negative. He
argues that 'it might be said that in explaining the force of "not"
in terms of "contradictory" we have oversimplified the ordinary use
of "not"! In another lecture from the series he suggests that
the lack of correspondence between 'not' and contradiction 'might be explained
in terms of pragmatic pressures which govern the use of language in general'®
Grice was hoping to find not just an account of the uses of this particular
expression, but a general theory of language use capable of extension to other
problems in logic. He would have been familiar enough with such problems. The
discussion of some of them dates back as far as Aristotle, in whose work he was
well read even as an undergraduate. In Categoriae, Aristotle describes
not just categories of lexical meaning, but also the types of relationships
holding between words. To the modern logician, the use of terms in the
following passage may be obscure, but the relationship of logical entailment is
easily recognisable. One is prior to two because if there are two it
follows at once that there is one whereas if there is one there are not
necessarily two, so that the implication of the other's existence does not hold
reciprocally from one.' The relationship between 'two' and 'one', or
indeed between any two cardinal numbers where one is greater than the other, is
one of asymmetrical entailment. 'Two' entails 'one', ', but 'one' does
not entail 'two' A similar relationship holds between a superordinate and
any of its hyponyms, or between a general and a more specific term. To use
Aristotle's example: 'if there is a fish there is an animal, but if there is an
animal there is not necessarily a fish.'º The asymmetrical nature of this
relationship means that use of the more general term tells us nothing at all
about the applicability of the more specific. Aristotle also considers the
relative acceptability of general and specific terms, and in doing this he goes
beyond a narrowly logical focus. For if one is to say of the primary
substance what it is, it will be more informative and apt to give the species
than the genus. For example,it would be more informative to say of the
individual man that he is a man than that he is an animal (since the one is
more distinctive of the individual man while the other is more
general)." Applying the term 'animal' to an individual tells us
nothing about whether that individual is a man or not. Therefore, if the more
specific term 'man' applies it is more 'apt', because it gives more
information. This same point arises in a discussion of the applicability
of certain descriptions later in Categoriae. Aristotle suggests that: 'it is
not what has not teeth that we call toothless, or what has not sight blind, but
what has not got them at the time when it is natural for it to have them.'2 A
term such as 'toothless' is only applied, because it is only informative, in
those situations when it might be expected not to apply. Here, again, the
discussion of what 'we call' things goes beyond purely logical meaning to take
account of how expressions are generally used. Logically speaking a stone could
appropriately be described as toothless or blind; in actual practice it is very
unlikely to be so described. Grice's self-imposed task in considering the
general 'pragmatic pressures' on language use was, at least in part, one of
extending Aristotle's sensitivity to the standard uses of certain expressions,
and examining how regularities of use can have distorting effects on intuitions
about logical meaning. He was by no means the first philosopher to consider
this. For instance, John Stuart Mill, in his response to the work of Sir
William Hamilton, draws attention to the distinction between logic and
'the usage of language', 13 He reproaches Hamilton for not paying sufficient
attention to this distinction, and suggests that this is enough to explain some
of Hamilton's mistakes in logic. Mill glosses Hamilton as maintaining that 'the
form "Some A is B" ... ought in logical propriety to be used and
understood in the sense of "some and some only" ' 14 Hamilton is
therefore committed to the claim that 'all' and 'some' are mutually
incompatible: that an assertion involving 'some' has as part of its meaning
'not all'. This is at odds with the observations on quantity in Categoriae and
indeed, as Mill suggests, with 'the practice of all writers on logic'. Mill
explains this mistake as a confusion of logical meaning with a feature of
'common conversation in its most unprecise form'. In this, he is drawing on the
extra, non-logical but generally understood 'meanings' associated with
particular expressions. In a passage that would not be out of place in a modern
discussion of lin-guistics, Mill suggests that:If I say to any one, 'I saw some
of your children to-day,' he might be justified in inferring that I did not see
them all, not because the words mean it, but because, if I had seen them all,
it is most likely that I should have said so. 15 Mill draws a
distinction between what 'words mean' and what we generally infer from hearing
them used. In what can be seen as an extension of Aristotle's discussion of
'aptness', he argues that it is a mistake to confuse these two very different
types of significance. A more specific word such as 'all' is more appropriate,
if it is applicable, than a more general word such as 'some'. Therefore, the
use of the more general leads to the inference, although it does not strictly
mean, that the more specific does not apply. 'Some' suggests, but does not
actually entail 'not all'. Besides his interest in logical problems with
a venerable pedigree, Grice was also concerned with issues familiar to him from
the work of recent or contemporary philosophers. In both published work and
informal notes he frequently lists these and arranges them in groups.
Part of his achievement in the theory he was developing lay in seeing
connections between an apparently disparate collection of problems and
countenancing a single solution for them all. For instance, in Concept of Mind,
Ryle argues that, although the expressions 'voluntary' and 'involuntary' appear
to be simple opposites, they both require a particular condition for
applicability, namely that the action in question is in some way reprehensible.
If they were simple opposites, it should always be the case that one or other
would be correct in describing an action, yet in the absence of the crucial
condition, to apply either would be to say something 'absurd'. Similarly,
although if someone has performed some action, that person must in a sense have
tried to perform it, it is often extremely odd to say so. In cases where there
was no difficulty or doubt over the outcome, it is inappropriate to say that
someone tried to do something: so much so that some philosophers, such as
Wittgenstein, have claimed that it is simply wrong. Another related problem is
familiar from Austin's work; it is the one summed up in his slogan 'no
modification without aberration'. For the ordinary uses of many verbs, it does
not seem appropriate to apply either a modifying word or phrase or its
opposite. Austin was therefore offering a gen-eralisation that includes, but is
not restricted to, Ryle's claims about 'voluntary' and 'involuntary'. For
many everyday action verbs, the act described must have taken place in some
non-standard way for anymodification appropriately to apply. Austin offers no
theory based on this observation, and indeed Grice was unimpressed by it even
as a gen-eralisation; he claimed in an unpublished paper that it was 'clearly
fraudulent'. 'No "aberration" is needed for the appearance of the
adverbial "in a taxi" within the phrase "he travelled to the
airport in a taxi"; aberrations are needed only for modifications which
are corrective qualifications. 16 Grice's general account of language,
conceived with the twin ambitions of refining his philosophy of meaning and of
explaining a diverse range of philosophical problems, gradually developed into
his theory of conversation. Like his project in 'Meaning', this draws on
a 'common-sense' understanding of language: in this case, that what
people say and what they mean are often very different matters. This
observation was far from original, but Grice's response to it was in some
crucial ways entirely new in philosophy. Unlike formal philosophers such as
Russell or the logical positivists, he argued that the differences between
literal and speaker meaning are not random and diverse, and do not make the
rigorous study of the latter a futile exercise. But he also differed from
contemporary philosophers of ordinary language, in arguing that interest in
formal or abstract meaning need not be abandoned in the face of the
particularities of individual usage. Rather, the difference between the two
types of meaning could be seen as systematic and explicable, following from one
very general principle of human behaviour, and a number of specific ways in
which this worked out in practice. In effect, the use of language, like many
other aspects of human behaviour, is an end-driven endeavour. People engage in
communication in the expectation of achieving certain outcomes, and in the
pursuit of those outcomes they are prepared to maintain, and expect others to
maintain, certain strategies. This mutual pursuit of goals results in
cooperation between speakers. This manifests itself in terms of four distinct
categories of behaviour, each of which can be sum-marised by one or more maxims
that speakers observe. The categories and maxims are familiar to every student
of pragmatics, although in later commentaries they are often all subsumed under
the title 'maxims' Category of Quantity Make your contribution as
informative as is required (for the current purposes of the exchange). Do not make your contribution
more informative than is required. Category of Quality Do not say what you believe to
be false. Do not say that for which you
lack adequate evidence. Category of Relation Be
relevant. Category of Manner Avoid ambiguity of expression. Avoid ambiguity. Be brief. Be orderly.!7 Grice uses
the simple notion of cooperation, together with the more elaborate structure of
categories, to offer a systematic account of the many ways in which literal and
implied meaning, or 'what is said' and what is implicated', differ from one
another. In effect, the expectation of cooperation both licenses these
differences and explains their usually successful resolution. Speakers rely on
the fact that hearers will be able to reinterpret the literal content of their
utterances, or fill in missing information, so as to achieve a successful
contribution to the conversation in hand. The noun 'implicature' and verb
'implicate' (as used in relation to that noun) are now familiar in the
discussion of pragmatic meaning, but they were coined by Grice, and coined fairly
late on in the development of his theory. In early work on conversation he
suggested that a 'special kind of implication' could be used to account for
various differences between conventional meaning and speaker meaning. He
ultimately found this formulation inadequate, together with a host of other
words such as 'suggest', 'hint' and even 'mean', precisely because of their
complex pre-existing usage both within and outside philosophy. The
difference between saying and meaning had an established philosophical
pedigree, as well as a basis in common sense. A literature dating back to G. E.
Moore, but largely concentrated in the 1950s and 1960s, offers a significant
context to Grice's work. Little of this is now read and none of it attempts anything
as ambitious as a generalising theory of communication. With typical laxness,
Grice does not refer to this body of work in any of his writings on the topic,
although he must have been aware of it; much of it originated from the tight
circle of Oxford phi-losophy. Writing for his fellow philosophers, and in the
conventions ofhis time, he was able to refer vaguely and generally to the
debate in the expectation that the relevant context would be recognised
G. E. Moore had argued that when we use an indicative sentence we assert the
content of the sentence, but we also imply personal commitment to the
truthfulness of that content; 'If I say that I went to the pictures last
Tuesday, I imply by saying so that I believe or know that I did, but I do not
say that I believe or know this."8 This distinction was picked up by a
number of philosophers in the 1940s and 1950s. In 1946, Yehoshua Bar-Hillel
discussed the sense of 'imply' identified by Moore, proposing to describe it as
'pragmatical'. Bar-Hillel identifies himself as a supporter of 'logical
empiricism' (he quotes approvingly a comment from Carnap to the effect that
natural languages are too complex and messy to be the focus of rigorous
scientific enquiry) and his article is aimed explicitly at rejecting philosophy
of the 'analytic method' in general and of Moore in particular. However, he
suggests that by using sentences that are 'meaningless' to logical empiricists,
such as the sentences of metaphysics or aesthetics, 'one may nevertheless imply
sentences which are perfectly meaningful, according to the same criteria, and
are perhaps even true and highly important' 2º A full account of the pragmatic
sense of 'implies' might, he predicts, prove highly important in discussing
linguistic behaviour. A few years later D. J. O'Connor contrasted the familiar
'logical paradoxes' of philosophy with less well known 'pragmatic paradoxes'.
O'Connor draws attention to certain example sentences (such as 'I believe there
are tigers in Mexico but there aren't any there at all') which, although not
logically contradictory or necessarily false, are pragmatically unsatisfactory.
His purpose is to distinguish between logic and language and to urge
philosophers to attempt to 'make a little clearer the ways in which ordinary
language can limit and mislead us'. 21 The philosophical significance of
implication was also discussed by those more sympathetic to ordinary language,
in particular by members of the Play Group. Writing in Mind in 1952, J. O.
Urmson acknowledged the 'implied claim to truth' in the use of indicative
statements, but felt the need to clarify his terms: 'The word
"implies" is being used in such a way that if there is a convention
that X will only be done in circumstances Y, a man implies that situation Y
holds if he does X.22 Urmson suggests the addition of an 'implied claim to
reasonableness'; 'it is, I think, a presupposition of communication that people
will not make statements, thereby implying their truth, unless they have some
ground, however tenuous, for those statements. 23 Read with hindsight, Urmson's
suggestion looks like a hint towards Grice's second maxim ofQuality. Another
member of the Play Group, P. H. Nowell-Smith, appears to add something like a
maxim of Relevance, a notion that Grice discusses as early as the original
version of 'Meaning'. In his book Ethics, Nowell-Smith suggests that there are
certain 'contextual implications' that generally accompany the use of words,
but that are dependent on particular contexts. Without reference to Urmson, he
phrases these as follows: When a speaker uses a sentence to make a
statement, it is contextually implied that he believes it to be true.... A
speaker contextually implies that he has what he himself believes to be good
reasons for his statement.... What a speaker says may be assumed to be relevant
to the interests of his audience.24 For Nowell-Smith the contextual rules
are primary, and do not operate with reference to logical meaning; in effect
there is no 'what is said'. In fact, he specifies that logical meaning is a
subclass of contextual impli-cation, because it is meaning we are entitled to
infer in any context whatsoever. Other philosophers concerned with implication,
however, did identify different levels of meaning. In The Logic of Moral
Discourse, 1955, Paul Edwards distinguishes between the referent of a sentence
(the fact that makes a sentence true or, in its absence, false: in effect the
truth-conditions) and 'what the sentence expresses' (anything it is possible to
infer about the speaker on the basis of the utterance).25 Some attempted
syntheses of thinking about implication lacked much in the way of generalising
or explanatory force. In his 1958 article 'Prag-matic implication', C. K.
Grant's account of a wide variety of linguistic phenomena leads him to the
claim that 'a statement pragmatically implies those propositions whose falsity
would render the making of the statement absurd, that is, pointless.26 What is
implied by a statement of p, he insists, is not just the speaker's belief in p,
but some further proposition. Isobel Hungerland, writing in 1960, reviews the
range of attempts to mediate between asserted and implied meaning and exclaims
'What a range of rules!'? Her suggestion of a generalisa-tion across these
rules is that 'a speaker in making a statement contextually implies whatever
one is entitled to infer on the basis of the presumption that his act of
stating is normal. 28 Grice was working on his own generalisation, which
was to link together the range of principles of language use into one coherent
account, and to give this a place in a more ambitious theory of lan-guage. If
the maxims of Quality and of Relation were familiar from con-temporary work in
Ethics, those of Quantity and Manner drew on Grice's long-standing concern
about stronger and weaker statements. This was the idea that had
interested him in his rough notes on 'visa' for his work on perception with
Geoffrey Warnock. The earliest published indication appeared in 1952, in a
footnote to Peter Strawson's Introduction to Logical Theory. In discussing the
relationship between the statement 'there is not a book in his room which is
not by an English author' and the assumption 'there are books in his room',
Strawson draws attention to the need to distinguish between strictly logically
relations and the rules of 'linguistic conduct' 29 He suggests as one such
rule: 'one does not make the (logically) lesser when one could truthfully
(and with equal or greater linguistic economy) make the greater, claim. It
would be misleading, although not strictly false, to make the less informative
claim about English authors if in a position to make the much more informative
claim that there are no books at all. Strawson acknowledges that 'the operation
of this "pragmatic rule" was first pointed out to me, in a different
connection, by Mr H. P. Grice! It was typical of Grice that he did not
publish his own account of this pragmatic rule until almost ten years after
Strawson's acknowledgement. 'The causal theory of perception' appeared in
the Proceedings of the Aristotelian Society, after Grice delivered it as a
symposium paper at the meeting of the Society in Cambridge in July 1961. His
main focus is his long-standing interest in the status of our observations of
material objects. Grice offers tentative support for a causal account of
percep-tion. Theories of this type date back at least to John Locke. They
maintain that we directly perceive through our faculties of sense a series of
information, given the title 'sense data' by later philosophers, and infer that
these are caused by material objects in the world. For Locke, the inference was
justifiable, but his account of perception, and causal theories ever since, had
been dogged by accusations of scepticism. If we have no direct access to
material objects, but only to the sense data they putatively cause, the way is
left open to doubt the independent existence of such objects. Grice's
defence is tentative, even by his own circumspect standards. He proposes
to advance a version of the causal theory 'which is, if not true, at least not
obviously false'.3° Some of the defence itself is presented in quotation marks,
as a fictional 'opponent' argues with a fictional 'objector' to the causal
theory, implicitly distancing Grice from the arguments on either side. This
tentativeness might in part be explained by the extreme heresy of Grice's
enterprise for a philosopher of ordinary language. Some of Austin's most
strident remarks about ordi-nary language had appeared in his attack in Sense
and Sensibilia on philosophical theories of perception, and their reliance on
the obscure and technical notion of 'sense data'. Austin's chief target here
had been phe-nomenalism which, in claiming that sense data are the essence of
what we think of as material objects, is often seen as a direct competitor to
the causal theory of perception. Although defending one of phenome-nalism's
rivals, Grice was suggesting reasons for retaining Austin's particular bugbear,
'sense data', as a term of art. Indeed, he even goes so far as to hint that his
own, speculative version of the causal theory 'neither obviously entails nor
obviously conflicts with Phenomenalism'.31 Grice defends sense data
because, as he argues, the sceptic who wants to question the existence of the
material world needs to make use of them and the sceptic's position at least
deserves to be heard. He defends it also because of his own ideas about
language use. Indeed, his essay on perception seems at times in danger of being
hijacked by his interest in language. This is not entirely out of keeping with
the subject; through Locke and Berkeley to Ayer and Austin, the philosophy of
perception had focused on the correct interpretation of sentences in which
judgements of perception are expressed. However, Grice makes no secret of his
hope that his interpretation of such sentences will fit with views of language
and use motivated by other considerations. Much of the essay is taken up with a
discussion of general principles governing the use of language. This is
inspired by a standard argument for retaining 'sense data' as a technical
term; it would appear to underlie ordinary expressions such as 'so-and-so looks
@ [e.g. blue] to me'. In effect, a suitably rigorous account of the meaning of
such expressions would need to include reference to something such as a sense
datum that corresponds to the subjective experience described. A potential
objector might point out that such expressions are not appropriate to all
instances of perception; they would only in fact be used in contexts where a
condition of either doubt or denial (D-or-D) as to the applicability of @
holds. 'There would be something at least prima facie odd about my saying
"That looks red to me" (not as a joke) when I am confronted by a
British pillar box in normal daylight at a range of a few feet.'32 Grice
considers two possible ways of explaining this oddity. It could be seen as 'a
feature of the use, perhaps of the meaning' of such expressions that they carry
the implication that the D-or-D condition is ful-filled. Use of such
expressions in the absence of the condition would therefore constitute a
misuse, and would fail to be either true or false.Alternatively, such
statements could be seen as true whenever the property @ applies but, in the
absence of the D-or-D condition, severely mis-leading. Use in the absence of
the condition would therefore constitute a more general error, because of 'a
general feature or principle of the use of language' 33 Grice des cribes
how until recently he had been undecided as to which of these two explanations
to favour. He had, however, lent towards the second because it 'was more in
line with the kind of thing I was inclined to say about other linguistic
phenomena which are in some degree comparable. 934 Towards the end
of his discussion, Grice hesitantly suggests a first attempt at formulating the
general principle of language use: 'One should not make a weaker statement
rather than a stronger one unless there is a good reason for so doing. 35 This
is, of course, remarkably similar to the observation attributed to him by
Strawson a decade earlier. It seems that during the intervening years
Grice had become increasingly impressed by how many different types of meaning
this rule could explain, in other words by how general and simple an account of
language use it suggested. In two interesting respects the formulation of the
rule had changed. First, it had changed from a statement about what 'one
does' in language use to what 'one should do'. This brought it nearer to the
first maxim of Quantity it was eventually to become. Second, the new
formulation of the rule introduces possible exceptions, by alluding to 'good
reasons' for breaking it. Again, Grice does not elaborate on this
qualification, but the consideration of reasons for breaching the maxims,
together with a discussion of the consequences of doing so, was to be vital to
the subsequent development of his work. It was what was to give it
explanatory and generalising abilities beyond those of a simple list of 'rules'
of linguistic behaviour. Grice's claims about the use of language offer
support to the defender of sense data. They allow the defender to describe
statements of the 'so-and-so looks @ to me' type as strictly true
regardless of whether the D-or-D condition holds. If such statements call for
the use of sense data as a technical term to explain their meaning, then sense
data are applicable to any description of perception. It is simply that in most
non-con-troversial contexts such statements will be avoided because, although
perfectly true, they will introduce misleading suggestions. Here, perhaps, was
Grice's greatest heresy. Austin's rejection of sense data relied on an appeal
to what people ordinarily say, together with an assumption that this is the
best guide to meaning and truth. Grice's tentative support for it relies on a
distinction between what people can truthfully say, and what they actually,
realistically do say. Despite itsemphasis on linguistic use, 'The causal theory
of perception' was well received as a contribution to the philosophy of
perception. It was anthologised in 1965 in Robert Swartz's Perceiving, Sensing
and Knowing. In 1967, Grice's sometime collaborator Geoffrey Warnock
included the essay in his volume on The Philosophy of Perception, singling it
out for praise as an 'exceedingly ingenious and resourceful contribution'.
36 As was the case throughout his working life, Grice made no firm
distinction between his teaching and the development of his own philosophical
ideas. A series of lecture notes from the 1960s on topics relating to speaker
meaning and context therefore provide an insight into the lines along which his
thinking was developing, as do some rough notes from the same period. What his
students gained from the fresh ideas in Grice's lectures, however, they paid
for in his cavalier attitude to the topic and aims of the class. He begins one
lecture, which is entitled simply 'Saying: Week 1': Although the official
title of this class is 'Saying', let me say at once that we are unlikely to
reach any direct discussion of the notion of saying for several weeks, and in
the likely event of our failing to make any substantial inroads on the title
topic this term, my present intention is to continue the class into next
term.37 Grice's interest in these lectures was in finding out what can be
learnt about speaker meaning, specifically about what sets it apart from
linguistic meaning, from close attention to its characteristics and
circum-stances. The opening of another of the lectures, entitled 'The general
theory of context', tells rather more of his purpose and method than is made
explicit in much of the later, published work. Philosophers often say
that context is very important. Let us take this remark seriously. Surely, if
we do, we shall want to consider this remark not merely in its relation to this
or that problem, i.e. in context, but also in itself, i.e. out of context. If
we are to take this seriously, we must be systematic, that is thorough and
orderly. If we are to be orderly we must start with what is relatively simple.
Here, though not of course everywhere, to be simple is to be as abstract as
possible; by this I mean merely that we want, to begin with, to have as few
cards on the table as we can. Orderliness will then consist in seeing first
what we can do with the cards we have; and when we think that we have exhausted
this investigation, we put another card on the table, and see what that enables
us to do.It is not hard to discern Austin's influence here, in the insistence
that a particular philosophical commonplace, if it is to be accepted as a
useful explanation, must first be subject to a rigorous process of analy-sis.
The call for system and order, however, is Grice's own. He had reacted against
precisely the tendency towards unordered, open-ended lists in Austin's work. He
argues in these lectures that thinking seriously about context means thinking
about conversation; this is the setting for most examples of speaker meaning.
He proposes, therefore, to compile an account of some of the basic properties
common to conversations generally. His method of limiting his hand was to
result in certain highly artificial simplifications, but he made these
simplifications deliberately and knowingly. For instance, the relevant context
was to be assumed to be limited to what he calls the 'linguistic environment':
to the content of the conversation itself. Conversation was assumed to take
place between two people who alternate as speaker and hearer, and to be
concerned simply with the business of transferring information between
them. A number of the lectures include discussion of the types of
behaviour people in general exhibit, and therefore the types of expectations
they might bring to a venture such as a conversation. Grice suggests that
people in general both exhibit and expect a certain degree of helpfulness from
others, usually on the understanding that such helpfulness does not get in the
way of particular goals, and does not involve undue effort. If two people, even
complete strangers, are going through a gate, the expectation is that the first
one through will hold the gate open, or at least leave it open, for the second.
The expectation is such that to do otherwise without particular reason would be
interpreted as deliberately rude. The type of helpfulness exhibited and
expected in conversation is more specific because of a particular, although not
a unique, feature of con-versation; it is a collaborative venture between the
participants. At least in the simplified version of conversation discussed in
these lectures, there is a shared aim or purpose. However, an account of the
particular type of helpfulness expected in conversation must be capable of
extension to any collaborative activity. In his early notes on the subject,
Grice considers 'cooperation' as a label for the features he was seeking
to describe. Does 'helpfulness in something we are doing together'
', he wonders in a note, equate to 'cooperation'? He seems to have
decided that it does; by the later lectures in the series 'the principle of
conversational helpfulness' has been rebranded the expectation of
'cooperation'. During the Oxford lectures Grice develops his account of
the precise nature of this cooperation. It can be seen as governed by certain
regu-larities, or principles, detailing expected behaviour. The term 'maxim' to
describe these regularities appears relatively late in the lectures.
Grice's initial choices of term are 'objectives', or 'desiderata'; he was
interested in detailing the desirable forms of behaviour for the purpose of
achieving the joint goal of the conversation. Initially, Grice posits two such
desiderata: those relating to candour on the one hand, and clarity on the
other. The desideratum of candour contains his general principle of making the
strongest possible statement and, as a limiting factor on this, the suggestion
that speakers should try not to mislead. The desideratum of clarity
concerns the manner of expression for any conversational contribution. It
includes the importance of expectations of relevance to understanding and also
insists that the main import of an utterance be clear and explicit. These two
factors are constantly to be weighed against two fundamental and sometimes
competing demands. Contributions to a conversation are aimed towards the agreed
current purposes by the principle of Conversational Benevolence. The principle
of Conversational Self-Love ensures the assumption on the part of both
participants that neither will go to unnecessary trouble in framing their contribution.
Grice suggests that many philosophers are guilty of inexactness in their use of
expressions such as 'saying', 'meaning' and 'use' ', applying them
as if they were interchangeable, and in effect confusing different ways in
which a single utterance can convey information. For instance, Grice refers
back to the discussion at a previous class he had given jointly with David
Pears, when the exact meaning of the verb 'to try' was discussed. This, of
course, was one of the specific philosophical problems he was interested in
accounting for by means of general principles of use. Stuart Hampshire had
apparently claimed that if someone, X, did something, it is always possible to
say that X tried to do it. This was challenged; in situations when there is no
obvious difficulty or risk of failure involved it is inappropriate to talk of
someone's trying to do something. Grice's answer had been that, while it is
always true to say that X tried to do something, this may sometimes be a
misleading way of speaking. If X succeeded in performing the act, it would be
more informative and therefore more cooperative to say so. Therefore, an
utterance of 'X tried to do it' will imply, but not actually say, that X did
not succeed. In his consideration of the desiderata of conversational
participation, Grice initially compiles a loose assemblage of features. By the
later lectures these appear in more or less their final form under the
categories Quantity, Quality, Relation and Manner (or, sometimes, Mode).
Inarranging the desiderata in this way, Grice was presumably seeking to impose
a formal arrangement on a diverse set of principles. But it seems that he had
other motives: semi-seriously to echo the use of categories in such orthodox
philosophies as those of Aristotle and Kant, and more importantly to draw on
their ideas of natural, universal divisions of experience. The regularities of
conversational behaviour were intended to include aspects of human behaviour
and cognition beyond the purely linguistic. Grice's collaborative work with
Strawson had been concerned with Aristotle's division of experience into
'categories' of substances. Aristotle's original formulation of the list
of such properties allows that they can take the form of 'either substance or
quantity or qualification or a relative or where or when or being-in-a-position
or having or doing or being-affected'.38 He concentrates mainly on the first
four, and these received most attention in subsequent developments of his work.
They were the starting-point for Kant's use of categories to describe types of
human experience, and his argument that these form the basis of all possible
human knowledge. In the Critique of Pure Reason, Kant proposes to divide the
pure concepts of understanding into four main divisions: 'Following
Aristotle we will call these concepts categories, for our aim is basically
identical with his although very distinct from it in execu-tion. '39 These are
categories 'Of Quantity', 'Of Quality', 'Of Relation' and 'Of Modality',
with various subdivisions ascribed to each. Kant's claims for both the
fundamental and the exhaustive nature of these categories are explicit:
This division is systematically generated from a common principle, namely the
faculty for judging (which is the same as the faculty for thinking), and has
not arisen rhapsodically from a haphazard search for pure concepts, of the
completeness of which one could never be certain. 40 Kant goes so
far as to suggest that his table of categories, containing all the basic concepts
of understanding, could provide the basis for any philosophical theory. These,
therefore, offered Grice divisions of experience with a sound pedigree and an
established claim to be universals of human cognition. Early in 1967,
Grice travelled to Harvard to deliver that year's William James lectures, the
prestigious philosophical series in which Austin had put forward his theory of
speech acts 12 years earlier. Grice's entitled his lectures 'Logic and
conversation'. He was presenting his current thinking about meaning to an
audience beyond that of his students andimmediate colleagues and was clearly
aware of the different assumptions and prejudices he could expect in an
American, as opposed to an Oxford, audience. 'Some of you may regard some of
the examples of the manoeuvre which I am about to mention as being
representative of an out-dated style of philosophy', he suggests in the
introductory lecture, 'I do not think that one should be too quick to write off
such a style.'41 Addressing philosophical concerns by means of an attention to
everyday language was still a highly respectable, even an orthodox approach in
Oxford. In America it was seen by at least some as belonging to an
unsuccessful, and now rather passé, school of thought. In pleading its cause,
Grice argues that it still has much to offer: in this case, the possibility of
developing a theory to discriminate between utterances that are inappropriate
because false, and those that are inappropriate for some other reason. Despite
the difficulties inherent in such an ambitious scheme, and the well-known
problems with the school of thought in question, he does not give up hope
altogether of 'system-atizing the linguistic phenomena of natural
discourse'. Grice's ultimate aim in the lectures is ambitious and uncompromis-ing;
his interest 'will lie in the generation of an outline of a philosophical
theory of language' 4 He argues for a complex understanding of the significance
of any utterance in a particular context; its meaning is not a unitary
phenomenon. Conventional meanin g has a necessary, but by no means a
sufficient role to play. Indeed conventional meaning is itself not a unitary
phenomenon. Some aspects of it involve the speaker in a commitment to the truth
of a certain proposition; this is 'what is said' on any particular
occasion. Other aspects may be associated by convention with the words used,
but not be part of what the speaker is understood literally to have said. The
examples 'She was poor but honest' and 'He is an Englishman; he is, therefore,
brave' convey more than just the truth of the two conjuncts, more than would be
conveyed by 'She was poor and honest' or 'He is an Englishman and he is
brave'. '. An idea of contrast is introduced in the first example and one
of consequence in the second. These ideas are attached to the use of the
individual words 'but' and 'therefore', but do not contribute to the
truth-conditions of the sentences. We would not want to say that the sentences
were actually false if both conjuncts were true, but we did not agree with the
idea of contrast or of consequence. We might, rather, want to say that the
speaker was presenting true facts in a misleading way. These examples
demonstrate implicated elements associated with the conventional meaning of the
words used, elements Grice labels 'conventional implicatures'There is
another level at which speaker meaning can differ from what is said, dependent
on context or, for Grice, on conversation. In 'con-versational implicatures'
meaning is conveyed not so much by what is said, but by the fact that it is
said. This is where the categories of conversational cooperation, and their
various maxims, play their part. The onus on participants in a
conversation to cooperate towards their common goal, and more particularly the
expectation each participant has of cooperation from the other, ensures that
the understanding of an utterance often goes beyond what is said. Faced with an
apparently uncooperative utterance, or one apparently in breach of some maxim,
a conversationalist will if possible 'rescue' that utterance by interpreting it
as an appropriate contribution. In this way, Grice offers a more detailed
account of the idea he explored in 'Meaning', and in his notes from that time:
that there are three 'levels' of meaning, or three different degrees to which a
speaker may be committed to a proposition. His model now includes, 'what is
said', 'conventional meaning' (including conventional implicatures) and 'what
is conversationally implicated'. The presentation of the norms of conversational
behaviour in the William James lectures is rather different from Grice's
handling of them in his earlier work. The maxims, or the categories they fall
into, are no longer presented as the primary forces at work. Instead, all are
assumed under a general 'Principle of Cooperation'. The principle appeared late
in the development of Grice's theory. It enjoins speakers to: Make your
conversational contribution such as is required, at the stage at which it
occurs, by the accepted purpose or direction of the talk exchange in which you
are engaged.'43 The name 'Cooperative Principle' was even later; it was added
using an omission mark in a manuscript copy of the second William James
lecture. Grice may well have been attempting to give a name, and an exact formulation,
to his previously rather nebulous idea of cooperation or 'helpfulness'.
However, the effect was to change what was presented as a series of
'desiderata', features of conversational behaviour participants might expect in
their exchanges, to something looking like a powerful and general injunction to
correct social behaviour. In the development of his theory of
conversation, Grice was much exercised by the status of the categories as
psychological concepts. He questioned whether the maxims were the result of
entering into a quasi-contract by engaging in conversation, simply inductive
generalisations over what people do in fact do in conversation, or, as he
suggested in one rough note, just 'special cases of what a decent chap should
do'. He remained undecided on this matter throughout the development
ofthe theory, content to concentrate on the effects on meaning of the maxims,
whatever their status. By the time of the William James lectures, however, he
seems to be closer to an answer. He is 'enough of a rationalist' to want to
find an explanation beyond mere empirical generalisation. 4 The following
suggestion results from this impetus: So I would like to be able to show
that observation of the Cooperative Principle and maxims is reasonable (rational)
along the following lines: that anyone who cares about the goals that are
central to conversation/communication (such as giving and receiving
information, influencing and being influenced by others) must be expected to
have an interest, given suitable circumstances, in participation in talk
exchanges that will be profitable only on the assumption that they are
conducted in general accordance with the Cooperative Principle and the
maxims.45 This is a wordy explanation, and also a troublesome one. It
seems to create a loop linking the aim of explaining cooperation to an account
of conversation as dependent on cooperation, a loop from which it does not
successfully escape. The link between reasonableness and cooperation is far
from explicit. Nevertheless, this passage offers Grice's account of his own
preferences in seeking an answer to the question over the status, and hence the
motivation, for the Cooperative Principle. His preference, particularly his
reference to 'rational' behaviour, was to prove important in the subsequent
development of his work. However derived, the maxims operate to produce
conversational implicatures in a number of different ways. In many cases, they
simply 'fill in' the extra information needed to make a contribution fully
coop-erative. A says 'Smith doesn't seem to have a girlfriend these days' and B
replies, 'He has been paying a lot of visits to New York lately'. B's remark
does not, as it stands, appear relevant to the preceding remark. But it
is easy enough to supply the missing belief B must hold for the remark to be
relevant. B conversationally implicates that Smith has, or may have a
girlfriend in New York.46 In other cases the speaker seems to be far less
cooperative, at least at the level of 'what is said'. In order to be rescued as
cooperative contributions to the conversation, such examples need to be not so
much filled out as re-analysed. Because of the strength of the conviction that
the speaker will, other things being equal, provide cooperative contri-butions,
the other participant will put in the work necessary to reach such an
interpretation. In perhaps his most famous example of con-versational
implicature, Grice suggests the case of a letter of reference for a candidate
for a philosophy job that runs as follows: 'Dear Sir, Mr X's command of English
is excellent, and his attendance at tutorials has been regular. Yours, etc! The
information given is grossly inadequate; the writer appears to be seriously in
breach of the first maxim of Quan-tity, enjoining the utterer to give as much
information as is appropri-ate. However, the receiver of the letter is able to
deduce that the writer, as the candidate's tutor, must know more than this
about the candidate. There must be some reason why the writer is
reluctant to offer the extra information that would be helpful. The most
obvious reason is that the writer does not want explicitly to comment on Mr X's
philosophical ability, because it is not possible to do so without writing
something socially unpleasant. The writer is therefore taken conversationally
to implicate that Mr X is no good at philosophy; the letter is cooperative not
at the level of what is literally said, but at the level of what is
impli-cated. In examples such as this a maxim is deliberately and ostentatiously
flouted in order to give rise to a conversational implicature; such examples
involve exploitation. These examples, and others Grice discusses in the
second William James lecture, are all specific to, and entirely dependent on,
the individual contexts in which they occur. Grice labels all such
example 'particularised conversational implicatures'. There are other
types of conversational implicature in which the context is less significant,
or at least can operate only as a 'veto' to implicatures that arise by default
unless prevented. These are implicatures associated with the use of particular
words. Unlike conventional implicatures, they can be cancelled: that is
explicitly denied without contradiction. These 'generalised conversational
implicatures' account for many of the differences between the logical constants
and the behaviour of their natural language counterparts. In effect, Grice
claims that there simply is no difference between, say '', 'n', 'v' and 'not',
'and', 'or' at the level of what is said. The well-known differences are
generalised conversational implicatures often associated with the use of these
expressions, implicatures determined by the categories and maxims he has
established. Part of Grice's motivation for this proposal was the desire
for a simplification of semantics. The alternative to such an account was to
posit a semantic ambiguity for a wide range of linguistic expressions. Grice
argues against this, proposing a principle he labels 'Modified Occam's Razor',
which would rule against it in decisions of a theoretical nature. The
principle states that 'senses are not to be multiplied beyond neces-sity' 47
Grice's reference was to William of Occam, or Ockham, thefourteenth-century
philosopher credited with the dictum 'entities are not to be multiplied beyond
necessity'. This is known as 'Occam's razor' although it is not clearly
attributable to any of his writings, and it is not at all uncommon for
philosophers to discuss it in isolation from Occam's actual work. It is taken as
a general injunction not to complicate philosophical theories; the best theory
is the simplest theory, invoking the fewest explanatory categories. The
preference for simple philosophical theories that do not add complex and
potentially unnecessary categories was one with an obvious appeal to
philosophers of ordinary language. Indeed, when Gilbert Ryle published his
collected papers in 1971, he commented on the 'Occamising zeal' particularly
apparent in the earlier articles. Another contemporary philosopher to draw on
an Occam-type approach to discussions of meaning was B. S. Benjamin,
whose article 'Remembering' is referred to in the first William James lecture.
He does not draw an explicit comparison to Occam's razor, but he does pose
himself the question of whether the verb 'remember' should be analysed as
multivocal or univocal. For Benjamin, a 'universal core of meaning is preserved
in its use in different contexts'.49 Grice himself did not develop the
connection between conversational implicature and the logical constants in any
great depth, either in the William James lectures or elsewhere. This is perhaps
surprising, given that he introduces his theory in terms of the question of the
equiva-lence, or lack of equivalence, between certain logical devices and
expressions of natural language. The implications of this question, together
with the specific answers offered by conversational implicature, are treated in
detail by others.5° A. P. Martinich has suggested that the initial
concentration on, and subsequent abandonment of, the logical particles is a
serious flaw in the construction of the second, and most widely read, of the
William James lectures. In a book aimed at describing and promoting good
philosophical writing, Martinich identifies this as 'one of the greatest
articles of the twentieth century', but argues that the more general theory of
'linguistic communication' ought to have been made the focus from the outset.
He comments that on first reading Grice's article he was unimpressed by what he
saw as an unacceptably complex mechanism to solve a very particular logical
problem: 'Once I realised that the solution was a minor consequence of his
theory I was awed by its elegance and simplicity.'51 Grice's discussion
of logic is mainly restricted to the fourth William James lecture, which he
later labelled 'Indicative conditionals' after the chief, but not the only,
logical constant it discusses. Indicative condi-tions had been a central theme
of some lectures on logical form Grice delivered at Oxford while working on his
theory of conversation. There he had commented extensively on Peter Strawson's
treatment of this topic in his 1952 book Introduction to Logical Theory. Grice
does not mention Strawson at all in this fourth William James lecture. He does,
however, discuss the views of what he calls a '"strong" theorist',
views that accord with Strawson's in the insistence that the logical
implica-tion, 'po q' is different in meaning from various expressions in
natural language, most notably 'if p then q'. Strong theorists, Grice suggests,
have tended to stress the difference between what he calls natural or ordinary
language conditionals and 'artificial' conditionals, defined by logic and
determined by truth-conditional properties. Strawson argues that, while
logical conditionals can be given a full definition in terms of a truth table
involving the two simple propositions involved ('p' and 'q'), such an account
will not be sufficient for natural language expressions such as 'if p then q'.
The logical account specifies that if p is true, q must also be true. If p is
false, however, nothing can be predicted about the truth value of q; a false
antecedent coupled with a false consequent is assigned the overall value
'true', but so is a false antecedent coupled with a true consequent. This
truth-conditional account seems insufficient as a definition of natural
language 'if ... then ...' in at least two ways. There is a suggestion in most
actual instances that there is some causal connection between the antecedent
and the consequent. One of Strawson's own examples is: 'If it rains, then the
party will be a failure!' Such examples, he notes, are not about linguistic
elements or logical relations: 'they suggest connections between different
things in the world, discovered by experience of these things 52 Later, he
comments that most examples of the 'if ... then .. construction would suggest
either that the truth of the antecedent is in some doubt, or that it is already
known to be false. It is only in such cases that we would be likely to label
the resulting statement true, or perhaps 'reasonable'. Strawson's suggestion is
that 'if p then q' entails its logical counterpart 'P > q'. However, 'a
statement of the form "p > q" does not entail the corresponding
statement of the form "if p then 9" 153 There are aspects of the
meaning of 'if p then q' that go beyond, and are not included in, the meaning
of the logical conditional. In his Oxford lecture notes, Grice singles
Strawson out as an example of a philosopher who has not paid sufficient
attention to the different ways in which a natural language expression can
convey significance when it occurs in context. For Grice, this oversight has
serious consequences for an understanding of the meaning of various crucial
exam-ples. Certainly, as well as discussing the 'meaning' of particular
expres-sions, Strawson writes, apparently without distinction, of the
'use' 'employment', 'sense' and 'implication' of 'if ... then ...'
statements.54 He describes the speaker's relation to the relevant meaning as
one of 'suggesting', 'using', 'indicating', 'saying' and even 'making'
55 Grice's contention, although not explicitly expressed in 'Indicative
conditionals', is that there is a great deal of difference between the members
of the sets that Strawson uses interchangeably. In particular, sufficient
attention to the difference between saying and implicating can explain away the
apparent differences between 'p> q' and 'if p then q'. He begins the fourth
William James lecture uncompromisingly enough by proposing to consider the
supposed divergence between 'if' and 's' and to demonstrate that 'no such
divergence exists'. He suggests that 'if p then q' is distinguished from 'p>
q' by the 'indirectness condition' associated with it: the commitment to some
causal or rational link between p and q. Grice's claim, in effect, is that the
literal meaning of 'if p then q', 'what is said' on any particular occasion of
utterance, is simply equivalent to the logical meaning of 'p > q'. The
indirectness condition is a generalised conversational implicature. Like all
generalised conversational implicatures, it can be cancelled without
contradiction, either by circumstances in the context or by explicit denial. In
a game of bridge: 'My system contains a bid of five no trumps, which is
announced to one's opponents on inquiry as meaning "If I have a red king,
I also have a black king" !5 Here, Grice suggests, the indirectness
condition simply does not arise because it is blocked by the context. There is
no suggestion that having a black king is causally linked to having a red king,
and the meaning is the same as that of the logical condition. To say 'if Smith
is in the library he is working' would normally suggest the indirectness
condition. But it is perfectly possible to say I know just where Smith is and
what he is doing, but all I will tell you is that if he is in the library he is
working', in a situation where the speaker had just looked in the library and
seen Smith there working. In such a case also, the indirectness condition is
not attached to the use of the expression. Grice suggests what he
describes as two separate possibilities as to how the indirectness condition
might be produced as an implicature, although it is not in fact clear that these
are necessarily mutually exclu-sive. The first relies on his original 'general
principle' about the tendency towards stronger rather than weaker statements,
and the first maxim of Quantity that results from it. It is less informative to
say 'if p then q' than it is to say 'p and q', because the former does not
givedefinite information about the truth values of p and q. Therefore, any
utterance of 'p> q' will, unless prevented by context, give rise to the
implicature that the speaker does not have definite information about the truth
values of p and q. The same explanation can be extended to utterances of the
form 'p or q'. These too seem to differ systematically from the apparently
equivalent logical disjunction, 'p v q'. The truth-conditional meaning of logical
disjunction states simply that at least one of the simple propositions involved
must be true. It is perfectly consistent, therefore, for both propositions to
be true. Yet in natural language there is something distinctly odd about saying
'p or q' if you know for certain that both p and q are true. In Grice's terms,
'p or q' shares the logical meaning of 'p v q', but in addition carries a
gener-alised implicature that they are not both true. If the speaker were in a
position to offer the more informative form 'p and q', then it would be
conversationally more helpful to do so. Grice's second suggestion is that
implicated meanings of such expressions may follow from their role in
conversation, and in human interaction and thought more generally. The familiar
logical constants enable people to work out the problems presented to them by
everyday life. In particular, disjunction enables people to consider
alternatives and eliminate the untenable. It enables people to give partial
answers to 'Wh'-questions such as 'Who killed Cock Robin?'. The most helpful
answer would be a single subject ('the sparrow', 'the wren'), but if the
speaker is not in a position to offer one, a series of disjuncts is a way of
setting out the possibilities. Conditionals, on the other hand, enable people
to ponder the consequences of certain choices. They are, there-fore, necessary
to the successful operation of reasoning beings. It would simply not be
rational to use a conditional in certain contexts: contexts where there is no
doubt about the truth of the antecedent, for instance. For this reason,
on the assumption that our interlocutors are rational beings, we tend to
interpret a conditional as indicating that a simple coordination will not do.
Similarly, it would not be rational to use a disjunction in a context where we
know that one of the disjuncts is true; we would in effect be attempting to
solve a problem that had already been solved. Grice suggests, with typical
tentativeness, that: It might be that either generally or at least in
special contexts it is impossible for a rational speaker to employ the
conditional form unless, at least in his view, not merely the truth-table
requirements are satisfied but also some strong connection holds. In such a
case a speaker will nonconventionally implicate, when he uses theconditional
form in such a context, that a strong connection does hold. 59
Grice offers this account in terms of the behaviour of a 'rational' speaker in
at least potential opposition to an account drawing on the first maxim of
Quantity. Elsewhere, however, he discusses the maxims as describing
individually rational forms of behaviour. It is therefore conceivable that it
might be possible to integrate the two suggestions, seeing conditionals as used
rationally to introduce the implication of strong connection, precisely because
their 'tentative' state does not offer the information that would be
cooperative if available. In the later 'Logic and conversation' lectures,
Grice continues his pro-gramme for a philosophical theory of language by
returning to older preoccupations, particularly to the problems identified in,
and raised in response to, 'Meaning'. In effect, the theory of conversation
offers a much fuller account of the notion of speaker meaning than had been
developed in 'Meaning', together with a principled system linking this to
conventional meaning. When first introduced in the second lecture, conventional
meaning itself receives rather cursory treatment. Grice suggests that 'what is
said' can be roughly equated with conventional meaning, including assigning of
reference to referring expressions and any necessary disambiguation. He almost
immediately complicates this definition by stipulating that some aspects of
conventional meaning can be implicated. Grice returns to the notion of 'what is
said' in the fifth William James lecture, later published under the title
'Utterer's meaning and intentions' Grice's contention is still that
intentions on individual occasions must be the primary criteria in determining
meaning. However, simply referring to what some individual meant by some action
on some particular occasion is not sufficient to arrive at an account of 'what
is said'. It does not rule out a host of examples that have nothing at all to
do with saying, such as flashing your headlights to indicate that the other
driver has right of way. Grice's solution is in effect to do something close to
the manoeuvre suggested by Searle in Speech Acts. He proposes to import into
the definition of 'meaning' a specification that the utterer's action must
constitute a unit in some linguistic system that has, or contains, the meaning
intended by the utterer. In other words, 'U did something x which is an
occurrence of a type S part of the meaning of which is "p" 16
Furthermore, he introduces a notion of what U 'centrally meant' in doing x, in
order to distinguish a core meaning from other aspects of what may be conveyed
by an utterance, in particular from its con-ventional implicatures. In effect,
Grice is introducing the notion of conventional meaning into utterer meaning,
making it serve as part of the definition of what a speaker can legitimately
intend by an utterance, while still maintaining that individual speaker
intention is the primary factor in meaning. Grice extends his discussion of the
different 'levels' of meaning to allow for four separate levels, labelled
'timeless meaning', 'applied timeless meaning', 'occasion meaning of
utterance type' and 'utterer's occasion meaning'. In the same
lecture, Grice responds to some of the criticisms of 'Meaning' '.
Most of these, such as Schiffer's identification of an unten- able
infinite regress, were not published at the time. Grice is replying to
objections put to him 'in conversation'. His response to Schiffer is, in
effect, that the mental exercises required in recognising the infinite regress
in intentions quickly become 'baffling'. Whatever they may demonstrate in
theory, they are impossibly complex for any real-life situation: At some
early stage in the attempted regression the calculations required of A by U
will be impracticably difficult; and I suspect the limit was reached (if not
exceeded) in the examples which prompted the addition of a fourth and fifth
condition. So U could not have the intention required of him in order to force
the addition of further restrictions. Not only are the calculations he would be
requiring of A too difficult, but it would be impossible for U to find cues to
indicate to A that the calculations should be made, even if they were within A's
compass. So one is tempted to conclude that no regress is involved.
62 Searle's 'American soldier' counter-example was already published in
article form, and Grice responds to it by arguing that Searle is unjustified in
claiming that the soldier did not mean 'I am a German officer'.
Regardless of what the utterance conventionally meant in German (the question
about lemon blossom), if the soldier used it with the intention of getting his
captors to believe that he was a German officer, this was what he meant by the
utterance. Grice offers a revised definition of his account of meaning.
Intention is still the central notion, which Grice discusses in terms of
'M-intentions', emphasising the importance of the speaker's desire for some
response from the audience. The remaining two lectures in the 'Logic and
conversation' series develop further this notion of M-intending. At the start
of the penultimate lecture, published under the title 'Utterer's meaning,
sentencemeaning and word-meaning', Grice displays a typical mixture of caution
and ambition. He is concerned with the relationship between what a particular
person meant on a particular occasion, and what a sentence or word means. What
he has to say about this 'should be looked upon as an attempt to provide a
sketch of what might, I hope, prove to be a viable theory, rather than as an
attempt to provide any part of a finally acceptable theory' 63 Speakers may
have one of two attitudes to an utterance, which will determine their
M-intentions. They may wish to get hearers to believe something, or they may
wish to get hearers to do something. These two attitudes, or moods, relate to
indicative or assertive utterances and to imperative utterances. The two moods
are represented by the symbols + and ! respectively. Grice proposes that the
symbol * stand as a 'dummy operator' in the place of either of these.
Thus a general statement of the form 'Jones meant that *p' could be filled out
using a specific mood operator and an indicative sentence to give either 'Jones
meant that + Smith will go home' or 'Jones meant that ! Smith will go
home'. • A further expansion, substituting a clause in indi- rect
speech, yields 'Jones meant that Smith will go home' and 'Jones meant that
Smith is to go home', ', both instantiations of the original
formula. M-intentions in relation to imperative types are now defined as
the intention that hearers should intend to do something, rather than the
earlier, simpler definition that they should do something. The M-intended effect
of an indicative-type utterance is no longer necessarily that the hearer should
believe something 'but that the hearer should think that the utterer believes
something'6 The effect of these two changes, particularly the first, is that
all possible M-intentions are defined in terms of some psychological notion.
Grice explicitly defends his use of what he calls 'intensional' concepts: those
defining meaning not just in relation to how language maps on to the world, but
also to how it relates to individual minds. Psychological concepts should not
be ruled out, he argues, if they have something explanatory to offer to a
theory of language. In this lecture, Grice indicates an account of how timeless
meaning in a single idiolect may develop to become timeless meaning for a group.
In effect, he is arguing that individual speaker meaning can, over time, yield
conventional meaning. The exact status of this conventional meaning is perhaps
still uncertain. Meaning is best explained in terms of the practices of a
group; drawing on this, conventional meaning comes from 'the idea of aiming at
conformity'. 65 Grice recognises a tension, or an 'unsolved problem' in the
relationship between these two types of meaning. Briefly, 'linguistic rules'
can beidentified such that our linguistic practice is 'as if we accepted those
rules and conscientiously followed them'. But the desire to see this as an
explanation rather than just an interesting fact about our linguistic practice
leads us to suppose that there is a sense in which 'we do accept these rules'.
This then leaves the problem of distinguishing ontologically between acceptance
of the rules and existence of the practice. In the final William James
lecture, Grice attempts a restatement of his position on meaning. To say that
someone, U, means something, p, by some utterance of C, is to talk about 'U's
disposition with regard to the employment of C'. This disposition 'could be
(should be) thought of as consisting of a general intention (readiness) on the
part of U; U has the general intention to use C on particular occasions to
means that p' (Grice is here using 'mean,' for 'speaker meaning'). Although he
still wants to claim that all meaning is ultimately dependent on intention,
Grice is no longer claiming that all meaning is derived from speaker meaning,
therefore specifically from M-intentions. His extensive modifications of his
theory of meaning have themselves been the subject of criticism. In 1973 Max
Black, responding to the lectures so far published, commented on Grice's
'almost unmanageable elaborations' of his own theory. He likens the tenacity
with which Grice clings to the original idea to the latter fate of the
Principle of Verifiability', with its numerous qualifications and reservations
in the face of counter-examples. Employing an accusation that had long
haunted Grice, he suggests that this tenacity goes beyond 'an admirable
stubbornness' , amounting to 'something that might be called a
"philosophical fixation"'. The exact nature of conventional
meaning and its relation to the more central notion of speaker's meaning are
perhaps the least well resolved aspects of the William James lectures. They
are, however, crucial to Grice's central programme. A fully integrated
philosophy of language relating abstract linguistic meaning to what individual
speakers do in particular contexts needs at least a clear account of the status
of linguistic meaning. Grice seemed uncomfortable with its pres-ence, but
increasingly to be aware of his need to account for it. Towards the end of his
life, he commented that the relationship between word meaning and speaker
meaning was the topic 'that has given me most trouble'. However, some later
commentators have been more optimistic on his behalf. Anita Avramides has
argued that it is possible to reconcile a psychological account of meaning with
a conventional account, urging that 'Grice's work on meaning is, I believe, of
a hearty nature and can endure alteration and modification without becoming
obsolete.' Brian Loar has dismissed possible criticisms that Grice's account of
speaker meaning must always presuppose linguisticmeaning, claiming that 'the
basic illumination shed by Grice's account of speaker's meaning does not depend
on such precise conceptual explication.'1 The problems surrounding
conventional meaning prompted some of the earliest published responses to the
William James lectures, perhaps in part because the last two lectures in the
series, both concerned with this general topic, were the first to appear in
print: 'Utterer's meaning, sentence meaning, and word-meaning' in 1968 and
'Utterer's meaning and intentions' in 1969. In 'Meaning and truth', his
discussion of the 'Homeric struggle' between formal semanticists and
communication-theorists, Strawson suggests that the latter must always acknowledge
that in most sentences 'there is a substantial central core of meaning which is
explicable either in terms of truth-conditions or in terms of some related
notion quite simply derivable from that of a truth-condition.' Strawson singles
out Grice's 1968 article as an example of a communication theorist implicitly
making such as acknowledgement. Another published response to these early
articles came from Chomsky. It is clear from his 1976 book Reflections on
Language that Grice's admiration for his work was not reciprocated. Chomsky
detects a return to behaviourism in 'Utterer's meaning, sentence meaning, and
word-meaning'. This is rather surprising, given Grice's own explicit rejection
of behaviourism, and given his spirited defence of the need to allow
psychological concepts into the theory of language. Chomsky picks up on Grice's
reliance on having 'procedures' to produce certain effects as an account of
timeless meaning for a particular individual. Such an account, Chomsky
argues, simply cannot explain the creativity of language use: the ability of
speakers to produce and hearers to interpret an infinity of new sentences. He
is uncomfortable with the loose ends and pointers to unresolved problems
typical of Grice's work. In particular, and not surprisingly, he picks up
on Grice's discussion of the status of linguistic rules. This question, Chomsky
insists, is 'the central problem, not a marginal one' 73 His own answer is, of
course, that speakers really do follow linguistic rules in constructing
utterances, and that these rules can tell us everything about the linguistic
meaning of an utterance, and nothing about what an individual speaker meant in
producing the utterance. In this book, as elsewhere, Chomsky is advocating a
complete divorce between the discussion of linguistic meaning and the study of
communication. Communication, he argues, is not the only, and by no means a
necessary, function of language. Here is the source of the ultimately
irresolvable difference between Chomsky and Grice. For Grice, communication is
primary; the best chance for explaining language is by way of explaining
communication.Grice returned to Oxford after the William James lectures, but
only for one term. In the autumn of 1967 he took up an appointment at the University
of California, Berkeley. The move was permanent; during the rest of his life he
was to make only a handful of brief return visits to England. It was also in
many ways incongruous. A thoroughgoing product of the British elite educational
system, Grice delighted in the rituals and formalities of college life. And
even Kathleen was amazed that he was ready to turn his back on cricket,
concluding that it was only because at 54 he was too old to play for county or
college that he was prepared to move at all. But there was no reluctance in
Grice's acceptance of his new appointment. In fact, he engineered the move
himself. While at Harvard, he had made his interest known generally in the
American academic community. When the offer came from Berkeley he had accepted
it enthusiastically and, somewhat naively, without negotiation. Grice's
only published comment on the reasons for his move to America is in the
philosophical memoir in his Festschrift, part of his description of the
development of the theory of conversation: During this time my
philosophizing revealed a distinct tendency to appear in formal dress; indeed,
the need for greater contact with experts in logic and in linguistics than was
then available in Oxford was one of my main professional reasons for moving to
the United States.' Certainly, the later William James lectures show an
increasing formal-ism. For instance, in 'Utterer's meaning, sentence meaning
and word-meaning' Grice uses symbols to generalise over variables and
producegeneric logical forms to be instantiated in particular utterances. He
had found this way of working with language appealing on his earlier visits to
America, and two of his major philosophical influences at this time, Chomsky
and Quine, were American. There were other, more personal reasons for the
move. Grice had become a confirmed admirer of all things American. He
appreciated the comparatively relaxed social mores; the informality of the
1960s, which had not yet fully penetrated the Oxford colleges, suited his own
disregard for personal appearance. He loved the Californian sunshine. And he
was enthusiastic about the ready availability of what he saw as the most
important commercial commodities. Asked by one colleague what was attracting
him away to America he replied, 'Alcohol is cheap, petrol is cheap, gramophone
records are cheap. What more could you want?' Perhaps above all, he liked the
openness and warmth of American society. One incident in particular, from a few
years earlier, had strengthened him in this opinion. He had recently returned
to Oxford after a stay of several months in Stanford. He ran into a relatively
close colleague, who followed up a platitudinous declaration that they must
meet up some time with the comment, 'I don't seem to have seen you around. Have
you been away?' For Grice, this was indicative of a certain coldness and
distance in British, or at least Oxford, society that contrasted poorly with
his recent experiences in America. Certainly, he took to his new lifestyle with
ease and enthusiasm. Soon after the move he bought a house in the
Berkeley Hills, with a balcony overlooking San Francisco Bay. Kathleen, who had
stayed in England to oversee their two children's university entrances, moved
to Berkeley only in 1969, by which time the matter of the house was all
settled. She took a job teaching children with special needs, and would often
return after a day's work to find every window sill covered with dirty glasses,
some covered in paint smudges. Grice was in the habit of extending his hospitality
to every visitor to the house, whether colleague, student or decorator, but not
of tidying up afterwards.? Berkeley in 1967 was a centre for the
anti-Vietnam War movement, for the student protests and for the associated
questioning of social and political orthodoxy. However, such challenges were
not necessarily felt within the institution of the university itself. The
philosophy department had maintained a sharp hierarchical distinction between
faculty and students, even at graduate level. Grice, who specified that he
would teach only graduate students, had an impact on this. For all its
formality and traditionalism, the Oxford college tutorial system had the effect
of promoting regular contact, and free exchange of ideas, between tutorsand
students. Grice had greatly benefited from this, first as a student of W.
F. R. Hardie, and later as a tutor to younger philosophers such as Peter
Strawson. At Berkeley he taught his students in small groups, and encouraged
them to talk to him outside class times about philosophical ideas, including
their own. At his instigation, the weekly philosophy research seminars were
followed by an evening for both faculty and students in a local restaurant or
at his house. In turn, he was a regular and enthusiastic attender of student
parties. His motives were, of course, a mixture of the intellectual and the
social, but the effect was to offer students an unprecedented access to the
time and ideas of a member of faculty. Just as he retained a distinctly
'Oxford' ethos in his teaching, despite his enthusiasm for his new post, so
Grice remained unmistakably British, and more specifically old-school British
establishment. Perhaps even more strikingly after 1967 than before, his
supposedly 'everyday' linguistic examples were peopled by majors, bishops and
maiden aunts, set at tea parties and college dinners. He continued to produce
manuscripts in British English spelling, to be painstakingly changed to
American spellings by the copy editors. And in tape recordings even from 20 years
after the move, his conservative RP accent stands out in sharp contrast to
those of his American colleagues. Nor did Grice entirely leave behind the
methods and orthodoxies of Oxford philosophy when he moved to Berkeley to be in
closer contact with American formalism. Commentators on twentieth-century
philosophy have drawn attention to the different ways in which analytic
philosophy developed in America and in Britain. For instance, writing in 1956,
Strawson describes the American tradition as turning away from everyday
language in order to concentrate on formal logic, a tendency he sees
represented in the work of Carnap and of Quine. This he contrasts with the
British, or rather English, tradition, exemplified by Austin and Ryle, with its
continued close attention to common speech. He sees the former approach as
representing a desire to create something new, and the latter a desire to
understand what already exists; he even goes so far as to suggest that these
'national preferences' are indicative of 'a characteristic difference between
the New World and the Old'.3 Grice could be seen as making a strong statement
of academic intent by moving to America, but even in the work he produced
immediately after that move, perhaps the most formal work of his career, he
retained a distinctively 'Old World' sensitivity to ordinary language.
Grice's first publication after the move, apart from the two William James
lectures that appeared in print in the late 1960s, was 'Vacuousnames',
published in 1969. This was firmly located in a formalist tra-dition, appearing
in a volume of essays responding to the work of Quine and including
contributions by linguists and logicians such as Chomsky, Davidson and Kaplan.
It was concerned with issues of refer-ence, in particular the question of how
best to analyse sentences containing names that fail to refer, sentences such
as 'Pegasus flies'. Grice had in fact been working on reference for some time,
both before and after his move. He was lecturing on the topic in Oxford in
October 1966, and gave a paper closely related to 'Vacuous names' at Princeton
in November 1967. He comments at the start of the published paper on his own
inexperience in formal logic: 'I have done my best to protect myself by
consulting those who are in a position to advise me; they have suggested ideas
for me to work on and have corrected some of my mistakes.* It seems that he had
undertaken, quite self-consciously, to educate himself in predicate logic, so
as to be in a position to answer the question in which he had become
interested. The quantity of notes that survive from this period, and the wide
range of materials they cover, testify to the perseverance, and also the
relentlessness, with which he pursued this end. Tiny, scrawled logical symbols
cover headed note-paper from both St John's College and the Berkeley
department, and envelopes addressed to Grice both at Woodstock Road and at
various temporary addresses from his early months in Berkeley. In some of
the notes from early in his Berkeley career, Grice devotes a lot of attention
to the way in which expressions such as 'reference' and 'referring' are used in
everyday language. He considers expressions such as 'in saying p, S was making
a reference' and 'in what S said p occurred referentially'. Such locutions, he
notes to himself, are 'princi-pally philosophical in character; ordinary chaps
don't often say this sort of thing'.' Instead, he investigates expressions that
do occur in ordinary language, such as the phrase 'when he said... he was
referring to .., for instance 'when he said "The Vice President has
resigned" he meant/was referring to the secretary'. People do regularly
use the expression 'refer' to describe not just what phrases literally denote,
but what people intend to pick out, or point to. Grice tackles the apparent
paradox introduced by such an example. If what the speaker meant was that the
secretary (Jones) had resigned, and it is true that the secretary had resigned,
what he said is true. However, what he said entails that there is (was) a
vice-president. In a situation where it is not true that there is (was) a
vice-president, what is said is not true. It seems at least possible that the
speaker's remark must be both true (because the secretary has resigned) and not
true (because there is no vice-president) atthe same time. Grice notes that the
'truth of what is said (in suitable cases) must turn not only on denotation but
also on reference': on what the speaker intends to pick out as well as on what
the words literally indicate. In 'Vacuous names' ', Grice declares
himself keen to uphold if possible a number of intuitively appealing
dogmas. These should ideally inform the construction of a predicate calculus to
explain the semantics of natural language. The dogmas include a classical view
of logic, in which if Fa is true then ~Fa must be false, and vice versa. They
also include the closely related claim that 'if Pegasus does not exist, then
"Pegasus does not fly" (or "It is not the case that Pegasus
flies") will be true, while "Pegasus flies" will be
false'." If these truth relations hold, 'Pegasus flies' logically entails
that Pegasus exists. In this, Grice is proposing to sustain a Russellian view
of logic. This may seem like an unexpected or contradictory proposal from a
philosopher of ordinary language who had collaborated with Strawson and
employed his 'presuppositional' account of such examples in their joint work on
categories. However, Grice had been moving away from a straightforwardly
presuppositional account for some time. As early as the notes for the lectures
on Peirce from which 'Meaning' developed, he had pondered the idea that
examples Strawson would describe as presuppositional might provide
illustrations of the difference he was investigating between sentence meaning
and speaker meaning? Grice does not argue that Strawson's account of
presupposition does not work, or does not explain accurately how people
understand utterances in context. But he suggests that it is not necessary to
use Strawson's observation as an explanation of sentence logic as well as
speaker meaning. In the years since he made these notes, he had of course
refined this notion in much more detail, developing in the William James
lectures the idea that logical form may be quite different from context-bound
interpretation, with general principles of language use mediating between the
two. He adopts this approach in 'Vacuous names' '. He con- siders
two different uses of the phrase 'Jones's butler' to refer to an indi-vidual.
On one occasion, people might say 'Jones's butler will be seeking a new
position' when they hear of Jones's death, even if they do not know who the
butler is; they might equally well say 'Jones's butler, whoever he is, will be
seeking a new position'. On a different occasion, someone says 'Jones's butler
got the hats and coats mixed up', describing an actual event, but mistakenly
applying the name 'Jones's butler' to a person who is actually Jones's
gardener; Jones does not in fact have a butler. In effect Grice wields Modified
Occam's Razor, although he doesnot name it, when he insists that there is no
difference in the meaning of the descriptive phrase in these two instances,
only in the use to which it is put. I am suggesting that descriptive phrases
have no relevant systematic duplicity of meaning; their meaning is given by a
Russellian account.' So in the second case, when 'Jones's butler' fails
literally to refer, 'What, in such a case, a speaker has said may be false,
what he meant may be true (for example, that a certain particular individual
[who is in fact Jones's gardener] mixed up the hats and coats)." For
Grice, our responses to speakers' everyday use of expressions may not be the
best guide to logic. Grice was genuine in his desire to find out more
about both logic and linguistics. His notes from the years immediately
following the move to Berkeley reveal that, as well as setting himself the task
of learning predicate calculus, he was reading current linguistic theory. Along
with his own extensive notes on the subject, he kept a copy of Chomsky's 'Deep
structure, surface structure and semantic interpretation', in a version
circulated by the Indiana University Linguistics Club early in 1969.1º He also
had a number of articles on general semantics, on model-theoretic semantics,
and on the semantics of children's language. The notes show him at work on the
interface between semantics and syntax. There are tree diagrams and jottings of
transformational rules mapping one diagram on to the next. There are sketches
of phrase structure rules, such as 'NP → Art + N' and 'N → Adj + N',
accompanied by the list 'N: boy, girl, tree, hill, dog, cat'." He seems to
have been interested for a while in reflexive pronouns, listing verbs with
which they were optional, or verb phrases from which they could be deleted
('shave myself'/'shave', 'dress myself'/'dress') and those from which they
could not ('cut myself'/'cut', 'warm myself'/'warm'). He also dabbled in
pho-netics, making notes to remind himself of words representative of the
various vowel sounds, and drawing up a table of the distinctive features of the
consonants Ip, lt and kJ. Given this flurry of interest in linguistics,
and his stated intention of putting himself into closer connection with
practising linguists, it is striking that Grice does not seem to have sought
any contact with linguists working at Berkeley. This is all the more surprising
given that the interests of some Berkeley linguists at the time might be seen
as corresponding remarkably closely to his own. If Berkeley was a hub of
student uprising in 1967, it was to become a centre for a different, quieter
revolution in the early 1970s. The generative semanticists were in revolt
against what were now the orthodoxies of Chomskyan linguistics. Chomsky
was maintaining his hard line on the difference betweenlinguistic and
non-linguistic phenomena. He argued that generative grammar was concerned with
syntactic structure, and with semantic meaning to the extent that it depended
on deep structure. It had nothing whatsoever to say about how speakers use
language in context. The generative semanticists argued that, if grammar
really was to offer an account of the human mind, it should be able to explain
all aspects of meaning, including the obvious fact that meaning is often
indirect, or non-literal. Robin Lakoff has described how, in making such
claims, linguists such as Paul Postal, George Lakoff, James McCawley and John
Ross were seen as directly opposing Chomsky. Their attempts to find ways of
incorporating various aspects of utterance meaning into a formal theory of
language led to more and more complicated linguistic rules, and eventually to
the failure of generative semantics as an enter-prise. Along the way, however,
they picked up on work from ordinary language philosophy as 'the magic link
between syntax and pragmat-ics'." Speech act theory offered a way of
incorporating utterance function into grammar. Generative semanticists
attempted to account for implicit performatives, where no overt performative
verb is present, in terms of a 'performative marker' in deep structure.13
Grice's theory of conversation suggested possibilities for incorporating
context-sensitive rules into grammar, and thereby explaining a wide range of
non-literal or indirect meaning.14 However, there was little personal
contact between Grice and the linguists who were making such enthusiastic use
of his work. Programmes of the Berkeley linguistics colloquium, sent to Grice
in the philosophy department, provided him with paper for his incessant
jottings and list-ings, but were left unopened. McCawley's work on the
performative hypothesis gets a mention in a handout for Grice's students from
1971, but references in his more public lectures and in his published work are
always to philosophers rather than linguists. Aware of what linguists were
doing, but not in active dialogue with them, he worried privately in his notes
over whether logicians and linguists actually mean the same by their apparently
shared vocabulary such as 'syntax' and 'semantics'. T have the feeling',
he confesses, 'that when I use the word "semantic" outside logical
discussion, I am using the word more in hope than in understanding.'5
There are, perhaps, two explanations for Grice's silence on the topic of
generative semantics in particular, and of linguistics more generally, although
there is no evidence that Grice himself endorsed either of these. One is to do
with the specific differences between Grice's enterprise and that of his
contemporaries in linguistics, the other with themore general differences
between linguistics and philosophy as disci-plines. Although one of Grice's
central interests at the time was that of linking semantics and syntax into a
coherent theory of language, he saw semantics as primary and syntax as derived
from it. As he suggested in one talk on the subject: What I want to do is
in aid of the general idea that one could work out for a relatively developed
language a syntax such that all the way down any tree which would terminate in
the [sic] sentence of the language would be a structure to which a semantical
rule was attached.17 His theory of meaning was the driving force behind
his theory of lan-guage. The generative semanticists, on the other hand, took
syntax as primary. Syntax, with a much more precise definition than Grice was
using, was the governing factor in language. Their aim was to use it to explain
as many aspects of meaning as possible. More generally, as Robin Lakoff
has pointed out, the disciplines of philosophy and linguistics have different
expectations of a 'theory' of language and make different assumptions about the
role of examples. 18 Linguists, at least those within a broadly 'Chomskyan'
framework, are generally committed to the scientific validity of their
theories. Examples are used to demonstrate a point and, in the face of
counter-examples, the theory must be modified or in the worst case
abandoned. Philosophers in Grice's style are concerned with producing
philosophically revealing accounts of the relevant phenomena, and examples are
used to illustrate these accounts. Some of the more recent reactions to the
theory of conversation from within linguistics highlight these different
expectations. For instance, Paul Simpson has complained that 'Grice's own
illustrations are all carefully contrived to fit his analytic model; as a
result there emerge from the theory too few explicit criteria to handle the
complexity of naturally occurring language.'' For Grice's purposes, the close
fit of illustration and model is no problem; to a linguist it is a major
fault. In 1970, Grice gave a series of lectures and seminars at the
University of Urbana under the uncompromisingly ambitious title 'Lectures on
language and reality'. He explains at the start of these that his overarching
theme will be reference, a topic that has interested him for some time. His
interest follows on his belief that a clear account of reference is essential
to a full understanding of many other central topics in the philosophy of
language. More specifically and recently, he has come tosee its significance to
the connections between grammar and logic, between syntax and semantics. In the
first lecture he launches into an elaborately coded account of language, based
on a pseudo-sentence invented by Rudolf Carnap. In the introduction to The
Logical Syntax of Language, Carnap presents a typically logical positivist
account of the philosopher's reason for taking language seriously. A suitably
rigorous language will provide the necessary tools for logical and scientific
exposition. This language is to be a formal system, concerned with types and
orders of symbols but paying no attention to meaning. 'The unsystematic and
logically imperfect structure of the natural word-languages' makes them
unamenable to such formal analysis, but in a 'well-constructed language' it is
possible to formulate and understand syntactic rules. 20 For instance,
given an appropriate rule, it can be proved that the word-series 'Pirots
karulize elatically' is a sentence, provided only that 'Pirots' is known to be
a substantive (in the plural), 'karulize' a verb (in the third person plural),
and 'elatically' an adverb... The meaning of the words is quite inessential to
the purpose, and need not be known. Carnap does no more with his invented
example, proposing instead to stick to symbolic languages. Grice's
approach and purpose in 'Lectures on language and reality' are very different
from Carnap's, although he does not refer directly to these differences, and
indeed mentions Carnap only in passing. Still at heart a philosopher of
ordinary language, Grice is convinced that natural language is a worthwhile
focus of philosophical investigation in its own right, and that its apparent
logical imperfections are not insurmount-able. Moreover, it is philosophically
important because of the purposes to which it is put, not because of its
potential for logical expression. Perhaps with an eye to the
subversiveness of his undertaking, he borrows from Austin's paper 'How to talk:
some simple ways' in suggesting that his programme might be subtitled 'How
pirots carulize elatically: some simpler ways'.21 Grice uses Carnap's
nonsense words, and others like them, to build up a fragment of a fantasy
world. So his audience is treated to pieces of information such as 'a pirot a
can be said to potch of some obble & as fang or feng; also to cotch of x,
or some obble e, as fang or feng; or to cotch of one obble o and another obble
o1 as being fid to one another'. 22 Some way into the first lecture he offers
the audience the key to thiscode. Pirots are much like ourselves, and inhabit a
world of obbles very much like our own world. To potch is something like to
perceive, and to cotch something like to think. Feng and fang are possible
descrip-tions, much like our adjectives. Fid is a possible relation between
obbles. Part of the reason for the elaborate story of obbles, he
suggests, is because: it seems to me very important that, when one is
considering this sort of thing, one should take every precaution to see that
one isn't taking things for granted and that the concepts which one is going to
use have, as their basis, concepts which will only bring in what is required
for them to do whatever job it is that one wants them to do. Carnap
wanted to use semantically opaque forms to hint at how an analysis of syntax
might proceed without reference to meaning. Grice's intention in borrowing his
example is to consider what concepts might be necessary to the discussion
of meaning and reference, freed from the normal preconceptions of such a
discussion. It is when the behaviour of pirots is considered, when a
group of pirots in a particular gaggle interact together, that the notion of
reference becomes important. Situations in which pirots want to communicate
about obbles are when language 'gets on to the world'. In effect, Grice is
encouraging the dispassionate consideration of what rational beings are likely
to do with a communication system. The regularities of syntax are based on
language's function of referring to the world; the types of meanings the pirots
need to express determine the structures of the language. A successful language
is one able to offer true descriptions of the world. The business of language,
its driving force, is com-munication. Grice may appear to have moved rather a long
way from the ideals of ordinary language philosophy, in constructing an
artificial code, or language fragment. However, he emphasises that he see this
as a necessary simplification, as a way of modelling and defamiliarising
natural language in order to study it more clearly. His interest remains with
the issue of how language maps on to reality: how it exists principally as a
system for communicating about the world shared by a community of speakers. He
is interested in the workings of natural language rather than the regularities
of the constructed, purified language of logic. The transcriptions of the
Urbana seminars show one participant asking him whether it would not be better
to stick to a logical lan-guage, with its simple, familiar structures: 'why bother
with ordinarylanguage?' Grice's simple reply is 'I find ordinary language more
interesting. 23 Grice returns to the debate between Russell and Strawson
over denoting expressions that fail to refer in the fourth Urbana lecture, the
only one to be published (some years later, as 'Presupposition and
conversational implicature'). Here again, his inclination is in favour of
Russell's theory of descriptions to account for examples such as 'the king of
France is bald', and to find alternative explanations for the
'presuppo-sitional' effects associated with them. Characteristically tentative,
Grice does not explicitly endorse the Russellian position, but proposes to
investigate it and test the extent of its applicability. This time, he states
explicitly that he will apply the 'dodge' of implicature. On Russell's
interpretation of 'the King of France is bald', both the unique existence and
the baldness of the king of France are logical entailments of the sentence;
'the king of France is not bald' is ambigu-ous, with both entailments of the
positive sentence equally possible candidates for denial. Strawson objected
that a person who utters 'the king of France is not bald' will generally be
taken to be committed to the existence of the king and to be denying his baldness.
The supposed ambiguity is rarely if ever a feature of the use of such an
expression. Grice concurs with Strawson's suggestion that the commitment
to existence seems to be shared by the assertion and its denial. However, he
argues, it is not necessary to assume that the commitment is of the same order,
or to the same degree, in both cases. If Russell's interpretation is retained,
it follows that the denial must be semantically ambiguous between a negation
with scope over the whole sentence, and negation with scope simply over the
baldness. The latter does, whereas the former does not, retain semantic
commitment to the existence of the king of France. On this interpretation the
existence of the king of France is an entailment of the positive assertion, and
of one (strong) reading of the denial. However, 'without waiting for
disambiguation, people understand an utterance of "the king of France is
not bald" as implying (in some fashion) the unique existence of the king
of France.'2 In response to this, it is possible to argue that on the weak
reading of the denial the commitment to the existence of the king, although not
a logical entail-ment, arises as a conversational implicature in use. The
implicature envisaged by Grice in this latter case is a generalised
conversational implicature; it arises by default when the expression is used,
unless cancelled explicitly or by features of the context. It is present
because of the speaker's choice of the form of expression. For this reason
Grice proposes to explain it in terms of the general categoryof Manner. In his
original account of this category he suggested four maxims, and hinted that it
might be necessary to add more. Here, he suggests one such addition, namely the
maxim 'Frame whatever you say in the form most suitable for any reply that
would be regarded as appro-priate', or 'Facilitate in your form of expression
the appropriate reply' 25 It is reasonable to expect that conversational
contributions will be expressed in a manner conducive to the most likely
possible reply or range of replies. The facilitation of likely responses
is also advanced to counter another of Strawson's objections to Russell. On
Russell's account, an utterance of 'the king of France is bald' is simply
false. Yet, Strawson observes, our most likely response on hearing it uttered
would not be to say 'you're wrong' or 'that's false', but to be in some sense
lost for an answer. According to Grice, the speaker in such a situation
has not framed the utterance in a way that makes a reply easy. One possible
likely response to a statement is a denial. In a conversational contribution
entailing several pieces of information it is possible that any one of these
pieces may be denied, but some particular aspect is often a most likely
candi-date. If all pieces of information are equally likely to be denied, the
most cooperative way of phrasing the utterance would be as a simple conjunction
of facts. The speaker would be expected to utter something close to the
Russellian expansion, something such as 'there is one unique king of France,
and this individual is bald'. In producing the contracted form 'the king of
France is bald', however, the speaker is apparently assuming that possible
responses do not include the denial of the unique existence of the king of
France. Grice suggests that it is generally information with 'common-ground'
status that is not considered a likely basis for denial. This may be because
the information is commonly known, and known to be commonly known between
speaker and hearer. But this explanation will not always serve: For
instance, it is quite natural to say to somebody, when we are discussing some
concert, My aunt's cousin went to that concert, when we know perfectly well
that the person we are talking to is very likely not even to know that we have
an aunt, let alone know that our aunt has a cousin. So the supposition must be
not that it is common knowledge but rather that it is noncontroversial, in the
sense that it is something that we would expect the hearer to take from us (if
he does not already know). That is to say, I do not expect, when I tell someone
that my aunt's cousin went to a concert, to be questioned whether I have an
aunt and, if so, whether my aunt has a cousin.This is the sort of thing that I
would expect him to take from me, that is, to take my word for. 6 The
king of France is bald' presents the baldness as available for discussion, as
possibly controversial. The existence, however, is not treated as something
likely to be challenged. This explains the difficulty encountered by anyone who
does in fact want to challenge it. Similarly, the negative statement is
interpreted as a challenge to some actual or potential statement in which the
baldness, not the existence, of the king of France is at issue. This explains
why it is generally taken to commit the speaker to the belief that the king of
France exists, even if it does not in fact logically entail this. Grice's
treatment of presuppositional phenomena in 'Presupposition and conversational
implicature' is sketchy and partial. He offers a fairly detailed account of
examples containing definite descriptions, but his rapid survey of other types
of presuppositional phenomena suggests that his account may not be easily
extendable. The paper offers a further example of an attempt to apply the
phenomenon of conversational implicature to a philosophical problem of long
standing, and in particular to preserve a classical account of logic in the
face of apparently intractable facts of language use. In considering the link
between grammatical structure and the status of information, it draws on
Grice's general interest in ways in which meaning may drive syntax. He does not
generalise from the particular consideration of referring expressions in this
paper. However, an unpublished paper from much later in his life does suggest
the directions in which his thoughts may have devel-oped. In 1985, Grice was
seeking to reconcile the Oxford school of philosophy with Aristotle's idea that
philosophy is about the nature of things, rather than language. He proposes to
adopt the hypothesis that opinion is generally reflected in language, with
different 'levels' representing different degrees of commitment. Some aspects
of knowledge receive the deepest level of embedding within syntax, residing in
what Grice describes as the 'deep berths' of language. It is not possible for a
speaker even to use the language without being committed to these. The
deepest levels are at a premium, so it is in the interests of speakers to reserve
these for their deepest commitments. People might challenge these, Grice
suggests, but it would be dangerous to do so. If we subscribe to this account,
we might be tempted to argue that first principles of knowledge are to be found
in the syntactic structure, rather than the vocabulary, of language: 'how we
talk ought to reflect our most solid, cherished and generally accepted opinions
2 In this discussion of whatis presented as uncontroversial and what as
available for denial, Grice might be described as interested in the ways in
which different syntactic devices available for conveying information bring
with them different existential and ontological commitments. The fourth
Urbana lecture, taken on its own, offers an account of how a possible addition
to the category of Manner suggests a new approach to the problems posed by
Russell's theory of descriptions. In the somewhat abridged form in which it was
published as 'Presupposition and conversational implicature' this is, of
course, how it is generally read. In the context of the Urbana lectures
as a whole, however, it can also be seen as part of a much more ambitious
project to describe how lan-guage, as a system to serve the communicative needs
of rational beings, 'gets on to' the world, or functions to refer and
describe. In this context, it is also apparent that Grice saw the question of
the nature of reference as central to the philosophy of language, and
particularly to his current interest in the division between syntax and
semantics, or logic and grammar. Ultimately, it might be hoped that the
structure of language could be shown to be revealing of the structure of human
knowledge, precisely because language is dependent on knowledge. The
theory of reference was not the only topic in the philosophy of language to
which Grice returned during the early 1970s. His new interest in the
relationship between semantics and syntactic form, and hence in the expression
of human thought, also prompted him to revisit the topic of intention. He had
been elected Fellow of the British Academy in 1966, and in the summer of 1971
he made one of his rare return visits to England in order to give an Academy
lecture. For his topic, he chose to return to the themes of his discussion
paper 'Intentions and dispositions' some 20 years earlier. In the mean time,
Hampshire and Hart had published their 'Decision, intention and certainty'.
Gilbert Harman has repeated the rumour that this paper, containing a similar
idea to that in 'Intentions and dispositions', 'prompted Grice to develop his
alternative analysis'28 In his British Academy lecture, 'Intention and
uncertainty', Grice refers rather vaguely to 'an unpublished paper written a
number of years ago', and a thesis advanced in it that he now wants to
criticise. He reformulates his original two-pronged account as a three-pronged
one by making independence from empirical evidence into a separate criterion.
'X intends to do A' can truthfully be used only in cases where X is ready to
take any preparatory steps necessary to do A. Further, such a statement
implies or suggests that X is not in any doubt that X will in fact do A.
Finally, this certainty on the part of the speaker must be independent of any
empirical evidence. Drawing onthe old ordinary language technique of devising a
dialogue as context for a particular word, Grice offers the following
illustration: I intend to go to that concert on Tuesday. You will enjoy that. I may not be there. I am afraid I don't understand.
The police are going to ask me
some awkward questions on Tuesday afternoon, and I may be in prison by Tuesday
evening. Then you should have said to
begin with, 'I intend to go to the concert if I am not in prison', or, if you
wished to be more reticent, something like, 'I should probably be going', or,
'I hope to go', or, 1 aim to go', or, 'I intend to go if I can'. Grice seems
unconcerned by the highly artificial nature of this 'con-versation', compared
to the structure and flow of naturally occurring talk. He comments that 'it
seems to me that Y's remarks are reasonable, perhaps even restrained. 2 His
point is that it seems legitimate to object to a use of 'I intend.' in cases
where the speaker is not sure that it will be possible to fulfil the intention.
The omission of such an addition as '... if I can' is possible only in cases
where the doubt is perfectly obvious to both speaker and hearer, as when the
speaker is making plans to keep ducks in extreme old age, or to climb
Everest. Grice's criticism of his own earlier analysis focuses on the implication
that an intention is a type of belief, and the secondary notion that it is a
belief independent of evidence. He argues that there are simply no parallels to
be found for this type of belief; neither a hunch nor a memory will fit the
bill. A belief such as an intention would have to be - one that could not
be true, false, right or mistaken - simply does not properly bear the title of
belief at all. This means that intention lacks a clear definition, leaving it
open to a sceptical attack challenging the coherency of ever saying 'I intend..
To use the statement 'I intend to do A' is to involve oneself in some degree of
factual commitment and there must be something giving one the right to do this.
Usually that something is evidence, but in the case of intention it has been
established that there is nothing that would count as adequate evidence.
Grice responds to this possible sceptical position by rejecting the assumption
that in stating an intention one is involved in a factual com-mitment. Characteristically,
he develops this objection by means of a careful analysis of language. He
suggests that there is a difference between two uses of the 'future tense' in
English, a difference notmarked linguistically, or marked only in careful use
in the distinction between 'I will..' and 'I shall ... In most normal uses, 'I
will ..! can be used either with a future intentional or a future factual
meaning. Strictly speaking, if we intend to go to London tomorrow, we can
only honestly use the expression 'I will go to London tomorrow' in its future
intentional meaning; to do otherwise would be to suggest that it is somehow
beyond our control. And for these future intentional statements it is simply
not legitimate to ask for an evidential basis, any more than it would be in
response to 'Oh for rain tomorrow!'. In each case to ask for evidence would be
'syntactically' inappropriate. Having drawn attention to this
distinction, Grice ponders the links it suggests between intending and
believing with respect to a future action. He proposes the term 'acceptance' as
one that can express 'a generic concept applying both to cases of
intention and to cases of belief'.3° Using the notion of acceptance in the
original three-pronged analysis might, he suggests, rescue it from the
criticisms based on its reliance on belief as central to intention. In the case
of intention but not of belief, X accepts that X will do A and also accepts
that X doing A will result from that acceptance. No external justification is
required. In the case of belief, however, some external justification, or
evidence, is needed for the acceptance. At the start of 'Intention and
uncertainty', Grice acknowledges a debt to Kenny's concept of 'voliting'. He
does not refer directly to Kenny's work, but its influence appears in relation
to the notion of 'acceptance'. Anthony Kenny, an Oxford philosopher who
was President of the British Academy, had published a collection of essays
entitled Action, Emotion and Will since Grice's first attempt at analysing
intention. Kenny argues that expressions of desire and of judgement both
display a similar complexity; both take as object not a thing but a state of
affairs, despite surface appearances to the contrary. 'Wanting' always
specifies a relation to a proposition; so, for instance 'wanting X' is in
fact 'wanting to get X'. For this reason, we might 'expect that an
analysis of a report of a desire should display the same structure as the
analysis of a report of a judgement' 3' Kenny introduces the artificial verb
'volit' to generalise over the range of attitudes a speaker can adopt to a
proposition that express approval, whether this be approval of actual states,
as in 'x is glad that p' or of possible states as in 'x wishes that p'. This
positive attitude distinguishes 'voliting' verbs from simple judgement, which
may be neutral or even disapproving. Kenny's 'volition' also covers intention.
Later, Kenny proposes to borrow Wittgenstein's term 'sentence-radical' to
describe the propositional form that can serve asthe object of any verb of
'voliting'. So 'You live here now' and 'Live here now!' share the same
sentence-radical as a common element of meaning, and it is necessary to
distinguish this from the 'modal com-ponent, which indicates what function the
presentation of this state of affairs has in communication' 32 By means of this
idea, Kenny is able to identify a connection between his verbs of volition
a nd those of judgement. There is some relation which holds between
a man's Idea of God and his Idea of England no matter whether he judges that
God punishes England or he wants God to punish England. Any theory of judgement
or volition should make this common element clear.33 In 'Intention and
uncertainty', Grice employs Kenny's notion of 'voliting' in drawing a
connection between intention and willing, but he does not make much use of
Kenny's analysis in terms of 'sentence-radicals'. This clearly influenced his
thinking in this area, however, and its effects can be seen in 'Probability,
desirability and mood operators', a paper written and circulated in 1972, but
never published. The connection between probability and desirability, or at
least between probability statements and desirability statements, had been
discussed by Donald Davidson in a paper Grice heard at the Chapel Hill
Colloquium in Philosophy at the University of North Carolina in the autumn
of 1967. Davidson was another of the highly formal American philosophers
of logic and language influential on Grice's thinking and methodology at this
time. In this paper, eventually published in 1970, Davidson uses pr and pf,
qualitative operators with scope over pairs of propositions that express
attitudes of the probable and the obligatory respec-tively. Thus, 'pr (Rx, Fx)'
can be instantiated as 'That the barometer falls probabilizes that it will
rain', or, more naturally 'If the barometer falls, it almost certainly will
rain'. A moral judgements such as lying is wrong' is to be understood, again as
a relation between two proposi-tions, as something such as 'That an act is a
lie prima facie makes it wrong'. This can be symbolised as 'pf (Wx,
Lx)'.34 Grice considers attitudes towards probability and desirability in
terms of the functions they serve in human cognition. This is reminiscent of
his work in 'Indicative conditionals' on the purpose of logical connectives
such as 'v' and 's' in terms of their roles in reasoning processes. Here,
he argues that probabilistic argument functions in order to reach belief in a
certain proposition. Moreover:The corresponding function of practical argument
should be to reach an intention or decision; and what should correspond to
saying 'P', as an expression of one's belief, is saying 'I shall do A', as an
expres. sion of one's intention or decision. 35 Going further than
Davidson, Grice argues that structures expressing probability and desirability
are not merely analogous; they can both be replaced by more complex structures
containing a common element. Grice proposes two types of operators, Op^
and Op". In combination, these replace Davidson's pf and pr. The operators
grouped together as Op® represent moods close to ordinary indicatives and
imperatives. They can be divided into two types: Op", and Op",
corresponding to t and ! respectively. A-type operators, on the other hand,
represent some degree or measure of acceptability or justification. They can
take scope over either of the B-type operators, yielding 'Op^ + Op", + p',
or 'Op^, +t + p' for an expression of 'it is probable that p' and 'Op", +
Op" + a', or 'Op+! + p' for an expression of 'it is desirable that
a'. Moving on from operators to consider the psychological aspect of
rea-soning, Grice proposes two basic propositional attitudes: J-acceptance and
V-acceptance, to be considered as more or less closely related to believing and
wanting. Generalising over attitudes using the symbol 'V', he proposes 'X y'
[p]' for J-accepts and 'X y? [pl' for V-accepts. There are further, more
complex attitudes y and y*. These are reflexive: attitudes that x can take to
J-accepting or V-accepting. y is concerned with an attitude of V-accepting
towards either J-accepting [p] or J-accepting [-pl; x wants to decide whether
to believe p or not. y* is concerned with an attitude of V-accepting towards
either x V-accepts [p] or x V-accepts I-pl; x wants to decide whether to will p
or not. On the understanding that willing p gives an account of intending p,
this offers a formalisa-tion of intending. Grice notes that for each
attitude there are two further subdivisions, depending on whether the attitude
is focused on an attitude of x or of some other person. Therefore 'x y', Ipl'
is true just in case 'x y? [x y' [p] or x y' I-pll' is true; 'x y's Ipl'
is true just in case 'x V-accepts (y}) ly V-accepts (y*) [x J-accept (y') [p]
or x J-accept (v') [-p]ll' is true. Grice suggests an operator, Opa,
corresponding to each particular propositional attitude y', where 'i' is a
dummy taking the place of either 1, 2, 3, or 4, and where 'a' is a dummy taking
the place of either 'A' or 'B'. He now has four sets of operators,
corresponding to four sets of propositional attitudes, which he describes as
follows:Op'a Judicative (A cases Indicative, B cases Informative)
Op a Volitive (A cases Intentional, B cases Imperative) Op a
Judicative Interrogative (A cases Reflective, B cases Imperative)
Op*a Volitive Interrogative (A cases Reflective, B cases
Inquisitive) For all 'moods' except the second, the syntax of English
does not reflect the distinction between the A and B cases. Grice notes that
'in any application of the scheme to ordinary discourse, this fact would have
to be accommodated'. This suggests that he was thinking of his scheme as at
least in principle applicable to an analysis of everyday language. For present
purposes, he proposes to concentrate on the simple judicative and volitive
operators. This is presumably because these express his basic psychological
categories of J-accepting and V-accepting. He has, however, established that it
is possible to discuss more complex opera-tors, and therefore more complex
psychological attitudes, a topic to which he was to return. The attitudes
expressed by t, and by the pair and !'s and ! ('I shall do A' and 'Do A') can
be expressed by a general psychological verb of 'accepts'. So, for instance, 'x
J-accepts [pl' is 'x accepts [-pl' and 'x V-accepts [pl' is 'x accepts
l'ap!'. Grice makes it clear that, in discussing meaning, he is still
describing a way of speaking, a type of procedure for achieving a goal. The
semantic characterisation of the operators consists in specifying the
associated procedures. This position has an obvious kinship with views of
Searle; one place where we differ is that I am not prepared to treat as
primitive the notion of rule (whether constitutive or otherwise), nor that of convention
(indeed I am dubious about the relevance of the latter notion to the analysis
of meaning and other semantic concepts). The notion of a rule seems to me
extremely unclear, and its clarification would be one result which I hope might
be obtained, ultimately, from the line of investigation which I am pursuing in
this paper. The written dialogue between Davidson and Grice continued. In
1978 Davidson published a paper entitled simply 'Intending', part of whichhe
devoted to a response to Grice's 'Intention and uncertainty'. Like his earlier
paper, 'Intending' was the result of various drafts and conference papers,
including one presented at the Chapel Hill Colloquium in Philosophy in October
1974. There, Davidson has commented, 'it received a thorough going over
by Paul Grice.36 In 'Intending', Davidson suggests, or rather presupposes, that
it is reasonable to 'want to give an account of the concept of intention that
does not invoke unanalysed episodes or attitudes like willing, mysterious acts
of the will, or kinds of causation foreign to science' 37 He sees a problem
here in accounting for 'pure intending', a type not accompanied by any
observable be-haviour or consequence. He proposes instead a definition, or a
path towards a definition, in terms of beliefs and attitudes that can be taken
as rationalising an intention. Davidson acknowledges Grice's point that
intentions are often conditional on certain issues, and that the conditions are
often not expressed, or not articulated, for various reasons. He quotes Grice's
dialogue about the fact that X might miss the concert by being in prison. His
argument is that, however misleading X's original statement of intention may
have been, it was not strictly incorrect. It is not inaccurate to say 'I intend
to go to the concert' when you know that there may well be a reason why you
cannot go, anymore than it is contradictory to say 'I intend to be there, but I
may not be there'. Indeed, stating every condition that might prevent the
fulfilment of an intention is not practicable, even if it were desirable. 'We
do not necessarily believe we will do what we intend to do, and ... we do not
state our intentions more accurately by making them conditional on all the
circumstances in whose presence we think we would act.'38 Davidson considers
intention in terms of wanting, but not as a subclass of wanting. Indeed, he
argues that it is possible for someone to say that he wants to go to London
next week, but he does not intend to go because there are other things he wants
to do more. Rather, both intending and wanting are separate sub-parts of a
general psychological pro-attitude, and they are expressed by value
judgements. Grice's 'thorough going over' of Davidson's paper was never
pub-lished, but it was tape recorded and subsequently transcribed. In it he
outlines the position he took in Intention and uncertainty'. X intends to do A'
entails that X believes X will do A; X's belief depends on evi-dence, but the
relevant evidence derives from X's own psychological state. For Davidson the
relationship between intention and belief is not one of entailment, but rather
by saying 'I intend..' in certain circumstances you suggest that you believe
you will do it. Grice wonders whether it might be possible to explain
Davidson's position in terms ofa conversational implicature from 'I intend..'
to 'I believe ... But he comments wryly that 'I have never been a foe to the
idea of replacing alleged entailments by implicatures; but I have grave doubts
whether this manoeuvre is appropriate in this case.'39 Grice builds his
case around a distinction between extensional and non-extensional intentions.
In effect, a non-extensional intention is one that the subject in question
would recognise. This is the one most commonly considered in discussions of intention,
Grice argues. If 'The Dean intends to ruin the department (by appointing
Snodgrass chair-man)' is true on a non-extensional reading, then the Dean
would, if forced, be in a position to aver 'I intend to ruin the Department'.
If the Dean says 'I shall ruin the Department' he is expressing, rather than
stating his intention. It would, contra Davidson's claim, be inconsistent for
the Dean to say 'I shall ruin the Department, but maybe I won't in fact ruin
it'. The apparent counter-examples can be explained in terms of
'disimplicature'. In effect, context sometimes means that normal entailments
are suspended. If we say that Hamlet saw his father on the ramparts at
Elsinore, in a context where it is generally known that Hamlet's father is
dead, then we are not committed to the usual entailment that Hamlet's father
was in fact on the ramparts. In such a context, the speaker 'disimplicates'
that Hamlet's father was on the ramparts. In the same way, when context makes
it quite apparent that there may be forces that will prevent us from fulfilling
an intention, we are not committed to the usual entailment that we believe we
will fulfil it. A speaker who says 'Bill intends to climb Everest next week'
disimplicates that Bill is sure he will climb Everest, just because everyone
knows of the possibly prohibitive difficulties involved. The notion of
disimplicature suggests some interesting possible extensions to Grice's theory
of conversation, but it does not seem to be one to which he returned. As it is
presented in 'Logic and conversation', and therefore as it is generally known,
implicature is a matter of adding meaning to 'what is said': to conventional or
entailed meaning. With the notion of disimplicature, Grice appears to be
conceding that the meaning conveyed by a speaker in a context may in fact be
less than is entailed by the linguistic form used. In the cases under
discussion, there is some particular element, some entailment, that is
'dropped' in context. However, he also hints that disimplicature can be
'total, as in "You are the cream in my coffee"'. This remark
appears in parentheses and is not elaborated, but Grice is presumably
suggesting that, in a context which makes the whole of 'what is said'
untenable, it can be replaced with an implicated, metaphorical meaning. The
mechanismsof disimplicature are not discussed at all, but they could presumably
be explained in terms of the assumption that the speaker is abiding by the
maxims of conversation, particularly the first maxim of Quality. If one or all
the entailments of 'what is said' are plainly false, they can be assumed not to
arise on that particular occasion of use. If the disimpli-cature is total, the
hearer is forced to seek a different interpretation of the utterance.
There are undoubtedly problems inherent in the notion of disimpli-cature, which
would provide at least potential motivation for not pursuing the idea. In a
1971 article, Jonathan Cohen suggests a 'Seman-tical Hypothesis' as an
alternative explanation of the phenomena of logical particles that Grice
explains by means of his 'Conversationalist Hypothesis'. Cohen's suggestion is
that some natural language expres-sions, such as 'either... or', differ from
their apparent logical counter-parts. In this particular case, 'either... or'
differs from 'V' by entailing, as part of its dictionary meaning, that there is
indirect evidence for the disjunction. In examples such as 'The prize is either
in the garden or in the attic, but I'm not going to tell you which', however,
this meaning does not survive. This is because 'it is deleted or cancelled in
certain con-texts, just as the prefixing of "plastic" to
"flower" deletes the suggestion of forming part of a plant.'40 The
idea of 'disimplicature' seems remarkably close to Cohen's looser notion of
'deletion', laying open the possibility that the very natural language
expressions Grice was seeking to explain might after all differ semantically
from their logical equivalents. In his reply to Davidson, as in his
earlier unpublished paper, Grice considers the role of intentions in actual
everyday cognition. 'First we are creatures who do not, like the brutes, merely
respond to the present; we are equipped to set up, in the present, responses in
the more remote future to situations in the less remote future. Grice pictures
our view of the future as an appointment book in which various entries are
inscribed. We are aware of a distinction between entries we have no control
over (inscribed in black) and those that are there by our control, or depend on
us for their realisation (inscribed in red). These latter entries are
intentions. If we can foresee an unpleasant consequent of such entries, we will
try to avert it if we can by deleting a red entry. The Dean derives the
conclusion from the existing entries that 'Early December Dean gets fired'. He
is understandably unhappy about this, but is in a position to do something
about it if he can find that one of the entries from which he drew the
conclusion is in red. He is able to delete, for instance, 'Dean appoints
Snodgrass' inscribed in red in mid-November. The conclusion Grice draws
from this is:that we need a concept which is related to that of being sure in
the kind of way which I have suggested intending is related to being sure; and
if we need such a concept we may presume that we have it. This sentence
contains a large leap in the argument, but the recording of his original
presentation reveals that Grice got a big laugh from the audience at this
point. He presents this conclusion gleefully, provocatively 'trying it on',
suggesting that 'intend' seems to him a good candidate for the name of the
concept in question. This was, however, to prove a serious manoeuvre in his
methodology. In the field of philosophical psychology in particular, he was to
argue that the need for a particular concept in rational creatures was good
enough reason to assume its existence, or at least posit it for the purpose of
theorising. Grice challenges Davidson's views on wanting, describing his
picture of a person's mental life as one of a series of wants competing to be
assigned the status of intention. For Grice this is just too neat and
organ-ised to be plausible. It does not even reflect how the matter is
described in ordinary language. There is in fact a vast range of terms in
the 'wanting-family' of verbs, and these demand careful attention. Contra
Davidson's claim, we would be very unlikely to say 'I want to go to London next
week but I don't intend to because there are other things I want more'. We are
far more likely to use some phrase such as 'I would like to go to London but...
In the following elaborately extended metaphor, Grice expresses his unease with
the notion of a series of competing wants, arguing that rationality is
necessary to impose some order or restraint on pre-rational emotions and
impulses: It seems to me that the picture of the soul suggested by D's
treatment of wanting is remarkably tranquil and, one might almost say,
com-puterised. It is a picture of an ideally decorous board meeting, at which
the various heads of sections advance, from the stand-point of their particular
provinces, the case for or against some proposed course of action. In the end
the chairman passes judgement, effective for action; normally judiciously,
though sometimes he is for one reason or another over-impressed with the
presentations made by some particular member. My soul doesn't seem to me, a lot
of the time, to be like that at all. It is more like a particularly unpleasant
department meeting, in which some members shout, won't listen, and suborn other
members to lie on their behalf; while the chair-man, who is often himself under
suspicion of cheating, endeavours to impose some kind of order; frequently to
no effect, since some-times the meeting breaks up in disorder, sometimes,
though it appears to end comfortably, in reality all sorts of enduring lesions
are set up, and sometimes, whatever the outcome of the meeting, individual
members go off and do things unilaterally. In the final section of his
reply, Grice returns to the discussion of methodology. He takes issue with
Davidson's aim of avoiding the mysterious and the unexplained in accounting for
intention. On the con-trary, in philosophy of mind, 'a certain kind of
mysteriousness' is to be prized. A concept is useful to the extent that it can
explain behaviour, and this consideration outweighs some degree of opaqueness
in the concept itself, as in the case of Grice's J-accepting and V-accepting. A
psychological theory will be more or less rich, depending on the complexity of
the behaviour, and therefore of the necessary psychological states, of the
creature under investigation. In the seven years from the time of his
move to America, Grice had developed his interest in the philosophy of language
to include the relationship between semantics and syntax. This had involved him
in considerations of how the structure of language may mirror the structure of
thought, which had in turn led him back with new insights to some old
interests, including the nature of intention, and the role of psychological
concepts such as this in linguistic meaning. Interest in how language is used
to express thought about the world prompted a consideration of psychological
concepts and ultimately a return to a topic from much earlier in his career:
the philosophical status of rationality.In 1975 Grice was made full professor
at Berkeley, and in the same year he was elected president of the Pacific
division of the American Philosophical Association. Now in his sixties, there
was no apparent diminution in his restless energy and intellectual enthusiasm.
He travelled frequently to speak at conferences, deliver lecture series and
lead discussions, mainly within the United States. His reputation benefited
from this exposure, and also from the wider dissemination of his work on
implicature. He finally published the second and third William James lectures
belatedly and apparently reluctantly during the 1970s, under the titles 'Logic
and conversation' and 'Further notes on logic and conversation'!' Meanwhile,
Grice was cutting an increasingly striking figure around the Berkeley campus.
He was always a large man and, apparently unmoved by California's growing
interest in healthy eating, he had recently been putting on weight. In his
youth he had been proud of his blond curls, but now his hair was thinning and
whitish, and grew down over his collar. His clothes were chosen for comfort and
familiarity rather than for style or fashion. He was most offended, however,
when it was once suggested that his trousers were held up by a piece of
string. Wasn't it obvious, he demanded, that he was using two old cricket
club ties? Grice did not, perhaps, deliberately cultivate his image as an
eminent but eccentric Englishman abroad, but he does seem to have taken some pleasure
in the effect he produced. Drinking one evening in Berkeley's prestigious
Claremont Hotel, he was approached by a total stranger who wanted to know who
he was: I don't recognise you, but I'm sure you must be someone distinguished.'
Perhaps more telling than the anecdote itself is the fact that Grice was
immensely pleased by the stranger's comment.Grice's chaotic untidiness extended
from his person to his immediate surroundings. His desks at home and on campus
were piled high with an apparent miscellany of notes, manuscripts and
correspondence. He drove a series of old cars, all bought cheaply and
constantly breaking down, a particular problem for Grice who had neither
ability nor inclination to fix them. His disregard for appearances may have
been the result of preoccupation or absent-mindedness, but it did not represent
an embracing of the laissez-faire, or 'hippy' attitude of his students'
gen-eration, as has sometimes been suggested. In fact, Grice seems to have been
wary of the values this represented. Very early in the 1970s he jotted down an
extensive list, apparently simply for his own benefit, of opposing 'good' and
'bad' values in this new ethos. The list headed 'Good Things' includes
'doing your own thing (self-expression)', 'inde-pendence (cf. authority)', 'new
(unusual) experiences (self-expansion)' and 'equality'. The 'Bad (or at least
not good) Things' include '(self) dis-cipline', loyalty (except
political)', tolerance (except towards what we favour)' and 'culture (except
popular)'. Some items on the list are marked with as asterisk, which Grice
annotates as 'some v. bad'. These include 'discrimination', 'getting unfair
advantage' and 'authority'. 3 There is no mistaking Grice's disapproval
for the new ethos, which may seem strange in the light of his own affectionate
reminiscences of 'pinko Oxford', with its avowed dislike of discipline and
authority. In fact, the rebelliousness of Grice's Oxford contemporaries was, as
he himself half admits in those reminiscences, more a pose or a show of dissent
than a real revolt. It drew on a lifestyle that depended on privilege
maintained by the status quo. Grice was made uneasy by the more businesslike
rebellion of the 1960s and 1970s, with its challenge to authorities, political,
social and intellectual. If Grice was somewhat wary of his students'
values, this did not diminish his enthusiasm and success in teaching them. He
was exceptionally bad at the paper work and administration accompanying his
teaching duties. Repeated requests from administrative staff for course reading
lists went unanswered and sometimes unopened, course descriptions in student
handbooks were often brief to the point of evasion, and lists of grades were
submitted late or not at all. However, he seems to have taken the business of
teaching itself much more seriously. Those who have heard him generally agree
that he was not a talented lecturer.* Tapes of his lectures bear this out; they
are full of hesitations, false starts and labyrinthine digressions. However,
the few surviving tapes of Grice's seminars suggest that his approach lent
itself more naturally to this form of teaching. A tape from 1978 of a seminaron
theories of truth records him patiently drawing out responses from his
students, encouraging even faltering attempts to form answers. Above all,
he was interested in nurturing sensitivity to philosophical method, and in
reinforcing students in the habit of forming their own judgements. In the same
seminar, as he helps along the discussion of truth, he draws out the significant
steps in the argument: consider what criticisms might be made of our position,
then think about how we might get out of them.' In teaching, he still
emphasised linguistic intui-tion. Former student Nancy Cartwright has recalled
a seminar on metaphysics in the mid-1970s in which Grice encouraged his
students to consider the theoretical claims of physics by determining where
they would incorporate 'as if'. A note from a graduate student from the late
1970s includes the comment, 'I'd say that you've already increased my belief in
paying attention to our linguistic intuitions." As a supervisor he was
encouraging and attentive. Judith Baker, one of Grice's doctoral students at
this time, has commented that, 'When we discussed my thesis, Grice completely
entered into my research and questions. He had a great gift for looking at what
another philosopher wished to understand.8 It does seem that, despite his
rather cavalier attitude to some of his professional duties, Grice was
genuinely concerned about the welfare of his Berkeley students. Some of his
notes for the Urbana lectures are written on the back of a draft letter in
which he contributes to a faculty discussion of 'Graduate Programme Revision'.
Recycling a favourite piece of terminology, he suggests a series of
'desiderata' for the graduate programme. These are concerned not so much with
syllabus content as with the more general student experience. They include
comments about increasing student access to faculty, as well as points such
as 'reduce or eliminate 3rd year doldrums' and 'foster a sense of
personal adequacy, together with the idea that philosophy can be an exciting
and enjoyable activity'. He makes a final and particularly impassioned point
about 'financial discrimination', interesting in the light of his rather wary
attitude to new notions of equality. 'A pass at QE should not be nullified by
poverty', he argues 'and the added anxiety would be bad in itself, and bad for
student harmony and for the flow of applications for admission to the program."
As well as a growing academic reputation, and popularity among his students,
Grice enjoyed at Berkeley productive intellectual friendships of the sort he
had valued at Oxford. These were largely formed with younger philosophers such
as George Myro, Richard Warner and Judith Baker. He collaborated with them in
teaching and in writing, but aboveall he enjoyed long, informal discussions. He
seemed to find it easier to put together and explore his own ideas in
conversation with others than in solitude. These discussions often took place
at the house in the Berkeley hills, with Kathleen on hand to cook whatever meal
was appropriate to the time of day. Grice commented: To my mind, getting
together with others to do philosophy should be very much like getting together
with others to make music: lively yet sensitive interaction is directed towards
a common end, in the case of philosophy a better grasp of some fragment of
philosophical truth; and if, as sometimes happens, harmony is sufficiently
great to allow collaboration as authors, then so much the better.lº
Perhaps the most significant collaboration of this period was that with Judith
Baker. They produced copious notes on ethics, particularly drawing on
Kant and on Aristotle. They completed a book-length manuscript called
'Reflections on morals', credited to 'Paul Grice & Judy Baker or Judy Baker
& Paul Grice' and planned and partly wrote another called 'The power
structure of the soul'." These were intended for publication, but have not
yet appeared. I The only published work to result from their long collaboration
was one article, 'Davidson on "Weakness of the will"', in which
they return to some of the themes discussed by Grice in the unpublished
'Probability, desirability and mood operators'. 13 Grice's chief solo
interest during the 1970s was not very far removed from the themes of his
collaborative work with Judith Baker. Nor, typically, did it represent a
completely new direction in his thinking. Throughout his philosophical
career, Grice's choices of topic tended to follow on from and build on each
other, rather than forming discreet units. In this case, he returned to ideas
that had interested him at least since his early work towards the William James
lectures, namely the psychological property of rationality, its status as a
defining feature of human cognition, and its consequences for human behaviour.
Grice suggested that he drew out, and perhaps saw, the significance of
rationality to his theory of conversation more clearly in later commentary on
the work than in his original formulation of it.' He did mention rationality in
the William James lectures, insisting that to follow the Cooperative Principle
was to do no more than behave rationally in relation to the aims of a
conversation. However, looking back over his work at the end of his life, he
goes further, remarking on the essentially psychological nature of his theory
of conversation. It was aimed not atdescribing the exact practices and
regularities of everyday conversation, but at explaining the ways in which
people attribute psychological states or attitudes to each other, in
conversation or in any other type of interaction. Crucially, it saw
conversation, an aspect of human behav-iour, as essentially a rational
activity, and sought to explain this ratio-nality. Grice defends himself
against criticisms that his theory overlooks argumentative, deceitful or idle
conversations: 'it is only certain aspects of our conversational practice which
are candidates for evaluation, namely those which are crucial to its
rationality rather than to whatever other merits or demerits it may possess.'5
Properties of rationality, he argues, can legitimately be abstracted away from
more specific conversational details. Some of Grice's notes from the year
or so immediately preceding the William James lectures suggest that even at
that time he was concerned with the analysis of reason for its own sake. The
back of a letter about the 1966 AGM of the North Oxford Cricket Club, for
instance, is devoted to an imaginative weighing up of the respective pros and
cons of spending July teaching philosophy at the University of Wigan, and of
spending it on a cricket tour. Grice is looking for an analysis of
'reasons for doing', perhaps for the type of language in which people usually
express such arguments. On the same paper he tries out different uses of the
modal verb 'should'. I In other notes from the same year he starts considering
the distinction between 'reasons for' and 'reasons why'! There seems then to
have been a break in this line of thought; Grice did little with the idea
of reason during the time of his move to America, while he was concentrating on
syntax and semantics. However, he returned to the topic in the early
1970s, somehow finding the earlier notes in his idiosyncratic filing system and
annotating and extending them. Returning to the distinction between 'reasons
for..' and 'reasons why..!, he adopts a distinctively 'ordinary
language philosophy' approach as he tries out different uses and occurrences
of the phrases. One note is actually headed 'botanizing' and lists, under the
heading 'Reasons (practical)', such phrases as 'the reason why he d'd (action)
was..!', 'there was (a) reason to @', 'there was (a) reason for him to q
(action, attitude: fire x, distrust x)', 'he had reason to q', 'he had a
reason for q-ing', 'his reasons for @-ing'. Grice makes notes on the
distinction between the reason why x... was that p' and 'x's reason for ... was
that/so that/to p'. He notes that for Aristotle: Reasons for believing,
if accepted, culminate in my believing something (where what I believe is the
conclusion of the argument asso-ciated with these reason). Reasons for doing,
if accepted, culminate in my doing something, where what I do is the conclusion
of the 'practical' aspect associated with these reasons. i.e. the
conclusion of a practical argument is an action. 18 Grice presented the
results of these deliberations in a series of lectures called 'Aspects of
reason', as the Immanuel Kant lectures at Stanford in 1977. In 1979 he
used them again as the John Locke lectures in Oxford, this time adding an extra
lecture to the series. The lectures were eventually edited by Richard Warner
and published in 2001. The invitation to present the John Locke lectures was
the occasion of one of Grice's rare trips to England. He made conscientious and
surprisingly neat packing lists, including careful reminders to himself of the
notes and books he would take with him to work on when not lecturing. His list
of notes includes 'Kant notes - Aristotle notes - Incontinence - Ethics (Judy)
- Presupposition'. The books he was packing represent some heavy, if
predictable, reading: 'Kant, Aristotle, Leibniz, Russell'. Perhaps less
predictably, the list starts with the anomalous and unspecified
'Zoology'. Grice's interest in the study and classification of living beings
was to show itself faintly in the lectures on reason, and more clearly in the
work to follow. At the start of the John Locke lectures, Grice comments
on his pleasure at being back at Oxford: I find it a moving experience to
be, within these splendid and none too ancient walls, once more engaged in my
old occupation of rendering what is clear obscure. I am, at the same
time, proud of my mid-Atlantic status, and am, therefore, delighted that the
Old World should have called me in, or rather recalled me, to redress, for
once, the balance of my having left her for the New.!9 He was no doubt
highlighting the distinction between Old and New World for rhetorical effect.
But there was something genuine in his claim to 'mid-Atlantic status'; just as
he was always too prominently British fully to integrate into Californian life,
he was no longer comfortably at home in Oxford. Notes sent and received at the
time, inevitably covered with scribbled jottings to do with reason, indicate
that he stayed in his old college, St Johns, and arranged to meet many of his
former colleagues for drinks and dinners. But he had to re-
accommodate to the formalities of Oxford. The back of a programme of a match
between Oxford University Cricket Club and Hampshire showshim reminding himself
to order 'dress shirt, black tie'. He also needs to remember 'shoe
polish/brushes OR get cleaned' and 'button, needle, thread'. He poses himself a
question that would not have troubled him for some years: 'gown or not gown?'
There is no doubt that Grice knew the rituals of Oxford life well enough.
However, the act of readapting to them seems to have involved him in some
deliberate and rather strained effort after more than a decade in the very
different social milieu of Berkeley. Some of his attitudes had changed as
radically as his dress, although these changes were more carefully concealed
from his former colleagues. Some years previously, soon after his move to
America, he had confided in Kathleen that he had discovered that very few of
the students at Berkeley knew any Greek; most read Aristotle in translation.
Further, and rather to Kathleen's surprise, he expressed himself quite happy
with this state of affairs; there were now some very good translations
available. Kathleen was well aware that he would never have admitted to such an
opinion in the presence of any of his former Oxford colleagues.21 The
first of the John Locke lectures is titled 'Reasons and reasoning'. Grice
describes his desire to clarify the notion of reason, a notion deemed worthy of
attention by both Aristotle and Kant. Typically cir-cumspect in his proposal,
he suggests that such a clarification may make some interesting philosophical
conclusions possible, but that the actual conclusions are beyond the scope of
these lectures. He prefaces his con-sideration of the technicalities of
reasoning with a fairly lengthy dis-cussion of a rather more abbreviated
notion. This is the definition of reasoning with which most ordinary people are
familiar. It is tempting here to see a parallel with Grice's theory of
conversation. The study of the literal meanings of words is crucially
important, and shows up the striking parallels between natural language and
logic, but it does not tell us everything about how people actually use words.
In the same way, the logical processes of reason are of supreme philosophical
impor-tance, but nevertheless need to be seen as distinct from people's
everyday experience of reasoning. Introspection is of limited use in
establishing the processes of reasoning because people frequently take short
cuts and make inferential leaps in their thinking. To do so is often beneficial
in terms of the time and energy saved, and indeed might con-stitute a
definition of 'intelligence'. 22 In his treatment of reason, Grice draws on and
develops the line of argument from the unpublished 'Probability, desirability
and mood operators'. The earlier paper was circulated in mimeograph, although far
less widely than 'Logic and conversation' 23 It may have been at leastin part
because much of it was subsumed into these lectures that it was not itself
published. Grice's method of examining and clarifying the notion of reason is
one Austin would have recognised and approved He presents the results of the
dusting down of the methods of linguistic botanising apparent in his notes from
the previous few years. He considers different ways in which the word 'reason'
is used, classifies these uses into different categories, and illustrates these
categories with examples. A sentence such as 'The reason why the bridge
collapsed was that the girders were made of cellophane' exemplifies what he
describes as 'explanatory reasons'.2 The same type of meaning is conveyed by
variants such as 'the reason for the collapse of the bridge was that..! and
'the fact that the girders were made of cellophane was the reason why the
bridge collapsed'. In all such examples the fact about the girders is offered
as an explanation, or a causal account, of the collapse of the bridge. They are
elaborate versions of Grice's original 'reason for' cate-gory. Such examples
are 'factive' with respect to both events; the speaker implies the truth of
both the fact about the bridge and the fact about the girders. Second,
there are 'justificatory reasons', exemplified by 'the fact that they were a
day late was a reason for thinking that the bridge had collapsed' and 'the fact
that they were a day late was a reason for postponing the conference. There are
many possible variants on these patterns, including 'he had reason to think
that ... (to postpone ...) but he seemed unaware of the fact' and 'the fact
that they were so late was a reason for wanting to postpone the meeting'. These
are all variations of Grice's original category of 'reason why'. They offer
some support, although not inevitably necessary or sufficient justification,
for a psychological state ('thinking', 'wanting') or an action
('postponing'). Such examples are factive with respect to the reason
given, but do not guarantee the truth of the other event (the collapse of the
bridge, the postponement of the conference). Grice labels the third type
of use of 'reason' 'Justificatory-Explanatory', because of their hybrid nature;
they draw on aspects of both the preceding classes. 25 Examples include 'John's
reason for thinking Samantha to be a witch was that he had suddenly turned into
a frog' and 'John's reason for denouncing Samantha was to protect himself
against recurrent metamorphosis'. These reasons are relative to a particular
person. As the examples illustrate, they may be introduced by either 'that..!'
or 'to.... In the first case, the resulting sentence is doubly factive unless
'X thought that' is inserted before the reason. In the second case, the
sentence is only singly factive. In each case, if therelevant individual
believes that the reason gives sufficient justification for the attitude
('thinking') or action ('denouncing') then the reason can be seen as an
explanation for that attitude or action. Grice in fact suggests that this type
of reason is a special case of explanatory reason; 'they explain, but
what they explain are actions and certain psychological attitudes' .26
Having spent considerable time and gone into some complexity in distinguishing
these classes of 'reason', both in the published lectures and in his
preparatory notes, Grice appears to drop them rather abruptly. He turns to a
consideration of practical and non-practical, or alethic reasons: in effect the
reasons to do and reasons to believe that had concerned him in 'Probability,
desirability and mood operators'. Grice does little to smooth the
transition between these two topics, but does mention in passing that he will
be concentrating exclusively on justificatory reasons. In seems that
concentrating on 'reasons to' would enable him to look at the bases for
intentional actions and for psychological attitudes. These two aspects of human
psychology had provided an underlying thread in his work at least since 'Meaning'.
Grice refers to Kant's theory that there is one faculty of reason, a faculty
that manifests itself in a practical and a non-practical aspect. For Grice, the
nature and identity of a faculty is prohibitively difficult to investigate in
itself. The language used to describe reason, however, is amenable to rigorous
analysis. He therefore proposes to approachKant's theory by addressing the
question of whether 'reason' has the same meaning or different meanings in
'practical reason' and 'non-practical reason'. He notes that a variety of
ordinary language expressions used in reasoning can apparently describe both.
The word 'reason' itself is one example, but so too are 'justification', modal
verbs such as 'ought' and 'should', and phrases such as 'it is to be expected'.
In effect, he is seeking to apply his Modified Occam's Razor to the vocabulary
of reason by avoiding systematic ambiguities between separate meanings for such
a range of natural language vocabulary. In doing so, he draws on his own earlier
response to Davidson's suggestion of the operators 'pr' and 'pf'. He proposes
that all reasoning statements have a common component of underlying structure,
as well as an indication of the semantic subtype to which they belong. He
posits as the common component a 'rationality' operator, which he labels 'Acc',
and for which he suggests the interpretation 'it is reasonable that'. This is
then followed by one of two mood-operators, symbolised by 'I' for alethic
statements and '!' for practical statements. These two operators precede, and
have scope over, the 'radical' ('I'). So the structure for 'John shouldbe
recovering his health now' is 'Acc + t + I', while the structure for 'John
should join AA' is 'Acc +! + I'.?? Grice suggests that the mood-operators be
interpreted as two different forms of acceptance, technically labelled
'J-acceptance' and 'V-acceptance', but informally equated with judging and
willing, or with 'thinking (that p)' and wanting (that p)'. The
mood-operators place conditions on when it is appropriate for a speaker to use
a reasoning statement, in other words when speakers feel justified in
expressing acceptance of a proposition. This raises the question of what is to
count as relevant justification. Alethic statements are clearly justified by
evidence. We have reason for making a statement about our knowledge or belief
of a certain proposition just in case we have evidence for the proposition.
Ideally, we are justified in using such statements if the proposition in
question is true. But truth is not a possible means of validating statements of
obligation, command, or inten-tion. To use some concrete examples (which Grice
does not do), 'That must be the new secretary', interpreted alethically, would
be optimally legitimate in a context where its radical', namely that is the new
secretary', is true. The legitimacy of 'You must not kill', interpreted
practically, however, cannot be assessed in terms of the truth of 'you don't
kill'. There must be some other grounds on which such statements can be
judged. Grice's suggests that, in reasoning generally, we are interested
in deriving statements we perceive as having some sort of 'value'. Truth,
cer-tainly, is one type of value, and alethic reasoning is aimed at deriving
true statements. But in practical reasoning we are concerned with
another type of value, which might be described as 'goodness'. Grice's own
summary of this difference, in which he implicitly links the two types of
reasoning to his two broad psychological categories of mood operator, runs as
follows: We have judicative sentences ('t'-sentences) which are assigned
truth (or falsity) just in case their radicals qualify for radical truth (or
radical falsity); and we have volitive sentences ('!'-sentences) which are
assigned practical value (or disvalue) just in case their radicals qualify for
radical goodness (or badness). Since the sentential forms will indicate which
kind of value is involved, we can use the generic term 'satisfactory' 28
In his discussion of practical value, Grice is drawing on themes he presumably
expects to be familiar to his audience from Aristotle's Nico-machean Ethics,
although he does not make any explicit reference. Grice himself was well versed
in this work, which was a particular focus for his old tutor W. F. R. Hardie,
and on which he himself worked collaboratively with Austin. Aristotle
identifies rationality as a defining characteristic of human beings,
distinguishing them from all other life forms. The rational nature of human
beings ensures that all their actions are aimed at some particular end or set
of ends. Although these ends differ depending on the specific field of
activity, 'if there is any one thing that is the end of all actions, this will
be the practical good'. Similarly, Grice considers practical value (he says
very little more about 'goodness' here) as an end for which people strive in
what they wish to happen, and therefore in what they choose to do. Here, again,
he returns to the type of rationality he discussed in the William James lectures.
Rational beings have an expectation that actions will have certain
consequences, and are therefore prepared to pursue a line of present behaviour
in the expectation of certain future outcomes. They are prepared to conform to
regularities of communicative behaviour in the expectation of being able to
give and receive information. This, however, is just one type of a much more
general pattern of human behaviour. All actions are ultimately geared towards
particular ends. The extra lecture Grice added to the series at Oxford is
'Some reflections about ends and happiness', originally delivered as a paper at
the Chapel Hill colloquium in 1976. Here too he draws on Aristotle's
Nico-machean Ethics, this time more explicitly. Aristotle suggested that the
philosopher contemplating the range of different ends for different actions is
confronted with the question of the nature of the ultimate end, or the 'supreme
good' to which all actions aim. The answer is not hard to find, but the
significance of that answer is more complex. ' "It is happiness", say
both ordinary and cultured people; and they identify happiness with living well
or doing well.3 For ordinary people, however, living well involves something
obvious such as wealth, health or pleasure. For the philosopher the nature of
happiness is much more complex, and is linked to the proper function of a man.
Individual men have different specific functions, and are judged according to
those specific functions; a good flautist is one who plays the flute well and a
good artist one who paints well. More generally, a good man is to be defined as
one who performs the proper functions of a man well. Because rationality is the
distinguishing feature of mankind, the function of a man is to live the
rational life, and a good man is one who lives the rational life well.
Therefore the good for man, or that which results in happi-ness, is 'an
activity of soul in accordance with virtue, or if there are morekinds of virtue
than one, in accordance with the best and more perfect kind. 31 For
Grice, happiness is a complex end; that is, it is constituted by the set of
ends conducive to happiness. The precise set of ends in question may vary from
individual to individual, but they can be seen a conducive to happiness if they
offer a relatively stable system for the guidance of life. Grice finishes on a
leading but inconclusive note. It seems intuitively plausible that it should be
possible to distinguish between different sets of ends in respect of some
external notion. Otherwise it would, uncomfortably, be impossible to choose
between the routes to happiness selected 'by a hermit, by a monomaniacal
stamp-collector, by an unwavering egotist, and by a well-balanced, kindly
country gentle-man' 32 Grice's cautious proposal of the basis for a notion of
'happiness-in-general', abstracted from individuals' idiosyncrasies, draws on
the essential characteristics of a rational being. He concludes his lecture
series with the following, highly suggestive outline: The ends involved
in the idea of happiness-in-general would, perhaps, be the realization in
abundance, in various forms specific to individual men, of those capacities
with which a creature-constructor would have to endow creatures in order to
make them maximally viable in human living conditions, that is, in the widest
manageable range of different environments. As Richard Warner indicates
in a footnote, the original Chapel Hill lecture ends with the further comment:
'But I have now almost exactly reached the beginning of the paper which, till
recently, you thought I was going to read to you tonight, on the derivability
of ethical princi-ples. It is a pity that I have used up my time.' The
rather enigmatic reference to a 'creature-constructor', and the link to ethics
with which Grice tantalised his Chapel Hill audience, draw on ideas developed
over a number of years but not discussed in these lec-tures. Grice was working
on the notion of a 'creature-constructor' back in the mid-1960s. He in fact
originally planned to include discussion of this topic in the William James
lectures. Papers from Oxford from 1966 include a jotted note entitled
'Provisional Grand Plan for James Lectures and Seminars'. There are two bullet
points: 1. Use 'God' as expository device. Imagine creature, to behaviour
of which 'think', 'know', 'goal', 'want', 'purpose' can be applied. But
nocommunication. Goals continuation of self (or of species). Imagine God
wishing to improve on such creatures, by enabling them to enlarge their
individual worlds and power over them, by equipping them for transmission of
beliefs and wants (why such change 'advance'; because of decreased
vulnerability to vicissitudes of nature). 2. Mechanisms for such
development. Elements in behaviour must in some way 'represent' beliefs and
wants (or their objects) or rather states of the world which are specially
associated with them.33 Grice's private note in fact contains the germs
of most of his complex 'creature-constructor' programme, and of the
topics to which he attempted to link it throughout the rest of his life.
It also explains his interest in zoology. He was studying life in terms of the
structures into which it has been classified. His idea was that it might,
theoretically at least, be possible to devise a ladder or hierarchy of creatures,
such that each rung on the ladder represents a creature incorporating the
capacities of the creature on the lower rung, and adding some extra
capacity. As a presentational convenience, Grice proposes an imaginary
agent or designer of this process, the expository device 'God' of his early
notes. In later notes, and certainly in all published work, he prefers
'creature-constructor' or 'Genitor'. The Genitor's task is to decide what
faculties to bestow on each successive creature so as better to equip it to
fulfil its ends. The chief end of all life forms is to ensure their own
continued survival, or the survival of the species to which they belong.
Grice's hierarchy could be seen as an extension of Aristotle's division of
living creatures in the Nicomachean Ethics into those that experience nutrition
and growth (including plants), those that are sentient (including horses and
cattle) and those that sustain 'practical life of the rational part' (only
human beings).34 Grice does not mention this, or indeed Locke's discussion of
personal identity, familiar to him from his work on the topic more than 30
years earlier. Locke posited a hierarchy of living beings, with the identity of
beings at each stage depending on the fulfilment of functions necessary to the
continued existence of that being. Grice would presumably have assumed that the
philosophical pedigree of his ideas would be transparent to his audience. He
goes much further than Locke by employing the hierarchy of beings in a mental
exercise to assess the status and function of human rationality. In order
to describe, or to represent, the place of human beings on the ladder of
existence, Grice recycles the 'pirots' that had appeared in the 'Lectures on
language and reality'. There, pirots had branched outfrom carulising elatically
in order to model the psychological processes of communication. Now, they stand
in for human beings in the Genitor's deliberations. They appeared in this guise
as early as 1973 when Grice was teaching a course at Berkeley called 'Problems
in philosophical psychology'. One of his students took the following notes in
an early seminar in this series: 'one of the goals of the pirot programme is to
discover what parallels, if any, emerge between the laws governing pirots and
human psychology' 35 Grice was returning to his earlier interest in
psychological states. He had addressed these back in the early 1950s when he
had considered the best way of describing intentions. In 'Dispositions
and intentions' he had criticised dispositional accounts that described
intentions in terms of dispositions to act. In particular he saw Ryle's version
of this as coming dangerously near to behav-iourism and the denial of any
privileged access to our own mental states. His attitude seems to have
softened somewhat in the intervening twenty years. The student's notes describe
the pirot programme as an 'offspring of dispositional analyses of metal states
from Ryle C of M. But behav-iourists unable to provide conditions for someone
being in particular mental state purely in terms of extensionally described
behaviour.' The pirot programme was designed to offer the bridge behaviourism
could not provide, by describing underlying mental states derived from, but
ontologically distinct from, observable behaviour. It was a functional account,
in that each posited mental state was related to a specific function it played
in the creature's observable behaviour; 'in functional account, functional
states specified in terms of their relation to inner states as well as to
behaviour'. Further, the student noted, 'a functional theory is concerned not
only with behavioral output and input of a system, but of [sic] the functional
organization of inner states which result in such outputs!'
'Philosophical psychology', then, was Grice's label for the metaphysical
enquiry into the mental properties and structures underlying observable human
behaviour. In contrast to a purely materialist position such as that of
behaviourism, Grice was arguing in favour of positing mental states in so far
as they seemed essential to explaining observable behaviour. Such explanatory
power was sufficient to earn a posited mental property a place in a
philosophical psychology. This openness to the inclusion of mental phenomena in
philosophical theories was apparent in his earlier work on intentions, and also
in the William James lectures. He was later to describe such an approach
as 'constructivist'. The philosopher constructs the framework of mental
structure, as dictated by the behaviour in need of explanation. Thephilosopher
is able to remain ambivalent as to the reality or otherwise of the posited
mental state, so long as they are explanatorily successful. In fact, the
ability to play an active role in explaining behaviour is the only available measure
of reality for mental states. In the pirot pro-gramme, the fiction of the
Genitor provided a dramatised account of this process, with decisions about
what mental faculties would promote beneficial behaviours playing directly into
the endowment of those faculties. Grice had presented some of his
developing ideas along these lines in a lecture delivered and published before
the John Locke lectures, but in which the place of rationality in
'creature-construction' is more fully developed. 'Method in philosophical
psychology' was Grice's presidential address to the Pacific division of the
American Philosophical Association in March 1975. In general, the lecture is
concerned with establishing a sound philosophical basis for analysing
psychological states and processes. He sums up his attitude to the use of
mental states in a metaphor: 'My taste is for keeping open house to all sorts
of conditions and entities, just so long as when they come in they help with
the housework' 3 In keeping with this policy of tolerance towards useful
metaphysical entities, Grice proposes two psychological primitives, chosen for
their potential explanatory value. These are the predicate-constants J and V
which, as he was to do in the John Locke lectures, he relates loosely to the
familiar notions of judging, or believing, and willing, or wanting.
Concentrating on V, we can see ways in which positing such a mental state can
help explain simple behaviour in a living creature. An individual may be said
to belong to class T of creatures if that individual possesses certain
capacities which are constitutive of membership in T, as well perhaps as other,
incidental capacities. These constitutive capacities are such that they
require the supply of certain necessities N. Indeed the need for N in part
defines the relevant capacity. Prolonged absence of some N will render the
creature unable to fulfil some necessary capacity, and will ultimately threaten
its ability to fulfil all its other necessary conditions. Such an absence will
therefore threaten the creature's continued membership of T. In these
cir-cumstances, we can say that the creature develops a mental attitude of V
with respect to N. This mental attitude is directed at the fulfilment of a
necessary capacity; its ultimate end is therefore the continued survival of the
creature. A concrete example of this process, a simplified version of the
one offered by Grice, is to think of T as representing the class 'squirrel' and
N as representing 'nuts'. One necessary condition for a creature to be
asquirrel is, let us say, its capacity to eat nuts. This capacity is focused
around its own fulfilment; it is manifested in the eating of nuts. If the
creature experiences prolonged deprivation of nuts, its ability to fulfil this
capacity, and indeed all other squirrel-capacities, will be threatened (it will
be in danger of death by starvation). In such a situation, it is legitimate to
say that the squirrel wants nuts. This posited mental state explains the
squirrel's behaviour (it will eat nuts if it can find them) in relation to a
certain end (survival).37 A metaphysical theory that offers a model of
why a squirrel eats nuts may not seem particularly impressive, but it is a
necessary first step in modelling behaviour in much more complex creatures:
ultimately, in describing human psychology. In making this transition Grice
draws on the notion of 'creature-construction'. The genitor is bound by one
rule; every capacity, just like the squirrel's capacity to eat nuts, must be
useful or beneficial to the creature, at least in terms of survival. This rule
is sufficient to ensure that any mental properties introduced into the system
are there for a reason, fulfilling Grice's criterion of the usefulness of
metaphysical entities. It also, perhaps, allows Grice to imply that such mental
capacities might be evolutionarily derived, without having to commit to this or
any other biological theory. The final stage in the mental exercise is to
consider what further, incidental features may arise as side-effects of these
capacities for survival. Grice argues that it is not unreasonable to
suggest that, in designing some of the more complex creations, the genitor
might decide to endow creatures with rationality. This capacity would qualify
as having survival benefits. For creatures living in complex, changing
environments, it is more beneficial to have the capacity to reason about their
environment and choose a strategy for survival, than to be endowed with a
series of separate, and necessarily finite, reflex responses. Just as with the
more primitive capacity of eating, it is necessary for the complex creature to
utilise the capacity of reason in order to retain continued use of it, and
indeed of the set of all its capacities. But once the creature is reasoning,
the subjects to which it applies this capacity will not be limited to basic
survival. A creature with the capacity to hypothesise about the relationship
between means and end will not stop at deciding whether to hide under or climb
into a tree, for instance. A creature from the top of the scale of complexity
will be able to consider the hypothetical processes of its own construction.
That creature will assess how each capacity might be in place simply to promote
survival, and might confront a bleak but inevitable question: what is the point
of its own continued survival?The creature's capacity for reason is exactly the
property to help it survive this question. Rather than persuading the creature
to give up the struggle for survival, the capacity is utilised to produce a set
of criteria for evaluating ends. These criteria will be used to attribute value
to existing ends, which promote survival, and to further ends that the creature
will establish. The creature will use the criteria to evaluate its own actions
and, by extension, the actions of other rational creatures The justification
the creature constructs for the pursuit of certain ends, dependent on the set
of criteria, will provide it with justification for its continued existence.
Thus the capacity of rationality both raises and answers the question 'Why go
on surviving?'38 Grice hints at the possible beginnings, and status, of ethics,
when he suggests that the pursuit of these ends might be prized by the
collective rational creatures to such an extent that they are compiled into a
'manual' for living. The creatures' purposes in existing are no longer just
survival, but following certain prescribed lines of conduct. Grice
tantalisingly ends the section of his lecture on 'creature construction' with a
nod at some possible further implications of this idea. Such a manual
might, perhaps, without ineptitude be called an IMMANUEL; and the very
intelligent rational pirots, each of whom both composes it and from time to
time heeds it, might indeed be ourselves (in our better moments, of
course).39 Somewhat at odds with his more specific usage elsewhere, Grice
has here been using the term 'pirot' to refer to any creature on the
scale. The 'very intelligent rational pirots' are the psychologically
most complex of such creatures. In adopting this term, which is added in the
margin of his preparatory notes, Grice would appear to be making a pun on
Locke's 'very intelligent rational parrot', the imaginary case used to argue
that bodily form must have some bearing on personal identity.40 Other than this
knowing reference, Grice does not make any attempt to link his work on creature
construction to Locke, or to his own earlier interest in personal identity.
Richard Warner has criticised Grice for ignoring the connections between
rationality, happiness and personal identity, arguing that a notion of self
will determine what counts as an essential end for an individual. If, he
suggests, we are to pursue Grice's strategy - and it is a promising one -
of replacing Aristotle's 'activity in conformity with virtue' with
'suit-ability for the direction of life', I would suggests that an appeal tothe
notion of personal identity should play a role in the explication of
suitability. 41 As Grice's reference to a list of 'rules for living' suggests,
the next direction in which he explored these ideas was in the area of
philosophical ethics. He did not, however, return to the implications of his
pun on 'manual' and 'Immanuel'. It is possible that he was referring to
Immanuel Kant, whose work on reason was central to his own thinking on this
subject. But the pun may also contain a hint towards an explanation of
religious morality, and perhaps even religious belief, as facts of human
existence, necessary consequences of human nature. In his own notes on the
subject this aspect of the 'Immanuel' figures more prominently. In general, the
plausibility of explaining religion within philosophical psychology seems to
loom larger in Grice's thinking than his published work of the time would
suggest. For instance, on the back of an envelope from the bank, in faint,
almost illegible hand he wonders: 'perhaps Moses brought other
"objectives" from Sinai, besides 10 comms'. Here he may be thinking
about other systems for living, suggesting that 'perhaps we might...
"retune" them'. In the same notes he seems to be pondering the
differences between 'God' and 'good', between 'conception' and 'reality'.
Perhaps, he speculates, the analytic/synthetic distinction can be treated along
these lines; 'real or pretend doesn't matter provided... does explanatory
job'.42 Grice seems here to be experimenting with the idea of
'construc-tivism' as a general philosophical method, not just as an approach to
philosophical psychology. An entity, state or principle is to be welcomed if it
introduces an increase in explanatory power. Beyond that it is not suitable,
and indeed not possible, to enquire into its 'reality'. A system of
explanations is successful entirely to the extent that it is coherent,
relatively simple, and explains the facts. It is not hard to discern the
influence of Kant in this epistemology, and his notion that 'things in
themselves' are inevitably unreachable, but that our systems of human knowledge
can nevertheless seek to model reality. In his final decade, Grice turned
such a philosophical approach in the direction of his interest in metaphysics,
in philosophical psychology and, derived from this, in ethics. Anthony Kenny
suggests that since the Renaissance the main interest from philosophers in
human conduct has been epistemological: Moral philosophy has indeed been
written in abundance: but it has not, for the most part, been based on any
systematic examination ofthe concepts involved in the description and
explanation of those human actions which it is the function of morals to enjoin
or forbic o criticise and to praise.43 Grice was perhaps unusual in
approaching his work on ethics from th basis of many years' work on precisely
those concepts. the concepts involved in the description and explanation of
those human actions which it is the function of morals to enjoin or forbic o
criticise and to praise.43 Grice was perhaps unusual in approaching his
work on ethics from th basis of many years' work on precisely those concepts.
Grice retired from his post at Berkeley in 1980, at the age of 67. There was no
question, however, that he would cease full-time philosophical activity. He
continued to teach, both part-time at Berkeley and, for a few years in the
early 1980s, as a visiting professor at the University of Washington in
Seattle. He also continued to work on new ideas, to write and, increasingly, to
publish. His reluctance ever to consider a piece of work finished or ready for
scrutiny had meant that only 12 articles had been published during a career of
over 40 years. And in almost all cases he had been either effectively obliged
to include a paper in the volume of proceedings to which it belonged, or
otherwise cajoled into publish-ing. It had, however, long been agreed that the
William James lectures would be published in full by Harvard University Press
and now finally Grice began to take an active interest in this process. He
perhaps realised that it was not feasible to continue delaying the revisions
and reformulations that he considered necessary. Perhaps, also, the enthusiasm
with which his ideas were received in Berkeley, and the frank admiration of
students and colleagues, had slowly worn away at his formidable self-doubt.
Writing in Oxford, Strawson has suggested that Grice's inhibiting perfectionism
was 'finally swept away by a warm tide of approbation such as is rarely
experienced on these colder shores'.! Cer-tainly, he began to draw up numerous
lists of papers on related themes that he would like to see published with the
lectures. These included previously published articles such as 'The causal
theory of perception', but also a number that still remained in manuscript
form, such as 'Common sense and scepticism', and 'Postwar Oxford
philosophy'. This planned volume was focused on his philosophy of
language, but Grice was also turning his attention to publishing in other
areas. After a visit to Oxford in 1980, the year in which he was made an
HonoraryFellow of St John's College, he received a letter from a representative
of Oxford University Press. This followed up a meeting at which Grice had
clearly been eager to discuss a number of different book projects. The letter
refers to 'the commentary on Kant's Ethics which you have been working on with
Professor Judy Baker', and suggests that this might be the project closest to
being in publishable form. However, the publisher expresses the hope that work
on this 'will not deflect you from also completing your John Locke lectures on
Reason', and a further work on Ethics.? Grice's desire to see some of his major
projects through publication coincided with his retirement, and so could not
have been driven by the demands of his post. Rather, it reflected a wish for
some of the strands of his life's work to reach a wider audience than the
select number of students and colleagues who had attended his classes and heard
his lectures. Grice's interests in reason and in ethics increasingly
absorbed him during the 1980s. They were prominent in his teaching at Seattle
and at Berkeley. He himself summarised this change of emphasis as a move away
from the formalism that had dominated his work for a decade or more. The main
source of the retreat for formalism lay, he suggested, 'in the fact that
I began to devote the bulk of my attention to areas of philosophy other than
philosophy of language'? Certainly, the discussion of reason and, particularly,
of ethics in Grice's later work takes a more metaphysical and discursive tone
than that of some of the linguistic work from his early years in America.
However, the break with the philosophy of language was not absolute; both new
topics draw on questions about the correct analysis of various sentence types.
In Grice's treatment of reason, close attention to the use of certain key terms
led him to posit a single faculty of rationality, yielding both practical and
non-practical attitudes. From there, his discussion of expressions of practical
reasoning led to the question of the appropriate type of value to serve as the
end point of such reasoning, analogous to alethic value in non-practical
reasoning. A simplistically defined notion of a system for the direction of
life raised the awkward suggestion that it might be impossible to discriminate
between a wide variety of modes of living. People are generally in
agreement that the actions of Grice's 'well-balanced, kindly country
gentleman', for instance, are to be afforded greater value than those of his
'unwavering egotist', but an account of value based simply on reasoning from
means to ends seems unable to account for this. The study of ethics has
long included analysis of statements of value. Sentences such as
'stealing is wrong' appear to draw on moral concepts;it can therefore be argued
that an accurate understanding of the meaning of such sentences is fundamental
to any explanation of those moral concepts. Very broadly, there are two
positions on this question: the objectivist and the subjectivist. One
objectivist approach to ethics argues that moral values exist as ontologically
distinct entities, external to any individual consciousness or opinion. Human
beings by nature have access to these values, although perceptions of them may
be more or less acute, observance of them more or less rigorous, and
understanding of their implications more or less perceptive. Perhaps the most
influential advocate of this moral objectivism was Kant, who described ethical
statements as categorical imperatives; they are to be observed regardless of
personal preference or individual circumstance. These he distinguishes from
hypothetical imperatives, also often expressed in terms of what one 'should'
do, but dependent on some desired goal or end. A canonical subjectivist
position is that there are no moral absolutes; expressions of value judgements
are always particular to subject and to context. Perhaps the most extreme
version of this position was that put forward by A. J. Ayer, who followed his
verificationist programme through to its logical conclusion by arguing in
Language, Truth and Logic that sentences such as 'stealing money is wrong' have
no factual meaning. Although apparently of subject/predicate form, they do not
express a proposition at all. They merely indicate a personal, emotional
response on the part of the speaker, much the same as writing 'stealing
money!!', where 'the shape and thickness of the exclamation marks show, by a
suitable convention, that a special sort of moral disapproval is the feeling
which is being expressed'. A less reductionist, but equally subjectivist
position, is to analyse such statements as in fact having the form of
'hypothetical imperatives' '. That is, moral statements attempt to
impose restrictions on behaviour, but do so in relation to certain actual or
potential outcomes. They stipulate means to reach certain ends. These
ends may be made explicit, as in sentences such as 'if you want to be
universally popular, you should be nice to people'. Often, however, they are
suppressed, but can be understood as stipulating a general condition of success
or advancement. So 'stealing is wrong' is hypothetical in nature, but this is
hidden by its surface form. It can be interpreted as something such as 'if you
want to get on in life, you should not steal'. In his work on this
subject, Grice draws particularly on two subjectivist analyses of statements of
value as hypothetical imperatives: Philippa Foot's 1972 essay 'Morality
as a system of hypothetical imperatives' and J. L. Mackie's 1977 book Ethics:
Inventing Right and Wrong.These choices are not surprising; Grice knew both
Foot and Mackie personally from Oxford. In discussing the view that morality
consists of a system of hypothetical imperatives, not of absolute values, Foot
considers its implications for freedom and responsibility. Dispensing with
absolute value raises the fear that people might some day choose to abandon
accepted codes of morality. Perhaps this fear would be less, she suggests, 'if
people thought of themselves as volunteers banded together to fight for liberty
and justice and against inhumanity and oppression' rather than as being bound to
conform to pre-existing moral imperatives." Mackie concedes that
objectivism seems to be reflected in ordinary language. When people use
statements of moral judgements, they do so with a sense that they are referring
to objective moral values. More-over, 'I do not think that it is going too far
to say that this assumption has been incorporated in the basic, conventional
meanings of moral terms.' However, he argues that this in itself is not
sufficient to establish the existence of objective value. The question is not
linguistic but ontological. Mackie rehearses two fairly standard arguments to
support the break with common sense he is proposing: the argument from
relativity and the argument from queerness. The argument from relativity draws
attention to the variety of moral codes and agreed values that have existed at
different times in human history, and exist now in different cultures. This
diversity, Mackie suggests, argues that moral values reflect ways of life
within particular societies, rather than drawing on perceptions of moral
absolutes external to those societies. However, he sees the argument from
queerness as far more damaging to the notion of absolute value. It draws
attention to both the type of entity, and the type of knowledge, this notion seems
to demand. Objective values would be 'entities or qualities or relations of a
very strange sort, utterly different from anything else in the universe', while
knowledge of them 'would have to be by some special faculty of moral perception
or intuition, utterly different from our ordinary ways of knowing everything
else'? The supporter of objective value is forced to advocate types of entity
and types of knowledge of a 'queer' and highly specific kind. Despite
Mackie's concession that a commitment to objective value is apparent in
ordinary language, it was far from necessary that a philosopher of ordinary
language would take an objectivist stance on ethics. Indeed, at least one
of Grice's Oxford contemporaries who published on the topic presented a subjectivist
argument. In 1954 P. H. Nowell-Smith published Ethics, the book in which he
advanced rules of 'contextualimplication' that foreshadowed some of Grice's
maxims. Grice does not refer to this book in his own writings either on
conversation or on value. Nowell-Smith defends a subjectivist account of
moral value, enlisting the argument described by Mackie as 'the argument from
queerness'. In the tradition of post-war Oxford philosophy, Nowell-Smith
employs different uses of words, and even fragmentary conversational 'scripts'
to support his arguments. The meanings of individual words, he argues, often
depend on the context in which they occur. For Nowell-Smith, this observation
strengthens his subjectivist position. Since words do not remain constant, but
are always changing their meanings, there can be no sentences that are true
simply because of the meanings of the words they contain; in effect there can
be no analytic sentences. Hence statements of moral value cannot be
necessarily, but only contingently In 1983, Grice was working on another
major lecture series, which he entitled 'The conception of value'. He notes in
the introductory lecture that the title is ambiguous, and deliberately so. The
lectures are concerned both with 'the item, whatever it may be, which one
conceives, or conceives of, when one entertains the notion of value', and
with 'the act, operation, or undertaking in which the entertainment of
that notion consists'' In effect, they address the two areas in which Mackie argues
objectivism introduces 'queerness'. Grice suggests that the nature and status
of value are of fundamental philosophical importance, while the way in which
people think about value, their mental relationship to it, is deeply and
intrinsically linked to the very nature of personhood. Value, as
suggested in the John Locke lectures, is the ultimate end point and the measure
of rationality. The value of any piece of alethic reasoning is dependent on the
facts of the matter. The value of practical reasoning, however, is dependent on
a notion of goodness. Grice does not state his plan for addressing this issue,
or for linking it to an account of ethics. However, as the lectures progress it
becomes clear that he is supporting a means-end account of practical reasons,
and of assigning some motives and systems for living higher value than others.
This, indeed, seems a necessary corollary of his account of reasoning in terms
of goals, and of the theory of the derivability of ethical principles hinted at
in the closing remark of 'Some reflections on ends and happiness'.
However, in one of his more flamboyant heresies, Grice proposes to retain the
notion of absolute value. This notion, generally associated with Kant's idea
that moral imperatives are categorical, is canonically seen as being in direct
conflict with an account of value concerned with goals, or with reasoning from
means to ends.'The conception of value' was written for the American
Philosophical Association's Carus lecture series, which Grice was to deliver in
the same year. Progress was slow, particularly on the third and final lecture,
in which his account of objective value was to be presented and defended. Grice
had always preferred interaction to solitary writing, and as he got older he
relied increasingly on constructive discussion and even on dictation. Unlike in
earlier years, he produced very few draft versions of his writings during the
1980s; the papers that survive from this period consist only of very rough
notes and completed manuscripts. Now, finding composition even more
laborious than usual, Grice enlisted the help of Richard Warner. Warner, who
was then working at the University of California, Los Angeles, offers a vivid
account of the process: To work on the Carus lecture, I drove up from LA on
Friday arriving at noon. We began work, drinking inexpensive white wine as the
afternoon wore on; switched to sherry as we broke off to play chess before
dinner; had a decent wine from Paul's wine cellar with dinner and went back to
work after eating. We worked all day Saturday with copious coffee in the
morning (bread fried in bacon grease for break-fast) and kept the same
afternoon and evening regime as the previous day. Paul did not sleep at all on
Saturday night while he kept turning the problems over in his head. After
breakfast on Sunday, he dictated, without notes, an almost final draft of the
entire lecture. 1º The result of this process was the third Carus
lecture, 'Metaphysics and value'. Grice addresses the properties common to the
two types of value by which alethic and practical arguments are assessed, and
the centrality of both types to the definition of a rational creature. In this
extremely complex but also characteristically speculative discussion, he
returns to the idea that every living creature possesses a set of capaci-ties,
the fulfilment of each of which is a necessary condition for the continued
possession of that capacity, and indeed of all others. Here, the results of
Grice's interest in biology are apparent. On the plane on the way to Oxford in
1979 he had been reading books on this topic. In 1981 he made a note to himself
to 'Read "Selfish Gene", "chimp" lit'."1 In other
notes from this period he lists 'mandatory functions', including 'Reproduction,
Ingestion, Digestion, Excretion, Repair, Breath (why?), Cognition'.12 In
'Metaphysics and value', these thoughts are given a more formal shape as Grice
considers again the distinction between essential and accidental properties of
creatures. Essential prop-erties establish membership of a certain class of
creature: 'the essential properties of a thing are properties which that thing
cannot lose without ceasing to exist (if you like, ceasing to be identical with
itself).13 He speculates that rationality is in fact an accidental, rather than
an essential property for the class of human being. However, as he argued
in 'Method in philosophical psychology', once endowed with rationality,
the creature will use the capacity to consider questions not just about how
ends are to be achieved, but about the desirability of those ends The creature
in possession of rationality, the human being, is endowed with a concern that
its attitudes and beliefs are well grounded, or validated. Grice speculates
that, as a result of the possession of this property, the human being performs
a process of 'Metaphysical Tran-substantiation' on itself. It endorses this
concern for validation with the status of an end in itself, and it transforms
itself into a creature for whom this is the purpose: into a person. The properties
of the human being and the person are the same, but they are differently
distributed. Crucially, for this metaphysically constructed entity
'person', but not for the human being, rationality is an essential
property. There is an unacknowledged link back to the work of John Locke
in this suggestion, particularly to the work Grice drew on in his early
article 'Personal identity'. Locke proposed a distinction between 'man'
and 'person' to take account of the fact that people, as essentially
rational beings, are uniquely distinguished from other life forms by something
like self-awareness or consciousness. For Locke, the identity of a person
depends on the continuation of a single consciousness, while the identity of a
man, like that of any living creature, depends on unity of function. Grice's
suggestion is similar to Locke's in its metaphysical distinction between 'man'
or 'human being' and 'person'. However, he goes beyond Locke in attributing the
distinction to the operation of rational creatures themselves, and in the link
he proceeds to make between the transformed creature and the nature of
value. For Grice, the rational creature is able to devise and evaluate
answers to the questions about value it is raising. This will initially take
the form of comparing different possible answers in terms of effectiveness and
coherence. By means of raising questions about the justification of ends, and
assessing possible answers to those questions, the person takes on the function
of attributing value. A rational creature becomes a creature that, by
metaphysical definition, has the capacity to attribute value. Value, even
the type of value known as 'goodness', can be discussed objectively, because a
creature uniquely endowed with, and indeed defined by, the capacity to judge
it, exists. The creature is 'a being whoseessence (indeed whose métier) it is
to establish and to apply forms of absolute value. 1 Values exist because
valuers exist. By means of this status afforded to the nature of personhood, it
is perhaps possible to reassess Grice's sketchy reference in 'Aspects of
reason' to the devising of systems for living. People devise systems for living
from the applica-tion of the capacity of reason and the resultant ability to
ascribe value to certain courses of action and withhold it from others. The
develop-ment and maintenance of basic moral principles can therefore be seen as
a necessary product of rational human nature. In this way, Grice
constructs his account of value as being dependent on analyses from means to
ends, yet at the same time having objective existence. The process of
Metaphysical Transubstantiation operates pri-marily to turn human beings into
people and therefore valuers, but it thereby makes value viable. The process,
and therefore the existence of valuers and value, derives from the capacity,
incidentally present in human beings, for rationality. Neither value itself nor
the process of valuing depend on any novel or 'queer' properties or processes.
The nature of value, and the apprehension of value, can both be explained in
terms of rationality, a phenomenon with an acceptable philosophi-cal pedigree
of its own, and one used in other areas of explanation. In Grice's terms, value
is embedded in the concept of people as rational creatures; 'value does not
somehow or another get in, it is there from the start'. 15 In the
years following the delivery of the Carus lectures, Grice began to justify his
claim that the study of value could have illuminating and far-reaching
consequences in different areas of philosophical investiga-tion. He had already
considered the implications of value for his own account of meaning in the
paper 'Meaning revisited'. As so often with Grice's work, the date of
publication is misleading. It was published in 1982 in the proceedings of a
colloquium on mutual knowledge held in England, but an earlier version of part
of the paper had been delivered at a colloquium in Toronto in March 1976. Grice
offers a tantalisingly brief suggestion of what might happen if the very intelligent
rational creature began to speak: an outline of an account of meaning within
the framework of creature-construction to which, it seems, he did not return.
If the creature could talk it would be desirable, and judged so by the
creature, that its utterances would correspond with its psychologi-cal states.
This would enable such beneficial occurrences as being able to exchange
information about the environment with other creatures; it would be
possible to transmit psychological states from one creatureto the next.
Further, the creature will judge this a desirable property of the utterances of
other creatures; it will assume, if possible, that the utterances of others
correspond with their psychological states. In a sentence that is at once
complex, hedged and vague, Grice pro-poses to retain some version of an
intentional account of meaning: It seems to me that with regard to the
possibility of using the notion of intention in a nested kind of way to
explicate the notion of meaning, there are quite a variety of plausible, or at
least not too implausible, analyses, which differ to a greater or lesser extent
in detail, and at the moment I am not really concerned with trying to
adjudicate between the various versions.16 In an addition to the 1976
paper for the later colloquium he suggests that intentional accounts of
meaning, including his own, have left out an important concept. This is
heralded at the start of the article as 'The Mystery Package', and later
revealed to be the concept of value. Grice hints that he has firm theoretical
reasons for wanting to introduce value as a philosophical concept. Many
philosophers regard value with horror, yet it can answer some important
philosophical problems. It makes possible a range of different expressions of
value in different cases. Grice suggests the word 'optimal' as a
generalisation over these differ-ent usages. This offers solutions to some
problem areas in the inten-tional account of meaning, most significantly to the
supposed 'infinite regress' identified by critics such as Schiffer. Grice
expresses some scep-ticism over whether any such problem can in fact be found,
but allows that it could at least be argued that his account entailed that 'S
want A to think "p, because S want A to think 'p, because S
wants...!"'. In effect, this demands a mental state of S that is both
logically impossi-ble, because it is infinite, and yet highly desirable. Grice
argues that just because it cannot in practice be attained, this mental state
need not be ruled out from philosophical explanation. Indeed, 'The whole idea
of using expressions which are explained in terms of ideal limits would seem to
me to operate in this way', a procedure Grice links to Plato's notion of
universal Ideals and actual likenesses."7 The state in which a
speaker has an infinite set of intentions is optimal in the case of meaning.
This optimal state is unattainable; strictly speak-ing S can never in fact mean
p. Nevertheless, actual mental states can approximate to it. Indeed, for
communication to proceed successfully other people can and perhaps must deem
the imperfect actual mentalstate to be the optimal state required for meaning.
Grice uses the story of the provost's dog to illustrate the notion of
'deeming'. It is a story of which he was apparently fond; he used it again in
his later paper 'Actions and events'. The incoming provost of an Oxford
college owned a dog, yet college rules did not allow dogs in college. In
response, the governing body of the college passed a resolution that deemed the
provost's dog to be a cat. I suspect', suggests Grice, that crucially we do a
lot of deeming, though perhaps not always in such an entertaining
fashion.'18 In the second version of the paper the 'mystery package'
seems to be the focus of Grice's interest, but commentators at the colloquium
on mutual knowledge were more interested in the possible 'evolutionary'
implications of his ideas: the suggestion that non-natural meaning might be a
descendant of natural meaning. This is not an idea that Grice seems to have
pursued further. However, Jonathan Bennett had already postulated a possible
Gricean origin for language, although carefully not committing himself to
it.2° Grice revisited 'Meaning', but not 'Logic and conversation'.
Others, however, have drawn connections between rationality, value and
coop-eration. Judith Baker has suggested that, 'when we cooperate with other
humans on the basis of trust, our activity is intelligible only if we conceive
of ourselves and others as essentially rational. 2 Marina Sbisa has gone
further, making a more explicit link between Grice's notions of 'person'
and of 'cooperative participant' and arguing that 'we might even envisage
Metaphysical Transubstantiation as an archetypal form of ascription of
rationality on which all contingent ascriptions of coop-erativity are modelled.
22 Richard Grandy, tackling the question of why a hearer might conclude that a
speaker is being cooperative, suggests tentatively that Grice 'would have
argued that the Cooperative Principle ought to be a governing principle for
rational agents' and that such agents would follow it 'on moral, not on
practical or utilitarian grounds!23 However, writing long before the
publication of Grice's work on rationality and value, Asa Kasher suggested that
the Cooperative Principle should be replaced by a more general and basic
rationality principle. He argues that the individual maxims do not display any
clear connection with the Cooperative Principle, but that they follow from the
principle that one should choose the action that most effectively and
efficiently attains a desired end. In this way the maxims 'are based directly
on conclusions of a general rationality principle, without mediation of a
general principle of linguistic action'.2 Further, in interpreting an
utterance, a hearer assumes that the speaker is a rational agent.It might be
that the discussion of value in Grice's later work offers a new way of
interpreting the rather problematic formulation of his earlier work.
Rationality and mutual attribution of rationality may be better descriptions of
the motivation for the maxims described in the William James lecturers than is
'cooperation'. Speakers follow the rules of conversation in pursuit of
particular communicative ends. On the assumption that other speakers are also
rational creatures, the maxims also offer a good basis for interpreting their
utterances. As rational crea-tures, speakers attribute value to ends that are
consistent and coherent. An implicature may be accepted as the end point
of interpretation if it accords with the twin views that the other speaker is a
rational being, and that their utterances correspond to their psychological
states. On this view, the Cooperative Principle and maxims are not an
autonomous account of conversational behaviour precisely because they follow
from the essential nature of speakers as rational creatures. Cooperation
is, in effect, just one manifestation of the much more general cognitive
capacity of rationality. Further, introducing the notion of 'value' into the
theory of conversation offers a defence against the charge of prescriptivism.
The maxims are not motivated by a duty to adhere to some imposed external
ethical code concerned with 'helpful-ness' and 'considerateness'. Their
imperative form belies the fact that they are a freely chosen but highly
rational course of action. Like moral rules they are means towards certain
ends: ends that are attributed value by creatures uniquely endowed to do so.
Both the tendency to adhere to the maxims and the tendency to prize certain
courses of action as 'good' follow as consequences of the same essential
property of people as rational beings: the property, indeed the necessity, of
attributing value. As such, the theory of conversation can be argued to be one
component in Grice's overarching scheme: a description of what it is to be
human. The allocation of time and the completion of projects became a
pressing concern for Grice as the 1980s wore on because his health was failing.
He had been a heavy smoker throughout his adult life, and tape recordings from
the 1970s onwards demonstrate that his speech was frequently interrupted by
paroxysms of coughing. In response he gave up cigarettes suddenly and
completely in 1980. He insisted to Kathleen that his last, unfinished, packet
of one hundred Player's Navy Cut stayed in the house, but he never touched it.
This drastic action was taken, as he himself was in the habit of commenting,
too late. In December 1983 he gave a farewell lecture at the end of his time at
the University of Washington, in which he referred to 'my recent disagreement
withthe doctors'. Even before this had taken place, he explains, he had decided
to offer this talk as a thank you on his and Judith Baker's behalf, 'for
making the time spent by us here such fun'.? Whether or not the doctors in
question were insisting that Grice finish his demanding shuttle between
Berkeley and Seattle, they certainly seem to have been recommending that he
slow down. It was around this time that he was first diagnosed with emphysema,
the lung condition that was presenting him with breathing difficulties and was
to cause increasing ill health over the following years. If his doctors
were urging him to burden himself with fewer com-mitments, they did not check
his enthusiasm for work. Stephen Neale, then a graduate student at Stanford,
spent a day with Grice in Berkeley in 1984. He found that Grice 'was already
seriously weakened by illness, but he displayed that extraordinary intellectual
energy, wit, and eye for detail for which he was so well known, and I left his
house elated and exhausted' 2 Grice's response to his illness seems to have
been if anything an increased impetus towards advancing the projects then in
hand, and a renewed drive towards seeing his many unpublished works into print.
Early in 1984 he began making lists of things to do. Some of these include
private and financial business which, mixed in with academic matters, have
survived with his work papers; there was, by this time at least, no real
distinction between the personal and the philosophical. He planned to 'collect
"best copies" of unpublished works and inform "executors"
of their nature and location and of planned "editing"'?7 On the same
list appears the resolution to 'go through old letters and dispose'. In
the mid-1980s, then, Grice was looking back over the work of more than four
decades. This was prompted partly by his concern to tie up loose ends and
partly by the demands of selecting the papers to appear along with the William
James lectures in the projected book from Harvard University Press. There was
also another spur to this retrospective reflection. Richard Grandy and Richard
Warner were collecting and editing the essays eventually published as
Philosophical Grounds of Rationality. They were themselves writing an
introductory overview of Grice's work. Grice called his response to this 'Reply
to Richards', fusing, as he puts it, the editors into a multiple personality.
In this he develops some of the themes of his current work. But he begins with
a short philosophical memoir: 'Life and opinions of Paul Grice'. The paper he
offered at the end of his time in Seattle was, it seems, a preliminary sketch
for this. The original, informal title was 'Prejudices and predilec-tions.
Which becomes life and opinions'.One consequence of this enforced nostalgia was
a renewed interest in the practices of ordinary language philosophy. Grice
looked back at the influence of Austin with the amused detachment afforded by a
distance of over 20 years, or perhaps more accurately with fond memories of the
amused detachment with which he viewed Austin at the time. He was earnest,
however, in the guarded enthusiasm with which he recounted the art of
linguistic botanising'. He had never fully abandoned the practice in his own
philosophy. For instance, in his notes on psychological philosophy, he had
started making a list of 'lexical words' relevant to the topic. These included
'Nature, Life, Matter, Mind, Sort, End, Time'. Perhaps catching himself
in the act, next to this list he had posed the self-mocking question
'"Going through Dictionary"??'28 In 'Reply to Richards', he suggests
that this method has merits that might recommend it even to contemporary
philosophers: 'I continue to believe that a more or less detailed study of the
way we talk, in this or that region of discourse, is an indispensable
foundation for much of the most fundamental kind of philosophizing. This was a
theme he repeated, often rather more forcefully, in a number of other papers,
talks and informal discussions at that time. Nevertheless, Grice was well aware
of how far he had moved away from Oxford philosophy in taking on metaphysical
topics such as value. In 1978, in the introductory seminar to his course
'Metaphysics', he explained to his students that not very long before the word
itself could be used as a term of abuse. At Oxford in the 1950s, metaphysics
was viewed as 'both non-existent and disgust-ing'. Oxford philosophers, he
suggests, would have said: 'All we need is tasteful and careful botanising and
we'll have all any gentleman needs to know'. Twenty-five years later, Grice
admitted, he was convinced that a more systematic treatment of philosophy was
needed. 30 Grice's enthusiasm for the old-fashioned method of linguistic
botanis-ing was accompanied, and perhaps reinforced, by a strong dislike and
distrust of technology. This attitude applied to attempts to use technological
tools or analogies in philosophy itself, and extended into the more personal
domain. He was scathing about what he saw as attempts to 'reduce' the
understanding of human beings to the understanding of computers. He may have
had in mind recent debates about the possibility and nature of Artificial
Intelligence, although he does not refer to them explicitly. In 1985, he wrote
an overview of his earlier work on the philosophy of language, titled
'Preliminary valediction' and presumably serving as an early draft of the
retrospective that appeared in Studies in the Way of Words. In this he makes an
explicit link between his philosophical interest in ordinary language and his
dislike oftechnological explanations in philosophy. In a single sentence,
perfectly well formed, but long even for him, he tackles the need for a
carefully considered argument to justify attention to ordinary language:
Indeed it seems to me that not merely is such argument required, but it is
specially required in the current age of technology, when intuition and
ordinary forms of speech and thought are all too often forgotten or despised,
when the appearance of the vernacular serves only too often merely as a
gap-sign to be replaced as soon as possible by jargon, and when many
researchers not only believe that we are computers, but would be gravely
disappointed should it turn out that we are, after all, not computers; is not a
purely mechanical existence not only all we do have, but also all we should
want to have?31 In arguing for the centrality of consciousness, that is
in arguing against the possibility of Artificial Intelligence, Grice was again affirming
his commitment to the significance of psychological concepts to rationality in
general and to meaning in particular. The processes of the interpretation and
production of meaning are significant for a human being in ways that are
perhaps mysterious, but crucially cannot be observed in computers. Personally,
too, Grice would have nothing to do with computers. When he retired from his
full-time post at Berkeley he lost the secretarial support he had always relied
on and was forced to get a PC at home. But it was Kathleen who learnt to use
the computer and mastered word processing. Grice could never get beyond his
horror of the spell checker which, he complained, rejected 'pirot' and
questioned 'sticky wicket'. Grice was not just looking back, reflecting
on the philosophy of earlier decades and planning the publication of his
manuscripts. He was also working on new projects. His obsession with these was
such that even his interest in his own health seemed to be predicated on the
desire to have time to finish them. Cancelling a lecture he had been scheduled
to give in 1986, he wrote 'my doctor has just advised me that I am taking on
too much and that unless I reduce my level of activity I shall be jeop ardising
the enterprises which it is most important to me to complete.'32 From the notes
and the work plans he was making at the time, it seems that Grice had two main
enterprises in mind: producing a finished version of his lectures on value, and
developing a project these had prompted. This new project was characteristic of
the pattern of Grice's work in two ways. It was daringly ambitious, in that he
foresaw for it a wide range of implications and applications. But it was also
not entirelynew, in that the ideas from which it developed had long been
present in his work. In effect, it was nothing less than the foundations of a
theory to encompass the whole of philosophy, with all its apparent branches and
subdivisions. Grice was working on a metaphysical methodology to explain how
the theories that make up human knowledge are constructed. Or, in one of his
own favourite phrases from this time, he was doing 'theory-theory'. Grice
had long been of the opinion that the division of philosophy into different
fields and disciplines was an artificial and unproductive practice. This
opinion was certainly reflected in the course of his own work, in which he
followed what seemed to him the natural progression of his interests, without
regard for the boundaries he was crossing between the philosophies of mind and
of language, logic, metaphysics and ethics. In 1983, he recalled with some
pride a mild rebuke he had received years earlier from Gilbert Harman, to the
effect that when it came to philosophy, 'I seemed to want to do the whole thing
myself' 33 To some extent, especially in the latter part of his career, Grice
had actually defined his own philosophical interests in these terms. He
contributed a brief self-portrait to the Berkeley Philosophy Department booklet
in 1977, in which he described himself as working recently chiefly in the
philosophy of language and logic; 'takes the view, however, that philosophy is
a unity and that no philosophical area can, in the end, be satisfactorily
treated in isolation from other philosophical areas'.34 He comments further on
this attitude in his 'Reply to Richards': When I visit an unfamiliar
university and (as occasionally happens) I am introduced to 'Mr Puddle, our man
in Political Philosophy' (or in 'Nineteenth-Century Continental Philosophy' or
'Aesthetics', as the case may be), I am immediately confident that either Mr
Puddle is being under-described and in consequence maligned, or else Mr Puddle
is not really good at his stuff. Philosophy, like virtue, is entire. Or,
one might even dare to say, there is only one problem in phi-losophy, namely
all of them.35 Grice's distrust of subdivisions and labels extended to
the classification of different schools of thought or philosophical approaches.
Labelling philosophers according to the style of their subject and their approach
to it was, he felt, unhelpful and even stultifying. In preparatory note for
'Reply to Richards' he lists some of the 'cons' of philosophy as being
'fads' ', 'band wagons', 'sacred cows' (the 'pros' are simply 'fun' and
'col-laboration'). He then goes on to produce a list of '-isms' that might bear
out his objections, including 'naturalism', 'phenomenalism', 'reduc-tionism',
'empiricism' and 'scepticism'. In a later note, he worked out a series of
nicknames for the dedicated followers of different schools of thought.
'Constructivists' were 'Egg-heads'; 'Realists' were 'Fat-heads';
'Idealists' were 'Big-heads'; 'Subjectivists' were 'Hard-heads' or 'Nut-heads';
and 'Metaphysical Sceptics' were 'No-heads', or 'Beheads' 37 It is not clear
whether Grice intended these jottings for any purpose other than his own
amusement. It seems that he made public use of only one of these labels, when
speaking to the American Philosophical Associa-tion, and drawing attention to
his own belief in the crucial connection between value and rationality:
To reject or to ignore this thesis seems to me to be to go about as far as one
can go in the direction of Intellectual Hara-Kiri; yet, I fear, it is a journey
which lures increasingly many 'hard-headed' (even perhaps bone-headed) travellers.38
In 'Reply to Richards', and elsewhere, Grice is characteristically cagey about
the exact consequences of his views on the entirety of philoso-phy. He is
certain, however, that progress is to be made through his view of metaphysics
as essentially a constructivist enterprise, in which categories and entities
are added if they are explanatorily useful. In 'Method in philosophical
psychology' he used the metaphor of offering houseroom to even unexplained
conditions and entities if they were able to help with the housework. In the
Carus Lectures, arguing that any account of value should be given metaphysical
backing, he suggests that the appropriate metaphysics will be constructivist,
not reductionist. In another arresting metaphor, he tells his audience that,
unlike reductionist philosophers, 'I do not want to make the elaborate
furniture of the world dissolve into a number of simple pieces of kitchenware!
The world is rich and complex, and the philosopher should offer an explanation
that retains these qualities. The constructivist would begin with certain
elements that might be seen as metaphysically primary, and would then 'build up
from these starting-points, stage by stage, a systematic metaphysical theory or
concatenation of theories'.39 First, it would be necessary to define the
suitable form for any theory to take, to engage in theory-theory. Grice does
not here enter into a discussion of theory-theory itself, but it seems that his
account of value is an example fitting the general constructivist approach he
has in mind Th e simple psychological attitudes of J-accepting and
V-accepting areposited, together with the programme of creature construction,
as primary elements in the theory. Grice's elaborate account involving
rationality as a non-essential property of human beings, the process of
Metaphysical Transubstantiation, the creation of people as value-givers and the
derivation of absolute value, are built up from these starting points.
There is no finished written account of metaphysical constructivism and
theory-theory, although they are outlined in 'Reply to Richards'. Grice
never wrote the work 'From Genesis to Revelation (and back): a new discourse on
metaphysics', which he seems to have contemplated. 40 Probably the
fullest record of his thoughts on this matter is a lengthy taped conversation
from January 1983, in which he talks to Judith Baker and Richard Warner,
setting out the ideas he hopes to have time to develop. The discipline of
theory-theory, he explains, can be discussed in both general and applied terms.
In general terms, it is concerned with examining the features any adequate
theory would have to exhibit: with laying out the ground rules of theory
construction. In its more applied aspect, it is concerned with detailing the
theories formed by these rules, and with classifying them into types.
Theory-theory includes in its scope, but is not restricted to, philosophical
theory. From this starting point, Grice goes on to suggest a hierarchical
structure of theories, the scope and subject matter at each level being
successively more restricted and specific. He offers an example of a theory
from each of these levels; in effect each theory is a component of the one
before. If philosophical theory is one type demarcated by theory-theory, then metaphysics
is the pre-eminent form of philosophical theory. Concerned as it is with the
fundamental questions of what there is, and how it is to be classified, it
deserves the title of 'First Philoso-phy'. General theory-theory is concerned
with specifying the appropriate subject matter and procedures of metaphysics,
while applied theory-theory is concerned with the specific categories needed to
delineate the subject matter, with investigating what kind of entities there
are. Within metaphysics, each sub-branch has its own general and applied
theory-theory. One such branch that particularly interests Grice is
philosophical psychology. General theory-theory is concerned with the nature
and function of psychological concepts, applied theory-theory with finding a
systematic way of defining the range of psychological beings. Rational
psychology is a special case. Here, general theory-theory is concerned with the
essence of rational beings. Applied theory-theory widens the scope to consider
features or properties other than the essential. In this way, it leads to the
characterisation of a prac-tical theory of conduct, in part an ethical system.
Finally, and rather briefly, Grice comments that philosophy of language is to
be seen as a sub-theory of rational psychology. Grice is even more
tentative about the operation of metaphysical construction itself, in other
words the procedures of metaphysics specified in general theory-theory. The
relevant principles, he insists, are not fully worked out, but two ideas about the
forms they might take have been with him for some time. The first idea he calls
the 'bootstrap principle', in response to the realisation that a theory
constructed along the lines he is describing must be able to 'pull itself up by
its bootstraps', or rely on its own primitive concepts to construct potentially
elaborate expla-nations. A metaphysical system contains both its primitive
subject matter, and the means by which that subject matter is discussed and
explained. The means are meta-systematic. In constructing the theory, it must
be possible to include in the meta-system any materials that are needed. The
only restriction on this, introduced in the interests of economical conduct, is
that any ideas or entities used in the meta-system should later be introduced
formally into the system. The legitimate routines or procedures for
construction include 'Humean projection' and 'nominalisation'. First, if
a particular psychological state is central to a theory, it is legitimate to
use the object of those states in the meta-system. The objects of psychological
states are the 'radicals' of thought described in Grice's work on rationality,
Second, it is legitimate to introduce entities corresponding to certain
expressions used in the relevant area of investigation. The second
general idea does not have a specific name, but can be summarised by saying
that the business of metaphysics in any area of investigation is not just the
production of one theory. Grice maintains that he wants to be free to introduce
more than one metaphysical theory, because the production of different systems
of explanation may be differently motivated. This principle, he observes, 'fits
in nicely with my ecumenical tendencies'. A metaphysical system does not have
to be unitary or monolithic. In fact, Grice doubts the existence of 'a theory
to be revealed on The Day of Judgement which will explain everything'.
Rather than aiming at some ultimate truth, or correct version, Grice sees any
theory as crucially a revision of some prior theory, or, if there is no such
precedent, as building on common sense and intuition. Asked by one of his
colleagues as to whether it is legitimate to reject a previous theory, or the
prompting of common sense, once it has been revised, Grice expresses himself
strongly opposed to the idea. The best understanding of some entity comes from
an appreciation of all the guises inwhich it appears during the development of
systems. The most appropriate theory on any given occasion is not always the
most elaborate one available. Grice referred to his metaphysical
interests in some of the articles he wrote, or at least completed, during these
final but productive years. In 'Actions and events', published in 1986,
he responds to Donald Davidson's logical analysis of action sentences that
included actions in the category of entities.4l The question relates, he
argues, to the fundamental issue of metaphysics: the question of what the
'universe' or the 'world' contains. Grice is inclined to agree with Davidson
over this act of inclusion, but to do so from a very different metaphysical
position. He suggests that Davidson, like Quine, is a 'Diagnostic
Realist'; the actual nature of reality is unavailable for inspection, but the
job of philosophers is to make plausible hypotheses about it. Grice's own
metaphysical approach, however, is one of constructivism, of building up an
account from primitives, rather than of forming theories consistent with
scientific explanations. 'One might say that, broadly speaking, whereas the
Diagnostic Realist relies on hypothesis, the Constructivist relies on
hypostasis. 42 'Actions and events' brings together many of Grice's
apparently disparate philosophical interests into one article of broad scope
and remarkable complexity. Still not recognising traditional philosophical
boundaries, he moves from metaphysics, intention and language to rationality
and the status of value. In a few concluding paragraphs, Grice turns to what he
sees as the essential link between action and freedom. The link is treated
briefly and cautiously in this published work, but was in fact a major concern
in his thinking about value. Grice's notes from the early 1980s show him
applying the familiar techniques of 'linguistic botanising' to the concept of
freedom. He jotted down phrases such as 'alcohol-free', 'free for lunch' and
'free-wheeling', and listed many possible definitions, including 'liberal',
'acting without restriction' and 'frank in conversation'43 Richard Warner has
commented that their discussions in preparation for the third Carus lecture
were concerned almost exclusively with freedom as a source of value, and that
he himself encouraged Grice to pursue this line of enquiry rather than that of
creature construction as being the more interesting and productive. *
Essentially, Grice saw in the nature of action a means of justifying the
problematic concept of freedom, and from this a defence of his objective
conception of value. He introduces a classification of actions that is
reminiscent of his hierarchy of living creatures. Some actions are caused
by influences external to a body, as is the casewith inanimate objects. Next,
actions may have causes that are internal to the body but are simply the
outcome of a previous stage in the same process, as in a 'freely moving' body.
Then there are causes that are both internal and independently motivated.
Actions provoked by these causes may be said to be based on the beliefs or
desires of the creature in question and as functioning to provide for the good
of the creature. Finally, there is a stage exclusive to human creatures
at which the creature's conception of something as being for its own good is
sufficient to initiate the creature in performing an action. 'It is at this
stage that rational activity and intentions appear on the scene. '45 The
particular nature of human action suggests the necessity of freedom. That is,
humans act for reasons. These reasons may be more than mere desires and beliefs
motivated by ones own survival; they may be freely adopted for their own sake.
This in turn suggests that people must be creatures capable of ascribing value
to certain ends, independent of external forces or internal necessity. In
Grice's terms, the particular type of freedom demanded by the nature of human
action 'would ensure that some actions may be represented as directed to
ends which are not merely mine, but which are freely adopted or pursued by
me'.* In this way, a consideration of action suggests the necessity of freedom,
and freedom in turn offers an independent justification for people as ascribers
of value. If people are inherently capable of ascribing value, then value must
have an objective existence. Independent of the programme of creature
construction, the concept of freedom may offer another version of the argument
that value exists because valuers exist. In 'Metaphysics, philosophical
escatology and Plato's Republic' completed in 1988 and published only in
Studies in the Way of Words, Grice suggests a distinction between 'categorial'
and 'supracategorial' meta-physics. The first is concerned with the most basic
classifications, the second with bringing together categorially different items
into single classifications, and specifying the principles for these
combinations. This second type of metaphysics, closely related to his
informal account of constructivism, he tentatively labels 'Philosophical
Escatology'. 47 The study of escatology, or of last or final things, belonged
originally to Christian theology. Grice is laying claim to an exclusively philosophical
version of this discipline, and thereby linking metaphysical definitions to
finality, or purpose. The paper 'Aristotle on the multiplicity of being'
was published in 1988, but there is evidence that he had been working on it at
least since the late 1970s. Alan Code mentions a paper 'Aristotle on being
andgood' that Grice read at a conference at the University of Victoria in 1979,
and that sounds in many ways similar to the published version. 48 Grice offers
an explicit defence of metaphysics, contrasting it particularly with the rigid
empiricism of logical positivism: A definition of the nature and range of
metaphysical enquiries is among the most formidable of philosophical tasks; we
need all the help we can get, particularly at a time when metaphysicians have
only recently begun to re-emerge from the closet, and to my mind are still
hampered by the aftermath of decades of ridicule and vilification at the hands
of the rednecks of Vienna and their adherents.49 Grice saw the
'revisionary character' of metaphysical theorising as a topic to which he would
need to return. In fact, it is closely linked to another late area of interest,
a topic he often described as 'the Vulgar and the Learned'. In this
terminology, and indeed in the ideas it described, it seems likely that Grice
was borrowing from Hume, one of the 'old boys' of philosophy he particularly
admired. Hume had written about the relationship between philosophical
terminology and everyday understanding in the following terms: When I
view this table and that chimney, nothing is present to me but particular
perceptions, which are of a like nature with all other perceptions. This is the
doctrine of philosophers. But this table, which is present to me, and that
chimney, may and do exist sepa-rately. This is the doctrine of the vulgar, and
implies no contradic-tion. There is no contradiction, therefore, in extending
the same doctrine to all perceptions.50 Grice argued in his account of
theory-theory that pre-theoretical intu-itions, or common-sense accounts, are
often used as the foundations of metaphysical theories. In later notes he was
particularly preoccupied by the role of such 'everyday' or 'vulgar'
understanding in metaphysical construction. Very generally, he urges that
theorists of metaphysics are well advised to take account of common-sense
understanding. It is not that common sense is 'superior' to metaphysical
accounts, or can replace them. The complex accounts offered by philosophers
serve a different function from those of everyday life, and can coexist with
them because they are appropriate to different purposes. In his notes
from around this time, he compares the vulgar and the learned with reference to
what he calls 'Eddington's table' and 'thevulgar table'. Grice's reference here
is to Arthur Eddington's The Nature of the Physical World, first published in
1928. Eddington begins his book, originally delivered as a series of lectures,
with the assertion that as he sat down to write he was confronted with not one
table but two. There is the ordinary, familiar table: 'a commonplace object of
that environ-ment which I call the world'. There is also a scientific table, an
object of which he has become aware only comparatively recently. Whereas the
ordinary table is substantial, the scientific table is mostly emptiness, while
'sparsely scattered in that emptiness are numerous electric charges rushing
about with great speed; but their combined bulk amounts to less than a
billionth of the bulk of the table itself'. Eddington argues that the two different
descriptions of the table are discreet and serve distinct purposes. Although
they might ultimately be said to describe the same object, the scientist must
keep the two descriptions separate, in effect ignoring the 'ordinary table' and
concentrating only on the 'scientific table'. Grice's brief notes suggest
that he is happy to accept both the vulgar and the learned description of the
table. There is, he notes, 'no conflict... Scientific purposes and everyday
purposes are distinct'.52 Grice was advocating philosophical respect for
common sense, and as such aligning himself with a philosophical tradition
stretching back through Moore and Berkeley to Aristotle. Although he developed
this position explicitly only towards the end of his life it is clear that, as
so often in his work, he was returning to a theme, and to a philosophical
outlook that had been with him for many years. It is not difficult to relate
this idea to Austin's respect for ordinary language, and the indi-cation of
everyday concepts and distinctions it contains. Indeed, notes from much earlier
in Grice's career show that, while he was still at Oxford, he was linking
a philosophical interest in common sense to a respect for ordinary language.
His jotted 'Aspects of respect for vulgar' include 'protection against
sceptic', 'proper treatment of Folk Wisdom', 'protection of speech from
change and impropriety' and, perhaps most tellingly 'proper position treatment
of ordinary ways of speech (speech phenomena)'.53 The same form of
respect can also be detected, although more prob-lematically, in his later work
on value. Subjectivists such as Mackie had suggested that they were themselves
necessarily arguing against common sense, rejecting the idea apparent in
ordinary language that values 'exist' as objective topics of knowledge. Grice
himself rather irrev-erently sums up a position such as Mackie's in his notes
from this periodas follows: 'value-predicates (e.g. "good",
"ought") signify attributes which ordinary chaps ascribe to things.
It is however demonstrable, on general grounds, that these attributes are
vacuous. So position attribution by the vulgar are systematically false' S4
According to this account, in upholding objective value, Grice would be
maintaining a straight for-wardly common-sense position. In fact Grice himself
does not accept this simple identification of objectivism with common sense. He
argues in the Carus lectures that 'it seems to me by no means as easy as Mackie
seems to think to establish that the "vulgar valuer", in his
valuations, is committed to the objectivity of value(s).5 In the taped
conversation he suggests that the need to work on the status of common sense,
intuition and pre-theoretical judgement is particularly acute for anyone who
wants to take a constructivist approach to a topic such as value. It is not
that the philosopher should simply take on board all 'vulgar' pronouncements on
such a topic, but rather that a constructivist should attempt at least to use
them as a starting point for any theory of value. Grice's 'common sense'
philosophy is, therefore, a more sophisticated approach than one relying simply
on the understanding apparent in everyday language. Years earlier he defended
common sense but attacked Moore's simplistic application of it in 'G. E. Moore
and philosophers' paradoxes'. In the later work, he argues that although common
sense may be the starting point, exactly how a theory is to be constructed from
there is a matter for theory-theory: 'Moore-like proclamations cut no ice.'
Grice was also turning his attention to another loose end in his work: the
study of perception. In particular, he returned to the area in which he had
worked with Geoffrey Warnock 30 or more years before, planning a 'Grice/Warnock
retrospective'. He sketched out a number of topics for this, but it does not
appear to have progressed beyond note form. The first topic was to be 'The
place of perception as a faculty or capacity in a sequence of living things'.
Thinking about the old issue of perception in relation to his more recent
interest in creature-construction, he wondered: 'at what point, if any, is
further progress up the psychological ladder impossible unless some rung has
previously been assigned to creatures capable of perception?'56 He dwells on
the advantages of perception in terms of survival, the crucial factor for
adding any capacity during creature-construction, and assesses the possible
support this might offer for common sense against philosophers of sense data.
If perception is to be seen as an advantage, providing knowledge to aid
survival in a particular world, 'the objects revealed byperception should
surely be constituents of that world'. It might be possible to say that sense
data do not themselves nourish or threaten, but constitute evidence of things
that do. However, Grice notes that he is more tempted by an alternative
expla-nation. 'Flows of impressions' do not so much offer evidence of what is
in the world, as 'prompt, stimulate or excite certain forms of response to the
possibility that such states of affairs do obtain'. These responses may be
either verbal or behavioural. Both types of response suggest commitment on the
part of the responding creature to the state of affairs in question. Here
again, Grice seems to be offering a defence of a common sense approach to
philosophical questions, but a more sophisticated one than that of simple
realism. The existence of the material object is indicated not by the sense
impressions themselves, but by the responses these elicit in the perceiving
creature. From the middle of the 1980s onwards, Grice was increasingly
preoccupied with various publishing projects, mainly with book plans. His notes
from the time suggest an explosion of energy in this area. A list from 1986
includes '"Method: the vulgar and the learned" with ?OUP.
"From Genesis to Revelations" ?HUP'. Other notes are uncompromisingly
labelled 'work program', and show him carefully dividing up time by year, by
month or even by day, including the injunction that he should set aside part of
December 1986 to 'CATCH UP on prior topics'. 57 For most of Grice's potential
audience, however, it was the William James lectures that were most eagerly
awaited. With the exception of the few lectures already published, these
remained as ageing manuscripts in Grice's idiosyncratic filing system. Even
with his new enthusiasm for publishing, it took some persuasion from Harvard
University Press, and from Kathleen, to revisit these. It is clear that he was
not averse in principle to publishing the lectures; his flurry of lists from
the early 1980s testify to this. But he had set himself an exacting programme
of revising and adding to the them. Grice was adamant from the start
that, whatever else the book con-tained, the William James lectures should be
kept together and distinct from other papers. In a letter to his publisher he
wrote, 'the link between the two main topics of the James lectures is not loose
but extremely intimate. No treatment of Saying and Implying can afford to omit
a study of the notion of Meaning which plainly underlies both these ideas!58
Before the book had a name, he was planning that it should contain a Part A
entitled 'Logic and conversation'. It seems that this was to include a number
of postscripts to the lectures. Part B was provisionally entitled 'Other essays
on language and related matters', andwas to contain a number of further
postscripts and reassessments. Of all the proposed postscripts, only
'Conceptual analysis and the province of philosophy', concerned mainly with
revisiting the themes of 'Postwar Oxford philosophy', was ever written. The
inclusion of 'In defence of a dogma' in Part B was a matter of some debate,
Grice remaining resolutely in favour. When a reader for the publisher
questioned this, Grice responded with a robust defence: 'the analytic/synthetic
distinction is a crucially important topic about which I have said little in
the past thirty years, and must sometime soon treat at some length.' In his
original plan the book was also to include a transcription of a talk on this
same topic between himself, George Myro, Judith Baker, George Bealer and Neil
Thomason. Indeed, Grice suggested initially that Studies in the Way of Words
should be published as authored by Paul Grice with others'. Grice
revisits the analytic/synthetic distinction in the 'Retrospective epilogue'. He
introduces a number of inhabitants of 'philosophical Never-Never-Land', M*, A*,
G* and R*, the fairy godmothers of Moore, Austin, Grice and Ryle. These
fairy godmothers are useful to philo- sophical discussion because they
hold explicitly all the views that their godchildren hold, without regard for
whether these views are explicit or implicit in their actual work. R* suggests
that the division of statements of human knowledge into 'analytic' and 'synthetic'
categories, far from being an artificial and unnecessary complication by
philoso-phers, is in fact an insightful attempt by theorists to individuate and
categorise the mass of human knowledge. This view offers a particular challenge
to Quine's attack on the distinction, with which Grice had taken issue in his
joint article with Strawson over 30 years earlier. It is in tacit reference to
this that Grice concludes his epilogue: Such consideration as these are
said to lie behind reports that yet a fifth fairy godmother, Q*, was last seen
rushing headlong out of the gates of Never-Never-Land, loudly screaming and
hotly pursued (in strict order of seniority) by M*, R*, A* and G*. But the
narration of these stirring events must be left to another and longer day.59
It is tempting to read a note of wistful resignation into the manner in which
Grice chose in 1987 to conclude Studies in the Way of Words. However,
letters he was writing at the time, which affirm his intention to revisit these
topics at length, argue that he at least in part believed he had time to do so.
Moreover, he submitted applications for Faculty Research Grant support for both
the academic years 1986-7 and 1987-8,for a project on 'Metaphysical foundations
of value and the nature of metaphysics'. Kathleen recalls that he was never
successful in his bids for such research grants. Despite this, he does not seem
to have made much effort to accommodate to the demands of the application
process. In answer to a question about the significance of his research
project and the justification of the proposed expenditure, he wrote in 1986 'I
hope the character of the enterprise will be sufficient evidence of its
sig-nificance.' In 1987 he offered an even more terse account of his
plans: 'their importance seems to me to be beyond question'. 6 He was
applying for funding to cover the expenses of secretarial support in
transcribing tapes on to which he had been dictating his notes and typing up
manuscripts, and for duplication, supplies and mailing. His intention was to
produce two books for Oxford University Press, one a revised version of the
Carus lectures and one on 'Methodology in Metaphysical Theory', a study to
include a consideration of 'the nature and degree of respect due from
metaphysical theorists towards the intuitions and concerns of the common man'.
The plan was to complete at least first drafts during 1987-8. Whatever
his official predictions, Grice was aware that his condition was worsening and
that the prognosis was not good. In the summer of 1987 he underwent eye surgery
in an attempt to rescue his failing sight, and by the end of the year he needed
a hearing aid. In addition, his mobility became further restricted. The
entrance to his house, and the balcony on which he loved to sit, were on the
first floor over the garage; a further flight of stairs led to the second
floor. By early in 1988, a stair lift was needed. Even so, Grice was
effectively housebound, and received visits from publishers, colleagues and
even students on his balcony. From there he also continued to work on new
ideas, apparently with a sense of urgency that was only increased by his
condition. He jotted on the back of an envelope, Now that my tottering feet are
already engulfed in the rising mist of antiquity, I must make all speed ere it
reaches, and (even) enters, my head." He dealt with the business of seeing
Studies in the Way of Words to completion. Lindsay Waters from Harvard
University Press, who worked with Grice throughout the preparation of the book,
has commented on the determination with which he did this, suggesting that 'He
knew the fight with the manuscript editor was his last.'62 Paul Grice
died on 28 August 1988, at the age of seventy-five. He had, perhaps, as many
projects on the go as ever. Studies in the Way of Words was on the way to
press; Grice had gone over the final changes with the manuscript editor just
days before. His 'work in progress' was still onhis desk, and included notes on
'the vulgar and the learned' that indicate that he was turning his thoughts
back to the topic of perception in relation to this idea. The causal theory of
perception could, the notes suggest, be seen as a natural way of reconciling
the vulgar and the sci-entific. Perceptions could be connected either with
scientific features or with vulgar descriptions, as they were in his article
'The causal theory of perception'. The causal theory explains the way things
appear on the basis of the way they are. It rules out the account from sense
data theory, which explains the way things are on the basis of the ways things
appear. Scientific theory, Grice had noted 'cuts us off from objects'.63 The
proofs of 'Aristotle on the multiplicity of being', an article he had at one
point considered including in Studies in the Way of Words, were posted to him
on August 17 and remained untouched. Studies in the Way of Words,
containing the long-awaited complete William James lectures and Grice's other
most influential papers in the philosophy of language, was published by Harvard
University Press in 1989. A number of reviewers took the opportunity,
before engaging with the details of Grice's philosophy, to pay tribute to him.
Peter Strawson described his 'substantial and enduring contribution to
philosophical and linguistic theory' 6 Tyler Burge praised his 'wonderfully
powerful, subtle, and philosophically profound mind'.6 Charles Travis argued
that, 'H. P. Grice transformed, often deeply, the problems he touched and,
thereby, the terms of philosophical discussion. Robert Fogelin suggested that
'even if Grice was one of the chief and most gifted practitioners of OLP, he
was also, perhaps, its most penetrating critic. As Fogelin notes, Meaning
revisited', with its enigmatic reference to The Mystery Package' cannot be
fully interpreted without reference to Grice's work on values and teleology.
When Grice died, the Carus lectures were still in manuscript form, and he had
asked Judith Baker to see them through publication with Oxford University
Press. She prepared the lectures for publication, together with part of the
'Reply to Richards' and 'Method in philosophical psychology'. The Conception of
Value appeared in 1991. Reviewers were generally ambivalent, welcoming the
contribution to debate, but expressing some reservations as to the details of Grice's
position. For instance, Gerald Barnes describes Grice's defence of absolute
value as 'unconventional, richly suggestive, often fascinating, and, by Grice's
own admission, incomplete at a number of crucial points'.68 The John Locke
lectures had to wait a further decade before they, too, appeared from Oxford
University Press, edited and introduced by Richard Warner under the title
Aspects of Reason. Again, reviewers had reservations. A. P. Martinich
declaredhimself unconvinced by the appeal to the ordinary use of expressions
such as 'reason', and criticised Grice's style of presentation for containing
'too many promissory and subjunctive gestures'. The body of published work, and
the legacy of his teaching and collaborations, formed the basis of Peter Strawson
and David Wiggin's assessment of Grice for the British Academy: Other
anglophone philosophers born, like him, in the twentieth century may well have
had greater influence and done a larger quantity of work of enduring
significance. Few have had the same gift for hitting on ideas that have in
their intended uses the appearance of inevitability. None has been cleverer, or
shown more ingenuity and persistence in the further development of such
ideas.?º Perhaps an even more succinct summary of Grice's philosophical
life is the one implied by a comment he himself made as it became clear to him
that he would not recover his failing health. Despite the indignities of his
illness and treatment, he confided in Kathleen that he did not really mind about
dying. He had thoroughly enjoyed his life, and had done everything that he
wanted to do. Grice's career was charac-terised by years of self-doubt, by
almost ceaseless battles with the minutiae of philosophical problems, and by a
final frenzied struggle to finish an ever-multiplying list of projects. Yet it
seems that, when he reviewed the effort in comparison with the results, he was
content with the deal.By all the obvious measures of academic achievement, the
big success story for Grice has been the response in linguistics to his theory
of conversation. The 'Logic and conversation' series, particularly the
individual lecture published under that title, has been cited widely and
frequently from the first. Beyond frequency of reference, perhaps the greatest
accolade is for a writer's name to be coined as an adjective, a process with
few precedents in linguistics. There is 'Saussurian linguis-tics', the
'Chomskyan revolution' and 'Hallidayan grammar'. From the mid-1970s on,
linguists could be confident that a set of assumptions about theoretical
commitments could be conveyed by the phrase 'Gricean pragmatics'. The
term has been used as a label for a disparate body of work. It includes
relatively uncritical applications of Grice's ideas to a wide range of different
genres, as well as attempts to identify flaws, omissions or full-blown errors
in his theory. It also includes a variety of attempts to develop new theories
of language use, based to varying degrees on Grice's insights. These
different types of work do not all agree on the efficacy of the Cooperative
Principle, on the exact characterisation of the maxims, or even on the nature
of conversational implicature itself. What they have in common, qualifying them
for the title 'Gricean', is an impulse to distinguish between literal meaning
and speaker meaning, and to identify certain general principles that mediate
between the two. The latter is perhaps Grice's single greatest intellectual
legacy. Stephen Neale has suggested that 'in the light of his work any theory of
meaning that is to be taken at all seriously must now draw a sharp line between
genuinely semantic facts and facts pertaining to the nature of human
interaction." Grice's understanding that linguistic meaning and meaning in
use may differ was shared with a variety of previous philosophers and
indeedwith common sense. But he went much further in his claim that the
differences were amenable to systematic, independently motivated explanation,
and in his ambitious proposal to provide such an expla-nation. Whatever its
flaws, imprecisions and even errors, the theory of conversation has provided a
definite starting point for those interested in discussing the relevant layers
of meaning. Stephen Levinson has gone so far as to suggest that 'Grice has
provided little more than a sketch of the large area and the numerous separate
issues that might be illuminated by a fully worked out theory of conversational
implicature!? The success of the theory of conversation was achieved
despite its publication history. Demand was such that copies of the William
James lectures were in fairly wide circulation around American and British
universities soon after 1967 in the blurred blue type of a mimeograph, and many
early responses to them refer directly to this unpublished version. Some
commentators did not have even this degree of access to the lec-tures. In an
article published in 1971, Jonathan Cohen comments that he is responding to
'the oral publicity of the William James Lectures' 3 When the lectures began to
appear in print, they were scattered and piecemeal. 'Utterer's meaning,
sentence meaning, and word-meaning' appeared in Foundations of Language in 1968
and 'Utterer's meaning and intentions' in The Philosophical Review in 1969.
'Logic and conversation', the second in the original lecture series, appeared
in two separate col-lections, both published in 1975. Its publication was
clearly the source of some confusion, with both sets of editors claiming to
offer the essay in print for the first time. The Logic of Grammar, edited by
Donald Davidson and Gilbert Harman, seems to have been Grice's preferred
publication, and was the one he always cited. There, his lecture appears
alongside essays by past and contemporary philosophers such as Frege, Tarski
and Quine. The editor's introduction places Grice in a tradition of
philosophers interested in the application of traditional theories of truth to
natural language. In Speech Acts, the third volume in the series Syntax and
Semantics, on the other hand, 'Logic and conver-sation' is placed in the
context of contemporary linguistics. Accompanying articles by, for instance,
Georgia Green and Susan Schmerling discuss conversational implicature itself.
The editors, Peter Cole and Jerry Morgan, hail the first publication of 'the
seminal work on this topic'.* It is rumoured that Grice signed the contract for
his lecture to appear in this linguistics series while at a conference at
Austin, Texas, and only after a long evening spent in the bar. Peter Cole
included 'Further notes on logic and conversation' in Volume 9 of the
same series in 1978.One catalyst for the emergence of pragmatics, and Gricean
pragmat-ics in particular, was the interest in Grice's work from within
generative semantics, the movement fronted by the young linguists working just
across campus from Grice in the years immediately following his move to
Berkeley. Attempting to integrate meaning, including contextual meaning, into
their study of formal linguistics, these refugees from transformational
orthodoxy discovered what they saw as a promising philosophical precedent in
'Logic and conversation'. Asa Kasher has suggested that Grice opened a 'gap in
the hedge', allowing linguists to see the possibilities of 'extra-linguistic'
explanations." Gilles Fauconnier has found a more startling metaphor; at a
time when linguistics was largely concerned with syntax, and with meaning only
in so much as it related to deep grammatical structure, 'Grice unwittingly
opened Pandora's box'. 6 When linguists working within transformational grammar
replied to the generative semanticists' accusation that they were artificially
ignoring meaning and context, they too drew on 'Logic and conversation'.
In effect, they cited Grice's characterisation of 'what is said' and 'what is
implicated' as a licence to draw a sharp distinction between the linguistic and
the extra-linguistic. In this way, they argued that it was legitimate and
indeed necessary for a linguistic theory such as transformational grammar to be
concerned with meaning only in terms that were insensitive to context. Features
of context were to be dealt with in a separate, complementary theory, perhaps
even by Grice's theory of conversation itself. Writing in the mid-1970s,
transformational grammarians Jerrold Katz and Thomas Bever accuse the
generative semanticists of a form of linguistic empiricism more extreme than
Bloomfield. By attempting to fit every aspect of interpretation, however
specific to context, into linguistic theory, the generative semanticists were
failing to distinguish between grammatical and nongrammatical regularities:
failing to respect the distinction between competence and performance. Katz and
Bever commend Grice's account of conversational implicature by way of contrast,
as an example of a type of meaning properly and systematically handled outside
the grammar by independently motivated cognitive principles? In the same
volume, Terence Langendoen and Thomas Bever praise Grice for correctly
distinguishing between grammatical acceptability and behavioural comprehensibility.
Even Chomsky himself put aside his worries about behaviourism to draw on
Grice's work. In a 1969 conference paper concerned with defending his version
of grammar against criticisms from generative semanticists he suggests that if
certain aspects of meaning 'can be explained in terms of general
"maxims of discourse" (in theGricean sense), they need not be made
explicit in the grammar of a particular language'! In the 1970s, then,
the theory of conversation was seen by some as a potential means of incorporating
contextual factors into grammatical theory, and by others as a reason for
refusing to do so. Generative semantics eventually failed, perhaps a victim of
its own ambition, and of the increasingly complex syntactic explanations needed
to account for contextual meaning. Former generative semanticist Robin Lakoff
has attributed its eventual decline to a growing realisation that syntax was
not in fact the place where meaning could best be explained; they came to
understand that to deal with the phenomena we had uncovered, the relationships
between form and function that our work had made manifest and unavoidable, we
needed to shift the emphasis of the grammar from syntax to semantics and
pragmatics.''' Generative semantics had succeeded in putting the discussion of
contextual meaning on the formal linguistic map, and had paved the way for the
emergence of pragmatics as a separate discipline. The sheer size of Grice's
impact on this discipline makes anything approaching a comprehensive survey
prohibitive, but a few key collections can provide a representative overview.
By the end of the decade, pragmatics had its own international conference. In
the proceedings of the 1979 conference held at Urbino Grice is cited, or at
least alluded to, in 15 of the 37 papers." These papers range over topics
such as language acquisition, second language comprehension, rhetoric and
intonation, as well as theories of meaning, reference and relevance. In
1975, Berkeley Linguistics Society, a student-run organisation, began hosting
an annual conference, bringing together linguists from across America. At the
first meeting, Grice's work formed the basis of two very different papers.
Cathy Cogan and Leora Herrmann tackled colloquial uses of the phrase 'let's
just say', arguing that it 'serves as an overt marker on sentences which
constitute an opting out' from straightforward observance of the maxims. At the
same conference, Lauri Karttunen and Stanley Peters presented a much more
formal paper on conventional implicata, arguing that they could be used to
explain various so-called presuppositional phenomena.13 Since then, meetings of
the society have included an ever-increasing number of papers on Gricean
topics. In 1990 a parasession at the annual meeting was devoted to papers on
'The Legacy of Grice'. In effect, the delegates all interpret this title in
relation to the theory of conversation, which they applied to topics as diverse
as the language of jokes, the grammaticalisation of the English perfect between
Old English and Modern English, the teach-ing of literacy, and the forms of
address adopted by mothers and fathers towards their children.' By the time the
The Concise Encyclopedia of Prag-matics was published in 1998, Grice's work had
earned mention in entries on 29 separate topics, including advertising,
cognitive science, humour, metaphor and narrative. Again, the majority of these
references are to 'Logic and conversation', and in her entry on
'conversa-tional maxims' Jenny Thomas comments that 'it is this work - sketchy,
in many ways problematical, and frequently misunderstood - which has proved to
be one of the most influential theories in the development of
pragmatics."s The Journal of Pragmatics, which began in the mid-1970s, has
included numerous articles with Gricean themes, and in 2002 published a
special focus issue entitled 'To Grice or not to Grice'. In his
introductory editorial, Jacob Mey argues that the range of articles included,
both supportive of and challenging to Gricean implicature, form 'a living
testimony to, and fruitful elaboration of, some of the ideas that shook the
world of language studies in the past century, and continue to move and inspire
today's research'. 16 Nevertheless, Kenneth Lindblom suggests that the
importance and implications of the theory of conversation tend to be
underestimated, because it has been used by scholars in a range of fields with
significant methodological differences.' Certainly, Gricean analysis has
appeared in discussions of a wide variety of linguistic phenomena, taking it
well beyond the confines of its 'home' discipline of pragmatics. For instance,
the relationship between Grice's theory and literary texts has long been a
source of interest to stylisticians. As early as 1976, Teun van Dijk suggested
that the maxims 'partially concern the structure of the utterance itself, and
might therefore be called "stylistic" , 18 He argues that a set of
principles different from, but analogous to Grice's Cooperative Principle and
maxims are needed to explain literature. For Mary Louise Pratt, however, the
most successful theory of discourse would be one that could explain literature
alongside other uses of language. In the case of literature, where the
Cooperative Principle is particularly secure between author and reader, 'we can
freely and joyfully jeopardize it'. l' Flouting and conversational implicatures
are therefore particularly characteristic of literary texts but do not set them
apart as intrinsically different from other types of language use. Other
commentators have concentrated on Gricean analyses of discourse within literary
texts, such as soliloquies in Hamlet, Macbeth and Othello and dialogue in
Waiting for Godot and Finnegans Wake.20 Conversational implicature has
also proved suggestive in historical linguistics as an explanation for a
variety of meaning shifts. The basicpremiss of this research is that meaning
that is initially associated with a word or phrase as an implicature can, over
time, become part of its semantic meaning. Peter Cole describes this process as
'the lexicaliza-tion of conversational meaning' 2 Elizabeth Traugott's work in
this area has drawn on a wide range of historical data. For instance, in a 1989
paper she traces a general trend in the history of English for changes from
deontic to epistemic meanings; both words and grammatical forms ten in he
ton or math 10g that started out as weakly subjective become strongly
subjective. For instance, 'you must go' changes its meaning from
permission in Old English to expectation in Present Day English. This
process she describes as 'the conventionalising of conversational implicature'
based on 'prag-matic strengthening' and derived ultimately from Grice's second
maxim of Quantity22 Debra Ziegeler has followed up this study by suggesting
that another process of conventionalisation can account for the hypothetical
and counterfactual meanings associated with some modal verbs in the past tense,
such as would, this time a process explained by the first maxim of
Quality.23 It would be wrong to suggest that Grice's presence in
linguistics has been greeted with constant, or universal, enthusiasm. The
Concise Encyclopedia of Pragmatics is representative here, too. As well as the
albeit modified praise from Thomas, the encyclopaedia includes an entry
on 'Discourse' in which Alec McHoul accuses Grice of idealising
conversa-tion. According to McHoul, Grice 'attempted to generalise from how he
thought conversation operated', and ended up giving 'an ideal-rational version
of socially pragmatic events so that it seems virtually irrelevant that the
objects of analysis... constitute a form of social action'.24 McHoul is far
from being a lone voice. The theory of conversation has frequently been accused
of presenting an unrealistic picture of human interaction, and even of
attempting to lay down rules of appropriate conversational etiquette. For
instance, Dell Hymes suggests that Grice's account of conversational behaviour
incorporates a tacit ideal image of discourse',25 and Sandra Harris identifies
in it 'prescriptive and moral overtones' 26 For Rob Pope, an individual's
willingness to accept the maxims as an accurate account of communication is
dependent on 'the problem of how far you and I, in our respective
world-historical posi-tions, find it expedient or desirable to espouse a view
of human interaction based on consensus and/or conflict'? Geoffrey Sampson even
claims that 'it would be ludicrous to suggest that as a general principle
people's speech is governed by maxims' such as those proposed in the theory of
conversation. However, he rather undermines his own argu-ment by presenting the
observation that 'people often manifestly flout his maxims' as if it were a
problem for Grice's theory. A number of linguists have been quick to
defend Grice from the suggestion that his maxims prescribe 'ideal'
conversation. For instance, Penelope Brown and Stephen Levinson explain that
the maxims 'define for us the basic set of assumptions underlying every talk
exchange. But this does not imply that utterances in general, or even reasonably
fre-quently, must meet these conditions, as critics of Grice have sometime
thought'.2 Robin Lakoff argues that strict adherence to the maxims is not usual
and that in many cases: 'an utterance that fails to incorporate implicature
when it is culturally expected might be uncooperative and so liable to
misunderstanding, hardly "ideal" 130 There are a number of
features of the presentation of the theory, particularly read in isolation from
the rest of the lectures, that may contribute to the accusation of idealising
conversation. First, Grice never defines what he means by 'conversation'. It is
clear from his earlier, unpublished writings that he adopted this term simply
as a label for language in context, or as a reminder to his Oxford students that
utterances do not generally occur in isolation from each other. However, in
linguistics the term has acquired a much more specific and technical use.
During the early 1970s, just as Grice's theory was becoming widely known, work
by linguists such as Harvey Sacks was revealing the characteristics and
regularities of naturally occurring casual conversation, dwelling on features
such as turn taking and topic organisation." Linguists familiar with this
work have perhaps been taken aback by Grice's apparently cavalier, unempirical
generalisations. Second, Grice introduces the theory of conversation as an
approach to specific philosophical problems, but his own enthusiasm for the
particular conversational explanations to which it extends obscures this purpose.
In the single lecture 'Logic and conversation' in particular, casual
conversational examples appear to be the main focus. Further, Grice expresses
both the Cooperative Principle and the individual maxims as imperatives.
Despite his intention of generalising over the assumptions that participants
bring to interactive behaviour, this grammatical choice gives his 'rules'
a prescriptive appearance. Perhaps most damagingly of all, Grice does not
comment on his own methodology and purpose in 'Logic and conversation'. He
does, however, give some indication of these in the earlier, unpublished
lectures on language and context, for instance when he defends his method of
working with as few 'cards on the table' as possible, in theknowledge that this
will result in certain deliberate simplifications. In another lecture,
proposing to address some questions put to him in a previous discussion about
the nature of his undertaking, he suggests how he would like his ideas to be
evaluated. His theory building is dif ferent from his methodology in 'Meaning',
which proceeded through the description of specific cases. I am here
considering what is (or may be) only an ideal case, one which is artificially
simplified by abstracting from all considerations other than those involved in
the pursuance of a certain sort of conversational cooperation. I do not claim
that there actually occur any conversations of this artificially simplified
kind; it might even be that these could not be (cf frictionless pulleys). My
question is on the (artificial) assumption that their only concern is
cooperation in the business of giving and receiving information, what
subordinate maxims or rules would it be reasonable or even mandatory that
participants should accept as governing their conversational practice? Since
the object of this exercise is to provide a bit of theory which will explain,
for a certain family of cases, why it is that a particular implicature is
present, I would suggest that the final test of the adequacy and utility of
this model should be a) can it be used to construct explanations of the
presence of such implicatures, and is it more comprehensive and more economical
than any rival [I have tried to make a start on the first part of a)] b)
Are the no doubt crude, pretheoretical explanations which one would be prompted
to give of such implicatures consistent with, or better still favourable
pointers towards, the requirements involved in the model?32 Grice's
idealisations are of the scientific type, necessary to establish underlying principles
of the subject matter, rather than of the type specifying that it always does,
or should, conform to certain optimal standards. Another criticism of
Grice's theory that seems off-beam in the light of his unpublished
justification, but registers a legitimate concern for linguists, is that it
works for only one particular discourse type: roughly for conversations between
social equals who are mutually interested in exchanging information on a
particular topic. Some of the earliest commentaries on the theory of
conversation to consider the social and institutional contexts of language
were, perhaps surprisingly, from philosophers rather than from linguists. In a
1979 edition of The Philo-sophical Quarterly, David Holdcroft and Graham Bird
contribute to a discussion of whether the Cooperative Principle is best seen as
applying to all sequences of speech acts, or simply to informal
conversations. Holdcroft argues that the Cooperative Principle is not
unproblemati-cally universal across all sequences; in cases where participants
do not 'have equal discourse rights' the maxims do not straightforwardly
apply.33 He offers the examples of the proceedings of a court of law and a viva
exam, suggesting that different sets of maxims are accepted by participants in
different cases. Bird argues that situations in which participants have unequal
rights do not pose the problems to Grice that Holdcroft envisages; maxims may
be suspended by mutual agreement without offering counter-examples to the
theory. 34 These ideas were later addressed by linguists using actual
conversational data rather than theorised 'types' of sequences. Norman
Fair-clough pioneered critical discourse analysis, an approach concerned with
relating the formal properties of texts to interpretation and hence to their
relationship to social context. He suggests that mainstream discourse analysis
'has virtually elevated cooperative conversation between equals into an
archetype of verbal interaction in general'.35 He holds Grice at least in part
responsible for this because his emphasis on the exchange of information
assumes equal rights to contribute for both parties. Fairclough analyses
conversational extracts from police interviews of a woman making a complaint of
rape and of a youth suspected of vandalism to argue that many interactions do
not conform to this model. He notes that Grice's own proviso that in some types
of conversation influencing others may be more important has too often been
overlooked. Other critical discourse analysts offer qualified support for
Grice, for instance arguing that the theory of conversation need not be limited
to casual conversation, but can be generalised to explain discourse in
institutional contexts only once it has been made to take account of societal
factors. John Gumperz uses a variety of data to argue that interactions such as
cross-examinations, political debates and job interviews demonstrate that
'conversational cooperation becomes considerably more complex than would appear
on a surface reading of the Cooperative Principle.' William Hanks echoes many
of the criticisms of the theory of conversation familiar to ethnolinguists, but
argues that it should not be abandoned altogether within this discipline
because 'some parts of Grice's approach are of telling interest to
ethnog-raphy', in particular the active role assigned to the hearer in
attributing conversational meaning. For Grice, as for sociolinguists, 'meaning
arises out of the relation between parties to talk'.38If it is to some extent
contrary to Grice's abstract, philosophical intentions that his theory should
be applied to real language data, it is perhaps even more incongruous that it
should be subjected to clinical testing. Nevertheless, the theory of
conversation has generated much interest in the area of clinical linguistics,
in particular the branch sometimes described as 'neuropragmatics'. Chomsky was
interested in the theory of conversation because it suggested to him a
principled way of distinguishing between centrally linguistic meaning that might
be described as belonging to a speaker's competence or semantic ability, and
context-dependent meaning belonging to performance or prag-matics. Clinical
linguists have looked for evidence of a neurological basis for such a
distinction. Many such studies have concentrated on patients with some degree
of language impairment, in an attempt to discover whether semantics and
pragmatics can be selectively impaired. For instance, Neil Smith and
lanthi-Maria Tsimpli, working within a broadly Chomskyan framework, have
studied an institutionalised brain-damaged patient with exceptional linguistic
abilities. Their findings suggest that his 'linguistic decoding' is as good as
anyone else's but that he is unable to handle examples such as irony, metaphor
and jokes, a distinction that they suggests points to a separation between
linguistic and non-linguistic impairment.3º Such a suggestion seems to be
supported by findings from researchers with a more clinical and less linguistic
interest, who have suggested that core linguistic functions might be controlled
by the left hemisphere of the brain while 'pragmatic', context-dependent
meaning, together with emotions, is controlled by the right. 40 Other
clinicians have adopted a more overtly Gricean framework. Elisabeth Ahlsén uses
the Cooperative Principle as a tool for describing aphasic communication in
which, she argues, 'implicatures based on the maxims of quantity and manner
cannot be made in the same way as in the case of nonaphasic speakers.'* The
theory of conversation has also been used as a tool for describing more general
communication dis-orders. 42 Ronald Bloom and a group of fellow-experimenters
argue that 'Gricean pragmatics has provided a theoretically meaningful
framework for examining the discourse of individuals with communication
disorders' 43 Clinicians using Gricean analyses tend to be reluctant to draw
definite conclusions about the division of labour between the hemi-spheres.
This is argued perhaps most explicitly by Asa Kasher and his team, who have
investigated the processing of implicatures by using an 'implicature battery'
for both right brain-damaged and left brain-damaged stroke patients. They use
both verbal implicatures and non-verbal implicatures based on visual images,
and conclude that 'both cerebral hemispheres appear to contribute to the same
degree to processing implicatures.'* This scepticism about the localisation of
pragmatic processing in the right hemisphere is shared by Joan Borod and
others, who use a series of pragmatic features, including some based on Gricean
implicature, to test language performance in right-hand brain-damaged,
left-hand brain-damaged and normal control subjects. They conclude that
'deficits in pragmatic appropriateness are shared equally by both brain-damaged
groups.'45 Elsewhere, Kasher has argued explicitly against the tendency to make
sweeping generalisations over pragmatic phenomena that locate them all in the
right hemisphere. Implicature, he argues, is part of a larger competence,
'hence it would be implausible to assume that some domain-specific cognitive
system produces conversational implicature' 46 As Kasher's position
illustrates, the positing of a separate pragmatic faculty, to which implicature
belongs, is not dependent on the faculty being physically autonomous. It
can be impaired selectively from language, an observation that in itself
legitimises the hypothesis of a physical basis in the brain. Another
field in which the theory of conversation has been used enthusiastically is
Artificial Intelligence, a striking application given Grice's personal
animosity to computers. Computer programmers have realised that formal
linguistic theories can go a long way towards specifying the rules that make up
grammatical sentences, but have little to say about how those sentences can be
used to form natural-sounding conversations. For instance, Ayse Pinar Saygina
and Ilyas Ciceki are not impressed by the pragmatic skills of computers. They
analyse the output of various programmes entered for the Loebner Prize, an
annual competition to find the programme closest to passing the Turing Test, in
which a computer is deemed to be intelligent if a human observer cannot
distinguish its participation in a conversation from that of a human. Saygina
and Ciceki argue that pragmatic acceptability, rather than the simple ability
to generate natural language, is the biggest challenge to such programmes.
Moreover, the programmes that are the most successful are those that adhere
most closely to Grice's maxims, suggesting future applications for these,
specifically that programmers will inevitably have to find ways of "making
computers cooperate" ' 47 Various programmers have in fact made some
attempts in this direc-tion. Robert Dale and Ehud Reiter consider an algorithm
for natural-sounding referring expressions in computer-human interaction. They
note that such an algorithm must produce expressions that successfully pick out
the referent without leading 'the human hearer or reader tomake false
conversational implicatures',48 Perhaps not surprisingly, they consider Grice's
maxims to be 'vague' compared to the principles needed for computational
implementation. Nevertheless, they base their algorithm on an interpretation of
the maxims, claiming that the simpler interpretation produces a result that is
'faster in computational terms and seems to be closer to what human speakers do
when they construct referring expressions'.4 Michael Young tackles the problem
of intelligent systems designed to form plans to direct their own activities or
those of others. 'There is a mismatch between the amount of detail in a plan
for even a simple task and the amount of detail in typical plan descriptions
used and understood by people' 5º In order to address this issue, Young
proposes a computational model that draws on Grice's maxim of Quantity, which
he labels the Cooperative Plan Identification architecture. He argues that this
produces instructions that are much more successful in communicating a plan to
a human subject than instructions produced by alternative methods. Grice
would have recognised discussion of irony and metaphor as more closely related
to his work, although he would not necessarily have welcomed the form some of
this debate has taken. The explana-tion of such 'non-literal' uses has
generally been taken as a central task for the theory of conversation, and
indeed Grice himself seems to encourage this view. In a rather hurried exegesis
in the William James lectures, he explains irony and metaphor as floutings of
the first maxim of Quality. 'X is a fine friend' said just after X has been
known to betray the speaker cannot be intended to be taken as a true expression
of belief. Instead, the speaker must intend some other related
proposition; 'the most obviously related proposition is the contradictory of
the one he purports to be putting forward!»' Grice later restricts his
definition of irony, claiming that it is 'intimately connected with the
expression of a feeling, attitude or evaluation'.52 As an example of metaphor,
'You are the cream in my coffee' is also clearly false, but cannot be
interpreted as meaning its simple opposite, which is a truism; 'the most likely
sup-position is that the speaker is attributing to his audience some feature or
features in respect of which the audience resembles (more or less fancifully)
the mentioned substance.'53 Some linguists working on such figures of
speech have accepted an account along the lines suggested by Grice.5 Others,
however, have taken issue with the apparent ease with which Grice's hearer in
each case derives the interpretation. Their argument is that nothing within the
Cooperative Principle or the maxims as they stand specifies why the hearer
should reach that interpretation rather than some other. RobertHarnish wonders
what tells us that the hearer in the irony example reaches the conclusion that
'X is a cad'; 'why should we suppose that the contradictory is the most
obviously related proposition?' Similarly, if Grice's metaphor example is to be
explained, 'we need some principles to guide our search for the correct
supposition.'ss Dan Sperber and Deirdre Wilson argue that Grice's description
of the process by which irony is interpreted 'is virtually free of rational
constraints' 56 There is no reason why the negation of what is said should
serve as the impli-cature, rather than some other closely related assumption.
Wayne Davis worries about how a hearer is expected to identify accurately
exactly what sort of interpretation is intended when, for instance, the maxim
of Quality is flouted.s7 Some claim that experimental work also poses
problems for Grice's account. Rachel Giora argues that the 'salient' meanings
of metaphors and irony 'enjoy a privileged status: they are always accessed,
and always initially, regardless of context'.58 Raymond Gibbs goes so far as to
claim that 'the results of many psycholinguistic experiments have shown the
traditional, Gricean view to be incorrect as a psychological theory'S His
argument is that a figurative example does not require more processing time than
a literal one; speakers often understand metaphorical or ironic meaning
straight away without first having to analyse and reject literal meaning. Gibbs
sees this as a threat to the whole distinction between the said and the
implicated. Not all experimental linguists would subscribe to Gibbs's
conclusions. Thomas Holtgraves points out that many metaphorical figures
of speech such as 'he spilled the beans' have 'a conventional, nonliteral
meaning that is comprehended directly' because in such cases 'the default
meaning is clearly the nonliteral meaning' 6 Gerald Winer and his team compare
the reactions of children and adults to a set of questions and observe that
children tend to respond to literal but trivial meanings, adults to
metaphorical interpretation. They argue that these findings are quite
consistent with Grice's theory, which 'holds that people respond to the
intended or inferred, rather than the literal, meaning of utter-ances'.61 Anne
Bezuidenhout and J. Cooper Cutting suggest that experiments can never bear
directly on the debate over the accuracy of Grice's theory because 'Grice was
interested in giving a conceptual analysis of the concepts of saying, meaning,
and so on, and not in giving a psychological theory of the stages in utterance
processing. 2 They also express some concerns about the validity of results
based on simple measurements of processing time, and the readiness of
experimental linguists to reach generalised conclusions from these.Despite his
own philosophical and analytical interests, then, Grice's theory has been
debated in terms of its social application, its computational implementation
and its psychological and even neurological plausibility. It has also been
discussed by those whose studies extend across cultures, some of whom have
criticised it as ethnocentric, as drawing unquestioningly on the mores of one
society. In an echo of the accusations of elitism levelled at Austin and his
'empirical' approach to language, Grice has even been accused of concentrating
on one privileged rank of that society. This particular criticism dates back to
Elinor Ochs Keenan's article 'The universality of conversational postulates',
first published in 1976. Keenan's basic tenet is that Grice's analysis is
implicitly but inappropriately offered as applying universally. Her specific
claim is that the maxims, in particular those of Quantity, do not hold among
the indigenous people of the plateaus area of Madagascar. Hence the
maxims are culturally specific and the assumption that Grice's account
demonstrates a pragmatic universal is flawed. In Malagasy society,
speakers regularly breach the maxim to 'be infor-mative', by failing to provide
enough information to meet their interlocutor's needs. So if A asks B 'Where is
your mother?', B might well reply 'She is either in the house or at the
market', even when fully aware of the mother's location. Further, the reply
would not generally give rise to the implicature that B is unable to provide a
more specific answer because in that society 'the expectation that speakers
will satisfy informational needs is not a basic norm' 63 Keenan suggests some
reasons for this specific to Malagasy society. New information is such a rare
commodity that it confers prestige on the knower, and is therefore not parted with
lightly. Further, speakers are reluctant to commit themselves explicitly to
particular claims, and therefore to take on responsibility for the reliability
of the information. For these reasons, the expectations about conversational
practice and the implicatures following from particular utterances are
different from those assumed by Grice to be universal norms. Keenan
complains that 'the conversational maxims are not presented as working
hypotheses but as social facts' and argues that much more empirical work on
conversation must be conducted before true paradigms of conversational practice
can be drawn up. Her criticism, then, is chiefly the familiar one that Grice
has attempted to describe 'con-versation' without having considered the
mechanics of any actual con-versation, with the added claim that such a
consideration would reveal some significant variations between cultures.
However, she welcomes Grice's attempt to posit universal conversational
principles, because ofthe possibility it suggests for those engaged in
fieldwork to move away from specific empirical observations 'and to propose
stronger hypotheses related to general principles of conversation'. She
suggests that the particular maxims may apply in different domains and to
different degrees in different societies. In Malagasy society, determining
factors include the importance of the information in question, the degree of
intimacy between the participants, and the sex of the speaker. A number of
linguists have defended Grice against Keenan's accusation. Georgia Green has
suggested that even the discovery that a particular maxim did not apply at all
in one society would not invalidate Grice's general enterprise. Since the
maxims are individual 'special cases' of coopera-tion, 'discovering that one of
the maxims was not universal would not invalidate claims that the Co-operative
Principle was universal'. Robert Harnish argues that Grice nowhere claims that
all conversations are governed by all the maxims; in many types of
conversation, as in Keenan's examples, one or more of the maxims 'are not in
effect and are known not to be in effect by the participants'. Geoffrey Leech
points out that 'no claim has been made that the CP applies in an
identical manner to all societies. '68 Keenan's criticisms of Grice, and
indeed these responses to those crit-icisms, consider meaning as a social and
interactive, rather than a purely formal phenomenon. This is a project shared
to varying degrees by works that have attracted the title 'politeness theory'.
Such works date back to the mimeograph days of 'Logic and conversation',
', and indeed can be seen as one area in which the newly emerging
discipline of prag-matics took its inspiration and basic premisses from Grice.
Looking back to the early 1970s, politeness theorists Penelope Brown and
Stephen Levinson comment that at that time the division of meaning into
semantics and pragmatics was motivated chiefly by 'the basic Gricean
observation that what is "said" is typically only part of what is
"meant" the proposition expressed by the former providing a basis for
the calculation of the latter. In studying politeness phenomena, linguists such
as Brown and Levinson were seeking an explanation not so much of the mechanics
of this calculation as of its motivation. John Gumperz observes in the foreword
to Brown and Levinson's study that politeness theory concentrated on the social
functions of language, thereby bringing Grice's work into the field of
sociolinguistics for the first time. Theorised conversational politeness,
like cooperation, is neither a description of ideal behaviour nor a guide to
etiquette. Indeed, politeness theorists are eager to stress that they are
positing hypotheses about conventionalised and meaningful patterns of
behaviour, rather thandescribing a general tendency in people to be
'considerate' or 'nice' to each other. The conventions of politeness are not
accounted for in the maxims, and some have seen this as a weakness in Grice's
account. However, the tendency towards cooperation and that towards
politeness are means towards different sets of ends: the former to informing
and influencing and the latter to the maintenance of harmonious social
relationships. Norms of politeness are therefore appropriate complements to,
not subcategories of, norms of cooperation. This certainly seems to have been
the view Grice himself took in his only reference to politeness in 'Logic and
conversation': There are, of course, all sorts of other maxims
(aesthetic, social, or moral in character), such as 'Be polite', that are also
normally observed by participants in talk exchanges, and these may also
generate nonconventional implicatures. The conversational maxims, however, and
the conversational implicatures connected with them, are specially connected (I
hope) with the particular purposes that talk (and so, talk exchange) is adapted
to serve and is primarily employed to serve.?° Those who have taken a
closer interest than Grice in politeness have generally done so for one of two
reasons. Some have given what for Grice are secondary purposes of conversation
a more central impor-tance, arguing either explicitly or by implication that
the maintenance of social relationships is at least as important a function of
conversation as the 'rational' goals of informing and influencing. Others have
seen in the phenomenon of politeness a possible answer to a question Grice has
been criticised for never fully addressing: the question of why speakers convey
meaning through implicatures at all, rather than through straightforward
assertion. In other words, they have seen politeness not as a supplementary
norm of conversation, but as a potential key to the operation of the
Cooperative Principle itself. Some of the earliest work in politeness
theory came from Robin Lakoff. In common with other generative semanticists,
she was dissatisfied with the tenet that judgements of grammaticality were
autonomous and sufficient: that a fully successful transformational grammar
would be able to legislate absolutely between 'good' and 'bad' strings. Rather,
she argued, phenomena entirely dependent on context, and on aspects of context
as specific as the relationship between two people, could effect such
judgements and should be taken into account. She has since argued that
the notion of 'continuousness', the idea thatjudgements of acceptability must
be arranged along a continuous scale rather than being binary and polar, is the
single greatest contribution of generative semantics to the understanding of
human language." In articles published in the early 1970s, Lakoff defended
the importance of pragmatic explanations. In 'Language in context', for
instance, she argues that transformational grammar had 'explicitly rejected'
contextual aspects from consideration.?? Her particular claim is that certain
features of English sentences can be explained only in terms of the
relationship between the speaker and hearer. In this sense they are no
different from, for instance, honorifics in Japanese; it is just that their
context-bound nature is not immediately apparent because they are expressed
using linguistic devices that have other, more centrally semantic, functions as
well. So Lakoff discusses the use of modal verbs in offers and requests,
considering why, for instance, 'You must have some of this cake' counts as a
politer form than 'You should have some of this cake'. Their social meaning is
often dependent not just on the form used but the implications this triggers.
The verb 'must' implies, generally contrary to the facts of the case, that the
hearer has no choice but to eat the cake, hence that the cake is not in itself
desirable, and that the speaker is politely modest about the goods she is
offering. Lakoff draws an analogy between these politeness phenomena and
some other conversational features 'not tied to concepts of politeness', such
as those discussed in Grice's mimeograph. Like politeness phe-nomena, these
features are not part of the grammar but can nevertheless have an effect on the
form of utterances. Lakoff notes that expressions such as 'well' and 'why' may
sometimes be labelled 'mean-ingless', but that they in fact have specific
conditions for use. Because they can be used either appropriately or
inappropriately, a linguistic theory needs to be able to account for them, yet
the conditions governing their appropriateness are often dependent on a purely
context-bound phenomenon such as the breaking of a conversational maxim.
They signal, respectively, that the utterance to follow is in some way
incomplete, breaking the maxims of Quantity, and that a preceding utterance was
in some way surprising, and so considered a possible breaking of the maxims of
Quality. The attitudes of speakers to the information conveyed, just like their
awareness of their relationships to each other, is sometimes communicated by
the actual form of words used. Therefore, any sufficient account of
language must pay attention to contextual as well as syntactic factors.
In 'The logic of politeness', published the following year, Lakoff reiterates
her belief in the necessity of contextual explanations to comple-ment syntactic
ones, but this time goes further in arguing that prag-matics should be afforded
a status equal to syntax or semantics. Ulti-mately, she would like to see
pragmatic rules 'made as rigorous as the syntactic rules in the
transformational literature (and hopefully a lot less ad hoc)'? The basic types
of rules to be accounted for fall under two headings: 'Be clear' and 'Be
polite'. These sometimes produce the same effect in a particular context and
therefore reinforce each other, but more often place conflicting demands on the
speaker, meaning that one must be sacrificed in the interests of the other.
Grice's theory of conversation provides an account of the rules subsumed under
'Be clear'. It remains to be explained why speakers so often depart from these
norms in their conversations and here, Lakoff implies, the second type of
pragmatic rule comes into play. In cases when the interests of clarity are in
conflict with those of politeness, politeness generally wins through. This is
perhaps because: 'in most informal conversations, actual communication of
important ideas is secondary to merely reaffirming and strengthening
relationships.'75 Lakoff tentatively suggests three 'rules of
politeness', analogous to the rules of conversation: 'don't impose', 'give
options' and 'make A feel good - be friendly'? The first rule explains why
people choose lengthy or syntactically complex expressions in apparent breach
of clarity, such as 'May I ask how much you paid for that vase, Mr Hoving?' and
'Dinner is served'. The second rule explains the use of hedges ('Nixon is sort
of conservative') and euphemisms (I hear that the butler found Freddy and
Marion making it in the pantry'), expressions leaving hearers the superficial
option of not interpreting an expression in a way they may find offensive. The
third rule explains nicknames and particles expressing feeling and involving
the hearer, particles such as like', 'y'know', '1 mean'. All these
conversational features might appear to be in breach of one or more maxim; in
effect the more powerful rules of politeness explain why and when the
conversational maxims are breached. Lakoff even suggests that Grice's rules of
conversation are perhaps best seen as 'subcases' of Rule 1; in other
words that the tendency towards clarity is just part of a more general tendency
not to impose on your addressee. The other two types of politeness,
particularly 'be friendly', take precedence over clarity when they come into
conflict with it. For Lakoff politeness, perhaps including Grice's maxims, is a
subsection of the more general category of 'cooperation'. Brown and
Levinson's theory of politeness is perhaps the most fully articulated and
successful of the attempts to integrate sociolinguisticnotions of politeness
with Grice's account of cooperation. The theory itself dates from just after
the time when Lakoff was publishing on the need for linguistics to take account
of contextual factors. Brown and Levinson first wrote up their ideas in the
summer of 1974; these were eventually published as a long essay late in the
1970s, and in book form almost a decade later." They claim that their
account is based on just the same basic premiss as Grice's: 'there is a working
assumption by conversationalists of the rational and efficient nature of
talk.'78 Brown and Levinson draw on sociology by introducing Erving Goffman's
notion of 'face' into the discussion of politeness. In the 1950s, Goffman
defined face as the positive social value a person claims, and argued
that 'a person tends to conduct himself during an encounter so as to
maintain both his own face and the face of the other participant'" Brown
and Levinson refine Goffman's idea by distinguishing between 'positive' and
'negative' face. Participants in social situations are aware, both in
themselves and in others, of the needs of both positive and negative face.
Positive face is, generally, the desire to be liked, to be held in high regard
by others. Negative face is the desire not to be imposed upon, to retain
freedom of choice. Certain types of act can be classified as inherently
impolite because they are threatening to one or other type of face for the
addressee. Criticisms are inherently impolite because they threaten hearers'
positive face by showing that they are in some way not held in high regard.
Orders or requests are inherently impolite because they threaten negative face
by seeking to impose the speaker's will on others and to restrict freedom of
choice. In such circumstances the speaker has the option of producing the
impolite act 'bald on-record'.80 That is, of producing it without any attempt
to disguise it: to say 'You look fat in that dress', or 'Give me a lift to the
station'. Brown and Levinson observe that in doing this, the speaker adheres
precisely to Grice's maxims; 'You look fat in that dress' is clear, informative
and truthful. The speakers may be adhering to the maxims of conversation
in these examples, but they are in breach of the rules of politeness
prescribing maintenance of the other's face. Utterances such as 'That isn't the
most flattering of your dresses' and 'I wonder if I could trouble you for a
lift to the station' are less clear and less efficient than their 'on-record'
coun-terparts. However, the very fact that speakers are putting more effort
into producing these longer and more complex utterances ensures that they are
seen to be striving to satisfy the hearers' face wants. Such ways of conveying
meaning are very common in conversation, Brown andLevinson note. Successive
commentators have been simply wrong in assuming that Grice specifies that
utterances must meet the conditions of cooperation. Their purpose here, in
fact, is 'to suggest a motive for not talking in this way' 81 Like Lakoff, they
note that hedges are generally concerned with the operation of the maxims. They
emphasise that cooperation is met, indicate that it may not be met, or question
whether it has been met.82 Further, 'off-record' strategies are often
accompanied by a 'trigger' indicating that an indirect meaning is to be sought.
The individual conversational maxims determine the appropriate type of
trigger. Work on politeness in naturally occurring conversation has
produced both supportive and more pessimistic responses to the Gricean frame-work.
Susan Swan Mura draws on the transcriptions of 24 dyadic interactions to
consider factors that might license deviation from the maxims. She concludes
that for all the maxims the relevant factors provide for problem-free
interaction in contexts where there is a threat of some sort to the coherence
of the interaction. She concludes enthusiastically that 'this study also
provides preliminary evidence that the Cooperative Principle represents a
psychologically real construct, modeling the behavioural (in a non-Skinnerian
sense of the term) basis for conversational formulation and interpretation.'83
Yoshiko Matsumoto, on the other hand, considers politeness phenomena in
Japanese and notes that 'a socially and situationally adequate level of
politeness and adequate honorifics must obligatorily be encoded in every
utterance even in the absence of any potential face threatening act', arguing
that this is a serious challenge to the universality of both Grice's and Brown
and Levinson's theories.8 In his contribution to the literature on
politeness, Geoffrey Leech draws together concepts from contemporary pragmatics
and adds some of his own, to present what he describes as an 'Interpersonal
Rhetoric' 85 He claims that the Cooperative Principle, although an important
account of what goes on in conversation, is not in itself sufficient to explain
interpersonal rhetoric. Principles of politeness and also of irony must be
added on an equal footing with cooperation; indeed, they can sometimes 'rescue'
it from apparently false predictions. The result is a vastly more complex
account of conversation than Grice had envisaged, as well as a more complex
pragmatics in general. For example, Leech suggests that if, in response to
'We'll all miss Bill and Agatha, won't we?', a speaker were to say 'Well, we'll
all miss BILL', thereby implicating that she will not miss Agatha, the speaker
has apparently failed to observe the needs of Quantity. The speaker 'could have
been moreinformative, but only at the cost of being more impolite to a third
party: [the speaker] therefore suppressed the desired information in order to
uphold the P[oliteness] P[rinciple]'.86 Leech's PP itself contains an
elaborate list of additional conversational maxims. He initially describes
these as comprising Tact, Generosity, Approbation, Modesty, Agreement and
Sympathy, but later suggests that further maxims of politeness may prove
necessary, including the Phatic maxim, the Banter maxim and the Pollyanna
maxim.8 He seems, in fact to be prepared to add maxims in response to
individual examples as they present themselves. This stance is open to the
criticism that the choice of maxims becomes ad hoc, and the number arbitrary,
significantly weakening the explanatory power of the theory. Indeed Brown and
Levinson suggest that Leech is in danger of arguing for an 'infinite number of
maxims', making his addition of the politeness principle in effect an elaborate
description, rather than an explanatory account, of pragmatic
communication.88 Leech's 'Interpersonal Rhetoric' is unusual among
theories of politeness for advocating such a plethora of principles in addition
to Grice's maxims of cooperation. It is certainly unusual in the more general
framework of Gricean pragmatics. Here, the tendency in responses to the theory
of conversation has been to attempt to reduce the number of maxims, to
streamline the theory and therefore make it more powerfully explanatory and
psychologically plausible. In their overview of the place of pragmatics in
linguistics during the last quarter of the twentieth century, Hartmut Haberlard
and Jacob Mey criticise Leech for multiplying pragmatic principles and types,
while most responses to Grice have been reductive in tendency. The general
feeling that Grice's maxims need tidying up and clarifying is, they suggest,
not particularly surprising 'if one considers the strong a priori character of
Grice's maxims'. His main motivation in their choice and titles was to echo
Kant's table of categories. Perhaps the most extreme of such theories was Relevance
Theory (RT), developed by a number of linguists, but principally by Dan Sperber
and Deirdre Wilson. It offered an account of communication and cognition
drawing on Grice's theories of meaning and of conversation, especially on his
distinction between what is said and what is meant, while at the same time
departing from Grice sig-nificantly. From the mid-1980s and into the 1990s, RT
was perhaps the most influential school of thought in pragmatics and spawned a
large number of articles, conference papers and doctoral theses, especially at
its 'home' at University College, London. It was used as a framework for the
analysis of various semantic and pragmatic phenomena in a varietyof languages,
as well as an approach to texts as diverse as poetry, jokes and political
manifestos. In Relevance, Sperber and Wilson argue that Grice's account
is too cumbersome and too ad hoc, consisting in a series of maxims each
intended to account for some particular, more or less intuitive response.
Gricean pragmatics had for too long been bound by the outline provided by
'Grice's original hunches'? The dangers of this are apparent: 'It might
be tempting to add a maxim every time a regularity has to be accounted for.''
Rather, the various maxims and submaxims can be subsumed into a suitably rich
notion of relevance. This does not consist of a maxim, such as Grice's 'Be
relevant', which speakers may adhere to or not, and which in the later case may
lead to implicature. There is no place in Sperber and Wilson's theory for the
notion of 'flouting' a rule of conversation. Rather, they posit a 'Principle of
Relevance', a statement about communication; 'communicators do not
"follow" the principle of relevance; and they could not violate it
even if they wanted to'. The principle applies 'without exception'. It is a
fact of human behaviour explaining how people produce, and how they respond to,
communicative acts. The principle states that every act of ostensive
communication is geared to the maximisation of its own relevance; people produce
utterances, whether verbal or otherwise, in accordance with the human tendency
to be relevant, and respond to others' utterances with this expectation.
Relevance is defined as the production of the maximum number of contextual
effects for the least amount of processing effort. These notions are all
entirely dependent on context; just as there is no place for flouting in
Sperber and Wilson's theory, so there is no place for any notion of generalised
implicature. Every implicature is entirely dependent on and unique to the
context in which it occurs. Sperber and Wilson take issue with Grice over
what they see as his simplistic division of the semantic and the pragmatic, or
the encoded and the inferenced. It is simply not possible, they argue, to arrive
at a unique, fully articulated meaning from decoding alone: to produce a
semantic form on which separate, pragmatic principles can then work. In
assuming that this was possible, Grice took an unwarranted step back towards
the code model he so tellingly critiqued in his earlier article
'Meaning', returning to an outmoded reliance on the linguistic code to deliver
a fully formed thought. He abandoned a 'common-sense' approach with
psychological plausibility: the attempt to formalise and explain the notion
that 'communication involves the publication and recognition of intentions'.'
Cognitive principles such as relevance will be involved even at the stage of
producing a Gricean 'what is said',determining features such as reference
assignment and disambiguation. Unlike the Gricean maxims, the
Principle of Relevance is not an autonomous rule applying after decoding has
issued a unique linguistic meaning. Rather, both 'explicit' and 'implicit'
meaning rely on the Principle of Relevance. Sperber and Wilson argue, contra
Grice, for the need to consider explicitness as a matter of degree.
Unlike the ethnologists and politeness theorists who claim common ground with
Grice through an interest in social interaction, relevance theorists see their
approach, and also Grice's maxims, as essentially cognitive in nature. For
instance, Diane Blakemore has argued that RT responds to Grice's own dismissal
of 'the idea that the maxims had their origin in the nature of society or
culture on the grounds that this did not provide a sufficiently general
explanation' and his warning that 'the key to a general, psychological
explanation lay in the notion of relevance'.'4 There is some evidence
that Grice was reluctant to be drawn on his views on RT. His only published
comment is very brief and rather damning. In the retrospective overview of his
own work in Studies in the Way of Words, he comments on the possible problem of
the interdependence of his maxims, especially Quantity and Relation. However,
he argues that Sperber and Wilson's account, far from clarifying this matter,
in fact loses the significance of the link between relevance and quantity of
information by considering relevance without specification of direction. The
amount of information appropriate in any given context is determined by the
particular aim of the conversation, or of what is deemed relevant to that aim.
So success in conversation is not simply a matter of accumulating the highest
possible number of contextual effects. Further, Grice argues that as well as
direction of rele-vance, information is necessary concerning the degree of a
concern for a topic, and the extent of opportunity for remedial action. In sum,
the principle of relevance may well be an important one in conversation, but
when it comes to implicature it might be said 'to be dubiously independent of
the maxim of Quantity'.9S This last suggestion seems to align Grice more with
another branch of pragmatics, again one attempting to refine the notion of
implicature and reduce the number of conversational maxims: the work of the
so-called 'neo-Griceans'. The term 'neo-Gricean' has been applied to a
number of linguists, both American and British, and to a body of work produced
since the early 1980s. Across the range of their published work, these linguists
have revised their ideas many times, and used a sometimes bewildering array of
terminology. Nevertheless, the work all remains located firmlywithin the
tradition of Gricean pragmatics, seeking to elaborate a theory of meaning based
on levels of interpretation. Neo-Griceans have tended towards two types of
revision of Grice's theory of conversation, one much more radical than the
other. First, very much in keeping with Grice's own speculations about the
interdependence of Quantity and Relation, they have questioned the need for as
many separate maxims as Grice originally postulated, and investigated ways of
reducing these. Second, and rather more at odds with Grice's own original
conception, they have questioned the sharpness of the distinction between the
levels of meaning. They have been concerned with what Laurence Horn has
described as a problem raised by the Cooperative Principle, 'one we encounter
whenever we cruise the transitional neighbourhood of the semantics/pragmatics
border: how do we draw the line between what is said and what is
implicated?'96 The neo-Griceans have upheld the importance of making some
such distinction, but they have in various ways and with different
terminologies challenged the viability of separating off entirely the 'literal'
from the 'implied'. In this, they share the anxiety expressed by Sperber and
Wilson in terms of the appropriate division between 'explicit' and 'implicit'
meaning. Sperber and Wilson argue that purely explicit meaning is generally not
enough to render a full propositional form; implicit aspects of meaning must be
admitted at various stages, leading to 'levels' of explicitness. Neo-Griceans
have made similar claims, leading them not actually to abandon the
distinction between semantics and pragmatics, but to question the autonomy of
the two, and the possibility of their applying to interpretation in series. The
chief ways in which the neo-Griceans differ from relevance theorists, and stay
closer to Grice, is in their maintenance of separate maxims of conversation
that can be exploited and flouted, and the use they make of gen-eralised
conversational implicatures (GCIs). These latter, rejected by RT because they
take minimal account of context, are crucial to the devel-opment, and
presentation, of much of the neo-Gricean literature. In his 1989 book A
Natural History of Negation, Laurence Horn comments that 'much of neo- and
post-Gricean pragmatics has been devoted to a variety of reductionist
efforts'!' He suggests that a premiss for him, and perhaps for many of the
neo-Griceans, setting them apart from relevance theorists, is that 'Quality ...
is primary and essentially unreducible.' What needs further to be said about
conversation can be summarised in two separate, sometimes conflicting, driving
forces within communication. These are, in general terms, the drive towards
clarity, putting the onus on speakers to do all that is necessary to
makethemselves understood, and the drive towards economy, putting the onus on
hearers to interpret utterances as fully as necessary. Horn labels the
principles resulting from these drives Q and R respectively (stand-ing for
'quantity' and 'relation', but with no straightforward correlation to Grice's
maxims). He traces the development of this reductive model to early work by Jay
Atlas and Stephen Levinson, and by Levinson on his own. But an important part
of the account of 'Q-based implicatures' draws on work almost a decade earlier
by Horn himself on the notion of 'scalar implicatures'. Horn's
development of the Gricean notion of Quantity to account for the interpretation
of a range of vocabulary in terms of 'scalar implica-ture' is arguably one of
the most productive and interesting of the expansions of 'Logic and
conversation'. It is in many ways true to Grice's original conception of
implicature, not least because it divides the 'meaning' of a range of
terms into 'said' and 'implicated' components, removing the need to posit
endless ambiguities in the language, and offering a systematic explanation of a
wide range of examples. It is perhaps in keeping that such a thoroughly Gricean
enterprise should remain in manuscript for many years, and then be published
only partially (in A Natural History of Negation). The main source for Horn's
account of scalar implicature remains his doctoral thesis, On the Semantic
Properties of Logical Operators in English, presented to the University of
California, Los Angeles, in 1972. In his later commentary on scalar
implicatures, Horn describes them as the 'locus classicus' of GCIs based on his
own notion of Quantity.98 Indeed, Grice himself seems to have seen examples of
this type as particularly important, although he does not use the term
'scalar', or identify them as a separate category. In 'Logic and conversation',
he introduces the notion of GCI as follows: Anyone who uses a sentence of
the form X is meeting a woman this evening would normally implicate that the
person to be met was someone other than X's wife, mother, sister, or perhaps
even close platonic friend. ... Sometimes, however, there would be no such
implicature (T have been sitting in a car all morning') and sometimes a reverse
implicature (I broke a finger yesterday'). I am inclined to think that one
would not lend a sympathetic ear to a philosopher who suggested that there are
three senses of the form of expression an X. ... [Rather] when someone, by
using the form of expression an X, implicates that the X does not belong to or
is not otherwise closely connected with some identifiable person, the
implicature is presentbecause the speaker has failed to be specific in a way in
which he might have been expected to be specific, with the consequence that it
is likely to be assumed that he is no in a position to be specific. This
is a familiar implicature and is classifiable as a failure, for one reason or
another, to fulfil the first maxim of Quantity." The most easily
identifiable type of GCI is based on the first maxim of Quantity, which calls
for as much information as is necessary. In other words, it draws on Grice's
earliest observation about the regularities of conversation: that one should
not make a weaker statement when a stronger one is possible. Horn observes that
there are many areas of vocabulary where similar apparent problems can be
resolved by just such an analysis. A more general term often implicates that a
more specific alternative does not apply, by means of the assumption that the
speaker is not in a position to provide the extra information. Horn discusses
this informativeness in terms of the 'semantic strength' of a lexical item.
Such items can be understood as ranged on 'scales' of infor-mativeness, each
scale consisting of two or more items. In all cases, it is possible to
describe the different meanings associated with a particular item in terms not
of a semantic ambiguity, but of a basic semantic meaning and of an additional
implicated meaning that arises by default, but can be cancelled in context. The
first scale Horn discusses is that of the cardinal numbers. The numbers can be
seen as situated on a scale, ranging from one to infinity: (1, 2, 3, 4, 5,
...). Each item semantically entails all items to its left, and pragmatically
implicates the negation of all items to its right. As Horn describes it:
Numbers, or rather sentences containing them, assert lower- boundedness -
at least n - and given tokens of utterances containing cardinal numbers may,
depending on the context, implicate upper-boundedness - at most n - so that the
number may be interpreted as denoting an exact quantity, 100 This
explains the apparent ambiguity of a cardinal number in use. 'John has
three children', for example, will generally be interpreted as meaning 'John
has exactly three children', but is not logically incompatible with John's
having four or more. Horn points to the fact that 'John has three
children, and possibly even more' is acceptable, suggesting that 'no more than
three' cannot be part of the semantic meaning of 'three'. If it were, this
example should be simply logically contradictory. Rather than forcing the intolerable
conclusion that allcardinal numbers are semantically multiply ambiguous, Horn's
account allows that their semantic meaning is 'at least. but that they
implicate 'at most..'. This is because, if the speaker were able to use an item
further to the right on the scale, it would be more informative, hence more
cooperative, to do so. Taken together, these two meanings give he
interpretation 'exactly... Horn proposes similar scales fo vocabulary items
from across the range of the lexicon, including adjec tives, (warm, hot),
(good, excellent); verbs, (like, love), (dislike, hate); and quantifiers, (all,
some). As Horn observes in his own later com-mentary, in all these examples
'since the implicature relation is context-dependent, we systematically obtain two
understandings for each scalar value p ('at least p', 'exactly p') without
needing to posit a semantic ambiguity for each operator'. 101 In this
later work, Horn describes scalar implicatures as examples of Q-based
implicatures, dependent on our expectations that speakers will seek to be as
clear as possible. However, Q-based implicatures need to be balanced against
R-based ones, drawing on the notion of economy. The tension between these
can offer a clear account of the issue to do with articles Grice originally
identified: Maxim clash, for example, arises notoriously readily in
indefinite contexts; thus, an utterance of I slept in a car yesterday licenses
the Q-based inference that it was not my car I slept in (or I should have said
so), while an utterance of I broke a finger yesterday licenses the R-based
inference that it was my finger I broke (unless I know that you know that I am
an enforcer for the mob, in which case the opposite, R-based implicatum is
derived). 102 There is some experimental support for the psychological
plausibility of Horn's scalar implicatures, and hence for the Gricean framework
on which they are based. Ira Noveck concludes from a number of experiments that
although adults react to the enriched pragmatic meaning of scalars, young but
linguistically competent children respond chiefly to their logical meaning.
'The experiments succeeded in demonstrating not only that these Gricean
implicatures are present in adult inference-making but that in cognitive
development these occur only after logical interpretations have been well
established.'103 There have been some attempts to extend the range of
Horn's notion of scalar implicature. Horn himself has offered a scalar analysis
of the 'strengthening' of 'if' to mean 'if and only if', 104 Earlier,
Jerrold Sadock sought to explain the meaning of 'almost' in terms of a semantic
scale(almost p, p). Sadock observes that the argument for a relationship of
implicature between the use of 'almost p' and the meaning 'not p' is
considerably weakened by the difficulty of finding contexts in which it would
be cancellable. His explanation is that this is because 'the context-free
implicature in the case of almost is so strong'.10s In discussing the one
example he does see as cancellable, he introduces a qualification that is again
to do with the 'strength' of an implicature. Surely, Sadock argues, if a seed
company ran a competition to breed an almost black marigold', and a contestant
turns up with an entirely black marigold, it would be in the interests not just
of fair play but of correct semantic interpretation to award him the prize.
However, he cautions: In the statement of the contest's rules, the word
almost should not be read with extra stress. Stressing a word that is
instrumental in conveying a conversational implicature can have the effect of
emphasizing the implicature and elevating it to something close to semantic
content. 106 Sadock does not go so far as claiming that an implicature
can actually become part of semantic content, but his rather equivocal
statement certainly suggests a blurring of what for Grice is a clearly defined
boundary. This blurring of the boundaries is more apparent, or more
explicitly advocated, in other neo-Gricean work, initially from Gazdar and later
from Atlas and Levinson. Gerald Gazdar is perhaps the least clearly
'Gricean' of the neo-Griceans, in that he departs most radically from Grice's
bipartite conception of meaning. Nevertheless, he bases his pragmatic account
at least in part on a conception of implicature drawing on 'Logic and
conversation'. He proposes a 'partial formulization' of GCIs, drawing on Horn's
original account, which he describes as 'basi-cally correct'.107 For Gazdar,
the semantic representation of certain expressions carry 'im-plicatures',
potential implicatures that will later become actual if not cancelled by
context. The relationship between context, implicature and eventual
interpretation is a formal process. Stephen Levinson, sometimes in
collaboration with other linguists, has developed a revised account of GCIs.
Levinson's conception of the processes of interpretation is summarised in his
exegesis of 'Logic and conversation' in his 1983 Pragmatics. He describes how
the assumptions about conversation expressed in the maxims 'arise, it seems,
from basic rational considerations and may be formulated as guidelines for the
efficient and effective use of language'. 10 These goals in conversation
areclosely related to Horn's 'economy' and 'clarity', respectively, and in
Levinson's work too they prompt the search for a reductive reformulation of the
maxims. He is also concerned with developing an 'inter-leaved' account of the
relationship between semantics and pragmatics. Along with RT, but
differing overtly from it, Levinson's account offers perhaps the most developed
alternative to the view of semantics and pragmatics operating serially over
separate inputs. In a joint article published in 1981, Atlas and Levinson
lay claim to an explicitly Gricean heritage, but argue that 'Gricean theories
need not and do not restrict their resources to Grice's formulations. 109 They
argue that it is necessary to pay attention to semantic structure that exists
above and beyond truth-conditions, and that in turn interacts with pragmatic
principles to produce 'informative, defeasible implicata'. 110 This
concern with layers of meaning not found in Grice's formulation has remained in
Levinson's work. His 2000 book Presumptive Meanings is a sustained defence of
the notion of GCI, based on Grice's original conception but reformulating and
elaborating it. As in the defence from 20 years earlier, GCIs are seen as
informative and defeasible. Their essential purpose is to add information to
what is offered by literal meaning; as Levinson explains, they help overcome
the problem of the 'bottle-neck' created by the slowness of phonetic
articulation relative to the possibilities of interpretation. The solution, he
suggests, takes the following form: let not only the content but also the
metalinguistic properties of the utterance (e.g., its form) carry the message.
Or, find a way to piggyback meaning on top of the meaning. "11 As
part of this programme, Levinson offers a detailed characterisation of three
separate levels of meaning in utterance interpretation. As well as 'sentence
meaning' and 'speaker meaning', he argues the need for
'statement-meaning' or 'utterance-type meaning', intermediate between the two.
It is at this level, he suggests, that 'we can expect the system-aticity of
inference that might be deeply interconnected to linguistic structure and
meaning, to the extent that it can become problematical to decide which
phenomena should be rendered unto semantic theory and which unto pragmatics. 12
He places GCIs at this intermediate level; for him they are ambiguously located
between semantics and pragmat-ics. Part of his argument here hinges on the
idea, not dissimilar from that put forward by Sperber and Wilson, that the very
first level is often not enough to give a starting point of meaning at all.
Various factors in what Grice calls 'what is said' need to be determined with
reference to precisely those inferential features described as GCIs. Levinson
describes this process as 'pragmatic intrusion into truth conditions'. 113
Pragmaticinference plays a part in determining even basic sentence meaning,
suggesting that pragmatics cannot be simply a 'layer' of interpretation
applying after semantics. 114 Neo-Griceans have sometimes been described
as engaging in 'radical pragmatics' because, as Levinson's model illustrates,
they claim much richer explanatory powers for their pragmatic principles than
is the case in traditional Gricean pragmatics. In 'Logic and
conversation', ', the layers of meaning before the Cooperative
Principle becomes effective are somewhat shady. Conventional meaning, always a
problem area for Grice, is added to by various uninterrogated processes of
disambigua-tion and reference assignment, to give 'what is said'. This may be
enriched by conventional implicature, depending on the individual words chosen.
It is only then that Grice's elaborate mechanism for deriving conversational
implicatures is brought into play. For neo-Griceans such as Levinson,
conventional meaning is a highly restrictive, although perhaps no less shady,
phenomenon. It needs assistance from pragmatic principles before it can even
offer a basis from which interpretation can proceed. In John Richardson and
Alan Richardson's instructive extended metaphor: Grice allowed himself
considerable pragmatic machinery with which to try to bridge the gap between
intuitive and posited meanings, whereas radical pragmaticians have been eagerly
scrapping much of Grice's machinery while frequently allowing gaps between
intuitive and posited meanings greater than anything Grice proposed - a
geometrically more ambitious program. l1s A number of recent articles
reassess the claims that implicature must play a part in determining literal
content. These generally take issue with linguists such as the relevance
theorists and Levinson, and show a renewed interest in Grice's distinction
between what is said and what is implicated, although they are by no means
unanimously uncritical of his original characterisation of these. Kent Bach
argues that 'what is said in uttering a sentence need not be a complete
proposition'; if we observe what Bach sees as Grice's stipulation that 'what is
said' must correspond directly to the linguistic form of the sentence uttered,
it may be that what is said is not informationally complete. 16 However, this
need not be a problem, because in the Gricean framework what is communicated is
not entirely dependent on what is said but is derived from it by a process of
implicature. Bach accuses some of Grice's commentators of confusing their
intuitions about what is communicated, in whichimplicatures play a part, with
judgements about semantic fact. Directly taking issue with RT, he argues that
'I have had breakfast' might be literally true even if the speaker had not had
breakfast on the day of utter-ance; it is simply that intuitive judgements
focus on a more limited interpretation. These intuitive judgements are not a
good guide to the theoretical question of the constitution of 'what is said':
'the most natural interpretation of an utterance need not be what is strictly
and literally said. 117 Mira Ariel has also dwelt on intuitive responses
in her discussion of 'privileged interactional interpretation'. l18 What
people respond to as the speaker's chief commitment does not always correspond
either to Grice's 'what is said' or to some enriched form such as the relevance
theorists' 'explicatures'. Jennifer Saul suggests that Grice's distinction
between what is said and what is implicated has been dismissed too hurriedly by
his critics. To argue against Grice on the grounds of how people generally
react to utterances is seriously to misrepresent his intention. Further,
within Grice's original formulation there is no reason why what is said needs
to be a cooperative contribution recognised by either speaker or hearer: 'a
speaker can perfectly well be cooperative by saying something trivial and
implicating something non-trivial. 119 Grice's work was often
characterised by the speculative and open-ended approaches he took to his
chosen topics. At times the result can be frustratingly tentative discussions
of crucial issues that display a knowing disregard for detail or for
definitions of key terms. Ideas and theories are offered as sketches of how an
appropriate account might succeed, or how a philosopher - by implication either
Grice or some unnamed successor - might eventually formulate an answer. In the
case of the theory of conversation, these characteristics are perhaps at least
in part responsible for its success. Certainly, Grice offered enough for his
description of interactive meaning to be applied fruitfully in a number of
different fields across a vast range of data. But the sketchiness of some
aspects of the theory, and the failure fully to define terms as central as
'what is said', have also indicated possibilities for theoretical adjustments
and reformulations. There is something of an air of 'work in progress'
about even the published version of 'Logic and con-versation' that indicates
problems to be solved rather than simply ideas to be applied. Grice himself
mounted a spirited defence of problems at the end of his own philosophical
memoir: If philosophy generated no new problems it would be dead, because
it would be finished; and if it recurrently regenerated the same oldproblems it
would still not be alive because it could never begin. So those who still look
to philosophy for their bread-and-butter should pray that the supply of new
problems never dries up. 120 ready supply of problems is as valued by
linguists as it is by philosc hers. The original, highly suggestive, but
somehow unfinished natur of the lectures on logic and conversation is a telling
example of a Gricean heresy, and one that may explain much of the story of
their success. Baker (1986: 277). Festschrift etc. H. P. Grice Papers, BANC MSS 90/135
c, The Bancroft Library, University of California, Berkeley. See, for instance, Wittgenstein
(1958: 43). See Grice's obituary in The
Times, 30 August 1988. In Strawson and Wiggins (2001: 516-17). E.g. Brown and Yule (1983:
31-3), Coulthard (1985: 30-2), Graddol et al. (1994: 124-5), Wardhaugh (1986:
281-4). 7. Respectively, Rundquist (1992), Perner and Leekam (1986),
Gumperz (1982: 94-5), Penman (1987), Schiffrin (1994: 203-26), Raskin
(1985), Yamaguchi (1988), and Warnes (1990). See, for instance, Grice
(1987b: 339). Grandy and Warner (1986a: 1). Grice (1986a: 65, original
emphasis). Grice (1986b: 10). 'Philosophy at Oxford
1945-1970', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. Misc. notes, H. P. Grice Papers, BANC MSS 90/135 c,
The Bancroft Library, University of California, Berkeley. Grice (1978) in Grice (1989:
47). Grice (1986a: 61). See, for instance, Burge (1992:
619). Grice (1986a: 61-2). See, for instance, Strawson and
Wiggins (2001: 527). Kathleen Grice, personal communication. Richard Warner, personal
communication. Grice's obituary in The Times,
30 August 1988. Grice (1967b) in Grice (1989:
64). Handwritten version of Kant
lectures, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. 'Miscellaneous "Group" notes 84-85', ', H.
P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. 25. 'Richards paper and notes for
"Reply"', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. 2 Philosophical
influences 1. Tape, 29 January 1983, Grice in conversation with Richard
Warner and Judith Baker, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. Grice (1986a: 46). Quotation courtesy of the Old
Cliftonian Society. Grice (1991: 57-8, n1). Grice (1986a: 46-7). Ibid. Quotations in this paragraph
from Tape, 29 January 1983, Grice in conversation with Richard Warner and
Judith Baker, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. Information from The Rossall Register, Rossall School,
Lancashire. Martin and Highfield (1997:
337). Ayer (1971: 48). Rogers (2000: 144). 'Preliminary Valediction,
1985', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University
of California, Berkeley. Tape, Oxford Philosophy in the 1930s and 1940s, APA,
H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Grice (1986a: 48). 'Negation and Privation', H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Rogers (2000: 255). Rogers (2000: 146). Locke (1694: 37) in Perry
(1975b). Locke (1694: 38) in Perry
(1975b). Locke (1694: 39) in Perry
(1975b). Ibid. Locke (1694: 47) in Perry
(1975b). Reid (1785: 115) In Perry
(1975b). Gallie (1936: 28). Grice (1941) in Perry (1975b:
74). Grice (1941) in Perry (1975b:
88). Grice (1941) in Perry (1975b:
90). Perry (1975a: 155n). Perry (1975a: 136). Williamson (1990: 122). 3
Post-war Oxford Warnock (1963) in Fann (1969: 10), Strawson in Magee (1986: 149). Grice (1986a: 48). Ryle (1949: 19). Rée (1993: 8). Warnock (1963) in Fann (1969:
20). Pitcher (1973: 20). Grice (1986a: 58). Rogers (2000: 255). Manuscript: 'Philosophy and
ordinary language', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. Grice (1986a: 50). Frege (1892: 57). Russell (1905: 479). For instance, Magee (1986: 10).
For instance in the
introduction to Gellner (1979), written and first published in 1959. For instance Grice (1987b:
345). Moore (1925) reprinted in Moore
(1959: 36). Grice (1986a: 51). Gellner (1979: 17, and
elsewhere). Warnock (1963) in Fann (1969:
11). Rogers (2000: 254). Warnock (1963) in Fann (1969:
11). Williams and Montefiore (eds) (1966: 11). Wittgenstein (1922: 4.024). Wittgenstein (1958: 120). Ayer (1964). Austin (1962a: 3). Austin (1950) in Austin (1961: 99). Austin (1956) in Austin (1961:
130). Austin (1956) in Austin (1961:
137). Austin (1956) in Austin (1961:
138, original emphasis). Forguson (2001: 333 and n16). Tape, Oxford Philosophy in the
1930s and 1940s, APA, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. Grice (1986a: 51), Grice
(1987a: 181). Grice (1986a: 49). Quine (1985: 249). Warnock (1963) in Fann (1969:
14). Notes for Ox Phil 1948-1970,
APA, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Kathleen Grice (personal communication). Warnock (1973: 36). Austin (1956) in Austin (1961:
129, original emphasis). Tape, Oxford Philosophy in the 1930s and 1940s, APA,
H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Urmson et al. (1965: 79-80). 'Philosophers in high argument', The Times Saturday 17
May 1958. Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. See Strawson in Magee (1986:
149), and Gellner (1979, passim) as examples of these two points of view. Russell (1956: 141). Gellner (1979: 23). Gellner (1979: 264). Mundle (1979: 82). Tape, Oxford Philosophy in the
1930s and 1940s, APA, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. Ibid. Grice (1986a: 51). Manuscript draft of 'Reply to
Richards', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. Tape, Oxford Philosophy in the 1930s and 1940s, APA,
H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Ibid. Ackrill (1963: vi). Strawson (1950: 326). Strawson (1998: 5). For instance, in Strawson (1952: 175ff). Strawson (1950: 344). Quine (1985: 247-8). Grice (1986a: 47). Grice (1986a: 49). Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Notes for Categories with
Strawson, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. Quine (1953: 43). Grice and Strawson (1956) in
Grice (1989: 205). Kathleen Grice, personal communication. 'The Way of Words', Studies in:
Notes, offprints and draft material, H. P. Grice Papers, BANC MSS 90/135 c, The
Bancroft Library, University of Cal-ifornia, Berkeley. Grice (1986a: 54). Quinton (1963) in Strawson
(1967: 126). Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Austin (1962a: 37). Warnock (1973: 39). Perception Papers, H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. Austin (1962a: 30-1). Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. 'More about Visa', H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. Warnock (1955: 201). Grice (1961) and Grice (1962). Grice (1966). Warnock (1973: 39, original
emphasis). Kathleen Grice, personal
communication. Quine (1985: 248). Grice (1958). 4
Meaning Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Tape, Oxford Philosophy in the
1930s and 1940s, APA, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. See, for instance, Warnock (1973: 40). Grice (1957: 379). Stevenson (1944: 66). Stevenson (1944: 38). Stevenson (1944: 69). Stevenson (1944: 74, original emphasis). Grice (1957: 380). Stout (1896: 356). Notes on intention and
dispositions - HPG and others in Oxford, H. P. Grice Papers, BANC MSS 90/135 c,
The Bancroft Library, University of California, Berkeley. 'Dispositions and intentions',
H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Ryle
(1949: 103). Ryle (1949: 183). Stout (1896: 359). Hampshire and Hart (1958: 7). Grice (1957: 379). Peirce (1867: 1). Peirce (1867: 7). Lectures on Peirce, H. P. Grice Papers, BANC
MSS 90/135 c, The Bancroft Library, University of California, Berkeley. Grice (1957: 382). Grice (1957: 385). Grice (1957: 386). Grice (1957: 387). Bennett (1976: 11). Schiffer (1972: 7). Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Austin (1962b: 149). Austin (1962b: 108). Austin (1962b: 114). Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Strawson (1964) in Strawson
(1971: 155). Strawson (1964) in Strawson
(1971: 163). Strawson (1969) in Strawson
(1971: 171-2). Searle (1986: 210). Searle (1969: 45). A similar point is made by
Sperber and Wilson (1995: 25). Schiffer (1987: xiii). Schiffer (1972: 13). Schiffer (1972: 18-19). Cosenza (2001a: 15). Avramides (1989), Avramides (1997). Schiffer (1972: 3). Ziff (1967: 1, 2). Ziff (1967: 2-3). Malcolm (1942: 349). Malcolm (1942: 357, original emphasis). Grice (c. 1946-1950: 150). Grice (c. 1953-1958: 167). Grice (c. 1953-1958: 168). 5 Logic and conversation See Quine (1985: 235). Grice (1986a: 59-60). Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Warnock (1973: 36). Tape, 29 January 1983, Grice in
conversation with Richard Warner and Judith Baker, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Chomsky (1957: 5). See Warnock (1963) in Fann
(1969: 21). 'Lectures on negation', H. P.
Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Aristotle
Categoriae, ch. 12, 14a, in Ackrill (1963). Aristotle Categoriae, ch. 13, 14b, in Ackrill
(1963). Aristotle Categoriae, ch. 5, 2b, in Ackrill
(1963). Aristotle Categoriae, ch. 10, 12a, in Ackrill
(1963). Mill (1868:188). Mill's work in
this area is discussed by Horn (1989), who refers to a number of other
nineteenth and twentieth century logicians who made similar observations. Mill (1868: 210, original
emphasis). Ibid. 16. 'PG's
incomplete Phil and Ordinary Language paper' ', H. P. Grice Papers,
BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. 17. Grice (1975a: 45-6). 18. Moore (1942: 541,
original emphasis). 19. Bar-Hillel (1946: 334). 20.
Bar-Hillel (1946: 338, original emphasis). 21. O'Connor (1948:
359). 22. Urmson (1952) in Caton (1963: 224). 23.
Urmson (1952) in Caton (1963: 229). 24. Nowell-Smith (1954:
81-2). 25. Edwards (1955: 21). 26. Grant (1958:
320). 27. Hungerland (1960: 212). 28. Hungerland
(1960: 224). 29. Strawson (1952: 178-9). 30. Grice
(1961: 121). 31. Grice (1961: 152). 32. Grice (1961:
124). 33. Grice (1961: 125). 34. Grice (1961:
126). 35. Grice (1961: 132). 36. Warnock (1967:
5). 37. 'Logic and conversation (notes 1964)', H. P. Grice Papers,
BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. 38. Aristotle Categoriae, ch. 4, 1b, in Ackrill
(1963). 39. Kant (1998: 212). 40. Kant (1998: 213).
41. Grice (1967a: 4). 42. Grice (1967a: 21).
43. Grice (1975a: 45). 44. Grice (1975a: 48). 45.
Grice (1975a: 49). 46. Many of my students have pointed out to me
that A could equally well understand B as implicating that Smith is just
too busy, with all the visits he has to make to New York, for a social
life at the moment. Green (1989: 91) argues that many different
particularised conversational implicatures are possible in this
example. Grice (1978) in Grice (1989:
47). Ryle (1971: vol. II: vii).. Benjamin (1956: 318)0. Horn (1989), ch. 4. See also
Levinson (1983), ch. 3 and McCawley (1981), ch. 8. This issue will be discussed
in the final chapt 51. Martinich (1996: 1 52. Strawson (1952: 53. Strawson (1952:. 54. Strawson
(1952: 83, 86, 891). 55. Strawson (1952:
36, 37, 85). 56. Grice (1967b:
58). Grice (1967b: 60). Grice (1967b: 59). Grice (1967b: 77). Grice (1969a) in Grice (1989: 88). Grice (1969a) in Grice (1989: 93, 94, 95). Grice (1969a) in Grice (1989: 99). Grice (1968) in Grice (1989: 117) Grice (1968) in Grice (1989: 123, original
emphasis). Grice (1968) in Grice (1989: 127). Grice (1968) in Grice (1989: 136, original
emphasis). Grice (1967c: 139, original
emphasis). Black (1973: 268). Grice (1987b: 349). Avramides (1989: 39). See also
Avramides (1997). Loar (2001: 104). Strawson (1969) in Strawson
(1971: 178). Chomsky (1976: 75). 6 American
formalism Grice (1986a: 60). All details from Kathleen
Grice, personal communication. Strawson (1956: 110, original emphasis). Grice (1969b: 118). 'Reference and presupposition',
H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Grice (1969b: 119). Lectures on Peirce, H. P. Grice Papers, BANC MSS
90/135 c, The Bancroft Library, University of California, Berkeley. Grice (1969b: 143). Grice (1969b: 142). Later published in Chomsky
(1972a). Notes, H. P. Grice Papers, BANC
MSS 90/135 c, The Bancroft Library, University of California, Berkeley. Lakoff (1989: 955). See, for instance, Sadock
(1974). See, for instance, Gordon and
Lakoff (1975). 'Notes for syntax and
semantics', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. I am grateful to Robin Lakoff for a very valuable
discussion of the ideas in this paragraph. 'Urbana seminars', H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. Lakoff (1995: 194-5). Simpson (1997: 151). Carnap (1937: 2). Lecture 1, 'Lectures on
language and reality', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. The spelling 'carulize' may be
Grice's own, a result of his not referring directly to Carnap, or may be simply
an error of transcription; the typescript from which this quotation was taken
was made from a recording of the lectures . Lecture 1, 'Lectures on
language and reality', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. 'Urbana seminars', ', H. P.
Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Grice (1981: 189). Ibid. Grice (1981: 190). 'Philosophy at Oxford
1945-1970', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. Harman (1986: 368). Grice (1971: 265). Grice (1971: 273). Kenny (1963: 207). Kenny (1963: 224). Kenny (1963: 229). Davidson (1970) in Davidson (1980: 37-8). 'Probability, desirability and mood operators',
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California, Berkeley. Davidson (1980: vii). Davidson (1978) in Davidson (1980: 83). Davidson (1978) in Davidson
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"Intending"', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. Cohen (1971: 66). 7
Philosophical psychology Grice (1975a) and Grice (1978). For instance, although perhaps
only semi-seriously, by Quine (1985: 248). 'Odd notes: Urbana and non
Urbana', H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft Library,
University of California, Berkeley. For instance, the writer of Grice's obituary in The
Times, 30 August 1988. Also Robin Lakoff and Kathleen Grice (personal
communication). 'Tapes', H. P. Grice Papers,
BANC MSS 90/135 c, The Bancroft Library, University of California, Berkeley. Cartwright (1986: 442). 'Knowledge and belief', H. P.
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California, Berkeley. Judith Baker, personal communication. 'Urbana Lectures', H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. Grice (1986a: 62). 'Reflections on morals', H. P.
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California, Berkeley. Judith Baker is currently editing 'Reflections on morals' for
publication. Grice and Baker (1985). Grice (1987b: 339). Grice (1987b: 369). 'Reasons 1966', H. P. Grice
Papers, BANC MSS 90/135 c, The Bancroft Library, University of California,
Berkeley. 'Practical reason', H. P. Grice
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Berkeley. 'Kant lectures 1977', H. P.
Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Grice (2001: 3). 'John Locke lectures miscellaneous notes 1979', H. P. Grice Papers, BANC
MSS 90/135 c, The Bancroft Library, University of California, Berkeley. Kathleen Grice, personal
communication. Grice (2001: 17). It is cited, for instance, in
Levinson (1983). Grice (2001: 37). Grice (2001: 41). Grice (ibid., original
emphasis). Grice (2001: 50). Grice (2001: 88, original
emphasis). Aristotle Nicomachean Ethics,
book 1 1097, in Thomson (1953). Aristotle Nicomachean Ethics, book 1 1095, in Thomson
(1953). Aristotle Nicomachean Ethics,
book 1 1098, in Thomson (1953). Grice (2001: 134). 'Reference 1966/7', H. P. Grice
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Berkeley. Aristotle Nicomachean Ethics,
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Berkeley. Grice (1975b) in Grice (2001:
131). See Grice (1975b) in Grice
(2001: 134-8) for a much fuller account of this process. Grice (1975b) in Grice (2001:
144). Grice (1975b) in Grice (2001:
145). Locke in Perry (1975b: 38). See
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Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Kenny (1963: 1). 8 Metaphysics and value Strawson quoted in Strawson and
Wiggins (2001: 517). Misc. K. notes, H. P. Grice Papers, BANC MSS 90/135 c, The Bancroft
Library, University of California, Berkeley. Grice (1986a: 61). Ayer (1971: 142). Foot (1972) in Foot (1978:
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Berkeley. 'Practical reason', H. P. Grice
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Berkeley. 'Kant lectures 1977', H. P.
Grice Papers, BANC MSS 90/135 c, The Bancroft Library, University of
California, Berkeley. Grice (2001: 3). 'John Locke lectures miscellaneous notes 1979', H. P. Grice Papers, BANC
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communication. Grice (2001: 17). It is cited, for instance, in
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emphasis). Grice (2001: 50). Grice (2001: 88, original
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(1953). Aristotle Nicomachean Ethics,
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131). See Grice (1975b) in Grice
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144). Grice (1975b) in Grice (2001:
145). Locke in Perry (1975b: 38). See
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AND EVENTS Is this paper, I devote a good deal of attention to the views
of Donald Davidson on this topic, primarily as presented in his well-known and
influential essay "The Logical Form of Action Sen-tences", reprinted
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METHODOLOGY I think that it would be fair to say that Davidson's
discussion of action-sentences falls within the boundaries of a larger idea
about metaphysics. It is a widely (if not universally) held view, that at least
one part of the business of metaphysics is to determine an ontology; or, if you
prefer it, to settle on an answer to the question what, in general or particular
terms, the "universe" or the "world" contains. It is
obvious that very many widely different answers have at one time or another
been put forward; some of them have been wildly generous like Richard
Robinson's "You name it", since anything you can mention will win its
share of the prize; some of them have been remarkably niggardly, like what
Broad once reported to be Hegel's solitary selection, namely, the Kingdom of
Prussia; most of them have fallen somewhere between these two extremes. In
recent times there has been a strong tendency to restrict recognition to
individual entities, excluding of course, all abstract entities except sets,
and excluding above all "intensional" entities like universals and
propositions. So (thus far) people, tables and chairs, atoms, electrons and
quarks have escaped exclu-sion, though for many philosophers further acts of
exclusion would be on the way. It is an important thesis of Davidson's, toward
which I am, in broad terms, very sympathetic, that a little more inclusion is
called for; notably, room has to be found for events of various sorts, among
which a prominent and honored place must be kept for actions. Given that this
is so we must, as metaphysicians, turn our attention to items of this kind too;
it, for example, we admit Julius Caesar to membership of the universe, then we
should also admit a class of entities which will include the death of Julius
Caesar in 44 B.C., and a special subclass of these which will include Julius
Caesar's crossing of the Rubicon in 49 B.C. It is my suspicion (which I
should find it very hard to support with evidence) that Davidson's basic
metaphysical outlook, like that of Quine, is that of what I might call a
"Diagnostic Realist". Crudely put, such a position would concede, in
line with the contentions of a number of classical Skeptics and Idealists, that
Reality hides forever behind an impenetrable curtain; it is relentlessly too
modest to allow anyone to strip away its protective covering and take a look at
it, to see what it is really like. But, contrary to the opinions of classical
Skeptics, that fact does not condemn us to perpetual metaphysical silence; for
though we cannot inspect Reality, we can form hypotheses about it, each of
which (from case to case) may be more, or again less, judicious. Metaphysical
hypotheses will be judicious to the extent to which, if true, they would
provide backing or justification for the content and methodology of scientific
theory. This metaphysical outlook is unlike that which, at present at
least, appeals most to me. My favored outlook would be one or another form of
Con-structivism. I waver between two options; a version of Limited
Construc-tivism, according to which Reality would be divided into two segments,
an original or unconstructed segment, and a constructed segment (or sequence of
segments) in which constructed items are added as legitimate metaphysical
extensions of what is present before the extension is made; and a version of
Unlimited Constructivism, which would, more radically, seck to exhibit all
categories of items as constructed rather than original; the escape from the
invocation of an unconstructed segment would be (it is hoped) achieved by the
supposition of a plurality of metaphysical schemes such that items which are
primitive in one scheme would be non-primitive in another. Both forms will need
to characterize legitimate construction-procedures by which metaphysical
extensions are made. One might say that, broadly speaking, whereas the
Diagnostic Realist relies on hypothesis, the Constructivist relies on
hypostasis. Both approaches face formidable difficulties of principle.
For the present occasion I shall restrict myself to the troubles of Diagnostic
Realism. The Diagnostic Realist wishes to regard the optimal metaphysical
posture as being the one which accepts that gencral account of Reality which
maximally justifies and supports the deliverances of science. But what
science? Palmistry? And what deliverances? Phlogiston theory? It seems
that we need at least a restriction to reputable deliverances of reputable
sciences. And how are these to be selected except on the basis of
likelihood of truth, and how is that to be optimized in advance of any clue
about the nature of Reality? It seems that there is an initial need for some
grounds of acceptability of the findings of science which are independent of
those which, it is hoped, will be provided by a correct and adequate account of
Reality. Now it is entirely possible that I am quite mistaken in
supposing Davidson to be, at best, a Diagnostic Realist; indeed conversations
which I have had with students indicate that he may regard a distinction
between 'original' and 'constructed' Reality (like other once popular
dichotomies) as non-viable. If so, I will freely admit to error, but not to
guilt. For it seems clear to me that Davidson's treatment of ontological
questions requires some metaphysical Weltanschauung to support it; and if
Diagnostic Realism is not to fill this role, I have no idea what is to fill
it. A(2). PROBLEMS What considerations can we point to which would
encourage us, perhaps even force us, into this metaphysical direction, that of
admitting events and actions to the ontology? Davidson, I think, recognizes
four such consid-erations, the first of which was the one which primarily
influenced Kenny, to whom Davidson gives credit for the introduction, or the
revival, of this topic. (1) The phenomenon of (so-called) *variable
polyadicity". If we pick on what looks like a relational verb, for example
"to butter," we find that it can be used on different occasions in
the formation of predicates of varying measures of polyadicity. Sentences
containing it can be constructed which exhibit two, three or more terms; there
appears to be no upper limit imposed by grammar, a fact which tells against one
possible account of this phenomenon, viz., that varying numbers of indefinite
pronouns (like 'someone' or 'something') have elliptically dropped out of the
surface forms; just how many are we to suppose to have been there to drop out?
This phenomenon begins to lose its air of mystery if we suppose that there may
be a central entity (an action), which from occasion to occasion may be
described with greater or not less specificity. The phenomenon of 'variable
polyad-icity' now begins to look precisely parallel to the situation with
regard to sentences used to describe things; there we may take our choice
between describing Socrates as a man, as a fat man, as a fat greedy man, and so
on. Sometimes, in one's progress
through the maze of 'polyadicity', one moves between sentences which are not
logically independent of one another; one moves, say, from the '3 term'
sentence, *Bill buttered the toast in the bathroom" to the '2 term'
sentence, "Bill buttered the toast," which is entailed by the '3
term' sentence from which it originated. This is often but not invariably the
case: it is not the case, for example that *H.M.S. Rodney sank the
Bismarck" entails "H.M.S. Rodney sank". We need some theoretical
characterization of the occasions when such inferences are in order, and the
idea of treating actions as entities in their own right, and so as subjects of
attribution, may help us to obtain it. Actions are on occasion in demand to serve as objects
of reference for neuter pronouns, such as *it". Consider the sentence
"The manager of the Minneapolis Moonrakers resigned last week and Ann
Landers made a joke about it in her column". What is "it"?
Obviously not the Moonrakers or their manager, and it is hardly being suggested
Ann Landers made a joke about last week. If, however, one treats the
resignation of the manager as an entity which could be referred to, it will
fill the gap quite comfortably. Some of our explanatory talk about what we do, like
the provision of excuses, seems to require the possibility of describing things
we do in different ways. If actions are describable entities, this may happen
to them; and if it may happen to them, we need criteria of identity for actions
which will tell us when it is and when it is not taking place. I shall return
to the first three items later in this paper; but since the fourth item is
about to disappear beyond the horizon forever, I shall say a word or two about
it while it is still visible. It does not seem to me to be put forward as a reason
of the same degree of cogency as its three prede-cessors; for it assures us
only that if, for other reasons, we have decided to admit actions to the
ontology, they need not be merely a technically required category; they can be
put to work in the service of certain parts of our discourse. The stronger
claim that the admissibility of that sort of discourse requires the admission
of actions to the ontology is not, and, as far as I can see, could not be
justifiably made. B. Davidson's Criticism of Prior Theorists B(1).
REICHENBACH ("LOGICAL FORM AND LOGICAL EQUIVALENCE")
Davidson takes Reichenbach mildly to task for holding that "(3x) (x
consists in the fact that Amundsen flew to the North Pole)* is logically
equivalent to, but does not give the logical form of "Amundsen flew to the
North Pole"; according to Reichenbach the first sentence is about an
event, while the second is not; so the first sentence cannot give the logical
form of the second. If we considered instead of the second sentence, the
sentence "A flight by Amundsen to the North Pole took place" we
would be introducing a sentence which is short an event, and so a sentence the
logical form of which could be given by the first sentence, to which
(presumably) the new sentence would also be logically equivalent. Davidson
proposes to amend Reichenbach's position, so that the first sentence is taken
as giving the logical form of "Amundsen flew to the North Pole", and
not merely as being logically equivalent to that sentence; this change is
advocated mainly on the grounds that it is, or would be a step on the way to, a
pattern of analysis which will account for the entailments considered with
variable polyadicity. If, as Reichenbach thought, there are in our
language pairs of logical equivalent sentences one of which is about events,
while the other is not, that difference might justly be held to be a reason for
denying that the event-mentioning sentence gives the logical form of the other
member of the pair; and if one were a constructivist (as maybe Reichenbach was
not) one might suggest that the reason for this richness in our vocabulary is
that events are constructs belonging to an extension of a more primitive
ontology which does not contain them and which is mirrored only in sentences
which do not mention them. If one held that position, one would properly reject
Davidson's emendation of Reichenbach. B(2). REICHENBACH (THE
"HIDEOUS CONSEQUENCE") Davidson's main criticism of
Reichenbach's position is that, once he has admitted two principles which are
needed to legitimize patently valid inferences turning on the
intersubstitutibility of co-referential singular terms and of logically
equivalent sentences in appropriately embedded contextual positions,
Reichenbach cannot escape the hideous consequence that all events are identical
with one another. Davidson's ingenious argument may be summarized as follows.
Let 'a' abbreviate Reichenbach's operator 'con-sists in the fact that', which
when prefixes to a sentence produces a predicate (epithet); let 'C"
abbreviate 'Caesar was murdered', and let 'N' abbreviate 'Napoleon became
Emperor of France': Then: (a) sentence (1), 'x a C, is true just in case
sentence (2), 'x a (9(y= y & C) = 9(y = y)' is true, since the parts
of the subsentences which follow the operator 'c' in the two main sentences are
logically equivalent. (b) Sentence (2) is true just in case sentence (3),
'xa(ý(y= y & N) = 9(y= y)' is true, since '9(y= y & C)' and '9(y=y
& N)' are singular terms, which, if 'C' and 'N' are both true, both
refer to P(y = y), and are therefore coreferential and
intersubstitutable. (c) Sentence (3) above is true just in case 'xoN' is
true, since "N' and the sub-sentence which follows 'o' in (3) are
logically equivalent. So provided that 'C' and 'N' are both true, regardless of
what they say, any event which consists of the fact that C also consists of the
fact that N, and vice versa; that is to say, any pair of randomly chosen events
are identical. To this argument I think it might be replied that the principles
licensing intersubstitution of co-referential singular terms and of logically
equivalent sub-sentences are officially demanded because they are needed to
license certain patently valid inferences; if in addition to providing this
benefit, they also saddle us with a commitment to the 'hideous consequence',
then the rational course is to endeavor to find a way of retaining the benefit
while eliminating its disastrous accompaniment, much as it has seemed rational
to seck in set-theory, as generous a comprehension axiom as the need to escape
paradoxes will permit. Such a way seems to be available; we might, for example,
while retaining the two added principles, prohibit the use of the
'co-referentiality principle' after the 'logical equivalence principle' has been
used. Such a measure would indeed have some intuitive appeal, since in the
cited argument its initial deployment of the 'logical equivalence principle'
seems to be tailored to the production of a sentence which will provide
opportunity for trouble-raising application of the other principle; and if that
is what the game is, why not stop it? B(3). VON WRIGHT (INVOCATION OF
INITIAL AND TERMINAL STATES) It is Davidson's view that von Wright
wishes to characterize events as being, in effect, ordered pairs of an initial
state and a terminal state, and (no doubt) actions as being the bringing about
of events. One of Davidson's criticisms of this approach is that my walking
from San Francisco to New York and my flying from San Francisco to New York
would not be distinguished from one another by the pairs of states involved
(which would be the same); and that if reference to the mode of travel be
brought in (in a distinction between walking to New York and flying to New
York) reference to the initial state has now been rendered otiose. It
seems to me that this response does not do justice to von Wright who is plainly
working on the twin idea that (a) the notion of change is fundamental to the
notion of event, and (b) that change can be represented as a succession of
states. In my view this proposal has great merit, even if some modification be
required. I shall, however, postpone more detailed consid-cration of it until
the next section of these comments. C. Further Consideration of
Davidson's Problem List C(/). VARIABLE POLYADICITY Let us now
redirect our attention to the considerations which were listed as calling for a
philosophical study of action-sentences, The surviving members of this list are
the phenomenon of variable polyadicity, the need for a satisfactory systematic
account of a certain range of entailments relating to actions, and the demand
for the provision of objects of reference for certain occurrences of pronouns.
So far, I have spoken as if the first two considerations are independent of
each other, each pointing to a distinct problem for which a solution is needed.
I am in fact far from sure that this is a correct representation of Davidson.
There is considerable support in ordinary language for the idea that verbs and
other relational predicate expressions carry concealed within themselves (so to
speak) a specification of a given degree of polyadicity (or
"n-adicity"); "between", for example, seems to express a
three-term relation (x being between y and z), while the relation signified by
"above" is a merely two-term relation; and specification of the
number of terms which a relational expression involves seems to be essential
rather than accidental to the nature of the relation. Certainly many logicians
have taken this vicw. But it is by no means certain that this view is correct,
nor that it is unequivocally supported by ordinary parlance. If we ask
whom John met in Vienna, we may get the answer *Bill", or "Bill
and Harry", or "Bill, Harry, and Bob" without any suggestion
that some restrictive condition or n-adicity is being violated. Moreover, so
far as the construction of logical systems is concerned, it has been shown that
restrictions or n-adicity are not required for predicate logic. So
perhaps what the first two considerations call for is not just the solution of
two distinct problems, but the provision of an account of action-sentences
which will jointly account for two problems, that of variable polyadicity and
that of the systematization of a certain range of inferences. This thought
leads at once to the question why it should be supposed, or desired, that these
two demands should be met by a single maneuver; what would be wrong about
giving separate answers to them? Let us look more closely at the two strands; I
begin with variable polyadicity. To talk, let us say, of variable
politeness would perhaps be appropriate if one were discussing the manner in
which some central item (a person) exhibited, on different occasions, varying
degrees of politeness; or, per-haps, exhibited on different occasions varying
degrees and forms of impoliteness (sometimes he is malicious, sometimes just
plain rude). By parity of reasoning, to exhibit variable polyadicity, an item
would have to be (say) on occasion dyadic, on occasion triadic, on occasion
tetradic; and this boring ascent could presumably be continued ad infinitum.
But what item might we be talking about? To my mind, it would have to be a
non-linguistic item, like a relation (a classification which might include some
actions); the meeting might be a single item (relation or action) which
holds, variably, between two, three, or more persons, depending on how many
people met or were met. This way of talking, would, however, raise serious
questions about why the focal item (the relation or action) should be regarded
as single questions, moreover, which seem a long way from Davidson's
text. If, on the other hand, we turn from the non-linguistic to the
linguistic world, we find clearly single items, viz., predicates and
verb-phrases, which exemplify determinate forms of n-adicity; this gain,
however, is balanced by the fact that it seems that the embodiment of (say)
dyadicity and triadicity are distinct from one another. "—met—" and
"—met—and—" are structures which do not have common instances; so
are: "—buttered—"; "—buttered—in—";
"—buttered-in—in the presence of—". To gather the threads
together, in the linguistic world one may discern three different kinds of
entity: Verbs (or predicate letters)
which are the bricks out of which predicates are made, and which may or may not
have assignable n-adicity; Predicates (open sentences) formed from the bricks,
like "—but-tered—in—"; these must have assignable n-adicity; Instances (individuals or sets)
to which predicates can be truly applied; these must contain just as many
elements as the number n in the n-adicity of the predicate; but the number of
distinct clements may be variable; recurrences may or may not be permitted by
the rules governing the predicates. It seems to be the business of a systematic
theory of a language to make provision for the presence of each of these types
of item. When it comes to attempting to satisfy the demands for a systematic
account of the validity of such inferences as that from "Smith buttered
the toast in the bathroom" to "Smith buttered the toast", it
seems clear that some appeal to structure is called for; the question is
whether the structures now invoked are or are not the same as (or included in)
those which are required for a systematic account of a language. It is my
suspicion that Davidson holds (or held) that the same structures are involved
in both cases; I am not sure that this answer is right, and the question
will assume greater prominence as our discussion develops. Whatever its final
answer, one can see the appeal of treating actions as subjects or foci of
predicates; once the quantifiers have been dropped, the validity of such
inferences might turn out to parallel (indeed to be a special case that of)
inferences from 'Fx & Gx' to 'Fx' or indeed from 'A & B' to 'A. But for
me the suspicion remains that the proposed identification of structures is
illegitimate. C(2). PRONOMINAL REFERENCES My uneasiness is not
decreased by attention to the third consideration, which relates to the
provision of an object of reference for the pronoun "it" in such a
sentence as *The manager of the Minneapolis Moonrakers resigned last week and
Ann Landers made a joke about it in her column". Who or what was the
subject of Ann Landers' joke? Neither the Minneapolis Moon-rakers nor their
manager could properly be referred to by the neuter pro-noun, as distinct from
a masculine pronoun "he' or a plural 'they'; the reference is plainly to
the manager's resignation. Now this event (action) could certainly be the object
of a pronominal reference if that reference were demonstrative rather than
anaphoric; anyone present at the meeting at which the manager tendered his
resignation could certainly say, "That, at last, is what the directors
have been hoping for", or, *Now, at last, they have got it". But my
sentence seems to make an anaphoric reference, and yet there is no previous
reference which is being picked up. The situation might, however, be regarded
as being eased if (1) a covert reference to the manager's act of resignation
were made in the first clause of my exemplary sentence, and (2) it is
sufficient for the supposition that a covert reference is made that a
designation of that act should be present in the underlying structure of the
sentence. I suspect that we need to consider two questions with regard to
references which are "felt" as anaphoric. (1) Is the mode of
reference, in such a case, formally or strictly correct as judged by the
official standards of gram-marians? (2) Is the reference, while not formally or
strictly in conformity with official standards of grammarians, nevertheless
intelligible and so at least informally admissible? It would not surprise me to
discover that the matter of a covert underlying structural reference is
irrelevant to the answer to these questions. It might well be that for a
grammatically strictly correct anaphoric reference to be made, a prior explicit
is required; a covert reference will be insufficient. However if the demand is
not for impeccable grammar but for intelligibility, then a covert reference is
not needed; what is needed is that the identification of the object of
reference should rely on prior discourse, not necessarily on prior reference.
For example: *I spent last summer in Persia; they are very dissatisfied with the
present regime*. (They are of course the Persians.) "A car went whizzing by me
and scraped my fender; but he didn't stop". (The driver, of course.) "Jones's views on the
immortality of the soul filled many pages in Mind; but it was the Oxford
University Press which in the end published it". (It = Jones's
presentation of his views.) (4) "His leg was cancerous; he contracted it
in Africa". (It = the disease cancer.) One might, as a
tailpiece, remark that the accessibility to reference of such items, as the
above, depends on their existence or reality in some humdrum sense, not on so
scholarly a matter as their presence in or absence from The Ontology. D.
Outline of Davidson's Proposal We turn now to Davidson's own well-known
proposal for handling the three questions which we have just been discussing.
It possesses a surface simplicity which may or may not turn out to be
misleading. It involves the introduction, into a candid representation of the
structure of action-sentences, of a 'slot' which may be occupied by variables
ranging over actions, and which may legitimately be bound by quantifiers. The
sentence "Shem kicked Shaun" is now thought of not as a
combination of two names and a two-place predicate, but as involving a three-place
predicate 'Kicked' and as being (really) of the form (Ex) (Kicked (Shem, Shaun,
x)), a structure within which, as Davidson points out, the sentence 'Shem
kicked Shaun' nowhere appears. As a reading in English of Davidson's structure,
we are offered somewhat tentatively, 'There is an event x such that x is a
kicking of Shaun by Shem'. E. Pre-Theoretical Demarcation of Actions and
Events E(1). ACTIONS Before continuing our examination of
Davidson's proposals, let us first turn our attention to the matter of
identifying the material to which the proposals relate. Mere reference to
actions, or in a more updated idiom, to action-sentences, seems to me to tell
us less than I should like to know. The word 'action' does not, I think,
make frequent appearances in our carefree chatter. I am not surprised if I hear
it said that so-and-so is a man of action, or that actions speak louder than
words, or that Botswana is where the action is, or even (before he retired from
the scene) that Howard Cosell would describe for us third-round action in the
current heavyweight contest; but such occurrences of the word as these do not
help us much when it comes to applying the word to concrete situations. The
word 'action' has a portentous and theatrical flavor, and the related verb 'act'
is obviously theatrical in a further sense, in view of the connection with this
or that kind of pretending. The more homely word "do" is plainly a
much happier denizen of common talk; indeed, the trouble here is that it is too
happy; almost any circumstance will qualify as something which some person or
thing, in one way or another, does or has done. The question, "What did
the prisoner do then?" may be quite idiomatically answered in any of the
following ways: *He hit me on the nose", "He fainted", "He
burst out laughing*, "He just sat there", "Nothing at all, he
just sat there", "He left his sandwiches untouched". The noun
"deed", on the other hand, is by comparison exceedingly bashful,
tending to turn up only in connection with such deeds of derring-do as the
rescuing of captive maidens by gallant knights. The grossly promiscuous
behavior of the verb "do", I think, has in fact a grammatical
explanation. We are all familiar with the range of interrogatives in English
whose function is to inquire, with respect to a given category, which item
within the category could lend its name to achieve the conversion of an open
sentence into the expression of a truth. "When?" (at what
time?), "where?" (at what place?), "why?" (for what
reason?) are each examples of such interrogatives; and some languages, such as
Greek and Latin, are even better equipped than English. All, or most of these
interrogative pronouns have indefinite counterparts; corresponding to
"where" is "somewhere", to "what?",
"something" ", and so on. Now there might have been
(though in fact there is not) a class of expres-sions, parallel to the kinds of
pronouns (interrogative and indefinite) which I have been considering, called
"pro-verbs"; these would serve to make inquiries about indefinite
references to the category of items which predicates (or epithets) ascribe to
subjects, in a way exactly parallel to the familiar ranges of pronouns.
"Socrates whatted in 399 B.C.?" ", might be answered
by "Drank the hemlock" ", just as "Where did Socrates
drink the hemlock?" is answered by "In Athens"; and given
that Socrates did drink the hemlock in 399 B.C., we might have been able to say
"There, I knew he somewhatted in 399 B.C.". In fact we cannot
grammatically talk in that way—but we can come close to it by using the verb
"do", and asking (for example) "What did Socrates do in 399
B.C.?". In its capacity as part of a makeshift pro-verb, *do" can
stand in for (be replaceable by) any verb or verb phrase whatsoever; in which
case, it is hardly surprising that it will do little to specify a narrowed-down
range of actions, or of "action-verbs". Frustrated in these
directions, we might think of turning to a longstanding tradition in Ethics
from the Greeks onwards, of connecting the concept of action with that of the
Will; a tradition which reached its peak in Prichard, who not merely believed
that action is distinguished by a special connection with the will, but
maintained that acting is to be identified with willing. It is clear from
Davidson's comments on Chisholm, that, at least when his article was written,
he would have none of such ideas, perhaps because the suggestion that actions
are distinguished by a connection with the will may be expected to lead at once
to the idea that particular actions are distinguished by their connection with
acts of will; and the position that there are such things as acts of will is
not merely false but disreputable. An alternative strategy more in tune with
some recent philosophy (and perhaps with Davidson's own style), would be to
look at the particular verbs or verb phrases which are used to specify or
describe what philosophers at least are inclined to think of as actions; we
will examine not generic words like 'act' and 'do', but an indefinite
range of particular words and phrases, such as "milk the cow",
"cook the meat", and "butter the toast". The trouble which
we now encounter is that while some verbs or verb phrases, like
"melt" or "turn pale", look as if they cannot be used to
refer to actions, and while others, like "donate a hospital to the city of
New York", cannot but be used to refer to what philosophers would call
actions— an enormous number of verb phrases occupy an indeterminate position;
they can, it seems, be used either way, and therefore are useless as pointers.
To offer just one example, "fell on his sword"; one Roman soldier
fell on his sword because he lost his legion and could not face the disgrace
which, to his mind, attended his responsibility for the deaths of so many people;
another Roman soldier lost his legion because he fell on his sword, tripping on
it in the dark and as a result knocking himself out, so that when he regained
consciousness, the legion had moved on and he was unable to find it. In
my view, there is no escape from a recognition that a characterization of
actions (or of action-sentences) has not been provided; in order to proceed
then, we have to assume that for the present inquiry such a characterization is
not needed. The interpretation of such an idea is not unproblematic. For
example, if we do not need to know what actions are (or what are actions) how
can we be sure that the current inquiry is properly described as an inquiry
about actions or action-sentences? Might it not be, for example, really an
inquiry about events (a not implausible suggestion). If it replied that this,
if true, would be no great matter, since actions are one kind or subclass of
events, I would respond with the comment that some philoso-phers, including
Davidson himself, regard actions as a subelass of events, but many do not; this
is not a closed question; and may be one which is of vital importance. In any
case, other trouble might lie in wait for us if we theorize about actions
without a proper identification of what we are theorizing about. E(2).
EVENTS Parallel to these questions about actions, there are questions
which arise about events; if Davidson is offering us an analysis of
event-predicates, or event-sentences, just what range of locutions is being
analyzed? Two modes of procedures would to my mind be natural; one would be, by
an exercise in 'linguistic botany', to further an intuitive recognition of the
class of event-descriptions by identifying likenesses and differences between
vernacular expressions of this sort and those of different but more or less
closely related kinds, like expressions for states of affairs, facts,
circumstances, condi-tions, and so forth; the other would be to give a general
characterization, which might or might not seek to reflect the vernacular, of a
class of event-descriptions with which we are to be concerned, it being
understood that any such general characterization might well need to be
replaced, for philosophical purposes, by an account which would be
theoretically more satisfying and illuminating. Davidson, however, seems to be
interested in neither of these procedures. On pages 119-120 he tells us, first
that "part of what we must learn when we learn the meaning of any
predicate is how many places it has, and what sorts of entities the variables
that hold their places range over. Some predicates have an event-place, some do
not"; and second that "our ordinary talk of events, of causes and
effects, requires constant use of the idea of different descriptions of the
same event", with the apparent implication that the range of items to be
counted as events is just that range of items with respect to which such
inferential problems arise as those of 'variable polyadicity', problems which
the proposed analysis would enable us to solve. I find myself puzzled by two
distinet aspects of the foregoing account. One is the combination of the
idea that ability to recognize the number of places which a predicate has,
including recognition of the presence or absence of an event-place, is a part
of what is involved in learning the meaning of the predicate, and so (presumably)
a part of what is involved in learning the language to which the predicate
belongs, with the further idea that people (or philosophers) may be expected to
be surprised, indeed even skeptical, about Davidson's proposed 'importation' of
an extra pred-icate-place for events. Are we to be, like those who in Moore's
view go against common sense, persistently engaged in sincere denials of what
we know for certain to be true? I do not find such a diagnosis very appealing. Unless I have misread what 1
described as Davidson's implication, surely the idea that events are to be
treated as being those items which raise problems which an application of
Davidson's analysis is capable of solving is a very different suggestion from
the suggestion that the ability to recognize event-places (and so events) is
part of having learned the language. E Difficulties With Davidson's Proposal
F(I). INTELLIGIBILITY OF THE 'EXTRA SLOT Let us now address the question whether
Davidson's proposal, with regard to the logical form of action-sentences, might
not be deceptively simple. The proposal is that contrary (perhaps) to our
natural instincts and incli-nations, we should regard 'Kicked' (for example)
not as a two-place predicate where the vacancies are filled by designation of
the kicker and the kicked, but as a three-place predicate with an extra vacancy
for reference to the event or action in which that kicking consists. I find
this puzzling as it stands, and I am inclined to inquire how the extra place
fits into an understanding of kicking (or of any comparable relational
feature). There was, not so long ago, in Oxford, a professor of the philosophy
of religion who (so he said) espoused what might be called a form of *Neo-Berkelei-anism";
he maintained that such sentences as "There is a table in the corner of
the room" or "Snow is white" were incompletely formulated; the
proper forms of expression would be "There is a table in the corner of the
room; God!" and "Snow is white; God!" We can imagine more
elaborate variations on the same theme. Suppose that in the later 1930's, it
had become de rigueur in colloquial German to terminate sentences with the
phrase "Heil Hitler". We might next suppose that, as the months
wore on, this practice became fragmented; it was permissible to substitute for
the name of Hitler any of the names of his more notorious henchmen (of course
omitting the word 'Heil'); so the vernacular was flooded with German versions
of such sentences as "The toast is burned; Bormann!", "Those
pictures are very valuable; Goering!", "She was as gentle as a young
child; Himmler!". One can even imagine the practice extended so as
to provide for the appearance of quantifiers; "(3x) (Western democracies
are corrupt; x!)*. What is wrong with these idiocies seems, primarily, to
be that no account at all has been provided of the purpose which the newly made
slots serve: they are just paraded for implementation without indication of
what seman-tie gain could come from the implementation. On the face of it,
Davidson's presentation suffers from a similar lacuna; he does not tell us the
function of the places, he merely gives us an English "paraphrase".
But closer attention does something to fill the gap. It seems clear that Davidson
regarded the appearance of such extra slots as being just the manifestation of
the variable polyadicity of such predicates as "Kicked", and as a
phenomenon whose mystery is removed once its logical form is revealed and it is
seen how it decomposes into a cluster of relational predicates which covers, in
formal garb, the inferences for which justification is required. (We should
here attend particularly to Davidson's remarks about verbs and preposi-tions.)
Once we distinguish between predicate-verbs and predicates, we can regard the
role of the extra slot as specified by its place in the predicate (open
sentences) into which the predicate-verb enters (the role, for example, of the
slot filled by 'x' is supplied by the fact that it is the first slot in the
predicate 'a kicked b in the action (event) x'; and we can regard the
characterization of this role as provided by our ability to decompose complex
predicates like 'a kicked b on the e [left shin] in the d [bathroom] in x
(action)' into such a conjunctive predicate (of actions or events) as ta kicked
b in x, and x was done upon c, and x was done in d'. That provision is made for
the problematic entailments is clear in light of the formal fact that if a
conjunctive predicate P applies to an item, so does a predicate P' which
results from P by the omission on one conjunct. F(2). SAYING/DESCRIBING WHAT
HAPPENS There is one matter which, I think, deserves initially a little
attention. My linguistic intuition tells me if I say to you that I am 93,
I am (standardly) telling you my age (telling you how old 1 am), and not
talking about my age; and that similarly if I say to you that two cars collided
on the bridge, 1 am (standardly) saying (telling you) what happened, not
describing or talking about or saying something about what happened. Indeed
saying what happened seems to be not merely to be distinct from talking about
what happened, but to be, in a sense, presupposed by it; saying what happened
seems, intuitively, to be specially central; it is something one needs to do in
order to inform a hearer what one is talking about when one talks about what
happened. It was, perhaps, considerations like those which led Reichenbach to
distinguish between logically equivalent sentences one of which does, and the
other of which does not, refer to or talk about an event. Davidson's analysis,
I think, has no place for the distinction which I am defending; on his view
anything one says about what happened is (in effect) a case of saying that
something happened which —. As I have already indicated, as a would-be
constructivist about events I am inclined to side with Reichenbach. F(3).
THE PROBLEM OF GENERALIZED FORMULATION As a preliminary, let me state
that in this and immediately subsequent sections I shall treat Davidson's
proposal concerning the logical form of action-sentences as applying generally
to event-sentences of which (accord-ing to Davidson) action-sentences are a
subclass. It seems clear then in Davidson's view an action-sentence derives the
logical form which he attributes to it from its status as one kind of
event-sentence; what differentiates action from other events is less clear, but
perhaps need not trouble us just at this point [cf. p. 120]. Davidson
presents his proposal in a relaxed manner and with the aid of an example.
"The basic idea is that verbs of action—verbs that say 'what someone
did'-should be construed as containing a place for singular terms or variables
that they do not appear to. For example, we should normally suppose that 'Shem
kicked Shaun' consisted in two names and a two-place predicate. I suggest,
though, that we think of 'kicked' as a three-place predicate, and that the
sentence to be given in this form: (x) (kicks (Shem, Shaun, x). If we try for
an English sentence that directly reflects this form, we now note difficulties.
"There is an event x such that x is a kicking of Shaun by Shem' is about
the best I can do, but we must remember 'a kicking' is not a singular term.
Given this English reading, my proposal may sound very like Reichenbach's, but
of course it has quite different logical properties. The sentence 'Shem kicked
Shaun' nowhere appears inside my analytic sentence, and this makes it differ
from all the theories we have considered." Troubles begin when we
look for a rigorously presented general formulation of this proposal;
"action-verbs [event-verbs] are to be construed as predicates involving
one more place than you think they do" seems hardly satisfactory, and to
substitute for "you" the phrase "the man-in-the-street", or
the phrase "the philosopher-in-the-library", does not seem a large
improvement. Apart from anything eise, what would account for the extreme
gullibility of people, or philosophers, with respect to conceptions of logical
form in this region? We seem to need to lay our hands on some less
sub-jectively-tinged material, if we are to achieve a satisfactory general
for-mulation; and we should perhaps also bear in mind that at least one
would-be philosophical theory (a near ancestor of Convention T, viz., the "Dis-appearance
Analysis of Truth") has (or is widely thought to have) foundered on the
shoals of non-formulability. We may be able to make some progress if we
survey the range of positions which might be taken with regard to events. Those
who wish to admit events as entities will have to consider the question of the
relation between events and event-predicates, predicates employed to describe
or report events. Such a predicate (or its deep structure) will have as
its denotation, a set of instances, each of which will be a sequence of
instance-elements. It is plainly Davidson's view that one element in the
sequence that satisfies an event-predicate, which will invariably be an event;
contrary to my suggestion in (6) above, reference to events will not be
eliminable from any true account of what happens. But though events may not be
eliminable as instance-elements, they may well be elements of a special kind;
while one who kicks, or one who is kicked, will, for Davidson, in one way or
another, be involved in or participate in something other than himself, namely
a kick, the kick will not be a participant in any item othey than itself. We
are now within sight of a possible general formulation of Davidson's
contention: any applicable event-predicate will be satisfied by a set of
sequences, each of which will contain a non-participant element in which, in
one way or another, the remaining elements in the sequence participate.
Davidson, has, indeed, in discussion, shown himself to be favorably disposed
towards a treatment of the logical form of event-sentences along these lines. A
correct standard representation of the sentence Shem kicks Shaun" might
run somewhat as follows: (3x) (x is a kick and (x is by Shem and (x is of Shaun
and (x —)))). A format of this sort might turn out not just to be an elegance
but to be indispensable for generalized formulability. The range of
relevant questions about events may not yet, however, have been exhausted;
some, not necessarily independent of one another, may be still unanswered. Are
events independent, whether with respect to their existence or to their
specifiability, of items which participate in them? Are they original entities,
or constructs? Are they non-composite rather than composite, in relation to
participant items? It is my impression that Davidson would wish to answer
Yes" to each of these questions; that he would regard events as 'original'
rather than as 'constructed' entities partly because he would not find the
distinction clearly intelligible and partly because if events are to be thought
of as constructs reference to them might become undesirably eliminable; and
that he would think of them as non-composite rather than composite, since if
they were composite with respect to participating items the participation in an
event of certain items would seemingly be essential to the identity of the
event in question (that event would not be differently compounded); and I
suspect that Davidson would not favor essential connections of that sort. But I
suspect that not everyone would incline towards the same set of answers; and I
would certainly want to ask whether, if events are non-composite there is any
guarantee that one and the same event could not be both a kick administered by
Shem to Shaun and a buttering of toast by Jones. F(4). PREPOSITIONS AND
VERB-DEPENDENCE Unfortunately we are not yet in the clear, since to my
mind, new trouble starts with Davidson's claim with regard to the beneficial
results of treating prepositions as having, so to speak, a life of their own
which does not just consist in being an appendage to a verb. This idea has two
interpretations, one innocuous and one far from innocuous. The innocuous
interpretation would tell us that such a sentence as "James flew to
Jerusalem" may be variously parsed; it may be parsed as "James
[subject] flew to Jerusalem [predicate]", or as "James [subject) flew
to [verb-phrase] Jerusalem [object]*, or again as "James [subject] flew
[verb] to Jerusalem [adverb]". We not only can but must avail ourselves of
such varieties of parsing, if we are to provide ourselves with the inferences
we need. If, however, it is being suggested that the preposition 'to' is not
merely grammatically separable from the verb 'fly', but is semantically
independent of it, then we should hesitate; for the appearance of a preposition
signifying direction may well presuppose the presence of a directional verb in
some dress or other. Such phrases as "was done to Jerusalem" or
"did it to Jerusalem" would not be intelligible unless a directional
verb is thought of as covertly present. I think it can be seen that what
I am now taking to be a Davidsonian analysis of action commits us, either
invariably or all too frequently, to just such unwanted unintelligibilities.
The simplest and most natural version of such an analysis (not quite Davidson's
version) for the sentence, *Shem kicked Shaun violently on the left shin in the
bathroom", would, to my mind, run as follows. "There is an x such
that x is a kicking, and x is done by Shem, and x is done to Shaun, and x is
done on Shaun's left shin, and x is done violently, and x is done in the
bathroom". It seems to me that many, if not all, of the adverbial
prepositional phrases contained in his analysis are verb-dependent; their
intelligibility depends on the idea that they attach to x quả kicking, in which
case reference to 'kicking' is not eliminable. The recurrent participle 'done'
is not an inflection of an action-verb; it is, or would be, but for stylistic
considerations, an inflection of a pro-verb; only stylistic barriers prevent
our replacing it by the word "some-whatted", which plainly is not a
word which invokes a restriction on an attendant adverb; "violent qua
somewhatting' is not the name of a special dimension of violence. Similarly
kicking of Shaun, kicking on Shaun's shin, are modes of kicking, but not modes
of somewhatting. So 'kicking vio-lently' or 'kicking on the shin' cannot be
treated as expressing a conjunction of kicking and doing something -ly (ф-wise); a concealed reference to kicking will be
contained in the interpretation of -ly (ф-wise).
The drift of my argument could perhaps be summarized as follows: (1)
'Violence' is not the name of a common feature of (say) sneezes and be-ratings
of one's wife; sncezes are violent qui sneezes, beratings are violent qua
beratings; and only in riddle-mongering are these to be taken as com-parable.
(2) So 'sneezing violently' does not signify a conjunction of 'sneezing'
and 'doing something violently', only at best a conjunction of 'sneezing'
and 'doing something violently quâ sneezing'. (3) So 'conjune-tive analysis',
of, 'sneezing violently' fails; but nevertheless 'sneezes vio-lently' entails
'sneezes'. (4) So the problematic entailments are not in gen-cral accounted for
by a Davidsonian analysis of action-sentences; if a general account of them is
to be given, it must be one of a different sort. The point can, perhaps,
be made even more strongly. Let us imagine that at dawn on New Year's Day,
1886, an event e took place in which: (I) The notorious pirate Black Jack
perished The Governor of Malta hanged
Black Jack, and thereby Rid the Mediterranean of its most dangerous seafarer, Black Jack, and Humiliated the Sultan (Black
Jack's master). Let us now recast this motion into the proposed canonical form
(with some omissions): There is an x such that (x is a perishing and x is
of Black Jack, and x is a hanging and x is by the Governor of Malta and x is of
Black Jack, and x is a ridding and x is by the Governor of Malta and x is of
the Mediterranean and x is of Black Jack, and x is a humiliating and x is by
the Governor of Malta and x is of the Sultan). Rearranging the
conjunctive clauses a little we arrive at: There is an x such that (x is
a perishing and x is a hanging and x is a ridding and x is a humiliating and x
is by the Governor of Malta and x is by the Governor of Malta and x is by the
Governor of Malta and x is of Black Jack and x is of Black Jack and x is of
Black Jack and x is of the Mediterranean and x is of the Sultan). Or
should recurrences of phrases involving 'by' and 'of' be omitted? Or retained
with differentiating subscripts worn by 'by' and 'of" (e.g.,
"by,, 'byz', 'by'; 'off, 'ofz, and so on)? And if so, on what
principle should the subscripts be distributed? There are several attendant
problems and discomforts. The occurrences of 'by', and some of the occurrences
of 'of", seem to signalize a projection into the real world of certain
grammatical features, those of being subject or objcet of some verb, which would
primarily attach not to things but to words. Then, once the objectifying
transference is achieved, the things or people referred to (e.g., Black Jack,
the Sultan) become detached from the operation and occurrences signified by the
originally associated verbs; so that now it becomes impossible to decide
whether it is Black Jack or the Sultan who has been hanged, or who has been
humiliated. There are no visible principles
for the 'disambiguation' of preposi-tions, a feature which may perhaps arise
from an extensional conception of asymmetrical relations as ordered couples
without any connotational relation to fix the membership of each couple. G.
Towards an Alternative Account of Events G(I). EVENTS AND
'HAPPENSTANCES': VON WRIGHT'S IDEAS RESUMED We might now, perhaps,
profitably take a closer look at the views of von Wright. As Davidson remarked,
von Wright sees events as transitions between (ordered couples of) an initial
state and a terminal state; and, in view of the uncertainty attending the
identification of the class of events, it may be worth our while to expand this
idea a little. My strategy will be first to display, with illustrative
comments, some apparatus which might be useful in presenting a viewpoint akin
to that of von Wright; second, to endeavor to put a finger on some weak spots
in Davidson's position; and third to consider the possibility of putting the
aforementioned apparatus to work in the formulation of a constructivist account
of events. First the apparatus. Let 't' [*t,', 'tz'] represent times
(moments, instants). Let 'ф' [*Ф,', 'ф' represent an attribute which
falls under a determinable admitting of variations in degree or magnitude:
provision for general attributes other than such determinables, like color, the
specifications of which do not differ in degree but rather in kind or sort,
could easily be made. A. (1) (2) represents "up to
t' represents ' into t'. (3) 中 小 represents ' out of t'
[from t onwards). ¢ (4) (5) →1 ¢ В. (6) '<ф', '=ф', " >ф' represents '& from t' [@ after t).
represents '$ through t'. represent "below 'within
the limits of ' above respectively. C. (9) (10)
(11) (12) D. (13) (14) →t <ф →t り♪ →t <中 t t 1 d t 1
中
中
t→ 中>
t- 中ン >ф 中2 12 ф2 represents 'rising through $ at t
represents 'falling through & at t'. represents 'peaking through @ at
t represents 'bottoming with d at t'. represents 'rising from d, to 2
within determinable A, from ty to t'- represents 'falling from d, to z
within determinable A, from t, to 1'- E. (15) A represents a determinable
(e.g., velocity). (16) A- m+ Acn, A»n represent a sub-determinable
of A [e.g., 'a speed of from 40 to 50 mph', 'a speed of less than 50 mph', 'a
speed of more than 50 mph']. (17) A, represents a precise determinate of
A. COMMENTS We are now, it seems in possession of an apparatus which is capable of
representing a certain subelass of what I shall call 'basic events', one which
consists of transitions of a subject item between contradictorily opposed
states, like being fat and not being fat, or not being 6 feet tall and being 6
feet tall. Let us say that such events as these are 'metabolically
expressible'. Metabolically expressible
transitions, however, will include not only instantaneous contradictory
changes, but also persistent states, like sitting on a bench at noon; the
apparatus is equipped to express such absences of change in the notation of A
(5). Let us press a linguistic barbarism "hap-penstance" into service
to cover not only basic events which are changes but also those which are
persistences. It is not clear to me whether Davidson's category of events is
supposed to include happenstances which are not changes. The class of basic events could
be, and I think should be, thought of as including not only instantancous
transition between contradictorily opposed states, but also time-spanning
(periodic) transitions between contrarily opposed states (e.g., being 4 feet
tall and being 5 feet tall), for the representation of which the patterns
listed under (D) will be brought into play. Only thus can we hope to
accommodate such events as journeys from San Francisco to New York. [Perhaps
one might think of such transactions as being a compact infinite sequence of
instantaneous transitions.] In the case of periodie changes between contraries @,
and dz, there will frequently be an indefinitely large plurality of alternative
paths which such a change might follow. It will be necessary to make provision
in the characterization of some such changes fro the expression of conditions
which restrict admissible paths to a subclass of, or even to an individual
instance of, the paths which are initially available (as flights are restricted
to paths which are aerial). It will, I think, have to be allowed that not all
events are basic, some events will not be metabolically expressible as
consisting of transitions through a sequence of opposed states. But this
admission need not lead us to abandon the idea that basic events are the
primitive model for the class of events as a whole, nor even the idea that
events which are non-basic derive their status as events from their connection,
in one way or another, with events which are basic. One way, for example, in
which a non-basic event a might be connected with basic events B,, Bz,.. .
might be via causal connection; a consists in a causal connection between its
subject-item S and one or more basic events, Bi, B2,... which confer both
event-status and temporal position upon a. Obviously, an examination of
possible modes of dependence of non-basic events on basic events would be a
pressing task for a metaphysician. (6) Should objection be raised to my shift
from talking about predicates to talking about attributes, my immediate reply
would be twofold. First, that unless there are insuperable objections to the
shift, it is extremely desirable to make it. Second, that if the primary
objection to the change is that criteria of individuation for attributes are
problematical, this objection may well not be insuperable. For example, one
might hold (a) that attributes are signified by theoretical predicates in the
relevant branch of theory, (b) that there is in general no difficulty in
distinguishing one theoretical predicate from another, and (c) that several
'vulgar epithets', which intuitively, are not perfectly synonymous with one
another, may be legitimately mapped onto a single theoretical predicate, since
the theorist will attempt to capture not all but only some aspects of the
intuitive meaning of the epithets which in ordinary speech correspond to the
predicates of his theory. As a tailpiece, it may be remarked that, in
many cases, what are to be counted as actions are realized not in events or
happenings, but in nonevents or non-happenings. What I do is often a matter of
what I do not prevent, what I allow to happen, what I refrain from or abstain
from bringing about-what, when it comes about, I ignore or disregard. I do not
interrupt my children's chatter; I ignore the conversational intrusions of my
neighbor; I omit the first paragraph of the letter I read aloud; I hold my fire
when the rabbit emerges from the burrow, and so on. In many cases, my abstentions
and refrainings are at least as energy-consuming as the positive actions in
which I engage; and their consequences (as for example, when I do not sign
exemptions from penalties) may be equally momentous. Often when my actions do
involve physical behavior, that behavior is distinguished more by what it does
not include than by what it does include; those who preceded the Good Samaritan
on the road certainly passed by the injured traveler. So a movement may go
equally with not doing things and with doing them. Such omissions and
forbearances might prove an embarrassment to Davidson if the thesis that
actions are a subclass of events is to be taken seriously. For he might be
forced into the admission of negative events, or negative happenstances, with one
entity filling the 'event slot' if on a particular occasion I go to Hawaii (or
wear a hat) and another entity filling that slot if on that occasion I do not
go to Hawaii (or do not wear a hat). G(2). THE POSSIBLE AVOIDABILITY OF
CITED DRAWBACKS AND GLIMPSES OF A CONSTRUCTIVIST TREATMENT I come now to
the question whether the complications generated by Davidson's proposal are
avoidable. It is my view that they are, indeed, that there was never a need to
introduce them. One of the avowed purposes, though not the only such purpose,
of Davidson's analysis was to provide an explanation of certain patterns of
valid inference relating to events, in particular of those inferences connected
with *variable polyadicity". I doubt if the analysis does provide an
explanation of these inferences, though it may well provide a general
classification of some or all of them; that, to my mind, is not the same thing.
My doubts may be illustrated by a pair of examples: (a) the statement Martha
fell into a ditch, from which it follows that Martha fell, and (b) the
statement Martha fell into a trance, from which this conclusion does not
follow. It seems to me that the question whether the logical form of one or
other of these initial statements is such as to conform to Davidson's pattern
of analysis turns on the question whether the initial statement does or does
not entail Martha fell, and that, this being so, an exposure of the logical
form cannot explain, though it may help to classify, the inference should it in
fact hold. To explain the inference, it will be necessary to show why it holds;
and this has not so far been done. I think one might come nearer to an
explanation of the inference from Martha fell into a ditch to Martha fell if
one observed that Martha fell into a ditch does, while Martha fell into a
trance does not, offer us what I might call a "specificatory
modification" of Martha fell; it purports to tell us how, in what
circumstances, in what context (or such-like) Martha fell, and in virtue of
that fact it presupposes, or involves a commitment to, the truth of the
statement that Martha fell. Since, in my view, there is no uniquely correct way
of specifying the logical form of a statement (the logical form of one and the
same statement may be characterized with equal propriety, in different ways for
different purposes) it may even be that one characterization of logical form of
a conjunctive statement is that of providing a specificatory modification of
one of the conjuncts; John arrived and Mary departed might be seen as embodying
the attachment of an adverbial modifier ("and Mary departed") to the
initial conjunct. It also seems to me that deployment of the idea of
specificatory modification would dispel the embarrassments which were noted as
arising from the verb-dependence of certain adverbs; whether or not violence in
sneezes is the same feature as violence in swearing, 'sneezes violently' or
'swears violently' will offer specificatory modifications, respectively, of
sneezing and swearing. On the assumption that the problems which
originally prompted Davidson's analysis are at least on their way towards
independent solution, we may now perhaps turn out attention to the possibility
of providing a constructivist treatment of events which might perhaps have, for
some, more intuitive appeal than the realist approach which I have been
attributing to Davidson. We begin with a class H of happenstance-attributions,
which will be divided into basic happenstance-attributions, that is,
ascriptions to a subject-item of an attribute which is metabolically
expressible, and non-basic happenstance-attributions, in which the attributes
ascribed, though not themselves metabolically expressible, are such that their
possession by a subject-item is suitably related, in one or another of a number
of ways yet to be determined, to the possession by that or by some other
subject-items, of attributes which are metabolically expressible. The members
of class H may be used to say what happens (or happens to be the case) without
mentioning or talking about any special entities belonging to a class of
happenings or happenstances. The next stage will involve the introduction of a
Reichenbach-type operator (like "consists in the fact that") which,
when prefixed to a sentence S which makes a happenstance-attribution to a
subject-item, yields a predicate which will be satisfied by an entity which is
a happenstance, provided that S is true, and provided that some further
metaphysical condition (not yet identified) obtains which ensures the
metaphysical necessity of the introduction into reality of the category of
hap-penstances, thereby ensuring that the 'new' category is not just a class of
convenient fictions. In the light of my defense of Reichenbach against
Davidson's attack, I can perhaps be reasonably confident that this metaphysical
extension of reality will not saddle us with any intolerable paradox.
What the condition would be which would justify the metaphysical extension
would remain to be determined; it is tempting to think that it would be
connected with a theoretical need to have events (or happenstances) as items in
causal relations, or as bearers of other causal properties; while 1 would be
disinclined to oppose this idea, I could wish to sound a note of caution.
Events do not seem to me to be the prime bearers of causal prop-erties; that I
think belongs to enduring, non-episodic things such as sub-stances. To assign a
cause is primarily to hold something accountable or responsible for something;
and the primary account-holders are substances, not events, which are (rather)
relevant items which appear in the accounts. I suspect that a great deal
of the current myopia about causes has arisen from a very un-Aristotelian
inattention to the place of Substance in the conception of Cause. G(3).
ESSENTIAL CHARACTERIZATION OF EVENTS If the suggestions which I have just
been outlining should find favor, and events are admitted to reality as
constructed entities, it it to my mind tempting to go one step further; this
step would involve treating the attributes formed with the aid of a
Reichenbachian operator not merely as attributes which happen to be used in the
metaphysical construction of events, but as attributes which are constitutive
of and so belong essentially to the events in the construction of which they
are deployed. The death of Julius Caesar will be an entity whose essential
nature consists in, or at least contains, the attribute being an event in which
Julius Caesar died; in which case that particular event could not conceivably
have lacked that attribute, even though there may be many other attributes
which it in fact possesses but might have failed to possess, like the attribute
of being the cause of the rise of Augustus. A decision with regard to the
suitability of this further step is, I think, connected with the view one takes
with regard to the acceptability of one or both of two further ideas. First,
the idea that for an item x to be a genuine particular there must be a
distinction between (i) what x is in itself (intrinsically) and (ii) how x is
related to other things, and also a distinction within what it is itself
between what it is essentially and what it is accidentally or non-essentially.
Without satisfying these dis-tinctions, x will be characterless, and any
features attributed to it will be no more than pale and delusive reflections of
verbal descriptions which, in a nominalistic fashion, are thought of as
applying to it. Second, the idea that the possession of an essential attribute
is achieved only as an aspect of the metaphysical construction of the item
which possesses it (or of the category to which that item belongs); or perhaps
(less drastically) that only in the case of constructs are essential
characteristics unmistakably evident (waiting, so to speak, to be read off),
whereas, in the case of non-con-structs, though such characteristics may, or
must, exist, their identification involves the solution of a theoretical
problem. A combination of the strongest affirmative answers to these questions
would yield the possibly wel-come, possibly unwelcome, doctrine that
particulars as such are necessarily constructs; other combinations of answers
would lead to milder positions. H. Actions and Events H(I). THE
SPECIAL CHARACTER OF ACTIONS I begin with two preliminary observations.
First, I am inclined to extend to actions the kind of treatment which in the
previous section I was, somewhat tentatively, advocating with respect to events
or happenstances, namely that one should not merely accord to them an internal
as well as an external or relational character, but that within their internal
character (what they are like in themselves), we should distinguish what they
are like essentially from what they are like accidentally. As I have indicated,
I suspect that this move may be required both by the invocation of a
distinction between internal and external character, and by the supposition (if
we make it as 1 am inclined to do) that actions, no less than events, are
metaphysically constructed entities. But even if my theoretical suspicions are
unfounded, I think my essentialist inclinations with regard to actions would
survive. I also regard them as independent of the yet undecided identity
question about actions and events. I do not, of course, expect Davidson to look
with a favorable eye on such inclinations. Second, when Davidson
addresses the question of the nature of agency, he suggests that two
ingredients are discernible; the first of these is the notion of activity; in
action the agent is active what comes about is something which is made by him
to come about, of which he is the cause; the second ingredient is that of
purpose or design or intention; what comes about comes about as he meant or
intended it to come about. This seems to me to be substantially correct, though
I am inclined to think that there is a somewhat more illuminating way of
presenting it which I shall later attempt to provide. In the meantime, what
these ingredients seem to me to indicate is an intimate connection between
agency and the will, which I am inclined to explore directly. Again, I suspect
that Davidson and I might here part company, on account of his hostility to
so-called 'acts of will'. How then should we see application to the
nature of agency of the idea that its essence consists in the exercise of will,
at least so far as paradigmatic examples are concerned? Non-paradigmatic cases
will be briefly considered later. I am, and what 1 do is, in paradigmatic
cases, subject to my will. I impose my will on myself, and my actions are
acting only insofar as they are the product of this imposition. This imposition
may take various forms, and may relate to various aspects of or elements in the
deliberation process. In many cases explicit exercise of will is confined
to the finding of means to the fulfillment of some already selected end. Such
cases are relatively undramatic, and are also well-handled in some of the
philosophical litera-ture, as for example by Aristotle in the carly chapters of
Eth. Nic. If. But sometimes what goes on is more dramatic, as when one needs to
select an end from one's established stock of ends, or when the stock or ends
itself has to be in some way altered, or (perhaps most dramatically) when an
agent is faced with the possibility of backsliding and following the lure of inclination
rather than the voice of reason or principle. Particularly in such cases as the
last, what takes place in action (paradigmatically) is essentially part of a
transaction between a person and a person; I, as a person, treat myself as a
person and communicate with myself as a person. The seemingly problematic
character of the kind of relation to myself which is evident in action has led
some philosophers to separate the participants in such dialogue, as Plato
distinguished the rational, appetitive, and spirited elements as distinct parts
of the soul; and, again, as Aristotle distinguished the rational parts, one
which is rational in the sense of being capable of listening to and following
reason, and one which is rational as having the capacity to give reasons and
determine rational behavior. But Aristotle hedged on this point, and it seems
to me that we do not want a divided self here. Our self-direction is the
direction of a whole self by a whole self. Our internal dialogue contains
different sorts of elements; we may counsel ourselves, as when my Oxford tutor,
called on the telephone by someone who was plainly a woman, said aloud,
"Now keep your head, Meiggs" We may impute responsibility to
ourselves for actions or situations, sometimes laudatorily, sometimes
chidingly, sometimes in a neutral tone. Primarily the language of our
self-direction is forensic; the way in which I impose my will on myself is by
self-addressed commands. I lay down what is required of me, by requiring it of
myself; I am, so to speak, issuing edicts to someone who in standard
circumstances has no choice but to obey. I say "in standard
circumstances", which are those in which I have authority over myself, and
am responsible for myself. It seems to me arguable that the conception of
myself as directing myself is comprehensible only against a background of
situations in which I am in a position to direct others. Analogues of
relationships with others, which will entitle me to direct others, have to hold
in my relations with myself for me to have authority over myself. Failure of
trust in myself, for example, either because I regard myself as incompetent to
look after myself, or alternatively as unwilling, because of self-hatred, so to
do, will undermine this authority. So self-love and self-concern would be
indispensable foundations for self-direction; only the assumption of these
elements will enable me to justify to myself the refusal to allow myself
indulgences which, in my view, would be bad for me. I may in conclusion
remark that I do not see any prospect of thinking of the story of internal
dialogue, self-addressed commands, and authority and commitment as being a
picturesque representation of the kinds of causal sequence of desires, beliefs,
and intentions of which I think Davidson would suppose agency to consist. The
forensic language seems to get no foothold. However, when we come to
non-paradigmatic cases of action, the situation is different. Provided that the
cases of action in which will is recognizably present are taken as
paradigmatic, it is possible by a procedure which I shall in a moment outline,
to regard a multitude of performances in which will is not recognizably present
as having a license to be counted as actions. H(2). ARE ACTIONS A
SUBCLASS OF EVENTS? The foregoing discussion of the essential character
of action exerts, I hope, some force towards loosening the grip of the idea
that actions are to be thought of as a special subclass of events (or
happenstances), but I do not think that it provides an argument which would
settle whether or not this idea is correct, its force seems to be to a
considerable degree rhetorical. Such an argument, however, seems at least
at first sight to be available. Consider Nero's activities when Rome
burned. One of the things which he could certainly be said to have done was to
produce a sequence of bodily movements which, given that he was wielding a bow
and fiddle, resulted in the passing of the bow across the strings of the fiddle
and in a consequent flow of sounds. But there were at least two further things
which Nero could be said to have done on this occasion: one is to have given a
performance of the formidably difficult Seneca Chaconne, and the other is to
have displayed his contempt for the people of Rome. Now it may be that we are
free to regard the passage of the bow across the strings and the sounds thereby
generated, or even perhaps Nero's production of these phenomena, as a sequence
of events, but it does not look as if we are free to identify these events
either with Nero's performance or with Nero's display of con-tempt, or to
identify one of these last things with the other. Nero's playing of the
Chaconne was (for all we know) masterly and profoundly sensitive, while his
behavior vis-à-vis the people of Rome was callous, squalid, and hideous in the
extreme; these items are therefore distinct from each other, and also distinct
from the physical events involving Nero's body, bow and fiddle, which can
hardly be said to have been either masterly and sensitive or callous, squalid,
and hideous. I fear the question at issue is not quite so easily settled,
as the following response perhaps demonstrates. First, the epithets
('masterly', 'sensitive", 'callous', 'hideous', etc.) which are, in
the example given, applied to what Nero did (however that may be variously
described) are all resultant or supervenient, and the features upon which they
depend are the specific characteristics of what Nero did, viewed as a fragment
of conduct or as a performance. Second, description of what Nero did may
simultaneously fulfill two roles, a referential role and a descriptive role.
Such combinations are commonplace in ordinary discourse. To say, for example,
"Robert's mother would not denounce him to the police" both refers to
a particular lady, and at the same time gives a description of her which
explains or is otherwise relevant to the presence or absence of the phenomenon
mentioned in the predicate. Similarly, specifications of Nero's activity as a
fiddler or as a moral agent may serve both to pick out that activity and to do
so in a way which is relevant to what is being said about it. Third, where we
find occurrences in a single sentence of more than one description fulfilling
such a duality of roles, there is in general nothing to prevent the plurality
of descriptions from being co-referential; "The composer of the San
Francisco Sonata would hardly have forgotten how it goes, and the winner of the
Pacific Piano Prize would hardly be unable to play the work" may involve a
reference to a single person, Joe Doakes. Finally, the evaluative epithets
which are applied to Nero's productions are not inconsistent with one another,
and so might truly attach to a single item; sensitivity (and so aesthetic
beauty) may be combined with moral hideousness. Nothing then prevents a single
item, namely a certain sequence of bodily movements, from being also a certain
sort of performance and a certain sort of conduct; nor from being, in each of
these capacities (quâ each of these things) differently describable. Such an
item may be, quâ performance sensitive and, quâ conduct, hideous; qua bodily
movement, however, it is neither of these. It is in such a fashion that the
example should be interpreted. I can, however, think of a line of
argument that might be invoked, with possibly better prospects of success, to
establish the non-identity of actions with events, in particular with bodily
movements. This argument begins with the suggestion that if we wish to identify
the central, or essential, character of some kind of item, we should attend to
the question why we are interested in items of that sort, and in particular
what kind of theory or system we envisage items of that sort as belonging to,
and what purpose we consider such a theory or system to serve. In the case of
actions, a plausible answer seems to lie in the idea that we are concerned with
particular (individual) actions as being crucial to a no doubt complex array of
procedures for evaluating people as agents— attention to human actions is the
product of a concern to determine in a systematic way what people (including
myself are like on the basis of what they do. The notion of action, therefore,
will be what is required for actions to provide within the framework of a
theory of conduct, a basis for the assessment of the agents to whom they are
imputable. But for that purpose the all-important elements are the presence of
will directed towards the realization of a state of affairs specially
associated with the action, accompanied perhaps by belief or conviction that
that state of affairs has been, or is being realized; whether the realization
is actually forthcoming seems to be, in comparison, relatively unimportant as
far as moral assessment is concerned, though it may be of greater consequence
in other related forms of assessment, such as legal assessment. As Kant wrote
in the Grundlegung, *Even if it should happen that owing to the special
disfavour of fortune, or the niggardly provision of a step-motherly nature,
this will should wholly lack power to accomplish its purpose, if in its
greatest efforts it should yet achieve noth-ing, and there should remain only
the good will (not, to be sure, a mere wish, but the summoning of all means in
our power), then, like a jewel, it would still shine by its own light, as a
thing which has its whole value in itself" ", (Abbott edition,
p. 11). And, no doubt mutatis mutandis something comparable could be said
about the bad will. If then, the theoretical interest of actions is
detached from the execution or achievement of actual events, it will be
reasonable to determine the conception of action in such a way that performing
an action is distinct from, and does not require, the actuality of the events
or states of affairs which an agent wills or believes himself to have realized;
in which case particular actions will be distinct from and will not require,
bodily movements or event-sequences. Indeed we should regard the
determination of the categorial features of action as belonging to where Kant
would have placed it; belonging, that is, not to the Philosophy of Language but
to the Metaphysics of Morals. It is not clear to me that this mode of
conception of action is accommodated by Davidson's treatment of action.
H(3). THE POSSIBILITY OF A COHERENTLY FORMULATED DISTINCTION BETWEEN
ACTIONS AND EVENTS Rather than pursue the question whether such arguments
as the one which I have just outlined are successful in establishing the
distinctness of actions from events, I shall attend, instead, to the question
whether one who accepts this distinctness has a fully coherent story to tell. I
shall consider this topic in a series of stages: (a) If we are to commit
ourselves to the idea of distinguishing actions from events, I think that we
should state more precisely than has so far been done just what it is to which
we are referring when we speak of actions. One possibility is that we
should be talking about action-types, or (as 1 should say) agenda (*things to
do"); it will be agenda which, in deliber-ation, we consider adopting, and
one or more which, when a decision comes, we actually do adopt. It is
conceivable, though not perhaps man-datory, that we license the possibility
that different persons may deliberate upon, and in this end adopt, one and the
same agendum (e.g., to vote for the re-election of the President, or to compete
in the Indianapolis 500). But there are two further possibilities, both of
which might justifiably be regarded as particular actions (actions-instances)
incapable of being shared by more than one agent. One of these would be
examples of the adoption, by a particular person on a particular occasion, of
an agendum, whether or not such adoption is completed, or realized, in the
realm of events; such action-instances might be called "open" action-instances.
The other possible kind of action-instance would be completed action-instances,
where realization in the realm of events is demanded. In neither case, however,
will it be legitimate to regard the action-instance as identical with an event
(hap-penstance) which realizes it. (b) A further extremely important
possibility is visible when we turn our attention to what 1 am treating as
non-paradigmatic cases of action. These cases involve the very large class of
action-surrogates, which are bodily movements or (alternatively) the making by
us of bodily movements, such items being properly deemed to be, or countable
as, actions even though (strictly speaking) they are not, at least if they are
bodily movements, actions at all. (I shall revert in a moment to the question
whether such items are movements, or are makings of movements.) I presume that,
in designing the Universe or at least the living segment of it, the imaginary
Genitor would be governed by a principle of providing for the highest possible
degree of Economy of Effort; such a procedure would not only make his work more
elegant, but would be beneficial to the creatures under construction, on the
assumption that calculation and concentration of attention involve effort, and
that there are to be limitations on the quantity of effort of which a creature
is capable at any one time, with the result that the less the effort which is
expended, the greater the reserve which is available for emergencies. At least
three varieties of unreflective performance might be available in sufficiently
advanced creatures as substitutes for paradigmatic reflection and calculated
activity: (1) What were once natural (instinctual) performances which then
later came to be understood, the reasons for their presence having become
apparent and, perhaps, the performances themselves having been in consequence
modified. It is on this model that Aristotle, I think, interpreted the relation
between natural virtue and virtue proper. (2) Examples when certain forms of
behavior have become "Second Nature", without the knowledge on the
part of the exhibiting creature of the justification for that behavior. It was
in this kind of way that English Public Schools used to foster morality, by
beating the boys who broke the rules. (3) Examples in which the behavior which
has become Second Nature has become so after, and normally because, the
justification for such behavior is understood, and close attention to such
justification can in many cases be relaxed; habit will do what is needed.
Perhaps Aristotle's suggestion that we study Ethics in order to be good is
based on the idea that type (2) Second Nature, should be if possible replaced
by type (3) Second Nature, since only if the underlying justifications of
decent behavior are fully recognized by the agent can he earn full credit for
the behavior in question. Items which are action-surrogates no doubt owe their
status to the fact, or presumed fact, that should an agent encounter
difficulties or complications a further reflection machincry may be usually
counted on to be called into operation; indeed part of treating people as
responsible persons consists in presuming this to be the case; and unless an
agent is thought to be under special stress, or to be temporarily or
permanently mentally infirm, a failure of this recall to occur tends to be
treated as a case of unconscious bad motivation. It is, I hope, also clear that
though movements or movement-makings may be properly counted as, or deemed to
be, actions of a certain sort, they are not, strictly speaking and in fact,
actions of that sort. A certain Oxford college was once embarrassed by a
situation in which its newly elected Provost wished to house in his lodgings
his old and dearly beloved dog, but in the way of this natural step stood a College
statute forbidding the keeping of dogs within the College. The Governing Body
ingeniously solved this problem by passing a resolution deeming the Provost's
dog a cat. It could only be deemed a cat if it were in fact not a cat. So with
actions and action-surrogates. (c) If an agent does an action, either
paradigmatically or via an action surrogate, what he does is something of which
he is the cause; that this is so lies at the heart of the concept of agency.
But we need to exercise care in the interpretation of the word 'cause'. We need
to get away from the kind of employment of the word 'cause' which has become,
these days, virtually de rigueur in philosophy [viz., one exemplifying an
event-relating, mechanistic, Hume-like conception] into a direction which might
well have been congenial to Aristotle. Actions which we perform have ends,
which may or may not involve further ends, and which, as Aristotle was aware,
may be the expected results or outcomes of actions of which they are the ends,
or, again, may themselves be actions, either the same as or different from
those whose ends they are. When someone has a preferential concern for some end
which would be served by a given agendum, he has cause to perform, or realize,
that agendum; and if the agendum is performed by him because he has cause to
perform it, then the action is something of which he is the cause, and is
explained (though non-predictively explained) by the fact that he had cause to
perform it. States which have as their 'intentional' objects
propositional contents, or states of affairs more or less closely related to
propositional contents, may be divided into (i) those which are factive (those
like knowledge, whose instantiation requires the truth, or actuality, of their
intentional objects), (ii) those which are counterfactive, like being under the
delusion that, which requires the falsity, or non-actual-ity, of their
intentional objects, and (iti) those, like belief and hope, where instantiation
of the state leaves it an open question whether the intentional object is true
or actual, or not. Hume-type causation is factive, having cause to is
non-factive, and being the cause of one's own action is factive, but factive in
a special way which is divorced from full predictability. We might then say
that the uses of 'cause' which are most germane to action are either
non-factive ('cause to') or only in a special non-predictive way factive (like
'x was the cause of x's A-ing'). We might also say that, in our preferred mode
of conception, actions (like giving Jones a job) are non-factive, in that the
performance of this action does not guarantee that Jones actually gets a job.
We might also say that, when a particular sequence of movements issues from, or
flows from (in a typically unreflective way), an action which an agent has
performed, and so realizes that action, the agent has caused,, or is the cause,
of, the movements in question. (The numerical subscript will shortly be
explained.) There may indeed be more than one kind of factivity. The kind
of factivity which 1 have been discussing might be renamed 'inflexible
factivity'; if state s is inflexibly factive, every instantiation of it will
require the truth or actuality of , its intentional-object. But there may be
states which though not inflexibly factive, are flexibly factive, that is to
say, states whose instantiation on any occasion require the general, or normal,
or standard truth or actuality of intentional objects of states of that'sort;
in such cases, though, truth or actuality of an intentional object of an
individual instantiated state is not guaranteed; it may be presumed as
something which should be there in the absence of known interference-factors.
It is likely, I think, that the items with which we are here specially
concerned, like actions and causes (to), though not inflexibly factive are
flexibly factive; actions with individual non-realization are possible only
against a background of general realization. If this were not so, the
'automatic' bodily realizations which typically supervene upon adopted agenda
might not be forthcoming, to the ruin of the concept of action. (d) I
have not yet addressed question whether the items which provide the final
realization of actions, and so on occasion function as action-surrogates, are
to be supposed to be bodily movements (or sequences thereof) or, alternatively,
the makings of such bodily movements (items which we might call 'geometrical'
as distinct from 'vulgar' actions). It is my view that this will turn out not
to be a question of the highest importance. As we have noted, the sequences of
movements involved in the realizations of vulgarly specified actions tend, on
the vast majority of occasions other than those in which an agent is learning
how to perform some vulgar action, to appear 'automatically' and
unreflectively, without attention to the geometric pattern of the movements
being made; indeed the acquisition of such unreflective capacities lies at the
core of learning how to live in the world. On such occasions, therefore,
geometrical actions would be performed through their own action-surrogates,
namely the associated bodily movements. This fact has an important bearing on
the classical problem of distinguishing or refusing to distinguish my raising
my arm from my arm's going up. Various philosophers have looked for the
presence, in my raising my arm, of a distinct occurrence, or at least of a
distinct observable and introspectable element or feature; and in the case of
Prichard this idea formed part of his reason for identifying action with
willing. But an example shows this idea to be misguided. A gymnastic instructor
is drilling a squad, and gives the order "Raise your right arm"; all
the right arms are dutifully elevated. He then says "How many of you
actually raised your right arm, and for how many of you was it simply the case
that your arm went up?" The oddity of this question indicates that raising
the right arm involves no distinguishing observable or introspectible element;
all the squad-members were (so to speak) in the same boat, and they all, in
fact, raised their arms. What, then, is special about raising one's arm or
about making any bodily move-ment? The answer is, I think, that the movement is
caused by the agent in the sense that its occurrence is monitored by him; he is
aware of what takes place and should something go wrong or should some
difficulty arise, he is ready to intervene in order to correct the situation.
He sees to it that the appropriate moment is forthcoming. We have then a
further interpretation of 'cause' ('cause", 2), namely that of their
being monitored by us, in which we are the cause, of the movement which
we make. (e) It is, finally, essential to give proper attention to the
place occupied by the notion of Freedom in any satisfactory account of action.
The features noted by Davidson as characteristic of agency, namely activity and
purpose (or intention) are perhaps best viewed as elements in a step-by-step
development of the concept of freedom. We can distinguish such succession of
stages as the following: (1) External, or 'transeunt", causation in
inanimate objects, when an object is affected by processes in other objects,
(2) Inter-nal, or 'immanent, causation in inanimate objects, where a process in
an object is the outcome of previous stages in that process, as in a 'freely
moving' body, (3) Internal causation in living things, in which changes are
generated in a creature by internal features of the creature which are not
earlier stages of the same change, but independent items like beliefs, desires,
and emotions, the function (or finality) of which is, in general, to provide
for the good of the creature in question, (4) A culminating stage at which the
conception in a certain mode by a human creature of something as being for that
creature's good is sufficient to initiate in the creature the doing of that
thing. At this stage, it is (or at least appears to be) the case that the
creature is liberated not merely from external causes, but from all factive
causes, being governed instead by reasons, or non-factive causes. It is at this
stage that rational activity and intentions appear on the scene. Attention to
the idea of freedom will also call for formidably difficult yet indispensable
undertakings, such as the search for rational justification for the adoption or
abandonment of ultimate ends; whatever the difficulties involved in such
enterprises, if they are not fulfilled, our freedom threatens to dissolve into
compulsion or chance. It may be worthwhile to present the issues involved
here in a slightly more detailed way, and in doing so to relate them to the
question of the adequacy of a "desire/belief" characterization of
action, to which many philosophers (including Davidson) are sympathetic. Two
initially distinct lines of argument seem to me to be discernible; they may in
the end coa-lesce, but perhaps they should initially be kept separate.
Line (A) runs roughly as follows: Action (full human action) calls for freedom in a
specially 'strong' sense of 'freedom'. At least at first sight, the offerings of the
desire/belief analysis of action are insufficient to provide for 'strong'
freedom; the most they can give us is a notion of freedom which consists in the
determination of my actions by their recognized conduciveness to my own ends, rather
than by an imposed conduciveness to the ends of others (com-pulsion), or by the
operation of undirected natural necessity. 'Strong' freedom would ensure that
some actions may be represented as directed to ends which are not merely mine,
but which are also freely adopted or pursued by me. (3) Any attempt to remedy
this situation by resorting to the introduction of chance or causal
indetermination will only infuriate the scientist without aiding the moral
philosopher. (4) The precise nature of 'strong' freedom remains to be
determined; but it might perhaps turn out to consist in, or at least to involve
the idea of action as the outcome of a certain kind of 'strong' valuation,
which would include the rational selection of ultimate ends and would, therefore,
be beyond the reach of the desire/belief analysis of action. Line (B)
proceeds thus: (1) Action (full human action) calls for the presence, in
at least some cases, of reasons, and these in turn require that the actions for
which they account should be the outcome of 'strong' rational valuation which,
in the case of ends, will not be restricted to valuation by reference to some
ulterior end. (2) This last demand the desire/belief theory is unable to meet,
since the ends which it deploys are treated as pre-given ends of the
agent. This feature is not eliminable within the theory, since the
account of rationality offered by the theory depends on its presence.
Taken together, lines (A) and (B) suggest first that action requires both
strong freedom and strong valuation, second that the desire/belief theory is in
no position to provide either member of this pair, and third that each member
of the pair involves the other. A possible attempt to reduce the
desire/belief theory from such attacks should be briefly mentioned, which might
take approximately the following form. In the case of ultimate ends,
justification should be thought of as lying (directly, at least) in some
outcome not of their fulfillment but rather of their presence as ends. My having such-and-such an end,
or such-and-such a combination of ends, would be justified by showing that my
having this end, or combination of ends, will exhibit some desirable feature or
features (for example, in the case of a combination of ends, that the combination
is one which, unlike some combinations, would be harmonious). This will put the desire/belief
theory back in business at a higher level, since the suggestions would involve
an appeal, in the justification of ends, to higher-order ends which would be
realized by having first-order ends, or lower-order ends of a certain sort.
Such valuation of lower-order ends would lie within reach of the desire/ belief
theory. Whether such an attempt to defend the desire/belief theory would in the
end prove successful i shall not here attempt to determine. I shall confinc
myself to observing that the road is by no means yet clear; for seemingly the
higher-order ends involved in the defense would themselves stand in need of
justification, and the regress thus started might well turn out to be
vicious. So, attention to the idea of freedom may lead us to the need to
resolve or dissolve the most important unsolved problem in philosophy, namely
how we can be at one and the same time members both of the phenomenal and of
the noumenal world; or, to put the issue less cryptically, to settle the
internal conflict between one part of our rational nature, the scientific part
which calls (or seems to call) for the universal reign of deterministic law,
and that other part which insists that not merely moral responsibility but
every varicty of rational belief demands exemption from just such a reign. ACTIONS AND EVENTS Is
this paper, I devote a good deal of attention to the views of Donald
Davidson on this topic, primarily as presented in his well-known and
influential essay "The Logical Form of Action Sen-tences", reprinted
in Essays on Actions and Events (Clarendon Press, Oxford, 1980, pp. 105-148).
Though I examine Davidson's position in detail, I do not confine myself to
discussion of that position; I seck also to sketch, I hope sympathetically
though without commitment, a possible alternative account. I might, perhaps, at
this point voice my suspicion that some of my reservations about Davidson's
proposals stem from divergences from him, or uncertainties about his precise
position, with respect to some larger issues, mostly methodological. I had,
indeed, thought of tabulating some of these issues in a brief final section
until I reflected that such a prolongation would, if it were sufficiently brief
to be tolerable, be too brief to be illuminating. A. Overview A(1).
METHODOLOGY I think that it would be fair to say that Davidson's
discussion of action-sentences falls within the boundaries of a larger idea
about metaphysics. It is a widely (if not universally) held view, that at least
one part of the business of metaphysics is to determine an ontology; or, if you
prefer it, to settle on an answer to the question what, in general or
particular terms, the "universe" or the "world"
contains. It is obvious that very many widely different answers have at one
time or another been put forward; some of them have been wildly generous like
Richard Robinson's "You name it", since anything you can mention will
win its share of the prize; some of them have been remarkably niggardly, like
what Broad once reported to be Hegel's solitary selection, namely, the Kingdom
of Prussia; most of them have fallen somewhere between these two extremes. In
recent times there has been a strong tendency to restrict recognition to
individual entities, excluding of course, all abstract entities except sets,
and excluding above all "intensional" entities like universals and
propositions. So (thus far) people, tables and chairs, atoms, electrons and
quarks have escaped exclu-sion, though for many philosophers further acts of
exclusion would be on the way. It is an important thesis of Davidson's, toward
which I am, in broad terms, very sympathetic, that a little more inclusion is
called for; notably, room has to be found for events of various sorts, among
which a prominent and honored place must be kept for actions. Given that this
is so we must, as metaphysicians, turn our attention to items of this kind too;
it, for example, we admit Julius Caesar to membership of the universe, then we
should also admit a class of entities which will include the death of Julius
Caesar in 44 B.C., and a special subclass of these which will include Julius
Caesar's crossing of the Rubicon in 49 B.C. It is my suspicion (which I
should find it very hard to support with evidence) that Davidson's basic
metaphysical outlook, like that of Quine, is that of what I might call a
"Diagnostic Realist". Crudely put, such a position would concede, in
line with the contentions of a number of classical Skeptics and Idealists, that
Reality hides forever behind an impenetrable curtain; it is relentlessly too modest
to allow anyone to strip away its protective covering and take a look at it, to
see what it is really like. But, contrary to the opinions of classical
Skeptics, that fact does not condemn us to perpetual metaphysical silence; for
though we cannot inspect Reality, we can form hypotheses about it, each of
which (from case to case) may be more, or again less, judicious. Metaphysical
hypotheses will be judicious to the extent to which, if true, they would
provide backing or justification for the content and methodology of scientific
theory. This metaphysical outlook is unlike that which, at present at
least, appeals most to me. My favored outlook would be one or another form of
Con-structivism. I waver between two options; a version of Limited
Construc-tivism, according to which Reality would be divided into two segments,
an original or unconstructed segment, and a constructed segment (or sequence of
segments) in which constructed items are added as legitimate metaphysical
extensions of what is present before the extension is made; and a version of
Unlimited Constructivism, which would, more radically, seck to exhibit all
categories of items as constructed rather than original; the escape from the
invocation of an unconstructed segment would be (it is hoped) achieved by the
supposition of a plurality of metaphysical schemes such that items which are
primitive in one scheme would be non-primitive in another. Both forms will need
to characterize legitimate construction-procedures by which metaphysical
extensions are made. One might say that, broadly speaking, whereas the
Diagnostic Realist relies on hypothesis, the Constructivist relies on
hypostasis. Both approaches face formidable difficulties of principle.
For the present occasion I shall restrict myself to the troubles of Diagnostic
Realism. The Diagnostic Realist wishes to regard the optimal metaphysical
posture as being the one which accepts that gencral account of Reality which
maximally justifies and supports the deliverances of science. But what
science? Palmistry? And what deliverances? Phlogiston theory? It seems
that we need at least a restriction to reputable deliverances of reputable
sciences. And how are these to be selected except on the basis of
likelihood of truth, and how is that to be optimized in advance of any clue
about the nature of Reality? It seems that there is an initial need for some
grounds of acceptability of the findings of science which are independent of
those which, it is hoped, will be provided by a correct and adequate account of
Reality. Now it is entirely possible that I am quite mistaken in
supposing Davidson to be, at best, a Diagnostic Realist; indeed conversations
which I have had with students indicate that he may regard a distinction
between 'original' and 'constructed' Reality (like other once popular
dichotomies) as non-viable. If so, I will freely admit to error, but not to
guilt. For it seems clear to me that Davidson's treatment of ontological
questions requires some metaphysical Weltanschauung to support it; and if
Diagnostic Realism is not to fill this role, I have no idea what is to fill
it. A(2). PROBLEMS What considerations can we point to which would
encourage us, perhaps even force us, into this metaphysical direction, that of
admitting events and actions to the ontology? Davidson, I think, recognizes
four such consid-erations, the first of which was the one which primarily
influenced Kenny, to whom Davidson gives credit for the introduction, or the
revival, of this topic. (1) The phenomenon of (so-called) *variable
polyadicity". If we pick on what looks like a relational verb, for example
"to butter," we find that it can be used on different occasions in
the formation of predicates of varying measures of polyadicity. Sentences
containing it can be constructed which exhibit two, three or more terms; there
appears to be no upper limit imposed by grammar, a fact which tells against one
possible account of this phenomenon, viz., that varying numbers of indefinite
pronouns (like 'someone' or 'something') have elliptically dropped out of the
surface forms; just how many are we to suppose to have been there to drop out?
This phenomenon begins to lose its air of mystery if we suppose that there may
be a central entity (an action), which from occasion to occasion may be described
with greater or not less specificity. The phenomenon of 'variable polyad-icity'
now begins to look precisely parallel to the situation with regard to sentences
used to describe things; there we may take our choice between describing
Socrates as a man, as a fat man, as a fat greedy man, and so on. Sometimes, in one's progress
through the maze of 'polyadicity', one moves between sentences which are not
logically independent of one another; one moves, say, from the '3 term'
sentence, *Bill buttered the toast in the bathroom" to the '2 term'
sentence, "Bill buttered the toast," which is entailed by the '3
term' sentence from which it originated. This is often but not invariably the
case: it is not the case, for example that *H.M.S. Rodney sank the
Bismarck" entails "H.M.S. Rodney sank". We need some theoretical
characterization of the occasions when such inferences are in order, and the
idea of treating actions as entities in their own right, and so as subjects of
attribution, may help us to obtain it. Actions are on occasion in demand to serve as objects
of reference for neuter pronouns, such as *it". Consider the sentence
"The manager of the Minneapolis Moonrakers resigned last week and Ann
Landers made a joke about it in her column". What is "it"?
Obviously not the Moonrakers or their manager, and it is hardly being suggested
Ann Landers made a joke about last week. If, however, one treats the
resignation of the manager as an entity which could be referred to, it will
fill the gap quite comfortably. Some of our explanatory talk about what we do, like
the provision of excuses, seems to require the possibility of describing things
we do in different ways. If actions are describable entities, this may happen
to them; and if it may happen to them, we need criteria of identity for actions
which will tell us when it is and when it is not taking place. I shall return
to the first three items later in this paper; but since the fourth item is
about to disappear beyond the horizon forever, I shall say a word or two about
it while it is still visible. It does not seem to me to be put forward as a
reason of the same degree of cogency as its three prede-cessors; for it assures
us only that if, for other reasons, we have decided to admit actions to the
ontology, they need not be merely a technically required category; they can be
put to work in the service of certain parts of our discourse. The stronger
claim that the admissibility of that sort of discourse requires the admission
of actions to the ontology is not, and, as far as I can see, could not be
justifiably made. B. Davidson's Criticism of Prior Theorists B(1).
REICHENBACH ("LOGICAL FORM AND LOGICAL EQUIVALENCE")
Davidson takes Reichenbach mildly to task for holding that "(3x) (x
consists in the fact that Amundsen flew to the North Pole)* is logically
equivalent to, but does not give the logical form of "Amundsen flew to the
North Pole"; according to Reichenbach the first sentence is about an
event, while the second is not; so the first sentence cannot give the logical
form of the second. If we considered instead of the second sentence, the
sentence "A flight by Amundsen to the North Pole took place" we
would be introducing a sentence which is short an event, and so a sentence the
logical form of which could be given by the first sentence, to which
(presumably) the new sentence would also be logically equivalent. Davidson
proposes to amend Reichenbach's position, so that the first sentence is taken
as giving the logical form of "Amundsen flew to the North Pole", and
not merely as being logically equivalent to that sentence; this change is
advocated mainly on the grounds that it is, or would be a step on the way to, a
pattern of analysis which will account for the entailments considered with
variable polyadicity. If, as Reichenbach thought, there are in our
language pairs of logical equivalent sentences one of which is about events,
while the other is not, that difference might justly be held to be a reason for
denying that the event-mentioning sentence gives the logical form of the other
member of the pair; and if one were a constructivist (as maybe Reichenbach was
not) one might suggest that the reason for this richness in our vocabulary is
that events are constructs belonging to an extension of a more primitive
ontology which does not contain them and which is mirrored only in sentences
which do not mention them. If one held that position, one would properly reject
Davidson's emendation of Reichenbach. B(2). REICHENBACH (THE
"HIDEOUS CONSEQUENCE") Davidson's main criticism of
Reichenbach's position is that, once he has admitted two principles which are
needed to legitimize patently valid inferences turning on the
intersubstitutibility of co-referential singular terms and of logically
equivalent sentences in appropriately embedded contextual positions,
Reichenbach cannot escape the hideous consequence that all events are identical
with one another. Davidson's ingenious argument may be summarized as follows.
Let 'a' abbreviate Reichenbach's operator 'con-sists in the fact that', which
when prefixes to a sentence produces a predicate (epithet); let 'C"
abbreviate 'Caesar was murdered', and let 'N' abbreviate 'Napoleon became
Emperor of France': Then: (a) sentence (1), 'x a C, is true just in case sentence
(2), 'x a (9(y= y & C) = 9(y = y)' is true, since the parts of the
subsentences which follow the operator 'c' in the two main sentences are
logically equivalent. (b) Sentence (2) is true just in case sentence (3),
'xa(ý(y= y & N) = 9(y= y)' is true, since '9(y= y & C)' and '9(y=y
& N)' are singular terms, which, if 'C' and 'N' are both true, both
refer to P(y = y), and are therefore coreferential and
intersubstitutable. (c) Sentence (3) above is true just in case 'xoN' is
true, since "N' and the sub-sentence which follows 'o' in (3) are
logically equivalent. So provided that 'C' and 'N' are both true, regardless of
what they say, any event which consists of the fact that C also consists of the
fact that N, and vice versa; that is to say, any pair of randomly chosen events
are identical. To this argument I think it might be replied that the
principles licensing intersubstitution of co-referential singular terms and of
logically equivalent sub-sentences are officially demanded because they are
needed to license certain patently valid inferences; if in addition to
providing this benefit, they also saddle us with a commitment to the 'hideous
consequence', then the rational course is to endeavor to find a way of
retaining the benefit while eliminating its disastrous accompaniment, much as
it has seemed rational to seck in set-theory, as generous a comprehension axiom
as the need to escape paradoxes will permit. Such a way seems to be available;
we might, for example, while retaining the two added principles, prohibit the
use of the 'co-referentiality principle' after the 'logical equivalence
principle' has been used. Such a measure would indeed have some intuitive
appeal, since in the cited argument its initial deployment of the 'logical
equivalence principle' seems to be tailored to the production of a sentence
which will provide opportunity for trouble-raising application of the other
principle; and if that is what the game is, why not stop it? B(3). VON
WRIGHT (INVOCATION OF INITIAL AND TERMINAL STATES) It is Davidson's
view that von Wright wishes to characterize events as being, in effect, ordered
pairs of an initial state and a terminal state, and (no doubt) actions as being
the bringing about of events. One of Davidson's criticisms of this approach is
that my walking from San Francisco to New York and my flying from San Francisco
to New York would not be distinguished from one another by the pairs of states
involved (which would be the same); and that if reference to the mode of travel
be brought in (in a distinction between walking to New York and flying to New
York) reference to the initial state has now been rendered otiose. It
seems to me that this response does not do justice to von Wright who is plainly
working on the twin idea that (a) the notion of change is fundamental to the
notion of event, and (b) that change can be represented as a succession of
states. In my view this proposal has great merit, even if some modification be
required. I shall, however, postpone more detailed consid-cration of it until
the next section of these comments. C. Further Consideration of
Davidson's Problem List C(/). VARIABLE POLYADICITY Let us now
redirect our attention to the considerations which were listed as calling for a
philosophical study of action-sentences, The surviving members of this list are
the phenomenon of variable polyadicity, the need for a satisfactory systematic
account of a certain range of entailments relating to actions, and the demand
for the provision of objects of reference for certain occurrences of pronouns.
So far, I have spoken as if the first two considerations are independent of
each other, each pointing to a distinct problem for which a solution is needed.
I am in fact far from sure that this is a correct representation of Davidson.
There is considerable support in ordinary language for the idea that verbs and
other relational predicate expressions carry concealed within themselves (so to
speak) a specification of a given degree of polyadicity (or
"n-adicity"); "between", for example, seems to express a
three-term relation (x being between y and z), while the relation signified by
"above" is a merely two-term relation; and specification of the
number of terms which a relational expression involves seems to be essential
rather than accidental to the nature of the relation. Certainly many logicians
have taken this vicw. But it is by no means certain that this view is correct,
nor that it is unequivocally supported by ordinary parlance. If we ask
whom John met in Vienna, we may get the answer *Bill", or "Bill
and Harry", or "Bill, Harry, and Bob" without any suggestion
that some restrictive condition or n-adicity is being violated. Moreover, so
far as the construction of logical systems is concerned, it has been shown that
restrictions or n-adicity are not required for predicate logic. So
perhaps what the first two considerations call for is not just the solution of
two distinct problems, but the provision of an account of action-sentences
which will jointly account for two problems, that of variable polyadicity and
that of the systematization of a certain range of inferences. This
thought leads at once to the question why it should be supposed, or desired,
that these two demands should be met by a single maneuver; what would be wrong
about giving separate answers to them? Let us look more closely at the two
strands; I begin with variable polyadicity. To talk, let us say, of
variable politeness would perhaps be appropriate if one were discussing the
manner in which some central item (a person) exhibited, on different occasions,
varying degrees of politeness; or, per-haps, exhibited on different occasions
varying degrees and forms of impoliteness (sometimes he is malicious, sometimes
just plain rude). By parity of reasoning, to exhibit variable polyadicity, an
item would have to be (say) on occasion dyadic, on occasion triadic, on
occasion tetradic; and this boring ascent could presumably be continued ad
infinitum. But what item might we be talking about? To my mind, it would have
to be a non-linguistic item, like a relation (a classification which might
include some actions); the meeting might be a single item (relation or
action) which holds, variably, between two, three, or more persons, depending
on how many people met or were met. This way of talking, would, however, raise
serious questions about why the focal item (the relation or action) should be
regarded as single questions, moreover, which seem a long way from Davidson's
text. If, on the other hand, we turn from the non-linguistic to the
linguistic world, we find clearly single items, viz., predicates and
verb-phrases, which exemplify determinate forms of n-adicity; this gain,
however, is balanced by the fact that it seems that the embodiment of (say)
dyadicity and triadicity are distinct from one another. "—met—" and
"—met—and—" are structures which do not have common instances; so
are: "—buttered—"; "—buttered—in—";
"—buttered-in—in the presence of—". To gather the threads
together, in the linguistic world one may discern three different kinds of
entity: Verbs (or predicate letters)
which are the bricks out of which predicates are made, and which may or may not
have assignable n-adicity; Predicates (open sentences) formed from the bricks,
like "—but-tered—in—"; these must have assignable n-adicity; Instances (individuals or sets)
to which predicates can be truly applied; these must contain just as many
elements as the number n in the n-adicity of the predicate; but the number of
distinct clements may be variable; recurrences may or may not be permitted by
the rules governing the predicates. It seems to be the business of a systematic
theory of a language to make provision for the presence of each of these types
of item. When it comes to attempting to satisfy the demands for a systematic
account of the validity of such inferences as that from "Smith buttered
the toast in the bathroom" to "Smith buttered the toast", it
seems clear that some appeal to structure is called for; the question is
whether the structures now invoked are or are not the same as (or included in)
those which are required for a systematic account of a language. It is my
suspicion that Davidson holds (or held) that the same structures are involved
in both cases; I am not sure that this answer is right, and the question
will assume greater prominence as our discussion develops. Whatever its final
answer, one can see the appeal of treating actions as subjects or foci of
predicates; once the quantifiers have been dropped, the validity of such
inferences might turn out to parallel (indeed to be a special case that of)
inferences from 'Fx & Gx' to 'Fx' or indeed from 'A & B' to 'A. But for
me the suspicion remains that the proposed identification of structures is
illegitimate. C(2). PRONOMINAL REFERENCES My uneasiness is not
decreased by attention to the third consideration, which relates to the
provision of an object of reference for the pronoun "it" in such a
sentence as *The manager of the Minneapolis Moonrakers resigned last week and
Ann Landers made a joke about it in her column". Who or what was the
subject of Ann Landers' joke? Neither the Minneapolis Moon-rakers nor their
manager could properly be referred to by the neuter pro-noun, as distinct from
a masculine pronoun "he' or a plural 'they'; the reference is plainly to
the manager's resignation. Now this event (action) could certainly be the
object of a pronominal reference if that reference were demonstrative rather
than anaphoric; anyone present at the meeting at which the manager tendered his
resignation could certainly say, "That, at last, is what the directors
have been hoping for", or, *Now, at last, they have got it". But my
sentence seems to make an anaphoric reference, and yet there is no previous
reference which is being picked up. The situation might, however, be regarded
as being eased if (1) a covert reference to the manager's act of resignation
were made in the first clause of my exemplary sentence, and (2) it is
sufficient for the supposition that a covert reference is made that a
designation of that act should be present in the underlying structure of the
sentence. I suspect that we need to consider two questions with regard to
references which are "felt" as anaphoric. (1) Is the mode of
reference, in such a case, formally or strictly correct as judged by the
official standards of gram-marians? (2) Is the reference, while not formally or
strictly in conformity with official standards of grammarians, nevertheless
intelligible and so at least informally admissible? It would not surprise me to
discover that the matter of a covert underlying structural reference is
irrelevant to the answer to these questions. It might well be that for a
grammatically strictly correct anaphoric reference to be made, a prior explicit
is required; a covert reference will be insufficient. However if the demand is
not for impeccable grammar but for intelligibility, then a covert reference is
not needed; what is needed is that the identification of the object of
reference should rely on prior discourse, not necessarily on prior reference.
For example: *I spent last summer in Persia; they are very dissatisfied with the
present regime*. (They are of course the Persians.) "A car went whizzing by me
and scraped my fender; but he didn't stop". (The driver, of course.) "Jones's views on the
immortality of the soul filled many pages in Mind; but it was the Oxford
University Press which in the end published it". (It = Jones's
presentation of his views.) (4) "His leg was cancerous; he contracted it
in Africa". (It = the disease cancer.) One might, as a
tailpiece, remark that the accessibility to reference of such items, as the
above, depends on their existence or reality in some humdrum sense, not on so
scholarly a matter as their presence in or absence from The Ontology. D.
Outline of Davidson's Proposal We turn now to Davidson's own well-known
proposal for handling the three questions which we have just been discussing.
It possesses a surface simplicity which may or may not turn out to be
misleading. It involves the introduction, into a candid representation of the
structure of action-sentences, of a 'slot' which may be occupied by variables
ranging over actions, and which may legitimately be bound by quantifiers. The
sentence "Shem kicked Shaun" is now thought of not as a
combination of two names and a two-place predicate, but as involving a
three-place predicate 'Kicked' and as being (really) of the form (Ex) (Kicked
(Shem, Shaun, x)), a structure within which, as Davidson points out, the
sentence 'Shem kicked Shaun' nowhere appears. As a reading in English of
Davidson's structure, we are offered somewhat tentatively, 'There is an event x
such that x is a kicking of Shaun by Shem'. E. Pre-Theoretical
Demarcation of Actions and Events E(1). ACTIONS Before continuing our
examination of Davidson's proposals, let us first turn our attention to the
matter of identifying the material to which the proposals relate. Mere
reference to actions, or in a more updated idiom, to action-sentences, seems to
me to tell us less than I should like to know. The word 'action' does
not, I think, make frequent appearances in our carefree chatter. I am not
surprised if I hear it said that so-and-so is a man of action, or that actions
speak louder than words, or that Botswana is where the action is, or even
(before he retired from the scene) that Howard Cosell would describe for us
third-round action in the current heavyweight contest; but such occurrences of
the word as these do not help us much when it comes to applying the word to
concrete situations. The word 'action' has a portentous and theatrical flavor,
and the related verb 'act' is obviously theatrical in a further sense, in view
of the connection with this or that kind of pretending. The more homely word
"do" is plainly a much happier denizen of common talk; indeed, the
trouble here is that it is too happy; almost any circumstance will qualify as
something which some person or thing, in one way or another, does or has done.
The question, "What did the prisoner do then?" may be quite
idiomatically answered in any of the following ways: *He hit me on the
nose", "He fainted", "He burst out laughing*, "He just
sat there", "Nothing at all, he just sat there", "He left
his sandwiches untouched". The noun "deed", on the other hand,
is by comparison exceedingly bashful, tending to turn up only in connection
with such deeds of derring-do as the rescuing of captive maidens by gallant
knights. The grossly promiscuous behavior of the verb "do", I think,
has in fact a grammatical explanation. We are all familiar with the range of
interrogatives in English whose function is to inquire, with respect to a given
category, which item within the category could lend its name to achieve the
conversion of an open sentence into the expression of a truth. "When?"
(at what time?), "where?" (at what place?), "why?" (for
what reason?) are each examples of such interrogatives; and some languages,
such as Greek and Latin, are even better equipped than English. All, or most of
these interrogative pronouns have indefinite counterparts; corresponding to
"where" is "somewhere", to "what?",
"something" ", and so on. Now there might have been
(though in fact there is not) a class of expres-sions, parallel to the kinds of
pronouns (interrogative and indefinite) which I have been considering, called
"pro-verbs"; these would serve to make inquiries about indefinite
references to the category of items which predicates (or epithets) ascribe to
subjects, in a way exactly parallel to the familiar ranges of pronouns. "Socrates
whatted in 399 B.C.?" ", might be answered by "Drank
the hemlock" ", just as "Where did Socrates drink
the hemlock?" is answered by "In Athens"; and given that
Socrates did drink the hemlock in 399 B.C., we might have been able to say
"There, I knew he somewhatted in 399 B.C.". In fact we cannot
grammatically talk in that way—but we can come close to it by using the verb
"do", and asking (for example) "What did Socrates do in 399
B.C.?". In its capacity as part of a makeshift pro-verb, *do" can
stand in for (be replaceable by) any verb or verb phrase whatsoever; in which
case, it is hardly surprising that it will do little to specify a narrowed-down
range of actions, or of "action-verbs". Frustrated in these
directions, we might think of turning to a longstanding tradition in Ethics
from the Greeks onwards, of connecting the concept of action with that of the
Will; a tradition which reached its peak in Prichard, who not merely believed
that action is distinguished by a special connection with the will, but
maintained that acting is to be identified with willing. It is clear from
Davidson's comments on Chisholm, that, at least when his article was written,
he would have none of such ideas, perhaps because the suggestion that actions
are distinguished by a connection with the will may be expected to lead at once
to the idea that particular actions are distinguished by their connection with
acts of will; and the position that there are such things as acts of will is
not merely false but disreputable. An alternative strategy more in tune with
some recent philosophy (and perhaps with Davidson's own style), would be to
look at the particular verbs or verb phrases which are used to specify or
describe what philosophers at least are inclined to think of as actions; we
will examine not generic words like 'act' and 'do', but an indefinite
range of particular words and phrases, such as "milk the cow",
"cook the meat", and "butter the toast". The trouble which
we now encounter is that while some verbs or verb phrases, like
"melt" or "turn pale", look as if they cannot be used to
refer to actions, and while others, like "donate a hospital to the city of
New York", cannot but be used to refer to what philosophers would call
actions— an enormous number of verb phrases occupy an indeterminate position;
they can, it seems, be used either way, and therefore are useless as pointers.
To offer just one example, "fell on his sword"; one Roman soldier
fell on his sword because he lost his legion and could not face the disgrace
which, to his mind, attended his responsibility for the deaths of so many
people; another Roman soldier lost his legion because he fell on his sword,
tripping on it in the dark and as a result knocking himself out, so that when
he regained consciousness, the legion had moved on and he was unable to find
it. In my view, there is no escape from a recognition that a
characterization of actions (or of action-sentences) has not been provided; in
order to proceed then, we have to assume that for the present inquiry such a
characterization is not needed. The interpretation of such an idea is not
unproblematic. For example, if we do not need to know what actions are (or what
are actions) how can we be sure that the current inquiry is properly described
as an inquiry about actions or action-sentences? Might it not be, for example,
really an inquiry about events (a not implausible suggestion). If it replied
that this, if true, would be no great matter, since actions are one kind or
subclass of events, I would respond with the comment that some philoso-phers,
including Davidson himself, regard actions as a subelass of events, but many do
not; this is not a closed question; and may be one which is of vital
importance. In any case, other trouble might lie in wait for us if we theorize
about actions without a proper identification of what we are theorizing
about. E(2). EVENTS Parallel to these questions about actions,
there are questions which arise about events; if Davidson is offering us an
analysis of event-predicates, or event-sentences, just what range of locutions
is being analyzed? Two modes of procedures would to my mind be natural; one
would be, by an exercise in 'linguistic botany', to further an intuitive
recognition of the class of event-descriptions by identifying likenesses and
differences between vernacular expressions of this sort and those of different
but more or less closely related kinds, like expressions for states of affairs,
facts, circumstances, condi-tions, and so forth; the other would be to give a
general characterization, which might or might not seek to reflect the
vernacular, of a class of event-descriptions with which we are to be concerned,
it being understood that any such general characterization might well need to
be replaced, for philosophical purposes, by an account which would be
theoretically more satisfying and illuminating. Davidson, however, seems to be
interested in neither of these procedures. On pages 119-120 he tells us, first
that "part of what we must learn when we learn the meaning of any
predicate is how many places it has, and what sorts of entities the variables
that hold their places range over. Some predicates have an event-place, some do
not"; and second that "our ordinary talk of events, of causes and
effects, requires constant use of the idea of different descriptions of the
same event", with the apparent implication that the range of items to be
counted as events is just that range of items with respect to which such
inferential problems arise as those of 'variable polyadicity', problems which
the proposed analysis would enable us to solve. I find myself puzzled by
two distinet aspects of the foregoing account. One is the combination of the
idea that ability to recognize the number of places which a predicate has,
including recognition of the presence or absence of an event-place, is a part
of what is involved in learning the meaning of the predicate, and so
(presumably) a part of what is involved in learning the language to which the
predicate belongs, with the further idea that people (or philosophers) may be
expected to be surprised, indeed even skeptical, about Davidson's proposed
'importation' of an extra pred-icate-place for events. Are we to be, like those
who in Moore's view go against common sense, persistently engaged in sincere
denials of what we know for certain to be true? I do not find such a diagnosis
very appealing. Unless I have misread what 1
described as Davidson's implication, surely the idea that events are to be
treated as being those items which raise problems which an application of
Davidson's analysis is capable of solving is a very different suggestion from
the suggestion that the ability to recognize event-places (and so events) is
part of having learned the language. E Difficulties With Davidson's Proposal
F(I). INTELLIGIBILITY OF THE 'EXTRA SLOT Let us now address the question
whether Davidson's proposal, with regard to the logical form of
action-sentences, might not be deceptively simple. The proposal is that
contrary (perhaps) to our natural instincts and incli-nations, we should regard
'Kicked' (for example) not as a two-place predicate where the vacancies are
filled by designation of the kicker and the kicked, but as a three-place
predicate with an extra vacancy for reference to the event or action in which
that kicking consists. I find this puzzling as it stands, and I am inclined to
inquire how the extra place fits into an understanding of kicking (or of any
comparable relational feature). There was, not so long ago, in Oxford, a
professor of the philosophy of religion who (so he said) espoused what might be
called a form of *Neo-Berkelei-anism"; he maintained that such sentences
as "There is a table in the corner of the room" or "Snow is
white" were incompletely formulated; the proper forms of expression would
be "There is a table in the corner of the room; God!" and
"Snow is white; God!" We can imagine more elaborate variations on the
same theme. Suppose that in the later 1930's, it had become de rigueur in colloquial
German to terminate sentences with the phrase "Heil Hitler". We
might next suppose that, as the months wore on, this practice became
fragmented; it was permissible to substitute for the name of Hitler any of the
names of his more notorious henchmen (of course omitting the word 'Heil'); so
the vernacular was flooded with German versions of such sentences as "The
toast is burned; Bormann!", "Those pictures are very valuable;
Goering!", "She was as gentle as a young child; Himmler!".
One can even imagine the practice extended so as to provide for the appearance
of quantifiers; "(3x) (Western democracies are corrupt; x!)*. What
is wrong with these idiocies seems, primarily, to be that no account at all has
been provided of the purpose which the newly made slots serve: they are just
paraded for implementation without indication of what seman-tie gain could come
from the implementation. On the face of it, Davidson's presentation suffers
from a similar lacuna; he does not tell us the function of the places, he
merely gives us an English "paraphrase". But closer attention does
something to fill the gap. It seems clear that Davidson regarded the appearance
of such extra slots as being just the manifestation of the variable polyadicity
of such predicates as "Kicked", and as a phenomenon whose mystery is
removed once its logical form is revealed and it is seen how it decomposes into
a cluster of relational predicates which covers, in formal garb, the inferences
for which justification is required. (We should here attend particularly to Davidson's
remarks about verbs and preposi-tions.) Once we distinguish between
predicate-verbs and predicates, we can regard the role of the extra slot as
specified by its place in the predicate (open sentences) into which the
predicate-verb enters (the role, for example, of the slot filled by 'x' is
supplied by the fact that it is the first slot in the predicate 'a kicked b in
the action (event) x'; and we can regard the characterization of this role as
provided by our ability to decompose complex predicates like 'a kicked b on the
e [left shin] in the d [bathroom] in x (action)' into such a conjunctive
predicate (of actions or events) as ta kicked b in x, and x was done upon c,
and x was done in d'. That provision is made for the problematic entailments is
clear in light of the formal fact that if a conjunctive predicate P applies to
an item, so does a predicate P' which results from P by the omission on one
conjunct. F(2). SAYING/DESCRIBING WHAT HAPPENS There is one matter which,
I think, deserves initially a little attention. My linguistic intuition
tells me if I say to you that I am 93, I am (standardly) telling you my age
(telling you how old 1 am), and not talking about my age; and that similarly if
I say to you that two cars collided on the bridge, 1 am (standardly) saying
(telling you) what happened, not describing or talking about or saying
something about what happened. Indeed saying what happened seems to be not
merely to be distinct from talking about what happened, but to be, in a sense,
presupposed by it; saying what happened seems, intuitively, to be specially
central; it is something one needs to do in order to inform a hearer what one
is talking about when one talks about what happened. It was, perhaps,
considerations like those which led Reichenbach to distinguish between
logically equivalent sentences one of which does, and the other of which does
not, refer to or talk about an event. Davidson's analysis, I think, has no
place for the distinction which I am defending; on his view anything one says
about what happened is (in effect) a case of saying that something happened
which —. As I have already indicated, as a would-be constructivist about events
I am inclined to side with Reichenbach. F(3). THE PROBLEM OF GENERALIZED
FORMULATION As a preliminary, let me state that in this and immediately
subsequent sections I shall treat Davidson's proposal concerning the logical
form of action-sentences as applying generally to event-sentences of which
(accord-ing to Davidson) action-sentences are a subclass. It seems clear then
in Davidson's view an action-sentence derives the logical form which he
attributes to it from its status as one kind of event-sentence; what
differentiates action from other events is less clear, but perhaps need not
trouble us just at this point [cf. p. 120]. Davidson presents his
proposal in a relaxed manner and with the aid of an example. "The basic
idea is that verbs of action—verbs that say 'what someone did'-should be
construed as containing a place for singular terms or variables that they do
not appear to. For example, we should normally suppose that 'Shem kicked Shaun'
consisted in two names and a two-place predicate. I suggest, though, that we
think of 'kicked' as a three-place predicate, and that the sentence to be given
in this form: (x) (kicks (Shem, Shaun, x). If we try for an English sentence
that directly reflects this form, we now note difficulties. "There is an
event x such that x is a kicking of Shaun by Shem' is about the best I can do,
but we must remember 'a kicking' is not a singular term. Given this English
reading, my proposal may sound very like Reichenbach's, but of course it has
quite different logical properties. The sentence 'Shem kicked Shaun' nowhere
appears inside my analytic sentence, and this makes it differ from all the
theories we have considered." Troubles begin when we look for a
rigorously presented general formulation of this proposal; "action-verbs
[event-verbs] are to be construed as predicates involving one more place than you
think they do" seems hardly satisfactory, and to substitute for
"you" the phrase "the man-in-the-street", or the phrase
"the philosopher-in-the-library", does not seem a large improvement.
Apart from anything eise, what would account for the extreme gullibility of
people, or philosophers, with respect to conceptions of logical form in this
region? We seem to need to lay our hands on some less sub-jectively-tinged
material, if we are to achieve a satisfactory general for-mulation; and we
should perhaps also bear in mind that at least one would-be philosophical
theory (a near ancestor of Convention T, viz., the "Dis-appearance
Analysis of Truth") has (or is widely thought to have) foundered on the
shoals of non-formulability. We may be able to make some progress if we
survey the range of positions which might be taken with regard to events. Those
who wish to admit events as entities will have to consider the question of the
relation between events and event-predicates, predicates employed to describe
or report events. Such a predicate (or its deep structure) will have as
its denotation, a set of instances, each of which will be a sequence of
instance-elements. It is plainly Davidson's view that one element in the
sequence that satisfies an event-predicate, which will invariably be an event;
contrary to my suggestion in (6) above, reference to events will not be
eliminable from any true account of what happens. But though events may not be
eliminable as instance-elements, they may well be elements of a special kind;
while one who kicks, or one who is kicked, will, for Davidson, in one way or
another, be involved in or participate in something other than himself, namely
a kick, the kick will not be a participant in any item othey than itself. We
are now within sight of a possible general formulation of Davidson's
contention: any applicable event-predicate will be satisfied by a set of
sequences, each of which will contain a non-participant element in which, in
one way or another, the remaining elements in the sequence participate.
Davidson, has, indeed, in discussion, shown himself to be favorably disposed
towards a treatment of the logical form of event-sentences along these lines. A
correct standard representation of the sentence Shem kicks Shaun" might
run somewhat as follows: (3x) (x is a kick and (x is by Shem and (x is of Shaun
and (x —)))). A format of this sort might turn out not just to be an elegance
but to be indispensable for generalized formulability. The range of
relevant questions about events may not yet, however, have been exhausted;
some, not necessarily independent of one another, may be still unanswered. Are
events independent, whether with respect to their existence or to their
specifiability, of items which participate in them? Are they original entities,
or constructs? Are they non-composite rather than composite, in relation to
participant items? It is my impression that Davidson would wish to answer
Yes" to each of these questions; that he would regard events as 'original'
rather than as 'constructed' entities partly because he would not find the
distinction clearly intelligible and partly because if events are to be thought
of as constructs reference to them might become undesirably eliminable; and
that he would think of them as non-composite rather than composite, since if
they were composite with respect to participating items the participation in an
event of certain items would seemingly be essential to the identity of the
event in question (that event would not be differently compounded); and I
suspect that Davidson would not favor essential connections of that sort. But I
suspect that not everyone would incline towards the same set of answers; and I
would certainly want to ask whether, if events are non-composite there is any
guarantee that one and the same event could not be both a kick administered by
Shem to Shaun and a buttering of toast by Jones. F(4). PREPOSITIONS AND
VERB-DEPENDENCE Unfortunately we are not yet in the clear, since to my
mind, new trouble starts with Davidson's claim with regard to the beneficial
results of treating prepositions as having, so to speak, a life of their own
which does not just consist in being an appendage to a verb. This idea has two
interpretations, one innocuous and one far from innocuous. The innocuous
interpretation would tell us that such a sentence as "James flew to
Jerusalem" may be variously parsed; it may be parsed as "James
[subject] flew to Jerusalem [predicate]", or as "James [subject) flew
to [verb-phrase] Jerusalem [object]*, or again as "James [subject] flew
[verb] to Jerusalem [adverb]". We not only can but must avail ourselves of
such varieties of parsing, if we are to provide ourselves with the inferences
we need. If, however, it is being suggested that the preposition 'to' is not
merely grammatically separable from the verb 'fly', but is semantically
independent of it, then we should hesitate; for the appearance of a preposition
signifying direction may well presuppose the presence of a directional verb in
some dress or other. Such phrases as "was done to Jerusalem" or
"did it to Jerusalem" would not be intelligible unless a directional
verb is thought of as covertly present. I think it can be seen that what
I am now taking to be a Davidsonian analysis of action commits us, either
invariably or all too frequently, to just such unwanted unintelligibilities.
The simplest and most natural version of such an analysis (not quite Davidson's
version) for the sentence, *Shem kicked Shaun violently on the left shin in the
bathroom", would, to my mind, run as follows. "There is an x such
that x is a kicking, and x is done by Shem, and x is done to Shaun, and x is
done on Shaun's left shin, and x is done violently, and x is done in the
bathroom". It seems to me that many, if not all, of the adverbial
prepositional phrases contained in his analysis are verb-dependent; their
intelligibility depends on the idea that they attach to x quả kicking, in which
case reference to 'kicking' is not eliminable. The recurrent participle 'done'
is not an inflection of an action-verb; it is, or would be, but for stylistic
considerations, an inflection of a pro-verb; only stylistic barriers prevent
our replacing it by the word "some-whatted", which plainly is not a
word which invokes a restriction on an attendant adverb; "violent qua
somewhatting' is not the name of a special dimension of violence. Similarly
kicking of Shaun, kicking on Shaun's shin, are modes of kicking, but not modes
of somewhatting. So 'kicking vio-lently' or 'kicking on the shin' cannot be
treated as expressing a conjunction of kicking and doing something -ly (ф-wise); a concealed reference to kicking will be
contained in the interpretation of -ly (ф-wise).
The drift of my argument could perhaps be summarized as follows: (1)
'Violence' is not the name of a common feature of (say) sneezes and be-ratings
of one's wife; sncezes are violent qui sneezes, beratings are violent qua
beratings; and only in riddle-mongering are these to be taken as com-parable.
(2) So 'sneezing violently' does not signify a conjunction of 'sneezing'
and 'doing something violently', only at best a conjunction of 'sneezing'
and 'doing something violently quâ sneezing'. (3) So 'conjune-tive analysis',
of, 'sneezing violently' fails; but nevertheless 'sneezes vio-lently' entails
'sneezes'. (4) So the problematic entailments are not in gen-cral accounted for
by a Davidsonian analysis of action-sentences; if a general account of them is
to be given, it must be one of a different sort. The point can, perhaps,
be made even more strongly. Let us imagine that at dawn on New Year's Day,
1886, an event e took place in which: (I) The notorious pirate Black Jack
perished The Governor of Malta hanged
Black Jack, and thereby Rid the Mediterranean of its most dangerous seafarer, Black Jack, and Humiliated the Sultan (Black
Jack's master). Let us now recast this motion into the proposed canonical form
(with some omissions): There is an x such that (x is a perishing and x is
of Black Jack, and x is a hanging and x is by the Governor of Malta and x is of
Black Jack, and x is a ridding and x is by the Governor of Malta and x is of
the Mediterranean and x is of Black Jack, and x is a humiliating and x is by
the Governor of Malta and x is of the Sultan). Rearranging the
conjunctive clauses a little we arrive at: There is an x such that (x is
a perishing and x is a hanging and x is a ridding and x is a humiliating and x
is by the Governor of Malta and x is by the Governor of Malta and x is by the
Governor of Malta and x is of Black Jack and x is of Black Jack and x is of
Black Jack and x is of the Mediterranean and x is of the Sultan). Or
should recurrences of phrases involving 'by' and 'of' be omitted? Or retained
with differentiating subscripts worn by 'by' and 'of" (e.g., "by,,
'byz', 'by'; 'off, 'ofz, and so on)? And if so, on what principle should the
subscripts be distributed? There are several attendant problems and
discomforts. The occurrences of 'by', and some of the occurrences of 'of", seem
to signalize a projection into the real world of certain grammatical features,
those of being subject or objcet of some verb, which would primarily attach not
to things but to words. Then, once the objectifying transference is achieved, the things or
people referred to (e.g., Black Jack, the Sultan) become detached from the
operation and occurrences signified by the originally associated verbs; so that
now it becomes impossible to decide whether it is Black Jack or the Sultan who
has been hanged, or who has been humiliated. There are no visible principles
for the 'disambiguation' of preposi-tions, a feature which may perhaps arise
from an extensional conception of asymmetrical relations as ordered couples
without any connotational relation to fix the membership of each couple. G.
Towards an Alternative Account of Events G(I). EVENTS AND
'HAPPENSTANCES': VON WRIGHT'S IDEAS RESUMED We might now, perhaps,
profitably take a closer look at the views of von Wright. As Davidson remarked,
von Wright sees events as transitions between (ordered couples of) an initial
state and a terminal state; and, in view of the uncertainty attending the
identification of the class of events, it may be worth our while to expand this
idea a little. My strategy will be first to display, with illustrative
comments, some apparatus which might be useful in presenting a viewpoint akin
to that of von Wright; second, to endeavor to put a finger on some weak spots
in Davidson's position; and third to consider the possibility of putting the
aforementioned apparatus to work in the formulation of a constructivist account
of events. First the apparatus. Let 't' [*t,', 'tz'] represent times
(moments, instants). Let 'ф' [*Ф,', 'ф' represent an attribute which
falls under a determinable admitting of variations in degree or magnitude:
provision for general attributes other than such determinables, like color, the
specifications of which do not differ in degree but rather in kind or sort,
could easily be made. A. (1) (2) represents "up to
t' represents ' into t'. (3) 中 小 represents ' out of t'
[from t onwards). ¢ (4) (5) →1 ¢ В. (6) '<ф', '=ф', " >ф' represents '& from t' [@ after t).
represents '$ through t'. represent "below 'within
the limits of ' above respectively. C. (9) (10)
(11) (12) D. (13) (14) →t <ф →t り♪ →t <中 t t 1 d t 1
中
中
t→ 中>
t- 中ン >ф 中2 12 ф2 represents 'rising through $ at t
represents 'falling through & at t'. represents 'peaking through @ at
t represents 'bottoming with d at t'. represents 'rising from d, to 2
within determinable A, from ty to t'- represents 'falling from d, to z
within determinable A, from t, to 1'- E. (15) A represents a determinable
(e.g., velocity). (16) A- m+ Acn, A»n represent a sub-determinable
of A [e.g., 'a speed of from 40 to 50 mph', 'a speed of less than 50 mph', 'a
speed of more than 50 mph']. (17) A, represents a precise determinate of
A. COMMENTS We are now, it seems in possession of an apparatus which is capable of
representing a certain subelass of what I shall call 'basic events', one which
consists of transitions of a subject item between contradictorily opposed
states, like being fat and not being fat, or not being 6 feet tall and being 6
feet tall. Let us say that such events as these are 'metabolically
expressible'. Metabolically expressible
transitions, however, will include not only instantaneous contradictory
changes, but also persistent states, like sitting on a bench at noon; the
apparatus is equipped to express such absences of change in the notation of A
(5). Let us press a linguistic barbarism "hap-penstance" into service
to cover not only basic events which are changes but also those which are
persistences. It is not clear to me whether Davidson's category of events is
supposed to include happenstances which are not changes. The class of basic events could
be, and I think should be, thought of as including not only instantancous
transition between contradictorily opposed states, but also time-spanning
(periodic) transitions between contrarily opposed states (e.g., being 4 feet
tall and being 5 feet tall), for the representation of which the patterns
listed under (D) will be brought into play. Only thus can we hope to
accommodate such events as journeys from San Francisco to New York. [Perhaps
one might think of such transactions as being a compact infinite sequence of
instantaneous transitions.] In the case of periodie changes between contraries @,
and dz, there will frequently be an indefinitely large plurality of alternative
paths which such a change might follow. It will be necessary to make provision
in the characterization of some such changes fro the expression of conditions
which restrict admissible paths to a subclass of, or even to an individual
instance of, the paths which are initially available (as flights are restricted
to paths which are aerial). It will, I think, have to be allowed that not all
events are basic, some events will not be metabolically expressible as
consisting of transitions through a sequence of opposed states. But this
admission need not lead us to abandon the idea that basic events are the
primitive model for the class of events as a whole, nor even the idea that
events which are non-basic derive their status as events from their connection,
in one way or another, with events which are basic. One way, for example, in
which a non-basic event a might be connected with basic events B,, Bz,.. .
might be via causal connection; a consists in a causal connection between its
subject-item S and one or more basic events, Bi, B2,... which confer both
event-status and temporal position upon a. Obviously, an examination of
possible modes of dependence of non-basic events on basic events would be a
pressing task for a metaphysician. (6) Should objection be raised to my shift
from talking about predicates to talking about attributes, my immediate reply
would be twofold. First, that unless there are insuperable objections to the
shift, it is extremely desirable to make it. Second, that if the primary
objection to the change is that criteria of individuation for attributes are
problematical, this objection may well not be insuperable. For example, one
might hold (a) that attributes are signified by theoretical predicates in the
relevant branch of theory, (b) that there is in general no difficulty in
distinguishing one theoretical predicate from another, and (c) that several
'vulgar epithets', which intuitively, are not perfectly synonymous with one
another, may be legitimately mapped onto a single theoretical predicate, since
the theorist will attempt to capture not all but only some aspects of the
intuitive meaning of the epithets which in ordinary speech correspond to the
predicates of his theory. As a tailpiece, it may be remarked that, in
many cases, what are to be counted as actions are realized not in events or
happenings, but in nonevents or non-happenings. What I do is often a matter of
what I do not prevent, what I allow to happen, what I refrain from or abstain
from bringing about-what, when it comes about, I ignore or disregard. I do not
interrupt my children's chatter; I ignore the conversational intrusions of my
neighbor; I omit the first paragraph of the letter I read aloud; I hold my fire
when the rabbit emerges from the burrow, and so on. In many cases, my
abstentions and refrainings are at least as energy-consuming as the positive
actions in which I engage; and their consequences (as for example, when I do
not sign exemptions from penalties) may be equally momentous. Often when my
actions do involve physical behavior, that behavior is distinguished more by
what it does not include than by what it does include; those who preceded the
Good Samaritan on the road certainly passed by the injured traveler. So a
movement may go equally with not doing things and with doing them. Such
omissions and forbearances might prove an embarrassment to Davidson if the
thesis that actions are a subclass of events is to be taken seriously. For he
might be forced into the admission of negative events, or negative
happenstances, with one entity filling the 'event slot' if on a particular
occasion I go to Hawaii (or wear a hat) and another entity filling that slot if
on that occasion I do not go to Hawaii (or do not wear a hat). G(2). THE
POSSIBLE AVOIDABILITY OF CITED DRAWBACKS AND GLIMPSES OF A CONSTRUCTIVIST
TREATMENT I come now to the question whether the complications generated
by Davidson's proposal are avoidable. It is my view that they are, indeed, that
there was never a need to introduce them. One of the avowed purposes, though
not the only such purpose, of Davidson's analysis was to provide an explanation
of certain patterns of valid inference relating to events, in particular of
those inferences connected with *variable polyadicity". I doubt if the
analysis does provide an explanation of these inferences, though it may well
provide a general classification of some or all of them; that, to my mind, is
not the same thing. My doubts may be illustrated by a pair of examples: (a) the
statement Martha fell into a ditch, from which it follows that Martha fell, and
(b) the statement Martha fell into a trance, from which this conclusion does
not follow. It seems to me that the question whether the logical form of one or
other of these initial statements is such as to conform to Davidson's pattern
of analysis turns on the question whether the initial statement does or does not
entail Martha fell, and that, this being so, an exposure of the logical form
cannot explain, though it may help to classify, the inference should it in fact
hold. To explain the inference, it will be necessary to show why it holds; and
this has not so far been done. I think one might come nearer to an
explanation of the inference from Martha fell into a ditch to Martha fell if
one observed that Martha fell into a ditch does, while Martha fell into a
trance does not, offer us what I might call a "specificatory
modification" of Martha fell; it purports to tell us how, in what
circumstances, in what context (or such-like) Martha fell, and in virtue of
that fact it presupposes, or involves a commitment to, the truth of the
statement that Martha fell. Since, in my view, there is no uniquely correct way
of specifying the logical form of a statement (the logical form of one and the
same statement may be characterized with equal propriety, in different ways for
different purposes) it may even be that one characterization of logical form of
a conjunctive statement is that of providing a specificatory modification of
one of the conjuncts; John arrived and Mary departed might be seen as embodying
the attachment of an adverbial modifier ("and Mary departed") to the
initial conjunct. It also seems to me that deployment of the idea of
specificatory modification would dispel the embarrassments which were noted as
arising from the verb-dependence of certain adverbs; whether or not violence in
sneezes is the same feature as violence in swearing, 'sneezes violently' or
'swears violently' will offer specificatory modifications, respectively, of
sneezing and swearing. On the assumption that the problems which
originally prompted Davidson's analysis are at least on their way towards
independent solution, we may now perhaps turn out attention to the possibility
of providing a constructivist treatment of events which might perhaps have, for
some, more intuitive appeal than the realist approach which I have been
attributing to Davidson. We begin with a class H of happenstance-attributions,
which will be divided into basic happenstance-attributions, that is,
ascriptions to a subject-item of an attribute which is metabolically
expressible, and non-basic happenstance-attributions, in which the attributes
ascribed, though not themselves metabolically expressible, are such that their
possession by a subject-item is suitably related, in one or another of a number
of ways yet to be determined, to the possession by that or by some other subject-items,
of attributes which are metabolically expressible. The members of class H may
be used to say what happens (or happens to be the case) without mentioning or
talking about any special entities belonging to a class of happenings or
happenstances. The next stage will involve the introduction of a
Reichenbach-type operator (like "consists in the fact that") which,
when prefixed to a sentence S which makes a happenstance-attribution to a
subject-item, yields a predicate which will be satisfied by an entity which is
a happenstance, provided that S is true, and provided that some further
metaphysical condition (not yet identified) obtains which ensures the
metaphysical necessity of the introduction into reality of the category of
hap-penstances, thereby ensuring that the 'new' category is not just a class of
convenient fictions. In the light of my defense of Reichenbach against
Davidson's attack, I can perhaps be reasonably confident that this metaphysical
extension of reality will not saddle us with any intolerable paradox.
What the condition would be which would justify the metaphysical extension
would remain to be determined; it is tempting to think that it would be
connected with a theoretical need to have events (or happenstances) as items in
causal relations, or as bearers of other causal properties; while 1 would be
disinclined to oppose this idea, I could wish to sound a note of caution.
Events do not seem to me to be the prime bearers of causal prop-erties; that I
think belongs to enduring, non-episodic things such as sub-stances. To assign a
cause is primarily to hold something accountable or responsible for something;
and the primary account-holders are substances, not events, which are (rather)
relevant items which appear in the accounts. I suspect that a great deal
of the current myopia about causes has arisen from a very un-Aristotelian
inattention to the place of Substance in the conception of Cause. G(3).
ESSENTIAL CHARACTERIZATION OF EVENTS If the suggestions which I have just
been outlining should find favor, and events are admitted to reality as
constructed entities, it it to my mind tempting to go one step further; this
step would involve treating the attributes formed with the aid of a
Reichenbachian operator not merely as attributes which happen to be used in the
metaphysical construction of events, but as attributes which are constitutive
of and so belong essentially to the events in the construction of which they
are deployed. The death of Julius Caesar will be an entity whose essential
nature consists in, or at least contains, the attribute being an event in which
Julius Caesar died; in which case that particular event could not conceivably
have lacked that attribute, even though there may be many other attributes
which it in fact possesses but might have failed to possess, like the attribute
of being the cause of the rise of Augustus. A decision with regard to the
suitability of this further step is, I think, connected with the view one takes
with regard to the acceptability of one or both of two further ideas. First,
the idea that for an item x to be a genuine particular there must be a
distinction between (i) what x is in itself (intrinsically) and (ii) how x is
related to other things, and also a distinction within what it is itself
between what it is essentially and what it is accidentally or non-essentially.
Without satisfying these dis-tinctions, x will be characterless, and any
features attributed to it will be no more than pale and delusive reflections of
verbal descriptions which, in a nominalistic fashion, are thought of as
applying to it. Second, the idea that the possession of an essential attribute
is achieved only as an aspect of the metaphysical construction of the item
which possesses it (or of the category to which that item belongs); or perhaps
(less drastically) that only in the case of constructs are essential
characteristics unmistakably evident (waiting, so to speak, to be read off),
whereas, in the case of non-con-structs, though such characteristics may, or must,
exist, their identification involves the solution of a theoretical problem. A
combination of the strongest affirmative answers to these questions would yield
the possibly wel-come, possibly unwelcome, doctrine that particulars as such
are necessarily constructs; other combinations of answers would lead to milder
positions. H. Actions and Events H(I). THE SPECIAL CHARACTER OF
ACTIONS I begin with two preliminary observations. First, I am inclined
to extend to actions the kind of treatment which in the previous section I was,
somewhat tentatively, advocating with respect to events or happenstances,
namely that one should not merely accord to them an internal as well as an
external or relational character, but that within their internal character
(what they are like in themselves), we should distinguish what they are like
essentially from what they are like accidentally. As I have indicated, I
suspect that this move may be required both by the invocation of a distinction
between internal and external character, and by the supposition (if we make it
as 1 am inclined to do) that actions, no less than events, are metaphysically
constructed entities. But even if my theoretical suspicions are unfounded, I
think my essentialist inclinations with regard to actions would survive. I also
regard them as independent of the yet undecided identity question about actions
and events. I do not, of course, expect Davidson to look with a favorable eye
on such inclinations. Second, when Davidson addresses the question of the
nature of agency, he suggests that two ingredients are discernible; the first
of these is the notion of activity; in action the agent is active what comes
about is something which is made by him to come about, of which he is the
cause; the second ingredient is that of purpose or design or intention; what
comes about comes about as he meant or intended it to come about. This seems to
me to be substantially correct, though I am inclined to think that there is a
somewhat more illuminating way of presenting it which I shall later attempt to
provide. In the meantime, what these ingredients seem to me to indicate is an
intimate connection between agency and the will, which I am inclined to explore
directly. Again, I suspect that Davidson and I might here part company, on
account of his hostility to so-called 'acts of will'. How then should we
see application to the nature of agency of the idea that its essence consists
in the exercise of will, at least so far as paradigmatic examples are
concerned? Non-paradigmatic cases will be briefly considered later. I am, and
what 1 do is, in paradigmatic cases, subject to my will. I impose my will on
myself, and my actions are acting only insofar as they are the product of this
imposition. This imposition may take various forms, and may relate to various
aspects of or elements in the deliberation process. In many cases
explicit exercise of will is confined to the finding of means to the
fulfillment of some already selected end. Such cases are relatively undramatic,
and are also well-handled in some of the philosophical litera-ture, as for
example by Aristotle in the carly chapters of Eth. Nic. If. But sometimes what
goes on is more dramatic, as when one needs to select an end from one's
established stock of ends, or when the stock or ends itself has to be in some
way altered, or (perhaps most dramatically) when an agent is faced with the
possibility of backsliding and following the lure of inclination rather than
the voice of reason or principle. Particularly in such cases as the last, what
takes place in action (paradigmatically) is essentially part of a transaction
between a person and a person; I, as a person, treat myself as a person and
communicate with myself as a person. The seemingly problematic character of the
kind of relation to myself which is evident in action has led some philosophers
to separate the participants in such dialogue, as Plato distinguished the
rational, appetitive, and spirited elements as distinct parts of the soul; and,
again, as Aristotle distinguished the rational parts, one which is rational in
the sense of being capable of listening to and following reason, and one which
is rational as having the capacity to give reasons and determine rational
behavior. But Aristotle hedged on this point, and it seems to me that we do not
want a divided self here. Our self-direction is the direction of a whole self
by a whole self. Our internal dialogue contains different sorts of
elements; we may counsel ourselves, as when my Oxford tutor, called on the telephone
by someone who was plainly a woman, said aloud, "Now keep your head,
Meiggs" We may impute responsibility to ourselves for actions or
situations, sometimes laudatorily, sometimes chidingly, sometimes in a neutral
tone. Primarily the language of our self-direction is forensic; the way in
which I impose my will on myself is by self-addressed commands. I lay down what
is required of me, by requiring it of myself; I am, so to speak, issuing edicts
to someone who in standard circumstances has no choice but to obey. I say
"in standard circumstances", which are those in which I have
authority over myself, and am responsible for myself. It seems to me arguable
that the conception of myself as directing myself is comprehensible only
against a background of situations in which I am in a position to direct
others. Analogues of relationships with others, which will entitle me to
direct others, have to hold in my relations with myself for me to have
authority over myself. Failure of trust in myself, for example, either because
I regard myself as incompetent to look after myself, or alternatively as
unwilling, because of self-hatred, so to do, will undermine this authority. So
self-love and self-concern would be indispensable foundations for
self-direction; only the assumption of these elements will enable me to justify
to myself the refusal to allow myself indulgences which, in my view, would be
bad for me. I may in conclusion remark that I do not see any prospect of
thinking of the story of internal dialogue, self-addressed commands, and
authority and commitment as being a picturesque representation of the kinds of
causal sequence of desires, beliefs, and intentions of which I think Davidson
would suppose agency to consist. The forensic language seems to get no
foothold. However, when we come to non-paradigmatic cases of action, the
situation is different. Provided that the cases of action in which will is
recognizably present are taken as paradigmatic, it is possible by a procedure
which I shall in a moment outline, to regard a multitude of performances in
which will is not recognizably present as having a license to be counted as
actions. H(2). ARE ACTIONS A SUBCLASS OF EVENTS? The foregoing
discussion of the essential character of action exerts, I hope, some force
towards loosening the grip of the idea that actions are to be thought of as a
special subclass of events (or happenstances), but I do not think that it
provides an argument which would settle whether or not this idea is correct,
its force seems to be to a considerable degree rhetorical. Such an
argument, however, seems at least at first sight to be available.
Consider Nero's activities when Rome burned. One of the things which he could
certainly be said to have done was to produce a sequence of bodily movements
which, given that he was wielding a bow and fiddle, resulted in the passing of
the bow across the strings of the fiddle and in a consequent flow of sounds.
But there were at least two further things which Nero could be said to have
done on this occasion: one is to have given a performance of the formidably
difficult Seneca Chaconne, and the other is to have displayed his contempt for
the people of Rome. Now it may be that we are free to regard the passage of the
bow across the strings and the sounds thereby generated, or even perhaps Nero's
production of these phenomena, as a sequence of events, but it does not look as
if we are free to identify these events either with Nero's performance or with
Nero's display of con-tempt, or to identify one of these last things with the
other. Nero's playing of the Chaconne was (for all we know) masterly and
profoundly sensitive, while his behavior vis-à-vis the people of Rome was
callous, squalid, and hideous in the extreme; these items are therefore
distinct from each other, and also distinct from the physical events involving
Nero's body, bow and fiddle, which can hardly be said to have been either
masterly and sensitive or callous, squalid, and hideous. I fear the
question at issue is not quite so easily settled, as the following response
perhaps demonstrates. First, the epithets ('masterly', 'sensitive",
'callous', 'hideous', etc.) which are, in the example given, applied to what
Nero did (however that may be variously described) are all resultant or supervenient,
and the features upon which they depend are the specific characteristics of
what Nero did, viewed as a fragment of conduct or as a performance. Second,
description of what Nero did may simultaneously fulfill two roles, a
referential role and a descriptive role. Such combinations are commonplace in
ordinary discourse. To say, for example, "Robert's mother would not
denounce him to the police" both refers to a particular lady, and at the
same time gives a description of her which explains or is otherwise relevant to
the presence or absence of the phenomenon mentioned in the predicate.
Similarly, specifications of Nero's activity as a fiddler or as a moral agent
may serve both to pick out that activity and to do so in a way which is
relevant to what is being said about it. Third, where we find occurrences in a
single sentence of more than one description fulfilling such a duality of
roles, there is in general nothing to prevent the plurality of descriptions
from being co-referential; "The composer of the San Francisco Sonata would
hardly have forgotten how it goes, and the winner of the Pacific Piano Prize
would hardly be unable to play the work" may involve a reference to a
single person, Joe Doakes. Finally, the evaluative epithets which are applied
to Nero's productions are not inconsistent with one another, and so might truly
attach to a single item; sensitivity (and so aesthetic beauty) may be combined
with moral hideousness. Nothing then prevents a single item, namely a certain
sequence of bodily movements, from being also a certain sort of performance and
a certain sort of conduct; nor from being, in each of these capacities (quâ
each of these things) differently describable. Such an item may be, quâ
performance sensitive and, quâ conduct, hideous; qua bodily movement, however,
it is neither of these. It is in such a fashion that the example should be
interpreted. I can, however, think of a line of argument that might be
invoked, with possibly better prospects of success, to establish the
non-identity of actions with events, in particular with bodily movements. This
argument begins with the suggestion that if we wish to identify the central, or
essential, character of some kind of item, we should attend to the question why
we are interested in items of that sort, and in particular what kind of theory
or system we envisage items of that sort as belonging to, and what purpose we
consider such a theory or system to serve. In the case of actions, a plausible
answer seems to lie in the idea that we are concerned with particular
(individual) actions as being crucial to a no doubt complex array of procedures
for evaluating people as agents— attention to human actions is the product of a
concern to determine in a systematic way what people (including myself are like
on the basis of what they do. The notion of action, therefore, will be what is
required for actions to provide within the framework of a theory of conduct, a
basis for the assessment of the agents to whom they are imputable. But for that
purpose the all-important elements are the presence of will directed towards
the realization of a state of affairs specially associated with the action,
accompanied perhaps by belief or conviction that that state of affairs has
been, or is being realized; whether the realization is actually forthcoming
seems to be, in comparison, relatively unimportant as far as moral assessment
is concerned, though it may be of greater consequence in other related forms of
assessment, such as legal assessment. As Kant wrote in the Grundlegung, *Even
if it should happen that owing to the special disfavour of fortune, or the
niggardly provision of a step-motherly nature, this will should wholly lack
power to accomplish its purpose, if in its greatest efforts it should yet
achieve noth-ing, and there should remain only the good will (not, to be sure,
a mere wish, but the summoning of all means in our power), then, like a jewel,
it would still shine by its own light, as a thing which has its whole value in
itself" ", (Abbott edition, p. 11). And, no doubt mutatis
mutandis something comparable could be said about the bad will. If
then, the theoretical interest of actions is detached from the execution or
achievement of actual events, it will be reasonable to determine the conception
of action in such a way that performing an action is distinct from, and does
not require, the actuality of the events or states of affairs which an agent
wills or believes himself to have realized; in which case particular actions
will be distinct from and will not require, bodily movements or
event-sequences. Indeed we should regard the determination of the
categorial features of action as belonging to where Kant would have placed it;
belonging, that is, not to the Philosophy of Language but to the Metaphysics of
Morals. It is not clear to me that this mode of conception of action is
accommodated by Davidson's treatment of action. H(3). THE POSSIBILITY OF
A COHERENTLY FORMULATED DISTINCTION BETWEEN ACTIONS AND EVENTS
Rather than pursue the question whether such arguments as the one which I have
just outlined are successful in establishing the distinctness of actions from
events, I shall attend, instead, to the question whether one who accepts this
distinctness has a fully coherent story to tell. I shall consider this topic in
a series of stages: (a) If we are to commit ourselves to the idea of
distinguishing actions from events, I think that we should state more precisely
than has so far been done just what it is to which we are referring when we
speak of actions. One possibility is that we should be talking about
action-types, or (as 1 should say) agenda (*things to do"); it will be
agenda which, in deliber-ation, we consider adopting, and one or more which,
when a decision comes, we actually do adopt. It is conceivable, though not
perhaps man-datory, that we license the possibility that different persons may
deliberate upon, and in this end adopt, one and the same agendum (e.g., to vote
for the re-election of the President, or to compete in the Indianapolis 500).
But there are two further possibilities, both of which might justifiably be
regarded as particular actions (actions-instances) incapable of being shared by
more than one agent. One of these would be examples of the adoption, by a
particular person on a particular occasion, of an agendum, whether or not such
adoption is completed, or realized, in the realm of events; such
action-instances might be called "open" action-instances. The other
possible kind of action-instance would be completed action-instances, where
realization in the realm of events is demanded. In neither case, however, will
it be legitimate to regard the action-instance as identical with an event
(hap-penstance) which realizes it. (b) A further extremely important
possibility is visible when we turn our attention to what 1 am treating as
non-paradigmatic cases of action. These cases involve the very large class of
action-surrogates, which are bodily movements or (alternatively) the making by
us of bodily movements, such items being properly deemed to be, or countable
as, actions even though (strictly speaking) they are not, at least if they are
bodily movements, actions at all. (I shall revert in a moment to the question
whether such items are movements, or are makings of movements.) I presume that,
in designing the Universe or at least the living segment of it, the imaginary
Genitor would be governed by a principle of providing for the highest possible
degree of Economy of Effort; such a procedure would not only make his work more
elegant, but would be beneficial to the creatures under construction, on the
assumption that calculation and concentration of attention involve effort, and
that there are to be limitations on the quantity of effort of which a creature
is capable at any one time, with the result that the less the effort which is
expended, the greater the reserve which is available for emergencies. At least
three varieties of unreflective performance might be available in sufficiently
advanced creatures as substitutes for paradigmatic reflection and calculated
activity: (1) What were once natural (instinctual) performances which then
later came to be understood, the reasons for their presence having become
apparent and, perhaps, the performances themselves having been in consequence
modified. It is on this model that Aristotle, I think, interpreted the relation
between natural virtue and virtue proper. (2) Examples when certain forms of
behavior have become "Second Nature", without the knowledge on the
part of the exhibiting creature of the justification for that behavior. It was
in this kind of way that English Public Schools used to foster morality, by
beating the boys who broke the rules. (3) Examples in which the behavior which
has become Second Nature has become so after, and normally because, the
justification for such behavior is understood, and close attention to such
justification can in many cases be relaxed; habit will do what is needed.
Perhaps Aristotle's suggestion that we study Ethics in order to be good is
based on the idea that type (2) Second Nature, should be if possible replaced
by type (3) Second Nature, since only if the underlying justifications of
decent behavior are fully recognized by the agent can he earn full credit for
the behavior in question. Items which are action-surrogates no doubt owe their
status to the fact, or presumed fact, that should an agent encounter
difficulties or complications a further reflection machincry may be usually
counted on to be called into operation; indeed part of treating people as responsible
persons consists in presuming this to be the case; and unless an agent is
thought to be under special stress, or to be temporarily or permanently
mentally infirm, a failure of this recall to occur tends to be treated as a
case of unconscious bad motivation. It is, I hope, also clear that though
movements or movement-makings may be properly counted as, or deemed to be,
actions of a certain sort, they are not, strictly speaking and in fact, actions
of that sort. A certain Oxford college was once embarrassed by a situation in
which its newly elected Provost wished to house in his lodgings his old and
dearly beloved dog, but in the way of this natural step stood a College statute
forbidding the keeping of dogs within the College. The Governing Body ingeniously
solved this problem by passing a resolution deeming the Provost's dog a cat. It
could only be deemed a cat if it were in fact not a cat. So with actions and
action-surrogates. (c) If an agent does an action, either
paradigmatically or via an action surrogate, what he does is something of which
he is the cause; that this is so lies at the heart of the concept of agency.
But we need to exercise care in the interpretation of the word 'cause'. We need
to get away from the kind of employment of the word 'cause' which has become,
these days, virtually de rigueur in philosophy [viz., one exemplifying an
event-relating, mechanistic, Hume-like conception] into a direction which might
well have been congenial to Aristotle. Actions which we perform have ends, which
may or may not involve further ends, and which, as Aristotle was aware, may be
the expected results or outcomes of actions of which they are the ends, or,
again, may themselves be actions, either the same as or different from those
whose ends they are. When someone has a preferential concern for some end which
would be served by a given agendum, he has cause to perform, or realize, that
agendum; and if the agendum is performed by him because he has cause to perform
it, then the action is something of which he is the cause, and is explained
(though non-predictively explained) by the fact that he had cause to perform
it. States which have as their 'intentional' objects propositional
contents, or states of affairs more or less closely related to propositional
contents, may be divided into (i) those which are factive (those like
knowledge, whose instantiation requires the truth, or actuality, of their
intentional objects), (ii) those which are counterfactive, like being under the
delusion that, which requires the falsity, or non-actual-ity, of their
intentional objects, and (iti) those, like belief and hope, where instantiation
of the state leaves it an open question whether the intentional object is true
or actual, or not. Hume-type causation is factive, having cause to is
non-factive, and being the cause of one's own action is factive, but factive in
a special way which is divorced from full predictability. We might then say
that the uses of 'cause' which are most germane to action are either
non-factive ('cause to') or only in a special non-predictive way factive (like
'x was the cause of x's A-ing'). We might also say that, in our preferred mode
of conception, actions (like giving Jones a job) are non-factive, in that the
performance of this action does not guarantee that Jones actually gets a job.
We might also say that, when a particular sequence of movements issues from, or
flows from (in a typically unreflective way), an action which an agent has
performed, and so realizes that action, the agent has caused,, or is the cause,
of, the movements in question. (The numerical subscript will shortly be
explained.) There may indeed be more than one kind of factivity. The kind
of factivity which 1 have been discussing might be renamed 'inflexible factivity';
if state s is inflexibly factive, every instantiation of it will require the
truth or actuality of , its intentional-object. But there may be states which
though not inflexibly factive, are flexibly factive, that is to say, states
whose instantiation on any occasion require the general, or normal, or standard
truth or actuality of intentional objects of states of that'sort; in such
cases, though, truth or actuality of an intentional object of an individual
instantiated state is not guaranteed; it may be presumed as something which
should be there in the absence of known interference-factors. It is likely, I
think, that the items with which we are here specially concerned, like actions
and causes (to), though not inflexibly factive are flexibly factive; actions with
individual non-realization are possible only against a background of general
realization. If this were not so, the 'automatic' bodily realizations which
typically supervene upon adopted agenda might not be forthcoming, to the ruin
of the concept of action. (d) I have not yet addressed question whether
the items which provide the final realization of actions, and so on occasion
function as action-surrogates, are to be supposed to be bodily movements (or
sequences thereof) or, alternatively, the makings of such bodily movements
(items which we might call 'geometrical' as distinct from 'vulgar' actions). It
is my view that this will turn out not to be a question of the highest
importance. As we have noted, the sequences of movements involved in the
realizations of vulgarly specified actions tend, on the vast majority of
occasions other than those in which an agent is learning how to perform some
vulgar action, to appear 'automatically' and unreflectively, without attention
to the geometric pattern of the movements being made; indeed the acquisition of
such unreflective capacities lies at the core of learning how to live in the
world. On such occasions, therefore, geometrical actions would be performed
through their own action-surrogates, namely the associated bodily movements.
This fact has an important bearing on the classical problem of distinguishing
or refusing to distinguish my raising my arm from my arm's going up. Various
philosophers have looked for the presence, in my raising my arm, of a distinct
occurrence, or at least of a distinct observable and introspectable element or
feature; and in the case of Prichard this idea formed part of his reason for
identifying action with willing. But an example shows this idea to be
misguided. A gymnastic instructor is drilling a squad, and gives the order
"Raise your right arm"; all the right arms are dutifully elevated. He
then says "How many of you actually raised your right arm, and for how
many of you was it simply the case that your arm went up?" The oddity of
this question indicates that raising the right arm involves no distinguishing
observable or introspectible element; all the squad-members were (so to speak)
in the same boat, and they all, in fact, raised their arms. What, then, is special
about raising one's arm or about making any bodily move-ment? The answer is, I
think, that the movement is caused by the agent in the sense that its
occurrence is monitored by him; he is aware of what takes place and should
something go wrong or should some difficulty arise, he is ready to intervene in
order to correct the situation. He sees to it that the appropriate moment is
forthcoming. We have then a further interpretation of 'cause'
('cause", 2), namely that of their being monitored by us, in which
we are the cause, of the movement which we make. (e) It is, finally,
essential to give proper attention to the place occupied by the notion of
Freedom in any satisfactory account of action. The features noted by Davidson
as characteristic of agency, namely activity and purpose (or intention) are
perhaps best viewed as elements in a step-by-step development of the concept of
freedom. We can distinguish such succession of stages as the following: (1)
External, or 'transeunt", causation in inanimate objects, when an object is
affected by processes in other objects, (2) Inter-nal, or 'immanent, causation
in inanimate objects, where a process in an object is the outcome of previous
stages in that process, as in a 'freely moving' body, (3) Internal causation in
living things, in which changes are generated in a creature by internal
features of the creature which are not earlier stages of the same change, but
independent items like beliefs, desires, and emotions, the function (or
finality) of which is, in general, to provide for the good of the creature in
question, (4) A culminating stage at which the conception in a certain mode by
a human creature of something as being for that creature's good is sufficient
to initiate in the creature the doing of that thing. At this stage, it is (or
at least appears to be) the case that the creature is liberated not merely from
external causes, but from all factive causes, being governed instead by
reasons, or non-factive causes. It is at this stage that rational activity and
intentions appear on the scene. Attention to the idea of freedom will also call
for formidably difficult yet indispensable undertakings, such as the search for
rational justification for the adoption or abandonment of ultimate ends;
whatever the difficulties involved in such enterprises, if they are not
fulfilled, our freedom threatens to dissolve into compulsion or chance.
It may be worthwhile to present the issues involved here in a slightly more
detailed way, and in doing so to relate them to the question of the adequacy of
a "desire/belief" characterization of action, to which many
philosophers (including Davidson) are sympathetic. Two initially distinct lines
of argument seem to me to be discernible; they may in the end coa-lesce, but
perhaps they should initially be kept separate. Line (A) runs roughly as
follows: Action (full human action)
calls for freedom in a specially 'strong' sense of 'freedom'. At least at first sight, the
offerings of the desire/belief analysis of action are insufficient to provide
for 'strong' freedom; the most they can give us is a notion of freedom which
consists in the determination of my actions by their recognized conduciveness
to my own ends, rather than by an imposed conduciveness to the ends of others
(com-pulsion), or by the operation of undirected natural necessity. 'Strong'
freedom would ensure that some actions may be represented as directed to ends
which are not merely mine, but which are also freely adopted or pursued by me.
(3) Any attempt to remedy this situation by resorting to the introduction of
chance or causal indetermination will only infuriate the scientist without
aiding the moral philosopher. (4) The precise nature of 'strong' freedom
remains to be determined; but it might perhaps turn out to consist in, or at
least to involve the idea of action as the outcome of a certain kind of
'strong' valuation, which would include the rational selection of ultimate ends
and would, therefore, be beyond the reach of the desire/belief analysis of
action. Line (B) proceeds thus: (1) Action (full human action)
calls for the presence, in at least some cases, of reasons, and these in turn
require that the actions for which they account should be the outcome of
'strong' rational valuation which, in the case of ends, will not be restricted
to valuation by reference to some ulterior end. (2) This last demand the
desire/belief theory is unable to meet, since the ends which it deploys are
treated as pre-given ends of the agent. This feature is not eliminable
within the theory, since the account of rationality offered by the theory
depends on its presence. Taken together, lines (A) and (B) suggest first
that action requires both strong freedom and strong valuation, second that the
desire/belief theory is in no position to provide either member of this pair,
and third that each member of the pair involves the other. A possible
attempt to reduce the desire/belief theory from such attacks should be briefly
mentioned, which might take approximately the following form. In the case of ultimate ends,
justification should be thought of as lying (directly, at least) in some
outcome not of their fulfillment but rather of their presence as ends. My having such-and-such an end,
or such-and-such a combination of ends, would be justified by showing that my
having this end, or combination of ends, will exhibit some desirable feature or
features (for example, in the case of a combination of ends, that the
combination is one which, unlike some combinations, would be harmonious). This will put the desire/belief
theory back in business at a higher level, since the suggestions would involve
an appeal, in the justification of ends, to higher-order ends which would be
realized by having first-order ends, or lower-order ends of a certain sort. Such
valuation of lower-order ends would lie within reach of the desire/ belief
theory. Whether such an attempt to defend the desire/belief theory would in the
end prove successful i shall not here attempt to determine. I shall confinc
myself to observing that the road is by no means yet clear; for seemingly the
higher-order ends involved in the defense would themselves stand in need of
justification, and the regress thus started might well turn out to be
vicious. So, attention to the idea of freedom may lead us to the need to
resolve or dissolve the most important unsolved problem in philosophy, namely
how we can be at one and the same time members both of the phenomenal and of
the noumenal world; or, to put the issue less cryptically, to settle the internal
conflict between one part of our rational nature, the scientific part which
calls (or seems to call) for the universal reign of deterministic law, and that
other part which insists that not merely moral responsibility but every varicty
of rational belief demands exemption from just such a reign. We are to enquire what metaphysics is, what
distinguishes metaphysics from the rest of philosophy. It seems likely that the
question is one which it is particularly difficult to answer neutrally,
dispassionately. Many people think that the essential task of philosophers is
to provide metaphysical doctrines; some even say that this is the only
justification for the existence of philosophers. But many people, including many philosophers, think that all metaphysical doctrines are
spurious; some have even called them meaningless. Metaphysics has a unique
power to attract or repel, to encourage an uncritical enthusiasm on the one
hand, an impatient condemnation on the other.
All the more reason for giving,
if possible, a neutral and dispassionate account. The name of the subject is the name given to
a treatise by Aristotle. And Aristotle described the subject of his treatise as
the science of Being as such, a supremely general study of existence or
reality, distinct from any of the
special sciences and more fundamental than they. He argued that there must be
such a science; since each of the special sciences, besides having its own
peculiar subject matter, made use in common with all the others of certain
quite general notions, such as those of identity and difference, unity and plurality. Such common notions as
these would provide the topics of the general science of being, while various
different kinds of existence or reality, each with its own peculiar features
provided the subject matter of the more departmental studies. The conception of metaphysics as a supremely
general study which is somehow presupposed by the special sciences, is a fairly
enduring one. We find it, for example, though with variations, in Descartes,
Leibniz and Kant. But some metaphysicians could have agreed with Aristotle
about the comprehensive and general and ultimate nature of their subject
without sharing Kant's or Descartes' concern with the foundations of science.
Bradley is an example. He says: 'We may
agree, perhaps, to understand by metaphysics an attempt to know reality as
against mere appearance, or the study of first principles or ultimate truths,
or again the effort to comprehend the universe, not simply piecemeal or by
fragments, but somehow as a whole'. This agrees with Aristotle in contrasting
metaphysics with departmental or, as Bradley would say, fragmentary studies.
The 'attempt to know reality' sounds
something like 'the study of being as such'. And both would agree on the task
of discovering 'first principles'. But Bradley would have ridiculed the idea
that he was concerned to get at the presuppositions or foundations of
science. Some contemporary accounts of
metaphysics sound, on the face of it at least, very different from either of
these. Consider, for example, John Wisdom's description of a metaphysical
statement. He says that a metaphysical proposition is, characteristically, a
sort of illuminating falsehood, a pointed paradox,which uses language in a
disturbing and even shocking way in order to make us aware of hidden
differences and resemblances in things - differences and resemblances hidden by
our ordinary ways of talk-ing. Of course Wisdom does not claim this to be a
complete characterisation, nor perhaps a literally correct one. Perhaps it
should itself be seen as an illuminating paradox. In any case, its relation to
Aristotle's, or Bradley's, account of the matter is not obvious. But perhaps
a relation can be established.
Certainly not all metaphysical statements are paradoxes serving to call
attention to usually unnoticed differences and resemblances. For many
metaphysical statements are so obscure that it takes long training before their
meaning can be grasped, whereas a paradox must operate with familiar con-cepts;
for the essence of a paradox is that it administers a shock, and you cannot
shock people when they are standing on such unfamiliar ground that they have no
particular expectations. Nevertheless there is a connection between metaphysics
and Wisdom's kind of paradox. Suppose we consider the paradox that everyone is
really always alone. Considered by itself, it is no more than an epigram —
rather a flat one — about the human condition. It might be said, at least, to
minimise the differences between being by oneself and being with other people.
But now consider it, not simply by itself, but surrounded and supported by a
certain kind of argument: by argument to the effect that what passes for
knowledge of each other's mental processes is, at best, unverifiable
conjecture, since themind and the body are totally distinct things, and the
working of the mind is always withdrawn behind the screen of its bodily
manifestations. When the solitude-affirming paradox is seen in the context of a
general theory about minds and bodies and the possibilities and limits of
knowledge, when it is seen as embodying such a theory, then indeed it is
clearly a metaphysical statement. But the fact that the statement is most
clearly seen as metaphysical in such a setting does not mean that there is no
metaphysics at all in it when it is deprived of the setting. 'Everyone is really alone' invites us to
change, for a moment at least and in one respect, our ordinary way of looking
at things, and hints that the changed view we get is the truer, the profounder,
view. And part of Bradley's characterization of metaphysics - 'the attempt to know reality as against mere
appear-ance' — seems to herald a general invitation to a general change of
view, which will also be a change to a profounder view. We may surmise,
perhaps, that the attempt to secure that comprehensiveness, which both
Aristotle and Bradley find characteristic of their enquiry, leads often enough
to those shifts of view, expressible in paradox, which Wisdom finds
characteristically metaphysical. But
what exactly is the meaning of the requirement that metaphysics should yield a
comprehensive system of reality? A theory about the nature of reality might be
held to be comprehensive in so far as there were no elements of reality to
which the theory did not apply; and might be held to be systematic if the
propositions comprised in the theory were interdependent; that is to say, if
the proposi-tions of the theory were not divided into a number of independent
groups. An extreme case of something systematic in the required sense would be
a deductive system in which from a limited number of axioms one could derive,
as logical consequences, the remaining propositions of the theory; and it is
notable that some seventeenth-century rationalist metaphysicians thought of
metaphysics as constituting a deductive system. It might be objected that if we
are to understand in this way the idea of a comprehensive and systematic
account of reality, then science as a whole, or even some particular science,
would qualify as metaphysics; for example, physics, which is certainly
systematic enough, might be said to deal with the whole of reality. But this
objection has little force. For though physics might be said to be
concerned with the whole of reality, it could not be said to be concerned with
every aspect or feature of reality. Physical laws may govern, for example, part
of the behaviour of living bodies; but if we wish to know about the way
organisms develop, we have to go, not to the physicist, but to the biologist.
So we can still regard physics as insufficiently comprehensive to qualify as
meta-physics. And though science as a whole might be thought to be
comprehensive, in that every aspect of reality falls under some particular
science or other, nevertheless particular sciences are too independent of one
another for science as a whole to count as a single system. Nevertheless a difficulty remains in drawing
a dis- tinction between metaphysics and
science. It is perhaps not inconceivable that the sciences
mightadvance to a point at which it would be possible to recast the whole of
science as a single system. For example, after enormous strides within biology
itself, it might perhaps become possible to reinterpret the basic concepts of
biology in terms of the concepts of physics, and so represent biological
phenomena as obeying laws which were only special cases of physical laws. What
is here envisaged is, roughly speaking, a very large-scale version of the
unification effected by the Kinetic Theory of Gases, which brought certain
seemingly independent laws concerning gases within a single wider system, by
exhibiting them as special cases of dynamical laws. This result was achieved,
roughly, by thinking of gases as being composed of particles, and redefining,
in terms of the properties of the particles, certain concepts involved in the
laws about gases. Such a unification and systematization of the whole of
science is of course, at present, the wildest of dreams, and may even be
logically im-possible, though it has not been shown to be so. But suppose it were to occur; one would still
surely refuse to call the resulting systematized science, or even the most
general part of it, a metaphysical system.
This refusal would not be the result of mere pre-judice. Just because
the universal systematized science was science, it would not be
metaphysics. For even the most general
and basic laws it contained would ultimately depend for their acceptability
upon the results of observation and experiment in a way which is quite
uncharacteristic of the principles of a metaphysical system. The methods of
science, the tests for acceptability of scientific laws, remain quitedifferent
from the methods of metaphysics and the test for acceptability of metaphysical
principles. So we have here a further question. For even though it is true that
the most general laws or axioms of a unified science would not count as
metaphysics, it is also true that many metaphysicians have thought it at least
a part of their task to lay, or to lay bare, the foundations of science. We
must ask, then, how we are to conceive, or how they conceived, of the relations
between the metaphysical foundations and scientific superstructure. That relation, it is clear, is not to be understood simply as the
relation of the most general to less general laws of nature. Many metaphysicians did not explicitly ask
themselves this question, nor is it clear what answer they would have given if
they had. But there are ex-ceptions. One of them is Kant. He thought there were
certain principles which had a quite special place in knowledge, in that they
stated the conditions under which alone scientific knowledge of nature,
considered as a spatio-temporal system, was possible. These principles were not themselves a part
of science. Rather, they embodied the
conditions of the possibility of science, and of ordinary everyday knowledge
too, for that matter. It was an important part of the metaphysician's task to
discover what fundamental ideas these principles involved, and what the
principles themselves were; and also to prove that they had this peculiar
character. For this was the only kind of proof of which they were sus-ceptible.
Whatever the shortcomings of Kant's doc-trine, it at least gives a clear
meaning to saying that metaphysics is concerned with the presuppositionsof
science, and not merely its most general part.
Yet the shortcomings were important. Kant's fundamental principles
varied greatly in character ; and very few would now agree that they embodied
general presuppositions of the possibility of scientific knowledge. And most
would now be very sceptical of the possibility of establishing any rival set of
principles with just this status. A more acceptable notion might be that of a
body of ideas or principles which were, in something like Kant's sense, the
pre-suppositions, not of scientific knowledge in general, but of a particular
kind of scientific enquiry, or of the science of a particular time. And this
was in fact Collingwood's idea of the nature of meta-physics: the metaphysician
exposed the presuppositions of the science of a particular epoch. Only we need
not, like Collingwood, think of the metaphysician just as an archaeologist of
thought. He might also be, as he has often intended to be and sometimes has
been, a revolutionary, fostering new directions in scientific discovery rather
than uncovering the foundations of scientific remains. This line of thought about metaphysics is not
peculiar to a relatively traditional thinker like Col-lingwood. There is at
least some analogy between his views and those, for example, of Carnap, who was
once a member of the philosophically radical Vienna Circle. Carnap draws a
sharp distinction between questions which arise within a given system of
concepts, or framework of ideas, and questions which are sometimes raised about
that framework or system. Questions of the first sort belong to the field of
some science or of everyday life, and areanswered by the methods appropriate to
those fields. Questions of the latter
sort have traditionally appeared in metaphysics in the misleading form of
questions about the reality or existence of some very general class of entities
corresponding to the fundamental ideas of the system of concepts in question. Thus philosophers have asked whether there
really existed such things as numbers, whether the space-time points of physics
were real, and so on. But such questions can be significantly understood only
as raising the practical issue of whether or not to embrace and use a given conceptual
scheme or framework of ideas. To answer affirmatively, according to Carnap, is
simply to adopt such a framework for use, and hence to give shape or direction
to a whole field of enquiry. Carnap's
view of the matter might seem to make it mysterious that there should be such
things as metaphysical assertions, as opposed to metaphysical decisions. The
mystery could be solved in principle by regarding metaphysicians as engaged in
a kind of propaganda on behalf of some conceptual scheme, the acceptance of
which is obscurely felt to be a presupposition of the development of science in
a particular direction. Like all forms of propaganda, conceptual or
metaphysical propaganda is liable to involve distortion and exaggeration. As
Carnap's remarks suggest, one form which conceptual advocacy is liable to take
is the entering of a strong claim for the status of reality on behalf of some
general class of entities, together with a disposition to deny this status to
other, less favoured things. At
least from Aristotle's time till the end
of the eighteenthcentury, the traditional honorific title for things declared
to be real, or ultimately real, was that of substance. So we constantly find
the entities favoured in any particular metaphysical system being accorded the
rank of substances, while everything else is given some inferior, dependent
status, or is even declared to be merely appearance. The types of entity
favoured in this way have varied enormously. For Berkeley, it was minds or
spirits; for Leibniz, some curious mind-like centres of conscious or
unconscious experience. Hume was inclined to scoff at the whole notion; but in
so far as anything deserved the title, he thought it was individual
sense-impressions and images. For
Spinoza, on the other hand, it was nothing less than everything: the single
comprehensive system of reality, which he called God or Nature. But the best example for the immediate
purpose is provided by Descartes. He, unlike Berkeley and Hume, was a very
scientifically-minded philosopher, with very clear ideas about the proper
direction for science. He seems to have thought that mathe-matics, and in
particular geometry, provided the model for scientific procedure. And this
determined his thinking in two ways. First, he thought that the fundamental
method in science was the deductive method of geometry, and this he conceived
of as rigorous reasoning from self-evident axioms. Second, he thought that the
subject-matter of all the physical sciences, from mechanics to medicine, must
be fundamentally the same as the subject-matter of geometry. The only
characteristics that the objects studied by geometry possessed were spatial
char-acteristics. So from the point of view of science in general, the only
important features of things in the physical world were also their spatial
characteristics. Physical science in
general was a kind of dynamic geometry. Here we have an exclusive preference
for a certain type of scientific method, and a certain type of scientific
explanation: the method is de-ductive, the type of explanation mechanical.
These beliefs about the right way to do science are exactly reflected in
Descartes' ontology, in his doctrine, that is, about what really exists. Apart from God, the divine substance, he recognized just two
kinds of substance, two types of real entity. First, there was material
substance, or matter; and the belief that the only scientifically important
characteristics of things in the physical world were their spatial
characteristics goes over, in the language of metaphysics, into the doctrine
that these are their only real char-acteristics. Second, Descartes recognized minds, or mental substances, of which the essential
characteristic was thinking; and thinking itself, in its pure form at least,
was conceived of as simply the intuitive grasping of self-evident axioms and
their deductive con-sequences. These restrictive doctrines about reality and
knowledge naturally called for adjustments elsewhere in our ordinary scheme of
things. With the help of the divine substance, these were duly provided. It is not always obvious that the
metaphysician's scheme involves this kind of ontological preference, this
tendency, that is, to promote one or two categories of entity to the rank of
the real, or of the ultimately real, to the exclusion of others. Kant,as much
concerned as Descartes with the foundations of science, seems, in a sense, to
show no such prefer-ence. He seems prepared to accord reality to all the
general types of phenomena which we encounter in experience or, rather, to draw
the distinction between the illusory and the real, as we normally do, within
these types and not between them. Yet it is only a relative reality or, as he
said, an empirical reality, that he was willing to grant in this liberal way to
all the general classes of things we encounter.
For the whole world of nature, studied by science, was declared by him
to be ultimately only appear-ance, in contrast with the transcendent and
unknowable reality which lay behind it. So, in sense, he downgraded the whole
of what we know in favour of what we do not and cannot know. But this
thoroughgoing contrast between appearance and reality was perhaps of less
importance to him in connection with science than in connection with morality.
The transcendent reality was of interest to us, not as scientific enquirers,
but as moral beings, not as creatures faced with problems of knowledge, but as
creatures faced with problems of conduct.
Kant was a very ambitious metaphysician, who sought to secure, at one
stroke, the foundations of science and the foundations of morality. The last point is of importance. Though a con-
cern with the foundations of science is, or has been, one impetus to the
construction of metaphysical systems, it is only one among others. Concern with
morality, with the right way to behave, has been scarcely less important. And
other disciplines have contributed to the metaphysical drive. In thenineteenth
century, for example, when history came of age and began to preoccupy
philosophers as science had done in the seventeenth century, metaphysical
systems started to grow out of historical studies. Thus the historically minded metaphysician
searches for the true nature of historical explanation and con-cludes, perhaps,
that the key concept is that of a certain mode of development of human
institutions. Suppose he then extends
this theory beyond the confines of history, maintaining that this same
con-cept, which is, in a certain sense, a concept of mental development,
provides the only true explanation of the whole universe. The result is a comprehensive system something like Hegel's. Hegel honoured
one type of historical explanation by making it the foundation of his system;
and it was this system that Marx turned upside down, making the whole process
of development material instead of mental.
Systems like those of Marx and Hegel had, and were intended to have,
implications regarding human behaviour.
But concern with moral and
emotional, even with aesthetic, requirements may take many different forms. It may take the
form of a desire to provide some transcendental authority, some more than human
backing, for a particular morality: moral conclusions about how we
ought to behave are to follow from metaphysical premises about the nature of
reality. It may take the more general form of a wish to supply transcendental
backing for morality in general. Or it may take the form of a wish to
demonstrate that there is some surpassing and unobvious excellence about the
nature of things, an ultimate satisfactoriness in the universe. Spinozaprovides
another example of the first of these. He claims to demonstrate, from the
nature of reality, that the supreme satisfaction is also the supreme virtue,
and that both consist of what he calls the intellectual love of God: which
seems to mean, for him, a kind of acquiescent and admiring understanding of the
workings of Nature. Kant is the supreme example of the second. The whole world
of nature, including our ordinary human selves — the whole province of
scientific knowledge, in fact — is declared to be mere appearance, in contrast
with the world of transcendent reality, the world of things in themselves.
Reality is set behind a curtain impenetrable to scientific enquiry, a removal
which both guarantees its security and heightens its prestige. But communications are not wholly severed.
From behind the curtain Reality speaks — giving us, indeed, not
information, but commands, moral imperatives. In some admittedly
unintelligible way, Reality is within us, as rational beings; and, with
unquestionable authority, it lays down the general form of the moral law which
we ought, as ordinary human beings, to obey. Finally, Leibniz, who unites so
many intellectual concerns in a brilliant, if pre-carious, harmony, provides a
good example of the third form which this element in metaphysics may take. The
celebrated optimism — 'Everything is for the best in the best of all possible
worlds' — is not, in the context of his system, at all as absurd as Voltaire
made out. We may find it unsympathetic, which is another matter; for Leibniz's
criteria of the highest excellence were peculiarly his own. He thought he could
demonstrate that reality mustexhibit a peculiarly satisfying combination of the
maximum possible diversity and richness of pheno-mena, together with the
greatest possible simplicity of natural laws. Sometimes the demonstration
appears to be theological, sometimes purely logical. In any case it was this
combination of richness and elegance which he found so admirable - worth, no doubt,
a Lisbon earthquake or a Turkish war. It seems a taste that we might find
unsympathetic, but could scarcely find ridiculous. It is time, however, to enter a caveat. It would
be misleading to suggest that the sources of metaphysics are always of
the kinds we have so far described — such as the wish to get morality
trans-cendentally underwritten, or the desire to give science the right
direction, or the urge to show that some departmental study holds the key to
the universe at large. Metaphysics may have a humbler origin. It often enough
happens that philosophers, reflecting upon a particular matter, find
themselves, or seem to find themselves, in a certain kind of quandary. We can best illustrate this by
considering in a little detail one particular quandary of this kind. We select the problem of our knowledge of the
material world, a problem — or apparent problem — which has long occupied the
attention of philo-sophers. On the one hand, in their unphilosophical moments,
they (like all the rest of us) have no hesitation in sometimes claiming to know
on the evidence of the senses that this or that material object exists or is of
such and such a character; they do, in practice, seem to have no difficulty (in
many cases) in distinguishing between situations in whichit is in order to
claim to know, for example, that the milk is on the doorstep and situations in
which such a claim would not be in order.
Naturally, there- fore, they have
a strong antipathy to any suggestion that all such claims to knowledge should
be rejected as false. Nevertheless, on reflection, they find themselves faced
with philosophical considerations which seem to force them into just such a
rejection. For (the argument runs) if we are to have perceptual knowledge of
the material world, this knowledge must be based on the appearances which
material things present to us, on our sense-impressions. But it is clear that
our sense-impressions may be deceptive or even hallucinatory; the fact that it
looks to me as if there were milk bottles on the doorstep does not guarantee
that there really are milk bottles on the doorstep, or even that there is in
fact anything on the doorstep. If we try to remove this doubt in a given case
by further observation, all we are doing is providing ourselves with further
sense-impressions, each of which is open to the same suspicion of
deceptive-ness as the sense-impressions with which we started ; so we are no
better off. Indeed (the argument may continue) so far from providing us with
certain knowledge about the material world, our sense-impressions cannot even
be justifiably regarded as more or less reliable clues to, or indications of,
the character of the material world. For they could only properly function as
clues if we could correlate particular kinds of sense-impression with
particular kinds of material object, and to do this we should have to possess
some kind of direct access to material objects, and not merely indirect access
via sense-impressions.This direct access we do not have. This is an example of
the kind of philosophical consideration which seems to lead to the conclusion
that all claims to knowledge of the material world must be rejected. The result is a quandary of just the kind we
are seeking to illustrate: that is to say, a conflict between a reluctance to
discard some range of propositions with which in everyday life everyone is
perfectly satisfied, and the pressure of a philosophical argument which
seemingly leaves no alternative but to reject the propositions in question. The
propositions in jeopardy often (though not always) state that we have knowledge
of this or that kind, in which case the philosophical arguments which undermine
them do so by setting up a barrier between appearance and reality, or between
the evidence and that for which it is (supposedly) evidence. Now, when is the response to such a quandary
a metaphysical response? One kind of response, which would be generally
admitted to be metaphysical is what one might call the Transcendentalist
response. To respond in this way to the
quandary about the material world, for example, would be to maintain that
material objects may be known to exist, even though not observable, and to
explain the possibility of such knowledge by invoking some transcendental
hypothesis, some principle which is supposed to be acceptable independently of
experi-ence. For example, one might invoke the principle that God is not a
deceiver, or that appearances must have causes; and then, by invoking the
further principle that there must be some resemblance between cause and effect
(and so between realityand appearance) one might guarantee some knowledge of
the character, as well as of the existence, of material objects. In general, it
is characteristic of the Transcendentalist to admit both unobservable entities
and principles which are not empirically testable; by this means he may hope to
reinstate, at least in part, the propositions which he was in danger of having
to give up. A very different type of
response to the problem was Hume's. Put very baldly, his view was that all our
everyday statements about material objects incorporate mistakes in a systematic
way, and so none of them can, as they stand, be rationally accepted ; hence, of
course, claims to know them to be true must be false or absurd. He adds,
however, that we are so constituted as human beings that we are incapable of
ceasing to make and accept such statements in our everyday life, even though in
our reflective moments we may see the error of our ways. We might perhaps confer the label of rejector'
upon one who, when it is asked how we are to preserve a particular range of
everyday assertions from destruction by philosophical argument, replies that
such preservation is not rationally possible. The rejector's response is not
less metaphysical than the Tran-scendentalist's. A more recently fashionable method of dealing
with our kind of quandary is the method of reduc-tion.* For instance, some
philosophers have tried to remove the barrier between sense-impressions and
material objects by maintaining that material objects are just collections or
families of sense-impressions; or to put the view in a more modern garb, they
havesuggested that sentences about material objects are translatable, in
principle at least, into complicated sentences about the sense-impressions that
people actually do have, or would have, in certain conditions. If so much is granted, it would be claimed,
there remains no difficulty in the idea that facts about sense impressions constitute
a legitimate evidential basis for statements about material objects; for to
conclude that since certain sorts of sense-impressions have been obtained in
certain sorts of conditions, therefore more or less similar
sense-impressions would be obtained in
more or less similar conditions, is not more objectionable in principle than to
argue (say) from the character of a sample to the character of the population
from which the sample is drawn. In general, the procedure of the reducer when
faced with a question of the type 'How can we legitimately claim to know about
Xs when our only direct information is about Ys' is to reply that the
difficulty disappears if we recognize that Xs are nothing over and above Ys,
that to talk about Xs is to talk in a concealed way about Ys. Whether we are to
count the reductive response as metaphysical or not depends on how seriously it
is pressed. If the 'reducer' maintains
that his proposed reduction, or something like it, must be accepted as the only
way of avoiding on the one hand the introduction of transcendental hypotheses,
and on the other hand wholesale rejection of a certain class of everyday
statements, then he, too, is to be counted as a metaphysician; but if he is
prepared to allow his proposed reduction to be treated purely on its merits,
and does not regard its acceptance as beingthe only satisfactory way of meeting
some threat to common sense, then he is not a metaphysician. But then, too, he
cannot be taking the quandary very seriously: he must be thinking of it as an
apparent quandary, the illusion of a quandary, which can be dispelled without
recourse to any of these drastic
measures. The question arises:
How is our characterization of these quandary-responses as metaphysical
connected with what we have previously had to say about metaphysics? In more
ways than one. In the first place, it is necessary, in order for the quandary
to arise at all, and to appear as something requiring drastic measures, that
some conceptual shift, some perhaps unnoticed change in our ordinary way of
looking at things, should already be occurring. That change of view, on which
Wisdom lays such em-phasis, is already taking place. Second, behind the,
quandary and the change of view, we may sometimes glimpse the working of one of
those preferences among the categories which we earlier mentioned. For example, it may be that Plato believed in
the supreme reality of those eternal changeless entities, the Forms, partly at
least because he wished to preserve the possibility of scientific knowledge and
yet was threatened with having to reject it; for philosophical reflection made
it appear that knowledge of perceptible things was impossible, since
perceptible things were constantly in process of change. In order, then, to
resolve his quandary, to find a subject-matter for scientific knowledge, Plato
was led to introduce, and to exalt, the Forms. But the idea that knowledge of
changeable things is im-possible, which gives rise to the quandary, may itself
arise from a preference: from the feeling that to be unchanging (and so permanent
and stable) is so much better than to be changing (and so fleeting and
insecure) that only knowledge of unchanging things is worthy of the name of
knowledge. We have spoken of some of the
springs, and of some of the characteristic features, of metaphysics. Our survey is summary and incomplete. It will
be supplemented by more detailed discussion of different aspects of the subject
in the essays that follow. But even from a summary survey, a general picture
emerges. The enterprise of metaphysics
emerges as, above all, an attempt to
re-order or to reorganize the set of ideas with which we think about the world;
assimilating to one another some things which we customarily distinguish,
distinguishing others which we normally assimilate; promoting some ideas to key
positions, downgrading or dismissing others. It is supremely a kind of
conceptual revision which the metaphysician undertakes, a re-drawing of the map
of thought — or parts of it — on a new plan. Of course such revisions are often
undertaken within particular departments of human thought, and are not then
metaphysical ventures. But the revision which the metaphysician undertakes,
although it may be undertaken in the interests — or supposed interests — of
science, or in the light of history, or for the sake of some moral belief, is
always of a different order from a merely departmental revision. For among the
concepts he manipulates are always some
— like those of knowledge, existence, identity,reality - which, as
Aristotle said, are common to all the departmental studies. Partly for this
reason, the metaphysical revision tends to comprehensiveness, tends to call for
readjustments everywhere. Not that it inevitably issues in a comprehensive
system, although it is never merely departmental. For though the notions to be
revised are general, and not departmental, notions, they need not all be
revised at once and to the limit. So we have those comparatively localized
disturbances, where, from the interplay of quandary and preference, there
emerges some minor metaphysical shift in the contours of thought. But the
metaphysician par excellence will not stop short at this. With more or less of
boldness, ingenuity and imagination, he re-draws the whole map. H. P. Grice I
am to enquire what metaphysics *is* — what distinguishes metaphysics from the
rest of philosophy. It seems likely
that that question is, as Heidegger well knew, one which it is particularly
difficult to answer neutrally, or dispassionately. Not a few philosophers, at Oxford even,
think that the essential task for a philosopher is to provide this or that
metaphysical doctrine. Some even go on
to say that this is the only justification for the existence of philosophers —
if not philosophy! But *other*
philosophers think that every metaphysical doctrine is spurious. Some, even at Oxford, have even called
every metaphysical doctrine meaningless — or lacking in signification. Metaphysics has thus a unique power to
attract — or repel, or, to use a different disjunction, to encourage an uncritical
enthusiasm on the one hand, and an impatient condemnation on the other. All the more reason for giving, if
possible, a neutral and *dispassionate* account. As it happens, the name of the subject is
the name given to a treatise by Aristotle.
And Aristotle described the subject of his treatise as the *science* of
being as such — *esse* qua esse — or a supremely general or generic study of
existence or reality, as distinct from— and more fundamental than— any such
*special* — and thus less generic — science.. With Parmenides, Aristotle argues that
there *must* be such a science. Each
of the sciences which are more specific, besides having its own peculiar subject
matter, makes use in common with all the others of this or that quite generic
notion, such as that of identity, or difference, or unity and plurality. Such a set of common, generic, notions or
tags or labels as these — is, is
identical to, etc. — would provide the shopping list of topics of this generic
science — of being or esse qua esse —
while various different kinds or sorts
of, say, existence or reality — realia —
each with its own peculiar features, would provide the subject matter of
the more departmental studies. This
conception of metaphysics as a supremely general study of esse qua esse — cf
ethics as the science of bonum qua bonum — which is somehow presupposed by the
special sciences, is a fairly enduring one.
We find this conception of a discourse on esse qua esse, for example,
though with variations, in Descartes, Leibniz and Kant — not to mention
Carnap! But, whereas some
metaphysicians could have agreed with Aristotle about the comprehensive and
general and ultimate nature of their subject, they would have opposed
Descartes's, or Kant’s concern with the role of a metaphysical doctrine in the
foundation of science as such. Bradley
is a good example. Bradley indeed
says: “We may agree, perhaps, to
understand by ‘metaphysics’ any attempt to know reality — or realia — as
against mere appearance, or the study of the first principle, or the ultimate truths, or the Absolute, or
again the effort to comprehend the universe, not simply piece-meal, or by
fragments, but somehow as a whole.”
Bradley’s characterisation thus agrees with Aristotle’s in contrasting
metaphysics with departmental or, as Bradley has it, any vulgar fragmentary
study. Bradley’s attempt to know
reality' sounds something like Aristotle’s study of esse qua esse. And both Aristotle and Bradley would,
indeed with Plato and Hegel if nor Kant,
agree on the task of discovering the first principle. But, as a trueblooded Oxonian, Bradley
would have very much ridiculed the idea that he was concerned to get at the
presuppositions or foundations of science!
Some contemporary accounts of metaphysics sound, on the face of it at
least, very different from either of these.
Consider, for example, from The Other Place, Wisdom's description of a
metaphysical statement. Wisdom,
slightly out of the blue — that’s Cambridge forya — says that a metaphysical
proposition is, characteristically, a sort of an illuminating falsehood. A metaphysical sentence is, in Moorean
parlance, a pointed paradox,which uses the English language in a disturbing and
even shocking way in order to make us aware of hidden differences and
resemblances in things - differences and resemblances hidden by our ordinary
ways of talking, as we do at Oxford.
Of course, Wisdom is not not claiming this to be a complete
characterisation, nor perhaps a literally correct one. Indeed it’s been seen as a pearl, a wise
illuminating … paradox. In any case,
Wisdkm’s characterisation of a metaphysical sentence, in relation to
Aristotle's, or Bradley's, account of the matter is far from obvious. But perhaps a relation can be
established. Certainly, not every
metaphysical sentence is a paradoxe serving to call attention to usually
unnoticed differences and resemblances.
For one, a metaphysical sentence — think Heidegger — may so obscure that
it takes long training before their meaning can be grasped. By contrast, a paradox must operate with
familiar concepts. The essence of a
paradox is that it administers a shock, and you cannot shock a philosophy pupil
if he is standing on such unfamiliar ground that he has no particular
expectations! Nevertheless, there is a
connection between metaphysics and Wisdom's kind of paradox. Suppose we consider the paradox that
everyone is really always alone. Considered by itself, it is no more than an
epigram — rather a flat one — about the human condition. It might be said, at
least, to minimise the differences between being by oneself and being with
other people. But now consider it, not simply by itself, but surrounded and
supported by a certain kind of argument: by argument to the effect that what
passes for knowledge of each other's mental processes is, at best, unverifiable
conjecture, since themind and the body are totally distinct things, and the
working of the mind is always withdrawn behind the screen of its bodily
manifestations. When the solitude-affirming paradox is seen in the context of a
general theory about minds and bodies and the possibilities and limits of
knowledge, when it is seen as embodying such a theory, then indeed it is
clearly a metaphysical statement. But the fact that the statement is most
clearly seen as metaphysical in such a setting does not mean that there is no
metaphysics at all in it when it is deprived of the setting. 'Everyone is really alone' invites us to
change, for a moment at least and in one respect, our ordinary way of looking
at things, and hints that the changed view we get is the truer, the profounder,
view. And part of Bradley's characterization of metaphysics - 'the attempt to know reality as against mere
appear-ance' — seems to herald a general invitation to a general change of
view, which will also be a change to a profounder view. We may surmise,
perhaps, that the attempt to secure that comprehensiveness, which both
Aristotle and Bradley find characteristic of their enquiry, leads often enough
to those shifts of view, expressible in paradox, which Wisdom finds
characteristically metaphysical. But
what exactly is the meaning of the requirement that metaphysics should yield a
comprehensive system of reality? A theory about the nature of reality might be
held to be comprehensive in so far as there were no elements of reality to
which the theory did not apply; and might be held to be systematic if the
propositions comprised in the theory were interdependent; that is to say, if
the proposi-tions of the theory were not divided into a number of independent
groups. An extreme case of something systematic in the required sense would be
a deductive system in which from a limited number of axioms one could derive,
as logical consequences, the remaining propositions of the theory; and it is
notable that some seventeenth-century rationalist metaphysicians thought of
metaphysics as constituting a deductive system. It might be objected that if we
are to understand in this way the idea of a comprehensive and systematic
account of reality, then science as a whole, or even some particular science,
would qualify as metaphysics; for example, physics, which is certainly
systematic enough, might be said to deal with the whole of reality. But this
objection has little force. For though physics might be said to be
concerned with the whole of reality, it could not be said to be concerned with
every aspect or feature of reality. Physical laws may govern, for example, part
of the behaviour of living bodies; but if we wish to know about the way
organisms develop, we have to go, not to the physicist, but to the biologist.
So we can still regard physics as insufficiently comprehensive to qualify as
meta-physics. And though science as a whole might be thought to be
comprehensive, in that every aspect of reality falls under some particular
science or other, nevertheless particular sciences are too independent of one
another for science as a whole to count as a single system. Nevertheless a difficulty remains in drawing
a dis- tinction between metaphysics and
science. It is perhaps not inconceivable that the sciences
mightadvance to a point at which it would be possible to recast the whole of
science as a single system. For example, after enormous strides within biology
itself, it might perhaps become possible to reinterpret the basic concepts of
biology in terms of the concepts of physics, and so represent biological
phenomena as obeying laws which were only special cases of physical laws. What
is here envisaged is, roughly speaking, a very large-scale version of the
unification effected by the Kinetic Theory of Gases, which brought certain
seemingly independent laws concerning gases within a single wider system, by
exhibiting them as special cases of dynamical laws. This result was achieved,
roughly, by thinking of gases as being composed of particles, and redefining,
in terms of the properties of the particles, certain concepts involved in the
laws about gases. Such a unification and systematization of the whole of
science is of course, at present, the wildest of dreams, and may even be
logically im-possible, though it has not been shown to be so. But suppose it were to occur; one would still
surely refuse to call the resulting systematized science, or even the most
general part of it, a metaphysical system.
This refusal would not be the result of mere pre-judice. Just because
the universal systematized science was science, it would not be
metaphysics. For even the most general
and basic laws it contained would ultimately depend for their acceptability
upon the results of observation and experiment in a way which is quite
uncharacteristic of the principles of a metaphysical system. The methods of
science, the tests for acceptability of scientific laws, remain quitedifferent
from the methods of metaphysics and the test for acceptability of metaphysical
principles. So we have here a further question. For even though it is true that
the most general laws or axioms of a unified science would not count as metaphysics,
it is also true that many metaphysicians have thought it at least a part of
their task to lay, or to lay bare, the foundations of science. We must ask,
then, how we are to conceive, or how they conceived, of the relations between
the metaphysical foundations and scientific superstructure. That relation, it is clear, is not to be understood simply as the
relation of the most general to less general laws of nature. Many metaphysicians did not explicitly ask
themselves this question, nor is it clear what answer they would have given if
they had. But there are ex-ceptions. One of them is Kant. He thought there were
certain principles which had a quite special place in knowledge, in that they
stated the conditions under which alone scientific knowledge of nature,
considered as a spatio-temporal system, was possible. These principles were not themselves a part
of science. Rather, they embodied the
conditions of the possibility of science, and of ordinary everyday knowledge
too, for that matter. It was an important part of the metaphysician's task to
discover what fundamental ideas these principles involved, and what the
principles themselves were; and also to prove that they had this peculiar
character. For this was the only kind of proof of which they were sus-ceptible.
Whatever the shortcomings of Kant's doc-trine, it at least gives a clear
meaning to saying that metaphysics is concerned with the presuppositionsof
science, and not merely its most general part.
Yet the shortcomings were important. Kant's fundamental principles
varied greatly in character ; and very few would now agree that they embodied
general presuppositions of the possibility of scientific knowledge. And most
would now be very sceptical of the possibility of establishing any rival set of
principles with just this status. A more acceptable notion might be that of a
body of ideas or principles which were, in something like Kant's sense, the
pre-suppositions, not of scientific knowledge in general, but of a particular
kind of scientific enquiry, or of the science of a particular time. And this
was in fact Collingwood's idea of the nature of meta-physics: the metaphysician
exposed the presuppositions of the science of a particular epoch. Only we need
not, like Collingwood, think of the metaphysician just as an archaeologist of
thought. He might also be, as he has often intended to be and sometimes has
been, a revolutionary, fostering new directions in scientific discovery rather
than uncovering the foundations of scientific remains. This line of thought about metaphysics is not
peculiar to a relatively traditional thinker like Col-lingwood. There is at
least some analogy between his views and those, for example, of Carnap, who was
once a member of the philosophically radical Vienna Circle. Carnap draws a
sharp distinction between questions which arise within a given system of
concepts, or framework of ideas, and questions which are sometimes raised about
that framework or system. Questions of the first sort belong to the field of
some science or of everyday life, and areanswered by the methods appropriate to
those fields. Questions of the latter
sort have traditionally appeared in metaphysics in the misleading form of
questions about the reality or existence of some very general class of entities
corresponding to the fundamental ideas of the system of concepts in
question. Thus philosophers have asked
whether there really existed such things as numbers, whether the space-time
points of physics were real, and so on. But such questions can be significantly
understood only as raising the practical issue of whether or not to embrace and
use a given conceptual scheme or framework of ideas. To answer affirmatively,
according to Carnap, is simply to adopt such a framework for use, and hence to give
shape or direction to a whole field of enquiry.
Carnap's view of the matter might seem to make it mysterious that there
should be such things as metaphysical assertions, as opposed to metaphysical
decisions. The mystery could be solved in principle by regarding metaphysicians
as engaged in a kind of propaganda on behalf of some conceptual scheme, the
acceptance of which is obscurely felt to be a presupposition of the development
of science in a particular direction. Like all forms of propaganda, conceptual
or metaphysical propaganda is liable to involve distortion and exaggeration. As
Carnap's remarks suggest, one form which conceptual advocacy is liable to take
is the entering of a strong claim for the status of reality on behalf of some
general class of entities, together with a disposition to deny this status to
other, less favoured things. At
least from Aristotle's time till the end
of the eighteenthcentury, the traditional honorific title for things declared
to be real, or ultimately real, was that of substance. So we constantly find
the entities favoured in any particular metaphysical system being accorded the
rank of substances, while everything else is given some inferior, dependent
status, or is even declared to be merely appearance. The types of entity
favoured in this way have varied enormously. For Berkeley, it was minds or
spirits; for Leibniz, some curious mind-like centres of conscious or
unconscious experience. Hume was inclined to scoff at the whole notion; but in
so far as anything deserved the title, he thought it was individual
sense-impressions and images. For
Spinoza, on the other hand, it was nothing less than everything: the single
comprehensive system of reality, which he called God or Nature. But the best example for the immediate
purpose is provided by Descartes. He, unlike Berkeley and Hume, was a very
scientifically-minded philosopher, with very clear ideas about the proper
direction for science. He seems to have thought that mathe-matics, and in
particular geometry, provided the model for scientific procedure. And this
determined his thinking in two ways. First, he thought that the fundamental
method in science was the deductive method of geometry, and this he conceived
of as rigorous reasoning from self-evident axioms. Second, he thought that the
subject-matter of all the physical sciences, from mechanics to medicine, must
be fundamentally the same as the subject-matter of geometry. The only
characteristics that the objects studied by geometry possessed were spatial
char-acteristics. So from the point of view of science in general, the only
important features of things in the physical world were also their spatial
characteristics. Physical science in
general was a kind of dynamic geometry. Here we have an exclusive preference for
a certain type of scientific method, and a certain type of scientific
explanation: the method is de-ductive, the type of explanation mechanical.
These beliefs about the right way to do science are exactly reflected in
Descartes' ontology, in his doctrine, that is, about what really exists. Apart from God, the divine substance, he recognized just two
kinds of substance, two types of real entity. First, there was material substance,
or matter; and the belief that the only scientifically important characteristics
of things in the physical world were their spatial characteristics goes over,
in the language of metaphysics, into the doctrine that these are their only
real char-acteristics. Second, Descartes
recognized minds, or mental substances,
of which the essential characteristic was thinking; and thinking itself, in its
pure form at least, was conceived of as simply the intuitive grasping of
self-evident axioms and their deductive con-sequences. These restrictive
doctrines about reality and knowledge naturally called for adjustments
elsewhere in our ordinary scheme of things. With the help of the divine
substance, these were duly provided. It
is not always obvious that the metaphysician's scheme involves this kind of
ontological preference, this tendency, that is, to promote one or two
categories of entity to the rank of the real, or of the ultimately real, to the
exclusion of others. Kant,as much concerned as Descartes with the foundations
of science, seems, in a sense, to show no such prefer-ence. He seems prepared
to accord reality to all the general types of phenomena which we encounter in
experience or, rather, to draw the distinction between the illusory and the
real, as we normally do, within these types and not between them. Yet it is
only a relative reality or, as he said, an empirical reality, that he was
willing to grant in this liberal way to all the general classes of things we
encounter. For the whole world of
nature, studied by science, was declared by him to be ultimately only
appear-ance, in contrast with the transcendent and unknowable reality which lay
behind it. So, in sense, he downgraded the whole of what we know in favour of
what we do not and cannot know. But this thoroughgoing contrast between
appearance and reality was perhaps of less importance to him in connection with
science than in connection with morality. The transcendent reality was of
interest to us, not as scientific enquirers, but as moral beings, not as
creatures faced with problems of knowledge, but as creatures faced with
problems of conduct. Kant was a very
ambitious metaphysician, who sought to secure, at one stroke, the foundations
of science and the foundations of morality.
The last point is of importance.
Though a con- cern with the
foundations of science is, or has been, one impetus to the construction of
metaphysical systems, it is only one among others. Concern with morality, with
the right way to behave, has been scarcely less important. And other
disciplines have contributed to the metaphysical drive. In thenineteenth
century, for example, when history came of age and began to preoccupy
philosophers as science had done in the seventeenth century, metaphysical
systems started to grow out of historical studies. Thus the historically minded metaphysician
searches for the true nature of historical explanation and con-cludes, perhaps,
that the key concept is that of a certain mode of development of human
institutions. Suppose he then extends
this theory beyond the confines of history, maintaining that this same
con-cept, which is, in a certain sense, a concept of mental development,
provides the only true explanation of the whole universe. The result is a comprehensive system something like Hegel's. Hegel honoured
one type of historical explanation by making it the foundation of his system;
and it was this system that Marx turned upside down, making the whole process
of development material instead of mental.
Systems like those of Marx and Hegel had, and were intended to have,
implications regarding human behaviour.
But concern with moral and
emotional, even with aesthetic, requirements may take many different forms. It may take the
form of a desire to provide some transcendental authority, some more than human
backing, for a particular morality: moral conclusions about how we
ought to behave are to follow from metaphysical premises about the nature of
reality. It may take the more general form of a wish to supply transcendental
backing for morality in general. Or it may take the form of a wish to demonstrate
that there is some surpassing and unobvious excellence about the nature of
things, an ultimate satisfactoriness in the universe. Spinozaprovides another
example of the first of these. He claims to demonstrate, from the nature of
reality, that the supreme satisfaction is also the supreme virtue, and that
both consist of what he calls the intellectual love of God: which seems to
mean, for him, a kind of acquiescent and admiring understanding of the workings
of Nature. Kant is the supreme example of the second. The whole world of
nature, including our ordinary human selves — the whole province of scientific
knowledge, in fact — is declared to be mere appearance, in contrast with the
world of transcendent reality, the world of things in themselves. Reality is
set behind a curtain impenetrable to scientific enquiry, a removal which both
guarantees its security and heightens its prestige. But communications are not wholly severed.
From behind the curtain Reality speaks — giving us, indeed, not
information, but commands, moral imperatives. In some admittedly
unintelligible way, Reality is within us, as rational beings; and, with
unquestionable authority, it lays down the general form of the moral law which
we ought, as ordinary human beings, to obey. Finally, Leibniz, who unites so
many intellectual concerns in a brilliant, if pre-carious, harmony, provides a
good example of the third form which this element in metaphysics may take. The
celebrated optimism — 'Everything is for the best in the best of all possible
worlds' — is not, in the context of his system, at all as absurd as Voltaire
made out. We may find it unsympathetic, which is another matter; for Leibniz's
criteria of the highest excellence were peculiarly his own. He thought he could
demonstrate that reality mustexhibit a peculiarly satisfying combination of the
maximum possible diversity and richness of pheno-mena, together with the
greatest possible simplicity of natural laws. Sometimes the demonstration
appears to be theological, sometimes purely logical. In any case it was this
combination of richness and elegance which he found so admirable - worth, no
doubt, a Lisbon earthquake or a Turkish war. It seems a taste that we might
find unsympathetic, but could scarcely find ridiculous. It is time, however, to enter a caveat. It would
be misleading to suggest that the sources of metaphysics are always of
the kinds we have so far described — such as the wish to get morality
trans-cendentally underwritten, or the desire to give science the right direction,
or the urge to show that some departmental study holds the key to the universe
at large. Metaphysics may have a humbler origin. It often enough happens that
philosophers, reflecting upon a particular matter, find themselves, or seem to
find themselves, in a certain kind of
quandary. We can best illustrate this by considering in a little detail
one particular quandary of this kind. We
select the problem of our knowledge of the material world, a problem — or
apparent problem — which has long occupied the attention of philo-sophers. On
the one hand, in their unphilosophical moments, they (like all the rest of us)
have no hesitation in sometimes claiming to know on the evidence of the senses
that this or that material object exists or is of such and such a character;
they do, in practice, seem to have no difficulty (in many cases) in
distinguishing between situations in whichit is in order to claim to know, for
example, that the milk is on the doorstep and situations in which such a claim
would not be in order. Naturally,
there- fore, they have a strong
antipathy to any suggestion that all such claims to knowledge should be
rejected as false. Nevertheless, on reflection, they find themselves faced with
philosophical considerations which seem to force them into just such a
rejection. For (the argument runs) if we are to have perceptual knowledge of
the material world, this knowledge must be based on the appearances which
material things present to us, on our sense-impressions. But it is clear that
our sense-impressions may be deceptive or even hallucinatory; the fact that it
looks to me as if there were milk bottles on the doorstep does not guarantee
that there really are milk bottles on the doorstep, or even that there is in
fact anything on the doorstep. If we try to remove this doubt in a given case
by further observation, all we are doing is providing ourselves with further
sense-impressions, each of which is open to the same suspicion of
deceptive-ness as the sense-impressions with which we started ; so we are no
better off. Indeed (the argument may continue) so far from providing us with
certain knowledge about the material world, our sense-impressions cannot even
be justifiably regarded as more or less reliable clues to, or indications of,
the character of the material world. For they could only properly function as
clues if we could correlate particular kinds of sense-impression with
particular kinds of material object, and to do this we should have to possess
some kind of direct access to material objects, and not merely indirect access
via sense-impressions.This direct access we do not have. This is an example of
the kind of philosophical consideration which seems to lead to the conclusion
that all claims to knowledge of the material world must be rejected. The result is a quandary of just the kind we
are seeking to illustrate: that is to say, a conflict between a reluctance to
discard some range of propositions with which in everyday life everyone is
perfectly satisfied, and the pressure of a philosophical argument which
seemingly leaves no alternative but to reject the propositions in question. The
propositions in jeopardy often (though not always) state that we have knowledge
of this or that kind, in which case the philosophical arguments which undermine
them do so by setting up a barrier between appearance and reality, or between
the evidence and that for which it is (supposedly) evidence. Now, when is the response to such a quandary
a metaphysical response? One kind of response, which would be generally
admitted to be metaphysical is what one might call the Transcendentalist
response. To respond in this way to the
quandary about the material world, for example, would be to maintain that
material objects may be known to exist, even though not observable, and to
explain the possibility of such knowledge by invoking some transcendental
hypothesis, some principle which is supposed to be acceptable independently of
experi-ence. For example, one might invoke the principle that God is not a
deceiver, or that appearances must have causes; and then, by invoking the
further principle that there must be some resemblance between cause and effect
(and so between realityand appearance) one might guarantee some knowledge of
the character, as well as of the existence, of material objects. In general, it
is characteristic of the Transcendentalist to admit both unobservable entities
and principles which are not empirically testable; by this means he may hope to
reinstate, at least in part, the propositions which he was in danger of having
to give up. A very different type of
response to the problem was Hume's. Put very baldly, his view was that all our
everyday statements about material objects incorporate mistakes in a systematic
way, and so none of them can, as they stand, be rationally accepted ; hence, of
course, claims to know them to be true must be false or absurd. He adds,
however, that we are so constituted as human beings that we are incapable of
ceasing to make and accept such statements in our everyday life, even though in
our reflective moments we may see the error of our ways. We might perhaps confer the label of
rejector' upon one who, when it is asked how we are to preserve a particular
range of everyday assertions from destruction by philosophical argument,
replies that such preservation is not rationally possible. The rejector's
response is not less metaphysical than the Tran-scendentalist's. A more recently fashionable method of dealing
with our kind of quandary is the method of reduc-tion.* For instance, some
philosophers have tried to remove the barrier between sense-impressions and
material objects by maintaining that material objects are just collections or
families of sense-impressions; or to put the view in a more modern garb, they
havesuggested that sentences about material objects are translatable, in
principle at least, into complicated sentences about the sense-impressions that
people actually do have, or would have, in certain conditions. If so much is granted, it would be claimed,
there remains no difficulty in the idea that facts about sense impressions
constitute a legitimate evidential basis for statements about material objects;
for to conclude that since certain sorts of sense-impressions have been
obtained in certain sorts of conditions, therefore more or less similar
sense-impressions would be obtained in
more or less similar conditions, is not more objectionable in principle than to
argue (say) from the character of a sample to the character of the population
from which the sample is drawn. In general, the procedure of the reducer when
faced with a question of the type 'How can we legitimately claim to know about
Xs when our only direct information is about Ys' is to reply that the
difficulty disappears if we recognize that Xs are nothing over and above Ys,
that to talk about Xs is to talk in a concealed way about Ys. Whether we are to
count the reductive response as metaphysical or not depends on how seriously it
is pressed. If the 'reducer' maintains
that his proposed reduction, or something like it, must be accepted as the only
way of avoiding on the one hand the introduction of transcendental hypotheses,
and on the other hand wholesale rejection of a certain class of everyday
statements, then he, too, is to be counted as a metaphysician; but if he is
prepared to allow his proposed reduction to be treated purely on its merits,
and does not regard its acceptance as beingthe only satisfactory way of meeting
some threat to common sense, then he is not a metaphysician. But then, too, he
cannot be taking the quandary very seriously: he must be thinking of it as an
apparent quandary, the illusion of a quandary, which can be dispelled without
recourse to any of these drastic
measures. The question arises:
How is our characterization of these quandary-responses as metaphysical
connected with what we have previously had to say about metaphysics? In more
ways than one. In the first place, it is necessary, in order for the quandary
to arise at all, and to appear as something requiring drastic measures, that
some conceptual shift, some perhaps unnoticed change in our ordinary way of
looking at things, should already be occurring. That change of view, on which
Wisdom lays such em-phasis, is already taking place. Second, behind the,
quandary and the change of view, we may sometimes glimpse the working of one of
those preferences among the categories which we earlier mentioned. For example, it may be that Plato believed in
the supreme reality of those eternal changeless entities, the Forms, partly at
least because he wished to preserve the possibility of scientific knowledge and
yet was threatened with having to reject it; for philosophical reflection made
it appear that knowledge of perceptible things was impossible, since
perceptible things were constantly in process of change. In order, then, to
resolve his quandary, to find a subject-matter for scientific knowledge, Plato
was led to introduce, and to exalt, the Forms. But the idea that knowledge of
changeable things is im-possible, which gives rise to the quandary, may itself
arise from a preference: from the feeling that to be unchanging (and so
permanent and stable) is so much better than to be changing (and so fleeting
and insecure) that only knowledge of unchanging things is worthy of the name of
knowledge. We have spoken of some of the
springs, and of some of the characteristic features, of metaphysics. Our survey is summary and incomplete. It will
be supplemented by more detailed discussion of different aspects of the subject
in the essays that follow. But even from a summary survey, a general picture
emerges. The enterprise of metaphysics
emerges as, above all, an attempt to
re-order or to reorganize the set of ideas with which we think about the world;
assimilating to one another some things which we customarily distinguish,
distinguishing others which we normally assimilate; promoting some ideas to key
positions, downgrading or dismissing others. It is supremely a kind of
conceptual revision which the metaphysician undertakes, a re-drawing of the map
of thought — or parts of it — on a new plan. Of course such revisions are often
undertaken within particular departments of human thought, and are not then
metaphysical ventures. But the revision which the metaphysician undertakes,
although it may be undertaken in the interests — or supposed interests — of
science, or in the light of history, or for the sake of some moral belief, is
always of a different order from a merely departmental revision. For among the
concepts he manipulates are always some
— like those of knowledge, existence, identity,reality - which, as
Aristotle said, are common to all the departmental studies. Partly for this
reason, the metaphysical revision tends to comprehensiveness, tends to call for
readjustments everywhere. Not that it inevitably issues in a comprehensive
system, although it is never merely departmental. For though the notions to be
revised are general, and not departmental, notions, they need not all be
revised at once and to the limit. So we have those comparatively localized
disturbances, where, from the interplay of quandary and preference, there
emerges some minor metaphysical shift in the contours of thought. But the
metaphysician par excellence will not stop short at this. With more or less of
boldness, ingenuity and imagination, he re-draws the whole map. H. P. GriceI am
to enquire what metaphysics *is* — what distinguishes metaphysics from the rest
of philosophy. It seems likely that that question is, as Heidegger well knew,
one which it is particularly difficult to answer neutrally, or
dispassionately. Not a few philosophers, at Oxford even, think that
the *essential* task for a philosopher is to provide this or that metaphysical
doctrine. Some even would go on to say that this is the only justification for
the existence of philosophers — if not philosophy! But then *other*
philosophers go and think that every metaphysical doctrine is spurious. Some,
even at Oxford, have even called every metaphysical doctrine meaningless — or
lacking in signification. Metaphysics has thus a unique power to attract — or
repel, or, to use a different disjunction, to encourage an uncritical
enthusiasm, on the one hand, and an impatient condemnation on the other. All
the more reason for giving, if possible, a neutral and *dispassionate* account.
As it happens, the rather odd *name* of the subject is the ‘tote’ given to a
treatise by Aristotle. And Aristotle describes the *subject* or topic of his
treatise as the *science* of being as such — *esse* qua esse — or a supremely general
or generic study of existence or reality, as distinct from — and more
fundamental than — any such *special* — and thus less generic — science.
With Parmenides, Aristotle argues that there *must* be such a science. Each of
the sciences which are more specific, besides having its own peculiar subject
matter, makes use, in common with all the others, of this or that quite generic
notion, such as that of identity, or difference, or unity and plurality. Such a
set of common, generic, notions or tags or labels as these — is, is
identical to, etc. — would provide the shopping list of topics of this generic
science — of being, or esse qua esse — while various different kinds or sorts
of, say, existence, or reality — realia — each with its own peculiar
features, would provide the subject-matter of the more departmental studies.
This conception of metaphysics, as a supremely general study of esse qua esse —
cf. ethics as the science of bonum qua bonum — which is somehow presupposed by
the special sciences, is a fairly enduring one. We find this conception
of theme of a discourse on esse qua esse, for example, though with variations,
in Descartes, Leibniz and Kant — not to mention Carnap! Granted,
some metaphysicians may have agreed with Aristotle about the comprehensive and
general and ultimate nature of their subject, they would have opposed
Descartes's, or Kant’s, concern with the role of a metaphysical doctrine in the
foundation of science as such. Bradley is a good example. Bradley
indeed says: “We may agree, perhaps, to understand by ‘metaphysics’ any attempt
to *know* reality — or realia — as against mere appearance, or the study of the
first principle, or the ultimate truth, or the Absolute, or again the
effort to comprehend the universe, not simply piece-meal, or by fragments, but
somehow as a whole.” Bradley’s characterisation thus agrees with Aristotle’s in
contrasting metaphysics with departmental or, as Bradley has it, any vulgar
fragmentary study. Bradley’s attempt ‘to *know* reality' sounds something like
Aristotle’s study of esse qua esse. And both Aristotle and Bradley would,
indeed with Plato and Hegel if nor Kant, agree on the task of discovering the
first principle. But, as a true-blooded Oxonian, Bradley would have very much
ridiculed the idea that he was concerned to get at this or that presupposition
or foundation of science! Some other accounts of metaphysics sound, on the face
of it, at least, very different from either of these. Consider, for example,
from The Other Place, Wisdom's description of a metaphysical statement. Wisdom,
slightly out of the blue — that’s Cambridge forya — says that a metaphysical
proposition is, characteristically, a sort of an illuminating falsehood. A
metaphysical sentence is, in Moorean parlance, a pointed paradox, which uses
the English language in a disturbing and even shocking way — in order to make
us aware of some hidden difference or some hidden resemblance in this or that
thing - a differences or a resemblance hidden by our ordinary way of talking,
as we do at Oxford. Of course, Wisdom is not not claiming this to be a complete
characterisation, nor perhaps a literally correct one. Indeed it has been
seen as a pearl, a wise illuminating … paradox. In any case, Wisdom's
characterisation of a metaphysical sentence, in relation to Aristotle's, or
Bradley's, account of the matter, is far from obvious. But perhaps a relation
*can* be established. Certainly, not every metaphysical sentence
is a paradox serving to call attention to some usually unnoticed difference or
resemblance. For one, a metaphysical sentence — think Heidegger — may so
obscure to take quite some ‘training’ in Philosophese, before its meaning can
be grasped. By contrast, a paradox must operate with familiar concepts. The
essence of a paradox is that it administers a shock, and you cannot shock a
philosophy pupil if he is standing on such unfamiliar ground that he has no
particular expectations! Nevertheless, there is a connection between
metaphysics and Wisdom's kind of paradox. Suppose we consider the Philosopher’s
Paradox that everyone is really always alone. Considered by itself, it is no
more than an epigram — rather a flat one — about the human condition. It might
be said, at least, to minimise any difference between being by oneself and
being with other people. But now consider it, not simply by itself, but
surrounded and supported by a certain kind of argument: by an argument to the
effect, say, that what passes for knowledge of each other's mental processes
is, at best, unverifiable conjecture, since the mind and the body are totally
distinct things, and the working of the mind is always withdrawn behind the
screen of its bodily manifestations. When the solitude-affirming paradox is
seen in the context of a general theory about minds and bodies and the
possibilities and limits of knowledge, when it is seen as embodying such a
theory, indeed it is *clearly* a metaphysical statement. But the fact that the
statement is most clearly interpreted as metaphysical in such a setting does
not mean that there is no metaphysics at all in it when it is deprived of the
setting. 'Everyone is really alone' invites us to change, for a moment at
least and in one respect, our ordinary way of looking at things, or of talking
about things, and hints that the changed view we get is the truer, the
profounder, view. And part of Bradley's characterization of metaphysics —
'the attempt to know reality as against mere appearance' — seems to
herald a general invitation to a general change of view, which will also be a
change to a profounder view. We may surmise, perhaps, that the attempt to
secure that comprehensiveness, which both Aristotle and Bradley find
characteristic of the metaphysical enquiry, leads often enough to those shifts
of view, expressible in the Philosopher’s Paradox, which Wisdom finds
characteristically metaphysical. But what exactly is the meaning of the
requirement that metaphysics should yield a comprehensive system of reality? A
theory about the nature of reality might be held to be comprehensive, in so far
as there is no element of reality to which the theory does not apply; and might
be held to be systematic if the propositions comprised in the theory are
inter-dependent; that is to say, if the propositions of the theory are not
divided into a number of independent groups. An extreme case of something
systematic in the required sense would be a deductive system, in which, from a
limited number of axioms, one derives, as a logical consequence, any remaining
proposition of the theory; and it is notable that some rationalist
metaphysicians indeed thought of metaphysics as constituting a deductive
system. It may be objected that if we are to understand in this way the idea of
a comprehensive and systematic account of reality, science as a whole, or even
some particular science, would qualify as metaphysics; for example, physics —-
if not Stone-Age Physics — which is certainly systematic enough, may be said to
deal with the whole of reality. But this objection has little
force. For though Stone-Age Physics may be said to be concerned with the whole
of reality, it could not be said to be concerned with every aspect or feature
of reality. A Physical law may govern, for example, part of the behaviour of
living bodies; but if we wish to know about the way an organism develops, we
have to go, not to the physicist, but to the physiologist — or the biologist,
or even the physician. So we can still regard Stone-Age physics as
insufficiently comprehensive to qualify as meta-physics. And though science as
a whole might be thought to be comprehensive, in that every aspect of reality
falls under some particular science or other, nevertheless any particular
science is too independent of any other for science as a whole to count as a
single system. But cf. scientism, or the devil of it. Nevertheless a
difficulty remains in drawing a distinction between metaphysics and stone-age
science. It is perhaps not inconceivable that the sciences may advance to
a point at which it would be possible to recast the whole of science as a
single system. For example, after enormous strides within biology itself, it
might perhaps become possible to reinterpret the basic concepts of physiology
or biology in terms of the concepts of physics, and so represent this of that
physiological or biological phenomena as obeying this of that law which is only
a special case of a law of physics. What is here envisaged is, roughly
speaking, a very large-scale version of the unification effected by the Kinetic
Theory of Gases, which brings certain seemingly independent laws concerning
gases within a single wider system, by exhibiting them as special cases of
dynamical laws. This result was achieved, roughly, by thinking of a gas as
being composed of particles, and redefining, in terms of the properties of the
particles, certain concepts involved in the laws about a gas. Such a
unification and systematisation of the whole of science is of course, at
present, the wildest of dreams, and may even be *logically*, or as I prefer,
conceptually impossible, — — cf. the devil of ANTI-scientism — though it has
not been shown to be so. But suppose it is to occur. Some metaphysician
might still surely refuse to call the resulting systematized science, or even
the most general part of it, a ‘metaphysical’ system. This refusal would
not be the result of a purist’s mere prejudice. Just because the universal
systematised science is stone-age science, it would not be stone-age
metaphysics. For even the most general and basic law stone-age physics contains
would ultimately depend for its acceptability upon the results of observation
and experiment, in a way which is quite uncharacteristic of the principles of
say, Bradley’s metaphysical system — who would rather be seen dead than
at at a lab — such as a lab doesn’t exist at Oxford! The methods of stone-age
physics and a fortiori science, the tests for acceptability of this or that
stone-scientific or physical law, remains quite different from the method of
metaphysics and the test for acceptability of this or that metaphysical first
principle. So we have here a further question. For even though it *is* true
that the most general law or axioms of a unified stone-age physics or science
would _not_ — never!? Hardly ever — count as metaphysics, it is also true that
many a metaphysician has thought it at least a part of his task to lay, or to
lay bare, the foundations of stone-age ohysics or science. We must ask, then,
how we are to conceive, or how such a meta-physician conceived, of the
relations between the metaphysical foundation and the stone-physical or
scientific super-structure. That relation, it is clear, is not to
be understood simply as the relation of the most general to less general law of
nature. Not every metaphysician explicitly asks himself this question, nor is
it clear what answer they would have given if he has. But there are exceptions.
One of them is Kant. Kat thinks that there is a certain principle which has a
quite special place in knowledge, in that the principle states the conditions
under which alone scientific knowledge of nature, considered as a
spatio-temporal system, is possible. This principles is not itself a part
of stone-age physics or science. Rather, the principle embodies the
conditions of the possibility of stone-age physics of science, and of ordinary
every-day knowledge as expressed in ordinary language too, for that
matter. It is an important part of the metaphysician's task to discover what
fundamental idea this principle involves, and what the principle itself is; and
also to prove that it has this peculiar character. For this is the only kind of
proof of which if was susceptible. Whatever the shortcomings of Kant's
doctrine, it at least gives a clear meaning to saying that metaphysics is
concerned with the presuppositions of stone-age physics or science, and not
merely its most general part. And the shortcomings *are* important. Kant's
fundamental principle varies greatly in character; and very few metaphysician
would agree to-day that it embodies the general presupposition of the
possibility of scientific knowledge. Most metaphysician would be today pretty
sceptical about the very possibility of establishing any rival principle with
just that status. A more acceptable notion might be that of a body of ideas or
principle which is, in something like Kant's sense, the presupposition, not of
scientific knowledge in general, but of a particular kind of scientific
enquiry, or of the science of a particular time. This is in fact Collingwood's
idea of the nature of meta-physics. The metaphysician exposes the
presuppositions of the science of a particular epoch. Only we need not, like
Collingwood or Foucault, think of the metaphysician just as an archaeologist of
thought. The metaphysician might also be, as he has often intended to be and
sometimes has been, a revolutionary, fostering this or that direction in
scientific discovery rather than uncovering the foundations of scientific
remains. This line of thought about metaphysics is not peculiar to a
relatively traditional thinker like Collingwood. There is at least some analogy
between Collingwood’s views and those, for example, of Carnap, a member of the
philosophically radical Vienna Circle. Carnap draws a sharp distinction between
a question which arises *within* a given system of concepts, or framework of
ideas, and a question which may be on occasion raised about that framework or
system. A question of the first sort belongs to the field of some science or of
everyday life, and is answered by the methods appropriate to this or that field.
A question of the latter sort has traditionally appeared in metaphysics in the
misleading form of a question about the reality or existence of some very
general class of entities corresponding to the fundamental ideas of the system
of concepts in question. Thus a meta-physician may have asked whether
there really existe such things as numbers, whether the space-time points of
physics are real, and so on. But such a question can be significantly
understood only as raising the practical issue of whether or not to embrace and
use a given conceptual scheme or framework of ideas. To answer affirmatively,
according to Carnap, is simply to adopt such a framework for use, and hence to
give shape or direction to a whole field of enquiry. Carnap's view of the
matter might seem to make it mysterious that there should be such things as a
metaphysical assertion, as opposed to a metaphysical *decision* — a different,
practical buletic — not alethic — mood! The mystery could be solved in
principle by regarding the metaphysician as engaged in a kind of propaganda —-
typically at Cambridge where they take stone-age physics more seriously
than we do af Oxford — on behalf of some conceptual scheme, the acceptance of
which is obscurely felt to be a presupposition of the development of science in
a particular direction. Like all forms of propaganda, conceptual or
metaphysical propaganda is liable to involve distortion and exaggeration. As
Carnap's remarks suggest, one form which conceptual advocacy is liable to take
is the entering of a strong claim for the status of reality on behalf of some
general class of entities, together with a disposition to deny this status to
other, less favoured things. At least from Aristotle's time till the end
of the eighteenth century, the traditional honorific title for things declared
to be real, or ultimately real, was that of substance. So we constantly find
the entities favoured in any particular metaphysical system being accorded the
rank of substances, while everything else is given some inferior, dependent
status, or is even declared to be merely appearance. The types of entity
favoured in this way have varied enormously. For Bishop Berkeley, it is minds
or spirits; for Leibniz, some curious mind-like centres of conscious or unconscious
experience. Hume is inclined to scoff at the whole notion; but in so far as
anything deserved the title, he thought it was the individual sense-impression
and the image. For Spinoza, on the other hand, it was nothing less than
everything: the single comprehensive system of reality, which he called God
*or* Nature. But the best example for the immediate purpose is provided
by Descartes. Unlike Berkeley and Hume, Descartes is a very
scientifically-minded philosopher, with very clear ideas about the proper
direction for science. He seems to have thought that mathematics, and in
particular geometry, provided the model for scientific procedure. And this
determined his thinking in two ways. First, he thought that the fundamental
method in science is the deductive method of geometry, and this he conceives of
as rigorous reasoning from self-evident axioms. Second, he thinks that the
subject-matter of all the physical sciences, from mechanics to medicine, must
be fundamentally the same as the subject-matter of geometry. The only
characteristics that the objects studied by geometry possess are spatial
characteristics. So from the point of view of science in general, the only
important features of things in the physical world are also their spatial
characteristics. Physical science in general is a kind of dynamic
geometry. Here we have an exclusive preference for a certain type of scientific
method, and a certain type of scientific explanation: the method is deductive,
the type of explanation mechanical. These beliefs about the right way to do
science are exactly reflected in Descartes' ‘ontology,’ in his doctrine, that
is, about what really exists. Apart from God, the divine substance,
he recognizes just two kinds of substance, two types of real entity. First, there
was material substance, or matter; and the belief that the only scientifically
important characteristics of things in the physical world are their spatial
characteristics goes over, in the language of metaphysics, into the doctrine
that these are their only real characteristics. Second, Descartes
recognised the mind, at least his own, or a mental substance, of which the
essential characteristic is thinking; and thinking itself, in its pure form at
least, is conceived of as simply the intuitive grasping of self-evident axioms
and their deductive consequences. These restrictive doctrines about reality and
knowledge naturally called for adjustments elsewhere in our ordinary scheme of
things. With the help of the divine substance, these were duly provided.
It is not always obvious that the metaphysician's scheme involves this kind of
ontological preference, this tendency, that is, to promote one or two
categories of entity to the rank of the real, or of the ultimately real, to the
exclusion of others. Kant, as much concerned as Descartes with the foundations
of science, seems, in a sense, to show no such preference. He seems prepared to
accord reality to all the general types of phenomena which we encounter in
experience or, rather, to draw the distinction between the illusory and the
real, as we normally do, within these types, and not *between* them. Yet it is
only a relative reality or, as he said, an empirical reality, that he was
willing to grant in this liberal way to all the general classes of things we
encounter. For the whole world of nature, studied by science, is declared
by Kant to be ultimately only appearance, in contrast with the transcendent and
unknowable reality which lay behind it. So, in sense, he downgraded the whole
of what we know in favour of what we do not — and cannot — know. But this
thoroughgoing contrast between appearance and reality is perhaps of less
importance to him in connection with science than in connection with morality.
The transcendent reality is of interest to us, not as scientific enquirers, but
as moral beings, not as creatures faced with problems of knowledge, but as
creatures faced with problems of conduct. Kant is a very ambitious
metaphysician, who seeks to secure, at one stroke, the foundations of science and
the foundations of morality. The last point is of importance.
Though a concern with the foundations of science is, or has been, one impetus
to the construction of metaphysical systems, it is only one among others.
Concern with morality, with the right way to behave, has been scarcely less
important. And other disciplines have contributed to the metaphysical drive.
When history came of age and began to preoccupy philosophers such as Croce,
metaphysical systems started to grow out of historical studies. Think
Collingwood! Thus the historically-minded metaphysician would search for the
true nature of historical explanation and concludes, perhaps, that the key
concept is that of a certain mode of development of human institutions.
Suppose he then extends this theory beyond the confines of history, maintaining
that this same concept, which is, in a certain sense, a concept of mental
development, provides the only true explanation of the whole universe.
The result is a comprehensive system something like Hegel's. Hegel
honoures one type of historical explanation, by making it the foundation of his
system; and it is this system that Marx turns upside down, making the whole
process of development material instead of mental. Systems like those of Marx
and Hegel ard intended to have implications regarding human behaviour.
But concern with moral and emotional, even with aesthetic, requirements
may take many other different forms. It may take the form of a desire to
provide some transcendental authority, some more than human backing, for
a particular morality: a moral conclusion about how we ought to behave is
to follow from a metaphysical premise about the nature of reality. It may take
the more general form of a wish to supply transcendental backing for morality in
general. Or it may take the form of a wish to demonstrate that there is some
surpassing and unobvious excellence about the nature of things, an ultimate
satisfactoriness in the universe. Spinoza provides another example of the first
of these. He claims to demonstrate, from the nature of reality, that the
supreme satisfaction is also the supreme virtue, and that both consist of what
he calls the intellectual love of God: which seems to mean, for him, a kind of
acquiescent and admiring understanding of the workings of Nature. Kant is the
supreme example of the second. The whole world of nature, including our
ordinary human selves — the whole province of scientific knowledge, in fact —
is declared to be mere appearance, in contrast with the world of transcendent
reality, the world of things in themselves. Reality is set behind a curtain
impenetrable to scientific enquiry, a removal which both guarantees its
security and *heightens its prestige*. But communications are not wholly
severed. From behind the curtain Reality speaks — giving us, indeed, not
information, but a command, a moral imperative. In some admittedly
unintelligible way, Reality is within us, as rational beings; and, with
unquestionable authority, it lays down the general form of the moral law which
we ought, as ordinary human beings, to obey. Finally, Leibniz, who unites so
many intellectual concerns in a brilliant, if precarious, harmony, provides a
good example of the third form which this element in metaphysics may take. The
celebrated optimism — 'Everything is for the best in the best of all possible
worlds' — is not, in the context of his system, at all as absurd as Voltaire
made out. We may find it unsympathetic, which is another matter; for Leibniz's
criteria of the highest excellence are peculiarly his own. He thinks he can
demonstrate that reality must exhibit a peculiarly satisfying combination of
the maximum possible diversity and richness of phenomena, together with the
greatest possible simplicity of natural laws. Sometimes the demonstration
appears to be theological, sometimes purely logical. In any case it was this
combination of richness and elegance which he found so admirable - worth, no
doubt, a Lisbon earthquake or a Turkish war. It seems a taste that we might
find unsympathetic, but could scarcely find ridiculous. It is time,
however, to enter a caveat. It would be misleading to suggest that
the sources of metaphysics are always of the kinds we have so far described —
such as the wish to get morality transcendentally underwritten, or the desire
to give science the right direction, or the urge to show that some departmental
study holds the key to the universe at large. Metaphysics may have a humbler
origin. It often enough happens that philosophers, reflecting upon a particular
matter, find themselves, or seem to find themselves, in a certain kind of
quandary. We can best illustrate this by considering in a little detail one
particular quandary of this kind. We select the problem of our knowledge
of the material world, a problem — or apparent problem — which has long
occupied the attention of philosophers. On the one hand, in their
unphilosophical moments, they (like all the rest of us) have no hesitation in
sometimes claiming to know on the evidence of the senses that this or that
thing exists or is of such and such a character; they do, in practice, seem to
have no difficulty (in many cases) in distinguishing between situations in
which it is in order to claim to know, for example, that the milk is on the
doorstep and situations in which such a claim would not be in order.
Naturally, therefore, they have a strong antipathy to any suggestion that all
such claims to knowledge should be rejected as false. Nevertheless, on
reflection, they find themselves faced with philosophical considerations which
seem to force them into just such a rejection. For (the argument runs) if we
are to have perceptual knowledge of the world, this knowledge must be based on
the appearances which this or that thing presents to us, on our sense-impressions.
But it is clear that our sense-impressions may be deceptive or even
hallucinatory; the fact that it looks to me as if there is a milk bottle on the
doorstep does not guarantee that there really is a milk bottles on the
doorstep, or even that there is in fact anything on the doorstep. If we try to
remove this doubt in a given case by further observation, all we are doing is
providing ourselves with further sense-impressions, each of which is open to
the same suspicion of deceptiveness as the sense-impressions with which we
started; so we are no better off. Indeed (the argument may continue) so far
from providing us with certain knowledge about the world, our sense-impressions
cannot even be justifiably regarded as more or less reliable clues to, or indications
of, the character of the world. For they could only properly function as clues
if we could correlate particular kinds of sense-impression with particular
kinds of thing, and to do this we should have to possess some kind of direct
access to this of that thing, and not merely indirect access via
sense-impressions.This direct access we do not have. This is an example of the
kind of philosophical consideration which seems to lead to the conclusion that
any claim to knowledge of the world must be rejected. The result is a
quandary of just the kind we are seeking to illustrate: that is to say, a
conflict between a reluctance to discard some range of propositions with which
in everyday life everyone is perfectly satisfied, and the pressure of a philosophical
argument which seemingly leaves no alternative but to reject the propositions
in question. The propositions in jeopardy often (though not always) state that
we have knowledge of this or that kind, in which case the philosophical
arguments which undermine them do so by setting up a barrier between appearance
and reality, or between the evidence and that for which it is (supposedly)
evidence. Now, when is the response to such a quandary a metaphysical
response? One kind of response, which would be generally admitted to be
metaphysical is what one might call the Transcendentalist response. To
respond in this way to the quandary about the world, for example, would be to
maintain that a thing may be known to exist, even though not observable, and to
explain the possibility of such knowledge by invoking some transcendental
hypothesis, some principle which is supposed to be acceptable independently of
experience. For example, one might invoke the principle that God is not a
deceiver, or that appearances must have causes; and then, by invoking the
further principle that there must be some resemblance between cause and effect
(and so between reality and appearance) one might guarantee some knowledge of
the character, as well as of the existence, of this or that thing. In general,
it is characteristic of the Transcendentalist to admit both unobservable
entities and principles which are not empirically testable; by this means he
may hope to reinstate, at least in part, the propositions which he was in
danger of having to give up. A very different type of response to the problem
is Hume's. Put very baldly, his view was that all our everyday statements about
this or that thing incorporate mistakes in a systematic way, and so none of
them can, as they stand, be rationally accepted; hence, of course, claims to
know them to be true must be false or absurd. He adds, however, that we are so
constituted as human beings that we are incapable of ceasing to make and accept
such statements in our everyday life, even though in our reflective moments we
may see the error of our ways. We might perhaps confer the label of
rejector' upon one who, when it is asked how we are to preserve a particular
range of everyday assertions from destruction by philosophical argument,
replies that such preservation is not rationally possible. The rejector's
response is not less metaphysical than the Transcendentalist's. A more
recently fashionable method of dealing with our kind of quandary is the method
of reduction. For instance, some philosophers have tried to remove the barrier
between sense-impressions and the thing by maintaining that a thing is just a
collection or family of sense-impressions; or to put the view in a more modern
garb, they have suggested that sentences about a thing are translatable, in
principle at least, into complicated sentences about the sense-impressions that
people actually do have, or would have, in certain conditions. If so much
is granted, it would be claimed, there remains no difficulty in the idea that
facts about sense impressions constitute a legitimate evidential basis for
statements about a thing; for to conclude that since certain sorts of
sense-impressions have been obtained in certain sorts of conditions, therefore
more or less similar sense-impressions would be obtained in more or less
similar conditions, is not more objectionable in principle than to argue (say)
from the character of a sample to the character of the population from which
the sample is drawn. In general, the procedure of the reducer when faced with a
question of the type 'How can we legitimately claim to know about Xs when our
only direct information is about Ys' is to reply that the difficulty disappears
if we recognize that Xs are nothing over and above Ys, that to talk about Xs is
to talk in a concealed way about Ys. Whether we are to count the reductive
response as metaphysical or not depends on how seriously it is pressed. If the
'reducer' maintains that his proposed reduction, or something like it, must be
accepted as the only way of avoiding on the one hand the introduction of a
transcendental hypothesis, and on the other hand wholesale rejection of a
certain class of everyday statements, then he, too, is to be counted as a
metaphysician; but IF he is prepared to allow his proposed reduction to be
treated purely on its merits, and does not regard its acceptance as being the
only satisfactory way of meeting some threat to common sense, he is not a
metaphysician. But then, too, he cannot be taking the quandary very seriously:
he must be thinking of it as an apparent quandary, the illusion of a quandary,
which can be dispelled without recourse to any of these drastic measures.
The question arises: How is our characterization of these quandary-responses as
metaphysical connected with what we have previously had to say about
metaphysics? In more ways than one. In the first place, it is necessary, in
order for the quandary to arise at all, and to appear as something requiring
drastic measures, that some conceptual shift, some perhaps unnoticed change in
our ordinary way of looking at things, should already be occurring. That change
of view, on which Wisdom lays such emphasis, is already taking place. Second,
behind the, quandary and the change of view, we may sometimes glimpse the
working of one of those preferences among the categories which we earlier
mentioned. For example, it may be that Plato believed in the supreme
reality of those eternal changeless entities, the Forms, partly at least
because he wished to preserve the possibility of scientific knowledge and yet
was threatened with having to reject it; for philosophical reflection made it
appear that knowledge of perceptible things was impossible, since perceptible
things were constantly in process of change. In order, then, to resolve his quandary,
to find a subject-matter for scientific knowledge, Plato was led to introduce,
and to exalt, the Forms. But the idea that knowledge of changeable things is
impossible, which gives rise to the quandary, may itself arise from a
preference: from the feeling that to be unchanging (and so permanent and
stable) is so much better than to be changing (and so fleeting and insecure)
that only knowledge of unchanging things is worthy of the name of
knowledge. We have spoken of some of the springs, and of some of the
characteristic features, of metaphysics. Our survey is summary and
incomplete. It may be supplemented by more detailed discussion of different
aspects of the subject. But even from a summary survey, a general picture
emerges. The enterprise of metaphysics emerges as, above all, an
attempt to re-order or to reorganise the set of ideas with which we think about
the world; assimilating to one another some things which we customarily
distinguish, distinguishing others which we normally assimilate; promoting some
ideas to key positions, downgrading or dismissing others. It is supremely a
kind of conceptual *revision* which the metaphysician undertakes, a re-drawing
of the map of thought — or parts of it — on a new plan. Of course such a revision
is often undertaken within particular departments of human thought, and are not
then metaphysical ventures. But the revision which the metaphysician
undertakes, although it may be undertaken in the interests — or supposed
interests — of science, or in the light of history, or for the sake of some
moral belief, is always of a different order from a merely departmental
revision. For among the concepts he manipulates are always some — like
those of knowledge, existence, identity, reality - which, as Aristotle said,
are common to all the departmental studies. Partly for this reason, the
metaphysical revision tends to comprehensiveness, tends to call for
readjustments everywhere. Not that it inevitably issues in a comprehensive
system, although it is never merely departmental. For though the notions to be
revised are general, and not departmental, notions, they need not all be
revised at once and to the limit. So we have those comparatively localised
disturbances, where, from the interplay of quandary and preference, there
emerges some minor metaphysical shift in the contours of thought. But the
metaphysician par excellence will not stop short at this. With more or less of
boldness, ingenuity and imagination, he re-draws the whole map — unless he
describes it, by analysing with systematic botanic skills the ways we, at
Oxford, talk! H. P. GriceI am to enquire what metaphysics *is* — what
distinguishes metaphysics from the rest of philosophy. It seems likely that
that question is, as Heidegger well knew, one which it is particularly
difficult to answer neutrally, or dispassionately. Not a few
philosophers, at Oxford even, think that the *essential* task for a philosopher
is to provide this or that metaphysical doctrine. Some even would go on to say
that this is the only justification for the existence of philosophers — if not
philosophy! But then *other* philosophers go and think that every metaphysical
doctrine is spurious. Some, even at Oxford, have even called every metaphysical
doctrine meaningless — or lacking in signification. Metaphysics has thus a
unique power to attract — or repel, or, to use a different disjunction, to
encourage an uncritical enthusiasm, on the one hand, and an impatient
condemnation on the other. All the more reason for giving, if possible, a
neutral and *dispassionate* account. As it happens, the rather odd *name* of
the subject is the ‘tote’ given to a treatise by Aristotle. And Aristotle
describes the *subject* or topic of his treatise as the *science* of being as
such — *esse* qua esse — or a supremely general or generic study of existence
or reality, as distinct from — and more fundamental than — any such
*special* — and thus less generic — science. With Parmenides, Aristotle argues
that there *must* be such a science. Each of the sciences which are more
specific, besides having its own peculiar subject matter, makes use, in common
with all the others, of this or that quite generic notion, such as that of
identity, or difference, or unity and plurality. Such a set of common, generic,
notions or tags or labels as these — is, is identical to, etc. — would
provide the shopping list of topics of this generic science — of being, or esse
qua esse — while various different kinds or sorts of, say, existence, or
reality — realia — each with its own peculiar features, would provide the
subject-matter of the more departmental studies. This conception of
metaphysics, as a supremely general study of esse qua esse — cf. ethics as the
science of bonum qua bonum — which is somehow presupposed by the special
sciences, is a fairly enduring one. We find this conception of theme of a
discourse on esse qua esse, for example, though with variations, in Descartes,
Leibniz and Kant — not to mention Carnap! Granted, some
metaphysicians may have agreed with Aristotle about the comprehensive and
general and ultimate nature of their subject, they would have opposed
Descartes's, or Kant’s, concern with the role of a metaphysical doctrine in the
foundation of science as such. Bradley is a good example. Bradley
indeed says: “We may agree, perhaps, to understand by ‘metaphysics’ any attempt
to *know* reality — or realia — as against mere appearance, or the study of the
first principle, or the ultimate truth, or the Absolute, or again the
effort to comprehend the universe, not simply piece-meal, or by fragments, but
somehow as a whole.” Bradley’s characterisation thus agrees with Aristotle’s in
contrasting metaphysics with departmental or, as Bradley has it, any vulgar
fragmentary study. Bradley’s attempt ‘to *know* reality' sounds something like
Aristotle’s study of esse qua esse. And both Aristotle and Bradley would,
indeed with Plato and Hegel if nor Kant, agree on the task of discovering the
first principle. But, as a true-blooded Oxonian, Bradley would have very much
ridiculed the idea that he was concerned to get at this or that presupposition
or foundation of science! Some other accounts of metaphysics sound, on the face
of it, at least, very different from either of these. Consider, for example,
from The Other Place, Wisdom's description of a metaphysical statement. Wisdom,
slightly out of the blue — that’s Cambridge forya — says that a metaphysical
proposition is, characteristically, a sort of an illuminating falsehood. A
metaphysical sentence is, in Moorean parlance, a pointed paradox, which uses
the English language in a disturbing and even shocking way — in order to make
us aware of some hidden difference or some hidden resemblance in this or that
thing - a differences or a resemblance hidden by our ordinary way of talking,
as we do at Oxford. Of course, Wisdom is not not claiming this to be a complete
characterisation, nor perhaps a literally correct one. Indeed it has been
seen as a pearl, a wise illuminating … paradox. In any case, Wisdom's
characterisation of a metaphysical sentence, in relation to Aristotle's, or
Bradley's, account of the matter, is far from obvious. But perhaps a relation
*can* be established. Certainly, not every metaphysical sentence
is a paradox serving to call attention to some usually unnoticed difference or
resemblance. For one, a metaphysical sentence — think Heidegger — may so
obscure to take quite some ‘training’ in Philosophese, before its meaning can
be grasped. By contrast, a paradox must operate with familiar concepts. The
essence of a paradox is that it administers a shock, and you cannot shock a
philosophy pupil if he is standing on such unfamiliar ground that he has no
particular expectations! Nevertheless, there is a connection between
metaphysics and Wisdom's kind of paradox. Suppose we consider the Philosopher’s
Paradox that everyone is really always alone. Considered by itself, it is no
more than an epigram — rather a flat one — about the human condition. It might
be said, at least, to minimise any difference between being by oneself and
being with other people. But now consider it, not simply by itself, but
surrounded and supported by a certain kind of argument: by an argument to the
effect, say, that what passes for knowledge of each other's mental processes
is, at best, unverifiable conjecture, since the mind and the body are totally
distinct things, and the working of the mind is always withdrawn behind the
screen of its bodily manifestations. When the solitude-affirming paradox is
seen in the context of a general theory about minds and bodies and the
possibilities and limits of knowledge, when it is seen as embodying such a
theory, indeed it is *clearly* a metaphysical statement. But the fact that the
statement is most clearly interpreted as metaphysical in such a setting does
not mean that there is no metaphysics at all in it when it is deprived of the
setting. 'Everyone is really alone' invites us to change, for a moment at
least and in one respect, our ordinary way of looking at things, or of talking
about things, and hints that the changed view we get is the truer, the
profounder, view. And part of Bradley's characterization of metaphysics —
'the attempt to know reality as against mere appearance' — seems to
herald a general invitation to a general change of view, which will also be a
change to a profounder view. We may surmise, perhaps, that the attempt to
secure that comprehensiveness, which both Aristotle and Bradley find
characteristic of the metaphysical enquiry, leads often enough to those shifts
of view, expressible in the Philosopher’s Paradox, which Wisdom finds
characteristically metaphysical. But what exactly is the meaning of the
requirement that metaphysics should yield a comprehensive system of reality? A
theory about the nature of reality might be held to be comprehensive, in so far
as there is no element of reality to which the theory does not apply; and might
be held to be systematic if the propositions comprised in the theory are
inter-dependent; that is to say, if the propositions of the theory are not
divided into a number of independent groups. An extreme case of something
systematic in the required sense would be a deductive system, in which, from a
limited number of axioms, one derives, as a logical consequence, any remaining
proposition of the theory; and it is notable that some rationalist
metaphysicians indeed thought of metaphysics as constituting a deductive
system. It may be objected that if we are to understand in this way the idea of
a comprehensive and systematic account of reality, science as a whole, or even
some particular science, would qualify as metaphysics; for example, physics —-
if not Stone-Age Physics — which is certainly systematic enough, may be said to
deal with the whole of reality. But this objection has little
force. For though Stone-Age Physics may be said to be concerned with the whole
of reality, it could not be said to be concerned with every aspect or feature
of reality. A Physical law may govern, for example, part of the behaviour of
living bodies; but if we wish to know about the way an organism develops, we
have to go, not to the physicist, but to the physiologist — or the biologist,
or even the physician. So we can still regard Stone-Age physics as
insufficiently comprehensive to qualify as meta-physics. And though science as
a whole might be thought to be comprehensive, in that every aspect of reality
falls under some particular science or other, nevertheless any particular
science is too independent of any other for science as a whole to count as a
single system. But cf. scientism, or the devil of it. Nevertheless a
difficulty remains in drawing a distinction between metaphysics and stone-age
science. It is perhaps not inconceivable that the sciences may advance to
a point at which it would be possible to recast the whole of science as a
single system. For example, after enormous strides within biology itself, it
might perhaps become possible to reinterpret the basic concepts of physiology
or biology in terms of the concepts of physics, and so represent this of that
physiological or biological phenomena as obeying this of that law which is only
a special case of a law of physics. What is here envisaged is, roughly
speaking, a very large-scale version of the unification effected by the Kinetic
Theory of Gases, which brings certain seemingly independent laws concerning
gases within a single wider system, by exhibiting them as special cases of
dynamical laws. This result was achieved, roughly, by thinking of a gas as
being composed of particles, and redefining, in terms of the properties of the
particles, certain concepts involved in the laws about a gas. Such a
unification and systematisation of the whole of science is of course, at
present, the wildest of dreams, and may even be *logically*, or as I prefer,
conceptually impossible, — — cf. the devil of ANTI-scientism — though it has
not been shown to be so. But suppose it is to occur. Some metaphysician
might still surely refuse to call the resulting systematized science, or even
the most general part of it, a ‘metaphysical’ system. This refusal would
not be the result of a purist’s mere prejudice. Just because the universal
systematised science is stone-age science, it would not be stone-age
metaphysics. For even the most general and basic law stone-age physics contains
would ultimately depend for its acceptability upon the results of observation
and experiment, in a way which is quite uncharacteristic of the principles of
say, Bradley’s metaphysical system — who would rather be seen dead than
at at a lab — such as a lab doesn’t exist at Oxford! The methods of stone-age
physics and a fortiori science, the tests for acceptability of this or that
stone-scientific or physical law, remains quite different from the method of
metaphysics and the test for acceptability of this or that metaphysical first
principle. So we have here a further question. For even though it *is* true
that the most general law or axioms of a unified stone-age physics or science
would _not_ — never!? Hardly ever — count as metaphysics, it is also true that
many a metaphysician has thought it at least a part of his task to lay, or to
lay bare, the foundations of stone-age ohysics or science. We must ask, then,
how we are to conceive, or how such a meta-physician conceived, of the
relations between the metaphysical foundation and the stone-physical or
scientific super-structure. That relation, it is clear, is not to
be understood simply as the relation of the most general to less general law of
nature. Not every metaphysician explicitly asks himself this question, nor is
it clear what answer they would have given if he has. But there are exceptions.
One of them is Kant. Kat thinks that there is a certain principle which has a
quite special place in knowledge, in that the principle states the conditions
under which alone scientific knowledge of nature, considered as a
spatio-temporal system, is possible. This principles is not itself a part
of stone-age physics or science. Rather, the principle embodies the
conditions of the possibility of stone-age physics of science, and of ordinary
every-day knowledge as expressed in ordinary language too, for that
matter. It is an important part of the metaphysician's task to discover what
fundamental idea this principle involves, and what the principle itself is; and
also to prove that it has this peculiar character. For this is the only kind of
proof of which if was susceptible. Whatever the shortcomings of Kant's
doctrine, it at least gives a clear meaning to saying that metaphysics is
concerned with the presuppositions of stone-age physics or science, and not
merely its most general part. And the shortcomings *are* important. Kant's
fundamental principle varies greatly in character; and very few metaphysician
would agree to-day that it embodies the general presupposition of the
possibility of scientific knowledge. Most metaphysician would be today pretty
sceptical about the very possibility of establishing any rival principle with
just that status. A more acceptable notion might be that of a body of ideas or
principle which is, in something like Kant's sense, the presupposition, not of
scientific knowledge in general, but of a particular kind of scientific
enquiry, or of the science of a particular time. This is in fact Collingwood's
idea of the nature of meta-physics. The metaphysician exposes the
presuppositions of the science of a particular epoch. Only we need not, like
Collingwood or Foucault, think of the metaphysician just as an archaeologist of
thought. The metaphysician might also be, as he has often intended to be and
sometimes has been, a revolutionary, fostering this or that direction in
scientific discovery rather than uncovering the foundations of scientific
remains. This line of thought about metaphysics is not peculiar to a
relatively traditional thinker like Collingwood. There is at least some analogy
between Collingwood’s views and those, for example, of Carnap, a member of the
philosophically radical Vienna Circle. Carnap draws a sharp distinction between
a question which arises *within* a given system of concepts, or framework of
ideas, and a question which may be on occasion raised about that framework or
system. A question of the first sort belongs to the field of some science or of
everyday life, and is answered by the methods appropriate to this or that
field. A question of the latter sort has traditionally appeared in metaphysics
in the misleading form of a question about the reality or existence of some
very general class of entities corresponding to the fundamental ideas of the
system of concepts in question. Thus a meta-physician may have asked
whether there really existe such things as numbers, whether the space-time
points of physics are real, and so on. But such a question can be significantly
understood only as raising the practical issue of whether or not to embrace and
use a given conceptual scheme or framework of ideas. To answer affirmatively,
according to Carnap, is simply to adopt such a framework for use, and hence to
give shape or direction to a whole field of enquiry. Carnap's view of the
matter might seem to make it mysterious that there should be such things as a
metaphysical assertion, as opposed to a metaphysical *decision* — a different,
practical buletic — not alethic — mood! The mystery could be solved in principle
by regarding the metaphysician as engaged in a kind of propaganda —- typically
at Cambridge where they take stone-age physics more seriously than we do
af Oxford — on behalf of some conceptual scheme, the acceptance of which is
obscurely felt to be a presupposition of the development of science in a
particular direction. Like all forms of propaganda, conceptual or metaphysical
propaganda is liable to involve distortion and exaggeration. As Carnap's
remarks suggest, one form which conceptual advocacy is liable to take is the
entering of a strong claim for the status of reality on behalf of some general
class of entities, together with a disposition to deny this status to other,
less favoured things. At least from Aristotle's time till the end of the
eighteenth century, the traditional honorific title for things declared to be
real, or ultimately real, was that of substance. So we constantly find the
entities favoured in any particular metaphysical system being accorded the rank
of substances, while everything else is given some inferior, dependent status,
or is even declared to be merely appearance. The types of entity favoured in
this way have varied enormously. For Bishop Berkeley, it is minds or spirits;
for Leibniz, some curious mind-like centres of conscious or unconscious
experience. Hume is inclined to scoff at the whole notion; but in so far as
anything deserved the title, he thought it was the individual sense-impression
and the image. For Spinoza, on the other hand, it was nothing less than
everything: the single comprehensive system of reality, which he called God
*or* Nature. But the best example for the immediate purpose is provided
by Descartes. Unlike Berkeley and Hume, Descartes is a very
scientifically-minded philosopher, with very clear ideas about the proper
direction for science. He seems to have thought that mathematics, and in
particular geometry, provided the model for scientific procedure. And this
determined his thinking in two ways. First, he thought that the fundamental
method in science is the deductive method of geometry, and this he conceives of
as rigorous reasoning from self-evident axioms. Second, he thinks that the
subject-matter of all the physical sciences, from mechanics to medicine, must
be fundamentally the same as the subject-matter of geometry. The only
characteristics that the objects studied by geometry possess are spatial
characteristics. So from the point of view of science in general, the only
important features of things in the physical world are also their spatial characteristics.
Physical science in general is a kind of dynamic geometry. Here we have an
exclusive preference for a certain type of scientific method, and a certain
type of scientific explanation: the method is deductive, the type of
explanation mechanical. These beliefs about the right way to do science are
exactly reflected in Descartes' ‘ontology,’ in his doctrine, that is, about
what really exists. Apart from God, the divine substance, he
recognizes just two kinds of substance, two types of real entity. First, there
was material substance, or matter; and the belief that the only scientifically
important characteristics of things in the physical world are their spatial
characteristics goes over, in the language of metaphysics, into the doctrine
that these are their only real characteristics. Second, Descartes
recognised the mind, at least his own, or a mental substance, of which the
essential characteristic is thinking; and thinking itself, in its pure form at
least, is conceived of as simply the intuitive grasping of self-evident axioms
and their deductive consequences. These restrictive doctrines about reality and
knowledge naturally called for adjustments elsewhere in our ordinary scheme of
things. With the help of the divine substance, these were duly provided.
It is not always obvious that the metaphysician's scheme involves this kind of
ontological preference, this tendency, that is, to promote one or two
categories of entity to the rank of the real, or of the ultimately real, to the
exclusion of others. Kant, as much concerned as Descartes with the foundations
of science, seems, in a sense, to show no such preference. He seems prepared to
accord reality to all the general types of phenomena which we encounter in
experience or, rather, to draw the distinction between the illusory and the
real, as we normally do, within these types, and not *between* them. Yet it is
only a relative reality or, as he said, an empirical reality, that he was
willing to grant in this liberal way to all the general classes of things we
encounter. For the whole world of nature, studied by science, is declared
by Kant to be ultimately only appearance, in contrast with the transcendent and
unknowable reality which lay behind it. So, in sense, he downgraded the whole
of what we know in favour of what we do not — and cannot — know. But this
thoroughgoing contrast between appearance and reality is perhaps of less
importance to him in connection with science than in connection with morality.
The transcendent reality is of interest to us, not as scientific enquirers, but
as moral beings, not as creatures faced with problems of knowledge, but as
creatures faced with problems of conduct. Kant is a very ambitious
metaphysician, who seeks to secure, at one stroke, the foundations of science
and the foundations of morality. The last point is of importance.
Though a concern with the foundations of science is, or has been, one impetus
to the construction of metaphysical systems, it is only one among others.
Concern with morality, with the right way to behave, has been scarcely less
important. And other disciplines have contributed to the metaphysical drive.
When history came of age and began to preoccupy philosophers such as Croce,
metaphysical systems started to grow out of historical studies. Think
Collingwood! Thus the historically-minded metaphysician would search for the
true nature of historical explanation and concludes, perhaps, that the key
concept is that of a certain mode of development of human institutions.
Suppose he then extends this theory beyond the confines of history, maintaining
that this same concept, which is, in a certain sense, a concept of mental
development, provides the only true explanation of the whole universe.
The result is a comprehensive system something like Hegel's. Hegel
honoures one type of historical explanation, by making it the foundation of his
system; and it is this system that Marx turns upside down, making the whole
process of development material instead of mental. Systems like those of
Marx and Hegel ard intended to have implications regarding human
behaviour. But concern with moral and emotional, even with
aesthetic, requirements may take many other different forms. It may take
the form of a desire to provide some transcendental authority, some more than
human backing, for a particular morality: a moral conclusion about
how we ought to behave is to follow from a metaphysical premise about the
nature of reality. It may take the more general form of a wish to supply
transcendental backing for morality in general. Or it may take the form of a
wish to demonstrate that there is some surpassing and unobvious excellence
about the nature of things, an ultimate satisfactoriness in the universe.
Spinoza provides another example of the first of these. He claims to
demonstrate, from the nature of reality, that the supreme satisfaction is also
the supreme virtue, and that both consist of what he calls the intellectual
love of God: which seems to mean, for him, a kind of acquiescent and admiring
understanding of the workings of Nature. Kant is the supreme example of the
second. The whole world of nature, including our ordinary human selves — the
whole province of scientific knowledge, in fact — is declared to be mere
appearance, in contrast with the world of transcendent reality, the world of
things in themselves. Reality is set behind a curtain impenetrable to
scientific enquiry, a removal which both guarantees its security and *heightens
its prestige*. But communications are not wholly severed. From behind the
curtain Reality speaks — giving us, indeed, not information, but a
command, a moral imperative. In some admittedly unintelligible way, Reality is
within us, as rational beings; and, with unquestionable authority, it lays down
the general form of the moral law which we ought, as ordinary human beings, to
obey. Finally, Leibniz, who unites so many intellectual concerns in a
brilliant, if precarious, harmony, provides a good example of the third form
which this element in metaphysics may take. The celebrated optimism —
'Everything is for the best in the best of all possible worlds' — is not, in
the context of his system, at all as absurd as Voltaire made out. We may find
it unsympathetic, which is another matter; for Leibniz's criteria of the
highest excellence are peculiarly his own. He thinks he can demonstrate that
reality must exhibit a peculiarly satisfying combination of the maximum
possible diversity and richness of phenomena, together with the greatest
possible simplicity of natural laws. Sometimes the demonstration appears to be
theological, sometimes purely logical. In any case it was this combination of
richness and elegance which he found so admirable - worth, no doubt, a Lisbon
earthquake or a Turkish war. It seems a taste that we might find unsympathetic,
but could scarcely find ridiculous. It is time, however, to enter a
caveat. It would be misleading to suggest that the sources of
metaphysics are always of the kinds we have so far described — such as the wish
to get morality transcendentally underwritten, or the desire to give science
the right direction, or the urge to show that some departmental study holds the
key to the universe at large. Metaphysics may have a humbler origin. It often
enough happens that philosophers, reflecting upon a particular matter, find
themselves, or seem to find themselves, in a certain kind of quandary. We can
best illustrate this by considering in a little detail one particular quandary
of this kind. We select the problem of our knowledge of the material world,
a problem — or apparent problem — which has long occupied the attention of
philosophers. On the one hand, in their unphilosophical moments, they (like all
the rest of us) have no hesitation in sometimes claiming to know on the
evidence of the senses that this or that thing exists or is of such and such a
character; they do, in practice, seem to have no difficulty (in many cases) in
distinguishing between situations in which it is in order to claim to know, for
example, that the milk is on the doorstep and situations in which such a claim
would not be in order. Naturally, therefore, they have a strong antipathy
to any suggestion that all such claims to knowledge should be rejected as
false. Nevertheless, on reflection, they find themselves faced with
philosophical considerations which seem to force them into just such a
rejection. For (the argument runs) if we are to have perceptual knowledge of
the world, this knowledge must be based on the appearances which this or that
thing presents to us, on our sense-impressions. But it is clear that our
sense-impressions may be deceptive or even hallucinatory; the fact that it
looks to me as if there is a milk bottle on the doorstep does not guarantee
that there really is a milk bottles on the doorstep, or even that there is in
fact anything on the doorstep. If we try to remove this doubt in a given case
by further observation, all we are doing is providing ourselves with further
sense-impressions, each of which is open to the same suspicion of deceptiveness
as the sense-impressions with which we started; so we are no better off. Indeed
(the argument may continue) so far from providing us with certain knowledge
about the world, our sense-impressions cannot even be justifiably regarded as
more or less reliable clues to, or indications of, the character of the world.
For they could only properly function as clues if we could correlate particular
kinds of sense-impression with particular kinds of thing, and to do this we
should have to possess some kind of direct access to this of that thing, and
not merely indirect access via sense-impressions.This direct access we do not
have. This is an example of the kind of philosophical consideration which seems
to lead to the conclusion that any claim to knowledge of the world must be
rejected. The result is a quandary of just the kind we are seeking to
illustrate: that is to say, a conflict between a reluctance to discard some
range of propositions with which in everyday life everyone is perfectly
satisfied, and the pressure of a philosophical argument which seemingly leaves
no alternative but to reject the propositions in question. The propositions in
jeopardy often (though not always) state that we have knowledge of this or that
kind, in which case the philosophical arguments which undermine them do so by
setting up a barrier between appearance and reality, or between the evidence
and that for which it is (supposedly) evidence. Now, when is the response
to such a quandary a metaphysical response? One kind of response, which would
be generally admitted to be metaphysical is what one might call the
Transcendentalist response. To respond in this way to the quandary about
the world, for example, would be to maintain that a thing may be known to
exist, even though not observable, and to explain the possibility of such
knowledge by invoking some transcendental hypothesis, some principle which is
supposed to be acceptable independently of experience. For example, one might
invoke the principle that God is not a deceiver, or that appearances must have
causes; and then, by invoking the further principle that there must be some
resemblance between cause and effect (and so between reality and appearance)
one might guarantee some knowledge of the character, as well as of the
existence, of this or that thing. In general, it is characteristic of the
Transcendentalist to admit both unobservable entities and principles which are
not empirically testable; by this means he may hope to reinstate, at least in
part, the propositions which he was in danger of having to give up. A very
different type of response to the problem is Hume's. Put very baldly, his view
was that all our everyday statements about this or that thing incorporate
mistakes in a systematic way, and so none of them can, as they stand, be
rationally accepted; hence, of course, claims to know them to be true must be
false or absurd. He adds, however, that we are so constituted as human beings
that we are incapable of ceasing to make and accept such statements in our
everyday life, even though in our reflective moments we may see the error of
our ways. We might perhaps confer the label of rejector' upon one who,
when it is asked how we are to preserve a particular range of everyday
assertions from destruction by philosophical argument, replies that such
preservation is not rationally possible. The rejector's response is not less
metaphysical than the Transcendentalist's. A more recently fashionable
method of dealing with our kind of quandary is the method of reduction. For instance,
some philosophers have tried to remove the barrier between sense-impressions
and the thing by maintaining that a thing is just a collection or family of
sense-impressions; or to put the view in a more modern garb, they have
suggested that sentences about a thing are translatable, in principle at least,
into complicated sentences about the sense-impressions that people actually do
have, or would have, in certain conditions. If so much is granted, it
would be claimed, there remains no difficulty in the idea that facts about
sense impressions constitute a legitimate evidential basis for statements about
a thing; for to conclude that since certain sorts of sense-impressions have
been obtained in certain sorts of conditions, therefore more or less similar
sense-impressions would be obtained in more or less similar conditions,
is not more objectionable in principle than to argue (say) from the character
of a sample to the character of the population from which the sample is drawn.
In general, the procedure of the reducer when faced with a question of the type
'How can we legitimately claim to know about Xs when our only direct
information is about Ys' is to reply that the difficulty disappears if we
recognize that Xs are nothing over and above Ys, that to talk about Xs is to
talk in a concealed way about Ys. Whether we are to count the reductive
response as metaphysical or not depends on how seriously it is pressed. If the
'reducer' maintains that his proposed reduction, or something like it, must be
accepted as the only way of avoiding on the one hand the introduction of a
transcendental hypothesis, and on the other hand wholesale rejection of a
certain class of everyday statements, then he, too, is to be counted as a
metaphysician; but IF he is prepared to allow his proposed reduction to be
treated purely on its merits, and does not regard its acceptance as being the
only satisfactory way of meeting some threat to common sense, he is not a
metaphysician. But then, too, he cannot be taking the quandary very seriously:
he must be thinking of it as an apparent quandary, the illusion of a quandary,
which can be dispelled without recourse to any of these drastic measures.
The question arises: How is our characterization of these quandary-responses as
metaphysical connected with what we have previously had to say about
metaphysics? In more ways than one. In the first place, it is necessary, in
order for the quandary to arise at all, and to appear as something requiring
drastic measures, that some conceptual shift, some perhaps unnoticed change in
our ordinary way of looking at things, should already be occurring. That change
of view, on which Wisdom lays such emphasis, is already taking place. Second,
behind the, quandary and the change of view, we may sometimes glimpse the working
of one of those preferences among the categories which we earlier
mentioned. For example, it may be that Plato believed in the supreme
reality of those eternal changeless entities, the Forms, partly at least
because he wished to preserve the possibility of scientific knowledge and yet
was threatened with having to reject it; for philosophical reflection made it
appear that knowledge of perceptible things was impossible, since perceptible
things were constantly in process of change. In order, then, to resolve his
quandary, to find a subject-matter for scientific knowledge, Plato was led to
introduce, and to exalt, the Forms. But the idea that knowledge of changeable
things is impossible, which gives rise to the quandary, may itself arise from a
preference: from the feeling that to be unchanging (and so permanent and
stable) is so much better than to be changing (and so fleeting and insecure)
that only knowledge of unchanging things is worthy of the name of
knowledge. We have spoken of some of the springs, and of some of the
characteristic features, of metaphysics. Our survey is summary and
incomplete. It may be supplemented by more detailed discussion of different
aspects of the subject. But even from a summary survey, a general picture emerges.
The enterprise of metaphysics emerges as, above all, an attempt to
re-order or to reorganise the set of ideas with which we think about the world;
assimilating to one another some things which we customarily distinguish,
distinguishing others which we normally assimilate; promoting some ideas to key
positions, downgrading or dismissing others. It is supremely a kind of
conceptual *revision* which the metaphysician undertakes, a re-drawing of the
map of thought — or parts of it — on a new plan. Of course such a revision is
often undertaken within particular departments of human thought, and are not
then metaphysical ventures. But the revision which the metaphysician
undertakes, although it may be undertaken in the interests — or supposed
interests — of science, or in the light of history, or for the sake of some
moral belief, is always of a different order from a merely departmental
revision. For among the concepts he manipulates are always some — like
those of knowledge, existence, identity, reality - which, as Aristotle said,
are common to all the departmental studies. Partly for this reason, the
metaphysical revision tends to comprehensiveness, tends to call for
readjustments everywhere. Not that it inevitably issues in a comprehensive
system, although it is never merely departmental. For though the notions to be
revised are general, and not departmental, notions, they need not all be
revised at once and to the limit. So we have those comparatively localised
disturbances, where, from the interplay of quandary and preference, there
emerges some minor metaphysical shift in the contours of thought. But the
metaphysician par excellence will not stop short at this. With more or less of
boldness, ingenuity and imagination, he re-draws the whole map — unless he
describes it, by analysing with systematic botanic skills the ways we, at
Oxford, talk! H. P. Grice
Series 1 Correspondence Carton 1 (folders 1-15). Arranged alphabetically
according to surname; followed by general correspondence. Series includes
correspondence with Baker, Bealer, Warner, and Wyatt addressing various forms
of his research on philosophy. Folder 1 Bennett Folder 2 Baker, Folder 3
Bealer Folder 4 Code Folders 5-6 Suppes Folders 7-8 Warner Folder 9 Wyatt 10-12
General to H. P. Grice Folders 13-14 General Folder 15 Various published papers
on Grice Series 2 Publications Carton 1 (folders 16-31), Cartons 2-4
Arranged chronologically; Arranged alphabetically for those publications
without dates. Series includes published papers, drafts and notes that accompany
their publications, unpublished papers along with their drafts and/or notes,
and published transcripts of his various lectures (William James, Urbana,
Carus, John Locke). Also included is Grice's volume "Studies in the Way of
Words" which is compilation of all his other published works including,
"Meaning," "Utterer's Meaning," and "Logic and
Conversation." Carton 1, Folder 16 "Meaning" Folders 17-18
"Meaning Revisited" Folder 19 Oxford Philosophy - Linguistic
Botanizing Folder 20 "Descartes on 'Clear and Distinct
Perception'" Folders 21-23 “Logic and Conversation” Folders 24-26 William
James Lectures Folder 27 "Utterer's Meaning, Sentence-Meaning, and
Word-Meaning" Folders 28-30 "Utterer's Meaning and
Intentions" Folder 31 "Vacuous Names" Carton 2, Folders 1-4
"Vacuous Names" Folders 5-7 Urbana Lectures Folder 8 Urbana Lectures
- Lecture Folders 9-10 "Intention and Uncertainty" Folder 11
"Probability, Desirability, and Mood Operators" Folders 12-13 Carus
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'Intending'" Folders 19-21 "Method in Philosophical Psychology"
Folders 22-23 "Incontinence" Folder 24 "Further Notes on Logic
and Conversation" Folder 25 "Presupposition and Conversational
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Good" Folder 7 "Aristotle on the Multiplicity of Being"
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Life" Notes, Happiness Folder 29 Pierce Folder Basic Pirotese, Sentence
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Pirots Carton 9, Folder 1 Practical Reason Folder 2 Preliminary Valediction
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5 Rationality and Trust notes Folder 6 Reasons Folder 7 Reflections on Morals
Folder 8 Russell and Heterologicality Folder 9 Schiffer Folder 10 Semantics of
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Metaphysics Folder 14 Social Justice Folder 15 “Subjective" Conditions and
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30-31 Wants and Needs H. P. Grice Series 1 Correspondence Carton 1
(folders 1-15). Arranged alphabetically according to surname; followed by
general correspondence. Series includes correspondence with Baker, Bealer,
Warner, and Wyatt addressing various forms of his research on philosophy.
Folder 1 Bennett Folder 2 Baker, Folder 3 Bealer Folder 4 Code Folders
5-6 Suppes Folders 7-8 Warner Folder 9 Wyatt 10-12 General to H. P. Grice Folders
13-14 General Folder 15 Various published papers on Grice Series 2
Publications Carton 1 (folders 16-31), Cartons 2-4 Arranged chronologically;
Arranged alphabetically for those publications without dates. Series includes
published papers, drafts and notes that accompany their publications,
unpublished papers along with their drafts and/or notes, and published
transcripts of his various lectures (William James, Urbana, Carus, John Locke).
Also included is Grice's volume "Studies in the Way of Words" which
is compilation of all his other published works including, "Meaning,"
"Utterer's Meaning," and "Logic and Conversation." Carton
1, Folder 16 "Meaning" Folders 17-18 "Meaning Revisited"
Folder 19 Oxford Philosophy - Linguistic Botanizing Folder 20
"Descartes on 'Clear and Distinct Perception'" Folders 21-23 “Logic
and Conversation” Folders 24-26 William James Lectures Folder 27
"Utterer's Meaning, Sentence-Meaning, and Word-Meaning" Folders
28-30 "Utterer's Meaning and Intentions" Folder 31 "Vacuous
Names" Carton 2, Folders 1-4 "Vacuous Names" Folders 5-7 Urbana
Lectures Folder 8 Urbana Lectures - Lecture Folders 9-10 "Intention and
Uncertainty" Folder 11 "Probability, Desirability, and Mood
Operators" Folders 12-13 Carus Lectures Folders 14-16 Carus Lectures
Folders 17-18 "Reply to Davidson on 'Intending'" Folders 19-21
"Method in Philosophical Psychology" Folders 22-23
"Incontinence" Folder 24 "Further Notes on Logic and
Conversation" Folder 25 "Presupposition and Conversational
Implicature" Folders 26-28 "Freedom and Morality in Kant's
Foundations" Folders 29-30 “Aspects of Reason” Carton 3, Folders 1-5
Actions and Events Folder 6 Postwar Oxford Philosophy Folders 7-21
"Studies in the Way of Words" Folders 22-25 "Retrospective
Foreword" Folder 26 "Retrospective Epilogue" Carton 4, Folder 1
"Retrospective Epilogue" Folder 2 "Retrospective Epilogue and
Foreword" Folders 3-4 "Metaphysics, Philosophical Eschatology, and
Plato's Republic" Folder 5 Reprints Folder 6 "Aristotle on Being and
Good" Folder 7 "Aristotle on the Multiplicity of Being"
Folder 8 "Aristotle: Pleasure" Folder 9 "Conversational
Implicative" Folder 10 “Negation” Folder 11 “Negation” Folder 12
"Personal Identity" (including notes on Hume) Folder 13
"Philosopher's Paradoxes" Folder 14 "A Philosopher's
Prospectus" Folder 15 "Philosophy and Ordinary Language" Folder
16 Some Reflections about Ends and Happiness Folders 17-25 Reflections on
Morals Folder 26 "Reply to Anscombe" Folders 27-30 "Reply to
Richards" Materials Folder 1 Seminar at Cornell Folder 2 Seminar
Folder 3 Philosophy Folder 4 Philosophy Folders 5-6 Kant's Ethical Theory
Folder 7 Aristotle Ethics Folder 8 Kant Seminar Folder 9 Kant's Ethics Folders
10-13 Kant Lectures Folders 14-15 Philosophy 16-17 “Kant's Ethics” Folder 18
Knowledge and Belief Folders 19-21 Kant's Ethics Folder 22 Philosophy Folder 23
Kant Folder Metaphysics and the Language of Philosophy Folder 25 Freedom Folder
26 Lectures Undated Folders 27-28 Kant's Ethics Folder 29 "The Criteria of
Intelligence" Folder 30 Modest Mentalism Folder 31 Topics for Pursuit,
Zeno, Socrates Notes Carton 6, Folders 1-2 Syntax, Semantics, and Phonetics
Folder 3 "That" Clause Series 4 Associations Carton 6, Folder 4
Entailment Folders 5-6 "Some Aspects of Reason," Kant Folder 7
Causality Folder 8 Transcription of Tape Folder 9 Unity of Science and
Teleology "Hands Across the Bay," and Beanfest Folder 10 Beanfest -
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Partial Working Copy Carton 10 Audio Files of various lectures and
conferences Series 5 Carton 6, Folders 13-14 "The Analytic/Synthetic
Division" Folder 15 Aristotle and "Categories" Folder 16
Aristotle's Ethics Folder 17 Aristotle and Friendship Folder 18 Aristotle
and Friendship, Rationality, Trust, and Decency Folder 19 Aristotle and
Multiplicity Folder 20 Notes Folder 21 Notes 1983 Folder 22 Casual Theory
Perception Folder 23 Categories Folder 24 Categorical Imperatives Folder 25
"The Logical Construction Theory of Personal Identity" Folder 26
"On Saying That" Folders 27-28 Descartes Folder 29 Denials of
Indicative Conditionals" Folder 30 Dispositions and Intentions Folder 31
Dogmas of Empiricism Folder 32 Emotions and Incontinence Folder 33 Entailment
and Paradoxes Folders 34-35 Ethics Folder 36 Ethics Folder 37 Festschrift and
Notes Folder 38 "Finality" Carton 7, Folder 1 "Form, Type, and
Implication" Folder 2 Frege, Words and Sentences Folder 3"Fundamental
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of Morals Folder 5 Grammar and Semantics Folder 6 Happiness, Discipline, and
Implicatives Undated Folder 7 Hume Folders 8-9 Hume's Account on Personal
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Semantics Folders 21-22 Locke Lectures Folder 23 LogicalForm and Action
Sentences Folders 24-25 Meaning and Psychology Folders 26-27 Metaphysics Folder
28 Metaphysics and Ill-Will Folder 29 Metaphysics and Theorizing Folder 30
Method and Myth Folder 31 Mill’s Induction Folder 32 Actions and Events Carton
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and other Perception Folder 23 Perception Folder 24 Perception Folder 25
Perception Folder 26 “Clear and Distinct Perception and Dreaming" Folder
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Happiness Folder 29 Pierce Folder Basic Pirotese, Sentence Semantics and Syntax
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30-31 Wants and Needs H. P. Grice TEMPERANZA I shall approach
the topic of incontinence via consideration of Donald Davidson's recent
admirable paper, 'How is Weakness of the Will Possible?' (EAE, pp. 21-42), and
we begin by rather baldly summarizing what are for our purposes the salient
points of that paper. An incontinent act is, in effect, initially defined as an
act done intentionally, an alternative to which is both open to the agent and
judged by the agent to be, all things considered, better than the act in
question. A primary conceptual difficulty about incontinence is seen as being
the inconsistency of a triad consisting of the statement (P3) that there are
incontinent acts together with two further principles which state, in effect,
(PI) given that a man does either x or y intentionally, preference in wanting
(wanting x more than y) is always reflected in preference in intention
(intentionally doing x rather than y) and (P2) that preference in wanting
always follows preference in evaluative judgement judging x to be better than
y) if such preference in evaluative judgement obtains. We have a suspicion
that, though he does not say so, Davidson is committed by what seems to be the
rationale for accepting these principles, as he does, to accepting also the
converses at least of P1, and possibly also of P2; that is to say, to holding
not only that if there is preference in wanting there is also preference in
intention (if either act is done intentionally) but also that if x is preferred
in intention to y then x is also preferred in wanting to y. And similarly,
perhaps, not only if there is preference in evaluative judgement there is
preference in wanting, but if there is preference in wanting there is
preference in evaluative judgement. This suspicion however obviously will need
further elaboration and substantiation. Davidson's solution to this
paradox utilizes a suggested analogy between evaluative statements and
probability statements to reachand deploy a distinction between conditional and
unconditional judgements which, it is contended, makes possible an
interpretation of the members of the apparently inconsistent triad on which
they are no longer inconsistent; suitably interpreted, all three principles can
and should be accepted. More specifically, the man who incon-tinently does y
rather than x does indeed judge that x is better than y, but the judgement is
the conditional judgement that all things considered, x is better than y; but
only an unconditional judgement that x is better than y would require to be
reflected first in preference in wanting and second in preference in intention.
The incontinent man does not judge unconditionally that x is better than y;
indeed, if we interpret Davidson aright, the incontinent man combines the
conditional judgement that, all things considered, x is better than y, with the
unconditional judgement in line with his preference in intention, namely that y
is better than x. The attachment to the idea of preserving both Pl and P2
is, it seems, rooted in a view about the analysis of the notion of intentional
action. The proper analysis of this notion is seen as requiring, in a way to be
more fully discussed in a moment, that there should be some interpretation of
the expression 'judges x to be better than y' such that such a preferential
evaluative judgement should be reflected in an intention formed with respect to
doing x or doing y. Davidson's view of action seems to lead him to
maintaining also, though the basis of this contention is less obvious, that if
an action is done intentionally then it is done for a reason. It emerges
from Davidson's survey of previous discussion of the subject of incontinence
that he considers there to be two themes which are liable to be confused, both
of which, if we interpret him aright, are at least to some degree mistaken. To
quote him: 'One is, that desire distracts us from the good, or forces us to the
bad; the other is that incontinent action always favours the beastly, selfish
passion over the call of duty and morality."' As presented, an
exem-plification of the second theme would entail an exemplification of the
first theme. This logical connection seems to us inessential; the statement of
the themes can be recast in such a way as to make them logically distinct. The
first theme would be that in incontinence it is always the case that desire or
passion makes us act against our better judgement: desire or passion is always
the victor over better • 'How is Weakness of the Will Possible?' *,
p. 29.judgement. The second theme would be that in incontinence what our better
judgement calls for is always action in line with duty or morality; it is
always duty or morality which is the loser. Davidson's example of the man who
allegedly acts incontinently by getting out of his comfortable bed in order to
remedy his forgetful failure to brush his teeth may be envisaged as a counter
to these themes in certainly two, and possibly three, ways. (1) It is not
always the passion which wins, if we can take the reluctance to get out of bed
as falling under the heading of desire or passion, because this is the element
which loses in this case, thereby invalidating theme one. (2) If duty or
morality is involved at all, that is, if we think brushing one's teeth to be a
duty, duty or morality is involved not as a loser but as victor. This example
may also be used to make the even stronger point that since the call upon me to
brush my teeth is not a call of duty or morality but only the call of self-interest,
in this case as in Davidson's reference to the man who acts incontinently when
concerned to maximize his own pleasure (the allusion to Mill) duty or morality
is not involved at all, on either side. And we might say he might have
produced (though he does not), as his example suggests, some cases in which
desire or passion are not involved at all. We can imagine a case in which a man
is diverted from what he knows to be his duty by what he judges to be in his
self-interest. While someone who wished to distinguish wickedness from
incontinence might wish to classify such cases as wickedness rather than as
incontinence, it is clear that they would fall within the characterization of
incontinence given by Davidson himself. 11 The conditional/unconditional
distinction stems, as we have already remarked, from an attempt to provide for
the logical possibility of incontinence while retaining the two principles Pl
and P2, and to do so via a distinction of content between those evaluative
judgements which carry with them intention or decision and those which do not.
Crucial to this distinction is the analogy which Davidson finds between, on the
one hand, probability judgements and those non-practical arguments within which
they figure, and, on the other hand, evaluative judgements and the practical
arguments in which they figure. The relevant type of probability judgement, for
example, 'given that the skies are red this evening, it will probablyrain
tomorrow', is seen by Davidson as exemplifying the canonical form pr(m,, p)
where 'pr' represents a sentential connective, 'm;' represents a sentence
specifying an evidentially relevant considera-tion, and 'p' represents a
sentence specifying a state of affairs to which m, is claimed to be relevant.
While a procedure is needed to enable us sometimes to infer by detachment from
such a probability judgement, together with the premiss that my, to the
conclusion that p, unrestricted detachment cannot be allowed since (1) pr(m,,
p) and (2) pr(m, and mar -p) may both be true. As Hempel and others have noted,
inferences of this type have, therefore, to be subject to a 'principle of total
evidence', the proper formulation of which we do not at this point have to
discuss, but which would prevent an inference by detachment from (1) when (2)
is available. Analog-ously, some evaluative judgements are considered by
Davidson as representable by the structure pf(my, a better than b) where
'pf' (pronounced 'prima facie') is a sentential connective which parallels
'pr' ', and 'a' and 'b' represent possible actions. Inferences from
such conditional value judgements to the corresponding unconditional value
judgement that a is better than b are, like their counterparts in the area of
probability, and for the same reasons, subject to a principle of total
evidence. A special case of a conditional value judgement is, according to
Davidson, a judgement of the type 'all things considered, a is better than b',
representable by the structure pfe, a better than b) where e represents the
total available evidence. Davidson's solution to the problem of incontinence
consists in the thesis that the typical incontinent man combines the
conditional judgement that pfle, a better than b) with the unconditional
judgement that b is better than a. The latter judgement is the one on which the
incontinent man acts, and since the type of evaluative judgement which
supposedly is in line both with preference in wanting and with intention to act
is taken to be the unconditional value judgement, the phenomenon of incontinence
is compatible with the principles Pl and P2. We may note here for future
reference that on Davidson's account the unconditional judgement, which in the
case of the incontinent man is in quasi- 2 Our notation for probability
judgements reverses the standard form utilized by Davidson, in that we make the
representation of the evidential base precede rather than follow the
representation of that to which probability is ostensibly assigned. We
make this change in order to hint at, though not to affirm, the idea that
probability and its practical analogue might be treated as attributes of
conditional propositions (statements), on some suitable analysis of
non-material conditionals.conflict with the 'all things considered' judgement,
stems from a consideration which is an element in the set of considerations
covered by the phrase 'all things considered', for example, from the thought
that to do b would be more pleasant than to do a. Such a consideration is
treated as being the incontinent man's reason for doing b and as being the
cause of, though not his reason for, the unconditional judgement from which his
act proceeds (EAE, p. 41). While we agree with Davidson about the
existence and importance of the analogy between probabilistic and evaluative
statements and arguments, we are dubious about certain aspects of Davidson's
characterization of it. A discussion of this question however, will not be
undertaken on this occasion.3 This issue apart, two modifications of the
Davidsonian scheme seem to us to be initially demanded if it is to be advanced
as a model for practical reasoning. The first of these does not seem in
any way damaging to the essence of Davidson's treatment of the problem of
incontinence, but the second leads us on to some serious objections. There seem
to us to be cogent grounds for providing room for evaluative judgements to the
effect not just that (1) relative to certain considerations a is better than b,
but that (2) relative to certain considerations, a is best. Given Davidson's
conditional/unconditional distinction it looks as if for many, if not all,
cases the final conditional evaluative judgement in practical argument should
be thought of as being of formrather than form (1), and the same may be true of some
of the non-final evaluative judgements contained in such an argument. It is
true that in some cases the judgement that a is best is tantamount to the
judgement that a is better than b, where b is the most promising alternative to
a: but this is not always so. Sometimes we seem to decide that relative to
certain evidence a is better than any of a range of alternatives without
deciding on any evaluative ordering of the remainder of the range and sometimes
even without identifying any of the elements in that remainder. If we are right
in supposing that an 'all things considered' judgement would characteristically
be of form (2), then clearly the incontinent man must be supposed to reach this
type of judgement. It is tempting, but we suspect wrong, to suggest that a
judgement to the effect that, relative to ma, a is best is to be represented as
a special case of form (L), namely, that given by the schema recognized by
Davidson, pf(m j, a is better thanDiscussed in Paul Grice, 'Probability, Desirability,
and Modal Operators' (unpublished).-a) (for example, EAE, p. 38). The latter
schema unfortunately can be read in either of two ways; as a way of saying
that, relative to my, a is good, and as a way of saying that relative to my, a
is better than any alternative. These readings are clearly distinct and
examples of each of them may occur in practical argument. Our second
modification may have more awkward consequences for Davidson's account.
Davidson wishes 'pf", like 'pr' • to be treated as a special
sentential connective. While this proposal may be adequate for dealing with
many examples of conditional judge-ment, there are some important candidates
which raise difficulties. If judgements expressed by the sentence forms
'all things con-sidered, a is better than b' or 'relative to the available
evidence, a is better than b' are to be regarded as instances of conditional
judge-ment, as Davidson seems to demand, the proposal will have to be modified.
For in the expression of these judgements the relevant considerations are not
sententially specified but are referred to by a noun phrase, and in such cases
characterization of 'pf", and for that matter of 'pr', as sentential
connectives would seemingly flout syntax. It would be no more legitimate
to treat the phrases 'the available evidence' or 'all things considered' (or
'all things') as substituends for a sentential place marker (as 'e' should be
to parallel 'm,') in one of Davidson's canonical forms than it would be to
treat 'the premisses of your argument' (as distinet from 'The premisses of your
argument are true') as a substituend for 'p' in the form 'if p then q'. So if
the account of conditional judgement is to be both uniform and capable of
accommodating 'all things considered' judgements (interpreted in the manner
just suggested), 'pr' and 'pf" will have to be thought of as representing
not connectives but relational expressions signitying relations between such
entities as sentences, statements, propositions, or judgements, according to
philosophical predilection. These reflections, however, raise a doubt
whether we have, after all, correctly interpreted Davidson's notion of an 'all
things con-sidered' judgement. Such a judgement might, as we have suggested, be
a judgement expressible in a sentence of the form 'Prima facie, relative to the
available evidence, a is better than b', but, alterna-tively, it might be
thought of as a judgement expressible in a sentence of the form 'Prima facie,
given that p, and P2... and Pn, a is better than b', where the conjunctive
schema 'P2... and Pn,represents a specification of what is, in fact, the
available evidence. If this alternative interpretation should prove
sufficient for a Davidsonian solution to the problem of incontinence, its
adoption would enable us to preserve the characterization of 'pr' and 'pf"
as representing connectives. But is it sufficient for this purpose? The
question whether, to discharge its role in Davidson's scheme, an 'all things
considered' judgement can be regarded as specifying a set of propositions which
in fact constitute the body of evidence, or whether it has to be regarded as
referring to such a set of propositions as constituting the body of evidence,
is, to our minds, bound up with the further question about the meaning of the
expressions 'all things considered' and 'available evidence'. 'All things
considered' might mean either 'relative to everything which has so far been
considered' or 'relative to everything which should be con-sidered'. Similarly
'the available evidence' might mean 'the evidence of which I have so far
availed myself' or 'all the evidence of which I should avail myself'. In each
case the natural interpretation seems to us to be the second, but there is some
indication (albeit in passages not altogether unambiguous) that Davidson
intends the first. It might be helpful, before we examine possible
interpretations of 'all things considered' judgements, to consider what might
be the maximal set of stages through which a man might pass in practical
deliberation. We offer an expanded sequence of stages which we hope Davidson
would not individually reject, although he might wish to claim that not all of
them are distinct. As we note below, Davidson might himself argue that stage
(7) is not distinct from stage (6), and we will later present as our first
interpretation of an 'all things considered' judgement one that
corresponds to stage (3) (hence, on this interpretation stages (3), (4), and
(5) would not be distinct) and as our second interpretation one that
corresponds to stage (4) (hence on this interpretation stages (4) and (5) would
not be distinct). These stages can be seen as occurring in non-practical
deliberation as well, and we have included the non-practical analogues of the
evaluative judgements. We may note that the labels are those of philosophical
reflection and not the agent's and, most important, that the schema is of a
provisional nature and, we think, will be seriously affected by criticisms
offered later in this paper.(1) Single specificatory prima-facie (pf)
(conditional) judge-ments: [pf(4,z better than not-z)]
[prob(A,z)] (2) Non-final compound specificatory pf (conditional)
judge-ments: (pf((A,B), z better than not-z)l [prob((4, B),
z)l Final compound specificatory pf
(conditional) judgement: [pf((A,B, C,D), z better than not-z)] (prob((A, B,C,
D), z)I when (A,B,C,D) = set of relevant factors before me Summative non-specificatory pf
(conditional) judgement: [pf((all things before me), z better than not-z) l
[prob((all things before me), z)] Final non-specificatory pf (conditional) judgement:
Ipf(all things considered), z better than not-z)] (prob(all things considered),
z)] Unconditional judgement: (z
better than not-z) Intention to do z Beliet that z (Note that Davidson might say that (7)
is not distinct from (6).) 111 Let us now revert to the actual text
of Davidson's paper. There seem to be four interpretations, or varieties of
interpretation, of one or other of the phrases 'all things considered' and
'relative to the available evidence' which, in one way or another, need to be
considered in connection with Davidson's account of incontinence. We shall
argue that the first three both give unnatural accounts of an 'all things
considered' judgement and, when incorporated into Davidson's framework, yield
unsatisfactory accounts of inconti-nence; while the fourth, though it seems to
represent correctly the nature of an 'all things considered' judgement, cannot
be fittedinto Davidson's framework without modification to that framework
which, we suspect, he would find unwelcome. 1. One possible
interpretation, which has already been mentioned, is to take the 'all things
considered' judgement as being of the form 'pf, given P,... Po, a is
better than b', where Pr... Po are in fact the totality of the propositions
which the agent believes to be both true and relevant. While this
interpretation preserves Davidson's stipulation that 'pf' be treated as a
connective, it fails to represent the incontinent man as thinking of his
judgement in favour of a as being relativized to the totality of available
evidence. For all that has been said, he might think this only a partial survey
of the pieces of evidence which, severally, he has considered, in which case he
would not have achieved the kind of judgement that a is better than b which,
intuitively, we want to attribute to him.To avoid this difficulty, we might abandon the idea
that 'pf' is a connective rather than a relational expression and, in line with
what Davidson seems to suggest himself, interpret the 'all things con-sidered'
judgement as being of the form 'pf, relative to the totality of propositions,
each of which is believed by me to be true and rele-vant, a is better than b',
or, to put it more succinctly, 'pf, relative to all that is now before me, a is
better than b'. This seems to give one legitimate reading of the expression
'available evidence' (= 'everything I have at present under consideration) but
ignores what seems to be a genuine distinction between 'relative to the
available evidence' (so understood) and 'all things considered'. It ignores,
that is, the possibility that a man, in his deliberation, might regard the
evidence at present available to him as inadequate, in which case it would seem
inappropriate to suppose him to be ready to make the judgement that 'all things
considered, a is better than b' (as 'all things considered' is normally
understood), Surely a general account of incontinence should provide for the
possibility of this measure of scrupulousness in the deliberations of the man
who subsequently acts incontinently.Our third candidate for the interpretation of an 'all
things con-sidered' judgement is one which it is pretty evident that Davidson
would, quite rightly, reject, but it is worth mentioning in order that it
should be clear just why it should be rejected. In pursuit of the proper goal
of accommodating a distinction between an *all things considered' judgement and
a conditional probability judgement orevaluative judgement which is relativized
to the totality of the evidence present before the judger (an 'all things
before me' judge-ment), one might seek to understand the idea of an 'all things
considered judgement as being the idea of a judgement to the effect that
something is probable, or prima facie better than something else, relative to
some totality of supporting facts, many of which would in a normal case be
unavailable to the judger, at least at the time of judging, and possibly at any
time. On this view, a standard piece of fully explicit practical reasoning
might be supposed to contain two distinct steps: (a) a step from a
(conditional) *all things before me' judgement (together with the reflective
judgement that certain qualificatory conditions obtain which license this step)
to a (conditional) 'all things considered' judgement, which is relativized to
an ideal totality of evidence; and (b) a step from a (conditional) 'all
things considered' judgement, so interpreted, to an unconditional judgement
that a is better than b. Such a view would be open to two grave
objections. First, as Davidson himself points out, if we stock this ideal
totality of evidence too generously it will not merely support but will entail
the content of the unconditional judgement. If I am investigating
prob-abilistically the possibility that it is now raining in Timbuctoo, the
relevant ideal totality of evidence should not include either the fact that it
is raining in Timbuctoo or the fact that the residents of Tim-buctoo can now
see that it is raining. Such a totality of evidence would have to occupy an
intermediate position between the evidence before the judger and the totality
of all relevant facts of any sort, and it is far from clear that there is any
satisfactory characterization of such an intermediate totality. Second, even if
the idea of such a totality could be defined, it seems plausible to suppose
that at any given stage in the reasoning, a reasoner's best estimate at that
stage of what conclusion such an ideal totality of evidence would support wouid
have to coincide with the conclusion supported by the evidence, so far as it
goes, which is before him at that stage. In so far as the evidence before me
supports p, 1 am naturally at this point inclined to believe rather than
disbelieve that the totality of evidence will support p. On the view
considered, the crucial stage in probabilistic or practical reasoning will not
be that at which we become entitled to attach some degree or other of credence
to the content of some 'all things considered' judgement, as so interpreted (if
we have any evidence at all we are always in that position); it would rather be
the stage at which we are entitled,in the light of the judgement that the
qualificatory conditions obtain, actually to judge, as opposed to, say, merely
conjecture, that an ideal totality would support a certain conclusion. But now
it is not clear what useful function the 'all things considered' judge-ment, so
understood, can be supposed to fulfill. For if, as seems to be the case, a
rational man will automatically make the second of our two steps once he has
made the first, would it not be more economical, and therefore better, to
suppose that the combination of an 'all things before me' judgement, together
with a judgement that the qualificatory conditions obtain, directly entities a
reasoner to make the appropriate unconditional judgement rather than to suppose
it to entitle him to make an 'all things considered' judgement from which he is
to be supposed, if rational, to make a further move to an unconditional
judgement? 4. The argument of the last paragraph has led us directly to
the final possibility to be here considered, namely, that for x to make an'all
things considered' judgement that a is better than b is for * to judge that,
since he has a certain body of evidence, e, in favour of the supposition that a
is better than b, and since certain qualifi-catory conditions are satisfied, it
is best for x to (* should, x ought to) make the unconditional judgement that a
is better than b. Whether or not this interpretation will succeed in
preserving the idea than an 'all things considered' judgement is a special sort
of conditional, or prima-facie, judgement is a question which we will discuss
in a moment. The only remaining alternative interpretation, so far as we
can see, is one which although it might perhaps be thought to give a better
representation of the meaning of the phrase 'all things considered' would
certainly not preserve the conditional, or prima-facie, character of the 'all
things considered' judgement. One might treat the statement that, all things
considered, a is better than b, as expressing the judgement that a is better
than b, with the gloss that this judgement is justified in the light of one's
possession of a favourable body of evidence with respect to which the
qualificatory conditions obtain; but since on this interpretation an 'all
things considered' judgement would plainly involve the unconditional judgement
that a is better than b, just as part of what would be expressed by
saying 'Demonstrably, p' would be the judgement that p, no room would be
left for the idea that an 'all things considered' judgement is a conditional
judgement. The crucial question to be considered is whether, if we
interpret an'all things considered' judgement in what seems to us the most
plausible way which does not represent it as patently involving a commitment to
an unconditional evaluative judgement, we are still entitled to classify it as
a conditional, or prima-facie, judgement. Let us assume that we can
facilitate exposition without introducing any relevant change in substance if
we express a standard prima-facie evaluative judgement by the sentence form
'given that p. x should (ought to) do A'; the shift from 'a is better than b'
to 'x should do A' seems for present purposes immaterial, and it is to be
understood that the form we propose is not to be taken as entailing that p. To
incorporate a commitment to the truth of p, the pattern might be varied to 'given
the fact that p. x should do A'. In an attempt to assimilate an 'all things
considered' judgement as closely as possible to this standard pattern, we might
suppose its expansion to be of the general form 'given the fact that p. certain
things are the case such that, given that they are the case, x should do A, and
given the fact that certain qualificatory conditions are met, x should judge
that x should do A'. The qualificatory conditions in question need not here be
accurately specified; their effect would be to stipulate that 'the principle of
total evidence' was satisfied, that, for example, x's judgement that, given
certain facts, x should do A, had taken into account all the relevant facts in
x's possession and that x had fulfilled whatever call there was upon him at the
time in question to maximize his possession of relevant facts. Let us summarily
express the idea that these qualificatory ,conditions are fulfilled by using
the form 'x's judgement that, given the facts in question, & should do A,
is optimal for x at the time in question'. Our question, then, is whether a
judgement on the part of x expressible in the form, 'given the fact that given certain facts, x should
do A, and x's judgement that (a) is
optimal for x, then & should judge that & should do A' is properly
classifiable as a conditional or prima-facie judgement. To put the matter
more shortly, but less precisely, the kind of judgement whose status is in
question is one such as 'given the fact that on my evidence I should do A, and
that my judgement that this is so is optimal, I should judge that I should do
A'. (Let us call a specially interpreted 'all things considered' judgement of
this form ATC*.)The question we have to ask, then, is whether ATC* is properly
classified as a conditional, rather than an unconditional, judge-ment. On one
possible interpretation of conditional judgement it clearly has strong claims,
inasmuch as it would be possible to replace, in its standard expression, the
opening phrase given the fact that' by the word 'if' without any violence to
the normal usage of 'if', and the resulting conditional sentence would express
one part of the sense of the ATC* judgement, the other part being what would be
expressed by the antecedent of this conditional sentence. The ATC*
judgement would then seem to be conditional in very much the same way as one
might regard a judgement of the form 'since p, q' our conditional, on the
grounds that its sense includes the sense of 'if p, g'. This sense of
'conditional' is plainly not that which we need in the present context. The
sense which we need is one which carries with it the idea of being prima-facie
in character, of being connected in some way with defeasibility. In an attempt
to show that ATC* is not conditional in this further sense, let us characterize
the sense more precisely. Let 'p,' abbreviate 'x has told y that x will
consider lending y $100 towards the purchase of a new car': Let
'P,' abbreviate 'y is hard up and needs a car for work'; Let'p,' abbreviate
'y's spouse only too often gets hold of y's money'; Let 'q' abbreviate 'x
should lend y $100'; and Let 'q" abbreviate 'x should not lend y
$100'. The judgement that 'given p, & Pz, @' is clearly prima facie
in that the related argument form Given p,& p2,9
P1&p2 q is plainly defeasible, insofar as the addition of the
premisses that p and that, given P1, Pr & Pa, q' to the premisses above
gives us, without falsifying thereby p, or pz, a set of premisses from which it
would be illegitimate to conclude that q. All of this is, of course, familiar.
For purposes of comparison with ATC*, it is important to note that the argument
just characterized as defeasible could have been expressed in a telescoped
form, viz. • The relevant interpretation of 'if' may, of course, not be
any of those standardly selected by logicians or philosophers of logic.Given
the fact that p, & pa, 9 q Here too the inferential step will
be upset without falsification of its premiss if we suppose x also to have
judged that, given the fact that Pa, Pa, & Pa, Q. Let us as a first stage
in examining the status of ATC make use of the notion of a specification of an
ATC* judge-ment, that is, a judgement which differs from ATC* in that the
relevant considerations are identified and not merely alluded to (Spec (ATC*)).
The Spec (ATC*) appropriate for the present example will be X's judgement at /
that given the fact that given the fact that p, & Pz, 9; and that at t, x's judgement that (a) is
optimal for x; then x should judge at t that q. That a step by x from this
judgement to the detached conclusion that q would not be a step which is
defeasible in the required sense is shown by the fact that if, at t, x had made
the additional judgement 'given the fact that p, & p,& pa,
q"', his making this judgement would have entailed that his judgement
'given the fact that p, & Pa, q' was not optimal for x at t. In this case
he would not have been in a position to make the step from Spec (ATC*) to q,
but this would be because a judgement by him in favour of Spec (ATC*) would,
given the supposed additional judgement, be falsified. We do not, then, have
the characteristic case of a defeasible inference in which the inference may be
upset without falsification of any of its pre-misses. Since the truth or
falsity of the claim that x's judgement about a certain body of evidence is
optimal cannot depend on whether, in the claim in question, the body of
evidence is itemized or merely referred to, if the step from Spec (ATC*) to q
is not of the defeasible kind, then the step from ATCe to q is not of the
defeasible kind either. It in fact seems to us that, though there is an.
important difference between the two cases residing in the fact that in the
first case, but not in the second, the legitimacy of the inference is relative
to a particular subject at a particular time, the irrationality of refusing to
move from the appropriate ATC* judgement to q will be the same in kind as the
irrationality involved in refusing to move (as, perhaps, Lewis Carroll's
tortoise did) from 'given the fact that pand that if p, q'to 'q'; and
furthermore, that the irrationality inquestion is not of a kind that either we
or Davidson would wish to attribute to the typical incontinent man. If
the above argument is correct, to preserve as much as possible of Davidson's
theses we should have to suppose that the typical incontinent man judges
(unconditionally) that he should judge that he should do A, but does not
actually judge that he should do A. If we try to take this position, we are at
once faced with the following awkward questions: the position, like what we may
call the 'naïve' view of incontinence, involves the supposition that for a
certain substituend for @ it is true of a typical incontinent man that he
judges that he should o but does not ; it differs from the 'naive' view in
taking as the favoured substituend for o 'x judges that x should do a', rather
than 'x does a'. Why should this departure from the 'naive' view be thought to
give a better account of incon-tinence? On the face of it, the 'naïve' view
scems superior. It seems casier to attribute to people a failure to act as they
fully believe they ought to act than to attribute to them a failure to believe
what they fully believe they ought to believe. What is there to prevent a man
from judging that he should do a, when he judges that he should judge that he
should do a, except his disinclination to do a, and would it not be more
natural to suppose that this disinclination prevents his judgement that he
should do a from being followed by his doing a than to suppose that it prevents
his judgement that he should judge that he should do a from being followed by
his judgement that he should do a? So far as we can see, the only
motivation for disallowing the possibility of incontinence with respect to
action, as most straightforwardly conceived, while allowing the possibility of
the realization of a similarly straightforward conception of incontinence of
belief or judgement, lies in the supposed theoretical attractiveness of the equation
of a decision or intention on the part of x to do a with a judgement on the
part of x that x should do a or that it is best for x to do a. To examine the
case for this theoretical idea would take us beyond the limits of the paper.
But before concluding our discussion we shall mention one or two considerations
which seem to tell against the account of incontinence which has just been
formulated. The actual logical situation is even more complex than we
have represented it is being; but present complexities are perhaps sufficient
for present purposes.For the purposes of this discussion, we should think of
the incontinent man as being just a special case of someone who is faced with a practical
problem about what to do; envisages himself as settling the problem by settling
what it is best for him to do (what he should do); and envisages himself as settling
what it is best for him to do by deliberation. He is a special case in that his
deliberation is defective in one or other of a number of special ways. There
may be occasions in which one decides, or forms the intention, to do something
without reference to the question what it is best to do, though some
philo-sophers, who may include Davidson, have been disposed to deny this
possibility. There may also be occasions in which one settles on something
being the best thing to do, without any recourse to delib-eration, by an
immediate or snap judgement. Both of these possible routes to the resolution of
a practical problem may, perhaps, in certain circumstances involve
incontinence, but it would not be the variety with which we and Davidson are
primarily concerned. Any one who, in consequence of satisfying the three
conditions speci-fied, has recourse to deliberation in the settlement of a
practical problem, whether or not he ends up by exhibiting incontinence,
engages in an undertaking which is generically similar to other kinds of
undertaking in that there is a specifiable outcome or completion towards which
the undertaking is directed. One who is engaged in fixing the supper, whether
or not as a result of prior decision, completes his operations when he reaches
his objective of having the supper ready, and if he breaks off his opcrations
before completing it, some explanation is required. Similarly, one who
deliberates in the face of a practical problem completes his operations when he
reaches the objective of having settled what is unconditionally the best thing
for him to do, and again, if he fails to complete the operation some
explanation is required. We must first distinguish a failure to complete
deliberation from a miscompletion; for the present discussion a failure to
complete due to interruption seems irrelevant. What we need to consider are the
various ways in which a man may miscomplete deliberation; and here, it seems,
attraction or revulsion, rather than externalsources which interrupt
deliberation, are in play. Now there are forms of miscompletion which will
present us with cases of incontinence which are net of the type with which we,
and Davidson, are concerned; a man may see a number of initial considerations,
all or some of which are favourabie to a, and because of the attractions of a
or his reluctance to deliberate, seize on one of these considerations and jump
to the unconditional conclusion that he ought to a. This is not
Davidson's case. Again, a man might deliberate and reach an 'all things before
me' judgement which represents the totality of his evidence at that stage,
though it is inadequate since more considerations are demanded. He jumps to a
judgement that he ought to a, in line with the latest 'all things before me'
judgement; this is not Davidson's case either, since here the relevant
conditional judgement and the unconditional judgement are both favourable to
doing a. This leaves us with the possibility of a man jumping to an
unconditional judgement in favour of a at a point at which the relevant 'all
things before him' judgement is in favour of something other than a. We shall
discuss this possibility with some care since, in spite of the fact that if
taken as a characterization of typical incontinence it is open to an objection
which we briefly advanced earlier (pp. 34-5), we are not absolutely certain
that it does not represent Davidson's view of the incontinent man. Obviously,
there is in general no conceptual difficulty attaching to the idea of someone
who is in the midst of some undertaking and who, as a result of revulsion,
tedium, or the appeal of some alter-native, breaks off what he is doing and
instead embarks on some other undertaking or action. The miscompletion of
deliberation which concerns us will, however, constitute a special case of this
kind of phenomenon, in that the substituted performance has to be regarded as
one with the same objective as the original undertaking, namely, finding the
best thing to do. Again, there is no lack of examples which satisfy this more
restrictive condition; one may break off one's own efforts to get one's car
running and, instead, send for a mechanic to get the job done. But even this
restriction is not restrictive enough in view of the special character of the
objective involved in deliberation. While there are alternative routes to
realizing the objective of getting one's car going besides working on it
oneself, it is not clear that there are alternative routes to settling what is
the best thing to do besides deliberating; or that if there are (for example,
asking some one else's advice), they are at all germaneto the phenomenon of
incontinence. One who arrives at a holiday resort and embarks on the
undertaking of finding the best hotel to stay in may tire of his search and
decide to register at the next presentable hotel that he encounters, but in
doing so he can hardly regard himself as having adopted an alternative method
of finding the best hotel to stay in. In fact, to provide a full parallel for
cases of incontinence, if these are conceived of as cases of making an
unconditional evaluation in a direction opposed to that of a current 'all
things before me' judgement, the examples would have to be even more bizarre
than that just offered. One would rather have to imagine someone who, with a
view to winning a prize at a party later in the day, sets out to find and to
buy the largest pumpkin on sale in any store in his neighbourhood. After
inspecting the pumpkins at three of the local stores, he tires of his
enterprise and decides to buy the largest pumpkin in the fourth store, which he
is now inves-tigating, even though he knows that the evidence so far before him
gives preference to the largest pumpkin at store number two, which is, of
course, larger than the one he proposes to buy. It is obvious that such a man
cannot regard himself as having adopted an alternative way to finding the
largest pumpkin on sale. This elaboration is required since, on the scheme
presently being considered, the incontinent man may typically substitute, for
the continuation of deliberation, the formation of an intention to do b, to
which he is prompted by its prospective pleasantness, in spite of the fact, of
which he is aware, that the considerations so far taken into account (which
include the prospective pleasantness of b) so far as they go favour a. The
outcome of these attempts to find parallels suggests forcibly that it is
logically impossible that one should without extreme logical incoherence make
an unconditional judgement favour-ing b when one is fully conscious of the
thought that the totality of evidence so far considered favours a, unless one
thinks (reasonably or unreasonably) that the addition of further evidence, so
far un-identified, would tilt the balance in favour of b. This last possibility
must be regarded as irrelevant to our discussion of incontinence, since it is
not a feature of the kind of incontinence with which we are concerned, if
indeed of any kind of incontinence, that the incontinent man should think that
further investigation and reflection would, or would have, justified the action
which the incontinent man performs. We are then left with the conclusion that
to suppose someone to make an unconditional judgement in a direction op-
posed to an 'all things before me' judgement, we must also suppose the latter
jugdement not to be 'fully present' to the judger, on some suitable
interpretation of that phrase. We can support this point directly without
having to rely on analogies with other forms of undertaking. Mr and Mrs John Q.
Citizen have decided they want a dog and are engaged in trying to settle what
would be the best breed of dog for them to acquire. This enterprise involves
them in such activities as perusing books about dogs, consulting friends, and
reminding themselves of pertinent aspects of their own experience of dogs. At a
certain point, not one at which they regard their deliberations as concluded,
it looks to them as if the data they have so far collected favour the selection
of a short-haired terrier, though there is something also to be said for a
spaniel or a dachshund. At this point, Mrs Citizen says, 'My aunt's spaniel,
Rusty, was such a lovely dog. Let's get a spaniel', and her husband says, 'All
right.' This story arouses no conceptual stir. But suppose that (1) Mrs
Citizen, instead of saying 'Let's get a spaniel' had said 'A spaniel's the best
dog to get' ', and that (2) previously in their deliberation they
had noted the endearing qualities of Rusty, but in spite of that had come to
lean towards a short-haired terrier. The story, thus altered, will conform to
the alleged course of the incontinent man's reflections; at a certain point it
appears to him that the claims of prospective pleasure are, or are being,
outweighed, but nevertheless he judges that the pleasant thing is the best
thing for him to do and acts on the judgement. But in the altered story the
judgement of Mr and Mrs Citizen that a spaniel is the best dog for them to buy,
to which they are prompted by a consideration which has already been discounted
in their deliberations, scems to us quite incredible, unless we suppose that
they have somehow lost sight of the previous course of their deliberations.
(The further possibility that they suddenly and irrationally changed their
assessment of the evidence so far before them, even if allowable, will not
exemplify the idea that there is some sense in which the incontinent man thinks
that what he is doing is something which he should not be doing.) The
conceptual difficulty is hardly lessened if we suppose the example of Rusty to
be a new consideration instead of one already discounted. The couple could not
move from it to the judgement that a spaniel is best without weighing it in the
balance together with the body of data which, so far as it goes, they have
deemed to point towards a short-haired terrier in preference to a
spaniel,unless again they had somehow lost sight of the course of their
deliberation. If, as we have been arguing, an unconditional judgement
against a can be combined with an 'all things before me' judgement in favour of
a only if the latter judgement is not fully present to the judger, a precisely
parallel conclusion will hold with respect to an 'all things considered'
judgement (ATC*), since an ATC* judgement consists of an 'all things before me'
judgement together with an 'optimality" judgement about it. Unless it
should turn out to be otherwise logically indefensible, it would be preferable,
as being more in accord with common sence, to attribute to the typical
incontinent man (as we have been supposing Davidson to do) not merely an 'all
things before me' judgement in favour of a but also an ATC judgement in favour
of a, with the additional proviso that the ATC* judgement is not fully present.
On the face of it, this would not involve the attribution to the incontinent
man of an unconditional judgement in favour of a, and so we leave room for an
unconditional judgement, and so for an intention, against a.
Unfortunately, as has been partially foreshadowed by our discussion of the
question whether an ATC* judgement is a conditional judgement, the position
just outlined is, in our view, logically inde-fensible, as we shall now attempt
to show. We attach different numerical subscripts to particular
occurences of the word 'justify' in order to leave open the possibility,
without committing ourselves to its realization, that the sense of
'justify" varies in these occurrences; and we attach subscripts to the
word 'optimality' in order to refer to some formulation (or
reformula-tion) of the optimality condition previously sketched by us on page
38 which would be appropriate to whatever sense of 'justified' is distinguished
by the subscript. Let us suppose that: (I) * judges at / that
(1) x has at / some body of evidence (e) which, in conformity with the
requirements for optimality,, justifies, x's doing a. Unless we attribute
to x extreme logical confusion or blindness, the supposition (I) seems
tantamount to the supposition that: (1l) x judges at / that (2) x
should do a.It seems, however, that we are merely reformulating the supposition
already expressed by (I) if we suppose that: (IlI) * judges at r that
(3) x has at / some body of evidence (e) which, in conformity with the
requirements for optimalitya, justifies, x's judging at t that x should do
a. Again, as in the case of supposition (Il), supposition (III) seems
tantamount to supposition (IV): (IV) x judges at ! (4) x should
judge at t that x should do a. This argument seems to us to establish the
conclusion that, extreme logical confusion apart, one judges on what seems to
one an adequate basis that one should judge that one should do a if and only if
one judges on the same basis that one should do a. That is to say, any case of
believing, on what seems to one an adequate basis, that one should do a is,
logical confusion apart, to be regarded as also a case of believing that one's
belief that one should do a is a belief which one should hold: and any case of
believing, on what seems to one an adequate basis, that one should believe that
one should do a is, logical confusion apart, to be regarded as a case of
believing that one should do a. If this conclusion is correct it seems that we
have excluded the possibility of finding a reasonable interpretation of
an 'all things considered' judgement that one should do a which would be
distinct from, and would not involve, an unconditional judgement that one
should do a. We are left then with the conclusion that to attribute to
the incontinent man an ATC* judgement in favour of a is, in effect, to
attribute to him an unconditional judgement in favour of a; and so, presumably,
to attribute to him a not fully present ATC® judgement in favour of a is to
attribute to him a not fully present unconditional judgement in favour of a. If
this is so, then there seem to be initially the following options: 1. To
hold that an incontinent act, though voluntary, is not inten-tional: on this
assumption we are free to hold, if we wish, both (i) that forming an intention
to do a is identifiable with making a fullypresent unconditional judgement in
favour of a, and (ii) that a not fully present judgement in favour of a is
incompatible with a fully present unconditional judgement against a (more
generally, patently conflicting unconditional judgements are not compossible,
even if one or both are not fully present to the judger). To adopt this option
would seem heroic. 2. To allow that the incontinent man, at least
sometimes, acts with an intention; in which case it must be allowed either that
(i) patently conflicting unconditional value judgements are compossible,
provided that at least one of them is not fully present to the judger; or that
(ii) an intention to do a is not identifiable with a fully present
unconditional judgement in favour of a; the most that could be maintained would
be that making a fully present unconditional judgement in favour of a entails
forming an intention to do a or, altenatively and less strongly, is
incompatible with having an intention to do b, where b patently conflicts with
a. The upshot of these considerations with respect to the search for an
adequate theory of incontinence seems to be that the following contending theses
remain in the field, though some of them, particularly the first, may not
appear very strong contenders: The typical incontinent man (who does not do a though
in some sense he thinks that he should) reaches only a not fully present 'all
things before me' judgement in favour of a, which he combines with a fully
present unconditional judgement against a, and (conse-quentially) with an
intention against a. Together with this thesis go the theses that intention is
identifiable with fully present unconditional judgement and that patently
conflicting unconditional judgements are not compossible in any circumstances. The typical incontinent man
reaches a not fully present unconditional judgement in favour of a, which he
combines with a fully present unconditional judgement, and an intention,
against a. Together with this thesis go the theses that an intention is identifi.
able with a fully present unconditional judgement and that patently conflicting
unconditional judgements are compossible provided that at least one of them is
not fully present. 3. The typical incontinent man reaches a fully present
unconditional judgement in favour of a which he combines with an intention
against a, but not with a fully present unconditional judgementagainst a.
Together with this thesis go the theses that patently conflicting unconditional
judgements are not compossible in any circumstances and that an intention is
not identifiable with a fully present unconditional judgement, though it is
perhaps true that a fully present unconditional judgement entails the presence
of an intention (or at least excludes the presence of a contrary
intention). 4. The 'naïve' view: the incontinent man reaches a fully
present unconditional judgement in favour of a which he combines with an
intention against a. Together with this thesis go the theses that the existence
of a fully present unconditional judgement in favour of a carries no
implications with regard to the presence or absence of an intention to do a or,
again, to do something which patently conflicts with a. The 'naive' view is
uncommitted at this point with respect to the compossibility of patently
conflicting unconditional value judgements. A proper decision between
these contending theses will clearly depend on the provision of a proper
interpretation of the expression 'fully present', used by us a dummy, an
undertaking which in turn will require a detailed examination of the phenomena
of incontinence. These are matters which lie beyond the scope of this paper. H.
P. Grice TEMPERANZA I shall approach the topic of incontinence via
consideration of Donald Davidson's recent admirable paper, 'How is Weakness of
the Will Possible?' (EAE, pp. 21-42), and we begin by rather baldly summarizing
what are for our purposes the salient points of that paper. An incontinent act
is, in effect, initially defined as an act done intentionally, an alternative
to which is both open to the agent and judged by the agent to be, all things
considered, better than the act in question. A primary conceptual difficulty
about incontinence is seen as being the inconsistency of a triad consisting of
the statement (P3) that there are incontinent acts together with two further
principles which state, in effect, (PI) given that a man does either x or y
intentionally, preference in wanting (wanting x more than y) is always
reflected in preference in intention (intentionally doing x rather than y) and
(P2) that preference in wanting always follows preference in evaluative
judgement judging x to be better than y) if such preference in evaluative
judgement obtains. We have a suspicion that, though he does not say so,
Davidson is committed by what seems to be the rationale for accepting these
principles, as he does, to accepting also the converses at least of P1, and
possibly also of P2; that is to say, to holding not only that if there is
preference in wanting there is also preference in intention (if either act is
done intentionally) but also that if x is preferred in intention to y then x is
also preferred in wanting to y. And similarly, perhaps, not only if there is
preference in evaluative judgement there is preference in wanting, but if there
is preference in wanting there is preference in evaluative judgement. This
suspicion however obviously will need further elaboration and
substantiation. Davidson's solution to this paradox utilizes a suggested
analogy between evaluative statements and probability statements to reachand
deploy a distinction between conditional and unconditional judgements which, it
is contended, makes possible an interpretation of the members of the apparently
inconsistent triad on which they are no longer inconsistent; suitably
interpreted, all three principles can and should be accepted. More
specifically, the man who incon-tinently does y rather than x does indeed judge
that x is better than y, but the judgement is the conditional judgement that
all things considered, x is better than y; but only an unconditional judgement
that x is better than y would require to be reflected first in preference in
wanting and second in preference in intention. The incontinent man does not
judge unconditionally that x is better than y; indeed, if we interpret Davidson
aright, the incontinent man combines the conditional judgement that, all things
considered, x is better than y, with the unconditional judgement in line with
his preference in intention, namely that y is better than x. The
attachment to the idea of preserving both Pl and P2 is, it seems, rooted in a
view about the analysis of the notion of intentional action. The proper
analysis of this notion is seen as requiring, in a way to be more fully
discussed in a moment, that there should be some interpretation of the
expression 'judges x to be better than y' such that such a preferential
evaluative judgement should be reflected in an intention formed with respect to
doing x or doing y. Davidson's view of action seems to lead him to
maintaining also, though the basis of this contention is less obvious, that if
an action is done intentionally then it is done for a reason. It emerges
from Davidson's survey of previous discussion of the subject of incontinence
that he considers there to be two themes which are liable to be confused, both
of which, if we interpret him aright, are at least to some degree mistaken. To
quote him: 'One is, that desire distracts us from the good, or forces us to the
bad; the other is that incontinent action always favours the beastly, selfish
passion over the call of duty and morality."' As presented, an
exem-plification of the second theme would entail an exemplification of the
first theme. This logical connection seems to us inessential; the statement of
the themes can be recast in such a way as to make them logically distinct. The
first theme would be that in incontinence it is always the case that desire or
passion makes us act against our better judgement: desire or passion is always
the victor over better • 'How is Weakness of the Will Possible?' *,
p. 29.judgement. The second theme would be that in incontinence what our better
judgement calls for is always action in line with duty or morality; it is
always duty or morality which is the loser. Davidson's example of the man who
allegedly acts incontinently by getting out of his comfortable bed in order to
remedy his forgetful failure to brush his teeth may be envisaged as a counter
to these themes in certainly two, and possibly three, ways. (1) It is not
always the passion which wins, if we can take the reluctance to get out of bed
as falling under the heading of desire or passion, because this is the element
which loses in this case, thereby invalidating theme one. (2) If duty or
morality is involved at all, that is, if we think brushing one's teeth to be a
duty, duty or morality is involved not as a loser but as victor. This example may
also be used to make the even stronger point that since the call upon me to
brush my teeth is not a call of duty or morality but only the call of
self-interest, in this case as in Davidson's reference to the man who acts
incontinently when concerned to maximize his own pleasure (the allusion to
Mill) duty or morality is not involved at all, on either side. And we
might say he might have produced (though he does not), as his example suggests,
some cases in which desire or passion are not involved at all. We can imagine a
case in which a man is diverted from what he knows to be his duty by what he
judges to be in his self-interest. While someone who wished to distinguish
wickedness from incontinence might wish to classify such cases as wickedness rather
than as incontinence, it is clear that they would fall within the
characterization of incontinence given by Davidson himself. 11 The
conditional/unconditional distinction stems, as we have already remarked, from
an attempt to provide for the logical possibility of incontinence while
retaining the two principles Pl and P2, and to do so via a distinction of
content between those evaluative judgements which carry with them intention or
decision and those which do not. Crucial to this distinction is the analogy which
Davidson finds between, on the one hand, probability judgements and those
non-practical arguments within which they figure, and, on the other hand,
evaluative judgements and the practical arguments in which they figure. The
relevant type of probability judgement, for example, 'given that the skies are
red this evening, it will probablyrain tomorrow', is seen by Davidson as
exemplifying the canonical form pr(m,, p) where 'pr' represents a sentential
connective, 'm;' represents a sentence specifying an evidentially relevant
considera-tion, and 'p' represents a sentence specifying a state of affairs to
which m, is claimed to be relevant. While a procedure is needed to enable us
sometimes to infer by detachment from such a probability judgement, together with
the premiss that my, to the conclusion that p, unrestricted detachment cannot
be allowed since (1) pr(m,, p) and (2) pr(m, and mar -p) may both be true. As
Hempel and others have noted, inferences of this type have, therefore, to be
subject to a 'principle of total evidence', the proper formulation of which we
do not at this point have to discuss, but which would prevent an inference by
detachment from (1) when (2) is available. Analog-ously, some evaluative
judgements are considered by Davidson as representable by the structure pf(my,
a better than b) where 'pf' (pronounced 'prima facie') is a sentential
connective which parallels 'pr' ', and 'a' and 'b' represent possible
actions. Inferences from such conditional value judgements to the
corresponding unconditional value judgement that a is better than b are, like
their counterparts in the area of probability, and for the same reasons,
subject to a principle of total evidence. A special case of a conditional value
judgement is, according to Davidson, a judgement of the type 'all things
considered, a is better than b', representable by the structure pfe, a better
than b) where e represents the total available evidence. Davidson's solution to
the problem of incontinence consists in the thesis that the typical incontinent
man combines the conditional judgement that pfle, a better than b) with the
unconditional judgement that b is better than a. The latter judgement is the
one on which the incontinent man acts, and since the type of evaluative
judgement which supposedly is in line both with preference in wanting and with
intention to act is taken to be the unconditional value judgement, the
phenomenon of incontinence is compatible with the principles Pl and P2. We may
note here for future reference that on Davidson's account the unconditional
judgement, which in the case of the incontinent man is in quasi- 2 Our
notation for probability judgements reverses the standard form utilized by
Davidson, in that we make the representation of the evidential base precede
rather than follow the representation of that to which probability is
ostensibly assigned. We make this change in order to hint at, though not
to affirm, the idea that probability and its practical analogue might be
treated as attributes of conditional propositions (statements), on some
suitable analysis of non-material conditionals.conflict with the 'all things
considered' judgement, stems from a consideration which is an element in the
set of considerations covered by the phrase 'all things considered', for
example, from the thought that to do b would be more pleasant than to do a.
Such a consideration is treated as being the incontinent man's reason for doing
b and as being the cause of, though not his reason for, the unconditional
judgement from which his act proceeds (EAE, p. 41). While we agree with
Davidson about the existence and importance of the analogy between
probabilistic and evaluative statements and arguments, we are dubious about
certain aspects of Davidson's characterization of it. A discussion of this
question however, will not be undertaken on this occasion.3 This issue apart,
two modifications of the Davidsonian scheme seem to us to be initially demanded
if it is to be advanced as a model for practical reasoning. The first of
these does not seem in any way damaging to the essence of Davidson's treatment
of the problem of incontinence, but the second leads us on to some serious
objections. There seem to us to be cogent grounds for providing room for
evaluative judgements to the effect not just that (1) relative to certain
considerations a is better than b, but that (2) relative to certain
considerations, a is best. Given Davidson's conditional/unconditional
distinction it looks as if for many, if not all, cases the final conditional
evaluative judgement in practical argument should be thought of as being of
formrather than form (1), and the
same may be true of some of the non-final evaluative judgements contained in
such an argument. It is true that in some cases the judgement that a is best is
tantamount to the judgement that a is better than b, where b is the most
promising alternative to a: but this is not always so. Sometimes we seem to
decide that relative to certain evidence a is better than any of a range of
alternatives without deciding on any evaluative ordering of the remainder of
the range and sometimes even without identifying any of the elements in that
remainder. If we are right in supposing that an 'all things considered'
judgement would characteristically be of form (2), then clearly the incontinent
man must be supposed to reach this type of judgement. It is tempting, but we
suspect wrong, to suggest that a judgement to the effect that, relative to ma,
a is best is to be represented as a special case of form (L), namely, that
given by the schema recognized by Davidson, pf(m j, a is better thanDiscussed in Paul Grice,
'Probability, Desirability, and Modal Operators' (unpublished).-a) (for
example, EAE, p. 38). The latter schema unfortunately can be read in either of
two ways; as a way of saying that, relative to my, a is good, and as a way of saying
that relative to my, a is better than any alternative. These readings are
clearly distinct and examples of each of them may occur in practical
argument. Our second modification may have more awkward
consequences for Davidson's account. Davidson wishes 'pf", like
'pr' • to be treated as a special sentential connective. While this
proposal may be adequate for dealing with many examples of conditional judge-ment,
there are some important candidates which raise difficulties. If
judgements expressed by the sentence forms 'all things con-sidered, a is better
than b' or 'relative to the available evidence, a is better than b' are to be
regarded as instances of conditional judge-ment, as Davidson seems to demand,
the proposal will have to be modified. For in the expression of these
judgements the relevant considerations are not sententially specified but are
referred to by a noun phrase, and in such cases characterization of 'pf",
and for that matter of 'pr', as sentential connectives would seemingly flout
syntax. It would be no more legitimate to treat the phrases 'the
available evidence' or 'all things considered' (or 'all things') as
substituends for a sentential place marker (as 'e' should be to parallel 'm,')
in one of Davidson's canonical forms than it would be to treat 'the premisses
of your argument' (as distinet from 'The premisses of your argument are true')
as a substituend for 'p' in the form 'if p then q'. So if the account of
conditional judgement is to be both uniform and capable of accommodating 'all
things considered' judgements (interpreted in the manner just suggested), 'pr'
and 'pf" will have to be thought of as representing not connectives but
relational expressions signitying relations between such entities as sentences,
statements, propositions, or judgements, according to philosophical
predilection. These reflections, however, raise a doubt whether we have,
after all, correctly interpreted Davidson's notion of an 'all things
con-sidered' judgement. Such a judgement might, as we have suggested, be a
judgement expressible in a sentence of the form 'Prima facie, relative to the
available evidence, a is better than b', but, alterna-tively, it might be
thought of as a judgement expressible in a sentence of the form 'Prima facie,
given that p, and P2... and Pn, a is better than b', where the conjunctive
schema 'P2... and Pn,represents a specification of what is, in fact, the
available evidence. If this alternative interpretation should prove
sufficient for a Davidsonian solution to the problem of incontinence, its
adoption would enable us to preserve the characterization of 'pr' and 'pf"
as representing connectives. But is it sufficient for this purpose? The
question whether, to discharge its role in Davidson's scheme, an 'all
things considered' judgement can be regarded as specifying a set of
propositions which in fact constitute the body of evidence, or whether it has
to be regarded as referring to such a set of propositions as constituting the
body of evidence, is, to our minds, bound up with the further question about
the meaning of the expressions 'all things considered' and 'available
evidence'. 'All things considered' might mean either 'relative to everything
which has so far been considered' or 'relative to everything which should be
con-sidered'. Similarly 'the available evidence' might mean 'the evidence of
which I have so far availed myself' or 'all the evidence of which I should
avail myself'. In each case the natural interpretation seems to us to be the
second, but there is some indication (albeit in passages not altogether
unambiguous) that Davidson intends the first. It might be helpful, before
we examine possible interpretations of 'all things considered' judgements, to
consider what might be the maximal set of stages through which a man might pass
in practical deliberation. We offer an expanded sequence of stages which we
hope Davidson would not individually reject, although he might wish to claim
that not all of them are distinct. As we note below, Davidson might himself
argue that stage (7) is not distinct from stage (6), and we will later present
as our first interpretation of an 'all things considered' judgement one
that corresponds to stage (3) (hence, on this interpretation stages (3), (4),
and (5) would not be distinct) and as our second interpretation one that
corresponds to stage (4) (hence on this interpretation stages (4) and (5) would
not be distinct). These stages can be seen as occurring in non-practical
deliberation as well, and we have included the non-practical analogues of the
evaluative judgements. We may note that the labels are those of philosophical
reflection and not the agent's and, most important, that the schema is of a
provisional nature and, we think, will be seriously affected by criticisms
offered later in this paper.(1) Single specificatory prima-facie (pf)
(conditional) judge-ments: [pf(4,z better than not-z)]
[prob(A,z)] (2) Non-final compound specificatory pf (conditional)
judge-ments: (pf((A,B), z better than not-z)l [prob((4, B),
z)l Final compound specificatory pf
(conditional) judgement: [pf((A,B, C,D), z better than not-z)] (prob((A, B,C,
D), z)I when (A,B,C,D) = set of relevant factors before me Summative non-specificatory pf
(conditional) judgement: [pf((all things before me), z better than not-z) l
[prob((all things before me), z)] Final non-specificatory pf (conditional) judgement:
Ipf(all things considered), z better than not-z)] (prob(all things considered),
z)] Unconditional judgement: (z
better than not-z) Intention to do z Beliet that z (Note that Davidson might say that (7)
is not distinct from (6).) 111 Let us now revert to the actual text
of Davidson's paper. There seem to be four interpretations, or varieties of
interpretation, of one or other of the phrases 'all things considered' and
'relative to the available evidence' which, in one way or another, need to be
considered in connection with Davidson's account of incontinence. We shall
argue that the first three both give unnatural accounts of an 'all things
considered' judgement and, when incorporated into Davidson's framework, yield
unsatisfactory accounts of inconti-nence; while the fourth, though it seems to
represent correctly the nature of an 'all things considered' judgement, cannot
be fittedinto Davidson's framework without modification to that framework
which, we suspect, he would find unwelcome. 1. One possible
interpretation, which has already been mentioned, is to take the 'all things
considered' judgement as being of the form 'pf, given P,... Po, a is
better than b', where Pr... Po are in fact the totality of the propositions
which the agent believes to be both true and relevant. While this
interpretation preserves Davidson's stipulation that 'pf' be treated as a
connective, it fails to represent the incontinent man as thinking of his
judgement in favour of a as being relativized to the totality of available
evidence. For all that has been said, he might think this only a partial survey
of the pieces of evidence which, severally, he has considered, in which case he
would not have achieved the kind of judgement that a is better than b which,
intuitively, we want to attribute to him.To avoid this difficulty, we might abandon the idea
that 'pf' is a connective rather than a relational expression and, in line with
what Davidson seems to suggest himself, interpret the 'all things con-sidered'
judgement as being of the form 'pf, relative to the totality of propositions,
each of which is believed by me to be true and rele-vant, a is better than b',
or, to put it more succinctly, 'pf, relative to all that is now before me, a is
better than b'. This seems to give one legitimate reading of the expression
'available evidence' (= 'everything I have at present under consideration) but
ignores what seems to be a genuine distinction between 'relative to the
available evidence' (so understood) and 'all things considered'. It ignores,
that is, the possibility that a man, in his deliberation, might regard the
evidence at present available to him as inadequate, in which case it would seem
inappropriate to suppose him to be ready to make the judgement that 'all things
considered, a is better than b' (as 'all things considered' is normally understood),
Surely a general account of incontinence should provide for the possibility of
this measure of scrupulousness in the deliberations of the man who subsequently
acts incontinently.Our third candidate for the interpretation of an 'all things
con-sidered' judgement is one which it is pretty evident that Davidson would,
quite rightly, reject, but it is worth mentioning in order that it should be
clear just why it should be rejected. In pursuit of the proper goal of
accommodating a distinction between an *all things considered' judgement and a
conditional probability judgement orevaluative judgement which is relativized
to the totality of the evidence present before the judger (an 'all things
before me' judge-ment), one might seek to understand the idea of an 'all things
considered judgement as being the idea of a judgement to the effect that
something is probable, or prima facie better than something else, relative to
some totality of supporting facts, many of which would in a normal case be
unavailable to the judger, at least at the time of judging, and possibly at any
time. On this view, a standard piece of fully explicit practical reasoning
might be supposed to contain two distinct steps: (a) a step from a
(conditional) *all things before me' judgement (together with the reflective
judgement that certain qualificatory conditions obtain which license this step)
to a (conditional) 'all things considered' judgement, which is relativized to
an ideal totality of evidence; and (b) a step from a (conditional) 'all
things considered' judgement, so interpreted, to an unconditional judgement
that a is better than b. Such a view would be open to two grave
objections. First, as Davidson himself points out, if we stock this ideal
totality of evidence too generously it will not merely support but will entail
the content of the unconditional judgement. If I am investigating
prob-abilistically the possibility that it is now raining in Timbuctoo, the
relevant ideal totality of evidence should not include either the fact that it
is raining in Timbuctoo or the fact that the residents of Tim-buctoo can now
see that it is raining. Such a totality of evidence would have to occupy an
intermediate position between the evidence before the judger and the totality
of all relevant facts of any sort, and it is far from clear that there is any
satisfactory characterization of such an intermediate totality. Second, even if
the idea of such a totality could be defined, it seems plausible to suppose
that at any given stage in the reasoning, a reasoner's best estimate at that
stage of what conclusion such an ideal totality of evidence would support wouid
have to coincide with the conclusion supported by the evidence, so far as it
goes, which is before him at that stage. In so far as the evidence before me
supports p, 1 am naturally at this point inclined to believe rather than
disbelieve that the totality of evidence will support p. On the view
considered, the crucial stage in probabilistic or practical reasoning will not
be that at which we become entitled to attach some degree or other of credence
to the content of some 'all things considered' judgement, as so interpreted (if
we have any evidence at all we are always in that position); it would rather be
the stage at which we are entitled,in the light of the judgement that the
qualificatory conditions obtain, actually to judge, as opposed to, say, merely
conjecture, that an ideal totality would support a certain conclusion. But now
it is not clear what useful function the 'all things considered' judge-ment, so
understood, can be supposed to fulfill. For if, as seems to be the case, a
rational man will automatically make the second of our two steps once he has
made the first, would it not be more economical, and therefore better, to
suppose that the combination of an 'all things before me' judgement, together
with a judgement that the qualificatory conditions obtain, directly entities a
reasoner to make the appropriate unconditional judgement rather than to suppose
it to entitle him to make an 'all things considered' judgement from which he is
to be supposed, if rational, to make a further move to an unconditional
judgement? 4. The argument of the last paragraph has led us directly to
the final possibility to be here considered, namely, that for x to make an'all
things considered' judgement that a is better than b is for * to judge that,
since he has a certain body of evidence, e, in favour of the supposition that a
is better than b, and since certain qualifi-catory conditions are satisfied, it
is best for x to (* should, x ought to) make the unconditional judgement that a
is better than b. Whether or not this interpretation will succeed in
preserving the idea than an 'all things considered' judgement is a special sort
of conditional, or prima-facie, judgement is a question which we will discuss
in a moment. The only remaining alternative interpretation, so far as we
can see, is one which although it might perhaps be thought to give a better
representation of the meaning of the phrase 'all things considered' would
certainly not preserve the conditional, or prima-facie, character of the 'all
things considered' judgement. One might treat the statement that, all things
considered, a is better than b, as expressing the judgement that a is better than
b, with the gloss that this judgement is justified in the light of one's
possession of a favourable body of evidence with respect to which the
qualificatory conditions obtain; but since on this interpretation an 'all
things considered' judgement would plainly involve the unconditional judgement
that a is better than b, just as part of what would be expressed by
saying 'Demonstrably, p' would be the judgement that p, no room would be
left for the idea that an 'all things considered' judgement is a conditional
judgement. The crucial question to be considered is whether, if we
interpret an'all things considered' judgement in what seems to us the most
plausible way which does not represent it as patently involving a commitment to
an unconditional evaluative judgement, we are still entitled to classify it as
a conditional, or prima-facie, judgement. Let us assume that we can
facilitate exposition without introducing any relevant change in substance if
we express a standard prima-facie evaluative judgement by the sentence form
'given that p. x should (ought to) do A'; the shift from 'a is better than b'
to 'x should do A' seems for present purposes immaterial, and it is to be
understood that the form we propose is not to be taken as entailing that p. To
incorporate a commitment to the truth of p, the pattern might be varied to
'given the fact that p. x should do A'. In an attempt to assimilate an 'all
things considered' judgement as closely as possible to this standard pattern,
we might suppose its expansion to be of the general form 'given the fact that
p. certain things are the case such that, given that they are the case, x
should do A, and given the fact that certain qualificatory conditions are met,
x should judge that x should do A'. The qualificatory conditions in question
need not here be accurately specified; their effect would be to stipulate that
'the principle of total evidence' was satisfied, that, for example, x's
judgement that, given certain facts, x should do A, had taken into account all
the relevant facts in x's possession and that x had fulfilled whatever call
there was upon him at the time in question to maximize his possession of
relevant facts. Let us summarily express the idea that these qualificatory
,conditions are fulfilled by using the form 'x's judgement that, given the
facts in question, & should do A, is optimal for x at the time in
question'. Our question, then, is whether a judgement on the part of x
expressible in the form, 'given the fact that given certain facts, x should
do A, and x's judgement that (a) is
optimal for x, then & should judge that & should do A' is properly
classifiable as a conditional or prima-facie judgement. To put the matter
more shortly, but less precisely, the kind of judgement whose status is in question
is one such as 'given the fact that on my evidence I should do A, and that my
judgement that this is so is optimal, I should judge that I should do A'. (Let
us call a specially interpreted 'all things considered' judgement of this form
ATC*.)The question we have to ask, then, is whether ATC* is properly classified
as a conditional, rather than an unconditional, judge-ment. On one possible
interpretation of conditional judgement it clearly has strong claims, inasmuch
as it would be possible to replace, in its standard expression, the opening
phrase given the fact that' by the word 'if' without any violence to the normal
usage of 'if', and the resulting conditional sentence would express one part of
the sense of the ATC* judgement, the other part being what would be expressed
by the antecedent of this conditional sentence. The ATC* judgement would
then seem to be conditional in very much the same way as one might regard a
judgement of the form 'since p, q' our conditional, on the grounds that
its sense includes the sense of 'if p, g'. This sense of 'conditional' is
plainly not that which we need in the present context. The sense which we need
is one which carries with it the idea of being prima-facie in character, of
being connected in some way with defeasibility. In an attempt to show that ATC*
is not conditional in this further sense, let us characterize the sense more
precisely. Let 'p,' abbreviate 'x has told y that x will consider lending
y $100 towards the purchase of a new car': Let 'P,' abbreviate 'y
is hard up and needs a car for work'; Let'p,' abbreviate 'y's spouse only
too often gets hold of y's money'; Let 'q' abbreviate 'x should lend y
$100'; and Let 'q" abbreviate 'x should not lend y $100'. The
judgement that 'given p, & Pz, @' is clearly prima facie in that the
related argument form Given p,& p2,9 P1&p2 q is
plainly defeasible, insofar as the addition of the premisses that p and that,
given P1, Pr & Pa, q' to the premisses above gives us, without falsifying
thereby p, or pz, a set of premisses from which it would be illegitimate to
conclude that q. All of this is, of course, familiar. For purposes of
comparison with ATC*, it is important to note that the argument just
characterized as defeasible could have been expressed in a telescoped form,
viz. • The relevant interpretation of 'if' may, of course, not be any of
those standardly selected by logicians or philosophers of logic.Given the fact
that p, & pa, 9 q Here too the inferential step will be upset without
falsification of its premiss if we suppose x also to have judged that, given
the fact that Pa, Pa, & Pa, Q. Let us as a first stage in examining the
status of ATC make use of the notion of a specification of an ATC* judge-ment,
that is, a judgement which differs from ATC* in that the relevant
considerations are identified and not merely alluded to (Spec (ATC*)). The Spec
(ATC*) appropriate for the present example will be X's judgement at / that
given the fact that given the fact that p, & Pz, 9; and that at t, x's judgement that (a) is
optimal for x; then x should judge at t that q. That a step by x from this
judgement to the detached conclusion that q would not be a step which is
defeasible in the required sense is shown by the fact that if, at t, x had made
the additional judgement 'given the fact that p, & p,& pa,
q"', his making this judgement would have entailed that his judgement
'given the fact that p, & Pa, q' was not optimal for x at t. In this case
he would not have been in a position to make the step from Spec (ATC*) to q,
but this would be because a judgement by him in favour of Spec (ATC*) would,
given the supposed additional judgement, be falsified. We do not, then, have
the characteristic case of a defeasible inference in which the inference may be
upset without falsification of any of its pre-misses. Since the truth or
falsity of the claim that x's judgement about a certain body of evidence is
optimal cannot depend on whether, in the claim in question, the body of
evidence is itemized or merely referred to, if the step from Spec (ATC*) to q
is not of the defeasible kind, then the step from ATCe to q is not of the
defeasible kind either. It in fact seems to us that, though there is an.
important difference between the two cases residing in the fact that in the
first case, but not in the second, the legitimacy of the inference is relative
to a particular subject at a particular time, the irrationality of refusing to
move from the appropriate ATC* judgement to q will be the same in kind as the
irrationality involved in refusing to move (as, perhaps, Lewis Carroll's
tortoise did) from 'given the fact that pand that if p, q'to 'q'; and
furthermore, that the irrationality inquestion is not of a kind that either we
or Davidson would wish to attribute to the typical incontinent man. If
the above argument is correct, to preserve as much as possible of Davidson's
theses we should have to suppose that the typical incontinent man judges
(unconditionally) that he should judge that he should do A, but does not
actually judge that he should do A. If we try to take this position, we are at
once faced with the following awkward questions: the position, like what we may
call the 'naïve' view of incontinence, involves the supposition that for a
certain substituend for @ it is true of a typical incontinent man that he
judges that he should o but does not ; it differs from the 'naive' view in
taking as the favoured substituend for o 'x judges that x should do a', rather
than 'x does a'. Why should this departure from the 'naive' view be thought to
give a better account of incon-tinence? On the face of it, the 'naïve' view
scems superior. It seems casier to attribute to people a failure to act as they
fully believe they ought to act than to attribute to them a failure to believe
what they fully believe they ought to believe. What is there to prevent a man
from judging that he should do a, when he judges that he should judge that he
should do a, except his disinclination to do a, and would it not be more
natural to suppose that this disinclination prevents his judgement that he
should do a from being followed by his doing a than to suppose that it prevents
his judgement that he should judge that he should do a from being followed by
his judgement that he should do a? So far as we can see, the only
motivation for disallowing the possibility of incontinence with respect to
action, as most straightforwardly conceived, while allowing the possibility of
the realization of a similarly straightforward conception of incontinence of
belief or judgement, lies in the supposed theoretical attractiveness of the
equation of a decision or intention on the part of x to do a with a judgement
on the part of x that x should do a or that it is best for x to do a. To
examine the case for this theoretical idea would take us beyond the limits of
the paper. But before concluding our discussion we shall mention one or two
considerations which seem to tell against the account of incontinence which has
just been formulated. The actual logical situation is even more complex
than we have represented it is being; but present complexities are perhaps
sufficient for present purposes.For the purposes of this discussion, we should
think of the incontinent man as being just a special case of someone who is faced with a practical
problem about what to do; envisages himself as settling the problem by settling
what it is best for him to do (what he should do); and envisages himself as settling
what it is best for him to do by deliberation. He is a special case in that his
deliberation is defective in one or other of a number of special ways. There
may be occasions in which one decides, or forms the intention, to do something
without reference to the question what it is best to do, though some
philo-sophers, who may include Davidson, have been disposed to deny this
possibility. There may also be occasions in which one settles on something
being the best thing to do, without any recourse to delib-eration, by an
immediate or snap judgement. Both of these possible routes to the resolution of
a practical problem may, perhaps, in certain circumstances involve
incontinence, but it would not be the variety with which we and Davidson are
primarily concerned. Any one who, in consequence of satisfying the three
conditions speci-fied, has recourse to deliberation in the settlement of a
practical problem, whether or not he ends up by exhibiting incontinence,
engages in an undertaking which is generically similar to other kinds of
undertaking in that there is a specifiable outcome or completion towards which
the undertaking is directed. One who is engaged in fixing the supper, whether
or not as a result of prior decision, completes his operations when he reaches
his objective of having the supper ready, and if he breaks off his opcrations
before completing it, some explanation is required. Similarly, one who
deliberates in the face of a practical problem completes his operations when he
reaches the objective of having settled what is unconditionally the best thing
for him to do, and again, if he fails to complete the operation some
explanation is required. We must first distinguish a failure to complete
deliberation from a miscompletion; for the present discussion a failure to
complete due to interruption seems irrelevant. What we need to consider are the
various ways in which a man may miscomplete deliberation; and here, it seems,
attraction or revulsion, rather than externalsources which interrupt
deliberation, are in play. Now there are forms of miscompletion which will
present us with cases of incontinence which are net of the type with which we,
and Davidson, are concerned; a man may see a number of initial considerations,
all or some of which are favourabie to a, and because of the attractions of a
or his reluctance to deliberate, seize on one of these considerations and jump
to the unconditional conclusion that he ought to a. This is not
Davidson's case. Again, a man might deliberate and reach an 'all things before
me' judgement which represents the totality of his evidence at that stage,
though it is inadequate since more considerations are demanded. He jumps to a
judgement that he ought to a, in line with the latest 'all things before me'
judgement; this is not Davidson's case either, since here the relevant
conditional judgement and the unconditional judgement are both favourable to
doing a. This leaves us with the possibility of a man jumping to an
unconditional judgement in favour of a at a point at which the relevant 'all
things before him' judgement is in favour of something other than a. We shall
discuss this possibility with some care since, in spite of the fact that if
taken as a characterization of typical incontinence it is open to an objection
which we briefly advanced earlier (pp. 34-5), we are not absolutely certain
that it does not represent Davidson's view of the incontinent man.
Obviously, there is in general no conceptual difficulty attaching to the idea
of someone who is in the midst of some undertaking and who, as a result of
revulsion, tedium, or the appeal of some alter-native, breaks off what he is
doing and instead embarks on some other undertaking or action. The
miscompletion of deliberation which concerns us will, however, constitute a
special case of this kind of phenomenon, in that the substituted performance
has to be regarded as one with the same objective as the original undertaking,
namely, finding the best thing to do. Again, there is no lack of examples which
satisfy this more restrictive condition; one may break off one's own efforts to
get one's car running and, instead, send for a mechanic to get the job done.
But even this restriction is not restrictive enough in view of the special
character of the objective involved in deliberation. While there are
alternative routes to realizing the objective of getting one's car going
besides working on it oneself, it is not clear that there are alternative
routes to settling what is the best thing to do besides deliberating; or that
if there are (for example, asking some one else's advice), they are at all
germaneto the phenomenon of incontinence. One who arrives at a holiday resort
and embarks on the undertaking of finding the best hotel to stay in may tire of
his search and decide to register at the next presentable hotel that he
encounters, but in doing so he can hardly regard himself as having adopted an
alternative method of finding the best hotel to stay in. In fact, to provide a
full parallel for cases of incontinence, if these are conceived of as cases of
making an unconditional evaluation in a direction opposed to that of a
current 'all things before me' judgement, the examples would have to be
even more bizarre than that just offered. One would rather have to imagine
someone who, with a view to winning a prize at a party later in the day, sets
out to find and to buy the largest pumpkin on sale in any store in his
neighbourhood. After inspecting the pumpkins at three of the local stores, he
tires of his enterprise and decides to buy the largest pumpkin in the fourth
store, which he is now inves-tigating, even though he knows that the evidence
so far before him gives preference to the largest pumpkin at store number two,
which is, of course, larger than the one he proposes to buy. It is obvious that
such a man cannot regard himself as having adopted an alternative way to
finding the largest pumpkin on sale. This elaboration is required since, on the
scheme presently being considered, the incontinent man may typically
substitute, for the continuation of deliberation, the formation of an intention
to do b, to which he is prompted by its prospective pleasantness, in spite of
the fact, of which he is aware, that the considerations so far taken into
account (which include the prospective pleasantness of b) so far as they go
favour a. The outcome of these attempts to find parallels suggests forcibly
that it is logically impossible that one should without extreme logical
incoherence make an unconditional judgement favour-ing b when one is fully
conscious of the thought that the totality of evidence so far considered
favours a, unless one thinks (reasonably or unreasonably) that the addition of
further evidence, so far un-identified, would tilt the balance in favour of b.
This last possibility must be regarded as irrelevant to our discussion of
incontinence, since it is not a feature of the kind of incontinence with which
we are concerned, if indeed of any kind of incontinence, that the incontinent
man should think that further investigation and reflection would, or would
have, justified the action which the incontinent man performs. We are then left
with the conclusion that to suppose someone to make an unconditional judgement
in a direction op- posed to an 'all things before me' judgement, we must
also suppose the latter jugdement not to be 'fully present' to the judger, on
some suitable interpretation of that phrase. We can support this point directly
without having to rely on analogies with other forms of undertaking. Mr and Mrs
John Q. Citizen have decided they want a dog and are engaged in trying to
settle what would be the best breed of dog for them to acquire. This enterprise
involves them in such activities as perusing books about dogs, consulting
friends, and reminding themselves of pertinent aspects of their own experience
of dogs. At a certain point, not one at which they regard their deliberations
as concluded, it looks to them as if the data they have so far collected favour
the selection of a short-haired terrier, though there is something also to be
said for a spaniel or a dachshund. At this point, Mrs Citizen says, 'My aunt's
spaniel, Rusty, was such a lovely dog. Let's get a spaniel', and her husband
says, 'All right.' This story arouses no conceptual stir. But suppose that (1)
Mrs Citizen, instead of saying 'Let's get a spaniel' had said 'A spaniel's the
best dog to get' ', and that (2) previously in their deliberation
they had noted the endearing qualities of Rusty, but in spite of that had come
to lean towards a short-haired terrier. The story, thus altered, will conform
to the alleged course of the incontinent man's reflections; at a certain point
it appears to him that the claims of prospective pleasure are, or are being,
outweighed, but nevertheless he judges that the pleasant thing is the best
thing for him to do and acts on the judgement. But in the altered story the
judgement of Mr and Mrs Citizen that a spaniel is the best dog for them to buy,
to which they are prompted by a consideration which has already been discounted
in their deliberations, scems to us quite incredible, unless we suppose that
they have somehow lost sight of the previous course of their deliberations.
(The further possibility that they suddenly and irrationally changed their
assessment of the evidence so far before them, even if allowable, will not
exemplify the idea that there is some sense in which the incontinent man thinks
that what he is doing is something which he should not be doing.) The
conceptual difficulty is hardly lessened if we suppose the example of Rusty to
be a new consideration instead of one already discounted. The couple could not
move from it to the judgement that a spaniel is best without weighing it in the
balance together with the body of data which, so far as it goes, they have
deemed to point towards a short-haired terrier in preference to a spaniel,unless
again they had somehow lost sight of the course of their deliberation.
If, as we have been arguing, an unconditional judgement against a can be
combined with an 'all things before me' judgement in favour of a only if the
latter judgement is not fully present to the judger, a precisely parallel
conclusion will hold with respect to an 'all things considered' judgement
(ATC*), since an ATC* judgement consists of an 'all things before me' judgement
together with an 'optimality" judgement about it. Unless it should turn
out to be otherwise logically indefensible, it would be preferable, as being
more in accord with common sence, to attribute to the typical incontinent man
(as we have been supposing Davidson to do) not merely an 'all things before me'
judgement in favour of a but also an ATC judgement in favour of a, with the
additional proviso that the ATC* judgement is not fully present. On the face of
it, this would not involve the attribution to the incontinent man of an
unconditional judgement in favour of a, and so we leave room for an
unconditional judgement, and so for an intention, against a.
Unfortunately, as has been partially foreshadowed by our discussion of the
question whether an ATC* judgement is a conditional judgement, the position just
outlined is, in our view, logically inde-fensible, as we shall now attempt to
show. We attach different numerical subscripts to particular occurences
of the word 'justify' in order to leave open the possibility, without
committing ourselves to its realization, that the sense of 'justify"
varies in these occurrences; and we attach subscripts to the word
'optimality' in order to refer to some formulation (or reformula-tion) of the
optimality condition previously sketched by us on page 38 which would be appropriate
to whatever sense of 'justified' is distinguished by the subscript. Let
us suppose that: (I) * judges at / that (1) x has at / some body of
evidence (e) which, in conformity with the requirements for optimality,,
justifies, x's doing a. Unless we attribute to x extreme logical
confusion or blindness, the supposition (I) seems tantamount to the supposition
that: (1l) x judges at / that (2) x should do a.It seems, however,
that we are merely reformulating the supposition already expressed by (I) if we
suppose that: (IlI) * judges at r that (3) x has at / some body of
evidence (e) which, in conformity with the requirements for optimalitya,
justifies, x's judging at t that x should do a. Again, as in the case of
supposition (Il), supposition (III) seems tantamount to supposition (IV):
(IV) x judges at ! (4) x should judge at t that x should do a. This
argument seems to us to establish the conclusion that, extreme logical
confusion apart, one judges on what seems to one an adequate basis that one
should judge that one should do a if and only if one judges on the same basis
that one should do a. That is to say, any case of believing, on what seems to
one an adequate basis, that one should do a is, logical confusion apart, to be
regarded as also a case of believing that one's belief that one should do a is
a belief which one should hold: and any case of believing, on what seems to one
an adequate basis, that one should believe that one should do a is, logical
confusion apart, to be regarded as a case of believing that one should do a. If
this conclusion is correct it seems that we have excluded the possibility of
finding a reasonable interpretation of an 'all things considered'
judgement that one should do a which would be distinct from, and would not
involve, an unconditional judgement that one should do a. We are left
then with the conclusion that to attribute to the incontinent man an ATC*
judgement in favour of a is, in effect, to attribute to him an unconditional
judgement in favour of a; and so, presumably, to attribute to him a not fully
present ATC® judgement in favour of a is to attribute to him a not fully
present unconditional judgement in favour of a. If this is so, then there seem
to be initially the following options: 1. To hold that an incontinent
act, though voluntary, is not inten-tional: on this assumption we are free to
hold, if we wish, both (i) that forming an intention to do a is identifiable
with making a fullypresent unconditional judgement in favour of a, and (ii)
that a not fully present judgement in favour of a is incompatible with a fully
present unconditional judgement against a (more generally, patently conflicting
unconditional judgements are not compossible, even if one or both are not fully
present to the judger). To adopt this option would seem heroic. 2. To
allow that the incontinent man, at least sometimes, acts with an intention; in
which case it must be allowed either that (i) patently conflicting
unconditional value judgements are compossible, provided that at least one of
them is not fully present to the judger; or that (ii) an intention to do a is
not identifiable with a fully present unconditional judgement in favour of a;
the most that could be maintained would be that making a fully present
unconditional judgement in favour of a entails forming an intention to do a or,
altenatively and less strongly, is incompatible with having an intention to do
b, where b patently conflicts with a. The upshot of these considerations
with respect to the search for an adequate theory of incontinence seems to be
that the following contending theses remain in the field, though some of them,
particularly the first, may not appear very strong contenders: The typical incontinent man
(who does not do a though in some sense he thinks that he should) reaches only
a not fully present 'all things before me' judgement in favour of a, which he
combines with a fully present unconditional judgement against a, and (conse-quentially)
with an intention against a. Together with this thesis go the theses that
intention is identifiable with fully present unconditional judgement and that
patently conflicting unconditional judgements are not compossible in any
circumstances. The typical incontinent man
reaches a not fully present unconditional judgement in favour of a, which he
combines with a fully present unconditional judgement, and an intention,
against a. Together with this thesis go the theses that an intention is identifi.
able with a fully present unconditional judgement and that patently conflicting
unconditional judgements are compossible provided that at least one of them is
not fully present. 3. The typical incontinent man reaches a fully present
unconditional judgement in favour of a which he combines with an intention against
a, but not with a fully present unconditional judgementagainst a. Together with
this thesis go the theses that patently conflicting unconditional judgements
are not compossible in any circumstances and that an intention is not
identifiable with a fully present unconditional judgement, though it is perhaps
true that a fully present unconditional judgement entails the presence of an
intention (or at least excludes the presence of a contrary intention). 4.
The 'naïve' view: the incontinent man reaches a fully present unconditional
judgement in favour of a which he combines with an intention against a.
Together with this thesis go the theses that the existence of a fully present
unconditional judgement in favour of a carries no implications with regard to
the presence or absence of an intention to do a or, again, to do something
which patently conflicts with a. The 'naive' view is uncommitted at this point
with respect to the compossibility of patently conflicting unconditional value
judgements. A proper decision between these contending theses will
clearly depend on the provision of a proper interpretation of the expression
'fully present', used by us a dummy, an undertaking which in turn will require
a detailed examination of the phenomena of incontinence. These are matters
which lie beyond the scope of this paper. H. P. Grice. I shall devote
this Epilogue to a detailed review of the deeper aspects of the unity which I
believe the essays in this volume to possess. These deeper aspects are
three in number, and I shall now enumerate them separately. The first is that
the connections between the topics discussed are sometimes stronger and more
interesting than the essays themselves make clear: partly this is due to the
fact that these connections were not, I think, seen by me at the time at which
the essays were written, and it is only in retrospect that I begin to see their
number and their importance. The second aspect, on which I think the first is
dependent, is that the various topics which interested me at the time at which
these essays were written seem to be ones which are, first of all, important
and second, topics which still interest me, and some of them, perhaps all of
them, are matters which I still feel that I need to make up my mind about more
thoroughly and clearly. Consequently these essays can perhaps be regarded as
the first word but not the last word in a number of directions in which it is
important that philosophers should go. The third and last of these deeper
aspects is one that has already been remarked upon in the preface as providing
the methodological theme which runs through the contents of this volume. It
consists in the application of or illustration of a certain sort of way of
doing philosophy, one which was one of the many ways in which philosophy was
done in Oxford at the time at which I was there and which are connected with
the application to philosophy of a particular kind of interest in language,
particularly ordinary language. Such interest took more than one form, and I do
not think that in any of the forms it has been very well articulated
orexpressed or described by those who practised it; and I think it is of
fundamental importance to philosophizing. The last part of this epilogue will
be devoted to an attempt to make its character more clear. I shall begin
by listing the persistent or recurrent thematic strands which it seems to me I
can discern in the essays appearing in this volume, and 1 shall then return
after having listed them to consider them one by one in varying degrees of
detail. I think I can detect eight such strands though some of them have more
than one component and the components do not necessarily have to be accepted as
a block. The first of these main strands belongs to the philosophy of
percep-tion; it involves two theses; first that the general notion of
perception, the concept expressed by the verb "perceive," is properly
treatable by means of causal analysis; and second that in the more specific
notions connected with perception like those involving different modalities of
perception like "seeing" and "hearing," various elements
have to be considered but one which cannot be ignored or eliminated is the
experiential quality of the sense-experiences perception involves. A third
question, about the analysis of statements describing objects of perception
like material objects, was also prominent in my thinking at the time at which
these essays were written but does not figure largely in these pages. The
second strand is a concern to defend the viability of an analytic/synthetic
distinction together perhaps with one or more of such closely related
distinctions as that between necessary and contingent or between a priori and a
posteriori. A third strand is a defense of the rights of the ordinary man or
common sense vis-à-vis the professional philosopher, the idea being that for
reasons which have yet to be determined and accurately stated the ordinary man
has a right to more respect from the professional philosopher than a word of
thanks for having got him started. The fourth strand relates to meaning;
it consists in two theses: first, that it is necessary to distinguish between a
notion of meaning which is relativized to the users of words or expressions and
one that is not so relativized; and second, of the two notions the
unrelativized notion is posteriori to, and has to be understood in terms of,
the relativized notion; what words mean is a matter of what people mean by
them. The fifth strand is the contention that in considering the notion
of meaning we should pay attention to two related distinctions. First, a
distinction between those elements of meaning which are present by virtue of
convention and those which are present by virtue of something other than
convention; and second, between those elements ofmeaning which standardly form
part of what a word or form of words asserts (or its user asserts), and those
elements of meaning which rather form part of what the words or their users
imply or otherwise convey or are committed to. A distinction, that is to say,
(a) between conventional and nonconventional meaning and (b) between assertive
and nonassertive meaning. Strand six is the idea that the use of language is
one among a range of forms of rational activity and that those rational
activities which do not involve the use of language are in various ways
importantly parallel to those which do. This thesis may take the more specific
form of holding that the kind of rational activity which the use of language
involves is a form of rational cooperation; the merits of this more specific
idea would of course be independent of the larger idea under which it
falls. Strands seven and eight both relate to the real or apparent
opposition between the structures advocated by traditional or Aristotelian
logic, on the one hand, and by modern or mathematical logic, on the other. In a
certain sense these strands pull in opposite directions. Strand seven
consists in the contention that it is illegitimate to repre-sent, as some
modern logicians have done, such grammatical subject phrases as "the King
of France," "every schoolboy," "a rich man," and even
"Bismarck" as being only ostensibly referential; that they should be
genuinely referential is required both for adequate representation of ordinary
discourse and to preserve a conception of the use of language as a rational
activity. Strand eight involves the thesis that, notwithstanding the
claims of strand seven, genuinely referential status can be secured for the
subject phrases in question by supplementing the apparatus of modern logic in
various ways which would include the addition of the kind of bracketing devices
which are sketched within the contents of this volume. Strand One I
now turn to a closer examination of the first of these eight thematic strands,
the strand, that is, which relates to the analysis of per-ception.' The two
essays involving this strand seem to me not to be devoid of merit; the essay on
the Causal Theory of Perception served to introduce what later I called the
notion of Conversational Impli- 1. Cf. esp. Essays 15-16.cature which has
performed, I think, some useful service in the philosophy of language, and also
provided an adequate base for the rejection of a bad, though at one time
popular, reason for rejecting a causal analysis of perception; and the essay
called "Some Remarks about the Senses," drew attention, I think, to
an important and neglected subject, namely the criteria by which one
distinguishes between one modality of sense and another. But unfortunately to
find a way of disposing of one bad reason for rejecting a certain thesis is not
the same as to establish that thesis, nor is drawing attention to the
importance of a certain question the same as answering that question. In
retrospect it seems to me that both these essays are open to criticisms which
so far as I know have not been explicitly advanced In "The Causal Theory
of Perception" I reverted to a position about sense-datum statements which
was originally taken up by philosophers such as Paul and Ayer and some others;
according to it, statements to the effect that somebody was having a
sense-datum, or had a sense-datum or was having a sense-datum of a particular
sort, are to be understood as alternative ways of making statements about him
which are also expressible in terms of what I might call phenomenal verbs like
"seem" or, more specifically, like "looks,"
"sounds," and "feels." This position contrasted with
the older kind of view, according to which statements about sense-data were not
just alternative versions of statements which could be expressed in terms of
phenomenal verbs but were items which served to account for the applicability
of such a range of verbs. According to the older view, to say that someone had
a sense-datum which was red or mouselike was not just an outlandish alternative
way of saying it looked to him as if there was a mouse or something red before
him, but was rather to specify something which explained why it looked to him
as if there was something red before him or as if there were a mouse before
him. The proponents of the newer view of sense-data would have justified their
suggestion by pointing to the fact that sense-data and their sensible
characteristics are mysterious items which themselves stand in need of
explanation, and so cannot properly be regarded as explaining rather than as
being explained by the applicability of the phenomenal verb-phrases associated
with them. It is not clear that these criticisms of the older view are
justified; might it not be that while in one sense of the word "explained"
(that which is roughly equivalent to "rendered intelligible")
sense-data are explained in terms of phenomenal verbs,in another sense of
"explained" (that which is roughly equivalent to
"accounted for") the priority is reversed, and the applicability of phenomenal
verbs is explained by the availability of sense-data and their sensible
feature. The newer view, moreover, itself may run into trouble. It seems to me
to be a plausible view that the applicability of phenomenal verbs is itself to
be understood as asserting the presence or occurrence of a certain sort of
experience, one which would explain and in certain circumstances license the
separate employment of a verb phrase embedded in the phenomenal verb-phrase;
for it to look or seem to me as if there is something red before me is for me
to have an experience which would explain and in certain unproblematic
circumstances license the assertion that there is something red before me. It
will be logically incoherent at one and the same time to represent the use of
phenomenal verbs as indicating the existence of a ba-sis, of some sort or
other, for a certain kind of assertion about percep tible objects and as
telling us what that basis is. The older view of sense-data attempted to
specify the basis; the newer view, apparently with my concurrence, seems to
duck this question and thereby to render mysterious the interpretation of
phenomenal verb-phrases. Second, in "Some Remarks about the
Senses" I allow for the possibility that there is no one criterion for the
individuation of a sense, but I do not provide for the separate possibility
that the critical candidates are not merely none of them paramount but are not
in fact independent of one another. For example, sense organs are
differentiated not by their material character, but by their function. Organs
that are just like eyes would in fact be not eyes but ears if what they did
was, not to see, but to hear; again, real qualities of things are those which
underlie or explain various causal mechanisms, such as our being affected by
vibrations or light rays. So criterial candidates run into one another; and
indeed the experiential flavor or quality of experience to which 1 attach
special importance is in fact linked with the relevant ranges of what Locke
called secondary qualities which an observer attributes to the objects which he
perceives; so we might end up in a position that would not have been
uncongenial to Locke and Boyle, in which we hold that there are two ways of
distinguishing between senses, one of which is by the character of their
operations (processes studied by the sciences rather than by the ordinary
citizen), and the other would be by the difference of their phenomenal
char-acter, which would be something which would primarily be of interest to ordinary
people rather than to scientists. These reflections sug- gest to me two
ideas which I shall here specify but not argue for. The first is that, so far
from being elements in the ultimate furniture of the world, sense-data are
items which are imported by theorists for various purposes; such purposes might
be that one should have bearers of this or that kind of relation which is
needed in order to provide us with a better means for describing or explaining
the world. Such relations might be causal or spatial where the space involved
is not physical space but some other kind of space, like visual space, or it
might be a system of relations which in certain ways are analogous to spatial
relations, like relations of pitch between sounds. This idea might lead to
another, namely that consideration of the nature of perception might lead us to
a kind of vindication of common sense distinct from those vindications which I
mention elsewhere in this epilogue, for if sense-data are to be theoretical
extensions introduced or concocted by theorists, theorists will need common
sense in order to tell them what it is to which theoretical extensions need to
be added. Philosophers' stories derive their character and direction from the
nonphilosophical stories which they supplement. Strand Two The
second of these eight strands consists in a belief in the possibility of
vindicating one or more of the number of distinctions which might present
themselves under the casual title of "The analytic/syn-thetic distinction."
I shall say nothing here about this strand not because I think it is
unimportant; indeed I think it is one of the most important topics in
philosophy, required in determining, not merely the answers to particular
philosophical questions, but the nature of philosophy itself. It is rather that
I feel that nothing less than an adequate treatment of the topic would be of
any great value, and an adequate treatment of it would require a great deal of
work which I have not yet been able to complete. This lacuna, however, may be
somewhat mitigated by the fact that I provided some discussion of this topic in
"Reply to Richards" contained in Philosophical Grounds of Rationality
and by the fact that at the conclusion of this epilogue I shall also advance a
slightly skittish hint of the direction in which I have some inclination to go.
I hope that this treatment will serve as an interim indication of what my final
position might be. 2. Cf. esp. Essay 13. 346 RetrospectiveThe
third strand' consists in a disposition on my part to uphold in one form or
another the rights of the ordinary man or of common sense in the face of
attacks which proceed from champions of specialist philosophical or scientific
theory. All parties would, I think, agree that specialist theory has to start
from some basis in ordinary thought of an informal character; the question at
issue is whether the contents and views contained in that thought have to
continue to be respected in some measure or other by the specialist theorist
even after the specialist theorist has embarked on his own work.
According to some, at that point, the contribution of ordinary thought and
speech can be ignored, like a ladder to be kicked away once the specialist has
got going. My support for common sense is not eroded by the failure of many
attempts made by philosophers to give a justification or basis for such
support; indeed the negative part of my contribution to the subject consists in
the rejection of a number of such attempts. Some of these rejections appear in
discussions contained in this volume, others in other places. One form of
defense of common sense is one propounded by Moore in the famous paper on that
subject. This seems to consist in the presumed acceptability of the obvious; it
seems to consist in that because so far as I can see no other reason is given
for the acceptance of what Moore counts as propositions of common sense. If I
have read Moore aright I find this form of defense of common sense
unsatisfactory on the grounds that the conception of the obvious is not in an
appropriate sense an objective conception. This is pointedly illustrated by the
famous story of the British mathematician G. H. Hardy, who in a lecture
announced that a certain mathematical proposition was obvious, at which point
one of his audience demurred and said that it was not obvious to him.
Hardy then halted the lecture, paced outside the lecture room for a quarter of
an hour, returned, and said "It is obvious." The trouble is that
obviousness requires consent, on the part of the parties con-cerned, in the
obviousness of what is thought of as obvious. A second and different line
of defense of common sense comes from Thomas Reid, who points to the need for
first principles of human knowledge. Once these are secured, then various forms
of derivation and deduction and inference can account for the accumulation
of 3. Cf. esp. Essays 8-10. Retrospectiveknown propositions which
are as it were theorems in the system of knowledge; but theorems need to look
back to axioms and these axioms are things which Reid regards as matters which
it is the function of common sense to provide. The fault which I find here is a
conflation of the notion of axioms as being organizational items from which
nonaxiomatic propositions are supposed to be derivable with an epi-stemic
interpretation of axioms as providing the foundations of human knowledge;
whereas it seems to me arguable and indeed plausible to suppose that the
grounds for the acceptance of the contents of this or that system do not lie in
the prior evidence or self-evidence of the axioms of the system but in the
general character of the system in containing what one thinks it ought to
contain in the way of what is knowable. From an epistemic point of view
the justifiability of the system lies in its delivering, in general, what one
wants it to deliver and thinks it should deliver, rather than in the
availability of a range of privileged intuitions which, happily, provide us
with a sufficiency of starting points for rational inference. If common sense
comes into the picture at all in this connection it seems to me that it should
be with regard to a recognition in some degree or other of what the system
ought to be expected to deliver to us rather than as a faculty which assures us
of starting points which form the axioms of the system. A third attempt
to justify common sense is that provided by Malcolm in his interpretation of
Moore; Malcolm suggested that Moore's point should be thought of as being that
standard descriptions of certain sorts of situations cannot be incorrect since
the standards of correctness are set by the nature of the descriptions which
are standardly used to describe those situations. The trouble with this line,
to my mind, is that it confuses two kinds of correctness and incorrectness.
Correctness of use or usage, whether a certain expression is properly or
improperly applied, gives us one kind of correctness, that of proper
application, but that an expression is correct in that sense does not guarantee
it against another sort of incorrectness, namely logical in-coherence.
The final form of an attempt to justify common sense is by an appeal to
Paradigm or Standard Cases; cases, that is, of the application of an expression
to what are supposedly things to which that expression applies if it applies to
anything at all; for example, if the expression "solid" applies to
anything at all it applies to things like "desks" and
"walls" and "pavements." The difficulty with this attempt
is thatit contains as an assumption just what a skeptic who is querying common
sense is concerned to deny: no doubt it may be true that if the word
"solid" applies to anything at all it applies to things like
"desks," but it is the contention of the skeptic that it does not
apply to anything, and therefore the fact that something is the strongest
candidate does not mean that it is a successful candidate for the application
of that expression. On the positive side I offered as an alternative to the
appeals I have just been discussing, a proposed link between the authority of
common sense and the theory of meaning. 1 suggested roughly that to side with
the skeptic in his questioning of commonsense beliefs would be to accept an
untenable divorce between the meaning of words and sentences on the one hand,
and the proper specification of what speakers mean by such words and sentences
on the other. This attempt to link two of the eight strands to one another now
seems to me open to several objections, at least one of which I regard as
fatal. I begin with two objections which I am inclined to regard as
non-fatal; the first of these is that my proposed reply to the skeptic ignores
the distinction between what is propounded as, or as part of, one's message,
thus being something which the speaker intends, and on the other hand what is
part of the background of the message by way of being something which is
implied, in which case its acceptance is often not intended but is rather
assumed. That there is this distinction is true, but what is, given perfect
rapport between speaker and hearer, something which a speaker implies, may,
should that rapport turn out to be less than perfect, become something which
the speaker is committed to asserting or propounding. If a speaker thinks his
hearer has certain information which in fact the hearer does not, the speaker
may, when this fact emerges, be rationally committed to giving him the
information in question, so what is implied is at least potentially something
which is asserted and so, potentially, something the acceptance of which is intended.
A second (I think, nonfatal) objection runs as follows: some forms of
skepticism do not point to incoherences in certain kinds of mes-sage; they rely
on the idea that skeptical doubts sometimes have to have been already allayed
in order that one should have the foundations which are needed to allay just
those doubts. To establish that I am not dreaming, I need to be assured that
the experiences on which I rely to reach this assurance are waking experiences.
In response to this objection, it can be argued, first, that a defense of
common sensedoes not have to defend it all at once, against all forms of
skeptical doubts, and, second, it might be held that with regard to the kinds
of skeptical doubts which are here alluded to, what is needed is not a well-founded
assurance that one's cognitive apparatus is in working order but rather that it
should in fact be in working order whatever the beliefs or suppositions of its
owner may be. The serious objection is that my proposal fails to
distinguish between the adoption, at a certain point in the representation of
the skeptic's proposed position, of an extensional and of an intensional
reading of that account. I assumed that the skeptic's position would be
properly represented by an intensional reading at this point, in which case I
supposed the skeptic to be committed to an incoherence; in fact, however, it is
equally legitimate to take not an intensional reading but an extensional
reading in which case we arrive at a formulation of the skeptic's position which,
so far as has been shown, is reasonable and also immune from the objection
which I proposed. According to the intensional reading, the skeptic's
position can be represented as follows: that a certain ordinary sentence s
does, at least in part, mean that p, second, that in some such cases, the prop
osition that p is incoherent, and third, that standard speakers intend their
hearers incoherently to accept that p, where "incoherently" is to be
read as specifying part of what the speaker intends. That position may not
perhaps be strictly speaking incoherent, but it certainly seems wildly
implausible. However, there seems to be no need for the skeptic to take it and
it can be avoided by an extensional interpretation of the appearance in this
context, of the adverb "incoherently." According to this
representation it would be possible for s to mean (in part) that p and for p to
be incoherent and also for the standard speaker to intend the hearer to accept
p which would be to accept something which is in fact incoherent though it
would be no part of the speaker's intention that in accepting p the hearer
should be accepting something which is incoherent. To this reply there seems to
me to be no reply. Despite this failure, however, there seem to remain
two different directions in which a vindication of common sense or ordinary
speech may be looked for. The first would lie in the thought that whether or
not a given expression or range of expressions applies to a particular
situation or range of situations is simply determined by whether or not it is
standardly applied to such situations; the fact that in its application those
who apply it may be subject to this or that form ofintellectual corruption or
confusion does not affect the validity of the claim that the expression or
range of expressions does apply to those situations. In a different line would
be the view that the attributions and beliefs of ordinary people can only be
questioned with due cause, and due cause is not that easy to come by; it has to
be shown that some more or less dire consequences follow from not correcting
the kind of belief in question; and if no such dire consequences can be shown
then the beliefs and contentions of common sense have to be left intact.
Strand Four* This strand has already been alluded to in the discussion of
Strand 3, and consists in my views about the relation between what might
roughly be described as word-meaning and as speaker's-meaning. Of all the
thematic strands which I am distinguishing this is the one that has given me
most trouble, and it has also engendered more heat, from other philosophers, in
both directions, than any of its fellows. I shall attempt an initial
presentation of the issues involved. It has been my suggestion that there
are two distinguishable meaning concepts which may be called
"natural" meaning and "non-natural" meaning and that there
are tests which may be brought to bear to distinguish them. We may, for
example, inquire whether a particular occurrence of the verb "mean"
is factive or nonfactive, that is to say whether for it to be true that so and
so means that p it does or does not have to be the case that it is true that p;
again, one may ask whether the use of quotation marks to enclose the
specification of what is meant would be inappropriate or appropriate. If
factivity is present and quotation marks would be inappropriate, we would have
a case of natural meaning; otherwise the meaning involved would be nonnatural
meaning. We may now ask whether there is a single overarching idea which lies
behind both members of this dichotomy of uses to which the word
"mean" seems to be subject. If there is such a central idea it might
help to indicate to us which of the two concepts is in greater need of further
analysis and elucidation and in what direction such elucidation should proceed.
I have fairly recently (in Essay 18) come to believe that there is such an
overarching idea and that it is indeed of some service in the proposed inquiry.
The 4. Cf. esp. Essays 5-6, 7, 12.idea behind both uses of "mean"
is that of consequence; if x means y then y, or something which includes y or
the idea of y, is a consequence of x. In "natural" meaning,
consequences are states of affairs; in "nonnatural" meaning,
consequences are conceptions or complexes which involve conceptions. This
perhaps suggests that of the two concepts it is "nonnatural" meaning
which is more in need of further elucidation; it seems to be the more
specialized of the pair, and it also seems to be the less determinate; we may,
for example, ask how conceptions enter the picture and whether what enters the
picture is the conceptions themselves or their justifiability. On these counts
I should look favorably on the idea that if further analysis should be required
for one of the pair the notion of "nonnatural" meaning would be first
in line. There are factors which support the suitability of further
analysis for the concept of "nonnatural" meaning.
"Meaningnn" ("non-natural meaning") does not look as if it
names an original feature of items in the world, for two reasons which are
possibly not mutually independent: (a) given suitable background conditions,
meaningn can be changed by fiat; (b) the presence of meaningn is dependent on a
framework provided by a linguistic, or at least a communication-engaged
community. It seems to me, then, at least reasonable and possibly even
manda-tory, to treat the meaning of words, or of other communication ve-hicles,
as analyzable in terms of features of word users or other com-municators;
nonrelativized uses of "meaningnN " are posterior to and
explicable through relativized uses involving reference to word users or
communicators. More specifically, what sentences mean is what (standardly)
users of such sentences mean by them; that is to say, what psychological
attitudes toward what propositional objects such users standardly intend (more
precisely, M-intend) to produce by their utterance. Sentence-meaning then will
be explicable either in terms of psychological attitudes which are standardly
M-intended to produce in hearers by sentence utterers or to attitudes taken up
by hearers toward the activities of sentence utterers. At this point we
begin to run into objections. The first to be considered is one brought by Mrs.
J. Jack, whose position I find not wholly clear. She professes herself in favor
of "a broadly 'Gricean' enter- 5. In an as yet unpublished paper
entitled "The Rights and Wrongs of Grice on Mean-ing."prise" but
wishes to discard various salient elements in my account (we might call these
"narrowly Gricean theses"). What, precisely, is "broad
Griceanism"? She declares herself in favor of the enterprise of giving an
account of meaning in terms of psychological attitudes, and this suggests that
she favors the idea of an analysis, in psychological terms, of the concept of
meaning, but considers that I have gone wrong, perhaps even radically wrong, in
my selection of the ingredients of such an analysis. But she also
reproves me for "reductionism," in terms which suggest that whatever
account or analysis of meaning is to be offered, it should not be one which is
"reductionist," which might or might not be equivalent to a demand
that a proper analysis should not be a proper reductive analysis. But what kind
of analysis is to be provided? What I think we cannot agree to allow her
to do is to pursue the goal of giving a lax reductive analysis of meaning, that
is, a reductive analysis which is unhampered by the constraints which
characteristically attach to reductive analysis, like the avoidance of
circularity; a goal, to which, to my mind several of my opponents have in fact
addressed themselves. ((In this connection I should perhaps observe that though
my earlier endeavors in the theory of meaning were attempts to provide a
reductive analysis, I have never (I think) espoused reduction-ism, which to my
mind involves the idea that semantic concepts are unsatisfactory or even
unintelligible, unless they can be provided with interpretations in terms of
some predetermined, privileged, and favored array of concepts; in this sense of
"reductionism" a felt ad hoc need for reductive analysis does not
have to rest on a reductionist foundation. Reductive analysis might be called
for to get away from unclarity not to get to some predesignated clarifiers.)) I
shall for the moment assume that the demand that I face is for a form of
reductive analysis which is less grievously flawed than the one which I in fact
offered; and I shall reserve until later consideration of the idea that what is
needed is not any kind of reductive analysis but rather some other mode of
explication of the concept of meaning. The most general complaint, which
comes from Strawson, Searle, and Mrs. Jack, seems to be that I have, wholly or
partially, misidentified the intended (or M-intended) effect in communication;
according to me it is some form of acceptance (for example, belief or desire),
whereas it should be held to be understanding, comprehension, or (to use an
Austinian designation) "uptaké." One form of the cavil (the more extreme
form) would maintain that the immediate intended tar-get is always
"uptake," though this or that form of acceptance may be an ulterior
target; a less extreme form might hold that the immediate target is sometimes,
but not invariably, "uptake." I am also not wholly clear whether my
opponents are thinking of "uptake" as referring to an understanding
of a sentence (or other such expression) as a sentence or expression in a
particular language, or as referring to a comprehension of its occasion-meaning
(what the sentence or expression means on this occasion in this speaker's
mouth). But my bafflement arises primarily from the fact that it seems to me
that my analysis already invokes an analyzed version of an intention toward
some form of "uptake" (or a passable substitute therefor), when I
claim that in meaning a hearer is intended to recognize himself as intended to
be the subject of a particular form of acceptance, and to take on such an
acceptance for that reason. Does the objector reject this analysis and if so
why? And in any case his position hardly seems satisfactory when we see that it
involves attributing to speakers an intention which is specified in terms of
the very notion of meaning which is being analyzed (or in terms of a
dangerously close relative of that notion). Circularity seems to be blatantly
abroad. This question is closely related to, and is indeed one part of,
the vexed question whether, in my original proposal, I was right to embrace a
self-denial of the use of semantic concepts in the specification of the
intentions which are embedded in meaning, a renunciation which was motivated by
fear of circularity. A clear view of the position is not assisted by the fact
that it seems uncertain what should, or should not, be counted as a deployment
of semantic notions. So far we seem to have been repelling boarders
without too much difficulty; but I fear that intruders, whose guise is not too
unlike that of the critics whom we have been considering, may offer, in the end
at least, more trouble. First, it might be suggested that there is a certain
arbitrariness in my taking relativized meaning as tantamount to a speaker's
meaning something by an utterance; there are other notions which might compete
for this spot, in particular the notion of something's meaning something to a
hearer. Why should the claims of "meaning to," that is of passive or
recipient's meaning, be inferior to those of "meaning by" (that is,
of acting or agent's meaning)? Indeed a thought along these lines might lie
behind the advocacy of "uptake" as being sometimes or even
always the target of semantic intention. A possible reply to the champion
of passive meaning would run asfollows: (1) If we maintain our present program,
relativized meaning is an intermediate analytic stage between nonrelativized
meaning and a "semantics-free" ("s-free") paraphrase of
statements about mean-ing. So, given our present course, the fact (if it should
be a fact) that there is no obviously available s-free paraphrase for
"meaning to" would be a reason against selecting "meaning
to" as an approved specimen of relativized meaning. (2) There does however
seem in fact to be an s-free paraphrase for "meaning to," though it
is one in which is embedded that paraphrase which has already been suggested
for "meaning by"; "s means p to X" would be
interpreted as saying "X knows what the present speaker does
(alternatively a standard speaker would) mean by an utterance of s"; and
at the next stage of analysis we introduce the proffered s-free paraphrase for
"meaning by." So "meaning to" will merely look back to
"meaning by," and the cavil will come to naught. At least in
its present form. But an offshoot of it seems to be available which might be
less easy to dispose of. I shall first formulate a sketch of a proposed line of
argument against my analysis of mean-ing, and then consider briefly two ways in
which this argumentation might be resisted. First, the argument. In the treatment of language,
we need to consider not only the relation of language to communication, but
also, and concurrently, the relation of language to thought. A plausible position is that,
for one reason or another, language is indispensable for thought, either as an
instrument for its expression or, even more centrally, as the vehicle, or the
material, in which thought is couched. We may at some point have to pay more
attention to the details of these seeming variants, but for the present let us
assume the stronger view that for one reason or another the occurrence of
thought requires, either invariably or at least in all paradigmatic cases, the
presence of a "linguistic flow." The "linguistic
flows" in question need to attain at least a certain level of
comprehensibility from the point of view of the thinker; while it is plain that
not all thinking (some indeed might say that no thinking) is entirely free from
confusion and incoherence, too great a departure of the language-flow from
comprehensibility will destroy its character as (or as the expression of)
thought; and this in turn will undermine the primary function of thought as an
explanation of bodily behavior. Attempts to represent the comprehensibility, to the
thinker, of the expression of thought by an appeal to either of the relativized
concepts of meaningn so far distinguished encounter serious, if not fatal,
difficulties. While it is not impossible to mean something by what one says to
oneself in one's head, the occurrence of such a phenomenon seems to be
restricted to special cases of self-exhortation ("what I kept telling
myself was......"), and not to be a general feature of thinking as such.
Again, recognition of a linguistic sequence as meaning something to me seems
appropriate (perhaps) when I finally catch on to the way in which I am supposed
to take that se-quence, and so to instances in which I am being addressed by
another not to those in which I address myself; such a phrase as "I
couldn't get myself to understand what I was telling myself" seems
dubiously admissible. So an admission of the indispensability of language to thought carries
with it a commitment to the priority of nonrelativized meaning to either of the
designated relativized conceptions; and there are no other promising
relativized candidates. So nonrelativized meaning is noneliminable. The
foregoing resistance to the idea of eliminating nonrelativized meaning by
reductive analysis couched in terms of one or the other variety of relativized
meaning might, perhaps, be reinforced by an attempt to exhibit the invalidity
of a form of argument on which, it might be thought, the proponent of such
reduction might be relying. While the normal vehicles of interpersonal
communication are words, this is not exclusively the case; gestures, signs, and
pictorial items sometimes occur, at times even without linguistic concomitants.
That fact might lead to the supposition that nonlinguistic forms of
communication are pre-linguistic, and do not depend on linguistic mean-ing. A
closely related form of reflection would suggest that if it is the case (as it
seems to be) that sometimes the elements of trains of thought are
nonlinguistic, then prelinguistic thinking is a genuine pos-sibility. (This was
a live issue in the latter part of the nineteenth cen-tury.) But, it may be
said, both of these lines of argument are incon-clusive, for closely related
reasons. The fact that on occasion the vehicles of communication or of thought
may be wholly nonlinguistic does not show that such vehicles are prelinguistic;
it may well be that such vehicles could only fulfill their function as vehicles
against a background of linguistic competence without which they would be lost.
If, for example, they operate as substitutes for language, lan-guage for which
they are substitutes needs perhaps to be available to their users. We now
find ourselves in a serious intellectual bind. (1) Our initial attention to the
operation of language in communication has provided powerful support for the idea
that the meaning of words or other communication devices should be identified
with the potentiality of such words or devices for causing or being caused by
particular ranges of thought or psychological attitudes. When we are on this
tack we are inexorably drawn toward the kind of psychological reductionism
exhibited in my own essays about Meaning. (2) When our attention is focused on
the appearance of language in thinking we are no less strongly drawn in the
opposite direction; language now seems constitutive of thought rather than
something the intelligibility of which derives from its relation to
thought. We cannot have it both ways at one and the same time. This
dilemma can be amplified along the following lines. (1) States of thought, or
psychological attitudes cannot be prelinguistic in char-acter. (2) Thought
states therefore presuppose linguistic thought-episodes which are constitutive
of them. (3) Such linguistic thought-episodes, to fulfill their function, must
be intelligible sequences of words or of licensed word-substitutes. (4)
Intelligibility requires ap: propriate causal relation to thought states. (5)
So these thought states in question, which lie behind intelligibility, cannot
themselves be built up out of linguistic sequences or word-flows. (6) So some
thought states are prelinguistic (a thesis which contradicts thesis 1).
It appears to me that the seemingly devastating effect of the preceding line of
argument arises from the commission by the arguer of two logical mistakes-or
rather, perhaps, of a single logical mistake which is committed twice over in
substantially similar though superficially different forms. The first time
round the victim of the mistake is myself, the second time round the victim is
the truth. In the first stage of the argument it is maintained that the
word-flows which are supposedly constitutive of thought will have to satisfy
the condition of being significant or meaningful and that the interpretation of
this notion of meaningfulness resists expansion into a relativized form, and
resists also the application of any pattern of analysis proposed by me. The
second time round the arguer contends that any word-flow which is held to be
constitutive of an instance of thinking will have to be supposed to be a
significant word-flow and that the fulfillment of this condition requires a
certain kind of causal connection with ad-missible psychological states or
processes and that to fulfill their function at this point neither the states
in question nor the processes connected with them can be regarded as being
constituted by further word-flows; the word-flows associated with thinking in
order to provide for meaningfulness will have to be extralinguistic, or
prelinguis-tic, in contradiction to the thesis that thinking is never in any
relevant sense prelinguistic. At this point we are surely entitled to
confront the propounder of the cited argument with two questions. (1) Why
should he assume that I shall be called upon to identify the notion of
significance, which applies to the word-flows of thought, directly with any
favored locution involving the notion of meaning which can be found in my work,
or to any analysis suggested by me for such a locution? Why should not the link
between the significance of word-flows involved in thinking and suggestions
offered by me for the analysis of meaning be much less direct than the
propounder of the argument envisages? (2) With what right, in the later stages
of the argument, does the pro-pounder of the argument assume that if the
word-flows involved in thought have to be regarded as significant, this will
require not merely the provision at some stage of a reasonable assurance that
this will be so but also the incorporation within the defining characterization
of thinking of a special condition explicitly stipulating the significance of
constitutive word-flows, despite the fact that the addition of such a condition
will introduce a fairly blatant contradiction? While, then, we shall be
looking for reasonable assurance that the word-flows involved in thinking are
intelligible, we shall not wish to court disaster by including a requirement
that may be suggested as a distinct stipulated condition governing their
admissibility as word-flows which are constitutive of thinking; and we may even
retain an open mind on the question whether the assurance that we are seeking
is to be provided as the conclusion of a deductive argument rather than by some
other kind of inferential step. The following more specific responses
seem to me to be appropriate at this point. (1) Since we shall be
concerned with a language which is or which has been in general use, we may
presume the accessibility of a class of mature speakers of that language, who
by practice or by precept can generate for us open ranges of word-sequences
which are, or again are not, admissible sentences of that language. A favorable verdict from the
body of mature speakers will establish particular sentences both as significant
and, on that account, as expressive of psychological states such as a belief
that Queen Anne is dead or a strong desire to be somewhere else. But the
envisaged favorable verdicts on the part of mature speakers will only establish
particular sentences as expressive of certain psychological states in general;
they will not confer upon the sentences expressiveness of psychological states
relative to particular individuals. For that stage to be reached some further
determination is required Experience tells us that any admissible sentence in
the language is open to either of two modes of production, which I will call
"overt" and "sotto voce." The precise meaning of these
labels will require further determination, but the ideas with which I am
operating are as follows. (a) "Overt" production is one or another of
the kinds of production, which will be characteristic of communication. (b)
"Sotto voce" production which has some connection with, though is
possibly not to be identified as, "unspoken production," is typically
the kind of production involved in thinking. (c) Any creature which is equipped
for the effective overt production of a particular sequence is also thereby
equipped for its effective sotto voce production. (4) We have reached a
point at which we have envisaged an indefinite multitude of linguistic
sequences certified by the body of mature speakers not merely as legitimate
sentences of their language but also as expressive of psychological states in
general, though not of psychological states relevant to any particular speaker.
It seems then that we need to ask what should be added to guarantee that the
sentences in the repertoire of a particular speaker should be recognized by him
not merely as expressive of psychological states in general but as expressive
of his psychological states in particular. I would suggest that what is needed
to ensure that he recognizes a suitable portion of his repertoire of sentences
as being expressive relative to himself is that he should be the center of a
life story which fits in with the idea that he, rather than someone else, is
the subject of the attributed psychological states. If this condition is
fulfilled, we can think of him, perhaps, not merely as linguistically fluent
but also as linguistically proficient; he is in a position to apply a favored
stock of sentences to himself. It would of course be incredible, though perhaps
logically conceivable, for someone to be linguistically fluent without being
linguistically proficient. It is of course common form, as the world
goes, for persons who are linguistically fluent and linguistically proficient
to become so by natural methods, that is to say, as a result of experience and
training, but we may draw attention to the abstract possibility that the
attributes in question might be the outcome not of natural but of artificial
processes; they might, for example, be achieved by some sort of physiological
engineering. Are we to allow such a fantasy as being con-ceivable, and if not,
why not? I shall conclude the discussion of Strand Four with two distinct
and seemingly unconnected reflections. (A) We might be well advised
to consider more closely the nature of representation and its connection with
meaning, and to do so in the light of three perhaps not implausible
suppositions. (1) That representation by means of verbal formulations is
an artificial and noniconic mode of representation. (2) That to replace an
iconic system of representation by a noniconic system will be to introduce a
new and more powerful extension of the original system, one which can do
everything the former system can do and more besides. (3) That every
artificial or noniconic system is founded upon an antecedent natural iconic
system. Descriptive representation must look back to and in part do the
work of prior iconic representation. That work will consist in the
representation of objects and situations in the world in something like the
sense in which a team of Australian cricketers may represent Aus-tralia; they
do on behalf of Australia something which Australia cannot do for itself,
namely engage in a game of cricket. Similarly our representations (initially
iconic but also noniconic) enable objects and situations in the world to do
something which they cannot do for themselves, namely govern our actions and
behavior. (B) It remains to inquire whether there is any reasonable
alternative program for the problems about meaning other than of the provision
of a reductive analysis of the concept of meaning. The only alternative which I
can think of would be that of treating "meaning" as a theoretical concept
which, together perhaps with other theoretical con-cepts, would provide for the
primitive predicates involved in a semantic system, an array whose job it would
be to provide the laws and hypotheses in terms of which the phenomena of
meaning are to be explained. If this direction is taken, the meaning of
particular express-sions will be a matter of hypothesis and conjecture rather
than of intuition, since the application of theoretical concepts is not
generally thought of as reachable by intuition or observation. But some
of those like Mrs. Jack who object to the reductive analysis of meaning are
also anxious that meanings should be intuitively recognizable. How this result
is to be achieved I do not know. Strand Five Strand Five is perhaps
most easily approached through an inquiry whether there is any kind, type,
mode, or region of signification which has special claims to centrality, and so
might offer itself as a core around which more peripheral cases of
signification might clus-ter, perhaps in a dependent posture. I suggest that
there is a case for the supposition of the existence of such a central or
primary range of cases of signification; and further that when the question of
a more precise characterization of this range is raised, we are not at a loss
how to proceed. There seem to be in fact not merely one, but two ways of
specifying a primary range, each of which has equally good claim to what might
be called "best candidate status." It is of course a question which
will await final decision whether these candidates are distinct from one
another. We should recognize that at the start we shall be moving fairly large
conceptual slabs around a somewhat crudely fashioned board and that we are
likely only to reach sharper conceptual definition as the inquiry proceeds.
We need to ask whether there is a feature, albeit initially hazy, which we may
label "centrality, " which can plausibly be regarded as marking off
primary ranges of signification from nonprimary ranges. There seems to be
a good chance that the answer is "Yes." If some instances of
signification are distinguishable from others as relatively direct rather than
indirect, straightforward rather than devious, plain rather than convoluted,
definite rather than indefinite, or as exhibiting other distinguishing marks of
similar general character, it would seem to be not unreasonable to regard such
significations as belonging to a primary range. Might it not be that the
capacity to see through a glass darkly presupposes, and is not presupposed by,
a capacity at least occasionally to achieve full and unhampered vision with the
naked eye? But when we come to ask for a more precise delineation of the
initially hazy feature of centrality, which supposedly distinguishes primary
from nonprimary ranges of signification, we find ourselves confronted by two
features, which I shall call respectively "formality"and
"dictiveness," with seemingly equally strong claims to provide for us
a rationally reconstructed interpretation of the initially hazy feature of
centrality. Our initial intuitive investigation alerts us to a
distinction within the domain of significations between those which are
composite or complex and those which are noncomposite or simple; and they also
suggest to us that the primary range of significations should be thought of as
restricted to simple or noncomposite significations; those which are complex
can be added at a later stage. Within the field left by this first restriction,
it will be appealing to look for a subordinate central range of items whose signification
may be thought of as being in some appropriate sense direct rather than
in-direct, and our next task will be to clarify the meaning, or meanings, in
this context of the word "direct." One class of cases of
signification with a seemingly good claim to centrality would be those in which
the items or situations signified are picked out as such by their falling under
the conventional meaning of the signifying expression rather than by some more
informal or indirect relationship to the signifying expression. "The
President's advisers approved the idea" perhaps would, and "those
guys in the White House kitchen said 'Heigh Ho'" perhaps would not, meet
with special favor under this test, which would without question need a fuller
and more cautious exposition. Perhaps, however, for present purposes a
crude distinction between conventional or formal signification and
nonconventional or informal signification will suffice. A second and
seemingly not inferior suggestion would be that a special centrality should be
attributed to those instances of signification in which what is signified
either is, or forms part of, or is specially and appropriately connected with
what the signifying expression (or its user) says as distinct from implies,
suggests, hints, or in some other less than fully direct manner conveys. We
might perhaps summarily express this suggestion as being that special
centrality attaches to those instances of signification in which what is
signi-ied is or is part of the "dictive" content of the signifying
expres-ion. We should now, perhaps, try to relate these suggestions to one
another. Is the material just sketched best regarded as offering two
different formulations of a single criterion of centrality, or as offering two
distinct characterizations of such centrality? It seems fairly clear to me
that, assuming the adequacy for present purposes of the formulationof the
issues involved, two distinct criteria are in fact being offered. One may
be called the presence or absence of formality (whether or not the relevant
signification is part of the conventional meaning of the signifying
expression); the other may be called the presence or absence of dictive
content, or dictiveness (whether or not the relevant signification is part of
what the signifying expression says); and it seems that formality and
informality may each be combined with dic-tiveness or again with
nondictiveness. So the two distinctions seem to be logically independent of one
another. Let us try to substantiate this claim. If I make a standard statement
of fact such as "The chairman of the Berkeley Philosophy Department is in
the Department office.", what is signified is, or at least may for present
purposes be treated as being, the conventional meaning of the signifying
expression; so formality is present. What is signified is also what the
signifying expression says; so dictiveness is also present. Suppose a man says "My
brother-in-law lives on a peak in Dar-ien; his great aunt, on the other hand,
was a nurse in World War I," his hearer might well be somewhat baffled;
and if it should turn out on further inquiry that the speaker had in mind no
contrast of any sort between his brother-in-law's residential location and the
onetime activities of the great aunt, one would be inclined to say that a
condition conventionally signified by the presence of the phrase "on the
other hand" was in fact not realized and so that the speaker had done
violence to the conventional meaning of, indeed had misused, the phrase "on
the other hand." But the nonrealization of this condition would also be
regarded as insufficient to falsify the speaker's statement. So we seem to have
a case of a condition which is part of what the words conventionally mean
without being part of what the words say; that is, we have formality without
dictiveness. Suppose someone, in a suitable
context, says "Heigh-ho." It is possible that he might thereby mean
something like "Well that's the way the world goes." Or again if
someone were to say "He's just an evangelist," he might mean,
perhaps, "He is a sanctimonious, hypo-critical, racist, reactionary,
money-grubber." If in each case his meaning were as suggested, it might
well be claimed that what he meant was in fact what his words said; in which
case his words would be dictive but their dictive content would be nonformal
and not part of the conventional meaning of the words used. We should thus find
dictiveness without formality. (4) At a Department meeting, one of my
colleagues provides a sustained exhibition of temperamental perversity and
caprice; at the close of the meeting I say to him, "Excuse me,
madam," or alterna-tively, I usher him through the door with an elaborate
courtly bow. In such a case perhaps it might be said that what my words or my
bow convey is that he has been behaving like a prima donna; but they do not say
that this is so, nor is it part of the conventional meaning of any words or
gestures used by me that this is so. Here something is conveyed or signified
without formality and without dictiveness. There seems then to be a good
prima-facie case for regarding formality and dictiveness as independent
criteria of centrality. Before we pursue this matter and the questions which
arise from it, it might be useful to consider a little further the details of
the mechanism by which, in the second example, we achieve what some might
regard as a slightly startling result that formality may be present
independently of dictiveness. The vital clue here is, I suggest, that speakers
may be at one and the same time engaged in performing speech-acts at different
but related levels. One part of what the cited speaker in example two is doing
is making what might be called ground-floor statements about the brother-in-law
and the great aunt, but at the same time as he is performing these speech-acts
he is also performing a higher-order speech-act of commenting in a certain way
on the lower-order speech-acts. He is contrasting in some way the performance
of some of these lower-order speech-acts with others, and he signals his
performance of this higher-order speech-act in his use of the embedded enclitic
phrase, "on the other hand." The truth or falsity and so the dictive
content of his words is determined by the relation of his ground-floor
speech-acts to the world; consequently, while a certain kind of misperformance
of the higher-order speech-act may constitute a semantic offense, it will not
touch the truth-value, and so not the dictive content, of the speaker's
words. We may note that a related kind of nonformal (as distinct from
formal) implicature may sometimes be present. It may, for example, be the case
that a speaker signals himself, by his use of such words as
"so" or "therefore," as performing the speech-act of
explaining will be plausible only on the assumption that the speaker accepts as
true one or more further unmentioned ground-floor matters of fact. His
acceptance of such further matters of fact has to be supposed in order to
rationalize the explanation which he offers. In such a case we mayperhaps say
that the speaker does not formally implicate the matters of fact in
question. A problem which now faces us is that there seem to be two
"best candidates," each of which in different ways suggests the
admissibility of an "inner/outer" distinction, and we need to be
assured that there is nothing objectionable or arbitrary about the emergence of
this seemingly competitive plurality. The feature of formality, or conventional
signification, suggests such a distinction, since we can foresee a distinction
between an inner range of characteristics which belong directly to the
conventional meaning of a signifying expression, and an outer range of
characteristics which, although not themselves directly part of the
conventional meaning of a given signifying expres-sion, are invariably, perhaps
as a matter of natural necessity, concomitant with other characteristics which
do directly belong to the conventional meaning of the signifying expression.
Again, if there is an inner range of characteristics which belong to the dictive
content of a signifying expression as forming part of what such an expression
says, it is foreseeable that there will be an outer range of cases involving
characteristics which, though not part of what a signifying expression says, do
form part of what such an expression conveys in some gentler and less
forthright manner-part, for example, of what it hints or suggests. To
take the matter further, I suspect that we shall need to look more closely at
the detailed constitution of the two "best candidates." At this point
I have confined myself to remarking that dictiveness seems to be restricted to
the ground-floor level, however that may be determined, while formality seems
to be unrestricted with regard to level. But there may well be other important
differences between the two concepts. Let us turn first to formality, which, to
my mind, may prove to be in somewhat better shape than dictiveness. To say this
is not in the least to deny that it involves serious and difficult problems;
indeed, if some are to be believed-for example, those who align themselves with
Quine in a rejection of the analytic/synthetic distinc-tion-these problems may
turn out to be insuperable, and may drive us into a form of skepticism. But one
might well in such an event regard the skepticism as imposed by the
intractability of the subject-matter, not by the ineptitude of the theorist. He
may well have done his best. Some of the most pressing questions which
arise concerning theconcept of formality will be found in a fourfold list, which
I have compiled, of topics related to formality. First and foremost among these
is the demand for a theoretically adequate specification of conditions which
will authorize the assignment of truth conditions to suitably selected
expressions, thereby endowing those expressions with a conventional
signification. It is plain that such provision is needed if signification is to
get off the ground; meanings are not natural growths and need to be conferred
or instituted. But the mere fact that they are needed is insufficient to show
that they are available; we might be left in the skeptic's position of seeing
clearly what is needed, and yet being at the same time totally unable to attain
it. We should not, of course, confuse the suggestion that there is, strictly
speaking, no such thing as the exercise of rationality with the suggestion that
there is no rationally acceptable theoretical account of what the exercise of
rationality consists in; but though distinct these suggestions may not be
independent; for it is conceivably true that the exercise of rationality can
exist only if there is a theoretically adequate account, accessible to human
reason, of what it is that constitutes rationality; in which case an acceptance
of the second suggestion will entail an acceptance of the first suggestion.
These remarks are intended to raise, but not to settle, the question whether
our adoption of linguistic conventions is to be explained by appeal to a
general capacity for the adoption of conventions (the sort of explanation
offered by Stephen Schiffer in Meaning), here I intend neither to endorse nor
to reject the possibility of such an explanation. Similar troubles might attend
a superficially different presentation of the enterprise, according to which
what is being sought and, one hopes, legitimately fixed by fat would be not
conventional meanings for certain expressions, but a solid guarantee that, in
certain conditions, in calling something a so-and-so, one would not be
miscalling it a so and so. The conditions in question would of course have to
be conditions of truth. Inquiries of the kind just mentioned might
profitably be reinforced by attention to other topics contained in my fourfold
list. Another of these would involve the provision of an inventory which will
be an example of what I propose to call a "semi-inferential
sequence." An example of such a sequence might be the following: (I)
It is, speaking extensionally, general practice to treat d as signifying
F. (Il) It is, speaking intensionally, general practice to treat @ as
signifying F. III) It is generally accepted that it is legitimate to
treat @ as signifying F. (IV) It is legitimate to treat d as signifying
F. (V) o does signify F. Explanatory Remarks What is involved in the
phenomenon of treating & (an expres-sion) as signifying F has not been, and
would need to be, explicitly stated. A "semi-inferential sequence" is not a
sequence in which each element is entailed or implied by its predecessor in the
sequence. It is rather a sequence in which each element is entailed or implied
by a conjunction of its predecessor with an identifiable and verifiable
supplementary condition, a condition which however has not been explicitly
specified. Some semi-inferential sequences
will be "concept-determining" sequences. In such sequences the final
member will consist of an embedded occurrence of a structure which has appeared
previously in the sequence, though only as embedded within a larger structure
which specifies some psychological state or practice of some rational being or
class of rational beings. It is my suggestion that, for certain valuational or
semantic con-cepts, the institution of truth-conditions for such concepts is
possible only via the mediation of a semi-inferential concept-determining
se-quence. To speak extensionally is to
base a claim to generality on actual frequencies. To speak intensionally is to
base a claim to generality on the adoption of or adherence to a rule the
observance of which may be expected to generate, approximately, a certain
actual frequency. The practical modalities
involved in (III) and (IV) may be restricted by an appended modifier, such as
"from a logical point of view" or "from the point of view of
good manners." It might also be valuable to relate the restricted field of
inferences connected with semantic proprieties to the broader and quite
possibly analogous field of inferences connected with practical proprieties in
general, which it would be the business of ethics to systematize. If skepticism
about linguistic proprieties could not be prevented fromexpanding into
skepticism about improprieties of any and every kind, that might be a heavier
price than the linguistic skeptic would be prepared to pay. It would be
unwise at this point to neglect a further direction of inquiry, namely proper
characterization of the relation between words on the one hand, and on the
other the sounds or shapes which constitute their physical realizations. Such
reflections may be expected to throw light on the precise sense in which words
are instru-ments, and may well be of interest both in themselves and as a
needed antidote to the facile acceptance of such popular but dubiously well
founded hypotheses about language as the alleged type-token distinc-tion. It is
perhaps natural to assume that in the case of words the fundamental entities
are particular shapes and sounds (word tokens) and that words, in the sense of
word-types are properly regarded as classes or sets of mutually resembling word
tokens. But I think that such a view can be seen to be in conflict with common
sense (to whatever extent that is a drawback). John's rendering of the word
"soot" may be indistinguishable from James's rendering of the word
"suit"; but it does not follow from this that when they produce these
render-ings, they are uttering the same word, or producing different tokens of
the same word-type. Indeed there is something tempting about the idea that, in
order to allow for all admissible vagaries of rendering, what are to count for
a given person as renderings of particular words can only be determined by
reference to more or less extended segments of his discourse; and this in turn
perhaps prompts the idea that particular audible or visible renderings of words
are only established as such by being conceived by the speaker or writer as
realizations of just those words. One might say perhaps the words come first
and only later come their realizations. Together with these reflections
goes a further line of thought. Spades are commonly and standardly used
for such purposes as digging garden beds; and when they are so used, we may
speak indifferently of using a spade to dig the bed and of using a spade
(simpliciter). On a windy day when I am in the garden, I may wish to
prevent my papers from blowing away, and to achieve this result, I may put my
spade on top of them. In such a case I think I might be said to be using a
spade to secure the papers but not to be using a spade (sim-pliciter) unless
perhaps I were to make an eccentric but regular use of the spade for this
purpose. When it comes, however, to the use for this or that purpose of words,
it may well be that my freedom of speech is more radically constrained. I may
be the proud possessor ofa brass plaque shaped as a written representation of
the word "mother." Maybe on a windy day I put this plaque on
top of my papers to secure them. But if I do so, it seems to be wrong to speak
of me as having used the word "mother" to secure my papers. Words may
be instruments but if so, they seem to be essentially confined to a certain
region of employment, as instruments of communication. To attempt to use them
outside that region is to attempt the conceptually impossible. Such phenonema
as this need systematic explanation. On the face of it, the factors at
work in the determination of the presence or absence of dictiveness form a more
motley collection than those which bear on the presence of formality. The
presence or absence of an appropriate measure of ardor on behalf of a thesis, a
conscientious reluctance to see one's statements falsified or un-confirmed, an
excessive preoccupation with what is actually or potentially noncontroversial
background material, an overindulgence in caution with respect to the strength
to be attributed to an idea which one propounds, and a deviousness or
indirectness of expression which helps to obscure even the identity of such an
idea, might well be thought to have little in common, and in consequence to
impart an unappealing fragmentation to the notion of dictive content. But
perhaps these factors exhibit greater unity than at first appears; perhaps they
can be viewed as specifying different ways in which a speaker's alignment with
an idea or thesis may be displayed or obscured; and since in communication in a
certain sense all must be public, if an idea or thesis is too heavily obscured,
then it can no longer be regarded as having been propounded. So strong support
for some idea, a distaste for having one's already issued statements
discredited, an unexciting harmony the function of which is merely to establish
a reference, and a tentative or veiled formulation of a thesis may perhaps be
seen as embodying descending degrees of intensity in a speaker's alignment to
whatever idea he is propounding. If so, we shall perhaps be in line with those
philosophers who, in one way or an-other, have drawn a distinction between
"phrastics" and "neustics," who, in one
philosophers, that is to say, who in representing the structure of discourse
lay a special emphasis on (a) the content of items of discourse whose merits or
demerits will lie in such features as correspondence or lack of correspondence
with the world and (b) the mode or manner in which such items are advanced, for
example declaratively or im-peratively, or (perhaps one might equally well say)
firmly or tenta-tively. In this connection it would perhaps be
appropriate to elaboratesomewhat the characters of tentativeness and
obliqueness which are specially visible in cases of "low commitment."
First "suggestion." Suggesting that so-and-so seems to me to be, with
varying degrees of obviousness, different from (a) stating or maintaining that
so-and-so (b) asserting it to be likely or probable that so-and-so (c)
asserting it to be possible that so-and-so, where presumably "it is
possible" means "it is not certain that it is not the case that
so-and-so." Suggesting that so-and-so is perhaps more like, though still
by no means exactly like, asserting there to be some evidence that so-and-so.
Stan-dardly, to suggest that so-and-so invites a response, and, if the
suggestion is reasonable, the response it invites is to meet in one way or
another the case which the maker of the suggestion, somewhat like a grand jury,
supposes there to be in favor of the possibility that so-and-so. The existence
of such a case will require that there should be a truthful fact or set of
facts which might be explained by the hypothesis that so-and-so together with
certain other facts or assumptions, though the speaker is not committed to the
claim that such an explanation would in fact be correct. Suggesting seems to me
to be related to, though in certain respects different from, hinting. In what
seem to me to be standard cases of hinting one makes, explicitly, a statement
which does, or might, justify the idea that there is a case for supposing that
so-and-so; but what there might be a case for supposing, namely that so-and-so,
is not explicitly mentioned but is left to the audience to identify. Obviously
the more devious the hinting, the greater is the chance that the speaker will
fail to make contact with his audience, and so will escape without having
committed himself to anything. Strand Sixt Strand Six deals with
Conversational Maxims and their alleged connection with the Cooperative Principle.
In my extended discussion of the properties of conversational practice I
distinguished a number of maxims or principles, observance of which I regarded
as providing standards of rational discourse. I sought to represent the
principles or axioms which I distinguished as being themselves dependent on an
overall super-principle enjoining conversational cooperation. While the
conversational maxims have on the whole been quite well re-ceived, the same
cannot, I think, be said about my invocation of 6. Cf. esp. Essays 2, 4.a
supreme principle of conversational cooperation. One source of trouble has
perhaps been that it has been felt that even in the talk-exchanges of civilized
people browbeating disputation and conversational sharp practice are far too
common to be offenses against the fundamental dictates of conversational
practice. Another source of discomfort has perhaps been the thought that,
whether its tone is agreeable or disagreeable, much of our talk-exchange is too
haphazard to be directed toward any end cooperative or otherwise. Chitchat goes
nowhere, unless making the time pass is a journey. Perhaps some
refinement in our apparatus is called for. First, it is only certain aspects of
our conversational practice which are candidates for evaluation, namely those
which are crucial to its rationality rather than to whatever other merits or
demerits it may possess; so, nothing which I say should be regarded as bearing
upon the suitability or unsuitability of particular issues for conversational
exploration; it is the rationality or irrationality of conversational conduct
which I have been concerned to track down rather than any more general
characterization of conversational adequacy. So we may expect principles of
conversational rationality to abstract from the special character of
conversational interests. Second, I have taken it as a working assumption that
whether a particular enterprise aims at a specifically conversational result or
outcome and so perhaps is a specifically conversational enterprise, or whether
its central character is more generously conceived as having no special
connection with communica-tion, the same principles will determine the
rationality of its conduct. It is irrational to bite off more than you
can chew whether the object of your pursuit is hamburgers or the Truth.
Finally we need to take into account a distinction between solitary and
concerted enterprises. I take it as being obvious that insofar as the presence
of implicature rests on the character of one or another kind of conversational
enterprise, it will rest on the character of concerted rather than solitary
talk production. Genuine monologues are free from speaker's implication. So
since we are concerned as theorists only with concerted talking, we should
recognize that within the dimension of voluntary exchanges (which are all that
concern us) collaboration in achieving exchange of information or the
institution of decisions may coexist with a high degree of reserve, hostility,
and chicanery and with a high degree of diversity in the motivations underlying
quite meager common objectives. Moreover we have to remember to take into
account a secondary range of cases like cross-examination in which even the
common objectives are spurious, apparent rather than real; the joint enterprise
is a simulation, rather than an instance, of even the most minimal
conversational coopera-tion; but such exchanges honor the cooperative principle
at least to the extent of aping its application. A similarly degenerate
derivative of the primary talk-exchange may be seen in the concerns spuriously
exhibited in the really aimless over-the-garden-wall chatter in which most of
us from time to time engage. I am now perhaps in a position to provide a
refurbished summary of the treatment of conversational implicature to which I
subscribed earlier. A list is presented of conversational maxims (or
"conversational imperatives") which are such that, in paradigmatic
cases, their observance promotes and their violation dispromotes conversational
ra-tionality; these include such principles as the maxims of Quantity, Quality,
Relation, and Manner. Somewhat like moral commandments, these maxims are prevented from being
just a disconnected heap of conversational obligations by their dependence on a
single supreme Conversational Prin-ciple, that of cooperativeness. An initial class of actual
talk-exchanges manifests rationality by its conformity to the maxims thus
generated by the Cooperative Prin-ciple; a further subclass of exchanges
manifests rationality by simulation of the practices exhibited in the initial
class. Implicatures are thought of as
arising in the following way; an implicatum (factual or imperatival) is the
content of that psychological state or attitude which needs to be attributed to
a speaker in order to secure one or another of the following results; (a) that
a violation on his part of a conversational maxim is in the circumstances
justifi-able, at least in his eyes, or (b) that what appears to be a violation
by him of a conversational maxim is only a seeming, not a real, vio-lation; the
spirit, though perhaps not the letter, of the maxim is re-spected. The foregoing account is
perhaps closely related to the suggestion made in the discussion of Strand Five
about so-called conventional implicature. It was in effect there suggested that
what I have been calling conversational implicature is just those assumptions
which have to be attributed to a speaker to justify him in regarding a given
sequence of lower-order speech-acts as being rationalized by their relation to
a conventionally indexed higher-order speech-act. I have so far been talking as
if the right ground plan is to identify a supreme Conversational Principle
which could be used to generate and justify a range of more specific but still
highly general conversational maxims which in turn could be induced to yield
particular conversational directives applying to particular subject matters,
contexts, and conversational procedures, and I have been talking as if this
general layout is beyond question correct; the only doubtful matter being
whether the proffered Supreme Principle, namely some version of the Cooperative
Principle, is the right selection for the position of supreme Conversational
Principle. I have tried to give reasons for think-ing, despite the existence of
some opposition, that, provided that the cited layout is conceded to be
correct, the Conversational Principle proposed is an acceptable candidate. So
far so good; but I do in fact have some doubts about the acceptability of the
suggested layout. It is not at all clear to me that the conversational maxims,
at least if I have correctly identified them as such, do in fact operate as
distinct pegs from each of which there hangs an indefinitely large multitude of
fully specific conversational directives. And if I have misidentified them as
the conversational maxims, it is by no means clear to me what substitutes I
could find to do the same job within the same general layout, only to do it
differently and better. What is primarily at fault may well be not the
suggested maxims but the concept of the layout within which they are supposed
to operate. It has four possible problems. (1) The maxims do not seem to
be coordinate. The maxim of Qual-ity, enjoining the provision of contributions
which are genuine rather than spurious (truthful rather than mendacious), does
not seem to be just one among a number of recipes for producing contributions;
it seems rather to spell out the difference between something's being, and
(strictly speaking) failing to be, any kind of contribution at all. False
information is not an inferior kind of information; it just is not
information. (2) The suggested maxims do not seem to have the degree of
mutual independence of one another which the suggested layout seems to require.
To judge whether I have been undersupplied or oversupplied with information
seems to require that I should be aware of the identity of the topic to which
the information in question is supposed to relate; only after the identification
of a focus of relevance can such an assessment be made; the force of this
consideration seems to be blunted by writers like Wilson and Sperber who seem
to be disposedto sever the notion of relevance from the specification of some
particular direction of relevance. Though the specification of a direction of relevance
is necessary for assessment of the adequacy of a given supply of information,
it is by no means sufficient to enable an assessment to be made. Information
will also be needed with respect to the degree of concern which is or should be
extended toward the topic in question, and again with respect to such things as
opportunity or lack of opportunity for remedial action. While it is perhaps not too
difficult to envisage the impact upon implicature of a real or apparent
undersupply of information, the impact of a real or apparent oversupply is much
more problematic. The operation of the principle of relevance, while no doubt
underlying one aspect of conversational propriety, so far as implicature is
concerned has already been suggested to be dubiously independent of the maxim
of Quantity; the remaining maxim distinguished by me, that of Manner, which I
represented as prescribing perspicuous pre-sentation, again seems to formulate
one form of conversational pro-priety, but its potentialities as a generator of
implicature seem to be somewhat open to question. Strands Seven and
Eight? These strands may be considered together, representing, as they
do, what might be deemed a division of sympathy on my part between two
different schools of thought concerning the nature and content of Logic. These
consist of the Modernists, spearheaded by Russell and other mathematically
oriented philosophers, and the Traditionalists, particularly the neo-Traditionalists
led by Strawson in An Introduction to Logical Theory. As may be seen, my
inclination has been to have one foot in each of these at least at one time
warring camps. Let us consider the issues more slowly. (A)
Modernism In their most severe and purist guise Modernists are ready to
admit to the domain of Logic only first-order predicate logic with identity,
though laxer spirits may be willing to add to this bare minimum some 7.
Cf. esp. Essays 3, 17.more liberal studies, like that of some system of
modalities. It seems to me that a Modernist might maintain any one of three
different positions with respect to what he thinks of as Logic. He might hold that what he
recognizes as Logic reflects exactly or within an acceptable margin of
approximation the inferential and semantic properties of vulgar logical
connectives. Unless more is said, this position is perhaps somewhat low on
initial plausibility. He might hold that though not every feature of vulgar logical
connectives is preserved, all features are preserved which deserve to be
preserved, all features that is to say, which are not irremediably vitiated by
obscurity or incoherence. Without claiming that features which are omitted from
his preferred system are ones which are marred by obscurity or incoherence he
might claim that those which are not omitted possess, collectively, the
economic virtue of being adequate to the task of presenting, in good logical
order, that science or body of sciences the proper presentation of which is
called for by some authority, such as Common Sense or the "Cathedral of
Learning." (B) Neo-Traditionalism So far as I can now reconstruct
it, Strawson's response to Modernism at the time of An Introduction to Logical
Theory, ran along the following lines. At a number of points it is
clear that the apparatus of Modernism does not give a faithful account of the
character of the logical connectives of ordinary discourse; these deviations
appear in the treatment of the Square of Opposition, the Russellian account of
Def-inite, and also of Indefinite, Descriptions, the analysis of conditionals
in terms of material implication, and the representation of universal
statements by universal quantifiers. Indeed, the deviant aspects of such
elements in Modernism are liable to involve not merely infidelity to the actual
character of vulgar connectives, but also the obliteration of certain
conceptions, like presupposition and the existence of truth-gaps, which are
crucial to the nature of certain logically fundamental speech-acts, such as
Reference. The aspects thus omitted by
Modernists are not such that their presence would undermine or discredit the
connectives in the analysis of which they would appear. Like Cyrano de
Bergerac's nose, they are features which are prominent without being disfiguring.
Though they are not, in
themselves, blemishes, they do nevertheless impede the optimally comprehensive
and compendious representation of the body of admissible logical inferences. We need, therefore, two kinds
of logic; one, to be called the logic of language, in which in a relaxed and
sometimes not fully determinate way the actual character of the connectives of
ordinary discourse is faithfully represented; the other, to be called formal
logic, in which, at some cost to fidelity to the actual character of vulgar
logical connectives, a strictly regimented system is provided which represents
with maximal ease and economy the indefinite multitude of admissible logical
inferences. (C) My Reactions to These Disputes I have never been deeply moved
by the prospect of a comprehensive and compendious systematization of
acceptable logical infer-ences, though the tidiness of Modernist logic does
have some appeal for me. But what exerts more influence upon me is my
inclination to regard propositions as constructed entities whose essential
character lies in their truth-value, entities which have an indispensable role
to play in a ration al and scientific presentation of the domain of
logical inference. From this point of view a truth-functional conception of
complex propositions offers prospects, perhaps, for the rational construction
of at least part of the realm of propositions, even though the fact that many
complex propositions seem plainly to be non-truth-functional ensures that many
problems remain. A few years after the
appearance of An Introduction to Logical Theory I was devoting much attention
to what might be loosely called the distinction between logical and pragmatic
inferences. In the first instance this was prompted as part of an attempt to
rebuff objections, primarily by followers of Wittgenstein, to the project of
using "phe-nomenal" verbs, like "look" and
"seem," to elucidate problems in the philosophy of perception,
particularly that of explaining the problematic notion of sense-data, which
seemed to me to rest on a blurring of the logical/pragmatic distinction. (That
is not to say, of course, that there might not be other good reasons for
rejecting the project in question.) It then occurred to me that apparatus which
had rendered good service in one area might be equally successful when
transferred to another; and so I canvassed the idea that the alleged
divergences between Modernists' Logic and vulgar logical connectives might be
represented as being a matter not of logical but of pragmatic import. The question which at this
point particularly beset not only me but various other philosophers as well was
the question whether it is or is not required that a nonconventional
implicature should always possess maximal scope; when a sentence which used in
isolation stan-dardly carries a certain implicature, is embedded in a certain
linguistic context, for example appears within the scope of a negation-sign,
must the embedding operator, namely the negation-sign, be interpreted only as
working on the conventional import of the embedded sentence, or may it on
occasion be interpreted as governing not the conventional import but the
nonconventional implicatum of the embedded sentence? Only if an embedding
operator may on occasion be taken as governing not the conventional import but
the noncon-ventional implicatum standardly carried by the embedded sentence can
the first version of my account of such linguistic phenomena as conditionals
and definite descriptions be made to work. The denial of a conditional needs to
be treated as denying not the conventional import but the standard implicatum
attaching to an isolated use of the embedded sentence. It certainly does not
seem reasonable to subscribe to an absolute ban on the possibility that an
embedding locution may govern the standard nonconventional implicatum rather
than the conventional import of the embedded sentence; if a friend were to tell
me that he had spent the summer cleaning the Augean stables, it would be unreasonable
of me to respond that he could not have been doing that since he spent the
summer in Seattle and the Augean stables are not in Seattle. But where the
limits of a license may lie which allows us to relate embedding operators to
the standard implicata rather than to conventional meanings, I have to admit
that I do not know. The second version of my mode of treatment of issues which, historically
speaking, divide Modernists from Traditionalists, including
neo-Traditionalists, offers insurance against the possibility that we do not
have, or that we sometimes do not have, a license to treat embedding locutions
as governing standard implicata rather than conventional import. It operates on
the idea that even if it should prove necessary to supplement the apparatus of
Modernist logic with additional conventional devices, such supplementation is
in two respects undramatic and innocuous and does not involve a radical
reconstruction of Modernist apparatus. It is innocuous and undramatic partly
because the newly introduced conventional devices can be re- garded simply as
codification, with a consequently enlarged range of utility, of pre-existing
informal methods of generating implicature; and partly because the new devices
do not introduce any new ideas or concepts, but are rather procedural in
character. This last feature can be seen from the fact that the conventional
devices which I propose are bracketing or scope devices, and to understand them
is simply to know how sentences in which they initially appear can be
restructured and rewritten as sentences couched in orthodox modernistic terms
from which the new devices have been eliminated. What the eye no longer sees
the heart no longer grieves for. Let see if we may devote ourselves to a
detailed review of the deeper aspects of the *unity* which Grice believes the
essays in the volume to possess. These deeper aspects are *three* in
number, and Grice enumerates them separately. The first
aspect is that the *connections* between the topics discussed are sometimes
stronger and *more interesting* than the essays themselves make it clear.
Partly this is due to the fact that these connections were not, Grice
thinks, seen by Grice at the time at which the essays were composed for this or
that public occasion at Oxford — the seminars were open to any member of the
Jniversity — not just Ryle! ,It is only in retrospect that
Grice begins to see the *number* of the connections and their
.*importance.* The second aspect, on which Grice thinks the first
is dependent, is that the various topics which interest Grice at the time at
which these essays were composed for this or that public occasion seem to
be ones which *are*, first of all, *important* and second, topics which still
interest Grice, and some of them, perhaps all of them, are matters which Grice
still feels that he needs to make up his mind about more thoroughly and
clearly. Consequently the essays may perhaps be regarded as
maybe the first word but not the last word in a number of directions in which
it is important that the Oxonian *philosopher* of Grice’s generation — never
mind anyone else — should go. The third, and last, of these
deeper aspects is one that has already been remarked upon in the preface as
providing the *methodological*, rather than topical or substantive theme
which runs through the contents of the volume. It consists in the
application of or illustration of a certain sort of way of doing *philosophy*,
one which was one of the many ways in which philosophy is done in Oxford and
which are connected with the application to philosophy of a particular kind of
interest in language — particularly ‘ordinary’ language.
Such interest takes more than one form, and Grice do not think that
in *any* of the forms it has been very well articulated or expressed or
described by those who practised it. And Grice thinks it is of
fundamental importance to philosophizing. A second part of
the epilogue is devoted to an attempt to make its character more clear.
Grice begins by *listing* the persistent or recurrent thematic strands
which it seems to Grice Grice can discern in the essays appearing in the
volume, and 1 shall then return after having listed them to consider them one
by one in varying degrees of detail. Grice thinks that he
can detect eight such strands, though some of them have more than one component
and the components do not necessarily have to be accepted as a block.
The first of these main strands belongs to the philosophy of perception;
it involves two theses; first that the general
notion of perception, the concept expressed by the verb "perceive,"
is properly treatable by means of causal analysis; and
second that, in the more specific notions connected with perception —like
those involving different modalities of perception like "seeing" and
"hearing," —various elements may be considered but one which cannot
be ignored, or eliminated, is the *experiential* quality of the sense
EXPERIENCE that perception involves. A third question, about
the conceptual analysis of a a statement describing an object of perception
like a thing, is also prominent in Grice’s thinking at the time at which these
essays were written but does not figure largely in these pages.
A second strand is a concern to defend the viability of the
analytic/synthetic distinction, together perhaps with one or more of such
closely related distinctions as that between necessary and contingent, or
between a priori and a posteriori. A third strand is a *defense*
of the rights of the ordinary man — such as Grice’s father was — or common
sense — such as Grice’s mother displayed except when it came to Noel Coward -
vis-à-vis the philosopher, the idea being that for reasons which have yet to be
determined and accurately stated the ordinary man has a right to more respect
from the Oxonian philosopher than a word of thanks for having got him
started. The fourth strand relates to signifying; it consists in
two theses: first, that it is necessary to distinguish between a notion of
signifying which is relativized, or ASCRIBED, to the the utterer of this or
that expression and one that is not so relativized; and
second, of the *two* notions the unrelativized notion is posteriori to, and has
to be understood in terms of, the relativized notion; what
an expression ‘signifies’ is a matter of what this or that utterer signifies by
the uttering of a token of it. The fifth strand is the contention
that, in considering the notion of signifying we should pay attention to two
related distinctions. First, a distinction between this or
that element of signifying which is present by virtue of convention and those
which are present by virtue of something other than convention — say Human Reason
and second, between this or that element of
signifying which standardly form part of what a word or form of words asserts
(or its user asserts or SAYS — Cicero, dicere), and this or that element of
signifying which rather form part of what the words or their users imply or
convey or to which he is committed OTHER than by Cicero’s dicere.
A distinction, that is to say, (a) between
conventional and nonconventional signifying and
(b) between assertive and
nonassertive non-dictive signifying
Strand six is the idea that the use of language is one
among a range of forms of *rational* activity and that this
or that rational activity which does not involve the use of language is in
various ways importantly parallel to that which does. This thesis
may take the more specific form of holding that the kind of *rational* activity
which the use of language involves is a form of rational
co-operation — the merits of this more specific idea
would of course be independent of the larger idea under which it falls.
Strands seven and eight both relate to the real or apparent opposition
between the structures advocated by traditional or Aristotelian ‘semantics’, on
the one hand, and by non-traditional ‘semantics’, on the other.
In a certain sense these strands pull in opposite directions.
Strand seven consists in the contention that it is illegitimate to
represent, as some non-traditionalists have done, such a syntactical *subject*
phrase as "the King of France,"
every schoolboy," a rich man," and
even Bismarck" as being only
ostensibly referential; that they should be *genuinely*
referential — CIcero REFERENTIA denotational — is *required* both for an
adequate representation of ordinary discourse and to preserve this underlying
conception of the use of language as a *rational* activity. Strand
eight involves the thesis that, notwithstanding the claims of strand seven, a
genuinely referential or denotational status can be secured for this or that
syntactically subject phrase in question by *supplementing* the apparatus of
non-traditionalism in various ways which would include the addition of the kind
of bracketing of numerically subscripting devices which are sketched within the
contents of the volume. Strand One Grice now turns to
a closer examination of the first of these eight thematic strands, the strand,
that is, which relates to the analysis of per-ception.' The
two essays involving this strand seem to Grice not to be devoid of merit;
the essay on the Causal Theory of Perception served to introduce —
publicly, at Cambridge — what later Grice calls the notion of Conversational
Implicature 1. Cf. esp. Essays 15-16. which has performed,
Grice think, some useful methodological service in philosophy, and also
provides an adequate base for the rejection of a bad, though at one time
popular among Oxonian Wittgensteinisns, reason for rejecting a causal analysis
of perception; and the essay called "Some Remarks about
the Senses," commissioned by Butler and where Grice credits O. P. Wood,
drew attention, Grice thinks, to an important and neglected subject, namely the
question of what criterion to use by which one distinguishes between one
modality of sense and another. But, unfortunately, to find a
way of disposing of one bad reason for rejecting a certain thesis — the causal
analysis — is not the same as to establish that thesis, nor is drawing
attention to the importance of a certain question, that of the modal criterion,
the same as answering that question. In retrospect it seems to
Grice that both these essays are open to criticisms which, so far as Grice
knows, have not been explicitly advanced. In "The Causal
Theory of Perception" Grice reverts to a position about a sense-datum
statement which is originally taken up by philosophers such as Scots
philosopher Paul — to restrict myself to Austin’s Play Group — and some others
— Quinton, Grice’s pupil Snowdon; according to it, a
statement to the effect that someone is having a sense-datum of a particular sort
is to be understood as an alternative way of making a statement about that
someone which is expressible in terms of what Grice call a phenomenalist
verb like "it seems to someone as if” — or, more specifically, like
"looks," "sounds” — someone is not hearing a noise — and
"feels." This position contrastts with the kind of view,
according to which a statement about sense-data is not just an alternative
version of a statements which may be expressed in terms of such a phenomenalist
verbs but are items which serve to account for the applicability of such a
range of verbs. According to this other view, to say that
someone is having a sense-datum of a particular sort which is red, or not
green, or mouselike, or noisy, is not just an outlandish alternative way of
saying it looked to him as if there was a mouse or something red, or not green,
or noise-provoking before him, but is rather to specify something which
explained *why* (causally) it looked to him as if there was something red or
not green or noise-provoking before him or as if there were a mouse or a cat
called Sylvester before him. The proponents of the newer
view of sense-data would have justified their suggestion by pointing to the
fact that sense-data and their sensible characteristics are mysterious items
which themselves stand in need of explanation, and so cannot properly be
regarded as explaining, rather than as being explained by, the applicability of
this or that phenomenalist verb-phrase associated with them.
It is not clear that these criticisms of the older view are
justified. Might it not be that while in one use of the verb
"explain" (that which is roughly equivalent to "to render
intelligible") sense-data *are* explained in terms of this or that
phenomenalist verbs, in another usd of "explained" (that
which is roughly equivalent to "to account for") the priority
is reversed, and the applicability of this or that phenomenalist verb *is*
explained by the availability of sense-data and their sensible feature?
The newer view, moreover, itself runs into trouble — at Oxford.
It seems to Grice to be a plausible view that the applicability of this
or that phenomenalist verb is itself to be understood as asserting the presence
or occurrence of a certain sort of *experience*, one which would explain and in
certain circumstances license the separate employment of a verb phrase embedded
in the phenomenalist verb-phrase; for it to look or seem to
Grice as if there is something red before Grice is for Grice to have an *experience*
which would explain and, in certain unproblematic circumstances, license the
assertion that there is something red before Grice. It will be
logically incoherent at one and the same time to represent the use of this or
that phenomenalist verb as indicating the existence of a basis, of some sort or
other, for a certain kind of assertion about perceptible objects and as telling
us what that basis is. The older view of sense-data attempts
to specify the basis; the newer view, apparently with Grice’s concurrence,
seems to duck this question and thereby to render mysterious the interpretation
of this or that phenomenalist verb-phrase. Second, in "Some
Remarks about the Senses" Grice allows for the possibility that there is no
one criterion for the individuation of a sense, but Grice does not provide for
the separate possibility that the critical candidates are not merely none of
them paramount but are not in fact independent of one another.
For example, this or that sense organ is differentiated not by their
material character, but by their function. Organs that are
just like eyes would in fact be not eyes but ears if what they did was, not to
see, but to hear; again, the real quality of a things is
that which underlies or explains various causal mechanisms, such as our being
affected by vibrations or light rays. So criterial
candidates run into one another; Indeed, and again, the
*experiential* flavour or quality of, again, *experience* to which Grice
attaches special importance is in fact linked with the relevant ranges of what
Locke calls a secondary quality which an observer attributes to the objects
which he perceives; so we might end up in a position that
would not have been uncongenial to Locke and Boyle, in which
we hold that there are *two* ways or criteria of distinguishing between the
five senses, one of which is by the character of their operations (processes
studied by the sciences rather than by the ordinary citizen), and the other
would be by the difference of their phenomenal character, which would be
something which would primarily be of interest to ordinary people rather than
to scientists. These reflections suggest to Grice two ideas
which Grice shall here specify but not argue for. The first
is that, so far from being elements in the ultimate furniture of the world, a
sense-datum is an item which is imported by theorists for various
purposes; such a purposes might be that one should
have bearers of this or that kind of relation which is needed in order to
provide us with a better means for describing or explaining Reality, or the
world. Such a relation might be causal or spatial where the
space involved is not physical space but some other kind of space, like visual
space, or it might be a system of relations which in certain ways are analogous
to spatial relations, like an octave relations of a pitch between two
sounds. This idea might lead to another, namely that
consideration of the nature of perception might lead us to a kind of vindication
of common sense distinct from those vindications which Grice mentions elsewhere
in this epilogue, for if a sense-datum is to be a theoretical extension
introduced or concocted this or that theorist — say, Aristotle, who called it
phantasmata — the theorist will need common sense in order to tell him what it
is to which such theoretical extension need to be added.
A Philosopher' story derives its character and
direction from the nonphilosophical story which it supplement. I see with my
eye. A second of these eight strands consists in a belief in the
possibility of vindicating one or more of a number of distinctions which might
present themselves under the casual title of "The analytic/synthetic
distinction." Grice says nothing here about this strand not
because I think it is unimportant; indeed I think it is one
of the most important topics in philosophy, required in determining, not merely
the answers to this or that particular philosophical question, but the nature
of philosophy itself. It is rather that Grice feels that
nothing less than an adequate treatment of the topic would be of any great
value, and an adequate treatment of it would require a great deal of work which
Grice has not yet been able to complete. This lacuna,
however, may be somewhat mitigated by the fact that Grice provides some
discussion of this topic in the volume Philosophical Grounds of Rationality:
Intentions Categories, Ends — PGRICE, Clarendon, and by the fact that at
the conclusion of the epilogue he also advances a slightly skittish hint of the
direction in which Grice has some inclination to go. Grice
hopes that this treatment will serve as an interim indication of what Grice’s
final position might be. 2. Cf. esp. Essay 13.
A third strand' consists in a disposition on Grice’s part to uphold, in
one form or another, the rights of the ordinary man who speaks ordinary
language — careless chatter -/ or of common sense in the face of attacks which
proceed from this or that alleged champion — think Churchland or Place — of a
*specialist* philosophical theory. All parties would, Grice
thinks, agree that this or that specialist philosophical theory has to start
from some basis in ordinary thought of an informal character;
the question at issue is whether the contents and views contained in that
thought have to continue to be respected, in some measure or other, by the
specialist philosophical theorist even after the specialist philosophical
theorist has embarked on his own work. According to some, at that
point, the contribution of ordinary thought and speech may be ignored, like a
ladder to be kicked away once the specialist philosophical theorist has got
going. Grice’s Scottish support for Scottish common sense is
not eroded by the failure of many attempts made by philosophers to give a
justification or basis for such support; indeed the negative
part of Grice’s contribution to the subject consists in the rejection of a
number of such attempts. Some of these rejections appear in
discussions contained in this volume — Malcolm professing on Moore at Cornell
especially irritated both Grice and Woozley back at Oxford —, others in other
places. One form of defense of common sense is one
propounded by Irish Moore in the famous essay on that subject.
This seems to consist in the presumed acceptability of the obvious;
it seems to consist in that, because — so far as Grice can see —
no other reason is given for the acceptance of what Moore counts as a
proposition of common sense, which he lacked. If Grice has read
Moore aright — implicature: not bloody likely, he hails from the other place —
Grice finds this form of defense of common sense unsatisfactory on the grounds
that the conception of the obvious is not in an appropriate sense an objective
conception. This is pointedly illustrated by the famous story of
the English mathematician Hardy, who in a lecture announced, out of the blue,
that a certain mathematical proposition was ‘obvious,’ at which point one of
his audience demurred and said that it was not obvious *to him*.
At this point, Hardy halts the lecture, paces outside the
lecture room for a quarter of an hour, returns, and said “It
is obvious." — This was Jesus. At Oxford one may never leave the lecture
room. The trouble is that obviousness requires consent, on the
part of the parties concerned, in the obviousness of what is thought of as
obvious. A second and different line of defense of common sense
comes from Reid, who points to the need for a principle of human
knowledge. Once these is secured, various forms of
derivation and deduction and inference can account for the accumulation
of 3. Cf. esp. Essays 8-10. known propositions
which are as it were theorems in the system of knowledge;
but theorems need to look back to axioms and these axioms are things
which Reid regards as matters which it is the function of common sense to
provide. The fault which Grice finds here is a conflation of the
notion of an axiom as being an organizational item from which nonaxiomatic
propositions are supposed to be derivable with an epi-stemic interpretation of
an axiom as providing the foundations of human knowledge; it
seems to Grice arguable and indeed plausible to suppose that the grounds
for the acceptance of the contents of this or that system do *not£ lie in the
prior evidence or self-evidence of the axioms of the system, but in the general
character of the system in containing what one thinks that system ought to
contain in the way of what is knowable. From an epistemic point of
view the justifiability of the system lies in its delivering, in general, what
one wants it to deliver and thinks it should deliver, rather than in the
availability of a range of this or that privileged intuition which, happily,
provides us with a sufficiency of starting points for rational inference.
If common sense comes into the picture at all in this connection
it seems to Grice that it should be with regard to a recognition, in some
degree or other, of what the system ought to be expected to deliver to us
rather than as a faculty which assures us of starting points which form the
axioms of the system. A third attempt to justify common sense is
that provided by Malcolm notably at Cornell of all places in his interpretation
of Moore; Malcolm suggested that Moore's point should be
thought of as being that a standard description of certain sorts of situations
cannot be incorrect since the standards of correctness are set by the nature of
the descriptions which are standardly used to describe those situations.
The trouble with this line, to Grice’s mind, is that it confuses
two kinds of correctness and incorrectness — at Oxford and Athens, if not
Ithaca! Correctness of use or usage, whether a certain expression
is properly or improperly applied, gives us one kind of correctness, that of
proper application. That an expression is correct in that way
however hardly guarantees it against another sort of incorrectness, namely
logical or semantic or categorial incoherence. Decapitation willed Charles I’s
death. Yet another form of an attempt to justify common sense is
by an appeal to Paradigm or Standard Cases, as first deviced by Grice’s pupil
Flew — cases, that is, of the application of an expression to what are
supposedly things to which that expression applies if it applies to anything at
all; for example, if the expression "solid"
applies to anything at all it applies to things like "desks" and
"walls" and "pavements." — not to “reason”!
The difficulty with this attempt is that it contains as an assumption just what
a sceptic who is querying common sense is concerned to deny:
no doubt it may be true that if the word "solid" applies to
anything at all it applies to things like "desks,"
but it is the contention of the sceptic that it does not apply to
anything, and therefore the fact that something is the strongest candidate does
not mean that it is a successful candidate for the application of that
expression. Cf. Eddington’s wavicle chair! On
the positive side Grice does offer as an alternative to the appeals he has just
been discussing, a proposed link between the authority of common sense and the
theory of signifying. Grice suggests roughly that to side
with the sceptic in his questioning of commonsense beliefs would be to accept
an untenable divorce between the ‘signifying’ of this or that expression on the
one hand, and the proper specification of what an utterer signifies by the uttering
of a token of that expression (‘Impenetrability’) on the other.
Grice’s attempt to link two of the eight strands to one another seems to
Grice open to several objections, at least one of which he regards as
fatal. Grice begins with two objections which he is inclined to
regard as non-fatal; the first of these is that Gricd’s proposed reply to the
sceptic ignores the distinction between what is propounded as, or as part of,
one's message, thus being something which the utterer intends, and on the other
hand what is part of the background of the message by way of being something
which is implied, in which case its acceptance is often not intended but is
rather assumed — often as non-controversial: My aunt’s boyfriend went to that
concert! That there is this distinction is true, but what is,
given perfect rapport between utterer and addressee, something which an utterer
implies, may, should that rapport turn out to be less than perfect, become
something which the utterer is committed to asserting or propounding.
If the utterer thinks his addressee has certain information which
in fact the addressee does not, the utterer may, when this fact emerges, be
rationally committed to giving him the information in question, so what is
implied is at least potentially something which is asserted — Cicero’s dictum,
Varro’s prosloquium — and so, potentially, something the *acceptance* of which
is intended. A second (Grice thinks, nonfatal) objection runs as
follows: some forms of skepticism do not point to an
incoherence in certain kinds of mes-sage; they rely on the
idea that a skeptical doubt sometimes has to have been already allayed in order
that one should have the foundations which are needed to allay just those
doubts. To establish that I am *not* dreaming, I need to be
assured that the *experience* on which I rely to reach this assurance is a
waking experience. In response to this objection, it can be
argued, first, that a defense of common sense does not have
to defend it all at once, against all forms of skeptical doubts, and,
second, it might be held that with regard to the kinds of
skeptical doubts which are here alluded to, what is needed is not a
well-founded assurance that one's cognitive apparatus is in working order, but
rather that it should in fact be in working order whatever the beliefs or
suppositions of its owner - Descartes if not Ryle — may be. The
serious objection is that Grice’s proposal fails to distinguish between the
adoption, at a certain point in the representation of the skeptic's proposed
position, of an extensional and of a more correct *intensional* reading of that
account. Grice assumes that the skeptic's position would be
properly represented by an *intensional* reading at this point, in which case I
supposed the skeptic to be committed to an incoherence; in
fact, however, it is equally legitimate to take not an intensional reading but
an *extensional* reading in which case we arrive at a formulation of the
skeptic's position which, so far as has been shown, is reasonable and also
immune from the objection which Grice proposes. According to the
*intensional* reading, the skeptic's position can be represented as
follows: that a certain ordinary sentence s does, at least
in part, ‘signifies’ that the circle is square;
second, that in some such cases, the proposition that the circle is
square is incoherent, and third, that a standard utterer
intends his addressee incoherently to *accept* that the circle is square, where
"incoherently" is to be read as specifying part of what the utterer
intends. That position may not perhaps be strictly speaking
incoherent, but it certainly seems wildly implausible.
However, there seems to be no need for the skeptic to take it.
It can be avoided by an *extensional* (transparent, substitutable salva
veritate? interpretation of the appearance in this context, of the
adverb "incoherently." According to this
representation, it would be possible for s to ‘signify’ (in part) that the
circle is square and for the proposition that the circle is square to be
incoherent and also for a standard utterer to intend his addressee to ‘accept’
that the circle is square — which would be to accept
something which is in fact incoherent though it would be NO part of the
utterer’s intention that in accepting that the circle is square the addressee
should be accepting something which is incoherent. He may have
mislearned, or use the expression idiosyncratically. To this
reply there seems to me to be no reply. Despite this failure,
however, there seem to remain two different directions in which a vindication
of common sense or ordinary speech may be looked for. The first
would lie in the thought that whether or not a given expression or range of
expressions applies to a particular situation or range of situations is simply
determined by whether or not it is standardly applied to such situations;
the fact that in its application those who apply it may be subject
to this or that form of intellectual corruption or confusion or idiosyncrasy in
the utterer’s inviolable liberty to utter as he pleases does not affect the
validity of the claim that the expression or range of expressions does apply to
those situations. In a different line would be the view that
the attributions and beliefs of ordinary people can only be questioned with due
cause, and due cause is not that easy to come by; it has to
be shown that some more or less dire consequences follow from not correcting
the kind of belief in question; and, if no such dire
consequences can be shown, the beliefs and contentions of common sense have to
be left intact. A fourth strand has already been alluded to in the
discussion of the previous one and consists in Grice’s views about the
relation between what might roughly be described as an utterer properly
signifying, and by allegorical extension, an expression ‘signifying.’
Of all the thematic strands which Grice is distinguishing this is the
one that has given hin most trouble, and it has also engendered more heat, from
other philosophers, in both directions, than any of its fellows.
Grice attempta a presentation of the issues involved. It has
been Grice’s suggestion that there are two distinguishable concepts of
‘signifying’ which have called "natural" — signum naturale,
phusei — and "non-natural" ‘signifying’ and that there are tests
which may be brought to bear to distinguish them. We may,
for example, inquire whether a particular occurrence of the verb
"signify" is factive or nonfactive, that is to say whether for it to
be true that so and so signifies that p it does or does not have to be the case
that it is true that p; again, one may ask whether the use
of quotation marks to enclose the specification of what is signified would be
inappropriate or appropriate. If factivity is present and
quotation marks would be inappropriate, we would have a case of natural
signifying; otherwise the dignifying involved would be nonnatural.
We may now ask whether there is a single overarching idea which lies
behind both members of this dichotomy of uses to which “signify" seems to
be subject. If there is such a central idea it might help to
indicate to us which of the two concepts is in greater need of further analysis
and elucidation and in what direction such elucidation should proceed.
Grice fairly recently (in Essay 18) cane to believe that there is
such an overarching idea and that it is indeed of some service in the proposed
inquiry. The 4. Cf. esp. Essays 5-6, 7, 12. The idea behind both
uses of "signify" is that of consequence; if x signifies y y,
or something which includes y or the idea of y, is a consequence of x.
In "natural" signifying, consequences are states of
affairs; in "nonnatural" signifying , consequences
are phantasmata — conceptions or complexes which involve conceptions.
This perhaps suggests that of the two concepts it is
"nonnatural" signifying which is more in need of further
elucidation; it seems to be the more specialized of the
pair, and it also seems to be the less determinate; we may,
for example, ask how conceptions enter the picture and whether what enters the
picture is the conceptions themselves or their justifiability.
On these counts I should look favorably on the idea that if further
analysis should be required for one of the pair the notion of
"nonnatural" signifying would be first in line.
There are factors which support the suitability of further analysis for the concept
of "nonnatural" signifying. "Signifying
nn" ("non-natural signifying") does not look as if it names an
original feature of items in the world, for two reasons which are possibly not
mutually independent: (a) given suitable background
conditions, signifying nn can be changed by fiat; ( b) the
presence of signifying nn is dependent on a framework provided by a
communication-engaged community of at least a conversational dyad.
It seems to Grice, then, at least reasonable and possibly even mandatory, to
treat the ‘signifying’ of this or that communication vehicle as analyzable in
terms of features of com-municators; A
Nonrelativised use of allegorical ‘signifying’ " is posterior to
and explicable through relativized uses involving reference to communicators.
More specifically, what an expression ‘signifies’ is what
(standardly) users of such sentences mean by them; that is
to say, what psychological attitudes toward what
propositional objects such users standardly intend (more precisely, M-intend)
to produce by their utterance. Sentence-meaning is thus explicable
either in terms of psychological attitudes which are standardly M-intended to
produce in a co-communicator by sentence utterers or to attitudes taken
up by hearers toward the activities of sentence utterers. At this
point we begin to run into objections. The first to be
considered is one brought by Jack, whose position I find not wholly
clear. She professes herself in favor of "a broadly
'Gricean' enter- 5. In an as yet unpublished paper entitled "The
Rights and Wrongs of Grice on Signifying. "prise" but
wishes to discard various salient elements in Grice’s account (we might call
these "narrowly Gricean theses"). What, precisely,
is "broad Griceanism"? She declares herself
in favour of the enterprise of giving an account of meaning in terms of
psychological attitudes, and this suggests that she favors the idea of an
analysis, in psychological terms, of the concept of meaning, but considers that
I have gone wrong, perhaps even radically wrong, in my selection of the
ingredients of such an analysis. Jack also reproves Grice for
"reductionism," in terms which suggest that whatever account or
analysis of meaning is to be offered, it should not be one which is
"reductionist," which might or might not be equivalent to a demand
that a proper analysis should not be a proper reductive analysis.
But what kind of analysis is to be provided? What Grice
think we cannot agree to allow Jack to do is to pursue the goal of giving a lax
reductive analysis of meaning, that is, a reductive analysis which is
unhampered by the constraints which characteristically attach to reductive
analysis, like the avoidance of circularity; a goal, to which, to Grice’s mind
several of my opponents have in fact addressed themselves.
In this connection I should perhaps observe that though Grice’s earlier
endeavors in the theory of meaning were attempts to provide a reductive
analysis, he never (he thinks) espoused reduction-ism, which to Grice’s mind
involves the idea that a semantic - gr semein, Cicero signare — concept is
unsatisfactory or even unintelligible, unless they can be provided with
interpretations in terms of some predetermined, privileged, and favored array
of concepts; in this sense of "reductionism" a
felt ad hoc need for reductive analysis does not have to rest on a reductionist
foundation. Reductive analysis might be called for to get
away from unclarity not to get to some predesignated clarifiers. I
shall for the moment assume that the demand that Grice faces is for a form of
reductive analysis which is less grievously flawed than the one which I in fact
offered; and I shall reserve until later consideration of
the idea that what is needed is not any kind of reductive analysis but rather
some other mode of explication of the concept of signifying. The
most general complaint, which comes from Grice’s own pupil, Strawson, Searle,
and Jack, seems to be that Grice has, wholly or partially, misidentified the
intended (or M-intended) effect in communication; according to Grice it is some
form of acceptance (for example, belief or desire), whereas it should be held
to be understanding, comprehension, or (to use an Austinian designation)
"uptaké." One form of the cavil (the more extreme
form) would maintain that the immediate intended tar-get is always
"uptake," though this or that form of acceptance may be an ulterior
target; a less extreme form might hold that the immediate
target is sometimes, but not invariably, "uptake."
I am also not wholly clear whether my opponents are thinking of
"uptake" as referring to an understanding of a sentence (or other
such expression) as a sentence or expression in a particular language, or as
referring to a comprehension of its occasion-meaning (what the sentence or
expression means on this occasion in this speaker's mouth).
But Grice’s bafflement arises primarily from the fact that it seems to
him that my analysis already invokes an analyzed version of an intention toward
some form of "uptake" (or a passable substitute therefor), when I
claim that in meaning a hearer is intended to recognize himself as intended to
be the subject of a particular form of acceptance, and to take on such an
acceptance for that reason. Does the objector reject this
analysis and if so why? And in any case his position hardly
seems satisfactory when we see that it involves attributing to speakers an
intention which is specified in terms of the very notion of meaning which is
being analyzed (or in terms of a dangerously close relative of that
notion). Circularity seems to be blatantly abroad.
This question is closely related to, and is indeed one part of, the
vexed question whether, in my original proposal, I was right to embrace a
self-denial of the use of this or that ‘semantic’ concept in the specification
of the intentions which are embedded in meaning, a renunciation which was
motivated by fear of circularity. A clear view of the
position is not assisted by the fact that it seems uncertain what should, or
should not, be counted as a deployment of such a ‘semantic’ notion.
So far we seem to have been repelling boarders without too much
difficulty; but I fear that intruders, whose guise is not too unlike that of
the critics whom we have been considering, may offer, in the end at least, more
trouble. First, it might be suggested that there is a
certain arbitrariness in Grice’s taking relativized meaning as tantamount to a
speaker's meaning something by an utterance; there are other
notions which might compete for this spot, in particular the notion of
something's meaning something to a hearer. Why should the
claims of "meaning to," that is of passive or recipient's meaning, be
inferior to those of "meaning by" (that is, of acting or agent's
meaning)? Indeed a thought along these lines might lie
behind the advocacy of "uptake" as being sometimes or even
always the target of semantic intention. A possible reply
to the champion of passive meaning would run asfollows: (1)
If we maintain our present program, relativized meaning is an intermediate
analytic stage between nonrelativized meaning and a "semantics-free"
("s-free") paraphrase of statements about mean-ing.
So, given our present course, the fact (if it should be a fact) that
there is no obviously available s-free paraphrase for "meaning to"
would be a reason against selecting "meaning to" as an approved
specimen of relativized meaning. (2) There does however seem
in fact to be an s-free paraphrase for "meaning to," though it is one
in which is embedded that paraphrase which has already been suggested for
"meaning by"; "s means p to X" would be interpreted as
saying "X knows what the present speaker does (alternatively a
standard speaker would) mean by an utterance of s"; and at the next stage
of analysis we introduce the proffered s-free paraphrase for "meaning
by." So "meaning to" will merely look back to
"meaning by," and the cavil will come to naught. At
least in its present form. But an offshoot of it seems to be
available which might be less easy to dispose of. I shall
first formulate a sketch of a proposed line of argument against my analysis of
mean-ing, and then consider briefly two ways in which this argumentation might
be resisted. First, the argument. In the treatment of
language, we need to consider not only the relation of language to
communication, but also, and concurrently, the relation of language to
thought. A plausible position is that, for one reason or another, language is
indispensable for thought, either as an instrument for its expression or, even
more centrally, as the vehicle, or the material, in which thought is
couched. We may at some point have to pay more attention to the
details of these seeming variants, but for the present let us assume the
stronger view that for one reason or another the occurrence of thought
requires, either invariably or at least in all paradigmatic cases, the presence
of a "linguistic flow." The "linguistic
flows" in question need to attain at least a certain level of
comprehensibility from the point of view of the thinker; while it is plain that
not all thinking (some indeed might say that no thinking) is entirely free from
confusion and incoherence, too great a departure of the language-flow from
comprehensibility will destroy its character as (or as the expression of)
thought; and this in turn will undermine the primary function of thought as an
explanation of bodily behavior. Attempts to represent the
comprehensibility, to the thinker, of the expression of thought by an appeal to
either of the relativized concepts of meaningn so far distinguished encounter
serious, if not fatal, difficulties. While it is not
impossible to mean something by what one says to oneself in one's head, the
occurrence of such a phenomenon seems to be restricted to special cases of
self-exhortation ("what I kept telling myself was......"), and not to
be a general feature of thinking as such. Again, recognition
of a linguistic sequence as meaning something to me seems appropriate (perhaps)
when I finally catch on to the way in which I am supposed to take that
se-quence, and so to instances in which I am being addressed by another not to
those in which I address myself; such a phrase as "I couldn't get myself
to understand what I was telling myself" seems dubiously admissible.
So an admission of the indispensability of language to thought carries
with it a commitment to the priority of nonrelativized meaning to either of the
designated relativized conceptions; and there are no other promising
relativized candidates. So nonrelativized meaning is
noneliminable. The foregoing resistance to the idea of eliminating
nonrelativized meaning by reductive analysis couched in terms of one or the
other variety of relativized meaning might, perhaps, be reinforced by an
attempt to exhibit the invalidity of a form of argument on which, it might be
thought, the proponent of such reduction might be relying. While
the normal vehicles of interpersonal communication are words, this is not
exclusively the case; a gesture, a sign, and a pictorial item sometimes occur,
at times even without linguistic concomitants. That fact
might lead to the supposition that nonlinguistic forms of communication are
pre-linguistic, and do not depend on linguistic mean-ing. A closely
related form of reflection would suggest that if it is the case (as it seems to
be) that sometimes the elements of trains of thought are nonlinguistic,
prelinguistic thinking is a genuine pos-sibility. This was a
live issue in the latter part of the nineteenth cen-tury. At Oxford.
But, it may be said, both of these lines of argument are incon-clusive,
for closely related reasons. The fact that on occasion the
vehicles of communication or of thought may be wholly nonlinguistic does not
show that such vehicles are prelinguistic; it may well be
that such vehicles could only fulfill their function as vehicles against a background
of linguistic competence without which they would be lost.
If, for example, they operate as substitutes for language, lan-guage for
which they are substitutes needs perhaps to be available to their users.
We now find ourselves in a serious intellectual bind.
Our initial attention to the operation of language in communication has
provided powerful support for the idea that the meaning of words or other
communication devices should be identified with the potentiality of such words
or devices for causing or being caused by particular ranges of thought or
psychological attitudes. When we are on this tack we are
inexorably drawn toward the kind of psychological reductionism exhibited in
Grice’s own essays about Meaning. (2) When our attention is
focused on the appearance of language in thinking we are no less strongly drawn
in the opposite direction; language now seems constitutive
of thought rather than something the intelligibility of which derives from its
relation to thought. We cannot have it both ways at one and the
same time. This dilemma can be amplified along the following
lines. States of thought, or psychological attitudes cannot
be prelinguistic in char-acter. Thought states therefore
presuppose linguistic thought-episodes which are constitutive of them.
Such linguistic thought-episodes, to fulfill their function, must
be intelligible sequences of words or of licensed word-substitutes.
Intelligibility requires ap: propriate causal relation to thought
states. So these thought states in question, which lie
behind intelligibility, cannot themselves be built up out of linguistic
sequences or word-flows. So some thought states are
prelinguistic (a thesis which contradicts the first thesis
It appears to me that the seemingly devastating effect of the preceding
line of argument arises from the commission by the arguer of two logical
mistakes-or rather, perhaps, of a single logical mistake which is committed
twice over in substantially similar though superficially different forms.
The first time round the victim of the mistake is myself, the
second time round the victim is the truth. In the first
stage of the argument it is maintained that the word-flows which are supposedly
constitutive of thought will have to satisfy the condition of being
“significant” and that the interpretation of a notion of significance resists
expansion into a relativized form, and resists also the application of any
pattern of analysis proposed by me. The second time round
the arguer contends that any word-flow which is held to be constitutive of an
instance of thinking will have to be supposed to be a “significant” word-flow
and that the fulfillment of this condition requires a certain kind of causal
connection with ad-missible psychological states or processes and that to
fulfill their function at this point neither the states in question nor the
processes connected with them can be regarded as being constituted by further
word-flows; the word-flows associated with thinking in order
to provide for significance will have to be extralinguistic, or prelinguis-tic,
in contradiction to the thesis that thinking is never in any relevant sense
prelinguistic. At this point we are surely entitled to confront
the propounder of the cited argument with two questions. Why
should he assume that I shall be called upon to identify the notion of
significance, which applies to the word-flows of thought, directly with any
favored locution involving the notion of meaning which can be found in my work,
or to any analysis suggested by me for such a locution? Why
should not the link between the significance of word-flows involved in thinking
and suggestions offered by me for the analysis of meaning be much less direct
than the propounder of the argument envisages? With what
right, in the later stages of the argument, does the pro-pounder of the
argument assume that if the word-flows involved in thought have to be regarded
as “significant,” this will require not merely the provision at some stage of a
reasonable assurance that this will be so but also the incorporation within the
defining characterization of thinking of a special condition explicitly
stipulating the “significance” of constitutive word-flows, despite the fact
that the addition of such a condition will introduce a fairly blatant
contradiction? While, then, we shall be looking for reasonable
assurance that the word-flows involved in thinking are intelligible, or
significant, we shall not wish to court disaster by including a requirement
that may be suggested as a distinct stipulated condition governing their
admissibility as word-flows which are constitutive of thinking;
and we may even retain an open mind on the question whether the assurance
that we are seeking is to be provided as the conclusion of a deductive argument
rather than by some other kind of inferential step. The following
more specific responses seem to me to be appropriate at this point.
Since we shall be concerned with a language which is or which has been
in general use, we may presume the accessibility of a class of mature - as
Timothy ain’t — speakers of that language, who by practice or by precept,
can generate for us open ranges of word-sequences which are, or again are not,
admissible sentences of that language. A favorable verdict from
the body of mature speakers will establish particular sentences both as
“significant” and, on that account, as expressive of psychological states such
as a belief that Queen Anne is dead or a strong desire to be somewhere
else. But the envisaged favorable verdicts on the part of
mature speakers will only establish particular sentences as expressive of
certain psychological states in general; they will not
confer upon the sentences expressiveness of psychological states relative to
particular individuals. For that stage to be reached some
further determination is required Experience tells us that any
admissible sentence in the language is open to either of two modes of
production, which I will call "overt" and "sotto
voce." The precise meaning of these labels will require
further determination, but the ideas with which I am operating are as
follows. Overt" production is one or another of the
kinds of production, which will be characteristic of communication.
"Sotto voce" production which has some connection with,
though is possibly not to be identified as, "unspoken production," is
typically the kind of production involved in thinking. Any
creature which is equipped for the effective overt production of a particular
sequence is also thereby equipped for its effective sotto voce
production. We have reached a point at which we have envisaged an
indefinite multitude of linguistic sequences certified by the body of mature
speakers not merely as legitimate sentences of their language but also as
expressive of psychological states in general, though not of psychological
states relevant to any particular speaker. It seems then
that we need to ask what should be added to guarantee that the sentences in the
repertoire of a particular speaker should be recognized by him not merely as
expressive of psychological states in general but as expressive of his
psychological states in particular. Grice suggests that what
is needed to ensure that he recognizes a suitable portion of his repertoire of
sentences as being expressive relative to himself is that he should be the
center of a life story which fits in with the idea that he, rather than someone
else, is the subject of the attributed psychological states.
If this condition is fulfilled, we can think of him, perhaps, not merely
as linguistically fluent but also as linguistically proficient;
he is in a position to apply a favored stock of sentences to
himself. It would of course be incredible, though perhaps
logically conceivable, for someone to be linguistically fluent without being
linguistically proficient. It is of course common form, as the
world goes, for persons who are linguistically fluent and linguistically
proficient to become so by natural methods, that is to say, as a result of
experience and training, but we may draw attention to the abstract possibility
that the attributes in question might be the outcome not of natural but of
“artificial” processes; they might, for example, be achieved
by some sort of physiological engineering. — Pavlov’s dogs. Skinner’s
pigeons. Are we to allow such a fantasy as being con-ceivable, and
if not, why not? I shall conclude the discussion of this fourth
Strand with two distinct and seemingly unconnected reflections.
We might be well advised to consider more closely the nature of
representation and its connection with meaning, and to do so in the light of
three perhaps not implausible suppositions. That representation by
means of verbal formulations is an “artificial” — non-natural — and noniconic
mode of representation. That to replace an iconic system of
representation by a noniconic system will be to introduce a new and more
powerful extension of the original system, one which can do everything the
former system can do and more besides. That every “artificial” or
noniconic system is founded upon an antecedent natural iconic system.
Descriptive representation must look back to and in part do the work of
prior iconic representation. That work will consist in the
representation of things and situations in the world in something like the
sense in which a team of Australian cricketers may represent Aus-tralia; they
do on behalf of Australia something which Australia cannot do for itself,
namely engage in a game of cricket. Similarly our
representations (initially iconic but also noniconic) enable things and
situations in the world to do something which they cannot do for themselves,
namely govern our actions and behavior. It remains to
inquire whether there is any reasonable alternative program for the problems
about meaning other than of the provision of a reductive analysis of the
concept of meaning. The only alternative which I can think
of would be that of treating "meaning" as a theoretical concept
which, together perhaps with other theoretical concepts, would provide for the
primitive predicates involved in a “semantic” system, an array whose job it
would be to provide the laws and hypotheses in terms of which the phenomena of
meaning are to be explained. If this direction is taken, the
meaning of particular express-sions will be a matter of hypothesis and
conjecture rather than of intuition, since the application of theoretical
concepts is not generally thought of as reachable by intuition or
observation. But some of those like Jack who object to the
reductive analysis of meaning are also anxious that meanings should be
intuitively recognizable. How this result is to be achieved
I do not know. A fifth strand is perhaps most easily approached
through an inquiry whether there is any kind, type, mode, or region of
“signification” which has special claims to centrality, and so might offer
itself as a core around which more peripheral cases of “signification” might
clus-ter, perhaps in a dependent posture. Grice suggest that
there is a case for the supposition of the existence of such a central or
primary range of cases of “signification;” and further that when the question
of a more precise characterization of this range is raised, we are not at a
loss how to proceed. There seem to be in fact not merely
one, but two ways of specifying a primary range, each of which has equally good
claim to what might be called "best candidate status."
It is of course a question which will await final decision whether these
candidates are distinct from one another. We should
recognize that at the start we shall be moving fairly large conceptual slabs
around a somewhat crudely fashioned board and that we are likely only to reach
sharper conceptual definition as the inquiry proceeds. We need to
ask whether there is a feature, albeit initially hazy, which we may label
"centrality, " which can plausibly be regarded as marking off primary
ranges of “signification” from nonprimary ranges. There seems to
be a good chance that the answer is "Yes." If some
instances of “signification” are distinguishable from others as relatively
direct rather than indirect, straightforward rather than devious, plain rather
than convoluted, definite rather than indefinite, or as exhibiting other
distinguishing marks of similar general character, it would seem to be not
unreasonable to regard such “significations” as belonging to a primary range.
Might it not be that the capacity to see through a glass darkly
presupposes, and is not presupposed by, a capacity at least occasionally to
achieve full and unhampered vision with the naked eye? But when we
come to ask for a more precise delineation of the initially hazy feature of
centrality, which supposedly distinguishes primary from nonprimary ranges of
“signification,” we find ourselves confronted by two features, which I shall
call respectively "formality"and "dictiveness," with
seemingly equally strong claims to provide for us a rationally reconstructed
interpretation of the initially hazy feature of centrality. Our
initial intuitive investigation alerts us to a distinction within the domain of
“significations” between those which are composite or complex and those which
are noncomposite or simple; and they also suggest to us that the primary range
of “significations” should be thought of as restricted to simple or
noncomposite “significations;” those which are complex can be added at a later
stage. Within the field left by this first restriction, it
will be appealing to look for a subordinate central range of items whose
“signification” may be thought of as being in some appropriate sense direct
rather than in-direct, and our next task will be to clarify the meaning, or
meanings, in this context of the word "direct."
One class of cases of “signification” with a seemingly good claim to
centrality would be those in which the items or situations “signified” are
picked out as such by their falling under the conventional meaning of the
“signifying” expression rather than by some more informal or indirect
relationship to the “signifying” expression. “The
President's advisers approved the idea" perhaps would, and "those
guys in the White House kitchen said 'Heigh Ho'" perhaps would not, meet
with special favor under this test, which would without question need a fuller
and more cautious exposition. Perhaps, however, for present
purposes a crude distinction between conventional or formal “signification” and
nonconventional or informal “signification” will suffice. A second
and seemingly not inferior suggestion would be that a special centrality should
be attributed to those instances of “signification” in which “what is signified”
either is, or forms part of, or is specially and appropriately connected with
what the “signifying” expression (or its user) says — INDICATES — as distinct
from implies, suggests, hints, or in some other less than fully direct manner
conveys. We might perhaps summarily express this suggestion
as being that special centrality attaches to those instances of “signification”
in which “what is signified” is or is part of the "dictive" content
of the “signifying” expres-ion. We should now, perhaps, try
to relate these suggestions to one another. Is the material just
sketched best regarded as offering two different formulations of a single
criterion of centrality, or as offering two distinct characterizations of such
centrality? It seems fairly clear to me that, assuming the
adequacy for present purposes of the formulationof the issues involved, two
distinct criteria are in fact being offered. One may be called the
presence or absence of formality (whether or not the relevant “signification”
is part of the conventional meaning of the “signifying”
expression); the other may be called the presence or absence
of dictive content, or dictiveness (whether or not the relevant “signification”
is part of what the “signifying” expression says or indicates or its utterer
does); and it seems that formality and informality may each
be combined with dictiveness or again with nondictiveness.
So the two distinctions seem to be logically independent of one
another. Let us try to substantiate this claim.
If I make a standard statement
of fact such as "The chairman of the Philosophy Department is in the
Department office.", “what is signified” is, or at least may for present
purposes be treated as being, the conventional meaning of the “signifying” expression;
so formality is present. “What is signified” is also what
the “signifying” expression says; so dictiveness is also
present. Suppose a man says "My brother-in-law lives on a
peak in Darien; his great aunt, on the other hand, was a nurse in World War
I," his hearer might well be somewhat baffled;
and if it should turn out on further inquiry that the speaker had
in mind no contrast of any sort between his brother-in-law's residential
location and the onetime activities of the great aunt, one would be inclined to
say that a condition conventionally “signified” by the presence of the phrase
"on the other hand" was in fact not realized and so that the speaker
had done violence to the conventional meaning of, indeed had misused, the
phrase "on the other hand." But the nonrealization
of this condition would also be regarded as insufficient to falsify the
speaker's statement. So we seem to have a case of a
condition which is part of what the words conventionally mean without being part
of what the words say; that is, we have formality without
dictiveness. Suppose someone, in a suitable context, says
"Heigh-ho." It is possible that he might thereby
mean something like "Well that's the way the world goes."
Or again if someone were to say "He's just an
evangelist," he might mean, perhaps, "He is a sanctimonious,
hypo-critical, racist, reactionary, money-grubber." Cf. Stevenson athlete
— tall If in each case his meaning were as suggested, it
might well be claimed that what he meant was in fact what his words said; in
which case his words would be dictive but their dictive content would be
nonformal and not part of the conventional meaning of the words used.
We should thus find dictiveness without formality. At
a Department meeting, one of my colleagues provides a sustained exhibition of
temperamental perversity and caprice; at the close of the meeting I say to him,
"Excuse me, madam," or alterna-tively, I usher him through the door
with an elaborate courtly bow. In such a case perhaps it
might be said that what my words or my bow convey is that he has been behaving
like a prima donna; but they do not say that this is so, nor
is it part of the conventional meaning of any words or gestures used by me that
this is so. Here something is conveyed or “signified”
without formality and without dictiveness. There seems then to be
a good prima-facie case for regarding formality and dictiveness as independent
criteria of centrality. Before we pursue this matter and the
questions which arise from it, it might be useful to consider a little further
the details of the mechanism by which, in the second example, we achieve what
some might regard as a slightly startling result that formality may be present
independently of dictiveness. The vital clue here is, I suggest,
that speakers may be at one and the same time engaged in performing speech-acts
at different but related levels. One part of what the cited
speaker in example two is doing is making what might be called ground-floor
statements about the brother-in-law and the great aunt, but at the same time as
he is performing these speech-acts he is also performing a higher-order
speech-act of commenting in a certain way on the lower-order speech-acts.
He is contrasting in some way the performance of some of these
lower-order speech-acts with others, and he signals his performance of this
higher-order speech-act in his use of the embedded enclitic phrase, "on
the other hand." The truth or falsity and so the dictive
content of his words is determined by the relation of his ground-floor
speech-acts to the world; consequently, while a certain kind of misperformance
of the higher-order speech-act may constitute a semantic offense, it will not
touch the truth-value, and so not the dictive content, of the speaker's
words. We may note that a related kind of nonformal (as distinct
from formal) “implicature” may sometimes be present. It may,
for example, be the case that a speaker signals himself, by his use of such
words as "so" or "therefore," as performing the
speech-act of explaining will be plausible only on the assumption that the
speaker accepts as true one or more further unmentioned ground-floor matters of
fact. His acceptance of such further matters of fact has to
be supposed in order to rationalize the explanation which he offers.
In such a case we may perhaps say that the speaker does not
formally “implicate” the matters of fact in question. A problem
which now faces us is that there seem to be two "best candidates,"
each of which in different ways suggests the admissibility of an
"inner/outer" distinction, and we need to be assured that there is
nothing objectionable or arbitrary about the emergence of this seemingly
competitive plurality. The feature of formality, or
conventional “signification,” suggests such a distinction, since we can foresee
a distinction between an inner range of characteristics which belong directly
to the conventional meaning of a “signifying” expression, and an outer range of
characteristics which, although not themselves directly part of the
conventional meaning of a given “signifying” expres-sion, are invariably,
perhaps as a matter of natural necessity, concomitant with other
characteristics which do directly belong to the conventional meaning of the
“signifying” expression. Again, if there is an inner range
of characteristics which belong to the dictive content of a “signifying”
expression as forming part of what such an expression says, it is foreseeable
that there will be an outer range of cases involving characteristics which,
though not part of what a “signifying” expression says, do form part of what
such an expression conveys in some gentler and less forthright manner-part, for
example, of what it hints or suggests. To take the matter further,
I suspect that we shall need to look more closely at the detailed constitution
of the two "best candidates." At this point I have
confined myself to remarking that dictiveness seems to be restricted to the
ground-floor level, however that may be determined, while formality seems to be
unrestricted with regard to level. But there may well be
other important differences between the two concepts. Let us turn
first to formality, which, to my mind, may prove to be in somewhat better shape
than dictiveness. To say this is not in the least to deny
that it involves serious and difficult problems; indeed, if
some are to be believed-for example, those who align themselves with Quine in a
rejection of the analytic/synthetic distinc-tion-these problems may turn out to
be insuperable, and may drive us into a form of skepticism. But one
might well in such an event regard the skepticism as imposed by the
intractability of the subject-matter, not by the ineptitude of the
theorist. He may well have done his best. Some
of the most pressing questions which arise concerning the concept of formality
will be found in a fourfold list, which I have compiled, of topics related to
formality. First and foremost among these is the demand for
a theoretically adequate specification of conditions which will authorize the
assignment of truth conditions to suitably selected expressions, thereby
endowing those expressions with a conventional “signification.” It
is plain that such provision is needed if “signification” is to get off the
ground; meanings are not natural growths and need to be
conferred or instituted. But the mere fact that they are
needed is insufficient to show that they are available; we
might be left in the skeptic's position of seeing clearly what is needed, and
yet being at the same time totally unable to attain it. We
should not, of course, confuse the suggestion that there is, strictly speaking,
no such thing as the exercise of rationality with the suggestion that there is
no rationally acceptable theoretical account of what the exercise of
rationality consists in; but though distinct these
suggestions may not be independent; for it is conceivably true that the
exercise of rationality can exist only if there is a theoretically adequate
account, accessible to human reason, of what it is that constitutes
rationality; in which case an acceptance of the second suggestion will entail
an acceptance of the first suggestion. These remarks are
intended to raise, but not to settle, the question whether our adoption of
linguistic conventions is to be explained by appeal to a general capacity for
the adoption of conventions (the sort of explanation offered by Schiffer in
Meaning), alla Lewis as solution to co-ordination problem of
arbitrariness. here I intend neither to endorse nor to reject the
possibility of such an explanation. Similar troubles might
attend a superficially different presentation of the enterprise, according to
which what is being sought and, one hopes, legitimately fixed by fat would be
not conventional meanings for certain expressions, but a solid guarantee that,
in certain conditions, in calling something a so-and-so, one would not be
miscalling it a so and so. The conditions in question would
of course have to be conditions of truth. Inquiries of the kind just
mentioned might profitably be reinforced by attention to other topics contained
in my fourfold list. Another of these would involve the
provision of an inventory which will be an example of what I propose to call a
"semi-inferential sequence." An example of such a
sequence might be the following: (I) It is, speaking
extensionally, general practice to treat d as “signifying” F. (Il)
It is, speaking intensionally, general practice to treat @ as
“signifying” F. III) It is generally accepted that it is
legitimate to treat @ as “signifying” F. (IV) It is legitimate to
treat d as “signifying” F. (V) o does “signify” F.
What is involved in the phenomenon of treating & (an expres-sion) as
“signifying” F has not been, and would need to be, explicitly stated.
A "semi-inferential sequence" is not a sequence in which each
element is entailed or implied by its predecessor in the sequence.
It is rather a sequence in which each element is entailed or implied by a
conjunction of its predecessor with an identifiable and verifiable
supplementary condition, a condition which however has not been explicitly
specified. Some semi-inferential sequences will be "concept-determining"
sequences. In such sequences the final member will consist of an
embedded occurrence of a structure which has appeared previously in the
sequence, though only as embedded within a larger structure which specifies
some psychological state or practice of some rational being or class of
rational beings. It is my suggestion that, for certain valuational or
“semantic” con-cepts, the institution of truth-conditions for such concepts is
possible only via the mediation of a semi-inferential concept-determining
se-quence. To speak extensionally is to base a claim to generality on actual
frequencies. To speak intensionally is to base a claim to
generality on the adoption of or adherence to a rule the observance of which
may be expected to generate, approximately, a certain actual frequency.
The practical modalities
involved in (III) and (IV) may be restricted by an appended modifier, such as
"from a logical point of view" or "from the point of view of
good manners." It might also be valuable to relate the restricted
field of inferences connected with “semantic” proprieties to the broader and
quite possibly analogous field of inferences connected with practical
proprieties in general, which it would be the business of ethics to
systematize. If skepticism about linguistic proprieties
could not be prevented from expanding into skepticism about improprieties of
any and every kind, that might be a heavier price than the linguistic skeptic
would be prepared to pay. It would be unwise at this point to
neglect a further direction of inquiry, namely proper characterization of the
relation between words on the one hand, and on the other the sounds or shapes
which constitute their physical realizations. Such reflections may
be expected to throw light on the precise sense in which words are
instru-ments, and may well be of interest both in themselves and as a needed
antidote to the facile acceptance of such popular but dubiously well founded
hypotheses about language as the alleged type-token distinc-tion. It is perhaps
natural to assume that in the case of words the fundamental entities are
particular shapes and sounds (word tokens) and that words, in the sense of
word-types are properly regarded as classes or sets of mutually resembling word
tokens. But I think that such a view can be seen to be in
conflict with common sense (to whatever extent that is a drawback). John's
rendering of the word "soot" may be indistinguishable from James's
rendering of the word "suit"; but it does not follow from this that
when they produce these render-ings, they are uttering the same word, or
producing different tokens of the same word-type. Indeed there is something tempting
about the idea that, in order to allow for all admissible vagaries of
rendering, what are to count for a given person as renderings of particular
words can only be determined by reference to more or less extended segments of
his discourse; and this in turn perhaps prompts the idea that particular
audible or visible renderings of words are only established as such by being
conceived by the speaker or writer as realizations of just those words.
One might say perhaps the words come first and only later come
their realizations. Together with these reflections goes a further
line of thought. Spades are commonly and standardly used for such
purposes as digging garden beds; and when they are so used, we may speak
indifferently of using a spade to dig the bed and of using a spade (simpliciter).
On a windy day when I am in the garden, I may wish to prevent my papers
from blowing away, and to achieve this result, I may put my spade on top of
them. In such a case I think I might be said to be using a spade to secure the papers
but not to be using a spade (sim-pliciter) unless perhaps I were to make an
eccentric but regular use of the spade for this purpose. When it comes,
however, to the use for this or that purpose of words, it may well be that my
freedom of speech is more radically constrained. I may be the proud possessor
ofa brass plaque shaped as a written representation of the word
"mother." Maybe on a windy day I put this plaque
on top of my papers to secure them. But if I do so, it seems to be wrong to
speak of me as having used the word "mother" to secure my papers.
Words may be instruments but if so, they seem to be essentially confined to a
certain region of employment, as instruments of communication. To attempt to
use them outside that region is to attempt the conceptually impossible. Such
phenonema as this need systematic explanation. On the face of it,
the factors at work in the determination of the presence or absence of
dictiveness form a more motley collection than those which bear on the presence
of formality. The presence or absence of an appropriate
measure of ardor on behalf of a thesis, a conscientious reluctance to see one's
statements falsified or un-confirmed, an excessive preoccupation with what is
actually or potentially noncontroversial background material, an overindulgence
in caution with respect to the strength to be attributed to an idea which one
propounds, and a deviousness or indirectness of expression which helps to
obscure even the identity of such an idea, might well be thought to have little
in common, and in consequence to impart an unappealing fragmentation to the
notion of dictive content. But perhaps these factors exhibit
greater unity than at first appears; perhaps they can be viewed as specifying
different ways in which a speaker's alignment with an idea or thesis may be
displayed or obscured; and since in communication in a certain sense all must
be public, if an idea or thesis is too heavily obscured, then it can no longer
be regarded as having been propounded. So strong support for
some idea, a distaste for having one's already issued statements discredited,
an unexciting harmony the function of which is merely to establish a reference,
and a tentative or veiled formulation of a thesis may perhaps be seen as
embodying descending degrees of intensity in a speaker's alignment to whatever
idea he is propounding. If so, we shall perhaps be in line with those
philosophers who, in one way or an-other, have drawn a distinction between
"phrastics" and "neustics," who, in one
philosophers, that is to say, who in representing the structure of discourse
lay a special emphasis on (a) the content of items of discourse whose merits or
demerits will lie in such features as correspondence or lack of correspondence
with the world and (b) the mode or manner in which such items are advanced, for
example declaratively or im-peratively, or (perhaps one might equally well say)
firmly or tenta-tively. In this connection it would perhaps be
appropriate to elaboratesomewhat the characters of tentativeness and
obliqueness which are specially visible in cases of "low
commitment." First "suggestion."
Suggesting that so-and-so seems to me to be, with varying degrees of
obviousness, different from (a) stating or maintaining that so-and-so (b)
asserting it to be likely or probable that so-and-so (c) asserting it to be
possible that so-and-so, where presumably "it is possible" means
"it is not certain that it is not the case that so-and-so."
Suggesting that so-and-so is perhaps more like, though still by no
means exactly like, asserting there to be some evidence that so-and-so.
Stan-dardly, to suggest that so-and-so invites a response, and, if the
suggestion is reasonable, the response it invites is to meet in one way or
another the case which the maker of the suggestion, somewhat like a grand jury,
supposes there to be in favor of the possibility that so-and-so.
The existence of such a case will require that there should be a truthful
fact or set of facts which might be explained by the hypothesis that so-and-so
together with certain other facts or assumptions, though the speaker is not
committed to the claim that such an explanation would in fact be correct.
Suggesting seems to me to be related to, though in certain respects different
from, hinting. In what seem to me to be standard cases of hinting one makes,
explicitly, a statement which does, or might, justify the idea that there is a
case for supposing that so-and-so; but what there might be a case for
supposing, namely that so-and-so, is not explicitly mentioned but is left to
the audience to identify. Obviously the more devious the
hinting, the greater is the chance that the speaker will fail to make contact
with his audience, and so will escape without having committed himself to
anything. A sixth strand deals with Conversational Maxims and
their alleged connection with the Cooperative Principle. In
my extended discussion of the properties of conversational practice I
distinguished a number of maxims or principles, observance of which I regarded
as providing standards of rational discourse. I sought to
represent the principles or axioms which I distinguished as being themselves
dependent on an overall super-principle enjoining conversational cooperation.
While the conversational maxims have on the whole been quite well re-ceived,
the same cannot, I think, be said about my invocation of 6. Cf. esp.
Essays 2, 4.a supreme principle of conversational cooperation. One source of
trouble has perhaps been that it has been felt that even in the talk-exchanges
of civilized people browbeating disputation and conversational sharp practice
are far too common to be offenses against the fundamental dictates of
conversational practice. Another source of discomfort has perhaps been the
thought that, whether its tone is agreeable or disagreeable, much of our
talk-exchange is too haphazard to be directed toward any end cooperative or
otherwise. Chitchat goes nowhere, unless making the time pass is a
journey. Perhaps some refinement in our apparatus is called for. First,
it is only certain aspects of our conversational practice which are candidates
for evaluation, namely those which are crucial to its rationality rather than
to whatever other merits or demerits it may possess; so, nothing which I say
should be regarded as bearing upon the suitability or unsuitability of
particular issues for conversational exploration; it is the rationality or
irrationality of conversational conduct which I have been concerned to track
down rather than any more general characterization of conversational adequacy.
So we may expect principles of conversational rationality to abstract from the
special character of conversational interests. Second, I have taken it as a
working assumption that whether a particular enterprise aims at a specifically
conversational result or outcome and so perhaps is a specifically
conversational enterprise, or whether its central character is more generously
conceived as having no special connection with communica-tion, the same
principles will determine the rationality of its conduct. It is
irrational to bite off more than you can chew whether the object of your
pursuit is hamburgers or the Truth. Finally we need to take into account
a distinction between solitary and concerted enterprises. I take it as being
obvious that insofar as the presence of implicature rests on the character of
one or another kind of conversational enterprise, it will rest on the character
of concerted rather than solitary talk production. Genuine monologues are free from
speaker's implication. So since we are concerned as theorists only with
concerted talking, we should recognize that within the dimension of voluntary
exchanges (which are all that concern us) collaboration in achieving exchange
of information or the institution of decisions may coexist with a high degree
of reserve, hostility, and chicanery and with a high degree of diversity in the
motivations underlying quite meager common objectives. Moreover we have to
remember to take into account a secondary range of cases like cross-examination
in which even the common objectives are spurious, apparent rather than real;
the joint enterprise is a simulation, rather than an instance, of even the most
minimal conversational coopera-tion; but such exchanges honor the cooperative
principle at least to the extent of aping its application. A similarly
degenerate derivative of the primary talk-exchange may be seen in the concerns
spuriously exhibited in the really aimless over-the-garden-wall chatter in
which most of us from time to time engage. I am now perhaps in a position
to provide a refurbished summary of the treatment of conversational implicature
to which I subscribed earlier. A list is presented of conversational maxims (or
"conversational imperatives") which are such that, in paradigmatic
cases, their observance promotes and their violation dispromotes conversational
ra-tionality; these include such principles as the maxims of Quantity, Quality,
Relation, and Manner. Somewhat like moral commandments, these maxims are prevented from being
just a disconnected heap of conversational obligations by their dependence on a
single supreme Conversational Prin-ciple, that of cooperativeness. An initial class of actual
talk-exchanges manifests rationality by its conformity to the maxims thus
generated by the Cooperative Prin-ciple; a further subclass of exchanges
manifests rationality by simulation of the practices exhibited in the initial
class. Implicatures are thought of as
arising in the following way; an implicatum (factual or imperatival) is the
content of that psychological state or attitude which needs to be attributed to
a speaker in order to secure one or another of the following results; (a) that
a violation on his part of a conversational maxim is in the circumstances
justifi-able, at least in his eyes, or (b) that what appears to be a violation
by him of a conversational maxim is only a seeming, not a real, vio-lation; the
spirit, though perhaps not the letter, of the maxim is re-spected. The foregoing account is
perhaps closely related to the suggestion made in the discussion of Strand Five
about so-called conventional implicature. It was in effect there suggested that
what I have been calling conversational implicature is just those assumptions
which have to be attributed to a speaker to justify him in regarding a given
sequence of lower-order speech-acts as being rationalized by their relation to
a conventionally indexed higher-order speech-act. I have so far been talking as
if the right ground plan is to identify a supreme Conversational Principle
which could be used to generate and justify a range of more specific but still
highly general conversational maxims which in turn could be induced to yield
particular conversational directives applying to particular subject matters,
contexts, and conversational procedures, and I have been talking as if this
general layout is beyond question correct; the only doubtful matter being
whether the proffered Supreme Principle, namely some version of the Cooperative
Principle, is the right selection for the position of supreme Conversational
Principle. I have tried to give reasons for think-ing, despite the existence of
some opposition, that, provided that the cited layout is conceded to be
correct, the Conversational Principle proposed is an acceptable candidate. So
far so good; but I do in fact have some doubts about the acceptability of the
suggested layout. It is not at all clear to me that the conversational maxims,
at least if I have correctly identified them as such, do in fact operate as
distinct pegs from each of which there hangs an indefinitely large multitude of
fully specific conversational directives. And if I have misidentified them as
the conversational maxims, it is by no means clear to me what substitutes I
could find to do the same job within the same general layout, only to do it
differently and better. What is primarily at fault may well be not the
suggested maxims but the concept of the layout within which they are supposed
to operate. It has four possible problems. (1) The maxims do not seem to
be coordinate. The maxim of Qual-ity, enjoining the provision of contributions
which are genuine rather than spurious (truthful rather than mendacious), does
not seem to be just one among a number of recipes for producing contributions;
it seems rather to spell out the difference between something's being, and
(strictly speaking) failing to be, any kind of contribution at all. False
information is not an inferior kind of information; it just is not information.
(2) The suggested maxims do not seem to have the degree of mutual independence
of one another which the suggested layout seems to require. To judge whether I
have been undersupplied or oversupplied with information seems to require that
I should be aware of the identity of the topic to which the information in
question is supposed to relate; only after the identification of a focus of
relevance can such an assessment be made; the force of this consideration seems
to be blunted by writers like Wilson and Sperber who seem to be disposedto
sever the notion of relevance from the specification of some particular
direction of relevance. Though the specification of a direction of relevance
is necessary for assessment of the adequacy of a given supply of information,
it is by no means sufficient to enable an assessment to be made. Information
will also be needed with respect to the degree of concern which is or should be
extended toward the topic in question, and again with respect to such things as
opportunity or lack of opportunity for remedial action. While it is perhaps not too
difficult to envisage the impact upon implicature of a real or apparent
undersupply of information, the impact of a real or apparent oversupply is much
more problematic. The operation of the principle of relevance, while no doubt
underlying one aspect of conversational propriety, so far as implicature is
concerned has already been suggested to be dubiously independent of the maxim
of Quantity; the remaining maxim distinguished by me, that of Manner, which I
represented as prescribing perspicuous pre-sentation, again seems to formulate
one form of conversational pro-priety, but its potentialities as a generator of
implicature seem to be somewhat open to question. Strands Seven and
Eight? These strands may be considered together, representing, as they
do, what might be deemed a division of sympathy on my part between two
different schools of thought concerning the nature and content of Logic. These
consist of the Modernists, spearheaded by Russell and other mathematically
oriented philosophers, and the Traditionalists, particularly the
neo-Traditionalists led by Strawson in An Introduction to Logical Theory. As
may be seen, my inclination has been to have one foot in each of these at least
at one time warring camps. Let us consider the issues more slowly. (A)
Modernism In their most severe and purist guise Modernists are ready to
admit to the domain of Logic only first-order predicate logic with identity, though
laxer spirits may be willing to add to this bare minimum some 7. Cf. esp.
Essays 3, 17.more liberal studies, like that of some system of modalities. It
seems to me that a Modernist might maintain any one of three different
positions with respect to what he thinks of as Logic. He might hold that what he
recognizes as Logic reflects exactly or within an acceptable margin of
approximation the inferential and semantic properties of vulgar logical
connectives. Unless more is said, this position is perhaps somewhat low on
initial plausibility. He might hold that though not every feature of vulgar logical
connectives is preserved, all features are preserved which deserve to be
preserved, all features that is to say, which are not irremediably vitiated by
obscurity or incoherence. Without claiming that features which are omitted from
his preferred system are ones which are marred by obscurity or incoherence he
might claim that those which are not omitted possess, collectively, the
economic virtue of being adequate to the task of presenting, in good logical
order, that science or body of sciences the proper presentation of which is
called for by some authority, such as Common Sense or the "Cathedral of
Learning." (B) Neo-Traditionalism So far as I can now reconstruct
it, Strawson's response to Modernism at the time of An Introduction to Logical
Theory, ran along the following lines. At a number of points it is
clear that the apparatus of Modernism does not give a faithful account of the
character of the logical connectives of ordinary discourse; these deviations
appear in the treatment of the Square of Opposition, the Russellian account of
Def-inite, and also of Indefinite, Descriptions, the analysis of conditionals
in terms of material implication, and the representation of universal
statements by universal quantifiers. Indeed, the deviant aspects of such
elements in Modernism are liable to involve not merely infidelity to the actual
character of vulgar connectives, but also the obliteration of certain conceptions,
like presupposition and the existence of truth-gaps, which are crucial to the
nature of certain logically fundamental speech-acts, such as Reference. The aspects thus omitted by
Modernists are not such that their presence would undermine or discredit the
connectives in the analysis of which they would appear. Like Cyrano de
Bergerac's nose, they are features which are prominent without being disfiguring.
Though they are not, in
themselves, blemishes, they do nevertheless impede the optimally comprehensive
and compendious representation of the body of admissible logical inferences. We need, therefore, two kinds
of logic; one, to be called the logic of language, in which in a relaxed and
sometimes not fully determinate way the actual character of the connectives of
ordinary discourse is faithfully represented; the other, to be called formal
logic, in which, at some cost to fidelity to the actual character of vulgar
logical connectives, a strictly regimented system is provided which represents with
maximal ease and economy the indefinite multitude of admissible logical
inferences. (C) My Reactions to These Disputes I have never been deeply moved
by the prospect of a comprehensive and compendious systematization of
acceptable logical infer-ences, though the tidiness of Modernist logic does
have some appeal for me. But what exerts more influence upon me is my inclination
to regard propositions as constructed entities whose essential character lies
in their truth-value, entities which have an indispensable role to play in a
rational and scientific presentation of the domain of logical inference. From
this point of view a truth-functional conception of complex propositions offers
prospects, perhaps, for the rational construction of at least part of the realm
of propositions, even though the fact that many complex propositions seem
plainly to be non-truth-functional ensures that many problems remain. A few years after the
appearance of An Introduction to Logical Theory I was devoting much attention
to what might be loosely called the distinction between logical and pragmatic
inferences. In the first instance this was prompted as part of an attempt to
rebuff objections, primarily by followers of Wittgenstein, to the project of
using "phe-nomenal" verbs, like "look" and
"seem," to elucidate problems in the philosophy of perception,
particularly that of explaining the problematic notion of sense-data, which
seemed to me to rest on a blurring of the logical/pragmatic distinction. (That
is not to say, of course, that there might not be other good reasons for
rejecting the project in question.) It then occurred to me that apparatus which
had rendered good service in one area might be equally successful when
transferred to another; and so I canvassed the idea that the alleged
divergences between Modernists' Logic and vulgar logical connectives might be
represented as being a matter not of logical but of pragmatic import. The question which at this
point particularly beset not only me but various other philosophers as well was
the question whether it is or is not required that a nonconventional
implicature should always possess maximal scope; when a sentence which used in
isolation stan-dardly carries a certain implicature, is embedded in a certain linguistic
context, for example appears within the scope of a negation-sign, must the
embedding operator, namely the negation-sign, be interpreted only as working on
the conventional import of the embedded sentence, or may it on occasion be
interpreted as governing not the conventional import but the nonconventional
implicatum of the embedded sentence? Only if an embedding operator may on
occasion be taken as governing not the conventional import but the
noncon-ventional implicatum standardly carried by the embedded sentence can the
first version of my account of such linguistic phenomena as conditionals and
definite descriptions be made to work. The denial of a conditional needs to be
treated as denying not the conventional import but the standard implicatum attaching
to an isolated use of the embedded sentence. It certainly does not seem
reasonable to subscribe to an absolute ban on the possibility that an embedding
locution may govern the standard nonconventional implicatum rather than the
conventional import of the embedded sentence; if a friend were to tell me that
he had spent the summer cleaning the Augean stables, it would be unreasonable
of me to respond that he could not have been doing that since he spent the
summer in Seattle and the Augean stables are not in Seattle. But where the
limits of a license may lie which allows us to relate embedding operators to
the standard implicata rather than to conventional meanings, I have to admit
that I do not know. The second version of my mode of treatment of issues which, historically
speaking, divide Modernists from Traditionalists, including
neo-Traditionalists, offers insurance against the possibility that we do not
have, or that we sometimes do not have, a license to treat embedding locutions
as governing standard implicata rather than conventional import. It operates on
the idea that even if it should prove necessary to supplement the apparatus of
Modernist logic with additional conventional devices, such supplementation is
in two respects undramatic and innocuous and does not involve a radical
reconstruction of Modernist apparatus. It is innocuous and undramatic partly
because the newly introduced conventional devices can be re- garded simply as
codification, with a consequently enlarged range of utility, of pre-existing
informal methods of generating implicature; and partly because the new devices
do not introduce any new ideas or concepts, but are rather procedural in
character. This last feature can be seen from the fact that the conventional
devices which I propose are bracketing or scope devices, and to understand them
is simply to know how sentences in which they initially appear can be
restructured and rewritten as sentences couched in orthodox modernistic terms
from which the new devices have been eliminated. What the eye no longer sees
the heart no longer grieves for. I shall conclude this Epilogue
by paying a little attention to the general character of my attitude to
ordinary language. In order to fulfill this task, I should say something about
what was possibly the most notable corporate achievement of my philosophical
early middle age, namely the so-called method of linguistic botanizing,
treated, as it often was in Oxford at the time, as a foundation for conceptual
analysis in general and philosophical analysis in particular. Philosophers have
not seldom proclaimed the close connection between philosophy and linguistic
analysis, but so far as I know, the ruthless and unswerving association of
philosophy with the study of ordinary language was peculiar to the Oxford
scene, and has never been seen anywhere before or since, except as an
application of the methods of philosophizing which originated in Oxford. A
classic miniature example of this kind of procedure was Austin's request to
Warnock to tell him the difference between playing golf correctly and playing
golf properly. But also the method was commonly deployed not merely as a tool
for reaching conceptual "fine-tuning" with regard to pairs of
expressions or ideas, but in larger-scale attempts to systematize the range of
concepts which appear in a certain conceptual region. It may well be the case
that these concepts all fall under a single overarching concept, while it is at
the same time true that there is no single word or phrase which gives linguistic
expression to just this concept; and one goal of linguistic botanizing may be
to make this concept explicit and to show how the various subordinate concepts
fall under it. This program is closely linked with Austin's ideas about the
desirability of ture of the method is that no initial assumptions are made
about the subdivisions involved in subordinate lexical entries united by a
single word; "true friends," "true statements," "true
beliefs," "true bills,"
"true measuring instruments," "true singing voices"
will not be initially distinguished from one another as involving different
uses of the word "true"; that is a matter which may or may not be the
outcome of the operation of linguistic botanizing; subordinations and
subdivisions are not given in advance. It seems plausible to suppose that among
the things which are being looked for are linguistic proprieties and
improprieties: and these may be of several different kinds; so one question
which will call for decision will be an identification of the variety of
different ways in which proprieties and improprieties may be characterized and
organized. Contradictions, incoherences, and a wealth of other forms of
unsuitability will appear among the out-comes, not the starting points, of
linguistic botanizing, and the nature of these outcomes will need careful
consideration. Not only may single words involve a multitude of lexical
entries, but different idioms and syntactical constructions appearing within
the domain of a single lexical entry may still be a proper subject for even
more specific linguistic botanizing. Syntax must not be ignored in the study of
se-mantics. At this point we are faced
with two distinct problems. The first arises from the fact that my purpose here
is not to give a historically correct account of philosophical events which
actually took place in Oxford some forty years ago but rather to characterize
and as far as possible to justify a certain distinctive philosophical
methodology. Now there is little doubt
that those who were engaged in and possibly even dedicated to the practice of
the prevailing Oxonian methodol-ogy, such persons as Austin, Ryle, Strawson,
Hampshire, Urmson, Warnock, and others (including myself) had a pretty good
idea of the nature of the procedures which they were putting into operation;
indeed it is logically difficult to see how anyone outside this group could
have had a better idea than the members of the group since the procedures are
identifiable only as the procedures which these people were seeking to deploy.
Nevertheless there is still room for doubt whether the course of actual
discussions in every way embodied the authentic methodology, for a fully
adequate implementation of that methodology requires a good and clear
representation of the methodology itself; the more fragmentary the
representation the greater the chance of inadequate implementation; and it must
be admitted "going through the
dictionary." In some cases, this may be quite a long job, as for example
in the case of the word "true"; for one fea-that the ability of many
of us to say at the time what it was that we were doing was fragmentary in the
extreme. This may be an insoluble problem in the characterization of this kind
of theoretical activity; to say what such an activity is presupposes the
ability to perform the activity in question; and this in turn presupposes the
ability to say what the activity in question is. The second and quite different problem is
that some of the critics of Oxonian philosophizing like Russell, Quine and
others have exhibited strong hostility not indeed in every case to the idea
that a study of language is a prime concern of philosophy, but rather to the
idea that it should be a primary concern of philosophy to study ordinary
language. Philosophy finds employment as part of, possibly indeed just as an
auxiliary of, Science; and the thinking of the layman is what scientific
thinking is supposed to supersede, not what it is supposed to be founded on.
The issues are obscure, but whether or not we like scientism, we had better be
clear about what it entails. Part of the
trouble may arise from an improperly conceived proposition in the minds of some
self-appointed experts between "we" and "they"; between,
that is, the privileged and enlightened, on the one hand, and the rabble on the
other. But that is by no means the only possible stance which the learned might
adopt toward the vul-gar; they might think of themselves as qualified by
extended application and education to pursue further and to handle better just
those interests which they devise for themselves in their salad days; after
all, most professionals begin as amateurs. Or they might think of themselves as
advancing in one region, on behalf of the human race, the achievements and
culture of that race which other members of it perhaps enhance in other
directions and which many members of it, unfortunately for them perhaps, are
not equipped to advance at all. In any case, to recognize the rights of the
majority to direct the efforts of the minority which forms the cultured elite
is quite distinct from treating the majority as themselves constituting a
cultured elite. Perhaps the balance
might be somewhat redressed if we pay attention to the striking parallels which
seem to exist between the Oxford which received such a mixed reception in the
mid-twentieth century, and what I might make so bold as to call that other
Oxford which, more than two thousand three hundred years earlier, achieved not
merely fame but veneration as the cradle of our discipline. The following is a
short and maybe somewhat tendentious summary of that earlier Athenian
dialectic, with details drawn mostly from Aristotle but also to some extent
from Plato and, through Plato, from Socrates himself. In Aristotle's writing
the main sources are the beginning of the Topics, the beginning of the
Nicomachean Ethics, and the end of the Posterior Analytics. We should distinguish two kinds of knowledge,
knowledge of fact and knowledge of reasons, where what the reasons account for
are the facts. Knowledge proper involves both
facts to be accounted for and reasons which account for them; for this reason
Socrates claimed to know nothing; when we start to research, we may or may not
be familiar with many facts, but whether this is so or not we cannot tell until
explanations and reasons begin to become available. For explanations and reasons to
be available, they must derive ultimately from first principles, but these
first principles do not come ready-made; they have to be devised by the
inquirer, and how this is done itself needs explanation. It is not done in one fell
swoop; at any given stage researchers build on the work of their predecessors
right back to their earliest predecessors who are lay inquirers. Such
progressive scrutiny is called "dialectic," starts with the ideas of the
Many and ends (if it ever ends) with the ideas of the Wise. Among the methods used in dialectic (or
"argumentation") is system-building, which in its turn involves
higher and higher levels of abstraction. So first principles will be, roughly
speaking, the smallest and most conceptually economical principles which will
account for the data which the theory has to explain. The progress toward an
acceptable body of first principles is not always tranquil; disputes,
paradoxes, and obstructions to progress abound, and when they are reached,
recognizable types of emendation are called upon to restore progress. So the continuation of progress
depends to a large extent on the possibility of "saving the
phenomena," and the phenomena consist primarily of what is said, or
thought, by the Wise and, before them, the Many. I find it tempting to suppose
that similar ideas underlie the twen-tieth-century Oxonian dialectic; the
appeal to ordinary language might be viewed as an appeal to the ultimate source
of one, though not of every, kind of human knowledge. It would indeed not be
surprising were this to be so, since two senior Oxonians (Ryle and Aus-tin)
were both skilled and enthusiastic students of Greek philosophy. But this initially appealing comparison
between what I have been calling Oxonian Dialectic and Athenian Dialectic
encounters a serious objection, connected with such phrases as "what is
said" (ta le-gomena, ta heyóuena). The phrase "what is said" may
be interpreted in either of two ways. (I) It may refer to a class of beliefs or
opinions which are commonly or generally held, in which case it would mean much
the same as such a phrase as "what is ordinarily thought." (II) It
may refer to a class of ways of talking or locutions, in which case it will
mean much the same as "ways in which ordinary people ordinarily
talk." In the Athenian Dialectic we find the phrase used in both of these
senses; sometimes, for example, Aristotle seems to be talking about locutions,
as when he points out that while it is legitimate to speak of "running
quickly" or "running slowly," it is not legitimate to speak of
"being pleased quickly" or "being pleased slowly"; from
which he draws the philosophical conclusion that running is, while pleasure is
not (despite the opinions of some philosophers), a process as distinct from an
activity. At other times he uses the phrase "what is said" to refer
to certain generally or vulgarly held beliefs which are systematically
threatened by a projected direction of philosophical theory, as the platitude
that people sometimes behave incontinently seems to be threatened by a
particular philosophical analysis of Will, or the near-platitude that friends
are worth having for their own sake seems to be threatened by the seemingly
equally platitudinous thesis that the Good Life is self-sufficient and lacking
in nothing. In the Athenian Dialectic, moreover, though both interpretations
are needed, the dominant one seems to be that in which what is being talked about
is common opinions, not commonly used locutions or modes of speech. In the
Oxonian Dialectic, on the other hand, precisely the reverse situation seems to
obtain. Though some philoso-phers, most notably G. E. Moore, have maintained
that certain commonly held beliefs cannot but be correct and though versions of
such a thesis are discernible in certain Oxonian quarters, for example in
Urmson's treatment of Paradigm Case Arguments, no general characterization of
the Method of "Linguistic Botanizing" carries with it any claim about
the truth-value of any of the specimens which might be subjected to Linguistic
Botanizing; nor, I think, would any such characterization be improved by the
incorporation of an emendation in this connection. So the harmony introduced by
an assimilation of the two Dialectics seems to be delusive. I am, however, reluctant to abandon the
proposed comparison be-tween Oxonian and Athenian Dialectic quite so quickly. I
would begin by recalling that as a matter of historical fact Austin professed a
strong admiration for G. E. Moore. "Some like Witters" he once
said, "but Moore is my man."
It is not recorded what aspects of Moore's philosophy particularly appealed to
him, but the contrast with Wittgenstein strongly suggests that Moore primarily
appealed to him as a champion of Common Sense, and of philosophy as the source
of the analysis of Common Sense beliefs, a position for which Moore was
especially famous, in contrast with the succession of less sharply defined
positions about the role of philosophy taken up at various times by
Wittgenstein. The question which now exercises me is why Moore's stand on this
matter should have specially aroused Austin's respect, for what Moore said on
this matter seems to me to be plainly inferior in quality, and indeed to be the
kind of thing which Austin was more than capable of tearing to shreds had he
encountered it in somebody else. Moore's treatments of this topic seem to me to
suffer from two glaring defects and one important lacuna. The two glaring
defects are: (1) he nowhere attempts to characterize for us the conditions
which have to be satisfied by a generally held belief to make it part of a
"Common Sense view of the world"; (2) even if we overlook this
complaint, there is the further complaint that nowhere, so far as I know, does
Moore justify the claim that the Common Sense view of the world is at least in
certain respects unquestionably correct. The important lacuna is that Moore
considers only one possible position about the relation between such specific
statements as that "Here is one human hand and here is another" and
the seemingly general philosophical statement that material objects exist.
Moore takes it for granted that the statement about the human hands entails the
general statement that material objects exist; but as Wittgenstein
remarked, "Surely those who deny
the reality of the material world do not wish to deny that underneath my
trousers I wear underpants." Moore was by no means certainly wrong on this
matter, but the question which comes first, interpretation or the assessment of
truth-value, is an important methodological question which Moore should have
taken more seriously. My explanation of
part of Austin's by no means wholly characteristic charity lies in my
conjecture that Austin saw, or thought he saw, the right reply to these
complaints and mistakenly assumed that Moore himself had also seen how to reply
to them. I shall develop this suggestion with the aid of a fairy tale about the
philosophical Never-Never Land which is inhabited by philosophical fairy
god-mothers. Initially we distinguish three of these fairy godmothers, M*,
Moore's fairy godmother, A*, Austin's fairy godmother, and G*, Grice's fairy
godmother. The common characteristic of fairy godmothers is that they harbor
explicitly all the views, whether explicit or implicit, of their godchildren.
G* reports to Grice that A* mistakenly attributes to M* a distinction between
two different kinds of subjects of belief, a distinction between personal
believers who are individual persons or groups of persons, and nonpersonal
believers who are this or that kind of abstraction, like the spirit of a
particular language or even the spirit of language as such, the Common Man, the
inventor of the analytic/synthetic distinction (who is distinct from Leibniz)
and so forth. A distinction is now suggested between the Athenian Dialectic,
the primary concern of which was to trace the development of more and more
accomplished personal believers, and a different dialectic which would be
focused on nonpersonal believ-ers. Since nonpersonal believers are not
historical persons, their beliefs cannot be identified from their expression in
any historical debates or disputes. They can be identified only from the part
which they play in the practice of particular languages, or even of languages
in general. So what G* suggested to
Grice ran approximately as follows. A*, with or without the concurrence of the
mundane Austin, attributed to Moore the recognition of a distinction between
personal and non-personal, common or general beliefs, together with the idea
that a Common Sense view of the world contains just those nonpersonal beliefs
which could be correctly attributed to some favored nonper-sonal abstraction,
such as the Common Man. More would of course need to be said about the precise
nature of the distinction between the Common Man and other abstractions; but
once a distinction has been recognized between personal and nonpersonal
believers, at least the beginnings are visible of a road which also finds room
for (1) the association of nonpersonal beliefs, or a particular variety of
nonper-sonal beliefs, with the philosophical tool or instrument called Common
Sense, and for (2) the appeal to the structure and content of languages, or
language as such, as a key to unlock the storehouse of Common Sense, and also
for (3) the demand for Oxonian Dialectic as a supplementation of Athenian
Dialectic, which was directed toward personal rather than nonpersonal beliefs.
G* conjectured that this represented Austin's own position about the function
of Linguis-tic Botanizing, or even if this were not so, it would have been a
good position for Austin to adopt about the philosophical role of Linguistic
Botanizing; it would be a position very much in line with Austin's known wonder
and appreciation with regard to the richness, subtlety, and ingenuity of the
instrument of language. It was however also G*'s view that the attribution of
such reflections to Moore would have involved the giving of credit where credit
was not due; this kind of picture of ordinary language may have been Austin's
but was certainly not Moore's; his conception of Common Sense was deserving of
no special praise. e also have to
consider the strength or weakness of my secon large against Moore, namely that
whether or not he has succeede in providing or indeed has even attempted to
provide a characterization of commonsense beliefs, he has nowhere offered us a
justification of the idea that commonsense beliefs are matters of knowledge
with certainty or indeed possess any special degree or kind of
credibility. Apart from the production,
on occasion, of the somewhat opaque suggestion that the grounds for questioning
a commonsense belief will always be more questionable than the belief itself,
he seems to do little beyond asserting (1) that he himself knows for certain to
be true the members of an open-ended list of commonsense beliefs, (2) that he
knows for certain that others know for certain that these beliefs are true. But
this is precisely the point at which many of his oppo-nents, for example
Russell, would be ready to join issue with him.
It might here be instructive to compare Moore with another perhaps
equally uncompromising defender of knowledge with certainty, namely Cook
Wilson. Cook Wilson took the view that the very nature of knowledge was such
that items which were objects of knowledge could not be false; the nature of
knowledge guaranteed, perhaps logically guaranteed, the truth of its object.
The difficulty here is to explain how a state of mind can in such a way
guarantee the possession of a particular truth-value on the part of its object.
This difficulty is severe enough to ensure that Cook Wilson's position must be
rejected; for if it is accepted no room is left for the possibility of thinking
that we know p when in fact it is not the case that p. This difficulty led Cook
Wilson and his followers to the admission of a state of "taking for
granted," which supposedly is subjectively indistinguishable from
‹nowledge but unlike knowledge carries no guarantee of truth. Bui his
modification amounts to surrender; for what enables us to den that all of our
so-called knowledge is really only "taking for granted"? But while
Cook Wilson finds himself landed with bad an-swers, it seems to me that Moore
has no answers at all, good or bad; and whether nonanswers are superior or
inferior to bad answers seems to me a question hardly worth debating. It is in any case my firm belief that Austin
would not have been sympathetic toward the attempts made by Moore and some of
his followers to attribute to the deliverances of common sense, whatever these
deliverances are supposed to be, any guaranteed immunity from error. I think,
moreover, that he would have been right in withholding his support at this point,
and we may notice that had he withheld support, he would have been at variance
with some of his own junior colleagues at Oxford, particularly with
philosophers like Urmson who, at least at one time, showed a disposition, which
as far as I know Austin never did, to rely on so-called Arguments from Paradigm
Cases. I think Austin might have thought, rightly, that those who espoused such
arguments were attempting to replace by a dogmatic thesis something which they
already had, which was, further-more, adequate to all legitimate philosophical
needs. Austin plainly viewed ordinary language as a wonderfully subtle and
well-contrived instrument, one which is fashioned not for idle display but for
serious (and nonserious) use. So while there is no guarantee of immunity from
error, if one is minded to find error embedded in ordinary modes of speech, one
had better have a solid reason behind one. That which must be assumed to hold
(other things being equal) can be legitimately rejected only if there are
grounds for saying that other things are not, or may not be, equal. At this point, we introduce a further
inhabitant of the philosophical Never-Never Land, namely R* who turns out to be
Ryle's fairy godmother. She propounds the idea that, far from being a basis for
rejecting the analytic/synthetic distinction, opposition to the idea that there
are initially two distinct bundles of statements, bearing the labels
"analytic" and "synthetic," lying around in the world of
thought waiting to be noticed, provides us with the key to making the
ana-lytic/synthetic distinction acceptable. The proper view will be that
analytic propositions are among the inventions of theorists who are seeking, in
one way or another, to organize and systematize an initially undifferentiated
corpus of human knowledge. Success in this area is a matter of intellectual
vision, not of good eyesight. As Plato once remarked, the ability to see horses
without seeing horseness is a mark of stupidity. Such considerations as these
are said to lie behind reports that yet a fifth fairy godmother, Q*, was last
seen rushing headlong out of the gates of Never-Never-Land, loudly screaming
and hotly pursued (in strict order of seniority) by M*, R*, A*, and G*. But the
narration of these stirring events must be left to another and longer day. H.
P. Grice Grice concludes the
Epilogue by paying a little attention to the general character of Grice’s
attitude to “ordinary language,” as Austin called it. In order to fulfill
this task, Grice feels he should say something about what is possibly the most
notable *corporate* achievement of Grice’s philosophy, namely the so-called
method of linguistic botany, treated, as it often is at Oxford, as a foundation
for conceptual analysis in general and *philosophical analysis* in
particular. Philosophers have not seldom proclaimed the close
connection between philosophy and ‘linguistic’ analysis. So far as Grice
knows, however, the ruthless and unswerving association of philosophy with the
study of ‘ordinary’ language was peculiar to the Oxford scene, and has never
been seen anywhere — before, — or since, except as an application of the
methods of philosophizing which originated at Oxford. A classic
miniature example of this kind of procedure was Austin's request to Warnock to
tell him the difference between playing golf *correctly* — Cicero: correctum —
and playing golf *properly.* — Cicero: proprium. This method is also
commonly deployed not merely as a tool for reaching conceptual
"fine-tuning" with regard to pairs of expressions or ideas, but in a
larger-scale attempt to systematize the range of concepts which appear in a
certain conceptual region. Consider: signification in conversation.
It may well be the case that these concepts all fall under a single overarching
concept, while it is at the same time true that there is no single word or
phrase — or EXPRESSION — which gives linguistic, er, expression or
manifestation, to just this concept. One goal of linguistic
botaniy may be to make this or that concept explicit and to show how various
subordinate concepts fall under it. This programme is closely
linked with Austin's — but not Ryle’s — ideas about the desirability of
"going through the dictionary." — The Little Oxford Dictionary.
In some cases, this may be quite a long job, as for example in the case
of the "true". For one feature of the method is
that no initial assumption is to be made by the philosopher — who KNOWS — about
any subdivision that may be involved in any subordinate lexical entry united by
a single expression; true friend true
statement," true belief true bill
"true measuring instrument ," "true singing
voice " will not be initially distinguished from one another
as involving a different use of “true"; that is a
matter which may or may not be the outcome of the operation of linguistic
botany; subordination and subdivision is not given in
advance. It seems plausible to suppose that among the things
which are being looked for are linguistic ‘proprieties’ and improprieties:
and these may be of several different kinds; so
one question which will call for decision will be an identification of the
variety of different ways in which any propriety or lack of it may be
characterized and organized. A Contradiction, an
incoherence, and a wealth of other forms of unsuitability will appear among the
out-comes, not the starting points, of linguistic botany. and the
nature of these outcomes will need careful consideration.
Not only may a single exoression involve a multitude of lexical entries,
but An idioms or a syntactical construction appearing within the
domain of a single lexical entry may still be a proper subject for even more
specific linguistic botany. Syntax must not be ignored in the
study of ‘semantics.’ At this point we are faced with two distinct
problems. The first arises from the fact that Grice’s
purpose here is not to give a historically correct account of philosophical
events which actually take place iat Oxford but
rather to characterize and as far as possible to
justify a certain distinctive philosophical method. Now there is
little doubt that those who were engaged in and possibly even dedicated to the
practice of the prevailing Oxonian method — such philosophers as in order of
seniority Ryle, Austin,
Grice, Hampshire, Urmson, Strawson,
and Warnock — had a pretty good idea of the
nature of the procedures which they were putting into operation;
indeed it is logically difficult to see how anyone outside this set could
have had a better idea than the members of the set since the procedures are
identifiable only as the procedure which *these* philosophers are seeking to
deploy. Nevertheless there is still room for doubt whether
the course of actual discussions in every way embodied the authentic
method, for a fully adequate implementation of that method
requires a good and clear representation of the method itself;
the more ‘fragmentary’ — to use Bradley’s idiom — the representation the
greater the chance of inadequate implementation; and it must
be admitted that the ability of many of us to say what it is that
we are doing is fragmentary in the extreme. This may be an
insoluble problem in the characterization of this kind of theoretical
activity; to say what such an activity *is* presupposes the
ability to perform the activity in question; and this in
turn presupposes the ability to _say_ or demonstrate,
successfully, what the activity in question is. A second and quite
different problem is that some of the critics of Oxonian philosophizing — like
Russell and others — have exhibited a strong hostility not indeed in every case
to the idea that a study of language is a prime concern of philosophy, but
rather to the idea that it should be a primary concern of philosophy to study
*ordinary* language. — the silly things silly people say.
Philosophy finds employment as part of, possibly indeed just as an auxiliary
of, Science; and the thinking of the lay is what the
learned, scientific thinking, is supposed to supersede, not what it is supposed
to be founded on. The issues are obscure, but whether or not
we like this devilish scientism, we had better be clear about what it
entails. Part of the trouble may arise from an improperly
conceived proposition in the minds of some self-appointed expert between
"us” and "them.” between, that is, the privileged and
enlightened, on the one hand, and the riff raff rabble on the other.
But that is by no means the only possible stance which the learned
might adopt toward the vul-gar; they might think of
themselves as qualified, by extended application and education, to pursue
further, and to handle better, just those interests which they devise for
themselves in their salad days; after all, a ‘professional’
usually begins as a amateur — gone wrong! Or he might think of
himself as advancing in one region, on behalf of the human race, the
achievements and culture of that race which other members of it perhaps enhance
in other directions and which many members of it, unfortunately for them
perhaps, are not equipped to advance at all. In any case, to
recognize the alleged right of the majority to direct the efforts of the
minority — which forms the cultured elite — is quite distinct from treating the
majority as itself constituting a cultured elite. Perhaps the
balance might be somewhat redressed if we pay attention to the striking
parallel which seems to exist between the Oxford which received such a mixed
reception and what I might make so bold as to call that other Oxford which,
more than two thousand three hundred years earlier, achieved not merely fame
but veneration as the cradle of the discipline of philosophy. The
following is a short and maybe somewhat tendentious summary of the Athenian
dialectic, with details drawn mostly from Aristotle but also to some extent
from Plato and, through Plato, from Socrates himself. In
Aristotle, the main sources are the Topics, the
Nicomachean Ethics, and the Posterior Analytics. We
should distinguish two kinds of knowledge, the knowledge of a fact and the
knowledge of a reason, where what the reason account for is the fact.
Knowledge proper involves both a fact to be accounted for and a reason
which account for it; for this reason Socrates claims to
know nothing; when we start to research, we may or may not
be familiar with the fact, but whether this is so or not we cannot tell until
the explanation and the reason begin to become available. For the explanation and the
reason to be available, they must derive ultimately from a principle, but this
principle does not come ready-made; It has to be devised by
the inquirer, and how this is done itself needs explanation. The principle is not
devised by the philosopher in one fell swoop; at any given
stage a researcher build on the work of his predecessor right back to the
earliest predecessor who is a LAY inquirer. The Stone Age metaphysician who was
Thales. Such progressive scrutiny is called
"dialectic," starts with the ideas of the Many and
ends (if it ever ends) with the ideas of the Wise. Among the methods used in
dialectic (or "argumentation") is system-building, which in its turn
involves higher and higher levels of abstraction. So the
principle will be, roughly speaking, the smallest and conceptually most economical
item which will account for the data, the fact, which the theory has to
explain. This progress toward an acceptable principle is not
always tranquil; disputes, paradoxes, aporiae, and
obstructions to progress abound, and when they are reached, recognizable types
of emendation are called upon to restore progress. So the continuation of progress
depends to a large extent on the possibility of "saving the
phenomena," and the phenomena consist primarily of what is said, or
thought, by the Wise and, before them, the Many. Grice finds it
tempting to suppose that similar ideas underlie Oxonian dialectic;
the appeal to ‘ordinary’ language might be viewed as an appeal to the
ultimate source of one, though not of every, kind of human knowledge.
It would indeed not be surprising were this to be so, since two
senior Oxonians (Ryle and Aus-tin) are both skilled and enthusiastic students
of Ancient philosophy. But this initially appealing comparison
between what Grice has been calling Oxonian Dialectic and Athenian Dialectic
encounters a serious objection, connected with such phrases as ta
heyóuena. The phrase ta legomena may be interpreted in either of
two ways. Ta legomena may refer to a class of beliefs or
opinions which are commonly or generally held, in which case it would mean much
the same as such a phrase as "what is ordinarily thought."
But ta legomena may refer to a class of ways of talking or
locutions, in which case it will mean much the same as "ways in which
ordinary people ordinarily talk." — their careless chatter.
In the Athenian Dialectic we find the phrase used in both of these
ways; sometimes, for example, Aristotle seems to be talking about
locutions, as when he points out that while it is legitimate to speak of
"running” “quickly" or "slowly," it is not legitimate or
appropriate or polite to speak of "being pleased” “quickly" — a
quickie — or "slowly"; from which he draws the
philosophical conclusion that running is, while being
pleased is not — despite the opinions of some philosophers,
obviously — a process as distinct from an activity. At other
times, however, Aristotle uses the phrase "ta legomena" to refer to
certain generally or vulgarly held beliefs which are systematically threatened
by a projected direction of philosophical theory, as the platitude that
people sometimes behave incontinently seems to
be threatened by a particular philosophical analysis of the Will, or the
near-platitude that friends are worth having for their own
sake seems to be threatened by the seemingly equally
platitudinous thesis that the Good Life is self-sufficient and lacking in
nothing. In the Athenian Dialectic, moreover, though both
interpretations are needed, the dominant one seems to be that in which what is
being talked about is common opinions, not commonly used locutions or modes of
speech. In the Oxonian Dialectic, on the other hand,
precisely the reverse situation seems to obtain. Though some
philoso-phers, most notably Moore at Cambridge have maintained that certain
commonly held beliefs cannot but be correct and though versions of such a
thesis are discernible in certain Oxonian quarters, for example in Urmson's or
Grice’s pupil Flew’s treatment of a Paradigm Case Arguments, no general
characterization of the Method of "Linguistic Botany” carries with it any
claim about the truth-value of any of the specimens which might be subjected to
Linguistic Botanizing; nor, Grice thinks, would any such characterization be
improved by the incorporation of an emendation in this connection.
Was the truth-value True taken for granted as per some form of transcendental
argument? So the harmony introduced by an assimilation of
the two Dialectics seems to be delusive. Grice is however,
reluctant to abandon the proposed comparison between Oxonian and Athenian
Dialectic quite so quickly. Grice would begin by recalling
that as a matter of historical fact Austin professed a strong admiration
fMoore. Some like Witters" Austin would say,
"but Moore’s MY man." It is not recorded
what aspect of Moore's philosophy particularly appeals to Austin, but the
contrast with Witters strongly suggests that Moore primarily appeals to Austin
as a champion of Common Sense, and of philosophy as the source of the analysis
of Common Sense beliefs, a position for which Moore is especially infamous, in
contrast with the succession of less sharply defined positions about the role
of philosophy taken up at various times by Witters. Oddly,
Grice’s collaborator, Pears, would say: Some like Augustine, but Witters’s MY
man. The question which now exercises Grice is why Moore's stand
on this matter should have specially aroused Austin's respect, for what Moore
says on this matter seems to me to be *plainly* inferior in quality, and indeed
to be the kind of thing which Austin was more than capable of tearing to shreds
had he encountered it in somebody else. Was it just a
dismissing of the Witters? Moore's treatments — and worse,
Malcolm’s — of this topic seem to Grice to suffer from two glaring defects and
one important lacuna. The two glaring defects are: (
1) Moore nowhere attempts to characterize for us the conditions which
have to be satisfied by a generally held belief to make it part of a
"Common Sense view of the world"; even if we
overlook this complaint, there is the further complaint that nowhere, so far as
Grice knows, does apostolic Moore justify the claim that the Common Sense view
of the world is at least in certain respects unquestionably correct.
The important lacuna is that Moore considers only one possible
position about the relation between such specific statements as that
"Here is one hand and here is another"
and the seemingly general philosophical statement that a thing
exists. Moore takes it for granted that the statement about his
hands entails the general statement that a thing exists, but as Witters
remarked, "He who denies the reality of the material
world may not wish to deny that he wears underpants underneath his
trousers. Moore was by no means *certainly* wrong, mistaken, or
confused, on this matter, but the question which comes first,
interpretation or the assessment of
truth-value , is an important methodological question which Moore
should have taken more seriously. Grice’s explanation of part of
Austin's by no means wholly characteristic *charity* towards Moore lies in
Grice’s conjecture that Austin saw, or thought he saw, the right reply to these
complaints and mistakenly assumed that Moore himself had also seen how to reply
to them. I shall develop this suggestion with the aid of a
fairy tale about the philosophical Never-Never Land which is inhabited by
philosophical fairy god-mothers. Initially we distinguish
three of these fairy godmothers, M*, Moore's fairy godmother, A*, Austin's
fairy godmother, and G*, Grice's fairy godmother. The common
characteristic of fairy godmothers is that they harbour explicitly all the
views, whether explicit or implicit, of their godchildren.
G* reports to Grice that A* mistakenly attributes to M* a distinction between
two different kinds of subjects of belief, a distinction between personal
believers who are individual persons or groups of persons, and nonpersonal
believers who are this or that kind of abstraction, like the
spirit — or genio — of a particular language or even the
spirit of language as such, the Common Man, the inventor of
the analytic/synthetic distinction (who is distinct from Leibniz) and so
forth. A distinction is now suggested between the Athenian
Dialectic, the primary concern of which was to trace the development of more
and more accomplished personal believers, and a different dialectic which would
be focused on nonpersonal believ-ers. Since nonpersonal
believers are not historical persons, their beliefs cannot be identified from
their expression in any historical debates or disputes. They
can be identified only from the part which they play in the practice of
particular languages, or even of languages in general. So what G*
suggests to Grice ran approximately as follows. A*, with or
without the concurrence of the mundane Austin, attributed to Moore the
recognition of a distinction between personal and non-personal, common or
general beliefs, together with the idea that a Common Sense view of the world
contains just those nonpersonal beliefs which could be correctly attributed to
some favored nonper-sonal abstraction, such as The Common Man.
More would of course need to be said about the precise nature of the
distinction between The Common Man and other abstractions;
but once a distinction has been recognized between personal and
nonpersonal believers, at least the beginnings are visible of a road which also
finds room for (1) the association of nonpersonal beliefs,
or a particular variety of nonper-sonal beliefs, with the philosophical tool or
instrument called Common Sense, and for (2) the appeal to
the structure — and content — of languages, or language as such, as a key
to unlock the storehouse of Common Sense, and also for (3)
the demand for Oxonian Dialectic as a supplementation of Athenian
Dialectic, which was directed toward personal rather than
nonpersonal beliefs. G* conjectures that this represented
Austin's own position about the function of Linguis-tic Botany, or even if this
were not so, it would have been a good position for Austin to adopt about the
philosophical role of Linguistic Botany; it would be a
position very much in line with Austin's known wonder and appreciation with
regard to the richness, subtlety, and ingenuity — cleverness — of the
instrument of language. It was however also G*'s view that
the attribution of such reflections to Moore would have involved the giving of
credit where credit was not due; this kind of picture of
ordinary language may have been Austin's but was certainly not Moore's;
his conception of Common Sense was deserving of no special
praise. We also have to consider the strength or weakness of my
second charge against Moore, namely that whether or not he has succeede in
providing or indeed has even attempted to provide a characterization of
commonsense beliefs, he has nowhere offered us a justification of the idea that
commonsense beliefs are matters of knowledge with certainty or indeed possess
any special degree or kind of credibility. Apart from the production,
on occasion, of the somewhat opaque suggestion that the grounds for questioning
a commonsense belief will always be more questionable than the belief itself,
he seems to do little beyond asserting (1) that he himself
knows for certain to be true the members of an open-ended list of commonsense
beliefs, 2) that he knows for certain that others know for
certain that these beliefs are true. But this is precisely
the point at which many of his oppo-nents, for example Russell, would be ready
to join issue with him. It might here be instructive to compare
Moore with another perhaps equally uncompromising defender at OXFORD of
knowledge with certainty, namely Wilson. Wilson takes the
view that the very nature of knowledge is such that items which is an object of
knowledge could not be false; the nature of knowledge
guaranteed, perhaps logically guaranteed, the truth of its object.
The difficulty here is to explain how a state of mind can in such a way
guarantee the possession of a particular truth-value on the part of its
object. This difficulty is severe enough to ensure that Wilson's
position must be rejected; for if it is accepted no room is
left for the possibility of thinking that we know p when in fact it is not the
case that p. This difficulty led Wilson and his followers to
the admission of a state of "taking for granted," which supposedly is
subjectively indistinguishable from ‹knowledge but unlike knowledge carries no
guarantee of truth. Bui his modification amounts to
surrender; for what enables us to deny that all of our so-called knowledge is
really only "taking for granted"? But while Wilson
finds himself landed with bad an-swers, it seems to me that Moore has no answers
at all, good or bad; and whether nonanswers are superior or
inferior to a bad answer seems to me a question hardly worth debating.
It is in any case Grice’s firm belief that Austin would not have been
sympathetic toward the attempts made by Moore and some of his followers to
attribute to the deliverances of common sense, whatever these deliverances are
supposed to be, any guaranteed immunity from error. Grice
thinks, moreover, that Austin would have been right in withholding his support
at this point, and we may notice that had he withheld support, he would have
been at variance with some of his own junior colleagues at Oxford, particularly
with philosophers like Urmson of Grice’s pupil Flew who, at least at one time,
showed a disposition, which as far as Grice knows Austin never did, to rely on
so-called Arguments from Paradigm Cases. Grice thinks Austin
might have thought, rightly, that those who espoused such arguments are
attempting to replace by a dogmatic thesis something which they already had,
which was, further-more, adequate to all legitimate philosophical needs.
Austin plainly views ordinary language as a wonderfully subtle and
well-contrived instrument, one which is fashioned not for idle display but for
serious (and nonserious) use. So while there is no guarantee
of immunity from error, if one is minded to find error embedded in ordinary
modes of speech, one had better have a solid reason behind one.
That which must be assumed to hold (other things being equal) can be legitimately
rejected only if there are grounds for saying that other things are not, or may
not be, equal. At this point, we introduce a further inhabitant of
the philosophical Never-Never Land, namely R* who turns out to be Ryle's fairy
godmother. She propounds the idea that, far from being a
basis for rejecting the analytic/synthetic distinction, opposition to the idea
that there are initially two distinct bundles of statements, bearing the labels
"analytic" and "synthetic," lying around in the world of
thought waiting to be noticed, provides us with the key to making the
ana-lytic/synthetic distinction acceptable. The proper view
will be that an analytic proposition is among the inventions of theorists who
are seeking, in one way or another, to organize and systematize an initially
undifferentiated corpus of human knowledge. Success in this
area is a matter of intellectual vision, not of good eyesight.
As Socrates once remarked, the ability to see horses without seeing
horseness is a mark of stupidity. Such considerations as
these are said to lie behind reports that yet a fifth fairy godmother, Q*, was
last seen rushing headlong out of the gates of Never-Never-Land, loudly
screaming and hotly pursued (in strict order of seniority) by M*, R*, A*, and
G*. But the narration of these stirring events must be left to another and
longer day. H. P. Grice I am greatly honoured and much moved by
the fact that such a distinguished company of philosophers should have
contributed to this volume work of such quality as a compliment to me. 1 am especially
pleased that the authors of this work are not just a haphazard band of
professional colleagues; every one of them is a personal friend of mine, though
I have to confess that some of them I see, these days, less frequently than I
used to, and much less frequently than I should like to. So this collection
provides me with a vivid reminder that philosophy is, at its best, a friendly
subject. Twish that I could respond individually to each contribution; but I do
not regard that as feasible, and any selective procedure would be
invidious. Fortunately an alternative is open to me. The editors of this
volume, Richard Grandy and Richard Warner, have contributed an editorial which
provides a synoptic view of my work; in view of the fact that I have so far
published no book, that the number of my publications is greatly exceeded by
the number of my unpublications, and that even my publications include some
papers which are not easily accessible, their undertaking fulfills a crying
need. But it does more than that; it presents a most perceptive and sympathetic
picture of the spirit which lies behind the parts of my work which it
discusses; and it is my feeling that few have been as fortunate in their
contemporary commentators as I have been in mine. So I make my contribution a
response to theirs, though before replying directly to them I allow myself to
indulge in a modicum of philosophical autobiography, which in its own turn
leads into a display of philosophical prejudices and predilections. For
convenience I fuse the editors into a multiple personality called
'Richards', , whose multiplicity is marked by the use of plural
pronouns and verb-forms.As I look back upon my former self, it seems to me that
when, fifty years ago, I began the serious study of philosophy, the temperament
with which I approached this enterprise was one of what I might call dissenting
rationalism.' The rationalism was probably just the interest in looking for
reasons which would be found in any intelligent juvenile who wanted to study philosophy;
the tendency towards dissent may. however, have been derived from, or have been
intensified by, my father. My father, who was a gentle person, a fine musician,
and a dreadful business man, exercised little personal influence over me but
quite a good deal of cultural influence; he was an obdurate nineteenth-century
liberal nonconformist, and I witnessed almost daily, without involvement, the
spectacle of his religious nonconformism coming under attack from the women in
the household-my mother, who was heading for High Anglicanism and (especially)
a resident aunt who was a Catholic convert. But whatever their origins in my
case, I do not regard either of the elements in this dissenting rationalism as
at all remarkable in people at my stage of intellectual development. I mention
them more because of their continued presence than because of their initial
appearance; it seems to me that they have persisted, and indeed have
significantly expanded, over my philosophical life, and this I am inclined to
regard as a much less usual phenomenon. I count myself wonderfully
fortunate to have begun my philosophical studies as a pupil of W. F. R. Hardie,
later President of my then college, Corpus Christi, the author of a work on
Plato which both is and is recognized as a masterpiece, whose book on the
Nicomachean Ethics, in one of its earlier incarnations as a set of
lecture-notes, saw me through years of teaching Aristotle's moral theory. It
seems to me that 1 learnt from him just about all the things which one can be
taught by someone else, as distinct from the things which one has to teach
oneself. More specifically, my initial rationalism was developed under his
guidance into a belief that philosophical questions are to be settled by
reason, that is to say by argument; I learnt also from him how to argue, and in
learning how to argue I came to learn that the ability to argue is a skill
involving many aspects, and is much more than 1 As I read what I find
myself to have written in this Reply, I also find myself ready to expand this
description to read "irreverent, conservative, dissenting rationalism'.an
ability to see logical connections (though this ability is by no means to be
despised). I came also to see that though philosophical progress is very difficult
to achieve, and is often achieved only after agonizing labours, it is worth
achieving; and that the difficulties involved in achieving it offer no kind of
an excuse for a lowering of standards, or for substituting for the goals of
philosophical truth some more easily achievable or accessible goal, like
rabble-rousing. His methods were too austere for some, in particular the long
silences in tutorials were found distressing by some pupils (though as the
years went by I believe the tempo speeded up). There is a story, which I am not
sure that I believe, that at one point in one tutorial a very long silence
developed when it was Hardie's turn to speak, which was at long last broken by
Hardie saying. 'And what did you mean by "of"*? There is another
story, which 1 think 1 do believe, according to which Isaiah Berlin, who was a
pupil of Hardie's two or three years before me, decided that the next time a
silence developed in one of his tutorials he was not going to be the one to
break it. In the next tutorial, after Berlin had finished reading his essay to
Hardie, there followed a silence which lasted twenty-five minutes, at which
point Berlin could stand it no longer, and said something. These tutorial
rigours never bothered me. If philosophizing is a difficult operation (as it
plainly is) then sometimes time, even quite a lot of time, will be needed in
order to make a move (as chess-players are only too well aware). The idea that
a professional philosopher should either have already solved all questions, or
should be equipped to solve any problem immediately, is no less ridiculous than
would be the idea that Karpoy ought to be able successfully to defend his title
if he, though not his opponent, were bound by the rules of lightning chess. I
liked the slow pace of discussion with Hardie; I liked the breath-laden
"Ooohhh!" which he would sometimes emit when he had caught you in, or
even pushed you into, a patently untenable position (though I preferred it when
this ejaculation was directed at someone other than myself): and I liked his
resourcefulness in the defence of difficult positions, a characteristic
illustrated by the foilowing incident which he once told me about himself. He
had, not long since, parked his car and gone to a cinema. Unfortunately he had
parked his car on top of one of the strips on the street by means of which
traffic-lights were at that time controlled by the passing traffic; as a
result, the lights were jammed and it required four policemen to lift his car
off the strip. The police decided to prosecute. I indicated to him that
this didn'tsurprise me at all and asked him how he fared. 'Oh', he said, 'I got
off? Lasked him how on earth he managed that. 'Quite simply," he
answered, I just invoked Mill's Method of Difference, They charged me with causing
an obstruction at 4,00 p.m.; and I answered that since my car had been parked
at 2.00 p.m., it couldn't have been my car which caused the obstruction.*
Hardie never disclosed his own views to students, no doubt wishing them to
think their own thoughts (however flawed and immature) rather than his. When
one did succeed, usually with considerable diffi-culty, in eliciting from him
an expression of his own position, what one got was liable to be, though
carefully worked out and ingeniously argued, distinctly conservative in tone;
not surprisingly, it would not contain much in the way of battle-cries or
campaign-material. Aspiring knights-errant require more than a sword, a shield,
and a horse of superior quality impregnated with a suitable admixture of magic:
they require a supply, or at least a procedure which can be relied on to
maximize the likelihood of access to a supply, of Damsels in Distress. In
the later 1930s Oxford was rudely aroused from its semi-peaceful semi-slumbers
by the barrage of Viennese bombshells hurled at it by A. J. Ayer, at that
time the enfant terrible of Oxford philosophy. Many people, including
myself, were greatly interested by the methods, theses, and problems which were
on display, and some were, at least momentarily, inspired by what they saw and
heard. For my part, my reservations were never laid to rest; the crudities and
dogmatisms seemed too pervasive. And then everything was more or less brought
to a halt by the war. After the war the picture was quite different, as a
result of the dramatic rise in the influence of Austin, the rapid growth of
Oxford as a world-centre of philosophy (due largely to the efforts of Ryle),
and of the extraordinarily high quality of the many young philosophers who at
that time first appeared on the Oxford scene. My own profes. sional life in
this period involved two especially important aspects. The first was my
prolonged collaboration with my former pupil, Peter Strawson. Our efforts were
partly directed towards the giving of joint seminars; we staged a number of
these on topics related to the notions of meaning, of categories, and of
logical form. But our association was much more than an alliance for the
purposes of teaching. We consumed vast quantities of time in systematic and
unsystematic philosophical explorations, and from these discussions sprang our
joint published paper In Defense of a Dogma, and also a long uncompletedwork on
predication and Aristotelian categories, one or two reflections of which are
visible in Strawson's book Individuals. Our method of composition was laborious
in the extreme: work was constructed together sentence by sentence, nothing
being written down until agreement had been reached, which often took quite a
time. The rigours of this procedure eventually led to its demise. During this
period of collaboration we of course developed a considerable corpus of common
opinions; but to my mind a more important aspect of it was the extraordinary
closeness of the intellectual rapport which we developed; other people sometimes
complained that our mutual exchanges were liable to become so abbreviated in
expression as to be unintelligible to a third party. The potentialities of such
joint endeavours continued to lure me; the collaboration with Strawson was
followed by other collaborations of varying degrees of intensity, with (for
example) Austin on Aristotle's Categories and De Interpretatione, with Warnock
on perception, with David Pears and with James Thomson on philosophy of action,
with Fritz Staal on philosophical-linguistic questions, and most recently with
George Myro on metaphysics, and with Judith Baker on Ethics. I shall return
shortly to the importance which I attribute to this mode of philosophical
activity. The other prominent feature of this period in my philosophical
life was participation in the discussions which took place on Saturday mornings
in term-time and which were conducted by a number of the younger Oxford
philosophers under the leadership of Austin. This group which
continued to meet up to, and indeed for some years after, Austin's death was
christened by me 'The Play Group', and was often so referred to, though so far
as I know never by, or in the presence of. Austin himself. I have little
doubt that this group was often thought of outside Oxford, and
occasionally, perhaps even inside Oxford, as constituting the core, or the
hot-bed, of what became known as *Ordinary Language Philosophy, or even
*The Oxford School of Ordinary Language Philosophy'. As such it no doubt
absorbed its fair share of the hatred and derision lavished upon this 'School'
by so many people, like for example Gellner, and like Gustav Bergmann who (it
was said), when asked whether he was going to hear a paper delivered on a visit
by an eminent British philosopher, replied with characteristic charm that he
did not propose to waste his time on any English Futilitarian. Yet, as I
look back on our activities, I find it difficult to discern any feature of them
which merited this kind of opprobrium. To begin with,there was more than one
group or ill-defined association of Oxford philosophers who were concerned, in
one way or another, with 'ordinary' linguistic usage; besides those who,
initially at least, gravitated towards Austin, there were those who drew
special illumination from Ryle, and others (better disciplined perhaps) who
looked to Wittgenstein; and the philosophical gait of people belonging to one
of these groups would, characteristically, be markedly different from that of
people belonging to another. But even within the Play Group, great diversity
was visible, as one would expect of an association containing people with the
ability and independence of mind of Austin, Strawson. Hampshire, Paul,
Pears, Warnock, and Hare (to name a few). There was no 'School'; there were no
dogmas which united us, in the way, for example, that an unflinching (or almost
unflinching) opposition to abstract entities unified and inspired what I might
call the American School of Latter-day Nominalists, or that an unrelenting (or
almost unrelenting) determination to allow significance only to what is
verifiable united the School of Logical Positivism. It has, I think, sometimes
been supposed that one dogma which united us was that of the need to restrict
philosophical attention to 'ordinary" language, in a sense which would
disqualify the introduction into, or employment in, philosophical discourse of
technical terminology or jargon, a restriction which would seem to put a
stranglehold on any philosophical theory-construction. It is true that many,
even all, of us would have objected (and rightly objected) to the introduction
of technical apparatus before the ground had been properly laid; the sorry
story of deontic logic shows what may happen when technologists rush in where a
well-conducted elephant would fear to tread. We would also (as some of us did
from time to time) have objected to the covert introduction of jargon, the use
of seemingly innocent expressions whose bite comes from a concealed technical
overlay (as perhaps has occurred with words like 'sensation' or 'volition). But
one glance at 'How to talk: Some Simple Ways', or at "How to Do Things
with Words' should be enough to dispel the idea that there was a general
renunciation of the use of technical terminology, even if certain individuals
at some moments may have strayed in that direction. Another dogma to
which some may have supposed us to be committed is that of the sanctity, or
sacrosanctity, of whatever metaphysical judgements or world-pictures may be
identified as underlying ordinary discourse. Such a dogma would, I imagine, be
some kind of counterpart of Moore's 'Defence of Common Sense', It is true
thatAustin had a high respect for Moore. 'Some like Witters, but Moore's my
man', I once heard him say: and it is also true that Austin, and perhaps some
other members of the group, thought that some sort of metaphysic is embedded in
ordinary language. But to regard such a 'natural metaphysic' as present and as
being worthy of examination stops a long way short of supposing such a metaphysic
to be guaranteed as true or acceptable. Any such further step would need
justification by argument. In fact, the only position which to my mind
would have commanded universal assent was that a careful examination of the
detailed features of ordinary discourse is required as a foundation for
philosophical thinking; and even here the enthusiasm of the assent would have
varied from person to person, as would the precise view taken (if any was
taken) about the relationship between linguistic phenomena and philosophical
theses. It is indeed worth remarking that the exhaustive examination of
linguistic phenomena was not, as a matter of fact, originally brought in as
part of a direct approach to philosophy. Austin's expressed view (the
formulation of which no doubt involved some irony) was that we 'philosophical
hacks' spent the week making. for the benefit of our pupils, direct attacks on
philosophical issues. and that we needed to be refreshed, at the week-end, by
some suitably chosen 'para-philosophy' in which certain non-philosophical
conceptions were to be examined with the full rigour of the Austinian Code,
with a view to an ultimate analogical pay-off (liable never to be reached) in
philosophical currency. It was in this spirit that in early days we investigated
rules of games (with an eye towards questions about meaning). Only later did we
turn our microscopic eyes more directly upon philosophical questions. It
is possible that some of the animosity directed against so-called
'ordinary language philosophy' may have come from people who saw this
'movement' as a sinister attempt on the part of a decaying intellectual
establishment, an establishment whose home lay within the ancient walls of
Oxford and Cambridge (walls of stone, not of red brick) and whose upbringing
was founded on a classical education, to preserve control of philosophy by
gearing philosophical practice to the deployment of a proficiency specially
accessible to the establishment, namely a highly developed sensitivity to the
richness of linguistic usage. It is, I think, certain that among the enemies of
the new philosophical style were to be found defenders of a traditional view of
philosophy as a discipline concerned with the nature of reality, not with the
characterof language and its operations, not indeed with any mode of
representation of reality. Such persons do, to my mind, raise an objection
which needs a fully developed reply. Either the conclusions which 'ordinary
language philosophers' draw from linguistic data are also linguistic in
character, in which case the contents of philosophy are trivialized, or the
philosopher's conclusions are not linguistic in character, in which case the
nature of the step from linguistic premisses to non-linguistic conclusions is
mysterious. The traditionalists, however, seem to have no stronger reason for
objecting to 'ordinary language philosophy than to forms of linguistic
philosophy having no special connection with ordinary language, such as that
espoused by logical positivists. But, to my mind, much the most
significant opposition came from those who felt that 'ordinary language
philosophy* was an affront to science and to intellectual progress, and who
regarded its exponents as wantonly dedicating themselves to what Russell, in
talking about common sense or some allied idea, once called 'stone-age
metaphysics'. That would be the best that could be dredged up from a
'philosophical' study of ordinary language. Among such assailants were to be
found those who, in effect, were ready to go along with the old description of
philosophy as the queen of the sciences', but only under a reinterpretation of
this phrase. 'Queen' must be understood to mean not *sovereign queen,
like Queen Victoria or Queen Elizabeth II, but "queen consort', like
Queen Alexandra or Queen Elizabeth the Queen Mother: and the sovereign of which
philosophy is the queen-consort might turn out to be either science in general
or just physical science. The primary service which would be expected of
philosophy as a consort would be to provide the scientist with a pure or
purified language for him to use on formal occasions (should there be such
occasions). Some, I suspect, would have been ready to throw in, for good
measure, the charge that the enterprise of 'ordinary language philosophy is in
any case doomed, since it presupposes the admissibility of an
analytic/synthetic distinction which in fact cannot be sustained. The
issues raised in this attack are both important and obscure, and deserve a much
fuller treatment than I can here provide, but I will do my best in a short
space. I have three comments. (1) The use made of the Russellian phrase
'stone-age metaphysics' may have more rhetorical appeal than argumentative
force. Certainly 'stone-age' physics, if by that we mean a primitive set
of hypotheses about how the world goes which might(conceivably) be embedded
somehow or other in ordinary language, would not be a proper object for
first-order devotion. But this fact would not prevent something derivable
or extract-able from stone-age physics, perhaps some very general
characterization of the nature of reality, from being a proper target for
serious research; for this extractable characterization might be the same as
that which is extractable from, or that which underlies, twentieth-century
physics. Moreover, a metaphysic embedded in ordinary language (should there be
such a thing) might not have to be derived from any belief about how the world
goes which such language reflects; it might, for example, be derived somehow
from the categorial structure of the language. Furthermore, the discovery
and presentation of such a metaphysic might turn out to be a properly
scientific enterprise, though not, of course, an enterprise in physical
science. rationally organized and systematized study of reality might perhaps
be such an enterprise; so might some highly general theory in formal semantics,
though it might of course be a serious question whether these two candidates
are identical: To repel such counter-attacks, an opponent of 'ordinary
language philosophy might have to press into service the argument which I
represented him as throwing in for good measure as an adjunct. He might, that
is, be forced to rebut the possibility of there being a scientifically
respectable, highly general semantic theory based squarely on data provided by
ordinary discourse by arguing. or asserting. that a theory of the sort
suggested would have to presuppose the admissibility of an analytic/synthetic
distinction. (2) With respect to the suggested allocation to philosophy
of a supporting role vis-d-vis science or some particular favoured science, I
should first wish to make sure that the metaphysical position of the assigner
was such as to leave room for this kind of assessment of roles or functions:
and I should start with a lively expectation that this would not be the case.
But even if this negative expectation was disappointed. I should next enquire
by what standards of purity a language is to be adjudged suitable for use by a
scientist. If those standards are supposed to be independent of the needs of
science, and so not dictated by scientists, then there seems to be as yet no
obstacle to the possibility that the function of philosophy might be to
discover or devise a language of that sort, which might even turn out to
be some kind of 'ordinary' language, And even if the requisite kind of purity
were to consist in what I might term such logico-methodological virtues as
consistency and systematicity, which are also those looked for in scientific
theories, what prevents us, in advance, from attributing these virtues to
ordinary language? In which case, the ordinary-language philosopher would be
back in business. So far as I can see, once again the enemy of
ordinary-language philosophy might be forced to fall back on the allegations
that such an attempt to vindicate ordinary language would have to presuppose
the viability of the analytic/synthetic distinction. (3) With regard to
the analytic/synthetic distinction itself, let me first remark that it is my
present view that neither party, in the actual historical debate, has exactly
covered itself with glory. For example, Quine's original argument that
attempts to define 'analytic' end up in a hopelessly circular tour of a group
of intensional concepts disposes, at best, of only one such definitional
attempt, and leaves out of consideration the (to my mind) promising possibility
that this type of definition may not be the right procedure to follow an idea
which I shall expand in a moment. And, on the reverse side of the coin,
the attempt by Strawson and myself to defend the distinction by a (one hopes)
sophisticated form of Paradigm Case argument fails to meet, or even to lay eyes
on, the characteristic rebuttal of such types of argument, namely that the fact
that a certain concept or distinction is frequently deployed by a population of
speakers and thinkers offers no guarantee that the concept or distinction in
question can survive rigorous theoretical scrutiny. To my mind, the mistake
made by both parties has been to try to support, or to discredit, the
analytic/synthetic distinction as something which is detectably present in the
use of natural language; it would have been better to take the hint offered by
the appearance of the "family circle' of concepts pointed to by Quine, and
to regard an analytic/synthetic distinction not as a (supposedly) detectable
element in natural language, but rather as a theoretical device which it might,
or again might not, be feasible and desirable to incorporate into some systematic
treatment of natural language. The viability of the distinction, then, would be
a theoretical question which,so far as 1 can see, remains to be decided; and
the decision is not likely to be easy, since it is by no means apparent what
kind of theoretical structure would prove to be the home of such a distinction,
should it find a home. Two further comments seem to me relevant and
important. A common though perhaps not universally adopted practice among
"ordinary language philosophers' is (or was) to treat as acceptable
the forms of ordinary discourse and to seek to lay bare the system, or
metaphysic, which underlies it. A common alternative proposed by enemies
of *ordinary language philosophy has been that of a rational
reconstruction of ordinary language; in the words of Bishop Berkeley, it is
proposed that we should speak with the vulgar but think with the learned.
But why should our vulgar speech be retained? Why should we not be told merely
not to think but also to speak with the learned? After all, if my house is
pronounced uninhabitable to the extent that 1 need a new one, it is not
essential that I construct the new one within the outer shell of the old one,
though this procedure might sometimes be cheaper or aesthetically preferable.
An attachment to the forms of ordinary discourse even when the substance is
discarded suggests, but of course does not demonstrate, an adherence to some
unstated principle of respect for ordinary discourse even on the part of its
avowed enemies. Second, whether or not a viable analytic/synthetic
distinction exists, I am not happy with the claim that *ordinary language
philosophy presupposes the existence of such a distinction. It might be that a
systematic theoretical treatment of the facts of ordinary usage would incorporate,
as part of its theoretical apparatus, material which could be used to exhibit
such a distinction as intelligible and acceptable: but in that case, on the
assumption that the theoretical treatment satisfied the standards which
theories are supposed to satisfy, it would appear that the analytic/synthetic
distinction would be vindicated not pre-supposed. For the distinction to be
entailed by the execution of a programme is plainly not the same as it to be
presupposed by that programme. For if it is to be presupposed by the programme
of "ordinary language philosophy, it would, I imagine, have to be the case
that the supposition that anything at all would count as a successful execution
of the programme would require a prior assumption of the viability of an
analytic/synthetic distinction; and how this allegation could be made out I
cannot for the life of me discover.I turn now to the more agreeable task of
trying to indicate the features of the philosophical operations of the Play
Group which at the time, or (in some instances) subsequently, seemed to me to
be particularly appealing. First, the entire idea that we should pay detailed
attention to the way we talk seems to me to have a certain quality which is
characteristic of philosophical revolutions (at least minor ones). I was once
dining with Strawson at his college when one of the guests present, an Air
Marshal, revealed himself as having, when he was an undergraduate, sat at the
feet of Cook Wilson, whom he revered. We asked him what he regarded as
specially significant about Cook Wilson as a philosopher; and after a good deal
of fumbling. he answered that it was Cook Wilson's delivery of the message that
'what we know, we know'. This provoked in me some genteel silent mirth; but a
long time later I realized that mirth was quite inappropriate. Indeed the
message was a platitude, but so are many of the best philosophical messages:
for they exhort us to take seriously something to which, previously, we have
given at best lip service. Austin's message was another platitude; it in effect
said that if in accordance with prevailing fashion one wants to say that all or
some philosophical propositions are really about linguistic usage, one had
better see to it that one has a proper knowledge of what linguistic usage is
and of what lies behind it. This sophisticated but remorseless literalism was
typical of Austin. When seeking a way of organizing a discussion group to
entertain a visiting American logician, he said, *They say that logic is a
game; well then, let's play it as a game': with the result that we spent a
fascinating term, meeting each week to play that week's improved version of a
game called by Austin 'Symbolo', a sequence (I suspect) of less thrilling
ancestors of the game many years later profitably marketed under the name of
*Wff n'Proof' Another appealing element was the fact that Austin had, and
at times communicated, a prevalent vision of ordinary language as a wonderfully
intricate instrument. By this I do not mean merely that he saw, or hoped one
day to be able to see, our language conforming to a Leibnizian ideal of
exhibiting an immense variety of linguistic phenomena which are capable of
being elegantly and economically organized under a relatively small body of
principles or rules. He may have had such a picture of language, and may indeed
have hoped that some extension or analogue of Chomsky's work on syntax, which
he greatly admired, might fill in the detail for us, thus providing new access
to the Austinian science of grammar, which seemed to reside in an intellectualI
turn now to the more agreeable task of trying to indicate the features of the
philosophical operations of the Play Group which at the time, or (in some
instances) subsequently, seemed to me to be particularly appealing. First, the
entire idea that we should pay detailed attention to the way we talk seems to
me to have a certain quality which is characteristic of philosophical
revolutions (at least minor ones). I was once dining with Strawson at his
college when one of the guests present, an Air Marshal, revealed himself as
having, when he was an undergraduate, sat at the feet of Cook Wilson, whom he
revered. We asked him what he regarded as specially significant about
Cook Wilson as a philosopher; and after a good deal of fumbling. he answered
that it was Cook Wilson's delivery of the message that 'what we know, we know'.
This provoked in me some genteel silent mirth; but a long time later I realized
that mirth was quite inappropriate. Indeed the message was a platitude, but so
are many of the best philosophical messages: for they exhort us to take
seriously something to which, previously, we have given at best lip service.
Austin's message was another platitude; it in effect said that if in accordance
with prevailing fashion one wants to say that all or some philosophical
propositions are really about linguistic usage, one had better see to it that
one has a proper knowledge of what linguistic usage is and of what lies behind
it. This sophisticated but remorseless literalism was typical of Austin.
When seeking a way of organizing a discussion group to entertain a visiting
American logician, he said, *They say that logic is a game; well then, let's
play it as a game': with the result that we spent a fascinating term, meeting
each week to play that week's improved version of a game called by Austin
'Symbolo', a sequence (I suspect) of less thrilling ancestors of the game many
years later profitably marketed under the name of *Wff n'Proof' Another
appealing element was the fact that Austin had, and at times communicated, a
prevalent vision of ordinary language as a wonderfully intricate instrument. By
this I do not mean merely that he saw, or hoped one day to be able to see, our
language conforming to a Leibnizian ideal of exhibiting an immense variety of
linguistic phenomena which are capable of being elegantly and economically
organized under a relatively small body of principles or rules. He may have had
such a picture of language, and may indeed have hoped that some extension or
analogue of Chomsky's work on syntax, which he greatly admired, might fill in
the detail for us, thus providing new access to the Austinian science of
grammar, which seemed to reside in an intellectualHoly of Holies, to be
approached only after an intensive discipline of preliminary linguistic
studies. What I am imputing to him is a belief in our everyday language as an
instrument, as manifesting the further Leibnizian feature of purpose; a belief
in it as something whose intricacies and distinctions are not idle, but rather
marvellously and subtly fitted to serve the multiplicity of our needs and
desires in communica-tion. It is not surprising, therefore, that our
discussions not infrequently involved enquiries into the purpose or point of
some feature of ordinary discourse. When put to work, this conception of
ordinary language seemed to offer fresh and manageable approaches to
philosophical ideas and problems, the appeal of which approaches, in my eyes at
least, is in no way diminished by the discernible affinity between them on the
one hand and, on the other, the professions and practice of Aristotle in
relation to rà Xeyouera (what is said"). When properly regulated and
directed, 'linguistic botanizing' seems to me to provide a valuable initiation
to the philosophical treatment of a concept, particularly if what is under
examination (and it is arguable that this should always be the case) is a
family of different but related concepts. Indeed, I will go further, and
proclaim it as my belief that linguistic botanizing is indis-pensable, at a
certain stage, in a philosophical enquiry, and that it is lamentable that this
lesson has been forgotten, or has never been learned. That is not to say that I
have ever subscribed to the full Austin-ian prescription for linguistic
botanizing, namely (as one might put it) to go through the dictionary and to
believe everything it tells you. Indeed, I once remarked to him in a
discussion (with I fear, provocative intent) that I personally didn't care what
the dictionary said, and drew the rebuke, 'And that's where you make your big
mistake.' Of course, not all these explorations were successful; we once spent
five weeks in an effort to explain why sometimes the word 'very' allows, with
little or no change of meaning, the substitution of the word 'highly" (as
in "very unusual') and sometimes does not (as in 'very
depressed" or "very wicked'): and we reached no conclusion.
This episode was ridiculed by some as an ultimate embodiment of fruitless
frivolity; but that response was as out of place as a similar response to the
medieval question, 'How many angels can sit on the point of a pin?' For much as
this medieval question was raised in order to display, in a vivid way, a
difficulty in the conception of an immaterial substance, so our discussion was
directed, in response to a worry from me, towards an examina-tion, in the first
instance, of a conceptual question which was generallyagreed among us to be a
strong candidate for being a question which had no philosophical importance,
with a view to using the results of this examination in finding a distinction
between philosophically important and philosophically unimportant enquiries.
Unfortunately the desired results were not forthcoming. Austin himself,
with his mastery in seeking out, and his sensitivity in responding to, the
finer points of linguistic usage, provided a splendid and instructive example
to those who were concerned to include linguistie botanizing in their
professional armoury. I shall recount three authentic anecdotes in support of
this claim. Geoffrey Warnock was being dined at Austin's college with a view to
election to a Fellowship, and was much disconcerted, even though he was already
acquainted with Austin, when Austin's first remark to him was, "What would
be the difference between my saying to you that someone is not playing golf
correctly and my saying to you that he is not playing golf properly?' On a
certain occasion we were discussing the notion of a principle, and (in this
connection) the conditions for appropriate use of the phrase on principle'.
Nowell Smith recalled that a pupil of Patrick Gardiner, who was Greck, wanting
permission for an overnight visit to London, had come to Gardiner and offered
him some money, saying *I hope that you will not be offended by this somewhat
Balkan approach'. At this point, Nowell Smith suggested, Gardiner might well
have replied, 1 do not take bribes on principle.' Austin responded by saying '1
should not say that; I should just say "No, thanks". On another
occasion, Nowell Smith (again cast in the role of straight man) offered as an
example of non-understandable English an extract from a sonnet of Donne:
From the round earth's imagined corners, Angels, your trumpets blow.
Austin said, 'It is perfectly clear what that means; it means "angels,
blow your trumpets from what persons less cautious than I would call the four
corners of the earth"." These affectionate remembrances no
doubt prompt the question why I should have turned away from this style of
philosophy. Well, as I have already indicated, in a certain sense I never have
turned away, in that I continue to believe that a more or less detailed study
of the way we talk, in this or that region of discourse, is an indispensable
foundation for much of the most fundamental kind of philosophizing; for just
how much seems to me to be a serious question in need of an answer. That
linguistic information should not be just a quantity ofcollector's items, but
should on occasion at least, provide linguistic Nature's answers to questions
which we put to her, and that such questioning is impossible without hypotheses
set in an at least embryonic theory, is a proposition which would, I suspect,
have met general, though perhaps not universal, assent; the trouble began when
one asked, if one actually ever did ask, what sort of a theory this underlying
theory should be. The urgency of the need for such an enquiry is underlined by
one or two problems which I have already mentioned; by, for example, the
problem of distinguishing conceptual investigations of ordinary discourse which
are philosophical in character from those which are not. It seems plausible to
suppose that an answer to this problem would be couched in terms of a special
generality which attaches to philosophical but not to non-philosophical
questions; but whether this generality would be simply a matter of degree, or
whether it would have to be specified by reference to some further item or
items, such as (for example) the idea of categories, remains to be determined.
At this point we make contact with a further issue already alluded to by me; if
it is necessary to invoke the notion of categories. are we to suppose these to
be linguistic categories (categories of expres-sion) or metaphysical categories
(categories of things), a question which is plainly close to the
previously-mentioned burning issue of whether the theory behind ordinary
discourse is to be thought of as a highly general, language-indifferent,
semantic theory, or a metaphysical theory about the ultimate nature of
things, if indeed these possibilities are distinct. Until such issues as these
are settled, the prospects for a determination of the more detailed structure
of the theory or theories behind ordinary discourse do not seem too bright. In
my own case, a further impetus towards a demand for the provision of a visible
theory underlying ordinary discourse came from my work on the idea of
Conversational Implicature, which emphasized the radical importance of
distinguishing (to speak loosely) what our words say or imply from what we in
uttering them imply: a distinction seemingly denied by Wittgenstein, and all
too frequently ignored by Austin. My own efforts to arrive at a more
theoretical treatment of linguistic phenomena of the kind with which in Oxford
we had long been concerned derived much guidance from the work of Quine and of
Chomsky on syntax. Quine helped to throw light on the problem of deciding what
kind of thing a suitable theory would be, and also by his example exhibited the
virtues of a strong methodology; Chomsky showed vividly the kind of way in
which a region for long foundtheoretically intractable by scholars (like
Jesperson) of the highest intelligence could, by discovery and application of
the right kind of apparatus, be brought under control. I should add that
Quine's influence on me was that of a model: I was never drawn towards the
acceptance either of his actual methodology or of his specific philosophical
posi-tions. I have to confess that I found it a little sad that my two chief
theoretical mentors could never agree, or even make visible contact, on the
question of the theoretical treatment of natural language; it seemed a pity
that two men who are about as far removed from dumbness as any that I have ever
encountered should not be equally far removed from deafness. During this time
my philosophizing revealed a distinct tendency to appear in formal dress;
indeed the need for greater contact with experts in logic and in linguistics
than was then available in Oxford was one of my main professional reasons for
moving to the United States. Work in this style was directed to a number of
topics, but principally to an attempt to show, in a constructive way, that
grammar (the grammar of ordinary discourse) could be regarded as, in Russell's
words, a pretty good guide to logical form, or to a suitable representation of
logical form. This undertaking involved the construction, for a language which
was a close relative of a central portion of English (including
quantification), of a hand-in-hand syntax-cum-semantics which made minimal use
of transformations. This project was not fully finished and has not so far been
published, though its material was presented in lectures and seminars both
inside and outside Berkeley, including a memorable summer colloquium at Irvine
in 1971. An interest in formalistic philosophizing seems to me to have more
than one source. It may arise from a desire to ensure that the
philosophical ideas which one deploys are capable of full and coherent
development; not unnaturally, the pursuit of this end may make use of a
favoured canonical system. I have never been greatly attached to canonicals,
not even those of first-order predicate logic together with set theory, and in
any case this kind of formal enterprise would overtax my meagre technical
equipment. It may, on the other hand, consist in the suggestion of notational
devices together with sketchy indications of the laws or principles to be
looked for in a system incorporating these devices; the object of the exercise
being to seek out hitherto unrecognized analogies and to attain new levels of
generality. This latter kind of interest is the one which engages me, and will,
I think, continue to do so, no matter what shifts occur in my philosophical
positions. It is nevertheless true that in recent years my disposition to
resortto formalism has markedly diminished. This retreat may well have been
accelerated when, of all people, Hilary Putnam remarked to me that 1 was too
formal; but its main source lay in the fact that I began to devote the bulk of
my attentions to areas of philosophy other than philosophy of language: to
philosophical psychology, seen as an off. shoot of philosophical biology and as
concerned with specially advanced apparatus for the handling of life; to
metaphysics; and to ethics, in which my pre-existing interest which was much
enlivened by Judith Baker's capacity for presenting vivid and realistic
examples. Such areas of philosophy seem, at least at present, much less
amenable to formalistic treatment. I have little doubt that a contribution
towards a gradual shift of style was also made by a growing apprehension that
philosophy is all too often being squeezed out of operation by tech-nology; to
borrow words from Ramsey, that apparatus which began life as a system of
devices to combat woolliness has now become an instrument of scholasticism. But
the development of this theme will best be deferred until the next
sub-section. A2. Opinions The opinions which I shall voice in this
sub-section will all be general in character: they will relate to such things
as what I might call, for want of a better term, style in philosophizing and to
general aspects of methodology. I shall reserve for the next section anything I
might have to say about my views on specific philosophical topics, or about
special aspects of methodology which come into play within some particular
department of philosophy. (tI shall first proclaim it as my belief that
doing philosophy ought to be fun. I would indeed be prepared to go further, and
to suggest that it is no bad thing if the products of doing philosophy turn
out, every now and then, to be funny. One should of course be serious about
philosophy: but being serious does not require one to be solemn. Laughter
in philosophy is not to be confused with laughter at philo-sophy; there have
been too many people who have made this confusion, and so too many people who
have thought of merriment in philosophical discussion as being like laughter in
church. The prime source of this belief is no doubt the wanton disposition
which nature gave me; but it has been reinforced, at least so far as philosophy
is concerned, by the course of every serious and prolonged philosophical
association to which I have been a party; each one has manifested its own
special quality which at one and the same time has delighted the spirit
andstimulated the intellect. To my mind, getting together with others to do
philosophy should be very much like getting together with others to make music:
lively yet sensitive interaction is directed towards a common end, in the case
of philosophy a better grasp of some fragment of philosophical truth; and if,
as sometimes happens, harmony is sufficiently great to allow collaboration as
authors, then so much the better. But as some will be quick to point out,
such disgusting sentimentality is by no means universal in the philosophical
world. It was said of the late H. W. B. Joseph that he was dedicated to the
Socratic art of midwifery; he sought to bring forth error and to strangle it at
birth. Though this comment referred to his proper severity in teaching,
he was in fact, in concert with the much more formidable H. A. Prichard, no
less successful in dealing with colleagues than he was with students;
philosophical productivity among his junior contemporaries in Oxford was low,
and one philosopher of considerable ability even managed to complete a lifetime
without publishing a single word. (Perhaps it is not entirely surprising that
the undergraduates of his college once crucified him bloodlessly with croquet
hoops on the college lawn.) The tradition did not die with Joseph; to take just
one example, I have never been very happy about Austin's Sense and Sensibilia,
partly because the philosophy which it contains does not seem to me to be, for
the most part, of the highest quality, but more because its tone is frequently
rather unpleasant. And similar incidents have been reported not so long ago
from the USA. So far as I know, no one has ever been the better for receiving a
good thumping, and I do not see that philosophy is enhanced by such episodes.
There are other ways of clearing the air besides nailing to the wall everything
in sight. Though it is no doubt plain that 1 am not enthusiastic about
odium theologicum, I have to confess that I am not very much more enthusiastic
about amor theologicus. The sounds of fawning are perhaps softer but hardly
sweeter than the sounds of rending: indeed it sometimes happens that the degree
of adulation, which for a time is lavished upon a philosopher, is in direct
proportion to the degree of savagery which he metes out to his victims. To my
stomach it does not make all that much difference whether the recipient of
excessive attachment is a person or a philosophical creed; zealotry and
bandwagoning seem to me no more appealing than discipleship. Rational and
dispassionate commendation and criticism are of course essential to the
prosecution of the discipline, provided that they are exercised in the pursuit
of philosophical truth: but passion directed towards either philosophers or
philosophies is outof place, no matter whether its object is favoured or
disfavoured. What is in place is respect, when it is deserved. I have
little doubt that it is the general beastliness of human nature which is in the
main responsible for the fact that philosophy, despite its supposedly exalted
nature, has exhibited some tendency to become yet another of the jungles in
which human beings seem so much at home, with the result that beneath the cloak
of enlightenment is hidden the dagger of diminution by disparagement. But there
are perhaps one or two special factors, the elimination of which, if possible,
might lower the level of pollution. One of these factors is, 1 suspect, a
certain view of the proper procedure for establishing a philosophical
thesis. It is, 1 am inclined to think, believed by many philosophers
that, in philosophical thinking, we start with certain material (the nature of
which need not here concern us) which poses a certain problem or raises a certain
question. At first sight, perhaps, more than one distinct philosophical thesis
would appear to account for the material and settle the question raised by it;
and the way (generally the only way) in which a particular thesis is
established is thought to be by the elimination of its rivals,
characteristically by the detection of counter-examples. Philosophical
theses are supported by elimination of alternative theses. It is,
however, my hope that in many cases, including the most important cases, theses
can be established by direct evidence in their favour, not just by elimination
of their rivals. I shall refer to this issue again later when I come to say
something about the character of metaphysical argument and its connection with
so-called transcendental argument. The kind of metaphysical argument which I
have in mind might be said, perhaps, to exemplify a 'diagogic' as opposed to
'epago-gic' or inductive approach to philosophical argumentation. Now, the more
emphasis is placed on justification by elimination of rivals, the greater is
the impetus given to refutation, whether of theses or of people; and perhaps a
greater emphasis on 'diagogic' procedure, if it could be shown to be
justifiable, would have an eirenic effect. A second possible source of
atmospherie amelioration might be a shift in what is to be regarded as the
prime index of success, or merit, in philosophical enquiry. An obvious
candidate as an answer to this question would be being right, or being right
for the right reasons (how-ever difficult the realization of this index might
be to determine). Of course one must try to be right, but even so I doubt
whether this is the best answer, unless a great deal is packed into the meaning
of "for the right reasons. An eminent topologist whom I knew was regarded
withsomething approaching veneration by his colleagues, even though usually
when he gave an important lecture either his proofs were incomplete, or if
complete they contained at least one mistake. Though he was often wrong, what
he said was exciting, stimulating, and fruitful. The situation in
philosophy seems to me to be similar. Now if it were generally explicitly
recognized that being interesting and fruitful is more important than being
right, and may indeed co-exist with being wrong, polemical refutation might
lose some of its appeal. (I) The cause which I have just been espousing
might be called, perhaps, the unity of conviviality in philosophy. There are,
however, one or two other kinds of unity in which I also believe. These relate
to the unity of the subject or discipline: the first I shall call the
latitudinal unity of philosophy, and the second, its longitudinal unity. With
regard to the first, it is my firm conviction that despite its real or apparent
division into departments, philosophy is one subject, a single discipline. By
this I do not merely mean that between different areas of philosophy there are
cross-references, as when, for example, one encounters in ethics the problem
whether such and such principles fall within the epistemological classification
of a priori knowledge, I mean (or hope I mean) something a good deal stronger
than this, something more like the thesis that it is not possible to reach full
understanding of, or high level proficiency in, any one department without a
corresponding understanding and proficiency in the others; to the extent
that when I visit an unfamiliar university and occasionally happens) L am
introduced to, 'Mr Puddle, our man in Political Philosophy (or in
'Nineteenth-century Continental Philosophy' or 'Aesthetics', as the case may
be), I am immediately confident that either Mr Puddle is being under-described
and in consequence maligned, or else Mr Puddle is not really good at his stuff.
Philosophy, like virtue, is entire. Or, one might even dare to say, there is
only one problem in philosophy, namely all of them. At this point, however, I
must admit a double embarassment; I do not know exactly what the thesis is
which I want to maintain, and I do not know how to prove it, though I am fairly
sure that my thesis, whatever it is, would only be interesting if it were
provable, or at least strongly arguable; indeed the embarass-ments may not be
independent of one another. So the best 1 can now do will be to list some
possibilities with regard to the form which supporting argument might
take. (i) It might be suggested that the sub-disciplines within
philosophy are ordered in such a way that the character and special problems of
each sub-discipline are generated by the character and subject-matter ofof a
prior sub-discipline; that the nature of the prior sub-discipline guarantees or
calls for a successor of a certain sort of dealing with such-and-such a set of
questions; and it might be added that the nature of the first or primary
sub-discipline is dictated by the general nature of theorizing or of rational
enquiry. On this suggestion each posterior sub-discipline S would call for the
existence of some prior sub-discipline which would, when specified, dictate the
character of S. (ii) There might be some very general characterization which
applies to all sub-disciplines, knowledge of which is required for the
successful study of any sub-discipline, but which is itself so abstract that
the requisite knowledge of it can be arrived at only by attention to its
various embodiments, that is to the full range of sub-disciplines. (iii)
Perhaps on occasion every sub-discipline, or some element or aspect of every
sub-discipline, falls within the scope of every other sub-discipline. For
example, some part of metaphysics might consist in a metaphysical treatment of
ethics or some element in ethics; some part of epistemology might consist in
epistemological consideration of metaphysics or of the practice of metaphysical
thinking: some part of ethics or of value theory might consist in a
value-theoretical treatment of epistemology: and so on. All sub-disciplines
would thus be inter-twined. (iv) It might be held that the ultimate
subject of all philosophy is ourselves, or at least our rational nature, and
that the various subdivisions of philosophy are concerned with different
aspects of this rational nature. But the characterization of this rational
nature is not divisible into water-tight compartments; each aspect is
intelligible only in relation to the others. (v) There is a common
methodology which, in different ways, dictates to each sub-discipline. There is
no ready-made manual of methodology, and even if there were, knowing the manual
would not be the same as knowing how to use the manual. This methodology is
sufficiently abstract for it to be the case that proficient application of it
can be learned only in relation to the totality of sub-disciplines within its
domain. (Suggestion (v) may well be close to suggestion (ii).) (III) In
speaking of the 'Longitudinal Unity of Philosophy', I am referring to the unity
of Philosophy through time. Any Oxford philosophy tutor who is accustomed to
setting essay topics for his pupils, for which he prescribes reading which
includes both passages from Plato or Aristotle and articles from current
philosophical journals, is only too well aware that there are many topics which
span the centuries; and it is only a little less obvious that often
substantiallysimilar positions are propounded at vastly differing dates. Those
who are in a position to know assure me that similar correspondences are to
some degree detectable across the barriers which separate one philosophical
culture from another, for example between Western European and Indian
philosophy. If we add to this banality the further banality that it is on the
whole likely that those who achieve enduring philosophical fame do so as a
result of outstanding philosophical merit, we reach the conclusion that in our
attempts to solve our own philosophical problems we should give proper consideration
to whatever contributions may have been provided by the illustrious dead. And
when I say proper consideration I am not referring to some suitably reverential
act of kow-towing which is to be performed as we pass the niche assigned to the
departed philosopher in the Philosopher's Hall of Fame; I mean rather that we
should treat those who are great but dead as if they were great and living, as
persons who have something to say to us now; and, further, that in order to do
this we should do our best to 'introject' ourselves into their shoes, into
their ways of thinking: indeed to rethink their offerings as if it were
ourselves who were the offerers: and then, perhaps, it may turn out that it is
ourselves. I might add at this point that it seems to me that one of the prime
benefits which may accrue to us from such introspection lies in the region of
methodology. By and large the greatest philosophers have been the greatest, and
the most self-conscious, methodologists; indeed. I am tempted to regard this
fact as primarily accounting for their greatness as philosophers. So whether we
are occupied in thinking on behalf of some philosopher other than ourselves, or
in thinking on our own behalf, we should maintain a constant sensitivity to the
nature of the enterprise in which we are engaged and to the character of the
procedures which are demanded in order to carry it through. Of course, if
we are looking at the work of some relatively minor philosophical figure, such
as for example Wollaston or Bosanquet or Wittgenstein, such 'introjection' may
be neither possible nor worth-while; but with Aristotle and Kant, and again
with Plato, Descartes, Leibniz, Hume, and others, it is both feasible and
rewarding. But such an introjection is not easy, because for one reason or
another, idioms of speech and thought change radically from time to time and
from person to person; and in this enterprise of introjection transference from
one idiom to another is invariably involved, a fact that should not be bemoaned
but should rather be hailed with thanksgiving, since it is primarily this fact
which keeps philosophy alive.This reflection leads me to one of my favourite
fantasies. Those who wish to decry philosophy often point to the alleged fact
that though the great problems of philosophy have been occupying our minds for
2 millennia or more, not one of them has ever been solved. As soon as someone
claims to have solved one, it is immediately unsolved by someone else. My
fantasy is that the charge against us is utterly wide of the mark; in fact many
philosophical problems have been (more or less) solved many times; that it
appears otherwise is attributable to the great difficulty involved in moving
from one idiom to another, which obscures the identities of problems. The solutions
are inscribed in the records of our subject; but what needs to be done, and
what is so difficult, is to read the records aright. Now this fantasy may lack
foundation in fact; but to believe it and to be wrong may well lead to good
philosophy, and, seemingly, can do no harm; whereas to reject it and to be
wrong in rejecting it might involve one in philosophical disaster. (IV)
As I thread my way unsteadily along the tortuous mountain path which is
supposed to lead, in the long distance, to the City of Eternal Truth, I find
myself beset by a multitude of demons and perilous places, bearing names like
Extensionalism, Nominalism, Positiv-ism, Naturalism, Mechanism, Phenomenalism,
Reductionism, Physical-ism, Materialism, Empiricism, Scepticism, and Functionalism;
menaces which are, indeed, almost as numerous as those encountered by a
traveller called Christian on another well-publicized journey. The items named
in this catalogue are obviously, in many cases, not to be identified with one
another; and it is perfectly possible to maintain a friendly attitude towards
some of them while viewing others with hostility. There are many persons,
for example, who view naturalism with favour while firmly rejecting nominalism;
and it is not easy to see how any one could couple support for phenomenalism
with support for physicalism. After a more tolerant (permissive) middle
age. I have come to entertain strong opposition to all of them, perhaps partly
as a result of the strong connection between a number of them and the
philosophical technologies which used to appeal to me a good deal more than
they do now. But how would I justify the hardening of my heart? The
first question is, perhaps, what gives the list of items a unity, so that I can
think of myself as entertaining one twelvefold antipathy, rather than twelve
discrete antipathies. To this question my answer is that all the items are
forms of what I shall call Minimalism, a propensity which secks to keep to a
minimum (which may in some cases be zero) the scope allocated to some
advertized philosophical commodity, suchas abstract entities, knowledge,
absolute value, and so forth. In weighing the case for and the case against a
trend of so high a degree of generality as Minimalism, kinds of consideration
may legitimately enter which would be out of place were the issue more specific
in character, in particular, appeal may be made to aesthetic
considerations. In favour of Minimalism, for example, we might hear an
appeal, echoing Quine, to the beauty of "desert landscapes'. But such an
appeal I would regard as inappropriate; we are not being asked by a Minimalist
to give our vote to a special, and no doubt very fine, type of landscape; we
are being asked to express our preference for an ordinary sort of landscape at
a recognizably lean time; to rosebushes and cherry-trees in mid-winter, rather
than in spring or summer. To change the image some-what, what bothers me about
what I am being offered is not that it is bare, but that it has been
systematically and relentlessly undressed. I am also adversely influenced
by a different kind of unattractive feature which some, or perhaps even all of
these bétes noires seem to possess. Many of them are guilty of restrictive
practices which, perhaps, ought to invite the attention of a Philosophical
Trade Commission: they limit in advance the range and resources of
philosophical explanation. They limit its range by limiting the kinds of
phenomena whose presence calls for explanation; some prima facie candidates are
watered down, others are washed away; and they limit its resources by
forbidding the use of initially tempting apparatus, such as the concepts
expressed by psychological, or more generally intensional, verbs. My own
instinets operate in a reverse direction from this. I am inclined to look first
at how useful such and such explanatory ideas might prove to be if admitted,
and to waive or postpone enquiry into their certificates of legitimacy. I
am conscious that all I have so far said against Minimalsim has been very
general in character, and also perhaps a little tinged with rhetoric.
This is not surprising in view of the generality of the topic; but all the same
I should like to try to make some provision for those in search of harder tack.
I can hardly, in the present context, attempt to provide fully elaborated
arguments against all, or even against any one, of the diverse items which fall
under my label 'Minimalism'; the best I can do is to try to give a preliminary
sketch of what I would regard as the case against just one of the possible
forms of minimalism, choosing one which 1 should regard it as particularly
important to be in a position to reject. My selection is Extensionalism, a
position imbued with the spirit of Nominalism, and dear both to those who feel
that Because it is redis no more informative as an answer to the question Why
is an English mail-box called "red"? than would be 'Because he is
Paul Grice' as an answer to the question 'Why is that distinguished-looking
person called "Paul Grice"T, and also to those who are
particularly impressed by the power of Set-theory. The picture which, I
suspect, is liable to go along with Extensionalism is that of the world of
particulars as a domain stocked with innumerable tiny pellets, internally
indistinguishable from one another, but distinguished by the groups within
which they fall, by the 'clubs' to which they belong; and since the clubs are
distinguished only by their memberships, there can only be one club to which
nothing belongs. As one might have predicted from the outset, this leads to
trouble when it comes to the accommodation of explanation within such a system.
Explanation of the actual presence of a particular feature in a particular
subject depends crucially on the possibility of saying what would be the consequence
of the presence of such and such features in that subject, regardless of
whether the features in question even do appear in that subject, or indeed in
any subject. On the face of it, if one adopts an extensionalist viewpoint, the
presence of a feature in some particular will have to be re-expressed in terms
of that particular's membership of a certain set; but if we proceed along those
lines, since there is only one empty set, the potential consequences of the
possession of in fact unexemplified features would be invariably the same, no
matter how different in meaning the expressions used to specify such features
would ordinarily be judged to be. This is certainly not a conclusion which one
would care to accept. I can think of two ways of trying to avoid its
acceptance, both of which seem to me to suffer from serious drawbacks. The
first shows some degree of analogy with a move which, as a matter of history,
was made by empiricists in connection with simple and complex ideas. In that
region an idea could be redeemed from a charge of failure to conform to
empiricist principles through not being derived from experience of its
instantiating particulars (there being no such particu-lars) if it could be
exhibited as a complex idea whose component simple ideas were so derived;
somewhat similarly, the first proposal seeks to relieve certain vacuous
predicates or general terms from the embarrassing consequences of denoting the
empty set by exploiting the non-vacuousness of other predicates or general
terms which are constituents in a definition of the original vacuous terms. (a)
Start with two vacuous predicates, say (ay) 'is married to a daughter of an
English queen and a pope' and (oz) is a climber on hands and knees of ais no
more informative as an answer to the question Why is an English mail-box called
"red"? than would be 'Because he is Paul Grice' as an answer to the
question 'Why is that distinguished-looking person called "Paul
Grice"T, and also to those who are particularly impressed by the power of
Set-theory. The picture which, I suspect, is liable to go along with
Extensionalism is that of the world of particulars as a domain stocked with
innumerable tiny pellets, internally indistinguishable from one another, but
distinguished by the groups within which they fall, by the 'clubs' to which
they belong; and since the clubs are distinguished only by their memberships,
there can only be one club to which nothing belongs. As one might have
predicted from the outset, this leads to trouble when it comes to the
accommodation of explanation within such a system. Explanation of the actual
presence of a particular feature in a particular subject depends crucially on
the possibility of saying what would be the consequence of the presence of such
and such features in that subject, regardless of whether the features in
question even do appear in that subject, or indeed in any subject. On the face
of it, if one adopts an extensionalist viewpoint, the presence of a feature in
some particular will have to be re-expressed in terms of that particular's
membership of a certain set; but if we proceed along those lines, since there
is only one empty set, the potential consequences of the possession of in fact
unexemplified features would be invariably the same, no matter how different in
meaning the expressions used to specify such features would ordinarily be
judged to be. This is certainly not a conclusion which one would care to
accept. I can think of two ways of trying to avoid its acceptance, both
of which seem to me to suffer from serious drawbacks. The first shows some
degree of analogy with a move which, as a matter of history, was made by
empiricists in connection with simple and complex ideas. In that region an idea
could be redeemed from a charge of failure to conform to empiricist principles
through not being derived from experience of its instantiating particulars
(there being no such particu-lars) if it could be exhibited as a complex idea
whose component simple ideas were so derived; somewhat similarly, the first proposal
seeks to relieve certain vacuous predicates or general terms from the
embarrassing consequences of denoting the empty set by exploiting the
non-vacuousness of other predicates or general terms which are constituents in
a definition of the original vacuous terms. (a) Start with two vacuous
predicates, say (ay) 'is married to a daughter of an English queen and a pope'
and (oz) is a climber on hands and knees of a29,000 foot mountain. (8) If aj
and a z are vacuous, then the following predicates are satisfied by the empty
set @: (B) 'is a set composed of daughters of an English queen and a pope, and
(Ps) 'is a set composed of climbers on hands and knees of a 29.000 foot
mountain. (y) Provided 'R, and 'R,' are suitably interpreted, the
predicates A, and , may be treated as coextensive respectively with the
following revised predicates (y) Stands in R, to a sequence composed of
the sets married to, daughters, English queens and popes; and (72) 'stands in
Rz to a sequence composed of the sets climbers, 29,000 foot mountains, and
things done on hands and knees'. (8) We may finally correlate with the two
initial predicates o1 and a2, respectively, the following sequences derived
from 7, and Yz: (S,) the sequence composed of the relation R, (taken in extension),
the set married to, the set daughters, the set English queens, and the set
popes: and (&2) the sequence composed of the relation Rz, the set climbers,
the set 29,000 foot mountains, and the set things done on hands and knees.
These sequences are certainly distinet, and the proposal is that they, rather
than the empty set, should be used for determining, in some way yet to be
specified, the explanatory potentialities of the vacuous predicates a, and
a2. My chief complaint against this proposal is that it involves yet
another commission of what I regard as one of the main minimalist sins, that of
imposingin advance a limitation on the character of explanations. For it
implicitly recognizes it as a condition on the propriety of using vacuous predicates
in explanation that the terms in question should be representable as being
correlated with a sequence of non-empty sets. This is a condition which,
I suspect, might not be met by every vacuous predicate. But the possibility of
representing an explanatory term as being, in this way or that, reducible to
some favoured item or types of items should be a bonus which some theories
achieve, thereby demonstrating their elegance, not a condition of eligibility
for a particular class of would-be explanatory terms. The second
suggested way of avoiding the unwanted consequence is perhaps more intuitive
than the first; it certainly seems simpler. The admissibility of vacuous
predicates in explanations of possible but non-actual phenomena (why they would
happen if they did happen), depends, it is suggested, on the availability of
acceptable non-trivial generalizations wherein which the predicate in question
specifies the antecedent condition. And, we may add, a generalization whose
acceptability would be unaffected by any variation on the specification of its
antecedent condition, provided the substitute were vacuous, wouldcertainly be
trivial. Non-trivial generalizations of this sort are certainly available, if
(1) they are derivable as special cases from other generalizations involving
less specific antecedent conditions, and (2) these other generalizations are
adequately supported by further specifies whose antecedent conditions are
expressed by means of non-vacuous predicates. The explanatory
opportunities for vacuous predicates depend on their embodiment in a
system. My doubts about this second suggestion relate to the steps which
would be needed in order to secure an adequately powerful system. I
conjecture, but cannot demonstrate, that the only way to secure such a system
would be to confer special ontological privilege upon the entities of physical
science together with the system which that science provides. But now a problem
arises: the preferred entities seem not to be observable, or in so far as they
are observable, their observability scems to be more a matter of conventional
decision to count such and-such occurrences as observations than it is a matter
of fact. It looks as if states of affairs in the preferred scientific world
need, for credibility, support from the vulgar world of ordinary observation
reported in the language of common sense. But to give that support, the
judgements and the linguistic usage of the vulgar needs to be endowed with a
certain authority, which as a matter of history the kind of minimalists whom I
know or know of have not seemed anxious to confer. But even if they were
anxious to confer it, what would validate the conferring, since ex hypothesi it
is not the vulgar world but the specialist scientific world which enjoys
ontological privilege? (If this objection is sound, the second suggestion, like
the first, takes something which when present is an asset, bonus, or
embel-lishment, namely systematicity, and under philosophical pressure converts
it into a necessity.) I have, of course, not been attempting to formulate
an argument by which minimalism, or indeed any particular version of
minimalism, could be refuted; I have been trying only to suggest a sketch of a
way in which, perhaps, such an argument might be developed. I should be less
than honest if I pretended to any great confidence that even this relatively
unambitious objective has been attained. I should, however, also be less than
honest if I concealed the fact that, should I be left without an argument, it
is very likely that I should not be very greatly disturbed. For my antipathy to
minimalism depends much more on a concern to have a philosophical approach
which would have prospects of doing justice to the exuberant wealth and variety
of human experiencein a manner seemingly beyond the reach of minimalists, than
on the availability of any argument which would show the theses of minimal.
ists to be mistaken. (VI) But at this point some people, I think, would
wish to protest that I am treating minimalism in much too monolithic a way.
For, it might be said, while many reasonable persons might be willing to align
themselves with me, for whatever reasons, in opposition to exten-sionalism and
physicalism, when such persons noticed that I have also declared my opposition
to mechanism and to naturalism, they might be prompted to enquire whether I
wished to declare support for the ideas of the objectivity of value and of the
presence of finality in nature, and to add that should I reply affirmatively,
they would part company with me. Now I certainly do wish to affirm, under some
interpretation, 'the objectivity of value, and I also wish to maintain, again
under some interpretation, 'the presence of finality in nature'. But
perhaps I had better formulate in a somewhat more orderly way, one or two of
the things which I do believe or at least would like to believe. (1) I
believe (or would like to believe) that it is a necessary feature of rational
beings, either as part of or as a consequence of part of, their essential nature,
that they have a capacity for the attribution of value. I also believe
that it follows from this fact, together perhaps with one or more additional
assumptions, that there is objective value. | believe that value, besides
being objective, has at the same time intrinsic motivational force, and that
this combination is rendered possible only by a constructivist approach rather
than a realist approach to value. Only if value is in a suitable sense
'instituted by us' can it exhibit the aforesaid combination. The objectivity of value is
possible only given the presence of finality or purpose in nature (the
admissibility of final causes). The fact that reason is operative both in the
cognitive and in the practical spheres strongly suggests, if it does not prove,
that a constructivist approach is in order in at least some part of the
cognitive sphere as well as in the practical sphere: The adoption of a
constructivist approach makes possible, perhaps even demands, the
adoption of a stronger rather than merely a weaker version of rationalism. That
is to say, we can regard ourselves, qua rational beings, as called upon not
merely to have reasons for our beliefs (rationes cognoscendi) and also for
other attitudes like desires and intentions, but to allow and to search for,
reasons for things to bethe case (at least in that area of reality which is
constructed). Such reasons will be rationes essendi. It is obvious that
much of the terminology in which this programme is formulated is extremely
obscure. Any elucidation of it, and any defence of the claims involved which I
shall offer on this occasion, will have to wait until the second main section
of this Reply: for I shall need to invoke specifie theses within particular
departments of philosophy. I hope to engage, on other occasions, in a fuller
examination of these and kindred ideas. B. COMMENTARY ON RICHARDS
Richards devote most of their ingenious and perceptive attention to three or
four topics which they feel to be specially prominent in my work; to questions
about meaning, to questions in and about philosophical psychology, rationality,
and metaphysics, and finally to questions about value, including ethical
questions. I shall first comment on what they have to say about meaning, and
then in my concluding section I turn to the remaining topics. B1.
Meaning In the course of a penetrating treatment of the development of my
views on this topic, they list, in connection with what they see as the third
stage of this development three problems or objections to which my work might
be thought to give rise. I shall say something about each of these, though in
an altered order; I shall also add a fourth problem which I know some people
have regarded as acute, and I shall briefly re-emphasize some of the points
about the most recent developments in my thinking, which Richards have
presented and which may not be generally familiar. As a preliminary to
enumerating the question for discussion, I may remark that the treatment of the
topic by Richards seems to offer strong support to my thesis about the unity
(latitudinal unity) of philo-sophy: for the problems which emerge about meaning
are plainly problems in psychology and metaphysics, and I hope that as we
proceed it will become increasingly clear that these problems in turn are
inextricably bound up with the notion of value. (1) The first difficulty
relates to the alleged ly dubious admissibility of propositions as entities:
'In the explication of utterance-type meaning. what does the variable
"p" take as values? The values of "p" are theobjects of
meaning, intention, and belief-propositions, to call them by their traditional
name. But isn't one of the most central tasks of a theory of meaning to give an
account of what propositions are?.. + Much of the recent history of philosophy
of language consists of attacks on or defences of various conceptions of what a
proposition is, for the fundamental issue involved here is the relation of
thought and language to reality... How can Grice offer an explication of utterance-type
meaning that simply takes the notion of a proposition more or less for
granted?' A perfectly sound, though perhaps somewhat superficial, reply
to the objection as it is presented would be that in any definition of meaning
which I would be willing to countenance, the letters 'p', q', etc. operate
simply as 'gap signs; if they appear in a definiendum they will reappear in the
corresponding definiens. If someone were to advance the not wholly plausible
thesis that to feel F is just to have a Rylean agitation which is caused by the
thought that one is or might be F. it would surely be ridiculous to criticize
him on the grounds that he had saddled himself with an ontological commitment
to feelings, or to modes of feeling. If quantifiers are covertly involved at
all, they will only be universal quantifiers which could in such a case as this
be adequately handled by a substitutional account of quantification. My
situation vis-a-vis propositions is in no way different. Moreover, if
this last part of the cited objection is to be understood as suggesting that
philosophers have been most concerned with the characterization of the nature
of propositions with a view to using them, in this or that way, as a key to the
relationships between language. thought, and reality, I rather doubt whether
this claim is true, and if it is true, I would regard any attempt to use
propositions in such a manner as a mistake to which I have never subscribed.
Propositions should not, I think, be viewed as tools, gimmicks, or bits of
apparatus designed to pull off the metaphysical conjuring-trick of relating
language, thought, and reality. The furthest I would be prepared to go in this
direction would be to allow it as a possibility that one or more substantive
treatments of the relations between language, thought, and reality might
involve this notion of a proposition, and so might rely on it to the extent
that an inability to provide an adequate theoretical treatment of propositions
would undermine the enterprise within which they made an appearance. It
is, however, not apparent to me that any threat of this kind of disaster hangs
over my head. In my most recently published work onmeaning (Meaning Revisited,
1981), I do in fact discuss the topic of the correspondences to be looked for between
language, thought, and reality, and offer three suggestions about the ways in
which, in effect, rational enterprises could be defeated or radically hampered
should there fail to be correspondences between the members of any pair
selected from this trio. I suggest that without correspondences between thought
and reality, individual members of such fundamental important kinds of
psychological states as desires and beliefs would be unable to fulfil their
theoretical role, purpose, or function of explaining behaviour, and indeed
would no longer be identifiable or distinguishable from one another; that,
without correspondences between language and thought, communication, and so the
rational conduct of life, would be eliminated; and that without direct correspondence
between language and reality over and above any indirect correspondence
provided for by the first two suggestions, no generalized specification, as
distinct from case-by-case specification, of the conditions required for
beliefs to correspond with reality, that is to be true, would be available to
us. So far as I can see, the foregoing justification of this acceptance of the
correspondences in question does not in any obvious way involve a commitment to
the reality of propositions; and should it turn out to do so in some unobvious
way perhaps as a consequence of some unnoticed assumption —then the very
surreptitiousness of the commitment would indicate to me the likelihood that
the same commitment would be involved in any rational account of the relevant
subject matter, in which case, of course, the commitment would be ipso facto
justified. Indeed, the idea of an inescapable commitment to propositions
in no way frightens me or repels me; and if such a commitment would carry with
it an obligation to give an account of what propositions are, 1 think this
obligation could be discharged. It might, indeed, be possible to discharge it
in more than one way. One way would involve, as its central idea, focusing on a
primitive range of simple statements, the formulation of which would involve no
connectives or quantifiers, and treating each of these as 'expressing' a
propositional complex, which in such cases would consist of a sequence whose
elements would be first a general item (a set, or an attribute, according to
preference) and second a sequence of objects which might, or might not,
instantiate or belong to the first item. Thus the propositional complex
associated with the sentence, John is wise', might be thought of consisting of
a sequence whose first (general' member would be the set of wise persons, or
(alternatively) the attribute wisdom, and whose second('instantial' or
'particular") member would be John or the singleton of John; and the
sentence, 'Martha detests Mary', could be represented as expressing a
propositional complex which is a sequence whose first element is detestation
(considered either extensionally as a set or non-extensionally as an attribute)
and whose second element is a sequence composed of Martha and Mary, in that
order. We can define a property of factivity which will be closely allied to
the notion of truth! a (simple) propositional complex will be factive just in
case its two elements (the general and instantial elements) are related by the
appopriate predication relation, just in case (for example) the second element
is a member of the set (possesses the attribute) in which the first element
consists. Propositions may now be represented as each consisting of a
family of propositional complexes, and the conditions for family unity may be
thought of either as fixed or as variable in accordance with the context, This
idea will in a moment be expanded. The notorious difficulties to which
this kind of treatment gives rise will begin with the problems of handling
connectives and of handling quantification. In the present truncated context I
shall leave the first problem on one side, and shall confine myself to a few
sketchy remarks concerning quantification. A simple proposal for the treatment
of quantifiers would call for the assignment to each predicate, besides its
normal or standard extension, two special objects associated with quantifiers,
an 'altogether' object and a 'one-at-a-time' object; to the epithets
'grasshopper', ['boy', 'girl'], for example, will be assigned not only ordinary
individual objects like grasshoppers [boys, girls] but also such special
objects as the altogether grasshopper [boy, girl| and the one-al-a-time
grasshopper [boy, girlf. We shall now stipulate that an 'altogether'
special object satisfies a given predicate just in case every normal or
standard object associated with that special object satisfies the predicate in
question, and that a 'one-at-a-time' special object satisfies a predicate just
in case at least one of the associated standard objects satisfies that
predicate. So the altogether grasshopper will be green just in case every
individual grasshopper is green, and the one-at-a-time grasshopper will be
green just in case at least one individual grasshopper is green, and we can
take this pair of statements about special grasshoppers as providing us with
representations of (respec-lively) the statement that all grasshoppers are
green and the statement that some grasshopper is green. The apparatus
which I have just sketched is plainly not, as it stands, adequate to provide a
comprehensive treatment of quantification. Itwill not, for example, cope with
well-known problems arising from features of multiple quantification; it will
not deliver for us distinct representations of the two notorious (alleged) readings
of the statement 'Every girl detests some boy', in one of which
(supposedly) the universal quantifier is dominant with respect to scope, and in
the other of which the existential quantifier is dominant. To cope with this
problem it might be sufficient to explore, for semantic purposes, the device of
exportation, and to distinguish between, (i) 'There is some boy such that every
girl detests him', which attributes a certain property to the one-at-a-time
boy, and (ii) 'Every girl is such that she detests some boy', which attributes
a certain (and different) property to the altogether girl; and to note, as one
makes this move, that though exportation, when applied to statements about
individual objects, seems not to affect truth-value, whatever else may be its
semantic function, when it is applied to sentences about special objects it
may, and sometimes will, affect truth-value. But however effective this
particular shift may be, it is by no means clear that there are not further
demands to be met which would overtax the strength of the envisaged apparatus;
it is not, for example, clear whether it could be made adequate to deal with
indefinitely long strings of 'mixed' quanti-fiers. The proposal might also run
into objections of a more philosophical character from those who would regard
the special objects which it invokes as metaphysically disreputable.
Should an alternative proposal be reached or desired, I think that one (or,
indeed, more than one) is available. The one which I have immediately in mind
could be regarded as a replacement for, an extension of, or a reinterpretation
of the scheme just outlined, in accordance with whatever view is finally taken
of the potency and respectability of the ideas embodied in that scheme. The new
proposal, like its predeces-sor, will treat propositional complexes as
sequences, indeed as ordered pairs containing a subject-item and a
predicate-item, and will, there-fore, also like its predecessor, offer a
subject-predicate account of quantification. Unlike its predecessor, however,
it will not allow individual objects, like grasshoppers, girls, and boys, to
appear as elements in propositional complexes, such elements will always be
sets or attributes, Though less restrictive versions of this proposal are, I
think, available, I shall, for convenience, consider here only a set-theoretic
version. According to this version, we associate with the
subject-expression of a canonically formulated sentence a set of at least
second order. If thesubject expression is a singular name, its ontological
correlate will be the singleton of the singleton of the entity which bears that
name. The treatment of singular terms which are not names will be parallel, but
is here omitted. If the subject-expression is an indefinite quantificational phrase,
like 'some grasshopper', its ontological correlate will be the set of all
singletons whose sole element is an item belonging to the extension of the
predicate to which the indefinite modifier is attached; so the ontological
correlate of the phrase 'some grasshopper' will be the set of all singletons
whose sole element is an individual grasshopper. If the subject expression is a
universal quantificational phrase, like 'every grasshopper', its ontological
correlate will be the singleton whose sole element is the set which forms the
extension of the predicate to which the universal modifier is attached; thus
the correlate of the phrase 'every grasshopper' will be the singleton of
the set of grasshoppers. Predicates of canonically formulated sentences
are correlated with the sets which form their extensions. It now remains to
specify the predication-relation, that is to say, to specify the relation which
has to obtain between subject-element and predicate-element in a propositional
complex for that complex to be factive. A propositional complex will be factive
just in case its subject-element contains as a member at least one item which
is a subset of the predicate-element; so if the ontological correlate of the
phrase 'some grasshopper' (or, again, of the phrase every grasshopper')
contains as a member at least one subset of the ontological correlate of the
predicate 'x is green' (viz. the set of green things), then the propositional
complex directly associated with the sentence 'some grasshopper is green' (or
again with the sentence every grasshopper is green') will be factive. A
dozen years or so ago, I devoted a good deal of time to this second proposal,
and 1 convinced myself that it offered a powerful instrument which, with or
without adjustment, was capable of handling not only indefinitely long
sequences of 'mixed' quantificational phrases, but also some other less
obviously tractable problems which I shall not here discuss. Before moving on,
however, I might perhaps draw attention to three features of the proposal.
First, employing a strategy which might be thought of as Leibnizian, it
treats subject-elements as being of an order higher than, rather than an order
lower than, predicate elements. Second, individual names are in effect treated
like universal quantificational phrases, thus recalling the practice of
old-style traditional logic. Third, and most importantly, the account which is
offered is, initially, an account of propositional complexes, not of
propositions:as I envisage them, propositions will be regarded as families of
propositional complexes. Now the propositional complex directly associated with
the sentence 'Some grasshoppers are witty', will be both logically equivalent
to and numerically distinet from the propositional complex directly associated
with the sentence Not every grasshopper is not witty'; indeed for any given
propositional complex there will be indefinitely many propositional complexes
which are both logically equivalent to and also numerically distinct from the
original complex. The question of how tight or how relaxed are to be the
family ties which determine propositional identity remains to be decided, and
it might even be decided that the conditions for such identity would vary
according to context or purpose. It seems that there might be an approach
to the treatment of propositions which would, initially at least, be radically
different from the two proposals which I have just sketched. We might begin by
recalling that one of the stock arguments for the reality of propositions used
to be that propositions are needed to give us something for logic to be about;
sentences and thoughts were regarded as insufficient, since the laws of logic
do not depend on the existence of minds or of language. Now one might be
rendered specially well-disposed towards propositions if one espoused, in
general, a sort of Aristotelian view of theories, and believed that for any
particular theory to exist there has to be a class of entities, central to that
theory, the essential nature of which is revealed in, and indeed accounts for,
the laws of the theory in question. If our thought proceeds along these
lines, propositions might be needed not just as pegs (so to speak) for logical
laws to hang from, but as things whose nature determines the content of the
logical system. It might even be possible (as George Myro has suggested to me)
to maintain that more than one system proceeds from and partially exhibits the
nature of propositions; perhaps, for example, one system is needed to display propositions
as the bearers of logical properties and another to display them in their role
as contents, or objects of propositional attitudes. How such an idea could be
worked out in detail is far from clear; but whatever might be the difficulties
of implementa-tion, it is evident that this kind of approach would seek to
answer the question, "What are propositions?", not by identificatory
dissec tion but rather by pointing to the work that propositions of their very
nature do. 1 have little doubt that a proper assessment of the merits of
the various proposals now before us would require decisions on somefundamental
issues in metaphysical methodology. What, for example, determines whether a
class of entities achieves metaphysical respect-ability? What conditions govern
the admission to reality of the products of ontological romancing? What is the
relation, in metaphysical practice, between two possible forms of
identification and characterization, that which proceeds by dissection and that
which proceeds by specification of output? Are these forms of procedure, in a
given case, rivals or are they compatible and even, perhaps, both
mandatory? Two further objections cited by Richards may be presented
together (in reverse order), since they both relate to my treatment of the idea
of linguistic procedures'. One of these objections disputes my right, as a
philosopher, to trespass on the province of linguists by attempting to deliver
judgement, either in specific cases or even generally, on the existence of
basic procedures underlying other semantic procedures which are, supposedly,
derivative from them. The other objection starts from the observation that my
account of linguistic communication involves the attribution to
communicators of more or less elaborate inferential steps concerning the
procedures possessed and utilized by their conversational partners, notes that
these steps and the knowledge which, allegedly, they provide are certainly not
as a rule explicitly present to consciousness, and then questions whether any
satisfactory interpretation can be given of the idea that the knowledge
involved is implicit rather than explicit. Richards suggest that answers to
these objections can be found in my published and unpublished work.
Baldly stated, the reply which they attribute to me with respect to the first
of these objections is that the idea that a certain sort of reason-ing. which
Richards illustrate by drawing on as yet unpublished work, is involved in
meaning, is something which can be made plausible by philosophical methods-by
careful description, reflection, and delineation of the ways we talk and think'
(p. 13 of this book). Now I certainly hope that philosophical methods can be
effective in the suggested direction, which case, of course, the objections
would be at least partially answered. But I think that I would also aim at a
sharper and more ambitious response along the following lines. Certainly the
specification of some particular set of procedures as the set which governs the
use of some particular langauge, or even as a set which participates in the
governance of some group of languages, is a matter for linguists except in so
far as it may rely upon some ulterior and highly general principles. But there
may be general principles of this sort, principles perhaps which specify forms
of procedure which do,and indeed must, operate in the use of any language
whatsoever. Now one might argue for the existence of such a body of principles
on the basis of the relatively unexciting, and not unfamiliar, idea that, so
far as can be seen, our infinite variety of actual and possible linguistic
performances is feasible only if such performances can be organized in a
certain way, namely as issuing from some initial finite base of primitive
procedures in accordance with the general principles in question. One
might, however, set one's sights higher, and try to maintain that the presence
in a language, or at least in a language which is actually used, of a certain
kind of structure, which will be reflected in these general principles, is
guaranteed by metaphysical considerations, perhaps by some rational demand for
a correspondence between linguistic categories on the one hand and
metaphysical, or real categories on the other. I will confess to an inclination
to go for the more ambitious of these enterprises. As regards the second
objection, I must admit to being by no means entirely clear what reply Richards
envisage me as wishing to make, but I will formulate what seems to me to be the
most likely representation of their view. They first very properly refer to my
discussion of 'incomplete reasoning in my John Locke Lectures, and discover
there some suggestions which, whether or not they supply necessary conditions
for the presence of formally incomplete or implicit reasoning, cannot plausibly
be considered as jointly providing a sufficient condition; the suggested
conditions are that the implicit reasoner intends that there should be some
valid supplementation of the explicitly present material which would justify the
'conclusion' of the incomplete reasoning, together perhaps with a further
desire or intention that the first intention should be causally efficacious in
the generation of the reasoner's belief in the aforementioned conclusion.
Richards are plainly right in their view that so far no sufficient condition
for implicit reasoning has been provided; indeed, I never supposed that 1 had
succeeded in providing one, though I hope to be able to remedy this deficiency
by the (one hopes) not too distant time when a revised version of my John Locke
Lectures is published. Richards then bring to bear some further material from
my writings, and sketch, on my behalf, an argument which seems to exhibit the
following pattern: (I) That we should be equipped to form, and to recognize in
others, M-intentions is something which could be given a genitorial
justification; if the Genitor were constructing human beings with an eye to
their own good, the institution in us of a capacity to deployM-intentions would
be regarded by him with favour. (2) We do in fact possess the capacity to form,
and to recognize in others, M-intentions. The attribution of M-intentions
to others will at least sometimes have explanatory value with regard to their
behaviour, and so could properly be thought of as helping to fulfil a rational
desideratum. The exercise of rationality
takes place primarily or predominantly in the confirmation or revision of
previously established beliefs or practices; so it is reasonable to expect the
comparison of the actual with what is ideal or optimal to be standard procedure
in rational beings. (5) We have, in our repertoire of procedures available to
us in the conduct of our lives, the procedure of counting something which
approximates sufficiently closely to the fulfillment of a certain ideal or
optimum as actually fulfilling that ideal or optimum, the procedure (that is to
say) of deeming it to fulfil the ideal or optimum in question. So (6) it is
reasonable to attribute to human beings a readiness to deem people, who
approximate sufficiently closely in their behaviour to persons who have
ratiocinated about the M-intentions of others, to have actually ratiocinated in
that way. We do indeed deem such people to have so ratiocinated, though we do
also, when called upon, mark the difference between their deemed ratiocinations
and the 'primitive step-by-step variety of ratiocination, which provides us
with our ideal in this region, by characterizing the reasoning of the
'approximators' as implicit rather than explicit. Now whether or not it
was something of this sort which Richards had it in mind to attribute to me,
the argument as I have sketched it seems to me to be worthy of serious
consideration; it brings into play, in a relevant way, some pet ideas of mine,
and exerts upon me at least, some degree of seductive appeal. But whether I
would be willing to pass beyond sympathy to endorsement, I am not sure. There
are too many issues involved which are both crucially important and hideously
under-explored, such as the philosophical utility of the concept of deeming,
the relations between rational and pre-rational psychological states, and the
general nature of implicit thought. Perhaps the best thing for me to do at this
point will be to set out a line of argument which I would be inclined to
endorse and leave it to the reader to judge how closely what I say when
speaking for myself approximates to the suggested interpretation which I offer
when speaking on behalf of Richards. I would be prepared to argue that
something like the following sequence of propositions is true. (1) There
is a range of cases in which, so far from its being the casethat, typically,
one first learns what it is to be a @ and then, at the next stage, learns what
criteria distinguish a good o from a @ which is less good, or not good at all,
one needs first to learn what it is to be a good o, and then subsequently to
learn what degree of approximation to being a good o will qualify an item as a
p; if the gap between some item x and good ps is sufficently horrendous, then x
is debarred from counting as a @ at all, even as a bad p. I have elsewhere
called concepts which exhibit this feature value-oriented concepts. One example
of a value-oriented concept is the concept of reasoning: another, I now
suggest, is that of sentence. (2) It may well be that the existence of
value-oriented concepts (Ф.. Ф2. ...Ф.) depends on the prior
existence of pre-rational concepts (Фі, Ф2.. + • n), such that an item x qualifies for the application of the
concept a if and only if a satisfies a rationally-approved form or version of
the corresponding pre-rational concept '. We have a (primary) example of a step
in reasoning only if we have a transition of a certain rationally approved kind
from one thought or utterance to another. If p is value-oriented concept
then a potentiality for making or producing ds is ipso facto a potentiality for
making or producing good ps, and is therefore dignified with the title of a
capacity; it may of course be a capacity which only persons with special ends
or objectives. like pick-pockets, would be concerned to possess. I am strongly inclined to
assent to a principle which might be called a Principle of Economy of Rational
Effort. Such a principle would state that where there is a ratiocinative
procedure for arriving rationally at certain outcomes, a procedure which, because
it is ratiocinative, will involve an expenditure of time and energy, then if
there is a non-ratiocinative, and so more economical procedure which is likely,
for the most part, to reach the same outcomes as the ratiocinative procedure,
then provided the stakes are not too high it will be rational to employ the
cheaper though somewhat less reliable non-ratiocinative procedure as a
substitute for ratiocination. I think this principle would meet with Genitorial
approval, in which case the Genitor would install it for use should opportunity
arise. On the assumption that it is
characteristic of reason to operate on pre-rational states which reason
confirms, revises, or even (some-times) eradicates, such opportunities will
arise, provided the rational creatures can, as we can, be trained to modify the
relevant pre-rational states or their exercise, so that without actual
ratiocination the creatures can be more or less reliably led by those
pre-rational states to the thoughts or actions which reason would endorse were
it invoked; with the result that the creatures can do, for the most part, what
reason requires without, in the particular case, the voice of reason being
heard. Indeed in such creatures as ourselves the ability to dispense in this
way with actual ratiocination is taken to be an excellence: The more
mathematical things I can do correctly without engaging in overt mathematical
reasoning, the more highly I shall be regarded as a mathematician. Similar
considerations apply to the ability to produce syntactico-semantically
satisfactory utterances without the aid of a derivation in some
syntactico-semantic theory. In both cases the excellence which 1 exhibit is a
form of judgement: I am a good judge of mathematical consequences or of
satisfactory utterances. That ability to produce, without the aid of overt
ratiocination, transitions which accord with approved standards of inference
does not demand that such ratiocination be present in an unconscious or covert
form; it requires at most that our propensity to produce such transitions be
dependent in some way upon our acquisition or possession of a capacity to
reason explicitly, Similarly, our ability to produce satisfactory utterances
does not require a subterranean ratiocination to account for their satisfactory
character; it needs only to be dependent on our learning of, or use of, a
rule-governed language. There are two kinds of magic travel. In one of these we
are provided with a magic carpet which transports us with supernatural celerity
over a route which may be traversed in more orthodox vehicles; in the other, we
are given a magic lamp from which, when we desire it, a genie emerges who
transports us routelessly from where we are to where we want to go. The
exercise of judgement may perhaps be route-travelling like the first: but may
also be routeless like the second. But problems still remain. Deductive systems concocted
by professional logicians vary a good deal as regards their intuitiveness: but
with respect to some of them (for example, some suitably chosen system of
natural deduction) a pretty good case could be made that they not only generate
for us logically valid inferences, but do so in a way which mirrors the
procedures which we use in argument in the simplest or most fundamental cases.
But in the case of linguistic theories even the more intuitive among them may
not be in a position to make a corresponding claim about the production of
admissible utterances. They might be able to claim to generate (more or less)
the infinite class of admissible sentences, together with acceptable
interpretations ofeach (though even this much would be a formidable claim); but
such an achievement would tell us nothing about how we arrive at the produc
tion of sentences, and so might be thought to lack explanatory force.
That deficiency might be thought to be remediable only if the theory reflects,
more or less closely, the way or ways in which we learn, select. and criticize
linguistic performances; and here it is clear neither what should be reflected
nor what would count as reflecting it. There is one further objection,
not mentioned by Richards, which seems to me to be one to which I must respond.
It may be stated thus: One of the leading ideas in my treatment of
meaning was that meaning Is not to be regarded exclusively, or even primarily,
as a feature of language or of linguistic utterances; there are many instances
of non-linguistic vehicles of communication, mostly unstructured but sometimes
exhibiting at least rudimentary structure; and my account of meaning was
designed to allow for the possibility that non-linguistic and indeed
non-conventional 'utterances', perhaps even manifesting some degree of structure,
might be within the powers of creatures who lack any linguistic or otherwise
conventional apparatus for communication, but who are not thereby deprived of
the capacity to mean this or that by things they do. To provide for this
possibility, it is plainly necessary that the key ingredient in any
representation of meaning, namely intending. should be a state the capacity for
which does not require the possession of a language. Now some might be
unwilling to allow the possibility of such pre-linguistic intending. Against
them, I think I would have good prospects of winning the day; but unfortunately
a victory on this front would not be enough. For, in a succession of
increasingly elaborate moves designed to thwart a sequence of Schifferian
counter-examples. I have been led to restrict the intentions which are to
constitute utterer's meaning to M-intentions; and, whatever might be the case
in general with regard to intending, M-intending is plainly too sophisticated a
state to be found in a language-destitute creature. So the unavoidable
rearguard actions seem to have undermined the raison-d'etre of the
campaign. A brief reply will have to suffice; a full treatment would
require delving deep into crucial problems concerning the boundaries between
vicious and innocuous circularity, to which I shall refer again a little later.
According to my most recent speculations about meaning, one should distinguish
between what I might call the factual character of an utterance
(meaning-relevant features which are actually present in the utterance), and
what I might call its titular character (the nestedM-intention which is deemed
to be present). The titular character is infinitely complex, and so cannot be
actually present in toto; in which case to point out that its inconceivable
actual presence would be possible, or would be detectable, only via the use of
language would seem to serve little purpose. At its most meagre, the factual
character will consist merely in the pre-rational counterpart of meaning, which
might amount to no more than making a certain sort of utterance in order
thereby to get some creature to think or want some particular thing, and this
condition seems to contain no reference to linguistic expertise. Maybe in some
less straightforward instances of meaning there will be actually present
intentions whose feasibility as intentions will demand a capacity for the use
of language. But there can be no advance guarantee when this will be so, and it
is in any case arguable that the use of language would here be a practically
indispensable aid to thinking about relatively complex intentions, rather than
an element in what is thought about. B2. Metaphysies, Philosophical
Psychology, and Value In this final section of my Reply to Richards, I
shall take up, or take off from, a few of the things which they have to say
about a number of fascinating and extremely important issues belonging to the
chain of disciplines listed in the title of this section. I shall be concerned
less with the details of their account of the various positions which they see
me as maintaining than with the kind of structure and order which, albeit in an
as yet confused and incomplete way I think I can discern in the disciplines
themselves and, especially, in the connection between them. Any proper discussion
of the details of the issues in question would demand far more time than I have
at my disposal; in any case it is my intention, if I am spared, to discuss a
number of them, at length, in future writings. I shall be concerned rather to
provide some sort of picture of the nature of metaphysics, as I see it, and of
the way or ways in which it seems to me to underlie the other mentioned
disciplines. I might add that something has already been said in the previous
section of this Reply about philosophical psychology and rationality, and that
general questions about value, including metaphysical questions, were the topic
of my 1983 Carus lectures. So perhaps I shall be pardoned if here 1 concentrate
primarily on metaphysics. I fear that, even when I am allowed the advantage of
operating within these limitations, what I have to say will be programmatic and
speculative rather than well-ordered and well-argued.At the outset of their
comments on my views concerning meta-physics, Richards say, 'Grice's ontological
views are at least liberal'; and they document this assertion by a quotation
from my Method In Philosophical Psychology, in which I admit to a taste for
keeping open house for all sorts and conditions of entities, just so long as
when they come in they help with the housework.' I have no wish to challenge
their representation of my expressed position, particularly as the cited
passage includes a reference to the possibility that certain sorts of entities
might, because of backing from some transcendental argument, qualify as entia
realissima. The question I would like to raise is rather what grounds are there
for accepting the current conception of the relationship between metaphysics
and ontology. Why should it be assumed that metaphysics consists in, or even
includes in its domain, the programme of arriving at an acceptable ontology? Is
the answer merely that that enterprise is the one, or a part of the one, to
which the term "metaphysics' is conventionally applied and so that a
justification of this application cannot be a philosophical issue? If
this demand for a justified characterization of metaphysics is to be met, I can
think of only one likely strategy for meeting it. That will be to show that
success within a certain sort of philosophical under-taking, which I will with
striking originality call First Philosophy, is needed if any form of
philosophy, or perhaps indeed any form of rational enquiry, is to be regarded
as feasible or legitimate, and that the contents of First Philosophy are
identical with, or at least include, what are standardly regarded as the
contents of metaphysics! I can think of two routes by which this result might
be achieved, which might well turn out not to be distinct from one another. One
route would perhaps involve taking seriously the idea that if any region of
enquiry is to be successful as a rational enterprise, its deliverance must be
expressable in the shape of one or another of the possibly different types of
theory; that characterizations of the nature and range of possible kinds of
theory will be needed; and that such a body of characterization must itself be
the outcome of rational enquiry, and so must itself exemplify whatever
requirements it lays down for theories in general; it must itself be
expressible as a theory, to be called (if you like) Theory-theory. The
specification and justification of the ideas and material presupposed by any
theory, whether such account falls within or outside the bounds of
Theory-theory, would be properly called First Philosophy, and might • In
these reflections I have derived much benefit from discussions with Alan
Code.turn out to relate to what is generally accepted as belonging to the
subject matter of metaphysics. It might, for example, turn out to be
establishable that every theory has to relate to a certain range of subject
items, has to attribute to them certain predicates or attributes, which in turn
have to fall within one or another of the range of types or categories. In this
way, the enquiry might lead to recognized metaphysical topics, such as the
nature of being, its range of application, the nature of predication and a
systematic account of categories. A second approach would focus not on
the idea of the expressibility of the outcomes of rational enquiry in theories
but rather on the question of what it is, in such enquiries, that we are
looking for, why they are of concern to us. We start (so Aristotle has told us)
as laymen with the awareness of a body of facts; what as theorists we strive
for is not (primarily) further facts, but rational knowledge, or understanding,
of the facts we have, together with whatever further facts our investigations
may provide for us. Metaphysics will have as its concern the nature and
realizability of those items which are involved in any successful pursuit of
understanding; its range would include the nature and varieties of explanation
(as offered in some modification of the Doctrine of Four Causes), the
acceptability of principles of logic, the proper standards of proof, and so on.
I have at this point three comments to make. First, should it be the case that,
(1) the foregoing approach to the conception of metaphysics is found
acceptable, (2) the nature of explanation and (understood broadly) of causes is
a metaphysical topic, and (3) that Aristotle is right (as I suspect he is) that
the unity of the notion of cause is analogi-cal in character, then the general
idea of cause will rest on its standard particularizations, and the particular
ideas cannot be reached as specifications of an antecedent genus, for there is
no such genus, In that case, final causes will be (so to speak) foundation
members of the cause family, and it will be dubious whether their title as
causes can be disputed. Second, it seems very likely that the two approaches
are in fact not distinct; for it seems plausible to suppose that explanations,
if fully rational, must be systematic and so must be expressible in
theories. Conversely, it seems plausible to suppose that the function of
theories is to explain, and so that whatever is susceptible to theoretical
treatment is thereby explained. Third, the most conspicuous difficulty
about the approach which I have been tentatively espousing seems to me to be
that we may be in danger of being given more than we want to receive; we are
not, forexample, ready to regard methods of proof or the acceptability of
logical principles as metaphysical matters and it is not clear how such things
are to be excluded. But perhaps we are in danger of falling victims to a
confusion, Morality, as such, belongs to the province of ethics and does not
belong to the province of metaphysics. But, as Kant saw (and I agree with him),
that does not preclude there being metaphysical questions which arise about
morality. In general, there may be a metaphysics of X without it being the case
that X is a concept or item which belongs to metaphysics. Equally, there may be
metaphysical questions relating to proof or logical principles without it being
the case that as such proof or logical principles belong to metaphysics. It
will be fair to add, however, that no distinction has yet been provided, within
the class of items about which there are metaphysical questions, between those
which do and those which do not belong to metaphysics. The next element
in my attitude towards metaphysics to which I would like to draw attention is
my strong sympathy for a constructivist approach. The appeal of such an
approach seems to be to lie essentially in the idea that if we operate with the
aim of expanding some set of starting points, by means of regulated and fairly
well-defined procedures, into a constructed edifice of considerable complexity,
we have better prospects of obtaining the explanatory richness which we need
than if, for example, we endeavour to represent the seeming wealth of the world
of being as reducible to some favoured range of elements. That is, of course, a
rhetorical plea. but perhaps such pleas have their place. But a
constructivist methodology, if its title is taken seriously, plainly has its
own difficulties. Construction, as normally understood, requires one or more
constructors; so far as a metaphysical construction is concerned, who does the
constructing? *We"? But who are we and do we operate separately or
conjointly, or in some other way? And when and where are the acts of
construction performed, and how often? These troublesome queries are
reminiscent of differences which arose, I believe, among Kantian commentators,
about whether Kant's threefold synthesis (perhaps a close relative of construction)
is (or was) a datable operation or not. I am not aware that they arrived at a
satisfactory solution. The problem becomes even more acute when we remember
that some of the best candidates for the title of constructed entities, for
example numbers, are supposed to be eternal, or at least timeless. How could
such entities have construction dates? Some relief may perhaps be
provided if we turn our eyes towardsthe authors of fiction, My next novel will
have as its hero one Caspar Winebibber, a notorious English highwayman born (or
so 1 shall say) in 1764 and hanged in 1798, thereby ceasing to exist long
before sometime next year, when I create (or construct) him. This mind-boggling
situation will be dissolved if we distinguish between two different occurrences;
first, Caspar's birth (or death) which is dated to 1764 (or 1798), and second,
my creation of Caspar, that is to say my making it in 1985 fictionally true
that Caspar was born in 1764 and died in 1798. Applying this strategem to
metaphysics, we may perhaps find it tolerable to suppose that a particular
great mathematician should in 1968 make it true that (let us say) ultralunary
numbers should exist timelessly or from and to eternity. We might even, should
we so wish, introduce a 'depersonalized" (and "detemporalized')
notion of construction; in which case we can say that in 1968 the great mathe.
matician, by authenticated construction, not only constructed the timeless
existence of ultralunary numbers but also thereby depersonalized and detemporalized
construction of the timeless existence of ultra-lunary numbers, and also the
depersonalized construction of the depersonalized construction of ...
ultralunary numbers. In this way, we might be able, in one fell swoop, to
safeguard the copyrights both of the mathematician and eternity. Another
extremely important aspect of my conception of metaphysical construction
(creative metaphysical thinking) is that it is of its nature revisionary or
gradualist in character. It is not just that, since metaphysics is a very
difficult subject, the best way to proceed is to observe the success and
failures of others and to try to build further advance upon their achievements.
It is rather that there is no other way of proceeding but the way of
gradualism. A particular bit of metaphysical construction is possible only on
the basis of some prior material; which must itself either be the outcome of
prior constructions, or perhaps be something original and unconstructed. As I
see it. gradualism enters in in more than one place. One point of entry
relates to the degree of expertise on the theorist or investigator. In my view,
It is incumbent upon those whom Aristotle would have called 'the wise' in
metaphysics, as often elsewhere, to treat with respect and build upon the opinions
and the practices of the many'; and any intellectualist indignation at the idea
of professionals being hamstrung by amateurs will perhaps be seen as
inappropriate when it is reflected that the amateurs are really (since personal
identities may be regarded as irrele-vant) only ourselves (the professionals)
at an earlier stage; there are notthe authors of fiction, My next novel will
have as its hero one Caspar Winebibber, a notorious English highwayman born (or
so 1 shall say) in 1764 and hanged in 1798, thereby ceasing to exist long
before sometime next year, when I create (or construct) him. This mind-boggling
situation will be dissolved if we distinguish between two different
occurrences; first, Caspar's birth (or death) which is dated to 1764 (or 1798),
and second, my creation of Caspar, that is to say my making it in 1985
fictionally true that Caspar was born in 1764 and died in 1798. Applying this
strategem to metaphysics, we may perhaps find it tolerable to suppose that a
particular great mathematician should in 1968 make it true that (let us say)
ultralunary numbers should exist timelessly or from and to eternity. We might
even, should we so wish, introduce a 'depersonalized" (and
"detemporalized') notion of construction; in which case we can say that in
1968 the great mathe. matician, by authenticated construction, not only
constructed the timeless existence of ultralunary numbers but also thereby
depersonalized and detemporalized construction of the timeless existence of
ultra-lunary numbers, and also the depersonalized construction of the
depersonalized construction of ... ultralunary numbers. In this way, we might
be able, in one fell swoop, to safeguard the copyrights both of the
mathematician and eternity. Another extremely important aspect of my
conception of metaphysical construction (creative metaphysical thinking) is
that it is of its nature revisionary or gradualist in character. It is not just
that, since metaphysics is a very difficult subject, the best way to proceed is
to observe the success and failures of others and to try to build further
advance upon their achievements. It is rather that there is no other way of
proceeding but the way of gradualism. A particular bit of metaphysical
construction is possible only on the basis of some prior material; which must
itself either be the outcome of prior constructions, or perhaps be something
original and unconstructed. As I see it. gradualism enters in in more
than one place. One point of entry relates to the degree of expertise on the
theorist or investigator. In my view, It is incumbent upon those whom Aristotle
would have called 'the wise' in metaphysics, as often elsewhere, to treat with
respect and build upon the opinions and the practices of the many'; and any
intellectualist indignation at the idea of professionals being hamstrung by
amateurs will perhaps be seen as inappropriate when it is reflected that the
amateurs are really (since personal identities may be regarded as irrele-vant)
only ourselves (the professionals) at an earlier stage; there are nottwo
parties, like Whigs and Tories, or nobles and the common people, but rather one
family of speakers pursuing the life of reason at different stages of
development; and the later stages of development depend upon the ealier ones.
Gradualism also comes into play with respect to theory develop-ment. A
characteristic aspect of what I think of as a constructivist approach towards
theory development involves the appearance of what I call overlaps'. It may be
that a theory or theory-stage B, which is to be an extension of theory or
theory-stage A, includes as part of itself linguistic or conceptual apparatus
which provides us with a restatement of all or part of theory A, as one segment
of the arithmetic of positive and negative integers provides us with a
restatement of the arithmetic of natural numbers. But while such an overlap may
be needed to secure intelligibility for theory B, theory B would be pointless
unless its expressive power transcended that of theory A, unless (that is to say)
a further segment of theory B lay beyond the overlap. Gradualism sometimes
appears on the scene in relation to stages exhibited by some feature attaching
to the theory as a whole, but more often perhaps in relation to stages
exemplified in some department of, or some category within, the theory. We can
think of metaphysics as involving a developing sequence of metaphysical
schemes; we can also locate developmental features within and between
particular metaphysical categories. Again, I regard such developmental
features not as accidental but as essential to the prosecution of metaphysics.
One can only reach a proper understanding of metaphysical concepts like law or
cause if one sees, for example, the functional analogy, and so the
developmental connection, between natural laws and non-natural laws (like those
of legality or morality). "How is such and such a range of uses of the
word (the concept) x to be rationally generated?' is to my mind a type of
question which we should continually be asking. I may now revert to a
question which appeared briefly on the scene a page or so ago. Are we, if we
lend a sympathetic ear to con-structivism, to think of the metaphysical world
as divided into a constructed section and a primitive, original, unconstructed
section? I will confess at once that I do not know the answer to this question.
The forthright contention that if there is a realm of constructs there has to
be also a realm of non-constructs to provide the material upon which the
earliest ventures in construction are to operate, has its appeal, and I have
little doubt that I have been influenced by it. But I am by no means sure that
it is correct. I am led to this uncertainty initially by thefact that when I
ask myself what classes of entities I would be happy to regard as original and
unconstructed, I do not very readily come up with an answer. Certainly not
common objects like tables and chairs; but would I feel better about stuffs
like rock or hydrogen, or bits thereof? I do not know, but I am not moved towards
any emphatic yes!' Part of my trouble is that there does not seem to me to be
any good logical reason calling for a class of ultimate non-construets. It
seems to me quite on the cards that metaphysical theory, at least when it is
formally set out, might consist in a package of what I will call ontological
schemes in which categories of entities are constructively ordered, that all or
most of the same categories may appear within two different schemes with
different ordering, what is primitive in one scheme being non-primitive in the
other, and that this might occur whether the ordering relations employed in the
construction of the two schemes were the same or different. We would then have
no role for a notion of absolute primitiveness. All we would use would be the
relative notion of primitiveness-with-respect-to-a-scheme. There might indeed
be room for a concept of authentic or maximal reality: but the application of
this concept would be divorced from any concept of primitiveness, relative or
absolute, and would be governed by the availability of an argument, no doubt
transcendental in character, showing that a given category is mandatory, that a
place must be found for it in any admissible ontological scheme. I know of no
grounds for rejecting ideas along these lines. The complexities
introduced by the possibility that there is no original, unconstructed, area of
reality, together with a memory of the delicacy of treatment called for by the
last of the objections to my view on the philosophy of language, suggest that
debates about the foundations of metaphysics are likely to be peppered with
allegations of circu-larity: and I suspect that this would be the view of any
thoughtful student of metaphysics who gave serious attention to the methodology
of his discipline. Where are the first principles of First Philosophy to come
from, if not from the operation, practised by the emblematic pelican, of
lacerating its own breast. In the light of these considerations it seems to me
to be of the utmost importance to get clear about the nature and forms of real
or apparent circularity, and to distinguish those forms, if any, which are
innocuous from those which are deadly. To this end I would look for a
list, which might not be all that different from the list provided by
Aristotle, of different kinds, or interpretations, of the idea of priority with
a view to deciding when the suppositionthat A is prior to B allow or disallows
the possibility that B may also be prior to A, either in the same, or in some
other, dimension of priority. Relevant kinds of priority would perhaps
include logical priority. definitional or conceptual priority, epistemic
priority, and priority in respect of value. I will select two examples, both
possibly of philosophical interest, where for differing m and n, it might be
legitimate to suppose that the prioritym of A to B would not be a barrier to
the priorityn of B to A. It seems to me not implausible to hold that, in
respect of one or another version of conceptual priority, the legal concept of
right is prior to the moral concept of right: the moral concept is only
understandable by reference to, and perhaps is even explicitly definable in
terms of, the legal concept. But if that is so, we are perhaps not debarred
from regarding the moral concept as valua-tionally prior to the legal concept;
the range of application of the legal concept ought to be always determined by
criteria which are couched in terms of the moral concept. Again, it might be
important to distinguish two kinds of conceptual priority, which might both
apply to one and the same pair of items, though in different directions. It
might be, perhaps, that the properties of sense-data, like colours (and so
sense-data themselves), are posterior in one sense to corresponding properties
of material things, (and so to material things themselves); properties of
material things, perhaps, render the properties of sense-data intelligible by
providing a paradigm for them. But when it comes to the provision of a suitably
motivated theory of material things and their properties, the idea of making
these definitionally explicable in terms of sense-data and their properties may
not be ruled out by the holding of the aforementioned conceptual priority in
the reverse direction. It is perhaps reasonable to regard such fine distinction
as indispensable if we are to succeed in the business of pulling ourselves up
by our own bootstraps. In this connection it will be relevant for me to reveal
that I once invented (though I did not establish its validity) a principle
which I labelled as Bootstrap. The principle laid down that when one is
introducing the primitive concepts of a theory formulated in an object
language, one has freedom to use any battery of concepts expressible in the
meta-language, subject to the condition that counterparts of such concepts are
subsequently definable or otherwise derivable in the object-language. So the
more economically one introduces the primitive object-language concepts, the
less of a task one leaves oneself for the morrow. I must now turn to a
more direct consideration of the question ofhow metaphysical principles are
ultimately to be established. A prime candidate is forthcoming, namely a
special metaphysical type of argu-ment, one that has been called by Kant and by
various other philosophers since Kant a transcendental argument. Unfortunately
it is by no means clear to me precisely what Kant, and still less what some
other philosophers, regard as the essential character of such an argu-ment.
Some, I suspect, have thought of a transcendental argument in favour of some
thesis or category of items as being one which claims that if we reject the
thesis or category in question, we shall have to give up something which we
very much want to keep; and the practice of some philosophers, including Kant,
of hooking transcendental argument to the possibility of some very central
notion, such as experience or knowledge, or (the existence of) language,
perhaps lends some colour to this approach. My view (and my view of Kant) takes
a different tack. One thing which seems to be left out in the treatments of
transcendental argument just mentioned is the idea that Transcendental Argument
involves the suggestion that something is being undermined by one who is
sceptical about the conclusion which such an argument aims at establishing.
Another thing which is left out is any investigation of the notion of
rationality, or the notion of a rational being. Precisely what remedy I
should propose for these omissions is far from clear to me; I have to confess
that my ideas in this region of the subject are still in a very rudimentary
state. But I will do the best I can. I suspect that there is no single
characterization of Transcendental Arguments which will accommodate all of the
traditionally recognized specimens of the kind; indeed, there seem to me to be
at least three sorts of argument-pattern with good claims to be dignified with
the title of Transcendental. (1) One pattern fits Descartes's cogito
argument, which Kant himself seems to have regarded as paradigmatic. This
argument may be represented as pointing to a thesis, namely his own existence,
to which a real or pretended sceptic is thought of as expressing enmity, in the
form of doubt; and it seeks to show that the sceptic's procedure is self. destructive
in that there is an irresoluble conflict between, on the one hand, what the
sceptic is suggesting (that he does not exist), and on the other hand the
possession by his act of suggesting, of the illocutionary character (being the
expression of a doubt) which it not only has but must, on the account, be
supposed by the sceptic to have. It might, in this case, be legitimate to go on
to say that the expression of doubt cannot be denied application, since without
the capacity for the expression ofdoubt the exercise of rationality will be
impossible; but while this addition might link this pattern with the two
following patterns, it does not seem to add anything to the cogency of the
argument. Another pattern of argument
would be designed for use against applications of what I might call
'epistemological nominalism'; that is against someone who proposes to admit ys
but not xs on the grounds that epistemic justification is available for ys but
not for anything like xs, which supposedly go beyond ys; we can, for example,
allow sense-data but not material objects, if they are thought of as 'over and
above' sense-data; we can allow particular events but not, except on some
minimal interpretation, causal connections between events. The pattern of argument
under consideration would attempt to show that the sceptic's at first sight
attractive caution is a false economy; that the rejection of the
'over-and-above' entities is epistemically destructive of the entities with
which the sceptic deems himself secure; if material objects or causes go,
sense-data and datable events go too. In some cases it might be possible to
claim, on the basis of the lines of the third pattern of argument, that not
just the minimal categories, but, in general, the possibility of the exercise
of rationality will have to go. A third pattern of argument might contend from the
outset that if such-and-such a target of the sceptic were allowed to fall, then
something else would have to fall which is a pre-condition of the exercise of
rationality; it might be argued, for example, that some sceptical thesis would
undermine freedom, which in turn is a pre-condition of any exercise of
rationality whatsoever. It is plain that arguments of this third type might
differ from one another in respect of the particular pre-conditon of
rationality which they brandished in the face of a possible sceptic. But it is
possible that they might differ in a more subtle respect. Some less ambitious
arguments might threaten a local breakdown of rationality, a breakdown in some
particular area. It might hold, for instance, that certain sceptical positions
would preclude the possibility of the exercise of rationality in the practical
domain. While such arguments may be expected to carry weight with some philosophers,
a really doughty sceptic is liable to accept the threatened curtailment of
rationality; he may, as Hume and those who follow him have done, accept the
virtual exclusion of reason from the area of action. The threat, however, may
be of a total breakdown of the possibility of the exercise of rationality; and
here even the doughty sceptic might quail, on pain of losing his audience if he
refuses to quail.A very important feature of these varieties of 'transcendental
argument (though I would prefer to abandon the term 'transcendental and just
call them 'metaphysical arguments') may be their connection with practical
argument. In a broadened sense of 'practical', which would relate not just to
action but also to the adoption of any attitude or stance which is within our
rational control, we might think of all argument, even alethic argument, as
practical perhaps with the practical tail-piece omitted; alethic or evidential
argument may be thought of as directing us to accept or believe some
proposition on the grounds that it is certain or likely to be true. But
sometimes we are led to rational acceptance of a proposition (though perhaps
not to belief in it) by considerations other than the likelihood of its truth.
Things that are matters of faith of one sort of another, like fidelity of one's
wife or the justice of one's country's cause, are typically not accepted on
evidential grounds but as demands imposed by loyalty or patriotism; and the
arguments produced by those who wish us to have such faith may well not be
silent about this fact. Metaphysical argument and acceptance may exhibit a
partial analogy with these examples of the acceptance of something as a matter
of faith. In the metaphysical region, too, the practical aspect may come first;
we must accept such and such thesis or else face an intolerable breakdown of
rationality. But in the case of metaphysical argument the threatened calamity
is such that the acceptance of the thesis which avoids it is invested with the
alethic trappings of truth and evidential respectability. Proof of the pudding
comes from the need to eat it, not vice versa. These thoughts will perhaps
allay a discomfort which some people, including myself, have felt with respect
to transcendental arguments. It has seemed to me, in at least some cases, that
the most that such arguments could hope to show is that rationality demands the
acceptance, not the truth, of this or that thesis. This feature would not
be a defect if one can go on to say that this kind of demand for acceptance is
sufficient to confer truth on what is to be accepted. It is now time for
me to turn to a consideration of the ways in which metaphysical construction is
effected, and I shall attempt to sketch three of these. But before I do so, I
should like to make one or two general remarks about such construction
routines. It is pretty obvious that metaphysical construction needs to be
disciplined, but this is not because without discipline it will be badly done,
but because without discipline it will not be done at all. The list of
available routines determines what metaphysical construction is; so it is no
accident that itemploys these routines. This reflection may help us to solve
what has appeared to me, and to others, as a difficult problem in the
methodology of metaphysics, namely, how are we to distinguish metaphysical
construction from scientific construction of such entities as electrons or
quarks? What is the difference between hypostasis and hypothesis? Tha
answer may lie in the idea that in metaphysical construction, including
hypostasis, we reach new entities (or in some cases, perhaps, suppose them to
be reachable) by application of the routines which are essential to
metaphysical construction; when we are scientists and hypothesize, we do not
rely on these routines at least in the first instance; if at a later stage we
shift our ground, that is a major theoreti. cal change. I shall first
introduce two of these construction routines; before I introduce the third I
shall need to bring in some further material, which will also be relevant to my
task in other ways. The first routine is one which I have discussed elsewhere,
and which I call Humean Projection. Something very like it is indeed
described by Hume, when he talks about "the mind's propensity to spread
itself on objects'; but he seems to regard it as a source, or a product, of
confusion and illusion which, perhaps, our nature renders unavoidable, rather
than as an achievement of reason. In my version of the routine, one can
distinguish four real or apparent stages, the first of which, perhaps, is not
always present. At this first stage we have some initial concept, like that
expressed by the word 'or' or "not', or (to take a concept relevant to my
present under-takings) the concept of value. We can think of these initial
items as, at this stage, intuitive and unclarified elements in our conceptual
vocabu-lary. At the second stage we reach a specific mental state, in the
specification of which it is possible though maybe not necessary to use the
name of the initial concept as an adverbial modifier, we come to 'or-thinking'
(or disjoining), "not-thinking' (or rejecting, or denying), and
'value-thinking' (or valuing, or approving). These specific states may be
thought of bound up with, and indeed as generating, some set of responses to
the appearance on the scene of instantiation of the initial concepts. At the
third stage, reference to these specific states is replaced by a general (or
more general) psychologial verb together with an operator corresponding to the particular
specific stage which appears within the scope of the general verb, but is still
allowed only maximal scope within the complement of the verb and cannot appear
in sub-clauses. So we find reference to "thinking p or q' or 'thinking it
valuable to learn Greek'. At the fourth and last stage, the restriction
imposedby the demand that the operators at stage three should be scope-dominant
within the complement of the accompanying verb is removed; there is no
limitation on the appearance of the operation in subordinate clauses.
With regard to this routine I would make five observations: The employment of this routine
may be expected to deliver for us, as its end-result, concepts (in something
like a Fregean sense of the word) rather than objects. To generate objects we
must look to other routines. The provision, at the fourth stage, of full
syntactico-semantical freedom for the operators which correspond to the initial
concepts is possible only via the provision of truth-conditions, or of some different
but analogous valuations, for statements within which the operators appear.
Only thus can the permissible complexities be made intelligible. Because of (2), the difference
between the second and third stages is apparent rather than real. The third
stage provides only a notational variant of the second stage, at least unless
stage four is also reached. It is important to recognize that the development, in
a given case, of the routine must not be merely formal or arbitrary. The
invocation of a subsequent stage must be exhibited as having some point or
purpose, as (for example) enabling us to account for something which needs to
be accounted for. Subject to these provisos,
application of this routine to our initial concept (putting it through the
mangle') does furnish one with a metaphysical reconstruction of that concept;
or, if the first stage is missing, we are given a metaphysical construction of
a new concept. The second construction routine harks back to Aristotle's
treatment of predication and categories, and I will present my version of it as
briefly as I can. Perhaps its most proper title would be Category Shift, but
since I think of it as primarily useful for introducing new objects, new
subjects of discourse, by a procedure reminiscent of the linguists' operation
of nominalization, I might also refer to it as sub-jectification (or, for that
matter, objectification). Given a class of primary subjects of discourse,
namely substances, there are a number of *slots' (categories) into which
predicates of these primary subjects may fit; one is substance itself
(secondary substance), in which case the predication is intra-categorial and
essential; and there are others into which the predicates assigned in
non-essential or accidental predication may fall; the list of these would
resemble Aristotle's list of quality,quantity, and so forth. It might be,
however, that the members of my list, perhaps unlike that of Aristotle, would
not be fully co-ordinate: the development of the list might require not one
blow but a succession of blows; we might for example have to develop first the
category of arbitrary. It has to be properly motivated; if it is not, perhaps
it fails to (quantity) and non-quantitative attribute (quality), or again the
category of event before the subordinate category of action. Now though
substances are to be the primary subjects of predication, they will not be the
only subjects. Derivatives of, or conversions of, items which start life (so to
speak) as predicable, in one non-substantial slot or another, of substances,
may themselves come to occupy the first slot; they will be qualities of, or
quantities of, a particular type or token of substantials: not being qualities
or quantities of substances, they will not be qualities or quantities
simpliciter. (It is my suspicion that only for substances, as subjects, are all
the slots filled by predicable items.) Some of these substantials which are not
substances may derive from a plurality of items from different original
categories; events, for example, might be complex substantials deriving from a
substance, an attribute, and a time. My position with regard to the
second routine runs parallel to my position with regard to the first, in that
here too I hold strongly to the opinion that the introduction of a new category
of entities must not be arbitrary. It has to be properly motivated; if it is
not, perhaps it fails to be a case of entity-construction altogether, and
becomes merely a way of speaking. What sort of motivation is called for is not
immediately clear; one strong candidate would be the possibility of opening up
new applications for existing modes of explanation: it may be, for example,
that the substantial introduction of abstract entities, like properties, makes
possible the application to what Kneale called secondary induc-tion'
(Probability and Induction, p. 104 for example), the principles at work in
primary induction. But it is not only the sort but the degree of motivation
which is in question. When I discussed metaphysical argument, it seemed that to
achieve reality the acceptance of a category of entities had to be mandatory:
whereas the recent discussion has suggested that apart from conformity to
construction-routines, all that is required is that the acceptance be
well-motivated? Which view would be correct? Or is it that we can tolerate a
division of constructed reality into two segments, with admission requirements
of differing degrees of stringency? Or is there just one sort of admission
require-ment, which in some cases is over-fulfilled?Before characterizing my
third construction-routine I must say a brief word about essential properties
and about finality, two Aristotelian ideas which at least until recently have
been pretty unpopular, but for which I want to find metaphysical room. In their
logical dress, essential properties would appear either as properties which are
constitutive or definitive of a given, usually substantial, kind; or as
individuating properties of individual members of a kind, properties such that
if an individual were to lose them, it would lose its identity, its existence,
and indeed itself. It is clear that if a property is one of the properties
which define a kind, it is also an individuating property of individual members
of a kind, properties such that if an individual were to lose them, it would
cease to belong to the kind and so cease to exist. (A more cautious formulation
would be required if, as the third construction routine might require, we
subscribed to the Grice-Myro view of identity.) Whether the converse holds
seems to depend on whether we regard spatio temporal continuity as a definitive
property for substantial kinds, indeed for all substantial kinds. But
there is another more metaphysical dress which essential properties may wear.
They may appear as Keynesian generator-properties, *core' properties of a
substantive kind which co-operate to explain the phenomenal and dispositional
features of members of that kind. On the face of it this is a quite different
approach; but on reflection I find myself wondering whether the difference is
as large as it might at first appear. Perhaps at least at the level of a type
of theorizing which is not too sophisticated and mathematicized, as maybe these
days the physical sciences are, the logically essential properties and the
fundamentally explanatory properties of a substantial kind come together;
substances are essentially (in the logical' sense) things such that in
circumstances C they manifest feature F, where the gap-signs are replaced in
such a way as to display the most basic laws of the theory. So perhaps,
at this level of theory, substances require theories to give expression to
their nature, and theories require substances to govern them. Finality,
particularly detached finality (functions or purposes which do not require
sanction from purposers or users), is an even more despised notion than that of
an essential property, especially if it is supposed to be explanatory, to
provide us with final causes. I am somewhat puzzled by this contempt for
detached finality, as if it were an unwanted residue of an officially obsolete
complex of superstitions and priesteraft. That, in my view, it is certainly
not; the concepts andvocabulary of finality, operating as if they were
detached, are part and parcel of our standard procedures for recognizing and
describing what goes on around us. This point is forcibly illustrated by
William Golding in The Inheritors. There he describes, as seen through the eyes
of a stone-age couple who do not understand at all what they are seeing, a
scene in which (I am told) their child is cooked and eaten by iron-age people.
In the description functional terms are eschewed, with the result that the
incomprehension of the stone-age couple is vividly shared by the reader. Now
finality is sometimes active rather than passive; the finality of a thing then
consists in what it is supposed to do rather than in what it is supposed to
suffer, have done to it, or have done with it. Sometimes the finality of a
thing is not dependent on some ulterior end which the thing is envisaged as
realizing. Sometimes the finality of a thing is not imposed or dictated by a
will or interest extraneous to the thing. And sometimes the finality of a thing
is not subordinate to the finality of some whole of which the thing is a
component, as the finality of an eye or a foot may be subordinate to the
finality of the organism to which it belongs. When the finality of a thing
satisfies all of these overlapping conditions and exclusions, I shall call it a
case of autonomous finality; and I shall also on occasion call it a métier. I
will here remark that we should be careful to distinguish this kind of
autonomous finality, which may attach to sub-stances, from another kind of
finality which seemingly will not be autonomous, and which will attach to the
conception of kinds of substance or of other constructed entities. The latter
sort of finality will represent the point or purpose, from the point of view of
the metaphysical theorist, of bringing into play, in a particular case, a
certain sort of metaphysical manœuvre. It is this latter kind of finality which
I have been supposing to be a requirement for the legitimate deployment of
construction-routines. Now it is my position that what I might call
finality-features, at least if they consist in the possession of autonomous
finality, may find a place within the essential properties of at least some
kinds of substances (for example, persons). Some substances may be essentially
'for doing such and such'. Indeed I suspect we might go further than this, and
suppose that autonomous finality not merely can fall within a substances
essential nature, but, indeed, if it attaches to a substance at all must belong
to its essential nature. If a substance has a certain métier, it does not have
to seek the fulfilment of that métier, but it does have to be equipped with the
motivation to fulfil the métier should it choose to follow that
motivation. And since autonomous finality is independent of any ulterior end, that
motivation must consist in respect for the idea that to fulfil the métier would
be in line with its own essential nature. But however that may be, once we have
finality features enrolled among the essential properties of a kind of
substance, we have a starting point for the generation of a theory or system of
conduct for that kind of substance, which would be analogous to the descriptive
theory which can be developed on the basis of a substance's essential
descriptive properties. I can now give a brief characterization of my
third construction- routine, which is called Metaphysical
Transubstantiation. Let us suppose that the Genitor has sanctioned the
appearance of a biological type called Humans, into which, considerate as
always, he has built an attribute, or complex of attributes, called
Rationality, perhaps on the grounds that this would greatly assist its
possessors in coping speedily and resourcefully with survival problems posed by
a wide range of environments, which they would thus be in a position to enter
and to maintain themselves in. But, perhaps unwittingly, he will thereby have
created a breed of potential metaphysicians; and what they do is (so to speak)
to reconstitute themselves. They do not alter the totality of attributes which
each of them as humans possess, but they redistribute them; properties which
they possess essentially as humans become properties which as substances of a
new psychological type called persons they possess accidentally; and the
property or properties called rationality, which attaches only accidentally to
humans, attaches essentially to persons. While each human is standardly
coincident with a particular person (and is indeed, perhaps, identical with
that person over a time), logic is insufficient to guarantee that there will
not come a time when that human and that person are no longer identical, when
one of them, perhaps, but not the other, has ceased to exist. But though logic
is insufficient, it may be that other theories will remedy the deficiency. Why,
otherwise than from a taste for mischief, the humans (or persons) should have
wanted to bring off this feat of transubstantiation will have to be left open
until my final section, which I have now reached. My final undertaking
will be an attempt to sketch a way of providing metaphysical backing, drawn
from the material which I have been presenting, for a reasonably unimpoverished
theory of value; I shall endeavour to produce an account which is fairly
well-ordered, even though it may at the same time be one which bristles with
unsolvedproblems and unformulated supporting arguments. What I have to offer
will be close to and I hope compatible with, though certainly not precisely the
same as the content of my third Carus Lecture (original version, 1983). Though
it lends an ear to several other voices from our philosophical heritage, it may
be thought of as being, in the main, a representation of the position of that
unjustly neglected philosopher Kantotle, It involves six stages. (1) The
details of the logic of value-concepts and of their possible relativizations
are unfortunately visible only through thick intellectual smog; so I shall have
to help myself to what, at the moment at least, I regard as two distinct
dichotomies. First, there is a dichotomy between value-concepts which are
relativized to some focus of relativization and those which are not so
relativized, which are absolute. If we address ourselves to the concept being
of value there are perhaps two possible primary foci of relativization; that of
end or potential end, that for which something may be of value, as bicarbonate
of soda may be of value for health (or my taking it of value for my health), or
dumbbells may be of value (useful) for bulging the biceps; and that of
beneficiary or potential beneficiary, the person (or other sort of item) to
whom (or to which) something may be of value, as the possession of a typewriter
is of value to some philosophers but not to me, since I do not type. With
regard to this dichotomy I am inclined to accept the following principles.
First, the presence in me of a concern for the focus of relativization is what
is needed to give the value-concept a "bite" on me, that is to
say, to ensure that the application of the value-concept to me does, or should,
carry weight for me; only if I care for my aunt can I be expected to care about
what is of value to her, such as her house and garden. Second, the fact that a
relativized value-concept, through a de facto or de jure concern on my part for
the focus of relativization, engages me does not imply that the original
relativization has been cancelled, or rendered absolute. If my concern for your
health stimulates in me a vivid awareness of the value to you of your
medica-tion, or the incumbency upon you to take your daily doses, that value
and that incumbency are still relativized to your health; without a concern on
your part for your health, such claims will leave you cold The second
dichotomy, which should be carefully distinguished from the first, lies between
those cases in which a value-concept, which may be either relativized or
absolute, attaches originally, or directly, to a given bearer, and those in
which the attachment is indirect and is the outcome of the presence of a
transmitting relation which links thecurrent bearer with an original bearer,
with or without the aid of an intervening sequence of 'descendants'. In the
case of the transmission of relativized value-concepts, the transmitting
relation may be the same as, or may be different from, the relation which is
embodied in the relativization, The foregoing characterization would allow
absolute value to attach originally or directly to promise-keeping or to my
keeping a promise, and to attach indirectly or by transmission to my digging
your garden for you, should that be something which I have promised to do; it
would also allow the relativized value-concept of value for health to attach
directly to medical care and indirectly or by transmission to the payment of
doctor's bills, an example in which the transmitting relation and the
relativizing relation are one and the same. (2) The second stage of this
metaphysical defence of the authenticity of the conception of value will
involve a concession and a contention. It will be conceded that if the
only conception of value available to us were that of relativized value then
the notion of finality would be in a certain sense dispensable; and further,
that if the notion of finality is denied authenticity, so must the notion of
value be denied authenticity A certain region of ostensible finality, which is
sufficient to provide for the admissibility of attributions of relativized
value, is mechanistic-ally substitutable'; that is to say, by means of reliance
on the resources of cybernetics and on the fact that the non-pursuit of certain
goals such as survival and reproduction is apt to bring to an end the supply of
potential pursuers, some ostensibly final explanations are replaceable by, or
reinterpretable as, explanations of a sort congenial to mechanists. But
if the concept of value is to be authentic and not merely 'Pickwick-ian in
character, then it is required that it be supported by a kind of finality which
extends beyond the 'overlap' with mechanistically substitutable finality;
autonomous finality will be demanded and a mechanist cannot accommodate and
must deny this kind of finality; and so, as will shortly be indicated, he is
committed to a denial of absolute value. (3) That metaphysical house-room
be found for the notion of absolute value is a rational demand. To say this is
not directly to offer reason to believe in the acceptability of the notion,
though it makes a move in that direction. It is rather to say that there is
good reason for wanting it to be true that the notion is acceptable. There
might be more than one kind of rational ground for this desire. It might be
that we feel a need to appeal to absolute value in order to justify some of our
beliefs and attributes with regard to relativized value, to maintain
(forexample) that it is of absolute value that everyone should pursue, within
certain limits, what he regards as being of value to himself. Or again,
it might be that, by Leibnizian standards for evaluating possible worlds, a
world which contains absolute value, on the assumption that its regulation requires
relatively simple principles, is richer and so better than one which does
not. But granted that there is a rational demand for absolute value, one
can then perhaps argue that within whatever limits are imposed by metaphysical
constructions already made, we are free to rig our metaphysics in such a way as
to legitimize the conception of absolute value; what it is proper to believe to
be true may depend in part on what one would like to be true. Perhaps part of
the Kantian notion of positive freedom, a dignity which as rational beings we
enjoy, is the freedom not merely to play the metaphysical game but, within the
limits of rationality, to fix its rules as well. In any case a trouble-free
metaphysical story which will safeguard the credentials of absolute value is to
be accepted should it be possible to devise one. I have some hopes that the
methodology at work here might link up with my earlier ideas about the
quasi-practical character of metaphysical argument. On the assumption that the
operation of Metaphysical Transub-stantiation has been appropriately carried
through, a class of biological creatures has been 'invented' into a class of
psychological substances, namely persons, who possess as part of their essential
nature a certain métier or autonomous finality consisting in the exercise, or a
certain sort of exercise, of rationality, and who have only to recognize and
respect a certain law of their nature, in order to display in favourable
circumstances the capacity to realize their métier. The degree to which they
fulfil that métier will constitute them good persons (good qua' persons); and
while the reference to the substantial kind persons undoubtedly introduces a
restriction or qualification, it is not clear (if it matters) that this
restriction is a mode of relativization. Once the concept of value-qua-member-of-a-kind has
been set up for a class of substances, the way is opened for the appearance of
transmitting relationships which will extend the application of value-in-a-kind
to suitably qualified non-substantial aspects if members of a kind, such as
actions and characteristies. While it cannot be assumed that persons will be
the only original instances of value-in-a-kind, it seems plausible to suggest
that whatever other original instances there may be will be far less fruitful
sources of such extension, particularly if a prime mode of extension will be by
the operation of Humean Projection. It seems plausible to suppose that a
specially fruitful way of extending the range of absolute value might be an
application or adaptation of the routine of Humean Projection, whereby such
value is accorded, in Aristotelian style, to whatever would seem to possess
such value in the eyes of a duly accredited judge; and a duly accredited judge
might be identifiable as a good person operating in conditions of freedom.
Cats, adorable as they may be, will be less productive sources of such
extension than persons. (6) In the light of these reflections, and on the
assumption that to reach the goal of securing the admissibility of the concept
of absolute value we need a class of primary examples of an unqualified version
of that concept, it would appear to be a rational procedure to allot to persons
as a substantial type not just absolute value qua members of their kind, but
absolute value tout court, that is to say unqualified absolute value. Such
value could be attributed to the kind, in virtue of its potentialities, and to
selected individual members of the kind, in virtue of their achievements.
Such a defence of absolute value is of course, bristling with unsolved or
incompletely solved problems. I do not find this thought daunting. If
philosophy generated no new problems it would be dead, because it would be
finished; and if it recurrently regenerated the same old problems it would not
be alive because it could never begin. So those who still look to philosophy
for their bread-and-butter should pray that the supply of new problems never
dries up. H. P. Grice. Grice was greatly honoured, and much
moved, by the fact that such a distinguished company of philosophers should
have contributed to this volume work of such quality as a compliment to
him. Grice is especially pleased that the authors of this work are not
just a haphazard band of professional colleagues. Every one of them is a
personal friend of Grice, though I have to confess that some of them Grice
sees, these days, less frequently than Grice used to, and *much* less
frequently than Grice _should_ like to. So this collection provides
Grice with a vivid reminder that philosophy is, at its *best*, a friendly
subject. Grice wishes that he could respond individually to each
contribution; but he does not regard that as feasible, and any selective
procedure would be invidious. Fortunately an alternative is open to
Grice. The editors of the volume contribute an editorial
which provides a synoptic view of Grice’s work; in view of
the fact that the number of Grice’s publications is greatly exceeded by the
number of his *unpublications* — read: teaching material qua tutorial fellow
— and that even my publications include some items which are not easily
accessible — who reads Butler? — the editors’s undertaking fulfills a crying
need. But it does more than that; it
presents a most perceptive and *sympathetic* picture or portrayal of the spirit
which lies behind the parts of Grice’s work which it discusses;
and it is Grice’s feeling that few have been as fortunate in their
contemporary commentators as I have been in mine. Think Heidegger!
So Grice goes on to make his own contribution a response to theirs, though
before replying directly to them Grice allows himself to indulge in a modicum
of philosophical autobiography, which in its own turn leads into a display of
philosophical prejudices and predilections. For convenience
Grice fuses the editors into a multiple personality, whose multiplicity
is marked by the use of plural pronouns and verb-forms. As
Grice looks back upon his former self, it seems to Grice that when he does
begin his ‘serious’ (if that’s the word) study of philosophy, the temperament
with which he approaches this enterprise is one of what he might call
dissenting rationalism. The rationalism is probably just the interest
in looking for this or that reason; Grice’s tendency towards
dissent may. however, have been derived from, or have been intensified by,
Grice’s father. Grice’s father was a gentle person.
Grice’s father, being English, exercised little *personal* influence
over Grice But Grice’s father exercised quite a good deal of
*cultural* or intellectual influence. Grice’s father was an
obdurate — ‘tenacious to the point of perversity’ — liberal
non-conformist. Grice witnesses almost daily, if without
involvement — children should be seen — the spectacle of his father’s religious
nonconformism coming under attack from the women in the household: Grice’s
mother, who is heading for High Anglicanism and (especially) a resident aunt
who is a Catholic convert. But whatever their origins in Grice’s
case, I do not regard either of the elements in his dissenting rationalism as
at all remarkable in people at his stage of intellectual development.
And recall, he wasn’t involved! Grice mention the
rationalism and the dissent more because of their continued presence than
because of their initial appearance. It seems to me that the
rationalism and the dissent have persisted, and indeed have significantly
expanded! And this Grice is inclined to regard as a more curious phenomenon.
Grice counts hinself — as Oxford goes — wonderfully fortunate, as a
Scholar at Corpus, to have been adjudicated as tutor W. F. R. Hardie, the
author of a recognised masterpiece on PLATO, and whose study on ARISTOTLE’s
Nicomachean Ethics, in an incarnation as a set of notes to this or that
lecture, sees Grice through this or that term of himself lecturing — with
Austin and Hare — on the topic. It seems to Grice that he learnt
from his tutor just about every little thing which one can be taught by someone
else, as distinct from the things which one has to teach oneself — as Mill
did! More specifically, Gricd’s rationalism was developed under
his tutor’s guidance into a tenacity to the point of perversity and the belief
that this or that philosophical question is to be answered with an appeal to
reason — Grice’s own — that is to say by argument. Grice also
learns from his tutor *how* to argue alla Hardie, and in learning how to argue
alla Hardie — and not the OTHER tutor who complained about Grice’s tenacity to
the point of perversity — Grice comes to learn that the ability to argue is a
skill involving many aspects, and is much more than As Grice
re-reads what he finds myself to have written, Grice also find himself ready to
expand this description to read 1 irreverent,
2 conservative - not liberal, like Herbert Grice —
3 dissenting 4 rationalism'. an ability
to see logical connections (though this ability is by no means to be
despised). Grice comes also to see that, although
philosophical progress is very difficult to achieve, and is often achieved only
after agonising labours — recall Socrates’s midwifery! — it is worth
achieving; and that the difficulties involved in achieving
philosophical progress offer no kind of an excuse for a lowering of standards,
or for substituting for the goals of philosophical truth some more easily
achievable or accessible goal, like — to echo Searle, an American then studying
at Oxford — rabble-rousing, or hamburgers! The methods of
Grice’s tutor for those four years are too austere for some,
in particular his tutor’s very long silences in tutorials are found
distressing by some other pupils (though as the four years go by, Grice
feelsthe tempo speeded up quite a bit There is a story, which
Grice is sure that he believes, that at one point in one tutorial a very long
silence developed when it was the tutor’s turn to speak, which is at long last
broken by the tutor asking his pupil: And what did you mean by
"of"*? There is another story, which Grice thinks
he does believe, according to which Isaiah Berlin, an expatriate Hebrew from
Russia, who was a pupil of Grice’s tutor three years before Grice, decides that
the next time a silence develops during a tutorial, Berlin was NOT going to be
the one to break it. Games Russians play. In
the next tutorial, after Berlin did finish reading his essay, there follows a
silence which lasted exactly twenty-four minutes, and 32 seconds — at which
point Berlin could stand it no longer, and said something. “I need
to use the rest-room.” Grice’s tutor’s tutorial rigours never
quite bothered Grice. If philosophising is a difficult operation
(as it plainly is) sometimes time, even quite a lot of time, will be
needed in order to make a move (as to change the idiom, chess-players are
only too well aware). The idea that a philosopher such as
Socrates, or Thales, or Kant — well, Grice is less sure about Kant, ‘being a
Hun’ — should either have already solved or answered satisfactorily every
question — which is impossible - or should be equipped to solve or answer
duccessfukly every problem or question immediately, is no less ridiculous than
would be the idea that Karpoy ought to be able successfully to defend his title
if he, though not his opponent, were bound by the rules of lightning
chess. Grice enjoys the slow pace of discussion with his
tutor; He lenjoyed the breath-laden "Ooohhh!"
which Grice’s tutor would sometimes emit when he catches the pupil in, or even
perversely pushes his pupil, into, a patently untenable position (though Grice
preferred it when this ejaculation was directed at someone other than
myself): and Grice liked his tutor’s resourcefulness in the
defence of difficult positions, a characteristic illustrated by the foilowing
incident which Grice’s tutor once told Grice about himself.
Grice’s tumor had, not long since, parked his car and gone to a
cinema. Unfortunately he had parked his car on top of one of the
strips on the street by means of which traffic-lights are controlled by the
passing traffic; as a result, the lights were jammed and it required four
policemen to lift his car off the strip. The Oxford police decided
to prosecute. Grice indicated to his tutor that this
didn'tsurprise Gricd at all and asked him how he fared. 'Oh', he said, 'I got
off.’ Grice asks his tutor how on earth he managed that.
‘Quite simply," he answered, I just invoked Mill's Method of
Difference, They charged me with causing an obstruction at
4,00 p.m.; and the tutor answers, sophistically, that since his car had been
parked at 2.00 p.m., it couldn't have been his car which caused the
obstruction. Gricd’s tutor never disclosed his own views to Grice,
no doubt wishing a Grice to think his own thoughts (however flawed)
rather than his tutor’s! It happens! Witness some of Grice’s OWN pupils — from
Unger to Nozick and back! Never mind Strawson! When Grice did
succeed, usually with considerable diffi-culty, in eliciting from him an
expression of manifestation of his own position, what Grice gets is liable to
be, though carefully worked out and ingeniously argued, distinctly CONSERVATIVE
in tone - in a Scots sort of fashion —; not surprisingly, what Grice gets would
not contain much in the way of a battle-cry or a piece of
campaign-material. An Aspiring knight-errant requires more
than a sword, a shield, and a horse of superior quality impregnated with a
suitable admixture of magic: he also requires a supply, or at least a
procedure which can be relied on to maximize the likelihood of access to a
supply, of this or that Damsel in Distress. And then, talking of
Hebrews, Oxford was rudely aroused from its semi-peaceful semi-slumbers by the
barrage of Viennese bombshells hurled at it by a Cockney surnamed Ayer, — a
village in Switzerland, he claimed — at that time philosophy’s enfant terrible
at Oxford. Not a few philosophers, including Grice, disllay rather
an initial interest by this Viennese method, this or that Viennese theses, and
this of that Viennese problem which were on display. Some — and
English too — were, at least momentarily, ‘inspired’ by what they saw and heard
from this bit of an outsider! For Grice’s part, Grice’s
reservations are never laid to rest. The cruditiy and the dogmatism
seem too pervasive. And then everything is brought to a halt
by the war. After the war, the picture was quite different, as a
result of — the dramatic rise in the influence of J. L.
Austin, — the rapid growth of Oxford as a centre of
philosophy, due largely to the efforts of Ryle, who atrociously had ‘tutored’
the Viennese refugee — and — the extraordinarily high
quality of the many philosophers who appeared on the Oxford scene.
Grice’s own life in this period involved at least two especially
important aspects of facets. The first is Grice’s prolonged
collaboration with his own pupil, for one term, and for the PPE logic paper —
Mabbott shared the tutelage — Strawson. Paul’s and Peter’s robbing
one to pay the other — efforts are partly directed towards the giving of this
or that joint seminars. Grice and Strawson stage a number of these
seminars on topics related to the notions of meaning, of categories, and of
logical form. But our association is much more than an alliance
for the purposes of teaching. — Strawson had become a university lecturer,
too. Grice and Strawson consume vast quantities of time in
systematic and unsystematic philosophical exploration. From these
discussions — a joint seminar attended by the culprit — springs their
joint “In Defense of a Dogma,” — a counterattack on Manx Quine’s moxie to claim
Empiricism bore a dogma or two — and also a long
uncompletedwork on predication and pretty much Aristotelian or Kantotelian
categories, one or two reflections of which are visible in Strawson's essay in
descriptive metaphysics pompously titled Individuals. — that
memorable Third programme ending with revisionary metaphysics only!
Grice’s and Strawson’s method of composition is laborious in the
extreme: and no time of the day excluded! work is constructed
together, sentence by sentence, nothing being written down — usually by
Strawson — until agreement had been reached — or if Quine was attending the
Monday seminar, in which case Strawson finished it off on the previous Sunday —
which often takes quite a time. The rigours of this
procedure eventually leads to its demise. Plus, Strawson had Galen!
During this period of collaboration Gricd and Strawson of course
developed a considerable corpus of common opinions; but to
Gricd’s mind a more important aspect of it was the extraordinary closeness of
the intellectual rapport which we developed; — except on the topic of truth
value gaps and the conventional implicature of “so” other philosophers
would sometimes complain that Grice’s and Strawson’s mutual exchanges were
liable to become so abbreviated in expression as to be unintelligible to a
third party. — unless it was Strawson’s dog! The
potentialities of such joint endeavours continue to lure Grice
the collaboration with Strawson is followed by other collaborations of
varying degrees of intensity, with (for example) Austin on
Aristotle's Categories and De Interpretatione, Austin and
Hard on Aristotle’s Ethica Nicomachea with Warnock and Quinton on
the philosophy perception, and with Pears and with Thomson on philosophy of
action Such is the importance which Grice adjudicates to this mode
of philosophical activity: the Oxford joint seminar, open to every member of
the university that cares to attend! Pupils NEED to attend three per
week! The other prominent feature of this period in Grice’s
philosophical life was participation in the discussions which take place on
Saturday mornings in term-time and which are conducted by a number of Oxford
philosophers under the leadership of Austin. This
group continues in fact to meet up to, and indeed for some years after,
Austin's death It was christened by Grice and Hampshire The
New Play Group', — the old Play Group was pre-war, and Hampshire, but not Grice
(having born on the wrong side of the tracks) attended it — and was often so
referred to, though so far as Grice sudoects, never by, or in the presence of
the kindergarten master himself! Grice has little doubt that the
new play group is often thought of outside of without Oxford, and
occasionally, perhaps even inside or within Oxford, as constituting the core,
or the hot-bed, of what became known as *’Ordinary’ Language Philosophy,
or even *The Oxford School of ‘Ordinary’-Language Philosophy' — a joke usually
well taken, even at Cambridge! As such it no doubt absorbs its
fair share of the hatred and derision lavished upon this 'School' by so many
people, like for example Gellner, and like Gustav Bergmann who (it was said),
when asked whether he was going to hear a paper delivered on a visit by an
eminent British philosopher, replied with characteristic charm that he did not
propose to waste his time on any English Futilitarian. Yet, as I look
back on our activities, I find it difficult to discern any feature of them
which merited this kind of opprobrium. To begin with,there was more than one
group or ill-defined association of Oxford philosophers who were concerned, in
one way or another, with 'ordinary' linguistic usage; besides those who,
initially at least, gravitated towards Austin, there were those who drew
special illumination from Ryle, and others (better disciplined perhaps) who
looked to Wittgenstein; and the philosophical gait of people belonging to one
of these groups would, characteristically, be markedly different from that of
people belonging to another. But even within the Play Group, great diversity
was visible, as one would expect of an association containing people with the
ability and independence of mind of Austin, Strawson. Hampshire, Paul,
Pears, Warnock, and Hare (to name a few). There was no 'School'; there were no
dogmas which united us, in the way, for example, that an unflinching (or almost
unflinching) opposition to abstract entities unified and inspired what I might
call the American School of Latter-day Nominalists, or that an unrelenting (or
almost unrelenting) determination to allow significance only to what is
verifiable united the School of Logical Positivism. It has, I think, sometimes
been supposed that one dogma which united us was that of the need to restrict
philosophical attention to 'ordinary" language, in a sense which would
disqualify the introduction into, or employment in, philosophical discourse of
technical terminology or jargon, a restriction which would seem to put a
stranglehold on any philosophical theory-construction. It is true that many,
even all, of us would have objected (and rightly objected) to the introduction
of technical apparatus before the ground had been properly laid; the sorry
story of deontic logic shows what may happen when technologists rush in where a
well-conducted elephant would fear to tread. We would also (as some of us did
from time to time) have objected to the covert introduction of jargon, the use
of seemingly innocent expressions whose bite comes from a concealed technical
overlay (as perhaps has occurred with words like 'sensation' or 'volition). But
one glance at 'How to talk: Some Simple Ways', or at "How to Do Things with
Words' should be enough to dispel the idea that there was a general
renunciation of the use of technical terminology, even if certain individuals
at some moments may have strayed in that direction. Another dogma to
which some may have supposed us to be committed is that of the sanctity, or
sacrosanctity, of whatever metaphysical judgements or world-pictures may be
identified as underlying ordinary discourse. Such a dogma would, I imagine, be
some kind of counterpart of Moore's 'Defence of Common Sense', It is true
thatAustin had a high respect for Moore. 'Some like Witters, but Moore's my
man', I once heard him say: and it is also true that Austin, and perhaps some
other members of the group, thought that some sort of metaphysic is embedded in
ordinary language. But to regard such a 'natural metaphysic' as present and as
being worthy of examination stops a long way short of supposing such a
metaphysic to be guaranteed as true or acceptable. Any such further step would
need justification by argument. In fact, the only position which to my
mind would have commanded universal assent was that a careful examination of
the detailed features of ordinary discourse is required as a foundation for
philosophical thinking; and even here the enthusiasm of the assent would have
varied from person to person, as would the precise view taken (if any was
taken) about the relationship between linguistic phenomena and philosophical
theses. It is indeed worth remarking that the exhaustive examination of
linguistic phenomena was not, as a matter of fact, originally brought in as
part of a direct approach to philosophy. Austin's expressed view (the
formulation of which no doubt involved some irony) was that we 'philosophical
hacks' spent the week making. for the benefit of our pupils, direct attacks on
philosophical issues. and that we needed to be refreshed, at the week-end, by
some suitably chosen 'para-philosophy' in which certain non-philosophical
conceptions were to be examined with the full rigour of the Austinian Code,
with a view to an ultimate analogical pay-off (liable never to be reached) in
philosophical currency. It was in this spirit that in early days we
investigated rules of games (with an eye towards questions about meaning). Only
later did we turn our microscopic eyes more directly upon philosophical
questions. It is possible that some of the animosity directed against
so-called 'ordinary language philosophy' may have come from people who
saw this 'movement' as a sinister attempt on the part of a decaying intellectual
establishment, an establishment whose home lay within the ancient walls of
Oxford and Cambridge (walls of stone, not of red brick) and whose upbringing
was founded on a classical education, to preserve control of philosophy by
gearing philosophical practice to the deployment of a proficiency specially
accessible to the establishment, namely a highly developed sensitivity to the
richness of linguistic usage. It is, I think, certain that among the enemies of
the new philosophical style were to be found defenders of a traditional view of
philosophy as a discipline concerned with the nature of reality, not with the
characterof language and its operations, not indeed with any mode of
representation of reality. Such persons do, to my mind, raise an objection
which needs a fully developed reply. Either the conclusions which 'ordinary
language philosophers' draw from linguistic data are also linguistic in
character, in which case the contents of philosophy are trivialized, or the
philosopher's conclusions are not linguistic in character, in which case the
nature of the step from linguistic premisses to non-linguistic conclusions is
mysterious. The traditionalists, however, seem to have no stronger reason for
objecting to 'ordinary language philosophy than to forms of linguistic
philosophy having no special connection with ordinary language, such as that
espoused by logical positivists. But, to my mind, much the most
significant opposition came from those who felt that 'ordinary language
philosophy* was an affront to science and to intellectual progress, and who
regarded its exponents as wantonly dedicating themselves to what Russell, in
talking about common sense or some allied idea, once called 'stone-age
metaphysics'. That would be the best that could be dredged up from a
'philosophical' study of ordinary language. Among such assailants were to be
found those who, in effect, were ready to go along with the old description of
philosophy as the queen of the sciences', but only under a reinterpretation of
this phrase. 'Queen' must be understood to mean not *sovereign queen,
like Queen Victoria or Queen Elizabeth II, but "queen consort', like
Queen Alexandra or Queen Elizabeth the Queen Mother: and the sovereign of which
philosophy is the queen-consort might turn out to be either science in general
or just physical science. The primary service which would be expected of
philosophy as a consort would be to provide the scientist with a pure or
purified language for him to use on formal occasions (should there be such
occasions). Some, I suspect, would have been ready to throw in, for good
measure, the charge that the enterprise of 'ordinary language philosophy is in
any case doomed, since it presupposes the admissibility of an
analytic/synthetic distinction which in fact cannot be sustained. The
issues raised in this attack are both important and obscure, and deserve a much
fuller treatment than I can here provide, but I will do my best in a short
space. I have three comments. (1) The use made of the Russellian phrase
'stone-age metaphysics' may have more rhetorical appeal than argumentative
force. Certainly 'stone-age' physics, if by that we mean a primitive set
of hypotheses about how the world goes which might(conceivably) be embedded
somehow or other in ordinary language, would not be a proper object for
first-order devotion. But this fact would not prevent something derivable
or extract-able from stone-age physics, perhaps some very general
characterization of the nature of reality, from being a proper target for
serious research; for this extractable characterization might be the same as
that which is extractable from, or that which underlies, twentieth-century
physics. Moreover, a metaphysic embedded in ordinary language (should there be
such a thing) might not have to be derived from any belief about how the world
goes which such language reflects; it might, for example, be derived somehow
from the categorial structure of the language. Furthermore, the discovery
and presentation of such a metaphysic might turn out to be a properly
scientific enterprise, though not, of course, an enterprise in physical
science. rationally organized and systematized study of reality might perhaps
be such an enterprise; so might some highly general theory in formal semantics,
though it might of course be a serious question whether these two candidates
are identical: To repel such counter-attacks, an opponent of 'ordinary
language philosophy might have to press into service the argument which I
represented him as throwing in for good measure as an adjunct. He might, that
is, be forced to rebut the possibility of there being a scientifically
respectable, highly general semantic theory based squarely on data provided by
ordinary discourse by arguing. or asserting. that a theory of the sort suggested
would have to presuppose the admissibility of an analytic/synthetic
distinction. (2) With respect to the suggested allocation to philosophy
of a supporting role vis-d-vis science or some particular favoured science, I
should first wish to make sure that the metaphysical position of the assigner
was such as to leave room for this kind of assessment of roles or functions:
and I should start with a lively expectation that this would not be the case.
But even if this negative expectation was disappointed. I should next enquire
by what standards of purity a language is to be adjudged suitable for use by a
scientist. If those standards are supposed to be independent of the needs of
science, and so not dictated by scientists, then there seems to be as yet no
obstacle to the possibility that the function of philosophy might be to
discover or devise a language of that sort, which might even turn out to
be some kind of 'ordinary' language, And even if the requisite kind of purity
were to consist in what I might term such logico-methodological virtues as
consistency and systematicity, which are also those looked for in scientific
theories, what prevents us, in advance, from attributing these virtues to
ordinary language? In which case, the ordinary-language philosopher would be
back in business. So far as I can see, once again the enemy of
ordinary-language philosophy might be forced to fall back on the allegations
that such an attempt to vindicate ordinary language would have to presuppose
the viability of the analytic/synthetic distinction. (3) With regard to
the analytic/synthetic distinction itself, let me first remark that it is my
present view that neither party, in the actual historical debate, has exactly
covered itself with glory. For example, Quine's original argument that
attempts to define 'analytic' end up in a hopelessly circular tour of a group
of intensional concepts disposes, at best, of only one such definitional
attempt, and leaves out of consideration the (to my mind) promising possibility
that this type of definition may not be the right procedure to follow an idea
which I shall expand in a moment. And, on the reverse side of the coin,
the attempt by Strawson and myself to defend the distinction by a (one hopes)
sophisticated form of Paradigm Case argument fails to meet, or even to lay eyes
on, the characteristic rebuttal of such types of argument, namely that the fact
that a certain concept or distinction is frequently deployed by a population of
speakers and thinkers offers no guarantee that the concept or distinction in
question can survive rigorous theoretical scrutiny. To my mind, the mistake
made by both parties has been to try to support, or to discredit, the
analytic/synthetic distinction as something which is detectably present in the
use of natural language; it would have been better to take the hint offered by
the appearance of the "family circle' of concepts pointed to by Quine, and
to regard an analytic/synthetic distinction not as a (supposedly) detectable
element in natural language, but rather as a theoretical device which it might,
or again might not, be feasible and desirable to incorporate into some
systematic treatment of natural language. The viability of the distinction,
then, would be a theoretical question which,so far as 1 can see, remains to be
decided; and the decision is not likely to be easy, since it is by no means
apparent what kind of theoretical structure would prove to be the home of such
a distinction, should it find a home. Two further comments seem to me
relevant and important. A common though perhaps not universally adopted
practice among "ordinary language philosophers' is (or was) to
treat as acceptable the forms of ordinary discourse and to seek to lay bare the
system, or metaphysic, which underlies it. A common alternative proposed by
enemies of *ordinary language philosophy has been that of a rational
reconstruction of ordinary language; in the words of Bishop Berkeley, it is
proposed that we should speak with the vulgar but think with the learned.
But why should our vulgar speech be retained? Why should we not be told merely
not to think but also to speak with the learned? After all, if my house is
pronounced uninhabitable to the extent that 1 need a new one, it is not
essential that I construct the new one within the outer shell of the old one,
though this procedure might sometimes be cheaper or aesthetically preferable.
An attachment to the forms of ordinary discourse even when the substance is
discarded suggests, but of course does not demonstrate, an adherence to some
unstated principle of respect for ordinary discourse even on the part of its
avowed enemies. Second, whether or not a viable analytic/synthetic
distinction exists, I am not happy with the claim that *ordinary language
philosophy presupposes the existence of such a distinction. It might be that a
systematic theoretical treatment of the facts of ordinary usage would
incorporate, as part of its theoretical apparatus, material which could be used
to exhibit such a distinction as intelligible and acceptable: but in that case,
on the assumption that the theoretical treatment satisfied the standards which
theories are supposed to satisfy, it would appear that the analytic/synthetic
distinction would be vindicated not pre-supposed. For the distinction to be
entailed by the execution of a programme is plainly not the same as it to be
presupposed by that programme. For if it is to be presupposed by the programme
of "ordinary language philosophy, it would, I imagine, have to be the case
that the supposition that anything at all would count as a successful execution
of the programme would require a prior assumption of the viability of an
analytic/synthetic distinction; and how this allegation could be made out I
cannot for the life of me discover.I turn now to the more agreeable task of
trying to indicate the features of the philosophical operations of the Play
Group which at the time, or (in some instances) subsequently, seemed to me to
be particularly appealing. First, the entire idea that we should pay detailed
attention to the way we talk seems to me to have a certain quality which is
characteristic of philosophical revolutions (at least minor ones). I was once
dining with Strawson at his college when one of the guests present, an Air
Marshal, revealed himself as having, when he was an undergraduate, sat at the
feet of Cook Wilson, whom he revered. We asked him what he regarded as
specially significant about Cook Wilson as a philosopher; and after a good deal
of fumbling. he answered that it was Cook Wilson's delivery of the message that
'what we know, we know'. This provoked in me some genteel silent mirth; but a
long time later I realized that mirth was quite inappropriate. Indeed the
message was a platitude, but so are many of the best philosophical messages:
for they exhort us to take seriously something to which, previously, we have
given at best lip service. Austin's message was another platitude; it in effect
said that if in accordance with prevailing fashion one wants to say that all or
some philosophical propositions are really about linguistic usage, one had
better see to it that one has a proper knowledge of what linguistic usage is
and of what lies behind it. This sophisticated but remorseless literalism was
typical of Austin. When seeking a way of organizing a discussion group to
entertain a visiting American logician, he said, *They say that logic is a
game; well then, let's play it as a game': with the result that we spent a
fascinating term, meeting each week to play that week's improved version of a
game called by Austin 'Symbolo', a sequence (I suspect) of less thrilling
ancestors of the game many years later profitably marketed under the name of
*Wff n'Proof' Another appealing element was the fact that Austin had, and
at times communicated, a prevalent vision of ordinary language as a wonderfully
intricate instrument. By this I do not mean merely that he saw, or hoped one
day to be able to see, our language conforming to a Leibnizian ideal of
exhibiting an immense variety of linguistic phenomena which are capable of
being elegantly and economically organized under a relatively small body of
principles or rules. He may have had such a picture of language, and may indeed
have hoped that some extension or analogue of Chomsky's work on syntax, which
he greatly admired, might fill in the detail for us, thus providing new access
to the Austinian science of grammar, which seemed to reside in an intellectualI
turn now to the more agreeable task of trying to indicate the features of the
philosophical operations of the Play Group which at the time, or (in some
instances) subsequently, seemed to me to be particularly appealing. First, the
entire idea that we should pay detailed attention to the way we talk seems to
me to have a certain quality which is characteristic of philosophical
revolutions (at least minor ones). I was once dining with Strawson at his
college when one of the guests present, an Air Marshal, revealed himself as
having, when he was an undergraduate, sat at the feet of Cook Wilson, whom he
revered. We asked him what he regarded as specially significant about
Cook Wilson as a philosopher; and after a good deal of fumbling. he answered
that it was Cook Wilson's delivery of the message that 'what we know, we know'.
This provoked in me some genteel silent mirth; but a long time later I realized
that mirth was quite inappropriate. Indeed the message was a platitude, but so
are many of the best philosophical messages: for they exhort us to take
seriously something to which, previously, we have given at best lip service.
Austin's message was another platitude; it in effect said that if in accordance
with prevailing fashion one wants to say that all or some philosophical
propositions are really about linguistic usage, one had better see to it that
one has a proper knowledge of what linguistic usage is and of what lies behind
it. This sophisticated but remorseless literalism was typical of Austin.
When seeking a way of organizing a discussion group to entertain a visiting
American logician, he said, *They say that logic is a game; well then, let's
play it as a game': with the result that we spent a fascinating term, meeting
each week to play that week's improved version of a game called by Austin
'Symbolo', a sequence (I suspect) of less thrilling ancestors of the game many
years later profitably marketed under the name of *Wff n'Proof' Another
appealing element was the fact that Austin had, and at times communicated, a
prevalent vision of ordinary language as a wonderfully intricate instrument. By
this I do not mean merely that he saw, or hoped one day to be able to see, our
language conforming to a Leibnizian ideal of exhibiting an immense variety of
linguistic phenomena which are capable of being elegantly and economically
organized under a relatively small body of principles or rules. He may have had
such a picture of language, and may indeed have hoped that some extension or
analogue of Chomsky's work on syntax, which he greatly admired, might fill in
the detail for us, thus providing new access to the Austinian science of
grammar, which seemed to reside in an intellectualHoly of Holies, to be
approached only after an intensive discipline of preliminary linguistic
studies. What I am imputing to him is a belief in our everyday language as an
instrument, as manifesting the further Leibnizian feature of purpose; a belief
in it as something whose intricacies and distinctions are not idle, but rather
marvellously and subtly fitted to serve the multiplicity of our needs and
desires in communica-tion. It is not surprising, therefore, that our
discussions not infrequently involved enquiries into the purpose or point of
some feature of ordinary discourse. When put to work, this conception of
ordinary language seemed to offer fresh and manageable approaches to
philosophical ideas and problems, the appeal of which approaches, in my eyes at
least, is in no way diminished by the discernible affinity between them on the
one hand and, on the other, the professions and practice of Aristotle in
relation to rà Xeyouera (what is said"). When properly regulated and
directed, 'linguistic botanizing' seems to me to provide a valuable initiation
to the philosophical treatment of a concept, particularly if what is under
examination (and it is arguable that this should always be the case) is a
family of different but related concepts. Indeed, I will go further, and
proclaim it as my belief that linguistic botanizing is indis-pensable, at a
certain stage, in a philosophical enquiry, and that it is lamentable that this
lesson has been forgotten, or has never been learned. That is not to say that I
have ever subscribed to the full Austin-ian prescription for linguistic
botanizing, namely (as one might put it) to go through the dictionary and to
believe everything it tells you. Indeed, I once remarked to him in a
discussion (with I fear, provocative intent) that I personally didn't care what
the dictionary said, and drew the rebuke, 'And that's where you make your big
mistake.' Of course, not all these explorations were successful; we once spent
five weeks in an effort to explain why sometimes the word 'very' allows, with
little or no change of meaning, the substitution of the word 'highly" (as
in "very unusual') and sometimes does not (as in 'very depressed"
or "very wicked'): and we reached no conclusion. This episode was
ridiculed by some as an ultimate embodiment of fruitless frivolity; but that
response was as out of place as a similar response to the medieval question,
'How many angels can sit on the point of a pin?' For much as this medieval
question was raised in order to display, in a vivid way, a difficulty in the
conception of an immaterial substance, so our discussion was directed, in
response to a worry from me, towards an examina-tion, in the first instance, of
a conceptual question which was generallyagreed among us to be a strong
candidate for being a question which had no philosophical importance, with a
view to using the results of this examination in finding a distinction between
philosophically important and philosophically unimportant enquiries.
Unfortunately the desired results were not forthcoming. Austin himself,
with his mastery in seeking out, and his sensitivity in responding to, the
finer points of linguistic usage, provided a splendid and instructive example
to those who were concerned to include linguistie botanizing in their
professional armoury. I shall recount three authentic anecdotes in support of
this claim. Geoffrey Warnock was being dined at Austin's college with a view to
election to a Fellowship, and was much disconcerted, even though he was already
acquainted with Austin, when Austin's first remark to him was, "What would
be the difference between my saying to you that someone is not playing golf
correctly and my saying to you that he is not playing golf properly?' On a
certain occasion we were discussing the notion of a principle, and (in this
connection) the conditions for appropriate use of the phrase on principle'.
Nowell Smith recalled that a pupil of Patrick Gardiner, who was Greck, wanting
permission for an overnight visit to London, had come to Gardiner and offered
him some money, saying *I hope that you will not be offended by this somewhat
Balkan approach'. At this point, Nowell Smith suggested, Gardiner might well
have replied, 1 do not take bribes on principle.' Austin responded by saying '1
should not say that; I should just say "No, thanks". On another
occasion, Nowell Smith (again cast in the role of straight man) offered as an
example of non-understandable English an extract from a sonnet of Donne:
From the round earth's imagined corners, Angels, your trumpets blow.
Austin said, 'It is perfectly clear what that means; it means "angels,
blow your trumpets from what persons less cautious than I would call the four
corners of the earth"." These affectionate remembrances no
doubt prompt the question why I should have turned away from this style of
philosophy. Well, as I have already indicated, in a certain sense I never have
turned away, in that I continue to believe that a more or less detailed study
of the way we talk, in this or that region of discourse, is an indispensable
foundation for much of the most fundamental kind of philosophizing; for just
how much seems to me to be a serious question in need of an answer. That linguistic
information should not be just a quantity ofcollector's items, but should on
occasion at least, provide linguistic Nature's answers to questions which we
put to her, and that such questioning is impossible without hypotheses set in
an at least embryonic theory, is a proposition which would, I suspect, have met
general, though perhaps not universal, assent; the trouble began when one
asked, if one actually ever did ask, what sort of a theory this underlying
theory should be. The urgency of the need for such an enquiry is underlined by
one or two problems which I have already mentioned; by, for example, the
problem of distinguishing conceptual investigations of ordinary discourse which
are philosophical in character from those which are not. It seems plausible to
suppose that an answer to this problem would be couched in terms of a special
generality which attaches to philosophical but not to non-philosophical
questions; but whether this generality would be simply a matter of degree, or
whether it would have to be specified by reference to some further item or
items, such as (for example) the idea of categories, remains to be determined.
At this point we make contact with a further issue already alluded to by me; if
it is necessary to invoke the notion of categories. are we to suppose these to
be linguistic categories (categories of expres-sion) or metaphysical categories
(categories of things), a question which is plainly close to the
previously-mentioned burning issue of whether the theory behind ordinary
discourse is to be thought of as a highly general, language-indifferent,
semantic theory, or a metaphysical theory about the ultimate nature of
things, if indeed these possibilities are distinct. Until such issues as these
are settled, the prospects for a determination of the more detailed structure
of the theory or theories behind ordinary discourse do not seem too bright. In
my own case, a further impetus towards a demand for the provision of a visible
theory underlying ordinary discourse came from my work on the idea of
Conversational Implicature, which emphasized the radical importance of
distinguishing (to speak loosely) what our words say or imply from what we in
uttering them imply: a distinction seemingly denied by Wittgenstein, and all
too frequently ignored by Austin. My own efforts to arrive at a more
theoretical treatment of linguistic phenomena of the kind with which in Oxford
we had long been concerned derived much guidance from the work of Quine and of
Chomsky on syntax. Quine helped to throw light on the problem of deciding what
kind of thing a suitable theory would be, and also by his example exhibited the
virtues of a strong methodology; Chomsky showed vividly the kind of way in
which a region for long foundtheoretically intractable by scholars (like
Jesperson) of the highest intelligence could, by discovery and application of
the right kind of apparatus, be brought under control. I should add that
Quine's influence on me was that of a model: I was never drawn towards the
acceptance either of his actual methodology or of his specific philosophical
posi-tions. I have to confess that I found it a little sad that my two chief
theoretical mentors could never agree, or even make visible contact, on the
question of the theoretical treatment of natural language; it seemed a pity
that two men who are about as far removed from dumbness as any that I have ever
encountered should not be equally far removed from deafness. During this time
my philosophizing revealed a distinct tendency to appear in formal dress;
indeed the need for greater contact with experts in logic and in linguistics
than was then available in Oxford was one of my main professional reasons for
moving to the United States. Work in this style was directed to a number of
topics, but principally to an attempt to show, in a constructive way, that
grammar (the grammar of ordinary discourse) could be regarded as, in Russell's
words, a pretty good guide to logical form, or to a suitable representation of
logical form. This undertaking involved the construction, for a language which
was a close relative of a central portion of English (including
quantification), of a hand-in-hand syntax-cum-semantics which made minimal use
of transformations. This project was not fully finished and has not so far been
published, though its material was presented in lectures and seminars both
inside and outside Berkeley, including a memorable summer colloquium at Irvine
in 1971. An interest in formalistic philosophizing seems to me to have more
than one source. It may arise from a desire to ensure that the
philosophical ideas which one deploys are capable of full and coherent
development; not unnaturally, the pursuit of this end may make use of a
favoured canonical system. I have never been greatly attached to canonicals,
not even those of first-order predicate logic together with set theory, and in
any case this kind of formal enterprise would overtax my meagre technical
equipment. It may, on the other hand, consist in the suggestion of notational
devices together with sketchy indications of the laws or principles to be
looked for in a system incorporating these devices; the object of the exercise
being to seek out hitherto unrecognized analogies and to attain new levels of
generality. This latter kind of interest is the one which engages me, and will,
I think, continue to do so, no matter what shifts occur in my philosophical
positions. It is nevertheless true that in recent years my disposition to
resortto formalism has markedly diminished. This retreat may well have been
accelerated when, of all people, Hilary Putnam remarked to me that 1 was too
formal; but its main source lay in the fact that I began to devote the bulk of
my attentions to areas of philosophy other than philosophy of language: to
philosophical psychology, seen as an off. shoot of philosophical biology and as
concerned with specially advanced apparatus for the handling of life; to
metaphysics; and to ethics, in which my pre-existing interest which was much
enlivened by Judith Baker's capacity for presenting vivid and realistic
examples. Such areas of philosophy seem, at least at present, much less
amenable to formalistic treatment. I have little doubt that a contribution
towards a gradual shift of style was also made by a growing apprehension that
philosophy is all too often being squeezed out of operation by tech-nology; to
borrow words from Ramsey, that apparatus which began life as a system of
devices to combat woolliness has now become an instrument of scholasticism. But
the development of this theme will best be deferred until the next
sub-section. A2. Opinions The opinions which I shall voice in this
sub-section will all be general in character: they will relate to such things
as what I might call, for want of a better term, style in philosophizing and to
general aspects of methodology. I shall reserve for the next section anything I
might have to say about my views on specific philosophical topics, or about
special aspects of methodology which come into play within some particular
department of philosophy. (tI shall first proclaim it as my belief that
doing philosophy ought to be fun. I would indeed be prepared to go further, and
to suggest that it is no bad thing if the products of doing philosophy turn
out, every now and then, to be funny. One should of course be serious about
philosophy: but being serious does not require one to be solemn. Laughter
in philosophy is not to be confused with laughter at philo-sophy; there have
been too many people who have made this confusion, and so too many people who
have thought of merriment in philosophical discussion as being like laughter in
church. The prime source of this belief is no doubt the wanton disposition
which nature gave me; but it has been reinforced, at least so far as philosophy
is concerned, by the course of every serious and prolonged philosophical
association to which I have been a party; each one has manifested its own
special quality which at one and the same time has delighted the spirit
andstimulated the intellect. To my mind, getting together with others to do
philosophy should be very much like getting together with others to make music:
lively yet sensitive interaction is directed towards a common end, in the case
of philosophy a better grasp of some fragment of philosophical truth; and if,
as sometimes happens, harmony is sufficiently great to allow collaboration as
authors, then so much the better. But as some will be quick to point out,
such disgusting sentimentality is by no means universal in the philosophical
world. It was said of the late H. W. B. Joseph that he was dedicated to the
Socratic art of midwifery; he sought to bring forth error and to strangle it at
birth. Though this comment referred to his proper severity in teaching,
he was in fact, in concert with the much more formidable H. A. Prichard, no
less successful in dealing with colleagues than he was with students;
philosophical productivity among his junior contemporaries in Oxford was low,
and one philosopher of considerable ability even managed to complete a lifetime
without publishing a single word. (Perhaps it is not entirely surprising that
the undergraduates of his college once crucified him bloodlessly with croquet
hoops on the college lawn.) The tradition did not die with Joseph; to take just
one example, I have never been very happy about Austin's Sense and Sensibilia,
partly because the philosophy which it contains does not seem to me to be, for
the most part, of the highest quality, but more because its tone is frequently
rather unpleasant. And similar incidents have been reported not so long ago
from the USA. So far as I know, no one has ever been the better for receiving a
good thumping, and I do not see that philosophy is enhanced by such episodes.
There are other ways of clearing the air besides nailing to the wall everything
in sight. Though it is no doubt plain that 1 am not enthusiastic about
odium theologicum, I have to confess that I am not very much more enthusiastic
about amor theologicus. The sounds of fawning are perhaps softer but hardly sweeter
than the sounds of rending: indeed it sometimes happens that the degree of
adulation, which for a time is lavished upon a philosopher, is in direct
proportion to the degree of savagery which he metes out to his victims. To my
stomach it does not make all that much difference whether the recipient of
excessive attachment is a person or a philosophical creed; zealotry and
bandwagoning seem to me no more appealing than discipleship. Rational and
dispassionate commendation and criticism are of course essential to the
prosecution of the discipline, provided that they are exercised in the pursuit
of philosophical truth: but passion directed towards either philosophers or
philosophies is outof place, no matter whether its object is favoured or
disfavoured. What is in place is respect, when it is deserved. I have
little doubt that it is the general beastliness of human nature which is in the
main responsible for the fact that philosophy, despite its supposedly exalted
nature, has exhibited some tendency to become yet another of the jungles in
which human beings seem so much at home, with the result that beneath the cloak
of enlightenment is hidden the dagger of diminution by disparagement. But there
are perhaps one or two special factors, the elimination of which, if possible,
might lower the level of pollution. One of these factors is, 1 suspect, a
certain view of the proper procedure for establishing a philosophical
thesis. It is, 1 am inclined to think, believed by many philosophers
that, in philosophical thinking, we start with certain material (the nature of
which need not here concern us) which poses a certain problem or raises a
certain question. At first sight, perhaps, more than one distinct philosophical
thesis would appear to account for the material and settle the question raised
by it; and the way (generally the only way) in which a particular thesis is
established is thought to be by the elimination of its rivals,
characteristically by the detection of counter-examples. Philosophical
theses are supported by elimination of alternative theses. It is,
however, my hope that in many cases, including the most important cases, theses
can be established by direct evidence in their favour, not just by elimination
of their rivals. I shall refer to this issue again later when I come to say
something about the character of metaphysical argument and its connection with
so-called transcendental argument. The kind of metaphysical argument which I
have in mind might be said, perhaps, to exemplify a 'diagogic' as opposed to
'epago-gic' or inductive approach to philosophical argumentation. Now, the more
emphasis is placed on justification by elimination of rivals, the greater is
the impetus given to refutation, whether of theses or of people; and perhaps a
greater emphasis on 'diagogic' procedure, if it could be shown to be
justifiable, would have an eirenic effect. A second possible source of
atmospherie amelioration might be a shift in what is to be regarded as the
prime index of success, or merit, in philosophical enquiry. An obvious
candidate as an answer to this question would be being right, or being right
for the right reasons (how-ever difficult the realization of this index might
be to determine). Of course one must try to be right, but even so I doubt
whether this is the best answer, unless a great deal is packed into the meaning
of "for the right reasons. An eminent topologist whom I knew was regarded
withsomething approaching veneration by his colleagues, even though usually
when he gave an important lecture either his proofs were incomplete, or if
complete they contained at least one mistake. Though he was often wrong, what
he said was exciting, stimulating, and fruitful. The situation in
philosophy seems to me to be similar. Now if it were generally explicitly
recognized that being interesting and fruitful is more important than being
right, and may indeed co-exist with being wrong, polemical refutation might
lose some of its appeal. (I) The cause which I have just been espousing
might be called, perhaps, the unity of conviviality in philosophy. There are,
however, one or two other kinds of unity in which I also believe. These relate
to the unity of the subject or discipline: the first I shall call the
latitudinal unity of philosophy, and the second, its longitudinal unity. With
regard to the first, it is my firm conviction that despite its real or apparent
division into departments, philosophy is one subject, a single discipline. By
this I do not merely mean that between different areas of philosophy there are
cross-references, as when, for example, one encounters in ethics the problem
whether such and such principles fall within the epistemological classification
of a priori knowledge, I mean (or hope I mean) something a good deal stronger
than this, something more like the thesis that it is not possible to reach full
understanding of, or high level proficiency in, any one department without a
corresponding understanding and proficiency in the others; to the extent
that when I visit an unfamiliar university and occasionally happens) L am
introduced to, 'Mr Puddle, our man in Political Philosophy (or in
'Nineteenth-century Continental Philosophy' or 'Aesthetics', as the case may
be), I am immediately confident that either Mr Puddle is being under-described
and in consequence maligned, or else Mr Puddle is not really good at his stuff.
Philosophy, like virtue, is entire. Or, one might even dare to say, there is
only one problem in philosophy, namely all of them. At this point, however, I
must admit a double embarassment; I do not know exactly what the thesis is
which I want to maintain, and I do not know how to prove it, though I am fairly
sure that my thesis, whatever it is, would only be interesting if it were
provable, or at least strongly arguable; indeed the embarass-ments may not be
independent of one another. So the best 1 can now do will be to list some
possibilities with regard to the form which supporting argument might
take. (i) It might be suggested that the sub-disciplines within
philosophy are ordered in such a way that the character and special problems of
each sub-discipline are generated by the character and subject-matter ofof a
prior sub-discipline; that the nature of the prior sub-discipline guarantees or
calls for a successor of a certain sort of dealing with such-and-such a set of
questions; and it might be added that the nature of the first or primary
sub-discipline is dictated by the general nature of theorizing or of rational
enquiry. On this suggestion each posterior sub-discipline S would call for the
existence of some prior sub-discipline which would, when specified, dictate the
character of S. (ii) There might be some very general characterization which
applies to all sub-disciplines, knowledge of which is required for the
successful study of any sub-discipline, but which is itself so abstract that
the requisite knowledge of it can be arrived at only by attention to its
various embodiments, that is to the full range of sub-disciplines. (iii)
Perhaps on occasion every sub-discipline, or some element or aspect of every
sub-discipline, falls within the scope of every other sub-discipline. For
example, some part of metaphysics might consist in a metaphysical treatment of
ethics or some element in ethics; some part of epistemology might consist in
epistemological consideration of metaphysics or of the practice of metaphysical
thinking: some part of ethics or of value theory might consist in a
value-theoretical treatment of epistemology: and so on. All sub-disciplines
would thus be inter-twined. (iv) It might be held that the ultimate
subject of all philosophy is ourselves, or at least our rational nature, and
that the various subdivisions of philosophy are concerned with different
aspects of this rational nature. But the characterization of this rational
nature is not divisible into water-tight compartments; each aspect is
intelligible only in relation to the others. (v) There is a common
methodology which, in different ways, dictates to each sub-discipline. There is
no ready-made manual of methodology, and even if there were, knowing the manual
would not be the same as knowing how to use the manual. This methodology is
sufficiently abstract for it to be the case that proficient application of it
can be learned only in relation to the totality of sub-disciplines within its
domain. (Suggestion (v) may well be close to suggestion (ii).) (III) In
speaking of the 'Longitudinal Unity of Philosophy', I am referring to the unity
of Philosophy through time. Any Oxford philosophy tutor who is accustomed to
setting essay topics for his pupils, for which he prescribes reading which
includes both passages from Plato or Aristotle and articles from current
philosophical journals, is only too well aware that there are many topics which
span the centuries; and it is only a little less obvious that often
substantiallysimilar positions are propounded at vastly differing dates. Those
who are in a position to know assure me that similar correspondences are to
some degree detectable across the barriers which separate one philosophical
culture from another, for example between Western European and Indian
philosophy. If we add to this banality the further banality that it is on the
whole likely that those who achieve enduring philosophical fame do so as a
result of outstanding philosophical merit, we reach the conclusion that in our
attempts to solve our own philosophical problems we should give proper
consideration to whatever contributions may have been provided by the
illustrious dead. And when I say proper consideration I am not referring to
some suitably reverential act of kow-towing which is to be performed as we pass
the niche assigned to the departed philosopher in the Philosopher's Hall of
Fame; I mean rather that we should treat those who are great but dead as if
they were great and living, as persons who have something to say to us now;
and, further, that in order to do this we should do our best to 'introject'
ourselves into their shoes, into their ways of thinking: indeed to rethink
their offerings as if it were ourselves who were the offerers: and then,
perhaps, it may turn out that it is ourselves. I might add at this point that
it seems to me that one of the prime benefits which may accrue to us from such
introspection lies in the region of methodology. By and large the greatest
philosophers have been the greatest, and the most self-conscious,
methodologists; indeed. I am tempted to regard this fact as primarily
accounting for their greatness as philosophers. So whether we are occupied in
thinking on behalf of some philosopher other than ourselves, or in thinking on
our own behalf, we should maintain a constant sensitivity to the nature of the
enterprise in which we are engaged and to the character of the procedures which
are demanded in order to carry it through. Of course, if we are looking
at the work of some relatively minor philosophical figure, such as for example
Wollaston or Bosanquet or Wittgenstein, such 'introjection' may be neither
possible nor worth-while; but with Aristotle and Kant, and again with Plato,
Descartes, Leibniz, Hume, and others, it is both feasible and rewarding. But
such an introjection is not easy, because for one reason or another, idioms of
speech and thought change radically from time to time and from person to
person; and in this enterprise of introjection transference from one idiom to
another is invariably involved, a fact that should not be bemoaned but should
rather be hailed with thanksgiving, since it is primarily this fact which keeps
philosophy alive.This reflection leads me to one of my favourite fantasies.
Those who wish to decry philosophy often point to the alleged fact that though
the great problems of philosophy have been occupying our minds for 2 millennia
or more, not one of them has ever been solved. As soon as someone claims to
have solved one, it is immediately unsolved by someone else. My fantasy is that
the charge against us is utterly wide of the mark; in fact many philosophical
problems have been (more or less) solved many times; that it appears otherwise
is attributable to the great difficulty involved in moving from one idiom to
another, which obscures the identities of problems. The solutions are inscribed
in the records of our subject; but what needs to be done, and what is so
difficult, is to read the records aright. Now this fantasy may lack foundation
in fact; but to believe it and to be wrong may well lead to good philosophy,
and, seemingly, can do no harm; whereas to reject it and to be wrong in
rejecting it might involve one in philosophical disaster. (IV) As I
thread my way unsteadily along the tortuous mountain path which is supposed to
lead, in the long distance, to the City of Eternal Truth, I find myself beset
by a multitude of demons and perilous places, bearing names like
Extensionalism, Nominalism, Positiv-ism, Naturalism, Mechanism, Phenomenalism,
Reductionism, Physical-ism, Materialism, Empiricism, Scepticism, and
Functionalism; menaces which are, indeed, almost as numerous as those
encountered by a traveller called Christian on another well-publicized journey.
The items named in this catalogue are obviously, in many cases, not to be
identified with one another; and it is perfectly possible to maintain a
friendly attitude towards some of them while viewing others with
hostility. There are many persons, for example, who view naturalism with
favour while firmly rejecting nominalism; and it is not easy to see how any one
could couple support for phenomenalism with support for physicalism.
After a more tolerant (permissive) middle age. I have come to entertain strong
opposition to all of them, perhaps partly as a result of the strong connection
between a number of them and the philosophical technologies which used to
appeal to me a good deal more than they do now. But how would I justify
the hardening of my heart? The first question is, perhaps, what gives the
list of items a unity, so that I can think of myself as entertaining one
twelvefold antipathy, rather than twelve discrete antipathies. To this question
my answer is that all the items are forms of what I shall call Minimalism, a
propensity which secks to keep to a minimum (which may in some cases be zero)
the scope allocated to some advertized philosophical commodity, suchas abstract
entities, knowledge, absolute value, and so forth. In weighing the case for and
the case against a trend of so high a degree of generality as Minimalism, kinds
of consideration may legitimately enter which would be out of place were the
issue more specific in character, in particular, appeal may be made to aesthetic
considerations. In favour of Minimalism, for example, we might hear an
appeal, echoing Quine, to the beauty of "desert landscapes'. But such an
appeal I would regard as inappropriate; we are not being asked by a Minimalist
to give our vote to a special, and no doubt very fine, type of landscape; we
are being asked to express our preference for an ordinary sort of landscape at
a recognizably lean time; to rosebushes and cherry-trees in mid-winter, rather
than in spring or summer. To change the image some-what, what bothers me about
what I am being offered is not that it is bare, but that it has been
systematically and relentlessly undressed. I am also adversely influenced
by a different kind of unattractive feature which some, or perhaps even all of
these bétes noires seem to possess. Many of them are guilty of restrictive
practices which, perhaps, ought to invite the attention of a Philosophical
Trade Commission: they limit in advance the range and resources of
philosophical explanation. They limit its range by limiting the kinds of
phenomena whose presence calls for explanation; some prima facie candidates are
watered down, others are washed away; and they limit its resources by
forbidding the use of initially tempting apparatus, such as the concepts expressed
by psychological, or more generally intensional, verbs. My own instinets
operate in a reverse direction from this. I am inclined to look first at how
useful such and such explanatory ideas might prove to be if admitted, and to
waive or postpone enquiry into their certificates of legitimacy. I am
conscious that all I have so far said against Minimalsim has been very general
in character, and also perhaps a little tinged with rhetoric. This is not
surprising in view of the generality of the topic; but all the same I should
like to try to make some provision for those in search of harder tack. I can
hardly, in the present context, attempt to provide fully elaborated arguments
against all, or even against any one, of the diverse items which fall under my
label 'Minimalism'; the best I can do is to try to give a preliminary sketch of
what I would regard as the case against just one of the possible forms of
minimalism, choosing one which 1 should regard it as particularly important to
be in a position to reject. My selection is Extensionalism, a position imbued
with the spirit of Nominalism, and dear both to those who feel that Because it
is redis no more informative as an answer to the question Why is an English
mail-box called "red"? than would be 'Because he is Paul Grice' as an
answer to the question 'Why is that distinguished-looking person called
"Paul Grice"T, and also to those who are particularly impressed by
the power of Set-theory. The picture which, I suspect, is liable to go along
with Extensionalism is that of the world of particulars as a domain stocked
with innumerable tiny pellets, internally indistinguishable from one another,
but distinguished by the groups within which they fall, by the 'clubs' to which
they belong; and since the clubs are distinguished only by their memberships,
there can only be one club to which nothing belongs. As one might have
predicted from the outset, this leads to trouble when it comes to the
accommodation of explanation within such a system. Explanation of the actual
presence of a particular feature in a particular subject depends crucially on
the possibility of saying what would be the consequence of the presence of such
and such features in that subject, regardless of whether the features in
question even do appear in that subject, or indeed in any subject. On the face
of it, if one adopts an extensionalist viewpoint, the presence of a feature in
some particular will have to be re-expressed in terms of that particular's
membership of a certain set; but if we proceed along those lines, since there
is only one empty set, the potential consequences of the possession of in fact
unexemplified features would be invariably the same, no matter how different in
meaning the expressions used to specify such features would ordinarily be
judged to be. This is certainly not a conclusion which one would care to
accept. I can think of two ways of trying to avoid its acceptance, both
of which seem to me to suffer from serious drawbacks. The first shows some
degree of analogy with a move which, as a matter of history, was made by
empiricists in connection with simple and complex ideas. In that region an idea
could be redeemed from a charge of failure to conform to empiricist principles
through not being derived from experience of its instantiating particulars
(there being no such particu-lars) if it could be exhibited as a complex idea
whose component simple ideas were so derived; somewhat similarly, the first
proposal seeks to relieve certain vacuous predicates or general terms from the
embarrassing consequences of denoting the empty set by exploiting the
non-vacuousness of other predicates or general terms which are constituents in
a definition of the original vacuous terms. (a) Start with two vacuous
predicates, say (ay) 'is married to a daughter of an English queen and a pope'
and (oz) is a climber on hands and knees of ais no more informative as an
answer to the question Why is an English mail-box called "red"? than
would be 'Because he is Paul Grice' as an answer to the question 'Why is that
distinguished-looking person called "Paul Grice"T, and also to
those who are particularly impressed by the power of Set-theory. The picture
which, I suspect, is liable to go along with Extensionalism is that of the
world of particulars as a domain stocked with innumerable tiny pellets,
internally indistinguishable from one another, but distinguished by the groups
within which they fall, by the 'clubs' to which they belong; and since the
clubs are distinguished only by their memberships, there can only be one club
to which nothing belongs. As one might have predicted from the outset, this
leads to trouble when it comes to the accommodation of explanation within such
a system. Explanation of the actual presence of a particular feature in a particular
subject depends crucially on the possibility of saying what would be the
consequence of the presence of such and such features in that subject,
regardless of whether the features in question even do appear in that subject,
or indeed in any subject. On the face of it, if one adopts an extensionalist
viewpoint, the presence of a feature in some particular will have to be
re-expressed in terms of that particular's membership of a certain set; but if
we proceed along those lines, since there is only one empty set, the potential
consequences of the possession of in fact unexemplified features would be
invariably the same, no matter how different in meaning the expressions used to
specify such features would ordinarily be judged to be. This is certainly not a
conclusion which one would care to accept. I can think of two ways of
trying to avoid its acceptance, both of which seem to me to suffer from serious
drawbacks. The first shows some degree of analogy with a move which, as a
matter of history, was made by empiricists in connection with simple and
complex ideas. In that region an idea could be redeemed from a charge of
failure to conform to empiricist principles through not being derived from
experience of its instantiating particulars (there being no such particu-lars)
if it could be exhibited as a complex idea whose component simple ideas were so
derived; somewhat similarly, the first proposal seeks to relieve certain
vacuous predicates or general terms from the embarrassing consequences of
denoting the empty set by exploiting the non-vacuousness of other predicates or
general terms which are constituents in a definition of the original vacuous
terms. (a) Start with two vacuous predicates, say (ay) 'is married to a
daughter of an English queen and a pope' and (oz) is a climber on hands and
knees of a29,000 foot mountain. (8) If aj and a z are vacuous, then the
following predicates are satisfied by the empty set @: (B) 'is a set composed
of daughters of an English queen and a pope, and (Ps) 'is a set composed of
climbers on hands and knees of a 29.000 foot mountain. (y) Provided 'R,
and 'R,' are suitably interpreted, the predicates A, and , may be treated as
coextensive respectively with the following revised predicates (y) Stands
in R, to a sequence composed of the sets married to, daughters, English queens
and popes; and (72) 'stands in Rz to a sequence composed of the sets climbers,
29,000 foot mountains, and things done on hands and knees'. (8) We may finally
correlate with the two initial predicates o1 and a2, respectively, the
following sequences derived from 7, and Yz: (S,) the sequence composed of the
relation R, (taken in extension), the set married to, the set daughters, the
set English queens, and the set popes: and (&2) the sequence composed of
the relation Rz, the set climbers, the set 29,000 foot mountains, and the set
things done on hands and knees. These sequences are certainly distinet, and the
proposal is that they, rather than the empty set, should be used for
determining, in some way yet to be specified, the explanatory potentialities of
the vacuous predicates a, and a2. My chief complaint against this
proposal is that it involves yet another commission of what I regard as one of
the main minimalist sins, that of imposingin advance a limitation on the
character of explanations. For it implicitly recognizes it as a condition
on the propriety of using vacuous predicates in explanation that the terms in
question should be representable as being correlated with a sequence of non-empty
sets. This is a condition which, I suspect, might not be met by every
vacuous predicate. But the possibility of representing an explanatory term as
being, in this way or that, reducible to some favoured item or types of items
should be a bonus which some theories achieve, thereby demonstrating their
elegance, not a condition of eligibility for a particular class of would-be
explanatory terms. The second suggested way of avoiding the unwanted
consequence is perhaps more intuitive than the first; it certainly seems simpler.
The admissibility of vacuous predicates in explanations of possible but
non-actual phenomena (why they would happen if they did happen), depends, it is
suggested, on the availability of acceptable non-trivial generalizations
wherein which the predicate in question specifies the antecedent condition.
And, we may add, a generalization whose acceptability would be unaffected by
any variation on the specification of its antecedent condition, provided the
substitute were vacuous, wouldcertainly be trivial. Non-trivial generalizations
of this sort are certainly available, if (1) they are derivable as special
cases from other generalizations involving less specific antecedent conditions,
and (2) these other generalizations are adequately supported by further
specifies whose antecedent conditions are expressed by means of non-vacuous
predicates. The explanatory opportunities for vacuous predicates depend
on their embodiment in a system. My doubts about this second suggestion
relate to the steps which would be needed in order to secure an adequately
powerful system. I conjecture, but cannot demonstrate, that the only way
to secure such a system would be to confer special ontological privilege upon
the entities of physical science together with the system which that science
provides. But now a problem arises: the preferred entities seem not to be
observable, or in so far as they are observable, their observability scems to
be more a matter of conventional decision to count such and-such occurrences as
observations than it is a matter of fact. It looks as if states of affairs in
the preferred scientific world need, for credibility, support from the vulgar
world of ordinary observation reported in the language of common sense. But to
give that support, the judgements and the linguistic usage of the vulgar needs
to be endowed with a certain authority, which as a matter of history the kind
of minimalists whom I know or know of have not seemed anxious to confer. But
even if they were anxious to confer it, what would validate the conferring,
since ex hypothesi it is not the vulgar world but the specialist scientific
world which enjoys ontological privilege? (If this objection is sound, the
second suggestion, like the first, takes something which when present is an asset,
bonus, or embel-lishment, namely systematicity, and under philosophical
pressure converts it into a necessity.) I have, of course, not been
attempting to formulate an argument by which minimalism, or indeed any
particular version of minimalism, could be refuted; I have been trying only to
suggest a sketch of a way in which, perhaps, such an argument might be
developed. I should be less than honest if I pretended to any great confidence
that even this relatively unambitious objective has been attained. I should,
however, also be less than honest if I concealed the fact that, should I be
left without an argument, it is very likely that I should not be very greatly
disturbed. For my antipathy to minimalism depends much more on a concern to
have a philosophical approach which would have prospects of doing justice to
the exuberant wealth and variety of human experiencein a manner seemingly
beyond the reach of minimalists, than on the availability of any argument which
would show the theses of minimal. ists to be mistaken. (VI) But at this
point some people, I think, would wish to protest that I am treating minimalism
in much too monolithic a way. For, it might be said, while many reasonable
persons might be willing to align themselves with me, for whatever reasons, in
opposition to exten-sionalism and physicalism, when such persons noticed that I
have also declared my opposition to mechanism and to naturalism, they might be
prompted to enquire whether I wished to declare support for the ideas of the
objectivity of value and of the presence of finality in nature, and to add that
should I reply affirmatively, they would part company with me. Now I certainly
do wish to affirm, under some interpretation, 'the objectivity of value, and I
also wish to maintain, again under some interpretation, 'the presence of
finality in nature'. But perhaps I had better formulate in a somewhat
more orderly way, one or two of the things which I do believe or at least would
like to believe. (1) I believe (or would like to believe) that it is a
necessary feature of rational beings, either as part of or as a consequence of
part of, their essential nature, that they have a capacity for the attribution
of value. I also believe that it follows from this fact, together perhaps
with one or more additional assumptions, that there is objective value. | believe that value, besides
being objective, has at the same time intrinsic motivational force, and that
this combination is rendered possible only by a constructivist approach rather
than a realist approach to value. Only if value is in a suitable sense
'instituted by us' can it exhibit the aforesaid combination. The objectivity of value is
possible only given the presence of finality or purpose in nature (the
admissibility of final causes). The fact that reason is operative both in the
cognitive and in the practical spheres strongly suggests, if it does not prove,
that a constructivist approach is in order in at least some part of the
cognitive sphere as well as in the practical sphere: The adoption of a
constructivist approach makes possible, perhaps even demands, the
adoption of a stronger rather than merely a weaker version of rationalism. That
is to say, we can regard ourselves, qua rational beings, as called upon not
merely to have reasons for our beliefs (rationes cognoscendi) and also for
other attitudes like desires and intentions, but to allow and to search for,
reasons for things to bethe case (at least in that area of reality which is
constructed). Such reasons will be rationes essendi. It is obvious that
much of the terminology in which this programme is formulated is extremely
obscure. Any elucidation of it, and any defence of the claims involved which I
shall offer on this occasion, will have to wait until the second main section
of this Reply: for I shall need to invoke specifie theses within particular
departments of philosophy. I hope to engage, on other occasions, in a fuller
examination of these and kindred ideas. B. COMMENTARY ON RICHARDS
Richards devote most of their ingenious and perceptive attention to three or
four topics which they feel to be specially prominent in my work; to questions
about meaning, to questions in and about philosophical psychology, rationality,
and metaphysics, and finally to questions about value, including ethical
questions. I shall first comment on what they have to say about meaning, and
then in my concluding section I turn to the remaining topics. B1.
Meaning In the course of a penetrating treatment of the development of my
views on this topic, they list, in connection with what they see as the third
stage of this development three problems or objections to which my work might
be thought to give rise. I shall say something about each of these, though in
an altered order; I shall also add a fourth problem which I know some people have
regarded as acute, and I shall briefly re-emphasize some of the points about
the most recent developments in my thinking, which Richards have presented and
which may not be generally familiar. As a preliminary to enumerating the
question for discussion, I may remark that the treatment of the topic by
Richards seems to offer strong support to my thesis about the unity
(latitudinal unity) of philo-sophy: for the problems which emerge about meaning
are plainly problems in psychology and metaphysics, and I hope that as we
proceed it will become increasingly clear that these problems in turn are
inextricably bound up with the notion of value. (1) The first difficulty
relates to the alleged ly dubious admissibility of propositions as entities:
'In the explication of utterance-type meaning. what does the variable
"p" take as values? The values of "p" are theobjects of
meaning, intention, and belief-propositions, to call them by their traditional
name. But isn't one of the most central tasks of a theory of meaning to give an
account of what propositions are?.. + Much of the recent history of philosophy
of language consists of attacks on or defences of various conceptions of what a
proposition is, for the fundamental issue involved here is the relation of
thought and language to reality... How can Grice offer an explication of
utterance-type meaning that simply takes the notion of a proposition more or
less for granted?' A perfectly sound, though perhaps somewhat
superficial, reply to the objection as it is presented would be that in any
definition of meaning which I would be willing to countenance, the letters 'p',
q', etc. operate simply as 'gap signs; if they appear in a definiendum they
will reappear in the corresponding definiens. If someone were to advance the
not wholly plausible thesis that to feel F is just to have a Rylean agitation
which is caused by the thought that one is or might be F. it would surely be
ridiculous to criticize him on the grounds that he had saddled himself with an
ontological commitment to feelings, or to modes of feeling. If quantifiers are
covertly involved at all, they will only be universal quantifiers which could
in such a case as this be adequately handled by a substitutional account of
quantification. My situation vis-a-vis propositions is in no way
different. Moreover, if this last part of the cited objection is to be
understood as suggesting that philosophers have been most concerned with the
characterization of the nature of propositions with a view to using them, in
this or that way, as a key to the relationships between language. thought, and
reality, I rather doubt whether this claim is true, and if it is true, I would
regard any attempt to use propositions in such a manner as a mistake to which I
have never subscribed. Propositions should not, I think, be viewed as tools,
gimmicks, or bits of apparatus designed to pull off the metaphysical
conjuring-trick of relating language, thought, and reality. The furthest I
would be prepared to go in this direction would be to allow it as a possibility
that one or more substantive treatments of the relations between language,
thought, and reality might involve this notion of a proposition, and so might
rely on it to the extent that an inability to provide an adequate theoretical
treatment of propositions would undermine the enterprise within which they made
an appearance. It is, however, not apparent to me that any threat of this
kind of disaster hangs over my head. In my most recently published work
onmeaning (Meaning Revisited, 1981), I do in fact discuss the topic of the
correspondences to be looked for between language, thought, and reality, and
offer three suggestions about the ways in which, in effect, rational
enterprises could be defeated or radically hampered should there fail to be
correspondences between the members of any pair selected from this trio. I
suggest that without correspondences between thought and reality, individual
members of such fundamental important kinds of psychological states as desires
and beliefs would be unable to fulfil their theoretical role, purpose, or
function of explaining behaviour, and indeed would no longer be identifiable or
distinguishable from one another; that, without correspondences between
language and thought, communication, and so the rational conduct of life, would
be eliminated; and that without direct correspondence between language and
reality over and above any indirect correspondence provided for by the first
two suggestions, no generalized specification, as distinct from case-by-case
specification, of the conditions required for beliefs to correspond with
reality, that is to be true, would be available to us. So far as I can see, the
foregoing justification of this acceptance of the correspondences in question
does not in any obvious way involve a commitment to the reality of
propositions; and should it turn out to do so in some unobvious way perhaps as
a consequence of some unnoticed assumption —then the very
surreptitiousness of the commitment would indicate to me the likelihood that
the same commitment would be involved in any rational account of the relevant
subject matter, in which case, of course, the commitment would be ipso facto
justified. Indeed, the idea of an inescapable commitment to propositions
in no way frightens me or repels me; and if such a commitment would carry with
it an obligation to give an account of what propositions are, 1 think this
obligation could be discharged. It might, indeed, be possible to discharge it
in more than one way. One way would involve, as its central idea, focusing on a
primitive range of simple statements, the formulation of which would involve no
connectives or quantifiers, and treating each of these as 'expressing' a
propositional complex, which in such cases would consist of a sequence whose elements
would be first a general item (a set, or an attribute, according to preference)
and second a sequence of objects which might, or might not, instantiate or
belong to the first item. Thus the propositional complex associated with the
sentence, John is wise', might be thought of consisting of a sequence whose
first (general' member would be the set of wise persons, or (alternatively) the
attribute wisdom, and whose second('instantial' or 'particular") member
would be John or the singleton of John; and the sentence, 'Martha detests
Mary', could be represented as expressing a propositional complex which is a
sequence whose first element is detestation (considered either extensionally as
a set or non-extensionally as an attribute) and whose second element is a
sequence composed of Martha and Mary, in that order. We can define a property
of factivity which will be closely allied to the notion of truth! a (simple)
propositional complex will be factive just in case its two elements (the
general and instantial elements) are related by the appopriate predication
relation, just in case (for example) the second element is a member of the set
(possesses the attribute) in which the first element consists.
Propositions may now be represented as each consisting of a family of
propositional complexes, and the conditions for family unity may be thought of
either as fixed or as variable in accordance with the context, This idea will
in a moment be expanded. The notorious difficulties to which this kind of
treatment gives rise will begin with the problems of handling connectives and
of handling quantification. In the present truncated context I shall leave the
first problem on one side, and shall confine myself to a few sketchy remarks
concerning quantification. A simple proposal for the treatment of quantifiers
would call for the assignment to each predicate, besides its normal or standard
extension, two special objects associated with quantifiers, an 'altogether'
object and a 'one-at-a-time' object; to the epithets 'grasshopper', ['boy',
'girl'], for example, will be assigned not only ordinary individual objects
like grasshoppers [boys, girls] but also such special objects as the altogether
grasshopper [boy, girl| and the one-al-a-time grasshopper [boy, girlf. We shall
now stipulate that an 'altogether' special object satisfies a given
predicate just in case every normal or standard object associated with that
special object satisfies the predicate in question, and that a 'one-at-a-time'
special object satisfies a predicate just in case at least one of the
associated standard objects satisfies that predicate. So the altogether
grasshopper will be green just in case every individual grasshopper is green,
and the one-at-a-time grasshopper will be green just in case at least one individual
grasshopper is green, and we can take this pair of statements about special
grasshoppers as providing us with representations of (respec-lively) the
statement that all grasshoppers are green and the statement that some
grasshopper is green. The apparatus which I have just sketched is plainly
not, as it stands, adequate to provide a comprehensive treatment of
quantification. Itwill not, for example, cope with well-known problems arising
from features of multiple quantification; it will not deliver for us distinct
representations of the two notorious (alleged) readings of the statement
'Every girl detests some boy', in one of which (supposedly) the universal
quantifier is dominant with respect to scope, and in the other of which the
existential quantifier is dominant. To cope with this problem it might be
sufficient to explore, for semantic purposes, the device of exportation, and to
distinguish between, (i) 'There is some boy such that every girl detests him',
which attributes a certain property to the one-at-a-time boy, and (ii) 'Every
girl is such that she detests some boy', which attributes a certain (and
different) property to the altogether girl; and to note, as one makes this
move, that though exportation, when applied to statements about individual
objects, seems not to affect truth-value, whatever else may be its semantic
function, when it is applied to sentences about special objects it may, and
sometimes will, affect truth-value. But however effective this particular shift
may be, it is by no means clear that there are not further demands to be met
which would overtax the strength of the envisaged apparatus; it is not, for
example, clear whether it could be made adequate to deal with indefinitely long
strings of 'mixed' quanti-fiers. The proposal might also run into objections of
a more philosophical character from those who would regard the special objects
which it invokes as metaphysically disreputable. Should an alternative
proposal be reached or desired, I think that one (or, indeed, more than one) is
available. The one which I have immediately in mind could be regarded as a
replacement for, an extension of, or a reinterpretation of the scheme just
outlined, in accordance with whatever view is finally taken of the potency and
respectability of the ideas embodied in that scheme. The new proposal, like its
predeces-sor, will treat propositional complexes as sequences, indeed as
ordered pairs containing a subject-item and a predicate-item, and will,
there-fore, also like its predecessor, offer a subject-predicate account of
quantification. Unlike its predecessor, however, it will not allow individual
objects, like grasshoppers, girls, and boys, to appear as elements in
propositional complexes, such elements will always be sets or attributes,
Though less restrictive versions of this proposal are, I think, available, I
shall, for convenience, consider here only a set-theoretic version.
According to this version, we associate with the subject-expression of a
canonically formulated sentence a set of at least second order. If thesubject
expression is a singular name, its ontological correlate will be the singleton
of the singleton of the entity which bears that name. The treatment of singular
terms which are not names will be parallel, but is here omitted. If the
subject-expression is an indefinite quantificational phrase, like 'some
grasshopper', its ontological correlate will be the set of all singletons whose
sole element is an item belonging to the extension of the predicate to which
the indefinite modifier is attached; so the ontological correlate of the phrase
'some grasshopper' will be the set of all singletons whose sole element is an
individual grasshopper. If the subject expression is a universal
quantificational phrase, like 'every grasshopper', its ontological correlate
will be the singleton whose sole element is the set which forms the extension
of the predicate to which the universal modifier is attached; thus the
correlate of the phrase 'every grasshopper' will be the singleton of the set
of grasshoppers. Predicates of canonically formulated sentences are
correlated with the sets which form their extensions. It now remains to specify
the predication-relation, that is to say, to specify the relation which has to
obtain between subject-element and predicate-element in a propositional complex
for that complex to be factive. A propositional complex will be factive just in
case its subject-element contains as a member at least one item which is a
subset of the predicate-element; so if the ontological correlate of the phrase
'some grasshopper' (or, again, of the phrase every grasshopper') contains as a
member at least one subset of the ontological correlate of the predicate 'x is
green' (viz. the set of green things), then the propositional complex directly
associated with the sentence 'some grasshopper is green' (or again with the
sentence every grasshopper is green') will be factive. A dozen years or
so ago, I devoted a good deal of time to this second proposal, and 1 convinced
myself that it offered a powerful instrument which, with or without adjustment,
was capable of handling not only indefinitely long sequences of 'mixed'
quantificational phrases, but also some other less obviously tractable problems
which I shall not here discuss. Before moving on, however, I might perhaps draw
attention to three features of the proposal. First, employing a strategy
which might be thought of as Leibnizian, it treats subject-elements as
being of an order higher than, rather than an order lower than, predicate
elements. Second, individual names are in effect treated like universal
quantificational phrases, thus recalling the practice of old-style traditional
logic. Third, and most importantly, the account which is offered is, initially,
an account of propositional complexes, not of propositions:as I envisage them,
propositions will be regarded as families of propositional complexes. Now the
propositional complex directly associated with the sentence 'Some grasshoppers
are witty', will be both logically equivalent to and numerically distinet from
the propositional complex directly associated with the sentence Not every
grasshopper is not witty'; indeed for any given propositional complex there
will be indefinitely many propositional complexes which are both logically
equivalent to and also numerically distinct from the original complex.
The question of how tight or how relaxed are to be the family ties which
determine propositional identity remains to be decided, and it might even be
decided that the conditions for such identity would vary according to context
or purpose. It seems that there might be an approach to the treatment of
propositions which would, initially at least, be radically different from the
two proposals which I have just sketched. We might begin by recalling that one
of the stock arguments for the reality of propositions used to be that
propositions are needed to give us something for logic to be about; sentences
and thoughts were regarded as insufficient, since the laws of logic do not depend
on the existence of minds or of language. Now one might be rendered
specially well-disposed towards propositions if one espoused, in general, a
sort of Aristotelian view of theories, and believed that for any particular
theory to exist there has to be a class of entities, central to that theory,
the essential nature of which is revealed in, and indeed accounts for, the laws
of the theory in question. If our thought proceeds along these lines,
propositions might be needed not just as pegs (so to speak) for logical laws to
hang from, but as things whose nature determines the content of the logical
system. It might even be possible (as George Myro has suggested to me) to
maintain that more than one system proceeds from and partially exhibits the
nature of propositions; perhaps, for example, one system is needed to display
propositions as the bearers of logical properties and another to display them
in their role as contents, or objects of propositional attitudes. How such an
idea could be worked out in detail is far from clear; but whatever might be the
difficulties of implementa-tion, it is evident that this kind of approach would
seek to answer the question, "What are propositions?", not by
identificatory dissec tion but rather by pointing to the work that propositions
of their very nature do. 1 have little doubt that a proper assessment of
the merits of the various proposals now before us would require decisions on
somefundamental issues in metaphysical methodology. What, for example, determines
whether a class of entities achieves metaphysical respect-ability? What
conditions govern the admission to reality of the products of ontological
romancing? What is the relation, in metaphysical practice, between two possible
forms of identification and characterization, that which proceeds by dissection
and that which proceeds by specification of output? Are these forms of
procedure, in a given case, rivals or are they compatible and even, perhaps,
both mandatory? Two further objections cited by Richards may be presented
together (in reverse order), since they both relate to my treatment of the idea
of linguistic procedures'. One of these objections disputes my right, as a
philosopher, to trespass on the province of linguists by attempting to deliver
judgement, either in specific cases or even generally, on the existence of
basic procedures underlying other semantic procedures which are, supposedly,
derivative from them. The other objection starts from the observation that my
account of linguistic communication involves the attribution to
communicators of more or less elaborate inferential steps concerning the
procedures possessed and utilized by their conversational partners, notes that
these steps and the knowledge which, allegedly, they provide are certainly not
as a rule explicitly present to consciousness, and then questions whether any
satisfactory interpretation can be given of the idea that the knowledge
involved is implicit rather than explicit. Richards suggest that answers to
these objections can be found in my published and unpublished work.
Baldly stated, the reply which they attribute to me with respect to the first
of these objections is that the idea that a certain sort of reason-ing. which
Richards illustrate by drawing on as yet unpublished work, is involved in
meaning, is something which can be made plausible by philosophical methods-by
careful description, reflection, and delineation of the ways we talk and think'
(p. 13 of this book). Now I certainly hope that philosophical methods can be
effective in the suggested direction, which case, of course, the objections
would be at least partially answered. But I think that I would also aim at a
sharper and more ambitious response along the following lines. Certainly the
specification of some particular set of procedures as the set which governs the
use of some particular langauge, or even as a set which participates in the
governance of some group of languages, is a matter for linguists except in so
far as it may rely upon some ulterior and highly general principles. But there
may be general principles of this sort, principles perhaps which specify forms
of procedure which do,and indeed must, operate in the use of any language
whatsoever. Now one might argue for the existence of such a body of principles
on the basis of the relatively unexciting, and not unfamiliar, idea that, so
far as can be seen, our infinite variety of actual and possible linguistic
performances is feasible only if such performances can be organized in a
certain way, namely as issuing from some initial finite base of primitive
procedures in accordance with the general principles in question. One
might, however, set one's sights higher, and try to maintain that the presence
in a language, or at least in a language which is actually used, of a certain
kind of structure, which will be reflected in these general principles, is
guaranteed by metaphysical considerations, perhaps by some rational demand for
a correspondence between linguistic categories on the one hand and metaphysical,
or real categories on the other. I will confess to an inclination to go for the
more ambitious of these enterprises. As regards the second objection, I
must admit to being by no means entirely clear what reply Richards envisage me
as wishing to make, but I will formulate what seems to me to be the most likely
representation of their view. They first very properly refer to my discussion
of 'incomplete reasoning in my John Locke Lectures, and discover there some
suggestions which, whether or not they supply necessary conditions for the
presence of formally incomplete or implicit reasoning, cannot plausibly be
considered as jointly providing a sufficient condition; the suggested
conditions are that the implicit reasoner intends that there should be some
valid supplementation of the explicitly present material which would justify
the 'conclusion' of the incomplete reasoning, together perhaps with a further
desire or intention that the first intention should be causally efficacious in
the generation of the reasoner's belief in the aforementioned conclusion.
Richards are plainly right in their view that so far no sufficient condition
for implicit reasoning has been provided; indeed, I never supposed that 1 had
succeeded in providing one, though I hope to be able to remedy this deficiency
by the (one hopes) not too distant time when a revised version of my John Locke
Lectures is published. Richards then bring to bear some further material from
my writings, and sketch, on my behalf, an argument which seems to exhibit the following
pattern: (I) That we should be equipped to form, and to recognize in others,
M-intentions is something which could be given a genitorial justification; if
the Genitor were constructing human beings with an eye to their own good, the
institution in us of a capacity to deployM-intentions would be regarded by him
with favour. (2) We do in fact possess the capacity to form, and to recognize
in others, M-intentions. The attribution of M-intentions to others will at
least sometimes have explanatory value with regard to their behaviour, and so
could properly be thought of as helping to fulfil a rational desideratum. The exercise of rationality
takes place primarily or predominantly in the confirmation or revision of
previously established beliefs or practices; so it is reasonable to expect the
comparison of the actual with what is ideal or optimal to be standard procedure
in rational beings. (5) We have, in our repertoire of procedures available to
us in the conduct of our lives, the procedure of counting something which
approximates sufficiently closely to the fulfillment of a certain ideal or
optimum as actually fulfilling that ideal or optimum, the procedure (that is to
say) of deeming it to fulfil the ideal or optimum in question. So (6) it is
reasonable to attribute to human beings a readiness to deem people, who
approximate sufficiently closely in their behaviour to persons who have
ratiocinated about the M-intentions of others, to have actually ratiocinated in
that way. We do indeed deem such people to have so ratiocinated, though we do
also, when called upon, mark the difference between their deemed ratiocinations
and the 'primitive step-by-step variety of ratiocination, which provides us
with our ideal in this region, by characterizing the reasoning of the
'approximators' as implicit rather than explicit. Now whether or not it
was something of this sort which Richards had it in mind to attribute to me,
the argument as I have sketched it seems to me to be worthy of serious
consideration; it brings into play, in a relevant way, some pet ideas of mine,
and exerts upon me at least, some degree of seductive appeal. But whether I
would be willing to pass beyond sympathy to endorsement, I am not sure. There
are too many issues involved which are both crucially important and hideously
under-explored, such as the philosophical utility of the concept of deeming,
the relations between rational and pre-rational psychological states, and the
general nature of implicit thought. Perhaps the best thing for me to do at this
point will be to set out a line of argument which I would be inclined to
endorse and leave it to the reader to judge how closely what I say when
speaking for myself approximates to the suggested interpretation which I offer
when speaking on behalf of Richards. I would be prepared to argue that
something like the following sequence of propositions is true. (1) There
is a range of cases in which, so far from its being the casethat, typically,
one first learns what it is to be a @ and then, at the next stage, learns what
criteria distinguish a good o from a @ which is less good, or not good at all,
one needs first to learn what it is to be a good o, and then subsequently to
learn what degree of approximation to being a good o will qualify an item as a
p; if the gap between some item x and good ps is sufficently horrendous, then x
is debarred from counting as a @ at all, even as a bad p. I have elsewhere
called concepts which exhibit this feature value-oriented concepts. One example
of a value-oriented concept is the concept of reasoning: another, I now
suggest, is that of sentence. (2) It may well be that the existence of
value-oriented concepts (Ф.. Ф2. ...Ф.) depends on the prior
existence of pre-rational concepts (Фі, Ф2.. + • n), such that an item x qualifies for the application of the
concept a if and only if a satisfies a rationally-approved form or version of
the corresponding pre-rational concept '. We have a (primary) example of a step
in reasoning only if we have a transition of a certain rationally approved kind
from one thought or utterance to another. If p is value-oriented concept
then a potentiality for making or producing ds is ipso facto a potentiality for
making or producing good ps, and is therefore dignified with the title of a
capacity; it may of course be a capacity which only persons with special ends
or objectives. like pick-pockets, would be concerned to possess. I am strongly inclined to
assent to a principle which might be called a Principle of Economy of Rational Effort.
Such a principle would state that where there is a ratiocinative procedure for
arriving rationally at certain outcomes, a procedure which, because it is
ratiocinative, will involve an expenditure of time and energy, then if there is
a non-ratiocinative, and so more economical procedure which is likely, for the
most part, to reach the same outcomes as the ratiocinative procedure, then
provided the stakes are not too high it will be rational to employ the cheaper
though somewhat less reliable non-ratiocinative procedure as a substitute for
ratiocination. I think this principle would meet with Genitorial approval, in
which case the Genitor would install it for use should opportunity arise. On the assumption that it is
characteristic of reason to operate on pre-rational states which reason
confirms, revises, or even (some-times) eradicates, such opportunities will
arise, provided the rational creatures can, as we can, be trained to modify the
relevant pre-rational states or their exercise, so that without actual
ratiocination the creatures can be more or less reliably led by those
pre-rational states to the thoughts or actions which reason would endorse were
it invoked; with the result that the creatures can do, for the most part, what
reason requires without, in the particular case, the voice of reason being
heard. Indeed in such creatures as ourselves the ability to dispense in this
way with actual ratiocination is taken to be an excellence: The more
mathematical things I can do correctly without engaging in overt mathematical
reasoning, the more highly I shall be regarded as a mathematician. Similar
considerations apply to the ability to produce syntactico-semantically
satisfactory utterances without the aid of a derivation in some
syntactico-semantic theory. In both cases the excellence which 1 exhibit is a
form of judgement: I am a good judge of mathematical consequences or of
satisfactory utterances. That ability to produce, without the aid of overt
ratiocination, transitions which accord with approved standards of inference
does not demand that such ratiocination be present in an unconscious or covert
form; it requires at most that our propensity to produce such transitions be
dependent in some way upon our acquisition or possession of a capacity to
reason explicitly, Similarly, our ability to produce satisfactory utterances
does not require a subterranean ratiocination to account for their satisfactory
character; it needs only to be dependent on our learning of, or use of, a
rule-governed language. There are two kinds of magic travel. In one of these we
are provided with a magic carpet which transports us with supernatural celerity
over a route which may be traversed in more orthodox vehicles; in the other, we
are given a magic lamp from which, when we desire it, a genie emerges who
transports us routelessly from where we are to where we want to go. The
exercise of judgement may perhaps be route-travelling like the first: but may
also be routeless like the second. But problems still remain. Deductive systems concocted
by professional logicians vary a good deal as regards their intuitiveness: but
with respect to some of them (for example, some suitably chosen system of
natural deduction) a pretty good case could be made that they not only generate
for us logically valid inferences, but do so in a way which mirrors the
procedures which we use in argument in the simplest or most fundamental cases.
But in the case of linguistic theories even the more intuitive among them may
not be in a position to make a corresponding claim about the production of
admissible utterances. They might be able to claim to generate (more or less)
the infinite class of admissible sentences, together with acceptable
interpretations ofeach (though even this much would be a formidable claim); but
such an achievement would tell us nothing about how we arrive at the produc
tion of sentences, and so might be thought to lack explanatory force.
That deficiency might be thought to be remediable only if the theory reflects,
more or less closely, the way or ways in which we learn, select. and criticize
linguistic performances; and here it is clear neither what should be reflected
nor what would count as reflecting it. There is one further objection,
not mentioned by Richards, which seems to me to be one to which I must respond.
It may be stated thus: One of the leading ideas in my treatment of
meaning was that meaning Is not to be regarded exclusively, or even primarily,
as a feature of language or of linguistic utterances; there are many instances
of non-linguistic vehicles of communication, mostly unstructured but sometimes
exhibiting at least rudimentary structure; and my account of meaning was
designed to allow for the possibility that non-linguistic and indeed
non-conventional 'utterances', perhaps even manifesting some degree of
structure, might be within the powers of creatures who lack any linguistic or
otherwise conventional apparatus for communication, but who are not thereby
deprived of the capacity to mean this or that by things they do. To provide for
this possibility, it is plainly necessary that the key ingredient in any
representation of meaning, namely intending. should be a state the capacity for
which does not require the possession of a language. Now some might be
unwilling to allow the possibility of such pre-linguistic intending. Against
them, I think I would have good prospects of winning the day; but unfortunately
a victory on this front would not be enough. For, in a succession of
increasingly elaborate moves designed to thwart a sequence of Schifferian
counter-examples. I have been led to restrict the intentions which are to
constitute utterer's meaning to M-intentions; and, whatever might be the case
in general with regard to intending, M-intending is plainly too sophisticated a
state to be found in a language-destitute creature. So the unavoidable
rearguard actions seem to have undermined the raison-d'etre of the
campaign. A brief reply will have to suffice; a full treatment would
require delving deep into crucial problems concerning the boundaries between
vicious and innocuous circularity, to which I shall refer again a little later.
According to my most recent speculations about meaning, one should distinguish
between what I might call the factual character of an utterance
(meaning-relevant features which are actually present in the utterance), and
what I might call its titular character (the nestedM-intention which is deemed
to be present). The titular character is infinitely complex, and so cannot be
actually present in toto; in which case to point out that its inconceivable
actual presence would be possible, or would be detectable, only via the use of
language would seem to serve little purpose. At its most meagre, the factual
character will consist merely in the pre-rational counterpart of meaning, which
might amount to no more than making a certain sort of utterance in order
thereby to get some creature to think or want some particular thing, and this
condition seems to contain no reference to linguistic expertise. Maybe in some
less straightforward instances of meaning there will be actually present
intentions whose feasibility as intentions will demand a capacity for the use
of language. But there can be no advance guarantee when this will be so, and it
is in any case arguable that the use of language would here be a practically
indispensable aid to thinking about relatively complex intentions, rather than
an element in what is thought about. B2. Metaphysies, Philosophical
Psychology, and Value In this final section of my Reply to Richards, I
shall take up, or take off from, a few of the things which they have to say
about a number of fascinating and extremely important issues belonging to the
chain of disciplines listed in the title of this section. I shall be concerned
less with the details of their account of the various positions which they see
me as maintaining than with the kind of structure and order which, albeit in an
as yet confused and incomplete way I think I can discern in the disciplines themselves
and, especially, in the connection between them. Any proper discussion of the
details of the issues in question would demand far more time than I have at my
disposal; in any case it is my intention, if I am spared, to discuss a number
of them, at length, in future writings. I shall be concerned rather to provide
some sort of picture of the nature of metaphysics, as I see it, and of the way
or ways in which it seems to me to underlie the other mentioned disciplines. I
might add that something has already been said in the previous section of this
Reply about philosophical psychology and rationality, and that general
questions about value, including metaphysical questions, were the topic of my
1983 Carus lectures. So perhaps I shall be pardoned if here 1 concentrate
primarily on metaphysics. I fear that, even when I am allowed the advantage of
operating within these limitations, what I have to say will be programmatic and
speculative rather than well-ordered and well-argued.At the outset of their
comments on my views concerning meta-physics, Richards say, 'Grice's
ontological views are at least liberal'; and they document this assertion by a
quotation from my Method In Philosophical Psychology, in which I admit to a
taste for keeping open house for all sorts and conditions of entities, just so
long as when they come in they help with the housework.' I have no wish to
challenge their representation of my expressed position, particularly as the
cited passage includes a reference to the possibility that certain sorts of
entities might, because of backing from some transcendental argument, qualify
as entia realissima. The question I would like to raise is rather what grounds
are there for accepting the current conception of the relationship between
metaphysics and ontology. Why should it be assumed that metaphysics consists
in, or even includes in its domain, the programme of arriving at an acceptable
ontology? Is the answer merely that that enterprise is the one, or a part of
the one, to which the term "metaphysics' is conventionally applied and so
that a justification of this application cannot be a philosophical issue?
If this demand for a justified characterization of metaphysics is to be met, I
can think of only one likely strategy for meeting it. That will be to show that
success within a certain sort of philosophical under-taking, which I will with
striking originality call First Philosophy, is needed if any form of
philosophy, or perhaps indeed any form of rational enquiry, is to be regarded
as feasible or legitimate, and that the contents of First Philosophy are
identical with, or at least include, what are standardly regarded as the
contents of metaphysics! I can think of two routes by which this result might
be achieved, which might well turn out not to be distinct from one another. One
route would perhaps involve taking seriously the idea that if any region of
enquiry is to be successful as a rational enterprise, its deliverance must be
expressable in the shape of one or another of the possibly different types of
theory; that characterizations of the nature and range of possible kinds of
theory will be needed; and that such a body of characterization must itself be
the outcome of rational enquiry, and so must itself exemplify whatever
requirements it lays down for theories in general; it must itself be
expressible as a theory, to be called (if you like) Theory-theory. The
specification and justification of the ideas and material presupposed by any
theory, whether such account falls within or outside the bounds of
Theory-theory, would be properly called First Philosophy, and might • In
these reflections I have derived much benefit from discussions with Alan
Code.turn out to relate to what is generally accepted as belonging to the
subject matter of metaphysics. It might, for example, turn out to be
establishable that every theory has to relate to a certain range of subject
items, has to attribute to them certain predicates or attributes, which in turn
have to fall within one or another of the range of types or categories. In this
way, the enquiry might lead to recognized metaphysical topics, such as the
nature of being, its range of application, the nature of predication and a
systematic account of categories. A second approach would focus not on
the idea of the expressibility of the outcomes of rational enquiry in theories
but rather on the question of what it is, in such enquiries, that we are
looking for, why they are of concern to us. We start (so Aristotle has told us)
as laymen with the awareness of a body of facts; what as theorists we strive
for is not (primarily) further facts, but rational knowledge, or understanding,
of the facts we have, together with whatever further facts our investigations
may provide for us. Metaphysics will have as its concern the nature and
realizability of those items which are involved in any successful pursuit of
understanding; its range would include the nature and varieties of explanation
(as offered in some modification of the Doctrine of Four Causes), the
acceptability of principles of logic, the proper standards of proof, and so
on. I have at this point three comments to make. First, should it be the
case that, (1) the foregoing approach to the conception of metaphysics is found
acceptable, (2) the nature of explanation and (understood broadly) of causes is
a metaphysical topic, and (3) that Aristotle is right (as I suspect he is) that
the unity of the notion of cause is analogi-cal in character, then the general
idea of cause will rest on its standard particularizations, and the particular
ideas cannot be reached as specifications of an antecedent genus, for there is
no such genus, In that case, final causes will be (so to speak) foundation
members of the cause family, and it will be dubious whether their title as
causes can be disputed. Second, it seems very likely that the two
approaches are in fact not distinct; for it seems plausible to suppose that
explanations, if fully rational, must be systematic and so must be expressible
in theories. Conversely, it seems plausible to suppose that the function
of theories is to explain, and so that whatever is susceptible to theoretical
treatment is thereby explained. Third, the most conspicuous difficulty
about the approach which I have been tentatively espousing seems to me to be
that we may be in danger of being given more than we want to receive; we are
not, forexample, ready to regard methods of proof or the acceptability of
logical principles as metaphysical matters and it is not clear how such things
are to be excluded. But perhaps we are in danger of falling victims to a
confusion, Morality, as such, belongs to the province of ethics and does not
belong to the province of metaphysics. But, as Kant saw (and I agree with him),
that does not preclude there being metaphysical questions which arise about
morality. In general, there may be a metaphysics of X without it being the case
that X is a concept or item which belongs to metaphysics. Equally, there may be
metaphysical questions relating to proof or logical principles without it being
the case that as such proof or logical principles belong to metaphysics. It
will be fair to add, however, that no distinction has yet been provided, within
the class of items about which there are metaphysical questions, between those
which do and those which do not belong to metaphysics. The next element
in my attitude towards metaphysics to which I would like to draw attention is
my strong sympathy for a constructivist approach. The appeal of such an
approach seems to be to lie essentially in the idea that if we operate with the
aim of expanding some set of starting points, by means of regulated and fairly
well-defined procedures, into a constructed edifice of considerable complexity,
we have better prospects of obtaining the explanatory richness which we need
than if, for example, we endeavour to represent the seeming wealth of the world
of being as reducible to some favoured range of elements. That is, of course, a
rhetorical plea. but perhaps such pleas have their place. But a constructivist
methodology, if its title is taken seriously, plainly has its own difficulties.
Construction, as normally understood, requires one or more constructors; so far
as a metaphysical construction is concerned, who does the constructing?
*We"? But who are we and do we operate separately or conjointly, or in
some other way? And when and where are the acts of construction performed, and
how often? These troublesome queries are reminiscent of differences which
arose, I believe, among Kantian commentators, about whether Kant's threefold
synthesis (perhaps a close relative of construction) is (or was) a datable
operation or not. I am not aware that they arrived at a satisfactory solution.
The problem becomes even more acute when we remember that some of the best candidates
for the title of constructed entities, for example numbers, are supposed to be
eternal, or at least timeless. How could such entities have construction
dates? Some relief may perhaps be provided if we turn our eyes towardsthe
authors of fiction, My next novel will have as its hero one Caspar Winebibber,
a notorious English highwayman born (or so 1 shall say) in 1764 and hanged in
1798, thereby ceasing to exist long before sometime next year, when I create
(or construct) him. This mind-boggling situation will be dissolved if we
distinguish between two different occurrences; first, Caspar's birth (or death)
which is dated to 1764 (or 1798), and second, my creation of Caspar, that is to
say my making it in 1985 fictionally true that Caspar was born in 1764 and died
in 1798. Applying this strategem to metaphysics, we may perhaps find it
tolerable to suppose that a particular great mathematician should in 1968 make
it true that (let us say) ultralunary numbers should exist timelessly or from
and to eternity. We might even, should we so wish, introduce a
'depersonalized" (and "detemporalized') notion of construction; in
which case we can say that in 1968 the great mathe. matician, by authenticated
construction, not only constructed the timeless existence of ultralunary
numbers but also thereby depersonalized and detemporalized construction of the
timeless existence of ultra-lunary numbers, and also the depersonalized
construction of the depersonalized construction of ... ultralunary numbers. In
this way, we might be able, in one fell swoop, to safeguard the copyrights both
of the mathematician and eternity. Another extremely important aspect of
my conception of metaphysical construction (creative metaphysical thinking) is
that it is of its nature revisionary or gradualist in character. It is not just
that, since metaphysics is a very difficult subject, the best way to proceed is
to observe the success and failures of others and to try to build further
advance upon their achievements. It is rather that there is no other way of
proceeding but the way of gradualism. A particular bit of metaphysical
construction is possible only on the basis of some prior material; which must
itself either be the outcome of prior constructions, or perhaps be something
original and unconstructed. As I see it. gradualism enters in in more
than one place. One point of entry relates to the degree of expertise on the
theorist or investigator. In my view, It is incumbent upon those whom Aristotle
would have called 'the wise' in metaphysics, as often elsewhere, to treat with
respect and build upon the opinions and the practices of the many'; and any
intellectualist indignation at the idea of professionals being hamstrung by
amateurs will perhaps be seen as inappropriate when it is reflected that the
amateurs are really (since personal identities may be regarded as irrele-vant)
only ourselves (the professionals) at an earlier stage; there are notthe
authors of fiction, My next novel will have as its hero one Caspar Winebibber,
a notorious English highwayman born (or so 1 shall say) in 1764 and hanged in
1798, thereby ceasing to exist long before sometime next year, when I create
(or construct) him. This mind-boggling situation will be dissolved if we
distinguish between two different occurrences; first, Caspar's birth (or death)
which is dated to 1764 (or 1798), and second, my creation of Caspar, that is to
say my making it in 1985 fictionally true that Caspar was born in 1764 and died
in 1798. Applying this strategem to metaphysics, we may perhaps find it
tolerable to suppose that a particular great mathematician should in 1968 make
it true that (let us say) ultralunary numbers should exist timelessly or from
and to eternity. We might even, should we so wish, introduce a 'depersonalized"
(and "detemporalized') notion of construction; in which case we can say
that in 1968 the great mathe. matician, by authenticated construction, not only
constructed the timeless existence of ultralunary numbers but also thereby
depersonalized and detemporalized construction of the timeless existence of
ultra-lunary numbers, and also the depersonalized construction of the
depersonalized construction of ... ultralunary numbers. In this way, we might
be able, in one fell swoop, to safeguard the copyrights both of the
mathematician and eternity. Another extremely important aspect of my
conception of metaphysical construction (creative metaphysical thinking) is
that it is of its nature revisionary or gradualist in character. It is not just
that, since metaphysics is a very difficult subject, the best way to proceed is
to observe the success and failures of others and to try to build further
advance upon their achievements. It is rather that there is no other way of
proceeding but the way of gradualism. A particular bit of metaphysical
construction is possible only on the basis of some prior material; which must
itself either be the outcome of prior constructions, or perhaps be something
original and unconstructed. As I see it. gradualism enters in in more
than one place. One point of entry relates to the degree of expertise on the
theorist or investigator. In my view, It is incumbent upon those whom Aristotle
would have called 'the wise' in metaphysics, as often elsewhere, to treat with
respect and build upon the opinions and the practices of the many'; and any
intellectualist indignation at the idea of professionals being hamstrung by
amateurs will perhaps be seen as inappropriate when it is reflected that the
amateurs are really (since personal identities may be regarded as irrele-vant)
only ourselves (the professionals) at an earlier stage; there are nottwo
parties, like Whigs and Tories, or nobles and the common people, but rather one
family of speakers pursuing the life of reason at different stages of
development; and the later stages of development depend upon the ealier
ones. Gradualism also comes into play with respect to theory
develop-ment. A characteristic aspect of what I think of as a constructivist
approach towards theory development involves the appearance of what I call
overlaps'. It may be that a theory or theory-stage B, which is to be an
extension of theory or theory-stage A, includes as part of itself linguistic or
conceptual apparatus which provides us with a restatement of all or part of theory
A, as one segment of the arithmetic of positive and negative integers provides
us with a restatement of the arithmetic of natural numbers. But while such an
overlap may be needed to secure intelligibility for theory B, theory B would be
pointless unless its expressive power transcended that of theory A, unless
(that is to say) a further segment of theory B lay beyond the overlap.
Gradualism sometimes appears on the scene in relation to stages exhibited by
some feature attaching to the theory as a whole, but more often perhaps in
relation to stages exemplified in some department of, or some category within,
the theory. We can think of metaphysics as involving a developing sequence of
metaphysical schemes; we can also locate developmental features within and between
particular metaphysical categories. Again, I regard such developmental
features not as accidental but as essential to the prosecution of metaphysics.
One can only reach a proper understanding of metaphysical concepts like law or
cause if one sees, for example, the functional analogy, and so the
developmental connection, between natural laws and non-natural laws (like those
of legality or morality). "How is such and such a range of uses of the
word (the concept) x to be rationally generated?' is to my mind a type of
question which we should continually be asking. I may now revert to a
question which appeared briefly on the scene a page or so ago. Are we, if we
lend a sympathetic ear to con-structivism, to think of the metaphysical world
as divided into a constructed section and a primitive, original, unconstructed
section? I will confess at once that I do not know the answer to this question.
The forthright contention that if there is a realm of constructs there has to
be also a realm of non-constructs to provide the material upon which the
earliest ventures in construction are to operate, has its appeal, and I have
little doubt that I have been influenced by it. But I am by no means sure that
it is correct. I am led to this uncertainty initially by thefact that when I
ask myself what classes of entities I would be happy to regard as original and
unconstructed, I do not very readily come up with an answer. Certainly not
common objects like tables and chairs; but would I feel better about stuffs
like rock or hydrogen, or bits thereof? I do not know, but I am not moved
towards any emphatic yes!' Part of my trouble is that there does not seem to me
to be any good logical reason calling for a class of ultimate non-construets.
It seems to me quite on the cards that metaphysical theory, at least when it is
formally set out, might consist in a package of what I will call ontological
schemes in which categories of entities are constructively ordered, that all or
most of the same categories may appear within two different schemes with
different ordering, what is primitive in one scheme being non-primitive in the
other, and that this might occur whether the ordering relations employed in the
construction of the two schemes were the same or different. We would then have
no role for a notion of absolute primitiveness. All we would use would be the
relative notion of primitiveness-with-respect-to-a-scheme. There might indeed
be room for a concept of authentic or maximal reality: but the application of
this concept would be divorced from any concept of primitiveness, relative or
absolute, and would be governed by the availability of an argument, no doubt
transcendental in character, showing that a given category is mandatory, that a
place must be found for it in any admissible ontological scheme. I know of no
grounds for rejecting ideas along these lines. The complexities
introduced by the possibility that there is no original, unconstructed, area of
reality, together with a memory of the delicacy of treatment called for by the
last of the objections to my view on the philosophy of language, suggest that
debates about the foundations of metaphysics are likely to be peppered with
allegations of circu-larity: and I suspect that this would be the view of any
thoughtful student of metaphysics who gave serious attention to the methodology
of his discipline. Where are the first principles of First Philosophy to come
from, if not from the operation, practised by the emblematic pelican, of
lacerating its own breast. In the light of these considerations it seems to me
to be of the utmost importance to get clear about the nature and forms of real
or apparent circularity, and to distinguish those forms, if any, which are
innocuous from those which are deadly. To this end I would look for a
list, which might not be all that different from the list provided by
Aristotle, of different kinds, or interpretations, of the idea of priority with
a view to deciding when the suppositionthat A is prior to B allow or disallows
the possibility that B may also be prior to A, either in the same, or in some
other, dimension of priority. Relevant kinds of priority would perhaps
include logical priority. definitional or conceptual priority, epistemic
priority, and priority in respect of value. I will select two examples, both
possibly of philosophical interest, where for differing m and n, it might be
legitimate to suppose that the prioritym of A to B would not be a barrier to
the priorityn of B to A. It seems to me not implausible to hold that, in
respect of one or another version of conceptual priority, the legal concept of
right is prior to the moral concept of right: the moral concept is only
understandable by reference to, and perhaps is even explicitly definable in
terms of, the legal concept. But if that is so, we are perhaps not debarred
from regarding the moral concept as valua-tionally prior to the legal concept;
the range of application of the legal concept ought to be always determined by
criteria which are couched in terms of the moral concept. Again, it might be
important to distinguish two kinds of conceptual priority, which might both
apply to one and the same pair of items, though in different directions. It
might be, perhaps, that the properties of sense-data, like colours (and so
sense-data themselves), are posterior in one sense to corresponding properties
of material things, (and so to material things themselves); properties of
material things, perhaps, render the properties of sense-data intelligible by
providing a paradigm for them. But when it comes to the provision of a suitably
motivated theory of material things and their properties, the idea of making
these definitionally explicable in terms of sense-data and their properties may
not be ruled out by the holding of the aforementioned conceptual priority in
the reverse direction. It is perhaps reasonable to regard such fine distinction
as indispensable if we are to succeed in the business of pulling ourselves up
by our own bootstraps. In this connection it will be relevant for me to reveal
that I once invented (though I did not establish its validity) a principle
which I labelled as Bootstrap. The principle laid down that when one is
introducing the primitive concepts of a theory formulated in an object
language, one has freedom to use any battery of concepts expressible in the
meta-language, subject to the condition that counterparts of such concepts are
subsequently definable or otherwise derivable in the object-language. So the
more economically one introduces the primitive object-language concepts, the
less of a task one leaves oneself for the morrow. I must now turn to a
more direct consideration of the question ofhow metaphysical principles are
ultimately to be established. A prime candidate is forthcoming, namely a
special metaphysical type of argu-ment, one that has been called by Kant and by
various other philosophers since Kant a transcendental argument. Unfortunately
it is by no means clear to me precisely what Kant, and still less what some
other philosophers, regard as the essential character of such an argu-ment.
Some, I suspect, have thought of a transcendental argument in favour of some
thesis or category of items as being one which claims that if we reject the
thesis or category in question, we shall have to give up something which we
very much want to keep; and the practice of some philosophers, including Kant,
of hooking transcendental argument to the possibility of some very central
notion, such as experience or knowledge, or (the existence of) language,
perhaps lends some colour to this approach. My view (and my view of Kant) takes
a different tack. One thing which seems to be left out in the treatments of
transcendental argument just mentioned is the idea that Transcendental Argument
involves the suggestion that something is being undermined by one who is
sceptical about the conclusion which such an argument aims at establishing.
Another thing which is left out is any investigation of the notion of
rationality, or the notion of a rational being. Precisely what remedy I
should propose for these omissions is far from clear to me; I have to confess
that my ideas in this region of the subject are still in a very rudimentary
state. But I will do the best I can. I suspect that there is no single
characterization of Transcendental Arguments which will accommodate all of the
traditionally recognized specimens of the kind; indeed, there seem to me to be
at least three sorts of argument-pattern with good claims to be dignified with
the title of Transcendental. (1) One pattern fits Descartes's cogito
argument, which Kant himself seems to have regarded as paradigmatic. This
argument may be represented as pointing to a thesis, namely his own existence,
to which a real or pretended sceptic is thought of as expressing enmity, in the
form of doubt; and it seeks to show that the sceptic's procedure is self.
destructive in that there is an irresoluble conflict between, on the one hand,
what the sceptic is suggesting (that he does not exist), and on the other hand
the possession by his act of suggesting, of the illocutionary character (being
the expression of a doubt) which it not only has but must, on the account, be
supposed by the sceptic to have. It might, in this case, be legitimate to go on
to say that the expression of doubt cannot be denied application, since without
the capacity for the expression ofdoubt the exercise of rationality will be
impossible; but while this addition might link this pattern with the two
following patterns, it does not seem to add anything to the cogency of the argument.
Another pattern of argument
would be designed for use against applications of what I might call
'epistemological nominalism'; that is against someone who proposes to admit ys
but not xs on the grounds that epistemic justification is available for ys but
not for anything like xs, which supposedly go beyond ys; we can, for example,
allow sense-data but not material objects, if they are thought of as 'over and
above' sense-data; we can allow particular events but not, except on some
minimal interpretation, causal connections between events. The pattern of
argument under consideration would attempt to show that the sceptic's at first
sight attractive caution is a false economy; that the rejection of the
'over-and-above' entities is epistemically destructive of the entities with
which the sceptic deems himself secure; if material objects or causes go,
sense-data and datable events go too. In some cases it might be possible to
claim, on the basis of the lines of the third pattern of argument, that not
just the minimal categories, but, in general, the possibility of the exercise
of rationality will have to go. A third pattern of argument might contend from the
outset that if such-and-such a target of the sceptic were allowed to fall, then
something else would have to fall which is a pre-condition of the exercise of
rationality; it might be argued, for example, that some sceptical thesis would
undermine freedom, which in turn is a pre-condition of any exercise of
rationality whatsoever. It is plain that arguments of this third type might
differ from one another in respect of the particular pre-conditon of
rationality which they brandished in the face of a possible sceptic. But it is
possible that they might differ in a more subtle respect. Some less ambitious
arguments might threaten a local breakdown of rationality, a breakdown in some
particular area. It might hold, for instance, that certain sceptical positions
would preclude the possibility of the exercise of rationality in the practical
domain. While such arguments may be expected to carry weight with some
philosophers, a really doughty sceptic is liable to accept the threatened
curtailment of rationality; he may, as Hume and those who follow him have done,
accept the virtual exclusion of reason from the area of action. The threat,
however, may be of a total breakdown of the possibility of the exercise of
rationality; and here even the doughty sceptic might quail, on pain of losing
his audience if he refuses to quail.A very important feature of these varieties
of 'transcendental argument (though I would prefer to abandon the term
'transcendental and just call them 'metaphysical arguments') may be their
connection with practical argument. In a broadened sense of 'practical', which
would relate not just to action but also to the adoption of any attitude or
stance which is within our rational control, we might think of all argument,
even alethic argument, as practical perhaps with the practical tail-piece
omitted; alethic or evidential argument may be thought of as directing us to
accept or believe some proposition on the grounds that it is certain or likely
to be true. But sometimes we are led to rational acceptance of a proposition
(though perhaps not to belief in it) by considerations other than the likelihood
of its truth. Things that are matters of faith of one sort of another, like
fidelity of one's wife or the justice of one's country's cause, are typically
not accepted on evidential grounds but as demands imposed by loyalty or
patriotism; and the arguments produced by those who wish us to have such faith
may well not be silent about this fact. Metaphysical argument and acceptance
may exhibit a partial analogy with these examples of the acceptance of
something as a matter of faith. In the metaphysical region, too, the practical
aspect may come first; we must accept such and such thesis or else face an
intolerable breakdown of rationality. But in the case of metaphysical argument
the threatened calamity is such that the acceptance of the thesis which avoids
it is invested with the alethic trappings of truth and evidential
respectability. Proof of the pudding comes from the need to eat it, not vice
versa. These thoughts will perhaps allay a discomfort which some people,
including myself, have felt with respect to transcendental arguments. It has
seemed to me, in at least some cases, that the most that such arguments could
hope to show is that rationality demands the acceptance, not the truth, of this
or that thesis. This feature would not be a defect if one can go on to
say that this kind of demand for acceptance is sufficient to confer truth on
what is to be accepted. It is now time for me to turn to a consideration
of the ways in which metaphysical construction is effected, and I shall attempt
to sketch three of these. But before I do so, I should like to make one or two
general remarks about such construction routines. It is pretty obvious that
metaphysical construction needs to be disciplined, but this is not because
without discipline it will be badly done, but because without discipline it
will not be done at all. The list of available routines determines what
metaphysical construction is; so it is no accident that itemploys these
routines. This reflection may help us to solve what has appeared to me, and to
others, as a difficult problem in the methodology of metaphysics, namely, how
are we to distinguish metaphysical construction from scientific construction of
such entities as electrons or quarks? What is the difference between hypostasis
and hypothesis? Tha answer may lie in the idea that in metaphysical
construction, including hypostasis, we reach new entities (or in some cases,
perhaps, suppose them to be reachable) by application of the routines which are
essential to metaphysical construction; when we are scientists and hypothesize,
we do not rely on these routines at least in the first instance; if at a later
stage we shift our ground, that is a major theoreti. cal change. I shall
first introduce two of these construction routines; before I introduce the
third I shall need to bring in some further material, which will also be
relevant to my task in other ways. The first routine is one which I have
discussed elsewhere, and which I call Humean Projection. Something very
like it is indeed described by Hume, when he talks about "the mind's
propensity to spread itself on objects'; but he seems to regard it as a source,
or a product, of confusion and illusion which, perhaps, our nature renders
unavoidable, rather than as an achievement of reason. In my version of the
routine, one can distinguish four real or apparent stages, the first of which,
perhaps, is not always present. At this first stage we have some initial
concept, like that expressed by the word 'or' or "not', or (to take a concept
relevant to my present under-takings) the concept of value. We can think of
these initial items as, at this stage, intuitive and unclarified elements in
our conceptual vocabu-lary. At the second stage we reach a specific mental
state, in the specification of which it is possible though maybe not necessary
to use the name of the initial concept as an adverbial modifier, we come to
'or-thinking' (or disjoining), "not-thinking' (or rejecting, or denying),
and 'value-thinking' (or valuing, or approving). These specific states
may be thought of bound up with, and indeed as generating, some set of
responses to the appearance on the scene of instantiation of the initial
concepts. At the third stage, reference to these specific states is replaced by
a general (or more general) psychologial verb together with an operator
corresponding to the particular specific stage which appears within the scope
of the general verb, but is still allowed only maximal scope within the
complement of the verb and cannot appear in sub-clauses. So we find reference
to "thinking p or q' or 'thinking it valuable to learn Greek'. At the
fourth and last stage, the restriction imposedby the demand that the operators
at stage three should be scope-dominant within the complement of the
accompanying verb is removed; there is no limitation on the appearance of the
operation in subordinate clauses. With regard to this routine I would
make five observations: The employment of this routine may be expected to
deliver for us, as its end-result, concepts (in something like a Fregean sense
of the word) rather than objects. To generate objects we must look to other
routines. The provision, at the fourth
stage, of full syntactico-semantical freedom for the operators which correspond
to the initial concepts is possible only via the provision of truth-conditions,
or of some different but analogous valuations, for statements within which the
operators appear. Only thus can the permissible complexities be made
intelligible. Because of (2), the difference
between the second and third stages is apparent rather than real. The third
stage provides only a notational variant of the second stage, at least unless
stage four is also reached. It is important to recognize that the development, in
a given case, of the routine must not be merely formal or arbitrary. The
invocation of a subsequent stage must be exhibited as having some point or
purpose, as (for example) enabling us to account for something which needs to
be accounted for. Subject to these provisos, application
of this routine to our initial concept (putting it through the mangle') does
furnish one with a metaphysical reconstruction of that concept; or, if the
first stage is missing, we are given a metaphysical construction of a new
concept. The second construction routine harks back to Aristotle's treatment of
predication and categories, and I will present my version of it as briefly as I
can. Perhaps its most proper title would be Category Shift, but since I think
of it as primarily useful for introducing new objects, new subjects of
discourse, by a procedure reminiscent of the linguists' operation of
nominalization, I might also refer to it as sub-jectification (or, for that
matter, objectification). Given a class of primary subjects of discourse, namely
substances, there are a number of *slots' (categories) into which
predicates of these primary subjects may fit; one is substance itself
(secondary substance), in which case the predication is intra-categorial and
essential; and there are others into which the predicates assigned in
non-essential or accidental predication may fall; the list of these would
resemble Aristotle's list of quality,quantity, and so forth. It might be,
however, that the members of my list, perhaps unlike that of Aristotle, would
not be fully co-ordinate: the development of the list might require not one
blow but a succession of blows; we might for example have to develop first the
category of arbitrary. It has to be properly motivated; if it is not, perhaps
it fails to (quantity) and non-quantitative attribute (quality), or again the
category of event before the subordinate category of action. Now though
substances are to be the primary subjects of predication, they will not be the
only subjects. Derivatives of, or conversions of, items which start life (so to
speak) as predicable, in one non-substantial slot or another, of substances,
may themselves come to occupy the first slot; they will be qualities of, or
quantities of, a particular type or token of substantials: not being qualities
or quantities of substances, they will not be qualities or quantities
simpliciter. (It is my suspicion that only for substances, as subjects, are all
the slots filled by predicable items.) Some of these substantials which are not
substances may derive from a plurality of items from different original
categories; events, for example, might be complex substantials deriving from a
substance, an attribute, and a time. My position with regard to the
second routine runs parallel to my position with regard to the first, in that
here too I hold strongly to the opinion that the introduction of a new category
of entities must not be arbitrary. It has to be properly motivated; if it is
not, perhaps it fails to be a case of entity-construction altogether, and
becomes merely a way of speaking. What sort of motivation is called for is not
immediately clear; one strong candidate would be the possibility of opening up
new applications for existing modes of explanation: it may be, for example,
that the substantial introduction of abstract entities, like properties, makes
possible the application to what Kneale called secondary induc-tion'
(Probability and Induction, p. 104 for example), the principles at work in
primary induction. But it is not only the sort but the degree of motivation
which is in question. When I discussed metaphysical argument, it seemed that to
achieve reality the acceptance of a category of entities had to be mandatory:
whereas the recent discussion has suggested that apart from conformity to construction-routines,
all that is required is that the acceptance be well-motivated? Which view would
be correct? Or is it that we can tolerate a division of constructed reality
into two segments, with admission requirements of differing degrees of stringency?
Or is there just one sort of admission require-ment, which in some cases is
over-fulfilled?Before characterizing my third construction-routine I must say a
brief word about essential properties and about finality, two Aristotelian
ideas which at least until recently have been pretty unpopular, but for which I
want to find metaphysical room. In their logical dress, essential properties
would appear either as properties which are constitutive or definitive of a
given, usually substantial, kind; or as individuating properties of individual
members of a kind, properties such that if an individual were to lose them, it
would lose its identity, its existence, and indeed itself. It is clear that if
a property is one of the properties which define a kind, it is also an
individuating property of individual members of a kind, properties such that if
an individual were to lose them, it would cease to belong to the kind and so
cease to exist. (A more cautious formulation would be required if, as the third
construction routine might require, we subscribed to the Grice-Myro view of
identity.) Whether the converse holds seems to depend on whether we regard
spatio temporal continuity as a definitive property for substantial kinds,
indeed for all substantial kinds. But there is another more metaphysical
dress which essential properties may wear. They may appear as Keynesian
generator-properties, *core' properties of a substantive kind which
co-operate to explain the phenomenal and dispositional features of members of
that kind. On the face of it this is a quite different approach; but on
reflection I find myself wondering whether the difference is as large as it
might at first appear. Perhaps at least at the level of a type of theorizing
which is not too sophisticated and mathematicized, as maybe these days the
physical sciences are, the logically essential properties and the fundamentally
explanatory properties of a substantial kind come together; substances are
essentially (in the logical' sense) things such that in circumstances C they
manifest feature F, where the gap-signs are replaced in such a way as to
display the most basic laws of the theory. So perhaps, at this level of
theory, substances require theories to give expression to their nature, and
theories require substances to govern them. Finality, particularly
detached finality (functions or purposes which do not require sanction from
purposers or users), is an even more despised notion than that of an essential
property, especially if it is supposed to be explanatory, to provide us with
final causes. I am somewhat puzzled by this contempt for detached finality, as
if it were an unwanted residue of an officially obsolete complex of
superstitions and priesteraft. That, in my view, it is certainly not; the concepts
andvocabulary of finality, operating as if they were detached, are part and
parcel of our standard procedures for recognizing and describing what goes on
around us. This point is forcibly illustrated by William Golding in The
Inheritors. There he describes, as seen through the eyes of a stone-age couple
who do not understand at all what they are seeing, a scene in which (I am told)
their child is cooked and eaten by iron-age people. In the description
functional terms are eschewed, with the result that the incomprehension of the
stone-age couple is vividly shared by the reader. Now finality is sometimes
active rather than passive; the finality of a thing then consists in what it is
supposed to do rather than in what it is supposed to suffer, have done to it,
or have done with it. Sometimes the finality of a thing is not dependent on
some ulterior end which the thing is envisaged as realizing. Sometimes the
finality of a thing is not imposed or dictated by a will or interest extraneous
to the thing. And sometimes the finality of a thing is not subordinate to the
finality of some whole of which the thing is a component, as the finality of an
eye or a foot may be subordinate to the finality of the organism to which it
belongs. When the finality of a thing satisfies all of these overlapping
conditions and exclusions, I shall call it a case of autonomous finality; and I
shall also on occasion call it a métier. I will here remark that we should be
careful to distinguish this kind of autonomous finality, which may attach to
sub-stances, from another kind of finality which seemingly will not be
autonomous, and which will attach to the conception of kinds of substance or of
other constructed entities. The latter sort of finality will represent the
point or purpose, from the point of view of the metaphysical theorist, of
bringing into play, in a particular case, a certain sort of metaphysical
manœuvre. It is this latter kind of finality which I have been supposing to be
a requirement for the legitimate deployment of construction-routines. Now
it is my position that what I might call finality-features, at least if they
consist in the possession of autonomous finality, may find a place within the
essential properties of at least some kinds of substances (for example, persons).
Some substances may be essentially 'for doing such and such'. Indeed I suspect
we might go further than this, and suppose that autonomous finality not merely
can fall within a substances essential nature, but, indeed, if it attaches to a
substance at all must belong to its essential nature. If a substance has a
certain métier, it does not have to seek the fulfilment of that métier, but it
does have to be equipped with the motivation to fulfil the métier should
it choose to follow that motivation. And since autonomous finality is
independent of any ulterior end, that motivation must consist in respect for
the idea that to fulfil the métier would be in line with its own essential
nature. But however that may be, once we have finality features enrolled among
the essential properties of a kind of substance, we have a starting point for
the generation of a theory or system of conduct for that kind of substance,
which would be analogous to the descriptive theory which can be developed on
the basis of a substance's essential descriptive properties. I can now
give a brief characterization of my third construction- routine,
which is called Metaphysical Transubstantiation. Let us suppose that the
Genitor has sanctioned the appearance of a biological type called Humans, into
which, considerate as always, he has built an attribute, or complex of
attributes, called Rationality, perhaps on the grounds that this would greatly
assist its possessors in coping speedily and resourcefully with survival
problems posed by a wide range of environments, which they would thus be in a
position to enter and to maintain themselves in. But, perhaps unwittingly, he
will thereby have created a breed of potential metaphysicians; and what they do
is (so to speak) to reconstitute themselves. They do not alter the totality of
attributes which each of them as humans possess, but they redistribute them;
properties which they possess essentially as humans become properties which as
substances of a new psychological type called persons they possess
accidentally; and the property or properties called rationality, which attaches
only accidentally to humans, attaches essentially to persons. While each human
is standardly coincident with a particular person (and is indeed, perhaps,
identical with that person over a time), logic is insufficient to guarantee
that there will not come a time when that human and that person are no longer
identical, when one of them, perhaps, but not the other, has ceased to exist.
But though logic is insufficient, it may be that other theories will remedy the
deficiency. Why, otherwise than from a taste for mischief, the humans (or
persons) should have wanted to bring off this feat of transubstantiation will
have to be left open until my final section, which I have now reached. My
final undertaking will be an attempt to sketch a way of providing metaphysical
backing, drawn from the material which I have been presenting, for a reasonably
unimpoverished theory of value; I shall endeavour to produce an account
which is fairly well-ordered, even though it may at the same time be one which
bristles with unsolvedproblems and unformulated supporting arguments. What I
have to offer will be close to and I hope compatible with, though certainly not
precisely the same as the content of my third Carus Lecture (original version,
1983). Though it lends an ear to several other voices from our philosophical
heritage, it may be thought of as being, in the main, a representation of the
position of that unjustly neglected philosopher Kantotle, It involves six
stages. (1) The details of the logic of value-concepts and of their
possible relativizations are unfortunately visible only through thick
intellectual smog; so I shall have to help myself to what, at the moment at
least, I regard as two distinct dichotomies. First, there is a dichotomy
between value-concepts which are relativized to some focus of relativization
and those which are not so relativized, which are absolute. If we address
ourselves to the concept being of value there are perhaps two possible primary
foci of relativization; that of end or potential end, that for which something
may be of value, as bicarbonate of soda may be of value for health (or my
taking it of value for my health), or dumbbells may be of value (useful) for bulging
the biceps; and that of beneficiary or potential beneficiary, the person (or
other sort of item) to whom (or to which) something may be of value, as the
possession of a typewriter is of value to some philosophers but not to me,
since I do not type. With regard to this dichotomy I am inclined to accept the
following principles. First, the presence in me of a concern for the focus of
relativization is what is needed to give the value-concept a
"bite" on me, that is to say, to ensure that the application of the
value-concept to me does, or should, carry weight for me; only if I care for my
aunt can I be expected to care about what is of value to her, such as her house
and garden. Second, the fact that a relativized value-concept, through a de
facto or de jure concern on my part for the focus of relativization, engages me
does not imply that the original relativization has been cancelled, or rendered
absolute. If my concern for your health stimulates in me a vivid awareness of
the value to you of your medica-tion, or the incumbency upon you to take your
daily doses, that value and that incumbency are still relativized to your
health; without a concern on your part for your health, such claims will leave
you cold The second dichotomy, which should be carefully distinguished from the
first, lies between those cases in which a value-concept, which may be either
relativized or absolute, attaches originally, or directly, to a given bearer,
and those in which the attachment is indirect and is the outcome of the presence
of a transmitting relation which links thecurrent bearer with an original
bearer, with or without the aid of an intervening sequence of 'descendants'. In
the case of the transmission of relativized value-concepts, the transmitting
relation may be the same as, or may be different from, the relation which is
embodied in the relativization, The foregoing characterization would allow
absolute value to attach originally or directly to promise-keeping or to my
keeping a promise, and to attach indirectly or by transmission to my digging
your garden for you, should that be something which I have promised to do; it
would also allow the relativized value-concept of value for health to attach
directly to medical care and indirectly or by transmission to the payment of
doctor's bills, an example in which the transmitting relation and the
relativizing relation are one and the same. (2) The second stage of this
metaphysical defence of the authenticity of the conception of value will
involve a concession and a contention. It will be conceded that if the
only conception of value available to us were that of relativized value then
the notion of finality would be in a certain sense dispensable; and further,
that if the notion of finality is denied authenticity, so must the notion of
value be denied authenticity A certain region of ostensible finality, which is
sufficient to provide for the admissibility of attributions of relativized
value, is mechanistic-ally substitutable'; that is to say, by means of reliance
on the resources of cybernetics and on the fact that the non-pursuit of certain
goals such as survival and reproduction is apt to bring to an end the supply of
potential pursuers, some ostensibly final explanations are replaceable by, or
reinterpretable as, explanations of a sort congenial to mechanists. But
if the concept of value is to be authentic and not merely 'Pickwick-ian in
character, then it is required that it be supported by a kind of finality which
extends beyond the 'overlap' with mechanistically substitutable finality;
autonomous finality will be demanded and a mechanist cannot accommodate and
must deny this kind of finality; and so, as will shortly be indicated, he is
committed to a denial of absolute value. (3) That metaphysical house-room
be found for the notion of absolute value is a rational demand. To say this is
not directly to offer reason to believe in the acceptability of the notion,
though it makes a move in that direction. It is rather to say that there is
good reason for wanting it to be true that the notion is acceptable. There
might be more than one kind of rational ground for this desire. It might be
that we feel a need to appeal to absolute value in order to justify some of our
beliefs and attributes with regard to relativized value, to maintain
(forexample) that it is of absolute value that everyone should pursue, within
certain limits, what he regards as being of value to himself. Or again,
it might be that, by Leibnizian standards for evaluating possible worlds, a
world which contains absolute value, on the assumption that its regulation
requires relatively simple principles, is richer and so better than one which
does not. But granted that there is a rational demand for absolute value,
one can then perhaps argue that within whatever limits are imposed by
metaphysical constructions already made, we are free to rig our metaphysics in
such a way as to legitimize the conception of absolute value; what it is proper
to believe to be true may depend in part on what one would like to be true.
Perhaps part of the Kantian notion of positive freedom, a dignity which as
rational beings we enjoy, is the freedom not merely to play the metaphysical
game but, within the limits of rationality, to fix its rules as well. In any
case a trouble-free metaphysical story which will safeguard the credentials of
absolute value is to be accepted should it be possible to devise one. I have
some hopes that the methodology at work here might link up with my earlier
ideas about the quasi-practical character of metaphysical argument. On the assumption that the
operation of Metaphysical Transub-stantiation has been appropriately carried
through, a class of biological creatures has been 'invented' into a class of
psychological substances, namely persons, who possess as part of their essential
nature a certain métier or autonomous finality consisting in the exercise, or a
certain sort of exercise, of rationality, and who have only to recognize and
respect a certain law of their nature, in order to display in favourable
circumstances the capacity to realize their métier. The degree to which they
fulfil that métier will constitute them good persons (good qua' persons); and
while the reference to the substantial kind persons undoubtedly introduces a
restriction or qualification, it is not clear (if it matters) that this
restriction is a mode of relativization. Once the concept of value-qua-member-of-a-kind has
been set up for a class of substances, the way is opened for the appearance of
transmitting relationships which will extend the application of value-in-a-kind
to suitably qualified non-substantial aspects if members of a kind, such as
actions and characteristies. While it cannot be assumed that persons will be
the only original instances of value-in-a-kind, it seems plausible to suggest
that whatever other original instances there may be will be far less fruitful
sources of such extension, particularly if a prime mode of extension will be by
the operation of Humean Projection. It seems plausible to suppose that a
specially fruitful way of extending the range of absolute value might be an
application or adaptation of the routine of Humean Projection, whereby such
value is accorded, in Aristotelian style, to whatever would seem to possess
such value in the eyes of a duly accredited judge; and a duly accredited judge
might be identifiable as a good person operating in conditions of freedom.
Cats, adorable as they may be, will be less productive sources of such
extension than persons. (6) In the light of these reflections, and on the
assumption that to reach the goal of securing the admissibility of the concept
of absolute value we need a class of primary examples of an unqualified version
of that concept, it would appear to be a rational procedure to allot to persons
as a substantial type not just absolute value qua members of their kind, but
absolute value tout court, that is to say unqualified absolute value. Such
value could be attributed to the kind, in virtue of its potentialities, and to
selected individual members of the kind, in virtue of their achievements.
Such a defence of absolute value is of course, bristling with unsolved or
incompletely solved problems. I do not find this thought daunting. If
philosophy generated no new problems it would be dead, because it would be
finished; and if it recurrently regenerated the same old problems it would not
be alive because it could never begin. So those who still look to philosophy
for their bread-and-butter should pray that the supply of new problems never
dries up. H. P. Grice. A strand deals with the idea of
a Conversational Maxim and its alleged connection with the Principle of
Conversational Co-operation. This
Strand is the idea that the use of language is one among a range of forms of
RATIONAL activity, and that any rational activity which does NOT involve the
use of language is in various ways importantly parallel to that which
does. This thesis may take the more
specific form of holding that the kind of rational activity which the use of
language involves is a form of *rational* *cooperation.* The merits of this more specific idea would
of course be independent of the larger idea under which it falls. In his extended discussion of the properties
of conversational practice Grice distinguishes this or that maxims, of this or
that principle, observance of which Grice regards as providing, for his Oxford
pupils, this or that standard of RATIONAL
discourse. Grice seeks to
represent this or that principles, or this of that axiom, which Grice
distinguishes as being themselves dependent on one over-all super-principle
enjoining conversational co-operation.
While this or that conversational maxim has on the whole been quite well
received by his Oxford pupils — except Strawson — the same cannot, Grice
thinks, be said about Grice’s invocation of a supreme principle of
conversational co-operation. One source
of trouble has perhaps been that it has been felt that, even in the talk-exchanges
of civilised people and Oxonian pupils, brow-beating disputation or conversational
sharp practice are far too common or widespread — Grice is talking Oxford
philosophy — to be deemed an offense against the fundamental dictates of
conversational practice. A second source
of discomfort has perhaps been the thought that, whether its tone is agreeable
or disagreeable, much of our talk-exchange is too haphazard to be directed
toward *any* end — cooperative or otherwise. Chitchat goes nowhere, unless
making the time pass is a journey. Never mind the too abstract maximally
efficient mutual influencing! Perhaps
some refinement in our apparatus is called for. First, it is only this or that ASPECT of
our conversational practice which are candidates for evaluation, namely those
which are crucial to the RATIONALITY of our conversational practice, rather
than to whatever other merits or demerits that practice may possess. Therefore, nothing on which Grice lectures
should be regarded as bearing upon the suitability or unsuitability of this or
that particular issue for conversational exploration. It is then specifically or particularly the
RATIONALITY — or irrationality — of conversational conduct which Grice has been
concerned to track down rather than any more *general* characterisation of conversational
adequacy. Therefore, we may expect
this or that principle of conversational rationality to abstract from the
special character of this or that conversational interest. Second, Grice takes it as a working
assumption that, whether a particular enterprise aims at a specifically
conversational result or outcome and so perhaps is a specifically
conversational enterprise, or whether its central character is more generously
conceived as having no special connection with communication, the same
principles will determine the rationality of its conduct. Do not multiply the critiques of reason
beyond necessity. It is irrational to
bite off more than you can chew — whether the object of your pursuit is
hamburgers or the Truth. Finally, we
need to take into account a distinction between solitary and concerted
enterprises. Grice takes it as being
obvious that, insofar as the presence of implicature rests on the character of
one or another kind of conversational enterprise, it will rest on the character
of concerted rather than solitary talk production. A Genuine monologue is free from the
utterer’s implication. Therefore,
since we are concerned, as theorists, only with concerted talking, we should
recognize that, within the dimension of voluntary exchanges (which are all that
concern us), collaboration in achieving exchange of information or the
institution of decisions may co-exist with a high degree of English Oxonian
upper-class reserve, hostility, and chicanery, and with a high degree of
diversity in this or that ultimate motivation underlying this or that quite
meagre common objective. Moreover, we
have to remember to take into account a secondary range of cases, like
cross-examination — in which even this or that common objective is spurious,
apparent rather than real. The joint
enterprise is a simulation, rather than an instance, of even the most minimal
conversational cooperation. But such
an exchange honours the principle of conversational co-operation — at least to
the extent of aping its application.
A similarly degenerate derivative of the primary talk-exchange may be
seen in the concerns spuriously exhibited in the really aimless over-the-garden-wall
chatter in which most of us from time to time engage. Grice is now perhaps in a position to provide
a refurbished summary of the treatment of conversational practice. A list is presented of this or that conversational
maxim — or this or that “conversational imperative” or imperative of
conversational conduct — which is such that, in a paradigmatic case, observance
of the maxim or imperative promotes — and its violation dispromotes —
conversational rationality; these
include this or that principle as this or that maxims — under the
conversational supra-categories of Quantity, Quality, Relation, and Modus. Somewhat like a moral *commandment* — or
decalogue thereof —, this or that maxim, or counsel of conversational prudence
— is prevented from being just some member of some disconnected heap of this or
that conversational obligation or DUTY — by its dependence on a single supreme
Conversational Principle, that of cooperativeness. An initial class of actual talk-exchanges manifests
rationality by its conformity to this or that maxim thus *generated* — or
deduced as Saint Matthew’s prefers — by the Principle of Conversational
Cooperation. Another class of
exchanges manifests rationality by simulation of the practices exhibited in the
initial class. Conversational
signification is thought of as arising in the tollowing way; a significatum (indicative or imperatival)
is the content of that psychological state or attitude which needs to be
attributed to the conversationalist in
order to secure one or another of the following results; (a) that a violation on his part of a conversational
maxim is in the circumstances justifiable, at least in his eyes, or b) that what appears to be a violation by
him of a conversational maxim is only a seeming, not a real, violation; the
spirit, though perhaps not the letter, of the maxim is respected. Surely the spirit of the overall principle
of conversational cooperation IS respected.
The foregoing account is
perhaps closely related to the suggestion made in the discussion of Strand Five
about so-called conventional implicature.
It was in effect there suggested
that what we may call a conversational significatum is just those assumptions
which have to be attributed or ascribed to a conversationalist to justify him
in regarding a given sequence of lower-order speech-acts as being
*rationalized* — to echo Anna Freud — by their relation to a conventionally
indexed higher-order speech-act.
Rationalisation is not rationality — an action caused by no concern for
rationality may be rationalized ex post facto. Grice has so far been a monist, and talking
as if the right ground *plan* is to identify, or made manifest, and formulate,
for his Oxford pupils, a supreme Conversational Principle which could be used
to *generate* or yield by deduction — as St. Matthew deduces the ten commandments
from just one injunction — and justify a range of this or that more specific,
but still highly general, conversational
maxim which, in turn, could be induced to yet again yield this or that
particular conversational directive — applying to a particular subject matter,
a context, and a conversational procedure, and Grice has been talking as if
this general layout is beyond question correct; the only doubtful matter being
whether the proffered Supreme Principle, namely some version of the Principle of
Conversational Cooperation is the right selection for the position of supreme
Conversational Principle. Grice has
tried to give reasons for thinking, despite the existence of some opposition,
that, provided that the cited layout is conceded to be correct, the
Conversational Principle proposed is an acceptable candidate. So far so good. But Grice does in fact have some doubts
about the acceptability of the suggested monistic layout. It is not at all clear to Grice that this
or that conversational maxim, at least if he has correctly identified them as
such, does in fact operate as a distinct peg from each of which there hangs an indefinitely
large multitude of this or that fully specific conversational directive. And if Grice did misidentify any of them
as this or that conversational maxim, it is by no means clear to Grice what
substitutes he could find to do the same job within the same general layout,
only to do it differently and better.
What is primarily at fault may well be not the suggested maxims of
conversational conduct, but the monistic concept of the layout within which
they are supposed to operate. The
monistic layout has four possible problems.
The maxims do not seem to be coordinate. The maxim of Quality, enjoining the
provision of contributions which are genuine rather than spurious (truthful
rather than mendacious), does not seem to be just one among a number of recipes
for producing contributions; it seems rather to spell out the difference
between something's being, and (strictly speaking) failing to be, any kind of
contribution at all. Especially if the
shared goal is that of a maximally efficacious mutual influencing. False information is not an inferior kind
of information; it just is not information.
The suggested maxims do not seem
to have the degree of mutual independence of one another which the suggested
monistic layout seems to require. To
judge whether a conversationalist has been undersupplied or oversupplied with
information *seems* to require that he should be aware of the identity of the
topic to which the information in question is supposed to relate. Only after the identification of a focus of
relevance can such an assessment be made.
The force of this consideration seems to be blunted by those who seem to
be disposed to sever the notion of relevance from the specification of this or
that particular *direction* of
relevance. Though the specification of
this or that direction of relevance is necessary for assessment of the adequacy
of a given supply of information, it is by no means sufficient to enable an
assessment to be made. Information
will *also* be needed with respect to the degree of concern which is or should
be extended toward the topic in question, and again with respect to such things
as opportunity or lack of opportunity for remedial action. While it is perhaps not too difficult to
envisage the impact upon conversational signification of a real or apparent
undersupply of information, the impact of a real or apparent oversupply is much
more problematic. The operation of the
principle of relevance, while no doubt underlying one aspect of conversational
propriety, so far as conversational signification is concerned has already been
suggested to be dubiously independent of the maxim under the conversational
category of Quantity. The remaining
maxim distinguished by Grice, that of or under the conversational category of
Modus, which Grice represented as prescribing perspicuous presentation, again
seems to formulate one form of conversational propriety, but its potentialities
as a generator of conversational signification seem to be somewhat open to
question. H. P. Grice Grice was greatly
honoured, and much moved, by the fact that such a distinguished company of
philosophers should have contributed to this volume work of such quality as a
compliment to him. Grice is especially pleased that the authors of this
work are not just a haphazard band of professional colleagues. Every one
of them is a personal friend of Grice, though I have to confess that some of
them Grice sees, these days, less frequently than Grice used to, and *much*
less frequently than Grice _should_ like to. So this collection
provides Grice with a vivid reminder that philosophy is, at its *best*, a
friendly subject. Grice wishes that he could respond individually
to each contribution; but he does not regard that as feasible, and any
selective procedure would be invidious. Fortunately an alternative is
open to Grice. The editors of the volume contribute an
editorial which provides a synoptic view of Grice’s work; in
view of the fact that the number of Grice’s publications is greatly exceeded by
the number of his *unpublications* — read: teaching material qua tutorial
fellow — and that even my publications include some items which are not
easily accessible — who reads Butler? — the editors’s undertaking fulfills a
crying need. But it does more than that;
it presents a most perceptive and *sympathetic* picture or portrayal of
the spirit which lies behind the parts of Grice’s work which it
discusses; and it is Grice’s feeling that few have been as
fortunate in their contemporary commentators as I have been in mine. Think
Heidegger! So Grice goes on to make his own contribution a
response to theirs, though before replying directly to them Grice allows
himself to indulge in a modicum of philosophical autobiography, which in its
own turn leads into a display of philosophical prejudices and
predilections. For convenience Grice fuses the editors into
a multiple personality, whose multiplicity is marked by the use of
plural pronouns and verb-forms. As Grice looks back upon his former
self, it seems to Grice that when he does begin his ‘serious’ (if that’s the
word) study of philosophy, the temperament with which he approaches this
enterprise is one of what he might call dissenting rationalism.
The rationalism is probably just the interest in looking for this or that
reason; Grice’s tendency towards dissent may. however, have been
derived from, or have been intensified by, Grice’s father.
Grice’s father was a gentle person. Grice’s father, being
English, exercised little *personal* influence over Grice
But Grice’s father exercised quite a good deal of *cultural* or
intellectual influence. Grice’s father was an obdurate —
‘tenacious to the point of perversity’ — liberal non-conformist.
Grice witnesses almost daily, if without involvement — children should be seen
— the spectacle of his father’s religious nonconformism coming under attack
from the women in the household: Grice’s mother, who is heading for High
Anglicanism and (especially) a resident aunt who is a Catholic convert.
But whatever their origins in Grice’s case, I do not regard either of the
elements in his dissenting rationalism as at all remarkable in people at his
stage of intellectual development. And recall, he wasn’t
involved! Grice mention the rationalism and the dissent more
because of their continued presence than because of their initial
appearance. It seems to me that the rationalism and the dissent
have persisted, and indeed have significantly expanded! And this
Grice is inclined to regard as a more curious phenomenon. Grice
counts hinself — as Oxford goes — wonderfully fortunate, as a Scholar at
Corpus, to have been adjudicated as tutor W. F. R. Hardie, the author of a
recognised masterpiece on PLATO, and whose study on ARISTOTLE’s Nicomachean
Ethics, in an incarnation as a set of notes to this or that lecture, sees Grice
through this or that term of himself lecturing — with Austin and Hare — on the
topic. It seems to Grice that he learnt from his tutor just about
every little thing which one can be taught by someone else, as distinct from
the things which one has to teach oneself — as Mill did! More
specifically, Gricd’s rationalism was developed under his tutor’s guidance into
a tenacity to the point of perversity and the belief that this or that
philosophical question is to be answered with an appeal to reason — Grice’s own
— that is to say by argument. Grice also learns from his tutor
*how* to argue alla Hardie, and in learning how to argue alla Hardie — and not
the OTHER tutor who complained about Grice’s tenacity to the point of
perversity — Grice comes to learn that the ability to argue is a skill
involving many aspects, and is much more than As Grice re-reads
what he finds myself to have written, Grice also find himself ready to expand
this description to read 1 irreverent,
2 conservative - not liberal, like Herbert Grice — 3
dissenting 4 rationalism'. an ability to see
logical connections (though this ability is by no means to be despised).
Grice comes also to see that, although philosophical progress is
very difficult to achieve, and is often achieved only after agonising labours —
recall Socrates’s midwifery! — it is worth achieving; and
that the difficulties involved in achieving philosophical progress offer no
kind of an excuse for a lowering of standards, or for substituting for the
goals of philosophical truth some more easily achievable or accessible goal,
like — to echo Searle, an American then studying at Oxford — rabble-rousing, or
hamburgers! The methods of Grice’s tutor for those four
years are too austere for some, in particular his tutor’s
very long silences in tutorials are found distressing by some other pupils
(though as the four years go by, Grice feelsthe tempo speeded up quite a
bit There is a story, which Grice is sure that he believes, that
at one point in one tutorial a very long silence developed when it was the
tutor’s turn to speak, which is at long last broken by the tutor asking his
pupil: And what did you mean by "of"*?
There is another story, which Grice thinks he does believe, according to
which Isaiah Berlin, an expatriate Hebrew from Russia, who was a pupil of
Grice’s tutor three years before Grice, decides that the next time a silence
develops during a tutorial, Berlin was NOT going to be the one to break
it. Games Russians play. In the next tutorial,
after Berlin did finish reading his essay, there follows a silence which lasted
exactly twenty-four minutes, and 32 seconds — at which point Berlin could stand
it no longer, and said something. “I need to use the
rest-room.” Grice’s tutor’s tutorial rigours never quite bothered
Grice. If philosophising is a difficult operation (as it plainly is)
sometimes time, even quite a lot of time, will be needed in order to make a
move (as to change the idiom, chess-players are only too well
aware). The idea that a philosopher such as Socrates, or
Thales, or Kant — well, Grice is less sure about Kant, ‘being a Hun’ — should
either have already solved or answered satisfactorily every question — which is
impossible - or should be equipped to solve or answer duccessfukly every
problem or question immediately, is no less ridiculous than would be the idea
that Karpoy ought to be able successfully to defend his title if he, though not
his opponent, were bound by the rules of lightning chess.
Grice enjoys the slow pace of discussion with his tutor;
He lenjoyed the breath-laden "Ooohhh!" which Grice’s tutor
would sometimes emit when he catches the pupil in, or even perversely pushes
his pupil, into, a patently untenable position (though Grice preferred it when
this ejaculation was directed at someone other than myself):
and Grice liked his tutor’s resourcefulness in the defence of difficult
positions, a characteristic illustrated by the foilowing incident which Grice’s
tutor once told Grice about himself. Grice’s tumor had, not
long since, parked his car and gone to a cinema. Unfortunately he
had parked his car on top of one of the strips on the street by means of which
traffic-lights are controlled by the passing traffic; as a result, the lights
were jammed and it required four policemen to lift his car off the strip.
The Oxford police decided to prosecute. Grice
indicated to his tutor that this didn'tsurprise Gricd at all and asked him how
he fared. 'Oh', he said, 'I got off.’ Grice asks his tutor how on
earth he managed that. ‘Quite simply," he answered, I
just invoked Mill's Method of Difference, They charged me
with causing an obstruction at 4,00 p.m.; and the tutor answers, sophistically,
that since his car had been parked at 2.00 p.m., it couldn't have been his car
which caused the obstruction. Gricd’s tutor never disclosed his
own views to Grice, no doubt wishing a Grice to think his own thoughts
(however flawed) rather than his tutor’s! It happens! Witness some of Grice’s
OWN pupils — from Unger to Nozick and back! Never mind Strawson!
When Grice did succeed, usually with considerable diffi-culty, in eliciting
from him an expression of manifestation of his own position, what Grice gets is
liable to be, though carefully worked out and ingeniously argued, distinctly
CONSERVATIVE in tone - in a Scots sort of fashion —; not surprisingly, what
Grice gets would not contain much in the way of a battle-cry or a piece of
campaign-material. An Aspiring knight-errant requires more
than a sword, a shield, and a horse of superior quality impregnated with a
suitable admixture of magic: he also requires a supply, or at least a
procedure which can be relied on to maximize the likelihood of access to a
supply, of this or that Damsel in Distress. And then, talking of
Hebrews, Oxford was rudely aroused from its semi-peaceful semi-slumbers by the
barrage of Viennese bombshells hurled at it by a Cockney surnamed Ayer, — a
village in Switzerland, he claimed — at that time philosophy’s enfant terrible
at Oxford. Not a few philosophers, including Grice, disllay rather
an initial interest by this Viennese method, this or that Viennese theses, and
this of that Viennese problem which were on display. Some — and
English too — were, at least momentarily, ‘inspired’ by what they saw and heard
from this bit of an outsider! For Grice’s part, Grice’s
reservations are never laid to rest. The cruditiy and the
dogmatism seem too pervasive. And then everything is brought
to a halt by the war. After the war, the picture was quite
different, as a result of — the dramatic rise in the
influence of J. L. Austin, — the rapid growth of Oxford as a
centre of philosophy, due largely to the efforts of Ryle, who atrociously had
‘tutored’ the Viennese refugee — and — the
extraordinarily high quality of the many philosophers who appeared on the
Oxford scene. Grice’s own life in this period involved at
least two especially important aspects of facets. The first
is Grice’s prolonged collaboration with his own pupil, for one term, and for the
PPE logic paper — Mabbott shared the tutelage — Strawson. Paul’s
and Peter’s robbing one to pay the other — efforts are partly directed towards
the giving of this or that joint seminars. Grice and Strawson
stage a number of these seminars on topics related to the notions of meaning,
of categories, and of logical form. But our association is
much more than an alliance for the purposes of teaching. — Strawson had become
a university lecturer, too. Grice and Strawson consume vast
quantities of time in systematic and unsystematic philosophical
exploration. From these discussions — a joint seminar attended by
the culprit — springs their joint “In Defense of a Dogma,” — a
counterattack on Manx Quine’s moxie to claim Empiricism bore a dogma or two —
and also a long uncompletedwork on predication and pretty
much Aristotelian or Kantotelian categories, one or two reflections of which
are visible in Strawson's essay in descriptive metaphysics pompously
titled Individuals. — that memorable Third programme ending with
revisionary metaphysics only! Grice’s and Strawson’s method
of composition is laborious in the extreme: and no time of the day
excluded! work is constructed together, sentence by sentence,
nothing being written down — usually by Strawson — until agreement had been
reached — or if Quine was attending the Monday seminar, in which case Strawson
finished it off on the previous Sunday — which often takes quite a time.
The rigours of this procedure eventually leads to its demise.
Plus, Strawson had Galen! During this period of collaboration Gricd
and Strawson of course developed a considerable corpus of common
opinions; but to Gricd’s mind a more important aspect of it
was the extraordinary closeness of the intellectual rapport which we developed;
— except on the topic of truth value gaps and the conventional implicature of
“so” other philosophers would sometimes complain that Grice’s and
Strawson’s mutual exchanges were liable to become so abbreviated in expression
as to be unintelligible to a third party. — unless it was Strawson’s dog!
The potentialities of such joint endeavours continue to lure
Grice the collaboration with Strawson is followed by other
collaborations of varying degrees of intensity, with (for example)
Austin on Aristotle's Categories and De Interpretatione,
Austin and Hard on Aristotle’s Ethica Nicomachea with
Warnock and Quinton on the philosophy perception, and with Pears and with
Thomson on philosophy of action Such is the importance which Grice
adjudicates to this mode of philosophical activity: the Oxford joint seminar,
open to every member of the university that cares to attend! Pupils NEED to
attend three per week! The other prominent feature of this period
in Grice’s philosophical life was participation in the discussions which take
place on Saturday mornings in term-time and which are conducted by a number of
Oxford philosophers under the leadership of Austin. This
group continues in fact to meet up to, and indeed for some years after,
Austin's death It was christened by Grice and Hampshire The
New Play Group', — the old Play Group was pre-war, and Hampshire, but not Grice
(having born on the wrong side of the tracks) attended it — and was often so
referred to, though so far as Grice sudoects, never by, or in the presence of the
kindergarten master himself! Grice has little doubt that the new
play group is often thought of outside of without Oxford, and
occasionally, perhaps even inside or within Oxford, as constituting the core,
or the hot-bed, of what became known as *’Ordinary’ Language Philosophy,
or even *The Oxford School of ‘Ordinary’-Language Philosophy' — a joke usually
well taken, even at Cambridge! As such a core or hot-bed, the new
play group no doubt absorbs its fair share of the hatred and derision lavished
upon this 'School' by so many people, like for example a Hebrew from France,
Gellner — Austin’s pupil — and like Gustav Bergmann who (it was said), when
asked whether he was going to hear a paper delivered on a visit by an eminent
British philosopher, replied with characteristic charm that he did not propose
to waste his time on any English Futilitarian. Yet, as Grice looks
back on our activities, I find it difficult to discern any feature of them
which merited this kind of opprobrium. To begin with,there
was more than one group or ill-defined association of Oxford philosophers who
are concerned, in one way or another, with 'ordinary' linguistic
usage; besides those who, initially at least — until Grice
replaced Austin upon Austin’s death — gravitated towards Austin,
there were those who drew special illumination from Ryle,
and others (better disciplined perhaps) who looked to Wittgenstein;
and the philosophical gait of people belonging to one of these
groups would, characteristically, be markedly different from that of people
belonging to another. But even within the new Play Group,
great diversity is visible, as one would expect of an association containing
philosophers with the ability and independence of mind of
Austin, Strawson, Hampshire,
Paul, Pears, Warnock, and Hare
(to name a few). — very few! There
was no 'School'; there were no dogmas which united us, in
the way, for example, that an unflinching (or almost unflinching) opposition to
abstract entities unified and inspired what I might call the American School of
Latter-day Nominalists, or that an unrelenting (or almost
unrelenting) determination to allow significance only to what is verifiable
united the School of Logical Positivism. It has, Grice
thinks, sometimes been supposed that one dogma which united us was that of the
need to restrict philosophical attention to 'ordinary" language, in a
sense which would disqualify the introduction into, or employment in,
philosophical discourse of technical terminology or jargon, a restriction which
would seem to put a stranglehold on any philosophical
theory-construction. It is true that many, even all, of us
would have objected (and rightly objected) to the introduction of technical
apparatus before the ground had been properly laid. The sorry
story of deontic logic shows what may happen when technologists rush in where a
well-conducted elephant would fear to tread. We would also
(as some of us did from time to time) have objected to the covert introduction
of jargon, the use of seemingly innocent expressions whose bite comes from a
concealed technical overlay (as perhaps has occurred with words like
'sensation' or 'volition). But one glance at 'How to talk:
Some Simple Ways', or at "How to Do Things with Words' should be enough to
dispel the idea that there was a general renunciation of the use of technical
terminology, even if certain individuals at some moments may have strayed in
that direction. Another dogma to which some may have supposed us
to be committed is that of the sanctity, or sacro-sanctity, of whatever
metaphysical judgement or world-picture may be identified as underlying
ordinary discourse. Such a dogma would, I imagine, be some
kind of counterpart of Moore's 'Defence of Common Sense.’ It is
true thatAustin had a high respect for Moore. ‘Some like
Witters, but Moore's MY man', Grice once heard Austin say:
and it is also true that Austin, and perhaps some other members of the
group, as Priscianus did, thought that some sort of metaphysic *is* embedded in
‘ordinary’ language. But to regard such a 'natural
metaphysic' as present and as being worthy of examination stops a long way
short of supposing such a metaphysic to be guaranteed as true or acceptable.
Any such further step would need justification by argument.
In fact, the only position which to Grice’s mind would have commanded
universal assent was that a careful examination of the detailed features of
ordinary discourse is required as a foundation for philosophical
thinking; and even here the enthusiasm of the assent would
have varied from philosopher to philosopher, as would the precise view taken
(if any was taken) about the relationship between linguistic phenomena and
philosophical theses. It is indeed worth remarking that the
exhaustive examination of linguistic phenomena was not, as a matter of fact,
originally brought in as part of a direct approach to philosophy.
Austin's expressed view (the formulation of which no doubt involved some irony)
was that we 'philosophical hacks' spent the week making. for the benefit of our
pupils, direct attacks on philosophical issues. and that we needed to be
refreshed, at the week-end, by some suitably chosen 'para-philosophy' in which
certain *non*-philosophical conceptions were to be examined with the full
rigour of the Austinian Code, with a view to an ultimate analogical pay-off
(liable never to be reached) in philosophical currency. It
was in this spirit that in early days they investigate rules of games (with an
eye towards questions about meaning or signification. Only
later did we turn our microscopic eyes more directly upon philosophical
questions. It is possible that some of the animosity directed
against so-called 'ordinary’language philosophy' may have come from
people who saw this 'movement' as a sinister attempt on the part of a decaying
intellectual establishment, an establishment whose home lay within the ancient
walls of Oxford and Cambridge (walls of stone, not of red brick) and whose
upbringing is founded on a classical education, to preserve control of
philosophy by gearing philosophical practice to the deployment of a proficiency
specially accessible to the establishment, namely a highly developed sensitivity
to the richness of linguistic usage. It is, I think, certain
that among the enemies of the new philosophical style are to be found defenders
of a traditional view of philosophy as a discipline concerned with the nature
of reality, not with the character of language and its operations, not indeed
with any mode of representation of reality. Such persons do,
to Grice’s mind, raise an objection which needs a fully developed reply.
Either the conclusions which 'ordinary language philosophers' draw
from linguistic data are also linguistic in character, in which case the
contents of philosophy are trivialized, or the philosopher's conclusions are
not linguistic in character, in which case the nature of the step from
linguistic premisses to non-linguistic conclusions is mysterious.
The traditionalists, however, seem to have no stronger reason for
objecting to 'ordinary language philosophy than to forms of linguistic
philosophy having no special connection with ordinary language, such as that
espoused by logical positivists. But, to Grice’s mind, much the
most significant opposition came from those who felt that 'ordinary language
philosophy* was an affront to science and to intellectual progress, and who
regarded its exponents as wantonly dedicating themselves to what Russell, in
talking about common sense or some allied idea, once called 'stone-age
metaphysics'. That would be the best that could be dredged up from
a 'philosophical' study of ordinary language. Among such
assailants were to be found those who, in effect, were ready to go along with
the old description of philosophy as the queen of the sciences', but only under
a reinterpretation of this phrase. ' Queen' must be understood to
mean not *sovereign queen, like Queen Victoria or Queen Elizabeth II,
but "queen consort', like Queen Alexandra or Queen Elizabeth the
Queen Mother: and the sovereign of which philosophy is the
queen-consort might turn out to be either science in general or just physical
science. The primary service which would be expected of philosophy
as a consort would be to provide the scientist with a pure or purified language
for him to use on formal occasions (should there be such occasions).
Some, I suspect, would have been ready to throw in, for good
measure, the charge that the enterprise of 'ordinary language philosophy is in
any case doomed, since it presupposes the admissibility of an
analytic/synthetic distinction which in fact cannot be sustained.
The issues raised in this attack are both important and obscure, and deserve a
much fuller treatment than I can here provide, but I will do my best in a short
space. Grice has three comments. The use made
of the Russellian phrase 'stone-age metaphysics' may have more rhetorical
appeal than argumentative force. Certainly 'stone-age' physics, if
by that we mean a primitive set of hypotheses about how the world goes which
might(conceivably) be embedded somehow or other in ordinary language, would not
be a proper object for first-order devotion. But this fact would
not prevent something derivable or extract-able from stone-age physics, perhaps
some very general characterization of the nature of reality, from being a
proper target for serious research; for this extractable characterization might
be the same as that which is extractable from, or that which underlies,
twentieth-century physics. Moreover, a metaphysic embedded in ordinary language
(should there be such a thing) might not have to be derived from any belief
about how the world goes which such language reflects; it might, for example,
be derived somehow from the categorial structure of the language.
Furthermore, the discovery and presentation of such a metaphysic might turn out
to be a properly scientific enterprise, though not, of course, an enterprise in
physical science. rationally organized and systematized study of reality might
perhaps be such an enterprise; so might some highly general theory in formal
semantics, though it might of course be a serious question whether these two candidates
are identical: To repel such counter-attacks, an opponent of 'ordinary
language philosophy might have to press into service the argument which I
represented him as throwing in for good measure as an adjunct. He might, that
is, be forced to rebut the possibility of there being a scientifically
respectable, highly general semantic theory based squarely on data provided by
ordinary discourse by arguing. or asserting. that a theory of the sort
suggested would have to presuppose the admissibility of an analytic/synthetic
distinction. (2) With respect to the suggested allocation to philosophy
of a supporting role vis-d-vis science or some particular favoured science, I
should first wish to make sure that the metaphysical position of the assigner was
such as to leave room for this kind of assessment of roles or functions: and I
should start with a lively expectation that this would not be the case. But
even if this negative expectation was disappointed. I should next enquire by
what standards of purity a language is to be adjudged suitable for use by a
scientist. If those standards are supposed to be independent of the needs of
science, and so not dictated by scientists, then there seems to be as yet no
obstacle to the possibility that the function of philosophy might be to
discover or devise a language of that sort, which might even turn out to
be some kind of 'ordinary' language, And even if the requisite kind of purity
were to consist in what I might term such logico-methodological virtues as consistency
and systematicity, which are also those looked for in scientific theories, what
prevents us, in advance, from attributing these virtues to ordinary language?
In which case, the ordinary-language philosopher would be back in business. So
far as I can see, once again the enemy of ordinary-language philosophy might be
forced to fall back on the allegations that such an attempt to vindicate
ordinary language would have to presuppose the viability of the
analytic/synthetic distinction. (3) With regard to the analytic/synthetic
distinction itself, let me first remark that it is my present view that neither
party, in the actual historical debate, has exactly covered itself with
glory. For example, Quine's original argument that attempts to define
'analytic' end up in a hopelessly circular tour of a group of intensional
concepts disposes, at best, of only one such definitional attempt, and leaves
out of consideration the (to my mind) promising possibility that this type of
definition may not be the right procedure to follow an idea which I shall
expand in a moment. And, on the reverse side of the coin, the attempt by
Strawson and myself to defend the distinction by a (one hopes) sophisticated
form of Paradigm Case argument fails to meet, or even to lay eyes on, the
characteristic rebuttal of such types of argument, namely that the fact that a
certain concept or distinction is frequently deployed by a population of
speakers and thinkers offers no guarantee that the concept or distinction in
question can survive rigorous theoretical scrutiny. To my mind, the mistake
made by both parties has been to try to support, or to discredit, the
analytic/synthetic distinction as something which is detectably present in the
use of natural language; it would have been better to take the hint offered by
the appearance of the "family circle' of concepts pointed to by Quine, and
to regard an analytic/synthetic distinction not as a (supposedly) detectable
element in natural language, but rather as a theoretical device which it might,
or again might not, be feasible and desirable to incorporate into some
systematic treatment of natural language. The viability of the distinction,
then, would be a theoretical question which,so far as 1 can see, remains to be
decided; and the decision is not likely to be easy, since it is by no means
apparent what kind of theoretical structure would prove to be the home of such
a distinction, should it find a home. Two further comments seem to me
relevant and important. A common though perhaps not universally adopted
practice among "ordinary language philosophers' is (or was) to
treat as acceptable the forms of ordinary discourse and to seek to lay bare the
system, or metaphysic, which underlies it. A common alternative proposed by
enemies of *ordinary language philosophy has been that of a rational
reconstruction of ordinary language; in the words of Bishop Berkeley, it is
proposed that we should speak with the vulgar but think with the learned.
But why should our vulgar speech be retained? Why should we not be told merely
not to think but also to speak with the learned? After all, if my house is
pronounced uninhabitable to the extent that 1 need a new one, it is not
essential that I construct the new one within the outer shell of the old one,
though this procedure might sometimes be cheaper or aesthetically preferable.
An attachment to the forms of ordinary discourse even when the substance is
discarded suggests, but of course does not demonstrate, an adherence to some
unstated principle of respect for ordinary discourse even on the part of its
avowed enemies. Second, whether or not a viable analytic/synthetic
distinction exists, I am not happy with the claim that *ordinary language
philosophy presupposes the existence of such a distinction. It might be that a
systematic theoretical treatment of the facts of ordinary usage would
incorporate, as part of its theoretical apparatus, material which could be used
to exhibit such a distinction as intelligible and acceptable: but in that case,
on the assumption that the theoretical treatment satisfied the standards which
theories are supposed to satisfy, it would appear that the analytic/synthetic
distinction would be vindicated not pre-supposed. For the distinction to be
entailed by the execution of a programme is plainly not the same as it to be
presupposed by that programme. For if it is to be presupposed by the programme
of "ordinary language philosophy, it would, I imagine, have to be the case
that the supposition that anything at all would count as a successful execution
of the programme would require a prior assumption of the viability of an
analytic/synthetic distinction; and how this allegation could be made out I
cannot for the life of me discover.I turn now to the more agreeable task of
trying to indicate the features of the philosophical operations of the Play
Group which at the time, or (in some instances) subsequently, seemed to me to
be particularly appealing. First, the entire idea that we should pay detailed
attention to the way we talk seems to me to have a certain quality which is
characteristic of philosophical revolutions (at least minor ones). I was once
dining with Strawson at his college when one of the guests present, an Air
Marshal, revealed himself as having, when he was an undergraduate, sat at the
feet of Cook Wilson, whom he revered. We asked him what he regarded as
specially significant about Cook Wilson as a philosopher; and after a good deal
of fumbling. he answered that it was Cook Wilson's delivery of the message that
'what we know, we know'. This provoked in me some genteel silent mirth; but a
long time later I realized that mirth was quite inappropriate. Indeed the
message was a platitude, but so are many of the best philosophical messages:
for they exhort us to take seriously something to which, previously, we have
given at best lip service. Austin's message was another platitude; it in effect
said that if in accordance with prevailing fashion one wants to say that all or
some philosophical propositions are really about linguistic usage, one had
better see to it that one has a proper knowledge of what linguistic usage is
and of what lies behind it. This sophisticated but remorseless literalism was
typical of Austin. When seeking a way of organizing a discussion group to
entertain a visiting American logician, he said, *They say that logic is a
game; well then, let's play it as a game': with the result that we spent a
fascinating term, meeting each week to play that week's improved version of a
game called by Austin 'Symbolo', a sequence (I suspect) of less thrilling
ancestors of the game many years later profitably marketed under the name of
*Wff n'Proof' Another appealing element was the fact that Austin had, and
at times communicated, a prevalent vision of ordinary language as a wonderfully
intricate instrument. By this I do not mean merely that he saw, or hoped one
day to be able to see, our language conforming to a Leibnizian ideal of
exhibiting an immense variety of linguistic phenomena which are capable of
being elegantly and economically organized under a relatively small body of
principles or rules. He may have had such a picture of language, and may indeed
have hoped that some extension or analogue of Chomsky's work on syntax, which
he greatly admired, might fill in the detail for us, thus providing new access
to the Austinian science of grammar, which seemed to reside in an intellectualI
turn now to the more agreeable task of trying to indicate the features of the
philosophical operations of the Play Group which at the time, or (in some
instances) subsequently, seemed to me to be particularly appealing. First, the
entire idea that we should pay detailed attention to the way we talk seems to
me to have a certain quality which is characteristic of philosophical
revolutions (at least minor ones). I was once dining with Strawson at his
college when one of the guests present, an Air Marshal, revealed himself as
having, when he was an undergraduate, sat at the feet of Cook Wilson, whom he
revered. We asked him what he regarded as specially significant about
Cook Wilson as a philosopher; and after a good deal of fumbling. he answered
that it was Cook Wilson's delivery of the message that 'what we know, we know'.
This provoked in me some genteel silent mirth; but a long time later I realized
that mirth was quite inappropriate. Indeed the message was a platitude, but so
are many of the best philosophical messages: for they exhort us to take
seriously something to which, previously, we have given at best lip service.
Austin's message was another platitude; it in effect said that if in accordance
with prevailing fashion one wants to say that all or some philosophical
propositions are really about linguistic usage, one had better see to it that
one has a proper knowledge of what linguistic usage is and of what lies behind
it. This sophisticated but remorseless literalism was typical of Austin.
When seeking a way of organizing a discussion group to entertain a visiting
American logician, he said, *They say that logic is a game; well then, let's
play it as a game': with the result that we spent a fascinating term, meeting
each week to play that week's improved version of a game called by Austin
'Symbolo', a sequence (I suspect) of less thrilling ancestors of the game many
years later profitably marketed under the name of *Wff n'Proof' Another
appealing element was the fact that Austin had, and at times communicated, a
prevalent vision of ordinary language as a wonderfully intricate instrument. By
this I do not mean merely that he saw, or hoped one day to be able to see, our
language conforming to a Leibnizian ideal of exhibiting an immense variety of
linguistic phenomena which are capable of being elegantly and economically
organized under a relatively small body of principles or rules. He may have had
such a picture of language, and may indeed have hoped that some extension or
analogue of Chomsky's work on syntax, which he greatly admired, might fill in
the detail for us, thus providing new access to the Austinian science of
grammar, which seemed to reside in an intellectualHoly of Holies, to be
approached only after an intensive discipline of preliminary linguistic
studies. What I am imputing to him is a belief in our everyday language as an
instrument, as manifesting the further Leibnizian feature of purpose; a belief
in it as something whose intricacies and distinctions are not idle, but rather
marvellously and subtly fitted to serve the multiplicity of our needs and
desires in communica-tion. It is not surprising, therefore, that our discussions
not infrequently involved enquiries into the purpose or point of some feature
of ordinary discourse. When put to work, this conception of ordinary
language seemed to offer fresh and manageable approaches to philosophical ideas
and problems, the appeal of which approaches, in my eyes at least, is in no way
diminished by the discernible affinity between them on the one hand and, on the
other, the professions and practice of Aristotle in relation to rà Xeyouera
(what is said"). When properly regulated and directed, 'linguistic
botanizing' seems to me to provide a valuable initiation to the philosophical
treatment of a concept, particularly if what is under examination (and it is
arguable that this should always be the case) is a family of different but related
concepts. Indeed, I will go further, and proclaim it as my belief that
linguistic botanizing is indis-pensable, at a certain stage, in a philosophical
enquiry, and that it is lamentable that this lesson has been forgotten, or has
never been learned. That is not to say that I have ever subscribed to the full
Austin-ian prescription for linguistic botanizing, namely (as one might put it)
to go through the dictionary and to believe everything it tells you.
Indeed, I once remarked to him in a discussion (with I fear, provocative
intent) that I personally didn't care what the dictionary said, and drew the
rebuke, 'And that's where you make your big mistake.' Of course, not all these
explorations were successful; we once spent five weeks in an effort to explain
why sometimes the word 'very' allows, with little or no change of meaning, the
substitution of the word 'highly" (as in "very unusual') and
sometimes does not (as in 'very depressed" or "very wicked'):
and we reached no conclusion. This episode was ridiculed by some as an ultimate
embodiment of fruitless frivolity; but that response was as out of place as a
similar response to the medieval question, 'How many angels can sit on the
point of a pin?' For much as this medieval question was raised in order to
display, in a vivid way, a difficulty in the conception of an immaterial
substance, so our discussion was directed, in response to a worry from me,
towards an examina-tion, in the first instance, of a conceptual question which
was generallyagreed among us to be a strong candidate for being a question
which had no philosophical importance, with a view to using the results of this
examination in finding a distinction between philosophically important and
philosophically unimportant enquiries. Unfortunately the desired results were
not forthcoming. Austin himself, with his mastery in seeking out, and his
sensitivity in responding to, the finer points of linguistic usage, provided a
splendid and instructive example to those who were concerned to include
linguistie botanizing in their professional armoury. I shall recount three
authentic anecdotes in support of this claim. Geoffrey Warnock was being dined
at Austin's college with a view to election to a Fellowship, and was much
disconcerted, even though he was already acquainted with Austin, when Austin's
first remark to him was, "What would be the difference between my saying
to you that someone is not playing golf correctly and my saying to you that he
is not playing golf properly?' On a certain occasion we were discussing the
notion of a principle, and (in this connection) the conditions for appropriate
use of the phrase on principle'. Nowell Smith recalled that a pupil of Patrick
Gardiner, who was Greck, wanting permission for an overnight visit to London,
had come to Gardiner and offered him some money, saying *I hope that you will
not be offended by this somewhat Balkan approach'. At this point, Nowell Smith
suggested, Gardiner might well have replied, 1 do not take bribes on
principle.' Austin responded by saying '1 should not say that; I should just
say "No, thanks". On another occasion, Nowell Smith (again cast in
the role of straight man) offered as an example of non-understandable English
an extract from a sonnet of Donne: From the round earth's imagined
corners, Angels, your trumpets blow. Austin said, 'It is perfectly clear
what that means; it means "angels, blow your trumpets from what persons
less cautious than I would call the four corners of the
earth"." These affectionate remembrances no doubt prompt the
question why I should have turned away from this style of philosophy. Well, as
I have already indicated, in a certain sense I never have turned away, in that
I continue to believe that a more or less detailed study of the way we talk, in
this or that region of discourse, is an indispensable foundation for much of
the most fundamental kind of philosophizing; for just how much seems to me to
be a serious question in need of an answer. That linguistic information should
not be just a quantity ofcollector's items, but should on occasion at least,
provide linguistic Nature's answers to questions which we put to her, and that
such questioning is impossible without hypotheses set in an at least embryonic
theory, is a proposition which would, I suspect, have met general, though
perhaps not universal, assent; the trouble began when one asked, if one
actually ever did ask, what sort of a theory this underlying theory should be.
The urgency of the need for such an enquiry is underlined by one or two
problems which I have already mentioned; by, for example, the problem of
distinguishing conceptual investigations of ordinary discourse which are
philosophical in character from those which are not. It seems plausible to
suppose that an answer to this problem would be couched in terms of a special
generality which attaches to philosophical but not to non-philosophical
questions; but whether this generality would be simply a matter of degree, or
whether it would have to be specified by reference to some further item or
items, such as (for example) the idea of categories, remains to be determined.
At this point we make contact with a further issue already alluded to by me; if
it is necessary to invoke the notion of categories. are we to suppose these to
be linguistic categories (categories of expres-sion) or metaphysical categories
(categories of things), a question which is plainly close to the
previously-mentioned burning issue of whether the theory behind ordinary
discourse is to be thought of as a highly general, language-indifferent,
semantic theory, or a metaphysical theory about the ultimate nature of
things, if indeed these possibilities are distinct. Until such issues as these
are settled, the prospects for a determination of the more detailed structure
of the theory or theories behind ordinary discourse do not seem too bright. In
my own case, a further impetus towards a demand for the provision of a visible
theory underlying ordinary discourse came from my work on the idea of
Conversational Implicature, which emphasized the radical importance of
distinguishing (to speak loosely) what our words say or imply from what we in
uttering them imply: a distinction seemingly denied by Wittgenstein, and all
too frequently ignored by Austin. My own efforts to arrive at a more
theoretical treatment of linguistic phenomena of the kind with which in Oxford
we had long been concerned derived much guidance from the work of Quine and of
Chomsky on syntax. Quine helped to throw light on the problem of deciding what
kind of thing a suitable theory would be, and also by his example exhibited the
virtues of a strong methodology; Chomsky showed vividly the kind of way in
which a region for long foundtheoretically intractable by scholars (like
Jesperson) of the highest intelligence could, by discovery and application of
the right kind of apparatus, be brought under control. I should add that
Quine's influence on me was that of a model: I was never drawn towards the
acceptance either of his actual methodology or of his specific philosophical
posi-tions. I have to confess that I found it a little sad that my two chief
theoretical mentors could never agree, or even make visible contact, on the
question of the theoretical treatment of natural language; it seemed a pity
that two men who are about as far removed from dumbness as any that I have ever
encountered should not be equally far removed from deafness. During this time
my philosophizing revealed a distinct tendency to appear in formal dress;
indeed the need for greater contact with experts in logic and in linguistics
than was then available in Oxford was one of my main professional reasons for
moving to the United States. Work in this style was directed to a number of
topics, but principally to an attempt to show, in a constructive way, that
grammar (the grammar of ordinary discourse) could be regarded as, in Russell's
words, a pretty good guide to logical form, or to a suitable representation of
logical form. This undertaking involved the construction, for a language which
was a close relative of a central portion of English (including
quantification), of a hand-in-hand syntax-cum-semantics which made minimal use
of transformations. This project was not fully finished and has not so far been
published, though its material was presented in lectures and seminars both
inside and outside Berkeley, including a memorable summer colloquium at Irvine
in 1971. An interest in formalistic philosophizing seems to me to have more
than one source. It may arise from a desire to ensure that the philosophical
ideas which one deploys are capable of full and coherent development; not
unnaturally, the pursuit of this end may make use of a favoured canonical
system. I have never been greatly attached to canonicals, not even those of
first-order predicate logic together with set theory, and in any case this kind
of formal enterprise would overtax my meagre technical equipment. It may, on
the other hand, consist in the suggestion of notational devices together with
sketchy indications of the laws or principles to be looked for in a system
incorporating these devices; the object of the exercise being to seek out
hitherto unrecognized analogies and to attain new levels of generality. This
latter kind of interest is the one which engages me, and will, I think, continue
to do so, no matter what shifts occur in my philosophical positions. It
is nevertheless true that in recent years my disposition to resortto formalism
has markedly diminished. This retreat may well have been accelerated when, of
all people, Hilary Putnam remarked to me that 1 was too formal; but its main
source lay in the fact that I began to devote the bulk of my attentions to
areas of philosophy other than philosophy of language: to philosophical
psychology, seen as an off. shoot of philosophical biology and as concerned
with specially advanced apparatus for the handling of life; to metaphysics; and
to ethics, in which my pre-existing interest which was much enlivened by Judith
Baker's capacity for presenting vivid and realistic examples. Such areas
of philosophy seem, at least at present, much less amenable to formalistic
treatment. I have little doubt that a contribution towards a gradual shift of
style was also made by a growing apprehension that philosophy is all too often
being squeezed out of operation by tech-nology; to borrow words from Ramsey,
that apparatus which began life as a system of devices to combat woolliness has
now become an instrument of scholasticism. But the development of this theme
will best be deferred until the next sub-section. A2. Opinions The
opinions which I shall voice in this sub-section will all be general in
character: they will relate to such things as what I might call, for want of a
better term, style in philosophizing and to general aspects of methodology. I
shall reserve for the next section anything I might have to say about my views
on specific philosophical topics, or about special aspects of methodology which
come into play within some particular department of philosophy. (tI shall
first proclaim it as my belief that doing philosophy ought to be fun. I would
indeed be prepared to go further, and to suggest that it is no bad thing if the
products of doing philosophy turn out, every now and then, to be funny. One
should of course be serious about philosophy: but being serious does not
require one to be solemn. Laughter in philosophy is not to be confused
with laughter at philo-sophy; there have been too many people who have made
this confusion, and so too many people who have thought of merriment in philosophical
discussion as being like laughter in church. The prime source of this belief is
no doubt the wanton disposition which nature gave me; but it has been
reinforced, at least so far as philosophy is concerned, by the course of every
serious and prolonged philosophical association to which I have been a party;
each one has manifested its own special quality which at one and the same time
has delighted the spirit andstimulated the intellect. To my mind, getting
together with others to do philosophy should be very much like getting together
with others to make music: lively yet sensitive interaction is directed towards
a common end, in the case of philosophy a better grasp of some fragment of
philosophical truth; and if, as sometimes happens, harmony is sufficiently
great to allow collaboration as authors, then so much the better. But as
some will be quick to point out, such disgusting sentimentality is by no means
universal in the philosophical world. It was said of the late H. W. B. Joseph
that he was dedicated to the Socratic art of midwifery; he sought to bring
forth error and to strangle it at birth. Though this comment referred to
his proper severity in teaching, he was in fact, in concert with the much more
formidable H. A. Prichard, no less successful in dealing with colleagues than
he was with students; philosophical productivity among his junior
contemporaries in Oxford was low, and one philosopher of considerable ability
even managed to complete a lifetime without publishing a single word. (Perhaps
it is not entirely surprising that the undergraduates of his college once
crucified him bloodlessly with croquet hoops on the college lawn.) The
tradition did not die with Joseph; to take just one example, I have never been
very happy about Austin's Sense and Sensibilia, partly because the philosophy
which it contains does not seem to me to be, for the most part, of the highest
quality, but more because its tone is frequently rather unpleasant. And similar
incidents have been reported not so long ago from the USA. So far as I know, no
one has ever been the better for receiving a good thumping, and I do not see
that philosophy is enhanced by such episodes. There are other ways of clearing
the air besides nailing to the wall everything in sight. Though it is no
doubt plain that 1 am not enthusiastic about odium theologicum, I have to
confess that I am not very much more enthusiastic about amor theologicus. The
sounds of fawning are perhaps softer but hardly sweeter than the sounds of
rending: indeed it sometimes happens that the degree of adulation, which for a
time is lavished upon a philosopher, is in direct proportion to the degree of
savagery which he metes out to his victims. To my stomach it does not make all
that much difference whether the recipient of excessive attachment is a person
or a philosophical creed; zealotry and bandwagoning seem to me no more
appealing than discipleship. Rational and dispassionate commendation and
criticism are of course essential to the prosecution of the discipline,
provided that they are exercised in the pursuit of philosophical truth: but
passion directed towards either philosophers or philosophies is outof place, no
matter whether its object is favoured or disfavoured. What is in place is
respect, when it is deserved. I have little doubt that it is the general
beastliness of human nature which is in the main responsible for the fact that
philosophy, despite its supposedly exalted nature, has exhibited some tendency
to become yet another of the jungles in which human beings seem so much at
home, with the result that beneath the cloak of enlightenment is hidden the
dagger of diminution by disparagement. But there are perhaps one or two special
factors, the elimination of which, if possible, might lower the level of
pollution. One of these factors is, 1 suspect, a certain view of the proper
procedure for establishing a philosophical thesis. It is, 1 am inclined
to think, believed by many philosophers that, in philosophical thinking, we
start with certain material (the nature of which need not here concern us)
which poses a certain problem or raises a certain question. At first sight,
perhaps, more than one distinct philosophical thesis would appear to account
for the material and settle the question raised by it; and the way (generally
the only way) in which a particular thesis is established is thought to be by
the elimination of its rivals, characteristically by the detection of
counter-examples. Philosophical theses are supported by elimination of
alternative theses. It is, however, my hope that in many cases, including
the most important cases, theses can be established by direct evidence in their
favour, not just by elimination of their rivals. I shall refer to this issue
again later when I come to say something about the character of metaphysical
argument and its connection with so-called transcendental argument. The kind of
metaphysical argument which I have in mind might be said, perhaps, to exemplify
a 'diagogic' as opposed to 'epago-gic' or inductive approach to philosophical
argumentation. Now, the more emphasis is placed on justification by elimination
of rivals, the greater is the impetus given to refutation, whether of theses or
of people; and perhaps a greater emphasis on 'diagogic' procedure, if it could
be shown to be justifiable, would have an eirenic effect. A second
possible source of atmospherie amelioration might be a shift in what is to be
regarded as the prime index of success, or merit, in philosophical enquiry. An
obvious candidate as an answer to this question would be being right, or being
right for the right reasons (how-ever difficult the realization of this index
might be to determine). Of course one must try to be right, but even so I doubt
whether this is the best answer, unless a great deal is packed into the meaning
of "for the right reasons. An eminent topologist whom I knew was regarded
withsomething approaching veneration by his colleagues, even though usually
when he gave an important lecture either his proofs were incomplete, or if
complete they contained at least one mistake. Though he was often wrong, what
he said was exciting, stimulating, and fruitful. The situation in
philosophy seems to me to be similar. Now if it were generally explicitly
recognized that being interesting and fruitful is more important than being
right, and may indeed co-exist with being wrong, polemical refutation might
lose some of its appeal. (I) The cause which I have just been espousing
might be called, perhaps, the unity of conviviality in philosophy. There are,
however, one or two other kinds of unity in which I also believe. These relate
to the unity of the subject or discipline: the first I shall call the
latitudinal unity of philosophy, and the second, its longitudinal unity. With
regard to the first, it is my firm conviction that despite its real or apparent
division into departments, philosophy is one subject, a single discipline. By
this I do not merely mean that between different areas of philosophy there are
cross-references, as when, for example, one encounters in ethics the problem
whether such and such principles fall within the epistemological classification
of a priori knowledge, I mean (or hope I mean) something a good deal stronger
than this, something more like the thesis that it is not possible to reach full
understanding of, or high level proficiency in, any one department without a
corresponding understanding and proficiency in the others; to the extent
that when I visit an unfamiliar university and occasionally happens) L am
introduced to, 'Mr Puddle, our man in Political Philosophy (or in
'Nineteenth-century Continental Philosophy' or 'Aesthetics', as the case may
be), I am immediately confident that either Mr Puddle is being under-described
and in consequence maligned, or else Mr Puddle is not really good at his stuff.
Philosophy, like virtue, is entire. Or, one might even dare to say, there is
only one problem in philosophy, namely all of them. At this point, however, I
must admit a double embarassment; I do not know exactly what the thesis is which
I want to maintain, and I do not know how to prove it, though I am fairly sure
that my thesis, whatever it is, would only be interesting if it were provable,
or at least strongly arguable; indeed the embarass-ments may not be independent
of one another. So the best 1 can now do will be to list some possibilities
with regard to the form which supporting argument might take. (i) It
might be suggested that the sub-disciplines within philosophy are ordered in
such a way that the character and special problems of each sub-discipline are
generated by the character and subject-matter ofof a prior sub-discipline; that
the nature of the prior sub-discipline guarantees or calls for a successor of a
certain sort of dealing with such-and-such a set of questions; and it might be
added that the nature of the first or primary sub-discipline is dictated by the
general nature of theorizing or of rational enquiry. On this suggestion each
posterior sub-discipline S would call for the existence of some prior
sub-discipline which would, when specified, dictate the character of S. (ii)
There might be some very general characterization which applies to all
sub-disciplines, knowledge of which is required for the successful study of any
sub-discipline, but which is itself so abstract that the requisite knowledge of
it can be arrived at only by attention to its various embodiments, that is to
the full range of sub-disciplines. (iii) Perhaps on occasion every
sub-discipline, or some element or aspect of every sub-discipline, falls within
the scope of every other sub-discipline. For example, some part of metaphysics
might consist in a metaphysical treatment of ethics or some element in ethics;
some part of epistemology might consist in epistemological consideration of
metaphysics or of the practice of metaphysical thinking: some part of ethics or
of value theory might consist in a value-theoretical treatment of epistemology:
and so on. All sub-disciplines would thus be inter-twined. (iv) It might
be held that the ultimate subject of all philosophy is ourselves, or at least
our rational nature, and that the various subdivisions of philosophy are
concerned with different aspects of this rational nature. But the
characterization of this rational nature is not divisible into water-tight
compartments; each aspect is intelligible only in relation to the others.
(v) There is a common methodology which, in different ways, dictates to each
sub-discipline. There is no ready-made manual of methodology, and even if there
were, knowing the manual would not be the same as knowing how to use the
manual. This methodology is sufficiently abstract for it to be the case that
proficient application of it can be learned only in relation to the totality of
sub-disciplines within its domain. (Suggestion (v) may well be close to
suggestion (ii).) (III) In speaking of the 'Longitudinal Unity of Philosophy',
I am referring to the unity of Philosophy through time. Any Oxford philosophy
tutor who is accustomed to setting essay topics for his pupils, for which he
prescribes reading which includes both passages from Plato or Aristotle and
articles from current philosophical journals, is only too well aware that there
are many topics which span the centuries; and it is only a little less obvious
that often substantiallysimilar positions are propounded at vastly differing
dates. Those who are in a position to know assure me that similar
correspondences are to some degree detectable across the barriers which
separate one philosophical culture from another, for example between Western
European and Indian philosophy. If we add to this banality the further banality
that it is on the whole likely that those who achieve enduring philosophical
fame do so as a result of outstanding philosophical merit, we reach the
conclusion that in our attempts to solve our own philosophical problems we
should give proper consideration to whatever contributions may have been
provided by the illustrious dead. And when I say proper consideration I am not
referring to some suitably reverential act of kow-towing which is to be
performed as we pass the niche assigned to the departed philosopher in the
Philosopher's Hall of Fame; I mean rather that we should treat those who are
great but dead as if they were great and living, as persons who have something
to say to us now; and, further, that in order to do this we should do our best
to 'introject' ourselves into their shoes, into their ways of thinking: indeed
to rethink their offerings as if it were ourselves who were the offerers: and
then, perhaps, it may turn out that it is ourselves. I might add at this point
that it seems to me that one of the prime benefits which may accrue to us from
such introspection lies in the region of methodology. By and large the greatest
philosophers have been the greatest, and the most self-conscious,
methodologists; indeed. I am tempted to regard this fact as primarily
accounting for their greatness as philosophers. So whether we are occupied in
thinking on behalf of some philosopher other than ourselves, or in thinking on
our own behalf, we should maintain a constant sensitivity to the nature of the
enterprise in which we are engaged and to the character of the procedures which
are demanded in order to carry it through. Of course, if we are looking
at the work of some relatively minor philosophical figure, such as for example
Wollaston or Bosanquet or Wittgenstein, such 'introjection' may be neither
possible nor worth-while; but with Aristotle and Kant, and again with Plato,
Descartes, Leibniz, Hume, and others, it is both feasible and rewarding. But
such an introjection is not easy, because for one reason or another, idioms of
speech and thought change radically from time to time and from person to
person; and in this enterprise of introjection transference from one idiom to
another is invariably involved, a fact that should not be bemoaned but should
rather be hailed with thanksgiving, since it is primarily this fact which keeps
philosophy alive.This reflection leads me to one of my favourite fantasies.
Those who wish to decry philosophy often point to the alleged fact that though
the great problems of philosophy have been occupying our minds for 2 millennia
or more, not one of them has ever been solved. As soon as someone claims to
have solved one, it is immediately unsolved by someone else. My fantasy is that
the charge against us is utterly wide of the mark; in fact many philosophical
problems have been (more or less) solved many times; that it appears otherwise
is attributable to the great difficulty involved in moving from one idiom to
another, which obscures the identities of problems. The solutions are inscribed
in the records of our subject; but what needs to be done, and what is so
difficult, is to read the records aright. Now this fantasy may lack foundation
in fact; but to believe it and to be wrong may well lead to good philosophy,
and, seemingly, can do no harm; whereas to reject it and to be wrong in
rejecting it might involve one in philosophical disaster. (IV) As I
thread my way unsteadily along the tortuous mountain path which is supposed to
lead, in the long distance, to the City of Eternal Truth, I find myself beset
by a multitude of demons and perilous places, bearing names like
Extensionalism, Nominalism, Positiv-ism, Naturalism, Mechanism, Phenomenalism,
Reductionism, Physical-ism, Materialism, Empiricism, Scepticism, and
Functionalism; menaces which are, indeed, almost as numerous as those
encountered by a traveller called Christian on another well-publicized journey.
The items named in this catalogue are obviously, in many cases, not to be
identified with one another; and it is perfectly possible to maintain a
friendly attitude towards some of them while viewing others with
hostility. There are many persons, for example, who view naturalism with favour
while firmly rejecting nominalism; and it is not easy to see how any one could
couple support for phenomenalism with support for physicalism. After a
more tolerant (permissive) middle age. I have come to entertain strong
opposition to all of them, perhaps partly as a result of the strong connection
between a number of them and the philosophical technologies which used to
appeal to me a good deal more than they do now. But how would I justify
the hardening of my heart? The first question is, perhaps, what gives the
list of items a unity, so that I can think of myself as entertaining one
twelvefold antipathy, rather than twelve discrete antipathies. To this question
my answer is that all the items are forms of what I shall call Minimalism, a
propensity which secks to keep to a minimum (which may in some cases be zero)
the scope allocated to some advertized philosophical commodity, suchas abstract
entities, knowledge, absolute value, and so forth. In weighing the case for and
the case against a trend of so high a degree of generality as Minimalism, kinds
of consideration may legitimately enter which would be out of place were the
issue more specific in character, in particular, appeal may be made to
aesthetic considerations. In favour of Minimalism, for example, we might
hear an appeal, echoing Quine, to the beauty of "desert landscapes'. But
such an appeal I would regard as inappropriate; we are not being asked by a
Minimalist to give our vote to a special, and no doubt very fine, type of
landscape; we are being asked to express our preference for an ordinary sort of
landscape at a recognizably lean time; to rosebushes and cherry-trees in
mid-winter, rather than in spring or summer. To change the image some-what,
what bothers me about what I am being offered is not that it is bare, but that
it has been systematically and relentlessly undressed. I am also
adversely influenced by a different kind of unattractive feature which some, or
perhaps even all of these bétes noires seem to possess. Many of them are guilty
of restrictive practices which, perhaps, ought to invite the attention of a
Philosophical Trade Commission: they limit in advance the range and resources
of philosophical explanation. They limit its range by limiting the kinds
of phenomena whose presence calls for explanation; some prima facie candidates
are watered down, others are washed away; and they limit its resources by
forbidding the use of initially tempting apparatus, such as the concepts
expressed by psychological, or more generally intensional, verbs. My own
instinets operate in a reverse direction from this. I am inclined to look first
at how useful such and such explanatory ideas might prove to be if admitted,
and to waive or postpone enquiry into their certificates of legitimacy. I
am conscious that all I have so far said against Minimalsim has been very
general in character, and also perhaps a little tinged with rhetoric.
This is not surprising in view of the generality of the topic; but all the same
I should like to try to make some provision for those in search of harder tack.
I can hardly, in the present context, attempt to provide fully elaborated
arguments against all, or even against any one, of the diverse items which fall
under my label 'Minimalism'; the best I can do is to try to give a preliminary
sketch of what I would regard as the case against just one of the possible
forms of minimalism, choosing one which 1 should regard it as particularly
important to be in a position to reject. My selection is Extensionalism, a
position imbued with the spirit of Nominalism, and dear both to those who feel
that Because it is redis no more informative as an answer to the question Why
is an English mail-box called "red"? than would be 'Because he is
Paul Grice' as an answer to the question 'Why is that distinguished-looking
person called "Paul Grice"T, and also to those who are
particularly impressed by the power of Set-theory. The picture which, I
suspect, is liable to go along with Extensionalism is that of the world of
particulars as a domain stocked with innumerable tiny pellets, internally
indistinguishable from one another, but distinguished by the groups within
which they fall, by the 'clubs' to which they belong; and since the clubs are
distinguished only by their memberships, there can only be one club to which
nothing belongs. As one might have predicted from the outset, this leads to
trouble when it comes to the accommodation of explanation within such a system.
Explanation of the actual presence of a particular feature in a particular subject
depends crucially on the possibility of saying what would be the consequence of
the presence of such and such features in that subject, regardless of whether
the features in question even do appear in that subject, or indeed in any
subject. On the face of it, if one adopts an extensionalist viewpoint, the
presence of a feature in some particular will have to be re-expressed in terms
of that particular's membership of a certain set; but if we proceed along those
lines, since there is only one empty set, the potential consequences of the
possession of in fact unexemplified features would be invariably the same, no
matter how different in meaning the expressions used to specify such features
would ordinarily be judged to be. This is certainly not a conclusion which one
would care to accept. I can think of two ways of trying to avoid its
acceptance, both of which seem to me to suffer from serious drawbacks. The
first shows some degree of analogy with a move which, as a matter of history,
was made by empiricists in connection with simple and complex ideas. In that
region an idea could be redeemed from a charge of failure to conform to
empiricist principles through not being derived from experience of its
instantiating particulars (there being no such particu-lars) if it could be
exhibited as a complex idea whose component simple ideas were so derived;
somewhat similarly, the first proposal seeks to relieve certain vacuous
predicates or general terms from the embarrassing consequences of denoting the
empty set by exploiting the non-vacuousness of other predicates or general
terms which are constituents in a definition of the original vacuous terms. (a)
Start with two vacuous predicates, say (ay) 'is married to a daughter of an
English queen and a pope' and (oz) is a climber on hands and knees of ais no
more informative as an answer to the question Why is an English mail-box called
"red"? than would be 'Because he is Paul Grice' as an answer to the
question 'Why is that distinguished-looking person called "Paul
Grice"T, and also to those who are particularly impressed by the power of
Set-theory. The picture which, I suspect, is liable to go along with
Extensionalism is that of the world of particulars as a domain stocked with
innumerable tiny pellets, internally indistinguishable from one another, but
distinguished by the groups within which they fall, by the 'clubs' to which
they belong; and since the clubs are distinguished only by their memberships,
there can only be one club to which nothing belongs. As one might have
predicted from the outset, this leads to trouble when it comes to the
accommodation of explanation within such a system. Explanation of the actual
presence of a particular feature in a particular subject depends crucially on
the possibility of saying what would be the consequence of the presence of such
and such features in that subject, regardless of whether the features in
question even do appear in that subject, or indeed in any subject. On the face
of it, if one adopts an extensionalist viewpoint, the presence of a feature in
some particular will have to be re-expressed in terms of that particular's
membership of a certain set; but if we proceed along those lines, since there
is only one empty set, the potential consequences of the possession of in fact
unexemplified features would be invariably the same, no matter how different in
meaning the expressions used to specify such features would ordinarily be
judged to be. This is certainly not a conclusion which one would care to
accept. I can think of two ways of trying to avoid its acceptance, both
of which seem to me to suffer from serious drawbacks. The first shows some
degree of analogy with a move which, as a matter of history, was made by
empiricists in connection with simple and complex ideas. In that region an idea
could be redeemed from a charge of failure to conform to empiricist principles
through not being derived from experience of its instantiating particulars
(there being no such particu-lars) if it could be exhibited as a complex idea
whose component simple ideas were so derived; somewhat similarly, the first
proposal seeks to relieve certain vacuous predicates or general terms from the
embarrassing consequences of denoting the empty set by exploiting the
non-vacuousness of other predicates or general terms which are constituents in
a definition of the original vacuous terms. (a) Start with two vacuous
predicates, say (ay) 'is married to a daughter of an English queen and a pope'
and (oz) is a climber on hands and knees of a29,000 foot mountain. (8) If aj
and a z are vacuous, then the following predicates are satisfied by the empty
set @: (B) 'is a set composed of daughters of an English queen and a pope, and
(Ps) 'is a set composed of climbers on hands and knees of a 29.000 foot mountain.
(y) Provided 'R, and 'R,' are suitably interpreted, the predicates A, and
, may be treated as coextensive respectively with the following revised
predicates (y) Stands in R, to a sequence composed of the sets married
to, daughters, English queens and popes; and (72) 'stands in Rz to a sequence
composed of the sets climbers, 29,000 foot mountains, and things done on hands
and knees'. (8) We may finally correlate with the two initial predicates o1 and
a2, respectively, the following sequences derived from 7, and Yz: (S,) the
sequence composed of the relation R, (taken in extension), the set married to,
the set daughters, the set English queens, and the set popes: and (&2) the
sequence composed of the relation Rz, the set climbers, the set 29,000 foot mountains,
and the set things done on hands and knees. These sequences are certainly
distinet, and the proposal is that they, rather than the empty set, should be
used for determining, in some way yet to be specified, the explanatory
potentialities of the vacuous predicates a, and a2. My chief complaint
against this proposal is that it involves yet another commission of what I
regard as one of the main minimalist sins, that of imposingin advance a
limitation on the character of explanations. For it implicitly recognizes
it as a condition on the propriety of using vacuous predicates in explanation
that the terms in question should be representable as being correlated with a
sequence of non-empty sets. This is a condition which, I suspect, might
not be met by every vacuous predicate. But the possibility of representing an
explanatory term as being, in this way or that, reducible to some favoured item
or types of items should be a bonus which some theories achieve, thereby
demonstrating their elegance, not a condition of eligibility for a particular
class of would-be explanatory terms. The second suggested way of avoiding
the unwanted consequence is perhaps more intuitive than the first; it certainly
seems simpler. The admissibility of vacuous predicates in explanations of
possible but non-actual phenomena (why they would happen if they did happen),
depends, it is suggested, on the availability of acceptable non-trivial
generalizations wherein which the predicate in question specifies the
antecedent condition. And, we may add, a generalization whose acceptability
would be unaffected by any variation on the specification of its antecedent
condition, provided the substitute were vacuous, wouldcertainly be trivial.
Non-trivial generalizations of this sort are certainly available, if (1) they
are derivable as special cases from other generalizations involving less
specific antecedent conditions, and (2) these other generalizations are
adequately supported by further specifies whose antecedent conditions are
expressed by means of non-vacuous predicates. The explanatory
opportunities for vacuous predicates depend on their embodiment in a
system. My doubts about this second suggestion relate to the steps which
would be needed in order to secure an adequately powerful system. I
conjecture, but cannot demonstrate, that the only way to secure such a system
would be to confer special ontological privilege upon the entities of physical
science together with the system which that science provides. But now a problem
arises: the preferred entities seem not to be observable, or in so far as they
are observable, their observability scems to be more a matter of conventional
decision to count such and-such occurrences as observations than it is a matter
of fact. It looks as if states of affairs in the preferred scientific world
need, for credibility, support from the vulgar world of ordinary observation
reported in the language of common sense. But to give that support, the
judgements and the linguistic usage of the vulgar needs to be endowed with a
certain authority, which as a matter of history the kind of minimalists whom I
know or know of have not seemed anxious to confer. But even if they were
anxious to confer it, what would validate the conferring, since ex hypothesi it
is not the vulgar world but the specialist scientific world which enjoys
ontological privilege? (If this objection is sound, the second suggestion, like
the first, takes something which when present is an asset, bonus, or
embel-lishment, namely systematicity, and under philosophical pressure converts
it into a necessity.) I have, of course, not been attempting to formulate
an argument by which minimalism, or indeed any particular version of
minimalism, could be refuted; I have been trying only to suggest a sketch of a
way in which, perhaps, such an argument might be developed. I should be less
than honest if I pretended to any great confidence that even this relatively
unambitious objective has been attained. I should, however, also be less than
honest if I concealed the fact that, should I be left without an argument, it
is very likely that I should not be very greatly disturbed. For my antipathy to
minimalism depends much more on a concern to have a philosophical approach
which would have prospects of doing justice to the exuberant wealth and variety
of human experiencein a manner seemingly beyond the reach of minimalists, than
on the availability of any argument which would show the theses of minimal.
ists to be mistaken. (VI) But at this point some people, I think, would
wish to protest that I am treating minimalism in much too monolithic a way.
For, it might be said, while many reasonable persons might be willing to align
themselves with me, for whatever reasons, in opposition to exten-sionalism and
physicalism, when such persons noticed that I have also declared my opposition
to mechanism and to naturalism, they might be prompted to enquire whether I
wished to declare support for the ideas of the objectivity of value and of the
presence of finality in nature, and to add that should I reply affirmatively,
they would part company with me. Now I certainly do wish to affirm, under some
interpretation, 'the objectivity of value, and I also wish to maintain, again
under some interpretation, 'the presence of finality in nature'. But
perhaps I had better formulate in a somewhat more orderly way, one or two of
the things which I do believe or at least would like to believe. (1) I
believe (or would like to believe) that it is a necessary feature of rational beings,
either as part of or as a consequence of part of, their essential nature, that
they have a capacity for the attribution of value. I also believe that it
follows from this fact, together perhaps with one or more additional
assumptions, that there is objective value. | believe that value, besides
being objective, has at the same time intrinsic motivational force, and that
this combination is rendered possible only by a constructivist approach rather
than a realist approach to value. Only if value is in a suitable sense
'instituted by us' can it exhibit the aforesaid combination. The objectivity of value is
possible only given the presence of finality or purpose in nature (the
admissibility of final causes). The fact that reason is operative both in the
cognitive and in the practical spheres strongly suggests, if it does not prove,
that a constructivist approach is in order in at least some part of the
cognitive sphere as well as in the practical sphere: The adoption of a
constructivist approach makes possible, perhaps even demands, the
adoption of a stronger rather than merely a weaker version of rationalism. That
is to say, we can regard ourselves, qua rational beings, as called upon not
merely to have reasons for our beliefs (rationes cognoscendi) and also for
other attitudes like desires and intentions, but to allow and to search for,
reasons for things to bethe case (at least in that area of reality which is
constructed). Such reasons will be rationes essendi. It is obvious that
much of the terminology in which this programme is formulated is extremely
obscure. Any elucidation of it, and any defence of the claims involved which I
shall offer on this occasion, will have to wait until the second main section
of this Reply: for I shall need to invoke specifie theses within particular
departments of philosophy. I hope to engage, on other occasions, in a fuller
examination of these and kindred ideas. B. COMMENTARY ON RICHARDS
Richards devote most of their ingenious and perceptive attention to three or
four topics which they feel to be specially prominent in my work; to questions
about meaning, to questions in and about philosophical psychology, rationality,
and metaphysics, and finally to questions about value, including ethical
questions. I shall first comment on what they have to say about meaning, and
then in my concluding section I turn to the remaining topics. B1.
Meaning In the course of a penetrating treatment of the development of my
views on this topic, they list, in connection with what they see as the third
stage of this development three problems or objections to which my work might
be thought to give rise. I shall say something about each of these, though in
an altered order; I shall also add a fourth problem which I know some people have
regarded as acute, and I shall briefly re-emphasize some of the points about
the most recent developments in my thinking, which Richards have presented and
which may not be generally familiar. As a preliminary to enumerating the
question for discussion, I may remark that the treatment of the topic by
Richards seems to offer strong support to my thesis about the unity
(latitudinal unity) of philo-sophy: for the problems which emerge about meaning
are plainly problems in psychology and metaphysics, and I hope that as we
proceed it will become increasingly clear that these problems in turn are
inextricably bound up with the notion of value. (1) The first difficulty
relates to the alleged ly dubious admissibility of propositions as entities:
'In the explication of utterance-type meaning. what does the variable
"p" take as values? The values of "p" are theobjects of
meaning, intention, and belief-propositions, to call them by their traditional
name. But isn't one of the most central tasks of a theory of meaning to give an
account of what propositions are?.. + Much of the recent history of philosophy
of language consists of attacks on or defences of various conceptions of what a
proposition is, for the fundamental issue involved here is the relation of
thought and language to reality... How can Grice offer an explication of
utterance-type meaning that simply takes the notion of a proposition more or
less for granted?' A perfectly sound, though perhaps somewhat
superficial, reply to the objection as it is presented would be that in any
definition of meaning which I would be willing to countenance, the letters 'p',
q', etc. operate simply as 'gap signs; if they appear in a definiendum they
will reappear in the corresponding definiens. If someone were to advance the not
wholly plausible thesis that to feel F is just to have a Rylean agitation which
is caused by the thought that one is or might be F. it would surely be
ridiculous to criticize him on the grounds that he had saddled himself with an
ontological commitment to feelings, or to modes of feeling. If quantifiers are
covertly involved at all, they will only be universal quantifiers which could
in such a case as this be adequately handled by a substitutional account of
quantification. My situation vis-a-vis propositions is in no way
different. Moreover, if this last part of the cited objection is to be
understood as suggesting that philosophers have been most concerned with the
characterization of the nature of propositions with a view to using them, in
this or that way, as a key to the relationships between language. thought, and
reality, I rather doubt whether this claim is true, and if it is true, I would
regard any attempt to use propositions in such a manner as a mistake to which I
have never subscribed. Propositions should not, I think, be viewed as tools,
gimmicks, or bits of apparatus designed to pull off the metaphysical
conjuring-trick of relating language, thought, and reality. The furthest I
would be prepared to go in this direction would be to allow it as a possibility
that one or more substantive treatments of the relations between language,
thought, and reality might involve this notion of a proposition, and so might
rely on it to the extent that an inability to provide an adequate theoretical
treatment of propositions would undermine the enterprise within which they made
an appearance. It is, however, not apparent to me that any threat of this
kind of disaster hangs over my head. In my most recently published work
onmeaning (Meaning Revisited, 1981), I do in fact discuss the topic of the
correspondences to be looked for between language, thought, and reality, and
offer three suggestions about the ways in which, in effect, rational
enterprises could be defeated or radically hampered should there fail to be
correspondences between the members of any pair selected from this trio. I
suggest that without correspondences between thought and reality, individual
members of such fundamental important kinds of psychological states as desires
and beliefs would be unable to fulfil their theoretical role, purpose, or
function of explaining behaviour, and indeed would no longer be identifiable or
distinguishable from one another; that, without correspondences between
language and thought, communication, and so the rational conduct of life, would
be eliminated; and that without direct correspondence between language and
reality over and above any indirect correspondence provided for by the first
two suggestions, no generalized specification, as distinct from case-by-case
specification, of the conditions required for beliefs to correspond with
reality, that is to be true, would be available to us. So far as I can see, the
foregoing justification of this acceptance of the correspondences in question
does not in any obvious way involve a commitment to the reality of
propositions; and should it turn out to do so in some unobvious way perhaps as
a consequence of some unnoticed assumption —then the very
surreptitiousness of the commitment would indicate to me the likelihood that
the same commitment would be involved in any rational account of the relevant
subject matter, in which case, of course, the commitment would be ipso facto
justified. Indeed, the idea of an inescapable commitment to propositions
in no way frightens me or repels me; and if such a commitment would carry with
it an obligation to give an account of what propositions are, 1 think this
obligation could be discharged. It might, indeed, be possible to discharge it
in more than one way. One way would involve, as its central idea, focusing on a
primitive range of simple statements, the formulation of which would involve no
connectives or quantifiers, and treating each of these as 'expressing' a
propositional complex, which in such cases would consist of a sequence whose
elements would be first a general item (a set, or an attribute, according to
preference) and second a sequence of objects which might, or might not,
instantiate or belong to the first item. Thus the propositional complex
associated with the sentence, John is wise', might be thought of consisting of
a sequence whose first (general' member would be the set of wise persons, or
(alternatively) the attribute wisdom, and whose second('instantial' or
'particular") member would be John or the singleton of John; and the
sentence, 'Martha detests Mary', could be represented as expressing a
propositional complex which is a sequence whose first element is detestation
(considered either extensionally as a set or non-extensionally as an attribute)
and whose second element is a sequence composed of Martha and Mary, in that
order. We can define a property of factivity which will be closely allied to
the notion of truth! a (simple) propositional complex will be factive just in
case its two elements (the general and instantial elements) are related by the
appopriate predication relation, just in case (for example) the second element
is a member of the set (possesses the attribute) in which the first element
consists. Propositions may now be represented as each consisting of a
family of propositional complexes, and the conditions for family unity may be
thought of either as fixed or as variable in accordance with the context, This
idea will in a moment be expanded. The notorious difficulties to which
this kind of treatment gives rise will begin with the problems of handling
connectives and of handling quantification. In the present truncated context I
shall leave the first problem on one side, and shall confine myself to a few
sketchy remarks concerning quantification. A simple proposal for the treatment
of quantifiers would call for the assignment to each predicate, besides its
normal or standard extension, two special objects associated with quantifiers,
an 'altogether' object and a 'one-at-a-time' object; to the epithets
'grasshopper', ['boy', 'girl'], for example, will be assigned not only ordinary
individual objects like grasshoppers [boys, girls] but also such special
objects as the altogether grasshopper [boy, girl| and the one-al-a-time
grasshopper [boy, girlf. We shall now stipulate that an 'altogether'
special object satisfies a given predicate just in case every normal or
standard object associated with that special object satisfies the predicate in
question, and that a 'one-at-a-time' special object satisfies a predicate just
in case at least one of the associated standard objects satisfies that
predicate. So the altogether grasshopper will be green just in case every
individual grasshopper is green, and the one-at-a-time grasshopper will be
green just in case at least one individual grasshopper is green, and we can
take this pair of statements about special grasshoppers as providing us with
representations of (respec-lively) the statement that all grasshoppers are
green and the statement that some grasshopper is green. The apparatus
which I have just sketched is plainly not, as it stands, adequate to provide a
comprehensive treatment of quantification. Itwill not, for example, cope with
well-known problems arising from features of multiple quantification; it will
not deliver for us distinct representations of the two notorious (alleged)
readings of the statement 'Every girl detests some boy', in one of which
(supposedly) the universal quantifier is dominant with respect to scope, and in
the other of which the existential quantifier is dominant. To cope with this
problem it might be sufficient to explore, for semantic purposes, the device of
exportation, and to distinguish between, (i) 'There is some boy such that every
girl detests him', which attributes a certain property to the one-at-a-time
boy, and (ii) 'Every girl is such that she detests some boy', which attributes
a certain (and different) property to the altogether girl; and to note, as one
makes this move, that though exportation, when applied to statements about
individual objects, seems not to affect truth-value, whatever else may be its
semantic function, when it is applied to sentences about special objects it
may, and sometimes will, affect truth-value. But however effective this
particular shift may be, it is by no means clear that there are not further
demands to be met which would overtax the strength of the envisaged apparatus;
it is not, for example, clear whether it could be made adequate to deal with
indefinitely long strings of 'mixed' quanti-fiers. The proposal might also run
into objections of a more philosophical character from those who would regard
the special objects which it invokes as metaphysically disreputable.
Should an alternative proposal be reached or desired, I think that one (or,
indeed, more than one) is available. The one which I have immediately in mind
could be regarded as a replacement for, an extension of, or a reinterpretation
of the scheme just outlined, in accordance with whatever view is finally taken
of the potency and respectability of the ideas embodied in that scheme. The new
proposal, like its predeces-sor, will treat propositional complexes as
sequences, indeed as ordered pairs containing a subject-item and a
predicate-item, and will, there-fore, also like its predecessor, offer a
subject-predicate account of quantification. Unlike its predecessor, however,
it will not allow individual objects, like grasshoppers, girls, and boys, to
appear as elements in propositional complexes, such elements will always be
sets or attributes, Though less restrictive versions of this proposal are, I
think, available, I shall, for convenience, consider here only a set-theoretic
version. According to this version, we associate with the
subject-expression of a canonically formulated sentence a set of at least
second order. If thesubject expression is a singular name, its ontological
correlate will be the singleton of the singleton of the entity which bears that
name. The treatment of singular terms which are not names will be parallel, but
is here omitted. If the subject-expression is an indefinite quantificational
phrase, like 'some grasshopper', its ontological correlate will be the set of
all singletons whose sole element is an item belonging to the extension of the
predicate to which the indefinite modifier is attached; so the ontological
correlate of the phrase 'some grasshopper' will be the set of all singletons
whose sole element is an individual grasshopper. If the subject expression is a
universal quantificational phrase, like 'every grasshopper', its ontological
correlate will be the singleton whose sole element is the set which forms the
extension of the predicate to which the universal modifier is attached; thus
the correlate of the phrase 'every grasshopper' will be the singleton of
the set of grasshoppers. Predicates of canonically formulated sentences
are correlated with the sets which form their extensions. It now remains to
specify the predication-relation, that is to say, to specify the relation which
has to obtain between subject-element and predicate-element in a propositional
complex for that complex to be factive. A propositional complex will be factive
just in case its subject-element contains as a member at least one item which
is a subset of the predicate-element; so if the ontological correlate of the
phrase 'some grasshopper' (or, again, of the phrase every grasshopper')
contains as a member at least one subset of the ontological correlate of the
predicate 'x is green' (viz. the set of green things), then the propositional
complex directly associated with the sentence 'some grasshopper is green' (or
again with the sentence every grasshopper is green') will be factive. A
dozen years or so ago, I devoted a good deal of time to this second proposal,
and 1 convinced myself that it offered a powerful instrument which, with or
without adjustment, was capable of handling not only indefinitely long
sequences of 'mixed' quantificational phrases, but also some other less
obviously tractable problems which I shall not here discuss. Before moving on,
however, I might perhaps draw attention to three features of the proposal.
First, employing a strategy which might be thought of as Leibnizian, it
treats subject-elements as being of an order higher than, rather than an order
lower than, predicate elements. Second, individual names are in effect treated
like universal quantificational phrases, thus recalling the practice of
old-style traditional logic. Third, and most importantly, the account which is
offered is, initially, an account of propositional complexes, not of
propositions:as I envisage them, propositions will be regarded as families of
propositional complexes. Now the propositional complex directly associated with
the sentence 'Some grasshoppers are witty', will be both logically equivalent
to and numerically distinet from the propositional complex directly associated
with the sentence Not every grasshopper is not witty'; indeed for any given
propositional complex there will be indefinitely many propositional complexes
which are both logically equivalent to and also numerically distinct from the
original complex. The question of how tight or how relaxed are to be the
family ties which determine propositional identity remains to be decided, and
it might even be decided that the conditions for such identity would vary
according to context or purpose. It seems that there might be an approach
to the treatment of propositions which would, initially at least, be radically
different from the two proposals which I have just sketched. We might begin by
recalling that one of the stock arguments for the reality of propositions used
to be that propositions are needed to give us something for logic to be about;
sentences and thoughts were regarded as insufficient, since the laws of logic
do not depend on the existence of minds or of language. Now one might be
rendered specially well-disposed towards propositions if one espoused, in
general, a sort of Aristotelian view of theories, and believed that for any
particular theory to exist there has to be a class of entities, central to that
theory, the essential nature of which is revealed in, and indeed accounts for,
the laws of the theory in question. If our thought proceeds along these
lines, propositions might be needed not just as pegs (so to speak) for logical
laws to hang from, but as things whose nature determines the content of the
logical system. It might even be possible (as George Myro has suggested to me)
to maintain that more than one system proceeds from and partially exhibits the nature
of propositions; perhaps, for example, one system is needed to display
propositions as the bearers of logical properties and another to display them
in their role as contents, or objects of propositional attitudes. How such an
idea could be worked out in detail is far from clear; but whatever might be the
difficulties of implementa-tion, it is evident that this kind of approach would
seek to answer the question, "What are propositions?", not by
identificatory dissec tion but rather by pointing to the work that propositions
of their very nature do. 1 have little doubt that a proper assessment of
the merits of the various proposals now before us would require decisions on
somefundamental issues in metaphysical methodology. What, for example, determines
whether a class of entities achieves metaphysical respect-ability? What
conditions govern the admission to reality of the products of ontological
romancing? What is the relation, in metaphysical practice, between two possible
forms of identification and characterization, that which proceeds by dissection
and that which proceeds by specification of output? Are these forms of
procedure, in a given case, rivals or are they compatible and even, perhaps,
both mandatory? Two further objections cited by Richards may be presented
together (in reverse order), since they both relate to my treatment of the idea
of linguistic procedures'. One of these objections disputes my right, as a
philosopher, to trespass on the province of linguists by attempting to deliver
judgement, either in specific cases or even generally, on the existence of
basic procedures underlying other semantic procedures which are, supposedly,
derivative from them. The other objection starts from the observation that my
account of linguistic communication involves the attribution to
communicators of more or less elaborate inferential steps concerning the
procedures possessed and utilized by their conversational partners, notes that
these steps and the knowledge which, allegedly, they provide are certainly not
as a rule explicitly present to consciousness, and then questions whether any
satisfactory interpretation can be given of the idea that the knowledge
involved is implicit rather than explicit. Richards suggest that answers to
these objections can be found in my published and unpublished work.
Baldly stated, the reply which they attribute to me with respect to the first
of these objections is that the idea that a certain sort of reason-ing. which
Richards illustrate by drawing on as yet unpublished work, is involved in
meaning, is something which can be made plausible by philosophical methods-by
careful description, reflection, and delineation of the ways we talk and think'
(p. 13 of this book). Now I certainly hope that philosophical methods can be
effective in the suggested direction, which case, of course, the objections
would be at least partially answered. But I think that I would also aim at a
sharper and more ambitious response along the following lines. Certainly the
specification of some particular set of procedures as the set which governs the
use of some particular langauge, or even as a set which participates in the
governance of some group of languages, is a matter for linguists except in so
far as it may rely upon some ulterior and highly general principles. But there
may be general principles of this sort, principles perhaps which specify forms
of procedure which do,and indeed must, operate in the use of any language
whatsoever. Now one might argue for the existence of such a body of principles
on the basis of the relatively unexciting, and not unfamiliar, idea that, so
far as can be seen, our infinite variety of actual and possible linguistic
performances is feasible only if such performances can be organized in a
certain way, namely as issuing from some initial finite base of primitive
procedures in accordance with the general principles in question. One
might, however, set one's sights higher, and try to maintain that the presence
in a language, or at least in a language which is actually used, of a certain
kind of structure, which will be reflected in these general principles, is
guaranteed by metaphysical considerations, perhaps by some rational demand for
a correspondence between linguistic categories on the one hand and metaphysical,
or real categories on the other. I will confess to an inclination to go for the
more ambitious of these enterprises. As regards the second objection, I
must admit to being by no means entirely clear what reply Richards envisage me
as wishing to make, but I will formulate what seems to me to be the most likely
representation of their view. They first very properly refer to my discussion
of 'incomplete reasoning in my John Locke Lectures, and discover there some
suggestions which, whether or not they supply necessary conditions for the
presence of formally incomplete or implicit reasoning, cannot plausibly be
considered as jointly providing a sufficient condition; the suggested
conditions are that the implicit reasoner intends that there should be some valid
supplementation of the explicitly present material which would justify the
'conclusion' of the incomplete reasoning, together perhaps with a further
desire or intention that the first intention should be causally efficacious in
the generation of the reasoner's belief in the aforementioned conclusion.
Richards are plainly right in their view that so far no sufficient condition
for implicit reasoning has been provided; indeed, I never supposed that 1 had
succeeded in providing one, though I hope to be able to remedy this deficiency
by the (one hopes) not too distant time when a revised version of my John Locke
Lectures is published. Richards then bring to bear some further material from
my writings, and sketch, on my behalf, an argument which seems to exhibit the
following pattern: (I) That we should be equipped to form, and to recognize in
others, M-intentions is something which could be given a genitorial
justification; if the Genitor were constructing human beings with an eye to
their own good, the institution in us of a capacity to deployM-intentions would
be regarded by him with favour. (2) We do in fact possess the capacity to form,
and to recognize in others, M-intentions. The attribution of M-intentions
to others will at least sometimes have explanatory value with regard to their
behaviour, and so could properly be thought of as helping to fulfil a rational
desideratum. The exercise of rationality
takes place primarily or predominantly in the confirmation or revision of
previously established beliefs or practices; so it is reasonable to expect the
comparison of the actual with what is ideal or optimal to be standard procedure
in rational beings. (5) We have, in our repertoire of procedures available to
us in the conduct of our lives, the procedure of counting something which
approximates sufficiently closely to the fulfillment of a certain ideal or
optimum as actually fulfilling that ideal or optimum, the procedure (that is to
say) of deeming it to fulfil the ideal or optimum in question. So (6) it is
reasonable to attribute to human beings a readiness to deem people, who
approximate sufficiently closely in their behaviour to persons who have
ratiocinated about the M-intentions of others, to have actually ratiocinated in
that way. We do indeed deem such people to have so ratiocinated, though we do
also, when called upon, mark the difference between their deemed ratiocinations
and the 'primitive step-by-step variety of ratiocination, which provides us
with our ideal in this region, by characterizing the reasoning of the
'approximators' as implicit rather than explicit. Now whether or not it
was something of this sort which Richards had it in mind to attribute to me,
the argument as I have sketched it seems to me to be worthy of serious consideration;
it brings into play, in a relevant way, some pet ideas of mine, and exerts upon
me at least, some degree of seductive appeal. But whether I would be willing to
pass beyond sympathy to endorsement, I am not sure. There are too many issues
involved which are both crucially important and hideously under-explored, such
as the philosophical utility of the concept of deeming, the relations between
rational and pre-rational psychological states, and the general nature of
implicit thought. Perhaps the best thing for me to do at this point will be to
set out a line of argument which I would be inclined to endorse and leave it to
the reader to judge how closely what I say when speaking for myself
approximates to the suggested interpretation which I offer when speaking on
behalf of Richards. I would be prepared to argue that something like the
following sequence of propositions is true. (1) There is a range of cases
in which, so far from its being the casethat, typically, one first learns what
it is to be a @ and then, at the next stage, learns what criteria distinguish a
good o from a @ which is less good, or not good at all, one needs first to
learn what it is to be a good o, and then subsequently to learn what degree of
approximation to being a good o will qualify an item as a p; if the gap between
some item x and good ps is sufficently horrendous, then x is debarred from
counting as a @ at all, even as a bad p. I have elsewhere called concepts which
exhibit this feature value-oriented concepts. One example of a value-oriented
concept is the concept of reasoning: another, I now suggest, is that of
sentence. (2) It may well be that the existence of value-oriented
concepts (Ф.. Ф2. ...Ф.) depends on the prior
existence of pre-rational concepts (Фі, Ф2.. + • n), such that an item x qualifies for the application of the
concept a if and only if a satisfies a rationally-approved form or version of
the corresponding pre-rational concept '. We have a (primary) example of a step
in reasoning only if we have a transition of a certain rationally approved kind
from one thought or utterance to another. If p is value-oriented concept
then a potentiality for making or producing ds is ipso facto a potentiality for
making or producing good ps, and is therefore dignified with the title of a
capacity; it may of course be a capacity which only persons with special ends
or objectives. like pick-pockets, would be concerned to possess. I am strongly inclined to
assent to a principle which might be called a Principle of Economy of Rational
Effort. Such a principle would state that where there is a ratiocinative
procedure for arriving rationally at certain outcomes, a procedure which, because
it is ratiocinative, will involve an expenditure of time and energy, then if
there is a non-ratiocinative, and so more economical procedure which is likely,
for the most part, to reach the same outcomes as the ratiocinative procedure,
then provided the stakes are not too high it will be rational to employ the
cheaper though somewhat less reliable non-ratiocinative procedure as a
substitute for ratiocination. I think this principle would meet with Genitorial
approval, in which case the Genitor would install it for use should opportunity
arise. On the assumption that it is
characteristic of reason to operate on pre-rational states which reason
confirms, revises, or even (some-times) eradicates, such opportunities will
arise, provided the rational creatures can, as we can, be trained to modify the
relevant pre-rational states or their exercise, so that without actual
ratiocination the creatures can be more or less reliably led by those
pre-rational states to the thoughts or actions which reason would endorse were
it invoked; with the result that the creatures can do, for the most part, what
reason requires without, in the particular case, the voice of reason being
heard. Indeed in such creatures as ourselves the ability to dispense in this
way with actual ratiocination is taken to be an excellence: The more
mathematical things I can do correctly without engaging in overt mathematical
reasoning, the more highly I shall be regarded as a mathematician. Similar
considerations apply to the ability to produce syntactico-semantically
satisfactory utterances without the aid of a derivation in some syntactico-semantic
theory. In both cases the excellence which 1 exhibit is a form of judgement: I
am a good judge of mathematical consequences or of satisfactory
utterances. That ability to produce,
without the aid of overt ratiocination, transitions which accord with approved
standards of inference does not demand that such ratiocination be present in an
unconscious or covert form; it requires at most that our propensity to produce
such transitions be dependent in some way upon our acquisition or possession of
a capacity to reason explicitly, Similarly, our ability to produce satisfactory
utterances does not require a subterranean ratiocination to account for their
satisfactory character; it needs only to be dependent on our learning of, or
use of, a rule-governed language. There are two kinds of magic travel. In one
of these we are provided with a magic carpet which transports us with
supernatural celerity over a route which may be traversed in more orthodox
vehicles; in the other, we are given a magic lamp from which, when we desire
it, a genie emerges who transports us routelessly from where we are to where we
want to go. The exercise of judgement may perhaps be route-travelling like the
first: but may also be routeless like the second. But problems still remain.
Deductive systems concocted by professional logicians vary a good deal as
regards their intuitiveness: but with respect to some of them (for example,
some suitably chosen system of natural deduction) a pretty good case could be
made that they not only generate for us logically valid inferences, but do so
in a way which mirrors the procedures which we use in argument in the simplest
or most fundamental cases. But in the case of linguistic theories even the more
intuitive among them may not be in a position to make a corresponding claim
about the production of admissible utterances. They might be able to claim to
generate (more or less) the infinite class of admissible sentences, together
with acceptable interpretations ofeach (though even this much would be a
formidable claim); but such an achievement would tell us nothing about how we
arrive at the produc tion of sentences, and so might be thought to lack
explanatory force. That deficiency might be thought to be remediable only
if the theory reflects, more or less closely, the way or ways in which we
learn, select. and criticize linguistic performances; and here it is clear
neither what should be reflected nor what would count as reflecting it.
There is one further objection, not mentioned by Richards, which seems to me to
be one to which I must respond. It may be stated thus: One of the leading
ideas in my treatment of meaning was that meaning Is not to be regarded
exclusively, or even primarily, as a feature of language or of linguistic utterances;
there are many instances of non-linguistic vehicles of communication, mostly
unstructured but sometimes exhibiting at least rudimentary structure; and my
account of meaning was designed to allow for the possibility that
non-linguistic and indeed non-conventional 'utterances', perhaps even
manifesting some degree of structure, might be within the powers of creatures
who lack any linguistic or otherwise conventional apparatus for communication,
but who are not thereby deprived of the capacity to mean this or that by things
they do. To provide for this possibility, it is plainly necessary that the key
ingredient in any representation of meaning, namely intending. should be a
state the capacity for which does not require the possession of a language. Now
some might be unwilling to allow the possibility of such pre-linguistic
intending. Against them, I think I would have good prospects of winning the
day; but unfortunately a victory on this front would not be enough. For, in a
succession of increasingly elaborate moves designed to thwart a sequence of
Schifferian counter-examples. I have been led to restrict the intentions which
are to constitute utterer's meaning to M-intentions; and, whatever might be the
case in general with regard to intending, M-intending is plainly too
sophisticated a state to be found in a language-destitute creature. So the
unavoidable rearguard actions seem to have undermined the raison-d'etre of the
campaign. A brief reply will have to suffice; a full treatment would
require delving deep into crucial problems concerning the boundaries between
vicious and innocuous circularity, to which I shall refer again a little later.
According to my most recent speculations about meaning, one should distinguish
between what I might call the factual character of an utterance
(meaning-relevant features which are actually present in the utterance), and
what I might call its titular character (the nestedM-intention which is deemed
to be present). The titular character is infinitely complex, and so cannot be
actually present in toto; in which case to point out that its inconceivable
actual presence would be possible, or would be detectable, only via the use of
language would seem to serve little purpose. At its most meagre, the factual
character will consist merely in the pre-rational counterpart of meaning, which
might amount to no more than making a certain sort of utterance in order
thereby to get some creature to think or want some particular thing, and this
condition seems to contain no reference to linguistic expertise. Maybe in some
less straightforward instances of meaning there will be actually present
intentions whose feasibility as intentions will demand a capacity for the use
of language. But there can be no advance guarantee when this will be so, and it
is in any case arguable that the use of language would here be a practically
indispensable aid to thinking about relatively complex intentions, rather than
an element in what is thought about. B2. Metaphysies, Philosophical
Psychology, and Value In this final section of my Reply to Richards, I
shall take up, or take off from, a few of the things which they have to say
about a number of fascinating and extremely important issues belonging to the
chain of disciplines listed in the title of this section. I shall be concerned
less with the details of their account of the various positions which they see
me as maintaining than with the kind of structure and order which, albeit in an
as yet confused and incomplete way I think I can discern in the disciplines
themselves and, especially, in the connection between them. Any proper
discussion of the details of the issues in question would demand far more time
than I have at my disposal; in any case it is my intention, if I am spared, to
discuss a number of them, at length, in future writings. I shall be concerned
rather to provide some sort of picture of the nature of metaphysics, as I see
it, and of the way or ways in which it seems to me to underlie the other
mentioned disciplines. I might add that something has already been said in the
previous section of this Reply about philosophical psychology and rationality,
and that general questions about value, including metaphysical questions, were
the topic of my 1983 Carus lectures. So perhaps I shall be pardoned if here 1
concentrate primarily on metaphysics. I fear that, even when I am allowed the
advantage of operating within these limitations, what I have to say will be
programmatic and speculative rather than well-ordered and well-argued.At the
outset of their comments on my views concerning meta-physics, Richards say,
'Grice's ontological views are at least liberal'; and they document this
assertion by a quotation from my Method In Philosophical Psychology, in which I
admit to a taste for keeping open house for all sorts and conditions of
entities, just so long as when they come in they help with the housework.' I
have no wish to challenge their representation of my expressed position,
particularly as the cited passage includes a reference to the possibility that
certain sorts of entities might, because of backing from some transcendental
argument, qualify as entia realissima. The question I would like to raise is
rather what grounds are there for accepting the current conception of the
relationship between metaphysics and ontology. Why should it be assumed that
metaphysics consists in, or even includes in its domain, the programme of
arriving at an acceptable ontology? Is the answer merely that that enterprise
is the one, or a part of the one, to which the term "metaphysics' is
conventionally applied and so that a justification of this application cannot
be a philosophical issue? If this demand for a justified characterization
of metaphysics is to be met, I can think of only one likely strategy for
meeting it. That will be to show that success within a certain sort of
philosophical under-taking, which I will with striking originality call First
Philosophy, is needed if any form of philosophy, or perhaps indeed any form of
rational enquiry, is to be regarded as feasible or legitimate, and that the
contents of First Philosophy are identical with, or at least include, what are
standardly regarded as the contents of metaphysics! I can think of two routes
by which this result might be achieved, which might well turn out not to be
distinct from one another. One route would perhaps involve taking seriously the
idea that if any region of enquiry is to be successful as a rational
enterprise, its deliverance must be expressable in the shape of one or another
of the possibly different types of theory; that characterizations of the nature
and range of possible kinds of theory will be needed; and that such a body of
characterization must itself be the outcome of rational enquiry, and so must
itself exemplify whatever requirements it lays down for theories in general; it
must itself be expressible as a theory, to be called (if you like)
Theory-theory. The specification and justification of the ideas and material
presupposed by any theory, whether such account falls within or outside the
bounds of Theory-theory, would be properly called First Philosophy, and
might • In these reflections I have derived much benefit from discussions
with Alan Code.turn out to relate to what is generally accepted as belonging to
the subject matter of metaphysics. It might, for example, turn out to be
establishable that every theory has to relate to a certain range of subject
items, has to attribute to them certain predicates or attributes, which in turn
have to fall within one or another of the range of types or categories. In this
way, the enquiry might lead to recognized metaphysical topics, such as the
nature of being, its range of application, the nature of predication and a
systematic account of categories. A second approach would focus not on
the idea of the expressibility of the outcomes of rational enquiry in theories
but rather on the question of what it is, in such enquiries, that we are
looking for, why they are of concern to us. We start (so Aristotle has told us)
as laymen with the awareness of a body of facts; what as theorists we strive
for is not (primarily) further facts, but rational knowledge, or understanding,
of the facts we have, together with whatever further facts our investigations
may provide for us. Metaphysics will have as its concern the nature and
realizability of those items which are involved in any successful pursuit of
understanding; its range would include the nature and varieties of explanation
(as offered in some modification of the Doctrine of Four Causes), the acceptability
of principles of logic, the proper standards of proof, and so on. I have
at this point three comments to make. First, should it be the case that, (1)
the foregoing approach to the conception of metaphysics is found acceptable,
(2) the nature of explanation and (understood broadly) of causes is a
metaphysical topic, and (3) that Aristotle is right (as I suspect he is) that
the unity of the notion of cause is analogi-cal in character, then the general
idea of cause will rest on its standard particularizations, and the particular
ideas cannot be reached as specifications of an antecedent genus, for there is
no such genus, In that case, final causes will be (so to speak) foundation
members of the cause family, and it will be dubious whether their title as
causes can be disputed. Second, it seems very likely that the two
approaches are in fact not distinct; for it seems plausible to suppose that
explanations, if fully rational, must be systematic and so must be expressible
in theories. Conversely, it seems plausible to suppose that the function
of theories is to explain, and so that whatever is susceptible to theoretical
treatment is thereby explained. Third, the most conspicuous difficulty
about the approach which I have been tentatively espousing seems to me to be
that we may be in danger of being given more than we want to receive; we are
not, forexample, ready to regard methods of proof or the acceptability of
logical principles as metaphysical matters and it is not clear how such things
are to be excluded. But perhaps we are in danger of falling victims to a
confusion, Morality, as such, belongs to the province of ethics and does not
belong to the province of metaphysics. But, as Kant saw (and I agree with him),
that does not preclude there being metaphysical questions which arise about
morality. In general, there may be a metaphysics of X without it being the case
that X is a concept or item which belongs to metaphysics. Equally, there may be
metaphysical questions relating to proof or logical principles without it being
the case that as such proof or logical principles belong to metaphysics. It
will be fair to add, however, that no distinction has yet been provided, within
the class of items about which there are metaphysical questions, between those
which do and those which do not belong to metaphysics. The next element
in my attitude towards metaphysics to which I would like to draw attention is
my strong sympathy for a constructivist approach. The appeal of such an
approach seems to be to lie essentially in the idea that if we operate with the
aim of expanding some set of starting points, by means of regulated and fairly
well-defined procedures, into a constructed edifice of considerable complexity,
we have better prospects of obtaining the explanatory richness which we need
than if, for example, we endeavour to represent the seeming wealth of the world
of being as reducible to some favoured range of elements. That is, of course, a
rhetorical plea. but perhaps such pleas have their place. But a
constructivist methodology, if its title is taken seriously, plainly has its
own difficulties. Construction, as normally understood, requires one or more
constructors; so far as a metaphysical construction is concerned, who does the
constructing? *We"? But who are we and do we operate separately or
conjointly, or in some other way? And when and where are the acts of
construction performed, and how often? These troublesome queries are
reminiscent of differences which arose, I believe, among Kantian commentators,
about whether Kant's threefold synthesis (perhaps a close relative of
construction) is (or was) a datable operation or not. I am not aware that they
arrived at a satisfactory solution. The problem becomes even more acute when we
remember that some of the best candidates for the title of constructed
entities, for example numbers, are supposed to be eternal, or at least
timeless. How could such entities have construction dates? Some relief
may perhaps be provided if we turn our eyes towardsthe authors of fiction, My
next novel will have as its hero one Caspar Winebibber, a notorious English
highwayman born (or so 1 shall say) in 1764 and hanged in 1798, thereby ceasing
to exist long before sometime next year, when I create (or construct) him. This
mind-boggling situation will be dissolved if we distinguish between two
different occurrences; first, Caspar's birth (or death) which is dated to 1764
(or 1798), and second, my creation of Caspar, that is to say my making it in
1985 fictionally true that Caspar was born in 1764 and died in 1798. Applying
this strategem to metaphysics, we may perhaps find it tolerable to suppose that
a particular great mathematician should in 1968 make it true that (let us say)
ultralunary numbers should exist timelessly or from and to eternity. We might
even, should we so wish, introduce a 'depersonalized" (and
"detemporalized') notion of construction; in which case we can say that in
1968 the great mathe. matician, by authenticated construction, not only
constructed the timeless existence of ultralunary numbers but also thereby
depersonalized and detemporalized construction of the timeless existence of
ultra-lunary numbers, and also the depersonalized construction of the
depersonalized construction of ... ultralunary numbers. In this way, we might
be able, in one fell swoop, to safeguard the copyrights both of the
mathematician and eternity. Another extremely important aspect of my
conception of metaphysical construction (creative metaphysical thinking) is
that it is of its nature revisionary or gradualist in character. It is not just
that, since metaphysics is a very difficult subject, the best way to proceed is
to observe the success and failures of others and to try to build further
advance upon their achievements. It is rather that there is no other way of
proceeding but the way of gradualism. A particular bit of metaphysical
construction is possible only on the basis of some prior material; which must
itself either be the outcome of prior constructions, or perhaps be something original
and unconstructed. As I see it. gradualism enters in in more than one
place. One point of entry relates to the degree of expertise on the theorist or
investigator. In my view, It is incumbent upon those whom Aristotle would have
called 'the wise' in metaphysics, as often elsewhere, to treat with respect and
build upon the opinions and the practices of the many'; and any intellectualist
indignation at the idea of professionals being hamstrung by amateurs will
perhaps be seen as inappropriate when it is reflected that the amateurs are
really (since personal identities may be regarded as irrele-vant) only
ourselves (the professionals) at an earlier stage; there are notthe authors of
fiction, My next novel will have as its hero one Caspar Winebibber, a notorious
English highwayman born (or so 1 shall say) in 1764 and hanged in 1798, thereby
ceasing to exist long before sometime next year, when I create (or construct)
him. This mind-boggling situation will be dissolved if we distinguish between
two different occurrences; first, Caspar's birth (or death) which is dated to
1764 (or 1798), and second, my creation of Caspar, that is to say my making it
in 1985 fictionally true that Caspar was born in 1764 and died in 1798.
Applying this strategem to metaphysics, we may perhaps find it tolerable to
suppose that a particular great mathematician should in 1968 make it true that
(let us say) ultralunary numbers should exist timelessly or from and to
eternity. We might even, should we so wish, introduce a 'depersonalized"
(and "detemporalized') notion of construction; in which case we can say
that in 1968 the great mathe. matician, by authenticated construction, not only
constructed the timeless existence of ultralunary numbers but also thereby
depersonalized and detemporalized construction of the timeless existence of
ultra-lunary numbers, and also the depersonalized construction of the
depersonalized construction of ... ultralunary numbers. In this way, we might
be able, in one fell swoop, to safeguard the copyrights both of the
mathematician and eternity. Another extremely important aspect of my
conception of metaphysical construction (creative metaphysical thinking) is
that it is of its nature revisionary or gradualist in character. It is not just
that, since metaphysics is a very difficult subject, the best way to proceed is
to observe the success and failures of others and to try to build further
advance upon their achievements. It is rather that there is no other way of
proceeding but the way of gradualism. A particular bit of metaphysical
construction is possible only on the basis of some prior material; which must
itself either be the outcome of prior constructions, or perhaps be something
original and unconstructed. As I see it. gradualism enters in in more than
one place. One point of entry relates to the degree of expertise on the
theorist or investigator. In my view, It is incumbent upon those whom Aristotle
would have called 'the wise' in metaphysics, as often elsewhere, to treat with
respect and build upon the opinions and the practices of the many'; and any
intellectualist indignation at the idea of professionals being hamstrung by
amateurs will perhaps be seen as inappropriate when it is reflected that the
amateurs are really (since personal identities may be regarded as irrele-vant)
only ourselves (the professionals) at an earlier stage; there are nottwo
parties, like Whigs and Tories, or nobles and the common people, but rather one
family of speakers pursuing the life of reason at different stages of development;
and the later stages of development depend upon the ealier ones.
Gradualism also comes into play with respect to theory develop-ment. A
characteristic aspect of what I think of as a constructivist approach towards
theory development involves the appearance of what I call overlaps'. It may be
that a theory or theory-stage B, which is to be an extension of theory or
theory-stage A, includes as part of itself linguistic or conceptual apparatus
which provides us with a restatement of all or part of theory A, as one segment
of the arithmetic of positive and negative integers provides us with a
restatement of the arithmetic of natural numbers. But while such an overlap may
be needed to secure intelligibility for theory B, theory B would be pointless unless
its expressive power transcended that of theory A, unless (that is to say) a
further segment of theory B lay beyond the overlap. Gradualism sometimes
appears on the scene in relation to stages exhibited by some feature attaching
to the theory as a whole, but more often perhaps in relation to stages
exemplified in some department of, or some category within, the theory. We can
think of metaphysics as involving a developing sequence of metaphysical
schemes; we can also locate developmental features within and between
particular metaphysical categories. Again, I regard such developmental
features not as accidental but as essential to the prosecution of metaphysics.
One can only reach a proper understanding of metaphysical concepts like law or
cause if one sees, for example, the functional analogy, and so the
developmental connection, between natural laws and non-natural laws (like those
of legality or morality). "How is such and such a range of uses of the
word (the concept) x to be rationally generated?' is to my mind a type of
question which we should continually be asking. I may now revert to a
question which appeared briefly on the scene a page or so ago. Are we, if we
lend a sympathetic ear to con-structivism, to think of the metaphysical world as
divided into a constructed section and a primitive, original, unconstructed
section? I will confess at once that I do not know the answer to this question.
The forthright contention that if there is a realm of constructs there has to
be also a realm of non-constructs to provide the material upon which the
earliest ventures in construction are to operate, has its appeal, and I have
little doubt that I have been influenced by it. But I am by no means sure that
it is correct. I am led to this uncertainty initially by thefact that when I
ask myself what classes of entities I would be happy to regard as original and
unconstructed, I do not very readily come up with an answer. Certainly not
common objects like tables and chairs; but would I feel better about stuffs like
rock or hydrogen, or bits thereof? I do not know, but I am not moved towards
any emphatic yes!' Part of my trouble is that there does not seem to me to be
any good logical reason calling for a class of ultimate non-construets. It
seems to me quite on the cards that metaphysical theory, at least when it is
formally set out, might consist in a package of what I will call ontological
schemes in which categories of entities are constructively ordered, that all or
most of the same categories may appear within two different schemes with
different ordering, what is primitive in one scheme being non-primitive in the
other, and that this might occur whether the ordering relations employed in the
construction of the two schemes were the same or different. We would then have
no role for a notion of absolute primitiveness. All we would use would be the
relative notion of primitiveness-with-respect-to-a-scheme. There might indeed
be room for a concept of authentic or maximal reality: but the application of
this concept would be divorced from any concept of primitiveness, relative or
absolute, and would be governed by the availability of an argument, no doubt
transcendental in character, showing that a given category is mandatory, that a
place must be found for it in any admissible ontological scheme. I know of no
grounds for rejecting ideas along these lines. The complexities
introduced by the possibility that there is no original, unconstructed, area of
reality, together with a memory of the delicacy of treatment called for by the
last of the objections to my view on the philosophy of language, suggest that
debates about the foundations of metaphysics are likely to be peppered with
allegations of circu-larity: and I suspect that this would be the view of any
thoughtful student of metaphysics who gave serious attention to the methodology
of his discipline. Where are the first principles of First Philosophy to come
from, if not from the operation, practised by the emblematic pelican, of
lacerating its own breast. In the light of these considerations it seems to me
to be of the utmost importance to get clear about the nature and forms of real
or apparent circularity, and to distinguish those forms, if any, which are
innocuous from those which are deadly. To this end I would look for a
list, which might not be all that different from the list provided by
Aristotle, of different kinds, or interpretations, of the idea of priority with
a view to deciding when the suppositionthat A is prior to B allow or disallows
the possibility that B may also be prior to A, either in the same, or in some
other, dimension of priority. Relevant kinds of priority would perhaps
include logical priority. definitional or conceptual priority, epistemic
priority, and priority in respect of value. I will select two examples, both
possibly of philosophical interest, where for differing m and n, it might be
legitimate to suppose that the prioritym of A to B would not be a barrier to
the priorityn of B to A. It seems to me not implausible to hold that, in respect
of one or another version of conceptual priority, the legal concept of right is
prior to the moral concept of right: the moral concept is only understandable
by reference to, and perhaps is even explicitly definable in terms of, the
legal concept. But if that is so, we are perhaps not debarred from regarding
the moral concept as valua-tionally prior to the legal concept; the range of
application of the legal concept ought to be always determined by criteria
which are couched in terms of the moral concept. Again, it might be important
to distinguish two kinds of conceptual priority, which might both apply to one
and the same pair of items, though in different directions. It might be,
perhaps, that the properties of sense-data, like colours (and so sense-data
themselves), are posterior in one sense to corresponding properties of material
things, (and so to material things themselves); properties of material things,
perhaps, render the properties of sense-data intelligible by providing a
paradigm for them. But when it comes to the provision of a suitably motivated
theory of material things and their properties, the idea of making these
definitionally explicable in terms of sense-data and their properties may not
be ruled out by the holding of the aforementioned conceptual priority in the
reverse direction. It is perhaps reasonable to regard such fine distinction as
indispensable if we are to succeed in the business of pulling ourselves up by
our own bootstraps. In this connection it will be relevant for me to reveal
that I once invented (though I did not establish its validity) a principle
which I labelled as Bootstrap. The principle laid down that when one is
introducing the primitive concepts of a theory formulated in an object
language, one has freedom to use any battery of concepts expressible in the
meta-language, subject to the condition that counterparts of such concepts are
subsequently definable or otherwise derivable in the object-language. So the
more economically one introduces the primitive object-language concepts, the
less of a task one leaves oneself for the morrow. I must now turn to a
more direct consideration of the question ofhow metaphysical principles are
ultimately to be established. A prime candidate is forthcoming, namely a special
metaphysical type of argu-ment, one that has been called by Kant and by various
other philosophers since Kant a transcendental argument. Unfortunately it is by
no means clear to me precisely what Kant, and still less what some other
philosophers, regard as the essential character of such an argu-ment. Some, I
suspect, have thought of a transcendental argument in favour of some thesis or
category of items as being one which claims that if we reject the thesis or
category in question, we shall have to give up something which we very much
want to keep; and the practice of some philosophers, including Kant, of hooking
transcendental argument to the possibility of some very central notion, such as
experience or knowledge, or (the existence of) language, perhaps lends some
colour to this approach. My view (and my view of Kant) takes a different tack.
One thing which seems to be left out in the treatments of transcendental
argument just mentioned is the idea that Transcendental Argument involves the
suggestion that something is being undermined by one who is sceptical about the
conclusion which such an argument aims at establishing. Another thing which is
left out is any investigation of the notion of rationality, or the notion of a
rational being. Precisely what remedy I should propose for these
omissions is far from clear to me; I have to confess that my ideas in this
region of the subject are still in a very rudimentary state. But I will do the
best I can. I suspect that there is no single characterization of
Transcendental Arguments which will accommodate all of the traditionally
recognized specimens of the kind; indeed, there seem to me to be at least three
sorts of argument-pattern with good claims to be dignified with the title of
Transcendental. (1) One pattern fits Descartes's cogito argument, which
Kant himself seems to have regarded as paradigmatic. This argument may be
represented as pointing to a thesis, namely his own existence, to which a real
or pretended sceptic is thought of as expressing enmity, in the form of doubt;
and it seeks to show that the sceptic's procedure is self. destructive in that
there is an irresoluble conflict between, on the one hand, what the sceptic is
suggesting (that he does not exist), and on the other hand the possession by
his act of suggesting, of the illocutionary character (being the expression of
a doubt) which it not only has but must, on the account, be supposed by the
sceptic to have. It might, in this case, be legitimate to go on to say that the
expression of doubt cannot be denied application, since without the capacity
for the expression ofdoubt the exercise of rationality will be impossible; but
while this addition might link this pattern with the two following patterns, it
does not seem to add anything to the cogency of the argument. Another pattern of argument
would be designed for use against applications of what I might call
'epistemological nominalism'; that is against someone who proposes to admit ys
but not xs on the grounds that epistemic justification is available for ys but not
for anything like xs, which supposedly go beyond ys; we can, for example, allow
sense-data but not material objects, if they are thought of as 'over and above'
sense-data; we can allow particular events but not, except on some minimal
interpretation, causal connections between events. The pattern of argument
under consideration would attempt to show that the sceptic's at first sight
attractive caution is a false economy; that the rejection of the
'over-and-above' entities is epistemically destructive of the entities with
which the sceptic deems himself secure; if material objects or causes go,
sense-data and datable events go too. In some cases it might be possible to
claim, on the basis of the lines of the third pattern of argument, that not
just the minimal categories, but, in general, the possibility of the exercise
of rationality will have to go. A third pattern of argument might contend from the
outset that if such-and-such a target of the sceptic were allowed to fall, then
something else would have to fall which is a pre-condition of the exercise of
rationality; it might be argued, for example, that some sceptical thesis would
undermine freedom, which in turn is a pre-condition of any exercise of
rationality whatsoever. It is plain that arguments of this third type might
differ from one another in respect of the particular pre-conditon of
rationality which they brandished in the face of a possible sceptic. But it is
possible that they might differ in a more subtle respect. Some less ambitious
arguments might threaten a local breakdown of rationality, a breakdown in some
particular area. It might hold, for instance, that certain sceptical positions
would preclude the possibility of the exercise of rationality in the practical
domain. While such arguments may be expected to carry weight with some
philosophers, a really doughty sceptic is liable to accept the threatened
curtailment of rationality; he may, as Hume and those who follow him have done,
accept the virtual exclusion of reason from the area of action. The threat,
however, may be of a total breakdown of the possibility of the exercise of
rationality; and here even the doughty sceptic might quail, on pain of losing
his audience if he refuses to quail.A very important feature of these varieties
of 'transcendental argument (though I would prefer to abandon the term
'transcendental and just call them 'metaphysical arguments') may be their
connection with practical argument. In a broadened sense of 'practical', which
would relate not just to action but also to the adoption of any attitude or
stance which is within our rational control, we might think of all argument,
even alethic argument, as practical perhaps with the practical tail-piece
omitted; alethic or evidential argument may be thought of as directing us to
accept or believe some proposition on the grounds that it is certain or likely
to be true. But sometimes we are led to rational acceptance of a proposition
(though perhaps not to belief in it) by considerations other than the
likelihood of its truth. Things that are matters of faith of one sort of
another, like fidelity of one's wife or the justice of one's country's cause,
are typically not accepted on evidential grounds but as demands imposed by
loyalty or patriotism; and the arguments produced by those who wish us to have
such faith may well not be silent about this fact. Metaphysical argument and
acceptance may exhibit a partial analogy with these examples of the acceptance
of something as a matter of faith. In the metaphysical region, too, the
practical aspect may come first; we must accept such and such thesis or else
face an intolerable breakdown of rationality. But in the case of metaphysical
argument the threatened calamity is such that the acceptance of the thesis
which avoids it is invested with the alethic trappings of truth and evidential
respectability. Proof of the pudding comes from the need to eat it, not vice
versa. These thoughts will perhaps allay a discomfort which some people,
including myself, have felt with respect to transcendental arguments. It has
seemed to me, in at least some cases, that the most that such arguments could
hope to show is that rationality demands the acceptance, not the truth, of this
or that thesis. This feature would not be a defect if one can go on to
say that this kind of demand for acceptance is sufficient to confer truth on
what is to be accepted. It is now time for me to turn to a consideration
of the ways in which metaphysical construction is effected, and I shall attempt
to sketch three of these. But before I do so, I should like to make one or two
general remarks about such construction routines. It is pretty obvious that
metaphysical construction needs to be disciplined, but this is not because
without discipline it will be badly done, but because without discipline it
will not be done at all. The list of available routines determines what
metaphysical construction is; so it is no accident that itemploys these
routines. This reflection may help us to solve what has appeared to me, and to
others, as a difficult problem in the methodology of metaphysics, namely, how
are we to distinguish metaphysical construction from scientific construction of
such entities as electrons or quarks? What is the difference between hypostasis
and hypothesis? Tha answer may lie in the idea that in metaphysical
construction, including hypostasis, we reach new entities (or in some cases,
perhaps, suppose them to be reachable) by application of the routines which are
essential to metaphysical construction; when we are scientists and hypothesize,
we do not rely on these routines at least in the first instance; if at a later
stage we shift our ground, that is a major theoreti. cal change. I shall
first introduce two of these construction routines; before I introduce the
third I shall need to bring in some further material, which will also be
relevant to my task in other ways. The first routine is one which I have
discussed elsewhere, and which I call Humean Projection. Something very
like it is indeed described by Hume, when he talks about "the mind's
propensity to spread itself on objects'; but he seems to regard it as a source,
or a product, of confusion and illusion which, perhaps, our nature renders
unavoidable, rather than as an achievement of reason. In my version of the
routine, one can distinguish four real or apparent stages, the first of which,
perhaps, is not always present. At this first stage we have some initial
concept, like that expressed by the word 'or' or "not', or (to take a concept
relevant to my present under-takings) the concept of value. We can think of
these initial items as, at this stage, intuitive and unclarified elements in
our conceptual vocabu-lary. At the second stage we reach a specific mental
state, in the specification of which it is possible though maybe not necessary
to use the name of the initial concept as an adverbial modifier, we come to
'or-thinking' (or disjoining), "not-thinking' (or rejecting, or denying),
and 'value-thinking' (or valuing, or approving). These specific states
may be thought of bound up with, and indeed as generating, some set of
responses to the appearance on the scene of instantiation of the initial
concepts. At the third stage, reference to these specific states is replaced by
a general (or more general) psychologial verb together with an operator
corresponding to the particular specific stage which appears within the scope
of the general verb, but is still allowed only maximal scope within the
complement of the verb and cannot appear in sub-clauses. So we find reference
to "thinking p or q' or 'thinking it valuable to learn Greek'. At the
fourth and last stage, the restriction imposedby the demand that the operators
at stage three should be scope-dominant within the complement of the accompanying
verb is removed; there is no limitation on the appearance of the operation in
subordinate clauses. With regard to this routine I would make five
observations: The employment of this routine may be expected to deliver for us, as its
end-result, concepts (in something like a Fregean sense of the word) rather
than objects. To generate objects we must look to other routines. The provision, at the fourth
stage, of full syntactico-semantical freedom for the operators which correspond
to the initial concepts is possible only via the provision of truth-conditions,
or of some different but analogous valuations, for statements within which the
operators appear. Only thus can the permissible complexities be made
intelligible. Because of (2), the difference
between the second and third stages is apparent rather than real. The third
stage provides only a notational variant of the second stage, at least unless
stage four is also reached. It is important to recognize that the development, in
a given case, of the routine must not be merely formal or arbitrary. The
invocation of a subsequent stage must be exhibited as having some point or
purpose, as (for example) enabling us to account for something which needs to
be accounted for. Subject to these provisos,
application of this routine to our initial concept (putting it through the
mangle') does furnish one with a metaphysical reconstruction of that concept;
or, if the first stage is missing, we are given a metaphysical construction of
a new concept. The second construction routine harks back to Aristotle's
treatment of predication and categories, and I will present my version of it as
briefly as I can. Perhaps its most proper title would be Category Shift, but
since I think of it as primarily useful for introducing new objects, new
subjects of discourse, by a procedure reminiscent of the linguists' operation
of nominalization, I might also refer to it as sub-jectification (or, for that
matter, objectification). Given a class of primary subjects of discourse,
namely substances, there are a number of *slots' (categories) into which
predicates of these primary subjects may fit; one is substance itself
(secondary substance), in which case the predication is intra-categorial and
essential; and there are others into which the predicates assigned in
non-essential or accidental predication may fall; the list of these would
resemble Aristotle's list of quality,quantity, and so forth. It might be,
however, that the members of my list, perhaps unlike that of Aristotle, would
not be fully co-ordinate: the development of the list might require not one
blow but a succession of blows; we might for example have to develop first the
category of arbitrary. It has to be properly motivated; if it is not, perhaps
it fails to (quantity) and non-quantitative attribute (quality), or again the
category of event before the subordinate category of action. Now though
substances are to be the primary subjects of predication, they will not be the
only subjects. Derivatives of, or conversions of, items which start life (so to
speak) as predicable, in one non-substantial slot or another, of substances,
may themselves come to occupy the first slot; they will be qualities of, or
quantities of, a particular type or token of substantials: not being qualities
or quantities of substances, they will not be qualities or quantities
simpliciter. (It is my suspicion that only for substances, as subjects, are all
the slots filled by predicable items.) Some of these substantials which are not
substances may derive from a plurality of items from different original
categories; events, for example, might be complex substantials deriving from a
substance, an attribute, and a time. My position with regard to the
second routine runs parallel to my position with regard to the first, in that
here too I hold strongly to the opinion that the introduction of a new category
of entities must not be arbitrary. It has to be properly motivated; if it is
not, perhaps it fails to be a case of entity-construction altogether, and
becomes merely a way of speaking. What sort of motivation is called for is not
immediately clear; one strong candidate would be the possibility of opening up
new applications for existing modes of explanation: it may be, for example,
that the substantial introduction of abstract entities, like properties, makes
possible the application to what Kneale called secondary induc-tion'
(Probability and Induction, p. 104 for example), the principles at work in
primary induction. But it is not only the sort but the degree of motivation
which is in question. When I discussed metaphysical argument, it seemed that to
achieve reality the acceptance of a category of entities had to be mandatory:
whereas the recent discussion has suggested that apart from conformity to
construction-routines, all that is required is that the acceptance be
well-motivated? Which view would be correct? Or is it that we can tolerate a
division of constructed reality into two segments, with admission requirements
of differing degrees of stringency? Or is there just one sort of admission
require-ment, which in some cases is over-fulfilled?Before characterizing my
third construction-routine I must say a brief word about essential properties
and about finality, two Aristotelian ideas which at least until recently have
been pretty unpopular, but for which I want to find metaphysical room. In their
logical dress, essential properties would appear either as properties which are
constitutive or definitive of a given, usually substantial, kind; or as
individuating properties of individual members of a kind, properties such that
if an individual were to lose them, it would lose its identity, its existence,
and indeed itself. It is clear that if a property is one of the properties
which define a kind, it is also an individuating property of individual members
of a kind, properties such that if an individual were to lose them, it would
cease to belong to the kind and so cease to exist. (A more cautious formulation
would be required if, as the third construction routine might require, we
subscribed to the Grice-Myro view of identity.) Whether the converse holds
seems to depend on whether we regard spatio temporal continuity as a definitive
property for substantial kinds, indeed for all substantial kinds. But
there is another more metaphysical dress which essential properties may wear.
They may appear as Keynesian generator-properties, *core' properties of a
substantive kind which co-operate to explain the phenomenal and dispositional
features of members of that kind. On the face of it this is a quite different
approach; but on reflection I find myself wondering whether the difference is
as large as it might at first appear. Perhaps at least at the level of a type
of theorizing which is not too sophisticated and mathematicized, as maybe these
days the physical sciences are, the logically essential properties and the
fundamentally explanatory properties of a substantial kind come together;
substances are essentially (in the logical' sense) things such that in
circumstances C they manifest feature F, where the gap-signs are replaced in
such a way as to display the most basic laws of the theory. So perhaps,
at this level of theory, substances require theories to give expression to
their nature, and theories require substances to govern them. Finality,
particularly detached finality (functions or purposes which do not require
sanction from purposers or users), is an even more despised notion than that of
an essential property, especially if it is supposed to be explanatory, to
provide us with final causes. I am somewhat puzzled by this contempt for
detached finality, as if it were an unwanted residue of an officially obsolete
complex of superstitions and priesteraft. That, in my view, it is certainly
not; the concepts andvocabulary of finality, operating as if they were
detached, are part and parcel of our standard procedures for recognizing and
describing what goes on around us. This point is forcibly illustrated by
William Golding in The Inheritors. There he describes, as seen through the eyes
of a stone-age couple who do not understand at all what they are seeing, a
scene in which (I am told) their child is cooked and eaten by iron-age people.
In the description functional terms are eschewed, with the result that the
incomprehension of the stone-age couple is vividly shared by the reader. Now
finality is sometimes active rather than passive; the finality of a thing then
consists in what it is supposed to do rather than in what it is supposed to
suffer, have done to it, or have done with it. Sometimes the finality of a
thing is not dependent on some ulterior end which the thing is envisaged as
realizing. Sometimes the finality of a thing is not imposed or dictated by a
will or interest extraneous to the thing. And sometimes the finality of a thing
is not subordinate to the finality of some whole of which the thing is a
component, as the finality of an eye or a foot may be subordinate to the
finality of the organism to which it belongs. When the finality of a thing
satisfies all of these overlapping conditions and exclusions, I shall call it a
case of autonomous finality; and I shall also on occasion call it a métier. I
will here remark that we should be careful to distinguish this kind of
autonomous finality, which may attach to sub-stances, from another kind of
finality which seemingly will not be autonomous, and which will attach to the
conception of kinds of substance or of other constructed entities. The latter
sort of finality will represent the point or purpose, from the point of view of
the metaphysical theorist, of bringing into play, in a particular case, a
certain sort of metaphysical manœuvre. It is this latter kind of finality which
I have been supposing to be a requirement for the legitimate deployment of
construction-routines. Now it is my position that what I might call
finality-features, at least if they consist in the possession of autonomous
finality, may find a place within the essential properties of at least some
kinds of substances (for example, persons). Some substances may be essentially
'for doing such and such'. Indeed I suspect we might go further than this, and
suppose that autonomous finality not merely can fall within a substances
essential nature, but, indeed, if it attaches to a substance at all must belong
to its essential nature. If a substance has a certain métier, it does not have
to seek the fulfilment of that métier, but it does have to be equipped with the
motivation to fulfil the métier should it choose to follow that motivation.
And since autonomous finality is independent of any ulterior end, that
motivation must consist in respect for the idea that to fulfil the métier would
be in line with its own essential nature. But however that may be, once we have
finality features enrolled among the essential properties of a kind of
substance, we have a starting point for the generation of a theory or system of
conduct for that kind of substance, which would be analogous to the descriptive
theory which can be developed on the basis of a substance's essential
descriptive properties. I can now give a brief characterization of my
third construction- routine, which is called Metaphysical
Transubstantiation. Let us suppose that the Genitor has sanctioned the
appearance of a biological type called Humans, into which, considerate as
always, he has built an attribute, or complex of attributes, called
Rationality, perhaps on the grounds that this would greatly assist its
possessors in coping speedily and resourcefully with survival problems posed by
a wide range of environments, which they would thus be in a position to enter
and to maintain themselves in. But, perhaps unwittingly, he will thereby have
created a breed of potential metaphysicians; and what they do is (so to speak)
to reconstitute themselves. They do not alter the totality of attributes which
each of them as humans possess, but they redistribute them; properties which
they possess essentially as humans become properties which as substances of a
new psychological type called persons they possess accidentally; and the
property or properties called rationality, which attaches only accidentally to
humans, attaches essentially to persons. While each human is standardly
coincident with a particular person (and is indeed, perhaps, identical with
that person over a time), logic is insufficient to guarantee that there will
not come a time when that human and that person are no longer identical, when
one of them, perhaps, but not the other, has ceased to exist. But though logic
is insufficient, it may be that other theories will remedy the deficiency. Why,
otherwise than from a taste for mischief, the humans (or persons) should have
wanted to bring off this feat of transubstantiation will have to be left open
until my final section, which I have now reached. My final undertaking
will be an attempt to sketch a way of providing metaphysical backing, drawn
from the material which I have been presenting, for a reasonably unimpoverished
theory of value; I shall endeavour to produce an account which is fairly
well-ordered, even though it may at the same time be one which bristles with
unsolvedproblems and unformulated supporting arguments. What I have to offer
will be close to and I hope compatible with, though certainly not precisely the
same as the content of my third Carus Lecture (original version, 1983). Though
it lends an ear to several other voices from our philosophical heritage, it may
be thought of as being, in the main, a representation of the position of that
unjustly neglected philosopher Kantotle, It involves six stages. (1) The
details of the logic of value-concepts and of their possible relativizations
are unfortunately visible only through thick intellectual smog; so I shall have
to help myself to what, at the moment at least, I regard as two distinct
dichotomies. First, there is a dichotomy between value-concepts which are
relativized to some focus of relativization and those which are not so
relativized, which are absolute. If we address ourselves to the concept being
of value there are perhaps two possible primary foci of relativization; that of
end or potential end, that for which something may be of value, as bicarbonate
of soda may be of value for health (or my taking it of value for my health), or
dumbbells may be of value (useful) for bulging the biceps; and that of
beneficiary or potential beneficiary, the person (or other sort of item) to
whom (or to which) something may be of value, as the possession of a typewriter
is of value to some philosophers but not to me, since I do not type. With
regard to this dichotomy I am inclined to accept the following principles.
First, the presence in me of a concern for the focus of relativization is what
is needed to give the value-concept a "bite" on me, that is to
say, to ensure that the application of the value-concept to me does, or should,
carry weight for me; only if I care for my aunt can I be expected to care about
what is of value to her, such as her house and garden. Second, the fact that a
relativized value-concept, through a de facto or de jure concern on my part for
the focus of relativization, engages me does not imply that the original
relativization has been cancelled, or rendered absolute. If my concern for your
health stimulates in me a vivid awareness of the value to you of your
medica-tion, or the incumbency upon you to take your daily doses, that value
and that incumbency are still relativized to your health; without a concern on
your part for your health, such claims will leave you cold The second
dichotomy, which should be carefully distinguished from the first, lies between
those cases in which a value-concept, which may be either relativized or
absolute, attaches originally, or directly, to a given bearer, and those in
which the attachment is indirect and is the outcome of the presence of a
transmitting relation which links thecurrent bearer with an original bearer,
with or without the aid of an intervening sequence of 'descendants'. In the
case of the transmission of relativized value-concepts, the transmitting relation
may be the same as, or may be different from, the relation which is embodied in
the relativization, The foregoing characterization would allow absolute value
to attach originally or directly to promise-keeping or to my keeping a promise,
and to attach indirectly or by transmission to my digging your garden for you,
should that be something which I have promised to do; it would also allow the
relativized value-concept of value for health to attach directly to medical
care and indirectly or by transmission to the payment of doctor's bills, an
example in which the transmitting relation and the relativizing relation are
one and the same. (2) The second stage of this metaphysical defence of
the authenticity of the conception of value will involve a concession and a
contention. It will be conceded that if the only conception of value
available to us were that of relativized value then the notion of finality
would be in a certain sense dispensable; and further, that if the notion of
finality is denied authenticity, so must the notion of value be denied
authenticity A certain region of ostensible finality, which is sufficient to
provide for the admissibility of attributions of relativized value, is
mechanistic-ally substitutable'; that is to say, by means of reliance on the
resources of cybernetics and on the fact that the non-pursuit of certain goals
such as survival and reproduction is apt to bring to an end the supply of
potential pursuers, some ostensibly final explanations are replaceable by, or
reinterpretable as, explanations of a sort congenial to mechanists. But
if the concept of value is to be authentic and not merely 'Pickwick-ian in
character, then it is required that it be supported by a kind of finality which
extends beyond the 'overlap' with mechanistically substitutable finality;
autonomous finality will be demanded and a mechanist cannot accommodate and
must deny this kind of finality; and so, as will shortly be indicated, he is
committed to a denial of absolute value. (3) That metaphysical house-room
be found for the notion of absolute value is a rational demand. To say this is
not directly to offer reason to believe in the acceptability of the notion,
though it makes a move in that direction. It is rather to say that there is
good reason for wanting it to be true that the notion is acceptable. There
might be more than one kind of rational ground for this desire. It might be
that we feel a need to appeal to absolute value in order to justify some of our
beliefs and attributes with regard to relativized value, to maintain
(forexample) that it is of absolute value that everyone should pursue, within
certain limits, what he regards as being of value to himself. Or again,
it might be that, by Leibnizian standards for evaluating possible worlds, a world
which contains absolute value, on the assumption that its regulation requires
relatively simple principles, is richer and so better than one which does
not. But granted that there is a rational demand for absolute value, one
can then perhaps argue that within whatever limits are imposed by metaphysical
constructions already made, we are free to rig our metaphysics in such a way as
to legitimize the conception of absolute value; what it is proper to believe to
be true may depend in part on what one would like to be true. Perhaps part of
the Kantian notion of positive freedom, a dignity which as rational beings we
enjoy, is the freedom not merely to play the metaphysical game but, within the
limits of rationality, to fix its rules as well. In any case a trouble-free
metaphysical story which will safeguard the credentials of absolute value is to
be accepted should it be possible to devise one. I have some hopes that the
methodology at work here might link up with my earlier ideas about the
quasi-practical character of metaphysical argument. On the assumption that the
operation of Metaphysical Transub-stantiation has been appropriately carried
through, a class of biological creatures has been 'invented' into a class of
psychological substances, namely persons, who possess as part of their
essential nature a certain métier or autonomous finality consisting in the
exercise, or a certain sort of exercise, of rationality, and who have only to
recognize and respect a certain law of their nature, in order to display in
favourable circumstances the capacity to realize their métier. The degree to
which they fulfil that métier will constitute them good persons (good qua'
persons); and while the reference to the substantial kind persons undoubtedly
introduces a restriction or qualification, it is not clear (if it matters) that
this restriction is a mode of relativization. Once the concept of
value-qua-member-of-a-kind has been set up for a class of substances, the way
is opened for the appearance of transmitting relationships which will extend
the application of value-in-a-kind to suitably qualified non-substantial aspects
if members of a kind, such as actions and characteristies. While it cannot be
assumed that persons will be the only original instances of value-in-a-kind, it
seems plausible to suggest that whatever other original instances there may be
will be far less fruitful sources of such extension, particularly if a prime
mode of extension will be by the operation of Humean Projection. It seems
plausible to suppose that a specially fruitful way of extending the range of
absolute value might be an application or adaptation of the routine of Humean
Projection, whereby such value is accorded, in Aristotelian style, to whatever
would seem to possess such value in the eyes of a duly accredited judge; and a
duly accredited judge might be identifiable as a good person operating in
conditions of freedom. Cats, adorable as they may be, will be less productive
sources of such extension than persons. (6) In the light of these
reflections, and on the assumption that to reach the goal of securing the
admissibility of the concept of absolute value we need a class of primary
examples of an unqualified version of that concept, it would appear to be a
rational procedure to allot to persons as a substantial type not just absolute
value qua members of their kind, but absolute value tout court, that is to say
unqualified absolute value. Such value could be attributed to the kind, in
virtue of its potentialities, and to selected individual members of the kind,
in virtue of their achievements. Such a defence of absolute value is of
course, bristling with unsolved or incompletely solved problems. I do not find
this thought daunting. If philosophy generated no new problems it would
be dead, because it would be finished; and if it recurrently regenerated the
same old problems it would not be alive because it could never begin. So those
who still look to philosophy for their bread-and-butter should pray that the
supply of new problems never dries up. H. P. Grice. Grice is greatly
honoured, and much moved, by the fact that such a distinguished company of
philosophers should have contributed to this volume work of such quality as a
compliment to him. Grice is especially pleased that the authors of this
work are not just a haphazard band of professional colleagues. Every one
of them is a personal friend of Grice, though I have to confess that some of
them Grice sees, these days, less frequently than Grice used to, and *much*
less frequently than Grice _should_ like to. So this collection
provides Grice with a vivid reminder that philosophy is, at its *best*, a
friendly subject. Grice wishes that he could respond individually
to each contribution; but he does not regard that as feasible, and any
selective procedure would be invidious. Fortunately an alternative is
open to Grice. The editors of the volume contribute an
editorial which provides a synoptic view of Grice’s work; in
view of the fact that the number of Grice’s publications is greatly exceeded by
the number of his *unpublications* — read: teaching material qua tutorial
fellow — and that even my publications include some items which are not
easily accessible — who reads Butler? — the editors’s undertaking fulfills a
crying need. But it does more than that;
it presents a most perceptive and *sympathetic* picture or portrayal of
the spirit which lies behind the parts of Grice’s work which it
discusses; and it is Grice’s feeling that few have been as
fortunate in their contemporary commentators as I have been in mine. Think
Heidegger! So Grice goes on to make his own contribution a
response to theirs, though before replying directly to them Grice allows himself
to indulge in a modicum of philosophical autobiography, which in its own turn
leads into a display of philosophical prejudices and predilections.
For convenience Grice fuses the editors into a multiple
personality, whose multiplicity is marked by the use of plural
pronouns and verb-forms. As Grice looks back upon his former self,
it seems to Grice that when he does begin his ‘serious’ (if that’s the word)
study of philosophy, the temperament with which he approaches this enterprise
is one of what he might call dissenting rationalism. The rationalism
is probably just the interest in looking for this or that reason;
Grice’s tendency towards dissent may. however, have been derived from, or have
been intensified by, Grice’s father. Grice’s father was a
gentle person. Grice’s father, being English, exercised little
*personal* influence over Grice But Grice’s father exercised
quite a good deal of *cultural* or intellectual influence.
Grice’s father was an obdurate — ‘tenacious to the point of perversity’ —
liberal non-conformist. Grice witnesses almost daily, if without
involvement — children should be seen — the spectacle of his father’s religious
nonconformism coming under attack from the women in the household: Grice’s
mother, who is heading for High Anglicanism and (especially) a resident aunt
who is a Catholic convert. But whatever their origins in Grice’s
case, I do not regard either of the elements in his dissenting rationalism as
at all remarkable in people at his stage of intellectual development.
And recall, he wasn’t involved! Grice mention the
rationalism and the dissent more because of their continued presence than
because of their initial appearance. It seems to me that the
rationalism and the dissent have persisted, and indeed have significantly
expanded! And this Grice is inclined to regard as a more curious
phenomenon. Grice counts hinself — as Oxford goes — wonderfully
fortunate, as a Scholar at Corpus, to have been adjudicated as tutor W. F. R.
Hardie, the author of a recognised masterpiece on PLATO, and whose study on
ARISTOTLE’s Nicomachean Ethics, in an incarnation as a set of notes to this or
that lecture, sees Grice through this or that term of himself lecturing — with
Austin and Hare — on the topic. It seems to Grice that he learnt
from his tutor just about every little thing which one can be taught by someone
else, as distinct from the things which one has to teach oneself — as Mill
did! More specifically, Gricd’s rationalism was developed under
his tutor’s guidance into a tenacity to the point of perversity and the belief
that this or that philosophical question is to be answered with an appeal to
reason — Grice’s own — that is to say by argument. Grice also
learns from his tutor *how* to argue alla Hardie, and in learning how to argue
alla Hardie — and not the OTHER tutor who complained about Grice’s tenacity to
the point of perversity — Grice comes to learn that the ability to argue is a
skill involving many aspects, and is much more than As Grice
re-reads what he finds myself to have written, Grice also find himself ready to
expand this description to read 1 irreverent,
2 conservative - not liberal, like Herbert Grice —
3 dissenting 4 rationalism'. an ability
to see logical connections (though this ability is by no means to be
despised). Grice comes also to see that, although
philosophical progress is very difficult to achieve, and is often achieved only
after agonising labours — recall Socrates’s midwifery! — it is worth
achieving; and that the difficulties involved in achieving
philosophical progress offer no kind of an excuse for a lowering of standards,
or for substituting for the goals of philosophical truth some more easily
achievable or accessible goal, like — to echo Searle, an American then studying
at Oxford — rabble-rousing, or hamburgers! The methods of
Grice’s tutor for those four years are too austere for some,
in particular his tutor’s very long silences in tutorials are found
distressing by some other pupils (though as the four years go by, Grice
feelsthe tempo speeded up quite a bit There is a story, which
Grice is sure that he believes, that at one point in one tutorial a very long
silence developed when it was the tutor’s turn to speak, which is at long last
broken by the tutor asking his pupil: And what did you mean by
"of"*? There is another story, which Grice thinks
he does believe, according to which Isaiah Berlin, an expatriate Hebrew from
Russia, who was a pupil of Grice’s tutor three years before Grice, decides that
the next time a silence develops during a tutorial, Berlin was NOT going to be
the one to break it. Games Russians play. In
the next tutorial, after Berlin did finish reading his essay, there follows a
silence which lasted exactly twenty-four minutes, and 32 seconds — at which
point Berlin could stand it no longer, and said something. “I need
to use the rest-room.” Grice’s tutor’s tutorial rigours never
quite bothered Grice. If philosophising is a difficult operation
(as it plainly is) sometimes time, even quite a lot of time, will be
needed in order to make a move (as to change the idiom, chess-players are
only too well aware). The idea that a philosopher such as
Socrates, or Thales, or Kant — well, Grice is less sure about Kant, ‘being a
Hun’ — should either have already solved or answered satisfactorily every
question — which is impossible - or should be equipped to solve or answer
duccessfukly every problem or question immediately, is no less ridiculous than
would be the idea that Karpoy ought to be able successfully to defend his title
if he, though not his opponent, were bound by the rules of lightning
chess. Grice enjoys the slow pace of discussion with his
tutor; He lenjoyed the breath-laden "Ooohhh!"
which Grice’s tutor would sometimes emit when he catches the pupil in, or even
perversely pushes his pupil, into, a patently untenable position (though Grice
preferred it when this ejaculation was directed at someone other than myself):
and Grice liked his tutor’s resourcefulness in the defence of
difficult positions, a characteristic illustrated by the foilowing incident
which Grice’s tutor once told Grice about himself. Grice’s
tumor had, not long since, parked his car and gone to a cinema. Unfortunately
he had parked his car on top of one of the strips on the street by means of
which traffic-lights are controlled by the passing traffic; as a result, the
lights were jammed and it required four policemen to lift his car off the
strip. The Oxford police decided to prosecute.
Grice indicated to his tutor that this didn'tsurprise Gricd at all and
asked him how he fared. 'Oh', he said, 'I got off.’ Grice asks his
tutor how on earth he managed that. ‘Quite simply," he
answered, I just invoked Mill's Method of Difference, They
charged me with causing an obstruction at 4,00 p.m.; and the tutor answers,
sophistically, that since his car had been parked at 2.00 p.m., it couldn't
have been his car which caused the obstruction. Gricd’s tutor
never disclosed his own views to Grice, no doubt wishing a Grice to think
his own thoughts (however flawed) rather than his tutor’s! It happens! Witness
some of Grice’s OWN pupils — from Unger to Nozick and back! Never mind
Strawson! When Grice did succeed, usually with considerable
diffi-culty, in eliciting from him an expression of manifestation of his own
position, what Grice gets is liable to be, though carefully worked out and
ingeniously argued, distinctly CONSERVATIVE in tone - in a Scots sort of
fashion —; not surprisingly, what Grice gets would not contain much in the way
of a battle-cry or a piece of campaign-material. An Aspiring
knight-errant requires more than a sword, a shield, and a horse of superior
quality impregnated with a suitable admixture of magic: he also requires
a supply, or at least a procedure which can be relied on to maximize the
likelihood of access to a supply, of this or that Damsel in Distress.
And then, talking of Hebrews, Oxford was rudely aroused from its
semi-peaceful semi-slumbers by the barrage of Viennese bombshells hurled at it
by a Cockney surnamed Ayer, — a village in Switzerland, he claimed — at that
time philosophy’s enfant terrible at Oxford. Not a few
philosophers, including Grice, disllay rather an initial interest by this
Viennese method, this or that Viennese theses, and this of that Viennese
problem which were on display. Some — and English too — were, at
least momentarily, ‘inspired’ by what they saw and heard from this bit of an
outsider! For Grice’s part, Grice’s reservations are never laid to
rest. The cruditiy and the dogmatism seem too pervasive.
And then everything is brought to a halt by the war.
After the war, the picture was quite different, as a result of
— the dramatic rise in the influence of J. L. Austin,
— the rapid growth of Oxford as a centre of philosophy, due largely to
the efforts of Ryle, who atrociously had ‘tutored’ the Viennese refugee —
and — the extraordinarily high quality of the many
philosophers who appeared on the Oxford scene. Grice’s own
life in this period involved at least two especially important aspects of
facets. The first is Grice’s prolonged collaboration with
his own pupil, for one term, and for the PPE logic paper — Mabbott shared the
tutelage — Strawson. Paul’s and Peter’s robbing one to pay the
other — efforts are partly directed towards the giving of this or that joint
seminars. Grice and Strawson stage a number of these seminars on
topics related to the notions of meaning, of categories, and of logical
form. But our association is much more than an alliance for
the purposes of teaching. — Strawson had become a university lecturer,
too. Grice and Strawson consume vast quantities of time in
systematic and unsystematic philosophical exploration. From these
discussions — a joint seminar attended by the culprit — springs their
joint “In Defense of a Dogma,” — a counterattack on Manx Quine’s moxie to claim
Empiricism bore a dogma or two — and also a long
uncompletedwork on predication and pretty much Aristotelian or Kantotelian
categories, one or two reflections of which are visible in Strawson's essay in
descriptive metaphysics pompously titled Individuals. — that
memorable Third programme ending with revisionary metaphysics only!
Grice’s and Strawson’s method of composition is laborious in the
extreme: and no time of the day excluded! work is constructed
together, sentence by sentence, nothing being written down — usually by
Strawson — until agreement had been reached — or if Quine was attending the
Monday seminar, in which case Strawson finished it off on the previous Sunday —
which often takes quite a time. The rigours of this
procedure eventually leads to its demise. Plus, Strawson had Galen!
During this period of collaboration Gricd and Strawson of course
developed a considerable corpus of common opinions; but to
Gricd’s mind a more important aspect of it was the extraordinary closeness of
the intellectual rapport which we developed; — except on the topic of truth
value gaps and the conventional implicature of “so” other
philosophers would sometimes complain that Grice’s and Strawson’s mutual
exchanges were liable to become so abbreviated in expression as to be
unintelligible to a third party. — unless it was Strawson’s dog!
The potentialities of such joint endeavours continue to lure Grice
the collaboration with Strawson is followed by other
collaborations of varying degrees of intensity, with (for example)
Austin on Aristotle's Categories and De Interpretatione,
Austin and Hard on Aristotle’s Ethica Nicomachea with
Warnock and Quinton on the philosophy perception, and with Pears and with
Thomson on philosophy of action Such is the importance which Grice
adjudicates to this mode of philosophical activity: the Oxford joint seminar,
open to every member of the university that cares to attend! Pupils NEED to
attend three per week! The other prominent feature of this period
in Grice’s philosophical life was participation in the discussions which take
place on Saturday mornings in term-time and which are conducted by a number of
Oxford philosophers under the leadership of Austin. This
group continues in fact to meet up to, and indeed for some years after, Austin's
death It was christened by Grice and Hampshire The New Play
Group', — the old Play Group was pre-war, and Hampshire, but not Grice (having
born on the wrong side of the tracks) attended it — and was often so referred
to, though so far as Grice sudoects, never by, or in the presence of the
kindergarten master himself! Grice has little doubt that the new
play group is often thought of outside of without Oxford, and
occasionally, perhaps even inside or within Oxford, as constituting the core,
or the hot-bed, of what became known as *’Ordinary’ Language Philosophy,
or even *The Oxford School of ‘Ordinary’-Language Philosophy' — a joke usually
well taken, even at Cambridge! As such a core or hot-bed, the new
play group no doubt absorbs its fair share of the hatred and derision lavished
upon this 'School' by so many people, like for example a Hebrew from France,
Gellner — Austin’s pupil — and like Gustav Bergmann who (it was said), when
asked whether he was going to hear a paper delivered on a visit by an eminent
British philosopher, replied with characteristic charm that he did not propose
to waste his time on any English Futilitarian. Yet, as Grice looks
back on our activities, I find it difficult to discern any feature of them
which merited this kind of opprobrium. To begin with,there
was more than one group or ill-defined association of Oxford philosophers who
are concerned, in one way or another, with 'ordinary' linguistic
usage; besides those who, initially at least — until Grice
replaced Austin upon Austin’s death — gravitated towards Austin,
there were those who drew special illumination from Ryle,
and others (better disciplined perhaps) who looked to Wittgenstein;
and the philosophical gait of people belonging to one of these
groups would, characteristically, be markedly different from that of people
belonging to another. But even within the new Play Group,
great diversity is visible, as one would expect of an association containing
philosophers with the ability and independence of mind of
Austin, Strawson, Hampshire,
Paul, Pears, Warnock, and Hare
(to name a few). — very few! There
was no 'School'; there were no dogmas which united us, in
the way, for example, that an unflinching (or almost unflinching) opposition to
abstract entities unified and inspired what I might call the American School of
Latter-day Nominalists, or that an unrelenting (or almost
unrelenting) determination to allow significance only to what is verifiable
united the School of Logical Positivism. It has, Grice
thinks, sometimes been supposed that one dogma which united us was that of the
need to restrict philosophical attention to 'ordinary" language, in a
sense which would disqualify the introduction into, or employment in, philosophical
discourse of technical terminology or jargon, a restriction which would seem to
put a stranglehold on any philosophical theory-construction.
It is true that many, even all, of us would have objected (and rightly
objected) to the introduction of technical apparatus before the ground had been
properly laid. The sorry story of deontic logic shows what may
happen when technologists rush in where a well-conducted elephant would fear to
tread. We would also (as some of us did from time to time)
have objected to the covert introduction of jargon, the use of seemingly
innocent expressions whose bite comes from a concealed technical overlay (as
perhaps has occurred with words like 'sensation' or 'volition).
But one glance at 'How to talk: Some Simple Ways', or at "How to Do
Things with Words' should be enough to dispel the idea that there was a general
renunciation of the use of technical terminology, even if certain individuals
at some moments may have strayed in that direction. Another dogma
to which some may have supposed us to be committed is that of the sanctity, or
sacro-sanctity, of whatever metaphysical judgement or world-picture may be
identified as underlying ordinary discourse. Such a dogma
would, I imagine, be some kind of counterpart of Moore's 'Defence of Common
Sense.’ It is true thatAustin had a high respect for Moore.
‘Some like Witters, but Moore's MY man', Grice once heard Austin
say: and it is also true that Austin, and perhaps some other
members of the group, as Priscianus did, thought that some sort of metaphysic
*is* embedded in ‘ordinary’ language. But to regard such a
'natural metaphysic' as present and as being worthy of examination stops a long
way short of supposing such a metaphysic to be guaranteed as true or
acceptable. Any such further step would need justification
by argument. In fact, the only position which to Grice’s mind
would have commanded universal assent was that a careful examination of the
detailed features of ordinary discourse is required as a foundation for
philosophical thinking; and even here the enthusiasm of the
assent would have varied from philosopher to philosopher, as would the precise
view taken (if any was taken) about the relationship between linguistic
phenomena and philosophical theses. It is indeed worth
remarking that the exhaustive examination of linguistic phenomena was not, as a
matter of fact, originally brought in as part of a direct approach to
philosophy. Austin's expressed view (the formulation of which no
doubt involved some irony) was that we 'philosophical hacks' spent the week
making. for the benefit of our pupils, direct attacks on philosophical issues.
and that we needed to be refreshed, at the week-end, by some suitably chosen
'para-philosophy' in which certain *non*-philosophical conceptions were to be
examined with the full rigour of the Austinian Code, with a view to an ultimate
analogical pay-off (liable never to be reached) in philosophical
currency. It was in this spirit that in early days they
investigate rules of games (with an eye towards questions about meaning or
signification. Only later did we turn our microscopic eyes
more directly upon philosophical questions. It is possible that some
of the animosity directed against so-called 'ordinary’language
philosophy' may have come from people who saw this 'movement' as a sinister
attempt on the part of a decaying intellectual establishment, an establishment
whose home lay within the ancient walls of Oxford and Cambridge (walls of
stone, not of red brick) and whose upbringing is founded on a classical
education, to preserve control of philosophy by gearing philosophical practice
to the deployment of a proficiency specially accessible to the establishment,
namely a highly developed sensitivity to the richness of linguistic
usage. It is, I think, certain that among the enemies of the
new philosophical style are to be found defenders of a traditional view of
philosophy as a discipline concerned with the nature of reality, not with the
character of language and its operations, not indeed with any mode of
representation of reality. Such persons do, to Grice’s mind,
raise an objection which needs a fully developed reply.
Either the conclusions which 'ordinary language philosophers' draw from
linguistic data are also linguistic in character, in which case the contents of
philosophy are trivialized, or the philosopher's conclusions are not linguistic
in character, in which case the nature of the step from linguistic premisses to
non-linguistic conclusions is mysterious. The
traditionalists, however, seem to have no stronger reason for objecting to
'ordinary language philosophy than to forms of linguistic philosophy having no
special connection with ordinary language, such as that espoused by logical
positivists. But, to Grice’s mind, much the most significant
opposition came from those who felt that 'ordinary language philosophy* was an
affront to science and to intellectual progress, and who regarded its exponents
as wantonly dedicating themselves to what Russell, in talking about common
sense or some allied idea, once called 'stone-age metaphysics'.
That would be the best that could be dredged up from a 'philosophical' study of
ordinary language. Among such assailants were to be found
those who, in effect, were ready to go along with the old description of
philosophy as the queen of the sciences', but only under a reinterpretation of
this phrase. ' Queen' must be understood to mean not
*sovereign queen, like Queen Victoria or Queen Elizabeth II,
but "queen consort', like Queen Alexandra or Queen Elizabeth the
Queen Mother: and the sovereign of which philosophy is the
queen-consort might turn out to be either science in general or just physical
science. The primary service which would be expected of philosophy
as a consort would be to provide the scientist with a pure or purified language
for him to use on formal occasions (should there be such occasions).
Some, I suspect, would have been ready to throw in, for good
measure, the charge that the enterprise of 'ordinary language philosophy is in
any case doomed, since it presupposes the admissibility of an
analytic/synthetic distinction which in fact cannot be sustained.
The issues raised in this attack are both important and obscure, and deserve a
much fuller treatment than I can here provide, but I will do my best in a short
space. Grice has three comments. The use made
of the Russellian phrase 'stone-age metaphysics' may have more rhetorical
appeal than argumentative force. Certainly 'stone-age' physics, if
by that we mean a primitive set of hypotheses about how the world goes which
might(conceivably) be embedded somehow or other in ordinary language, would not
be a proper object for first-order devotion. But this fact would
not prevent something derivable or extractable from stone-age physics, perhaps
some very general characterization of the nature of reality, from being a
proper target for serious research; for this extractable
characterization might be the same as that which is extractable from, or that
which underlies, Eddington’s physics. Moreover, a metaphysic
embedded in ‘ordinary’ language (should there be such a thing) might not have
to be derived from any *belief* about how the world goes — which such
‘ordinary’ language reflects; The metaphysic might, for
example, be derived somehow from the *categorial* structure of the language.
Aristotle: kata agora. Furthermore, the discovery and presentation
of such a metaphysic might turn out to be a properly scientific enterprise,
though not, of course, an enterprise in physical science. A
rationally organized and systematized study of reality might perhaps be such an
enterprise; so might some highly general theory in formal
‘semantics’ — Aristotle, semein, signify. though it might of
course be a serious question whether these two candidates are identical:
To repel such counter-attacks, an opponent of 'ordinary’ language
philosophy such as that practised by Ryle, Austin, or Grice — to narrow down to
Oxonian dialectic vintage — might have to press into service the argument which
Grice represented him as throwing in for good measure as an adjunct.
The anti-Oxonian might, that is, be forced to rebut the
possibility of there being a scientifically respectable, highly general
‘semantic’ theory based squarely on data provided by ‘ordinary’ discourse — ta
legomena — by arguing. or asserting. that a theory of the sort suggested would
have to presuppose the admissibility of Leibniz’s unforgettable invention: the
analytic/synthetic distinction. With respect to the suggested
allocation to philosophy of a supporting role vis-d-vis science — or some
particular favoured science — Grice should first wish to make sure that the
metaphysical position of the assigner is such as to leave room for this kind of
assessment of roles or functions. Grice should start with a lively
expectation that this would NOT be the case. But even if
this negative expectation is disappointed. Grice should next enquire by what
standards of purity a language is to be adjudged suitable for use by a
scientist. If those standards of purity are supposed to be
independent of the needs of science, and so NOT dictated by Eddington and the
scientists, there seems to be as yet no obstacle to the possibility that the
function of philosophy —or the métier of such a philosopher as Grice — might be
to discover or devise a language of that sort, which might even turn out to be
some kind of 'ordinary' language — only it would include wavicles, whattings,
izzings and hazzings! And even if the requisite kind of purity of
the language were to consist in what Grice might term such
logico-methodological virtues — such as consistency and systematicity —
which are also those looked for in scientific theories, what prevents us, in
advance, from attributing these virtues to ‘ordinary’ language?
How clever language is — and Grice didn’t mean Eddington’s!
In which case, an ‘ordinary’-language philosopher such as Grice would be back
in business. So far as Grice can see, once again the enemy
of ‘ordinary’-language philosophy might be forced to fall back on the
allegations that such an attempt to vindicate ‘ordinary’ language would have to
presuppose the viability of (originally) Leibniz’s analytic/synthetic
distinction. With regard to Leibniz’s analytic/synthetic
distinction itself, Grice first remarks that it is his view that neither party,
in the actual historical debate, has exactly covered itself with glory — a
knock-down argument, that is! For example, Quine's original
argument against Leibniz that every attempt, since Leibniz — Quine has no
German — to define 'analytic' ends up in a hopelessly circular tour of a group
of intensional concepts disposes, at best, of only one such definitional
attempt, and leaves out of consideration the (to Grice’s mind) promising
possibility that this type of definition may not be the right procedure to
follow an idea which I shall expand in a moment. And,
on the reverse side of the coin, the attempt by Grice and Strawson to defend
Leibniz’s dogma of the distinction by a (one hopes) sophisticated form of
Paradigm Case argument fails to meet, or even to lay eyes on, the
characteristic rebuttal of such types of argument, namely that the fact that a
certain concept or distinction is frequently deployed by an individual such as
Leibniz - or a population of Leibnizisns — speakers and thinkers offers no
guarantee that the concept or distinction in question survives a rigorous
theoretical scrutiny. To Grice’s mind, the mistake made by
both parties — the anti-Leibnizians and the Leibnizisns — has been to try to
support, or to discredit, the analytic/synthetic distinction as something which
is detectably present in the use of a natural language such as Leibniz’s native
Teutonick — only he wrote in Gallic! it would have been better to
take the hint offered by the appearance of the "family circle' of this or
that concept — signify — pointed to by Quine, and to regard Leibniz’s
analytic/synthetic distinction not as a (supposedly) detectable element in a
natural language such as Gallic, but rather as a theoretical device which it
might, or again might not, be feasible and desirable to incorporate into some
systematic treatment of a natural language, such as Gallic! The
viability of Leibniz’s analytic-synthetic distinction, then, would be a
theoretical question which,so far as Grice can see, remains to be
decided; The decision is not likely to be easy, since it is by no
means apparent what kind of theoretical structure would prove to be the home of
such a distinction, should it find a home. Two further comments
seem to Grice relevant and important. A common though
perhaps not universally adopted practice among "ordinary
language philosophers' is to treat as acceptable the forms of ‘ordinary’
discourse and to seek to lay bare the system, or metaphysic, which underlies
it. A common alternative proposed by this or that enemy of
Oxonian dialectic or *ordinary language philosophy has been that of a
rational reconstruction of ‘ordinary’ language; in the words
of that wise Irishman, Bishop Berkeley, it is proposed that we should speak
with the vulgar but think with the learned. But why should the
Bishop’s vulgarities be retained? Why should we not be told
merely not to think but also to speak with ‘the learned’? Is that
an Irishism? After all, if Grice’s house is pronounced uninhabitable
to the extent that he needs another one, it is not essential that Grice
construct the new house within the outer shell of his old house, though this
procedure might sometimes be cheaper — or aesthetically preferable?
This happened to Peano — who moved from a nice villa in the Piedmont to
a literal shack — or was it the other way round? An attachment to
the form or frame of ordinary discourse even when the substance or matter is
discarded suggests, but of course does not demonstrate, an adherence to some
unstated principle of respect for ‘ordinary’ discourse even on the part of its
avowed enemies such as the Irish bishop — it may be claimed that he claimed
that he was, like Warnock, an ANGLO-Irish! Second, whether or not
a viable Leibnizian analytic/synthetic distinction exists, Grice is not happy
with the claim that ‘ordinary’ language philosophy presupposes the existence of
such a distinction, or of the present king of France! It
might be that a systematic theoretical treatment of the facts of ‘ordinary
usage would incorporate, as part of its theoretical apparatus, material which
could be used to exhibit such a distinction as intelligible and
acceptable: but in that case, on the assumption that the
theoretical treatment satisfied the standards which a theory is supposed to
satisfy, it would appear that the analytic/synthetic distinction would NOT be
pre-supposed, even by Collingwood’s substandards — Leibniz’s distinction, and
therefore Leibniz himself, would be VINDICATED! For Leibniz’s
distinction to be *entailed* — to use another Irishism, Moore’s! — by the
execution of a programme is plainly not the same as it to be Collingwoodisnly
presupposed by that programme. For, if it IS to be
presupposed by the programme of "ordinary language philosophy, it would,
Grice imagines, have to be the case that the supposition that anything at all
would count as a successful execution of the programme would require a prior
assumption of the viability of an analytic/synthetic distinction;
— and how this allegation could be made out Grice cannot for the life of
him discover. Cf Owen on existence of pigs presupposing that pigs
exist! Grice turns now to the more agreeable task of trying to
indicate the features of the philosophical operations of the Play Group which —
especially subsequently — are to Grice, but not Nowell-Smith — to be
particularly appealing. First, the entire idea that we
should pay detailed attention to the way we talk seems to me to have a certain
quality which is characteristic of philosophical revolutions (at least minor
ones). Grice was once dining with Strawson at Strawson’s
college when one of the guests present, an Air Marshal, revealed himself as
having, when he was a scholar, sat at the tutorial feet of Cook Wilson, whom he
revered. Grice asks him what he regarded as specially significant
about Cook Wilson as a philosopher; and after a good deal of fumbling. he
answered that it was Cook Wilson's delivery of the message that 'what we know,
we know'. This provoked in me some genteel silent
mirth; Grice realizes that mirth was quite inappropriate.
Indeed the message is a platitude, but so are many of the
best philosophical messages: for they exhort us to take
seriously something to which, previously, we have given at best lip
service. Austin's message is another platitude;
it in effect says that, if in accordance with prevailing fashion, one
wants to say that every philosophical proposition is ultimately about ‘usage’ —
never signification -/ one had better see to it that one has a proper knowledge
of what that usage — never signification — is and of what lies behind it.
A principle of conversation as rational co-operation!
Sophisticated but remorseless literalism is typical of Austin.
When seeking a way of organizing a discussion group to entertain a visiting
American (of course — what else are they good at?) logician, he said, *They say
that logic is a game; well then, let's see if we can play it':
with the result that we spent a fascinating term, meeting each Saturday
morning to play that Saturday’s improved version of a game called by Austin
'Symbolo', a sequence (Grice suspects) of less thrilling ancestors of the game
later profitably marketed under the name of *Wff n'Proof' Another
appealing element is the fact that Austin had, and at times communicated, a
prevalent vision of ordinary language as a wonderfully intricate
instrument. By this Grice does not mean merely that Austin
saw, or hoped one day to be able to see, our language conforming to a
Leibnizian ideal of exhibiting an immense variety of linguistic phenomena which
are capable of being elegantly and economically organized under a relatively
small body of principles or rules. Austin may have had such
a picture of language, and may indeed have hoped that some extension or
analogue of Chomsky's work on syntax, which he greatly admired, might fill in
the detail for us, thus providing new access to the Austinian science of
grammar, which seemed to reside in an intellectualI Holy of Holies,
to be approached only after an intensive discipline of preliminary linguistic
studies. What Grice imputes to Austin is a belief in our
everyday language as an instrument, as manifesting the further Leibnizian
feature of purpose or métier as Leibniz typically put it in Gallic; a belief in
it as something whose intricacies and distinctions are not idle, but rather
marvellously and subtly fitted to serve the multiplicity of our needs and
desires in communica-tion. It is not surprising, therefore,
that our discussions not infrequently involved enquiries into the purpose, or
point, as Winch preferred of this or that feature of ordinary
discourse. When put to work, this purposeful finalist,
conception of ‘ordinary’ language seems to offer fresh and manageable
approaches to philosophical ideas and problems or aporiae, the appeal of which
approaches, in Grice’s eyes at least, is in no way diminished by the
discernible affinity between them on the one hand and, on the other, the
professions and practice of Socrates, Plato and Aristotle in relation to
Eleatic to rà Xeyouera. When properly regulated and directed, this
botany of uses' seems to Grice to provide a valuable initiation to the
philosophical treatment of a concept, particularly if what is under examination
(and it is arguable that this should always be the case) is a family of
different but related concepts. Indeed, Grice will go
further, and proclaim it as his belief that a botany of usage is
indis-pensable, at a certain stage, in a philosophical enquiry, and that it is
lamentable that at Oxford — never mind Athens — this lesson has been forgotten,
or has never been learned. That is not to say, of course,
the very obvious idea that Grice ever subscribed to the full Austin-ian
prescription for a botany of usage, namely (as one might put it) to go through
the Little Oxford dictionary and to believe everything it tells you. It has an
entry for ‘pirot’! Indeed, Austin once remarked to him in a
discussion (with I fear, provocative intent) that I personally didn't give a
hoot what the little Oxford dictionary said, and drew the rebuke from Austin:
“And that is, Grice, where you keep making your gross mistake!’ Of
course, not all these explorations are successful; The play
group once spent five weeks in an effort to explain why sometimes the word
'very' allows, with little or no change of meaning, the substitution of the
word 'highly" (as in "very unusual') and sometimes does not (as
in 'very depressed" or "very wicked'): and we reached no
conclusion. This episode was ridiculed by some as an
ultimate embodiment of fruitless frivolity; but that response was as out of
place as a similar response to the medieval question, 'How many angels can sit
on the point of a pin?' For much as this medieval question
was raised in order to display, in a vivid way, a difficulty in the conception
of an immaterial substance, so our discussion was directed, in response to a
worry from Grice, no less, towards an examina-tion, in the first instance, of a
conceptual question which was generallyagreed among us to be a strong candidate
for being a question which had no philosophical ‘importance,’with a view to
using the results of this examination in finding a distinction between
philosophically important and philosophically unimportant enquiries.
Unfortunately the desired results were not forthcoming.
Little did Grice cared that Austin found importance UNimportant!
Austin himself, with his mastery in seeking out, and his sensitivity in
responding to, the finer points of usage, provides a splendid and instructive
example to those who were concerned to include a botany of usage in his
armoury. Grice recounts three authentic anecdotes in support
of this claim. Warnock was being dined at Austin's college
with a view to election to a Fellowship, and was much disconcerted — he is a
practical Irishman — even though he was already acquainted with Austin,
when Austin's *first* remark to him was not ‘Pleased to see you’ (Boring) but:
“What would you say the difference lies between my saying to you that
someone is not playing golf correctly and that he is not playing golf
properly?' On a certain occasion the play group is discussing the
notion of a principle, and (in this connection) the conditions for appropriate
use of the phrase ‘on principle'. Nowell- Smith recalls that
a pupil of Gardiner, who was Greck, wanting permission for an overnight visit
to London, had come to Gardiner and offered him some money, saying *I hope that
you will not be offended by this somewhat Balkan approach'.
At this point, Nowell Smith suggested, Gardiner might well have
replied, ‘1 do not take bribes on principle.'
Austin responded by saying '1 would never have gone
into the trouble! "No, thanks" seems more than
enough — and surely less offensive. On another occasion, Nowell
Smith (again cast in the role of straight man) offers as an example of
non-understandable propositio an extract from a sonnet of Donne:
From the round earth's imagined corners, Angels, your trumpets
blow. Austin said, ' nay. PERFECTLY intelligible, our
Donne Donne means, but it wouldn’t scan,
angels, blow your trumpets from what persons less cautious than I would
call the four corners of the earth"." These affectionate
remembrances no doubt prompt the question why Grice should have turned away
from this style of philosophy. Well, as Gricd hasalready
indicated, in a certain sense Gricd never have turned away, in that he
continues to believe that a more or less detailed study of the way we talk, in
this or that region of discourse, is an indispensable foundation for much of
the most fundamental kind of philosophizing; for *just how*
much seems to me to be a serious question in need of an answer.
That linguistic information should not be just a quantity of collector's
items, but should on occasion at least, provide linguistic Nature's answers to
questions which we put to her, and that such questioning is impossible without
hypotheses set in an at least embryonic THEORY of conversation as rational
cooperation, is a proposition which would, Grice suspects, have met general,
though perhaps not universal, assent; the trouble begins
when one asked, if one actually ever did ask, what sort of a theory of conversation
as rational cooperation this underlying theory of conversation as rational
cooperation should be. The urgency of the need for such an
enquiry is underlined by one or two problems which Grice has already
mentioned; by, for example, the problem of distinguishing
conceptual investigations of ordinary discourse which are philosophical in
character from those which are not. It seems plausible to
suppose that an answer to this problem would be couched in terms of a special
generality which attaches to philosophical but not to non-philosophical
questions; but whether this generality would be simply a
matter of degree, or whether it would have to be specified by reference to some
further item or items, such as (for example) the idea of a category — kata agora
— , remains to be determined. At this point we make contact
with a further issue already alluded to by Grice; if it is
necessary to invoke the notion of a category — kata agora — . are we to suppose
these to be this or that category of conversation or expression — a
conversational category — or a metaphysical or ontological category (this or
that category of this or that thing — substance and attributes — a question
which is plainly close to the previously-mentioned burning issue of whether the
theory behind ordinary discourse is to be thought of as a highly general,
language-indifferent — not just Oxonian — ‘semantic’ theory — of
signification — or a metaphysical theory about the ultimate nature of
things, if indeed these possibilities are distinct. Until
such issues as these are settled, the prospects for a determination of the more
detailed structure of the theory or theories behind ordinary discourse do not
seem too bright. In Grice’s own case, a further impetus
towards a demand for the provision of a visible theory of conversation as
rational cooperation underlying ordinary discourse comes from my work on the
idea of Conversational significance, which emphasises the radical importance of
FOCUSING on what a *conversationalist* attempts to communicate in uttering his
conversational moves. Grice’s own efforts allowed him to arrive at
a more theoretical treatment of on conversational phenomena of the kind
with which in Oxford the group is concerned. Grice felt like
throwing light on the problem of deciding what kind of thing a suitable theory
would be, and attempted to reach the virtues of a strong methodology;
Grice aldo wanted to show vividly the kind of way in which a
region for long found theoretically intractable by scholars of the highest
intelligence could, by discovery and application of the right kind of
apparatus, be brought under control. During this time
Grice’s philosophizing developed a distinct tendency to appear in analytically
formal dress; Work in this formal analytical style —
Austin dead — was directed to a number of topics, but principally to an attempt
to show, in a constructive way, the shntax of ordinary discourse) could be
regarded as, in Russell's words, a pretty good guide to what Russell at
Cambridge called “logical form,” — Grice prefers ‘semantic representation’ — or
to a suitable representation of logical form via semantic representation.
This undertaking involved the construction, for a language —
System G of Deutero-Esperanto — with quantification, of a hand-in-hand
syntax-cum-‘semantics’ which makes minimal use of transformations.
This project is not fully finished and has not so far been published,
though its material is presented in lectures seminars, and
colloquia - some of them pretty memorable (for those who were into that kind of
thing). An interest in analytic formalistic philosophizing seems
to Grice to have more than one source. It may arise
from a desire to ensure that the philosophical ideas which one deploys are capable
of full and coherent development; not unnaturally, the
pursuit of this end may make use of a favoured canonical system.
Grice has never been greatly attached to canonicals, not even those of
first-order predicate calculus, together with set theory in any
case this kind of analytical blue-collared formal enterprise would overtax the
meagre technical equipment of Gricd who had proudly earned at Oxford via a
Clifton scholarship a privileged CLASSICAL education, rather! It
may, on the other hand, consist in the suggestion of a notational device
together with sketchy indications of the law or principle to be looked for in a
system or theory incorporating these devices; the object of
the exercise being to seek out a hitherto unrecognized analogiy and to attain a
higher level of generality. This latter kind of interest is
the one which engages Grice, and will, he thinks, continue to do so, no matter
what shifts occur in my philosophical positions. It is
nevertheless true that in recent years Grice’s disposition to resort to
analytical formalism has markedly diminished. This retreat
may well have been accelerated when some Oxoniansremarked to me that Grice was
TOO formal; but its main source lay in the fact that Grice began to devote the
bulk of his attentions to areas of philosophy other than semantics — to
philosophical psychology, seen as an off. shoot of philosophical biology and as
concerned with specially advanced apparatus for the handling of life; to metaphysics
— ontology and eschatology — and to ethics, in which Grice’s pre-existing
interest was much enlivened by an inborn capacity for presenting vivid and
realistic examples in such an otherwise dull field! Such areas of
philosophy — especially biological philosophy - seem, at least at present, much
less amenable to an analytical formalistic treatment. Grice
has little doubt that a contribution towards a gradual shift of style was
also made by a growing apprehension that philosophy is all too often being
squeezed out of operation by technology; to borrow words
from Ramsey, that apparatus which began life as a system of devices to combat
woolliness has now become an instrument of scholasticism.
But the development of this theme will best be deferred until the next
sub-section. The opinions which Grice voices are all be general in
character: they relate to such things as what he might call,
for want of a better term, style in philosophizing and to general aspects of
methodology. He reserves for the next section anything hd
might have to say about his views on the specific philosophical topic of
Minimalism, or about special aspects of methodology which come into play within
some particular department of philosophy. Grice first proclaims it
as his belief that doing philosophy ought to be fun. He
would indeed be prepared to go further, and to suggest that it is no bad thing
if the products of doing philosophy turn out, every now and then, to be
funny. One should of course be serious about philosophy:
but being serious does not require one to be solemn.
Laughter in philosophy is not to be confused with laughter at
philo-sophy; there have been too many people who have made this
confusion, and so too many people who have thought of merriment in
philosophical discussion as being like laughter in church.
The prime source of this belief is no doubt the wanton disposition which
nature gave Grice but it has been reinforced, at least so far as
philosophy is concerned, by the course of every serious and prolonged
philosophical association to which I have been a party; each
one — Austin, Strawson, Warnock, Pears, Thompson, Hare, … has manifested its
own special quality which at one and the same time has delighted the spirit and
stimulated the intellect. To Grice’s mind, getting together
with others to do philosophy should be very much like getting together with
others to make music: lively yet sensitive interaction is directed towards a
common end, in the case of philosophy a better grasp of some fragment of
philosophical truth; and if, as sometimes happens, harmony
is sufficiently great to allow collaboration as authors published or
unpublished — with Strawson and Pears and Warnock— then so much the
better. But as some will be quick to point out, such disgusting
sentimentality is by no means universal in Oxford’s philosophical world.
It was said of the Joseph that he was dedicated to the Socratic
art of midwifery; he sought to bring forth error and to
strangle it at birth. Though this comment referred to his proper
severity in tutorials, Joseph was in fact, in concert with the much more
formidable Prichard, no less successful in dealing with colleagues than he was
with his scholars; philosophical productivity among his
contemporaries in Oxford was low, and one philosopher of
considerable ability even managed to complete a lifetime without publishing a
single word. He unpublished quite a few, though! Perhaps it is not
entirely surprising that the scholars of his college once crucified him
bloodlessly with croquet hoops on the college lawn. The
tradition does not die with Joseph; to take just one
example, Grice has never been as happy about Austin's Sense and Sensibilia as with
Austen’s eponym, partly because the philosophy which it contains does not seem
to me to be, for the most part, of the highest quality —- it’s all about Ayer
and Berkeley — and two Penguin books, too — , but *more* because its tone is
frequently rather unpleasant. . So far as Grice knows, no one has
ever been the better for receiving a good thumping, and I do not see that
philosophy is enhanced by such episodes. There are other ways of
clearing the air besides nailing to the wall everything in sight.
Though it is no doubt plain that Grice is not enthusiastic about odium
theologicum, he has to confess when it comes to Witters that Grice is not very
much more enthusiastic about amor theologicus. The sounds of
fawning are perhaps softer but hardly sweeter than the sounds of rending:
indeed it sometimes happens that the degree of adulation, which
for a time is lavished upon a philosopher such as Witters is in direct
proportion to the degree of savagery which he metes out to his victims.
To Grice’s stomach it does not make all that much difference
whether the recipient of excessive attachment is a person like Witters or a
philosophical creed like Wittersianism. zealotry and bandwagoning
seem to me no more appealing than discipleship. Rational and
*dispassionate* commendation or criticism are of course essential to the
prosecution of the discipline, provided that they are exercised in the pursuit
of philosophical truth: but passion directed towards either
philosophers like Witters or philosophies like Wittersianism is out of place,
no matter whether its object is favoured or disfavoured.
What is in place is respect, when it is deserved. Grice has
little doubt that it is the general beastliness of human nature which is in the
main responsible for the fact that philosophy, despite its supposedly exalted
nature, has exhibited some tendency to become yet another of the jungles in
which human beings seem so much at home, with the result that beneath the cloak
of enlightenment is hidden the dagger of diminution by disparagement.
But there are perhaps one or two special factors, the elimination
of which, if possible, might lower the level of pollution.
One of these factors is, Gricd suspects a certain view of the
proper procedure for establishing a philosophical thesis. It is,
Grice is inclined to think, believed by many philosophers that, in
philosophical thinking, we start with certain material (the nature of which
need not here concern us) which poses a certain problem or aporia or raises a
certain question. At first sight, perhaps, more than one
distinct philosophical thesis would appear to account for the material and
settle the question raised by it; and the way (generally the
only way) in which a particular thesis is established is thought to be by the
elimination of its rivals, characteristically by the detection of
counter-examples. Think signification — think rule utilitarianism!
Think Gettier! Philosophical theses are supported by elimination
of alternative theses. It is, however, Grice’s hope that in many
cases, including the most important cases, theses can be established by direct
evidence in their favour, not just by elimination of their rivals.
Grice refers to this issue again later when he comes to say something
about the character of metaphysical argument and its connection with so-called
transcendental argument. The kind of metaphysical argument
which Grice has in mind might be said, perhaps, to exemplify a 'diagogic' as
opposed to 'epagogic' or inductive approach to philosophical
argumentation. Now, the more emphasis is placed on
justification by elimination of rivals, the greater is the impetus given to
refutation, whether of theses or of people; and perhaps a greater
emphasis on 'diagogic' procedure, if it could be shown to be justifiable, would
have an eirenic effect. A second possible source of atmospheric
amelioration might be a shift in what is to be regarded as the prime index of
success, or merit, in philosophical enquiry. An obvious
candidate as an answer to this question would be being right, or being right
for the right reasons (however difficult the realization of this index might be
to determine). Of course one must try to be right, but even
so Grice doubts whether this is the best answer, unless a great deal is packed
into the meaning of "for the right reasons. An eminent
topologist whom Grice knew was regarded with something approaching veneration
by his colleagues, even though usually when he gave an important lecture either
his proofs were incomplete, or if complete they contained at least one
mistake. Though he was often wrong, what he said was
exciting, stimulating, and fruitful. The situation in philosophy
seems to me to be similar. Now if it were generally
explicitly recognized that being interesting and fruitful is more important
than being right, and may indeed co-exist with being wrong, polemical
refutation might lose some of its appeal. The cause which
Grice has just been espousing might be called, perhaps, the unity of
conviviality in philosophy. There are, however, one or two
other kinds of unity in which Grice also believes. These relate to
the unity of the subject or discipline: the first I Grice
calls the latitudinal unity of philosophy, and the second, its longitudinal
unity. With regard to the first, it is Grice’s firm
conviction that despite its real or apparent division into departments,
philosophy is one subject, a single discipline. By this I do
not merely mean that between different areas of philosophy there are
cross-references, as when, for example, one encounters in ethics the problem
whether such and such principle falls within the epistemological classification
of A PRIORI knowledge. Gricd means (or hopes he means) something a
good deal stronger than this, something more like the thesis that it is not
possible to reach full understanding of, or high level proficiency in, any one
department without a corresponding understanding and proficiency in the
others; to the extent that when I visit an unfamiliar
university and occasionally happens Grice is introduced to, 'Mr Puddle, our man
in Political Philosophy (or in 'Nineteenth-century Continental Philosophy' or
'Aesthetics', as the case may be), Grice is immediately confident that either
Mr Puddle is being under-described and in consequence maligned, or else Mr
Puddle is not really good at his stuff. Philosophy, like
virtue, is entire. Or, one might even dare to say, there is
only one problem in philosophy, namely all of them. At this
point, however, Grice must admit a double embarassment; He
does not know exactly what the thesis is which he wants to maintain, and he
does not know how to prove it, though he is fairly sure that his thesis,
whatever it is, would only be interesting if it were provable, or at least
strongly arguable; indeed the embarassments may not be independent of one
another. So the best Grice can now do will be to list some
possibilities with regard to the form which supporting argument might
take. It might be suggested that the sub-disciplines within
philosophy are ordered in such a way that the character and special problems of
each sub-discipline are generated by the character and subject-matter of a
prior sub-discipline; that the nature of the prior sub-discipline guarantees or
calls for a successor of a certain sort of dealing with such-and-such a set of
questions; and it might be added that the nature of the first or primary
sub-discipline is dictated by the general nature of theorizing or of rational
enquiry. On this suggestion each posterior sub-discipline S
would call for the existence of some prior sub-discipline which would, when
specified, dictate the character of S. There might be some
very general characterization which applies to all sub-disciplines, knowledge
of which is required for the successful study of any sub-discipline, but which
is itself so abstract that the requisite knowledge of it can be arrived at only
by attention to its various embodiments, that is to the full range of
sub-disciplines. Perhaps on occasion every sub-discipline,
or some element or aspect of every sub-discipline, falls within the scope of
every other sub-discipline. For example, some part of
metaphysics might consist in a metaphysical treatment of ethics or some element
in ethics; some part of epistemology might consist in
epistemological consideration of metaphysics or of the practice of metaphysical
thinking: some part of ethics or of value theory might
consist in a value-theoretical treatment of epistemology: and so on.
All sub-disciplines would thus be inter-twined. It
might be held that the ultimate subject of all philosophy is ourselves, or at
least our rational nature, and that the various subdivisions of philosophy are
concerned with different aspects of this rational nature.
But the characterization of this rational nature is not divisible into
water-tight compartments; each aspect is intelligible only
in relation to the others. There is a common methodology which, in
different ways, dictates to each sub-discipline. There is no
ready-made manual of methodology, and even if there were, knowing the manual
would not be the same as knowing how to use the manual. This
methodology is sufficiently abstract for it to be the case that proficient
application of it can be learned only in relation to the totality of
sub-disciplines within its domain. Suggestion (v) may well
be close to suggestion (ii). In speaking of the 'Longitudinal
Unity of Philosophy', Grice is referring to the unity of Philosophy through
time. Any Oxford philosophy tutor who is accustomed to
setting essay topics for his pupils, for which he prescribes reading which
includes both passages from Plato or Aristotle and articles from current
philosophical journals, is only too well aware that there are many topics which
span the centuries; and it is only a little less obvious
that often substantially similar positions are propounded at vastly differing
dates. Those who are in a position to know assure me that
similar correspondences are to some degree detectable across the barriers which
separate one philosophical culture from another, for example
between Western European and Indian philosophy. If we add to
this banality the further banality that it is on the whole likely that those
who achieve enduring philosophical fame do so as a result of outstanding
philosophical merit, we reach the conclusion that, in our attempts to solve our
own philosophical problems, we should give proper consideration to whatever
contributions may have been provided by the illustrious dead.
And when Grice says proper consideration Grice is not referring to
some suitably reverential act of kow-towing which is to be performed as we pass
the niche assigned to the departed philosopher in the Philosopher's Hall of
Fame; Grice means rather that we should treat those who are
great but dead as if they were great and living, as persons who have something
to say to us now; and, further, that, in order to do this, we
should do our best to 'introject' ourselves into their shoes, into their ways
of thinking: indeed to rethink their offerings as if it were
ourselves who were the offerers: and then, perhaps, it may turn out that it is
ourselves. Groce might add at this point that it seems to
him that one of the prime benefits which may accrue to us from such
introspection lies in the region of methodology. By and
large the greatest philosophers have been the greatest, and the most
self-conscious, methodologists; indeed. Grice is tempted to
regard this fact as primarily accounting for their greatness as
philosophers. So whether we are occupied in thinking on
behalf of some philosopher other than ourselves, or in thinking on our own behalf,
we should maintain a constant sensitivity to the nature of the enterprise in
which we are engaged and to the character of the procedures which are demanded
in order to carry it through. Of course, if we are looking at the
work of some relatively minor philosophical figure, such as for example
Wollaston or Bosanquet or Wittgenstein, such 'introjection' may be neither
possible nor worth-while; but with Aristotle and Kant, and
again with Plato, Descartes, Leibniz, Hume, and others, it is both feasible and
rewarding. But such an introjection is not easy, because for
one reason or another, idioms of speech and thought change radically from time
to time and from philosopher to philosopher; and in this
enterprise of introjection transference from one idiom to another is invariably
involved, a fact that should not be bemoaned but should rather be hailed with
thanksgiving, since it is primarily this fact which keeps philosophy
alive. This reflection Griceme to one of his favourite
fantasies. Those who wish to decry philosophy often point to
the alleged fact that though the great problems of philosophy have been
occupying our minds for 2 millennia or more, not one of them has ever been
solved. As soon as someone claims to have solved one, it is
immediately unsolved by someone else. Grice’s fantasy is
that the charge against us is utterly wide of the mark; in
fact many philosophical problems have been (more or less) solved many
times; that it appears otherwise is attributable to the
great difficulty involved in moving from one idiom to another, which obscures
the identities of problems. The solutions are inscribed in the
records of our subject; but what needs to be done, and what
is so difficult, is to read the records aright. Now this
fantasy may lack foundation in fact; but to believe it and to be wrong may well
lead to good philosophy, and, seemingly, can do no harm; whereas to reject it
and to be wrong in rejecting it might involve one in philosophical
disaster. As he threads his way unsteadily along the tortuous
mountain path which is supposed to lead, in the long distance, to the City of
Eternal Truth, Grice finds himself beset by a multitude of demons and perilous
places, bearing names like Extensionalism,
Nominalism, Positiv-ism, Naturalism,
Mechanism, Phenomenalism, Reductionism,
Physical-ism, Materialism, Empiricism, Scepticism,
and Functionalism; — menaces which are, indeed,
almost as numerous as those encountered by a traveller called Christian on
another well-publicized journey. The items named in this
catalogue are obviously, in many cases, not to be identified with one
another; and it is perfectly possible to maintain a friendly
attitude towards some of them while viewing others with hostility.
There are not few philosophers, for example, who view naturalism with favour
while firmly rejecting nominalism; and it is not easy to see
how any one could couple support for phenomenalism with support for
physicalism. After a more tolerant (permissive) middle age. Grice
has come to entertain strong opposition to all of them, perhaps partly as a
result of the strong connection between a number of them and the philosophical
technologies which used to appeal to Grice a good deal more than they do
now. But how would Grice justify the hardening of his heart?
The first question is, perhaps, what gives the list of items a unity, so
that Grice can think of himself as entertaining one twelvefold antipathy,
rather than twelve discrete antipathies. To this question
Grice’s answer is that all the items are forms of what Grice calls isms — or
Minimalism, — cf Griceianism — a propensity which seeks to keep to a
minimum (which may in some cases be zero) the scope allocated to some
advertised philosophical commodity, such as abstract entities, knowledge,
absolute value, and so forth. In weighing the case for and
the case against a trend of so high a degree of generality as Minimalism, kinds
of consideration may legitimately enter which would be out of place were the
issue more specific in character, in particular, appeal may be made to
aesthetic considerations. In favour of Minimalism, for example, we
might hear an appeal, echoing Quine, to the beauty of "desert
landscapes'. But such an appeal Grice would regard as
inappropriate; we are not being asked by a Minimalist to
give our vote to a special, and no doubt very fine, type of landscape;
we are being asked to express our preference for an ordinary sort
of landscape at a recognizably lean time; to rosebushes and
cherry-trees in mid-winter, rather than in spring or summer.
To change the image some-what, what bothers Grice about what he is being
offered is not that it is bare, but that it has been systematically and
relentlessly undressed. Grice is also adversely influenced by a
different kind of unattractive feature which some, or perhaps even all of these
bétes noires seem to possess. Many of them are guilty of
restrictive practices which, perhaps, ought to invite the attention of a
Philosophical Trade Commission: they limit in advance the
range and resources of philosophical explanation. They limit its
range by limiting the kinds of phenomena whose presence calls for
explanation; some prima facie candidates are watered down,
others are washed away; and they limit its resources by forbidding
the use of initially tempting apparatus, such as the concepts expressed by
psychological, or more generally intensional, verbs. Grice’s
own instinets operate in a reverse direction from this.
Grice is inclined to look first at how useful such and such explanatory
ideas might prove to be if admitted, and to waive or postpone enquiry into
their certificates of legitimacy. Grice is conscious that all he
has so far said against Minimalsim has been very general in character,
and also perhaps a little tinged with rhetoric. This is not
surprising in view of the generality of the topic; but all the same Grice
should like to try to make some provision for those in search of harder
tack. Grice can hardly, in the present context, attempt to provide
fully elaborated arguments against all, or even against any one, of the diverse
items which fall under my label 'Minimalism'; the best Grice
can do is to try to give a preliminary sketch of what he would regard as the
case against just one of the possible forms of minimalism, choosing one which 1
should regard it as particularly important to be in a position to reject.
My selection is Extensionalism, a position imbued with the spirit
of Nominalism, and dear both to those who feel that Because it is redis no more
informative as an answer to the question Why is a pillar box called
"red"? than would be 'Because he is Grice' as an answer to the
question 'Why is that distinguished-looking person called
"Grice"T, and also to those who are particularly
impressed by the power of set theory. The picture which,
Grice suspects, is liable to go along with Extensionalism is that of the world
of particulars as a domain stocked with innumerable tiny pellets, internally
indistinguishable from one another, but distinguished by the groups within
which they fall, by the 'clubs' to which they belong; and
since the clubs are distinguished only by their memberships, there can only be
one club to which nothing belongs. As one might have
predicted from the outset, this leads to trouble when it comes to the
accommodation of explanation within such a system. Explanation of
the actual presence of a particular PREDICATE in a particular SUBJECT depends
crucially on the possibility of saying what would be the consequence of the
presence of such and such a PREDICATE in that SUBJECT, regardless of whether
the PREDICATE in question even do appear in that SUBJECT, or indeed in any
subject. On the face of it, if one adopts an extensionalist
viewpoint, the presence of a feature in some particular will have to be
re-expressed in terms of that particular's membership of a certain set;
but if we proceed along those lines, since there is only one empty set,
the potential consequences of the possession of an in fact unexemplified
PREDICATE would be invariably the same, no matter how different in significance
the expressions used to specify such a PREDICATE would ordinarily be judged to
be. This is certainly not a conclusion which one would care
to accept. Grice can think of two ways of trying to avoid its
acceptance, both of which seem to Grice to suffer from serious drawbacks.
The first shows some degree of analogy with a move which, as a
matter of history, was made by empiricists in connection with simple and
complex ideas. In that region an idea could be redeemed from
a charge of failure to conform to the empiricist principle through not being
derived from experience of its instantiating particulars (there being no such
particu-lars) if it could be exhibited as a complex idea whose component simple
ideas were so derived; somewhat similarly, the first proposal seeks
to relieve this or that vacuous predicate or general term from the embarrassing
consequences of denoting the empty set by exploiting the non-vacuousness of
some other predicate or general term which are constituents in a definition of
the original vacuous terms. Start with two vacuous
predicates, say ay) 'is married to a daughter of an English
queen and a pope' and ( oz) is a climber on hands and knees
of of a29,000 foot mountain. (8) If aj and a z are
vacuous, the following predicates are satisfied by the empty set @: (B) 'is a
set composed of daughters of an English queen and a pope, and (Ps) 'is a set
composed of climbers on hands and knees of a 29.000 foot mountain. (y)
Provided 'R, and 'R,' are suitably interpreted, the
predicates A, and , may be treated as coextensive respectively with the
following revised predicates (y) Stands in R, to a sequence composed of
the sets married to, daughters, English queens and popes; and (72) 'stands in
Rz to a sequence composed of the sets climbers, 29,000 foot mountains, and things
done on hands and knees'. (8) We may finally correlate with
the two initial predicates o1 and a2, respectively, the following sequences
derived from 7, and Yz: (S,) the sequence composed of the relation R, (taken in
extension), the set married to, the set daughters, the set English queens, and
the set popes: and (&2) the sequence composed of the relation Rz, the set
climbers, the set 29,000 foot mountains, and the set things done on hands and
knees. These sequences are certainly distinct, and the
proposal is that they, rather than the empty set, should be used for
determining, in some way yet to be specified, the explanatory potentialities of
the vacuous predicates a, and a2. Grice’s chief complaint against
this proposal is that it involves yet another commission of what I regard as
one of the main minimalist sins, that of imposingin advance a limitation on the
character of explanations. For it implicitly recognizes it as a
condition on the propriety of using a vacuous predicate in explanation that the
terms in question should be representable as being correlated with a sequence
of this or that non-empty set. This is a condition which, Grice
suspects, might not be met by every vacuous predicate. But
the possibility of representing an explanatory term as being, in this way or
that, reducible to some favoured item or types of items should be a bonus which
some theories achieve, thereby demonstrating their elegance, not a condition of
eligibility for a particular class of this or that would-be explanatory
term. The second suggested way of avoiding the unwanted
consequence is perhaps more intuitive than the first; it
certainly seems simpler. The admissibility of a vacuous
predicate in explanations of possible but non-actual phenomena (why they would
happen if they did happen), depends, it is suggested, on the availability of
acceptable non-trivial generalizations wherein which the predicate in question
specifies the antecedent condition. And, we may add, a
generalization whose acceptability would be unaffected by any variation on the
specification of its antecedent condition, provided the substitute were
vacuous, would certainly be trivial. Non-trivial
generalizations of this sort are certainly available, if (1)
they are derivable as special cases from other generalizations involving
less specific antecedent conditions, and (2) these other
generalizations are adequately supported by further specifies whose antecedent
conditions are expressed by means of this or that non-vacuous predicate.
The explanatory opportunities for a vacuous predicate depend on their
embodiment in a system. Grice’s doubts about this second
suggestion relate to the steps which would be needed in order to secure an adequately
powerful system. Grice conjectures, but cannot demonstrate, that
the only way to secure such a system would be to confer special ontological
privilege upon the entities of physical science together with the system which
that science provides. But now a problem arises:
the preferred entities seem not to be observable, or in so far as
they are observable, their observability seems to be more a matter of
conventional decision to count such and-such occurrences as observations than
it is a matter of fact. It looks as if states of affairs in
the preferred scientific world need, for credibility, support from the vulgar
world of ordinary observation reported in the language of common sense.
Eddington’s solid chair. But to give that support, the
judgements and the linguistic usage of the vulgar needs to be endowed with a
certain authority, which as a matter of history the kind of minimalists whom
Grice knows or knows of have not seemed anxious to confer.
But even if they were anxious to confer it, what would validate the
conferring, since ex hypothesi it is not the vulgar world but the specialist
scientific world which enjoys ontological privilege? If this
objection is sound, the second suggestion, like the first, takes something
which when present is an asset, bonus, or embel-lishment, namely systematicity,
and under philosophical pressure converts it into a necessity.
Grice has, of course, not been attempting to formulate an argument by which
minimalism, or indeed any particular version of minimalism, could be
refuted; Grice has been trying only to suggest a sketch of a way in
which, perhaps, such an argument might be developed. Grice
should be less than honest if he pretended to any great confidence that even
this relatively unambitious objective has been attained.
Grice should, however, also be less than honest if he concealed the fact
that, should Gricd be left without an argument, it is very likely that Grice
should not be very greatly disturbed. For Grice’s antipathy
to minimalism depends much more on a concern to have a philosophical approach
which would have prospects of doing justice to the exuberant wealth and variety
of human experience in a manner seemingly beyond the reach of minimalists, than
on the availability of any argument which would show the theses of minimal.
ists to be mistaken. But at this point some people, Grice
thinks, would wish to protest that I am treating minimalism in much too
monolithic a way. For, it might be said, while many
reasonable persons might be willing to align themselves with Grice, for
whatever reasons, in opposition to exten-sionalism and physicalism, when such
persons noticed that I have also declared my opposition to mechanism and to
naturalism, they might be prompted to enquire whether I wished to declare
support for the ideas of the objectivity of value and of the presence of
finality in nature, and to add that should I reply affirmatively, they would
part company with Grice. Now Grice certainly does wish to
affirm, under some interpretation, 'the objectivity of value, and Grice also
wishes to maintain, again under some interpretation, 'the presence of finality
in nature'. But perhaps Grice had better formulate in a somewhat
more orderly way, one or two of the things which I do believe or at least would
like to believe. Grice believes (or would like to believe) that it
is a necessary feature of a rational being, either as part of or as a
consequence of part of, their essential nature, that they have a capacity for
the attribution of value. Grice also believes that it follows from
this fact, together perhaps with one or more additional assumptions, that there
is objective value. Grice believes that value, besides being
objective, has at the same time intrinsic motivational force, and that this
combination is rendered possible only by a constructivist approach rather than
a realist approach to value. Only if value is in a suitable
sense 'instituted by us' can it exhibit the aforesaid combination.
The objectivity of value is possible only given the presence of finality or
purpose in nature (the admissibility of final causes). The fact
that reason is operative both in the cognitive and in the practical spheres
strongly suggests, if it does not prove, that a constructivist approach is in
order in at least some part of the cognitive sphere as well as in the practical
sphere: The adoption of a constructivist approach makes
possible, perhaps even demands, the adoption of a stronger rather than
merely a weaker version of rationalism. That is to say, we
can regard ourselves, qua rational beings, as called upon not merely to have
this or that reason for our beliefs (ratio cognoscendi) and also for other
attitudes like desires and intentions, but to allow and to search for, reasons
for things to bethe case (at least in that area of reality which is
constructed). Such a reason will be, in Cicero’s parlance, a
ratio essendi. It is obvious that much of the terminology in which
this programme is formulated is extremely obscure. Any
elucidation of it, and any defence of the claims involved which Grice shall
offer on this occasion, will have to wait until the second main section of this
Reply: for Grice shall need to invoke specific theses within
particular departments of philosophy. Grice hopes to engage,
on other occasions, in a fuller examination of these and kindred ideas.
The editors of the volume Grounds. Rationality, Intention, Category, End
— — G. R. I. C. E. — devote most of their ingenious and perceptive attention to
three or four topics which they feel to be specially prominent in Grice’s work;
to questions about conversational significance, philosophical psychology,
rationality, and metaphysics, value, including ethical questions.
Grice first comments on what the editors have to say about conversational
significance, and then in his concluding section Grice turrns to the remaining
topics. In the course of a penetrating treatment of the
‘development’ of Grice’s views on the topic of conversational significance, the
editors list, in connection with what they see as a third stage of this
development three objections to which Grice’s work might be thought to give
rise. Grice shall say something about each of these, though in an
altered order; Grice shall also add a fourth objection which
Grice knows some philosophers have regarded as acute, and Grice shall briefly
re-emphasize some of the points about the most recent developments in his
thinking, which the editors have presented and which may not be generally
familiar. As a preliminary to enumerating the question for
discussion, Grice may remark that the treatment of the topic by the editors
seems to offer strong support to Grice’s thesis about the latitudinal unity of
philosophy: for the problems which emerge about
conversational significance are plainly problems in psychology and metaphysics,
and Grice hopes that as we proceed it will become increasingly clear that these
problems in turn are inextricably bound up with the notion of value.
A first difficulty relates to the alleged ly dubious admissibility of
the propositio as an entities: In the explication of the
‘significance’ of an TYPE of utterance — or Emmissio or Profferatii. what does
the variable "that p" or “that S is P” take as values?
The values of "that p" or “that S is P” — S est P — are
the objects of conversational significance, intention, and belief- a
proposition, to call it by its traditional name since Boezio. Varrone calls it
proloquium. But isn't one of the most central tasks of a theory or
philosophical analysis or philosophical conceptual analysis to give an
account of what such a proposition is?.. + Much of the
history of philosophy of language or ‘semantics’ consists of attacks on or
defences of this or that conceptions of what a proposition is, for the
fundamental issue involved here is the triangular relation Aristotle proposed
in De Interpretatione to hold anong language, thought, and reality.
How can Grice offer an explication of the type of ‘significance’ of a
profferatio that simply takes the notion of a proposition that p or that S is P
more or less for granted? A perfectly sound, though perhaps
somewhat superficial, reply to the objection as it is presented would be that
in any definition or philosophical analysis of conversational significance
which Grice qua semanticist would be willing to countenance, the letter 'p', in
that p or S and P in that S is P — the dog is shaggy — operate simply as this
or that gap sign; if Alpha and Beta appear in a definiendum
or analysandum alpha and beta appears in the corresponding definiens or
analysans. If Grice were to advance the not wholly plausible
thesis that to ‘feel’ Byzantine is just to have a Rylean agitation which is
caused by the thought that one is, or might *be* Byzantine, it would
surely be ridiculous to criticize Grice on the grounds that he had saddled
himself with an ontological commitment to a feeling, or to a mode of a
feeling. If a quantification of the predicate is covertly or
implicaturally involved at all, it will only be a total or universal
quantification of the predicate which could in such a case as this be
adequately handled by a SUBSTITUTONAL account of such quantification of the
predicate. Grice’s situation vis-a-vis a proposition that p
or that the alpha is beta — Fidus est hirsutus — is in no way different.
Moreover, if this last part of this rather commissioned — by the
Clarendon — objection is to be understood as suggesting that a philosopher such
as Grice has been most concerned with the characterization of the nature of a
proposition with a view to using it, in this or that way, as a key to the
triangular relationship that, since Aristotle’s DE INTERPRETATIONE, holds among
language. thought, and reality, Grice rather doubtswhether this claim is true,
and if it is true, Grice would regard any attempt to use the proposition in
such a manner as a gross mistake to which Boezio did but Grice never
subscribed. A Proposition should not, Grice thinks, be
viewed as a tool, a gimmick, or a bit of apparatus designed to pull off the
metaphysical conjuring-trick of relating language, thought, and reality!
For one, Aristotle’s treatment in DE INTERPRETATIONE is quite its own
trick! The furthest Grice, who lectured on DE INTERPRETATIONE for
years — for Oxonian pupils earning their Lit. Hum. — would be prepared to go in
this direction would be to allow it as a possibility that one or more
substantive treatments of the relations between language, thought, and reality
might involve this notion of a proposition, and so might
rely on it to the extent that an inability to provide an adequate theoretical
treatment of a proposition would undermine the enterprise within which it makes
an appearance. It is, however, not apparent to Grice that any
threat of this kind of disaster hangs over Grice’s head. In
his “Meaning Revisited” Grice does in fact discuss the topic of the
correspondences to be looked for language, thought, and reality, - an in
Aristotle’s footsteps in DE INTERPRETATIONS offers three suggestions about the
ways in which, in effect, a rational enterprises could be defeated or radically
hampered should there fail to be correspondences of the members of any pair
selected from this trio. Grice suggests that without a
correspondence between thought and reality, any individual member of such
fundamental important kinds of psychological states as desires and beliefs
would be unable to fulfil their theoretical role, purpose, function, or métier,
of explaining behaviour, and indeed would no longer be identifiable or
distinguishable from one another; that, without a
correspondence between language and thought, communication, and so the rational
conduct of life, would be eliminated; and that without a
direct correspondence between language and reality over and above any indirect
correspondence provided for by the first two suggestions, no generalized
specification, as distinct from case-by-case specification, of the conditions
required for a belief to correspond with reality, that is to be true, would be
available to us. So far as I can see, the foregoing
transcendental or metaphysical justification of this acceptance of the
correspondences in question does not in any obvious way involve a commitment to
the *reality* of a proposition; and should it turn out to do so in some
unobvious way perhaps as a consequence of some unnoticed assumption, the very
surreptitiousness of the commitment would indicate to Grice the likelihood that
the same commitment would be involved in any rational account of the relevant
subject matter, in which case, of course, the commitment would be ipso facto
justified. Indeed, the idea of an inescapable commitment to a
proposition in no way frightens me or repels me; and if such a commitment would
carry with it an obligation to give an account of what a propositions is, Grice
thinks this obligation could be discharged. It might,
indeed, be possible to discharge it in more than one way.
One way would involve, as its central idea, focusing on a primitive range
of simple statements, the formulation of which would involve no connectives or
quantifiers, and treating each of these as 'expressing' a propositional
complex, which in such cases would consist of a sequence whose elements would
be first a general item (a set, or an attribute, according to preference) and
second a sequence of objects which might, or might not, instantiate or belong
to the first item. Thus the propositional complex associated
with the sentence, Fidus est hirsutus might be thought of consisting of a
sequence whose first (general' member would be the set of hairy-coated things,
or (alternatively) the attribute Hairy-Coatedness, and whose
second('instantial' or 'particular") member would be Fidus or the
singleton of Fidus; and the sentence, 'John wants Martha',
could be represented as expressing a propositional complex which is a sequence
whose first element is wanting (considered either extensionally as a set or
non-extensionally as an attribute) and whose second element is a sequence
composed of john and Martha, in that order. We can define a
property of factual or alethic satisfactoriness which will be closely allied to
the notion of truth! a (simple) propositional complex will be factive just in
case its two elements (the general and instantial elements) are related by the
appopriate PREDICATION relation, just in case (for example) the second element
is a member of the set (possesses the attribute) in which the first element
consists. A Proposition may be represented as each consisting of a
family of propositional complexes, and the conditions for family unity may be
thought of either as fixed or as variable in accordance with the context,
This idea will in a moment be expanded. The notorious
difficulties to which this kind of treatment gives rise will begin with the
problems of handling connectives and of handling quantification.
In the present truncated context I shall leave the first problem on one
side, and shall confine myself to a few sketchy remarks concerning
quantification. A simple proposal for the treatment of
quantifiers would call for the assignment to each predicate, besides its normal
or standard extension, two special objects associated with quantifiers, an
'altogether' object and a 'one-at-a-time' object; to the
epithets 'grasshopper', ['boy', 'girl'], for example, will be assigned not only
ordinary individual objects like grasshoppers [boys, girls] but also such
special objects as the altogether grasshopper [boy, girl| and the one-al-a-time
grasshopper [boy, girlf. We shall now stipulate that
an 'altogether' special object satisfies a given predicate just in case
every normal or standard object associated with that special object satisfies
the predicate in question, and that a 'one-at-a-time' special object satisfies
a predicate just in case at least one of the associated standard objects
satisfies that predicate. So the altogether grasshopper will
be green just in case every individual grasshopper is green, and the
one-at-a-time grasshopper will be green just in case at least one individual
grasshopper is green, and we can take this pair of statements about special
grasshoppers as providing us with representations of (respec-lively) the statement
that all grasshoppers are green and the statement that some grasshopper is
green. The apparatus which Grice sketches is plainly not, as it
stands, adequate to provide a comprehensive treatment of quantification.
It will not, for example, cope with well-known problems arising
from features of multiple quantification; it will not
deliver for us distinct representations of the two notorious (alleged) readings
of the statement 'Every girl detests some boy', in one of which
(supposedly) the universal quantifier is dominant with respect to scope, and in
the other of which the existential quantifier is dominant.
To cope with this problem it might be sufficient to explore, for this or
that ‘semantic’ purpose, the device of exportation, and to distinguish between,
( i) 'There is some boy such that every girl detests him', which
attributes a certain property to the one-at-a-time boy, and (ii) 'Every girl is
such that she detests some boy', which attributes a certain (and different)
property to the altogether girl; and to note, as one makes
this move, that though exportation, when applied to statements about individual
objects, seems NOT to affect truth-value, whatever else may be its ‘semantic’
function, when it is applied to sentences about special objects it may, and
sometimes will, affect truth-value. But however effective
this particular shift may be, it is by no means clear that there are not
further demands to be met which would overtax the strength of the envisaged
apparatus; it is not, for example, clear whether it could be
made adequate to deal with indefinitely long strings of 'mixed'
quanti-fiers. The proposal might also run into objections of
a more philosophical character from those who would regard the special objects
or things which it invokes as metaphysically — ontologically —
disreputable. Should an alternative proposal be reached or
desired, Grice thinks that one (or, indeed, more than one) is available.
The one which Grice has immediately in mind could be regarded as a
replacement for, an extension of, or a reinterpretation of the scheme just
outlined, in accordance with whatever view is finally taken of the potency and
respectability of the ideas embodied in that scheme. The new
proposal, like its predecessor, will treat propositional complexes as
sequences, indeed as ordered pairs containing a SUBJECT-item and a
PREDICATE-item, and will, therefore, also like its predecessor, offer a
subject-predicate account of quantification. Unlike its
predecessor, however, it will not allow an individual thing, like a
grasshopper, a girl, and a boy, to appear as elements in propositional
complexes, such elements will always be sets — or attributes,
Though less restrictive versions of this proposal are, Grice thinks,
available, Grice shall, for convenience, consider here only a set-theoretic
version. According to this version, we associate with the
SUBJECT-expression of a canonically formulated sentence a set of at least
second order. If thesubject expression is a singular name,
its ontological correlate will be the singleton of the singleton of the entity
which bears that name. The treatment of a singular term
which is not a name will be parallel, but is here omitted. If
the subject-expression is an indefinite quantificational phrase, like 'some
grasshopper', its ontological correlate will be the set of all singletons whose
sole element is an item belonging to the extension of the PREDICATE to which
the indefinite modifier is attached; so the ontological correlate of the phrase
'some grasshopper' will be the set of all singletons whose sole element is an
individual grasshopper. If the subject expression is a
universal quantificational phrase, like 'every grasshopper', its ontological
correlate will be the singleton whose sole element is the set which forms the
extension of the predicate to which the universal modifier is attached;
thus the correlate of the phrase 'every grasshopper' will be
the singleton of the set of grasshoppers. Predicates of canonically
formulated sentences are correlated with the sets which form their
extensions. It now remains to specify the
PREDICATION-relation, that is to say, to specify the relation which has to
obtain between subject-element and predicate-element in a propositional complex
for that complex to be alethically satisfactory. A
propositional complex will be factive just in case its subject-element contains
as a member at least one item which is a subset of the predicate-element;
so if the ontological correlate of the phrase 'some grasshopper'
(or, again, of the phrase every grasshopper') contains as a member at least one
subset of the ontological correlate of the predicate 'x is green' (viz. the set
of green things), the propositional complex directly associated with the
sentence 'some grasshopper is green' (or again with the sentence every
grasshopper is green') will be factive. Grice devoted a good deal
of time to this second proposal, and he convinced himself that it offered a
powerful instrument which, with or without adjustment, was capable of handling
not only indefinitely long sequences of 'mixed' quantificational phrases, but
also some other less obviously tractable problems which he shall not here
discuss. Before moving on, however, Grice might perhaps draw
attention to three features of the proposal. First,
employing a strategy which might be thought of as Leibnizian, it treats
subject-elements as being of an order higher than, rather than an order lower
than, predicate elements. Second, an individual name is in effect
treated like universal quantificational phrases, thus recalling the practice of
old-style traditional logic. Third, and most importantly,
the account which is offered is, initially, an account of propositional
complexes, not of propositions: as I envisage them, a proposition
will be regarded as a family of propositional complexes. Now
the propositional complex directly associated with the sentence 'Some
grasshoppers are witty', will be both logically equivalent to and numerically
distinet from the propositional complex directly associated with the sentence
Not every grasshopper is not witty'; indeed for any given
propositional complex there will be indefinitely many propositional complexes
which are both logically equivalent to and also numerically distinct from the
original complex. The question of how tight or how relaxed are to
be the family ties which determine the identity of a proposition — what is said
— remains to be decided, and it might even be decided that the conditions for
such identity would vary according to context or purpose. Wilson
is a great man The British Prime minister is a great man. It
seems that there might be an approach to the treatment of propositions which
would, initially at least, be radically different from the two proposals which
I have just sketched. We might begin by recalling that one
of the stock arguments for the reality of a proposition used to be that a
proposition is needed to give us something for logic to be about;
sentences and thoughts were regarded as insufficient, since the laws of
logic do not depend on the existence of minds or of communication.
Now one might be rendered specially well-disposed towards a proposition if one
espoused, in general, a sort of Aristotelian view of theories, and believed
that for any particular theory to exist there has to be a class of entities,
central to that theory, the essential nature of which is revealed in, and
indeed accounts for, the laws of the theory in question. If our
thought proceeds along these lines, a proposition might be needed not just as
pegs (so to speak) for a logical law to hang from, but as the thing whose
nature determines the content of the logical system. It
might even be possible to maintain that more than one system proceeds from and
partially exhibits the nature of a proposition; perhaps, for example, one
system is needed to display a proposition as the bearers of logical properties
and another to display them in their role as the content or the object of a
psychological attitude. How such an idea could be worked out in
detail is far from clear; but whatever might be the
difficulties of implementa-tion, it is evident that this kind of approach would
seek to answer the question, "What is a proposition?", not by
identificatory dissection but rather by pointing to the work that a proposition
of their very nature does. Grice has little doubt that a proper
assessment of the merits of the various proposals now before us would require
decisions on some fundamental issues in metaphysical methodology.
What, for example, determines whether a class of entities achieves
metaphysical respectability? What conditions govern the
admission to reality of the products of ontological romancing?
What is the relation, in metaphysical practice, between two possible
forms of identification and characterization, that which proceeds by dissection
and that which proceeds by specification of output? Are
these forms of procedure, in a given case, rivals or are they compatible and
even, perhaps, both mandatory? Two further objections cited by the
editors may be presented together (in reverse order), since they both relate to
Grice’s treatment of the idea of a conversational procedure. One
of these objections disputes Grice’s right, as a philosopher, to trespass on
the province of science by attempting to deliver judgement, either in specific
cases or even generally, on the existence of this or that basic procedure
underlying other this or that ‘semantic’ procedure which is, supposedly,
derivative from the former. The other objection starts from
the observation that Grice’s account of communication involves the
attribution to this or that communicator of more or less elaborate inferential
steps concerning this or that procedure possessed and utilised by his
conversational partner, notes that these steps, and the
knowledge which, allegedly, they provide, are certainly not as a rule
explicitly present to consciousness, and then questions
whether any satisfactory interpretation can be given of the idea that the
knowledge involved is implicit of tacit rather than explicit.
The editors suggest that answers to these objections can be found
in Grice’s published and unpublished work. Baldly stated, the
reply which they attribute to Grice with respect to the first of these
objections is that the idea that a certain sort of reasoning. which the editors
illustrate by drawing on as yet unpublished work, is involved in conversational
significance, is something which can be made plausible by philosophical methods
— by careful description, reflection, and delineation of the ways we talk and
think.’ Now I certainly hope that philosophical methods can be
effective in the suggested direction, which case, of course, the objections
would be at least partially answered. But Grice thinks that
he would also aim at a sharper and more ambitious response along the following
lines. Certainly the specification of some particular set of
procedures as the set which governs the use of this or that langauge, or even
as a set which participates in the governance of some group of this or that
language, is a matter for the scientist except in so far as it may rely upon
some ulterior and highly general principle. But there may be
general principles of this sort, principles perhaps which specify forms of
procedure which do, and indeed must, operate in the use of any language
whatsoever. Now one might argue for the existence of this or
that principle on the basis of the relatively unexciting, and not unfamiliar,
idea that, so far as can be seen, our infinite variety of actual and possible
communicative performances is feasible only if such performances can be
organized in a certain way, namely as issuing from some initial finite base of
this or that primitive procedure in accordance with the general principle in
question. One might, however, set one's sights higher, and try to
maintain that the presence in a language, or at least in a language which is
actually used, of a certain kind of structure, which will be reflected in this
general principle, is guaranteed by this or that metaphysical or ontological
consideration, perhaps by some rational demand for a correspondence between
this or that conversational categorry on the one hand and this or that
metaphysical, or, ontological, or real category — of REALITY — on the
other. Grice will confess to an inclination to go for the
more ambitious of these enterprises. As regards the second
objection, Grice must admit to being by no means entirely clear what reply the
editors of the G. R. I. C. E. compilation envisage Grice as wishing to make,
but he will formulate what seems to me to be the most likely representation of
their view. They first very properly refer to Grice’s
discussion of 'incomplete reasoning in his Kant Lectures on aspects of reason
and reasoning and discover there some suggestions which, whether or not they
supply necessary conditions for the presence of formally incomplete or implicit
reasoning, cannot plausibly be considered as jointly providing a sufficient
condition; the suggested conditions are
that the implicit reasoner intends that there should be some valid
supplementation of the explicitly presen t material which would justify
the 'conclusion' of the incomplete reasoning, together perhaps with a further
desire or intention that the first intention should be causally efficacious in
the generation of the reasoner's belief in the aforementioned conclusion.
The G. R. I. C. E. editors are plainly right in their view that so far
no sufficient condition for implicit reasoning has been provided;
indeed, Grice never supposed that he had succeeded in providing one,
though I hope to be able to remedy this deficiency by the (one hopes) not too
distant time when a revised version of his Kant Lectures is published.
The G. R. I. C. E. editors then bring to bear some further
material from Grice’s writings, and sketch, on his behalf, an argument which seems
to exhibit the following pattern: (I) That we should be
equipped to form, and to recognize in others, M-intentions is something which
could be given a genitorial justification; if the Genitor
were constructing human beings with an eye to their own good, the institution
in us of a capacity to deployM-intentions would be regarded by him with favour.
(2) We do in fact possess the capacity to form, and to
recognize in others, M-intentions. The attribution of M-intentions
to others will at least sometimes have explanatory value with regard to their
behaviour, and so could properly be thought of as helping to fulfil a rational
desideratum. The exercise of rationality takes place primarily or
predominantly in the confirmation or revision of previously established beliefs
or practices; so it is reasonable to expect the comparison of the actual with
what is ideal or optimal to be standard procedure in rational beings.
We have, in our repertoire of procedures available to us in the
conduct of our lives, the procedure of counting something which approximates
sufficiently closely to the fulfillment of a certain ideal or optimum as
actually fulfilling that ideal or optimum, the procedure (that is to say) of
deeming it to fulfil the ideal or optimum in question. So it is
reasonable to attribute to human beings a readiness to deem people, who
approximate sufficiently closely in their behaviour to persons who have
ratiocinated about the M-intentions of others, to have actually ratiocinated in
that way. We do indeed deem such people to have so
ratiocinated, though we do also, when called upon, mark the difference between
their deemed ratiocinations and the 'primitive step-by-step variety of
ratiocination, which provides us with our ideal in this region, by
characterizing the reasoning of the 'approximators' as implicit rather than
explicit. Now whether or not it was something of this sort which
the G. R. I. C. E. editors had it in mind to attribute to Grice, the argument
as Grice sketches it seems to me to be worthy of serious consideration;
it brings into play, in a relevant way, some pet ideas of Grice’s,
and exerts upon Grice at least, some degree of seductive appeal.
But whether Grice would be willing to pass beyond sympathy to
endorsement, Grice is not sure. There are too many issues
involved which are both crucially important and hideously under-explored, such
as the philosophical utility of the concept of deeming, the relations between
rational and pre-rational psychological states, and the general nature of
implicit thought. Perhaps the best thing for me to do at
this point will be to set out a line of argument which I would be inclined to
endorse and leave it to others to judge how closely what Grice says when
speaking for myself approximates to the suggested interpretation which I offer
when speaking on behalf of the G. R. I. C. E. editors. Grice
would be prepared to argue that something like the following sequence of
propositions is true. There is a range of cases in which, so far
from its being the casethat, typically, one first learns what it is to be a @
and then, at the next stage, learns what criteria distinguish a good o from a @
which is less good, or not good at all, one needs first to learn what it is to be
a good o, and then subsequently to learn what degree of approximation to being
a good o will qualify an item as a p; if the gap between
some item x and good ps is sufficently horrendous, then x is debarred from
counting as a @ at all, even as a bad p. I have elsewhere called concepts which
exhibit this feature value-oriented concepts. One example of a value-oriented
concept is the concept of reasoning: another, I now suggest, is that of
sentence. (2) It may well be that the existence of value-oriented
concepts (Ф.. Ф2. ...Ф.) depends on the prior
existence of pre-rational concepts (Фі, Ф2.. + • n), such that an item x qualifies for the application of the
concept a if and only if a satisfies a rationally-approved form or version of
the corresponding pre-rational concept '. We have a
(primary) example of a step in reasoning only if we have a transition of a
certain rationally approved kind from one thought or utterance to
another. If p is value-oriented concept then a potentiality for
making or producing ds is ipso facto a potentiality for making or producing
good ps, and is therefore dignified with the title of a capacity; it may of
course be a capacity which only persons with special ends or objectives. like
pick-pockets, would be concerned to possess. Grice is strongly inclined to
assent to a principle which might be called a Principle of Economy of Rational
Effort. Such a principle would state that where there is a
ratiocinative procedure for arriving rationally at certain outcomes, a
procedure which, because it is ratiocinative, will involve an expenditure of
time and energy, then if there is a non-ratiocinative, and so more economical
procedure which is likely, for the most part, to reach the same outcomes as the
ratiocinative procedure, then provided the stakes are not too high it will be
rational to employ the cheaper though somewhat less reliable non-ratiocinative
procedure as a substitute for ratiocination. I think this
principle would meet with Genitorial approval, in which case the Genitor would
install it for use should opportunity arise. On the assumption that it is
characteristic of reason to operate on pre-rational states which reason
confirms, revises, or even (some-times) eradicates, such opportunities will
arise, provided the rational creatures can, as we can, be trained to modify the
relevant pre-rational states or their exercise, so that without actual
ratiocination the creatures can be more or less reliably led by those
pre-rational states to the thoughts or actions which reason would endorse were
it invoked; with the result that the creatures can do, for the most part, what
reason requires without, in the particular case, the voice of reason being
heard. Indeed in such creatures as ourselves the ability to
dispense in this way with actual ratiocination is taken to be an excellence:
The more mathematical things I can do correctly without engaging
in overt mathematical reasoning, the more highly I shall be regarded as a
mathematician. Similar considerations apply to the ability
to produce syntactico-semantically satisfactory utterances without the aid of a
derivation in some syntactico-semantic theory. In both cases the excellence
which 1 exhibit is a form of judgement: I am a good judge of mathematical
consequences or of satisfactory utterances. That ability to produce,
without the aid of overt ratiocination, transitions which accord with approved
standards of inference does not demand that such ratiocination be present in an
unconscious or covert form; it requires at most that our propensity to produce
such transitions be dependent in some way upon our acquisition or possession of
a capacity to reason explicitly, Similarly, our ability to produce satisfactory
utterances does not require a subterranean ratiocination to account for their
satisfactory character; it needs only to be dependent on our learning of, or
use of, a procedure-governed system of communication. There
are two kinds of magic travel. In one of these we are
provided with a magic carpet which transports us with supernatural celerity
over a route which may be traversed in more orthodox vehicles; in the other, we
are given a magic lamp from which, when we desire it, a genie emerges who
transports us routelessly from where we are to where we want to go.
The exercise of judgement may perhaps be route-travelling like the
first: but may also be routeless like the second. But problems still
remain. A deductive system concocted by this or that
logician varies a good deal as regards their intuitiveness: but with respect to
some of them (for example, some suitably chosen system of natural deduction) a
pretty good case could be made that they not only generate for us logically
valid inferences, but do so in a way which mirrors this or thprocedures which
we use in argument in the simplest or most fundamental cases.
But in the case of linguistic theories even the more intuitive among them
may not be in a position to make a corresponding claim about the production of
admissible utterances. They might be able to claim to generate
(more or less) the infinite class of admissible sentences or this or that
conversational move, together with acceptable interpretations ofeach (though
even this much would be a formidable claim); but such an achievement would tell
us nothing about how we arrive at the produc tion of sentences, and so might be
thought to lack explanatory force. That deficiency might be
thought to be remediable only if the theory reflects, more or less closely, the
way or ways in which we learn, select. and criticize conversational performance;
and here it is clear neither what should be reflected nor what would count as
reflecting it. There is one further objection, not mentioned by
the editors of G. R. I. C. E., which seems to me to be one to which Grice must
respond. It may be stated thus: One of the
leading ideas in my treatment of meaning was that meaning Is not to be regarded
exclusively, or even primarily, as a feature of language or of linguistic
utterances; there are many instances of non-linguistic vehicles of
communication, mostly unstructured but sometimes exhibiting at least
rudimentary structure; and my account of meaning was designed to allow for the
possibility that non-linguistic and indeed non-conventional 'utterances',
perhaps even manifesting some degree of structure, might be within the powers
of creatures who lack any linguistic or otherwise conventional apparatus for
communication, but who are not thereby deprived of the capacity to mean this or
that by things they do. To provide for this possibility, it is plainly necessary
that the key ingredient in any representation of meaning, namely intending.
should be a state the capacity for which does not require the possession of a
language. Now some might be unwilling to allow the
possibility of such pre-linguistic intending. Against them,
I think I would have good prospects of winning the day; but unfortunately a
victory on this front would not be enough. For, in a
succession of increasingly elaborate moves designed to thwart a sequence of
Schifferian counter-examples. I have been led to restrict the intentions which
are to constitute utterer's meaning to M-intentions; and, whatever might be the
case in general with regard to intending, M-intending is plainly too
sophisticated a state to be found in a language-destitute creature. So the
unavoidable rearguard actions seem to have undermined the raison-d'etre of the
campaign. A brief reply will have to suffice; a full treatment
would require delving deep into crucial problems concerning the boundaries between
vicious and innocuous circularity, to which I shall refer again a little
later. According to Grice’s speculations about
conversational significance, one should distinguish between what I might call
the factual character of an utterance (meaning-relevant features which are
actually present in the utterance), and what I might call its titular character
(the nestedM-intention which is deemed to be present). The
titular character is infinitely complex, and so cannot be actually present in
toto; in which case to point out that its inconceivable actual presence would
be possible, or would be detectable, only via the use of language would seem to
serve little purpose. At its most meagre, the factual
character will consist merely in the pre-rational counterpart of meaning, which
might amount to no more than making a certain sort of utterance in order
thereby to get some creature to think or want some particular thing, and this
condition seems to contain no reference to linguistic expertise.
Maybe in some less straightforward instances of meaning there will be
actually present intentions whose feasibility as intentions will demand a
capacity for the use of language. But there can be no
advance guarantee when this will be so, and it is in any case arguable that the
use of language would here be a practically indispensable aid to thinking about
relatively complex intentions, rather than an element in what is thought
about. In a final section of my Reply to the editors of G. R. I.
C. E., Grice takes up, or take off from, a few of the things which they have to
say about a number of fascinating and extremely important issues belonging to
the chain of disciplines listed in the title of this section.
I shall be concerned less with the details of their account of the
various positions which they see me as maintaining than with the kind of
structure and order which, albeit in an as yet confused and incomplete way I
think I can discern in the disciplines themselves and, especially, in the connection
between them. Any proper discussion of the details of the
issues in question would demand far more time than I have at my disposal; in
any case it is my intention, if I am spared, to discuss a number of them, at
length, in future writings. I shall be concerned rather to provide some sort of
picture of the nature of metaphysics, as I see it, and of the way or ways in
which it seems to me to underlie the other mentioned disciplines.
I might add that something has already been said in the previous section
of this Reply about philosophical psychology and rationality, and that general
questions about value, including metaphysical questions, were the topic of my
1983 Carus lectures. So perhaps I shall be pardoned if here
1 concentrate primarily on metaphysics. I fear that, even when I am allowed the
advantage of operating within these limitations, what I have to say will be
programmatic and speculative rather than well-ordered and well-argued.
At the outset of their comments on my views concerning meta-physics,
Richards say, 'Grice's ontological views are at least liberal'; and they
document this assertion by a quotation from my Method In Philosophical
Psychology, in which I admit to a taste for keeping open house for all sorts
and conditions of entities, just so long as when they come in they help with
the housework.' I have no wish to challenge their representation of my
expressed position, particularly as the cited passage includes a reference to
the possibility that certain sorts of entities might, because of backing from
some transcendental argument, qualify as entia realissima.
The question I would like to raise is rather what grounds are there for
accepting the current conception of the relationship between metaphysics and
ontology. Why should it be assumed that metaphysics consists
in, or even includes in its domain, the programme of arriving at an acceptable
ontology? Is the answer merely that that enterprise is the
one, or a part of the one, to which the term "metaphysics' is
conventionally applied and so that a justification of this application cannot
be a philosophical issue? If this demand for a justified
characterization of metaphysics is to be met, I can think of only one likely
strategy for meeting it. That will be to show that success
within a certain sort of philosophical under-taking, which I will with striking
originality call First Philosophy, is needed if any form of philosophy, or
perhaps indeed any form of rational enquiry, is to be regarded as feasible or
legitimate, and that the contents of First Philosophy are identical with, or at
least include, what are standardly regarded as the contents of metaphysics! I
can think of two routes by which this result might be achieved, which might
well turn out not to be distinct from one another. One route
would perhaps involve taking seriously the idea that if any region of enquiry
is to be successful as a rational enterprise, its deliverance must be
expressable in the shape of one or another of the possibly different types of
theory; that characterizations of the nature and range of possible kinds of
theory will be needed; and that such a body of characterization must itself be
the outcome of rational enquiry, and so must itself exemplify whatever
requirements it lays down for theories in general; it must itself be
expressible as a theory, to be called (if you like) Theory-theory.
The specification and justification of the ideas and material presupposed
by any theory, whether such account falls within or outside the bounds of Theory-theory,
would be properly called First Philosophy, and might turn out to relate
to what is generally accepted as belonging to the subject matter of
metaphysics. It might, for example, turn out to be establishable that every
theory has to relate to a certain range of subject items, has to attribute to
them certain predicates or attributes, which in turn have to fall within one or
another of the range of types or categories. In this way,
the enquiry might lead to recognized metaphysical topics, such as the nature of
being, its range of application, the nature of predication and a systematic
account of categories. A second approach would focus not on the
idea of the expressibility of the outcomes of rational enquiry in theories but
rather on the question of what it is, in such enquiries, that we are looking
for, why they are of concern to us. We start (so Aristotle has told
us) as laymen with the awareness of a body of facts; what as theorists we
strive for is not (primarily) further facts, but rational knowledge, or
understanding, of the facts we have, together with whatever further facts our
investigations may provide for us. Metaphysics will have as
its concern the nature and realizability of those items which are involved in
any successful pursuit of understanding; its range would include the nature and
varieties of explanation (as offered in some modification of the Doctrine of
Four Causes), the acceptability of principles of logic, the proper standards of
proof, and so on. I have at this point three comments to
make. First, should it be the case that, (1) the foregoing
approach to the conception of metaphysics is found acceptable, (2) the nature
of explanation and (understood broadly) of causes is a metaphysical topic, and
(3) that Aristotle is right (as I suspect he is) that the unity of the notion
of cause is analogi-cal in character, then the general idea of cause will rest
on its standard particularizations, and the particular ideas cannot be reached
as specifications of an antecedent genus, for there is no such genus, In that
case, final causes will be (so to speak) foundation members of the cause
family, and it will be dubious whether their title as causes can be
disputed. Second, it seems very likely that the two approaches are
in fact not distinct; for it seems plausible to suppose that explanations, if
fully rational, must be systematic and so must be expressible in
theories. Conversely, it seems plausible to suppose that the
function of theories is to explain, and so that whatever is susceptible to
theoretical treatment is thereby explained. Third, the most
conspicuous difficulty about the approach which I have been tentatively
espousing seems to me to be that we may be in danger of being given more than
we want to receive; we are not, forexample, ready to regard methods of proof or
the acceptability of logical principles as metaphysical matters and it is not
clear how such things are to be excluded. But perhaps we are
in danger of falling victims to a confusion, Morality, as such, belongs to the
province of ethics and does not belong to the province of metaphysics.
But, as Kant saw (and I agree with him), that does not preclude
there being metaphysical questions which arise about morality.
In general, there may be a metaphysics of X without it being the case
that X is a concept or item which belongs to metaphysics.
Equally, there may be metaphysical questions relating to proof or logical
principles without it being the case that as such proof or logical principles
belong to metaphysics. It will be fair to add, however, that no distinction has
yet been provided, within the class of items about which there are metaphysical
questions, between those which do and those which do not belong to
metaphysics. The next element in my attitude towards metaphysics
to which I would like to draw attention is my strong sympathy for a
constructivist approach. The appeal of such an approach
seems to be to lie essentially in the idea that if we operate with the aim of
expanding some set of starting points, by means of regulated and fairly
well-defined procedures, into a constructed edifice of considerable complexity,
we have better prospects of obtaining the explanatory richness which we need
than if, for example, we endeavour to represent the seeming wealth of the world
of being as reducible to some favoured range of elements.
That is, of course, a rhetorical plea. but perhaps such pleas have their
place. But a constructivist methodology, if its title is taken
seriously, plainly has its own difficulties. Construction,
as normally understood, requires one or more constructors; so far as a
metaphysical construction is concerned, who does the constructing? *We"?
But who are we and do we operate separately or conjointly, or in some other
way? And when and where are the acts of construction performed, and how
often? These troublesome queries are reminiscent of
differences which arose, I believe, among Kantian commentators, about whether
Kant's threefold synthesis (perhaps a close relative of construction) is (or
was) a datable operation or not. I am not aware that they arrived at a
satisfactory solution. The problem becomes even more acute when we remember
that some of the best candidates for the title of constructed entities, for
example numbers, are supposed to be eternal, or at least timeless. How could
such entities have construction dates? Some relief may perhaps be
provided if we turn our eyes towardsthe authors of fiction, My
next novel will have as its hero one Caspar Winebibber, a notorious English
highwayman born (or so 1 shall say) in 1764 and hanged in 1798, thereby ceasing
to exist long before sometime next year, when I create (or construct) him. This
mind-boggling situation will be dissolved if we distinguish between two
different occurrences; first, Caspar's birth (or death) which is dated to 1764
(or 1798), and second, my creation of Caspar, that is to say my making it in
1985 fictionally true that Caspar was born in 1764 and died in 1798.
Applying this strategem to metaphysics, we may perhaps find it
tolerable to suppose that a particular great mathematician should in 1968 make
it true that (let us say) ultralunary numbers should exist timelessly or from
and to eternity. We might even, should we so wish, introduce
a 'depersonalized" (and "detemporalized') notion of construction; in
which case we can say that in 1968 the great mathe. matician, by authenticated
construction, not only constructed the timeless existence of ultralunary
numbers but also thereby depersonalized and detemporalized construction of the
timeless existence of ultra-lunary numbers, and also the depersonalized
construction of the depersonalized construction of ... ultralunary numbers. In
this way, we might be able, in one fell swoop, to safeguard the copyrights both
of the mathematician and eternity. Another extremely important
aspect of my conception of metaphysical construction (creative metaphysical
thinking) is that it is of its nature revisionary or gradualist in character.
It is not just that, since metaphysics is a very difficult
subject, the best way to proceed is to observe the success and failures of
others and to try to build further advance upon their achievements. It is
rather that there is no other way of proceeding but the way of gradualism. A
particular bit of metaphysical construction is possible only on the basis of
some prior material; which must itself either be the outcome of prior
constructions, or perhaps be something original and unconstructed.
As I see it. gradualism enters in in more than one place.
One point of entry relates to the degree of expertise on the
theorist or investigator. In my view, It is incumbent upon those whom Aristotle
would have called 'the wise' in metaphysics, as often elsewhere, to treat with
respect and build upon the opinions and the practices of the many'; and any
intellectualist indignation at the idea of professionals being hamstrung by
amateurs will perhaps be seen as inappropriate when it is reflected that the
amateurs are really (since personal identities may be regarded as irrele-vant)
only ourselves (the professionals) at an earlier stage; there are notthe
authors of fiction, My next novel will have as its hero one
Caspar Winebibber, a notorious English highwayman born (or so 1 shall say) in
1764 and hanged in 1798, thereby ceasing to exist long before sometime next
year, when I create (or construct) him. This mind-boggling situation will be
dissolved if we distinguish between two different occurrences; first, Caspar's
birth (or death) which is dated to 1764 (or 1798), and second, my creation of
Caspar, that is to say my making it in 1985 fictionally true that Caspar was
born in 1764 and died in 1798. Applying this strategem to metaphysics, we may perhaps
find it tolerable to suppose that a particular great mathematician should in
1968 make it true that (let us say) ultralunary numbers should exist timelessly
or from and to eternity. We might even, should we so wish, introduce a
'depersonalized" (and "detemporalized') notion of construction; in
which case we can say that in 1968 the great mathe. matician, by authenticated
construction, not only constructed the timeless existence of ultralunary
numbers but also thereby depersonalized and detemporalized construction of the
timeless existence of ultra-lunary numbers, and also the depersonalized
construction of the depersonalized construction of ... ultralunary numbers. In
this way, we might be able, in one fell swoop, to safeguard the copyrights both
of the mathematician and eternity. Another extremely important
aspect of my conception of metaphysical construction (creative metaphysical
thinking) is that it is of its nature revisionary or gradualist in character.
It is not just that, since metaphysics is a very difficult subject, the best
way to proceed is to observe the success and failures of others and to try to
build further advance upon their achievements. It is rather that there is no
other way of proceeding but the way of gradualism. A particular bit of
metaphysical construction is possible only on the basis of some prior material;
which must itself either be the outcome of prior constructions, or perhaps be
something original and unconstructed. As I see it.
gradualism enters in in more than one place. One point of
entry relates to the degree of expertise on the theorist or investigator. In my
view, It is incumbent upon those whom Aristotle would have called 'the wise' in
metaphysics, as often elsewhere, to treat with respect and build upon the
opinions and the practices of the many'; and any intellectualist indignation at
the idea of professionals being hamstrung by amateurs will perhaps be seen as
inappropriate when it is reflected that the amateurs are really (since personal
identities may be regarded as irrele-vant) only ourselves (the professionals)
at an earlier stage; there are nottwo parties, like Whigs and Tories, or nobles
and the common people, but rather one family of speakers pursuing the life of
reason at different stages of development; and the later stages of development
depend upon the ealier ones. Gradualism also comes into play with
respect to theory develop-ment. A characteristic aspect of
what I think of as a constructivist approach towards theory development
involves the appearance of what I call overlaps'. It may be
that a theory or theory-stage B, which is to be an extension of theory or
theory-stage A, includes as part of itself linguistic or conceptual apparatus
which provides us with a restatement of all or part of theory A, as one segment
of the arithmetic of positive and negative integers provides us with a
restatement of the arithmetic of natural numbers. But while
such an overlap may be needed to secure intelligibility for theory B, theory B
would be pointless unless its expressive power transcended that of theory A,
unless (that is to say) a further segment of theory B lay beyond the overlap.
Gradualism sometimes appears on the scene in relation to stages exhibited by
some feature attaching to the theory as a whole, but more often perhaps in
relation to stages exemplified in some department of, or some category within,
the theory. We can think of metaphysics as involving a developing sequence of
metaphysical schemes; we can also locate developmental features within and
between particular metaphysical categories. Again, I regard such
developmental features not as accidental but as essential to the prosecution of
metaphysics. One can only reach a proper understanding of metaphysical
concepts like law or cause if one sees, for example, the functional analogy,
and so the developmental connection, between natural laws and non-natural laws
(like those of legality or morality). "How is such and such a range of
uses of the word (the concept) x to be rationally generated?' is to my mind a
type of question which we should continually be asking. I may now
revert to a question which appeared briefly on the scene a page or so
ago. Are we, if we lend a sympathetic ear to con-structivism,
to think of the metaphysical world as divided into a constructed section and a
primitive, original, unconstructed section? I will confess at once that I do
not know the answer to this question. The forthright
contention that if there is a realm of constructs there has to be also a realm
of non-constructs to provide the material upon which the earliest ventures in
construction are to operate, has its appeal, and I have little doubt that I
have been influenced by it. But I am by no means sure that
it is correct. I am led to this uncertainty initially by thefact that when I
ask myself what classes of entities I would be happy to regard as original and
unconstructed, I do not very readily come up with an answer. Certainly not
common objects like tables and chairs; but would I feel better about stuffs
like rock or hydrogen, or bits thereof? I do not know, but I am not moved
towards any emphatic yes!' Part of my trouble is that there does not seem to me
to be any good logical reason calling for a class of ultimate non-construets.
It seems to me quite on the cards that metaphysical theory, at
least when it is formally set out, might consist in a package of what I will
call ontological schemes in which categories of entities are constructively
ordered, that all or most of the same categories may appear within two
different schemes with different ordering, what is primitive in one scheme
being non-primitive in the other, and that this might occur whether the
ordering relations employed in the construction of the two schemes were the
same or different. We would then have no role for a notion of absolute
primitiveness. All we would use would be the relative notion
of primitiveness-with-respect-to-a-scheme. There might indeed be room for a
concept of authentic or maximal reality: but the application of this concept
would be divorced from any concept of primitiveness, relative or absolute, and
would be governed by the availability of an argument, no doubt transcendental
in character, showing that a given category is mandatory, that a place must be
found for it in any admissible ontological scheme. I know of no grounds for
rejecting ideas along these lines. The complexities introduced by
the possibility that there is no original, unconstructed, area of reality, together
with a memory of the delicacy of treatment called for by the last of the
objections to my view on the philosophy of language, suggest that debates about
the foundations of metaphysics are likely to be peppered with allegations of
circu-larity: and I suspect that this would be the view of any thoughtful
student of metaphysics who gave serious attention to the methodology of his
discipline. Where are the first principles of First
Philosophy to come from, if not from the operation, practised by the emblematic
pelican, of lacerating its own breast. In the light of these considerations it
seems to me to be of the utmost importance to get clear about the nature and
forms of real or apparent circularity, and to distinguish those forms, if any,
which are innocuous from those which are deadly. To this end I
would look for a list, which might not be all that different from the list
provided by Aristotle, of different kinds, or interpretations, of the idea of
priority with a view to deciding when the suppositionthat A is prior to B allow
or disallows the possibility that B may also be prior to A, either in the same,
or in some other, dimension of priority. Relevant kinds of
priority would perhaps include logical priority. definitional or conceptual
priority, epistemic priority, and priority in respect of value. I will select
two examples, both possibly of philosophical interest, where for differing m
and n, it might be legitimate to suppose that the prioritym of A to B would not
be a barrier to the priorityn of B to A. It seems to me not
implausible to hold that, in respect of one or another version of conceptual
priority, the legal concept of right is prior to the moral concept of right:
the moral concept is only understandable by reference to, and perhaps is even
explicitly definable in terms of, the legal concept. But if that is so, we are
perhaps not debarred from regarding the moral concept as valua-tionally prior
to the legal concept; the range of application of the legal concept ought to be
always determined by criteria which are couched in terms of the moral
concept. Again, it might be important to distinguish two
kinds of conceptual priority, which might both apply to one and the same pair
of items, though in different directions. It might be,
perhaps, that the properties of sense-data, like colours (and so sense-data
themselves), are posterior in one sense to corresponding properties of material
things, (and so to material things themselves); properties of
material things, perhaps, render the properties of sense-data intelligible by
providing a paradigm for them. But when it comes to the
provision of a suitably motivated theory of a thing and their properties, the
idea of making these definitionally explicable in terms of sense-data and their
properties may not be ruled out by the holding of the aforementioned conceptual
priority in the reverse direction. It is perhaps reasonable
to regard such fine distinction as indispensable if we are to succeed in the
business of pulling ourselves up by our own bootstraps. In this
connection it will be relevant for me to reveal that I once invented (though I
did not establish its validity) a principle which I labelled as
Bootstrap. The principle laid down that when one is
introducing the primitive concepts of a theory formulated in an object
language, one has freedom to use any battery of concepts expressible in the
meta-language, subject to the condition that counterparts of such concepts are
subsequently definable or otherwise derivable in the object-language.
So the more economically one introduces the primitive
object-language concepts, the less of a task one leaves oneself for the
morrow. I must now turn to a more direct consideration of the
question of how a metaphysical principle is ultimately to be established.
A prime candidate is forthcoming, namely a special metaphysical
type of argument, one that has been called by Kant and by various other
philosophers since Kant a ‘transcendental’ argument. Unfortunately
it is by no means clear to me precisely what Kant, and still less what some
other philosophers, regard as the essential character of such an
argument. Some, I suspect, have thought of a transcendental
argument in favour of some thesis — or category of items — as being one which
claims that if we reject the thesis or category in question, we shall have to
give up something which we very much want to keep; and the
practice of some philosophers, including Kant, of hooking a transcendental
argument to the possibility of some very central notion, such as experience or
knowledge, or communication or conversation or (the existence of) language,
perhaps lends some colour to this approach. Grice’s view
(and Grice’s view of Kant) takes a different tack. One thing which
seems to be left out in the treatments of a transcendental argument just
mentioned is the idea that a Transcendental Argument involves the suggestion
that something is being undermined by one who is sceptical about the conclusion
which such an argument aims at establishing. Another thing
which is left out is any investigation of the notion of reason, or the notion
of a rational being or person. Precisely what remedy Grice should
propose for these omissions is far from clear to Grice Grice has
to confess that his ideas in this region of the subject are still in a very
rudimentary state. But I will do the best I can.
I suspect that there is no single characterization of a Transcendental
Argument which will accommodate all of the traditionally recognized specimens
of the kind; indeed, there seem to me to be at least three
sorts of argument-pattern with good claims to be dignified with the title of
Transcendental. Strong — impossibility of a conversational
move weak — impossibility of an appropriate conversational move
One pattern fits Descartes's cogito argument, which Kant himself seems
to have regarded as paradigmatic. This argument may be
represented as pointing to a thesis, namely his own existence, SVM to
which a real or pretended sceptic is thought of as expressing enmity, in the
form of doubt; and it seeks to show that the sceptic's
procedure is self-destructive in that there is an irresoluble conflict between,
on the one hand, what the sceptic is suggesting (that it is not the case that
Descartes exists), and on the other hand the possession by Descartes’s act of
suggesting, of the illocutionary character — being the expression of a doubt —
which it not only has but must, on the account, be supposed by the sceptic to
have. It might, in this case, be legitimate to go on to say
that the expression of doubt cannot be denied application, since without the
capacity for the expression of doubt the exercise of reason will be
impossible; but while this addition might link this pattern
with the two following patterns, it does not seem to add anything to the
cogency of the argument. Another pattern of argument would be
designed for use against applications of what Grice might call 'epistemological
nominalism'; that is against someone who proposes to admit
ys (phenomenalist proposition) but not xs (noumenalist proposition? on the
grounds that epistemic justification is available for ys phenomenalist
proposition but not for anything like xs, noumenalist proposition thing which
supposedly go beyond ys; Cf Grice Strawson Pears
Metaphysics we can, for example, allow sense-data but not material
objects, if they are thought of as 'over and above' sense-data; we can allow
particular events but not, except on some minimal interpretation, causal
connections between events. The pattern of argument under
consideration would attempt to show that the sceptic's at first sight
attractive caution is a false economy; that the rejection of
the 'over-and-above' entities is epistemically destructive of the entities with
which the sceptic deems himself secure; if a thing or a
cause goes, a sense-datum and a datable event goes too.
In some cases it might be possible to claim, on the basis of the lines of
this pattern of argument, that not just the minimal categories, but, in
general, the possibility of the exercise of reason will have to go.
Another pattern of argument might contend from the outset that if
such-and-such a target of the sceptic is allowed to fall, something else would
have to fall, which is a pre-condition of the exercise of reason;
it might be argued, for example, that some sceptical thesis would
undermine freedom, which in turn is a pre-condition of any exercise of
rationality whatsoever. It is plain that arguments of this third type
might differ from one another in respect of the particular pre-conditon of
rationality which they brandished in the face of a possible sceptic.
But it is possible that they might differ in a more subtle
respect. Some less ambitious argument might threaten a local
breakdown of reason, a breakdown in some particular area. It
might hold, for instance, that certain sceptical positions would preclude the
possibility of the exercise of reason in a practical domain, such as
conversation! While such an argument may be expected to
carry weight with some philosophers, a really doughty sceptic is liable to
accept the threatened curtailment of rationality; he may, as
Hume and those who follow him have done, accept the virtual exclusion of reason
— if not instrumental, or strategical, or utilitarian reason — from the area of
action, or conversation. The threat, however, may be of a total
breakdown of the possibility of the exercise of reason; and here even the
doughty sceptic might quail, on pain of losing his audience if he refuses to
quail. A very important feature of these varieties of
'transcendental argument (though Grice would prefer to abandon the
adjective 'transcendental and just call them 'metaphysical arguments')
may be their connection with practical argument. In a
broadened sense of 'practical', which would relate not just to action but also
to the adoption of any attitude or stance which is within our rational control,
we might think of all argument, even alethic argument, as practical perhaps
with the practical tail-piece omitted; alethic or evidential
argument may be thought of as directing us to accept or believe some
proposition on the grounds that it is certain, or likely, to be true.
But sometimes one may be lled to rational acceptance of a proposition
(though perhaps not to belief in it) by a consideration other than the
likelihood of its truth. Think Cicero’s disloyalty to Mark Antony!
This or that Thing that is a matters of faith of one sort of another —
like fidelity of one's wife, or the justice of England’s cause, us typically
not accepted on evidential grounds — but as a demand imposed by loyalty, or
patriotism; and the argument produced by those who wish us
to HAVE such a faith may well not be silent about this fact.
A Metaphysical or ontological argument and acceptance may exhibit a
partial analogy with these examples of the acceptance of something as a matter
of faith. In the metaphysical or ontological region, too,
the practical aspect of tag may come first; we must accept
such and such thesis or else face an intolerable breakdown of reason.
But in the case of this or that metaphysical argument the threatened
calamity is such that the acceptance of the thesis which avoids it is invested
with the alethic trappings of truth and evidential respectability.
Proof of the pudding comes from the NEED to eat it, not vice versa.
These thoughts will perhaps allay a discomfort which some
philosophers, including himself, have felt with respect to this of that
transcendental argument. It has seemed to Grice, in at least
some cases, that the most that such an argument can hope to show is that reason
demands the acceptance, not the truth, of this or that thesis.
This feature would not be a defect if one can go on to say that this kind of
demand for acceptance is sufficient to confer truth on what is to be
accepted. It is now time for Grice to turn to a consideration of
the ways in which metaphysical or ontological construction of this or that
thing is effected, and Gric shall attempt to sketch three of these: projection,
category shift, and transubstantiation. But before I do so, I
should like to make one or two general remarks about such construction
routines. It is pretty obvious that metaphysical or
ontological construction needs to be disciplined, this
is not because without discipline it will be badly done, but because without
discipline it will not be done at all. The list of available
routines determines what metaphysical or ontological construction is; so it is
no accident that it employs this or that routine for the construction of a
thing. This reflection may help us to solve what has appeared to
Grice, and to other philosophers such as Kneale or Keynes, as a difficult
problem in the methodology of ontology and metaphysics, namely, how are we to
distinguish metaphysical or ontological construction of a thing from the mere
cursory discovery of an electrons or a quark? What is the
difference between hypostasis and hypothesis? Tha answer may lie
in the idea that in metaphysical or ontological construction, including
hypostasis, we reach a thing or entity (or in some cases, perhaps, suppose them
to be reachable) by application of the routines which are essential to
metaphysical or ontological construction; A scientist on the
other hand merely hypothesizes. we do not rely on these
routines at least in the first instance; if at a later stage we shift our
ground, that is a major theoretical change. Grice shall first
introduce two of these construction routines. Projection and Caregory
Shift. before Grice introduces the third of
transubstantiation he shall need to bring in some further material, which will
also be relevant to his task in other ways. The first
routine is one which I have discussed elsewhere, and which I call Humean
Projection. Something very like it is indeed described by Hume,
when he talks about "the soul’s propensity to spread or cast itself on
things'; but Hume seems to regard it as a source, or a
product, of confusion and illusion which, perhaps, his human nature
renders unavoidable, rather than as an achievement of reason.
In Grice’s version of the routine of projection, one can distinguish
different stages. At this initial stage we have some initial
concept, like that expressed by the word Wood’s 'or' or "not' — as in
someone is not hearing a noise or (to take a concept relevant to my
present under-takings) the concept of value. We can think of
this or that initial item as, at this stage, an intuitive and unclarified
element in Grice’s conceptual vocabulary. At a later stage
we reach a specific psychological state, in the specification of which it is
possible though maybe not necessary to use the name of the initial concept as
an adverbial modifier, we come to 'or-thinking' (or
disjoining), "not-thinking' (or rejecting, or denying that someone is
hearing a noise or 'value-thinking' (or valuing, or
approving). These specific states may be thought of bound up
with, and indeed as generating, some set of responses to the appearance on the
scene of instantiation of the initial concept. At a later stage,
reference to this specific state is replaced by a general (or more general)
psychologial verb together with an operator corresponding to the particular
specific stage which appears within the scope of the general verb, but is still
allowed only maximal scope within the complement of the verb and cannot appear
in this or that sub-clause. So we find reference to "thinking
p or q' or 'thinking it valuable to learn Greek'. At a later
stage, the restriction imposed by the demand that the operators at this stage
should be scope-dominant within the complement of the accompanying verb is
removed; there is no limitation on the appearance of the
operation in this or that subordinate clause. With regard to this
routine of construction Grice would make a few observations: The employment
of this routine may be expected to deliver for us, as its end-result, a
concepts (in something like a Fregean sense — or SINN) rather than a
thing. To generate a thing we must look to other
routines. The provision, at a later stage, of full
syntactico-semantical freedom for the operator which correspond to the initial
concept is possible only via the provision of truth-conditions, or of some
different but analogous valuation, for statements within which the operators
appear. Only thus can the permissible complexities be made
intelligible. Because of this, the difference between these stages
is apparent rather than real. The latter stage
provides only a notational variant of the former stage, at least unless a later
stage is also reached. It is important to recognize that the
development, in a given case, of the routine of projection must not be merely
formal or arbitrary. The invocation of a subsequent stage
must be exhibited as having some point or purpose, as (for example) enabling us
to account for something which needs to be accounted for. Subject
to these provisos, application of this routine of construction to our initial
concept (putting it through the mangle') does furnish one with an ontological
*reconstruction* of this or that concept; or, if the first
stage is missing, we are given an ontological *construction* not reconstruction
of a concept. A different construction routine harks back to
Aristotle's treatment of predication and the category, and Grice presents his
version of it as briefly as he can. Perhaps its most proper
title would be Category Shift, — as in paradigm switch — but since I think of
it as primarily useful for introducing this or that subject of discourse of
conversation, by a procedure reminiscent of the operation of nominalization,
Grice might also refer to it as subjectification. Given a class of
this or that primary subject of discourse or conversation, namely, a substance
such as Bunbury — he is in the next room —, there are a number of this or that
‘slot’ — this or other category — which predicates of this or that substantia
prima like Unbury of this or that primary subject may fit; One slot
is substance itself (substantia seconda, secondary substance), in which case
the PREDICATION is intra-categorial or SUB-categorial and essential —
Bunbury is an Englishman — Theee are other categories into
which the predicate assigned in non-essential or accidental PREDICATION hazzing
may fall. The catalogue, table, or list of these would resemble
Aristotle's of Kant’s list of the category of quality affirmation negation
infinity, the category of quantity, totality partiality infinity the category
of relation categorial disjunctive conditional and the category of modus
necessary possible contingent. It might be, however, that the
members of Grice’s list, perhaps unlike that of Aristotle, or Kant, or
Kantotle, would not be fully co-ordinate: the development of
the list might require not one blow but a succession of blows;
we might for example have to develop first the category of
arbitrary. It has to be properly motivated;
if it is not, perhaps it fails to quantitive and non-quantitative
attribute (the category of quality), or again the category of event before the
subordinate category of action. Now, though it is to be the
primary subjects of PREDICATION, this or that substance will not be the only
subject. A Derivatives of, or a conversions of, an item which
start life (so to speak) as a PREDICABLE, in one NON-SUBSTANTIAL slot or another,
of this of that substance, may themselves come to occupy the first slot;
Disinterestedness doesn’t exist they will be a
qualitiy of, or a quantity of, or a relation of, or a modus of, a particular
type or token of this or that substantial: not being
qualities or quantities of substances, they will not be qualities or quantities
*simpliciter*. It is Grice’s suspicion that only for a PRIMARY
SUBSTANCE substantia prima as a subject, are all the slots filled by PREDICABLE
items. Some of this or that substantial which which is not a
substance may derive from a plurality of items from this or that DIFFERENT
original CATEGORY; An action, even concerted like conversation, or
an event, for example, might be a complex substantial deriving from a subject
or substance, a predicate or attribute, and a time or occasion of
utterance. Grice’s position with regard to thus routine of
metaphysical construction runs parallel to his position with regard to
projection, in that here too Grice holds strongly to the opinion that the
introduction of a CATEGORY of this or that entitiy must not be blindly
arbitrary. It has to be visually arbitrary, i. e. properly
motivated; if it is not properly motivated, perhaps it fails
to be a case of entity-construction altogether, and becomes merely a way of
speaking — which this or that Italian rhetorician would call allegory or
metaphor — you’re the cream in my coffee. What sort of motivation
is called for is not immediately clear; one strong candidate
would be the possibility of opening up this or that secondary application for
this or that existing primary mode of explanation: it may
be, for example, that the *substantial* introduction of this of that abstract
entitiy, like a property or predicate — a quality, a quantity, a relation, a
modus, makes possible the application to what Kneale calls secondary induction'
(Probability and Induction, p. 104 for example), the principle at work in
boring primary induction. But it is not only the sort but
the degree of motivation which is in question. When Grice
discusses metaphysical argument, it seems that to achieve reality the
acceptance of a CATEGORY of entities has to be mandatory: whereas
the recent discussion has suggested that, apart from conformity to construction-routines,
all that is required is that the acceptance be well-motivated?
Which view would be correct? Or is it that we can
tolerate a division of constructed reality into two segments, with admission
requirements of differing degrees of stringency? Or is there
just one sort of admission requirement, which in some cases is
over-fulfilled? Before characterizing a construction routine Grice
must say a brief word about the essential propertiy and about finality, two
Aristotelian ideas which at least until recently have been pretty unpopular —
especially after Anglo-Jewish Ayer attacked Oxford — but for which Gricd wants
to find or restore the metaphysical room they once held at Oxford and still do
at Cambridge due to Keynes. In its logical dress, an essential
property would appear either as a property which is constitutive or definitive
of a given, usually subject or substantial, kind; or as an individuating
property of this or that individual member of a kind, a property such that if
an ‘individual’ or specimen were to lose it, it would lose its identity, its
existence, and indeed itself. It is clear that if a property
is one of the properties which define a kind, it is also an individuating
property of each individual member of a kind, a property such that if an
individual or specimen were to lose it, it would cease to belong to the kind
and so cease to exist. A more cautious formulation would be
required if, as the construction routine might require, we subscribed to
Grice’s view of chronologically-relative identity. Whether
the converse holds seems to depend on whether we regard spatio- temporal
continuity or continuancy as Wiggins did as a definitive property for a
subject substantial kinds, indeed for any subject of substantial kind.
But there is another more metaphysical dress which an essential property
may wear. An essential property or predicate may appear as a
Keynesian generator-property, *core' propertiy of a substantive kind or
genus of subject item which co-operate to explain the phenomenal and
dispositional feature of this or that member of that kind.
Keynes observes that induction is only rational if there is a finite a
priori probability in favour of what he calls the Hypothesis of Limited
Independent Variety; i.e., that all properties arise out of a finite number of
this or that generator property. If this is to be taken
literally, ie., "property" interpreted in the wide sense =
propositional function of one variable, it is clearly equivalent to the
hypothesis that the classes of things of the type considered are finite in
number, since equivalent properties define the same class and on the hypothesis
any property is equivalent to one of a finite number of properties (i.e., this
or that generator propertiy and negations conjunctions and alternations of
them). And this hypothesis that the classes of things are finite in
number, since, if n be the number of things, 2" is the number of classes
of things; so that the Hypothesis of Limited Variety is simply equivalent to
the contradictory of the Axiom of Infinity. On the face of it,
this is a quite different approach; but on reflection Grice
finds myself wondering whether the difference is as large as it might at first
appear. Perhaps at least at the level of a type of
theorizing which is not too sophisticated and mathematicized, as maybe these
days the physical sciences are,a logically essential property and the
fundamentally explanatory property of a substantial kind come together;
A subject or substance is essentially (in the logical' sense) a
thing — res — such that in circumstances C it manifests feature F, where the
gap-signs are replaced in such a way as to display the most basic law of the
theory. So perhaps, at this level of theory, a subject or
substance requires a theory to give expression to the nature of that substance
or subject, and a theory — say, of inter-subjectivity — requires a substance or
subject to govern that theory. Finality, particularly detached
finality — a function or a purpose which does not require sanction from
purposers or users — is an even more despised notion than that of an essential
property, especially if it is supposed to be explanatory, to provide us with
this or that final cause. Grice, qua Oxonian of the Old Guard —
pre-Anglo-Jewish Ayer — is somewhat puzzled by this contempt for detached
finality, as if it were an unwanted residue of an officially obsolete complex
of this or that superstition and priestcraft. That, in
Grice’s view, derached finslity is certainly not. The concepts
(Aristotelian ta legomena) and vocabulary (Austinian ta legomena) of finality,
operating as if they are detached, are part and parcel of our standard
procedure for recognizing and describing what goes on around us.
This point is forcibly illustrated by Golding in The Inheritors.
There Golding describes, borrowing from the myth of Tantalus, as
seen through the eyes of a stone-age metaphysical couple who do not understand
at all what they are seeing, a scene in which (I am told) their child is cooked
and eaten by iron-age people. In the description, functional
terms are eschewed, with the result that the incomprehension of the stone-age
metaphysical couple is vividly shared by the reader. Now an
end, finis, métier or finality is sometimes active rather than passive;
the finality of a thing then consists in what the thing is
supposed or meant by the Genitor to do rather than in what the thing is
supposed to suffer, have done to it, or have done with it.
Sometimes the finality of a thing such as Howard is not dependent on some
ulterior end, goal, finis, or métier which the thing is envisaged as
realizing. Sometimes the finality — finis — of a thing — res
— is not imposed or dictated by a will or interest extraneous or extrinsic to
the thing. And sometimes the finality of a thing — res — is
not subordinate to the finality of some whole TOTUM — of which the thing is a
component or PARS —, as the finality of one of Grice’s two eyes or a foot may
be subordinate to the finality of the organism to which that eye or foot
belongs. — see or walk. When the finality of a thing satisfies all
of these overlapping conditions and exclusions, I shall call it a case of
autonomous finality; and I shall also on occasion call it a métier.
Grice will here remark that we should be careful to distinguish
this kind of autonomous or extrindically weighed finality, which may attach to
a subject or a substance, from another kind of finality which seemingly will
not be autonomous — but is only intrinsically-weighed — and which will attach
to the conception of kinds or genera of substance or of this or that other
constructed entity. The latter sort of finality will represent the
point or purpose, from the point of view of the metaphysical theorist, of
bringing into play, in a particular case, a certain sort of metaphysical
manœuvre. It is this latter kind of finality which Grice has
been supposing to be a requirement for the legitimate deployment of a
construction routine. Now it is Grice’s position that what ge
might call Howard’s end goal, finis, or finality-features, at least if
they consist in the possession of autonomous or extrinsically-weighed finality,
may find a place as an essential property or predicate of at least some kinds
of substances of subject — for example, a tiger or a person.
This or that subject or substance may be essentially 'for doing such and
such'. Indeed Grice suspects we might go further than this,
and suppose that autonomous or extrinsic finis, goal métier, or finality
not merely can fall within a substance’s essential nature, but, indeed, if it
attaches to a substance at all must belong to its essential nature.
Tigers tigerise. If a substance has a certain end,
finis, or métier, it does not have to seek the fulfilment of that métier, but
it does have to be equipped with the MOTIVE alla Pritchard or motivation to
fulfil the métier should it choose to follow that motive or motivation.
And since autonomous finality is independent of any ulterior end,
métier or FINIS, that motivation must consist in respect for the idea that to
fulfil the métier would be in line with its own essential nature.
But however that may be, once we have this or that end FINIS or finality
feature enrolled as an essential HAZZING property of a kind of substance, we
have a starting point for the generation of a theory, or system of conduct, for
that kind or GENUS of substance, which would be analogous to the descriptive
theory which can be developed on the basis of a substance's this or that
essential descriptive property. Grice now gives a brief
characterization of another metaphysical construction routine,
Trans-Substantiation. Let us suppose that the Genitor sanctions
the appearance of a biological type called a HOMO, into which, considerate as
always, he has built an attribute, or complex of attributes, called REASON — of
RATIONALITAS —, perhaps on the grounds that this would greatly assist any possessor
of it in coping speedily and resourcefully with this or that survival problem
posed by a wide range of environments, which each HOMO would thus be in a
position to enter and to maintain himself in. But, perhaps
unwittingly, the Genitof will thereby have created a breed of potential
metaphysicians; and what they do is (so to speak) to reconstitute
themselves from a mere HOMO to a full PERSON. They do not alter
the totality of attributes which each of them as a human or HOMO possesses —
hazzes — but they re-distribute them. An attribute, predicate, or
property which they possess HAZZES essentially — digestion, excretion — as a
human become a predicate, attribute, or property, which, as a substance of a
new psychological type, A PERSON, the person possesses accidentally.
On the other hand, a predicate, attribute, differentia, or property or
properties called REASON, which attaches only accidentally to homo, pace the
Lycaeum, attaches essentially to a PERSON. While each human
is standardly coincident with a particular PERSON — cf. Locke — (and is
indeed, perhaps, identical with that person over a time — cf. REID), logic is
insufficient to guarantee that there will not come a time when that human and
that PERSON are no longer identical — when one of them, perhaps, but not
the other, has ceased to exist. But though logic is
insufficient, it may be that this or that other theory will remedy the
deficiency. Why, otherwise than from a taste for mischief,
the humans (or persons) should have wanted to bring off this feat of
transubstantiation will have to be left open until my final section, which I
have now reached. Grice’s final undertaking will be an attempt to
sketch a way of providing metaphysical backing, drawn from the material which
he has been presenting, for a reasonably unimpoverished theory of value — what
Oxonians of Grice’s scholar days used to call Axiology — after Hartmann —
Barnes, Duncan-Jones, and others at Corpus. Grice shall endeavour
to produce an account which is fairly well-ordered, even though it may at the
same time be one which bristles with this or that unsolved problem or this or
that unformulated supporting argument. What I have to offer
will be close to and I hope compatible with, though certainly not precisely the
same as the content of my third Carus Lecture (original version, 1983). Though
it lends an ear to several other voices from our philosophical heritage, it may
be thought of as being, in the main, a representation of the position of that
unjustly neglected philosopher Kantotle, It involves six stages.
The details of the logic of this or that value-concept and of its possible
relativisation are unfortunately visible only through thick intellectual
smog; so Grice shall have to help myself to what, at the
moment at least, Grice regards as two distinct dichotomies.
First, there is a dichotomy between a value-concept which is relativized
to some focus of relativization, and that which is not so relativized, which is
absolute. If we address ourselves to the concept being of
value there are perhaps two possible primary foci of relativization; that of
end or potential end, that for which something may be of value, as bicarbonate
of soda may be of value for health (or my taking it of value for my health), or
dumbbells may be of value (useful) for bulging the biceps; and that of
beneficiary or potential beneficiary, the person (or other sort of item) to
whom (or to which) something may be of value, as the possession of a typewriter
is of value to some philosophers but not to me, since I do not type.
With regard to this dichotomy Grice is inclined to accept the
following theses. First, the presence in GRICE of a concern for
the focus of relativization is what is needed to give the value-concept a
"bite" on GRICE, that is to say, to ensure that the application
of the value-concept to Grice does, or should, carry weight for Grice.
Only if Grice cares for his aunt can Grice be expected to care about what
is of value to her, such as her house and garden. Second,
the fact that a RELAT-ivised value-concept, through a de facto or de jure
concern on Grice’s part for the focus of relativization, engages Grice does not
imply that the original RELAT-ivisation has been cancelled, or rendered
absolute. If Grice’s concern for your health stimulates in
Grice a vivid awareness of the value to you of your medication, or the
incumbency upon you to take your daily doses, that value and that incumbency
are still RELAT-ivised to your health. Without a concern on your
part for your health, such claims will leave you cold. The second
dichotomy, which should be carefully distinguished from the first, lies between
those cases in which a value-concept, which may be either relativized or
absolute, attaches originally, or directly, to a given bearer, and those in
which the attachment is indirect and is the outcome of the presence of a
*transmitting* transitive relation which links the current bearer with an
original bearer, with or without the aid of an intervening sequence of
'descendants'. In the case of the transmission or transition
of a relativized value-concept, the transmitting of transitive relation may be
the same as, or may be different from, the RELAT-ion which is embodied in the
RELAT-ivisation. The foregoing characterization would allow
absolute value to attach originally or directly to ‘do not say what you believe
to be false’ or promise-keeping or to GRICE’s keeping a promise, and to attach,
indirectly or by transmission, to GRICE’s digging your garden for you, should
that be something which Grice has promised to do; it would
also allow the relativized value-concept of value for health to attach directly
to medical care and, indirectly or by transmission, to the payment of doctor's
bills — an example in which the transmitting relation and the relativising
relation are one and the same. The second stage of this
metaphysical defence of the authenticity of the conception of value will
involve a concession and a contention. It will be conceded that if
the only conception of value available to us were that of relativized value,
the notion of an END or GOAL or métier or finality would be in a certain sense
*dispensable*, or eliminable via reduction, and further, that, if the notion of
finality is denied authenticity, so must the notion of value be denied
authenticity. A certain region of ostensible finality, which is
sufficient to provide for the admissibility of an attributions of relativised
value, is mechanistically substitutable'; that is to say, by means of reliance
on the resources of cybernetics, and on the fact that the non-pursuit of this
or that goal such as survival and reproduction is apt to bring to an end the
supply of potential pursuers, some ostensibly final explanation is replaceable
by, or reinterpretable as, or reduced to, an explanation of a sort congenial to
this or that mechanicist philosopher. But, if the concept of value
is to be authentic and not merely 'Pickwickian’ in character, it is required
that it be supported by a kind of END, métier, or finality which extends beyond
any overlap with mechanistically-substitutable finality;
autonomous finality will be demanded and a mechanist cannot accommodate
and must deny this kind of finality; and so he is committed to a denial of
absolute value. That metaphysical house-room be found for the
notion of absolute value is a rational demand. To say this
is not directly to offer reason to believe in the acceptability of the notion, though
it makes a move in that direction. It is, rather, to say
that there is good reason for wanting it to be accepted that the notion is
acceptable. There might be more than one kind of rational
ground for this desire. It might be that we FEEL a need to
appeal to absolute value, in order to justify some of our beliefs and
attributes with regard to relativized value, to maintain (for example) that it
is of absolute value that everyone should pursue, within certain limits, what
he regards as being of value to himself, or that one should pay his creditors,
or do not say what he believes to be false. Or again, it might be
that, by this or that Leibnizian standard for evaluating possible worlds, a
world which contains absolute value, on the assumption that its regulation
requires this or that relatively simple principle, is richer and so better than
a flat world which does not. But, granted that there is a rational
demand for absolute value, one can then perhaps argue that within whatever
limit is imposed by a metaphysical construction already made, we are free to
rig our metaphysics in such a way as to legitimise the conception of absolute
value; what it is proper to accept to be accepted may depend
in part on what one would like to be accepted. Perhaps part
of the Kantian notion of freedom, a dignity which as a rational being a HUMAN
enjoys, is the freedom not merely to play the metaphysical game but, within the
limits of reason, to fix its rules as well. In any case, a
trouble-free metaphysical story which will safeguard the credentials of
absolute value is to be accepted should it be possible to devise one.
Grice has some hopes that the methodology at work here might link
up with Grice’s ideas about the practical character of metaphysical
argument. On the assumption that the operation of
Trans-Substantiation has been appropriately carried through, a class of this or
that biological creature has been 'invented' into a class of this or that
psychological substance, namely this or that PERSON, who possess as part of the
essential nature a certain métier or autonomous finality consisting in the
exercise, or a certain sort of exercise, of REASON, and who has only to
recognize and respect a certain law of their nature, in order to display in
favourable circumstances the capacity to realise that métier.
The degree to which the PERSON fulfils the métier will constitute the
PERSON a good person (good qua' person); and while the reference to the
substantial kind of a person undoubtedly introduces a restriction or
qualification, it is not clear (if it matters) that this restriction is a mode
of relativization. Once the concept of value-qua-member-of-a-kind
has been set up for a class of this or that substance, the way is opened for
the appearance of a transmitting relationship which will extend the application
of value-in-a-kind to this or that suitably qualified NON-SUBSTANTIAL aspect if
members of a kind, such as this or that action, — or inter-action, like
conversation qua rational cooperation, and characteristies.
While it cannot be assumed that this or that PERSON will be the only
original instance of value-in-a-kind, it seems plausible to suggest that
whatever other original instance there may be will be far less fruitful sources
of such extension, particularly if a prime mode of extension will be by the
operation of Projection. It seems plausible to suppose that
a specially fruitful way of extending the range of absolute value might be an
application or adaptation of the routine of Projection, whereby such value is
accorded, in the style of the Lycaeum to whatever would seem to possess such
value in the eyes of a duly accredited judge. And a duly
accredited judge might be identifiable as a good PERSON operating in conditions
of freedom. Cats, adorable as they may be, will be less
productive sources of such extension than this or that PERSON. In
the light of these reflections, and on the assumption that to reach the goal of
securing the admissibility of the concept of absolute value we need a class of
primary examples of an unqualified version of that concept, it would appear to
be a rational procedure to allot to this or that PERSON as a substantial type
not just absolute value qua members of their kind, but absolute value tout
court, that is to say unqualified absolute value. Such value could
be attributed to the kind, in virtue of its potentialities, and to selected
individual members of the kind, in virtue of their achievements.
Such a defence of absolute value is of course, bristling with unsolved or
incompletely solved problems. Grice does not find this
thought daunting. If philosophy generated no problem it would be
dead, because it would be finished. And if philosophy recurrently
regenerated the same old problem it would not be alive because it could never
begin. So those who still look to philosophy for this or
that should pray that the supply of this or that problem never dries up.
H. P. Grice. There is a familiar and,
to many, very natural maneuvre which is of frequent occurrence in conceptual
inquiries, whether of a philosophical or of a nophilosophical character.
It proceeds as follows: one begins with the
observation that a certain range of expressions E, in each of which is embedded
a subordinate expression a—let us call this range E(a)—is such that its members
would NOT be used in application to certain specimen situations, that their use
would be odd or inappropriate or even would make no sense;
one then suggests that the relevant feature of such situations is that
they fail to satisfy some condition C (which may be negative in character);
and one concludes that it is a characteristic of the concept
expressed by a, a feature of the meaning or signification or significance or
use of a, that E(a) is applicable only if C is satisfied. Such a
conclusion may be associated with one or more of the following more specific
claims: that the schema E(a) logically ENTAILS alla Moore
C, that it implies or presupposes C, or
that C is an applicability/appropriateness-condition (in a specially explained
sense) for a and that a is misused unless C obtains. Before
mentioning suspect examples of this type of maneuver, Grice would like to make
two general remarks. First, if it is any part of one's
philosophical concern, as it is of Grice’s, to give an accurate general account
of the actual meaning, signification or significance, of this or that
expression in nontechnical discourse, one simply cannot afford to abandon this
kind of maneuver altogether. So there is an obvious need for
a method (which may not, of course, be such as to constitute a clear-cut
decision procedure) for distinguishing its legitimate from its illegitimate
applications. Second, various persons, including Grice himself,
have pointed to this or that philosophical mistake which allegedly have arisen
from an uncritical application of the maneuver; indeed, the
precept that one should be careful not to confuse meaning signification or
significance and use is perhaps on the way toward being as handy a
philosophical vade-mecum as once was the precept that one should be careful to
identify them. Though more sympathetic to the new precept
than to the old, Grice is not concerned to campaign for or against
either. Grice’s primary aim is rather to determine how any such
distinction between meaning, signification, of significance, and use is to be
drawn, and where lie the limits of its philosophical utility.
Any serious attempt to achieve this aim will, Gricd thinks, involve a
search for a systematic philosophical theory of language or conversation as
rational cooperation, and Grice shall be forced to take some tottering steps in
that direction. Grice shall also endeavour to inter-weave,
in the guise of illustrations, some discussions of topics relevant to the
question of the relation between the apparatus of formal logic and ordinary
language. Some of you may regard some of the examples of the
maneuver which Grice is about to mention as being representative of an outdated
style of philosophy. Grice does not think that one should be
too quick to write off such a style. In Grice’s eyes the
most promising line of answer lies in building up a theory which will enable
one to distinguish between the case in which an utterance is inappropriate
because it is false or fails to be true, or more generally fails to correspond
with the world in some favored way, and the case in which it is inappropriate
for reasons of a different kind. I see some hope of ordering
the conversational phenomena on these lines. But Grice does
not regard it as certain that such a theory can be worked out, and I think that
some of the philosophers in question were sceptical of just this outcome;
Grice thinks also that sometimes these philosophers were
unimpressed by the need to attach special importance to such notions as that of
truth. So one might, in the end, be faced with the
alternatives of either reverting to something like their theoretically
unambitious style or giving up hope altogether of systematizing the
conversational phenomena of natural discourse or conversation.
To Grice, neither alternative is very attractive. Now for
some suspect examples, many of which are likely to be familiar. An
example has achieved some notoriety. In “The Concept of
Mjnd,” Ryle maintains: "In their most ordinary employment
'voluntary' and 'involuntary' are used, with a few minor elasticities, as
adjectives applying to actions which ought NOT to be done.
We discuss whether someone's action was voluntary or not only when the
action seems to have been his fault." From this Ryle
draws the conclusion that “in ordinary use, then, it is
absurd to discuss whether satisfactory, correct or admirable performances are
voluntary or involuntary"; and he characterized the
application of these adjectives to such performances as an "unwitting
extension of the ordinary sense of "voluntary' and 'involuntary,' on the
part of the philosophers.” In “Defending common sense” - The Philosophical
Review, Malcolm, an American, accuses Moore, a Cantabrian, of misusing the word
"know" when he said that he knew that this was one human hand and
that this was another human hand; Malcolm claimed, Grice
thinks, that an essential part of the concept "know" is the
implication that an inquiry is under way.? The Austrian
philosopher Witters makes a similar protest against the philosopher's
application of the word "know" to supposedly paradigmatic
situations. In “Remembering”, in Mjnd, The Australasian
philosopher Benjamin, commenting on Broad, remarked: "One
could generate a sense of the verb 'remember' such that from the
demonstration that one has not forgotten p, i.e. that one has produced or
performed p, it would follow that one remembers p... Thus one could speak of
Englishmen conversing or writing in English as 'remembering' words in the
English language; of accountants doing accounts as 'remembering how to and one
might murmur as one signs one's name 'I've remembered my name again? The absurd
inappropriateness of these ex-amples, if 'remember' is understood in its usual
sense, illustrates the opposition between the two senses."3
There is an analogy here with "know": compare the oddity
of “The hotel clerk asked me what my name was, and
fortunately I KNEW the answer.") Further examples are to be
found in the area of the philosophy of perception. One is connected
with the notion of "seeing ... as." In
Philosophical Investigations, Witters observed that one does not see a knife and
fork as a knife and fork. The idea behind this remark was
not developed in the passage in which it occurred, but presumably the thought
was that, if a pair of objects plainly are a knife and fork, then while it
might be correct to speak of someone as seeing them as something different
(perhaps as a leaf and a flower), it would always (except possibly in very
special circumstances) be incorrect (false, out of or-der, devoid of sense) to
speak of seeing an x as an x, or at least of seeing what is plainly an x as an
x. “Seeing... as," then, is seemingly represented as
involving at least some element of some kind of imaginative construction or
supplementation. Another example which occurred to Grice in
“Causal Theory of Perception," Aristotle Society Supplementary Volume (as
to others before him) is that the old idea that perceiving a thing involves
having (sensing) a sense-datum (or sense-data) might be made viable by our
rejecting the supposition that a sense-datum statement reports the properties
of entities of a special class, whose existence needs to be demonstrated by
some form of the Argument from Illusion, or the identification of which
requires a special set of instructions to be provided by a philosopher;
and by supposing, instead, that "sense-datum statement"
is a class-name for statements of some such form as "* looks (feels, etc.)
$ to A" or "it looks (feels, etc.) to A as if."s
Grice hopes by this means to rehabilitate a form of the view that the
notion of perceiving a thing is to be analyzed in causal terms.
But Grice had to try to meet an objection, which Grice found to be
frequently raised by those sympathetic to Wittgenstein, to the effect that for
many cases of perceiving the required sense-datum statements are not
available; for when, for example, I see a plainly red object
in ordinary daylight, to say "it looks red to me," far from being, as
my theory required, the expression of a truth, would rather be an incorrect use
of words. According to such an objection, a feature of the
meaning, signification, or significance of of "x
looks é to A" is that such a form of words is correctly
used only if either it is false that x is , or there is some doubt (or it has
been thought or it might be thought that there is some doubt) whether x is
. Another crop of examples is related in one way or another to
action. Trying. Is it always correct, or only
sometimes correct, to speak of a man who has done something as having eo ipso
tried to do it? Witters and others adopt the second view.
Their suggestion is that if, say, I now perform some totally
unspectacular act, like scratching my head or putting my hand into my trouser
pocket to get my handkerchief out, it would be inappropriate and incorrect to
say that I tried to scratch my head or tried to put my hand into my
pocket. It would be similarly inappropriate to speak of me
as not having tried to do each of these things. From these
considerations there emerges the idea that for "A tried to do x" to be
correctly used, it is required either that A should not have done x (should
have been prevented) or that the doing of x was something which presented A
with some problems, was a matter of some difficulty. But a
little reflection suggests that this condition is too strong.
A doctor may tell a patient, whose leg has been damaged, to try to move
his toes tomor-row, and the patient may agree to try; but neither is committed
to holding that the patient will fail to move his toes or that it will be difficult
for him to do so. Moreover, someone else who has not been
connected in any way with, or even was not at the time aware of, the damage to
the patient's leg may correctly say, at a later date, "On the third day
after the injury the patient tried to move his toes (when the plaster was
removed), though whether he succeeded I do not know."
So to retain plausibility, the suggested condition must be weakened to
allow for the appropriateness of "A tried to do x" when the speaker,
or even someone connected in some way with the speaker, thinks or might think
that A was or might have been prevented from doing x, or might have done x only
with difficulty. (I am not, of course, maintaining that the meaning of
"try" in fact includes such a condition.) Carefully. It
seems a plausible suggestion that part of what is required in order that A may
be correctly said to have performed some operation (a calculation, the cooking
of a meal) carefully is that A should have been receptive to (on alert for)
circumstances in which the venture might go astray (fail to reach the desired
outcome), and that he should manifest, in such circumstances, a disposition to
take steps to maintain the course towards such an outcome.
Grice has heard it maintained by Hart that such a condition as I
have sketched is insufficient; that there is a further requirement, namely that
the steps taken by the performer should be reasonable, individually and
collectively. The support for the addition of the
supplementary condition lies in the fact (which I shall not dispute) that if,
for example, a man driving down a normal road stops at every house entrance to
make sure that no dog is about to issue from it at breakneck speed, we should
not naturally describe him as "driving care-fully," nor would we
naturally ascribe carefulness to a bank clerk who counted up the notes he was
about to hand to a customer fifteen times. The question is, of
course, whether the natural reluctance to apply the adverb "carefully"
in such circumstances is to be explained by the suggested meaning-restriction,
or by something else, such as a feeling that, though "carefully"
could be correctly applied, its application would fail to do justice to the
mildly spectacular facts. Perhaps the most interesting and
puzzling examples in this area are those provided by Austin, . "A
Plea for Excuses," Philosophical Papers, ed. Urmson and Warnock,
.particularly as he propounded a general thesis in relation to them.
The following quotations are extracts from the paragraph headed
"No modification without aberration": “When it is
stated that X did A, there is a temptation to suppose that given some, indeed,
perhaps an, expression modifying the verb we shall be entitled to insert either
it or its opposite or negation in our statement: that is, we shall be entitled
to ask, typically, 'Did X do A Mly or not Mly?' (e.g., 'Did X murder Y
voluntarily or involuntarily?'), and to answer one or the other. Or as a
minimum it is supposed that if X did A there must be at least one modifying
expression that we could, justifiably and informatively, insert with the verb.
In the great majority of cases of the great majority of verbs ('murder' is
perhaps not one of the majority) such suppositions are quite unjustified.
The natural economy of language dictates that for the standard
case covered by any normal verb... (e.g. 'eat, 'kick, or 'croquet') ... no
modifying expression is required or even permissible. Only
if we do the action named in some special way or circumstances is a modifying
expression called for, or even in order ... It is bedtime, I am alone, I yawn;
but I do not yawn involuntarily (or voluntarily!) nor yet deliberately.
To yawn in any such peculiar way is just not to just yawn."
The suggested general thesis is then, roughly, that for most
action-verbs the admissibility of a modifying expression rests on the action
described being a nonstandard case of the kind of action which the verb
designates or ‘signifies.’ Examples involve an area of special
interest to me, namely that of expressions which are candidates for being
natural analogues to logical constants and which may, or may not,
"diverge" in meaning from the related constants (considered as
elements in a classical logic, standardly interpreted). It
has, for example, been suggested that because it would be incorrect or
inappropriate to say "He got into bed and took off his trousers" of a
man who first took off his trousers and then got into bed, it is part of the
meaning, or part of one meaning, of "and" to convey temporal
succession. The fact that it would be inappropriate to say
"My wife is either in Oxford or in London" when I know perfectly well
that she is in Oxford has led to the idea that it is part of the meaning of
"or" (or of "either... or") to convey that the speaker is
ignorant of the truth-values of the particular disjuncts.
Again, in Introduction to Logical Theory, Strawson maintained that,
while "if p , g" entails "p→ q," the reverse entailment
does not hold; and he characterized a primary or standard use of "if"
as follows: “each hypothetical statement made by this use of
'if' is acceptable (true, reasonable) if the antecedent statement, if made or
accepted, would in the circumstances be a good ground or reason for accepting
the consequent statement; and the making of the hypothetical statement carries
the implication either of uncertainty about, or of disbelief in, the
fulfillment of both antecedent and consequent." Grice’s
final group of suspect examples involves a latter-day philosophical taste for
representing words, which have formerly, and in some cases naturally, been
taken to have, primarily or even exclu-sively, a descriptive function, as
being, rather, pseudo-descriptive devices for the performance of some speech-act,
or some member of a range of speech-acts. Noticing that it
would, for example, be unnatural to say "It is true that it is
raining" when one merely wished to inform someone about the state of the
weather or to answer a query on this matter, Strawson advocates
"Truth," Analysis the view (later to be considerably modified) that
the function (and therefore presumably the meaning signification or
significance) of the word "true" is to be explained by pointing out
that to say "it is true that p" is not just to assert that p but also
to endorse, confirm, concede, or agree to its being the case that
p." Somewhat analogous theses, though less obviously
based on cases of alleged conversational inappropriateness, have been, at one
time or another, advanced with regard to such words as
"know" ("To say 'I know' is to give one's word, to give a
guarantee") and "good" ("To
say that something is 'good" is to recommend it").
H. P. Grice. The issue with which
Grice has been mainly concerned in ‘The Causal Theory of Perception’ may be
thought rather a fine point. But it certainly is NOT an *isolated*
point. There are several philosophical theses, or dicta, which Grice
would think may need to be examined - in order to see whether or not these philosophical
theses or dicta are sufficiently parallel to the thesis which Grice has been
discussing to be amenable to treatment of the same general kind.
Examples which occur to Grice are the following: It is
not the case that you can see a knife as a knife; you only may see what is NOT
a knife as a knife. When he says he KNOWS that the objects
before him are human hands, Moore is guilty of misusing the verb
"know". For an occurrence or event to be properly
said to have a CAUSE, it must be something abnormal — or unusual.
For an action to be properly described as one for which the agent is
RESPONSIBLE, it must be the sort of action for which people are
condemned. It is not the case that what is actual is also
possible. It is not the case that what is KNOWN by me to be the case is also
BELIEVED by me to be the case. Grice has no doubt that there
will be other candidates besides the six which Grice has mentioned.
Grice must emphasize that he is not saying that all these examples are
importantly similar to the thesis which I have been criticizing, only that, for
all Grice knows, they may be. To put the matter more
generally, the position adopted by Grice’s objector seems to
Grice to involve a type of manoeuvre which is characteristic of more than one
contemporary mode of philosophizing — but notably ordinary-language philosophy,
as Austin calls it. Grice is not condemning this kind of
manoeuvre. Grice is merely suggesting that to embark on it without
due caution is to risk collision with the facts. Before we
rush ahead to exploit this or that conversational nuances — of conversational
significance — which we have detected, we should make sure that we are
reasonably clear what sort of conversational nuances of conversational
significance they are. H. P. Grice. The main
object of Grice’s lecture is to explore the possibility of providing some kind
of metaphysical or ontological account of, and positive backing for, the notion
of value — the axiological. Tto begin it, Grice thinks it would be
appropriate for Grice to voice one or two methodological reflections.
But some have told you a story about Grice, which has indeed the ring of
truth; so Grice shall pause to tell you another story which
I hope will ring equally true. When Grice was still quite a
little nipper, his mother gave me a china beer-mug, which Grice liked
enormously; in fact Grice used it not only to drink beer from, but
for a whole lot of other purposes, like carrying gasoline (or as we used to
call it, 'petrol') to a neighbour's house when Grice wanted to set the place on
fire. One day Grice dropped it, and there it lay in
fragments. Just at that point Grice’s mother appeared on the
scene, and reproached Grice for destroying the mug which she had given Grice
and which Grice so dearly loved. Grice said to her, 'Mother [in my
family we used to address one another in somewhat formal style], mother, I
haven't destroyed anything; I have only rearranged it a little.
She, being too wise, and insufficiently nimble, to take me on in
dialectical jousting, looked at Grice sadly and said, 'You will have to
learn as you grow older.' This encounter, it now seems to
Grice, shaped Grice’s later philosophical life; it seems
that Grice did, indeed, learn in the end. For first, the
metaphysical programme which Grice shall be seeking to follow will be a
constructivist programme and not a reductionist programme. The
procedure which Grice envisages, if carried out in full, would involve
beginning with certain elements which would have a claim to be thought of as
metaphysically or ontologically primary, and then to build up from these
starting-points, stage by stage, a systematic metaphysical or ontological
theory or concatenation of theories. It would be no part of
Grice’s plan to contend that what we end up with is really only such and
suches, or that talking about what my enterprises produce is really only a
compressed way of talking about the primary materials, or indeed to make any
other claim of that relatively familiar kind. Grice suspects
that many of those who have thought of themselves, like Carnap, as engaged in a
programme of construction are really reductionists in spirit and at
heart; they would like to be able to show that the
multifarious world to which we belong reduces in the end to a host of complexes
of simple ingredients. That is not Grice’s programme at
all; Grice does not want to make the elaborate furniture of
the world dissolve into a number of simple pieces of kitchenware;
Grice hopes to preserve it in all its richness. Grice
would seek, rather, to understand the metaphysical or ontological processes by
which one arrives at such richness from relatively simple points of
departure. Grice would not seek to exhibit anything as
'boiling down' to any complex of fundamental atoms. In order to
pursue a constructivist programme of the kind which Grice has in mind, Grice
will need three things: first, a set of metaphysical starting-points,
things which are metaphysically primary; second, a set of
recognized construction routines or procedures, by means of which non-primary
items are built up on the basis of more primary items; and
third, a theoretical motivation for proceeding from any given stage to a
further stage, so that the mere possibility of applying the routines would not
beitself enough to give one a new metaphysical layer; one
would have to have a justification for making that move; it would have to serve
some purpose. The way Grice imagines himself carrying out this
programme in detail (on some day quite a bit longer than today) is roughly as
follows. First, I would start by trying to reach a
full-dress characterization of what a theory is (an exercise in what I think of
as theory-theory); I would be hoping that the specification
of what theorizing is would lead in a non-arbitrary way to the identification
of some particular kind of theorizing (or theory) as being, relative to all
other kinds of theorizing, primary and so deserving of the title of First
Theory (or First Philosophy). I would expect this primary
theorizing to be recognizable as metaphysical theorizing, with the result that
a specification of the character and content of metaphysics would be reached in
a more systematic way than by just considering whether some suggested account
of metaphysics succeeds in fitting our intuitive conception of that
discipline. The implementation of this kind of metaphysical
programme would, I hope, lead one successively through a series of entities
(entity-types), such as a series containing at one stage particulars, followed
by continuants, followed by a specially privileged kind of continuants, namely
SUBSTANTIA or Subject, substances, and so on. Each newly
introduced entity-type would carry with it a segment of theory which would
supplement the body of theory already arrived at, and which would serve to
exhibit the central character of the type or types of entity associated with
it. The application of these programmatic ideas to the
determination of the conception of value would be achieved in the following
way. The notion of value, or of some specially important or
fundamental kind of value, like absolute value, would be shown as occupying
some indispensable position in the specification of some stage in this process
of metaphysical evolution. Such a metaphysical justification
of the notion of value might perhaps be comparable to the result of appending,
in a suitably integrated way, the Nicomachean Ethics as a concluding stage to
the De Anima. One would first set up a specification of a
series of increasingly complex creatures; and one would then exhibit the notion
of value as entering essentially into the theory attending the last and most
complex type of creature appearing in that series. The
un-Carnapian character of my constructivism would perhaps be evidenced by my
idea that to insist with respect to each stage in metaphysical development upon
the need for theoretical justification might carry with it the thought that to
omit such a stage would be to fail to do justice to some legitimate
metaphysical demand I propose to start today's extract from this
metaphysical story at a point at which, to a previously generated stock of
particulars which would include things which some, though not all, would be
prepared to count as individual substances, there is added a sequence of
increasingly complex items, which (as living things) would be thought of by
some (perhaps by Aristotle) as the earliest items on the ascending metaphysical
ladder to merit the title of substances proper. Grice’s
first metaphysical objective, at this stage of my unfolding story, would be to
suggest a consideration of the not unappealing idea that the notion of living
things presupposes, and cannot be understood without an understanding of, the
notion(s) of purpose, finality, and final cause. In Grice’s
view this idea is not only appealing but correct; I
recognize, however, that there are persons with regrettable deflationary
tendencies who would insist that while reference to the notions of finality or
final cause may provide in many contexts a useful and illuminating manner of
talking about living things, these notions are not to be taken seriously in the
metaphysics of biology and are not required in a theoretical account of the
nature of life and of living things. A finalistic (or
"vitalistic" account of the nature of living things might take as a
ruling idea (perhaps open to non-vitalists as well)that life consists (very
roughly) in the possession of a no doubt interwoven set of capacities the
fulfilment, in some degree, of each of which is required for the set of
capacities, as a whole, to be retained; a sufficiently serious failure in respect
of any one capacity will result in the currently irreversible loss of all the
rest; and that would be, as one might say, death. The notion
of finality might be thought to be unavoidably embedded in the notion of life
for more than one reason. One reason would be that if it is
in one way or another of the essence of living creatures that one has, instead
of an indefinitely extended individual thing, an indefinitely long sequence of
living things, each individual being produced by, and out of, predecessors in
the sequence, then to avoid having individuals which are of outrageous bulk
because they contain within themselves the actual bodies of all their
descendants, it will be necessary to introduce the institutions of growth and
maturity; and with these institutions will come finality, since the states
reached in the course of growth and maturity will have to be states to which
the creatures aspire and strive, though not necessarily in any conscious
way. Another way in which it might be suggested that the
notion of finality has to enter will be that at least in a creature of any
degree of complexity, the discharge of its vital functions will have to be
effected by the operations of various organs or parts, or combinations of such;
and each of these organs or parts will have, so to speak, its job to do, and
indeed its status as a part (a working functional part, that is to say, and not
merely a spatial piece) is determined by its being something which has
such-and-such a job or function (eyes are things to see with, feet to walk on,
and so forth); and these jobs or functions have to be distinguished by their
relation to some feature of the organism as a whole, most obviously to such
things as its continued existence. The organism's
continuance, though not ordin-arily, perhaps, called a function of the
organism, will nevertheless be required as something which the organismstrives
for, in order that we should be able to account for the nature of the parts as
parts; it will be that thing, or one of the things, to which in their
characteristic ways the parts are supposed to contribute. It is worth noting,
with regard to the first of these reasons for the appearance of finality on the
scene, that for the idea of actual containment of a creature within its
forebears there is substituted the idea of potential containment, an idea which
can be extended backwards (so to speak) without any attendant inflation of the
bodies of ancestral creatures. Perhaps I might at this point make
two marginal comments on the scheme which I am proposing.
First, if Grice allows himself in discussing the notion of life to
ascribe purpose or finality to creatures, parts of creatures, or operations of
creatures, such purposes or finalities are to be thought of as detached from
any purposers, from any creature or being, mundane or celestial, which
consciously or unconsciously harbours that purpose or finality. If the walrus
or the walrus's moustache has a purpose, that purpose, though it would be the
purpose of the walrus, or of its moustache, would not be the walrus's purpose,
its moustache's purpose, or even God's purpose. A failure to
appreciate this point has been, I think, responsible for some of the disrepute
into which serious application, within the philosophy of biology, of the
concept of finality has fallen. Second, if one relies on
finality as a source of explanation (if one does not, what is the point of
appealing to it?), if indeed one wishes to use as modes of explanation all, or
even more than one, of Aristotle's "Four Causes", one should not be
taken to be supposing that there is a single form of request for explanation, a
proper response to which will, from occasion to occasion, be now of this type
and now of that type, and maybe sometimes of more than one type.
It is not that there would be just one kind of "Why?"
question with alternative and possibly at times even rival kinds of answer;
there would be several kinds of "Why?" question, different kinds
of question being perhapslinked to categorially different kinds of candidates
for explanation, and each kind calling for its own kind of 'cause', its
own type of explanation. And it might even be that, so far
from being rivals, different types of 'cause' worked together, or one through
another; it might be, for example, that the operation of final causes demanded
and was only made possible by the operation, say, of efficient or material
causes with respect to a suitably linked explicandum; the success of a
"finality" explanation to a question asking why a certain organ is
present in a certain kind of organism might depend upon the availability of a
suitable "efficient cause" explanation of how that organ came to be
present. Nevertheless, these assuaging and anodyne representations
are, , I fear, unlikely to appease a dyed-in-the-wool
mechanist. Such a one would be able to elicit from any
moderately sensible vitalist an admission that the mere fact that the presence
of a certain sort of feature or capacity would be advantageous to a certain
type of creature offers no guarantee that the operation of efficient causes
would in fact provide for the presence of that feature or capacity in that type
of creature. So a vitalist would have to admit that a "finality"
explanation would be non-predictive in character; and at this point the
mechanist can be more or less counted on to respond that a non-predictive
explanation is not really an explanation at all. While a
mechanist might be prepared to allow that survival is a consequence (in part)
of those features which, as one might say, render a type of creature fit to
survive, and perhaps also allow that this consequence is a beneficial
consequence, or pay-off, arising from the presence of those features, he would
not be ready to concede that the creature comes to have those features in order
that it should survive. To refine the terms of this
discussion a little: one might try to distinguish between the question why a
certain teature is present, and the question why (or how) that feature comes to
be present; the mechanistically minded philosopher might berepresented as
doubting whether the first question is intelligible if it is supposed to be
distinct from the second, and as being ready to maintain that if, atter all,
the two questions are distinct and are both legitimate, the provision of an
answer to the first cannot be held to require the existence of an answer to the
second, and indeed is possible at all only given independent information that
that feature has come to be present. Furthermore, in respect of
other areas where a vitalist (or finalist) is liable to invoke finality as a
tool for explanation, the mechanist will say that one can quite adequately
explain the phenomena which lead the vitalist to appeal to finality, without
having recourse to such an appeal; one will use a particular
kind of explanation by efficient causes, one which deploys such cybernetic
notions as negative feedback and homoeostasis; as one
mechanistic philosopher, Armstrong, suggests, people will be like guided
missiles. At this the vitalist might argue that to demand the
presence of biological explanation as embodying finalistic apparatus casts no
disrespect on the capacity of "prior" sciences (such as physics and
chemistry) in a certain sense to explain everything. In a certain sense I can
explain why there are seventeen people in the market-place, if in respect of
each person who is in the market-place I can explain why he is there, and I can
also explain why anyone else who might have been in the market-place is in fact
somewhere else. But there is an understandable sense in
which to do all that does not explain, or at least does not explain directly,
why there are seventeen people in the market-place. To fill
the "explanation-gap", to explain not just indirectly but directly
the presence of seventeen people in the market-place, to explain it qua being
the presence of seventeen people in the market-place, I might have to introduce
a new theory, perhaps some highly dubitable branch of social psychology; and I
suspect that some scientific theories, like perhaps catastrophe-theory,
havearisen in much this kind of way on the backs (so to speak) of perfectly
adequate, though not omnipotent, pre-existing theories, in order to explain, in
a stronger sense of "explain" ", things which are
already explained in some sense by existing theory. To this,
the mechanist might reply that there is (was) indeed good reason for us to
strengthen our explanatory potentialities by adding to the science(s) of
physics and chemistry the explanatory apparatus of biology, thus giving
ourselves the power to explain directly rather than merely indirectly such
phenomena as those of animal behaviour; but it does not follow from that that
the apparatus brought to bear by biology should include any finalistic concepts
or explanations; explanations given in biological terms are perfectly capable
of being understood in cybernetic terms, without any appeal to concepts whose
respectability is suspect or in question. In response to this
latest tiresome intervention by the mechanist, I now introduce a reference to
something which is, I think, a central feature of the procedures leading to the
development of a cumulative succession of theories or theory-stages, each of
which is to contain its predecessor. This is the appearance of what I
will call overlaps. In setting out some theory or
theory-stage B, which is to succeed and include theory or theory-stage A, it
may be that one introduces some theoretical apparatus which provides one with a
redescription of a certain part of theory A. I may, for
instance, in developing arithmetic, introduce the concept of positive and
negative integers; and if I were to restrict myself to that part of the domain
of this 'new' concept which involves solely positive integers, I would have a
class of formula each of which provides a redescription of what is said by a
formula relating to natural numbers; and since the older way of talking (or
writing) would be that much more economical, if it came to a fight the natural
numbers would win; the innovation would be otiose, since theorems relating
solely to positiveintegers would precisely mirror already available theorems
about natural numbers. But of course, to attend in a myopic
or blinkered way only to positive integers would be to ignore the whole point
of the introduction of the 'new' class of positive and negative integers,
which as a whole provides for a larger domain than the domain of natural
numbers for a single battery of arithmetical operations, and so for a larger
range of specific arithmetical laws. That is the ratio essendi of
the newly introduced integers, to extend the range of these arithmetical
opera-tions. Somewhat similarly, if one paid attention only
to examples of universal statements which related to finite classes of objects,
one might reasonably suppose the expressions of universal statements to be
equivalent to a conjunction of, or to be a 'compendium' of, a set of singular
statements; and indeed, at times philosophers have been led by this idea,
notably in the case of Mill. But of course, at least part of
the point of introducing universal statements is to get beyond the stage at
which one is restricted to finite classes, and therefore beyond a stage at which
one can regard universal statements as being simply compendia of singular
statements. In the present connection, one might suggest that
discourse about detached finality might be regarded as belonging to a system
which is an extension or enlargement of a system which confines itself to a
discussion of causal connections (efficient or material), including the special
kind of causal connections with which cybernetics is concerned; and that this
being so, not only is it not surprising but it is positively required, for the
extension to be successfully instituted, that finality should enjoy an overlap
with some special form of causal connection, like that which is the
stock-in-trade of cybernetics. To test the relation between these
two conceptual forms — finality and cybernetical causal connection —, it
will be necessary to see whether there is an area beyond the overlap, in which
talk about finality is no longer mappable onto talk about causal connection;
and the place where it seems to Grice that it would be natural to look for this
divorce to occur, if it occurs at all, would be in the area to which
attributions of absolute value belong, and in which talk about finality goes
along with attributions of absolute value. If one then denies,
as Foot and others have done, that there is any metaphysical region in which
absolute value is a lawful resident, one seems to be cutting oneself off, maybe
not without good reason, from just that testing-ground which is needed to
determine the conceptual relationship between finality and causal
connection. To this point Grice shall return.
As Grice is talking, in this lecture, about finality, of Cicero DE FINIBVS
Grice is always referring to what he has been calling detached finality, that
is, to this or that purpose which is detached from any purposer — a purpose
which can exist without there being any conscious being who has, as his
purpose, whatever the content of those purposes may be. Now
there are some distinctions in relation to finality which Grice wants to
make. First, it may be either an essential property IZZING
of something — or an accidental property HAZZIZnG of it that it has a certain
finality. Grice’s conception of essential IZZING property is
of a property which is a defining property of a certain sort or kind and also,
at one and the same time, intimately bound up with the identity conditions for
an entity of thing which belong to that kind. [ It might indeed be
taken as a criterion of a kind's being a substantial kind that its defining
properties should enter into the identity conditions for its members.
The essential propertiy of a thing is a property which that thing cannot
lose without ceasing to exist (if you like, ceasing to be identical with
itself). It is clear that the essential IZZING property of a sort
are not to be identified with the necessary properties of that sort, the
properties which things of that sort must have; for those properties whose
presence is guaranteed by logical or metaphysical necessity, given the presence
of the essential IZZING property, would not thereby be constituted as an
essential IZZING propertiy of the sort, that is, as properties which are
constitutive of the sort. Moreover, in the case of a sort of
a living thing, a property which is essential to a sort might not be invariably
present in every specimen of instance of the sort, and so might fail to be
necessary properties of that sort. This possibility, if it
is realized, would arise from the fact that membership in a VITAL sort of
category may be conferred not (or not merely) by character but by
ancestry; so a freakish or degenerate species or instance of
such a sort or species might even lack some essential feature of the sort,
provided that its parents or suitably proximate ancestors do exhibit that
feature. The link between the two strands in the idea of essential
property, that of being definitive of a kind and that of constituting an
identity condition for members of that kind, becomes eminently intelligible if
one takes Aristotle's view that to BE and to BE a member of a certain kind —
such as ascribed in praedicatio — are one and the same thing — with appropriate
consequences about the multiplicity contained within the notion of being.
Now Grice’s idea, and Grice thinks also the idea of Aristotle, is that
the range of the essential propertiy of this or that kind of thing would
sometimes, or perhaps even always, include what Cicero called FINIS — cf
Prichard — and Grice might call a property of finality - that is, a propertiy
which consist in the possession of a certain detached finality. A
second distinction which Grice wants to make is between active or
agentive and passive finality, a distinction between what it is that, as
it were, certain things are supposed to do, and (on the other hand) what it is
that certain things are supposed to suffer, have done to them, have done with
them, and such-like, including particularly uses to which they are supposed to
be put. One might, as a bit of jargon, label the active kind
of property of finality as a métier — or role. It would of
course be possible, within the area of active finality, to allow for different
versions of activity. The activity of a tiger, for example, while
legitimately so-called, might be, as one would be inclined to say, an activity
different from the activity of a Homo sapiens who happens to be, as Grice was,
a scholar of Corpus. Grice’s idea would be that every sort of
creature, and every specimen individual belonging to any such sort, must, in
virtue of the fact that it is a sort of this or that living creature, or a sort
of living creature, possess as an essential property an active finality.
To be a tiger, or to be a human being, is to possess as an
essential property the capacity to tigerise, or the capacity to humanise, in
whatever those things may be thought to consist. Grice will now
try to connect up the material which I have been very sketchily presenting,
with the range or corpus of metaphysical ontological routines or operations
which it will be proper for a philosopher to deploy in the course of what I
would call the metaphysical evolution — logically developing series ala Joachim
— of entities or types of entity. One of these manoeuvres
will be, Grice thinks, a manoeuvre which grice call Trans-Substantiation, as
opposed to a mere Category Shift. There might well be specifically
variant forms which this operation might take. The central idea
behind TRANS-SUBSTANTIATON would be that you might have two entity-types —
(substantia seconda A and substantia seconda B — ) such that it is perfectly
possible for a particular instance of one type to share exactly the same
property as a particular specimen or instance of another, for them to be in
fact indiscernible — in Leibniz’s jargon. The selection of this or
that property — say The activity of REASONING — , however, from that total set
which would be essential to a specinen or individual entity qua member of one
substantial type substantia seconda A would not be the same selection as the
selection which would be essential to it qua member of the second type
substantia seconda B. Therefore, it would be a possibility that
something which at one time exhibited the essential property of both types
substantia seconda A Homo sapiens and substantia seconda B PERSON should at a
different time exhibit the essential property - the activity of reason — of
only one of these types: substantia seconda B PERSON. There will
be an S, PERSON which existed both at time t, and at time tz, and an S, which
existed at time t, when it was identical with the aforementioned S, HUMAN -
Locke Homo sapiens but at time t2 the S2 specimen Homo
sapiens of human no longer exists and so of course is not then identical with
the Sy. Person It is this kind of mind-twister which lies at the
heart of Hobbes's problem about the ship and the timber, and also lies at the
centre of what Grice might call the Grice Geachian theory of time-relative
identity, which would allow a thing x and a thing y to be identical at a
certain time but to be not identical at a different time, when indeed one of
the things may have ceased to exist. The Execution of the
manoeuvre of Transubstantiation would consist in taking a certain sort of
substance Si, person to which a certain property or set of properties P would
be essential, and then introducing a type of substance S2, human Homo sapiens
an instance of which may indeed possess property or properties P, but if it
does, does not possess them essentially. What will be
essential to S will be some other set of properties P', properties which even
might ATTACH, though not essentially, hazzing, to some, or even to all,
instances of S,. Grice is not sure what examples of this
manoeuvre are to be found But the one which Grice has it in
mind to make use of is one in which the manoeuvre is employed to erect, on the
basis of the substance-type human (Locke) being, or Homo sapiens, afurther
substance-type: a person. It is imperative at this point to
remember that the general principles of entity-construction, which I adumbrated
at the start of this lecture, will dictate that if we are to suppose the
manoeuvre to be executed in order to generate, in this way, the substance-type
PERSON, we must be able to specify an adequate theoretical motivation for the
enterprise in which the manoeuvre is employed The time has now come
to consider the introduction, into a sequence of substantial types being
designed by the philosopher, of the attribute of REASONING, which Grice shall
take, when he comes to it, as consisting, in the first instance, of a concern
on the part of the creature which has it that its acceptances, and perhaps -
more generally — its psychological attitudes which belong to some
specifiable particular class should be well grounded, based on this of that
reason, or (getting closer to the notion of value) VALIDATED;
a concern, that is, on the part of the reason-seeker that the attitudes,
positions, and acceptances which he (voluntarily) takes up should have attached
to them this or that certificate of value of some appropriate kind.
The creature's reasoning will consist in the having of this
concern together with a capacity, or faculty, to echo Wolff, to this or that
degree, to give effect to that concern. It will be
convenient to consider the introduction of this RATIO into a metaphysical
scheme in terms of the idea of "construction by a genitor" which I
used in an earlier essay? I will ask first why the genitor
should be drawn at all towards the idea of adding RATIO to any of his sequence
of constructed creatures. The answer to that question might be
that what the Genitor is engaged in constructing are the essential and
non-essential features of a sequence of biological types which have to cope
with the world and maintain themselves in being, and that a certain range of
the exercises of RATIO would have biological utility, would improve the chances
of a creature which possessed it. One would have to be careful at
this point not to go too far, and suppose, for example, that any kind of
creature in any kind of circumstances would be biologically improved by the
admixture of a dose of ratio: gnats and mosquitoes, for
example, might be hindered rather than helped by being rationalized.
But ratio might be a biological boon to creatures whose biological
needs are complex and whose environment is subject to considerable variation,
either because the world is unstable, or because the world though stable combines
a high degree of complexity with a reluctance to make easy provisions for its
denizens. If a creature's survival depends on the ability to
produce differing responses to a vast and varied range of stimuli, it will
become more and more difficult and 'expensive' to equip the creature with a
suitably enormous battery of instincts of natural drive, and the substitution
of a measure of ratio will be called for. Two questions now
confront us with regard to the genitor's introduction of ratio. First,
is he to be thought of as introducing a relatively unlimited, unrestricted
capacity, a capacity perhaps for being concerned about and for handling a
general range of "Why?"questions, or, indeed, simply of
questions; where the capacity itself is unlimited, though
the genitor's interest in it is restricted to certain applications of it?
Or is he rather to be thought of as introducing a limited
capacity, a capacity (perhaps) for being concerned about and handling just a
small, potentially useful range of questions (just those which are biologically
relevant)? The second question is, is the genitor to be thought of
as introducing whatever kind or degree of ration he does introduce as an
essential characteristic of the substantial types) which he is designing and
endowing with it, which we will think of as Homo sapiens, or as an accidental
(non-essential) feature of that type? To answer these questions in
the reverse order, I conjecture, though I cannot establish, that the right
procedure is to think of him as introducing ratio as a non-essential
hazzing feature of Homo sapiens, though perhaps as a feature which, despite its
being non-essential, one can be reasonably assured that instances of Homo
sapiens will possess. Grice’s characteristic candour forces
him to admit that he should like to be able to find that the genitor would
install ratio as an accidental feature, because then there would be scope for a
profitable deployment of his toy, Transubstantiation, the application of which
by the genitor would deliver as a constructed substantial type the type person,
to which ratio could be supposed to belong as an essential property; a result
which to my mind would be intuitively congenial. But wishful
thinking is not an argument. Perhaps an argument could be
found for attributing to the genitor the seemingly circuitous manoeuvre of
first instituting a biological type (Homo sapiens) to which ratio attaches
non-essentially though predictably, and then converting this biological type
into a further NON-vital, non-biological type (person) by a subsequent
metaphysical operation which installs ratio as, in this case, an essential
feature, by reflecting that the programme which in the first instance is
engaging the genitor's attention is that of constructing a sequence, or kingdom,
of vital biological substantial types, and that ratio is not a feature of the
right kind to be a differentiating essential feature in any type falling under
that naturalistic programme. If a *substantial* type is
needed to which ratio attaches essentially, that type must be generated by a
further step. — in the realm or kingdom not of nature — Homo as within the
Animal Kingdom —but of ends. With regard to the first question,
whether the ratio being introduced by the genitor is to be thought of as an
unlimited or as a limited capacity, while Grice thinks it would be an
acceptable general principle that when the genitor wants to achieve a certain
objective, of *two* capacities which would achieve that objective, the Genitor
would (or should) install the weaker capacity on grounds of economy, or so that
nothing which he does should be lacking in motivation or deficient with respect
to Sufficient Reason, this general principle should not apply to cases in which
the weaker capacity could only be generated by initially building a stronger
capacity and then subsequently fitting in curbs to restrict the initially
installed stronger capacity. The suggestion, therefore, would be
that the installation of a limited ratio would be a case of the second kind,
achievable only by building in additional special restrictions, and so would be
exempted from the scope of the proposed general principle.
Grice thinks that reaching a decision on this issue would be both
rewarding and arduous; and Grice must regretfully allow the
matter to wait. The way has now been more or less cleared for
Grice to begin to unveil the main idea lying behind this prolonged
build-up. This idea is that, given the foregoing
assumptions, when the genitor installs ratio into his substantial type Homo
sapiens sapiens in order to further a biological end, he gets more than for
which he bargained, in that the installed ratio is capable of raising more
questions than that limited range of questions in the answering of which the
biological utility of that ratio at least initially consists.
The term "Homo sapiens sapiens" was first used in 1758 by Carl
Linnaeus, a Swedish naturalist. He chose the scientific name "Homo
sapiens" (Latin for "wise man") to classify the human species.
While "Homo sapiens" was the initial designation, the subspecies
designation "sapiens" was later added to further clarify modern
humans as a subspecies within the Homo sapiens species. The
creature which the Genitor creates will not merely be capable of raising and
answering a range of questions about how certain ends are to be achieved, of
exhibiting, that is, what Aristotle called SEvotns, but will also have both the
ability and the requisite concern to raise questions about the desirability or
propriety of the ends or results which his ratio enables him to realize.
That is to say, the genitor has designed a creature which is
capable of asking questions about the value of ends, and so of enquiring about
the possible availability of any categorical imperative over and above this or
that hypothetical imperative which the creature was initially scheduled to
deliver. Of course, to say that the creature has the capacity and
the concern needed to raise, and desire answers to, certain questions is not to
say that the creature is in a position to *answer* those questions;
indeed, we can be sure that initially he will NOT be in a
position to answer those questions, since the procedures for getting answers to
them have not been designed and installed in advance, and so will have to be
evolved or constructed, presumably by Homo sapiens sapiens himself.
But given that such a creature is equipped to formulate a
legitimate demand for this or that solution to this or that question, any set
of procedures which it could devise which are such that there is no objection
to them, and which if they were accepted as proper procedures could then be
used to deliver answers to these questions, will be procedures which it will be
REASONABLE (rational) for the rational creature to accept as proper, — provided
that there are no other equally unobjectionable candidates with equally good
prospects of delivering answers to the same questions. Should
there indeed be two or more sets of procedures, where each set could be put to work,
with full success, to provide an answer to a RATIONAL demand, and should it be
required, for some reason or other, that one and only one such set should be
left in the field, and should there be no non-arbitrary way of deciding between
the surviving candidates, Grice would allow it as rational to decide, alla
Crazey Bayesy, by the toss of a coin. But Grice hopes to
avoid being faced with having to accept so hilarious a mode of decision.
Grice might dub the principle which allows credence to a set of
procedures the adoption and use of which will most satisfactorily meet a
RATIONAL need, "The Metaphysical Principle of Supply and
Demand". The second part of Grice’s leading idea would be
that, for reasons which have not yet been specified, the
"generated" creature Homo sapiens sapiens finds it
metaphysically suitable/fitting to perform the operation of Transubstantiation
on, so to speak, himself, and to set it up so that the attribution of ratio,
which originally (thanks to the genitor) attaches non-essentially to one
substantial type, namely, Homo sapiens sapiens, now attaches essentially to a
different but standardly coincident substantial type, to himself as a
Locke-PERSON; and that when we come to consider the
application of such notions as value and finality to Locke-PERSON — Lockeian
PERSONS, where the notions of value in question are not questions of
relativised value but rather of absolute non-relativised value, we find that a
'paraphrase' 'translation' of whatever it is we have to say concerning
these notions into some rigmarole, or other, couched in terms of a causal
connection of a cybernetic kind is no longer available; —
and this would be where the end of the overlap is located;
when it comes to questions of absolute non-relativised value and about
Lockeian persons, the overlap has ceased. The reasons why
the overlap should end at this point might, Grice suspects, turn on the
propriety of supposing Lockeian persons (essentially rational beings) to be
necessarily, and perhaps for that reason, free from the realm of natural
causes. Before Grice fills out the attempted justification for the
application of the notion of absolute non-relativised value on which Grice has
started, Grice would like to do two things. Grice would like
first to introduce a piece of abbreviatory jargon; and
second, Grice would like to introduce, or reintroduce, a metaphysical
construction routine which I referred to in a previous essay, which Grice
called "Projection". The bit of abbreviatory
jargon is the phrase "Mechanistically Substitutable";
Grice shall call an idea or concept "Mechanistically
Substitutable" when it is one which initially appears not to be amenable
to interpretation in terms agreeable to a mechanist, but which is found to be,
after all, so amenable. So for an idea or concept NOT to be
mechanistically substitutable would be for it to resist reinterpretation —
read: elimination via reduction, dispensation — by a mechanist such as Patricia
Churchland. As regards "Projection", its title is
perhaps somewhat misleading, since though some such operation does seem to be
described by a project of a philosopher — who wrote A Brief History of Engand,
instead, he seemingly regards it as a way of accounting for certain mistakes
which he saw others made, of a deep-seated variety, rather than as a way of
validating some of the things which we should like to be able to say.
In this respect Grice thinks we find Mackie — straight from
Australasia — and Armstrong — never mind Patricia Churchland — going along with
Hume — finding Home for Hume. As Grice sees it, this
operation consists in taking something which starts life, so to speak, as a
specific mode of thinking, and then transforming it into an attribute which is
ascribed not to thinking but to the thing thought about and indeed is, in a
given case, attributed either correctly or incorrectly. To
take an example with which I am presently concerned, we might start with a
notion of valuing, or of (hyphenatedly, so to speak) within a psychological
attitude, thinking-of-as-valuable some item x; and, subject
to the presence of certain qualifying conditions, we should end up with the
simple thought, or belief, or desire, that the item x IS valuable or validated
— or ‘worth it’; and in thinking of it as valuable, or
validated, or worth it, we should now be thinking, correctly or
incorrectly, that the item x has the attribute of being valuable, validated, or
worth it — Hartmann would use the Greek: axion. Grice now proceeds
to the amplification of the idea, which Grice introduced a few minutes ago, of
seeking to legitimize, and to secure validation or satisfactoriness or truth or
falsity or acceptance for, attributions of absolute non-relativised value by
representing such attribution as needed in order to fulfil a rational
demand. Grice presents this amplified version in two parts.
The first part is designed to exhibit the structure of the
suggestion which is being made and will refer to, without specifying, a certain
system of hypotheses, or story, to be called "Story S", which is to
play a central role in the satisfaction of the aforementioned rational
demand. The second part will specify, in outline, Story
S. The genitor, in legitimately constructing Homo sapiens sapiens
(an operation to which, as genitor, he is properly motivated by a concern to
optimise alla Pareto the spread of biological efficiency and so of biological
value), will have constructed a creature which fulfills some
conditions: Homo sapiens sapiens will legitimately demand
justification, ultimately in terms of absolute and not relativised value, for
whatever attitude, purpose, or acceptance (whether alethic or practical)
Homo sapiens sapiens — now Lockeian Persons) freely adopts or maintains.
Homo sapiens sapiens will regard any system of hypotheses, or story,
which fulfils the condition of satisfying the aforementioned demand
("Demand D") without being itself open to objection, as being a story
which is worthy of acceptance unless this condition is met by more than one
story. That is, it will regard such a story as a story which
is an admissible candidate for acceptance.) Homo sapiens sapiens
will hold that if there is a plurality of admissible candidates all of which
involve a certain supposi-tion, then that supposition is worthy of
acceptance. Homo sapiens sapiens will allow that Story S is an
admissible candidate which meets Demand D and that the supposition of the
applicability to the world of the notion of absolute value which is embodied in
Story S would also be embodied in any other story which would satisfy Demand D,
with the consequence that this supposition is worthy of acceptance.
that the notions of absolute value and of finality,which appear within
Story S, are not mechanistically substitutable, and so are authentic and
non-Pickwickian concepts. Grice presents Story S in the manner of
one of those cosy and comforting question-and-answer sequences which telephone
companies, public utilities, or insurance companies are liable to give us when
they are hoping to unload on us some new gimmick. How can we
satisfy Demand D, and get non-relativised justification for our purpose,
attitude, and so forth? By setting up conditions for the
successful application to that purpose, attitude (etc.) of a concept of
absolute non-relativised value. How do Oxonian philosophers do
that? By setting it up so that certain sorts of attitudes (etc.)
have absolute value inasmuch as they are (or would be) valued by (seem valuable
to) a certified value-fixer, whose valuations are (therefore) eligible for the
benefits provided by Projection. How do we find one of
them? We find a being whose essence (indeed whose métier) it is to
establish and to apply forms of absolute value. How do we get such
a being? By Transubstantiation from the biological substantial
type Homo sapiens sapiens, which produces for us the non-biological substantial
type person. We are now seen to be (qua persons) accredited
value-fixers, at least in relation to ourselves, and (qua creatures which are
both persons and specimens of Homo sapiens sapiens) subjects whose voluntary
operations are supposed to conform to the values we fix for ourselves.
Can we be secured against the risk that the notions of absolute value
and of finality, which appear in Story S, might turn out to be mechanistically
substitutable (in which case the vitalistic-mechanistic overlap would not after
all have been terminated, and the notions inquestion would after all be
'Pickwickian', not authentic)? Yes, we can attain this security,
provided we can show that being an accredited value-fixer (in relation to
oneself) requires being free, in something like Kant's sense of positive
freedom; and that if the dovetailed concepts of absolute value and finality
were mechan-istically substitutable, this fact would import into the genesis of
our self-originated attitudes (etc.) a 'foreign cause' (that is, a cause
external to the legislator-cum-agent) which would constitute a barrier to the
presence of freedom, and which would for that reason fatally undermine the
prospects for success for Story S. Grice is only too well aware
that this, particularly in its terminal convulsions, contains much that is
obscure, fragmentary, and ill defended (where indeed it is defended at
all). Grice is also conscious of the likelihood that, were
he (Heaven forbid) after a breather to return to the fray, Grice should find
himself inclined to produce quite different, though maybe equally problematic,
reflections. But Grice has some hope that his offering might
provide an adequate starting-point for one of those interminable sequences of
revisions of which serious theoretical thought seems, at least at Oxford, and
on Saturday mornings, so largely and allegedly to consist.
H. P. Grice. In the first section of this lecture, I formulate
and criticise a theory of intention which is, in essentials, one which 1
advanced in an unpublished paper written a number of years ago, and which is a
descendant of a leading idea in G. F. Stout's essay "Voluntary
Action'.' advanced in an unpublished paper written a number of years ago,
and which is a descendant of a leading idea in G. F. Stout's essay
"Voluntary Action'.' In the remainder, I raise and try
to deal with a sceptical puzzle about intention which could, on the face of it,
have been met if the theory reviewed in the first section had proved tenable,
but which, to my mind, becomes acute otherwise. In the course of this
discussion, I reach a neo-Prichardian position which involves a concept bearing
some considerable degree of affinity to Kenny's concept of 'voliting',? though
I think that my route to it is quite substantially different from that followed
by Kenny. The theory to be considered advances a three-pronged
analysis of statements of the type 'X intends to do A'. I will put up as
plausible a case as I can for each clause in turn. (I) It would seem odd
to say 'X intends to go abroad next month, but won't in fact take any
preliminary steps which are (or are regarded by him as being) essential for
this purpose. Of course, no preliminary steps may in fact be required at
all; but if we think that, if any steps should turn out to be required, he
would nevertheless not take them, then we should hesitate to say flatly that he
intends to go. It is true that if the further conditions shortly to be
mentioned were fulfilled we might also hesitate to say flatly that he doesn't
intend to go. We should be likely to hedge by saying 'He doesn't really intend'
or 'He • In Studies in Philosophy and Psychology. 2 See Action,
Emotion and Will, by Anthony Kenny, ch. xi. doesn't seriously
intend'. But I do not think we should say that he intends in the full sense of
'intend'. So let us say that one condition required for the truth of 'X intends
to go abroad' is that X would in fact, at least for a time and up to a point,
take steps which in his view are required to be taken to make it possible for
him to go. (2) The second condition is more tricky. If someone were to
say, 'I have definitely made up my mind to retire in two years' time', someone
else might say, 'What if the directors offer you £1,000 a year more to stay
on?' Now if in response to this he allows that the directors might make such an
offer, and further-more, that if they were to do so it is not impossible that
he would accept the offer and not retire, it would be linguistically extremely
peculiar if he then went on to say, 'But I have definitely decided to retire'.
We expect him to back down on his original statement. More than this, if it
were clear to us that he had already envisaged the possibility of this offer
being made and accepted, we should feel entitled to criticize him for having
said in the first place, 'I have definitely made up my mind to retire in two
years' time'. The case would be similar if the reply to his original
declaration were, 'But it might not be financially/ legally possible for you to
retire then'. If he admits this he cannot go on saying simpliciter, 'I have definitely
made up my mind to retire in two years' (he must add something like 'if I
can'); and if we think he has already envisaged the possibility that he may not
be legally (or financially) able to retire, we feel entitled to criticize the
formulation of his original declaration. I think it is also time that we should
be unhappy about the propriety of ourselves saying (without any
qualifica-tion), 'He has definitely made up his mind to retire', , if
we thought that he envisaged the possibility that he might in fact not
retire. The case with regard to 'I intend' ('he intends') is perhaps less
clear; but here too I am inclined to think that to say of someone that he
intends to do A (without qualification) is, in standard examples, to imply or
suggest that he does not think it doubtful whether he will in fact do A. The
following imaginary conversation will perhaps support this contention: I intend to go to that concert
on Tuesday. You will enjoy that. I may not be there. I am afraid I don't understand.
The police are going to ask me
some awkward questions on Tuesday afternoon, and I may be in prison by Tuesday
evening. Then you should have said to
begin with, 'I intend to go to the concert if I am not in prison', or, if you
wished to be more reticent, something like, 'I should probably be going', or,
'I hope to go', or, 'I aim to go' ', or, 'I intend to go if I can'
It seems to me that Y's remarks are reasonable, perhaps even restrained. It is
true that there are cases in which we would not complain that the speaker had
omitted such a qualification as 'if I can' , even though we were
well aware that he had doubts about the actual performance of that which
he said he intended to do, but I am inclined to think that these cases can be
accounted for consistently with the thesis I am suggesting. Sometimes we
tolerate the omission of such a phrase as 'if I can' when the nature of the
proposed action is such that it is obvious that the speaker must have doubts
about the fact of performance, and so the warning 'if I can' is unnecessary.
Suppose I say, 'I intend to keep ducks when I am a very old man'; my
extreme old age is still some way off, and it can be assumed that I am
perfectly aware that a lot may happen between now and then which would upset my
plans. Again, if I say of someone that he intends to climb Mt. Everest, the
task specified is of such notorious difficulty that no one is misled if the
qualification 'if he can' is omitted. We may note, however, even in these
cases, if the obstacles and uncertainties are pointed out, and are admitted by
the speaker to be such as to render performance dubious, he cannot now refuse
to qualify his specification of the intention by such riders as 'if I can' ('if
he can'); if, after the magnitude of the task is pointed out, I say,
'Nevertheless, he intends to climb Mt. Everest', I imply, I think, that he
expects to triumph over the difficulties; if I wished to avoid this suggestion
I could use another verb, e.g. 'aims to' or 'hopes to' Bearing in
mind these considerations, we can I think allow that there is quite a good case
for saying that one condition for the truth of 'X intends to do A' is that X
should be free from doubt whether he will in fact do A (provided that 'intends'
is being used strictly). But I do not think this formulation of the condition
will be adequate as it stands; we must look at the force of the phrase, 'free
from doubt'. A man could be said to be free from doubt whether something
will happen if he has simply not considered the question at all; or again, if
he knows perfectly well that it won't happen it is not this sort of freedom
from doubt that is needed for this theory; what is needed is the notion
of 'having no doubt that', which seems to be indistinguishable from
"being sure that' . So I think the theory, to avoid the
possibility of confusion or equivocation, should come into the open and
employ the notion of 'being sure' (even if it later suffers for doing so). We
may then propose, as a second condition for the truth of 'X intends to do A',
that X should be sure that he will in fact do A. (3) The argument for the
third condition is as follows. For it to be the case that X intends to go
abroad, it must be the case that his being sure that he will go is not
dependent on his having what seems to him satisfactory evidence that he will
go. Once we found that he thought he would go because he thought the evidence
pointed that way, we should say that he was, at the moment at least, treating
the question of his going not as a practical question (one calling for action
or decision), but as a theoretical question (one to be settled by
investigation), and that it is impossible (logically) to treat a question in
both of these ways at once. X may of course (intending to go) marshal theoretical
reasons which support the view that he will go (e.g. look how much I stand to
lose by not going'), in order to convince someone else that he will go; but he
cannot (con-sistently with intending to go) do this to convince himself. We can
then offer, as a third condition for the truth of 'X intends to do A', that X's
being sure that he will do A is not dependent on evidence. The theory,
then, offers three conditions for the truth of 'X intends to do A'. The
conditions are supposed to be individually necessary and jointly sufficient;
the falsity of either the second or the third condition is sufficient for the
falsity of 'X intends to do A'; but this is not true of the first condition; if
this condition is false the truth or falsity of 'X intends to do A' may be
undecidable. The conditions, stated as briefly as possible, are that (I)
X would take steps required for doing A, X is sure that he will do A,
and X's assurance of this is
independent of evidence. I now turn to criticism. The crucial difficulties
arise in con- nection with the central idea of the theory, the suggestion
that the focal element in an intention is a certain sort of belief. To
begin with, one may well feel pretty uncomfortable about the notion of beliefs
which are (in the required sense) independent of evidence. Suppose I were to
say, 'I have just decided that the Chairman has a corkscrew in his pocket',
and, when asked what reason I have for supposing this to be so, I reply,
cheerfully, 'None whatsoever'. I shall just not be taken seriously at all, and
even if I systematically set about behaving as if he had a corkscrew (e.g.
collect a lot of bottles which need un-corking), it could be pointed out that
to decide to behave as if p were true is not the same as to believe that p. It
might, however, be argued that completely unevidenced beliefs will not be
beliefs that we adopt, but beliefs that come upon us, that we find ourselves
with. Hunches might be cited as examples of this sort of belief. But this line
runs into trouble in three ways. (I) It is far from clear that a hunch is a
belief, and not something on the strength of which (together perhaps with the
memory of the correctness of previous hunches) one may form a somewhat
tentative belief. (2) If a hunch is a belief, and one which one finds oneself
with rather than one which one adopts, it is importantly different from the
alleged unevidenced belief involved in intending. For if there are such beliefs
involved in intention, they are certainly not usually things we find ourselves
with; we do not, normally at least, find ourselves with intentions; we form
intentions. (3) Again, if a hunch is a belief, it is one which we should feel
more comfortable about if it were supported by evidence. But the beliefs
supposed to be involved in intention are, according to the theory, perfectly
satisfactory as they are; we not merely are not relying on evidence, we have no
need of it. The general direction of this attack is, I hope, clear; it is
that the less able we are to find parallels in the non-practical sphere for the
so-called beliefs about our own future actions which the theory invites, the
more special these so-called beliefs become, and the more unjustified is the
application of the term 'belief' (or 'assurance'). However, the case is
not yet hopeless, for I think a more promising parallel can be found. Consider
the pair of statements, 'I remembered that I bit my nurse', and, 'I remembered
biting my nurse'. If we ask how they differ, it would, I think, be quite a
promising answer to say that whereas I may be entitled to make the first
statement if my belief that I bit my nurse is wholly dependent on evidence or
testimony, this does not entitle me to make the second statement. For me
to be in a position to make the second statement, it must be the case that,
even if I have been provided, say, with testimony that I bit my nurse, my
belief that I did so should be independent of that testimony, i.e. that I
should be prepared to maintain my belief in the event of that testimony turning
out to have been unreliable. If this is correct, then memory sometimes at least
involves beliefs which are not held on the basis of evidence. These
memory-beliefs could, moreover, be held to be parallel to beliefs allegedly
involved in intention in a further respect; sometimes at least we are perfectly
happy with them as they are; we would be no happier if we were provided with
information which supported them. Here, however, the parallel ends, and
the lack of parallel begins to emerge. (I) Immediate memory-beliefs are things
we find ourselves with; we do not adopt them or form them. (2) I can come to
question an immediate memory belief of my own, and if I do, then I do rely on
confirmatory evidence to settle my doubt, but if I begin to doubt whether I
shall after all go abroad this year, I do not dispel this doubt by gathering
confirmatory evidence. (3) If we ask why (assuming the theory to be correct) I
hold a belief such that (say) I shall go abroad, the only possible answer is
that I believe this because, for example, it is something that I should
particularly like to be the case, or something that I think ought to be the
case. This is not only common form, it is regarded by us as entirely
reasonable. So, to put it crudely, the theory represents having an intention as
being a case of licensed wishful thinking. (4) It could be most unnatural to
speak of someone who intends to do A as thinking truly, or falsely, or rightly,
or mistakenly, that he will do A; that is, we cannot employ here the ordinary
terminology for appraising beliefs (cf. Aristotle on the difference between про-aípeois and Sóça). This point may be (and I think has
been') put vividly by saying that if a man fails to fulfil an intention, we do
not criticize his state of mind for failing to conform to the facts, we
criticize the facts for failing to conform to his state of mind. I think the
conclusion to be drawn from this discussion is that a so-called belief which
cannot be confirmed, which cannot be called true, false, right, or mistaken,
and which it is reasonable to hold because one would like that which one
believes to be the case, is not properly called a belief at all; and this
conclusion is, I think, fatal to the theory under discussion. * By
Professor Anscombe. A possible sceptical position may be stated as
follows: (I) A man who expresses an intention to do A (who says 'I
intend to do A') is involved in a factual commitment; he is logically committed
to subscribing, with this or that degree of firmness, to a factual statement to
the effect that he will do A. Furthermore, given that expressions of
intention have legitimate application, the intender must be able to make such a
factual statement with justification; he must be regarded as entitled to say
(as being in a position to say) that he will do A. Since 'I shall in fact do A'
cannot be the expression of an incorrigible statement, if the intender is to be
entitled to make this statement, there must be something which gives him this
title; if someone is entitled, the question 'What gives him the title?' must
have an answer. The standard source of
entitlement to make such a factual statement is not available for this case,
since the ordinary concept of intention is such that if one intends to do A,
one is logically debarred from relying on evidence that one will in fact do A.
No alternative source, however, of a different, non-evidential kind, for the
entitlement to say 'I shall in fact do A' seems to be forthcoming. One must, therefore, reject the
idea that expressions of intention have a legitimate use; the ordinary concept
of intention is incoherent, since it involves (a) the idea that one who intends
to do A is entitled to say that he will, in fact, do A, (b) the idea that there
is nothing which gives him this title. On the theory which I have just been
considering (the three-pronged analysis of intention) there is, at least on the
face of it, a way of disposing of the sceptic's position. It might be possible
to maintain that 'I intend to do A, but perhaps I shall not do A' is
illegitimate for the same reason, whatever that is, which makes 'I am sure
(certain) that p, but perhaps not p' illegiti-mate; for on the theory in
question 'I am sure that I shall do A' is straightforwardly entailed by 'I
intend to do A'. It might further be possible to maintain that the illegitimacy
involved is analogous to that involved in Moore's 'paradox' ("P, but I do
not believe that p'). But if the three-pronged analysis of intention be
rejected, then we lose the basis for supposing 'I am sure that I shall do A' to
be entailed by 'I intend to do A'. It can be argued, I think, that this
sceptical position is clearly untenable; but even if this be so, I do not
regard the mere refutation of the sceptic as an adequate treatment of his
puzzle. There are two difficulties in the sceptic's position. (I)
He in effect complains 'If only the statement that one will in fact do A (made
by someone who would ordinarily be described as intending to do A) conformed to
the requirements satisfied by a respectable expression of belief, then the
concept of intention would be open to no objection'. It is clear that the
sceptic proposes to reject the concept of intention while retaining the concept
of belief. But it is very dubious indeed whether this proposal is itself
coherent. For, if the concept of intention be rejected, other concepts which
involve it must also be rejected, for example such concepts as those of
planning and of acting. But is it not essential to the notion of belief
that it should be possible, if occasion arises, to act on a belief? Will not
the rejection of the notion of acting involve also the rejection of the notion
of belief? (2) In order that the sceptic should get going at all, it is
essential for him to show that the ordinary concept of intention does involve a
factual commitment as regards future action. This contention seems to
rest largely, if not entirely, on a point of analogy between a (so-called)
intender's statement that he will do A and the general run of factual
statements; namely that someone who announces an intention to do A is
ordinarily held both to have given others a justification for planning on the
assumption that he will do A and to have committed himself, on pain of being
convicted of insincerity, to planning on that assumption himself; just as
someone who makes a factual statement that p is held to have given others a
justification for planning on the assumption that p and to have committed
himself to planning on that assumption. But if the notion of intention, and
with it the notion of planning, is to be rejected, can this analogy be
maintained? It looks as if the sceptic needs to use the notion of planning in
order to put himself in a position to reject it. Can one use one's own
bootstraps in order to demonstrate that one has no bootstraps to pull oneself
up by? But to refute the sceptic is not enough. I suggest that the point
of most sceptical arguments is not to attempt to persuade us that something
very paradoxical is in fact true, but to con-to ace ting somethis hich i
undering to be treasons se false. What is primarily wanted, in reply to
the sceptic, is an attack on the cogency of the reasons apparently supporting
the sceptic's 'conclusion' So far as the current topic is concerned, one
might try to discharge this task in one or other of two ways; (a) by denying
that the factual commitment allegedly involved in the ordinary notion of
intention is really present, or (b) by maintaining that, contrary to
appearance, one who intends to do A does have (and rely on) some evidential
basis for the statement that he will in fact do A. A. The possibility of
denying the presence of the factual commitment (i) Thesis There is,
in Brecht's Refugee Conversations, an anecdote which relates (no doubt
fictively) that Denmark was at one time plagued by a succession of corrupt
finance ministers, and that, to deal with this situation, a law was passed
requiring periodic inspection of the books of the Finance Minister. A certain
Finance Minister, when visited by the inspectors, said to them 'If you
inspect my books, I shall not continue to be your finance minister' '.
They retired in confusion, and only eighteen months later was it discovered
that the Finance Minister had spoken nothing other than the literal
truth. This anecdote, it seems, exploits a modal ambiguity in the future
tense, between (a) the future indicated or factual, and (b) the future
intentional. This ambiguity extends beyond the first person form of the tense;
there is a difference between 'There will, be light' (future factual) and
'There will, be light' (future intentional); God might have uttered the second
sentence while engaged in the Creation. Sensitive English speakers (which most
of us are not) may be able to mark this distinction by discriminating between
'shall' and 'will'. 'I shall, go to London' stands to 'I intend to go to
London' analogously to the way in which 'Oh for rain tomorrow!' stands to 'I
wish for rain tomorrow'. Just as no one else can say just what I say when I say
'Oh for rain tomorrow!' so no one else can say just what I say when I say 'I
shall, go to London'. If someone else says 'Grice will go to London' ',
he will be expressing his, not my, intention that I shall go. There is
(so the thesis maintains) no unambiguous but less specific future mood, no
'future neutral'. One who intends to do A cannot honestly use the future
factual, only the future intentional; if he uses the future factual he
will be pretending that doing A is something with regard to which he has
no intentions (maybe that it is something not within his control). So, if one
has an intention to do A, one either says (dishonestly) 'I shall do A', in
which case a request for an evidential basis is perfectly legitimate (and to
maintain one's pretence in response to such a request one may have in supply,
and perhaps even invent, an evidential basis for 'I shall, do A'); or one says
'I shall, do A', in which case a request for an evidential basis is
syntactically no more appropriate than it would be in response to 'Oh for rain
tomorrow!' The sceptic, then, is hamstrung. (ii) Reply to the thesis The
thesis is heroic, in view of the following objections. (I) If one intends
to do A, one can certainly discuss the possibility that one will be prevented,
and so that one will not do A. Even if use of the future intentional were to be
restricted to expressions of an intention to attempt to do A, rather than to do
A, it is still time that an attempt to do A may be prevented by such
contingencies as sudden death; so the possibility of the prevention of an
attempt to do A is no less discussible than the possibility of being prevented
from doing A. Furthermore, one can surely not merely discuss whether one will
be prevented, but deny that one will be prevented. So even if one intends to do
A, one can (honestly) deny that one will, not do A; in which case it must be
possible to assert (honestly) that one will, do A. (2) One who expresses
an intention not only says something which, to this or that degree, justifies
others in planning on the assumption that he will in fact do A, but also puts
himself in a position in which he is expected himself to plan on this
assumption. Such planning on his part will involve the use of 'I shall do
A' in the antecedents of conditionals, where it presumably has the force of 'I
shall do A'. (3) The thesis offers no reason why it should be impossible
to operate simultaneously with both moods of the future tense. There is certainly
no general principle of the mutual exclusiveness of different moods; I can
certainly combine 'Oh that it may rain tomorrow!' either with 'It (probably)
will rain to-morrow' or with 'it (probably) will not rain tomorrow' One might
consider a modified form of the thesis; namely that an intender may use both
moods, but can only reasonably use the future factual in so far as he has
evidential backing. This modification either runs into the difficulty
that it licenses such illegitimate locutions as 'I shall, do A, but I cannot
say (have no reason to think) that I shall, do A', or else involves the
contention that one who intends always does have evidential backing (viz. his
intention) for the relevant future factual, and this reduces to an example of
the second main line against the sceptic ((b) above). Before considering
line 6) directly, I want to give a little attention to the possible impact on
the sceptical puzzle of the introduction of a generic notion of
'acceptance' Acceptance It seems that a degree of analogy between
intending and believing has to be admitted; likewise the presence of a factual
commitment in the case of an expression of intention. We can now use the term
'acceptance' to express a generic concept applying both to cases of intention
and to cases of belief. He who intends to do A and he who believes that he will
do A can both be said to accept (or to accept it as being the case) that he
will do A. We could now attempt to renovate the three-pronged analysis
discussed in section I, replacing references in that analysis to being sure
that one will do A by references to accepting that one will do A; we might
reasonably hope thereby to escape the objections raised in section I, since
these objections seemingly centred on special features of the notions of
certainty and belief which would not attach to the generic notion of
acceptance. Hope that the renovated analysis will enable us to meet the sceptic
will not immediately be realized, for the sceptic can still ask (a) why some
cases of acceptance should be specially dispensed from the need for evidential
backing, and (b) if certain cases are exempt from evidential justification but
not from justification, what sort of justification is here required. Some
progress might be achieved by adopting a different analysis of intention in
terms of acceptance. We might suggest that 'X intends to do A' is very roughly
equivalent to the conjunction of (I) X accepts that he will do A
and (2) X accepts that his doing A will result from (the effect of) his
acceptance that he will do A. The idea is that when a case of acceptance
is also a case of belief, the accepter does not regard his acceptance as
contributing towards the realization of the state of affairs the future
existence of which he accepts; whereas when a case of acceptance is not a case
of belief but a case of intention, he does regard the acceptance as so
contributing. Such an analysis clearly enables us to deal with the
sceptic with regard to his question (a), namely why some cases of acceptance
(those which are cases of intention) should be specially exempt from the need
for evidential backing. For if my going to London is to depend causally on my
acceptance that I shall go, the possession of satisfactory evidence that I
shall go will involve possession of the information that I accept that I shall
go. Obviously, then, I cannot (though others can) come to accept that I shall
go on the basis of satisfactory evidence; for to have such evidence I should
have already to have accepted that 1 shall go. I cannot decide whether or not
to accept that I shall go on the strength of evidence which includes as a datum
that 1 do accept that I shall go. But we are still unable to deal with the
sceptic as regards question (b), namely what sort of justification is available
for those cases of acceptance which require non-evidential justification even
though they involve a factual commitment. Though it is clear that, on this
analysis, one must not expect the intender to rely on evidence for his
statement of what he will in fact do, we have not provided any account of the
nature of the non-evidential considerations which may be adduced to justify
such a statement, nor (a fortiori) of the reasons why such considerations might
legitimately be thought to succeed in justifying such a statement. B.
Second main line against the sceptic: an intender does have evidential
backing When faced with the suggestion that one who intends to do A
really does have evidence that he will in fact do A, it would be dangerous for
the sceptic to rely on an argument from usage to rebut the suggestion; to rely,
for example, on the oddity of saying 'How do you know that you will go to
London?' or "What reason have you for thinking that you will go to
London?' in response to someone who has expressed his intention of going to
London by saying 'I shall go to London'. For it might be argued that in the
unusual case in which an interrogation does not assume that it is up to X
whether he goes to London or not, such questions are in order and are at least
partially answered by 'I intend to go'; it is only when as is normally the
case, one already assumes that, if a man says he will go to London, he
says so because this is his intention, that such questions are odd; and they
are then odd because they ask a question the answer to which the asker already
knows, or thinks he knows. The sceptic's best resource seems to be the
following argument. If an intender has and relies on evidence that he
will perform, this evidence either (a) is independent of his intention to
per-form, or (b) includes the fact that he intends to perform. If (a), then it
will be difficult or impossible to avoid the admission that it makes no
difference, as regards performance taking place, whether the intention is
present or not; performance is something that the performer cannot avoid, and,
if so, something which he cannot regard as within the scope of a possible
intention on his part. If (b), then, since the fact that one intends to do A
cannot be a logically conclusive reason for supposing that one will do A, it
must be logically possible for a situation to arise in which this piece of
evidence favourable to the idea that one will do A is outweighed by
counter-evidence. I ought to be able to say 'I intend to do A, though other
evidence makes it virtually certain that I shall not in fact do A', ',
just as I can say 'It looks to me as if there were a red object before
me, but other evidence makes it virtually certain that there is in fact no such
object before me'. But the former is something that I cannot legitimately say;
and this fact blocks the suggestion that my intention to do A can properly be
regarded as being (for me) evidence that I shall do A. An approach to a
solution via consideration of action We may remind ourselves of a
Prichardian problem about action. If, somewhat artificially, we treat such
sentences as 'X raised his arm' as restricted, in clear application, to
descriptions of actions, then we may say that 'X raised his arm' entails, but
is not equivalent to, 'X's arm went up'. What more, then, is required for the
truth of 'X raised his arm' beyond (I) 'X's arm went up'? Perhaps (21) 'X
intended to raise his arm'. But the introduction of (21), as it stands, would
involve circularity, since the analysandum ('raise his arm') reappears in it.
So we might substitute (2) 'X intended that his arm should go up'. (I) and (2)
together, however, are not sufficient; X might intend that his arm should go
up, and it might go up; yet, if it went up because of, for example, an
appropriately placed electrode, X would not (in the favoured sense of 'raise')
have raised it. So we seem to need (3) 'X's arm went up because X
intended that it should go up'; and it would be natural to interpret (3)
as specifying that the arm's going up was a result or effect of X's intending
that it should go up. We now face a twofold difficulty. It seems that my intending that
so-and-so should occur involves my thinking of this occurrence as something
which will result from something which I do; if so, we start by explaining
doing A in terms of intending that so-and-so should occur, and then have to
explain intending that so-and-so should occur; in part at least, in terms of
doing something (doing B). This will lead to an infinite regress. There is obviously a
distinction between cases in which an intention that A should occur may be
expected to be effective and those in which it cannot, at least in any
relatively direct way. An intention that my arm should go up would fall into
the first group, an intention that my hair should stand on end into the second.
How do we learn to separate the two sorts of case? The obvious answer seems to
be 'By experience'. But I cannot find by experience that an intention that my
hair should stand on end is ineffective; for I cannot have such an intention
unless I think of my hair's standing on end as a matter within my direct
control; and to think of this as being so is to suppose myself as being already
provided with the answer which experience is supposed to give me. Both
these difficulties will be avoidable if we can replace, in the analysis
'intending that' by some concept-call it 'Z-ing that'-which satisfies the
following condition: that it should be closely related to, indeed involved in,
'intending that', but that, unlike 'intending that', 'Z-ing that so-and-so
should occur' should not entail that the occurrence is thought of as being
within one's control. Prichard, for reasons not unlike those here mentioned,
introduced such a concept, which he called 'willing'. I would like to
suggest that he deserves great credit (a) for seeing and taking seriously the
initial problems about action, for seeing the lines along which an answer must
proceed, for looking for a concept which
applies both in cases of one's own action and in cases which are not cases of
one's own action (e.g. 'willing the footballer to run faster'), and (d) for
seeing that the accurate specification of willing should take the form 'willing
that..?, not 'willing to . .?. The deficiencies in his account do not lie in
these regions, though I think that they are usually thought to do so; they lie
rather in the fact that he did not give an adequate characterization of the
notion ofwilling (he did not, indeed, seem very greatly interested in doing so;
what little he does say is dubious or misleading, for example that willing is
'an activity' and that it is 'sui generis'). What we need is to find analogies
between the state of the man who does something intentionally (e.g. scratches
his head) and other states not conjoined with intentional action; just as
previously we found analogies between intending and believing. Let us
first, however, stipulate that willing is to belong to the same general
categorial family as intending and wanting (and, maybe, believing); it is not a
process or activity, but rather, perhaps, a 'state', though the precise
significance of any such classificatory term would emerge only within the
context of a developed theory. We do not by this stipulation (we hope) commit
ourselves with respect to any particular candidate for the further analysis of
'willing'; we do not, for example, exclude a physicalistic analysis. Let
us consider the following four examples: (i) I scratch my head
(intentionally) ; (ii) I intend to scratch my head in one minute's time;
(iii) I wish, wholeheartedly, when tied up, that I could scratch my
head; (iv) I wish, wholeheartedly, being now tied up, that I had
scratched my head two minutes ago, when I was not tied up. There seem to
me to be the following, possibly familiar, points of analogy between the four
specified situations. (I) In each case I think, or assume without
question, that there is a good case for saying that it would be (would have
been) a good thing if my hand were to scratch (had scratched) my head. There is no rival occurrence
the case for which is in serious competition with that for head-scratching. Not only do I recognize the
superiority of the case for head-scratching, but I do not shrink from the idea
of this taking (having taken) place. The considerations relevant to the merits of the case
for head-scratching are apart from time-differences, the same in each example;
e.g. that head-scratching will (would, would have) relieve (relieved) an
itch.(5) If, when tied up, I say 'I wish I could scratch my head' and my gaoler
immediately releases me, it will be very odd if I do not then scratch my head.
I can refrain and say (a) 'the itch has gone' thereby implying that there is no
longer a case for head-scratching, or (b) 'I've changed my mind'; but I cannot
say 'I only said, when tied up, that I wished that I could scratch my head; but
now that I am untied I am faced with a quite different question, namely whether
or not to scratch my head'. If we accept the generic concept of 'willing that',
as a concept which captures such analogies as those just mentioned, then
perhaps 'X scratched his head' may be regarded as roughly analysable as
follows: (I) X's hand scratched his head; X willed that his hand should
scratch his head; The circumstance specified in
(I) resulted, relatively directly (with no intervening overt link) from the
circumstance specified in (2). Normally the first, and sometimes the second, of
two further conditions will also be fulfilled: X expected that it would be the
case that (3) ; X willed that it would be the
case that (3). But I do not see any reason to regard either (4) or (5) as a
necessary condition for the truth of 'X scratched his head'. What, then,
are we to say about the analysis of 'X now intends to scratch his head in one
minute's time'? Perhaps this can be regarded as roughly analysable as (I)
X wills now that his hand should scratch his head in one minute's time;
(2) X believes that his present will that his hand should scratch his head in
one minute's time will result at the time in question in X's hand scratching
X's head. To deal with our sceptic, we must show with what justification
X has the thought mentioned in clause (2) of this provisional analysis.
(I) X is in a position to say what his will now is. This is clearly not, for X,
an evidential matter, though its status is by no means easy to determine.
(2) X is (or may be) in a position to say that, if one minutehence his will is
still the same, then his head will be scratched; this will be for X an
evidential matter, and rests on (a) his knowing from experience that
head-scratching is a matter within his control, that is, is the sort of
occurrence which will result from willing that it occur, provided that there
are no inter-ference-factors, and (b) his having reason to suppose that, on
this occasion, there will be no interference-factor. The justifiability
of X's factual commitment, if he expresses an intention by saying 'I shall
scratch my head in one minute's time' ', to its being the case that he
will in fact scratch his head in one minute's time, reduces then, to the
question of the justifiability of an assumption on his part, given that he now
wills that his head be scratched in one minute, that he will still in one
minute hence will that this be so. This question, which is fairly closely
related to questions about the predictability of one's own decisions (which
have been worked on by David Pears and others), is not one which I shall
attempt to resolve in this lecture. H. P. Grice In the first section of ‘Intention and
uncertainty,’ Grice formulates and criticises a theory of intention which is,
in essentials, one which he advances in an essay, and which is a descendant of
a leading idea in Stout's essay "Voluntary Action' in Studies in
philosophy and psychology. In the remainder, Grice raises and tries to
deal with a sceptical puzzle about intention which could, on the face of it,
have been met if the theory reviewed in the first section had proved tenable,
but which, to Grice’s mind, becomes acute otherwise. In the
course of this discussion, Grice reaches a Prichardian position which involves
a concept bearing some considerable degree of affinity to Kenny's concept of 'voliting',
in Action, Emotion, and Will, though Grice think that his Anglican route to it
is quite substantially different from that followed by Kenny. The
Stoutian theory to be considered advances a three-pronged analysis of
statements of the type 'X intends to do A'. Grice puts up as
plausible a case as he can for each clause in turn. It would seem
odd to say 'Prichard intends to go to Cambridge tomorrow,
but won't in fact take any preliminary steps which are (or are regarded by
Prichard as being) essential for this purpose. Of course, no
preliminary steps may in fact be required at all. But, IF we think
that, IF any preliminary steps should turn out to be required, Prichard would
nevertheless not take them, we should hesitate to say flatly that Prichard
intends to go to Cambridge tomorrow. It is true that IF the
further conditions shortly to be mentioned were fulfilled we might also
hesitate to say flatly that it is not the case that Prichard intends to go to
Cambridge. We should be likely to hedge by saying
‘It is not the case that Prichard intends to go to Cambridge
tomorrow. or It is not the case that Prichard
seriously intend'. But Grice does not think we should say
that he intends in the full *sense* of 'intend'. So let us
say that one condition required for the truth of Prichard
intends to go to Cambridge tomorrow is that
Prichard would in fact, at least for a time and up to a point, take those
preliminary steps which in Prichard’s view are required to be taken to make it
possible for him to go. A second condition is trickier.
If Locke were to say, I have definitely made up my
mind to retire in two years' time', someone else says:
'What if the directors offer you £1,000 a year more to stay on?'
Now, IF, in response to this, Locke allows that
the directors might make such an offer, and furthermore,
that, if the directors were to do so it is not
impossible that Locke would accept the offer and NOT retire,
it would be extremely peculiar, conversationally, if Locke then
goes on to say, ‘But I HAVE definitely decided to retire in
two years’s time.” We expect Locke to back down on his
original statement. More than this, if it were clear to us
that Locke had already envisaged the possibility of this offer being made and
accepted, we should feel entitled to criticize Locke for having said in the
first place, 'I have definitely made up my mind to retire in two years'
time'. The case would be similar if the reply to his
original declaration were, 'But it may not be legally
possible for you to retire then'. If he admits this, Locke
cannot go on saying simpliciter, ‘'I have definitely made up my
mind to retire in two years' Locke must add something like
‘— if I can, needless to say — then do I say it. and IF we
think that Locke has already envisaged the possibility that he may not be
legally able to retire in two years’s time, we feel entitled to
criticize, on conversational grounds the formulation of his original declaration
— never mind the stupidity of his ‘needless to say’ caveat - cfr. Pears, Ifs
and cans. Nowell-Smith, Austin on ifs and cans, Hampshire, Thought and action,
Hart and Hampshire, Intention and decision. Pears, Predicting.
Grice thinks it is also time that we should be unhappy about the
propriety of ourselves saying (without any qualifica-tion),
“Locke has definitely made up his mind to retire in two years’s
time , if we thought that Locke envisaged the
possibility that he *might*, in fact, not retire. The case with
regard to 'I intend' ('Grice intends') is perhaps less clear. But
here too Grice is inclined to think that: to say of someone, say Prichard, that
he intends to do A (without qualification) is, in this or thus standard
example, to implicate, hint, insinuate, indicate, mean, signify, imply or
suggest that the utterer does NOT think it doubtful whether Prichard will in
fact do A. The following imaginary conversation will perhaps
support this contention Prichard: I intend to go to that concert on
Tuesday. Price: You will enjoy that. Prichard: I may not be there to
enjoy. Price: I am afraid I don't understand you.
Prichard’s wife (intervening): The police are going to ask my
husband some awkward questions on Tuesday afternoon, Price, and my
husband may well be in prison by Tuesday evening. Price: Then your husband — (turning to
Prichard) — you old fool — should have said to begin with, 'I intrnd to go to
the concert — if I am not in prison', or, if you wished to be more reticent,
something like, I should probably be going to the concert',
or, 'I hope to go to the concert or, 'I aim to
go to the concert or, 'I intend to go — if I can, needless
to say — so why I am saying it? shouldn’t I leave it to my implicature?
It seems to Grice that Price’s remarks are reasonable, perhaps even
restrained — including the ‘you old fool’. It is true that
there are cases in which we would not complain that an utterer or conversationalist
had *omitted* — or better, failed to include - such a qualification as
'if I can' by his abiding at some conversational maxim (don’t over do it)
or other (be brief) — , even though we were well aware that he had doubts about
the actual performance of that which he said he intended to do, But Grice
is inclined to think that these cases can be accounted for consistently with
the thesis Grice is suggesting. We tolerate sometimes the omission
of such a phrase as 'if I can' — when the nature of the proposed
action is such that it is obvious non-controversial common
ground that the utterer or conversationalist — although not Phyro
— MUST surely have doubts (don’t we all?) about the fact of performance,
and so the warning 'if I can' is unnecessary. Suppose Grice
says 'I intend to keep ducks when I am a very old man' Grice’s
extreme old age is still some way off, and it can be assumed that Grice is
perfectly aware that a lot may happen between now and then which would upset
Grice’s plans. Again, if I say to some member of The Merseyside
Geographical Society of Marmaduke Bloggs Marmaduke Bloggs intends
to climb Mt. Everest on hands and knees. — the task specified is of
such notorious difficulty that no one is conversationally misled if the
prolixic qualification 'if he can' is omitted. We may note,
however, even in these cases, if the obstacles and uncertainties ARE
pointed out, and are admitted by the utterer or conversationalist to be
such as to render performance dubious, the utterer or conversationalist cannot
NOW refuse to qualify his specification of the intention by such a rider as
''if Marmarduke Bloggs can' or ‘if Grice can,’ or ‘if I can.’ If, after
the magnitude of the task is pointed out, I say, 'Nevertheless, he
intends to climb Mt. Everest', Grice would be implicating,
signifying, suggesting, hinting, implying kndknuating, Grice thinks, that
he expects Marmaduke Bloggs or himself to triumph over the difficulties;
If Grice wished to avoid or cancel this suggestion or
implicature Grice could always rely on a related verb but below the scale
— to use Urmson’s phrase — his scale of ‘know,’ ‘be certain,’ ‘find it
probable,’ ‘find it possible, ‘believe — use another verb, e.g.
aims to' or 'hopes to' which yield no such
implicature. Bearing in mind these considerations, we can Grice thinks
allow that there is quite a good case for saying that one condition for the
truth of X intends to do A' is that X should be *free
from doubt* whether he will in fact do A (provided that 'intends' is being used
strictly — as they do at Cambridge with Stout — and not loosely — and
disimplicature-loaded — as we do at Oxford with Prichard. But Grice has
Moore’s entailment as a ‘semantic’ or signification constraint in mind, and
does not think this formulation of the condition will be adequate as it
stands; we must look at the force of the phrase, 'free from
doubt'. Cfr. Sugar-free Alcohol-free A man could be
said to be free from doubt whether something will happen if it is simply not
the case that he has considered the question at all; or
again, if he knows perfectly well that it is not the case that
something will happen It is not this sort of freedom from doubt that is
needed for this theory; What is needed is the notion of 'not
having any doubt that', which seems to be indistinguishable from
"being sure that' Or Being certain that… So Grice thinks
the theory, to avoid the possibility of confusion or equivocation, should come
into the open and employ the notion of ' ‘being sure' even if
it later suffers for doing so. Hint to the wrongness of Hampshire and
Hart. We may then propose, as a second condition for the truth of
‘X intends to do A', Or x means to do A
that X should be sure or certain, if not know, that he will in fact do
A. The argument for the third condition is as follows. For it
to be the case that Prichard intends to go to Cambridge tomorrow,
it must be the case that It is not the case that his being
sure that he will go is dependent on his having what seems to him or what he
believes to be satisfactory or adequate evidence that he will go.
Once we found that Prichard thinks that he will go because he thinks that
the evidence points that way, we should say that he was, at the
moment at least, treating the question of his going NOT as a practical question
(one calling for action or decision), but as a theoretical question
(one to be settled by investigation), and that it is impossible (logically) to
treat a question in both of these ways at once. X may of course, as
he intends to go, marshal this or that theoretical reason which support the
view that he will go - e.g. look how much I stand to lose by not
going'), in order to convince someone else that he will go;
But he cannot, consistently with intending to go, do this to convince
*himself.* We can then offer, as a third condition for the truth of
' X intends to do A', that X's being sure that he will do A
is not dependent on evidence. The theory, then, offers three conditions
for the truth of ' X intends to do A'. The conditions are
supposed to be individually necessary and jointly sufficient; the
falsity of either the second or the third condition is sufficient for the
falsity of 'X intends to do A'; but this is not true of the first
condition; if this condition is false the truth or falsity of 'X
intends to do A' may be undecidable. The conditions, stated as
briefly as possible, are that X would take preliminary steps required for
doing A, X is sure of certain that he
will do A, it is not the case that X's
assurance of his sureness is dependent of evidence. Gricd now turns to
criticism. The crucial difficulties arise in connection with the
central idea of the theory, the suggestion that the focal element in intending
is a certain sort of belief. To begin with, one may well feel pretty
UNcomfortable about the notion of a belief which is not (in the required
sense) dependent of evidence. Suppose Grice were to say, ‘'I
have just decided that the Chairman has a corkscrew in his pocket',
and, when asked what reason I have for supposing this to be so, I reply,
cheerfully, None whatsoever'. I shall just not be taken
seriously at all, and even if I systematically set about behaving as if he had
a corkscrew (e.g. collect a lot of bottles which need un-corking), it could be
pointed out that to decide to behave as if p were true is not the same as to
*believe* that p. It may, however, be argued that a
completely unevidenced belief will not be a belief that we adopt, but a belief
that comes upon us, as the belief in God, that we find ourselves with.
Hunches might be cited as examples of this sort of belief.
But this line runs into trouble in three ways. It is far from
clear that a hunch is a belief, and not something on the strength of which
(together perhaps with the memory of the correctness of previous hunches) one
may form a somewhat tentative belief. If a hunch *is* a belief, and
one which one finds oneself with rather than one which one adopts, it is
importantly different from the alleged unevidenced belief involved in
intending. For, if there *is* sond sort of belief involved in
intending, it is certainly not usually a thing with which we find
ourselves. We do not, normally at least, find ourselves with this or that
intentions; we form an intention. Again, if a hunch *is* a belief, it is
one about which we should feel more comfortable if it were supported by
evidence. But the belief supposed to be involved in intending is,
according to the theory, perfectly satisfactory as it is we not merely
are not relying on evidence, we have no need of it. The general direction
of this attack is, I hope, clear; it is that the less able we are
to find parallels in the NON-practical sphere for the so-called beliefs
about our own future actions which the theory invites, the more special these
so-called beliefs become, and the more *unjustified* is the application of the
term 'belief' (or 'assurance'). However, the case is not yet hopeless,
for Grice thinks a more promising parallel can be found. Consider
the pair of statements, 'I remembered *that* that I bit my nurse',
and, 'I remembered biting my nurse'. If we ask how they
differ, it would, Grice thinks, be quite a promising answer to say that whereas
Grice may be entitled to make the first statement if Grice’s belief that he bit
his nurse is wholly dependent on evidence or testimony, this does not entitle
me to make the second statement. For Grice to be in a position to
make the second statement, it must be the case that, even if I have been
provided, say, with testimony that I bit my nurse, my belief that I did so
should be independent of that testimony, i.e. that I should be prepared to
maintain my belief in the event of that testimony turning out to have been
unreliable. If this is correct, memory sometimes at least involves
beliefs which are not held on the basis of evidence. Such a
memory-belief could, moreover, be held to be parallel to the belief allegedly
involved in intending in a further respect; sometimes at least we
are perfectly happy with them as they are; we would be no happier
if we were provided with information which supported them. Here, however,
the parallel ends, and the lack of parallel begins to emerge. An
Immediate memory-belief is a thing with which we find ourselves; we
do not adopt them or form them. Grice can come to question an
immediate memory belief of his own, and if he does, he does rely on
confirmatory evidence to settle his doubt, but if Prichard begins
to doubt whether hd will after all go to Cambridge tomorrow, it is not the case
that Prichard dispels this doubt by gathering confirmatory evidence.
If we ask why (assuming the theory to be correct) Prichard holds a
belief such that (say) he will go to Cambridge tomorrow, the only possible
answer is that Prichard believes this because, for example, it is something
that he should particularly like to be the case, or something that he thinks
ought to be the case. This is not only common form, it is regarded
by us as entirely reasonable. So, to put it crudely, the theory
represents having an intention as being a case of licensed wishful
thinking. It could be most unnatural to speak of someone who intends
to do A as thinking truly, or falsely, or rightly, or mistakenly, that he will
do A; that is, we cannot employ here the ordinary terminology for
appraising a belief (cf. Aristotle on the difference between про-aípeois and Sóça). This point may be (and
Gricd thinks that it has been' by Anscombe put vividly by saying that
if a man fails to fulfil an intention, we do not criticize his state of
mind for failing to conform to the facts, we criticize the facts
for failing to conform to his state of mind. Grice thinks that the
conclusion to be drawn from this discussion is that a so-called belief which
cannot be confirmed, which cannot be called true, false, right, or mistaken,
and which it is reasonable to hold because one would like that which one
believes to be the case, is not properly called a belief at all; and this
conclusion is, Grice thinks, fatal to the theory under discussion. A
possible sceptical position may be stated as follows: A man who expresses
an intention to do A (who says 'I intend to do A') is involved in a factual
commitment; he is logically committed to subscribing, with this or
that degree of firmness, to a factual statement to the effect that he will do
A. Furthermore, given that expressions of intention have legitimate
application, the intender must be able to make such a factual statement with
justification; he must be regarded as entitled to say (as being in
a position to say) that he will do A. Since 'I shall in
fact do A' cannot be the expression of an incorrigible statement,
if the intender is to be entitled to make this statement, there must be
something which gives him this title; if someone is entitled, the
question 'What gives him the title?' must have an answer. The standard source of
entitlement to make such a factual statement is not available for this case,
since the ordinary concept of intention is such that if one intends to do A,
one is logically debarred from relying on evidence that one will in fact do
A. No alternative source, however, of a different, non-evidential
kind, for the entitlement to say 'I shall in fact do A' seems to be
forthcoming. One must, therefore, reject the idea that expressions of intention have
a legitimate use; the ordinary concept of intention is incoherent,
since it involves the idea that one who intends to do A is entitled
to say that he will, in fact, do A, the idea that there is nothing
which gives him this title. On the theory which I have just been
considering (the three-pronged analysis of intention) there is, at least on the
face of it, a way of disposing of the sceptic's position. It might
be possible to maintain that ' I intend to do A, but perhaps I shall not
do A' is illegitimate for the same reason, whatever that is, which
makes ' I am sure (certain) that p, but perhaps not p'
illegiti-mate; for, on the theory in question ' I am
sure that I shall do A' is straightforwardly entailed by
'I intend to do A'. It might further be possible to maintain
that the illegitimacy involved is analogous to that involved in Moore's
'paradox' ("P, but I do not believe that p'). But if the
three-pronged analysis of intention be rejected, we lose the basis for
supposing 'I am sure that I shall do A' to be entailed by 'I intend to do
A'. It can be argued, Grice thinks, that this sceptical position is
clearly untenable; but even if this be so, Grice does not regard
the mere refutation of the sceptic as an adequate treatment of his puzzle or
philosophism. There are two difficulties in the sceptic's position.
He in effect complains 'If only the statement that one will in fact do A (made
by someone who would ordinarily be described as intending to do A) conformed to
the requirements satisfied by a respectable expression of belief, the concept
of intention would be open to no objection'. It is clear that the
sceptic proposes to reject the concept of intention while retaining the concept
of belief. But it is very dubious indeed whether this proposal is
itself coherent. For, if the concept of intention be rejected,
other concepts which involve it must also be rejected, for example such
concepts as those of planning and of acting. But is it not essential to
the notion of belief that it should be possible, if occasion arises, to act on
a belief? Will not the rejection of the notion of acting involve
also the rejection of the notion of belief? In order that the sceptic
should get going at all, it is essential for him to show that the ordinary
concept of intention does involve a factual commitment as regards future
action. This contention seems to rest largely, if not entirely, on a
point of analogy between a (so-called) intender's statement that he will do A
and the general run of factual statements; namely that someone who
announces an intention to do A is ordinarily held both to have given others a
justification for planning on the assumption that he will do A and to have
committed himself, on pain of being convicted of insincerity, to planning on
that assumption himself; just as someone who makes a factual
statement that p is held to have given others a justification for planning on
the assumption that p and to have committed himself to planning on that
assumption. But if the notion of intention, and with it the notion
of planning, is to be rejected, can this analogy be maintained? It
looks as if the sceptic needs to use the notion of planning in order to put
himself in a position to reject it. Can one use one's own
bootstraps in order to demonstrate that one has no bootstraps by wich to pull
oneself up? But to refute the sceptic is not enough. Grice suggests
that the point of most sceptical arguments is not to attempt to persuade us
that something very paradoxical is in fact true, but to confront us with a
quandary; to give us seemingly cogent reasons for accepting something which can
independently be shown to be false. What is primarily wanted, in
reply to the sceptic, is an attack on the cogency of the reasons apparently
supporting the sceptic's 'conclusion' So far as the current topic is
concerned, one might try to discharge this task in one or other of two
ways; by denying that the factual commitment allegedly involved in
the ordinary notion of intention is really present, or by
maintaining that, contrary to appearance, one who intends to do A does have
(and rely on) some evidential basis for the statement that he will in fact do
A. The possibility of denying the presence of the factual
commitment Thesis There is, in Brecht's Refugee Conversations, an
anecdote which relates (no doubt fictively) that Denmark was at one time
plagued by a succession of corrupt finance ministers, and that, to deal with
this situation, a law was passed requiring periodic inspection of the books of
the Finance Minister. A certain Finance Minister, when visited by
the inspectors, said to them 'If you inspect my books, I shall not
continue to be your finance minister' They retired in confusion, and only
eighteen months later was it discovered that the Finance Minister had spoken
nothing other than the literal truth. This anecdote, it seems, exploits a
modal ambiguity in the future tense, between (a) the future
indicated or factual, and (b) the future intentional. This
ambiguity extends beyond the first person form of the tense; there
is a difference between 'There will, be light' (future indicated)
and There will, be light' (future intentional); God
might have uttered the second sentence while engaged in the Creation.
Sensitive English speakers (which most of us are not) may be able to mark
this distinction by discriminating between 'shall' and 'will'. 'I
shall, go to London' stands to ' I intend to go to
London' analogously to the way in which 'Oh for rain
tomorrow!' stands to 'I wish for rain tomorrow'. Just
as no one else can say just what I say when I say 'Oh for rain
tomorrow!' so no one else can say just what I say when I say
' I shall, go to London'. If someone else says
'Grice will go to London' he will be expressing *his*, not Grice’s
intention that Grice will go. There is (so the thesis maintains) no
unambiguous but less specific future mood, no 'future neutral'. One who
intends to do A cannot honestly use the future indicated, only the future
intentional; if he uses the future indicated he will be pretending
that doing A is something with regard to which he has no intentions — maybe
that it is something not within his control, or against his will. So, if
one has an intention to do A, one either says (dishonestly) 'I
shall do A', in which case a request for an evidential basis is
perfectly legitimate (and to maintain one's pretence in response to such a request
one may have in supply, and perhaps even invent, an evidential basis for 'I
shall, do A'); or one says ' I shall, do A', in
which case a request for an evidential basis is syntactically no more
appropriate than it would be in response to 'Oh for rain tomorrow!'
The sceptic, then, is hamstrung. Reply to the thesis
The thesis is heroic, in view of the following objections. If one intends
to do A, one can certainly discuss the possibility that one will be prevented,
and so that one will not do A. Even if use of the future
intentional were to be restricted to expressions of an intention to attempt to
do A, rather than to do A, it is still time that an attempt to do A may be
prevented by such contingencies as sudden death; so the possibility
of the prevention of an attempt to do A is no less discussible than the
possibility of being prevented from doing A. Furthermore, one can
surely not merely discuss whether one will be prevented, but deny that one will
be prevented. So even if one intends to do A, one can (honestly)
deny that one will, not do A; in which case it must be possible to
assert (honestly) that one will, do A. One who expresses an
intention not only says something which, to this or that degree, justifies
others in planning on the assumption that he will in fact do A, but
also puts himself in a position in which he is expected himself to plan on this
assumption. Such planning on his part will involve the use of
'I shall do A' in the antecedents of conditionals, where it presumably has the
force of 'I shall do A'. The thesis offers no reason why it should
be impossible to operate simultaneously with both modes of the future
tense. There is certainly no general principle of the mutual
exclusiveness of different modes; I can certainly combine '
Oh that it may rain tomorrow!' either with ' It (probably)
will rain to-morrow' or with 'it (probably) will NOT rain
tomorrow' One might consider a modified form of the thesis;
namely that an intender may use both modes, but can only
reasonably use the future indicated in so far as he has evidential
backing. This modification either runs into the difficulty that it
licenses such illegitimate locutions as ' I shall, do A, but I cannot say
(have no reason to think) that I shall, do A', or else involves the
contention that one who intends always does have evidential backing (viz. his
intention) for the relevant future factual, and this reduces to an example of
the second main line against the sceptic ((b) above). Before considering
line 6) directly, Grice wants to give a little attention to the possible impact
on the sceptical puzzle of the introduction of a generic notion of
'acceptance' It seems that a degree of analogy between intending and
believing has to be admitted; likewise the presence of a factual
commitment in the case of an expression of intention. We can now
use the term 'acceptance' to express a generic concept applying both to cases
of intention and to cases of belief. He who intends to do A and he
who believes that he will do A can both be said to accept (or to accept it as
being the case) that he will do A. We could now attempt to renovate
the three-pronged analysis discussed in section I, replacing references in that
analysis to being sure that one will do A by references to accepting that one
will do A; we might reasonably hope thereby to escape the
objections since these objections seemingly centred on special features of the
notions of certainty and belief which would not attach to the generic notion of
acceptance. Hope that the renovated analysis will enable us to meet
the sceptic will not immediately be realized, for the sceptic can still
ask why some cases of acceptance should be specially dispensed from
the need for evidential backing, and if certain cases are exempt
from evidential justification but not from justification, what sort of
justification is here required. Some progress might be achieved by
adopting a different analysis of intention in terms of acceptance.
We might suggest that ' X intends to do A' is very
roughly equivalent to the conjunction of X accepts that he will do
A X accepts that his doing A will result from (the effect of) his
acceptance that he will do A. The idea is that when a case of acceptance
is also a case of belief, the accepter does not regard his acceptance as
contributing towards the realization of the state of affairs the future
existence of which he accepts; whereas when a case of acceptance is not a case
of belief but a case of intention, he DOES regard the acceptance as so
contributing. Such an analysis clearly enables us to deal with the
sceptic with regard to his question (a), namely why some cases of acceptance
(those which are cases of intention) should be specially exempt from the need
for evidential backing. For if my going to London is to depend
causally on my acceptance that I shall go, the possession of satisfactory
evidence that I shall go will involve possession of the *information* that I
accept that I shall go. Obviously, then, I cannot (though others
can) come to accept that I shall go on the basis of satisfactory
evidence; for to have such evidence I should have already to have
accepted that 1 shall go. I cannot decide whether or not to accept
that I shall go on the strength of evidence which includes as a datum that 1 do
accept that I shall go. But we are still unable to deal with the
sceptic as regards question (b), namely what sort of justification is available
for those cases of acceptance which require non-evidential justification even
though they involve a factual commitment. Though it is clear that,
on this analysis, one must not expect the intender to rely on evidence for his
statement of what he will in fact do, we have not provided any account of the
nature of the non-evidential considerations which may be adduced to justify
such a statement, nor (a fortiori) of the reasons why such considerations might
legitimately be thought to succeed in justifying such a statement. Second
main line against the sceptic: an intender does have evidential backing
When faced with the suggestion that one who intends to do A really does have
evidence that he will in fact do A, it would be dangerous for the sceptic to
rely on an argument from usage to rebut the suggestion; to rely, for example,
on the oddity of saying 'How do you know that you will go to
London?' or What reason have you for thinking that you will
go to London?' in response to someone who has expressed his intention
of going to London by saying 'I shall go to London'. For it might
be argued that, in the unusual case in which an interrogation does not assume
that it is up to X whether he goes to London or not, such questions are in
order and are at least partially answered by 'I intend to go'; it
is only when, as is normally the case, one already assumes that, if a man
says he will go to London, he says so because this is
his intention, that such questions are odd; and they are odd
because they ask a question the answer to which the asker already knows, or
thinks he knows. The sceptic's best resource seems to be the following
argument. If an intender has and relies on evidence that he will perform,
this evidence either (a) is independent of his intention to
perform, or (b) includes the fact that he intends to perform.
If (a), it will be difficult or impossible to avoid the admission that it
makes no difference, as regards performance taking place, whether the intention
is present or not; performance is something that the performer cannot avoid,
and, if so, something which he cannot regard as within the scope of a possible
intention on his part. If (b), since the fact that one intends to
do A cannot be a logically conclusive reason for supposing that one will do A,
it must be logically possible for a situation to arise in which this piece of
evidence favourable to the idea that one will do A is outweighed by
counter-evidence. Grice ought to be able to say 'I
intend to do A, though other evidence makes it virtually certain that I shall
not in fact do A', ', just as I can say It looks to me as if
there were a red object before me, but other evidence makes it virtually
certain that there is in fact no such object before me'. But the
former is something that I cannot legitimately say; and this fact
blocks the suggestion that my intention to do A can
properly be regarded as being (for me) evidence that I
shall do A. An approach to a solution via consideration of action
We may remind ourselves of a Prichardian problem about action. If,
somewhat artificially, we treat such sentences as ' X raised his
arm' as restricted, in clear application, to descriptions of
actions, we may say that ' X raised his arm' entails, but is not
equivalent to, 'X's arm went up'. What more, then, is required for
the truth of 'X raised his arm' beyond (I) 'X's arm went up'?
Perhaps (21) 'X intended to raise his arm'. But the
introduction of (21), as it stands, would involve circularity, since the
analysandum ('raise his arm') reappears in it. So we might
substitute (2) 'X intended that his arm should go up'. ( I) and (2)
together, however, are not sufficient; X might intend that his arm
should go up, and it might go up; yet, if it went up because of, for example,
an appropriately placed electrode, X would not (in the favoured sense of
'raise') have raised it. So we seem to need (3) 'X's arm went
up because X intended that it should go up'; and it would be natural to
interpret (3) as specifying that the arm's going up was a result or
effect of X's intending that it should go up. We now face a twofold
difficulty. It seems that my intending that
so-and-so should occur involves my thinking of this occurrence as something
which will result from something which I do; if so, we start by
explaining doing A in terms of intending that so-and-so should occur, and then
have to explain intending that so-and-so should occur; in part at least, in
terms of doing something (doing B). This will lead to an infinite
regress. There is obviously a distinction
between cases in which an intention that A should occur may be expected to be
effective and those in which it cannot, at least in any relatively direct
way. An intention that my arm should go up would fall into the
first group, an intention that my hair should stand on end into the
second. How do we learn to separate the two sorts of case?
The obvious answer seems to be 'By experience'. But I cannot find
by experience that an intention that my hair should stand on end is
ineffective; for I cannot have such an intention unless I think of
my hair's standing on end as a matter within my direct control; and
to think of this as being so is to suppose myself as being already provided
with the answer which experience is supposed to give me. Both these
difficulties will be avoidable if we can replace, in the analysis 'intending
that' by some concept-call it 'Z-ing that'-which satisfies the following
condition: that it should be closely related to, indeed involved
in, 'intending that', but that, unlike 'intending that', 'Z-ing that so-and-so
should occur' should not entail that the occurrence is
thought of as being within one's control. Prichard, for reasons not
unlike those here mentioned, introduced such a concept, which he called
'willing'. Grice would like to suggest that Prichard deserves great
credit (a) for seeing and taking seriously the initial problems about
action, for seeing the lines along
which an answer must proceed, for looking for a concept which applies
both in cases of one's own action and in cases which are not cases of one's own
action (e.g. 'willing the footballer to run faster'), and for
seeing that the accurate specification of willing should take the form 'willing
that..?, not 'willing to . .?. The deficiencies in his account do
not lie in these regions, though I think that they are usually thought to do
so; they lie rather in the fact that he did not give an adequate
characterization of the notion ofwilling (he did not, indeed, seem very greatly
interested in doing so; what little he does say is dubious or misleading, for
example that willing is 'an activity' and that it is 'sui generis'). What
we need is to find analogies between the state of the man who does something
intentionally (e.g. scratches his head) and other states not conjoined with
intentional action; just as previously we found analogies between intending and
believing. Let us first, however, stipulate that willing is to belong to
the same general categorial family as intending and wanting (and, maybe,
believing); it is not a process or activity, but rather, perhaps, a
'state', though the precise significance of any such classificatory term would
emerge only within the context of a developed theory. We do not by
this stipulation (we hope) commit ourselves with respect to any particular
candidate for the further analysis of 'willing'; we do not, for example,
exclude a physicalistic analysis. Let us consider the following four
examples: (i) I scratch my head (intentionally) ; (ii) I intend to
scratch my head in one minute's time; (iii) I wish, wholeheartedly,
when tied up, that I could scratch my head; I wish, wholeheartedly,
being now tied up, that I had scratched my head two minutes ago, when I was not
tied up. There seem to me to be the following, possibly familiar, points
of analogy between the four specified situations. In each case I think,
or assume without question, that there is a good case for saying that it would
be (would have been) a good thing if my hand were to scratch (had scratched) my
head. There is no rival occurrence
the case for which is in serious competition with that for
head-scratching. Not only do I recognize the superiority of the case for head-scratching,
but I do not shrink from the idea of this taking (having taken) place. The considerations relevant to
the merits of the case for head-scratching are apart from time-differences, the
same in each example; e.g. that head-scratching will (would, would have)
relieve (relieved) an itch. If, when tied up, I say ' I wish
I could scratch my head' and my gaoler immediately releases me, it
will be very odd if I do not then scratch my head. I can refrain
and say (a) 'the itch has gone' thereby implying that there is no
longer a case for head-scratching, or (b) ' I've changed my mind';
but I cannot say 'I only said, when tied up, that I wished that I could
scratch my head; but now that I am untied I am faced with a quite different
question, namely whether or not to scratch my head'. If we accept the
generic concept of 'willing that', as a concept which captures such analogies
as those just mentioned, then perhaps 'X scratched his head' may be regarded as
roughly analysable as follows: X's hand scratched his head; X willed that his hand should
scratch his head; The circumstance specified in (I) resulted, relatively
directly (with no intervening overt link) from the circumstance specified in
(2). Normally the first, and sometimes the second, of two further
conditions will also be fulfilled: X expected that it would be the case that (3) ;
X willed that it would be the case that (3). But Grice does not see any
reason to regard either (4) or (5) as a necessary condition for the truth of 'X
scratched his head'. What, then, are we to say about the analysis of 'X
now intends to scratch his head in one minute's time'? Perhaps this can be
regarded as roughly analysable as X wills now that his hand should
scratch his head in one minute's time X believes that his present will
that his hand should scratch his head in one minute's time will result at the
time in question in X's hand scratching X's head. To deal with our
sceptic, we must show with what justification X has the thought mentioned in
clause (2) of this provisional analysis. (I) X is in a position to say
what his will now is. This is clearly not, for X, an evidential matter, though
its status is by no means easy to determine. X is (or may be) in a
position to say that, if one minutehence his will is still the same, then his
head will be scratched; this will be for X an evidential matter, and rests on
(a) his knowing from experience that head-scratching is a matter within his
control, that is, is the sort of occurrence which will result from willing that
it occur, provided that there are no inter-ference-factors, and (b) his having
reason to suppose that, on this occasion, there will be no
interference-factor. The justifiability of X's factual commitment, if he
expresses an intention by saying 'I shall scratch my head in one minute's
time'', to its being the case that he will in fact scratch his head in one
minute's time, reduces then, to the question of the justifiability of an
assumption on his part, given that he now wills that his head be scratched in
one minute, that he will still in one minute hence will that this be so.
This question, which is fairly closely related to questions about the
predictability of one's own decisions (which have been worked on by Pears and
others), is not one which I shall attempt to resolve in this lecture.
H. P. Grice In what follows, I shall be presenting some of my ideas
about how I want to approach philosophical psychology. My hope is, in
effect, to sketch a whole system; this is quite an undertaking, and I hope that
you will bear with me if in discharging it I occupy a little more of your time
than is becoming in holders of my august office. While I am sure that you will
be able to detect some affinities between my ideas and ideas to be found in
recent philosophy, I propose to leave such comparisons to you. Though at
certain points I have had my eye on recent discussions, the main influences on
this part of my work have lain in the past, particularly in Aristotle, Hume,
and Kant. I have the feeling that between them these philosophers have written
a great deal of the story, though perhaps not always in the most legible of
hands.I shall begin by formulating, in outline, a sequence of four particular
problems which I think an adequate philosophical psychology must be able to lay
to rest. The first problem (Problem A) concerns the real or apparent
circularity with which one is liable to be faced if one attempts to provide an
analysis of central psychological concepts by means of explicit definitions.
Suppose that, like some philosophers of the not so distant past, we are
attracted by the idea of giving dispositional behaviouristic analyses of such
concepts, and that we make a start on the concept of belief. As a first shot,
we try the following, By: x believes that p just in case x is disposed to act
as if p were true. In response to obvious queries about the meaning of the
phrase, 'act as if p were true', we substitute, for Bi, Bz: x believes that p
just in case x is disposed, whenever x wants (desires) some end E, to act in
ways which will realize E given that p is true rather than in ways which will
realize E given that p is false. The precise form which such a definition as B,
might take is immaterial to my present purpose, provided that it has two
features observable in Bz; first, that a further psychological concept, that of
wanting, has been introduced in the definiens; and second, that to meet another
obvious response, the concept of belief itself has to be reintroduced in the
definiens. For the disposition associated with a belief that p surely should be
specified, not as a disposition to act in ways which will in fact realize E
given that p is true, but rather as a disposition to act in ways which x
believes will, given that p is true, realize E. One who believes that p may
often fail to act in ways that would realize E given that p were true, because
he is quite unaware of the fact that such actions would realize E if p were
true; and he may quite often act in ways which would realize E only if p were
false, because he mistakenly believes that such ways would realize E if p were
true.If we turn to the concept of wanting, which B2 introduced into the
definiens for belief, we seem to encounter a parallel situation. Suppose we
start with W,: x wants E just in case x is disposed to act in ways which will
realize E rather than in ways which will realize the negation of E. Precisely
the same kind of objection as that just raised in the case of belief seems to
compel the introduction of the concept of belief into the definiens of W,
giving us W2: x wants E just in case x is disposed to act in ways which x
believes will realize E rather than in ways which x believes will realize the
negation of E. We now meet the further objection that one who wants E can be
counted on to act in such ways as these only provided that there is no E' which
he wants more than E; if there is such an E, then in any situation in which
& conflicts with & he may be expected to act in ways he thinks will
realize the negation of E. But the incorporation of any version of this proviso
into the definiens for wanting will reintroduce the concept of wanting
itself. The situation, then, seems to be that if, along the envisaged
behaviouristic lines, we attempt to provide explicit definitions
for such a pair of concepts as those of belief and wanting, whichever member of
the pair we start with we are driven into the very small circle of introducing
into the definiens the very concept which is being defined, and also into the
slightly larger circle of introducing into the definiens the other member of
the pair. The idea suggested to me by this difficulty is that we might be well
advised, as a first move, to abandon the idea of looking for explicit
definitions of central psychological concepts, and look instead for implicit
definitions, to be provided by some form of axiomatic treatment; leaving open
the possibility that, as a second move, this kind of treatment might be made
the foundation for a different sort of explicit definition. Such a procedure
might well preserve an attractive feature of behaviouristic analyses, that of
attempting to explain psychological concepts by relatingthem to appropriate
forms of behaviour, while at the same time freeing us from the logical
embarrassments into which such analyses seem to lead us. We are now,
however, faced with a further question: if we are to think of certain
psychological concepts as being implicitly defined by some set of laws (or
quasi-laws) in which they figure, are we to attribute to such laws a contingent
or a non-contingent status! A look at some strong candidates for the position
of being laws of the kind which we are seeking seems merely to reinforce the
question. Consider the principle 'He who wills the end wills the means,' some
form of which seems to me to be the idea behind both of the behaviouristic
definitions just discussed; and interpret it as saying that anyone who wills
some end, and also believes that some action on his part is an indispensable
means to that end, wills the action in question. One might be inclined to say that
if anyone believed (really believed) that a certain line of action was
indispensable to the attainment of a certain end, and yet refused to adopt that
line of action, then that would count decisively against the conceptual
legitimacy of saying that it was really his will to attain that end. To proceed
in this way at least appears to involve treating the principle as a necessary
truth. On the other hand, one might also be inclined to regard the principle as
offering a general account of a certain aspect of our psychological processes,
as specifying a condition under which, when our will is fixed on a certain
object, it will be the case that it is also fixed on a certain other object; to
take this view of the principle seems like regarding it as a psychological law
and so as contingent. My second problem (Problem B) is, then, this: how
(without a blanket rejection of the analytic/ synthetic distinction) are we to
account for and, if possible, resolve the ambivalence concerning their status
with which we seem to look upon certain principles involving psychological
concepts? To set this problem aside for a moment, the approachwhich I am
interested in exploring is that of thinking of certain central psychological
concepts as theoretical concepts; they are psychological concepts just because
they are the primitive concepts which belong to a certain kind of psychological
theory without also belonging to any presupposed theory (such as physiological
theory); and a psychological theory is a theory whose function is to provide,
in a systematic way, explanations of behaviour which differ from any
explanations of behaviour which may be provided by (or may some day be provided
by) any presupposed theory (such as physiological theory). To explicate such
psychological concepts is to characterize their role in the theory to which
they primarily belong, to specify (with this or that degree of detail) the laws
or quasi-laws in which they figure, and the manner in which such laws are
linked to behaviour. Now to say this much is not to say anything very new; I am
sure you have heard this sort of thing before. It is also not to say very much;
all that has so far been given is a sketch of a programme for the philosophical
treatment of psychological concepts, not even the beginnings of a philosophical
treatment itself. What is needed is rather more attention to detail than
is usually offered by advocates of this approach; we need to pursue such
questions as what the special features of a psychological theory are, why such
a theory should be needed, what sort of laws or generalities it should contain,
and precisely how such laws may be used to explicate familiar psychological
terms. I shall be addressing myself to some of these questions in the remainder
of this address to you. But before any more is said, a further problem
looms. I can almost hear a murmur to the effect that such an approach to
philosophical psychology is doomed from the start. Do we not have privileged
access to our own beliefs and desires? And, worse still, may it not be true
that at least some of our avowals of our beliefs and desires are incorrigible?
How, then, are such considerations as theseto be rendered consistent with an
approach which seems to imply that the justifiability of attributing beliefs and
desires to people (and maybe animals), including ourselves, rests on the
utility of the theory to which the concepts of belief and desire belong, in
providing desiderated explanations of behaviour? This is my third problem
(Problem C). My fourth problem (D: the Selection Problem) is connected
with a different and less radical objection to the approach which I have just
begun to sketch. Surely, it may be said, it cannot be right to suppose that a
conjunction of all the laws of a psychological theory in which a psychological
concept figures is what should be used to explicate that concept. Even if we
are in a position to use some of these laws (which is not certain), we are not,
and indeed never shall be, in a position to use all of them. Moreover,
some particular laws are not going to be suitable. For all we know, some
modification of one or other of the following laws' might be a psychological
law, possibly an underived law: Optimism Law: the more one wants @ the more likely one
is to believe p. Optimism/Pessimism Law: given
condition C, the more one wants d, the more likely one is to believe d; given
condition C2, the more one wants , the less likely one is to believe .
These do not seem the right kind of laws to be used to explicate wanting and believing.
We need some selective principle: what is it? 1. some General Aspects of
the Relation betwee sychological Theory and Psychological Concepi irst, a
preliminary observation: it we are seeking t xplicate psychological
concepts by relating them topsychological theory, the theory which we invoke
should be one which can be regarded as underlying our ordinary speech and
thought about psychological matters, and as such will have to be a part of
folk-science. There is no need to suppose that its structure would be of a sort
which is appropriate for a professional theory, nor even to suppose that it
would be a correct or acceptable theory; though I would hope that there would
be a way of showing that at least some central parts of it would be
interpretable within an acceptable professional theory in such a way as to come
out true in that theory, and that indeed this demand might constitute a
constraint on the construction of a professional theory. This is perhaps a
latter-day version of a defence of common sense in this area.3 Let us
unrealistically suppose, for the purposes of schematic discussion, that we have
a psychological theory which, when set out in formal dress, contains a body of
underived laws, the formulation of which incorporates two primitive predicate-constants,
J and V; these we want to correspond, respectively, to two psychological
terms "judging" and "willing", which in their turn
will serve as a regimented base for the explication of such familiar notions as
believing and wanting. Let us think of J and V as correlated with, or ranging
over, "instantiables" leaving open the question whether these
instantiables are sets or properties, or both, or neither. Let us abbreviate
the conjunction of these laws by "L", and let us ignore for the
moment the obvious fact that any adequate theory along these lines would need
to distinguish specific sub-instantiables under J and V, corresponding to the
diversity of specific contents which judging and willing may take as
modifications (as "intentional objects"). How are we to
envisage the terms "judge" and "will" as being introduced?
Two closely related alternative ways suggest themselves. First, what I shall
call the way ofRamsified naming: 'There is just one J and just one V such that
L, and let J be called "judging" and V be called
"willing"? On this alternative, the uniqueness claim is essential,
since "judging" and "willing" are being assigned as names
for particular instantiables. The second altern-ative, which I may call the way
of Ramsified definition, can dispense with the uniqueness claim. It will run:
'(a) x judges just in case there is a J and there is a V such that L, and x
instantiates J; (b) x wills just in case there is a J and there is a V such
that L, and x instantiates V. We now have available a possible
explanation of the ambivalence we may feel with regard to the status of certain
psychological principles, which was the subject of Problem B. The difference
between the two alternative procedures is relatively subtle, and if we do not
distinguish them we may find ourselves under the pull of both. But the first
alternative will render certain psychological principles contingent, while the
second will render the same principles non-contingent. Let me illustrate by
using an even simpler and even less realistic example. Suppose that a
psychological law tells us that anyone in state P hollers, and that we seek to
use this law to introduce the term "pain". On the first alternative,
we have: there is just one P, such that anyone in state P hollers, and let us
call P "pain". Since on this alternative we are naming the state P
"pain", if the utilized law is contingent, so will be the principle
'anyone who is in pain hollers.' If we use the second alternative, we shall
introduce "pain" as follows: * is in pain just in case there is a P
such that anyone in state P hollers and x is in state P. On this alternative it
will be non-contingently true that anyone who is in pain hollers. (For to be in
pain is to be in some state which involves hollering.) While this suggestion
may account for the ambivalence noted, it does not of course resolve it; to
resolve it, one would have to find a reason for preferring one of the
alternatives to the other. In a somewhat devious pursuit of such a
reason, let usenquire further about the character of the postulated
psychological instantiables—are they, or could they be, identifiable with
physical (physiological) instantiables? One possible position of a sort
which has been found attractive by some slightly impetuous physicalists would
be to adopt the first alternative (that of Ramsified naming) and to combine it
with the thesis that the J-instantiable is to be identified with one
physiological property and the V-instantiable with another such property. This
position at least appears to have the feature, to which some might strongly
object, of propounding a seemingly philosophical thesis which is at the mercy
of possible developments in physiology; and, one might add, the prospects that
such developments would be favourable to the thesis do not seem to be all that
bright. The adaptiveness of organisms may well be such as to make it very much
in the cards that different creatures of the same species may, under different
environmental pressures, develop different sub-systems (even different
sub-systems at different times) as the physiological underlay of the same set
of psychological instantiables, and that a given physiological property may be
the correlate in one sub-system of a particular psychological instantiable,
while in another it is correlated with a different psychological instantiable,
or with none at all. Such a possibility would mean that a physiological
property which was, for a particular creature at a particular time, correlated
with a particular psychological instantiable would be neither a necessary nor a
sufficient condition for that instantiable; it would at best be sufficient (and
perhaps also necessary) for the instantiable within the particular kind of
sub-system prevailing in the creature at the time. The unqualified
identification of the property and the instantiable would now be
excluded. Faced with such a difficulty, a physicalist might resort to
various manoeuvres. He might seek to identify a particular psychological
instantiable with a disjunctive property, each disjoined constituent of which
is a property consistingin having a certain physiological property in a certain
kind of sub-system; or he might relativize the notion of identity, for the
purpose of psycho-physical identification, to types of sub-systems; or he might
abandon the pursuit of identification at the level of instantiables, and
restrict himself to claiming identities between individual psychological events
or states of affairs (e.g. Jones's believing at t that p) and physiological
events or states of affairs (e.g Jones's brain being in such and such a state
at t). But none of these shifts has the intuitive appeal of their simplistic
forebear. Moreover, each will be open to variants of a familiar kind of
objection. For example, Jones's judging at noon that they were out to get him
might well be a case of judging something to be true on insufficient evidence;
but (to use Berkeley's phrase) it 'sounds harsh' to say that Jones's brain's
being in such and such a state at noon is a case of judging something to be
true on insufficient evidence. For my part, I would hope that a much-needed
general theory of categories would protect me against any thesis which would
require me either to license such locutions as the last or to resort to a
never-ending stream of cries of 'Opaque context!' in order to block them. If
the prime purpose of the notion of identity is, as I believe it to be, to
license predicate-transfers, one begins to look a little silly if one first
champions a particular kind of identifica-tion, and then constantly jibs at the
predicate-transfers which it seems to allow. Such considerations as these
can, I think, be deployed against the way of Ramsified naming even when it is
unaccompanied by a thesis about psycho-physical identities. However
unlikely it may be that the future course of physiological research will favour
any simple correlations between particular psychological instantiables and
particular physiological properties, I do not see that I have any firm
guarantee that it will not, that it will never be established that some
particular kind of brain state is associated with, say, judging that snow is
white. If so, thenf I adopt the first alternative with its uniqueness claim,
I ave no firm guarantee against having to identity m brain's being in
some particular state with my judging that snow is white, and so being landed
with the embarrassments I have just commented upon. Since I am inclined to
think that I do in fact have such a guarantee (although at the moment I cannot
lay my hands on it), I am inclined to prefer the second alternative to the
first. As a pendant to the discussion just concluded, let me express two
prejudices. First, any psycho-physical identifications which are accepted will
have to be accepted on the basis of some known or assumed psycho-physical
correlations; and it seems to me that in this area all that philosophical
psychology really requires is the supposition that there are such correlations.
Whether they do or do not provide a legitimate foundation for identifications
seems to me to be more a question in the theory of identity than in the
philosophy of mind. Second, I am not greatly enamoured of some of the
motivations which prompt the advocacy of psycho-physical identifications; I
have in mind a concern to exclude such 'queer' or "mysterious' entities as
souls, purely mental events, purely mental properties, and so forth. My taste
is for keeping open house for all sorts and conditions of entities, just so
long as when they come in they help with the housework. Provided that I
can see them at work, and provided that they are not detected in illicit
logical behaviour (within which I do not include a certain degree of
indeterminacy, not even of numerical indeterminacy), I do not find them queer
or mysterious at all. To fangle a new ontological Marxism, they work therefore
they exist, even though only some, perhaps those who come on the recommendation
of some form of transcendental argument, may qualify for the specially favoured
status of entia realissima. To exclude honest working entities seems to me like
metaphysical snobbery, a reluctance to be seen in the company of any but the
best objects.In this section I shall briefly discuss two formal features which
I think it might be desirable to attribute to some at least of the laws or
quasi-laws of the theory to be used to explicate psychological concepts.
1. Aristotle distinguished between things which are so of necessity and things
which are so for the most part, and located in the second category things which
are done. More or less conformably with this position, I shall suggest
that some or all of the laws which determine psychological concepts are ceteris
paribus laws, which resemble probability generalizations in that they are
defeasible, but differ from them in that ceteris paribus laws do not assign
weights. I envisage a system which without inconsistency may contain a sequence
consisting of a head-law of the form A's are Z, and modifying laws of the form
A's which are B are Z' (where Z' is incompatible with Z), and of the form A's
which are B and C are Z, and so on. Analogous sequences can be constructed for
functional laws; if A, B, and Z are determinables we may have, in the same
system: things which are A to degree a
are Z to degree f' (a) things which are A to degree a and B to degree B are Z to a degree which
is the value of f (B, f' (a)) If we like, we can prefix "ceteris
paribus" to each such generality, to ensure that "A's are Z" is
not taken as synonymous with "All A's are Z." For any such system a
restriction on Modus Ponens is required, since we must not be allowed to infer
from A's are Z and x is both A and B to x is Z if A's which are B are Z' (where
Z' is incompatible with Z) is a law. This restriction will be analogous to the
Principle of Total Evidence required for probabilistic systems; a first
approximation might run as follows: in applying a law of the system to an
individualcase for the purpose of detachment, one must select the law with the
most specific antecedent which is satisfied by the individual case. Two results
of treating psychological laws as ceteris paribus laws which will be attractive
to me are first that it can no longer be claimed that we do not know any
psychological laws because we do not know all the restrictive conditions, and
second, that a psychological theory may be included in a larger theory which
modifies it; modification does not require emendation. If a modifying
sequence terminates, then its constituent laws can be converted into universal
laws; otherwise not. If we hold a strong version of Determinism (roughly,
that there is an acceptable theory in which every phenomenon is explained), we
might expect the Last Trump to herald a Presidential Address in which the Final
Theory is presented, entirely free from ceteris paribus laws; but if we accept
only a weaker version, with reversed quantifiers (for every phenomenon there is
an acceptable theory in which it is explained), the programme for Judgement Day
will lose one leading attraction: Other items on the agenda, however, may prove
sufficiently exciting to compensate for this loss. 2. I suspect that even
the latitude given to our prospective psychological folk-theory by allowing it
to contain or even consist of ceteris paribus laws will not make it folksy
enough. There is (or was) in Empirical Psychology a generality called "The
Yerkes-Dodson Law"; based on experiments designed to test degrees of
learning competence in rats set to run mazes under water, after varying periods
of initial constraint, it states (in effect) that, with other factors constant,
degrees of learning competence are correlated with degrees of emotional stress
by a function whose values form a bell-curve. I have some reluctance towards
calling this statement the expression of a law, on the grounds that, since it
does not (and could not, given that quantitative expression of degrees of
competence and of stress is not available) specify the function or functions in
question, it states that there is a law of a certain sortrather than actually
state a law. But whether or not the Yerkes-Dodson Law is properly so-called, it
is certainly law-allusive'; and the feature of being law-allusive is one which
I would expect to find in the psychological 'laws' to be used to explicate
psychological concepts. IV. Semi-realistic Procedure for Introducing some
Psychological Concepts I turn now to the task of outlining, in a
constructive way, the kind of method by which, in accordance with my programme,
particular psychological concepts, and linguistic expressions for them, might
be introduced; I shall take into account the need to clarify the routes by
which psychological sub-instantiables come to be expressed by the combination
of a general psychological verb and a complement which specifies content. My
account will be only semi-realistic, since I shall consider the psychological
explanation of only a very rudimentary sample of behaviour, and even with
respect to that sample a proper explanation would involve apparatus which I
omit-for example, apparatus to deal with conceptual representation and with the
fact that motivations towards a particular sort of behaviour may be frustrated.
But since I am attempting only to illustrate a general method, not to make
substantial proposals, these over-simplifications should not matter. I
construct my account as if I espoused the first alternative discussed in
Section II (the way of Ramsified naming) rather than the second, since that
considerably simplifies exposition: a transition to the second alternative can,
of course, be quite easily effected. Let us suppose that a squarrel (a
creature something like a squirrel) has some nuts in front of it, and proceeds
to gobble them; and that we are interested in the further explanation of this
occurrence. Let us call the squarrel "Toby". Our ethological
observations of Toby, and ofother squarrels, tell us that Toby and other
squarrels often gobble nuts in front of them, and also other things besides
nuts, and indeed that they are particularly liable to do some gobbling after a
relatively prolonged period in which they have done no gobbling at all. On the
basis of these observations, and perhaps a range of other observations as well,
we decide that certain behaviour of squarrels, including Toby's gobbling nuts
in front of him, are suitable subjects for psychological explanation; so we
undertake to introduce some theoretical apparatus which can be used to erect an
explanatory bridge between Toby's having nuts in front of him, and his gobbling
them. We make the following postulations (if we have not already
made them long ago): That the appropriate explanatory laws will refer to
three instantiables P, J, and V which (we stipulate) are to be labelled
respectively "prehend", "join", and "will" That for any type of creature T
there is a class N of kinds of thing, which is a class of what (we stipulate)
shall be called "necessities for T", and that N (in N) is a necessity
for T just in case N is vital for T, that is, just in case any member of T
which suffers a sufficiently prolonged non-intake of N will lose the capacity
for all of those operations (including the intake of N), the capacity for which
is constitutive of membership of T [in a fuller account this condition would
require further explication). That if N is a necessity for T, then ceteris paribus a
moderately prolonged non-intake of N on the part of a member (x) of T will
cause x to instantiate a particular sub-instantiable V; of "will",
x's instantiation of which will (ceteris paribus) be quenched by a moderately
prolonged intake of N; and (we stipulate) V; shall be called "will for
N" (or, if you like, "willing N"). That for any member x (e.g.
Toby) of any creature-type T (e.g. squarrels) there is a class f of
object-types (which, we stipulate, is a class of what shall be
called"object-types familiar to x"); a class R of relations (a class
of what shall be called "relations familiar to x"), and a class  of
action-types (a class of what shall be called "action-types in the
repertoire of x"), which satisfy the following conditions: that there are two ways (if you
like, functions) w, and w, such that ceteris paribus if an instance of an
object-type F (familiar to x) is related to x by a relation R (familiar to x),
then this causes x to instantiate a sub-instantiable of prehending which
corresponds in ways w, and we to F and R respectively; which sub-instantiable
(we stipulate) shall be called "prehending an F as R" le.g.
"prehending nuts as in front"]. that ceteris paribus if, for
some N [e.g. 'squarrel-food'] which is a necessity for x's type, for some A
which is in x's repertoire, and for some F and R familiar to x, x has
sufficiently frequently, when instantiating will for N, performed A upon
instances of F which have been related by R to x, and as a result has ceased to
instantiate will for N: then x instantiates a corresponding [corresponding to
N, A, F, R] sub-instantiable of joining; which sub-instantiable shall be called
"joining N with A and F and R". We can now formulate an "overall"
law (a "PJV Law"), in which we no longer need to restrict N, A, F,
and R to members of classes connected in certain ways with a particular
creature or type of creature, as follows: 5. Ceteris parious, a creature
x which wills N, prehends an F as R, and joins N and A and F and R, performs
A. Finally, we can introduce "judging" by derivation from
"joining"; we stipulate that if x joins N with A and F and R, then we
shall speak of x as judging A, upon-F-in-R, for N le.g. judging gobbling, upon
nuts (in) in front, for squarrel-food). AdWe now have the desired
explanatory bridge. (i) Toby has nuts in front of him; (ii) Toby is short
on squarrel-food (observed or assumed); so (iii) Toby wills
squarrel-food [by postulate 3, connect- ing will with intake of N;
(iv) Toby prehends nuts as in front [from (i) by postulate 4(a), if it is
assumed that nuts and in front are familiar to Toby); (v) Toby joins
squarrel-food with gobbling and nuts and in front (Toby judges gobbling, on
nuts in front, for squarrel-food) [by postulate 4(b), with the aid of prior
observation]; so, by the PJV Law, from (iii), (iv), and (v), (vi) Toby
gobbles; and, since nuts are in front of him, gobbles the nuts in front
of him. I shall end this section by some general remarks about the procedure
just sketched. The strategy is relatively simple; we invoke certain ceteris paribus
laws in order to introduce particular psychological sub-instantiables and their
specification by reference to content: thus "willing N" is introduced
as the specific form of willing which is dependent on the intake and
deprivation of a necessity N, "prehending F as R" as the variety of
prehension which normally results from an F being R to one, and similarly for
"joining". Then we use a further "overall" ceteris paribus
law to eliminate reference to the psychological instantiables and to reach the
behaviour which is to be explained. A more developed account would (no doubt)
bring in intermediate laws, relating simply to psychological instantiables and
not also to features of the common world. The generalities used have at
various points the 'law-allusiveness' mentioned in Section III. Every reference
to, for example, 'a sufficiently prolonged deprivation', 'a sufficiently
frequent performance', or to 'correspondencein certain ways' in effect implies
a demand on some more developed theory actually to produce laws which are here
only asserted to be producible. 3. The psychological concepts introduced have
been defined only for a very narrow range of complements. Thus, judging
has so far been defined only for complements which correspond in a certain way
with those involved in the expression of hypothetical judgements (judging is,
one might say, so far only a species of "if-judging"; and
"will" has been defined, so far, only for complements specifying
necessities. Attention would have to be given to the provision of procedures
for extending the range of these concepts. 4. If the procedure is, in its
general character, correct (and I have not even attempted to show that it is),
the possibility of impact on some familiar philosophical issues is already
discernible. To consider only "prehension", which is intended as a
prototype for perception: "Prehending F as R" lacks the existential
implication that there is an F which is R to the prehender; this condition
could be added, but it would be added. This might well please friends of
sense-data. The fact that reference to
physical situations has to be made in the introduction of expressions for
specific prehensions might well be very unwelcome to certain phenomenalists. The fact that in the
introduction of expressions for specific prehensions a demand is imposed on a
further theory to define functions mapping such pre-hensions on to physical
situations might well prove fatal to a sceptic about the material world. How can
such a sceptic, who is unsceptical about descriptions of sense-experience,
combine the demand implicit in such descriptions with a refusal to assent to
the existence of the physical situations which, it seems, the further theory
would require in order to be in a position to meet the demand?I have so far
been occupying myself with questions about the structure of the kind of
psychological theory which would fulfil the function of bestowing the breath of
life on psychological concepts. I shall move now to asking by what methods one
might hope to arrive at an acceptable theory of this sort. One procedure, which
I do not in the least despise, would be to take as a body of data our
linguistic intuitions concerning what we would or would not be prepared to say
when using psychological terms; then, as a first stage, to look for principles
(perhaps involving artificially constructed concepts) which would seem to
generalize the features of this or that section of our discourse, making
adjustments when provisionally accepted principles lead to counter-intuitive or
paradoxical results; and, as a second stage, to attempt to systematize the
principles which have emerged piecemeal in the first stage, paying attention to
the adequacy of a theory so constructed to account for the data conformably
with general criteria for the assessment of theories. This would be to operate
in two stages approximately corresponding to what the Greeks called the
"analytic" (or "dialectical" and the "synthetic"
procedures. I am, for various reasons, not happy to confine myself to
these methods. In applying them, many alternative theoretical options may be
available, which will often be difficult to hit upon. I would like, if it is
possible, to find a procedure which would tell me sooner and louder if I am on
the right track, a procedure, indeed, which might in the end tell me that a
particular theory is the right one, by some test beyond that of the ease and
elegance with which it accommodates the data. I suspect that a dividend of this
sort was what Kant expected transcendental arguments to yield, and I would like
a basis for the construction of some analogue of transcendental arguments. I am
also influenced by a different consideration. I am much impressed
by the fact that arrays of psychological concepts, of differing degrees of
richness, are applicable to creatures of differing degrees of complexity, with
human beings (so far) at the peak. So I would like a procedure which would do
justice to this kind of continuity, and would not leave me just pursuing a
number of separate psychological theories for different types of
creatures. The method which I should like to apply is to construct (in
imagination, of course), according to certain principles of construction, a
type of creature, or rather a sequence of types of creature, to serve as a
model (or models) for actual creatures. My creatures I call pirots (which,
Russell and Carnap have told us, are things which karulize elatically).
The general idea is to develop sequentially the psychological theory for
different brands of pirot, and to compare what one thus generates with the
psychological concepts we apply to suitably related actual creatures, and when
inadequacies appear, to go back to the drawing-board to extend or emend the
construction (which of course is unlikely ever to be more than partial).
The principles of pirot-construction may be thought of as embodied in what I
shall call a genitorial programme, the main aspects of which I shall now
formulate. 1. We place ourselves in the position of a genitor, who is
engaged in designing living things (or rather, as I shall say, operants). An
operant may, for present purposes, be taken to be a thing for which there is a
certain set of operations requiring expenditure of energy stored in the
operant, a sufficient frequency of each operation in the set being necessary to
maintain the operant in a condition to pertorm any in the set le. to avoid
becoming an ex-operant). Specific differences within such sets will determine
different types of operant. The genitor will at least have to design them with
a view to their survival (continued operancy); for, on certain marginal
assumptions which it will be reasonable for us to make but tediousfor me to
enumerate, if an operant (x) is not survival-oriented, there is no basis for
supposing it to exist at all; since (by the assumption) x has to be produced in
some way or other by other operants of the type, x will not exist unless
pro-genitors are around to produce it; and if they are to have the staying
power (and other endowments) required for x's production, x, being of the same
type, must be given the same attributes. So in providing for the individual x,
some provision for the continuation of the type is implicit. In order to
achieve economy in assump-tions, we shall suppose the genitor to be concerned
only to optimize survival chances. Since the genitor is only a fiction, he is to be
supposed only to design, not to create. In order that his designs should be
useful to philosophical psychology, he must be supposed to pass his designs on
to the engineer (who, being also a fiction, also does not have the power to
create): the function of the engineer is to ensure that the designs of the
genitor can be realized in an organism which behaves according to
pre-psychological laws (e.g. those of physics and physiology). Since the
genitor does not know about engineering, and since he does not want to produce
futile designs, he had better keep a close eye on the actual world in order to
stay within the bounds of the possible. The mode of construction is to be thought of as being
relative to some very generally framed "living-condition" concerning
the relation of a pirot to its environment; the operations the capacity for which
determines the type of the pirot are to be those which, given the posited
condition, constitute the minimum which the pirot would require in order to
optimize the chances of his remaining in a condition to perform just those
operations. Some pirots (plant-like) will not require psychological apparatus
in order that their operations should be explicably performed; others will.
Within the latter class, an ascending order of psychological types would, I
hope, be generated by increasing the degree of demandingness in the
determiningcondition. I cannot specify, at present, the kind of generality
which is to attach to such conditions; but I have in mind such a sequence as
operants which do not need to move at all to absorb sources of energy, operants
which only have to make posture changes, operants which, because the sources
are not constantly abundant, have to locate those sources, and (probably a good
deal later in the sequence) operants who are maximally equipped to cope with an
indefinite variety of physiologically tolerable environments (i.e., perhaps,
rational pirots). Further types (or sub-types) might be generated by varying
the degree of effectiveness demanded with respect to a given living-condition. Aristotle regarded types of
soul (as I would suppose, of living thing) as forming a "developing
series". I interpret that idea as being the supposition that the
psychological theory for a given type is an extension of, and includes, the
psychological theory of its predecessor-type. The realization of this idea is
at least made possible by the assumption that psychological laws may be of a
ceteris paribus form, and so can be modified without emendation. If this aspect
of the programme can be made good, we may hope to safeguard the unity of
psychological concepts in their application to animals and to human beings.
Though (as Wittgenstein noted) certain animals can only expect such items as
food, while men can expect a drought next summer, we can (if we wish) regard
the concept of expectation as being determined not by the laws relating to it
which are found in a single psychological theory, but by the sequences of sets
of laws relating to it which are found in an ascending succession of
psychological theories. Since the genitor is only to install psychological apparatus in so far
as it is required for the generation of operations which would promote survival
in a posited living-condition, no psychological concept can be instantiated by
a pirot without the supposition of behaviour whichmanifests it. An explanatory
concept has no hold if there is nothing for it to explain. This is why 'inner
states must have outward manifestations'. 6. Finally, we may observe that we
now have to hand a possible solution of the Selection Problem (D). Only those
laws which can be given a genitorial justification (which fall within 'Pure
Psychology') will be counted as helping to determine a psychological concept.
It is just because one is dubious about providing such a justification for
the envisaged "Optimism" laws that one is reluctant to regard
either of them as contributing to the definition of believing and
wanting. Kant thought that, in relation to the philosophy of nature,
ideas of pure reason could legitimately be given only a regulative employment;
somewhat similarly, as far as philosophical psychology is concerned, I think of
the genitorial programme (at least in the form just characterized) as being
primarily a heuristic device. I would, however, hope to be able to retain a
less vivid reformulation of it, in which references to the genitor's purposes
would be replaced by references to final causes, or (more positivistic-ally) to
survival-utility; this reformulation I would hope to be able to use to cope
with such matters as the Selection problem. But (also much as Kant thought with
respect to ideas of pure reason) when it comes to ethics the genitorial
programme, in its more colourful form, just may have a role which is not purely
heuristic. The thought that if one were genitor, one would install a certain
feature which characteristically leads to certain forms of behaviour might
conceivably be a proper step in the evaluation of that feature and of the
associated behaviour. Let me be a little more explicit, and a great deal
more speculative, about the possible relation to ethics of my programme for
philosophical psychology. I shall suppose that the genitorial programme has
been realized to the point at which we have designed a class of pirots which,
nearly following Locke (Essay, i. 27. 8), I might call 'very
intelligent rational pirots. These pirots will be capable of putting themselves
in the genitorial position, of asking how, if they were constructing themselves
with a view to their own survival, they would execute this task; and if we have
done our work aright, their answer will be the same as ours. In virtue of the
rational capacities and dispositions which we have given them, and which they
would give themselves, each of them will have both the capacity and the desire
to raise the further question 'Why go on surviving?; and (I hope) will be able
to justify his continued existence by endorsing (in virtue of the
aforementioned rational capacities and dispositions) a set of criteria for
evaluating and ordering ends, and by applying these criteria both to ends which
he may already have, as indirect aids to survival, and to ends which are yet to
be selected; such ends, I may say, will not necessarily be restricted to
concerns for himself. The justification of the pursuit of some system of ends
would, in its turn, provide a justification for his continued existence.
We might, indeed, envisage the contents of a highly general practical manual,
which these pirots would be in a position to compile; this manual, though
perhaps short, might serve as a basis for more specialized manuals to be
composed when the pirots have been diversified by the harsh realities of actual
existence. The contents of the initial manual would have various kinds of
generality which are connected with familiar discussions of universalizability.
The pirots have, so far, been endowed only with the characteristics which
belong to the genitorially justified psychological theory; so the manual will
have to be formulated in terms of the concepts of that theory, together with
the concepts involved in the very general description of living-conditions
which have been used to set up that theory; the manual will therefore have
conceptual generality. There will be no way of singling out a special subclass
of addresses, so the injunctions of the manual will have to be addressed,
indifferently, to any very6:49 67 scribd.com intelligent
rational pirot, and will thus have generality of form. And since the manual can
be thought of as being composed by each of the so far indistinguishable pirots,
no pirot would include in the manual injunctions prescribing a certain line of
conduct in circumstances to which he was not likely to be subject; nor indeed
could he do so, even if he would. So the circumstances for which conduct is
prescribed could be presumed to be such as to be satisfied, from time to time,
by any addressee; the manual, then, will have generality of application.
Such a manual might, perhaps, without ineptitude be called an IMMANUEL; and the
very intelligent rational pirots, each of whom both composes it and from time
to time heeds it, might indeed be ourselves (in our better moments, of
course). VI. Type-Progression in Pirotology:
Content-Internalization My purpose in this section is to give a little
thought to the question 'What are the general principles exemplified, in
creature-construction, in progressing from one type of pirot to a higher type?
What kinds of steps are being made?' The kinds of step with which I shall deal
here are those which culminate in a licence to include, within the specitication
of the content of the psychological state of certain pirots, a range of
expressions which would be inappropriate with respect to lower pirots; such
expressions include connectives, quantifiers, temporal modifiers,
mood-indicators, modal operators, and (importantly) names of psychological
states like "judge" and "will"; expressions the
availability of which leads to the structural enrichment of specifications of
content. In general, these steps will be ones by which items or ideas which
have, initially, a legitimate place outside the scope of psychological
instantiables (or, if you will, the expressions forI am disposed to regard as
prototypical the sort of natural disposition which Hume attributes to us, and
which is very important to him; namely, the tendency of the mind 'to spread
itself upon objects', to project into the world items which, properly (or
primitively) considered, are really features of our states of mind. Though
there are other examples in his work, the most famous case in which he tries to
make use of this tendency to deal with a philosophical issue is his treatment
of necessity; the idea of necessary connection is traced (roughly) to an
internal impression which attends the passage of the mind from an idea or
impression to an associated idea. I am not wholly happy about Hume's
characterization of this kind of projection, but what I have to say will bear
at least a generic resemblance to what may be found in Hume. The
following kinds of transition seem to me to be characteristic of internalization.
1. References to psychological states (-states) may occur in a variety of
linguistic settings which are also appropriate to references to states which
have no direct connection with psychology. Like volcanic eruptions, judgings or
willings may be assigned both more precise and less precise temporal locations
(e.g. last Thursday or next Tuesday, in the future or in the past); sometimes
specifications of degree will be appropriate; judging (A] or willing [A] may be
assigned a cause or an effect; and references to such y-states will be open to
logical operations such as negation and disjunction. To suppose that a creature
will, in the future, judge (A), or that he either judges [A] or judges (B), is
obviously not to attribute to him a judging distinct from judging (Al, or trom
judging [A] and from judging [B]; nevertheless, we can allow a transition
from these attributions to the attribution ofwhich occur legitimately outside
the scope of psychological verbs) come to have a legitimate place within the
scope of such instantiables: steps by which (one might say) such items or ideas
come to be internalized I am disposed to regard as prototypical the sort
of natural disposition which Hume attributes to us, and which is very important
to him; namely, the tendency of the mind 'to spread itself upon objects', to
project into the world items which, properly (or primitively) considered, are
really features of our states of mind. Though there are other examples in his
work, the most famous case in which he tries to make use of this tendency to
deal with a philosophical issue is his treatment of necessity; the idea of
necessary connection is traced (roughly) to an internal impression which
attends the passage of the mind from an idea or impression to an associated
idea. I am not wholly happy about Hume's characterization of this kind of
projection, but what I have to say will bear at least a generic resemblance to
what may be found in Hume. The following kinds of transition seem to me
to be characteristic of internalization. 1. References to psychological
states (-states) may occur in a variety of linguistic settings which are also
appropriate to references to states which have no direct connection with
psychology. Like volcanic eruptions, judgings or willings may be assigned both
more precise and less precise temporal locations (e.g. last Thursday or next
Tuesday, in the future or in the past); sometimes specifications of degree will
be appropriate; judging [A] or willing [A] may be assigned a cause or an effect;
and references to such y-states will be open to logical operations such as
negation and disjunction. To suppose that a creature will, in the future, judge
[A], or that he either judges [A] or judges (B], is obviously not to attribute
to him a judging distinct from judging [A], or from judging [A] and from
judging [B]; nevertheless, we can allow a transition from these attributions to
the attribution ofjudgings which are distinct, viz. of "future-judging
[A]" (expecting [A]) and of "or-judging [A, B]" '.
Since these are new y-states, they will be open to the standard range of
linguistic settings for references to y-states; a creature may now (or at some
time in the future) future-judge [A] (or past-judge [A]). There will be
both a semantic difference and a semantic connection (not necessarily the same
for every case) between the terminology generated by this kind of transition
and the original from which it is generated; while "x or-judges [A,
B]" will not require the truth of "x judges (A] or x judges
(B]", there will be a connection of meaning between the two forms of
expres-sion; if a creature x or-judges its potential prey as being [in the
tree, in the bush], we may expect x to wait in between the tree and the bush,
constantly surveying both; or-judging [A, B] will, in short, be typically
manifested in behaviour which is appropriate equally to the truth of A and to
the truth of B, and which is preparatory for behaviour specially appropriate to
the truth of one of the pair, to be evinced when it becomes true either that x
judges [A] or that x judges [B]. This kind of transition, in which an
"extrinsic" modifier attachable to y-expressions is transformed into
(or replaced by) an "intrinsic" modifier (one which is specific-atory
of a special (-state), I shall call first-stage internal-ization. 2. It
should be apparent from the foregoing discussion that transitions from a lower
type to a higher type of pirot will often involve the addition of
diversifications of a y-state to be found undiversified in the lower type of
pirot; we might proceed, for example, from pirots with a capacity for simple
judging to pirots with a capacity for present-judging (the counterpart of the
simple judging of their predecessors), and also for future-judging (primitive expecting)
and for past-judging (primitive remembering). It may be possible always
to represent developmental steps in this way; but I am not yet sure of this. It
may be thatsometimes we should attribute to the less-developed pirot two
distinct states, say judging and willing; and only to a more developed pirot do
we assign a more generic state, say accepting, of which, once it is introduced,
we may represent judging and willing as specific forms (judicatively accepting
and volitively accepting). But by whatever route we think of ourselves as
arriving at it, the representation within a particular level of theory of two
or more y-states as diversifications of a single generic y-state is legitimate,
in my view, only if the theory includes laws relating to the generic -state
which, so far from being trivially derivable from laws relating to the specific
-states, can be used to derive in the theory, as special cases, some but not
all generalities which hold for the specific y-states. We might, for
example, justity the attribution to a pirot of the generic y-state of
accepting, with judging and willing as diversifications, by pointing to the
presence of such a law as the following: ceteris paribus, if x or-accepts (in
mode m of acceptance) [A, B], and x negatively accepts, in mode m, [A], then x
positively accepts, in mode m, [B]. From this law we could derive that, ceteris
paribus, (a) if x or-judges [A, B] and negatively judges [A], then x positively
judges [B]; and (b) if x or-wills [A, B] and negatively wills [A], then x
positively wills (BJ. ( (a) and (b) are, of course, psychological counterparts
of mood-variant versions of modus tollendo ponens.) 3. A further kind of
transition is one which I shall label second-stage internalization. It involves
the replacement of an "intrinsic" modifier, which signifies a
differentiating feature of a specific y-state, by a corresponding operator
within the content-specifications for a less specific v-state. If, for example,
we have reached by first-stage internalization the -state of future-judging
[A], we may proceed by second-stage internalization to the y-state of judging
[in the future, A]: similarly, we may proceed from judging (judicatively
accepting) [A] to accepting [it is the case that Al, from willing (volitively
accepting) [A] toaccepting (let it be that Al, and from disjunctively judging
(or-judging) [A, B] to judging [A or B). So long as the operator introduced
into a content-specification has maximum scope in that specification, the
result of second-stage internalization is simply to produce a notational
variant: "x judges (A or B]" is semantically equivalent to
"x disjunctively judges [A, B]", and if matters rested here, there
would be no advance to a new level of theory. To reach a new level of theory,
and so to reach y-states exemplifiable only by a higher type of pirot,
provision must be made for y-states with contents in the specification of which
the newly introduced operator is embedded within the scope of another operator,
as in "x judges [if A or B, C]", or in "x accepts (if A, let it
be that B]". An obvious consequence of this requirement will be that
second-stage internalizations cannot be introduced singly; an embedded operator
must occur within the scope of another embeddable operator. The unembedded occurrences
of a new operator, for which translation back into the terminology of the
previous level of theory is possible, secure continuity between the new level
and the old; indeed, I suspect that it is a general condition on the
development of one theory from another that there should be cases of
"overlap" to ensure continuity, and cases of non-overlap to ensure
that a new theory has really been developed. Two observations remain to
be made. First, if we enquire what theoretical purpose is likely to be served
by endowing a type of pirot with the capacity for y-states the specification of
which involves embedded operators, one important answer is likely to be that
explanation of the ranges of behaviour to be assigned to that type of pirot
requires a capacity for a relatively high grade of inference, in which the
passage from premisses to conclusion is encompassed, so to speak, within a
single thought; the pirot has to be capable, for example, of thinking [since,
A, B, and C, then DJ. This capacity may well require otheraccepting (let it be
that Al, and from disjunctively judging (or-judging) [A, B] to judging [A or
B). So long as the operator introduced into a content-specification has maximum
scope in that specification, the result of second-stage internalization is
simply to produce a notational variant: "x judges (A or B]" is
semantically equivalent to "x disjunctively judges [A, B]", and if
matters rested here, there would be no advance to a new level of theory. To
reach a new level of theory, and so to reach y-states exemplifiable only by a
higher type of pirot, provision must be made for y-states with contents in the
specification of which the newly introduced operator is embedded within the
scope of another operator, as in "x judges [if A or B, C]", or in
"x accepts (if A, let it be that B]". An obvious consequence of this
requirement will be that second-stage internalizations cannot be introduced
singly; an embedded operator must occur within the scope of another embeddable
operator. The unembedded occurrences of a new operator, for which translation
back into the terminology of the previous level of theory is possible, secure
continuity between the new level and the old; indeed, I suspect that it is a
general condition on the development of one theory from another that there
should be cases of "overlap" to ensure continuity, and cases of
non-overlap to ensure that a new theory has really been developed. Two
observations remain to be made. First, if we enquire what theoretical purpose
is likely to be served by endowing a type of pirot with the capacity for
y-states the specification of which involves embedded operators, one important
answer is likely to be that explanation of the ranges of behaviour to be
assigned to that type of pirot requires a capacity for a relatively high grade
of inference, in which the passage from premisses to conclusion is encompassed,
so to speak, within a single thought; the pirot has to be capable, for example,
of thinking [since, A, B, and C, then DJ. This capacity may well require
other M-states generated by
internalization should conform to the restrictions propounded in Section VII;
that is to say, they should not be assigned to a pirot without (a) the
assignment to the pirot of behaviour the presence of which they will be required
to explain, and (b) a genitorial justification for the presence of that
behaviour in the pirot. If both generic and specific y-states are to be recognized by a theory,
each such state should figure non-trivially in laws of that theory. Second-stage internalization
should be invoked only when first-stage internalization is inadequate for
explanatory purposes. Where possible, full internalization should be reached by a standard
two-stage progression. VII. Higher-Order Psychological States In this
section I shall focus on just one of the modes of content-internalization, that
in which psychological concepts (or other counterparts in psychological theory)
are themselves internalized. I shall give three illustrations of the
philosophical potentialities of this mode of internal-ization, including a
suggestion for the solution of my third initial problem (Problem C), that of
the accommodation, within my approach, of the phenomena of privileged access
and incorrigibility. 1. As I have already remarked, it may be possible in
a sufficiently enriched theory to define concepts which have to be treated as
primitive in the theory's more impoverished predecessors. Given a type of pirot
whose behaviour is sufficiently complex as to require a psychological theory in
which psychological concepts, along with such other items as logical
connectives and quantifiers, are internalized, it will I think be possible to
define a variety of judging, which I shall call "judging*", in terms
of willing. I doubt if one would wish judging* to replace the previously
distinguished notion of judging; I suspect one would wish them to coexist; one
would want one's relatively advanced pirots to be capable not only of the
highly rational state of judging but also of the kind of judging exemplified by
lower types, if only in order to attribute to such advanced pirots implicit or
unconscious judgings. There may well be more than one option for the definition
of judging*; since my purpose is to illustrate a method rather than to make a
substantial proposal, I shall select a relatively simple way, which may not be
the best. The central ideal is that whereas the proper specification of a
(particularized) disposition, say a man's disposition to entertain his brother
if his brother comes to town, would be as a disposition to entertain his
brother if he believes that his brother has come to town (ct. the circularities
noted in Section I), no such emendation is required if we speak of a man's will
to entertain his brother if his brother comes to town. We may expect the man to
be disappointed if he discovers that his brother has actually come to town
without his having had the chance to entertain him, whether or not he was at
the time aware that his brother was in town. Of course, to put his will into
effect on a particular occasion, he will have to judge that his brother is in
town, but no reference to such a judgement would be appropriate in the
specification of the content of his will. Here, then, is the definition
which I suggest. x judges* that p just in case x wills as follows: given any
situation in which (i) x wills some end E, (ii) there are two non-empty classes
(K, and K2) of action-types such that the performance by x of an action-type
belonging to K, will realize E just in case p is true, and the performance by x
of a member of K, will realize E just in case p is false, (iji) there is no
third non-empty class (K3) of action-types, such that the performance by x of
an action-type belonging to K3 will realize E whether p is true or p is false:
then in such a situation x is to will that he perform some action-type
belonging to K,. Put more informally (and less accurately), x judges that p
just in case x wills that, if he has to choose between a kind of action which
will realize some end of his just in case p is true and a kind of action which
will realize that end just in case p is false, he should will to adopt some
action of the first kind. We might be able to use the idea of higher-order
states to account for a kind of indeterminacy which is frequently apparent in
our desires. Consider a disgruntled employee who wants more money; and suppose
that we embrace the idea (which may very well be misguided) of representing his
desire in terms of the notion of wanting that p (with the aid of quantifiers).
To represent him as wanting that he should have some increment or other, or
that he should have some increment or other within certain limits, may not do
justice to the facts; it might be to attribute to him too generic a desire,
since he may not be thinking that any increment, or any increment within
certain limits, would do. If, however, we shift from thinking in terms of
internal quantification to thinking in terms of external quantification, then
we run the risk of attributing to him too specific a desire; there may not be
any specific increment which is the one he wants; he may just not have yet made
up his mind. It is as if we should like to plant our (existential) quantifier
in an intermediate position, in the middle of the word 'want'; and that, in a
way, is just what we can do. We can suppose him (initially) to be wanting that
there be some increment (some increment within certain limits) such that he
wants that increment; and then, when under the influence of that want he has
engaged in further reflection, or succeeded in eliciting an offer from his
employer, he later reaches a position to which external quantification is
appropriate; that is, there now is some particular increment such that he wants
that increment. I shall now try to bring the
idea of higher-order states to bear on Problem C (how to accommodate
privilegedaccess and, maybe, incorrigibility). I shall set out in stages a
possible solution along these lines, which will also illustrate the application
of aspects of the genitorial programme. Stage 0. We start with pirots equipped
to satisfy unnested judgings and willings (i.e. whose contents do not involve
judging or willing). Stage 1. It would be advantageous to pirots if they
could have judgings and willings which relate to the judgings or willings of
other pirots; for example, if pirots are sufficiently developed to be able to
will their own behaviour in advance (form intentions for future action), it
could be advantageous to one pirot to anticipate the behaviour of another by
judging that the second pirot wills to do A (in the future). So we construct a
higher type of pirot with this capacity, without however the capacity for
reflexive states. Stage 2. It would be advantageous to construct a yet
higher type of pirot, with judgings and willings which relate to its own
judgings or willings. Such pirots could be equipped to control or regulate
their own judgings and willings; they will presumably be already constituted so
as to conform to the law that ceteris paribus if they will that p and judge
that not-p, then if they can, they make it the case that p. To give them some
control over their judgings and willings, we need only extend the application
of this law to their judgings and willings; we equip them so that ceteris paribus
if they will that they do not will that p and judge that they do will that p,
then (if they can) they make it the case that they do not will that p (and we
somehow ensure that sometimes they can do this). [It may be that the
installation of this kind of control would go hand in hand with the
installation of the capacity for evaluation; but I need not concern myself with
this now.] Stage 3. We shall not want these pirots to depend, inreaching
their second-order judgements about them-selves, on the observation of
manifestational be-haviour; indeed, if self-control which involves suppressing
the willing that p is what the genitor is aiming at, behaviour which
manifests a pirot's judging that it wills that p may be part of what he
hopes to prevent. So the genitor makes these pirots subject to the law that
ceteris paribus if a pirot judges (wills) that p, then it judges that it judges
(wills) that p. To build in this feature is to build in privileged access
to judgings and willings. To minimize the waste of effort which would be
involved in trying to suppress a willing which a pirot mistakenly judges itself
to have, the genitor may also build in conformity to the converse law, that
ceteris paribus if a pirot judges that it judges (wills) that P, then it judges
(wills) that p. Both of these laws however are only ceteris paribus laws; and
there will be room for counter-examples; in self-deception, for example, either
law may not hold (we may get a judgement that one wills that p without the
willing that p, and we may get willing that p without judging that one wills
that p-indeed, with judging that one does not will that p). Stage 4. Let
me abbreviate "x judges that x judges that p" by "x judges? that
p", and "x judges that x judges that x judges that p" by "x
judges" that p". Let us suppose that we make the not implausible
assumption that there will be no way of finding non-linguistic manifestational
behaviour which distinguishes judging? that p from judging that p. There
will now be two options: we may suppose that "judge? that p" is an
inadmissible locution, which one has no basis for applying; or we may suppose
that "x judges that p" and "x judges? that p" are
manifestationally equivalent, just because there can be no distinguishing
behavioural manifestation.The second option is preferable, if (a) we want to
allow for the construction of a (possibly later) type, a talking pirot, which
can express that it judges? that p; and (b) to maintain as a general (though
probably derivative) law that ceteris paribus if x expresses that & then x
judges that ф. The substitution of "x
judges? that p" for " p" will force the admissibility of "x
judges" that p". So we shall have to adopt as a law that x
judges" that piff x judges? that p. Exactly parallel reasoning will force
the adoption of the law that x judges that p if x judges? that p. If we
now define "x believes that p" as "x judges? that p", we
get the result that a believes that p iff x believes that x believes that p. We
get the result, that is to say, that beliefs are (in this sense) incorrigible,
whereas first-order judgings are only matters for privileged access.
VIII. Are Psychological Concepts Eliminable? I have tried to shed a
little light on the question 'How are psychological concepts related to
psychological theory and to psychological explanation?"; I have not, so
far, said anything about a question which has considerably vexed some of my
friends as well as myself. Someone (let us call him the eliminator) might say:
'You explicitly subscribe to the idea of thinking of psychological concepts as explicable
in terms of their roles in psychological laws, that is to say, in terms of
their potentialities for the explanation of behaviour. Y ou also subscribe to
the idea that, where there is a psychological explanation of a particular
behaviour, there is also a physiological explanation; with respect to pirots,
it is supposedly the business of the engineer to make psychological states
effective by ensuring that this condition holds. You must, however, admit that
the explanations of behaviour, drawn from pirot-physiology, which are
accessible to the engineer are, from a theoretical point of view, greatly
superior to those accessible to the genitor; theformer are, for example, drawn
from a more comprehensive theory, and from one which yields, or when fully
developed will yield, even in the area of behaviour, more numerous and more
precise predictions. So since attributions of psychological states owe any
claim to truth they may have to their potentialities for the explanation of
behaviour, and since these potentialities are inferior to the potentialities of
physiological states, Occam's Razor will dictate that attributions of
psychological states, to actual creatures no less than to pirots, should be
rejected en bloc as lacking truth (even though, from ignorance or to avoid
excessive labour, we might in fact continue to utter them). We have indeed come
face to face with the last gasp of Primitive Animism, namely the attempted
perpetuation of the myth that animals are animate.' The eliminator should
receive fuller attention than I can give him on this occasion, but I will
provide an interim response to him, in the course of which I shall hope to
redeem the promise, made in Section Il, to pursue a little further the idea
that the common-sense theory which underlines our psychological concepts can be
shown to be at least in some respects true. First, the eliminator's
position should, in my view, be seen as a particular case of canonical
scepticism, and should, therefore, be met in accordance with general principles
for the treatment of sceptical problems. It is necessary, but it is also
insufficient, to produce a cogent argument for the falsity of his conclusion;
if we confine ourselves to this kind of argumentation we shall find ourselves
confronted by the post-eliminator, who says to us 'Certainly the steps in your
refutation of the eliminator are validly made; but so are the steps in his
argument. A correct view of the matter is that from a set of principles
in which psychological concepts occur crucially, and through which those
concepts are delineated, it follows both that the eliminator is right and that
he is wrong; so much the worse, then, for the set of principles and for the
concepts;they should be rejected as incoherent. A satisfactory rebuttal of the eliminator's
position must, therefore, undermine his argument as well as overturn his
conclu-sion. In pursuit of the first of these objectives, let me remark
that, to my mind , to explain a phenomenon (or sequence of phenomena) P
is typically to explain P qua exemplifying some particular feature or
characteristic; and so one fact or system may explain P qua exemplifying
characteristic C, while another fact or system explains P qua exemplifying C2.
In application to the present case, it is quite possible that one system, the
physiology of the future, should explain the things we do considered as
sequences of physical movements, while another system, psychological theory,
explains the things we do considered as instances of sorts of behaviour. We
may, at this point, distinguish two possible principles concerning the
acceptability of systems of explanation: 1. If system S, is theoretically
more adequate, for the explanation of a class of phenomena P will respect to a
class of characteristics C, than is system S, for the explanation of & with
respect to C, then (other things being equal) S, is to be accepted and S, is to
be rejected. I have no quarrel with this principle. 2. If system S,
is theoretically more adequate, for the explanation of P with respect to C,
than is system S2 for the explanation of P with respect to Cz la different
class of characteristics], then (other things being equal) S, is to be accepted
and S, is to be rejected. The latter principle seems to me to lack
plausibility; in general, if we want to be able to explain P qua C2 (e.g. as
behaviour), our interest in such explanation should not be abandoned merely
because the kind of explanation available with respect to some other class of
characteristics is theoretically superior to the kind available with respect to
C2. The eliminator, however, will argue that, in the presentcase, what we have
is really a special case of the application of Principle 1; for since any Ca
(in Cz) which is exemplified on a given occasion has to be "realized"
on that occasion in some , (some sequence of physical movements), for which
there is a physiological explanation, the physiological explanation of the
presence of C, on that occasion is ipso facto an explanation of the presence of
C2 (the behavioural feature) on that occasion, and so should be regarded as
displacing any psychological explanation of the presence of Ca. To
maintain this position, the eliminator must be prepared to hold that if a
behavioural feature is, on an occasion, "realized" in a given type of
physical movement-sequence, then that type of movement-sequence is, in itself,
a sufficient condition for the presence of the behavioural feature; only so can
he claim that the full power and prestige of physiological explanation is transmitted
from movements to behaviour, thereby ousting psychological explanation. But it
is very dubious whether particular movement-sequences are, in general,
sufficient conditions for behavioural features, especially with respect to
those behavioural features the discrimination of which is most important for
the conduct of life. Whether a man with a club is merely advancing towards me
or advancing upon me may well depend on a condition distinct from the character
of his movements, indeed (it would be natural to suppose) upon a psychological
condition. It might of course be claimed that any such psychological condition
would, in principle, be re-expressible in psychological terms, but this claim
cannot be made by one who seeks not the reduction of psychological concepts but
their rejection: if psychological states are not to be reduced to physiological
states, the proceeds of such reduction cannot be used to bridge gaps between
movements and behaviour. The truth seems to be that the language of
behavioural description is part and parcel of the system to which psychological
explanation belongs, and cannot be prisedoff therefrom. Nor can the eliminator
choose to be hanged for a sheep rather than for a mere lamb, by opting to
jettison behavioural description along with psychological concepts; he himself
will need behavioural terms like "describe" and
"report" in order to formulate his non-recommendations (or
predictions); and, perhaps more importantly, if there is (or is to be) strictly
speaking no such thing as the discrimination of behaviour, then there are (or
are to be) no such things as ways of staying alive, either to describe or to
adopt. Furthermore, even if the eliminator were to succeed in bringing
psychological concepts beneath the baleful glare of Principle 1, he would only
have established that other things being equal psychological concepts and
psychological explanation are to be rejected. But other things are manifestly
not equal, in ways which he has not taken into account. It is one thing to
suggest, as I have suggested, that a proper philosophical understanding of
ascriptions of psychological concepts is a matter of understanding the roles of
such concepts in a psychological theory which explains behaviour; it is quite
another thing to suppose that creatures to whom such a theory applies will (or
should) be interested in the ascription of psychological states only because of
their interest in having a satisfactory system for the explanation of
behaviour. The psychological theory which I envisage would be deficient as a
theory to explain behaviour if it did not contain provision for interests in
the ascription of psychological states otherwise than as tools for explaining
and predicting behaviour, interests (for example) on the part of one creature
to be able to ascribe these rather than those psychological states to another
creature because of a concern for the other creature. Within such a theory it
should be possible to derive strong motivations on the part of the creatures
subject to the theory against the abandonment of the central concepts of the
theory (and so of the theory itself), motivations which the creatures would (or
should) regardas justified.? Indeed, only from within the framework of such a
theory, I think, can matters of evaluation, and so of the evaluation of modes
of explanation, be raised at all. If I conjecture aright, then, the entrenched
system contains the materials needed to justify its own entrenchment; whereas
no rival system contains a basis for the justification of anything at
all. We must be ever watchful against the devil of scientism, who would
lead us into myopic over-concentration on the nature and importance of
knowledge, and of scientific knowledge in particular; the devil who is even so
audacious as to tempt us to call in question the very system of ideas required
to make intelligible the idea of calling in question anything at all; and who
would even prompt us, in effect, to suggest that, since we do not really think
but only think that we think, we had better change our minds without undue
delay. * Let me illustrate with a little fable. The very eminent and very
dedicated neurophysiologist speaks to his wife. "My (for at least a little
while longer) dear," he says, "I have long thought of myself as an
acute and well-informed interpreter of your actions and behaviour. I think I
have been able to identify nearly every thought that has made you smile and
nearly every desire that has moved you to act. My researches, however, have
made such progress that I shall no longer need to understand you in this way.
Instead I shall be in a position, with the aid of instruments which I shall
attach to you, to assign to each bodily movement which you make in acting a
specific antecedent condition in your cortex. No longer shall I need to concern
myself with your so-called thoughts and feelings. In the meantime, perhaps you
would have dinner with me tonight. I trust that you will not resist if I bring
along some apparatus to help me to determine, as quickly as possible, the
physiological idiosyncracies which obtain in your system." I have a
feeling that the lady might refuse the proffered invitation. § I am
indebted to George Myro for the tenor of this remark, as well as for valuable
help with the substance of this section. H. P. Grice In his ‘Method,’ Grice
presents some of his ideas about how he wants to approach philosophical
psychology. Grice’s hope is, in effect, to sketch a whole system.
This is quite an undertaking, and Grice hope that you will bear with him
if in discharging it he occupies a little more of your time than is becoming in
holders of his august office. While Grice is sure that you
will be able to detect some affinities between my ideas and ideas to be found
in recent philosophy, Grice proposes to leave such comparisons to you.
Though at certain points Grice has had his eye on recent
discussions, the main influences on this part of his work have lain in the
past, particularly in Aristotle, Hume, and Kant. Grice has
the feeling that between them these philosophers have written a great deal of
the story, though perhaps not always in the most legible of hands.
Grice begins by formulating, in outline, a sequence of four particular problems
which Grice thinks an adequate philosophical psychology must be able to lay to
rest. One concerns the real or apparent circularity with which one
is liable to be faced if one attempts to provide an analysis of central
psychological concepts by means of an explicit definition.
Suppose that, like some philosophers of the not so distant past, we are
attracted by the idea of giving dispositional behaviouristic analyses of such
concepts, and that we make a start on the concept of belief.
As a first shot, we try the following, x believes that
p just in case x is disposed to act as if p were true.
In response to obvious queries about the meaning of the phrase,
'act as if p were true', we substitute, for Bi, Bz: x
believes that p just in case x is disposed, whenever x wants (desires) some end
E, to act in ways which will realize E given that p is true rather than in ways
which will realize E given that p is false. The precise form
which such a definition might take is immaterial to Grice’s present purpose,
provided that it has two features observable in Bz; first,
that a further psychological concept, that of wanting, has been introduced in
the definiens; and second, that to meet another obvious
response, the concept of belief itself has to be reintroduced in the
definiens. For the disposition associated with a belief that
p surely should be specified, not as a disposition to act in ways which will in
fact realize E given that p is true, but rather as a disposition to act in ways
which x believes will, given that p is true, realize E. One
who believes that p may often fail to act in ways that would realize E given
that p were true, because he is quite unaware of the fact that such actions
would realize E if p were true; and he may quite often act
in ways which would realize E only if p were false, because he mistakenly
believes that such ways would realize E if p were true. If we turn
to the concept of wanting, which B2 introduced into the definiens for belief,
we seem to encounter a parallel situation. Suppose we start
with W,: x wants E just in case x is disposed to act in ways
which will realize E rather than in ways which will realize the negation of
E. Precisely the same kind of objection as that just raised
in the case of belief seems to compel the introduction of the concept of belief
into the definiens of W, giving us W2: x wants E just in
case x is disposed to act in ways which x believes will realize E rather than
in ways which x believes will realize the negation of E. We now
meet the further objection that one who wants E can be counted on to act in
such ways as these only provided that there is no E' which he wants more than
E; if there is such an E, in any situation in which
& conflicts with & he may be expected to act in ways he thinks will
realize the negation of E. But the incorporation of any
version of this proviso into the definiens for wanting will reintroduce the
concept of wanting itself. The situation, then, seems to be that
if, along the envisaged behaviouristic lines, we attempt to provide explicit
definitions for such a pair of concepts as those of belief and wanting,
whichever member of the pair we start with we are driven into the very small
circle of introducing into the definiens the very concept which is being defined,
and also into the slightly larger circle of introducing into the definiens the
other member of the pair. The idea suggested to Grice by
this difficulty is that we might be well advised, as a first move, to abandon
the idea of looking for explicit definitions of central psychological concepts,
and look instead for implicit definitions, to be provided by some form of
axiomatic treatment; leaving open the possibility that, as a second move, this
kind of treatment might be made the foundation for a different sort of explicit
definition. Such a procedure might well preserve an
attractive feature of behaviouristic analyses, that of attempting to explain
psychological concepts by relatingthem to appropriate forms of behaviour, while
at the same time freeing us from the logical embarrassments into which such
analyses seem to lead us. We are now, however, faced with a
further question: if we are to think of certain psychological concepts as being
implicitly defined by some set of laws (or quasi-laws) in which they figure,
are we to attribute to such laws a contingent or a non-contingent status!
A look at some strong candidates for the position of being laws of
the kind which we are seeking seems merely to reinforce the question.
Consider the principle 'He who wills the end wills the means,'
some form of which seems to me to be the idea behind both of the behaviouristic
definitions just discussed; and interpret it as saying that anyone who wills
some end, and also believes that some action on his part is an indispensable
means to that end, wills the action in question. One might
be inclined to say that if anyone believed (really believed) that a certain
line of action was indispensable to the attainment of a certain end, and yet
refused to adopt that line of action, then that would count decisively against
the conceptual legitimacy of saying that it was really his will to attain that
end. To proceed in this way at least appears to involve
treating the principle as a necessary truth. On the other hand, one might also
be inclined to regard the principle as offering a general account of a certain
aspect of our psychological processes, as specifying a condition under which,
when our will is fixed on a certain object, it will be the case that it is also
fixed on a certain other object; to take this view of the principle seems like
regarding it as a psychological law and so as contingent.
Grice’s second problem is, then, this: how (without a blanket
rejection of the analytic/ synthetic distinction) are we to account for and, if
possible, resolve the ambivalence concerning their status with which we seem to
look upon certain principles involving psychological concepts? To
set this problem aside for a moment, the approach which Grice is interested in
exploring is that of thinking of certain central psychological concepts as
theoretical concepts; they are psychological concepts just because they are the
primitive concepts which belong to a certain kind of psychological theory
without also belonging to any presupposed theory (such as physiological
theory); and a psychological theory is a theory whose function is to provide,
in a systematic way, explanations of behaviour which differ from any
explanations of behaviour which may be provided by (or may some day be provided
by) any presupposed theory (such as physiological theory).
To explicate such psychological concepts is to characterize their role in
the theory to which they primarily belong, to specify (with this or that degree
of detail) the laws or quasi-laws in which they figure, and the manner in which
such laws are linked to behaviour. Now to say this much is
not to say anything very new; Grice is sure you have heard
this sort of thing before. It is also not to say very much;
all that has so far been given is a sketch of a programme for the philosophical
treatment of psychological concepts, not even the beginnings of a philosophical
treatment itself. What is needed is rather more attention to detail
than is usually offered by advocates of this approach; we need to pursue such
questions as what the special features of a psychological theory are, why such
a theory should be needed, what sort of laws or generalities it should contain,
and precisely how such laws may be used to explicate familiar psychological
terms. I shall be addressing myself to some of these questions in the remainder
of this address to you. But before any more is said, a further
problem looms. Grice can almost hear a murmur to the effect
that such an approach to philosophical psychology is doomed from the
start. Do we not have privileged access to our own beliefs
and desires? And, worse still, may it not be true that at
least some of our avowals of our beliefs and desires are incorrigible?
How, then, are such considerations as theseto be rendered
consistent with an approach which seems to imply that the justifiability of
attributing beliefs and desires to people (and maybe animals), including
ourselves, rests on the utility of the theory to which the concepts of belief
and desire belong, in providing desiderated explanations of behaviour? This is
Grice’s third problem ( Grice’s fourth problem, the Selection
Problem, is connected with a different and less radical objection to the
approach which I have just begun to sketch. Surely, it may be said,
it cannot be right to suppose that a conjunction of all the laws of a
psychological theory in which a psychological concept figures is what should be
used to explicate that concept. Even if we are in a position
to use some of these laws (which is not certain), we are not, and indeed never
shall be, in a position to use all of them. Moreover, some particular
laws are not going to be suitable. For all we know, some modification of one or
other of the following laws' might be a psychological law, possibly an
underived law: Optimism Law: the more one wants @ the more likely
one is to believe pOptimism/Pessimism Law: given condition C, the more one wants d, the
more likely one is to believe d; given condition C2, the more one wants ,
the less likely one is tobelieve . These do not seem the right kind of
laws to be used to explicate wanting and believing. We need some selective
principle: what is it? some General Aspects of the Relation betwee
sychological Theory and Psychological Concepi irst, a preliminary
observation: it we are seeking t xplicate psychological concepts by
relating them topsychological theory, the theory which we invoke should be one
which can be regarded as underlying our ordinary speech and thought about
psychological matters, and as such will have to be a part of
folk-science. There is no need to suppose that its structure
would be of a sort which is appropriate for a professional theory, nor even to
suppose that it would be a correct or acceptable theory; though I would hope
that there would be a way of showing that at least some central parts of it
would be interpretable within an acceptable professional theory in such a way
as to come out true in that theory, and that indeed this demand might constitute
a constraint on the construction of a professional theory.
This is perhaps a latter-day version of a defence of common sense in this
area.3 Let us unrealistically suppose, for the purposes of
schematic discussion, that we have a psychological theory which, when set out
in formal dress, contains a body of underived laws, the formulation of which
incorporates two primitive predicate-constants, J and V; these we want to
correspond, respectively, to two psychological terms
"judging" and "willing", which in their turn will serve as
a regimented base for the explication of such familiar notions as believing and
wanting. Let us think of J and V as correlated with, or ranging over,
"instantiables" leaving open the question whether these instantiables
are sets or properties, or both, or neither. Let us abbreviate the conjunction
of these laws by "L", and let us ignore for the moment the obvious
fact that any adequate theory along these lines would need to distinguish specific
sub-instantiables under J and V, corresponding to the diversity of specific
contents which judging and willing may take as modifications (as
"intentional objects"). How are we to envisage the terms
"judge" and "will" as being introduced? Two
closely related alternative ways suggest themselves. First,
what I shall call the way ofRamsified naming: 'There is just one J and just one
V such that L, and let J be called "judging" and V be called
"willing"? On this alternative, the uniqueness claim is essential,
since "judging" and "willing" are being assigned as names
for particular instantiables. The second altern-ative, which
I may call the way of Ramsified definition, can dispense with the uniqueness
claim. It will run: '(a) x judges just in case there is a J and there is a V
such that L, and x instantiates J; (b) x wills just in case there is a J and
there is a V such that L, and x instantiates V. We now have available a
possible explanation of the ambivalence we may feel with regard to the status
of certain psychological principles, which was the subject of Problem B. The
difference between the two alternative procedures is relatively subtle, and if
we do not distinguish them we may find ourselves under the pull of both.
But the first alternative will render certain psychological
principles contingent, while the second will render the same principles
non-contingent. Let me illustrate by using an even simpler and even less
realistic example. Suppose that a psychological law tells us that anyone in
state P hollers, and that we seek to use this law to introduce the term
"pain". On the first alternative, we have: there is just one P, such
that anyone in state P hollers, and let us call P "pain".
Since on this alternative we are naming the state P
"pain", if the utilized law is contingent, so will be the principle
'anyone who is in pain hollers.' If we use the second alternative, we shall
introduce "pain" as follows: * is in pain just in case there is a P
such that anyone in state P hollers and x is in state P. On this alternative it
will be non-contingently true that anyone who is in pain hollers. (For to be in
pain is to be in some state which involves hollering.) While this suggestion
may account for the ambivalence noted, it does not of course resolve it; to
resolve it, one would have to find a reason for preferring one of the
alternatives to the other. In a somewhat devious pursuit of such a
reason, let usenquire further about the character of the postulated
psychological instantiables—are they, or could they be, identifiable with
physical (physiological) instantiables? One possible position of a
sort which has been found attractive by some slightly impetuous physicalists
would be to adopt the first alternative (that of Ramsified naming) and to combine
it with the thesis that the J-instantiable is to be identified with one
physiological property and the V-instantiable with another such property.
This position at least appears to have the feature, to which some
might strongly object, of propounding a seemingly philosophical thesis which is
at the mercy of possible developments in physiology; and, one might add, the
prospects that such developments would be favourable to the thesis do not seem
to be all that bright. The adaptiveness of organisms may
well be such as to make it very much in the cards that different creatures of
the same species may, under different environmental pressures, develop
different sub-systems (even different sub-systems at different times) as the
physiological underlay of the same set of psychological instantiables, and that
a given physiological property may be the correlate in one sub-system of a
particular psychological instantiable, while in another it is correlated with a
different psychological instantiable, or with none at all. Such a
possibility would mean that a physiological property which was, for a
particular creature at a particular time, correlated with a particular
psychological instantiable would be neither a necessary nor a sufficient
condition for that instantiable; it would at best be sufficient (and perhaps
also necessary) for the instantiable within the particular kind of sub-system
prevailing in the creature at the time. The unqualified
identification of the property and the instantiable would now be
excluded. Faced with such a difficulty, a physicalist might resort
to various manoeuvres. He might seek to identify a particular
psychological instantiable with a disjunctive property, each disjoined
constituent of which is a property consistingin having a certain physiological
property in a certain kind of sub-system; or he might relativize the notion of
identity, for the purpose of psycho-physical identification, to types of
sub-systems; or he might abandon the pursuit of identification at the level of
instantiables, and restrict himself to claiming identities between individual
psychological events or states of affairs (e.g. Jones's believing at t that p)
and physiological events or states of affairs (e.g Jones's brain being in such
and such a state at t). But none of these shifts has the
intuitive appeal of their simplistic forebear. Moreover, each will be open to
variants of a familiar kind of objection. For example,
Jones's judging at noon that they were out to get him might well be a case of
judging something to be true on insufficient evidence; but (to use Berkeley's
phrase) it 'sounds harsh' to say that Jones's brain's being in such and such a
state at noon is a case of judging something to be true on insufficient
evidence. For Grice’s part, Grice would hope that a
much-needed general theory of categories would protect me against any thesis
which would require me either to license such locutions as the last or to
resort to a never-ending stream of cries of 'Opaque context!' in order to block
them. If the prime purpose of the notion of identity is, as
I believe it to be, to license predicate-transfers, one begins to look a little
silly if one first champions a particular kind of identifica-tion, and then
constantly jibs at the predicate-transfers which it seems to allow.
Such considerations as these can, I think, be deployed against the way
of Ramsified naming even when it is unaccompanied by a thesis about
psycho-physical identities. However unlikely it may be that the
future course of physiological research will favour any simple correlations
between particular psychological instantiables and particular physiological
properties, I do not see that I have any firm guarantee that it will not, that
it will never be established that some particular kind of brain state is
associated with, say, judging that snow is white. If so,
thenf I adopt the first alternative with its uniqueness claim, I ave no
firm guarantee against having to identity m brain's being in some particular
state with my judging that snow is white, and so being landed with the
embarrassments I have just commented upon. Since I am inclined to think that I
do in fact have such a guarantee (although at the moment I cannot lay my hands
on it), I am inclined to prefer the second alternative to the first.
As a pendant to the discussion just concluded, let me express two
prejudices. First, any psycho-physical identifications which are accepted will
have to be accepted on the basis of some known or assumed psycho-physical
correlations; and it seems to me that in this area all that philosophical
psychology really requires is the supposition that there are such correlations.
Whether they do or do not provide a legitimate foundation for identifications
seems to me to be more a question in the theory of identity than in the
philosophy of mind. Second, Grice is not greatly enamoured
of some of the motivations which prompt the advocacy of psycho-physical
identifications; I have in mind a concern to exclude such 'queer' or
"mysterious' entities as souls, purely mental events, purely mental
properties, and so forth. My taste is for keeping open house
for all sorts and conditions of entities, just so long as when they come in
they help with the housework. Provided that I can see them at
work, and provided that they are not detected in illicit logical behaviour
(within which I do not include a certain degree of indeterminacy, not even of
numerical indeterminacy), I do not find them queer or mysterious at all.
To fangle a new ontological Marxism, they work therefore they
exist, even though only some, perhaps those who come on the recommendation of
some form of transcendental argument, may qualify for the specially favoured
status of entia realissima. To exclude honest working
entities seems to me like metaphysical snobbery, a reluctance to be seen in the
company of any but the best objects.In this section I shall briefly discuss two
formal features which I think it might be desirable to attribute to some at
least of the laws or quasi-laws of the theory to be used to explicate
psychological concepts. Aristotle distinguished between
things which are so of necessity and things which are so for the most part, and
located in the second category things which are done. More or less
conformably with this position, I shall suggest that some or all of the laws
which determine psychological concepts are ceteris paribus laws, which resemble
probability generalizations in that they are defeasible, but differ from them
in that ceteris paribus laws do not assign weights. Grice
envisages a system which without inconsistency may contain a sequence
consisting of a head-law of the form A's are Z, and modifying laws of the form
A's which are B are Z' (where Z' is incompatible with Z), and of the form A's
which are B and C are Z, and so on. Analogous sequences can be constructed for
functional laws; if A, B, and Z are determinables we may have, in the same
system: things which are A to degree a are Z to degree f'
(a) things which are A to degree a and B to degree B are Z to a degree
which is the value of f (B, f' (a)) If we like, we can prefix
"ceteris paribus" to each such generality, to ensure that "A's
are Z" is not taken as synonymous with "All A's are Z." For any
such system a restriction on Modus Ponens is required, since we must not be
allowed to infer from A's are Z and x is both A and B to x is Z if A's which
are B are Z' (where Z' is incompatible with Z) is a law.
This restriction will be analogous to the Principle of Total Evidence
required for probabilistic systems; a first approximation might run as follows:
in applying a law of the system to an individualcase for the purpose of
detachment, one must select the law with the most specific antecedent which is
satisfied by the individual case. Two results of treating
psychological laws as ceteris paribus laws which will be attractive to me are
first that it can no longer be claimed that we do not know any psychological
laws because we do not know all the restrictive conditions, and second, that a
psychological theory may be included in a larger theory which modifies it;
modification does not require emendation. If a modifying sequence
terminates, then its constituent laws can be converted into universal laws;
otherwise not. If we hold a strong version of Determinism
(roughly, that there is an acceptable theory in which every phenomenon is
explained), we might expect the Last Trump to herald a Presidential Address in
which the Final Theory is presented, entirely free from ceteris paribus laws;
but if we accept only a weaker version, with reversed quantifiers (for every
phenomenon there is an acceptable theory in which it is explained), the
programme for Judgement Day will lose one leading attraction: Other items on the
agenda, however, may prove sufficiently exciting to compensate for this
loss. I suspect that even the latitude given to our prospective
psychological folk-theory by allowing it to contain or even consist of ceteris
paribus laws will not make it folksy enough. There is (or
was) in Empirical Psychology a generality called "The Yerkes-Dodson
Law"; based on experiments designed to test degrees of learning competence
in rats set to run mazes under water, after varying periods of initial
constraint, it states (in effect) that, with other factors constant, degrees of
learning competence are correlated with degrees of emotional stress by a
function whose values form a bell-curve. I have some
reluctance towards calling this statement the expression of a law, on the
grounds that, since it does not (and could not, given that quantitative
expression of degrees of competence and of stress is not available) specify the
function or functions in question, it states that there is a law of a certain
sortrather than actually state a law. But whether or not the
Yerkes-Dodson Law is properly so-called, it is certainly law-allusive'; and the
feature of being law-allusive is one which I would expect to find in the
psychological 'laws' to be used to explicate psychological concepts.
Semi-realistic Procedure for Introducing some Psychological
Concepts Grice turns now to the task of outlining, in a
constructive way, the kind of method by which, in accordance with my programme,
particular psychological concepts, and linguistic expressions for them, might
be introduced; I shall take into account the need to clarify the routes by
which psychological sub-instantiables come to be expressed by the combination
of a general psychological verb and a complement which specifies content. My
account will be only semi-realistic, since I shall consider the psychological
explanation of only a very rudimentary sample of behaviour, and even with
respect to that sample a proper explanation would involve apparatus which I omit-for
example, apparatus to deal with conceptual representation and with the fact
that motivations towards a particular sort of behaviour may be
frustrated. But since I am attempting only to illustrate a
general method, not to make substantial proposals, these over-simplifications
should not matter. I construct my account as if I espoused the first
alternative discussed in Section II (the way of Ramsified naming) rather than
the second, since that considerably simplifies exposition: a transition to the
second alternative can, of course, be quite easily effected. Let
us suppose that a squarrel (a creature something like a squirrel) has some nuts
in front of it, and proceeds to gobble them; and that we are interested in the
further explanation of this occurrence. Let us call the squarrel
"Toby". Our ethological observations of Toby, and
ofother squarrels, tell us that Toby and other squarrels often gobble nuts in
front of them, and also other things besides nuts, and indeed that they are
particularly liable to do some gobbling after a relatively prolonged period in
which they have done no gobbling at all. On the basis of these
observations, and perhaps a range of other observations as well, we decide that
certain behaviour of squarrels, including Toby's gobbling nuts in front of him,
are suitable subjects for psychological explanation; so we undertake to
introduce some theoretical apparatus which can be used to erect an explanatory
bridge between Toby's having nuts in front of him, and his gobbling them.
We make the following postulations (if we have not already made
them long ago): That the appropriate explanatory laws will refer
to three instantiables P, J, and V which (we stipulate) are to be labelled
respectively "prehend", "join", and "will"
That for any type of creature T
there is a class N of kinds of thing, which is a class of what (we stipulate)
shall be called "necessities for T", and that N (in N) is a necessity
for T just in case N is vital for T, that is, just in case any member of T
which suffers a sufficiently prolonged non-intake of N will lose the
capacity for all of those operations (including the intake of N), the capacity
for which is constitutive of membership of T [in a fuller account this
condition would require further explication). That if N is a
necessity for T, then ceteris paribus a moderately prolonged non-intake of N on
the part of a member (x) of T will cause x to instantiate a particular
sub-instantiable V; of "will", x's instantiation of which will
(ceteris paribus) be quenched by a moderately prolonged intake of N; and (we
stipulate) V; shall be called "will for N" (or, if you like,
"willing N"). That for any member x (e.g. Toby) of any
creature-type T (e.g. squarrels) there is a class f of object-types (which, we
stipulate, is a class of what shall be called"object-types familiar to
x"); a class R of relations (a class of what shall be called
"relations familiar to x"), and a class  of action-types (a class of
what shall be called "action-types in the repertoire of x"), which
satisfy the following conditions: that there are two ways (if you
like, functions) w, and w, such that ceteris paribus if an instance of an
object-type F (familiar to x) is related to x by a relation R (familiar to x),
then this causes x to instantiate a sub-instantiable of prehending which
corresponds in ways w, and we to F and R respectively; which sub-instantiable
(we stipulate) shall be called "prehending an F as R" le.g.
"prehending nuts as in front"]. that ceteris paribus if, for
some N [e.g. 'squarrel-food'] which is a necessity for x's type, for some A
which is in x's repertoire, and for some F and R familiar to x, x has
sufficiently frequently, when instantiating will for N, performed A upon
instances of F which have been related by R to x, and as a result has ceased to
instantiate will for N: then x instantiates a corresponding [corresponding to
N, A, F, R] sub-instantiable of joining; which sub-instantiable shall be called
"joining N with A and F and R". We can now formulate an
"overall" law (a "PJV Law"), in which we no longer need to
restrict N, A, F, and R to members of classes connected in certain ways with a
particular creature or type of creature, as follows: Ceteris parious,
a creature x which wills N, prehends an F as R, and joins N and A and F and R,
performs A. Finally, we can introduce "judging" by
derivation from joining"; we stipulate that if x joins N with
A and F and R, then we shall speak of x as judging A, upon-F-in-R, for N le.g.
judging gobbling, upon nuts (in) in front, for squarrel-food).
AdWe now have the desired explanatory bridge. Toby has nuts in
front of him; (ii) Toby is short on squarrel-food (observed or assumed);
so (iii) Toby wills squarrel-food [by postulate 3, connect-ing will with
intake of N;(iv) Toby prehends nuts as in front [from (i) by postulate 4(a), if
it is assumed that nuts and in front are familiar to Toby);v) Toby joins
squarrel-food with gobbling and nuts and in front (Toby judges gobbling, on
nuts in front, for squarrel-food) [by postulate 4(b), with the aid of prior
observation]; so, by the PJV Law, from (iii), (iv), and (v), (vi) Toby
gobbles; and, since nuts are in front of him gobbles the nuts in front of
him. I shall end this section by some general remarks about the procedure
just sketched. The strategy is relatively simple; we invoke certain
ceteris paribus laws in order to introduce particular psychological
sub-instantiables and their specification by reference to content: thus
"willing N" is introduced as the specific form of willing which is
dependent on the intake and deprivation of a necessity N, "prehending F as
R" as the variety of prehension which normally results from an F being R
to one, and similarly for "joining". Then we use a further
"overall" ceteris paribus law to eliminate reference to the
psychological instantiables and to reach the behaviour which is to be
explained. A more developed account would (no doubt) bring in intermediate laws,
relating simply to psychological instantiables and not also to features of the
common world. The generalities used have at various points the
'law-allusiveness' mentioned in Section III. Every reference to, for example,
'a sufficiently prolonged deprivation', 'a sufficiently frequent performance',
or to 'correspondencein certain ways' in effect implies a demand on some more
developed theory actually to produce laws which are here only asserted to be
producible. The psychological concepts introduced have been
defined only for a very narrow range of complements. Thus, judging
has so far been defined only for complements which correspond in a certain way
with those involved in the expression of hypothetical judgements (judging is,
one might say, so far only a species of "if-judging"; and
"will" has been defined, so far, only for complements
specifying necessities. Attention would have to be given to the provision of
procedures for extending the range of these concepts. 4. If the
procedure is, in its general character, correct (and I have not even attempted
to show that it is), the possibility of impact on some familiar philosophical
issues is already discernible. To consider only "prehension", which
is intended as a prototype for perception: "Prehending F as R"
lacks the existential implication that there is an F which is R to the
prehender; this condition could be added, but it would be added. This might
well please friends of sense-data. The fact that reference to
physical situations has to be made in the introduction of expressions for
specific prehensions might well be very unwelcome to certain
phenomenalists. The fact that in the introduction of expressions for
specific prehensions a demand is imposed on a further theory to define
functions mapping such pre-hensions on to physical situations might well prove
fatal to a sceptic about the material world. How can such a sceptic, who is
unsceptical about descriptions of sense-experience, combine the demand implicit
in such descriptions with a refusal to assent to the existence of the physical
situations which, it seems, the further theory would require in order to be in
a position to meet the demand?I have so far been occupying myself with
questions about the structure of the kind of psychological theory which would
fulfil the function of bestowing the breath of life on psychological concepts.
I shall move now to asking by what methods one might hope to arrive at an
acceptable theory of this sort. One procedure, which I do not in
the least despise, would be to take as a body of data our linguistic intuitions
concerning what we would or would not be prepared to say when using
psychological terms; then, as a first stage, to look for principles (perhaps
involving artificially constructed concepts) which would seem to generalize the
features of this or that section of our discourse, making adjustments when
provisionally accepted principles lead to counter-intuitive or paradoxical
results; and, as a second stage, to attempt to systematize the principles which
have emerged piecemeal in the first stage, paying attention to the adequacy of
a theory so constructed to account for the data conformably with general
criteria for the assessment of theories. This would be to operate in two stages
approximately corresponding to what the Greeks called the "analytic"
(or "dialectical" and the "synthetic" procedures.
I am, for various reasons, not happy to confine myself to these methods.
In applying them, many alternative theoretical options may be available, which
will often be difficult to hit upon. I would like, if it is possible, to find a
procedure which would tell me sooner and louder if I am on the right track, a
procedure, indeed, which might in the end tell me that a particular theory is
the right one, by some test beyond that of the ease and elegance with which it
accommodates the data. I suspect that a dividend of this sort was what Kant
expected transcendental arguments to yield, and I would like a basis for the
construction of some analogue of transcendental arguments. I am alsoinfluenced
by a different consideration. I am much impressed by the fact that arrays of
psychological concepts, of differing degrees of richness, are applicable to
creatures of differing degrees of complexity, with human beings (so far) at the
peak. So I would like a procedure which would do justice to this kind of
continuity, and would not leave me just pursuing a number of separate
psychological theories for different types of creatures. The
method which I should like to apply is to construct (in imagination, of
course), according to certain principles of construction, a type of creature,
or rather a sequence of types of creature, to serve as a model (or models) for
actual creatures. My creatures I call pirots (which, Russell and Carnap have
told us, are things which karulize elatically). The general idea
is to develop sequentially the psychological theory for different brands of
pirot, and to compare what one thus generates with the psychological concepts
we apply to suitably related actual creatures, and when inadequacies appear, to
go back to the drawing-board to extend or emend the construction (which of
course is unlikely ever to be more than partial). The principles
of pirot-construction may be thought of as embodied in what I shall call a
genitorial programme, the main aspects of which I shall now formulate.
We place ourselves in the position of a genitor, who is engaged in
designing living things (or rather, as I shall say, operants). An operant may,
for present purposes, be taken to be a thing for which there is a certain set
of operations requiring expenditure of energy stored in the operant, a
sufficient frequency of each operation in the set being necessary to maintain
the operant in a condition to pertorm any in the set le. to avoid becoming an
ex-operant). Specific differences within such sets will determine different
types of operant. The genitor will at least have to design them with a view to
their survival (continued operancy); for, on certain marginal assumptions which
it will be reasonable for us to make but tediousfor me to enumerate, if an
operant (x) is not survival-oriented, there is no basis for supposing it to
exist at all; since (by the assumption) x has to be produced in some way or
other by other operants of the type, x will not exist unless pro-genitors are
around to produce it; and if they are to have the staying power (and other
endowments) required for x's production, x, being of the same type, must be
given the same attributes. So in providing for the individual
x, some provision for the continuation of the type is implicit. In order to
achieve economy in assumptions, we shall suppose the genitor to be concerned
only to optimize survival chances. Since the genitor is
only a fiction, he is to be supposed only to design, not to create. In order
that his designs should be useful to philosophical psychology, he must be
supposed to pass his designs on to the engineer (who, being also a fiction,
also does not have the power to create): the function of the engineer is to
ensure that the designs of the genitor can be realized in an organism which
behaves according to pre-psychological laws (e.g. those of physics and
physiology). Since the genitor does not know about
engineering, and since he does not want to produce futile designs, he had
better keep a close eye on the actual world in order to stay within the bounds
of the possible. The mode of construction is to be thought of as
being relative to some very generally framed "living-condition"
concerning the relation of a pirot to its environment; the operations the
capacity for which determines the type of the pirot are to be those which,
given the posited condition, constitute the minimum which the pirot would
require in order to optimize the chances of his remaining in a condition to
perform just those operations. Some pirots (plant-like) will
not require psychological apparatus in order that their operations should be
explicably performed; others will. Within the latter class, an ascending order
of psychological types would, I hope, be generated by increasing the degree of
demandingness in the determiningcondition. I cannot specify, at present, the
kind of generality which is to attach to such conditions; but I have in mind
such a sequence as operants which do not need to move at all to absorb sources
of energy, operants which only have to make posture changes, operants which,
because the sources are not constantly abundant, have to locate those sources,
and (probably a good deal later in the sequence) operants who are maximally
equipped to cope with an indefinite variety of physiologically tolerable
environments (i.e., perhaps, rational pirots). Further types
(or sub-types) might be generated by varying the degree of effectiveness
demanded with respect to a given living-condition. Aristotle
regarded types of soul (as I would suppose, of living thing) as forming a
"developing series". I interpret that idea as being the supposition
that the psychological theory for a given type is an extension of, and
includes, the psychological theory of its predecessor-type.
The realization of this idea is at least made possible by the assumption
that psychological laws may be of a ceteris paribus form, and so can be
modified without emendation. If this aspect of the programme can be made good,
we may hope to safeguard the unity of psychological concepts in their
application to animals and to human beings. Though (as
Wittgenstein noted) certain animals can only expect such items as food, while
men can expect a drought next summer, we can (if we wish) regard the concept of
expectation as being determined not by the laws relating to it which are found
in a single psychological theory, but by the sequences of sets of laws relating
to it which are found in an ascending succession of psychological
theories. Since the genitor is only to install psychological
apparatus in so far as it is required for the generation of operations which
would promote survival in a posited living-condition, no psychological concept
can be instantiated by a pirot without the supposition of behaviour which
manifests it. An explanatory concept has no hold if there is
nothing for it to explain. This is why 'inner states must
have outward manifestations'. Finally, we may observe that
we now have to hand a possible solution of the Selection Problem (D).
Only those laws which can be given a genitorial justification
(which fall within 'Pure Psychology') will be counted as helping to determine a
psychological concept. It is just because one is dubious about providing such a
justification for theenvisaged "Optimism" laws that one is reluctant
to regard either of them as contributing to the definition of believing and
wanting. Kant thought that, in relation to the philosophy of
nature, ideas of pure reason could legitimately be given only a regulative
employment; somewhat similarly, as far as philosophical psychology is
concerned, I think of the genitorial programme (at least in the form just
characterized) as being primarily a heuristic device. Grice
would, however, hope to be able to retain a less vivid reformulation of it, in
which references to the genitor's purposes would be replaced by references to
final causes, or (more positivistic-ally) to survival-utility; this
reformulation I would hope to be able to use to cope with such matters as the
Selection problem. But (also much as Kant thought with
respect to ideas of pure reason) when it comes to ethics the genitorial
programme, in its more colourful form, just may have a role which is not purely
heuristic. The thought that if one were genitor, one would
install a certain feature which characteristically leads to certain forms of
behaviour might conceivably be a proper step in the evaluation of that feature
and of the associated behaviour. Let me be a little more explicit,
and a great deal more speculative, about the possible relation to ethics of my
programme for philosophical psychology. I shall suppose that the genitorial
programme has been realized to the point at which we have designed a class of
pirots which, nearly following Locke (Essay, i. 27. 8), I might call
'veryintelligent rational pirots. These pirots will be
capable of putting themselves in the genitorial position, of asking how, if
they were constructing themselves with a view to their own survival, they would
execute this task; and if we have done our work aright, their answer will be
the same as ours. In virtue of the rational capacities and dispositions which
we have given them, and which they would give themselves, each of them will
have both the capacity and the desire to raise the further question 'Why go on
surviving?; and (I hope) will be able to justify his continued existence by
endorsing (in virtue of the aforementioned rational capacities and
dispositions) a set of criteria for evaluating and ordering ends, and by
applying these criteria both to ends which he may already have, as indirect
aids to survival, and to ends which are yet to be selected; such ends, I may
say, will not necessarily be restricted to concerns for himself.
The justification of the pursuit of some system of ends would, in its
turn, provide a justification for his continued existence. We
might, indeed, envisage the contents of a highly general practical manual,
which these pirots would be in a position to compile; this manual, though
perhaps short, might serve as a basis for more specialized manuals to be
composed when the pirots have been diversified by the harsh realities of actual
existence. The contents of the initial manual would have
various kinds of generality which are connected with familiar discussions of
universalizability. The pirots have, so far, been endowed only
with the characteristics which belong to the genitorially justified
psychological theory; so the manual will have to be formulated in terms of the
concepts of that theory, together with the concepts involved in the very
general description of living-conditions which have been used to set up that
theory; the manual will therefore have conceptual generality.
There will be no way of singling out a special subclass of addresses, so
the injunctions of the manual will have to be addressed, indifferently, to any
very6:intelligent rational pirot, and will thus have generality of form.
And since the manual can be thought of as being composed by each
of the so far indistinguishable pirots, no pirot would include in the manual
injunctions prescribing a certain line of conduct in circumstances to which he
was not likely to be subject; nor indeed could he do so, even if he
would. So the circumstances for which conduct is prescribed
could be presumed to be such as to be satisfied, from time to time, by any
addressee; the manual, then, will have generality of application.
Such a manual might, perhaps, without ineptitude be called an IMMANUEL; and the
very intelligent rational pirots, each of whom both composes it and from time
to time heeds it, might indeed be ourselves (in our better moments, of course).
Type-Progression in Pirotology:
Content-Internalization Grice’s purpose in this section is
to give a little thought to the question 'What are the general principles
exemplified, in creature-construction, in progressing from one type of pirot to
a higher type? What kinds of steps are being made?' The
kinds of step with which I shall deal here are those which culminate in a
licence to include, within the specitication of the content of the
psychological state of certain pirots, a range of expressions which would be
inappropriate with respect to lower pirots; such expressions include
connectives, quantifiers, temporal modifiers, mood-indicators, modal operators,
and (importantly) names of psychological states like "judge" and
"will"; expressions the availability of which leads to the structural
enrichment of specifications of content. In general, these
steps will be ones by which items or ideas which have, initially, a legitimate
place outside the scope of psychological instantiables (or, if you will, the
expressions forI am disposed to regard as prototypical the sort of natural
disposition which Hume attributes to us, and which is very important to him;
namely, the tendency of the mind 'to spread itself upon objects', to project
into the world items which, properly (or primitively) considered, are really
features of our states of mind. Though there are other
examples in his work, the most famous case in which he tries to make use of
this tendency to deal with a philosophical issue is his treatment of necessity;
the idea of necessary connection is traced (roughly) to an internal impression
which attends the passage of the mind from an idea or impression to an
associated idea. Grice is not wholly happy about Hume's
characterization of this kind of projection, but what I have to say will bear
at least a generic resemblance to what may be found in Hume. The
following kinds of transition seem to me to be characteristic of
internalization. References to psychological states (-states) may
occur in a variety of linguistic settings which are also appropriate to
references to states which have no direct connection with psychology.
Like volcanic eruptions, judgings or willings may be assigned both
more precise and less precise temporal locations (e.g. last Thursday or next
Tuesday, in the future or in the past); sometimes specifications of degree will
be appropriate; judging (A] or willing [A] may be assigned a cause or an
effect; and references to such y-states will be open to logical operations such
as negation and disjunction. To suppose that a creature
will, in the future, judge (A), or that he either judges [A] or judges (B), is
obviously not to attribute to him a judging distinct from judging (Al, or trom
judging[A] and from judging [B]; nevertheless, we can allow a transition from
these attributions to the attribution ofwhich occur legitimately outside the
scope of psychological verbs) come to have a legitimate place within the scope
of such instantiables: steps by which (one might say) such items or ideas come
to be internalizedI am disposed to regard as prototypical the sort of natural
disposition which Hume attributes to us, and which is very important to him;
namely, the tendency of the mind 'to spread itself upon objects', to project
into the world items which, properly (or primitively) considered, are really
features of our states of mind. Though there are other
examples in his work, the most famous case in which he tries to make use of
this tendency to deal with a philosophical issue is his treatment of necessity;
the idea of necessary connection is traced (roughly) to an internal impression
which attends the passage of the mind from an idea or impression to an
associated idea. I am not wholly happy about Hume's characterization of this
kind of projection, but what I have to say will bear at least a generic
resemblance to what may be found in Hume. The following kinds of
transition seem to me to be characteristic of internalization. References to
psychological states (-states) may occur in a variety of linguistic settings
which are also appropriate to references to states which have no direct
connection with psychology. Like volcanic eruptions, judgings or willings may
be assigned both more precise and less precise temporal locations (e.g. last
Thursday or next Tuesday, in the future or in the past); sometimes
specifications of degree will be appropriate; judging [A] or willing [A] may be
assigned a cause or an effect; and references to such y-states will be open to
logical operations such as negation and disjunction. To
suppose that a creature will, in the future, judge [A], or that he either
judges [A] or judges (B], is obviously not to attribute to him a judging
distinct from judging [A], or from judging[A] and from judging [B]; nevertheless,
we can allow a transition from these attributions to the attribution ofjudgings
which are distinct, viz. of "future-judging [A]"(expecting [A]) and
of "or-judging [A, B]" Since these arenew y-states, they will be open
to the standard range of linguistic settings for references to y-states; a
creature may now (or at some time in the future) future-judge [A](or past-judge
[A]). There will be both a semantic difference and a
semantic connection (not necessarily the same for every case) between the
terminology generated by this kind of transition and the original from which it
is generated; while "x or-judges [A, B]" will not require the truth
of "x judges (A] or x judges (B]", there will be a connection of
meaning between the two forms of expres-sion; if a creature x or-judges its
potential prey as being [in the tree, in the bush], we may expect x to wait in
between the tree and the bush, constantly surveying both; or-judging [A, B]
will, in short, be typically manifested in behaviour which is appropriate
equally to the truth of A and to the truth of B, and which is preparatory for
behaviour specially appropriate to the truth of one of the pair, to be evinced
when it becomes true either that x judges [A] or that x judges [B].
This kind of transition, in which an "extrinsic" modifier
attachable to y-expressions is transformed into (or replaced by) an
"intrinsic" modifier (one which is specific-atory of a special
(-state), I shall call first-stage internal-ization. It should be
apparent from the foregoing discussion that transitions from a lower type to a
higher type of pirot will often involve the addition of diversifications of a
y-state to be found undiversified in the lower type of pirot; we might proceed,
for example, from pirots with a capacity for simple judging to pirots with a
capacity for present-judging (the counterpart of the simple judging of their
predecessors), and also for future-judging (primitive expecting) and for
past-judging (primitive remembering). It may be possible always to
represent developmental steps in this way; but I am not yet sure of this. It
may be thatsometimes we should attribute to the less-developed pirot two
distinct states, say judging and willing; and only to a more developed pirot do
we assign a more generic state, say accepting, of which, once it is introduced,
we may represent judging and willing as specific forms (judicatively accepting
and volitively accepting). But by whatever route we think of
ourselves as arriving at it, the representation within a particular level of
theory of two or more y-states as diversifications of a single generic y-state
is legitimate, in my view, only if the theory includes laws relating to the
generic -state which, so far from being trivially derivable from laws relating
to the specific -states, can be used to derive in the theory, as special cases,
some but not all generalities which hold for the specific y-states. Wemight,
for example, justity the attribution to a pirot of the generic y-state of
accepting, with judging and willing as diversifications, by pointing to the
presence of such a law as the following: ceteris paribus, if x or-accepts (in
mode m of acceptance) [A, B], and x negatively accepts, in mode m, [A], then x
positively accepts, in mode m, [B]. From this law we could derive
that, ceteris paribus, (a) if x or-judges [A, B] and negatively judges [A],
then x positively judges [B]; and (b) if x or-wills [A, B] and negatively wills
[A], then x positively wills (BJ. ( (a) and (b) are, of course, psychological
counterparts of mood-variant versions of modus tollendo ponens.) A
further kind of transition is one which I shall label second-stage
internalization. It involves the replacement of an "intrinsic"
modifier, which signifies a differentiating feature of a specific y-state, by a
corresponding operator within the content-specifications for a less specific
v-state. If, for example, we have reached by first-stage
internalization the -state of future-judging [A], we may proceed by
second-stage internalization to the y-state of judging [in the future, A]:
similarly, we may proceed from judging (judicatively accepting) [A] to
accepting [it is the case that Al, from willing (volitively accepting) [A]
toaccepting (let it be that Al, and from disjunctively judging (or-judging) [A,
B] to judging [A or B). So long as the operator introduced
into a content-specification has maximum scope in that specification, the
result of second-stage internalization is simply to produce a notational
variant: x judges (A or B]" is semantically equivalent to
"x disjunctively judges [A, B]", and if matters rested here, there
would be no advance to a new level of theory. To reach a new
level of theory, and so to reach y-states exemplifiable only by a higher type
of pirot, provision must be made for y-states with contents in the
specification of which the newly introduced operator is embedded within the
scope of another operator, as in "x judges [if A or B, C]", or in
"x accepts (if A, let it be that B]". An obvious
consequence of this requirement will be that second-stage internalizations
cannot be introduced singly; an embedded operator must occur within the scope
of another embeddable operator. The unembedded occurrences
of a new operator, for which translation back into the terminology of the
previous level of theory is possible, secure continuity between the new level
and the old; indeed, Grice suspects that it is a general
condition on the development of one theory from another that there should be
cases of "overlap" to ensure continuity, and cases of non-overlap to
ensure that a new theory has really been developed. Two
observations remain to be made. First, if we enquire what theoretical purpose
is likely to be served by endowing a type of pirot with the capacity for y-states
the specification of which involves embedded operators, one important answer is
likely to be that explanation of the ranges of behaviour to be assigned to that
type of pirot requires a capacity for a relatively high grade of inference, in
which the passage from premisses to conclusion is encompassed, so to speak,
within a single thought; the pirot has to be capable, for example, of thinking
[since, A, B, and C, then DJ. This capacity may well require
otheraccepting (let it be that Al, and from disjunctively judging (or-judging)
[A, B] to judging [A or B). So long as the operator introduced into a
content-specification has maximum scope in that specification, the result of
second-stage internalization is simply to produce a notational variant:
"x judges (A or B]" is semantically equivalent to "x
disjunctively judges [A, B]", and if matters rested here, there would be
no advance to a new level of theory. To reach a new level of
theory, and so to reach y-states exemplifiable only by a higher type of pirot,
provision must be made for y-states with contents in the specification of which
the newly introduced operator is embedded within the scope of another operator,
as in "x judges [if A or B, C]", or in "x accepts (if A, let it
be that B]". An obvious consequence of this requirement
will be that second-stage internalizations cannot be introduced singly; an
embedded operator must occur within the scope of another embeddable
operator. The unembedded occurrences of a new operator, for
which translation back into the terminology of the previous level of theory is
possible, secure continuity between the new level and the old; indeed, I
suspect that it is a general condition on the development of one theory from
another that there should be cases of "overlap" to ensure continuity,
and cases of non-overlap to ensure that a new theory has really been
developed. Two observations remain to be made.
First, if we enquire what theoretical purpose is likely to be served by
endowing a type of pirot with the capacity for y-states the specification of
which involves embedded operators, one important answer is likely to be that
explanation of the ranges of behaviour to be assigned to that type of pirot
requires a capacity for a relatively high grade of inference, in which the
passage from premisses to conclusion is encompassed, so to speak, within a
single thought; the pirot has to be capable, for example, of thinking [since,
A, B, and C, then DJ. This capacity may well require other M-states generated by
internalization should conform to the restrictions propounded in Section VII;
that is to say, they should not be assigned to a pirot without
the assignment to the pirot of behaviour the presence of which they will
be required to explain, and a genitorial justification for
the presence of that behaviour in the pirotIf both generic and specific
y-states are to be recognized by a theory, each such state should figure
non-trivially in laws of that theory. Second-stage internalization
should be invoked only when first-stage internalization is inadequate for
explanatory purposes. Where possible, full internalization should be reached
by a standard two-stage progression. VII. Higher-Order
Psychological States In this section Grice focuses on just one of
the modes of content-internalization, that in which psychological concepts (or
other counterparts in psychological theory) are themselves internalized.
I shall give three illustrations of the philosophical
potentialities of this mode of internal-ization, including a suggestion for the
solution of my third initial problem (Problem C), that of the accommodation,
within my approach, of the phenomena of privileged access and
incorrigibility. As I have already remarked, it may be possible in
a sufficiently enriched theory to define concepts which have to be treated as
primitive in the theory's more impoverished predecessors.
Given a type of pirot whose behaviour is sufficiently complex as to
require a psychological theory in which psychological concepts, along with such
other items as logical connectives and quantifiers, are internalized, it will I
think be possible to define a variety of judging, which I shall call
"judging*", in terms of willing. I doubt if one
would wish judging* to replace the previously distinguished notion of judging;
I suspect one would wish them to coexist; one would want one's relatively
advanced pirots to be capable not only of the highly rational state of judging
but also of the kind of judging exemplified by lower types, if only in order to
attribute to such advanced pirots implicit or unconscious judgings.
There may well be more than one option for the definition of
judging*; since my purpose is to illustrate a method rather than to make a
substantial proposal, I shall select a relatively simple way, which may not be
the best. The central ideal is that whereas the proper
specification of a (particularized) disposition, say a man's disposition to
entertain his brother if his brother comes to town, would be as a disposition
to entertain his brother if he believes that his brother has come to town (ct.
the circularities noted in Section I), no such emendation is required if we
speak of a man's will to entertain his brother if his brother comes to
town. We may expect the man to be disappointed if he
discovers that his brother has actually come to town without his having had the
chance to entertain him, whether or not he was at the time aware that his
brother was in town. Of course, to put his will into effect
on a particular occasion, he will have to judge that his brother is in town,
but no reference to such a judgement would be appropriate in the specification
of the content of his will. Here, then, is the definition which I suggest.
x judges* that p just in case x wills as follows: given any situation in which
(i) x wills some end E, (ii) there are two non-empty classes (K, and K2) of
action-types such that the performance by x of an action-type belonging to K,
will realize E just in case p is true, and the performance by x of a member of
K, will realize E just in case p is false, (iji) there is no third non-empty
class (K3) of action-types, such that the performance by x of an action-type
belonging to K3 will realize E whether p is true or p is false: then in such a
situation x is to will that he perform some action-typebelonging to K,.
Put more informally (and less accurately), x judges that p just in
case x wills that, if he has to choose between a kind of action which will
realize some end of his just in case p is true and a kind of action which will
realize that end just in case p is false, he should will to adopt some action
of the first kind. We might be able to use the idea of higher-order
states to account for a kind of indeterminacy which is frequently apparent in
our desires. Consider a disgruntled employee who wants more
money; and suppose that we embrace the idea (which may very well be misguided)
of representing his desire in terms of the notion of wanting that p (with the
aid of quantifiers). To represent him as wanting that he
should have some increment or other, or that he should have some increment or
other within certain limits, may not do justice to the facts; it might be to
attribute to him too generic a desire, since he may not be thinking that any
increment, or any increment within certain limits, would do.
If, however, we shift from thinking in terms of internal quantification
to thinking in terms of external quantification, then we run the risk of
attributing to him too specific a desire; there may not be any specific
increment which is the one he wants; he may just not have yet made up his mind.
It is as if we should like to plant our (existential) quantifier in an
intermediate position, in the middle of the word 'want'; and that, in a way, is
just what we can do. We can suppose him (initially) to be
wanting that there be some increment (some increment within certain limits)
such that he wants that increment; and then, when under the influence of that
want he has engaged in further reflection, or succeeded in eliciting an offer
from his employer, he later reaches a position to which external quantification
is appropriate; that is, there now is some particular increment such that he
wants that increment. Grice shall now try to bring the idea of
higher-order states to bear on Problem C (how to accommodate privilegedaccess
and, maybe, incorrigibility). Grice sets out in stages a
possible solution along these lines, which will also illustrate the application
of aspects of the genitorial programme Stage 0. We start with
pirots equipped to satisfy unnested judgings and willings (i.e. whose contents
do not involve judging or willing). Stage 1. It would be
advantageous to pirots if they could have judgings and willings which relate to
the judgings or willings of other pirots; for example, if pirots are
sufficiently developed to be able to will their own behaviour in advance (form
intentions for future action), it could be advantageous to one pirot to
anticipate the behaviour of another by judging that the second pirot wills to
do A (in the future). So we construct a higher type of pirot
with this capacity, without however the capacity for reflexive states.
It would be advantageous to construct a yet higher type of pirot, with
judgings and willings which relate to its own judgings or willings.
Such pirots could be equipped to control or regulate their own
judgings and willings; they will presumably be already constituted so as to
conform to the law that ceteris paribus if they will that p and judge that
not-p, then if they can, they make it the case that p. To
give them some control over their judgings and willings, we need only extend
the application of this law to their judgings and willings; we equip them so
that ceteris paribus if they will that they do not will that p and judge that
they do will that p, then (if they can) they make it the case that they do not
will that p (and we somehow ensure that sometimes they can do this).
It may be that the installation of this kind of control would go hand in
hand with the installation of the capacity for evaluation; but I need not
concern myself with this now.] We shall not want these pirots to
depend, inreaching their second-order judgements about them-selves, on the
observation of manifestational be-haviour; indeed, if self-control which
involves suppressing the willing that p is what the genitor is aiming
at,behaviour which manifests a pirot'sjudging that it wills that p may be part
of what he hopes to prevent. So the genitor makes these pirots subject to the
law that ceteris paribus if a pirot judges (wills) that p, then it judges that
it judges (wills) thatp. To build in this feature is to
build in privileged access to judgings and willings. To minimize
the waste of effort which would be involved in trying to suppress a willing
which a pirot mistakenly judges itself to have, the genitor may also build in
conformity to the converse law, that ceteris paribus if a
pirot judges that it judges (wills) that P, it judges (wills) that p.
Both of these laws however are only ceteris paribus laws.
And there will be room for counter-examples. In
self-deception, for example, either law may not hold. We may get a
judgement that one wills that p without the willing that p. And we
may get willing that p without judging that one wills that p, indeed, with
judging that one does not will that p. Grice abbreviates "x
judges that x judges that p" by "x judges? that p", and "x
judges that x judges that x judges that p" by "x judges" that
p". Let us suppose that we make the not implausible
assumption that there will be no way of finding non-linguistic manifestational
behaviour which distinguishes judging? that p from judging that p.
There will now be two options. We may suppose that
"judge? that p" is an inadmissible locution, which one has no basis
for applying. Or we may suppose that "x judges that p"
and "x judges? that p" are manifestationally equivalent, just because
there can be no distinguishing behavioural manifestation. The
second option is preferable, if we want to allow for the construction of a
possibly later type, a *talking* pirot, which can EXPRESS that it judges? that
p; and to maintain as a general, though probably derivative, law that ceteris
paribus if x EXPRESSES that &, x judges that ф. The substitution of "x
judges? that p" for " p" will force the admissibility of "x
judges" that p". So we shall have to adopt as a
law that x judges" that piff x judges? that p. Exactly
parallel reasoning will force the adoption of the law that x judges that p if x
judges? that p. If we now define "x believes that p" as
"x judges? that p", we get the result that a
believes that p iff x believes that x believes that p. We
get the result, that is to say, that — a belief is (in this
sense) incorrigible, whereas a first-order judging is only a matter for
privileged access. Is this or that Psychological Concept
Eliminable? Grice has tried to shed a little light on the question
'How is a psychological concept related to psychological theory and to
psychological explanation?" Grice has not, so far, said
anything about a question which has considerably vexed some of Grice’s friends
as well as himself. Someone —let us call him the eliminator —
might say: ‘You explicitly subscribe to the idea of thinking
of apsychological concept as explicable in terms of its role in a psychological
law, that is to say, in terms of their potentialities for the explanation of
behaviour. You also subscribe to the idea that, where there
is a psychological explanation of a particular behaviour, there is also a
physiological explanation With respect to pirots, it is supposedly
the business of the engineer to make a psychological state effective by
ensuring that this condition holds. You must, however, admit
that the explanation of behaviour, drawn from pirot-physiology, which is
accessible to the engineer is from a theoretical point of view, greatly
superior to that accessible to the genitor; The former are,
for example, drawn from a more comprehensive theory, and from one which
yields or when fully developed will yield — even in the area of
behaviour, a more precise prediction. So since the attribution of
a psychological state owes any claim to truth it may have to its potentialities
for the explanation of behaviour, and since these potentialities are inferior
to the potentialities of this of that physiological state, Occam's Razor will
dictate that attributions of psychological states, to actual creatures no less
than to pirots, should be rejected en bloc as lacking truth —even though, from
ignorance or to avoid excessive labour, we might in fact continue to utter
them. We have indeed come face to face with the last gasp of
Primitive Animism, namely the attempted perpetuation of the myth that animals
are animate.' The eliminator should receive fuller attention than
Grice can give him on this occasion, but I will provide an interim response to
him, in the course of which Grice shall hope to redeem the promise made, to
pursue a little further the idea that the common-sense theory which underlines
this or that psychological concept can be shown to be at least in some respects
true. First, the eliminator's position should, in Grice’s view, be
seen as a particular case of canonical scepticism, and should, therefore, be
met in accordance with general principles for the treatment of sceptical
problems. It is necessary, but it is also insufficient, to
produce a cogent argument for the falsity of his conclusion;
if we confine ourselves to this kind of argumentation we shall find
ourselves confronted by the post-eliminator, who says to us
“Certainly the steps in your refutation of the eliminator are validly
made.” “But so are the steps in his argument.” A
correct view of the matter is that from a set of principles in which a
psychological concept occurs crucially, and through which that psychological
concept is delineated, it follows both that the eliminator is right and that he
is wrong. So much the worse, then, for the set of principles and
for the concepts; they should be rejected as incoherent.
A satisfactory rebuttal of the eliminator's position must,
therefore, undermine his argument as well as overturn his conclusion.
In pursuit of the first of these objectives, Grice remarks that, to his
mind, to explain a phenomenon, or a sequence of phenomena, P is, typically, to
explain P qua exemplifying some particular feature or characteristic
And so, one fact — or system — may explain P qua exemplifying
characteristic C, while another fact — or system — explains P qua exemplifying
a different charscteristic C2. In application to the present
case, it is quite possible that one system, the physiology of the future,
should explain the things we do considered as sequences of physical movements,
while another system, psychological theory, explains the things we do
considered as instances of sorts of behaviour. We may, at this
point, distinguish two possible principles concerning the acceptability of a
system of explanation: If a system S1 is theoretically more
adequate, for the explanation of a class of phenomena P will respect to a class
of characteristics C, than is system S2 for the explanation of & with
respect to C, other things being equal, S1 is to be accepted and S2 is to be
rejected. Gricd has no quarrel with this principle.
If system S1 is theoretically more adequate, for the explanation of P with
respect to C1 than is system S2 for the explanation of P with respect to C2, la
different class of characteristics, other things being equal, S1 is to be
accepted and S2 is to be rejected. The latter principle seems to
me to lack plausibility. In general, if we want to be able to
explain P qua C2, e.g. as behaviour, our interest in such explanation should
not be abandoned merely because the kind of explanation available with respect
to some other class of characteristics is theoretically superior to the kind
available with respect to C2. The eliminator, however, will
argue that, in the present case, what we have is really a special case of the
application of Principle 1; for since any
Ca in Cz which is exemplified on a given occasion has to be realised on that
occasion in some , (some sequence of physical movements), for which there is a
physiological explanation, the physiological explanation of the presence of C,
on that occasion is ipso facto an explanation of the presence of C2, the behavioural
feature, on that occasion, and so should be regarded as displacing any
psychological explanation of the presence of Ca. To maintain this
position, the eliminator must be prepared to hold that if a behavioural feature
is, on an occasion, realised in a given type of physical movement
sequence, that type of a movement sequence is, in itself, a sufficient
condition for the presence of the behavioural feature. Only so can
the eliminator claim that the full power and prestige of physiological explanation
is transmitted from a movement to behaviour, thereby ousting psychological
explanation. But it is very dubious whether a particular a
movement sequence is, in general, a sufficient condition for a behavioural
feature, especially with respect to such a behavioural feature the
discrimination of which is most important for the conduct of life.
Whether a man with a club is merely advancing *towards* Grice or
advancing *upon* Grice may well depend on a condition distinct from the
character of his movements, indeed, it would be natural to suppose, upon a
psychological condition. It might of course be claimed that
any such psychological condition would, in principle, be re-expressible in
psychological terms, but this claim cannot be made by one who seeks not the
reduction of psychological concepts but their rejection. If a
psychological state is not to be reduced to a physiological state, the proceeds
of such reduction cannot be used to bridge gaps between a movement and
behaviour. The truth seems to be that the language of behavioural
description is part and parcel of the system to which psychological explanation
belongs, and cannot be prised off therefrom. Nor can the
eliminator choose to be hanged for a sheep rather than for a mere lamb, by
opting to jettison behavioural description along with psychological
concepts. The eliminator himself will need behavioural terms
like"describe" and "report" in order to formulate his
non-recommendations or predictions. And, perhaps more importantly,
if there is, or is to be, strictly speaking no such thing as the discrimination
of behaviour, there are, or are to be, no such things as ways of staying alive,
either to describe or to adopt. Furthermore, even if the
eliminator were to succeed in bringing psychological concepts beneath the
baleful glare of Principle 1, he would only have established that other things
being equal psychological concepts and psychological explanation are to be
rejected. But other things are manifestly not equal, in ways
which he has not taken into account. It is one thing to
suggest, as Grice suggests, that a proper philosophical understanding of
ascriptions of psychological concepts is a matter of understanding the roles of
such concepts in a psychological theory which explains behaviour.
It is quite *another* thing to suppose that creatures to whom such a theory
applies will (or should) be interested in the ascription of psychological
states only because of their interest in having a satisfactory system for the
explanation of behaviour. The psychological theory which
Grice envisages would be deficient as a theory to explain behaviour if it did
not contain provision for interests in the ascription of psychological states
otherwise than as tools for explaining and predicting behaviour, interests, for
example, on the part of one creature to be able to ascribe these rather than
those psychological states to another creature because of a concern for the
other creature. Within such a theory it should be possible
to derive strong motivations on the part of the creatures subject to the theory
against the abandonment of the central concepts of the theory (and so of the
theory itself), motivations which the creatures would (or should) regardas
justified. Grice illustrates with a little fable.
The very eminent and very dedicated neurophysiologist speaks to his
wife. "My (for at least a little while longer) dear," he
says, "I have long thought of myself as an acute and
well-informed interpreter of your actions and behaviour.” “I think
I have been able to identify nearly every thought that has made you smile, and
nearly every desire that has moved you to act.” “My researches,
however, have made such progress that I shall no longer need to understand you
in this way.” “Instead I shall be in a position, with the aid of
instruments which I shall attach to you, to assign to each bodily movement
which you make in acting a specific antecedent condition in your cortex.”
“No longer shall I need to concern myself with your so-called thoughts
and feelings.” “In the meantime, perhaps you would have dinner
with me tonight” “I trust that you will not resist if I
bring along some apparatus to help me to determine, as quickly as possible, the
physiological idiosyncracies which obtain in your system.” Grice
has a feeling that Mrs. Churchland might refuse the proffered invitation.
Indeed, only from within the framework of such a theory, Grice thinks,
can matters of evaluation, and so of the evaluation of modes of explanation, be
raised at all. If Grice conjectures aright, the entrenched
system contains the materials needed to justify its own entrenchment — whereas
no rival system contains a basis for the justification of anything at
all. We must be ever watchful against the devil of scientism, who
would lead us into myopic over-concentration on the nature and importance of
knowledge, and of scientific knowledge in particular; the devil who is even so
audacious as to tempt us to call in question the very system of ideas required
to make intelligible the idea of calling in question anything at all; and who
would even prompt us, in effect, to suggest that, since we do not really think
but only think that we think, we had better change our minds without undue
delay. H. P. Grice In his ‘Method in philosophical philosophy: from
the banal to the bizarre,’ Grice presents some of his ideas about how he wants
to approach philosophical psychology. Grice’s hope is, in effect, to
sketch a whole system. This is quite an undertaking, and Grice
hopes that you will bear with him if in discharging it he occupies a little
more of your time than is becoming in holders of his august office.
While Grice is sure that you will be able to detect some
affinities between his ideas and ideas to be found in philosophy, Grice
proposes to leave such comparisons to you. Though at certain
points Grice has had his eye on discussions, the main influences on this
part of his work have lain in the past, particularly in Aristotle, Hume, and
Kant. Grice has the feeling that, among them, these
philosophers have written a great deal of the story, though perhaps not always
in the most legible of hands. Grice begins by formulating, in outline,
a sequence of particular problems which Grice thinks an adequate philosophical
psychology must be able to lay to rest. One concerns the real or
apparent circularity with which one is liable to be faced if one attempts to
provide an analysis of a central psychological concept by means of an explicit
definition. Suppose that, like some philosophers, we are attracted
by the idea of giving a dispositional behaviouristic analysis of such a
concept, and that we make a start on the concept of belief. As
a first shot, we try the following: x believes that p
just in case x is disposed to act as if p is
true. In response to obvious queries about the meaning of the
phrase, 'act as if p is true', we substitute: x is disposed,
whenever x wants (desires) some end E, to act in ways which will realise E
given that p is true, rather than in ways which will realise E given that p is
false. The precise form which such a definition might take
is immaterial to Grice’s present purpose, provided that it has two features
observable. First, that a further psychological
concept, that of wanting, has been introduced in the definiens; and
second, that to meet another obvious response, the
concept of belief itself has to be reintroduced in the definiens.
For the disposition associated with a belief that p surely should be specified,
not as a disposition to act in ways which will in realise E given that p is
true, but rather as a disposition to act in ways which x *believes* will —
given that p is true — realise E. One who believes that p
may often fail to act in ways that would realise E given that p is true,
because he is quite unaware of the fact that such actions would realise E if p
is true Or he may quite often act in ways which would realise E
only if p is false — because he mistakenly believes that such ways would
realiss E if p is true. If we turn to the concept of wanting,
which the definition introduced into the definiens for belief, we seem to
encounter a parallel situation. Suppose we start with:
x wants E just in case x is
disposed to act in ways which will realise E, rather than in ways which will
realise the negation of E. The same kind of objection, as
that just raised in the case of belief, seems to compel the introduction of the
concept of belief into the definiens of W, giving us: x is
disposed to act in ways which x *believes* will realise E rather than in ways
which x believes will realise the negation of E. We now meet
the further objection that one who wants E can be counted on to act in such
ways as these — only provided that there is no E2 which he wants more than
E1. If there is such an E2, in any situation in which &
conflicts with & he may be expected to act in ways he thinks will realise
the negation of E. But the incorporation of any version of
this proviso into the definiens for wanting will reintroduce the concept of
wanting itself. The situation, then, seems to be that if, along
the envisaged behaviouristic lines, we attempt to provide an explicit
definition for such a pair of concepts as those of belief and wanting,
whichever member of the pair we start with we are driven into the very small
circle of introducing into the definiens the very concept which is being defined,
and also into the slightly larger circle of introducing into the definiens the
other member of the pair. The idea, suggested to Grice by
this difficulty, is that we might be well advised, as a first move, to abandon
the idea of looking for an explicit definition of a central psychological
concept, and look instead for an implicit definition, to be provided by some
form of axiomatic treatment — leaving open the possibility that, as a second
move, this kind of treatment might be made the foundation for a different sort
of explicit definition. Such a procedure might well preserve
an attractive feature of behaviouristic analyses, that of attempting to explain
psychological concepts by relating them to appropriate forms of behaviour,
while at the same time freeing us from the logical embarrassments into which
such analyses seem to lead us. We are now, however, faced with a
further question. If we are to think of a certain psychological
concept as being implicitly defined by some set of laws, or quasi-laws, in
which they figure, are we to attribute to such laws a contingent or a
non-contingent status? A look at some strong candidates for the
position of being laws of the kind which we are seeking seems merely to
reinforce the question. Consider the principle:
‘He who wills the end wills the means.’ — some form of which seems
to me to be the idea behind both of the behaviouristic definitions just
discussed. Interpret it as saying that anyone who wills some end,
and also believes that some action on his part is an indispensable means to
that end, wills the action in question. One might be
inclined to say that if anyone believes that a certain line of action is
indispensable to the attainment of a certain end, and yet refuses to adopt that
line of action, that would count decisively against the conceptual legitimacy
of saying that it is his will to attain that end. Think
Machiavelli! To proceed in this way at least appears to involve
treating the principle as a necessary truth. On the other hand, one
might also be inclined to regard the principle as offering a general account of
a certain aspect of our psychological processes, as specifying a condition
under which, when our will is fixed on a certain object, it will be the case
that it is also fixed on a certain other object. To take this view
of the principle seems like regarding it as a psychological *law* — and, so. as
contingent. Grice’s second problem is, then,
this: How — without a blanket rejection of Leibniz’s
analytic/ synthetic distinction — are we to account for and, if possible,
resolve the ambivalence concerning their status with which we seem to look upon
this or that principle involving this or that psychological concept?
Cf. Conversation as rational cooperation. To set this
problem aside for a moment, the approach which Grice is interested in exploring
is that of thinking of a central psychological concept as a theoretical
concept. It is a psycho-logical concepts (Italian, psychic) just
because it is the primitive concept which belong to a certain kind of
psychological theory, without also belonging to any presupposed theory — such
as physiological theory. And a psychological theory is a theory
whose function is to provide, in a systematic way, an explanation of behaviour
whichs differ from any explanation of behaviour which may be provided by, or
may some day be provided by, any presupposed theory — such as physiological
theory. To explicate such a psychological concept is to
characterize its role in the theory to which it primarily belongs, to specify,
with this or that degree of detail, the laws — or quasi-laws — in which it
figures, and the manner in which such a law or quasi-law, is linked to
behaviour. Now to say this much is not to say anything very
new; Grice is sure you have heard this sort of thing
before. It is also not to say very much.
Allthat has so far been given is a sketch of a programme for the philosophical
treatment of a psychological concept, not even the beginnings of a philosophical
treatment itself. What is needed is rather more attention to
detail than is usually offered by advocates of this approach. We
need to pursue such questions as what the special features of a psychological
theory are, why such a theory should be needed, what sort of laws or
generalities it should contain, and precisely how such a law may be used to
explicate a familiar psychological term. Grice shall be
addressing hinself to some of these questions in the remainder of this address
to you. But, before any more is said, a further problem
looms. Grice can almost hear a murmur to the effect that
such an approach to philosophical psychology is doomed from the start.
Do we *not* have privileged access to our own belief and
desire? And, worse still, may it not be true that at least
some of our avowals of our belief and our desire are incorrigible?
How, then, are such considerations as these to be rendered consistent
with an approach which seems to imply that the justifiability of attributing a
belief and a desire to people — and maybe animals —, including ourselves, rests
on the utility of the theory to which the concepts of belief and desire belong,
in providing desiderated explanations of behaviour? This is
Grice’s third problem. Grice’s fourth problem, the Selection
Problem, is connected with a different and less radical objection to the
approach which Grice has just begun to sketch. Surely, it
may be said, it cannot be right to suppose that a conjunction of all the laws of
a psychological theory in which a psychological concept figures is what should
be used to explicate that concept. Even if we are in a
position to use any such law — which is not certain — we are not, and indeed
never shall be, in a position to use all of them. Moreover, this
or that law may not be suitable. For all we know, some
modification of one or other of the following laws' might be a psychological
law, possibly an underived law: Optimism Law:
The more one wants p the more likely one is to believe p.
Optimism/Pessimism Law: Given condition C1, the more
one wants d the more likely one is to believe d. Given
condition C2, the more one wants d, the less likely one is to believe d.
These do not seem the right kind of law to be used to explicate wanting
or believing. We need some selective principle. What
is this selective problem? First, a preliminary observation.
If we are seeking to explicate a psychological concept by relating it to
psychological theory, the theory which we invoke should be one which can be
regarded as underlying our ordinary speech and thought about this or that
psychological matter, and as such will have to be a part of folk-science.
There is no need to suppose that its structure would be of a sort which
is appropriate for a professional theory, nor even to suppose that it would be
a correct or acceptable theory; though Grice would hope that there would be a
way of showing that, at least, some central parts of it would be interpretable
within an acceptable professional theory — in such a way as to come out true in
that theory, and that, indeed, this demand might constitute a constraint on the
construction of a professional theory. This is perhaps a
latter-day version of a defence of common sense in this area. Let
us unrealistically suppose, for the purposes of schematic discussion, that we
have a psychological theory which, when set out in formal dress, contains a
body of underived laws, the formulation of which incorporates two primitive
predicate *constants*: J and V. These two *constants* we want to
correspond, respectively, to two psychological terms
"judging" — from Latin iudicatio — and "willing — from Latin
vuolere. — which in their turn will serve as a regimented
base for the explication of such familiar notions as believing and
wanting. Let us think of I and V as correlated with, or
ranging over, "instantiables" leaving open the question whether these
instantiables are sets or properties, or both, or neither.
Let us abbreviate the conjunction of these laws by "L", and let
us ignore for the moment the obvious fact that any adequate theory along these
lines would need to distinguish specific sub-instantiables under J and V,
corresponding to the diversity of specific contents which judging and willing
may take as modifications as "intentional objects.” How are
we to envisage the terms "judge" and "will" as being
introduced? Two closely related alternative ways suggest
themselves. First, what Grice shall call the way of
Ramseified naming: “There is just one J, and just one
V — such that L, and
Let I be called "judging" and V be called “willing.”
On this alternative, the uniqueness claim is essential, since
"judging" and "willing" are being assigned as names for
this or that particular instantiable. An alternative, which Grice
may call the way of Ramsified *definition*, can dispense with the uniqueness
claim. It will run: x judges just in case
there is a J and there is a V such that L, and x instantiates J. x
wills just in case there is a J and there is a V such that L, and x
instantiates V. We now have available a possible explanation of
the ambivalence we may feel with regard to the Leibnizian status of a
psychological principle, which was the subject of a problem. The
difference between the two alternative procedures is relatively subtle, and if
we do not distinguish them we may find ourselves under the pull of both.
The first alternative renders a psychological principle
contingent. The second renders the same principle
non-contingent. Let me illustrate by using an even simpler and
even less realistic example. Suppose that a psychological law tells
us that anyone, in state P, hollers. And that
we seek to use this law to introduce the term "pain" — Latin:
paena. On the first alternative, we have: There
is just one P, such that anyone, in state P, hollers. Let us call
P "pain". Since on this alternative we are naming
the state P "pain", if the utilised law is contingent, so will be the
principle Anyone who is in pain hollers. If we
use the alternative, we shall introduce "pain" as follows:
x is in pain just in case there is a P such
that: anyone in state P hollers and x is in
state P. On this alternative, it will be non-contingently
true that anyone who is in pain hollers. For to be in pain
*is* to be in some state which involves hollering. While this
suggestion may account for the ambivalence noted, it does not of course resolve
it. To resolve it, one would have to find a reason for preferring
one of the alternatives to the other. In a somewhat devious
pursuit of such a reason, let us enquire further about the character of the
postulated psychological instantiable. Is it, or can it be,
identifiable with a physical instantiable? One possible position
of a sort which has been found attractive by some slightly impetuous
physicalists would be to adopt the first alternative — that of Ramsified naming
— and to combine it with the thesis that the
J-instantiable is to be identified with one physiological
property and the V-instantiable with
another such property. This position at least appears to
have the feature, to which some might strongly object, of propounding a
seemingly philosophical thesis which is at the mercy of a possible development
in physiology. One might add that the prospect that such a
development would be favourable to the thesis does not seem to be all that bright.
The adaptiveness of an organism may well be such as to make it
very much in the cards that two soecimens of the same species may, under
different environmental pressures, develop different sub-systems, even
different sub-systems at different times, as the physiological underlay of the
same set of a psychological instantiable, and that a given physiological
property may be the correlate in one sub-system of a particular psychological
instantiable, while in another it is correlated with a different psychological
instantiable — or with none at all. Such a possibility would mean
that a physiological property which was, for a soecimen at a particular time,
correlated with a particular psychological instantiable would be neither a
necessary nor a sufficient condition for that instantiable. It
would at best be sufficient, and perhaps also necessary, for the instantiable
within the particular kind of sub-system prevailing in the specimen at the
time. An unqualified identification of the physical property
and the psychological instantiable would now be excluded. Faced
with such a difficulty, a physicalist might resort to various manoeuvres.
He might seek to identify a particular psychological instantiable
with a disjunctive property, each disjoined constituent of which is a property
consistingin having a certain physiological property in a certain kind of
sub-system. Or he might relativize the notion of identity, for the
purpose of psycho-physical identification, to types of sub-systems.
Or he might abandon the pursuit of identification at the level of
instantiables, and restrict himself to claiming an identities between
individual psychological events or states of affairs
e.g. Smith’s believing at t that p and
physiological events or states of affairs — e.g Smith’s
brain being in such and such a state at t. But none of these
shifts has the intuitive appeal of their simplistic forebear.
Moreover, each will be open to variants of a familiar kind of
objection. For example, Smith’s judging at noon that they
were out to get him might well be a case of judging something to be true on
insufficient evidence. But, to use Berkeley's phrase, it 'sounds
rather harsh' to say that it is Smith’s brain being in such and such a
state at noon which is ultimately a case of judging something to be true on
insufficient evidence. For Grice’s part, Grice would hope that a
much-needed general theory of categories would protect him against any thesis
which would require him either to license such a locution as the last — or to
resort to a never-ending stream of cries of 'Opaque context!' in order to block
such a locution. If the prime purpose of the notion of identity
is, as Grice believes it to be, to license a predicate transfer, one begins to
look a little silly if one first champions a particular kind of identification,
and then constantly jibs at the predicate transfer which it seems to
allow. Such considerations as these can, Grice thinks, be deployed
against the way of Ramsified naming even — when it is *unaccompanied* by a
thesis about a psycho-physical identity. However unlikely it may
be that the future course of physiological research will favour any simple
correlations between a psychological instantiabl and a physiological property,
Grice does not see that he has any firm guarantee that it will not, that it
will never be established that some particular kind of Smith’s brain state is
associated with, say, Smith’s judging that snow is white. If
so, if Grice adopts the first alternative with its uniqueness claim, Grice has
no firm guarantee against having to identity Grice’s brain's being in some
particular state with Grice’s judging that snow is white, and so being landed
with the embarrassments Grice has just commented upon. Since
Grice is inclined to think that he does in fact have such a guarantee although
at the moment he cannot lay his hands on it, Grice is inclined to prefer the
second alternative to the first. As a pendant to the discussion
just concluded, Grice expresses two prejudices. Any
psycho-physical identification which is accepted will have to be accepted on
the basis of some known, or assumed, psycho-physical co-relation.
it seems to Grice that in this area all that philosophical psychology really
requires is the supposition that there *is* such a co-relation.
Whether the co-relation does or do not provide a legitimate foundation for
identifications seems to Grice to be more a question in the theory of identity
than in the philosophy of mind. Or philosophical psychology
— since Ryle taught Grice to avoid ‘mental.’ Second, Grice is not
greatly enamoured of some of the motivations which prompt the advocacy of a
psycho-physical identification. Grice has in mind a concern to
exclude such a ‘queer' or "mysterious' entity, as a ‘soul,’ a a purely
psychic event — such as ‘Someone is hearing a noise’ — a purely psychic
property, and so forth. Grice’s taste is for keeping open
house for all sorts and conditions of entities, just so long as, when they come
in, they help with the house-work. Provided that Grice can see an
entity at work, and provided that it is not detected in illicit logical
behaviour — within which I do not include a certain degree of indeterminacy,
not even of numerical indeterminacy —, Grice does not find such an entity as a
psychic entity queer or mysterious at all. To fangle an
ontological marxism, it works; therefore, it exists — even though
such an entity, perhaps an entity which comes on the recommendation of some
form of transcendental argument, may qualify for the specially favoured status
of an ens realissimum. To exclude a honest working entity seems to
Grice like metaphysical or ontological snobbery — a reluctance to be seen in
the company of any but the best things. Grice discusses two formal
features which Grice thinks it might be desirable to attribute to some at least
of this or that law or quasi-law of the theory to be used to explicate a
psychological concept. Aristotle distinguishes between things
which are so of necessity and things which are so for the most part, and
located in the second category things which are done. More or less
conformably with this position, Grice suggests that a law which determines a
psychological concept is a ceteris paribus law — which resembles a probability
generalisation in that it is defeasible, but differs from it in that a ceteris
paribus law does not assign a weight. Grice envisages a system
which, without inconsistency, may contain a sequence consisting of a law of the
form A's are Z, and a modifying law of
the form A's which are B are Z' where Z'
is incompatible with Z — and of the form A's which are B and
C are Z, and so on. Analogous sequences
can be constructed for a functional law; if A, B, and Z are
determinables we may have, in the same system: a thing which is A
to degree a are Z to degree f' a thing which is A to degree
a and B to degree B are Z to a degree which is the value of f (B, f' (a))
If we like, we can prefix "ceteris paribus" to each such
generality, to ensure that "A's are Z"
is NOT taken as synonymous with Every A is
Z. For any such system a restriction on Modus Ponens is required,
since we must not be allowed to infer from A's are Z
and x is both A and B
to x is Z if A's which are B are Z' -
where Z' is incompatible with Z — is a law.
This restriction will be analogous to the Principle of Total Evidence
required for a probabilistic system; A first approximation might
run as follows: in applying a law of the system to an
individual case for the purpose of detachment, one must select the law with the
most specific antecedent which is satisfied by the individual case.
Results of treating a psychological law as ceteris paribus laws
which will be attractive to Grice are first
that It can no longer be claimed that we do not *know*
any psychological law because we do not know all the restrictive conditions,
and second, that a
psychological theory may be included in a larger theory which modifies
it. Modification does not require emendation. If a
modifying sequence terminates, its constituent law can be converted into a
universal law. Otherwise, not. If we hold a strong
version of Determinism — roughly, that there is an acceptable theory in which
every phenomenon is explained — we might expect the Last Trump to herald a
Presidential Address in which the Final Theory is presented, entirely free from
ceteris paribus laws. But if we accept only a weaker version, with
reversed quantifiers — for every phenomenon there is an acceptable theory in
which it is explained — the programme for Judgement Day will lose one leading
attraction. Other items on the agenda, however, may prove
sufficiently exciting to compensate for this loss. Grice suspects
that even the latitude given to our prospective psychological folk-theory by
allowing it to contain or even consist of ceteris paribus laws will not make it
folksy enough. There is, or was, in empirical psychology, a
generality called "The Yerkes-Dodson Law"; based on experiments
designed to test degrees of learning competence in rats set to run mazes under
water, after varying periods of initial constraint, it states, in effect, that,
with other factors constant, degrees of learning competence are co-related with
degrees of emotional stress by a function whose values form a bell-curve.
I have some reluctance towards calling this statement the
expression of a law, on the grounds that, since it does not - and could not,
given that quantitative expression of degrees of competence and of stress is
not available — specify the function or functions in question, it states that
there is a law of a certain sort rather than actually state a law.
But whether or not the Yerkes-Dodson Law is properly so-called, it is
certainly law-allusive, and the feature of being law-allusive is one which
Grice would expect to find in a psychological law to be used to explicate a psychological
concept. Grice turns now to the task of outlining, in a
constructive way, the kind of method by which, in accordance with his
programme, a particular psychological concept, and a linguistic expression for
it, might be introduced. Grice takes into account the need to
clarify the routes by which a psychological sub-instantiable comes to be
expressed by the combination of a general psychological VERB and a complement
which specifies content. Grice’s account will be only
semi-realistic, since he considers the psychological explanation of only a very
rudimentary sample of behaviour, and even with respect to that sample a proper
explanation would involve apparatus which Grice omits - for example, apparatus
to deal with conceptual representation and with the fact that a motivation
towards a particular sort of behaviour may be frustrated.
But since Grice is attempting only to illustrate a general method, not to
make a substantial proposal, these over-simplifications should not
matter. Grice constructs his account as if I espoused the
first alternative: the way of Ramsified naming, rather than the second, since
that considerably simplifies exposition. A transition to the
second alternative can, of course, be quite easily effected. Let
us suppose that a squarrel — a specimen something like a squirrel — has some
nuts in front of it, and proceeds to gobble the nuts; and that we are
interested in the *explanation* of this occurrence. Let us
call the squarrel "Toby". Our ethological
observations of Toby, and of other squarrels, tell us that Toby — and other
squarrels — often gobble nuts in front of them, and also other things besides
nuts, and, indeed, that they are particularly liable to do some gobbling after
a relatively prolonged period in which they have done no gobbling at all.
On the basis of these observations, and perhaps a range of other
observations as well, we decide that a certain behaviour of squarrels —
including Toby's gobbling nuts in front of him — is a suitable subject for
psychological explanation; so we undertake to introduce some theoretical
apparatus which can be used to erect an explanatory bridge between Toby's
having nuts in front of him, and his gobbling them. We make the
following postulations (if we have not already made them long ago):
That the appropriate explanatory law will refer to three
instantiables P, J, and
V which (we stipulate) are to be labelled respectively
“prehend", "join", and "will" That for any type of creature
T there is a class N of kinds of thing,
which is a class of what (we stipulate) shall be called a
"necessity” for T", and that N (in N) is a
necessity for T just in case N is *vital* for T that is, just in
case any member of T which suffers a sufficiently prolonged non-intake of
N will lose the capacity for all of those operations — including the intake of
N —, the capacity for which is constitutive of membership of T
[in a fuller account this condition would require further explication).
That if N is a necessity for T, ceteris paribus a
moderately prolonged non-intake of N on the part of a member (x) of T will
cause x to instantiate a particular sub-instantiable V; of "will",
x's instantiation of which will (ceteris paribus) be quenched by a moderately
prolonged intake of N; and We stipulate V;
shall be called "will for N" (or, if you like, "willing
N"). That for any member x (e.g. Toby) of
any creature-type T (e.g. squarrels) there is a class f of thing-types (which,
we stipulate, is a class of what shall be called"thing-types familiar to
x"); a class R of relations (a class of what shall be
called "relations familiar to x"), and a class Â
of action-types — a class of what shall be called "action-types in the
repertoire of x"), which satisfy the following
conditions: that there are two ways (if you
like, functions) w, and w, such that, ceteris paribus, if an instance of a
thing-type F (familiar to x) is related to x by a relation R (familiar to x),
this causes x to instantiate a sub-instantiable of prehending which corresponds
in ways w, and we to F and R respectively; which
sub-instantiable (we stipulate) shall be called "prehending an F as
R" le.g. "prehending nuts as in front"
that ceteris
paribus if, for some N [e.g. 'squarrel-food'] which is a necessity for x's
type, for some A which is in x's repertoire, and for some F and R familiar to
x, x has sufficiently frequently, when instantiating will for N, performed A
upon instances of F which have been related by R to x, and as a result has
ceased to instantiate will for N: x instantiates a
corresponding [corresponding to N, A, F, R] sub-instantiable of joining; which
sub-instantiable shall be called "joining N with A and F and
R". We can now formulate a law in which we no longer need to
restrict N, A, F, and R to members of classes connected in certain ways with a
particular creature or type of creature, as follows: Ceteris
parious, a creature x which wills N,
prehends an F as R, and joins N and A and F and
R, performs A. Finally, we
can introduce "judging" by derivation from
joining"; we stipulate that if x
joins N with A and F and R, we shall speak of x as judging A, upon-F-in-R, for
N le.g. judging gobbling, upon nuts (in) in front, for squarrel-food).
AdWe now have the desired explanatory bridge. Toby has nuts
in front of him Toby is short on squarrel-food (observed or
assumed); so (iii) Toby wills squarrel-food [by postulate 3,
connect-ing will with intake of N;(iv) Toby prehends nuts as in
front [from (i) by postulate 4(a), if it is assumed that nuts and in front are
familiar to Toby);v) Toby joins squarrel-food with gobbling
and nuts and in front (Toby judges gobbling, on nuts in front, for
squarrel-food) [by postulate 4(b), with the aid of prior observation]; so, by
the PJV Law, from (iii), (iv), and (v), Toby gobbles;
and, since nuts are in front of him gobbles the nuts in front of
him. Grice ends the section by some general remarks about the
procedure just sketched. The strategy is relatively simple. We
invoke a certain caeteris-paribus law in order to
introduce a psychological sub-instantiable and their
specification by reference to content: thus
“willing N" is introduced as the specific form
of Prichard’s willing which is dependent
on the intake and deprivation of a necessity N, —
"prehending F as R" as the variety of prehension which normally
results from an F being R to one, and similarly for "joining".
Then we use a caeteris-paribus law to eliminate
reference to the psychological instantiable and to reach the
behaviour which is to be explained. A more developed account
would, no doubt, bring in an intermediate laws, relating simply to a
psychological instantiable and not also to features of the common world.
The generalities used have at
various points law-allusiveness. Every reference to, for example,
'a sufficiently prolonged deprivation', 'a sufficiently frequent performance',
or to 'correspondence in certain ways' in effect implies a demand on some more
developed theory actually to produce a law which is here only asserted to be
producible. The psychological concept introduced have been defined
only for a very narrow range of complements. Thus,
judging has so far been defined only for complements
which correspond in a certain way with those involved in the expression of
hypothetical judgements. Judging is, one might say, so far only a
species of "if-judging"; and "will"
has been defined, so far, only for complements specifying
necessities. Attention would have to be given to the
provision of procedures for extending the range of these concepts.
If the procedure is, in its general character, correct (and Grice has not even
attempted to show that it is), the possibility of impact on some familiar
philosophical issues is already discernible. To consider
only "prehension", which is intended as a prototype for
perception: potch and cotch "Prehending F as
R" lacks the existential implication that there *is* an F which is R to
the prehender. This condition could be added, but it would be
added. This might well please friends of the concept of a
sense-datum, such as Paul. The fact that reference to a physical situations has
to be made in the introduction of expressions for specific prehensions might
well be very *unwelcome* to a phenomenalist. The fact that, in the introduction
of expressions for specific prehensions, a demand is imposed on a further
theory to define functions mapping such prehensions on to physical situations
might well prove fatal to a sceptic about reality or the material world.
How can such a sceptic, who is unsceptical about descriptions of
sense-experience, combine the demand implicit in such a description with a
refusal to assent to the existence of the physical situation which, it seems,
the further theory would require in order to be in a position to meet the
demand? Grice has so far been occupying himself with questions
about the structure of the kind of psychological theory which would fulfil the
function of bestowing the breath of life on a psychological concept.
Grice moves now to asking by what methods one might hope to arrive at an
acceptable theory of this sort. One procedure, which Grice des not
in the least despise, would be to take as a body of data our linguistic
intuitions concerning what we would or would not be prepared to say when using
a psychological term. As a first stage, to look for a principle —
(perhaps involving an artificially constructed concept — which would seem to
generalise a feature of this or that section of our discourse, making
adjustments when a provisionally accepted principle leads to a
counter-intuitive or a paradoxical result; and, as a second
stage, to attempt to systematise the principle which has
emerged piecemeal in the first stage, paying attention to the adequacy of a
theory so constructed to account for the data conformably with a general
criterion for the assessment of a theory. This would be to operate
in two stages approximately corresponding to what the Greeks and Leibniz called
an "analytic" (or "dialectical") procedure, and a
“synthetic" procedure. Grice is, for various reasons, not
happy to confine myself to the dialectical method and the synthetic
method. In applying them, many alternative theoretical options may
be available, upon which will often be difficult to hit. Grice
would like, if it is possible, to find a procedure which would tell him sooner
and louder if he is on the right track — a procedure, indeed, which might in
the end tell Grice that a particular theory is the right one, by some test
beyond that of the ease and elegance with which it accommodates the data, and
saves the phenomena. Grice suspects that a dividend of this
sort is what Kant expects a transcendental argument to yield
Grice would like a basis for the construction of some analogue of a
transcendental argument. Grice is also influenced by a
different consideration. Grice is much impressed by the fact
that arrays of this or that psychological concept, of differing degrees of
richness, are applicable to creatures of differing degrees of complexity, with
Homo sapiens sapiens — so far — at the peak. So Grice would
like a procedure which would do justice to this kind of continuity — or
logically developing series — and would not leave Grice just pursuing a a
separate psychological theory for each species. The method
which Grice should like to apply is to construct (in imagination, of course),
according to a certain principle of construction, a sequence of species, to
serve as a model for a given species.. Grice’s species he
calls a pirot — which, Russell and Carnap tell us, karulizes elatically.
The general idea is to develop, sequentially, the psychological theory
for different sup-species of a pirot, and to compare what one thus generates
with the psychological concept we apply to this or that suitably related
species, and when inadequacies appear, to go back to the drawing-board to
extend or emend the construction — which of course is unlikely ever to be more
than partial. The principle of pirot-construction may be thought
of as embodied in what I shall call a the programme of a Genitor — the main
aspects of which Grice shall now formulates. We place ourselves in
the position of The Genitor, who is engaged in designing this or that living thing
— or rather, as Grice shall say, an operant. An operant may,
for present purposes, be taken to be a thing for which there is a certain set
of operations requiring expenditure of energy stored in the operant, a
sufficient frequency of each operation in the set being necessary to maintain
the operant in a condition to pertorm any in the set le. to avoid becoming an
ex-operant). Specific differences within such sets will
determine different types of operant. The genitor will at least
have to design them with a view to their survival (continued operancy);
For, on certain marginal assumptions which it will be reasonable
for us to make but tedious for me to enumerate, if an operant (x) is not
survival-oriented, there is no basis for supposing it to exist at all; since
(by the assumption) x has to be produced in some way or other by other operants
of the type, x will not exist unless pro-genitors are around to produce it; and
if they are to have the staying power (and other endowments) required for x's production,
x, being of the same type, must be given the same attributes.
So in providing for the individual x, some provision for the continuation
of the type is implicit. In order to achieve economy in assumptions, we shall
suppose the genitor to be concerned only to optimize survival chances.
Since the Genitor is only a fiction, he is to be supposed only to
design, not to create. In order that his designs should be
useful to philosophical psychology, he must be supposed to pass his designs on
to the engineer (who, being also a fiction, also does not have the power to
create): The function of the engineer is to ensure that the
designs of the genitor can be realized in an organism which behaves according
to pre-psychological laws — e.g. those of physics. Since the
genitor does not know about engineering, and since he does not want to produce
futile designs, he had better keep a close eye on the actual world in order to
stay within the bounds of the possible. The mode of construction
is to be thought of as being relative to some very generally framed
"living-condition" concerning the relation of a pirot to its
environment; the operations the capacity for which
determines the type of the pirot are to be those which, given the posited
condition, constitute the minimum which the pirot would require in order to
optimize the chances of his remaining in a condition to perform just those
operations. Some pirots (plant-like) will not require
psychological apparatus in order that their operations should be explicably
performed; others will. Within the latter class, an
ascending order of psychological types would, I hope, be generated by
increasing the degree of demandingness in the determiningcondition.
I cannot specify, at present, the kind of generality which is to
attach to such conditions; but I have in mind such a sequence as operants which
do not need to move at all to absorb sources of energy, operants which only
have to make posture changes, operants which, because the sources are not
constantly abundant, have to locate those sources, and (probably a good deal
later in the sequence) operants who are maximally equipped to cope with an
indefinite variety of physiologically tolerable environments — i.e., perhaps,
a rational pirot. Further types (or
sub-types) might be generated by varying the degree of effectiveness demanded
with respect to a given living-condition. Aristotle regarded types
of soul — as I would suppose, of living thing — as forming a "logically
developing series". Grice interprets that idea as being the
supposition that the psychological theory for a given type is an extension of,
and includes, the psychological theory of its predecessor-type.
The realization of this idea is at least made possible by the assumption
that psychological laws may be of a ceteris paribus form, and so can be
modified without emendation. If this aspect of the programme
can be made good, we may hope to safeguard the unity of psychological concepts
in their application to animals and to human beings. Though,
as Witters notes, certain animals can only expect such items as food, while men
can expect a drought next summer, we can (if we wish) regard the concept of
expectation as being determined not by the laws relating to it which are found
in a single psychological theory, but by the sequences of sets of laws relating
to it which are found in an ascending succession of psychological
theories. Since the Genitor is only to install psychological
apparatus in so far as it is required for the generation of operations which
would promote survival in a posited living-condition, no psychological concept
can be instantiated by a pirot without the supposition of behaviour which
manifests it. An explanatory concept has no hold if there is
nothing for it to explain. This is why 'inner states must
have outward manifestations'. Finally, we may observe that
we now have to hand a possible solution of the Selection Problem.
Only those laws which can be given a genitorial justification — which fall
within 'Pure Psychology' — will be counted as helping to determine a
psychological concept. It is just because one is dubious
about providing such a justification for theenvisaged "Optimism" laws
that one is reluctant to regard either of them as contributing to the
definition of believing and wanting. Kant thinks that, in relation
to the philosophy of nature, an idea of pure reason could legitimately be given
only a regulative employment. Somewhat similarly, as far as
philosophical psychology is concerned, Grice thinks of the genitorial programme
(at least in the form just characterised) as being primarily a heuristic
device. Grice would, however, hope to be able to retain a
less vivid reformulation of it, in which references to the genitor's purposes
would be replaced by references to final causes, or (more positivistically) to
survival-utility. This reformulation I would hope to be able to
use to cope with such matters as the Selection problem. But
(also much as Kant thinks with respect to an idea of pure reason) when it comes
to ethics the genitorial programme, in its more colourful form, just may have a
role which is not purely heuristic. The thought that if one
were genitor, one would install a certain feature which characteristically
leads to certain forms of behaviour might conceivably be a proper step in the
evaluation of that feature and of the associated behaviour. Let me
be a little more explicit, and a great deal more speculative, about the
possible relation to ethics of my programme for philosophical psychology. I
shall suppose that the genitorial programme has been realized to the point at
which we have designed a class of pirots which, nearly following Locke (Essay,
i. 27. 8), I might call 'veryintelligent rational pirots.
These pirots will be capable of putting themselves in the genitorial
position, of asking how, if they were constructing themselves with a view to
their own survival, they would execute this task; and if we have done our work
aright, their answer will be the same as ours. In virtue of the rational
capacities and dispositions which we have given them, and which they would give
themselves, each of them will have both the capacity and the desire to raise
the further question 'Why go on surviving?; and (I hope) will be able to
justify his continued existence by endorsing (in virtue of the aforementioned
rational capacities and dispositions) a set of criteria for evaluating and
ordering ends, and by applying these criteria both to ends which he may already
have, as indirect aids to survival, and to ends which are yet to be selected;
such ends, I may say, will not necessarily be restricted to concerns for
himself. The justification of the pursuit of some system of
ends would, in its turn, provide a justification for his continued
existence. We might, indeed, envisage the contents of a highly
general practical manual, which these pirots would be in a position to compile;
this manual, though perhaps short, might serve as a basis for more specialized
manuals to be composed when the pirots have been diversified by the harsh
realities of actual existence. The contents of the initial
manual would have various kinds of generality which are connected with familiar
discussions of universalizability. The pirots have, so far, been
endowed only with the characteristics which belong to the genitorially
justified psychological theory; so the manual will have to be formulated in
terms of the concepts of that theory, together with the concepts involved in
the very general description of living-conditions which have been used to set
up that theory; the manual will therefore have conceptual generality.
There will be no way of singling out a special subclass of
addresses, so the injunctions of the manual will have to be addressed,
indifferently, to any very6:intelligent rational pirot, and will thus have
generality of form. And since the manual can be thought of
as being composed by each of the so far indistinguishable pirots, no pirot
would include in the manual injunctions prescribing a certain line of conduct
in circumstances to which he was not likely to be subject; nor indeed could he
do so, even if he would. So the circumstances for which
conduct is prescribed could be presumed to be such as to be satisfied, from
time to time, by any addressee; the manual, then, will have generality of
application. Such a manual might, perhaps, without ineptitude be
called an IMMANUEL; and the very intelligent rational pirots, each of whom both
composes it and from time to time heeds it, might indeed be ourselves (in our
better moments, of course). Type-Progression in Pirotology:
Content-Internalization Grice’s purpose in this
section is to give a little thought to the question 'What are the general
principles exemplified, in creature-construction, in progressing from one type
of pirot to a higher type? What kinds of steps are being made?'
The kinds of step with which I shall deal here are those which culminate
in a licence to include, within the specitication of the content of the
psychological state of certain pirots, a range of expressions which would be
inappropriate with respect to lower pirots; such expressions include
connectives, quantifiers, temporal modifiers, mood-indicators, modal operators,
and (importantly) names of psychological states like "judge" and
"will"; expressions the availability of which leads to the structural
enrichment of specifications of content. In general, these
steps will be ones by which items or ideas which have, initially, a legitimate
place outside the scope of psychological instantiables (or, if you will, the
expressions forI am disposed to regard as prototypical the sort of natural
disposition which Hume attributes to us, and which is very important to him;
namely, the tendency of the mind 'to spread itself upon objects', to project
into the world items which, properly (or primitively) considered, are really
features of our states of mind. Though there are other
examples in his work, the most famous case in which he tries to make use of
this tendency to deal with a philosophical issue is his treatment of necessity;
the idea of necessary connection is traced (roughly) to an internal impression
which attends the passage of the mind from an idea or impression to an
associated idea. Grice is not wholly happy about Hume's
characterization of this kind of projection, but what I have to say will bear
at least a generic resemblance to what may be found in Hume. The
following kinds of transition seem to me to be characteristic of
internalization. References to psychological states (-states) may
occur in a variety of linguistic settings which are also appropriate to
references to states which have no direct connection with psychology.
Like volcanic eruptions, judgings or willings may be assigned both more
precise and less precise temporal locations (e.g. last Thursday or next
Tuesday, in the future or in the past); sometimes specifications of degree will
be appropriate; judging (A] or willing [A] may be assigned a cause or an
effect; and references to such y-states will be open to logical operations such
as negation and disjunction. To suppose that a creature
will, in the future, judge (A), or that he either judges [A] or judges (B), is
obviously not to attribute to him a judging distinct from judging (Al, or trom
judging[A] and from judging [B]; nevertheless, we can allow a transition from
these attributions to the attribution ofwhich occur legitimately outside the
scope of psychological verbs) come to have a legitimate place within the scope
of such instantiables: steps by which (one might say) such items or ideas come
to be internalizedI am disposed to regard as prototypical the sort of natural
disposition which Hume attributes to us, and which is very important to him;
namely, the tendency of the mind 'to spread itself upon objects', to project
into the world items which, properly (or primitively) considered, are really
features of our states of mind. Though there are other examples
in his work, the most famous case in which he tries to make use of this
tendency to deal with a philosophical issue is his treatment of necessity; the
idea of necessary connection is traced (roughly) to an internal impression
which attends the passage of the mind from an idea or impression to an
associated idea. I am not wholly happy about Hume's characterization of this
kind of projection, but what I have to say will bear at least a generic
resemblance to what may be found in Hume. The following kinds of
transition seem to me to be characteristic of internalization. References to
psychological states (-states) may occur in a variety of linguistic settings
which are also appropriate to references to states which have no direct
connection with psychology. Like volcanic eruptions, judgings or willings may
be assigned both more precise and less precise temporal locations (e.g. last
Thursday or next Tuesday, in the future or in the past); sometimes
specifications of degree will be appropriate; judging [A] or willing [A] may be
assigned a cause or an effect; and references to such y-states will be open to
logical operations such as negation and disjunction. To
suppose that a creature will, in the future, judge [A], or that he either
judges [A] or judges (B], is obviously not to attribute to him a judging
distinct from judging [A], or from judging[A] and from judging [B];
nevertheless, we can allow a transition from these attributions to the
attribution ofjudgings which are distinct, viz. of "future-judging
[A]"(expecting [A]) and of "or-judging [A, B]" Since these
arenew y-states, they will be open to the standard range of linguistic settings
for references to y-states; a creature may now (or at some time in the future)
future-judge [A](or past-judge [A]). There will be both a
semantic difference and a semantic connection (not necessarily the same for
every case) between the terminology generated by this kind of transition and
the original from which it is generated; while "x or-judges [A, B]"
will not require the truth of "x judges (A] or x judges (B]", there
will be a connection of meaning between the two forms of expres-sion; if a
creature x or-judges its potential prey as being [in the tree, in the bush], we
may expect x to wait in between the tree and the bush, constantly surveying
both; or-judging [A, B] will, in short, be typically manifested in behaviour
which is appropriate equally to the truth of A and to the truth of B, and which
is preparatory for behaviour specially appropriate to the truth of one of the pair,
to be evinced when it becomes true either that x judges [A] or that x judges
[B]. This kind of transition, in which an "extrinsic"
modifier attachable to y-expressions is transformed into (or replaced by) an
"intrinsic" modifier (one which is specific-atory of a special
(-state), I shall call first-stage internal-ization. It should be
apparent from the foregoing discussion that transitions from a lower type to a
higher type of pirot will often involve the addition of diversifications of a
y-state to be found undiversified in the lower type of pirot; we might proceed,
for example, from pirots with a capacity for simple judging to pirots with a
capacity for present-judging (the counterpart of the simple judging of their
predecessors), and also for future-judging (primitive expecting) and for
past-judging (primitive remembering). It may be possible always to
represent developmental steps in this way; but I am not yet sure of this. It
may be thatsometimes we should attribute to the less-developed pirot two
distinct states, say judging and willing; and only to a more developed pirot do
we assign a more generic state, say accepting, of which, once it is introduced,
we may represent judging and willing as specific forms (judicatively accepting
and volitively accepting). But by whatever route we think of
ourselves as arriving at it, the representation within a particular level of
theory of two or more y-states as diversifications of a single generic y-state
is legitimate, in my view, only if the theory includes laws relating to the
generic -state which, so far from being trivially derivable from laws relating
to the specific -states, can be used to derive in the theory, as special cases,
some but not all generalities which hold for the specific y-states. Wemight,
for example, justity the attribution to a pirot of the generic y-state of
accepting, with judging and willing as diversifications, by pointing to the
presence of such a law as the following: ceteris paribus, if x or-accepts (in
mode m of acceptance) [A, B], and x negatively accepts, in mode m, [A], then x
positively accepts, in mode m, [B]. From this law we could
derive that, ceteris paribus, (a) if x or-judges [A, B] and negatively judges
[A], then x positively judges [B]; and (b) if x or-wills [A, B] and negatively
wills [A], then x positively wills (BJ. ( (a) and (b) are, of course,
psychological counterparts of mood-variant versions of modus tollendo
ponens.) A further kind of transition is one which I shall label
second-stage internalization. It involves the replacement of an
"intrinsic" modifier, which signifies a differentiating feature of a
specific y-state, by a corresponding operator within the content-specifications
for a less specific v-state. If, for example, we have
reached by first-stage internalization the -state of future-judging [A], we may
proceed by second-stage internalization to the y-state of judging [in the
future, A]: similarly, we may proceed from judging (judicatively accepting) [A]
to accepting [it is the case that Al, from willing (volitively accepting) [A]
toaccepting (let it be that Al, and from disjunctively judging (or-judging) [A,
B] to judging [A or B). So long as the operator introduced
into a content-specification has maximum scope in that specification, the
result of second-stage internalization is simply to produce a notational
variant: x judges (A or B]" is semantically equivalent to
"x disjunctively judges [A, B]", and if matters rested here, there would
be no advance to a new level of theory. To reach a new level
of theory, and so to reach y-states exemplifiable only by a higher type of
pirot, provision must be made for y-states with contents in the specification
of which the newly introduced operator is embedded within the scope of another
operator, as in "x judges [if A or B, C]", or in "x accepts (if
A, let it be that B]". An obvious consequence of this
requirement will be that second-stage internalizations cannot be introduced singly;
an embedded operator must occur within the scope of another embeddable
operator. The unembedded occurrences of a new operator, for
which translation back into the terminology of the previous level of theory is
possible, secure continuity between the new level and the old;
indeed, Grice suspects that it is a general condition on the development
of one theory from another that there should be cases of "overlap" to
ensure continuity, and cases of non-overlap to ensure that a new theory has
really been developed. Two observations remain to be made. First,
if we enquire what theoretical purpose is likely to be served by endowing a
type of pirot with the capacity for y-states the specification of which
involves embedded operators, one important answer is likely to be that
explanation of the ranges of behaviour to be assigned to that type of pirot
requires a capacity for a relatively high grade of inference, in which the
passage from premisses to conclusion is encompassed, so to speak, within a
single thought; the pirot has to be capable, for example, of thinking [since,
A, B, and C, then DJ. This capacity may well require
otheraccepting (let it be that Al, and from disjunctively judging (or-judging)
[A, B] to judging [A or B). So long as the operator introduced into a
content-specification has maximum scope in that specification, the result of
second-stage internalization is simply to produce a notational variant:
"x judges (A or B]" is semantically equivalent to "x
disjunctively judges [A, B]", and if matters rested here, there would be
no advance to a new level of theory. To reach a new level of
theory, and so to reach y-states exemplifiable only by a higher type of pirot,
provision must be made for y-states with contents in the specification of which
the newly introduced operator is embedded within the scope of another operator,
as in "x judges [if A or B, C]", or in "x accepts (if A, let it
be that B]". An obvious consequence of this requirement
will be that second-stage internalizations cannot be introduced singly; an
embedded operator must occur within the scope of another embeddable
operator. The unembedded occurrences of a new operator, for
which translation back into the terminology of the previous level of theory is
possible, secure continuity between the new level and the old; indeed, I
suspect that it is a general condition on the development of one theory from
another that there should be cases of "overlap" to ensure continuity,
and cases of non-overlap to ensure that a new theory has really been
developed. Two observations remain to be made.
First, if we enquire what theoretical purpose is likely to be served by
endowing a type of pirot with the capacity for y-states the specification of
which involves embedded operators, one important answer is likely to be that
explanation of the ranges of behaviour to be assigned to that type of pirot
requires a capacity for a relatively high grade of inference, in which the
passage from premisses to conclusion is encompassed, so to speak, within a
single thought; the pirot has to be capable, for example, of thinking [since,
A, B, and C, then DJ. This capacity may well require other M-states generated by
internalization should conform to the restrictions propounded in Section VII;
that is to say, they should not be assigned to a pirot without
the assignment to the pirot of behaviour the presence of which they will
be required to explain, and a genitorial justification for
the presence of that behaviour in the pirotIf both generic and specific
y-states are to be recognized by a theory, each such state should figure
non-trivially in laws of that theory. Second-stage internalization
should be invoked only when first-stage internalization is inadequate for
explanatory purposes. Where possible, full internalization should be reached
by a standard two-stage progression. VII. Higher-Order
Psychological States In this section Grice focuses on just one of
the modes of content-internalization, that in which psychological concepts (or
other counterparts in psychological theory) are themselves internalized.
I shall give three illustrations of the philosophical potentialities
of this mode of internal-ization, including a suggestion for the solution of my
third initial problem (Problem C), that of the accommodation, within my
approach, of the phenomena of privileged access and incorrigibility.
As I have already remarked, it may be possible in a sufficiently
enriched theory to define concepts which have to be treated as primitive in the
theory's more impoverished predecessors. Given a type of
pirot whose behaviour is sufficiently complex as to require a psychological
theory in which psychological concepts, along with such other items as logical
connectives and quantifiers, are internalized, it will I think be possible to
define a variety of judging, which I shall call "judging*", in terms
of willing. I doubt if one would wish judging* to replace
the previously distinguished notion of judging; I suspect one would wish them
to coexist; one would want one's relatively advanced pirots to be capable not
only of the highly rational state of judging but also of the kind of judging
exemplified by lower types, if only in order to attribute to such advanced
pirots implicit or unconscious judgings. There may well be
more than one option for the definition of judging*; since my purpose is to
illustrate a method rather than to make a substantial proposal, I shall select
a relatively simple way, which may not be the best. The central
ideal is that whereas the proper specification of a (particularized)
disposition, say a man's disposition to entertain his brother if his brother
comes to town, would be as a disposition to entertain his brother if he
believes that his brother has come to town (ct. the circularities noted in
Section I), no such emendation is required if we speak of a man's will to
entertain his brother if his brother comes to town. We may
expect the man to be disappointed if he discovers that his brother has actually
come to town without his having had the chance to entertain him, whether or not
he was at the time aware that his brother was in town. Of course,
to put his will into effect on a particular occasion, he will have to judge
that his brother is in town, but no reference to such a judgement would be
appropriate in the specification of the content of his will. Here,
then, is the definition which I suggest. x judges* that p just in case x wills
as follows: given any situation in which (i) x wills some end E, (ii) there are
two non-empty classes (K, and K2) of action-types such that the performance by
x of an action-type belonging to K, will realize E just in case p is true, and
the performance by x of a member of K, will realize E just in case p is false,
(iji) there is no third non-empty class (K3) of action-types, such that the
performance by x of an action-type belonging to K3 will realize E whether p is
true or p is false: then in such a situation x is to will that he perform some
action-typebelonging to K,. Put more informally (and less
accurately), x judges that p just in case x wills that, if he has to choose
between a kind of action which will realize some end of his just in case p is
true and a kind of action which will realize that end just in case p is false,
he should will to adopt some action of the first kind. We might be able to use the
idea of higher-order states to account for a kind of indeterminacy which is
frequently apparent in our desires. Consider a disgruntled
employee who wants more money; and suppose that we embrace the idea (which may
very well be misguided) of representing his desire in terms of the notion of
wanting that p (with the aid of quantifiers). To represent
him as wanting that he should have some increment or other, or that he should
have some increment or other within certain limits, may not do justice to the
facts; it might be to attribute to him too generic a desire, since he may not
be thinking that any increment, or any increment within certain limits, would
do. If, however, we shift from thinking in terms of internal
quantification to thinking in terms of external quantification, then we run the
risk of attributing to him too specific a desire; there may not be any specific
increment which is the one he wants; he may just not have yet made up his mind.
It is as if we should like to plant our (existential) quantifier in an
intermediate position, in the middle of the word 'want'; and that, in a way, is
just what we can do. We can suppose him (initially) to be
wanting that there be some increment (some increment within certain limits)
such that he wants that increment; and then, when under the influence of that
want he has engaged in further reflection, or succeeded in eliciting an offer
from his employer, he later reaches a position to which external quantification
is appropriate; that is, there now is some particular increment such that he
wants that increment. Grice shall now try to bring the idea of
higher-order states to bear on Problem C (how to accommodate privilegedaccess
and, maybe, incorrigibility). Grice sets out in stages a
possible solution along these lines, which will also illustrate the application
of aspects of the genitorial programme Stage 0. We start with
pirots equipped to satisfy unnested judgings and willings (i.e. whose contents
do not involve judging or willing). Stage 1. It would be
advantageous to pirots if they could have judgings and willings which relate to
the judgings or willings of other pirots; for example, if pirots are
sufficiently developed to be able to will their own behaviour in advance (form
intentions for future action), it could be advantageous to one pirot to
anticipate the behaviour of another by judging that the second pirot wills to
do A (in the future). So we construct a higher type of pirot
with this capacity, without however the capacity for reflexive states.
It would be advantageous to construct a yet higher type of pirot, with
judgings and willings which relate to its own judgings or willings.
Such pirots could be equipped to control or regulate their own
judgings and willings; they will presumably be already constituted so as to
conform to the law that ceteris paribus if they will that p and judge that
not-p, then if they can, they make it the case that p. To
give them some control over their judgings and willings, we need only extend
the application of this law to their judgings and willings; we equip them so
that ceteris paribus if they will that they do not will that p and judge that
they do will that p, then (if they can) they make it the case that they do not
will that p (and we somehow ensure that sometimes they can do this).
It may be that the installation of this kind of control would go hand in
hand with the installation of the capacity for evaluation; but I need not
concern myself with this now.] We shall not want these pirots to
depend, inreaching their second-order judgements about them-selves, on the
observation of manifestational be-haviour; indeed, if self-control which
involves suppressing the willing that p is what the genitor is aiming
at,behaviour which manifests a pirot'sjudging that it wills that p may be part
of what he hopes to prevent. So the genitor makes these pirots subject to the
law that ceteris paribus if a pirot judges (wills) that p, then it judges that
it judges (wills) thatp. To build in this feature is to build
in privileged access to judgings and willings. To minimize the
waste of effort which would be involved in trying to suppress a willing which a
pirot mistakenly judges itself to have, the genitor may also build in
conformity to the converse law, that ceteris paribus if a
pirot judges that it judges (wills) that P, it judges (wills) that p.
Both of these laws however are only ceteris paribus laws.
And there will be room for counter-examples. In
self-deception, for example, either law may not hold. We may get a
judgement that one wills that p without the willing that p. And we
may get willing that p without judging that one wills that p, indeed, with
judging that one does not will that p. Grice abbreviates "x
judges that x judges that p" by "x judges? that p", and "x
judges that x judges that x judges that p" by "x judges" that
p". Let us suppose that we make the not implausible
assumption that there will be no way of finding non-linguistic manifestational
behaviour which distinguishes judging? that p from judging that p.
There will now be two options. We may suppose that
"judge? that p" is an inadmissible locution, which one has no basis
for applying. Or we may suppose that "x judges that p"
and "x judges? that p" are manifestationally equivalent, just because
there can be no distinguishing behavioural manifestation. The
second option is preferable, if we want to allow for the construction of a
possibly later type, a *talking* pirot, which can EXPRESS that it judges? that
p; and to maintain as a general, though probably derivative, law that ceteris
paribus if x EXPRESSES that &, x judges that ф. The substitution of "x
judges? that p" for " p" will force the admissibility of "x
judges" that p". So we shall have to adopt as a
law that x judges" that piff x judges? that p. Exactly
parallel reasoning will force the adoption of the law that x judges that p if x
judges? that p. If we now define "x believes that p" as
"x judges? that p", we get the result that a
believes that p iff x believes that x believes that p. We
get the result, that is to say, that — a belief is (in this
sense) incorrigible, whereas a first-order judging is only a matter for
privileged access. Is this or that Psychological Concept Eliminable?
Grice has tried to shed a little light on the question 'How is a
psychological concept related to psychological theory and to psychological
explanation?" Grice has not, so far, said anything about a
question which has considerably vexed some of Grice’s friends as well as
himself. Someone —let us call him the eliminator — might
say: ‘You explicitly subscribe to the idea of thinking of
apsychological concept as explicable in terms of its role in a psychological
law, that is to say, in terms of their potentialities for the explanation of
behaviour. You also subscribe to the idea that, where there
is a psychological explanation of a particular behaviour, there is also a
physiological explanation With respect to pirots, it is supposedly
the business of the engineer to make a psychological state effective by
ensuring that this condition holds. You must, however, admit
that the explanation of behaviour, drawn from pirot-physiology, which is accessible
to the engineer is from a theoretical point of view, greatly superior to
that accessible to the genitor; The former are, for example,
drawn from a more comprehensive theory, and from one which yields or when
fully developed will yield — even in the area of behaviour, a more precise
prediction. So since the attribution of a psychological state owes
any claim to truth it may have to its potentialities for the explanation of
behaviour, and since these potentialities are inferior to the potentialities of
this of that physiological state, Occam's Razor will dictate that attributions
of psychological states, to actual creatures no less than to pirots, should be
rejected en bloc as lacking truth —even though, from ignorance or to avoid
excessive labour, we might in fact continue to utter them. We have
indeed come face to face with the last gasp of Primitive Animism, namely the
attempted perpetuation of the myth that animals are animate.' The
eliminator should receive fuller attention than Grice can give him on this
occasion, but I will provide an interim response to him, in the course of which
Grice shall hope to redeem the promise made, to pursue a little further the
idea that the common-sense theory which underlines this or that psychological
concept can be shown to be at least in some respects true. First,
the eliminator's position should, in Grice’s view, be seen as a particular case
of canonical scepticism, and should, therefore, be met in accordance with
general principles for the treatment of sceptical problems.
It is necessary, but it is also insufficient, to produce a cogent
argument for the falsity of his conclusion; if we confine
ourselves to this kind of argumentation we shall find ourselves confronted by
the post-eliminator, who says to us “Certainly the steps in
your refutation of the eliminator are validly made.” “But so are
the steps in his argument.” A correct view of the matter is that
from a set of principles in which a psychological concept occurs crucially, and
through which that psychological concept is delineated, it follows both that
the eliminator is right and that he is wrong. So much the worse,
then, for the set of principles and for the concepts; they should
be rejected as incoherent. A satisfactory rebuttal of the
eliminator's position must, therefore, undermine his argument as well as
overturn his conclusion. In pursuit of the first of these
objectives, Grice remarks that, to his mind, to explain a phenomenon, or a
sequence of phenomena, P is, typically, to explain P qua exemplifying some
particular feature or characteristic And so, one fact — or
system — may explain P qua exemplifying characteristic C, while another fact —
or system — explains P qua exemplifying a different charscteristic C2.
In application to the present case, it is quite possible that one
system, the physiology of the future, should explain the things we do
considered as sequences of physical movements, while another system,
psychological theory, explains the things we do considered as instances of
sorts of behaviour. We may, at this point, distinguish two
possible principles concerning the acceptability of a system of
explanation: If a system S1 is theoretically more adequate, for
the explanation of a class of phenomena P will respect to a class of
characteristics C, than is system S2 for the explanation of & with respect
to C, other things being equal, S1 is to be accepted and S2 is to be
rejected. Gricd has no quarrel with this principle.
If system S1 is theoretically more adequate, for the explanation of P with
respect to C1 than is system S2 for the explanation of P with respect to C2, la
different class of characteristics, other things being equal, S1 is to be
accepted and S2 is to be rejected. The latter principle seems to me
to lack plausibility. In general, if we want to be able to explain
P qua C2, e.g. as behaviour, our interest in such explanation should not be
abandoned merely because the kind of explanation available with respect to some
other class of characteristics is theoretically superior to the kind available
with respect to C2. The eliminator, however, will argue
that, in the present case, what we have is really a special case of the
application of Principle 1; for since any
Ca in Cz which is exemplified on a given occasion has to be realised on that
occasion in some , (some sequence of physical movements), for which there is a
physiological explanation, the physiological explanation of the presence of C,
on that occasion is ipso facto an explanation of the presence of C2, the
behavioural feature, on that occasion, and so should be regarded as displacing
any psychological explanation of the presence of Ca. To maintain
this position, the eliminator must be prepared to hold that if a behavioural
feature is, on an occasion, realised in a given type of physical movement
sequence, that type of a movement sequence is, in itself, a sufficient
condition for the presence of the behavioural feature. Only so can
the eliminator claim that the full power and prestige of physiological
explanation is transmitted from a movement to behaviour, thereby ousting
psychological explanation. But it is very dubious whether a
particular a movement sequence is, in general, a sufficient condition for a
behavioural feature, especially with respect to such a behavioural feature the
discrimination of which is most important for the conduct of life.
Whether a man with a club is merely advancing *towards* Grice or
advancing *upon* Grice may well depend on a condition distinct from the
character of his movements, indeed, it would be natural to suppose, upon a
psychological condition. It might of course be claimed that
any such psychological condition would, in principle, be re-expressible in
psychological terms, but this claim cannot be made by one who seeks not the
reduction of psychological concepts but their rejection. If a
psychological state is not to be reduced to a physiological state, the proceeds
of such reduction cannot be used to bridge gaps between a movement and behaviour.
The truth seems to be that the language of behavioural description is
part and parcel of the system to which psychological explanation belongs, and
cannot be prised off therefrom. Nor can the eliminator
choose to be hanged for a sheep rather than for a mere lamb, by opting to
jettison behavioural description along with psychological concepts.
The eliminator himself will need behavioural terms
like"describe" and "report" in order to formulate his
non-recommendations or predictions. And, perhaps more importantly,
if there is, or is to be, strictly speaking no such thing as the discrimination
of behaviour, there are, or are to be, no such things as ways of staying alive,
either to describe or to adopt. Furthermore, even if the
eliminator were to succeed in bringing psychological concepts beneath the
baleful glare of Principle 1, he would only have established that other things
being equal psychological concepts and psychological explanation are to be
rejected. But other things are manifestly not equal, in ways
which he has not taken into account. It is one thing to
suggest, as Grice suggests, that a proper philosophical understanding of
ascriptions of psychological concepts is a matter of understanding the roles of
such concepts in a psychological theory which explains behaviour.
It is quite *another* thing to suppose that creatures to whom such a theory
applies will (or should) be interested in the ascription of psychological
states only because of their interest in having a satisfactory system for the
explanation of behaviour. The psychological theory which
Grice envisages would be deficient as a theory to explain behaviour if it did
not contain provision for interests in the ascription of psychological states
otherwise than as tools for explaining and predicting behaviour, interests, for
example, on the part of one creature to be able to ascribe these rather than
those psychological states to another creature because of a concern for the
other creature. Within such a theory it should be possible
to derive strong motivations on the part of the creatures subject to the theory
against the abandonment of the central concepts of the theory (and so of the
theory itself), motivations which the creatures would (or should) regardas
justified. Grice illustrates with a little fable.
The very eminent and very dedicated neurophysiologist speaks to his
wife. "My (for at least a little while longer) dear," he
says, "I have long thought of myself as an acute and
well-informed interpreter of your actions and behaviour.” “I think
I have been able to identify nearly every thought that has made you smile, and
nearly every desire that has moved you to act.” “My researches,
however, have made such progress that I shall no longer need to understand you
in this way.” “Instead I shall be in a position, with the aid of
instruments which I shall attach to you, to assign to each bodily movement
which you make in acting a specific antecedent condition in your cortex.”
“No longer shall I need to concern myself with your so-called thoughts
and feelings.” “In the meantime, perhaps you would have dinner
with me tonight” “I trust that you will not resist if I
bring along some apparatus to help me to determine, as quickly as possible, the
physiological idiosyncracies which obtain in your system.” Grice
has a feeling that Mrs. Churchland might refuse the proffered invitation.
Indeed, only from within the framework of such a theory, Grice thinks,
can matters of evaluation, and so of the evaluation of modes of explanation, be
raised at all. If Grice conjectures aright, the entrenched
system contains the materials needed to justify its own entrenchment — whereas
no rival system contains a basis for the justification of anything at
all. We must be ever watchful against the devil of scientism, who
would lead us into myopic over-concentration on the nature and importance of
knowledge, and of scientific knowledge in particular; the devil who is even so
audacious as to tempt us to call in question the very system of ideas required
to make intelligible the idea of calling in question anything at all; and who
would even prompt us, in effect, to suggest that, since we do not really think
but only think that we think, we had better change our minds without undue
delay. H. P. Grice In his ‘Method in philosophical
philosophy: from the banal to the bizarre,’ Grice presents some of his ideas
about how he wants to approach philosophical psychology. Grice’s hope is,
in effect, to sketch a whole system. This is quite an undertaking,
and Grice hopes that you will bear with him if in discharging it he occupies a
little more of your time than is becoming in holders of his august
office. While Grice is sure that you will be able to detect
some affinities between his ideas and ideas to be found in philosophy, Grice
proposes to leave such comparisons to you. Though at certain
points Grice has had his eye on discussions, the main influences on this
part of his work have lain in the past, particularly in Aristotle, Hume, and
Kant. Grice has the feeling that, among them, these
philosophers have written a great deal of the story, though perhaps not always
in the most legible of hands. Grice begins by formulating, in
outline, a sequence of particular problems which Grice thinks an adequate
philosophical psychology must be able to lay to rest. One concerns
the real or apparent circularity with which one is liable to be faced if one
attempts to provide an analysis of a central psychological concept by means of
an explicit definition. Suppose that, like some philosophers, we
are attracted by the idea of giving a dispositional behaviouristic analysis of
such a concept, and that we make a start on the concept of belief.
As a first shot, we try the following: x believes that
p just in case x is disposed to act as if
p is true. In response to obvious queries about the meaning of the
phrase, 'act as if p is true', we substitute: x is disposed,
whenever x wants (desires) some end E, to act in ways which will realise E
given that p is true, rather than in ways which will realise E given that p is
false. The precise form which such a definition might take
is immaterial to Grice’s present purpose, provided that it has two features
observable. First, that a further psychological
concept, that of wanting, has been introduced in the definiens; and
second, that to meet another obvious response, the
concept of belief itself has to be reintroduced in the definiens.
For the disposition associated with a belief that p surely should be specified,
not as a disposition to act in ways which will in realise E given that p is
true, but rather as a disposition to act in ways which x *believes* will — given
that p is true — realise E. One who believes that p may
often fail to act in ways that would realise E given that p is true, because he
is quite unaware of the fact that such actions would realise E if p is
true Or he may quite often act in ways which would realise E only
if p is false — because he mistakenly believes that such ways would realiss E
if p is true. If we turn to the concept of wanting, which the
definition introduced into the definiens for belief, we seem to encounter a
parallel situation. Suppose we start with: x
wants E just in case x is disposed to act
in ways which will realise E, rather than in ways which will realise the
negation of E. The same kind of objection, as that just
raised in the case of belief, seems to compel the introduction of the concept
of belief into the definiens of W, giving us: x is disposed to act
in ways which x *believes* will realise E rather than in ways which x believes
will realise the negation of E. We now meet the further
objection that one who wants E can be counted on to act in such ways as these —
only provided that there is no E2 which he wants more than E1. If
there is such an E2, in any situation in which & conflicts with & he may
be expected to act in ways he thinks will realise the negation of E.
But the incorporation of any version of this proviso into the
definiens for wanting will reintroduce the concept of wanting itself.
The situation, then, seems to be that if, along the envisaged behaviouristic
lines, we attempt to provide an explicit definition for such a pair of concepts
as those of belief and wanting, whichever member of the pair we start with we
are driven into the very small circle of introducing into the definiens the
very concept which is being defined, and also into the slightly larger circle
of introducing into the definiens the other member of the pair.
The idea, suggested to Grice by this difficulty, is that we might be well
advised, as a first move, to abandon the idea of looking for an explicit
definition of a central psychological concept, and look instead for an implicit
definition, to be provided by some form of axiomatic treatment — leaving open
the possibility that, as a second move, this kind of treatment might be made the
foundation for a different sort of explicit definition. Such
a procedure might well preserve an attractive feature of behaviouristic
analyses, that of attempting to explain psychological concepts by relating them
to appropriate forms of behaviour, while at the same time freeing us from the
logical embarrassments into which such analyses seem to lead us.
We are now, however, faced with a further question. If we are to
think of a certain psychological concept as being implicitly defined by some
set of laws, or quasi-laws, in which they figure, are we to attribute to such
laws a contingent or a non-contingent status? A look at some
strong candidates for the position of being laws of the kind which we are
seeking seems merely to reinforce the question. Consider the
principle: ‘He who wills the end wills the means.’ —
some form of which seems to me to be the idea behind both of the behaviouristic
definitions just discussed. Interpret it as saying that anyone who
wills some end, and also believes that some action on his part is an
indispensable means to that end, wills the action in question.
One might be inclined to say that if anyone believes that a certain line
of action is indispensable to the attainment of a certain end, and yet refuses
to adopt that line of action, that would count decisively against the
conceptual legitimacy of saying that it is his will to attain that end.
Think Machiavelli! To proceed in this way at least
appears to involve treating the principle as a necessary truth. On
the other hand, one might also be inclined to regard the principle as offering
a general account of a certain aspect of our psychological processes, as
specifying a condition under which, when our will is fixed on a certain object,
it will be the case that it is also fixed on a certain other object.
To take this view of the principle seems like regarding it as a
psychological *law* — and, so. as contingent. Grice’s second
problem is, then, this: How — without a blanket
rejection of Leibniz’s analytic/ synthetic distinction — are we to account for
and, if possible, resolve the ambivalence concerning their status with which we
seem to look upon this or that principle involving this or that psychological
concept? Cf. Conversation as rational cooperation. To
set this problem aside for a moment, the approach which Grice is interested in
exploring is that of thinking of a central psychological concept as a
theoretical concept. It is a psycho-logical concepts (Italian,
psychic) just because it is the primitive concept which belong to a certain
kind of psychological theory, without also belonging to any presupposed theory
— such as physiological theory. And a psychological theory is a
theory whose function is to provide, in a systematic way, an explanation of
behaviour whichs differ from any explanation of behaviour which may be provided
by, or may some day be provided by, any presupposed theory — such as
physiological theory. To explicate such a psychological concept is
to characterize its role in the theory to which it primarily belongs, to
specify, with this or that degree of detail, the laws — or quasi-laws — in
which it figures, and the manner in which such a law or quasi-law, is linked to
behaviour. Now to say this much is not to say anything very
new; Grice is sure you have heard this sort of thing
before. It is also not to say very much.
Allthat has so far been given is a sketch of a programme for the philosophical
treatment of a psychological concept, not even the beginnings of a
philosophical treatment itself. What is needed is rather more
attention to detail than is usually offered by advocates of this
approach. We need to pursue such questions as what the special
features of a psychological theory are, why such a theory should be needed,
what sort of laws or generalities it should contain, and precisely how such a
law may be used to explicate a familiar psychological term.
Grice shall be addressing hinself to some of these questions in the
remainder of this address to you. But, before any more is said, a
further problem looms. Grice can almost hear a murmur to the
effect that such an approach to philosophical psychology is doomed from the
start. Do we *not* have privileged access to our own belief
and desire? And, worse still, may it not be true that at
least some of our avowals of our belief and our desire are incorrigible?
How, then, are such considerations as these to be rendered
consistent with an approach which seems to imply that the justifiability of
attributing a belief and a desire to people — and maybe animals —, including
ourselves, rests on the utility of the theory to which the concepts of belief
and desire belong, in providing desiderated explanations of behaviour?
This is Grice’s third problem. Grice’s fourth problem, the
Selection Problem, is connected with a different and less radical objection to
the approach which Grice has just begun to sketch. Surely,
it may be said, it cannot be right to suppose that a conjunction of all the
laws of a psychological theory in which a psychological concept figures is what
should be used to explicate that concept. Even if we are in
a position to use any such law — which is not certain — we are not, and indeed never
shall be, in a position to use all of them. Moreover, this or that
law may not be suitable. For all we know, some modification
of one or other of the following laws' might be a psychological law, possibly
an underived law: Optimism Law: The more one
wants p the more likely one is to believe p.
Optimism/Pessimism Law: Given condition C1, the more
one wants d the more likely one is to believe d. Given
condition C2, the more one wants d, the less likely one is to believe d.
These do not seem the right kind of law to be used to explicate wanting
or believing. We need some selective principle. What
is this selective problem? First, a preliminary observation.
If we are seeking to explicate a psychological concept by relating it to
psychological theory, the theory which we invoke should be one which can be
regarded as underlying our ordinary speech and thought about this or that
psychological matter, and as such will have to be a part of folk-science.
There is no need to suppose that its structure would be of a sort which
is appropriate for a professional theory, nor even to suppose that it would be
a correct or acceptable theory; though Grice would hope that there would be a
way of showing that, at least, some central parts of it would be interpretable
within an acceptable professional theory — in such a way as to come out true in
that theory, and that, indeed, this demand might constitute a constraint on the
construction of a professional theory. This is perhaps a
latter-day version of a defence of common sense in this area. Let
us unrealistically suppose, for the purposes of schematic discussion, that we
have a psychological theory which, when set out in formal dress, contains a
body of underived laws, the formulation of which incorporates two primitive
predicate *constants*: J and V. These two *constants* we want to
correspond, respectively, to two psychological terms
"judging" — from Latin iudicatio — and "willing — from Latin vuolere.
— which in their turn will serve as a regimented base for the
explication of such familiar notions as believing and wanting.
Let us think of I and V as correlated with, or ranging over,
"instantiables" leaving open the question whether these instantiables
are sets or properties, or both, or neither. Let us
abbreviate the conjunction of these laws by "L", and let us ignore
for the moment the obvious fact that any adequate theory along these lines
would need to distinguish specific sub-instantiables under J and V,
corresponding to the diversity of specific contents which judging and willing
may take as modifications as "intentional objects.” How are
we to envisage the terms "judge" and "will" as being
introduced? Two closely related alternative ways suggest
themselves. First, what Grice shall call the way of
Ramseified naming: “There is just one J, and just one
V — such that L, and
Let I be called "judging" and V be called “willing.”
On this alternative, the uniqueness claim is essential, since
"judging" and "willing" are being assigned as names for
this or that particular instantiable. An alternative, which Grice
may call the way of Ramsified *definition*, can dispense with the uniqueness
claim. It will run: x judges just in case
there is a J and there is a V such that L, and x instantiates J. x
wills just in case there is a J and there is a V such that L, and x
instantiates V. We now have available a possible explanation of
the ambivalence we may feel with regard to the Leibnizian status of a
psychological principle, which was the subject of a problem. The
difference between the two alternative procedures is relatively subtle, and if
we do not distinguish them we may find ourselves under the pull of both.
The first alternative renders a psychological principle
contingent. The second renders the same principle
non-contingent. Let me illustrate by using an even simpler and
even less realistic example. Suppose that a psychological law tells
us that anyone, in state P, hollers. And that
we seek to use this law to introduce the term "pain" — Latin:
paena. On the first alternative, we have: There
is just one P, such that anyone, in state P, hollers. Let us call
P "pain". Since on this alternative we are naming
the state P "pain", if the utilised law is contingent, so will be the
principle Anyone who is in pain hollers. If we
use the alternative, we shall introduce "pain" as follows:
x is in pain just in case there is a P such
that: anyone in state P hollers and x is in
state P. On this alternative, it will be non-contingently
true that anyone who is in pain hollers. For to be in pain
*is* to be in some state which involves hollering. While this
suggestion may account for the ambivalence noted, it does not of course resolve
it. To resolve it, one would have to find a reason for preferring
one of the alternatives to the other. In a somewhat devious
pursuit of such a reason, let us enquire further about the character of the
postulated psychological instantiable. Is it, or can it be,
identifiable with a physical instantiable? One possible position
of a sort which has been found attractive by some slightly impetuous
physicalists would be to adopt the first alternative — that of Ramsified naming
— and to combine it with the thesis that the
J-instantiable is to be identified with one physiological
property and the V-instantiable with
another such property. This position at least appears to
have the feature, to which some might strongly object, of propounding a
seemingly philosophical thesis which is at the mercy of a possible development
in physiology. One might add that the prospect that such a
development would be favourable to the thesis does not seem to be all that
bright. The adaptiveness of an organism may well be such as
to make it very much in the cards that two soecimens of the same species may,
under different environmental pressures, develop different sub-systems, even
different sub-systems at different times, as the physiological underlay of the
same set of a psychological instantiable, and that a given physiological
property may be the correlate in one sub-system of a particular psychological
instantiable, while in another it is correlated with a different psychological
instantiable — or with none at all. Such a possibility would mean
that a physiological property which was, for a soecimen at a particular time,
correlated with a particular psychological instantiable would be neither a
necessary nor a sufficient condition for that instantiable. It
would at best be sufficient, and perhaps also necessary, for the instantiable
within the particular kind of sub-system prevailing in the specimen at the
time. An unqualified identification of the physical property
and the psychological instantiable would now be excluded. Faced
with such a difficulty, a physicalist might resort to various manoeuvres.
He might seek to identify a particular psychological instantiable
with a disjunctive property, each disjoined constituent of which is a property
consistingin having a certain physiological property in a certain kind of
sub-system. Or he might relativize the notion of identity, for the
purpose of psycho-physical identification, to types of sub-systems.
Or he might abandon the pursuit of identification at the level of
instantiables, and restrict himself to claiming an identities between
individual psychological events or states of affairs
e.g. Smith’s believing at t that p and
physiological events or states of affairs — e.g Smith’s
brain being in such and such a state at t. But none of these
shifts has the intuitive appeal of their simplistic forebear.
Moreover, each will be open to variants of a familiar kind of objection.
For example, Smith’s judging at noon that they were out to get him
might well be a case of judging something to be true on insufficient
evidence. But, to use Berkeley's phrase, it 'sounds rather harsh'
to say that it is Smith’s brain being in such and such a state at noon
which is ultimately a case of judging something to be true on insufficient
evidence. For Grice’s part, Grice would hope that a much-needed
general theory of categories would protect him against any thesis which would
require him either to license such a locution as the last — or to resort to a
never-ending stream of cries of 'Opaque context!' in order to block such a
locution. If the prime purpose of the notion of identity is, as
Grice believes it to be, to license a predicate transfer, one begins to look a
little silly if one first champions a particular kind of identification, and
then constantly jibs at the predicate transfer which it seems to allow.
Such considerations as these can, Grice thinks, be deployed against the
way of Ramsified naming even — when it is *unaccompanied* by a thesis about a
psycho-physical identity. However unlikely it may be that the
future course of physiological research will favour any simple correlations
between a psychological instantiabl and a physiological property, Grice does
not see that he has any firm guarantee that it will not, that it will never be
established that some particular kind of Smith’s brain state is associated
with, say, Smith’s judging that snow is white. If so, if
Grice adopts the first alternative with its uniqueness claim, Grice has no firm
guarantee against having to identity Grice’s brain's being in some particular
state with Grice’s judging that snow is white, and so being landed with the
embarrassments Grice has just commented upon. Since Grice is
inclined to think that he does in fact have such a guarantee although at the
moment he cannot lay his hands on it, Grice is inclined to prefer the second
alternative to the first. As a pendant to the discussion just
concluded, Grice expresses two prejudices. Any
psycho-physical identification which is accepted will have to be accepted on
the basis of some known, or assumed, psycho-physical co-relation.
it seems to Grice that in this area all that philosophical psychology really
requires is the supposition that there *is* such a co-relation.
Whether the co-relation does or do not provide a legitimate foundation for
identifications seems to Grice to be more a question in the theory of identity
than in the philosophy of mind. Or philosophical psychology
— since Ryle taught Grice to avoid ‘mental.’ Second, Grice is not
greatly enamoured of some of the motivations which prompt the advocacy of a
psycho-physical identification. Grice has in mind a concern to
exclude such a ‘queer' or "mysterious' entity, as a ‘soul,’ a a purely
psychic event — such as ‘Someone is hearing a noise’ — a purely psychic
property, and so forth. Grice’s taste is for keeping open
house for all sorts and conditions of entities, just so long as, when they come
in, they help with the house-work. Provided that Grice can see an
entity at work, and provided that it is not detected in illicit logical
behaviour — within which I do not include a certain degree of indeterminacy,
not even of numerical indeterminacy —, Grice does not find such an entity as a
psychic entity queer or mysterious at all. To fangle an
ontological marxism, it works; therefore, it exists — even though
such an entity, perhaps an entity which comes on the recommendation of some
form of transcendental argument, may qualify for the specially favoured status
of an ens realissimum. To exclude a honest working entity seems to
Grice like metaphysical or ontological snobbery — a reluctance to be seen in
the company of any but the best things. Grice discusses two formal
features which Grice thinks it might be desirable to attribute to some at least
of this or that law or quasi-law of the theory to be used to explicate a psychological
concept. Aristotle distinguishes between things which are so of
necessity and things which are so for the most part, and located in the second
category things which are done. More or less conformably with this
position, Grice suggests that a law which determines a psychological concept is
a ceteris paribus law — which resembles a probability generalisation in that it
is defeasible, but differs from it in that a ceteris paribus law does not
assign a weight. Grice envisages a system which, without
inconsistency, may contain a sequence consisting of a law of the form
A's are Z, and a modifying law of the
form A's which are B are Z' where Z' is
incompatible with Z — and of the form A's which are B and C
are Z, and so on. Analogous sequences can
be constructed for a functional law; if A, B, and Z are
determinables we may have, in the same system: a thing which is A
to degree a are Z to degree f' a thing which is A to degree
a and B to degree B are Z to a degree which is the value of f (B, f' (a))
If we like, we can prefix "ceteris paribus" to each such
generality, to ensure that "A's are Z"
is NOT taken as synonymous with Every A is
Z. For any such system a restriction on Modus Ponens is required,
since we must not be allowed to infer from A's are Z
and x is both A and B
to x is Z if A's which are B are Z' -
where Z' is incompatible with Z — is a law.
This restriction will be analogous to the Principle of Total Evidence
required for a probabilistic system; A first approximation might
run as follows: in applying a law of the system to an
individual case for the purpose of detachment, one must select the law with the
most specific antecedent which is satisfied by the individual case.
Results of treating a psychological law as ceteris paribus laws
which will be attractive to Grice are first
that It can no longer be claimed that we do not *know*
any psychological law because we do not know all the restrictive conditions,
and second, that a
psychological theory may be included in a larger theory which modifies
it. Modification does not require emendation. If a
modifying sequence terminates, its constituent law can be converted into a
universal law. Otherwise, not. If we hold a strong
version of Determinism — roughly, that there is an acceptable theory in which
every phenomenon is explained — we might expect the Last Trump to herald a
Presidential Address in which the Final Theory is presented, entirely free from
ceteris paribus laws. But if we accept only a weaker version, with
reversed quantifiers — for every phenomenon there is an acceptable theory in
which it is explained — the programme for Judgement Day will lose one leading
attraction. Other items on the agenda, however, may prove
sufficiently exciting to compensate for this loss. Grice suspects
that even the latitude given to our prospective psychological folk-theory by
allowing it to contain or even consist of ceteris paribus laws will not make it
folksy enough. There is, or was, in empirical psychology, a
generality called "The Yerkes-Dodson Law"; based on experiments
designed to test degrees of learning competence in rats set to run mazes under
water, after varying periods of initial constraint, it states, in effect, that,
with other factors constant, degrees of learning competence are co-related with
degrees of emotional stress by a function whose values form a bell-curve.
I have some reluctance towards calling this statement the
expression of a law, on the grounds that, since it does not - and could not,
given that quantitative expression of degrees of competence and of stress is
not available — specify the function or functions in question, it states that
there is a law of a certain sort rather than actually state a law.
But whether or not the Yerkes-Dodson Law is properly so-called, it is
certainly law-allusive, and the feature of being law-allusive is one which
Grice would expect to find in a psychological law to be used to explicate a
psychological concept. Grice turns now to the task of outlining,
in a constructive way, the kind of method by which, in accordance with his
programme, a particular psychological concept, and a linguistic expression for
it, might be introduced. Grice takes into account the need to
clarify the routes by which a psychological sub-instantiable comes to be
expressed by the combination of a general psychological VERB and a complement
which specifies content. Grice’s account will be only
semi-realistic, since he considers the psychological explanation of only a very
rudimentary sample of behaviour, and even with respect to that sample a proper
explanation would involve apparatus which Grice omits - for example, apparatus
to deal with conceptual representation and with the fact that a motivation
towards a particular sort of behaviour may be frustrated.
But since Grice is attempting only to illustrate a general method, not to
make a substantial proposal, these over-simplifications should not
matter. Grice constructs his account as if I espoused the
first alternative: the way of Ramsified naming, rather than the second, since
that considerably simplifies exposition. A transition to the
second alternative can, of course, be quite easily effected. Let
us suppose that a squarrel — a specimen something like a squirrel — has some
nuts in front of it, and proceeds to gobble the nuts; and that we are
interested in the *explanation* of this occurrence. Let us
call the squarrel "Toby". Our ethological
observations of Toby, and of other squarrels, tell us that Toby — and other
squarrels — often gobble nuts in front of them, and also other things besides
nuts, and, indeed, that they are particularly liable to do some gobbling after
a relatively prolonged period in which they have done no gobbling at all.
On the basis of these observations, and perhaps a range of other
observations as well, we decide that a certain behaviour of squarrels — including
Toby's gobbling nuts in front of him — is a suitable subject for psychological
explanation; so we undertake to introduce some theoretical apparatus which can
be used to erect an explanatory bridge between Toby's having nuts in front of
him, and his gobbling them. We make the following postulations (if
we have not already made them long ago): That the appropriate
explanatory law will refer to three instantiables P,
J, and V which (we stipulate) are to be
labelled respectively “prehend", "join", and
"will" That for any type of creature T
there is a class N of kinds of thing, which is a class
of what (we stipulate) shall be called a "necessity” for T",
and that N (in N) is a necessity for T just in case N is
*vital* for T that is, just in case any member of T which suffers
a sufficiently prolonged non-intake of N will lose the capacity for all
of those operations — including the intake of N —, the capacity for which is constitutive
of membership of T [in a fuller account this condition would
require further explication). That if N is a
necessity for T, ceteris paribus a moderately prolonged non-intake of N on the
part of a member (x) of T will cause x to instantiate a particular
sub-instantiable V; of "will", x's instantiation of which will
(ceteris paribus) be quenched by a moderately prolonged intake of N; and
We stipulate V; shall be called "will for
N" (or, if you like, "willing N"). That
for any member x (e.g. Toby) of any creature-type T (e.g.
squarrels) there is a class f of thing-types (which, we stipulate, is a class
of what shall be called"thing-types familiar to x");
a class R of relations (a class of what shall be called "relations
familiar to x"), and a class  of action-types — a
class of what shall be called "action-types in the repertoire of
x"), which satisfy the following conditions:
that there
are two ways (if you like, functions) w, and w, such that, ceteris paribus, if
an instance of a thing-type F (familiar to x) is related to x by a relation R
(familiar to x), this causes x to instantiate a sub-instantiable of prehending
which corresponds in ways w, and we to F and R respectively;
which sub-instantiable (we stipulate) shall be called "prehending an
F as R" le.g. "prehending nuts as in front"
that ceteris
paribus if, for some N [e.g. 'squarrel-food'] which is a necessity for x's
type, for some A which is in x's repertoire, and for some F and R familiar to
x, x has sufficiently frequently, when instantiating will for N, performed A
upon instances of F which have been related by R to x, and as a result has
ceased to instantiate will for N: x instantiates a
corresponding [corresponding to N, A, F, R] sub-instantiable of joining; which
sub-instantiable shall be called "joining N with A and F and
R". We can now formulate a law in which we no longer need to
restrict N, A, F, and R to members of classes connected in certain ways with a
particular creature or type of creature, as follows: Ceteris
parious, a creature x which wills N,
prehends an F as R, and joins N and A and F and
R, performs A. Finally, we
can introduce "judging" by derivation from joining";
we stipulate that if x joins N with A and F and
R, we shall speak of x as judging A, upon-F-in-R, for N le.g. judging gobbling,
upon nuts (in) in front, for squarrel-food). AdWe now have the desired
explanatory bridge. Toby has nuts in front of him
Toby is short on squarrel-food (observed or assumed); so
(iii) Toby wills squarrel-food [by postulate 3, connect-ing will with intake of
N;(iv) Toby prehends nuts as in front [from (i) by postulate 4(a),
if it is assumed that nuts and in front are familiar to Toby);v)
Toby joins squarrel-food with gobbling and nuts and in front (Toby judges
gobbling, on nuts in front, for squarrel-food) [by postulate 4(b), with the aid
of prior observation]; so, by the PJV Law, from (iii), (iv), and (v),
Toby gobbles; and, since nuts are in front of him
gobbles the nuts in front of him. Grice ends the section by some
general remarks about the procedure just sketched. The strategy is relatively
simple. We invoke a certain caeteris-paribus law
in order to introduce a psychological
sub-instantiable and their specification by reference to
content: thus “willing N"
is introduced as the specific form of
Prichard’s willing which is dependent on the intake
and deprivation of a necessity N, — "prehending F as
R" as the variety of prehension which normally results from an F being R
to one, and similarly for "joining". Then we use a
caeteris-paribus law to eliminate reference to the
psychological instantiable and to reach the behaviour which
is to be explained. A more developed account would, no
doubt, bring in an intermediate laws, relating simply to a psychological
instantiable and not also to features of the common world. The generalities used have at
various points law-allusiveness. Every reference to, for example,
'a sufficiently prolonged deprivation', 'a sufficiently frequent performance',
or to 'correspondence in certain ways' in effect implies a demand on some more
developed theory actually to produce a law which is here only asserted to be
producible. The psychological concept introduced have been defined
only for a very narrow range of complements. Thus,
judging has so far been defined only for complements
which correspond in a certain way with those involved in the expression of
hypothetical judgements. Judging is, one might say, so far only a
species of "if-judging"; and "will"
has been defined, so far, only for complements specifying
necessities. Attention would have to be given to the
provision of procedures for extending the range of these concepts.
If the procedure is, in its general character, correct (and Grice has not even
attempted to show that it is), the possibility of impact on some familiar philosophical
issues is already discernible. To consider only
"prehension", which is intended as a prototype for perception:
potch and cotch
"Prehending F as R" lacks the existential implication that there *is*
an F which is R to the prehender. This condition could be added,
but it would be added. This might well please friends of the
concept of a sense-datum, such as Paul. The fact that reference to a
physical situations has to be made in the introduction of expressions for
specific prehensions might well be very *unwelcome* to a phenomenalist.
The fact that, in the
introduction of expressions for specific prehensions, a demand is imposed on a
further theory to define functions mapping such prehensions on to physical
situations might well prove fatal to a sceptic about reality or the material
world. How can such a sceptic, who is unsceptical about
descriptions of sense-experience, combine the demand implicit in such a
description with a refusal to assent to the existence of the physical situation
which, it seems, the further theory would require in order to be in a position
to meet the demand? Grice has so far been occupying himself with
questions about the structure of the kind of psychological theory which would
fulfil the function of bestowing the breath of life on a psychological concept.
Grice moves now to asking by what methods one might hope to arrive at an
acceptable theory of this sort. One procedure, which Grice des not
in the least despise, would be to take as a body of data our linguistic
intuitions concerning what we would or would not be prepared to say when using
a psychological term. As a first stage, to look for a principle —
(perhaps involving an artificially constructed concept — which would seem to
generalise a feature of this or that section of our discourse, making
adjustments when a provisionally accepted principle leads to a
counter-intuitive or a paradoxical result; and, as a second
stage, to attempt to systematise the principle which has
emerged piecemeal in the first stage, paying attention to the adequacy of a
theory so constructed to account for the data conformably with a general
criterion for the assessment of a theory. This would be to operate
in two stages approximately corresponding to what the Greeks and Leibniz called
an "analytic" (or "dialectical") procedure, and a
“synthetic" procedure. Grice is, for various reasons, not
happy to confine myself to the dialectical method and the synthetic
method. In applying them, many alternative theoretical options may
be available, upon which will often be difficult to hit.
Grice would like, if it is possible, to find a procedure which would tell
him sooner and louder if he is on the right track — a procedure, indeed, which
might in the end tell Grice that a particular theory is the right one, by some
test beyond that of the ease and elegance with which it accommodates the data,
and saves the phenomena. Grice suspects that a dividend of
this sort is what Kant expects a transcendental argument to yield Grice
would like a basis for the construction of some analogue of a transcendental
argument. Grice is also influenced by a different
consideration. Grice is much impressed by the fact that
arrays of this or that psychological concept, of differing degrees of richness,
are applicable to creatures of differing degrees of complexity, with Homo
sapiens sapiens — so far — at the peak. So Grice would like
a procedure which would do justice to this kind of continuity — or logically
developing series — and would not leave Grice just pursuing a a separate
psychological theory for each species. The method which
Grice should like to apply is to construct (in imagination, of course),
according to a certain principle of construction, a sequence of species, to
serve as a model for a given species.. Grice’s species he
calls a pirot — which, Russell and Carnap tell us, karulizes elatically.
The general idea is to develop, sequentially, the psychological theory
for different sup-species of a pirot, and to compare what one thus generates
with the psychological concept we apply to this or that suitably related
species, and when inadequacies appear, to go back to the drawing-board to
extend or emend the construction — which of course is unlikely ever to be more
than partial. The principle of pirot-construction may be thought
of as embodied in what I shall call a the programme of a Genitor — the main
aspects of which Grice shall now formulates. We place ourselves in
the position of The Genitor, who is engaged in designing this or that living
thing — or rather, as Grice shall say, an operant. An
operant may, for present purposes, be taken to be a thing for which there is a
certain set of operations requiring expenditure of energy stored in the
operant, a sufficient frequency of each operation in the set being necessary to
maintain the operant in a condition to pertorm any in the set le. to avoid
becoming an ex-operant). Specific differences within such
sets will determine different types of operant. The genitor will at
least have to design them with a view to their survival (continued
operancy); For, on certain marginal assumptions which it
will be reasonable for us to make but tedious for me to enumerate, if an
operant (x) is not survival-oriented, there is no basis for supposing it to
exist at all; since (by the assumption) x has to be produced in some way or
other by other operants of the type, x will not exist unless pro-genitors are
around to produce it; and if they are to have the staying power (and other
endowments) required for x's production, x, being of the same type, must be
given the same attributes. So in providing for the
individual x, some provision for the continuation of the type is implicit. In
order to achieve economy in assumptions, we shall suppose the genitor to be
concerned only to optimize survival chances. Since the Genitor is
only a fiction, he is to be supposed only to design, not to create.
In order that his designs should be useful to philosophical
psychology, he must be supposed to pass his designs on to the engineer (who,
being also a fiction, also does not have the power to create):
The function of the engineer is to ensure that the designs of the genitor
can be realized in an organism which behaves according to pre-psychological
laws — e.g. those of physics. Since the genitor does not
know about engineering, and since he does not want to produce futile designs,
he had better keep a close eye on the actual world in order to stay within the
bounds of the possible. The mode of construction is to be thought
of as being relative to some very generally framed "living-condition"
concerning the relation of a pirot to its environment; the
operations the capacity for which determines the type of the pirot are to be
those which, given the posited condition, constitute the minimum which the
pirot would require in order to optimize the chances of his remaining in a
condition to perform just those operations. Some pirots
(plant-like) will not require psychological apparatus in order that their operations
should be explicably performed; others will. Within the
latter class, an ascending order of psychological types would, I hope, be
generated by increasing the degree of demandingness in the
determiningcondition. I cannot specify, at present, the kind
of generality which is to attach to such conditions; but I have in mind such a
sequence as operants which do not need to move at all to absorb sources of
energy, operants which only have to make posture changes, operants which,
because the sources are not constantly abundant, have to locate those sources,
and (probably a good deal later in the sequence) operants who are maximally
equipped to cope with an indefinite variety of physiologically tolerable
environments — i.e., perhaps, a rational pirot.
Further types (or sub-types) might be generated by varying the degree of
effectiveness demanded with respect to a given living-condition.
Aristotle regarded types of soul — as I would suppose, of living thing — as
forming a "logically developing series". Grice
interprets that idea as being the supposition that the psychological theory for
a given type is an extension of, and includes, the psychological theory of its
predecessor-type. The realization of this idea is at least
made possible by the assumption that psychological laws may be of a ceteris
paribus form, and so can be modified without emendation. If
this aspect of the programme can be made good, we may hope to safeguard the unity
of psychological concepts in their application to animals and to human
beings. Though, as Witters notes, certain animals can only
expect such items as food, while men can expect a drought next summer, we can
(if we wish) regard the concept of expectation as being determined not by the
laws relating to it which are found in a single psychological theory, but by
the sequences of sets of laws relating to it which are found in an ascending
succession of psychological theories. Since the Genitor is only to
install psychological apparatus in so far as it is required for the generation
of operations which would promote survival in a posited living-condition, no
psychological concept can be instantiated by a pirot without the supposition of
behaviour which manifests it. An explanatory concept has no
hold if there is nothing for it to explain. This is why
'inner states must have outward manifestations'. Finally, we
may observe that we now have to hand a possible solution of the Selection
Problem. Only those laws which can be given a genitorial
justification — which fall within 'Pure Psychology' — will be counted as
helping to determine a psychological concept. It is just
because one is dubious about providing such a justification for this or that
envisaged "Optimism" law that one is reluctant to regard either of
them as contributing to the definition of believing and wanting.
Kant thinks that, in relation to the philosophy of nature, an idea of pure
reason could legitimately be given only a regulative employment.
Somewhat similarly, as far as philosophical psychology is concerned,
Grice thinks of the genitorial programme (at least in the form just
characterised) as being primarily a heuristic device. Grice
would, however, hope to be able to retain a less vivid reformulation of it, in
which references to the genitor's purposes would be replaced by references to
final causes, or (more positivistically) to survival-utility. This
reformulation I would hope to be able to use to cope with such matters as the
Selection problem. But , also much as Kant thinks with
respect to an idea of pure reason, when it comes to ethics, the programme of
the Genitor, in its more colourful form, just may have a role which is *not*
purely heuristic. The thought that, if one were genitor, one
would install a certain feature such as RATIO, which characteristically leads
to certain forms of behaviour might conceivably be a proper step in the
*evaluation* of validation of a feature such as RATIO — and of the associated
behaviour. Grice is a little more explicit, and a great deal more
speculative, about the possible relation to *practical* philosophy of his
programme for philosophical psychology. Grice shall suppose
that the programme of the Genitor has been realised to the point at which we
have designed a class of pirot which, nearly following Locke (Essay, i. 27. 8),
Grice might call a ‘very intelligent, rational’ pirot. Specimens
of this pirot will be capable of putting themselves in the position of the
Genitor, of asking how, if they were constructing themselves with a view to
their own survival, they would execute this task. And, if we have
done our work aright, the answer from the pirots will be the same as
ours. In virtue of the rational capacities and dispositions
which we have given the pirots, and which they would give themselves, each of
them will have both the capacity and the desire to raise the further question
'Why go on surviving? And — Grice hopes — they will be able to
justify his continued existence by endorsing — in virtue of the aforementioned
*rational* capacities and dispositions — a set of criteria for evaluating and
ordering this or that end, and by applying these criteria, both to this or that
end — such as hobbling — which he may already have, as an indirect aid to
survival, and to this or that end which are yet to be selected.
Such an end, Grice may say, will not necessarily be restricted to a concern for
himself. The justification of the pursuit of some system of
this end and that end would, in its turn, provide a justification for his
continued existence. We might, indeed, envisage the contents of a
highly general practical manual, which these pirots would be in a position to
compile. This manual, though perhaps short, might serve as a basis
for more specialised manuals — such as a conversational manual — to be composed
when the pirots have been diversified by the harsh realities of actual
existence. The contents of the initial manual would have
various kinds of generality which are connected with familiar discussions of
universalizability. The pirots have, so far, been endowed only
with the characteristics which belong to the genitorially justified
psychological theory. So the manual will have to be formulated in terms
of the concepts of that theory, together with the concepts involved in the very
general description of living-conditions which have been used to set up that
theory. The manual will therefore have conceptual
generality. There will be no way of singling out a special
subclass of addressees. So the injunctions of the manual will have
to be addressed, indifferently, to any ‘very intelligent rational’ pirot.
And will thus have generality of form. And since the
manual can be thought of as being composed by each of the so far
indistinguishable pirots, no pirot would include in the manual injunctions
prescribing a certain line of conduct in circumstances to which he is not
likely to be subject. Co-operation. Indeed
could he do so, even if he would. So the circumstances for which
conduct is prescribed could be presumed to be such as to be satisfied, from
time to time, by any addressee. The manual, then, will have
generality of application. Such a manual might, perhaps, without
ineptitude be called an IMMANUEL. And the ‘very intelligent,
rational’ pitots, each of whom both composes it and from time to time heeds it,
might indeed be not just the Phola Dactylus, but Homo sapiens sapiens —
ourselves — in our better moments, of course — when we transubstantiate
ourselves as Persons. Grice’s purpose is to give a little thought
to the question 'What is the general principle exemplified, in the construction
of the pirot — in progressing from one type of pirot to a higher type?
What kinds of steps are being made?' The kinds
of step with which Grice deals here are those which culminate in a licence to
include, within the specitication of the content of the psychological state of
certain pirots, a range of expressions which would be inappropriate with
respect to lower pirots. Such an expression include connectives,
quantifiers, temporal modifiers, mood-indicators, modal operators, and,
importantly, names and definitions of a psychological state like
"judge" or will"; expressions the availability of which leads to
the structural enrichment in the specification of content.
In general, these steps will be ones by which items or ideas which have,
initially, a legitimate place outside the scope of psychological instantiables
— or, if you will, the expressions for Grice is disposed to regard as
prototypical the sort of natural disposition which Hume attributes to us, and
which is very important to Hume; namely, the tendency of the mind 'to spread
itself upon objects', to project into the world items which, properly, or
primitively, considered, are really features of our states of mind.
Though there are other examples in Hume’s work, the most famous
case in which he tries to make use of this tendency to deal with a
philosophical issue is his treatment of necessity. The idea of a
necessary connection between a cause and its effect is traced, roughly, to an
internal impression which attends the passage of the soul or mind from an idea
or impression to an associated idea. Grice is not wholly
happy about Hume's characterization of this kind of projection, but what I have
to say will bear at least a generic resemblance to what may be found in
Hume. The following kinds of transition seem to me to be characteristic
of internalization. References to psychological states (-states)
may occur in a variety of linguistic settings which are also appropriate to
references to states which have no direct connection with psychology.
Like volcanic eruptions, judgings or willings may be assigned both
more precise and less precise temporal locations (e.g. last Thursday or next
Tuesday, in the future or in the past); sometimes specifications of degree will
be appropriate; judging (A] or willing [A] may be assigned a cause or an
effect; and references to such y-states will be open to logical operations such
as negation and disjunction. To suppose that a creature
will, in the future, judge (A), or that he either judges [A] or judges (B), is
obviously not to attribute to him a judging distinct from judging (Al, or trom
judging[A] and from judging [B]; nevertheless, we can allow a transition from
these attributions to the attribution ofwhich occur legitimately outside the
scope of psychological verbs) come to have a legitimate place within the scope
of such instantiables: steps by which (one might say) such items or ideas come
to be internalizedI am disposed to regard as prototypical the sort of natural
disposition which Hume attributes to us, and which is very important to him;
namely, the tendency of the mind 'to spread itself upon objects', to project
into the world items which, properly (or primitively) considered, are really
features of our states of mind. Though there are other
examples in his work, the most famous case in which he tries to make use of this
tendency to deal with a philosophical issue is his treatment of necessity; the
idea of necessary connection is traced (roughly) to an internal impression
which attends the passage of the mind from an idea or impression to an
associated idea. I am not wholly happy about Hume's characterization of this
kind of projection, but what I have to say will bear at least a generic
resemblance to what may be found in Hume. The following kinds of
transition seem to me to be characteristic of internalization. References to
psychological states (-states) may occur in a variety of linguistic settings
which are also appropriate to references to states which have no direct
connection with psychology. Like volcanic eruptions, judgings or willings may
be assigned both more precise and less precise temporal locations (e.g. last
Thursday or next Tuesday, in the future or in the past); sometimes
specifications of degree will be appropriate; judging [A] or willing [A] may be
assigned a cause or an effect; and references to such y-states will be open to
logical operations such as negation and disjunction. To
suppose that a creature will, in the future, judge [A], or that he either
judges [A] or judges (B], is obviously not to attribute to him a judging distinct
from judging [A], or from judging[A] and from judging [B]; nevertheless, we can
allow a transition from these attributions to the attribution ofjudgings which
are distinct, viz. of "future-judging [A]"(expecting [A]) and of
"or-judging [A, B]" Since these arenew y-states, they will be open to
the standard range of linguistic settings for references to y-states; a
creature may now (or at some time in the future) future-judge [A](or past-judge
[A]). There will be both a semantic difference and a semantic
connection (not necessarily the same for every case) between the terminology
generated by this kind of transition and the original from which it is
generated; while "x or-judges [A, B]" will not require the truth of
"x judges (A] or x judges (B]", there will be a connection of meaning
between the two forms of expres-sion; if a creature x or-judges its potential
prey as being [in the tree, in the bush], we may expect x to wait in between
the tree and the bush, constantly surveying both; or-judging [A, B] will, in
short, be typically manifested in behaviour which is appropriate equally to the
truth of A and to the truth of B, and which is preparatory for behaviour
specially appropriate to the truth of one of the pair, to be evinced when it
becomes true either that x judges [A] or that x judges [B]. This
kind of transition, in which an "extrinsic" modifier attachable to
y-expressions is transformed into (or replaced by) an "intrinsic"
modifier (one which is specific-atory of a special (-state), I shall call
first-stage internal-ization. It should be apparent from the
foregoing discussion that transitions from a lower type to a higher type of
pirot will often involve the addition of diversifications of a y-state to be
found undiversified in the lower type of pirot; we might proceed, for example,
from pirots with a capacity for simple judging to pirots with a capacity for
present-judging (the counterpart of the simple judging of their predecessors),
and also for future-judging (primitive expecting) and for past-judging
(primitive remembering). It may be possible always to represent
developmental steps in this way; but I am not yet sure of this. It may be
thatsometimes we should attribute to the less-developed pirot two distinct
states, say judging and willing; and only to a more developed pirot do we
assign a more generic state, say accepting, of which, once it is introduced, we
may represent judging and willing as specific forms (judicatively accepting and
volitively accepting). But by whatever route we think of
ourselves as arriving at it, the representation within a particular level of
theory of two or more y-states as diversifications of a single generic y-state
is legitimate, in my view, only if the theory includes laws relating to the
generic -state which, so far from being trivially derivable from laws relating
to the specific -states, can be used to derive in the theory, as special cases,
some but not all generalities which hold for the specific y-states. Wemight,
for example, justity the attribution to a pirot of the generic y-state of
accepting, with judging and willing as diversifications, by pointing to the
presence of such a law as the following: ceteris paribus, if x or-accepts (in
mode m of acceptance) [A, B], and x negatively accepts, in mode m, [A], then x
positively accepts, in mode m, [B]. From this law we could
derive that, ceteris paribus, (a) if x or-judges [A, B] and negatively judges
[A], then x positively judges [B]; and (b) if x or-wills [A, B] and negatively
wills [A], then x positively wills (BJ. ( (a) and (b) are, of course,
psychological counterparts of mood-variant versions of modus tollendo
ponens.) A further kind of transition is one which I shall label
second-stage internalization. It involves the replacement of an
"intrinsic" modifier, which signifies a differentiating feature of a
specific y-state, by a corresponding operator within the content-specifications
for a less specific v-state. If, for example, we have
reached by first-stage internalization the -state of future-judging [A], we may
proceed by second-stage internalization to the y-state of judging [in the
future, A]: similarly, we may proceed from judging (judicatively accepting) [A]
to accepting [it is the case that Al, from willing (volitively accepting) [A]
toaccepting (let it be that Al, and from disjunctively judging (or-judging) [A,
B] to judging [A or B). So long as the operator introduced
into a content-specification has maximum scope in that specification, the
result of second-stage internalization is simply to produce a notational
variant: x judges (A or B]" is semantically equivalent to
"x disjunctively judges [A, B]", and if matters rested here, there
would be no advance to a new level of theory. To reach a new
level of theory, and so to reach y-states exemplifiable only by a higher type
of pirot, provision must be made for y-states with contents in the
specification of which the newly introduced operator is embedded within the
scope of another operator, as in "x judges [if A or B, C]", or in
"x accepts (if A, let it be that B]". An obvious
consequence of this requirement will be that second-stage internalizations
cannot be introduced singly; an embedded operator must occur within the scope
of another embeddable operator. The unembedded occurrences
of a new operator, for which translation back into the terminology of the
previous level of theory is possible, secure continuity between the new level
and the old; indeed, Grice suspects that it is a general
condition on the development of one theory from another that there should be
cases of "overlap" to ensure continuity, and cases of non-overlap to
ensure that a new theory has really been developed. Two
observations remain to be made. First, if we enquire what theoretical purpose
is likely to be served by endowing a type of pirot with the capacity for
y-states the specification of which involves embedded operators, one important
answer is likely to be that explanation of the ranges of behaviour to be
assigned to that type of pirot requires a capacity for a relatively high grade
of inference, in which the passage from premisses to conclusion is encompassed,
so to speak, within a single thought; the pirot has to be capable, for example,
of thinking [since, A, B, and C, then DJ. This capacity may
well require otheraccepting (let it be that Al, and from disjunctively judging
(or-judging) [A, B] to judging [A or B). So long as the operator introduced
into a content-specification has maximum scope in that specification, the
result of second-stage internalization is simply to produce a notational
variant: "x judges (A or B]" is semantically equivalent
to "x disjunctively judges [A, B]", and if matters rested here, there
would be no advance to a new level of theory. To reach a new
level of theory, and so to reach y-states exemplifiable only by a higher type
of pirot, provision must be made for y-states with contents in the
specification of which the newly introduced operator is embedded within the
scope of another operator, as in "x judges [if A or B, C]", or in
"x accepts (if A, let it be that B]". An obvious
consequence of this requirement will be that second-stage internalizations
cannot be introduced singly; an embedded operator must occur within the scope
of another embeddable operator. The unembedded occurrences
of a new operator, for which translation back into the terminology of the
previous level of theory is possible, secure continuity between the new level
and the old; indeed, I suspect that it is a general condition on the
development of one theory from another that there should be cases of
"overlap" to ensure continuity, and cases of non-overlap to ensure
that a new theory has really been developed. Two observations
remain to be made. First, if we enquire what theoretical
purpose is likely to be served by endowing a type of pirot with the capacity
for y-states the specification of which involves embedded operators, one
important answer is likely to be that explanation of the ranges of behaviour to
be assigned to that type of pirot requires a capacity for a relatively high
grade of inference, in which the passage from premisses to conclusion is
encompassed, so to speak, within a single thought; the pirot has to be capable,
for example, of thinking [since, A, B, and C, then DJ. This capacity may well
require other M-states generated by internalization should conform
to the restrictions propounded in Section VII; that is to say, they should not
be assigned to a pirot without the assignment to the pirot
of behaviour the presence of which they will be required to explain, and
a genitorial justification for the presence of that behaviour in
the pirotIf both generic and specific
y-states are to be recognized by a theory, each such state should figure
non-trivially in laws of that theory. Second-stage internalization
should be invoked only when first-stage internalization is inadequate for
explanatory purposes. Where possible, full internalization should be reached
by a standard two-stage progression. VII. Higher-Order
Psychological States In this section Grice focuses on just one of
the modes of content-internalization, that in which psychological concepts (or
other counterparts in psychological theory) are themselves internalized.
I shall give three illustrations of the philosophical
potentialities of this mode of internal-ization, including a suggestion for the
solution of my third initial problem (Problem C), that of the accommodation,
within my approach, of the phenomena of privileged access and
incorrigibility. As I have already remarked, it may be possible in
a sufficiently enriched theory to define concepts which have to be treated as
primitive in the theory's more impoverished predecessors.
Given a type of pirot whose behaviour is sufficiently complex as to
require a psychological theory in which psychological concepts, along with such
other items as logical connectives and quantifiers, are internalized, it will I
think be possible to define a variety of judging, which I shall call
"judging*", in terms of willing. I doubt if one
would wish judging* to replace the previously distinguished notion of judging;
I suspect one would wish them to coexist; one would want one's relatively
advanced pirots to be capable not only of the highly rational state of judging
but also of the kind of judging exemplified by lower types, if only in order to
attribute to such advanced pirots implicit or unconscious judgings.
There may well be more than one option for the definition of
judging*; since my purpose is to illustrate a method rather than to make a
substantial proposal, I shall select a relatively simple way, which may not be
the best. The central ideal is that whereas the proper
specification of a (particularized) disposition, say a man's disposition to
entertain his brother if his brother comes to town, would be as a disposition
to entertain his brother if he believes that his brother has come to town (ct.
the circularities noted in Section I), no such emendation is required if we speak
of a man's will to entertain his brother if his brother comes to town.
We may expect the man to be disappointed if he discovers that his
brother has actually come to town without his having had the chance to
entertain him, whether or not he was at the time aware that his brother was in
town. Of course, to put his will into effect on a particular
occasion, he will have to judge that his brother is in town, but no reference
to such a judgement would be appropriate in the specification of the content of
his will. Here, then, is the definition which I suggest. x judges*
that p just in case x wills as follows: given any situation in which (i) x
wills some end E, (ii) there are two non-empty classes (K, and K2) of action-types
such that the performance by x of an action-type belonging to K, will realize E
just in case p is true, and the performance by x of a member of K, will realize
E just in case p is false, (iji) there is no third non-empty class (K3) of
action-types, such that the performance by x of an action-type belonging to K3
will realize E whether p is true or p is false: then in such a situation x is
to will that he perform some action-typebelonging to K,. Put
more informally (and less accurately), x judges that p just in case x wills that,
if he has to choose between a kind of action which will realize some end of his
just in case p is true and a kind of action which will realize that end just in
case p is false, he should will to adopt some action of the first kind.
We might be able to use the
idea of higher-order states to account for a kind of indeterminacy which is
frequently apparent in our desires. Consider a disgruntled
employee who wants more money; and suppose that we embrace the idea (which may
very well be misguided) of representing his desire in terms of the notion of
wanting that p (with the aid of quantifiers). To represent
him as wanting that he should have some increment or other, or that he should
have some increment or other within certain limits, may not do justice to the
facts; it might be to attribute to him too generic a desire, since he may not
be thinking that any increment, or any increment within certain limits, would
do. If, however, we shift from thinking in terms of internal
quantification to thinking in terms of external quantification, then we run the
risk of attributing to him too specific a desire; there may not be any specific
increment which is the one he wants; he may just not have yet made up his mind.
It is as if we should like to plant our (existential) quantifier in an
intermediate position, in the middle of the word 'want'; and that, in a way, is
just what we can do. We can suppose him (initially) to be
wanting that there be some increment (some increment within certain limits) such
that he wants that increment; and then, when under the influence of that want
he has engaged in further reflection, or succeeded in eliciting an offer from
his employer, he later reaches a position to which external quantification is
appropriate; that is, there now is some particular increment such that he wants
that increment. Grice shall now try to bring the idea of
higher-order states to bear on Problem C (how to accommodate privilegedaccess
and, maybe, incorrigibility). Grice sets out in stages a
possible solution along these lines, which will also illustrate the application
of aspects of the genitorial programme Stage 0. We start with
pirots equipped to satisfy unnested judgings and willings (i.e. whose contents
do not involve judging or willing). Stage 1. It would be
advantageous to pirots if they could have judgings and willings which relate to
the judgings or willings of other pirots; for example, if pirots are
sufficiently developed to be able to will their own behaviour in advance (form
intentions for future action), it could be advantageous to one pirot to
anticipate the behaviour of another by judging that the second pirot wills to
do A (in the future). So we construct a higher type of pirot
with this capacity, without however the capacity for reflexive states.
It would be advantageous to construct a yet higher type of pirot, with
judgings and willings which relate to its own judgings or willings.
Such pirots could be equipped to control or regulate their own
judgings and willings; they will presumably be already constituted so as to
conform to the law that ceteris paribus if they will that p and judge that
not-p, then if they can, they make it the case that p. To
give them some control over their judgings and willings, we need only extend
the application of this law to their judgings and willings; we equip them so
that ceteris paribus if they will that they do not will that p and judge that
they do will that p, then (if they can) they make it the case that they do not
will that p (and we somehow ensure that sometimes they can do this).
It may be that the installation of this kind of control would go hand in
hand with the installation of the capacity for evaluation; but I need not
concern myself with this now.] We shall not want these pirots to
depend, inreaching their second-order judgements about them-selves, on the
observation of manifestational be-haviour; indeed, if self-control which
involves suppressing the willing that p is what the genitor is aiming at,behaviour
which manifests a pirot'sjudging that it wills that p may be part of what he
hopes to prevent. So the genitor makes these pirots subject to the law that
ceteris paribus if a pirot judges (wills) that p, then it judges that it judges
(wills) thatp. To build in this feature is to build in
privileged access to judgings and willings. To minimize the waste
of effort which would be involved in trying to suppress a willing which a pirot
mistakenly judges itself to have, the genitor may also build in conformity to
the converse law, that ceteris paribus if a pirot judges
that it judges (wills) that P, it judges (wills) that p.
Both of these laws however are only ceteris paribus laws.
And there will be room for counter-examples. In self-deception,
for example, either law may not hold. We may get a judgement that
one wills that p without the willing that p. And we may get
willing that p without judging that one wills that p, indeed, with judging that
one does not will that p. Grice abbreviates "x judges that x
judges that p" by "x judges? that p", and "x judges that x
judges that x judges that p" by "x judges" that p".
Let us suppose that we make the not implausible assumption that
there will be no way of finding non-linguistic manifestational behaviour which
distinguishes judging? that p from judging that p. There
will now be two options. We may suppose that "judge? that
p" is an inadmissible locution, which one has no basis for applying.
Or we may suppose that "x judges that p" and "x judges?
that p" are manifestationally equivalent, just because there can be no
distinguishing behavioural manifestation. The second option is
preferable, if we want to allow for the construction of a possibly later type,
a *talking* pirot, which can EXPRESS that it judges? that p; and to maintain as
a general, though probably derivative, law that ceteris paribus
if x EXPRESSES that &, x judges that ф. The substitution of "x judges? that p"
for " p" will force the admissibility of "x judges" that
p". So we shall have to adopt as a law that x
judges" that piff x judges? that p. Exactly parallel reasoning
will force the adoption of the law that x judges that p if x judges? that
p. If we now define "x believes that p" as "x
judges? that p", we get the result that a believes that
p iff x believes that x believes that p. We get the result,
that is to say, that — a belief is (in this sense)
incorrigible, whereas a first-order judging is only a matter for privileged
access. Is this or that Psychological Concept Eliminable?
Grice has tried to shed a little light on the question 'How is a
psychological concept related to psychological theory and to psychological
explanation?" Grice has not, so far, said anything about a
question which has considerably vexed some of Grice’s friends as well as
himself. Someone —let us call him the eliminator — might
say: ‘You explicitly subscribe to the idea of thinking of
apsychological concept as explicable in terms of its role in a psychological
law, that is to say, in terms of their potentialities for the explanation of
behaviour. You also subscribe to the idea that, where there
is a psychological explanation of a particular behaviour, there is also a physiological
explanation With respect to pirots, it is supposedly the business
of the engineer to make a psychological state effective by ensuring that this
condition holds. You must, however, admit that the
explanation of behaviour, drawn from pirot-physiology, which is accessible to
the engineer is from a theoretical point of view, greatly superior to
that accessible to the genitor; The former are, for example,
drawn from a more comprehensive theory, and from one which yields or when
fully developed will yield — even in the area of behaviour, a more precise
prediction. So since the attribution of a psychological state owes
any claim to truth it may have to its potentialities for the explanation of
behaviour, and since these potentialities are inferior to the potentialities of
this of that physiological state, Occam's Razor will dictate that attributions
of psychological states, to actual creatures no less than to pirots, should be
rejected en bloc as lacking truth —even though, from ignorance or to avoid excessive
labour, we might in fact continue to utter them. We have indeed
come face to face with the last gasp of Primitive Animism, namely the attempted
perpetuation of the myth that animals are animate.' The eliminator
should receive fuller attention than Grice can give him on this occasion, but I
will provide an interim response to him, in the course of which Grice shall
hope to redeem the promise made, to pursue a little further the idea that the
common-sense theory which underlines this or that psychological concept can be
shown to be at least in some respects true. First, the
eliminator's position should, in Grice’s view, be seen as a particular case of
canonical scepticism, and should, therefore, be met in accordance with general
principles for the treatment of sceptical problems. It is
necessary, but it is also insufficient, to produce a cogent argument for the
falsity of his conclusion; if we confine ourselves to this
kind of argumentation we shall find ourselves confronted by the
post-eliminator, who says to us “Certainly the steps in your
refutation of the eliminator are validly made.” “But so are the
steps in his argument.” A correct view of the matter is that from
a set of principles in which a psychological concept occurs crucially, and
through which that psychological concept is delineated, it follows both that
the eliminator is right and that he is wrong. So much the worse,
then, for the set of principles and for the concepts; they should
be rejected as incoherent. A satisfactory rebuttal of the
eliminator's position must, therefore, undermine his argument as well as
overturn his conclusion. In pursuit of the first of these
objectives, Grice remarks that, to his mind, to explain a phenomenon, or a
sequence of phenomena, P is, typically, to explain P qua exemplifying some
particular feature or characteristic And so, one fact — or
system — may explain P qua exemplifying characteristic C, while another fact —
or system — explains P qua exemplifying a different charscteristic C2.
In application to the present case, it is quite possible that one
system, the physiology of the future, should explain the things we do
considered as sequences of physical movements, while another system,
psychological theory, explains the things we do considered as instances of
sorts of behaviour. We may, at this point, distinguish two
possible principles concerning the acceptability of a system of
explanation: If a system S1 is theoretically more adequate, for
the explanation of a class of phenomena P will respect to a class of
characteristics C, than is system S2 for the explanation of & with respect
to C, other things being equal, S1 is to be accepted and S2 is to be
rejected. Gricd has no quarrel with this principle.
If system S1 is theoretically more adequate, for the explanation of P with
respect to C1 than is system S2 for the explanation of P with respect to C2, la
different class of characteristics, other things being equal, S1 is to be
accepted and S2 is to be rejected. The latter principle seems to
me to lack plausibility. In general, if we want to be able to
explain P qua C2, e.g. as behaviour, our interest in such explanation should
not be abandoned merely because the kind of explanation available with respect
to some other class of characteristics is theoretically superior to the kind
available with respect to C2. The eliminator, however, will
argue that, in the present case, what we have is really a special case of the
application of Principle 1; for since any
Ca in Cz which is exemplified on a given occasion has to be realised on that
occasion in some , (some sequence of physical movements), for which there is a
physiological explanation, the physiological explanation of the presence of C,
on that occasion is ipso facto an explanation of the presence of C2, the
behavioural feature, on that occasion, and so should be regarded as displacing
any psychological explanation of the presence of Ca. To maintain
this position, the eliminator must be prepared to hold that if a behavioural
feature is, on an occasion, realised in a given type of physical movement
sequence, that type of a movement sequence is, in itself, a sufficient
condition for the presence of the behavioural feature. Only so can
the eliminator claim that the full power and prestige of physiological
explanation is transmitted from a movement to behaviour, thereby ousting
psychological explanation. But it is very dubious whether a
particular a movement sequence is, in general, a sufficient condition for a
behavioural feature, especially with respect to such a behavioural feature the
discrimination of which is most important for the conduct of life.
Whether a man with a club is merely advancing *towards* Grice or
advancing *upon* Grice may well depend on a condition distinct from the
character of his movements, indeed, it would be natural to suppose, upon a
psychological condition. It might of course be claimed that
any such psychological condition would, in principle, be re-expressible in
psychological terms, but this claim cannot be made by one who seeks not the
reduction of psychological concepts but their rejection. If a
psychological state is not to be reduced to a physiological state, the proceeds
of such reduction cannot be used to bridge gaps between a movement and
behaviour. The truth seems to be that the language of behavioural
description is part and parcel of the system to which psychological explanation
belongs, and cannot be prised off therefrom. Nor can the
eliminator choose to be hanged for a sheep rather than for a mere lamb, by
opting to jettison behavioural description along with psychological
concepts. The eliminator himself will need behavioural terms like"describe"
and "report" in order to formulate his non-recommendations or
predictions. And, perhaps more importantly, if there is, or is to
be, strictly speaking no such thing as the discrimination of behaviour, there
are, or are to be, no such things as ways of staying alive, either to describe
or to adopt. Furthermore, even if the eliminator were to succeed
in bringing psychological concepts beneath the baleful glare of Principle 1, he
would only have established that other things being equal psychological
concepts and psychological explanation are to be rejected.
But other things are manifestly not equal, in ways which he has not taken
into account. It is one thing to suggest, as Grice suggests,
that a proper philosophical understanding of ascriptions of psychological
concepts is a matter of understanding the roles of such concepts in a
psychological theory which explains behaviour. It is quite
*another* thing to suppose that creatures to whom such a theory applies will
(or should) be interested in the ascription of psychological states only
because of their interest in having a satisfactory system for the explanation
of behaviour. The psychological theory which Grice envisages
would be deficient as a theory to explain behaviour if it did not contain
provision for interests in the ascription of psychological states otherwise
than as tools for explaining and predicting behaviour, interests, for example,
on the part of one creature to be able to ascribe these rather than those
psychological states to another creature because of a concern for the other
creature. Within such a theory it should be possible to
derive strong motivations on the part of the creatures subject to the theory
against the abandonment of the central concepts of the theory (and so of the
theory itself), motivations which the creatures would (or should) regardas
justified. Grice illustrates with a little fable.
The very eminent and very dedicated neurophysiologist speaks to his
wife. "My (for at least a little while longer) dear," he
says, "I have long thought of myself as an acute and
well-informed interpreter of your actions and behaviour.” “I think
I have been able to identify nearly every thought that has made you smile, and
nearly every desire that has moved you to act.” “My researches,
however, have made such progress that I shall no longer need to understand you
in this way.” “Instead I shall be in a position, with the aid of
instruments which I shall attach to you, to assign to each bodily movement
which you make in acting a specific antecedent condition in your cortex.”
“No longer shall I need to concern myself with your so-called thoughts
and feelings.” “In the meantime, perhaps you would have dinner
with me tonight” “I trust that you will not resist if I
bring along some apparatus to help me to determine, as quickly as possible, the
physiological idiosyncracies which obtain in your system.” Grice
has a feeling that Mrs. Churchland might refuse the proffered invitation.
Indeed, only from within the framework of such a theory, Grice thinks,
can matters of evaluation, and so of the evaluation of modes of explanation, be
raised at all. If Grice conjectures aright, the entrenched
system contains the materials needed to justify its own entrenchment — whereas
no rival system contains a basis for the justification of anything at
all. We must be ever watchful against the devil of scientism, who
would lead us into myopic over-concentration on the nature and importance of
knowledge, and of scientific knowledge in particular; the devil who is even so
audacious as to tempt us to call in question the very system of ideas required
to make intelligible the idea of calling in question anything at all; and who
would even prompt us, in effect, to suggest that, since we do not really think
but only think that we think, we had better change our minds without undue
delay. H. P. Grice In his ‘Method in
philosophical philosophy: from the banal to the bizarre,’ Grice presents some
of his ideas about how he wants to approach philosophical psychology.
Grice’s hope is, in effect, to sketch a whole system. This is
quite an undertaking, and Grice hopes that you will bear with him if in
discharging it he occupies a little more of your time than is becoming in
holders of his august office. While Grice is sure that you
will be able to detect some affinities between his ideas and ideas to be found
in philosophy, Grice proposes to leave such comparisons to you.
Though at certain points Grice has had his eye on discussions, the
main influences on this part of his work have lain in the past, particularly in
Aristotle, Hume, and Kant. Grice has the feeling that, among
them, these philosophers have written a great deal of the story, though perhaps
not always in the most legible of hands. Grice begins by
formulating, in outline, a sequence of particular problems which Grice thinks
an adequate philosophical psychology must be able to lay to rest.
One concerns the real or apparent circularity with which one is liable to be
faced if one attempts to provide an analysis of a central psychological concept
by means of an explicit definition. Suppose that, like some
philosophers, we are attracted by the idea of giving a dispositional
behaviouristic analysis of such a concept, and that we make a start on the
concept of belief. As a first shot, we try the
following: x believes that p just in case
x is disposed to act as if p is true. In response to
obvious queries about the meaning of the phrase, 'act as if p is true', we
substitute: x is disposed, whenever x wants (desires) some end E,
to act in ways which will realise E given that p is true, rather than in ways
which will realise E given that p is false. The precise form
which such a definition might take is immaterial to Grice’s present purpose,
provided that it has two features observable. First,
that a further psychological concept, that of wanting, has been introduced in
the definiens; and second, that to meet another
obvious response, the concept of belief itself has to be reintroduced in the
definiens. For the disposition associated with a belief that p
surely should be specified, not as a disposition to act in ways which will in
realise E given that p is true, but rather as a disposition to act in ways
which x *believes* will — given that p is true — realise E.
One who believes that p may often fail to act in ways that would realise
E given that p is true, because he is quite unaware of the fact that such actions
would realise E if p is true Or he may quite often act in ways
which would realise E only if p is false — because he mistakenly believes that
such ways would realiss E if p is true. If we turn to the concept
of wanting, which the definition introduced into the definiens for belief, we
seem to encounter a parallel situation. Suppose we start
with: x wants E just in case
x is disposed to act in ways which will realise E, rather than in ways
which will realise the negation of E. The same kind of
objection, as that just raised in the case of belief, seems to compel the
introduction of the concept of belief into the definiens of W, giving us:
x is disposed to act in ways which x *believes* will realise E rather
than in ways which x believes will realise the negation of E.
We now meet the further objection that one who wants E can be counted on
to act in such ways as these — only provided that there is no E2 which he wants
more than E1. If there is such an E2, in any situation in which
& conflicts with & he may be expected to act in ways he thinks will
realise the negation of E. But the incorporation of any
version of this proviso into the definiens for wanting will reintroduce the
concept of wanting itself. The situation, then, seems to be that
if, along the envisaged behaviouristic lines, we attempt to provide an explicit
definition for such a pair of concepts as those of belief and wanting,
whichever member of the pair we start with we are driven into the very small
circle of introducing into the definiens the very concept which is being
defined, and also into the slightly larger circle of introducing into the
definiens the other member of the pair. The idea, suggested
to Grice by this difficulty, is that we might be well advised, as a first move,
to abandon the idea of looking for an explicit definition of a central
psychological concept, and look instead for an implicit definition, to be
provided by some form of axiomatic treatment — leaving open the possibility
that, as a second move, this kind of treatment might be made the foundation for
a different sort of explicit definition. Such a procedure
might well preserve an attractive feature of behaviouristic analyses, that of
attempting to explain psychological concepts by relating them to appropriate
forms of behaviour, while at the same time freeing us from the logical
embarrassments into which such analyses seem to lead us. We are
now, however, faced with a further question. If we are to think of
a certain psychological concept as being implicitly defined by some set of
laws, or quasi-laws, in which they figure, are we to attribute to such laws a
contingent or a non-contingent status? A look at some strong
candidates for the position of being laws of the kind which we are seeking
seems merely to reinforce the question. Consider the
principle: ‘He who wills the end wills the means.’ —
some form of which seems to me to be the idea behind both of the behaviouristic
definitions just discussed. Interpret it as saying that anyone who
wills some end, and also believes that some action on his part is an
indispensable means to that end, wills the action in question.
One might be inclined to say that if anyone believes that a certain line
of action is indispensable to the attainment of a certain end, and yet refuses
to adopt that line of action, that would count decisively against the
conceptual legitimacy of saying that it is his will to attain that end.
Think Machiavelli! To proceed in this way at least
appears to involve treating the principle as a necessary truth. On
the other hand, one might also be inclined to regard the principle as offering
a general account of a certain aspect of our psychological processes, as
specifying a condition under which, when our will is fixed on a certain object,
it will be the case that it is also fixed on a certain other object.
To take this view of the principle seems like regarding it as a
psychological *law* — and, so. as contingent. Grice’s second
problem is, then, this: How — without a blanket
rejection of Leibniz’s analytic/ synthetic distinction — are we to account for
and, if possible, resolve the ambivalence concerning their status with which we
seem to look upon this or that principle involving this or that psychological
concept? Cf. Conversation as rational cooperation. To
set this problem aside for a moment, the approach which Grice is interested in
exploring is that of thinking of a central psychological concept as a theoretical
concept. It is a psycho-logical concepts (Italian, psychic) just
because it is the primitive concept which belong to a certain kind of
psychological theory, without also belonging to any presupposed theory — such
as physiological theory. And a psychological theory is a theory
whose function is to provide, in a systematic way, an explanation of behaviour
whichs differ from any explanation of behaviour which may be provided by, or
may some day be provided by, any presupposed theory — such as physiological
theory. To explicate such a psychological concept is to
characterize its role in the theory to which it primarily belongs, to specify,
with this or that degree of detail, the laws — or quasi-laws — in which it
figures, and the manner in which such a law or quasi-law, is linked to
behaviour. Now to say this much is not to say anything very
new; Grice is sure you have heard this sort of thing
before. It is also not to say very much.
Allthat has so far been given is a sketch of a programme for the philosophical
treatment of a psychological concept, not even the beginnings of a
philosophical treatment itself. What is needed is rather more
attention to detail than is usually offered by advocates of this
approach. We need to pursue such questions as what the special
features of a psychological theory are, why such a theory should be needed,
what sort of laws or generalities it should contain, and precisely how such a
law may be used to explicate a familiar psychological term. Grice
shall be addressing hinself to some of these questions in the remainder of this
address to you. But, before any more is said, a further problem
looms. Grice can almost hear a murmur to the effect that
such an approach to philosophical psychology is doomed from the start.
Do we *not* have privileged access to our own belief and
desire? And, worse still, may it not be true that at least
some of our avowals of our belief and our desire are incorrigible?
How, then, are such considerations as these to be rendered consistent
with an approach which seems to imply that the justifiability of attributing a
belief and a desire to people — and maybe animals —, including ourselves, rests
on the utility of the theory to which the concepts of belief and desire belong,
in providing desiderated explanations of behaviour? This is
Grice’s third problem. Grice’s fourth problem, the Selection
Problem, is connected with a different and less radical objection to the
approach which Grice has just begun to sketch. Surely, it
may be said, it cannot be right to suppose that a conjunction of all the laws
of a psychological theory in which a psychological concept figures is what
should be used to explicate that concept. Even if we are in
a position to use any such law — which is not certain — we are not, and indeed
never shall be, in a position to use all of them. Moreover, this
or that law may not be suitable. For all we know, some
modification of one or other of the following laws' might be a psychological
law, possibly an underived law: Optimism Law:
The more one wants p the more likely one is to believe p.
Optimism/Pessimism Law: Given condition C1, the more
one wants d the more likely one is to believe d. Given
condition C2, the more one wants d, the less likely one is to believe d.
These do not seem the right kind of law to be used to explicate wanting
or believing. We need some selective principle. What
is this selective problem? First, a preliminary observation.
If we are seeking to explicate a psychological concept by relating it to
psychological theory, the theory which we invoke should be one which can be
regarded as underlying our ordinary speech and thought about this or that
psychological matter, and as such will have to be a part of folk-science.
There is no need to suppose that its structure would be of a sort which
is appropriate for a professional theory, nor even to suppose that it would be
a correct or acceptable theory; though Grice would hope that there would be a
way of showing that, at least, some central parts of it would be interpretable
within an acceptable professional theory — in such a way as to come out true in
that theory, and that, indeed, this demand might constitute a constraint on the
construction of a professional theory. This is perhaps a
latter-day version of a defence of common sense in this area. Let
us unrealistically suppose, for the purposes of schematic discussion, that we
have a psychological theory which, when set out in formal dress, contains a
body of underived laws, the formulation of which incorporates two primitive
predicate *constants*: J and V. These two *constants* we want to
correspond, respectively, to two psychological terms
"judging" — from Latin iudicatio — and "willing — from Latin
vuolere. — which in their turn will serve as a regimented
base for the explication of such familiar notions as believing and
wanting. Let us think of I and V as correlated with, or
ranging over, "instantiables" leaving open the question whether these
instantiables are sets or properties, or both, or neither.
Let us abbreviate the conjunction of these laws by "L", and let
us ignore for the moment the obvious fact that any adequate theory along these
lines would need to distinguish specific sub-instantiables under J and V,
corresponding to the diversity of specific contents which judging and willing
may take as modifications as "intentional objects.” How are
we to envisage the terms "judge" and "will" as being
introduced? Two closely related alternative ways suggest
themselves. First, what Grice shall call the way of Ramseified
naming: “There is just one J, and just one V
— such that L, and Let I be called
"judging" and V be called “willing.” On this
alternative, the uniqueness claim is essential, since "judging" and
"willing" are being assigned as names for this or that particular
instantiable. An alternative, which Grice may call the way of
Ramsified *definition*, can dispense with the uniqueness claim.
It will run: x judges just in case there is a J and
there is a V such that L, and x instantiates J. x wills just in
case there is a J and there is a V such that L, and x instantiates V.
We now have available a possible explanation of the ambivalence we may
feel with regard to the Leibnizian status of a psychological principle, which
was the subject of a problem. The difference between the two
alternative procedures is relatively subtle, and if we do not distinguish them
we may find ourselves under the pull of both. The first
alternative renders a psychological principle contingent. The
second renders the same principle non-contingent. Let me
illustrate by using an even simpler and even less realistic example.
Suppose that a psychological law tells us that anyone,
in state P, hollers. And that we seek to use this law to introduce
the term "pain" — Latin: paena. On the first
alternative, we have: There is just one P, such that anyone,
in state P, hollers. Let us call P "pain".
Since on this alternative we are naming the state P "pain", if
the utilised law is contingent, so will be the principle
Anyone who is in pain hollers. If we use the alternative, we
shall introduce "pain" as follows: x is in pain
just in case there is a P such that: anyone in
state P hollers and x is in state P. On
this alternative, it will be non-contingently true that anyone who is in pain
hollers. For to be in pain *is* to be in some state which
involves hollering. While this suggestion may account for the
ambivalence noted, it does not of course resolve it. To resolve
it, one would have to find a reason for preferring one of the alternatives to
the other. In a somewhat devious pursuit of such a reason, let us
enquire further about the character of the postulated psychological
instantiable. Is it, or can it be, identifiable with a physical
instantiable? One possible position of a sort which has been found
attractive by some slightly impetuous physicalists would be to adopt the first
alternative — that of Ramsified naming — and to combine it with the thesis
that the J-instantiable is to be
identified with one physiological property and the
V-instantiable with another such property.
This position at least appears to have the feature, to which some might
strongly object, of propounding a seemingly philosophical thesis which is at
the mercy of a possible development in physiology. One might add
that the prospect that such a development would be favourable to the thesis
does not seem to be all that bright. The adaptiveness of an
organism may well be such as to make it very much in the cards that two
soecimens of the same species may, under different environmental pressures,
develop different sub-systems, even different sub-systems at different times,
as the physiological underlay of the same set of a psychological instantiable,
and that a given physiological property may be the correlate in one sub-system
of a particular psychological instantiable, while in another it is correlated
with a different psychological instantiable — or with none at all.
Such a possibility would mean that a physiological property which was, for a
soecimen at a particular time, correlated with a particular psychological
instantiable would be neither a necessary nor a sufficient condition for that
instantiable. It would at best be sufficient, and perhaps also
necessary, for the instantiable within the particular kind of sub-system
prevailing in the specimen at the time. An unqualified
identification of the physical property and the psychological instantiable
would now be excluded. Faced with such a difficulty, a physicalist
might resort to various manoeuvres. He might seek to
identify a particular psychological instantiable with a disjunctive property,
each disjoined constituent of which is a property consistingin having a certain
physiological property in a certain kind of sub-system. Or he
might relativize the notion of identity, for the purpose of psycho-physical
identification, to types of sub-systems. Or he might abandon the
pursuit of identification at the level of instantiables, and restrict himself
to claiming an identities between individual psychological events or states of
affairs e.g. Smith’s believing at t that
p and physiological events or states of affairs — e.g
Smith’s brain being in such and such a state at t. But none
of these shifts has the intuitive appeal of their simplistic forebear.
Moreover, each will be open to variants of a familiar kind of
objection. For example, Smith’s judging at noon that they
were out to get him might well be a case of judging something to be true on
insufficient evidence. But, to use Berkeley's phrase, it 'sounds
rather harsh' to say that it is Smith’s brain being in such and such a
state at noon which is ultimately a case of judging something to be true on
insufficient evidence. For Grice’s part, Grice would hope that a
much-needed general theory of categories would protect him against any thesis
which would require him either to license such a locution as the last — or to
resort to a never-ending stream of cries of 'Opaque context!' in order to block
such a locution. If the prime purpose of the notion of identity
is, as Grice believes it to be, to license a predicate transfer, one begins to
look a little silly if one first champions a particular kind of identification,
and then constantly jibs at the predicate transfer which it seems to
allow. Such considerations as these can, Grice thinks, be deployed
against the way of Ramsified naming even — when it is *unaccompanied* by a
thesis about a psycho-physical identity. However unlikely it may
be that the future course of physiological research will favour any simple
correlations between a psychological instantiabl and a physiological property,
Grice does not see that he has any firm guarantee that it will not, that it
will never be established that some particular kind of Smith’s brain state is
associated with, say, Smith’s judging that snow is white. If
so, if Grice adopts the first alternative with its uniqueness claim, Grice has
no firm guarantee against having to identity Grice’s brain's being in some
particular state with Grice’s judging that snow is white, and so being landed
with the embarrassments Grice has just commented upon. Since
Grice is inclined to think that he does in fact have such a guarantee although
at the moment he cannot lay his hands on it, Grice is inclined to prefer the
second alternative to the first. As a pendant to the discussion just
concluded, Grice expresses two prejudices. Any
psycho-physical identification which is accepted will have to be accepted on
the basis of some known, or assumed, psycho-physical co-relation.
it seems to Grice that in this area all that philosophical psychology really
requires is the supposition that there *is* such a co-relation.
Whether the co-relation does or do not provide a legitimate foundation for
identifications seems to Grice to be more a question in the theory of identity
than in the philosophy of mind. Or philosophical psychology
— since Ryle taught Grice to avoid ‘mental.’ Second, Grice is not
greatly enamoured of some of the motivations which prompt the advocacy of a
psycho-physical identification. Grice has in mind a concern to
exclude such a ‘queer' or "mysterious' entity, as a ‘soul,’ a a purely
psychic event — such as ‘Someone is hearing a noise’ — a purely psychic
property, and so forth. Grice’s taste is for keeping open
house for all sorts and conditions of entities, just so long as, when they come
in, they help with the house-work. Provided that Grice can see an
entity at work, and provided that it is not detected in illicit logical
behaviour — within which I do not include a certain degree of indeterminacy,
not even of numerical indeterminacy —, Grice does not find such an entity as a
psychic entity queer or mysterious at all. To fangle an
ontological marxism, it works; therefore, it exists — even though
such an entity, perhaps an entity which comes on the recommendation of some
form of transcendental argument, may qualify for the specially favoured status
of an ens realissimum. To exclude a honest working entity seems to
Grice like metaphysical or ontological snobbery — a reluctance to be seen in
the company of any but the best things. Grice discusses two formal
features which Grice thinks it might be desirable to attribute to some at least
of this or that law or quasi-law of the theory to be used to explicate a
psychological concept. Aristotle distinguishes between things
which are so of necessity and things which are so for the most part, and
located in the second category things which are done. More or less
conformably with this position, Grice suggests that a law which determines a
psychological concept is a ceteris paribus law — which resembles a probability
generalisation in that it is defeasible, but differs from it in that a ceteris
paribus law does not assign a weight. Grice envisages a system
which, without inconsistency, may contain a sequence consisting of a law of the
form A's are Z, and a modifying law of
the form A's which are B are Z' where Z'
is incompatible with Z — and of the form A's which are B and
C are Z, and so on. Analogous sequences
can be constructed for a functional law; if A, B, and Z are
determinables we may have, in the same system: a thing which is A
to degree a are Z to degree f' a thing which is A to degree
a and B to degree B are Z to a degree which is the value of f (B, f' (a))
If we like, we can prefix "ceteris paribus" to each such
generality, to ensure that "A's are Z"
is NOT taken as synonymous with Every A is
Z. For any such system a restriction on Modus Ponens is required,
since we must not be allowed to infer from A's are Z
and x is both A and B
to x is Z if A's which are B are Z' -
where Z' is incompatible with Z — is a law.
This restriction will be analogous to the Principle of Total Evidence
required for a probabilistic system; A first approximation might
run as follows: in applying a law of the system to an
individual case for the purpose of detachment, one must select the law with the
most specific antecedent which is satisfied by the individual case.
Results of treating a psychological law as ceteris paribus laws
which will be attractive to Grice are first
that It can no longer be claimed that we do not *know*
any psychological law because we do not know all the restrictive conditions,
and second, that a
psychological theory may be included in a larger theory which modifies
it. Modification does not require emendation. If a
modifying sequence terminates, its constituent law can be converted into a
universal law. Otherwise, not. If we hold a strong
version of Determinism — roughly, that there is an acceptable theory in which
every phenomenon is explained — we might expect the Last Trump to herald a
Presidential Address in which the Final Theory is presented, entirely free from
ceteris paribus laws. But if we accept only a weaker version, with
reversed quantifiers — for every phenomenon there is an acceptable theory in
which it is explained — the programme for Judgement Day will lose one leading
attraction. Other items on the agenda, however, may prove
sufficiently exciting to compensate for this loss. Grice suspects
that even the latitude given to our prospective psychological folk-theory by
allowing it to contain or even consist of ceteris paribus laws will not make it
folksy enough. There is, or was, in empirical psychology, a
generality called "The Yerkes-Dodson Law"; based on experiments
designed to test degrees of learning competence in rats set to run mazes under
water, after varying periods of initial constraint, it states, in effect, that,
with other factors constant, degrees of learning competence are co-related with
degrees of emotional stress by a function whose values form a bell-curve.
I have some reluctance towards calling this statement the expression
of a law, on the grounds that, since it does not - and could not, given that
quantitative expression of degrees of competence and of stress is not available
— specify the function or functions in question, it states that there is a law
of a certain sort rather than actually state a law. But
whether or not the Yerkes-Dodson Law is properly so-called, it is certainly
law-allusive, and the feature of being law-allusive is one which Grice would
expect to find in a psychological law to be used to explicate a psychological
concept. Grice turns now to the task of outlining, in a
constructive way, the kind of method by which, in accordance with his
programme, a particular psychological concept, and a linguistic expression for
it, might be introduced. Grice takes into account the need to
clarify the routes by which a psychological sub-instantiable comes to be
expressed by the combination of a general psychological VERB and a complement
which specifies content. Grice’s account will be only semi-realistic,
since he considers the psychological explanation of only a very rudimentary
sample of behaviour, and even with respect to that sample a proper explanation
would involve apparatus which Grice omits - for example, apparatus to deal with
conceptual representation and with the fact that a motivation towards a
particular sort of behaviour may be frustrated. But since
Grice is attempting only to illustrate a general method, not to make a
substantial proposal, these over-simplifications should not matter.
Grice constructs his account as if I espoused the first alternative: the
way of Ramsified naming, rather than the second, since that considerably
simplifies exposition. A transition to the second alternative can,
of course, be quite easily effected. Let us suppose that a
squarrel — a specimen something like a squirrel — has some nuts in front of it,
and proceeds to gobble the nuts; and that we are interested in the
*explanation* of this occurrence. Let us call the squarrel
"Toby". Our ethological observations of Toby, and
of other squarrels, tell us that Toby — and other squarrels — often gobble nuts
in front of them, and also other things besides nuts, and, indeed, that they
are particularly liable to do some gobbling after a relatively prolonged period
in which they have done no gobbling at all. On the basis of
these observations, and perhaps a range of other observations as well, we
decide that a certain behaviour of squarrels — including Toby's gobbling nuts
in front of him — is a suitable subject for psychological explanation; so we
undertake to introduce some theoretical apparatus which can be used to erect an
explanatory bridge between Toby's having nuts in front of him, and his gobbling
them. We make the following postulations (if we have not already
made them long ago): That the appropriate explanatory law will
refer to three instantiables P, J,
and V which (we stipulate) are to be labelled
respectively “prehend", "join", and
"will" That for any type of creature T
there is a class N of kinds of thing, which is a class
of what (we stipulate) shall be called a "necessity” for T",
and that N (in N) is a necessity for T just in case N is
*vital* for T that is, just in case any member of T which suffers
a sufficiently prolonged non-intake of N will lose the capacity for all
of those operations — including the intake of N —, the capacity for which is
constitutive of membership of T [in a fuller account this
condition would require further explication). That
if N is a necessity for T, ceteris paribus a moderately prolonged
non-intake of N on the part of a member (x) of T will cause x to instantiate a
particular sub-instantiable V; of "will", x's instantiation of which
will (ceteris paribus) be quenched by a moderately prolonged intake of N;
and We stipulate V; shall be called "will
for N" (or, if you like, "willing N"). That
for any member x (e.g. Toby) of any creature-type T (e.g.
squarrels) there is a class f of thing-types (which, we stipulate, is a class
of what shall be called"thing-types familiar to x");
a class R of relations (a class of what shall be called "relations
familiar to x"), and a class  of action-types — a
class of what shall be called "action-types in the repertoire of
x"), which satisfy the following conditions:
that there
are two ways (if you like, functions) w, and w, such that, ceteris paribus, if
an instance of a thing-type F (familiar to x) is related to x by a relation R
(familiar to x), this causes x to instantiate a sub-instantiable of prehending
which corresponds in ways w, and we to F and R respectively;
which sub-instantiable (we stipulate) shall be called "prehending an
F as R" le.g. "prehending nuts as in front"
that ceteris
paribus if, for some N [e.g. 'squarrel-food'] which is a necessity for x's
type, for some A which is in x's repertoire, and for some F and R familiar to
x, x has sufficiently frequently, when instantiating will for N, performed A
upon instances of F which have been related by R to x, and as a result has
ceased to instantiate will for N: x instantiates a
corresponding [corresponding to N, A, F, R] sub-instantiable of joining; which
sub-instantiable shall be called "joining N with A and F and
R". We can now formulate a law in which we no longer need to
restrict N, A, F, and R to members of classes connected in certain ways with a
particular creature or type of creature, as follows: Ceteris
parious, a creature x which wills N,
prehends an F as R, and joins N and A and F and
R, performs A. Finally, we
can introduce "judging" by derivation from
joining"; we stipulate that if x
joins N with A and F and R, we shall speak of x as judging A, upon-F-in-R, for
N le.g. judging gobbling, upon nuts (in) in front, for squarrel-food).
AdWe now have the desired explanatory bridge. Toby has nuts
in front of him Toby is short on squarrel-food (observed or
assumed); so (iii) Toby wills squarrel-food [by postulate 3,
connect-ing will with intake of N;(iv) Toby prehends nuts as in
front [from (i) by postulate 4(a), if it is assumed that nuts and in front are
familiar to Toby);v) Toby joins squarrel-food with gobbling
and nuts and in front (Toby judges gobbling, on nuts in front, for
squarrel-food) [by postulate 4(b), with the aid of prior observation]; so, by
the PJV Law, from (iii), (iv), and (v), Toby gobbles;
and, since nuts are in front of him gobbles the nuts in front of
him. Grice ends the section by some general remarks about the
procedure just sketched. The strategy is relatively simple. We
invoke a certain caeteris-paribus law in order to
introduce a psychological sub-instantiable and their
specification by reference to content: thus
“willing N" is introduced as the specific form
of Prichard’s willing which is dependent
on the intake and deprivation of a necessity N, —
"prehending F as R" as the variety of prehension which normally
results from an F being R to one, and similarly for "joining".
Then we use a caeteris-paribus law to eliminate
reference to the psychological instantiable and to reach the
behaviour which is to be explained. A more developed account
would, no doubt, bring in an intermediate laws, relating simply to a
psychological instantiable and not also to features of the common world.
The generalities used have at
various points law-allusiveness. Every reference to, for example,
'a sufficiently prolonged deprivation', 'a sufficiently frequent performance',
or to 'correspondence in certain ways' in effect implies a demand on some more
developed theory actually to produce a law which is here only asserted to be
producible. The psychological concept introduced have been defined
only for a very narrow range of complements. Thus,
judging has so far been defined only for complements
which correspond in a certain way with those involved in the expression of
hypothetical judgements. Judging is, one might say, so far only a
species of "if-judging"; and "will"
has been defined, so far, only for complements specifying
necessities. Attention would have to be given to the
provision of procedures for extending the range of these concepts.
If the procedure is, in its general character, correct (and Grice has not even
attempted to show that it is), the possibility of impact on some familiar
philosophical issues is already discernible. To consider
only "prehension", which is intended as a prototype for perception:
potch and cotch
"Prehending F as R" lacks the existential implication that there *is*
an F which is R to the prehender. This condition could be added,
but it would be added. This might well please friends of the
concept of a sense-datum, such as Paul. The fact that reference to a
physical situations has to be made in the introduction of expressions for
specific prehensions might well be very *unwelcome* to a phenomenalist.
The fact that, in the
introduction of expressions for specific prehensions, a demand is imposed on a
further theory to define functions mapping such prehensions on to physical
situations might well prove fatal to a sceptic about reality or the material
world. How can such a sceptic, who is unsceptical about
descriptions of sense-experience, combine the demand implicit in such a
description with a refusal to assent to the existence of the physical situation
which, it seems, the further theory would require in order to be in a position
to meet the demand? Grice has so far been occupying himself with
questions about the structure of the kind of psychological theory which would
fulfil the function of bestowing the breath of life on a psychological
concept. Grice moves now to asking by what methods one might hope
to arrive at an acceptable theory of this sort. One procedure,
which Grice des not in the least despise, would be to take as a body of data
our linguistic intuitions concerning what we would or would not be prepared to
say when using a psychological term. As a first stage, to look for
a principle — (perhaps involving an artificially constructed concept — which
would seem to generalise a feature of this or that section of our discourse,
making adjustments when a provisionally accepted principle leads to a
counter-intuitive or a paradoxical result; and, as a second
stage, to attempt to systematise the principle which has
emerged piecemeal in the first stage, paying attention to the adequacy of a
theory so constructed to account for the data conformably with a general
criterion for the assessment of a theory. This would be to operate
in two stages approximately corresponding to what the Greeks and Leibniz called
an "analytic" (or "dialectical") procedure, and a
“synthetic" procedure. Grice is, for various reasons, not
happy to confine myself to the dialectical method and the synthetic
method. In applying them, many alternative theoretical options may
be available, upon which will often be difficult to hit.
Grice would like, if it is possible, to find a procedure which would tell
him sooner and louder if he is on the right track — a procedure, indeed, which
might in the end tell Grice that a particular theory is the right one, by some
test beyond that of the ease and elegance with which it accommodates the data,
and saves the phenomena. Grice suspects that a dividend of
this sort is what Kant expects a transcendental argument to yield
Grice would like a basis for the construction of some analogue of a
transcendental argument. Grice is also influenced by a
different consideration. Grice is much impressed by the fact
that arrays of this or that psychological concept, of differing degrees of
richness, are applicable to creatures of differing degrees of complexity, with
Homo sapiens sapiens — so far — at the peak. So Grice would
like a procedure which would do justice to this kind of continuity — or
logically developing series — and would not leave Grice just pursuing a a
separate psychological theory for each species. The method
which Grice should like to apply is to construct (in imagination, of course),
according to a certain principle of construction, a sequence of species, to
serve as a model for a given species.. Grice’s species he
calls a pirot — which, Russell and Carnap tell us, karulizes elatically.
The general idea is to develop, sequentially, the psychological theory
for different sup-species of a pirot, and to compare what one thus generates
with the psychological concept we apply to this or that suitably related
species, and when inadequacies appear, to go back to the drawing-board to
extend or emend the construction — which of course is unlikely ever to be more
than partial. The principle of pirot-construction may be thought
of as embodied in what I shall call a the programme of a Genitor — the main
aspects of which Grice shall now formulates. We place ourselves in
the position of The Genitor, who is engaged in designing this or that living
thing — or rather, as Grice shall say, an operant. An
operant may, for present purposes, be taken to be a thing for which there is a
certain set of operations requiring expenditure of energy stored in the
operant, a sufficient frequency of each operation in the set being necessary to
maintain the operant in a condition to pertorm any in the set le. to avoid
becoming an ex-operant). Specific differences within such
sets will determine different types of operant. The genitor will at
least have to design them with a view to their survival (continued
operancy); For, on certain marginal assumptions which it
will be reasonable for us to make but tedious for me to enumerate, if an
operant (x) is not survival-oriented, there is no basis for supposing it to
exist at all; since (by the assumption) x has to be produced in some way or
other by other operants of the type, x will not exist unless pro-genitors are
around to produce it; and if they are to have the staying power (and other
endowments) required for x's production, x, being of the same type, must be
given the same attributes. So in providing for the
individual x, some provision for the continuation of the type is implicit. In
order to achieve economy in assumptions, we shall suppose the genitor to be
concerned only to optimize survival chances. Since the Genitor is
only a fiction, he is to be supposed only to design, not to create.
In order that his designs should be useful to philosophical
psychology, he must be supposed to pass his designs on to the engineer (who,
being also a fiction, also does not have the power to create):
The function of the engineer is to ensure that the designs of the genitor
can be realized in an organism which behaves according to pre-psychological
laws — e.g. those of physics. Since the genitor does not
know about engineering, and since he does not want to produce futile designs,
he had better keep a close eye on the actual world in order to stay within the
bounds of the possible. The mode of construction is to be thought
of as being relative to some very generally framed "living-condition"
concerning the relation of a pirot to its environment; the
operations the capacity for which determines the type of the pirot are to be
those which, given the posited condition, constitute the minimum which the
pirot would require in order to optimize the chances of his remaining in a
condition to perform just those operations. Some pirots
(plant-like) will not require psychological apparatus in order that their operations
should be explicably performed; others will. Within the
latter class, an ascending order of psychological types would, I hope, be
generated by increasing the degree of demandingness in the
determiningcondition. I cannot specify, at present, the kind
of generality which is to attach to such conditions; but I have in mind such a
sequence as operants which do not need to move at all to absorb sources of
energy, operants which only have to make posture changes, operants which,
because the sources are not constantly abundant, have to locate those sources,
and (probably a good deal later in the sequence) operants who are maximally
equipped to cope with an indefinite variety of physiologically tolerable
environments — i.e., perhaps, a rational pirot.
Further types (or sub-types) might be generated by varying the degree of
effectiveness demanded with respect to a given living-condition.
Aristotle regarded types of soul — as I would suppose, of living thing — as
forming a "logically developing series". Grice
interprets that idea as being the supposition that the psychological theory for
a given type is an extension of, and includes, the psychological theory of its
predecessor-type. The realization of this idea is at least
made possible by the assumption that psychological laws may be of a ceteris
paribus form, and so can be modified without emendation. If
this aspect of the programme can be made good, we may hope to safeguard the
unity of psychological concepts in their application to animals and to human
beings. Though, as Witters notes, certain animals can only
expect such items as food, while men can expect a drought next summer, we can
(if we wish) regard the concept of expectation as being determined not by the
laws relating to it which are found in a single psychological theory, but by
the sequences of sets of laws relating to it which are found in an ascending
succession of psychological theories. Since the Genitor is only to
install psychological apparatus in so far as it is required for the generation
of operations which would promote survival in a posited living-condition, no
psychological concept can be instantiated by a pirot without the supposition of
behaviour which manifests it. An explanatory concept has no
hold if there is nothing for it to explain. This is why
'inner states must have outward manifestations'. Finally, we
may observe that we now have to hand a possible solution of the Selection
Problem. Only those laws which can be given a genitorial
justification — which fall within 'Pure Psychology' — will be counted as
helping to determine a psychological concept. It is just
because one is dubious about providing such a justification for this or that
envisaged "Optimism" law that one is reluctant to regard either of
them as contributing to the definition of believing and wanting.
Kant thinks that, in relation to the philosophy of nature, an idea of pure
reason could legitimately be given only a regulative employment.
Somewhat similarly, as far as philosophical psychology is concerned,
Grice thinks of the genitorial programme (at least in the form just
characterised) as being primarily a heuristic device. Grice
would, however, hope to be able to retain a less vivid reformulation of it, in
which references to the genitor's purposes would be replaced by references to
final causes, or (more positivistically) to survival-utility. This
reformulation I would hope to be able to use to cope with such matters as the
Selection problem. But , also much as Kant thinks with
respect to an idea of pure reason, when it comes to ethics, the programme of
the Genitor, in its more colourful form, just may have a role which is *not*
purely heuristic. The thought that, if one were genitor, one
would install a certain feature such as RATIO, which characteristically leads
to certain forms of behaviour might conceivably be a proper step in the
*evaluation* of validation of a feature such as RATIO — and of the associated
behaviour. Grice is a little more explicit, and a great deal more
speculative, about the possible relation to *practical* philosophy of his
programme for philosophical psychology. Grice shall suppose
that the programme of the Genitor has been realised to the point at which we
have designed a class of pirot which, nearly following Locke (Essay, i. 27. 8),
Grice might call a ‘very intelligent, rational’ pirot. Specimens
of this pirot will be capable of putting themselves in the position of the
Genitor, of asking how, if they were constructing themselves with a view to their
own survival, they would execute this task. And, if we have done
our work aright, the answer from the pirots will be the same as ours.
In virtue of the rational capacities and dispositions which we
have given the pirots, and which they would give themselves, each of them will
have both the capacity and the desire to raise the further question 'Why go on
surviving? And — Grice hopes — they will be able to justify his
continued existence by endorsing — in virtue of the aforementioned *rational* capacities
and dispositions — a set of criteria for evaluating and ordering this or that
end, and by applying these criteria, both to this or that end — such as
hobbling — which he may already have, as an indirect aid to survival, and to
this or that end which are yet to be selected. Such an end, Grice
may say, will not necessarily be restricted to a concern for himself.
The justification of the pursuit of some system of this end and
that end would, in its turn, provide a justification for his continued
existence. We might, indeed, envisage the contents of a highly
general practical manual, which these pirots would be in a position to
compile. This manual, though perhaps short, might serve as a basis
for more specialised manuals — such as a conversational manual — to be composed
when the pirots have been diversified by the harsh realities of actual
existence. The contents of the initial manual would have
various kinds of generality which are connected with familiar discussions of
universalizability. The pirots have, so far, been endowed only
with the characteristics which belong to the genitorially justified
psychological theory. So the manual will have to be formulated in
terms of the concepts of that theory, together with the concepts involved in
the very general description of living-conditions which have been used to set
up that theory. The manual will therefore have conceptual
generality. There will be no way of singling out a special
subclass of addressees. So the injunctions of the manual will have
to be addressed, indifferently, to any ‘very intelligent rational’ pirot.
And will thus have generality of form. And since the
manual can be thought of as being composed by each of the so far indistinguishable
pirots, no pirot would include in the manual injunctions prescribing a certain
line of conduct in circumstances to which he is not likely to be subject.
Co-operation. Indeed could he do so, even if he would.
So the circumstances for which conduct is prescribed could be presumed
to be such as to be satisfied, from time to time, by any addressee.
The manual, then, will have generality of application. Such
a manual might, perhaps, without ineptitude be called an IMMANUEL.
And the ‘very intelligent, rational’ pitots, each of whom both composes it and
from time to time heeds it, might indeed be not just the Phola Dactylus, but
Homo sapiens sapiens — ourselves — in our better moments, of course — when we
transubstantiate ourselves as Persons. Grice’s purpose is to give
a little thought to the question 'What is the general principle exemplified, in
the construction of the pirot — in progressing from one type of pirot to a
higher type? What kinds of steps are being made?'
The kinds of step with which Grice deals here are those which
culminate in a licence to include, within the specitication of the content of
the psychological state of a certain pirot, a range of expressions which would
be inappropriate with respect to lower pirots. Such an expression
include a connective, a quantifier, a temporal modifiers, a mood-indicator, a
modal operator, and, importantly, a name and a definition of a psychological
state like "judge" or will"; expressions the availability of
which leads to the structural enrichment in the specification of content.
In general, these steps will be ones by which items or ideas which
have, initially, a legitimate place outside the scope of psychological
instantiables — or, if you will, the expression for Grice is disposed to regard
as prototypical the sort of natural disposition which Hume attributes to Homo
sapiens sapiens and which is very important to Hume; namely, the tendency of
the mind 'to spread itself upon objects', to project into the world an item
which, properly, or primitively, considered, is really a feature of our states
of mind. Though there are other examples in Hume’s work, the
most famous case in which he tries to make use of this tendency to deal with a
philosophical issue is his treatment of necessity. The idea of a
necessary connection between a cause and its effect is traced, roughly, to an
internal impression which attends the passage of the soul or mind from an idea
or impression to an associated idea. Grice is not wholly happy
about Hume's characterization of this kind of projection, but what Grice has to
say will bear at least a generic resemblance to what may be found in
Hume. The following kinds of transition seem to Grice to be
characteristic of internalization. A reference to a psychological
state, a psi-state, may occur in a linguistic settings which is also
appropriate to a reference to a state which has no direct connection with
psychology. Like a volcanic eruption, a willing or a judging may
be assigned a more precise and a less precise temporal location — e.g. last
Thursday or next Tuesday, in the future or in the past);
sometimes, a specification of a degree will be appropriate;
Willing [A] or judging A may be assigned a cause and an
effect; A reference to such a psi-state will be open to a
logical operation, such as negation and disjunction. To
suppose that a pirot will, in the future, will (A), or that he either wills [A]
or wills (B), is obviously not to attribute to the pirot a willing
distinct from willing (Al, or trom willing [A] and from willing [B];
nevertheless, we can allow a transition from these attributions to
the attribution of judging which are distinct, viz. of
"future-willing [A]"(expecting [A]) and of "or-willing [A,
B]" Since each of these is a novel psi-state, it will
be open to the standard range of linguistic settings for references to a
psi-state: a pirot may now (or at some time in the future)
future-will [A](or past-will [A]). There will be both a
semantic difference and a semantic connection (not necessarily the same for
every case) between the terminology generated by this kind of transition and
the original from which it is generated; while "x
or-wills [A, B]" will not require the truth of "x wills (A] or x
wills (B]", there will be a connection of meaning between the two forms of
expression; if a pirot or-wills its potential prey as being
[in the tree, in the bush], we may expect x to wait in between the tree and the
bush, constantly surveying both; or-willing [A, B] will, in short,
be typically manifested in behaviour which is appropriate equally to the truth
of A and to the truth of B, and which is preparatory for behaviour specially
appropriate to the truth of one of the pair, to be evinced when it becomes true
either that x wills [A] or that x wills [B]. This kind of
transition, in which an "extrinsic" modifier attachable to a
psi-expression is transformed into (or replaced by) an "intrinsic"
modifier (one which is specific-atory of a special (-state), Grice calls
first-stage internalization. It should be apparent from the
foregoing discussion that transitions from a lower type to a higher type of
pirot will often involve the addition of diversifications of a psi-state to be
found undiversified in the lower type of pirot; we might
proceed, for example, from pirots with a capacity for simple willing to pirots
with a capacity for present-willing (the counterpart of the simple judging of
their predecessors), and also for future-willing (primitive expecting) and for
past-willing (primitive remembering). It may be possible always to
represent developmental steps in this way; but Grice is not
yet sure of this. It may be that sometimes we should
attribute to the less-developed pirot a pair of distinct states, say judging
and willing; and only to a more developed pirot do we assign
a more generic state, say accepting, of which, once it is introduced, we may
represent judging and willing as specific forms (judicatively accepting and
volitively accepting). But by whatever route we think of ourselves
as arriving at it, the representation within a particular level of theory of
two or more y-states as diversifications of a single generic psi-state is
legitimate, in Grice’s view, only if the theory includes laws relating to the
generic psi-state which, so far from being trivially derivable from laws
relating to the specific psi-states, can be used to derive in the theory, as
special cases, some but not all generalities which hold for the specific y-states.
We might, for example, justity the attribution to a pirot of the
generic psi-state of accepting, with judging and willing as diversifications,
by pointing to the presence of such a law as the following:
ceteris paribus, if x or-accepts, in mode m of
acceptance, [A, B], and x negatively accepts, in mode m,
[A], x positively accepts, in mode m, [B].
From this law we could derive that, ceteris
paribus, (a) if x or-judges [A, B] and
negatively judges [A], x positively judges [B]; and
(b) if x or-wills [A, B] and negatively
wills [A], x positively wills (B a) and (b)
are, of course, psychological counterparts of mood-variant versions of modus
tollendo ponens.) A further kind of transition is one which Grice
labels second-stage internalization. It involves the
replacement of an "intrinsic" modifier, which signifies a
differentiating feature of a specific psi-state, by a corresponding operator
within the content-specifications for a less specific psi-state.
If, for example, we have reached by first-stage
internalization the psi-state of future-judging [A], we may proceed
by second-stage internalization to the psi-state of judging [in the future,
A]: similarly, we may proceed from judging
(judicatively accepting) [A] to accepting [it is the case that Al,
from willing (volitively accepting) [A] to accepting
(let it be that Al, and from disjunctively judging
(or-judging) [A, B] to judging [A or B). So long as the
operator introduced into a content-specification has maximum scope in that
specification, the result of second-stage internalization is simply to produce
a notational variant. x judges (A or B]"
is semantically equivalent to "x disjunctively
judges [A, B]", If matters rest here, there would be no
advance to a new level of theory. To reach a new level of
theory, and so to reach psi-states exemplifiable only by a higher type of
pirot, provision must be made for y-states with contents in the specification
of which the newly introduced operator is embedded within the scope of another
operator, as in " x judges [if A or B, C]", or in
"x accepts (if A, let it be that B]". An obvious
consequence of this requirement will be that a second-stage internalization
cannot be introduced singly; an embedded operator must occur
within the scope of another embeddable operator. The
unembedded occurrence of a new operator, for which translation back into the
terminology of the previous level of theory is possible, secure continuity
between the new level and the old; indeed, Grice suspects
that it is a general condition on the development of one theory from another
that there should be cases of "overlap" to ensure continuity, and
cases of non-overlap to ensure that a new theory has really been
developed. Two observations remain to be made.
First, if we enquire what theoretical purpose is likely to be served by
endowing a type of pirot with the capacity for a psi-state the specification of
which involves an embedded operator, one important answer is likely to be that
explanation of the ranges of behaviour to be assigned to that type of pirot
requires a capacity for a relatively high grade of inference, in which the passage
from premisses to conclusion is encompassed, so to speak, within a single
thought; the pirot has to be capable, for example, of
thinking [since, A, B, and C, D This capacity may well
require another psi-state generated by internalization should conform to the
restrictions propounded that is to say,
The psi-state should not be assigned to a pirot without the assignment,
to the pirot, of behaviour the presence of which the pirot will be required to
explain, and a justification by the Genitor for
the presence of that behaviour in the pirot If both generic
and specific psi-states are to be recognized by a theory, each such state
should figure non-trivially in a law of that theory. Second-stage internalization
should be invoked only when first-stage internalization is inadequate for this
or that explanatory purpose. Where possible, full
internalization should be reached by a standard two-stage
internalisation. Grice focuses on just one of the modes of
content-internalization, that in which a psychological concept, or other
counterparts in psychological theory, is itself internalized.
Grice gives three illustrations of the philosophical potentialities of
this mode of internalization, including a suggestion for the solution of the
problem of the accommodation, within his approach, of the phenomena of
privileged access and incorrigibility. As Grice has already
remarked, it may be possible in a sufficiently enriched theory to define a
concept which has to be treated as primitive in the theory's more impoverished
predecessors. Given a type of pirot whose behaviour is
sufficiently complex as to require a psychological theory in which a
psychological concept, along with such other items as a logical connective and
a quantifier, are internalized, it will Grice thinks, be possible to define a
variety of judging in terms of willing. One may not wish
judging* to replace the previously distinguished notion of judging;
Grice suspects one would wish them to coexist;
One would want one's relatively advanced pirots to be capable not only of
the highly rational state of judging but also of the kind of judging
exemplified by lower types — if only in order to attribute to such advanced
pirots implicit, tacit, or unreflective, unconscious willing and judging
There may well be more than one option for the definition of
judging since Grice’s purpose is to illustrate a method rather
than to make a substantial proposal, I shall select a relatively simple way,
which may not be the best. The central ideal is that, whereas the
proper specification of a particularized disposition, say a man's disposition
to entertain his brother if his brother comes to town, would be as a
disposition to entertain his brother if he believes that his brother has come
to town (ct. the circularities noted in Section I), no such emendation is
required if we speak of a man's WILL to entertain his brother if his brother
comes to town. We may expect the man to be disappointed if
he discovers that his brother has actually come to town without his having had
the chance to entertain him, whether or not he was at the time aware that his
brother was in town. Of course, to put his will into effect
on a particular occasion, he will have to judge that his brother IS in town,
but no reference to such a judgement would be appropriate in the specification
of the content of his will. Here, then, is the definition which
Grice suggest. x judges that p just in
case x wills as follows: given any
situation in which x wills some end E,
there are two non-empty classes (K, and K2) of action-types such
that the performance by x of an action-type belonging to K,
will realize E just in case p is true, and the performance
by x of a member of K, will realize E just in case p is false, (iji)
there is no third non-empty class (K3) of action-types, such that
the performance by x of an action-type belonging to K3 will realize E whether p
is true or p is false: in such a situation
x is to will that he perform some action-type belonging to K,.
Put more informally (and less accurately), x
judges that p just in case x wills that,
if he has to choose between a kind of action which will realize some end of his
just in case p is true and a kind of action which will realize that end just in
case p is false, he should will to adopt some action of the first kind.
We might be able to use the
idea of a higher-order psi-state to account for a kind of indeterminacy which
is frequently apparent in our desires. Consider a
disgruntled employee who wants more money; and suppose that
we embrace the idea (which may very well be misguided) of representing his
desire in terms of the notion of wanting that p (with the aid of
quantifiers). To represent him as wanting that he should
have some increment or other, or that he should have some increment or other
within certain limits, may not do justice to the facts; it
might be to attribute to him too generic a desire, since he
may not be thinking that any increment, or any increment within certain limits,
would do. If, however, we shift from thinking in terms of
internal quantification to thinking in terms of external quantification, we run
the risk of attributing to him too specific a desire; there
may not be any specific increment which is the one he wants;
he may just not have yet made up his mind. It is as if
we should like to plant our (existential) quantifier in an intermediate
position, in the middle of the word 'want'; and that, in a
way, is just what we can do. We can suppose him (initially)
to be wanting that there be some increment (some increment
within certain limits) such that he wants
that increment; and then, when under the influence of that
want he has engaged in further reflection, or succeeded in eliciting an offer
from his employer, he later reaches a position to which external
quantification is appropriate; that is, there now is some
particular increment such that he wants that increment. Grice
shall now try to bring the idea of higher-order states to bear on Problem of
how to accommodate privileged access and, maybe, incorrigibility
Grice sets out in stages a possible solution along these lines, which will also
illustrate the application of aspects of the programme of the
Genitor We start with a pirot equipped to satisfy unnested
judgings and willings (i.e. whose contents do not involve judging or
willing). It would be advantageous to a pirot if they could
have judgings and willings which relate to the judgings or willings of other
pirots; Rational cooperation Conversation as
rational cooperation for example, if pirots are sufficiently
developed to be able to will their own behaviour in advance (form intentions
for future action), it could be advantageous to one pirot to anticipate the
behaviour of another by judging that the second pirot wills to do A (in the
future). So we construct a higher type of pirot with this
capacity, without however the capacity for a reflexive state It
would be advantageous to construct a yet higher type of pirot, with judgings
and willings which relate to its own judgings or willings.
Such a pirot could be equipped to control or regulate their own judgings
and willings; they will presumably be already constituted so
as to conform to the law that ceteris paribus if
they will that p and judge that not-p, if they can, they make it the case
that p. To give them some control over their judgings and
willings, we need only extend the application of this law to their judgings and
willings; we equip them so that ceteris
paribus if they will that they do NOT will that p and judge
that they do will that p, (if they can) they make it the
case that they do not will that p — and we somehow ensure
that sometimes they can do this). It may be that the installation
of this kind of control would go hand in hand with the installation of the
capacity for evaluation or validity and continence; but Grice need not concern
himself with this now.] We shall not want these pirots to depend,
in reaching their second-order judgements about themselves, on the observation
of manifestational behaviour; indeed, if self-control, which involves
suppressing the willing that p is what the genitor is aiming at,
behaviour which manifests a pirot’s judging that it wills that p
may be part of what he hopes to prevent. So the
genitor makes these pirots subject to the law that ceteris
paribus if a pirot wills that p, it wills that it
wills thatp. To build in this feature is to build in
privileged access to willing To minimize the waste of effort which
would be involved in trying to suppress a willing which a pirot mistakenly
judges itself to have, the genitor may also build in conformity to the converse
law, that ceteris paribus if a pirot
wills that it wills that P, it wills that p. Both of these
laws however are only ceteris paribus laws. And there will be room
for this or that counter-example. In self-deception, and
invontinence, for example, either law may not hold. We may get a
willing that one wills that p without the willing that p. And we
may get willing that p without willing that one wills that p, indeed, with
willing that it is not the case that one wills that p. Grice
abbreviates "x wills that x wills that p" by "x wills-2 that
p", and "x wills that x wills that x wills that p" by
"x wills-3" that p". Let us suppose that we
make the not implausible assumption that there will be no way of finding
non-linguistic manifestational behaviour which distinguishes willing2 that p
from willing1 that p. There will now be two options.
We may suppose that will2 that p" is an inadmissible locution,
which one has no basis for applying. Or we may suppose that
"x wills that p" and "x wills2 that p" are
manifestationally equivalent, just because there can be no distinguishing
behavioural manifestation, other than conversational, that is. The
second option is preferable, if we want to allow for the construction of a
later type, a *talking* pirot, which can EXPRESS that it wills2 that p; and to
maintain as a general, though probably derivative, law that
ceteris paribus if x EXPRESSES that !p, x wills that ф. The substitution of "x
wills-2 that p" for " p" will force the admissibility of
"x wills" that p". So we shall have to
adopt as a law that x wills" that piff x wills2 that
p. Exactly parallel reasoning will force the adoption of the
law that x wills that p if x wills2 that p.
If we now define "x wills that p" as "x wills-2that
p", we get the result that a wills that p iff x
wills that x wills that p. We get the result, that is
to say, that — a will is (in this sense) incorrigible,
whereas a first-order will is only a matter for privileged access.
Is this or that Psychological Concept Eliminable? Grice has tried
to shed a little light on the question 'How is a psychological concept related
to psychological theory and to psychological explanation?"
Grice has not, so far, said anything about a question which has considerably
vexed some of Grice’s friends as well as himself. Someone —let us
call him the eliminator — might say: ‘You explicitly
subscribe to the idea of thinking of apsychological concept as explicable in
terms of its role in a psychological law, that is to say, in terms of their
potentialities for the explanation of behaviour. You also
subscribe to the idea that, where there is a psychological explanation of a
particular behaviour, there is also a physiological explanation
With respect to pirots, it is supposedly the business of the engineer to
make a psychological state effective by ensuring that this condition
holds. You must, however, admit that the explanation of
behaviour, drawn from pirot-physiology, which is accessible to the engineer
is from a theoretical point of view, greatly superior to that accessible
to the genitor; The former are, for example, drawn from a
more comprehensive theory, and from one which yields or when fully
developed will yield — even in the area of behaviour, a more precise
prediction. So since the attribution of a psychological state owes
any claim to truth it may have to its potentialities for the explanation of
behaviour, and since these potentialities are inferior to the potentialities of
this of that physiological state, Occam's Razor will dictate that attributions
of psychological states, to actual creatures no less than to pirots, should be
rejected en bloc as lacking truth —even though, from ignorance or to avoid
excessive labour, we might in fact continue to utter them. We have
indeed come face to face with the last gasp of Primitive Animism, namely the
attempted perpetuation of the myth that animals are animate.' The
eliminator should receive fuller attention than Grice can give him on this
occasion, but I will provide an interim response to him, in the course of which
Grice shall hope to redeem the promise made, to pursue a little further the
idea that the common-sense theory which underlines this or that psychological
concept can be shown to be at least in some respects true. First,
the eliminator's position should, in Grice’s view, be seen as a particular case
of canonical scepticism, and should, therefore, be met in accordance with
general principles for the treatment of sceptical problems.
It is necessary, but it is also insufficient, to produce a cogent
argument for the falsity of his conclusion; if we confine
ourselves to this kind of argumentation we shall find ourselves confronted by
the post-eliminator, who says to us “Certainly the steps in
your refutation of the eliminator are validly made.” “But so are
the steps in his argument.” A correct view of the matter is that
from a set of principles in which a psychological concept occurs crucially, and
through which that psychological concept is delineated, it follows both that
the eliminator is right and that he is wrong. So much the worse,
then, for the set of principles and for the concepts; they should
be rejected as incoherent. A satisfactory rebuttal of the
eliminator's position must, therefore, undermine his argument as well as
overturn his conclusion. In pursuit of the first of these
objectives, Grice remarks that, to his mind, to explain a phenomenon, or a
sequence of phenomena, P is, typically, to explain P qua exemplifying some
particular feature or characteristic And so, one fact — or
system — may explain P qua exemplifying characteristic C, while another fact —
or system — explains P qua exemplifying a different charscteristic C2.
In application to the present case, it is quite possible that one
system, the physiology of the future, should explain the things we do considered
as sequences of physical movements, while another system, psychological theory,
explains the things we do considered as instances of sorts of behaviour.
We may, at this point, distinguish two possible principles concerning
the acceptability of a system of explanation: If a system S1 is
theoretically more adequate, for the explanation of a class of phenomena P will
respect to a class of characteristics C, than is system S2 for the explanation
of & with respect to C, other things being equal, S1 is to be accepted and
S2 is to be rejected. Gricd has no quarrel with this
principle. If system S1 is theoretically more adequate, for the
explanation of P with respect to C1 than is system S2 for the explanation of P
with respect to C2, la different class of characteristics, other things being
equal, S1 is to be accepted and S2 is to be rejected. The latter
principle seems to me to lack plausibility. In general, if we want
to be able to explain P qua C2, e.g. as behaviour, our interest in such
explanation should not be abandoned merely because the kind of explanation
available with respect to some other class of characteristics is theoretically
superior to the kind available with respect to C2. The
eliminator, however, will argue that, in the present case, what we have is
really a special case of the application of Principle 1;
for since any Ca in Cz which is exemplified on a given
occasion has to be realised on that occasion in some , (some sequence of
physical movements), for which there is a physiological explanation, the
physiological explanation of the presence of C, on that occasion is ipso facto
an explanation of the presence of C2, the behavioural feature, on that
occasion, and so should be regarded as displacing any psychological explanation
of the presence of Ca. To maintain this position, the eliminator
must be prepared to hold that if a behavioural feature is, on an occasion,
realised in a given type of physical movement sequence, that type of a
movement sequence is, in itself, a sufficient condition for the presence of the
behavioural feature. Only so can the eliminator claim that the
full power and prestige of physiological explanation is transmitted from a
movement to behaviour, thereby ousting psychological explanation.
But it is very dubious whether a particular a movement sequence is, in
general, a sufficient condition for a behavioural feature, especially with
respect to such a behavioural feature the discrimination of which is most
important for the conduct of life. Whether a man with a club
is merely advancing *towards* Grice or advancing *upon* Grice may well depend
on a condition distinct from the character of his movements, indeed, it would
be natural to suppose, upon a psychological condition. It
might of course be claimed that any such psychological condition would, in
principle, be re-expressible in psychological terms, but this claim cannot be
made by one who seeks not the reduction of psychological concepts but their
rejection. If a psychological state is not to be reduced to a
physiological state, the proceeds of such reduction cannot be used to bridge
gaps between a movement and behaviour. The truth seems to be that
the language of behavioural description is part and parcel of the system to
which psychological explanation belongs, and cannot be prised off
therefrom. Nor can the eliminator choose to be hanged for a
sheep rather than for a mere lamb, by opting to jettison behavioural
description along with psychological concepts. The eliminator
himself will need behavioural terms like"describe" and
"report" in order to formulate his non-recommendations or
predictions. And, perhaps more importantly, if there is, or is to
be, strictly speaking no such thing as the discrimination of behaviour, there
are, or are to be, no such things as ways of staying alive, either to describe
or to adopt. Furthermore, even if the eliminator were to succeed
in bringing psychological concepts beneath the baleful glare of Principle 1, he
would only have established that other things being equal psychological
concepts and psychological explanation are to be rejected.
But other things are manifestly not equal, in ways which he has not taken
into account. It is one thing to suggest, as Grice suggests,
that a proper philosophical understanding of ascriptions of psychological
concepts is a matter of understanding the roles of such concepts in a
psychological theory which explains behaviour. It is quite
*another* thing to suppose that creatures to whom such a theory applies will
(or should) be interested in the ascription of psychological states only
because of their interest in having a satisfactory system for the explanation
of behaviour. The psychological theory which Grice envisages
would be deficient as a theory to explain behaviour if it did not contain
provision for interests in the ascription of psychological states otherwise
than as tools for explaining and predicting behaviour, interests, for example,
on the part of one creature to be able to ascribe these rather than those
psychological states to another creature because of a concern for the other
creature. Within such a theory it should be possible to
derive strong motivations on the part of the creatures subject to the theory
against the abandonment of the central concepts of the theory (and so of the
theory itself), motivations which the creatures would (or should) regardas
justified. Grice illustrates with a little fable.
The very eminent and very dedicated neurophysiologist speaks to his
wife. "My (for at least a little while longer) dear," he
says, "I have long thought of myself as an acute and
well-informed interpreter of your actions and behaviour.” “I think
I have been able to identify nearly every thought that has made you smile, and
nearly every desire that has moved you to act.” “My researches,
however, have made such progress that I shall no longer need to understand you
in this way.” “Instead I shall be in a position, with the aid of
instruments which I shall attach to you, to assign to each bodily movement
which you make in acting a specific antecedent condition in your cortex.”
“No longer shall I need to concern myself with your so-called thoughts
and feelings.” “In the meantime, perhaps you would have dinner
with me tonight” “I trust that you will not resist if I
bring along some apparatus to help me to determine, as quickly as possible, the
physiological idiosyncracies which obtain in your system.” Grice
has a feeling that Mrs. Churchland might refuse the proffered invitation.
Indeed, only from within the framework of such a theory, Grice thinks,
can matters of evaluation, and so of the evaluation of modes of explanation, be
raised at all. If Grice conjectures aright, the entrenched
system contains the materials needed to justify its own entrenchment — whereas
no rival system contains a basis for the justification of anything at
all. We must be ever watchful against the devil of scientism, who
would lead us into myopic over-concentration on the nature and importance of
knowledge, and of scientific knowledge in particular; the devil who is even so
audacious as to tempt us to call in question the very system of ideas required
to make intelligible the idea of calling in question anything at all; and who
would even prompt us, in effect, to suggest that, since we do not really think
but only think that we think, we had better change our minds without undue
delay. H. P. GriceAn initial version of the idea I want to
explore is that we represent the sentences (1) "John should be recovering
his health by now" and (2) "John should join AA" as having the
following structures; first, a common "rationality" operator 'Ace, to
be heard as "it is reasonable that", "it is acceptable
that", "it ought to be that", "it should be that", or
in some other similar way; next, one or other of two mood-operators, which in
the case of (1) are to be written as 'F' and in the case of (2) are to be
written as 1; and finally a 'radical, to be represented by T' or some other
lower-case letter. The structure for (1) is Acc + F + r, for (2) Acc +! + r,
with each symbol falling within the scope of its prede-cessor. I am thinking of
a radical in pretty much the same kind of way as recent writers who have used
that term (or the term 'phrastic); I
think of it as a sequence in the underlying structural representation of
sentences, and I regard it as an undecided question whether there are any
sentences in a natural language which contain a part which is a distinct
surface counterpart of a radical (compare Wittgenstein's remarks about radicals
in chemistry). Obviously the next topic
for me to take up is the characterization of mood-operators. Moods
There are in fact two connected questions on which I shall try to find
something to say. First, there is the obvious demand for acharacterization, or
partial characterization, of mood-differences as they emerge in speech (which
it is plausible to regard as their primary habitat); second, there is the
question how, and to what extent, representations of moods, and so of
mood-differences, which are suitable for application to speech may be
legitimately imported into the representation of thought. We need to consider
the second question, since, if the general 'rationality operator is to signify
something like acceptability, then the appearances of mood-operators within its
scope will be proper only if they may properly occur within the scope of the
psychological verb "accept".
The easiest way for me to expound my ideas on the first of these
questions is by reference to a schematic table or diagram (see Fig. 2). I
should at this point reiterate my temporary contempt for the use/mention
distinction; my exposition would make the hair stand on end in the soul of a
person specially sensitive in this area.
But my guess is that the only historical philosophical mistake prop erly
attributable to use/mention confusion is Russell's argument against Frege in
"On Denoting", and that there are virtually always acceptable ways of
eliminating disregard of the distinction in a particular case, though the
substitutes are usually lengthy, obscure, and tedious. I shall make three initial assumptions: (1)
That I may avail myself of two species of acceptance, namely, I-acceptance and
V-acceptance, which I shall, on occasion, call respectively "judging"
and "will-ing". The latter pair of words are to be thought of as
technical or semi-technical, though they will signify states which approximate
to what we vulgarly call "thinking (that p)" and "wanting (that
p)". especially in the senses in which we can speak of beasts as thinking
or wanting something. I here treat 'judge and 'will' (and "accept) as
primitives; their proper interpretation would be determined by their role in a
psychological theory (or sequence of psychological theories) designed to
account for the behaviours of members of the animal kingdom, at different
levels of psychological complexity (some classes of creatures being more
complex than others). (2) That, as I
suggested in a published article (the exact title of which 1 always find it
difficult to remember),? at least at the point at which, I° Grice, "Utterer's Meaning,
Sentence-Meaning, and Word-Meaning", Foundations of Language, 4 (Aug,
1968), 225-48.](Main clause): U to utter
to H (a sentence of the form] Op, + P
(Antecedent clause)
Operation (Preamble) Number
(1) A (Supplement) |(Diferential) (Content.) (Radicall
(Operator) | (Mood-name) U wills
H judges U nonel judges
wills H (2) A none
wills wills H (з) А [none] wills (3,a) (U a judges ?.H
Judicative, ('Indicative") Judicative, (Indicative') (Main clause): U to utter to H (a sentence of the form] Op,
+ P (Antecedent clause) Operation
(Preamble) Number (1) A
(Supplement) |(Diferential) (Content.)
(Radicall (Operator) |
(Mood-name) U wills H judges U nonel
judges wills H (2) A
none wills wills H
(з) А [none] wills (3,a) (U a judges ?.H
Judicative, ('Indicative") Judicative, (Indicative') Volitive,
('Intentional") Volitive- ("Imperative" Judicative Interrogative wills
(8,0) (H (4) non| wills
wills U a judges wills (3,0) (U o wills
Judicative Interrogative Volitive
Interrogative, (3,a) (H wills U a wills Volitive Interrogatives Notes: Interrogatives: (i) Legitimate substituends for 'o' are
'positively' and negatively: positively judging that p. and negatively judging
that pis judging that not-p. The
'uniquely existential' quantifier (3,a) is to be given a 'substitutional"
interpretation. (ili) 1E the differential is supplemented (as in a B case), the
quantifier is dragged back', so as to appear
immediately before 'H in the supplement.
FiG. 2. Schema of procedure-specifiers for mood-operatorsin one's
syntactico-semantical theory of a particular language, one is introducing
mood-differences (and possibly earlier), the proper form to use is a
specification of speech-procedures; such specifiers would be of the general
form "For U (utterer) to utter o if.." where the blank is replaced by
the appropriate condition. (3) That
since in the preceding scheme 'O' represents a structure and not a sentence or
open sentence, there is no guarantee that actual sentences in the language
under treatment will contain perspicuous and unambiguous representations of
their moods or sub-moods; an individual sentence may correspond to two (or
more) mood-different structures; the sentence will then be structurally
ambiguous (multiplex in meaning) and will have more than one reading. The general form of a procedure-specifier for
a mood-operator, as you will see from Fig, 2, involves a main clause (which
comes first) and an "antecedent" clause, which follows
"if". In the schematic representation of the main clause,
"U" represents an utterer, "H" a hearer, "P" a radical; and "Op."
represents that operator whose number is i; for example, "Op.." would
represent Operator Number 3A, which (since? F' appears in the Operator column
for 3A) would be ?, F. The antecedent clause consists of a sequence whose
elements are a preamble, a supplement to a differential (which is present only
in a B-type case), a differential, and a radical. The preamble, which is always
present, is invariant, and reads "U wills (that) H judges (that) U.... The
supplement, if present, is also invariant; and the idea behind its varying
presence or absence is connected, in the first instance, with the Volitive Mood
(see initial assumption (2) above). It seemed to me that the difference between
ordinary expressions of intention (such as "I shall not fail" or
"They shall not pass") and ordinary imperatives (Like "Be a
little kinder to him") could be accommodated by treating each as a special
sub-mood of a superior mood; the characteristic feature of the superior mood
(Volitive) is that it relates to willing that p, and in one subordinate case
(the Intentional case) the utterer is concerned to reveal to the hearer that he
(the utterer) wills that p, while in the other subordinate case (Imperative), U
is concerned to reveal to H that U wills that H will that p. (In each case, of
course, it is to be presumed that willing that p will have its standard
out-come, namely, the actualization of p.) It also seemed to me thatthere is a
corresponding distinction between two "uses" of ordinary indicatives;
sometimes one is declaring or affirming that p. one's intention being primarily
to get the hearer to think that the speaker thinks that p; while sometimes one
is telling the hearer that p, that is to say, hoping to get him to think that
p. It is true that in the case of indicatives, unlike that of volitives, there
is no pair of devices which would ordinarily be thought of as mood-markers
which serves to distinguish the sub-mood of an indicative sentence; the
recognition of the sub-mood has to come from context, from the vocative use of
the name of H, from the presence of a speech-act verb, or from a
sentence-adverbial phrase (like
"for your information"). But I have already, in my initial
assump-tions, allowed for such a situation. This A/B distinction seemed to me
to be also discernible in interrogatives (of this, a little more later). The differentials are each associated with,
and serve to distin-guish, 'superior' moods (judicative, volitive) and, apart
from one detail in the case of interrogatives, are invariant between 'A and B
sub-moods of the superior mood; they are merely unsupple-mented or
supplemented, the former for an 'A sub-mood and the latter for a 'B' sub-mood.
The radical needs at this point (I hope) no further explanation, except that it
might be useful to bear in mind that I have not stipulated that the radical for
an 'intentional' (Volitive,) incorporate a reference to U ("be in the
first person"), nor that the radical for an 'imperative' (Volitive,)
incorporate a reference of H ("be in the second person"); "They
shall not pass" is a legitimate intentional, as is "You shall not get
away with it"; and "The sergeant is to muster the men at dawn"
(said by a cap tain to a lieutenant) is a perfectly good imperative. I will
give in full two examples of actual specifiers derived from the schema shown in
Fig. 2. U to utter to H I, P if U wills
(that) H judges (that) U judges p. U to utter to H I, P if U wills that H judges that U
wills that H wills that p Since, of the states denoted by differentials in the
figure, only judging that p and willing that p are, in my view, strictly cases
of acceptance that p, and the ultimate purpose of my introducing
thischaracterization of moods is to reach a general account of linguistic forms
which are to be conjoined, according to my proposal, with an 'acceptability
operator, the first two numbered rows of the figure are (at most) what I shall
have a direct use for. But since it is of some importance to me that my
treatment of moods should be (and should be thought to be) on the right lines,
I have added a partial account of interrogatives, and I shall say a little
more. about them. There are two varieties of
interrogatives, 'Yes/No' interrogatives (for example, "Is his face
clean?") and 'W' interrogatives ("Who killed Cock Robin?",
"Where has my beloved gone?", "How did he fix it?"). The
specifiers derivable from the schema will provide only for "Yes/No'
interrogatives, though the figure could be quite easily amended so as to yield
a restricted but very large class of "W interrogatives; I shall in a
moment indicate how this could be done. The distinction between Judicative and Volitive
Interrogatives corresponds with the difference between cases in which a
questioner is indicated as being, in one way or another, concerned to obtain
information ("Is he at home?"), and cases in which the questioner is
indicated as being concerned to settle a problem about what he is to do
("Am I to leave the door open?", "Is the prisoner to be released?", "Shall I
go on reading?"). This difference is fairly well represented in English
grammar, and much better represented in the grammars of some other
languages. (3) The A/B differences are
(1 think) not marked at all in English grammar. They are, however, often quite
easily detectable. There is usually a
recognizable difference between a case in which someone says, musingly or
reflectively, "Is he to be trusted?" (a case in which the speaker
might say that he was just wondering), and a case in which he utters the same
sentence as an enquiry similarly, we can usually tell whether someone who says
"Shall T accept the invitation?" is just trying to make up his mind,
or is trying to get advice or instruction from his audience, (4) The employment of the variable 'o' needs
to be explained I have borrowed a little from an obscure branch of logic, once
(but maybe no longer) practised, called (I think) "proto-thetic" (why?),
the main rite in which was to quantify over (or through)connectives, 'o' is to
have as its two substituents "positively" and "negatively", which may modify the
verbs "judge' and will; negatively judging or negatively willing that p is
judging or willing that not-p. The quantifier (9,os) ... has to be treated
substitutionally, as specified in note (ii). If, for example, I ask someone
whether John killed Cock Robin (B case), I do not want him merely to will that
I have a particular "Logical Quality" in mind which I believe to
apply; I want him to have one of the "Qualities" in mind which he
wants me to believe to apply. To meet this demand, supplementation must
"drag back' the quantifier. (5) To extend
the schema so as to provide specifiers for 'single W-interrogatives (that is,
questions like "What did the butler see?" rather than questions like
"Who went where with whom at 4 o'clock yesterday afternoon?"), we
need just a little extra appa-ratus. We need to be able to superscribe a
"W' in each interrogative operator (for example, ?Wh, ?W!), together with
the proviso that a radical which follows a superscribed operator must be
an 'open' radical, which contains one or
more occurrences of just one free variable. And we need what I might call a
'chameleon' variable 'X, to occur only in quantifiers, so that (3)) Ex is to be
regarded as a way of writing (3x) Ex, while (3)) Fy is a way of writing (Sy)
Fy. To provide specifiers for W-superscribed operators, we simply delete the
appearances of 'o in the specifier for the corresponding un-superscribed
operator, inserting instead the quantifier (3,2) (...) at the position
previously occupied by (3,∞e) (..- ).
For example: the specifiers for "Who killed Cock Robin?" (used
as an enquiry) would be: "U to utter to H "? W F: x killed Cock
Robin' if U wills H to judge U to will that (3,2) (H should will that U judges
(x killed Cock Robin))"; in which '(3,X)' will "take on" the
shape '(S,x)' since 'x' is the free variable within its scope. H. P. Grice The
topic which I have chosen is one which eminently deserves a thorough,
systematic, and fully theoretical treatment; such an approach would involve, I
suspect, a careful analysis of the often subtly different kinds of state which
may be denoted by the word "want, together with a comprehensive
examination of the role which different sorts of wanting play in the
psychological equipment of rational (and non-rational) creatures. While 1 hope
to touch on matters of this sort, 1 do not feel myself to be quite in a
position to attempt an analysis of this kind, which would in any case be a very
lengthy undertaking. So, to give direction to my discussion, and to keep it
within tolerable limits, I shall relate it to some questions arising out of
Aristotle's handling of this topic in the Nicomachean Ethics; such a procedure
on my part may have the additional advantage of emphasizing the idea, in which
I believe, that the proper habitat for such great works of the past as the
Nicomachean Ethics is not the museums but the marketplaces of philosophy.
My initial Aristotelian question concerns two conditions which Aristotle
supposes to have to be satisfied by whatever is to be recognized as being the
good for man. At the beginning of Nicomachean Ethics 1. 4, Aristotle notes that
there is general agreement that the good for man is to be identified with
eudaemonia (which may or may not be well rendered as 'happiness'), and that
this in turn is to be identified with living well and with doing well; but
remarks that there is large-scale disagreement with respect to any further and
more informative specification of eudaemonia. In I. 7 he seeksto confirm the
identification of the good for man with eudaemonia by specifying two features,
maximal finality (unqualified finality) and self-sufficiency, which,
supposedly, both are required of anything which is to qualify as the good for
man, and are also satisfied by eudaemonia. 'Maximal finality' is defined as
follows: "Now we call that which is in itself worthy of pursuit more final
than that which is worthy of pursuit for the sake of something else, and that
which is never desirable for the sake of something else more final than the
things which are desirable both in themselves and for the sake of that other
thing, and therefore we call final without qualification that which is always
desirable in itself and never for the sake of something else." Eudaemonia
seems (intuitively) to satisfy this condition; such things as honour, pleasure,
reason, and virtue (the most popular candidates for identification with the
good for man and with eudaemonia) are chosen indeed for themselves (they would
be worthy of choice even if nothing resulted from them); but they are also
chosen for the sake of eudaemonia, since "we judge that by means of
them we shall be happy". Eudaemonia, however, is never chosen for the sake
of anything other than itself. After some preliminaries, the relevant
sense of "self-sufficiency" is defined thus: "The
self-sufficient we now define as that which when isolated makes life desirable
and lacking in nothing." Eudaemonia, again, appears to satisfy this
condition too; and Aristotle adds the possibly important comment that
eudaemonia is thought to be "the most desirable of all things, without
being counted as one good thing among others". This remark might be taken
to suggest that, in Aristotle's view, it is not merely true that the possession
of eudaemonia cannot be improved upon by the addition of any other good, but it
is true because eudaemonia is a special kind of good, one which it would be inappropriate
to rank alongside other goods. This passage in Nicomachean Ethics raises
in my mind several queries: (1) It is, I suspect, normally assumed by
commentators that Aristotle thinks of eudaemonia as being the only item which
satisfies the condition of maximal finality. This uniqueness claim is not,
however, explicitly made in the passage (nor, so far as I can recollect,
elsewhere); nor is it clear to me that if it were made itwould be correct.
Might it not be that, for example, lazing in the sun is desired, and is
desirable, for its own sake, and yet is not something which is also desirable
for the sake of something else, not even for the sake of happiness? If it
should turn out that there is a distinction, within the class of things
desirable for their own sake (1-desirables), between those which are also
desirable for the sake of endaemonia (H-desirables) and those which are not,
then the further question arises whether there is any common feature which
distinguishes items which are (directly) H-desirable, and, if so, what it is.
This question will reappear later. (2) Aristotle claims that honour,
reason, pleasure, and virtue are all both I-desirable and H-desirable, But, at
this stage in the Nicomachean Ethics, these are uneliminated candidates for
identification with eudaemonia; and, indeed, Aristotle himself later
identifies, at least in a sort of way, a special version of one of them
(metaphysical contemplation) with eudaemonia. Suppose that it were to be
established that one of these candidates (say, honour) is successful. Would not
Aristotle then be committed to holding that honour is both desirable for its
own sake, and also desirable for the sake of something other than honour,
namely, eudaemonia, that is, honour? It is not clear, moreover, that this prima
facie inconsistency can be eliminated by an appeal to the non-extensionality of
the context " is desirable". For while the argument-pattern *o
is desirable for the sake of B. Bis identical with y; so, or is desirable for
the sake of y' may be invalid, it is by no means clear that the
argument-pattern 'o is desirable for the sake of B, necessarily B is identical
with Y; so, a is desirable for the sake of y' is invalid. And, if it were
true that eudaemonia is to be identified with honour, this would presumably be
a non-contingent truth. (3) Suppose the following: (a) playing golf and
playing tennis are each I-desirables, (b) each is conducive to physical
fitness, which is itself I-desirable, (e) that a daily round of golf and a
daily couple of hours of tennis are each sufficient for peak physical fitness,
and (if you like, for simplicity), (d) that there is no third route to physical
fitness. Now, X and Y accept all these suppositions; X plays golf daily, and Y
plays both golf and tennis daily. It seems difficult to deny, first, that it is
quite conceivable that all of the sporting activities of these gentlemen are
undertaken both for their own sake and also for the sake of physical fitness,
and, second, that (protanto) the life of Y is more desirable than the life of
X, since Y has the value of playing tennis while X does not. The fact that in
Y's life physical fitness is overdetermined does not seem to be a ground for
denying that he pursues both golf and tennis for the sake of physical fitness;
if we wished to deny this, it looks as if we could, in certain circumstances,
be faced with the unanswerable question, "If he doesn't pursue each for
the sake of physical fitness, then which one does he pursue for physical
fitness?" Let us now consider how close an analogy to this example
we can construct if we search for one which replaces references to physical
fitness by references to eudaemonia. We might suppose that X and Y have it in
common that they have distinguished academic lives, satisfying family
situations, and are healthy and prosperous; that they value, and rightly value,
these aspects of their existences for their own sakes and also regard them as
contributing to their eudaemonia. Each regards himself as a thoroughly happy
man. But Y, unlike X, also composes poetry, an activity which he cares about
and which he also thinks of as something which contributes to his endaemoria;
the time which y devotes to poetic endeavour is spent by X pottering about the
house doing nothing in particular. We now raise the question whether or not Y's
life is more desirable than X's, on the grounds that it contains an I-desirable
element, poetic composition, which X's life does not contain, and that there is
no counterbalancing element present in X's life but absent in Y's. One
conceivable answer would be that Y's life is indeed more desirable than X's,
since it contains an additional value, but that this fact is consistent with
their being equal in respect of eudae-monia, in line with the supposition that
each regards himself as thoroughly happy. If we give this answer we, in effect,
reject the Aristotelian idea that eudaemonia is, in the appropriate sense,
self-sufficient. There seems to me, however, to be good reason not to give this
answer. Commentators have disagreed about the precise interpretation of the
word "eudaemonia", but none, so far as I know, has suggested what I
think of as much the most plausible conjecture; namely, that
"eudaemonia" is to be understood as the name for that state or
condition which one's good daemon would (if he could) ensure for one; and my
good daemon is a being motivated, with respect to me, solely by concern for my
well-being or happiness.To change the idiom, "eudaemonia" is the
general characterization of what a full-time and unhampered fairy godmother
would secure for you. The identifications regarded by Aristotle as unexcitingly
correct, of eudaemonia with doing well and with living well, now begin to look
like necessary truths. If this interpretation of "eudaemonia"
is correct (as I shall brazenly assume) then it would be quite impossible for
Y's life to be more desirable than X's, though X and Y are equal in respect of
eudaemonia; for this would amount to Y's being better off than X, though both
are equally well-off! Various other possible answers remain. It might be
held that not only is Y's life more desirable than X's, but Y is more eudaemon
(better off) than X. This idea preserves the proposed conceptual connection
between eudaemonia and being well-off, and relies on the not wholly implausible
principle that the addition of a value to a life enhances the value of that
life (whatever, perhaps, the liver may think). One might think of such a
principle, when more fully stated, as laying down or implying that any increase
in the combined value of the H-desirable elements realized in a particular life
is reflected, in a constant proportion, in an increase in the degree of
happiness or well-being exemplified by that life; or, more cautiously, that the
increase in happiness is not determined by a constant proportion, but rather in
some manner analogous to the phenomenon of diminishing marginal utility. I am
inclined to see the argument of this chapter as leading towards a discreet
erosion of the idea that the degree of a particular person's happiness is the
value of a function the arguments of which are measures of the particular
H-desirables realized in that person's life, no matter what function is
suggested; but at the present moment it will be sufficient to cast doubt on the
acceptability of any of the crudest versions of this idea. To revert to the
case of X and Y: it seems to me that when we speak of the desirability of X's
life or of Y's life, the desirability of which we are speaking is the
desirability of that life from the point of view of the person whose life it
is; and that it is therefore counterintuitive to suppose that, for example, X
who thinks of himself as "perfectly happy" and so not to be made
either better off or more happy (though perhaps more accomplished) by an
injection of poetry composition, should be making a misassess-ment of what his
state of well-being would be if the composition of poetry were added to his
occupation. Furthermore, if the pursuitof happiness is to be the proper end, or
even a proper end, of living, to suppose that the added realization of a
further H-desirable to a life automatically increases the happiness or
wellbeing of the possessor of that life will involve a commitment to an ethical
position which I, for one, find somewhat unattractive: one would be committed
to advocating too unbridled an eudae-monic expansionism. A more
attractive position would be to suppose that we should invoke, with respect to
the example under consideration, an analogue not of diminishing marginal utility,
but of what might be called vanishing marginal utility; to suppose, that is,
that X and Y are, or at least may be, equally well-off and equally happy even
though Y's life contains an H-desirable element which is lacking in X's life;
that at a certain point, so to speak, the bucket of happiness is filled, and no
further inpouring of realized H-desirables has any effect on its contents. This
position would be analogous to the view I adopted earlier with respect to the
possible over-determination of physical fitness. Even should this position be
correct, it must be recognized that the really interesting work still remains
to be done; that would consist in the characterization of the conditions which
determine whether the realization of a particular set of H-desirables is
sufficient to fill the bucket. The main result, then, of the discussion
has been to raise two matters for exploration; first, the possibility of a
distinction between items which are merely I-desirable and items which are not
only I-desirable but also H-desirable; and, second, the possibility that the
degree of happiness exemplified by a life may be overdetermined by the set of
H-desirables realized in that life, together with the need to characterize the
conditions which govern such overdetermination. (4) Let us move in a
different direction. I have already remarked that, with respect to the
desirability-status of happiness and of the means thereto, Aristotle subscribed
to two theses, with which I have no quarrel (or, at least, shall voice no
quarrel). (A) That some things are both 1-desirable and H-desirable (are
both ends in themselves and also means to happiness). (B) That
happiness, while desirable in itself, is not desirable for the sake of any
further end.I have suggested the possibility that a further thesis might be
true (though I have not claimed that it is true), namely: (C) That some
things are I-desirable without being H-desirable (and, one might add, perhaps
without being desirable for the sake of any further end, in which case
happiness will not be the only item which is not desirable for the sake of any
further end). But there are two further as yet unmentioned theses which 1
am inclined to regard as being not only true, but also important: first,
(D) Any item which is directly H-desirable must be I-desirable. And
second, (E) Happiness is attainable only via the realization of items
which are 1-desirable (and also of course H-desirable). Thesis (D) would
allow that an item could be indirectly H-desirable without being I-desirable;
engaging in morning press-ups could be such an item, but only if it were
desirable for the sake of (let us say) playing cricket well, which would
plainly be itself an item which was both 1-desirable and H-desirable. A thesis
related to (D), namely, (D'). (An item can be directly conducive to the
happiness of an individual x only if it is regarded by x as being I-desirable)
seems to me very likely to be true; the question whether not only (D') but (D)
are true would depend on whether a man who misconceives (if that be possible)
certain items as being I-desirable could properly be said to achieve happiness
through the realization of those items. To take an extreme case, could a wicked
man who pervertedly regards cheating others in an ingenious way as being
I-desirable, and who delights in so doing, properly be said to be (pro tanto)
achieving happiness? I think Aristotle would answer negatively, and I am rather
inclined to side with him; but I recognize that there is much to debate. A
consequence of thesis (D), if true, would be that there cannot be a
happiness-pill (a pill the taking of which leads directly to happiness); there
could be (and maybe there is) a pill which leads directly to "feeling
good" or to euphoria; but these states would have to be distinguishable
from happiness. Thesis (E) would imply that happiness is essentially a
dependent state; happiness cannot just happen; its realization is
conditionalupon the realization of one or more items which give rise to
it. Happiness should be thought of adverbially; to be happy is, for some
x, to x happily or with happiness. And reflection on the interchangeability or
near-interchangeability of the ideas of happiness and of well-being would
suggest that the adverbial in question is an evaluation adverbial. The
importance, for present purposes, of the two latest theses is to my mind that
questions are now engendered about the idea that items which are chosen (or
desirable) for the sake of happiness can be thought of as items which are chosen
(or desirable) as means to happiness, at least if the means-end relation is
conceived as it seems very frequently to be conceived in contemporary
philosophy; if, that is, x is a means to y just in case the doing or producing
of x designedly causes (generates, has as an effect) the occurrence of y. For,
if items the realization of which give rise to happiness were items which could
be, in the above sense, means to happiness, (a) it should be conceptually
possible for happiness to arise otherwise than as a consequence of the
occurrence of any such items, and (b) it seems too difficult to suppose that so
non-scientific a condition as the possession of intrinsic desirability should
be a necessary condition of an item's giving rise to happiness. In other words,
theses (D) and (E) seem to preclude the idea that what directly gives rise to
happiness can be, in the currently favoured sense, a means to happiness.
The issue which I have just raised is closely related to a scholarly issue
which has recently divided Aristotelian commentators; battles have raged over
the question whether Aristotle conceived of eudaemonia as a 'dominant or as an
'inclusive' end. The terminology derives, I believe, from W. F. R. Hardie; but
I cite a definition of the question which is given by Ackrill in a recent
paper: "By 'an inclusive end' might be meant any end combining or
including two or more values or activities or goods... By 'a dominant end'
might be meant a monolishic end, an end consisting of just one valued activity
or good." One's initial reaction to this formulation may fall short of
overwhelming enlightenment, among other things, perhaps, because the verb
'include' appears within J. L. Ackrill, Aristotle on Eudaemonia (Dawes
Hicks Lecture, Oxford: Oxford University Press, 1974), 5.the characterization
of an inclusive end. I suspect, however, that this deficiency could be properly
remedied only by a logico-metaphysical enquiry into the nature of the
'inclusion relation' (or, rather, the family of inclusion relations), which would
go far beyond the limits of my present undertaking. But, to be less ambitious,
let us, initially and provisionally, think of an inclusive end as being a set
of ends. If happiness is in this sense an inclusive end, then we can account
for some of the features displayed in the previous section. Happiness will be
dependent on the realization of subordinate ends, provided that the set of ends
constituting happiness may not be the empty set (a reasonable, if optimistic,
assumption). Since the "happiness set" has as its elements
I-desirables, what is desirable directly for the sake of happiness must be
I-desirable. And if it should turn out to be the case, contrary perhaps to the
direction of my argument in the last section, that the happiness set includes
all I-desirables, then we should have difficulty in finding any end for the
sake of which happiness would be desirable. So far so good, perhaps; but
so far may not really be very far at all. Some reservation about the treatment
of endaemonia as an inclusive end is hinted at by Ackrill: It is not
necessary to claim that Aristotle has made quite clear how there may be
'components' in the best life or how they may be interrelated The very idea of
constructing a compound end out of two or more independent ends may arouse
suspicion. Is the compound to be thought of as a mere aggregate or as an
organized system? If the former, the move to cudaemonia seems trivial-nor is it
obvious that goods can be just added together. If the latter, if there is
supposed to be a unifying plan. what is it?" From these very
pertinent questions, Ackrill detaches himself, on the grounds that his primary
concern is with the exposition and not with the justification of Aristotle's
thought. But we cannot avail ourselves of this rain check, and so the
difficulties which Ackrill touches on must receive further exposure. Let
us suppose a next-to-impossible world W, in which there are just three
I-desirables, which are also H-desirables, A, B, and C. If you like, you
may think of these as being identical, respect-ively, with honour, wealth, and
virtue. If, in general, happiness is • Ibid. 10-n1.to be an inclusive
end, happiness-in-W will have as its components A, B, and C, and no others. Now
one might be tempted to suppose that, since it is difficult or impossible to
deny that to achieve happiness-in-W it is necessary and also sufficient to
realize A, to realize B, and to realize C, anyone who wanted to realize A,
wanted to realize B, and wanted to realize C would ipso facto be someone who
wanted to achieve happiness-in-W. But there seems to me to be a good case for
regarding such an inference as invalid. To want to achieve happiness-in-W might
be equivalent to wanting to realize A and to realize B and to realize C, or
indeed to wanting A and B and C; but there are relatively familiar reasons for
allowing that, with respect to a considerable range of psychological verbs
(rep-resented by v), one cannot derive from a statement of the form 'x
y's (that) A and x y's (that) B' a statement of the form 'x y's (that) A and B.
For instance, it seems to me a plausible thesis that there are circumstances in
which we should want to say of someone that he believed that p and that he
believed that q, without being willing to allow that he believed that both p and
q. The most obvious cases for the application of the distinction would perhaps
be cases in which p and q are inconsistent; we can perhaps imagine someone of
whom we should wish to say that he believed that he was a grotesquely
incompetent creature, and that he also believed that he was a world-beater,
without wishing to say of him that he believed that he was both grotesquely
incompetent and a world-beater. Inconsistent beliefs are not, or are not
neces-sarily, beliefs in inconsistencies. Whatever reasons there may be for
allowing that a man may believe that p and beheve that g without believing that
p and q would, I suspect, be mirrored in reasons for allowing that a man may
want A and want B without wanting both A and B; if I want a holiday in Rome, and
also want some headache pills, it does not seem to me that ipso facto I want a
holiday in Rome and some headache pills. Moreover, even if we were to
sanction the disputed inference, it would not, I think, be correct to make the
further supposition that a man who wants A and B (simply as a consequence of
wanting A and wanting B) would, or even could, want A (or want B) for the sake
of or with a view to, realizing A and B. So even if, in world W, a man could be
said to want A and B and C, on the strength of wanting each one of them, some
further condition wouldhave to be fulfilled before we could say of him that he
wanted each of them for the sake of realizing A and B and C, that is, for the
sake of achieving happiness-in-W. In an attempt to do justice to the idea
that happiness should be treated as being an 'inclusive end, let me put forward
a modest proposal; not, perhaps, the only possible proposal, but one which may
seem reasonably intuitive. Let us categorize, for present pur-poses, the
l-desirables in world Was 'universals. I propose that to want, severally, each
of these I-desirables should be regarded as equivalent to wanting the set whose
members are just those I-desirables, with the understanding that a set of
universals is not itself a universal. So to want A, want B, and want C is
equivalent to wanting the set whose members are A, B, and C (the happiness-in-W
set). To want happiness-in-W requires satisfaction of the stronger condition of
wanting A and B and C, which in turn is equivalent to wanting something which
is a universal, namely, a compound universal in which are included just those
universals which are elements of the happiness-in-W set. 1 shall not attempt to
present a necessary and sufficient condition for the fulfilment of the stronger
rather than merely of the weaker condition; but I shall suggest an important
sufficient condition for this state of affairs. The condition is the following:
for x to want the conjunction of the members of a set, rather than merely for
him to want, severally, each member of the set, it is sufficient that his
wanting. severally, each member of the set should be explained by (have as one
of its explanations) the fact that there is an 'open' feature F which is
believed by x to be exemplified by the set, and the realization of which is
desired by x. By an open feature I mean a feature the specification of which
does not require the complete enumeration of the items which exemplify it. To
illustrate, a certain Oxford don at one time desired to secure for himself the
teach-ing, in his subject, at the colleges of Somerville, St Hugh's, St
Hilda's, Lady Margaret Hall, and St Anne's. (He failed, by two colleges.)
This compound desire was based on the fact that the named colleges constituted
the totality of women's colleges in Oxford, and he desired the realization of
the open feature consisting in his teach-ing, in his subject, at all the
women's colleges in Oxford. This sufficient condition is important in that it
is, I think, fulfilled with respect to all compound desires which are rational,
as distinct fromarbitrary or crazy. There can be, of course, genuinely compound
desires which are non-rational, and 1 shall not attempt to specify the
condition which distinguishes them; but perhaps I do not need to, since I think
we may take it as a postulate that, if a desire for happiness is a compound
desire, it is a rational compound desire. The proposal which I have made
does, I think, conform to acceptable general principles for metaphysical
construction. For it provides for the addition to an initially given category
of items (universals') of a special sub-category (compound universals")
which are counterparts of certain items which are not universals but rather
sets of universals. It involves, so to speak, the conversion of certain
non-universals into 'new' universals, and it seems reasonable to suppose that
the purpose of this conversion is to bring these non-universals, in a simple
and relatively elegant way, within the scope of laws which apply to universals.
It must be understood that by 'laws' I am referring to theoretical generalities
which belong to any of a variety of kinds of theory, including psychological,
prac-tical, and moral theories; so among such laws will be laws of various
kinds relating to desires for ends and for means to ends. If happiness is
an inclusive end, and it, for it to be an inclusive end the desire for which is
rational, there must be an open feature which is exemplified by the set of
components of happiness, our next task is plainly to attempt to identify this
feature. To further this venture I shall now examine, within the varieties of
means-end relation, what is to my mind a particularly suggestive kind of
case. At the start of this section I shall offer a brief sketch of the
vari-eties, or of some of the varieties, of means-end relation; this is a
matter which is interesting in itself, which is largely neglected in
contemporary philosophy, and which I am inclined to regard as an important bit
of background in the present enquiry. I shall then consider a particular class
of cases in our ordinary thinking about means and ends, which might be called
cases of'end-fixing, and which might provide an important modification to our
consideration of the idea that happiness is an inclusive end. 123 of1
shall introduce the term 'is contributive to' as a general expression for what
I have been calling 'means-end' relation, and I shall use the phrase is
contributive in way w to' to refer, in a general way, to this or that
particular specific form of the con-tributiveness relation. I shall, for
convenience, assume that anyone who thinks of some state of affairs or action
as being contributive to the realization of a certain universal would have in
mind that specific form of contributiveness which would be appropriate to the
particular case. We may now say, quite unstartlingly, that x wants to do A for
the sake of B just in case x wants to do A because (1) x regards his doing A as
something which would be contributive in way w to the realization of B, and (2)
x wants B. That leaves us the only interesting task, namely, that of giving the
range of specific relations one element in which will be picked out by the
phrase contributive in way w, once A and B are specified. The most
obvious mode of contributiveness, indeed one which has too often been attended
to to the exclusion of all others, is that of causal antecedence; x's
contributing to y here consists in x's being the (or a) causal origin of y. But
even within this mode there may be more complexity than meets the eye. The
causal origin may be an initiating cause, which triggers the effect in the way
in which flipping a switch sets off illumination in a light bulb; or it may be
a sustaining cause, the continuation of which is required in order to maintain
the effect in being. In either case, the effect may be either positive or
negative; I may initiate a period of non-talking in Jones by knocking him cold,
or sustain one by keeping my hand over his mouth. A further dimension, in
respect of which examples of each variety of causal contributiveness may vary,
is that of conditionality. Doing A may be desired as something which will,
given the circumstances which obtain, unconditionally originate the realization
of B, or as something which will do so provided that a certain possibility is
fulfilled. A specially important subclass of cases of conditional causal
contributiveness is the class of cases in which the relevant possibility
consists in the desire or will of some agent, either the means- taker or
someone else, that B should be realized; these are cases in which x wants to do
A in order to enable, or to make it possible for, himself (or someone else) to
achieve the realization of B; as when, for example, x puts a corkscrew in his
pocket to enable him later, should be wish to do so, to open a bottle of
wine.But, for present purposes, the more interesting modes of contributiveness
may well be those other than that of causal con-tributiveness. These include
the following types. (1) Specificatory contributiveness. To do A would,
in the prevailing circumstances, be a specification of, or a way of,
realizing B; it being understood that, for this mode of contributiveness,
B is not to be a causal property, a property consisting in being such as to
cause the realization of C, where C is some further property. A host's
seating someone at his right-hand side at dinner may be a specification of
treating him with respect; waving a Union Jack might be a way of showing
loyalty to the Crown. In these cases, the particular action which exemplifies A
is the same as the item which exemplifies B. Two further modes involve
relations of inclusion, of one or another of the types to which such
relations may belong. To do A may contribute to the realization of B by
including an item which realizes B. I may want to take a certain advertised
cruise because it includes a visit to Naples. To do A may contribute to the
realization of B by being included in an item which realizes B. Here we may
distinguish more than one kind of case. A and B may be identical; 1 may, for
example, be hospitable to someone today because I want to be hospitable to him
throughout his visit to my town. In such a case the exemplification of B
(hospitality) by the whole (my behaviour to him during the week) will depend on
a certain distribution of exemplifications of B among the parts, such as my
behaviour on particular days. We might call this kind of dependence
"component-dependence". In other cases A and B are distinct, and in
some of these (perhaps all) B cannot, if it is exemplified by the whole, also
be exemplified by any part. These further cases subdivide in ways which are
interesting but not germane to the present enquiry. We are now in a position to
handle, not quite as Aristotle did, a 'paradox' about happiness raised by
Aristotle, which involves Solon's dictum "Call no man happy till he is
dead", I give a simplified, but I hope not distorted, version of the
'paradoxical' line of argument. If we start by suggesting that happiness is the
end for man, we shall have to modify this suggestion, replacing
"happiness" by "happiness in a complete life". (Aristotle
himselfapplies the qualification "in a complete life" not to
happiness, but to what he gives as constituted of happiness, namely, activity
of soul in accordance with excellence). For, plainly, a life which as a whole
exemplifies happiness is preferable to one which does not. But since
lifelong happiness can only be exemplified by a whole life, non-predictive knowledge
that the end for man is realized with respect to a particular person is
attainable only at the end of the person's life, and so not (except possibly at
the time of his dying gasp) by the person himself. But this is paradoxical,
since the end for man should be such that non-predictive knowledge of its
realization is available to those who achieve its realization. I suggest
that we need to distinguish non-propositional, attributive ends, such as
happiness, and propositional ends or objectives, such as that my life, as a
whole, should be happy. Now it is not in fact clear that people do, or even
should, desire lifelong happiness; it may be quite in order not to think about
this as an objective. And, even if one should desire lifelong happiness,
it is not clear that one should aim at it, that one should desire, and do,
things for the sake of it. But let us waive these objections. The attainment of
lifelong happiness, an objective, consists in the realization, in a whole life,
of the attributive end happiness. This realization is component-dependent; it
depends on a certain distribution of realizations of that same end in episodes
or phases of that life. But these realizations are certainly
non-predictively knowable by the person whose life it is. So, if we insist that
to specify the end for man is to specify an attributive end and not an
objective, then the "paradox' disappears. The special class of cases
to which one might be tempted to apply the term 'end-fixing' may be approached
in the following way. For any given mode of contributiveness, say causal
contributiveness, the same final position, that x wants (intends, does) A as
contributive to the realization of B, may be reached through more than one
process of thought. In line with the canonical Aristotelian model, x may desire
to realize B, then enquire what would lead to B, decide that doing A would lead
to B, and so come to want, and to do, A. Alternatively, the possibility
of doing A may come to his mind, he then enquires what doing A would lead to,
sees that it would lead to B, which he wants, and so he comes to want, and
perhaps do, A. I now ask whether there are cases in which the
followingconditions are met: (1) doing A is fixed or decided, not merely
entertained as a possibility, in advance of the recognition of it as desirable
with a view to B, and (2) that B is selected as an end, or as an end to be
pursued on this occasion, at least partly because it is something which doing A
will help to realize. A variety of candidates, not necessarily good ones,
come to mind. (1) A man who is wrecked on a desert island decides to use
his stay there to pursue what is a new end for him, namely, the study of the
local flora and fauna. Here doing A (spending time on the island) is fixed but
not chosen; and the specific performances, which some might think were more
properly regarded as means to the pursuit of this study, are not fixed in
advance of the adoption of the end. (2) A man wants (without having a reason
for so want-ing) to move to a certain town; he is uncomfortable with irrational
desires (or at least with this irrational desire), and so comes to want to make
this move because the town has a specially salubrious cli-mate. Here, it seems,
the movement of thought cannot be fully conscious; we might say that the reason
why he wants to move to a specially good climate is that such a desire would
justify the desire or intention, which he already has, to move to the town in
question; but one would baulk at describing this as being his reason for
wanting to move to a good climate. The example which interests me is the
following. A tyrant has become severely displeased with one of his ministers,
and to humiliate him assigns him to the task of organizing the disposal of the
palace garbage, making clear that only a high degree of efficiency will save
him from a more savage fate. The minister at first strives for efficiency
merely in order to escape disaster; but later, seeing that thereby he can
preserve his self-respect and frustrate the tyrant's plan to humiliate him, he
begins to take pride in the efficient discharge of his duties, and so to be
concerned about it for its own sake. Even so, when the tyrant is overthrown and
the minister is relieved of his menial duties, he leaves them without regret in
spite of having been intrinsically concerned about their discharge. One
might say of the minister that he efficiently discharged his office for its own
sake in order to frustrate the tyrant; and this is clearly inadequately
represented as his being interested in the efficient discharge of his office both
for its own sake and for thesake of frustrating the tyrant, since he hoped to
achieve the latter goal by an intrinsic concern with his office. It seems clear
that higher-order desires are involved; the minister wants, for its own sake,
to discharge his office efficiently, and he wants to want this because he
wants, by so wanting, to frustrate the tyrant. Indeed, wanting to do A for the
sake of B can plausibly be represented as having two interpretations. The first
interpretation is invoked if we say that a man who does A for the sake of B (1)
does A because he wants to do A and (2) wants to do A for the sake of B. Here
wanting A for the sake of B involves thinking that A will lead to B. But we can
conceive of wanting A for the sake of B (analogously with doing A for the sake
of B) as something which is accounted for by wanting to want A for the sake of
B; if so, we have the second inter-pretation, one which implies not thinking
that A will help to realize B, but rather thinking that wanting A will help to realize
B. The impact of this discussion, on the question of the kind of end
which happiness should be taken to be, will be that, if happiness is to be
regarded as an inclusive end, the components may be not the realizations of
certain ends, but rather the desires for those realizations. Wanting A for the
sake of happiness should be given the second mode of interpretation specified
above, one which involves thinking that wanting A is one of a set of items
which collectively exhibit the open feature associated with happiness.
III My enquiry has, I hope, so far given some grounds for the favourable
consideration of three theses: happiness is an end for the sake of which certain
I-desirables are desirable, but is to be regarded as an inclusive rather than a
dominant end; for happiness to be a rational
inclusive end, the set of its components must exemplify some particular open
feature, yet to be determined; and the components of happiness may well be not universals
or states of affairs the realization of which is desired for its own sake,but
rather the desires for such universals or states of affairs, in which case a
desire for happiness will be a higher-order desire, a desire to have, and
satisfy, a set of desires which exemplifies the relevant open feature. At this
point, we might be faced with a radical assault, which would run as follows.
"Your whole line of enquiry consists in assuming that, when some item is
desired, or desirable, for the sake of happiness, it is desired, or desirable,
as a means to happiness, and in then raising, as the crucial question, what
kind of an end happiness is, or what kind of means-end relation is involved.
But the initial assumption is a mistake. To say of an item that it is desired
for the sake of happiness should not be understood as implying that that item
is desired as any kind of a means to anything. It should be understood rather
as claiming that the item is desired (for its own sake) in a certain sort of
way? 'for the sake of happiness' should be treated as a unitary adverbial,
better heard, perhaps, as happiness-wise. To desire something happiness-wise is
to take the desire for it seriously in a certain sort of way, in particular to
take the desire seriously as a guide for living, to have incorporated it in
one's overall plan or system for the conduct of life. If one looks at the
matter this way, one can see at once that it is conceivable that these should
be I-desirables which are not H-desirables; for the question whether something
which is desirable is intrinsically desirable, or whether its desirability
derives from the desirability of something else, is plainly a different
question from the question whether or not the desire for it is to be taken
seriously in the planning and direction of one's life, that is, whether the
item is H-desirable. One can, moreover, do justice to two further
considerations which you have, so far, been ignoring: first, that what goes to
make up happiness is relative to the individual whose happiness it is, a truth
which is easily seen when it is recognized that what x desires (or should
desire) happiness-wise may be quite different from what y so desires; and,
second, that intuition is sympathetic to the admittedly vague idea that the
decision that certain items are constitutive of one's happiness is not so much
a matter of judgement or belief as a matter of will. One's happiness consists
in what one makes it consist in, an idea which will be easily accommodated if
"for the sake of happiness' is understood in the way which I propose."There
is much in this (spirited yet thoughtful) oration towards which I am
sympathetic and which 1 am prepared to regard as important; in particular, the
idea of linking H-desirability with desires or concerns which enter into a
system for the direction of one's life, and the suggestion that the acceptance
of a system of ends as constituting happiness, or one's own happiness, is less
a matter of belief or judgement than of will. But, despite these attractive
features, and despite its air of simplifying iconoclasm, the position which is
propounded can hardly be regarded as tenable. When looked at more closely, it
can be seen to be just another form of subjectivism: what are ostensibly
beliefs that particular items are conducive to happiness are represented as
being in fact psychological states or attitudes, other than beliefs, with
regard to these items; and it is vulnerable to variants of stock objections to
subjectivist manceuvres. That in common speech and thought we have application
for, and so need a philosophical account of, not only the idea of desiring
things for the sake of happiness but, also, that of being happy (or well-off),
is passed over; and should it turn out that the position under consideration
has no account to offer of the latter idea, that would be not only paradoxical
but also, quite likely, theoretically disastrous. For it would seem to be the
case that the construction or adoption of a system of ends for the direction of
life is something which can be done well or badly, or better or less well; that
being so, there will be a demand for the specification of the criteria
governing this area of evaluation; and it will be difficult to avoid the idea
that the conditions characteristic of a good system of ends will be determined
by the fact that the adoption of a system conforming to those conditions will
lead, or is likely to lead, or other things being equal will lead, to the
realization of happiness; to something. that is, which the approach under
consideration might well not be able to accommodate. So it begins to look
as if we may be back where we were before the start of this latest discussion.
But perhaps not quite; for, per-haps, something can be done with the notion of
a set or system of ends which is suitable for the direction of life. The
leading idea would be of a system which is maximally stable, one whose
employment for the direction of life would be maximally conduciveto its
continued employment for that purpose, which would be maximally
self-perpetuating. To put the matter another way, a system of ends would be
stable to the extent to which, though not constitutionally immune from
modification, it could accommodate changes of circumstances or vicissitudes
which would impose modification upon other less stable systems. We might need
to supplement the idea of stability by the idea of flexibility; a system will
be flexible in so far as, should modifications be demanded, they are achievable
by easy adjustment and evolution; flounder-ings, crises, and revolutions will
be excluded or at a minimum. A succession of systems of ends within a
person's consciousness could then be regarded as stages in the development of a
single life-scheme, rather than as the replacement of one life-scheme by
another. We might find it desirable also to incorporate into the working-out of
these ideas a distinction, already foreshadowed, between happiness-in-general
and happiness-for-an-individual. We might hope that it would be possible
to present happiness-in-general as a system of possible ends which would be
specified in highly general terms (since the specification must be arrived at
in abstraction from the idiosyncrasies of particular persons and their
circumstances), a system which would be determined either by its stability
relative to stock vicissitudes in the human condi-tion, or (as I suspect) in
some other way; and we might further hope that happiness for an individual
might lie in the posses-sion, and operation for the guidance of life, of a
system of ends which (a) would be a specific and personalized derivative,
determined by that individual's character, abilities, and situations in the
world, of the system constitutive of happiness in general; and (b) the
adoption of which would be stable for that individual in his
circumstances. The idea that happiness might be fully, or at least
partially, characterized in something like this kind of way wouid receive some
support if we could show reason to suppose that features which could plausibly
be regarded, or which indeed actually have been regarded, as characteristic of
happiness, or at least of a satisfactory system for the guidance of life, are
also features which are conducive to stability. I shall list some features for
which, in this regard, the prospects seem good. Feasibility. An adopted system
of ends should be workable; the more it should turn out that actions and
performances dictated by the system cannot be successfully undertaken, the
stronger are the grounds for modification of the system. A particular case of
the operation of this feature lies in the demand that an agent should be
equipped, by nature or by training, with the competencies needed for the
effective prosecution of his system of ends. Autonomy. This feature is
closely related to the preceding one. The less reliant one's system of ends is
on aids the availability of which is not within one's control, particularly if
it is within the control of others, the less dependent the system is on what
Aristotle called "ektos choregia", the more stable, or the more
securely stable, it will in general be. Unless one has firm guaran-tees, it is
better not to have to rely on the availability of elaborate machinery or
government grants. Compatibility of component ends. Initially, one might suppose that there
are grounds for the modification of a system of ends in so far as the
fulfilment of certain ends in the system thwarts the fulfilment of certain
others. But I think we have to recognize that, characteristically, an end is
such as to be realizable in varying degrees, and that it would be unrealistic
to demand a system in which the realization of one end was never diminished by
the realization of others. What we in fact may reasonably look for is a harmony
of ends; the possibility, that is, with respect to competing ends, of finding
an acceptable balance in the degrees of realization to be expected for each
end. How such balances are to be determined is a large and difficult question,
but their unavailability would prompt modification of the system. This feature
looks like an analogue of consistency, which is commonly favoured as a feature
of non-practical systems, though perhaps more by some people than by others,
like Wittgenstein and Norman O. Brown. Comprehensiveness. (An analogue for completeness.) A
system is comprehensive to the extent to which it yields decisions with respect
to particular practical questions; the more undecidabilit-ies, the less the
comprehensiveness. To be more accurate, the comprehensiveness of a system
varies directly with its capacity to yield answers to those practical questions
which should be decided in the light of general principles. In ordinary
circumstances it would, for example, be inappropriate to try to invoke one's
life-schemeto decide whether one should have beef or lamb for dinner tonight. Deficiency
in comprehensiveness seems to legitimize modification. Supportiveness of component
ends. A system's stability will be increased if the pursuit of some ends
enhances the pursuit of others. Such enhancement may arise in more than one
way; for example, a man's dedication to mathematical studies might yield
increased skill as a chess-player; or his devotion to his wife might inspire
him to heightened endeavour in his business of selling encyclopaedias. Simplicity. A system's
effectiveness as a guide to living will depend, in part, on how easy it is to
determine its deliverances on particular questions. Ifit yields answers on
practical questions, but these answers are difficult to discern, the system will
be at a disadvantage when compared with another, whose greater simplicity makes
its deliverances more accessible. Agreeableness. One form of agreeableness will, unless
coun-teracted, automatically attach to the attainment of an object of desire,
such attainment being routinely a source of satisfaction. The generation of
satisfaction will, then, not provide an independent ground for preferring one
system of ends to another. But other modes of agrecableness, such as being a
source of delight, which are not routinely associated with the fulfilment of
desire, could dis criminate independently of other features relevant to such
pref-erences, between one system and another. A system the operation of which
is specially agreeable would be stable not only vis-d-vis rival systems, but
also against the weakening effect of incontinence: a disturbing influence is
more surely met by a principle in consort with a supporting attraction than by
the principle alone. However promising the signs may so far have seemed to be,
I very much doubt whether the proposed characterization of happiness can be
more than a partial characterization. Eirst, there seem to be features which
intuition would require that an optimal system of ends should exemplify, but
which cannot be represented as promotive of stability. Many people would hold
that, other things being equal, a person's system of ends should be such as to
involve maximal development of his natural talents; and many would hold that,
where this is possible, a system should provide scope for outstanding or
distinctive personal achievement. If these views arecorrect, it seems difficult
to furnish for them a justifying connection with the ideas of stability and
flexibility, Second, the features associated with stability seem to be, even in
combination, insufficiently selective. All the listed features, except the
last, seem to be systemic in character; and difficulties seem to arise with
respect to them which are reminiscent of a stock objection to a familiar form
of the Coherence Theory of Truth. Proponents of the idea that membership of a
coherent and comprehensive system of propositions is necessary and sufficient
for being true are met with the reply that a plurality of such systems, each
inconsistent with the others, is conceivable, and that, to eliminate from
candidacy for truth all but one member of such a plurality, it will be
necessary to appeal to an extra-systematic condition, such as incorrig-ibility
or certification by observation. In somewhat similar style, we can point to
systems of ends which, so far as one can tell, might be undifferentiated with
respect to stability and the features associated therewith, including
agreeableness, yet which intuitively would be by no means equally approvable
for the guidance of liv-ing; for example, such systems as might be espoused by
a hermit, by a monomaniacal stamp-collector, by an unwavering egotist, and by a
well-balanced, kindly country gentleman. To resolve such difficulties, an
extra-systematic condition seems to be required, one which will differentiate
ends or systems of ends in respect of value. Here I would seek to explore a
road not entirely different from that taken by Aristotle. I would like to
consider the possibility that the idea of happiness-in-general might be
determined by reference to the essential characteristics of a human being
(rational animal); the ends involved in the idea of happiness-in-general would,
perhaps, be the realization in abund-ance, in various forms specific to
individual men, of those capacities with which a creature-constructor would have
to endow creatures in order to make them maximally viable in human living
conditions, that is, in the widest manageable range of different
environments.? P The original lecture version of this chapter concluded
with this sentence: "But I have now almost exactly reached the
beginning of the paper which, till recently, you thought I was going to read to
you tonight, on the derivability of ethical principles. It is a pity that I
have used up my time."]H. P. Grice The topic which Grice choses is
one which eminently deserves a thorough, systematic, and fully theoretical
treatment. Such an approach would involve, Grice suspects, a
careful analysis of the often subtly different kinds of state which may be
denoted by the word "want,”together with a comprehensive examination of
the role which different sorts of “wanting” play in the psychological equipment
of rational, and non-rational, creatures. While Grice hopes to
touch on matters of this sort, Grice does not feel himself to be quite in a
position to attempt an analysis of this kind, which would in any case be a very
lengthy undertaking. So, to give direction to Grice’s
discussion, and to keep it within tolerable limits, Grice shall relate it to
some questions arising out of Aristotle's handling of this topic in the
Nicomachean Ethics. Such a procedure on Grice’s part may have the
additional advantage of emphasizing the idea, in which Grice believes, that the
proper habitat for such great works of the past as the Nicomachean Ethics is
not the museums but the marketplaces of philosophy. Grice’s initial
Aristotelian question concerns two conditions which Aristotle supposes to have
to be satisfied by whatever is to be recognized as being the good for
man. At the beginning of Nicomachean Ethics, Aristotle notes
that there is general agreement that the good for man is to be identified with
eudaemonia — which may, or may not, be well rendered as 'happiness' — and that
this in turn is to be identified with living well and with doing well.
But Aristotle remarks that there is large-scale disagreement with
respect to any further and more informative specification of
“eudaemonia.” Aristotle seeks to confirm the identification of the
good for man with “eudaemonia” by specifying two features,
maximal finality, or unqualified finality, and
self-sufficiency, which, supposedly, both are required
of anything which is to qualify as the good for man, and are *also* satisfied
by “eudaemonia.” Maximal finality' is defined as follows:
Now, we call that which is *in itself* worthy of pursuit more
final than that which is worthy of pursuit for the sake of something else, and
that which is never desirable for the sake of something else more final than
the things which are desirable both in themselves and for the sake of that
other thing, and therefore we call final without qualification that which is
always desirable *in itself* and never for the sake of something
else." “Eudaemonia” seems, intuitively, to satisfy this
condition. Such things as honour, pleasure, reason, and virtue —
the most popular candidates for identification with the good for man and with
“eudaemonia” — are chosen indeed for themselves — they would be worthy of
choice even if nothing resulted from them. But such things are
also chosen for the sake of “eudaemonia,” since "we judge
that by means of them we shall be _happy_.” “Eudaemonia,” however,
is never chosen for the sake of anything other than itself. After
some preliminaries, the relevant sense of "self-sufficiency" is
defined thus: "The self-sufficient we now define as that
which, when isolated, makes life desirable and lacking in nothing."
“Eudaemonia,” again, appears to satisfy this condition too.
And Aristotle adds the possibly important comment that “eudaemonia” is thought
to be "the most desirable of all things, without being counted as one good
thing among others". This remark might be taken to
suggest that, in Aristotle's view, it is not merely true that the possession of
“eudaemonia” cannot be improved upon by the addition of any other good, but it
is true because “eudaemonia” is a special kind of good, one which it would be
inappropriate to rank alongside other goods. This passage in
Nicomachean Ethics raises in Grice’s mind several queries: It is,
Grice suspects, normally assumed by commentators that Aristotle thinks of
“eudaemonia” as being the only item which satisfies the condition of maximal
finality. This uniqueness claim is not, however, explicitly
made in the passage —nor, so far as Grice can recollect, elsewhere — nor is it
clear to Grice that, if it were made, it would be correct.
Might it not be that, for example, lazing in the
sun is desired, and is desirable, for its
own sake, and yet is not something which
is also desirable for the sake of something else, not even
for the sake of “eudaemonia”? If it should turn out that there is
a distinction, within the class of things desirable for
their own sake (1-desirables), between
those which are also desirable for the sake of
“eudaemonia” eudaemonia-desirable and those which are
not, the further question arises whether there is any common
feature which distinguishes items which are (directly)
“eudaemonia”-desirable and, if so, what it is.
This question will reappear later. Aristotle claims
that honour reason pleasure virtue
are all both I-desirable and “eudaemonia”-desirable.
But, at this stage in the Nicomachean Ethics, these four things are uneliminated
candidates for *identification.* with “eudaemonia.” And, indeed,
Aristotle himself later does *identify*, at least in a sort of way, a special
version of one of them - metaphysical contemplation — with “eudaemonia.”
Suppose that it were to be established that one of these candidates
(say, honour) is successful. Would not Aristotle then be
committed to holding that honour is both desirable for its own sake, and also
desirable for the sake of something other than honour, namely, “eudaemonia,”
viz. honour? It is not clear, moreover, that this
prima-facie *inconsistency* can be eliminated by an appeal to the
non-extensionality (opaqueness) of the context of the psychological verb,
passive voice, modal "is desirable".
For while the argument-pattern o is desirable for the sake
of B. B is identical with y; ——-
Therefore, or is desirable for the sake of y may be
invalid, it is by no means clear that the argument-pattern o
is desirable for the sake of B necessarily, B is identical with
Y ——- Therefore, a is desirable for the sake of
y is invalid. And, if it were true that “eudaemonia”
*is* to be *identified* with “metaphysical contemplation”, this would presumably
be a non-contingent truth. Suppose the following:
playing golf and playing tennis are each I-desirable each is
conducive to physical fitness, which is itself I-desirable a daily
round of golf and a daily couple of hours of tennis are each sufficient for
peak physical fitness, and (if you like, for
simplicity), there is no third route to physical
fitness. Now, Nowell and Smith accept all these
suppositions; Nowell plays golf daily, and
Smith plays *both* golf _and_ tennis daily. It seems
difficult to deny, first, that it is
quite conceivable that all of the sporting activities of these gentlemen are
undertaken both for their own sake and also for the sake of physical fitness,
and, second, that (pro tanto)
the life of Smith is more desirable than
the life of Nowell, since Smith has the value
of *playing tennis* while Nowell does
not. The fact that in Smith’s life physical fitness is
_overdetermined_ does not seem to be a ground for denying that
Smith pursues both golf *and* tennis for the sake of physical
fitness; if we wished to deny this, it looks as if we could,
in certain circumstances, be faced with the unanswerable question:
"If it is not the case that Smith pursues both golf and tennis for the
sake of physical fitness, which one does he pursue for physical
fitness?" Let us now consider how close an analogy to this
example we can construct if we search for one which replaces references to
physical fitness by references to “eudaemonia.” We might suppose
that Nowell and Smith have it in common that they have distinguished academic
lives, satisfying family situations, and are healthy and prosperous;
that they value, and rightly value, these aspects of their
existences for their own sakes and — also — regard them as
contributing to their “eudaemonia.” Each regards himself as a
thoroughly happy man. But Smith, unlike Nowell, also
composes poetry, an activity which he cares about and which he also thinks of
as something which contributes to his “eudaemonia.” the time
which Smith devotes to poetic endeavour is spent by Nowell pottering about the
house doing nothing in particular. We now raise the question
whether or not Smith’s life is more desirable than Nowell’s, on the grounds that
it contains an I-desirable element, poetic composition, which Nowell’s life
does not contain, and that there is no counterbalancing element present in
Nowell’s life but absent in Smith’s. One conceivable answer would
be that Smith’s life *is* indeed more desirable than Nowell’s — since it
contains an additional value, But that this fact is
consistent with their being equal in respect of “eudaemonia,” in line with the
supposition that each regards himself as a thoroughly happy man.
If we give this answer we, in effect, reject the Aristotelian idea that
“eudaemonia” is, in the appropriate sense, self-sufficient.
There seems to Gricd, however, to be good reason *not* to give this
answer. Commentators have disagreed about the precise
interpretation of the word "eudaemonia", but none, so far as Grice
knows, has suggested what Gricd thinks of as much the most plausible
conjecture; namely, that "eudaemonia"
is to be understood as the name for that state or condition
which one's good daemon would, if he could, ensure for one. And
Grice’s good daemon is a being motivated, with respect to Grice, solely by
concern for Grice’s well-being or “eudaemonia.” To change the
idiom, "eudaemonia" is the
general characterization of what a full-time and unhampered fairy godmother
would secure for you. The identifications regarded by
Aristotle as unexcitingly correct, of “eudaemonia” with doing well and with
living well, now begin to look like necessary truths. If
this interpretation of "eudaemonia" is correct (as Grice shall
brazenly assume) it would be quite impossible for Smith’s
life to be more desirable than Nowell’s, though Nowell and Smith are *equal* in
respect of “eudaemonia;” for this would amount to Smith’s being
better off than Nowell, though both are equally well-off! Various
other possible answers remain. It might be held that not
only is Smith’s life more desirable than Nowell’s, but Smith is *more*
“eudaemon”, better off, than Smith. HAPP-IER
This idea preserves the proposed conceptual connection between
“eudaemonia” and being well-off, and relies on the not wholly implausible
principle that the addition of a value to a life enhances the value of that
life — whatever, perhaps, the liver may think. One might think of
such a principle, when more fully stated, as laying down, or implying, that any
increase in the combined value of the eudaemonia-desirable elements realized in
a particular life is reflected, in a constant proportion, in an increase in the
degree of “eudaemonia” or well-being exemplified by that life;
or, more cautiously, that the
increase in “eudaemonia” is *not* determined by a constant proportion, but
rather in some manner analogous to the phenomenon of diminishing marginal
utility. Grice is inclined to see the argument of this
chapter as leading towards a discreet erosion of the idea that the degree of a
particular person's “eudaemonia” is the value of a function the arguments of
which are measures of the particular “eudaemonia”-desirables realized in that
person's life, no matter what function is suggested; but at
the present moment it will be sufficient to cast doubt on the acceptability of
any of the crudest versions of this idea. To revert to the
case of Nowell and Smith. it seems to Grice that when we speak of
the desirability of Nowell’s life or of Smith’s life, the desirability of which
we are speaking is the desirability of that life from the point of view of the
person whose life it is; and that it is therefore
counterintuitive to suppose that, for example, Nowell, who thinks of himself as
"perfectly eudaemon" and so not to be made either better off or more
“eudaemon” — though perhaps more accomplished — by an injection of poetry composition,
should be making a misassessment of what his state of well-being would be if
the composition of poetry were added to his occupation.
Furthermore, if the pursuit of “eudaemonia” is to be the proper end, or
even a proper end, of living, to suppose that the added realization of a
further “eudaemonia”-desirable to a life automatically increases the
“eudaemonia” or wellbeing of the possessor of that life will involve a
commitment to an ethical position which Grice, for one, find somewhat
unattractive: One would be committed to advocating too
unbridled an “eudaemonic” expansionism. A more attractive position
would be to suppose that we should invoke, with respect to the example under
consideration, an analogue, not of diminishing marginal utility, but of what
might be called VANISHING marginal utility; to suppose, that
is, that Nowell and Smith are, or at least may be, equally well-off and equally
eudaemon even though Smith’s life contains an “eudaemonia”-desirable element
which is lacking in Nowell’s life; that at a certain point,
so to speak, the bucket of “eudaemonia” is filled, and no further inpouring of
realized “eudaemonia”-desirables has any effect on its contents.
This position would be analogous to the view Grice adopted earlier with respect
to the possible *over-*determination of physical fitness.
Even should this position be correct, it must be recognized that the
really interesting work still remains to be done; that would
consist in the characterization of the conditions which determine whether the
realization of a particular set of “eudaemonia”-desirables *is* sufficient to
fill the bucket. The main result, then, of the discussion has been
to raise two matters for exploration; first,
the possibility of a distinction between items which are merely
I-desirable and items which are not only I-desirable but also
“eudaemoni”-desirable; and, second, the
possibility that the degree of “eudaemonia” exemplified by a life may be
*overdetermined* by the set of “eudaemonia”adesirables realized in that life,
together with the need to characterize the conditions which govern such
overdetermination. Let us move in a different direction.
Grice has already remarked that, with respect to the
desirability-status of “eudaemonia” and of the means thereto, Aristotle
subscribes to two theses, with which Grice has no quarrel (or, at least, shall
voice no quarrel). That some things are both
1-desirable and “eudaemonia”-desirable are both ends in
themselves and also means to “eudaemonia.” That “eudaemonia,”
while desirable in itself, is not desirable for the sake of any further
end. Grice has suggested the possibility that a further thesis
might be true (though Grice has not claimed that it is true), namely:
That some things are I-desirable without being
“eudaemonia”-desirable -and, one might add, perhaps without being desirable for
the sake of any further end, in which case “eudaemonia” will not be the only
item which is not desirable for the sake of any further end. But
there are two further as yet unmentioned theses which Grice is inclined to
regard as being not only true, but also important:
first, Any item which is directly “eudaemonia”-desirable
must be I-desirable. And second, “Eudaemonia” is
attainable only via the realization of items which are 1-desirable — and also
of course “eudaemonia”-desirable This Thesis would allow
that an item could be indirectly “eudaemonia”-desirable without being
I-desirable; engaging in morning press-ups could be such an
item, but only if it were desirable for the sake of (let us
say) playing cricket *well*, which would plainly be itself an item which was
both 1-desirable and “eudaemonia”-desirable. A thesis
related to this, namely, An item can be directly conducive
to the “eudaemonia” of an individual x only if it is regarded by x as being
I-desirable) seems to me very likely to be true; the
question whether not only the latter but the former are true would depend on
whether a man who *misconceives*, if that be possible, an item as being
I-desirable could properly be said to achieve “eudaemonia” through the
realization of that item. To take an extreme case,
could a wicked man who pervertedly regards cheating his
co-conversationalist in an ingenious way — flouting conversationalists’s common
end — as being I-desirable, and who delights in so doing, properly be said to
be, *pro tanto*, achieving “eudaemonia”? Grice thinks
Aristotle would answer negatively, and Grice is rather inclined to side with
him; But Grice recognizes that there is much to
debate. A consequence of thesis, if true, would be that
there cannot be an “eudaemonia”-pill — a pill the taking of which leads
directly to “eudaemonia” there could be, and maybe there is,
a pill which leads directly to "feeling good" or to euphoria;
but these states would have to be distinguishable from
“eudaemonia.” The Thesis would imply that “eudaemonia” is
essentially a dependent state; “Eudaemonia” cannot just
happen; its realization is conditional upon the realization
of one or more items which give rise to it. “Eudaemonia” should be
thought of *adverbially*; to be “eudaemon” is, for some x,
to x “eudaemoniacly” or “with “eudaemonia.” And reflection on the
interchangeability or near-interchangeability of the ideas of “eudaemonia” and
of well-being would suggest that the adverbial in question is an evaluation or
validation adverbial. The importance, for present purposes, of the
two latest theses is to Grice’s mind that questions are now engendered about
the idea that the item which is chosen (or desirable) for the sake of
“eudaemonia” can be thought of as an item which is chosen (or desirable) as
means to “eudaemonia”, at least if the means-end relation is conceived as it
seems very frequently to be conceived in philosophy; if,
that is, x is a means to end y just in case the doing or producing of x
designedly causes (generates, has as an effect) the occurrence of end y.
For, if an item the realization of which give rise to “eudaemonia”
were an item which could be, in the above sense, means to the END of
“eudaemonia”, (a) it should be conceptually possible for
“eudaemonia” to arise otherwise than as a consequence of the occurrence of any
such an item, and (b) it seems too difficult to suppose that
so non-scientific a condition as the possession of intrinsic desirability
should be a necessary condition of an item's giving rise to “eudaemonia.”
In other words, these theses seem to preclude the idea that what
directly gives rise to “eudaemonia” can be, in the currently favoured sense, a
means to the END of “eudaemonia.” The issue which Grice has just
raised is closely related to a scholarly issue which has recently divided
Aristotelian commentators; battles have raged over the
question whether Aristotle conceives of “eudaemonia” as a 'dominant end
or as an 'inclusive' end. The terminology derives, Grice
believes, from Hardie. but Grice cites a definition of the
question which is given by Ackrill — Aristotle on aeudaemonia, The Hicks
lecture, Oxford. By 'an inclusive end' might be meant
any end that combines or includes at least *two* values or activities or
goods. By 'a dominant end' might be meant a
monolithic end, an end consisting of just *one* valued activity or
good." One's initial reaction to this formulation may fall
short of overwhelming enlightenment, among other things, perhaps, because the
verb 'includes’ appears within the characterization of an inclusive end.
Grice suspect, however, that this deficiency could be properly remedied
only by a logico-metaphysical enquiry into the nature of the 'inclusion
relation' —or, rather, the family of inclusion relations — which would go far
beyond the limits of Grice’s present undertaking. But, to be
less ambitious, let us, initially and provisionally, think of an inclusive end
as being a set of this or that end. If “eudaemonia” is in this
sense an inclusive end, we can account for some of the features displayed in
the previous section. “Eudaemonia” will be dependent on the
realization of subordinate ends, provided that the set of ends constituting
“eudaemonia” may not be the empty set — a reasonable, if optimistic,
assumption. Since the "eudaemonia” “set" has as its
elements I-desirables, what is desirable directly for the sake of “eudaemonia”
must be I-desirable. And if it should turn out to be the
case, contrary perhaps to the direction of Grice’s argument in the last
section, that the “eudaemonia” set includes all I-desirables, we should have
difficulty in finding any end for the sake of which “eudaemonia” would be
desirable. So far so good, perhaps. But so far may
not really be very far at all. Some reservation about the
treatment of “eudaemonia” as an inclusive end is hinted at by Ackrill:
It is not necessary to claim that Aristotle has made quite clear how
there may be 'components' in the best life or how they may be
interrelated The very idea of constructing a compound end
out of two or more independent ends may arouse suspicion. Is
the compound to be thought of as a mere aggregate or as an organized
system? If the former, the move to “eudaemonia” seems
trivial. Nor is it obvious that goods can be just added
together. If the latter, if there is supposed to be a
unifying plan. What is it? From these
very pertinent questions, Ackrill detaches himself, on the grounds that his
primary concern is with the exposition and not with the justification of
Aristotle's thought. But we cannot avail ourselves of this
rain check, and so the difficulties which Ackrill touches on must receive
further exposure. Let us suppose a next-to-impossible world W, in
which there are just three I-desirables, which are also
“eudaemonia”-desirables, E1 and E2. If you like, you may think of
these as being identical, respectively, with “rationality” and
“pleasure.” If, in general, “eudaemonia” is to be an inclusive
end, “Eudaemonia”-in-W will have as its components E1 and E2
and no others. Now one might be tempted to suppose that,
since it is difficult or impossible to deny that to achieve “eudaemonia”-in-W
it is necessary and also sufficient to realize E1 and E2, anyone who wanted to
realize E1 wanted to realize E2 and would *ipso facto* be someone who wanted to
achieve the end of “eudaemonia”-in-W. But there seems to me
to be a good case for regarding such an inference as invalid.
To want to achieve the end of “eudaemonia”-in-W might be equivalent to
wanting to realize E1 and E2 or indeed to wanting E1 and E2 but
there are relatively familiar reasons for allowing that, with respect to a
considerable range of psychological verbs (represented by v), one cannot derive
from a statement of the form 'x y's (that) A and x y's (that)
B' a statement of the form 'x y's (that) A and B.
Think cream and peaches. For instance, it seems to
Gricd a plausible thesis that there are circumstances in which we should want
to say of someone that he believed that p
and that he believed that q,
without being willing to allow that he believed that p
and that q. The most obvious cases for the application of
the distinction would perhaps be cases in which p and
q are inconsistent; We can perhaps
imagine someone of whom we should wish to say that he
believed that he was a grotesquely incompetent creature, and
that he also believed that he was a world-beater,
without wishing to say of him that he believed that he
was both grotesquely incompetent and a world-beater. Inconsistent
beliefs are not, or are not necessarily, beliefs in inconsistencies.
Whatever reasons there may be for allowing that a man may
believe that p and beheve that q without believing that
p and q would, Grice suspects, be mirrored in
reasons for allowing that a man may want A and want B
without wanting both A and B; Think peaches and
cream if I want a holiday in Rome,
and also want some headache pills, it does not
seem to Grice that, ipso facto, I want a holiday in Rome and
some headache pills. Implicature? Moreover,
even if we *were* to sanction the disputed inference, it would not, Grice
thinks, be correct to make the further supposition that a
man who wants A and B simply as a consequence of wanting A
and wanting B would, or even could, want A (or want B) for the
sake of or with a view to, realizing A and B. So even if, in
world W, a man could be said to want E1 and E2
on the strength of wanting each one of them, some further
condition would have to be fulfilled before we could say of
him that he wanted each of them for the sake of realizing E1 and E2, that
is, for the sake of achieving the end of “eudaemonia”-in-W.
In an attempt to do justice to the idea that “eudaemonia” should be
treated as being an 'inclusive end, Grice puts forward a modest proposal;
not, perhaps, the only possible proposal, but one which may seem
reasonably intuitive. Let us categorize, for present
purposes, the l-desirables in world W as 'universals. Grice
proposes that to want, severally, each of these I-desirables should be regarded
as equivalent to wanting the set whose members are just those I-desirables,
with the understanding that a set of universals is not itself a
universal. So to want e1 and e2 is equivalent to wanting the
set whose members are e1 and e2 — the “eudaemonia”-in-W set. To
want “eudaemonia”-in-W requires satisfaction of the stronger condition of
wanting e1 and e2 which in turn is equivalent to wanting something which is a
universal, namely, a compound universal in which are included just those
universals which are elements of the “eudaemonia”-in-W set. Grice
shall not attempt to present a necessary and sufficient condition for the
fulfilment of the stronger rather than merely of the weaker condition;
but Grice shall suggest an important sufficient condition for this
state of affairs. The condition is the following:
for x to want the conjunction of the members of a set, rather than merely
for him to want, severally, each member of the set, it is sufficient that his
wanting. severally, each member of the set should be explained by (have as one
of its explanations) the fact that there is an 'open' feature F which is
believed by x to be exemplified by the set, and the realization of which is
desired by x. By an open feature Grice means a feature the
specification of which does not require the complete enumeration of the items
which exemplify it. To illustrate, a
certain Oxford don at one time desired to secure for himself the teaching, in
his subject, at the colleges of Somerville,
St Hugh's, St Hilda's, Lady
Margaret Hall, and St Anne's. He fails,
by two colleges. This compound desire was based on the fact that
the named colleges constituted the totality of women's colleges in Oxford, and
he desired the realization of the open feature consisting in his teaching, in
his subject, at every women's college at Oxford. This
sufficient condition is important in that it is, Grice thinks, fulfilled with
respect to all compound desires which are rational, as distinct from arbitrary
or crazy. There can be, of course, genuinely compound
desires which are non-rational, and Grice shall not attempt to specify
the condition which distinguishes them; but perhaps Grice does not
need to, since Grice thinks we may take it as a postulate that,
if a desire for “eudaemonia” is a compound desire for the realisation of
at least end e1 and end e2, it is a rational compound desire.
The proposal which Grice has made does, Grice thinks, conform to
acceptable general principles for metaphysical construction.
For it provides for the addition to an initially given category of items
(universals') of a special sub-category (compound universals") which are
counterparts of certain items which are not universals but rather sets of
universals. It involves, so to speak, the conversion of
certain non-universals into 'new' universals, and it seems reasonable to
suppose that the purpose of this conversion is to bring these non-universals,
in a simple and relatively elegant way, within the scope of laws which apply to
universals. It must be understood that by 'laws' Grice is
referring to theoretical generalities which belong to any of a variety of kinds
of theory, including psychological, practical, and moral theories;
so among such laws will be laws of various kinds relating to a desire for
an end and for a means to an end. If “eudaemonia” is an inclusive
end, and it, for it to be an inclusive end the desire for which is rational,
there must be an open feature which is exemplified by the set of components of
“eudaemonia”, our next task is plainly to attempt to identify this
feature. To further this venture Grice shall now examine,
within the varieties of means-end relation, what is to Grice’s mind a
particularly suggestive kind of case. At the start of this section
Grice offers a brief sketch of the varieties, or of some of the varieties,
of means-end relation;
this is a matter which is interesting in itself, which is largely
neglected in philosophy, except MACHIAVELLI, and which Gricd is inclined to
regard as an important bit of background in the present enquiry.
Grice shall then consider a particular class of cases in our ordinary
thinking about means and ends, which
might be called cases of'end-fixing, and which might provide an important
modification to our consideration of the idea that “eudaemonia” is an inclusive
end. Grice introduces the term 'is contributive to' as a general
expression for what I have been calling ‘means-end'
relation, and Grice shall use the phrase “is
contributive in way w to' to refer, in a general way, to
this or that particular specific form of the contributiveness relation.
Grice shall, for convenience, assume that anyone who thinks of
some state of affairs or action as being contributive to the realization of a certain
universal would have in mind that specific form of contributiveness which would
be appropriate to the particular case. We may now say, quite
unstartlingly, that x wants to do m as a means or for the
sake of the realisation of end e just in case
x wants to do means m because x
regards his doing means m as something which would be contributive in way w to
the realization of end e and x wants end e.
That leaves us the only interesting task, namely, that of giving the range of
specific relations one element in which will be picked out by the phrase
contributive in way w, once an end e and its means m are specified.
The most obvious mode of contributiveness, indeed one which has too
often been attended to to the exclusion of all others, is that of causal
antecedence; A means m’scontributing to an end e here consists in
the means m’sbeing the (or a) causal origin of the end e. But even
within this mode there may be more complexity than meets the eye. The
causal origin may be an initiating cause, which triggers the effect — the end e
— in the way in which flipping a switch sets off illumination in a light
bulb; or it may be a sustaining cause, the continuation of which is
required in order to maintain the effect in being. In either
case, the effect — the end e — may be either positive or negative;
I may *initiate* a period of non-talking in Smith
by knocking him cold, or
*sustain* one by keeping Grice’s hand over his mouth.
A further dimension, in respect of which examples of each variety of
causal contributiveness may vary, is that of conditionality.
Doing means m may be desired as something which will, given the
circumstances which obtain, unconditionally originate the realization of end e,
or as something which will do so provided that a certain possibility is
fulfilled. A specially important subclass of cases of conditional
causal contributiveness is the class of cases in which the relevant possibility
consists in the desire or will of some agent, either the means-taker or someone
else, that the end e should be realized; these are cases in
which x wants to do means m in order to enable, or to make it possible for,
himself (or someone else) to achieve the realization of end e as
when, for example, x puts a corkscrew in his pocket to enable him later, should
be wish to do so, to open a bottle of wine. But, for present
purposes, the more interesting modes of contributiveness may well be those
*other than* that of causal contributiveness. These include
the following types. Specificatory contributiveness.
To do means m would, in the prevailing circumstances, be a specification
of, or a way of, realizing end e. it being understood that, for
this mode of contributiveness, the end e is not to be a causal property, a
property consisting in being such as to cause the realization of C, where C is
some further property. A host's seating someone
at his right-hand side at dinner may be a specification
of treating him with respect; waving a
Union Jack might be a way of showing
loyalty to the Crown. In these cases, the particular action
which exemplifies the means is *the same* as the item which exemplifies the
realisation of the end. Two further modes involve relations of
inclusion, of one or another of the types to which such relations may
belong. To do means m may contribute to the realization of end e
by including an item which realizes end e. I may want to take a
certain advertised cruise because it *includes*, contains, consists, is
composed of, a visit to Naples. To do means m may contribute to
the realization of end e by being included in an item which realizes end
e. Here we may distinguish more than one kind of case.
The end and the means may be identical; Grice
may, for example, be hospitable to someone today
because Grice wants to be hospitable to him
throughout his visit to Grice’s town. In such a case the
exemplification of the end, hospitality, by the whole, my behaviour to him
during the week, will depend on a certain distribution of exemplifications of
the realisation of the end among the parts, such as my behaviour on particular
days. We might call this kind of dependence
"component-dependence". In other cases the end and
the means are distinct, and in some of these (perhaps all) it is not the case
that the end can, if it is exemplified by the whole, also be exemplified by any
part. These further cases subdivide in ways which are interesting
but not germane to the present enquiry. We are now in a position
to handle, not quite as Aristotle does, a 'paradox' or philosophisma about
“eudaemonia” raised by Aristotle, which involves Solon's dictum
“Call no man happy till he is dead.” Grice gives a simplified,
but Grice hopes not distorted, version of the 'paradoxical' line of
argument. If we start by suggesting that “eudaemonia” is the
end for man, we shall have to modify this suggestion, replacing
"eudaemonia" by "eudaemonia in a complete life".
Aristotle himself applies the qualification "in a complete
life" not to “eudaemonia”, but to what he gives as constituted of
“eudaemonia,” namely, activity of soul in accordance with excellence.
For, plainly, a life which as a whole exemplifies “eudaemonia” is
preferable to one which does not. But since life-long “eudaemonia”
can only be exemplified by a whole life, non-predictive knowledge that the end
for man is realized with respect to a particular person is attainable only at
the end of the person's life, and so not, except possibly at the time of his
dying gasp, by the person himself. But this is paradoxical,
since the end for man should be such that non-predictive knowledge of its
realization is available to those who achieve its realization.
Grice suggests that we need to distinguish a non-propositional, attributive
end, such as “eudaemoni”, and a propositional end or objective, such as that my
life, as a whole, should be “eudaemon.” Now it is not in fact clear
that people do, or even should, desire life-long “eudaemonia”;
it may be quite in order not to think about this as an objective.
And, even if one should desire life-long “eudaemonia,” it is not clear
that one should aim at it, that one should desire, and do, things for the sake
of it. But let us waive these objections. The
attainment of life-long “eudaemonia,” an objective, consists in the
realization, in a whole life, of the attributive end of “eudaemonia.”
This realization is component-dependent; it depends
on a certain distribution of realizations of that same end in episodes or
phases of that life. But these realizations are certainly
non-predictively knowable by the person whose life it is.
So, if we insist that to specify the end for man is to specify an
attributive end and not an objective, then the "paradox' disappears.
The special class of cases to which one might be tempted to apply the
term 'end-fixing' may be approached in the following way.
For any given mode of contributiveness, say causal contributiveness, the
same final position, that x wants (intends, does) A as contributive to the
realization of B, may be reached through more than one process of
thought. In line with the canonical Aristotelian model, x
may desire to realize B, then enquire what would lead to B, decide that doing A
would lead to B, and so come to want, and to do, A. Alternatively,
the possibility of doing A may come to his mind, he then enquires what doing A
would lead to, sees that it would lead to B, which he wants, and so he comes to
want, and perhaps do, A. Grice now asks whether there are cases in
which the following conditions are met: doing A is fixed or
decided, not merely entertained as a possibility, in advance of the recognition
of it as desirable with a view to B, and that B is selected
as an end, or as an end to be pursued on this occasion, at least partly because
it is something which doing A will help to realize. A variety of
candidates, not necessarily good ones, come to mind. A man who is
wrecked on a desert island decides to use his stay there to pursue what is a
new end for him, namely, the study of the local flora and fauna.
Here doing A (spending time on the island) is fixed but not chosen;
and the specific performances, which some might think were more
properly regarded as means to the pursuit of this study, are not fixed in
advance of the adoption of the end. A man wants (without
having a reason for so want-ing) to move to a certain town;
he is uncomfortable with irrational desires (or at least with this
irrational desire), and so comes to want to make this move because the town has
a specially salubrious climate. Here, it seems, the movement
of thought cannot be fully conscious; we might say that the
reason why he wants to move to a specially good climate is that such a desire
would justify the desire or intention, which he already has, to move to the
town in question; but one would baulk at describing this as being his reason
for wanting to move to a good climate. The example which interests
me is the following. A tyrant has become severely displeased
with one of his ministers, and to humiliate him assigns him to the task of
organizing the disposal of the palace garbage, making clear that only a high
degree of efficiency will save him from a more savage fate. The minister at
first strives for efficiency merely in order to escape disaster; but later,
seeing that thereby he can preserve his self-respect and frustrate the tyrant's
plan to humiliate him, he begins to take pride in the efficient discharge of
his duties, and so to be concerned about it for its own sake. Even so, when the
tyrant is overthrown and the minister is relieved of his menial duties, he
leaves them without regret in spite of having been intrinsically concerned
about their discharge. One might say of the minister that he
efficiently discharged his office for its own sake in order to frustrate the
tyrant; and this is clearly inadequately represented as his being interested in
the efficient discharge of his office both for its own sake and for thesake of
frustrating the tyrant, since he hoped to achieve the latter goal by an
intrinsic concern with his office. It seems clear that
higher-order desires are involved; the minister wants, for its own sake, to
discharge his office efficiently, and he wants to want this because he wants,
by so wanting, to frustrate the tyrant. Indeed, wanting to do A for the sake of
B can plausibly be represented as having two interpretations.
The first interpretation is invoked if we say that a man who does A for
the sake of B (1) does A because he wants to do A and (2) wants to do A for the
sake of B. Here wanting A for the sake of B involves thinking that A will lead
to B. But we can conceive of wanting A for the sake of B (analogously with
doing A for the sake of B) as something which is accounted for by wanting to
want A for the sake of B; if so, we have the second inter-pretation, one which
implies not thinking that A will help to realize B, but rather thinking that
wanting A will help to realize B. The impact of this discussion,
on the question of the kind of end which happiness should be taken to be, will
be that, if happiness is to be regarded as an inclusive end, the components may
be not the realizations of certain ends, but rather the desires for those
realizations. Wanting A for the sake of happiness should be
given the second mode of interpretation specified above, one which involves
thinking that wanting A is one of a set of items which collectively exhibit the
open feature associated with happiness. Grice’s enquiry has, Grice
hopes, so far given some grounds for the favourable consideration of three
theses: “Eudaemonia” is an end for the sake of which certain
I-desirables are desirable, but is to be regarded as an inclusive rather than a
dominant end; for “eudaemonia” to be a rational inclusive end, the
set of its components must exemplify some particular open feature, yet to be
determined; and the components of “eudaemonia” may well be not
universals or states of affairs the realization of which is desired for its own
sake,but rather the desires for such universals or states of affairs, in which
case a desire for happiness will be a higher-order desire, a desire to have,
and satisfy, a set of desires which exemplifies the relevant open
feature. At this point, we might be faced with a radical assault,
which would run as follows. “Your whole line of enquiry
consists in assuming that, when some item is desired, or desirable, for the
sake of happiness, it is desired, or desirable, as a means to happiness, and in
then raising, as the crucial question, what kind of an end happiness is, or
what kind of means-end relation is involved. But the initial assumption is a
mistake. To say of an item that it is desired for the sake
of happiness should not be understood as implying that that item is desired as
any kind of a means to anything. It should be understood rather as claiming
that the item is desired (for its own sake) in a certain sort of way? 'for the
sake of happiness' should be treated as a unitary adverbial, better heard,
perhaps, as happiness-wise. To desire something
happiness-wise is to take the desire for it seriously in a certain sort of way,
in particular to take the desire seriously as a guide for living, to have
incorporated it in one's overall plan or system for the conduct of life. If one
looks at the matter this way, one can see at once that it is conceivable that
these should be I-desirables which are not H-desirables; for the question
whether something which is desirable is intrinsically desirable, or whether its
desirability derives from the desirability of something else, is plainly a
different question from the question whether or not the desire for it is to be
taken seriously in the planning and direction of one's life, that is, whether
the item is H-desirable. One can, moreover, do justice to
two further considerations which you have, so far, been ignoring: first, that
what goes to make up happiness is relative to the individual whose happiness it
is, a truth which is easily seen when it is recognized that what x desires (or
should desire) happiness-wise may be quite different from what y so desires;
and, second, that intuition is sympathetic to the admittedly vague idea that
the decision that certain items are constitutive of one's happiness is not so
much a matter of judgement or belief as a matter of will.
One's happiness consists in what one makes it consist in, an idea which
will be easily accommodated if "for the sake of happiness' is understood
in the way which I propose."There is much in this (spirited yet
thoughtful) oration towards which I am sympathetic and which 1 am prepared to
regard as important; in particular, the idea of linking H-desirability with
desires or concerns which enter into a system for the direction of one's life,
and the suggestion that the acceptance of a system of ends as constituting
happiness, or one's own happiness, is less a matter of belief or judgement than
of will. But, despite these attractive features, and despite
its air of simplifying iconoclasm, the position which is propounded can hardly
be regarded as tenable. When looked at more closely, it can be seen to be just
another form of subjectivism: what are ostensibly beliefs that particular items
are conducive to happiness are represented as being in fact psychological
states or attitudes, other than beliefs, with regard to these items; and it is
vulnerable to variants of stock objections to subjectivist manceuvres.
That in common speech and thought we have application for, and so
need a philosophical account of, not only the idea of desiring things for the
sake of happiness but, also, that of being happy (or well-off), is passed over;
and should it turn out that the position under consideration has no account to
offer of the latter idea, that would be not only paradoxical but also, quite
likely, theoretically disastrous. For it would seem to be
the case that the construction or adoption of a system of ends for the
direction of life is something which can be done well or badly, or better or
less well; that being so, there will be a demand for the specification of the
criteria governing this area of evaluation; and it will be difficult to avoid
the idea that the conditions characteristic of a good system of ends will be
determined by the fact that the adoption of a system conforming to those
conditions will lead, or is likely to lead, or other things being equal will
lead, to the realization of happiness; to something. that is, which the
approach under consideration might well not be able to accommodate.
So it begins to look as if we may be back where we were before the start
of this latest discussion. But perhaps not quite; for, per-haps, something can
be done with the notion of a set or system of ends which is suitable for the
direction of life. The leading idea would be of a system which is maximally
stable, one whose employment for the direction of life would be maximally
conduciveto its continued employment for that purpose, which would be maximally
self-perpetuating. To put the matter another way, a system
of ends would be stable to the extent to which, though not constitutionally
immune from modification, it could accommodate changes of circumstances or
vicissitudes which would impose modification upon other less stable systems. We
might need to supplement the idea of stability by the idea of flexibility; a
system will be flexible in so far as, should modifications be demanded, they
are achievable by easy adjustment and evolution; flounder-ings, crises, and
revolutions will be excluded or at a minimum. A succession of
systems of ends within a person's consciousness could then be regarded as
stages in the development of a single life-scheme, rather than as the
replacement of one life-scheme by another. We might find it desirable also to
incorporate into the working-out of these ideas a distinction, already
foreshadowed, between happiness-in-general and happiness-for-an-individual.
We might hope that it would be possible to present happiness-in-general
as a system of possible ends which would be specified in highly general terms
(since the specification must be arrived at in abstraction from the
idiosyncrasies of particular persons and their circumstances), a system which
would be determined either by its stability relative to stock vicissitudes in
the human condi-tion, or (as I suspect) in some other way; and we might further
hope that happiness for an individual might lie in the posses-sion, and
operation for the guidance of life, of a system of ends which (a) would be a
specific and personalized derivative, determined by that individual's
character, abilities, and situations in the world, of the system constitutive
of happiness in general; and (b) the adoption of which would be
stable for that individual in his circumstances. The idea that
happiness might be fully, or at least partially, characterized in something
like this kind of way wouid receive some support if we could show reason to
suppose that features which could plausibly be regarded, or which indeed
actually have been regarded, as characteristic of happiness, or at least of a
satisfactory system for the guidance of life, are also features which are
conducive to stability. I shall list some features for which, in this regard,
the prospects seem good. Feasibility. An adopted system of ends
should be workable; the more it should turn out that actions and performances
dictated by the system cannot be successfully undertaken, the stronger are the
grounds for modification of the system. A particular case of the operation of
this feature lies in the demand that an agent should be equipped, by nature or
by training, with the competencies needed for the effective prosecution of his
system of ends. Autonomy. This feature is closely related to the
preceding one. The less reliant one's system of ends is on aids the
availability of which is not within one's control, particularly if it is within
the control of others, the less dependent the system is on what Aristotle
called "ektos choregia", the more stable, or the more securely
stable, it will in general be. Unless one has firm guaran-tees, it is better
not to have to rely on the availability of elaborate machinery or government
grants. Compatibility of component ends. Initially, one might suppose that there
are grounds for the modification of a system of ends in so far as the
fulfilment of certain ends in the system thwarts the fulfilment of certain
others. But I think we have to recognize that, characteristically, an end is
such as to be realizable in varying degrees, and that it would be unrealistic
to demand a system in which the realization of one end was never diminished by
the realization of others. What we in fact may reasonably look for is a harmony
of ends; the possibility, that is, with respect to competing ends, of finding
an acceptable balance in the degrees of realization to be expected for each
end. How such balances are to be determined is a large and difficult question,
but their unavailability would prompt modification of the system. This feature
looks like an analogue of consistency, which is commonly favoured as a feature
of non-practical systems, though perhaps more by some people than by others,
like Wittgenstein and Norman O. Brown. Comprehensiveness. (An
analogue for completeness.) A system is comprehensive to the extent to which it
yields decisions with respect to particular practical questions; the more
undecidabilit-ies, the less the comprehensiveness. To be more accurate, the
comprehensiveness of a system varies directly with its capacity to yield
answers to those practical questions which should be decided in the light of
general principles. In ordinary circumstances it would, for example, be
inappropriate to try to invoke one's life-schemeto decide whether one should
have beef or lamb for dinner tonight. Deficiency in
comprehensiveness seems to legitimize modification. Supportiveness
of component ends. A system's stability will be increased if the pursuit of
some ends enhances the pursuit of others. Such enhancement may arise in more
than one way; for example, a man's dedication to mathematical studies might
yield increased skill as a chess-player; or his devotion to his wife might
inspire him to heightened endeavour in his business of selling
encyclopaedias. Simplicity. A system's effectiveness as a guide to
living will depend, in part, on how easy it is to determine its deliverances on
particular questions. Ifit yields answers on practical questions, but these
answers are difficult to discern, the system will be at a disadvantage when
compared with another, whose greater simplicity makes its deliverances more
accessible. Agreeableness. One form of agreeableness will, unless
coun-teracted, automatically attach to the attainment of an object of desire,
such attainment being routinely a source of satisfaction. The generation of
satisfaction will, then, not provide an independent ground for preferring one
system of ends to another. But other modes of agrecableness, such as being a
source of delight, which are not routinely associated with the fulfilment of
desire, could dis criminate independently of other features relevant to such
pref-erences, between one system and another. A system the operation of which
is specially agreeable would be stable not only vis-d-vis rival systems, but
also against the weakening effect of incontinence: a disturbing influence is
more surely met by a principle in consort with a supporting attraction than by
the principle alone. However promising the signs may so far have
seemed to be, I very much doubt whether the proposed characterization of
happiness can be more than a partial characterization. Eirst, there seem to be
features which intuition would require that an optimal system of ends should
exemplify, but which cannot be represented as promotive of stability. Many
people would hold that, other things being equal, a person's system of ends
should be such as to involve maximal development of his natural talents; and
many would hold that, where this is possible, a system should provide scope for
outstanding or distinctive personal achievement. If these
views arecorrect, it seems difficult to furnish for them a justifying connection
with the ideas of stability and flexibility, Second, the features associated
with stability seem to be, even in combination, insufficiently selective. All
the listed features, except the last, seem to be systemic in character; and
difficulties seem to arise with respect to them which are reminiscent of a
stock objection to a familiar form of the Coherence Theory of Truth.
Proponents of the idea that membership of a coherent and
comprehensive system of propositions is necessary and sufficient for being true
are met with the reply that a plurality of such systems, each inconsistent with
the others, is conceivable, and that, to eliminate from candidacy for truth all
but one member of such a plurality, it will be necessary to appeal to an
extra-systematic condition, such as incorrig-ibility or certification by
observation. In somewhat similar style, we can point to
systems of ends which, so far as one can tell, might be undifferentiated with
respect to stability and the features associated therewith, including agreeableness,
yet which intuitively would be by no means equally approvable for the guidance
of liv-ing; for example, such systems as might be espoused by a hermit, by a
monomaniacal stamp-collector, by an unwavering egotist, and by a well-balanced,
kindly country gentleman. To resolve such difficulties, an
extra-systematic condition seems to be required, one which will differentiate
ends or systems of ends in respect of value. Here I would
seek to explore a road not entirely different from that taken by
Aristotle. Grice would like to consider the possibility that
the idea of happiness-in-general might be determined by reference to the
essential characteristics of a human being (rational animal); the ends involved
in the idea of happiness-in-general would, perhaps, be the realization in
abund-ance, in various forms specific to individual men, of those capacities
with which a creature-constructor would have to endow creatures in order to
make them maximally viable in human living conditions, that is, in the widest
manageable range of different environments. But Grice has now
almost exactly reached the beginning of the essay which, till recently, you
thought Grice was going to read to you tonight, on the derivability of this or
that ethical principle. It is a pity that Grice used up his
time. H. P. Grice.. The topic
which Grice choses is one which eminently deserves a thorough, systematic, and
fully theoretical treatment. Such an
approach would involve, Grice suspects, a careful analysis of the often subtly
different kinds of state which may be denoted by the word "want,”together
with a comprehensive examination of the role which different sorts of “wanting”
play in the psychological equipment of rational, and non-rational, creatures. While Grice hopes to touch on matters of
this sort, Grice does not feel himself to be quite in a position to attempt an
analysis of this kind, which would in any case be a very lengthy
undertaking. So, to give direction to
Grice’s discussion, and to keep it within tolerable limits, Grice shall relate
it to some questions arising out of Aristotle's handling of this topic in the
Nicomachean Ethics. Such a procedure
on Grice’s part may have the additional advantage of emphasizing the idea, in which
Grice believes, that the proper habitat for such great works of the past as the
Nicomachean Ethics is not the museums but the marketplaces of philosophy. Grice’s initial Aristotelian question
concerns two conditions which Aristotle supposes to have to be satisfied by
whatever is to be recognized as being the good for man. At the beginning of Nicomachean Ethics,
Aristotle notes that there is general agreement that the good for man is to be
identified with eudaemonia — which may, or may not, be well rendered as
'happiness' — and that this in turn is to be identified with living well and
with doing well. But Aristotle remarks
that there is large-scale disagreement with respect to any further and more
informative specification of “eudaemonia.”
Aristotle seeks to confirm the identification of the good for man with
“eudaemonia” by specifying two features,
maximal finality, or unqualified finality, and self-sufficiency, which, supposedly, both are required of
anything which is to qualify as the good for man, and are *also* satisfied by
“eudaemonia.” Maximal finality' is
defined as follows: Now, we call that
which is *in itself* worthy of pursuit more final than that which is worthy of
pursuit for the sake of something else, and that which is never desirable for
the sake of something else more final than the things which are desirable both
in themselves and for the sake of that other thing, and therefore we call final
without qualification that which is always desirable *in itself* and never for
the sake of something else."
“Eudaemonia” seems, intuitively, to satisfy this condition. Such things as honour, pleasure, reason,
and virtue — the most popular candidates for identification with the good for
man and with “eudaemonia” — are chosen
indeed for themselves — they would be worthy of choice even if nothing resulted
from them. But such things are also
chosen for the sake of “eudaemonia,” since
"we judge that by means of them we shall be _happy_.” “Eudaemonia,” however, is never chosen for
the sake of anything other than itself.
After some preliminaries, the relevant sense of
"self-sufficiency" is defined thus:
"The self-sufficient we now define as that which, when isolated,
makes life desirable and lacking in nothing." “Eudaemonia,” again, appears to satisfy
this condition too. And Aristotle adds
the possibly important comment that “eudaemonia” is thought to be "the
most desirable of all things, without being counted as one good thing among
others". This remark might be
taken to suggest that, in Aristotle's view, it is not merely true that the
possession of “eudaemonia” cannot be improved upon by the addition of any other
good, but it is true because “eudaemonia” is a special kind of good, one which
it would be inappropriate to rank alongside other goods. This passage in Nicomachean Ethics raises
in Grice’s mind several queries: It
is, Grice suspects, normally assumed by commentators that Aristotle thinks of
“eudaemonia” as being the only item which satisfies the condition of maximal
finality. This uniqueness claim is
not, however, explicitly made in the passage —nor, so far as Grice can
recollect, elsewhere — nor is it clear to Grice that, if it were made, it would
be correct. Might it not be that, for
example, lazing in the sun is desired, and is desirable, for its own sake, and yet
is not something which is also desirable for the sake of something
else, not even for the sake of
“eudaemonia”? If it should turn out
that there is a distinction, within the class of things desirable for their own sake (1-desirables), between those which are also desirable for the sake of
“eudaemonia” eudaemonia-desirable and those which are not, the further question arises whether there
is any common feature which distinguishes items which are (directly) “eudaemonia”-desirable and, if so, what it is. This question will reappear later. Aristotle claims that honour
reason pleasure virtue
are all both I-desirable and “eudaemonia”-desirable. But, at this stage in the Nicomachean
Ethics, these four things are uneliminated candidates for *identification.*
with “eudaemonia.” And, indeed,
Aristotle himself later does *identify*, at least in a sort of way, a special
version of one of them - metaphysical contemplation — with “eudaemonia.” Suppose that it were to be established that
one of these candidates (say, honour) is successful. Would not Aristotle then be committed to
holding that honour is both desirable for its own sake, and also desirable for
the sake of something other than honour, namely, “eudaemonia,” viz.
honour? It is not clear, moreover,
that this prima-facie *inconsistency* can be eliminated by an appeal to the
non-extensionality (opaqueness) of the context of the psychological verb,
passive voice, modal "is
desirable". For while the
argument-pattern o is desirable for
the sake of B. B is identical with
y; ——- Therefore, or is desirable for the sake of
y may be invalid, it is by no means
clear that the argument-pattern o is
desirable for the sake of B
necessarily, B is identical with Y
——- Therefore, a is desirable
for the sake of y is invalid. And, if it were true that “eudaemonia” *is*
to be *identified* with “metaphysical contemplation”, this would presumably be
a non-contingent truth. Suppose the
following: playing golf and playing
tennis are each I-desirable each is
conducive to physical fitness, which is itself I-desirable a daily round of golf and a daily couple of
hours of tennis are each sufficient for peak physical fitness, and (if you like, for simplicity), there is no third route to physical
fitness. Now, Nowell and Smith accept
all these suppositions; Nowell plays
golf daily, and Smith plays *both*
golf _and_ tennis daily. It seems
difficult to deny, first, that it is quite conceivable that all of the
sporting activities of these gentlemen are undertaken both for their own sake
and also for the sake of physical fitness, and, second, that (pro tanto) the life of Smith is more desirable than the life of Nowell, since Smith has the value of *playing tennis* while Nowell does not. The fact that in Smith’s life physical
fitness is _overdetermined_ does not seem to be a ground for denying that Smith pursues both golf *and* tennis for
the sake of physical fitness; if we
wished to deny this, it looks as if we could, in certain circumstances, be
faced with the unanswerable question:
"If it is not the case that Smith pursues both golf and tennis for
the sake of physical fitness, which one does he pursue for physical
fitness?" Let us now consider how
close an analogy to this example we can construct if we search for one which
replaces references to physical fitness by references to “eudaemonia.” We might suppose that Nowell and Smith have
it in common that they have distinguished academic lives, satisfying family
situations, and are healthy and prosperous;
that they value, and rightly value, these aspects of their existences
for their own sakes and — also —
regard them as contributing to their “eudaemonia.” Each regards himself as a thoroughly happy
man. But Smith, unlike Nowell, also
composes poetry, an activity which he cares about and which he also thinks of
as something which contributes to his “eudaemonia.” the time which Smith devotes to poetic
endeavour is spent by Nowell pottering about the house doing nothing in
particular. We now raise the question
whether or not Smith’s life is more desirable than Nowell’s, on the grounds
that it contains an I-desirable element, poetic composition, which Nowell’s
life does not contain, and that there is no counterbalancing element present in
Nowell’s life but absent in Smith’s.
One conceivable answer would be that Smith’s life *is* indeed more
desirable than Nowell’s — since it contains an additional value, But that this fact is consistent with their
being equal in respect of “eudaemonia,” in line with the supposition that each
regards himself as a thoroughly happy man.
If we give this answer we, in effect, reject the Aristotelian idea that
“eudaemonia” is, in the appropriate sense, self-sufficient. There seems to Gricd, however, to be good
reason *not* to give this answer.
Commentators have disagreed about the precise interpretation of the word
"eudaemonia", but none, so far as Grice knows, has suggested what Gricd
thinks of as much the most plausible conjecture; namely, that "eudaemonia" is to be understood
as the name for that state or
condition which one's good daemon would, if he could, ensure for one. And Grice’s good daemon is a being
motivated, with respect to Grice, solely by concern for Grice’s well-being or
“eudaemonia.” To change the
idiom, "eudaemonia" is the general characterization of what a
full-time and unhampered fairy godmother would secure for you. The identifications regarded by Aristotle
as unexcitingly correct, of “eudaemonia” with doing well and with living well,
now begin to look like necessary truths.
If this interpretation of
"eudaemonia" is correct (as Grice shall brazenly assume) it would be quite impossible for Smith’s
life to be more desirable than Nowell’s, though Nowell and Smith are *equal* in
respect of “eudaemonia;” for this
would amount to Smith’s being better off than Nowell, though both are equally well-off! Various other possible answers remain. It might be held that not only is Smith’s
life more desirable than Nowell’s, but Smith is *more* “eudaemon”, better off,
than Smith. HAPP-IER This idea preserves the proposed
conceptual connection between “eudaemonia” and being well-off, and relies on
the not wholly implausible principle that the addition of a value to a life
enhances the value of that life — whatever, perhaps, the liver may think. One might think of such a principle, when
more fully stated, as laying down, or implying, that any increase in the
combined value of the eudaemonia-desirable elements realized in a particular
life is reflected, in a constant proportion, in an increase in the degree of
“eudaemonia” or well-being exemplified by that life; or, more cautiously, that
the increase in “eudaemonia” is *not* determined by a constant
proportion, but rather in some manner analogous to the phenomenon of
diminishing marginal utility. Grice
is inclined to see the argument of this chapter as leading towards a discreet
erosion of the idea that the degree of a particular person's “eudaemonia” is
the value of a function the arguments of which are measures of the particular
“eudaemonia”-desirables realized in that person's life, no matter what function
is suggested; but at the present
moment it will be sufficient to cast doubt on the acceptability of any of the
crudest versions of this idea. To
revert to the case of Nowell and Smith.
it seems to Grice that when we speak of the desirability of Nowell’s
life or of Smith’s life, the desirability of which we are speaking is the
desirability of that life from the point of view of the person whose life it
is; and that it is therefore
counterintuitive to suppose that, for example, Nowell, who thinks of himself as
"perfectly eudaemon" and so not to be made either better off or more
“eudaemon” — though perhaps more accomplished — by an injection of poetry
composition, should be making a misassessment of what his state of well-being
would be if the composition of poetry were added to his occupation. Furthermore, if the pursuit of
“eudaemonia” is to be the proper end, or even a proper end, of living, to
suppose that the added realization of a further “eudaemonia”-desirable to a
life automatically increases the “eudaemonia” or wellbeing of the possessor of
that life will involve a commitment to an ethical position which Grice, for
one, find somewhat unattractive: One
would be committed to advocating too unbridled an “eudaemonic”
expansionism. A more attractive
position would be to suppose that we should invoke, with respect to the example
under consideration, an analogue, not of diminishing marginal utility, but of
what might be called VANISHING marginal utility; to suppose, that is, that Nowell and Smith
are, or at least may be, equally well-off and equally eudaemon even though Smith’s
life contains an “eudaemonia”-desirable element which is lacking in Nowell’s
life; that at a certain point, so to
speak, the bucket of “eudaemonia” is filled, and no further inpouring of
realized “eudaemonia”-desirables has any effect on its contents. This position would be analogous to the
view Grice adopted earlier with respect to the possible *over-*determination of
physical fitness. Even should this
position be correct, it must be recognized that the really interesting work
still remains to be done; that would
consist in the characterization of the conditions which determine whether the
realization of a particular set of “eudaemonia”-desirables *is* sufficient to
fill the bucket. The main result,
then, of the discussion has been to raise two matters for exploration; first,
the possibility of a distinction between items which are merely
I-desirable and items which are not only I-desirable but also
“eudaemoni”-desirable; and,
second, the possibility that the
degree of “eudaemonia” exemplified by a life may be *overdetermined* by the set
of “eudaemonia”adesirables realized in that life, together with the need to
characterize the conditions which govern such overdetermination. Let us move in a different direction. Grice has already remarked that, with respect
to the desirability-status of “eudaemonia” and of the means thereto, Aristotle
subscribes to two theses, with which Grice has no quarrel (or, at least, shall
voice no quarrel). That some things are both 1-desirable and
“eudaemonia”-desirable are both ends
in themselves and also means to “eudaemonia.”
That “eudaemonia,” while desirable in itself, is not desirable for the
sake of any further end. Grice has
suggested the possibility that a further thesis might be true (though Grice has
not claimed that it is true), namely:
That some things are
I-desirable without being “eudaemonia”-desirable -and, one might add, perhaps
without being desirable for the sake of any further end, in which case
“eudaemonia” will not be the only item which is not desirable for the sake of
any further end. But there are two
further as yet unmentioned theses which Grice is inclined to regard as being
not only true, but also important:
first, Any item which is
directly “eudaemonia”-desirable must be I-desirable. And second, “Eudaemonia” is attainable only via the
realization of items which are 1-desirable — and also of course
“eudaemonia”-desirable This Thesis
would allow that an item could be indirectly “eudaemonia”-desirable without
being I-desirable; engaging in
morning press-ups could be such an item,
but only if it were desirable for the sake of (let us say) playing
cricket *well*, which would plainly be itself an item which was both
1-desirable and “eudaemonia”-desirable.
A thesis related to this,
namely, An item can be directly
conducive to the “eudaemonia” of an individual x only if it is regarded by x as
being I-desirable) seems to me very likely to be true; the question whether not only the latter
but the former are true would depend on whether a man who *misconceives*, if
that be possible, an item as being I-desirable could properly be said to achieve
“eudaemonia” through the realization of that
item. To take an extreme
case, could a wicked man who pervertedly
regards cheating his co-conversationalist in an ingenious way — flouting
conversationalists’s common end — as being I-desirable, and who delights in so
doing, properly be said to be, *pro tanto*, achieving “eudaemonia”? Grice thinks Aristotle would answer
negatively, and Grice is rather inclined to side with him; But Grice recognizes that there is much to
debate. A consequence of thesis, if
true, would be that there cannot be an “eudaemonia”-pill — a pill the taking of
which leads directly to “eudaemonia”
there could be, and maybe there is, a pill which leads directly to
"feeling good" or to euphoria;
but these states would have to be distinguishable from
“eudaemonia.” The Thesis would imply
that “eudaemonia” is essentially a dependent state; “Eudaemonia” cannot just happen; its realization is conditional upon the
realization of one or more items which give rise to it. “Eudaemonia” should be thought of
*adverbially*; to be “eudaemon” is,
for some x, to x “eudaemoniacly” or “with “eudaemonia.” And reflection on the interchangeability or
near-interchangeability of the ideas of “eudaemonia” and of well-being would
suggest that the adverbial in question is an evaluation or validation
adverbial. The importance, for present
purposes, of the two latest theses is to Grice’s mind that questions are now
engendered about the idea that the item which is chosen (or desirable) for the
sake of “eudaemonia” can be thought of as an item which is chosen (or
desirable) as means to “eudaemonia”, at least if the means-end relation is
conceived as it seems very frequently to be conceived in philosophy; if, that is, x is a means to end y just in
case the doing or producing of x designedly causes (generates, has as an
effect) the occurrence of end y. For,
if an item the realization of which give rise to “eudaemonia” were an item
which could be, in the above sense, means to the END of “eudaemonia”, (a) it should be conceptually possible for
“eudaemonia” to arise otherwise than as a consequence of the occurrence of any
such an item, and (b) it seems too
difficult to suppose that so non-scientific a condition as the possession of
intrinsic desirability should be a necessary condition of an item's giving rise
to “eudaemonia.” In other words, these
theses seem to preclude the idea that what directly gives rise to “eudaemonia”
can be, in the currently favoured sense, a means to the END of “eudaemonia.” The issue which Grice has just raised is
closely related to a scholarly issue which has recently divided Aristotelian
commentators; battles have raged over
the question whether Aristotle conceives of “eudaemonia” as a 'dominant end or as an 'inclusive' end. The terminology derives, Grice believes,
from Hardie. but Grice cites a
definition of the question which is given by Ackrill — Aristotle on
aeudaemonia, The Hicks lecture, Oxford.
By 'an inclusive end' might be meant
any end that combines or includes at least *two* values or activities or
goods. By 'a dominant end' might be
meant a monolithic end, an end
consisting of just *one* valued activity or good." One's initial reaction to this formulation
may fall short of overwhelming enlightenment, among other things, perhaps,
because the verb 'includes’ appears within the characterization of an inclusive
end. Grice suspect, however, that this
deficiency could be properly remedied only by a logico-metaphysical enquiry
into the nature of the 'inclusion relation' —or, rather, the family of
inclusion relations — which would go far beyond the limits of Grice’s present
undertaking. But, to be less
ambitious, let us, initially and provisionally, think of an inclusive end as
being a set of this or that end. If
“eudaemonia” is in this sense an inclusive end, we can account for some of the
features displayed in the previous section.
“Eudaemonia” will be dependent on the realization of subordinate ends,
provided that the set of ends constituting “eudaemonia” may not be the empty
set — a reasonable, if optimistic, assumption. Since the "eudaemonia” “set" has
as its elements I-desirables, what is desirable directly for the sake of
“eudaemonia” must be I-desirable. And
if it should turn out to be the case, contrary perhaps to the direction of
Grice’s argument in the last section, that the “eudaemonia” set includes all
I-desirables, we should have difficulty in finding any end for the sake of
which “eudaemonia” would be desirable.
So far so good, perhaps. But so
far may not really be very far at all.
Some reservation about the treatment of “eudaemonia” as an inclusive end
is hinted at by Ackrill: It is not
necessary to claim that Aristotle has made quite clear how there may be
'components' in the best life or how they may be interrelated The very idea of constructing a compound
end out of two or more independent ends may arouse suspicion. Is the compound to be thought of as a mere
aggregate or as an organized system?
If the former, the move to “eudaemonia” seems trivial. Nor is it obvious that goods can be just
added together. If the latter, if
there is supposed to be a unifying plan.
What is it? From these very pertinent questions,
Ackrill detaches himself, on the grounds that his primary concern is with the
exposition and not with the justification of Aristotle's thought. But we cannot avail ourselves of this rain
check, and so the difficulties which Ackrill touches on must receive further
exposure. Let us suppose a
next-to-impossible world W, in which there are just three I-desirables, which
are also “eudaemonia”-desirables, E1 and E2.
If you like, you may think of these as being identical, respectively,
with “rationality” and “pleasure.” If,
in general, “eudaemonia” is to be an inclusive end, “Eudaemonia”-in-W will have as its
components E1 and E2 and no others. Now
one might be tempted to suppose that, since it is difficult or impossible to
deny that to achieve “eudaemonia”-in-W it is necessary and also sufficient to
realize E1 and E2, anyone who wanted to realize E1 wanted to realize E2 and
would *ipso facto* be someone who wanted to achieve the end of
“eudaemonia”-in-W. But there seems to
me to be a good case for regarding such an inference as invalid. To want to achieve the end of
“eudaemonia”-in-W might be equivalent to wanting to realize E1 and E2 or indeed
to wanting E1 and E2 but there are
relatively familiar reasons for allowing that, with respect to a considerable
range of psychological verbs (represented by v), one cannot derive from a
statement of the form 'x y's (that) A
and x y's (that) B' a statement of
the form 'x y's (that) A and B. Think
cream and peaches. For instance, it
seems to Gricd a plausible thesis that there are circumstances in which we
should want to say of someone that he
believed that p and that he believed that q, without being willing to allow that he believed that p and that q. The most obvious cases for the application
of the distinction would perhaps be cases in which p and q
are inconsistent; We can
perhaps imagine someone of whom we should wish to say that he believed that he was a grotesquely
incompetent creature, and that he also believed that he was a
world-beater, without wishing to say
of him that he believed that he was
both grotesquely incompetent and a world-beater. Inconsistent beliefs are not, or are not
necessarily, beliefs in inconsistencies.
Whatever reasons there may be for allowing that a man may believe that p and beheve that q without believing that p and q
would, Grice suspects, be mirrored in reasons for allowing that a man may want A and want B without wanting both A and B; Think peaches and cream if
I want a holiday in Rome, and
also want some headache pills, it
does not seem to Grice that, ipso facto,
I want a holiday in Rome and some headache pills. Implicature? Moreover, even if we *were* to sanction
the disputed inference, it would not, Grice thinks, be correct to make the
further supposition that a man who
wants A and B simply as a consequence
of wanting A and wanting B would, or
even could, want A (or want B) for the sake of or with a view to, realizing A
and B. So even if, in world W, a man
could be said to want E1 and E2 on the strength of wanting each one of
them, some further condition would
have to be fulfilled before we could
say of him that he wanted each of them for the sake of realizing E1 and E2,
that is, for the sake of
achieving the end of
“eudaemonia”-in-W. In an attempt to do
justice to the idea that “eudaemonia” should be treated as being an 'inclusive
end, Grice puts forward a modest proposal;
not, perhaps, the only possible proposal, but one which may seem
reasonably intuitive. Let us
categorize, for present purposes, the l-desirables in world W as
'universals. Grice proposes that to
want, severally, each of these I-desirables should be regarded as equivalent to
wanting the set whose members are just those I-desirables, with the
understanding that a set of universals is not itself a universal. So to want e1 and e2 is equivalent to
wanting the set whose members are e1 and e2 — the “eudaemonia”-in-W set. To want “eudaemonia”-in-W requires
satisfaction of the stronger condition of wanting e1 and e2 which in turn is
equivalent to wanting something which is a universal, namely, a compound
universal in which are included just those universals which are elements of the
“eudaemonia”-in-W set. Grice shall
not attempt to present a necessary and sufficient condition for the fulfilment
of the stronger rather than merely of the weaker condition; but Grice shall suggest an important
sufficient condition for this state of affairs. The condition is the following: for x to want the conjunction of the
members of a set, rather than merely for him to want, severally, each member of
the set, it is sufficient that his wanting. severally, each member of the set
should be explained by (have as one of its explanations) the fact that there is
an 'open' feature F which is believed by x to be exemplified by the set, and
the realization of which is desired by x.
By an open feature Grice means a feature the specification of which does
not require the complete enumeration of the items which exemplify it. To illustrate, a certain Oxford don at one time desired
to secure for himself the teaching, in his subject, at the colleges of Somerville, St Hugh's, St Hilda's, Lady Margaret Hall, and St Anne's. He fails, by two colleges. This compound desire was based on the fact
that the named colleges constituted the totality of women's colleges in Oxford,
and he desired the realization of the open feature consisting in his teaching,
in his subject, at every women's college at Oxford. This sufficient condition is important in
that it is, Grice thinks, fulfilled with respect to all compound desires which
are rational, as distinct from arbitrary or crazy. There can be, of course, genuinely
compound desires which are non-rational, and
Grice shall not attempt to specify the condition which distinguishes
them; but perhaps Grice does not need
to, since Grice thinks we may take it as a postulate that, if a desire for “eudaemonia” is a compound
desire for the realisation of at least end e1 and end e2, it is a rational
compound desire. The proposal which
Grice has made does, Grice thinks, conform to acceptable general principles for
metaphysical construction. For it provides
for the addition to an initially given category of items (universals') of a
special sub-category (compound universals") which are counterparts of
certain items which are not universals but rather sets of universals. It involves, so to speak, the conversion
of certain non-universals into 'new' universals, and it seems reasonable to
suppose that the purpose of this conversion is to bring these non-universals,
in a simple and relatively elegant way, within the scope of laws which apply to
universals. It must be understood
that by 'laws' Grice is referring to theoretical generalities which belong to
any of a variety of kinds of theory, including psychological, practical, and
moral theories; so among such laws
will be laws of various kinds relating to a desire for an end and for a means
to an end. If “eudaemonia” is an
inclusive end, and it, for it to be an inclusive end the desire for which is
rational, there must be an open feature which is exemplified by the set of
components of “eudaemonia”, our next task is plainly to attempt to identify
this feature. To further this venture
Grice shall now examine, within the varieties of means-end relation, what is to
Grice’s mind a particularly suggestive kind of case. At the start of this section Grice offers a
brief sketch of the varieties, or of some of the varieties, of means-end relation; this is a matter which is interesting in
itself, which is largely neglected in philosophy, except MACHIAVELLI, and which
Gricd is inclined to regard as an important bit of background in the present
enquiry. Grice shall then consider a
particular class of cases in our ordinary thinking about means and ends, which might be called cases of'end-fixing,
and which might provide an important modification to our consideration of the
idea that “eudaemonia” is an inclusive end.
Grice introduces the term 'is contributive to' as a general expression
for what I have been calling
‘means-end' relation, and
Grice shall use the phrase “is
contributive in way w to' to refer,
in a general way, to this or that particular specific form of the
contributiveness relation. Grice
shall, for convenience, assume that anyone who thinks of some state of affairs
or action as being contributive to the realization of a certain universal would
have in mind that specific form of contributiveness which would be appropriate
to the particular case. We may now
say, quite unstartlingly, that x
wants to do m as a means or for the sake of the realisation of end e just in case x wants to do means m because
x regards his doing means m as something which would be contributive in
way w to the realization of end e and
x wants end e. That leaves us
the only interesting task, namely, that of giving the range of specific
relations one element in which will be picked out by the phrase contributive in
way w, once an end e and its means m are specified. The most obvious mode of contributiveness,
indeed one which has too often been attended to to the exclusion of all others,
is that of causal antecedence; A means
m’scontributing to an end e here consists in the means m’sbeing the (or a)
causal origin of the end e. But even
within this mode there may be more complexity than meets the eye. The causal origin may be an initiating
cause, which triggers the effect — the end e — in the way in which flipping a
switch sets off illumination in a light bulb;
or it may be a sustaining cause, the continuation of which is required
in order to maintain the effect in being.
In either case, the effect — the end e — may be either positive or
negative; I may *initiate* a period
of non-talking in Smith by knocking him cold, or
*sustain* one by keeping Grice’s hand over his mouth. A further dimension, in respect of which
examples of each variety of causal contributiveness may vary, is that of
conditionality. Doing means m may be
desired as something which will, given the circumstances which obtain,
unconditionally originate the realization of end e, or as something which will
do so provided that a certain possibility is fulfilled. A specially important subclass of cases of
conditional causal contributiveness is the class of cases in which the relevant
possibility consists in the desire or will of some agent, either the
means-taker or someone else, that the end e should be realized; these are cases in which x wants to do
means m in order to enable, or to make it possible for, himself (or someone
else) to achieve the realization of end e
as when, for example, x puts a corkscrew in his pocket to enable him
later, should be wish to do so, to open a bottle of wine. But, for present purposes, the more
interesting modes of contributiveness may well be those *other than* that of
causal contributiveness. These
include the following types.
Specificatory contributiveness.
To do means m would, in the prevailing circumstances, be a specification
of, or a way of, realizing end e. it
being understood that, for this mode of contributiveness, the end e is not to
be a causal property, a property consisting in being such as to cause the
realization of C, where C is some further property. A host's
seating someone at his right-hand side at dinner may be a specification of treating him with respect; waving a Union Jack might be a way of showing loyalty to the Crown. In these cases, the particular action
which exemplifies the means is *the same* as the item which exemplifies the
realisation of the end. Two further
modes involve relations of inclusion, of one or another of the types to which
such relations may belong. To do means
m may contribute to the realization of end e by including an item which
realizes end e. I may want to take a
certain advertised cruise because it *includes*, contains, consists, is
composed of, a visit to Naples. To do
means m may contribute to the realization of end e by being included in an item
which realizes end e. Here we may
distinguish more than one kind of case.
The end and the means may be identical; Grice may, for example, be hospitable to someone today because
Grice wants to be hospitable to him throughout his visit to Grice’s
town. In such a case the
exemplification of the end, hospitality, by the whole, my behaviour to him
during the week, will depend on a certain distribution of exemplifications of
the realisation of the end among the parts, such as my behaviour on particular
days. We might call this kind of
dependence "component-dependence".
In other cases the end and the means are distinct, and in some of these
(perhaps all) it is not the case that the end can, if it is exemplified by the
whole, also be exemplified by any part.
These further cases subdivide in ways which are interesting but not
germane to the present enquiry. We are
now in a position to handle, not quite as Aristotle does, a 'paradox' or
philosophisma about “eudaemonia” raised by Aristotle, which involves Solon's
dictum “Call no man happy till he is
dead.” Grice gives a simplified, but
Grice hopes not distorted, version of the 'paradoxical' line of argument. If we start by suggesting that
“eudaemonia” is the end for man, we shall have to modify this suggestion,
replacing "eudaemonia" by "eudaemonia in a complete
life". Aristotle himself applies
the qualification "in a complete life" not to “eudaemonia”, but to
what he gives as constituted of “eudaemonia,” namely, activity of soul in
accordance with excellence. For,
plainly, a life which as a whole exemplifies “eudaemonia” is preferable to one
which does not. But since life-long
“eudaemonia” can only be exemplified by a whole life, non-predictive knowledge
that the end for man is realized with respect to a particular person is
attainable only at the end of the person's life, and so not, except possibly at
the time of his dying gasp, by the person himself. But this is paradoxical, since the end for
man should be such that non-predictive knowledge of its realization is available
to those who achieve its realization.
Grice suggests that we need to distinguish a non-propositional,
attributive end, such as “eudaemoni”, and a propositional end or objective,
such as that my life, as a whole, should be “eudaemon.” Now it is not in fact clear that people do,
or even should, desire life-long “eudaemonia”; it may be quite in order not to think
about this as an objective. And, even
if one should desire life-long “eudaemonia,” it is not clear that one should
aim at it, that one should desire, and do, things for the sake of it. But let us waive these objections. The attainment of life-long “eudaemonia,”
an objective, consists in the realization, in a whole life, of the attributive
end of “eudaemonia.” This realization
is component-dependent; it depends on
a certain distribution of realizations of that same end in episodes or phases
of that life. But these realizations
are certainly non-predictively knowable by the person whose life it is. So, if we insist that to specify the end
for man is to specify an attributive end and not an objective, then the
"paradox' disappears. The special
class of cases to which one might be tempted to apply the term 'end-fixing' may
be approached in the following way.
For any given mode of contributiveness, say causal contributiveness, the
same final position, that x wants (intends, does) A as contributive to the
realization of B, may be reached through more than one process of thought. In line with the canonical Aristotelian
model, x may desire to realize B, then enquire what would lead to B, decide
that doing A would lead to B, and so come to want, and to do, A. Alternatively, the possibility of doing A
may come to his mind, he then enquires what doing A would lead to, sees that it
would lead to B, which he wants, and so he comes to want, and perhaps do,
A. Grice now asks whether there are
cases in which the following conditions are met: doing A is fixed or decided, not merely
entertained as a possibility, in advance of the recognition of it as desirable
with a view to B, and that B is
selected as an end, or as an end to be pursued on this occasion, at least
partly because it is something which doing A will help to realize. A variety of candidates, not necessarily
good ones, come to mind. A man who is
wrecked on a desert island decides to use his stay there to pursue what is a
new end for him, namely, the study of the local flora and fauna. Here doing A (spending time on the island)
is fixed but not chosen; and the
specific performances, which some might think were more properly regarded as
means to the pursuit of this study, are not fixed in advance of the adoption of
the end. A man wants, without having
a reason for so wanting, to move to a certain town; Heis uncomfortable with irrational
desires, or at least with this irrational desire, and so comes to want to make
this move because the town has a specially salubrious climate. Here, it seems, the movement of thought
cannot be fully conscious. We might
say that the reason why he wants to move to a specially good climate is that
such a desire would justify the desire or intention, which he already has, to
move to the town in question. But one
would baulk at describing this as being his reason for wanting to move to a
good climate. The example which
interests Grice is the following. A
tyrant has become severely displeased with one of his ministers, and to
humiliate him assigns him to the task of organizing the disposal of the palace
garbage, making clear that only a high degree of efficiency will save him from
a more savage fate. The minister at
first strives for efficiency merely in order to escape disaster. But later, seeing that thereby he can
preserve his self-respect and frustrate the tyrant's plan to humiliate him, he
begins to take pride in the efficient discharge of his duties, and so to be
concerned about it for its own sake.
Even so, when the tyrant is overthrown and the minister is relieved of
his menial duties, he leaves them without regret in spite of having been
intrinsically concerned about their discharge. One might say of the minister that he
efficiently discharged his office for its own sake in order to frustrate the
tyrant. And this is clearly
inadequately represented as his being interested in the efficient discharge of
his office both for its own sake and for the sake of frustrating the tyrant,
since he hoped to achieve the latter goal by an intrinsic concern with his
office. It seems clear that a
higher-order desire is involved. The
minister wants, for its own sake, to discharge his office efficiently, and he
wants to want this because he wants, by so wanting, to frustrate the tyrant. Indeed, wanting to do A for the sake of — as
a means for — B can plausibly be represented as having two
interpretations. The first
interpretation is invoked if we say that a man who does A for the sake of B
does A because he wants to do A and wants to do A for the sake of B. Here wanting A for the sake of B involves
thinking that A will lead to B. But
we can conceive of wanting A for the sake of B — analogously with doing A for
the sake of B — as something which is accounted for by wanting to want A for
the sake of B. If so, we have the
second interpretation, one which implies not *thinking*that A will help to
realize B, but rather thinking that *wanting* A will help to realize B. The impact of this discussion, on the
question of the kind of end which “eudaemonia” should be taken to be, will be
that, if “eudaemonia” is to be regarded as an inclusive end, the components may
be not the realizations of certain ends, but rather the *desire* for those
realizations. Wanting A for the sake
of “eudaemonia” should be given the
second mode of interpretation specified above, one which involves thinking that
*wanting* A is one of a set of items which collectively exhibit the open
feature associated with “eudaemonia.”
Grice’s enquiry has, Grice hopes, so far given some grounds for the
favourable consideration of a few theses.
“Eudaemonia” is an end for the sake of which certain I-desirables are
desirable, but is to be regarded as an inclusive rather than a dominant end. For “eudaemonia” to be a *rational* or reasonable
inclusive end, the set of its components must exemplify some particular open
feature, yet to be determined; and
this or that component of “eudaemonia” may well be not a universal or
states of affairs the realization of which is desired for its own sake, but
rather the *desire* for such a universal or states of affairs, in which case a
*desire* for “eudaemonia” will be a higher-order desire, a desire to have, and
satisfy, a set of desires which exemplifies the relevant open feature. At this point, we might be faced with a
radical assault, which would run as follows.
“Your whole line of enquiry consists in assuming that, when some item is
desired, or desirable, for the sake of “eudaemonia,” it is desired, or
desirable, as a *means* to “eudaemonia”, and in then raising, as the crucial
question, what kind of an end “eudaemonia” is, or what kind of *means-end*
relation is involved. But the initial
assumption is a mistake. To say of an
item that it is desired for the sake of “eudaemonia” should *not* be understood
as implying that that item is desired as any kind of a *means* to
anything. It should be understood,
rather, as claiming that the item is desired for its own sake in a certain sort
of way? 'for the sake of
“eudaemonia”' should be treated as a unitary adverbial, better heard, perhaps,
as “eudaemonia”-wise. To desire
something “eudaemonia”-wise is to take the desire for it seriously in a certain
sort of way, in particular to take the desire seriously as a guide for living,
to have incorporated it in one's overall plan or system for the conduct of
life. If one looks at the matter this
way, one can see at once that it is conceivable that these should be I-desirables
which are not “eudaemonia”-desirables;
for the question whether something which is desirable is *intrinsically*
desirable, or whether its desirability derives from the desirability of
something else, is plainly a different question from the question whether or
not the desire for it is to be taken seriously in the planning and direction of
one's life, that is, whether the item is “eudaemonia”-desirable. One can, moreover, do justice to two
further considerations which you have, so far, been ignoring: First:
that what goes to make up
“eudaemonia” is relative to the individual whose “eudaemonia” it is, a truth
which is easily seen when it is recognized that what Nowell desires (or should desire)
“eudaemonia”-wise may be quite different from what Smith so desires. and,
second, that intuition is sympathetic to the admittedly
vague idea that the decision that certain items are constitutive of one's
“eudaemonia” is not so much a matter of judgement or belief as a matter of
*will.* One's “eudaemonia” consists in
what one makes it consist in, an idea which will be easily accommodated if
"for the sake of “eudaemonia”' is understood in the way which Grice
proposes. Coward: Life is what you
make it. There is much in this
(spirited yet thoughtful) oration towards which Grice is sympathetic and which
Grice is prepared to regard as important;
in particular, the idea of linking “eudaemonia”-desirability with
desires or concerns which enter into a system for the direction of one's
life, and the suggestion that the acceptance of a system of ends as
constituting “eudaemonia,” or one's own “eudaemonia,” is less a matter of
belief or judgement than of *will.*
But, despite these attractive features, and despite its air of
simplifying iconoclasm, the position which is propounded can hardly be regarded
as tenable. When looked at more
closely, it can be seen to be just another form of subjectivism: What are ostensibly beliefs that
particular items are conducive to “eudaemonia” are represented as being in fact
psychological states or attitudes, other than beliefs, with regard to these
items; and it is vulnerable to
variants of stock objections to subjectivist manceuvres. That in common speech and thought we have
application for, and so need a philosophical account of, not only the idea of
desiring things for the sake of “eudaemonia” but, also, that of being
“eudaemon” (or well-off), is passed over;
and should it turn out that the position under consideration has no
account to offer of the latter idea, that would be not only paradoxical but
also, quite likely, theoretically disastrous. For it would seem to be the case that the
construction or adoption of a system of ends for the direction of life is
something which can be done well
or badly, or better or less well; that being so, there will be a demand for
the specification of the criteria governing this area of evaluation; and it
will be difficult to avoid the idea that the conditions characteristic of a
good system of ends will be determined by the fact that the adoption of a
system conforming to those conditions will lead, or is likely to lead, or other
things being equal will lead, to the realization of “eudaemonia;” to something. that is, which the approach
under consideration might well not be able to accommodate. So it begins to look as if we may be back
where we were before the start of this latest discussion. But perhaps not quite; for, perhaps, something can be done with
the notion of a set or system of ends which is suitable for the direction of
life. The leading idea would be of a
system which is maximally stable, one whose employment for the direction of
life would be maximally conducive to its continued employment for that purpose,
which would be maximally self-perpetuating.
To put the matter another way, a system of ends would be stable to the
extent to which, though not constitutionally immune from modification, it could
accommodate changes of circumstances or vicissitudes which would impose
modification upon other less stable systems.
We might need to supplement the idea of stability by the idea of
flexibility. A system will be flexible
in so far as, should modifications be demanded, they are achievable by easy
adjustment and evolution;
flounderings, crises, and revolutions will be excluded or at a
minimum. A succession of systems of
ends within a person's consciousness could then be regarded as stages in the
development of a single life-scheme, rather than as the replacement of one
life-scheme by another. We might find
it desirable also to incorporate into the working-out of these ideas a
distinction, already foreshadowed, between “eudaemona”-in-general and
“eudaemonia”-for-an-individual.
Particularised. We might hope
that it would be possible to present “eudaemonia”-in-general as a system of
possible ends which would be specified in highly general terms (since the
specification must be arrived at in abstraction from the idiosyncrasies of
particular persons and their circumstances), a system which would be determined
either by its stability relative to stock vicissitudes in the human condition,
or (as Grice suspects) in some other way;
and we might further hope that “eudaemonia” for an individual might lie
in the possession, and operation for the guidance of life, of a system of ends
which — would be a specific and
personalized derivative, determined by that individual's character, abilities,
and situations in the world, of the system constitutive of “eudaemonia” in
general; and —the adoption of which
would be stable for that individual in his circumstances. The idea that “eudaemonia” might be fully,
or at least partially, characterized in something like this kind of way wouid
receive some support if we could show reason to suppose that features which
could plausibly be regarded, or which indeed actually have been regarded, as
characteristic of “eudaemonia,” or at least of a satisfactory system for the
guidance of life, are also features which are conducive to stability. Grice lists some features for which, in
this regard, the prospects seem good.
Feasibility. An adopted system
of ends should be workable; the more
it should turn out that actions and performances dictated by the system cannot
be successfully undertaken, the stronger are the grounds for modification of
the system. A particular case of the
operation of this feature lies in the demand that an agent should be equipped,
by nature or by training, with the competencies needed for the effective
prosecution of his system of ends. Autonomy. This feature is closely related to the
preceding one. The less reliant one's
system of ends is on aids the availability of which is not within one's
control, particularly if it is within the control of others, the less dependent
the system is on what Aristotle called "ektos choregia", the more
stable, or the more securely stable, it will in general be. Unless one has firm guarantees, it is
better not to have to rely on the availability of elaborate machinery or a
government grant. Compatibility of component
ends. Initially, one might suppose
that there are grounds for the modification of a system of ends in so far as
the fulfilment of certain ends in the system thwarts the fulfilment of certain
others. But Grice thinks we have to
recognize that, characteristically, an end is such as to be realizable in
varying degrees, and that it would be unrealistic to demand a system in which
the realization of one end was never diminished by the realization of
others. What we in fact may
reasonably look for is a harmony of ends;
the possibility, that is, with respect to competing ends, of finding an
acceptable balance in the degrees of realization to be expected for each end. How such balances are to be determined is
a large and difficult question, but their unavailability would prompt
modification of the system. This
feature looks like an analogue of consistency, which is commonly favoured as a
feature of non-practical systems, though perhaps more by some people than by
others, like Witters and Norman O. Brown.
Brown's father was an Anglo-Irish mining engineer. His mother was a
Cuban of Alsatian and Cuban origin. He was educated at Clifton College,[3] then
Balliol College, Oxford (B.A., M.A., Greats; his tutor was Isaiah Berlin) and
the University of Wisconsin–Madison (Ph.D., Classics). Comprehensiveness. An analogue for completeness. A system is comprehensive to the extent to
which it yields decisions with respect to particular practical questions; the more undecidabilities, the less the
comprehensiveness. To be more
accurate, the comprehensiveness of a system varies directly with its capacity
to yield answers to those practical questions which should be decided in the
light of general principles. In
ordinary circumstances it would, for example, be inappropriate to try to invoke
one's life-scheme to decide whether one should have beef or lamb for dinner
tonight — unless you are a vegan.
Deficiency in comprehensiveness seems to legitimize modification. Supportiveness of component ends. A system's stability will be increased if
the pursuit of some ends enhances the pursuit of others. Such enhancement may arise in more than
one way; for example, a man's dedication to mathematical studies
might yield increased skill as a chess-player; or
his devotion to his wife might inspire him to heightened endeavour in
his business of selling encyclopaedias.
Simplicity. A system's effectiveness as a guide to
living will depend, in part, on how easy it is to determine its deliverances on
particular questions. If it yields
answers on practical questions, but these answers are difficult to discern, the
system will be at a disadvantage when compared with another, whose greater
simplicity makes its deliverances more accessible. Agreeableness. One form of agreeableness will, unless
counteracted, automatically attach to the attainment of an object of desire,
such attainment being routinely a source of satisfaction. The generation of satisfaction will, then,
not provide an independent ground for preferring one system of ends to
another. But other modes of
agreeableness, such as being a source of delight, which are not routinely
associated with the fulfilment of desire, could discriminate independently of
other features relevant to such preferences, between one system and
another. A system the operation of
which is specially agreeable would be stable not only vis-a vis rival systems,
but also against the weakening effect of incontinence: intemperanza a disturbing influence is more surely met
by a principle in consort with a supporting attraction than by the principle
alone. However promising the signs may
so far have seemed to be, Grice very much doubts whether the proposed
characterization of “eudaemonia” can be more than a partial
characterization. Eirst, there seem to be features which intuition
would require that an optimal system of ends should exemplify, but which cannot
be represented as promotive of stability.
Many people would hold that, other things being equal, a person's system
of ends should be such as to involve maximal development of his natural
talents; and many would hold that,
where this is possible, a system should provide scope for outstanding or
distinctive personal achievement. If
these views are correct, it seems difficult to furnish for them a justifying
connection with the ideas of stability and flexibility. Second, the features associated with
stability seem to be, even in combination, insufficiently selective. All the listed features, except the last,
seem to be systemic in character; and
difficulties seem to arise with respect to them which are reminiscent of a
stock objection to a familiar form of the Coherence Theory of Truth. Proponents of the idea that membership of
a coherent and comprehensive system of propositions is necessary and sufficient
for being true are met with the reply that a plurality of such systems, each
inconsistent with the others, is conceivable, and that, to eliminate from
candidacy for truth all but one member of such a plurality, it will be
necessary to appeal to an extra-systematic condition, such as incorrigibility
or certification by observation. In
somewhat similar style, we can point to systems of ends which, so far as one
can tell, might be undifferentiated with respect to stability and the features
associated therewith, including agreeableness, yet which intuitively would be
by no means equally approvable for the guidance of living; for example, such systems as might be
espoused by a hermit, by a monomaniacal stamp-collector, by an unwavering
egotist, and by a well-balanced, kindly country gentleman. To resolve such difficulties, an
extra-systematic condition seems to be required, one which will differentiate
ends or systems of ends in respect of *value.* or validation. Here Grice would seek to explore a road not
entirely different from that taken by Aristotle. Grice would like to consider the possibility
that the idea of “eudaemonia”-in-general might be determined by reference to
the essential characteristics of a human being (rational animal); Homo sapiens
sapiens the ends involved in the idea
of “eudaemonia”-in-general would, perhaps, be the realization in abundance, in
various forms specific to individual men, of those capacities with which a
creature-constructor would have to endow creatures in order to make them
maximally viable in human living conditions, that is, in the widest manageable
range of different environments. But
Grice has now almost exactly reached the beginning of the essay which, till
recently, you thought Grice was going to read to you tonight, on the
derivability of this or that ethical principle. It is a pity that Grice used up his
time. H. P. Grice. Norman Oliver Brown (September 25, 1913 –
October 2, 2002) was an American scholar, writer, and social philosopher.
Beginning as a classical scholar,[2] his later work branched into wide-ranging,
erudite, and intellectually sophisticated considerations of history,
literature, psychoanalysis, culture, and other topics. Brown advanced some
novel theses and in his time achieved some general notability. Norman O. Brown Born September 25, 1913 El
Oro, Mexico Died October 2, 2002 (aged 89) Santa Cruz, California Philosophical
work Era 20th-century philosophy Region Western philosophy School Marxism,
psychoanalysis Notable ideas Symbolic consciousness, polymorphous perversity
Life edit Brown's father was an Anglo-Irish mining engineer. His mother was a
Cuban of Alsatian and Cuban origin. He was educated at Clifton College,[3] then
Balliol College, Oxford (B.A., M.A., Greats; his tutor was Isaiah Berlin) and
the University of Wisconsin–Madison (Ph.D., Classics). In 1938, Brown married Elizabeth Potter.[4]
During the Second World War, he worked for the Office of Strategic Services as
a specialist on French culture. His supervisor was Carl Schorske, and his
colleagues included Herbert Marcuse and Franz Neumann.[5] His other friends
included the historians Christopher Hilland Hayden White as well as the
philosopher Stuart Hampshire. At Wesleyan University, he befriended the
composer John Cage, an association that proved fruitful to
both.[6][7][8][9][10] Brown became a professor of classics at Wesleyan. During
Brown's tenure there, Schorske became a professor of history and the two
engaged in a mutually beneficial interdisciplinary discourse.[11] In 1970, Brown was interviewed by Warren
Bennis and Sam Keen for Psychology Today. Bennis asked him whether he lived out
the vision of polymorphous perversity in his books. He replied, I perceive a necessary gap between seeing
and being. I would not be able to have said certain things if I had been under
the obligation to unify the word and the deed. As it is I can let my words
reach out and net impossible things - things that are impossible for me to do.
And this is a way of paying the price for saying or seeing things. You will
remember that I discovered these things as a late learner. Polymorphous
perversity in the literal, physical sense is not the real issue. I don't like
the suggestion that polymorphous perversity of the imagination is somehow
second-best to literal polymorphous perversity.[12] Work edit Brown's commentary on Hesiod's
Theogony and his first monograph, Hermes the Thief: The Evolution of a Myth,
showed a Marxist tendency. Brown supported Henry A. Wallace's Progressive Party
candidacy for president in 1948.[4] Following Brown's disenchantment with
politics in the wake of the 1948 presidential election, he studied the works of
Sigmund Freud. This culminated in his classic 1959 work, Life Against Death.
The book's fame grew when Norman Podhoretz recommended it to Lionel
Trilling.[13] In May 1960 Brown, who was then teaching at Wesleyan University,
delivered a Phi Beta Kappa Address to Columbia University.[14] Love's Body, published in 1966, examines
"the role of erotic love in human history, describing a struggle between
eroticism and civilization."[4] In
the late 1960s, following a stay at the University of Rochester, Brown moved to
the University of California, Santa Cruz, as professor of humanities, teaching
in the History of Consciousness and Literature departments.[5] He was a highly
popular professor, known to friends and students alike as "Nobby".
The range of courses he taught, while broadly focused around the themes of
poetics, mythology, and psychoanalysis, included classes on Finnegans Wake,
Islam, and, with Schorske, Goethe's Faust.
Apocalypse and/or Metamorphosis, published in 1991, is an anthology that
includes many of Brown's later writings.[15]
In The Challenge of Islam, a collection of lectures given in 1981 and
published in 2009, Brown argues that Islam challenges us to make life a work of
art. Drawing on Henry Corbin's The Creative Imagination in the Sufism of Ibn
'Arabi, he argues that "Muhammad is the bridge between Christ and Danteand
Blake."[16] Influence on Ernest
Becker edit The Denial of Death is a 1973 work of psychoanalysis and philosophy
by Ernest Becker, in which the author builds on the works of Brown, Søren
Kierkegaard, Sigmund Freud, and Otto Rank.[17] It was awarded the Pulitzer
Prize for General Nonfiction in 1974.[18]
See also edit Freudo-Marxism Books edit 1947. Hermes the Thief: The
Evolution of a Myth. Madison: University of Wisconsin Press. 1953. Hesiod,
Theogony. Translated and with an introduction by Norman O. Brown. Indianapolis
: Bobbs-Merrill. 1959. Life Against Death: The Psychoanalytical Meaning of
History. Middletown: Wesleyan University Press. 1966. Love's Body. New York:
Random House. 1973. Closing Time. New York: Random House. 1991. Apocalypse
and/or Metamorphosis. Berkeley: University of California Press. 2009. The
Challenge of Islam: The Prophetic Tradition. Ed. by Jerome Neu. Santa Cruz,
California: New Pacific Press. References edit
Green, Emily (19 October 2003). "The Poet of Plants". Los
Angeles Times. Thornton, Bruce S. (1997).
Eros: The Myth of Ancient Greek Sexuality. Westview Press. p. 47. ISBN
0-8133-3226-5. "Clifton College
Register" Muirhead, J.A.O. p418: Bristol; J.W Arrowsmith for Old
Cliftonian Society; April, 1948 Martin,
Douglas (October 4, 2002). "Norman O. Brown Dies; Playful Philosopher Was
89". The New York Times. Zaretsky,
Eli (Mar–Apr 2003). "Norman O. Brown, 1913-2002". Radical Philosophy.
118: 50–52. Retrieved 7 December 2013.
Perloff, Marjorie (1994). John Cage: Composed in America. University of
Chicago Press. ISBN 0-226-66056-7. John
(Milton) Cage, (Jr.) Biography. BookRags.com. 2010-11-02. Retrieved
2013-08-01.
http://www.writing.upenn.edu/~afilreis/88v/cage-radio.html John Cage on
"Empty Words" and the demilitarization of language, in a radio
interview, August 8, 1974 John Cage
(1981). Empty Words: Writings '73–'78. Wesleyan University Press. p. 123. ISBN
978-0-8195-6067-4. "John Cage and
Norman O. Brown photographs"(PDF). Oac.cdlib.org. Retrieved
2013-10-20. William Palmer (2001).
Engagement with the Past. University Press of Kentucky. p. 100. ISBN
0-8131-7088-5. Keen, Sam. (1974). Voices
and Visions. New York: Harper & Row. ISBN 0-06-064260-2. Podhoretz, Norman. (1999). Ex-Friends:
Falling out with Allen Ginsberg, Lionel and Diana Trilling, Lillian Helman,
Hannah Arendt, and Norman Mailer. New York: The Free Press. ISBN
0-684-85594-1. Michael S. Roth,
EDUCATION, FREEDOM AND DISTINCTION Remarks at the Phi Beta Kappa Initiation
(2008) http://www.wesleyan.edu/president/text/2008_phibetakappa.html Brown, Norman. (1991). Apocalypse and/or
Metamorphosis. Berkeley: University of California Press. ISBN
0-520-07298-7. "New Light on the
Art of Islam | Reviews | Seven Pillars House of Wisdom".
Sevenpillarshouse.org. 2010-04-27. Archived from the original on 2012-10-22.
Retrieved 2013-08-01. *Becker, Ernest
(1973). The Denial of Death. New York: Simon & Schuster. ISBN
0-684-83240-2. "The 1974 Pulitzer
Prize Winner in General Nonfiction". The Pulitzer Organization. Retrieved
2023-05-18. Further reading edit In Memoriam: Norman O. Brown, ed. by Jerome
Neu, New Pacific Press, 2007 David Greenham, The Resurrection of the Body: The
Work of Norman O. Brown, Lexington Books, 2006 Dale Pendell, Walking with
Nobby: Conversations with Norman O. Brown, Mercury House, 2008 John Dizikes and
Andrew Orlans, "Remembering Nobby: Reminiscences of John Dizikes and
Andrew Orlans", March 2007, transcript published 2012 and included in
Regional History Project at Special Collections, McHenry Library, UCSC or
available from The Norman O Brown Appreciation Facebook group. External links
edit Wikiquote has quotations related to
Norman O. Brown. A Brief Biography from UC Santa Cruz Library Article on Nobby
in Metroactive Last edited 7 months ago by Οἶδα RELATED ARTICLES Life Against Death 1959 book by Norman O. Brown
Wesleyan University Press American university press Love's Body 1966 book by
Norman O. Brown Wikipedia Wikimedia Foundation Powered by MediaWiki Content is
available under CC BY-SA 4.0. I have been, so far, in the early stages of an
attempt to estimate the prospects of what I shall now rename as an
"Equivocality Thesis" with respect to certain common modals (that is,
a thesis, or set of theses, with respect to particular common modals, which
claims that they are univocal across the practical/alethic divide, or if they
are multivocal, then their multivocality appears equally on each side of the
barrier). My strategy has been to put up as good an initial case as I could in
favour of representing the use of certain modals on different sides of the
barrier as explicable in terms of a single set of acceptability modals, which
are to be semantically barrier-indifferent; the differences between alethic and
practical acceptabilities being attributed to the semantic differences between
judicative and volitive mode-markers (*F' and T), together with structural
differences, such as the appearance on the practical side of
"two-slot" antecedents, with 'mixed' mode-markers, in acceptability
conditionals, which might reasonably themselves be attributed to differences
between 'H'and 'T. I have so far considered only volitive acceptabilities which
might be thought of as more or less analogous to Kant's Technical Imperatives;
and 1 have not yet raised any question about the inferential relations which
might obtain across the barrier, in particular about the possibility that volitive
acceptabilities (or some of them) might be equivalent to, or inferable from,
certain alethic acceptabilities. It is time to attend to these lacunae,
starting with the second. The existence of such cross-barrier inferabilities
would be of interest in more than one way. (1) It would be of interest in
itself, as providing some interesting general logical facts; (2) anyone who
regarded practical acceptabilities as philosophically problematic, but did not
feel the same way about alethic acceptabilities, might be reassured in so far
as he could think of practical acceptabilities as derivable from alethic
acceptabilities; (3) someone who did not regard either variety of acceptability
as specially problematic, might well (and no doubt should) regard both as in need
of philosophical justi-fication, and it would be a step towards such
justification to show that, provided certain alethic acceptabilities are
justifiable, certain practical acceptabilities are also justifiable; (4) the
display of such cross-barrier relations might itself be relevant to the
prospects of the "Equivocality Thesis". I shall begin the substantial discussion of
this topic by taking a common modal which I have not so far associated with any
of the sub-varieties of acceptability, namely, the modal "should". In
a certain sense, this is a slight cheat, since my purpose in so doing is to
cover up some of the intricacies of detail which would complicate matters if I
were to proceed with direct reference of modals already invoked; but as I
intend shortly to lay bare some of that detail, perhaps my procedure might be
regarded as an expository device, and so as only a temporary cheat. Let us take as our example the following
acceptability sentence: "To
preserve a youthful complexion, if one has a relatively insensitive skin, one
should smear one's face with peanut butter before retiring at night." This
fascinating recipe can be thought of as being, in my scheme of representation,
expressible as "It should be, given that let one preserve a youthful
complexion and that one has a relatively insensitive skin, that let one smear
one's face with peanut butter before retiring", or in an abbreviated
general symbolism "Should (! E, - F; I G)". Now there is at least
some initial plausibility in the idea that this practical acceptability
statement is satisfactory (qua true) just in case the following alethic
acceptability statement is also acceptable (qua true): "It should be,
given that it is the case that one smears one's skin with peanut butter before
retiring and that it is the case that one has a relatively insensitive skin,
that it is the case that one preserves a youthful complexion." More
generally, there is some plausibility to the idea that an ex emplar of the form
'Should (I E, - E; ! G) is true just in case a corresponding examplar of the
form Should (FE, -G; FE) is true. Before
proceeding further, I will attempt to deal briefly with a possible objection
which might be raised at this point. I can imagine an ardent descriptivist, who
first complains, in the face of someone who wishes to allow a legitimate
autonomous status to practical acceptability generalizations, that
truth-conditions for such generalizations are not available, and perhaps are in
principle not available; so such generalizations are not to be taken seriously.
We then point out to him that, at least for a class of such cases,
truth-conditions are available, and that they are to be found in related
alethic generalizations, a kind of generalization he accepts. He then complains
that, if finding truth-conditions involves representing the practical
acceptability generalizations as being true just in case related alethic
generalizations are true, then practical acceptability generalizations are
simply reducible to alethic generalizations, and so are not to be taken
seriously for another reason, namely, that they are simply transformations of
alethic generalizations, and we could perfectly well get on without them. Maybe
some of you have heard some ardent descriptivists arguing in a style not so
very different from this. Now a deep reply to such an objection would involve
(I think) a display of the need for a system of reasoning in which the value to
be transmitted by acceptable inference is not truth but practical value,
together with a demonstration of the role of practical acceptability
generalizations in such a system. I suspect that such a reply could be
constructed, but I do not have it at my fingertips (or tongue-tip), so I shall
not try to produce it. An interim reply, however, might take the following
form: even though it may be true (which is by no means certain) that certain
practical acceptability generalizations have the same truth-conditions as
certain corresponding alethic generalizations, it is not to be supposed that
the former generalizations are simply reducible to the latter (in some
disrespectful sense of reducible). For though both kinds of generalization are
defeasible, they are not defeasible in the same way; more exactly, what is a
defeating condition for a given practical generalization is not a defeating
condition for its alethic counterpart. A
generalization of the form 'should (LE, - F; ! G)' may have, as a defeating
condition, 'E"; that is to say, consistently with the truth of this
generalization, it may be true that should (! E & | B*, - F: 1G*) where 'G*
is inconsistent with 'G. But since, in the alethic counterpart generalization
should (F E, - G; - E): 'E does not
occur in the antecedent, 'E* cannot be a defeating condition for this
generalization. And, since liability to defeat by a certain range of defeating
conditions is essential to the role which acceptability generalizations play in
reasoning, this difference between a practical generalization and its alethic
counterpart is sufficient to eliminate the reducibility of the former to the
latter. To return to the main theme of
this section. If, without further ado, we were to accept at this point the
suggestion that 'should (I E, - F; I G) is true just in case should (F F, F G;
F E) is true, we should be accepting it simply on the basis of intuition
(includ-ing, of course, linguistic or logical intuition under the head of
"intu-ition'"). If the suggestion is correct then we should attain,
at the same time, a stronger assurance that it is correct and a better theoretical
understanding of the alethic and practical acceptability, if we could show why
it is correct by deriving it from some general principle(s). Kant, in fact, for
reasons not unlike these, sought to show the validity of a different but fairly
closely related Technical Imperative by just such a method. The form which he
selects is one which, in my terms, would be represented by "It is fully
acceptable, given let it be that B, that let it be that A" or "It is
neces-sary, given let it be that B, that let it be that A". Applying this
to the one fully stated technical imperative given in Grundlegung, we get
"It is necessary, given let it be that one bisect a line on an unerring
principle, that let it be that I draw from its extremities two intersecting
arcs". Call this statement, (o). Though he does not express himself very
clearly, 1 am certain that his claim is that this imperative is validated in
virtue of the fact that it is, analytically, a consequence of an indicative
statement which is true and, in the present context, unproblematic, namely, the
statement vouched for by geo-metry, that if one bisects a line on an unerring
principle, then one does so only as a result of having drawn from its
extremities two intersecting ares. Call this statement, (B). His argument seems
to be expressible as follows. (a) It is
analytic that he who wills the end (so far as reason decides his conduct),
wills the indispensable means thereto,
So (2) it is analytic that (so far as one is rational) if one wills that
A, and judges that if A, then A as a result of B, then one wills that B. So 3)
it is analytic that (so far as one is rational) if one judges that if A, then A
as a result of B, then if one wills that A then one wills that B. So (4) it is analytic that, if it is true
that if A, then A as a result of B, then if let it be that A, then it must be
that let it be that B. From which, by
substitution, we derive (5): it is analytic that if ß then o. Now it seems to me to be meritorious, on
Kant's part, first that he saw a need to justify hypothetical imperatives of
this sort, which it is only too easy to take for granted, and second that he
invoked the principle that "he who wills the end, wills the means";
intuit-ively, this invocation seems right. Unfortunately, however, the step
from (3) to (4) seems open to dispute on two different counts. It looks as if an unwarranted 'must' has appeared in
the consequent of the conditional which is claimed, in (4), as analytic; the
most that, to all appearances, could be claimed as being true of the antecedent
is that "if let it be that A then let it be that B. (Perhaps more serious.) It is
by no means clear by what right the psychological verbs 'judge' and will, which
appear in (3), are omitted in (4); how does an (alleged) analytic connection
between (i) judging that if A, A as a result of B and (ii) its being the case
that if one wills that A then one wills that B yield an analytic connection
between (i) it's being the case that if A, A as a result of B and (ii) the
'proposition' that if let it be that A then let it be that B? Can the presence
in (3) of the phrase "in so far as one is rational" legitimize this
step? I do not know what remedy to propose for the first of these two
difficulties; but I will attempt a reconstruction of Kant's line of argument
which might provide relief from the second. It might, indeed, even be an
expansion of Kant's actual thinking: but whether or not this is so, I am a very
long way from being confident in its adequacy.
(1) Let us suppose it to be a fundamental psychological law that,
ceteris paribus, for any creature x (of a sufficiently developed kind), no
matter what A and B are, if x wills A and judges that if A, A only as a result
of B, then x wills B. This I take to be a proper representation of "he who
wills the end, wills the indispensable means"; and in calling it a
fundamental law I mean that it is the law, or one of the laws, from which
'willing' and 'judging' derive their sense as names of concepts which explain
behaviour, So, 1 assume, to reject it would be to deprive these words of their
sense. If x is a rational creature,
since in this case his attitudes of acceptance are at least to some degree
under his control (volitive or judicative assent can be withheld or refused),
this law will hold for him only if the following is true: (2) x wills (it is x's will) that (for any A,
B) if x wills that A and judges that if A, A only as a result of B, then x is
to will that B. In so far as x proceeds
rationally, x should will as specified in
only if x judges that if it is
satisfactory to will that A and also satisfactory to judge that if A, A only as
a result of B, then it is satisfactory to will that B; otherwise, in willing as
specified in (2), he will be willing to run the risk of passing from
satisfactory attitudes to unsatisfactory ones. So, given that x wills as
specified in (2): x should (qua rational judge
that (for any A, B) if it is satisfactory to will that A and also satisfactory
to judge that it A. A only as a result of B, then it is satisfactory to will
that B. Since the satisfactoriness of
attitudes of acceptance resolves itself into the satisfactoriness (in the sense
distinguished in the previous chapter) of the contents of those attitudes
(marked by the appropriate mode-markers), if x judges as specified in (3)
then: (4) x should (qua rational) judge
that (for any A, B) if it is satisfactory that ! A and also satisfactory that
if it is the case that A, A only as a result of B, then it is satisfactory that
! B. And, if x judges as in (4), then
(because (A & B → C) yields A → (B → C)):
(5) x should judge that (for any A, B) if it is satisfactory that if A,
A only because B, then it is satisfactory that, if let it be that A, then let
it be that B. But if x judges that
satisfactoriness is, for any A, B, transmitted in this particular way,
then: (6) x should judge that (for any
A, B) if A, A only because B, yields if let it be that A, then let it be that
B. But if any rational being should (qua rational) judge that (for any A, B)
the first 'propositional' form yields the second, then the first propositional
form does yield the second; so: (7) (For
any A, B) if A, A only because B yields if let it be that A, then let it be
that B. (A special apology for the
particularly violent disregard of use and mention'; my usual reason is
offered.) Fig. 4 summarizes the steps of
the argument. 1. Kant's steps a = It is necessary, given let it be that one
bisect a line on an unerring prin-
ciple, that let it be that 1 draw from its extremities two intersecting
arcs. ß = If one bisects a line on an unerring principle, then one does so only
as a result of having drawn from its extremities two intersecting arcs. (t) It is analytic that (so far as he is
rational) he who wills the end wills the
It is analytic that (so far as
one is rational) if one wills that A, and judges that if A, then A only as a
result of B, then one wills that B. It is analytic that (so far as one is rational) if one
judges that if A, A as a result of B, then if one wills that A one wills that
B. It is analytic that if. if A,
then A as a result of B, then, if let it be that A, then it must be that let it
be that B, It is analytic that if B, then
or. I1. Reconstruction steps (5)
Fundamental law that (ceteris paribus) for any creature x (for any A, B), if x
wills A and judges that if A, then A as a result of B; then x wills B. x wills that (for any A, B) if x wills A and judges
that if A, A as a result of B, then x is to will that B, x should (qua rational) judge
that (for any A, B) if it is satisfactory to will that A and also satisfactory
to judge that if A, A only as a result of B, then it is satisfactory to will
that B. × should (qua rational) judge
that (for any A, B) if it is satisfactory that ! A and also satisfactory that
if + A, then I A only as a result of B, then it is satisfactory that ! B. x should (qr.) judge that (for
any A, B) if it is satisfactory that if + A, FA only because B, then it is
satisfactory that, if let it be that A, then let x should (q.r.) judge that (for
any A, B) if A, A only because B, yields if let it be that A, then let it be
that B. (For any A. B) if A, A only
because B yields if let it be that A, then let it FiG. 4. Validation of
technical acceptabilities It will be convenient to initiate the discussion of
this topic by again referring to Kant. Kant thought that there is a special sub-class
of Hypothetical Imperatives (which he called "counsels of prudence")
which were like his class of Technical Imperatives, except in that the end
specified in a full statement of the imperative is the special end of Happiness
(one's happiness). To translate into my terminology, this seems to amount to
the thesis that there is a special subclass of, for example, singular practical
acceptability conditionals which exemplifies the structure "it is
acceptable, given that let a (an indi-vidual) be happy, that let a be (do)
G"; an additional indicative sub-antecedent ("that it is the case
that a is F") might be sometimes needed, and could be added without
difficulty. There would, presumably, be a corresponding special subclass of
acceptability generalizations. The main characteristics which Kant would
attribute to such prudential acceptability conditionals would, I think, be the
following. The foundation for such
conditionals is exactly the same as that for technical imperatives; they would
be treated as being, in principle, analytically consequences of indicative
statements to the effect that so-and-so is a (the) means to such-and-such. The
relation between my doing philosophy now and my being happy would be a causal
relation not significantly different from the relation between my taking an
aspirin and my being relieved of my headache. However, though the relation
would be the same, the question whether in fact my doing philosophy now will
promote my happiness is insoluble; to solve it, I should have to be omniscient.
since I should have to determine that my doing philosophy now would lead to
"a maximum of welfare in my present and all future circumstances" The special end (happiness) of
specific prudential acceptability conditionals is one which we know that, as a
matter of "natural necessity", every human being has; so, unlike
technical imperatives, their applicability to himself cannot be disclaimed by
any human being. (4) Before we bring in the demands of morality (which will
prescribe concern for our own happiness as a derivative duty), the only
positive evaluation of a desire for one's happiness is an alethic evalu-ation;
one ought to, or must, desire one's own happiness only in the sense that,
whoever one may be, it is acceptable that it is the case that one desire one's
own happiness; the 'ought' or 'must' is non-practical. (This position seems to
me akin to a Humean appeal to "natural dispositions, in place of
justification.) Iwould wish to disagree
with Kant in two, or possibly three, ways.
(1) Kant, I think, did not devote a great deal of thought to the nature
of happiness, no doubt because he regarded it as being of little importance to
the philosophical foundations of morality.
So it is not clear whether he regarded happiness as a distinct end from
the variety of ends which one might pursue with a view to happiness, rather
than as a complex end which includes (in some sense of "include ) some of
such ends. If he did regard it as a distinct end, then I think he was
wrong. I think he was certainly wrong
in thinking of something's being conducive to happiness as being on all fours
with, say, something's being conducive to the relief of a headache; as,
perhaps, a matter (in both cases) of causal relationship. I would like to think him wrong
in thinking that (morality apart) there is no practical interpretation of
'ought' in which one ought to pursue (desire, aim at) one's own happiness. We
have, then, three not unconnected questions which demand some attention. What is the nature of happiness? In what sense (if any) (and
why) should I desire, or aim at, my own happiness? What is the nature of the
connection between things which are conducive to happiness and happiness?
(What, specifically, is implied by 'conducive?) Though it is fiendishly
difficult, I shall take up question (C) first.
I trust that I will be forgiven if I do not present a full and
coherent answer. Let us take a brief look at Aristotle.
Aristotle was, I think, more
sophisticated in this area. Though it is by no means beyond
dispute, I am disposed to think that he did regard Happiness (eudaemonia) as a
complex end 'containing' (in some sense) the ends which are constitutive of
happiness; to use the jargon of recent commentators, I suspect he regarded it
as an 'inclusive' and not a 'dominant' end. He certainly thought that one
should (practical should') aim at one's own happiness. (The matter directly relevant
to my present purpose.) I strongly suspect that he did not think that the
relationship between, say, my doing philosophy and my happiness was a
straightforward causal relationship. The passage which I have in mind is
Nicomachean Ethics Vl. 12, 13, where he distinguishes between wisdom
("prac-tical wisdom") and cleverness (or, one might say, resourcefulness).
He there makes the following statements: (a) that wisdom is not the same as
cleverness, though like it, (b) that wisdom does not exist without cleverness,
(c) that wisdom is always laudable (to be wise one must be virtuous), but
cleverness is not always laudable, for example, in rogues, (d) that the
relation between wisdom and cleverness is analogous to the relation between
'natural' virtue and virtue proper (he says this in the same place as he says
(a)). Faced with these not exactly
voluminous remarks, some commentators have been led (not I think without
reluctance) to interpret Aristotle as holding that the only difference between
wisdom and cleverness is that the former does, and the latter does not, require
the presence of virtue; to be wise is simply to be clever in good causes. Apart
from the fact that additional difficulties are generated thereby, with respect
to the interpretation of Nicomachean Ethics VI, to attribute this view to
Aristotle does not seem to indicate a very high respect for his wisdom,
particularly as the text does not seem to demand such an interpretation. Following an idea once given me, long ago, by
Austin, I would prefer to think of Aristotle as distinguishing between the
characteristic manifestation of wisdom, namely, the ability to determine what
one should do (what should be done), and the characteristic manifestation of
cleverness, which is the ability to determine how to do what it is that should
be done. On this interpretation cleverness would plainly be in a certain sense
subordinate to wisdom, since opportunity for cleverness (and associated
qualities) will only arise after there has been some determination of what it
is that is to be done. It may also be helpful (suggestive) to think of wisdom
as being (or being assimilable to) administrative ability, with cleverness
being comparable with executive ability. I would also like to connect
cleverness, initially, with the ability to recognize (devise) technical
acceptabilities (though its scope might be larger than this, while wisdom is
shown primarily in other directions. On such assumptions, expansion of the
still obscure Aristotelian distinction is plainly a way of pursuing question
(C), or questions closely related to it; for we will be asking what other kinds
of acceptabilities (beyond 'technical acceptabilities) we need in order to
engage (or engage effectively) in practical reasoning. I fear my contribution
here will be sketchy and not very systematic.
We might start by exploring a little further the 'administrative/
executive distinction, a distinction which, I must admit, is extremely hazy and
also not at all hard and fast (lines might be drawn, in different cases, in
quite different places). A boss tells his secretary that he will be travelling
on business to such-and-such places, next week, and asks her to arrange travel
and accommodation for him. I suspect
that there is nothing peculiar about that. But suppose, instead of giving her
those instructions, he had said to her that he wanted to travel on business
somewhere or other, next week, and asked her to arrange destinations, matters
to be negotiated, firms to negotiate with, and brief him about what to say to
those whom he would visit. That would be a little more unusual, and the
secretary might reply angrily, "I am paid to be your secretary, not to run
your business for you, let alone run you." What (philosophically)
differentiates the two cases? Let us
call a desire or intention D which a man has at t "ter-minal for him at
t" if there is no desire or intention which he has at t, which is more
specific than D; if, for example, a man wanted at ta car, but it was also true
of him that he wanted a Mercedes, then his desire for a car would not be
terminal. Now I think we can (roughly) distinguish (at least) three ways in which
a terminal desire may be non-specific.
(1) D may be finitely non-specific; for example, a man may want a large,
fierce dog (to guard his house) and not care at all what kind of large, fierce
dog he acquired; any kind will do (at least within some normal range).
Furthermore, he does not envisage his attitude, that any kind will do, being
changed when action-time comes; he will of course get some particular kind of
dog, but what kind will simply depend on such things as availability. D may be indeterminately non-specific: that is to say
the desirer may recognize, and intend, that before he acts the desire or
intention D should be made more specific than it is; he has decided, say, that
he wants a large, fierce dog, but has not yet decided what kind he wants. It
seems to me that an indeterminately non-specific desire or intention differs
from a finitely non-specific desire in a way which is relevant to the
application of the concept of means-taking. If the man with the finitely
non-specific desire for a large, fierce dog decides on a mastiff, that would be
(or at least could be) a case of choosing a mastiff as a means to having a
large, fierce dog, but not something of which getting a large, fierce dog would
be an effect. But, if the man with the indeterminate desire for a large, fierce
dog decides that he wants a mastiff (as a further determination of that
indeterminate desire), that is not a case of means-picking at all. There is a further kind of
non-specificity which I mention only with a view to completeness: a desire D
may be vaguely, or indefinitely, non-specific; a man may have decided that he
wants a large, fierce dog, but it may not be very well defined what could count
as a large, fierce dog; a mastiff would count, and a Pekinese would not, but
what about a red setter? In such cases the desire or intention needs to be
interpreted, but not to be further specified. With regard to the first two
kinds of non-specificity, there are some remarks to be made. (i) We do not usually (if we are sensible)
make our desires more determinate than the occasion demands; if getting a dog
is not a present prospect, a man who decides exactly what kind of dog he would
like is engaging in fantasy. (2) The
final stage of determination may be left to the occasion of action; if I want
to buy some fancy curtains, I may leave the full determination of the kind
until I see them in Circumstances may
change the status of a desire; a man may have a finitely non-specific desire
for a dog until he talks to his wife, who changes things for him (making his
desire inde-terminately non-specific).
(4) Indeterminately non-specific
desires may of course be founded (and well founded) on reasons, and so may be
not merely desires one does have but also desires which one should have. We may now return to the boss and his
secretary. It seems to me that what the 'normally' behaved boss does (assuming
that he has a very new and inexperienced secretary) is to reach a finitely
non-specific desire or intention (or a set of such), communicate these to his
secretary, and leave to her the implementation of this (these) intention(s); he
presumes that nothing which she will do, and no problem which she will
encounter, will disturb his intention (for, within reasonable limits, he does
not care what she does), even though her execution of her tasks may well
involve considerable skill and diplomacy (deinotes). If she is more senior,
then he may well not himself reach a finitely, but only an indetermin-ately,
non-specific intention, leaving it to her to complete the determination and
trusting her to do so more or less as he would himself. If she reaches a
position in which she is empowered to make determinate his intentions not as
she thinks he would think best, but as she thinks best, then I would say that
she has ceased to be a secretary and has become an administrative
assistant. This might be a convenient
place to refer briefly to a distine-tion which is of some importance in
practical thinking which is not just a matter of finding a means, of one sort
or another, to an already fixed goal, and which is fairly closely related to
the process of determination which I have been describing. This is the
distinction between non-propositional ends, like power, wealth, skill at chess,
gardening; and propositional or objective ends, like to get the Dean to agree
with my proposal, or that my uncle should go to jail for his peculations of the
family money. Non-propositional ends are in my view universals, the kind of
items to be named by mass-terms or abstract nouns. I should like to regard
their non-propositional appearance as genuine; I would like them to be not only
things which we can be said to pursue, but also things which we can be said to
care about; and I would not want to reduce caring about' to 'caring that,
though of course there is an intimate connection between these kinds of caring.
I would like to make the following points.
Non-propositional ends enter
into the most primitive kinds of psychological explanation; the behaviour of
lower animals is to be explained in terms of their wanting food, not of their
wanting (say) to eat an apple. Non-propositional ends are characteristically variable
in degree, and the degrees are valuationally ordered; for one who wants wealth,
a greater degree of wealth is (normally) preferable to a lesser degree. They are the type, I think, to
which ultimate ends which are constitutive of happiness belong; and not without
reason, since their non-propositional, and often non-temporal, character
renders them fit members of an enduring system which is designed to guide
conduct in particular cases. The process of determination applies to them, indeed,
starts with them; desire for power is (say) rendered more determinate as desire
for political power; and objectives (to get the position of Prime Minister) may
be reached by determination applied to non-propositional ends. Though it is clear to me that
the distinction exists, and that a number of particular items can be placed on
one side or another of the barrier, there is a host of uncertain examples, and
the distinction is not easy to apply. Let us now look at things from her (the
secretary's) angle. First, many (indeed most) of the things she does, though
perhaps cases of means-finding, will not be cases of finding means of the kind
which philosophers usually focus on, namely, causal means. She gets him an
air-ticket, which enables, but does not cause, him to travel to Kalamazoo,
Michigan; she arranges by telephone for him to stay at the Hotel Goosepimple; his
being booked in there is not an effect but an intended outcome of her
conversation on the telephone; and his being booked in at that hotel is not a
cause of his being booked at a hotel, but a way in which that situation or
circumstance is realized. Second, if during her operations she discovers that
there is an epidemic of yellow fever at Kalamazoo, she does not (unless she
wishes to be fired) go blindly ahead and book him in; she consults him, because
something has now happened which will (if he knows of it) disturb his finitely
non-specific inten-tion; indeed may confront the boss with a plurality of
conflicting (or apparently conflicting) ends or desiderata; a situation which
is next in line for consideration. Before turning to it, however, I think 1
should remark that the kind of features which have shown up in this
interpersonal transaction are also characteristic of solitary deliberation,
when the deliberator executes his own decisions. We are now, we suppose, at a stage at which
the secretary has come back to the boss to announce that if she executes the
task given her (implements the decision about what to do which he has reached),
there is such-and-such a snag; that is, the decision can be implemented only at
the cost of a consequence which will (or which she suspects may) dispromote
some further end which he wants to promote, or promote some
"counter-end" which he wants to dispromote. We may remark that this kind of problem is not
something which only arises after a finitely non-specific intention has been
formed; exactly parallel problems are frequently, though not invariably,
encountered on the way towards a finitely non-specific intention or desire.
This prompts a further comment on Aristotle's remark that, though wisdom is not
identical with cleverness. wisdom does not exist without cleverness. This
dictum covers two distinct truths; first, that if a man were good at deciding
what to do, but terrible at executing it (he makes a hash of working out train
times, he is tactless with customs officials, he irritates hotel clerks into
non-cooperation), one might hesitate to confer upon him the title 'wise'; at
least a modicum of cleverness is required Second, and more interestingly,
cleverness is liable to be manifested at all stages of deliberation; every time
a snag arises in connection with a tentative determination of one's will,
provided that the snag is not blatantly obvious, some degree of cleverness is
manifested in seeing that, if one does such-and-such (as one contemplates
doing), then there will be the undesirable result that so-and-so. The boss may now have to
determine how 'deep' the snag is, how radically his plan will have to be
altered to surmount it. To lay things out a bit, the boss might (in some sense
of might'), in his deliberation, have formed successively a series of indeterminately
non-specific intentions (1, L, I... I,), where each member is a more specific
determination of its predecessor, and 1, represents the final decision which he
imparted to the secretary. He now (the idea is) goes back to this sequence to
find the most general (least specific) member which is such that if he has that
intention, then he is saddled with the unwanted consequences. He then knows where modification is required.
Of course, in practice he may very weil not have constructed such a convenient
sequence; if he has not, then he has partially to construct one on receipt of
the bad news from the secretary, to construct one (that is) which is just
sufficiently well filled in to enable him to be confident that a particular
element in it is the most generic intention of those he has, which generates
the undesirable consequence. Having now
decided which desire or intention to remove, how does he decide what to put in
its place? How, in effect, does he
"compound his surviving end or ends with the new desideratum, the
attainment of the end (or the avoidance of the counter-end) which has been
brought to light by the snag? Now I have to confess that in connection with
this kind of problem, I used to entertain a certain kind of picture. Let us
label (for simplicity) initially just two ends E' and E?, with degrees of
"objective desirability" d and d. For any action a, which might
realize E', or E%, there will be a certain probability P, that it will realize
E', a certain probability P, that it will realize E, and a probability P., (a
function of p, and p.) that it will realize both. If E' and E are inconsistent
(again, for simplicity, let us suppose they are) Pre will be zero. We can now,
in principle, characterize the desirability of the action a,, relative to each
end (E' and E*), and to each combination of ends (here just E' and E*), as a
function of the desirability of the end and the probability that the action a,
will realize that end, or combination of ends. If we envisage a range of
possible actions, which includes a, together with other actions, we can imagine
that each such action has a certain degree of desirability relative to each end
(E' and (or) E*) and to their combination. If we suppose that, for each
possible action, these desirabilities can be compounded (perhaps added), then
we can suppose that one particular possible action scored higher (in
action-desirability relative to these ends) than any alternative possible
action; and that this is the action which wins out; that is, is the action
which is, or at least should, be performed. (The computation would in fact be
more complex than I have described, once account is taken of the fact that the
ends involved are often not definite (determinate) states of affairs (like
becoming President), but are variable in respect of the degree to which they
might be realized (if one's end is to make a profit from a deal, that profit
might be of a varying magnitude); so one would have to consider not merely the
likelihood of a particular action's realizing the end of making a profit, but
also the likelihood of its realizing that end to this or that degree; and this
would considerably complicate the computational problem.) No doubt most readers are far too sensible
ever to have entertained any picture even remotely resembling the
"Crazy-Bayesy" one I have just described. I was not, of course, so
foolish as to suppose that such a picture represents the manner in which
anybody actually decides what to do, though I did (at one point) consider the
possibility that it might mirror, or reflect, a process actually taking place
in the physiological underpinnings of psychological states (desires and
beliefs), a process in the 'animal spirits, so to speak. I rather thought that
it might represent an ideal, a procedure which is certainly unrealized in fact,
and quite possibly one which is in principle unrealizable in fact, but still
something to which the procedures we actually use might be thought of as
approxima-tions, something for which they are substitutes; with the additional
thought that the closer the approximation the better the procedure. The inspirational source of such pictures as
this seems to me to be the very pervasive conception of a mechanical model for
the operations of the soul; desires are like forces to which we are sub-ject;
and their influence on us, in combination, is like the vectoring of forces. I
am not at all sure that I regard this as a good model; the strength of its
appeal may depend considerably on the fact that some model is needed, and that,
if this one is not chosen, it is not clear what alternative model is
available. If we are not to make use of
any variant of my one-time pic-ture, how are we to give a general
representation of the treatment of conflicting or competing ends? It seems to
me that, for ex-ample, the accountant with the injured wife in Boise might, in
the first instance, try to keep everything, to fulfil all relevant ends; he
might think of telephoning Redwood City to see if his firm could postpone for a
week the preparation of their accounts. If this is ineffective, then he would
operate on some system of priorities.
Looking after his wife plainly takes precedence over attention to his
firm's accounting, and over visiting his mother. But having settled on measures
which provide adequately for his wife's needs, he then makes whatever
adjustments he can to provide for the ends which have lost the day. What he
does not do, as a rule, is to com-promise; even with regard to his previous
decision involving the conflict between the claims of his firm and his mother,
substantially he adopted a plan which would satisfy the claims of the firm,
incorporating therein a weekend with mother as a way of doing what he could for
her, having given priority to the claims of the firm. Such systems of
priorities seem to me to have, among their significant features, the
following. They may be quite complex, and
involve sub-systems of priorities within a single main level of priority. It
may be that, for me, family concerns have priority over business concerns; and
also that, within the area of family concerns, matters affecting my children
have priority over matters concerning Aunt Jemima, whs been living with us all
these years. There is a distinction between
a standing, relatively long-term system of priorities, and its application to
particular occasions, with what might be thought of as divergences between the
two. Even though my relations with my children have, in general, priority over my
relations with Aunt Jemima, on a particular occasion I may accord priority to
spending time with Aunt Jemima to get her out of one of her tantrums over
taking my son to the z00 to see the hippopotami. It seems to me that a further important
feature of practical think-ing, which plays its part in simplifying the
handling of problems with which such thinking is concerned, is what I might
call its 'revi-sionist character (in a non-practical sense of that term). Our
desires, and ascriptions of desirability, may be relative in more than one
way. They may be 'desire-relative in
that my desiring A, or my regarding A as desirable, may be dependent on my
desiring, or regarding as desirable, B; the desire for, or the desirability of,
A may be parasitic on a desire for, or the desirability of, B. This is the
familiar case of A's being desired, or desirable for the sake of B. But desires
and desirabilities may be relative in another slightly less banal way, which
(initially) one might think of as fact-relativity. They may be relative to some
actual or supposed prevailing situation; and, relative to such prevailing
situations, things may be desired or thought desirable which would not normally
be so regarded. A man who has been sentenced to be hanged, drawn, and quartered
may be relieved and even delighted when he hears that the sentence has been
changed to beheading; and a man whose wealth runs into hundreds of millions may
be considerably upset if he loses a million or so on a particular transaction.
Indeed, sometimes, one is led to suspect that the richer one is, the more one
is liable to mind such decre-ments; witness the story, no doubt apocryphal,
that Paul Getty had pay-telephones installed in his house for the use of his
guests. The phenomenon of 'fact-relativity scems to reach at least to some
extent into the area of moral desirabilities. It can be used, I think, to
provide a natural way of disposing of the Good Samaritan paradox; and if one
recalls the parable of the Prodigal Son, one may reflect that what incensed the
for so long blameless son was that there should be all that junketing about a
fact-relative desirability manifested by his errant brother; why should one get
a party for that? It perhaps fits in
very well with these reflections that our practical thinking, or a great part
of it, should be revisionist or incremental in character; that what very
frequently happens is that we find something in the prevailing situation (or
the situation anticipated as prevailing) which could do with improvement or remove
a blemish. We do not, normally, set to work to construct a minor Utopia, It is
notable that aversions play a particularly important role in incremental
deliberations; and it is perhaps just that (up to a point) the removal of
objects of aversion should take precedence over the installation of objects of
desire. If I have to do without something which I desire, the desired object is
not (unless the desire is extreme) constantly present in imagination to remind
me that 1 am doing without it; but if I have to do or have something which 1
dislike, the object of aversion is present in reality, and so difficult to
escape. This revisionist kind of thinking seems to me to extend from the
loftiest problems (how to plan my life, which becomes how to improve on the pattern
which prevails) to the smallest (how to arrange the furniture); and it extends
also, at the next move so to speak, to the projected improvements which I
entertain in thought; I seck to improve on them; a master chess-player, it is
said, sees at once what would be a good move for him to make; all his thought
is devoted to trying to find a better one.
When one looks at the matter a little more closely, one sees that 'fact-relative' desirability is really
desirability relative to an anti-cipated, expected, or feared temporal
extension of the actual state of affairs which prevails (an extension which is
not necessarily identical with what prevails, but which will come about unless
something is done about it). And looked at a little more closely still, such
desires or desirabilities are seen to be essentially comparat-ive; what we try
for is thought of as better than the anticipated state which prompts us to try
for it. This raises the large and difficult question, how far is desirability
of its nature comparative? Is it just that the pundits have not yet given us a
non-comparative concept of desirability, or is there something in the nature of
desire, or in the use we want to make of the concept of desirability, which is
a good reason why we cannot have, or should not have, a non-comparative
concept? Or, perhaps, we do have one, which operates only in limited regions?
Certainly we do not have to think in narrowly incremental ways, as is attested
by those who seek to comfort us (or discomfort us) by getting us to count our
blessings (or the reverse); by, for example, pointing out that being beheaded
is not really so hot, or that, if you have 200 million left after a bad deal,
you are not doing so badly. Are such comforters abandoning comparative
desirability, or are they merely shifting the term of comparison? Do we find
non-comparative desirability (perhaps among other regions) in moral regions? If
we say that a man is honest, we are likely to mean that he is at least not less
honest than the average; but we do not expect a man, who wants or tries to be
honest, just to want or try to be averagely honest. Nor do we expect him to
aspire to supreme or perfect honesty (that might be a trifle presumptuous). We
do expect, perhaps, that he try to be as honest as he can, which may mean that
we don't expect him to form aspirations with regard to a lifetime record of any
sort for honesty, but we do expect him to try on each occasion, or limited
bunch of occasions, to be impeccably honest on those occasions, even though we
know (and he knows) that on some occasions at some times there will or may be
lapses. If something like this interpretation be correct, it may correspond to
a general feature of universals (non-propositional ends) of which one cannot
have too much, a type of which certain moral universals are specimens;
desirabilities in the case of such universals are, perhaps, not com-parative.
But these are unworked-out speculations.
To summarize briefly this rambling, hopefully somewhat dia-gnostic, and
certainly unsystematic discussion. I have suggested, in a preliminary enquiry
into practical acceptability which is other than technical acceptability: that practical thinking, which is not just means-end
think-ing, includes the determination or sharpening of anteced-ently
indeterminate desires and intentions; that means-end thinking is involved in the process of
such determination; that a certain sort of computational model may not be suitable; that systems of priorities,
both general and tailored to occasions, are central; that much, though not perhaps
all, of practical thinking is revisionist and comparative in character. I turn
now to a brief consideration of questions (A) and (B) which I distinguished
earlier, and left on one side. These questions
are: What is the nature of
happiness? In what sense, and why, should
I desire or aim at my own happiness? 1 shall
take them together. First, question (B)
seems to me to divide, on closer examina-tion, into three further
questions. Is there justification for the
supposition that one should, other things being equal, voluntarily continue
one's existence, rather than end it? (Given that the answer to (1) is 'yes.) Is there
justification for the idea that one should desire or seck to be happy? (Given that the answer to (2)
is 'yes.) Is there a way of justifying (evaluating favourably) the acceptance
of some particular set of ends (as distinct from all other such sets) as
constitutive of happiness (or of my happiness)? The second and third questions,
particularly the third, are closely related to, and likely to be dependent on,
the account of happiness provided in answer to question (A); indeed, such an
account might wholly or partly provide an answer to question (3), since
"happiness" might turn out to be a value-paradigmatic term, the
meaning of which dictates that to be happy is to have a combination of ends
which (the combination) is valuable with respect to some particular purpose or
point of view. I shall say nothing about
the first two questions; one or both of these would, I suspect, require a
careful treatment of the idea of Final Causes, which so far I have not even
mentioned. I will discuss the third question and question (A) in the next
chapter. H. P. Grice Grice has been, so far, in the early stages of an attempt
to estimate the prospects of what Grice shall now rename as an
"Aequi-vocality Thesis" with respect to certain common modals — that
is, a thesis, or set of theses, with respect to particular common modals, which
claims that they are *univocal*
across the practical/alethic divide,
or, if they are multi-vocal,
their multi-vocality appears equally on each side of the barrier. Grice’s strategy has been to put up as good
an initial case as he could in favour of representing the use of certain modals
on different sides of the barrier as explicable in terms of a single set of
acceptability modals, which are to be semantically barrier-indifferent. The differences between an alethic
acceptability and a practical acceptability being attributed to the semantic differences between
judicative and volitive mode-markers (*F' and T), together with structural differences, such as
— the appearance, on the practical side of a "two-slot"
antecedent, with a ‘mixed' mode-marker, in an acceptability conditional, which might reasonably themselves be
attributed to a difference between 'H'and 'T. Grice has so far considered only a
volitive acceptability which might be thought of as more or less analogous to Kant's
Technical Imperative and Grice has not
yet raised any question about the inferential relations which might obtain
across the barrier, in particular about the possibility that volitive
acceptabilities (or some of them) might be equivalent to, or inferable from,
certain alethic acceptabilities. It
is time to attend to these lacunae, starting with the second. The existence of such a cross-barrier
inferability would be of interest in more than one way. It would be of interest in itself, as
providing some interesting general logical facts; anyone who regarded a practical
acceptability as philosophically problematic, but did not feel the same way
about alethic acceptability, might be reassured in so far as he could think of
practical acceptabilities as derivable from alethic acceptabilities; someone who did not regard either variety
of acceptability as specially problematic, might well (and no doubt should)
regard both as in need of philosophical justification, and it would be a step towards
such a justification to show that, provided certain alethic acceptability is
justifiable, certain practical acceptability is also justifiable; the display of such a cross-barrier
relation might itself be relevant to the prospects of the "aequi-vocality
Thesis". Grice begins the
substantial discussion of this topic by taking a common modal which I have not
so far associated with any of the sub-varieties of acceptability, namely, the
modal "should". In a
certain sense, this is a slight cheat, since Grice’s purpose in so doing is to
cover up some of the intricacies of detail which would complicate matters if he
were to proceed with direct reference of modals already invoked; but as Grice intends shortly to lay bare
some of that detail, perhaps Grice’s procedure might be regarded as an
expository device, and so as only a temporary cheat. Let us take as our example the following
acceptability sentence: "To
preserve a youthful complexion, if one has a relatively insensitive skin, one
should smear one's face with peanut butter before retiring at night." This fascinating recipe can be thought of
as being, in Grice’s scheme of representation, expressible as It should be, given that let one preserve
a youthful complexion and that one has a relatively insensitive skin, that let
one smear one's face with peanut butter before retiring", or
in an abbreviated general symbolism
“Should (! E, - F; I G)".
Now there is at least some initial plausibility in the idea that this
practical acceptability statement is satisfactory (qua true) just in case the
following alethic acceptability statement is also acceptable (qua true): "It should be, given that it is the
case that one smears one's skin with peanut butter before retiring and that it
is the case that one has a relatively insensitive skin, that it is the case
that one preserves a youthful complexion." More generally, there is some plausibility
to the idea that an exemplar of the form 'Should (I E, - E; ! G) is true just
in case a corresponding examplar of the form Should (FE, -G; FE) is true. Before proceeding further, Grice will
attempt to deal briefly with a possible objection which might be raised at this
point. Grice can imagine an ardent
descriptivist, who first complains, in the face of someone who wishes to allow
a legitimate autonomous status to practical acceptability generalizations, that
truth-conditions for such generalizations are not available, and perhaps are in
principle not available; So such generalizations
are not to be taken seriously. We
then point out to him that, at least for a class of such cases,
truth-conditions are available, and that they are to be found in related
alethic generalizations, a kind of generalization he accepts. He then complains that, if finding
truth-conditions involves representing the practical acceptability
generalizations as being true just in case related alethic generalizations are
true, practical acceptability generalizations are simply reducible to alethic generalizations,
and so are not to be taken seriously for another reason, namely, that they are
simply transformations of alethic generalizations, and we could perfectly well
get on without them. Maybe some of you
have heard some ardent descriptivists arguing in a style not so very different
from this. Now a deep reply to such
an objection would involve (Grice thinks) a display of the need for a system of
reasoning in which the value to be transmitted by acceptable inference is not
truth but practical value, together with a demonstration of the role of
practical acceptability generalizations in such a system. Grice suspects that such a reply could be
constructed, but Grice does not have it at his fingertips (or tongue-tip), so
Grice shall not try to produce it. An
interim reply, however, might take the following form: even though it may be true (which is by no
means certain) that certain practical acceptability generalizations have the
same truth-conditions as certain corresponding alethic generalizations, it is
not to be supposed that the former generalizations are simply reducible to the
latter —in some disrespectful sense of reducible. For though both kinds of generalization are
defeasible, they are not defeasible in the same way; more exactly, what is a defeating
condition for a given practical generalization is not a defeating condition for
its alethic counterpart. A
generalization of the form ' should
(LE, - F; ! G)' may have, as a
defeating condition, 'E"; that
is to say, consistently with the truth of this generalization, it may be true
that should (! E & | B*, - F: 1G*) where 'G* is inconsistent with 'G. But since, in the alethic counterpart
generalization should (F E, - G; - E):
'E does not occur in the antecedent, '
E* cannot be a defeating condition for this generalization. And, since liability to defeat by a
certain range of defeating conditions is essential to the role which
acceptability generalizations play in reasoning, this difference between a
practical generalization and its alethic counterpart is sufficient to eliminate
the reducibility of the former to the latter.
To return to the main theme of this section. If, without further ado, we were to accept
at this point the suggestion that
'should (I E, - F; I G) is
true just in case should (F F, F G; F
E) is true, we should be accepting it
simply on the basis of intuition (includ-ing, of course, linguistic or logical
intuition under the head of "intuition'"). If the suggestion is correct, we should
attain, at the same time, a stronger assurance that it is correct and a better
theoretical understanding of the alethic and practical acceptability, if we
could show why it is correct by deriving it from some general principle. Kant, in fact, for reasons not unlike
these, sought to show the validity of a different but fairly closely related
Technical Imperative by just such a method.
The form which he selects is one which, in Grice’s terms, would be
represented by It is fully
acceptable, given let it be that B, that let it be that A" or " It is neces-sary, given let it be that B,
that let it be that A". Applying
this to the one fully stated technical imperative given in Grundlegung, we
get "It is necessary, given let
it be that one bisect a line on an unerring principle, that let it be that I
draw from its extremities two intersecting arcs". Call this statement, (o). Though Kant does not express himself very
clearly, Grice is certain that Kant’s claim is that this imperative is
validated in virtue of the fact that it is, analytically, a consequence of an
indicative statement which is true and, in the present context, unproblematic,
namely, the statement vouched for by geo-metry, that if one bisects a line on
an unerring principle, then one does so only as a result of having drawn from
its extremities two intersecting ares.
Call this statement, (B).
Kant’s argument seems to be expressible as follows. It is analytic that he who wills the end
(so far as reason decides his conduct), wills the indispensable means
thereto, So (2) it is analytic that
(so far as one is rational) if one wills that A, and judges that if A, A as a
result of B, one wills that B. So 3)
it is analytic that (so far as one is rational) if one judges that if A, A as a
result of B, then if one wills that A then one wills that B. So (4) it is analytic that, if it is true
that if A, then A as a result of B, then if let it be that A, then it must be
that let it be that B. From which, by
substitution, we derive (5): it is
analytic that if ß o. Now it seems to me to be meritorious, on
Kant's part, first that
he saw a need to justify hypothetical imperatives of this sort, which it
is only too easy to take for granted, and
second that Kant invokes the principle that "he
who wills the end, wills the means";
Machiavelli intuit-ively, this
invocation seems right.
Unfortunately, however, the step from (3) to (4) seems open to dispute on
two different counts. It looks as if
an unwarranted 'must' has appeared in the consequent of the conditional which
is claimed, in (4), as analytic; the
most that, to all appearances, could be claimed as being true of the antecedent
is that "if let it be that A let it be that B. Perhaps more serious. It is by no means clear by what right the
psychological verbs 'judge' and will, which appear in (3), are omitted in
(4); how does an (alleged) analytic
connection between (i) judging that if A, A as a result of B and (ii) its being
the case that if one wills that A then one wills that B yield an analytic
connection between (i) it's being the case that if A, A as a result of B and
(ii) the 'proposition' that if let it be that A then let it be that B? Can the presence in (3) of the phrase
"in so far as one is rational" legitimize this step? Grice does not know what remedy to propose
for the first of these two difficulties;
but Grice will attempt a reconstruction of Kant's line of argument which
might provide relief from the second.
It might, indeed, even be an expansion of Kant's actual thinking: but whether or not this is so, Grice is a
very long way from being confident in its adequacy. Let us suppose it to be a fundamental
psychological law that, ceteris paribus, for any creature x (of a sufficiently
developed kind), no matter what A and B are, if x wills A and judges that if A,
A only as a result of B, x wills B. This I take to be a proper representation
of "he who wills the end, wills the indispensable means"; and
in calling it a fundamental law Grice means that it is the law, or one
of the laws, from which 'willing' and 'judging' derive their sense as names of
concepts which explain behaviour, So,
Grice assumes, to reject it would be to deprive these words of their
sense. If x is a rational creature,
since in this case his attitudes of acceptance are at least to some degree
under his control (volitive or judicative assent can be withheld or refused),
this law will hold for him only if the following is true: (2) x wills (it is x's will) that (for any A,
B) if x wills that A and judges that if A, A only as a result of B, x is to
will that B. In so far as x proceeds
rationally, x should will as specified in
only if x judges that if it is satisfactory to will that A and also
satisfactory to judge that if A, A only as a result of B, then it is
satisfactory to will that B;
otherwise, in willing as specified in (2), he will be willing to run the
risk of passing from satisfactory attitudes to unsatisfactory ones. So, given that x wills as specified in
(2): x should (qua rational judge that
(for any A, B) if it is satisfactory to will that A and also satisfactory to
judge that it A. A only as a result of
B, then it is satisfactory to will that B.
Since the satisfactoriness of attitudes of acceptance resolves itself
into the satisfactoriness (in the sense distinguished in the previous chapter)
of the contents of those attitudes (marked by the appropriate mode-markers), if
x judges as specified in (3) then: (4)
x should (qua rational) judge that (for any A, B) if it is satisfactory that !
A and also satisfactory that if it is the case that A, A only as a result of B,
then it is satisfactory that ! B. And,
if x judges as in (4), then (because (A & B → C) yields A → (B → C)): (5) x should judge that (for any A, B) if it
is satisfactory that if A, A only because B, then it is satisfactory that, if
let it be that A, then let it be that B.
But if x judges that satisfactoriness is, for any A, B, transmitted in
this particular way, then: x should
judge that (for any A, B) if A, A only because B, yields if let it be that A,
then let it be that B. But if any rational being should (qua rational) judge
that (for any A, B) the first 'propositional' form yields the second, then the
first propositional form does yield the second; so: (7) (For any A, B) if A, A only because B
yields if let it be that A, then let it be that B. A special apology for the particularly
violent disregard of use and mention';
Grice’s usual reason is offered.)
Fig. summarizes the steps of the argument. 1. Kant's steps a = It is necessary, given let it be that
one bisect a line on an unerring prin-
ciple, that let it be that 1 draw from its extremities two intersecting
arcs. ß = If one bisects a line on an unerring principle, then one does so only
as a result of having drawn from its extremities two intersecting arcs. It is analytic that (so far as he is rational)
he who wills the end wills the It is analytic that (so far as
one is rational) if one wills that A, and judges that if A, then A only as a
result of B, then one wills that B. It is analytic that (so far as
one is rational) if one judges that if A, A as a result of B, then if one wills
that A one wills that B. It is
analytic that if. if A, then A as a result of B, then, if let it be that A,
then it must be that let it be that B,
It is analytic that if B, then
or. Reconstruction steps Fundamental law that (ceteris paribus) for
any creature x (for any A, B), if x wills A and judges that if A, then A as a
result of B; x wills B. x wills that (for any A, B) if
x wills A and judges that if A, A as a result of B, then x is to will that
B, x should (qua rational) judge
that (for any A, B) if it is satisfactory to will that A and also satisfactory
to judge that if A, A only as a result of B, then it is satisfactory to will
that B. × should (qua rational) judge
that (for any A, B) if it is satisfactory that ! A and also satisfactory that if + A, then I
A only as a result of B, then it is satisfactory that ! B. x should (qr.) judge that (for any A, B) if it is
satisfactory that if + A, FA only because B, then it is satisfactory that, if
let it be that A, then let x should
(q.r.) judge that (for any A, B) if A, A only because B, yields if let it be
that A, then let it be that B. (For any A. B) if A, A only
because B yields if let it be that A, then let it FiG. 4. Validation of technical
acceptabilities It will be convenient
to initiate the discussion of this topic by again referring to Kant. Kant thought that there is a special
sub-class of Hypothetical Imperatives (which he called "counsels of
prudence") which were like his class of Technical Imperatives, except in
that the end specified in a full statement of the imperative is the special end
of Happiness (one's happiness). To
translate into Grice’s terminology, this seems to amount to the thesis that
there is a special subclass of, for example, singular practical acceptability
conditionals which exemplifies the structure "it is acceptable, given that
let a (an indi-vidual) be happy, that let a be (do) G"; an additional
indicative sub-antecedent ("that it is the case that a is F") might
be sometimes needed, and could be added without difficulty. There would, presumably, be a
corresponding special subclass of acceptability generalizations. The main characteristics which Kant would
attribute to such prudential acceptability conditionals would, I think, be the
following. The foundation for such
conditionals is exactly the same as that for technical imperatives; they would
be treated as being, in principle, analytically consequences of indicative
statements to the effect that so-and-so is a (the) means to such-and-such. The relation between my doing philosophy
now and my being happy would be a causal relation not significantly different
from the relation between my taking an aspirin and my being relieved of my
headache. However, though the relation
would be the same, the question whether in fact my doing philosophy now will promote
my happiness is insoluble; to solve it, I should have to be omniscient. since I
should have to determine that my doing philosophy now would lead to "a
maximum of welfare in my present and all future circumstances" The special end (happiness) of specific
prudential acceptability conditionals is one which we know that, as a matter
of "natural necessity", every
human being has; so, unlike technical imperatives, their applicability to
himself cannot be disclaimed by any human being. (4) Before we bring in the demands of morality
(which will prescribe concern for our own “eudaemonia” as a derivative duty),
the only positive evaluation of a desire for one's happiness is an alethic
evalu-ation; one ought to, or must, desire one's own happiness only in the
sense that, whoever one may be, it is acceptable that it is the case that one
desire one's own happiness; the 'ought' or 'must' is non-practical. This position seems to Grice akin to a
Humean appeal to "natural dispositions, in place of justification. Grice would wish to disagree with Kant in
two, or possibly three, ways.
Kant, Grice thinks, did not devote a great deal of thought to the nature
of “eudaemonia,” no doubt because he regarded it as being of little importance
to the philosophical foundations of morality.
So it is not clear whether he regarded happiness as a distinct end from
the variety of ends which one might pursue with a view to happiness, rather
than as a complex end which includes (in some sense of "include ) some of
such ends. If he did regard it as a distinct end, then I think he was
wrong. Grice thinks that he was
certainly wrong in thinking of something's being conducive to happiness as
being on all fours with, say, something's being conducive to the relief of a
headache; as, perhaps, a matter (in both cases) of causal relationship. Grice would like to think him wrong in thinking that
(morality apart) there is no practical interpretation of 'ought' in which one
ought to pursue (desire, aim at) one's own happiness. We have, then, three not unconnected
questions which demand some
attention. What is the nature of
happiness? In what sense (if any) (and
why) should I desire, or aim at, my own happiness? What is the nature of the connection
between things which are conducive to happiness and happiness? (What,
specifically, is implied by 'conducive?)
Though it is fiendishly difficult, I shall take up question (C)
first. I trust that I will be forgiven
if I do not present a full and coherent
answer. Let us take a brief
look at Aristotle. Aristotle was, I think, more
sophisticated in this area.
Though it is by no means beyond dispute, I am disposed to think that he
did regard Happiness (eudaemonia) as a complex end 'containing' (in some sense)
the ends which are constitutive of happiness; to use the jargon of recent
commentators, I suspect he regarded it as an 'inclusive' and not a 'dominant'
end. He certainly thought that one
should (practical should') aim at one's own happiness. (The matter directly relevant to my present purpose.)
I strongly suspect that he did not think that the relationship between, say, my
doing philosophy and my happiness was a straightforward causal relationship.
The passage which I have in mind is Nicomachean Ethics Vl. 12, 13, where he
distinguishes between wisdom ("prac-tical wisdom") and cleverness
(or, one might say, resourcefulness).
He there makes the following statements: (a) that wisdom is not the same
as cleverness, though like it, (b) that wisdom does not exist without
cleverness, (c) that wisdom is always laudable (to be wise one must be
virtuous), but cleverness is not always laudable, for example, in rogues, (d)
that the relation between wisdom and cleverness is analogous to the relation
between 'natural' virtue and virtue proper (he says this in the same place as
he says (a)). Faced with these not
exactly voluminous remarks, some commentators have been led (not I think
without reluctance) to interpret Aristotle as holding that the only difference
between wisdom and cleverness is that the former does, and the latter does not,
require the presence of virtue; to be wise is simply to be clever in good
causes. Apart from the fact that
additional difficulties are generated thereby, with respect to the
interpretation of Nicomachean Ethics, to attribute this view to Aristotle does
not seem to indicate a very high respect for his wisdom, particularly as the
text does not seem to demand such an interpretation. Following an idea once given to Grice, long
ago, by Austin, Grice would prefer to think of Aristotle as distinguishing
between the characteristic manifestation of wisdom, namely, the ability to
determine what one should do (what should be done), and the characteristic
manifestation of cleverness, which is the ability to determine how to do what
it is that should be done. On this
interpretation cleverness would plainly be in a certain sense subordinate to
wisdom, since opportunity for cleverness (and associated qualities) will only
arise after there has been some determination of what it is that is to be
done. It may also be helpful
(suggestive) to think of wisdom as being (or being assimilable to)
administrative ability, with cleverness being comparable with executive
ability. I would also like to connect cleverness, initially, with the ability
to recognize (devise) technical acceptabilities (though its scope might be
larger than this, while wisdom is shown primarily in other directions. On such assumptions, expansion of the
still obscure Aristotelian distinction is plainly a way of pursuing question
(C), or questions closely related to it; for we will be asking what other kinds
of acceptabilities (beyond 'technical acceptabilities) we need in order to
engage (or engage effectively) in practical reasoning. I fear my contribution here will be
sketchy and not very systematic. We
might start by exploring a little further the 'administrative/ executive distinction,
a distinction which, I must admit, is extremely hazy and also not at all hard
and fast (lines might be drawn, in different cases, in quite different
places). A boss tells his secretary
that he will be travelling on business to such-and-such places, next week, and
asks her to arrange travel and accommodation for him. I suspect that there is nothing peculiar
about that. But suppose, instead of
giving her those instructions, he had said to her that he wanted to travel on
business somewhere or other, next week, and asked her to arrange destinations,
matters to be negotiated, firms to negotiate with, and brief him about what to
say to those whom he would visit. That would be a little more unusual, and the
secretary might reply angrily, "I am paid to be your secretary, not to run
your business for you, let alone run you." What (philosophically)
differentiates the two cases? Let us
call a desire or intention D which a man has at t "ter-minal for him at
t" if there is no desire or intention which he has at t, which is more
specific than D; if, for example, a man wanted at ta car, but it was also true
of him that he wanted a Mercedes, then his desire for a car would not be
terminal. Now I think we can (roughly) distinguish (at least) three ways in
which a terminal desire may be non-specific.
D may be finitely non-specific; for example, a man may want a large,
fierce dog (to guard his house) and not care at all what kind of large, fierce
dog he acquired; any kind will do (at least within some normal range).
Furthermore, he does not envisage his attitude, that any kind will do, being
changed when action-time comes; he will of course get some particular kind of
dog, but what kind will simply depend on such things as availability. D may be indeterminately non-specific: that is to say
the desirer may recognize, and intend, that before he acts the desire or
intention D should be made more specific than it is; he has decided, say, that
he wants a large, fierce dog, but has not yet decided what kind he wants. It
seems to me that an indeterminately non-specific desire or intention differs
from a finitely non-specific desire in a way which is relevant to the
application of the concept of means-taking. If the man with the finitely
non-specific desire for a large, fierce dog decides on a mastiff, that would be
(or at least could be) a case of choosing a mastiff as a means to having a
large, fierce dog, but not something of which getting a large, fierce dog would
be an effect. But, if the man with the indeterminate desire for a large, fierce
dog decides that he wants a mastiff (as a further determination of that
indeterminate desire), that is not a case of means-picking at all. There is a further kind of non-specificity which I
mention only with a view to completeness: a desire D may be vaguely, or
indefinitely, non-specific; a man may have decided that he wants a large,
fierce dog, but it may not be very well defined what could count as a large,
fierce dog; a mastiff would count, and a Pekinese would not, but what about a
red setter? In such cases the desire or intention needs to be interpreted, but
not to be further specified. With regard
to the first two kinds of non-specificity, there are some remarks to be
made. We do not usually (if we are sensible)
make our desires more determinate than the occasion demands; if getting a dog
is not a present prospect, a man who decides exactly what kind of dog he would
like is engaging in fantasy. The
final stage of determination may be left to the occasion of action; if I want
to buy some fancy curtains, I may leave the full determination of the kind
until I see them in Circumstances may
change the status of a desire; a man may have a finitely non-specific desire
for a dog until he talks to his wife, who changes things for him (making his desire
inde-terminately non-specific).
Indeterminately non-specific desires may of course be founded (and well
founded) on reasons, and so may be not merely desires one does have but also
desires which one should have. We may
now return to the boss and his secretary. It seems to me that what the
'normally' behaved boss does (assuming that he has a very new and inexperienced
secretary) is to reach a finitely non-specific desire or intention (or a set of
such), communicate these to his secretary, and leave to her the implementation
of this (these) intention(s); he presumes that nothing which she will do, and
no problem which she will encounter, will disturb his intention (for, within
reasonable limits, he does not care what she does), even though her execution
of her tasks may well involve considerable skill and diplomacy (deinotes). If
she is more senior, then he may well not himself reach a finitely, but only an
indetermin-ately, non-specific intention, leaving it to her to complete the
determination and trusting her to do so more or less as he would himself. If
she reaches a position in which she is empowered to make determinate his
intentions not as she thinks he would think best, but as she thinks best, then
I would say that she has ceased to be a secretary and has become an
administrative assistant. This might
be a convenient place to refer briefly to a distine-tion which is of some
importance in practical thinking which is not just a matter of finding a means,
of one sort or another, to an already fixed goal, and which is fairly closely
related to the process of determination which I have been describing. This is
the distinction between non-propositional ends, like power, wealth, skill at
chess, gardening; and propositional or objective ends, like to get the Dean to
agree with my proposal, or that my uncle should go to jail for his peculations
of the family money.
Non-propositional ends are in my view universals, the kind of items to
be named by mass-terms or abstract nouns. I should like to regard their
non-propositional appearance as genuine; I would like them to be not only
things which we can be said to pursue, but also things which we can be said to
care about; and I would not want to reduce caring about' to 'caring that,
though of course there is an intimate connection between these kinds of caring.
I would like to make the following points.
Non-propositional ends enter
into the most primitive kinds of psychological explanation; the behaviour of
lower animals is to be explained in terms of their wanting food, not of their
wanting (say) to eat an apple.
Non-propositional ends are characteristically variable in degree, and
the degrees are valuationally ordered; for one who wants wealth, a greater
degree of wealth is (normally) preferable to a lesser degree. They are the type, I think, to which ultimate ends
which are constitutive of happiness belong; and not without reason, since their
non-propositional, and often non-temporal, character renders them fit members
of an enduring system which is designed to guide conduct in particular
cases. The process of determination
applies to them, indeed, starts with them; desire for power is (say) rendered
more determinate as desire for political power; and objectives (to get the
position of Prime Minister) may be reached by determination applied to
non-propositional ends. Though it is
clear to me that the distinction exists, and that a number of particular items
can be placed on one side or another of the barrier, there is a host of uncertain
examples, and the distinction is not easy to apply. Let us now look at things from her (the
secretary's) angle. First, many
(indeed most) of the things she does, though perhaps cases of means-finding,
will not be cases of finding means of the kind which philosophers usually focus
on, namely, causal means. She gets him an air-ticket, which enables, but does
not cause, him to travel to Kalamazoo, Michigan; she arranges by telephone for
him to stay at the Hotel Goosepimple; his being booked in there is not an
effect but an intended outcome of her conversation on the telephone; and his
being booked in at that hotel is not a cause of his being booked at a hotel,
but a way in which that situation or circumstance is realized. Second, if
during her operations she discovers that there is an epidemic of yellow fever
at Kalamazoo, she does not (unless she wishes to be fired) go blindly ahead and
book him in; she consults him, because something has now happened which will
(if he knows of it) disturb his finitely non-specific inten-tion; indeed may
confront the boss with a plurality of conflicting (or apparently conflicting)
ends or desiderata; a situation which is next in line for consideration. Before
turning to it, however, I think 1 should remark that the kind of features which
have shown up in this interpersonal transaction are also characteristic of
solitary deliberation, when the deliberator executes his own decisions. We are now, we suppose, at a stage at which
the secretary has come back to the boss to announce that if she executes the
task given her (implements the decision about what to do which he has reached),
there is such-and-such a snag; that is, the decision can be implemented only at
the cost of a consequence which will (or which she suspects may) dispromote
some further end which he wants to promote, or promote some
"counter-end" which he wants to dispromote. We may remark that this kind of problem is not
something which only arises after a finitely non-specific intention has been
formed; exactly parallel problems are frequently, though not invariably,
encountered on the way towards a finitely non-specific intention or desire.
This prompts a further comment on Aristotle's remark that, though wisdom is not
identical with cleverness. wisdom does not exist without cleverness. This
dictum covers two distinct truths; first, that if a man were good at deciding
what to do, but terrible at executing it (he makes a hash of working out train
times, he is tactless with customs officials, he irritates hotel clerks into
non-cooperation), one might hesitate to confer upon him the title 'wise'; at
least a modicum of cleverness is required Second, and more interestingly,
cleverness is liable to be manifested at all stages of deliberation; every time
a snag arises in connection with a tentative determination of one's will,
provided that the snag is not blatantly obvious, some degree of cleverness is
manifested in seeing that, if one does such-and-such (as one contemplates
doing), then there will be the undesirable result that so-and-so The boss may now have to determine how
'deep' the snag is, how radically his plan will have to be altered to surmount
it. To lay things out a bit, the boss might (in some sense of might'), in his
deliberation, have formed successively a series of indeterminately non-specific
intentions (1, L, I... I,), where each member is a more specific determination
of its predecessor, and 1, represents the final decision which he imparted to
the secretary. He now (the idea is)
goes back to this sequence to find the most general (least specific) member
which is such that if he has that intention, then he is saddled with the
unwanted consequences. He then knows
where modification is required. Of course, in practice he may very weil not
have constructed such a convenient sequence; if he has not, then he has
partially to construct one on receipt of the bad news from the secretary, to
construct one (that is) which is just sufficiently well filled in to enable him
to be confident that a particular element in it is the most generic intention
of those he has, which generates the undesirable consequence. Having now decided which desire or
intention to remove, how does he decide what to put in its place? How, in
effect, does he "compound his
surviving end or ends with the new desideratum, the attainment of the end (or
the avoidance of the counter-end) which has been brought to light by the snag?
Now I have to confess that in connection with this kind of problem, I used to
entertain a certain kind of picture. Let us label (for simplicity) initially
just two ends E' and E?, with degrees of "objective desirability" d
and d. For any action a, which might realize E', or E%, there will be a certain
probability P, that it will realize E', a certain probability P, that it will realize
E, and a probability P., (a function of p, and p.) that it will realize
both. If E' and E are inconsistent
(again, for simplicity, let us suppose they are) Pre will be zero. We can now,
in principle, characterize the desirability of the action a,, relative to each
end (E' and E*), and to each combination of ends (here just E' and E*), as a
function of the desirability of the end and the probability that the action a,
will realize that end, or combination of ends. If we envisage a range of possible
actions, which includes a, together with other actions, we can imagine that
each such action has a certain degree of desirability relative to each end (E'
and (or) E*) and to their combination.
If we suppose that, for each possible action, these desirabilities can
be compounded (perhaps added), then we can suppose that one particular possible
action scored higher (in action-desirability relative to these ends) than any
alternative possible action; and that this is the action which wins out; that
is, is the action which is, or at least should, be performed. (The computation would in fact be more
complex than I have described, once account is taken of the fact that the ends
involved are often not definite (determinate) states of affairs (like becoming
President), but are variable in respect of the degree to which they might be
realized (if one's end is to make a profit from a deal, that profit might be of
a varying magnitude); so one would have to consider not merely the likelihood
of a particular action's realizing the end of making a profit, but also the
likelihood of its realizing that end to this or that degree; and this would
considerably complicate the computational problem.) No doubt most readers are far too sensible
ever to have entertained any picture even remotely resembling the
"Crazy-Bayesy" one I have just described. I was not, of course, so
foolish as to suppose that such a picture represents the manner in which
anybody actually decides what to do, though I did (at one point) consider the
possibility that it might mirror, or reflect, a process actually taking place
in the physiological underpinnings of psychological states (desires and
beliefs), a process in the 'animal spirits, so to speak. I rather thought that
it might represent an ideal, a procedure which is certainly unrealized in fact,
and quite possibly one which is in principle unrealizable in fact, but still
something to which the procedures we actually use might be thought of as
approxima-tions, something for which they are substitutes; with the additional
thought that the closer the approximation the better the procedure. The inspirational source of such pictures
as this seems to me to be the very pervasive conception of a mechanical model
for the operations of the soul; desires are like forces to which we are
sub-ject; and their influence on us, in combination, is like the vectoring of
forces. I am not at all sure that I regard this as a good model; the strength
of its appeal may depend considerably on the fact that some model is needed,
and that, if this one is not chosen, it is not clear what alternative model is
available. If we are not to make use
of any variant of my one-time pic-ture, how are we to give a general
representation of the treatment of conflicting or competing ends? It seems to
me that, for ex-ample, the accountant with the injured wife in Boise might, in
the first instance, try to keep everything, to fulfil all relevant ends; he
might think of telephoning Redwood City to see if his firm could postpone for a
week the preparation of their accounts. If this is ineffective, then he would
operate on some system of priorities.
Looking after his wife plainly takes precedence over attention to his
firm's accounting, and over visiting his mother. But having settled on measures
which provide adequately for his wife's needs, he then makes whatever
adjustments he can to provide for the ends which have lost the day. What he
does not do, as a rule, is to com-promise; even with regard to his previous
decision involving the conflict between the claims of his firm and his mother,
substantially he adopted a plan which would satisfy the claims of the firm,
incorporating therein a weekend with mother as a way of doing what he could for
her, having given priority to the claims of the firm. Such systems of
priorities seem to me to have, among their significant features, the
following. They may be quite complex,
and involve sub-systems of priorities within a single main level of priority.
It may be that, for me, family concerns have priority over business concerns;
and also that, within the area of family concerns, matters affecting my
children have priority over matters concerning Aunt Jemima, whs been living
with us all these years. There is a
distinction between a standing, relatively long-term system of priorities, and
its application to particular occasions, with what might be thought of as
divergences between the two. Even
though my relations with my children have, in general, priority over my
relations with Aunt Jemima, on a particular occasion I may accord priority to
spending time with Aunt Jemima to get her out of one of her tantrums over
taking my son to the z00 to see the hippopotami. It seems to me that a further important
feature of practical think-ing, which plays its part in simplifying the
handling of problems with which such thinking is concerned, is what I might
call its 'revi-sionist character (in a non-practical sense of that term). Our
desires, and ascriptions of desirability, may be relative in more than one
way. They may be 'desire-relative in
that my desiring A, or my regarding A as desirable, may be dependent on my
desiring, or regarding as desirable, B; the desire for, or the desirability of,
A may be parasitic on a desire for, or the desirability of, B. This is the
familiar case of A's being desired, or desirable for the sake of B. But desires
and desirabilities may be relative in another slightly less banal way, which
(initially) one might think of as fact-relativity. They may be relative to some
actual or supposed prevailing situation; and, relative to such prevailing
situations, things may be desired or thought desirable which would not normally
be so regarded. A man who has been sentenced to be hanged, drawn, and quartered
may be relieved and even delighted when he hears that the sentence has been
changed to beheading; and a man whose wealth runs into hundreds of millions may
be considerably upset if he loses a million or so on a particular
transaction. Indeed, sometimes, one
is led to suspect that the richer one is, the more one is liable to mind such
decre-ments; witness the story, no doubt apocryphal, that Paul Getty had
pay-telephones installed in his house for the use of his guests. The phenomenon of 'fact-relativity scems to
reach at least to some extent into the area of moral desirabilities. It can be used, I think, to provide a
natural way of disposing of the Good Samaritan paradox; and if one recalls the
parable of the Prodigal Son, one may reflect that what incensed the for so long
blameless son was that there should be all that junketing about a fact-relative
desirability manifested by his errant brother; why should one get a party for
that? It perhaps fits in very well
with these reflections that our practical thinking, or a great part of it,
should be revisionist or incremental in character; that what very frequently
happens is that we find something in the prevailing situation (or the situation
anticipated as prevailing) which could do with improvement or remove a blemish.
We do not, normally, set to work to construct a minor Utopia, It is notable
that aversions play a particularly important role in incremental deliberations;
and it is perhaps just that (up to a point) the removal of objects of aversion
should take precedence over the installation of objects of desire. If I have to
do without something which I desire, the desired object is not (unless the
desire is extreme) constantly present in imagination to remind me that 1 am
doing without it; but if I have to do or have something which 1 dislike, the
object of aversion is present in reality, and so difficult to escape. This revisionist kind of thinking seems to
me to extend from the loftiest problems (how to plan my life, which becomes how
to improve on the pattern which prevails) to the smallest (how to arrange the
furniture); and it extends also, at the next move so to speak, to the projected
improvements which I entertain in thought; I seck to improve on them; a master
chess-player, it is said, sees at once what would be a good move for him to
make; all his thought is devoted to trying to find a better one. When one looks at the matter a little more
closely, one sees that'fact-relative' desirability is really desirability
relative to an anti-cipated, expected, or feared temporal extension of the
actual state of affairs which prevails (an extension which is not necessarily
identical with what prevails, but which will come about unless something is
done about it). And looked at a little more closely still, such desires or
desirabilities are seen to be essentially comparat-ive; what we try for is
thought of as better than the anticipated state which prompts us to try for
it. This raises the large and
difficult question, how far is desirability of its nature comparative? Is it
just that the pundits have not yet given us a non-comparative concept of
desirability, or is there something in the nature of desire, or in the use we
want to make of the concept of desirability, which is a good reason why we
cannot have, or should not have, a non-comparative concept? Or, perhaps, we do
have one, which operates only in limited regions? Certainly we do not have to
think in narrowly incremental ways, as is attested by those who seek to comfort
us (or discomfort us) by getting us to count our blessings (or the reverse);
by, for example, pointing out that being beheaded is not really so hot, or
that, if you have 200 million left after a bad deal, you are not doing so
badly. Are such comforters abandoning
comparative desirability, or are they merely shifting the term of comparison?
Do we find non-comparative desirability (perhaps among other regions) in moral
regions? If we say that a man is honest, we are likely to mean that he is at
least not less honest than the average; but we do not expect a man, who wants
or tries to be honest, just to want or try to be averagely honest. Nor do we
expect him to aspire to supreme or perfect honesty (that might be a trifle
presumptuous). We do expect, perhaps, that he try to be as honest as he can,
which may mean that we don't expect him to form aspirations with regard to a
lifetime record of any sort for honesty, but we do expect him to try on each
occasion, or limited bunch of occasions, to be impeccably honest on those
occasions, even though we know (and he knows) that on some occasions at some
times there will or may be lapses. If something like this interpretation be
correct, it may correspond to a general feature of universals
(non-propositional ends) of which one cannot have too much, a type of which
certain moral universals are specimens; desirabilities in the case of such
universals are, perhaps, not com-parative. But these are unworked-out
speculations. To summarize briefly
this rambling, hopefully somewhat dia-gnostic, and certainly unsystematic
discussion. I have suggested, in a preliminary enquiry into practical
acceptability which is other than technical acceptability: that practical thinking, which is not just
means-end think-ing, includes the determination or sharpening of anteced-ently
indeterminate desires and intentions; that means-end thinking is
involved in the process of such determination; that a certain sort of computational model may not be
suitable; that systems of priorities,
both general and tailored to occasions, are central; that much, though not perhaps all, of practical
thinking is revisionist and comparative in character. I turn now to a brief consideration of
questions (A) and (B) which I distinguished earlier, and left on one side.
These questions are: What is the nature of happiness? In what sense, and why, should I desire or aim at my
own happiness? 1 shall take them together. First, question (B) seems to me to divide,
on closer examina-tion, into three further questions. Is there justification for the supposition that one
should, other things being equal, voluntarily continue one's existence, rather
than end it? Given that the answer to
(1) is 'yes.) Is there justification for the idea that one should desire or
seck to be happy? (Given that the answer to (2)
is 'yes.) Is there a way of justifying (evaluating favourably) the acceptance
of some particular set of ends (as distinct from all other such sets) as
constitutive of happiness (or of my happiness)? The second and third questions,
particularly the third, are closely related to, and likely to be dependent on,
the account of happiness provided in answer to question (A); indeed, such an
account might wholly or partly provide an answer to question (3), since "happiness" might turn out to be a
value-paradigmatic term, the meaning of which dictates that to be happy is to
have a combination of ends which (the combination) is valuable with respect to
some particular purpose or point of view.
I shall say nothing about the first two questions; one or both of these
would, I suspect, require a careful treatment of the idea of Final Causes,
which so far I have not even mentioned. I will discuss the third question and
question (A) in the next chapter. H. P. Grice The title which I have
chosen for these lectures embodies, as I am sure you will have noticed, an
ambiguity of a familiar type, an act-object ambiguity. The title-phrase [The
Conception of Value] might refer to the item, whatever it may be, which one
conceives, or conceives of, when one entertains the notion of value; again, it
might refer to the act, operation, or undertaking in which the entertainment of
that notion consists, and of which the conception (or concept) of value, in the
first sense, is the distinctive object. My introduction of this ambiguity
was not accidental: for the precise nature of the connection between, on the
one hand, the kind of thinking or mental state which is found, at least in
primary instances, when we make attributions of value, and, on the other, the
kind of item (if any) which serves as the characteristic object of such
thinking is a matter which I regard as quite central to a proper study of the
notion of value; my concern with it, moreover, is not an idiosyncracy, but has
been shared by very many of the philosophers who, throughout the ages, have
devoted themselves to this topic. Indeed a full understanding of the
relationship between this or that fundamental form of thinking and the item, or
class of items, which is, or at least might claim to be, a counterpart in
extra-mental reality of that form of thinking seems to me a characteristic end
of metaphysical enquiry. So it will not, perhaps, surprise you when I suggest,
first that one should be ready to payattention not merely to the special
(peculiar) character of the central questions about value but also to their
general character, that is, to their place on the map of philosophical studies
and their connection with other questions which are also represented in that
map; and second that we should be ready, or even eager, if we can, to provide
any answers which may initially find favour in our eyes with a suitable
metaphysical backing. To do this might be a way, and might even be the only
way, to remove the bafflement of certain people (of whom I know several) who
are extremely able and highly sophisticated philosophers, particularly in the
region of metaphysics, but who say, nevertheless, that they 'really just
don't understand ethics'. I suspect that what they are lacking is not (of
course) any competence in practical decision-making, but rather a clear picture
(if one can be found) of the nature of ethical theorizing and of its proper
place in the taxonomy of the enquiries which make up philosophy. To decide
whether and to what extent the kind of global approach which I have in mind
would be appropriate in a treatment of fundamental problems about the nature of
value, it is obviously desirable to have a reasonably well-defined
identification of those problems. To judge from the philosophical literature,
prominent among such issues are questions about the objectivity of value (or of
values) and questions about the possibility of defending or rebutting
scepticism about value (or values); and no sooner has so much been said than it
becomes evident that methodological uncertainties arise at the very outset of
our investigations. For it is far from clear whether the two sets of questions
to which I have just alluded are identical with one another or distinct; are
questions about objectivity the same as, or different from, questions about the
possible range of scepticism? And if the questions are the same, which way do
the identities run? Is the case for scepticism to be equated with the case for
objectivity, or with the case against objectivity?I myself, in these lectures,
plan to pursue my investigation of the conception of value by addressing
myself, in the first instance, to questions about objectivity in this region
and to the relation of such questions to questions about scepticism. And since
my own pre-reflective leanings are in the direction of some form or other of
objectivism, I shall, with at least a faint hope of determining whether these
leanings are defensible and (indeed) whether they are coherently expressible,
begin (but I hope not end) by considering the ideas of two recent
anti-objectivists. Today it is the turn of the late J. L. Mackie;' tomorrow I
shall turn to Philippa Foot.? 'There are no objective values' says Mackie
(p. 15). Let us try to outline the steps which he takes in order to elucidate
and defend this 'bald statement' (as he calls it) of his central thesis
concerning the status of Ethics. First of all, he makes it clear that in
denying objectivity to values he is not just talking about moral goodness, or
moral value (in the strictest sense of that phrase), but it referring to a
considerable range of items which could be called "values"; to items
which could be 'more loosely called moral values or disvalues, like 'rightness
and wrongness, duty, obliga-tion, an action being rotten and contemptible, and
so on'; also to an unspecified range of non-moral values, 'notably aesthetic
ones, beauty and various kinds of artistic merit. He suggests that, so
far as objectivity is concerned, 'much the same considerations apply to
aesthetic and to moral values, and there would be at least some initial
implausibility in a view which gave the one a different status from the other'.
I find myself in some uncertainty at this point about the extent of the range
of values with the status of ' U. L. Mackie, Ethics: Inventing Right and
Wrong (Harmondsworth, Middlesex, and New York: Penguin Books, 1977), esp. ch.
1. All the quotations from this book were taken without change, with one
exception: when quoting from Mackie's p. 17 (p. 31 below), Grice underlined
'not'.) 2 [Especially 'Morality as a System of Hypothetical Imperatives'
in Philippa Foot, Virtues and Vices and Other Essays in Moral Philosoph:
Berkeley and Los Angeles: University of California Press, 1978).which Mackie is
concerned, and perhaps partly in consequence of this uncertainty I am not sure
whether his suggestion is that, so far as relates to objectivity, it is
implausible not to assign the same status to moral and to aesthetic values, or
whether it is the seemingly much stronger suggestion that, so far as relates to
objectivity, plausibility calls for the assignment of the same status to all
values. I shall return to this question. Mackie envisages three very
different reactions to his initial 'bald statement': that of those who see it
as false, pernicious, and a threat to morality; that of those who see it as a
trivial truth hardly worth mentioning or arguing for; and finally that of those
who regard it as meaningless or empty', as raising no real issue. Before going
further into his elaboration and defence of his anti-objectivist thesis, I
shall find it convenient to touch briefly on his treatment of the last of these
reactions. Mackie (pp. 21-2) associates this reaction with R. M. Hare, who claimed
not to understand what is meant by "the objectivity of values" and
not to have met anyone who does. Hare's position is (or was) that there is a
perfectly familiar activity or state called "thinking that some act is
wrong" to which subjectivists and objectivists are both alluding, though
the subjectivist calls this state "an attitude of disapproval" while
the objectivist calls it "a moral intuition"; these are just
different names for the same kind of thing and neither can be shown to be
preferable to the other. As I understand Mackie's understanding of Hare, this
stand-off is ensured by the fact that the subjectivist has at his disposal a
counterpart move within his own theory for every move which the objectivist may
try to make in order to provide a distinguishing, and justifying, mark for his
view of values as objective. The objectivist, for example, may urge that if one
person declares eating meat to be wrong and another declares it to be not
wrong, they are, both in reality and on his theory, contradicting each other:
to which the subjectivist may retort that though on some subjectivist
accountsthey cannot, perhaps, be said to be contradicting each other, they can
be said to be negating (or disagreeing with) one another: if, for example, one
(A) is expressing or reporting the presence of disapproval of meat-eating in
himself (A), and the other (B) its absence in himself (B), this would be a case
of disagreement or negation; and who is to say that contradiction rather than
"negation" is what the facts demand? Again, suppose the objectivist
claims, with respect to the persons A and B, one of whom thinks meat-eating
wrong and the other of whom thinks it not wrong, that he alone (not the
subjectivist) is in a position to assert (as we should wish to be able to
assert) that one of them has to be wrong; Hare's subjectivist, it seems,
replies as follows: Someone (x) thinks that A judges wrongly that
meat-eating is wrong = x disapproves A's judgement that meat-eating is wrong =
x disapproves A's disapproval of meat-eating = x non-disapproves meat-eating
(→3 Someone x thinks that B judges
wrongly that meat-eating is not wrong = x disapproves B's judgement that
meat-eating is not wrong = x disapproves B's non-disapproval of meat-eating = x
disapproves of meat-eating (→) Any person x must either disapprove or non-disapprove
of meat-eating [disapproval might be either present or absent in him]. So, 3
[The arrow appears to be Grice's shorthand way of saying that Hare's
subjectivist could hold all the above assertions to have the same force, or
that some are successively weaker than their predecessors. No matter what the
subjectivist holds on this point, the move from (1), (2), (3), to (4) is
invalid.] * [Grice took full advantage of the convention of parentheses
and apparently used square brackets for his more important parenthetical
remarks.]4. Any person x must judge that either A or B judges wrongly.
Hare adds the following further consideration (quoted by Mackie): Think
of one world into whose fabric values are objectively built, and think of
another in which those values have been annihilated. And remember that in both
worlds the people ir hem go on being concerned about the same things—there is
no difference in the 'subjective' concern which people have for things, only in
their 'objective' value. Now I ask 'what is the difference between the states
of affairs in these two worlds?" Can any answer be given except 'None
whatever'? Mackie seems to me not to handle very well this attempt at the
dissolution of debates about objectivity. He concentrates on the final
invocation of the indistinguishability of the two worlds, the one with and the
one without objective values; and he makes three points against Hare. His first
comment is that Hare's appeal to the two allegedly indistinguishable worlds
does not prove what Hare wants it to prove; all that it does is to underline
the point (made by Mackie himself) that it is necessary to distinguish between
first-order and second-order ethics, and that the judgements or other
deliverances which fall within first-order ethics may be maintained quite
independently of any judgement for or against the objectivity of values, which
will fall within second-order ethics; it does not show, as Hare would like it
to, the emptiness or undecidability of such questions about objectivity. That
such questions are not empty is, according to Mackie, indicated by his two
further comments; first, that were beliefs in the objectivity of values
admissible, they would provide us with a justificatory backing for our
valuations, which we shall otherwise be without; and second, that were the
world stocked with objective values, we would have available to us a seemingly
simple way of acquiring or changing our directions of concern; one could simply
let the realities of the realm of values influence one's attitudes, by
'lettingone's thinking be controlled by how things were'. Hare's failure to
allow for such considerations as these is laid by Mackie at the door of Hare's
"positivism", which is comparable with that of a Berkeleian who
insists that appearances might be just as they are whether or not a material
world lies behind them (or under them). I am unimpressed. Mackie's first
point relies crucially on a deployment of a distinction between first- and
second-order ethics which is a central part of this theoretical armament, but
whose nature and range of legitimate employment I find exceedingly obscure. I
shall postpone further comment until I return to this element in Mackie's
apparatus. As for Mackie's other points, "positivism" is, I agree, a
bad word, and accusatory applications of it are good for an unreflective
giggle. But I suspect that many would regard an unverifiable backing for the
propriety of our concerns as being little better than no backing at all.
And while it might be held that objective values, should they exist, might
exercise an influence on our subjective states, it is by no means clear to me
that this is an idea which an objectivist would, or even should, regard with
favour. Mackie seems to me, moreover, to have missed the real weakness in
Hare's argument (at least, as presented by Mackie). The execution of the second
stage of Hare's "duplication procedure' relies essentially, but not
quite explicitly, on the idea that with regard to any particular
"content" , anyone must either disapprove @ or not disapprove . This
is indeed, as Hare says, a tautology, but unfortunately it does not entail the
premiss which he needs so that his argument will go through; that premiss is
that for any @, anyone either has an attitude of disapproval with respect to @
or an attitude of non- disapproval with respect to . This is not a
tautology, since absence of disapproval only amounts to an attitude of
non-disapproval if some further condition is also fulfilled, e.g. that the
person concerned has considered the matter.The upshot of this discussion is
that I am prepared to concede that Mackie is right, though not for the right
reasons, when he claims that Hare's attempt to establish that there is no real
issue between objectivists and their opponents fails. To make this concession,
however, is to condemn only Hare's attempt to show that there is no real issue;
I remain perfectly free, should further argument point that way, to revive a
"dissolutionist" position in a new or modified form. I turn now to
the task of trying to identify more precisely the thesis about which
objectivists and anti-objectivists are to be supposed to disagree; and I shall
start by trying to get clear about what Mackie regards as the thesis which, as
an anti-objectivist, he is concerned to maintain. First of all, it is an
important part of Mackie's position to uphold the existence of a distinction
between first-order and second-order topics (questions, ethical judgements) and
to claim that, though both first-order and second-order questions may fall
within the province of ethics, his anti-objectivist thesis, like all questions
about the status of ethics, is of a second-order rather than a first-order
kind. First-order ethical judgements are said to include both such items as
evaluative comments about particular actions, and also broad general
principles, like the principle that everyone should strive for the general
happiness or that everyone should look after himself. By contrast, 'a
second-order statement would say what is going on when someone makes a
first-order statement, in particular whether such a statement expresses a
discovery or a decision, or it may make some point about how we think and
reason about moral matters, or put forward a view about the meanings of various
ethical terms' (p. 9). Mackie holds there to be a considerable measure of
independence between the two realms (first-order and second-order); in
particular, "moral scepticism" may belong to either of the two realms
and 'one could be a second-order moral sceptic without being a first-order one,
or again the other way round. A man could hold strongmoral views, and
indeed ones whose content was thoroughly conventional, while believing that
they were simply attitudes and policies with regard to conduct that he and
other people held. Conversely, a man could reject all established morality
while believing it to be an objective truth that it was evil and corrupt' (p.
16). A second salient feature of Mackie's version of anti-objectivism (or
moral scepticism) is that it is a negative thesis. 'It says that there do not
exist entities or relations of a certain kind, objective values or
requirements, which many people have believed to exist' (p. 17). On some views
which have been called objectivist, an objectivist position, despite its
positive guise, would turn out to be intelligible only as the denial of some
position which would bear the label of "subjectivist" , e.g. as the
denial of the contention that value statements are reducible to, or
really amount to, the expression of certain attitudes like approval or
disapproval. On such an interpretation, of the pair of terms,
"objectivism" and "subjectivism" (or
"non- objectivism", if you like), it would be the latter term
which would be, perhaps despite a negative garb, what used to be called in
Oxford (with typical artless sexism) the "trouser-word". But, for
Mackie, "objectivist" is not a crypto-negative term. A third salient
feature is closely related to the foregoing; the assertion or denial of
objectivism is not, like some second-order ethical theses, a semantic thesis
(about the meaning of value terms or the character of value concepts), nor is
it a logical thesis (e.g. about the structure of certain types of argument),
but it is an ontological thesis; it asserts (or denies) the existence of
certain items in the world of reality. Fourth and last, since Mackie's moral
scepticism is proclaimed by him not to be a thesis about the meaning of what
moral judgements or value statements assert, but rather about the non-presence
of certain items in the real world, it seems to be open to him to hold that the
real existence of values is implied by, or claimed in, what ordinary people
think and say, but is nevertheless notin fact a feature of the world, with the
result that the valuations spoken or thought by ordinary people are
systematically and comprehensively false. This is in fact Mackie's position;
his view is what he calls an "error-view": 'I conclude, then, that
ordinary moral judgements include a claim to objectivity, an assumption that
there are objective values in just the sense in which I am concerned to deny
this' (p. 35). He compares his position with regard to values with that adopted
by Boyle and Locke with regard to colours. The suggestion is (I take it) that
Boyle and Locke regarded it as a false, vulgar belief that things in the real
world possess such qualities as colour; real things do indeed possess certain
dispositions to give us sensations of colour, and also possess certain primary
qualities (of shape, size, etc.) which are the foundations of these
dispositions. But neither of these types of item, which provide explanations
for our sensations of colour, is to be identified with particular colours, or
colour; indeed, nothing is to be identified with a particular colour. And the
situation with values is analogous. This leaves us with two questions
calling for answers: (1) Why does Mackie hold that claims to objectivity
are incorporated in ordinary value judgements? (2) Why does he hold that these
claims are false? With regard to the first question, one should perhaps first
produce a bit of preliminary nit-picking. Mackie himself wants to hold that a
claim to objectivity is incorporated in the ordinary value judgement; such a
claim is therefore presumably part of the meaning of such value judgements (or
the sentences in which they are expressed); and it does not seem to be, or to
be regarded by Mackie as being, a platitude that such a claim is included. Mackie
cannot therefore consistently assert that his anti-objectivism is not a thesis
about the meaning of value averrals; the most he can claim is that though it
contains a thesis about meaning, it is not restricted to a thesis about
meaning. More importantly, his view that a claim to objectivity is incorporated
in anordinary value judgement seems to rest, perhaps somewhat insecurely, on
his suggestion (pp. 32-4) that there are two leading alternatives to the
supposition that it is the function of ordinary value judgements to introduce
objective values into discourse about conduct and action: non-cognitivism,
which (broadly speaking) characterizes value averrals not as statements but
rather as expressions of feelings, wishes, decisions, or attitudes; and naturalism,
which treats them as making statements about features which are objects of
actual or possible desires. Both analyses leave out, and are thought by the
ordinary user of moral language to leave out, in one way or another 'the
apparent authority of ethics'. The ordinary man's discomfort is relieved only
if he is allowed to raise such questions as 'whether this course of action
would be wrong in itself. Something like this is the everyday objectivist
concept of which talk about non-natural qualities is a philosopher's
reconstruction' (p. 34). Mackie has two arguments, or bundles of
argument, on which he relies to support his thesis that the objectivist
elements, which according to him are embedded in ordinary value judgements, and
in consequence the value judgements which embed them, are false. He calls these
arguments the argument from relativity and the argument from queerness, and
considers the second more important than the first. The premiss of the argument
from relativity is the familiar range of differences between moral codes from
one society to another, from one period to another, and from one group or class
to another within a complex community. That there exist these divergences is,
according to Mackie, just a fact of anthropology which does not directly
support any ethical conclusion, either first-order or second-order. But it may
provide indirect support for such conclusions; Mackie suggests that it is more
plausible to suppose that moral beliefs reflect ways of life than the other way
around: people (in general) approve of monogamy because they live monogamously,
rather thanlive monogamously because they approve of monogamy. This makes
it easier to explain the divergences actually found as being the product of
different ways of life than as being in one way or another distorted
perceptions of objective values. The counter-suggestion that it is open to the
objectivist to regard the divergent beliefs as derivative, as the outcome of
the operation of a single set of agreed-upon, very general principles on
diverse circumstantial assumptions, is dismissed on the grounds that often the
divergent beliefs do not seem to be arrived at by derivation from general
principles, but seem rather to arise from 'moral sense' or
'intuition'. The second argument, the 'argument from queerness' consists
in an elaboration, along not wholly unfamiliar lines, of the contention that
the objectivist, in order to sustain his position, is committed to 'postulating
value-entities and value-features of quite a different order from anything with
which we are acquainted' and also to attributing to ourselves, in order to
render these entities and features accessible to knowledge, a special faculty
of moral intuition, a faculty utterly different from our ordinary ways of
knowing anything else. In this connection he focuses particularly on the
so-called relation of supervenience, which has to be invoked in order to
account for the connection of non-natural features with natural features, and
the dependence of non-natural features upon natural features. The presence of
super-venience in particular cases involves the application of a special sort
of "because"; 'but just what in the world is signified by this
"because"?' Before I try to estimate the merits and demerits of
Mackie's position and of the arguments by which he seeks to support it, there
seem to me to be two directions of enquiry which are important in themselves,
and which could be conveniently attended to at this point, particularly as
consideration of them might help to give shape to an evaluation of Mackie.
First of all, there are (as Mackieobserves) several different possible
interpretations of the notion of objectivity, most of them mentioned by him at
least in passing, but not all of them ideas which he is concerned to develop or
apply. I think it might be useful to enquire what kind or degree of unity, if
any, exists between these different readings of the notion of
objectivity. Second, I find myself in considerable uncertainty about the
connection or lack of connection between attributions (or denials) of
objectivity and the adoption (or rejection) of scepticism in one or other of
its forms. Does scepticism reside in the camp of the non-objectivist (e.g.
Mackie) or in that of the objectivist, or (perhaps) sometimes in one and
sometimes in the other? As regards the notion of objectivity, we have
first the interpretation which seems to be the one singled out by Mackie,
according to which to ascribe objectivity to a class or category of items is to
assert their membership in the company of things which make up reality, their
presence in the furniture of the world. We might call this sort of objectivity,
metaphysical objectivity, and it is the kind of objectivity most commonly
supposed to be claimed by realists for whatever it may be that they are
realists about. A main trouble with this kind of objectivity is the
difficulty in seeing what it is that the objectivist could be claiming;
whether, for example, in attributing objectivity to numbers or to material
things he is doing anything more than shouting and banging the table as he says
'numbers exist' or 'material things are real' If the proposition that numbers
exist is a consequence of the proposition that there is a number between three
and five, what is the objectivist asserting that anyone would care to deny?
That numbers (or values) do not just exist, they really exist? And what
does that mean? To escape this quandary, it is not uncommon to take the course
which Mackie rejects, namely, to understand 'values (or numbers) are objective'
as really negative in character, as a denial of the suggestion that values (or
numbers) are reducible, by means of one oranother of the possible varieties of
reduction, to members of some class of items which are not values (or numbers),
to (for example) natural features which find favour, or to classes. Or, maybe,
not any and every form of reducibility would be incompatible with objectivity,
but only the kind of reducibility whose direction is to states of mind,
attitudes, or appearances, to subjective items like approvals or seeming
valuable. An objectivist would now be a resister, an
"anti-dissolutionist", one who seeks to block certain moves to reach
a theoretical simplification or economy with regard to the constituents of the
world. The objectivist's prime opponent may however be a dissolu-tionist not in
this commodious sense, but in a different and perhaps even more commodious
sense. This opponent may be one who seeks not to dissolve the target notion
(value, number, material thing, or whatever) into some one or more different
and favoured items or categories of item, but rather, in one or other of a
multitude of diverse ways, to dissolve the target notion altogether, to
dissolve it into nothing; he may be a nihilistic dissolutionist. He may suggest
that belief in the application of the target notion is a mistake, one which
characteristically or inevitably grips the unschooled mind; or that such
beliefs can claim only some relativized version of truth (like truth relative
to a set of assumptions, or to a set of standards), not absolute truth. Mackie
himself allows to some value judgements 'truth relative to standards',
even though by implication he seems to deny to them "absolute" truth
[whatever the ordinary man may think]. Again, the anti-objectivists may wish to
suggest not that attributions of the target notion are mistakes but rather that
they are inventions, or perhaps myths (that is to say, inventions which are
backed by practical motivation, perhaps derived from the utility of such
inventions towards the organization of some body of material; in the case of
values (perhaps) the body of material might be rules or principles of conduct).
As myths (or as the stuff of which myths are made) they might havefictive
reality, or be "as if" real, without possessing reality proper. Or
again, the target notion might be held by the anti-objectivist to be a
construct (or a construction: though possessing (or belonging to)
reality, values might be held to lack (or fail to inhabit) primary or original
reality; they would belong to an extension of reality provided by us. By
contrast, an objectivist about values would attribute to them primary or
original reality. [I should say at this point that in my view such ideas as are
now being raised, that is, distinctions between "as if" or fictive
entities, real but constructed entities, and primary or original reality, are
among the most important and also the most difficult problems of metaphysics.
The obscurity in this area is evidenced by the fact that constructed
(non-original) reality might be conceived by some as possessing objectivity and
by others as failing to possess objectivity; for some, deficiency in
objectivity precludes truth (at least unqualified truth); for others, value
claims might be true (in some cases) even though values (as constructed items)
lack objectivity.] It might seem that the wheel, in turning, has now
reached the point from which its turning began; for the notion of primitive
(unconstructed) reality might be regarded as the same notion as the hazy notion
of "out-thereness" or of "being really real" which typified
the metaphysical objectivist. It might also seem that the new
'interpretation' of objectivity is scarcely if at all less hazy than the
earlier one. In an attempt to dispel the mists a little, one might offer the
notion of causal efficacy as an index of metaphysical objectivity. Items might
be accorded the ribbon of metaphysical objectivity just in case they were
capable of acting upon other items, and attributes or features might be
regarded as objective just in so far as they were attributes or features in
virtue of the possession of which one item would causally influence another, in
so far as they helped to explain or account for the operation of such causal
influences. A special case of the fulfilment ofthis condition for objectivity
would, in my view, be the capacity, possessed by some objects and some of their
attributes, for being perceived, or exercising causal influence on a percipient
qua percipient. Now the idea of connecting objectivity with causal efficacy
seems to me one which has considerable intuitive appeal, indeed much the same
kind of appeal as that which may have sustained Dr Johnson in his violent and
protracted, though vicarious, assault on Bishop Berkeley. The adequacy,
however, of this criterion of objectivity would be seriously, if not fatally,
impaired should it turn out that the distinction between what is primitive and
what is constructed applies within the scope of causal efficacy—if, that is to
say, causal efficacy itself were to be sometimes primitive and sometimes
constructed. It is my suspicion that this would indeed turn out to be the case.
There would then, perhaps, be no quick recognition-test for objectivity; there
would be no substitute for getting down to work and building the theory or
system within which the target notion would have to be represented, and seeing
whether it, or its representation, does or does not occupy in that theory an
appropriate position which will qualify it as objective. On the approach
just considered, then, decisions about the objectivity of a given notion would
involve the examination and, if necessary, a partial construction of a theory
or system in which that notion (or a counterpart thereof) appears, to see whether
within such a system the notion in question (or its counterpart) satisfies a
certain condition. The operation of such a decision-procedure would be
torpedoed if the requisite theory or system could not be constructed, if the
target concept were not theory-amenable. The merits of an allegation that a
given notion was not theory-amenable might depend a good deal on what kind of a
theory or system was deemed to be appropriate; it would be improper (taking
heed of Aristotle) to expect a moralist to furnish a system which allowed for
the kind of demonstration appropriate to mathematics.But one kind of
anti-objectivist (who might also be a sceptic) might claim that for some
notions no kind of systematization was available; in this sense, perhaps,
values might not be objective. It may be (as I think my colleague Hans Sluga
has argued) that Wittgenstein was both sceptical and anti-objectivist with
regard to sensa-tions. In this sense of objectivist, an objectivist would only
have to believe in theory-amenability; he would not have to believe in the
satisfaction, by his target notion, of any further condition within the
appropriate systematization. One further interpretation of objectivity
noted by Mackie is one which I shall not pursue today. It connects objectivity
with (so-called) categorical imperatives as distinct from hypothetical
imperatives, and with the (alleged) automatic reason-giving force of some
valuations. Since this idea is closely related to Miss Foot's theories, I
shall defer consideration of it. I have listed a number of different
versions of the idea of objectivity, and have tried to do so in a way which
exhibits connections between them, so that the different versions look somewhat
tidier than a mere heap. But many of the connections seem to me fairly loose
[*such-and-such a notion might be taken as an interpretation of so-and-so'],
and I see little reason to suppose many tight, logical connections between one
and another version of objec-tivity. So much for the panoply of possible
interpretations of the notion of objectivity. I turn now to the second of the
general directions of enquiry with regard to which I expressed a desire for
enlightenment. How is objectivity related to scepticism? Speaking generally, I
would incline towards the idea that scepticism consists in doubting or denying
something which either is a received opinion, or else, at least on the face of
it, to some degree deserves to be a received opinion. In the present context we
are of course concerned only with philosophical scepticism; and, without any
claim to originality, I would suggest that philosophicalsceptics
characteristically call in question some highly general class of entity,
attribute, or kind of proposition; what they question are categories, or what,
if we took ordinary language as our guide, would be categories. To adduce more
seeming platitudes, the objectivist is, compared with the anti-objectivist, a
metaphysical infla-tionist; there are more things in his heaven and earth than
an anti-objectivist Horatio would allow himself to dream of. And so, it is
standardly thought, it is Horatio who is the sceptic and the objectivist who is
the target of scepticism; and (often Horatio remedies his own initial
scepticism by 'reducing' the suspect items to their appearances or
semblances: he takes the phenomenalist cure. But here the issue becomes more
complex than is ordinarily supposed: for there are to my mind not less than two
forms of scepticism, which I will call "Whether?" scepticism
and "Why?" scepticism. It may be true that the run-of-the-mill
objectivist, on account of his inflationary tendencies, provokes
"Whether?" scepticism, and that the sceptic who seeks to remedy his
own initial scepticism by taking a dose of phenomenalism is not himself open to
"Whether?" scepticism. But it may also be true that the phenomenalist
is a proper target for "Why?" scepticism; for he, has left himself
with no way of explaining the phenomena into which he has dissolved the
entities or attributes dear to the objectivist. And it may be that the
objectivist, if only his favoured entities or attributes were admissible and
accessible to knowledge, would be in a position to explain the phenomena; and,
further, that this capability would be unaffected by the question whether the
phenomena are related to possible states of the world (like sensible
appearances) or to possible action (like approvals). If only he could be
allowed to start, the objectivist could (under one or another interpretation)
'explain' in the one area why it seems that so and so is the case, and in the
other why do so and so (eg. why pay debts). The foregoing message, that
both the true-blue, con-servative, and inflationary objectivist and the red,
radical, and deflationary phenomenalist or subjectivist run into a pack of
sceptical trouble, of one kind or another, and that more delicate and refined
footwork is needed seems to me to be the front-page news in the work of Kant.
It also seems to me that Mackie, by being wedded to if not rooted in the
apparatus of empiricism, has cut himself off from this lesson. Which is a
pity. However, I must move to somewhat less impressionistic comments on
Mackie's position. These comments will fall under three heads: The alleged commitment of
'vulgar valuers', in their valuations, to claims to objectivity. The separation of value
judgements into orders, with the assignment to the second order of questions or
claims about the status of ethics; and the remedi-ability of an apparent
incoherence in Mackie. The alleged falsity of claims of objectivity. I should say at once that
though I think that the considerations which I am about to mention show that
something has gone wrong (perhaps that more than one thing has gone wrong) in
Mackie's account, the issues raised are so intricate, and so much bound up with
(so far as I know) unsolved problems in metaphysics and semantics, that I
simply do not know what prospects there might be for refurbishing Mackie's
position. 1. It seems to me to be by no means as easy as Mackie seems to
think to establish that the 'vulgar valuer', in his valuations, is committed to
the objectivity of value(s). It is not even clear to me what kind of fact would
be needed to establish such a commitment. Perhaps if the vulgar valuer, when
making a valuation, (say) that stealing is wrong, were to say to himself
"and by "wrong" I mean objectively wrong', that would be
sufficient (at least if he added a specification of the meaning of "objective").
But nobody, not even Mackie would suppose the vulgar valuer to dothat. Mackie
relies, in fact, on the alleged repugnance to the valuer of the two main rivals
to an objectivist thesis about value. But even if this were sufficient to show
that the vulgar valuer believes in an objectivist thesis about value, it would
not be sufficient to show that an objectivist interpretation is built into what
he means when he judges that stealing is wrong. There are other ways of arguing
that a speaker is committed to an interpretation, for example, that he has it
subconsciously (or unconsciously) in mind, or that what he says is only
defensible on that interpretation. But the first direction seems not to be
plausible in the present context, and Mackie is debarred from the second by the
fact that he holds that what the vulgar valuer says or thinks is not defensible
anyway. To illustrate the fiendish difficulties which may arise in this
region, I shall give, in relation to the valuation that stealing is wrong, four
different interpretative supposi-tions-each of which would, I think, have some
degree of philosophical appeal-and I shall add in each case an estimate of the
impact of the supposition on the assignment of truth value to the
valuation. There is a feature W which is objective
but provably vacuous of application; a vulgar valuer, when he uses
"wrong", is ascribing W. Conclusion: vulgar valuation 'stealing is
wrong' invariably false. A vulgar valuer thinks (wrongly) that there is a
particular feature W which is objective, and when he uses "wrong" he
intends to ascribe this feature, even though in fact there is no such feature.
Conclusion: obscure, with choice lying between false, neither true nor false
but a miscue, and meaningless (non-significant). A vulgar valuer is uncommitted
about what feature "wrong" signifies; he is ascribing whatever
feature it should in the end turn out to be that "wrong" signifies.
Conclusion: assignment of truth value must await the researches of the semantic
analyst.(d) A vulgar valuer is uncommitted about what feature "wrong"
signifies; truth value is assigned in advance of analysis by vulgar methods,
and such assignment limits the freedom of the semantic analyst. Conclusion:
truth value assigned (as stated) by vulgar methods. 2. The idea, to which
Mackie subscribes, of separating valuations into orders as a step towards the
elucidation of an intuitive distinction between "substantive" and
"formal" questions and theses in ethics plainly has considerable
appeal; it seems by no means unpromising to regard
"substantive" theses about values as being first-order valuations
(statements), and to regard "formal" theses in ethics, like theses
about the logic of value, or the meaning of value terms, as being a sub-class
of second-order theses, and to regard theses about the status of ethics as also
falling within this subclass—to treat them, that is to say, as theses about
first-order valuations. [Such second-order theses, of course, though
necessarily about valuations, may or again may not themselves be valuations.]
But Mackie's deployment of this idea plainly runs into trouble. For according
to Mackie, vulgar valuations incorporate or entail claims to objectivity;
claims to objectivity, according to him, since they fall within, or imply theses
belonging to, the class of claims about the status of ethics, are second-order
claims; and so, since (presumably) what incorporates or entails a second-order
thesis is itself a thesis of not lower than second-order, vulgar valuations are
of at least second-order. But vulgar valuations, as paradigmatic examples of
substantive value theses, cannot but belong to the first order, which is
absurd. Now I can suggest an explanation for the appearance on the scene of
this incoherence. As I mentioned earlier, among the possible versions of the
notion of objectivity are what I called a positive version and a negative
version. The positive version, that to attribute objectivity to some item is to
proclaim that itemto 'belong to the furniture of the world', is firmly declared
by Mackie to be his version; and it is, as I have remarked, obscure enough for
it to be possible (who knows?) for attributions of objectivity to belong to the
first order. The negative version, that to attribute objectivity to something
is to deny that statements about that thing are in this or that way eliminable
or "reducible", , is plainly of second (or higher) order;
and despite his forthright assurances, Mackie may have wobbled between these
two versions. But to explain is neither to justify nor to remedy: and I
have the uneasy feeling that Mackie's troubles have a deeper source than
unclarities about application of the notion of order. His
"error-view" about value has an Epimenidean ring; it looks a bit as
if he may be supposing vulgar valuations to say of themselves that the value
which they attribute to some item or items is objective; and I feel that it may
be that such self-reference, though less dramatic, is no less vitiating than
would be saying of themselves that they are false. It is true that Mackie
regards vulgar valuations as being, in fact, comprehensively false; but it is
evident that he expects and wants that falsity to spring from the general
inapplicability of the attribute being ascribed by such valuations to
themselves, not from a special illegitimacy attending a valuation's ascription
of the attribute to itself. 3. I find myself quite unconvinced (indeed
unmoved) by the arguments which Mackie offers to support his claim that values
are not objective or (should one rather say?) that there are no objective
values. The first argument from relativity he regards as of lesser importance
than, and indeed as ultimately having to appeal to, the second argument, the
argument from queerness. This argument (so it seems to me) seeks to make
mileage out of two bits of queerness: first, the queerness of the supposition
that there are certain "non-natural" value-properties which are in
some mysterious way "supervenient upon" more familiar natural
features; and second, the queerness of the supposi-tion that the recognition of
the presence of these non-natural properties motivates us, or can motivate us,
without assistance from any desire or interest which we happen to have. What
strikes me as queer is that the queernesses referred to by Mackie are not
darkly concealed skeletons in objectivist closets which are cunningly dragged
to light by him; they are, rather, conditions proclaimed by objectivists as
ones which must be accommodated if we are to have a satisfactory theoretical
account of conduct, or of other items qua things to which value may be properly
attributed. So while these queernesses can be used to specify tasks which an
objectivist could be called upon, and very likely would call on himself, to
perform, and while it is not in advance certain that these tasks can be
successfully performed, they cannot be used as bricks to bombard an objectivist
with even before he has started to try to fulfil those tasks. It is perhaps as
if someone were to say, 'I seriously doubt whether arithmetic is possible; for
if it were possible it would have to be about numbers, and numbers would be
very queer things indeed, quite inaccessible to any observation'; or even as if
someone were to say, 'I don't see how there can be such a thing as matrimony;
if there were, people would have to be bound to one another in marriage, and
everything we see in real life and on the cinema-screen goes to suggest that
the only way that people can be bound to one another is with ropes. H. P.
Grice. Of those who are approximately my contemporaries, Professor
W. V. Quine is one of the very few to whom I feel I owe the deepest of
professional debts, the debt which is owed to someone from whom one has learned
something very important about how philosophy should be done, and who has, in
consequence, helped to shape one's own mode of thinking. I hope that he
will not think it inappropriate that my offering on this occasion should take
the form not of a direct discussion of some part of Word and Object, but rather
of an attempt to explore an alternative to one of his central positions, namely
his advocacy of the idea of the general eliminability of singular terms,
including names. I hope, also, that he will not be too shocked by my temerity
in venturing into areas where my lack of expertise in formal logic is only too
likely to be exposed. I have done my best to protect myself by consulting those
who are in a position to advise me; they have suggested ideas for me to work on
and have corrected some of my mistakes, but it would be too much to hope that
none remain." I. THE PROBLEM It seems to me that there are
certain quite natural inclinations which have an obvious bearing on the
construction of a predicate calculus. They are as follows: (I) To admit
individual constants; that is to admit names or their representations. To allow that sometimes a name,
like "Pegasus", is not the name of any existent object; names are
sometimes 'vacuous. In the light of (2), to allow individual constants to lack designata, so
that sentences about Pegasus may be represented in the system. To regard Fa and ~ Fa as
'strong' contradictories; to suppose, that is, that one must be true and the
other false in any conceivable state of the world. To hold that, if Pegasus does
not exist, then "Pegasus does not fly" (or "It is not the case
that Pegasus flies") will be true, while "Pegasus flies" will be
false. To allow the inference rules
U.I. and E.G. to hold generally, without special restriction, with respect to
formulae containing individual constants. To admit the law of identity
((Vx) x=*) as a theorem. To suppose that, if is derivable from , then any
statement represented by $ entails a corresponding statement represented by f.
It is obviously difficult to accommodate all of these inclinations. Given [by (7)] (x)x=x we can,
given given derive first a =a by U.I. and then (3x)x=a by E.G. It is natural to
take (3x)x=a as a representation of 'a exists'. So given (2) and (3), a
representation of a false existential statement ("Pegasus exists') will be
a theorem. Given (6), we may derive, by
E.G., Sx) ~ Ex from ~ Fa. Given (3), this seemingly licenses an inference from
"Pegasus does not fly" to "Something does not fly". But
such an inference seems illegitimate if, by (5), "Pegasus does not
fly" is true if Pegasus does not exist (as (2) allows). One should not be
able, it seems, to assert that something does not fly on the basis of the truth
of a statement to the effect that a certain admittedly non-existent object does
not fly. To meet such difficulties as these, various manoeuvres are
available, which include the following: To insist that a grammatically
proper name N is only admissible as a substituend for an individual constant
(is only classifiable as a name, in a certain appropriate sense of 'name') if N
has a bearer. So "Pegasus" is eliminated as a substituend, and
inclination (3) is rejected. To say that a statement of the form Fa, and again one
of the form ~ Fa, presupposes the existence of an object named by a, and lacks
a truth-value if there is no such object. [Inclinations (4) and (5) are
rejected.] To exclude individual constants
from the system, treating ordinary names as being reducible to definite
descriptions. [Inclination (I) is rejected.] To hold that
"Pegasus" does have a bearer, a bearer which has being though it does
not exist, and to regard (3.x) Fx as entailing not theexistence but only the
being of something which is F. [Inclination (2) is rejected.] To allow U.I. and E.G. only in
conjunction with an additional premise, such as Ela, which represents a
statement to the effect that a exists. [Inclination (6) is rejected.] To admit individual constants,
to allow them to lack designata, and to retain normal U.I. and E.G.; but hold
that inferences made in natural discourse in accordance with the
inference-licences provided by the system are made subject to the 'marginal'
(extra-systematic) assumption that all names which occur in the expression of
such inferences have bearers. This amounts, I think, to the substitution of the
concept of *entailing subject to assumption A' for the simple concept of
entailment in one's account of the logical relation between the premises and
the conclusions of such inferences. [Inclination (8) is rejected.] I do not,
in this paper, intend to discuss the merits or demerits of any of the proposals
which I have just listed. Instead, I wish to investigate the possibility of
adhering to all of the inclinations mentioned at the outset; of, after all, at
least in a certain sense keeping everything. I should emphasize that I do not
regard myself as committed to the suggestion which I shall endeavour to
develop; my purpose is exploratory. II. SYSTEM Q: OBJECTIVES The
suggestion with which I am concerned will involve the presentation and
discussion of a first-order predicate calculus (which I shall call Q), the
construction of which is based on a desire to achieve two goals: (i) to
distinguish two readings of the sentence "Pegasus does not fly" (and
of other sentences containing the name "Pegasus" which do not
explicitly involve any negation-device), and to provide a formal representation
of these readings. The projected readings of "Pegasus does not fly"
(S,) are such that on one of them an utterance of S, cannot be true, given that
Pegasus does not exist and never has existed, while on the other an utterance
of S, will be true just because Pegasus does not exist. ii) to allow the
unqualified validity, on either reading, of a step from the assertion of S, to
the assertion (suitably interpreted) of "Something [viz., Pegasus] does
not fly" (S2).More fully, Q is designed to have the following
properties. U.I. and E.G. will hold without
restriction with respect to any formula & containing an individual constant
« [Ф(c)]; no additional premise is to be required,
and the steps licensed by U.I. and E.G. will not be subject to a marginal
assumption or pretence that names occurring in such steps have bearers. For some (a), $ will be true on
interpretations of Q which assign no designatum to a, and some such (a) will be
theorems of Q. It will be possible, with
respect to any @ (a), to decide on formal grounds whether or not its truth
requires that a should have a designatun. It will be possible to find, in
Q, a representation of sentences such as "Pegasus exists". There will be an extension of Q
in which identity is represented. III. SCOPE The double interpretation of
S, may be informally clarified as follows: if S, is taken to say that Pegasus
has the property of being something which does not fly, then S, is false (since
it cannot be true that a nonexistent object has a property); but if S, is taken
to deny that Pegasus has the property of being something which flies, then S,
is true (for the reason given in explaining why, on the first interpretation,
$, is false). It seems to be natural to regard this distinction as a
distinction between differing possible scopes of the name "Pegasus".
In the case of connec-tives, scope-differences mirror the order in which the
connectives are introduced in the building up of a formula [the application of
formation rules; and the difference between the two interpretations of S, can
be represented as the difference between regarding S, as being (i) the result
of substituting "Pegasus" for "x" in "x does not
fly" (negation having already been introduced), or ii) the result of
denying the result of substituting "Pegasus" for "x" in
"x flies" (the name being introduced before negation)J. To deal
with this distinction, and to preserve the unrestricted application of U.I. and
E.G., Q incorporates the following features: (1) Normal parentheses are
replaced by numerical subscripts which are appended to logical constants and to
quantifiers, and which indicatescope-precedence (the higher the subscript, the
larger the scope). Subscripts are attached also to individual constants and to
bound variables as scope-indicators. For convenience subscripts are also
attached to predicate-constants and to propositional letters. There will be a
distinction between (a) and (b) ~, F,a,. (a) will
represent the reading of S, in which S, is false if Pegasus does not exist; in
(a) "a" has maximal scope. In (b) "a" has minimal scope,
and the non-existence of a will be a sufficient condition for the truth of
(b). So (b) may be taken to represent the second reading of S,. To give
further illustration of the working of the subscript notation, in the formula
Faz→, Gava H,bs 'v' takes precedence over*→*, and while the scope of each
occurrence of "a" is the atomic sub-formula containing that
occurrence, the scope of "b" is the whole formula. (2) The
effect of extending scope-indicators to individual constants is to provide for
a new formational operation, viz., the substitution of an individual constant
for a free variable. The formation rules ensure that quantification takes place
only after this new operation has been per-formed; bound variables will then
retain the subscripts attaching to the individual constants which
quantification eliminates. The following formational stages will be, for
example, involved in the building of a simple quantificational formula:
There will be, then, a distinction between 3x4 ~ 2 Fixa, and (a) will, in
Q, be derivable from ~, F,a,, but not from ~ , F,az; (b) will be derivable directly
(by E.G.) only from ~, Faz, though it will bederivable indirectly from ~, Fag.
This distinction will be further dis-cussed. (3) Though it was not
essential to do so, I have in fact adapted a feature of the system set out in
Mates' Elementary Logic; free variables do not occur in derivations, and U.I.
always involves the replacement of one or more subscripted occurrences of a
bound variable by one or more correspondingly subscripted occurrences of an
individual constant. Indeed, such expressions as Fix and G,xzV, are not
formulae of Q (though to refer to them I shall define the expression
"segment"). F,x and G,xy are formulae, but the sole function of free
variables is to allow the introduction of an individual constant at different
formational stages. Faz→, G,agV 4 H, is admitted as a formula so that one
may obtain from it a formula giving maximal scope to "b", viz., the
formula (4) Closed formulae of a predicate calculus may be looked upon in
two different ways. The symbols of the system may be thought of as lexical
items in an artificial language. Actual lexical entries (lexical rules) are
provided only for the logical constants and quantifiers; on this view an atomic
formula in a normal calculus, for example Fa, will be a categorical subject-predicate
sentence in that language. Alternatively, formulae may be thought of as
structures underlying, and exemplified by, sentences in a language (or in
languages) the actual lexical items of which are left unidentified. On this
view the formula Fav Gb will be a structure exemplified by a sub-class of the
sentences which exemplify the structure Fa. The method of subscripting adopted
in Q reflects the first of these approaches; in an atomic formula the
subscripts on individual constants are always higher than that on the
predicate-constant, in consonance with the fact that affirmative categorical
subject-predicate sentences, like "Socrates is wise" or
"Bellerophon rode Pegasus", imply the non-vacuousness of the names
which they contain. Had I adopted the second approach, I should have had to
allow not only F,az, etc., but also Fa,, etc., as formulae; I should have had
to provide atomic formulae which would have substitution instances, e.g., F,a,→
G,b, in which the scope of the individual constants does not embrace the whole
formula. The second approach, however, could be accommodated with
appropriate changes.(5) The significance of numerical subscripts is purely
ordinal; so, for example, ~ Fa, and ~17 Fa, will be equivalent. More generally,
any pair of "isomorphs" will be equivalent, and Q contains a rule
providing for the interderivability of isomorphs. and & will be isomorphs
iff (1) subscripts apart, @ and ( are identical, and (2) relations of magnitude
(=, <,>) holding between any pair of subscripts in @ are preserved
between the corresponding pair of subscripts in & [the subscripts in &
mirror those in @ in respect of relative magnitudes]. Professor C. D.
Parsons has suggested to me a notation in which I would avoid the necessity for
such a rule, and has provided me with an axiom-set for a system embodying it
which appears to be equivalent to Q (Mr. George Myro has made a similar
proposal). The idea is to adopt the notation employed in Principia Mathematica
for indicating the scope of definite descriptions. Instead of subscripts,
normal parentheses are retained and the scope of an individual constant or
bound variable is indicated by an occurrence of the constant or variable in
square brackets, followed by parentheses which mark the scope boundaries. So the
distinction between ~, F,a, and ~, Fa, is replaced by the distinction between
~[a] (Fa) and [a] (~Fa); and the distinction between Jxy~,F,x2 and 3xa~,F,x, is
replaced by the distinction between (x) (~ [x] (Ex)) and (3x) ([x] (~
Fx)). Parson's notation may well be found more perspicuous than mine, and it
may be that I should have adopted it for the purposes of this paper, though I
must confess to liking the obviousness of the link between subscripts and
formation-rules. The notion of scope may now be precisely defined for
Q. If y be a logical constant or
quantifier occurring in a closed formula , the scope of an occurrence of y is
the largest formula in @ which (a) contains the occurrence of n, (b) does not
contain an occurrence a logical constant or quantifier bearing a higher
subscript than that which attaches to the occurrence of „. If , be a term (individual
constant or bound variable), the scope of , is the largest segment of @ which
(a) contains the occurrence of n, (b) does not contain an occurrence of a
logical constant bearing a higher subscript than that which attaches to the
occurrence of n. (3) A segment is a sequence of symbols which is either
(a) a formula or (b) the result of substituting subscript-preserving
occurrences ofvariables for one or more occurrences of individual constants in
a formula. We may now define the important related notion of
"dominance". A term 0 dominates a segment @ ift @ falls within the
scope of at least one of the occurrences, in , of 0. In other words, 0 dominates
@ if at least one occurrence of 0 in @ bears a subscript higher than that
attaching to any logical constant in @. Dominance is intimately connected with
existential commitment, as will be explained. IV. NATURAL DEDUCTION
SYSTEM Q A. Glossary If "n" denotes a symbol of Q, "y."
denotes the result of attaching, to that symbol, a subscript denoting n. "Ф(c, a)"= a formula @ containing occurrences of an individual
constant a, each such occurrence being either an occurrence of aj, or of..., or
of o'. [Similarly, if desired, for "$(ap,...w,)", where "o"
('omega') denotes a variable.] "Ф" ="a formula, the
highest subscript within which denotes n". If 0, and 0, are terms
(individual constants or bound variables). *(02/0,) -the result of replacing
each occurrence of 0, in d by an occurrence of 0z, while preserving subscripts
at substitution-points'. • [The upper symbol indicates the substituend.]
B. Provisional Set of Rules for Q 1. Symbols (a)
Predicate-constants (*F", "fl" ,... "G .) (b)
Individual constants ("a", 'a'* '.... "b" .(
... (c) Variables (*x", ... "y"...). (d)
Logical constants ("~" , "&", "v",
"→"). (e) Quantification-symbols (V, 9"). [A
quantification-symbol followed by a subscripted variable is a
quantifier.] Numerical subscripts (denoting natural numbers). Propositional letters
(*p", "q",....). 2. Formulae A subscripted n-ary predicate
constant followed by n unsubscripted variables; a subscripted propositional
letter. If i is a formula, $(*,+m/∞) is
a formula. If is a formula, Vo+Ф(∞/«) is a formula. [NB: Substitutions are to preserve
subscripts.] If m is a formula, 3c, +Ф (∞/x) is a formula. [NB: Substitutions are to
preserve subscripts.] If » is a formula, ~+m is a formula. If i-m and to-n are formulae, ф 8,4, ф. 4, ф→, 4 are for- mulae. is a formula only if it can be shown, by application
of (1)-(6), that p is a formula. 3. Inference-Rules (1) [Ass] Any formula
may be assumed at any point. ....中トリャー」&』~コース♥ローキーは。then ,... ф*+~+ ф'. 「「ゆく。♥[m-n
(6 [v+] etnml)-*-nYa 0 (7) [v -] 1f(1) 4[-m)»Ф (2) Хра- 17+ ф₴ ・がトら、 (3) ф° then (4) ф' (8) [→ +, CP] If Ф(п-и]- 41 -…・・ロートスin-ns then o (10) [V+] If v* ,... w*F then
v'.... v*+V@n+m $ (w/∞), provided that a does not occur in ' (I1)
[V-]V,Ф+ф(x∞), provided that Vo, is the scope of Va. (*+) +30,+mV, where v is like
except that, if a occurs in ф, at least one such occurrence
is replaced in & by an occurrence of . (В-)Зо„Ф, x'... x*Hy if (a/0), x'... x*H/, provided that 3c,ф is the scope of 3o, that a does not occur in any of , x',.... x*, v. [NB.
All substitutions referred to in (10)-(13) will preserve sub-scripts.]
Rules (I) (13) are not peculiar to Q, except insofar as they provide for the
use of numerical subscripts as substitutes for parentheses. The role of
term-subscripts has so far been ignored. The following three rules do not
ignore the role of term-subscripts, and are special to Q. (14) [Dom
+]If(1) a dominates , (2) p,x,Rtw(a)0), then (3) ф, x). x'+* ((2, +m/c,),... (Фк+п/ок)) [m. п> 0]. [NB. v, thus
altered, must remain a formula; for example, a must not acquire a subscript
already attaching to a symbol other than x.] (14) provides for the
raising of subscripts on a in 4, including the case in which initially non-dominant
a comes to dominate f. [A subscript on an occurrence of a may always be
lowered.] (16) [Iso] If @ and y are isomorphs, @+v. V.
EXISTENCE A. Closed Formulae Containing an Individual Constant
& (i) If a dominates @ then, for any interpretation Z, @ will be true
on Z only if a is non-vacuous (only if Ta+exists? is true, where '+' is a
concatenation-symbol). If a does not dominate , it may still be the case that @
is true only if a is non-vacuous (for example if @="~, ~3 F,az" or
="FazV, G,az", though not if ="F,a→,G,az"). Whether
or not it is the case will be formally decidable. Let us abbreviate
" is true only if a is non-vacuous" as "ф is E-committal for &". The conditions in which ф is E-committal for a can be specified
recursively: (1) If a dominates , is E-committal for a.
(2) If =~,~=-mV, and is E-committal for a, then @ is E-committal for
a. (3) If =v&,x, and either or x is E-committal for a, then $
is E-committal for a. (4) If =v.x, and both y and & are
E-committal for a, then ф is E-committal for a.
(5) If =→x, and both ~_* and z are E-committal for a, then ф is E-committal for a [in being greater than the
number denoted by any non-term-subscript in 4]. (6) If =Vo, or
3o,v, and (B/∞) is E-committal for x, then ф is E-committal for a. (ii) Since Fja, → ,F,a, is true whether or
not "a" is vacuous, the truth of F,a,→, Fa, (in which "a"
has become dominant) requires only that a exists, and so the latter formula may
be taken as one representation of "a exists". More generally,
if (for some n) a is the only individual constant in » (x) and =→n-m then @ may
be taken as a representation of Ta + exists? B. 3-quantified
Formulae An 3-quantified formula 3o,ф will represent a claim that there exists an object which satisfied the
condition specified in ¢ iff (a/∞) is E-com-mittal for o. To illustrate this
point, compare (i) 3x4~, Fix, and (ii) ヨxュ~3Fix2. Since ~, Fa, is
E-committal for "a" (is true only if a exists) while ~, F,a, is
not E-committal for "a", (i) can, and ii) cannot, be read as a claim
that there exists something which is not F. The idea which lies behind the
treatment of quantification in Q is that while i) and ii) may be taken as
representing different senses or different interpretations of
"something is not F" or of "there is something which is not
F", these locutions must be distinguished from "there exists
something which is not F"', which is represented only by (i). The degree
of appeal which Q will have, as a model for natural discourse, will depend on
one's willingness to distinguish, for example, "There is something such
that it is not the case that it flies" from "There is something such
that it is something which does not fly", and to hold that (a) is
justified by its being false that Pegasus flies, while (b) can be justified
only by its being true of some actual object that it does not fly. This distinction
will be further discussed in the next section. Immediately, however, it
must be made clear that to accept Q as a model for natural discourse is not to
accept a Meinongian viewpoint; it is not to subscribe to the idea of a duality,
or plurality, of 'modes of being'. Acceptance of Q as a model might be expected
to lead one to hold that while some sentences of the form "Bertrand
Russell _" will be interpretable in such a way as i) to be true, and (ii)
to entail not merely "there is something which _ " but also
"there exists something which __", sentences of the form
"Pegasus _ " will, if interpreted so as to be true,
entail only "there is something which _ -". But from this
it would be quite illegitimate to conclude that while Bertrand Russell both
exists and is (or has being), Pegasus merely is (or has being).
"Exists" has a licensed occurrence both in the form of expression
"there exists something which " and in the form of expression "a
exists"; "is" has a licensed occurrence in the form of
expression "there is something which ___", but not in the form
"a is". Q creates no ontological jungle. VI. OBJECTION
CONSIDERED It would not be surprising if the combination of the
admissibility, according to the natural interpretation of Q, of appropriate
readings of the inference-patterns a does not exist a is not
F and (2) a is (not) F something is (not) F have to be
regarded as Q's most counter-intuitive feature. Consider the following
dialogue between A and B at a cocktail party: Al) Is Marmaduke Bloggs
here tonight? B(1) Marmaduke Bloggs? A(2) You know, the Merseyside
stock-broker who last month climbed Mt. Everest on hands and knees.
B(2) Oh! Well no, he isn't here. A(3) How do you know he isn't
here? B(3) That Marmaduke Bloggs doesn't exist; he was invented by
the journalists. A(4) So someone isn't at this party. B(4)
Didn't you hear me say that Marmaduke Bloggs does not exist? A(5) I heard
you quite distinctly; are you under the impression that you heard me say that
there exists a person who isn't at this party? B, in his remarks (3) and
(4), seemingly accepts not only inference-pattern (I) but also
inference-pattern (2). The ludicrous aspects of this dialogue need to be
accounted for. The obvious explanation is, of course, that the step on which B
relies is at best dubious, while the step which A adds to it is patently
illegitimate; if we accept pattern (I) we should not also accept pattern (2).
But there is another possible explanation, namely that (i given (P)
"a does not exist and so a is not F" the putative conclusion from
(P), "Something is not F" (C), is strictly speaking (on one reading)
true, but il) given that (P) is true there will be something wrong, odd,
or misleading about saying or asserting (C). In relation to this
alternative explanation, there are two cases to con- (a) that in which
the utterer of (C) knows or thinks that a does not exist, and advances
(C) on the strength of this knowledge or belief; but the non-existence of a is
not public knowledge, at least so far as the speaker's audience is
concerned; (b) that which differs from (a) in that all parties to the
talk-exchange are aware, or think, that a does not exist. Case (a) will not,
perhaps, present too great difficulties; if there is a sense of "Something
is not F" such that for this to be true some real thing must fail to be F,
the knowledge that in this sense something is not F will be much more useful
than the knowledge that something is not F in the other (weaker) sense; and
ceteris paribus one would suppose the more useful sense of (C) to be the more
popular, and so, in the absence of counter-indications, to be the one employed
by someone who utters (C). Which being the case, to utter (C) on the strength
of the non-existence of a will be misleading. Case (b) is less easy for
the alternative explanation to handle, and my dialogue was designed to be an
example of case (b). There is a general consideration to be borne in mind,
namely that it will be very unplausible to hold both that there exists a
particular interpretation or sense of an expression E, and that to use E in
this sense or interpretation is always to do something which is
conversationally objectionable. So the alternative explanation will have (l) to
say why such a case (b) example as that provided by the dialogue is
conversationally objectionable, (2) to offer some examples, which should
presumably be case (b) examples, in which the utterance of (C), bearing the
putative weaker interpretation would be conversationally innocuous. These tasks
might be attempted as follows. (I) To say "Something is (not)
such-and-such" might be expected to have one or other of two
conversational purposes; either to show that it is possible (not) to be such-and-such,
countering (perhaps in anticipation) the thesis that nothing is even (not)
such-and-such, or to provide a prelude to the specification (perhaps after a
query) of an item which is (not) such-and-such. A's remark (4) "So someone
is not at this party" cannot have either of these purposes. First, M.B.
has already been agreed by A and B not to exist, and so cannot provide a
counter-example to any envisaged thesis that every member of a certain set
(c.g. leading local business men) is at the party. M.B., being non-existent, is
not a member of any set. Second, it is clear that A's remark (4) was advanced
on the strength of the belief that M.B. does not exist; so whatever
specification is relevant has already been given. (2) The following
example might provide a conversationally innocuous use of (C) bearing the
weaker interpretation. The cocktail party is a special one given by the
Merseyside Geographical Society for its members in honour of M.B., who was at
the last meeting elected a member as a recognition of his reputed exploit. A
and B have been, before the party, discussing those who are expected to attend
it; C has been listening, and is in the know about M.B. C Well, someone
won't be at this party A, B Who? C Marmaduke Bloggs A, B But
it's in his honour C That's as may be, but he doesn't exist; he was
invented by the journalists. Here C makes his initial remark
(bearing putative weak interpretation), intending to cite M.B. in specification
and to disclose his non-existence. It should be made clear that I am not
trying to prove the existence or admissibility of a weaker interpretation for
(C); I am merely trying to show that the prima facie case for it is strong
enough to make investigation worth-while; if the matter is worth investigation,
then the formulation of Q is one direction in which such investigation should
proceed, in order to see whether a systematic formal representation of such a
reading of "Something is (not) F" can be constructed. As a
further consideration in favour of the acceptability of the weaker
interpretation of "Something is (not) F", let me present the
following "slide": To say "M.B. is at this party" would be to
say something which is not true. To say "It is not true that M.B. is at this
party" would be to say something which is true. To say "M.B. is not at
this party" would be to say something which is true. M.B. is not at this party. M.B. can be truly said not to
be at this party. Someone (viz. M.B.) can be
truly said not to be at this party. Someone is not at this party (viz. M.B.).It seems to
me plausible to suppose that remark (I) could have been uttered with truth and
propriety, though with some inelegance, by B in the circumstances of the first
dialogue. It also seems to me that there is sufficient difficulty in drawing a
line before any one of remarks (2) to (7), and claiming that to make that
remark would be to make an illegitimate transition from its legitimate
predecessor, for it to be worth considering whether one should not, given the
non-existence of M.B., accept all seven as being (strictly speaking) true.
Slides are dangerous instruments of proof, but it may be legitimate to use them
to back up a theoretical proposal. VIL. IDENTITY So far as I can see,
there will be no difficulty in formulating a system Q', as an extension of Q
which includes an identity theory. In a classical second-order predicate
calculus one would expect to find that the formula (VF) (Fa→Fb) (or the formula
(VF) (Fa-›Fb)) is a definitional sub-stituend for, or at least is equivalent
to, the formula a =b. Now in Q the sequence Fa→Fb will be incomplete, since
subscripts are lacking, and there will be two significantly different ways of
introducing subscripts, (i F,as→2F,be and (ii) Faz→, F,b,. In (i "a"
and "b" are dominant, and the existence of a and of b is
implied; in ii) this is not the case. This difference of subscripting will
reappear within a second-order predicate calculus which is an extension of Q;
we shall find both (i) (a) VF,F,a,→, F,b, and (ii) (a) VE,F,a2→4 F,b,. If we
introduce the symbol * into Q, we shall also find iii) VF, F,a,,F,ba and
(iv) VF,F,a,**F,b,. We may now ask whether we want to link the identity of a
and b with the truth of (iii) or with the truth of (iv), or with both. If
identity is linked with (iii) then any affirmative identity-formula involving a
vacuous individual constant will be false; if identity is linked with (iv) any
affirmative identity formula involving two vacuous individual constants
will be true. A natural course in this situation seems to be to admit to
Q' two types of identity formula, one linked with (iii) and one with (iv),
particularly if one is willing to allow two interpretations of (for example)
the sentence "Pegasus is identical with Pegasus", on one of
which the sentence is false because Pegasus does not exist, and on the other of
which the sentence is true because Pegasus does not exist (just as
"Pegasus is identical withBellerophon" will be true because neither
Pegasus nor Bellerophon exist). We cannot mark this distinction in Q simply by
introducing two different identity-signs, and distinguishing between (say)
a,=,b, and a,=, b3. Since in both these formulae "a" and
"b" are dominant, the formulae will be true only if a and b exist.
Just as the difference between (iii) and (iv) lies in whether "a" and
"b" are dominant or non-dominant, so must the difference between the
two classes of identity formulae which we are endeavouring to express in Q'. So
Q' must contain both such formulae as az=,b, (strong' identity formulae) and
such formulae as aj=,b2 ('weak' identity formulae). To allow individual
constants to be non-dominant in a formula which is not molecular will be a
temporary departure from the practice so far adopted in Q; but in view of the
possibility of eventually defining "=" in a second-order calculus
which is an extension of Q one may perhaps regard this departure as
justified. Q' then might add to Q one new symbol, "="; two new formation rules;
(1) ' =,? is a formula, (2) If aj+ =, Bj+, is a formula,
&,+ =-Bj+, is a formula, where m> j+k and m> j+ 1. (c) two new
inference-rules (I) (2) A-Vo,+,C0,-,-,0,-, [a weak identity
law], a, - Be. ф+ф(Ba). [There is substitutivity both on strong and on weak
identity.] I hope that these additions would be adequate, though I have
not taken steps to assure myself that they are. I might add that to develop a
representation of an interesting weak notion of identity, one such that Pegasus
will be identical with Pegasus but not with Bellerophon, I think that one would
need a system within which such psychological notions as "it is believed
that" were represented. VIII. SEMANTICS FOR Q The task of
providing a semantics for Q might, I think, be discharged inmore than one way; the
procedure which I shall suggest will, I hope, continue the following features:
(a) it will be reasonably intuitive, (b) it will not contravene the
philosophical ideas underlying the construction of Q by, for example, invoking
imaginary or non-real entities, (c) it will offer reasonable prospects for the
provision of proofs of the soundness and completeness of Q (though I must defer
the discussion of these prospects to another occasion). A.
Interpretation The provision of an interpretation Z for Q will involve the
following steps: The specification of a non-empty domain D, within which two sub-domains
are to be distinguished: the special sub-domain (which may be empty), the
elements of which will be each unit set in D whose element is also in D; and
the residual sub-domain, consisting of all elements of D which do not belong to
the special sub-domain. The assignment of each propositional letter either to 1 or to 0. The assignment of each -ary
predicate constant y to a set (the E-set of y) of ordered n-tuples, each of
which has, as its elements, elements of D. An E-set may be empty. The assignment of each
individual constant a to a single clement of D (the correlatum of a). If the
correlatum of a belongs to the special sub-domain, it will be a unit-set whose
element is also in D, and that element will be the designatum of a. If the correlatum
of a is not in the special sub-domain, then & will have no designatum. [I
have in mind a special case of the fulfilment of step (4), in which every
individual constant has as its correlatum either an element of the special
sub-domain or the null-set. Such a method of assignment seems particularly
intuitive.] If an individual constant a is, in Z, assigned to a correlatum
belonging to the special sub-domain, I shall say that the assignment of a is
efficient. If, in Z, all individual constants are efficiently assigned, I shall
say that Z is an efficient interpretation of Q It will be noted that, as
I envisage them, interpretations of Q will be of a non-standard type, in that a
distinction is made between the correlation of an individual constant and its
description. All individual constants are given correlata, but only those which
on a given interpretation are non-vacuous have, on that interpretation,
designata. Interpretations of this kind may be called Q-type interpretations.I
shall use the expressions "Corr (1)" and "Corr (O)" as
abbreviations, respectively, for "correlated with 1" and
"correlated with 0" *. By "atomic formula" I
shall mean a formula consisting of a subscripted n-ary predicate constant
followed by a subscripted individual constant. I shall, initially, in
defining "Corr(1) on Z" ignore quantificational formulae. If ф is atomic, @ is CorrI) on Z iff i) each individual constant in has in Z
a designatum (i.e. its correlatum is a unit set in D whose element is also in
D), and ii) the designata of the individual constants in , taken in the order
in which the individual constants which designate them occur in , form an
ordered n-tuple which is in the E-set assigned in Z to the predicate constant
in ф. If no individual constant dominates , is Corr(1) on Z
ifl (i If =~,V, y is Corr(0) on Z; (ii) If =v&,x. v and z are each
Corr(1) on Z; (ili) If ф=wv. X, either or y is Corr(1)
on Z; (iv) If =/→,x, either is Corr(0) on Z or x is Corr(1) on
Z. If (x) is a closed formula in
which & is non-dominant, and if is like « except that & dominates $,
then is Corr(1) on Z iff i) v is Corr(1) on Z and (ii) a is efficiently
assigned in Z. If a closed formula is not
Corr(1) on Z, then it is Corr(0) on Z. To provide for quantificational formulae,
some further notions are required. An interpretation Z' is an i.c.-variant of Z iff Z'
differs from Z (if at all) only in that, for at least one individual constant
a, the correlatum of a in Z' is different from the correlatum of a in Z. Z' is an efficiency-preserving
i.c.-variant of Z iff Z' is an i.c.-variant of Z and, for any a, if a is
efficiently assigned in Z a is also efficiently assigned in Z'. Z' is an
efficiency-quota-preserving i.c.-variant of Z iff Z' is an i.c.-variant of Z
and the number of individual constants efficiently assigned in Z' is not less
than the number efficiently assigned in Z.' Let us approach the treatment of
quantificational formulae by considering the 3-quantifier. Suppose that,
closely following Mates's procedure in Elementary Logic, we stipulate that Jw,ф is CorrI) on Z iff $ (a'/∞)is Corr (1) on at least
one i.c.-variant of Z, where a is the first individual constant in Q. (We
assume that the individual constants of Q can be ordered, and that some principle
of ordering has been selected). In other words, 3w,ф will be Corr(I) on Z iff, without altering the assignment in Z of any
predicate constant, there is some way of assigning &' so that ф (a/∞) is Corr(l) on that assignment. Let us also
suppose that we shall define validity in Q by stipulating that @ is valid in Q
iff, for any interpretation Z, ф is Corr(1) on Z. We are
now faced with a problem. Consider the "weak existential" formula
3x2~, F,x,. If we proceed as we have just suggested, we shall be forced to
admit this formula as valid; if "a" is the first individual constant
in Q, we have only to provide a non-efficient assignment for
"a" to ensure that on that assignment ~, Fa, is Corr(1); for any
interpretation Z, some i.c.-variant of Z will provide such an assignment for
"a", and so 3x4~3 F,x2 will be CorrI) on Z. But do we want to have to
admit this formula as valid? First, if it is valid then I am reasonably sure
that Q, as it stands, is incomplete, for I see no way in which this formula can
be proved. Second, if in so far as we are inclined to regard the natural
language counterparts of valid formulae as expressing conceptual truths, we
shall have to say that e.g. "Someone won't be at this party", if
given the 'weak' interpretation which it was supposed to bear in the
conversations imagined in Section VI, will express a conceptual truth; while my
argument in that section does not demand that the sentence in question express
an exciting truth, I am not sure that I welcome quite the degree of triviality
which is now threatened. It is possible, however, to avoid the admission
of 3x,~,F,x2 as a valid formula by adopting a slightly different semantical
rule for the 3-quantifier. We stipulate that 3o,$ is Corr(I) on Z iff @
(c'/co) is Corr(I) on at least one efficiency-preserving i.c.-variant of Z.
Some interpretations of Q will be efficient interpretations, in which
"a" will be efficiently assigned; and in any efficiency-preserving
i.c.-variant of such an interpretation "a" will remain efficiently
assigned; moreover among these efficient interpretations there will be some in
which the E-set assigned to "F" contains (to speak with a
slight looseness) the member of each unit-set belonging to the special
sub-domain. For any efficient interpretation in which "p" is thus
assigned, F,a, will be Corr(1), and ~ , F,a, will be Corr(0), on all
efficiency-preserving i.c. -variants.So 3x4~gF,xz will not be Corr(1) on all
interpretations, i.e. will not be valid. A similar result may be achieved
by using the notion of an efficiency-quota-preserving i.c.-variant instead of
that of an efficiency-preserving i.c.-variant; and the use of the former notion
must be preferred for the following reason. Suppose that we use the
latter notion; (ii) (iii) that "a?" is
non-efficiently assigned in Z; that "a" is the first individual
constant, and is efficiently assigned in Z; (iv) that "F"
includes in its extension the member of each unit-set in the special
sub-domain. Then ~, Faz is Corr(1) on Z, and so (by E.G.) 3x2~, Fix, is
Corr(1) on Z. But "a" is efficiently assigned in Z, so ~g F,a, is
Corr(0) on every efficiency-preserving i.c.-variant of Z (since "F"
includes in its extension every designable object). So x~, F,*z is Corr(0) on
Z. This contradiction is avoided if we use the notion of
efficiency-quota-preserving i.c.-variant, since such a variant of Z may provide
a non-efficient assignment for an individual constant which is efficiently
assigned in Z itself; and so 3xz~, F,x, may be Corr(I) on Z even though
"a" is efficiently assigned in Z. So I add to the definition of
"Cort(I) on Z", the following clauses: (5) If =Vo,k, is CorrI)
on Z, iff V(a'/a) is Corr(1) on every efficiency-quota-preserving
i.c.-variant of Z. (6) If ф =3o,/, is Corr(1) on Z iff y
(x'/c) is Corr(1) on at least one efficiency-quota-preserving
i.c.-variant of Z. [In each clause, "a is to be taken as denoting
the first individual constant in Q.] Validity may be defined as follows:
ф is valid in Q iff, for any interpretation Z, ф is Corr(1) on Z. Finally, we may, if we like,
say that p is true on Z iff p is CorrI) on Z. IX. NAMES AND
DESCRIPTIONS It might be objected that, in setting up Q in such a way as
to allow for the representation of vacuous names, I have ensured the abandonment,
at least in spirit, of one of the desiderata which I have had in mind; for(it
might be suggested) if Q is extended so as to include a Theory of Descriptions,
its individual constants will be seen to be indistinguishable, both
syntactically and semantically, from unanalysed definite descrip-tions; they
will be related to representations of descriptions in very much the same way as
propositional letters are related to formulae, having lost the feature which is
needed to distinguish them from representations of descriptions, namely that of
being interpretable only by the assignment of a designatum. I do not
propose to prolong this paper by including the actual presentation of an
extension of Q which includes the representation of descrip-tions, but I hope
to be able to say enough about how I envisage such an extension to make it
clear that there will be a formal difference between the individual constants
of Q and definite descriptions. It is a familiar fact that there are at least
two ways in which a notation for representing definite descriptions may be
developed within a classical system; one may represent "The haberdasher of
Mr. Spurgeon is bald" either by (1) G(1x. Ex) or by (2) (9x. Fx) Gx; one
may, that is, treat "ix. Fx" either as a term or as being analogous to
a (restricted) quantifier. The first method does not allow for the
representation of scope-differences, so a general decision will have to be
taken with regard to the scope of definite de-scriptions, for example that they
are to have maximal scope. The second method does provide for
scope-distinctions; there will be a distinction between, for example, (ix. Fx)
~ Gx and ~(1x. Fx) Gx. The apparatus of Q, however, will allow us, if we wish,
to combine the first method, that of representing definite descriptions by
terms, with the representation of differences of scope; we can, if we like,
distinguish between c.g., ~,G,ax,F,x, and ~,G,1xgF,xz, and ensure that from the
first formula we may, and from the second we may not, derive E!, 1x, F,*2. We
might, alternatively, treat descriptions as syntactically analogous to
restricted quantifiers, if we so desire. Let us assume (arbitrarily) that the
first method is adopted, the scope-boundaries of a descriptive term being, in
each direction, the first operator with a higher subscript than that borne by
the iota-operator or the first sentential boundary, whichever is nearer.
Let us further assume (perhaps no less arbitrarily) that the iota-operator is
introduced as a defined expression, so that such a formula as nitional
substitution for the right-hand side of the formulaG, xgF,x2→4G,x,F,x2,
together with applications of the rules for subscript-adjustment. Now, as
I envisage the appropriate extension of Q, the formal difference between
individual constants and descriptive terms will lie in there being a legitimate
step (by E. G.) from a formula containing a non-dominant individual constant to
the related "weak' existential form, e.g.. from ~, Faz to 3x4~, F,x2,
while there will, for example, be no analogous step from ~ G, 1x, Fxz to 3x4~,
G,x2. Such a distinction between individual constants and descriptive terms
seems to me to have, at least prima facie, a basis in intuition; I have at
least some inclination to say that, if Mr. Spurgeon has no haberdasher, then it
would be true (though no doubt conversationally odd) to say "It is not the
case that Mr. Spurgeon's haberdasher is bald" (S), even though no one has
even suggested or imagined that Mr. Spurgeon has a haberdasher; even though,
that is, there is no answer to the question who Mr. Spurgeon's haberdasher is
or has been supposed to be, or to the question whom the speaker means by the
phrase "Mr. Spurgeon's haberdasher." If that inclination is
admissible, then it will naturally be accompanied by a reluctance to allow a step
from S to "Someone is not bald" (S,) even when S, is given its 'weak'
interpretation. I have, however, already suggested that an utterance of the
sentence "It is not the case that Mr. Spurgeon is bald" (S') is not
assessable for truth or falsity unless something can be said about who Mr.
Spurgeon is or is supposed to be; in which case the step from S' to S, (weakly
interpreted) seems less un-justifiable. I can, nevertheless, conceive of
this argument's failing to produce conviction. The following reply might be
made: "If one is given the truth of S, on the basis of there being no one
who is haberdasher to Mr. Spur-geon, all one has to do is first to introduce a
name, say 'Bill', laying down that 'Bill' is to designate whoever is
haberdasher to Mr. Spurgeon, then to state (truly) that it is not the case that
Bill is bald (since there is no such person), and finally to draw the
conclusion (now legitimate) that someone is not bald (on the 'weak' reading of
that sentence). If only a stroke of the pen, so to speak, is required to
legitimize the step from S to S, (weakly interpreted), why not legitimize the
step directly, in which case the formal distinction in Q" between
individual constants and descriptive terms must either disappear or else become
wholly arbitrary?"A full treatment of this reply would, I suspect, be
possible only within the framework of a discussion of reference too elaborate
for the present occasion; I can hope only to give an indication of one of the
directions in which I should have some inclination to proceed. It has been
observed? that a distinction may be drawn between at least two ways in which
descriptive phrases may be employed. (I) A group of men is discussing the
situation arising from the death of a business acquaintance, of whose private
life they know nothing, except that (as they think) he lived extravagantly,
with a household staff which included a butler. One of them says "Well,
Jones' butler will be seeking a new position". (2) Earlier, another
group has just attended a party at Jones' house, at which their hats and coats
were looked after by a dignified individual in dark clothes and a wing-collar,
a portly man with protruding ears, whom they heard Jones addressing as
"Old Boy", and who at one point was discussing with an old lady the
cultivation of vegetable marrows. One of the group says "Jones'
butler got the hats and coats mixed up". i The speaker in example (1)
could, without impropriety, have inserted after the descriptive phrase
"Jones' butler" the clause "whoever he may be". It would
require special circumstances to make a corresponding insertion appropriate in
the case of example (2). On the other hand we may say, with respect to example
(2), that some particular individual has been 'described as', 'referred to as',
or 'called' Jones' butler by the speaker; furthermore, any one who was in a
position to point out that Jones has no butler, and that the man with the
protruding ears was Jones gardener, or someone hired for the occasion, would
also be in a position to claim that the speaker had misdescribed that
individual as Jones' butler. No such comments are in place with respect to
example (I). (ii) A schematic generalized account of the difference of type
between examples (I) and (2) might proceed along the following lines. Let us
say that X has a dossier for a definite description & if there is a set of
definite descriptions which includes &, all the members of which X supposes
(in one or other of the possible sense of 'suppose") to be satisfied by one
and the same item. In a type (2) case, unlike a type (I) case, the speaker
intends the hearer to think (via the recognition that he is so intended) (a)
that the speaker has a dossier for the definite description & which he has
used, and (b) that the speaker has selected from this dossier at least partlyin
the hope that the hearer has a dossier for & which 'overlaps' the speaker's
dossier for & (that is, shares a substantial, or in some way specially
favoured, subset with the speaker's dossier). In so far as the speaker expects
the hearer to recognize this intention, he must expect the hearer to think that
in certain circumstances the speaker will be prepared to replace the remark
which he has made (which contains 8) by a further remark in which some element
in the speaker's dossier for & is substituted for d. The standard
circumstances in which it is to be supposed that the speaker would make such a
replacement will be (a) if the speaker comes to think that the hearer either
has no dossier for &, or has one which does not overlap the speaker's
dossier for & (i.e., if the hearer appears not to have identified the item
which the speaker means or is talking about), (b) if the speaker comes to think
that & is a misfit in the speaker's dossier for , i.e., that & is not,
after all, satisfied by the same item as that which satisfies the majority of,
or each member of a specially favoured subset of, the descriptions in the
dossier. In example (2) the speaker might come to think that Jones has no
butler, or that though he has, it is not the butler who is the portly man with
the protruding ears, etc., and whom the speaker thinks to have mixed up the
hats and coats. (iii) If in a type (2) case the speaker has used a descriptive
phrase (e.g., "Jones' butler") which in fact has no
application, then what the speaker has said will, strictly speaking, be false;
the truth-conditions for a type (2) statement, no less than for a type (I)
statement, can be thought of as being given by a Russellian account of definite
descriptions (with suitable provision for unexpressed restrictions, to cover
cases in which, example, someone uses the phrase "the table" meaning
thereby "the table in this room"). But though what, in such a case, a
speaker has said may be false, what he meant may be true (for example, that a
certain particular individual [who is in fact Jones' gardener] mixed up the
hats and coats). Let us introduce two auxiliary devices, italics and
small capital let-ters, to indicate to which of the two specified modes of
employment a reported use of a descriptive phrase is to be assigned. If I write
"S said 'The Fis G'," I shall indicate that S was using "the
F" in a type (1), non-identificatory way, whereas if I write "S
said "THE F is G",' I shall indicate that S was using "the
F" in a type (2), identificatory way. It is important to bear in
mind that I am not suggesting that the differencebetween these devices
represents a difference in the meaning or sense which a descriptive phrase may
have on different occasions; on the con-trary, I am suggesting that descriptive
phrases have no relevant systematic duplicity of meaning; their meaning is
given by a Russellian account. We may now turn to names. In my type (1)
example, it might be that in view of the prospect of repeated conversational occurrences
of the expression "Jones' butler," one of the group would find it
convenient to say "Let us call Jones' butler 'Bill'." Using the
proposed supplementa-tion, I can represent him as having remarked "Let us
call Jones' butler 'Bill'." Any subsequent remark containing
"Bill" will have the same truth-value as would have a corresponding
remark in which "Jones' butler" replaces "Bill". If Jones
has no butler, and if in consequence it is false that Jones' butler will be
seeking a new position, then it will be false that Bill will be seeking a new
position. In the type (2) example, also, one of the group might have
found it convenient to say "Let us call Jones' butler 'Bill'," and
his intentions might have been such as to make it a correct representation of
his remark for me to write that he said "Let us call JONES' BUTLER
'Bill'." If his remark is correctly thus represented, then it will nor be
true that, in all conceivable circumstances, a subsequent remark containing
"Bill" will have the same truth-value as would have a corresponding
remark in which "Bill" is replaced by "Jones's butler". For
the person whom the speaker proposes to call "Bill" will be the
person whom he meant when he said "Let us call JONES'S BUTLER
'Bill'," viz., the person who looked after the hats and coats, who was
addressed by Jones as "Old Boy", and so on; and if this person turns
out to have been Jones's gardener and not Jones's butler, then it may be true
that Bill mixed up the hats and coats and false that Jones's butler mixed up
the hats and coats. Remarks of the form "Bill is such-and-such" will
be inflexibly tied, as regards truth-value, not to possible remarks of the form
"Jones's butler is such-and-such", but to possible remarks of the
form "The person whom X meant when he said 'Let us call Jones's
butler "Bill"' is such-and-such". It is important to note
that, for a definite description used in the explanation of a name to be
employed in an identificatory way, it is not required that the item which the
explainer means (is referring to) when he uses the description should actually
exist. A person may establish or explain a use for a name & by saying
"Let us call THE F &" or "THE F iscalled &" even
though every definite description in his dossier for "the F" is
vacuous; he may mistakenly think, or merely deceitfully intend his hearer to
think, that the elements in the dossier are non-vacuous and are satisfied by a
single item; and in secondary or 'parasitic' types of case, as in the narration
of or commentary upon fiction, that this is so may be something which the
speaker non-deceitfully pretends or feigns. So names introduced or
explained in this way may be vacuous. I may now propound the following
argument in answer to the objection that any distinction in Q between
individual constants and descriptive terms will be arbitrary. (1) For a
given definite description 6, the difference between a type and type (2) employment is not
to be construed as the employment of o in one rather than another of two
systematically different senses of . A name a may be introduced either so as to be
inflexibly tied, as regards the truth-value of utterances containing it, to a
given definite description ô, or so as to be not so tied (6 being univocally
employed); so the difference between the two ways of introducing a may
reasonably be regarded as involving a difference of sense or meaning for a; a
sense in which a may be said to be equivalent to a definite description and a
sense in which it may not. It is, then, not arbitrary so to design Q that its
individual constants are to be regarded as representing, among other linguistic
items, names used with one of their possible kinds of meaning, namely that in
which a name is not equivalent to a definite description. X. CONCLUDING
REMARKS I do not propose to attempt the important task of extending Q so
as to include the representation of psychological verb-phrases, but I should
like to point out a notational advantage which any such extension could be
counted on to possess. There are clearly at least two possible readings of such
a sentence as "John wants someone to marry him", one in which it
might be paraphrased by "John wants someone or other to marry him"
and another in which it might be paraphrased by "John wants a particular
person to marry him" or by "There is someone whom John wants to marry
him". Symbolizing "a wants that p" by Wap, and using the
apparatus of classical predicate logic, we might hope to represent reading
(1)by W°(3x) (Fxa) and reading (2) by (x) (WªFxa). But suppose that John wants
Martha to marry him, having been deceived into thinking that his friend William
has a highly delectable sister called Martha, though in fact William is an only
child. In these circumstances one is inclined to say that "John wants
someone to marry him" is true on reading (2), but we cannot now represent
reading (2) by (3x) (WªFxa), since Martha does not exist. The apparatus
of Q should provide us with distinct representations for two familiar readings
of "John wants Martha to marry him" , VIZ., (a) Wy F,ba,
and (b) W9*F,b,a,. Given that Martha does not exist only (b) can be true.
We should have available to us also three distinct 3-quantificational forms
(together with their isomorphs): (i) W93x,F,xzas; (ii)
(iii) Since in (iii) "x" does not dominate the segment
following the 3-quantifier, (iii) does not have existential force, and is
suitable therefore for representing "John wants a particular person to
marry him" if we have to allow for the possibility that the particular
person does not actually exist. [ and (ili) will be derivable from each of (a)
and (b): (ii) will be derivable only from (a).] I have in this paper
developed as strong a case as I can in support of the method of treatment of
vacuous names which I have been expounding. Whether in the end I should
wish to espouse it would depend on the outcome of further work on the notion of
reference. REFERENCES 1 Iam particularly indebted to Charles
Parsons and George Boolos for some extremely helpful correspondence, to George
Myro for countless illuminating suggestions and criticisms, and to Benson Mates
for assistance provided both by word of mouth and via his book Elementary
Logic, on which I have drawn a good deal. • I owe the idea of this type
of variant to George Myro, whose invaluable help was essential to the writing
of this section. 9 c.g. by K. S. Donnellan, 'Reference and Definite
Descriptions', Philosophical Review 75 (1966) 281-304; as may perhaps be
seen from what follows, I am not sure that L am wholly sympathetic towards the
conclusions which he draws from the existence of the distinction. h. P. Grice Grice has been, so far, in the early stages of an
attempt to estimate the prospects of what Grice names the Aequi-vocality
Thesis, with respect to certain common modals — that is, the thesis, or set of
theses, with respect to particular common modals, which claims that they are *univocal* across the
practical/alethic divide, or, if they
*are* multi-vocal, their multi-vocality
appears equally on each side of the barrier.
Grice’s strategy has been to put up as good an initial case as he could
in favour of representing the use of certain modals on different sides of the
alethic-practical barrier as explicable in terms of a single set of
acceptability modals, which are to be semantically barrier-*indifferent.* The differences between an alethic
acceptability and a practical acceptability being attributed to the ‘semantic’ — Greek semein, sign —
difference between a judicative and a volitive mode-markers (*F' and T), together with this or that structural difference such as
— the appearance, on the practical side of a "two-slot"
antecedent, with a ‘mixed' mode-marker, in an acceptability conditional, which might reasonably itself be attributed
to a difference between 'H' and 'T.
Grice has so far considered only a volitive acceptability which might be
thought of as more or less analogous to Kant's Technical Imperative. Grice has then not yet raised any question
about the inferential relation which might obtain across the barrier, in
particular about the possibility that a volitive acceptability may be
equivalent to, or inferable from, an alethic acceptability. It is time to attend to these lacunae,
starting with the second. The existence
of such a cross-barrier inferability would be of interest in more than one
way. It would be of interest in itself,
as providing some interesting general logical facts. Anyone
who regards a practical acceptability as philosophically problematic,
but does not feel the same way about an alethic acceptability, might be
reassured in so far as he could think of a practical acceptability — of the
means-end instrumental or utilitarian type — as derivable from an alethic
acceptability. Someone who does NOT
regard either variety of acceptability as specially problematic might well (and
no doubt should) regard both as in need of philosophical justification, and it
would be a step towards such a justification to show that, provided an alethic
acceptability is justifiable, a practical acceptability is also
justifiable. the display of such a
cross-barrier relation might itself be relevant to the prospects of the
"aequi-vocality Thesis". Grice
begins the substantial discussion of this topic by taking a common modal which
he has not so far associated with any of the sub-varieties of acceptability,
namely, the very English modal "should" — Kant, sollen. In a certain sense, this is a slight
cheat, since Grice’s purpose in so doing is to cover up some of the intricacies
of detail which would complicate matters if he were to proceed with direct
reference of modals already invoked;
but, as Grice intends shortly to lay bare some of that detail, perhaps
Grice’s procedure might be regarded as an expository device, and so as only a
temporary cheat. Let us take as our
example the following acceptability sentence:
"To: preserve a youthful complexion, if one has a relatively insensitive
skin, one should smear one's face
with peanut butter before retiring at night." This fascinating recipe can be thought of
as being, in Grice’s scheme of representation, expressible as It should be, given that let one preserve a youthful
complexion and that one has a relatively
insensitive skin, that let one smear one's face with peanut
butter before retiring", or in an abbreviated general symbolism “Should (! E, - F; I G)". Now, there is at least some initial
plausibility in the idea that this practical acceptability statement is
satisfactory (qua true) just in case the following alethic acceptability
statement is also acceptable (qua true):
"It should be, given that
it is the case that one smears one's skin with peanut butter before
retiring and that it is the case that one has a relatively
insensitive skin, that it is the case
that one preserves a youthful complexion." More generally, there is some plausibility to the idea
that an exemplar of the form Should
(I E, - E; ! G) is true just in case
a corresponding examplar of the form
Should (FE, -G; FE) is
true. Before proceeding further, Grice
will attempt to deal briefly with a possible objection which might be raised at
this point. Grice can imagine an
ardent descriptivist, who first complains, in the face of someone who wishes to
allow a legitimate autonomous status to practical acceptability
generalizations, that truth-conditions for such generalizations are not
available, and perhaps are in principle not available. So such generalizations are not to be taken
seriously. We then point out to the
ardent descriptivist that, at least for
a class of such cases, truth-conditions *are* available, and that they are to
be found in related alethic generalizations, a kind of generalization he
accepts. The ardent descriptivist
then complains that, if finding
truth-conditions involves representing the practical acceptability
generalizations as being true just in case related alethic generalizations are
true, practical acceptability
generalizations are simply reducible to alethic generalizations, and so are not to be taken seriously for
another reason, namely, that they are simply transformations of alethic
generalizations, and we could perfectly well get on without them. Maybe some of you have heard some ardent
descriptivists arguing in a style not so very different from this. Now a deep reply to such an objection
would involve, Grice thinks, a display of the need for a system of reasoning in
which the value to be transmitted by acceptable inference is not truth but
practical value, together with a demonstration of the role of practical
acceptability generalizations in such a system. Grice suspects that such a reply could be
constructed, but Grice does not have it at his fingertips, or tongue-tip, so
Grice shall not try to produce it. An
interim reply, however, might take the following form: even though it may be true, which is by no
means certain, that certain practical acceptability generalizations have the
same truth-conditions as certain corresponding alethic generalizations, it is
not to be supposed that the former generalizations are simply reducible to the
latter —in some disrespectful sense of reducible. For, though both kinds of generalization
are defeasible, they are not defeasible in the same way; more exactly, what is a defeating
condition for a given practical generalization is not a defeating condition for
its alethic counterpart. A generalization
of the form ' should (LE, - F; !
G)' may have, as a defeating
condition, 'E"; that is to say, consistently with the
truth of this generalization, it may be true that should (! E & | B*, - F: 1G*) where 'G* is inconsistent with 'G. But since, in the alethic counterpart
generalization should (F E, - G; -
E): 'E does *not* occur in the
antecedent, ' E* cannot be a defeating
condition for this generalization.
And, since liability to defeat by a certain range of defeating
conditions is essential to the role which acceptability generalizations play in
reasoning, this difference between a practical generalization and its alethic
counterpart is sufficient to eliminate the reducibility of the former to the
latter. To return to the main theme of
this section. If, without further
ado, we were to accept at this point the suggestion that 'should (I E, - F; I G) is true just in case should (F F, F G; F E) is true, we should be accepting it simply
on the basis of intuition, including, of course, linguistic or logical
intuition under the head of "intuition'.” If the suggestion is correct, we should
attain, at the same time, a stronger assurance that it is correct and a better
theoretical understanding of the alethic and practical acceptability, if we
could show why it is correct by deriving it from some general principle. Kant, in fact, for reasons not unlike
these, seeks to show the validity of a different, but fairly closely related,
Technical Imperative by just such a method.
The form which Kant selects is one which, in Grice’s terms, would be
represented by It is fully
acceptable, given let it be that B, that
let it be that A" or
" It is neces-sary, given let it
be that B, that let it be that
A". Applying this to the one
fully stated technical imperative given in Grundlegung, we get "It is necessary, given
let it be that one bisect a
line on an unerring principle,
that let it be that I draw from its extremities two
intersecting arcs". Call this
statement, (o). Though Kant does not
express himself very clearly, Grice is certain that Kant’s claim is that this
imperative is validated in virtue of the fact that it is, *analytically*, a
consequence of an indicative statement which is true and, in the present
context, unproblematic, namely, the statement vouched for by geometry,
that if one bisects a line on an unerring
principle, one does so only as a
result of having drawn from its extremities two intersecting arcs. Call this statement, (B). Kant’s argument seems to be expressible as
follows. It is *analytic* that he who
wills the end, so far as reason decides his conduct, wills the indispensable
means thereto, So (2) it is
*analytic* that, so far as one is rational, if
one wills that A, and judges
that if A, A as a result of B, one wills the means, viz. that B. So 3)
it is *analytic* that, so far
as one is rational, if one judges that if A, A as a result of
B, if one wills that A, one wills
that B. So (4) it is *analytic* that, if it is true that if A, A as a result of B, if
let it be that A, it must be that
let it be that B. From which,
by substitution, we derive (5): it is
*analytic* that if ß o. Now it seems to me to be meritorious, on
Kant's part, first that
Kant sees a need to justify a hypothetical imperatives of this sort,
which it is only too easy to take for granted, and second
that Kant invokes the
principle that “he who wills the end
wills the means" Machiavelli intuitively, this invocation seems
right. Unfortunately, however, the
step from (3) to (4) seems open to dispute on two different counts. It looks as if an unwarranted 'must' has
appeared in the consequent of the conditional which is claimed, in (4), as
*analytic*. the most that, to all
appearances, could be claimed as being true of the antecedent is that if let it be that A, let it be that
B. Perhaps more serious. It is by no means clear by what right the
psychological verbs 'judge' and will, which appear in (3), are omitted in (4); how does an allegedly *analytic*
connection between (i) judging that if A, A as a result of B and ( ii)
its being the case that if one
wills that A then one wills that B
yield an *analytic* connection between its being the case that if A, A as a result of B and (ii) the 'proposition' that if let it be that A let it be that B ?
Can the presence in (3) of the phrase "in so far as one is
rational" legitimize this step?
Grice does not know what remedy to propose for the first of these two difficulties. but Grice attempts a reconstruction of
Kant's line of argument which might provide relief from the second. It might, indeed, even be an expansion of
Kant's thinking. but whether or not
this is so, Grice is a very long way from being confident in its adequacy. Let us suppose it to be a fundamental
psychological *law* that, ceteris paribus, for any creature x of a sufficiently
developed kind, no matter what A and B are,
if x wills A and judges
that if A, A only as a result of
B, x wills B. This Grice takes to be a proper
representation of “he who wills the
end wills the indispensable means";
and in calling it a
fundamental *law* Grice means that it is the law, or one of the laws, from
which 'willing' and 'judging' derive their sense as names — or definitions — of
concepts which explain behaviour, So,
Grice assumes, to reject it would be to deprive these words of their
sense. If x is a rational creature, since
in this case his attitudes of acceptance are at least to some degree under his
control — volitive or judicative assent can be withheld or refused — this law
will hold for him only if the
following is true: (2) x wills (it is x's will) that (for any A,
B) if x wills that A and judges that if A, A only as a result of
B, x is to will that B. In so far as x proceeds rationally, x
should will as specified in only if x judges that if it is satisfactory to will that A and also satisfactory to judge that if A, A only as a result of B, it is satisfactory to will that B; otherwise, in willing as specified in (2),
he will be willing to run the risk of passing from a satisfactory attitude to
an unsatisfactory one. So, given
that x wills as specified in (2): x should (qua rational judge that (for any A, B) if it is satisfactory to will that A and also satisfactory to judge that it A. A only as a result of B, it is satisfactory to will that B. Since the satisfactoriness of attitudes of
acceptance resolves itself into the satisfactoriness of the contents of those
attitudes, marked by the appropriate mode-markers, if
x judges as specified in
(3) (4) x should (qua rational) judge that for any A, B) if
it is satisfactory that ! A and
also satisfactory that if it
is the case that A, A only as a result of B,
it is satisfactory that ! B.
And, if x judges as in (4),
(because (A & B → C) yields A → (B → C)): (5)
x should judge that (for any A, B)
if it is satisfactory that if
A, A only because B, it is
satisfactory that, if let it be that A, let it be that B. But
if x judges that
satisfactoriness is, for any A, B, transmitted in this particular way, x should judge that (for any A, B) if A, A only because B, yields if
let it be that A, let it be
that B. But if any rational being
should (qua rational) judge that (for
any A, B) the first 'propositional' form yields the second, the first propositional form does yield
the second; so: (7) For any A, B) if A, A only because B yields if let it be that A, let it be that B. A special apology for the particularly
violent disregard of use and mention';
Grice’s usual reason is offered.
Fig. summarizes the steps of the argument. Kant's steps a =
It is necessary, given let it
be that one bisect a line on an unerring principle, that let it be that 1 draw from its extremities
two intersecting arcs. ß = If one
bisects a line on an unerring principle,
one does so only as a result of
having drawn from its extremities two intersecting arcs. It is *analytic* that (so far as he is
rational) he who wills the end wills
the means. It is *analytic* that (so far
as one is rational) if one wills that
A, and judges that if A, A only as a
result of B, one wills that B. It is *analytic* that (so far
as one is rational) if one judges
that if A, A as a result of B, if one wills that A, one wills that
B. It is *analytic* that if.
if A, A as a result of B,
if let it be that A, it must be that let it be that B, It is *analytic* that if B, then or. Reconstruction steps Fundamental law that (ceteris paribus) for any creature x (for any A, B), if x wills A and judges that if A, A as a result of B; x wills B. x wills that (for any A,
B) if x wills A and
judges that if A, A as a
result of B, x is to will that B, x should (qua rational) judge
that (for any A, B) if it is satisfactory to will that A and also satisfactory to judge that if A, A only as a result of B, it is satisfactory to will that B. × should (qua rational) judge
that (for any A, B) if it is satisfactory that ! A
and also satisfactory that if
+ A, I A only as a result of B, it
is satisfactory that ! B. x should (qr.) judge that (for
any A, B) if it is satisfactory that if
+ A, FA only because B, it is satisfactory that, if let it be that A, let
x should (q.r.) judge that
(for any A, B) if A, A only because
B, yields if let it be that A, let it
be that B. (For any A. B) if A, A only because B yields if let it be that A, let it FiG. 4. Validation of a technical
acceptability It will be convenient to
initiate the discussion of this topic by again referring to Kant. Kant thinks that there is a special
sub-class of Hypothetical Imperatives — which he called "counsels of
prudence" — which were like his class of Technical Imperatives, except in that the end specified in a full statement of
the imperative is the special end of “eudaemonia” (one's “eudaemonia” To translate into Grice’s terminology, this
seems to amount to the thesis that there is a special subclass of, for example,
a singular practical acceptability conditional which exemplifies the
structure "it is acceptable,
given that let a (an individual) be
eudaemon, that let a be (do) G";
an additional indicative sub-antecedent ("that it is the case that
a is F") might be sometimes needed, and could be added without
difficulty. There would, presumably,
be a corresponding special subclass of acceptability generalizations. The main characteristics which Kant would
attribute to such prudential acceptability conditionals would, Grice thinks, be
the following. The foundation for such
a conditional is exactly the same as that for a technical imperative. would be treated as being, in principle,
*analytical* consequences of an indicative statement to the effect that
so-and-so is a/the means to such-and-such.
The relation between my doing philosophy now and my being eudaemon would
be a *causal* relation not significantly different from the relation between my
taking an aspirin and my being relieved of my headache. However, though the relation
would be the same, the question whether in fact my doing philosophy now will
promote my eudaemonia is insoluble;
to solve it, I should have to
be omniscient. since I should have to
determine that my doing philosophy now would lead to "a maximum of welfare
in my present and all future circumstances" The special end (eudaemonia) of a specific
prudential acceptability conditional is one which we know that, as a matter
of "natural necessity", every
human being has; so, unlike a technical imperative, their
applicability to himself cannot be disclaimed by any human being. Before we bring in the demands of morality
— which will prescribe concern for our own “eudaemonia” as a derivative duty —,
the only positive evaluation of a desire for one's eudaemonia is an alethic
evaluation; one ought to, or must,
desire one's own eudaemonia only in the sense that, whoever one may be, it is
acceptable that it is the case that one desire one's own eudaemonia; the 'ought' or 'must' is
non-practical. This position seems to
Grice akin to a Humean appeal to "natural dispositions, in place of
justification. Grice would wish to
disagree with Kant in two, or possibly three, ways. Kant, Grice thinks, does not devote a great
deal of thought to the nature of “eudaemonia,” no doubt because he regards it
as being of little importance to the philosophical foundations of morality. So it is not clear whether Kant regards
eudaemonia as a distinct end from the variety of ends which one might pursue
with a view to eudaemonia, rather than as a complex end which includes (in some
sense of "include ) some of such ends.
If Kant does regard it as a distinct end, Grice thinks that Kant is
wrong. Grice thinks that Kant is
certainly wrong in thinking of something's being conducive to eudaemonia as
being on all fours with, say, something's being conducive to the relief of a
headache; as, perhaps, a matter, in both cases, of “causal” relationship. Grice would like to think Kant
wrong in thinking that, morality apart, there is no practical interpretation of
'ought' in which one ought to pursue (desire, aim at) one's own
eudaemonia. We have, then, three not unconnected
questions which demand some
attention. What is the nature of
eudaemonia? In what sense (if any)
(and why) should I desire, or aim at, my own eudaemonia? Or is it the greater for the greater
futiitarian number? What is the nature
of the connection between things which are conducive to eudaemonia and
eudaemonia? What, specifically, is
implied by 'conducive? Though it is
fiendishly difficult, Grice takes up question (C) first. Grice trusts that he will be forgiven if he
does not present a full and coherent
answer. Let us take a brief
look at Aristotle. Aristotle was,
Grice thinks, more sophisticated in this
area. And he spoke a more
sophisticated lingo than German!
Though it is by no means beyond dispute, Grice is disposed to think that Aristotle regards eudaemonia as a complex
end 'containing' (in some sense) the ends which are constitutive of eudaemonia; to use the jargon of recent commentators
such as Hardie (his tutor) or Ackrill (his pupil), Grice suspects Aristotle
regards it as an 'inclusive' and not a 'dominant' end. Aristotle certainly thinks that one should
(practical should') aim at one's own eudaemonia. The matter directly relevant to
Grice’s present purpose Grice strongly
suspects that Aristotle does not think that the relationship between, say, my
doing philosophy and my eudaemonia is a straightforward *causal*
relationship. The passage which Grice
has in mind is Nicomachean Ethics, where Aristotle distinguishes between wisdom,
practical wisdom, and cleverness — or, one might say, resourcefulness. Aristotle there makes the following
statements: wisdom is not the same as
cleverness, though like it, wisdom
does not exist without cleverness,
wisdom is always laudable — to be wise one must be virtuous — but
cleverness is not always laudable, for example, in a rogue. the relation between wisdom and cleverness
is analogous to the relation between 'natural' virtue and virtue proper. Faced with these not exactly voluminous
remarks, some commentators have been led (not Grice thinks without reluctance)
to interpret Aristotle as holding that
the only difference between wisdom and cleverness is that the former
does, and the latter does not, require the presence of virtue; to be wise is simply to be clever in a
good cause. Apart from the fact that
additional difficulties are generated thereby, with respect to the
interpretation of Nicomachean Ethics, to attribute this view to Aristotle does
not seem to indicate a very high respect for his wisdom, particularly as the
text does not seem to demand such an interpretation. Following an idea once given to Grice, long
ago, by Austin, Grice would prefer to think of Aristotle as distinguishing
between the characteristic
manifestation of wisdom, namely, the
ability to determine what one should
do (what should be done), and the
characteristic manifestation of cleverness, which is the ability to
determine HOW to do what it is that should be done. On this interpretation, cleverness would
plainly be in a certain sense subordinate to wisdom, since opportunity for cleverness (and associated
qualities) will only arise after there has been some determination of what it
is that is to be done. It may also be
helpful (suggestive) to think of wisdom as being (or being assimilable to)
administrative ability, with
cleverness being comparable with *executive* ability. The power structure of the soul. I would also like to connect cleverness,
initially, with the ability to recognize (devise) a technical acceptability
(though its scope might be larger than this, while wisdom is shown primarily in
other directions. On such
assumptions, expansion of the still obscure Aristotelian distinction is plainly
a way of pursuing question (C), or questions closely related to it; for we will be asking what other kinds of
acceptability (beyond 'technical acceptability) we need in order to engage (or
engage effectively) in a piece of specimen or exercise of practical
reasoning. Grice fears his
contribution here is sketchy and not very systematic. We might start by exploring a little
further the 'administrative/ executive distinction, a distinction which, Grice must admit, is
extremely hazy and also not at all hard and fast — lines might be drawn, in
different cases, in quite different places).
A boss tells his secretary
that he will be travelling on business to such-and-such places, next week,
and asks her to arrange travel and accommodation
for him. I suspect that there is
nothing peculiar about that. But
suppose, instead of giving her those instructions, he had said to her that he wanted to travel on business somewhere
or other, next week, and asked her to arrange destinations, matters to be
negotiated, firms to negotiate with, and brief him about what to say to those
whom he would visit. That would be a
little more unusual, and the secretary might reply angrily, “I am paid to be your secretary, not to
run your business for you, let alone run you." What (philosophically) differentiates the
two cases? Let us call a desire or
intention D which a man has at t "ter-minal for him at t" if there is no desire or intention which he has
at t, which is more specific than D;
if, for example, a man wanted at ta car, but it was also true of him that
he wanted a Mercedes, his desire for
a car would not be terminal. Now
Grice thinks we can (roughly) distinguish (at least) three ways in which a
terminal desire may be non-specific. D
may be finitely non-specific; for
example, a man may want a large,
fierce dog (to guard his house) and not care at all what kind of large, fierce
dog he acquired; any kind will do (at
least within some normal range).
Furthermore, he does not envisage his attitude, that any kind will do,
being changed when action-time comes;
he will of course get some particular kind of dog, but what kind will
simply depend on such things as availability.
D may be indeterminately non-specific: that is to say the desirer may recognize,
and intend, that before he acts the desire or intention D should be made more
specific than it is; he has decided,
say, that he wants a large, fierce dog,
but has not yet decided what kind he wants. It seems to me that an indeterminately
non-specific desire or intention differs from a finitely non-specific desire in
a way which is relevant to the application of the concept of means-taking. If the man with the finitely non-specific
desire for a large, fierce dog decides on a mastiff, that would be (or at least
could be) a case of choosing a mastiff as a means to having a large, fierce
dog, but not something of which getting
a large, fierce dog would be an effect.
But, if the man with the
indeterminate desire for a large, fierce dog decides that he wants a mastiff
(as a further determination of that indeterminate desire), that is not a case of means-picking at
all. There is a further kind of
non-specificity which Grice mentions only with a view to completeness: a desire D may be vaguely, or
indefinitely, non-specific; a man may
have decided that he wants a large, fierce dog, but it may not be very well defined what
could count as a large, fierce dog; a
mastiff would count, and a Pekinese would not, but what about a red setter? In such cases the desire or intention
needs to be interpreted, but not to be further specified. With regard to the first two kinds of
non-specificity, there are some remarks to be made. We do not usually (if we are sensible) make
our desires more determinate than the occasion demands; if getting a dog is not a present
prospect, a man who decides exactly what kind of dog he would like is engaging
in fantasy. The final stage of
determination may be left to the occasion of action; if I want to buy some fancy curtains, I
may leave the full determination of the kind until I see them in Circumstances may change the status of a
desire; a man may have a finitely
non-specific desire for a dog until he talks to his wife, who changes things
for him (making his desire inde-terminately non-specific). Indeterminately non-specific desires may of
course be founded (and well founded) on reasons, and so may be not merely
desires one does have but also desires which one *should* have. We may now return to the boss and his
secretary. It seems to Grice that
what the 'normally' behaved boss does (assuming that he has a very new and inexperienced
secretary) is to reach a finitely non-specific desire or intention (or a set of
such), communicate these to his
secretary, and leave to her the
implementation of this (these) intention(s);
he presumes that nothing which she will do, and no problem which she
will encounter, will disturb his intention (for, within reasonable limits, he
does not care what she does), even though her execution of her tasks may well
involve considerable skill and diplomacy (deinotes). If she is more senior, he may well not
himself reach a finitely, but only an
indetermin-ately, non-specific intention,
leaving it to her to complete the determination and trusting her to do
so more or less as he would himself.
If she reaches a position in which she is empowered to make determinate
his intentions not as she thinks he would think best, but as *she£ thinks best,
Grice would say that she has ceased to be a secretary and has become an
administrative assistant. This might
be a convenient place to refer briefly to a distine-tion which is of some
importance in practical thinking which is not just a matter of finding a means,
of one sort or another, to an already fixed goal, and which is fairly closely
related to the process of determination which Grice has been describing. This is the distinction between
non-propositional ends, like power, wealth, skill at chess, gardening; and propositional or objective ends, like to
get the Dean to agree with my proposal, or that my uncle should go to jail for
his peculations of the family money.
Non-propositional ends are in Grice’s view universals, the kind of items
to be named by mass-terms or abstract nouns.
Grice should like to regard their non-propositional appearance as
genuine; Grice would like them to be
not only things which we can be said to pursue, but also things ABOUT which we
can be said to care; and Grice would
not want to reduce caring ABOUT ' to 'caring that, though of course there is an
intimate connection between these kinds of caring. Grice would like to make the following
points. Non-propositional ends enter
into the most primitive kinds of psychological explanation; the behaviour of lower animals is to be
explained in terms of their wanting food, not of their wanting (say) to eat an
apple, or a nut. Or expect a drought.
Non-propositional ends are characteristically variable in degree, and
the degrees are valuationally ordered;
for one who wants wealth, a greater degree of wealth is (normally)
preferable to a lesser degree. They are the type, Grice
thinks, to which ultimate ends which are
constitutive of eudaemonia belong;
and not without reason, since their non-propositional, and often non-temporal,
character renders them fit members of an enduring system which is designed to
guide conduct in particular cases. The
process of determination applies to them, indeed, starts with them; desire for power is (say) rendered more
determinate as desire for political power;
and objectives (to get the position of Prime Minister) may be reached by
determination applied to a non-propositional end. Though it is clear to Grice that the
distinction exists, and that a number of particular items can be placed on one
side or another of the barrier, there is a host of uncertain examples, and the
distinction is not easy to apply. Let
us now look at things from her (the secretary's) angle. First, many (indeed most) of the things
she does, though perhaps cases of means-finding, will not be cases of finding
means of the kind which philosophers usually focus on, namely, *causal*
means. She gets him an air-ticket,
which enables, but does not cause, him to travel to Kalamazoo, Michigan; she arranges by telephone for him to stay
at the Hotel Goosepimple; his being
booked in there is not an effect but an intended outcome of her conversation on
the telephone; and his being booked
in at that hotel is not a cause of his being booked at a hotel, but a way in
which that situation or circumstance is realized. Second, if during her operations she
discovers that there is an epidemic of yellow fever at Kalamazoo, she does not (unless she wishes to be
fired) go blindly ahead and book him in;
she consults him, because something has now happened which will (if he
knows of it) disturb his finitely non-specific inten-tion; indeed may confront the boss with a
plurality of conflicting (or apparently conflicting) ends or desiderata; a situation which is next in line for
consideration. Before turning to it,
however, Grice thinks he should remark that the kind of features which have
shown up in this interpersonal transaction are also characteristic of solitary
deliberation, when the deliberator executes his own decisions. We are now, we suppose, at a stage at which
the secretary has come back to the boss to announce that if she executes the
task given her (implements the decision about what to do which he has reached),
there is such-and-such a snag; that
is, the decision can be implemented only at the cost of a consequence which
will (or which she suspects may) dispromote some further end which he wants to
promote, or promote some "counter-end" which he wants to
dispromote. We may remark that this kind of
problem is not something which only arises after a finitely non-specific
intention has been formed; exactly
parallel problems are frequently, though not invariably, encountered on the way
towards a finitely non-specific intention or desire. This prompts a further comment on
Aristotle's remark that, though wisdom is not identical with cleverness. wisdom
does not exist without cleverness.
This dictum covers two distinct truths; first, that if a man were good at deciding what to do,
but terrible at executing it (he makes a hash of working out train times, he is
tactless with customs officials, he irritates hotel clerks into
non-cooperation), one might hesitate
to confer upon him the title 'wise';
at least a modicum of cleverness is required Second, and more interestingly, cleverness
is liable to be manifested at all stages of deliberation; every time a snag arises in connection
with a tentative determination of one's will, provided that the snag is not
blatantly obvious, some degree of cleverness is manifested in seeing that, if
one does such-and-such (as one contemplates doing), there will be the
undesirable result that so-and-so The boss may now have to determine how
'deep' the snag is, how radically his plan will have to be altered to surmount
it. To lay things out a bit, the boss
might (in some sense of might'), in his deliberation, have formed successively
a series of indeterminately non-specific intentions (1, L, I... I,), where each
member is a more specific determination of its predecessor, and 1, represents
the final decision which he imparted to the secretary. He now (the idea is) goes back to this
sequence to find the most general (least specific) member which is such that if
he has that intention, he is saddled with the unwanted consequences. He then knows where modification is
required. Of course, in practice he
may very weil not have constructed such a convenient sequence; if he has not, then he has partially to
construct one on receipt of the bad news from the secretary, to construct one
(that is) which is just sufficiently well filled in to enable him to be
confident that a particular element in it is the most generic intention of
those he has, which generates the undesirable consequence. Having now decided which desire or
intention to remove, how does he
decide what to put in its place? How,
in effect, does he "compound his
surviving end or ends with the new desideratum, the attainment of the end (or
the avoidance of the counter-end) which has been brought to light by the
snag? Now Grice has to confess that
in connection with this kind of problem, Grice used to entertain a certain kind
of picture. Let us label (for
simplicity) initially just two ends E' and E?, with degrees of "objective
desirability" d and d. For any
action a, which might realize E', or E%, there will be a certain probability P,
that it will realize E', a certain probability P, that it will realize E, and a
probability P., (a function of p, and p.) that it will realize both. If E' and E are inconsistent (again, for
simplicity, let us suppose they are) Pre will be zero. We can now, in principle, characterize the
desirability of the action a,, relative to each end (E' and E*), and to each
combination of ends (here just E' and E*), as a function of the desirability of
the end and the probability that the action a, will realize that end, or
combination of ends. If we envisage a range of possible actions, which includes
a, together with other actions, we can imagine that each such action has a
certain degree of desirability relative to each end (E' and (or) E*) and to
their combination. If we suppose
that, for each possible action, these desirabilities can be compounded (perhaps
added), we can suppose that one particular possible action scored higher (in
action-desirability relative to these ends) than any alternative possible
action; and that this is the action which wins out; that is, is the action which is, or at
least should, be performed. (The
computation would in fact be more complex than Grice has described, once
account is taken of the fact that the ends involved are often not definite
(determinate) states of affairs (like becoming President), but are variable in
respect of the degree to which they might be realized (if one's end is to make
a profit from a deal, that profit might be of a varying magnitude); so one would have to consider not merely
the likelihood of a particular action's realizing the end of making a profit,
but also the likelihood of its realizing that end to this or that degree; and
this would considerably complicate the computational problem.) No doubt most readers are far too sensible
ever to have entertained any picture even remotely resembling the
"Crazy-Bayesy" one Grice has just described. Grice was not, of course, so foolish as to
suppose that such a picture represents the manner in which anybody actually
decides what to do, though Grice did (at one point) consider the possibility that
it might mirror, or reflect, a process actually taking place in the
physiological underpinnings of psychological states (desires and beliefs), a
process in the 'animal spirits, so to speak.
Grice rather thought that it might represent an ideal, a procedure which
is certainly unrealized in fact, and quite possibly one which is in principle
unrealizable in fact, but still something to which the procedures we actually
use might be thought of as approxima-tions, something for which they are
substitutes; with the additional thought that the closer the approximation the
better the procedure. The
inspirational source of such pictures as this seems to Grice to be the very
pervasive conception of a mechanical model for the operations of the soul; desires are like forces to which we are
sub-ject; and their influence on us, in combination, is like the vectoring of
forces. Grice is not at all sure that
he regards this as a good model; the
strength of its appeal may depend considerably on the fact that some model is
needed, and that, if this one is not chosen, it is not clear what alternative
model is available. If we are not to
make use of any variant of my one-time picture, how are we to give a general
representation of the treatment of conflicting or competing ends? It seems to Grice that, for ex-ample, the
accountant with the injured wife in Boise might, in the first instance, try to
keep everything, to fulfil all
relevant ends; he might think of telephoning
Redwood City to see if his firm could postpone for a week the preparation of
their accounts. If this is
ineffective, then he would operate on some system of priorities. Looking after his wife plainly takes
precedence over attention to his firm's accounting, and over visiting his
mother. But having settled on measures
which provide adequately for his wife's needs, he then makes whatever
adjustments he can to provide for the ends which have lost the day. What he does not do, as a rule, is to
com-promise; even with regard to his previous decision involving the conflict
between the claims of his firm and his mother, substantially he adopted a plan
which would satisfy the claims of the firm, incorporating therein a weekend
with mother as a way of doing what he could for her, having given priority to
the claims of the firm. Such systems
of priorities seem to me to have, among their significant features, the
following. They may be quite complex,
and involve sub-systems of priorities within a single main level of
priority. It may be that, for Grice,
family concerns have priority over business concerns; and also that, within the area of family
concerns, matters affecting Grice’s children have priority over matters
concerning Aunt Jemima, whs been living with us all these years. There is a distinction between a standing,
relatively long-term system of priorities, and its application to particular
occasions, with what might be thought of as divergences between the two. Even though Grice’s relations with his
children have, in general, priority over my relations with Aunt Jemima, on a
particular occasion Grice may accord priority to spending time with Aunt Jemima
to get her out of one of her tantrums over taking my son to the z00 to see the
hippopotami. It seems to Grice that a
further important feature of practical think-ing, which plays its part in
simplifying the handling of problems with which such thinking is concerned, is
what I might call its 'revi-sionist character (in a non-practical sense of that
term). Our desires, and ascriptions
of desirability, may be relative in more than one way. They may be 'desire-relative in that my
desiring A, or my regarding A as desirable, may be dependent on my desiring, or
regarding as desirable, B; the desire
for, or the desirability of, A may be parasitic on a desire for, or the
desirability of, B. This is the
familiar case of A's being desired, or desirable for the sake of B. But desires and desirabilities may be relative
in another slightly less banal way, which (initially) one might think of as
fact-relativity. They may be relative
to some actual or supposed prevailing situation; and, relative to such
prevailing situations, things may be desired or thought desirable which would
not normally be so regarded. A man
who has been sentenced to be hanged, drawn, and quartered may be relieved and
even delighted when he hears that the sentence has been changed to beheading;
and a man whose wealth runs into hundreds of millions may be considerably upset
if he loses a million or so on a particular transaction. Indeed, sometimes, one is led to suspect
that the richer one is, the more one is liable to mind such decre-ments;
witness the story, no doubt apocryphal, that Paul Getty had pay-telephones
installed in his house for the use of his guests. The phenomenon of 'fact-relativity scems
to reach at least to some extent into the area of moral desirabilities. It can be used, Grice thinks, to provide a
natural way of disposing of the Good Samaritan paradox; and if one recalls the parable of the
Prodigal Son, one may reflect that what incensed the for so long blameless son
was that there should be all that junketing about a fact-relative desirability
manifested by his errant brother; why
should one get a party for that? It
perhaps fits in very well with these reflections that our practical thinking,
or a great part of it, should be revisionist or incremental in character; that
what very frequently happens is that we find something in the prevailing
situation (or the situation anticipated as prevailing) which could do with
improvement or remove a blemish. We
do not, normally, set to work to construct a minor Utopia. It is notable that aversions play a
particularly important role in incremental deliberations; and it is perhaps just that (up to a
point) the removal of objects of aversion should take precedence over the
installation of objects of desire. If
I have to do without something which I desire, the desired object is not (unless
the desire is extreme) constantly present in imagination to remind me that 1 am
doing without it; but if I have to do
or have something which 1 dislike, the object of aversion is present in
reality, and so difficult to escape.
This revisionist kind of thinking seems to me to extend from the
loftiest problems (how to plan my life, which becomes how to improve on the
pattern which prevails) to the smallest (how to arrange the furniture); and it
extends also, at the next move so to speak, to the projected improvements which
I entertain in thought; I seck to
improve on them; a master
chess-player, it is said, sees at once what would be a good move for him to
make; all his thought is devoted to
trying to find a better one. When one
looks at the matter a little more closely, one sees that'fact-relative'
desirability is really desirability relative to an anti-cipated, expected, or
feared temporal extension of the actual state of affairs which prevails (an
extension which is not necessarily identical with what prevails, but which will
come about unless something is done about it). And looked at a little more closely still,
such desires or desirabilities are seen to be essentially comparative; what we try for is thought of as better
than the anticipated state which prompts us to try for it. This raises the large and difficult
question, how far is desirability of its nature comparative? Is it just that the pundits have not yet
given us a non-comparative concept of desirability, or is there something in
the nature of desire, or in the use we want to make of the concept of
desirability, which is a good reason why we cannot have, or should not have, a
non-comparative concept? Or, perhaps,
we do have one, which operates only in limited regions? Certainly we do not have to think in
narrowly incremental ways, as is attested by those who seek to comfort us (or
discomfort us) by getting us to count our blessings (or the reverse); by, for
example, pointing out that being beheaded is not really so hot, or that, if you
have 200 million left after a bad deal, you are not doing so badly. Are such comforters abandoning comparative
desirability, or are they merely shifting the term of comparison? Do we find non-comparative desirability
(perhaps among other regions) in moral regions? If we say that a man is honest, we are
likely to mean that he is at least not less honest than the average; but we do
not expect a man, who wants or tries to be honest, just to want or try to be
averagely honest. Nor do we expect
him to aspire to supreme or perfect honesty (that might be a trifle
presumptuous). We do expect, perhaps,
that he try to be as honest as he can, which may mean that we don't expect him
to form aspirations with regard to a lifetime record of any sort for honesty,
but we do expect him to try on each occasion, or limited bunch of occasions, to
be impeccably honest on those occasions, even though we know (and he knows)
that on some occasions at some times there will or may be lapses. If something like this interpretation be
correct, it may correspond to a general feature of universals
(non-propositional ends) of which one cannot have too much, a type of which
certain moral universals are specimens; desirabilities in the case of such
universals are, perhaps, not com-parative.
But these are unworked-out speculations. To summarize briefly this rambling,
hopefully somewhat diagnostic, and certainly unsystematic discussion. Grice has suggested, in a preliminary
enquiry into practical acceptability which is other than technical
acceptability: that practical thinking, which is not just
means-end thinking, includes the determination or sharpening of antecedently
indeterminate desires and intentions; that means-end thinking is involved in the
process of such determination; that a certain sort of computational model may
not be suitable; that systems of priorities, both general and
tailored to occasions, are central; that much, though not perhaps all, of practical
thinking is revisionist and comparative in character. Grice turns now to a brief consideration of
questions (A) and (B) which I distinguished earlier, and left on one side. These questions are:
What is the nature of eudaemonia?
In what sense, and why, should I desire or aim at my own happiness? Grice takes them
together. First, question (B) seems to
Grice to divide, on closer examination, into three further questions. Is there justification for the
supposition that one should, other things being equal, voluntarily continue
one's existence, rather than end it?
Given that the answer to (1) is 'yes.
Is there justification for the idea that one should desire or seek to be
eudaemon? Given that the answer to (2) is
'yes. Is there a way of justifying —
evaluating favourably — the acceptance of some particular set of ends — as
distinct from all other such sets — as constitutive of eudaemonia (or of my
eudaemonia)? The second and third
questions, particularly the third, are closely related to, and likely to be
dependent on, the account of eudaemonia provided in answer to question
(A); indeed, such an account might
wholly or partly provide an answer to question (3), since eudaemonia might turn
out to be a value-paradigmatic term, the meaning of which dictates that to be
eudaemon is to have a combination of ends which (the combination) is valuable
with respect to some particular purpose or point of view. Grice shall say nothing about the first two
questions; one or both of these
would, Grice suspects, require a careful treatment of the idea of Final Causes,
which so far Grice has not even mentioned.
Grice discusses the third question and question (A) elsewhere. H. P.
Grice Grice has been, so far, in the early stages of an attempt to estimate the
prospects of what Grice names the Aequi-vocality Thesis, with respect to
certain common modals — that is, the thesis, or set of theses, with respect to
particular common modals, which claims that
they are *univocal* across the practical/alethic divide, or, if they *are* multi-vocal, their multi-vocality appears equally on each
side of the barrier. Grice’s strategy
has been to put up as good an initial case as he could in favour of
representing the use of certain modals on different sides of the
alethic-practical barrier as explicable in terms of a single set of
acceptability modals, which are to be semantically barrier-*indifferent.* The differences between an alethic
acceptability and a practical acceptability being attributed to the ‘semantic’ — Greek semein, sign —
difference between a judicative and a volitive mode-markers (*F' and T), together with this or that structural difference such as
— the appearance, on the practical side of a "two-slot"
antecedent, with a ‘mixed' mode-marker, in an acceptability conditional, which might reasonably itself be attributed
to a difference between 'H' and 'T.
Grice has so far considered only a volitive acceptability which might be
thought of as more or less analogous to Kant's Technical Imperative. Grice has then not yet raised any question
about the inferential relation which might obtain across the barrier, in
particular about the possibility that a volitive acceptability may be
equivalent to, or inferable from, an alethic acceptability. It is time to attend to these lacunae,
starting with the second. The existence
of such a cross-barrier inferability would be of interest in more than one
way. It would be of interest in itself,
as providing some interesting general logical facts. Anyone
who regards a practical acceptability as philosophically problematic,
but does not feel the same way about an alethic acceptability, might be
reassured in so far as he could think of a practical acceptability — of the
means-end instrumental or utilitarian type — as derivable from an alethic
acceptability. Someone who does NOT
regard either variety of acceptability as specially problematic might well (and
no doubt should) regard both as in need of philosophical justification, and it
would be a step towards such a justification to show that, provided an alethic
acceptability is justifiable, a practical acceptability is also
justifiable. the display of such a
cross-barrier relation might itself be relevant to the prospects of the
"aequi-vocality Thesis". Grice
begins the substantial discussion of this topic by taking a common modal which
he has not so far associated with any of the sub-varieties of acceptability,
namely, the very English modal "should" — Kant, sollen. In a certain sense, this is a slight
cheat, since Grice’s purpose in so doing is to cover up some of the intricacies
of detail which would complicate matters if he were to proceed with direct
reference of modals already invoked;
but, as Grice intends shortly to lay bare some of that detail, perhaps
Grice’s procedure might be regarded as an expository device, and so as only a
temporary cheat. Let us take as our
example the following acceptability sentence:
"To: preserve a youthful complexion, if one has a relatively insensitive
skin, one should smear one's face
with peanut butter before retiring at night." This fascinating recipe can be thought of
as being, in Grice’s scheme of representation, expressible as It should be, given that let one preserve a youthful
complexion and that one has a
relatively insensitive skin,
that let one smear one's face
with peanut butter before retiring",
or in an abbreviated general
symbolism “Should (! E, - F; I
G)". Now, there is at least some
initial plausibility in the idea that this practical acceptability statement is
satisfactory (qua true) just in case the following alethic acceptability
statement is also acceptable (qua true):
"It should be, given that
it is the case that one smears one's skin with peanut butter before
retiring and that it is the case that one has a relatively
insensitive skin, that it is the case
that one preserves a youthful complexion." More generally, there is some plausibility to the idea
that an exemplar of the form Should
(I E, - E; ! G) is true just in case
a corresponding examplar of the form
Should (FE, -G; FE) is
true. Before proceeding further, Grice
will attempt to deal briefly with a possible objection which might be raised at
this point. Grice can imagine an
ardent descriptivist, who first complains, in the face of someone who wishes to
allow a legitimate autonomous status to practical acceptability
generalizations, that truth-conditions for such generalizations are not
available, and perhaps are in principle not available. So such generalizations are not to be taken
seriously. We then point out to the
ardent descriptivist that, at least for
a class of such cases, truth-conditions *are* available, and that they are to
be found in related alethic generalizations, a kind of generalization he
accepts. The ardent descriptivist
then complains that, if finding
truth-conditions involves representing the practical acceptability
generalizations as being true just in case related alethic generalizations are
true, practical acceptability
generalizations are simply reducible to alethic generalizations, and so are not to be taken seriously for
another reason, namely, that they are simply transformations of alethic
generalizations, and we could perfectly well get on without them. Maybe some of you have heard some ardent
descriptivists arguing in a style not so very different from this. Now a deep reply to such an objection
would involve, Grice thinks, a display of the need for a system of reasoning in
which the value to be transmitted by acceptable inference is not truth but
practical value, together with a demonstration of the role of practical
acceptability generalizations in such a system. Grice suspects that such a reply could be
constructed, but Grice does not have it at his fingertips, or tongue-tip, so
Grice shall not try to produce it. An
interim reply, however, might take the following form: even though it may be true, which is by no
means certain, that certain practical acceptability generalizations have the
same truth-conditions as certain corresponding alethic generalizations, it is
not to be supposed that the former generalizations are simply reducible to the
latter —in some disrespectful sense of reducible. For, though both kinds of generalization
are defeasible, they are not defeasible in the same way; more exactly, what is a defeating
condition for a given practical generalization is not a defeating condition for
its alethic counterpart. A
generalization of the form ' should
(LE, - F; ! G)' may have, as a
defeating condition, 'E"; that is to say, consistently with the
truth of this generalization, it may be true that should (! E & | B*, - F: 1G*) where 'G* is inconsistent with 'G. But since, in the alethic counterpart
generalization should (F E, - G; -
E): 'E does *not* occur in the
antecedent, ' E* cannot be a defeating
condition for this generalization.
And, since liability to defeat by a certain range of defeating
conditions is essential to the role which acceptability generalizations play in
reasoning, this difference between a practical generalization and its alethic
counterpart is sufficient to eliminate the reducibility of the former to the
latter. To return to the main theme of
this section. If, without further
ado, we were to accept at this point the suggestion that 'should (I E, - F; I G) is true just in case should (F F, F G; F E) is true, we should be accepting it simply
on the basis of intuition, including, of course, linguistic or logical
intuition under the head of "intuition'.” If the suggestion is correct, we should
attain, at the same time, a stronger assurance that it is correct and a better
theoretical understanding of the alethic and practical acceptability, if we
could show why it is correct by deriving it from some general principle. Kant, in fact, for reasons not unlike
these, seeks to show the validity of a different, but fairly closely related,
Technical Imperative by just such a method.
The form which Kant selects is one which, in Grice’s terms, would be
represented by It is fully
acceptable, given let it be that B, that
let it be that A" or
" It is neces-sary, given let it
be that B, that let it be that
A". Applying this to the one
fully stated technical imperative given in Grundlegung, we get "It is necessary, given
let it be that one bisect a
line on an unerring principle,
that let it be that I draw from its extremities two
intersecting arcs". Call this
statement, (o). Though Kant does not
express himself very clearly, Grice is certain that Kant’s claim is that this
imperative is validated in virtue of the fact that it is, *analytically*, a
consequence of an indicative statement which is true and, in the present
context, unproblematic, namely, the statement vouched for by geometry,
that if one bisects a line on an unerring
principle, one does so only as a
result of having drawn from its extremities two intersecting arcs. Call this statement, (B). Kant’s argument seems to be expressible as
follows. It is *analytic* that he who
wills the end, so far as reason decides his conduct, wills the indispensable
means thereto, So (2) it is
*analytic* that, so far as one is rational, if
one wills that A, and judges
that if A, A as a result of B, one wills the means, viz. that B. So 3)
it is *analytic* that, so far
as one is rational, if one judges that if A, A as a result of
B, if one wills that A, one wills
that B. So (4) it is *analytic* that, if it is true that if A, A as a result of B, if
let it be that A, it must be that
let it be that B. From which,
by substitution, we derive (5): it is
*analytic* that if ß o. Now it seems to me to be meritorious, on
Kant's part, first that
Kant sees a need to justify a hypothetical imperatives of this sort,
which it is only too easy to take for granted, and second
that Kant invokes the
principle that “he who wills the end
wills the means" Machiavelli intuitively, this invocation seems
right. Unfortunately, however, the
step from (3) to (4) seems open to dispute on two different counts. It looks as if an unwarranted 'must' has
appeared in the consequent of the conditional which is claimed, in (4), as
*analytic*. the most that, to all
appearances, could be claimed as being true of the antecedent is that if let it be that A, let it be that
B. Perhaps more serious. It is by no means clear by what right the
psychological verbs 'judge' and will, which appear in (3), are omitted in
(4); how does an allegedly *analytic*
connection between (i) judging that if A, A as a result of B and ( ii)
its being the case that if one
wills that A then one wills that B
yield an *analytic* connection between its being the case that if A, A as a result of B and (ii) the 'proposition' that if let it be that A let it be that B ?
Can the presence in (3) of the phrase "in so far as one is
rational" legitimize this step?
Grice does not know what remedy to propose for the first of these two
difficulties. but Grice attempts a
reconstruction of Kant's line of argument which might provide relief from the
second. It might, indeed, even be an
expansion of Kant's thinking. but
whether or not this is so, Grice is a very long way from being confident in its
adequacy. Let us suppose it to be a
fundamental psychological *law* that, ceteris paribus, for any creature x of a
sufficiently developed kind, no matter what A and B are, if x wills A and judges that if A, A only as a result of B, x wills B. This Grice takes to be a proper
representation of “he who wills the
end wills the indispensable means";
and in calling it a
fundamental *law* Grice means that it is the law, or one of the laws, from
which 'willing' and 'judging' derive their sense as names — or definitions — of
concepts which explain behaviour, So,
Grice assumes, to reject it would be to deprive these words of their
sense. If x is a rational creature,
since in this case his attitudes of acceptance are at least to some degree
under his control — volitive or judicative assent can be withheld or refused —
this law will hold for him only if
the following is true: (2) x wills (it is x's will) that (for any A,
B) if x wills that A and judges that if A, A only as a result of
B, x is to will that B. In so far as x proceeds rationally, x
should will as specified in only if x judges that if it is satisfactory to will that A and also satisfactory to judge that if A, A only as a result of B, it is satisfactory to will that B; otherwise, in willing as specified in (2),
he will be willing to run the risk of passing from a satisfactory attitude to
an unsatisfactory one. So, given
that x wills as specified in (2): x should (qua rational judge that (for any A, B) if it is satisfactory to will that A and also satisfactory to judge that it A. A only as a result of B, it is satisfactory to will that B. Since the satisfactoriness of attitudes of
acceptance resolves itself into the satisfactoriness of the contents of those
attitudes, marked by the appropriate mode-markers, if
x judges as specified in
(3) (4) x should (qua rational) judge that for any A, B) if
it is satisfactory that ! A and
also satisfactory that if it
is the case that A, A only as a result of B,
it is satisfactory that ! B.
And, if x judges as in (4),
(because (A & B → C) yields A → (B → C)): (5)
x should judge that (for any A, B)
if it is satisfactory that if
A, A only because B, it is
satisfactory that, if let it be that
A, let it be that B. But
if x judges that
satisfactoriness is, for any A, B, transmitted in this particular way, x should judge that (for any A, B) if A, A only because B, yields if
let it be that A, let it be
that B. But if any rational being
should (qua rational) judge that (for
any A, B) the first 'propositional' form yields the second, the first propositional form does yield
the second; so: (7) For any A, B) if A, A only because B yields if let it be that A, let it be that B. A special apology for the particularly
violent disregard of use and mention';
Grice’s usual reason is offered.
Fig. summarizes the steps of the argument. Kant's steps a =
It is necessary, given let it
be that one bisect a line on an unerring principle, that let it be that 1 draw from its extremities
two intersecting arcs. ß = If one
bisects a line on an unerring principle,
one does so only as a result of
having drawn from its extremities two intersecting arcs. It is *analytic* that (so far as he is
rational) he who wills the end wills
the means. It is *analytic* that (so far
as one is rational) if one wills that
A, and judges that if A, A only as a
result of B, one wills that B. It is *analytic* that (so far
as one is rational) if one judges
that if A, A as a result of B, if one wills that A, one wills that
B. It is *analytic* that if.
if A, A as a result of B,
if let it be that A, it must be that let it be that B, It is *analytic* that if B, then or. Reconstruction steps Fundamental law that (ceteris paribus) for any creature x (for any A, B), if x wills A and judges that if A, A as a result of B; x wills B. x wills that (for any A,
B) if x wills A
and judges that if A, A as a result of B, x is to will that
B, x should (qua rational) judge
that (for any A, B) if it is satisfactory to will that A and also satisfactory to judge that if A, A only as a result of B, it is satisfactory to will that B. × should (qua rational) judge
that (for any A, B) if it is satisfactory that ! A
and also satisfactory that if
+ A, I A only as a result of B, it
is satisfactory that ! B. x should (qr.) judge that (for
any A, B) if it is satisfactory that if
+ A, FA only because B, it is satisfactory that, if let it be that A, let
x should (q.r.) judge that
(for any A, B) if A, A only because
B, yields if let it be that A, let it
be that B. (For any A. B) if A, A only because B yields if let it be that A, let it FiG. 4. Validation of a technical
acceptability It will be convenient to
initiate the discussion of this topic by again referring to Kant. Kant thinks that there is a special
sub-class of Hypothetical Imperatives — which he called "counsels of
prudence" — which were like his class of Technical Imperatives, except in that the end specified in a full statement of
the imperative is the special end of “eudaemonia” (one's “eudaemonia” To translate into Grice’s terminology, this
seems to amount to the thesis that there is a special subclass of, for example,
a singular practical acceptability conditional which exemplifies the structure "it is acceptable, given that let a (an individual) be eudaemon, that
let a be (do) G"; an additional
indicative sub-antecedent ("that it is the case that a is F") might
be sometimes needed, and could be added without difficulty. There would, presumably, be a
corresponding special subclass of acceptability generalizations. The main characteristics which Kant would
attribute to such prudential acceptability conditionals would, Grice thinks, be
the following. The foundation for such
a conditional is exactly the same as that for a technical imperative. would be treated as being, in principle,
*analytical* consequences of an indicative statement to the effect that
so-and-so is a/the means to such-and-such.
The relation between my doing philosophy now and my being eudaemon would
be a *causal* relation not significantly different from the relation between my
taking an aspirin and my being relieved of my headache. However, though the relation
would be the same, the question whether in fact my doing philosophy now will
promote my eudaemonia is insoluble;
to solve it, I should have to
be omniscient. since I should have to
determine that my doing philosophy now would lead to "a maximum of welfare
in my present and all future circumstances" The special end (eudaemonia) of a specific
prudential acceptability conditional is one which we know that, as a matter
of "natural necessity", every
human being has; so, unlike a technical imperative, their
applicability to himself cannot be disclaimed by any human being. Before we bring in the demands of morality
— which will prescribe concern for our own “eudaemonia” as a derivative duty —,
the only positive evaluation of a desire for one's eudaemonia is an alethic
evaluation; one ought to, or must,
desire one's own eudaemonia only in the sense that, whoever one may be, it is
acceptable that it is the case that one desire one's own eudaemonia; the 'ought' or 'must' is
non-practical. This position seems to
Grice akin to a Humean appeal to "natural dispositions, in place of
justification. Grice would wish to
disagree with Kant in two, or possibly three, ways. Kant, Grice thinks, does not devote a great
deal of thought to the nature of “eudaemonia,” no doubt because he regards it
as being of little importance to the philosophical foundations of
morality. So it is not clear whether
Kant regards eudaemonia as a distinct end from the variety of ends which one
might pursue with a view to eudaemonia, rather than as a complex end which
includes (in some sense of "include ) some of such ends. If Kant does regard it as a distinct end,
Grice thinks that Kant is wrong. Grice thinks that Kant is
certainly wrong in thinking of something's being conducive to eudaemonia as
being on all fours with, say, something's being conducive to the relief of a
headache; as, perhaps, a matter, in both cases, of “causal” relationship. Grice would like to think Kant
wrong in thinking that, morality apart, there is no practical interpretation of
'ought' in which one ought to pursue (desire, aim at) one's own
eudaemonia. We have, then, three not
unconnected questions which demand some
attention. What is the nature of
eudaemonia? In what sense (if any)
(and why) should I desire, or aim at, my own eudaemonia? Or is it the greater for the greater
futiitarian number? What is the nature
of the connection between things which are conducive to eudaemonia and
eudaemonia? What, specifically, is
implied by 'conducive? Though it is
fiendishly difficult, Grice takes up question (C) first. Grice trusts that he will be forgiven if he
does not present a full and coherent
answer. Let us take a brief
look at Aristotle. Aristotle was,
Grice thinks, more sophisticated in this
area. And he spoke a more
sophisticated lingo than German!
Though it is by no means beyond dispute, Grice is disposed to think that Aristotle regards eudaemonia as a complex
end 'containing' (in some sense) the ends which are constitutive of
eudaemonia; to use the jargon of
recent commentators such as Hardie (his tutor) or Ackrill (his pupil), Grice
suspects Aristotle regards it as an 'inclusive' and not a 'dominant' end. Aristotle certainly thinks that one should
(practical should') aim at one's own eudaemonia. The matter directly relevant to
Grice’s present purpose Grice strongly
suspects that Aristotle does not think that the relationship between, say, my
doing philosophy and my eudaemonia is a straightforward *causal*
relationship. The passage which Grice
has in mind is Nicomachean Ethics, where Aristotle distinguishes between
wisdom, practical wisdom, and cleverness — or, one might say, resourcefulness. Aristotle there makes the following
statements: wisdom is not the same as
cleverness, though like it, wisdom
does not exist without cleverness,
wisdom is always laudable — to be wise one must be virtuous — but
cleverness is not always laudable, for example, in a rogue. the
relation between wisdom and cleverness is analogous to the relation between
'natural' virtue and virtue proper.
Faced with these not exactly voluminous remarks, some commentators have
been led (not Grice thinks without reluctance) to interpret Aristotle as
holding that the only difference
between wisdom and cleverness is that the former does, and the latter does not,
require the presence of virtue; to be
wise is simply to be clever in a good cause.
Apart from the fact that additional difficulties are generated thereby,
with respect to the interpretation of Nicomachean Ethics, to attribute this
view to Aristotle does not seem to indicate a very high respect for his wisdom,
particularly as the text does not seem to demand such an interpretation. Following an idea once given to Grice, long
ago, by Austin, Grice would prefer to think of Aristotle as distinguishing
between the characteristic
manifestation of wisdom, namely, the
ability to determine what one should
do (what should be done), and the
characteristic manifestation of cleverness, which is the ability to
determine HOW to do what it is that should be done. On this interpretation, cleverness would
plainly be in a certain sense subordinate to wisdom, since opportunity for cleverness (and associated
qualities) will only arise after there has been some determination of what it
is that is to be done. It may also be
helpful (suggestive) to think of wisdom as being (or being assimilable to)
administrative ability, with
cleverness being comparable with *executive* ability. The power structure of the soul. I would also like to connect cleverness,
initially, with the ability to recognize (devise) a technical acceptability
(though its scope might be larger than this, while wisdom is shown primarily in
other directions. On such
assumptions, expansion of the still obscure Aristotelian distinction is plainly
a way of pursuing question (C), or questions closely related to it; for we will be asking what other kinds of
acceptability (beyond 'technical acceptability) we need in order to engage (or
engage effectively) in a piece of specimen or exercise of practical
reasoning. Grice fears his
contribution here is sketchy and not very systematic. We might start by exploring a little
further the 'administrative/ executive distinction, a distinction which, Grice must admit, is
extremely hazy and also not at all hard and fast — lines might be drawn, in
different cases, in quite different places).
A boss tells his secretary
that he will be travelling on business to such-and-such places, next week,
and asks her to arrange travel and
accommodation for him. I suspect that
there is nothing peculiar about that.
But suppose, instead of giving her those instructions, he had said to
her that he wanted to travel on
business somewhere or other, next week, and asked her to arrange destinations,
matters to be negotiated, firms to negotiate with, and brief him about what to
say to those whom he would visit.
That would be a little more unusual, and the secretary might reply
angrily, “I am paid to be your
secretary, not to run your business for you, let alone run you." What (philosophically) differentiates the
two cases? Let us call a desire or
intention D which a man has at t "ter-minal for him at t" if there is no desire or intention which he has
at t, which is more specific than D;
if, for example, a man wanted at ta car, but it was also true of him
that he wanted a Mercedes, his desire
for a car would not be terminal. Now
Grice thinks we can (roughly) distinguish (at least) three ways in which a
terminal desire may be non-specific. D
may be finitely non-specific; for
example, a man may want a large,
fierce dog (to guard his house) and not care at all what kind of large, fierce
dog he acquired; any kind will do (at
least within some normal range).
Furthermore, he does not envisage his attitude, that any kind will do,
being changed when action-time comes; he will of course get some particular kind
of dog, but what kind will simply depend on such things as availability. D may be indeterminately
non-specific: that is to say the
desirer may recognize, and intend, that before he acts the desire or intention
D should be made more specific than it is;
he has decided, say, that he wants a large, fierce dog, but has not yet decided what kind he
wants. It seems to me that an
indeterminately non-specific desire or intention differs from a finitely
non-specific desire in a way which is relevant to the application of the
concept of means-taking. If the man
with the finitely non-specific desire for a large, fierce dog decides on a
mastiff, that would be (or at least could be) a case of choosing a mastiff as a
means to having a large, fierce dog,
but not something of which getting a large, fierce dog would be an
effect. But, if the man with the indeterminate desire
for a large, fierce dog decides that he wants a mastiff (as a further
determination of that indeterminate desire),
that is not a case of means-picking at all. There is a further kind of
non-specificity which Grice mentions only with a view to completeness: a desire D may be vaguely, or
indefinitely, non-specific; a man may
have decided that he wants a large, fierce dog, but it may not be very well defined what
could count as a large, fierce dog; a
mastiff would count, and a Pekinese would not, but what about a red setter? In such cases the desire or intention
needs to be interpreted, but not to be further specified. With regard to the first two kinds of
non-specificity, there are some remarks to be made. We do not usually (if we are sensible) make
our desires more determinate than the occasion demands; if getting a dog is not a present
prospect, a man who decides exactly what kind of dog he would like is engaging
in fantasy. The final stage of
determination may be left to the occasion of action; if I want to buy some fancy curtains, I
may leave the full determination of the kind until I see them in Circumstances may change the status of a
desire; a man may have a finitely
non-specific desire for a dog until he talks to his wife, who changes things
for him (making his desire inde-terminately non-specific). Indeterminately non-specific desires may of
course be founded (and well founded) on reasons, and so may be not merely
desires one does have but also desires which one *should* have. We may now return to the boss and his
secretary. It seems to Grice that
what the 'normally' behaved boss does (assuming that he has a very new and
inexperienced secretary) is to reach a finitely non-specific desire or
intention (or a set of such),
communicate these to his secretary, and leave to her the implementation of this
(these) intention(s); he presumes
that nothing which she will do, and no problem which she will encounter, will
disturb his intention (for, within reasonable limits, he does not care what she
does), even though her execution of her tasks may well involve considerable
skill and diplomacy (deinotes). If
she is more senior, he may well not himself reach a finitely, but only an indetermin-ately, non-specific
intention, leaving it to her to
complete the determination and trusting her to do so more or less as he would
himself. If she reaches a position in
which she is empowered to make determinate his intentions not as she thinks he
would think best, but as *she£ thinks best, Grice would say that she has ceased
to be a secretary and has become an administrative assistant. This might be a convenient place to refer
briefly to a distine-tion which is of some importance in practical thinking
which is not just a matter of finding a means, of one sort or another, to an
already fixed goal, and which is fairly closely related to the process of
determination which Grice has been describing. This is the distinction between
non-propositional ends, like power, wealth, skill at chess, gardening; and propositional or objective ends, like to
get the Dean to agree with my proposal, or that my uncle should go to jail for
his peculations of the family money.
Non-propositional ends are in Grice’s view universals, the kind of items
to be named by mass-terms or abstract nouns.
Grice should like to regard their non-propositional appearance as
genuine; Grice would like them to be
not only things which we can be said to pursue, but also things ABOUT which we
can be said to care; and Grice would
not want to reduce caring ABOUT ' to 'caring that, though of course there is an
intimate connection between these kinds of caring. Grice would like to make the following
points. Non-propositional ends enter
into the most primitive kinds of psychological explanation; the behaviour of lower animals is to be
explained in terms of their wanting food, not of their wanting (say) to eat an
apple, or a nut. Or expect a drought.
Non-propositional ends are characteristically variable in degree, and
the degrees are valuationally ordered;
for one who wants wealth, a greater degree of wealth is (normally)
preferable to a lesser degree. They are the type, Grice
thinks, to which ultimate ends which are
constitutive of eudaemonia belong;
and not without reason, since their non-propositional, and often non-temporal,
character renders them fit members of an enduring system which is designed to
guide conduct in particular cases. The
process of determination applies to them, indeed, starts with them; desire for power is (say) rendered more
determinate as desire for political power;
and objectives (to get the position of Prime Minister) may be reached by
determination applied to a non-propositional end. Though it is clear to Grice that the
distinction exists, and that a number of particular items can be placed on one
side or another of the barrier, there is a host of uncertain examples, and the
distinction is not easy to apply. Let
us now look at things from her (the secretary's) angle. First, many (indeed most) of the things
she does, though perhaps cases of means-finding, will not be cases of finding
means of the kind which philosophers usually focus on, namely, *causal* means. She gets him an air-ticket, which enables,
but does not cause, him to travel to Kalamazoo, Michigan; she arranges by telephone for him to stay
at the Hotel Goosepimple; his being
booked in there is not an effect but an intended outcome of her conversation on
the telephone; and his being booked
in at that hotel is not a cause of his being booked at a hotel, but a way in
which that situation or circumstance is realized. Second, if during her operations she
discovers that there is an epidemic of yellow fever at Kalamazoo, she does not (unless she wishes to be
fired) go blindly ahead and book him in;
she consults him, because something has now happened which will (if he
knows of it) disturb his finitely non-specific inten-tion; indeed may confront the boss with a
plurality of conflicting (or apparently conflicting) ends or desiderata; a situation which is next in line for
consideration. Before turning to it,
however, Grice thinks he should remark that the kind of features which have
shown up in this interpersonal transaction are also characteristic of solitary
deliberation, when the deliberator executes his own decisions. We are now, we suppose, at a stage at which
the secretary has come back to the boss to announce that if she executes the
task given her (implements the decision about what to do which he has reached),
there is such-and-such a snag; that
is, the decision can be implemented only at the cost of a consequence which
will (or which she suspects may) dispromote some further end which he wants to
promote, or promote some "counter-end" which he wants to
dispromote. We may remark that this kind of
problem is not something which only arises after a finitely non-specific
intention has been formed; exactly
parallel problems are frequently, though not invariably, encountered on the way
towards a finitely non-specific intention or desire. This prompts a further comment on
Aristotle's remark that, though wisdom is not identical with cleverness. wisdom
does not exist without cleverness.
This dictum covers two distinct truths; first, that if a man were good at deciding what to do,
but terrible at executing it (he makes a hash of working out train times, he is
tactless with customs officials, he irritates hotel clerks into
non-cooperation), one might hesitate
to confer upon him the title 'wise';
at least a modicum of cleverness is required Second, and more interestingly, cleverness
is liable to be manifested at all stages of deliberation; every time a snag arises in connection
with a tentative determination of one's will, provided that the snag is not
blatantly obvious, some degree of cleverness is manifested in seeing that, if
one does such-and-such (as one contemplates doing), there will be the
undesirable result that so-and-so The boss may now have to determine how
'deep' the snag is, how radically his plan will have to be altered to surmount
it. To lay things out a bit, the boss
might (in some sense of might'), in his deliberation, have formed successively
a series of indeterminately non-specific intentions (1, L, I... I,), where each
member is a more specific determination of its predecessor, and 1, represents
the final decision which he imparted to the secretary. He now (the idea is) goes back to this
sequence to find the most general (least specific) member which is such that if
he has that intention, he is saddled with the unwanted consequences. He then knows where modification is
required. Of course, in practice he
may very weil not have constructed such a convenient sequence; if he has not, then he has partially to
construct one on receipt of the bad news from the secretary, to construct one
(that is) which is just sufficiently well filled in to enable him to be
confident that a particular element in it is the most generic intention of
those he has, which generates the undesirable consequence. Having now decided which desire or
intention to remove, how does he decide
what to put in its place? How, in
effect, does he "compound his
surviving end or ends with the new desideratum, the attainment of the end (or
the avoidance of the counter-end) which has been brought to light by the
snag? Now Grice has to confess that
in connection with this kind of problem, Grice used to entertain a certain kind
of picture. Let us label (for
simplicity) initially just two ends E' and E?, with degrees of "objective
desirability" d and d. For any
action a, which might realize E', or E%, there will be a certain probability P,
that it will realize E', a certain probability P, that it will realize E, and a
probability P., (a function of p, and p.) that it will realize both. If E' and E are inconsistent (again, for
simplicity, let us suppose they are) Pre will be zero. We can now, in principle, characterize the
desirability of the action a,, relative to each end (E' and E*), and to each
combination of ends (here just E' and E*), as a function of the desirability of
the end and the probability that the action a, will realize that end, or combination
of ends. If we envisage a range of possible actions, which includes a, together
with other actions, we can imagine that each such action has a certain degree
of desirability relative to each end (E' and (or) E*) and to their combination. If we suppose that, for each possible
action, these desirabilities can be compounded (perhaps added), we can suppose
that one particular possible action scored higher (in action-desirability
relative to these ends) than any alternative possible action; and that this is
the action which wins out; that is,
is the action which is, or at least should, be performed. (The computation would in fact be more
complex than Grice has described, once account is taken of the fact that the
ends involved are often not definite (determinate) states of affairs (like
becoming President), but are variable in respect of the degree to which they
might be realized (if one's end is to make a profit from a deal, that profit
might be of a varying magnitude); so
one would have to consider not merely the likelihood of a particular action's
realizing the end of making a profit, but also the likelihood of its realizing
that end to this or that degree; and this would considerably complicate the
computational problem.) No doubt most readers
are far too sensible ever to have entertained any picture even remotely
resembling the "Crazy-Bayesy" one Grice has just described. Grice was not, of course, so foolish as to
suppose that such a picture represents the manner in which anybody actually
decides what to do, though Grice did (at one point) consider the possibility
that it might mirror, or reflect, a process actually taking place in the
physiological underpinnings of psychological states (desires and beliefs), a
process in the 'animal spirits, so to speak.
Grice rather thought that it might represent an ideal, a procedure which
is certainly unrealized in fact, and quite possibly one which is in principle
unrealizable in fact, but still something to which the procedures we actually
use might be thought of as approxima-tions, something for which they are
substitutes; with the additional thought that the closer the approximation the
better the procedure. The
inspirational source of such pictures as this seems to Grice to be the very
pervasive conception of a mechanical model for the operations of the soul; desires are like forces to which we are
sub-ject; and their influence on us, in combination, is like the vectoring of
forces. Grice is not at all sure that
he regards this as a good model; the
strength of its appeal may depend considerably on the fact that some model is
needed, and that, if this one is not chosen, it is not clear what alternative
model is available. If we are not to
make use of any variant of my one-time picture, how are we to give a general
representation of the treatment of conflicting or competing ends? It seems to Grice that, for ex-ample, the
accountant with the injured wife in Boise might, in the first instance, try to
keep everything, to fulfil all
relevant ends; he might think of
telephoning Redwood City to see if his firm could postpone for a week the
preparation of their accounts. If
this is ineffective, then he would operate on some system of priorities. Looking after his wife plainly takes
precedence over attention to his firm's accounting, and over visiting his
mother. But having settled on
measures which provide adequately for his wife's needs, he then makes whatever
adjustments he can to provide for the ends which have lost the day. What he does not do, as a rule, is to
com-promise; even with regard to his previous decision involving the conflict
between the claims of his firm and his mother, substantially he adopted a plan
which would satisfy the claims of the firm, incorporating therein a weekend
with mother as a way of doing what he could for her, having given priority to
the claims of the firm. Such systems
of priorities seem to me to have, among their significant features, the
following. They may be quite complex,
and involve sub-systems of priorities within a single main level of
priority. It may be that, for Grice,
family concerns have priority over business concerns; and also that, within the area of family
concerns, matters affecting Grice’s children have priority over matters
concerning Aunt Jemima, whs been living with us all these years. There is a distinction between a standing,
relatively long-term system of priorities, and its application to particular
occasions, with what might be thought of as divergences between the two. Even though Grice’s relations with his
children have, in general, priority over my relations with Aunt Jemima, on a
particular occasion Grice may accord priority to spending time with Aunt Jemima
to get her out of one of her tantrums over taking my son to the z00 to see the
hippopotami. It seems to Grice that a
further important feature of practical think-ing, which plays its part in
simplifying the handling of problems with which such thinking is concerned, is
what I might call its 'revi-sionist character (in a non-practical sense of that
term). Our desires, and ascriptions
of desirability, may be relative in more than one way. They may be 'desire-relative in that my
desiring A, or my regarding A as desirable, may be dependent on my desiring, or
regarding as desirable, B; the desire
for, or the desirability of, A may be parasitic on a desire for, or the
desirability of, B. This is the
familiar case of A's being desired, or desirable for the sake of B. But desires and desirabilities may be
relative in another slightly less banal way, which (initially) one might think
of as fact-relativity. They may be
relative to some actual or supposed prevailing situation; and, relative to such
prevailing situations, things may be desired or thought desirable which would
not normally be so regarded. A man
who has been sentenced to be hanged, drawn, and quartered may be relieved and
even delighted when he hears that the sentence has been changed to beheading;
and a man whose wealth runs into hundreds of millions may be considerably upset
if he loses a million or so on a particular transaction. Indeed, sometimes, one is led to suspect
that the richer one is, the more one is liable to mind such decre-ments;
witness the story, no doubt apocryphal, that Paul Getty had pay-telephones
installed in his house for the use of his guests. The phenomenon of 'fact-relativity scems
to reach at least to some extent into the area of moral desirabilities. It can be used, Grice thinks, to provide a
natural way of disposing of the Good Samaritan paradox; and if one recalls the parable of the Prodigal
Son, one may reflect that what incensed the for so long blameless son was that
there should be all that junketing about a fact-relative desirability
manifested by his errant brother; why
should one get a party for that? It
perhaps fits in very well with these reflections that our practical thinking,
or a great part of it, should be revisionist or incremental in character; that
what very frequently happens is that we find something in the prevailing
situation (or the situation anticipated as prevailing) which could do with
improvement or remove a blemish. We
do not, normally, set to work to construct a minor Utopia. It is notable that aversions play a
particularly important role in incremental deliberations; and it is perhaps just that (up to a
point) the removal of objects of aversion should take precedence over the
installation of objects of desire. If
I have to do without something which I desire, the desired object is not
(unless the desire is extreme) constantly present in imagination to remind me
that 1 am doing without it; but if I
have to do or have something which 1 dislike, the object of aversion is present
in reality, and so difficult to escape.
This revisionist kind of thinking seems to me to extend from the
loftiest problems (how to plan my life, which becomes how to improve on the
pattern which prevails) to the smallest (how to arrange the furniture); and it
extends also, at the next move so to speak, to the projected improvements which
I entertain in thought; I seck to
improve on them; a master
chess-player, it is said, sees at once what would be a good move for him to make; all his thought is devoted to trying to
find a better one. When one looks at
the matter a little more closely, one sees that'fact-relative' desirability is
really desirability relative to an anti-cipated, expected, or feared temporal
extension of the actual state of affairs which prevails (an extension which is
not necessarily identical with what prevails, but which will come about unless
something is done about it). And
looked at a little more closely still, such desires or desirabilities are seen
to be essentially comparative; what
we try for is thought of as better than the anticipated state which prompts us
to try for it. This raises the large
and difficult question, how far is desirability of its nature comparative? Is it just that the pundits have not yet
given us a non-comparative concept of desirability, or is there something in
the nature of desire, or in the use we want to make of the concept of
desirability, which is a good reason why we cannot have, or should not have, a
non-comparative concept? Or, perhaps,
we do have one, which operates only in limited regions? Certainly we do not have to think in
narrowly incremental ways, as is attested by those who seek to comfort us (or
discomfort us) by getting us to count our blessings (or the reverse); by, for
example, pointing out that being beheaded is not really so hot, or that, if you
have 200 million left after a bad deal, you are not doing so badly. Are such comforters abandoning comparative
desirability, or are they merely shifting the term of comparison? Do we find non-comparative desirability
(perhaps among other regions) in moral regions? If we say that a man is honest, we are
likely to mean that he is at least not less honest than the average; but we do
not expect a man, who wants or tries to be honest, just to want or try to be
averagely honest. Nor do we expect
him to aspire to supreme or perfect honesty (that might be a trifle
presumptuous). We do expect, perhaps,
that he try to be as honest as he can, which may mean that we don't expect him
to form aspirations with regard to a lifetime record of any sort for honesty,
but we do expect him to try on each occasion, or limited bunch of occasions, to
be impeccably honest on those occasions, even though we know (and he knows)
that on some occasions at some times there will or may be lapses. If something like this interpretation be
correct, it may correspond to a general feature of universals (non-propositional
ends) of which one cannot have too much, a type of which certain moral
universals are specimens; desirabilities in the case of such universals are,
perhaps, not com-parative. But these
are unworked-out speculations. To
summarize briefly this rambling, hopefully somewhat diagnostic, and certainly
unsystematic discussion. Grice has
suggested, in a preliminary enquiry into practical acceptability which is other
than technical acceptability:
that practical thinking, which
is not just means-end thinking, includes the determination or sharpening of
antecedently indeterminate desires and intentions; that means-end thinking is involved in the
process of such determination; that a certain sort of computational model may
not be suitable; that systems of priorities, both general and
tailored to occasions, are central; that much, though not perhaps all, of practical
thinking is revisionist and comparative in character. Grice turns now to a brief consideration of
questions (A) and (B) which I distinguished earlier, and left on one side. These questions are:
What is the nature of eudaemonia?
In what sense, and why, should I desire or aim at my own happiness? Grice takes them
together. First, question (B) seems to
Grice to divide, on closer examination, into three further questions. Is there justification for the
supposition that one should, other things being equal, voluntarily continue
one's existence, rather than end it?
Given that the answer to (1) is 'yes.
Is there justification for the idea that one should desire or seek to be
eudaemon? Given that the answer to (2) is
'yes. Is there a way of justifying —
evaluating favourably — the acceptance of some particular set of ends — as
distinct from all other such sets — as constitutive of eudaemonia (or of my
eudaemonia)? The second and third
questions, particularly the third, are closely related to, and likely to be
dependent on, the account of eudaemonia provided in answer to question
(A); indeed, such an account might
wholly or partly provide an answer to question (3), since eudaemonia might turn
out to be a value-paradigmatic term, the meaning of which dictates that to be
eudaemon is to have a combination of ends which (the combination) is valuable
with respect to some particular purpose or point of view. Grice shall say nothing about the first two
questions; one or both of these
would, Grice suspects, require a careful treatment of the idea of Final Causes,
which so far Grice has not even mentioned.
Grice discusses the third question and question (A) elsewhere. H. P.
Grice The title which Grice chooses for thesse lectures embodies, as he is
sure you will have noticed, an ambiguity of a familiar type, an act-object
ambiguity. The title-phrase, The Conception of Value, might refer
to the item, whatever it may be, which one conceives, or conceives of, when one
entertains the notion of values. Again, it might refer to the act,
operation, or undertaking in which the entertainment of that notion consists,
and of which the conception (or concept) of value, in the first sense, is the
distinctive object. Grice’s introduction of this ambiguity is not
accidental: for the precise nature of the connection between, on the one hand,
the kind of thinking or mental state which is found, at least in primary
instances, when we make attributions of value, and, on the other, the kind of
item (if any) which serves as the characteristic object of such thinking is a
matter which I regard as quite central to a proper study of the notion of
value. Grice’s concern with it, moreover, is not an idiosyncracy,
but has been shared by very many of the philosophers who, throughout the ages,
have devoted themselves to this topic. Indeed a full
understanding of the relationship between this or that fundamental form of
thinking and the item, or class of items, which is, or at least might claim to
be, a counterpart in extra-mental reality of that form of thinking seems to me
a characteristic end of metaphysical enquiry. So it will
not, perhaps, surprise you when Grice suggests, first
that one should be ready to pay attention not merely
to the special (peculiar) character of the central questions about value but
also to their general character, that is, to their place on the map of
philosophical studies and their connection with other questions which are also
represented in that map; and second
that we should be ready, or even eager, if we
can, to provide any answers which may initially find favour in our eyes with a
suitable metaphysical backing. To do this might be a way,
and might even be the only way, to remove the bafflement of certain people (of
whom I know several) who are extremely able and highly sophisticated
philosophers, particularly in the region of metaphysics, but who say,
nevertheless, that they ‘really just don't understand ethics'.
Grice suspects that what these philosophers are lacking is not (of
course) any competence in practical decision-making, but rather a clear picture
(if one can be found) of the nature of ethical theorizing and of its proper
place in the taxonomy of the enquiries which make up philosophy.
To decide whether and to what extent the kind of global approach which Grice
has in mind would be appropriate in a treatment of fundamental problems about
the nature of value, it is obviously desirable to have a reasonably
well-defined identification of those problems. To judge from
the philosophical literature, prominent among such issues are questions
about the objectivity of value (or of values) and questions
about the possibility of defending or rebutting scepticism about value (or
values); and no sooner has so much been said than it becomes
evident that methodological uncertainties arise at the very outset of our
investigations. For it is far from clear whether the two
sets of questions to which Grice has just alluded are identical with one
another or distinct; are questions about objectivity the
same as, or different from, questions about the possible range of
scepticism? And if the questions are the same, which way do
the identities run? Is the case for scepticism to be equated
with the case for objectivity, or with the case against objectivity?
Grice himself, in these lectures, plan to pursue his investigation of
the conception of value by addressing himsdlf, in the nofirst instance, to
questions about objectivity in this region and to the relation of such
questions to questions about scepticism. And since Grice’s
own pre-reflective leanings are in the direction of some form or other of
objectivism, Grice shall, with at least a faint hope of determining whether
these leanings are defensible and (indeed) whether they are coherently
expressible, begin (but I hope not end) by considering the ideas of two
anti-objectivists. Today it is the turn of Mackie;
Then Grice turns to Bosanquet. 'There are no objective
values. — says Mackie. Let us try to outline
the steps which Mackie takes in order to elucidate and defend this 'bald
statement' (as he calls it) of his central thesis concerning the status of
Ethics. First of all, Mackie makes it clear that in denying objectivity
to values Mackie is not just talking about moral goodness, or moral value (in
the strictest sense of that phrase), but it referring to a considerable range
of items which could be called "values"; to items which could be
'more loosely called moral values or disvalues, like 'rightness and wrongness,
duty, obligation, an action being rotten and contemptible, and so on'; also to
an unspecified range of non-moral values, 'notably aesthetic ones, beauty and
various kinds of artistic merit. Austin never invited Mackie to
the Saturday mornings — he would not invite colonials! Mackie
suggests that, so far as objectivity is concerned, 'much the same
considerations apply to aesthetic and to moral values, and there would be at
least some initial implausibility in a view which gave the one a different
status from the other'. Grice finds himself in some
uncertainty at this point about the extent of the range of values with the
status of which Mackie is concerned, and perhaps partly in consequence of this
uncertainty Grice is not sure whether Mackie’s suggestion is that, so far as
relates to objectivity, it is implausible not to assign the same status to
moral and to aesthetic values, or whether it is the seemingly much stronger
suggestion that, so far as relates to objectivity, plausibility calls for the
assignment of the same status to all values. Grice shall
return to this question. Mackie envisages three very different
reactions to his initial 'bald statement': that of those who see it
as false, pernicious, and a threat to morality; that of
those who see it as a trivial truth hardly worth mentioning or arguing for;
and finally that of those who regard it as meaningless or
empty', as raising no real issue. Before going further into
Mackie’s elaboration and defence of his anti-objectivist thesis, Grice shall
find it convenient to touch briefly on his treatment of the last of these
reactions. Mackie associates this reaction with Hare, who
claims not to understand what is meant by "the objectivity of values"
and not to have met anyone who does. Now HE was a regular at the
Saturday mornings, even after Austin’s demise. Hare succeeded
Austin as White’s professor of moral philosophy. Hare's position
is that there is a perfectly familiar activity or state called "thinking
that some act is wrong" to which subjectivists and objectivists are both
alluding, though the subjectivist calls this state "an attitude of
disapproval" while the objectivist calls it "a moral
intuition". These are just different names for the same kind
of thing and neither can be shown to be preferable to the other.
As Grice understand Mackie's understanding of Hare, this stand-off is
ensured by the fact that the subjectivist has at his disposal a counterpart
move within his own theory for every move which the objectivist may try to make
in order to provide a distinguishing, and justifying, mark for his view of
values as objective. The objectivist, for example, may urge that if
one person declares eating meat to be wrong and another declares it to be NOT
wrong, they are, both in reality and on his theory, contradicting each
other: To which the subjectivist may retort that though on
some subjectivist accounts they cannot, perhaps, be said to be contradicting
each other, they can be said to be negating (or disagreeing with) one
another: If, for example, one (A) is expressing or reporting
the presence of disapproval of meat-eating in himself (A), and the other (B) its
absence in himself (B), this would be a case of disagreement or negation; and
who is to say that contradiction rather than "negation" is what the
facts demand? Again, suppose the objectivist claims, with
respect to the persons A and B, one of whom thinks meat-eating wrong and the
other of whom thinks it not wrong, that he alone (not the subjectivist) is in a
position to assert (as we should wish to be able to assert) that one of them
has to be wrong. Hare's subjectivist, it seems, replies as follows:
Someone (x) thinks that A
judges wrongly that meat-eating is wrong = x disapproves A's
judgement that meat-eating is wrong = x disapproves A's
disapproval of meat-eating = x non-disapproves meat-eating
→3 Someone x thinks that B judges wrongly that meat-eating is not
wrong = x disapproves B's judgement that meat-eating is not
wrong = x disapproves B's non-disapproval of meat-eating = x
disapproves of meat-eating (→) Any person x must either disapprove
or non-disapprove of meat-eating [disapproval might be either present or absent
in him]. So, The arrow is Grice’s shorthand way of
saying that Hare's subjectivist could hold all the above assertions to have the
same force, or that some are successively weaker than their predecessors.
No matter what the subjectivist holds on this point, the move from
(1), (2), (3), to (4) is invalid. Grice takes full advantage of
the convention of parentheses and apparently uses square brackets for his more
important parenthetical remarks. Any person x must judge that
either A or B judges wrongly. Hare adds the following further
consideration (quoted by Mackie): Think of one world into whose
fabric values are objectively built, and think of another in which those values
have been annihilated. And remember that in both worlds the
people ir hem go on being concerned about the same things—there is no
difference in the 'subjective' concern which people have for things, only in
their 'objective' value. Now I ask 'what is the difference
between the states of affairs in these two worlds?" Can
any answer be given except 'None whatever'? Mackie seems to Grice
not to handle very well this attempt at the dissolution of debates about
objectivity. Mackie concentrates on the final invocation of
the indistinguishability of the two worlds, the one with and the one without
objective values; and he makes three points against Hare.
Mackie’s first comment is that Hare's appeal to the two allegedly indistinguishable
worlds does not prove what Hare wants it to prove; all that
it does is to underline the point (made by Mackie himself) that it is necessary
to distinguish between first-order and second-order ethics, and
that the judgements or other deliverances which fall
within first-order ethics may be maintained quite independently of any
judgement for or against the objectivity of values, which will fall within
second-order ethics; it does not show, as Hare would like it
to, the emptiness or undecidability of such questions about objectivity.
That such questions are not empty is, according to Mackie,
indicated by his two further comments; first,
that were beliefs in the objectivity of values
admissible, they would provide us with a justificatory backing for our
valuations, which we shall otherwise be without; and
second, that were the world stocked with
objective values, we would have available to us a seemingly simple way of
acquiring or changing our directions of concern; one could
simply let the realities of the realm of values influence one's attitudes, by
'letting one's thinking be controlled by how things were'.
Hare's failure to allow for such considerations as these is laid by
Mackie at the door of Hare's "positivism", which is comparable with
that of a Berkeleian who insists that appearances might be just as they are
whether or not a material world lies behind them (or under them).
Grice is unimpressed. Mackie's first point relies crucially
on a deployment of a distinction between first- and second-order ethics which
is a central part of this theoretical armament, but whose nature and range of
legitimate employment Grice finds exceedingly obscure. Grice
shall postpone further comment until Grice returns to this element in Mackie's
apparatus. As for Mackie's other points,
"positivism" is, Grice agrees, a bad word, and accusatory
applications of it are good for an unreflective giggle. But
Grice suspects that many would regard an unverifiable backing for the propriety
of our concerns as being little better than no backing at all. And
while it might be held that objective values, should they exist, might exercise
an influence on our subjective states, it is by no means clear to me that this
is an idea which an objectivist would, or even should, regard with
favour. Mackie seems to me, moreover, to have missed the
real weakness in Hare's argument, at least, as presented by Mackie.
The execution of the second stage of Hare's “duplication procedure'
relies essentially, but not quite explicitly, on the idea that with regard to
any particular "content" , anyone must either disapprove @ or
not disapprove . This is indeed, as Hare says, a tautology,
but unfortunately it does not entail the premiss which he needs so that his
argument will go through. That premiss is that for any @, anyone
either has an attitude of disapproval with respect to @ or an attitude of
non-disapproval with respect to . This is *not* a tautology,
since absence of disapproval only amounts to an attitude of non-disapproval if
some further condition is also fulfilled, e.g. that the person concerned has
considered the matter. The upshot of this discussion is that Grice
is prepared to concede that Mackie is right, though not for the right reasons,
when Mackie claims that Hare's attempt to establish that there is no real issue
between objectivists and their opponents fails. To make this
concession, however, is to condemn only Hare's attempt to show that there is no
real issue. Grice remains perfectly free, should further argument
point that way, to revive a "dissolutionist" position in a new or
modified form. Grice turns now to the task of trying to
identify more precisely the thesis about which objectivists and
anti-objectivists are to be supposed to disagree. Grice starts by
trying to get clear about what Mackie regards as the thesis which, as an
anti-objectivist, he is concerned to maintain. First of all,
it is an important part of Mackie's position to uphold the existence of a
distinction between first-order and second-order topics (questions, ethical
judgements) and to claim that, though both first-order and second-order
questions may fall within the province of ethics, his anti-objectivist thesis,
like all questions about the status of ethics, is of a second-order rather than
a first-order kind. First-order ethical judgements are said
to include both such items as evaluative comments about particular actions, and
also broad general principles, like the principle that everyone should strive
for the general eudaemonia or that everyone should look after himself.
By contrast, 'a second-order statement would say what is going on
when someone makes a first-order statement, in particular whether such a
statement expresses a discovery or a decision, or it may make some point about
how we think and reason about moral matters, or put forward a view about the
meanings — or what an utterer may mean or signify — of various ethical
terms.’ Mackie holds there to be a considerable measure of
independence between the two realms (first-order and second-order);
in particular, "moral scepticism" may belong to either
of the two realms and 'one could be a second-order moral sceptic without being
a first-order one, or again the other way round. A man may
hold strong moral views, and indeed ones whose content is thoroughly
conventional, while believing that they are simply attitudes and policies with
regard to conduct that he and other people hold. Conversely, a man
may reject all established morality while believing it to be an objective truth
that all established morality is evil and corrupt. A second
salient feature of Mackie's version of anti-objectivism (or moral scepticism)
is that it is a negative thesis. It says that there do not
exist entities or relations of a certain kind, objective values or
requirements, which many people have believed to exist. On some
views which have been called objectivist, an objectivist position, despite its
positive guise, would turn out to be intelligible only as the denial of some
position which would bear the label of "subjectivist" , e.g. as the
denial of the contention that value statements are reducible to, or really
amount to, the expression of certain attitudes like approval or disapproval.
On such an interpretation, of the pair of terms,
"objectivism" and "subjectivism" (or non-objectivism",
if you like), it would be the latter term which would be, perhaps despite a
negative garb, what used to be called at Oxford, with typical artless sexism,
the "trouser-word". But, for Mackie,
"objectivist" is not a crypto-negative term. A
third salient feature is closely related to the foregoing; The
assertion or denial of objectivism is not, like some second-order ethical
theses, a semantic thesis (about the ‘meaning’ of value terms or the character
of value concepts — or what an utterer signifies — nor is it a logical thesis
(e.g. about the structure of certain types of argument), but it is an ontological
thesis; it asserts (or denies) the existence of certain
items in the world of reality. Fourth and last, since
Mackie's moral scepticism is proclaimed by him NOT to be a thesis about the
‘meaning’ or what an utterer signifies — of what moral judgements or value
statements assert, but rather about the non-presence of certain items in the
real world, it seems to be open to Mackie to hold that the real existence of
values is implied by, or claimed in, what ordinary people think and say — ta
legomena — ordinary language vs. scepticism — , but is nevertheless not in fact
a feature of the world, with the result that the valuations spoken or thought
by ordinary people are systematically and comprehensively false.
This is in fact Mackie's position. Mackie’s view is what he
calls an "error-view": He concludes, then, that
ordinary moral judgements include a claim to objectivity, an assumption that
there are objective values in just the sense in which he is concerned to deny
this' Mackie compares his position with regard to values with that
adopted by Boyle and Locke with regard to colours. The
suggestion is (Grice takes it) that Boyle and Locke regard it as a false,
vulgar belief that things in the real world possess such qualities as
colour. Real things do indeed possess certain dispositions to give
us sensations of colour, and also possess certain primary qualities (of shape,
size, etc.) which are the foundations of these dispositions.
But neither of these types of item, which provide explanations for
Grice’s sensation of colour — the pillar box is not green — is to be identified
with a particular colour, or colour; indeed, nothing is to
be identified with a particular colour. And the situation
with a value is analogous. This leaves us with two questions
calling for answers: Why does Mackie hold that claims to
objectivity are incorporated in an ordinary value judgement?
Why does Mackie hold that these claims are false? With
regard to the first question, one should perhaps first produce a bit of
preliminary nit-picking. Mackie himself wants to hold that a
claim to objectivity is incorporated in the ordinary value judgement.
Such a claim is therefore presumably part of the ‘meaning’ of such value
judgements (or the sentences in which they are expressed) And it
does not seem to be, or to be regarded by Mackie as being, a platitude that
such a claim is included. Mackie cannot therefore
consistently assert that his anti-objectivism is not a thesis about the
‘meaning’ of value averrals; The most Mackie can claim is that,
though it contains a thesis about ‘meaning,’ it is not *restricted* to a thesis
about meaning or what an utterer means. More importantly, Mackie’s
view that a claim to objectivity is incorporated in an ordinary value judgement
seems to rest, perhaps somewhat insecurely, on his suggestion that there are
two leading alternatives to the supposition that it is the function of ordinary
value judgements to introduce objective values into discourse about conduct and
action: non-cognitivism, which (broadly speaking)
characterizes value averrals not as statements but rather as expressions of
feelings, wishes, decisions, or attitudes; — Duncan Jones
and Barnes on emotivism against Harman at Oxford. and
naturalism, which treats them as making statements about features which
are objects of an actual or a possible desire — not an emotion.
Both analyses leave out, and are thought by the ordinary user of moral language
to leave out, in one way or another 'the apparent authority of ethics'.
The ordinary man's discomfort is relieved only if he is allowed to raise
such questions as whether this course of action would be wrong in itself.
Something like this is the everyday objectivist concept of which
talk about non-natural qualities is a philosopher's reconstruction.
Mackie has two arguments, or bundles of argument, on which he relies to
support his thesis that the objectivist elements, which according to him are
embedded in ordinary value judgements, and in consequence the value judgements
which embed them, are false. Grice calls these
arguments the argument from relativity
and the argument from queerness,
and considers the second more important than the first.
The premiss of the argument from relativity
is the familiar range of differences between moral codes from one
society to another, from one period to another, and from one group or class
(whose members have no other class) to another within a complex
community. That there exist these divergences is, according
to Mackie, just a fact of anthropology which does not directly support any
ethical conclusion, either first-order or second-order. But
it may provide indirect support for such conclusions; Mackie
suggests that it is more plausible to suppose that a moral belief reflects a
way of life than the other way around: people (in
general) approve of monogamy
because they live monogamously, rather than live monogamously because
they approve of monogamy. This makes it easier to explain the
divergences actually found as being the product of a different way of life than
as being in one way or another distorted perceptions of objective values.
The counter-suggestion that it is open to the objectivist to regard
the divergent beliefs as derivative, as the outcome of the operation of a
single set of agreed-upon, very general principles on diverse circumstantial
assumptions, is dismissed on the grounds that often the divergent beliefs do
not seem to be arrived at by derivation from a general principle, but seem
rather to arise from 'moral sense' or 'intuition' alla Ross or
Prichard. The second argument, the 'argument
from queerness' consists in an elaboration, along not wholly
unfamiliar lines, of the contention that the objectivist, in order to sustain
his position, is committed to 'postulating value-entities and value-features of
quite a different order from anything with which we are acquainted' and also to
attributing to ourselves, in order to render these entities and features
accessible to knowledge, a special faculty of moral intuition, a faculty
utterly different from our ordinary ways of knowing anything else.
In this connection Mackie focuses particularly on Moore’s and Hare’s
relation of supervenience, which has to be invoked in order to account for the
connection of non-natural features with natural features, and the dependence of
non-natural features upon natural features. The presence of
super-venience in particular cases involves the application of a special sort
of "because"; 'but just what in the world is signified by this
"because"?' Before Grice tries to estimate the merits
and demerits of Mackie's position and of the arguments by which he seeks to
support it, there seem to Grice to be two directions of enquiry which are
important in themselves, and which could be conveniently attended to at this
point, particularly as consideration of them might help to give shape to an
evaluation of Mackie. First of all, there are (as Mackie
observes) several different possible interpretations of the notion of
objectivity, most of them mentioned by him at least in passing, but not all of
them ideas which he is concerned to develop or apply. Grice
thinks it might be useful to enquire what kind or degree of unity, if any,
exists between these different readings of the notion of objectivity.
Second, Grice finds himself in considerable uncertainty about the
connection or lack of connection between attributions (or denials) of
objectivity and the adoption (or rejection) of scepticism in one or other of
its forms. Does scepticism reside in the camp of the
non-objectivist (e.g. Mackie) or in that of the objectivist, or (perhaps)
sometimes in one and sometimes in the other? As regards the notion
of objectivity, we have first the interpretation which seems to be the one
singled out by Mackie, according to which to ascribe objectivity to a class or
category of items is to assert their membership in the company of things which make
up reality, their presence in the furniture of the world. We
might call this sort of objectivity, metaphysical objectivity, and it is the
kind of objectivity most commonly supposed to be claimed by realists for
whatever it may be about WHICH they are realists! A main trouble
with this kind of objectivity is the difficulty in seeing what it is that the
objectivist could be claiming; whether, for example, in
attributing objectivity to a number or to a thing — an objective object — or
obble — he is doing anything more than shouting and banging the table as he
says 'numbers exist' or 'things are real' If the proposition
that numbers exist is a consequence of the proposition that there is a number
between three and five, what is the objectivist asserting that anyone would
care to deny? That numbers (or values) do not just exist,
they really exist? And what does that mean? To
escape this quandary, it is not uncommon to take the course which Mackie
rejects, namely, to understand 'values (or numbers) are objective' as really
negative in character, as a denial of the suggestion that values (or numbers)
are reducible, by means of one or another of the possible varieties of
reduction, to members of some class of items which are not values (or numbers),
to (for example) this or that natural feature which find favour, or to a
class. Axiology Hartmann Or, maybe, not any and every
form of reducibility would be incompatible with objectivity, but only the kind
of reducibility whose direction is to a state of mind, an attitude, or an
appearance, to a subjective item like an approval or seeming valuable.
An objectivist would now be a resister, an
"anti-dissolutionist", one who seeks to block certain moves to reach
a theoretical simplification or economy with regard to the constituents of the
world. The objectivist's prime opponent may however be a
dissolutionist not in this commodious sense, but in a different and perhaps
even more commodious sense. This opponent may be one who
seeks not to dissolve the target notion — value, number, thing, or whatever —
into some one or more different and favoured items or categories of item, but
rather, in one or other of a multitude of diverse ways, to dissolve the target
notion altogether, to dissolve it into nothing; he may be a nihilistic
dissolutionist. He may suggest that belief in the
application of the target notion is a mistake, one which characteristically or
inevitably grips the unschooled mind; or that such beliefs
can claim only some relativized version of truth (like truth relative to a set
of assumptions, or to a set of standards), not absolute truth.
Mackie himself allows to some value judgements ‘truth relative to
standards', even though by implication he seems to deny to them "absolute"
truth, whatever the ordinary man may think. And Mackie is no
ordinary chap! Again, the anti-objectivist may wish to suggest not
that an attribution of the target notion is a mistake but rather that it is an
invention, or perhaps a myth, that is to say, an invention which is backed by a
practical motivation, perhaps derived from the utility of such an invention
towards the organization of some body of material; in the
case of value (perhaps) the body of material might be rules or principles of
conduct As a myth (or as the stuff of which myths are made) they
might have fictive reality, or be "as if" real, without possessing
reality proper. Or again, the target notion might be held by
the anti-objectivist to be a construct (or a construction: though
possessing (or belonging to) reality, values might be held to lack (or fail to
inhabit) primary or original reality; they would belong to
an extension of reality provided by us. By contrast, an
objectivist about values would attribute to them primary or original
reality. Grice should say at this point that, in Grice’s
view, such ideas as are now being raised, that is, distinctions between an “as
if" or a fictive entity, a real but constructed entity, and primary or
original reality, are among the most important and also the most difficult
problems of metaphysics. The obscurity in this area is
evidenced by the fact that constructed (non-original) reality might be
conceived by some as possessing objectivity and by others as failing to possess
objectivity; for some, deficiency in objectivity precludes
truth (at least unqualified truth); for others,
a value claim might be true (in some cases) even though a value (as a
constructed item) lacks objectivity. It might seem that the
wheel, in turning, has now reached the point from which its turning
began; for the notion of primitive unconstructed reality
might be regarded as the same notion as the hazy notion of
"out-thereness" or of "being really real" which typified
the metaphysical objectivist. It might also seem that the
new ‘interpretation' of objectivity is scarcely if at all less hazy than the
earlier one. In an attempt to dispel the mists a little, one
might offer the notion of causal efficacy as an index of metaphysical objectivity.
Items might be accorded the ribbon of metaphysical objectivity
just in case they were capable of acting upon other items, and attributes or
features might be regarded as objective just in so far as they were attributes
or features in virtue of the possession of which one item would causally
influence another, in so far as they helped to explain or account for the
operation of such causal influences. A special case of the
fulfilment of this condition for objectivity would, in Grice’s view, be the
capacity, possessed by a thing and some of its attributes, for being perceived,
or exercising causal influence on a percipient qua percipient.
The causal theory of perception. Now the idea of
connecting objectivity with causal efficacy seems to Grice one which has
considerable intuitive appeal, indeed much the same kind of appeal as that
which may have sustained Dr Johnson in his violent and protracted, though
vicarious, assault on Bishop Berkeley. The adequacy,
however, of this criterion of objectivity would be seriously, if not fatally,
impaired should it turn out that the distinction between what is primitive and
what is constructed applies within the scope of causal efficacy—
if, that is to say, causal efficacy itself were to be sometimes primitive and
sometimes constructed. It is Grice’s suspicion that this
would indeed turn out to be the case. Mackie on if as Grice
counterfactual. There would then, perhaps, be no quick recognition-test
for objectivity; there would be no substitute for getting
down to work and building the theory or system within which the target notion
would have to be represented, and seeing whether it, or its representation,
does or does not occupy in that theory an appropriate position which will qualify
it as objective. On the approach just considered, then, decisions
about the objectivity of a given notion would involve the examination and, if
necessary, a partial construction of a theory or system in which that notion
(or a counterpart thereof) appears, to see whether within such a system the
notion in question (or its counterpart) satisfies a certain condition.
The operation of such a decision-procedure would be torpedoed if
the requisite theory or system could NOT be constructed, if the target concept
were not theory-amenable. The merits of an allegation that a
given notion is NOT theory-amenable might depend a good deal on what kind of a
theory or system was deemed to be appropriate; it would be
improper (taking heed of Aristotle, not Spinoza) to expect a moralist to
furnish a system which allowed for the kind of demonstration appropriate to
mathematics or more geometrico. But one kind of anti-objectivist
(who might also be a sceptic) might claim that for some notions no kind of
systematization is available; in this sense, perhaps, values
might not be objective. It may be (as Grice thinks Sluga
argueds that Witters is both sceptical and anti-objectivist with regard to
sensa-tions. In this sense of objectivist, an objectivist
would only have to believe in theory-amenability; he would
not have to believe in the satisfaction, by his target notion, of any further
condition within the appropriate systematization. One further
interpretation of objectivity noted by Mackie is one which Griceshall not
pursue today. It connects objectivity with (so-called)
categorical imperatives as distinct from hypothetical imperatives, and with the
(alleged) automatic reason-giving force of some valuations. Since
this idea is closely related to Bosanquet’s theories, Grice defers
consideration of it. Grice listed a number of different versions
of the idea of objectivity, and have tried to do so in a way which exhibits
connections between them, so that the different versions look somewhat tidier
than a mere heap. But many of the connections seem to Grice
fairly loose [*such-and-such a notion might be taken as an interpretation of
so-and-so'], and Grice sees little reason to suppose many tight, logical
connections between one and another version of objectivity. So
much for the panoply of possible interpretations of the notion of
objectivity. Grice turns now to the second of the general
directions of enquiry with regard to which Grice expressed a desire for
enlightenment. How is objectivity related to
scepticism? Speaking generally, Grice would incline towards
the idea that scepticism consists in doubting or denying something which either
is a received opinion, or else, at least on the face of it, to some degree
deserves to be a received opinion. In the present context we
are of course concerned only with philosophical scepticism; and, without any
claim to originality, I would suggest that philosophical sceptics
characteristically call in question some highly general class of entity,
attribute, or kind of proposition; what they question are
categories, or what, if we take ordinary language as our guide, would be
categories. To adduce a more seeming platitude, the
objectivist is, compared with the anti-objectivist, a metaphysical
inflationist; there are more things in his heaven and earth
than of which an anti-objectivist Horatio would allow himself to dream.
And so, it is standardly thought, it is Horatio who is the sceptic and
the objectivist who is the target of scepticism; and (often Horatio remedies
his own initial scepticism by ‘reducing' the suspect items to their appearances
or semblances: he takes the phenomenalist cure.
But here the issue becomes more complex than is ordinarily supposed:
for there are to Grice’s mind not less than two forms of
scepticism, which Grice will call "Whether?" scepticism and
"Why?" scepticism. It may be true that the
run-of-the-mill objectivist, on account of his inflationary tendencies,
provokes "Whether?" scepticism, and that the sceptic who seeks to
remedy his own initial scepticism by taking a dose of phenomenalism is not
himself open to "Whether?" scepticism. But it may
also be true that the phenomenalist is a proper target for "Why?"
scepticism; for he, has left himself with no way of
explaining the phenomena into which he has dissolved the entitiy or attribute
dear to the objectivist. And it may be that the objectivist,
if only his favoured entitiy or attribute were admissible and accessible to
knowledge, would be in a position to explain the phenomena;
and, further, that this capability would be unaffected by the question
whether the phenomena are related to possible states of the world (like a
sensible appearance) or to possible action (like an approval).
If only he could be allowed to start, the objectivist could (under one or
another interpretation) 'explain' in the one area why it seems that so and so
is the case, and in the other why do so and so - e. g. why pay a debt.
The foregoing message, that both the true-blue, conservative, and
inflationary objectivist and the red, radical, and deflationary phenomenalist
or subjectivist run into a pack of sceptical trouble, of one kind or another,
and that more delicate and refined footwork is needed seems to me to be the
front-page news in the work of Kant. It also seems to Grice
that Mackie, by being wedded to if not rooted in the apparatus of empiricism,
has cut himself off from this lesson. Which is a pity.
However, Grice must move to somewhat less impressionistic comments on
Mackie's position. These comments will fall under three
heads: The alleged commitment of 'vulgar valuers', in their valuations,
to claims to objectivity. The separation of value judgements into
orders, with the assignment to the second order of questions or claims about
the status of ethics; and the remedi-ability of an apparent incoherence in
Mackie. The alleged falsity of claims of objectivity.
Grice should say at once that though Grce thinks that the considerations which
Grice is about to mention show that something has gone wrong (perhaps that more
than one thing has gone wrong) in Mackie's account, the issues raised are so
intricate, and so much bound up with (so far as Grice knows, unsolved problems
in metaphysics and semantics — or meaning —, that Grice simply does not know
what prospects there might be for refurbishing Mackie's position.
It seems to Grice to be by no means as easy as Mackie seems to think to establish
that the 'vulgar valuer', in his valuations, is committed to the objectivity of
value. It is not even clear to Grice what kind of fact would
be needed to establish such a commitment. Perhaps if the
vulgar valuer, when making a valuation, (say) that stealing is wrong, were to
say to himself "and by "wrong" I mean objectively wrong', that
would be sufficient (at least if he added a specification of the meaning of
"objective"). But nobody, not even Mackie would suppose
the vulgar valuer to do that. Mackie relies, in fact, on the
alleged repugnance to the valuer of the two main rivals to an objectivist
thesis about value. But even if this were sufficient to show
that the vulgar valuer believes in an objectivist thesis about value, it would
not be sufficient to show that an objectivist interpretation is built into what
*he* _means_ when he judges that stealing is wrong. There
are other ways of arguing that an utterer is committed to an interpretation,
for example, that he has it subconsciously (or unconsciously) in mind, or that
what he says is only defensible on that interpretation. But
the first direction seems not to be plausible in the present context, and
Mackie is debarred from the second by the fact that he holds that what the
vulgar valuer utters or thinks is not defensible anyway. To
illustrate the fiendish difficulties which may arise in this region, Grice
gives, in relation to the valuation that stealing is wrong, four different
interpretative supposi-tions-each of which would, Grice thinks, have some
degree of philosophical appeal-and Grice shall add in each case an estimate of
the impact of the supposition on the assignment of truth value to the
valuation. There is a feature W which is objective but provably vacuous of application;
a vulgar valuer, when he uses "wrong", is ascribing
W. Conclusion: vulgar valuation 'stealing is wrong'
invariably *false.* A vulgar valuer thinks (wrongly) that there is a
particular feature W which is objective, and when he uses "wrong" he
intends to ascribe this feature, even though in fact there is no such
feature. Conclusion: obscure, with choice lying between
false, neither true nor false but a miscue, and meaningless or non-significant
or incoherent. A vulgar valuer is uncommitted about what feature
"wrong" ‘signifies;’ he is ascribing whatever
feature it should in the end turn out to be that "wrong"
‘signifies.’ Conclusion: assignment of truth value must await the
researches of the semantic analyst! Warnock on Schiffer. A vulgar
valuer is uncommitted about what feature "wrong" ‘signifies; ‘
truth value is assigned in advance of analysis by vulgar methods, and
such assignment limits the freedom of the semantic analyst.
Conclusion: truth value assigned, as stated, by a vulgar method.
The idea, to which Mackie subscribes, of separating valuations into
orders as a step towards the elucidation of an intuitive distinction between
"substantive" and "formal" questions and theses in ethics
plainly has considerable appeal; it seems by no means
unpromising to regard "substantive" theses about values as being
first-order valuations (statements), and to regard "formal" theses in
ethics, like theses about the logic of value, or the meaning of value terms, as
being a sub-class of second-order theses, and to regard theses about the status
of ethics as also falling within this subclass—to treat them, that is to say,
as theses about first-order valuations. Such a second-order
thesis, of course, though necessarily about valuations, may or again may not
themselves be valuations. But Mackie's deployment of this idea
plainly runs into trouble. For according to Mackie, a vulgar
valuation incorporates or entails a claim to objectivity; A
claim to objectivity, according to Mackie, since it falls within, or
implies theses belonging to, the class of claims about the status of ethics,
are second-order claims; and so, since (presumably) what
incorporates or entails a second-order thesis is itself a thesis of not lower
than second-order, a vulgar valuation are of at least second-order.
But a vulgar valuation, as a paradigmatic example of a substantive
value thesis, cannot but belong to the first order, which is absurd.
Now Grice can suggest an explanation for the appearance on the
scene of this incoherence. As Grice mentioned earlier, among
the possible versions of the notion of objectivity are what Grice calls a
positive version and a negative version. The positive
version, that to attribute objectivity to some item is to proclaim that itemto
'belong to the furniture of the world', is firmly declared by Mackie to be his
version; and it is, as Grice has remarked, obscure enough
for it to be possible (who knows?) for an attribution of objectivity to belong
to the first order. The negative version, that to attribute
objectivity to something is to deny that a statement about that thing are in
this or that way eliminable or "reducible", is plainly of second (or
higher) order; and despite his forthright assurances, Mackie may have wobbled
between these two versions. But to explain is neither to justify
nor to remedy: and Grice has the uneasy feeling that
Mackie's troubles have a deeper source than unclarities about application of
the notion of order. Grice’s "error-view" about
value has an Epimenidean ring to it — or Socratic. it looks a bit
as if Mackie may be supposing a vulgar valuation to say of itself that the
value which it attributes to some item or items is objective;
and Grice feels that it may be that such *self-reference*, though less
dramatic, is no less vitiating than would be saying of a vulgar valuation that
it is false. It is true that Mackie regards a vulgar
valuation as being, in fact, comprehensively false; but it
is evident that Mackie expects and wants that falsity to spring from the
general inapplicability of the attribute being ascribed by such a valuation to
themselves, not from a special illegitimacy attending a valuation's ascription
of the attribute to itself. Grice finds himself quite unconvinced
(indeed unmoved) by the arguments which Mackie offers to support his claim that
values are not objective or (should one rather say?) that there are no
objective values. The first argument from relativity Mackie
regards as of lesser importance than, and indeed as ultimately having to appeal
to, the second argument, the argument from queerness. This
argument (so it seems to Grice, seeks to make mileage out of two bits of queerness:
first, the queerness of the supposition that there are certain
"non-natural" value-properties which are in some mysterious way
"supervenient upon" more familiar natural features;
and second, the queerness of the supposition that the
recognition of the presence of these non-natural properties motivates us, or
can motivate us, without assistance from any desire or interest which we happen
to have. What strikes me as queer is that the queernesses
referred to by Mackie are not darkly concealed skeletons in objectivist closets
which are cunningly dragged to light by him; they are,
rather, conditions proclaimed by objectivists as ones which must be
accommodated if we are to have a satisfactory theoretical account of conduct,
or of other items qua things to which value may be properly attributed.
So while these queernesses can be used to specify tasks which an
objectivist could be called upon, and very likely would call on himself, to
perform, and while it is not in advance certain that these tasks can be
successfully performed, they cannot be used as bricks to bombard an objectivist
with even before he has started to try to fulfil those tasks.
It is perhaps as if someone were to say, 'I seriously
doubt whether arithmetic is possible; for if it were possible it would have to
be about numbers, and numbers would be very queer things indeed, quite
inaccessible to any observation'; or even as if someone were
to say, 'I don't see how there can be such a thing as matrimony;
if there were, people would have to be bound to one another in marriage, and
everything we see in real life and on the cinema-screen goes to suggest that
the only way that people can be bound to one another is with ropes.
H. P. Grice Of those who are approximately my contemporaries,
Professor W. V. Quine is one of the very few to whom I feel I owe the
deepest of professional debts, the debt which is owed to someone from whom one
has learned something very important about how philosophy should be done, and
who has, in consequence, helped to shape one's own mode of thinking. I
hope that he will not think it inappropriate that my offering on this occasion
should take the form not of a direct discussion of some part of Word and
Object, but rather of an attempt to explore an alternative to one of his
central positions, namely his advocacy of the idea of the general eliminability
of singular terms, including names. I hope, also, that he will not be too
shocked by my temerity in venturing into areas where my lack of expertise in formal
logic is only too likely to be exposed. I have done my best to protect myself
by consulting those who are in a position to advise me; they have suggested
ideas for me to work on and have corrected some of my mistakes, but it would be
too much to hope that none remain." I. THE PROBLEM It seems to
me that there are certain quite natural inclinations which have an obvious
bearing on the construction of a predicate calculus. They are as follows:
(I) To admit individual constants; that is to admit names or their
representations. To allow that sometimes a name, like "Pegasus", is not the
name of any existent object; names are sometimes 'vacuous. In the light of (2), to allow
individual constants to lack designata, so that sentences about Pegasus may be
represented in the system. To regard Fa and ~ Fa as 'strong' contradictories; to
suppose, that is, that one must be true and the other false in any conceivable
state of the world. To hold that, if Pegasus does not exist, then "Pegasus does not
fly" (or "It is not the case that Pegasus flies") will be true,
while "Pegasus flies" will be false. To allow the inference rules
U.I. and E.G. to hold generally, without special restriction, with respect to
formulae containing individual constants. To admit the law of identity
((Vx) x=*) as a theorem. To suppose that, if is derivable from , then any
statement represented by $ entails a corresponding statement represented by f.
It is obviously difficult to accommodate all of these inclinations. Given [by (7)] (x)x=x we can,
given given derive first a =a by U.I. and then (3x)x=a by E.G. It is natural to
take (3x)x=a as a representation of 'a exists'. So given (2) and (3), a
representation of a false existential statement ("Pegasus exists') will be
a theorem. Given (6), we may derive, by
E.G., Sx) ~ Ex from ~ Fa. Given (3), this seemingly licenses an inference from
"Pegasus does not fly" to "Something does not fly". But
such an inference seems illegitimate if, by (5), "Pegasus does not
fly" is true if Pegasus does not exist (as (2) allows). One should not be
able, it seems, to assert that something does not fly on the basis of the truth
of a statement to the effect that a certain admittedly non-existent object does
not fly. To meet such difficulties as these, various manoeuvres are
available, which include the following: To insist that a grammatically
proper name N is only admissible as a substituend for an individual constant
(is only classifiable as a name, in a certain appropriate sense of 'name') if N
has a bearer. So "Pegasus" is eliminated as a substituend, and
inclination (3) is rejected. To say that a statement of the form Fa, and again one
of the form ~ Fa, presupposes the existence of an object named by a, and lacks
a truth-value if there is no such object. [Inclinations (4) and (5) are
rejected.] To exclude individual constants
from the system, treating ordinary names as being reducible to definite
descriptions. [Inclination (I) is rejected.] To hold that
"Pegasus" does have a bearer, a bearer which has being though it does
not exist, and to regard (3.x) Fx as entailing not theexistence but only the
being of something which is F. [Inclination (2) is rejected.] To allow U.I. and E.G. only in
conjunction with an additional premise, such as Ela, which represents a
statement to the effect that a exists. [Inclination (6) is rejected.] To admit individual constants,
to allow them to lack designata, and to retain normal U.I. and E.G.; but hold
that inferences made in natural discourse in accordance with the
inference-licences provided by the system are made subject to the 'marginal'
(extra-systematic) assumption that all names which occur in the expression of
such inferences have bearers. This amounts, I think, to the substitution of the
concept of *entailing subject to assumption A' for the simple concept of
entailment in one's account of the logical relation between the premises and
the conclusions of such inferences. [Inclination (8) is rejected.] I do
not, in this paper, intend to discuss the merits or demerits of any of the
proposals which I have just listed. Instead, I wish to investigate the
possibility of adhering to all of the inclinations mentioned at the outset; of,
after all, at least in a certain sense keeping everything. I should emphasize
that I do not regard myself as committed to the suggestion which I shall endeavour
to develop; my purpose is exploratory. II. SYSTEM Q: OBJECTIVES The
suggestion with which I am concerned will involve the presentation and
discussion of a first-order predicate calculus (which I shall call Q), the
construction of which is based on a desire to achieve two goals: (i) to
distinguish two readings of the sentence "Pegasus does not fly" (and
of other sentences containing the name "Pegasus" which do not
explicitly involve any negation-device), and to provide a formal representation
of these readings. The projected readings of "Pegasus does not fly"
(S,) are such that on one of them an utterance of S, cannot be true, given that
Pegasus does not exist and never has existed, while on the other an utterance
of S, will be true just because Pegasus does not exist. ii) to allow the
unqualified validity, on either reading, of a step from the assertion of S, to
the assertion (suitably interpreted) of "Something [viz., Pegasus] does
not fly" (S2).More fully, Q is designed to have the following
properties. U.I. and E.G. will hold without
restriction with respect to any formula & containing an individual constant
« [Ф(c)]; no additional premise is to be required,
and the steps licensed by U.I. and E.G. will not be subject to a marginal
assumption or pretence that names occurring in such steps have bearers. For some (a), $ will be true on
interpretations of Q which assign no designatum to a, and some such (a) will be
theorems of Q. It will be possible, with
respect to any @ (a), to decide on formal grounds whether or not its truth
requires that a should have a designatun. It will be possible to find, in
Q, a representation of sentences such as "Pegasus exists". There will be an extension of Q
in which identity is represented. III. SCOPE The double interpretation of
S, may be informally clarified as follows: if S, is taken to say that Pegasus
has the property of being something which does not fly, then S, is false (since
it cannot be true that a nonexistent object has a property); but if S, is taken
to deny that Pegasus has the property of being something which flies, then S,
is true (for the reason given in explaining why, on the first interpretation,
$, is false). It seems to be natural to regard this distinction as a
distinction between differing possible scopes of the name "Pegasus".
In the case of connec-tives, scope-differences mirror the order in which the
connectives are introduced in the building up of a formula [the application of
formation rules; and the difference between the two interpretations of S, can
be represented as the difference between regarding S, as being (i) the result
of substituting "Pegasus" for "x" in "x does not
fly" (negation having already been introduced), or ii) the result of
denying the result of substituting "Pegasus" for "x" in
"x flies" (the name being introduced before negation)J. To deal
with this distinction, and to preserve the unrestricted application of U.I. and
E.G., Q incorporates the following features: (1) Normal parentheses are
replaced by numerical subscripts which are appended to logical constants and to
quantifiers, and which indicatescope-precedence (the higher the subscript, the
larger the scope). Subscripts are attached also to individual constants and to
bound variables as scope-indicators. For convenience subscripts are also
attached to predicate-constants and to propositional letters. There will be a
distinction between (a) and (b) ~, F,a,. (a) will
represent the reading of S, in which S, is false if Pegasus does not exist; in
(a) "a" has maximal scope. In (b) "a" has minimal scope,
and the non-existence of a will be a sufficient condition for the truth of
(b). So (b) may be taken to represent the second reading of S,. To give
further illustration of the working of the subscript notation, in the formula
Faz→, Gava H,bs 'v' takes precedence over*→*, and while the scope of each
occurrence of "a" is the atomic sub-formula containing that
occurrence, the scope of "b" is the whole formula. (2) The effect
of extending scope-indicators to individual constants is to provide for a new
formational operation, viz., the substitution of an individual constant for a
free variable. The formation rules ensure that quantification takes place only
after this new operation has been per-formed; bound variables will then retain
the subscripts attaching to the individual constants which quantification
eliminates. The following formational stages will be, for example, involved in
the building of a simple quantificational formula: There will be, then, a
distinction between 3x4 ~ 2 Fixa, and (a) will, in Q, be derivable from
~, F,a,, but not from ~ , F,az; (b) will be derivable directly (by E.G.) only
from ~, Faz, though it will bederivable indirectly from ~, Fag. This
distinction will be further dis-cussed. (3) Though it was not essential
to do so, I have in fact adapted a feature of the system set out in Mates'
Elementary Logic; free variables do not occur in derivations, and U.I. always
involves the replacement of one or more subscripted occurrences of a bound variable
by one or more correspondingly subscripted occurrences of an individual
constant. Indeed, such expressions as Fix and G,xzV, are not formulae of
Q (though to refer to them I shall define the expression "segment").
F,x and G,xy are formulae, but the sole function of free variables is to allow
the introduction of an individual constant at different formational
stages. Faz→, G,agV 4 H, is admitted as a formula so that one may obtain
from it a formula giving maximal scope to "b", viz., the
formula (4) Closed formulae of a predicate calculus may be looked upon in
two different ways. The symbols of the system may be thought of as lexical
items in an artificial language. Actual lexical entries (lexical rules) are
provided only for the logical constants and quantifiers; on this view an atomic
formula in a normal calculus, for example Fa, will be a categorical
subject-predicate sentence in that language. Alternatively, formulae may be
thought of as structures underlying, and exemplified by, sentences in a language
(or in languages) the actual lexical items of which are left unidentified. On
this view the formula Fav Gb will be a structure exemplified by a sub-class of
the sentences which exemplify the structure Fa. The method of subscripting
adopted in Q reflects the first of these approaches; in an atomic formula the
subscripts on individual constants are always higher than that on the
predicate-constant, in consonance with the fact that affirmative categorical
subject-predicate sentences, like "Socrates is wise" or
"Bellerophon rode Pegasus", imply the non-vacuousness of the names
which they contain. Had I adopted the second approach, I should have had to
allow not only F,az, etc., but also Fa,, etc., as formulae; I should have had
to provide atomic formulae which would have substitution instances, e.g., F,a,→
G,b, in which the scope of the individual constants does not embrace the whole
formula. The second approach, however, could be accommodated with
appropriate changes.(5) The significance of numerical subscripts is purely
ordinal; so, for example, ~ Fa, and ~17 Fa, will be equivalent. More generally,
any pair of "isomorphs" will be equivalent, and Q contains a rule
providing for the interderivability of isomorphs. and & will be isomorphs iff
(1) subscripts apart, @ and ( are identical, and (2) relations of magnitude (=,
<,>) holding between any pair of subscripts in @ are preserved between
the corresponding pair of subscripts in & [the subscripts in & mirror
those in @ in respect of relative magnitudes]. Professor C. D. Parsons
has suggested to me a notation in which I would avoid the necessity for such a
rule, and has provided me with an axiom-set for a system embodying it which
appears to be equivalent to Q (Mr. George Myro has made a similar proposal).
The idea is to adopt the notation employed in Principia Mathematica for
indicating the scope of definite descriptions. Instead of subscripts, normal
parentheses are retained and the scope of an individual constant or bound
variable is indicated by an occurrence of the constant or variable in square
brackets, followed by parentheses which mark the scope boundaries. So the
distinction between ~, F,a, and ~, Fa, is replaced by the distinction between
~[a] (Fa) and [a] (~Fa); and the distinction between Jxy~,F,x2 and 3xa~,F,x, is
replaced by the distinction between (x) (~ [x] (Ex)) and (3x) ([x] (~
Fx)). Parson's notation may well be found more perspicuous than mine, and it
may be that I should have adopted it for the purposes of this paper, though I must
confess to liking the obviousness of the link between subscripts and
formation-rules. The notion of scope may now be precisely defined for
Q. If y be a logical constant or
quantifier occurring in a closed formula , the scope of an occurrence of y is
the largest formula in @ which (a) contains the occurrence of n, (b) does not
contain an occurrence a logical constant or quantifier bearing a higher
subscript than that which attaches to the occurrence of „. If , be a term (individual
constant or bound variable), the scope of , is the largest segment of @ which
(a) contains the occurrence of n, (b) does not contain an occurrence of a
logical constant bearing a higher subscript than that which attaches to the
occurrence of n. (3) A segment is a sequence of symbols which is either
(a) a formula or (b) the result of substituting subscript-preserving
occurrences ofvariables for one or more occurrences of individual constants in
a formula. We may now define the important related notion of "dominance".
A term 0 dominates a segment @ ift @ falls within the scope of at least one of
the occurrences, in , of 0. In other words, 0 dominates @ if at least one
occurrence of 0 in @ bears a subscript higher than that attaching to any
logical constant in @. Dominance is intimately connected with existential
commitment, as will be explained. IV. NATURAL DEDUCTION SYSTEM Q A.
Glossary If "n" denotes a
symbol of Q, "y." denotes the result of attaching, to that symbol, a
subscript denoting n. "Ф(c, a)"= a formula @ containing
occurrences of an individual constant a, each such occurrence being either an
occurrence of aj, or of..., or of o'. [Similarly, if desired, for
"$(ap,...w,)", where "o" ('omega') denotes a variable.] "Ф" ="a formula, the highest subscript within which denotes
n". If 0, and 0, are terms
(individual constants or bound variables). *(02/0,) -the result of replacing
each occurrence of 0, in d by an occurrence of 0z, while preserving subscripts
at substitution-points'. • [The upper symbol indicates the
substituend.] B. Provisional Set of Rules for Q 1. Symbols
(a) Predicate-constants (*F", "fl" ,... "G .)
(b) Individual constants ("a", 'a'* '.... "b"
.( ... (c) Variables (*x", ... "y"...). (d)
Logical constants ("~" , "&", "v",
"→"). (e) Quantification-symbols (V, 9"). [A
quantification-symbol followed by a subscripted variable is a
quantifier.] Numerical subscripts (denoting natural numbers). Propositional letters
(*p", "q",....). 2. Formulae A subscripted n-ary predicate
constant followed by n unsubscripted variables; a subscripted propositional
letter. If i is a formula, $(*,+m/∞) is
a formula. If is a formula, Vo+Ф(∞/«) is a formula. [NB: Substitutions are to preserve
subscripts.] If m is a formula, 3c, +Ф (∞/x) is a formula. [NB: Substitutions are to
preserve subscripts.] If » is a formula, ~+m is a formula. If i-m and to-n are formulae, ф 8,4, ф. 4, ф→, 4 are for- mulae. is a formula only if it can be shown, by application
of (1)-(6), that p is a formula. 3. Inference-Rules (1) [Ass] Any formula
may be assumed at any point. ....中トリャー」&』~コース♥ローキーは。then ,... ф*+~+ ф'. 「「ゆく。♥[m-n
(6 [v+] etnml)-*-nYa 0 (7) [v -] 1f(1) 4[-m)»Ф (2) Хра- 17+ ф₴ ・がトら、 (3) ф° then (4) ф' (8) [→ +, CP] If Ф(п-и]- 41 -…・・ロートスin-ns then o (10) [V+] If v* ,... w*F then
v'.... v*+V@n+m $ (w/∞), provided that a does not occur in ' (I1)
[V-]V,Ф+ф(x∞), provided that Vo, is the scope of Va. (*+) +30,+mV, where v is like
except that, if a occurs in ф, at least one such occurrence
is replaced in & by an occurrence of . (В-)Зо„Ф, x'... x*Hy if (a/0), x'... x*H/, provided that 3c,ф is the scope of 3o, that a does not occur in any of , x',.... x*, v. [NB.
All substitutions referred to in (10)-(13) will preserve sub-scripts.]
Rules (I) (13) are not peculiar to Q, except insofar as they provide for the
use of numerical subscripts as substitutes for parentheses. The role of
term-subscripts has so far been ignored. The following three rules do not
ignore the role of term-subscripts, and are special to Q. (14) [Dom
+]If(1) a dominates , (2) p,x,Rtw(a)0), then (3) ф, x). x'+* ((2, +m/c,),... (Фк+п/ок)) [m. п> 0]. [NB. v, thus
altered, must remain a formula; for example, a must not acquire a subscript
already attaching to a symbol other than x.] (14) provides for the
raising of subscripts on a in 4, including the case in which initially
non-dominant a comes to dominate f. [A subscript on an occurrence of a
may always be lowered.] (16) [Iso] If @ and y are isomorphs, @+v.
V. EXISTENCE A. Closed Formulae Containing an Individual Constant
& (i) If a dominates @ then, for any interpretation Z, @ will be true
on Z only if a is non-vacuous (only if Ta+exists? is true, where '+' is a
concatenation-symbol). If a does not dominate , it may still be the case that @
is true only if a is non-vacuous (for example if @="~, ~3 F,az" or
="FazV, G,az", though not if ="F,a→,G,az"). Whether
or not it is the case will be formally decidable. Let us abbreviate
" is true only if a is non-vacuous" as "ф is E-committal for &". The conditions in which ф is E-committal for a can be specified
recursively: (1) If a dominates , is E-committal for a.
(2) If =~,~=-mV, and is E-committal for a, then @ is E-committal for
a. (3) If =v&,x, and either or x is E-committal for a, then $
is E-committal for a. (4) If =v.x, and both y and & are
E-committal for a, then ф is E-committal for a.
(5) If =→x, and both ~_* and z are E-committal for a, then ф is E-committal for a [in being greater than the
number denoted by any non-term-subscript in 4]. (6) If =Vo, or
3o,v, and (B/∞) is E-committal for x, then ф is E-committal for a. (ii) Since Fja, → ,F,a, is true whether or
not "a" is vacuous, the truth of F,a,→, Fa, (in which "a"
has become dominant) requires only that a exists, and so the latter formula may
be taken as one representation of "a exists". More generally,
if (for some n) a is the only individual constant in » (x) and =→n-m then @ may
be taken as a representation of Ta + exists? B. 3-quantified
Formulae An 3-quantified formula 3o,ф will represent a claim that there exists an object which satisfied the
condition specified in ¢ iff (a/∞) is E-com-mittal for o. To illustrate this
point, compare (i) 3x4~, Fix, and (ii) ヨxュ~3Fix2. Since ~, Fa, is
E-committal for "a" (is true only if a exists) while ~, F,a, is
not E-committal for "a", (i) can, and ii) cannot, be read as a claim
that there exists something which is not F. The idea which lies behind the
treatment of quantification in Q is that while i) and ii) may be taken as
representing different senses or different interpretations of
"something is not F" or of "there is something which is not
F", these locutions must be distinguished from "there exists
something which is not F"', which is represented only by (i). The degree
of appeal which Q will have, as a model for natural discourse, will depend on
one's willingness to distinguish, for example, "There is something such
that it is not the case that it flies" from "There is something such
that it is something which does not fly", and to hold that (a) is
justified by its being false that Pegasus flies, while (b) can be justified
only by its being true of some actual object that it does not fly. This distinction
will be further discussed in the next section. Immediately, however, it
must be made clear that to accept Q as a model for natural discourse is not to
accept a Meinongian viewpoint; it is not to subscribe to the idea of a duality,
or plurality, of 'modes of being'. Acceptance of Q as a model might be expected
to lead one to hold that while some sentences of the form "Bertrand
Russell _" will be interpretable in such a way as i) to be true, and (ii)
to entail not merely "there is something which _ " but also
"there exists something which __", sentences of the form
"Pegasus _ " will, if interpreted so as to be true,
entail only "there is something which _ -". But from this
it would be quite illegitimate to conclude that while Bertrand Russell both
exists and is (or has being), Pegasus merely is (or has being).
"Exists" has a licensed occurrence both in the form of expression
"there exists something which " and in the form of expression "a
exists"; "is" has a licensed occurrence in the form of
expression "there is something which ___", but not in the form
"a is". Q creates no ontological jungle. VI. OBJECTION
CONSIDERED It would not be surprising if the combination of the
admissibility, according to the natural interpretation of Q, of appropriate
readings of the inference-patterns a does not exist a is not
F and (2) a is (not) F something is (not) F have to be
regarded as Q's most counter-intuitive feature. Consider the following
dialogue between A and B at a cocktail party: Al) Is Marmaduke Bloggs
here tonight? B(1) Marmaduke Bloggs? A(2) You know, the Merseyside
stock-broker who last month climbed Mt. Everest on hands and knees.
B(2) Oh! Well no, he isn't here. A(3) How do you know he isn't
here? B(3) That Marmaduke Bloggs doesn't exist; he was invented by
the journalists. A(4) So someone isn't at this party. B(4)
Didn't you hear me say that Marmaduke Bloggs does not exist? A(5) I heard
you quite distinctly; are you under the impression that you heard me say that
there exists a person who isn't at this party? B, in his remarks (3) and
(4), seemingly accepts not only inference-pattern (I) but also
inference-pattern (2). The ludicrous aspects of this dialogue need to be
accounted for. The obvious explanation is, of course, that the step on which B
relies is at best dubious, while the step which A adds to it is patently
illegitimate; if we accept pattern (I) we should not also accept pattern (2).
But there is another possible explanation, namely that (i given (P)
"a does not exist and so a is not F" the putative conclusion from
(P), "Something is not F" (C), is strictly speaking (on one reading)
true, but il) given that (P) is true there will be something wrong, odd,
or misleading about saying or asserting (C). In relation to this
alternative explanation, there are two cases to con- (a) that in which
the utterer of (C) knows or thinks that a does not exist, and advances
(C) on the strength of this knowledge or belief; but the non-existence of a is
not public knowledge, at least so far as the speaker's audience is
concerned; (b) that which differs from (a) in that all parties to the
talk-exchange are aware, or think, that a does not exist. Case (a) will not,
perhaps, present too great difficulties; if there is a sense of "Something
is not F" such that for this to be true some real thing must fail to be F,
the knowledge that in this sense something is not F will be much more useful
than the knowledge that something is not F in the other (weaker) sense; and
ceteris paribus one would suppose the more useful sense of (C) to be the more
popular, and so, in the absence of counter-indications, to be the one employed
by someone who utters (C). Which being the case, to utter (C) on the
strength of the non-existence of a will be misleading. Case (b) is less
easy for the alternative explanation to handle, and my dialogue was designed to
be an example of case (b). There is a general consideration to be borne in
mind, namely that it will be very unplausible to hold both that there exists a
particular interpretation or sense of an expression E, and that to use E in
this sense or interpretation is always to do something which is
conversationally objectionable. So the alternative explanation will have (l) to
say why such a case (b) example as that provided by the dialogue is
conversationally objectionable, (2) to offer some examples, which should
presumably be case (b) examples, in which the utterance of (C), bearing the
putative weaker interpretation would be conversationally innocuous. These tasks
might be attempted as follows. (I) To say "Something is (not)
such-and-such" might be expected to have one or other of two
conversational purposes; either to show that it is possible (not) to be
such-and-such, countering (perhaps in anticipation) the thesis that nothing is
even (not) such-and-such, or to provide a prelude to the specification (perhaps
after a query) of an item which is (not) such-and-such. A's remark (4) "So
someone is not at this party" cannot have either of these purposes. First,
M.B. has already been agreed by A and B not to exist, and so cannot provide a
counter-example to any envisaged thesis that every member of a certain set
(c.g. leading local business men) is at the party. M.B., being non-existent, is
not a member of any set. Second, it is clear that A's remark (4) was advanced
on the strength of the belief that M.B. does not exist; so whatever
specification is relevant has already been given. (2) The following
example might provide a conversationally innocuous use of (C) bearing the weaker
interpretation. The cocktail party is a special one given by the Merseyside
Geographical Society for its members in honour of M.B., who was at the last
meeting elected a member as a recognition of his reputed exploit. A and B have
been, before the party, discussing those who are expected to attend it; C has
been listening, and is in the know about M.B. C Well, someone won't be at
this party A, B Who? C Marmaduke Bloggs A, B But it's in his
honour C That's as may be, but he doesn't exist; he was invented by
the journalists. Here C makes his initial remark (bearing putative
weak interpretation), intending to cite M.B. in specification and to disclose
his non-existence. It should be made clear that I am not trying to prove
the existence or admissibility of a weaker interpretation for (C); I am merely
trying to show that the prima facie case for it is strong enough to make
investigation worth-while; if the matter is worth investigation, then the
formulation of Q is one direction in which such investigation should proceed,
in order to see whether a systematic formal representation of such a reading of
"Something is (not) F" can be constructed. As a further
consideration in favour of the acceptability of the weaker interpretation of
"Something is (not) F", let me present the following
"slide": To say "M.B. is at this party" would be to
say something which is not true. To say "It is not true that M.B. is at this
party" would be to say something which is true. To say "M.B. is not at
this party" would be to say something which is true. M.B. is not at this party. M.B. can be truly said not to
be at this party. Someone (viz. M.B.) can be
truly said not to be at this party. Someone is not at this party (viz. M.B.).It seems to
me plausible to suppose that remark (I) could have been uttered with truth and
propriety, though with some inelegance, by B in the circumstances of the first
dialogue. It also seems to me that there is sufficient difficulty in drawing a
line before any one of remarks (2) to (7), and claiming that to make that
remark would be to make an illegitimate transition from its legitimate
predecessor, for it to be worth considering whether one should not, given the
non-existence of M.B., accept all seven as being (strictly speaking) true.
Slides are dangerous instruments of proof, but it may be legitimate to use them
to back up a theoretical proposal. VIL. IDENTITY So far as I can see,
there will be no difficulty in formulating a system Q', as an extension of Q
which includes an identity theory. In a classical second-order predicate
calculus one would expect to find that the formula (VF) (Fa→Fb) (or the formula
(VF) (Fa-›Fb)) is a definitional sub-stituend for, or at least is equivalent
to, the formula a =b. Now in Q the sequence Fa→Fb will be incomplete, since
subscripts are lacking, and there will be two significantly different ways of
introducing subscripts, (i F,as→2F,be and (ii) Faz→, F,b,. In (i "a"
and "b" are dominant, and the existence of a and of b is
implied; in ii) this is not the case. This difference of subscripting will
reappear within a second-order predicate calculus which is an extension of Q;
we shall find both (i) (a) VF,F,a,→, F,b, and (ii) (a) VE,F,a2→4 F,b,. If we
introduce the symbol * into Q, we shall also find iii) VF, F,a,,F,ba and
(iv) VF,F,a,**F,b,. We may now ask whether we want to link the identity of a
and b with the truth of (iii) or with the truth of (iv), or with both. If
identity is linked with (iii) then any affirmative identity-formula involving a
vacuous individual constant will be false; if identity is linked with (iv) any
affirmative identity formula involving two vacuous individual constants
will be true. A natural course in this situation seems to be to admit to
Q' two types of identity formula, one linked with (iii) and one with (iv),
particularly if one is willing to allow two interpretations of (for example)
the sentence "Pegasus is identical with Pegasus", on one of
which the sentence is false because Pegasus does not exist, and on the other of
which the sentence is true because Pegasus does not exist (just as
"Pegasus is identical withBellerophon" will be true because neither
Pegasus nor Bellerophon exist). We cannot mark this distinction in Q simply by
introducing two different identity-signs, and distinguishing between (say)
a,=,b, and a,=, b3. Since in both these formulae "a" and
"b" are dominant, the formulae will be true only if a and b exist.
Just as the difference between (iii) and (iv) lies in whether "a" and
"b" are dominant or non-dominant, so must the difference between the
two classes of identity formulae which we are endeavouring to express in Q'. So
Q' must contain both such formulae as az=,b, (strong' identity formulae) and
such formulae as aj=,b2 ('weak' identity formulae). To allow individual
constants to be non-dominant in a formula which is not molecular will be a
temporary departure from the practice so far adopted in Q; but in view of the
possibility of eventually defining "=" in a second-order calculus
which is an extension of Q one may perhaps regard this departure as
justified. Q' then might add to Q one new symbol, "="; two new formation rules;
(1) ' =,? is a formula, (2) If aj+ =, Bj+, is a formula,
&,+ =-Bj+, is a formula, where m> j+k and m> j+ 1. (c) two new
inference-rules (I) (2) A-Vo,+,C0,-,-,0,-, [a weak identity
law], a, - Be. ф+ф(Ba). [There is substitutivity both on strong and on weak
identity.] I hope that these additions would be adequate, though I have
not taken steps to assure myself that they are. I might add that to develop a
representation of an interesting weak notion of identity, one such that Pegasus
will be identical with Pegasus but not with Bellerophon, I think that one would
need a system within which such psychological notions as "it is believed
that" were represented. VIII. SEMANTICS FOR Q The task of
providing a semantics for Q might, I think, be discharged inmore than one way;
the procedure which I shall suggest will, I hope, continue the following
features: (a) it will be reasonably intuitive, (b) it will not contravene the
philosophical ideas underlying the construction of Q by, for example, invoking
imaginary or non-real entities, (c) it will offer reasonable prospects for the
provision of proofs of the soundness and completeness of Q (though I must defer
the discussion of these prospects to another occasion). A.
Interpretation The provision of an interpretation Z for Q will involve
the following steps: The specification of a non-empty domain D, within
which two sub-domains are to be distinguished: the special sub-domain (which
may be empty), the elements of which will be each unit set in D whose element
is also in D; and the residual sub-domain, consisting of all elements of D
which do not belong to the special sub-domain. The assignment of each
propositional letter either to 1 or to 0. The assignment of each -ary
predicate constant y to a set (the E-set of y) of ordered n-tuples, each of
which has, as its elements, elements of D. An E-set may be empty. The assignment of each
individual constant a to a single clement of D (the correlatum of a). If the
correlatum of a belongs to the special sub-domain, it will be a unit-set whose
element is also in D, and that element will be the designatum of a. If the correlatum
of a is not in the special sub-domain, then & will have no designatum. [I
have in mind a special case of the fulfilment of step (4), in which every
individual constant has as its correlatum either an element of the special
sub-domain or the null-set. Such a method of assignment seems particularly
intuitive.] If an individual constant a is, in Z, assigned to a correlatum
belonging to the special sub-domain, I shall say that the assignment of a is
efficient. If, in Z, all individual constants are efficiently assigned, I shall
say that Z is an efficient interpretation of Q It will be noted that, as
I envisage them, interpretations of Q will be of a non-standard type, in that a
distinction is made between the correlation of an individual constant and its
description. All individual constants are given correlata, but only those which
on a given interpretation are non-vacuous have, on that interpretation,
designata. Interpretations of this kind may be called Q-type interpretations.I
shall use the expressions "Corr (1)" and "Corr (O)" as
abbreviations, respectively, for "correlated with 1" and
"correlated with 0" *. By "atomic formula" I
shall mean a formula consisting of a subscripted n-ary predicate constant
followed by a subscripted individual constant. I shall, initially, in
defining "Corr(1) on Z" ignore quantificational formulae. If ф is atomic, @ is CorrI) on Z iff i) each individual constant in has in Z
a designatum (i.e. its correlatum is a unit set in D whose element is also in
D), and ii) the designata of the individual constants in , taken in the order
in which the individual constants which designate them occur in , form an
ordered n-tuple which is in the E-set assigned in Z to the predicate constant
in ф. If no individual constant dominates , is Corr(1) on Z
ifl (i If =~,V, y is Corr(0) on Z; (ii) If =v&,x. v and z are each
Corr(1) on Z; (ili) If ф=wv. X, either or y is Corr(1)
on Z; (iv) If =/→,x, either is Corr(0) on Z or x is Corr(1) on
Z. If (x) is a closed formula in
which & is non-dominant, and if is like « except that & dominates $,
then is Corr(1) on Z iff i) v is Corr(1) on Z and (ii) a is efficiently
assigned in Z. If a closed formula is not
Corr(1) on Z, then it is Corr(0) on Z. To provide for quantificational
formulae, some further notions are required. An interpretation Z' is an
i.c.-variant of Z iff Z' differs from Z (if at all) only in that, for at least
one individual constant a, the correlatum of a in Z' is different from the
correlatum of a in Z. Z' is an efficiency-preserving i.c.-variant of Z iff Z' is an
i.c.-variant of Z and, for any a, if a is efficiently assigned in Z a is also
efficiently assigned in Z'. Z' is an efficiency-quota-preserving i.c.-variant of Z
iff Z' is an i.c.-variant of Z and the number of individual constants
efficiently assigned in Z' is not less than the number efficiently assigned in
Z.' Let us approach the treatment of quantificational formulae by considering
the 3-quantifier. Suppose that, closely following Mates's procedure in
Elementary Logic, we stipulate that Jw,ф is CorrI)
on Z iff $ (a'/∞)is Corr (1) on at least one i.c.-variant of Z, where a is the
first individual constant in Q. (We assume that the individual constants of Q
can be ordered, and that some principle of ordering has been selected). In
other words, 3w,ф will be Corr(I) on Z iff,
without altering the assignment in Z of any predicate constant, there is some
way of assigning &' so that ф (a/∞) is Corr(l) on that
assignment. Let us also suppose that we shall define validity in Q by
stipulating that @ is valid in Q iff, for any interpretation Z, ф is Corr(1) on Z. We are now faced with a
problem. Consider the "weak existential" formula 3x2~, F,x,. If we
proceed as we have just suggested, we shall be forced to admit this formula as
valid; if "a" is the first individual constant in Q, we have only to
provide a non-efficient assignment for "a" to ensure that on
that assignment ~, Fa, is Corr(1); for any interpretation Z, some i.c.-variant
of Z will provide such an assignment for "a", and so 3x4~3 F,x2 will
be CorrI) on Z. But do we want to have to admit this formula as valid? First,
if it is valid then I am reasonably sure that Q, as it stands, is incomplete,
for I see no way in which this formula can be proved. Second, if in so far as
we are inclined to regard the natural language counterparts of valid formulae
as expressing conceptual truths, we shall have to say that e.g. "Someone
won't be at this party", if given the 'weak' interpretation which it was
supposed to bear in the conversations imagined in Section VI, will express a
conceptual truth; while my argument in that section does not demand that the
sentence in question express an exciting truth, I am not sure that I welcome
quite the degree of triviality which is now threatened. It is possible,
however, to avoid the admission of 3x,~,F,x2 as a valid formula by adopting a
slightly different semantical rule for the 3-quantifier. We stipulate
that 3o,$ is Corr(I) on Z iff @ (c'/co) is Corr(I) on at least one
efficiency-preserving i.c.-variant of Z. Some interpretations of Q will be
efficient interpretations, in which "a" will be efficiently assigned;
and in any efficiency-preserving i.c.-variant of such an interpretation "a"
will remain efficiently assigned; moreover among these efficient
interpretations there will be some in which the E-set assigned to
"F" contains (to speak with a slight looseness) the member of each
unit-set belonging to the special sub-domain. For any efficient interpretation
in which "p" is thus assigned, F,a, will be Corr(1), and ~ , F,a,
will be Corr(0), on all efficiency-preserving i.c. -variants.So 3x4~gF,xz will
not be Corr(1) on all interpretations, i.e. will not be valid. A similar
result may be achieved by using the notion of an efficiency-quota-preserving
i.c.-variant instead of that of an efficiency-preserving i.c.-variant; and the
use of the former notion must be preferred for the following reason.
Suppose that we use the latter notion; (ii) (iii) that
"a?" is non-efficiently assigned in Z; that "a" is
the first individual constant, and is efficiently assigned in Z;
(iv) that "F" includes in its extension the member of each
unit-set in the special sub-domain. Then ~, Faz is Corr(1) on Z, and so
(by E.G.) 3x2~, Fix, is Corr(1) on Z. But "a" is efficiently assigned
in Z, so ~g F,a, is Corr(0) on every efficiency-preserving i.c.-variant of Z
(since "F" includes in its extension every designable object). So x~,
F,*z is Corr(0) on Z. This contradiction is avoided if we use the notion
of efficiency-quota-preserving i.c.-variant, since such a variant of Z may
provide a non-efficient assignment for an individual constant which is
efficiently assigned in Z itself; and so 3xz~, F,x, may be Corr(I) on Z even
though "a" is efficiently assigned in Z. So I add to the
definition of "Cort(I) on Z", the following clauses: (5) If
=Vo,k, is CorrI) on Z, iff V(a'/a) is Corr(1) on every
efficiency-quota-preserving i.c.-variant of Z. (6) If ф =3o,/, is Corr(1) on Z iff y (x'/c) is Corr(1) on at
least one efficiency-quota-preserving i.c.-variant of Z. [In each
clause, "a is to be taken as denoting the first individual constant in
Q.] Validity may be defined as follows: ф is valid in Q iff, for any interpretation Z, ф is Corr(1) on Z. Finally, we may, if we like, say that p is true
on Z iff p is CorrI) on Z. IX. NAMES AND DESCRIPTIONS It might be
objected that, in setting up Q in such a way as to allow for the representation
of vacuous names, I have ensured the abandonment, at least in spirit, of one of
the desiderata which I have had in mind; for(it might be suggested) if Q is
extended so as to include a Theory of Descriptions, its individual constants
will be seen to be indistinguishable, both syntactically and semantically, from
unanalysed definite descrip-tions; they will be related to representations of
descriptions in very much the same way as propositional letters are related to
formulae, having lost the feature which is needed to distinguish them from
representations of descriptions, namely that of being interpretable only by the
assignment of a designatum. I do not propose to prolong this paper by
including the actual presentation of an extension of Q which includes the
representation of descrip-tions, but I hope to be able to say enough about how
I envisage such an extension to make it clear that there will be a formal
difference between the individual constants of Q and definite descriptions. It
is a familiar fact that there are at least two ways in which a notation for
representing definite descriptions may be developed within a classical system;
one may represent "The haberdasher of Mr. Spurgeon is bald" either by
(1) G(1x. Ex) or by (2) (9x. Fx) Gx; one may, that is, treat "ix. Fx"
either as a term or as being analogous to a (restricted) quantifier. The first
method does not allow for the representation of scope-differences, so a general
decision will have to be taken with regard to the scope of definite
de-scriptions, for example that they are to have maximal scope. The second
method does provide for scope-distinctions; there will be a distinction
between, for example, (ix. Fx) ~ Gx and ~(1x. Fx) Gx. The apparatus of Q,
however, will allow us, if we wish, to combine the first method, that of
representing definite descriptions by terms, with the representation of
differences of scope; we can, if we like, distinguish between c.g., ~,G,ax,F,x,
and ~,G,1xgF,xz, and ensure that from the first formula we may, and from the
second we may not, derive E!, 1x, F,*2. We might, alternatively, treat
descriptions as syntactically analogous to restricted quantifiers, if we so
desire. Let us assume (arbitrarily) that the first method is adopted, the
scope-boundaries of a descriptive term being, in each direction, the first
operator with a higher subscript than that borne by the iota-operator or the
first sentential boundary, whichever is nearer. Let us further assume
(perhaps no less arbitrarily) that the iota-operator is introduced as a defined
expression, so that such a formula as nitional substitution for the
right-hand side of the formulaG, xgF,x2→4G,x,F,x2, together with applications
of the rules for subscript-adjustment. Now, as I envisage the appropriate
extension of Q, the formal difference between individual constants and descriptive
terms will lie in there being a legitimate step (by E. G.) from a formula
containing a non-dominant individual constant to the related "weak'
existential form, e.g.. from ~, Faz to 3x4~, F,x2, while there will, for
example, be no analogous step from ~ G, 1x, Fxz to 3x4~, G,x2. Such a
distinction between individual constants and descriptive terms seems to me to
have, at least prima facie, a basis in intuition; I have at least some
inclination to say that, if Mr. Spurgeon has no haberdasher, then it would be
true (though no doubt conversationally odd) to say "It is not the case
that Mr. Spurgeon's haberdasher is bald" (S), even though no one has even
suggested or imagined that Mr. Spurgeon has a haberdasher; even though, that
is, there is no answer to the question who Mr. Spurgeon's haberdasher is or has
been supposed to be, or to the question whom the speaker means by the phrase
"Mr. Spurgeon's haberdasher." If that inclination is admissible, then
it will naturally be accompanied by a reluctance to allow a step from S to
"Someone is not bald" (S,) even when S, is given its 'weak'
interpretation. I have, however, already suggested that an utterance of the
sentence "It is not the case that Mr. Spurgeon is bald" (S') is not
assessable for truth or falsity unless something can be said about who Mr.
Spurgeon is or is supposed to be; in which case the step from S' to S, (weakly
interpreted) seems less un-justifiable. I can, nevertheless, conceive of
this argument's failing to produce conviction. The following reply might be
made: "If one is given the truth of S, on the basis of there being no one
who is haberdasher to Mr. Spur-geon, all one has to do is first to introduce a
name, say 'Bill', laying down that 'Bill' is to designate whoever is haberdasher
to Mr. Spurgeon, then to state (truly) that it is not the case that Bill is
bald (since there is no such person), and finally to draw the conclusion (now
legitimate) that someone is not bald (on the 'weak' reading of that sentence).
If only a stroke of the pen, so to speak, is required to legitimize the step
from S to S, (weakly interpreted), why not legitimize the step directly, in
which case the formal distinction in Q" between individual constants and
descriptive terms must either disappear or else become wholly arbitrary?"A
full treatment of this reply would, I suspect, be possible only within the
framework of a discussion of reference too elaborate for the present occasion;
I can hope only to give an indication of one of the directions in which I
should have some inclination to proceed. It has been observed? that a
distinction may be drawn between at least two ways in which descriptive phrases
may be employed. (I) A group of men is discussing the situation arising
from the death of a business acquaintance, of whose private life they know
nothing, except that (as they think) he lived extravagantly, with a household
staff which included a butler. One of them says "Well, Jones' butler will
be seeking a new position". (2) Earlier, another group has just
attended a party at Jones' house, at which their hats and coats were looked
after by a dignified individual in dark clothes and a wing-collar, a portly man
with protruding ears, whom they heard Jones addressing as "Old Boy",
and who at one point was discussing with an old lady the cultivation of
vegetable marrows. One of the group says "Jones' butler got the hats
and coats mixed up". i The speaker in example (1) could, without
impropriety, have inserted after the descriptive phrase "Jones'
butler" the clause "whoever he may be". It would require special
circumstances to make a corresponding insertion appropriate in the case of
example (2). On the other hand we may say, with respect to example (2), that
some particular individual has been 'described as', 'referred to as', or
'called' Jones' butler by the speaker; furthermore, any one who was in a
position to point out that Jones has no butler, and that the man with the
protruding ears was Jones gardener, or someone hired for the occasion, would
also be in a position to claim that the speaker had misdescribed that
individual as Jones' butler. No such comments are in place with respect to
example (I). (ii) A schematic generalized account of the difference of type
between examples (I) and (2) might proceed along the following lines. Let us
say that X has a dossier for a definite description & if there is a set of
definite descriptions which includes &, all the members of which X supposes
(in one or other of the possible sense of 'suppose") to be satisfied by
one and the same item. In a type (2) case, unlike a type (I) case, the speaker
intends the hearer to think (via the recognition that he is so intended) (a)
that the speaker has a dossier for the definite description & which he has
used, and (b) that the speaker has selected from this dossier at least partlyin
the hope that the hearer has a dossier for & which 'overlaps' the speaker's
dossier for & (that is, shares a substantial, or in some way specially
favoured, subset with the speaker's dossier). In so far as the speaker expects
the hearer to recognize this intention, he must expect the hearer to think that
in certain circumstances the speaker will be prepared to replace the remark
which he has made (which contains 8) by a further remark in which some element
in the speaker's dossier for & is substituted for d. The standard
circumstances in which it is to be supposed that the speaker would make such a
replacement will be (a) if the speaker comes to think that the hearer either
has no dossier for &, or has one which does not overlap the speaker's
dossier for & (i.e., if the hearer appears not to have identified the item
which the speaker means or is talking about), (b) if the speaker comes to think
that & is a misfit in the speaker's dossier for , i.e., that & is not,
after all, satisfied by the same item as that which satisfies the majority of,
or each member of a specially favoured subset of, the descriptions in the
dossier. In example (2) the speaker might come to think that Jones has no
butler, or that though he has, it is not the butler who is the portly man with
the protruding ears, etc., and whom the speaker thinks to have mixed up the
hats and coats. (iii) If in a type (2) case the speaker has used a descriptive
phrase (e.g., "Jones' butler") which in fact has no
application, then what the speaker has said will, strictly speaking, be false;
the truth-conditions for a type (2) statement, no less than for a type (I)
statement, can be thought of as being given by a Russellian account of definite
descriptions (with suitable provision for unexpressed restrictions, to cover
cases in which, example, someone uses the phrase "the table" meaning
thereby "the table in this room"). But though what, in such a case, a
speaker has said may be false, what he meant may be true (for example, that a
certain particular individual [who is in fact Jones' gardener] mixed up the
hats and coats). Let us introduce two auxiliary devices, italics and
small capital let-ters, to indicate to which of the two specified modes of
employment a reported use of a descriptive phrase is to be assigned. If I write
"S said 'The Fis G'," I shall indicate that S was using "the
F" in a type (1), non-identificatory way, whereas if I write "S
said "THE F is G",' I shall indicate that S was using "the
F" in a type (2), identificatory way. It is important to bear in
mind that I am not suggesting that the differencebetween these devices
represents a difference in the meaning or sense which a descriptive phrase may
have on different occasions; on the con-trary, I am suggesting that descriptive
phrases have no relevant systematic duplicity of meaning; their meaning is
given by a Russellian account. We may now turn to names. In my type (1)
example, it might be that in view of the prospect of repeated conversational
occurrences of the expression "Jones' butler," one of the group would
find it convenient to say "Let us call Jones' butler 'Bill'." Using
the proposed supplementa-tion, I can represent him as having remarked "Let
us call Jones' butler 'Bill'." Any subsequent remark containing
"Bill" will have the same truth-value as would have a corresponding
remark in which "Jones' butler" replaces "Bill". If Jones
has no butler, and if in consequence it is false that Jones' butler will be seeking
a new position, then it will be false that Bill will be seeking a new
position. In the type (2) example, also, one of the group might have
found it convenient to say "Let us call Jones' butler 'Bill'," and
his intentions might have been such as to make it a correct representation of
his remark for me to write that he said "Let us call JONES' BUTLER
'Bill'." If his remark is correctly thus represented, then it will nor be
true that, in all conceivable circumstances, a subsequent remark containing
"Bill" will have the same truth-value as would have a corresponding
remark in which "Bill" is replaced by "Jones's butler". For
the person whom the speaker proposes to call "Bill" will be the
person whom he meant when he said "Let us call JONES'S BUTLER
'Bill'," viz., the person who looked after the hats and coats, who was
addressed by Jones as "Old Boy", and so on; and if this person turns
out to have been Jones's gardener and not Jones's butler, then it may be true
that Bill mixed up the hats and coats and false that Jones's butler mixed up
the hats and coats. Remarks of the form "Bill is such-and-such" will
be inflexibly tied, as regards truth-value, not to possible remarks of the form
"Jones's butler is such-and-such", but to possible remarks of the
form "The person whom X meant when he said 'Let us call Jones's
butler "Bill"' is such-and-such". It is important to note
that, for a definite description used in the explanation of a name to be
employed in an identificatory way, it is not required that the item which the
explainer means (is referring to) when he uses the description should actually
exist. A person may establish or explain a use for a name & by saying
"Let us call THE F &" or "THE F iscalled &" even
though every definite description in his dossier for "the F" is
vacuous; he may mistakenly think, or merely deceitfully intend his hearer to
think, that the elements in the dossier are non-vacuous and are satisfied by a
single item; and in secondary or 'parasitic' types of case, as in the narration
of or commentary upon fiction, that this is so may be something which the
speaker non-deceitfully pretends or feigns. So names introduced or
explained in this way may be vacuous. I may now propound the following
argument in answer to the objection that any distinction in Q between individual
constants and descriptive terms will be arbitrary. (1) For a given
definite description 6, the difference between a type and type (2) employment is not
to be construed as the employment of o in one rather than another of two
systematically different senses of . A name a may be introduced either so as to be
inflexibly tied, as regards the truth-value of utterances containing it, to a
given definite description ô, or so as to be not so tied (6 being univocally
employed); so the difference between the two ways of introducing a may
reasonably be regarded as involving a difference of sense or meaning for a; a
sense in which a may be said to be equivalent to a definite description and a
sense in which it may not. It is, then, not arbitrary so to design Q that its
individual constants are to be regarded as representing, among other linguistic
items, names used with one of their possible kinds of meaning, namely that in
which a name is not equivalent to a definite description. X. CONCLUDING
REMARKS I do not propose to attempt the important task of extending Q so
as to include the representation of psychological verb-phrases, but I should
like to point out a notational advantage which any such extension could be
counted on to possess. There are clearly at least two possible readings of such
a sentence as "John wants someone to marry him", one in which it
might be paraphrased by "John wants someone or other to marry him"
and another in which it might be paraphrased by "John wants a particular
person to marry him" or by "There is someone whom John wants to marry
him". Symbolizing "a wants that p" by Wap, and using the
apparatus of classical predicate logic, we might hope to represent reading
(1)by W°(3x) (Fxa) and reading (2) by (x) (WªFxa). But suppose that John wants
Martha to marry him, having been deceived into thinking that his friend William
has a highly delectable sister called Martha, though in fact William is an only
child. In these circumstances one is inclined to say that "John wants
someone to marry him" is true on reading (2), but we cannot now represent
reading (2) by (3x) (WªFxa), since Martha does not exist. The apparatus
of Q should provide us with distinct representations for two familiar readings
of "John wants Martha to marry him" , VIZ., (a) Wy F,ba,
and (b) W9*F,b,a,. Given that Martha does not exist only (b) can be true.
We should have available to us also three distinct 3-quantificational forms
(together with their isomorphs): (i) W93x,F,xzas; (ii)
(iii) Since in (iii) "x" does not dominate the segment
following the 3-quantifier, (iii) does not have existential force, and is
suitable therefore for representing "John wants a particular person to
marry him" if we have to allow for the possibility that the particular
person does not actually exist. [ and (ili) will be derivable from each of (a)
and (b): (ii) will be derivable only from (a).] I have in this paper
developed as strong a case as I can in support of the method of treatment of
vacuous names which I have been expounding. Whether in the end I should
wish to espouse it would depend on the outcome of further work on the notion of
reference. REFERENCES 1 Iam particularly indebted to Charles
Parsons and George Boolos for some extremely helpful correspondence, to George
Myro for countless illuminating suggestions and criticisms, and to Benson Mates
for assistance provided both by word of mouth and via his book Elementary
Logic, on which I have drawn a good deal. • I owe the idea of this type
of variant to George Myro, whose invaluable help was essential to the writing
of this section. 9 c.g. by K. S. Donnellan, 'Reference and Definite
Descriptions', Philosophical Review 75 (1966) 281-304; as may perhaps be
seen from what follows, I am not sure that L am wholly sympathetic towards the
conclusions which he draws from the existence of the distinction. h. P. Grice Of
those who are approximately Grice’s contemporaries, Quine is one of the very
few to whom Grice feels that Grice owes the deepest of debts, the debt which is
owed to someone from whom one has learned something very important about how
philosophy should be done, and who has, in consequence, helped to shape one's
own mode of thinking. Grice hopes that Quine will not think it inappropriate
that Grice’s offering on this occasion should take the form not of a direct
discussion of some part of Quine’s essay, “Word and Object,” but rather of an
attempt to explore an *alternative* to one of Quine’s central positions, viz.
his advocacy of the idea of the general eliminability of this or that singular
term, including this or that name. Grice hopes, also, that Quine
will not be too shocked by Grice’s temerity in venturing into areas where
Grice’s lack of expertise in formal logic is only too likely to be
exposed. Grice has done his best to protect himself by consulting
those who are in a position to advise him. They have suggested ideas for
Grice to work on and have corrected some of Grice’s mistakes, but it would be
too much to hope that none remain. It seems to Grice that there are
certain quite natural inclinations which have an obvious bearing on the construction
of a “subject-predicate” calculus. They are as
follows. To admit a constant for this or that infividual.
That is, is to admit this or that name, or its representation.
To allow that, sometimes, a
name, like "Pegasus", is not the name of any existent thing.
A name may be sometimes 'vacuous. In the light of this, to
allow the constant of an individual to lack a designatum, so that a sentence
about Pegasus may be represented in the system. To regard “Fa” and ~ Fa as
'strong' contradictories. To suppose, that is, that one must be
true and the other false in any conceivable state of the world. To
hold that, if Pegasus does not exist, “Pegasus does not fly" — or "It
is not the case that Pegasus flies" — will be true, while "Pegasus
flies" will be false. To allow the inference rules Universal instantiation
and Existential generalisation to hold generally, without special restriction,
with respect to formulae containing the constant of an individual.
To admit the law of identity ((Vx) x=*) as a theorem. To suppose
that, if is derivable from , any statement represented by $ entails a
corresponding statement represented by f. It is obviously
difficult to accommodate all of these inclinations. Given [by (7)]
(x)x=x we can, given given derive first a =a by universal instantiation and
then (3x)x=a by existential generalisation It is natural to take (3x)x=a as a
representation of 'a exists'. So given (2) and (3), a
representation of a false existential statement — "Pegasus exists' — will
be a theorem. Given (6), we may derive, by Existential
generalisation, Sx) ~ Ex from ~ Fa. Given (3), this seemingly
licenses an inference from "It is not the case that
Pegasus flies." to "It is not the case that something
flies.” But such an inference *seems* illegitimate if, by
(5), "It is not the case that Pegasus flies.”
is true if Pegasus does not exist — as (2) allows. One
should not be able, it *seems*, to assert that it is not the case that
something flies on the basis of the truth of a statement to the effect that it
is not the case that a certain admittedly non-existent thing flies.
To meet such difficulties as these, various manoeuvres are available,
which include the following. To insist that a proper name N is
only admissible as a substituend for a constant of an individual.
‘N’ is only classifiable as a name, in a certain appropriate sense of 'name',
if N has a bearer. So "Pegasus" is eliminated as a
substituend, and our third inclination is rejected. To say that a statement of the
form Fa or again one of the form ~ Fa presupposes — implicates? — the existence
of a thing named by a. Such statements lack a truth-value if there
is no such thing. The fourth and fifth Inclinations are
rejected. To *exclude* a constant of an individual from the
system, treating an ordinary name as being reducible to a definite
description. The first inclination is rejected. To
hold that "Pegasus" does have a bearer, a bearer which has being,
though it does not exist, and to regard (3.x) Fx as entailing not the
existence, but only the being of something which is F. The
second Inclination is rejected. To allow Universal instantiation
and Existential generalisation only in conjunction with an additional premise,
such as Ela, which represents a statement to the effect that an exists.
The sixth Inclination is rejected. To admit a constant of an
infividual, to allow it to lack a designatum, and to retain normal universal
instantiation and Existential generalisation, but hold that an inference made
in natural discourse in accordance with this inference-licence provided by the
system is made subject to the 'marginal' extra-systematic assumption that every
name which occurs in the expression of such an inference has a bearer.
This amounts, Grice thinks, to the substitution of the concept of
entailing subject to assumption A' for the simple concept of entailment in
one's account of the logical relation between the premises and the conclusions
of such inferences. The eighth Inclination is rejected.
Grice does not, in this essay, intend to discuss the merits or demerits
of any of the proposals which he has just listed. Instead,
Grice wishes to investigate the possibility of adhering to all of the
inclinations mentioned at the outset; of, after all, at least in a certain
sense keeping everything. Grice should emphasize that he
does not regard himself as committed to the suggestion which Grice shall
endeavour to develop. Grice’s purpose is exploratory.
The suggestion with which Grice is concerned involves the presentation and
discussion of a first-order subject-predicate calculus — which Myro calls G-hp
— the construction of which is based on a desire to achieve two goals:
to distinguish two readings of the sentence "It is not the case
that Pegasus flies” — and of this or other sentence containing the name
"Pegasus" which does not *explicitly* involve any negation-device —
and to provide a formal representation of these readings.
The projected readings of It is not the case that
Pegasus flies S, are such that on one of them
it is not the case that an *utterance* of S, can be true, given that Pegasus
does not exist and never has existed. On the other interpretation,
an utterance of S, will be true just because Pegasus does not exist.
To allow the unqualified validity, on either reading, of a step
from the assertion of S, to the assertion, suitably interpreted, of "Something
[viz., Pegasus] does not fly" (S2). More fully, G-hp is
designed to have the following properties. Universal instantiation and
Existential generalisation will hold without restriction with respect to any
formula & containing a constant of an individual « [Ф(c)]; no additional premise is to be required.
The steps licensed by universal instantiation and existential
generalisation will not be subject to a marginal assumption or pretence that a
name occurring in such steps has a bearer. For some (a), $ will be true on
interpretations of G-hp which assign no designatum to a, and some such (a) will
be theorems of G-hp. It will be possible, with respect to any @ (a), to
decide on formal grounds whether or not its truth requires that a should have a
designatun. It will be possible to find, in G-hp, a representation
of a sentences such as "Pegasus exists". There will be
an extension of G-hp in which identity is represented. The double
interpretation of S, may be informally clarified as follows. If S,
is taken to say that Pegasus has the property of being something which does not
fly, S, is false — since it cannot be true that a nonexistent thing has a
property. But if S, is taken to *deny* that Pegasus has the
property of being something which flies, S, is true — for the reason
given in explaining why, on the first interpretation, $, is false.
It seems to be natural to regard this distinction as a distinction between this
or that SCOPE of the name "Pegasus". In the case
of a connective, a difference in SCOPE mirror the order in which the connective
is introduced in the building up of a formula [the application of formation
rules. The difference between the two interpretations of S, can be
represented as the difference between regarding S, as being (i)
the result of substituting "Pegasus" for "x" in
"x does not fly" — negation having already been introduced —
or ii) the result of
*denying* the result of substituting "Pegasus" for "x" in
"x flies" — the name being introduced before negation.
To deal with this distinction, and to preserve the unrestricted application of
universal instantiation and existential generalisation, G-hp incorporates the
following features: A Normal set of parentheses is replaced by a NUMERICAL
subscripts which is appended to a logical constants and to a quantifier, and
which indicates scope-precedence: the higher the subscript, the
larger the scope. A numerical Subscript is attached also to the
constant of ann individual and to a bound variable as an indicator of
scope. For convenience a numerical subscript is also attached to a
predicate-constant and to a propositional letter. There will
be a distinction between a and b)
~, F,a,. a) will represent the reading of S, in which S, is
false if Pegasus does not exist; in (a) "a" has maximal
scope. In (b) "a" has minimal scope, and the
non-existence of a will be a sufficient condition for the truth of (b).
So (b) may be taken to represent the second reading of S,.
To give further illustration of the working of the numerical subscript
notation, in the formula Faz→, Gava H,bs 'v' takes precedence over*→*, and
while the scope of each occurrence of "a" is the atomic sub-formula
containing that occurrence, the scope of "b" is the whole
formula. The effect of extending an indicator of syntactical scope
to a constant of an infividusl is to provide for a formational operation, viz.,
the substitution of a constant of a infividual for a free variable.
The formation rules ensure that quantification takes place only
after this operation has been performed. A BOUND variable will
then retain the subscripts attaching to the individual constants which
quantification eliminates. The following formational stages
will be, for example, involved in the building of a simple quantificational
formula There will be, then, a distinction between 3x4 ~ 2 Fixa,
and (a) will, in Q, be derivable from ~, F,a,, but not from ~ ,
F,az; ( b) will be derivable directly (by E.G.) only from ~, Faz,
though it will bederivable indirectly from ~, Fag. This
distinction will be further discussed. Though it is not essential
to do so, Grice has in fact adapted a feature of the system set out in Mates's
Elementary Logic. A free variable does not occur in a derivation,
and universal instantiation always involves the replacement of one or more
subscripted occurrences of a bound variable by one or more correspondingly
subscripted occurrences of a constant of an individual.. Indeed,
such an expression as Fix and G,xzV, is not a formula of G-hp — though to refer
to it Grice defines the expression "segment.” Each F,x and
G,xy is a formula, but the sole function of the free variable is to allow the
introduction of a the constant of an individual at different formational
stages. Faz→, G,agV 4 H, is admitted as a formula so that one may
obtain from it a formula giving maximal scope to "b", viz., the
formula A Closed formula of a predicate calculus may be looked
upon in two different ways. A symbol of the system may be
thought of as a lexical item in an artificial language, like
Deutero-Esperanto. An Actual lexical entry (a lexical rule) is
provided only for a logical constant and a quantifier; On this
view, an atomic formula in a normal calculus, for example
Fa will be a *categorical* subject-predicate sentence in
that language. Alternatively, a formula may be thought of as
the structure underlying, and exemplified by, sentences in a language such as
Italian or English the actual lexical item of which is left unidentified.
On this view, the formula Fav Gb will be a structure exemplified
by a sub-class of the sentences which exemplify the structure Fa.
The method of subscripting adopted in G-hp reflects the first of these
approaches; In an atomic formula, the subscripts on the constant
of an individual is always higher than that on the *predicate* constant, in
consonance with the fact that an affirmative *categorical* *subject*-predicate
sentence, like "Socrates is wise" or — name in
subject position "*Bellerophon* rode *Pegasus*” — name in
subject position and in object position after transitive verb.
implies the non-vacuousness of the names which it contains. Had
Grice adopted the second approach, Grice should have had to allow not only
F,az, etc., but also Fa,, etc., as formulae; Grice should
have had to provide an atomic formula which would have a substitution instance,
e.g., F,a,→ G,b, in which the scope of the individual constants does not
embrace the whole formula. The second approach, however, could be
accommodated with appropriate changes. The significance of a
numerical subscript is purely ordinal. So for example, ~ Fa, and
~17 Fa, will be equivalent. More generally, any pair of
"isomorphs" will be equivalent, and G-ho contains a rule providing
for the interderivability of isomorphs. and & will be
isomorphs iff ( 1) subscripts apart, @ and ( are identical, and (2)
relations of magnitude (=, <,>) holding between any pair of
subscripts in @ are preserved between the corresponding pair of subscripts in
& [the subscripts in & mirror those in @ in respect of relative
magnitudes. Parsons suggests to Grice a notation in which Grice
would avoid the necessity for such a rule, and has provided me with an
axiom-set for a system embodying it which appears to be equivalent to
G-hp. Myro makes a similar proposal. The idea is to
adopt the notation employed in Whitehead’s and Russell’s Principia Mathematica
for indicating the scope of a definite description. Instead of an
ordinal numerical subscript, normal parentheses are retained and the scope of
an individual constant or bound variable is indicated by an occurrence of the
constant or variable within a set of a SQUARE-BRACKET, followed by parentheses
which mark the scope boundaries. So the distinction between
~, F,a, and ~, Fa, is replaced by the distinction between
~[a] (Fa) and [a] (~Fa);
and the distinction between Jxy~,F,x2 and 3xa~,F,x, is replaced by
the distinction between (x) (~ [x] (Ex)) and (3x) ([x] (~
Fx)). Parson's notation may well be found more perspicuous
than Grice’s, and it may be that Grice should have adopted it for the purposes
of his essay, though Grice must confess to liking the obviousness of the link
between a subscript and a formation-rule. The notion of
syntactical scope may now be precisely defined for G-hp. If y be a logical constant or
quantifier occurring in a closed formula , the scope of an occurrence of y is
the largest formula in @ which (a) contains the occurrence of n, (b) does not
contain an occurrence a logical constant or quantifier bearing a higher
subscript than that which attaches to the occurrence of „. If , be a term (individual
constant or bound variable), the scope of , is the largest segment of @ which
(a) contains the occurrence of n, (b) does not contain an
occurrence of a logical constant bearing a higher subscript than that which
attaches to the occurrence of n. A segment is a sequence of
symbols which is either (a) a formula or (b) the result of substituting
subscript-preserving occurrences ofvariables for one or more occurrences of
individual constants in a formula. We may now define the important
related notion of "dominance". A term 0 dominates
a segment @ ift @ falls within the scope of at least one of the occurrences, in
, of 0. In other words, 0 dominates @ if at least one
occurrence of 0 in @ bears a subscript higher than that attaching to any
logical constant in @. Dominance is intimately connected
with existential commitment, as will be explained. If "n" denotes a
symbol of G-ho, “y." denotes the result of attaching, to that symbol, a
subscript denoting n. "Ф(c, a)"= a formula @
containing occurrences of an individual constant a, each such occurrence being
either an occurrence of aj, or of..., or of o'. [Similarly, if
desired, for "$(ap,...w,)", where "o" ('omega') denotes a
variable.] "Ф" ="a formula, the
highest subscript within which denotes n". If 0, and 0, are
terms (individual constants or bound variables). *(02/0,) -the
result of replacing each occurrence of 0, in d by an occurrence of 0z, while
preserving subscripts at substitution-points'. The upper symbol
indicates the substituend.] A subscripted n-ary predicate constant followed by n
unsubscripted variables; a subscripted propositional letter. If i is a formula, $(*,+m/∞) is
a formula. If is a formula, Vo+Ф(∞/«) is a formula. [NB:
Substitutions are to preserve subscripts.] If m is a formula, 3c, +Ф (∞/x) is a formula. [NB: Substitutions are to
preserve subscripts.] If » is a formula, ~+m is a formula. If i-m and to-n are formulae, ф 8,4, ф. 4, ф→, 4 are formulae. is a formula only if it can be shown, by application
of (1)-(6), that p is a formula. [Ass] Any formula may be
assumed at any point. ....中トリャー」&』~コース♥ローキーは。... ф*+~+ ф'.「「ゆく。♥[m-n
v+] etnml)-*-nYa 0 v -] 1f(1) 4[-m)»Ф Хра- 17+ ф₴ ・がトら、ф° 4) ф' M → +, CP] If Ф(п-и]- 41-…・・ロートスin-ns then o [V+] If v*,... w*F then
v'.... v*+V@n+m $ (w/∞), provided that a does not occur in ' [V-]V,Ф+ф(x∞), provided that Vo, is the
scope of Va. (*+) +30,+mV, where v is like except that, if an
occurs in ф, at least one such occurrence
is replaced in & by an occurrence of . (В-)Зо„Ф, x'... x*Hy if (a/0), x'... x*H/, provided that 3c,ф is the scope of 3o, that a does not occur in any of , x',.... x*, v.
All substitutions referred to in (10)-(13) will preserve
sub-scripts. Rules (I) (13) are not peculiar to G-ho, except
insofar as they provide for the use of numerical subscripts as substitutes for
parentheses. The role of term-subscripts has so far been
ignored. The following three rules do not ignore the role of
term-subscripts, and are special to Q. [Dom +]If(1) a dominates
, p,x,Rtw(a)0), (3) ф, x). x'+* ((2, +m/c,),... (Фк+п/ок)) [m. п> 0]. NB. v,
thus altered, must remain a formula; for example, a must not acquire a
subscript already attaching to a symbol other than x.] This
provides for the raising of subscripts on a in 4, including the case in which
initially non-dominant a comes to dominate f. A subscript on an
occurrence of a may always be lowered.] [Iso] If @ and y are
isomorphs, @+v. If a dominates @, for any interpretation Z, @ will
be true on Z only if a is non-vacuous (only if Ta+exists? is true, where '+' is
a concatenation-symbol). If a does not dominate , it may
still be the case that @ is true only if a is non-vacuous (for example if
@="~, ~3 F,az" or ="FazV, G,az", though not if
="F,a→,G,az"). Whether or not it is the case will
be formally decidable. Let us abbreviate " is true only
if a is non-vacuous" as "ф is E-committal for
&". The conditions in which ф is E-committal for a can be specified recursively: (1)If a
dominates , is E-committal for a. (2) If =~,~=-mV, and is
E-committal for a, then @ is E-committal for a. 3) If =v&,x,
and either or x is E-committal for a, then $ is E-committal for a.
4) If =v.x, and both y and & are E-committal for a, then ф is E-committal for a. 5) If =→x, and
both ~_* and z are E-committal for a, then ф is E-committal for a [in being greater than the number denoted by any
non-term-subscript in 4]. If =Vo, or 3o,v, and (B/∞) is
E-committal for x, then ф is E-committal for a.
Since Fja, → ,F,a, is true whether or not "a" is vacuous, the
truth of F,a,→, Fa, (in which "a" has become dominant) requires only
that a exists, and so the latter formula may be taken as one representation of
"a exists". More generally, if (for some n) a is
the only individual constant in » (x) and =→n-m @ may be taken as a
representation of Ta + exists? An 3-quantified formula 3o,ф will represent a claim that there exists an object
which satisfied the condition specified in ¢ iff (a/∞) is E-com-mittal for
o. To illustrate this point, compare (i) 3x4~, Fix,
and (ii) ヨxュ~3Fix2. Since ~, Fa, is E-committal for
"a" (is true only if a exists) while ~, F,a, is not E-committal for
"a", (i) can, and ii) cannot, be read as a claim that there exists
something which is not F. The idea which lies behind the
treatment of quantification in G-ho is that while i) and ii) may be taken as
representing different senses or different interpretations of "something
is not F" or of "there is something which is not F", these
locutions must be distinguished from "there exists something which is not
F"', which is represented only by (i). The degree of
appeal which G-hp will have, as a model for natural discourse, will depend on
one's willingness to distinguish, for example, "There is something such
that it is not the case that it flies" from
There is something such that it is something which does not
fly", and to hold that ( a) is justified
by its being false that Pegasus flies, while ( b) can be justified
only by its being true of some actual thing that it does not fly.
This distinction will be further discussed. Immediately,
however, it must be made clear that to accept G-hp as a model for natural
discourse is not to accept a Meinongian viewpoint; it is not
to subscribe to the idea of a duality, or plurality, of 'modes of being'.
Acceptance of G-hp as a model might be expected to lead one to hold that
while some sentences of the form "Russell _" will be interpretable in
such a way as i) to be true, and (ii) to entail not merely "there is
something which _ " but also "there exists something which __",
sentences of the form "Pegasus _ " will, if interpreted so as to be
true, entail only "there is something which _-".
But from this it would be quite illegitimate to conclude that while
Russell both exists and is — or has being —, Pegasus merely is — or has
being. "Exists" has a licensed occurrence both in the
form of expression "there exists something which " and in the form of
expression "a exists"; "is" has a
licensed occurrence in the form of expression "there is something which
___", but not in the form "a is". G-hp
creates no ontological jungle. It would not be surprising if the
combination of the admissibility, according to the natural interpretation of
G-ho, of appropriate readings of the inference-patternsa does not exist a is
not F and (2) a is (not) F something is (not) F have to be regarded as G-Jo’s
most counter-intuitive feature. Consider the following dialogue
between A and B at a cocktail party: Is Bloggs here tonight?
Bloggs? You know, the Merseyside stock-broker who last
month climbed Mt. Everest on hands and knees. Oh! Well no, Bloggs
isn't here. How do you know Bloggs isn't here? *That*
Bloggs doesn't exist; he was invented by the journalists. So
someone isn't at this party. Didn't you *hear* me _say_ that
Bloggs does not exist? I heard you quite distinctly. Are *you*
under the impression that _you_ did heard me *say* that there exists a person
who isn't at this party? B, in his remarks, seemingly accepts not
only inference-pattern (I) but also inference-pattern (2). The
ludicrous aspects of this dialogue need to be accounted for.
The obvious explanation is, of course, that the step on which B relies is
at best dubious, while the step which A adds to it is patently
illegitimate. If we accept the first pattern, we should not also
accept the second pattern. But there is another possible
explanation, namely that (i given (P) "a does not exist and so a is not
F" the putative conclusion from (P), Something is not
F" C), is strictly speaking (on one reading) true,
but Given that (P) is true, there will be something LITERALLY
true, yet wrong, odd, or misleading about saying or asserting (C).
Ignoring such a distinction having proved a common mistake on the part of some
philosophers. In relation to this alternative explanation, there
are two cases to con- a) that in which the
utterer of (C) believes — or knows — that a does not exist, and advances (C) on
the strength of this belief or knowledge. But the non-existence of
a is not public knowledge, at least so far as the utterere’s addressee is
concerned (b) that which differs from (a) in that all parties to the
talk-exchange are aware, or think, that a does not exist.
Case (a) will not, perhaps, present too great difficulties.
If there is a sense of " Something is not F"
such that for this to be true some real thing must fail to be F,
the knowledge that in this sense something is not F will be much more useful
than the knowledge that something is not F in the other (weaker) sense;
and ceteris paribus one would suppose the
more useful sense of (C) to be the more popular, and so, in
the absence of counter-indications, to be the one employed by someone who
utters (C). Which being the case, to utter (C) on the
strength of the non-existence of a will be LITERALLY TRUE if misleading.
Case (b) is less easy for the alternative explanation to handle, and
Grice’s dialogue is designed to be an example of case (b).
There is a general consideration to be borne in mind, namely that
it will be very unplausible to hold both that there exists a
particular interpretation, or sense, of an expression E,
and that to use E in this sense, or
interpretation, is always to do something which is *conversationally*
objectionable. So the alternative explanation will have (l) to
say why such a case (b) example as that provided by the dialogue *is*
conversationally objectionable, (2) to offer some examples, which should
presumably be case (b) examples, in which the utterance of (C), bearing the
putative weaker interpretation would be conversationally *innocuous.*
These tasks might be attempted as follows. To say
" Something is such-and-such"
Or It is not the case that something is such-and-such
might be expected to have one or other of two conversational purposes;
either to show that it is possible (not) to be
such-and-such, countering (perhaps in anticipation) the
thesis that nothing is even (not) such-and-such, or
to provide a prelude to the specification, perhaps after a query,
of an item which is (not) such-and-such. A's remark —
So, it is not the case that someone is at this party.
— cannot have either of these purposes. First, Bloggs has
already been agreed by A and B NOT to exist. And so, the utterance
cannot provide a counter-example to any envisaged thesis that every member of a
certain set — e. g. leading local business men — is at the party.
Bloggs, being non-existent, is not a member of any set.
Second, it is clear that A's remark is advanced on the strength of the belief
that Bloggs does not exist. So, whatever specification is relevant
has already been given. The following example might provide a
conversationally innocuous use of (C) bearing the weaker interpretation.
The cocktail party is a special one given by the Merseyside
Geographical Society for its members in honour of Bloggs, who was at the last
meeting *elected a member.* as a recognition of his reputed exploit.
A and B have been, before the party, discussing those who are
expected to attend it C has been listening, and is in the know
about Bloggs. Well, someone will not be at this party.
Who? Bloggs But it's in his honour!
That's as may be, but he doesn't exist; he was invented by the
journalists. Here C makes his initial remark (bearing putative
weak interpretation), intending to cite Bloggs in specification and to disclose
his non-existence. It should be made clear that Grice is not
trying to prove the existence or admissibility of a weaker interpretation for
(C). Grice is merely trying to show that the prima facie case for
it is strong enough to make investigation worth-while. If the
matter is worth investigation, the formulation of G-hp is one direction in
which such investigation should proceed, in order to see whether a systematic
formal representation of such a reading of "Something is (not) F" can
be constructed. As a further consideration in favour of the
acceptability of the weaker interpretation of "Something is (not) F",
let me present the following "slide": To say
Bloggs is at this party would be to say something
which is not true. To say It is not true that
Bloggs is at this party. would be to say something which is
true. To say It is not the case that Bloggs is at
this party. would be to say something which is true.
Bloggs is not at this party. Bloggs can be truly said not to be at
this party. Someone, viz. Bloggs, can be truly said not to be at
this party. Someone is not at this party, (viz. Bloggs.
It seems to Grice plausible to suppose that remark (I) could have been
uttered with truth and propriety, though with some *inelegance*, by B in the
circumstances of the first dialogue. It also seems to Grice
that there is sufficient difficulty in drawing a line before any one of remarks
(2) to (7), and claiming that to make that remark would be to make an
illegitimate transition from its legitimate predecessor, for it to be worth
considering whether one should not, given the non-existence of Bloggs, accept
all seven as being (strictly speaking) true. Slides are dangerous
instruments of proof, but it may be legitimate to use them to back up a
theoretical proposal. So far as Grice can see, there will be no
difficulty in formulating a system G-hp as an extension of G-hp which includes
identity.. In a classical *second*-order subject-predicate
calculus one would expect to find that the formula (VF)
(Fa→Fb) ( or the formula (VF) (Fa-›Fb))
is a definitional sub-stituend for, or at least is equivalent to,
the formula a = b Now in G-hp, the sequence
Fa→Fb will be incomplete, since subscripts are lacking, and there will be two
significantly different ways of introducing subscripts, (i F,as→2F,be and (ii)
Faz→, F,b,. In (i "a" and "b" are
dominant, and the existence of a and of b is implied; in ii)
this is not the case. This difference of
subscripting will reappear within a *second*-order predicate calculus which is
an extension of G-hp. we shall find both ( i) (a)
VF,F,a,→, F,b, and (ii) (a) VE,F,a2→4 F,b,.
If we introduce the symbol * into Q, we shall also find iii) VF,
F,a,,F,ba and (iv) VF,F,a,**F,b,. We may now ask whether we
want to link the identity of a and b with the truth of (iii) or with the truth
of (iv), or with both. If identity is linked with
(iii) any affirmative identity-formula involving a vacuous
individual constant will be false; If identity is linked
with (iv) any affirmative identity formula involving two vacuous individual
constants will be true. A natural course in this situation seems
to be to admit to G-hp two types of identity formula, one linked with (iii) and
one with (iv), particularly if one is willing to allow two interpretations of
(for example) the sentence Pegasus is identical with
Pegasus" on one of which the sentence is false because
Pegasus does not exist, and on the other of which the sentence is *true*
because Pegasus does not exist — just as "Pegasus is
identical withBellerophon" will be true because neither Pegasus nor
Bellerophon exist). Cf the null set and
extensionalism. We cannot mark this distinction in G-hp simply by
introducing two different identity-signs, and distinguishing between (say)
a,=,b, and a,=, b3. Since in both these formulae
"a" and "b" are dominant, the formulae will be true only if
an and b exist. Just as the difference between (iii) and
(iv) lies in whether "a" and "b" are dominant or
non-dominant, so must the difference between the two classes of identity
formulae which we are endeavouring to express in G-hp. So G-hp
must contain both such formulae as az=,b, (strong' identity formulae) and such
formulae as aj=,b2 ('weak' identity formulae). To allow the
constant of an infividual to be non-dominant in a formula which is not
molecular will be a temporary departure from the practice so far adopted in
G-hp. but in view of the possibility of eventually defining
"=" in a *second*-order calculus which is an extension of G-hp one
may perhaps regard this departure as justified. Q' then might add
to G-ho one new symbol,
"="; two new formation rules; ' =,? is a formula, If aj+ =, Bj+,
is a formula, &,+ =-Bj+, is a formula, where m> j+k and m> j+
1. (c) two new inference-rules A-Vo,+,C0,-,-,0,-, [a weak identity
law] a, Be. ф+ф(Ba). There is substitutivity both on strong identity
and on weak identity. Grice hopes that these additions would be
adequate, though Grice has not taken steps to assure himself that they
are. Grice might add that to develop a representation of an
interesting weak notion of identity, one such that Pegasus will be identical
with Pegasus, but not with Bellerophon, I think that one would need a system
within which such a psychological notion, such as "it is believed
that,” is represented. The task of providing a semantics for Q
might, Grice thinks, be discharged in more than one way; the
procedure which Grice suggests will, Grice hopes, continue the following
features: it will be reasonably intuitive,
it will not contravene the philosophical ideas underlying the
construction of G-hp by, for example, invoking an imaginary or non-real
entitiy it will offer reasonable prospects for the provision of
proofs of the soundness and completeness of G-hp though Grice must defer the
discussion of these prospects to another occasion. The provision
of an interpretation Z for Q will involve the following steps: The
specification of a non-empty domain D, within which two sub-domains are to be
distinguished: the special sub-domain (which may be empty), the elements of which
will be each unit set in D whose element is also in D; and the residual
sub-domain, consisting of all elements of D which do not belong to the special
sub-domain. The assignment of each propositional letter either to
1 or to 0. The assignment of each -ary predicate constant y to a
set (the E-set of y) of ordered n-tuples, each of which has, as its elements,
elements of D. An E-set may be empty. The assignment of each
individual constant a to a single clement of D (the correlatum of a).
If the correlatum of a belongs to the special sub-domain, it will
be a unit-set whose element is also in D, and that element will be the
designatum of a. If the correlatum of a is not in the
special sub-domain, & will have no designatum. Grice has
in mind a special case of the fulfilment of step (4), in which every constant
of an individual has as its correlatum either an element of the special
sub-domain or the null-set. Such a method of assignment
seems particularly intuitive. If an individual constant a is, in
Z, assigned to a correlatum belonging to the special sub-domain, Grice shall
say that the assignment of a is efficient. If, in Z, all
individual constants are efficiently assigned, Grice shall say that Z is an
efficient interpretation of G-hp. It will be noted that, as Grice
envisages them, interpretations of G-hp will be of a non-standard type, in that
a distinction is made between the correlation of a constant of an individual
and its description. Every constant of ann individual is
given a correlatum, but only that which on a given interpretation is
non-vacuous has, on that interpretation, a designatum.
Interpretations of this kind may be called G-ho type
interpretations. Grice uses the expressions "Corr (1)"
and "Corr (O)" as abbreviations, respectively, for "correlated
with 1" and "correlated with 0" *. By "atomic
formula" Grice means a formula consisting of a subscripted n-ary predicate
constant followed by a subscripted individual constant. Grice
shall, initially, in defining "Corr(1) on Z" ignore quantificational
formulae. If ф is atomic, @ is CorrI) on Z
iff i) each individual constant in has in Z a designatum (i.e. its correlatum
is a unit set in D whose element is also in D), and ii) the designata of the
individual constants in , taken in the order in which the individual constants
which designate them occur in , form an ordered n-tuple which is in the E-set
assigned in Z to the predicate constant in ф. If no individual constant dominates , is Corr(1) on Z ifl (i
If =~,V, y is Corr(0) on Z; If =v&,x. v and z are each
Corr(1) on Z; If ф=wv. X, either or y is Corr(1)
on Z; If =/→,x, either is Corr(0) on Z or x is Corr(1) on Z
If (x) is a closed formula in
which & is non-dominant, and if is like « except that & dominates $,
then is Corr(1) on Z iff i) v is Corr(1) on Z and (ii) a is efficiently
assigned in Z. If a closed formula is not Corr(1) on Z, then it is
Corr(0) on Z. To provide for quantificational formulae, some
further notions are required. An interpretation Z' is an
i.c.-variant of Z iff Z' differs from Z (if at all) only in that, for at least
one individual constant a, the correlatum of a in Z' is different from the
correlatum of a in Z. Z' is an efficiency-preserving i.c.-variant of Z iff
Z' is an i.c.-variant of Z and, for any a, if a is efficiently assigned in Z a
is also efficiently assigned in Z'. Z' is an
efficiency-quota-preserving i.c.-variant of Z iff Z' is an i.c.-variant of Z
and the number of individual constants efficiently assigned in Z' is not less
than the number efficiently assigned in Z.' Let us approach the
treatment of quantificational formulae by considering the 3-quantifier.
Suppose that, closely following Mates's procedure in his
“Elementary Logic,” we stipulate that Jw,ф is CorrI)
on Z iff $ (a'/∞)is Corr (1) on at least one i.c.-variant of Z, where a is the
first individual constant in Q. We assume that the
individual constants of Q can be ordered, and that some principle of ordering
has been selected. In other words, 3w,ф will be Corr(I) on Z iff, without altering the assignment in Z of any
predicate constant, there is some way of assigning &' so that ф (a/∞) is Corr(l) on that assignment.
Let us also suppose that we shall define validity in Q by stipulating
that @ is valid in Q iff, for any interpretation Z, ф is Corr(1) on Z. We are now faced with a problem.
Consider the "weak existential" formula 3x2~,
F,x,. If we proceed as we have just suggested, we shall be
forced to admit this formula as valid; if "a" is
the first individual constant in G-ho, we have only to provide a non-efficient
assignment for "a" to ensure that on that assignment ~, Fa, is Corr(1);
for any interpretation Z, some i.c.-variant of Z will provide such an
assignment for "a", and so 3x4~3 F,x2 will be CorrI) on Z.
But do we want to have to admit this formula as valid?
First, if it is valid, Grice is reasonably sure that G-ho, as it
stands, is incomplete, for Grice sees no way in which this formula can be
proved. Second, if in so far as we are inclined to regard
the natural language counterparts of valid formulae as expressing conceptual
truths, we shall have to say that e.g. It is not the case
that someone will be at this party If given the 'weak'
interpretation which it was supposed to bear in the imagined conversation, will
express a conceptual truth; while Grice’s argument does not
demand that the sentence in question express an exciting truth, Grice is not
sure that he welcomes quite the degree of triviality with which is now
threatened. It is possible, however, to avoid the admission of
3x,~,F,x2 as a valid formula by adopting a slightly different semantical rule
for the 3-quantifier. We stipulate that 3o,$ is Corr(I) on Z
iff @ (c'/co) is Corr(I) on at least one efficiency-preserving i.c.-variant of
Z. Some interpretations of G-hp will be efficient interpretations, in which
"a" will be efficiently assigned; and in any efficiency-preserving
i.c.-variant of such an interpretation "a" will remain efficiently
assigned; moreover among these efficient interpretations
there will be some in which the E-set assigned to "F" contains (to
speak with a slight looseness) the member of each unit-set belonging to the
special sub-domain. For any efficient interpretation in
which "p" is thus assigned, F,a, will be Corr(1), and ~ , F,a, will
be Corr(0), on all efficiency-preserving i.c. -variants. So
3x4~gF,xz will not be Corr(1) on all interpretations, i.e. will not be
valid. A similar result may be achieved by using the notion of an
efficiency-quota-preserving i.c.-variant instead of that of an
efficiency-preserving i.c.-variant; and the use of the former notion must be
preferred for the following reason. Suppose that we use the latter
notion;(ii)(iii)that "a?" is non-efficiently assigned in Z;
that "a" is the first individual constant, and is efficiently
assigned in Z that "F" includes in its extension the
member of each unit-set in the special sub-domain. ~, Faz is
Corr(1) on Z, and so (by E.G.) 3x2~, Fix, is Corr(1) on Z.
But "a" is efficiently assigned in Z, so ~g F,a, is Corr(0) on
every efficiency-preserving i.c.-variant of Z (since "F" includes in
its extension every designable object). So x~, F,*z is
Corr(0) on Z. This contradiction is avoided if we use the notion
of efficiency-quota-preserving i.c.-variant, since such a variant of Z may provide
a non-efficient assignment for an individual constant which is efficiently
assigned in Z itself; and so 3xz~, F,x, may be Corr(I) on Z even though
"a" is efficiently assigned in Z. So Grice adds to the
definition of "Cort(I) on Z", the following clauses:
If =Vo,k, is CorrI) on Z, iff V(a'/a) is Corr(1) on every
efficiency-quota-preserving i.c.-variant of Z. If ф =3o,/, is Corr(1) on Z iff y (x'/c) is Corr(1) on at
least one efficiency-quota-preserving i.c.-variant of Z. In each
clause, "a is to be taken as denoting the first individual constant in
Q.] Validity may be defined as follows: ф is valid in Q iff, for any interpretation Z, ф is Corr(1) on Z. Finally, we may, if we
like, say that p is true on Z iff p is CorrI) on Z. It might be
objected that, in setting up G-ho in such a way as to allow for the
representation of this or that vacuous name, Grice has ensured the abandonment,
at least in spirit, of one of the desiderata which Grice had in mind;
for(it might be suggested) if G-ho is extended so as to include a
Theory of Descriptions, the constant of an individual will be seen to be
indistinguishable, both syntactically and semantically, from an unanalysed
definite description; The constant of an individual will be
related to a representation of a description in very much the same way as a
propositional letter is related to a formula, having lost the feature which is
needed to distinguish it from a representation of a description, namely that of
being interpretable only by the assignment of a designatum. Grice
does not propose to prolong the essay by including the actual
presentation of an extension of G-ho which includes the representation of a
description, but Grice hopes to be able to say enough about how he envisages
such an extension to make it clear that there will be a formal difference
between the a constant of an individual of G-hp and a definite
description. It is a familiar fact that there are at least
two ways in which a notation for representing a definite description may be
developed within a classical system; one may represent
The haberdasher of Spurgeon is bald either by
(1) G(1x. Ex) or by ( 2) (9x. Fx) Gx; one
may, that is, treat "ix. Fx" either
as a term or as being analogous to a (restricted) quantifier.
The first method does not allow for the representation of a difference in
syntactical scope, so a general decision will have to be taken with regard to
the scope of a definite description, for example that they are to have maximal
scope. The second method does provide for scope-distinctions;
there will be a distinction between, for example,
(ix. Fx) ~ Gx and ~(1x. Fx)
Gx. The apparatus of G-hp, however, will allow us, if we
wish, to combine the first method, that of representing a definite description
by a term, with the representation of differences of scope;
we can, if we like, distinguish between c.g.,
~,G,ax,F,x, and ~,G,1xgF,xz,
and ensure that from the first formula we may, and from the second
we may not, derive E!, 1x, F,*2. We might, alternatively,
treat a description as syntactically analogous to a restricted quantifier, if
we so desire. Let us assume (arbitrarily) that the first
method is adopted, the scope-boundaries of a descriptive term being, in each
direction, the first operator with a higher subscript than that borne by the
iota-operator or the first sentential boundary, whichever is nearer.
Let us further assume, perhaps no less arbitrarily, that the
iota-operator is introduced as a defined expression, so that such a formula as
nitional substitution for the right-hand side of the formulaG,
xgF,x2→4G,x,F,x2, together with applications of the rules for
subscript-adjustment. Now, as Grice envisages the appropriate
extension of G-hp, the formal difference between a constant of an individual
and a descriptive term will lie in there being a legitimate step (by
Existential generalisation from a formula containing a non-dominant constant of
an individual to the related "weak' existential form, e.g..
from ~, Faz to 3x4~, F,x2, while there will, for example, be no analogous step
from ~ G, 1x, Fxz to 3x4~, G,x2. Such a distinction between
a constant of an individusl and a descriptive term seems to Grice to have, at
least prima facie, a basis in intuition; Grice has at least
some inclination to say that, if Spurgeon has no
haberdasher, it would be TRUE, though no doubt
conversationally odd, to say "It is not the case that
Spurgeon's haberdasher is bald" (S),
even though no one has even suggested or imagined that Spurgeon has a
haberdasher; even though, that is, there is no answer to the
question who Spurgeon's haberdasher is or has been supposed to be, or to the
question WHOM the utterer means by the phrase " Spurgeon's haberdasher."
If that inclination is admissible, it will naturally be
accompanied by a reluctance to allow a step from S to
"Someone is not bald" (S,) even when S, is
given its 'weak' interpretation. Grice has, however, already
suggested that an utterance of the sentence " It is not the
case that *Spurgeon* — never mind his haberdasher — is bald
S') is not assessable for truth or falsity unless something
can be said about who *Spurgeon* — never mind his haberdasher — is or is
supposed to be; In which case the step from S' to S, weakly
interpreted, seems less unjustifiable. Grice can, nevertheless,
conceive of this argument's failing to produce conviction.
The following reply might be made: If one is given the
truth of S, on the basis of there being no one who is haberdasher to Spurgeon,
all one has to do is first to introduce a name, say 'Bill', laying down that
'Bill' is to designate whoever is haberdasher to Spurgeon, then to state,
truly, that it is not the case that Bill is bald
— since there is no such person — and finally
to draw the conclusion, now legitimate, that someone
is not bald — on the 'weak' reading of that sentence.
If only a stroke of the pen, so to speak, is required to legitimize the
step from S to S, weakly interpreted, why not legitimize the step directly, in
which case the formal distinction in G-hp between a constant of an individual
and descriptive term must either disappear or else become wholly
arbitrary?" A full treatment of this reply would, Grice
suspects, be possible only within the framework of a discussion of reference —
not predication — too elaborate for the present occasion;
Grice can hope only to give an indication of one of the directions in
which Grice should have some inclination to proceed. It has
been observed that a distinction may be drawn between at least two ways in
which descriptive phrases may be employed. A group of men is
discussing the situation arising from the death of a business acquaintance,
Smith, of whose private life they know nothing, except that, as they think, he
lived extravagantly, with a household staff which included a butler.
One of them says Well, Smith’s butler will be
seeking a new position. Earlier, another group has just attended a
party at Smith’s house, at which their hats and coats were looked after by a
dignified individual in dark clothes and a wing-collar, a portly man with
protruding ears, whom they heard Smith addressing as "Old Boy", and
who at one point was discussing with an old lady the cultivation of vegetable
marrows. One of the group says Smith’s butler
got the hats and coats mixed up. The utterer in example (1) could,
without impropriety, have inserted after the descriptive phrase "Smith’s'
butler" the clause "whoever he may be". It
would require a *special circumstance* to make a corresponding insertion
appropriate in the case of example. On the other hand, we may say,
with respect to the second example, that some particular individual has
been 'described as', 'referred to as', or 'called' Smith’s butler by the
utterer. furthermore, any one who was in a position to point out
that Smith has no butler, and that the man with the protruding ears was Smith’s
*gardener* — or someone hired for the occasion — would also be in a position to
claim that the utterer had misdescribed that individual as Smith's
butler. No such comments are in place with respect to the
first example. A schematic generalized account of the difference
of type between examples (I) and (2) might proceed along the following
lines. Let us say that X has a dossier for a definite
description & if there is a set of this or that definite
description which includes &, all the members of which X
supposes (in one or other of the possible sense of 'suppose") to be
satisfied by one and the same item. In a type (2) case,
unlike a type (I) case, the utterer intends his addressee to think, via the
recognition that he is so intended, a) that the utterer has a
dossier for the definite description & which he has used, and (b)
that the utterer has aptly apositively alla Urmson selected from
this dossier at least partlyin the hope that his addresssee has a dossier for
& which 'overlaps' the utterer’s dossier for & (that is, shares a
substantial, or in some way specially favoured, subset with the utterer’s
dossier). In so far as the utterer expects his addressee to
recognise this intention, he must expect his addressee to think that in certain
circumstances the utterer will be prepared to replace the remark which he has
made (which contains 8) by a further remark in which some element in the
utterer’s dossier for & is substituted for d. The
standard circumstances in which it is to be supposed that the utterer would
make such a replacement will be (a) if the utterer comes to think that the
addressee either has no dossier for &, or has one which does not overlap
the utterer’s dossier for & (i.e., if the addressee appears not to have
identified the item which the speaker means or is talking about), (b) if the
utterer comes to think that & is a misfit in the utterer’s dossier for ,
i.e., that & is not, after all, satisfied by the same item as that which
satisfies the majority of, or each member of a specially favoured subset of,
the descriptions in the dossier. In example (2) the utterer
might come to think that Smith has no butler, or that though he has, it is not
the butler who is the portly man with the protruding ears, etc., and whom the
utterer thinks to have mixed up the hats and coats. (iii) If
in a type (2) case the utterer has used a descriptive phrase (e.g.,
"Smith’s butler") which in fact has no application, then what the
utterer has said will, strictly speaking, be false; the
truth-conditions for a type (2) statement, no less than for a type (I)
statement, can be thought of as being given by a Russellian account of a
definite description — with suitable provision for unexpressed restrictions, to
cover cases in which, example, someone uses the phrase "the table"
meaning thereby with the implicated quasi-demonstrative "the table in this
room.” But though what, in such a case, an utterer has said may be
false, what he *meant* or signifies may be true — for example, that a certain
particular individual [who is in fact Smith’s gardener] mixed up the hats and
coats). Disimplicature: meaning less than one explicitly
conveys. Let us introduce two auxiliary devices, ordinary and
capital let-ters, to indicate to which of the two specified modes of employment
a reported use of a descriptive phrase is to be assigned. If
I write "S said ' The Fis G', "Grice shall
indicate that S was using "the F" in a type (1), non-identificatory
way, whereas if I write "S said "THE F is G",' I shall indicate
that S was using "the F" in a type (2), identificatory way.
It is important to bear in mind that Grice is not suggesting that the
difference between these devices represents a difference in the meaning or
sense which a descriptive phrase may have on different occasions;
on the con-trary, Grice is suggesting that a descriptive phrase has no
relevant systematic duplicity of meaning or significance or signification or
Fregeian sense. Its meaning is given by a Russellian
account. We may now turn to names. In Grice’s
type (1) example, it might be that in view of the prospect of repeated
conversational occurrences of the expression “Smith’s butler," one of the
group would find it convenient to say "Let us call
Smith’s butler 'Bill'." Using the proposed
supplementa-tion, Grice can represent him as having remarked
Let us call Smith’s butler 'Bill'." Any
subsequent remark containing "Bill" will have the same truth-value as
would have a corresponding remark in which "Smith’s' butler" replaces
"Bill". If Smith has no butler, and if in
consequence it is false that Smith’s butler will be seeking a new position, it
will be false that Bill will be seeking a new position. In the
type (2) example, also, one of the group might have found it convenient to
say "Let us call Smith’s butler 'Bill',"
and his intentions might have been such as to make it a correct
representation of his remark for Grice to write that he said
Let us call SMITH’s BUTLER 'Bill'." If his remark
is correctly thus represented, it will nor be true that, in all
conceivable circumstances, a subsequent remark containing "Bill" will
have the same truth-value as would have a corresponding remark in which
"Bill" is replaced by "Smith’s butler".
For the person whom the utterer proposes to call "Bill" will be
the person whom he meant when he said "Let us call SMITH’S BUTLER
'Bill'," viz., the person who looked after the hats and coats, who was
addressed by Smith as "Old Boy", and so on; and if this person turns
out to have been Smith’s gardener and not Smith’s butler, it
may be true that Bill mixed up the hats and coats and false
that Smith’s butler mixed up the hats and coats.
Remarks of the form "Bill is such-and-such" will be
inflexibly or rigidly tied, as regards truth-value, not to possible remarks of
the form "Smith’s butler is such-and-such",
but to possible remarks of the form "The person whom X meant
when he said 'Let us call Smith’s butler "Bill"' is
such-and-such". It is important to note that, for a definite
description used in the explanation of a name to be employed in an
identificatory way, it is not required that the item which the explainer means
(is referring to) when he uses the description should actually exist.
A person may establish or explain a use for a name & by
saying “Let us call THE F &" or "THE F
iscalled &" even though every definite description
in his dossier for "the F" is vacuous; he may
*mistakenly* think, or merely deceitfully, of playfully — the loyalty examiner
— intend his addressee to think, that the elements in the dossier are
non-vacuous and are satisfied by a single item; and in
secondary or 'parasitic' types of case, as in the narration of, or commentary,
upon fiction, Hamlet saw his father Macbeth saw his
enemy that this is so may be something which the utterer
non-deceitfully pretends or feigns. So a name introduced or
explained in this way may be vacuous. Grice may now propound the
following argument in answer to the objection that any distinction in G-ho
between a constant of an individual and a descriptive term will be
arbitrary. For a given definite description 6, the
difference between a type 1 and type (2) employment is not to be construed as the
employment of o in one rather than another of two systematically different
senses of . A name a may be introduced either so as to be
inflexibly or rigidly tied, as regards the truth-value of utterances containing
it, to a given definite description ô, or so as to be not so tied (6 being
univocally employed); so the difference between the two ways
of introducing a may reasonably be regarded as involving a difference of sense
or meaning for a; a sense in which a may be said to be equivalent
to a definite description and a sense in which it may not. It is, then, not arbitrary so
to design G-hp that a constant of an individual is to be regarded as
representing, among other linguistic items, a name used with one of their
possible kinds of meaning, namely that in which a name is not equivalent to a
definite description — e. G. Pickwick, Bunbury. Grice does not
propose to attempt the important task of extending G-hp so as to include the
representation of a psychological verb-phrase, but Grice should like to point
out a notational advantage which any such extension could be counted on to
possess. There are clearly at least two possible readings of
such a sentence as "sue wants someone to marry
her", one in which it might be paraphrased by
sue wants someone or other to marry her"
and another in which it might be paraphrased by Sue
wants a particular person to marry her" or by " There is
someone whom sue wants to marry her". Symbolizing
"a wants that p" by Wap, and using the apparatus of classical
predicate logic, we might hope to represent reading ( 1)by W°(3x)
(Fxa) and reading (2) by (x) (WªFxa). But suppose that Sue
wants Bunbury to marry her having been deceived into thinking that
her friend Betty has a highly delectable brother who goes by Bunbury though in
fact Betty Bunbury is an only child. In these circumstances
one is inclined to say that "sue wants someone to marry
her is true on reading (2), but we cannot now
represent reading (2) by (3x) (WªFxa), since Bunbury does not exist.
The apparatus of G-ho should provide us with distinct representations
for two familiar readings of sue wants Bunbury to marry her
, VIZ., (a) Wy F,ba, and (b) W9*F,b,a,. Given
that Bunbury does not exist only(b) can be true. We should
have available to us also three distinct 3-quantificational forms (together
with their isomorphs): (i)W93x,F,xzas; (ii)(iii) Since
in (iii) "x" does not dominate the segment following the
3-quantifier, (iii) does not have existential force, and is suitable therefore
for representing "sue wants a particular person to marry her" if we
have to allow for the possibility that the particular person does not actually
exist. . [ and (ili) will be derivable from each of (a) and (b):
(ii) will be derivable only from (a).] Grice has in this essay
developed as strong a case as he can in support of the method of treatment of a
vacuous name which he has been expounding. Whether in the end
Grice should wish to espouse it would depend on the outcome of further work on
the notion of reference. Grice is particularly indebted to Parsons
and Boolos for some extremely helpful correspondence, to Myro for countless
illuminating suggestions and criticisms, and to Mates for assistance provided
both by word of mouth and via his book Elementary Logic, on which Grice has
drawn a good deal. Grice owes the idea of this type of variant to
Myro, whose invaluable help was essential to the writing of this section.
9 c.g. by Donnellan, 'Reference and Definite Descriptions',
Philosophical Review; as may perhaps be seen from what
follows, Grice not sure that Grice is wholly sympathetic towards the
conclusions which Donnellsn — never mind Kripke — and cf Grice’s friend
Patton, draws from the existence of the distinction. h. P. Grice As Grice
notes, there is a familiar and, to many, very natural maneuver which is of
frequent occurrence in conceptual inquiries, whether of a philosophical or of a
nophilosophical character. It proceeds as follows: one
begins with the observation that a certain range of expressions E, in each of
which is embedded a subordinate expression a—let us call this range E(a)-is
such that its members would not be used in application to certain specimen
situations, that their use would be odd or inappropriate or even would make no
sense; one then suggests that the relevant feature of such situations is that
they fail to satisfy some condition C (which may be negative in character); and
one concludes that it is a characteristic of the concept expressed by a, a
feature of the meaning or use of a, that E(a) is applicable only if C is
satisfied. Such a conclusion may be associated with one or more of the
following more specific claims: that the schema E(a) logically entails C, that
it implies or presupposes C, or that C is an
applicability/appropriate-ness-condition (in a specially explained sense) for a
and that a is misused unless C obtains. Before mentioning suspect
examples of this type of maneuver, I would like to make two general remarks.
First, if it is any part of one's philosophical concern, as it is of mine, to
give an accurate general account of the actual meaning of this or that
expression in nontechnical discourse, then one simply cannot afford to abandon this
kind of maneuver altogether. So there is an obvious need for a method (which
may not, of course, be such as to constitute a clear-cut decision procedure)
for distinguishing its legitimate from its illegitimate applications. Second,
various persons, including myself, have pointedto philosophical mistakes which
allegedly have arisen from an uncritical application of the maneuver; indeed,
the precept that one should be careful not to confuse meaning and use is
perhaps on the way toward being as handy a philosophical vade-mecum as once was
the precept that one should be careful to identify them. Though more
sympathetic to the new precept than to the old, I am not concerned to campaign
for or against either. My primary aim is rather to determine how any such
distinction between meaning and use is to be drawn, and where lie the limits of
its philosophical utility. Any serious attempt to achieve this aim will, I
think, involve a search for a systematic philosophical theory of language, and
I shall be forced to take some tottering steps in that direction. I shall also
endeavor to inter-weave, in the guise of illustrations, some discussions of
topics relevant to the question of the relation between the apparatus of formal
logic and natural language. Some of you may regard some of the examples
of the maneuver which I am about to mention as being representative of an
outdated style of philosophy. I do not think that one should be too quick to
write off such a style. In my eyes the most promising line of answer lies in
building up a theory which will enable one to distinguish between the case in
which an utterance is inappropriate because it is false or fails to be true, or
more generally fails to correspond with the world in some favored way, and the
case in which it is inappropriate for reasons of a different kind. I see some
hope of ordering the linguistic phenomena on these lines. But I do not regard
it as certain that such a theory can be worked out, and I think that some of
the philosophers in question were skeptical of just this outcome; I think also
that sometimes they were unimpressed by the need to attach special importance
to such notions as that of truth. So one might, in the end, be faced with the
alternatives of either reverting to something like their theoretically
unambitious style or giving up hope altogether of systematizing the linguistic
phenomena of natural discourse. To me, neither alternative is very
attractive. Now for some suspect examples, many of which are likely to be
familiar. A. (1) An example has achieved some notoriety. Ryle
maintained: "In their most ordinary employment 'voluntary' and
'involuntary' are used, with a few minor elasticities, as adjectives applying
to actions which ought not to be done. We discuss whether someone's action was
voluntary or not only when the action seems to have been hisfault." From
this he drew the conclusion that "in ordinary use, then, it is absurd to
discuss whether satisfactory, correct or admirable performances are voluntary
or involuntary"; and he characterized the application of these adjectives
to such performances as an "unwitting extension of the ordinary sense of
'voluntary' and 'involuntary,' on the part of the philosophers."! Malcolm accused Moore of having
misused the word "know" when he said that he knew that this was one
human hand and that this was another human hand; Malcolm claimed, I think, that
an essential part of the concept "know" is the implication that an
inquiry is under way? Wittgenstein made a similar protest against the
philosopher's application of the word "know" to supposedly
paradigmatic situations. Benjamin remarked: "One could generate a sense of
the verb 'remember' such that from the demonstration that one has not forgotten
p, i.e. that one has produced or performed p, it would follow that one
remembers p ... Thus one could speak of Englishmen conversing or writing in
English as 'remembering' words in the English language; of accountants doing
accounts as 'remembering how to add,' and one might murmur as one signs one's
name 'I've remembered my name again? The absurd inappropriateness of these
ex-amples, if 'remember' is understood in its usual sense, illustrates the
opposition between the two senses." 3 (There is an analogy here with
"know": compare the oddity of "The hotel clerk asked me what my
name was, and fortunately I knew the answer.") (4) Further examples
are to be found in the area of the philosophy of perception. One is connected
with the notion of "seeing ... as." Wittgenstein observed that one
does not see a knife and fork as a knife and fork. The idea behind this remark
was not developed in the passage in which it occurred, but presumably the
thought was that, if a pair of objects plainly are a knife and fork, then while
it might be correct to speak of someone as seeing them as something different
(perhaps as a leaf and a flower), it would always (except possibly in very
special circumstances) be incorrect (false, out of or-der, devoid of sense) to
speak of seeing an x as an x, or at least of seeing what is plainly an x as an
x. "Seeing... as," then, is seemingly Concept of Mind, III, 69. Malcolm, "Defending Common
Sense," Philosophical Review, January 1949. "Remembering," Mind,
July 1956. In Philosophical
Investigations.represented as involving at least some element of some kind of
imaginative construction or supplementation. Another example which occurred to
me (as to others before me) is that the old idea that perceiving a material
object involves having (sensing) a sense-datum (or sense-data) might be made
viable by our rejecting the supposition that sense-datum statements report the
properties of entities of a special class, whose existence needs to be
demonstrated by some form of the Argument from Illusion, or the identification
of which requires a special set of instructions to be provided by a
philosopher; and by supposing, instead, that "sense-datum statement"
is a class-name for statements of some such form as "x looks (feels, etc.)
@ to A" or "it looks (feels, etc.) to A as if."s I hoped by this
means to rehabilitate a form of the view that the notion of perceiving an
object is to be analyzed in causal terms. But I had to try to meet an
objection, which I found to be frequently raised by those sympathetic to
Wittgenstein, to the effect that for many cases of perceiving the required
sense-datum statements are not available; for when, for example, I see a
plainly red object in ordinary daylight, to say "it looks red to me,"
far from being, as my theory required, the expression of a truth, would rather
be an incorrect use of words. According to such an objection, a feature
of the meaning of "x looks d to A" is that such a form of words is
correctly used only if either it is false that x is d, or there is some doubt
(or it has been thought or it might be thought that there is some doubt)
whether x is . (5) Another crop of examples is related in one way or
another to action. (a) Trying. Is it always correct, or only sometimes
correct, to speak of a man who has done something as having eo ipso tried to do
it? Wittgenstein and others adopt the second view. Their suggestion is
that if, say, I now perform some totally unspectacular act, like scratching my
head or putting my hand into my trouser pocket to get my handkerchief out, it
would be inappropriate and incorrect to say that I tried to scratch my head or
tried to put my hand into my pocket. It would be similarly inappropriate to
speak of me as not having tried to do each of these things. From these
considerations there emerges the idea that for "A tried to do x" to
be correctly used, it is required either that A should not have done x (should
have been S. Grice, "Causal Theory of Perception," Aristotle
Society Supplementary Volume, 1961.prevented) or that the doing of x was something
which presented A with some problems, was a matter of some difficulty. But a
little reflection suggests that this condition is too strong. A doctor may tell
a patient, whose leg has been damaged, to try to move his toes tomor-row, and
the patient may agree to try; but neither is committed to holding that the
patient will fail to move his toes or that it will be difficult for him to do
so. Moreover, someone else who has not been connected in any way with, or even
was not at the time aware of, the damage to the patient's leg may correctly
say, at a later date, "On the third day after the injury the patient tried
to move his toes (when the plaster was removed), though whether he succeeded I
do not know." So to retain plausibility, the suggested condition must be weakened
to allow for the appropriateness of "A tried to do x" when the
speaker, or even someone connected in some way with the speaker, thinks or
might think that A was or might have been prevented from doing x, or might have
done x only with difficulty. (I am not, of course, maintaining that the meaning
of "try" in fact includes such a condition.) (b) Carefully. It
seems a plausible suggestion that part of what is required in order that A may
be correctly said to have performed some operation (a calculation, the cooking
of a meal) carefully is that A should have been receptive to (on alert for)
circumstances in which the venture might go astray (fail to reach the desired
outcome), and that he should manifest, in such circumstances, a disposition to
take steps to maintain the course towards such an outcome. I have heard it
maintained by H. L.A. Hart that such a condition as I have sketched is
insufficient; that there is a further requirement, namely that the steps taken
by the performer should be reasonable, individually and collectively. The
support for the addition of the supplementary condition lies in the fact (which
I shall not dispute) that if, for example, a man driving down a normal road
stops at every house entrance to make sure that no dog is about to issue from
it at breakneck speed, we should not naturally describe him as "driving
care-fully," nor would we naturally ascribe carefulness to a bank clerk
who counted up the notes he was about to hand to a customer fifteen times. The
question is, of course, whether the natural reluctance to apply the adverb
"carefully" in such circumstances is to be explained by the suggested
meaning-restriction, or by something else, such as a feeling that, though
"carefully" could be correctly applied, its application would fail to
do justice to the mildly spectacular facts.(c) Perhaps the most interesting and
puzzling examples in this area are those provided by Austin, particularly as he
propounded a general thesis in relation to them. The following quotations are
extracts from the paragraph headed "No modification without
aberration": "When it is stated that X did A, there is a temptation
to suppose that given some, indeed, perhaps an expression modifying the verb we
shall be entitled to insert either it or its opposite or negation in our
statement: that is, we shall be entitled to ask, typically, 'Did X do A Mly or
not Mly?' (e.g., 'Did X murder Y voluntarily or involuntarily?"), and to
answer one or the other. Or as a minimum it is supposed that if X did A there
must be at least one modifying expression that we could, justifiably and
informatively, insert with the verb. In the great majority of cases of the
great majority of verbs ('murder' is perhaps not one of the majority) such
suppositions are quite unjustified. The natural economy of language dictates
that for the standard case covered by any normal verb... (e.g. 'eat, 'kick, or
'croquet') ... no modifying expression is required or even permissible. Only if
we do the action named in some special way or circumstances is a modifying
expression called for, or even in order ... It is bedtime, I am alone, I yawn;
but I do not yawn involuntarily (or voluntarily!) nor yet deliberately.
To yawn in any such peculiar way is just not to just yawn." 6 The
suggested general thesis is then, roughly, that for most action-verbs the
admissibility of a modifying expression rests on the action described being a
nonstandard case of the kind of action which the verb designates or
signifies. B. Examples involve an area of special interest to me, namely
that of expressions which are candidates for being natural analogues to logical
constants and which may, or may not, "diverge" in meaning from the
related constants (considered as elements in a classical logic, standardly
interpreted). It has, for example, been suggested that because it would be
incorrect or inappropriate to say "He got into bed and took off his
trousers" of a man who first took off his trousers and then got into bed,
it is part of the meaning, or part of one meaning, of "and" to convey
temporal succession. The fact that it would be inappropriate to say "My
wife is either in Oxford or in London" when I know perfectly well that she
is in Oxford has led to the idea that it is part of the meaning of
"or" (or of "either ... or") to convey that the speaker is
ignorant of the truth-values of the particular dis- 6. "A Plea for
Excuses," Philosophical Papers, ed. Urmson and Warnock, p. 137.juncts.
Again, Strawson maintained that, while "if p then q" entails
"p→ q," the reverse entailment does not hold; and he characterized a
primary or standard use of "if ... then" as follows: "each
hypothetical statement made by this use of 'if' is acceptable (true,
reason-able) if the antecedent statement, if made or accepted, would in the
circumstances be a good ground or reason for accepting the consequent
statement; and the making of the hypothetical statement carries the implication
either of uncertainty about, or of disbelief in, the fulfillment of both
antecedent and consequent." C. My final group of suspect examples
involves a latter-day philosophical taste for representing words, which have
formerly, and in some cases naturally, been taken to have, primarily or even
exclu-sively, a descriptive function, as being, rather, pseudo-descriptive
devices for the performance of some speech-act, or some member of a range of
speech-acts. Noticing that it would, for example, be unnatural to say "It
is true that it is raining" when one merely wished to inform someone about
the state of the weather or to answer a query on this matter, Strawson once
advocated the view (later to be considerably modified) that the function (and
therefore presumably the meaning) of the word "true" was to be
explained by pointing out that to say "it is true that p" is not just
to assert that p but also to endorse, confirm, concede, or agree to its being
the case that p.* Somewhat analogous theses, though less obviously based on
cases of linguistic inappropriateness, have been, at one time or another,
advanced with regard to such words as "know" ("To say 'I know'
is to give one's word, to give a guarantee") and "good"
("To say that something is "good' is to recommend
it"). So much for the suspect examples of the kind of maneuver which
I initially outlined. All or nearly all of them have a particular feature in
common, which helps to make them suspect. In nearly every case, the condition
C, the presence of which is suggested as being required for the application of
a particular word or phrase to be appropriate, is such that most people would, I
think, on reflection have a more or less strong inclination to say that to
apply the word or phrase in the absence of that condition would be to say
something true (indeed usually trivially true), however misleading it would be
to apply the word or phrase thus. This is connected with the point, noted
by Introduction to Logical Theory,
III, pt. 2. Strawson, "Truth,"
Analysis, June 1949. Searle, that in a good many of these examples the
suggested condition of applicability is one which would deny a word application
to what are naturally regarded as paradigm cases, cases which would be obvious
choices if one were explaining the meaning of the word or phrase by
illustration.' What could be a clearer case of something which looks blue to me
than the sky on a clear day? How could it be more certain that my wife is
either in Oxford or in London than by its being certain that she is in Oxford?
Such considerations as these, when they apply, prompt a desire to find some
explanation of the relevant linguistic inappropriateness other than that
offered in the ex-amples. It is not clear, however, with respect to most
of the examples, just what explanation is being offered. Let us, for
convenience, label a philosopher who takes up one or another of the positions
mentioned in my list of suspect examples an "A-philosopher"; let us
call the condition which he wishes to treat as involved in the meaning of a
particular word (e.g., "remember," "voluntary") a
"suspect condi-tion"; and let us call the word in question a "crucial
word," and a statement, the expression of which incorporates in an
appropriate way a crucial word, a "crucial statement." It seems
to me that an A-philosopher might be occupying one of at least three
positions: He might be holding that
crucial statements entail the relevant suspect conditions (that, for example,
to do something carefully entails that the doer's precautionary steps are
reasonable, and that if the steps are unreasonable, then it is false that the
deed was carefully executed). He might be holding that if the suspect condition
fails to be true, then a related crucial statement is deprived of a
truth-value. He might be holding that (a) if
the suspect condition is false, the related crucial statement may be false or,
alternatively, may lack a truth-value; and (b) if the suspect condition is
true, then the related crucial statement will be either true or false. The
logical relationship, in this case, between the crucial statement and the
suspect condition will be similar to that which, with some plausibility, may be
supposed to hold between a pair of statements of 9. "Assertions and
Aberrations," Contemporary British Philosophy, ed. Williams and
Montefiore.the form "A omitted to do x" and "A might have been
expected to do x." Consider the relationship between: "A omitted to turn on the
light." "A might have been
expected to turn on the light." The following account has some
plausibility. If statement (2) is false, then statement (1) will be false if A
turned on the light; if he turned on the light, then he certainly did not omit
to turn it on, whether he should have turned it on or not. If, however,
statement (2) being false, A did not turn on the light, then the truth or
falsity of statement (1) is in doubt. Given, however, that statement (2) is
true, that A might have been expected to turn on the light, then statement (1)
is false or true according as A did, or did not, turn on the light. A
somewhat parallel account might be suggested for the relation between:
(1') "A tried to turn on the light." (2') "It was, or
might have been, a matter of some difficulty for A to turn on the
light." Suppose that statement (2') is false; then perhaps statement
(1') is false if A just did not turn on the light; but if A did turn on the
light, then perhaps statement (1') lacks a truth-value, or has an indefinite
truth-value. But given that statement (2') is true, then statement (1') is true
if A turned on the light or took (unsuccessful) steps toward that end, and
statement (1') is false if A took no such steps. (I am not, of course,
suggesting that such an account would be correct, only that it would have some
plausibility.) It is generally pretty difficult to pin an A-philosopher
down to one rather than another of these three positions. One of the few cases
in which this seems possible is that of Benjamin. Continuing the passage in
which he contrasts the supposedly genuine (and certificatory) sense of
"remember" with the invented sense, he says that the opposition between
the two senses is not "one which permits the crude exposure of its
existence by denying that in these examples one remembers one's name or one's
language, for such a denial would in each case entail that one had forgotten
them. The inappropriateness would lie in bringing up the notion of remembering
in its usual sense at all in such connexions." This passage, though
perhaps not absolutely con-clusive, strongly suggests that Benjamin thought of
the genuine sense of the word "remember" as being such that, if the
suspect conditionwas not fulfilled (if there is no chance that one should have
forgotten), then the crucial statement (e.g., "I remember my name")
cannot be assigned a truth-value. I think (though I am less sure) that Malcolm
took the parallel position with regard to uses of "know" when the
related suspect condition is unfulfilled But in other cases the situation
is much less clear. In Strawson's characterization (in Introduction to Logical
Theory) of "a primary or standard use of 'if... then," it is said
that a hypothetical statement is acceptable (true, reasonable) if accepting the
antecedent would be a good ground for accepting the consequent; but clearly he
did not regard this connection between antecedent and consequent as a
sufficient condition for the truth (acceptability) of the conditional, since he
also held that the truth of the related material conditional was required
(since the ordinary conditional was said to entail the material conditional).
And the truth of the material conditional is not a consequence of the
antecedent-consequent connection. So presumably he held that the ordinary
conditional was false, given the falsity of the related material conditional;
but it is difficult to determine whether he thought that such a conditional as
"If I am now in Ox-ford, it is raining in Australia" (which, read
materially, would be true, though the required connection between antecedent
and consequent is presumably not present) is false, or is inappropriate (out of
order, lacking an assignable truth-value). Again, Searle attributes to
Austin a position which is to be identified with a version of either the second
or the third position of the A-philosopher, and there is perhaps some external
evidence for interpreting Austin thus. But Austin himself is quite indecisive.
He says "I sit in my chair, in the usual way—1 am not in a daze or
influenced by threats or the like: here it will not do to say either that I sat
in it intentionally or that I did not sit in it intentionally, nor yet that I
sat in it automatically or from habit or what you will." This sentence can
perhaps be interpreted as saying, among other things, that in the described
situation no truth-value is assignable to either of the statements "I sat
in the chair intentionally" and "I did not sit in the chair
intentionally." The quoted sentence is attended by a footnote:
"Ca-veat or hedge: of course we can say 'I did not sit in it
"intentionally" as a way simply of repudiating the suggestion that I
sat in it intention-ally." The fact that Austin encloses in quotes the
first occurrence of "intentionally" perhaps supports the view
that he was thinking that the only true interpretation of "I did not sit
in it intentionally" is onewhich denies truth (without attributing
falsity) to the result of applying the word "intentionally" to my
sitting in the chair. But earlier in the paper there is a plaintive footnote to
the sentence "Only remem-ber, it (ordinary language) is the first
word" (he has just said that it is not the last word). The footnote reads:
"And forget, for once and for a while, that other curious question 'Is it
true?' May we?" Moreover, in apparent pursuance of the plea in the
footnote, he consistently avoids the words "true" and
"false," using instead such expressions as "it will not do to
say," "we could, justifiably and informatively, insert with the verb
(a modifying expression)," and "no modifying expression is required
or even permissible." I am very much afraid that he was trying to have his
cake and eat it; that he was arguing in favor of using various
inadmissibilities of application, in respect to adverbs or adverbial phrases
such as "voluntarily," "deliberately," and "under
constraint," and so forth, as a basis for determining the meaning of these
expressions (the boundaries of the concepts which they express), while at the
same time endeavoring to put on one side the question whether such applications
would be inadmissible because they would be false, because they would lack a
truth-value, or for some other reason. It seems to me very doubtful, to say the
least, whether this combination of procedures is itself admissible.
Finally I turn to Searle's treatment of the topic with which we are concerned.
The following seem to be the salient points. (1) He addresses himself to
only a small part of the range of suspect examples, specifically to the
applicability restrictions which were supposed by Wittgenstein and Malcolm to
attach to the word "know," by Benjamin to the word
"remember," and by Austin to adverbial expressions modifying action
verbs. But Searle adds some specimens which have not notably excited the
interest of philosophers and which in the end he uses as exemplary cases for
the type of solution which he favors for the philosophically interesting
examples. One of these is the sentence "The man at the next table is not
lighting his cigarette with a 20-dollar bill." The utterance of this
sentence, Searle suggests, would not be appropriate in a standard, nonaberrant
situa-tion, such as one in which a man in an ordinary restaurant is lighting
his cigarette with a match. But there would be no ground for regarding its
utterance as inappropriate if it were uttered "in a Texas oil-men's club,
where it is a rule that cigarettes are lit with 20-dollar bills, not 10 dollar
or 5 dollar bills, much less matches, which are reserved for igniting
cash." He attributes to the
A-philosophers whom he considers the view that the relevant crucial statements
are, in certain circumstances, neither true nor false. That is, he represents
them as holding either position (2), according to which the falsity of the
suspect condition is supposed always to deprive a related crucial statement of
a truth-value, or position (3), according to which the falsity of the suspect
condition is supposed to prevent the crucial statement from being true, though
whether it is false or lacks a truth-value depends on the facts. He supposes that the suspect
condition attaching to the application of a crucial word consists (or perhaps
would in the end have to be admitted by the A-philosopher to consist) in the
real or supposed existence of a chance that the negation of the appropriate
crucial sentence might be or might have been true, or might be supposed to be
true. The A-philosopher will (or will have to) allow that the condition for,
say, the applicability of the expression "of his own free will" to
some action is that there should be (or there should be supposed to be) in the
circumstances some chance of its being false to apply this expression to the
action. He maintains that it is in fact
a mistake, on the part of the A-philosophers whom he is considering, to have
represented such sus-pect-conditions as being conditions for the applicability
of particular words or phrases. The linguistic phenomena are better explained
by the supposition that it is in general a condition of the assertibility of a
proposition p (irrespective of the particular words contained in the expression
of the proposition p) that there should be a real or supposed chance, in the
circumstances, that p should be false. Austin's slogan "No modification
without aberration" should be amended to "No assertion without
assertibility" or "No remark without remark-ableness." To apply
modifying adverbs in standard situations is to apply them when there is no real
or supposed possibility of their application being false and so to apply them
in circumstances which ensure that what their application expresses is
unremarkable. (5) Destructively (as regards the A-philosophers' theses)
Searle relies on the claim that his own solution of the linguistic phenomena is
simpler, more general, and perhaps more plausible than that of his opponents',
and also on two arguments which he characterizes as being of a more
"knock-down" nature. The first argument is that the negations of
crucial statements are false (not neither true nor false) when the suspect
conditions are unfulfilled —in which case, of course,the crucial statements
themselves will presumably have to be admitted as true. If I go to a
philosophical meeting in the standard or normal way (whatever that is), my
doing so would (according to Austin) disqualify my action from being properly a
subject for the modifying phrase "of my own free will," and it would
be (according to Searle) simply false to say "I didn't go to the meeting
of my own free will; I was dragged there." Similarly, to say, in
absolutely standard circum-stances, "I didn't buy my car voluntarily; I
was forced to," "I don't remember my own name," "I don't
know whether the thing in front of me is a tree," or "He is now
lighting his cigarette with a 20-dollar bill" would in every case be to
say something false. Searle's second argument of a knock-down nature against
the A-philosopher is that it is possible to find sentences of a somewhat more
complex form than the simple sentences so far considered, which contain the
crucial words, yet which are clearly appropriate independently of any
assumption that a suspect condition obtains. Examples are: "The knowledge
of and ability to remember such things as one's name and phone number is one of
the foundation stones of modern organized society" and "It is more
pleasant to do things of one's own free will than to be forced to do
them." I am, of course, in sympathy with the general character of
Searle's method of dealing with the linguistic phenomena which have provided
A-philosophers with their material. In particular, I, like Searle, would wish
to make the explanation of the linguistic inappropriate-nesses, which the
A-philosophers have seized on, independent of any appeal to special semantic
features of particular words. But I am not entirely happy about the details of
his position. In the first place, I do not find either of his knock-down
arguments against the A-philosophers convincing. The first argument derives the
truth of a crucial statement (when the suspect condition is unfulfilled) from
the alleged falsity of that statement's negation, given the same circumstances.
Now it is certainly the case that it would be false to say of the man using a
match, "He is now lighting his cigarette with a 20-dollar bill," and
so it is true that he is not lighting his cigarette with a 20-dollar bill. But
so far as I know, no philosopher since the demise of the influence of Bradley
has been in the least inclined to deny this. The matter is otherwise with the
examples which are relevant to recent philosophy. If I go to a meeting in the
normal way, it is certainly false that I was dragged there, and my being
dragged there would certainly be incompatible with the truth of the statement
thatI went of my own free will; if I had been dragged there, it would have been
false that I went of my own free will. But there is no step from this to the
conclusion that since I was not dragged there, it is true (rather than neither
true nor false) that I went of my own free will. My own view is that it
is true that I went of my own free will, but that Searle's argument does not
prove this; it amounts to no more than a denial of his opponents' position.
Again, once we put the statement "I don't remember my own name" into
the third person (to avoid the possibly special features of the first person
present tense of this verb), the situation seems to be the same; the
A-philosopher has already declared himself reluctant to say either "He did
remember his name" or "He did not remember his name." As
regards Searle's second argument, the attempt to find cases in which the
crucial word is applicable, even though the suspect condition is unfulfilled,
is a promising enterprise and can, I think, be carried through successfully.
But I do not think that the generalities which I have quoted from Searle
achieve this goal. Consider "It is more pleasant to do things of one's own
free will than to be forced to do them." In fairness to the A-philosopher,
we should perhaps replace this statement by a cumbrous paraphrase: "Acts
to which the expression 'done of one's own free will' applies are more pleasant
than acts to which 'done because one is forced to' applies." Once we
redraft the statement thus, we can see that its appropriateness, and indeed its
truth, carry no consequences at all with respect to the nature of the
conditions in which the expression "done of one's own free will" does
apply to an act (or can be correctly applied to an act). The A-philosopher can
continue to take a more restrictive view on this matter than does Searle.
The other example, "The knowledge of and ability to remember such simple
things as one's name and phone number," insofar as it relates to the
concept of remembering, seems to me to suffer from a different defect. A
reference to one's "ability to remember" can be interpreted as a
reference to what one can remember, and this in turn may be understood as a
reference to what is "in one's memory," what one has learned and not
forgotten. It is by no means clear that it is remembering in this sense to
which the A-philosopher wishes to attach the suspect condition. What Benjamin
found inappropriate was a remark such as "I've remembered my name
again," and the restriction he proposed seems to have been designed for
the use of "remem-ber" to refer to a datable occurrence. Insofar as
this was so, his thesis seems unaffected by Searle's example. Before
turning to Searle's own thesis, I should like to mention a type of argument
which, it seems to me, might be used with some effect against some
A-philosophers, though it does not figure in Searle's paper. Imagine the
following situation. I visit my bank, and as I am leaving, I see Mrs. Smith go
to the counter, write a check, and present it to the clerk. At this point I
leave. When I get home, my wife asks me whom I have seen, and I reply, "I
saw Mrs. Smith cashing a check at the bank at noon today." Now it would
have been, in these circumstances, inappropriate, for obvious reasons, for me
to have said "I saw Mrs. Smith trying to cash a check at the bank at
noon today." However, later in the day I meet Miss Jones, the local
know-it-all, who also asks me whom I have seen. I again say "I saw
Mrs. Smith cashing a check at the bank at noon today." Miss Jones
replies "But she can't have been cashing a check; she knows that she
is so overdrawn that the bank will not honor her checks." I do not believe
Miss Jones, and we have an argument. In the end I say huffily "Well, I saw
her trying to cash a check at the bank at noon today, and I have not the
slightest doubt that she succeeded." From this little narrative two
lessons can be derived. (1) To account for the linguistic phenomena, the
A-philosopher will have to weaken the suspect condition for the word
"try" so that it demands only that the speaker of the sentence
"A tried to do x" should think that someone thinks that A might have
failed to do x, or found difficulty in x-ing. (2) Once the suspect condition
becomes speaker-relative in this way, the A-philosopher runs into another
difficulty. For it is very natural to suppose (and counterintuitive to deny)
that if I had said to my wife "I saw Mrs. Smith trying to cash a check at
noon," which would have been inappropriate and according to the A-philosopher
would have lacked a truth-value, I should have made the same statement as the
one which I later made to Miss Jones, appropriately and so (ac-cording to the
A-philosopher as well as everyone else) truly. So the A-philosopher will either
have to deny that the two uses of the sentence would have made the same
statement, or will have to maintain that one and the same statement may have a
truth-value at one time and lack a truth-value at another time. Neither
alternative is attractive. This objection will apply to any suspect-condition
which is speaker-relative in this kind of way.As I have said, I am sympathetic
with the general direction of Searle's positive thesis, but unhappy about some
of its detail. (1) Searle of course allows that his condition of
assertibility (that there should be, or that it should be supposed that there
is, some chance that the asserted proposition is false) is not strictly a
necessary condition of assertibility; a necessary condition of assertibility
would consist in a disjunction, of which his condition would be one
disjunct. But he does not specify the other disjuncts and does not seem
to regard them as having application to the current topic; so perhaps I am
entitled to ignore them. His condition seems to me to fail to explain some
cases which I think he would wish to explain. In particular, what seems to be
required for the appropriateness of "x looks d to A" concerns not the
possibility that x might not look d to A but the possibility that x might not
be . And what makes "A tried to do x" appropriate is the real or
supposed possibility, not that A might not have tried to do x, but that A might
not have succeeded in doing x. Moreover, the fact that "look"
and "try" are special in this respect is connected with the special
character of the inappropriate use of these words. An inappropriate use of
"it looks $ to me" is inadequate, says too little, whereas an
inappropriate utterance of "He is not lighting his cigarette with a
20-dollar bill" is otiose. There seems to be considerable uncertainty about the
status of a condition of assertibility. Sometimes Searle seems to hold that if
the assertibility condition is unfulfilled in the case of a particular
utter-ance, that utterance fails to be an assertion; sometimes he seems to hold
that, in such a case, it is an assertion which is out of order; and sometimes
that it is a pointless assertion (or remark). There also seems to be some
uncertainty about the precise nature of the speech-act which Searle's condition
is supposed to govern. This is said to be the act of assertion. Now, in the
ordinary sense of the word, assertion is quite a specific speech-act. To assert
is (approx-imately) to make a claim. If I say that "Heidegger is the
greatest living philosopher," I have certainly made an assertion (on the
assumption, at least, that I can expect you to take me seriously); but if I
draw your attention to the presence of a robin by saying "There is a
robin," or tell you that "I have a bad headache," or comment
that "The weather is cold for the time of year," it is in the first
two cases false and in the third case doubtful whether, properly speaking, I
have made an asser-tion. In this ordinary sense of assertion, fairly clearly
there are conditions the fulfillment of which is required if saying something
is tocount as making an assertion. But since there are other perfectly
reputable speech-acts which may be performed when one utters an indicative
sentence, the failure of such an utterance to be an assertion is no ground for
regarding the utterance as inappropriate or out of order. If, however,
"assert" is to be understood in some more generous and more technical
sense, then the question arises how far the introduction of such a sense, with
a stipulation that assertion in this sense is to be subject to Searle's
condition, would explain the inappropriateness of utterances which fail to
satisfy the condition. This difficulty may perhaps be circumvented by taking
"asserting" (in its new sense) as another name for remarking, which
is a notion in current use; and maybe it would be a desideratum for a speaker
that his saying what he says should achieve the status of a remark. But even
inappropriate utterances achieve this status; a man who says (inappropriately)
"He is not lighting his cigarette with a 20-dollar bill" has made an
inappropriate remark. It seems to me that the only tenable version of
Searle's thesis (which is of course a version to which he subscribes) is that
an utterance or remark to the effect that p will be inappropriate if it is
pointless; that it will be pointless, in many situations, unless there is a
real or supposed possibility that it is false that p; and that these facts can
be used to account for some of the linguistic phenomena which have stimulated
A-philosophers. Indeed, it would be difficult to disagree with this thesis, and
much of what I have to say can be looked upon as a development and extension of
the idea contained in it. I am nevertheless still somewhat apprehensive lest,
in accepting this thesis, I be thought to be committing myself to more than I
would want to commit myself to. My impression is that Searle (like Austin)
thinks of speech-acts of the illocutionary sort as conventional acts, the
nature of which is to be explained by a specification of the constitutive rules
which govern each such act, and on which the possibility of performing the act
at all depends. An infraction of one of these rules may mean (but need not
mean) that an utterance fails to qualify as a specimen of the appropriate type
of speech-act; it will at least mean that the utterance is deviant or
infelicitous. Now, while some speech-acts (like promising, swearing,
accepting in marriage) may be conventional acts in some such sense as the one
just outlined, and while remarking is no doubt a conventional act in some sense
(since it involves the use of linguistic devices, which are in some sense
conventional), I doubt whether so unpretentious an act asremarking is a
conventional act in the above fairly strong sense. This issue cannot be settled
in advance of an examination of the character of speech-acts and of the meaning
of the phrase "conventional act." But even if remarking is a
conventional act in the favored sense, I would regard as far from certain that
any rule to the effect that a remark should not be made if to make it would be
pointless, or that a remark should not be made unless (ceteris paribus) there
is a real or soposed assis liy the the exposition it express mi he be qualse,
to explain the nature of remarking. It seems to me more than likely that the
nature of a remark could be explained without reference to such matters; the
inappropriateness of remarks which failed to satisfy such putative rules might
be consequential upon other features which remarks characteristically have,
together perhaps with some more general principles governing communication or
even rational behavior as such. Let me gather together the main threads
of this somewhat rambling introduction. I have tried to characterize a type of
maneuver by which a conclusion is drawn about the meaning of a word or phrase
from the inappropriateness of its application in certain sorts of situation,
and to suggest that a method is needed for determining when such a maneuver is
legitimate and when it is not. I have given various examples of this maneuver
which are of some philosophical interest, and which are also suspect (and, in
my own view, in most cases ille-gitimate). I have given an argument which I
hope may show that, at least when a suspect condition is speaker-relative in a
certain sort of way, it is a mistake to consider this condition to be a
condition of applicability for a particular word or phrase, if by
"condition of ap-plicability" is meant a condition whose
nonfulfillment deprives the application of the crucial word or phrase of a
truth-value. I have suggested (in agreement with Searle's general attitude)
that inappropriateness connected with the nonfulfillment of such
speaker-relative conditions are best explained by reference to certain
general principles of discourse or rational behavior. It is my view that most
of the A-philosophical theses which I have been considering are best countered
by an appeal to such general principles; but it has not been so far my
objective to establish this contention. I shall, however, now turn to a direct
consideration of such general principles, with a focus on their capacity for
generating implications and suggestions rather than on their utility for
explaining the specimens of inappropriatenesswhich have interested
A-philosophers; it will be my hope that their utility for this last purpose
might emerge as a byproduct of their philosophical utility in other directions.
From now on my primary interest will lie in the generation of an outline of a
philosophical theory of language; so A-philosophers may be expected to reappear
on the philosophical stage only intermittently. It is a commonplace of
philosophical logic that there are, or appear to be, divergences in meaning
between, on the one hand, at least some of what I shall call the formal devices-~,
A, V, J, (Vx), (3x), (vx) (when these are given a standard two-valued
interpretation) -and, on the other, what are taken to be their analogues or
counterparts in natural language-such expressions as not, and, or, if, all,
some (or at least one), the. Some logicians may at some time have wanted to
claim that there are in fact no such divergences; but such claims, if made at
all, have been somewhat rashly made, and those suspected of making them have
been subjected to some pretty rough handling. Those who concede that such
divergences exist adhere, in the main, to one or the other of two rival groups,
which I shall call the formalist and the informalist groups. An outline of a
not uncharacteristic formalist position may be given as follows: Insofar as
logicians are concerned with the formulation of very general patterns of valid
inference, the formal devices possess a decisive advantage over their natural
counterparts. For it will be possible to construct in terms of the formal
devices a system of very general formulas, a considerable number of which can
be regarded as, or are closely related to, patterns of inferences the
expression of which involves some or all of the devices: Such a system may
consist of a certain set of simple formulas that must be acceptable if the
devices have the meaning that has been assigned to them, and an indefinite
number of further formulas, many of which are less obviously acceptable and
each of which can be shown to be acceptable if the members of the original set
are accept-able. We have, thus, a way of handling dubiously acceptable patterns
of inference, and if, as is sometimes possible, we can apply a decision
procedure, we have an even better way. Furthermore, from a philosophical point
of view, the possession by the natural counterparts of those elements in their
meaning, which they do not share with the corresponding formal devices, is to
be regarded as an imperfection of natural languages; the elements in question
are undesirable excres-cences. For the presence of these elements has the
result both that the concepts within which they appear cannot be precisely or
clearly de-fined, and that at least some statements involving them cannot, in
some circumstances, be assigned a definite truth value; and the indef-initeness
of these concepts not only is objectionable in itself but also leaves open the
way to metaphysics-we cannot be certain that none of these natural language
expressions is metaphysically "loaded." For these reasons, the
expressions, as used in natural speech, cannot be regarded as finally
acceptable, and may turn out to be, finally, not fully intelligible. The proper
course is to conceive and begin to construct an ideal language, incorporating
the formal devices, the sentences of which will be clear, determinate in truth
value, and certifiably free from metaphysical implications; the foundations of
science will now be philosophically secure, since the statements of the
scientist will be expressible (though not necessarily actually expressed)
within this ideal language. (I do not wish to suggest that all formalists would
accept the whole of this outline, but I think that all would accept at least
some part of it.) To this, an informalist might reply in the following
vein. The philosophical demand for an ideal language rests on certain
assumptions that should not be conceded; these are, that the primary yardstick
by which to judge the adequacy of a language is its ability to serve the needs
of science, that an expression cannot be guaranteed as fully intelligible unless
an explication or analysis of its meaning has been provided, and that every
explication or analysis must take the form of a precise definition that is the
expression or assertion of a logical equivalence. Language serves many
important purposes besides those of scientific inquiry; we can know perfectly
well what an expression means (and so a fortiori that it is intelligible)
without knowing its analysis, and the provision of an analysis may (and usually
does) consist in the specification, as generalized as possible, of the
conditions that count for or against the applicability of the expression being
ana-lyzed. Moreover, while it is no doubt true that the formal devices are
especially amenable to systematic treatment by the logician, it remains the
case that there are very many inferences and arguments, expressed in natural
language and not in terms of these devices, whichare nevertheless recognizably
valid. So there must be a place for an unsimplified, and so more or less
unsystematic, logic of the natural counterparts of these devices; this logic
may be aided and guided by the simplified logic of the formal devices but
cannot be supplanted by it. Indeed, not only do the two logics differ, but
sometimes they come into conflict; rules that hold for a formal device may not
hold for its natural counterpart. On the general question of the place in
philosophy of the reformation of natural language, I shall, in this essay, have
nothing to say. I shall confine myself to the dispute in its relation to the alleged
diver-gences. I have, moreover, no intention of entering the fray on behalf of
either contestant. I wish, rather, to maintain that the common assumption of
the contestants that the divergences do in fact exist is (broadly speaking) a
common mistake, and that the mistake arises from inadequate attention to the
nature and importance of the conditions governing conversation. I shall,
therefore, inquire into the general conditions that, in one way or another,
apply to conversation as such, irrespective of its subject matter. I begin with
a characterization of the notion of "implicature."
Implicature Suppose that A and B are talking about a mutual friend, C,
who is now working in a bank. A asks B how C is getting on in his job, and B
replies, Oh quite well, I think; he likes his colleagues, and he hasn't been to
prison yet. At this point, A might well inquire what B was implying, what he
was suggesting, or even what he meant by saying that C had not yet been to
prison. The answer might be any one of such things as that C is the sort of
person likely to yield to the temptation provided by his occupation, that C's
colleagues are really very unpleasant and treacherous people, and so forth. It
might, of course, be quite unnecessary for A to make such an inquiry of B, the
answer to it being, in the context, clear in advance. It is clear that whatever
B implied, suggested, meant in this example, is distinct from what B said,
which was simply that C had not been to prison yet. I wish to introduce, as
terms of art, the verb implicate and the related nouns implicature (cf.
implying) and implicatum (cf. what is implied). The point of this maneuver is
to avoid having, on each occasion, to choose between this or that member of the
family of verbs for which implicate is to do general duty. I shall, for the
time being at least, have to assume to a considerable extent an intuitive
understanding of themeaning of say in such contexts, and an ability to
recognize particular verbs as members of the family with which implicate is associated.
I can, however, make one or two remarks that may help to clarify the more
problematic of these assumptions, namely, that connected with the meaning of
the word say. In the sense in which I am using the word say, I intend
what someone has said to be closely related to the conventional meaning of the
words (the sentence) he has uttered. Suppose someone to have uttered the
sentence He is in the grip of a vice. Given a knowledge of the English
language, but no knowledge of the circumstances of the utter-ance, one would
know something about what the speaker had said, on the assumption that he was
speaking standard English, and speaking literally. One would know that he had
said, about some particular male person or animal x, that at the time of the
utterance (whatever that was), either (1) x was unable to rid himself of a
certain kind of bad character trait or (2) some part of x's person was caught
in a certain kind of tool or instrument (approximate account, of course).
But for a full identification of what the speaker had said, one would need to
know (a) the identity of x, (b) the time of utterance, and (c) the meaning, on
the particular occasion of utterance, of the phrase in the grip of a vice la
decision between (1) and (2)]. This brief indication of my use of say leaves it
open whether a man who says (today) Harold Wilson is a great man and another
who says (also today) The British Prime Minister is a great man would, if each
knew that the two singular terms had the same reference, have said the same thing.
But whatever decision is made about this question, the apparatus that I am
about to provide will be capable of accounting for any implica-tures that might
depend on the presence of one rather than another of these singular terms in
the sentence uttered. Such implicatures would merely be related to different
maxims. In some cases the conventional meaning of the words used will
determine what is implicated, besides helping to determine what is said. If I
say (smugly), He is an Englishman; he is, therefore, brave, I have certainly
committed myself, by virtue of the meaning of my words, to its being the case
that his being brave is a consequence of (follows from) his being an
Englishman. But while I have said that he is an Englishman, and said that he is
brave, I do not want to say that I have said (in the favored sense) that it
follows from his being an Englishman that he is brave, though I have certainly
indicated, and so implicated, that this is so. I do not want to say that my
utterance of this sentence would be, strictly speaking, false should the
conse-quence in question fail to hold. So some implicatures are conven-tional,
unlike the one with which I introduced this discussion of im-plicature. I
wish to represent a certain subclass of nonconventional implica-tures, which I
shall call conversational implicatures, as being essentially connected with
certain general features of discourse; so my next step is to try to say what
these features are. The following may provide a first approximation to a general
principle. Our talk exchanges do not normally consist of a succession of
disconnected remarks, and would not be rational if they did. They are
characteristically, to some degree at least, cooperative efforts; and each
participant recognizes in them, to some extent, a common purpose or set of
purposes, or at least a mutually accepted direction. This purpose or direction
may be fixed from the start (e.g., by an initial proposal of a question for
dis-cussion), or it may evolve during the exchange; it may be fairly defi-nite,
or it may be so indefinite as to leave very considerable latitude to the
participants (as in a casual conversation). But at each stage, some possible
conversational moves would be excluded as conversationally unsuitable. We might
then formulate a rough general principle which participants will be expected
(ceteris paribus) to observe, namely: Make your conversational contribution
such as is required, at the stage at which it occurs, by the accepted purpose
or direction of the talk exchange in which you are engaged. One might label
this the Cooperative Principle. On the assumption that some such general
principle as this is ac-ceptable, one may perhaps distinguish four categories
under one or another of which will fall certain more specific maxims and
submax-ims, the following of which will, in general, yield results in
accordance with the Cooperative Principle. Echoing Kant, I call these
categories Quantity, Quality, Relation, and Manner. The category of Quantity
relates to the quantity of information to be provided, and under it fall the
following maxims: Make your contribution as informative as is required (for the current
purposes of the exchange). Do not make your contribution more informative than is
required (The second maxim is disputable; it might be said that to be
over-informative is not a transgression of the Cooperative Principle but merely
a waste of time. However, it might be answered that such overinformativeness
may be confusing in that it is liable to raise sideissues; and there may also
be an indirect effect, in that the hearers may be misled as a result of
thinking that there is some particular point in the provision of the excess of
information. However this may be, there is perhaps a different reason for doubt
about the admission of this second maxim, namely, that its effect will be
secured by a later maxim, which concerns relevance.) Under the category
of Quality falls a supermaxim-"Try to make your contribution one that is
true" — and two more specific maxims: Do not say what you believe to
be false. Do not say that for which you
lack adequate evidence. Under the category of Relation I place a single maxim,
namely, "Be relevant." Though the maxim itself is terse, its
formulation conceals a number of problems that exercise me a good deal: questions
about what different kinds and focuses of relevance there may be, how these
shift in the course of a talk exchange, how to allow for the fact that subjects
of conversation are legitimately changed, and so on. I find the treatment of
such questions exceedingly difficult, and I hope to revert to them in later
work. Finally, under the category of Manner, which I understand as
relating not (like the previous categories) to what is said but, rather, to how
what is said is to be said, I include the supermaxim-"Be
per-spicuous" —and various maxims such as: Avoid obscurity of expression. Avoid ambiguity. Be brief (avoid unnecessary
prolixity). Be orderly. And one might need
others. It is obvious that the observance of some of these maxims is a
matter of less urgency than is the observance of others; a man who has
expressed himself with undue prolixity would, in general, be open to milder
comment than would a man who has said something he believes to be false.
Indeed, it might be felt that the importance of at least the first maxim of
Quality is such that it should not be included in a scheme of the kind I am
constructing; other maxims come into operation only on the assumption that this
maxim of Quality is sat-isfied. While this may be correct, so far as the
generation of implica-tures is concerned it seems to play a role not totally
different from the other maxims, and it will be convenient, for the present at
least, to treat it as a member of the list of maxims. There are, of
course, all sorts of other maxims (aesthetic, social, or moral in character),
such as "Be polite," that are also normally observed by participants
in talk exchanges, and these may also generate nonconventional implicatures.
The conversational maxims, however, and the conversational implicatures
connected with them, are specially connected (I hope) with the particular
purposes that talk (and so, talk exchange) is adapted to serve and is primarily
employed to serve. I have stated my maxims as if this purpose were a maximally
effective exchange of information; this specification is, of course, too
narrow, and the scheme needs to be generalized to allow for such general
purposes as influencing or directing the actions of others. As one of my
avowed aims is to see talking as a special case or variety of purposive, indeed
rational, behavior, it may be worth noting that the specific expectations or
presumptions connected with at least some of the foregoing maxims have their
analogues in the sphere of transactions that are not talk exchanges. I list
briefly one such analogue for each conversational category. Quantity. If you are assisting
me to mend a car, I expect your contribution to be neither more nor less than
is required. If, for ex-ample, at a particular stage I need four screws, I
expect you to hand me four, rather than two or six. Quality. I expect your
contributions to be genuine and not spu-rious. If I need sugar as an ingredient
in the cake you are assisting me to make, I do not expect you to hand me salt;
if I need a spoon, I do not expect a trick spoon made of rubber. Relation. I expect a partner's
contribution to be appropriate to the immediate needs at each stage of the
transaction. If I am mixing ingredients for a cake, I do not expect to be
handed a good book, or even an oven cloth (though this might be an appropriate
contribution at a later stage). Manner. I expect a partner to make it clear what
contribution he is making and to execute his performance with reasonable
dispatch. These analogies are relevant to what I regard as a fundamental
question about the Cooperative Principle and its attendant maxims, namely, what
the basis is for the assumption which we seem to make, and on which (I hope) it
will appear that a great range of implicatures depends, that talkers will in
general (ceteris paribus and in the absence of indications to the contrary)
proceed in the manner that these principles prescribe. A dull but, no doubt at
a certain level, adequateanswer is that it is just a well-recognized empirical
fact that people do behave in these ways; they learned to do so in childhood
and have not lost the habit of doing so; and, indeed, it would involve a good
deal of effort to make a radical departure from the habit. It is much easier,
for example, to tell the truth than to invent lies. I am, however, enough
of a rationalist to want to find a basis that underlies these facts, undeniable
though they may be; I would like to be able to think of the standard type of
conversational practice not merely as something that all or most do in fact
follow but as something that it is reasonable for us to follow, that we should
not aban-don. For a time, I was attracted by the idea that observance of the
Cooperative Principle and the maxims, in a talk exchange, could be thought of
as a quasi-contractual matter, with parallels outside the realm of discourse.
If you pass by when I am struggling with my stranded car, I no doubt have some
degree of expectation that you will offer help, but once you join me in
tinkering under the hood, my expectations become stronger and take more
specific forms (in the absence of indications that you are merely an
incompetent meddler); and talk exchanges seemed to me to exhibit,
characteristically, certain features that jointly distinguish cooperative
transactions: The participants have some common immediate aim, like getting a car
mended; their ultimate aims may, of course, be independent and even in
conflict-each may want to get the car mended in order to drive off, leaving the
other stranded. In characteristic talk exchanges, there is a common aim even
if, as in an over-the-wall chat, it is a second-order one, namely, that each
party should, for the time being, identify himself with the transitory
conversational interests of the other. The contributions of the participants should be
dovetailed, mutually dependent. There is some sort of understanding (which may be
explicit but which is often tacit) that, other things being equal, the
transaction should continue in appropriate style unless both parties are
agreeable that it should terminate. You do not just shove off or start doing
something else. But while some such quasi-contractual basis as this may apply
to some cases, there are too many types of exchange, like quarreling and letter
writing, that it fails to fit comfortably. In any case, one feels that the
talker who is irrelevant or obscure has primarily let down not his audience but
himself. So I would like to be able to show that observ-ance of the Cooperative
Principle and maxims is reasonable (rational) along the following lines: that
anyone who cares about the goals that are central to conversation/communication
(such as giving and receiving information, influencing and being influenced by
others) must be expected to have an interest, given suitable circumstances, in
participation in talk exchanges that will be profitable only on the assumption
that they are conducted in general accordance with the Cooperative Principle
and the maxims. Whether any such conclusion can be reached, I am uncertain; in
any case, I am fairly sure that I cannot reach it until I am a good deal
clearer about the nature of relevance and of the circumstances in which it is
required. It is now time to show the connection between the Cooperative
Principle and maxims, on the one hand, and conversational implica-ture on the
other. A participant in a talk exchange may fail to fulfill a maxim in
various ways, which include the following: He may quietly and
unostentatiously violate a maxim; if so, in some cases he will be liable to
mislead He may opt out from the
operation both of the maxim and of the Cooperative Principle; he may say,
indicate, or allow it to become plain that he is unwilling to cooperate in the
way the maxim requires. He may say, for example, I cannot say more; my lips are
sealed. He may be faced by a clash: He
may be unable, for examplé, to fulfill the first maxim of Quantity (Be as
informative as is required) without violating the second maxim of Quality (Have
adequate evidence for what you say). He may flout a maxim; that is, he may blatantly fail
to fulfill it. On the assumption that the speaker is able to fulfill the maxim
and to do so without violating another maxim (because of a clash), is not
opting out, and is not, in view of the blatancy of his performance, trying to
mislead, the hearer is faced with a minor problem: How can his saying what he
did say be reconciled with the supposition that he is observing the overall
Cooperative Principle? This situation is one that characteristically gives rise
to a conversational implicature; and when a conversational implicature is
generated in this way, I shall say that a maxim is being exploited I am
now in a position to characterize the notion of conversational implicature. A
man who, by (in, when) saying (or making as if to say) that p has implicated
that q, may be said to have conversationally implicated that q, provided that
(1) he is to be presumed to be observing the conversational maxims, or at least
the Cooperative Principle;(2) the supposition that he is aware that, or thinks
that, q is required in order to make his saying or making as if to say p (or
doing so in those terms) consistent with this presumption; and (3) the speaker
thinks (and would expect the hearer to think that the speaker thinks) that it
is within the competence of the hearer to work out, or grasp intuitively, that
the supposition mentioned in (2) is required. Apply this to my initial example,
to B's remark that C has not yet been to prison. In a suitable setting A might
reason as follows: "(1) B has apparently violated the maxim 'Be relevant'
and so may be regarded as having flouted one of the maxims conjoining
perspicuity, yet I have no reason to suppose that he is opting out from the operation
of the Cooperative Principle; (2) given the circumstances, I can regard his
irrelevance as only apparent if, and only if, I suppose him to think that C is
potentially dishonest; (3) B knows that I am capable of working out step (2).
So B implicates that C is potentially dishonest." The presence of a
conversational implicature must be capable of being worked out; for even if it
can in fact be intuitively grasped, unless the intuition is replaceable by an
argument, the implicature (if present at all) will not count as a
conversational implicature; it will be a conventional implicature. To work out
that a particular conversational implicature is present, the hearer will rely
on the following data: (1) the conventional meaning of the words used, together
with the identity of any references that may be involved; (2) the Cooperative
Principle and its maxims; (3) the context, linguistic or otherwise, of the
utterance; (4) other items of background knowledge; and (5) the fact (or
supposed fact) that all relevant items falling under the previous headings are
available to both participants and both participants know or assume this to be
the case. A general pattern for the working out of a conversational implicature
might be given as fol-lows: "He has said that p; there is no reason to
suppose that he is not observing the maxims, or at least the Cooperative
Principle; he could not be doing this unless he thought that q; he knows (and
knows that I know that he knows) that I can see that the supposition that he
thinks that q is required; he has done nothing to stop me thinking that q; he
intends me to think, or is at least willing to allow me to think, that q; and
so he has implicated that q." Examples of Conversational
Implicature I shall now offer a number of examples, which I shall divide
into three groups.GROUP A: Examples in which no maxim is violated, or at least
in which it is not clear that any maxim is violated A is standing by an
obviously immobilized car and is approached by B; the following exchange takes
place: (1) A: I am out of petrol. B: There is a garage round the
corner. (Gloss: B would be infringing the maxim "Be relevant"
unless he thinks, or thinks it possible, that the garage is open, and has
petrol to sell; so he implicates that the garage is, or at least may be open,
etc.) In this example, unlike the case of the remark He hasn't been to prison
yet, the unstated connection between B's remark and A's remark is so obvious
that, even if one interprets the supermaxim of Manner, "Be perspicuous,"
as applying not only to the expression of what is said but also to the
connection of what is said with adjacent remarks, there seems to be no case for
regarding that supermaxim as infringed in this example. The next example is
perhaps a little less clear in this respect: (2) A: Smith doesn't seem to
have a girlfriend these days. B: He has been paying a lot of visits to
New York lately. B implicates that Smith has, or may have, a girlfriend
in New York. (A gloss is unnecessary in view of that given for the
previous ex-ample.) In both examples, the speaker implicates that which
he must be assumed to believe in order to preserve the assumption that he is
observing the maxim of Relation. Group B: Examples in which a maxim is
violated, but its violation is to be explained by the supposition of a clash
with another maxim A is planning with B an itinerary for a holiday in France.
Both know that A wants to see his friend C, if to do so would not involve too
great a prolongation of his journey: (3) A: Where does C live? B:
Somewhere in the South of France. (Gloss: There is no reason to suppose
that B is opting out; his answer is, as he well knows, less informative than is
required to meet A's needs. This infringement of the first maxim of Quantity
can be ex-plained only by the supposition that B is aware that to be more
informative would be to say something that infringed the second maxim of
Quality. "Don't say what you lack adequate evidence for," so B
implicates that he does not know in which town C lives.) GROUP C:
Examples that involve exploitation, that is, a procedure by which a maxim is
flouted for the purpose of getting in a conversational implicature by means of
something of the nature of a figure of speech In these examples, though
some maxim is violated at the level of what is said, the hearer is entitled to
assume that that maxim, or at least the overall Cooperative Principle, is
observed at the level of what is implicated. (la) A flouting of the first
maxim of Quantity A is writing a testimonial about a pupil who is a
candidate for a philosophy job, and his letter reads as follows: "Dear
Sir, Mr. X's command of English is excellent, and his attendance at tutorials
has been regular. Yours, etc." (Gloss: A cannot be opting out, since if he
wished to be uncooperative, why write at all? He cannot be unable, through
ignorance, to say more, since the man is his pupil; moreover, he knows that
more information than this is wanted. He must, there-fore, be wishing to impart
information that he is reluctant to write down. This supposition is tenable
only if he thinks Mr. X is no good at philosophy. This, then, is what he is
implicating.) Extreme examples of a flouting of the first maxim of
Quantity are provided by utterances of patent tautologies like Women are women
and War is war. I would wish to maintain that at the level of what is said, in
my favored sense, such remarks are totally noninformative and so, at that
level, cannot but infringe the first maxim of Quantity in any conversational
context. They are, of course, informative at the level of what is implicated,
and the hearer's identification of their informative content at this level is
dependent on his ability to explain the speaker's selection of this particular
patent tautology. (1b) An infringement of the second maxim of Quantity,
"Do not give more information than is required," on the assumption
that the existence of such a maxim should be admitted A wants to know
whether p, and B volunteers not only the information that p, but information to
the effect that it is certain that p, and that the evidence for its being the
case that p is so-and-so and such-and-such.B's volubility may be undesigned,
and if it is so regarded by A it may raise in A's mind a doubt as to whether B
is as certain as he says he is ("Methinks the lady doth protest too
much"). But if it is thought of as designed, it would be an oblique way of
conveying that it is to some degree controversial whether or not p. It is,
however, arguable that such an implicature could be explained by reference to
the maxim of Relation without invoking an alleged second maxim of
Quantity. (2a) Examples in which the first maxim of Quality is
flouted Irony. X, with whom A has been on close terms until now, has
betrayed a secret of A's to a business rival. A and his audience both know
this. A says X is a fine friend. (Gloss: It is perfectly obvious to A and his
audience that what A has said or has made as if to say is something he does not
believe, and the audience knows that A knows that this is obvious to the
audience. So, unless A's utterance is entirely pointless, A must be trying to
get across some other proposition than the one he purports to be putting
forward. This must be some obviously related proposition; the most obviously
related proposition is the contradictory of the one he purports to be putting
forward.) Metaphor. Examples like You are the cream in my coffee
characteristically involve categorial falsity, so the contradictory of what the
speaker has made as if to say will, strictly speaking, be a truism; so it
cannot be that that such a speaker is trying to get across. The most likely
supposition is that the speaker is attributing to his audience some feature or
features in respect of which the audience resembles (more or less fancifully)
the mentioned substance. It is possible to combine metaphor and irony by
imposing on the hearer two stages of interpretation. I say You are the cream in
my coffee, intending the hearer to reach first the metaphor interpretant
"You are my pride and joy" and then the irony interpretant "You
are my bane." Meiosis. Of a man known to have broken up all the
furniture, one says He was a little intoxicated. Hyperbole. Every nice
girl loves a sailor. (2b) Examples in which the second maxim of Quality,
"Do not say that for which you lack adequate evidence," is flouted
are perhaps not easy to find, but the following seems to be a specimen. I say
of X's wife, She is probably deceiving him this evening. In a suitable context,
or with a suitable gesture or tone of voice, it may be clear that I have no
adequate reason for supposing this to be the case. Mypartner, to preserve the
assumption that the conversational game is still being played, assumes that I
am getting at some related proposition for the acceptance of which I do have a
reasonable basis. The related proposition might well be that she is given to
deceiving her husband, or possibly that she is the sort of person who would not
stop short of such conduct. Examples in which an implicature is achieved by real,
as distinct from apparent, violation of the maxim of Relation are perhaps rare,
but the following seems to be a good candidate. At a genteel tea party, A says
Mrs. X is an old bag. There is a moment of appalled silence, and then B says
The weather has been quite delightful this summer, hasn't it? B has blatantly
refused to make what he says relevant to A's preceding remark. He thereby
implicates that A's remark should not be discussed and, perhaps more
specifically, that A has committed a social gaffe. Examples in which various
maxims falling under the super-maxim "Be perspicuous" are flouted
Ambiguity. We must remember that we are concerned only with ambiguity that is
deliberate, and that the speaker intends or expects to be recognized by his
hearer. The problem the hearer has to solve is why a speaker should, when still
playing the conversational game, go out of his way to choose an ambiguous
utterance. There are two types of cases: (a) Examples in which there is
no difference, or no striking differ-ence, between two interpretations of an
utterance with respect to straightforwardness; neither interpretation is
notably more sophisti-cated, less standard, more recondite or more far-fetched
than the other. We might consider Blake's lines: "Never seek to tell thy
love, Love that never told can be." To avoid the complications introduced
by the presence of the imperative mood, I shall consider the related sentence,
I sought to tell my love, love that never told can be. There may be a double ambiguity
here. My love may refer to either a state of emotion or an object of emotion,
and love that never told can be may mean either "Love that cannot be
told" or "love that if told cannot continue to exist." Partly
because of the sophistication of the poet and partly because of internal
evidence (that the ambiguity is kept up), there seems to be no alternative to
supposing that the ambiguities are deliberate and that the poet is conveying
both what he would be saying if one interpretation were intended rather than the
other, and vice versa; though no doubt the poet is not explicitly say-ing any
one of these things but only conveying or suggesting them (cf.
"Since she [nature] pricked thee out for women's pleasure, mine be thy
love, and thy love's use their treasure"). (b) Examples in which one
interpretation is notably less straightforward than another. Take the complex
example of the British General who captured the province of Sind and sent back
the message Peccavi. The ambiguity involved ("I have Sind"/"I
have sinned") is phonemic, not morphemic; and the expression actually used
is un-ambiguous, but since it is in a language foreign to speaker and hearer,
translation is called for, and the ambiguity resides in the standard
translation into native English. Whether or not the straightforward
interpretant ("I have sinned") is being conveyed, it seems that the
nonstraightforward interpretant must be. There might be stylistic reasons for
conveying by a sentence merely its nonstraightforward interpretant, but it
would be pointless, and perhaps also stylistically objectionable, to go to the
trouble of finding an expression that nonstraightforwardly conveys that p, thus
imposing on an audience the effort involved in finding this interpre-tant, if
this interpretant were otiose so far as communication was concerned. Whether
the straightforward interpretant is also being conveyed seems to depend on
whether such a supposition would conflict with other conversational
requirements, for example, would it be relevant, would it be something the
speaker could be supposed to accept, and so on. If such requirements are not
satisfied, then the straightforward interpretant is not being conveyed. If they
are, it is. If the author of Peccavi could naturally be supposed to think that
he had committed some kind of transgression, for example, had disobeyed his
orders in capturing Sind, and if reference to such a transgression would be
relevant to the presumed interests of the au-dience, then he would have been
conveying both interpretants: otherwise he would be conveying only the
nonstraightforward one. Obscurity. How do I exploit, for the purposes of
communication, a deliberate and overt violation of the requirement that I
should avoid obscurity? Obviously, if the Cooperative Principle is to operate,
I must intend my partner to understand what I am saying despite the obscurity I
import into my utterance. Suppose that A and B are having a conversation in the
presence of a third party, for example, a child, then A might be deliberately
obscure, though not too obscure, in the hope that B would understand and the
third party not. Further-more, if A expects B to see that A is being
deliberately obscure, itseems reasonable to suppose that, in making his
conversational contribution in this way, A is implicating that the contents of
his communication should not be imparted to the third party. Failure to
be brief or succinct. Compare the remarks: Miss X sang "Home Sweet
Home." Miss X produced a series of
sounds that corresponded closely with the score of "Home Sweet Home."
Suppose that a reviewer has chosen to utter (b) rather than (a). (Gloss:
Why has he selected that rigmarole in place of the concise and nearly
synonymous sang? Presumably, to indicate some striking difference between Miss
X's performance and those to which the word singing is usually applied. The
most obvious supposition is that Miss X's performance suffered from some
hideous defect. The reviewer knows that this supposition is what is likely to
spring to mind, so that is what he is implicating.) Generalized
Conversational Implicature I have so far considered only casesof what I
might call "particular-ized conversational implicature" —that is to
say, cases in which an implicature is carried by saying that p on a particular
occasion in virtue of special features of the context, cases in which there is
no room for the the idea that an implicature of this sort is normally carried
by saying that p. But there are cases of generalized conversational
implicature. Sometimes one can say that the use of a certain form of words in
an utterance would normally (in the absence of special cir-cumstances) carry
such-and-such an implicature or type of implica-ture. Noncontroversial examples
are perhaps hard to find, since it is all too easy to treat a generalized
conversational implicature as if it were a conventional implicature. I offer an
example that I hope may be fairly noncontroversial. Anyone who uses a
sentence of the form X is meeting a woman this evening would normally implicate
that the person to be met was someone other than X's wife, mother, sister, or
perhaps even close platonic friend. Similarly, if I were to say X went into a
house yesterday and found a tortoise inside the front door, my hearer would
normally be surprised if some time later I revealed that the house was X's own.
I could produce similar linguistic phenomena involving the expressions a
garden, a car, a college, and so on. Sometimes, however,there would normally be
no such implicature ("I have been sitting in a car all morning"), and
sometimes a reverse implicature ("I broke a finger yesterday"). I am
inclined to think that one would not lend a sympathetic ear to a philosopher
who suggested that there are three senses of the form of expression an X: one in
which it means roughly "something that satisfies the conditions
defining the word X," another in which it means approximately "an X
(in the first sense) that is only remotely related in a certain way to some
person indicated by the context," and yet another in which it means
"an X (in the first sense) that is closely related in a certain way to
some person indicated by the context." Would we not much prefer an account
on the following lines (which, of course, may be incorrect in detail): When
some-one, by using the form of expression an X, implicates that the X does not
belong to or is not otherwise closely connected with some identifiable person,
the implicature is present because the speaker has failed to be specific in a
way in which he might have been expected to be specific, with the consequence
that it is likely to be assumed that he is not in a position to be specific.
This is a familiar implicature situation and is classifiable as a failure, for
one reason or another, to fulfill the first maxim of Quantity. The only
difficult question is why it should, in certain cases, be presumed,
independently of information about particular contexts of utterance, that
specification of the closeness or remoteness of the connection between a
particular person or object and a further person who is mentioned or indicated
by the utterance should be likely to be of interest. The answer must lie in the
following region: Transactions between a person and other persons or things
closely connected with him are liable to be very different as regards their
concomitants and results from the same sort of transactions involving only
remotely connected persons or things; the concomitants and results, for
instance, of my finding a hole in my roof are likely to be very different from
the concomitants and results of my finding a hole in someone else's roof.
Information, like money, is often given without the giver's knowing to just
what use the recipient will want to put it. If someone to whom a transaction is
mentioned gives it further consideration, he is likely to find himself wanting
the answers to further questions that the speaker may not be able to identify
in advance; if the appropriate specification will be likely to enable the
hearer to answer a considerable variety of such questions for himself, then
there is a presumption that the speaker should include it in his remark; if
not, then there is no such presumption.Finally, we can now show that,
conversational implicature being what it is, it must possess certain
features: Since, to assume the presence
of a conversational implicature, we have to assume that at least the
Cooperative Principle is being observed, and since it is possible to opt out of
the observation of this principle, it follows that a generalized conversational
implicature can be canceled in a particular case. It may be explicitly
canceled, by the addition of a clause that states or implies that the speaker
has opted out, or it may be contextually canceled, if the form of utterance
that usually carries it is used in a context that makes it clear that the
speaker is opting out. Insofar as the calculation that a particular conversational impli-cature
is present requires, besides contextual and background infor-mation, only a
knowledge of what has been said (or of the conventional commitment of the
utterance), and insofar as the manner of expression plays no role in the
calculation, it will not be possible to find another way of saying the same
thing, which simply lacks the implicature in question, except where some
special feature of the substituted version is itself relevant to the
determination of an implica-ture (in virtue of one of the maxims of Manner). If
we call this feature nondetachability, one may expect a generalized
conversational impli-cature that is carried by a familiar, nonspecial locution
to have a high degree of nondetachability. To speak approximately, since
the calculation of the presence of a conversational implicature presupposes an
initial knowledge of the conventional force of the expression the utterance of
which carries the implicature, a conversational implicatum will be a condition
that is not included in the original specification of the expression's
conventional force. Though it may not be impossible for what starts life, so to
speak, as a conversational implicature to become conventionalized, to suppose
that this is so in a given case would require special justifi-cation. So,
initially at least, conversational implicata are not part of the meaning of the
expressions to the employment of which they at-tach. Since the truth of a
conversational implicatum is not required by the truth of what is said (what is
said may be true-what is implicated may be false), the implicature is not
carried by what is said, but only by the saying of what is said, or by
"putting it that way." Since, to calculate a conversational implicature is to
calculate what has to be supposed in order to preserve the supposition that
theCooperative Principle is being observed, and since there may be various
possible specific explanations, a list of which may be open, the conversational
implicatum in such cases will be disjunction of such specific explanations; and
if the list of these is open, the implicatum will have just the kind of
indeterminacy that many actual implicata do in fact seem to possess. I would
like to begin by reformulating, in outline, the position which I took in Essay
2. I was operating, provisionally, with the idea that, for a large class of
utterances, the total signification of an utterance may be regarded as
divisible in two different ways. First, one may distinguish, within the total
signification, between what is said (in a favored sense) and what is
implicated; and second, one may distinguish between what is part of the
conventional force (or mean-ing) of the utterance and what is not. This yields
three possible ele-ments— what is said, what is conventionally implicated, and
what is nonconventionally implicated-though in a given case one or more of
these elements may be lacking. For example, nothing may be said, though there
is something which a speaker makes as if to say. Further-more, what is
nonconventionally implicated may be (or again may not be) conversationally
implicated. I have suggested (1) that the Cooperative Principle and some
subordinate maxims are standardly (though not invariably) observed by
participants in a talk exchange and (2) that the assumptions required in order
to maintain the supposition that they are being observed (or so far as is
possible ob-served) either at the level of what is said —or failing that, at
the level of what is implicated-are in systematic correspondence with
non-conventional implicata of the conversational type. Before proceeding
further, I should like to make one supplementary remark. When I speak of the
assumptions required in order to maintain the supposition that the Cooperative
Principle and maxims are being observed on a given occasion, I am thinking of
assumptions that are nontrivially required; I do not intend to include, for
example,an assumption to the effect that some particular maxim is being
ob-served, or is thought of by the speaker as being observed. This seemingly
natural restriction has an interesting consequence with regard to Moore's
"paradox." On my account, it will not be true that when I say that P,
I conversationally implicate that I believe that p; for to suppose that I
believe that p (or rather think of myself as believing that p) is just to
suppose that I am observing the first maxim of Quality on this occasion. I
think that this consequence is intuitively ac-ceptable; it is not a natural use
of language to describe one who has said that p as having, for example,
"implied," "indicated," or "sug-gested" that he
believes that p; the natural thing to say is that he has expressed (or at least
purported to express) the belief that p. He has of course committed himself, in
a certain way, to its being the case that he believes that p, and while this
commitment is not a case of saying that he believes that p, it is bound up, in
a special way, with saying that p. The nature of the connection will, I hope,
become apparent when I say something about the function of the indicative
mood. In response to Essay 2, I was given in informal discussion an
example which seemed to me, as far as it went, to provide a welcome kind of
support for the picture I have been presenting, in that it appeared to exhibit
a kind of interaction between the members of my list of maxims which I had not
foreseen. Suppose that it is generally known that New York and Boston were blacked
out last night, and A asks B whether C saw a particular TV program last night.
It will be conversationally unobjectionable for B, who knows that C was in New
York, to reply, No, he was in a blacked-out city. B could have said that C was
in New York, thereby providing a further piece of just possibly useful or
interesting information, but in preferring the phrase a blacked-out city he was
implicating (by the maxim prescribing rel-evance) a more appropriate piece of
information, namely, why C was prevented from seeing the program. He could have
provided both pieces of information by saying, e.g. He was in New York, which
was blacked out, but the gain would have been insufficient to justify the
additional conversational effort. In suggesting, at the end of Essay 2,
five features which conversational implicatures must possess, or might be
expected to possess, I was not going so far as to suggest that it is possible,
in terms of some or all of these features, to devise a decisive test to settle
the question whether a conversational implicature is present or not—a test,
that isto say, to decide whether a given proposition p, which is normally part
of the total signification of the utterance of a certain sentence, is on such
occasions a conversational (or more generally a nonconven-tional) implicatum of
that utterance, or is, rather, an element in the conventional meaning of the
sentence in question. (I express myself loosely, but, I hope, intelligibly.)
Indeed I very much doubt whether the features mentioned can be made to provide
any such knock-down test, though I am sure that at least some of them are
useful as providing a more or less strong prima facie case in favor of the
presence of a conversational implicature. But I would say that any such case
would at least have to be supported by a demonstration of the way in which what
is putatively implicated could have come to be implicated (by a derivation of
it from conversational principles and other data); and even this may not be
sufficient to provide a decisive distinction between conversational implicature
and a case in which what was originally a conversational implicature has become
conventionalized. Let us look at two features in turn. First,
nondetachability. It may be remembered that I said that a conversational
implicature might be expected to exhibit a fairly high degree of
nondetachability insofar as the implicature was carried because of what is
said, and not by virtue of the manner of expression. The implicature is
nondetachable insofar as it is not possible to find another way of saying the
same thing (or approximately the same thing) which simply lacks the
implica-ture. The implicature which attaches to the word try exhibits this
feature. One would normally implicate that there was a failure, or some chance
of failure, or that someone thinks or thought there to be some chance of
failure, if one said A tried to do x; this implicature would also be carried if
one said A attempted to do x, A endeavored to do x, or A set himself to do
x. This feature is not a necessary condition of the presence of a
conversational implicature, partly because, as stated, it does not appear if
the implicature depends on the manner in which what is said has been said, and
it is also subject to the limitation that there may be no alternative way of
saying what is said, or no way other than one which will introduce
peculiarities of manner, such as by being artificial or long-winded.
Neither is it a sufficient condition, since the implicatures of utterances
which carry presuppositions (if there are such things) (He has left off beating
his wife) will not be detachable; and should a question arise whether a
proposition implied by an utterance is entailed oran assumption to the effect
that some particular maxim is being ob-served, or is thought of by the speaker
as being observed. This seemingly natural restriction has an interesting
consequence with regard to Moore's " paradox." On my account, it will
not be true that when I say that p, I conversationally implicate that I
believe that p; for to suppose that I believe that p (or rather think of myself
as believing that p) is just to suppose that I am observing the first maxim of
Quality on this occasion. I think that this consequence is intuitively
ac-ceptable; it is not a natural use of language to describe one who has said
that p as having, for example, "implied," "indicated," or
"sug-gested" that he believes that p; the natural thing to say is
that he has expressed (or at least purported to express) the belief that p. He
has of course committed himself, in a certain way, to its being the case that
he believes that p, and while this commitment is not a case of saying that he
believes that p, it is bound up, in a special way, with saying that p. The
nature of the connection will, I hope, become apparent when I say something
about the function of the indicative mood. In response to Essay 2, I was
given in informal discussion an example which seemed to me, as far as it went,
to provide a welcome kind of support for the picture I have been presenting, in
that it appeared to exhibit a kind of interaction between the members of my
list of maxims which I had not foreseen. Suppose that it is generally known
that New York and Boston were blacked out last night, and A asks B whether C
saw a particular TV program last night. It will be conversationally
unobjectionable for B, who knows that C was in New York, to reply, No, he was
in a blacked-out city. B could have said that C was in New York, thereby
providing a further piece of just possibly useful or interesting information,
but in preferring the phrase a blacked-out city he was implicating (by the
maxim prescribing rel-evance) a more appropriate piece of information, namely,
why C was prevented from seeing the program. He could have provided both pieces
of information by saying, e.g. He was in New York, which was blacked out, but
the gain would have been insufficient to justify the additional conversational
effort. In suggesting, at the end of Essay 2, five features which
conversational implicatures must possess, or might be expected to possess, I
was not going so far as to suggest that it is possible, in terms of some or all
of these features, to devise a decisive test to settle the question whether a
conversational implicature is present or not—a test, that isto say, to decide
whether a given proposition p, which is normally part of the total
signification of the utterance of a certain sentence, is on such occasions a
conversational (or more generally a nonconven-tional) implicatum of that utterance,
or is, rather, an element in the conventional meaning of the sentence in
question. (I express myself loosely, but, I hope, intelligibly.) Indeed I very
much doubt whether the features mentioned can be made to provide any such
knock-down test, though I am sure that at least some of them are useful as
providing a more or less strong prima facie case in favor of the presence of a
conversational implicature. But I would say that any such case would at least
have to be supported by a demonstration of the way in which what is putatively
implicated could have come to be implicated (by a derivation of it from
conversational principles and other data); and even this may not be sufficient
to provide a decisive distinction between conversational implicature and a case
in which what was originally a conversational implicature has become
conventionalized. Let us look at two features in turn. First,
nondetachability. It may be remembered that I said that a conversational
implicature might be expected to exhibit a fairly high degree of
nondetachability insofar as the implicature was carried because of what is
said, and not by virtue of the manner of expression. The implicature is
nondetachable insofar as it is not possible to find another way of saying the
same thing (or approximately the same thing) which simply lacks the
implica-ture. The implicature which attaches to the word try exhibits this
feature. One would normally implicate that there was a failure, or some chance
of failure, or that someone thinks or thought there to be some chance of
failure, if one said A tried to do x; this implicature would also be carried if
one said A attempted to do x, A endeavored to do x, or A set himself to do
x. This feature is not a necessary condition of the presence of a conversational
implicature, partly because, as stated, it does not appear if the implicature
depends on the manner in which what is said has been said, and it is also
subject to the limitation that there may be no alternative way of saying what
is said, or no way other than one which will introduce peculiarities of manner,
such as by being artificial or long-winded. Neither is it a sufficient
condition, since the implicatures of utterances which carry presuppositions (if
there are such things) (He has left off beating his wife) will not be
detachable; and should a question arise whether a proposition implied by an
utterance is entailed orconversationally implicated, in either case the
implication will be non-detachable. Reliance on this feature is effective primarily
for distinguishing between certain conventional implicatures and
nonconven-tional implicatures. Second, cancelability. You will remember
that a putative conversational implicature that p is explicitly cancelable if,
to the form of words the utterance of which putatively implicates that p, it is
admissible to add but not p, or I do not mean to imply that p, and it is
contextually cancelable if one can find situations in which the utterance of
the form of words would simply not carry the implicature. Now I think
that all conversational implicatures are cancelable, but unfortunately one
cannot regard the fulfillment of a cancelability test as decisively
establishing the presence of a conversational implicature. One way in
which the test may fail is connected with the possibility of using a word or
form of words in a loose or relaxed way. Suppose that two people are
considering the purchase of a tie which both of them know to be medium green;
they look at it in different lights, and say such things as It is a light green
now, or It has a touch of blue in it in this light. Strictly (perhaps) it would
be correct for them to say It looks light green now or It seems to have a touch
of blue in it in this light, but it would be unnecessary to put in such qualificatory
words, since both know (and know that the other knows) that there is no
question of a real change of color. A similar linguistic phenomenon attends
such words as see: If we all know that Macbeth hallucinated, we can quite
safely say that Macbeth saw Banquo, even though Ban-quo was not there to be
seen, and we should not conclude from this that an implication of the existence
of the object said to be seen is not part of the conventional meaning of the
word see, nor even (as some have done) that there is one sense of the word see
which lacks this implication. Let us consider this point in relation to
the word or. Suppose that someone were to suggest that the word or has a single
"strong" sense, which is such that it is part of the meaning of A or
B to say (or imply) not only (1) that A v B, but also (2) that there is some
non-truth-functional reason for accepting that A v B, i.e. that there is some
reasonable (though not necessarily conclusive) argument with A v B as
conclusion which does not contain one of the disjuncts as a step (does not
proceed via A or via B). Now it would be easy to show that the second of the
two suggested conditions is cancelable: I can say to my children at some stage
in a treasure hunt, The prize is either in thegarden or in the attic. I know
that because I know where I put it, but I'm not going to tell you. Or I could
just say (in the same situation) The prize is either in the garden or in the
attic, and the situation would be sufficient to apprise the children of the fact
that my reason for accepting the disjunction is that I know a particular
disjunct to be true. And in neither case would I be implying that there is a
non-truth-functional ground, though I am not relying on it; very likely there
would not be such a ground. To this objection, the "strong" theorist
(about or) might try the move "Ah, but when you say A v B, without meaning
to imply the existence of a non-truth-functional ground, you are using A v B
loosely, in a relaxed way which the nature of the context of utterance makes
permissible." At this point, we might either (1) produce further
cancellation cases, which were less amenable to representation as
"loose" uses, for example, to the appearance of disjunctions as the
antecedents of conditionals (If the prize is either in the garden or in the
attic, Johnny will find it first), or (2) point out that to characterize
a use as "loose" carries certain consequences which are unwelcome in
this case—if to say Macbeth saw Banquo is to speak loosely, then I speak
"under license" from other participants; if someone objects, there is
at least some onus on me to speak more strictly. But not even a stickler for
correct speech could complain about the utterance (in the descriled
circumstances) of The prize is either in the garden or in the attic. But
the strong theorist has another obvious resource. He may say that there are two
senses of the word or, a strong one and a weak (truth-functional) one, and that
all that is shown by the success of the cancelability test is that here the
sense employed was the weak one. To counter this suggestion, we might
proceed in one or more of the following ways. 1. We might argue that if
or is to be supposed to possess a strong sense, then it should be possible to
suppose it (or) to bear this sense ile easonal pre any to linguist stings it
ought rosepos that A or B, where what we are denying, or inviting someone
to sup-pose, is that A or B (in the strong sense of or). But this, in the
examples mentioned, does not seem to be possible; in anything but perhaps a
very special case to say It is not the case that A or B seems to amount to
saying that neither A nor B (that is, cannot be interpreted as based on a
denial of the second condition), and to say Suppose that A or B seems to amount
to inviting someone to suppose merely thatone of the two disjuncts is true. A
putative second sense of or should not be so restricted in regard to linguistic
setting as that, and in particular should not be restricted to
"unenclosed" occurrences of A or B-for these an alternative account
(in terms of implicature) is readily available. The strong theorist might meet
a part of this attack by holding that the second condition is not to be thought
of as part of what is said (or entailed) by saying A or B, and so not as
something the denial of which would justify the denial of A or B; it should
rather be thought of as something which is conventionally implicated. And to
deny A or B might be to implicate that there was some ground for accepting A or
B. But he is then open to the reply that, if a model case for a word which
carries a conventional implicature is but, then the negative form It is not the
case that A or B, if to be thought of as involving or in the strong sense,
should be an uncomfortable thing to say, since It is not the case that A but B
is uncomfortable. In any case the nature of conventional implicature needs to
be examined before any free use of it, for explanatory purposes, can be
indulged in. 2. We might try to convince the strong theorist that if or
is to be regarded as possessing a strong sense as well as a weak one, the
strong sense should be regarded as derivative from the weak one. The support
for this contention would have to be a combination of two points: (a) that the
most natural expression of the second condition involves a use of or in the
"weak" sense; and even if the weak use of or is avoided the idea
seems to be explicitly involved; it is difficult to suppose that people could
use a word so as to include in its meaning that there is evidence of a certain
sort for a proposition without having a distinct notion of that for which the
evidence is evidence. (b) One who says that A or B, using or
truth-functionally, could be shown in normal circumstances to implicate
(conversationally) that there are non-truth-functional grounds for supposing
that A v B. For to say that A or B (interpreted weakly) would be to make a
weaker and so less informative statement than to say that A or to say that B,
and (on the assumption, which I shall not here try to justify, that it would be
of interest to an audience to know that one of the disjuncts is true) would
therefore be to make a less informative statement than would be appropriate in
the circumstances. So there is an implicature (provided the speaker is not opting
out) that he is not in a position to make a stronger statement, and if, in
conformity with the second maxim of Quality, the speaker is to be presumed to
have evidence for what he says, then the speaker thinks that there are
non-truth-functional grounds for accepting A or B. We might next argue that if
the strong sense of or is derivative from the weaker sense, then it ought to
conform to whatever general principles there may be which govern the generation
of derivative senses. This point is particularly strong in connection with a
suggestion that or possesses a derivative sense; for we are not particularly at
home with the application of notions such as "meaning" and
"sense" to words so nondescriptive as or; the difficulties we encounter
here are perhaps similar to, though not so severe as, the difficulties we
should encounter if asked to specify the meaning or meanings of a preposition
like to or in. So I suspect that we should need to rely fairly heavily on an
application to the case of or of whatever general principles there may be which
apply to more straightforward cases and which help to determine when a
derivative sense should be supposed to exist, and when it should not. It
might be objected that whether one sense of a word is to be regarded as derivative
from another sense of that word should be treated as a question about the
history of the language to which the word belongs. This may be so in general
(though in many cases it is obvious, without historical research, that one
sense must be secondary to another), but if I am right in thinking that
conversational principles would not allow the word or to be used in normal
circumstances without at least an implicature of the existence of
non-truth-functional grounds, then it is difficult to see that research could
contribute any information about temporal priority in this case. I offer
three further reflections about the proliferation of senses. 1. I would
like to propose for acceptance a principle which I might call Modified Occam's
Razor, Senses are not to be multiplied beyond necessity. Like many regulative
principles, it would be a near plati-tude, and all would depend on what was
counted as "necessity." Still, like other regulative principles, it
may guide. I can think of other possible precepts which would amount to much
the same. One might think, for example, of not allowing the supposition that a
word has a further (and derivative) sense unless the supposition that there is
such a sense does some work, explains why our understanding of a particular
range of applications of the word is so easy or so sure, or accounts for the
fact that some application of the word outside that range, which would have
some prima facie claim to legitimacy, is in fact uncomfortable. Again one might
formulate essentially the same idea by recommending that one should not suppose
what a speaker would mean when he used a word in a certain range of cases to
countas a special sense of the word, if it should be predictable, independently
of any supposition that there is such a sense, that he would use the word (or
the sentence containing it) with just that meaning. If one makes the further
assumption that it is more generally feasible to strengthen one's meaning by
achieving a superimposed implicature, than to make a relaxed use of an
expression (and I don't know how this assumption would be justified), then
Modified Occam's Razor would bring in its train the principle that one should
suppose a word to have a less restrictive rather than a more restrictive
meaning, where choice is possible. What support would there be for
Modified Occam's Razor? Perhaps we might look at two types of example of real
or putative derivative senses. One type (unlike the case of or) would involve
"trans-ferred" senses; the other would involve derivative senses
which are specificatory of the original senses (the proposed derivative sense
of "or" would be a special case of this kind). Consider such adjectives as
loose, unfettered, and unbridled in relation to a possible application to the
noun life. (I assume that such an application of each word would not be
nonderivative or literal; that the ambiguous expression a loose liver would involve
a nonderi-vative sense of loose if uttered for example by a nurse in a hospital
who complained about the number of patients with loose livers, but not if
uttered censoriously to describe a particular man.) It seems to me that (in the
absence of any further sense for either word) one might expect to be able to
mean more or less the same by a loose life, and an unfettered life; the fact
that, as things are, loose life is tied to dissipation, whereas unfettered life
seems quite general in meaning, suggests that perhaps loose does, and
unfettered does not, have a derivative sense in this area. As for unbridled life
(which one might perhaps have expected, prima facie, to mean much the same as
unfettered life), the phrase is slightly uncomfortable (because unbridled seems
to be tied to such words as passion, temper, lust, and so on). As for words with specificatory
derivative senses, there seems to be some tendency for one of two things to
happen: Either the original general sense becomes obsolete (like car, meaning
"wheeled vehicle"), or the specificatory condition takes over; we
should perhaps continue to call gramophone records discs even if (say) they
came to be made square (provided they remain not too unlike discs, in the
original sense of the word), and perhaps the word cylinder exemplifies the same
feature. But there are words of which neither is true: an obvious example is
the word animal (meaning (i) "member of animal king-dom," (ii)
"beast"). There is here some sort of a parallel, in relation to
Modified Occam's Razor and its variants, between animal and the candidate word
or. Animal perhaps infringes a weak principle to the effect that a further
sense should not be recognized if, on the assumption that the word were to have
a specificatory further sense, the identity of that sense would be predictable;
for it could no doubt be predicted that if the word animal were to have such a
sense, it would be one in which the word did not apply to human beings. But it
would seem not to be predictable (history of language apart) that anyone would
in fact use the word animal to mean "beast," whereas given a truth-functional
or it is predictable (assuming conversational prin-ciples) that people would
use A or B to imply the existence of non-truth-functional grounds. So, at
least, so far as I can see (not far, I think), there is as yet no reason not to
accept Modified Occam's Razor. 2. We must of course give due (but not undue)
weight to intuitions about the existence or nonexistence of putative senses of
a word (how could we do without them?). Indeed if the scheme which I have been
proposing is even proceeding in the right direction, at least some reliance
must be placed on such intuitions. For in order that a noncon-ventional
implicature should be present in a given case, my account requires that a
speaker shall be able to utilize the conventional meaning of a sentence. If nonconventional
implicature is built on what is said, if what is said is closely related to the
conventional force of the words used, and if the presence of the implicature
depends on the intentions of the speaker, or at least on his assumptions, with
regard to the possibility of the nature of the implicature being worked out,
then it would appear that the speaker must (in some sense or other of the word
know) know what is the conventional force of the words which he is using. This
indeed seems to lead to a sort of paradox: If we, as speakers, have the
requisite knowledge of the conventional meaning of sentences we employ to
implicate, when uttering them, something the implication of which depends on
the conventional meaning in question, how can we, as theorists, have difficulty
with respect to just those cases in deciding where conventional meaning ends
and implicature begins? If it is true, for example, that one who says that A or
B implicates the existence of non-truth-functional grounds for A or B, how can
there be any doubt whether the word "or" has a strong or weak
sense? I hope that I can provide the answer to this question, but I am not
certain that I can. 3. I have briefly mentioned a further consideration
bearing on thequestion of admissibility of a putative sense of a word, namely,
whether on the supposition that the word has that sense, there would be an
adequate range of linguistic environments in which the word could be supposed
to bear that sense. Failure in this respect would indicate an implicature or an
idiom. There are, I am certain, other possible principles which ought to
be considered with regard to the proliferation of senses. In particular I have
said nothing explicitly about the adequacy of substitutability tests. But I
propose to leave this particular topic at this point. I have so far been
considering two questions. (1) On the assumption that a word has only one
conventional meaning (or only one relevant conventional meaning), how much are
we to suppose to be included in that meaning? (2) On the assumption that a word
has at least one conventional meaning (or relevant conventional meaning), are
we to say that it has one, or more than one, such meaning? In particular, are
we to ascribe to it a second sense or meaning, derivative from or dependent on
a given first meaning or sense? We should consider also examples of elements in
or aspects of utterances which, not being words, are candidates for
conventional meaning (or signif-icance). These include stress, irony, and
truth. Stress Some cases of stress are clearly relevant to the
possession of conventional meaning, such as (fixed) stress on particular
syllables or a word, as in the contrast between "cóntent" with the
stress on the "o" and contént with the stress on "tent"; we
should not, of course, here assign meaning to the stress itself. I am concerned
not with cases of that sort, but with cases in which we think of a word as
being stressed, and variably so, stressed on some occasions but not on
others. We might start by trying to think of stress as a purely natural
way of highlighting, or making prominent, a particular word; one might compare
putting some object (such as a new hat) in an obvious place in a room so that
someone coming into the room will notice or pay attention to it. But there are
various suggestible ways of doing this with a word, such as intoning it or
saying it in a squeaky voice. Such methods would not just be thought unusual,
they would be frowned on. They would also very likely fail to achieve the
effect of highlighting just because there is an approved way of doing this. So
there is agood case for regarding stress as a conventional device for
highlight-ing. But to say this much is not to assign to stress a conventional
significance or meaning: it is only to treat it as a conventional way of
fulfilling a certain purpose, which is not yet established as a purpose
connected with communication. But stress clearly does in fact on many occasions
make a difference to the speaker's meaning; indeed it is one of the elements
which help to generate implicatures. Does this fact require us to attribute any
conventional meaning to stress? In accordance with the spirit of Modified
Occam's Razor, we might attribute conventional meaning to stress only if it is
unavoidable. Thus we might first introduce a slight extension to the
maxim enjoining relevance, making it apply not only to what is said but also to
features of the means used for saying what is said. This extension will perhaps
entitle us to expect that an aspect of an utterance which it is within the
power of the speaker to eliminate or vary, even if it is introduced
unreflectively, will have a purpose connected with what is currently being
communicated; unless, of course, its presence can be explained in some other
way. At least three types of context in which stress occurs seem to
invite ordering: (1) One such context includes replies to W-questions
("who," "what," "why," "when,"
and "where"): A: Who paid the bill? B: Jónes did. A: What
did Jones do to the cat? B: He kicked it. It also includes exchanges of
such forms as: S(a) S(á): S(S) For example: Jones paid the bill. Jones didn't pay the bill;
Smith paid it. In such examples, stress is automatic or a matter of habit
(maybe difficult to avoid), and we are not inclined to say that anything is
meant or implicated. However, the effect is to make perspicuous elements which
complete open sentences for which questions (in effect) demand completion, or
elements in respect of which what B is prepared to assert (or otherwise say)
and what B has asserted differ. (2) Another context in which stress
occurs includes such cases asincomplete versions of the conversational schema
exemplified in the preceding example. Without a preceding statement to the
effect that Jones paid the bill, B says Jones didn't pay the bill; Smith did.
Here, given that this sentence is to be uttered, the stress may be automatic,
but the remark is not prompted by a previous remark (it is volun-teered), and
we are inclined to say that the implicature is that someone thinks or might
think that Jones did pay the bill. The maxim of relation requires that B's
remark should be relevant to something or other, and B, by speaking as he would
speak in reply to a statement that Jones paid the bill, shows that he has such
a statement in mind. (3) In a third context B just says Jónes didn't pay
the bill. B speaks as if he were about to continue as in the previous context.
B therefore implicates that someone (other than Jones) paid the bill. In
general, S(á) is contrasted with the result of substituting some expression (
for a, and commonly the speaker suggests that he would deny the substitute
version, but there are other possibilities. For ex-ample, I knew that may be
contrasted with I believed that, and the speaker may implicate not that he
would deny I believed that p, but that he would not confine himself to such a
weaker statement (with the implicit completion I didn't merely believe
it). This last point has relevance to the theory of "knowledge."
According to a certain "strong" account of knowledge: A knows
that p just in case (1) A thinks that p A has conclusive evidence that p This presents
possible difficulties of a regressive nature: Does A have to know that the
evidence for p is true? Does A have to know that the evidence is conclusive? But in general the
theory seems too strong. An examination candidate at an oral knows the date of
the battle of Waterloo. He may know this without conclusive evidence; he may
even answer after hesitation (showing in the end that he knows the answer). I
suggest something more like the following: A knows that p just in
case (1) (2) A thinks that p(3) Some conditions placing
restriction on how he came to think p (cf. causal theory) If I say I know
that p, then perhaps sometimes there is a noncon-ventional implicature of
strong or conclusive evidence (not mere thinking that p, with p true)-cf. He
loves her. And this is not the only interpretation of stress; it can also mean,
"You don't need to tell me." Irony The second example of
an element in, or aspect of, some utter-ances, with regard to which there might
be some doubt whether or not it has a conventional meaning, emerges from my
(too) brief char-aterization of irony in Essay 2. Discussion with Rogers
Albritton showed me that something is missing in this account. It seems very
dubious whether A's knowledge that B has been cheated by C, that B knows that A
knows that this is so, that B's remark He is a fine friend is to be presumed to
relate to this episode, and that the remark is seemingly false (even obviously
false), is enough to ensure, with reasonable certainty, that A will suppose B
to mean the negation of what he has made as if to say. A might just be baffled,
or might suppose that, despite the apparent falsity of the remark, B was
meaning something like He is, usually, a fine friend: how could he have treated
me like that? It was suggested to me that what should have been mentioned in my
account was, first, a familiarity with the practice of using a sentence, which
would standardly mean that p, in order to convey that not-p (a familiarity
which might be connected with a natural tendency in us to use sentences in this
way), and, second, an ironical tone in which such utterances are made, and
which (perhaps) conventionally signifies that they are to be taken in
reverse. This suggestion does not seem to me to remedy the difficulty.
Consider the following example. A and B are walking down the street, and they
both see a car with a shattered window. B says, Look, that car has all its
windows intact. A is baffled. B says, You didn't catch on; I was in an ironical
way drawing your attention to the broken window. The absurdity of this exchange
is I think to be explained by the fact that irony is intimately connected with
the expression of a feeling, attitude, or evaluation. I cannot say something
ironically un-less what I say is intended to reflect a hostile or derogatory
judgment or a feeling such as indignation or contempt. I can for example say
What a scoundrel you are! when I am well disposed toward you, but to say that
will be playful, not ironical, and will be inappropriate unless there is some
shadow of justification for a straightforward ap-plication- for example you
have done something which some people (though not l) might frown upon. If when
you have just performed some conspicuously disinterested action I say, What an
egotist you are, always giving yourself the satisfaction of doing things for
other people! I am expressing something like what might be the reaction of an
extreme cynic. Whereas to say He's a fine friend is unlikely to involve any
hint of anyone's approval. I am also doubtful whether the suggested
vehicle of signification, the ironical tone, exists as a specific tone; I
suspect that an ironical tone is always a contemptuous tone, or an amused tone,
or some other tone connected with one or more particular feelings or
atti-tudes; what qualifies such a tone as ironical is that it appears, on this
and other occasions, when an ironical remark is made. This question could no
doubt be settled by experiment. Even if, however, there is no specifically
ironical tone, it still might be suggested that a contemptuous or amused tone,
when conjoined with a remark which is blatantly false, conventionally indicates
that the remark is to be taken in reverse. But the suggestion does not seem to
me to have much plau-sibility. While I may without any inappropriateness prefix
the employment of a metaphor with to speak metaphorically, there would be
something very strange about saying, to speak ironically, he is a splendid
fellow. To be ironical is, among other things, to pretend (as the etymology
suggests), and while one wants the pretense to be recognized as such, to
announce it as a pretense would spoil the effect. What is possibly more
important, it might well be essential to an element's having conventional
significance that it could have been the case that some quite different element
should have fulfilled the same semantic purpose; that if a contemptuous tone
does conventionally signify in context that a remark is to be taken in reverse,
then it might have been, for example, that a querulous tone should have been
used (instead) for the same purpose. But the connection of irony with the
expression of feeling seems to preclude this; if speaking ironically has to be,
or at least appear to be, the expression of a certain feeling or attitude, then
a tone suitable to such a feeling or attitude seems to be mandatory, at least
for the unsophisticated examples.Among the A-philosophical theses which I
considered in Essay 1 was the original version of a "speech-act"
account of truth, proposed by Strawson many years ago' though extensively
modified by him since then. He was influenced, I think, by four main
considerations: (1) that the word true is properly, or at least
primarily, to be applied to statements (what is stated), in view of the
difficulties which he thought he saw in the thesis that it should be understood
as applying to utterances; (2) that given the correctness of the previous
supposi-tion, no theory which treats truth as consisting in a relation (or
cor-relation) between statements and facts is satisfactory, since statements
and facts cannot be allowed to be distinct items in the real world; (3) that
Ramsey's account of truth?-namely, that to assert that a proposition is true is
to assert that proposition-is correct so far as it goes; and (4) that it does
not go far enough, since it omits to take seriously the fact that we should not
always be willing to tolerate the substitution of, for example, It is true that
it is raining for It is raining. So he propounded the thesis that to say of a
statement that it is true is (1) insofar as it is to assert anything, to assert
that statement and (2) not merely to assert it but to endorse, confirm,
concede, or reassert it (the list is not, of course, intended to be
complete). Such a theory seems to me to have at least two unattractive
fea-tures, on the assumption that it was intended to give an account of the
meaning (conventional significance) of the word true. (1) (A familiar type of
objection) it gives no account, or no satisfactory ac-count, of the meaning of
the word true when it occurs in unasserted subsentences (e.g. He thinks that it
is true that ... Or If it is true that ... ). (2) It is open to an objection
which I am inclined to think holds against Ramsey's view (of which the
speech-act theory is an offshoot). A theory of truth has (as Tarski noted)
to provide not only for occurrences of true in sentences in which what is being
spoken of as true is specified, but also for occurrences in sentences in which
no specification is given (e.g. The policeman's statement was true).. According
both to the speech-act theory, I presume, and to Ramsey's theory, at least part
of what the utterer of such a sentence is doing is to assert whatever it was
that the policeman stated. But the utterer may not P. F. Strawson,
"Truth," Analysis 9, no. 6 (1949). "Either Smith is not in
London, or he is attending the meeting." "It is not the case that
Smith is both in London and not attending the meeting." "Not both of the following
propositions are true: (2) Smith is in London and ii) Smith is not attending
the meeting." "I deny the conjunction of the statements that Smith is in London
and that Smith is not attending the meeting." The implication seems
persistent. Let us try then to paraphrase the deliverance of the appropriate
truth-table: (5) "One of the combinations of truth-possibilities for
the statements (i) that Smith is in London and (ii) that Smith is attending the
meeting is realized, other than the one which consists in the first statement's
being true and the second false." After one has sorted this out, one
still detects the implication. But if all these attempts to detach the
implication (particularly the last) are failures, how does the
"strong" theorist suppose that one can learn from the truth-table,
that "pOq" has a meaning which diverges from that of "if p then
q"? And is it not already beginning to look as if the Indirectness
Condition is something which in general is conversationally implicated by
saying that if p then q? This impression may be confirmed by testing the
condition for can-celability. The implication is explicitly cancelable. To say
"If Smith is in the library, he is working" would normally carry the
implication of the Indirectness Condition; but I might say (opting out) "I
know just where Smith is and what he is doing, but all I will tell you is that
if he is in the library he is working." No one would be surprised if it
turned out that my basis for saying this was that I had just looked in the
library and found him working. The implication is also contextually cancelable,
that is, I can find contexts which, if known to participants in a
talk-exchange, would make an explicit cancellation unnecessary. Here are
two examples. (a) You may know the kind of logical puzzle in which you
are given the names of a number of persons in a room, their professions, and
their current occupations, without being told directly which person belongs to
which profession or is engaged in which occupation. You are then given a number
of pieces of information, from which you have to assign each profession and
each occupation to a named indi- Foundations of Mathematics, pp. 142-143.know what that
statement was; he may think that the policeman's statement was true because
policemen always speak the truth, or that that policeman always speaks the
truth, or that policeman in those circumstances could not but have spoken the
truth. Now assertion presumably involves committing oneself, and while it is
possible to commit oneself to a statement which one has not identified (I could
commit myself to the contents of the Thirty-Nine Articles of the Church of
England, without knowing what they say), I do not think I should be properly
regarded as having committed myself to the content of the policeman's
statement, merely in virtue of having said that it was true. When to my
surprise I learn that the policeman actually said, Monkeys can talk, I say
(perhaps), Well, I was wrong, not I withdraw that, or I withdraw my commitment
to that. I never was committed to it. My sympathies lie with theories of the
correspondence family, which Strawson did (and I think still does) reject, but
it is not to my present purpose (nor within my capacities) to develop
adequately any such theory. What I wish to do is to show that, on the
assumption that a certain sort of theory of this kind is correct, then, with
the aid of the apparatus discussed in Essay 2 it is possible to accommodate the
linguistic phenomena which led Strawson to formulate the original version of
the speech-act theory. Let me assume (and hope) that it is possible to
construct a theory which treats truth as (primarily) a property of utterances;
to avoid confusion I shall use, to name such a property, not "true"
but "factually satisfactory." Let me also assume that it will be a
consequence of such a theory that there will be a class K of utterances
(utterances of affirmative subject-predicate sentences) such that every member
of K (1) designates' some item and indicates some class (these verbs to be
explained within the theory), and (2) is factually satisfactory if the item
belongs to the class. Let me finally assume that there can be a method of
introducing a form of expression It is true that... and linking it with the
notion "factually satis-factory," a consequence of which will be that
to say It is true that Smith is happy will be equivalent to saying that any
utterance of class K which designates Smith and indicates the class of happy
people is factually satisfactory (that is, any utterance which assigns Smith to
the class of happy people is factually satisfactory). If some such
account of It is true that ... is correct (or indeed any 3. These verbs
to be explained within the theory. account which represents saying It is
true that p as equivalent to saying something about utterances) then it is
possible to deal with the linguistic facts noted by Strawson. To say Smith is
happy is not to make a (concealed) reference to utterances of a certain sort,
whereas to say It is true that Smith is happy is to do just that, though of
course if Smith is happy, it is true that Smith is happy. If I choose the form
which does make a concealed reference to utterances, and which is also the more
complex form, in preference to the simpler form, it is natural to suppose that
I do so because an utterance to the effect that Smith is happy has been made by
myself or someone else, or might be so made. Such speech acts as endorsing,
agreeing, confirming, and conceding, which Strawson (presumably) supposed to be
conventionally signaled by the use of the word true are just those which, in saying
in response to some remark "That's true," one would be performing
(without any special signal). And supposing no one actually to have said that
Smith is happy, if I say "It is true that Smith is happy" (e.g.
concessively) I shall implicate that someone might say so; and I do not select
this form of words as, for example, a response to an inquiry whether Smith is
happy when I do not wish this impli-cature to be present. I am
considering myself to have established, or at least put up a good case for supposing,
that if any divergence exists between "if" and "J," it must
be a divergence in sense (meaning, conventional force). I now aim to show,
using the same material, that no such divergence exists. I shall start by
considering a particular condition, which 1 shall call the Indirectness
Condition, which has been much favored as being something the assertion or
implication of which distinguishes "if p then q" (or some
"use" or "uses" of "if p then q") from
"p> q." This condition has been variously formulated: "that p
would, in the circumstances, be a good reason for q," "that q is
infer-able from p," "that there are non-truth-functional grounds for
accepting pJ q," are all abbreviated versions of variants of it. As I
think there are at most minor differences between these formulations, I shall
select the last version, as being perhaps the most perspicuous. The
thesis to be examined, then, is that in standard cases to say "if p then
q" is to be conventionally committed to (to assert or imply in virtue of
the meaning of "if") both the proposition that pJ q and the
Indirectness Condition. Let us first examine this condition for
detachability. Can we find a form of expression otherwise identical in meaning
with "if p then q" which simply lacks the implication that the
Indirectness Condition is fulfilled? The difficulty here is notorious. Consider
the statement "If Smith is in London, he is attending the meeting."
To say this would certainly be to imply the Indirectness Condition. What then
of the following alternatives? "Either Smith is not in
London, or he is attending the meeting." "It is not the case that
Smith is both in London and not attending the meeting." "Not both of the following
propositions are true: (2) Smith is in London and ii) Smith is not attending
the meeting." "I deny the conjunction of the statements that Smith is in London
and that Smith is not attending the meeting." The implication seems
persistent. Let us try then to paraphrase the deliverance of the appropriate
truth-table: (5) "One of the combinations of truth-possibilities for
the statements (i) that Smith is in London and (ii) that Smith is attending the
meeting is realized, other than the one which consists in the first statement's
being true and the second false." After one has sorted this out, one
still detects the implication. But if all these attempts to detach the
implication (particularly the last) are failures, how does the
"strong" theorist suppose that one can learn from the truth-table,
that "pOq" has a meaning which diverges from that of "if p then
q"? And is it not already beginning to look as if the Indirectness
Condition is something which in general is conversationally implicated by
saying that if p then q? This impression may be confirmed by testing the
condition for can-celability. The implication is explicitly cancelable. To say
"If Smith is in the library, he is working" would normally carry the
implication of the Indirectness Condition; but I might say (opting out) "I
know just where Smith is and what he is doing, but all I will tell you is that
if he is in the library he is working." No one would be surprised if it
turned out that my basis for saying this was that I had just looked in the
library and found him working. The implication is also contextually cancelable,
that is, I can find contexts which, if known to participants in a
talk-exchange, would make an explicit cancellation unnecessary. Here are
two examples. (a) You may know the kind of logical puzzle in which you
are given the names of a number of persons in a room, their professions, and
their current occupations, without being told directly which person belongs to
which profession or is engaged in which occupation. You are then given a number
of pieces of information, from which you have to assign each profession and
each occupation to a named indi- vidual. Suppose that I am
propounding such a puzzle, not about imaginary people but about real people
whom I can see but my hearer cannot. I could perfectly properly say, at some
point, "If Jones has black (pieces) then Mrs. Jones has black too."
To say this would certainly not be to implicate the fulfillment of the
Indirectness Condi-tion; indeed, the total content of this utterance would be
just what would be asserted (according to truth-table definition) by
saying "Jones has black ) Mrs. Jones has black." Thus one
undertaking of the previous action has been fulfilled. (b) There are now
some very artificial bridge conventions. My system contains a bid of five no
trumps, which is announced to one's opponents on inquiry as meaning "If I
have a red king, I also have a black king." It seems clear to me that this
conditional is unobjectionable and intelligible, carries no implicature of the
Indirectness Con-dition, and is in fact truth-functional. The generalized
implicature of the Indirectness Condition has a high degree of nondetachability
and is also explicitly cancelable and sometimes contextually cancelable. That
it is always explicitly cancel-able is indicated by the statement: "If you
put that bit of sugar in water, it will dissolve, though so far as I know there
can be no way of knowing in advance that this will happen." The
cancellation clause in fact has the effect of labeling the initial statement as
a pure guess or prophecy. The only oddity about this case is thus the empirical
one, namely that someone could hardly fail to know the elementary facts about
sugar and about chemistry and so think he had to guess, and that, having failed
to know these facts, he could hardly be so fortunate as to make a guess as good
as this one. These factors make a strong case for regarding the implication as
a conversational impli-cature. This case must be completed by showing how such
a conversational implicature is generated, and to this I shall address myself
in a moment. But first I want to mention some cases in which the impli-cature
either is canceled or is simply absent, which raise ditficulties for a strong
theorist and are also of philosophical importance. "If the Australians win
the first Test, they will win the series, you mark my words." "Perhaps if he comes, he
will be in a good mood." "See that, if he comes, he gets his money."
To say the last of these things, for example, would neither be to implicate
that there are non-truth-functional grounds for rejecting theidea that he will
come but not get his money, nor to instruct the hearer (inter alia) that there
are. For some sub-modes of the indicative mode (e.g. guesses), and for some
modes which are not indicative (e.g. im-peratives), the suggestion that there
is an implicature of the Indirectness Condition is nonplausible; and the strong
theorist seems to be incorporating into the meaning of "if" a feature
which, if it attaches by convention anywhere, belongs not there but to the
conventional force of certain modal indicators (e.g. "I estimate" or
"probably"), which may or may not be explicitly present. By so doing,
how-ever, the strong theorist debars himself from giving a unitary account of
"if" which is mode-independent—a penalty which seems a heavy
one. A positive account of the presence of a generalized implicature of
the Indirectness Condition is not difficult to devise, on the assumption that
"if p then q" is identical in sense with "p > q." To say
that p J q is to say something logically weaker than to deny that p or to
assert that q, and is thus less informative; to make a less informative rather
than a more informative statement is to offend against the first maxim of
Quantity, provided that the more informative statement, if made, would be of
interest. There is a general presumption that in the case of "p'q," a
more informative statement would be of interest. No one would be interested in
knowing that a particular relation (truth-functional or otherwise) holds between
two propositions without being interested in the truth-value of at least one of
the propositions concerned, unless his interest were of an academic or
theoretical kind—an interest perhaps in the logical powers of the propositions
concerned or in the nature or range of application of the relation in question.
Either because we know, from a consideration of language as an institution,
that the use of language for practical purposes is more fundamental than, and
is in some way presupposed by, its use for theoretical purposes, or because it
is simply a well-known fact about human nature that practical interests are
commoner than theoretical interests, or for both reasons, we are justified in
assuming, in the absence of any special contextual information, that an interest
is practical rather than theoretical. An infringement of the first maxim of
Quantity, given the assumption that the principle of conversational helpfulness
is being observed, is most naturally explained by the supposition of a clash
with the second maxim of Quality ("Have adequate evidence for what you
say"), so it is natural to assume that the speaker regards himself as
having evidence only for the less informa-tive statement (that p q) -that is,
non-truth-functional evidence. So standardly he implicates that there is
non-truth-functional evi- dence when he says that p q; and there
now seems to be no reason to reject the assumption that to say that p q is the
same as to say that if p then q, so far as concerns the presence of a
generalized im-plicature of the Indirectness Condition (an implicature which,
if conversational in character, need not be present in every special case, as
in saying "If he was surprised, he didn't show it," provided that its
absence in special cases can be satisfactorily explained). I think that
this account is satisfactory so far as it goes, but it clearly does not go far
enough, and further inquiry will, I suggest, bring to light a deeper reason for
the existence of the generalized implicature under consideration. Perhaps
before we proceed further, we should recognize that the time has come for us to
expose, and perhaps thereby to protect ourselves from, what might at some later
point prove a source of serious error or confusion. The strong theorist about
conditionals is not infrequently a traditionalist who is offended by the
invasion of the tranquil Elysium of logic by not always wholly gentlemanly and
perhaps even occasionally blue-collared practitioners of mathematics and the
sciences. Perhaps for this reason or perhaps for some other reason many strong
theorists seem to me to have been a little overanxious to differentiate the
concepts of their logic from the concepts espoused by the interlopers. I am
inclined to assign the main guilt in this matter to the traditionalists, though
considerable provocation may have been provided by the other side. One effect
of this situation has been an excessive eagerness to distinguish the
"natural" conditionals of the ordinary citizen from the artificial
concoctions which are given the name of "conditionals" by
mathematical logicians, as if protection would be atforded by the existence of
any kind of distinction between the "natural" conditional and the
"arti-ficial" Philonian or truth-functional conditional. This
unseemly haste overlooks several different possibilities, none of which would
be a source of comfort to the traditionalist. Each one of a number of different
kinds of statement might properly be classified as a conditional, a
classification which might nevertheless allow for semantic differences between
one conditional form and another; and one, though only one, variety of
conditionals might be a form which is semantically indistinguishable from the
Philonian or Megarian conditional. Or again, even though no natural
conditional might be identifiable with the Philonian conditional, it might be
that every natural condi-tional possesses a sense which descends in a
relatively simple way from that of the Philonian conditional. It seems to me
that if either of these possibilities were realized, only a superficial
observer could regard the strong theorist as having won his battle. In
fact, there seem to me to be quite a number of different forms of statement
each of which has a good right to the title of conditional, and a number of
which are quite ordinary or humdrum, such as "if p, q," "if p
then q," "unless p, q," and "supposing P, (then) q,"
together with an indefinite multitude of further forms. The two forms which the
strong theorist most signally fails to distinguish are "if p, q" and
"if p then q"; and the strong theorist, therefore, also fails to
differentiate between two distinct philosophical theses: (1) that the sense of
"if p, q" is given by the material conditional, and (2) that the
sense of "if p then q" is given by the material conditional. Thesis
(1) seems to have a good chance of being correct, whereas thesis (2) seems to
be plainly incorrect, since the meaning of "if p, then a" is little
different from that of "if p, in that case q," a linguistic form which
has a much closer connection with argument than would attach to the linguistic
form in which the word "then" does not appear. We should be
careful, therefore, not to allow ourselves to be convinced that the meaning of
"if p, q" diverges from that of the corresponding material
conditional by an argument which relies on a genuine but irrelevant difference
between "if p then q" and the material conditional "p >
q." That the account so far given does not go far enough is shown by
the objection that it could be applied not only to "if p then a" but
also to "either p or q." The account would, if accepted, explain why
someone who advances either a conditional or a disjunctive normally implicates
that there are non-truth-functional grounds for saying what he has said. But an
important difference between conditionals and disjunctives remains unaccounted
for, namely that whereas there seems to be no general difficulty in the idea
that a disjunctive statement which has been advanced on non-truth-functional
grounds can be confirmed truth-functionally, by establishing one of the
disjuncts, the parallel idea with regard to conditionals is not acceptable.
Except perhaps in very special cases, we do not regard the mere discovery that
it is not the case that p, or the mere discovery that q, as confirming a
statement that if p then q. Such a statement is, of course, often regarded as
being confirmable by the discovery that both p and q; but a material
conditional would have to be confirmable by any of thecombinations of
truth-possibilities with which it is consistent. So "if p then q" is
not normally used as a material conditional. There are cases in which any
combination of truth-possibilities except True-False would be regarded as
confirming a statement that if p then q (or at least a statement that if p, q,
since the presence or absence of the word "then" may be something not
to be ignored). In my bridge example, my encoded claim that if I have a red
king, I have a black king too, would be confirmed at a post mortem by establishing
that I had one of the following: No red king and no black king No red king but a black king A red king and a black king The
same feature is exhibited by the statement that if Jones has black then Mrs.
Jones has black, considered as being made in the "puzzle" context. So
this objection does not refute my claim that there is at least one sense of
"if" in which if p then q is a material conditional. But of
course more than this is required. Suppose you say "Either Wilson or
Heath will be the next Prime Minister." I can disagree with you in one of
two ways: (1) I can say "That's not so; it won't be either, it will
be Thorpe." Here I am contradicting your statement, and I shall call this
a case of "contradictory disagreement." (2) I can say "I
disagree, it will be either Wilson or Thorpe." I am not now contradicting
what you say (I am certainly not denying that Wilson will be Prime Minister).
It is rather that I wish not to assert what you have asserted, but instead to
substitute a different statement which I regard as preferable in the
circumstances. I shall call this "substitutive disagreement."
For either of us to be happily said to be right, it is (I think) a necessary
condition that we should have had an initial list of mutually exclusive and
genuine start-ers. If I had said "It will be either Wilson or Gerald
Nabarro," this would be (by exploitation) a way of saying that it will be
Wilson. Now if it turns out to be Heath you have won (have been shown to
be right, what you said has been confirmed); if it turns out to be Thorpe, I
have won. But suppose, drearily, it turns out to be Wilson. Certainly
neither of us is right as against the other; and if it was perfectly obvious to
one and all that Wilson was a likely candidate, though the same could not be
definitely said of the others, then there would, I think, be some reluctance to
say that either of us had been shown to be right, that what either of us had
said had been confirmed(though of course there would be no inclination at all
to say that we were wrong). This situation is one in which it is accepted as
common ground that Wilson is a serious possibility, that the only reasonable
disjunctive question to which one can address oneself is "Wilson or
who?" One point of some importance seems to me to be already
emerging. It looks possible (I do not say that it is so, only that it
might turn out to be so) that whether or not it is correct to say of a
disjunctive statement that it is confirmed by a particular disjunct might
depend on the particular circumstances in which the statement is made. Insofar
as the meaning of "right" may well be tied to the meaning of
"confirm," we might face the same possibility here; and we cannot
rule out the possibility of the same thing applying to the word
"true." Presumably we do not think (and I am precluded by my
adherence to Modified Occam's Razor from thinking unless forced to) that the
expression "either ... or" changes its sense when the
circumstances confer "common ground" status on one of the
disjuncts. If we do not think there is a change of sense, and if we retain the
assumption which gives the present discussion its point, namely that
"either.... Or" is definable by truth-table, then we shall be well
advised to consider the possibility of interpreting "T" and "F"
in some way other than as "true" and "false" respectively.
I do not see that the usual interpretation is sacrosanct, though it obviously
should not be arbitrarily abandoned, and if abandoned should be replaced by a
closely allied interpreta-tion. But if it were to turn out that the
applicability of "true" and "false" is
situation-relative, then this would be a very good reason for abandoning the
current interpretation, replacing "true" by such an expression as
"factually satisfactory" (in conformity with the facts, involving no
mistake), and replacing "confirmed" by "validated"
(guaranteed as factually satisfactory). This course would leave open the
possibility that, for example, "true" and "factually
satisfactory" would turn out to signify the same concept. To revert
to the example under discussion, you might explicitly confer upon one disjunct
a common-ground status. You might say "I think that either Wilson or Heath
will be Prime Minister, but I wish discussion to be restricted to the question
'Wilson or who?'" I can either reject the proposed terms of discussion or
fall in with them, then disagreement between us is limited to substitutive
disagreement, and I shall be debarred from claiming, in the event of its
turning out to be Wilson, that my statement has been confirmed. Or we mighthave
a conventional device to indicate the assignation of common-ground status, such
as enclosing (when writing) the appropriate clause in square brackets. Now if
truth-functional, "if p then q" is exponible as "either not-p
and not-q, or not-p and q, or p and q," and we might apply the
conventional device here to the first two clauses: thus "[either -p and
-q, or -p and a] or p and q," stipulating that discussion is to be related
to the discussion of the third possibility as an alternative to the disjunction
of the first two, and ruling out of order, so to speak, the truth-functional
confirmation of "if p then q" by any disjunct but the last. We do in
fact have a device which seems to work at least somewhat like this, namely
"supposing P, then q," and it is notable that it would, for example,
be very unnatural, in the formulation of my bridge convention, to substitute
"supposing I have a red king, then I have a black king" for the
conditional form which I employed. If concern be felt that this is
introducing an ad hoc device, specially designed to cope with problems about
conditionals, I could reply that it could be employed in areas quite distinct
from those closely connected with conditionals. The bracketing device could be
applied to conjunctive statements [pl q, indicating the fact (not of course
merely the possibility) that p is, or is to be regarded as, common ground (cf.
the difference between "The innings closed at 3:15, Smith not
bat-ting" and "The innings closed at 3:15, and Smith did not
bat"). Whether a proposition is indicated as being allotted
common-ground status as a fact or as a possibility would depend on whether the
un-bracketed form of expression did or did not conventionally commit the
speaker to the acceptance of that proposition. But whether or not we
actually have a conventional "subordinat-ing" device, I certainly do
not wish to attribute this function to "if" (in some uses) as part of
its conventional force, for this would be to confess failure, by invoking a
second meaning for "if." Yet to do so seems attractive. If instead of
saying "Either Wilson or Heath will be Prime Minister," you were to
say "If Wilson does not become Prime Minister, it will be Heath," the
shift would seem to impose just such a restriction on discussion as the one
assigned to the bracketing de-vice. Can one explain the effect of the shift by
indirect methods? In an attempt to deal with this problem, let us first
note a feature which distinguishes "if" ("") from other
familiar connectives. (From now on, I assume familiar ordinary language
connectives to be truth-functional, at least given my weak interpretation of T
and F.)"If," unlike "and" and "or," is noncommutative:
"if p, q" is not equivalent to "if q, p." This makes it
possible to distinguish the components on grounds other than typography and
other than their order of occurrence-indeed, to make a distinction on logical
grounds. One component is F-sufficient; that is, its falsity (or factual
unsatisfactori-ness) is logically sufficient for the factual satisfactoriness
of the molecular utterance of which it is a component. The other component is
T-sufficient; that is, its truth (or factual satisfactoriness) is logically
sufficient for the factual satisfactoriness of the molecular utterance of which
it is a component. I will now raise three questions: (1) Why,
granted the logical equivalence of "if p, q," "either not-p or
q," and "not both p and not-q," should it be the case that there
are many utterances employing "if," for which the substitution of one
of the logically equivalent forms, while intelligible, would be extremely
unnatural? Why, for example, is the transformation of "If he rings, the
butler will let him in" into "Either he will not ring or the butler
will let him in" one of which, at least for most contexts of
utterance, we should be unhappy to avail ourselves? (2) Why, given
that the language contains expressions for negation and conjunction or that it
contains expressions for negation and dis-junction, should it also contain a
unitary expression for the conditional form ("if")? Can we offer a
rationale for having the connective "if" in the language, when
it is possible, in more than one way, to express without "if" any
facts that we can express by using it? (3) Why, granted that we have the
conditional form in the lan-guage, should it be thought appropriate to call the
F-sufficient component "the antecedent" and the T-sufficient
component "the conse-quent"? Perhaps the attempt to answer
these questions may help to solve our primary problem, namely, why it should be
in general natural to "read in" to a conditional a
subordinating device (in effect, to treat "if" as if it meant
"supposing"), on the assumption that we have earlier provided grounds
for assuming that there is no such element in the conventional meaning or force
of "if." It is possible, at least to some extent, to order the
familiar connectives in respect of degree of primitiveness. There is at least
some case for treating "not" and "and" as more primitive
than "or" and "if." As regards "not": if our
language did not contain a unitary negative device, there would be many things
we can now say which we shouldbe then unable to say, unless (1) the language
contained some very artificial-seeming connective like one or other of the
strokes or (2) we put ourselves to a good deal of trouble to find (more or less
case by case) complicated forms of expression involving such expressions
as "other than" or "incompatible with." As regards
"and": in many cases the idea of conjunction might be regarded as
present even without an explicit conjunctive device. To say "It is raining
(pause). It will rain harder soon," seems to say no more and no less than
would be said by saying "It is raining, and it will rain harder
soon." In spite of this kind of emptiness in the notion of conjunction, we
do, however, need explicit conjunctive devices in order to incorporate the
expressions of conjunctive propositions into the expression of more complex
molecular propositions. For example, we need to be able to deny a conjunctive
utterance without committing ourselves with regard to the truth or falsity of
the individual conjuncts, as in: "It will rain tomorrow. It will be fine the day
after." "That's not so." "What's not so?" "That it will rain
tomorrow and be fine the day after." (B's final remark might rest on the
idea (1) that the conjuncts cannot both be true, since it is never fine after
only one day's rain, or (2) that one particular conjunct is false, or (3) that
both conjuncts are false.) A standard (if not the standard) employment of
"or" is in the specification of possibilities (one of which is
supposed by the speaker to be realized, though he does not know which one),
each of which is relevant in the same way to a given topic. "A or B"
is characteristically employed to give a partial (or pis aller) answer to some
"W"-ques-tion, to which each disjunct, if assertible, would give a
fuller, more specific, more satisfactory answer. An ulterior conversational
purpose may be either to provide a step on the way to an elimination of one
disjunct (by modus tollendo ponens), leaving the other as assertible (there
being no advance idea which is to be eliminated), or to have a limited number
of alternatives for planning purposes (in which case the elimination of all
disjuncts but one by modus tollendo ponens may be unnecessary). Obviously, to
put a disjunction to such employ-ment, the speaker must have
non-truth-functional grounds for asserting the disjunction. Support for
this view of the natural employment of "or" is given by the following
talk-exchange, which is perfectly natural: A: "He didn't give notice
of leaving and didn't pay his bill." B:.....
B (after a conversational gap): "It isn't true that he didn't give notice
and didn't pay. He did both" (or did the first though not the
second). But the following would not be comfortable: B: "He
either did give notice or did pay his bill. Indeed, he did both
things." Here the specified conditions (such as addressing a
"W"-question) are lacking, and the use of "or" is
unnatural. If the métier or raison d'être of "or" is its
employment in answering explicit or background "W"-questions, why
should this be so? Why is it suitable for this purpose? I can think of two
possible explana-tions, the second more interesting than the first. The first
explanation is linguistic (and perhaps conceptual) economy. On the assumption
that "W"-questions usually, though not invariably, demand (as final
answer) assertions of affirmative rather than negative propositions (utterance
of affirmative rather than negative sentences), the expression of interim
answers in terms of "or" is more economical than the expression in
terms of "not" and "and." "A or B" is more
economical typographically and perhaps in terms of concepts explicitly
mentioned (if suitably interpreted) than "it is not the case that both not
A and not B." If the disjuncts are negative in form, it is not clear
that "not A or not B" is more economical than "it is not
the case that both A and B." It does, however, seem to be the case that
generally "W"-questions look for an affirmative final answer. We ask
"Who killed Cock Robin?" not "Who didn't kill Cock Robin?"
and similarly for "when," "where," and
"what," though the matter is less clear for "why?"
Since in general, though not necessarily invariably, the employment of
"or" forms for interim answers to explicit or implicit
"W"-questions will be more economical than the employment of the equivalent
form involving "not" and "and," there exists a habit or
practice of preferring the "or" form for this purpose. This being so
(and being generally recognized as so) anyone who uses the "or" form
implicates or suggests thereby (other things being equal) that he is addressing
himself to some explicit or implicit "W"-question. We thus have an
answer to a version of the question (asked of "or" instead of
"if") why for certain cases (though not for others) the use of
"or" forms rather than the use of logically equivalent forms should
be specially natural or appropriate. Furthermore, given that the "or"
form would, if it existed in the language, as against other equivalent forms,
in general effect linguistic and conceptual economy if employed for certain
purposes, we have a rationale for its existence in the language alongside the
other equivalent forms. The second possible explanation for the use of
"or" to answer "W"-questions is that, at some stage,
what I might call a "pointering" principle is involved. Let us
develop this idea step by step. We start with the supposition that a certain segment
of ordinary discourse is, at least to all appearances, free from logical
connectives and other logical particles; whatever logical form it may possess
is discreetly concealed. It might even be that actual languages not only in
fact exhibit this feature but also must exhibit it. It then seems not implausible
to suppose that, if rational beings are equipped to assert a certain range of
statements, they must also be supposed to be equipped to deny just that range
of statements. In that case the negations of the initial range of logically
innocent statements may be supposed to lie within the compass of the speakers
of the language; and these statements, by virtue of their character as denials,
may not wear the same guise of logical innocence. We may also expect the language
which we are sketching to contain words whose function is to express
conjunction. This equipment might not be required in order to give speakers the
capacity to make conjunctive assertions; this much they might achieve simply by
piling up component assertions without giving them the luxury of a conjunctive
garb, in the shape of linkage by the presence of such words as "and."
Devices for expressing the conjunction are rather required because for reasons
already given, speakers must be supposed to be capable of denying whatever it
is they can assert. The presence in the language of words which signify
conjunction will enable speakers to locate a plurality of conjunctive
statements within the scope of a dominant negation-sign; and this in turn will
equip them to withhold assent from a complex of subordinate statements without
committing themselves to a precise identification of each rejected component. We may now inquire about the possibility,
even the desirability, of augmenting the stock of simple and complex
connectives by the addition of one or more further simple logical connectives.
Is there a case, for instance, for the introduction of a special particle for
the expression of disjunction? It looks as if one standard reason for
introducing such a new element into our vocabulary will not be available.
We have already supposed ourselves to be equipped with negative and conjunctive
propositional connectives, and the deployment of an exterior negation governing
a conjunction of two interior negative clauses will provide us with the means
to express precisely that content which the classical propositional calculus
would ascribe to its disjunctive particle. If we accept Modified Occam's Razor,
we had better go along with the propositional calculus in this matter, unless
we can produce a good reason for not doing so. (5) To support an attempt
to find a different kind of reason for the expansion of the corpus of logical
connectives by the addition of a unitary disjunctive particle, I shall suggest
that it would be appropriate first to formulate, and then to try to justify,
what I shall call a "pointering" principle. In the present
context I shall confine myself to the formulation of this principle, leaving to
another day any attempt to justify it. Suppose that a language contains an
indefinite multitude of pairs of expressions, with each pair satisfying the
following simple conditions. Each pair contains a "ф" member and a "y" mem-ber; both the d-member and the
-member of each such pair tolerates completion by the addition of any one of an
indefinite range of embedded sentences (propositional expressions); such
completion is not merely legitimate but also mandatory in the generation of
what are to be full sentences as distinct from sentence schemata. The
completion of the -member of such a pair by a propositional expression a is to
be supposed to possess exactly the same conventional meaning as the completion
of the corresponding -member of the pair by the negation of a. The pointering
principle may be taken to prescribe that, should a speaker be envisaging the
ultimate assertion, either by himself or by someone else, of the propositional
expression represented by a rather than its ultimate denial, he should elect to
use the d-member of the pair with a as its completion; should he, however, be
envisaging an ultimate denial of a rather than its ultimate asser-tion, he
should select the -member of the pair with the negation of a as its completion.
(6) If the foregoing principle could be justified, and if it were to be
considered in relation to a language such as English, which contains the means
both for issuing denials of conjunctions of negative statements and for what
seems to be the exactly equivalent operation of issuing affirmations of
disjunctions of affirmative statements, then thepointering principle would
equip speakers of the language with comprehensive rational policy for handling
- pairs. Assume for the moment that the needed justification is
available. (7) If it be allowed that the foregoing pointering principle
might be the foundation of a rational policy in the handling of @-y pairs
within a language in which such pairs already exist (a policy which would be
based on the achievement of some prospective advantage), then it might also
have to be allowed that in the case of a language in which d-v pairs do
not exist or are in limited supply, a justification could be found for the
institution or augmentation of the availability of such ф-v pairs. So if a disjunctive particle does not already exist, there
would be a case for inventing it. (8) We have so far found reasons of one
sort or another for supposing our language to be enriched by the addition of
unitary particles (connectives) for the expression of the ideas of negation, of
con-junction, and of disjunction. To complete this investigation, we should
turn our attention to the possible justifiability of a further unitary
particle, the business of which would be the construction of conditionals. I
remarked at an earlier point that, of the familiar con-nectives, "if"
seems to be the only one which is noncommutative; the order of the clauses of a
conditional is not, from the semantic point of view, a matter of indifference.
It would not perhaps be surprising if the justification for the addition to a
language of a conditional particle bore some relation to this apparently
special feature of "if." Before embarking upon further speculation in
this direction, we should have an adequate picture of the purposes and
proprieties which govern the recently added disjunctive particles. I have
already suggested that one function which is fulfilled by disjunctive
statements is the provision of interim answers to certain
"W"-questions. If, for example, it is asked "Who killed
Cock Robin?" To reply "the sparrow or the hawk or the fox killed Cock
Robin" might be to offer an interim solution to the problem of identifying
the killer. The smaller the number of disjuncts which such a statement
involves, the closer we may get, in favorable circumstances, to the provision
of a final solution to this problem. Such a final solution might be achieved
when we reach a form of statement in which no disjunctive particle
appears-when, that is, we reach such a statement as "The sparrow killed
Cock Robin." For this final stage to be reached, certain conditions have
to be fulfilled: (i) Some kind of guarantee is needed that, whatever the
final solu-tion turns out to be, it coincides with one member or another of the
initial set of disjuncts. (ii) As the inquiry proceeds, good grounds have
to be found for eliminating disjuncts one by one. iii) The last surviving
disjunct is, as consistency requires, unelimi-nated. (iv) It should be
obvious that disjunctive statements could not be put to work in the kind of way
which I have been sketching unless initially they were accepted on
non-truth-functional grounds. To suppose them to have been initially accepted
on truth-functional grounds-that is, on the strength of the correctness of one
particular disjunct, such as that which identifies the killer of Cock Robin as
the which the come isingros sparrow-commits the gross absurdity of
supposing that the problem which the initial disjunctive statement is invoked
in order to solve has already been solved before the inquiry begins, and so is,
after all, no problem. (9) At least at first glance, it might perhaps
appear that there is a further distinct mode of employment for which the newly
introduced disjunctive particle might be suitable or even in some way useful.
This mode of employment is one which I shall for the moment call
"con-tingency planning." Suppose that my aunt has arranged to come to
visit me but I do not yet know (if indeed a decision has yet been made in the
matter) how, where, and when she will arrive. I might be reasonably confident
that she will not be delivered by submarine at a neighboring naval base or by
parachute to the Berkeley campus of the University of California. But with
regard to the possibility and likelihood of arrival by commercial aircraft at
the San Francisco airport, by passenger vessel at the San Francisco docks, or
by train at the Oakland railroad station, I am quite in the dark, so I use an
appropriate disjunctive statement as the foundation for a process of reaching a
decision about my projected response to each of these contin-gencies.
Despite initial appearances, however, I am inclined to think that further
reflection will not confirm the suggestion that contingency planning will provide
a distinct region of employment for the disjunctive particle. I am influenced
in this matter primarily by two consid-erations. First, I have not yet
mentioned what is in fact plainly the case, that progress from an initial
interim solution to an ultimate final solution of problems involving
disjunctives sometimes can and sometimes cannot be completed through the
unaided use of reason. Ad-mittedly I may never learn in advance the precise
character of my aunt's impending arrival; I may just have to wait and see. That
creates no disanalogy with the inquiry about the killer of Cock Robin. There,
too, I may be able to determine by reason alone just who killed Cock Robin; or
alternatively, to reach a final solution, I may have to invoke the assistance
of observation and empirical evidence. We must not be led astray by an illusion
of disanalogy. Second, the two problems can, should we so desire, be
characterized in structurally analogous ways. Just as I may debate which
member of a set of individuals possesses the attribute of being the killer of
Cock Robin or satisfies the predicate "killed Cock Robin," so I may
debate which one of a number of transport facilities possesses or will possess
the attribute of being my aunt's local destination, or satisfies (or will
satisfy) the predicate "is where my aunt landed." The only
immediately relevant consideration as regards the acceptance or rejection of a
proposed style of characterization is whether such characterization would or
would not bring the item or items characterized within the domain of fruitful
general description and explanation. Whether the proposed characterization
would furnish, for example, what might be thought of as "a good
metaphysical portrait" of the item or items which are being characterized is,
in the present context and possibly in any context, beside the point. In
the light of these reflections I am encouraged to reject the idea that
contingency planning provides us with a distinct field for the deployment of
the disjunctive particle, and I propose provisionally to take it as an adequate
general characterization of the fundamental function of the disjunctive
particle that it is an element in a procedure which: (i) Seeks total or
partial progress in the solution of "W"-questions. (ii) Deploys a
method which is of its nature eliminative. (iii) And so involves a pattern of
argument in which there are two premises, one essentially disjunctive, the
other nondisjunctive (or if disjunctive only accidentally so). (iv)
Requires that the logical quality (affirmative, negative, doubly negative) of
the nondisjunctive premise be contradictorily opposed to that of one of the
components of the disjunctive premise. (10) We may at last return to the
question whether we can point to some purpose or function the fulfillment of
which might call for the institution of a special unitary conditional
connective, it being the case that, in the present context, when we speak of
conditionals, weare referring to material conditionals. The noncommutative
character of "if," together with the formal structure of modus
ponendo ponens, one of the forms of argument most intimately connected with the
use of conditionals, seem to preclude the possibility that the function we are
seeking consists in the operation of an eliminative procedure by which progress
might be made toward the solution of "W"-questions, or for that
matter toward a solution of some other kind of question. While the
introduction of a special unitary conditional connective has some connection
with questions, it has no particular connection with
"W"-questions, and its connection with questions consists, in the
first instance at least, in something other that the provision of a method for
answering them. I begin by taking up an idea suggested by Cook Wilson,
who may, it seems to me, have been heavily though confusedly entangled in a not
so distant relative of the question which is at the present moment exercising
me. He noticed that when we turn our attention not to
"W"-questions but to "Yes/No" questions, we find countless
examples of pairs of such questions whose members are mutually inde-pendent,
but we also find an indefinite multitude of such pairs in which the components
are not mutually independent-pairs, that is, with respect to which one might
say, as he put it, that "the question whether so and so is a case of the
question whether such and such." By this characterization he fairly
clearly meant that an affirmative answer to the first question would dictate an
affirmative answer to the second question, while a negative answer to the
second question would dictate a negative answer to the first. This
relationship, which I call one of "interrogative subordination,"
holds, for example, between the components of the ordered pair of questions (1)
"Does your aunt live in London?" and (2) "Does your aunt live in
En-gland?" In a more extended inquiry than this one it might become
incumbent upon us to consider more finely grained applications of this initial
idea, such as the possibility and desirability of distinguishing between
examples of subordination which are and are not dependent upon particular
circumstances. (11) A preliminary account of the role to be expected as
one to be fulfilled by a specially introduced unitary particle for the
expression of conditionals might run along the following lines: (i) Like
the previously considered disjunctive particle, the conditional particle would
have a function which is connected with ques-tions. But unlike the disjunctive
particle, the conditional particlewould have no special association with some
particular kind of ques-tion; the conditional particle would not be tied to any
particular kind of question in a way analogous to that in which the disjunctive
particle is being envisaged as specially related to "W" -questions.
The link between the conditional particle and questions would be a link with
questions in general. (ii) Again unlike the disjunctive particle, the
conditional particle would not be specially concerned with the institution or
the operation of some recognized procedure for answering or solving questions,
not even for answering or solving questions in general. Indeed, it might be
better to regard the operation with the conditional particle as directed not
toward the removal from the stage of thought —material which is not or, in the
present context, is not likely to be of use—but rather toward the building up,
on the basis of certain initial informa-tion, of a body of knowledge which can
be brought to bear, when occasion arises, upon whatever questions call for solution.
Operation with the conditional particle might be said to be not eliminative but
rather accumulative. (iii) The positive side of this account of the
function of the conditional particle might be expressed by saying that it
consists in an indefinitely prolonged process which involves the pursuit of
chains of interrogative subordination. Beginning with certain starting points,
one adds to these starting points, without discarding any of them, an
indefinite multitude of further pieces of information which exhibit the feature
of being affirmative answers to questions to which other questions lying
earlier in the chain and already affirmatively answered are interrogatively
subordinated. Thus, later questions in the chain have in effect already been
answered through answering earlier questions which are subordinated to them.
This representation of the role of the conditional particle would give it a
predominant position in relation to argument and the extension of knowledge, a
feature which might be expected to appeal to the strong theorist. The
accumulation of knowledge which this account envisages would provide an
informal analogue to the more regimented procedures on which professional
mathematicians and scientists rely in building their theories. So the account
just offered might fairly claim to do justice to the central place of the
conditional in rational thought and research. I shall now set out in a
consecutive form a full account of my proposals for handling the conditional
particle. (a) In my view the strong theorist is right in seeing a special
linkbetween conditionals and relations of inferrability which may hold between
one statement or proposition and another; I shall call inferr-ability
connections of this sort "strong" connections. The existence of this
link is attested both by intuition and by the practice of calling the first and
second clauses of a conditional, respectively, the antecedent and the
consequent. Though right about the
existence of this link, the strong theorist is wrong about its nature. The
conventional meaning of a conditional is given by a specification of the
truth-conditions assigned by truth-tables to the material conditional. But even
though a reference to strong connections may not be required in order to give
the meaning of a conditional, there are two other kinds of link between
conditionals and strong connections which may be of the utmost importance, and
also be sources of nonconventional implicatures. First, it might be that either
generally or at least in special contexts it is impossible for a rational
speaker to employ the conditional form unless, at least in his view, not merely
the truth-table requirements are satisfied but also some strong connection
holds. In such a case a speaker will nonconventionally implicate, when he uses
the conditional form in such a context, that a strong connection does hold. A different and more
specialized source of nonconventional im-plicature might lie in the particular
role or function which the conditional form is specially fitted to fulfill in
rational discourse. If such a role or function can be assigned to the
conditional form, this might justify both the existence of the conditional form
in the language and an implicature, on the part of one who uses it, that he is
using it to fulfill this role or function. Should the fulfillment of this
function require that a strong connection holds between antecedent and
conse-quent, that such a connection holds will also be nonconventionally
implicated. The fact that, among the
familiar binary propositional connec-tives, "if" alone is
noncommutative is taken by me as an indication of the existence of such a
special role for the conditional form. I take the noncommutative character of
the conditional form as an indication that its special role lies in the
presentation of cases in which a passage of thought, or inferential passage, is
envisaged from antecedent to consequent, and possibly to a further consequent
with respect to which the first consequent occupies the position of antecedent.
Any such chain of passages of thought or inference may be thought of, inline
with Cook Wilson's insight, as involving a chain of interroga-tively
subordinated questions, in which an affirmative answer to an earlier question
determines affirmative answers to later questions, and equally a negative
answer to a later question determines negative answers to earlier questions. The conditional form can
fulfill this role only insofar as the truth-value of the conditional itself can
be recognized independently of knowledge of the truth-values of the components
of the condi-tional, that is to say, by virtue of strong connections between
antecedents and consequents. A speaker, therefore, who nonconventionally
implicates that he is using a conditional to fulfill its special function will
thereby implicate that a strong connection holds between antecedent and
consequent. The building up of a storehouse
of interrogatively subordinated sequences of question-schemata or
question-patterns, where each such sequence may be specifically diversified
into a multiplicity of interrogatively subordinated sequences of questions, is
a vital element in our equipping ourselves to handle the world in which we
live. There will thus be both an
important link and an important contrast between the special function of the
disjunctive particle and the special function of the conditional particle. Both
may be thought of as connected with questions; but unlike the disjunctive
particle, the conditional particle is not specially associated with an
eliminative procedure, or indeed with any kind of procedure, for the solution
of questions. Its special function is not eliminative but accumulative. Grice's
Paradox Yog and Zog play chess according to normal rules, but with two
special conditions: Yog has white 9 out of 10 times. there are no draws. To date
there have been 100 games: Yog when white won 80 out of 90. Yog when black lost 10 out of
10. They played one of the 100 games last night. The Law of
Contraposition states that "if A, B" is equivalent to "if not B,
not A." So, seemingly, the probabilities are: % that if Yog had white, Yog
won. ½ that if Yog lost, Yog had
black. % that either Yog didn't have
white or he won. What is to be done? Abandon the Law of Contraposition?
Dummett and Kripke suggest that we distinguish between: (1) the notion of the
probability of a conditional relative to certain evidence h, a notion which is
not altered if, for that conditional, we substitute its standard
contrapositive, or (for that matter) its standard disjunctive counterpart; for
(if p, q)h is equivalent to (if not q, not p)/h, and also to (either not p or
q)h; and (2) the notion of conditional probability as it is exemplified in the
probability of p, relative to both q and h, a notion which cannot be treated as
identical with the probability of the negation of q, relative to the
conjunction of the negation of p and h. They further suggest that the puzzle
about Yog and Zog should be taken to relate to conditional probabilities and
not to the probability of conditionals. Perhaps we might deal with the
"belief" version of the paradox by distinguishing: The belief that if p, q, which
is identical with the belief that if not-q, not-p, and also with the belief
that either not-p or q. The belief that (on the supposition that p) 4, which is not identical
with the belief that (on the supposition that not-q) not-p. I do not propose to
quarrel with this solution to the paradoxical aspect of my example. My problem
is: "Assuming that the proposed distinction is acceptable, and assuming,
as I do, that 'if p, q' does not mean, for example, 'on the supposition that p,
q,' why should it in this example be read or interpreted as if it did? Why
should it be naturally assumed that a speaker would here mean 'on the
supposition that p, q,' if this is not part of the conventional force of
'if'?" The problem is solved if we assume that "if p, q" is (as
I have suggested) naturally adapted for (looks toward) a possible employment in
modus ponendo ponens. We then think what background information we would use if
given the second premise "Yog had white" (when we would not, of
course, consider what happened when Yog had black). Similarly, if we are asked
the probability that if Yog did not win, he did not have white, and if we take
this question to "look toward" the possession of information that Yog
did not win, we consider only what was the case when Yog did not win (as
regards his having white or black) and ignore cases in which Yog won. If
we are asked the probability that he either did not have white or won, there is
no direction (pointering) to modus ponendo ponens, so we consider the whole
series of games which were either ones in which Yog had black or ones in which
Yog won. Now a serious difficulty has to be faced. If, as the thesis
under consideration maintains, the conventional meaning of "if p, q"
is the same as that of "p q," then the conventional meaning of the
negation of "if p, q" might be the same as the conventional meaning
of the negation of "pa," namely "both p and not-q." But it
seems implausible to suppose that this is the conventional meaning of "it
is not the case that, if p, q." To employ a striking example of
Bromber-ger's: suppose that A says "If God exists, we are free to do
whatever we like," and B replies "That's not the case" (which he
would be prepared to expand into "It is not the case that if God exists,
we are free to do whatever we like"). B could not, it seems, in any
circumstances be supposed to have committed himself to the conjunctive thesis
that (1) God does exist and (2) we are not free to do whatever we like. So
ordinary conditionals cannot, in general, be material. Thus the
objection; is there a reply to it? As a preliminary, one might observe
that it is by no means always clear just what a speaker who says (or says in
effect) "it is not the case that if p, q" is committing himself to,
or intending to convey. There seem to be three kinds of cases: (1)
Cases in which the unnegated conditional has (would have) no implicatures, and
in which the total signification of its utterance is representable by the
content of the material conditional. For example, suppose partner A is using my
special bridge convention ("five no trumps" = "If I have a
red king, I have a black king") and has bid five no trumps. If his
partner B, during the post-mortem, were to say "What you told me by
bidding five no trumps was not correct (not true)," it seems to me that he
would have to have meant that A had a red king but no black king; that is, here
the denial of "if p, q" has the force of "p and not-q."
Such examples cause the thesis no trouble. (2) Sometimes a denial of a
conditional is naturally taken as a way of propounding a counterconditional,
the consequent of which is the negation of the consequent of the original
conditional. If A says "If he proposes to her, she will refuse him"
and B says "That's not the case," B would quite naturally be taken to
mean "If he proposes to her, she will not refuse him" (in context
meaning, perhaps, "If he proposes, she will accept him").(3)
Sometimes a denial of a conditional has the effect of a refusal to assert the
conditional in question, characteristically because the denier does not think
that there are adequate non-truth-functional grounds for such an assertion. In
such a case, he denies, in effect, what the thesis represents as an implicature
of the utterance of the un-negated conditional. For example, to say "It is
not the case that if X is given penicillin, he will get better" might be a
way of suggesting that the drug might have no effect on X at all. To cope
with cases of kind (2), we might redefine the bracketing device as a device the
function of which is to give a certain sort of precedence (closely allied to
precedence in respect of scope) to the enclosed expression. At the same time we
might point out that such a device might have an application in areas quite unconnected
with conditionals. The general pattern for the definition of this device is as
follows. Suppose I have a sentence Buy (B and y being subexpres-sions, the
linkage sign u indicating typographical sequence). Suppose B is an expression
of a type for which enclosure has been licensed. Then, provided that no
further subexpression precedes (Bl, the sentence (B]uy will be true in all
those and only those circumstances in which Buy (without enclosure) is true.
But suppose an expression a (of a specified type or range of types, such as a
negation sign) precedes [Bluy yielding au[B]uy. Then the result thus achieved
is to have the same conventional force as Bay (without enclosure). I may
remark at this point that in Essay 17 I present a slightly more elaborate
version of the foregoing bracketing device and suggest the possibility of using
it to deal with problems about presupposition and Russell's Theory of
Descriptions. There are indeed two possible ways in which this might be done.
One of these ways will involve the introduction and use of the bracketing
device in the philosophical treatment of definite descriptions. The other way
would avoid the suggestion that the bracketing device would specify a feature
of the conventional meaning of definite descriptions but would give reasons for
treating definite descriptions as if their conventional meaning is in part
represented by means of the bracketing device. In effect, both possibilities
are considered in Essay 17. Two somewhat similar positions might be taken
up with respect to the relation between the bracketing device and the
conditional. The first position invokes a sense for "if p, q" which
diverges from that of the material conditional, and so cannot be adopted by one
who supports the thesis that "if" and "y" are identical in
meaning. According to this position, sometimes "if p, q" is identical
in meaning with"[either not-p orla," the bracketing device being (as
before) understood as giving "precedence" (over at least a prefixed
negation sign) to the bracketed expression. Given that "if p, q" is
used in this sense, "it is not the case that if p, q" means the
same as "it is not the case that [either not-p orla," which in turn
means the same as "either not-p or not-q" (the "if" here
being material). This yields a result which squares with what I suggested as
being a natural interpretation of "It is not the case that if he proposes
to her, she will refuse him," namely, "If he proposes, she will
not refuse him." To utter the bracket-including disjunctive "[either
A or] B" is to utter something the denial of which means "either A or
not B." Both the bracketed disjunctive and its denial allow (at least by
implication) the possibility that A is true. So one would presumably only use
the bracketed form (or some form equivalent to it) if one wished to indicate
both that one was treating it as an admitted possibility that A is true and
that one wished to address oneself to the question "A or what?"
("Supposing not-A, what?"). And this is what was previously suggested
as being the conventional force of "[A or] B." The second
position that might be taken with respect to "if p, q" (required if
the identity thesis as regards "if" and "" is to be
main-tained) consists in holding that, though "if p, a" does not
mean "(either not-p or] q," its utterance is often to be
interpreted as implicating just that. The argument for this contention proceeds
on the following lines. Insofar as "if p, q" is geared toward
possible employment in modus ponendo ponens argument and so toward the possible
assertion of "p," an utterance of "if p, q" will tend to
have the effect of an utterance of "supposing p, 4" (though
"supposing p, q" and "if P, q" are not identical in
meaning). But "supposing p, q" would be a fair reading of the
bracket-including disjunction "[either not-p or) q." So, given that
"if p, q" is to be understood as implicating "[either not-p or]
q," its denial should be interpreted as having the effect of
"if p, not q." In cases of type (3), saying "it is not the
case that if p, q" is to be interpreted as a refusal to assert "if p,
q," and is in consequence an implicit denial that there are adequate
grounds for such an assertion. This type of case raises no particular
difficulty. A denial of a disjunctive statement can be made with parallel
intentions. If you say "X or Y will be elected," I may reply
"That's not so; X or Y or Z will be elected." Here, too, I am
rejecting "X or Y will be elected" not as false but as unassertable.
But the possibility of speaking in this waygives no ground for supposing that
"or" is not truth-functional. We now, however, have to face a
radical objection to the kind of defense which I have been attempting to
provide for the thesis that "if" and "" are identical
in meaning. The suggested treatment of the negation of conditionals proceeds on
the following principle: if the affirmation of "if p, q" does not
(would not) carry any implicature (as in the bridge example), then its denial
has to be interpreted as equivalent to the assertion "that p and not-q."
But if the affirmation of "if p, q" carries an implicature, its
denial has to be interpreted as the denial of the implicature. This principle
does not appear to be acceptable. Certainly there are cases in which a denial
has to be interpreted as the denial of an implicature. "She is not the
cream in my coffee" must be understood as denying, for example, that she
is my pride and joy, not as denying that she is literally the cream in my
coffee. If an utterance is not absurd when taken literally, a denial of it is
standardly a denial of its literal meaning. If you say ironically "He is a
splendid fellow" and I reply "He is not a splendid fellow," I
must be saying, directly (and feebly), just what you have implicated; I cannot
be meaning "He is a splendid fellow." Again, if I say "He has
been visiting New York a lot lately," implicating that he has a girlfriend
in New York, it is simply not possible to mean by "No, he hasn't"
merely that he has not got a girlfriend in New York. I am afraid I do not yet
see what defense (if any) can be put up against this objection. It might
help to clarify the somewhat tortuous course of my treatment of indicative
conditionals if I specify, in a summary form, the sequence of ideas which have
been canvassed in that treatment. My main initial effort has been to develop the idea
that the conventional (lexical meaning of "if" is that which is
provided by a truth-table for material implication. Though a stronger condition
than that provided by the truth-table is often implied, it is a mistake to
regard this implication as lexical in origin, rather than as a conversational
implicature. Two ways in which an
implicature of such a stronger condition might be generated are discussed. One
is as a generalized implicature founded on the Cooperative Principle and the
conversational maxims, particularly the first maxim of Quantity. The second way in which such an
implicature might arise is dependent on the supposed role or function in the
language of a conditional particle. Other logical particles may be supposed to
havetheir own special roles or functions, but these will be distinct from that
of the conditional particle, which relates to the setting up of chains of
interrogatively subordinated questions. Alongside and connected with this second source of
implicature will be a suggestion or implication that the negation of the
antecedent of a conditional is to be thought of as common ground, as a
possibility though not necessarily as a fact, between those who debate the pros
and cons of a particular conditional. The attribution of such common-ground status might be
thought of either as something which has to be "read in" as a
non-conventional implicatum, or as an element in the lexical meaning of certain
conditionals, such as those the expression of which involves words or phrases
such as "supposing," "suppose that," "if ...
then," and perhaps even "if" itself. It is further open to question,
should it be necessary to attribute common-ground status, just what constitutes
being common ground. There are two possibilities. One is that it lies in an
understanding by speakers that they are debating the nature of the acceptable
alternative to that which is taken as being common ground as a possibility.
("If not so-and-so, then what?") The other possibility would be
one which involves the specification of a syntactical rule which would dictate
the allocation of scope within a rewritten formulation of the original
conditional. If the second version is
preferred, it will be difficult to avoid the supposition that it is a feature
of the lexical meaning of the con-ditional, even though possibly a feature
which rests upon prelexical considerations, and which introduces no new
concepts. In conclusion, I present a Kant-type antinomy which, I think,
reinforces one of my suggestions for the treatment of Indicative
Condi-tionals. I. Thesis. "Proof" that "if A, B" is a
material conditional. Assume: (1) A J B is true. By
definition of J, we derive: (2) At least one of the pair of statements
(not-A,B) is true. From (2) we derive:(3) If not-A is false, then B is
true. Provided that not-A is false iff A is true, then we derive:
(4) If A is true, then B is true. This surely would yield: (5) The
conditional "if A,B" is true. So an ordinary conditional is
derivable from the corresponding material conditional. II. Antithesis.
"Proof" that "if A, B" is not a material conditional.
If the thesis is valid, that is, if (1) yields (2) yields (3) yields (4) yields
(5), there must be a valid series of steps starting with the assumption that
(5) is false, which derives that (1) is false. That is to say, assuming the
negation of (5) (that it is false that if A, B) we must be able to derive the
negation of (1) (that it is false that A > B), but "it is false
that A > B" is by definition equivalent to "the conjunction of A
with the negation of B is true." So, since "it is not the case that
if A, B" does not entail "A and the negation of B are both
true," it is talse that the negation of (5) yields the negation of
(1). So the "proof" given in the Thesis is invalid III.
It may be possible to reach a solution of this puzzle by invoking my bracketing
device. If it should be true that "if A, B" means, or at least has
the effect of, "[either not-A or]B," then "A S B" will
yield "if A, B," but the negation of "if A, B" will
not yield the negation of "A J B"; in which case the paradox
disappears. Let us take stock. My main efforts so far have been directed
as follows: I have suggested a provisional
account of a kind of nonconven-tional implicature, namely a conversational
implicature; what is implicated is what it is required that one assume a
speaker to think in order to preserve the assumption that he is observing the
Cooperative Principle (and perhaps some conversational maxims as well), if not
at the level of what is said, at least at the level of what is implicated. I have attempted to see to what
extent the explanation of impli-cature is useful for deciding about the
connection of some of the A-philosophical theses, listed in Essay 1. A lot of
unanswered questions remain: (1) The reliance (without much exposition)
on a favored notion of "saying" needs to be further
elucidated. The notion of conventional
force (conventional meaning) deserves more attention, and the notion itself
needs to be characterized. The notion of conventional implicature requires
attention, and the relation between what is conventionally implicated and what
is said needs characterization. "Implicature" is a blanket word to avoid
having to make choices between words like "imply,"
"suggest," "indicate," and "mean." These words
are worth analyzing. (5) Also needed are a clarification of the notion of
relevance, a more precise specification of when relevance is expected (filling
outthe maxim of relevance), and a further consideration of why there is a
general expectation that this maxim (and indeed all maxims) be observed.
I doubt if I shall be able here to address myself to all of these ques-tions. I
shall, in the first instance, try to pursue question (1) further, which will
carry with it some attention to questions (2) and (3). What follows is a
sketch of direction, rather than a formulation of a thesis, with regard to the
notion of saying that p (in the favored sense of say). I want to say that
(1) "U (utterer) said that p" entails (2) "U did something x by
which U meant that p." But of course many things are examples of the
condition specified in statement (2) which are not cases of saying. For example,
a man in a car, by refraining from turning on his lights, means that I should
go first, and he will wait for me. Let us try substituting, for (2),
(2'): "U did something x (1) by which U meant that p (2) which
is of a type which means "p." (that is, has for some person or other
an established standard or conventional meaning). There is a convenient
laxity of formulation here: quite apart from troubles about the quoted
variable, "p" will be in direct speech and so cannot be a quotation
of a clause following "U meant that". Again many things satisfy the
condition mentioned in this example which are not cases of saying, such as
hand-signaling a left turn. We want doing x to be a linguistic act; with
hideous oversimplification we might try the formulation: "U did
something x (1) by which U meant that p which is an occurrence of an
utterance typeS (sentence) such that S means 'p' (4) S consists of a sequence of
elements (such as words) ordered in a way licensed by a system of rules
(syntactical rules) (5) S means "p' in virtue of the particular
meanings of the elements of S, their order, and their syntactical
character." I abbreviate this to: "U did something
x (1) by which U meant that p (2) which is an occurrence of a type S
which means "p' in some linguistic system." This is still too
wide. Us doing x might be his uttering the sentence "She was poor
but she was honest." What U meant, and what the sentence means, will both
contain something contributed by the word "but," and I do not
want this contribution to appear in an account of what (in my favored sense) U
said (but rather as a conventional im-plicature). I want here to
introduce some such idea as that of "central mean-ing." I want to be
able to explain or talk about what (within what U meant) U centrally meant, to
give a sense to "In meaning that p, U centrally meant that q."
So "U said that p" may finally come out as meaning: "U did
something x (1) by which U centrally meant that p (2) which is an
occurrence of a typeS part of the meaning of which is "p'" This
leaves various questions to be pursued: How is "U meant that
p" to be explicated? How is "W (word or phrase) means'..?" to be
explicated, and how is this locution related to "U meant that p"? How is "S means (would
mean) "p'" (also "S meant "p' here, on this occasion"
and "U meant by S "p'") to be explicated, and how does this
relate to the locutions mentioned in questions (1) and (2)? How is "U centrally meant
that p" to be explicated? 2. Varieties of Nonnatural Meaning Within
the range of uses of the word "mean" which are specially connected
with communication (uses, that is, of the word "mean" in one or
another of what I have called "nonnatural" senses), there are
distinctions to be made. Consider the following sentence (S): "If I
shall then be helping the grass to grow, I shall have no time for
reading."(1a) It would be approximately true to say that S means (has as
one of its meanings) "If I shall then be assisting the kind of thing of
which lawns are composed to mature, I shall have no time for reading." It
would also perhaps be approximately true to say that S means (has as another of
its meanings, in at least one version of English) "If I shall then be
assisting the marijuana to mature, I shall have no time for reading." Such
meaning-specification I shall call the specifications of the timeless
meaning(s) of a "complete" utterance-type (which may be a sentence or
may be a "sentence-like" nonlinguistic utterance-type, such as a
hand-signal). (1b) It would be true to say that the word
"grass" means (loosely speaking) "lawn-material," and also
true to say that the word "grass" means "marijuana." Such
meaning-specifications I shall call the specifications of the timeless
meaning(s) of an "incomplete" utterance-type (which may be a
nonsentential word or phrase, or may be a nonlinguistic utterance-type which is
analogous to a word or phrase). (2a) Since a complete utterance-type x may have
more than one timeless meaning, we need to be able to connect with a particular
utterance of x just one of the timeless meanings of x to the exclusion of the
others. We need to be able to say, with regard to a particular utterance of S,
that S meant here (on this occasion) "If I shall be assisting the kind of
thing of which lawns are composed to mature, I shall have no time for
reading," and that "I shall then be assisting the grass to grow"
meant here "I shall be assisting the kind of thing of which lawns are
composed to mature." Such meaning-specifications I shall call
specifications of the applied timeless meaning of a complete utterance-type (on
a particular occasion of utterance). Such specifications aim to give one the
correct reading of a complete utterance-type on a particular occasion of
utterance. (2b) Similarly, we need to be able to specify what I shall
call the applied timeless meaning of an incomplete utterance-type; we need to
be able to say, with respect to the occurrence of the word "grass" in
a particular utterance of S, that here, on this occasion, the word
"grass" meant (roughly) "lawn-material" and not
"marijuana." (3) It might be true to say that when a particular
utterer U uttered S, he meant by S (by the words of S): (i)
"If I am then dead, I shall not know what is going on in the world,"
and possibly, in addition,(ii) "One advantage of being dead will be that I
shall be protected from the horrors of the world." If it were
true to say of U that, when uttering S, he meant by S (i), it would also be
true to say of U that he meant by the words, "I shall be helping the grass
to grow" (which occur within S), "I shall then be dead."
On the assumption (which I make) that the phrase "helping the grass to
grow," unlike the phrase "pushing up the daisies," is not a
recognized idiom, none of the specifications just given of what U meant by S
(or by the words "I shall be helping the grass to grow") would be
admissible as specifications of a timeless meaning or of the applied timeless
meaning of S (or of the words constituting the antecedent in S). The words
"I shall be helping the grass to grow" neither mean nor mean here
"I shall be dead." The kind of meaning-specification just cited
I shall call the specification of the occasion-meaning of an
utterance-type. (4) The varieties of meaning-specification so far
considered all make use of quotation marks (or, perhaps better, italics) for
the specification of what is meant. The fourth and last type to be considered
involves, instead, the use of indirect speech. If it were true to say of U that
he meant by S (i) (and(i]), it would also be true to say of him that when he
uttered S (by uttering S) he meant that if he would then be dead he would not
know what was going on in the world, and that when he uttered S he meant that
(or part of what he meant was that) one advantage of being dead would be that
he would be protected from the horrors of the world. Even if, however, when he
uttered S, he meant, by the words "I shall then be helping the grass to
grow," "I shall then be dead," it would not be true to say that
he meant by these words that he would then be dead. To have meant that he would
then be dead, U would have had to commit himself to its being the case that he
would then be dead; and this, when uttering S, he has not done. This type of
meaning-specifications I shall call specifications of an utterer's
occasion-meaning. We can, then, distinguish four main forms of
meaning-specifica-tion: (1) "* (utterance-type) means'..?"
(Specification of timeless meaning for an utterance-type which is either [1a]
complete or [1b] incomplete) "x (utterance-type) meant here'..?"
(Specification of applied timeless meaning for an utterance-type which is
either [2a] complete or [26] incomplete) "U meant by x (utterance-type)'..'"
(Specification of utter-ance-type occasion-meaning) "U meant by uttering x
that.." (Specification of utterer's occasion-meaning) There is, of course,
an element of legislation in the distinction between the four cited linguistic
forms; these are not quite so regimented as I am, for convenience,
pretending. In Essay 6 l consider in some detail the relations between
timeless meaning, applied timeless meaning, and what I am now calling
utter-er's occasion-meaning. Starting with the assumption that the notion of an
utterer's occasion-meaning can be explicated, in a certain way, in terms of an
utterer's intentions, I argue in support of the thesis that timeless meaning
and applied timeless meaning can be explicated in terms of the notion of
utterer's occasion-meaning (together with other notions), and so ultimately in
terms of the notion of intention. In that essay I do not distinguish
utterance-type occasion-meaning from ut-terer's occasion-meaning; but once the
distinction is made, it should not prove too difficult to explicate
utterance-type occasion-meaning in terms of utterer's occasion-meaning. The
following provisional def-inition, though inadequate, seems to provide a
promising start in this direction. Let "o(x)" denote a complete
utterance-type (o) which contains an utterance-type x; x may be complete or
incomplete, and may indeed be identical with o. Let "ф" denote an utterance-type. Let "o(ф/x)" denote the result of substituting & for x in o. Then I
propose for consideration the following loosely framed definition:
"By x, U meant diff (Ho) {U uttered o (x), and by uttering o (x) U
meant that.. •[the lacuna to be completed by writing o(ф/x)]}." My task is, however, to consider further the
assumption made in the essay to which I have been referring, that the notion of
utterer's occasion-meaning is explicable, in a certain way, in terms of the
notion of utterer's intention, and I shall now turn to that topic. I
shall take as a starting-point the account of nonnatural meaning which appears
in Essay 14 in this volume, treating this as an attempt to define the notion of
utterer's occasion-meaning. To begin with, I shall take as my definiendum
not the form of expression which is of primary interest, namely (1) "By
uttering x, U meant that p," but rather another form of expression,
discussed in my 1957 article, namely (2) "By uttering x, U meant
something." My 1957 account, of course, embodied the idea that an adequate
definiens for (2) would involve a reference to an intended effect of, or
response to, the utterance of x, and that a specification of this intended
effect or response would provide the material for answering the question what U
meant by uttering x. Later, I shall revert to definiendum (1), and shall
attempt to clarify the supposed link between the nature of the intended
response and the specification of what U meant by uttering x. I start,
then, by considering the following proposed definition: "U meant
something by uttering x" is true iff, for some audience A, U uttered x
intending: A to produce a particular
response r A to think (recognize) that U
intends (1) A to fulfill (1) on the basis
of his fulfillment of (2). Two explanatory remarks may be useful. I use the
terms "uttering" and "utterance" in an artificially
extended way, to apply to any act or performance which is or might be a
candidate for nonnatural meaning. And to suppose A to producer "on the
basis of" his thinking that U intends him to produce r is to suppose that
his thinking that U intends him to producer is at least part of his reason for producing
t, and not merely the cause of his producing r. The third subclause of the
definiens is formulated in this way in order to eliminate what would otherwise
be a counterexample. If, for subclause (3), we were to substitute: (3a) A
to fulfill (1) as a result of his fulfillment of (2) we should have
counterintuitively to allow that U meant something by doing x if (as might be
the case) U did x intending: A to be amused A to think that U intended him to be amused (3a) A to
be amused (at least partly) as a result of his thinking that U intended him to
be amused. But though A's thought that U intended him to be amused might
be a part-cause of his being amused, it could not be a part of his reason
for being amused (one does not, indeed, have reasons for being amused). So the
adoption of (3) rather than of (3a) excludes this case. I shall consider
objections to this account of utterer's occasion-meaning under two main heads:
first, those which purport to show that the definiens is too weak, that it lets
in too much; and second, those which purport to show that the definiens is too
strong, that it excludes clear cases of utterer's occasion-meaning. To meet
some of these objections, I shall at various stages offer redefinitions of the
notion of utterer's occasion-meaning; each such redefinition is to be regarded
as being superseded by its successor. 3. Alleged Counterexamples Directed
against the Sufficiency of the Suggested Analysans (i) (J. O.
Urmson in conversation) There is a range of examples connected with the
provision by U (the utterer) of an inducement, or supposed inducement, so that
A (the recipient or audience) shall perform some action. Suppose a prisoner of
war is thought by his captors to possess some information which they want him
to reveal; he knows that they want him to give this information. They subject
him to torture by applying thumbscrews. The appropriate analysans for
"They meant something by applying the thumbscrews (that he should tell
them what they wanted to know)" are fulfilled: They applied the thumbscrews
with the intention of producing a certain response on the part of the victim. They intended that he should
recognize (know, think) that they applied the thumbscrews with the intention of
producing this re-sponse. They intended that the prisoner's recognition
(thought) that they had the intention mentioned in (2) should be at least part
of his reason for producing the response mentioned. If in general to specify in
(1) the nature of an intended,response is to specify what was meant, it should
be correct not only to say that the torturers meant something by applying the
thumbscrews, but also to say that they meant that he should (was to) tell them
what they wished to know. But in fact one would not wish to say either of these
things; only that they meant him to tell. A similar apparent counter-example
can be constructed out of a case of bribery. A restriction seems to be
required, and one which might serve to eliminate this range of counterexamples
can be identified from a comparison of the two following examples: I go into a tobacconist's shop,
ask for a pack of my favorite cigarettes, and when the unusually suspicious
tobacconist shows that he wants to see the color of my money before he hands
over the goods, I put down the price of the cigarettes on the counter. Here
nothing has been meant. I go to my regular tobacconist (from whom I also purchase other goods)
for a pack of my regular brand X, the price of which is distinctive (say 43
cents). I say nothing, but put down 43 cents. The tobacconist recognizes my need
and hands over the pack. Here, 1 think, by putting down 43 cents, I meant
something —namely, that I wanted a pack of brand X. I have at the same time
provided an in-ducement. The distinguishing feature of the second example seems
to be that here the tobacconist recognized, and was intended to recognize, what
he was intended to do from my "utterance" (my putting down the
money), whereas in the first example this was not the case. Nor is it the case
with respect to the torture example. So the analysis of meaning might be
amended accordingly, in the first redefinition: "U meant something
by uttering x" is true iff: U intended, by uttering x, to induce a certain
response in A U intended A to recognize, at
least in part from the utterance of x, that U intended to produce that response
U intended the fulfillment of
the intention mentioned in (2) to be at least in part A's reason for fulfilling
the intention mentioned in (1). While this might cope with this range of
counterexamples, there are others for which it is insufficient. (ii)
(Stampe, Strawson, Schiffer) (a) (D. W. Stampe in conversation) A man is
playing bridge against his boss. He wants to earn his boss's favor, and for
this reason he wants his boss to win, and furthermore he wants his boss to know
that he wants him to win (his boss likes that kind of self-effacement).
He does not want to do anything too blatant, however, like telling his boss by
word of mouth, or in effect telling him by some action amounting to a signal,
for fear the boss might be offended by his crudity. So he puts into operation
the following plan: when he gets a good hand, he smiles in a certain way;
the smile is very like, but not quite like, a spontaneous smile of pleasure. He
intends his boss to detect the difference and to argue as follows: "That
was not a genuine giveaway smile, but the simulation of such a smile. That sort
of simulation might be a bluff (on a weak hand), but this is bridge, not poker,
and he would not want to get the better of me, his boss, by such an
impropriety. So probably he has a good hand, and, wanting me to win, he hoped I
would learn that he has a good hand by taking his smile as a spontaneous
giveaway. That being so, I shall not raise my partner's bid." In
such a case, I do not think one would want to say that the employee had meant,
by his smile (or by smiling), that he had a good hand, nor indeed that he had
meant anything at all. Yet the conditions so far listed are fulfilled. When
producing the smile: The employee intended that the boss should think that
the employee had a good hand. The employee intended that the boss should think, at
least in part because of the smile, that the employee intended the boss to
think that the hand was a good one. The employee intended that at least part of the boss's
reason for thinking that the hand was a good one should be that the employee
wanted him to think just that. To deal with an example similar to that just cited,
Strawson' proposed that the analysans might be restricted by the addition of a
further condition, namely that the utterer U should utter x not only, as
already provided, with the intention that A should think that U intends to
obtain a certain response from A, but also with the intention that A should
think (recognize) that U has the intention just men-tioned. In the current
example, the boss is intended to think that the employee wants him to think
that the hand is a good one, but he is not intended to think that he is
intended to think that the employee wants him to think that the hand is a good
one. He is intended to think that it is only as a result of being too clever
for the employee that he has learned that the employee wants him to think that
the hand is a good one; he is to think that he was supposed to take the smile
as a spontaneous giveaway. (S. Schiffer in conversation) A more or less parallel
example, where the intended response is a practical one, can be constructed, 1.
P. F. Strawson, "Intention and Convention in Speech Acts,"
Philosophical Review 73 (1964): 439-460. which seems to show the
need for the addition of a fifth condition. U is in a room with a man A who is
notoriously avaricious, but who also has a certain pride. U wants to get rid of
A. So U, in full view of A, tosses a five-pound note out of the window. He
intends that A should think as follows: "U wants to get me to leave the
room, thinking that I shall run after the money. He also wants me to know that
he wants me to go (so contemptuous was his performance). But I am not going to
demean myself by going after the banknote; I shall go, but I shall go because
he wants me to go. I do not care to be where I am not wanted." In this
example, counterparts of all four of the conditions so far suggested for the
analysans are fulfilled; yet here again I do not think that one would want to
say that U had meant something by throwing the banknote out of the window—that
he had meant, for example, that A was to (should) go away. The four conditions
which are fulfilled are: U uttered x (threw the banknote) with the
intention that A should leave the room that A should think (at least
partly on the basis of x) that U had intention (1) that A should think that U had
intention (2) that in the fulfillment of
intention (1), at least part of A's reason for acting should be that he thought
that U had intention (1)-(that is, that intention (2) is fulfilled). So unless
this utterance is to qualify as having meant something, yet a further
restriction is required. A feature of this example seems to be that though A's
leaving the room was intended by U to be based on A's thought that U wanted him
to leave the room, U did not intend A to recognize that U intended A's
departure to be so based. A was intended to think that Us purpose was to get
him to leave in pursuit of the five-pound note. So the needed restriction is
suggested as being that U should intend: (5) that A should think
(recognize) that U intended that (4). We can now formulate the general
form of these suggested condi-tions, the second redefinition, version A:
"U meant something by x" is true iff U uttered x intending
thereby: that A should produce response
r that A should, at least partly
on the basis of x, think that U intended (1) that A should think that U
intended (2) that A's production of r should
be based (at least in part) on A's thought that U intended that (1) (that is,
on A's fulfillment of [2]) that A should think that U intended (4). A notable
fact about this analysans is that at several points it exhibits the following
feature: Us nth "sub-intention" is specified as an intention that A
should think that U has his (n - 1)th "sub-intention." The presence
of this feature has led to the suggestion that the analysis of meaning (on
these lines) is infinitely or indefinitely regressive, that further
counterexamples could always be found, however complex the suggested analysans,
to force the incorporation of further clauses which exhibit this feature; but
that such a regress might be virtuous, not vicious; it might be as harmless as
a regress proceeding from "Z knows that p" to "Z knows that Z
knows that p" to "Z knows that Z knows that Z knows that
p." I am not sure just how innocent such a regress in the analysans
would be. It certainly would not exhibit the kind of circularity, at least
prima facie strongly objectionable, which would be involved in giving, for
example, a definiens for "U meant that p" which at some point
reintroduced the expression "U meant that p," or introduced the
expression "U meant that q." On the other hand, it would not be so
obviously harmless as it would be to suppose that whenever it is correct to say
"it is true that p," it is also correct to say "it is true that
it is true that p," and so on; or as harmless as it would be to suppose
that if Z satisfies the conditions for knowing that p, he also satisfies the
condition for knowing that he knows that p. In such cases, no extra conditions
would be required for the truth of an iteration of, for example, "he knows
that" over and above those required for the truth of the sentence with
respect to which the iteration is made. But the regressive character of the
analysans for "U meant something by x" is designed to meet possible
counterexamples at each stage, so each additional clause imposes a restriction,
requires that a further condition be fulfilled. One might ask whether, for
example, on the assumption that it is always possible to know that p without
knowing that one knows that p, it would be legitimate to define "Z super-knows
that p" by the open set of conditions: Z knows that p. Z knows that (1). Z knows that (2), and so
forth.There is, however, the possibility that no decision is required on this
question, since it might be that the threatened regress cannot arise. It does
not seem easy to construct examples which will force the addition of clauses
involving further iterations of "U intended A to think that.." The
following is an attempt by Schiffer. U sings "Tip-perary" in a
raucous voice with the intention of getting A to leave the room; A is supposed
to recognize (and to know that he is intended to recognize) that U wants to get
rid of A. U, moreover, intends that A shall, in the event, leave because he
recognizes Us intention that he shall go. Us scheme is that A should (wrongly)
think that U intends A to think that U intends to get rid of A by means of the
recognition of Us intention that A should go. In other words A is supposed to
argue: "U intends me to think that he intends to get rid of me by the
raucous singing, but he really wants to get rid of me by means of the
recognition of his intention to get rid of me. I am really intended to go
because he wants me to go, not because I cannot stand the sing-ing." The
fact that A, while thinking he is seeing through U's plans, is really
conforming to them, is suggested as precluding one from say-ing, here, that U
meant by the singing that A should go. But once one tries to fill in the
detail of this description, the example becomes baffling. How is A supposed to
reach the idea that U wants him to think that U intends to get rid of him by
the singing? One might suppose that U sings in a particular nasal tone
which he knows not to be displeasing to A, though it is to most people. A knows
that U knows this tone not to be displeasing to A, but thinks (wrongly) that U
does not know that A knows this. A might then be supposed to argue: "He
cannot want to drive me out by his singing, since he knows that this nasal tone
is not displeasing to me. He does not know, however, that I know he knows this,
so maybe he wants me to think that he intends to drive me out by his
singing." At this point one would expect A to be completely at a loss to
explain U's performance; I see no reason at all why A should then suppose that
U really wants to get rid of him in some other way. Whether or not this
example could be made to work, its complexity is enormous, and any attempt to
introduce yet further restrictions would involve greater complexities still. It
is in general true that one cannot have intentions to achieve results which one
sees no chance of achieving; and the success of intentions of the kind involved
in communication requires those to whom communications or near communications
are addressed to be capable in the circumstances of hav- ing
certain thoughts and drawing certain conclusions. At some early stage in the
attempted regression the calculations required of A by U will be impracticably
difficult; and I suspect the limit was reached (if not exceeded) in the
examples which prompted the addition of a fourth and fifth condition. So U
could not have the intentions required of him in order to force the addition of
further restrictions. Not only are the calculations he would be requiring
of A too difficult, but it would be impossible for U to find cues to indicate
to A that the calculations should be made, even if they were within A's
compass. So one is tempted to conclude that no regress is involved.
But even should this conclusion be correct, we seem to be left with an uncomfortable
situation. For though we may know that we do not need an infinite series of
"backward-looking" subclauses, we cannot say just how many such
subclauses are required. Indeed, it looks as if the definitional expansion of
"By uttering x U meant something" might have to vary from case to
case, depending on such things as the nature of the intended response, the
circumstances in which the attempt to elicit the response is made, and the
intelligence of the utterer and of the audience. It is dubious whether such
variation can be ac-ceptable. This difficulty would be avoided if we
could eliminate potential counterexamples, not by requiring U to have certain
additional "backward-looking") intentions, but rather by
requiring U not to have a certain sort of intention or complex of intentions.
Potential counterexamples of the kind with which we are at present concerned
all involve the construction of a situation in which U intends A, in the
reflection process by which A is supposed to reach his response, both to rely
on some "inference-element" (some premise or some inferen- tial
step) E and also to think that U intends A not to rely on E. Why not, then,
eliminate such potential counterexamples by a single clause which prohibits U
from having this kind of complex intention? So we reach the second
redefinition, version B: "U meant something by uttering x" is
true iff (for some A and for some r): (a) U uttered x intending A to produce r A to think U to intend (1) A's fulfillment of (1) to be
based on A's fulfillment of (2) (b) there is no inference-element E such that U
uttered x intendingboth (1') that A's determination of r should rely on E and
(2') that A should think U to intend that (1') be false. (i) (Searle) An
American soldier in the Second World War is captured by Italian troops. He
wishes to get the troops to believe that he is a German officer, in order to
get them to release him. What he would like to do is to tell them in German or
Italian that he is a German officer, but he does not know enough German or
Italian to do that. So he "as it were, attempts to put on a show of
telling them that he is a German officer" by reciting the only line of
German that he knows, a line he learned at school: "Kennst du das Land, wo
die Zitronen blühen." He intends to produce a certain response in his
captors, namely that they should believe him to be a German officer, and he
intends to produce this response by means of their recognition of his intention
to produce it. Nevertheless, Searle maintained, it is false that when the
soldier says "Kennst du das Land," what he means is "I am a
German officer" (or even the German version of "I am a German
officer"), because what the words mean is "Knowest thou the land
where the lemon trees bloom." Searle used this example to support a claim
that something is missing from my account of meaning; this would (I think he
thought) be improved if it were supplemented as follows (my conjecture):
"U meant something by x" means "U intended to produce in A a
certain effect by means of the recognition of Us intention to produce that
effect, and (if the utterance of x is the utterance of a sentence) U intends
A's recognition of Us intention (to produce the effect) to be achieved by means
of the recognition that the sentence uttered is conventionally used to produce
such an effect." Now even if I should be here faced with a genuine
counterexample, I should be very reluctant to take the way out which I suspect
was being offered me. (It is difficult to tell whether this is what was being
offered, since Searle was primarily concerned with the characterization of a
particular speech-act [promising], not with a general discussion of the nature
of meaning; and he was mainly concerned to adapt my account of meaning to his
current purpose, not to amend it so as to be better suited to its avowed end.)
Of course, I would not want to deny that when the vehicle of meaning is a
sentence (or the utterance 2. John R. Searle, "What Is a Speech
Act?" in Philosophy in America, ed. Max Black (Ithaca, N.Y., 1965), pp.
221-239.of a sentence), the speaker's intentions are to be recognized, in the
normal case, by virtue of a knowledge of the conventional use of the sentence
(indeed my account of nonconventional implicature depends on this idea). But as
I indicated earlier, I would like, if I can, to treat meaning something by the
utterance of a sentence as being only a special case of meaning something by an
utterance (in my extended sense of utterance), and to treat a conventional
correlation between a sentence and a specific response as providing only one of
the ways in which an utterance may be correlated with a response. Is
Searle's example, however, a genuine counterexample? It seems to me that the
imaginary situation is underdescribed, and that there are perhaps three
different cases to be considered: The situation might be such that the only real chance
that the Italian soldiers would, on hearing the American soldier speak his
German line, suppose him to be a German officer, would be if they were to argue
as follows: "He has just spoken in German (perhaps in an authoritative
tone); we don't know any German, and we have no idea what he has been trying to
tell us, but if he speaks German, then the most likely possibility is that he
is a German officer— what other Germans would be in this part of the
world?" If the situation was such that the Italians were likely to argue
like that, and the American knew that to be so, then it would be difficult to
avoid attributing to him the intention, when he spoke, that they should argue
like that. As I recently remarked, one cannot in general intend that some
result should be achieved, if one knows that there is no likelihood that it
will be achieved. But if the American's intention was as just described, then
he certainly would not, by my account, be meaning that he is a German officer;
for though he would intend the Italians to believe him to be a German officer,
he would not be intending them to believe this on the basis of their
recognition of his intention. And it seems to me that though this is not how
Searle wished the example to be taken, it would be much the most likely
situation to have obtained I think Searle wanted us to suppose that the American
hoped that the Italians would reach a belief that he was a German officer via a
belief that the words which he uttered were the German for "I am a German
officer" (though it is not easy to see how to build up the context of
utterance so as to give him any basis for this hope). Now it becomes doubtful
whether, after all, it is right to say that the American did not mean "I
am a German officer." Consider the following example. The proprietor of a
shop full of knickknacks for tourists isstanding in his doorway in Port Said,
sees a British visitor, and in dulcet tones and with an alluring smile says to
him the Arabic for "You pig of an Englishman." I should be quite
inclined to say that he had meant that the visitor was to come in, or something
of the sort. I would not, of course, be in the least inclined to say that he
had meant by the words which he uttered that the visitor was to come in; and to
point out that the German line means not "I am a German officer" but
"Knowest thou the land" is not relevant. If the American could be
said to have meant that he was a German officer, he would have meant that by
saying the line, or by saying the line in a particular way; just as the Port
Said merchant would have meant that the visitor was to come in by saying what
he said, or by speaking to the visitor in the way he did. (3) It has been
suggested, however, that it makes a difference whether U merely intends A to
think that a particular sentence has a certain meaning which it does not in
fact have, or whether he also intends him to think of himself as supposed to
make use of his (mis-taken) thought that it has this meaning in reaching a
belief about U's intentions. The Port Said merchant is perhaps thought of as
not intending the visitor to think of himself in this way; the visitor is not
to suppose that the merchant thinks he can speak Arabic. But if A is intended
to think that U expects A to understand the sentence spoken and is intended to
attribute to it a meaning which U knows it does not have, then the utterer
should not be described as meaning something by his utterance. I do not see the
force of this contention, nor indeed do I find it easy to apply the distinction
which it makes. Consider just one example. I was listening to a French lesson
being given to the small daughter of a friend. I noticed that she thinks that a
certain sentence in French means "Help yourself to a piece of cake,"
though in fact it means something quite different. When there is some cake in
the vicinity, I address to her this French sentence, and as I intended, she
helps herself. I intended her to think (and to think that I intended her to
think) that the sentence uttered by me meant "Help yourself to some
cake"; and I would say that the fact that the sentence meant and was known
by me to mean something quite different is no obstacle to my having meant
something by my utterance (namely, that she was to have some cake). Put in a
more general form, the point seems to be as follows. Characteristically, an
utterer intends an audience to recognize (and to think himself intended to
recognize) some"crucial" feature F, and to think of F (and to think
himself intended to think of F) as correlated in a certain way with some
response which the utterer intends the audience to produce. It does not matter,
so far as the attribution of the speaker's meaning is concerned, whether F is
thought by U to be really correlated in that way with the response or not;
though of course in the normal case U will think F to be so correlated
Suppose, however, we fill in the detail of the "American soldier"
case, so as to suppose he accompanies "Kennst du das Land" with
gesticulations, chest-thumping, and so forth. He might then hope to succeed in
conveying to his listeners that he intends them to understand the German
sentence, to learn from the particular German sentence that the American intends
them to think that he is a German officer (whereas really, of course, the
American does not expect them to learn that way, but only by assuming, on the
basis of the situation and the character of the American's performance, that he
must be trying to tell them that he is a German officer). Perhaps in this case
we should be disinclined to say that the American meant that he was a German
officer and ready to say only that he meant them to think that he was a German
officer. How can this example be differentiated from the "little
girl" ex-ample? I would like to suggest a revised set of conditions for
"U meant something by x," the third redefinition, version A:
Ranges of variables: A: audiences f: features of utterance r:
responses c: modes of correlation (such as iconic, as-sociative,
conventional) (SA) (3f) (3r) (3c): U uttered x intending (1) A to
think x possesses f A to think U intends (1) A to think of f as correlated
in way c with the type to which r belongs A to think U intends (3) A to think on the basis of the
fulfillment of (1) and (3) that U intends A to produce r A, on the basis of fulfillment
of (5), to produce r A to think U intends (6). In the case of the "little girl"
there is a single feature f (that of being an utterance of a particular French
sentence) with respect to which A has all the first four intentions. (The only
thing wrong is that this feature is not in fact correlated conventionally with
the intended re-sponses, and this does not disqualify the utterance from being
one by which U means something.) In the "American soldier" case
there is no such single feature f. The captors are intended (1) to recognize,
and go by, feature f, (x's being a bit of German and being uttered with certain
gesticulations, and so forth) but (2) to think that they are intended to
recognize x as having f2 (as being a particular German sentence). The
revised set of conditions also takes care of the earlier bridge example. The
boss is intended to recognize x as having f (being a fake smile) but not to
think that he is so intended. So intention (2) on our revised list is absent.
And so we do not need the condition previously added to eliminate this example.
I think, however, that condition (7)—(the old condition (5) is still
needed to eliminate the "banknote" example, unless it can be replaced
by a general "antideception" clause. Such replacement may be
possible; it may be that the "back-ward-looking" subclauses (2), (4),
and (7) can be omitted and replaced by the prohibitive clause which figures in
the second redefini-tion, version B. We have then to consider the merits of the
third redefinition, version B, the definiens of which runs as follows:
(BA) (3A) (3r) (3c): (a) U uttered x intending A to think x possesses f A to think f correlated in way
c with the type to which r belongs A to think, on the basis of the fulfillment of (1) and
(3) that U intends A to produce r A, on the basis of the fulfillment of (3) to
producer, and (b) there is no inference-element E such that U
intends both (1') A in his determination of r to rely on E
(2') A to think U to intend (1') to be false. 4. Examples Directed
toward Showing the Three-Prong Analysans Too Strong Let us (for
simplicity) revert to the original analysans of "U means something by
uttering x": "U utters x intending A (1) to producer to think U intends A to produce
r to think U intends the
fulfillment of (1) to be based on the fulfillment of (2)." Now
abbreviate this to "U utters x M-intending that A producer." I
originally supposed that the identification of what U meant by x would turn on
the identification of the M-intended response or effect. In particular, I
supposed that generic differences in type of response would be connected with
generic differences within what is meant. To take two central examples, I
supposed that "U meant by x that so-and-so is the case" would
(roughly speaking) be explicated by "U uttered x M-intending to produce in
A the belief that so-and-so," and that "U meant by x that A should do
such-and-such" would be explicated by "U uttered x M-intending to
produce in A the doing of such-and-such." Indicative or quasi-indicative
utterances are connected with the generation of beliefs, imperative or
quasi-imperative utterances are connected with the generation of actions.
I wish to direct our consideration to the emendation of this idea: to
substitute in the account of imperative or quasi-imperative utter-ances, as the
direct, M-intended response, "intention on the part of A to do
such-and-such" (vice "A's doing such-and-such"). This has the
advantages (1) that symmetry is achieved, in that the M-intended response will
be a propositional attitude in both cases (indicative and imperative), and (2)
that it accommodates the fact that agreement ("yes," "all
right") in the case of "The engine has stopped" signifies
belief, and in the case of "Stop the engine" signifies intention. Of
course action is the ultimate objective of the speaker. Cases of immediate
response by acting are treatable, however, as special cases of forming an
intention-namely, the intention with which the agent acts. Imperatives always
call for intentional action.Alleged counterexamples are best seen as attempts
to raise trouble, not for the suggested analysis for "U means something by
uttering x," but for this analysis when supplemented by the kind of detail
just mentioned, so as to offer an outline of an account of "By uttering x,
U means (meant) that.." In particular, it is suggested that to explicate
"By uttering x, U meant that so-and-so is the case" by "U
uttered x M-intending to produce in A the belief that so-and-so" is to
select as explicans a condition that is too strong. We need to be able to say
on occasion that U meant that so-and-so, without committing ourselves to the
proposition that U M-intended to produce a belief that so-and-so. The
following examples seem to present difficulties: Examinee: Q:
"When was the Battle of Waterloo?" A: "1815."
Here the examinee meant that the Battle of Waterloo was fought in 1815 but
hardly M-intended to induce a belief to that effect in his examiner. The
examiner's beliefs (whatever they may be) are naturally to be thought of by the
examinee as independent of candidates' an-swers. The M-intended effect is
(perhaps) that the examiner knows or thinks that the examinee thinks the Battle
of Waterloo was fought in 1815, or (perhaps) that the examiner knows whether
the examinee knows the correct answer to the question (perhaps the former is
the direct, and the latter the indirect, intended effect). Confession
(some cases): Mother: "It's no good denying it: you broke the
window, didn't you?" Child: "Yes, I
did." Here the child knows his mother already thinks he broke the
win-dow; what she wants is that he should say that he did. Perhaps the
M-intended effect, then, is that the mother should think the child willing to
say that he did (what does "say" mean here—how should it be
explicated?) or that the mother should think the child willing not to pretend
that he did not break the window (not to say things or perform acts intended to
induce the belief that the child did not break the window). Confession is
perhaps a sophisticated and ritual case. Reminding: Q: "Let me
see, what was that girl's name?" A: "Rose" (or produces a
rose).The questioner is here presumed already to believe that the girl's name
is Rose (at least in a dispositional sense); it has just slipped his mind The
intended effect seems to be that A should have it in mind that her name is
Rose. Review of facts: Both speaker and hearer are supposed already to
believe that p (q, and so forth). The intended effect again seems to be that A
(and perhaps U also) should have "the facts" in mind
(alto-gether). Conclusion of argument: p, q, therefore r (from already
stated prem-ises). While U intends that A should think that r, he does
not expect (and so intend) A to reach a belief that r on the basis of Us
intention that he should reach it. The premises, not trust in U, are supposed
to do the work. The countersuggestible man: A regards U as being, in
certain areas, almost invariably mistaken, or as being someone with whom he
cannot bear to be in agreement. U knows this. U says "My mother thinks
very highly of you" with the intention that A should (on the strength of
what U says) think that Us mother has a low opinion of him. Here there is some
inclination to say that, despite Us intention that A should think U's mother
thinks ill of him, what U meant was that Us mother thinks well of A.
These examples raise two related difficulties. (1) There is some
difficulty in supposing that the indicative form is conventionally tied to
indicating that the speaker is M-intending to induce a certain belief in his
audience, if there are quite normal occurrences of the indicative mood for
which the speaker's intentions are different, in which he is not M-intending
(nor would be taken to be M-intending) to induce a belief (for example, in
reminding). Yet it seems difficult to suppose that the function of the
indicative mood has nothing to do with the inducement of belief. The indication
of the speaker's intention that his audience should act (or form an intention
to act) is plausibly, if not unavoidably, to be regarded as by convention the
function of the imperative mood; surely the function of the indicative ought to
be analogous. What is the alternative to the suggested connection with an
intention to induce a belief? The difficulty here might be met by
distinguishing questions about what an indicative sentence means and questions
about what aspeaker means. One might suggest that a full specification of
sentence meaning (for indicative sentences) involves reference to the fact that
the indicative form conventionally signifies an intention on the part of the
utterer to induce a belief; but that it may well be the case that the speaker's
meaning does not coincide with the meaning of the sentence he utters. It may be
clear that, though he uses a device which conventionally indicates an intention
on his part to induce a belief, in this case he has not this but some other
intention. This is perhaps reinforceable by pointing out that any device, the
primary (standard) function of which is to indicate the speaker's intention to
induce a belief that p, could in appropriate circumstances be easily and
intelligibly employed for related purposes—for example (as in the
"exami-nee" example), to indicate that the speaker believes that p.
The problem then would be to exhibit the alleged counterexamples as natural
adaptations of a device or form primarily connected with the indication of an
intention to induce a belief. I think we want, if possible, to avoid
treating the counterexamples as extended uses of the indicative form and to
find a more generally applicable function for that form. In any case, the
second difficulty is more serious. (2) Even if we can preserve the idea
that the indicative form is tied by convention to the indication of a speaker's
intention to induce a belief, we should have to allow that the speaker's
meaning will be different for different occurrences of the same indicative
sentence— indeed, this is required by the suggested solution for difficulty
(1). We shall have to allow this if differences in intended response involve
differences in speaker's meaning. But it is not very plausible to say that if U
says, "The Battle of Waterloo was fought in 1815" as a schoolmaster (intending to
induce a belief) as an examinee as a schoolmaster in revision
class, U would mean something different by uttering this sentence on each of
the three occasions. Even if the examinee M-intends to induce a belief that he
(the examinee) thinks the Battle of Waterloo was fought in 1815, it does not
seem attractive to say that when he said "Water-loo was fought in
1815," he meant that he thought that Waterloo was fought in 1815 (unlike
the schoolmaster teaching the period for the first time). We might
attempt to deal with some of the examples (such as re-minding and
fact-reviewing) by supposing the standard M-intended effect to be not just a
belief but an "activated belief" (that A should be in a state of
believing that p and having it in mind that p). One may fall short of this in
three ways: one may neither believe that p nor have it in mind that p believe that p but not have it
in mind that p not believe that p, but have it
in mind that p. So one who reminds intends the same final response as one who
in-forms, but is intending to remedy a different deficiency. This (even
for the examples for which it seems promising) runs into a new difficulty. If U
says (remindingly) "Waterloo was fought in 1815," two of my
conditions are fulfilled: U intends to induce in A the activated belief that
Waterloo was fought in 1815. U intends A to recognize that (1). But if the date of
Waterloo was "on the tip of A's tongue" (as it might be), U cannot
expect (and so cannot intend) that A's activated belief will be produced via
A's recognition that U intends to produce it. If A already believes (though has
momentarily forgotten) that Waterloo was fought in 1815, then the mention of
this date will induce the activated belief, regardless of U's intention to
produce it. This suggests dropping the requirement (for speaker's
meaning) that U should intend A's production of response to be based on A's
recognition of Us intention that A should produce the response; it suggests the
retention merely of conditions (1) and (2). But this will not do: there are
examples which require this condition: Herod, showing Salome the head
of St. John the Baptist, can-not, I think, be said to have meant that St. John
the Baptist was dead. Displaying a bandaged leg (in response to a squash invitation). In (b)
the displayer could mean (1) that he cannot play squash or (dubiously)
(2) that he has a bad leg (the bandages might be fake) but not (3)
that his leg is bandaged. The third condition seems to be required in
order to protect us from counterintuitive results in these cases.(i) We might
retain the idea that the intended effect or response (for cases of meaning that
it is the case that P-indicative type) is activated belief, retaining in view
the distinction between reaching this state (1) from assurance-deficiency and
(2) from attention-deficiency, and stipulate that the third condition (that U
intends the response to be elicited on the basis of a recognition of his
intention to elicit that response) is operative only when U intends to elicit
activated belief by eliminating assurance-deficiency, not when he intends to do
so by eliminating attention-deficiency. This idea might be extended to apply to
imperative types of cases, too, provided that we can find cases of reminding
someone to do something (restoring him to activated in-tention) in which Us
intention that A should reach the state is similarly otiose, in which it is not
to be expected that A's reaching the activated intention will be dependent on
his recognition that U intends him to reach it. So the definition might read
roughly as follows (* is a mood marker, an auxiliary correlated with the
propositional attitude i from a given range of propositional attitudes):
"U means by uttering x that *uP" = "U utters x intending that A should actively &
that p that A should recognize that U
intends (1) and (unless U intends the utterance of x merely to remedy attention-deficiency)
that the fulfillment of (1)
should be based on the fulfillment of (2)." This remedy does not, however,
cope with (1) the "examinee" ex-ample, (2) the "confession"
examples, or (3) the countersuggestible man. (i) Since, when U does
intend, by uttering x, to promote in A the belief that p, it is standardly
requisite that A should (and should be intended to) think that U thinks that p
(otherwise A will not think that p), why not make the direct intended effect
not that A should think that p, but that A should think that U thinks that p?
In many but not all cases, U will intend A to pass, from thinking that U thinks
that p, to thinking that p himself ("informing" cases). But such an
effect is to be thought of as indirect (even though often of prime
in-terest). We can now retain the third condition, since even in
reminding cases A may be expected to think U's intention that A should think
that U thinks that p to be relevant to the question whether A is tothink that U
thinks that p. We have coped, not only with the "re-minding" example,
but also with the "examinee" example and with the
"countersuggestible man" (who is intended to think that U thinks that
P, though not to think that p himself). And though the fact-review example is
not yet provided for (since A may be thought of as already knowing that U
thinks that p), if we are understanding "U believes that p" as
"U has the activated belief that p," this example can be
accommodated, too. A, though he is to be supposed to know that U believes that
p, does not, until U speaks, know that U has it in mind that p. But while
a solution along these lines may be acceptable for indic-ative-type cases, it
cannot be generalized to all non-indicative cases. Contrast: "You shall not cross the
barrier." "Do not cross the
barrier." When uttering (a), U would characteristically intend A to think
that U intends that A shall not cross the barrier; but it seems that a
specification of U's meaning, for a normal utterance of (b), would be
incompletely explicated unless it is stated that U intends A not merely to
think that U intends that A shall not cross the barrier, but also himself to
form the intention not to cross. Let us then draw a distinction between
what I might call "purely exhibitive" utterances (utterances by which
the utterer U intends to impart a belief that he [U] has a certain
propositional attitude), and utterances which are not only exhibitive but also
what I might call "protreptic" (that is, utterances by which U
intends, via imparting the belief that he [U] has a certain propositional
attitude, to induce a corresponding attitude in the hearer). We reach,
then, the fourth redefinition, version A: "By uttering x U meant
that up" is true iff (ヨA)(ヨ(ヨc): U uttered a intending (2) (3) (4) / [as in the
third redefinition, version A, with "k-ing that p" (5)
substituted for "-"]and (for some cases) (8)) A, on the basis
of the fulfillment of (6), himself to d that p. Whether a
substitution-instance of subclause (8) is to appear in the expansion of a
statement of the form represented in the definiendum will depend on the nature
of the substitution for "*," which that statement incorporates.
We can also reach the fourth redefinition, version B, by adding what appears above
as subclause (8) to the definiens of the third re-definition, version B, as
subclause (a) (5), together with a modification of clause (b) of the third
redefinition, version B, to take into account that the intended response r is
now specified in terms of the idea of -ing that p. Whether either version
of the fourth redefinition is correct as it stands depends crucially on the
view to be taken of an imperatival version of the "countersuggestible
man" example. Mr. A, wishing to be relieved of the immediate presence of
Mrs. A, but regarding her as being, so far as he is concerned,
countersuggestible, says to her, "Now, dear, keep me company for a
little." Would it be correct to say that Mr. A, who clearly did not mean
Mrs. A to keep him company, meant by his remark that she was to (should) keep
him company? If the answer is "yes," the fourth redefinition is
inadequate since, according to it, to have meant that Mrs. A was to keep him
company, Mr. A would have had to intend that she form the intention to keep him
company, an intention which he certainly did not have. Emen-dation, however,
would not be difficult; we alter the new subclause from "A, on the basis
of the fulfillment of (6), himself to to that p" to "A, on the basis
of the fulfillment of (6), to think U to intend A to & that p." If,
however, the answer is "no," then the fourth redefinition is left
intact. 5. Utterer's Occasion-Meaning in the Absence of an Audience
There are various examples of utterances by which the utterer could correctly
be said to have meant something (to have meant thatso-and-so), such that there
is no actual person or set of persons whom the utterer is addressing and in
whom he intends to induce a response. The range of these examples
includes, or might be thought to include, such items as the posting of notices,
like "Keep out" or "This bridge is dangerous," entries in
diaries, the writing of notes to clarify one's thoughts when working on some
problem, soliloquizing, rehearsing a part in a projected conversation, and
silent thinking. At least some of these examples are unprovided for in the
definitions so far proposed. The examples which my account should cover
fall into three groups: Utterances for which the utterer thinks there may (now
or later) be an audience. U may think that some particular person, for
ex-ample, himself at a future date in the case of a diary entry, may (but also
may not) encounter Us utterance; or U may think that there may or may not be
some person or other who is or will be an auditor of his utterance. Utterances which the utterer
knows not to be addressed to any actual audience, but which the utterer
pretends to address to some particular person or type of person, or which he
thinks of as being addressed to some imagined audience or type of audience (as
in the rehearsal of a speech or of his part in a projected conversation). Utterances (including
"internal" utterances) with respect to which the utterer neither
thinks it possible that there may be an actual audience nor imagines himself as
addressing an audience, but nevertheless intends his utterance to be such that
it would induce a certain sort of response in a certain perhaps fairly
indefinite kind of audience were it the case that such an audience was present.
In the case of silent thinking the idea of the presence of an audience will
have to be interpreted liberally, as being the idea of there being an audience
for a public counterpart of the utterer's internal speech. In this connection
it is perhaps worth noting that some cases of verbal thinking fall outside the
scope of my account. When verbal thoughts merely pass through my head as
distinct from being "framed" by me, it is inappropriate to talk of me
as having meant something by them; 1 am, perhaps, in such cases more like a
listener than a speaker. I shall propose a final redefinition which, I hope,
will account for the examples which need to be accounted for, and which will
allow as special cases the range of examples in which there is, and it is known
by the utterer that there is, an actual audience. This redefini-tion will be
relatively informal; I could present a more formal version which would gain in
precision at the cost of ease of comprehension. Let "" (and
"p'") range over properties of persons (possible au-diences);
appropriate substituends for "p" (and "@'") will include
such diverse expressions as "is a passerby," "is a passerby who
sees this notice," "is a native English speaker," and "is
identical with Jones." As will be seen, for U to mean something it will
have to be possible to identify the value of "ф" (which may be fairly indetermi-nate) which U has in mind; but we
do not have to determine the range from which U makes a selection. The
fifth redefinition is as follows: "U meant by uttering x that
*up" is true iff (3ф) (3f) (3c): I. U uttered
x intending x to be such that anyone who has & would think that x has f fis correlated in way c with
-ing that p (#ф'): U intends x to be such that anyone who has d' would think, via
thinking (1) and (2), that U d's that p in view of (3), U d's that p; and II. (operative only
for certain substituends for "*,") U uttered x intending that,
should there actually be anyone who has $, he would via thinking (4), himself
& that p; and III. It is not the case that, for some inference-element
E, U intends x to be such that anyone who has , will both (1') rely on E
in coming to d that p (2') think that (3ф'): U intends x to be such that anyone who has d' will come to d* that p
without relying on E. Notes: (1) "**" is to be read as
"*" if clause (Il) is operative, and as "think that U d's"
if clause (II) is nonoperative. (2) We need to use both "p" and
"ф'," since we do not wish
to require that U should intend his possible audi-ence to think of Us possible
audience under the same description as U does himself. Explanatory
Comments It is essential that the
intention which is specified in clause (II) should be specified as U's
intention "that should there be anyone who has $, he would (will) .."
rather than, analogously with clauses (I) and (II), as U's intention "that
x should be such that, should anyone be p, he would..." If we adopt the
latter specification, we shall be open to an objection raised by Schiffer, as
can be shown with the aid of an example of the same kind as his. Suppose that,
infuriated by an afternoon with my mother-in-law, when I am alone after her
departure I relieve my feelings by saying, aloud and passionately, "Don't
you ever come near me again." It will no doubt be essential to my
momentary well-being that I should speak with the intention that my remark be
such that were my mother-in-law present, she would form the intention not to
come near me again. It would, however, be unacceptable if it were represented
as following from my having this intention that I meant that she was never to
come near me again, for it is false that, in the circumstances, I meant this by
my remark. The redefinition as formulated avoids this difficulty. Suppose that in accordance with
the definiens of the latest re-definition, (3ф): U intends x to be such that anyone who is d will think.., and suppose
that the value of "p" which U has in mind is the property of being
identical with a particular person A. Then it will follow that U intends A to
think...; and given the further con-dition, fulfilled in any normal case, that
U intends A to think that he (A) is the intended audience, we are assured of
the truth of a statement from which the definiens of the fourth redefinition,
version B, is inferrable by the rule of existential generalization (assuming
the legitimacy of this application of E. G. to a statement the expression of
which contains such "intensional" verbs as "intend" and
"think"). I think it can also be shown that, for any case in which there
is an actual audience who knows that he is the intended audience, if the
definiens of the fourth redefinition, version B, is true then the defi-niens of
the fifth redefinition will be true. If that is so, given that the fifth
redefinition is correct, for any normal case in which there is an actual
audience the fulfillment of the definiens of the fourth redefini-tion, version
B, will constitute a necessary and sufficient condition for Us having meant
that * up. 6. Conclusion I see some grounds for hoping that, by
paying serious attention to the relation between nonnatural and natural
meaning, one might be able not only to reach a simplified account of utterer's
occasion-meaning but also to show that any human institution, the function of
which is to provide artificial substitutes for natural signs, must em-body, as
its key-concept, a concept possessing approximately the features which I
ascribe to the concept of utterer's occasion-meaning. But such an
endeavor lies beyond the scope of this essay.This essay analyzes in greater detail
members of the quartet of specific conceptions of meaning which were
distinguished in the preceding essay, with the exception of Utterer's
Occasion-Meaning which I have just been subjecting to exhaustive examination.
The present essay will, however, provide indications of how the meaning of
words may be connected with the meaning of speakers. A. Introductory
Remarks My aim in this essay is to throw light on the connection
between (a) a notion of meaning which I want to regard as basic, namely
the notion which is involved in saying of someone that by (when) doing
such-and-such he meant that so-and-so (in what I have called a non-natural
sense of the word "meant"), and (b) the notions of meaning involved
in saying (i) that a given sentence means "so-and-so" (ii) that a
given word or phrase means "so-and-so." What I have to say on these
topics should be looked upon as an attempt to provide a sketch of what might, I
hope, prove to be a viable theory, rather than as an attempt to provide any
part of a finally acceptable theory. The account which I shall offer of the
(for me) basic notion of meaning is one which I shall not here seek to defend;
I should like its approximate correctness to be assumed, so that attention may
be focused on its utility, if correct, in the explication of other and (I hope)
derivative notions of meaning. This enterprise forms part of a wider program
which I shall in a moment delineate, though its later stages lie beyond the
limits which I have set for this essay.The wider program arises out of a
distinction which, for purposes which I need not here specify, I wish to make
within the total signification of a remark: a distinction between what the
speaker has said (in a certain favored, and maybe in some degree artificial,
sense of "said"), and what he has implicated (e.g. implied,
indicated, sug-gested), taking into account the fact that what he has
implicated may be either conventionally implicated (implicated by virtue of the
meaning of some word or phrase which he has used) or nonconventionally
implicated (in which case the specification of the implicature falls outside
the specification of the conventional meaning of the words used). The
program is directed toward an explication of the favored sense of
"say" and a clarification of its relation to the notion of
conventional meaning. There are six stages in the program. (I) To
distinguish between locutions of the form "U (utterer) meant that..."
(locutions which specify what might be called "occasion-meaning") and
locutions of the form "X (utterance-type) means ・・・ '" In locutions of
the first type, meaning is specified without the use of quotation marks,
whereas in locutions of the second type the meaning of a sentence, word, or
phrase is specified with the aid of quotation marks. This difference is semantically
important. (Il) To attempt to provide a definiens for statements of
occasion-meaning, or more precisely, to provide a definiens for "By (when)
uttering x, U meant that *p." Some explanatory comments are needed
here. I use the term
"utter" (together with "utterance") in an artificially wide
sense, to cover any case of doing x or producing x by the performance of which
U meant that so-and-so. The performance in question need not be a linguistic or
even a conventionalized perform-ance. A specificatory replacement of the dummy
"x" will in some cases be a characterization of a deed, in others a
characterization of a product (e.g. a sound). "*" is a dummy
mood-indicator, distinct from specific mood-indicators like "-"
(indicative or assertive) or "!" (imperative). More precisely, one
may think of the schema "Jones meant that *p" as yielding a full
English sentence after two transformational steps: (i) Replace "*" by
a specific mood-indicator and replace "p" by an indicative sentence.
One might thus get to "Jones meant that + Smith will go home"
or "Jones meant that ! Smith will go home."I Replace the
sequence following the word "that" by an appropriate clause in
indirect speech (in accordance with rules specified in a linguistic theory).
One might thus get to "Jones meant that Smith will go
home." "Jones meant that Smith is to go home." (III)
To attempt to elucidate the notion of the conventional meaning of an
utterance-type, or more precisely, to explicate sentences which make claims of
the form "X (utterance-type) means '*p," or, in case X is a when the
lo to is me, laims a the eaten i xean.- sion. Again, some explanatory
comments are required. (a) It will be convenient to recognize that what I
shall call statements of timeless meaning (statements of the type "X
means'..., in which the specification of meaning involves quotation marks) may
be subdivided into (i) statements of timeless "idiolect-meaning,"
such as "For U (in U's idiolect) X means '... '" and (ii)
statements of time- less "language meaning," such as "In L
(language) X means ' will be convenient to handle these separately, and in the
order just given. (b) The truth of a statement to the effect that "X
means'... '" is of course not incompatible with the truth of a further
statement to the effect that "X means'_," when the two lacunae are
quite differently completed. An utterance-type may have more than one
conventional meaning, and any definiens which we offer must allow for this
fact. "X means'... . '" should be understood as "One of
the meanings of X is '... > 99 (IV) In view of the
possibility of multiplicity in the timeless meaning of an utterance-type, we
shall need to notice, and to provide an explication of, what I shall call the
applied timeless meaning of an utterance-type. That is, we need a definiens for
the schema "X (utterance-type) meant here'...," a schema the
specifications of which announce the correct reading of X for a given occasion
of utterance. Comments. (a) We must be careful to distinguish the
applied timeless meaning of X (type) with respect to a particular token x
(belong-ing to X) from the occasion-meaning of U's utterance of x. The
following are not equivalent: (i) "When U uttered it, the sentence
'Palmer gave Nicklaus quite a beating' meant 'Palmer vanquished Nicklaus with
some ease'(rather than, say, 'Palmer administered vigorous corporal punishment
to Nicklaus')." (ii) "When U uttered the sentence 'Palmer gave
Nicklaus quite a beating, U meant that Palmer vanquished Nicklaus with some
ease." U might have been speaking ironically, in which case he would
likely have meant that Nicklaus vanquished Palmer with some ease. In that case
(I) would clearly be false; but nevertheless (i) would still have been true.
(b) There is some temptation to take the view that the conjunction of (i)
"By uttering X, U meant that *p" and (ii) "When uttered by U, X
meant '*p'" provides a definiens for "In uttering X, U said
that +p." Indeed, if we give consideration only to utterance-types for
which there are available adequate statements of timeless meaning that take the
exemplary form "X meant '*p'" (or, in the case of applied timeless
meaning, the form "X meant here '*p'"), it may even be possible to
uphold the thesis that such a coincidence of occasion-meaning and applied
timeless meaning is a necessary and sufficient condition for saying that
p. But a little reflection should convince us of the need to recognize
the existence of statements of timeless meaning which instantiate forms other than
the cited exemplary form; there are, I think, at least some sentences whose
timeless meaning is not adequately specifiable by a statement of the exemplary
form. Consider the sentence "Bill is a philosopher and he is, therefore,
brave" (S,). It would be appropriate, I think, to make a partial
specification of the timeless meaning of S, by saying "Part of one meaning
of S, is 'Bill is occupationally engaged in philosophical studies.'" One
might, indeed, give a full specification of timeless meaning for S, by saying
"One meaning of S, includes 'Bill is occupationally engaged in
philosophical studies' and 'Bill is coura-geous' and 'That Bill is courageous
follows from his being occupa-tionally engaged in philosophical studies, and
that is all that is in-cluded." We might re-express this as "One
meaning of S, comprises 'Bill is occupationally engaged (etc.), 'Bill is
courageous," and 'That Bill is courageous follows (etc.)." It is
preferable to specify the timeless meaning of S, in this way than to do so as
follows: "One meaning of S, is 'Bill is occupationally engaged (etc.) and
Bill is courageous and that Bill is courageous follows (etc.)," for the
latter formulation at least suggests that S, is synonymous with the conjunctive
sentence quoted in the formulation, which does not seem to be the case.Since it
is true that another meaning of S, includes "Bill is addicted to general
reflections about life" (in place of "Bill is occupationally engaged
[etc.]"), one could have occasion to say (truly), with respect to a given
utterance by U of S, "The meaning of S, here comprised 'Bill is
occupationally engaged (etc.),' 'Bill is courageous,' and 'That Bill is
courageous follows (etc.)," or to say "The meaning of S, here
included 'That Bill is courageous follows (etc.)?" It could also be true
that when U uttered S, he meant (part of what he meant was) that that Bill is
courageous follows (etc.). Now I do not wish to allow that, in my favored
sense of "say," one who utters S, will have said that Bill's being courageous
follows from his being a philosopher, though he may well have said that Bill is
a philosopher and that Bill is courageous. I would wish to maintain that the
semantic function of the word 'therefore' is to enable a speaker to indicate,
though not to say, that a certain consequence holds. Mutatis mutandis, I would
adopt the same position with regard to words like "but" and
"moreover." My primary reason for opting for this particular sense of
"say" is that I expect it to be of greater theoretical utility than
some other sense of "say" would be. So I shall be committed to the
view that applied timeless meaning and occasion-meaning may coincide, that is
to say, it may be true both (i) that when U uttered X, the meaning of X
included "*p" and (ii) that part of what U meant when he uttered X
was that *p, and yet it may be false that U has said, among other things, that
*p. I would like to use the expression "conventionally meant
that" in such a way that the fulfillment of the two conditions just
mentioned, while insufficient for the truth of "U said that *p" will
be sufficient (and necessary) for the truth of "U conventionally meant
that +p." (V) This distinction between what is said and what is
conventionally meant creates the task of specifying the conditions in which
what U conventionally meant by an utterance is also part of what U said. I have
hopes of being able to discharge this task by trying: To specify conditions which
will be satisfied only by a limited range of speech-acts, the members of which
will thereby be stamped as specially central or fundamental. To stipulate that in uttering
X, U will have said that *p, if both (i) U has Y-ed that *p, where Y-ing is a
central speech-act, and (ii) X embodies some conventional device the meaning of
which is such that its presence in X indicates that its utterer is Y-ing that
*p. (3) To define, for each member Y of the range of central speech-acts,
"U has Y-ed that *p" in terms of occasion-meaning (meaningthat ...)
or in terms of some important elements involved in the already provided
definition of occasion-meaning. (VI) The fulfillment of the task just
outlined will need to be supplemented by an account of the elements in the
conventional meaning of an utterance which are not part of what has been said.
This account, at least for an important subclass of such elements, might take
the following shape: The problematic elements are linked with certain
speech-acts which are exhibited as posterior to, and such that their
performance is dependent upon, some member or disjunction of members of the
central range; for example, the meaning of "moreover" would be linked
with the speech-act of adding, the performance of which would require the
performance of one or another of the central speech-acts. If Z-ing is such a noncentral
speech-act, the dependence of Z-ing that *p upon the performance of some
central speech-act would have to be shown to be of a nature which justifies a
reluctance to treat Z-ing that *p as a case not merely of saying that *p but
also of saying that #p, or of saying that #*p, where "#p" or
"#«p" is a representation of one or more sentential forms
specifically associated with Z-ing (as "moreover" is specifically
associated with the speech-act of adding). The notion of Z-ing that *p
(where Z-ing is noncentral) would be explicated in terms of the notion of
meaning that (or in terms of some important elements in the definition of that
notion). B. Treatment of Some of the Problems Raised The problems which I
shall consider in the remainder of this essay are those which are presented by
Stages IIIV of the program. Stage Il. I shall offer, without arguing for
it, a somewhat oversimplified account of the notion of occasion-meaning, which
(as I said at the outset) I should like to be treated as if it were
correct. In my 1957 article on Meaning (Essay 14) I suggested, for the
schema "U meant (nonnaturally) something by uttering x," a
three-clause definiens which may be compendiously reformulated as "For
some audience A, U intended his utterance of x to produce in A some effect
(response) E, by means of A's recognition of that intention." As I wish to
continue to use the central idea of this definition, I shall introduce an
abbreviation: "U intends to produce in A effect E bymeans of A's
recognition of that intention" is abbreviated to "U M-intends to
produce in A effect E" ("M" is for
"meaning"). The point of divergence between my current and my
earlier accounts lies in the characterization of the M-intended effect
(response). In the earlier account I took the view that the M-intended
effect is, in the case of indicative-type utterances, that the hearer should
believe something, and, in the case of imperative-type utterances, that the
hearer should do something. I wish for present purposes to make two changes
here. I wish to represent the
M-intended effect of imperative-type utterances as being that the hearer should
intend to do something (with of course the ulterior intention on the part of
the utterer that the hearer should go on to do the act in question). I wish to regard the M-intended
effect common to indicative-type utterances as being, not that the hearer
should believe something (though there is frequently an ulterior intention to
that effect), but that the hearer should think that the utterer believes
something. The effect of the first change will be that the way is opened to a
simplified treatment of the M-intended effect, as being always the generation
of some propositional attitude. The effect of the second change (made in order
to unify the treatment of indicative-type ut-terances, some of which are, and
some of which are not, cases of informing or telling) will be to introduce a
distinction between what I might call exhibitive utterances (utterances by
which the utterer U M-intends to impart a belief that he (U) has a certain
propositional atti-tude) and utterances which are not only exhibitive but also
what I might call protreptic (utterances by which U M-intends, via imparting a
belief that he (U) has a certain propositional attitude, to induce a
corresponding attitude in the hearer). I shall now try to reformulate the
account in a generalized form. Let "A" range over audiences or
hearers. Let the device "**" (read "asterisk-sub-")
be a dummy, which represents a specific mood-indicator which corresponds to the
propositional attitude king (whichever that may be), as, for example,
"-" corresponds to believing (thinking) and "!" corresponds
to intending. I can, using this de-vice, offer the following rough definition:
D1: "By (when) uttering * U meant that *uP" = df. "(BA) (U
uttered x M-intending [i] that A should think U to & that p and [in some
cases only, depending on the identification of * Pl (ii) that A should, via the
fulfillment of [i], himself & that p)."It is convenient to have an
abbreviated version of this definiens. Let the device "it" (read
"w-dagger) be a dummy which operates as fol-lows: in some cases the phrase
"that A should it that p" is to be interpreted as "that A should
think U to y that p"; in other cases this phrase is to be interpreted as
"that A should & that p (via thinking U ' plaine ith infe ve may
now e selected is aslined b Dl': "By (when) uttering x, U meant that
*up" =df. "(FA) (U uttered x M-intending that A should f that
p)." To meet all the difficulties to which my earlier account (which
was only intended as a model) is exposed, a very much more complicated
definition is required. But as the examples which force the introduction of
this complexity involve relatively sophisticated kinds of communication or linguistic
performance, I hope that, for working pur-poses, the proffered definition will
be adequate. Stage III. Step (1): timeless meaning for unstructured
utterance-types. It is, I think, extremely important to distinguish two
problems: What is the relation between
timeless meaning (for complete utterance-types) and occasion-meaning? In the case of syntactically
structured (linguistic) utterance-types, how is the timeless meaning of a
complete (sentential) utter-ance-type related to the timeless meanings of its
noncomplete structured and unstructured elements (approximately, phrases and
words), and what account is to be given of timeless meaning for noncomplete
utterance-types? If we do not treat these problems separately, we shall have
only ourselves to blame for the confusion in which we shall find
ourselves. So initially I shall restrict myself to examining the notion
of timeless meaning in its application to unstructured utterance-types. My main
example will be a gesture (a signal), and it will be convenient first to consider
the idea of its timeless meaning for an individual (within a signaling
idiolect, so to speak), and only afterward to consider the extension of this
idea to groups of individuals. We shall thus preserve for the time being the
possibility of keeping distinct the ideas of having an established meaning and
of having a conventional meaning. Suppose that a particular sort of hand
wave (to be referred to as"HW") for a particular individual U (within
U's idiolect) means "I know the route." We are to look for an
explication of the sentence "For U, HW means 'I know the
route'" which will relate timeless meaning to occasion-meaning. As a first
shot, one might suggest something like "It is Us policy (practice, habit)
to utter HW in order to mean that U knows the route" (where "mean
that" is to be analyzed in accordance with D1); or more perspicuously,
"It is U's policy (practice, habit) to utter HW if U is making an
utterance by which U means that U knows the route." If we apply D1
to this suggested definiens, we shall get the following expanded definiens:
"It is U's policy (practice, habit) to utter HW if U is making an
utterance by means of which (for some A) U M-intends to effect that A thinks U
to think that U knows the route." Now, whether or not this definiens is
otherwise acceptable, I wish to argue that the notion of M-intention is otiose
here, and that only the notion of simple intention need be invoked; if U's
policy (practice, habit) is such that his use of HW is tied to the presence of
a simple intention to affect an audience in the way described, it will follow
that when, on a given occasion, he utters HW, he will do so, on that oc-casion,
M-intending to affect his audience in that way. Suppose that, using only
the notion of simple intention, we specify U's policy as follows: "I (that
is, utterer U) shall utter HW if I intend (want) some A to think that I think I
know the route." Now, if U is ever to have the particular intentions which
will be involved in every implementation of this policy, he must (logically) be
in a position, when uttering HW, to suppose that there is at least some chance
that these intentions will be realized; for such a supposition to be justified,
as U well knows, a given audience A must be aware of U's policy and must
suppose it to apply to the utterance of HW with which U has presented him. U,
then, when uttering HW on a particular occasion, must expect A to think (or at
least to be in a position to think) as follows: "U's policy for HW is such
that he utters HW now with the intention that I should think that he thinks
that he knows the route; in that case, I take it that he does think that he
knows the route." But to utter HW expecting A to respond in such a way is
to utter HW M-intending that A should think that U thinks that U knows the
route. So a formulation of U's policy of HW in terms of the notion of
simple intention is adequate to ensure that, by a particular utterance of HW, U
will mean that he knows the route. We may, then, suggest a simplified
definition: "For U, HW means'I know the route'" = df. "It is U's
policy (practice, habit) to utter HW if, for some A, U intends (wants) A
to think that U thinks U knows the route." This definition, however, is
doubly unacceptable. (1) For U, HW may have a second meaning; it may also mean
"I am about to leave you." If that is so, U's policy (etc.) cannot be
to utter HW only if U wants some A to think that U thinks U knows the route;
sometimes he will be ready to utter HW wanting some A to think that U thinks
that U is about to leave A. (2) U may have other ways of getting an A to think
that U thinks that U knows the route (such as saying "I know the
route") and may be ready, on occasion, to employ them. That being so, U's
policy (etc.) cannot be to utter HW if (i.e. whenever) U wants A to think that
U thinks U knows the route. To cope with these difficulties, I think I
need some such idea as that of "having a certain procedure in one's
repertoire." This idea seems to me to be intuitively fairly intelligible
and to have application outside the realm of linguistic, or otherwise
communicative, perform-ances, though it could hardly be denied that it requires
further expli-cation. A faintly eccentric lecturer might have in his repertoire
the following procedure: if he sees an attractive girl in his audience, to
pause for half a minute and then take a sedative. His having in his repertoire
this procedure would not be incompatible with his also having two further
procedures: (a) if he sees an attractive girl, to put on a pair of dark
spectacles (instead of pausing and taking a sedative); (b) to pause and
take a sedative when he sees in his audience not an attractive girl, but a
particularly distinguished colleague. Somewhat similarly, if U has in his
repertoire the procedure of uttering HW if he wants an audience A to think U
thinks U knows the route, this fact would not be incompatible with his having
at least two further pro-cedures; (1) to say "I know the route" if he
wants some A to think U thinks U knows the route, and (2) to utter HW if U
wants some A to think U thinks he is about to leave A. So I propose the
definition: D2: "For U utterance-type X means (has as one of its
meanings) '*up'"=df. "U has in his repertoire the following
procedure: to utter a token of X if U intends (wants) A to if that
p." We may now turn from the idea of timeless meaning within an
idiolect to that of timeless meaning for a group or class of individuals.
If U utters HW, his measure of expectation of success as regards effecting the
intended response obviously depends (as has already been remarked) on A's
knowledge of U's procedure; and normally, unlessthe signal is to be explained
to each A, on A's repertoire containing the same procedure. So obviously each
member of some group G (within which HW is to be a tool of communication) will
want his procedure with respect to HW to conform to the general practice of the
group. So I suggest the following rough definition: D3: "For group
G, utterance-type X means "*up'" = df. "At least some (many)
members of group G have in their repertoires the procedure of uttering a token
of X if, for some A, they want A to ut that P, the retention of this procedure
being for them conditional on the assumption that at least some (other) members
of G have, or have had, this procedure in their repertoires." D3
gets in the idea of aiming at conformity and so perhaps (deriv-atively) also
that of correct and incorrect use of X, as distinct from the idea merely of
usual or unusual use of X. The explication of the notion of "having
a procedure in one's rep-ertoire" is, to my mind, a task of considerable
difficulty. I have felt inclined to propose, as a makeshift definition, the
following: "U has in his repertoire the procedure of ..."=df.
"U has a standing readiness (willingness, preparedness), in some
degree, to ...," a readiness (etc.) to do something being a member of the
same family (a weaker brother, so to speak) as an intention to do that
thing. But this definition would clearly be inadequate as it stands. It
may well be true that, for my exceedingly prim Aunt Matilda, the expression
"he is a runt" means "he is an undersized person," and yet
quite false that she has any degree of readiness to utter the expression in any
circumstances whatsoever. What one seems to need is the idea of her being
equipped to use the expression, and the analysis of this idea is also
problematic. So for the present I shall abandon the attempt to provide a
defini-tion, and content myself with a few informal remarks. There seem to me to
be three main types of case in which one may legitimately speak of an
established procedure in respect of utterance-type X: (1) That in which X
is current for some group G; that is to say, to utter X in such-and-such
circumstances is part of the practice of many members of G. In that case my
Aunt Matilda (a member of G) may be said to have a procedure for X, even though
she herself would rather be seen dead than utter X, for she knows that some
other mem-bers of G do have a readiness to utter X in such-and-such
circum-stances. That in which X is current only for U; it is only U's practice to utter
X in such-and-such circumstances. In this case U will have a readiness to utter
X in such-and-such circumstances. That in which X is not current at all, but the
utterance of X in such-and-such circumstances is part of some system of
communication which U has devised but which has never been put into operation
(like the new highway code which I invent one day while lying in my bath). In
that case U has a procedure for X in the attenuated sense that he has envisaged
a possible system of practices which would involve a readiness to utter X in
such-and-such circumstances. Stage IV. Step (1): applied timeless meaning for
unstructured utter-ance-types. We are now in a position to define a
notion of applied timeless meaning which will apply to HW: D4: "When
U uttered X (type), X meant '*p'" = df. "(BA) (U intended A to
recognize [? and to recognize that U intended A to rec-ognize] what U meant
[occasion-meaning] by his uttering X, on the basis of A's knowledge
[assumption] that, for U, X means [has as one of its meanings] "*p' [as
defined by D2]." Or it can be more fully defined (let "*"
and "*'" both be dummy mood-indicators): D4': "When U uttered
X, X meant "*p'" =df. "(BA) (9q) (U meant by uttering X that
*'q; and U intended A to recognize I? and to recognize that he was intended to
recognize] that, by uttering X, U meant that *'q via A's knowledge [assumption]
that in U's repertoire is the procedure of uttering X if, for some A', U wants
A' to it that p)" ["p" may, or may not, represent that
propositional content to which indefinite reference is made in the existential
quantification of "4"]. D4 and of course D4' allow both for the
case in which U meant by HW that he knew the route (coincidence of
meaning "..." and meaning that ... ), and also for the
case in which, for example, U (a criminal) has lured a victim into his car and
signals (non-literally, so to speak) to his accomplice that he knows how to
handle the victim. In both cases it is expected by U that the audience's
understanding ofthe utterance of HW will be based on its knowledge that U has a
certain procedure (to utter HW if U wants an audience to think that U thinks U
knows the route). Stages Ill and IV. Step (2): timeless and applied
timeless meaning for structured utterance-types, complete and
noncomplete. To deal with structured utterance-types and their elements,
I think I need the following apparatus. (1) Let "S,(S,)" (read
"S,-with-S,") denote a sentence of which S, is a subsentence. Allow
that a sentence is a subsentence of itself, so that S, may = S,. Let vIS,(S,)] (read
"v-of-S,-with-S,") be a particular utterance (token) of S,(S,)
uttered by U. v/S,(S,)] is to be a complete utterance; that is, it is not to be
part of vIS,(S,(S,))] (not, for example, to be the utterance of a disjunct
within the utterance of a disjunction). It is a characteristic of sentences (a characteristic
shared with phrases) that their standard meaning is consequential upon the meaning
of the elements (words, lexical items) which enter into them. So I need the
notion of a "resultant procedure": as a first approximation, one
might say that a procedure for an utterance-type X is a resultant procedure if
it is determined by (its existence is inferrable from) a knowledge of
procedures (1) for particular utterance-types which are elements in X, and (2)
for any sequence of utterance-types which exemplifies a particular ordering of
syntactical categories (a particular syntactical form). Now let us deal with
the notion of timeless meaning in U's idiolect: DS: "For U, S means
'*uP'" = df. "U has a resultant procedure for S, namely to
utter S if, for some A, U wants A to ut that p" (DS parallels D2).
An explication of timeless meaning in a language can, perhaps, be provided by
adapting D3, but I shall not attempt this task now. For applied timeless
meaning I offer: D6: "S, in viS,(S,)] meant "*up'" = df.
"(BA) (9q) (U meant by v/S,(S,)] that *', and U intended A to
recognize that U meant by vIS,(S,)] that *'q at least partly on the basis of
A's thought that U has a resultant procedure for S,, namely (for suitable A')
to utter S, if U wants A' to (t that p)" (D6 parallels D4').So far (maybe)
so good. But the notion of "resultant procedure" has been left pretty
unilluminated, and if we are to shed any light on the notion of word meaning,
and its connection with "meaning that," we ought to look at the
nature of the more fundamental procedures from which a resultant procedure
descends. It would be nice to give a general schema, to show the role of word
meanings (covering every type of word) in determining (in combination) sentence
meanings (covering sentences of any syntactical structure). But this looks like
a Herculean task (in our present state of knowledge). The best we can hope for
is a sketch, for a very restricted (but central) range of word types and
syntactical forms, of a fragment of what might be the kind of theory we need.
Let us take as our range all or part of the range of affirmative categorical
(not necessarily indicative) sentences involving a noun (or definite
description) and an adjective (or adjectival phrase). The apparatus
needed (for one such attempt) would be: Suppose o to be an indicative
sentence. Then we need to be able to apply the ideas of an indicative version
of a (o itself), an imperative version of o, an optative version of o, etc.
(mood variations). It would be the business of some linguistic theory to equip
us to apply such characterizations (so as philosophers of language we can
assume this as given). We need to be able to apply some such notion as a predication of B
(adjectival) on a (nominal). "Smith is tactful," "Smith, be
tact-ful," "Let Smith be tactful," and "Oh, that Smith may
be tactful" would be required to count, all of them, as predications of
"tactful" on "Smith." It would again be the business of
some linguistic theory to set up such a sentential characterization. Suppose we, for a moment, take
for granted two species of cor-relation, R-correlation (referential) and
D-correlation (denotational). We want to be able to speak of some particular
object as an R-correlate of a (nominal), and of each member of some class as
being a D-correlate of B (adjectival). Now suppose that U has the
following two procedures (P): P1: To utter the indicative version of o if
(for some A) U wants/ intends A to think that U thinks... (the blank being
filled by the infinitive version of o, e.g. "Smith to be tactful").
Also, P1': obtained from P1 by substituting
"imperative"/"indicative" and "intend"/
"think that U thinks." (Such procedures set up correlations between
moods and specifications of "«t.")P2: To utter a y-correlated (cf. P1
and P1' predication of B on a if (for some A) U wants A to vt a particular
R-correlate of a to be one of a particular set of D-correlates of B.
Further suppose that, for U, the following two correlations hold: C1:
Jones's dog is an R-correlate of "Fido." C2: Any hairy-coated
thing is a D-correlate of "shaggy." Given that U has the
initial procedures P1 and P2, we can infer that U has the resultant procedure
(determined by P1 and P2): RP1: to utter the indicative version of a
predication of B on a if U wants A to think U to think a particular R-correlate
of a to be one of a particular set of D-correlates of B. Given RP1 and
C1, we can infer that U has: RP2: To utter the indicative version of a
predication of B on "Fido" if U wants A to think U to think Jones's
dog to be one of a particular set of D-correlates of B. Given RP2 and C2,
we can infer that U has: RP3: To utter the indicative version of a
predication of "shaggy" on "Fido" if U wants A to think U
to think Jones's dog is one of the set of hairy-coated things (i.e. is
hairy-coated). And given the information from the linguist that
"Fido is shaggy" is the indicative version of a predication of
"shaggy" on "Fido" (as-sumed), we can infer U to
have: RP4: To utter "Fido is shaggy" if U wants A to think U to
think that Jones's dog is hairy-coated. And RP4 is an interpretant of "For
U, 'Fido is shaggy' means 'Jones's dog is hairy-coated." I have not
yet provided an explication for statements of timeless meaning relating to
noncomplete utterance-types. I am not in a position to provide a definiens for
"X (noncomplete) means ... "" In- deed, I am not
certain that a general form of definition can be provided for this schema; it
may remain impossible to provide a definiens until the syntactical category of
X has been given. I can, however, shade a definiens which may be adequate for
adjectival X lee D7: "For U, X (adjectival) means'... '"=df. "U
has this proce-dure: to utter a it-correlated predication of X on a if (for
some A) U wants A to dt a particular R-correlate of a to be..." (where the
two lacunae represented by dots are identically completed).Any specific
procedure of the form mentioned in the definiens of D7 can be shown to be
a resultant procedure. For example, if U has P2 and also C2, it is inferable
that he has the procedure of uttering a vt-correlated predication of
"shaggy" on a if (for some A) U wants A to t a particular R-correlate
of a to be one of the set of hairy-coated things, that is, that for U
"shaggy" means "hairy-coated." I can now offer a
definition of the notion of a complete utterance-type which has so far been
taken for granted: D8: "X is complete" =df. "A fully
expanded definiens for "X means ... '" contains no explicit
reference to correlation, other than that involved in speaking of an
R-correlate of some referring expression occurring within X." (The
expanded definiens for the complete utterance-type "He is shaggy" may
be expected to contain the phrase "a particular R-correlate of
'he.") Correlation. We must now stop taking for granted the notion
of correlation. What does it mean to say that, for example, Jones's dog is
the/an R-correlate of "Fido"? One idea (building in as little as
pos-sible) would be to think of "Fido" and Jones's dog as paired, in
some system of pairing in which names and objects form ordered pairs. But in
one sense of "pair," any one name and any one object form a pair (an
ordered pair, the first member of which is the name, the second the object). We
want a sense of "paired" in which "Fido" is paired with
Jones's dog but not with Smith's cat. "Selected pair"? But what does
"selected" mean? Not "selected" in the sense in which an
apple and an orange may be selected from a dish: perhaps in the sense in which
a dog may be selected (as something with which [to which] the selector intends
to do something). But in the case of the word-thing pair, do what? And what is
the process of selecting? I suggest we consider initially the special
case in which linguistic and nonlinguistic items are explicitly correlated. Let
us take this to consist in performing some act as a result of which a
linguistic item and a nonlinguistic item (or items) come to stand in a relation
in which they did not previously stand, and in which neither stands to
noncorrelates in the other realm. Since the act of correlation may be a verbal
act, how can this set up a relation between items? Suppose U produces a
particular utterance (token) V, which belongs to the utterance-type
"shaggy: hairy-coated things." To be able to say that U had by V
correlated "shaggy" with each member of the set of hairy-coated
things, we should need to be able to say that thereis some relation R such
that: (a) by uttering V, U effected that "shaggy" stood in R to
each hairy-coated thing, and only to hairy-coated things; (b) uttered V in order
that, by uttering V he should effect this. It is clear that condition (b), on
which some will look askance because it introduces a reference to U's intention
in performing his act of correlation, is required, and that condition (a) alone
would be inadequate. Certainly by uttering V, regardless of his inten-tions, U
has set up a situation in which a relation R holds exclusively between
"shaggy" and each hairy-coated thing Z, namely the relation which
consists in being an expression uttered by U on a particular occasion O in
conversational juxtaposition with the name of a class to which Z belongs. But
by the same act, U has also set up a situation in which another relation R'
holds exclusively between "shaggy" and each non-hairy-coated thing
Z', namely the relation which consists in being an expression uttered by U on
occasion O in conversational juxtaposition with the name of the complement of a
class to which Z' belongs. We do not, however, for our purposes, wish to think
of U as having correlated "shaggy" with each non-hairy-coated thing.
The only way to ensure that R' is eliminated is to add condition (b), which
confines attention to a relationship which U intends to set up. It looks as if
intensionality is embedded in the very foundations of the theory of
language. Let us, then, express more formally the proposed account of
cor-relation. Suppose that V= utterance-token of type "Shaggy':
hairy-coated things" (written). Then, by uttering V, U has
correlated "shaggy" with (and only with) each hairy-coated
thing=(R) {U effected by V that [Vx] [R "shaggy" x=xEy (y is a
hairy-coated thing)]) and (U uttered V in order that U effect by V that [Vx]
... )}! If so understood, U will have correlated "shaggy" with
hairy- 1. The definiens suggested for explicit correlation is, I think,
insufficient as it stands. I would not wish to say that if A deliberately
detaches B from a party, he has thereby correlated himself with B, nor that a
lecturer who ensures that just one blackboard is visible to each member of his
audience (and to no one else) has thereby explicitly correlated the blackboard
with each member of the audience, even though in each case the analogue of the
suggested definiens is satisfied. To have explicitly correlated X with each
member of a set K, not only must I have intentionally effected that a
particular relation R holds between X and all those (and only those) items
which belong to K, but also my purpose or end in setting up this relationship
must have been to perform an act as a result of which there will be some
relation or other which holds between X and all those (and only those) things
which belong to K. To the definiens, then, we should add, within the scope of
the initial quantifier, the following clause: "& Us purpose in
effecting that Vx (.....) is that (BR') (Vz) (R' 'shaggy'2=2Ey (y is
hairy-coated))."coated things only if there is an identifiable R' for
which the condition specified in the definiens holds. What is such an R'? I
suggest R'xy=* is a (word) type such that V is a sequence consisting of a token
of x followed by a colon followed by an expression ("hairy-coated
things") the R-correlate of which is a set of which y is a member. R'xy
holds between "shaggy" and each hairy-coated thing given U's
utterance of V. Any utterance V' of the form exemplified by V could be uttered
to set up R"xy (involving V' instead of V) between any expression and each
member of any set of nonlinguistic items. There are other ways of
achieving the same effect. The purpose of making the utterance can be
specified in the utterance: V = utterance of "To effect that, for
some R, 'shaggy' has R only to each hairy-coated thing, 'shaggy': hairy-coated
things." The expression of the specified R will now have "V is a
sequence containing" instead of "V is a sequence consisting
of..." Or U can use the performative form: "I correlate
'shaggy' with each hairy-coated thing." Utterance of this form will at the
same time set up the required relation and label itself as being uttered with
the purpose of setting up such a relation. But by whichever form an act
of explicit correlation is effected, to say of it that it is (or is intended to
be) an act of correlation is always to make an indefinite reference to a
relationship which the act is intended to set up, and the specification of the
relation involved in turn always involves a further use of the notion of
correlation (e.g. as above in speaking of a set which is the correlate
[R-correlate] of a particular expression [e.g. "Hairy-coated
things"]). This seems to involve a regress which might well be objectionable;
though "correla-tion" is not used in definition of correlation, it is
used in specification of an indefinite reference occurring in the definition of
correlation. It might be considered desirable (even necessary) to find a way of
stopping this regress at some stage. (Is this a characteristically empiricist
demand?) If we don't stop it, can correlation even get started (if prior
correlation is presupposed)? Let us try "ostensive" correlation. In
an attempted ostensive correlation of the word "shaggy" with the property
of hairy-coatedness: U will perform a number of acts in each of which he
ostends an object (a,, az, ag, etc.). Simultaneously with each ostension he utters a token
of the word "shaggy." It is his intention to ostend, and to be recognized as
ostending,only objects which are either, in his view, plainly hairy-coated or
are, in his view, plainly not hairy-coated (4) In a model sequence these
intentions are fulfilled. For a model sequence to succeed in correlating the
word "shaggy" with the property of being hairy-coated, it seems
necessary (and perhaps also suffi-cient) that there should be some relation R
which holds between the word "shaggy" and each hairy-coated thing, y,
just in case y is hairy-coated. Can such a relation R be specified? Perhaps at
least in a sequence of model cases, in which Us linguistic intentions are
rewarded by success, it can; the relation between the word "shaggy"
and each hairy-coated object y would be the relation which holds between each plainly
hairy-coated object y and the word "shaggy" and which consists in the
fact that y is a thing to which U does and would apply, rather than refuse to
apply, the word "shaggy." In other words in a limited universe
consisting of things which in U's view are either plainly hairy-coated or
plainly not hairy-coated, the relation R holds only between the word
"shaggy" and each object which is for U plainly hairy-coated.
This suggestion seems not without its difficulties: It looks as if we should want
to distinguish between two relations R and R'; we want U to set up a relation R
which holds between the word "shaggy" and each hairy-coated object;
but the preceding account seems not to distinguish between this relation and a
relation R' which holds between the word "shaggy" and each object
which is in U's view unmistakably hairy-coated. To put it another way, how is U
to distinguish between "shaggy" (which means hairy-coated) and the
word "shaggy" * (which means "in U's view unmistakably
hairy-coated")? If in an attempt to evade these troubles we suppose the relation R to be
one which holds between the word "shaggy" and each object to which U
would in certain circumstances apply the word "shaggy," how do we
specify the circumstances in question? If we suggest that the circumstances are
those in which U is concerned to set up an explicit correlation between the
word "shaggy" and each member of an appropriate set of objects, our
proposal becomes at once unrealistic and problematic. Normally correlations
seem to grow rather than to be created, and attempts to connect such growth
with potentialities of creation may give rise to further threats of
circularity. The situation seems to be as follows: We need to be able to invoke
such a resultant procedure as the following, which we will call RP12, namely to
predicate ß on "Fido," when U wants A to fi that Jones's dog is a
D-correlate of B; and we want to be able to say that at least sometimes such a
resultant procedure may result from among other things, a nonexplicit
R-correlation of "Fido" and Jones's dog. It is tempting to suggest that
a nonexplicit R-correlation of "Fido" and Jones's dog consists in the
fact that U would, explicitly, correlate "Fido" and Jones's
dog. But to say that U would
explicitly correlate "Fido" and Jones's dog must be understood as an
elliptical way of saying something of the form "U would explicitly
correlate 'Fido' and Jones's dog, if p." How is "if p" to be specified?
Perhaps as "If U were
asked to give an explicit correlation for 'Fido." But if U were actually
faced with a request, he might well take it that he is being asked to make a
stipulation, in the making of which he would have an entirely free hand. If he
is not being asked for a stipulation, then it must be imparted to him that his
explicit correlation is to satisty some nonarbitrary condition. But what
condition can this be? Again it is tempting to suggest that he is to make his
explicit correlation such as to match or fit existing procedures. In application to RP12, this
seems to amount to imposing on U the demand that he should make his explicit
correlation such as to yield RP12. In that case, RP12 results from a nonexplicit
correlation which consists in the fact that U would explicitly correlate
"Fido" and Jones's dog if he wanted to make an explicit correlation
which would generate relevant existing procedures, namely RP12 itself. There is
an apparent circularity here. Is this tolerable? It may be tolerable inasmuch as
it may be a special case of a general phenomenon which arises in connection
with the explanation of linguistic practice. We can, if we are lucky, identify
"linguistic rules," so called, which are such that our linguistic
practice is as if we accepted these rules and consciously followed them. But we
want to say that this is not just an interesting fact about our linguistic
practice but also an explanation of it; and this leads us on to suppose that
"in some sense," "implicitly," we do accept these rules.
Now the proper interpretation of the idea that we do accept these rules becomes
something of a mystery, if the "acceptance" of the rules is to be
distinguished from the existence of the related practices-but it seems likea
mystery which, for the time being at least, we have to swallow, while recognizing
that it involves us in an as yet unsolved problem. C. Concluding Note It
will hardly have escaped notice that my account of the cluster of notions
connected with the term "meaning" has been studded with expressions
for such intensional concepts as those of intending and believing, and my
partial excursions into symbolic notation have been made partly with the idea
of revealing my commitment to the legitimacy of quantifying over such items as
propositions. I shall make two highly general remarks about this aspect of my
procedure. First, I am not sympathetic toward any methodological policy which
would restrict one from the start to an attempt to formulate a theory of
meaning in extensional terms. It seems to me that one should at least start by
giving oneself a free hand to make use of any intensional notions or devices
which seem to be required in order to solve one's conceptual problems, at least
at a certain level, in ways which (metaphysical bias apart) reason and
intuition commend. If one denies oneself this freedom, one runs a serious risk
of underestimating the richness and complexity of the conceptual field which
one is investigating. Second, I said at one point that intensionality
seems to be embedded in the very foundations of the theory of language. Even if
this appearance corresponds with reality, one is not, I suspect, precluded from
being, in at least one important sense, an extensionalist. The psychological
concepts which, in my view, are needed for the formulation of an adequate
theory of language may not be among the most primitive or fundamental
psychological concepts (like those which apply not only to human beings but
also to quite lowly animals), and it may be possible to derive (in some
relevant sense of "derive") the intensional concepts which I have
been using from more primitive extensional concepts. Any extensionalist has to
deal with the problem of allowing for a transition from an extensional to a
nonextensional language; and it is by no means obvious to me that
intensionality can be explained only via the idea of concealed references to
language and so presupposes the concepts in terms of which the use of language
has to be understood. Some have worried about
circularity problems that might arise in an attempt to define timeless meaning
("mean,") in terms of occasion meaning (here referred to as
"mean, There is certainly no
definitional circle. I have at least hinted at the possibility of defining
"mean," in terms of "mean," but I have never regarded
"mean," as potentially definable in terms of "mean,";
indeed, in nonconventional communications, utterers mean, without any
dependence on the meaning, of their utterances (which usually have no
meaning,). There is a possibility of
"epistemic regress" (or circle). Suppose C to be a conventional ad
hoc device (which will mean, something). Then the identification of what U
means, by uttering C will require the identification of what C means,.
But if "C means, 'p'" = "people normally mean, by C that
p," then to discover what C means, requires discovery of what individual
utterers mean, on this or that occasion. But this in turn presupposes a
knowledge of what C means,. And so on. This objection seems to hold
only if it is supposed that "C means, 'p'" (if this =
"people normally mean, by C that p") has to be established
inductively from data consisting of facts to the effect that U meant, by C on
occasion O that p (etc.), that is, data about the mean-ing, of particular
utterances of C. But this supposition need not be made. One might even allow
(without discussion) that "people normally mean, by C that p" is an
inductive conclusion from data suchas "U normally means, by C that
p"; but what U normally means, by C need not (should not) be regarded as
itself an inductive conclusion from the meaning, of individual utterances of C
by U. What U normally means, by C could be (should be) a matter of U's
disposition with regard to the employment of C, and this could be (should be)
thought of as consisting of a general intention (readiness) on the part of U; U
has the general intention to use C on particular occasions, to mean, that p.
The existence of such a general intention is not (neces-sarily) inductively
derived from its manifestations. Nevertheless, I am not sure that it is desirable
or correct to try to define "meaning," in terms of meaning,
(understood in terms of M-intending), though I hope that it is correct to
explicate "meaning," in terms of intending or intention (though not
M-intention). My reason for rejecting the account of "means," in
terms of "means," (M-intends) is that the special qualifications
involved in the notion of M-intending seem to be otiose and do not seem to be
required in the account of "means, " 2. Two Models for
Conversational Implicature Let us, for a start, consider the language of
perception, in which there will appear three different kinds of locution: (1)
subperceptual locutions, like "it seems to X that the flowers are
red"; (2) perceptual locutions, like "X perceives the flowers to be
red"; and (3) factual locutions, like "the flowers are red." Of
subperceptual locutions I wish to distinguish two versions, which I will call
"unaccented" versions and "accented" versions. It is at
least plausible to suggest (and I think that in Essay 15, "The Causal Theory
of Perception," 1 did in fact suggest something very like it) that
unaccented sub-perceptual locutions express one, but only one, of the truth
conditions governing the corresponding perceptual locutions. The remainder of
the list of truth conditions might be thought of as specified by the factual
locution, together perhaps with the suggestion that it is the truth of the
factual locution which accounts for the truth of the subperceptual locution.
The truth of the statement that X perceives the flowers to be red would be
derived from the truth of the statement that it seems to X that the flowers are
red, that the flowers are red, and that the second fact explains the first. As
thus conceived, the truth of the subperceptual locution in no way conflicts with
any of the truth conditions for the related perceptual locution.The situation
is altered when we come to accented versions of a subperceptual locution. A
subperceptual locution may be said to be accented when the verb
"seem" which it contains displays any kind of highlighting or
low-lighting, which distinguishes it from the general run of words in its
environment. This would include, but would not be restricted to, such features
as increased or decreased sound volume. The only constraint will be that the
feature in question should be a natural feature, not a product of a
communication of some kind to the effect that the occurrence of the word
"seem" is distinctively marked. The presence of the distinctive
feature is to be thought of as generating, not as being generated by,
communication. Standardly the generated communication will be an informal
one to the effect that the use of the word "seem" is well chosen in
relation to that of some identifiable contrasting expression to which it is pre-ferred.
In the example on hand the identifiable contrasting expression is likely to be
either the phrase "is perceived to be," which appears in the
perceptual locution, or the word "are," which appears in the factual
locution. The appearance of accent will introduce an implicature that the
perceptual locution, or one of its other truth conditions— perhaps the factual
condition—is false or is at least doubtful. An accented version will therefore
undermine the noncommittal character of the corresponding unaccented version.
A structurally parallel situation arises when we turn from perceptual to
cognitive examples. The unaccented "It seemed to X that the actor had
forgotten his lines" is perhaps noncommittal on the question whether the
actor had forgotten his lines and whether X did or did not know him to have
done so. First, distinguishing three cases of contrasting terms: Low subjective contrasters High subjective contrasters Objective contrasters Examples
of (1) could be "It seems to X that p," "X thinks that p,"
or "It looks to X as if p." Examples of (2) could be "X knows
that P," "X sees that p," possibly "It is clear to X
that p," or "It is apparent to X that p." In (3), whatever
condition is expressed by "p," the objective contraster would be the
sentence saying what p is. Second, there is a standard, though possibly
not universal, mode of connection between the three contrasters. Standardly the
truth conditions for a High Subjective contraster lie in the truth of the
relatedLow Subjective contraster because of, or on account of, the fulfillment
of the Objective contraster. Thus, the truth conditions for the statement that
it is apparent to X that the actor had forgotten his lines would lie in its
appearing to X that the actor had forgotten his lines because of, or on account
of, the fact that the actor had indeed forgotten his lines. Third, we may
now consider the effect of the introduction of ac-centing. Accenting a Low
Subjective contraster will informally claim justification for the speaker's restraint
in not deploying the corresponding High Subjective contraster. So, saying with
accent "I know that p" informally claims justification for not
stopping short at "I think that p," and saying with accent "I
think that p" claims justification for not going on to claim knowledge of
p. Fourth, the attribution of certainty will not tolerate inclusion in a
context which withholds certainty from whatever it is that occurs in that
context. If it is to be certain for X that p, then it must be the case that it
is certain for X that it is certain for X that p, or at least that it should
not be uncertain for X that it is certain for X that p. If X has High
Subjective contraster doubt feelings about the color of the flowers, then X
cannot have an anterior presence of doubt about whether he has the
aforementioned doubt feelings about the color of the flowers. The
aforementioned doubt feelings will be unmistakably present or absent, but
though the presence or absence of the feelings may be unmistakable the nature
of the explanation of their presence or absence need not, it seems, be
similarly unmistak-able; there may be room for doubt whether the presence of
doubt feelings does or does not depend on the color of the flowers. If that is
so, then the admissibility of the presence or absence of High Subjective doubts
about the flower color seems after all to go beyond the question of the actual
presence or absence of such doubt feelings, and this goes against our
supposition about the semantic relations between High Subjective and Low
Subjective states. It looks as if the idea of a High Subjective state as
consisting in a Low Subjective state which is explained in a certain kind of
way may not, after all, be tenable. The foregoing picture of the
importation of implications or suggestions over and above the strictly asserted
content of sentences used by a speaker-suggestions, that is, which would be
generated by the introduction of accenting —will not, I fear, prove adequate
for handling any supernumerary suggestions involved in claims about what
wordsor word users mean, and, I suspect, a different model is needed. In the
direction in which I have started, it will be desirable to distinguish two
forms of paraphrase, the explicit introduction of which might be the source of
misleading suggestions. The first form of paraphrase will be the
supplementation of elliptical omissions. At this stage we shall encounter the
expansion by paraphrase of statements about the meaning of words into
statements about what words mean to word users or what word users mean by their
words. At this stage it is notable that the word "mean" recurs in a
supplemental setting. The second form of paraphrase involves a reductive
analysis of the appearances of the verb "mean"; according to my
theoretical sugges-tion, these appearances will be replaced by references to
psychological states or attitudes. The primary difficulty for me about the
second form of paraphase is to decide how to handle specifications of thoughts
on the assumption that thinking essentially involves the intelligible use of
language and that the intelligibility of language in turn involves reference to
underlying psychological attitudes on the part of those whose language it is.
The presence of attitudes is supposed to involve the possibility of related
thought episodes, the thought episodes will essentially involve the use of
language; the language used will have to be intelligible; and its
intelligibility will in turn involve a reference or related original stock of
psychological at-titudes. So thinking looks back to the intelligible use of
language, which in turn rests on its connection with thinking, and this is a
fairly short circle. The solution to this seemingly knotty problem may
perhaps lie in the idea that the psychological attitudes which, in line with my
theory of meaning, attend the word flows of thought do so as causes and effects
of the word flows in question, but not as natural causes and effects and so not
as states that are manifested in psychological episodes or thoughts which are
numerically distinct from word flows which set them off or arise from them;
they are due or proper antecedents or consequences of the word flows in
question and as such are legitimately deemed to be present in those roles; this
is part of one's authority as a rational thinker to assign acceptable
interpretations to one's own internal word flows. What they may be deemed to
generate or arise from is ipso facto something which they do generate or arise
from. The interpretation, therefore, of one's own verbally formulated thoughts
is part of the privilege of a thinking being. The association of our word flows
and our psychological attitudes is fixedby us as an outflow from our having
learned to use our language for descriptive purposes to describe the world, so
the attitudes which, when speaking spontaneously and yet nonarbitrarily, we
assign as causes or effects of our word flows have to be accepted as properly
occupying that position. H. P. Grice. Grice devoted the Epilogue to a
detailed review of the deeper aspects of the unity which he believes the essays
to possess. These deeper aspects are three in number, and I shall now
enumerate them separately. The first is that the connections between the topics
discussed are sometimes stronger and more interesting than the essays
themselves make clear: partly this is due to the fact that these connections
were not, I think, seen by me at the time at which the essays were written, and
it is only in retrospect that I begin to see their number and their importance.
The second aspect, on which I think the first is dependent, is that the various
topics which interested me at the time at which these essays were written seem
to be ones which are, first of all, important and second, topics which still
interest me, and some of them, perhaps all of them, are matters which I still
feel that I need to make up my mind about more thoroughly and clearly.
Consequently these essays can perhaps be regarded as the first word but not the
last word in a number of directions in which it is important that philosophers
should go. The third and last of these deeper aspects is one that has already
been remarked upon in the preface as providing the methodological theme which
runs through the contents of this volume. It consists in the application of or
illustration of a certain sort of way of doing philosophy, one which was one of
the many ways in which philosophy was done in Oxford at the time at which I was
there and which are connected with the application to philosophy of a
particular kind of interest in language, particularly ordinary language. Such
interest took more than one form, and I do not think that in any of the forms
it has been very well articulated orexpressed or described by those who
practised it; and I think it is of fundamental importance to philosophizing.
The last part of this epilogue will be devoted to an attempt to make its
character more clear. I shall begin by listing the persistent or
recurrent thematic strands which it seems to me I can discern in the essays appearing
in this volume, and I shall then return after having listed them to consider
them one by one in varying degrees of detail. I think I can detect eight such
strands though some of them have more than one component and the components do
not necessarily have to be accepted as a block. The first of these main
strands belongs to the philosophy of percep-tion; it involves two theses; first
that the general notion of perception, the concept expressed by the verb
"perceive," is properly treatable by means of causal analysis; and
second that in the more specific notions connected with perception like those
involving different modalities of perception like "seeing" and
"hearing," various elements have to be considered but one which
cannot be ignored or eliminated is the experiential quality of the
sense-experiences perception involves. A third question, about the analysis of
statements describing objects of perception like material objects, was also
prominent in my thinking at the time at which these essays were written but
does not figure largely in these pages. The second strand is a concern to
defend the viability of an analytic/synthetic distinction together perhaps with
one or more of such closely related distinctions as that between necessary and
contingent or between a priori and a posteriori. A third strand is a defense of
the rights of the ordinary man or common sense vis-à-vis the professional
philosopher, the idea being that for reasons which have yet to be determined
and accurately stated the ordinary man has a right to more respect from the
professional philosopher than a word of thanks for having got him
started. The fourth strand relates to meaning; it consists in two theses:
first, that it is necessary to distinguish between a notion of meaning which is
relativized to the users of words or expressions and one that is not so
relativized; and second, of the two notions the unrelativized notion is
posteriori to, and has to be understood in terms of, the relativized notion;
what words mean is a matter of what people mean by them. The fifth strand
is the contention that in considering the notion of meaning we should pay
attention to two related distinctions. First, a distinction between those
elements of meaning which are present by virtue of convention and those which
are present by virtue of something other than convention; and second, between
those elements ofmeaning which standardly form part of what a word or form of
words asserts (or its user asserts), and those elements of meaning which rather
form part of what the words or their users imply or otherwise convey or are
committed to. A distinction, that is to say, (a) between conventional and
nonconventional meaning and (b) between assertive and nonassertive meaning.
Strand six is the idea that the use of language is one among a range of forms
of rational activity and that those rational activities which do not involve
the use of language are in various ways importantly parallel to those which do.
This thesis may take the more specific form of holding that the kind of
rational activity which the use of language involves is a form of rational
cooperation; the merits of this more specific idea would of course be
independent of the larger idea under which it falls. Strands seven and
eight both relate to the real or apparent opposition between the structures
advocated by traditional or Aristotelian logic, on the one hand, and by modern
or mathematical logic, on the other. In a certain sense these strands pull in
opposite directions. Strand seven consists in the contention that it is
illegitimate to repre-sent, as some modern logicians have done, such
grammatical subject phrases as "the King of France," "every
schoolboy," "a rich man," and even "Bismarck" as being
only ostensibly referential; that they should be genuinely referential is
required both for adequate representation of ordinary discourse and to preserve
a conception of the use of language as a rational activity. Strand eight
involves the thesis that, notwithstanding the claims of strand seven, genuinely
referential status can be secured for the subject phrases in question by
supplementing the apparatus of modern logic in various ways which would include
the addition of the kind of bracketing devices which are sketched within the
contents of this volume. Strand One I now turn to a closer
examination of the first of these eight thematic strands, the strand, that is,
which relates to the analysis of per-ception.' The two essays involving this
strand seem to me not to be devoid of merit; the essay on the Causal Theory of
Perception served to introduce what later I called the notion of Conversational
Impli- 1. Cf. esp. Essays 15-16.cature which has performed, I think, some
useful service in the philosophy of language, and also provided an adequate
base for the rejection of a bad, though at one time popular, reason for
rejecting a causal analysis of perception; and the essay called "Some
Remarks about the Senses," drew attention, I think, to an important and
neglected subject, namely the criteria by which one distinguishes between one
modality of sense and another. But unfortunately to find a way of disposing of
one bad reason for rejecting a certain thesis is not the same as to establish
that thesis, nor is drawing attention to the importance of a certain question
the same as answering that question. In retrospect it seems to me that
both these essays are open to criticisms which so far as I know have not been
explicitly advanced In "The Causal Theory of Perception" I reverted
to a position about sense-datum statements which was originally taken up by
philosophers such as Paul and Ayer and some others; according to it, statements
to the effect that somebody was having a sense-datum, or had a sense-datum or
was having a sense-datum of a particular sort, are to be understood as
alternative ways of making statements about him which are also expressible in
terms of what I might call phenomenal verbs like "seem" or, more
specifically, like "looks," "sounds," and
"feels." This position contrasted with the older kind of view,
according to which statements about sense-data were not just alternative
versions of statements which could be expressed in terms of phenomenal verbs
but were items which served to account for the applicability of such a range of
verbs. According to the older view, to say that someone had a sense-datum which
was red or mouselike was not just an outlandish alternative way of saying it
looked to him as if there was a mouse or something red before him, but was
rather to specify something which explained why it looked to him as if there
was something red before him or as if there were a mouse before him. The
proponents of the newer view of sense-data would have justified their
suggestion by pointing to the fact that sense-data and their sensible characteristics
are mysterious items which themselves stand in need of explanation, and so
cannot properly be regarded as explaining rather than as being explained by the
applicability of the phenomenal verb-phrases associated with them. It is not
clear that these criticisms of the older view are justified; might it not be
that while in one sense of the word "explained" (that which is
roughly equivalent to "rendered intelligible") sense-data are
explained in terms of phenomenal verbs,in another sense of "explained"
(that which is roughly equivalent to "accounted for") the
priority is reversed, and the applicability of phenomenal verbs is explained by
the availability of sense-data and their sensible feature. The newer view,
moreover, itself may run into trouble. It seems to me to be a plausible view
that the applicability of phenomenal verbs is itself to be understood as
asserting the presence or occurrence of a certain sort of experience, one which
would explain and in certain circumstances license the separate employment of a
verb phrase embedded in the phenomenal verb-phrase; for it to look or seem to
me as if there is something red before me is for me to have an experience which
would explain and in certain unproblematic circumstances license the assertion
that there is something red before me. It will be logically incoherent at one
and the same time to represent the use of phenomenal verbs as indicating the
existence of a ba-sis, of some sort or other, for a certain kind of assertion
about perceptible objects and as telling us what that basis is. The older view
of sense-data attempted to specify the basis; the newer view, apparently with
my concurrence, seems to duck this question and thereby to render mysterious
the interpretation of phenomenal verb-phrases. Second, in "Some
Remarks about the Senses" I allow for the possibility that there is no one
criterion for the individuation of a sense, but I do not provide for the
separate possibility that the critical candidates are not merely none of them
paramount but are not in fact independent of one another. For example, sense
organs are differentiated not by their material character, but by their
function. Organs that are just like eyes would in fact be not eyes but ears if
what they did was, not to see, but to hear; again, real qualities of things are
those which underlie or explain various causal mechanisms, such as our being
affected by vibrations or light rays. So criterial candidates run into one
another; and indeed the experiential flavor or quality of experience to which I
attach special importance is in fact linked with the relevant ranges of what
Locke called secondary qualities which an observer attributes to the objects
which he perceives; so we might end up in a position that would not have been
uncongenial to Locke and Boyle, in which we hold that there are two ways of
distinguishing between senses, one of which is by the character of their
operations (processes studied by the sciences rather than by the ordinary
citizen), and the other would be by the difference of their phenomenal
char-acter, which would be something which would primarily be of interest to
ordinary people rather than to scientists. These reflections sug-gest to me two
ideas which I shall here specify but not argue for. The first is that, so far
from being elements in the ultimate furniture of the world, sense-data are
items which are imported by theorists for various purposes; such purposes might
be that one should have bearers of this or that kind of relation which is
needed in order to provide us with a better means for describing or explaining
the world. Such relations might be causal or spatial where the space involved
is not physical space but some other kind of space, like visual space, or it
might be a system of relations which in certain ways are analogous to spatial
relations, like relations of pitch between sounds. This idea might lead to
another, namely that consideration of the nature of perception might lead us to
a kind of vindication of common sense distinct from those vindications which I
mention elsewhere in this epilogue, for if sense-data are to be theoretical
extensions introduced or concocted by theorists, theorists will need common
sense in order to tell them what it is to which theoretical extensions need to
be added. Philosophers' stories derive their character and direction from the
nonphilosophical stories which they supplement. Strand Two The
second of these eight strands' consists in a belief in the possibility of
vindicating one or more of the number of distinctions which might present
themselves under the casual title of "The analytic/syn-thetic
distinction." I shall say nothing here about this strand not because I
think it is unimportant; indeed I think it is one of the most important topics
in philosophy, required in determining, not merely the answers to particular
philosophical questions, but the nature of philosophy itself. It is rather that
I feel that nothing less than an adequate treatment of the topic would be of
any great value, and an adequate treatment of it would require a great deal of
work which I have not yet been able to complete. This lacuna, however, may be
somewhat mitigated by the fact that I provided some discussion of this topic in
"Reply to Richards" contained in Philosophical Grounds of Rationality
and by the fact that at the conclusion of this epilogue I shall also advance a
slightly skittish hint of the direction in which I have some inclination to go.
I hope that this treatment will serve as an interim indication of what my final
position might be. 2. Cf. esp. Essay 13.The third strand' consists in a
disposition on my part to uphold in one form or another the rights of the
ordinary man or of common sense in the face of attacks which proceed from
champions of specialist philosophical or scientific theory. All parties would,
I think, agree that specialist theory has to start from some basis in ordinary
thought of an informal character; the question at issue is whether the contents
and views contained in that thought have to continue to be respected in some
measure or other by the specialist theorist even after the specialist theorist
has embarked on his own work. According to some, at that point, the
contribution of ordinary thought and speech can be ignored, like a ladder to be
kicked away once the specialist has got going. My support for common sense is
not eroded by the failure of many attempts made by philosophers to give a
justification or basis for such support; indeed the negative part of my
contribution to the subject consists in the rejection of a number of such
attempts. Some of these rejections appear in discussions contained in this
volume, others in other places. One form of defense of common sense is one
propounded by Moore in the famous paper on that subject. This seems to consist
in the presumed acceptability of the obvious; it seems to consist in that
because so far as I can see no other reason is given for the acceptance of what
Moore counts as propositions of common sense. If I have read Moore aright I
find this form of defense of common sense unsatisfactory on the grounds that
the conception of the obvious is not in an appropriate sense an objective
conception. This is pointedly illustrated by the famous story of the British
mathematician G. H. Hardy, who in a lecture announced that a certain
mathematical proposition was obvious, at which point one of his audience
demurred and said that it was not obvious to him. Hardy then halted the
lecture, paced outside the lecture room for a quarter of an hour, returned, and
said "It is obvious." The trouble is that obviousness requires
consent, on the part of the parties con-cerned, in the obviousness of what is
thought of as obvious. A second and different line of defense of common
sense comes from Thomas Reid, who points to the need for first principles of
human knowledge. Once these are secured, then various forms of derivation and
deduction and inference can account for the accumulation of 3. Cf. esp.
Essays 8-10.known propositions which are as it were theorems in the system of
knowledge; but theorems need to look back to axioms and these axioms are things
which Reid regards as matters which it is the function of common sense to
provide. The fault which I find here is a conflation of the notion of axioms as
being organizational items from which nonaxiomatic propositions are supposed to
be derivable with an epi-stemic interpretation of axioms as providing the
foundations of human knowledge; whereas it seems to me arguable and indeed
plausible to suppose that the grounds for the acceptance of the contents of
this or that system do not lie in the prior evidence or self-evidence of the
axioms of the system but in the general character of the system in containing
what one thinks it ought to contain in the way of what is knowable. From
an epistemic point of view the justifiability of the system lies in its
delivering, in general, what one wants it to deliver and thinks it should
deliver, rather than in the availability of a range of privileged intuitions
which, happily, provide us with a sufficiency of starting points for rational
inference. If common sense comes into the picture at all in this connection it
seems to me that it should be with regard to a recognition in some degree or
other of what the system ought to be expected to deliver to us rather than as a
faculty which assures us of starting points which form the axioms of the
system. A third attempt to justify common sense is that provided by
Malcolm in his interpretation of Moore; Malcolm suggested that Moore's point
should be thought of as being that standard descriptions of certain sorts of
situations cannot be incorrect since the standards of correctness are set by
the nature of the descriptions which are standardly used to describe those
situations. The trouble with this line, to my mind, is that it confuses two
kinds of correctness and incorrectness. Correctness of use or usage,
whether a certain expression is properly or improperly applied, gives us one
kind of correctness, that of proper application, but that an expression is correct
in that sense does not guarantee it against another sort of incorrectness,
namely logical in-coherence. The final form of an attempt to justify
common sense is by an appeal to Paradigm or Standard Cases; cases, that is, of
the application of an expression to what are supposedly things to which that
expression applies if it applies to anything at all; for example, if the
expression "solid" applies to anything at all it applies to things
like "desks" and "walls" and "pavements." The
difficulty with this attempt is thatit contains as an assumption just what a
skeptic who is querying common sense is concerned to deny: no doubt it may be
true that if the word "solid" applies to anything at all it applies
to things like "desks," but it is the contention of the skeptic
that it does not apply to anything, and therefore the fact that something is
the strongest candidate does not mean that it is a successful candidate for the
application of that expression. On the positive side I offered as an
alternative to the appeals I have just been discussing, a proposed link between
the authority of common sense and the theory of meaning. I suggested roughly
that to side with the skeptic in his questioning of commonsense beliefs would
be to accept an untenable divorce between the meaning of words and sentences on
the one hand, and the proper specification of what speakers mean by such words
and sentences on the other. This attempt to link two of the eight strands to
one another now seems to me open to several objections, at least one of which I
regard as fatal. I begin with two objections which I am inclined to
regard as non-fatal; the first of these is that my proposed reply to the
skeptic ignores the distinction between what is propounded as, or as part of,
one's message, thus being something which the speaker intends, and on the other
hand what is part of the background of the message by way of being something
which is implied, in which case its acceptance is often not intended but is
rather assumed. That there is this distinction is true, but what is, given
perfect rapport between speaker and hearer, something which a speaker implies,
may, should that rapport turn out to be less than perfect, become something
which the speaker is committed to asserting or propounding. If a speaker thinks
his hearer has certain information which in fact the hearer does not, the
speaker may, when this fact emerges, be rationally committed to giving him the
information in question, so what is implied is at least potentially something
which is asserted and so, potentially, something the acceptance of which is
intended. A second (I think, nonfatal) objection runs as follows: some
forms of skepticism do not point to incoherences in certain kinds of mes-sage;
they rely on the idea that skeptical doubts sometimes have to have been already
allayed in order that one should have the foundations which are needed to allay
just those doubts. To establish that I am not dreaming, I need to be assured
that the experiences on which I rely to reach this assurance are waking
experiences. In response to this objection, it can be argued, first, that a
defense of common sensedoes not have to defend it all at once, against all
forms of skeptical doubts, and, second, it might be held that with regard to
the kinds of skeptical doubts which are here alluded to, what is needed is not
a well-founded assurance that one's cognitive apparatus is in working order but
rather that it should in fact be in working order whatever the beliefs or
suppositions of its owner may be. The serious objection is that my
proposal fails to distinguish between the adoption, at a certain point in the
representation of the skeptic's proposed position, of an extensional and of an
intensional reading of that account. I assumed that the skeptic's position
would be properly represented by an intensional reading at this point, in which
case I supposed the skeptic to be committed to an incoherence; in fact,
however, it is equally legitimate to take not an intensional reading but an
extensional reading in which case we arrive at a formulation of the skeptic's
position which, so far as has been shown, is reasonable and also immune from
the objection which I proposed. According to the intensional reading, the
skeptic's position can be represented as follows: that a certain ordinary
sentence s does, at least in part, mean that p, second, that in some such
cases, the proposition that p is incoherent, and third, that standard speakers
intend their hearers incoherently to accept that p, where "incoherently"
is to be read as specifying part of what the speaker intends. That position may
not perhaps be strictly speaking incoherent, but it certainly seems wildly
implausible. However, there seems to be no need for the skeptic to take it and
it can be avoided by an extensional interpretation of the appearance in this
context, of the adverb "incoherently." According to this
representation it would be possible for s to mean (in part) that p and for p to
be incoherent and also for the standard speaker to intend the hearer to accept
p which would be to accept something which is in fact incoherent though it
would be no part of the speaker's intention that in accepting p the hearer
should be accepting something which is incoherent. To this reply there seems to
me to be no reply. Despite this failure, however, there seem to remain
two different directions in which a vindication of common sense or ordinary
speech may be looked for. The first would lie in the thought that whether or
not a given expression or range of expressions applies to a particular
situation or range of situations is simply determined by whether or not it is
standardly applied to such situations; the fact that in its application those
who apply it may be subject to this or that form ofintellectual corruption or
confusion does not affect the validity of the claim that the expression or
range of expressions does apply to those situations. In a different line would
be the view that the attributions and beliefs of ordinary people can only be
questioned with due cause, and due cause is not that easy to come by; it has to
be shown that some more or less dire consequences follow from not correcting
the kind of belief in question; and if no such dire consequences can be shown
then the beliefs and contentions of common sense have to be left intact.
Strand Four* This strand has already been alluded to in the discussion of
Strand 3, and consists in my views about the relation between what might
roughly be described as word-meaning and as speaker's-meaning. Of all the
thematic strands which I am distinguishing this is the one that has given me
most trouble, and it has also engendered more heat, from other philosophers, in
both directions, than any of its fellows. I shall attempt an initial
presentation of the issues involved. It has been my suggestion that there
are two distinguishable meaning concepts which may be called
"natural" meaning and "non-natural" meaning and that there
are tests which may be brought to bear to distinguish them. We may, for
example, inquire whether a particular occurrence of the verb "mean"
is factive or nonfactive, that is to say whether for it to be true that so and
so means that p it does or does not have to be the case that it is true that p;
again, one may ask whether the use of quotation marks to enclose the
specification of what is meant would be inappropriate or appropriate. If
factivity is present and quotation marks would be inappropriate, we would have
a case of natural meaning; otherwise the meaning involved would be nonnatural
meaning. We may now ask whether there is a single overarching idea which lies
behind both members of this dichotomy of uses to which the word
"mean" seems to be subject. If there is such a central idea it might
help to indicate to us which of the two concepts is in greater need of further
analysis and elucidation and in what direction such elucidation should proceed.
I have fairly recently (in Essay 18) come to believe that there is such an
overarching idea and that it is indeed of some service in the proposed inquiry.
The 4. Cf. esp. Essays 5-6, 7, 12.idea behind both uses of
"mean" is that of consequence; if x means y then y, or something
which includes y or the idea of y, is a consequence of x. In
"natural" meaning, consequences are states of affairs; in
"nonnatural" meaning, consequences are conceptions or complexes which
involve conceptions. This perhaps suggests that of the two concepts it is
"nonnatural" meaning which is more in need of further elucidation; it
seems to be the more specialized of the pair, and it also seems to be the less
determinate; we may, for example, ask how conceptions enter the picture and
whether what enters the picture is the conceptions themselves or their
justifiability. On these counts I should look favorably on the idea that if
further analysis should be required for one of the pair the notion of
"nonnatural" meaning would be first in line. There are factors
which support the suitability of further analysis for the concept of
"nonnatural" meaning. "MeaningNN " ("non-
natural meaning") does not look as if it names an original feature of
items in the world, for two reasons which are possibly not mutually
independent: (a) given suitable background conditions, meaningN can be changed
by fiat; (b) the presence of meaningn is dependent on a framework provided by a
linguistic, or at least a communication-engaged community. It seems to
me, then, at least reasonable and possibly even manda-tory, to treat the
meaning of words, or of other communication ve-hicles, as analyzable in terms
of features of word users or other com-municators; nonrelativized uses of
"meaningn" are posterior to and explicable through relativized uses
involving reference to word users or communicators. More specifically, what
sentences mean is what (standardly) users of such sentences mean by them; that
is to say, what psychological attitudes toward what propositional objects such
users standardly intend (more precisely, M-intend) to produce by their
utterance. Sentence-meaning then will be explicable either in terms of
psychological attitudes which are standardly M-intended to produce in hearers
by sentence utterers or to attitudes taken up by hearers toward the activities
of sentence utterers. At this point we begin to run into objections. The
first to be considered is one brought by Mrs. J. Jack, whose position I find
not wholly clear. She professes herself in favor of "a broadly 'Gricean'
enter- 5. In an as yet unpublished paper entitled "The Rights and
Wrongs of Grice on Mean-ing."prise" but wishes to discard various
salient elements in my account (we might call these "narrowly Gricean
theses"). What, precisely, is "broad Griceanism"? She
declares herself in favor of the enterprise of giving an account of meaning in
terms of psychological attitudes, and this suggests that she favors the idea of
an analysis, in psychological terms, of the concept of meaning, but considers
that I have gone wrong, perhaps even radically wrong, in my selection of the
ingredients of such an analysis. But she also reproves me for "reductionism,"
in terms which suggest that whatever account or analysis of meaning is to be
offered, it should not be one which is "reductionist," which might or
might not be equivalent to a demand that a proper analysis should not be a proper
reductive analysis. But what kind of analysis is to be provided? What I
think we cannot agree to allow her to do is to pursue the goal of giving a lax
reductive analysis of meaning, that is, a reductive analysis which is
unhampered by the constraints which characteristically attach to reductive
analysis, like the avoidance of circularity; a goal, to which, to my mind
several of my opponents have in fact addressed themselves. ((In this connection
I should perhaps observe that though my earlier endeavors in the theory of
meaning were attempts to provide a reductive analysis, I have never (I think)
espoused reduction-ism, which to my mind involves the idea that semantic
concepts are unsatisfactory or even unintelligible, unless they can be provided
with interpretations in terms of some predetermined, privileged, and favored
array of concepts; in this sense of "reductionism" a felt ad hoc need
for reductive analysis does not have to rest on a reductionist foundation.
Reductive analysis might be called for to get away from unclarity not to get to
some predesignated clarifiers.)) I shall for the moment assume that the demand
that I face is for a form of reductive analysis which is less grievously flawed
than the one which I in fact offered; and I shall reserve until later consideration
of the idea that what is needed is not any kind of reductive analysis but
rather some other mode of explication of the concept of meaning. The most
general complaint, which comes from Strawson, Searle, and Mrs. Jack, seems to
be that I have, wholly or partially, misidentified the intended (or M-intended)
effect in communication; according to me it is some form of acceptance (for
example, belief or desire), whereas it should be held to be understanding,
comprehension, or (to use an Austinian designation) "uptake." One
form of the cavil (the more extreme form) would maintain that the immediate
intended tar-get is always "uptake," though this or that form of
acceptance may be an ulterior target; a less extreme form might hold that the
immediate target is sometimes, but not invariably, "uptake." I am
also not wholly clear whether my opponents are thinking of "uptake"
as referring to an understanding of a sentence (or other such expression) as a
sentence or expression in a particular language, or as referring to a
comprehension of its occasion-meaning (what the sentence or expression means on
this occasion in this speaker's mouth). But my bafflement arises primarily from
the fact that it seems to me that my analysis already invokes an analyzed
version of an intention toward some form of "uptake" (or a passable
substitute therefor), when I claim that in meaning a hearer is intended to
recognize himself as intended to be the subject of a particular form of
acceptance, and to take on such an acceptance for that reason. Does the
objector reject this analysis and if so why? And in any case his position
hardly seems satisfactory when we see that it involves attributing to speakers
an intention which is specified in terms of the very notion of meaning which is
being analyzed (or in terms of a dangerously close relative of that notion).
Circularity seems to be blatantly abroad. This question is closely
related to, and is indeed one part of, the vexed question whether, in my
original proposal, I was right to embrace a self-denial of the use of semantic
concepts in the specification of the intentions which are embedded in meaning,
a renunciation which was motivated by fear of circularity. A clear view of the
position is not assisted by the fact that it seems uncertain what should, or
should not, be counted as a deployment of semantic notions. So far we
seem to have been repelling boarders without too much difficulty; but I fear
that intruders, whose guise is not too unlike that of the critics whom we have
been considering, may offer, in the end at least, more trouble. First, it might
be suggested that there is a certain arbitrariness in my taking relativized
meaning as tantamount to a speaker's meaning something by an utterance; there
are other notions which might compete for this spot, in particular the notion
of something's meaning something to a hearer. Why should the claims of
"meaning to," that is of passive or recipient's meaning, be inferior
to those of "meaning by" (that is, of acting or agent's meaning)?
Indeed a thought along these lines might lie behind the advocacy of
"uptake" as being sometimes or even always the target of semantic
intention. A possible reply to the champion of passive meaning would run
asfollows: (1) If we maintain our present program, relativized meaning is an
intermediate analytic stage between nonrelativized meaning and a
"semantics-free" ("s-free") paraphrase of statements about
mean-ing. So, given our present course, the fact (if it should be a fact) that
there is no obviously available s-free paraphrase for "meaning to"
would be a reason against selecting "meaning to" as an approved
specimen of relativized meaning. (2) There does however seem in fact to be an
s-free paraphrase for "meaning to," though it is one in which is
embedded that paraphrase which has already been suggested for
"meaning by"; "s means p to X" would be interpreted as
saying "X knows what the present speaker does (alternatively a
standard speaker would) mean by an utterance of s"; and at the next stage
of analysis we introduce the proffered s-free paraphrase for "meaning
by." So "meaning to" will merely look back to "meaning
by," and the cavil will come to naught. At least in its present
form. But an offshoot of it seems to be available which might be less easy to
dispose of. I shall first formulate a sketch of a proposed line of argument
against my analysis of mean-ing, and then consider briefly two ways in which
this argumentation might be resisted. First, the argument. In the treatment of language,
we need to consider not only the relation of language to communication, but
also, and concurrently, the relation of language to thought. A plausible position is that,
for one reason or another, language is indispensable for thought, either as an
instrument for its expression or, even more centrally, as the vehicle, or the
material, in which thought is couched. We may at some point have to pay more
attention to the details of these seeming variants, but for the present let us
assume the stronger view that for one reason or another the occurrence of
thought requires, either invariably or at least in all paradigmatic cases, the
presence of a "linguistic flow." The "linguistic
flows" in question need to attain at least a certain level of
comprehensibility from the point of view of the thinker; while it is plain that
not all thinking (some indeed might say that no thinking) is entirely free from
confusion and incoherence, too great a departure of the language-flow from
comprehensibility will destroy its character as (or as the expression of)
thought; and this in turn will undermine the primary function of thought as an
explanation of bodily behavior. Attempts to represent the comprehensibility, to the
thinker, of the expression of thought by an appeal to either of the relativized
concepts of meaning so far distinguished encounter serious, if not fatal,
difficulties. While it is not impossible to mean something by what one says to
oneself in one's head, the occurrence of such a phenomenon seems to be
restricted to special cases of self-exhortation ("what I kept telling
myself was......"), and not to be a general feature of thinking as such.
Again, recognition of a linguistic sequence as meaning something to me seems
appropriate (perhaps) when I finally catch on to the way in which I am supposed
to take that se-quence, and so to instances in which I am being addressed by
another not to those in which I address myself; such a phrase as "I
couldn't get myself to understand what I was telling myself" seems
dubiously admissible. So an admission of the indispensability of language to thought carries
with it a commitment to the priority of nonrelativized meaning to either of the
designated relativized conceptions; and there are no other promising
relativized candidates. So nonrelativized meaning is noneliminable. The
foregoing resistance to the idea of eliminating nonrelativized meaning by
reductive analysis couched in terms of one or the other variety of relativized
meaning might, perhaps, be reinforced by an attempt to exhibit the invalidity
of a form of argument on which, it might be thought, the proponent of such
reduction might be relying. While the normal vehicles of interpersonal
communication are words, this is not exclusively the case; gestures, signs, and
pictorial items sometimes occur, at times even without linguistic concomitants.
That fact might lead to the supposition that nonlinguistic forms of
communication are pre-linguistic, and do not depend on linguistic mean-ing. A
closely related form of reflection would suggest that if it is the case (as it
seems to be) that sometimes the elements of trains of thought are
nonlinguistic, then prelinguistic thinking is a genuine pos-sibility. (This was
a live issue in the latter part of the nineteenth cen-tury.) But, it may be
said, both of these lines of argument are incon-clusive, for closely related
reasons. The fact that on occasion the vehicles of communication or of thought
may be wholly nonlinguistic does not show that such vehicles are prelinguistic;
it may well be that such vehicles could only fulfill their function as vehicles
against a background of linguistic competence without which they would be lost.
If, for example, they operate as substitutes for language, lan- guage for
which they are substitutes needs perhaps to be available to their users.
We now find ourselves in a serious intellectual bind. (1) Our initial attention
to the operation of language in communication has provided powerful support for
the idea that the meaning of words or other communication devices should be
identified with the potentiality of such words or devices for causing or being
caused by particular ranges of thought or psychological attitudes. When we are
on this tack we are inexorably drawn toward the kind of psychological
reductionism exhibited in my own essays about Meaning. (2) When our attention
is focused on the appearance of language in thinking we are no less strongly
drawn in the opposite direction; language now seems constitutive of thought
rather than something the intelligibility of which derives from its relation to
thought. We cannot have it both ways at one and the same time. This
dilemma can be amplified along the following lines. (1) States of thought, or
psychological attitudes cannot be prelinguistic in char-acter. (2) Thought
states therefore presuppose linguistic thought-episodes which are constitutive
of them. (3) Such linguistic thought-episodes, to fulfill their function, must
be intelligible sequences of words or of licensed word-substitutes. (4)
Intelligibility requires ap: propriate causal relation to thought states. (5)
So these thought states in question, which lie behind intelligibility, cannot
themselves be built up out of linguistic sequences or word-flows. (6) So some
thought states are prelinguistic (a thesis which contradicts thesis 1).
It appears to me that the seemingly devastating effect of the preceding line of
argument arises from the commission by the arguer of two logical mistakes-or
rather, perhaps, of a single logical mistake which is committed twice over in
substantially similar though superficially different forms. The first time
round the victim of the mistake is myself, the second time round the victim is
the truth. In the first stage of the argument it is maintained that the
word-flows which are supposedly constitutive of thought will have to satisfy
the condition of being significant or meaningful and that the interpretation of
this notion of meaningfulness resists expansion into a relativized form, and
resists also the application of any pattern of analysis proposed by me. The
second time round the arguer contends that any word-flow which is held to be
constitutive of an instance of thinking will have to be supposed to be a
significant word-flow and that the fulfillment of this condition requires a
certain kind of causal connection with ad- missible psychological states
or processes and that to fulfill their function at this point neither the
states in question nor the processes connected with them can be regarded as
being constituted by further word-flows; the word-flows associated with
thinking in order to provide for meaningfulness will have to be
extralinguistic, or prelinguis-tic, in contradiction to the thesis that
thinking is never in any relevant sense prelinguistic. At this point we
are surely entitled to confront the propounder of the cited argument with two
questions. (1) Why should he assume that i shall be called upon to identify the
notion of significance, which applies to the word-flows of thought, directly
with any favored locution involving the notion of meaning which can be found in
my work, or to any analysis suggested by me for such a locution? Why should not
the link between the significance of word-flows involved in thinking and
suggestions offered by me for the analysis of meaning be much less direct than
the propounder of the argument envisages? (2) With what right, in the later
stages of the argument, does the pro-pounder of the argument assume that if the
word-flows involved in thought have to be regarded as significant, this will
require not merely the provision at some stage of a reasonable assurance that
this will be so but also the incorporation within the defining characterization
of thinking of a special condition explicitly stipulating the significance of
constitutive word-flows, despite the fact that the addition of such a condition
will introduce a fairly blatant contradiction? While, then, we shall be
looking for reasonable assurance that the word-flows involved in thinking are
intelligible, we shall not wish to court disaster by including a requirement
that may be suggested as a distinct stipulated condition governing their
admissibility as word-flows which are constitutive of thinking; and we may even
retain an open mind on the question whether the assurance that we are seeking
is to be provided as the conclusion of a deductive argument rather than by some
other kind of inferential step. The following more specific responses
seem to me to be appropriate at this point. (1) Since we shall be
concerned with a language which is or which has been in general use, we may
presume the accessibility of a class of mature speakers of that language, who by
practice or by precept can generate for us open ranges of word-sequences which
are, or again are not, admissible sentences of that language. A favorable verdict from the
body of mature speakers will establish particular sentences both as significant
and, on that account, as expressive of psychological states such as a belief
that Queen Anne is dead or a strong desire to be somewhere else. But the
envisaged favorable verdicts on the part of mature speakers will only establish
particular sentences as expressive of certain psychological states in general;
they will not confer upon the sentences expressiveness of psychological states
relative to particular individuals. For that stage to be reached some further
determination is required Experience tells us that any admissible sentence in
the language is open to either of two modes of production, which I will call
"overt" and "sotto voce." The precise meaning of these
labels will require further determination, but the ideas with which i am
operating are as follows. (a) "Overt" production is one or another of
the kinds of production, which will be characteristic of communication. (b)
"Sotto voce" production which has some connection with, though is
possibly not to be identified as, "unspoken production," is typically
the kind of production involved in thinking. (c) Any creature which is equipped
for the effective overt production of a particular sequence is also thereby
equipped for its effective sotto voce production. (4) We have reached a
point at which we have envisaged an indefinite multitude of linguistic
sequences certified by the body of mature speakers not merely as legitimate
sentences of their language but also as expressive of psychological states in
general, though not of psychological states relevant to any particular speaker.
It seems then that we need to ask what should be added to guarantee that the
sentences in the repertoire of a particular speaker should be recognized by him
not merely as expressive of psychological states in general but as expressive
of his psychological states in particular. I would suggest that what is needed
to ensure that he recognizes a suitable portion of his repertoire of sentences
as being expressive relative to himself is that he should be the center of a
life story which fits in with the idea that he, rather than someone else, is
the subject of the attributed psychological states. If this condition is
fulfilled, we can think of him, perhaps, not merely as linguistically fluent
but also as linguistically proficient; he is in a position to apply a favored
stock of sentences to himself. It would of course be incredible, though perhaps
logically conceivable, for someone to be linguistically fluent without being
linguistically proficient. It is of course common form, as the world
goes, for persons who are linguistically fluent and linguistically proficient
to become so by natural methods, that is to say, as a result of experience and
training, but we may draw attention to the abstract possibility that the attri-butes
in question might be the outcome not of natural but of artificial processes;
they might, for example, be achieved by some sort of phys-iological
engineering. Are we to allow such a fantasy as being con- ceivable, and
if not, why not? I shall conclude the discussion of Strand Four with two
distinct and seemingly unconnected reflections. (A) We might be
well advised to consider more closely the nature of representation and its
connection with meaning, and to do so in the light of three perhaps not
implausible suppositions. (1) That representation by means of verbal
formulations is an arti-ficial and noniconic mode of representation. (2) That
to replace an iconic system of representation by a noniconic system will be to
introduce a new and more powerful extension of the original system, one which
can do everything the former system can do and more besides. (3) That
every artificial or noniconic system is founded upon an an- tecedent
natural iconic system. Descriptive representation must look back to and
in part do the work of prior iconic representation. That work will consist in
the representation of objects and situations in the world in something like the
sense in which a team of Australian cricketers may represent Aus-tralia; they
do on behalf of Australia something which Australia can-not do for itself,
namely engage in a game of cricket. Similarly our representations (initially
iconic but also noniconic) enable objects and situations in the world to do
something which they cannot do for themselves, namely govern our actions and
behavior. (B) It remains to inquire whether there is any reasonable
alternative program for the problems about meaning other than of the provision
of a reductive analysis of the concept of meaning. The only alternative which I
can think of would be that of treating "meaning" as a theo-retical
concept which, together perhaps with other theoretical con-cepts, would provide
for the primitive predicates involved in a seman-tic system, an array whose job
it would be to provide the laws and hypotheses in terms of which the phenomena
of meaning are to be explained. If this direction is taken, the meaning of
particular express-sions will be a matter of hypothesis and conjecture rather
than of intuition, since the application of theoretical concepts is not
generally thought of as reachable by intuition or observation. But some
of those like Mrs. Jack who object to the reductive analysis of meaning are
also anxious that meanings should be intuitively recognizable. How this result
is to be achieved I do not know. Strand Five Strand Five is perhaps
most easily approached through an inquiry whether there is any kind, type,
mode, or region of signification which has special claims to centrality, and so
might offer itself as a core around which more peripheral cases of
signification might clus-ter, perhaps in a dependent posture. I suggest that
there is a case for the supposition of the existence of such a central or
primary range of cases of signification; and further that when the question of a
more precise characterization of this range is raised, we are not at a loss how
to proceed. There seem to be in fact not merely one, but two ways of specifying
a primary range, each of which has equally good claim to what might be called
"best candidate status." It is of course a question which will await
final decision whether these candidates are distinct from one another. We
should recognize that at the start we shall be moving fairly large conceptual
slabs around a somewhat crudely fashioned board and that we are likely only to
reach sharper conceptual definition as the inquiry proceeds. We need to
ask whether there is a feature, albeit initially hazy, which we may label
"centrality, " which can plausibly be regarded as marking off primary
ranges of signification from nonprimary ranges. There seems to be a good
chance that the answer is "Yes." If some instances of signification
are distinguishable from others as relatively direct rather than indirect,
straightforward rather than devious, plain rather than convoluted, definite
rather than indefinite, or as exhibiting other distinguishing marks of similar
general character, it would seem to be not unreasonable to regard such
significations as belonging to a primary range. Might it not be that the capacity
to see through a glass darkly presupposes, and is not presupposed by, a
capacity at least occasionally to achieve full and unhampered vision with the
naked eye? But when we come to ask for a more precise delineation of the
initially hazy feature of centrality, which supposedly distinguishes primary
from nonprimary ranges of signification, we find ourselves confronted by two
features, which I shall call respectively "formality" and
"dictiveness," with seemingly equally strong claims to provide for us
a rationally reconstructed interpretation of the initially hazy feature of
centrality. Our initial intuitive investigation alerts us to a
distinction within the domain of significations between those which are
composite or complex and those which are noncomposite or simple; and they also
suggest to us that the primary range of significations should be thought of as
restricted to simple or noncomposite significations; those which are complex
can be added at a later stage. Within the field left by this first restriction,
it will be appealing to look for a subordinate central range of items whose
signification may be thought of as being in some appropriate sense direct
rather than in-direct, and our next task will be to clarify the meaning, or
meanings, in this context of the word "direct." One class of cases of
signification with a seemingly good claim to centrality would be those in which
the items or situations signified are picked out as such by their falling under
the conventional meaning of the signifying expression rather than by some more
informal or indirect relationship to the signifying expression. "The
President's advisers approved the idea" perhaps would, and "those
guys in the White House kitchen said 'Heigh Ho'" perhaps would not, meet
with special favor under this test, which would without question need a fuller
and more cautious exposition. Perhaps, however, for present purposes a
crude distinction between conventional or formal signification and
nonconventional or informal signification will suffice. A second and
seemingly not inferior suggestion would be that a special centrality should be
attributed to those instances of signification in which what is signified
either is, or forms part of, or is specially and appropriately connected with
what the signifying expression (or its user) says as distinct from implies,
suggests, hints, or in some other less than fully direct manner conveys. We
might perhaps summarily express this suggestion as being that special
centrality attaches to those instances of signification in which what is
signi-ied is or is part of the "dictive" content of the signifying
expres-ion. We should now, perhaps, try to relate these suggestions to one
another. Is the material just sketched best regarded as offering two
different formulations of a single criterion of centrality, or as offering two
distinct characterizations of such centrality? It seems fairly clear to me
that, assuming the adequacy for present purposes of the formulation of
the issues involved, two distinct criteria are in fact being offered. One
may be called the presence or absence of formality (whether or not the relevant
signification is part of the conventional meaning of the signifying
expression); the other may be called the presence or absence of dictive content,
or dictiveness (whether or not the relevant signification is part of what the
signifying expression says); and it seems that formality and informality may
each be combined with dic-tiveness or again with nondictiveness. So the two
distinctions seem to be logically independent of one another. Let us try to
substantiate this claim. If I make a standard statement of fact such as
"The chairman of the Berkeley Philosophy Department is in the Department
office." what is signified is, or at least may for present purposes be
treated as being, the conventional meaning of the signifying expression; so
formality is present. What is signified is also what the signifying expression
says; so dictiveness is also present. Suppose a man says "My brother-in-law lives on a
peak in Dar-ien; his great aunt, on the other hand, was a nurse in World War
I," his hearer might well be somewhat baffled; and if it should turn out
on further inquiry that the speaker had in mind no contrast of any sort between
his brother-in-law's residential location and the onetime activities of the
great aunt, one would be inclined to say that a condition conventionally
signified by the presence of the phrase "on the other hand" was in
fact not realized and so that the speaker had done violence to the conventional
meaning of, indeed had misused, the phrase "on the other hand." But
the nonrealization of this condition would also be regarded as insufficient to
falsify the speaker's statement. So we seem to have a case of a condition which
is part of what the words conventionally mean without being part of what the
words say; that is, we have formality without dictiveness. Suppose someone, in a suitable
context, says "Heigh-ho." It is possible that he might thereby mean
something like "Well that's the way the world goes." Or again if
someone were to say "He's just an evangelist," he might mean,
perhaps, "He is a sanctimonious, hypo-critical, racist, reactionary,
money-grubber." If in each case his meaning were as suggested, it might
well be claimed that what he meant was in fact what his words said; in which
case his words would be dictive but their dictive content would be nonformal
and not part of the conventional meaning of the words used. We should thus find
dictiveness without formality.(4) At a Department meeting, one of my colleagues
provides a sustained exhibition of temperamental perversity and caprice; at the
close of the meeting I say to him, "Excuse me, madam," or
alterna-tively, I usher him through the door with an elaborate courtly bow. In
such a case perhaps it might be said that what my words or my bow convey is
that he has been behaving like a prima donna; but they do not say that this is
so, nor is it part of the conventional meaning of any words or gestures used by
me that this is so. Here something is conveyed or signified without formality
and without dictiveness. There seems then to be a good prima-facie case for
regarding formality and dictiveness as independent criteria of centrality.
Before we pursue this matter and the questions which arise from it, it might be
useful to consider a little further the details of the mechanism by which, in
the second example, we achieve what some might regard as a slightly startling
result that formality may be present independently of dictiveness. The vital
clue here is, I suggest, that speakers may be at one and the same time engaged
in performing speech-acts at different but related levels. One part of what the
cited speaker in example two is doing is making what might be called ground-floor
statements about the brother-in-law and the great aunt, but at the same time as
he is performing these speech-acts he is also performing a higher-order
speech-act of commenting in a certain way on the lower-order speech-acts. He is
contrasting in some way the performance of some of these lower-order
speech-acts with others, and he signals his performance of this higher-order
speech-act in his use of the embedded enclitic phrase, "on the other
hand." The truth or falsity and so the dictive content of his words is
determined by the relation of his ground-floor speech-acts to the world;
consequently, while a certain kind of misperformance of the higher-order
speech-act may constitute a semantic offense, it will not touch the
truth-value, and so not the dictive content, of the speaker's words. We
may note that a related kind of nonformal (as distinct from formal) implicature
may sometimes be present. It may, for example, be the case that a speaker
signals himself, by his use of such words as "so" or
"therefore," as performing the speech-act of explaining will be
plausible only on the assumption that the speaker accepts as true one or more
further unmentioned ground-floor matters of fact. His acceptance of such
further matters of fact has to be supposed in order to rationalize the
explanation which he offers. In such a case we mayperhaps say that the speaker
does not formally implicate the matters of fact in question. A problem
which now faces us is that there seem to be two "best candidates,"
each of which in different ways suggests the admissibility of an
"inner/outer" distinction, and we need to be assured that there is
nothing objectionable or arbitrary about the emergence of this seemingly
competitive plurality. The feature of formality, or conventional signification,
suggests such a distinction, since we can foresee a distinction between an
inner range of characteristics which belong directly to the conventional
meaning of a signifying expression, and an outer range of characteristics which,
although not themselves directly part of the conventional meaning of a given
signifying expres-sion, are invariably, perhaps as a matter of natural
necessity, concomitant with other characteristics which do directly belong to
the conventional meaning of the signifying expression. Again, if there is an
inner range of characteristics which belong to the dictive content of a
signifying expression as forming part of what such an expression says, it is
foreseeable that there will be an outer range of cases involving characteristics
which, though not part of what a signifying expression says, do form part of
what such an expression conveys in some gentler and less forthright
manner-part, for example, of what it hints or suggests. To take the
matter further, I suspect that we shall need to look more closely at the
detailed constitution of the two "best candidates." At this point I
have confined myself to remarking that dictiveness seems to be restricted to
the ground-floor level, however that may be determined, while formality seems
to be unrestricted with regard to level. But there may well be other important
differences between the two concepts. Let us turn first to formality, which, to
my mind, may prove to be in somewhat better shape than dictiveness. To say this
is not in the least to deny that it involves serious and difficult problems;
indeed, if some are to be believed-for example, those who align themselves with
Quine in a rejection of the analytic/synthetic distinc-tion-these problems may
turn out to be insuperable, and may drive us into a form of skepticism. But one
might well in such an event regard the skepticism as imposed by the
intractability of the subject-matter, not by the ineptitude of the theorist. He
may well have done his best. Some of the most pressing questions which
arise concerning theconcept of formality will be found in a fourfold list,
which I have compiled, of topics related to formality. First and foremost among
these is the demand for a theoretically adequate specification of conditions which
will authorize the assignment of truth conditions to suitably selected
expressions, thereby endowing those expressions with a conventional
signification. It is plain that such provision is needed if signification is to
get off the ground; meanings are not natural growths and need to be conferred
or instituted. But the mere fact that they are needed is insufficient to show
that they are available; we might be left in the skeptic's position of seeing
clearly what is needed, and yet being at the same time totally unable to attain
it. We should not, of course, confuse the suggestion that there is, strictly
speaking, no such thing as the exercise of rationality with the suggestion that
there is no rationally acceptable theoretical account of what the exercise of
rationality consists in; but though distinct these suggestions may not be
independent; for it is conceivably true that the exercise of rationality can
exist only if there is a theoretically adequate account, accessible to human
reason, of what it is that constitutes rationality; in which case an acceptance
of the second suggestion will entail an acceptance of the first suggestion.
These remarks are intended to raise, but not to settle, the question whether
our adoption of linguistic conventions is to be explained by appeal to a
general capacity for the adoption of conventions (the sort of explanation
offered by Stephen Schiffer in Meaning), here I intend neither to endorse nor
to reject the possibility of such an explanation. Similar troubles might attend
a superficially different presentation of the enterprise, according to which
what is being sought and, one hopes, legitimately fixed by fiat would be not
conventional meanings for certain expressions, but a solid guarantee that, in
certain conditions, in calling something a so-and-so, one would not be
miscalling it a so and so. The conditions in question would of course have to
be conditions of truth. Inquiries of the kind just mentioned might
profitably be reinforced by attention to other topics contained in my fourfold
list. Another of these would involve the provision of an inventory which will
be an example of what I propose to call a "semi-inferential
sequence." An example of such a sequence might be the following: (I)
It is, speaking extensionally, general practice to treat @ as signifying
F. (IL) It is, speaking intensionally, general practice to treat b as
signifying F.(III) It is generally accepted that it is legitimate to treat @ as
signifying F. (IV) It is legitimate to treat @ as signifying F. (V)
¢ does signify F. Explanatory Remarks What is involved in the
phenomenon of treating ¢ (an expres-sion) as signifying F has not been, and
would need to be, explicitly stated A "semi-inferential sequence" is not a
sequence in which each element is entailed or implied by its predecessor in the
sequence. It is rather a sequence in which each element is entailed or implied
by a conjunction of its predecessor with an identifiable and verifiable
supplementary condition, a condition which however has not been explicitly
specified Some semi-inferential sequences
will be "concept-determining" sequences. In such sequences the final
member will consist of an embedded occurrence of a structure which has appeared
previously in the sequence, though only as embedded within a larger structure
which specifies some psychological state or practice of some rational being or
class of rational beings. It is my suggestion that, for certain valuational or
semantic con-cepts, the institution of truth-conditions for such concepts is
possible only via the mediation of a semi-inferential concept-determining
se-quence. To speak extensionally is to
base a claim to generality on actual frequencies. To speak intensionally is to
base a claim to generality on the adoption of or adherence to a rule the
observance of which may be expected to generate, approximately, a certain
actual frequency. The practical modalities
involved in (III) and (IV) may be restricted by an appended modifier, such as
"from a logical point of view" or "from the point of view of
good manners." It might also be valuable to relate the restricted field of
inferences connected with semantic proprieties to the broader and quite
possibly analogous field of inferences connected with practical proprieties in
general, which it would be the business of ethics to systematize. If skepticism
about linguistic proprieties could not be prevented fromexpanding into
skepticism about improprieties of any and every kind, that might be a heavier
price than the linguistic skeptic would be prepared to pay. It would be
unwise at this point to neglect a further direction of inquiry, namely proper
characterization of the relation between words on the one hand, and on the
other the sounds or shapes which constitute their physical realizations. Such
reflections may be expected to throw light on the precise sense in which words
are instru-ments, and may well be of interest both in themselves and as a
needed antidote to the facile acceptance of such popular but dubiously well
founded hypotheses about language as the alleged type-token distinc-tion. It is
perhaps natural to assume that in the case of words the fundamental entities
are particular shapes and sounds (word tokens) and that words, in the sense of
word-types are properly regarded as classes or sets of mutually resembling word
tokens. But I think that such a view can be seen to be in conflict with common
sense (to whatever extent that is a drawback). John's rendering of the word
"soot" may be indistinguishable from James's rendering of the word
"suit"; but it does not follow from this that when they produce these
render-ings, they are uttering the same word, or producing different tokens of
the same word-type. Indeed there is something tempting about the idea that, in
order to allow for all admissible vagaries of rendering, what are to count for
a given person as renderings of particular words can only be determined by
reference to more or less extended segments of his discourse; and this in turn
perhaps prompts the idea that particular audible or visible renderings of words
are only established as such by being conceived by the speaker or writer as
realizations of just those words. One might say perhaps the words come first
and only later come their realizations. Together with these reflections
goes a further line of thought. Spades are commonly and standardly used
for such purposes as digging garden beds; and when they are so used, we may
speak indifferently of using a spade to dig the bed and of using a spade (simpliciter).
On a windy day when I am in the garden, I may wish to prevent my papers from
blowing away, and to achieve this result, I may put my spade on top of them. In
such a case I think I might be said to be using a spade to secure the papers
but not to be using a spade (sim-pliciter) unless perhaps I were to make an
eccentric but regular use of the spade for this purpose. When it comes,
however, to the use for this or that purpose of words, it may well be that my
freedom of speech is more radically constrained. I may be the proud possessor
ofa brass plaque shaped as a written representation of the word
"mother." Maybe on a windy day I put this plaque on top of my papers
to secure them. But if I do so, it seems to be wrong to speak of me as having
used the word "mother" to secure my papers. Words may be instruments
but if so, they seem to be essentially confined to a certain region of
employment, as instruments of communication. To attempt to use them outside
that region is to attempt the conceptually impossible. Such phenonema as this
need systematic explanation. On the face of it, the factors at work in
the determination of the presence or absence of dictiveness form a more motley
collection than those which bear on the presence of formality. The presence or
absence of an appropriate measure of ardor on behalf of a thesis, a
conscientious reluctance to see one's statements falsified or un-confirmed, an
excessive preoccupation with what is actually or potentially noncontroversial
background material, an overindulgence in caution with respect to the strength
to be attributed to an idea which one propounds, and a deviousness or
indirectness of expression which helps to obscure even the identity of such an
idea, might well be thought to have little in common, and in consequence to
impart an unappealing fragmentation to the notion of dictive content. But
perhaps these factors exhibit greater unity than at first appears; perhaps they
can be viewed as specifying different ways in which a speaker's alignment with
an idea or thesis may be displayed or obscured; and since in communication in a
certain sense all must be public, if an idea or thesis is too heavily obscured,
then it can no longer be regarded as having been propounded. So strong support
for some idea, a distaste for having one's already issued statements
discredited, an unexciting harmony the function of which is merely to establish
a reference, and a tentative or veiled formulation of a thesis may perhaps be
seen as embodying descending degrees of intensity in a speaker's alignment to
whatever idea he is propounding. If so, we shall perhaps be in line with those
philosophers who, in one way or an-other, have drawn a distinction between
"phrastics" and "neustics, philosophers, that is to say, who in
representing the structure of discourse lay a special emphasis on (a) the
content of items of discourse whose merits or demerits will lie in such
features as correspondence or lack of correspondence with the world and (b) the
mode or manner in which such items are advanced, for example declaratively or
im-peratively, or (perhaps one might equally well say) firmly or
tenta-tively. In this connection it would perhaps be appropriate to
elaboratesomewhat the characters of tentativeness and obliqueness which are
specially visible in cases of "low commitment." First
"suggestion." Suggesting that so-and-so seems to me to be, with
varying degrees of obviousness, different from (a) stating or maintaining that
so-and-so (b) asserting it to be likely or probable that so-and-so (c)
asserting it to be possible that so-and-so, where presumably "it is
possible" means "it is not certain that it is not the case that
so-and-so." Suggesting that so-and-so is perhaps more like, though still
by no means exactly like, asserting there to be some evidence that so-and-so.
Stan-dardly, to suggest that so-and-so invites a response, and, if the
suggestion is reasonable, the response it invites is to meet in one way or
another the case which the maker of the suggestion, somewhat like a grand jury,
supposes there to be in favor of the possibility that so-and-so. The existence
of such a case will require that there should be a truthful fact or set of
facts which might be explained by the hypothesis that so-and-so together with
certain other facts or assumptions, though the speaker is not committed to the
claim that such an explanation would in fact be correct. Suggesting seems to me
to be related to, though in certain respects different from, hinting. In what
seem to me to be standard cases of hinting one makes, explicitly, a statement
which does, or might, justify the idea that there is a case for supposing that
so-and-so; but what there might be a case for supposing, namely that so-and-so,
is not explicitly mentioned but is left to the audience to identify. Obviously
the more devious the hinting, the greater is the chance that the speaker will
fail to make contact with his audience, and so will escape without having
committed himself to anything. Strand Six® Strand Six deals with Conversational
Maxims and their alleged connection with the Cooperative Principle. In my
extended discussion of the properties of conversational practice I
distinguished a number of maxims or principles, observance of which I regarded
as providing standards of rational discourse. I sought to represent the
principles or axioms which I distinguished as being themselves dependent on an
overall super-principle enjoining conversational cooperation. While the
conversational maxims have on the whole been quite well re-ceived, the same
cannot, I think, be said about my invocation of 6. Cf. esp. Essays 2, 4.a
supreme principle of conversational cooperation. One source of trouble has
perhaps been that it has been felt that even in the talk-exchanges of civilized
people browbeating disputation and conversational sharp practice are far too
common to be offenses against the fundamental dictates of conversational
practice. Another source of discomfort has perhaps been the thought that,
whether its tone is agreeable or disagreeable, much of our talk-exchange is too
haphazard to be directed toward any end cooperative or otherwise. Chitchat goes
nowhere, unless making the time pass is a journey. Perhaps some
refinement in our apparatus is called for. First, it is only certain aspects of
our conversational practice which are candidates for evaluation, namely those
which are crucial to its rationality rather than to whatever other merits or
demerits it may possess; so, nothing which I say should be regarded as bearing
upon the suitability or unsuitability of particular issues for conversational
exploration; it is the rationality or irrationality of conversational conduct
which I have been concerned to track down rather than any more general
characterization of conversational adequacy. So we may expect principles of
conversational rationality to abstract from the special character of
conversational interests. Second, I have taken it as a working assumption that
whether a particular enterprise aims at a specifically conversational result or
outcome and so perhaps is a specifically conversational enterprise, or whether
its central character is more generously conceived as having no special
connection with communica-tion, the same principles will determine the
rationality of its conduct. It is irrational to bite off more than you
can chew whether the object of your pursuit is hamburgers or the Truth.
Finally we need to take into account a distinction between solitary and
concerted enterprises. I take it as being obvious that insofar as the presence of
implicature rests on the character of one or another kind of conversational
enterprise, it will rest on the character of concerted rather than solitary
talk production. Genuine monologues are free from speaker's implication. So
since we are concerned as theorists only with concerted talking, we should
recognize that within the dimension of voluntary exchanges (which are all that
concern us) collaboration in achieving exchange of information or the
institution of decisions may coexist with a high degree of reserve, hostility,
and chicanery and with a high degree of diversity in the motivations underlying
quite meager common objectives. Moreover we have to remember to take into
account a secondary range of cases like cross-examination in which even the common
objectives are spurious, apparent rather than real; the joint enterprise is a
simulation, rather than an instance, of even the most minimal conversational
coopera-tion; but such exchanges honor the cooperative principle at least to
the extent of aping its application. A similarly degenerate derivative of the
primary talk-exchange may be seen in the concerns spuriously exhibited in the
really aimless over-the-garden-wall chatter in which most of us from time to
time engage. I am now perhaps in a position to provide a refurbished
summary of the treatment of conversational implicature to which I subscribed
earlier. A list is presented of
conversational maxims (or "conversational imperatives") which are
such that, in paradigmatic cases, their observance promotes and their violation
dispromotes conversational ra-tionality; these include such principles as the
maxims of Quantity, Quality, Relation, and Manner. Somewhat like moral
commandments, these maxims are prevented from being just a disconnected heap of
conversational obligations by their dependence on a single supreme
Conversational Prin-ciple, that of cooperativeness. An initial class of actual
talk-exchanges manifests rationality by its conformity to the maxims thus
generated by the Cooperative Prin-ciple; a further subclass of exchanges
manifests rationality by simulation of the practices exhibited in the initial
class. Implicatures are thought of as
arising in the following way; an implicatum (factual or imperatival) is the
content of that psychological state or attitude which needs to be attributed to
a speaker in order to secure one or another of the following results; (a) that
a violation on his part of a conversational maxim is in the circumstances
justifi-able, at least in his eyes, or (b) that what appears to be a violation
by him of a conversational maxim is only a seeming, not a real, vio-lation; the
spirit, though perhaps not the letter, of the maxim is re-spected. (p) The
foregoing account is perhaps closely related to the suggestion made in the
discussion of Strand Five about so-called conventional implicature. It was in
effect there suggested that what I have been calling conversational implicature
is just those assumptions which have to be attributed to a speaker to justify
him in regarding a given sequence of lower-order speech-acts as being
rationalized by their relation to a conventionally indexed higher-order
speech-act.I have so far been talking as if the right ground plan is to
identify a supreme Conversational Principle which could be used to generate and
justify a range of more specific but still highly general conversational maxims
which in turn could be induced to yield particular conversational directives
applying to particular subject matters, contexts, and conversational
procedures, and I have been talking as if this general layout is beyond
question correct; the only doubtful matter being whether the proffered Supreme
Principle, namely some version of the Cooperative Principle, is the right
selection for the position of supreme Conversational Principle. I have tried to
give reasons for think-ing, despite the existence of some opposition, that,
provided that the cited layout is conceded to be correct, the Conversational
Principle proposed is an acceptable candidate. So far so good; but I do in fact
have some doubts about the acceptability of the suggested layout. It is not at
all clear to me that the conversational maxims, at least if I have correctly
identified them as such, do in fact operate as distinct pegs from each of which
there hangs an indefinitely large multitude of fully specific conversational
directives. And if I have misidentified them as the conversational maxims, it
is by no means clear to me what substitutes I could find to do the same job
within the same general layout, only to do it differently and better. What is
primarily at fault may well be not the suggested maxims but the concept of the
layout within which they are supposed to operate. It has four possible
problems. (1) The maxims do not seem to be coordinate. The maxim of
Qual-ity, enjoining the provision of contributions which are genuine rather
than spurious (truthful rather than mendacious), does not seem to be just one
among a number of recipes for producing contributions; it seems rather to spell
out the difference between something's being, and (strictly speaking) failing
to be, any kind of contribution at all. False information is not an
inferior kind of information; it just is not information. (2) The
suggested maxims do not seem to have the degree of mutual independence of one
another which the suggested layout seems to require. To judge whether I have
been undersupplied or oversupplied with information seems to require that I
should be aware of the identity of the topic to which the information in
question is supposed to relate; only after the identification of a focus of
relevance can such an assessment be made; the force of this consideration seems
to be blunted by writers like Wilson and Sperber who seem to be disposedto
sever the notion of relevance from the specification of some particular
direction of relevance. Though the specification of a direction of relevance
is necessary for assessment of the adequacy of a given supply of information,
it is by no means sufficient to enable an assessment to be made. Information
will also be needed with respect to the degree of concern which is or should be
extended toward the topic in question, and again with respect to such things as
opportunity or lack of opportunity for remedial action. While it is perhaps not too
difficult to envisage the impact upon implicature of a real or apparent
undersupply of information, the impact of a real or apparent oversupply is much
more problematic. The operation of the principle of relevance, while no doubt
underlying one aspect of conversational propriety, so far as implicature is
concerned has already been suggested to be dubiously independent of the maxim
of Quantity; the remaining maxim distinguished by me, that of Manner, which I
represented as prescribing perspicuous pre-sentation, again seems to formulate
one form of conversational pro-priety, but its potentialities as a generator of
implicature seem to be somewhat open to question. Strands Seven and
Eight? These strands may be considered together, representing, as they
do, what might be deemed a division of sympathy on my part between two
different schools of thought concerning the nature and content of Logic. These
consist of the Modernists, spearheaded by Russell and other mathematically oriented
philosophers, and the Traditionalists, particularly the neo-Traditionalists led
by Strawson in An Introduction to Logical Theory. As may be seen, my
inclination has been to have one foot in each of these at least at one time
warring camps. Let us consider the issues more slowly. (A)
Modernism In their most severe and purist guise Modernists are ready to
admit to the domain of Logic only first-order predicate logic with identity,
though laxer spirits may be willing to add to this bare minimum some 7.
Cf. esp. Essays 3, 17.more liberal studies, like that of some system of
modalities. It seems to me that a Modernist might maintain any one of three
different positions with respect to what he thinks of as Logic. He might hold that what he
recognizes as Logic reflects exactly or within an acceptable margin of
approximation the inferential and semantic properties of vulgar logical
connectives. Unless more is said, this position is perhaps somewhat low on
initial plausibility. He might hold that though not every feature of vulgar logical
connectives is preserved, all features are preserved which deserve to be
preserved, all features that is to say, which are not irremediably vitiated by
obscurity or incoherence. Without claiming that features which are omitted from
his preferred system are ones which are marred by obscurity or incoherence he
might claim that those which are not omitted possess, collectively, the
economic virtue of being adequate to the task of presenting, in good logical
order, that science or body of sciences the proper presentation of which is
called for by some authority, such as Common Sense or the "Cathedral of
Learning." (B) Neo-Traditionalism So far as I can now reconstruct
it, Strawson's response to Modernism at the time of An Introduction to Logical
Theory, ran along the following lines. At a number of points it is
clear that the apparatus of Modernism does not give a faithful account of the
character of the logical connectives of ordinary discourse; these deviations
appear in the treatment of the Square of Opposition, the Russellian account of
Def-inite, and also of Indefinite, Descriptions, the analysis of conditionals
in terms of material implication, and the representation of universal
statements by universal quantifiers. Indeed, the deviant aspects of such
elements in Modernism are liable to involve not merely infidelity to the actual
character of vulgar connectives, but also the obliteration of certain
conceptions, like presupposition and the existence of truth-gaps, which are
crucial to the nature of certain logically fundamental speech-acts, such as
Reference. The aspects thus omitted by
Modernists are not such that their presence would undermine or discredit the
connectives in the analysis of which they would appear. Like Cyrano de
Bergerac's nose, they are features which are prominent without being
disfiguring. Though they are not, in
themselves, blemishes, they do nevertheless impede the optimally comprehensive
and compendious representation of the body of admissible logical inferences. We need, therefore, two kinds
of logic; one, to be called the logic of language, in which in a relaxed and
sometimes not fully determinate way the actual character of the connectives of
ordinary discourse is faithfully represented; the other, to be called formal
logic, in which, at some cost to fidelity to the actual character of vulgar
logical connectives, a strictly regimented system is provided which represents
with maximal ease and economy the indefinite multitude of admissible logical
inferences. (C) My Reactions to These Disputes I have never been deeply moved
by the prospect of a comprehensive and compendious systematization of
acceptable logical infer-ences, though the tidiness of Modernist logic does
have some appeal for me. But what exerts more influence upon me is my
inclination to regard propositions as constructed entities whose essential
character lies in their truth-value, entities which have an indispensable role
to play in a rational and scientific presentation of the domain of logical
inference. From this point of view a truth-functional conception of complex
propositions offers prospects, perhaps, for the rational construction of at
least part of the realm of propositions, even though the fact that many complex
propositions seem plainly to be non-truth-functional ensures that many problems
remain. A few years after the
appearance of An Introduction to Logical Theory I was devoting much attention
to what might be loosely called the distinction between logical and pragmatic
inferences. In the first instance this was prompted as part of an attempt to
rebuff objections, primarily by followers of Wittgenstein, to the project of
using "phe-nomenal" verbs, like "look" and
"seem," to elucidate problems in the philosophy of perception,
particularly that of explaining the problematic notion of sense-data, which
seemed to me to rest on a blurring of the logical/pragmatic distinction. (That
is not to say, of course, that there might not be other good reasons for
rejecting the project in question.) It then occurred to me that apparatus which
had rendered good service in one area might be equally successful when
transferred to another; and so I canvassed the idea that the alleged
divergences between Modernists' Logic and vulgar logical connectives might
berepresented as being a matter not of logical but of pragmatic import. The question which at this
point particularly beset not only me but various other philosophers as well was
the question whether it is or is not required that a nonconventional
implicature should always possess maximal scope; when a sentence which used in
isolation stan-dardly carries a certain implicature, is embedded in a certain
linguistic context, for example appears within the scope of a negation-sign,
must the embedding operator, namely the negation-sign, be interpreted only as
working on the conventional import of the embedded sentence, or may it on
occasion be interpreted as governing not the conventional import but the
nonconventional implicatum of the embedded sentence? Only if an embedding
operator may on occasion be taken as governing not the conventional import but
the noncon-ventional implicatum standardly carried by the embedded sentence can
the first version of my account of such linguistic phenomena as conditionals
and definite descriptions be made to work. The denial of a conditional needs to
be treated as denying not the conventional import but the standard implicatum
attaching to an isolated use of the embedded sentence. It certainly does not
seem reasonable to subscribe to an absolute ban on the possibility that an
embedding locution may govern the standard nonconventional implicatum rather
than the conventional import of the embedded sentence; if a friend were to tell
me that he had spent the summer cleaning the Augean stables, it would be
unreasonable of me to respond that he could not have been doing that since he
spent the summer in Seattle and the Augean stables are not in Seattle. But
where the limits of a license may lie which allows us to relate embedding
operators to the standard implicata rather than to conventional meanings, I
have to admit that I do not know. The second version of my mode of treatment of issues
which, historically speaking, divide Modernists from Traditionalists, including
neo-Traditionalists, offers insurance against the possibility that we do not
have, or that we sometimes do not have, a license to treat embedding locutions
as governing standard implicata rather than conventional import. It operates on
the idea that even if it should prove necessary to supplement the apparatus of
Modernist logic with additional conventional devices, such supplementation is
in two respects undramatic and innocuous and does not involve a radical
reconstruction of Modernist apparatus. It is innocuous and undramatic partly
because the newly introduced conventional devices can be re-garded simply as
codification, with a consequently enlarged range of utility, of pre-existing
informal methods of generating implicature; and partly because the new devices
do not introduce any new ideas or concepts, but are rather procedural in
character. This last feature can be seen from the fact that the conventional
devices which I propose are bracketing or scope devices, and to understand them
is simply to know how sentences in which they initially appear can be
restructured and rewritten as sentences couched in orthodox modernistic terms
from which the new devices have been eliminated. What the eye no longer sees
the heart no longer grieves for. Philosophical Method and Ordinary
Language I shall conclude this Epilogue by paying a little attention to
the general character of my attitude to ordinary language. In order to fulfill
this task, I should say something about what was possibly the most notable
corporate achievement of my philosophical early middle age, namely the
so-called method of linguistic botanizing, treated, as it often was in Oxford
at the time, as a foundation for conceptual analysis in general and
philosophical analysis in particular. Philosophers have not seldom proclaimed
the close connection between philosophy and linguistic analysis, but so far as
I know, the ruthless and unswerving association of philosophy with the study of
ordinary language was peculiar to the Oxford scene, and has never been seen
anywhere before or since, except as an application of the methods of
philosophizing which originated in Oxford. A classic miniature example of this
kind of procedure was Austin's request to Warnock to tell him the difference
between playing golf correctly and playing golf properly. But also the method
was commonly deployed not merely as a tool for reaching conceptual
"fine-tuning" with regard to pairs of expressions or ideas, but in
larger-scale attempts to systematize the range of concepts which appear in a
certain conceptual region. It may well be the case that these concepts all fall
under a single overarching concept, while it is at the same time true that
there is no single word or phrase which gives linguistic expression to just
this concept; and one goal of linguistic botanizing may be to make this concept
explicit and to show how the various subordinate concepts fall under it. This
program is closely linked with Austin's ideas about the desirability of "going
through the dictionary." In some cases, this may be quite a long job, as
for example in the case of the word "true"; for one fea-ture of the
method is that no initial assumptions are made about the subdivisions involved
in subordinate lexical entries united by a single word; "true
friends," "true statements," "true beliefs,"
"true bills," "true measuring instruments,"
"true singing voices" will not be initially distinguished from one
another as involving different uses of the word "true"; that is a
matter which may or may not be the outcome of the operation of linguistic
botanizing; subordinations and subdivisions are not given in advance. It seems
plausible to suppose that among the things which are being looked for are
linguistic proprieties and improprieties: and these may be of several different
kinds; so one question which will call for decision will be an identification
of the variety of different ways in which proprieties and improprieties may be
characterized and organized. Contradictions, incoherences, and a wealth of
other forms of unsuitability will appear among the out-comes, not the starting
points, of linguistic botanizing, and the nature of these outcomes will need
careful consideration. Not only may single words involve a multitude of lexical
entries, but different idioms and syntactical constructions appearing within
the domain of a single lexical entry may still be a proper subject for even
more specific linguistic botanizing. Syntax must not be ignored in the study of
se-mantics. At this point we are faced with two distinct problems. The
first arises from the fact that my purpose here is not to give a historically
correct account of philosophical events which actually took place in Oxford
some forty years ago but rather to characterize and as far as possible to
justify a certain distinctive philosophical methodology. Now there is
little doubt that those who were engaged in and possibly even dedicated to the
practice of the prevailing Oxonian methodol-ogy, such persons as Austin, Ryle,
Strawson, Hampshire, Urmson, Warnock, and others (including myself) had a
pretty good idea of the nature of the procedures which they were putting into
operation; indeed it is logically difficult to see how anyone outside this
group could have had a better idea than the members of the group since the
procedures are identifiable only as the procedures which these people were
seeking to deploy. Nevertheless there is still room for doubt whether the
course of actual discussions in every way embodied the authentic methodology,
for a fully adequate implementation of that methodology requires a good and
clear representation of the methodology itself; the more fragmentary the
representation the greater the chance of inadequate implementation; and it must
be admitted that the ability of many of us to say at the time what
it was that we were doing was fragmentary in the extreme. This may be an
insoluble problem in the characterization of this kind of theoretical activity;
to say what such an activity is presupposes the ability to perform the activity
in question; and this in turn presupposes the ability to say what the activity
in question is. The second and quite different problem is that some of
the critics of Oxonian philosophizing like Russell, Quine and others have exhibited
strong hostility not indeed in every case to the idea that a study of language
is a prime concern of philosophy, but rather to the idea that it should be a
primary concern of philosophy to study ordinary language. Philosophy finds
employment as part of, possibly indeed just as an auxiliary of, Science; and
the thinking of the layman is what scientific thinking is supposed to
supersede, not what it is supposed to be founded on. The issues are obscure,
but whether or not we like scientism, we had better be clear about what it
entails. Part of the trouble may arise from an improperly conceived
proposition in the minds of some self-appointed experts between "we"
and "they"; between, that is, the privileged and enlightened, on the
one hand, and the rabble on the other. But that is by no means the only
possible stance which the learned might adopt toward the vul-gar; they might
think of themselves as qualified by extended application and education to
pursue further and to handle better just those interests which they devise for
themselves in their salad days; after all, most professionals begin as
amateurs. Or they might think of themselves as advancing in one region, on
behalf of the human race, the achievements and culture of that race which other
members of it perhaps enhance in other directions and which many members of it,
unfortunately for them perhaps, are not equipped to advance at all. In any
case, to recognize the rights of the majority to direct the efforts of the
minority which forms the cultured elite is quite distinct from treating the
majority as themselves constituting a cultured elite. Perhaps the balance
might be somewhat redressed if we pay attention to the striking parallels which
seem to exist between the Oxford which received such a mixed reception in the
mid-twentieth century, and what I might make so bold as to call that other
Oxford which, more than two thousand three hundred years earlier, achieved not
merely fame but veneration as the cradle of our discipline. The following is a
short and maybe somewhat tendentious summary of that earlier Athenian
dialectic, with details drawn mostly from Aristotlebut also to some extent from
Plato and, through Plato, from Socrates himself. In Aristotle's writing the
main sources are the beginning of the Topics, the beginning of the Nicomachean
Ethics, and the end of the Posterior Analytics. We should distinguish two kinds
of knowledge, knowledge of fact and knowledge of reasons, where what the
reasons account for are the facts. Knowledge proper involves both facts to be accounted
for and reasons which account for them; for this reason Socrates claimed to
know nothing; when we start to research, we may or may not be familiar with
many facts, but whether this is so or not we cannot tell until explanations and
reasons begin to become available. For explanations and reasons to be available, they
must derive ultimately from first principles, but these first principles do not
come ready-made; they have to be devised by the inquirer, and how this is done
itself needs explanation. It is not done in one fell swoop; at any given stage
researchers build on the work of their predecessors right back to their
earliest predecessors who are lay inquirers. Such progressive scrutiny is
called "dialectic," starts with the ideas of the Many and ends (if it
ever ends) with the ideas of the Wise. Among the methods used in
dialectic (or "argumentation") is system-building, which in its turn
involves higher and higher levels of abstraction. So first principles will be,
roughly speaking, the smallest and most conceptually economical principles
which will account for the data which the theory has to explain. The progress toward an
acceptable body of first principles is not always tranquil; disputes,
paradoxes, and obstructions to progress abound, and when they are
reached, recognizable types of emendation are called upon to restore
progress. (7) So the continuation of progress depends to a large extent
on the possibility of "saving the phenomena," and the phenomena
consist primarily of what is said, or thought, by the Wise and, before them,
the Many. I find it tempting to suppose that similar ideas underlie the
twen-tieth-century Oxonian dialectic; the appeal to ordinary language might be
viewed as an appeal to the ultimate source of one, though not of every, kind of
human knowledge. It would indeed not be surprising were this to be so, since
two senior Oxonians (Ryle and Aus-tin) were both skilled and enthusiastic
students of Greek philosophy.But this initially appealing comparison between
what I have been calling Oxonian Dialectic and Athenian Dialectic encounters a
serious objection, connected with such phrases as "what is said" (ta
le-gomena, ta Leyuena). The phrase "what is said" may be interpreted
in either of two ways. (I) It may refer to a class of beliefs or opinions which
are commonly or generally held, in which case it would mean much the same as
such a phrase as "what is ordinarily thought." (II) It may refer to a
class of ways of talking or locutions, in which case it will mean much the same
as "ways in which ordinary people ordinarily talk." In the Athenian
Dialectic we find the phrase used in both of these senses; sometimes, for
example, Aristotle seems to be talking about locutions, as when he points out
that while it is legitimate to speak of "running quickly" or
"running slowly," it is not legitimate to speak of "being
pleased quickly" or "being pleased slowly"; from which he draws
the philosophical conclusion that running is, while pleasure is not (despite
the opinions of some philosophers), a process as distinct from an activity. At
other times he uses the phrase "what is said" to refer to certain
generally or vulgarly held beliefs which are systematically threatened by a
projected direction of philosophical theory, as the platitude that people
sometimes behave incontinently seems to be threatened by a particular
philosophical analysis of Will, or the near-platitude that friends are worth
having for their own sake seems to be threatened by the seemingly equally
platitudinous thesis that the Good Life is self-sufficient and lacking in
nothing. In the Athenian Dialectic, moreover, though both interpretations are
needed, the dominant one seems to be that in which what is being talked about
is common opinions, not commonly used locutions or modes of speech. In the
Oxonian Dialectic, on the other hand, precisely the reverse situation seems to
obtain. Though some philoso-phers, most notably G. E. Moore, have maintained
that certain commonly held beliefs cannot but be correct and though versions of
such a thesis are discernible in certain Oxonian quarters, for example in
Urmson's treatment of Paradigm Case Arguments, no general characterization of
the Method of "Linguistic Botanizing" carries with it any claim about
the truth-value of any of the specimens which might be subjected to Linguistic
Botanizing; nor, I think, would any such characterization be improved by the
incorporation of an emendation in this connection. So the harmony introduced by
an assimilation of the two Dialectics seems to be delusive. I am,
however, reluctant to abandon the proposed comparison be-tween Oxonian and
Athenian Dialectic quite so quickly. I would begin by recalling that as a
matter of historical fact Austin professed a strong admiration for G. E. Moore.
"Some like Witters" he once said, "but Moore is my
man." It is not recorded what aspects of Moore's philosophy particularly
appealed to him, but the contrast with Wittgenstein strongly suggests that
Moore primarily appealed to him as a champion of Common Sense, and of
philosophy as the source of the analysis of Common Sense beliefs, a position
for which Moore was especially famous, in contrast with the succession of less
sharply defined positions about the role of philosophy taken up at various
times by Wittgenstein. The question which now exercises me is why Moore's stand
on this matter should have specially aroused Austin's respect, for what Moore
said on this matter seems to me to be plainly inferior in quality, and indeed
to be the kind of thing which Austin was more than capable of tearing to shreds
had he encountered it in somebody else. Moore's treatments of this topic seem
to me to suffer from two glaring defects and one important lacuna. The two
glaring defects are: (1) he nowhere attempts to characterize for us the
conditions which have to be satisfied by a generally held belief to make it
part of a "Common Sense view of the world"; (2) even if we overlook
this complaint, there is the further complaint that nowhere, so far as I know,
does Moore justify the claim that the Common Sense view of the world is at
least in certain respects unquestionably correct. The important lacuna is that
Moore considers only one possible position about the relation between such
specific statements as that "Here is one human hand and here is
another" and the seemingly general philosophical statement that material
objects exist. Moore takes it for granted that the statement about the human
hands entails the general statement that material objects exist; but as
Wittgenstein remarked, "Surely those who deny the reality of the
material world do not wish to deny that underneath my trousers I wear
underpants." Moore was by no means certainly wrong on this matter, but the
question which comes first, interpretation or the assessment of truth-value, is
an important methodological question which Moore should have taken more
seriously. My explanation of part of Austin's by no means wholly
characteristic charity lies in my conjecture that Austin saw, or thought he
saw, the right reply to these complaints and mistakenly assumed that Moore
himself had also seen how to reply to them. I shall develop this suggestion
with the aid of a fairy tale about the philosophicalNever-Never Land which is
inhabited by philosophical fairy god-mothers. Initially we distinguish three of
these fairy godmothers, M* Moore's fairy godmother, A*, Austin's fairy
godmother, and G* Grice's fairy godmother. The common characteristic of fairy
godmothers is that they harbor explicitly all the views, whether explicit or
implicit, of their godchildren. G* reports to Grice that A* mistakenly
attributes to M* a distinction between two different kinds of subjects of
belief, a distinction between personal believers who are individual persons or
groups of persons, and nonpersonal believers who are this or that kind of
abstraction, like the spirit of a particular language or even the spirit of
language as such, the Common Man, the inventor of the analytic/synthetic
distinction (who is distinct from Leibniz) and so forth. A distinction is now
suggested between the Athenian Dialectic, the primary concern of which was to
trace the development of more and more accomplished personal believers, and a
different dialectic which would be focused on nonpersonal believ-ers. Since
nonpersonal believers are not historical persons, their beliefs cannot be
identified from their expression in any historical debates or disputes. They
can be identified only from the part which they play in the practice of particular
languages, or even of languages in general. So what G* suggested to Grice
ran approximately as follows. A* with or without the concurrence of the mundane
Austin, attributed to Moore the recognition of a distinction between personal
and non-personal, common or general beliefs, together with the idea that a
Common Sense view of the world contains just those nonpersonal beliefs which
could be correctly attributed to some favored nonper-sonal abstraction, such as
the Common Man. More would of course need to be said about the precise nature
of the distinction between the Common Man and other abstractions; but once a
distinction has been recognized between personal and nonpersonal believers, at
least the beginnings are visible of a road which also finds room for (1) the
association of nonpersonal beliefs, or a particular variety of nonper-sonal
beliefs, with the philosophical tool or instrument called Common Sense, and for
(2) the appeal to the structure and content of languages, or language as such,
as a key to unlock the storehouse of Common Sense, and also for (3) the demand
for Oxonian Dialectic as a supplementation of Athenian Dialectic, which was
directed toward personal rather than nonpersonal beliefs. G* conjectured that
this represented Austin's own position about the function of Linguis-tic
Botanizing, or even if this were not so, it would have been a good position for
Austin to adopt about the philosophical role of Linguistic Botanizing; it would
be a position very much in line with Austin's known wonder and appreciation
with regard to the richness, subtlety, and ingenuity of the instrument of
language. It was however also G*'s view that the attribution of such
reflections to Moore would have involved the giving of credit where credit was
not due; this kind of picture of ordinary language may have been Austin's but
was certainly not Moore's; his conception of Common Sense was deserving of no
special praise. We also have to consider the strength or weakness of my
second charge against Moore, namely that whether or not he has succeeded in
providing or indeed has even attempted to provide a characterization of
commonsense beliefs, he has nowhere offered us a justification of the idea that
commonsense beliefs are matters of knowledge with certainty or indeed possess
any special degree or kind of credibility. Apart from the production, on
occasion, of the somewhat opaque suggestion that the grounds for questioning a
commonsense belief will always be more questionable than the belief itself, he
seems to do little beyond asserting (1) that he himself knows for certain to be
true the members of an open-ended list of commonsense beliefs, (2) that he
knows for certain that others know for certain that these beliefs are true. But
this is precisely the point at which many of his oppo-nents, for example
Russell, would be ready to join issue with him. It might here be
instructive to compare Moore with another perhaps equally uncompromising
defender of knowledge with certainty, namely Cook Wilson. Cook Wilson took the
view that the very nature of knowledge was such that items which were objects
of knowledge could not be false; the nature of knowledge guaranteed, perhaps
logically guaranteed, the truth of its object. The difficulty here is to
explain how a state of mind can in such a way guarantee the possession of a
particular truth-value on the part of its object. This difficulty is severe
enough to ensure that Cook Wilson's position must be rejected; for if it is
accepted no room is left for the possibility of thinking that we know p when in
fact it is not the case that p. This difficulty led Cook Wilson and his
followers to the admission of a state of "taking for granted," which
supposedly is subjectively indistinguishable from knowledge but unlike knowledge
carries no guarantee of truth. But this modification amounts to surrender; for
what enables us to deny that all of our so-called knowledge is really only
"taking forgranted"? But while Cook Wilson finds himself landed with
bad an-swers, it seems to me that Moore has no answers at all, good or bad; and
whether nonanswers are superior or inferior to bad answers seems to me a
question hardly worth debating. It is in any case my firm belief that
Austin would not have been sympathetic toward the attempts made by Moore and some
of his followers to attribute to the deliverances of common sense, whatever
these deliverances are supposed to be, any guaranteed immunity from error. I
think, moreover, that he would have been right in withholding his support at
this point, and we may notice that had he withheld support, he would have been
at variance with some of his own junior colleagues at Oxford, particularly with
philosophers like Urmson who, at least at one time, showed a disposition, which
as far as I know Austin never did, to rely on so-called Arguments from Paradigm
Cases. I think Austin might have thought, rightly, that those who espoused such
arguments were attempting to replace by a dogmatic thesis something which they
already had, which was, further-more, adequate to all legitimate philosophical
needs. Austin plainly viewed ordinary language as a wonderfully subtle and
well-contrived instrument, one which is fashioned not for idle display but for
serious (and nonserious) use. So while there is no guarantee of immunity from error,
if one is minded to find error embedded in ordinary modes of speech, one had
better have a solid reason behind one. That which must be assumed to hold
(other things being equal) can be legitimately rejected only if there are
grounds for saying that other things are not, or may not be, equal. At
this point, we introduce a further inhabitant of the philosophical Never-Never
Land, namely R* who turns out to be Ryle's fairy godmother. She propounds the
idea that, far from being a basis for rejecting the analytic/synthetic
distinction, opposition to the idea that there are initially two distinct
bundles of statements, bearing the labels "analytic" and
"synthetic," lying around in the world of thought waiting to be
noticed, provides us with the key to making the ana-lytic/synthetic distinction
acceptable. The proper view will be that analytic propositions are among the
inventions of theorists who are seeking, in one way or another, to organize and
systematize an initially undifferentiated corpus of human knowledge. Success in
this area is a matter of intellectual vision, not of good eyesight. As Plato
once remarked, the ability to see horses without seeing horseness is a mark of
stupidity. Such considerations as these are said to lie behindreports that yet
a fifth fairy godmother, Q*, was last seen rushing headlong out of the gates of
Never-Never-Land, loudly screaming and hotly pursued (in strict order of
seniority) by M*, R*, A*, and G*. But the narration of these stirring events
must be left to another and longer day. H. P. Grice. Some time ago the
idea occurred to Grice that there might be two distinguishable disciplines each
of which might have some claim to the title of, or a share of the title of,
Metaphysics. The first of these disciplines I thought of as
being categorial in character, that is to say, I thought of it as operating at
or below the level of categories. Following leads supplied primarily by
Aristotle and Kant, I conceived of it as concerned with the identification of
the most general attributes or classifications, the summa genera, under which
the various specific subject-items and/or predicates (predicate-items,
attributes) might fall, and with the formulation of metaphysical principles
governing such categorial attributes (for example some version of a Principle
of Causation, or some principle regulating the persistence of sub-stances). The
second discipline I thought of as being supracategorial in character; it would
bring together categorially different subject-items beneath single classificatory
characterizations, and perhaps would also specify principles which would have
to be exemplified by items brought together by this kind of supracategorial
assimilation. I hoped that the second discipline, which I was tempted to label
"Phil-osophical Eschatology," might provide for the detection of
affinities between categorially different realities, thus protecting the
principles associated with particular categories from suspicion of
arbitrariness. In response to a possible objection to the effect that if
a pair of items were really categorially different from one another, they could
not be assimilated under a single classificatory head (since they wouldbe
incapable of sharing any attribute), I planned to reply that even should it be
impossible for categorially different items to share a single attribute, this
objection might be inconclusive since assimilation might take the form of
ascribing to the items assimilated not a common attribute but an analogy.
Traditionally, in such disciplines as theology, analogy has been the resort of
those who hoped to find a way of comparing entities so radically diverse from
one another as God and human beings. Such a mode of comparison would of course
require careful examination; such examination I shall for the moment defer, as
I shall also defer mention of certain further ideas which I associated with
philosophical eschatology. For a start, then, I might distinguish three
directions as being ones in which a philosophical eschatologist might be expected
to deploy his energies: The provision of generalized theoretical accounts
which unite specialized metaphysical principles which are separated from one
another by category-barriers. Fulfillment of such an undertaking might involve an
adequate theoretical characterization of a relation of Affinity, which, like
the more familiar relation of similarity, offers a foundation for the
generalization of specialized regularities, but which, unlike similarity, is
insensitive, or has a high degree of insensitivity, to the presence of
category-barriers. To suggest the possibility of such a relation is not, of
course, to construct it, nor even to provide a guarantee that it can be
constructed An investigation of the notion
of Analogy, and a delineation of its links with other seemingly comparable
notions, such as Metaphor and Parable. Can this list be expanded? At this point
I turn to a paper by Judith Baker, entitled "Another Self': Aristotle On
Friendship" (as yet unpublished). On the present occasion my concern is
focused on methodological questions; so I propose first to consider the ideas
about methodology, in particular Aristotle's methodology, which find expression
in her paper, and then to inquire whether these ideas suggest any additions to
the prospective subject matter of philosophical eschatology. (1) Judith
Baker suggests that Aristotle's philosophical method, which is partially
characterized in the Nicomachean Ethics itself as well as in other works of
Aristotle, treats the existence of a common consensus of opinion with respect
to a proposition as conferringleast provisional validity (validity ceteris
paribus) upon the proposition in question; in general, no external justification
of the acceptance of the objects of universal agreement is called for. This
idea has not always been accepted by philosophers; to take just one famous
ex-ample, Moore's attachment to the authority of Common Sense seems to be
attributed by Moore himself to the acceptability of some principle to the
effect that the Common Sense view of the world is in certain fundamental
respects unquestionably correct. Unfortunately Moore does not formulate the
principle in question, nor does he identify the relevant aspects. If my
perception of Moore is correct, he would in Aristotle's view have been looking
for an external justification for the acceptance of the deliverances of Common
Sense where none is required, and so where none exists. (2) Though no
external justification is required for accepting the validity of propositions
which are generally or universally believed, the validity in question is only
provisional; for a common consensus may be undermined in either of two ways.
First, there may be a common consensus that proposition A is true; but there
may be two mutually inconsistent propositions, B, and B,, where while there is
a common consensus that either B, or B, is true, there is no common consensus
concerning the truth of B, or the truth of By; there are, so to speak, two
schools of thought, one favoring B, and one favoring B,. Furthermore (we may
suppose), the combination of B, with A will yield C,, whereas the combination
of B, with A will yield Cz; and C, and C, are mutually inconsistent. In such a
situation it becomes a question whether the acceptability of A is left intact;
if it is, a method will have to be devised for deciding between B, and B,. (The
preceding schematic example is constructed by me, not by Aristotle or Judith
Baker.) Second, to cope with problems created by the appearance on the scene of
conflicts or other stumbling blocks the theorist may be expected to systematize
the data which are vouched for by common consensus by himself devising general
propositions which are embedded in his theory. Such generalities will not be
directly attested by a consensus, but their acceptability will depend on the
adequacy of the theory in which they appear to yield propositions which are
directly matters of general agreement. When an impasse (aporia) arises, the aim
of the theorist will be to eliminate the impasse with minimal disturbance to
the material regarded as acceptable before the impasse, including the
theoretical generalities of the theorist. Judith Baker claims that a typical
example of such an impasse is recognizedby Aristotle as arising in connection
with friendship; the threefold proposition that in the good life no good is
lacking, that the good life is self-sufficient, and that the possession of
friends is a good, each element in which is a matter of general agreement. This
seems to validate the inconsistent proposition that the good life both will and
will not involve the possession of friends. It is Judith Baker's suggestion
that Aristotle's characterization of a friend as another self (another me) is a
serious theoretical proposal which is designed to eliminate the impasse with
minimal disturbance. (3) Judith Baker mentions also a certain kind of
criticism, an example of which, leveled at Socrates's treatment of justice in
The Re-public, was produced about twenty years ago by David Sachs. Sachs
complained that in response to a request from Glaucon and Adeiman-tus to show
that the just life is a happy life, Socrates first recharacter-izes the just
life in terms of the conception of a soul in which all elements maximally
fulfill their function and then argues that a life so characterized will be a
happy life. This response on the part of Socrates is guilty of an ignoratio
elenchi; what Glaucon and Adeimantus want Socrates to show to be happy is the just
life as understood to be the life to which the word "just" applies in
its ordinary sense, but what Socrates does is in effect to redefine the notion
of the just life as that life which exemplifies justice where justice is
defined in terms of fulfilment of function. But that the just life is happy is
not what Socrates was asked to show; what is wanted from him is a demonstration
not that the just life is happy but that the just life is happy; and this he
fails to provide. There seems plainly to be something wrong with this line of
criticism; Sachs calls Socrates to task for exhibiting in his rejoinder just
those capacities which have earned him his reputation as an eminent ethical
theorist, which are indeed the very capacities the presence of which has marked
him out as a specially suitable person to respond to the skepticism of
Thrasymachus. Surely he cannot be debarred from using just those talents
which he has been more or less invited to use. There is the further point that
the mode of criticism with which Sachs assailed Socrates could be adapted for
use against any theorist of a certain very general kind, which could embrace
many theorists who have no connection at all with philosophy; in fact, I
suspect that any theorist whose theoretical activity is directed toward
rendering explicit knowledge which is already implicitly present would be
vulnerable to this kind of charge of having "changed the subject." So
it seems to me that a detailed anal-ysis of the illegitimacy of this kind of
criticism would be both desirable and at the same time by no means easy to
attain. The reflections in which I have just been engaged, then, suggest
to me two further items which might be added to a prospective subject matter of
philosophical eschatology, should such a discipline be allowed as legitimate.
One would be a classification of the various kinds of impasse or aporia by
theorists who engaged in the Aristotelian undertaking of attempting to
systematize material with which they are presented by lay inquirers, together
with a classification of the variety of responses which might be effective
against such im-passes. The other would be a thoroughgoing analysis of the
boundary between legitimate and illegitimate imputations to a theorist of the
sin of "having changed the subject." Beyond these additions I have at
the moment only one further suggestion. Sometimes the activities of the
eschatologist might involve the suggestion of certain principles and some of
the material embodied in those principles might contain the potentiality of
independent life, a potentiality which it would be theoretically advantageous
to explore. This further exploration might be regarded as being itself a proper
occupation for the eschatologist. One example might be a further examination
of the theoretical notion of an alter ego, already noted as a notion which
might be needed to surmount an impasse in the philosophical theory of
friendship. Another example might be the kind of abstract development of such
notions as movement, that which moves, and that which is moved, which is
prominent in Book 1 of Aristotle's Metaphysics, which forms a substantial part
of what is thought of as Aristotle's Theology. I shall not, however, at
this point attempt to expand further the shopping list for philosophical eschatology.
I shall turn instead to a different but related topic, namely the possibility
that in Plato's Republic we find a discussion of justice which does as it
stands, or would after a certain kind of reconstruction, serve as an example of
an application of philosophical eschatology. I shall first develop this idea,
and then at the conclusion of my presentation furnish a summary account of its
argument. II. The Actual Debate between Socrates and Thrasymachus in the
Republic We should bear in mind that the purpose of looking at the
discussion of Justice in the Republic is to see if the course of that
discussioncould be looked on as a conscious, subconscious, or unconscious
venture by Socrates or Plato into the discipline of philosophical escha-tology.
The discussion begins with a
pressing invitation to Socrates to take part in an examination of the question
"What is Justice?" It is clear that despite the intrusion of
distractions Socrates has not lost sight of this focus. Two preliminary answers are put
forward; that of Cephalus ("to tell the truth and pay one's debts");
and that of his son Polemar-chus ("to give every man his due"). The
first of these answers seems to be an attempt to exhibit the nature of Justice
by means of its paradigmatic rules, while the second attempts to provide a
general characterization or definition. Socrates points out that even
paradigmatic rules allow of exceptions, with the consequence that a practical
principle will be needed to identify the exceptions; while Polemarchus's
suggested definition is faulted on the grounds that counterintuitively it
allows Justice on occasion to be exhibited in causing harm. It seems to be open
to Polemarchus to reply to Socrates that the connection of Justice with
punishment makes it questionable whether it is counterintuitive to suppose that
Justice sometimes involves causing harm. Indeed we might inquire why the
answers suggested by Cephalus and Polemarchus are given house-room at all if
they are going to be so cursorily handled. (3) The debate with
Thrasymachus. A number of different factors to my mind raise serious questions
about the role of this debate in the general scheme for the treatment of
Justice in the Republic. The quality of Thrasymachus's dialectical apparatus
seems to be (to put it mildly) not of the highest order. Socrates himself remarks that
in the course of the debate the original question ("What is
Justice?") becomes entangled in a confused way with a number of other
seemingly different questions such as whether the just life is the happiest
life (or is more, or less, happy than the unjust life), whether the just life
is worthy of choice, etc. What does Thrasymachus achieve beyond the generation
of confu-sion? Socrates' replies to Thrasymachus are by no means always intellectually
impeccable; yet so far as I can see, this fact is not pointed out. Glaucon and Adeimantus are
dissatisfied with the upshot of this debate and call upon Socrates to show that
the just life is the happylife, not making it clear what the connection is
between this demand and the answering of the original question about the nature
of Justice. (e) Socrates endeavors to meet the demands of Plato's older
broth-ers, but to do this, he resorts to the elaborate presentation of an analogy
between the soul and the state. What justifies the presentation, in the current
context, of the nature of this analogy? (4) Blow-by-blow details of the
debate with Thrasymachus. Round 1. Thrasymachus at the outset couples the
thesis that "jus-tice is the interest of the stronger" with the
admission that rulers are not infallible in their estimates of where the
interest of the stronger lies. As the comments of Socrates, Polemarchus, and
Cleitophon make clear, this leads Thrasymachus into an intolerable tension
between the idea that the edicts of the ruler command obedience because they
spring from a belief on the part of the ruler that obedience is in the interest
of the stronger, and the idea that obedience is demanded if, but only if, it
would in fact be conducive to the interest of the stronger. Thrasymachus seeks
to repair his position by distinguishing between (a) what the ruler commands
and (b) what the ruler commands qua ruler; the latter cannot but be conducive
to the interest of the stronger, though no such assurance attends the
former. Though no one points this out, the attempted escape seems to
carry the consequence that whether the ruler's commands do or do not call for
obedience may be, and may continue to be, shrouded in obscurity. But apart
from this initial confusion, the debate in Round 1 is characterized by a number
of further disfigurements or blemishes, responsibility for which may attach not
only to Thrasymachus but, by as-sociation, to Socrates. Some of these
disfigurements or blemishes may indeed also be visible in subsequent
rounds. It is not made clear, nor
indeed is the question raised, whether the kind of justice under discussion is
political (or politico-legal) jus-tice, or moral justice. The general tenor of
Thrasymachus's remarks would suggest that his concern is with political or
politico-legal jus-tice. Indeed it seems not impossible that it is part of
Thrasymachus's position that there is no such thing as moral justice, that the
concept of moral justice is chimerical and empty. If this were his position, he
could be characterized as a certain sort of skeptic; but whether or not it is
his position should surely not be left in doubt. Thrasymachus nowhere makes it
clear whether he regards the popular application of the term "just,"
which Thrasymachus may not himself endorse, as a positive or a negative
commendation. Are just acts supposed to be acts which fulfill some condition
which acts should fulfill, or acts which are free from an imputation that they
fulfill some condition which acts should not fulfill? It is not clear whether
Thrasymachus's thesis that justice is the interest of the stronger is to be
taken as a thesis about the "nominal essence" or about the "real
essence" of justice. Is Thrasymachus suggesting that the right way to
conceive of justice, the correct interpretation of the term "just,"
is as signifying that which is in the interest of the stronger? Or is he
suggesting that whatever content we attach to the concept of justice, the characteristic
which explains why just acts are done and why they have the effects which
standardly attend them, is that of being in the interest of the stronger? Thrasymachus seems uninterested
in distinguishing between the use of the word "just"
("right") as part of a sentential operator which governs sentences
which refer to possible actions (e.g., "it is just (right) that a
person who has contracted a debt should repay it at the appointed time,"
"it is just for a juror to refuse offers of bribes") and its use as
an epithet which applies to actually performed actions (e.g., "he
distributed payments, for the work done, justly"). The two uses are no
doubt intimately connected with one another, but they are surely distinguishable.
(e) Thrasymachus is not at pains to make it clear whether the phrase "the
stronger" refers to the ruler or government (the official boss) or to the
person or persons who wield political power (the real boss). These persons
might or might not be identical. As a result of these obscurities the
precise character of Thrasyma-chus's position is by no means easy to
discern. Round 2. At the end of Round 1, as it seems to me, Socrates
seeks to counter Thrasymachus's reliance on a distinction between what the
practitioner of an art ordains simpliciter and what the practitioner ordains
qua practitioner of that art, by suggesting that if we take this distinction
seriously, we shall be led to suppose that when the practitioner acts qua
practitioner, his concern is not with his own wellbeing but with the well-being
of the subject matter which the art con-trols; so rulers qua rulers will be
concerned with the well-being of their subjects rather than of themselves. This
contention seems open to the response that there is nothing to prevent the
well-being of the subject matter from being, on occasion, that state of the
subject matter which is congenial to the interest of the practitioner. This
indeed may be the tenor of Thrasymachus's outburst comparing the treat-ment of
subjects by rulers with the treatment of sheep by shepherds. If so,
Socrates does not seem to have any better reply than to suggest that the
dominance of concern on the part of rulers to obtain compensation for their
operations hardly supports the idea that it is common practice for them to use
their offices to feather their own nests; a response to which Socrates adds an
obscurely relevant demand for a distinction between the practice of an art
which is typically not directed toward the interests of the practitioner, and
the special case of a concomitant exercise of the art of profit-making, which
is so directed. Thrasymachus, however, complicates matters by introducing
a new line of attack against the merits of justice vis-à-vis injustice. He
suggests that in the private citizen justice (devotion to the interest of the
stronger, that is, of the ruler) is folly, while injustice (devotion to his own
interest) is sensible even if dubiously effective; while the grand-scale
injustice of rulers, as exhibited in tyranny, has everything to recommend it.
It is not clear that this manifesto is legitimate, since it is not clear that,
on his own terms, Thrasymachus is entitled to count tyranny as injustice; the
tyrant is not preferring his own interests to the interests of someone stronger
than himself, since no one is stronger than he. It is true, of course, that
while Thrasymachus may not be entitled to call tyranny injustice, he may be
equally not entitled to call it justice, since though the tyrant may be the
strongest person around, he is certainly not stronger than himself. So perhaps
Thrasy-machus's plea for injustice may turn out to be a misfire. Round 3.
In response to a query from Socrates, Thrasymachus recapitulates his position,
which is not that injustice is a good quality and justice a bad quality, nor
(exactly) the reverse position, but is rather that justice is folly or extreme
simplicity, whereas injustice is good sense. With this contention there is also
associated Thrasyma-chus's view that injustice implies strength, and that the
unjust life rather than the just life is the happy life. Socrates' reply
to Thrasymachus invokes arguments which seem weak to the point of feebleness.
In his first argument he gets Thra-symachus to agree that the just man seeks to
compete with, or outdo only the unjust man, whereas the unjust man competes
both with the just and with the unjust. Reflection on the arts, however,
prompts the observation that in general the expert competes only with the
inex-pert, whereas the nonexpert competes alike with the inexpert andwith the
expert, so it is the just man, not the unjust man, who runs parallel to the
general case of the expert, and who therefore must be regarded as possessing
not only expertise but also good sense. Among the flaws in this argument one
might point particularly to the dubious analogy between the province of justice
and the province of the arts, and also to a blatant equivocation with the word
"compete," which might mean either "try to perform better
than" or "try to get the better of." In the succeeding
argument against the alleged strength of injustice, Socrates remarks that
injustice breeds enmity, observes that efficient and thoroughgoing injustice
requires "honor among thieves," and concludes that a fully unjust man
would in real life be weaker than one who was less fully unjust. Maybe this
argument shows that the unjust man cannot, with maximum effectiveness,
literally "go the whole hog" in injustice; but this is far from
showing that he should never have started on any part of the hog.
Finally, Socrates counters Thrasymachus's claim that the unjust life, rather
than the just life, is the happy life, by getting Thrasymachus to agree that at
least for certain kinds of things the best state of a thing of that kind lies
in the fulfillment of the function of that kind, which will also constitute an
exhibition of the special and peculiar excellence of things of that kind; and
also that justice is in the required sense the special excellence of the soul;
from which he concludes that justice is the best state of the soul and as a
consequence gives rise to the happy life. This argument, perhaps, palely
foreshadows Socrates' strategy in the main part of the dialogue; but at this
point it seems ineffective, since no case has been made out why Thrasymachus
should agree to what one would expect him to regard as the quite uncongenial
suggestion that justice is the special excellence of the soul. (5)
Transition to the main body of the Dialogue. Glaucon and Ad-eimantus express
dissatisfaction with Socrates' handling of Thrasy-machus. Glaucon invokes a
distinction between three classes of goods: those which are desirable only for
their own sake, those which are desirable both in themselves and for the sake
of their conse-quences, and those which are desirable only for the sake of
their con-sequences. He remarks that it is the view of Socrates, shared by
himself and Adeimantus, that justice belongs to the second class of goods,
those which are doubly desirable; but he wishes to see the truth ofthis view
demonstrated, particularly as the generally received opinion seems to be that
justice belongs to the third class of goods which are desirable only for the
sake of their consequences and have no intrinsic value. He wishes Socrates to
show that justice is desirable in respect of its effect on those who possess
it, independently of any rewards or consequences to which it may lead. He
wishes Socrates to show that it is reasonable to desire to be just rather than
merely to seem just, and, indeed, that the life of the just man is happy even
if his reputation is bad. Otherwise it will remain feasible: that the institutions of
justice are acceptable only because they secure for us the greater good of
protection from the inroads of others at the cost of the lesser evil of blocking
our inroads upon others, and that if the possession of Gyges's ring would enable
our inroads upon others to remain undiscovered, no reasonable person would deny
himself this advantage. Adeimantus reinforces the demands expressed by Glaucon
by drawing attention to the support lent by the prevailing education and
culture to the received opinion about justice as distinct from the view of it
taken by Socrates, Glaucon, and himself. Apart from the tendency to represent
the rewards associated with justice as really attending not justice itself but
the reputation for justice, Adeimantus observes that even when the rewards are
thought of as attending not merely the semblance of justice but justice itself,
the rewards are conceived of as material and consequential rather than as
consisting in the fact that justice is its own reward. He also points to the
fact that even when recognition that it is injustice rather than justice which
pays leads to the pursuit of injustice and thereby to the incurring of divine
wrath, the prevailing culture and education teach that the gods can be bought
off. So unless Socrates follows the course proposed by Glaucon, he will be
saddled with the charge that really he agrees with Thrasymachus, that so-called
justice is really pursuit of the interest of the stronger, the strength of
whose case lies in his command of the big battalions, and that the so-called
injustice involved in the alternative pursuit of one's own interests is really
inhibited only by the threat of force majeure. In his attempt to accede
to the demands of Glaucon and Adeiman-tus, Socrates embarks on his elaborate
analogy between the state and the soul. The details of this presentation lie
outside the scope of my present inquiry, which is concerned only with the structural
aspects of Socrates' procedure. When we operate as moral philosophers in the
borderland between Ethics and Political Theory, one of the salient questions
which we encounter is whether there is a distinction between moral and
political concepts and how such a distinction, if it exists, should be
characterized. In this connection it will be of great importance to consider
the viewpoint of a philosopher, if such a philosopher can be found, who
maintains that there is no distinction, or at least no genuine distinction,
between moral and political concepts in this area or in some significant part
of this area. If it were possible without undue distortion to exhibit
Thrasymachus as a kind of moral skeptic-as someone who holds, for example, that
while political justice, or polit-ico-legal justice, is an intelligible notion
with real application, the same cannot be said of moral justice, which can be
seen to be ultimately an illusion-then it might be philosophically advantageous
to regard Thrasymachus in that way. We should examine, therefore, the prospects
of success for such an interpretation of Thrasymachus's po-sition. Can he be
viewed as one who regards political justice, but not moral justice, as a viable
concept? If we attempt to proceed further
in this direction, we encounter a difficulty at the outset, in that it is
unclear just what concept it is which the friends of moral justice suppose to
be the concept of moral justice. Is the term "moral justice" to be
thought of as referring to moral value in general, as distinct from other kinds
of value? Or is the notion of moral justice to be conceived as possessing some
more specific content, so that, while both fairness and loyalty are morally
admirable qualities, only the first can be properly regarded as a form of moral
justice? And if the notion of moral justice is to be supposed to cover only a
part of the domain of moral value, to which part of that domain is its
application restricted? To the region of fairness? To that of equality of
opportunity? To that of respect for natural rights? Rival candidates seem to
abound. In the case of Plato's Thrasymachus it seems that he, perhaps
like Plato himself, is not disposed to engage in the kind of conceptual
sophistication practised by Aristotle and by some philosophers since Aristotle;
for Thrasymachus, the friends of moral justice (on the assumption that the
representation of Thrasymachus as a kind of moral skeptic is legitimate) will
be philosophers who treat the term "moral justice" as one which
refers to morality, or to moral virtue in general, a usage which
Aristotle also recognizes as legitimate, alongside the usage in which
"justice" is the name of one or more specific virtues. If our program requires that we
try to represent Thrasymachus as a certain sort of moral skeptic, obviously one
part of his position will be that the concept of moral justice is unacceptable.
One or both of two forms of unacceptability might be in question, namely
alethic unacceptability and semantic unacceptability. The suggestion might be
that positive ascriptions of moral justice are never in fact true, and so are
always alethically unacceptable, or that such ascriptions, together perhaps
with their negations, suffer from some form of un-intelligibility, and so are semantically
unacceptable. Some indeed might contend that general alethic unacceptability
generates semantic unacceptability, that if a certain kind of characterization
is always false, that implies that that kind of characterization is in some way
unintelligible. Let us assume that the revised presentation of Thrasy-machus
will be one which, for one reason or another, ascriptions of moral justice are
semantically unintelligible. This assumption will leave open a considerable
range of possibilities with regard to the more precise interpretation of the
notion of semantic unacceptability, ranging perhaps from the extreme suggestion
that ascriptions of moral justice are just gibberish, to the suggestion that
they admit no fully successful rational elucidation. Within the boundaries of this
position, the new Thrasymachus might perhaps hold that, though the concept of
moral justice is semantically unacceptable, a related concept, which we may
call "moral justice»," is fully admissible. Moral justice is to be supposed
to have precisely the same descriptive content as moral justice; ascrip-tions,
however, of moral justice will entirely lack the ingredient of favorable
valuation or endorsement which is carried by the term "moral
justice." It might, however, be objected that the proposed separation of
the descriptive content of moral justice from its evaluative content is quite
inadmissible; if we are looking for predicates which from an ascriptive point
of view are specifications of the general descriptive condition for moral
justice, but which at the same time lack the evaluative element which attaches
to the term "moral justice," we shall need predicates which are
considerably more specific than "morally just»" Indeed, some might
claim that it is pure fantasy to suppose that any predicate, however specific,
could signify a descriptive character which falls within the general character
signified by the term "moral justice" after detachment of the term's
eval- uative signification. Description cannot be thus severed from
evalua-tion. (5) Whatever may be the final upshot of debate about the
possibility of separating the descriptive and the evaluative significations of
the term "morally just," it is clear that a further element in the
position of the new Thrasymachus will be that whatever semantic unacceptability
may attach to moral justice, there is a further kind of jus-tice, namely
political (or politico-legal) justice, which is free from this defect.
Political justice is a concept which is both intelligible and has application.
The old Thrasymachus, however, wished to combine this recognition of the
intelligibility and the applicability of the concept of political justice with
the contention that the applicability of the concept of political justice to a
particular line of actual or possible action provided a basis not for the
commendation but rather for the discommendation of that line of action; the
wise, prudent, or sensible man would be led away from rather than toward the
adoption of a certain course of action, would become less rather than more
favorably disposed toward the idea of his becoming engaged in it, if he were
told, perfectly correctly, that political justice required his engagement in
it. This further contention has the air of paradox; how could the fact that
political justice, or indeed any kind of justice, requires a man to undertake a
particular course of action, be in the eyes of that man a bad mark against
doing the action in question? Can the new Thra-symachus align himself in this
matter with the old? It can fairly easily be seen that the idea that the
position of the old Thrasymachus involves paradox is ill-founded. That this is
so can best be shown by the introduction of one or two fairly simple
distinctions. First, a value (or disvalue) may be either intrinsic or
extrinsic. Roughly speaking, the value (or disvalue) of x will be intrinsic if
it attaches to x in virtue of some element in the character of x; it will be
extrinsic if it depends on the nature of some effect of x. To present the distinction
somewhat more accurately, a value or disvalue of x will be intrinsic if its
presence is dependent on some property of * which may indeed be a causal
property, but if it is a causal property, it is one whose value or disvalue
does not depend on the value or disvalue of that which is caused. The property
of causing raised eyebrows is a causal property and may be one with which value
or disvalue is associated; but if the eyebrow-raising is something with which
value or disvalue is associated, this is not because of the antecedent value or
disvalue of elevated eyebrows, but rather because of a connection between
raised eyebrows and sur- prise. A value or disvalue will be extrinsic if
it attaches to x in virtue of a causal property the value or disvalue of which
depends upon the antecedent value or disvalue of that which is caused. Second,
a value or disvalue may be either direct or indirect. A value which is a direct
value of x must rest, if it rests on other features at all, on features of x which,
at least on balance, are values rather than disvalues; simi-larly, a direct
disvalue of x, if it rests on other features of x, must rest on features which
are at least on balance disvalues. An indirect value of x may rest on a prior
disvalue of x, provided that this disvalue is less than that which would attach
to any alternative state of x. The disvalue of being beheaded may be indirectly
a value, provided that (for example) it is less than the disvalue which would
attach to the only other option, namely to being burned at the stake. The least
of a number of possible evils may thus be indirectly a good. The old
Thrasymachus, then, was perfectly entitled to deny that political justice is
directly a kind of good, provided he was willing to allow (as he was) that
indirectly it is, or may be, a good. There is then no conceptual barrier to
incorporating in the position of the new Thrasymachus the thesis that political
justice is only indirectly a good; it is acceptable only as a way of averting
the greater evil of being at the mercy of predators. (6) This would
perhaps be an appropriate moment to consider a little more closely what I have
been speaking of as Thrasymachus's combination of rejection of the concept of
moral justice and acceptance of the concept of political justice. There are two
ways of looking at this matter. One, which is, I think, suggested by my
discussion, is that there are two distinct concepts, which some philosophers
regard as being both parallel and viable, namely moral justice and political justice.
The special characteristic of Thrasymachus is supposed to be that he allows the
second concept while rejecting the first. I shall call this approach the
"two-concept" view of justice, according to which the unqualified
term "justice" might be used to refer to either of two distinct
concepts. The second way of looking at things I shall call the
"one-concept" view of justice, according to which the least
misleading account of the difference between moral justice and political
justice will be not that two different concepts are involved, but that two
different kinds of reason or backing may be relied upon in determining the
application of a single concept, namely that expressed simply by the word
"justice" without the addition of any adjectival modifi-cation. The
term "justice" will always ultimately refer to a system of practical
rules for the regulation of conduct, perhaps not just any and every such
system but one which conforms to certain restrictions— for example, perhaps,
one which is limited to the regulation of certain kinds of conduct or regions
of conduct. The difference between moral and political justice might be thought
of as lying in the fact that in the case of moral justice the system of rules
is to be accepted on account of the intrinsic desirability that conduct of a
certain sort should be governed by practical rules or by practical rules of a
certain sort, where a system of rules of political justice rests on the
desirability of the consequences of making conduct subject to rules, or to
those particular rules. This possibly more Kantian conception of the relation
between moral and political justice will perhaps carry the consequence that the
view of Socrates and his friends that moral justice is desirable independently
of the consequences of acting justly is no ac-cident, but is a constitutive
feature of moral justice; without it, moral justice would not be moral. It
should of course be recognized that the idea that there is only one concept of
justice, though there may be different kinds of reason for accepting a system
of rules of justice, does not entail that one and the same system of rules of
justice may be acceptable for radically different kinds of reasons; there might
be a single concept of justice without its ever being true that different sorts
of reason could ever justify the acceptance of a single system of rules of
justice. We may, of course, if we wish to treat a one-concept view of justice
as in fact invoking two concepts of justice; but if we do, we should recognize
that the two concepts of justice are higher-order concepts, each relating to
different kinds of reasons governing the applicability of a single lower-order
concept of justice. (7) Let us take stock. We seem to have reached a
position in which (a) we have failed to detect any incoherence in the
views of the old Thrasymachus, and (b) it seems to be a live possibility that
intrinsic desirability is not an accidental feature but is a constitutive
feature of moral justice. We should now inquire what considerations, if any,
would be grounds for dissatisfaction with the viewpoint of Thra-symachus.
IV. Moral Justice and Skepticism (1) The claim that what I am presenting
is a reconstruction of Socrates' original defense of moral justice rests on my
utilization of some of Socrates' leading ideas, notably on the idea that the
presence of moral justice in a subject x depends upon a feature or features of
components of x, that the relevant feature or features of the compo-
nents is that individually each of them fulfills its role or plays its part,
whatever that role or part may happen to be (or, perhaps better, taken all
together, their overall state is one which realizes most fully their various
separate roles), that in satisfying this condition, they, the com-ponents, enable
x to realize the special and peculiar virtue of excellence of the type to which
x essentially belongs, that this fact entitles us to regard x as a good or
well-conditioned T (where "T" refers to the type in question), and
this in turn, if membership of T consists in being a soul, ensures that the
life of x is happy, in an appropriate sense of "happy." My account
also resembles the original account given by Socrates in that it deploys the
notion of analogy which was a prominent ingredient in Socrates' story, though
it seeks to improve on Socrates' presentation by making it clear just why the
notion of analogy should be brought into this discussion, and by making its
appearance something more than an expository convenience. My presentation seeks
also to link the idea of maximal or optimal fulfillment of function not merely
with the concept of moral injustice but more centrally and more directly with
the more widely applicable concept of what one might call "health."
This change carries with it an increase in the number of stages to be
considered from two (the political and the moral) to three (the physiological,
the political, and the moral). My presentation also introduces the suggestion
that the very same factors which determine whether a particular entity x,
belonging to a certain type T, merits the accolade of being a T which is
healthy, well-conditioned, or in good shape, also by their presence (in lower
de-grees) determine the difference between the existence (or survival) of x,
rather than its nonexistence (or nonsurvival). The same features, for example,
which at the physiological stage determine whether a body is or is not
well-conditioned, also determine by their appearance or nonappearance in lower
degrees whether that body does or does not exist or survive. (This example in
fact calls for a more careful formulation.) I shall proceed to a more detailed
discussion of the three stages recognized in my account. The complications are
consid-erable, and intelligibility of presentation may call for omissions and
convenient distortions. (2) Stage 1. At this stage (the physiological
stage) there appear a number of different items or types of item, namely:
physiological things, such as
human and animal bodies (o-thing,, $-thing› -thingn; physiological components
(¢-components or bodily organs).These will include both distinct types of
-component or organ, like the Liver and the Heart, and distinct instances or
tokens of these types, like my liver and my heart, or my liver and your heart.
Entry will distribute a number of
different types of bodily organ one apiece among human or animal bodies. For
these purposes sets of teeth and pairs of human legs will have to count as
single organs. Functional properties of
physiological components or organs. These correspond to the jobs or functions
which the various organs crucially fulfill in the life of the @-thing or body
to which they belong, such as walking, eating, achieving, and digestion. For
convenient oversimplification I assume that each organ has just one functional
property, which will be variable in degree. (d) Certain properties of
@-things (bodies) ("global properties") which will be dependent on
the functional properties exhibited by the arrays of physiological components or
organs which belong to the things in question. The properties under this head
which presently concern me are two in number: one, which will not be variable
in degree, will be the property of existence or survival, which will depend on
the array of physiological components belonging to a particular -thing
achieving a minimal level with respect to the functional properties of the
members of the array, that is to say, a level which is sufficient to ensure
that the array of physiological components continues to exhibit some positive
degree of the functional properties of that array. The other -thing property
which will concern me is one which will be variable in degree; it is the
property of well-being, or wellbeing as a -thing of the sort to which it
belongs. Maximal well-being will depend on an optimal combined exemplification
of the functional properties of a -thing's physiological components. The higher
levels of this latter property are commonly known as "bodily health"
(with-out qualification), or as "bodily healthiness." At all levels
the phrase "bodily health" may be used to signify the dimension
within which variation takes place between one level and another. (3)
Before I embark on a consideration of the details of subsequent stages, perhaps
I should amplify the account of my intended proce-dure, including the general
structure of my strategy for the characterization and defense of moral
justice: (a) The items involved in the stage 1 (physiological entities or
bod-ies, their components or organs, the functional properties, and certain
overall features of bodies, such as existence and being in good shape, which
are dependent on the functional properties of organs) exist orare exemplified
quite naturally and without the aid of analogy at this level. The stage
therefore may be regarded as providing paradigms which may be put to work in
the specification of related items which appear in subsequent stages and into
the constitution of which analogy does enter. (b) Those members of the
list of items, mentioned in 3(a) as appearing in later stages, which are
properties as distinct from things, may be specified in two different ways. One
way will be to make use of abstract nouns or phrases which are peculiar and
special to properties belonging to that stage, and which do not incorporate any
reference to more generic properties specifications of which are found also at
stages other than the one to which the property under discussion itself
belongs. The other way is to build the specifications from what at least seem
to be more generic properties, together with a differentiating feature which
singles out the particular stage at which the specified properties apply.
Leaving on one side for a moment the second mode of specification, I shall
comment briefly on the first. This may be expected to yield for us, at the
political stage, such properties as those expressed by the phrases
"political justice" and "political existence,' " and
by whatever epithets are appropriate for the expression of the features of this
or that part of a state on which the global properties of political justice and
political existence will depend. Again, at the psychological stage, the
first method will give us, unless the state is beset by illusion, expressions
for the psychological properties of moral justice and psychological existence,
and for the particular features of parts of the soul (whatever these parts may
be) on which the presence of moral justice and psychological existence will
depend. It will be noted that more than one important issue has so far been
passed over; I have ignored the possibility that political and moral justice
might be different specifications of a more general feature for which the name
"justice," without added qualification, might be appropriate; I have
left it undetermined whether "parts of the state" are to be regarded,
as they were by Socrates, as particular political classes or in some other way,
perhaps as political offices or de-partments; and I have so far ducked the
question of the objects of reference of the phrase "parts of the
soul." Such matters obviously cannot be indefinitely left on one
side. (c) I turn now to the considerably more complicated second mode of
specification of the relevant range of properties. As already re-marked, this
mode of specification will incorporate references to seemingly generic
properties the appearance of which are not restricted to just one stage, a fact
which perhaps entitles us to talk here about "multistage" epithets
(predicates) and properties. Examples of second-mode specification will be such
epithets as "is in good shape as a body" and "is in good shape
as a state," both of which incorporate the more generic epithet "is
in good shape" which seemingly applies to objects belonging to different
stages, namely to animal bodies and to states. In addition to such
"holistic" epithets which apply to subjects which inhabit different
stages, there will also be "meristic" epithets, like "part"
itself, which apply to parts of such aforementioned subjects. One of my main
suggestions is that the multistage epithets which are characteristically
embedded in second-mode specifications always, or at least in all but one kind
of cases, apply only analogically to the subjects to which they do apply. I may
remark that we shall need to exercise considerable care not to become entangled
with our own bootlaces when we talk about analogical epithets, the analogical
application of epithets, and analogical properties. Such care is particularly
important in view of the fact that it is also one of my contentions that there
will be properties the possession of which may be nonanalogically conveyed by
use of the first mode, and analogically conveyed by use of the second
mode. It should be observed that although I have claimed that there are
two different modes of property-specification, I have not claimed that for each
individual property, at least within a certain range of prop-erties, a specimen
of each mode of specification will be available for use; it may be that in
certain cases the vocabulary would provide only for a second-mode
specification, or that a first-mode specification can be made available only
via a stipulative definition based initially on a preexisting second-mode
specification. Since in my view most of the difficulties experienced by
philosophers concerning this topic have arisen from doubts and discomforts
about the applicability and consequences of second-mode specifications, gaps
which appear in the ranks of first-mode specifications might be expected to
favor neo-Socrates rather than neo-Thrasymachus, unless neo-Thrasymachus can
make out a good case in favor of the view that where first-mode specifications
are lacking, second-mode specifications will also be lacking; in which case the
onus of proof will lie on the skeptic rather than on his opponent. It should
also be observed that further discus-sion of the relation between second-mode
and first-mode specifications might make a substantial contribution to two
distinct philosophical questions, namely: (i) whether it is sometimes
true that description presupposes valuation (since second-mode specification
seems only too often to rely on ideas about how things should go or ought to
go); (i) whether it is sometimes or always true that valuation
presupposes Teleology or Finality, since second-mode specifications
characteristically introduce references to functions and purposes. (d) I
shall now recapitulate the main features which I am supposing to attach to
first-mode and second-mode specifications, with a view to raising some further
questions about the two modes: (i) Properties which will be specified,
when one uses first-mode specifications by single-stage epithets (properties
like bodily health, political justice, and, perhaps controversially, moral
justice) may also be specified by the use of second-mode specifications which
will incorporate references to seemingly multistage properties such as
wellbeing and existence. The property of bodily health, for example, may also
be referred to as the property of well-being as a physiological entity, the property
of political justice as the property of well-being as a political entity (or
state), and the property of moral justice (perhaps) as the property of
well-being as a psychological entity (or soul). (i) The global properties
of well-being as this or that type of entity will depend on a maximal (or
optimal) degree of fulfillment, by the various parts of the subjects of those
global properties, of a sequence of meristic properties associated with the
jobs or functions of those parts. (iii) The very same meristic properties
on which the various forms of well-being depend will also determine, at a lower
degree of realiza-tion, the difference between the existence and the
nonexistence of the entities which inhabit a particular stage. (iv) It
might be possible, by a move which would be akin to that of
"Ramsification," to redescribe the things which inhabit a certain
stage, their components or parts, the jobs or functions of such com-ponents,
the property of well-being and the property of existence as being just those
items which, in a certain realm, are analogical counterparts to the prime
items, in the physiological realm, respectively, of bodies, organs, bodily
functions, health, and life (survival). (v) These proposals might achieve
a combination of generalizationand justification (validation) of the items to
which they relate, given the assumption that the proposed redescriptions are
semantically and alethically acceptable. Among the questions which most
immediately clamor for consideration will be the following: (Q1) How are
we to validate my intuitive judgment that second-mode specifications which
involve multistage epithets will always, or at least sometimes, be analogical
in character? (Q2) How are we to elucidate the phrase used in (iv)
"in a certain realm"? (Q3) How is it to be shown that the
proposed redescriptions are not merely semantically but also alethically
acceptable? I will take these questions in turn. (e) Question (Q1)
calls for the justification of a thesis which, without offering arguments in
its support, I suggested as being correct, namely that if there are multistage
epithets, that is to say, epithets which apply sometimes to objects belonging
to one stage and also sometimes to objects belonging to another stage, the
application of such an epithet to one, and possibly to both, of these segments
of its extension must be analogical rather than literal. It seems to me that,
before such a thesis can be defended or justified, it needs to be emended,
since as it stands it seems most unlikely to be true. Consider first the
epithet "healthy"; there would, I think, be intuitive support for the
idea that when we talk, for example, of "a healthy mind in a healthy
body," at least one of these applications of the epithet
"healthy" must be analogical rather than literal, since only a body
can be said to be literally healthy. But if we turn to the epithets
"sound" and "in good order," though I think there will be
intuitive support for the idea that both bodies and minds may be said to be
sound or to be in good order, and indeed for the idea that bodies and minds can
truly be said to be sound or in good order just in case they can truly be said
to be healthy, there will not, I think, be intuitive support for the idea that
the application of the epithets "sound" and "in good
order" to either bodies or minds, or to both, is analogical rather than
literal. I would in fact be inclined to regard the application of each of these
epithets to both kinds of entity as being literal. I would suggest that the
needed emendation, while it allowed that the literal application of epithets
may straddle the division between its applicability to subjects that belong to
one stage and to subjects that belong to another, would insist that, when such
literal cross-stageapplications occur, they depend upon prior cross-stage
applications of some other epithet, where one or even both of the segments of
application are analogical rather than literal. How should the emended
thesis be supported? My idea would be that the barriers separating the
applications of an epithet to objects belonging to one stage from its
application to objects belonging to another will in fact be category-barriers,
and that there are good grounds for supposing that objects which differ from
one another in category cannot genuinely possess common properties, and so
cannot ultimately, at the most fundamental level, be items to which a single
epithet will literally and nonanalogically apply. If objects x and y are
categorically debarred from sharing a single property, then they are also
debarred from falling, literally and nonanalogically, within the range of
application of an epithet whose function is to signify just that property.
There is nothing to prevent a body and a mind from being, each of them,
literally in good order, provided that the condition needed for being literally
in good order is that of being either literally healthy (in the case of a body)
or (in the case of a mind) (analogically speaking) healthy. Perhaps the first
matter to which we should attend in an endeavor to form a clear conception of
(for ex-ample) the place of being (analogically speaking) healthy, a feature
which may attach to minds, within a generalized notion of being in good order,
or (perhaps) of being healthy, is the consideration that the question whether
the application of a certain epithet to certain things is literal or
analogical, is by no means the same question as the question whether its
application to those things is or is not to be taken seriously. It may, for example,
remain an importantly serious question whether John Stuart Mill is properly to
be regarded as a friend of the working classes long after it has been decided
that, if the epithet "friend of the working classes" does apply
to John Stuart Mill, it applies to him analogically rather than literally; it
does not apply to him in at all the same kind of way as that in which the
epithet "friend of Mr. Gladstone" may have applied or, perhaps,
failed to apply to him. The question whether a particular person is in good
shape may be a question an important aspect of which is expressed by the
question "Is his mind (analogically speaking) healthy?"; if so, given
that the first question is, as it may be, one to be taken seriously, the same
would be true of the second question. A second consideration, which we
should not allow ourselves to lose sight of, is one which has already been
briefly mentioned in thefirst part of this essay. We are operating in an area
in which, not infrequently perhaps, we shall be under pressure from what
Aristotle would have called an Aporia. We find ourselves confronted by a number
of seemingly distinct kinds of items, and by a number of features each of which
is special to one of these kinds. If we heed intuition— also, perhaps, if we heed
the way we talk —we shall be led to suppose that these features are all
specifications of some more general feature which is manifested, with specific
variations, throughout the range formed by the kinds in question, a putative
general feature for which ordinary language may even provide us with a
candidate's name. Furthermore, if we heed intuition, we shall be led to
suppose that the members of this range of special features have a common
explana-tion, a further general feature which accounts for the first general
feature, and also, with the aid of specific variations, for the original range
of special features. To follow this route would seemingly be just to follow the
procedures which we constantly employ in describing and accounting for the phenomena
which the world lays before us. In the present case, the application of this
method would be to a range of items which includes bodies, states, and
(perhaps) souls and also to such special features of these items as
(respectively) bodily health, political justice, and (perhaps) moral
justice. Unfortunately, at this point, we encounter a major difficulty.
The items which are the subjects to which the members of the range of special
features attach, namely bodies, states, and souls, insofar as they are genuine
objects at all, seem plainly to belong to different categories from one
another; and these categorial differences would be such as to preclude, if
widely received views about categories are to be accepted, the possibility that
there are any properties which are shared by items which differ from one
another with respect to the kinds to which they belong. It looks, then, as if
the possibility that there is a generic property of which the special
properties are differ-entiations, and the possibility that there is a further
generic property which serves to account for the first generic property, have
both been eliminated. I have in fact not attempted to set out a theory of
categories which would carry this consequence, and it would certainly be
necessary to attempt to fill this lacuna. But the prospects that this
undertaking would remove the difficulty do not at first sight seem encouraging.
If, then, we are not to abandon all hope of rational so-lution, we shall be
forced to do one of three things: (i) Relinquish the idea of applying
here procedures for descriptionand explanation which are operative in examples
which are not bedeviled by category difference. (ii) Argue that the
category differences which seem only too prominent on the present occasion are
only apparent and not real. (iii) Devise a less restrictive theory of the
effect of category differences on the sharing of properties. In the light
of these-problems, we should obviously be at pains to consider whether
attention to the notion of analogical application would have any chance of
providing relief. I propose to leave this problem on one side for a
moment, returning to consideration of it at a later point; immediately, I shall
address myself to a possible response to the suggestion that the question
whether the possible application of a given epithet to a certain subject is an
issue which it is proper to take seriously, is quite distinct from the question
whether such application, if it existed, would be analog-ical or literal. The
response would be that the distinction between the two questions does not have
to be a simple black-or-white matter; it might be that, while the fact that if
such application existed at all it would be an analogical application is not a
universal obstacle to the idea that the application is one which should be
taken seriously, it is also not true that there is no connection between the
two questions; if the inquiry into the application of the epithet is one of a
certain sort or one which is conducted with certain purposes in view, then the
idea that such application would be analogical stands in the way of the idea
that the application is one to be taken seriously; if, however, the character
and purposes of the inquiry are of some other sort, then the two questions may be
treated as distinct. It might, for example, be held that if the inquiry
about the application of an epithet is one which aims at reaching scientific
truth, at laying bare the true nature of reality, then the fact that the
application of the epithet would be analogical conflicts with the idea that it
should be taken seriously; if, however, the inquirer's concern is not with
scientific truth but rather with the acceptability, either in general or in a
particular case, of some practical principle (or principle of conduct), then
the two questions may be treated as distinct. Something like this
"halfway" position is perhaps discernible in Kant; in, for example,
his claim that Ideas of Pure Reason, with regard to which no transcendental
proofs are available, admits of "regulative" but not of
"constitutive" employment, a suggestion which is perhaps repeated in
his demand for a nondogmatic kind of teleology, a teleol-ogy which somehow
guides our steps without adding to our stock of beliefs. The situation,
however, is vastly complicated by the fact that the notion of what is
"practical" is susceptible to more than one in-terpretation; on a
wider interpretation, any principles or precepts would count as practical
provided that they relate to questions about how one should proceed. On a
second interpretation of "practical," only those examples of
principles and precepts which are "practical" in the first sense will
count as "practical" which relate not just to some form of procedure
but to procedure in the world of action as distinct from procedure in the world
of thought. Imperatives which are practical in the second and narrower sense
will, as Kant himself seems to have thought, include those which tell us how to
act but will not include those which tell us how to think; they will be
concerned with the conduct of the business of life but not with the conduct of
the business of thought. This ambiguity leaves principles and precepts which
concern conduct of the business of thought in a somewhat indeterminate
position; they will be practical in the wider sense since they are concerned
with questions about how we should conduct our-selves; however, what is given
with one hand seems to be swiftly taken away by the other when we observe that
the conduct they prescribe is conduct which is specifically involved in
arriving at decisions about scientific truths and the nature of reality. For me
the issue is made even more complicated by the fact that I have instinctive
sympathy toward the idea that so-called transcendental proofs should be thought
of as really consisting in reasoned presentation of the neces-sity, in
inquiries about knowledge and the world, of thinking about the world in certain
very general ways. This viewpoint would introduce interconnections between what
we are to believe and how we are to proceed which will be by no means easy to
accommodate. I return now to discussion of the quandary which I
propounded a little while ago, and the severe limitations on explanation
seemingly imposed by category-differences between features which need to be
explained. As I see it, my task will be to provide a somewhat more formalized
characterization of the phenomenon of analogical application than has yet been
offered, perhaps a logico-metaphysical char-acterization, which will at the
same time be one which both preserves those category-differences and their
consequential features, and at the same time avoids undue restrictions on the
application of standard procedures for the construction of explanations. This
may seem like a tall order, but I think it can be met.Let us first look at the
notion of instantiation and at one or two related notions. If I am informed
that x instantiates y (that x is an instance of y), and also that y specifies z
(that y is a specification of z, that being y is a way of being z, that y is a
form of z), then I am entitled to infer that x instantiates z. If, however,
instead of being informed that y specifies z, I am informed that y instantiates
z, the situation is different; I cannot infer from the information that x
instantiates y and y instantiates z, that x instantiates z. The relation of
instantiation is not transitive, since if azure specifies blue, and blue
specifies color, then it looks as if azure must specify color. Let us now
define a relation of "subinstantiation"; x will subinstantiate z just
in case there is some item or other, y, such that x instantiates y and y
instantiates z. We might perhaps offer, as a slightly picturesque
representation of the foregoing material, the statements that if x specifies y,
then x and y belong to the same level or order of reality as one another, if x
instantiates y, then x belongs to a level which is one step lower than that of
y, and that if x subinstantiates y, then x belongs to a level which is two
steps lower than that of y. Now it seems natural to suppose that when a number
of more specialized explanations are brought under a single more general and so
more comprehensive ex-planation, this is achieved through representing the
various features, which are separately accounted for in the original
specialized expla-nations, as being different specifications of a single more
general fea-ture. If, however, we were entitled to say that the crucial
relation connecting the more specialized explicanda with a generalized
expli-candum is not, or at least is not in those cases in which the specialized
explicanda are categorically different from one another, that of specification
but rather of subinstantiation, then we shall be able to avoid the
uncomfortable conclusion that the admissibility of generalized ex-plicanda
involves the admissibility of the idea that categorically different subject
items may be instances of common properties. An item need not, indeed perhaps
cannot, instantiate that which it subinstan-tiates. To conclude my
treatment of the quandary, I need to show, as best I can, that a systematic
replacement of references to the relation of specification by references to the
relation of instantiation would have no ill effect on the standard procedure
for generalizing a set of specialized explanations, with which we have provided
ourselves, of the presence of discriminated specialized properties. To fulfill
this under-taking, I must consider two cases, one involving the application of
aprocedure for generalization which is characterized in terms which involve
reference to the relation of specification, and the other in which all
references to specification are replaced by references to additional and
"higher-level" occurrences of the relation of instantia-tion.
Case I. (i) We start with a group of particulars (x, through x,), with regard
to each of which we are informed that it possesses property D; and with two
further groups of particulars (y, through Ym and z, through z‹) instantiating,
respectively, properties E and F. (i) The generalization procedure begins
when we find further properties A, B, C, such that x, through x,, y, through Ym
and z, through Z, instantiate, respectively, A, B, and C; and (as we know or
legitimately conjecture) A implies D, B implies E, and C implies F. (iii) We
next find the more general properties P, Q, such that A and D, specify in way
1, respectively, P and Q; B and E, specify in way 2, respectively P and Q; and
C and F, specify in way 3, respectively, P and Q. (iv) We are now, it seems,
in a position to predict that whatever instantiates property P, will, in a
corresponding way, instantiate property Q; that is to say, to predict for
example that anything which has A will have D; and though I would hesitate to
say that provision of the materials for systematic prediction is the same thing
as explana-tion, I would suggest that, at least in the context which I am
consid-ering, it affords sufficient grounds for supposing that explanation has
in fact been achieved. Case II. Case II begins to differ from Case I only
when we reach stage (iti). In Case Il stage (iii), instead of saying that A and
D specify in way 1, respectively, P and Q, we shall say something to the effect
that A and D are "first group" instances, respectively, of P and Q;
and precisely parallel changes, introducing, instead of the phrase
"first-group instance" either the phrase "second-group
instance" or "third-group instance" will be made in what we say
about properties B and E and properties C and F. Though I would not claim
to have a wholly clear head in the mat-ter, it seems to me that the difference
between Case Il and Case I generates no obstacle to the attribution of
legitimacy of the procedure for generalization with which I am currently
concerned. The scope for systematic prediction, and so for explanation, will be
quite un-affected. If I am right in this suggestion I shall, I think, have
succeeded in providing what was mentioned in Part I of this essay as a
desider-atum, namely a development of a concept of Affinity, which would be
less impeded by category-barriers than the more familiar notion of
Similitude. (f) I now turn briefly to question Q2. This is the question
how to interpret the expression "in respect to a certain realm"
within such phrases as in "an analogical extension, in a certain realm, of
the property of health, in the primary physiological realm to which animal and
human bodies are central." I should make clear the problem of ambiguity
which prompts this question; there is one way of looking at things, one
conception, according to which there is a certain realm, which is that to which
souls are central, and into which there is projected an analogical extension of
the property of health. In this conception the notion of souls is logically
prior to the notion of the psychological realm to which souls are central, and
both are logically prior to the property which is the analogical extension of
the property of health, which in the primary physiological realm is the
property of bodies. But there is another conception which might particularly
appeal to those who regard souls as being, initially at least, somewhat dubious
entities, according to which souls are introduced into the psychological realm
to be the subjects or bearers of a property in that realm which is an
analogical extension of the property of health, which in the physiological
realm belongs to bodies. According to this conception, fairly plainly, the
conception of souls is logically posterior both to the notion of the
psychological realm and to the analogical extension of the property of health
which exists in that realm. Question Q2 is in effect an accusation: it suggests
that the two conceptions are mutually inconsistent, since souls cannot be at
one and the same time both logically prior to and logically posterior to both
the concept of the realm to which they are supposedly central and to a certain
property, analogous to bodily health which exists in that world; it further
suggests that Socrates (or neo-Socrates) need both of these conceptions, but,
of course, cannot have both of them. To meet this objection, I would
suggest that a promising line to take would be to deny that we start with a
certain realm, the psychological realm, the nature of which is determined
either by the subject-items, namely souls, which are central to it, or by the
properties, such as a certain analogue of bodily health, which characterize
things in it; and that we then proceed at a later point to add to it the
remaining members of these two classes of elements. Rather, we start off with
analogues of two of the elements in the primary physiological realm,souls which
are analogues of bodies and a class of properties one of which is an analogue
of bodily health, and call the realm to which these analogues belong the psychological
realm. In this way the incoherence covertly imputed by question Q2 will be
dissolved, since neither of these psychological elements (souls and properties
like the analogue of bodily health) will be logically prior to the other. What
in fact has been done is to introduce, first, a double analogical extension of
two types of items which belong to the primary physiological realm and, second,
the notion of a psychological realm for use in a convenient way of talking
about what has initially been done. No doubt more than this will need to
be said in a full treatment of the topic; but perhaps for present purposes,
which are primarily directed toward defusing a certain criticism, what has been
said will be sufficient. V. Prospects for Ethical Theory (Question
Q3) Question Q3 might be expanded in the following way; we can imagine
ourselves encountering someone who addresses us in the following way: "You
have certainly achieved something. There is one class of philosophers who would
be inclined to deny that the notion of moral justice can be regarded as an
acceptable and legitimate con-cept, because there is no way in which the
intuitive idea of moral justice can be coherently presented in a rigorous
manner. What you have said has shown that such a philosopher's position is
untenable; for you have shown that if we allow the possibility of representing
moral justice as a certain sort of analogical extension of a basic no-tion,
namely health, which is a property of bodies, items which belong to a basic or
primary realm of objects, you have succeeded in characterizing in a
sufficiently articulated way the possession of moral justice to which the
philosopher in question is opposed on the grounds of its incoherence. That is
no small achievement, but it is not, nevertheless, from your point of view,
good enough. For there will be another class of philosophers who find no
incoherence in the notion of moral justice, but claim that lack of incoherence
is a necessary condition but not a sufficient condition for accepting moral
justice as a genuine feature of anything in the world. The uses that we make of
our characterizations of moral justice and other such items must be as part of
an as it were encyclopedic picture of the fundamental ingredients and contents
of the rational world; and if, of the two would-be encyclopedic accounts, one
contains everything which the other contains together with something which the
other does not contain, while the other account contains nothing beyond a
certain part of what the first account contains, it will be rational, in
selecting the optimum encyclopedic volume, to prefer the smaller to the larger
vol-ume, unless it can be shown that what is contained in the larger volume but
omitted in the smaller one is something which should be present in a
comprehensive picture of the rational world. To be fit for inclusion in an
account of the rational world, a contribution must be not only coherent but
also something which is needed. This demand you have not fulfilled."
To this critic I should be inclined to reply in the following manner.
"I agree with you that more is required to justify the incorporation of
moral justice within the conceptual furniture of the world than a demonstration
that the notion of moral justice is one which is capable of being coherently
and rigorously presented; and I agree that I have not met this additional
demand, in whatsoever it may consist. But I think it can be met; and indeed I
think I can not only say what is required in order to meet it but also bring
off the undertaking of actually meeting it. The required supplementation will,
I suggest, involve two elements; first, a demonstration of the value, in some
appropriate sense of "value," of the presence in the world of moral
justice, and second, a demonstration that it is, again in the same appropriate
sense, up to us whether or not the notion of moral justice does have
application in the world." I shall now enlarge upon the two ingredients of
this proposed response. First Supplementation. A person who is concerned
about the realization in the world of moral or political justice will encounter
at a number of points alternative options relating to such realization which he
may have to take into account. The number of such options will vary according
to whether a "two-concept" view or a "one-concept" view is
taken of justice; the number will be larger if a two-concept view is taken, and
I shall begin with that possibility. (1) On a two-concept view, there
will be two properties the realization of which has to be considered, moral
justice and political justice. One who is concerned about the application
of these properties, and who is unhampered by any skeptical reservations, will
have to consider the application of each of these properties to a particular
indi-vidual, standardly himself, and also to a general subject-item, such as a
particular totality of individuals each of whom might consider theapplication
to himself as an individual of each of the initial proper-ties. There will also
be a variety of distinct motivational appeals which the application of one of
these forms of justice has to a particular subject-item, the consequential
appeal of that realization (e.g. its payoff), or both. If we go beyond Plato,
we might have to add such forms of motivational appeal as that which arises
from subscriptions to some principle governing the realization of the initial
property. (2) On a one-concept view the initial array of options will be
considerably reduced, though it is perhaps questionable whether such reduction
will correspond to any reduction in genuinely distinct and authentic options.
On the assumption that it would not, I shall temporarily go along with the idea
that a one-concept view is the correct one. On this view a distinction between
moral and political justice will reappear as the difference between concern for
the application of a single property, that of justice, when it is motivated by
the intrinsic appeal of its realization in a given subject-item (one might
perhaps say its moral appeal or alternatively, when it is motivated by the idea
of the consequence of such a realization (one might say by its political
appeal). One should perhaps be careful to allow that the idea that a single
concept or property may exert different forms of motivational appeal does not
carry with it the idea that one and the same body of precepts will reflect that
concern, regardless of the question whether the motivational foundation is
moral or political. It is crucially important to recognize that
situations which are only subtly different from one another may exert quite
different forms of motivational appeal. Nothing has so far been said to rule
out the possibility that while Socrates and other such persons may each be
concerned that people in general should value the realization of justice in
themselves because of its intrinsic appeal, that is to say, for moral reasons,
nevertheless their concern that people in general should value for moral
reasons the realization in themselves of justice is based at least in part on
consequential or political grounds rather than on any intrinsic or moral
appeal. It is possible to be concerned that people be sensitive to the moral
appeal of being just, and at the same time for that concern to be at least
partly founded on political rather than on moral considerations. If that is so,
then the concern for a widespread realization of moral justice might itself
have a nonmoral foundation. Such considerations as these might be sufficient to
ensure that the realization of moral justice in a community is of value to that
community. This value might consist in the fact that if themembers of a
community are morally concerned for the realization of justice in themselves,
their manifestation of socially acceptable behavior will not be dependent on the
real or threatened operations of law-enforcers, to the advantage of all.
Second Supplementation. If we were to leave things as they are at the end of
the first supplementation, though we should perhaps have shown that the
realization of moral justice in the world was of value to inhabitants of the
world and possibly also absolutely, we should not have escaped the suggestion
that this alone is not adequate to our needs; it would leave open the
possibility that all one could do would be to pray that moral justice is
realized in the world, and then when we have found out whether this is or is
not the case, to jubilate or to wail as the case might be. To make good our
defense of moral justice, we should need to be able to show that in some sense
the realizability of moral justice in the world is up to us. At this point it
seems to me we move away from the territory of Socrates and Plato and nearer to
the territory of Kant; it also seems to me that at this point the problems
become immensely more difficult, and partly because of that, I shall not
attempt to devise here a solution to them, but only to provide a few hints
about how such a solution might be attained. As we have been interpreting the
notion of moral justice, its realizability is an idea which is very close to
that of the validity of Morality; and if we were to follow Kant's lead, we
should be on our way to a supposition which is close to his idea that the
validity of Morality depends upon the self-imposition of law, an idea which,
though obscure, seems to suggest that what secures the validity of Morality is
something which, in some sense or other of the word "do," is
something that we ourselves do, and so perhaps in some sense or other
"could," we could avoid doing. What kind of "doing" this
might be, and how it might be expected to support Morality, to my mind remain
shrouded in darkness even after one has read what Kant has to say; there seems
little reason to expect that it would closely resemble the kind of doing with
which we are familiar in the ordinary conduct of life. There is also important
uncertainty about the proper interpretation of the word "could"; it
might refer to some kind of psychological or natural possibility, something
which some would be inclined to call a kind of causal possibility; or it might
refer to some kind of "rational" possi-bility, the existence of which
would require the availability of a reason or possible reason for doing
whatever is said to be rationally possible. Not everything which is psychologically
possible is also rationallypossible; and I think it might be strategically
advantageous if it could be held that the Kantian view assigns psychological
possibility but not rational possibility to the avoidance of the institutive
act which underlies Morality; but whether this is Kant's view, and how, if it
is his view, it is to be made good, are problems which I do not know how to
solve. VI. The Republic and Philosophical Eschatology Let me first
present what I see as the background to the reconstructed debate between Thrasymachus
and Socrates, or rather perhaps between neo-Thrasymachus and neo-Socrates.
Neo-Thrasyma-chus is a Minimalist and a Naturalist who has affinities with
Hume; he rejects the concept of moral justice on the grounds that it would be
at one and the same time a nonnatural and psychologistic feature and also an
evaluative feature. At this point we may suppose that neo-Socrates, who is not
committed to any form of Naturalism, will have retorted to neo-Thrasymachus
that a blanket rejection of psychologis-tic and evaluative features will
totally undermine philosophy. This part of the debate is not recorded, but we
may imagine neo-Thrasymachus to have responded that neo-Socrates is in no
better shape; for he can make sense of the notion of moral justice only by
representing it as a special case of a favorable feature, namely well-being,
which spans category-barriers between radically different sorts of entities,
such as bodies, political states, and persons. But neo-Socrates himself will be
committed to holding a view of universals which will prohibit any such crossing
of category-barriers by a single universal. To this charge neo-Socrates may
resort to two forms of defense, one less radical than the other. The less
radical form would involve the claim that while there have to be
category-barriers, these do not have to be as severe and restrictive as the
accusation suggests. The more radical form of defense would refrain from
relying on a more permissive account of category-barriers even though it allowed
that such increased permissiveness would be in order. It would rely rather on a
distinction between concepts which may span category-barriers, whether these
are more or less severe in nature, and universals which may not span such
barriers. A closely parallel distinction between (i) an expression's having a
single meaning and (ii) its being used to signify a single universal can, I
think, be found in Aristotle. This distinction would be made possible by
making concepts rest ona foundation of affinities as distinct from the
foundation of similarities which underlies universals; affinities may, while
similarities may not, be characterizable purely in analogical terms. The
working out of such a distinction would be one of a variety of concerns which
would be the province of a special discipline of philosophical escha-tology.
The key to its success would lie in the observance of a distinction between
instantiation and subinstantiation. The latter notion would permit
generalization and explanation to cross category-barriers and would undermine
the charges of incoherence brought by neo-Thrasymachus against neo-Socrates and
his favored notion of moral justice. At some level of reinterpretation, then,
Socrates's appeal to an analogy between the Soul and the State would be at
least partly aimed at showing that the concept of Moral Justice, which
Thrasymachus would like to banish as theoretically unintelligible, is
analogically linked with the concept of bodily health, admitted by everyone,
including Thrasymachus, as a legitimate concept, in such a way that, despite
radical categorial differences between the two con-cepts, if the concept of
bodily health is intelligible, the concept of Moral Justice is also
intelligible. However, to exhibit Moral Justice as a feature which is
really applicable to items in the world, such as persons and actions, more is
needed than to show that its ascription to such items is free from incoherence.
It will be necessary to show that such ascription, if it were allowed, would
serve a point or purpose, and also that it is in some important way up to us to
ensure that such ascription is admis-sible. The fulfillment of the last
undertaking might force us to leave the territory of Socrates and Plato and to
enter that of Kant. H. P. Grice. Grice is going to treat informally
some topics connected with meaning. Rather than trying to say
something particularly new, Grice has the idea of putting one or two of the
thoughts Grice has had at various times into some kind of focus, so that there
might emerge some sense about not merely what kind of view about the nature of
meaning Grice is or inclined to endorse, but also why it should be antecedently
plausible to accept this kind of view. When Grice says
"antecedently plausible," Grice means plausible for some reasons
other than that the view in question offers some prospects of dealing with the
intuitive data: the facts about how we use the word "mean,"
‘signify,’ ‘communicate,’ and so on. So Grice shall be digging just
a little bit into the background of the study of meaning, signification, and
communication — and its roots in such things as philosophical psychology; but
Grice hopes without any very formidable detail. The main theme will be
matters connected with the relation between utterer-relative signification and
meaning in a language, or word mean-ing, sentence meaning, expression meaning,
and so on. In the course of this account, Grice shall make
reference to something like the definitions or analyses that Grice has previously
offered; Grice does not guarantee that any that Grice uses
will be quite the same, but this does not worry Grice because Grice is not here
concerned with the details. It seems to Grice that with
regard to the possibility of using the notion of intention in a nested kind of
way to explicate the notion of significatio , there are quite a variety of
plausible, or at least not too implausible, analyses, which differ to a greater
or lesser extent in detail, and at the moment Grice is not really concerned
with trying to adjudicate between the various versions. The essay
will be in three sections. In the first, Grice tries to
sketch three kinds of correspondence which one might be justified in looking
for, or even demanding, when thinking about thought, the world, and
language. I hope this will provide some sort of a framework
within which to set views about meaning; it may in fact
offer some sort of impetus toward this or that view. In the
second section, which will again involve an attempt to fit things into a wider
framework, I shall provide some discussion of what Grice once called the
distinction between natural significatio and nonnatural meaning.
Here I am interested not so much in the existence of that
distinction, which has now, I think, become pretty boringly common ground (or
mutual knowledge), but rather in the relationship between the two notions, the
connections rather than the dissimilarities between them. I
shall announce the contents of the third section when I come to it; we'll keep
it as a mystery package. The first of the three correspondences
which one might expect to find when thinking in largish terms about the
relationships between reality, thought, and language or communication devices,
is a correspondence between thought and reality: what I shall call, for some
kind of brevity, psychophysical correspondence. This has
obvious connections with the general idea of truth in application to beliefs or
analogous notions describing physical states. The point I
want to get at is that it is not just that there are such correspondences, or
that it is intuitively plausible to think there are, but rather that their
presence is needed, or desirable, if one looks at the ways in which human
beings and other sentient creatures get around and stay alive, as well as
perhaps doing more ambitious things than that. This leads to
a view, which I have held for some time, of a battery of psychological concepts
which we use both about ourselves and about what one might think of as lower
creatures, as having the function of providing an explanatory bridge between
the appearance of a creature in a certain kind of physical situation and its
engaging in certain sorts of behavior. For instance, suppose we
have a creature C that is in the presence of a certain object, let's say a
piece of cheese, and we get a situation in which the creature eats the object.
In certain circumstances, we might want to invoke the contents of a
psychological theory in orderto explain the transition from the creature's
being in the presence of the object to its eating it. The
"bridgework" which would be done in these terms can be put in a
rather schematic and unrealistic way, which again does not worry me since I am
not trying to provide a proper explanation, but merely a rough idea of what the
pattern of a proper explanation would be. First, let us suppose
that the creature believes (or thinks, if it is not advanced enough to have
beliefs) that the object is a bit of cheese, and that it also believes that the
object is nearby. Second, let us suppose that the creature believes, or thinks,
that cheese is something to eat; and third, that the creature is hungry, that
it wants to eat. All this looks relatively unexciting, just as it should.
Then by virtue of what I would think of as a vulgar, vernacular,
psychological law, the operation of which is the reason for the introduction of
the concepts of believing and wanting, we get our first psychological law for
the creature or type of creature in question. This is that for any particular
object X and for any feature F and for any activity or type of behavior A, if
the creature C believes that the object X both has the feature F and is nearby,
or within reach, and that things of type F are suitable for activity A, then
the creature wants to A with respect to the object X. In
other words, the law harnesses the object to the type of activity.
Applying the law to the three initial premises given above, we reach a further
stage: namely, that the creature C wants to eat the object X, that is, the
piece of cheese. We might then invoke a second psychological
law for this creature, this time a psychophysical law: that for any type of
activity A, if a creature C, wants to A with respect to some particular object
X, and if it is not prevented in one or another of a set of ways which might or
might not be listable, then creature C does produce the activity A with respect
to X. And with the application of the second law, we get to our final step,
which is that the creature C eats the object X. We now have our explanation, a
bridge between the initial situation, the creature's being in the presence of a
piece of cheese, and the final behavior, the creature's eating it.
The laws I have mentioned are vulgar laws. The kind of
theory in which I think of them appearing would not be a specialist or
formalized psychological theory, if indeed there are such things; I am perhaps
not very comfortable with the word "theory" being applied to it. It
would be the rough kind of system with which we all work, and the laws in it
are to be thought of as corrigible, modifiable and ceteris paribus in
character. Now the creature C may be frustrated if certain
psychophysical correspondences do not obtain. For instance, if C believes
wrongly that the object in front of it is a piece of cheese, or thinks wrongly
of cheese as being from its point of view something to eat, then at the very
least, C may get indigestion when it consumes the object. For this reason,
psychophysical correspondences are required (things like beliefs have to be
true, and so on) for the operation of the psychological mechanisms which I have
sketched to be beneficial to the creature in question. In a
similar way, if the creature's desire to eat the object is for some reason not
fulfilled, the creature stays hungry. Here again we need
some kind of correspondences, parallel to those between beliefs and reality,
between desires, wants, states of will and so on, and reality. Desires,
etc. need to correspond to reality in order to be fulfilled: that is, in order
for the psychological mechanism to operate in a beneficial way.
Finally, if C is a rational or reflective creature (which I have not so far
been assuming), it may recognize the kind of facts about itself that I have
just sketched, may recognize that correspondences between psychological states
and the world are in general required for the psychological mechanism to be
useful, and may also recognize that subject to this proviso of correspondence,
the psychological mechanism is conducive to survival or to the attainment of
other of its objectives. If it recognizes all this, then it will
presumably itself think of such correspondences as being desirable things to
have around from its own point of view: that is, the correspondences will not
only be desirable but will be regarded by C as desirable. In the
first place, then, we have psychophysical correspondences, and they seem to be
the kind of things that one would want to have. But there are further
correspondences too. There is, as it were, a triangle
consisting of reality, thought, and language or communication devices, and we
now have, I hope, one hookup, between thought and reality. However, I think
there is also a hookup of a different kind, which would also be desirable,
between thought and communication devices. This would again involve
correspondences of a relatively simple and obvious kind, along the following
lines. First, the operation of such creatures as I have been
talking about is at least in certain circumstances going to be helped and
furthered if there is what one might think of as shared experience. In
particular, if psychological states which initially attach to one creature can
betransmitted or transferred or reproduced in another creature (a process which
might be called -transmission), that would be advanta-geous. Obviously, the
production of communication devices is a resource which will help to effect
such transfers. If one accepts this idea, then one could simply
accept that for the process to be intelligible, understandable, there will have
to be correspondences between particular communication devices or utterances on
the one hand, and psychological states on the other. These correspondences may
be achieved either directly, or (more likely) indirectly, via the types to
which the particular utterances belong: the sentences which the particular
utterances are utterances of, the gesture-types which the particular gestures
are productions of, and so on. Whether direct or indirect,
the correspondence would be between utterances or utterance-types on the one
hand, and types of psychological states on the other, where these would
include, for example, the belief-types to which the beliefs of particular
people belong: not Smith’s belief that such-and-such, but a belief that
such-and-such. If there exist these correspondences between
utterances or utter-ance-types on the one hand, and psychological types on the
other, we can say that it is in general, and subject to certain conditions,
desirable for there to occur, in the joint or social lives of creatures of the
kind in question, sequences of the following sort: a certain psychological
state 4' in certain circumstances is followed by a certain utterance U, made in
certain circumstances, which in turn, if the circumstances are right, is
followed by a particular instance of a further psychological type v, a state
not now in the communicating creature but in the creature who is communicated
to. And it might be a matter of desirability for ' and ? to
be states of one and the same, rather than of different sorts, so that when
these sequences y', U, y occur, they involve utterances and psychological
states between which these psycholinguistic correspondences obtain.
Of course, transfers can occur without these correspondences ob-taining.
A creature may choose the wrong utterance to express its psychological state,
and then there will probably be a misfire in the utterance, and the
psychological state induced in the second creature will not be the same as the
one present in the first. Alternatively, the first creature may operate all
right, but the second creature may, as it were, misunderstand the device that
was produced, and so pick up the wrong belief or desire, one that does not
correspond to the utterance produced by the first creature.The general
condition, or at least the most salient general condi-tion, for the
desirability or beneficial character of transfers of this sort is connected
with the obtaining of the first kind of correspondence. That is,
if all these transfers were to involve the transmission of mistaken beliefs, it
is not clear that one would regard this communication mechanism as beneficial,
even if the appropriate psycholinguistic correspondences held. I do think it is
in some sense inconceivable that all the transfers should involve mistaken
beliefs, but at least such a state of affairs can be contemplated. So a general
condition would be that soul-to-soul transfers, so to speak, are beneficial
provided that the states transmitted are ones which correspond with the
world. It looks now as if we have got to a point at which we have
in outline, presented in a sort of general, semitheological way, a rough
prototype of a notion of truth in application to beliefs and such-like
things. That would give the first kind of correspondence. In
the second kind of correspondence, we have what is at least a promising
candidate for being a rough prototype of the notion of meaning, for it looks as
though it is not implausible to suggest that to explain, with respect to some
particular utterance or utterance-type what type of psychological state it
corresponds to, in such a way that transfers of this kind are
characteristically a feature of creatures' lives, would be a first
approximation to explaining the meaning of the utterances or utterance-types in
question. We have thus hooked up all three cor-ners: corner
number one, reality, has been hooked up with corner number two, thought, and we
have hooked up thought, corner number two, with language or communication
devices, corner number three. This of course yields a
derivative link between corner number three, utterances or sentences, and
corner number one, reality, via the beliefs or other psychological states with
which they are themselves connected. But it is perhaps also worthwhile to ask
whether in addition to such an indirect connection between language and
reality, one which proceeds through the intermediation of psychological states,
there is an arguable possibility of a direct link: a direct line between
language and reality as well as a line through thought. And I think it is at
least arguable that there is, though of course one of a kind which we will have
to harmonize with the links that have already been introduced. If
I ask the question "What are the conditions for a specified belief (for
instance a belief that snow is white) corresponding with the world?" I can
give answers for individual cases without much diffi-culty. For instance, I can
say that a belief that snow is white will correspond to the world just in case
snow is white, and I can say that a belief that cheese is blue will correspond
to the world just in case cheese is blue; and you can see perfectly well what
the rather dreary routine is that I use in these particular cases.
However, it has been noticed by philosophers that there are difficulties
about explicitly generalizing the individual bits of communication of which I
have just spouted one or two samples. That is because to
generalize from them would presumably be to omit reference to the particular
objects and the particular beliefs, and to state in general what the conditions
are for beliefs corresponding to objects. That is to say, a general condition
of correspondence between beliefs and the world would have to begin something
like: "For any item which one believes, that item corresponds with the
world if …"; but then how does one go on? In the particular cases, I had a
sentence which I had cited or referred to in the antecedent on the left-hand
side, which I then produced on the right-hand side; but since I have eliminated
all reference to particular beliefs or sentences, I no longer have a sentence
available with which to complete the general condition. It looks
as if I should want to say something like: "For any item P, if one
believes that P, then one's belief that P corresponds with the world just in
case P." Unfortunately that involves difficulties, because by the ordinary
account of quantification, I am talking about objects or items, so I might just
as well use the letter x, characteristic of ob-jects, and say: "For any
item x, if x is believed, then x corresponds with the world just in case
x." But that seems rather like producing the generalization
that if any object x is a pig, then x: and that is not an intelligible form of
statement, because "*" is not a variable for which one can substitute
sentences. In fact, something seems to have got left out somewhere, and we have
not got an intelligible specification of truth-conditions. Moreover, this is
difficult to remedy, because without getting into tortures over shifts between
thinking of propositions or propositional expressions as sometimes like names
(with the form of that-clauses) and sometimes like sentences (the result of
detaching the word "that" from these that-clauses), it is difficult
to know what to do. It looks as though, to avoid this difficulty,
if I want to produce a generalization of the idea of correspondences between
psychological . states and the world which I have already in some sense
provided for, I might well have to use some form like the following: "If a
certainsentence S is an expression of a certain particular belief, then the
belief which the sentence S expresses corresponds with the world just in case S
is true." That is to say, to remedy this difficulty in generaliza-tion, I
now bring into play a notion of truth in application to sen-tences, and I do
this in order to have a way of stating generally the conditions for the correspondence
of beliefs and the world. Thus, in trying to safeguard the characterization of
what it is for beliefs to correspond with the world, I have introduced another
correspon-dence, a correspondence between utterances or sentences and the
world, signalized by the appearance of the word "true." It
looks, then, as if in order to achieve a characterization of the first kind of
correspondence, between beliefs and the world, one has to make use of a
parallel kind of correspondence between utterances or sentences and the world.
Hence these latter correspondences may be not only possible but needed if one
is to be able to state, in a general way, that correspondences of the
psychophysical kind actually obtain. However, though they may be
required for expository purposes, as I have sketched, it might still be the
case that in order to show that correspondences between sentences and the world
were desirable, not just for purposes of theoretical exposition but from the
point of view of creatures who operate with such utterances or utterance-types,
one still has to bring in the psychological states in specifying the conditions
of suitability, desirability, or whatever. That is, it might
be that one can certainly formulate or characterize some notion of direct
correspondence between utterances and the world, and this might have a certain
limited teleological justification because it is needed to provide a general
way of expressing the conditions for other types of correspondence, but if one
wants to provide a more general teleological justification, one would need to
make reference to beliefs and other psychological states. In other words, for a
more general justification of the idea of truth in application to sentences,
one might have to bring in all three corners, including the missing one.
I have now, as it were, smuggled in some sort of preliminary version of
the kind of view about meaning which I have gone on record as holding; but that
is qualified by the fact that I have also smuggled in versions of the kind of
views that other people have gone in for too. Let me now try to
advance the case a little further, in a way whichmight support my sort of view
as opposed to certain other views. I do not think it is too controversial
to advance the idea that there is a reasonably clear intuitive distinction
between cases where the word "mean" has what one might think of as a
natural sense, a sense in which what something means is closely related to the
idea of what it is a natural sign for (as in "Black clouds mean
rain"), and those where it has what I call a nonnatural sense, as in such
contexts as "His remark meant so-and-so," "His
gesture meant that he was fed up," and so on (cf. Essay 14).
I have offered one or two recognition tests which might enable one to tell
which of these, natural or nonnatural meaning, one was actu ally dealing with
in a given case. The tests were, roughly speaking, that the nonnatural cases of
meaning, cases which are related to com-munication, are what we might call
nonfactive, whereas the natural cases are factive. That is, anyone who says
"Those black clouds mean rain," or "Those black clouds meant
that it would rain," would presumably be committing himself to its being
the case that it will rain, or that it did rain. However, if
I say "His gesture meant that he was fed up," under an interpretation
of a nonnatural kind, one specially connected with what we think of as
communication, then to say that does not commit you to his actually being fed
up. I also noted that the specification of the nonnatural meaning of items can
be comfortably done via the use of phrases in quotation marks, whereas it would
seem rather odd to say that those black clouds meant "It will rain":
it does not look as if one can replace the that-clause here by a sentence in
quotation marks. Assuming for the moment that these tests are
roughly adequate, what I want to do now is not to emphasize the differences
between these cases, because that has already been done, but rather to look at
what they have in common. Is this double use of the word "mean" just
like the double use of the word "vice" to refer sometimes to
something approximating to a sin and sometimes to a certain sort of instrument
used by carpenters? One is pretty much inclined in the latter case to say that
there are two words which are pronounced and written the same. On
general grounds of economy, I am inclined to think that if one can avoid saying
that the word so-and-so has this sense, that sense, and the other sense, or
this meaning and another meaning, if one can allow them to be variants under a
single principle, that is the desirable thing to do: don't multiply senses
beyond necessity. And it occurs tome that the root idea in the notion of
meaning, which in one form or adaptation or another would apply to both of
these cases, is that if x means that y, then this is equivalent to, or at least
contains as a part of what it means, the claim that y is a consequence of x.
That is, what the cases of natural and nonnatural meaning have in common is that,
on some interpretation of the notion of consequence, y's being the case is a
consequence of x. Of course one will expect there to be
differences in the kind of consequence involved, or the way in which the
consequence is reached. So what I want to do now is look to see if one would
represent the cases of nonnatural meaning as being descendants from, in a sense
of "descendant" which would suggest that they were derivative from
and analogous to, cases of natural meaning. I shall also look a little at what
kind of principles or assumptions one would have to make if one were trying to
set up this position that natural meaning is in some specifiable way the
ancestor of nonnatural meaning. In the case of natural meaning,
among the things which have natural meaning, besides black clouds, spots on the
face, and symptoms of this or that disease, are certainly forms of behavior:
things like groans, screeches, and so on, which mean, or normally mean, that
someone or something is in pain or some other state. Thus special cases of
natural meaning are cases in which bits of things like bodily behavior mean the
presence of various elements or states of the creature that produces them. In
the natural case, the production of these pieces of behavior, or at least the
presence in those pieces of behavior of the particular features which, as it
were, do the meaning for one, is nonvoluntary. Thus we have as a sort of
canonical pattern that some creature X nonvoluntarily produces a certain piece
of behavior a, the production of which means, or has the consequence, or
evi-dences, that X is in pain. That is the initial natural
case. Let us now see if we could in one or more stages modify it so as to end
up with something which is very much like nonnatural meaning.
Stage one in the operation involves the supposition that the creature actually
voluntarily produces a certain sort of behavior which is such that its
nonvoluntary production would be evidence that the creature is, let us say, in
pain. The kinds of cases of this which come most obviously to mind will be
cases of faking or deception. A creature normally voluntarily produces behavior
not only when, but be-cause, its nonvoluntary production would be evidence that
the creature is in a certain state, with the effect that the rest of the
world,other creatures around, treat the production, which is in fact
volun-tary, as if it were a nonvoluntary production. That is, they come to just
the same conclusion about the creature's being in the state in question, the
signaled state. The purpose of the creature's producing the behavior
voluntarily would be so that the rest of the world should think that it is in
the state which the nonvoluntary production would signify. In
stage two not only does creature X produce this behavior voluntarily instead of
nonvoluntarily, as in the primitive state, but we also assume that it is
recognized by another creature Y, involved with X in some transaction, as being
the voluntary production of a certain form of behavior the nonvoluntary production
of which evidences, say, pain. That is, creature X is now supposed not only to
simulate pain-behavior, but also to be recognized as simulating
pain-behavior. The import of the recognition by Y that the
production is voluntary undermines, of course, any tendency on the part of Y to
come to the conclusion that creature X is in pain. So, one might ask, what
would be required to restore the situation: what could be added which would be
an antidote, so to speak, to the dissolution on the part of Y of the idea that
X is in pain? A first step in this direction would be to go to
what we might think of as stage three. Here, we suppose that creature Y not
only recognizes that the behavior is voluntary on the part of X, but also
recognizes that X intends Y to recognize his behavior as voluntary. That is, we
have now undermined the idea that this is a straightforward piece of deception.
Deceiving consists in trying to get a creature to accept certain things as
signs of something or other without knowing that this is a faked case. Here,
however, we would have a sort of perverse faked case, in which something is
faked but at the same time a clear indication is put in that the faking has
been done. Creature Y can be thought of as initially baffled by
this conflicting performance. There is this creature, as it were, simulating
pain, but announcing, in a certain sense, that this is what it is doing: what
on earth can it be up to? It seems to me that if Y does raise the question of
why X should be doing this, it might first come up with the idea that X is
engaging in some form of play or make-believe, a game to which, since X's
behavior is seemingly directed toward Y, Y is expected or intended to make some
appropriate contribution. Cases susceptible of such an
interpretation I regard as belonging to stage four.But, we may suppose, there
might be cases which could not be handled in this way. If Y is to be expected
to be a fellow-participant with X in some form of play, it ought to be possible
for Y to recognize what kind of contribution Y is supposed to make; and we can
envisage the possibility that Y has no clue on which to base such recogni-tion,
or again that though some form of contribution seems to be suggested, when Y
obliges by coming up with it, X, instead of producing further play-behavior,
gets cross and perhaps repeats its orig-inal, and now problematic,
performance. We now reach stage five, at which Y supposes not that
X is engaged in play, but that what X is doing is trying to get Y to believe or
accept that X is in pain: that is, trying to get Y to believe in or accept the
presence of that state in X which the produced behavior, when produced
nonvoluntarily, is in fact a natural sign of, naturally means.
More specifically, one might say that at stage five creature Y recognizes that
creature X in the first place intends that Y recognize the production of the
sign of pain (of what is usually the sign of pain) to be voluntary, and further
intends that Y should regard this first intention as being a sufficient reason
for Y to believe that X is in pain; and that X has these intentions because he
has the additional further intention that Y should not merely have sufficient
reason for believing that X is in pain, but should actually believe it.
Whether or not in these circumstances Y will not merely recognize that X
intends, in a certain rather queer way, to get Y to believe that X is in pain,
whether Y not only recognizes this but actually goes on to believe that X is in
pain, would presumably depend on a further set of conditions which can be
summed up under the general heading that Y should regard X as trustworthy in
one or another of perhaps a variety of ways. For example, suppose Y thinks
that, either in general or at least in this type of case, X would not want to
get Y to believe that X is in pain unless X really were in pain. Suppose also
(this would perhaps not apply to a case of pain but might apply to the
communication of other states that Y also believes that X is trust-worthy, not
just in the sense of not being malignant, but also in the sense of being, as it
were, in general responsible, for example, being the sort of creature who takes
adequate trouble to make sure that what he is trying to get the other creature
to believe is in fact the case, and who is not careless, negligent, or rash.
Then, given the general fulfillment of the idea that Y regards X either in
general or in this particular case as being trustworthy in this kind of
competent, carefulway, one would regard it as rational not only for Y to
recognize these intentions on the part of X, that Y should have certain beliefs
about X's being in pain, but also for Y actually to pass to adopting these
beliefs. So far I have been talking about the communication of the
idea that something is the case, for example, that X is in pain or some other
state, by means of a nondeceptive simulation on the part of the communicating
creature of the standard signs or indices of such a state. But the mechanism
that has been used, involving the interchange of beliefs or intentions of
different orders, really does not require that what is taken as the
communication vehicle should be initially a natural expression or sign of the
state of affairs being com-municated. If we now relax this requirement, we get
to stage six, the road to which may be eased by the following reflection, for
which I am indebted to Judith Baker. In relation to the particular
example which I have been using, to reach the position ascribed to it in stage
five, Y would have to solve, bypass, or ignore a possible problem presented by
X's behavior: why should X produce what is not a genuine but a faked expression
of pain if what X is trying to get Y to believe is that X is in pain? Why not
just let out a natural bellow? Possible answers are not too
hard to come by: for example, that it would be unmanly, or otherwise
uncrea-turely, for X to produce naturally a natural expression of pain, or that
X's nonnatural production of an expression of pain is not to be supposed to
indicate every feature which would be indicated by a natural production (the
nonnatural emission, for example, of a loud bellow might properly be taken to
indicate pain, but not that degree of pain which would correspond with the
decibels of the particular emission). This problem would not,
however, arise if X's performance, instead of being something which, in the
natural case, would be an expression of that state of X which (in the
nonnatural case) it is intended to get Y to believe in, were rather something
more loosely connected with the state of affairs (not necessarily a state of X)
which it is intended to convey to Y; X's performance, that is, would be
suggestive, in some recognizable way, of the state of affairs without being a
natural response of X to that state of affairs. We reach, then, a
stage in which the communication vehicles do not have to be, initially, natural
signs of that which they are used to communicate; provided a bit of behavior
could be expected to be seen by the receiving creature as having a discernible
connection with aparticular piece of information, then that bit of behavior
will be usable by the transmitting creature, provided that that creature can
place a fair bet on the connection being made by the receiving crea-ture. Any
link will do, provided it is detectable by the receiver, and the looser the
links creatures are in a position to use, the greater the freedom they will
have as communicators, since they will be less and less restricted by the need
to rely on prior natural connections. The widest possible range is given where
creatures use for these purposes a range of communication devices which have no
antecedent connections at all with the things that they communicate or
represent, and the connection is simply made because the knowledge, or
supposi-tion, or assumption, of such an artificial connection is prearranged
and foreknown. Here creatures can simply cash in, as it were, on the stock of
semantic information which has already been built into them at some previous
stage. In some cases, the artificial communication devices might
have certain other features too, over and above the one of being artificial:
they might, for example, involve a finite number of fundamental, focal,
elementary, root devices and a finite set of modes or forms of combination
(combinatory operations, if you like) which are capable of being used over and
over again. In these cases, the creatures will have, or be near to having, what
some people have thought to be characteristic of a language: namely, a communication
system with a finite set of initial devices, together with semantic provisions
for them, and a finite set of different syntactical operations or combinations,
and an understanding of what the functions of those modes of combination
are. As a result, they can generate an infinite set of
sentences or complex communication devices, together with a correspondingly
infinite set of things to be communicated, as it were. So, by
proceeding in this teleological kind of way, we seem to have provided some
rationale both for the kind of characterization of speaker's meaning which I
went in for long ago, and also for the characterization of various kinds of
communication systems, culminating in things which have features which are
ordinarily supposed (more or less correctly, I would imagine) to be the
features of a fully developed language. I say that we seem to have provided a
rationale; for there is, I think, a large residual question of a methodological
kind. My succession of stages is not, of course, intended to
be a historical or genetic account of the development of communication and
language; it is a myth designed, among other things, to exhibit the
conceptuallink between natural and nonnatural meaning. But how can such a link
be explained by a myth? This question is perhaps paralleled, as was recently
suggested to me, by the question how the nature and validity of political
obligation (or perhaps even of moral obligation) can possibly be explained by a
mythical social contract. While the parallel may be suggestive and useful, one
might be pardoned for wondering how much more it does besides match one mystery
with another. But that is a problem for another day. Well,
this is the mystery package. First, a small anecdote. My
sometimes mischievous friend Richard Grandy once said, in connection with some
other occasion on which I was talking, that to represent my remarks, it would
be necessary to introduce a new form of speech act, or a new operator, which
was to be called the operator of ques-sertion. It is to be read as "It is
perhaps possible that someone might assert that...", and is to be
symbolized "?+"; possibly it might even be iterable. I treasure this
suggestion to just about the same degree as I treasure his dictum, delivered on
another occasion, that I "can always be relied upon to rally to the
defense of an 'under-dogma?'" Everything I shall suggest here is highly
quessertable. I shall simply explore an idea; I do not know whether I want to
subscribe to it or not. In what follows, then, I am not to be taken as making
any ground-floor assertions at all: except for the assertion that something is
quesserted. The general idea that I want to explore, and which
seems to me to have some plausibility, is that something has been left out, by
me and perhaps by others too, in the analyses, definitions, expansions, and so
on, of semantic notions, and particularly various notions of meaning.
What has been left out has in fact been left out because it is something which
everyone regards with horror, at least when in a scientific or theoretical
frame of mind: the notion of value. Though I think that in general
we want to keep value notions out of our philosophical and scientific inquiries
(and some would say out of everything else), we might consider what would
happen if we relaxed this prohibition to some extent. If we did, there is a
whole range of different kinds of value predicates or expressions which might
be admitted in different types of case. To avoid having to choose between them,
I am just going to use as a predicate the word "optimal": themeaning
of which could of course be more precisely characterized later.
The reason why I am particularly interested in this general idea is that my own
position, which I am not going to try to state or defend in any detail at the
moment, is that the notion of value is absolutely crucial to the idea of
rationality, or of a rational being. There are many ways in which one can
characterize what it is to be a rational being. Some of them may turn out to be
equivalent to one another in some sense: they may turn out to apply to exactly
the same cases. However, it may be that even though they are equivalent,
there is one that is particularly fruitful from a deductive-theoretical point
of view. I have strong suspicions that the most fruitful idea is
the idea that a rational creature is a creature which evaluates, and that the
other possible characterizations may turn out to be co-extensive with this,
though in some sense less leading. I do not know whether it follows from this,
but at any rate I think it is true, that all naturalistic attempts at the
characterization of rationality are doomed to failure. Value is in
there from the beginning, and one cannot get it out. This is not something to
be argued about here, but it should give some indication of the kind of murky
framework in which I shall now start to operate. It seems to me that
there are two different problems connected with meaning in which questions of
value might arise. I call them the minor problem and the major problem.
The minor problem has to do with the relation between what,
speaking generally, I may call word meaning and speaker meaning. It seems
plausible to suppose that to say that a sentence (word, expression) means
something (to say that "John is a bachelor" means that John is
an unmarried male, or whatever it is) is to be somehow understood in terms of
what particular users of that sentence (word, expression) mean on particular
occa-sions. The first possible construal of this is rather
crude: namely, that usually people do use this sentence, etc., in this way. A
construal which seems to me rather better is that it is conventional to use
this sentence in this way; and there are many others. Now I do not
think that even the most subtle or sophisticated interpretation of this
construal will do, because I do not think that meaning is essentially connected
with convention. What it is essentially connected with is some way of fixing
what sentences mean: convention is indeed one of these ways, but it is not the
only one. I can invent a language, call it Deutero-Esperanto, which nobody
everspeaks. That makes me the authority, and I can lay down what is proper.
Notice that we are immediately arriving at some form of evaluative notion:
namely, what it is proper to do. The general suggestion would
therefore be that to say what a word means in a language is to say what it is
in general optimal for speakers of that language to do with that word, or what
use they are to make of it; what particular intentions on particular occasions
it is proper for them to have, or optimal for them to have. Of course, there is
no suggestion that they always have to have those intentions: it would merely
be optimal, ceteris paribus, for them to have them. As regards what is optimal
in any particular kind of case, there would have to be a cash value, an account
of why this is optimal. There might be a whole range of different
accounts. For example, it might be that it is conventional
to use this word in this way; it might be that it is conventional among some
privileged class to use it in this way-what some technical term in biology
means is not a matter for the general public but for biologists; it might be,
when an invented language is involved, that it is what is laid down by its
inventor. However, what we get in every case, as a unification of all these
accounts, is the opti-mality or propriety of a certain form of behavior. That
concludes my discussion of the minor problem. The major problem in
which questions of value arise has to do not with attempts to exhibit the
relation between word meaning and speaker meaning, but with attempts to exhibit
the anatomy of speaker meaning itself. At this point, my general strategy was
to look for the kind of regresses which Schiffer and others have claimed to
detect concealed beneath the glossy surface of my writings on mean-ing:
infinite and vicious regresses which they propose to cast out, substituting
another regressive notion, such as mutual knowledge, in-stead; raising somewhat
the question why their regresses are good regresses and mine are bad
ones. However, as I tried, by looking at Schiffer, to disentangle
exactly what the alleged regresses are, I found it almost impossible to do so.
That is, someone who alleges an infinite regress ought surely to provide a
general method for generating the next stage of the regress out of the previous
one, and I could see no general way of doing this: the connections between one
stage and another seemed to be disparate. That is not to say that
there is no way of doing this. I used to think when talking to Schiffer that
there was one, and that I understood it, but now I do not. However, since the
actual nature of the regress, orregressive accusation, does not matter very
much, what I have done is to invent my own, which I will call a pseudo-Schiffer
regress; and so far from trying to make it leaky or creaky at the joints, on
the contrary, I would like it to be as strong as I can make it, and if it is
not strong enough, I am going to pretend that it is. The regress
can be reconstructed along the following lines. One might start with the idea
that when some speaker S utters some sentence to a hearer A, meaning by it that
p, he does this wanting A to think 'p'. That is, at stage one we have "S
wants A to think 'p,'" where p represents the content of A's thought or
intended thought. However, for reasons that came up long ago,
having to do with the distinction between natural and nonnatural meaning, we
cannot stop at stage one.. We have to proceed to stage two, at which we get
"S wants A to think 'p, on the strength of the idea that S wants A to
think "p"'"; and so on. We have now reached a curious
situation, in that there is a certain sort of disparity between what S wants A
to think: namely "p, on the strength of S wanting A to think that p,"
and the accounts that are given, so to speak, in the subclause of this as to
what it is that S wants A to think. That is, S wants A to think not just
"p," but "p on the grounds that S wants A to think that p";
but when we are stating what the grounds are, what A is supposed to think, we
find that he is only supposed to think "p." In other words, what we
specify A as intended to think of as the reason for thinking "p" is
always one stage behind what the speaker envisages as the reason why he wants A
to think "p." We thus arrive at something of the form
"S wants A to think 'p, because S wants A to think "p, because S
wants.."'" and so on. We put in the extra clause in order to catch
up, but we never do catch up, because by putting in the extra clause we merely
introduce another thing to catch up with. It is like moving from stage one to
stage two: we start with stage one, we add the move from stage one to stage
two, but by the time we get to stage two, the place we have to get to is stage
three, and so on. I have chosen this regress because it is rather
colorful, but it is not the only one I could have used. What I am looking for
is an infinite regress which combines the two following characteristics: first,
like all infinite regresses, it cannot be realized: that is, a completion, a
situation in which S has an intention which is infinitely expanded in this kind
of way, cannot actually exist; and second, the idea that itshould exist is a
desideratum. That is, what I am looking for is a situation in which a certain
highly complex intention is at one and the same time logically impossible and
also desirable. That is not in itself, it seems to me, an unreasonable goal: it
certainly can happen that things are logically impossible but desirable, and if
it does, I can make use of it. The pattern of analysis which I
would now suggest as the primary interpretant for speaker's meaning would be
that S is in that state with respect to whatever he wishes to communicate or
impart (p) which is optimal for somebody communicating p. It then turns out
that when you cash the value of what it is that is optimal, you find that the
optimal state is a state that is in fact logically impossible.
That in itself seems to me to be not in the least objectionable so far,
although there are some points that would have to be argued for. The whole idea
of using expressions which are explained in terms of ideal limits would seem to
me to operate in this way. The ideal limits might not be
realizable in any domain, or they might be realizable in certain domains but
not in the domain under consideration; for instance, the fact that they are not
realizable might be contingent, or it might be non-contingent. It might be for
one reason or another (let us pretend for simplicity) that there cannot be in
the sublunary world any things that are, strictly speaking, circular.
Neversheless, that does not prevent us from applying the word "circular'
in the sublunary world, because we apply it in virtue of approach to, or
approximation to, the ideal limit which is itself not realized. All we need is
a way of so to speak measuring up actual particulars against the unrealizable
quality of the perfect particular. Indeed, maybe something like this is what
Plato went in for. It seems to me that the notion of knowledge
might be explicable in this way. This is a notion which might be, is
conceivably, realizable in a certain domain but not in others. Here we look to
the people in the past who have suggested that the standard, or crucial,
feature of knowledge is that if you know something, you cannot be wrong.
Some people then went on to say that it follows that the only things we can
know are necessary truths, because there, in some sense of
"cannot", we cannot be wrong; and there are various familiar
objections to this. Now I might want to say that those people are right, if
what they meant was that strictly speaking the only things that can be known
are necessary truths. However, that does not restrict us to supposing that
people who talk about knowing other things are usingthe word "know"
improperly: all it requires is that there should be some license to apply the
word nonstrictly to things which in some way approach or approximate to the
ideal cases. It is not my business on this occasion to suggest
exactly, or in any detail, what the demands for approach or approximation might
be. I will only say that, whatever they are, they ought to be ones which justify
us in deeming certain cases to satisfy a given ideal even though they do not,
in fact, strictly speaking exemplify it; just as in Oxford on one occasion,
there was a difficulty between an incoming provost and a college rule that dogs
were not allowed in college: the governing body passed a resolution deeming the
new provost's dog to be a cat. I suspect that crucially we do a lot of deeming,
though perhaps not always in such an entertaining fashion. Let me
summarize the position we have now reached. First, on this account of speaker
meaning, as a first approximation to what we mean by saying that a speaker, by
something he says, on a particular occasion, means that p, is that he is in the
optimal state with respect to communicating, or if you like, to communicating that
p. Second, that the optimal state, the state in which he has an infinite set of
intentions, is in principle unrealizable, so that he does not strictly speaking
mean that p. However, he is in a situation which is such that it is legitimate,
or perhaps even mandatory, for us to deem him to satisty this unfulfillable
condition. Finally, there is the question of how this relates to
the regresses which people have actually found: regresses, or prolongations of
the set of conditions, which actually exist. Certain ingenious people, such as
Strawson and Dennis Stampe, and ending up with Schiffer, who moves so fast and
intricately that one can hardly keep up with him, have produced counterexamples
to my original interpretant in an analysis of meaning, counterexamples which
are supposed to show that my conditions, or any expansion of them, are
insufficient to provide an account of speaker meaning. The
alleged counterexample is always such that it satisfies the conditions on
speaker meaning as set forward so far, but that the speaker is nevertheless
supposed to have what I might call a sneaky intention. That is, in the first
and most obvious case, his intention is that the hearer should in fact accept p
on such and such grounds, but should think that he is supposed to accept p not
on those grounds but on some other grounds. That is, the hearer is represented,
at some level or other of embedding, as having, or being intended to have, or
being intended to think himselfintended to have (or ... ), a misapprehension
with regard to what is expected of him. He thinks he is supposed to proceed in
one way, whereas really he is supposed to proceed in another. I would then want
to say that the effect of the appearance of a sneaky intention, the function
that such a sneaky intention would have in the scheme I am suggesting, would
simply be to cancel the license to deem what the speaker is doing to be a case
of meaning on this particular occa-sion: that is, to cancel the idea that this
is to be allowed to count as a sublunary performance, so to speak, of the
infinite set of intentions which is only celestially realizable.
In a way, what this suggestion does, or would do if it were otherwise
acceptable, is to confer a rationale upon a proposal which I actually did make
in an earlier paper, to the effect that what was really required in a full
account of speaker meaning was the absence of a certain kind of intention. This
may very well be right, but the deficiency in that proposal was that it gave no
explanation of why this was a reasonable condition to put into an account of
speaker mean-ing. I think, if we accepted the framework I have just outlined,
this arbitrariness, or ad honess, would be removed, or at least mitigated. H.
P. Grice. Grice wants in this essay to consider, from a certain point of
view, whether the theory of descriptions could, despite certain familiar
objections, be accepted as an account of the phrases, and whether the kind of
linguistic phenomena that prompted the resort to the theory of presupposition as
a special sort of logical relation — with all the ramifications which that idea
would involve — could be dealt with in some other way.' One might
consider three objections which have at one time or another been advanced by
this or that philosopher. The first is the kind of objection that
primarily prompted Grice’s pupil Straw-son's revolt against the theory of
descriptions, namely, that when one is asked such a question
as whether the king of France is, or is not, bald,
one does not feel inclined to give an answer;
one does not feel very much inclined to say either that it is true that
he is bald or that it is false that he is bald, but rather
to say things like The question does not arise or
He neither is nor is not bald, etc. There is,
indeed, something unnatural about assigning a truth-value, as far as ordinary
discourse is concerned, to a statement made by means of a sentence containing a
VACUOUS description. The second objection is also made by Grice’s
pupil Strawson, namely, that if you take an ordinary
conversational remark, such as The table is cou-ered with
butter, it seems a somewhat unacceptable translation
to This essay is intended as a tribute to the work, in this and
other philosophical do-mains, of Strawson — Grice’s friend, pupil, and Oxford
colleague and collaborator. Russell, "On Denoting,"
Mind Strawson, "On Refer-ring," Mind
offer in its stead, There exists one and only one
table and anything which is a table is covered with butter.
To make this kind of remark is not to be committed, as seems to be
suggested by the Russellian account, to the existence of a unique object
corresponding to a phrase, the so-and-so; to suggest that
one is so committed is quite unjustified. Another objection,
voiced by more than one philosopher, is that one gets into trouble with the
Russellian theory where one considers moods other than the indicative.
To say, for example, Give these flowers to your
wife does not look as if it translates into something
like Make it the case that there is one and only one person
who is married to you, who is female, and who is given these flowers by
you. And, Was your wife at the party?,
again does not seem as if it would be properly represented
by Was it the case that you have at least one wife and not
more than one wife and that no one is both your wife and not at the
party? There does not seem to be the feeling that the person
who asks whether your wife was at the party is, among other things, inquiring
whether you are nonbigamously married. Grice shall start by
considering whether one could use, to deal with such difficulties, the notion
of conversational implicature Grice characterises in Essay 2, and Grice shall
attempt to apply this notion to Definite Descrip-tions. Now,
what about the present king of France? As far as Grice could
see, in the original version of Grice’s pupil Strawson's truth-gap theory,
Strawson does not recognize any particular asymmetry, as regards the
presupposition that there is a king of France, between the two sentences,
The king of France is bald and
The king of France is not bald; but it does seem to be
plausible to suppose that there is such an asymmetry. Grice
would have thought that the implication that there is a king of France is
clearly part of the conventional force of The king of France is bald;
but that this is not clearly so in the case of The king of France
is not bald. Let us abbreviate The king of France is not
bald by -K. An implication that there is
a king of France is often carried by saying -K, but it is
tempting to suggest that this implication is not, inescapably, part of the conventional
force of the utterance of -K, but is rather a matter of conversational
implicature. So let us apply the tests of cancelability and
detachment. First, the implication seems to be
explicitly cancelable. If I come on a group of people
arguing about whether the king of France is bald, it is not linguistically
improper for Grice to say that the king of France is not
bald, since there is no king of France. Of course, Grice not
haveto put it that way, but Grice perfectly well can. Second,
the implication seems to be contextually cancelable, that is, cancelable by
circumstances attending the utterance, -K. If it is a matter
of dispute whether the government has a very undercover person who interrogates
those whose loyalty is suspect and who, if he existed, could be legitimately
referred to as the loyalty examiner; and if, further,
Grice is known to be very skeptical about the existence of such a
person, Grice could perfectly well say to a plainly loyal person,
Well, the loyalty examiner will not be summoning *you* at any rate,
without, Grice would think, being taken to imply that such a
person exists. Further, if Grice is well known to disbelieve
in the existence of such a person, though others are inclined to believe in
him, when I find a man who is apprised of my position, but who is worried in
case he is summoned, I could try to reassure him by saying
The loyalty examiner won't summon you — don't worry. Then it
would be clear that Grice says this because Grice is sure there is no such
person. Furthermore, the implicature seems to have a very high
degree of nondetachability. Many of what seem to be other
ways of saying, approximately, what is asserted by -K also carry the
existential impli-cature, for example, It is not the case
the king of France is bald, It is false that the king of
France is bald, It is not true that the king of France is
bald. Of course, if the truth-gap theory is wrong, there
will be a way of asserting just what is asserted by -K that lacks this
implicature, namely, a Russellian expansion of it, for example,
It is not the case that there is one and only one person who is the king
of France ... But all that this breakdown of
nondetachability would show would be that the presence of the implicature
depends on the manner of the expression, in particular on the presence of the
definite description itself. No implicature, however, could
be finally established as conversational unless the explanation of its presence
has been given and been shown to be of the right kind, as involving this or
that conversational maxim in an appropriate way. That is
what Grice shall try to deal with next. Before we go further, it
would be expedient to define the task somewhat more precisely.
If we are looking for a possible formal counterpart for such a sentence
as The king of France is bald, we have
two candidates to consider: (a) (ux.Fx) Gx,
in which Peano’s iota-operator is treated as being syntactically
analogous to a quantifier; and (6) G (ex.Fx),
in which Peano’s iota-operator is treated as a device for forming a
term. If we select (a), when we introduce negation, we have
two semantically distinguishable ways of doing so; ~
((ux.Fx) Gx) and (x.Fx) ~ Gx.
The second will, and the first will not, *entail* the existence of
an x that is uniquely F. But if we select the latter, there
is only one place (prefixing) for the introduction of negation:
and in consequence ~G(x.Fx) will be
an ambiguous structure — unless we introduce a disambiguating scope
convention): on one reduction to primitive notation the
existence of a unique F will be *entailed*, on the other it will not.
Call these respectively the strong and the weak readings.
Now if there were a clear distinction in sense (in English) between,
say, The king of France is not bald
and It is not the case that the king of France is
bald — if the former demanded the strong reading and the
latter the weak one), it would be reasonable to correlate
The king of France is bald with the formal structure
that treats Peano’s iota-operator like a quantifier. But
this does not seem to be the case; Grice sees no such clear
semantic distinction. So it seems better to associate
The king of France is bald with the formal
structure that treats the iota-operator as a term-forming device.
We are then committed to the structural ambiguity of the sentence
The king of France is not bald. The proposed task may
now be defined as follows: On one reading
The king of France is not bald entails
the existence of a unique king of France, on the other
it does not; but in fact, without waiting for
disambiguation, people understand an utterance of The king
of France is not bald as implying (in some fashion) the
unique existence of a king of France. This is intelligible
if, on one reading — the strong one — the unique existence of a king of France
is entailed, on the other (the weak one), though not entailed, it is
conversationally implicated. What needs to be shown, then, is a
route by which the weaker reading could come to implicate what it does not
entail. If one looks for some prima-facie plausibility for the
idea of regarding the definite description as carrying an implicature of a
nonconven-tional and conversational kind, where is one to find it?
Well, one would have to select, first (and the case
would have to be argued for), one or another of the different Russellian
expansions as being that for which such an expression as The
king of France is bald (or The king of France is not
bald) is to be regarded as a definitional contraction.
And Grice thinks there will be some case for selecting one particular
one, namely, the one that would run There is at least one
king of France, there is not more than one king of France,
and nothing which is the king of France is not bald.
It seems to have a particular feature that recommends it and might
fit in with some general principle of dis-course; namely,
there are no conjunctions occurring in it within the scope of
quantifiers. That is to say, it sets out separately three distinct
clauses, and each one of these can be false while both of the others are true.
Grice thinks this is perhaps appropriate because it may well have
some connection with something that Grice is going to mention in a moment,
namely, that this particular expansion is constructed in a way that makes it
particularly suitable for denial on the part of somebody (an addressee) to whom
it might be uttered. Grice would be inclined to suggest that
we add to the maxims of Manner which Grice originally propounded some maxim
which would be, as it should be, vague: "Frame whatever you
say in the form most suitable for any reply that would be regarded as
appropriate"; or, "Facilitate
in your form of expression the appropriate reply." It
is very clear that one of the appropriate replies to something that you have
asserted is the denial of what you say. If your assertions
are complex and conjunctive, and you are asserting a number of things at the
same time, it would be natural, on the assumption that any one of them might be
chal-lengeable, to set them out separately and so make it easy for anyone who
wanted to challenge them to do so. So, let us make the
assumption that we accept some such a conversational maxim and also agree that
denial is a natural and suitable form of response to an assertion.
Let us also adopt the following abbreviational scheme: "A" is
to represent There is at least one king of France,
" B" is to represent There is at most
one king of France, "C" is to represent
Whatever is king of France is bald, "ABC"
is to represent the conjunction of A, B, and C, which we are taking as the
favored Russellian expansion of "D," which represents
The king of France is bald. Now we may hope to reach the
conclusion that the production of this abbreviation (D) would violate our newly
introduced conversational maxim of Manner unless one could assume that the
utterer thinks he is within his rights, in that the utterer does not consider
that a distinct denial of A or of B would be appropriate (that this was a
response not to be looked for, in his view). As a start,
given that some kind of denial has to be thought of as appropriate, as that is
a natural response to any form of assertion, we might claim that one who
employs the abbreviated form D ought either to be thinking it likely that, if
there is to be a denial, it will be a wholesale denial, or else, to be thinking
that, though the addressee may be going to reject one conjunct, one particular
conjunct is, in some way, singled out as the one that is specially likely to be
denied. It must, indeed, be the second possibility that is
to be seriously considered, as the conjuncts cannot all be denied together
consistently. If it is false that there exists at least one
king of France, it is vacuously true that whatever is king of France is bald
(that nothing is both king of France and not bald). So that
leaves us with the demand to show that, in some way, one particular conjunct is
singled out. Now this would be the case if it would be
reasonable to suppose that the utterer thinks, and expects his addressee to
think, that some subconjunction of A and B and C has what Grice might call
NON-CONTROVERSIALZiTY or com-mon-ground status and, therefore, is NOT something
that is likely to be challenged. One way in which this might
happen would be if the utterer were to think or assume that it is common
knowledge, and that people would regard it as common knowledge, that there is
one and only one F. But that would be only one way in which
it could arise. For instance, it is quite natural to say to
somebody, when we are discussing some concert, My aunt's
cousin went to that concert, when we know perfectly well
that the person we are talking to is very likely not even to know that we have
an aunt, let alone know that our aunt has a cousin. So the
supposition must be not that it is common knowledge but rather that it is
noncontroversial — in the sense that it is something that we would expect the
addressee to take from us — if he does not already know. That is
to say, I do not expect, when I tell someone that my aunt's
cousin went to a concert, to be questioned whether I have an
aunt and, if so, whether my aunt has a cousin. This is the
sort of thing that Grice would expect his addressee to take from Grice, that
is, to take Gricd’s word for. So, we have now got into the
position that we might well be in the clear, as far as concerns representing
the existential implication as a conversational implicature, if we could show
that, in gen-eral, there should be a reasonable expectation, other things being
equal, that, in the favored Russellian expansion of a definite descrip-tion,
two of the clauses (in fact, the first and the second) would be matters that
would have this common-ground status, and so not be controversial or likely to
be open to challenge. We might, then, assume that, so far,
it looks as if the addressee would be justified in concluding that two of the
items must be given common-ground status, the only question is which two.
Now the third clause (C) is general in form.
And we can think of a general statement as being either something the
establishment of which depends on the complete enumeration of a set of
instances, or as something to be an inductive step. Let us take
the first possibility. Let us suppose it is
enumerativelybased. That is, we are to think of
Nothing that is F is not G as to be reached by finding
the instances of F and seeing that none of them fail to be G.
For it to be possible to establish this enumeratively if the whole
sentence (D) is true, it must be the case that there exists just one F which is
the basis of the enumeration. And so we have, in effect, a
conjunctive statement that tells us there are a certain number of cases (just
one) that would test a certain generalization, and then gives us the
generalization. It would seem to be very peculiar to imagine
that anybody could be in the situation in which he was prepared to speak of C,
but not as being common ground, because he would have to be put in the position
of saying something like, "I can accept that nothing is
F but not G, that 'what is F is G' is true, and is also to be established by
complete enumeration. But what I am uncertain about is
whether you are right about whether there are any instances of F, or, if so,
how many." It is not necessary that it should be
impossible for somebody to be in that position, but that it is certainly not to
be expected; and what is to be generally assumed may depend,
not on something being universally the case, but merely on its being
ex-pectable. Again, we can take the other possibility.
Suppose we take the last clause, C, not as being an enumerative
generalization, but as an open one. And there may be some
cases in which that is how it is to be thought of. Even so,
it is prima facie not to be expected that you would find somebody in the
position of being prepared to concede the generalization but being concerned
about whether and how often that generalization is instantiated.
Again, I am not saying that that is not possible. But
that would certainly be not the kind of situation that one would think of as
being the natural one; and the implicature depends on what
is to be expected, not on what is universally true. If this line
of argument (or something like it) goes through, we could perhaps explain why
it is that somebody who says it is not the case that the present king of France
is bald (someone who denies what is expressed by D) would also be implicating,
though not explicitly stating, that there is a unique king of France.
It is as if he is countering a remark which might be made to him,
in which the speaker has indicated that he is expecting the challenge to come,
if at all, in a particular direction, namely, to C; and he
just says, "No, that is not so." The utterer
denies that the present king of France is bald, and so naturally he will be
taken to be going along with the expected restriction of comment that is
implicitly carried by the presentation of the original statement in the
abbreviated form (D), rather than in the full form in which each clause would
have been set up for him to object to if he wants to. The
position that I am outlining might be presented, in summary fashion, as
follows: An utterer S, who utters D (the affirmative form of a
sentence having as subject a definite description) might expect an addressee to
reflect (or intuit) as follows: (By the conversational 'tailoring'
principle) S has uttered D rather than its Russellian expansion;
so there is one particular Rus-sellian conjunct that S expects me (if I
reject anything) to reject, while accepting the other conjuncts. That is, all but a particular
one of the Russellian conjuncts are thought of by him as likely to possess
common-ground status (to be treated as noncontroversial). The first two conjuncts would,
in most natural circumstances, be items which anyone would have to know or
accept in order to have a good ground for accepting the third. So the first two conjuncts are
the ones to which the utterer attributes common-ground status."
An utterer S', who utters D (the negation of D) might expect a
hearer H' to reflect (or intuit) as follows: Speaker S' has
uttered the negation of D; so he is speaking as if he were
responding negatively to S (above), that is, to one who utters D.
So S' is fulfilling the expectations that S would have had about H, that
is, he is accepting the first two conjuncts and rejecting the
third." We may note, before moving on, that for a very large
range of cases a different account of the existential implication carried by
the negative form of a statement involving descriptions might be
available. Consider utterances of such a sentence as
The book on the table is not open. As there are,
obviously, many books on tables in the world, if we are to treat such a
sentence as being of the form The F is not G
and as being, on that account, ripe for Russellian expansion, we might do
well to treat it as exemplifying the more specific form The
F' which is d is not G, where "@" represents an
epithet to be identified in a particular context of utterance ("@"
being a sort of quasi-demonstrative). Standardly, to
identify the reference of "p" for a par-ticular utterance of The book
on the table is (not) open, a hearer would proceed via the identification of a
particular book as being a good candidate for being the book meant, and would
identify the reference of "p" by finding in the candidate a feature,
for example, that of being in this room, which could be used to yield a
composite epithet ("book on the table in this room"), which would in
turn fill the bill of being an epithet which the speaker had in mind as being
uniquely satisfied by the book selected as candidate. If the
hearer fails to find a suitable reference for "@" in relation to the
selected candi-date, he would, normally, seek another candidate.
So determining the reference of "d" would standardly involve
determining what feature the speaker might have in mind as being uniquely
instantiated by an actual object, and this in turn would standardly involve
satisfying oneself that some particular feature actually is uniquely satisfied
by a particular actual object (e.g. a particular book). So
utterances both of The book on the table is open
and of The book on the table is not open
would alike imply (in one way or another) the existence of a
particular book on a table. We might, indeed, if we regard this
apparatus as reasonably well set up, try to use it to deal with the difficulty
raised in the third main objection mentioned, namely, the difficulty about
applying the Rus-sellian expansion to moods other than the indicative.
First, Grice thinks a distinction is needed.
Grice thinks that the objection, as Grice presented it, is put in a bad
form. Grice thinks it is important to notice a distinction
between what I might call causing something to be the case and what I might
call ensuring that it is the case. If I tell somebody to
cause it to be the case that a particular person has somewhere to live and
enough to live on, it looks certainly as if I am thinking that he has to
operate in order to promote both clauses; I mean, that he
will have to find him somewhere to live and give him enough to live on.
And it seems possible that he could hardly claim to have caused
him to have somewhere to live and to have enough to live on unless he had done
both of these things. But, if I merely tell somebody to
ensure that the person has somewhere to live and enough to live on, I think he
could also, afterward, claim that he had ensured this, even though, in fact,
when he got onto the scene, he found that the man already had somewhere to live
and that all he needed was something to live on. All he has to do,
so to speak, is to bring the state of affairs up to completion, if that is
required. What exactly one is entitled to say if one finds
not only that the man has somewhere to live, but also hasenough to live on,
after one has been told to ensure that he has both of these things, perhaps is
not quite so clear. So to the question of the imperatives:
part of the paradoxical character of the suggested Russellian account
comes from the fact that I began with Make it the case
that, which suggests that if I were to say
Give these flowers to your wife, the expansion of that
imperative must begin Make it the case that..
And then, when you put in the full Russellian expansion, it looks as if I
am instructing you to make three changes, one corresponding to each
clause. But if I put in Ensure that
….. instead, there would not be this implication.
All that would be required is that you should bring the thing to
completion, so to speak, insofar as there is a gap. And so
it may well turn out, also (indeed, in some cases it turns out as a matter of
logical fact or something like it), that you cannot do anything about some of
the clauses. You cannot now make it the case that you are now
married to one and only one person. Either you are or you
are not. That is outside your control;
so, in many cases, the only clause left with respect to which you can act
is the one covered by Make it the case that she has the
flowers. But, of course, there will be some cases where this
particular provision would not work. If I tell somebody who
is NOT presently married and, as far as I know, has no immediate prospect of
getting married, See that your next wife looks after you
properly, Grice do not necessarily think that he is going to
get married. Nor, Grice thinks, am I instructing him to get
married. It would be possible, presumably, on a Russellian
account, for him to take my instruction as telling him to
select a wife, first, and then, second, to make sure that
she looks after him properly. So we would need something to
ensure that it was not taken this way. At this point, if one
supposed that it is being taken as an assumption by me, as common ground
between us, as not to be questioned, that he will at some time or other have
another wife (and the point is that when the time comes she should look after
him properly), he will not take the imperative force, so to speak, as attaching
to the selection of a particular wife. So, if it is a
conversational implicatum that he will at some time or other have a wife, this
will be excerpted from the instructions. Grice is inclined
to think that this particular dodge works reasonably well for the range of
cases considered; but I am not wholly happy about it, as it
stands, because this general phenomenon of presupposition (or cases that look
like presupposi-tion) is one that occurs in a large number of places.
In recent years, linguists have made it increasingly difficult for
philosophers to continue to keep their eyes glued to a handful of stock
examples of (al-leged) presupposition, such as the king of France's baldness
and the inquiry whether you have left off beating your wife. There
is, in fact, an enormous range of cases in which the questions about
presuppositions arise, not least in connection with psychological verbs.
One can distinguish, perhaps, a number of such cases in connection
with psychological verbs. Let us take, first, think.
If I say that somebody thinks (or believes) that such-and-such,
there is no indication that what he thinks or believes is true.
Supposing, however, I take the verb discover, and I say
Somebody discovered that the roof was leaking. Here,
it is not logically possible to discover that one's roof is leaking unless
one's roof is leaking. On the other hand, I do not think
(though, perhaps, this is doubtful) that so-and-so did not discover P also
implies that P is true. I think I can say that some explorer
went off to someplace expecting to discover that the natives were very
interesting in certain respects, but he did not discover that because they were
not. So here we have a case where there is a logical
implication on the part of the affirmative, but not on the part of its
denial. That looks like a case of entailment.
Then there is a third case, which perhaps is exemplified by the word know, in
which to say that somebody did know that so-and-so was the case and to say that
he did not know that so-and-so was the case both imply that it was the
case. This is a specimen, I think, of the kind of verb that
has been called factive. There is a distinction between this and a
fourth case, because, though both the affirmation and denial of statements
about particular people knowing that P carries with it a commitment to P, you
can weaken the verb in such a way that this implication is lost.
He knew that P and He didn't know that P both carry this implication, but
He thought he knew that P does not. When I say He thought he
knew that P, I am not committing myself to its being the case that P, but there
are some verbs in which even the weakened forms also seem to carry this
implication, partic-ularly, perhaps, a verb like regret (i.e., He
thought he regretted his father's death, but it afterwards turned out that he
didn't, as far as it makes sense, would, I think, still imply the committal to
his father's death). I am not sure about the last
distinction, and I think perhaps it does not matter very much.
These are cases where there is some kind of a commitment on the part of a
normal speaker, by using both the affirmative and the negative forms, to some
common element's being true; and I do not see that it is
going to be particularly easy to represent the implication in the case of
regret as being one of a conversational kind. It does not
look as attractive as the Russellian case. So, I would be
interested in having recourse to a conventional device which would be a
substitute in standard cases for an original conversational implicature.
To this end I deploy a revised and slightly more complicated
version of the square brackets device which was already introduced.
The new version may be used to reinterpret the original de-vice.
The revised rules would read: If expression A is of
the denominated type T, then A[BIC is rewritten as BABC. If
expression A is not of type T, or is null, then A[BIC is rewritten as
ABC. In rewriting, nested brackets are eliminated, seriatim, from
exterior to interior. If no connective directly precedes a closing
(right-hand) square bracket, "&" is supplied in rewriting, where
needed, to preserve syntactical admissibility. Any opening
(left-hand) parentheses introduced in rewriting are closed terminally.
In preposing an expression containing a bound variable, the variable is
changed. Using the revised version, ~ ([PS]Q) will be rewritten as
PS ~(PSQ), which is equivalent to PJ ~Q (the rewrite of ~([P]Q) on the original
version). We could use the revised version to handle the
alleged existential presuppositions of some and every, every F is G could be
represented as ~((3x)(Fx &]~Gx), with the rewrite (y) (Fy 8~(3x)(Fx & ~
Gx)). We may also use the revised device in the formal
representation of such a factive verb as regret.
Accordingly, x regrets (e.g., that Father is ill)
is defined as: [x knows* d &] x is anti x knows* d is defined as
x thinks [ф] So, x regrets d emerges
as [x thinks [Ф] & [x is anti $] So,
x does not regret d would be expressible as:
~([x thinks [ф] & ] x is anti $)
Replacing exterior square brackets, we get x thinks [Ф] & ~ (x thinks [] 8 x is anti ф) Replacing remaining square brackets, we get ф 8 x thinks $ 8ф 8 ~ (x
thinks $ 8 x is anti b) Eliminating redundant occurrence of b, we
get ф 8 x thinks $ 8 ~ (x thinks $ 8 x is anti $) which is
equivalent to 8 x thinks 8 ~ (x is anti ) We may, finally,
consider the employment of the square brackets device to handle the possible
difficulties for the Russellian account connected with the appearance of
definite descriptions in sentences couched in a mood other than the
indicative: Arrest the intruder could be thought of
as representable (using "!" as an imperative operator) as
! ([(3,x) (x is an intruder)
&] (Vy) (y is an intruder > you will arrest y)) Provided
"!" is treated as belonging to the denominated type T, (2) will
be rewritten (on the original version of the square bracket device) as
a). (3,x) (x is an intruder) & ! (Vy) (y is an intruder > you
will arrest y) and (on the revised version) as b). (3,z) (z is an
intruder) & ! ((3,x) (x is an intruder & (Vy) (y is an intruder >
you will arrest y)) Since the first clause of 3(b) sTATes that
there is just one intruder, the imperatival clause cannot be taken as enjoining
that the addressee see to it that there be just one intruder. In
conclusion, Grice briefly summarizes the course of this essay, primarily in
order to distinguish what I have been attempting to do from what I have not. I
have endeavored to outline, without aligning myself with it, an exposition of
the thesis that the existential presuppositions seemingly carried by definite
descriptions can be represented within a Russellian semantics, with the aid of
a standard attachment of conversational implicature; I paid attention both to
the possibility that such implicata are cancelable and detachable and also to
the availability of more than one method of deriving them from the operation of
conversational principles. Promising though such an account
may seem, I have suggested that it may run into trouble when it is observed
that the range of cases of presupposition extends farbeyond the most notorious
examples, and that perhaps not the whole of this range would prove amenable to
the envisaged mode of treat-ment. At this point I took up
the idea of a minimal strengthening of a Russellian pattern of analysis by the
addition of a purely syntactical scope device, which could at the same time be
regarded as a conventional regimentation of a particular kind of
nonconventional impli-cature. I have not, in this essay,
given any consideration at all to what might well turn out to be the best
treatment of definite descriptions, namely to the idea that they are, in the
first instance at least, to be regarded as being, semantically, a special
subclass of referential expressions. H. P. Grice. A
claim to the effect that a certain creature possesses a faculty which should be
counted as a ‘sense,’ different from any of the five senses with which we are
familiar, might be met in more than one way, without actual repudiation of the
alleged facts on which the claim is based. It might be said that this
faculty of sensation, though possibly in some way informative about the world,
is not a faculty of perceiving; or it might be admitted that the
exercise of the faculty does constitute perception, and maintained that no
sixth sense is involved, but only one of the familiar ones operating, perhaps,
in some unfamiliar way. About the first alternative Grice shall not say a
great deal. It embraces a number of subalternatives:
The faculty might be assimilated to such things as a moral ‘sense,’ or a
‘sense’ of humour. These are dubiously informative.
And even if treated as informative, these could not be regarded as telling (in
the first instance) only about conditions of the world spatially and temporally
present to the creature who is exercising them. The faculty might be held to be
some kind of power of divination — Cicero. This line might be
adopted if the creature seemed to have direct, non-inferential, knowledge of
certain contemporary states or events in the material world, though this
knowledge is not connected with the operation of any sense-organ.
We should, of course, be very reluctant to accept this subalternative —
as is Cicero. We should so far as possible cling to the idea
that such knowledge must be connected with the operation of a sense-organ, even
if we could not identify it. The exercise of the faculty — let us
call it karulising — might be denied the title of perception because of its
analogy with the having of sensations. It might be held that
carulising consists in having some sort of experience generated by a material
thing or event in the caruliser's environment by way of some effect on his
nervous system, though it did not qualify as perceiving the thing or event in
question. The kind of situation in which this view might be
taken may perhaps be indicated if we consider the assaults made by
physiologists and psychologists on the so-called "sense of
touch." They wish, Grice thinks on neurological
grounds, to distinguish three senses: a
pressure-sense, a warm-and-cold sense, and
a pain-sense. Would we be happy to accept their
pain-sense as a sense in the way in which sight or smell is a sense?
Grice thinks not; for to do so would involve
regarding the fact that we do not "externalize" pains as a mere
linguistic accident. That is to say, it would involve
considering as unimportant the following facts: (a)
that we are ready to regard "malodorous," as distinct from
"painful" or "sharply painful," as the name of a relatively
abiding characteristic which a material thing in general either possess or do
not possess; we are as a general rule prepared to regard
questions of the form Is M (a material thing)
malodorous?' as being at least in principle answerable either
affirmatively or negatively, whereas we should very often wish to reject
questions of the form Is M painful? or
Is M sharply painful? ; and (b) that
we speak of smells but not of pains as being in the kitchen.
Pains are at most, in hospitals. Very briefly, the salient
points here seem to me as follows: Pains are not greatly
variegated, except in intensity and loca-tion. Smells
are. There is no standard procedure for getting a pain:
one can be cut, bumped, burned, scraped, and so on.
There is a standard procedure for smelling, namely, inhaling.
Almost any type of object can inflict pain upon us, often in more than
one way. In consequence of these facts, our pain is on the whole a
very poor guide to the character of the thing that hurts us.
Particular kinds of smells, on the other hand, are in general
characteristic of this or that type of object. These
considerations Grice hopes constitute a partial explanation of the fact that we
do not, in general, attribute pain-qualities to a thing. we may in
a special case speak of a thumbscrew, for ex-ample, as being a painful
instrument. Or the Second World War as a painful event.
But this is because there is a standard way of applying thumbscrews to
people. We do not speak of pains as being in (say) the kitchen; —
hospital ward at most, or a trench. and the reason for this is,
Grice thinks, that, if a source of pain moves away from a given place, a person
arriving in this place after the removal do not get hurt. A
Smell, on the other hand, does linger in places, and so is
"de-tachable" from the material thing which is its source.
Though pains do not linger in places, they do linger with an
individual after the source of pain has been removed. In
this again they are unlike smells. Grice shall now turn to
discussion of the second possible way of meeting the claim of carulising to be
the exercise of a sixth sense. This, you will remember, took
the form of arguing that carulising, though perceiving, is merely perceiving by
one of the familiar five senses, perhaps through an unfamiliar kind of
sense-organ. At this point we need to ask by what criteria
one of the five senses is to be distinguished from the other four.
The answer to this question, if obtainable, would tell us how carulising must
differ from the exercise of any of the five familiar senses in order to count
as the operation of a sixth sense. Seemingly independent
ideas might be in-volved: It might be suggested that the senses
are to be distinguished by the differing features that we become aware of by
means of them: that is to say, seeing
might be characterized as perceiving (or seeming to perceive) a thing as having
certain colors, shapes, and sizes; hearing as perceiving a
thing (or better, in this case, events) as having certain degrees of loudness,
certain determinates of pitch, certain tone-qualities; and
so on for the other theee senses. It might be suggested that two
senses, for example, seeing and smelling, are to be distinguished by the
*special introspectible* character of the *experience* of seeing and the
experience of smelling; that is, disregarding the
differences between the characteristics we learn about by sight and smell, we
are entitled to say that seeing is itself different in character from
smelling. Our attention might be drawn to the differing general
features of the external physical conditions on which the various modes of
perceiving depend, to differences in the "stimuli" connected with
different senses: the sense of touch is activated by
contact, sight by light rays, hearing by sound waves,
and so on for the other three senses. Reference might be
made to the internal mechanisms associated with the various senses—the
character of the sense-organs, and their mode of connection with Grice’s
brain. These suggestions need not of course be regarded as
mutually exclusive. It is possible — perhaps indeed likely —
that there is no one essential criterion for distinguishing the senses;
that there is, rather, a multiplicity of criteria.
One procedure at this point (perhaps the most desirable one) would be to
consider, in relation to difficult cases, the applicability of the suggested
criteria and their relative weights. But a combination of
ignorance of zoology with poverty of invention diverts Grice to perhaps not
uninteresting questions concerning the independence of these cri-teria, and in
particular to the relation between the first and the sec-ond.
The first suggestion (that differing senses are to be distinguished by
the differing features which we perceive by means of them) may seem at first
sight attractive and unmystifying; but difficulties seem to
arise if we attempt to make it the sole basis of distinction between the
senses. It looks as if, when we try to work out this
suggestion in detail we are brought round to some version of the second
suggestion (that the senses are to be distinguished by the special
introspectible characters of their exercise). There is a danger
that the first suggestion may incorporate from the start, in a concealed way,
the second suggestion for instance, to adopt it might amount
to saying "Seeing is the sort of *experience* that we
have when we perceive a thing as having certain colors, shapes,
etc." If we are to eliminate this danger, Grice thinks
we must treat the first suggestion as advancing the idea that, starting with
such sense-neutral verbs as "perceive,"
POTCH "seem," “Appears to
Grice” — Bradley, Appearance and Reslity — we can elucidate the
notion of seeing in terms of the notion of perceiving things
to have such-and-such features, smelling in terms of
perceiving things to have such-and-such other features, and so on
for the remaining three senses. In general, special perceptual
verbs are to be explained in terms of general perceptual verbs together with
names of special generic features which material things or events may be
perceived to have. At this point an obvious difficulty
arises: among the features which would presumably figure in
the list of a *tactual* qualities — which are to be used to
distinguish feeling from other modes of perceiving — is that of warmth;
but to say that someone perceives something to have a certain
degree of warmth does not entail that he is feeling anything
at all, for we can see that things are
warm, and things can look warm. To extricate
the suggestion from this objection, it looks as if it would be necessary to
introduce some such term as "directly
per-ceive" Potch and perhaps also the term
"directly seem," or Directly appears to
Grice the terms being no doubt definitionally linked).
How precisely these terms would have to be defined Grice does not
propose to inquire, but the definition would have to be such as to ensure
that someone who sees that something is blue
might be directly perceiving that it is blue, while
someone who sees that something is warm could NOT be
di-rectly or immediately perceiving that it is warm. We then
might try to define "see" and its congeners (and primary uses of
"look" and its congeners) in terms of these specially introduced
verbs. We might put up the following as samples of rough
equivalences, without troubling ourselves too much about details, since all we
require for present purposes is to see the general lines on which the initial
suggestion will have to be devel-oped: Grice sees M (material
object) = X directly perceives M to have some color
and some spatial property. X feels M = X directly perceives M to
have some spatial property and degrees of one or more of such properties as
warmth (cold-ness), hardness (softness), etc. M looks (primarily) $ to X
= M directly seems to X to have certain spatial and
color properties, one of which is . M looks (secondarily) $ to X
= M directly seems to X to have certain spatial and
color properties, one or more of which *indicate* to X that M is or may be
. Analogous definitions could be provided for primary and
secondary uses of "feel" (with a nonpersonal subject).
This maneuver fails, Grice thinks, to put the first suggestion in the
clear. Some might object to the definitions of verbs
like see used with a direct thing
in terms of "perceive that" — he saw God. what the butler saw.
and there would remain the question of defining the special terms
"directly perceive" and "directly seem."
But a more immediately serious difficulty seems to Grice to be one
connected with the seemingly unquestionable acceptability of the proposition
that spatial properties may be directly perceived to belong to things both by
sight and by touch. Suppose a man to be resting a half-crown
on the palm of one hand and a penny on the palm of the other:
he might (perhaps truthfully) say, The
half-crown *looks* to me larger than the penny, though the half-crown and the
penny *feel* the same size." If we apply the rough
translations indicated above, this statement comes out thus:
The half-crown and the penny directly seem or appear to me or are perceived
by me to have certain spatial and color properties, including (in the case of
the half-crown) that of being *larger* than the penny: but
they also directly seem to me to have certain properties, such as certain
degrees of roughness, warmth, etc., and spatial properties which include that
of being *equal in size*." The facts stated by this rigmarole
seem to be (differently ordered) as follows: The half-crown
and the penny directly seem to have certain spatial and color
prop-erties. The half-crown and the penny directly seem to have
certain properties drawn from the "tactual" list. The
half-crown directly seems larger than the penny. The half-crown
and the penny directly seem to be of the same size. But there is
nothing in this statement of the facts to tell us whether the coins *look*
different in size but feel the same size, or alternatively *feel* different in
size but look the same size. At this point two somewhat heroic
courses suggest themselves. The first is to proclaim an
ambiguity in the expression "size," distinguishing between visual
size and tactual size, thus denying that spatial properties are really
accessible to more than one sense. This more or less
Berkeleian position is perhaps unattractive independently of the current
argument; in any case the introduction of the
qualifications "visual" and "tactual," in the course
of an attempt to distinguish the senses from one another without invoking the
special character of the various modes of perceiving, is open to the gravest
suspicion. The second course is to amend the accounts of
looking and feeling in such a way that, for example, "A
looks larger than B" is re-expressible more or less as
follows: " A directly seems larger than B in the kind of way
which entails that A and B directly seem to have certain
color-properties." But this seems to introduce a
reference to special kinds or varieties of "direct seeming," and this
brings in what seems to be only a variant version of the second
suggestion. But there is a rather more subtle course to be
considered. This idea was suggested to Grice by Wood.
In addition to the link (whatever that may be) which may join certain
generic properties (e.g., color, shape, size) so as to constitute them as
members of a group of properties associated with a particular sense (e.g., as
visual properties), another kind of link may be indicated which holds between
specific properties (e.g., specific colors and shapes, etc.), and which might
be of use in dealing with the difficulty raised by this current example.
Suppose that A, is a specific form of some generic property which occurs
only in the visual list (e.g., a particular color), that B, is a specific form
of some generic property occurring in only the tactual list (e.g., a particular
degree of warmth), and that X, and X, are specific forms of a generic property
occurring in both the visual and the tactual lists (e.g., are particular
shapes). Suppose further that someone simultaneously detects
or seems to detect the presence of all these properties (A,, B,, X,, X,) in a
given object. Now the percipient might find that he could
continue to detect or seem to detect A, and X, while no longer detecting or
seeming to detect B, and X,; and equally that he could
detect or seem to detect B, and X2 while no longer detecting or seeming to
detect A, and X,; but on the other hand that he could not
retain A, and X, while eliminating B, and X,, or retain B, and X, while
eliminating A, and X,. There would thus be what might be
called a "detection-link" between A, and X,, and another such link
between B, and X,. On the basis of this link between X, and
a purely visual property it might be decided that X, was here being visually
detected, and analogously it might be decided that X, was being tactually
detected. Similarly, in the case of the half-crown and the
penny, one might say that there is a detection-link between inequality of size
and certain purely visual properties the coins have or seem to have — e.g.,
their real or apparent colors — and a detection-link between equality of size
and certain purely tactual properties the coins have or seem to have — e.g.,
their coldness —; and thus the difficulty may be re-solved. There
are three considerations which prevent Grice from being satisfied with this
attempt to make the first suggestion serviceable. Grice puts
them in what he regards as the order of increasing importance:
Consider the possible case of a percipient to whom the half-crown and the penny
look equal in size when only seen, feel equal in size when only felt, but look
unequal and feel equal when both seen and felt. This case is
no doubt fantastic, but nevertheless it seems just an empirical matter whether
or not the way things appear to one sense is affected in this sort of way by
the operation or inoperation of another sense. If such a case were
to occur, the method adumbrated in Grice’s previous paragraph would be quite
inadequate to deal with it: for equality of size would be
codetectable both with visual properties alone and with tactual properties
alone, whereas inequality in size would be codetectable neither with visual
properties alone nor with tactual properties alone. So the
percipient would, so far as this test goes, be at a loss to decide by which
sense he detected (or seemed to detect) inequality. But
Grice doubts whether this conclusion is acceptable. If it were
possible for a creature to have two different senses by each of which he
detected just the same generic properties, the test suggested could not be
applied in the case of those senses; for it depends on these
being properties accessible to one but not both oftwo senses with regard to
which it is invoked. It is far from clear to me that it is
inconceivable that just the same set of generic properties should be detectable
by either one of two different senses. Grice touches again
on this question later. Whether or not the suggested test, if
applied, would always rightly answer the question whether a given spatial
property is on a given occasion being detected by sight or touch, it seems
quite certain that we never do employ this method of deciding such a
question. Indeed there seems something peculiar about the idea of
using any method, for the answer to such a question, asked about ourselves,
never seems in the slightest doubt. And it seems rather
strange to make the difference between detecting (or seeming to detect) a given
property by sight and detecting (or seeming to detect) it by touch turn on what
would be the result of an experiment which we should never in any circumstances
perform. The first Suggestion has a further unattractive
feature. According to it, certain properties are listed as
visual properties, certain others as tactual properties, and so forth;
and to say that color is a visual property would seem to amount to
no more than saying that color is a member of a group of properties the others
of which are ... This leaves membership of the group as an
apparently arbitrary matter. Grice now wishes to see if some
general account of the notion of a visual (tactual, etc.) property could be
given if (as the second suggestion would allow) we make unhampered use of
special perceptual verbs like "see" and "look."
Grice shall go into this question perhaps rather more fully than the
immediate purposes of the discussion demand, since it seems to Grice to be of
some intrinsic interest. Grice doubts if such expressions as
"visual prop-erty" and "tactual property," have any
clear-cut accepted use, so what follows should be regarded as a preliminary to
deciding upon a use, rather than as the analysis of an existing one.
Grice shall confine himself to the notion of a visual property,
hoping that the discussion of this could be adapted to deal with the other senses
(not, of course, necessarily in the same way in each case). Grice
suggests that we take it to be a necessary (though not a suf-ficient) condition
of a property P being a visual property that it should be linguistically
correct to speak of someone as seeing that
some material thing M is P, and also (with one qualification to be mentioned
later) of some thing M as looking P to someone. Within the
class of properties which satisfy this condition Grice wants to make some
distinctions which belong to two nonindependent dimensions,one of which I shall
call "determinability," the other "complexity":
There are certain properties (for example, that of being blue) such that
if P is one of them there is no better way (though there may be an equally good
way) for Grice to make sure that a thing M is P than to satisty himself that,
observational conditions being optimal, M looks P to Grice. Such
properties Grice shall label "directly visually deter-minable."
It seems to Grice that there might be a case for labeling some
properties as visually determinable, though indirectly so.
Grice has in mind two possible kinds of indirectness.
First, it might be the case that a primary (noninferior) test for
determining whether M is P would be not just to ensure that M looked P in the
most favorable conditions for observation, but to ensure, by scrutiny, that
certain parts (in a wide sense) or elements of M had certain characteristics
and were interrelated in certain ways; it being understood
that the characteristics and relations in question are to be themselves
directly visually determinable. For Grice, though no doubt
*not* for a Chinese, the property of being inscribed with a certain Chinese
character might be of this kind; and for everyone, no doubt,
the property of having a chiliagonal surface would be of this kind.
Second, a characteristic might be such that its primary test
involved comparison of M (or its elements) with some standard specimen.
Under this head Grice means to take in both such properties as
being apple-green, for which the primary test involves comparison with a color
chart, and such a property as that of being two feet seven inches long, the
primary test for which is measurement by a ruler. It is to
be understood that the results of such comparison or measurement are to be
describable in terms of properties which are directly visually
determinable. It seems to Grice possible that "visual
characteristic" might be used in such a way that P would qualify as a
visual characteristic only if it were directly visually determinable, or in
such a way that it would so qualify if it were visually determinable either
directly or indirectly. But there also seems to be a
different, though Grice thinks linked, basis of clas-sification, which might
also be employed to fix the sense of the expression "visual
characteristic." There will be some values of P such
that an object M may be said to look P, with regard to which the
question, What is it about the way that M looks that makes
it look p?" has no answer. More
generally, it will be impossible to specify anything about the way a thing
looks, when it looks P, which will account for or determine its looking
P. One cannot, for example,specify anything about the way a
thing looks when it looks blue, which makes it look blue.
Characteristics for which this rough condition is satisfied Grice will
call "visually simple." But with regard to those
values of P which are such that a thing may look P, but which are not visually
simple, there are various possibilities: The specification of what
it is about the way a thing looks which makes it look P, or determines it to
look P, may consist in specifying certain characteristics (of the visually
determinable kind) which M has or looks to have, the presence of which
indicates more or less reliably that M is P. Warmth is such
a characteristic. In this kind of case P will not be
visually determinable, and Grice should like to say that P is not a visual
characteristic, and is neither visually simple nor visually complex.
P will be merely "visually indicable." The specification of what it is
about the way a thing M looks which makes it look P or determines it to look P
might take the form of specifying certain properties (of a visually
determinable or visually simple kind or both) the possession of which
constitutes a logically sufficient condition for being P.
The property of being lopsided might be of this kind.
A man's face could perhaps be said to be made to look lopsided by his
looking as if he had (and perhaps indeed his actually having) one ear set lower
than the other; and his actually having one ear set lower than the other would
perhaps be a logically sufficient condition of his face's being lopsided.
Characteristics belonging to this class Grice will label
"visually tightly complex." Consider such examples as
"X's face looks friendly" or "X looks tough."
Certainly friendliness and toughness are not themselves visually
determinable: and certainly the questions " What is there
about the way his face looks that makes it look friendly?"
and "What is there about the way he looks that makes him look
tough?" are in order. Nevertheless
there may be considerable difficulty in answering such questions;
and when the answer or partial answer comes, it may not amount to saying
what it is about the look of X's face (or of X) which *indicates* more or less
reliably that X *is* friendly (or tough). In such cases one
might be inclined to say that though toughness is not a visual characteristic,
being tough-looking is. The following remarks seem in
point: It might be thought necessary, for this type of
characteristic, to relax the initial condition which visual characteristics
were required to satisfy, on the grounds that one cannot speak of someone
as "looking tough-looking." But
as Albritton has pointed out to me, it does not seem linguistically improper to
say of someone that (for example) he looked tough-looking
when he stood in the dim light of the pas-sage, but as soon
as he moved into the room it could be seen that really he looked quite
gentle. Being tough-looking is in some way dependent on the
possession of visually determinable characteristics: there
would be a logical absurdity in saying that two people were identical in
respect of all visually determinable characteristics, and yet that one person
was tough-looking and the other was not. Even if one has specified to
one's full satisfaction what it is about the way X looks that make him look
tough, one has not given a logically sufficient condition for being
tough-looking. If Grice just produced a list of X's visually
determinable characteristics, the possession of which does in fact make him
look tough, no one could strictly deduce from the information given that X
looks tough; to make quite sure, he would have to look at X
himself. Though the primary test for determining whether X is tough-looking is to
see how he looks in the most favorable observational conditions, this test may
not (perhaps cannot) be absolutely decisive. If, after examination
of X, I and my friends say that X is tough-looking, and someone else says that
he is not, it need not be the case that the last-mentioned person is wrong or
does not know the language; he may for example be impressed
by some dissimilarity between X and standard tough customers, by which I and my
friends are not impressed, in which case the dissident judgment may perhaps be
described as *eccentric*, but not as wrong. In the light of
this discussion one might say that such characteristics as being tough-looking
are "visually near-determinable"; and they might also be ranked as visually
complex (in view of their dependence on visually determinable characteristics),
though "loosely complex" (in view of the non-existence of logically
sufficient conditions of their presence). The logical relations
between the different sections of the deter-minability range and those of the
simplicity-complexity range may need detailed examination. For
instance, consider the statement " The sound of the explosion
came from my right" (or " The explosion sounded as if it
were on my right"). It may be impossible to specify
anything about the way the explosion sounded which determined its sounding as
if it were on Grice’s right, in which case by my criterion being on my right
will qualify as an auditory simple property. Yet certainly
the explosion's sounding, even in the most favorable observational conditions,
as if it were on my right is a secondary (inferior) test for the location of
the explosion. So we would have an example of a property
which is auditorily simple without being auditorily deter-minable.
This may be of interest in view of the hesitation we may feel when asked
if spatial characteristics can be auditory. Grice should like to
emphasize that Grice has not been trying to legislate upon the scope to be
given to the notion of a visual characteristic, but have only been trying to
provide materials for such legislation on the assumption that the special
character of visual experience may be used to distinguish the sense of sight,
thus allowing a relatively unguarded use of such words as "look."
Let us now for a moment turn our attention to the second suggestion, the
idea that senses are to be distinguished by the special character of the
experiences which their exercise involves. Two fairly
obvious difficulties might be raised. First, that such
experiences (if experiences they be) as seeing and feeling seem to be, as it
were, diaphanous or transparent. if we were asked to pay close
attention, on a given occasion, to our seeing or feeling as distinct from what
was being seen or felt, we should not know how to proceed;
and the attempt to describe the differences between seeing and feeling
seems to dissolve into a description of what we see and what we feel.
How then can seeing and feeling have the special character which
the second suggestion requires them to have, if this character resists both
inspection and description? The second difficulty is perhaps
even more serious. If to see is to detect by means of a
special kind of experience, will it not be just a contingent matter that the characteristics
we detect by means of this kind of experience are such things as color and
shape? Might it not have been the case that we thus detected
characteristic smells, either instead of or as well as colors and shapes?
But it does *not* seem to be just a contingent fact that we do
*not* see the smells of things. The first Suggestion, on the
other hand, seems to avoid both these difficulties; the first because the
special character of the experiences connected with the various senses is not invoked,
and the second because since the smell of a thing is not listed among the
properties the (direct) detection of which counts as seeing, on this view it
emerges as *tautological* that smells cannot be seen. We seem now
to have reached an impasse. Any attempt to make the first
suggestion work leads to difficulties which seem soluble only if we bring in
the second suggestion, and the second suggestion in its turn involves
diff-culties which seem avoidable only by adopting the first suggestion.
Is it thecase, that the two criteria should be combined;
that is, is the right answer that, for anything to count as a case of
seeing, two conditions must be fulfilled: first, that the
properties detected should belong to a certain group, and
second, that the detection should involve a certain kind of experience?
But this does not seem to be a satisfactory way out;
for if it were, it would be logically possible to detect smells by means
of the type of experience characteristically involved in seeing, yet only to do
this would *not* be to see smells, since a further condition (the property
qualification) would be unfulfilled. But surely we object on
logical grounds no less to the idea that we might detect smells through visual
experiences than to the idea that we might see the smells of things:
indeed, the ideas seem to be the same. So
perhaps the criteria mentioned in the two suggestions are not
distinguishable; yet they seem to be distinct.
Maybe all is not yet lost, for there still remains the possibility that
something may be achieved by bringing into the discussion the third and fourth
suggestions. Perhaps we might save the first suggestion, and
thus eliminate the second suggestion, by combining the former with one or both
of the last two suggestions. For if to see is to detect
certain properties (from the visual list) by means of a certain sort of
mechanism (internal or external or both), the arguments previously advanced to show
the need for importing the second suggestion seem to lose their force.
We can now differentiate between the case in which a half-crown
and a penny look different in size but feel the same size and the case in
which they feel different in size but look the same size: we
shall say that in the first case by mechanism A (eyes and affection by light
waves) we detect or seem to detect difference in size while by mechanism B
(hands and pressure) we detect or seem to detect equality of size:
whereas in the second case the mechanisms are transposed.
We can also characterize the visual list of properties as those
detectable by mechanism A, and deal analogously with other lists of
properties. In this way the need to invoke the second
suggestion seems to be eliminated. Promising as this approach may
appear, Grice very much doubts if it succeeds in eliminating the need to appeal
to the special character of experiences in order to distinguish the
senses. Suppose that long-awaited invasion of the Martians takes
place, that they turn out to be friendly creatures and teach us their language:
Martian. We get on all right, except that we find no verb in
Martian which unquestionably corresponds to our verb "see."
Instead we find *two* verbs which we decide to render as yogging
and zogging. we find that (in Martian) they speak of
themselves as yogging, and also as zogging, things to be of this and that
color, size, and shape. Further, in physical appearance they
are more or less like ourselves, except that in their heads they have, one
above the other, two pairs of organs, not perhaps exactly like one another, but
each pair more or less like our eyes: each pair of organs is
found to be sensitive to light waves. It turns out that for them
yogging is dependent on the operation of the upper organs, and zogging on that
of the lower organs. The question which it seems natural to
ask is this: Are yogging and zogging both cases of seeing, the
difference between them being that yogging is seeing with the upper organs, and
zogging is seeing with the lower organs? Or alternatively,
do one or both of these accomplishments constitute the exercise of a new sense,
other than that of sight? If we adopt, to distinguish the senses,
a combination of the first suggestion (with one or both of the third suggestion
and the fourth suggestion, the answer seems clear: both
yogging and zogging are seeing, with different pairs of organs.
But is the question really to be settled so easily? Would we
not in fact want to ask whether yogging something to be round was like xogging
it to be round, or whether when something yogged blue to them this was like or
unlike its zogging blue to them? If in answer to such
questions as these they said, Oh no, there's all the
difference in the world!" Grice thinks we should be
inclined to say that either yogging or zogging (if not both) must be something
other than seeing: we might of course be quite unable to
decide which (if either) was seeing. Grice is aware that here
those whose approach is more Wittgen-steinian than Grice’s own might complain
that unless something more can be said about how the difference between yogging
and zogging might "come out" or show itself in publicly observable
phenomena, the claim by the supposed Martians that yogging and zogging
are different would be one of which nothing could be made, which would leave
one at a loss how to understand it. First, Grice is not
convinced of the need for "introspectible" differences to show
themselves in the way this approach demands (Grice shall not discuss this point
further); second, Grice thinks that if Grice has to meet
this demand, Grice can. One can suppose that one or more of
these Martians acquired the use of the lower zogging organs at some
comparatively late date in their careers, and that at the same time (perhaps
for experimental purposes) the operation of the upper yogging organs was
inhibited. One might now be ready to allow that a difference
between yogging and zogging would have shown itself if in such a situation the
creatures using their zogging organs for the first time were unable
straightaway, without any learning process,to use their "color"-words
fluently and correctly to describe what they detected through the use of those
organs.) It might be argued at this point that we have not yet
disposed of the idea that the senses can be distinguished by an amalgam of
first, third, and fourth suggestions for it is not clear
that in the example of the Martians the condition imposed by the first
suggestion is fulfilled. The thesis, it might be said, is
only upset if yogging and zogging are accepted as being the exercise of
different senses; and if they are, the Martians' color-words
could be said to have a concealed ambiguity. Much as
"sweet" in English may mean "sweet-smelling" or
"sweet-tasting," so "blue" in Martian may mean
"blue-yogging" or "blue-zogging." But if
this is so, the Martians after all do not detect by yogging just those
properties of things which they detect by zogging. To this
line of argument there are two replies: The defender of the thesis
is in no position to use this argument; for he cannot start
by making the question whether yogging and xogging are exercises of the same
sense turn on the question (inter alia) whether or not a single group of
characteristics is detected by both, and then make the question of
individuation of the group turn on the question whether putative members of the
group are detected by one, or by more than one, sense. He
would be saying in effect, "Whether, in yogging and
zogging, different senses are exercised depends (inter alia) on whether the
same properties are detected by yogging as by zogging; but whether a certain
yogged property is the same as a certain zogged property depends on whether
yogging and xogging are or are not the exercise of a single sense."
This reply seems fatal. For the circularity
could only be avoided by making the question whether "blue" in
Martian names a single property depend either on whether the kinds of
experience involved in yogging and zogging are different, which would be to
reintroduce the second suggestion, or on whether the mechanisms involved in
yogging and zogging are different (in this case whether the upper organs are
importantly unlike the lower organs): and to adopt this
alternative would, Grice thinks, lead to treating the differentiation of the
senses as being solely a matter of their mechanisms, thereby making the first
suggestion otiose. Independently of its legitimacy or illegitimacy
in the present context, we must reject the idea that if it is accepted that in
yogging and zogging different senses are being exercised, Martian color-words
will be ambiguous. For ex hypothesi there will be a very
close correlation between things yogging blue and their zogging blue, far
*closer* than that between things smelling sweet and their tasting sweet.
This being so, it is only to be expected that yogging and zogging
should share the position of arbiters concerning the color of things:
that is, "blue" would be the name of a single property,
determinable equally by yogging and zogging. After all, is
this not just like the actual position with regard to shape, which is doubly
determinable, by sight and by touch? While Grice would not wish to
quarrel with the main terms of this second reply, Grice should like briefly to
indicate why Grice thinks that this final quite natural comparison with the
case of shape will not do. It is quite conceivable that the
correlation between yogging and zogging, in the case supposed, might be close
enough to ensure that Martian color-words designated doubly determinable
properties, and yet that this correlation should break down in a limited class
of cases: for instance, owing to some differences between
the two pairs of organs, objects which transmitted light of a particular
wavelength might (in standard con-ditions) yogged blue but zogged black.
If this were so, for these cases the conflict would render
decision about the real color of the objects in question impossible.
Grice ignores the possibility that the real color might be made to
depend on the wavelength of the light transmitted, which would involve
depriving color of its status as a purely sensibly determinable property.
Grice is, however, very much inclined to think that a corresponding
limited breakdown in the correlation between sight and touch with regard to
shape is not conceivable. The nature of the correlation
between sight and touch is far too complicated a question to be adequately
treated within the compass of this essay; so Grice shall attempt only to
indicate, in relation to two comparatively simple imaginary cases, the special
intimacy of this correlation. Both cases involve
me-dium-sized objects, which are those with regard to which we are most willing
to accept the equality of the arbitraments of sight and touch. The
question at issue in each case is whether we can coherently suppose both (a)
that, in a world which in general exhibits the normal correlation between sight
and touch, some isolated object should standardly feel round but standardly
look square, and also (b) that it should be undecidable, as regards that
object, whether preference should be given to the deliverance of sight or to
that of touch. In one case Grice does not attribute to the
divergent object the power of temporarily upsetting the correlation of sight
and touch with regard to other normal objects while they are in its
vicinity. Suppose that, feeling in my pocket, I were to find
an object which felt asif it were round and flat like a penny, I take it out of
my pocket and throw it on the table, and am astonished to see what looks like a
square flat object: I find, moreover, that when surveyed by myself (and others)
from various points, it continues to look as a square object should look. I now
shut my eyes and "frame" the object by running my finger round its
edge; my finger feels to me as if it were moving in a circle. I then open my
eyes, and, since we are supposing that other objects are not affected by the
divergent one, my finger also feels to me as if it were tracing a circular
path, but not, of course, as if it were "framing" the visible outline
of the object. One possibility is that my finger is seen to
cut through the corners of the visible outline of the divergent object; and I
think that such a lack of "visual solidity" would be enough to make
us say that the object is really round, in spite of its visual
appearance. Another possibility is that the visible path of
my finger should be a circle within which the visible outline of the object is
inscribed, and that, if I try, I fail to establish visible contact between my
finger and the object's outline, except at the corners of that outline.
I suggest that if the object's outline were visually
unapproachable in this kind of way, this would very strongly incline us to say
that the object was really round; and I suspect that this inclination could be
decisively reinforced by the application of further tests of a kind to be
mentioned in connection with the second case. In a different
case Grice does attribute to the object the power of "in-fecting" at
least some other objects, in particular my finger or (more strictly) the path
traced by my finger. Suppose that, as before, when I trace
the felt outline of the divergent object, it feels to me as if my finger were
describing a circle, and also that, as before, the object looks square; now,
however, the visible path of my moving finger is not circular but square,
framing the visible outline of the object. Suppose also that
I find a further object which is indisputably round, the size of which feels
equal to the size which the divergent object is felt as having, and which (we
will suppose) is not infected by proximity to the divergent object; if I place
this unproblematic object behind the divergent one, as I move my finger around
the pair of objects, it feels as if I am continuously in contact with the edges
of both objects, but it looks as if I am in continuous contact with the
divergent object, but in only occasional contact with the normal object. (I am
taking the case in which the corners of the visible outline of the divergent
object overlap the visible outline of the normal object.)
Given this informa-tion alone, I think that it cannot be decided what the
real shape of the divergent object is; but there are various further tests
which I can make. One of these would be to put the two objects on the table,
the divergent object being on top, to place my finger and thumb so that they
are in felt contact with both objects but are visually in contact only with
opposed corners of the visible outline of the divergent ob-ject, and then raise
my hand; if thereby I lift both objects, the divergent object is really
round; if I lift only the divergent object, it is really
square. A test closely related to the foregoing would be to
discover through what sorts of aperture the divergent object could be made to
pass, on the general principle that it is square pegs which fit into square
holes and round pegs which fit into round holes. For
example, suppose I find an aperture the real shape and size of which is such
that, according to tactual comparison, it ought to accommodate the divergent
object, while according to visual comparison it ought not to do so; then
(roughly speaking) if the object can be made to pass through the aperture it is
really round; if it cannot, it is really square. It seems to me that the
decisiveness of this test can be averted only if we make one of two
suppositions. We might suppose our fantasy-world to be such
that apertures of a suitable real shape are not available to us; for this
supposition, however, to be of interest, it would have to amount to the
supposition of a general breakdown of the correlation of sight and touch as
regards shape, which is contrary to the terms of our discussion, which is
concerned only with the possibility of a limited breakdown in this respect.
Alternatively, we might suppose that when we attempt to make the
divergent object pass through a suitably chosen aperture which is really round,
it feels as if the object passes through, but it looks as if the object fails
to pass through. On this supposition there is some prospect that the real shape
of the divergent object should remain undecidable. But we must consider the
consequences of this supposition. What, for example, happens
to my finger when it is pushing the divergent object tactually, though not
visually, through the aperture? In order to keep the question of the real shape
undecidable, I think we shall have to suppose that the finger tactually moves
into the aperture, but visually remains outside. Given this as-sumption, it
seems reasonable to conclude that it will have become a practical possibility,
with regard to any object whatsoever, or at least any movable object, to
divorce its tactual location from its visual lo-cation.
Imagine, for example, that the divergent object is just outsideone end of
a suitably selected cylinder, and is attached to my waist by a string which
passes through the cylinder; now I set myself the task of drawing the object
through the cylinder by walking away. If I do not tug too hard, I can ensure
that tactually my body, together with any objects attached to it, will move
away from the cylinder, while visually it will not. And one might add, where
shall I be then? Grice suggests, then, that given the existence of
an object which, for the Martians, standardly x-ed blue but y-ed black (its
real color being undecidable), no conclusion could be drawn to the effect that
other objects do, or could as a matter of practical possibility be made to, x
one way and y another way either in respect of color or in respect of some other
feature within the joint province of x-ing and y-ing; given, on the other hand,
the existence of an object which, for us, standardly felt one shape and looked
another, then either its real shape would be nonetheless decidable, or it would
be practically possible to disrupt in the case of at least some other objects
the correlation between sight and touch as regards at least one feature falling
within their joint domain, namely spatial location; at least some objects could
be made standardly to feel as if they were in one place and standardly to look
as if they were in another. Whether such notions as those of
a material object, of a person, and of human action could apply, without
radical revision, to such a world, and whether such a world could be coherently
supposed to be governed by any system of natural laws, however bizarre, are
questions which I shall not here pursue. Compare the
Molyneux problem. It has been properly objected against me
that, in comparing the possibility of a limited breakdown in the correlation
between x-ing and y-ing with the possibility of a corresponding limited
breakdown in the correlation between sight and touch, I have cheated.
For whereas I consider the possibility that a certain class of
objects might x blue but y black, I consider only the possibility that a
certain isolated object should standardly feel round but look square: I have
failed to consider the possibility that, for ex-ample, objects of a particular
felt size which feel round should look square and that there should therefore
be no normal holes to use for testing divergent objects. Grice can
here do no more than indicate the lines on which this objection should be
met. The supposed limited breakdown cannot be restricted to
objects of particular shapes, since the dimensions of objects and of holes can
be measured both tactually and visually by measuring rods: and what happens
when a divergent measuring rodis bent double? Any
shape-divergent object would be tolerated tactually but not visually (or vice
versa) by normal holes (if available) of more than one specifically different
size. Consequently, since we are ruling out a general breakdown of the
correlation between sight and touch as regards the shapes in question, there
must be at least some normal holes which will tolerate tactually but not
visually (or visually but not tactually) at least some divergent objects: and
this is enough for my purpose. To return to the main topic, Grice
hopes that he has put up a fair case for supposing that second suggestion
cannot be eliminated. How then, are we to deal with the
difficulties which seemed to lead us back from the second suggestion to the
first suggestion, with a consequent impasse? The first of these was
that such an alleged special experience as that supposedly involved in seeing
eluded inspection and description. I think that this objection conceals an
illegitimate demand. We are being asked to examine and
describe the experience we have when we see, quite without reference to the
properties we detect or think we detect when we see. But this is impossible,
for the description of the experiences we have when we see involves the mention
of properties we detect or seem to detect. More fully, the way to describe our
visual experiences is in terms of how things look to us, and such a description
obviously involves the employment of property-words. But in
addition to the specific differences between visual experiences, signalized by
the various property-words employed, there is a generic resemblance signal-ized
by the use of the word "look," which differentiates visual from
nonvisual sense-experience. This resemblance can be noticed
and la-beled, but perhaps not further described. To object
that one cannot focus one's attention, in a given case, on the experience of
seeing, as distinct from the properties detected, is perhaps like complaining
that one cannot focus one's attention on the color of an object, ignoring its
particular color. So the initial assumption of the
independence of suggestions (I) and II) has broken down: how extensive the
breakdown is could be determined only by going on to consider how far
differences in character between things reduce to differences between the
experiences which people have or would have in certain circum-stances. This
would involve a discussion of traditional theories of perception for which at
the moment I have neither time nor heart. The second difficulty is
that of explaining why, if sight is to be distinguished from other senses by
the special character of the experiences involved in seeing, there is a logical
objection to the idea thatwe might detect (say) the smells of things by means
of experience of the visual type. Why can we not see the smell of a rose? Well,
in a sense we can; a rose can (or at any rate conceivably might) look
fra-grant. But perhaps the objector wants us to explain why a rose cannot look
fragrant in the same sense of "look" in which it may look red.
The answer here is presumably that had nature provided a closer
correlation between the senses of sight and smell than in fact obtains, the
word "fragrant" might have been used to denote a doubly determinable
property: in which case roses could have been said to look fragrant in just the
sense of "look" in which they now look red. But of
course the current rules for the word "fragrant" are adapted to the
situation actually obtaining. If, however, the objector is asking us to explain
why, on our view, given that fragrance is merely an olfactorily determinable
property, it is not also at the same time a visually determinable property,
then perhaps we may be excused from replying. H. P. Grice. The Causal
Theory of Perception has for some time received comparatively little attention,
mainly, Grice suspects, because it has been generally assumed that the theory
either asserts or involves as a consequence the proposition that a material or
physical thing is unobservable, and that the unacceptability of this
proposition is sufficient to dispose of the theory. Grice is inclined to
regard this attitude to the causal theory of perception as unfair or at least
unduly unsympathetic and Grice shall attempt to outline a thesis which might
not improperly be considered to be a version of the causa theory of perception,
and which is, if not true, at least not too obviously false. What is to
count as holding a causal theory of perception? Grice shall
take it as being insufficient merely to believe that the perception of a
material or physical thing is always to be causally explained by reference to
conditions the specification of at least one of which involves a mention of the
thing claimed to be perceived; that, for example, the
perception is the terminus of a causal sequence involving at an earlier stage
some event or process in the history of the perceived thing. Such a
belief does not seem to be philosophical in character; its
object has the appearance of being a very general contingent proposition;
though it is worth remarking that if the version of the causal theory of
perception with which Grice shall be primarily concerned is correct, it (or
something like it) will turn out to be a necessary rather than a contingent
truth. It may be held that the elucidation of the notion of
perceiving a material or physical thing will include some reference to the role
of the material or physical thing perceived in the causal ancestry of the
perception or of the sense-impression or sense-datum involved in the
perception. This contention is central to what I regard as a
standard version of the causal theory of perception. It
might be held that it is the task of the philosopher of perception, not to
elucidate or characterize the ordinary notion of perceiving a material or
physical thing, but to provide a rational reconstruction of it, to replace it
by some concept more appropriate to an ideal or scientific language.
It might further be suggested that such a redefinition might be
formulated in terms of the effect of the presence of a thing upon the observer's
sense-organ and nervous system or upon his behavior or
"behavior-tendencies" or in terms of both of these effects.
A view of this kind may perhaps deserve to be called a causal
theory of perception; but Grice shall not be concerned with
theories on these lines. Grice shall distinguish from the
adoption of a caussl theory of perception the attempt to provide for a wider or
narrower range of propositions ascribing properties to a material or physical
thing a certain sort of causal analysis: the kind of
analysis which Gricd has in mind is that which, on one possible interpretation,
Locke could be taken as suggesting for ascriptions of, for example, color and
temperature; Locke might be understood to be holding that
such a proposition asserts that a thing would, in certain standard con-ditions,
cause an observer to have certain sorts of ideas of sense-impressions.
In Price's Perception,'there appears a preliminary formulation of the
causal theory of perception which would bring it under the second of the
headings distinguished in the previous paragraph. The causal
theory of perception is specified as maintaining that in
the case of all sense-data (not merely visual and tactual) "belonging
to" simply means being caused by, so that "Material
thing M is present to Grice’s senses" will be
equivalent to "Material thing M causes a sense-datum
with which Grice is acquainted"; — that consciousness
is fundamentally an inference from effect to cause. Since it
is, Grice thinks, fair to say that the expression
"present to Grice’s senses" was introduced
by Price as a special term to distinguish one of the possible senses of the
verb "perceive," the first clause of the quotation above may be taken
as propounding the thesis that " Grice is perceiving Material
Thing M (in one sense of that expression)
is to be regarded as equivalent to Grice is having or
sensing a sense-datum which is caused by material thing M. The
second clause Grice shall for the time being ignore. Grice shall
proceed to consider at some length the feature which this version of the causal
theories of perception shares with other noncausa theories of perception,
namely, the claim that perceiving a material thing involves having or sensing a
sense-datum; for unless this claim can be made out, the
special features of the causal theory of perception become otiose.
The primary difficulty facing the contention that perceiving involves having or
sensing a sense-datum is that of giving a satisfactory explanation of the
meaning of the technical term "sense-datum." One
familiar method of attempting this task is that of trying to prove, by means of
some form of the Argument from Illusion, the existence of things of a special
sort for which the term "sense-datum" is offered as a
class-name. Another method - that adopted in a famous
passage by Moore — is that of giving directions which are designed to
enable one to pick out items of the kind to which the term
"sense-datum" is to be applied. The general
character of the objections to each of these procedures is also familiar, and
Grice shall, for present purposes, assume that neither procedure is
satisfactory. Various philosophers have suggested that though
attempts to indicate, or demonstrate the existence of, a special thing to be
called a sense-datum have all failed, nevertheless the expression
"sense-datum" can (and should) be introduced as a technical
term; its use would be explicitly defined by reference to
such supposedly standard locutions as " So-and-so looks @
(e.g., blue) to me," "It looks (feels) to me as if
there were a d so-and-so," "I seem to see
something ," and so on. Now as the
objection to such proposals which Grice has in mind is one which might be
described as an objection in principle, it is not to Grice’s present purpose to
consider how in detail such an explicit definition of the notion of a
sense-datum might be formulated. Grice should, how-ever, remark
that this program may be by no means so easy to carry through as the casual way
in which it is sometimes proposed might suggest; various
expressions are candidates for the key role in this enterprise, such as
"looks" ("feels," etc.),
"seems," "appears," —
as in Bradley — and the more or less subtle differences
between them would have to be investigated; pārĕo (parrĕo ), ŭi,
pārĭtum, 2, v. n. intr. form of paro, to make ready; părio, to bring forth;
hence, to be ready, at hand, I.to come forth, appear, be visible,
show one's self; to be present or at hand. I. Lit. (rare; “not in Cic. or
Cæs.): immolanti jocinerareplicata paruerunt,” Suet. Aug. 95: “quoties
paruitHermogenes,” Mart. 12, 29, 18: “haec (fenestra) videtInarimen, illi
Prochyta aspera paret,” Stat. S. 2, 2, 76: “quae si parent simul,”
Quint. 1, 12, 4: “caeli cui sideraparent,” are open, intelligible, Verg.
A. 10, 176; cf. Suet. Calig. 8.—So freq. in eccl. Lat.: “parebit signum
filiihominis in caelo,” Vulg. Matt. 24, 30.—Impers.: “paret = videtur: si
paret eum dare oportere,” Gai. Inst. 3, 91; 4, 4; 34 al.— II. In
partic. A. To appear (as a servant) at a person's commands, to attend,
wait upon (very rare, for the usual apparere): “magistratibus in provincias
euntibusparere et praeministrare servorum vice,” Gell. 10, 3, 19: “ad
memoriam,” Spart. Pesc. 7.— 2. Transf. a. To obey, be obedient to; to
submit to, comply with (the class. signif. of the word; “syn.: oboedio,
obsequor, obtempero): parere, obedire,” Fest. p. 221 Müll.: animadverte
ac dicto pare, Enn. ap. Cic. Rab. Post. 11, 29 (Trag. v. 299 Vahl.): “hic parebit et
oboedietpraecepto illi veteri,” Cic. Tusc. 5, 12, 36: “oboedire et parere
alicujusvoluntati,” id. N. D. 1, 8, 19: “non utpareret et dicto audiens
esset huicordini, etc.,” id. Phil. 7, 1, 2: “(nosterpopulus) in bello sic paret, ut
regi,” id. Rep. 1, 40, 163: “legibus,” id. Off. 2, 11, 40:
“religionibus,” id. N. D. 2, 3, 8: “imperio,” Caes. B. G. 5, 2:
“populo patiente atque parente,” Cic. Rep. 2, 36, 61: “alicujus
imperiis,” Juv. 14, 331.—Impers. pass.: “dictoparetur,” Liv. 9, 32:
“remissiusimperanti melius paretur,” Sen. Clem. 1, 24, 1: “ut arbitri
sententiaepareatur,” Dig. 4, 8, 23: “si paritumfuerit condicioni,”
ib. 40, 4, 12.— Poet., with respective acc.: “non adeoparebimus omnia
matri,” Stat. Ach. 1, 660. —Of inanim. and abstr. subjects: “lucra
petituras freta per parentiaventis Ducunt instabiles sidera certarates,”
Tib. 1, 9, 9; cf. Ov. M. 8, 472; Quint. 11, 3, 65.— b. To be subject to,
dependent on; to be subservient to: “nulla fuit civitas, quin Caesari
pareret,” Caes. B. C. 3, 81: “oppidum, quod regi paret,” Plin. 6,
28, 32, § 145: “negat se ei parereposse qui se feminam malit esse,
quamvirum,” Just. 1, 3, 3: “quae hominesarant, navigant, aedificant,
virtutiomnia parent,” Sall. C. 2, 7; Hor. S. 2, 3, 96.— c. To submit to,
comply with, indulge, gratify, yield to: “necessitati,” Cic. Or. 60, 202:
“et tempori et voluntati,” id. Vatin. 1, 2: “cupiditatibus,” id.
Fin. 1, 16, 53: “dolori et iracundiae,” id. Att. 2, 21, 4: “extremo
furori,” Val. Fl. 7, 154.— d. To yield to one's promises or
representations, to fulfil, accomplishthem; to satisfy, give, pay:
“promissis,” Ov. F. 5, 504: “pensionibus,” Dig. 19, 2, 54: usuris,
Cod. 4, 26, 8.— — B. Impers.: paret, it is clear, evident, manifest(class.):
“quid porro quaerendum est? factumne sit? at constat. A quo? at paret,”
Cic. Mil. 6, 15.—Esp. in the formula si paret, if it appear, if it be proved,
Cic. Rosc. Com. 4, 11; id. Verr 2, 2, 12, § 31; cf.: “si paretadversum edictum
fecisse,” id. ib. 2, 3, 28, § 69; 2, 3, 22, § 55; Fest. p. 233 Müll.:
“paritum est,” Dig. 31, 1, 67; ib. 6, 1, 5; Petr. 137; cf. II. 2. a.
supra.—Hence, pārens , entis, P. a., obedient: “parentioresexercitus,”
Cic. Off. 1, 22, 76 (al. paratiores).— II. Subst.: pārens , entis, comm., a
subject: “parentesabunde habemus,” Sall. J. 102, 7: “vi quidem
regerepatriam aut parentes quamquam possis, etc.,” id. ib. 3, 2: “ex
voluntate parentium occupare principatum,” Vell. 2, 108; and so Tac. A.
1, 59, acc. to Bötticher (but parentes, in this passage, signifies parents; cf.
Kritz on Sall. C. 6, 5). and furthermore, even if one has decided
on a preferred candidate, not all of its uses would be suitable; if,
for example, we decide to employ the expressions "looks," etc., are
we to accept the legitimacy of the sentence "It looks indigestible to
me" as providing us with the sense-datum sentence "I am having an
indigestible visual sense-datum"? A general objection to the
suggested procedure might run as fol-lows: When someone
makes such a remark as " It appears red to me,"
a certain implication is carried, an implication which is
disjunctive in form. It is implied either that the thing
referred to is known or believed by the utterer not to be red, or that it has
been denied by someone else to be red, or that the utterer is doubtful whether
it is red, or that someone else has expressed doubt whether it is red, or that
the situation is such that though no doubt has actually been expressed and no
denial has actually been made, some person or other might feel inclined toward
denial or doubt if he were to address himself to the question whether the thing
REALZlH IS — and not just appears red. Bradley, Appearance and
Reality. This may not be an absolutely exact or complete
characterization of the implication, but it is perhaps good enough to be going
on with. Let us refer to the condition which is fulfilled
when one or the other of the limbs of this disjunction is true as the doubt or
denial" condition. Now we may perhaps agree that there is
liable to be something odd or even absurd about employing an "It appears
to me" locution when the appropriate doubt or denial condition is fairly
obviously not fulfilled; there would be something at least
prima facie odd about zgrice saying " That
appears red to me" not as a joke) when I am confronted
by a British pillar-box in normal daylight at a range of a few feet.
At this point my objector advances a twofold thesis
that it is a feature of the use, perhaps of the meaning, of such
locutions as "appears to me" that they should carry the implication
that the doubt or denial condition is fulfilled, and that if they were uttered
by an utterer who did not suppose this condition was fulfilled, he would be
guilty of a misuse of the locution in question unless of course he were
intending to deceive his addressee into thinking that the condition was
fulfilled), and that in cases where the doubt or denial condition
is unfulfilled, the utterance employing the "Appears to
me" locution, so far from being unin-terestingly true,
is neither true nor false. Thus armed, my objector now
assails the latter-day sense-datum theorist. Our everyday
life is populated with cases in which the sensible characteristics of the
things we encounter are not the subject of any kind of doubt or
controversy; consequently there will be countless situations
in which the employment of the appears to Grice
idiom would be out of order and neither true nor false.
But the sense-datum theorist wants his sense-datum statements to be such
that some one or more of them is true whenever a perceptual statement is
true; for he wants to go on to give a general analysis of a
perceptual statement in terms of the notion of sense-data.
But this goal must be unattainable if "appears to
Grice statements (and so sense-datum statements) can be truly made
only in the less straightforward perceptual situations; and
if the goal is unattain-able, the causal theory of perception collapses.
It is, of course, possible to take a different view of the linguistic
phenomena outlined in my previous paragraph. One may contend
that if Grice were to say " it appears red to me"
in a situation in which the doubt or denial condition is not
fulfilled, what Grice says is (subject to certain qual-ifications) true, not
"neuter"; while admitting that, though true, it
might be very misleading and that its truth might be very boring and its
misleadingness very important, one might still hold that its
suggestio falsi Maddock 1815 — suppressio veri
is pertectly compatible with its literal truth. Furthermore,
one might argue that though perhaps someone who, without intent to deceive,
employed the "it appears to me"
locution when he did not suppose the doubt or denial condition to be
fulfilled would be guilty in some sense of a misuse of language, he could be
said not to be guilty of a misuse of the particular location in question;
for, one might say, the implication of the fulfillment of the
doubt or denial condition attaches to such locutions not as a special feature
of the meaning or use of these expressions, but in virtue of a general feature
— or principle — of the use of language. The mistake of
supposing the implication to constitute a "part of the meaning"
of "appears to me" is somewhat
similar to, though more insidious than, the mistake which would be made if one
supposed that the so-called implication — or expression — that one believes it
to be raining was "a part of the meaning" of the expression "it
is raining." The short and literally inaccurate reply
to such a supposition might be that the so-called implication attaches because
the expression is a propositional one, not because it is the particular
propositional expression which it happens to be. Until fairly
recently it seemed to Grice to be very difficult indeed to find any arguments
which seemed at all likely to settle the issue between these two
positions. One might, for example, suggest that it is open
to the champion of sense-data to lay down that the sense-datum sentence
" Grice has a pink sense-datum"
should express truth if and only if the facts are as they would have to be
for it to be true, if it were in order, to say
"Something looks pink to Grice” even though it may not
actually be in order to say this (because the doubt or denial condition is
un-fulfilled). But this attempt to bypass the objector's
position would be met by the reply that it begs the question;
for it assumes that there is some way of specifying the facts in
isolation from the implication standardly carried by such a specification;
and this is precisely what the objector is denying.
As a result of frustrations of this kind, Grice was led to suspect that
neither position should be regarded as right or wrong, but that the linguistic
phenomena could be looked at in either way, though there might be reasons for
preferring to adopt one way of viewing them rather than the other;
that there might be no proofs or disproofs, but only inducements.
On this assumption Grice was inclined to rule against his
objector, partly because his opponent's position was more in line with the kind
of thing Grice was inclined to say about other linguistic phenomena which are
in some degree compa-rable, but *mainly* because the objector's short way with
sense-data is an even shorter way with skepticism about the material
world; and Grice thinks a skeptic might complain that though
his worries may well prove dissoluble, he ought at least to be able to state
them; if we do not allow him to state them, we cannot remove
the real source of his discomfort. However, Grice is now
inclined to think that the issue is a decidable one, and that Grice’s
objector's position is wrong and that of his opponent right.
Grice shall attempt to develop a single argument (though no doubt there
are others) to support this claim, and as a preliminary, Grice shall embark on
a discursus about certain aspects of the concept or concepts of implication,
using some more or less well-worn examples. The section is
omitted, since the material which it presents is substantially the same as that
discussed in Essay 2, under the title "Logic and
Conversation." Under the general heading of
"Implica-tion," Grice introduces four main examples, one exemplifying
what is commonly called the notion of "presupposition,"
Have you stopped beating your wife? the other three being
instances of what Grice later called "implicature,""
in one case of conventional implicature
She was poor but she was honest and in the other two of
nonconventional implicature. Particularised: He
has beautiful handwriting Generalised My wife is in
the kitchen or in the bedroom. With regard to the selected
examples Gricd raises four different questions, on the answers to which
depended some important distinctions between the examples. These
questions were whether the truth of what is implied is a
necessary condition of the original statement's possessing a truth-value,
what it is that is properly regarded as the vehicle of
implication, whether the implication possesses one or both
of the features of detachability and cancelability, and
whether the presence of the implication is or is not a matter of the
meaning of some particular word or phrase. Grice also raises the
question of the con-nection, in some cases, of the implication and a general
principles governing the use of language, in particular with what Grice later
called the first conversational maxim of Quality.
Quantity On the basis of this material Grice suggests the
possibility of the existence of a class of nonconventional implications which
Grice later called conversational implicatures. Let us now revert
to the main topic of this section of Grice’s essay, Let us call a
statement of the type expressible by such a sentence as
"it appears red to me" an A-statement.
What are we to say of the relation between an Appearance-statement
and the corresponding doubt or denial condition, in terms of the ideas
introduced in the previous subsection? Or, rather, since
this might be controversial, what would Grice’s objector think it correct to
say on this subject? As I have represented his position, he is
explicitly committed to holding that the fulfillment of the appropriate doubt
or denial condition is a necessary precondition of statement of
appearance being either true or false. He is also more or
less explicitly committed to holding that the implication that the doubt or
denial condition is fulfilled is a matter of the meaning of the word
"appears" — or of the phrase "
appears to Grice that, for example, someone who failed to realize
that there existed this implication would thereby show that he did not fully
understand the meaning of the expression or phrase in question. It
is conceivable that this last-mentioned thesis is independent of the rest of
his position, that he could, if necessary, abandon it without destroying the
remainder of his position. Grice shall not, there-fore, in what
follows address himself directly to this point, though Grice has hopes that it
may turn out to be solutum ambulando. Next, he would, Grice
thinks, wish to say that the implication of the fulfillment of the doubt or
denial condition is neither detachable nor cancelable; but even if
he should wish to say this, he certainly must say it if his objection is to be
of any importance. For if the implication is detachable or
cancelable, all that the sense-datum theorist needs to do is to find some form
of words from which the implication is detached or in which it is canceled, and
use this expression to define the notion of a sense-datum.
It is not enough that some ways of introducing sense-data should be
vulnerable to his objection. It is essential that all should be
vulnerable. Finally, it is not obvious that he is committed
either to asserting or to denying any of the possibilities as regards what may
be spoken of as being the vehicle of implication, so Grice shall not at the
moment pursue this matter, though Grice shall suggest later that he can only
maintain his position by giving what in fact is certainly a wrong answer to
this question. It is now time for the attack to begin.
It seems to Grice that the contention that the fulfillment of the doubt
or denial condition is a necessary condition of the truth or falsity of an
statement of appearance cannot be upheld (at any rate in its natural
interpretation). For a statement of appearance can certainly
be false, even if the doubt or denial condition is unfulfilled.
Suppose that Grice is confronted in normal daylight by a perfectly normal
pillar-box; suppose further that Grice is in the presence of
a normal unskepti-cal companion; both he and Grice know
perfectly well that the pillar-box is red. However, unknown to
him, Grice suffers chronically from Smith's Disease, attacks of which are not
obvious to another party; these attacks involve, among other
things perhaps, the peculiarity that at the time a red thing appears some quite
different color to Grice, Grice knows that he has this disease,
and he is having (and knows that he is having) an attack at the moment.
In these circumstances Gtice says That pillar-box appears
red to me." Grice would suggest that here the doubt or denial
condition is not fulfilled; Grice’s companion would receive
Grice’s remark with just that mixture of puzzlement and scorn which would
please my objector; and yet when Grice’s companion learns
about Grice’s attack of Smith's Disease, he would certainly think that what
Grice said is false. At this point it might perhaps be suggested
that though Grice has succeeded in producing an example of a statement of
appearance which would be false, Grice has not succeeded in producing an
example of a statement of appearance which is false when the doubt or denial
condition is unfulfilled; for in fact the Doubt or denial
condition is fulfilled. For the speaker in Grice’s little
story, it might be said, has some reason to doubt whether the pillar-box before
him is red, and this is enough to ensure the fulfillment of
the condition, even though the speaker also has information - e.g., that this
is the pillar-box he has seen every day for years, and that it has not been
repainted, and so on — which enables him entirely to discount this prima facie
reason for doubt. But this will not do at all.
For what is this prima facie reason for doubting whether the pillar-box really
is red? If you like, it is that it appears blue to
him. I don’t know if Someone is not having a green sense
datum — negation and privation. But this is an unnecessarily
specific description of his reason; Its appearing blue to
him only counts against its really — or in reality, not in appearance — being
red because its appearing blue is a way of failing to appear red;
there need be nothing specially important about its appearing blue as
distinct from appearing any other color, except red. So this
rescue attempt seems to involve supposing that one way of fulfilling the
precondition of a statement of appearance’s having a truth-value at all
consists in its having the truth-value F, or at least in some state of affairs
which entails that it has the truth-value F. But surely,
that a statement should be false cannot be one way of fulfilling a precondition
of that statement's having a truth-value; the mere fulfillment of
a precondition of a statement's having a truth-value ought to leave it open (to
be decided on other grounds) which truth-value it has. Let us
assume that this rearguard action has been disposed of. Then
it is tempting to argue as follows: Since the objector can
no longer maintain that fulfillment of the doubt or denial condition is a
prerequisite of an statement of appearance’s having a truth-value, he will have
to admit that fulfillment is at most a partial truth-condition, albeit of a
special kind — i.e., is one of the things which have to be the case if the
statement is to be true. It cannot be the only truth-condition, so
there must be another truth-condition; indeed, we can say what this
is in the light of the preceding argument; it consists in the
nonfulfillment of the statement's falsity-condition or falsity-conditions
(which have just been shown to be independent of the doubt or denial
condition); to put it less opaquely, it consists in there
being nothing to make the statement of appearance false. But
now, it may be thought, all is plain sailing for the sense-datum
theorist; he can simply lay down that a sense-datum sentence
is to express a truth if and only if the second truth-condition of the corresponding
statement of appearance is fulfilled, regardless of whether its first
truth-condition (the doubt or denial condition) is fulfilled. It
will be seen that the idea behind this argument is that, once the objector has
been made to withdraw the contention that the fulfillment of the doubt or
denial condition is a condition of a statement of appearance’s having a
truth-value, he can be forced to withdraw also the contention that the
implication that the doubt or denial condition is fulfilled is nondetachable;
and this destroys his position. So far so good,
perhaps, but unfortunately not yet good enough. For the objector
has a powerful-looking reply at his disposal. He may
say: Once again you are covertly begging the question.
You are assuming, quite without justification, that because one
can, in some sense, distinguish the second truth-condition from the first, it
is therefore the case that the implication of the fulfillment of the first —
doubt or denial — condition is detachable; that is,
that there must be a way of specifying the second condition which
does not carry the implication that the first condition is fulfilled.
But your argument has certainly not proved this conclusion.
Consider a simple parallel: it is perfectly
obvious that things which are NOT vermilion in color may or may not be
red; so being red is not a necessary falsity-condition of
being vermilion. It is also true that being red is only a
partial truth-condition of being vermilion if what this means is that
to establish that something is red is
not enough to establish that it is
vermilion. But it does not follow (and indeed it is false)
that there is any way of formulating a supplementary truth-condition for a
thing’s being vermilion which would be free from the implication that the
object in question is red. This non sequitur is very much
the same as the one of which you are guilty; the fulfillment
of the doubt or denial condition may perfectly well be only a truth-condition
of a statement of appearance and only one of a pair of truth-conditions at
that, without its being the case that the implication of its fulfillment is
detachable." He may also add the following point:
Though the contention that the fulfillment of the doubt of denial
condition is a precondition of the truth or falsity of the corresponding
statement of appearance cannot be upheld under the interpretation which you
have given to it, it can be upheld if it is given another not unnatural interpretation.
I cannot, in view of your counterexample, maintain that for a
statement of appearance to be true, or again for it to be false, the doubt or
denial condition must be fulfilled. But I can maintain that the
doubt or denial condition's fulfillment is a condition of truth or falsity of a
statement of appearance in the following sense, namely that if the doubt or
denial condition is fulfilled, T and F are the two possibilities between which,
on other grounds, the decision lies (i.e., N is excluded):
whereas if the doubt or denial condition is not fulfilled, one has to
decide not between these possibilities, but between the possibilities N and F
(i.e., T is excluded.)" This onslaught can, Grice thinks, be met,
though at the cost of some modification to the line of argument against which
it was directed. Grice thinks that the following reply can
be made: There is a crucial difference between the two cases
which you treat as parallel. Let us endeavor to formulate a
supplementary truth-condition for the form of statement
"x is vermilion"; we might suggest the
condition that x has the feature which differentiates a vermilion thing from
other red things. But to suppose that x satisfies this
condition, but does not satisty the first truth-condition, namely that x should
be red, would be to commit a logical absurdity; x cannot logically
differ from red things which are not vermilion in just the
way in which vermilion things differ from red things which are not vermilion,
without being red. Consequently one cannot assert, in this
case, that the second truth-condition is fulfilled without its being implied
that the first is fulfilled, nor can one go on to cancel this
implication. But in the case of a statement of appearance
there is no kind of logical implication between the second truth-condition and
the first. For one thing, if there were such a logical
connection, there would also have to be such a logical connection between the
statement of appearance itself and the fulfillment of the doubt or denial
condition; and if this were so, the implication that the
doubt or denial condition is fulfilled would have to be carried by what was
said or asserted by the utterance of a statement of appearance.
But that this is not so can be seen from the unacceptability of such a
hypothetical as 'If this pillar-box appears red to me, I or
someone else is, or might be, inclined to deny that it is in reality red or to
doubt whether it is in reality red. For another thing, it is
surely clear that if Grice were now to say ‘Nothing is the
case which would make it false for Grice to say that the palm of this hand
appears pink to Grice, though Grice does not mean to imply that Grice or anyone
else is, or might be, inclined to deny that, or doubt whether, it is in reality
pink.’ this would be a perfectly intelligible remark even though
it might be thought both wordy and boring. Indeed, Grice is
prepared actually to say it. Consequently, although you may
be right in claiming that it has not been shown that the implication of the
fulfillment of the doubt or denial condition is detachable (and indeed it may
well be non-detachable), you must be wrong in thinking that this implication is
not cancelable. Admittedly there is at least one case in
which an implication which is not logical in character is at least in a sense
noncancelable; we found one in considering example of
conventional implicature: She was poor but she was honest
And her parents were the same Till she met a city fella And she
lost her honest name. But if we look a little more closely, we can
see that the reason why the implication here is, in a sense, not cancelable is
just that it is detachable — by the use of "and': She was
poor AND she was honest. More fully, the reason why it would be
peculiar to say She was poor but she was honest — though I
do not mean to imply that there is any contrast between her poverty and her
honesty. is that anyone who said this would have first gone out of
his way to find a form of words which *introduced* the implication, and then
would have gone to some trouble to take it out again. Why
didn't he just leave it out? The upshot is that if you say
that the implication of the fulfillment of the doubt or denial condition is not
logical in character and not detachable, you must allow that it is
cancelable. And this is all that the sense-datum theorist
needs. If there is an answer to this argument, Grice does not at
present know what it is. Grice concludes by making an few
auxiliary points. If Grice right in thinking that his objector has
gone astray, Grice I thinks that he can suggest a possible explanation of his
coming to make his mistake. His original resistance to
attempts to distinguish between the facts stated by a statement of appearance
and the fulfillment of the doubt or denial condition arose, Grice thinks, from
a feeling that if the doubt or denial condition were unfulfilled, there
would be no facts to state; and this feeling is, Grice
suspects, the result of noticing the baffling character that the utterance of a
statement of mere appearance would have in certain circumstances.
But precisely what circumstances? Grice thinks that
the sort of imaginary example the objector has in mind may be the
following: Grice and a companion are standing in front of a
pillar-box in normal daylight. Each of us has every reason to
suppose that the other is perfectly normal. In these circumstances
he says out of the blue This pillar-box appears red to
me. and (it is assumed) that Grice is not allowed to take this as
a joke. So Grice is baffled. Grice does not
know what to make of his companion’s utterance. But surely
the reason why Grice is baffled is that Grice cannot see what communication
function Grice’s companion intends his utterance to fulfill;
it has the form of an utterance designed to impart information.
But what information could he possibly imagine would be imparted to
Grice which Grice does not already possess? So of course
this utterance is baffling. But what the objector may not
have noticed is that if in these circumstances my companion had said not
"This pillar-box looks red to me"
but “This pillar-box is in reality red,"
Grice’s companion’s utterance would have been equally baffling —
if not more baffling. Grice’s point can be stated more
generally. The objector wants to attribute to a statement of
mere appearance certain special features (e.g., that of being neither T nor Fin
certain circumstances) which distinguish them from at least some other
statements. If so, he cannot derive support for his thesis
from the fact that the utterance of a statement of mere appearance would be
baffling in certain circumstances, when those circumstances are such that (ти-tatis mutandis) they would make any statement
whatever baffling. He ought to take as his examples not a
statement of mere appearance made about a thing which both utterer and addressee
can see perfectly clearly, but a statement of appearance made about a thing
which the utterer can see but the addressee cannot. But when
the examples are thus changed, his case seems much less plausible.
If I am asked to indicate what it would be right to say about a statement of
mere appearance and the implications involved in these utterances, I shall
answer: very much the same sort of thing as I have earlier in this essay
suggested as regards a disjunctive statement like My wife is in
the kitchen or the bedroom Generalised conversational
implicature. Grice does not want to duplicate his earlier remarks,
so he will deal with this very briefly. The fulfillment of
the relevant doubt or denial condition is not a condition either of the truth
or of the falsity of a statement of mere appearance vis-a-vis a statement of
reality, though if this condition is not fulfilled the utterance of the
statement of appearance may well be extremely misleading (in its
implication). Like his examples above, we may speak either of the
utterer or of his saying what he did say as vehicles of the implication;
the second of these possibilities is important in that, if Grice
is right about it, it leads to a further point. The
implication is not detachable in any official sense. For if
the implication can be regarded as being carried by his saying that (rather
than something else), for example, his mentioning this fact or putative fact
rather than some other fact or putative fact, it seems clear that any other way
of stating the same fact or putative fact would involve the same implication as
the original way of stating the fact in question. Comparably
with Grice’s examples, the implication is detachable in the further possible
nonofficial sense which I referred to earlier in connection with
“My wife is in the kitchen or in the bedroom”; there
will be some conditions of utterance in which the implication is no longer
carried, for example, if Grice is talking to jos oculist about how things appear
to Gricd. The implication is cancelable (Grice needs say no more
about this). As in the case of example
“My wife is in the kitchen or in the bedroom, the reason why
the implication is standardly carried is to be found in the operation of some
such general principle as that giving preference to the making of a stronger
rather than a weaker statement in the absence of a reason for not so
doing. But what of the English love for meiosis!?
The implication therefore is not of a part of the meaning of the
expression "appears to Grice.” There is, however, here
an important difference between the case of a statement of mere appearance
vis-a-viz a statement of reality, and that of disjunctives.
A disjunctive is weaker than either of its disjuncts in a straightforward
logical sense, namely, it is entailed by, but does not entail, each of its
dis-juncts. The statement " It appears red
to Grice is not, however, weaker than the statement "
it is in reality red" in just this sense;
neither statement entails the other. Grice
thinks that one has, nevertheless, a strong inclination to regard the first of
these statements as weaker than the second; But Grice shall
not here attempt to determine in what sense of "weaker" this may be
true. The issue with which Grice has been mainly concerned may be
thought rather a fine point, but it is certainly not an isolated one.
There are several philosophical theses or dicta which would, Grice
thinks, need to be examined in order to see whether or not they are
sufficiently parallel to the thesis which Grice has been discussing to be
amenable to treatment of the same general kind. Examples which
occur to Grice are the following: You cannot see a knife as
a knife, though you may see what is not a knife as a knife.
Witters tr. by Anscombe. If the American philosopher Malcolm
is right, when Moore said he knew that the things before him were human hands,
Moore was guilty of misusing — or ab-using — the word "know."
For an occurrence to be properly said to have a cause, it must be
something abnormal or unusual. Hart and Honore, Causation
and the Law. For an action to be properly described as one for
which the agent is responsible, it must be the sort of action for which people
are condemned. Strawson, Freedom and responsibility.
What is actual is not also possible. What is
known by me to be the case is not also believed by me to be the case.
Since to say “I know” is to give a guarantee — Strawson.
Grice has no doubt that there will be other candidates besides the six which he
has mentioned. Hart in carefully Hampshire on
trying Strawson on if Broad and Benjamin in remembering Ryle
and Austin on voluntarily Hare in good as commending Strawson on
true as ditto Grice must emphasize that Grice is not saying that
all these examples are importantly similar to the thesis which I have been
criticiz-ing, only that, for all Grice knows, they may be.
To put the matter more generally, the position adopted by Grice’s
objector seems to Grice to involve a type of maneuver which is characteristic
of more than one contemporary mode of philosophizing. Grice is not
condemning this kind of maneuver; Grice is merely suggesting
that to embark on it without due caution is to risk collision with the
facts. Before we rush ahead to exploit the linguistic
nuances which we have detected, we should make sure that we are reasonably
clear what sort of nuances they are. Grice hopes that he may have
succeeded in disposing of what Grice has found to be a frequently propounded
objection to the idea of explaining the notion of a sense-datum in terms of
some member or members of the suggested family of locutions.
Further detailed work would be needed to find the most suitable member of
the family and to select the appropriate range of uses of the favored member
when it is found; and, as Grice has indicated, neither of
these tasks may be easy. Grice shall, for present purposes,
assume that some range of uses of locutions of the form It
appears to X as if" has the best chance of being found
suitable. Grice shall furthermore assume that the safest
procedure for the Causal Theorist will be to restrict the actual occurrences of
the term "sense-datum" to such classificatory labels as
"sense-datum statement" or "sense-datum sentence";
to license the introduction of a "sense-datum terminology"
to be used for the re-expression of sen-tences incorporating the preferred
locutions seems to me both unnecessary and dangerous. Grice
shall himself, on behalf of the causa theory of perception, often for brevity's
sake talk of sense-data or sense-impressions; but Grice
shall hope that a more rigorous, if more cumbrous, mode of expression will
always be readily available. Grice hopes that it will now be
allowed that, interpreted on the lines which Grice has suggested, the thesis
that perceiving involves having a sense-datum (involves its being the case that
some sense-datum statement or other about the percipient is true) has at least
a fair chance of proving acceptable. Grice turns now to the
special features of the causal theory of perception. The first
clause of the formulation quoted above from Price's Perception may be
interpreted as representing it to be a necessary and sufficient condition of
its being the case that X perceives M that X's sense-impression should be
causally dependent on some state of affairs involving M. Let
us first en-quire whether the suggested condition is necessary.
Suppose that it looks to X as if there is a clock on the shelf;
what more is required for it to be true to say that X sees a clock
on the shelf? There must, one might say, actually be a clock on the
shelf which is in X's field of view, before X's eyes. But
this does not seem to be enough. For it is logically conceivable
that there should be some method by which an expert could make it look to X as
if there were a clock on the shelf on occasions when the shelf was empty:
there might be some apparatus by which X's cortex could be
suitably stimulated, or some technique analogous to posthypnotic
suggestion. If such treatment were applied to X on an
occasion when there actually was a clock on the shelf, and if X's impressions
were found to continue unchanged when the clock was removed or its position
altered, Grice thinks that we should be inclined to say that it is not the case
that X did see the clock which was before his eyes, just because
we should regard the clock as playing no part in the origination of his
impression. Or, to leave the realm of fantasy, it might be
that it looked to me as if there were a certain sort of pillar in a certain
direction at a certain distance, and there might actually be such a pillar in
that place; but if, unknown to me, there were a mirror
interposed between myself and the pillar, which reflected a numerically
different though similar pillar, it would certainly be
incorrect to say that it is the case that Grice saw the first pillar,
and correct to say that Grice saw the second;
and it is extremely tempting to explain this linguistic fact by saying
that the first pillar was, and the second was not, causally irrelevant to the
way things appeared to Grice. There seems, then, a good case for
allowing that the suggested con-dition is necessary; but as
it stands it can hardly be sufficient. For in any particular
perceptual situation there will be a thing other than some state or mode
of functioning is causally relevant to the occurrence of a particular
sense-impression: this might be true of such a thing as the
percipient's eyes or the sun. So some restriction will have
to be added to the analysis of perceiving which is under considera-tion.
Price' suggested that use should be made of a distinction between
"standing" and "differential" conditions:
as the state of the sun and of the percipient's eyes, for example, are
standing conditions in that (roughly speaking) if they were suitably altered,
all the visual impressions of the percipient would be in some respect different
from what they would otherwise have been; whereas the state
of the perceived thing is a differential condition in that a change in it would
affect only some of the percipient's visual impressions, perhaps only the
particular impression the causal origin of which is in question.
The suggestion, then, is that the causa theory of perception should hold that a
thing is perceived if and only if some condition involving it is a differential
condition of some sense-impression of the percipient. Grice
doubts, how-ever, whether the imposition of this restriction is adequate.
Suppose that on a dark night I see, at one and the same time, a number of
objects each of which is illuminated by a different torch;
if one torch is tampered with, the effect on my visual impressions will
be re-stricted, not general; the objects illuminated by the
other torches will continue to look the same to me. Yet we
do not want to be compelled to say that each torch is perceived in such a
situation; concealed torches may illuminate.
But this is the position into which the proposed revision of the causal
theory of perception would force us. Grice is inclined to think
that a more promising direction for the causal theory of perception to
take is to formulate the required restriction in terms of the way in which a
perceived object contributes toward the occurrence of the sense-impression.
A conceivable course would be to introduce into the specification
of the restriction some part of the specialist's ac-count, for example to make
a reference to the transmission of light waves to the retina;
but the objection to this procedure is obvious; if we are
attempting to characterize the ordinary notion of perceiving, we should not
explicitly introduce material of which someone who is perfectly capable of
employing the ordinary notion might be igno- 3. Perception, p. 70.
rant. Grice suggests that the best procedure for the
Causal Theorist is to indicate the mode of causal connection by examples;
to say that, for an object to be perceived by X, it is sufficient
that it should be causally involved in the generation of some sense-impression
by X in the kind of way in which, for example, when I look at my hand in a good
light, my hand is causally responsible for its appearing to Grice as if there
were a hand before me, or in which ... (and so on), whatever that kind of way
may be; and to be enlightened on that question, one must
have recourse to the specialist. Grice sees nothing absurd
in the idea that a nonspecialist concept should contain, so to speak, a blank
space to be filled in by the specialist; that this is so,
for example, in the case of the concept of “seeing” is perhaps indicated by the
consideration that if we were in doubt about the correctness of speaking of a
certain creature with peculiar sense-organs as seeing objects, we might well
wish to hear from a specialist a comparative account of the human eye and the
relevant sense-organs of the creature in question. We do
not, of course, ordinarily need the specialist's contribution;
for we may be in a position to say that the same kind of mechanism is
involved in a plurality of cases without being in a position to say what that
mechanism is. It might be thought that we need a further restriction, limiting
the permissible degree of divergence between the way things appear to X and the
way they actually are. But objects can be said to be seen
even when they are looked at through rough thick glass or distorting
spectacles, in spite of the fact that they may then be unrecog-nizable.
At this point an objection must be mentioned with which I shall deal
only briefly, since it involves a maneuver of the same general kind as that
which I discussed at length earlier in this paper. The
Causal theory of perception, as Gricd has so expounded it, it may be said,
requires that it should be linguistically correct to speak of the causes of
sense-impressions which are involved in perfectly normal perceptual
situations. But this is a mistake; it is
quite unnatural to talk about the cause, say, of its looking to X as if there
were a cat before him unless the situation is or is thought to be in some way
abnormal or delusive; this being so, when a cause can, without speaking
unnaturally, be assigned to an impression, it will always be something other
than the presence of the perceived object. There is no natural
use for such a sentence as The presence of a cat caused it
to look to X as if there were a cat before him"; yet it is
absolutely essential to the causal theory of perception that there should
be. In reply to this objection Gricd make three points.
If we are to deal sympathetically with the causal theory of perception we
must not restrict the Causal Theorist to the verb 'cause';
we must allow him to make use of other members of the family of causal
verbs or verb-phrases if he wishes. This family includes such
expressions as "accounts for", "explains,; "is part
of the explanation of", "is partly responsible for", and it
seems quite possible that some alternative formulation of the theory would
escape this objection. If I regard myself as being in a
position to say "There is a cat," or "I see a cat," I
naturally refrain from making the weaker statement It
appears to me as if there were a cat before me, and so, a
fortiori, I refrain from talking about the cause of its looking to me
thus. But if I was right earlier in this essay, to have made
the weaker statement would have been to have said something linguistically
correct and true, even if misleading; is there then any
reason against supposing that it could have been linguistically correct and true,
even if pointless or misleading, to have ascribed to a particular cause the
state of affairs reported in the weaker statement? X is standing
in a street up which an elephant is approaching; he thinks
his eyes must be deceiving him. Knowing this, I could quite
naturally say to X, “The fact that it looks to you as if
there is an elephant approaching is accounted for by the fact that an elephant
is approaching, not by your having become deranged." To
say the same thing to one's neighbor at the circus would surely be to say
something which is true, though it might be regarded as provocative.
I have extracted from the first clause of the initial formulation of the
causal theory of perception an outline of a causal analysis of perceiving which
is, I hope, at least not obviously unacceptable. Grice has
of course considered the suggested analysis only in relation to seeing;
a more careful discussion would have to pay attention to nonvisual
perception; and even within the field of visual perception the
suggested analysis might well be unsuitable for some uses of the word
"see," which would require a stronger condition than that proposed by
the theory. Is the causal theory of perception, as so far
expounded, open to the charge that it represents material objects as being in
principle unobservable, and in consequence leads to skepticism about the
material world? Grice has some difficulty in understanding
the precise nature of the accusation, in that it is by no means obvious what,
in this context, is meant by "un-observable." It would
be not unnatural to take "unobservable" to mean "in-capable of
being perceived." Now it may be the case that one
could, without being guilty of inconsistency, combine the acceptance of the
causal analysis of perceiving with the view that material objects cannot in
principle be perceived, if one were prepared to maintain that it is in
principle impossible for material objects to cause sense-impressions but that
this impossibility has escaped the notice of common sense.
This position, even if internally consistent, would seem to be open to
grave objection. But even if the proposition that material
objects cannot be perceived is consistent with the causal analysis of perceiving,
it certainly does not appear to be a consequence of the latter; and the
exposition of the causal theory of perception has so far been confined to the
propounding of a causal analysis of perceiving. The critic might
be equating "unobservable" with "not directly observable";
and to say that material objects are not directly observable might in turn be
interpreted as saying that statements about material objects lack that immunity
from factual mistake which is (or is supposed to be) possessed by at least some
sense-datum statements. But if "unobservable" is thus
interpreted, it seems to be true that material objects are unobservable,
and the recognition of this truth could hardly be regarded as a matter for
reproach. “Observation" may be contrasted with
"inference" as a source of knowledge, and so the critic's claim may
be that the causal theory of perception asserts or implies that the existence
of particular material objects can only be a matter of inference.
But in the first place, it is not established that the acceptance of the
causal analysis of perceiving commits one to the view that the existence of
particular material objects is necessarily a matter of inference (though this
view is explicitly asserted by the second clause of Price's initial formulation
of the causal theory of perception and second, many of the critics
have been phenomenalists, who would themselves be prepared to allow that the
existence of particular material objects is, in some sense, a matter of
inference. And if the complaint is that the causal theory of
perception does not represent the inference as being of the right kind, it
looks as if the critic might in effect be complaining that the Causal Theorist
is not a Phenomenalist. Apart from the fact that the
criticism under discussion could now be made only by someone who not only
accepted Phenomenalism but also regarded it as the only means of deliverance
from skepticism, it is by no means clear that to accept a causal analysis of
perceiving is to debar oneself from accepting Phenomenalism;
there seems to be no patent absurdity in the ideathat one could, as a
first stage, offer a causal analysis of "X perceives M," and then
re-express the result in phenomenalist terms. If the Causal
theory of perception is to be (as it is often regarded as being) a rival to
Phenomenalism, the opposition may well have to spring from the second clause of
the initial formulation of the theory. There is a further
possibility of interpretation, related to the previous one. If someone has seen
a speck on the horizon which is in fact a battleship, we should in some
contexts be willing to say that he has seen a battleship;
but we should not, I think, be willing to say that he has observed a
battleship unless he has recognized what he has seen as a battleship. The
criticism leveled at the Causal theory of perception may then be that it
asserts or entails the impossibility in principle of knowing, or even of being
reasonably assured, that one is perceiving a particular material object, even
if one is in fact perceiving it. At this point we must
direct our attention to the second clause of the initial formulation of the
causal theory of perception, which asserted that "perceptual consciousness
is fundamentally an inference from effect to cause." I
shall assume (I hope not unrea-sonably) that the essence of the view here being
advanced is that anyone who claims to perceive a particular material object M
may legitimately be asked to justify his claim, and that the only way to meet
this demand, in the most fundamental type of case, is to produce an acceptable
argument to the effect that the existence of M is required, or is probably
required, in order that the claimant's current sense-impressions should be
adequately accounted for. A detailed exposition of the
causal theory of perception may supplement this clause by supplying general
principles which, by assuring us of correspondences between causes and effects,
are supposed to make possible the production of satisfactory arguments of the
required kind It is clear that, if the Causal Theorist proceeds on
the lines which I have just indicated, he cannot possibly be accused of having
asserted that material objects are unobservable in the sense under
considera-tion; for he has gone to some trouble in an attempt to show how we
may be reasonably assured of the existence of particular material
ob-jects. But it may be argued that (in which is perhaps a
somewhat special sense of "consequence") it is an unwanted consequence
of the causal theory of perception that material objects are unobservable: for
if we accept the contentions of the Causal theory of perception 1) that
perceiving is to be analyzed in causal terms, (2) that knowledge about
perceived objects depends on causal inference, and (3) that the required causal
inferences will be unsound unless suitable general principles of correspondence
can be provided, we shall have to admit that knowledge about perceived objects
is unobtainable: for the general principles offered, apart from being dubious both
in respect of truth and in respect of status, fail to yield the conclusions for
which they are designed; and more successful substitutes are not
available. If this is how the criticism of the causal theory
of perception is to be understood, then I shall not challenge it, though I must
confess to being in some doubt whether this is what actual critics have really
meant. My comment on the criticism is now that it is
unsympathetic in a way that is philosophically important. There
seem to me to be two possible ways of looking at the Causal theory of
perception. One is to suppose an initial situation in which it is
recognized that, while appearance is ultimately the only guide to reality, what
appears to be the case cannot be assumed to correspond with what is the
case. The problem is conceived to be that of exhibiting a legitimate
method of arguing from appearance to reality. The causal
theory of perception is then regarded as a complex construction designed to
solve this problem; and if one part of the structure collapses, the remainder
ceases to be of much interest. The second way of looking at the
causal theory of perception is to think of the causal analysis of perceiving as
something to be judged primarily on its intrinsic merits and not merely as a
part of a solution to a prior epistemological problem, and to recognize that
some version of it is quite likely to be correct; the remainder of the causal
theory of perception is then regarded as consisting (1) of steps
which appear to be forced upon one if one accepts the causal analysis of
perceiving, and which lead to a skeptical difficulty, and (2) a not very
successful attempt to meet this difficulty. This way of
looking at the causal theory of perception recognizes the possibility that we
are confronted with a case in which the natural dialectic elicits distressing
consequences (or rather apparent consequences) from true proposi-tions. To
adopt the first attitude to the exclusion of the second is both to put on one
side what may well be an acceptable bit of philosophical analysis and to
neglect what might be an opportunity for deriving philosophical profit from the
exposure of operations of the natural dialectic. This, I
suggest, is what the critics have tended to do; though, no doubt, they might
plead historical justification, in that the first way of looking at the caussl
theory of perception may have been that of actual Causal
Theo-rists. It remains for me to show that the causal theory of
perception can be looked upon in the second way by exhibiting a line of
argument, skeptical in character, which incorporates appropriately the elements
of the causal theory of perception. I offer the following example.
In the fundamental type of case, a bona fide claimto perceive a particular
material object M is based on sense-datum statements; it is only by virtue of
the occurrence of certain sense-impressions that the claimant would regard
himself as entitled to assert the existence of M. Since the causal analysis of perceiving
is to be accepted, the claim to perceive M involves the claim that the presence
of M causally explains the occurrence of the appropriate
sense-impressions. The combination of these considerations
yields the conclusion that the claimant accepts the existence of M on the
grounds that it is required for the causal explanation of certain
sense-impres-sions; that is, the existence of M is a matter of causal inference
from the occurrence of the sense-impressions. Now a model
case of causal inference would be an inference from smoke to fire; the
acceptability of such an inference involves the possibility of establishing a
correlation between occurrences of smoke and occurrences of fire, and this is
only possible because there is a way of establishing the occurrence of a fire
otherwise than by a causal inference. But there is supposed
to be no way of establishing the existence of particular material objects
except by a causal inference from sense-impressions; so such inferences cannot
be rationally justified. The specification of principles of correspondence is
of course an attempt to avert this consequence by rejecting the smoke-fire
model. [If this model is rejected, recourse may be had to an assimilation of
material objects to such entities as electrons, the acceptability of which is
regarded as being (roughly) a matter of their utility for the purposes of
explanation and prediction; but this assimilation is repugnant for the reason
that material objects, after having been first contrasted, as a paradigm case
of uninvented entities, with the theoretical constructs or entia rationis of
the scientist, are then treated as being themselves entia rationis.]
One possible reaction to this argument is, of course, "So much the
worse for the causal analysis of perceiving"; but as an alternative, the
argument itself may be challenged, and I shall conclude by mention-ing, without
attempting to evaluate, some ways in which this might be done. (1)
It may be argued that it is quite incorrect to describe many of my perceptual
beliefs (such as that there is now a table in front of me) as
"inferences" of any kind, if this is to be taken to imply that it
would be incumbent upon me, on demand, to justify by an argument (perhaps after
acquiring further data) the contention that what appears to me to be the case
actually is the case. When, in normal circumstances, it looks to me as if there
were a table before me, I am entitled to say flatly that there is a table
before me, and to rejectany demand that I should justify my claim until
specific grounds for doubting it have been indicated. It is essential to the
skeptic to assume that any perceptual claim may, without preliminaries, be put
on trial and that innocence, not guilt, has to be proved; but this assumption
is mistaken. (2) The allegedly "fundamental" case
(which is supposed to underlie other kinds of case), in which a perceptual
claim is to be establishable purely on the basis of some set of sense-datum
state-ments, is a myth; any justification of a particular perceptual claim will
rely on the truth of one or more further propositions about the material world
(for example, about the percipient's body). To insist that
the "fundamental" case be selected for consideration is, in effect,
to assume at the start that it is conceptually legitimate for me to treat as
open to question all my beliefs about the material world at once; and the
skeptic is not entitled to start with this assumption. (3) It might be
questioned whether, given that I accept the existence of M on the evidence of
certain sense-impressions, and given also that I think that M is causally
responsible for those sense-impressions, it follows that I accept the existence
of M on the grounds that its existence is required in order to account for the
sense-impressions. (4) The use made of the smoke-fire model
in the skeptical argument might be criticized on two different grounds. First,
if the first point in this paragraph is well made, there are cases in which the
existence of a perceived object is not the conclusion of a causal inference,
namely those in which it cannot correctly be described as a matter of inference
at all. Second, the model should never have been introduced; for whereas the
proposition that fires tend to cause smoke is supposedly purely contingent,
this is not in general true of propositions to the effect that the presence of
a material object possessing property P tends to (or will in standard
circumstances) make it look to particular persons as if there were an object
possessing P. It is then an objectionable feature of the skeptical argument
that it first treats noncontin-gent connections as if they were contingent, and
then complains that such connections cannot be established in the manner
appropriate to contingent connections. The noncontingent
character of the proposition that the presence of a red (or round) object tends
to make it look o particular people as if there were something red (or round)
befor hem does not, of course, in itself preclude the particular fact that i
looks to me as if there were something red before me from being explained by
the presence of a particular red object; it is a noncontin-gent matter that
corrosive substances tend to destroy surfaces towhich they are applied; but it
is quite legitimate to account for a particular case of surface damage by
saying that it was caused by some corrosive substance. In each case the effect
might have come about in some other way. I conclude that it is not
out of the question that the following version of the causal theory of
perception should be acceptable: (1) It is true that X perceives M if, and only
if, some present-tense sense-datum statement is true of X which reports a state
of affairs for which M, in a way to be indicated by example, is causally
responsible, and (2) a claim on the part of X to perceive M, if it needs to be
justified at all, is justified by showing that the existence of M is required
if the circumstances reported by certain true sense-datum statements, some of
which may be about persons other than X, are to be causally accounted
for. Whether this twofold thesis deserves to be called a Theory of
Perception I shall not presume to judge; I have already suggested that the
first clause neither obviously entails nor obviously conflicts with Phe-nomenalism;
I suspect that the same may be true of the second clause. I am
conscious that my version, however close to the letter, is very far from the
spirit of the original theory; but to defend the spirit as well as the letter
would be beyond my powers. H. P. Grice. Consider
the following sentences: Those spots mean (meant) measles.
Those spots didn't mean anything to me, but to the doctor they meant
measles. The recent budget means that we shall have a hard
year. I cannot say: Those spots meant measles, but he hadn't got
measles. And I cannot say: The recent budget means
that we shall have a hard year, but we shan't have. That is to
say, in cases like the above, x meant that p and x means that p entail p.
I cannot argue from
Those spots mean (meant) measles to any conclusion
about what is (was) meant by those spots";
for ex-ample, I am not entitled to say, "What was
meant by those spots was that he had measles." Equally
I cannot draw from the statement about the recent budget the conclusion
What is meant by the recent budget is that we shall have a hard
year." I cannot argue from "Those
spots meant measles" to any conclusion to the effect
that somebody or other meant by those spots so-and-so.
Mutatis mutandis, the same is true of the sentence about the recent
budget. For none of the above examples can a restatement be found
in which the verb "mean" is followed by a sentence or phrase in quotation
marks. Thus "Those spots meant
measles" cannot be reformulated as
Those spots meant 'measles'" or as
"Those spots meant 'he has measles.'" On the other
hand, for all these examples an approximate re- statement can be found
beginning with the phrase " The fact that ...";
for example, "The fact that he had those
spots meant that he had measles" and " The fact that the
recent budget was as it was means that we shall have a hard year."
Now contrast the specimen sentences with the following:
"Those three rings on the bell of the bus mean that the bus is
full." "That remark, 'Smith couldn't get on without his
trouble and strife, meant that Smith found his wife indispensable."
I can use the first of these
and go on to say, "But it isn't in fact full—-the
conductor has made a mistake"; and I can use the second
and go on, “But in fact Smith deserted her seven years
ago." That is to say, here x means
that p and x meant that p
do not entail p. I can argue from the first to some statement about
" what is (was) meant" by the rings
on the bell and from the second to some statement about "
what is (was) meant" by the quoted remark.
I can argue from the first
sentence to the conclusion that somebody (namely the conductor) meant, or at
any rate should have meant, by the rings that the bus is full,
and I can argue analogously for the second sentence. The first sentence can be
restated in a form in which the verb "mean" is followed by a
phrase in quotation marks, that is, three rings on the bell
mean 'the bus is full'" So also can the second sentence.
Such a sentence as " The fact that the bell has been
rung three times means that the bus is full" is not a
restatement of the meaning of the first sentence. Both may
be true, but they do not have, even approximately, the same meaning.
When the expressions "means," "means something,"
"means that" are used in the kind of way in which they are used in
the first set of sentences, Grice shall speak of the sense, or senses, in which
they are used, as the natural sense, or senses, of the expressions in
question. When the expressions are used in the kind of way
in which they are used in the second set of sentences, Grice shall speak of the
sense, or senses, in which they are used, as the nonnatural sense, or senses,
of the expressions in question. Grice shall use the
abbreviation "meanSyn" to distinguish the nonnatural sense or senses.
Grice proposes, for convenience, also to include under the head of
natural senses of "mean" such senses of "mean" as may be
exemplified in sentences of the pattern "A means (meant) to do so-and-so
(by x)," where A is a human agent. By contrast, as the
previous examples show, Grice includes under the head of nonnatural senses of
"mean" any senses of "mean" found in sentences of the
patterns A means (meant) something by x
or A means (meant) by x that..."
This is overrigid; but it will serve as an indication. Grice
does not want to maintain that all our uses of "mean" fall easily,
obviously, and tidily into one of the two groups Grice has distinguished;
But Grice thinks that in most cases we should be at least fairly
strongly inclined to assimilate a use of "mean" to one group rather
than to the other. The question which now arises is
this: "What more can be said about the distinction
between the cases where we should say that the word is applied in a natural
sense and the cases where we should say that the word is applied in a
nonnatural sense?" Asking this question will not of
course prohibit us from trying to give an explanation of "meaningyn"
in terms of one or another natural sense of "mean." This
question about the distinction between natural and non-natural meaning is,
Grice thinks, what people are getting at when they display an interest in a
distinction between "natural" and "conven-tional"
signs. But Grice thinks hus formulation is better.
For some things which can mean something are not signs — e.g. words are
not — and some are not conventional in any ordinary sense — e.g. certain
gestures — while some things which mean naturally are not signs of what they
mean — cf. the recent budget example. Grice wants first to
consider briefly, and reject, what Grice might term a causal type of answer to
the question, "What is meaningnn?" We might try to
say, for instance, more or less with Stevenson, in Ethics and language,
that for x to mean something, x must have (roughly) a
tendency to produce in an addressee or recipient some attitude — cognitive or
otherwise — and a ten-dency, in the case of a utterer, to be produced by that
attitude, these tendencies being dependent on an elaborate process of
conditioning attending the use of the sign in communication. This
clearly will not do. Let us consider a case where an utterance, if
it qualifies at all as meaning something, will be of a descriptive or
informative kind and the relevant attitude, therefore, will be a cognitive one,
for example, a belief. Grice uses “utterance" as a
neutral word to apply to any candidate for meaningn; it has a convenient
act-object ambiguity. It is no doubt the case that many people
have a tendency to put on a tailcoat when they think they are about to go to a
dance, and it is no doubt also the case
that many people, on seeing someone put on a tailcoat, would conclude that the
person in question was about to go to a dance. Does this satisfy us
that putting on a tailcoat means. that one is about to go to a dance — or
indeed meansv anything at all? Obviously not.
It is no help to refer to the qualifying phrase, dependent on an
elaborate process of conditioning. For if all this means is that
the response to the sight of a tailcoat being put on is in some way learned or
acquired, it will not exclude the present case from being one of
meaningn. But if we have to take seriously the *second part*
of Stevenson’s qualifying phrase, attending the use of the sign in COMMUNICATION,
the account of meaning is obviously circular. We might just
as well say, X has meaningn if it is used in
communication — which, though true, is not helpful.
If this is not enough, there is a difficulty — really the same diffi-culty,
Grice thinks — which Stevenson recognizes: how we are to
avoid say-ing, for example, that Smith is tall"
is part of what is meant by Smith is an
athlete," since to tell someone that Smith is an
athlete would tend to make him believe that Smith is tall. — or at
least no runt, as Grice’s aunt would not put it. Stevenson here
resorts to invoking a linguistic rule, namely, a permissive rule of language
that athletes may be nontall. This amounts to
saying that we are NOT prohibited by rule from speaking of "nontall
athletes." But why are we not prohibited?
Not because it is not bad grammar, or is not impolite, and so on, but
presumably because it is not meaningless — or, if this is
too strong, does not in any way violate the rules of meaning for the
expressions concerned. But this seems to involve us in another
circle. Moreover, one wants to ask why, if it is legitimate to
appeal here to rules to distinguish what is meant or CENTRALLY signified from
what is SUGGESTED, or non-centrally signified, this appeal was not made
earlier, in the case of a groan, for example, to deal with which Stevenson
originally introduces the qualifying phrase about dependence on
conditioning. A further deficiency in a causal theory of the type
just expounded seems to be that, even if we accept it as it stands, we are
furnished with an analysis only of statements about the standard meaning, or
the meaning in general, of a "sign." No provision is made
for dealing with statements about what a *particular* *utterer* means by a sign
on a particular occasion — which may well diverge from the standard meaning of
the sign. Nor is it obvious how the theory could be adapted to
make such provision. One might even go further in criticism and
maintain that the causal theory ignores the fact that the meaning — in general
— of a sign needs to be explained in terms of what users of the sign do — or
should — mean or signify — or even sign, or signal — by it on particular
occasions; and so the latter notion, which is unexplained by the causal theory,
is in fact the fundamental one. Grice is sympathetic to this more
radical criticism, though Grice is aware that the point is controversial.
Grice does not propose to consider any further theories of the
"causal-tendency" type. Grice suspects no such
theory could avoid difficulties analogous to those Grice has outlined without
utterly losing its claim to rank as a theory of this type. Grice
will now try a different and, Grice hopes, more promising line.
If we can elucidate the meaning of "x meantyn something
(on a particular occasion)" and "x
meanton that so-and-so (on a particular occasion)" and
of "A meant something by x (on a particular
occasion)" and "A meantyn by x that
so-and-so (on a particular occasion)," this might
reasonably be expected to help us with "x meanSvn (timeless)
something (that so-and-so)" "A meanSvn (timeless) by x
something (that so-and-so)," and with the explication
of "means the same as," "understands,"
"en-tails," and so on. Let us for the moment
pretend that we have to deal only with utterances which might be informative or
descriptive. A first shot would be to suggest that "x
meanty something" would be true if x
was intended by its utterer to
induce a belief in some addressee
or recipient and that to say what the
belief Is would be to say what x
meantyn. This will not do. Grice might
leave Smith’s handkerchief near the scene of a murder in order to induce the
detective to believe that Smith was the murderer. But we should
not want to say that the handkerchief (or Grice’s leaving it there) meant
anything or that Grice had meantyN by leaving it that Smith
was the murderer. Clearly we must, at least, add that, for x
to have meant anything, not merely must it have been
"uttered" with the intention of inducing a certain belief
but also the utterer must have intended
an "addressee" to recognise the intention behind the
utterance. This, though perhaps better, is not good enough.
Consider the following cases Herod presents Salome
with the head of St. John the Baptist on a charger. Feeling faint, a child lets its
mother see how pale it is — hoping that she may draw her own conclusions and
help. Grice leaves the china my daughter has broken lying around
for my wife to see. Here we seem to have cases which satisfy the
conditions so far given for meaningnn. For example,
Herod intended to make Salome believe that St. John the Baptist
was dead and no doubt also intended Salome to recognize that he intended her to
believe that St. John the Baptist was dead. Similarly for
the other cases. Yet Grice certainly does not think that we
should want to say that we have here cases of meaningn. What we
want to find is the difference between, for example, "deliberately and
openly letting someone know" and "telling" and between "getting
someone to think" and "telling." The way out is
perhaps as follows. Compare the following two cases:
Grice shows Nowell a photograph of Smith displaying undue familiarity to
Nowell’s wife. Grice draws a picture of Smith behaving in
this manner and show it to Nowell. Grice finds that he wants to
deny that in the photograph (or Grice’s showing it to Smith meanty anything at
all; while I want to assert that the picture (or Grice’s
drawing and showing it) meantv something (that Smith had been unduly
familiar), or at least that *Grice* had signified, signed,
or signalled or meantyn by it that Smith had been unduly familiar.
What is the difference between the two cases? Surely
that in photograph case Nowell’s recognition of Grice’s intention to make him
believe that there is something between Smith and Nowell’s wife is (more or
less) irrelevant to the production of this effect by the photograph.
Nowell would be led by the photograph at least to suspect his wife even
if, instead of showing it to him, Grice had left it in Nowell’s room by accident;
and Grice (the photograph shower) would not be unaware of
this. But it will make a difference to the effect of Grice’s
picture on Nowell whether or not he takes me to be intending to inform him
(make him believe something) about his wife and not to be just doodling or
trying to produce a work of art. But now we seem to be landed in a
further difficulty if we accept this account. For consider now,
say, frowning. If I frown spontaneously, in the ordinary
course of events, someone looking at me may well treat the frown as a natural
sign of displeasure. But if I frown deliberately — to convey my
displeasure —, an onlooker may be expected, provided he recognizes Grice’s
intention, still to conclude that I am displeased. Ought we
not then to say, since it could not be expected to make any difference to the
onlooker's reaction whether he regards my frown as spontaneous or as intended
to be informative, that Grice’s frown (deliberate) does not meann anything?
Grice thinks this difficulty can be met; For
though in general a deliberate frown may have the same effect — with respect to
inducing belief in Grice’s displeasure — as a spontaneous frown, it can be
expected to have the same effect only provided the addressee takes it as
*intended* to convey displeasure. That is, If
we take away the recognition of intention, leaving the other circumstances
(including the recognition of the frown as deliberate), the belief-producing
tendency of the frown must be regarded as being impaired or destroyed.
Perhaps we may sum up what is necessary for A to mean something by x as
follows. A must intend to induce by x a belief in an addressee,
and he must also intend his utterance to be recognized as so
intended. But these intentions are not independent.
The recognition is intended by A to play its part in inducing the belief, and
if it does not do so something will have gone wrong with the fulfillment of A's
intentions. Moreover, A's intending that the recognition should play
this part implies, Grice thinks, that he assumes that there is some chance that
it will in fact play this part, that he does not regard it as a foregone
conclusion that the belief will be induced in the audience whether or not the
intention behind the utterance is recognized. Shortly,
perhaps, we may say that "A meantyn something by
x" is roughly equivalent to "A
uttered x with the intention of inducing a belief by means of the recognition
of this intention." This seems to involve a reflexive
paradox, but it does not really do so. Cf. Anti-sneak clause — no
inference element. Now perhaps it is time to drop the pretense
that we have to deal only with "informative" cases.
Let us start with some examples of imperatives or
quasi-imperatives. Grice has a very avaricious man in his
room, and Grice wants him to go; so Grice throws a pound
note out of the window. Is there here any utterance with a
meaning.n? No, because in behaving as Grice did, Grice did
not intend his recognition of my purpose to be in any way effective in getting
him to go. This is parallel to the photograph case.
If, on the other hand, Grice had pointed to the door or given him a
little push, Grice’s behavior might well be held to constitute a meaningfuly
utterance, just because the recognition of Grice’s intention would be intended
by Grice to be effective in speeding his departure. Another
pair of cases would be a policeman who stops a car by
standing in its way and a policeman who stops a car by
waving. Or, to turn briefly to another type of case, if, as an
examiner, Grice fails a man, Grice may well cause him distress or indignation
or humiliation; and if Grice is vindictive, Grice may intend
this effect and even intend him to recognize Grice’s intention.
But Grice should not be inclined to say that Grice’s failing him meant
anything. On the other hand, if Grice cuts someone in the street,
Grice does feel inclined to assimilate this to the cases of meaning, and this inclination
seems to me dependent on the fact that Grice could not reasonably expect him to
be distressed (indignant, humiliated) unless he recognized Grice’s intention to
affect him in this way. If Grice’s college stopped Grice’s
salary altogether, Grice should accuse them of ruining me;
If they cut it by one pound, Grice might accuse them of insulting
Grice with some larger cuts Grice might not know quite what to
say. Perhaps then we may make the following generalizations.
"A meanty something by
x" is (roughly) equivalent to
"A intended the utterance of x to produce some effect in an audience
by means of the recognition of this intention"; and we may
add that to ask what A meant is to ask for a specification of the intended
effect — though, of course, it may not always be possible to get a straight
answer involving a "that" clause, for example, "a belief
that...". "x meant something" is (roughly) equivalent
to "Somebody meantyn something by x." Here again
there will be cases where this will not quite work. Grice
feels inclined to say that (as regards traffic lights) the change to red
meantyn that the traffic was to stop; But it would be very
unnatural to say, "Somebody (e.g. the Corporation)
meantvN by the red-light change that the traffic was to stop."
Nevertheless, there seems to be some sort of reference to
somebody's intentions. "x meansvn (timeless) that so-and-so"
might as a first shot be equated with some statement or disjunction
of statements about what "people"
(vague) intend (with qualifications about "recognition") to
effect by x. Grice shall have a word to say about
this. Will any kind of intended effect do, or may there be cases
where an effect is intended (with the required qualifications) and yet we
should not want to talk of meaning? Suppose Grice discovers
some person so constituted that, when Grice tells him that whenever Grice
grunts in a special way Grice wants him to blush or to incur some physical
malady, thereafter whenever he recognized the grunt (and with it my intention),
he did blush or incur the malady. Should we then want to say
that the grunt meant. something? Grice does not think
so. This points to the fact that for x to have meaning, the
intended effect must be something which in some sense is within the control of
the addressee, or that in some sense of "reason" the recognition of
the intention behind x is for the audience a reason and not merely a
cause. It might look as if there is a sort of pun here
("reason for believing" and "reason for doing"), but Grice
does not think this is serious. For though no doubt, from
one point of view, questions about reasons for believing are questions about
evidence and so quite different from questions about reasons for doing,
nevertheless to recognize an utterer's intention in uttering x (descriptive
utterance), to have a reason for believing that so-and-so, is at least quite
like "having a motive for" accepting so-and-so. Decisions
"that" seem to involve decisions "to" — and this is why we
can "refuse to believe" and also be "compelled to
believe.” The "cutting" case needs slightly different
treatment, for one cannot in any straightforward sense "decide" to be
offended. But one can refuse to be offended. It
looks, then, as if the intended effect must be something within the control of
the addressee, or at least the sort of thing which is within its control.
One point before passing to an objection or two. Grice
thinks that it follows that from what Grice has said about the connection
between meaningn and recognition of intention that (insofar as Grice is right)
only what Grice may call the primary or CENTRAL or dictive or explicit-directed
intention of an utterer is relevant to the meaning of an utterance.
For if Grice utters x, intending (with the aid of the recognition of
this intention) to induce an effect E, and intend this effect E to lead to a
further effect E2, insofar as the occurrence of E2 is thought to be dependent
solely on E1, Grice cannot regard E2 as in the least dependent on recognition
of Grice’s intention to induce E1. That is, if, say, Grice intends
to get a man to do something by giving him some information, it cannot be regarded
as relevant to the meaningn of my utterance to describe what I intend him to
do. Now some question may be raised about Grice’s use, fairly
free, of such words as "intention" and "recognition."
Grice must disclaim any intention of peopling all our talking life with
armies of complicated psychological occurrences. Grice does not
hope to solve any philosophical puzzles about intending. But Grice
does want briefly to argue that no special difficulties are raised by Grice’s
use of the word "intention" in connection with meaning.
First, there will be cases where an utterance is accompanied or preceded
by a conscious "plan," or explicit formulation of intention — e.g.
Grice declares how I am going to use x, or ask myself how to "get
something across.” The presence of such an explicit
"plan" obviously counts fairly heavily in favour of the utterer's
intention (meaning) being as "planned"; though it is not, I think,
conclusive; for example, a speaker who has declared an
intention to use a familiar expression in an unfamiliar way may slip into the
familiar use. Similarly in nonlinguistic cases:
if we are asking about an agent's intention, a previous expression counts
heavily; nevertheless, a man might plan to throw a letter in
the dustbin and yet take it to the post; when lifting his hand, he
might "come to" and say either "I didn't intend to do this at
all" or "I suppose I must have been intending to put it
in." Explicitly formulated linguistic (or quasilinguistic)
intentions are no doubt comparatively rare. In their absence
we would seem to rely on very much the same kinds of criteria as we do in the
case of non-linguistic intentions where there is a general usage.
An utterer is held to intend to convey what is normally conveyed (or
normally intended to be conveyed), and we require a good reason for accepting
that a particular use diverges from the general usage (e.g. he never knew or
had forgotten the general usage). Similarly in nonlinguistic
cases: we are presumed to intend the normal consequences of
our actions. Again, in cases where there is doubt, say, about
which of two or more things an utterer intends to convey, we tend to refer to
the context (linguistic or otherwise) of the utterance and ask which of the
alternatives would be relevant to other things he is saying or doing, or which
intention in a particular situation would fit in with some purpose he obviously
has — e.g. a man who calls for a
"pump" at a fire would not want a bicycle pump.
Nonlinguistic parallels are obvious: context is a criterion
in settling the question of why a man who has just put a cigarette in his mouth
has put his hand in his pocket; relevance to an obvious end
is a criterion in settling why a man is running away from a bull.
In certain linguistic cases we ask the utterer afterward about his intention,
and in a few of these cases (the very difficult ones, such as a philosopher
being asked to explain the meaning of an unclear passage in one of his works),
the answer is not based on what he remembers but is more like a decision, a
decision about how what he said is to be taken. Grice cannot find
a nonlinguistic parallel here; but the case is so special as not to seem to
contribute a vital difference. All this is very obvious.
But surely to show that the criteria for judging linguistic intentions
are very like the criteria for judging non-linguistic intentions is to show
that linguistic intentions are very like nonlinguistic intentions.
H. P. Grice. In his essay on "Two Dogmas of Empiricism,"'
in “From a Logical Point of View,” the American mathematician Quine advances a
number of criticisms of the supposed distinction between an analytic statement
and a synthetic statement, and of other associated notions. It is,
Quine says, a distinction which he rejects. Grice wishes to show
that Quine’s criticisms of the distinction do not justify Quine’s rejection of
it. There are many ways in which a distinction can be criticized, and
more than one in which it can be rejected. A distinction can
be criticized for not being a sharp distinction (for admitting of cases which
do not fall clearly on either side of it). Or a distinction
can be criticised on the ground that the terms in which it is customarily drawn
are ambiguous (have more than one mean-ing). Or a distinction can
be criticised on the ground that it is confused (the different meanings being
habitually conflated). Such criticisms alone would scarcely
amount to a rejection of the distinction. They would, rather, be a
prelude to clarification. It is not this sort of criticism
which Quine makes. Again, a distinction can be criticized on the
ground that it is not useful. It can be said to be useless for
certain purposes, or useless altogether, and, perhaps, pedantic.
One who criticizes in this way may indeed be said to reject a distinction, but
in a sense which also requires him to acknowledge its existence.
He simply declares he can get on without it. But
Quine's rejection of the analytic-synthetic distinction appears to be more
radical than this. Quine would certainly say he could get on
without the distinction, but not in a sense which would commit him to acknowledging
its existence. Quine, From a Logical Point of View (Cambridge,
Mass. Or again, one could criticize the way or ways in which a
distinction is customarily expounded or explained on the ground that these
explanations did not make it really clear. And Quine
certainly makes such criticisms in the case of the analytic-synthetic
distinction. But Qui e does, or seems to do, a great deal
more. quine declares, or seems to declare, not merely that
the distinction is useless or inadequately clarified, but also that it is
altogether illusory, that the belief in its existence is a philosophical
mistake. “That there is such a distinction to be drawn at
all," Quine says, "is an unempirical dogma of empiricists, a
metaphysical article of faith." It is the existence of the
distinction that Quine here calls in question. Do his rejection of
it would seem to amount to a denial of its existence. Evidently
such a position of extreme skepticism about a distinction is not in general
justified merely by criticisms, however just in them-selves, of philosophical
attempts to clarify it. There are doubtless plenty of
distinctions, drawn in philosophy and outside it, which still await adequate
philosophical elucidation, but which few would want on this account to declare
illusory. Quine's essay, however, does not consist wholly,
though it does consist largely, in criticizing attempts at elucidation.
Quine does try also to diagnose the causes of the belief in the
distinction, and Quine offers some positive doctrine, acceptance of which he
represents as incompatible with this belief. If there is any
general prior presumption in favor of the existence of the distinction, it
seems that Quine's radical rejection of it must rest quite heavily on this part
of his essay, since the force of any such presumption is not even impaired by
philosophical failures to clarify a distinction so supported. Is
there such a presumption in favor of the distinction's existence?
Prima facie, it must be admitted that there is. An appeal to
philosophical tradition is perhaps unimpressive and is certainly
unnecessary. But it is worth pointing out that Quine's objection
is not simply to the words "analytic" and "synthetic," but
to a distinction which they are supposed to express, and which at different
times philosophers have supposed themselves to be expressing by means of such
pairs of words or phrases as "NECESSARY" and
"contingent," "A PRIORI" and "empirical,"
"truth of reason" and "truth of fact". So
Quine is certainly at odds with a philosophical tradition which is long and not
wholly disreputable. But there is no need to appeal only to
tradition; for there is also practice. We can
appeal, that is, to the fact that those who use the terms "analytic"
and "synthetic" do to a very considerable extent agree in the
applications they make of them. They apply the term
"analytic" to more or less the same cases, withhold it from more or
less the same cases, and hesitate over more or less the same cases.
This agreement extends not only to cases which they have been taught so
to characterize, but to new cases. In short,
"analytic" and "synthetic" have a more or less established
philosophical use; and this seems to suggest that it is
absurd, even senseless, to say that there is no such distinction.
For, in general, if a pair of contrasting expressions are habitually and
generally used in application to the same cases, where these cases do not form
a closed list, this is a sufficient condition for saying that there are kinds
of cases to which the expressions apply; and nothing more is
needed for them to mark a distinction. In view of the possibility
of this kind of argument, one may begin to doubt whether Quine really holds the
extreme thesis which his words encourage one to attribute to him.
It is for this reason that we made the attribution tentative.
For on at least one natural interpretation of this extreme thesis, when
we say of something true that it is analytic and of another true thing that it
is synthetic, it simply never is the case that we thereby mark a distinction
between them. And this view seems terribly difficult to
reconcile with the fact of an established philosophical usage (i.e., of general
agreement in application in an open class). For this reason,
Quine's thesis might be better represented not as the thesis that there is no
difference at all marked by the use of these expressions, but as the thesis
that the nature of, and reasons for, the difference or differences are totally
misunderstood by those who use the expressions, that the stories they tell
themselves about the difference are full of illusion. Grice thinks
that Quine might be prepared to accept this amendment. If
so, it could, in the following way, be made the basis of something like an
answer to the argument which prompted it. Philosophers are
notoriously subject to illusion, and to mistaken theories. Suppose
there were a particular mistaken theory about language, or about knowledge, such
that, seen in the light of this theory, some statements (or propositions or
sentences) appear to have a characteristic which no statements really have, or
even, perhaps, which it does not make sense to suppose that any statement has,
and which no one who was not consciously or subconsciously influenced by this
theory would ascribe to any statement. And suppose that
there were other statements which, seen in this light, did not appear to have
this characteristic, and others again which presented an uncertain
appearance. Then, philosophers who were under the influence
of this theory would tend to mark the supposed presence or absence of this
characteristic by a pair of contrasting expressions, say "analytic"
and "synthetic." Now in these circumstances it
still could not be said that there was no distinction at all being marked by
the use of these expressions, for there would be at least the distinction we
have just described (the distinction, namely, between those statements which
appeared to have and those which appeared to lack a certain characteristic),
and there might well be other assignable differences too, which would account
for the difference in appearance; but it certainly could be
said that the difference these philosophers supposed themselves to be marking
by the use of the expressions simply did not exist, and perhaps also (supposing
the characteristic in question to be one which it was absurd to ascribe to any
statement) that these expressions, as so used, were senseless or without
meaning. We should only have to suppose that such a mistaken
theory was very plausible and attractive, in order to reconcile the fact of an
established philosophical usage for a pair of contrasting terms with the claim
that the distinction which the terms purported to mark did not exist at all,
though not with the claim that there simply did not exist a difference of any
kind between the classes of statements so characterized.
Grice thinks that the former claim would probably be sufficient for
Quine's purposes. But to establish such a claim on the sort
of grounds Grice has indicated evidently requires a great deal more argument
than is involved in showing that certain explanations of a term do not measure
up to certain requirements of adequacy in philosophical clarification-and not
only more argu-ment, but argument of a very different kind.
For it would surely be too harsh to maintain that the general presumption
is that philosophical distinctions embody the kind of illusion we have
described. On the whole, it seems that philosophers are prone
to make too few distinctions rather than too many. It is
their assimilations, rather than their distinctions, which tend to be
spurious. Grice on Witters and Austin on utterer-relative and
expression-relative signification. So far Grice has argued as if
the prior presumption in favor of the existence of the distinction which Quine
questions rested solely on the fact of an agreed philosophical usage for the
terms "analytic" and "synthetic." A
presumption with only this basis could no doubt be countered by a strategy such
as Grice just outlined. But, in fact, if we are to accept
Quine's account of the matter, the presumption in question is not only so
based. For among the notions which belong to the analyticity
group is one which Quine calls "cognitive synonymy," and in terms of
which he allows that the notion of analyticity could at any rate be formally
explained. Unfortunately, Quine adds, the notion of
cognitive synonymy is just as unclarified as that of analyt-icity.
To say that two expressions x and y are cognitively synonymous seems to
correspond, at any rate roughly, to what we should ordinarily express by saying
that x and y have the same meaning or that x means the same as y.
If Quine is to be consistent in his adherence to the extreme thesis, it
appears that he must maintain not only that the distinction we suppose
ourselves to be marking by the use of the terms "analytic" and
"synthetic" does not exist, but also that the distinction we suppose
ourselves to be marking by the use of the expressions "means the same
as," "does not mean the same as" does not exist either.
At least, Quine must maintain this insofar as the notion of meaning the
same as, in its application to predicate-expressions, is supposed to differ
from and go beyond the notion of being true of just the same objects as.
This latter notion-which we might call that of
"coextensionality" —Quine is prepared to allow to be intelligible,
though, as Quine rightly says, it is not sufficient for the explanation of
analyticity. Now since Quine cannot claim this time that the pair
of expressions in question (namely "means the same," "does not
mean the same") is the special property of philosophers, the strategy
outlined above of countering the presumption in favor of their marking a
genuine distinction is not available here (or is at least enormously less
plausible). Yet the denial that the distinction (taken as
different from the distinction between the coextensional and the
non-coexten-sional) really exists, is extremely paradoxical.
It involves saying, for example, that anyone who seriously remarks that
"bachelor" means the same as "unmarried man" but that
"creature with kidneys" does not mean the same as "creature with
a heart" —supposing the last two expressions to be coextensional-either is
not in fact drawing attention to any distinction at all between the relations
between the members of each pair of expressions or is making a philosophical
mistake about the nature of the distinction between them. In
either case, what Quine says, taken as Quine intends it to be taken, is
senseless or absurd. More generally, it involves saying that
it is always senseless or absurd to make a statement of the form "Predicates
x and y in fact apply to the same objects, but do not have the same
meaning." But the paradox is more violent than
this. For we frequently talk of the presence or absence of
relations of synonymy between kinds of expressions—e.g., conjunctions,
particles of many kinds, whole sen-tences-where there does not appear to be any
obvious substitute for the ordinary notion of synonymy, in the way in which
coextensional-ity is said to be a substitute for synonymy of predicates.
Is all such talk meaningless, to use Ewing’s idiom? Is all
talk of correct or incorrect translation of sentences of one language, say
Latin, into sentences of another, say Oxonian, meaningless? It is
hard to believe that it is. But if we do successfully make
the effort to believe it, we have still harder renunciations before us.
If talk of sentence-synonymy is meaningless, it seems that talk of
*sentences* having a meaning — never mind what an utterer signifies — at all
must be meaningless too. For if it made sense to talk of a
sentence having a meaning — never mind an utterer signifying —, or meaning
something, presumably it would make sense to ask "What does it
mean?" And if it made sense to ask "What does it
mean?" of a sentence, sen-tence-synonymy could be roughly defined as
follows: Two sentences are synonymous if and only if any
true answer to the question "What does it mean?" asked of one of
them, is a true answer to the same question, asked of the other.
Grice does not, of course, claim any clarifying power for this
definition. Grice wants only to point out that if we are to give
up the notion of sentence-synonymy as senseless, we must give up the notion of
sentence-significance — significance — of a sentence having meaning) as
senseless too. But then perhaps we might as well give up the
notion of a Fregeian sense. It seems clear that we have here
a typical example of a philosopher's paradox — or what Cicero called a
philosophisma. Instead of examining the actual use that we make of
the notion of meaning the same, the philosopher — in this case, albeit, the
American mathematician — measures it by some perhaps inappropriate standard (in
this case some standard of clarifiability), and because it falls short of this
standard, or seems to do so, denies its reality, declares it illusory.
Grice has argued so far that there is a strong presumption in favor of
the existence of the distinction, or distinctions, which Quine chal-lenges — a
presumption resting both on philosophical and on ordinary usage — and that this
presumption is not in the least shaken by the fact, if it is a fact, that the
distinctions in question have not been, in some sense, adequately
clarified. It is perhaps time to look at what Quine's notion of
adequate clarification is. The main theme of Quine’s essay can be
roughly summarized as fol-lows. There is a certain circle or family
of expressions, of which "ana-lytic" is one, such that if any one
member of the circle could be taken to be satisfactorily understood or explained,
other members ofthe circle could be verbally, and hence satisfactorily,
explained in terms of it. Other members of the family are:
"self-contradictory" (in a broad sense), "necessary,"
"synonymous," "semantical rule," — or rule of significance
— or significance — Greek semeion translates Latin signum — and perhaps (but
again in a broad sense) "definition." The list
could be added to. Unfortunately each member of the family
is in as great need of explanation as any other. Grice gives some
sample quotations: The notion of self-contradictoriness (in
the required broad sense of incon-sistency) stands in exactly the same need of
clarification as does the notion of analyticity itself."
Again, Quine speaks of "a notion of synonymy which is in no less need of clarification
than analyticity itself." Again, of the adverb
"necessarily," as a candidate for use in the explanation of synonymy,
Quibe says, "Does the adverb really make sense? To
suppose that it does is to suppose that we have already made satisfactory sense
of 'analytic?" To make "satisfactory sense"
of one of these expressions would seem to involve two things.
It would seem to involve providing an explanation which does not
incorporate any expression belonging to the family-circle.
It would seem that the explanation provided must be of the same general
character as those rejected explanations which do incorporate members of the
family-circle (i.e., it must specify some feature common and peculiar to all
cases to which, for example, the word "analytic"
is to be applied; it must have the same general form as an
explanation beginning, "a statement is analytic if and only if ...”.
It is true that Quine does not explicitly state the second
requirement. But since Quine does not even consider the question
whether any other kind of explanation would be relevant, it seems reasonable to
attribute it to Quine. If we take these two conditions
together, and generalize the result, it would seem that Quine requires of a
satisfactory explanation of an expression that it should take the form of a
pretty strict definition but should not make use of any member of a group of
interdefinable terms to which the expression belongs. We may
well begin to feel that a satisfactory explanation is hard to come by.
The other element in Quine's position is one we have already commented on
in general, before enquiring what (according to Quine) is to count as a
satisfactory explanation. It is the step from "We have
not made satisfactory sense (provided a satisfactory explanation) of x" to
"x does not make sense.” "It would seem fairly clearly
unreasonable to insist in general that the availability of a satisfactory
explanation in the sense sketched above is a necessary condition of an expression's
making sense.” “It is perhaps dubious whether any such
explanations can ever be given.” The hope that they can be is, or
was, the hope of reductive analysis in general. Even if such
explanations can be given in some cases, it would be pretty generally agreed
that there are other cases in which they cannot. One might
think, for example, of the group of expressions which includes "morally
wrong," "blameworthy," "breach of moral rules,"
etc.; Or of the group which includes the propositional
connectives and the words "true" and "false,"
"statement," "fact," "denial,"
"assertion." Few people would want to say that the
expressions belonging to either of these groups were senseless on the ground
that they have not been formally defined (or even on the ground that it was
impossible formally to define them) except in terms of members of the same
group. It might, however, be said that while the unavailability
of a satisfactory explanation in the special sense described was not a
generally sufficient reason for declaring that a given expression was
senseless, it was a sufficient reason in the case of the expressions of the
analyticity group. But anyone who said this would have to
advance a reason for discriminating in this way against the expressions of this
group. The only plausible reason for being harder on these
expressions than on others is a refinement on a consideration which we have
already had before us. It starts from the point that
"analytic" and "synthetic" COMPOSITIVE themselves are
technical philosophical expressions. To the rejoinder that
other expressions of the family con-cerned, such as "means the same
as" or "is inconsistent with," or
"self-contradictory," are not at all technical expressions, but are
common property, the reply would doubtless be that, to qualify for inclusion in
the family circle, these expressions have to be used in specially adjusted and
precise senses (or pseudo-senses) which they do not ordinarily possess.
It is the fact, then, that all the terms belonging to the circle
are either technical terms or ordinary terms used in specially adjusted senses,
that might be held to justify us in being particularly suspicious of the claims
of members of the circle to have any sense at all, and hence to justify us in
requiring them to pass a test for significance which would admittedly be too
stringent if generally applied. This point has some force, though
Grice doubts if the special adjustments spoken of are in every case as considerable
as it suggests. This seems particularly doubtful in the case
of the word "inconsistent" —a per-fectly good member of the
nontechnician's meta-logical vocabulary. But though the point has
some force, it does not have whatever force would be required to justify us in
insisting that the expressions concerned should pass exactly that test for
significance which is in ques-tion. The fact, if it is a
fact, that the expressions cannot be explained in precisely the way which Quine
seems to require, does not mean that they cannot be explained at all.
There is no need to try to pass them off as expressing innate
ideas. They can be and are explained, though in other and
less formal ways than that which Quine consid-ers. And the
fact that they are so explained fits with the facts, first, that there is a
generally agreed philosophical use for them, and sec-ond, that this use is
technical or specially adjusted. To illustrate the point briefly
for one member of the analyticity family. Let us suppose Grice
is trying to explain to someone — his pupil Strawson, say — the notion of
logical impossibility (a member of the family which Quine presumably regards as
no clearer than any of the others) and we decide to do it by bringing out the
contrast between logical and natural (or causal) impossibility.
We might take as our examples the logical or
conceptual or semantic impossibility of a
child of three's being an adult, and the
natural or physical impossibility or difficulty of
a child of three's understanding Russell's Theory of Types.
Grice might instruct his pupil Strawson to imagine two
conversations — one of which begins by some one — say,
Nowell — making the claim. My neighbor's three-year-old child
understands Russell's Theory of Types. and the other of
which begins by someone else — say, Smith — making the claim: My
neighbor's three-year-old child is an adult. It would not be
inappropriate to reply to Nowell, taking the
remark as a hyperbole: You mean the child is a particularly bright
lad. If Nowell were to say: No, I mean what I say —
he really does understand it. one might be inclined to
reply: I don't believe you—the thing's highly unlikely. But if the
child is then produced, and did — as one knows he would not — expound the
theory correctly, answer questions on it, criticize it, and so on, one would in
the end be forced to acknowledge that the claim is literally true and that the
child is a prodigy. Now consider one's reaction to Smith’s
claim. To begin with, it might be somewhat similar to the
previous case. One might say: You mean he's
uncommonly sensible or very advanced for his age. If Smith replies:
No, I mean what I say. we might reply: Perhaps
you mean that he won't grow any more, or that he's a sort of freak, that he's
already fully developed. Y replies: No, he's not a
freak, he's just an adult. At this stage—or possibly if we are
patient, a little later— Grice shall be inclined to say that he just doesnt
*understand* what Smith is saying, and to suspect that Smith just does not know
the meaning of some of the words he is using. — For Cicero,
adultus means nourished. "grown, mature," from Latin
adultus "grown up, mature, adult, ripe," past participle of
adolescere "grow up, come to maturity, ripen,"
from ad "to" (see ad-) + alescere
"be nourished," hence,
"increase, grow up," inchoative of alere "to nourish," from
a suffixed form of PIE root *al- (2) "to grow, nourish."
For unless Smith is prepared to admit that Smith is using words in a figurative
or unusual sense, Grice shall say, not that Grice doesn’t believe Smith, but
that his words have no sense. And whatever kind of creature
is ultimately produced for Grice’s inspection, it will not lead Grice to say
that what Smith said is literally true, but at most to say that Grice now does
see what Smith ‘signifies.’ As a summary of the difference between
the two imaginary conversations, Grice might say that in both cases we would
tend to begin by supposing that the other speaker was using words in a
figurative or unusual or restricted way; but in the face of his
repeated claim to be speaking literally, it would be appropriate in the first
case to say that Grice did not believe Nowell and in the second case to say
that Grice did not understand Smith. If, like Pascal, we thought
it prudent to prepare against very long chances, we should in the first case
know what to prepare for; in the second, we should have no
idea. Grice gives this as an example of just one type of informal
explanation which we might have recourse to in the case of one notion of the
analyticity group. Grice does not wish to suggest it is the
only type. Further examples, with different though connected types
of treat-ment, might be necessary to teach Grice’s pupil the use of the notion
of logical impossibility or impossibility in significance or signification or
conceptual impossibility or inconceivability in its application to more
complicated cases-if indeed Grice’s pupil did not pick it up from the one
case. Now of course this type of explanation does not yield
a formal statement of necessary and sufficient conditions for the application
of the notion concerned. So it does not fulfill one of the
conditions which Quine seems to require of a satisfactory explanation.
On the other hand, it does appear to fulfill the other.
It breaks out of the family circle. The
distinction in which Grice ultimately comes to rest is that between
not believing something and
not understanding something ; or between
incredulity yielding to conviction, and incomprehension
yielding to comprehen-sion. It would be rash to
maintain that this distinction does not need clarification;
but it would be absurd to maintain that it does not exist.
In the face of the availability of this informal type of explanation for the
notions of the analyticity group, the fact that they have not received another
type of explanation (which it is dubious whether any expressions ever receive)
seems a wholly inadequate ground for the conclusion that the notions are
pseudo-notions, that the expressions which purport to express them have no
sense. To say this is not to deny that it would be
philosophically desirable, and a proper object of philosophical endeavor, to
find a more illuminating general characterization of the notions of this group
than any that has been so far given. But the question of how, if at
all, this can be done is quite irrelevant to the question of whether or not the
expressions which belong to the circle have an intelligible use and mark
genuine distinc-tions. So far Grice has tried to show that the
first sections of Quine's essay—the burden of which is that the notions of the
analyticity group have not been satisfactorily explained-do not establish the
extreme thesis for which he appears to be arguing. It
remains to be seen whether the succeeding sections, in which diagnosis and
positive theory are offered, are any more successful. But
before Grice turns to them, there are two further points worth making which
arise out of the first sections. One concerns what Quine says
about definition and synonymy. Grice remarks that definition does
not, as some have supposed, "hold the key to synonymy and
analyticity," since "definition — except in the extreme case of the
explicitly conventional introduction of new notations—hinges on prior relations
of synonymy." But now con-sider what he says of these
extreme cases. He says: "Here the
defin-iendum becomes synonymous with the definiens simply because it has been
expressly created for the purpose of being synonymous with the definiens.
Here we have a really transparent case of synonymy created by
definition; would that all species of synonymy were as
intelligible." Now if Grice is to take these words of
Quine seriously, his position as a whole is incoherent. It
is like the position of a man to whom we are trying to explain, say, the idea
of one thing fitting into another thing, or two things fitting together, and
who says: "I can understand what it means to say that one
thing fits into another — or that two things fit together — in the case where
one was specially made to fit the other; but I cannot
understand what it means to say this in any other case."
Perhaps Grice should not take Quine's words here too seriously.
But if not, Grice has the right to ask Quine exactly what state of
affairs Quine thinks is brought about by explicit definition, what relation
between expressions is established by this procedure, and why Grice thinks it
unintelligible to suggest that the same (or a closely analo-gous) state of
affairs, or relation, should exist in the absence of this procedure.
For his part, Grice should be inclined to take Quine's words (or
some of them) seriously, and reverse his conclusions; and maintain that the
notion of synonymy by explicit convention would be unintelligible if the notion
of synonymy by usage is not presupposed. There cannot be law where
there is no custom, or a rule where there is not practices — though perhaps we
can understand better what a practice is by looking at a rule. The
second point arises out of a paragraph on page 32 of Quine's book.
Grice quotes: I do not know whether the statement
"Everything green is ex-tended" is
analytic. Now does my indecision over this example really
betray an incomplete understanding, an incomplete grasp, of the
"meanings" of "green" and "extended"?
Quine thinks not. The trouble is not with
"green" or "extended," but with "analytic."
If, as Quine says, the trouble is with "analytic," the
trouble should doubtless disappear when "analytic" is removed.
So let us remove it, and replace it with a word Quine himself has
contrasted favorably with "analytic" in respect of perspicuity—the
word "true." Does the indecision at once
disappear? Grice thinks not. The
indecision over "analytic" (and equally, in this case, the indecision
over "true") arises, of course, from a further indecision:
namely, that which we feel when confronted with
such questions as “Should we count a point of green light as
extended or not?" As is frequent enough in such cases,
the hesitation arises from the fact that the boundaries of application of words
are not determined by usage in all possible di-rections. But
the example Quine has chosen is particularly unfortunate for his thesis, in
that it is only too evident that our hesitations are not here attributable to
obscurities in "analytic." It would be possible to
choose other examples in which we should hesitate between "analytic"
and "synthetic" and have few qualms about "true."
But no more in these cases than in the sample case does the
hesitation necessarily imply any obscurity in the notion of analyticity;
since the hesitation would be sufficiently accounted for by the same
or a similar kind of indeterminacy in the relations between the words occurring
within the statement about which the question, whether it is analytic or
synthetic, is raised. Let us now consider briefly Quine's positive
theory of the relations between the statements we accept as true or reject as
false on the one hand and the "experiences" in the light of which we
do this accepting and rejecting on the other. This theory is
boldly sketched rather than precisely stated. Grice shall
merely extract from it two assertions, one of which Quine clearly takes to be
incompatible with acceptance of the distinction between analytic and synthetic
statements, and the other of which Quine regards as barring one way to an
explanation of that distinction. Grice shall seek to show that the
first assertion is not incompatible with acceptance of the distinction, but is,
on the con-trary, most intelligibly interpreted in a way quite consistent with
it, and that the second assertion leaves the way open to just the kind of
explanation which Quine thinks it precludes. The two
assertions are the following: It is an illusion to suppose
that there is any class of accepted statements the members of which are in
principle "immune from re-vision" in the light of experience, i.e.,
any that we accept as true and must continue to accept as true whatever happens.
It is an illusion to suppose that an individual statement, taken in
isolation from its fellows, can admit of confirmation or dis-confirmation at
all. There is no particular statement such that a particular
experience or set of experiences decides once for all whether that statement is
true or false, independently of our attitudes to all other statements.
The apparent connection between these two doctrines may be summed up as
follows. Whatever our experience may be, it is in principle
possible to hold on to, or reject, any particular statement we like, so long as
we are prepared to make extensive enough revisions elsewhere in our system of
beliefs. In practice our choices are governed largely by
considerations of convenience: we wish our system to be as simple
as possible, but we also wish disturbances to it, as it exists, to be as small
as possible. The apparent relevance of these doctrines to the
analytic-synthetic distinction is obvious in the first case, less so in the
second. Since it is an illusion to suppose that the characteristic of immunity
in principle from revision, come what may, belongs, or could belong, to any
statement, it is an illusion to suppose that there is a distinction to be drawn
between statements which possess this characteristic and statements which lack
it. Yet, Quine suggests, this is precisely the distinction which
those who use the terms "analytic" and "synthetic" suppose
themselves to be drawing. Quine's view would perhaps also be
(though Quine does not explicitly say this in the essay under consideration)
that those who believe in the distinction are inclined at least sometimes to
mistake the characteristic of strongly resisting revision (which belongs to
beliefs very centrally situated in the system) for the mythical characteristic
of total immunity from revision. The connection between the second
doctrine and the analytic-synthetic distinction runs, according to Quine,
through the verification theory of meaning or significance. Quine
says: " If the verification theory can be accepted as an
adequate account of statement synonymy, the notion of analyticity is saved
after all." For, in the first place, two statements
might be said to be synonymous if and only if any experiences which contribute
to, or detract from, the confirmation of one contribute to, or detract from,
the confirmation of the other, to the same degree; and, in the second place,
synonymy could be used to explain analyt-icity. But, Quine
seems to argue, acceptance of any such account of synonymy can only rest on the
mistaken belief that individual state-ments, taken in isolation from their
fellows, can admit of confirmation or disconfirmation at all.
As soon as we give up the idea of a set of experiential truth-conditions
for each statement taken sepa-rately, we must give up the idea of explaining
synonymy in terms of identity of such sets. Now to show that the
relations between these doctrines and the analytic-synthetic distinction are
not as Quine supposes. Let us take the second doctrine
first. It is easy to see that acceptance of the second
doctrine would not compel one to abandon, but only to revise, the suggested
explanation of synonymy. Quine does not deny that individual
statements are regarded as confirmed or disconfirmed, are in fact rejected or
accepted, in the light of experience. Quine denies only that these
relations between single statements and experience hold independently of our
attitudes to other statements. Quine means that experience
can confirm or disconfirm an individual statement, only given certain
assumptions about the truth or falsity of other state-ments. When
we are faced with a "recalcitrant experience," Quine says, we always
have a choice of what statements to amend. What we have to
renounce is determined by what we are anxious to keep. This
view, however, requires only a slight modification of the definition of
state-ment-synonymy in terms of confirmation and disconfirmation.
All we have to say now is that two statements are synonymous if and only
if any experiences which, on certain assumptions about the truth-values of
other statements, confirm or disconfirm one of the pair, also, on the same
assumptions, confirm or disconfirm the other to the same degree.
More generally, Quine wishes to substitute for what he conceives to be an
oversimple picture of the confirmation-relations between particular statements
and particular experiences, the idea of a looser relation which he calls
"germaneness.” But however loosely "germaneness" is
to be understood, it would apparently continue to make sense to speak of two
statements as standing in the same germaneness-relation to the same particular
experiences. So Quine's views are not only consistent with,
but even suggest, an amended account of statement-synonymy along these
lines. Grice is not, of course, concerned to defend such an
account, or even to state it with any precision. Grice is
only concerned to show that acceptance of Quine's doctrine of empirical
confirmation does not, as Quine says it does, entail giving up the attempt to
define statement-synonymy in terms of confirmation. Now for the
doctrine that there is no statement which is in principle immune from revision,
no statement which might not be given up in the face of experience.
Acceptance of this doctrine is quite consistent with adherence to
the distinction between analytic and synthetic statements.
Only, the adherent of this distinction must also insist on another;
on the distinction between that kind of giving upwhich consists in
merely admitting falsity, and that kind of giving up which involves changing or
dropping a concept or set of concepts. Any form of words at one
time held to express something true may, no doubt, at another time, come to be
held to express something false. But it is not only philosophers
who would distinguish between the case where this happens as the result of a
change of opinion solely as to matters of fact, and the case where this happens
at least partly as a result of a shift in the sense of the words.
Where such a shift in the sense of the words is a necessary condition of
the change in truth-value, then the adherent of the distinction will say that
the form of words in question changes from expressing an analytic statement to
expressing a synthetic statement. Grice is not now
concerned, or called upon, to elaborate an adequate theory of conceptual
revision, any more than we were called upon, just now, to elaborate an adequate
theory of synonymy. If we can make sense of the idea that
the same form of words, taken in one way (or bearing one sense), may express
something true, and taken in another way (or bearing another sense), may
express something false, then we can make sense of the idea of conceptual
revision. And if we can make sense of this idea, then we can
perfectly well preserve the distinction between the analytic and the synthetic,
while conceding to Quine the revisability-in-principle of everything we
say. As for the idea that the same form of words, taken in
different ways, may bear different senses and perhaps be used to say things
with different truth-values, the onus of showing that this is somehow a mistaken
or confused idea rests squarely on Quine. The point of
substance (or one of them) that Quine is making, by this emphasis on
revisability, is that there is no absolute necessity about the adoption or use
of any conceptual scheme whatever, or, more narrowly and in terms that he would
reject, that there is no analytic proposition such that we must have linguistic
forms bearing just the sense required to express that proposition.
But it is one thing to admit this, and quite another thing to say that
there are no necessities within any conceptual scheme we adopt or use, or, more
narrowly again, that there are no linguistic forms which do express analytic
proposi-tions. The adherent of the analytic-synthetic distinction
may go further and admit that there may be cases (particularly perhaps in the
field of science) where it would be pointless to press the question whether a
change in the attributed truth-value of a statement represented a conceptual
revision or not, and correspondingly pointless to press theanalytic-synthetic
distinction. We cannot quote such cases, but this inability
may well be the result of ignorance of the sciences. In any
case, the existence, if they do exist, of statements about which it is
pointless to press the question whether they are analytic or synthetic, does
not entail the nonexistence of statements which are clearly classifiable in one
or other of these ways and of statements our hesitation over which has
different sources, such as the possibility of alternative interpretations of
the linguistic forms in which they are expressed. This concludes
Grice’s examination of Quine's essay. It will be evident that
Grice’s purpose has been wholly negative. Grice has aimed to
show merely that Quine's case against the existence of the analytic-synthetic
distinction is not made out. Quine’s article has two
parts. In one of them, the notions of the analyticity group
are criticized on the ground that they have not been adequately
explained. In the other, a positive theory of truth is outlined,
purporting to be incompatible with views to which believers in the
analytic-synthetic distinction either must be, or are likely to be,
committed. In fact, Grice has con-tended, no single point is
established which those who accept the notions of the analyticity group would
feel any strain in accommodating in their own system of beliefs.
This is not to deny that many of the points raised are of the first
importance in connection with the problem of giving a satisfactory general
account of analyticity and related concepts. Grice is here
only criticizing the contention that these points justify the rejection, as
illusory, of the analytic-synthetic distinctior and the notions which belong to
the same family. H. P. Grice. The main
references in Descartes, outside the Meditations, to the notion of ‘clear and
distinct’ perception are contained in Discourse on Method — the first
rule — Regulae IlI and XII, the Principles of Philosophy and Replies to Objections
— Appendix. In Descartes’s “Principles of philosophy,” perception is said
to be clear when it is "present and apparent to an attentive
mind." We may compare with Descartes’s Regulae, where
intuition is described as an "indubitable conception formed by an unclouded
and attentive mind" — "unclouded" connects with
"distinct". In Descartes’s “Principles,” a perception is said
to be *distinct* if it is so precise and different from all other objects that
it contains within itself nothing but what is clear. In the case of
severe pain, perception is said to be very clear but may not be distinct, if it
is confused with an *obscure* judgment about the cause of the pain — physical
damage. So a perception may be clear — without being distinct. But
a perception cannot be distinct — without being clear. Descartes's
account is obscured by predominance of visual analogy in exposition,
failure to distinguish between perception POTCH (conception) COTCH — of an
thing, or object, or a concept, and perception (knowledge, assurance) of a
proposition. A Proposition might be Descartes’s primary
concern. And it is not too difficult to give a more or less
precise interpretation to ‘clear and distinct’ perception of a
proposition. A proposition is clearly and distinctly
perceived by Descartes if Descartes has no doubt at all that it is true after
having adequately — and perhaps successfully — satisfied himself just what it
entails and does not entail — it is clear to Descartes what it contains, and so
what it contains is clear to Descartes [clearly true], since Descartes cannot
both have no doubt that p and have no doubt that p - > q, unless I have no
doubt that q. Descartes's failure to distinguish a thing, an
object or a concept, on the one hand, and aproposition, on the other, comes out
particularly clearly in Regulae. Descartes’s account in Regulae of
the knowledge of a “simple nature” and its “blending” or conjunction with
another simple nature is fairly clearly an account of the supposed object of
clear and distinct perception - or at least of a very important subclass of
such objects. A "Simple nature" is, rightly, an
unanalyzable concept of a high, but not too high, level of generality.
“Figure” is a simple nature — entailing no more general
con-cept. Limit — i.e. “terminus” — is not, though more
general than figure, applying not only to a region of space but also to a
stretche of time, for according to Descartes, the expression "limit"
does not apply unambiguously to a space and to a time — presumably because of
the *categorical* difference between a space and a time. The
Knowledge of a simple nature is said to be incapable of error — according to
Descartes because of their simplicity — but surely the cash value of this
immunity is that a simple nature is not a propositions and so not the sort of
things to be false — or true. And Descartes speaks in one breath
of knowledge of a simple nature — a concept — and of knowledge of their
blending or combination (perhaps propositions) and of an "ax-iom" —
certainly a proposition. At the time of Regulae, Descartes's
position seems to have been: Certain knowledge is confined
to intuition and deduction; intuition is infallible;
deduction, which is a concatenation of intuitions, is fallible
only insofar as memory-mistake may be involved — no account
is taken of fallacies. Intuition, qua
understanding/apprehension of a simple concept, is infallible, since I cannot
misapprehend or fail completely to apprehend what has no internal
complexity. The Intuition of a proposition is the
recognition of a necessary connection between simple concepts;
this consists in recognition of one concept as implicitly contained in
another — cf. Leibniz, Wolff, and Kant on "analytic" versus
“synthetic.” So Descartes is in a position to hold that certain
knowledge of a proposition is really only a matter of articulated understanding
of concepts. This is not at all absurd. It resembles
the view of an analytic proposition as one that cannot be denied by anyone who
understands it — denial [conflicts with], counts against understanding.
All the same, for Descartes, it is incoherent. A necessary
connection between two simple concepts cannot consist in one concept's being
implicitly contained in another, for the containing concept would have to be
complex. It is not clear how far this line of thinking
survives in Descartes's thought; "simple nature" is a
technical term which does not appear in Descartes’s later work.
However, a possible confusion between the knowledge of a proposition and the
understanding of a concept is detectable in the Meditations.
Descartes's main use of “clear and distinct” perception is to provide a
criterion of truth and certainty for a proposition. But in the
proof of the distinctness of mind and body, Descartes relies on the principle
that if A can be clearly and distinctly conceived or
understood apart from B, A and B are logically distinct and
can exist separately. This can, of course, be represented as
the “clear and distinct” perception (knowledge) of the modal proposition
that it is possible that A should exist (be exemplified)
when B does not exist. But Grice suggests that Descartes thought
of this proposition as grounded on the distinct conception of A (a conception
not involving the conception of B). Finally it is important to
remember that although, for Descartes, the primary cases of “clear and
distinct” perception is a necessary truth, not every case of “clear and
distinct” perception is a necessary truth.
"I exist" — “Descartes exists.” or
"I have a pain" is not a expression of a
necessary truth, though Descartes — big ego that he had — may have failed to
see clearly that the first is not. One of Descartes’s Discourses -
cf. Meditations — specifies the question at issue as being
"what is requisite to the truth and certainty of a
proposition?" and lays down the general rule that
whatever we conceive COTCH — Medita-tions III "perceive"
POTCH — very clearly and very distinctly is true," and
adds that there is some difficulty in discerning which conception really is
distinct. One may wonder just why truth and certainty are spoken
of so indifferently, since they are not identical notions — though there may be
some inclination to suppose them to coincide in the area of *necessary*
truth. It is attractive — though because of Gödel, wrong — to
equate mathematical proof with provability. "Certain"
occurs in at least two distinguishable contexts: "it is
certain that p" label this "ob-jective"
certainty) "x is certain that p"
label this "subjective"certainty. Perhaps, then,
Descartes is subscribing to two rules (conflated): whatever
is clearly and distinctly perceived is objectively certain.
whatever is *objectively* certain is true. It is fairly clear that
Descartes wants to hold not only that if something is clearly and distinctly
perceived, it is certain, but also that only if something is
clearly and distinctly perceived is it certain — or at least
that only if *we* are satisfied that *we* clearly and distinctly *perceive
that* p, are we entitled to say that it is certain that p. What
status did Descartes attribute to his general rule? The natural
supposition is that Descartes thought of it as itself a necessary truth.
If it is a necessary truth, it might be either an implicit
definition of "certain" or the specification of a sure sign or mark
of the presence or certainty. But there are indications of a
different interpretation. In one of his Discourses — first
rule — Descartes speaks of accepting only "what presents
itself to my mind so clearly and so distinctly that I had no occasion to doubt
it." And in Replies Descartes says:
"to begin with, directly we think that we rightly perceive something, we
spontaneously persuade ourselves that it is true!" He
goes on: "Further, if this conviction is so strong that
we have no reason to doubt concerning that of the truth of which we have
persuaded ourselves, there is nothing more to inquire about, we have here all
the certainty that can reasonably be desired." This
suggests two further possibilities of interpretation: that the
rule specifies a psychological fact about us — that
— we cannot but assent to what we clearly and distinctly perceive — or
*think* that we clearly and distinctly perceive Or
that our only reasonable policy is to assent to what
we think that we clearly and distinctly perceive. There are
altogether, then, four possible ways of viewing the rule.
Descartes’s rule might specify: Necessary truth *defining*
certainty Necessary truth specifying sure sign of certainty
Psychological fact about when we have to give our assent
Only reasonable procedure for attribution of certainty We shall
revert to at least some of these. Descartes regards the
establishment of his general rule as consequential upon or derivative from his
arrival at the certitude of his own existence. The
Cogito. But in what way? The step is obviously
not supposedto be a deductive one, so of what kind is it? It may
be that Descartes thinks of it as an example of so-called "intuitive
induction," being led to recognition of the general necessity of an A
being a B by detecting the coinstantiation of A and B in a particular
case. But whether or not Descartes believed this, the nature
of such a step is extremely *obscure.* Grice finds Descartes’s
rambling on clear and distinct perception brutally obscure and confused.
It is not clear what function the individual case can have, other than
to draw attention to the possibility of a general connection between A and B,
to put the idea of a general truth into one's head. But the
“Cogito; ergo, sum” does not seem especially qualified for this purpose, since
the certainty of Descartes’s existence seems to depend not notably on clear and
distinct perception, but rather on the fact that it is immune to the hypothesis
of a malignant demon and the fact that "I exist" is one of a special
class of propositions (statements) — cf. "I am awake"
— whose *truth* is required in order that their expression
should count as the making of an assertion. An utterance of
“I exist" is either true or not a
statement-making utterance at all. Descartes might just as
well have had his attention drawn to the general rule by, for example, the
simple arithmetical propositions which initially he seems to have regarded as
open to doubt; indeed, if such examples were no good to him
to begin with (as being questionable), they will remain questionable even after
the general rule is accepted; and this Descartes does not want.
One may, of course, diagnose a condition A on which a particular feature B
(e.g. certainty) depends by considering what is common to clear cases of B and
seeing what we seem to go by in ascribing B; but for this we
need consideration of a range of examples, not just a single one — e.g. the
“Cogito; ergo, sum.” And the existence of such a range — cf. mathematical
examples — is just what Descartes seems initially to put in question.
The well-known Cartesian circle presents another difficulty.
Descartes seems to say that the acceptability of the general rule is
dependent on the acceptability of the existence of a beneficent God— a
malignant demon might deceive us even about what we clearly and distinctly
perceive. But the existence of God needs proof, and the
premises and conclusion of such a proof must be accepted on the grounds that
they are clearly and distinctly perceived. But this involves
a reliance on the criterion in advance of its guarantee from God.
In Replies, Descartes answers that he never intended the beneficence of God to
guarantee the general rule. What he intended it to guarantee is
the reliance, in the conduct of a proof, on one's memory that certain
propositions have been successfully proved, the proofs of which are not any
longer before one's mind. Descartes is being somewhat disingenuous
in this answer. Admittedly in Meditations Descartes does put
forward just the position he outlines in Replies, but at the beginning of a
different Meditation, Descartes does explicitly say that the use of the general
rule to reestablish simple arithmetical propositions questioned in Meditations
has to wait upon his proof of the existence of God.
Descartes has in fact spoken with two voices, and will not admit
it. In any case, the favoured position is not without its own
difficulties. Two of Descartes's proofs of the existence of God
are extremely elaborate and could not be conducted without an unguaranteed
reliance on memory. However, AOSTA’s Ontological Proof is
very short, and maybe Descartes could say that here reliance on memory is not
involved. It looks as if the beneficence of God will guarantee too
much, for if it guarantees every reliance on memory, we should not be able to
make the memory-mistakes we all know that we do make. And if it
guarantees only some memory, how do we characterize and identify the kind of
memory that is guaranteed? Descartes, it seems to Grice, has a
perfectly good line at his disposal here with regard to memory, analogous
to the one he takes in Meditations about the material world.
Very baldly put, Descartes’s position there is: that
There are all sorts of ordinary nophilosophical doubts and beliefs
about the material world, which we are in a perfectly good position to resolve
or correct, *provided* that we can rely on the general assumption that a
sensory idea is generated by a material thing — and perhaps, it should be
added, on the assumption of the legitimacy of certain checking
procedures. That a sensory idea is so generated — and perhaps that
these procedures are legitimate — is a "lesson of nature":
something we are naturally disposed to believe. But if a
skeptical philosophical doubt is raised about it, we have no way of meeting
such a doubt. If our natural beliefs are incorrect, we have no way
of discovering that they are. We need to know that God is no
deceiver in order to be sure that we have not been constituted with a
[Grice is informed that Cartesian scholars no longer take seriously the
suggestion that the function of Descartes's criterion is to justify a reliance
on memory in the conduct of demonstration. This idea is,
however, discernibly alive at the time when Grice’s essay was written.
built-in set of erroneous natural beliefs. For all
this cf. Hume on a natural disposition. Similarly, Descartes could
say that we are in a position to correct or confirm an erroneous or dubious
memory claim, an idea of memory, provided that we can assure that a memory
claim is in general generated by a past event and a past situation, and
provided that certain checking procedures — considerations of recency,
distinctness, and coherence - are legitimate. But if the
skeptic attacks these, we have no recourse, save to the beneficence of God,
which would preclude our having been created with a natural tendency to assume
that a memory idea in general corresponds with the past, when in fact there is
no such general correspondence. The proof of God's existence
is required solely to defend us from the Skeptic and does not provide for the
infallibility of memory. It has been argued by Prichard in
"Knowledge and Perception" that Descartes is attempting to fulfill an
impossible task, namely to provide a universally applicable mark or criterion
of certainty (or, what comes to the same thing) of knowledge.
Descartes is trying to specify a mark M — being a state of “clear and
distinct” perception — such that, if and only if we can recognize our state of
mind as regards some proposition p as exemplifying M can we call it a state of
knowledge that p. Any such attempt fails on account of two
different vicious circles/regresses. To know that a state S
is a state of knowledge that p, we need to know that it exemplifies mark
M; but to know this, we need to know that our state S, with
regard to the proposition that S exemplifies the mark M itself exemplifies the
mark M and so on. To know that the general rule is true, we
have to know that our state of mind with respect to the general rule
exemplifies the mark M. But this information is no use to us,
unless we can already use the rule — i. e., already know it to be true.
We have to use the rule to certify itself. These
objections may well be fatal to any attempt to provide an absolutely general
sure sign of certainty. But Descartes may not be making such an
attempt. The objections would not, Grice thinks, apply
against interpretation of the definitional variant. But if we take
Descartes in this way, there are other objections. For while
it might be legitimate to define “Descartes is certain that
p" as “Descartes clearly and
distinctly perceives that p," it would not be so
attractive to attempt to define It is certain that p"
(objective certainty) in terms of clear and distinct perception.
Indeed, the problem about certainty might be posed as the question when
and how a step from “I am certain"
to "it is certain" is
justified. Grice is inclined to think that Descartes is, not very
clear-headedly, espousing interpretation (4), insofar as this is distinct from
interpretation (3). To amplify this, Grice will mark some
distinctions which may be of general philosophical interest.
For any proposition, or range of propositions, three different kinds of
conditions may be specifiable, which Grice shall call: Conditions
of Truth Conditions of Establishment Conditions of
Re-Assurance Let Grice consider these in relation to a class of
propositions in which Descartes is specially interested, namely a mathematical
proposi-tion. Conditions of Truth will be explicit or implicit
definitions. For any given proposition, or propositions, a
wide variety of alternative specifications may be available. Which
one selects will depend on one's interests, on what the concepts are to which
one is concerned to link the concepts involved in the original proposition or
range of propo-sitions. One might, for certain purposes,
wish to specify the truth-conditions for * = z: * = z is true iff the result of
adding z to itself y - 1 times is identical with x. Establishment-conditions would
be specifiable for a given system of mathematical propositions.
A proposition p would be established if there has been found a proof of
it within the system; if, that is, starting from such-and-such axioms, it has
been possible to reach, in a finite number of steps constructed in accordance
with such-and-such inferential rules, an expression of p. The establishment-conditions
will specify a procedure or achievement, which, if successfully realized,
guarantees that p. But the question might arise whether the
achievement or procedure has after all been successfully realized, whether
something may not have gone wrong, and if such a question is not disposed of,
we are not in a position to say "it is certain that p," even though
in fact nothing may have gone wrong. So we need directions
like "Go over the proof again (and if necessary again), looking out for
misapplications of inferential rules, etc." Such
specifications of reassurance-conditions have two notable features:
They are exceedingly unexciting, though supplementary directions,
about what sort of mistakes to look out for, may be of general interest.
And just because the specifications are liable to be general in
character and unexciting, to put this into execution may require
considerable skill and intelligence; it is not a mechanical operation.
Reassurance-conditions are open-ended: there is
no point at which carrying them out is finally completed. One can
always check again, though at some point (usually quite soon) it will become
unreasonable to insist on further checking. But there is no
general way of specifying precisely when that point is reached. A
partial application of these ideas to a proposition about a physical thing may
have some philosophical point. What would be an appropriate
method of specifying truth-conditions in a general form for a proposition about
a material thing is not clear to Grice, and he shall not attempt the
task. But it is fairly clear how establishment-conditions
should be specified, at least for the optimal or favoured method of
establishing a central class of propositions about a material thing — those
about "medium-size" objects. To establish p in
such cases is perceptually to observe that p. Since the achievement
of perceptual observations may fail to be successfully realized — something may
go wrong, not usually as the fault of the observer but rather as the fault of
nature — we have re-assurance-directives such as "Make further
observations, bring different senses into play, compare your observational
findings with those of others etc." It seems to Grice
that the phenomenalist may have made the mistake of taking what is a perfectly
sound reassurance-directive and dressing it up so as to serve as a specification
of truth-conditions for a proposition about a material thing in general.
The stock objection to the phenomenalist, that his analysis is not
completable and have to be supposed to be of infinite length, is worth bearing
in mind here, for it may be a way of making the point that the open-endedness
which is characteristic of reassurance-directives becomes objectionable if the
attempt is made to convert reassurance-directives into an specification of a
condition of truth. The bearing of this discussion of Descartes is
that Grice is suggesting that his general rule should be looked upon as an
attempt to provide a reassurance-directive of maximal generality, one that will
apply to any proposition which can ever be said to be certain, regardless of
what their truth-conditions are, what their specific establishment-conditions
are, and what more specific reassurance-directives are applicable once the
establishment-conditions are identified. The directive is in
effect: "Take all steps to satisfy yourself just what a
given proposition entails and does not entail, and that having done this, you
can find no ground for doubting the proposition in question."
Whether the provision of a maximally generalized reassurance-di-rective is a
proper philosophical undertaking and whether, if it is, Descartes has
adequately discharged it, are larger questions than it is the purpose of this
essay to decide. Grice wishes to argue only that it is not obvious
and has not been proved that it is an improper philosophical undertaking and
that, if it is a proper undertaking, it is not easy to see how to improve upon
Descartes's attempt to fulfill it. Our primary concern
should, Grice thinks, be to ask, not whether Descartes's criterion is acceptable,
but how and with what justification he has managed, by the application of what
is apparently so unexceptionable a principle, to make at least plausible a
skeptical position which is an affront to common sense. H.
P. Grice. As Grice looks back, over a distance of years, at the
discussion of postwar Oxford philosophy, he finds himself not wholly
dissatisfied. The essay received its only other airing at a
college, and though the points made in it are by no means fully or properly
pursued, at least in some respects it seems to Grice that his nose is pointed
in the right direction. The ambivalence about the relation between
the kind of conceptual analysis which Grice is discussing and the prosecution
of philosophy is not just the product of Grice’s hazy mind. It is
discernible in the practice of some of the leading figures of the Oxford scene,
particularly Austin himself. When the new Playgroup was instituted
in postwar Oxford - Austin had led ‘an older playgroup’ to use Hampshire’s
phrase at All Souls — its official (even if perhaps slightly tongue-in-cheek)
rationale, as given by Austin, is that all of us are local philosophical hacks,
spending our week-days wrestling with the philosophical inabilities of our
pupils, and that we deserve to be able to spend at least our Saturday mornings
in restorative nophilosophical activities, which would nonetheless be both
enjoyable and possibly even, in the long run, philosophically beneficial.
And so we started on such paraphilosophical topics as maps and diagrams
and (in another term) rules of games. At this point, evidently,
paraphilosophy was conceived of as not being philosophy, though in some ways
akin to philosophy. However, when some of us raised questions about this
relationship and showed signs of impatience for a distinguishing criterion, we
were met with a not uncharacteristic shift of position. When
we asked for a distinction between what is important and what is not important
— by which, of course, we meant a distinction between linguistic data which
are, and again which are not, *philosophically* important —, we were liable to
be met by the statement - also made at the end of Austin's essay on Pretending
— that he, Austin, is not very good at distinguishing between what is important
and what is not. Grice now takes this to have been a way of
withdrawing, or at least weakening, his own earlier differentiation of
philosophy from what Grice is calling "paraphilosophy."
And if the Master wobbles thus, what should we expect from his
friends, or for that matter, from his enemies? It seems to Grice
that this issue should be faced and not fudged; and Grice
intends to conclude hus contribution with an endeavor to get the question or
questions involved clear, even if shortage of time and intellectual equipment
compel Grice to leave it, or them, unanswered. The
"enemies" of midcentury Oxford philosophy may be misguided, but at
least they have a right to a rational, rather than a merely dismissive,
response. Let us suppose that we are seriously interested in
investigating the insubstantiation of a certain concept C within a certain
range of material M. In such a case, it would seem natural for us
to look for a science or discipline which would offer us a system of ways of
determining, with respect to that range of material M, the presence or absence
of C. We might, however, be disappointed in more than one
way. We might not be able to locate any discipline which
even professed to be able to provide us with such a systematic method.
Or, though we could locate such a discipline, we might believe or
suspect that the discipline is spurious and that it is no better qualified to
cater to our needs than astrology would be to assure us of our complete safety
during our next visit to Beirut. We might, however, be
fortunate. We might be able to satisfy ourselves that the
available discipline is authentic. In such a case, however, we
might have to recognize that the discipline in question would be powerless to
provide for our needs unless the propositions which we wished it to certify for
us were first re-expressed in a pattern congenial to demonstration by that
disci-pline; What we wish to know has to be re-expressed in
a theory-relevant form; and the procedure for achieving this
kind of "rational reconstruction" might vary according to the kind of
theory which we need to call into play. In a certain limited range
of further cases, what we have just said might be insufficient to satisfy
us. For we might want to take seriously, and so
scientifically, not merely questions about whether C is realized in M (for
which we need discipline D, but also questions about whether it is (in an
appropriate way) incumbent on 0, to determine for us whether and when C is
realized in M, and to settle these further questions, we may require a further
theory e, which, when provided with suitable (®,-relevant) rational
reconstructions of statements which (informally) saddle 0, with such
obligations or incumbencies, will decide for us concerning their truth or
falsehood. We thus have a prospect of an indefinite sequence
of disciplines, each pronouncing upon the adequacy, in a certain respect, of
its predecessor in the sequence. In another range of examples,
perhaps in order to avoid the real or supposed viciousness of such an unending
sequence, this feature does not appear. In these cases, to
be called type B cases, the adequacy of discipline D in a desired respect is
certified by appeal not to a further discipline D but to discipline D itself,
which is, in an appropriate sense, self-justifying. It might
(for example) be possible to prove in discipline D a general thesis or law
(0,), one particular instance or specification of which (@,,) would in effect assert
the adequacy of D to prove its own adequacy in a desired respect;
and, maybe, yet a further instance or specification of 0,,, namely ®,,,
would be provable which in effect asserts the adequacy of D to prove the
adequacy of D to prove the adequacy of D in the desired respect.
We should thus, in a type B case, have substituted for the unending
sequence of justifying disciplines typical of type A cases, each feeding on its
predecessor, an unending sequence of laws or theorems within a single discipline;
and the logical gain from this alteration might be appreciable. We
should, finally, turn briefly to the impact of the preceding discussion on
matters at issue between Oxonians and a certain group of their foes — foes who
might accept as their battle cry the slogan "Clarity is not enough,” once
made famous by Lewis. These foes will hold that one part of the
business of philosophy is to decide about, even perhaps to enact, the
competence and authority of philosophy to determine the answers to certain
nonlinguistic questions about Reality. Some might even go so
far as to say that philosophy is a supremely sovereign science, perhaps even
the only supremely sovereign science, in that among sciences it alone has
authority to determine its own competence in every area in which a demand for
the justification of competence is legiti-mate. But whether
one accepts a more or a less extreme version of this position, one will hold
that the material characterization of the work of philosophy must be such as to
allow for the fulfillment of this role, and that, in either case, it cannot be
a full characterization of the work of philosophy to describe it as the
achievement of conceptual clarity. Indeed, this activity may
not even be a part of philosophy, though it will no doubt represent a capacity
for which philosophers will have a need. It is, I think, quite
uncertain whether such demands on the part of anti-Oxonians are justified, or
even whether they are coherent, but it is no part of Grice’s purpose here to
decide upon the outcome of battles between Oxonians and their foes, only to
make a little progress in deciding the location of the battleground or the
battlegrounds, though Grice will confess to a hope that a knowledge of where
the fighting is taking place might have a beneficial effect on the upshot of
that fighting. But perhaps someone will say:
You have not yet done enough to help us much, and so we are not yet ready
to exhibit any trace of excitement. For it might be that
there is no even faintly plausible candidate for a description of the material
content of philosophizing which would give the anti-Oxonian any chance of
making good his claim that the work of philosophy extends beyond conceptual
clarification and reaches as far as self-vindication as a rational
discipline. So say more, lest the battle you locate turn out to be
over before it begins." At this point Grice replies:
If you insist on twisting my arm, I am not compelled to remain
silent. For philosophy to achieve any end at all, or to fulfill
any function, indeed for there to be such a thing as philosophy, there have to
be (or to have been) philosophers. Just as the poet said
that the proper study of mankind is Man, the anti-Oxonian can say that (in the
first instance) the proper study of philosopher-kind is Philosophers.
To be less cryptic, the anti-Oxonian will say that there will be a
possibly not well-defined set of attributes or capacities, the possession of
the totality of which, each in this or that degree, will fully determine the
philosophical capability of the possessor. For example, everyone
will probably allow that this step will include reasoning-power, most would
perhaps allow that it would contain a certain kind of theoretical imagination,
but few would suppose it to contain a good digestion. For though a
failure to reach a minimal digestive standard would probably terminate a
philosophical career, once the minimum had been reached further digestive
improvement would (probably) be irrelevant to philosophical merit, whereas
reasoning-power is (prob-ably) not subject to this limitation.
The anti-Oxonian, then, might suggest that the province of philosophy is
the identification and vindication of that totality of capacities on which the
varying degrees of philosophical capability ultimately rest.
How good his prospects might be Grice would not presume to guess.
H. P. Grice. A philosopher “of science,” at a college quite a long
way from Oxford, asks Grice whether Grice thinks that "The
Ordinary-Language Approach to Philosophy" has anything to contribute to
the Philosophy “of Science.” Finding this question difficult to handle
for more than one reason, Grice eventually asks the philosopher “of science”
what he means by "The Ordinary-Language Approach to
Philosophy." The philosopher “of science” replies that he had
been hoping that I would NOT ask that question, as he did not know much about
the matter. Perhaps the philosopher “of science” thinks that the
reference of this phrase ought to have been immediately clear to Grice, since
it was intended merely to pick out the sort of philosophizing in which Grice
himself, and others at Oxford, habitually engage. Unfortunately
Grice does not find it by any means easy to give a general characterization of
the philosophizing in which Grice engages. Indeed, Grice is not sure that
it is all of one sort. Moreover, Grice is sure that one could find
numerous methodological divergences among Oxford philosophers, though there
does, no doubt, also exist a noticeable family resemblance. Again,
difficult as it may be to characterize one's own philosophical performance,
Grice was faced with a further difficulty, for Grice strongly suspected that
this philosopher “of science”’s idea of Grice variety of philosophizing might
not coincide with the reality. So Grice devote himself to an attempt
(necessarily schematic and fragmentary) to get clearer about Grice’s conception
of the relation between Grice’s own philosophical practice — and “ordinary
language.” You must understand that Grice is not speaking on behalf of no
one but himself, even though it may well be the case that some philosophers,
both in and out of Oxford, might be ready to agree in greater or lesser degree
with what Grice has to say. First of all, it is certainly true that Grice
is not alone in thinking that ordinary discourse, what we ordinarily say, is
worthy of the philosopher's special attention. But to say this is
not to say very much. To be more specific, Grice subscribes to two propositions.
It is, in Grice’s view, an important part, though by no means the whole,
of the philosopher's task to analyze, describe, or characterize - in as general
terms as possible — the ordinary use, or ordinary uses, of certain expressions
or classes of expressions. If Grice philosophises about the notion of
cause, or about perception, or about knowledge and belief, Grice expects to
find himself considering, among other things, in what sort of situations we
should, in our ordinary talk, be willing to speak — or again be UNWILLING to
speak — of something as causing something else to happen;
or again of someone as seeing a tree; or again of someone as
knowing rather than merely believing that something is the case.
Particular mention should perhaps be made of the cases in which one tries
to find things that would NOT ordinarily be said at all; for
example, in discussing knowledge and belief, one may find it
helpful or indeed essential to take note of such linguistic facts as that one
may without linguistic impropriety, speak of someone as
"firmly believing" some-thing, but NOT of someone
as “firmly knowing" something. Such
linguistic facts, or at least the answers to the question why these are
linguistic facts, may be of philosophical importance. Highly/very
intelligent Highly/very dull It is, in Grice’s view, the case that
a philosophical thesis which involves the rejection as false, or absurd, or
linguistically incorrect, of some class of statements which would ordinarily be
made, and accepted as *true*, in specifiable types of situation is itself
almost certain, perhaps quite certain, to be false. How clever language
is. Silly things silly people say. Though to say that such a thesis
is false is not quite to deny that it may have other virtues, for the
philosopher who propounds it may be "getting at" some important truth
which could be more properly expressed in another way. Wisdom’s
philosopher’s paradox as fragmentary. To reformulate Grice’s second proposition
in another way. It is almost certainly (perhaps quite certainly) wrong to
reject as false, absurd, or linguistically incorrect some class of ordinary
statements if this rejection is based merely on philosophical grounds.
If, for example, a philosopher advances a philosophical argument to show
that we do not in fact ever see trees and books and human bodies, despite the
fact that, in a variety of familiar situations, we would ordinarily say that we
do, our philosopher is almost (perhaps quite) certainly wrong. Hamlet saw
his father Macbeth saw Banquo. Before proceeding, Grice must
briefly protect himself against a crude misconception, of which he is sure that
none of you will be guilty. Neither of Grice’s two propositions
commits Grice to holding that non-ordinary uses of language are to be
prohibited, or even to be disregarded by the philosopher. Grice
does not for one moment suppose that either a non-philosopher or a philosopher
should confine himself to using only expressions with an ordinary use and to
using these only in that ordinary way. The only restriction
is that a philosopher who uses a technical term — take IMPLICATURE — should
recognize that it is a technical term and therefore stands in need of a special
explanation. When one philosopher objects to another
philosopher's argument (as sometimes happens) by saying “But
that is not an ordinary use of the expression so-and-so"
or “But that expression is being used as a technical
term," his objection is not to the nonordinary or
technical use of the expression — but to the use of an expression in a
nonordinary way without the necessary explanation, indeed (usually) to the
speaker's failing to recognize that he has substituted a nonordinary for an
ordinary use. It is usually a way of making a charge of
equivocation. Grice now mentions one or two objections that may be
raised to Grice’s first proposition, that is, to the proposition that it is an
important part of the philosopher's task to characterize the ordinary use of
language. Can your sort of philosophizing be distinguished from a
sociological study of people's language habits, which (moreover) you conduct
without collecting the empirical evidence on which such a study should be
based, without making the polls which would be required?
Alternatively, Can what you do be distinguished from
lexicography? Surely philosophy is not either head-counting or
dictionary-making. To deal with this double-headed objection,
Grice introduces the notion of "conceptual analysis."
Grice is using this expression in such a way that a piece of conceptual
analysis is not necessarily a piece of philosophizing, though it is necessarily
in certain respects like philosophizing. It is a very old
idea in philosophy that you cannot ask, in a philosophical way, what something
is unless (in a sense) you already know what it is. Plato,
Grice thinks, recognized that you are not in a position to ask such a
philosophical question as "What is justice?" unless, in a sense, you
already know what justice is. This idea reappears in new
dress when Moore draws a distinction between knowing what an expression means
and knowing its analysis. People who ask philosophically
what justice is already are able to apply the word "justice" and its
congener "just" in particular cases. They will be
confronted with many sorts of actions, be ready to apply or withhold the word
"just" without hesitation, though there will of course be further
sorts of actions with regard to which they would be uncertain whether to apply
or withhold this adjective. But people who are in this
position of being more or less adequately equipped to decide, with regard to
particular actions of different kinds, whether they are to be called
"just" or not may very well be at a loss if one asks them (or they
ask themselves) to give a general account of the distinction between the sorts
of actions which they would, and the sorts of actions which they would not,
call "just." Grice hopes it will now be fairly clear
what sort of thing he means by "conceptual analysis."
To be looking for a conceptual analysis of a given expression E is
to be in a position to apply or withhold E in particular cases, but to be
looking for a general characterization of the types of case in which one would
apply E rather than withhold it. And we may notice that in
reaching one's conceptual analysis of E, one makes use of one's ability to
apply and withhold E, for the characteristic procedure is to think up a
possible general characterization of one's use of E and then to test it by
trying to find or imagine a particular situation which fits the suggested
characterization and yet would not be a situation in which one would apply
E. If one fails, after careful consideration on these lines, to
find any such situation, one is more or less confident that the suggested
characterization of the use of E is satisfactory. But one
could not test a suggested characterization in this way, unless one relied on
one's ability to apply or withhold E in particular cases. It may
further be remarked that expressions for which one may wish to find a
conceptual analysis are not necessarily expressions which are directly of
concern to philosophy. One might, wanting a conceptual
analysis, ask such a question as “What is a
battle?" "What is a game?"
"What is reading?" —for it may be by no
means clear how one would distinguish battles from skirmishes, campaigns, and
wars, or how one would distinguish games from, for example, recreations or
sports, or how one would distinguish reading from all of a range of such things
as reciting by heart with the pages open before one's eyes.
But the nature of battles, games, and reading would not be regarded,
either by Grice, or by most people, as falling within the subject matter of
philosophy. So to practice conceptual analysis is not
necessarily to practice philosophy; some further condition or
conditions must be satisfied for a piece of conceptual analysis to count as a piece
of philosophy. We are now in a position to deal directly with this
objection. You may regard Grice, when Grice engages in
a piece of conceptual analysis, whether of a philosophical or non-philosophical
nature, as primarily concerned to provide a conceptual analysis of GRICE’s own
use of a given expression — of course, Grice may enlist the aid of
others in this enterprise. Urmson, Strawson. To reach a conceptual
analysis of one's own use of an expression is often extremely difficult, and you
must expect most of Gricd’s discussion about the conceptual analysis of an
expression to relate to this diffi-culty. But if Grice
thinks that he has reached a satisfactory conceptual analysis of Grice’s own
use, Grice’s foes not then go on to conduct a poll to see if this analysis fits
other people's use of the expression. For one thing, Grice
assumes (justifiably, Grice thinks) that it does in general fit other people's
use, for the expressions with which (as a philosopher) he is normally concerned
are pretty commonly used ones; and if a particular
expression E was given by some of the people with whom I talk in my daily life
a substantially different use from the one which I gave to it, I should almost
certainly have discovered this; one does discover people's
linguistic idiosyncrasies. But more important, even if
Grice’s assumption that what goes for me goes for others is mistaken, it does
not matter; Grice’s philosophical puzzles about ‘meaning’
have arisen in connection with Grice’s use of E, — not Urmson’s or Strawson’s —
and Grice’s conceptual analysis will be of value to Grice, and to any others
who may find that their use of E coincides with Grice’s. It may
also be of value to those whose use of E is different, though different only in
minor respects, from Grice’s. but if this is not so, then we have
a different use of E, to be dealt with separately, to be subjected to separate
conceptual analysis. This we can do if the need arises
(since cooperation in conceptual analysis does not demand identity as regards the
use of the analyzed expression; Grice can, with you, attempt the
conceptual analysis of your use of an expression, even if your use is different
from Grice’s. I can’t! So conceptual analysis is not
a sociological inquiry; the analyst is not interested in percentages.
Nor is conceptual analysis to be identified with lexicography — as Grice
suspects the objector is conceiving of lexicography. Grice
suspects the objector is thinking of a dictionary — take Austin’s favourite,
The Little Oxford Dictionary — as providing a particular sort of definition, of
which an example would be the definition of a father as a male parent.
In fact, an examination of a dictionary — like Austin’s favourite,
The Little Oxford Dictionary — will very soon show a definition of this
kind, but I will not press this point. Let us now compare
the following two definitions: father =def. male parent
awe =def. mixture of fear and
admiration The first could be regarded as indicating to us that
the expression "father" is correctly applied to a person if and only
if he is a male parent; equally, correlation could be
regarded as indicating to us that the expression "awe" is applied to
a state of feeling if and only if it is a mixture of fear and admiration.
So far the correlations are alike. But there is an
important difference between them. Roughly, anyone who knows
the meaning of the expression "male parent," who did not assent at
once to the suggestion that someone is correctly called a father if and only if
he is a male parent, would be taken *not* to know the meaning of the expression
"father" — as this expression is standardly used —, unless, of
course, his refusal is taken as a sign of non-cooperation, of refusal to play.
But a person might be unwilling at once to assent to the suggestion that
a state of feeling is correctly called "awe" if and only if it is a
mixture of fear and admiration, without thereby showing that he just did not
know the meaning of "awe" — did not know how to use it
correctly —, for he might legitimately wish to see, for example, whether he
could think of a situation in which he would be willing to apply the word
"awe" even though to what he would be applying it would *not* be a
mixture of fear and admiration. So what the objector
conceives of as a dictionary definition gives the meaning of the expression
defined in a sense in which conceptual analyses—of which (2) would be an
example — do not give the meaning of the expressions analyzed, though no doubt
in another sense of "give the meaning," a conceptual analysis does
give the meaning of the expressions analyzed. This difference is
connected closely with the idea that a dictionary is designed for people who
wish to learn to use an expression correctly, whereas a conceptual analyse, as
already pointed out, is not. grice will deal more shortly with one
or two other objections. "Ordinary language suffers from
various defects which unfit it for conceptual analysis, or at least prevent
conceptual analysis, or at least prevent conceptual analysis from achieving any
results which are worth the effort involved in reaching them.
Such defects are ambigu-ity, misleadingness, vagueness, and the
incorporation of mistakes or absurd assumptions." Let us take
the suggested defects one by one. That an ordinary
expression is ambiguous — or better, has more than one meaning — is no reason
for *not* subjecting them to conceptual analysis. This
duplicity of meaning will either be obvious, in which case the conceptual
analysis will be directed to one SENSE or more particular senses of an
expression — or it will not be obvious, in which case part
of the function of the conceptual analysis will be to bring out into the open
what is, or might be, regarded as a duplicity of meaning.
That an expression is *misleading* if it means that it is philosophically
misleading, namely that one may be tempted to fail to distinguish the character
of its use from that of another expression which is grammatically similar —
e.g. fail to distinguish the character of the use of "exist" from
that of such an expression as "growl" — is obviously a reason *for*,
rather than against, engaging in the conceptual analysis of the expression, for
conceptual analysis counteracts the tendency to be misled.
To say that an expression is *vague* — in a broad sense of vague — is
presumably, roughly speaking, to say that there are cases (actual or possible)
in which one just does not know whether to apply the expression or to withhold
it, and one's not knowing is not due to ignorance of the facts.
For instance one may not know whether or not to describe a particular man
as "bald"; and it may be of no help at all to be told exactly how
many hairs he has on his head. The fact that there are cases
— even lots of cases — where the applicability of an expression E is
undecidable in this kind of way may prevent one from providing a neat and tidy
conceptual analysis of E. It may prevent one from specifying a set
of conditions the fulfillment of which is both necessary and sufficient for
correct application of E. But it does not prevent one from
giving any sort of conceptual analysis of E; one can include in
one's general characterization of the use of E not only the specification of
the types of situation to which E would definitely apply or definitely not
apply, but also the specification of the types of situation with regard to
which the applicability of E would be undecidable — without linguistic legis-lation.
Moreover, these undecidable cases may yield one information about
one's use of E in the decidable cases. To mention an example
given by Locke, if Locke's contemporaries had found that Locke could tell them
all kinds of intimate details of the life of Nestor — some at least of which
could be independently checked —, and if they were satisfied that Locke had not
acquired this information by historical research, they might then have
hesitated whether or not to say that Locke is *the same person* as
Nestor. If so, they would have been pulled in two
directions. Consideration of the continuity of memory would have
inclined them to say "same person," consideration
of the absence of bodily identity would have inclined them to say
"different person." But Locke’s example identifies for
us two conditions which are standardly fulfilled in the case in which we
say "same person" and neither
of which is standardly fulfilled in the case in which we say "different
person." Of course, if any expression were impossibly vague,
this might make it unfit for conceptual analysis;
indeed, "impossibly vague" might mean "so vague as to be
incapable of conceptual analysis." But this seems to
Grice no reason to suppose that the expressions which, as a philosopher, Grice
would wish to subject to conceptual analysis are, in general, impossibly
vague. Moreover, one could only discover that they are
impossibly vague by attempting to subject them to conceptual analysis and
failing to reach any satisfactory result. It is odd, therefore,
that the people who *complain* that ordinary language is too vague to be the
subject of satisfactory conceptual analysis are usually also people who have
*never* seriously tried to find satisfactory conceptual analyses, who have
never philosophized in this way. "The sort of thing you say
is an important part of philosophy is not worthy of the name 'philosophy.
Philosophy is not just a matter of talking about
words." Grice cannot here discuss at length this particular
objection, to which is, Grice is sure, quite widely subscribed.
Grice can only indicate very briefly some lines which might be developed in
reply. Why should "words" be mentioned with such
contempt in this objection? Would the objector say to the
grammarian, or to the philologist, or to the linguist, in the same contemptuous
tone, "You are merely concerned with talking about words"?
Grice thinks not. Why then do "words"
suddenly become contemptible if the philosopher talks about them?
There is a fairly close connection between some of the conceptual analyses
proffered by philosophers and the dis-cussion which forms a central part of the
writings of those who are generally recognized as great philosophers.
Many of the great philosophers' questions can be interpreted as
requests for a conceptual analysis — not necessarily in full with the greatest
precision. No doubt, the great philosophers themselves did not
recognize the possibility of this kind of interpretation — how could they have?
— but the link between contemporary discussion and their work is sufficiently
close to provide some justification for the continued use of the term
"philosophy." Moreover, it seems to Grice that
many of the questions and puzzles raised by the great philosophers are capable
of really clear and detailed and rigorous treatment after reinterpretation of
this kind. If Grice has to choose between reinterpretation
and continued mystification, Grice chooses reinterpretation. Grice
carefully did not say that he thought that conceptual analysis of ordinary
expressions was the whole of what I regard as the task of the
philosopher. To begin with, Grice not think it is necessary
that, to be suitable for philosophical analysis, the use of an expression has
to be "ordinary." The professional apparatus of
the literary critic and the physicist (for example) may not consist of
expressions in their ordinary use; nevertheless it may well
be a philosopher's business to subject them to conceptual analysis, provided
that they are expressions which their users can be in a position to use in
particular cases, without being in a position to say (in general terms)
everything there is to be said about how they are used.
Furthermore, Grice thinks philosophers should be concerned with other
questions besides questions of conceptual analysis. To
mention only one example, a philosopher who has reached a decision about how an
expression, or family of expressions, is used may well want (and often should
want) to go on to ask such questions as "Why do we use these expressions
this way, rather than some other way?" or "Could
we have had a language in which there were no expressions which were used in
this way" — e. g. "Could we have had a
language in which there were no singular terms?). But I doubt if
any of the other tasks which Grice would like to see the philosophers fulfill
will be enough to satisty some people who raise this objection.
They want philosophy to be grand, to yield one important, nonempirical
information which will help one to solve either the world's problems or one's
personal problems, or both. To them Grice feels inclined to
reply in the end: “You are crying for the moon; philoso-phy
has never really fulfilled this task, though it may sometimes have appeared to
do so (and the practical consequences of its appearing to do so have not always
been very agreeable). It is no more sensible to complain that
philosophy is no longer capable of solving practical problems than it is to
complain that the study of the stars no longer enables one to predict the
course of world events." H. P. Grice. Grice
begins by discussing two linked parts of Moore's philosophy, one of which is
his method of dealing with certain philosophical paradoxes, the other his
attitude toward Common Sense. These are particularly characteristic
elements in Moore's thought and have exerted great influence upon, and yet at
the same time perplexed other English philosophers. Later in this
paper Grice passes from explicit discussion of Moore's views to a consideration
of ways of treating philosophical paradoxes which might properly be deemed to
be either interpretations or developments of Moore's own position. First,
Moore's way of dealing with philosopher's paradoxes. By
"philosopher's paradoxes" Grice means (roughly) the kind of
philosophical utterances which a layman might be expected to find at first
absurd, shocking, and repugnant. Malcolm' gives a number of
examples of such paradoxes and in each case specifies the kind of reason or
proof which Malcolm thinks Moore would offer to justify his rejection of these
paradoxical statements; Moore, moreover, gives his approval,
with one qualification, to Malcolm's procedure. I quote
three of Malcolm's examples, together with Moore's supposed replies:
Example 1 Philosopher: "There are no
material things. Moore: "You are certainly
wrong, for here's one hand and here's another; and so there are at least
two material things." 1. Malcolm, "Moore and Ordinary
Language," in The Philosophy of G. E. Moore, ed. Schlipp.Example 2
Philosopher: "Time is unreal."
Moore: "If you mean that no event can follow or precede
another event, you are certainly wrong: for after lunch I went for a walk, and
after that I took a bath, and after that I had tea." Example
3 Philosopher: We do not know for certain the
truth of any statement about material things. Moore:
"Both of us know for certain that there are several chairs in this room,
and how absurd it would be to suggest that we do not know it, but only believe
it, and that perhaps it is not the case!" Example 1 is an
abbreviated version of perhaps the most famous application of Moore's technique
(for dealing with paradoxes), that contained in his British Academy lecture
"Proof of an External World." There Moore makes
what amounts to the claim that the reply in Example 1 contains a rigorous proof
of the existence of material things; for it fulfills the
three conditions he lays down as being required of a rigorous proof: (a) its
premise ("here's one hand and here's another") is different from the
conclusion ("there are at least two material things"); (b)
the speaker (Moore), at the time of speak-ing, knows for certain
that the premise is true; and (c) the conclusion follows from the premise.
Moore of course would have admitted that condition (c) is fulfilled only if
"there are material things" is given one particular possible
interpretation; he is aware that some philoso-phers, in denying the existence
of material things, have not meant to deny, for example, that Moore has two
hands; but he claims (quite rightly, I think) that the sentence "material
things do not exist" has sometimes been used by philosophers to say
something incompatible with its being true to say that Moore has two
hands. Now the technique embodied in the examples Grice just
quoted is sometimes regarded as being an appeal to Common Sense.
Though it may, no doubt, be correctly so regarded in some sense of
"Common Sense," Grice is quite sure that it is not an appeal to
Common Sense as Moore uses the expression "Common Sense."
In "A Defense of Common Sense"? Moore claims to know for
certain the truth of a range of propositions about himself, similar in
character to those asserted in the replies contained in my three examples,
except that the propo- 2. Contemporary British Philosophy, vol. 2.
sitions mentioned in the article are less specific than those asserted
in the replies; and he further claims to know for certain
that very many other persons have known for certain propositions about
themselves corresponding to these propositions about himself.
It is true that Moore rejects certain philosopher's paradoxes because they
conflict with some of the propositions which Moore claims to know with
certainty, and it is further true that Moore describes his
position, in general terms, as being "that the 'Common Sense view of the
world' is, in certain fundamental features, wholly true."
But it is also clear that when Moore talks about Common Sense, he is
thinking of a set of very generally accepted beliefs, and, for him, to "go
against Common Sense" would be to contradict one or more of the members of
this set of beliefs. Two points are here relevant.
Most of the propositions which serve as the premises of Moore's
disproofs of paradoxical views are not themselves propositions of Common Sense
(objects of Common Sense belief), for they are, standardly, propositions about
individual people and things (e.g. Moore and hands), and obviously too few
people have heard of Moore for there to be any very generally accepted beliefs
about him. Of course, Moore's premises may justify some
Common Sense beliefs, but that is not the point here. In
any case, it is quite clear that for Moore there is nothing sacrosanct about
Common Sense beliefs as such; in the Defense he says: for
all I know, there may be many propositions which may be properly called
features in 'the Common Sense view of the world' or 'Common Sense belief' which
are not true, and which deserve to be mentioned with the contempt with which
some philosophers speak of 'Common Sense beliefs.'" And
in Some Main Problems he cites propositions which were once, but have since
ceased to be, Common Sense beliefs, and are now rejected altogether.
So, if to describe Moore's technique as an appeal to Common Sense is to
imply that in his view philosopher's paradoxes are to be rejected because they
violate Common Sense (in Moore's sense of the term), such a description is
quite incorrect it is, I think, fair to maintain that
Moore's use of the term "Common Sense" is not the ordinary one,
in which a person who lacks Common Sense is someone who is silly or
absurd; and this suggests a sense in which Moore does
"appeal to Common Sense" in dealing with paradoxes, for he does often
say or imply that the adoption of a paradoxical view commits one to some
absurdity. Now it is time to turn to the perplexity which Moore's
technique has engendered. A quite common reaction to Moore's
way with para-doxes has, Grice thinks, been to feel that it really can't be as
easy as that, that Moore counters philosophical theses with what amounts to
just a blunt denial, and that his "disproofs" fail therefore to carry
convic-tion. As Malcolm observes, we tend to feel that the
question has been begged, that a philosopher who denies that there are material
objects is well aware that he is committed to denying the truth of such
propositions as that Moore has two hands and so cannot be expected to accept
the premise of Moore's proof of an external world. For
Moore's technique to convince a philosophical rival, something more would have
to be said about the point of Moore's characteristic ma-neuver;
some account will have to be given of the nature of the absurdity to
which a philosophical paradox allegedly commits its pro-pounder.
Malcolm himself argues that such an account can be given;
he represents Moore's technique as being a (concealed) way of showing
that philosophical paradoxes "go against ordinary language" (say or
imply that such ordinary expressions are absurd or meaningless), and argues
that to do this is to commit an absurdity, indeed to involve oneself in contradiction.
Grice enters into the details of this thesis later;
at the moment Grice is only concerned with the question how far Moore's
own work can properly be understood on the general lines which Malcolm
suggests. Grice must confess it seems very doubtful to Grice
whether it can. Moore in his "Reply to My
Crit-ics" neither accepts nor rejects Malcolm's suggestion;
indeed he does not mention it, and it very much looks as if Malcolm's
idea was quite new to him, and one which he needed time to consider.
Moore makes a distinction (in effect) between Grice’s Example 1
and Grice’s Example 3 (this is the qualification Grice mentioned
earlier). Moore allows that one can prove that material
objects exist by holding up one's hands and saying "Here is one hand and
here is another"; but he does not allow that one can
prove that one sometimes knows for certain the truth of statements about
material things from such a premise as "Both of us know for certain
that there are chairs in this room." In his view, to
say " We know for certain that there are chairs in this room,
so sometimes one knows for certain the truth of propositions about material
things" is to give not a "proof" but a
"good argu-ment" in favour of knowledge about material things;
it is a good argument but (Moore says) some further argument is
called for, and in this case the need for further argument is said to be
connected with the fact that many more philosophers have asserted that nobody
knows that there are material things than have said that there are no
materialthings. Now Grice finds it very difficult to see how
Moore can successfully maintain that Example 1 gives a proof of the existence
of material things and yet that Example 3 does not give a proof of our knowledge
of material things. Can he deny that his three requirements
for a rigorous proof are satisfied in this case? But this is not
the point with which Grice concerned here. What Grice wishes
to suggest is that, for Moore's technique to be properly represented as being
in all cases a concealed appeal to ordinary language, Moore would surely have
had to have treated Example 1 and Example 3 alike, for the denial of knowledge
about material things does not go against ordinary language any less than the
denial of the existence of material things. It might well
be, of course, that no satisfactory and comprehensive account can be given of
Moore's procedure, and that an account in terms of the appeal to ordinary
language fits what he is doing most of the time, and so perhaps shows what he
was (more or less unconsciously) getting at or feeling after.
But to say this is different from saying outright that an application of
his technique is an appeal to ordinary language. One or two
passages in Some Main Problems in Philosophy indicate a different (or at any
rate apparently different) procedure. Grice shall try to
present, in connection with a particular example, a somewhat free version of
the position suggested by the passages Grice has in mind
Some philosophers have advanced the (paradoxical) thesis that we never
know for certain that any inductive generalization is true, that inductive
generalizations can at best be only probably true. Their
acceptance of this thesis will be found to rest on a principle, in this case
maybe some such principle as that for a proposition to be known with certainty
to be true, it must either be a necessary truth or a matter of "direct
experience" (in some sense) or be logically derivable from
propositions of one or the other of the first two kinds. But
inductive generalizations do not fall under any of these heads, so they cannot
be known with certainty to be true. The sort of maneuver
Moore would make in response to such a thesis (e.g. "But of course we know
for certain that the offspring of two human beings is always another human
being") might be represented as having the following force:
"The principle on which your thesis depends is not self-evident, that is,
it requires some justification; and since it is general in form, its
acceptability will have to depend on consideration of the particular cases to
which it applies; that is, the principle that all knowledge is of certain
specified kinds will be refuted if there can be found a case of knowledge which
is not of any of the specified kinds, and will beconfirmed if after suitably
careful consideration, no such counter-example is forthcoming.
But I have just produced a counterexample, a case of knowledge which is
not of any of the specified kinds, and which, furthermore, is an inductive
generalization. You cannot, without cheating, use the
principle to discredit my counterexample, i.e. to argue that my specimen is not
really a case of knowledge; if the principle depends on
consideration of the character of the particular cases of knowledge, then it
cannot be invoked to ensure that apparent counterexamples are not after all to
be counted as cases of knowl-edge. If you are to discredit my counterexample it
must be by some other method, and there is no other method."
This line of attack could, of course, be applied mutatis mutandis, to
other paradoxical philosophical theses. Grice has a good deal of
sympathy with the idea Grice has just outlined; in
particular, it seems to me to bring out the way in which, primarily at least, I
think philosophical theses should be tested, namely by the search for
counterexamples. But cf. epagoge diagoge
Moreover, I think it might prove effec-tive, in some cases, against the
upholders of paradoxes. But I doubt whether a really
determined paradox-propounder would be satisfied. He might
reply: "I agree that my principle that all knowledge is
of one or another specified kind is not self-evident, but I do not have to
justify it by the method you suggest, that of looking for possible
coun-terexamples. I can justify it by a careful
consideration of the nature of knowledge, and of the relation between knowledge
and other linked concepts. Since I can do this, I can,
without begging the ques-tion, use my principle to discredit your supposed
counterexamples." The paradox-propounder might seek
also to turn the tables on his opponent by adding, " You,
too, are operating with a philosophical principle, namely a principle about how
philosophical theses are to be tested; but the acceptability of your principle,
too, will (in your view) have to depend on whether or not my own thesis about
knowledge constitutes a counterexample; and to determine this question, you
will have to investigate independently of your principle the legitimacy of the
grounds upon which I rely." To meet this reply, I would
have to anticipate the latter part of my paper; and in any
case I suspect that in meeting it, I should exhibit the rationale of Moore's procedure
as being after all only a particular version of the "appeal to ordinary
language." So I shall pass on to discuss the efficacy
of this way of dealing with paradoxes, without explicit reference to Moore's
work. I can distinguish two different types of procedure in the
face of a philosopher's paradox, each of which might count as being, in some
sense, an appeal to ordinary language. Procedure 1 would
seek to refute or dispose of paradoxes without taking into account what the
paradox-propounders would say in elaboration or defense of their theses;
these theses would simply be rebutted by the charge that they went
against ordinary language, and this would be held sufficient to show the theses
to be untenable, though of course a philosopher might well be required to do
more than merely show the theses to be untenable. Procedure
2, on the other hand, would take into account what the paradox-propounder would
say, or could be forced to say, in support of his thesis, and would aim at
finding some common and at the same time objectionable feature in the positions
of those who advance such paradoxes. Procedure 2, unlike
Procedure 1, would not involve the claim that the fact that a thesis "went
against" ordinary language was, by itself, sufficient to condemn it; I
propose now to consider two versions of Procedure 1, to argue that at least as
they stand, they are not adequate to silence a wide-awake opponent, or even to
extract from him the reaction, "I see that you must be right, and yet...,"
and finally to consider Procedure 2. Grice’s first version is
drawn from Malcolm. In the form in which I state it, this
procedure applies only against nonempirically based paradoxes;
indeed, Malcolm does not make any distinction between different types of
paradox and in effect seems to treat all philosophical paradoxes as if they
were of the nonempirically based kind. The kernel of
Malcolm's position seems to be as follows. The propounder of
a paradox is committed to holding that the ordinary use of certain
expressions — e.g. Decapitation was the
CAUSE of Charles I's death. is (a) incorrect and (b)
self-contradictory or absurd. But this contention is itself
self-contradictory or absurd. For if an expression is an
ordinary expression, that is, "has an ordinary (or accepted) use"—
that is to say, if it is an expression which "would be used to describe
situations of a certain sort if such situations existed or were believed to
exist" —then it cannot be self-contradictory (or absurd).
For a self-contradictory expression is one which would never be used to
describe any situation, and so has no descriptive use.
Moreover, if an expression which would be used to describe situations of
a certain sort (etc.) is in fact on a given occasion used to describe that sort
of situation, then it is on that occasion correctly used, for correct use is
just standard use. It will be seen that Malcolm's charge
against theparadoxes is that they go against ordinary language not by misdes-cribing
its use (to do that would be merely to utter falsehoods, not absurdities) nor
by misusing it (that would be merely eccentric or misleading) nor by
ill-advisedly proposing to change it (that would be merely giving bad advice),
but by *flouting* — alla maxim — it, that is, admitting a use of language to be
ordinary and yet calling it incorrect or absurd Furthermore,
it will be seen that Malcolm attempts to substantiate his charge by
consideration of what he takes to be the interrelation between the concepts of
(a) ordinary use, (b) self-contradiction, and (c) correctness.
This version of Procedure 1 has three difficulties: The word
"would," as it occurs in the phrase "expression which would be
used to describe situations of a certain sort, if such situations existed or
were believed to exist," seems to me to give rise to some trouble.
The phrase I have just quoted might be taken as roughly equivalent
to "expression which, given that a certain sort of situation had to be
described, would be used." But this cannot be what
Malcolm means; it is just not true that always or usually,
when called upon to describe such a situation as a man's having lost his money,
one would say " he has become a pauper."
There are all sorts of things one would be more likely to say; yet
presumably "he has become a pauper" is to be counted as an ordinary
expression. It would be clearer perhaps to substitute, for
the quoted phrase, the phrase "expression of which it would not be true to
say that it would not be used to describe.." or more
shortly "expression which might be used to describe.."
Let us then take the original phrase in this sense.
Now what about the sentence "Sometimes the ordinary use of language
is incorrect" (which Malcolm says is self-contradictory)?
This sentence (or some other sentence to the same effect) no doubt has been
uttered seriously by paradox-propounders, and it might well seem that they have
used it to describe the situation they believed to obtain with regard to the
use of ordinary language. Does it not then follow that this
sentence is one of which it is untrue to say that it would not be used to
describe a certain sort of situation, or more simply, that this sentence is one
which might be used to describe a certain sort of situation; that is, the
sentence is not self-contradictory? If we can combine "has
been used to describe" with "would not be used to describe" (and
perhaps we can), then, at least, the sense of "would not be
used" seems to demand scrutiny. I suspect, however,
that Malcolm himself would not admit the legitimacy of the combi-nation.
Malvolm would rather say that the sentence in question has been
uttered seriously, even perhaps has been "used," but has not been
used to describe a certain sort of situation (just because it commits an
absurdity); and so there is no difficulty in going on to say that it would not
be used to describe any sort of situation, that is, is self-contradictory (and
so nonordinary). This points the way to what seems to me a
fundamental difficulty. Grice thinks Malcolm's opponent might
legitimately complain that the question has been begged against him.
For he might well admit that the expressions of which he complains
are ordinary expressions, and even that they would be used to describe certain
sorts of situation which the speaker believed to exist, but go on to say that
the situations in question are (logically) impossible. This
being so, the expressions are both ordinary and absurd. If
he is ready in the first place to claim that an ordinary expression may be
absurd, why should he jib at saying that an ordinary expression may be used to
describe an impossible situation which the speaker mistakenly believes to
exist? Malcolm's argument can be made to work only if we assume
that no situation which a sentence would ordinarily be used to describe would
be an impossible situation, and to assume this is to assume the falsity of the
paradox-propounder's position. Alternatively, the paradox-propounder
might agree that an ordinary expression of the kind which he is assailing
(e.g. “Decapitation was the CAUSE of Charles I's
death. would be used to describe such a situation as that actually
obtaining at Charles I's death (i.e., it would be used to describe an actual
situation and not merely an impossible situation); but then
he might add that the user of such an expression would not merely be describing
this situation but also be committing himself to an absurd gloss on the situation
(e.g. that Charles's decapitation willed his death.
or again (much the same thing) that the user would indeed be merely
describing this situation, but would be doing so in terms which committed him
to an absurdity. And to meet this rejoinder by redefinition
would again be to beg the question in Malcolm's favour. The
paradox-propounder might even concede that an expression which would be used to
describe a certain sort of situation would be correctly used to describe a
situation of that sort, provided that all that is implied is that it is common
form to use this expression in this sort of situation; but nevertheless
maintaining that the correctness of use (in this sense) would not guarantee
freedom from contradiction or absurdity. Put summarily, Grice’s
main point is that either Malcolm must allow that, in order to satisfy
ourselves that an expression is "ordinary," we must first satisfy
ourselves that it is free from absurdity (in which case it is not yet established
that such an expression as Decapitation caused Charles I's
death. is an ordinary one), or he must use the word
"ordinary" in such a way that the sentence I have just mentioned is
undoubtedly an ordinary expression, in which case the link between being
ordinary and being free from absurdity is open to question. Is it
in fact true that an ordinary use of language cannot be self-contradictory,
unless the "ordinary use of language" is defined by stipulation as
non-self-contradictory, in which case, of course, Malcolm's version of the
appeal to ordinary language becomes useless against the philosopher's
paradox? The following examples would seem to involve
nothing but an ordinary use of language by any standard but that of freedom
from absurdity. They are not, so far as I can see,
technical, philosophical, poetic, figurative, or strained; they are examples of
the sorts of things which have been said and meant by numbers of actual
persons. Yet each is open, I think, at least to the
suspicion of self-contradictoriness, absurdity, or some other kind of
meaninglessness. And in this context suspicion is perhaps
all one needs. "He is a lucky person" —
"lucky" being understood as disposi-tional). This
might on occasion turn out to be a way of saying "He is a person to whom
what is unlikely to happen is likely to happen." Departed
spirits walk along this road on their way to Paradise — it being
understood that departed spirits are supposed to be bodiless and
imperceptible). "I wish that I had been Napoleon"
— which does not mean the same as "I wish I were like
Napoleon" "I wish that I had lived not in the XXth
century but in the XVIIIth century." "As far as I know,
there are infinitely many stars." Of course, I do not
wish to suggest that these examples are likely in the end to prove of much
assistance to the propounder of para-doxes. All I wish to
suggest is that the principle "The ordinary use of language cannot be
absurd" is either trivial or needs justification. Another, possibly
less ambitious version of Procedure 1 might be represented as being roughly as
follows. Every paradox comes down to the claim that a
certain word or phrase (or type of word or phrase) cannot without linguistic
impropriety or absurdity be incorporated (in a specified way) in a certain sort
of sentence 1. For example, bearing in mind Berkeley, one
might object to the appearance of the word"cause" as the main verb in
an affirmative sentence the subject of which refers to some entity other than a
spirit. The paradox-propounder will however have to admit
that, if we were called on to explain the use of W to someone who was ignorant
of it, we should not in fact hesitate to select certain exemplary sentences of
type T which incorporated W, and indicate ostensively or by description typical
sorts of circumstances in which such sentences would express truths.
Now if it be admitted that such a mode of explanation of W's use
is one we should naturally adopt, then it must also be admitted that it is a
proper mode of explanation; and if it is a proper mode of explanation, how can
a speaker who uses such an exemplary sen-tence, believing the prevailing
circumstances to be of the typical kind, be guilty of linguistic impropriety or
absurdity? You cannot obey the rules, and yet not obey
them. The paradox-propounder's reply might run on some such lines
as these. If it were true that we always supposed the
typical sorts of circumstances, to which reference is made in such an
explanation of the meaning of a word, to be as they really are, and as
observation or experience would entitle us to suppose, then the paradox would
fall. But it may be that in the case of some words (such as
possibly "cause") for some reason (perhaps because of a
Hume-like natural disposition) we have a tendency to read more into the
indicated typical situation than is really there, or than observation would
entitle us to suppose to be there. Furthermore, the addition we
make may be an absurdity. For instance, we might have a
tendency to read into what the common sense philosopher would regard as typical
causal transactions between natural objects or events the mistaken and absurd
idea that something is willing something else to happen. If
we do do this (and how is it shown that we do not?), even though we use the
word "cause" in just the kinds of situations indicated by model
explanations of the word's meaning, we shall still have imported into our use
of the word "cause" an implication which will make objectionable the
application of the word to natural events. Whenever we so apply
the word "cause," what we say will imply an absurdity.
Let us ask how a philosophical paradox is standardly supported.
One standard procedure (and this is the only one I shall consider, though there
may be other quite different methods) is to produce one or more alleged
entailments or equivalences which, if accepted, would commit one to the
paradox. For example, the philosopher who main-tains that
only spirits can be causes might try to persuade us as fol-lows:
if there is a cause, then there is action; if there is action, then there
is an agent; if there is an agent, then there is a spirit at work; and there we
are. This particular string of alleged entailments is not
perhaps very appetizing, but obviously in other cases something more alluring
can be provided. Now if we ask how the propounder of the
paradox supposes it to be determined whether or not his entailments or
equivalences hold, we obviously cannot reply that the question is to be decided
in the light of the circumstances in which we apply the terms involved, for it
is obvious that we do not restrict our application of the word
"cause" to spirits, and if we did, then all suspicion of paradox
would disappear. The paradox-propounder seemingly must
attach special weight to what we say, or what we can be got to say, about the
meaning or implication of such a word as "cause." In effect he asks
us what we mean by "cause" or "know" (giving us some help)
and then insists that our answers show what we do mean. Leaving on
one side for the moment the question why he does this and with what
justification, let us consider the fact that the interpretation which he gives
of such a word as "mean" seems to differ from the interpretation of
that word which would be given by his oppo-nent. To
differentiate between the two interpretations, let us use
"mean," as a label for the sense that the paradox-propounder
attributes to the word "mean" (in which what a man says he means by a
word is paramount in determining what he in fact does mean), and let us use
"mean," as a label for the sense which the opponent of the
paradox-propounder would attribute to the word "mean" (in which what
a man means is, roughly speaking, determined by the way in which he applies the
word). The paradox-propounder would say "Cause'
means (that is, means,) so and so," and his opponent would say
"'Cause' means (that is, means,) such and such."
Now it seems that the dispute between them cannot be settled without
settling the divergence between them with regard to the word
"mean." Can this divergence be settled?
It seems to be difficult, for if the paradox-propounder claims
that "mean" means (that is, "mean,") and his opponent
claims that "mean" means (that is, "mean,"), then we seem
to have reached an impasse. And it is likely that this would
in fact be the situation between them. But then we might reflect
that the dispute between them, in becoming unsettlable, has evaporated.
For the paradox-propounder is going to say "Certain ordinary
utterances are absurd because what (in cer-tain circumstances) we say that we
mean by them is absurd, but these can be replaced by harmless utterances which
eradicate this absurdity, and the job of philosophical analysis is to find
these replacements," while his opponent is going to say "No ordinary
utterances are ab-surd, though sometimes what we say we mean by them is absurd,
and the job of philosophical analysis is to explain what we really do mean by
them." Does it matter which way we talk?
The facts are the same. I do not feel inclined to rest with
this situation, and fortunately there seem to be two ways out of it, in spite
of the apparent deadlock: Grice suspects that some philosophers
have assumed or believed that "mean" means "mean"
(that what a man says he means is paramount in determining what he does mean)
because they have thought of "meaning so and so" as being the
name of an introspectible experi-ence. They have thought a
person's statements about what he means have just the same kind of incorrigible
status as a person's statements about his current sensations, or about the
colour that something seems to him to have at the moment. It
seems to Grice that there are certainly some occasions when what a speaker says
he means is treated as specially authoritative. Consider the
following possible conversations between myself and a pupil:
Myself: I want you to bring me a PAPER tomorrow.
Pupil: Do you mean that you want a newspaper or that
you want a piece of written work? I mean 'a piece of written
work.’ It would be absurd at this point for the pupil to say
Perhaps you only think, mistakenly, that you mean 'a piece of
written work," whereas really you mean 'a newspaper.
And this absurdity seems like the absurdity of suggesting to someone who
says he has a pain in his arm that perhaps he is mistaken (unless the suggestion
is to be taken as saying that perhaps there is nothing physically wrong with
him, however his arm feels). It is important to notice that
although there is this point of analogy between meaning something and having a
pain, there are striking differences. A pain may start and
stop at specifiable times; equally something may begin to look red to one at
2:00 р.м. and cease to look red to one at 2:05 p.M. But it
would be absurd for my pupil (in the preceding example) to say to me "When
did you begin to mean that?" or "Have you stopped meaning it
yet?" Again there is no logical objection to a pain arising in
any set of concomitant sentences; but it is surely absurd to
suppose that I might find myself meaning that it is raining when I say "I
want a paper"; indeed, it is odd to speak at all of
"my finding myself meaning so and so," though it is not odd to speak
of my finding myself suffering from a pain. At best, only
very special circumstances, if any, could enable me to say
"I want a paper," meaning thereby that it is
raining. In view of these differences, we may perhaps prefer
to label such statements as "I mean a piece of written
work" in the conversation with my pupil)
as "declarations" rather than as "introspection
reports." Such statements as these are perhaps like
declarations of intention, which also have an authoritative status in some ways
like and in some ways unlike that of a statement about one's own current
pains. But the immediately relevant point with regard to such
statements about meaning as the one I have just been discussing is that,
insofar as they have the authoritative status which they seem to have, they are
not statements which the speaker could have come to accept as the result of an
investigation or of a train of argumentation. To revert to
the conversation with my pupil, when I say I mean a piece of
written work it would be quite inappropriate for my pupil to
say "How did you discover that you meant that?"
or Who or what convinced you that you meant
that?" And I think we can see why a "meaning"
statement cannot be both specially authoritative and also the conclusion of an
argument or an investigation. If a statement is accepted on
the strength of an argument or an investigation, it always makes sense (though
it may be foolish) to suggest that the argument is unsound or that the
investigation has been improperly conducted; and if this is conceivable, then
the statement maker may be mistaken, in which case, of course, his statement
has not got the authoritative character which I have mentioned.
But the paradox-propounder who relies on the type of argumentation I have
been considering requires both that a speaker's statement about what he means
should be specially authoritative and that it should be established by
argumenta-tion. But this combination is impossible.
A further difficulty for the paradox-propounder is one which is linked
with the previous point. There is, I hope, a fairly obvious
distinction (though also a connection) between a) what a
given expression means (in general), or what a particular person means in
general by a given expression, and (b) what a particular
speaker means, or meant, by that expression on a particular occasion;
(a) and (b) may clearly diverge. I shall give
examples of the ways in which such divergence may occur.
The sentence " I have run out of fuel"
means ingeneral (roughly) that the speaker has no material left with
which to propel some vehicle which is in his charge; but a particular speaker
on a particular occasion (given a suitable context) may be speaking
figuratively and may mean by this sentence that he can think of nothing more to
say. Jones is a fine fellow" means
in general that Jones has a number of excellences (either without qualification
or perhaps with respect to some contextually indicated region of conduct or
performance); but a particular speaker, speaking ironically, may mean by this
sentence that Jones is a scoundrel. In neither of these
examples would the particular speaker be giving any unusual sense to any of the
words in the sentences; he would rather be using each sentence in a special
way, and a proper understanding of what he says involves knowing the standard
use of the sentence in question. A speaker might mean, on a
particular occasion, by the sentence "It is hailing" what would
standardly be expressed by the sentence "It is snowing" either
if he had mislearned the use of the word "hail-ing" or if he thought
(rightly or wrongly) that his addressee (perhaps because of some family joke)
was accustomed to giving a private significance to the word
"hailing." In either of these cases, of course, the speaker will be
using some particular word in a special nonstandard sense. These
trivial examples are enough, I hope, to indicate the possibility of divergence
between (a) and (b). But (a) and (b) are also
con-nected. It is, I think, approximately true to say that
what a particular speaker means by a particular utterance (of a
statement-making char-acter) on a particular occasion is to be identified with
what he intends by means of the utterance to get his audience to believe (a
full treatment would require a number of qualifications which I do not propose
to go into now). It is also, I think, approximately true to
say that what a sentence means in general is to be identified with what would
standardly be meant by the sentence by particular speakers on particular
occasions; and what renders a particular way of using a sentence standard may
be different for different sentences. For example, in the
case of sentences which do not contain technical terms it
is, I think, roughly speaking, a matter of general practice on nonspecial
occa-sions; such sentences mean in general what people of some particular group
would normally mean by using them on particular occasions (this is, of course,
oversimplified). If this outline of an elucidation of the
distinction is on the right lines, then two links may be found be-tween (a) and
(b). First, if I am to mean something by a statement-making
utterance on a particular occasion-that is, if I intend by means of my
utterance to get my audience to believe something—1 must think that there is
some chance that my audience will recognize from my utterance what it is they
are supposed to believe; and it seems fairly clear that the audience will not
be able to do this unless it knows what the general practice, or what my
practice, is as regards the use of this type of utterance (or unless I give it
a supplementary explanation of my meaning on this occasion).
Second (and ob-viously), for a sentence of a nontechnical character to
have a certain meaning in general, it must be the case that a certain group of
people do (or would) use it with that meaning on particular occasions.
I think we can confront my paradox-propounder with a further difficulty
(which I hope will in the end prove fatal). When he suggests
that to say "* (a natural event) caused y" means (wholly or in
part) "x willed y," does he intend to suggest that
particular speakers use the sentence "x caused y" on particular
occasions to mean (wholly or in part) "x willed y" (that this is what
they are telling their audience, that this is what they intend their audience
to think)? If he is suggesting this, he is suggesting something that he must
admit to be false. For part of his purpose in getting his victim
to admit "x caused y" means (in part at least) "x willed y"
to get his victim to admit that he should not (strictly) go on saying such
things as that "x caused y" just because of the obvious falsity or
absurdity of part of what it is supposed to mean; and he is relying on his
victim's not intending to induce beliefs in obvious falsehoods or
absurdities. However, if he is suggesting that "x
caused y" means in general (at least in part) "x willed y," even
though no particular speaker ever means this by it (or would mean this by it)
on a particular occasion, then he is accepting just such a divorce between the
general meaning of a sentence and its particular meaning on particular
occasions as that which I have been maintaining to be inadmissible.
In conclusion, I should like to remind you very briefly what in this
paper I have been trying to do. I have tried to indicate a particular class of
statements which have been not unknown in the history of philosophy, and which
may be described as being (in a particular sense) paradoxes. I have considered
a number of attempts to find a general principle which would serve to eliminate
all such statements, independently of consideration of the type of method by
which they would be supported by their propounders. I have suggested that it
isdifficult to find any principle which will satisfactorily perform this task,
though I would not care to insist that no such principle can be found, nor to
deny that further elaboration might render satisfactory one or another of the
principles which have been mentioned. I have considered a
specimen of what I suspect is one characteristic method in which a
paradox-propounder may support his thesis (though this may not be the only
method which paradox-propounders have used); and finally I have tried to show
that the use of this method involves its user in serious (indeed I hope fatal)
difficulties. H. P. Grice. Grice directs his attention
to a number of issues raised by Moore's famous “A Defense of Common
Sense.” Grice recapitulates a list of things which Moore claims to know
with certainty with regard to himself, together with a further list of corresponding
things which Moore claims to know that very many other people know with regard
to themselves. Grice notes various claims which Moore makes with respect
to the propositions which figure in this alleged body of knowledge:
— that the acceptance of their truth does not have to await a
determination of the meaning of the expressions which are used to report
them; — that the kind of knowledge he is claiming requires
no mysterious faculties, but rests on the possibility of knowing things the
evidence for which one no longer remembers; and — that while
Moore is defending Common Sense against the philosophers his claim is only (the
"Common Sense" view of the world is in certain fundamental features
wholly true, it is not claimed that no Common Sense beliefs are vulnerable to
philosophical attack. Grice suggests that, in Moore's view,
the prime sin committed by those who improperly question Common Sense would be
that of questioning or denying things which they both in fact and, according to
Moore, know with certainty to be true, a sin the authenticity of which depends
crucially on Moore's claims to knowledge with certainty.
Grice distinguishes two different varieties of skepticism concerning
empirical propositions about material things or about other minds, which for
brevity I referred to merely as "empirical propositions."
The first, which Grice is inclined to regard — he later suspected
wrongly — as the less interesting and important variety of skepticism, holds
that not merely is no empirical proposition ever known with certainty to be
true, but no such proposition is ever known to be more probably true than
false. I connected this version of skepticism with two
different interpretations of Descartes's discussion in the First Meditation of
the "Malignant Demon"; And Grice suggests —
he now think overoptimistically — that, on either interpretation, Descartes's
argument fails to establish this kind of skepticism even as an initial
stumbling block clamoring to be removed by further metaphysical reflection.
The second (and Grice thought then), the more interesting, variety
of skepticism denies merely that any empirical proposition is ever known with
certainty to be true but allows that the truth of such propositions may be a
matter of the highest possible degree of probability. To
this form of skepticism Grice considers a number of objections, some of them
fairly well known. To some of these objections Grice
sketches a reply which Grice thinks might leave the skeptics' position
intact. Grice’s primary interest, however, is declared to
lie in a final objection, to Grice’s mind the most serious and radical
objection. This objection is most clearly propounded by
Malcolm In The Philosophy of G. E. Moore, ed. Schilpp; cf. also
"Certainty and Empirical Statements," Mind The Skeptic,
when he claims that neither he nor anyone else *knows*, for example, that there
is cheese on the table, is in a very odd position. He is not
suggesting that what appears to be cheese might just possibly turn out to be
soap, nor that we have not looked to see whether the appearance might not be
the effect of a conjuring trick performed with mirrors, nor even that though we
have been quite careful to eliminate the possibility of error, we have not been
quite careful enough, and if we went on a bit (or a lot) longer with our tests
we should be better off and should be able finally to say "Now I
know." The Skeptic will still refuse to admit that we
can say correctly "I know" however long we continue with our test
(and this goes not only for there is cheese on the table but for every other
empirical proposition as well). Since, therefore, the
accumulation of further evidence is irrelevant to the dispute between the
Skeptic and his opponent, the Skeptic's thesis must be an A PRIORI one, namely
that to say that, for example "I know that there is
cheese on the table" is to assert (or try to assert)
something self-contradictory or logically absurd. But this
contention on the part of the Skeptic, says Malcolm, itself involves a
self-contradiction or logical absurdity when taken in conjunction with
something else which the Skeptic will have to admit. For the
Skeptic will have to admit that I know there is cheese on the
table is an ordinary expression, where by "ordinary
expression" Malcolm means an expression that has an
ordinary use, i.e. an expression that is ordinarily used to describe a certain
sort of situa-tion" an "ordinary expression"
need not in fact ever be used— There is a mermaid on the
table. is an ordinary expression — but it must be such that it
would be used to describe a certain sort of situation if that situation existed
or were believed to exist. The Skeptic then will have to admit
that "I know that there is cheese on the
table" is in this sense an ordinary expression, and so,
to remain a Skeptic, he will have to maintain that some
ordinary expressions are self-con-tradictory or absurd. But
this is itself an absurdity, since a self-contra-dictory expression is by
definition one which would never be used to describe any situation
whatever. If that is so, it is absurd to suggest that any
expression is both self-contradictory and an ordinary expres-sion.
But this is just what the Skeptic is maintaining as regards "
I know that there is cheese on the table." Some
philosophers, paying a charitable tribute to the perspicacity of their
Skeptical colleagues, have suggested that in view of the argument just stated,
the latter cannot have been intending to deny the correctness of the
"ordinary" use of the word "know," but must (very
misleadingly) have been either (a) insisting on using the word
"know" in a way of their own, or (b) suggesting a
change in the existing usage. Grice not think Skeptics would be
very happy about either of these interpretations of their intentions.
Grice now turns his attention to an attempt to construct a line of
defense for the Skeptic against this very serious objection.
Grice may at this point say, in order to forestall the possibility of
snorts of disapproval from hus audience that Grice is not myself a
Skeptic; but Grice does think that the Skeptical position is
liable to be somewhat cavalierly treated as hopeless. The Skeptic
might admit that, in his view, it is always an incorrect use of language to
say "I know that there is cheese on the
table," and he might also admit that it was the kind of
incorrect use of language which is self-contradictory — plainly not all
incorrect use of language involves a self-contradiction. He might
also admit that in some sense of "ordinary use" no self-contradictory
expression has an ordinary use and that in some sense of ordinary use such
expressions as " I know that there is cheese on the
table" do have an ordinary use. But
he might go on to pose the question whether the senses of "ordinary
just mentioned are the same sense. Consider what Grice takes to be
Malcolm's definition of a self-contradic-tory expression, namely "
an expression which would never be used to describe any
situation" Malcolm does not actually say that this is a
complete definition of "self-contradictory expression," but equally
he does not say that it is not, and Grice strongly suspects that Malcolm
intends it as such, as indeed his manner of expression suggests).
Is it really satisfactory as it stands? Take the
expression "I'm not copperbottoming’em, ma'am, I'm
aluminiuming 'em, ma'am." I doubt very much if this
expression would ever be used to describe any situation; It
is too difficult to enunciate, and certainly no one would think of using it as
a written symbol with a descriptive use Grice of course is
not using it descriptively. It would no doubt be possible to
fill in the gaps in "The —archbishop fell down
the- —stairs and bumped- like—" with such a
combination of indecencies and blasphemies that no one would ever use such an
expression. But in neither of these cases would we be
tempted to describe the expressions as self-contradictory.
Indeed, the number of possible reasons why an expression would in fact
never be used might be, as far as Grice can see, in principle unlimited.
Should we not then have to amend Malcolm's definition by adding a
specification of the particular reason which would preclude the use of a
self-contradictory expression? But if we did that should we
not have to say "because to use it would be to say something self-contradictory"?
But we are now defining "self-contradictory" in terms of
itself. But is it *even* true that a self-contradictory expression
is never in fact used to describe any situation? No doubt if
they are used to describe a situation, they do not succeed in describing that
situation, but that is another matter. Might I not, as a
result of miscalculation, say " there are eight lots here,
each containing eight eggs; so there are sixty-two eggs."
Malcolm perhaps would say that Grice would be, in this case, employing
the expression "sixty-two" to mean what is normally mean by
"sixty-four"; but such a suggestion would surely
be most counterintuitive. And a well-constructed
"catch-question," such as a VOCAL utterance of the words
"can you write down 'there are two ways of spelling—?"
where the actual utterer substitutes for
— — a sound represented by "throo," —
may elicit from a large number of persons the *absurd* answer
"Yes." If, then, the Skeptic is admitting that
expressions such as "I know that there is cheese on the
table" have in a sense an ordinary use (in that they
are sometimes used descriptively), he might claim to be admitting nothing
inconsistent with their being self-contradictory (i.e. having no ordinary use
in some other sense of "ordinary use"). But he
would have to admit not merely that such expressions are sometimes used to
describe certain kinds of situations but that they are very frequently indeed
used to describe such situations. The question remains
then "Is it logically possible for it to be true that
most people would usually, or more often than not, use an expression 'p' to
describe a certain kind of situation, and yet be false that 'p' is a correct
description of that situation (or perhaps of any situation, in which case it
would be self-contradictory)?" The Skeptic would have
to maintain that it is. An imaginary illustration may
illuminate the path we might take. Suppose a state of society in
which our linguistic behaviour were such that all of us, on most occasions when
we wished to describe a situation involving a rose, used expressions such as
" that is a cauliflower" ( or other
suitable expressions containing the word "cau-liflower");
and all of us on all occasions also used expressions containing
the word "cauliflower" to describe cauliflower situations.
Suppose, however, also that, on all those occasions when we had before
our minds the thought both of a rose and a cauliflower (for ex-ample, when our
attention was drawn to our practice of using the word "cauliflower"
in descriptions both of rose situations and cauliflower situations),
we then called a rose "a rose" and refused to call it
"a cauliflower" and insisted that on all the occasions when we had
called "a rose" "a cauliflower" we had been wrong.
In such a state of society would the "cauliflower"
be a correct expression to use to refer to a rose? Should we
say, confronted with such linguistic be-havior, that
"cauliflower" would be a correct expression to use to refer to a rose
(that is, that "cauliflower" would be ambiguous and would in one
sense apply to roses and in another apply to cauliflow-ers; or
that the question is undecidable, that we would not know whether to say
that it would be correct or to say that it would be incorrect to apply the
expression "cauliflower" to roses (that is, that the situation would
fall within the margin of vagueness between"being correct" and
"being incorrect"); or (3) that we are uncertain
about this question, but are somewhat inclined to alternative (2)?
Now the Skeptic, I think, may be maintaining that something like this is the
case with regard to the common use of the word "know."
We all frequently do apply the word "know" to empirical
propositions (just as in the imaginary example we in fact call roses
"cauli-flowers"); but the Skeptic would claim that
for every situation to describe which we are inclined to use the expression
"I know p" (where p is an empirical proposition) he could produce
some proposition q (in his notorious arguments for example,
q might be I may be dream-ing) such that (1) we should admit
that q is logically incompatible with I know p, and (2) we
should deny I know p rather than deny q. In other words he could
produce arguments to show that if we reflected adequately, we should always
correct our application of the word "know" to empirical
propositions. Assume for the moment that the Skeptic is right in
his ability to produce arguments to show that we should so correct our use of
the word "know." How in that case do we stand?
(1) If answer (1) to the "cauliflower"
problem is right (namely that "cauliflower" would be a correct
expression to use to refer to a rose), presumably, however good the Skeptic's
arguments to show that on reflection we should abandon our application of the
word "know" to empirical propositions, the Skeptic will be entirely
wrong and his opponent entirely right. If answer (2) to the
"cauliflower" problem is right (namely the question is undecidable),
presumably the Skeptic will be right insofar as he denies his opponent's thesis
that it is definitely correct to apply the word "know" to empirical
propositions, and will be wrong insofar as he himself asserts that it is
definitely incorrect to do so. If answer (3) to the
"cauliflower" problem is right (namely that "cauliflower"
would not be a correct expression to apply to roses), presumably the Skeptic
would be entirely right and his opponent entirely wrong. Grice
concludes by just listing some possible arguments which the Skeptic might use
in defense of this thesis (which Grice has put into his mouth) that we should
on reflection abandon our use of expressions such as " I know
p" (where p is an empirical proposition).
Grice is doubtful if any of them will work (and we should of course
remember that the traditional Skeptical arguments turning on the use of the
phrase "it is always possible that" have already been exploded).
But Grice does not have time to consider them in detail. The
Skeptic might argue as follows: If it is to be true that I
know an empirical proposition p to be true, it must also be true that I have
conclusive evidence for p. But we cannot say without
self-contradiction "I had conclusive evidence for p but
p was false," whereas if p is an empirical proposition,
we can always say without selfcontradic-tion the evidential
propositions which support p are true, but p is false."
Since therefore (the Skeptic might say) we shall have to admit that the
evidence for an empirical proposition is never conclusive, we shall have to
correct our use of the word "know." He might
argue: If it is proper for me to say ' I know
that there is cheese on the table, I shall have to claim (if
I am asked) to know that future observations on the part of myself and of
others will not render the proposition there is cheese on the table
doubtful." But we are reluctant under pressure to make
such claims to knowledge of propositions about the future. He might
note that it seems very odd to say " I know p but I might
have had better evidence for p than I do in fact have, " but
if p is an empirical proposition (the Skeptic would say), I shall have to admit
this odd statement as being true. For it to be true (the Skeptic
might say) that I know that s is p (where s is p is an
empirical proposition), The a is b Subject is
Preficate it would have to be true that I know that no one has
ever had as good evidence for some other proposition, say s, is p as I have for
s is p, and yet have been wrong in asserting that s is p. If
I cannot claim this, someone may say "What is the
difference between your evidence for “S is P” and some other person's evidence
for “S is P” which entitles you to claim
that you know that s is p
and yet admit that he may not have known that s, is p?"
I think this would be a difficult question to answer (or rather avoid
answering). Now take the proposition I have a
body. — (not obviously amenable to Skeptical treatment.
Do I know that no disembodied spirit has ever had as good evidence for
the proposition that it (or he) has a body as I now have for the proposition
that I have a body? To know this, either I must claim to
know that there are no disembodied spirits, or I must claim that even if there
are disembodied spirits, none of them has ever been systematically deceived in
such a way as to have all the sensations (etc.) which provide evidence for the
existence of one's own body, though he (it) in fact has no body.
Am I prepared to say that I *know* one or the other of these
things?" H. P. Grice. Grice finds
it difficult to convey to Oxford just how happy Grice is, and how honoured
Grice feels, in being invited to give these lectures. Grice think of
Oxford, his home, Town and Gown, as his spiritual and intellectual
parents. Grice is fashioned at Oxford. And Grice finds it a moving
experience to be, within these splendid and none too ancient walls, engaged in
his occupation of rendering what is clear obscure. Grice is, at the same
time, delighted that the Old World should have called me in, or rather recalled
me, to redress, for once, a balance. Grice is finally, greatly
heartened by my consciousness of the fact that that great English philosopher,
under whose aegis I am now speaking, has extended to him his Lectureship as a
gracious consolation for a record threefold denied to him of his Prize.
Grice prays that his present offerings may find greater favour in his
sight than did those of long ago. Oxford The
philosophical clarification of the concept of reason, or perhaps of the family
of concepts which shelter under that title, is of interest to Grice, and to
others, for more than one reason. The nature of reason is an
interesting and important philosophical question in itself:
reason is an important member of the class of ideas with which, as
philosophers, we should be concerned. But, beyond that
foundation of interest, there is the fact that more than one philosopher has
held the view that vitally important philosophical consequences can be reached
by derivation from the idea of a rational being. Aristotle,
for example, thought that he could reach a characterization of the end for man
via the following steps: the end for man is the fulfilment
of man's function (ergon); the function of man is the
optimal exercise of that capacity which distinguishes him from other kinds of
creature; that capacity is reason or ration-ality;
the optimal exercise of rationality is the contemplation of the
truths of metaphysics; so that is the (primary) end for
man. And Kant considered that among the important dividends which
could be derived from the idea of a rational being was the moral necessity of
adherence to the Categorical Imperative. Now Grice does not know
whether or not any such grand conclusions can be derived from the concept of a
rational being, though Grice must confess that Grice has a sneaking hope that
they can, and a nagging desire to try to find out. Part of my
trouble (which is not only mine) is the difficulty of discovering the rules of
the game, of understanding what sort of procedure is to be counted as a
derivation; another part of Grice’s trouble is being
hopelessly unclear about the character of the starting point, about what the
concept of a rational being is to be taken to be. So Grice’s
primary role here will be that ofthe under-labourer, to engage in one or two
enquiries which might help towards a clarification of the notion of reason or
rationality; though Grice hopes that you will forgive him if, just
occa-sionally, I make a speculative sally in the direction of the foothills of
the mountain which Aristotle and Kant thought that they could climb, indeed had
climbed. Grice shall devote himself to the idea that if, as it
seems not unreasonable to suppose, reason is, of its nature, the faculty which
is manifested in reasoning, then it would be a good idea to investigate what
reasoning is. next, Grice pursues a parallel link
between reason and reasons, with particular attention to the relation between
practical and non-practical reasons: No less intuitive than the
idea of thinking of reason as the faculty which equips us to recognize and
operate with reasons is the idea of thinking of it as the faculty which
empowers us to engage in reasoning. Indeed, if reasoning
should be characterizable as the occurrence or production of a chain of
inferences, and if such chains consist in (sequentially) arriving at
conclusions which are derivable from some initial set of premisses, and for the
acceptance of which, therefore, these premisses are, or are thought to be,
rea-sons, the connection between the two ideas is not accidental.
Let us, then, take as a first approximation to an account of reasoning the
following: reasoning consists in the entertainment (and often acceptance) in
thought or in speech of a set of initial ideas (propositions), together with a
sequence of ideas each of which is derivable by an acceptable principle of
inference from its predecessors in the set. Many would be
inclined to subscribe to two further remarks about such an account: first, that
the principles of inference which govern reasoning are non-empirical in
character; and, second, that it is part of the business (possibly, even the
prime business) of logical theorists to distinguish the various modes of
inference (non-demonstrative as well as demonstrative) which enter into
reasoning, and to systematize the principles of each such mode, thereby both
explaining and perhaps (as theorists are wont to do) strengthening assent to
(or even, in some instances,undermining assent to) the principles of inference
which are intuitively found acceptable at a pre-theoretic stage, and so
constitute the initial data for the theorist. I shall now
enquire into the adequacy of this preliminary account. One
correction is plainly called for. Not all actual reasoning
is good reasoning; some is bad, and some is downright appalling.
But our preliminary account seems to leave no space for reasoning to go
wrong except through the falsity of one or more of its premisses, or (perhaps)
through the perverseness of the world in refusing to conform to the conclusion
of an impeccable non-demonstrative inference. Obviously, our
steps from premisses to conclusions are by no means always well conducted;
indeed, in the golden age before logic became a (minor) branch of mathematics,
logicians (or writers on logic) paid some attention to fallacies (an interest
which could do with revival). We should not, then, commit
ourselves to the idea that steps in actual reasoning are validly made, but only
to the idea that they are thought by the reasoner to be validly made, or (perhaps)
to the idea that they are either validly made or are thought to be validly
made. A little further clarification, however, is needed,
and there are one or two morals to be drawn. Jack says to
Jill (whom he does not yet know very well), "Career women always smoke
heavily. You smoke heavily, so you must be a career woman."
Does fill reply, "You evidently accept the principle of inference:
'A's are always B, this is a B: therefore this is an A'; that is not an
acceptable principle"? If she made this reply, one
would suspect irony. Jack has perhaps argued as if he accepted such a
prin-ciple, but I should resist the supposition that he actually did accept it,
even temporarily or momentarily. People who reason badly may
sometimes accept bad principles of inference; but normally what they do is
better thought of as, in some way or other, misapplying good principles. But in
what way? Suppose fill had replied, "You have evidently
mistakenly supposed your inference to be of the valid form As are always B's,
this is an A; so this is a B'; whereas its actual form was rather 'A's are
always B's, this is a B; so this is an A." Would this reply be an
improvement on theone previously suggested for her? Not much,
I think. People may indeed sometimes mistakenly suppose that
their actual reasonings exemplify a particular valid principle when, in fact,
they do not, and may in consequence reason badly; but I do not believe that
this is the normal case, especially with reasonings as simple as the one under
examination. Perhaps a better reply for fill might be: "You
seem to be confused, no doubt because that crack on, or in, your crown is still
bothering you. I do not accuse you of thinking that the particular invalid form
exhibited by your actual argument is a valid form, nor of thinking, wrongly,
that your argument was in Barbara. I suggest, rather, that
the difference between your argument form and Barbara did not on this occasion
present itself to you, and that the similarity between your form and Barbara
accounts for (as it were, causally) your supposition that the individual
argument which you produced was a valid argument." The principal points
which seem to me to be, so far, emerging are three in number. (1)
Generally, though not invariably, bad argument does not have its own bad
principles of inference, but rather arises from a misapplication of valid
principles. (2) That our reasonings should exhibit valid
principles is not merely something which usually obtains, nor merely something
which both usually obtains and is believed by the reasoner to obtain, but is
something which we, as reasoners, want to obtain. (It may
even be something which should obtain, and something which we try to realize,
but these contentions have not yet been argued.) (3) A belief or a desire that
a particular piece of reasoning does or should conform to valid principles does
not entail (though it does not exclude) a belief or a desire that it does or
should conform to a particular valid prin-ciple. The
operation of individual principles may be, and perhaps for a specifiable class
of cases should be, quasi-causal. The meaning of "quasi-causal" of
course awaits explication. I hope that, as we go on, some or all
of these points will be expanded and corroborated. Before embarking on the next
sub-topic, however, I should like to suggest for consideration a hypothesis of
a somewhat more general character. The discrimination and systematization of
acceptable principles of inference provide for us a model, or rather, perhaps,
an infinite set of models, by reference to which we may understand actual
reasonings (an ideal construction to which actual reasonings approximate).
Suchmodels or ideal constructions are models in three ways: (1)
they are analytic models, since it is an adequate degree of approximation
to them which confers on certain sequences of thought the title of Reasoning;
(2) they are explanatory models, in that they provide (or play a central part
in providing) accounts of how actual reasoning proceeds, and why it so
proceeds; (3) they are normative models, in that they
provide patterns of the ways in which actual reasoning should (ought to)
proceed. If one were in a fanciful mood, one might be tempted to say that
inferential validity is at once the formal cause, the efficient cause, and the
final cause of reasoning. My suspicion is that not only do these
models possess this triple aspect, but it is no accident that they do; that
there is a conceptual province for which these three aspects go together, and
that this conceptual province is specially connected with living
creatures. Unless I am quite mistaken, a detailed and systematic
development of this conjecture would be profoundly valuable. A
further batch of questions arises in connection with what 1 shall call
'incomplete reasoning, or 'not fully explicit' reasoning (though these labels
may be mildly question-begging). Subject to correction from
a maturer reflection, we may have on our hands two kinds of case: (a) that in
which the incomplete reasoning may be converted into reasoning which conforms
to canonical standards of respectability by the addition of further premisses
which the reasoner has in mind, either (i) explicitly or (ii) subliminally; and
(b) that in which there are no such further premisses which the reasoner has in
mind, but the reasoner thinks that such premisses exist even though he does not
know what they are. It may turn out that further refinement of this dichotomy
is required. The rough distinction just drawn embodies two
possible answers to the main problem raised by incomplete reasoning, namely,
how canonical inference patterns are to be deployed to meet the obvious fact
that most actual reasonings do not overtly conform to them, but are (for example)
enthymematic. Let us begin with a very simple example of the kind
of argument which it is traditional to classify as an enthymeme, WhenJack
sustains his head injury, Jill, putting lack's concerns before her own, says
(or thinks), "He is (you are) an Englishman, so he (you) will be
brave." There seem to be three ways of treating this
example. (1) In line with the tradition of syllogistic logic, we might suppose
that fill's reasoning involves, as a "suppressed pre-miss", the
proposition that Englishmen are always brave, and that Jill has this
proposition in mind, perhaps explicitly (if she is talk-ing) or subliminally
(if she is thinking). Her full argument, which includes the
suppressed premiss, is canonically valid; but only a truncated version of her
actual reasoning is expressed (in speech or in thought). There are, of course,
difficulties connected with the idea of subliminal thinking; but these are very
general difficulties and so perhaps should not be pressed in this particular
case. Aside from them, there is a special difficulty;
someone who knows what Jill has said or thought might be inclined to comment,
"That does not follow;" and he would be disposed towards this comment
not because of the banal fact that the expression of fill's argument is not
canonical in form, but because he regards it as being false that Englishmen are
always brave. But on the present treatment this comment
would be inappropriate, since the proposition in question is a premiss of her
argument (her full argument), and the falsity of a premiss plainly does not
entail that an inferentially licensed conclusion does not follow from its
premisses. (2) We might regard "Englishmen are always brave" as
expressing not a premiss of Jill's argument but (perhaps in a slightly
misleading way) the specific principle or rule of inference of that
argument. To be a little more precise, we can suppose that
we have, for "informal' argu-ment, what might be called
inference-schemata; expressed with a ruthless contempt for use and mention which
will be characteristic of these lectures, one of them will run: "To infer
from Fa to Ga if whatever satisfies 'F' also satisfies 'G'"; on the
(contingent) assumption that whatever satisfies 'Englishman' also satisfies
'brave, we can derive the specific rule "To infer from a is an Englishman
to a is (will be) brave." This option, if adopted, would allow (for
informal argument) contingent (or contingently based) inference rules, though
not necessarily contingently based inference-schemata. (3)
Possibly the most attractive idea is to suppose that we should consider
ourselves faced not just with one argument or piece ofactual (fill's reasoning)
and the other of which is non-actual or ideal (a reconstruction of fill's
argument incorporating as a premiss the proposition which we are taking her to
have had non-explicitly in mind): the former will be informal, the latter
formal (and often canonical). Jill's actual argument will be
(informally) valid just in case there is a legitimate reconstruction of it which
is formally valid and which supplements the informal argument with premisses
which are true (as well as being propositions which, in some sense, fill has in
mind). This suggestion preserves the idea that the
'unexpressed' proposition is a suppressed premiss, and also the idea that
inferential rules are non-contingent (since no special rules other than those
of formal inference are invoked for informal inference); this suggestion would,
I think, always be operable if the previous suggestion were operable (and vice
versa). I shall proceed as if I accepted this third option.
Another possible source of trouble is now visible. We
have so far been assuming that the suppressed premiss in fill's argument is "Englishmen
are always brave". But why should we make this assumption? The suppressed
premiss could be "Englishmen are brave", "Englishmen are
normally brave", "Englishmen are usually brave",
"Englishmen are likely to be brave", and maybe there are further
possibilities. Some or all of these other candidates, if
chosen, would make the reconstructed argument non-demonstrative in char-acter,
but apart from a possibly false premiss and false conclusion it could remain a
respectable member of its kind (whatever that kind might be). These thoughts
prompt the reflection that, in the contretemps envisaged in my previous
section, Jack might have a killing answer to Jill's last reply: he might say,
"You are evidently assuming that my argument from the premisses Career
women always smoke heavily and you smoke heavily to the conclusion you are a
career woman was a deductive argument. If your logical education had been a
little less narrow, it would have occurred to you that, taken as a
non-deductive argument, there is nothing wrong with it."
But how is one to resolve the kind of indeterminacy which is now
appearing, and making difficult the selection of a reconstructed argument? By
asking the arguer? By invoking a Principle of Charity, to attribute to the
arguer that reconstruction which is logically most satisfactory, or least
unsatisfactory? If we choose the latter, what is the
foundation of such a principle?Troubles of this kind become even more acute
when we move to the consideration of less trivial examples; to examples, that is,
in which the gap between explicit premisses and conclusion is, intuitively, far
greater. Let me offer an extreme specimen. When 1 was an
Oxford scholar at Corpus, there was a contemporary of mine whose name I cannot
remember; it was the name of some English county, so let us call him
'Shropshire. His career at Oxford did not last very long; an
unsurprising fact-given that, at an early philosophy tutorial, he claimed that
the immortality of the soul is proved by the fact that, if you cut off a chicken's
head, the chicken will run round the yard for a quarter of an hour before
dropping. Was that an instance of reasoning? Before you answer,
let me produce another real life story for comparison with the one I have just
given: about twenty years ago a distinguished logician, whose identity I will
conceal under the name 'Botvinnik, published a proof, or the sketch of a proof,
of an (alleged) theorem; his 'proof' was six pages long. Two Harvard graduate
students (one now himself a distinguished logician) set themselves to expand
Botvinnik's proof. They found the conclusion of it to be indeed a theorem; but
their expansion was eighty-four pages in length. Now, I have an
'expansion' of Shropshire's 'argument: It runs as follows: If the soul is
not dependent on the body, it is immortal. If the soul is dependent on
the body, it is dependent on that part of the body in which it is
located. If the soul is located in the body, it is located in the
head. If the chicken's soul were located in its head, the chicken's soul
would be destroyed if the head were rendered inoperative by removal from the
body. The chicken runs round the yard after head-removal. It could
do this only if animated, and controlled by its soul. So the chicken's
soul is not located in, and not dependent on, the chicken's head. So the
chicken's soul is not dependent on the chicken's body. So the chicken's
soul is immortal.If the chicken's soul is immortal, a fortiori the human soul
is immortal. So the soul is immortal. The question I now ask
myself is this: why is it that I should be quite prepared to believe that the
Harvard students ascribed their expansion of Botvinnik's proof, or at least
some part of it, to Botvinnik (as what he had in mind), whereas I have no inclination
at all to ascribe any part of my expansion to Shropshire? Considerations
which at once strike me as being likely to be relevant are: that
Botvinnik's proof without doubt contained more steps than Shropshire's
claim; that the expansion of Botvinnik's proof probably imported,
as extra premisses, only propositions which are true, and indeed certain;
whereas my expansion imports premisses which are false or dubious;
that Botvinnik was highly intelligent and an accomplished logician; whereas
Shropshire was neither very intelligent nor very accomplished as a
philosopher. No doubt these considerations are relevant, though
one wonders whether one would be much readier to accord Shropshire's production
the title of"reasoning if it had contained some further striking
deductions, such as that since the soul is immortal moral principles have
absolute validity; and one might also ask whether the effect of (3) does not
nullify that of (2), since, if Shropshire was stupid, why should not one
ascribe to him a reconstructed argument containing plainly unacceptable
premisses? But, mainly, I would like some further light on the following
question: if such considerations as those which I have just mentioned are
relevant, why are they relevant? I should say a word about avowals.
The following contention might be advanced. If you want to know
whether someone R, who has produced what may be an incomplete piece of
reasoning, has a particular completion in mind, the direct way to find out is
to ask him. That would settle the matter. If, however, you are unable to ask
him, then indirect methods will have to be used, which may well be indecisive.
Indeterminacy springs merely from having to rely on indirect methods. I have
two comments to make. First: itis far from clear to what extent avowals do
settle the matter. Anyone who has taught philosophy is
familiar with the situation in which, under pressure to expand an argument they
have advanced, students, particularly beginners, make statements which, one is
inclined to say, misrepresent their position. This phenomenon is perhaps
accounted for by my much more important second point: that avowals in this kind
of context generally do not have the character which one might without
reflection suppose them to have; they are not so much reportive as
constructive. If I ask someone if he thinks that so-and-so is a consequence of
such-and-such, what 1 shall receive will be primarily a defence of this
supposition, not a report on what, historically, he had in mind in making
it. We are in general much more interested in whether an
inferential step is a good one to make than we are in what a particular person
had in mind at the actual moment at which he made the step. One might perhaps
see an analogy between avowals in this area and the specification of plans. If
someone has propounded a plan for achieving a certain objective, and I ask him
what he proposes to do in such-and-such a contingency, I expect him to do the
best he can to specify for me a way of meeting that contingency, rather than to
give a historically correct account of what thoughts he had been entertaining.
This feature of what I might call inferential avowals is one for which we shall
have to account. Let us take stock. The thesis
which we proposed for examination has needed emendation twice, once in the face
of the possibility of bad reasoning, and once to allow for informal and
incomplete reasoning. The reformulation needed to accommodate the latter is
proving difficult to reach. Let us take s and s' to be sequences consisting of
a set of premisses and a conclusion (or, perhaps it would be better to say, a
set of propositions and a further proposition), or a sequence (sorites) of such
sequences. (This is not fully accurate, but will serve.) Let us
suppose that x has produced s (in speech or in thought). Let "formally
cogent" mean "having true premisses, and being such that steps from
premisses to conclusions are formally valid". (1) We cannot define
"s is a piece of reasoning by x" as "x thinks s to be formally
cogent", because if s is an incomplete piece of reasonings is not, and
could not reasonably be thought by x to be, formally cogent. We
cannot define "s is a piece of reasoning by x" as "(Bs) (s' is
an expansion of s and s' is formally cogent)" because (a) it does not get
in the idea that x thinks s' formally cogent and (b) it would exclude bad
reasoning. We cannot define "s is a piece of reasoning by x" as "x
thinks that (As) (s' is an expansion of s and s' is formally cogent)", for
this is too weak, and would allow as reasoning any case in which x believed
(for whatever reason, or lack of reason) that an informal sequence had some
formally cogent expansion or other. (Compare perhaps
Shropshire.) (4) We cannot define "s is a piece of reasoning
by x" as "(As') (s' is an expansion of s and x thinks s' to be
formally cogent)* because of the indeterminacy which bedevils the search for
such expansions; there may not be a definitely identifiable expansion which
meets this condition. So what are we to suggest on behalf of the
provisional thesis? I have so far been considering difficulties
which may arise from the attempt to find, for all cases of actual reasoning,
reconstructions of sequences of utterances or explicit thoughts which the
reasoner might plausibly be supposed to think of as conforming to some set of
canonical patterns of inference. I turn now to a different class of examples,
with regard to which the problem is not that it is difficult to know how to
connect them with canonical patterns, but rather that it is only too easy to
make the connection. Like some children (not many), they are too
well behaved for their own good. Suppose someone says to me, "John
has arrived," and I reply, "I conclude from that that John has
arrived." Or he says, "John has arrived and Mary has also
arrived," and I reply, "I conclude that Mary has arrived." Or he
says, "My wife is at home," and I reply. "I reason
from that that someone is at home." Is there not something very strange
about the presence in my replies of the verbs "conclude" and
"reason"? It is true, of course, that if instead of my first reply 1
had said, "So John has arrived, has he?" the strangeness would have
been removed; but here the word "so" serves not toindicate that an
inference is being made, but rather as part of an idiomatic way of expressing
surprise (one might have said, "Well, fancy that!").
Now having spent a sizeable part of my working life exploiting it, 1 am
not unaware of the distinction between a statement's being false, and its being
true but misleading or inappropriate or pointless, and on that account a
statement which it would be improper, in one way or another, to make. But I
don't find myself lured by the idea of using that distinction here.
Suppose, again, that I were to break off the chapter at this point, and
switch suddenly to this argument: "I have two hands (here is one hand and
here is another). If had three more hands, I would have five. If I were to have
double that number I would have ten, and if four of them were removed six would
remain. So I would have four more hands than 1 have now." Is one happy to
describe this performance as reasoning? There is, however,
little doubt that I have produced a canonically acceptable chain of statements.
Or suppose that, instead of writing in my customary free and casy style,
I had framed my remarks (or at least the argumentative portions of my remarks)
as a verbal realization, so to speak, of sequences of steps in strict
conformity with the rules of a natural deduction system of first order
predicate logic; 1 give, that is to say, an updated analogue of a medieval
disputation. Would those brave souls who continued to read be likely to think
of my performance as the production of reasoning, or would they rather think of
it as a crazy formalization of reasoning conducted at some previous time?
The points suggested by this stream of rhetorical questions may be
summarized as follows: (1) Whether the samples presented fail to
achieve the title of "reasoning", or whether they achieve it by
the skin of their teeth, perhaps does not very greatly matter; for whichever
way it is, they seem to offend against something (different things in different
cases, perhaps) very central to our conception of reasoning. (2)
Mechanical applications of ground rules of inference, either singly or in
concatenation, are reluctantly (if at all) called reasoning. Such
applications may perhaps legitimately enter into (form individual steps in)
authentic reasonings, but they are not themselves reasonings, nor is a string
of them. There is a demand that a reasoner should be, to a greater
or lesser degree, the author of his reasonings, Parroted sequences are not
reasonings when parroted, though the very same sequences might be reasoning if
not parroted. Some examples are deficient because they are aimless
or point-less. Reasoning is characteristically addressed to problems: small
prob-lems, large problems, problems within problems, clear problems, hazy
problems, practical problems, intellectual problems; but problems.
A mere flow of ideas minimally
qualifies as reasoning, even if it happens to be logically respectable. But if
it is directed, or even monitored (with intervention should it go astray, not
only into fallacy or mistake, but also into such things as irrelevance), that
is another matter. Finicky over-elaboration of intervening steps is
frowned upon, and in extreme cases runs the risk of forfeiting the title of
reasoning. In speech such over-elaboration would offend against
conversational maxims, against (presumably) some suitably formulated maxim of
Quantity, In thought, it will be branded as pedantry or neurotic caution. At
first sight, perhaps, one would have been inclined to say that greater rather
than lesser explicitness is a merit; not that inexplicitness is bad, but that,
other things being equal, the more explicitness the better. But now it looks as
if proper explicitness is an Aristotelian mean, and it would be good some time
to enquire what determines where that mean lies. The burden of the
foregoing observations seems to me to be that the provisional account of
reasoning, which has been before us, leaves out something which is crucially
important. What it leaves out is the conception of reasoning as an activity, as
something with goals and purposes; it leaves out, in short, the connection of
reasoning with the will. Moreover, once we avail ourselves of the great family
of additional ideas which the importation of this conception would give us, we
shall be able to deal with the quandary which 1 laid before you a few minutes
ago. For we could say (for example) that x reasons
(informally) from A to B just in case x thinks that A and intends that, in
thinking B, he should be thinking something which would be the conclusion of a
formally valid argument the premisses of which are a supplementation of A. This
will differ from merely thinking that there exists some formallyvalid
supplementation of a transition from A to B, which I felt inclined not to count
as reasoning. I have some hopes that this appeal to the
purposiveness of authentic reasoning might be sufficient to dispose of the
quandary on which I have directed it; but I am by no means entirely confident
that this is the case, and so I offer a second possible method of handling the
quandary, one to which I shall return in a later chapter when 1 shall attempt
to place it in a larger context.' We have available to us (let us suppose) what
I might call a 'hard way' of making inferential moves; we in fact employ this
laborious, step-by-step procedure at least when we are in difficulties, when
the course is not clear, when we have an awkward audience, and so forth.
Inferential judgements, however, are normally desirable undertakings for us
only because of their actual or hoped for des-tinations, and are therefore not
desirable for their own sake (a respect in which, possibly, they may differ
from inferential capacities). Following the hard way consumes time
and energy; these are in limited supply and it would, therefore, be desirable
if occasions for employing the hard way were minimized. A substitute for the
hard way, the quick way, which is made possible by habituation and intention,
is available to us, and the capacity for it (which is sometimes called intelligence,
and is known to be variable in degree*) is a desirable quality. The possibility
of making a good inferential step (there being one to be made), together with
such items as a particular inferer's reputation for inferential ability, may
determine whether on a particular occasion we suppose a particular transition
to be inferential (and so to be a case of reasoning) or not.
On this account, it is not essential that there should be a single
supplementation of an informal reasoning which is supposed to be what is
overtly in the inferer's mind, though quite often there may be special reasons
for supposing this to be the case. So [' See
also 'Reply to Richards', in Richard Grandy and Richard Warner (eds.)
Philosophical Grounds of Rationality: Intentions, Categories, Ends (Oxford:
Oxford University Press, 1986), and The Conception of Value, ed. Judy Baker
(Oxford: Oxford University Press, 1991).| Editor's notes are enclosed in
brackets to distinguish them from Grice's own notes. 1' See the
discussion of 'flat' and variable rationality in the next section, where Grice
discusses variation in degree. Grice interpolated this paragraph here in 1988,
The surrounding text was complete in 1987-1Botvinnik is properly credited with
a case of reasoning, while Shropshire is not. What Can't Logic
Catch? I have, so far, been mainly (though not exclusively) considering
problems connected with the task of relating the actual reasonings of ordinary
people to patterns of complete argument some of which will be valid by
canonical standards, and a systematiza-tion of which will be (hopefully)
provided by formal logic. It is now time to ask whether there may not be some
essential features of reasoning which logic cannot capture, not because logic is
not yet sufficiently fully developed (because we need more logical sys-tems),
but because those features are not of the right sort to be represented in a
logical system at all. Consider the following example: an
unfortunate professor has undertaken, many months previously, to give ten
formal lectures to a certain institution, and one month before the starting
date the institution asks him for the titles of the individual lectures. He
reasons as follows: "Oh, God: It's all a mess; I have piles of mater-ial,
but none of it seems worth listening to, and it isn't in shape, and I am in a
terrible muddle. And if I give them the ten titles I had in mind I'm not sure
that they will fit what (if anything) finally emerges. It's always like this; I
take something on long in advance, and then when the time comes I'm reduced to
pulp. Why do 1 do it? Why don't I learn? I'd like to cancel
the whole thing. However, I said I would do it, and if I cancel my name will be
mud, so I must go through with it somehow. Anyway, I'm probably not in a fit
state to make a proper judgement about the value of my material. I can
see they must have titles, and I can't think of anything better than the ones I
had in mind, so I'll give them those and ask for latitude to depart from them
if need be. And I'll get four lectures done by the starting date, and that will
give me some leeway once they begin." Such monologues as
these are commonplaces in our lives; and not only monologues, since much
reasoning is couched in dialogue Now I spoke of the poor professor as
reasoning, and some might question the description (I am none too confident
myself). But Ifind my reluctance to accept it dwindling when it occurs to me
that, while my monologue certainly contained sentences which could not happily
be prefixed by the phrase "he reasoned that..", it may well be that
items which are not cases of reasoning that are elements in, and crucial
elements in, specimens of reasoning; much as pausing to tie one's shoelace, or
to look at the view, is not itself strictly an instance of walking, but may
nevertheless be a very relevant element in something which is an instance of
walking, namely, a walk. Should the description be allowed,
then many actual reasonings contain such things as questions, the raising of
real or imagined objections, suggestions of hypotheses, and even expressions of
feeling. Are we confident that, in so far as such items are relevant to the
character of reasoning, the logic of the future will be able, or even should
try, to devise representation of them? Or that, if the logician
should not try, there is not a region which someone else should investigate
systematically? For some of these features of actual reasoning will be
extremely relevant to personal attributes which we take to be characteristic of
good reasoners, like the ability to construct interesting hypotheses, to keep
to the point, to point to analogies, to know when not to ratiocinate, and so
on. And even if a formal depiction of these features were access-ible, it is not
clear that it would be sufficient as a basis for the attribution of the
corresponding qualities; in natural deduction systems there are devices which
mark that an assumption is being made, so we can imagine a device which
represents hypothesiza-tion; but detection of this mark might leave us in the
dark about whether the represented hypothesization was a good one to
make. And to represent order is not to represent orderliness. We
are perhaps encountering a question which is an analogue to a notorious problem
in ethics, to reach a satisfactory account of the relative priority (one way or
the other, or in different aspects both ways) of goodness in a man and the
goodness of his acts. Indeed, the kind of features which I am attending to may
belong to a department of ethics; that, indeed, was where Aristotle seemed to
locate them (or something not too different from them), when he devoted part of
Nicomachean Ethics VI to a discussion of intellectual excel-lences. But to
relegate them to a kind of ethics would not itself solve problems; and perhaps
I might conclude with a brief sketch of the way I feel inclined to regard the
issues 1 am now raisingThe picture which I would like to suggest starts with
the idea that, when we explore the nature of rationality, or ask what it is to
have reason, we really have at least two concepts on our hands, which we should
get our hands on. One is a 'flat, non-degree-bearing,
non-variable concept; it is this concept which applies when it is said that man
is a rational being. In respect of this concept no man is more or less rational
than any other. The other is a variable, degree-bearing concept, and here some
men are definitely more rational than others (though perhaps some philosophers
would not agree: Descartes may have thought that not only was God not so
niggardly as to leave it to Aristotle to make men rational, but he was not so
unjust as to make one man more rational than another). The second concept is
intimately connected with the first; and, further, differences in respect of the
second concept are dit-ferences in value: it is better to be more rather than
less rational. Concepts linked in this kind of way are not
uncommon; a man may know how to drive a car in the sense that he knows how to
operate the controls in such a way as to get the car along the road, but he may
know how to drive a car in the further and related sense that he sure knows how
to drive a car, that he is a good driver. Now, if reasoning
is thought of as the exercise of reason, and 'reason' (or having reason) is
open to both a flat and a variable inter-pretation, we have at once a possible
explanation of some of the phenomena which have emerged during this chapter.
Hesitation, for example, over the application of the expression reasoning' to
the aimless or trivial specimens which I produced for you might be accounted
for by the fact that such specimens might be called 'reasoning' if
reasoning is thought of as a manifestation of 'flat" reason, but not so
called if reasoning is thought of as a manifestation of 'variable' reason; and
specimens which enter into reasoning but are not instances of reasoning that
might be specimens which are relevant to assessments in respect of variable
reason without being instances of flat reason. It might help to
expand the characterization of these two concepts of rationality if I invoke a
somewhat hackneyed item in philosophers' analogies, namely, chess, and consider
a partial analogy between rationality and chess-capacity. Flat chess-capacity
will consist in knowing and being able to apply the laws of chess (including,
of course, the moves), much as flat rationality consistsin a capacity to apply
rules of inference. Variable chess-capacity, expertise at
chess, will be learned not from the rule-book, but by practice combined with,
perhaps, instruction from other players and such works as Modern Chess Openings
and Fine on the endgame. It essentially consists in being good at activities
(chess games) conducted in accordance with the laws of chess, much as variable
rationality consists in being (more, or less) good at activities conducted in
accordance with the laws of reasoning, that is to say, at reasonings of one
sort or another: For activities of a certain sort to be
something one can be (more or less) good at, they must be directed towards
goals; these goals may vary, from occasion to occasion, and they may be more or
less specific and more or less ultimate; in chess we find such goals as
victory, and also more local and intermediate goals, like strengthening one's position
by establishing a knight on KBs; in reasoning we have as goals the solution of
problems, which may be less specific and more ulti-mate, like understanding
Kant's first version of the Categorical Imperative, or more specific and less
ultimate, like understanding what a maxim is supposed to be (as a step towards
the solution of the former problem). Both in chess-playing
and in the exercise of rationality we find rough distinctions, in particular
cases, between strategies and tactics; and the content of these, and the
direction of the sequence of moves which they govern, will be dependent on the
identity of the goals which are being pursued. Not only will (what I
might call) policies which are manifested in particular chess games and particular
reasonings be more or less specific, and stand in relations of subordination to
one another, but also excellences in the two domains may be subordinated to one
another. Just as excellence at chess may be diversified, in that one player may
be better at openings and less good at the endgame than another, or it may be
that nobody handles a pair of bishops like Fischer, so does variable
rationality preside (so to speak) over subordinate excellences.
But now we must begin to take account of obvious differences between our
analogues. Chess-playing is not about anything, whereas
reasoning is always reasoning about some topic or question, which may fall
within some special area like mathematics or theology; so not only are there
specific rational excellences or qualities with respect to mathematics, which
some may have in a greater degree than others, but one maybe good at
mathematical reasoning while quite incompetent at theological reasoning.
However, we seem to be willing to allow the attribution of general
excellence, or quality, of reasoning as well as that of specialized quality;
and general excellence seems also to be diversified. This licence we allow
ourselves may be a consequence of the fact that general rational excellences
(or some of them) seem to be special cases of capacities for achieving
qualities which are desiderata for any practical undertaking, qualities like
simplicity, economy, accuracy, inventiveness, and so on.
Another derivative of the fact that reasoning is about things is that
reasoning may be directed upon itself; one may not only use reasoning to plan a
henhouse or a cathedral, but, if the first-level task is sufficiently
formidable, one may plan how to plan a cathedral; one may even plan a
philosophical methodology, though too few people do. A consequence of the last
two observations, that general rational excellence is diversified and that
reasoning may be turned on itself (together, perhaps, with some further
premiss), is that we may be able to treat flat reason, not merely as something
which is necessarily manifested in manifestations of variable reason, but as
providing an inferential base for determining the nature of variable reason
itself and, also, of its more specific subordinate competences (excellences).
We might be able to argue, for instance, along the following lines.
Let us assume that it can be shown that truth for, better, some more
general feature which will include truth as a special case, but will also apply
to some of the objects of psychological attitudes other than belief, such as
desire) is a value (in the sense of desideratum). Inferential rules, which flat
rationality is the capacity to apply, are not arbitrary, in that they pick out
transitions of acceptance in which transmission of satisfactoriness (including
where appropriate truth) is guaranteed or (in non-deductive cases) to be
expected. Since our actually making such transitions in a particular case is up to
us (and subject to our particular needs and circum-stances), inferential rules
can be seen as directives (the precise kind of which remains to be determined)
observance, or non-violation, of which is a desideratum. (d) Since
reasoning is (and it may be of its essence that it is) sometimes addressed to
problems, at least sometimes reasoning has a particular goal, which the
reasoner aims at reaching. Reasonings then are at least sometimes
characterizable as successful or not successful. Some particular
qualities, exhibited in reasonings, can be characterized as certain or likely
to lead to success (or, perhaps, failure) in pursuit of goals in reasoning,
irrespective of the particular nature of those goals. In so far as no sources of
information (no premisses) other than the nature of the flat capacity of reason
(and implicata thereof) have been used to reach such a characterization, at
least some excellences are determinable as such by "the concept of a
rational being" Now, if such arguments are possible, their
conclusions may not be of the grand sort which rationalists have hoped to draw
from the idea of a rational being, but at least they would be substantive
conclusions; and they might be of value towards the grander enterprises, both
as providing possibly usable premisses and because the derivation of them would
help to clarify the methodology of those enterprises. These
reflections might be reinforced by an approach from another quarter, namely, a
consideration of the ordinary use of the words 'rational' and 'reasonable' (and
their complementaries). One might have expected that, when used as
terms of praise, these words refer to very general qualities of reason (in
which case one would be right), and indeed to the same quality (in which case
one would be wrong). A few examples. It might be unreasonable of me to expect
my wife to clean my football boots for me, but it would not be irrational. I
may well have bought those boots at a very reasonable price, but it is not very
clear how I might have bought them at a very rational price.
To cheat someone in a business deal (as such) is neither unreasonable nor
irrational; it is merely somewhat repulsive; to cheat a man when you knew you
mightbe found out, and as a result lose a valuable client, 1 would regard as a
better candidate for 'unreasonable' than for 'irrational'; to cheat him when
you knew it was quite likely that you would be found out, and when, if you
were, you would lose your job at a time when employment was very difficult to
obtain, I would call 'irrational: Yielding to a tempting invitation
to go out drinking when I have already decided to spend the evening working on
tomorrow's lecture, I would regard as (as such) neither unreasonable nor
irrational, though it may be weak, and foolish. To yield to that temptation
when I have not yet decided what to do, but know I really ought to get on with
that work for tomorrow, might be unreasonable but would not be
irrational. If I have bunglingly got my firm into a
difficulty, and I go and confess the matter to my boss, he might be both
reasonable about it and rational about it; he might be reasonable about it in
that he was not too hard on me, and rational about it in that he coolly and in
a reasoned way told me what was the best course to take. Now I
cannot give you a detailed solution to the problem of distinguishing between
"rational" and "reasonable", not only because I do not have
the time, but also because I am by no means sure what to say. But I do think
that I know two keys to the solution of this problem. The first key is that
"reasonable", unlike "rational", is really a
privative term; "unreasonable" is, as some were once wont to say, the
"trouser-word" in this particular pair of complementaries. To be
reasonable is to be (relatively) free from unreasonableness; and to be very
reasonable is to be free from a high degree of unreasonableness which one might
(or some might) have been expected to exemplify or display in the
circum-stances. The second key is provided by Aristotle; in
Nicomachean Ethics I, he remarks that both the ratiocinative and the
non-ratiocinative (or desiderative) parts of the soul may have reason; the
former intrinsically, as the source of rational principles or precepts, the
latter extrinsically, as heeding or listening to those principles or precepts.
My idea is to link the first of Aristotle's interpretations of "having
reason" with the word 'rational', and the second with the word
'reasonable. In application to behaviour, to be rational is to possess (or, on
a given occasion, to display) the capacity to reach principles or precepts
relating to conduct; to be reasonable is (in general or on a particular
occasion) to be freefrom interference, on the part of desire or impulse, in
one's following such principles or precepts. The present relevance
of this discussion is that ordinary thought and speech embody the idea of
reason as regulation, as something which should control desire or passion. So
the phenomenon of incontinence should not be regarded, as it too often has
been, as a stumbling block to some otherwise attractive theory of will and
practical reason; if reason is regulation, then it must be possible for what is
regulated to get out of hand, and this possibility should be provided for, in
the theory, from the start. Furthermore, if we incorporate, in our
idea of reason, the idea of it as regulation of a sub-rational nature which may
get out of hand, we have enlarged the "concept of a rational being"
from which philosophically significant conclusions might be derivable, and so
given such derivations a better chance of success. It is curious that both
Aristotle and Kant, despite their sophistication with regard to the nature of
practical reason, should have slipped up here in their different ways, that
both should have succumbed to the fascination of the purely intellectual
being. Both of them, it seems to me, at crucial moments
thought of the rationality, the realization of which must be the supreme end
for a rational being, as being the distinctive element in such a being,
considered in isolation from other elements necessarily present in, but not
necessarily peculiar to, such a being; so for Aristotle the primary end for man
becomes approximation to the activity of a pure substance, and for Kant the
practical law is something which has to be applicable to a being with a holy
will, treated not just as a possibly useful fantasy, but as a being which might
actually exist. This common ingredient in their practical
philosophies seems to me to have been restrictive rather than beneficial.
H. P. Grice. Though Grice’s main topic is Reasons, together
with some more detailed questions pertaining thereto, it might be a good idea
for Grice, before embarking on that matter, to give a brief résumé of the
principal suggestions which he has made, particularly as he should like to add
one or two reflections before leaving the subject of Reasoning.
Grice takes, as a stalking horse, a thesis which characterizes reasoning
as (roughly) the production in thought, or speech, of a sequence of ideas
(propositions) consisting of an initial set (ultimate premisses) together with
further members each of which is derivable, by a canonical (formally valid)
principle of inference, from its predecessors in the sequence. In
comment on this thesis Grice proceeded on a few main lines. That
emendation was plainly required in view of the fact that not all reasoning is
good reasoning, even though, normally, even bad reasoning uses, or misuses, a
good principle of inference. The obvious emendation would be to
substitute for "derivable by canonical principles" the phrase
"*thought* by the reasoner to be derivable by canonical
principles". That further trouble arose from the obvious fact that
most actual reasoning is informal, or 'incomplete' — for example, enthymematic
—, and therefore such that no sane reasoner could suppose his reasonings, as
they stand, to conform to a canonical principle of inference. The natural
emendation, namely, that the sequence, which is to be supposed to conform, or
to be thought by the reasoner to conform, to a canonical principle, is not the
actually produced sequence but an expansion of it, incorporating additional
premisses which the reasoner supposedly has in mind, itself ran into
difficulties; for either the so-amended thesis merely demands that
the reasoner should think that there exists such an expansion (without,
perhaps, having any idea what it is), in which case some examples (for example,
the "Shropshire" example) would undeservingly receive the title of
reasoning; or the amended thesis demands that the
reasoner have a particular supplementation in mind, in which case the
indeterminacy which in many actual cases afflicts attempts to identify such a
supplementation, would disqualify from being reasonings examples which one
would wish to allow as reasonings. That a consideration of sequences
which are "too good to be reasonings" (too well-behaved) prompted the
thought that the provisional thesis had left out a central characteristic of
reasoning, namely, its connection with the will; more particularly,
that reasoning is typically an activity, with goals and purposes, notably the
solution of problems. Once this feature is recognized, there seems
to be an easy solution to the quandary set up in (2); for we may
think of the reasoner as intending his production of the conclusion to be the
production of something which is an informal consequence of his premiss
(premisses), a state of affairs which is evidently distinguishable from merely
thinking that a certain proposition is, somehow or other, informally derivable
from a given set of propositions. That attention to a further class of
reasonings (like the poor professor's lament) suggested that there is a not at
all clearly demarcated range of features which reasonings possess, and which
are by no means irrelevant to their character as reasonings, but which it would
be vain to ask a philosopher to try to capture. The status of such
features might be to some extent illuminated if we distinguish between reason
as a flat (non-variable) capacity (the capacity to apply inferential rules) and
reason as a variable (degree-bearing) capacity, in which interpretation it is
an excellence or competence, and is differentiated into a variety of
subordinate excellences or competencies. Further, the two interpretations
may well not be disconnected; for it might be possible to derive
from the notion of reason as a flat capacity, together with the information
that it is to be deployed in the solution of problems, an a priori
identification of some or all of the special competencies into which variable
reason is differentiated; and such a derivation might be regarded
as a modest success in a programme of deriving (practical consequences) from
the concept of a rational being. That the concept of a rational being
would be enlarged, and its potentialities as a derivational source enhanced, if
it is allowed as an essential feature of reason that it is to be regulative of
a pre-rational self containing such elements as appetites and feelings.
It is now time Grice thinks to pursue a little further, with a beadier
eye and a less rhetorical style, the examination of the suggested distinction,
and the sketched connection, between 'flat' and 'variable' reason
(rationality). According to the picture presented which I
would call Picture (1), there is a kind of rationality (R") which is
non-variable (flat, not admissible of differences of
degree) basic (ultimate with respect to not definable in terms of
variable rationality) non-valuational (the attribution of R' is not an
ascription of merit or demerit) central to (essential to) the type (and
maybe also to the tokens of the type) Rational Being (alternatively, central to
being a non-deformed, non-maimed, Rational Being]; underlying one or more
kinds of rationality (R, R°,...), which are variable;
valuational (in that differences of degree with respect to R' (R',....) are or
involve differences in value). And to say that R' underlies R is
to mean that the status of R' as a dimension of or excellence (and of some or
all specifications of R- as subordinate dimensions of excellence) is derivable,
by some appropriate method of derivation, from (a) the (inescapable) fact that
subjects of such excellence (rational beings) possess R', together perhaps with
(b) certain further facts of high generality, Opposed to Picture (1), one might
envisage an upholder of Picture 2), the central idea of which would be that,
while it may well be possible to identify a flat concept of rationality as well
as a variable concept, any flat concept there may be will not be basic, but
will in fact arise from a variable concept of rationality by the imposition
thereon of one or another form of limitation; and that being so, since the flat
concept will be positioned in the variable concept, the former concept cannot
provide a foundation for the valuational status of the latter.
There is a variety of considerations which might be involved in an attempt to
support Picture (2), or to assail Picture (1). One part of
such a campaign might be to comment adversely upon the highly schematic
character of Picture (1), as presented, and to demand an increase in definition
which might not be easy to find. Picture 1) seems to leave
undetermined even crucial items: we are not given a characterization
of the class of qualities which are specifications of variable
rationality; we are not told what modes of derivation are to
be used to establish these qualities as dimensions of excel-lence;
we are not provided with a clear identification either of flat
rationality or of whatever auxiliary premisses will be needed for such
accusations. Until these gaps are filled (it may be said
there is no thesis to discuss. These animadversions might be
accompanied by some further salvoes. It might be argued that
Picture (2) rather than Picture (1) accords with the standard situation with
respect to related flat and variable attributes; in such
cases it is generally the case that the flat concept arises by some kind of limitation
imposed on the variable concept; a large house
(flat-largeness) is one which is larger (has a higher degree of variable
largeness- or size) than most houses, and so for most
examples. There is (it might be said) a reason to suppose
this conceptual pattern to apply to the particular case of flat and variable
rationality. There is more than one candidate for the title
(on some interpretation or other) of flat rationality; for
example, it might be possible to be rational in the sense of being
'adequately rational' or perfectly rational, that is, of not suffering from any
of some favoured class of failings or deficiencies; this
primitive sense of "rational' could be used to pick out a certain level of
positive rationality (variable), such as a respectable level thereof.
But any such concepts as these, though flat and non-basic, would have no
claim to be universal (or near-universal) features of human beings.
The most relevant, therefore, of possible flat concepts would be
one which could be represented as applicable to any creature with some degree
or other of (variable) rationality, whose measure of rationality is not
zero. In so far as such a model of flat rationality can be
rigorously applied, it will entail that no determinate level of rationality
above zero is the largest possible level (above zero); so
Picture (2) will escape the embarrassment of having to claim (as Picture (1)
claims) that there is a specifiable minimal competence which characterizes all
rational beings, a claim which, to the extent that Picture (1) as the core of
their rationality relies on the analogy with chess, seems to involve
attributing to all rational creatures, as the core of their rationality, an
unfailing competence with respect to certain rudimentary inferential
moves. Such an attribution (it may be suggested) is nothing
but a latter-day revival of the Cartesian idea [Regulae) of the infallibility
of deduction, and is no more acceptable now than it was then. An
accurate assessment of the merits of the contenders in the kind of
confrontation which Grice has just staged is rendered doubly difficult by two
lacunae in philosophical enquiry; there is, so far as Grice
knows, no adequately systematic treatment of the logical characteristics and implications
of the family of concepts which includes such items as capacities,
capabilities, aptitudes, powers, potentialities, and other related ideas;
nor is there available a thoroughgoing study of the relations
between variable and non-variable attributes. But despite
this handicap, some sort of reply can, Grice thinks, be made to the advocate of
Picture (2). One might begin by suggesting that to regard
Picture (1) (as presented) as being a thesis, even a vague thesis to be first
sharpened and then examined for truth, may not be the best way of looking at
it. As is not unusual with philosophical ideas, it may be
illegitimate to demand or expect that Picture (1) be first clarified and then
tested for truth; there may be no viable method of
separating, even in thought, exposition from criticism, in which case the cry
"You first tell me what you are maintaining, and then we can see whether
it is correct" may be quite out of place. Picture (1)
is better regarded as a research project than as a hazily expressed
thesis;' and the most realistic way of implementing it might
be somewhat as follows. Grice is at this point indebted to
discussion with Isaacson. Without having as yet any very clear
idea of the proper way to characterize or determine the boundaries of variable
rationality, we obtain, from intuition or from the standard assumptions made by
philosophers, some set of qualities which appear to be intellectual
excellences, and also to be of a kind which, intuit-ively, ought to be
established as excellences by the method sketched in Picture (1), if any
excellences are so attributable. This list might consist in,
for instance, such items as clear-headedness, a sense of relevance,
flexibility, and inventiveness Making a provisional
assumption that such items are establishable, one then enquires what kind of
method of derivation, and what minimum range of initial premisses relating to
the essential character of rational beings (treated, perhaps, at this point as
identifiable with human beings) and their condition or environment would be
sufficient to confer upon the items in question their assumed status as
excellences. If this undertaking yields results then one
enquires what other admissible excellences are derivable from this material,
and what general characterization one could give of the range of derivable
excellences, being prepared to make adjustments to any list of excellences,
Grice’s characterization thereof, any group of premisses, and any system of
derivation, should such adjustment yield a better theoretical structure (by
whatever standards the merits of such structures are judged).
If these efforts are persistently unre-warded, or are little rewarded,
one abandons the enterprise, and with it Picture (1). This
predominantly Aristotelian methodology might perhaps be enriched by a more
Kantian underpinning. It might be possible to produce an
argument, in advance of a clarification, sharpening, and construction
justification of Picture (1), to the effect that some structure or other of the
kind schematically described in the initial presentation of that picture is
rationally demanded; it might Candidates for specialized
R-exceliences (application (a) to people; (b) to logical operations, states,
etc.) Clear-headedness Thoroughness Tenacity in
argument Flexibility Orderliness Breadth Sense of
relevance Intellectual caution "Nose' (intuitiveness)
Inventiveness Subtlety Memory be contended that,
in advance of knowing about the appropriate list of excellences which fall
under the heading of variable rationality, what method of derivation is to be
employed, and what precisely the premisses of such a derivation are to be,
there is a good reason to accept the idea that there must be a non-variable
concept of rationality (whatever its composition may be) from which whatever
excellences there may be, which are determinations of variable rationality,
derive somehow or other their status. Now Grice cannot
himself, as of now, propound such an argument (though Grice suspects that there
may be one); but Grice thinks he can point to a poor relation of such an
argument, namely, a general argument which would at least cast doubt on Picture
(2), even if it did not directly support Picture (1). In a
fashion which certainly owes a debt to Aristotle's distinction between dunameis
alogoi and dunameis meta logou, one might distinguish a variety of types of
capacity. First we might point to a sub-class of capacities
the fulfilments of which are not admissible objects of endeavour:
whether because to talk that way would be nonsensical or because the cash
value of what one was saying would be totally obscure, we would not be ready to
allow that someone could be seeking or trying to actualize on a particular
occasion the human capacities of growth or of digestion, though of course one
might perfectly well seek to foster those capacities (perhaps by taking
pills). Other capacities are such that one can seek their fulfilment
at a particular moment; I can for example make up my mind to
knit a pair of socks this afternoon. But the presence of the
endeavour is by no means necessary either for knitting or for exercising
(realizing) one's capacity to knit. If wearing my night-cap, with
my eyes closed, and snoring like a bursting dam, I sit clacking away with
knitting needles and a sweater steadily takes shape, it seems to me that I may
be both knitting and exercising my capacity to knit. Furthermore,
if I am a total nitwit at knitting, I might in a waking state be trying to knit
but not knit-ting. Sometimes, however, trying to x (to do
something which in fact is instantiated in x) is a necessary condition for
x-ing, or for realizing a capacity for x-ing, or for both.
It seems to me plausible to suppose that for one to compose a limerick
about the Absolute, or for me to exercise, with respect to the Absolute, my
capacity for composing limericks, it is required that 1 should be
seeking(trying, meaning) to compose a limerick, or at least to do something of
a sort such that intentionally to do something of that sort is to compose a
limerick. Sometimes, again, it seems that trying to x is
sufficient for x-ing; if I am trying to treat you with
respect, it may be that (at least on one reading of the phrase) I am treating
you with respect, and am perhaps also exercising (in one sense) my capacity for
treating people with respect, no matter how ham-handedly I in fact
behave. Now it seems that, if we could maintain (to speak, for a
moment, a little loosely) that in the case of the capacity which constitutes
rationality (variable rationality), the exercise of this capacity even in the
lowest degree has, both as a necessary condition and as a sufficient condition,
that the exercise is seeking to exercise rationality, we would have given an
argument which would undermine Picture (2), in so far as Picture (2) implies
that there is no minimal degree of positive, variable rationality.
For if seeking to be rational (to exercise rationality) is tantamount to
being rational, one is not being more or less rational in accordance with the
degree to which one's performance is successful in meeting certain standards of
performance. To put the matter a little more accurately,
suppose that we start with certain material conditions for rational performance
Pp. P which we will call conditions for proto-rationality.
These might include such things as following certain primitive
inferential rules. Further suppose that for X to perform/behave
rationally is for X to produce some performance and with the intention that, in
performing, he should be fulfilling the conditions for proto-rationality, or
some particular one (or more) of these conditions;
and, that for X to be rational is
for X to have the capacity to perform rationally. Inadequacy in
conforming to the conditions for proto-rationality will not lower his degree of
rationality, since that depends, not on the facts of his performance, but on
the purpose behind it. Loss of rationality as a capacity can
be achieved only if X is, or becomes, incapable of seeking or trying to be
rational (to exhibit rationality). The prospects for this
argument depend, of course, on the possibility of supporting the initial supposition,
namely, that rationality is a capacity for the actualization of which, on an
occasion, it is both necessary and sufficient that its actualization on that
occasion is aimed at or soughtfor; though Grice shall not
attempt here to support that claim, Grice is inclined to think that it could be
supported. It is worth noting that the course of this discussion
has begun to exhibit a striking analogy with a certain once-fashionable problem
in ethics, the relation between (as they used to say) doing one's duty and
acting from a certain motive, in particular a sense of duty. Just
as exercising rationality might be represented as consisting in doing something
from the thought that to do that thing is to conform to dictates of reason, so
acting dutifully (doing one's duty) consists in doing something from the
thought that to do that thing is to conform to the dictates of duty.
It might be worth getting this problem down from its dusty
shelf. For if the analogy is established it may not be long before
some alert philosopher, remembering Kant, seeks to explain the analogy by
hypothesizing that the capacity for morality is a special case of
rationality. Now, while it might be that the argument, which I
have been sketching, makes it difficult to uphold Picture (2), it is by no
means clear that the supporter of Picture (1) has been given much cause for
rejoicing; for the argument might also be unfavourable to
the idea of a basic flat rationality which serves as a foundation for
excellences in respect of variable rationality. Indeed it may be important to
see that these are not the only pictures in the gallery.
Grice shall now suggest a third picture, applying it in the first case to
the concept of reasoning, with the idea that a parallel pattern might be applied
to rationality. There are three observations Grice should like to
make. All involve, Grice thinks, the adumbration of further
questions which very much deserve exploration, exploration which, in the case
of some or all of them, would generate enquiries likely to be large in both
scope and depth. • Pattern A (Picture (2)) X exhibits rationality"
iff x exhibits some degree of [variable] rationality". No minimum (determinate) degree
of rationalityy Pattern B (Picture (1)) X exhibits rationality iff x
seeks to exhibit proto-rationality, There may be degrees of
proto-rationality, but to be rational' x does not have to
exhibit any of these: he might fall off the scale of proto-rationality,
but fall within (non-variable rationality) since he is seeking to fall on scale
or proto-rationality. One who has no proto-rationality may
still be rational', since rationality is a matter of seeking
proto-rationality The thought that bad reasoning normally,
though perhaps not invariably, uses, or misuses, the same inferential
principles as good reasoning (good principles) prompts in me the further
thought that the concept of reasoning may be what I might call
‘value-paradigmatic. Its position may not be like that of
such concepts as those of (say) a climate, a mountain, or a shower of rain
(though even here Grice has some questions), where it can be independently
specified what is to count as an instance of the concept, and then, should
there be a need, standards of valuation can subsequently be invoked and
specified, so that distinction can be made between climates which are good and
those which are not. It is rather that, to explain what
reasoning is (and maybe what the term 'reasoning' means), it is necessary, in
the first instance, to specify what good reasoning is, and then to stipulate
that 'reasoning" applies to good reasoning and also to sequences which approxim-ate,
to a given degree, to good reasoning; the idea of good
reasoning is, in a certain sense, prior to the idea of reasoning.
It is, to Grice’s mind, a crucially important question what is the range
of value-paradigmatic concepts; how far do they
extend? It does not require very sharp eyes, but only the
willingness to use the eyes one has, to see that our speech and thought are
permeated with the notion of purpose; to say what a certain
kind of thing is is only too frequently partly to say what it is for.
This feature applies to our talk and thought of, for example, ships,
shoes, sealing wax, and kings; and, possibly and perhaps most excitingly, it
extends even to cabbages. Grice suspects that it applies to
items which are related, in one or another of a variety of ways, to the notion
of life (including that notion itself). It seems, moreover,
a short step from allowing that a certain piece or segment of thought or
vocabulary is impregnated with the notion of purpose to allowing that it is
impregnated with the notion of value. Now the possibility
that one might have to accord a wide range to value-paradigmatic concepts could
hardly be bad news to the 'far-out rationalist, who wants to derive significant
substantial conclusions from the idea of a rational being;
and it might very well be bad news to the far-out descriptivist, who
wishes to interpret or reconstruct our language so as to free it from
valuational mythology. To eschew value-notions in scientific
enquiry is one thing (which may well be laudable); to make
the same ideal part of one's philosophical methodology is quite another
thing; totally to lop off valuation might carry with it a
total lopping off of usable description. Grice has tried to make
use of the notion of intention to distinguish between (a) reasoning from A to B
(thinking that A, and so that B) and (b) thinking that B is a consequence of A,
and thinking that A and thinking that B. This suggests to me
that inferential rules have two aspects or, if you like, two versions;
a descriptive version (for example, 'B is a consequence of A, or
'A implies B') and a prescriptive version (for example, either 'if you accept
A, then accept B' or 'if you accept A, then you ought to accept B*).
These aspects or versions will of course be systematically related.
But it is not at all clear how the prescriptive version should be
formulated; for example, the first of the patterns I have
just mentioned ('if you accept A, then accept B*) will hardly prove satisfactory.
If I were conscientious about observing rules of inference, and
were familiar with the inferential rules needed to prove geometrical theorems,
and then were unfortunate enough to look at Euclid's axioms, I should be
chained to my desk until Judgment Day, dutifully deriving theorems from axioms,
theorems from theorems, and so on. I would be the first to
allow that Euclid's work was good, but hardly that good. How, then,
should prescriptive versions be formulated in a less demanding way?
Grice has talked
undiscriminatingly about subsidiary excellences (competences) falling under the
generic notion of excellence of reason. But there are
plainly some distinctions to be made. We should at least need a
distinction between excellences which are specificatory of excellence at
reasoning, and those which are ancillary to such excellence.
Just as good eyesight is indispensable for excellence at tennis, but
(unlike having a powerful service) is not itself a part of excellence at
tennis, so having a reasonably good memory (unlike critical acumen) is not
itself an excellence of reason. How are such distinctions as
this to be more fully characterized? To return from methodological
sermonizing, if the idea of value-paradigmatic concepts has merit, it may
be no more difficult to suppose that rationality (or reason) is such a concept
than to suppose that reasoning is. This supposition with
respect to rationality will give us Picture (3). Grice passes on
now to a consideration of the general nature of reasons. Grice
thinks we may find, in our talk about reasons, three main kinds of case.
The first is that class of cases exemplified by the use of such a
sentence as "The reason why the bridge collapsed was that the
girders were made of cellophane". Variant forms would
be exemplified in " The (one) reason for the collapse of the
bridge was that..." and "The fact that the girders
were made of cellophane was the (one) reason for the collapse of the bridge
(why the bridge collapsed)*, and so on. This type of case
includes cases in which that for which the (a) reason is being given is an
action. We can legitimately use such a sentence form
as "The reason why he resigned his office (for his
resigning his office) was that p"; and, so far as I can see, the same
range of variant forms will be avail-able. I shall take as canonical
(paradigmatic) for this type of case (type (1)) the form "The (a) reason why
A was (is) that B°. The significant features of a type (1) case
seem to me to include the following. The canonical form is
'factive both with respect to A and to B. If I use it, I imply both that it is
true that A and that it is true that B. If the reason why A was that B,
then B is the explanation of its being the case that A; and if one reason why A
was (that) B, then B is one explanation of its being the case that A, and if
there are other explanations (as it is implicated that there are, or may be)
then A is overdetermined; and (finally) if a part of the reason why A was that
B, then Bis a part of the explanation of As being so. This
feature is not unconnected with the previous one; if B is the explanation of A,
then both Band A must be facts; and if one fact is a reason for another fact,
then it looks as if the connection between them must be that the first explains
the second. In some, but not all, cases in which the reason why A
was that B, we can speak of B as causing, or being the cause of, A (As being
the case). If the reason why the bridge collapsed was that
the girders were made of cellophane, then we can say that the girders' being
made of cellophane caused the bridge to collapse (or, at least, caused it to
collapse when the bus drove onto it). But not in all
cases; it might be true that the reason why X took offence
was that all Tibetans are specially sensitive to comments on their appearance,
though it is very dubious whether it would be proper to describe the fact, or
circumstance, that all Tibetans have this particular sensitivity as the cause
of, or as causing, X to take offence. However, it may well be true
that if B does cause A, then the (or a) reason why A is that B.
The canonical form employs 'reason' as a count-noun; it
allows us to speak (for example) of the reason why A, of there being more than
one reason why A, and so on. But for type (1) cases we have,
at best, restricted licence to use variants in which 'reason' is used as a
mass-noun. "There was considerable reason why the bridge collapsed (for
the bridge collapsing)" and "The weakness of the girders was some
reason why the bridge collapsed" are oddities; so is "There was good
reason why the bridge collapsed", though "There was a
good reason why the bridge collapsed" is better;
but "There was (a) bad reason why the bridge collapsed"
is terrible. The discomforts engendered by attempts to treat
'reason' as a mass-noun persist even when A specifies an action; "There
was considerable reason why he resigned his office" is unhappy, though one
would not object to, for example, "There was considerable reason for him
to resign his office", which is not a type (1) case.
Relativization to a person is, Grice thinks, excluded, unless (say) the
relativizing for X' means "in X's opinion", as in "for me, the
reason why the bridge collapsed was. Again, this feature
persists even when A specifies an action: "For him, the
reason why he resigned was ..." and "The reason for him why he
resigned was..." are both unnatural (for different reasons).
Grice shall call type (1) cases "reasons why" or
"explanatory rcasons" (2) The cases which I am
allocating to type (2) are a slightly less tidy family than those of type (1).
Examples are: "The fact that they were a day late was
some (a) reason for thinking that the bridge had collapsed."
"The fact that they were a day late was a reason for postponing the
conference." We should particularly notice the following
variants and allied examples (among others): That they were a day
late was reason to think that the bridge had collapsed. There was no
reason why the bridge should have collapsed. The fact that they
were so late was a (gave) good reason for us to think that .. He had
reason to think that... (to postpone...) but he seemed unaware of the
fact. The fact that they were so late was a reason for wanting
(for us to want) to postpone the meeting. Grice shall take as the
paradigmatic form for type (2) "That B was (a) reason (for X) to A",
where "A" may conceal a psychological verb like "think",
"want", or "decide", or may specify an action.
Salient features seem to me to include the following. Unlike type
(1), where there is double factivity, the paradigmatic form is non-factive with
respect to A, but factive with respect to B; with regard to
B, however, modifications are available which will cancel factivity; for
example, "If it were (is) the case that B, that would be a reason to
A?" In consonance with the preceding feature, it is not claimed that B
explains A (since A may not be the case), nor even that if A were the case B
would explain it (since someone who actually does the action or thinks the
thought specified by A may not do so because of B). It is,
however, in my view (though some might question my view) claimed that B is a
justification (final or pro-visional) for doing, wanting, or thinking whatever
is specified in A. The fact that B goes at least some way
towards making it the case that an appropriate person or persons should (or
should have) fulfil (fulfilled) A. The word "cause" is
still appropriate, but in a different grammatical construction from that used
for type (1), In Example (1), the fact that they were so
late is not claimed to cause anyone to think that the bridge had collapsed, but
it is claimed to be (or to give) cause to think just that. (d)
Within type (2), 'reason' may be treated either as a count-noun or as a
mass-noun. Indeed, the kinds of case which form type 2) seem to be the natural
habitat of 'reason' as a mass-noun. A short version of an
explanation of this fact (to which I was helped by Myro) seems to me to be that
(i) there are no degrees of explanation: there may be more
than one explanation, and something may be a part (but only a part) of the
explanation, but a set of facts either does explain something or it does
not. There are, however, degrees of justification
(justifiability); one action or belief may be more justifiable, in a given
situation, than another (there may be a better case for it).
Justifiability is not just a matter of the number of supporting considerations,
but rather of their combined weight (together with their outweighing the
considerations which favour a rival action or belief). So a
mass-term is needed, together with specifications of degree or magnitude.
That B may plainly be a reason for a person or people to A;
indeed, when no person is mentioned or implicitly referred to, it is very
tempting to suppose that it is being claimed that the fact that B would be a reason
for anyone, or any normal person, to A. One might call type (2)
cases "justificatory reasons" or "reasons for (to)".
Examples: John's reason for thinking Samantha to be a witch
was that he had suddenly turned into a frog. John's reason for
wanting Samantha to be thrown into the pond was that (he thought that) she was
a witch. John's reason for denouncing Samantha was that she kept
turning him into a frog. John's reason for denouncing Samantha was
to protect himself against recurrent metamorphosis. If X's reason
for doing (thinking) A was that B, it follows that X A-ed because B (because X
knew (thought) that B). If X's reason for doing (wanting,
etc.) A was to B, it follows that X A-ed in order to (so as to) B. The sentence
form "X had several reasons for A-ing, such as that (to) B" falls, in
my scheme, under type (3), unlike the seemingly similar sentence "X had
reason to A, since B", which 1 locate under type (2). The
paradigmatic form 1 take as being "X's reason(s) for A-ing was that B (to
B)". Salient features of type (3) cases should be fairly
obvious. In type (3) cases reasons may be either of the form that B or of the
form to B. If they are of the former sort, then the paradigmatic form is doubly
factive, factive with respect both to A and to B. It is always factive with
respect to A (A-ing). When it is factive with respect to B,
factivity may be cancelled by inserting "X thought that" before
B. Type (3) reasons are "in effect explanatory". If X's
reason for A-ing was that (to) B, X's thinking that B (or wanting to B)
explains his A-ing. The connection between type (3) reasons
being, in effect, explanatory, and their factivity is no doubt parallel to the
connection which obtains for type (1) reasons. I reserve the question of the
applicability of "cause" to a special concluding So far as Grice can see,
"reason" cannot, in type (3) cases, be treated as a mass-noun.
This may be accounted for by the explanatory character of reasons
of this type. We can, however, here talk of reasons as being bad; X's reasons
for A-ing may be weak or appalling. In type (2) cases, we speak of
there being little reason, or even no! reason, to A. But in
type (3) cases, since X's reasons are explanatory of his actions or thoughts,
they have to exist. (I doubt if this is the full story, but it will have to do
for the moment.) (d) Of their very nature, type (3) reasons are
relative to persons. Because of their hybrid nature (they seem, as
will in a moment, I hope, emerge, in a way to partake of the character both of
type (1) and of type (2)) one might call them
"Justificatory-Explanatory" reasons. Grice is now in a
position to formulate a systematizing hypothesis concerning the interrelations
of the three types of case. Type (3) reasons are, in
effect, special cases of Type (1) reasons; they explain, but what they explain
are actions and certain psychological attitudes. (ii) They are also closely
connected with Type (2) reasons; if X's reason for A-ing is
that B, it is not necessarily the case that the fact that B does justify X's
A-ing; but it is necessarily the case that X regarded (even if only momentarily
or subliminally) the fact that B as justifying him in A-ing.
The presence to X of a certain consideration B as his (type (3)) reason
for A-ing requires the presence, in X, of a belief that B is a type (2) reason
for him to A. (ili) Though actions and certain psychological
attitudes are Type Canonical form Features (i)
Factivity, (i) Explanatoriness, (iii) Cause, (iv) Mass- or Count-Noun, (v)
Person-relativization (1) Pure Explanatory That B is (was) a (the)
reason why A (The reason why A was that B) (a) Factive (A): Factive
(B) (b) B explains A (c) For non-general B, B causes A to be the
case (that A) (d) "Reason' count-noun, never mass-noun (e)
Person-relativization excluded (2) Justificatory That B is (was)
(a) reason (for X) 10 A (a) Non-factive (A); Factive (B) (b)
B need not explain A, but justifies A (c) B is (a) cause (for X) to A
(not A to be the case (that A)) (d) 'Reason' count-noun and
mass-noun (e) Person-relativization not excluded (3) Hybrid
(Justificatory-Explanatory) X's reason(s) for A-ing was (were) that
B (to B) (a) Factive (A): Factive for 'that B' non-factive
for to B (b) Thought (desire) that B explains A (e) X's thought
that (to) B not cause of X's A-ing, nor (invariably) cause for X to A (d)
Reason count-noun, never mass-noun (e) Person-relativization
demanded sometimes explained by type (3) reasons, this is not invariably
the case. Something which explains X's action or X's attitude may be something
not correctly described as X's reason for doing that action or adopting that
attitude. It might be that the reason why X embraced the policeman
was that he was very drunk, or that the reason why X prodded the doorman's
stomach was that it looked to him like a balloon. What made
X do something, or impelled him to do it, will often be a type (1) reason for doing
it without being a type (3) reason. Such items are not type
(3) reasons because they are not thought of by X as justificatory. Fig. 1
summarizes these relations among the various types of reasons. Two
footnotes to conclude this section. (a) Consider the following
example: The fact that a dandelion derives its energy from
photosynthesis is a reason for it to have leaves." (a)
This example resembles type (2) examples, since, if the cited fact really
is a reason for a plant to have leaves, it will at the same time be something
which justifies the plant's having leaves. But (b), unlike
standard type (2) examples, in this case what is a reason for X's doing or
being such-and-such is not ipso facto a reason for X's wanting to do or be
such-and-such, nor for someone other than X to want X to be such-and-such; for
dandelions do not have wants, and it is doubtful if any human being wants a
dandelion to have leaves. Further, (c), some have taken
reasons of this sort to provide a certain kind of explanation of X's being
such-and-such (for example, of a dandelion's having leaves).
If this be so, then we have justificatory reasons which explain the
existence of the states of affairs which they justify, and do this without the
mediation of a type (3) reason. Difficulties of this sort lead
some theorists to deny the existence of reasons of this special sort, to reject
at least this kind of final cause. I am unhappy with such a
course; in company with Aristotle and Kant, and other illustrious persons, 1 am
inclined to think that final causes play an indispensable role in the
foundations of ethics. (2) The fact that if B is a (type (2))
reason to A, B can also be said to be (give) cause to A, shows that in one not
negligible sense type (2) reasons are causes. Those, however, who
debate whether reasons are causes usually (I think) have in mind type (3)
reasons,If we consider the vernacular use of "cause", it is fairly
plain that type (3) reasons are not causes, at least of that for which they are
reasons. My love of cricket, which (let us say) was my
reason for playing yesterday, may have caused me to neglect my work, but did
not (in the vernacular sense of 'cause) cause me to play yesterday.
But, of course, the debate is not really about whether reasons are
causes in the vernacular sense; it is about whether to
specify a type (3) reason as the explanation of an action is to give a
"causal explanation" of the action, in a sense of "causal
explana-tion" which is none too clear to me, and which (I sometimes
suspect) is none too clear to the disputants. I can now show my
hand a little with regard to the future chap-ters. In the next two chapters I
shall go into some detailed questions about justificatory reasons, with
particular concern about the relation between the practical and the
non-practical varieties of this kind of reason. After that,
I hope to pay some attention to the matter of final causes. So
far, in talking about reason, I have been saying things which I have hoped
would be generally applicable to reason, or to reasons, or to reasoning,
without attending to the possibility that the existence of importantly
different kinds of reasoning might impose qualifications and, indeed, introduce
asymmetries which should have been taken into account. In
particular, I have been paying no detailed attention to the relation between
practical and non-practical (or as I shall call it, borrowing an invention of
von Wright, alethic) reason (or reasoning). It is time to
remedy this omission. Kant insisted that it is one and the same faculty
of reason which issues in alethic reasoning and in practical reasoning.
How one should individuate faculties and capacities is a mystery
which is very much unfathomed, though it is not, I hope, unfathomable; so
perhaps we might make things a little easier if, instead of asking whether
Kant's view is correct, we were to ask whether the word "reason' has the
same meaning in the phrases 'alethic reason' and practical reason, or
(alternatively) has different meanings whichare related by a greater or lesser
measure of analogy. The distine-tion just introduced between
having a single meaning and having a plurality of meanings which are
analogically related is, of course, far from clear; but perhaps it is clear
enough for use in raising ques-tions, even if it would need plastic surgery
before being usable in solving them.' Most people (even
philosophical people) would, 1 suspect, take the view that 'reason' has a
single meaning in the two contexts, and there might be an even stronger
consensus with regard to the answer to a parallel question about the word
'argument. But, when we move to other words which seem to be very
closely connected with reason, the situation seems to change. Kant
(I sus-pect) would have been firmly in favour of the idea that the word
‘necessary' (and its cognates) has the same meaning (or meanings) in the two
sentences (1) "It is necessary for you to go to the hospital
tomorrow" and (2) "It is necessary that the paper will ignite" (or
a little more idiomatically "The paper will necessarily ignite"),
said when someone is about to put a match to the paper; though he would of
course have allowed that there are enormously important differences between the
two sorts of statement. But, whether or not Kant would have
taken this position, I am certain that there are many who would not; and the
case is similar with other allied words. It is almost common form to suppose
that there are (at least) two senses of the word 'ought', exhibited severally
in the sentences (1) "You ought to get your hair cut"
and (said several hours later, to someone else) (2) "His hair ought to be
cut by now"; these are called (respectively) the practical and the
epistemic ought. And what of "The roof must have fallen
in" and "The butler must repair the roof"? Or, "Spinoza
should win the 3.30, so you should put your money on him"? I
shall approach the exploration of this rather ill-defined array of problems by
way of a brief discussion of a fairly recent attempt to exhibit an analogy
between a certain sort of practical argument and a certain sort of alethic
argument. In "How is Weakness of the Will
Possible?"" Davidson offers a proposal which may be (with minor
liberties) summarized as follows: For a discussion of the
distinction, see Grice, "Prolegomena", in Studies in the Ways
of Words (Cambridge, Mass.: Harvard University Press, 1989), 3-21.||
I In Davidson, Essays on Actions and Events (Oxford
We should compare such sentences as Given that the barometer falls,
it will probably rain tonight. Given that act a would be a lie and act b
would not, b is better than a. These may be regarded as
exemplifying, respectively, the forms: (1a) Prob (my p) and
(za) Pf (m,; b better than a).' (ii) The logical analogy between
these two forms (between the two 'connectives") comes out in the
defeasible nature of arguments in which such sentences as (1) and (2)
occur. The forms p& (if p, g) pär & (if
p&r, not -q) are inconsistent with one another; so an
(ordinary deductive) inference from p& (if p. g) to q cannot be upset by
the addition of a further true premiss. But the forms
(laa) Prob (m,; p) & m, (tab) Prob (m,; p) & m. (nac)
Prob (m, & m.; p) & (m, & m.) may all be true
together; so, while in certain circumstances the non-demonstrative
argument: Prob (m, P) m, P will be acceptable, it will
not be acceptable (even though its pre-misses are known to be true), if, for
example, it is also known to be true that (iac)) Prob (m, & m; p), and also
that m, & m,. In parallel fashion, it will sometimes be proper to infer
from (2) "Pf (Given that act a would be a lie and act b would not, b is
better than a" together with "Act a would be a lie
and act b would not" to "b is better than a";
but it will not be proper to infer to this conclusion if it is also known
(for example) that act a would prevent a murder while act b would not.
I' 'Pf' is to be read as "prima facie". l(i)
The defeasible character of such arguments requires that detachment
should be subject to a "Principle of Total Evidence", the precise
nature of which need not concern us just at the moment. Nor,
I may add, shall t here be concerned with the use which Davidson makes of the
material just presented in his attempt to dispose of his version of the
'paradox' of incontinence, except to mention that the conclusions of practical
arguments which may be reached under licence from a PTE (for example, 'b is
better than a') are called by him unconditional value judgements, to
distinguish them from the conditional, or prima facie, judgements from which
they may be derived. Now for some signs of discomfort.
So far as I can see, Davidson's connective "Pf, as distinct
from 'Prob, is restricted in its occur-rences; it can occur legitimately only
in contextual conjunction with pairs of sentences, the second of which is of
the form "b is better than a". This suggests that,
as a first move, we might join 'Pf and 'better' into a single ternary
connective, preserving syntactical propriety by treating 'a' and 'b' not as
stand-ins for action-designators (for example, "my telling a lie")
but for action-sentences (for example, "I tell a lie"); and that as a
second move we omit 'Pf, leaving ourselves with the simpler connective
"better". We could (by a slight extension) then
reach the following set of analogies: "Prob (h: p)" as
the analogue of "Good (h; a, b)" "More prob (h; p.
q)" as the analogue of "Better (h; a, b)". The
conditional/unconditional distinction would then be represented by the pair of
distinctions between: Better (h; b, a) and (ii) Better (b, a)
and Best (hia) and (ii) Best (a). But now a slightly
disturbing asymmetry appears. According to Davidson, the
conclusion sometimes to be reached by detachment from the pair of premisses
"Prob (hi p)" and "h" is "p"; whereas the
operation of detachment on (say) "Best (h; a)" and "h"
cannot yield "a" (that is, "x does A") but has to yield
"Best (a)" (that is,"it is best that x does A"); in
practical arguments, unlike probabilistic arguments, the special connective (in
our revised scheme) will not disappear in the conclusion. If
we pursue the course on which I have embarked, and maintain zeal for the
maximizationof analogy, we should take the alethic analogue for "Best
(a)" to be not "p", but "Prob (p)" (representing
either "it is probable that P™ or "Probably P"); a structure,
that is, which does not appear in Davidson's scheme. If we are to find, on the
practical side, an analogue for "p" other than "Best (a)",
we shall have to devise one, since so far none is provided. On the
alethic side, then, given premisses of the forms "Prob (h, p)" and
"h", one may, under licence, come to rest either with: I
(a) "Probably p" or (b) "it is probable that p" or with
“p” We should not allow an excessive preoccupation with the maxim
that probability is always relative to blind us to l(a) and I(b), or to prevent
us from considering their relation to Il, and to one another. If our present direction
is correct, "It is best that I do A" emerges as the practical
analogue for either I(a) or I(b); and the practical analogue for Il is not hard
to locate. If one function of probabilistic argument is to
reach belief (that p), the corresponding function of practical argument should
be to reach an intention or decision; and what should correspond to saying
"P", as an expression of one's belief, is saying, "I shall do
A", as an expression of one's intention or decision. It seems
to me that, at this point, Davidson might object to my procedure to date on two
scores. First, a more recent paper of his made it clear that
(as I had long suspected) he wished to identify my intending to do A with my
making (or accepting) an unconditional value judgement in favour of my doing
A; that being so, he could hardly be expected to go along
with my proposal to distinguish between "Best (a)" and "I shall
do A. My judging that Best (a) would for him be what I
report when I say "I shall do A". I have publicly
advanced my objections to this account of intend-ing," and I shall not
renew the battle, particularly as 1 am at the present moment using Davidson's
paper more as a point of departure than as a target for attack.
Secondly, it is possible that Davidson, in Essays on Actions and
Events.) [* Grice, "Actions and Events". he
(or someone else) might be troubled on the grounds that, once I allow "I
shall do A" as a possible conclusion of a practical argu-ment, I am
licensing arguments as valid the conclusions of which cannot, or should not, be
drawn by everyone who accepts their premisses. Suppose I
have the premiss "Best that, if Tommy has been tormenting my cat, I ambush
him on his way home from school"; l acquire also the
premiss that Tommy has been tormenting my cat, together with a licence from the
appropriate PTE; and 1 reach the conclusion (legitimately) that I shall ambush
Tommy. My next-door neighbour hears me rehearsing this argument;
he cannot, logically, draw (as an expression of my intention) the conclusion
that I shall ambush Tommy: he cannot decently draw, as an
expression of his intention, the conclusion that I shall ambush Tommy; and he
cannot sensibly draw, as an expression of his intention, that he will ambush
Tommy. The best he can do is to comment that I have reached
the conclusion which it was proper for me to reach. This
phenomenon, of course, arises from the fact (or seeming fact) that in the
practical area what are reasons for one person to do something may not be
reasons for another person to do that thing, nor indeed to do anything at
all. To one who would look askance at such arguments as
this, I would reply that it is more important to provide for the legitimization
of expressions of intention as conclusions of valid arguments than to preserve
a favoured dogma about the interpersonal character of argument. In suggesting
this reply, however, I am not closing my eyes to the possibility that the
feature under debate might at some point prove a source of trouble.
To return to my project. I wish to suggest not merely
that such structures as Prob (h; P) and Best (h; a) are analogous, but that
they can be replaced by more complex structures containing a common constant.
There seems to me to be some linguistic support for this idea. As
already noted, words like 'reason' and 'justifica-tion' operate in both the
alethic and the practical domain. "There is every
reason to regard him as a fool" is, semantically, not very different from
"In all probability he is a fool"; and "There is every reason to
fire him" is not very different from "It is best to fire
him". Similar linguistic phenomena are to hand not only with
respect to "justification" but also with respect to "ought"
and "should". A further hint is provided by the behaviours of the
phrase "it is tobe expected". To say, "It is
to be expected of a lawyer that he will earn $100,000 a year", though not
wholly unambiguous, seems to be on one interpretation close to "A lawyer
will probably earn $100,000 a year". To say, "It
is to be expected of a lawyer that he earn $100,000 a year" seems,
however, to be obstinately practical in sense; it is asserted (somewhat
curiously, perhaps) that it is in some way or other incumbent on a lawyer to
earn that not insignificant income, If we accept the idea
that the difference between these two statements, which consists in the
difference between the presence of the verb-phrase "will earn" and
that of the verb-phrase "earn", is a difference of mood, then it
looks as if a shift from alethic to practical discourse may be signalled by a
shift in mood with respect to a subordinate verb. An initial
version of the idea I want to explore is that we represent the sentences
(1) "John should be recovering his health by
now" and (2) "John should join AA" as having
the following structures; first, a common "rationality" operator
'Acc, to be heard as "it is reasonable that", "it is acceptable
that", "it ought to be that", "it should be that", or
in some other similar way; next, one or other of two mood-operators, which in
the case of (1) are to be written as ' and in the case of (2) are to be written
as 1; and finally a radical, to be represented by 'r' or some other lower-case
letter. The structure for (1) is Acc + F- + r, for (2) Acc
+! + r, with each symbol falling within the scope of its prede-cessor. I am
thinking of a radical in pretty much the same kind of way as recent writers who
have used that term (or the term 'phrastic; I think of
it as a sequence in the underlying structural representation of sentences, and
I regard it as an undecided question whether there are any sentences in a
natural language which contain a part which is a distinct surface counterpart
of a radical (compare Wittgenstein's remarks about radicals in
chemistry). Obviously the next topic for me to take up is the
characterization of mood-operators. There are in fact two
connected questions on which I shall try to find something to say.
First, there is the obvious demand for acharacterization, or partial
characterization, of mood-differences as they emerge in speech (which it is
plausible to regard as their primary habitat); second, there is the question
how, and to what extent, representations of moods, and so of mood-differences,
which are suitable for application to speech may be legitimately imported into
the representation of thought. We need to consider the
second question, since, if the general rationality operator is to signify something
like acceptability, then the appearances of mood-operators within its scope
will be proper only if they may properly occur within the scope of the
psychological verb "accept". The easiest way for me to
expound my ideas on the first of these questions is by reference to a schematic
table or diagram (see Fig. 2). I should at this point reiterate my temporary
contempt for the use/mention distinction; my exposition would make the hair
stand on end in the soul of a person specially sensitive in this arca.
But my guess is that the only historical philosophical mistake properly
attributable to use/mention confusion is Russell's argument against Frege in
"On Denoting", and that there are virtually always acceptable ways of
eliminating disregard of the distinction in a particular case, though the
substitutes are usually lengthy, obscure, and tedious. 1 shall
make three initial assumptions: (1) That I may avail myself
of two species of acceptance, namely, I-acceptance and V-acceptance, which I
shall, on occasion, call respectively "judging" and
"will-ing". The latter pair of words are to be thought of as
technical or semi-technical, though they will signify states which approximate
to what we vulgarly call "thinking (that p)" and "wanting (that
p)". especially in the senses in which we can speak of beasts as thinking
or wanting something. I here treat judge and 'will' (and
'accept) as primitives; their proper interpretation would be determined by
their role in a psychological theory (or sequence of psychological theories)
designed to account for the behaviours of members of the animal kingdom, at
different levels of psychological complexity (some classes of creatures being
more complex than others). (2) That, as 1 suggested in a published
article (the exact title of which I always find it difficult to remember), at
least at the point at which, [° Grice, "Utterer's Meaning,
Sentence-Meaning. and Word-Meaning", Foundations of Language, 4 (Aug,
1968), 235-48.](Main clause): U to utter to H [a sentence of the form]
Op. + P if... (Antecedent clause) Operation Number (1)
A В (Preamble) U wills
H judges U none] wills H (Supplement) | (Differential)
judges (Content,) (Operator) (Radical) P
(Mood-name) Judicative, (Indicative') Judicative, (Indicative")
(2) A none wills H wills Volitive,
('Intentional") Volitive, (Imperative") (з) А none] wills
(3,o) (H wills (3,o) (U a judges wills U a judges ?,F
Judicative Interrogative Judicative Interrogative (4)
A B [non] wills (3,0) (H wills (3,0) (U a
wills wills U o wills ?! Volitive Interrogative,
Volitive Interrogatives Notes: Interrogatives: (i) Legitimate
substituends for 'o' are" positively' and 'negatively': positively
judging that p, and negatively judging that p is judging that
not-p. (ii) The 'uniquely existential' quantifier (3,a) is to be
given a 'substitutional' interpretation. (i) 1f the differential
is supplemented (as in a B case), the quantifier is 'dragged back', so as to
appear immediately before "H in the supplement.in one's
syntactico-semantical theory of a particular language, one is introducing
mood-differences (and possibly earlier), the proper form to use is a
specification of speech-procedures; such specifiers would be of the general
form "For U (utterer) to utter o if.." where the blank is replaced by
the appropriate condition. (3) That since in the
preceding scheme 'Ö' represents a structure and not a sentence or open
sentence, there is no guarantee that actual sentences in the language under
treatment will contain perspicuous and unambiguous representations of their
moods or sub-moods; an individual sentence may correspond to two (or more)
mood-different structures; the sentence will then be structurally ambiguous
(multiplex in meaning) and will have more than one reading. The
general form of a procedure-specifier for a mood-operator. as you will see from
Fig, 2, involves a main clause (which comes first) and an
"antecedent" clause, which follows "if". In the schematic
representation of the main clause, "U" represents an utterer,
"H" a hearer, "P" a radical; and "Op."
represents that operator whose number is i; for example, "Op.." would
represent Operator Number 3A, which (since "? F' appears in the Operator
column for 3A) would be ?, +. The antecedent clause consists
of a sequence whose elements are a preamble, a supplement to a differential
(which is present only in a B-type case), a differential, and a radical.
The preamble, which is always present, is invariant, and reads
"U wills (that) H judges (that) U..*. The supplement,
if present, is also invariant; and the idea behind its varying presence or
absence is connected, in the first instance, with the Volitive Mood (see
initial assumption (2) above). It seemed to me that the
difference between ordinary expressions of intention (such as "I shall not
fail" or "They shall not pass") and ordinary imperatives (Like
"Be a little kinder to him") could be accommodated by treating each
as a special sub-mood of a superior mood; the characteristic feature of the
superior mood (Volitive) is that it relates to willing that p, and in one
subordinate case (the Intentional case) the utterer is concerned to reveal to
the hearer that he (the utterer) wills that p, while in the other subordinate case
(Imperative), U is concerned to reveal to H that U wills that H will that p.
(In each case, of course, it is to be presumed that willing that p will have
its standard out-come, namely, the actualization of p.) It
also seemed to me thatthere is a corresponding distinction between two
"uses" of ordinary indicatives; sometimes one is declaring or
affirming that p. one's intention being primarily to get the hearer to think
that the speaker thinks that p; while sometimes one is telling the hearer that
p, that is to say, hoping to get him to think that p. It is
true that in the case of indicatives, unlike that of volitives, there is no
pair of devices which would ordinarily be thought of as mood-markers which
serves to distinguish the sub-mood of an indicative sentence; the recognition
of the sub-mood has to come from context, from the vocative use of the name of
H, from the presence of a speech-act verb, or from a sentence-adverbial phrase
(like "for your information"). But I have already,
in my initial assump-tions, allowed for such a situation. This A/B distinction
seemed to me to be also discernible in interrogatives (of this, a little more
later). The differentials are each associated with, and serve to distin-guish,
'superior' moods (judicative, volitive) and, apart from one detail in the case
of interrogatives, are invariant between 'A' and B' sub-moods of the superior
mood; they are merely unsupple-mented or supplemented, the former for an 'A'
sub-mood and the latter for a 'B sub-mood. The radical needs
at this point (I hope) no further explanation, except that it might be useful
to bear in mind that I have not stipulated that the radical for an
'intentional' (Volitive,) incorporate a reference to U ("be in the first
person"), nor that the radical for an 'imperative (Volitive,) incorporate
a reference of H. ("be in the second person");
"They shall not pass" is a legitimate intentional, as is
"You shall not get away with it"; and "The sergeant is to muster
the men at dawn" (said by a captain to a lieutenant) is a perfectly good
imperative. I will give in full two examples of actual
specifiers derived from the schema shown in Fig. 2. U to utter to
H Fa P if U wills (that) H judges (that) U judges p. U to utter to H I, P if U wills
that H judges that U wills that H wills that p. Since, of the
states denoted by differentials in the figure, only judging that p and willing
that p are, in my view, strictly cases of acceptance that p, and the ultimate
purpose of my introducing thischaracterization of moods is to reach a general
account of linguistic forms which are to be conjoined, according to my
proposal, with an 'acceptability' operator, the first two numbered rows of the
figure are (at most) what I shall have a direct use for. But since it is of
some importance to me that my treatment of moods should be (and should be
thought to be) on the right lines, I have added a partial account of
interrogatives, and I shall say a little more about them. There
are two varieties of interrogatives, 'Yes/No' interrog atives (for example,
"Is his face clean?") and "W' interrogatives ("Who killed
Cock Robin?", "Where has my beloved gone?", "How did he fix
it?"). The specifiers derivable from the schema will
provide only for "Yes/No' interrogatives, though the figure could be quite
easily amended so as to yield a restricted but very large class of "W
interrogatives; I shall in a moment indicate how this could be done.
The distinction between
Judicative and Volitive Interrogatives corresponds with the difference between
cases in which a questioner is indicated as being, in one way or another,
concerned to obtain information ("Is he at home?"), and cases in which
the questioner is indicated as being concerned to settle a problem about what
he is to do ("Am I to leave the door open?", "Is the
prisoner to be released?", "Shall I go on reading?").
This difference is fairly well represented in English grammar, and
much better represented in the grammars of some other languages.
(3) The A/B differences are (1 think) not marked at all in English grammar.
They are, however, often quite casily detectable. There is usually
a recognizable difference between a case in which someone says, musingly or
reflectively, "Is he to be trusted?" (a case in which the speaker
might say that he was just wondering), and a case in which he utters the same
sentence as an enquiry: similarly, we can usually tell whether someone who says
"Shall I accept the invitation?" is just trying to make up his mind,
or is trying to get advice or instruction from his audience. (4)
The employment of the variable o' needs to be explained. I have
borrowed a little from an obscure branch of logic, once (but maybe no longer)
practised, called (I think) "proto-thetic" (why?), the main rite in
which was to quantify over (or through)connectives, 'o' is to have as its two
substituents "positively" and "negatively", which may
modify the verbs "judge' and will; negatively judging or negatively
willing that p is judging or willing that not-p. The
quantifier (S,os) ... has to be treated substitutionally, as specified in note
(ii). If, for example, I ask someone whether John killed Cock Robin (B case), I
do not want him merely to will that I have a particular "Logical
Quality" in mind which I believe to apply; I want him
to have one of the "Qualities" in mind which he wants me to believe
to apply. To meet this demand, supplementation must 'drag back' the
quantifier. (5) To extend the schema so as to provide specifiers
for 'single W-interrogatives (that is, questions like "What did the butler
see?" rather than questions like "Who went where with whom at 4
o'clock yesterday afternoon?"), we need just a little extra appa-ratus. We
need to be able to superscribe a "W' in each interrogative operator (for
example, ? +,?W, together with the proviso that a radical which follows a
superscribed operator must be an ‘open' radical, which contains one or more
occurrences of just one free variable. And we need what I
might call a 'chameleon' variable X, to occur only in quantifiers, so that (3))
Ex is to be regarded as a way of writing (5x) Fx, while (SA) Fy is a way of
writing (Sy) Fy. To provide specifiers for W-superscribed
operators, we simply delete the appearances of ac in the specifier for the
corresponding un-superscribed operator, inserting instead the quantifier
(3,2) (... ) at the position previously occupied by (3,) (...).
For example: the specifiers for "Who killed Cock Robin?" (used as an
enquiry) would be: "U to utter to H "? W t: x killed Cock Robin' if U
wills H to judge U to will that (S,X) (H should will that U judges (x killed
Cock Robin))"; in which '(3,2)" will "take on" the shape
'(S,x)' since 'x' is the free variable within its scope. I propose
now to return,' for a closer look, to an objection which I have already
remarked upon briefly, and in a none too exact ['"Grice wrote
this section and added it to the material in this chapter simply at the
end.) manner. In outline, the objection runs as follows. We find
in the practical area, though not in the alethic area, non-trivial examples of
relativization of particular modalities to individual persons; and the
restructuring of such examples to the practical area bodes very ill for the
contention that modalities are equivocal with respect to practical and alethic
discussion. If they were, equivocal non-trivial
relativization should appear either in both kinds of discourse or in neither.
Let us expand this objection in relation to an example, not (seemingly)
different from some already adduced. Suppose someone were to say, in perhaps
appropriately fervent tones, "FLEW, the well-known atheist
who happens to be Grice’s former pupil at St. John’s, must get the Oxford Chair
of Theology". " Depending on context, one might find
three different interpretations, all of them falling within the volitive zone.
(A) One might mean that it is vital (perhaps vital to the
world, or to some microcosm which is momentarily taken as if it were the
world), that Flew should be established in this position. On
this interpreta-tion, one would not be laying on any agent's shoulders an
incumbency to see to it, that this happy state be realized, unless it were on
the shoulders of someone with a reputation for total ineffectiveness in mundane
affairs, like The Almighty. (B) On another interpretation,
one would be invoking a supposed incumbency, perhaps an incumbency on 'us'
(whoever 'us' might be) to secure the result. (C) On what might be a particularly
natural interpretation, one would be charging FLEW with an incumbency to secure
his own election to this august chair. On both interpretations (B) and (C), one
would be advancing the idea that it was necessary relative to some potential
agent ('us' or FLEW) that FLEW obtain the chair. On the alethic
side, no such significant relativity is observable. One
might mean by uttering the sentence that (for example) it is a one-horse race
(a shoe-in) for FLEW; but that kind of necessity would not be relativized,
except perhaps timidly to any person whatsoever as something which he (like
everyone else) would have to admit, or alternatively to some particular person
whose view it is that FLEW cannot but be chosen (and this is not an interesting
interpreta-tion). A parallel phenomenon will (it may be
alleged) be discernible with respect to the other modals, like 'ought' and
should and there is (a) reason to (for). Citation of such phenomenon might also
be reinforced by the observation that, in a number of cases, there are special
words which incorporate relativity into their meaning;connected with the words
"necessary' and ought, there are such words as 'need' and 'obligation'
which it is plausible to regard as exclusively volitive (practical) and
especially relative in meaning. While the appearance of such
specialized words in the language is not conclusive (it is notoriously
difficult to find a procedure for distinguishing between the existence of a
generic notion and the existence of a plurality of less generic notions related
by analogy), the one-sidedness of relativization may well be held to be an
obstacle in the Equivocality Thesis. It seems to me that, initially, two
main directions of reply present themselves: it might be
claimed that the one-sidedness of relativization, even if genuine or
fundamental, is not damaging to the Equivocality Thesis;' or (B) it might be
argued that the one-sidedness of relativization is only a surface phenomenon,
in that the relativized volitive modalities can be represented as being
derivable from ulterior absolute modalities, and so as being in principle
eliminable. Let us take these up in turn. To see more
clearly whether or not the admission of relativized modalities, even if
one-sided, would damage the Equivocality Thesis, one might take a further look
(this time in a slightly more formal way) at how such a thesis would be most
securely established, It seems to me that it would be strong
support for such a thesis if appropriate modal expressions could be introduced
into a system of natural deduction, designed to handle both alethic and
volitive moods, independently of any reference to the other constraints in such
a system, and, in particular, independently of any reference to specific moods.
We might hope to find, for each member of a certain family of
modalities, an introduction rule and an elimination rule which would be
analogous to the rules available for classical logical constants.
Suggestions are not hard to come by. Let us suppose
that we are seeking to provide such a pair of rules for the particular modality
of necessity. For an introduction rule we might consider the
following (1 think equivalent) forms: (a) "If a sentence ip
is demonstrable then "Necessary is demonstrable; (b) "Provided
ep is dependent on no assumptions, to derive p' from necessary p". For an
elimination rule we might consider "From "Necessary p to derive To.
It is to be under- See p. go for a statement of the Thesis.
stood, of course, that the values of the syntactical variable "p'
would contain mood markers; both"-.the pig went to market *2 and
"!the pig goes to market" would be proper substitutes for p' but
"* the pig goes to market" would not (unless we accept the idea
that radicals are alethic sentences, already mentioned. Of course,
if we accept these suggestions, we shall also have to accept whatever
uncomfortable consequences they may entail. In particular we shall have to meet
the opposition of those who think, at least with respect to necessity, that
there is a need to distinguish a semantic notion of necessity/validity from a
syntactical, or partially syntactical, notion of provability. The
grounds on which such a contention would be based might be a demand for a
distinct notion of necessity by reference to which, in proofs of soundness or
of completeness, the adequacy or strength of a particular notion of
provability-in-a-system might be supported; or they might be the intuitively
not unattractive idea that the non-provability and non-disprovability of some
mathematician's thesis (say Fermat's con-jecture), should the thesis be neither
provable nor disprovable, would not prohibit the thesis (or its negation) from
being necessary; we just might never know to which of them necessity
attaches. Such questions as these plainly deserve
study; but Gricd himself has neither the time nor perhaps
the competence to pursue them further, at this moment. The
suggested elimination rule treats it as a general feature of necessity, holding
across the board, that a statement about necessity entails the result of
dropping the necessity operator; the use made of mood-operators allows the
reversal of the standard idea that this feature attaches to (indicative) modal
logic but not to deontic logic, since 'obligatory A' does not entail the truth
of 'A. With respect to this suggestion the salient
problem will be one of interpretation once it is understood that 'p' is not
restricted to indicative mood-markers, but may cloak a volitive operator.
What is it to mean to say that "Let it be that I eat my
hat" is entailed by, or is derivable from, "It is necessary that let
it be that I eat my hat" ("I must/have to eat my bat")?
On the face of it two lines of interpretation seem to offer
themselves: (i) to say that this derivability obtains is to
say that one who says (thinks) *I must [have to] eat my hat with my head in
it" is committed to seeing (accepting) (cannot consistently refuse to
accept) "let it be that I eat my hat" (*T shall I Where pis a
sentence, Ve is the radical contained in (or underlying) ф.](intentional) eat my hat"): (ii) that it is to
say that if satisfactori-ness (in this case truth) attaches to "It is
necessary for me to eat my hat", then satisfactoriness (in form of
practical value) attaches to "let me eat my hat" ("I shall
(intentional) eat my hat"). Grice thinks we are at
liberty to adopt either of these lines. The adoption of the
proposal under discussion will also involve further work in some other
directions. I have sketched its application only to the idea of necessity; but
there is, of course, a larger class of modals, including not only
"necessary", but "ceteris paribus", "might",
"probable", and so forth, to which the project of characterization by
means of a pair of rules (introducing and eliminative) would have to be
extended; and its extension might not be plain sailing. And the centrepiece of
the programme will itself need some further elaboration. Can
we be sure, for instance, that the provision of such a pair of rules is
sufficient for the unique determination of a concept, or might it be that,
while such concepts as those of modality require the availability of such pairs
of rules, more than one modal concept (or even more than one con-cept, not
necessarily in every case modal) may be associated with a single pair of rules,
so that more than the provision of the rules will be needed for a full
discrimination of any one concept? How are we to find out
and justify the answer to such a question? And what should
be said of the conjecture (roughly) that the nature of the introduction rule
determines the character of the elimination rule? But these
questions I shall now leave on one side, proceeding to more pressing
matters. Thave so far made no mention of the fairly obvious fact
that, if the introduction rule for 'necessary in effect bids us ascribe
necessity to whatever is demonstrable, then necessity is essentially relative
to a system or theory, since it is within systems or theories that demonstration
is achieved; and indeed is upon the constitu tion of the system or theory
within which it is achieved that the possibility of demonstration depends. So
long as the parent system is held invariant, reference to it may perhaps be
safely omitted; but if the reference-system is not invariant, and if such
variation carries with it variation in the type or dimension of necessity, then
anonymity in such reference can no longer be safely preserved.
This, I would suggest, is the situation which prevails; there are
notorious different varieties of necessity-logical, metaphysical,
physical,psychological, moral, practical, legal and (why not?) even
ichthyo-logical (perhaps); and, as Grice sees things, each
of these adverbs serves to indicate a more or less specific type of system or
theory with references to which necessity (demonstrability) obtains.
Some of the consequences or likely developments of a position of this
sort should not be ignored. The idea of treating types of
necessity as explicable by a reference to the theory or system which determines
demonstrability will, in certain cases, lead to a reversal of the assumptions
about priority which some philosophers would be inclined to make.
Many, Grice suspects, would regard it as rational to suppose that what a
logical theory (system) does is to systematize a corpus of antecedently given
logical necessities, and (perhaps an even more natural supposition) that moral
theory does (or would if there were such a theory) systematize antecedent given
obligations or incumbencies. But the present proposal would
disallow these modes of thinking. If incumbencies are moral necessities, and
moral necessities are what is demonstrable in an (acceptable) moral theory or
system, the system comes first and cannot be informatively characterized as
this system relating to incumbencies or moral necessities.
Similarly a logical theory must be characterizable otherwise than by
reference to its concern with logical necessities. This
reversal of direction I find appealing, particularly as it would emphasize the
central importance of the construction of theories or systems; no system, no
necessity. There is no reason to expect that the various theories
or systems by reference to which the general characterizations of modality,
such as necessity, are to be diversified, will be either detached from or
independent of each other. Rather one should expect to find
serial relationships within groups of systems: theory A (say logic) is
presupposed by theory B (say metaphysics), which in turn is presupposed by
theory C (say physics), which in turn is presupposed by theory D (say
physiology), in which we may expect to find our "theory-space"
being stocked bit by bit with extensions of prior occupants thereof.
But perhaps not every extension of a junior theory will give the
(a new) adverbial with which to modify such modals as
"necessary". Grice expects that there are special
laws or generalities which are common and peculiar to fish; but I would doubt
whether this fact (if it be a fact) would give one a special type of necessity,
namely, ichthyological necessity. It looks to me as if itmay
be the case that any theory which creates a further adverbial to modify 'necessary'
must provide an extension of a certain degree or kind of generality, which
ichthyology would fail to reach; though I have no idea how such two types or
levels of generality should be characterized. We may now ask
whether these reflections about the relativity of necessity (and maybe other
modalities) to theories or systems will aid us in the defence of the
Equivocality Thesis against the threat seemingly presented by one-sided
relativization of such modalities to persons. Grice thinks
that they may, provided that we can represent any personal relativity sometimes
exhibited by practical modals as a special case of relativity to a given
system. Let us consider what the import of the
relativization of a particular modal, say 'necessary' to an individual person
or creature, might be. One interesting possibility is that
the relativization indicates a person whose judgement or opinion it is that
something or other is the case: "For Dr Keate, it is
necessary that every boy should be beaten at least once a week."
This case is an uninteresting in that this kind of relativity is
not restricted to practical modals, nor indeed to modals; "for ..? "
works as a sentence-adverbial ( "For Dr Keate schoolboys are
a species of reptile"). Three other more authentic
cases of modality-relativization are also more interesting.
The unidiomatic form " It is necessary with respect to
Mrs Thatcher that Mr Heath become an ambassador at once"
might be interpreted as saying (a) that it is Mrs
Thatcher who has ordained this fate for Mr Heath, (b) that
it is she to whose advantage it would be thus to dispose of Mr Heath, (c)
that it is her business to see that the transformation is effected.
Leaving on one side for a moment the by no means unimportant first
alternative, we might perhaps put the second and third modes of interpretation
to work. It is not too difficult to envisage a body of precepts about how to
behave, relating to a single particular person, who is intended to be both
agent and beneficiary with respect to the operation of these pre-cepts; nor is
it a great additional effort to suppose these precepts to be derivable from a
limited number of parent precepts, still however retaining reference to the
particular individual, and generally, with the aid of further factual
premisses, a system which constitutes a self-help manual for that
individual. It seems by no means out of the question that,
if the references to that individual are tobe irreducible (not eliminable in
favour of references to classes of person to which the individual belongs),
then the first interpretation might also have to be brought into play; the
manual is a manual for a particular individual (and for no other individual)
just because he has legislated' (rightly or wrongly) what his ends are to
be. Grice is inclined to think of more or less articulated
egoistic manuals of this sort as underlying morality. We have now,
1 hope, reached the idea of relativized modalities as relating to
establishability in a 'personalized system. Let us see if the pattern of
introduction/elimination rules can be extended to relativized necessity,
regarded in this light. There seems to be no particular problem about allowing
an introduction rule which tells us that, if it is established in X's
'personalized' system that p; then "it is necessary with respect to X that
@' is true (establishable). The accompanying elimination rule is,
however, slightly less promising. If we suppose such a rule
to tell us that, if one is committed to the idea that it is necessary with
respect to X that p, one is also committed to whatever is expressed by ‹p, we
shall be in trouble; for such a rule is not acceptable, @
will be a volitive expression such as "let it be that X
eats his hat with his head in it; and my commitment to the idea that X's system
requires him to eat his hat with his head in it does not ipso facto involve me
in accepting (volitively) "let X eat his hat with his head in it.
But if we take the elimination rule rather as telling us that, if it is
necessary with respect to X that let X eat his hat, then "let X eat his
hat with his head in it possesses satisfactoriness-with-respect-to-X, the
situation is easier; for this version of the rule seems inoffensive.
This interpretation of the elimination rule parallels the second
option distinguished earlier, with respect to the form of the elimination rule
for unrelativized necessity; so perhaps the deferred
selection should be made, in favour of that option. But let us,
without relying on the encouraging aspect of procedure (A), turn our attention
to an assessment of the prospects of procedure (B), that is, to an attempt to
exhibit the seeming one-sidedness of the appearance of relativity in modalities
in the practical zone as an illusion, a surface phenomenon explicable in terms
of absolute modalities. Considered in relation to necessity,
the idea would be that to say (for example) "It is
necessary for FZlEW to apply for the Chair of Theology"
"It is necessary relativeto RN that let RN apply for the chair of
Theology") is merely to produce a specimen of
conditional (hypothetical) necessity, a kind of necessity which is by no means
confined to the practical (volitive) area. What is expressed
by such an utterance can be represented as a consequence of a pair of premisses
(a) "It is necessary that let anyone who satisfies condition
C apply for a chair in Theology" (when 'C' represents some possibly quite
complex condition), and (b) "FLEW satisfies condition
C"; indeed, if we allow ourselves to quantify over
conditions (whatever they may be), we can represent its meaning by
"There is a C such that it is necessary that let anyone who
satisfies C apply for a chair in Theology; and FLES satisfies C*;
this paraphrase uses no relativized modal, and (furthermore) is not
importantly different in character from the proper expansion of the
alethic "This bit of metal must dissolve in aqua regia
— being gold. Grice very much doubts if this attempt to conjure
away relativization from the concept of practical necessity can succeed.
In the example under discussion, FLEW is spoken of as being both
the person who is or should be concerned about what is being stated to be a
matter of necessity, and also the agent (or patient) whose doings (or
sufferings) are of concern. Often the same person operates
(as here) in both roles; and where this is so, it is cosy to
fall into the idea that a single reference to the agent (or patient) is all
that is needed, and so that relativization can be
eliminated. But things are not always thus;
It is necessary for (to) Grace that the Dnglish public retains its
interest in cricket" is different in this
respect. So we need to distinguish between the person for
whom something is a reason (or is necessary), and the person about whom we are
talking when we say what is necessary, or what there is a reason for.
Moreover, it seems plausible to suggest that, when no one is
explicitly or implicitly referred to as a person for whom something is
necessary (or as called for by reason), the reason or the necessity is general,
public or objective, rather than private or subjective. The
suggested treatment would represent it as of general concern that FLEW apply for
the mentioned chair, which is quite inappropriate." It may surely be a
matter of personal Nagel, The Possibility of Altruism
(Oxford private) necessity to FLEW that he apply for the
chair, without it being a matter of proper concern to any
other person that he so apply; and, while it is not clear
exactly what kind or degree of intervention is sanctioned by a generally
applicable (unrelativized) necessity, it is difficult to avoid the idea that
some measure of intervention is justified, ex vi termini, in cases of such
necessity. The situation, already complex, is further complicated
by a number of additional considerations. First, it might
turn out to be the case that a relativized necessity, though distinct from an
absolute necessity, can be backed or supported by an absolute necessity.
The private necessity in the case of FLEW to apply for the chair,
might be backed, in the first instance, by the ends which FLEW has, or has set
for himself; but the adoption of these ends might not be
arbitrary: there might be an acceptable generality affirming
that for any one of a certain sort (which FLEW is) it is (or alternatively
should be) a matter of private necessity to have these ends;
and this generality might itself be a matter of some kind of necessity
(alethic or practical). A Private necessity would be
distinct from, but possibly supported by, a public necessity that in certain
circumstances such a private necessitiy should obtain. Again, the
backing of a private necessity by a public necessity might be not just a
feature which is sometimes present, but one which was in one way or another
demanded (alethically or practically). It might be possible
to argue for the acceptability of an "Universalizability Principle
relating to a private (relativized) necessity: It is factually
(alethically) necessary that, if it is necessary to someone
X that p should be case [that let it be that pl. there is
some condition S such that X satisfies and (necessarily] for anyone y who
satisfies S, it is (practically) necessary for him (y) that let it be that p
(that p should be the case); It is practically necessary that, if
it is necessary to someone X that p should be the case, let there
be some condition S, such that X satisfies S, and [necessarily) for anyone y
who satisfies S, it is (practically) necessary for him (y) that let it be that
p (that p should be the case). Of these principles, Grice must
confess that Grice is attracted by the second, which makes it *not* a logical
requirement, but so to speak a rational desideratum that one should accept
something as a matter of practical necessity only if (and if) one can back its
acceptance by a general principle about relativized necessity;
this will allow people to be subject to a real private necessity which is
nevertheless not rationally well founded. But at this point
we are, Grice thinks, just scratching the surface of a very difficult and very
important philosophical area. Much more attention to it is
needed. Grice has, in the present section, given a moderately
strong green light to the idea that the emergence of
one-sided personal relativization in practical modalities would not damage the
Equivocality Thesis, and a moderately strong red light to the idea
that such one-sided relativization is an illusion, to be dissolved into
underlying absolute modalities. Grice would conclude this
discussion with a brief mention of a third possibility, namely,
that relativization is real, but is not one-sided but two-sided, being
found on the alethic side as well as the volitive (practical).
Along these lines one might seek to treat the possession of essential
properties (for example, perhaps the possession by a particular table of the
property of being made of wood) as analogous to relativized practical
necessities; it is perhaps essential to the existence of
*this* table that it may be made of wood: — a table not made of
wood could not be *this* table — analogous to the way in
which it might be (in a practical case) essential to the existence of a
particular human being that he breathe and perform other vital human
functions. But further discussion of this idea would belong
to an occasion in which the notions of life, purpose, and final causes are
under examination. H. P. Grice. Given the verbal —
though Grice hopes not conceptual — complexity of certain aspects of reasoning,
particularly of the account of what Grice calls moods and mood-operators, and
in order to make the programme clearer, Grice attempts to clarifying the
programme. It seems to Grice that the faculty of Reason is
most closely connected with Reasoning and with Reasons. Reasons
(justificatory) are the stuff of which reasoning is made, and reasoning may be
required to arrive (in some cases) even at the simplest of reasons.
So it seems proper to proceed from a consideration of reasoning to a
consideration of reasons. Grice distinguishes three types of case
(if you like, three ways of using the word) with respect to the word 'reason'
('reasons'), which Grice calls the explanatory use (case), the justificatory
use (case), and the justificatory-explanatory use (case), which Grice now
renames the 'personal use (case). The cases are interconnected, and
a prominent way in which they are interconnected is the following.
If someone thinks that a certain set of considerations is a
justificatory reason for doing, intending, or believing something,
and if he in fact does, intends, or
believes that thing because he so thinks, his personal
reason for actually doing (intending, believing) that thing is that the
aforementioned set of considerations obtain. And to state that
someone did (intended, believed) something for a specified *personal* reason is
a special case of giving an explanatory reason for his doing (intending,
believing) that thing. Since a justificatory reason, in the above
sense, lies at the heart (so to speak) of reasons of other varieties, it seems
proper to consider further the character of a justificatory reason.
These are (or are widely thought to be) divisible into practical
and non-practical (alethic) reasons. It is plain that
certain common words like 'must, ought, 'should, necessary, etc. — which Grice
labels common modals — not only are widely used in the specification of
justificatory reasons in a way which is intimately connected with their
justificatory character, but also are used on both sides of the
practical/alethic barrier. It seems relevant, then, to ask
whether a common modal is univocal across this barrier (whether, that is, the
barrier enforces changes of sense, or whether whatever multiplicities of sense
these words may have appear equally on both sides of the barrier
Or whether, on the other hand, there is merely an analogy
between the practical employment and an alethic employmen of a common
modal. This problem seems highly germane to Kant's claim that
there is a single faculty of Reason. This question, or group of
questions, about the possible indifference, with respect to their meaning or
significance or signification or what an utterer signifies, of a common modal
to crossing the barrier is, in more ways than one, a far from clear
question. With the idea of making it somewhat clearer, while at
the same time gaining some illumination about relations between practical and
alethic reasons, Grice proposes to start by explaining the possibility of
giving a structural representation of a sentence involving two modals, which
seemingly inhabit opposite sides of the barrier — namely,
"credibility" and "desirability" — in terms of a single
(maybe to some degree artificial) modal "it is
acceptable that" in combination with one or other of
two mode-markers, 'P' and '" followed by a phrastic (radical).
Grice proposes, however, not to restrict himself indefinitely to
this case, and to bring some other common modal into the account.
Grice is talking about modes' rather than "moods' to make it clear that
Grice is not trying to characterizse what a semantic analyst — as Grice calls
him — would be likely to call a ‘mood,’ though Grice would expect there to be
important links between some other semantic analyst’s 'moods' and Grice’s
mode. Grice would justify (or explain) his use of the term 'mode'
by reference to his views about signification and meaning.
According to these views, what an utterer signifies is to be explained in
terms of the effect which he intends to produce in an actual or possible
addressee; and, derivatively — and surely metaphorically —
what a sentence in a language ‘signifies’ is to be explained in terms of
directives with respect to the employment of that sentence, in a primitive
(basic) way, with a view to inducing in an addresssee a certain kind of
effect; what an utterer signifies will very often differ
from what the sentence which he uses may be claimed to ‘signify’ — I *have* to
use the scare quotes! — , but what an utterer signifies would (or should) be
discernible on the basis of knowing the directive for the sentence — together
with facts about the circumstances and intentions of the utterer.
The intended effect on an addressee is (in Grice’s view) one or other of
a set of psychological attitudes with respect to some ‘propositional content'
(to borrow momentarily a phrase which Grice does not normally use), and Grice’s
mode-markers each correspond with one element in this set of attitudes for set
of modes of thinking). With respect to a particular sentence of
the form ' Op + R' mode-marker +
phrastic), Grice imagines the appropriate directive as
arrived at in the following way. We have, in the first
instance, a 'signification-system' S, which will enable us to reach, for R, a
statement to the effect that R signifies that such-and-such;
This may be taken as giving a specification of a 'factivity -condition
(more loosely, truth-condition) for R. To be handled by S,,
R may be of any degree of logical complexity, but is to be pure (free from embedded
mode-markers). The meaning-specification for the particular
sentence Op + R will then (in effect) be a
directive to utter this sentence if you want to induce in an addressee the
attitude corresponding to 'Op' (the mode-marker) with respect to that which R
signifies according to system S, A Sentence thus provided for will
have, in its structure, a single mode-marker with maximal scope (no embedding
of such markers). However, it may be possible, in the second
instance, to extend S, by setting up S, (containing S,) which does allow for at
least limited embedding of mode-markers. The idea which
Grice is exploring relates to just such an extension. Grice should
perhaps remark that, though he is using, for his present purpose, a fairly
standard idea of a 'radical' (phrastic, he is by no means free from qualms
about it, as will appear shortly. To return to the most
directly relevant issues, Grice’s idea is that an examination of justificatory
reasons leads naturally to an examination of modals (expressing specific kinds
of justification) and mode-markers, which are intimately connected with
psychological attitudes needing justification. The stages through
which, on this occasion, Grice shall conduct his exploration of the idea which
Grice proposed in paragraph (3) are as follows: a partial characterization of
mode-markers as used in (or underlying) speech; this stage Grice virtually
completed; a brief consideration of what modifications might be required or
convenient for the employment of mode-markers in the representation of the
content of thought (of acceptance); the application of the idea to
be explored to a certain class of alethic acceptability statements (including
certain probability statements) and to a certain class of practical acceptability
statements, namely, a class roughly corresponding to Kant's Technical
Imperative. Then, some reflections on the capability of the
initial idea to accommodate the extension of our consideration of practical
acceptabilities to: prudential acceptability, and moral acceptability or
Categorical acceptability. The connections with Kant
are obvious. Finally, if we survive to that point.
some attempt to assess the
progress with respect to the Univocality Question". Grice nearly
finishes his discussion of topic C, leaving the remaining topics until
later. So Grice shall be lurching uncertainly in the general
direction of ‘semantics,’ while next Grice shall be meandering gently in the
suburbs of Morals. In discussing the Univocality Question, we
should be careful, so far as is possible, to distinguish between differences in
the semantic features of practical and alethic discourse which are attributable
simply to differences between the two kinds of mode-marker (alethic and
practical), and those which are not so attributable, or though so attributable
do nevertheless indicate a failure of Univocality — or of equal Multivocality —
on the part of a common modal. We know, of course, in
advance, that the mode-markers are going to be importantly different, because
of the difference of ‘direction of fit’ to use Austin’s jargon, obtaining
between alethic and practical discourse; primitive
(perceptual) beliefs may be roughly thought of as generated by states of the
world, and so serve as checks on the acceptability of more sophisticated
beliefs; Will primarily affects the world — rather than vice
versa — and there is no factual check on the acceptability of volitions
parallel to that on the acceptability of beliefs. This
difference, Grice thinks, is one which enormously impressed Kant.
Grice’s second main question with regard to modes is whether it is legitimate
to apply devices, which are initially presented as structural elements
underlying mode-differences expressed in speech, to the representation of the
content of thought, and in particular of the content of
acceptance-in-thought. Since our concern is now with thought
and not with utterance, and since we are concerned to provide directives not
about how to think, but rather about how to specify what we think, it will
plainly be appropriate to substitute a thought-verb for the phrase "to
utter to H" in the main clause of the schema. The verb
"accept" would obviously be a proper substituend;
But we may note with interest that the verb "think" itself (if
regarded as a maximally general content-governing thought-verb) would also be
appropriate since the specific mode of thinking involved (whether a species of
acceptance or not) would be identified by the particular mode-operator;
"think" would also have the advantage of
generality. So the main clause will now read
"x accepts (thinks) Op + p". Since thinking,
unlike conversation, is, in the crudest sense, at least, a one-party game, to
retain as the preamble of the antecedent clause "x
wills x judges x..." would be perverse;
To consider the simplest of relevant cases, it is difficult indeed for
Grice to think of occasions on which "I wanted myself
to think that 1 thought that p" would be a happy
description of my state. So let the revised preamble simply
consist of " x". Our whole enterprise
might seem to be fruitless if we did not allow the following specifiers:
x accepts (thinks) F, + p if
(indeed iff, perhaps) x judges p x accepts (thinks) I, + p if
(iff) x wills p. But what about the two 'B' cases?
Quite apart from cases in which it is my will now that I should judge or
will p on some future occasion (cases which may exist, but which are not
particularly relevant to Grice’s present purposes), there are important cases
in which I will now that I judge or will now (or next to now) that p.
These are cases in which my lower nature interferes;
inclinations, or some other disturbing factors, stop me from judging or
willing that p, but do not stop me from willing that I will
or judge that p, a higher-order state which may or may not
in the end win out. Such cases of incipient incontinence of
will or judgement are endemic to the constitution of a rational being.
It seems to Grice, then, that the B' cases should be
allowed. Since, however, Grice’s prime concern is with
acceptability rather than with acceptance, and since it seems that what would
justify accepting F, P (or !, P) would also justify accepting Fe P (or lp),
and, again, vice versa, Grice thinks we can, within the scope of "it is
acceptable that", safely omit the subscripts, A curious
phenomenon comes to light. Grice began by assuming (or
stipulating) that the verbs 'judge' and will' (acceptance-verbs) are to be
'completed' by radicals (phrastics). Yet when the machinery
developed above has been applied, we find that the verb ‘accept (or think) is
to be completed by something of the form 'Op + p, that is, by a
sentence. Perhaps we might tolerate this syntactical
ambivalence; but if we cannot, the remedy is not clear. It would,
for example, not be satisfactory to suppose that "that, when placed before
a sentence, acts as a 'radicalizer' (is a functor expressing a function which
takes that sentence on to its radical); for that way we
should lose the differentiations effected by varying mode-markers, and this
would be fatal to the scheme. This phenomenon certainly
suggests that the attempt to distinguish radicals from sentences may be
misguided; that if radicals are to be
admitted at all, they should be identified with indicative sentences.
The operator 'F' would then be a 'semantically vanishing"
operator. But this does not wholly satisfy Grice
for, if 'Pis semantically vacuous, what happens to the subordinate
distinction made by 'A' and 'B' markers, which seems genuine enough?
We might find these markers 'hanging in the air, like two smiles
left behind by the Cheshire Cat. Whatever the outcome of this
debate, however, Grice feels fairly confident that he could accommodate the
formulation of his discussion to it. First, some preliminary
points. To provide at least a modicum of intelligibility for
my discourse, Grice shall pronounce the judicativeoperator ' as "it is the
case that', and the volitive operator Tas 'let it be that'; and 1 shall
pronounce the sequence '@, y as given that o, v. These vocal
mannerisms will result in the production of some pretty barbarous 'English
sentences'; but we must remember that what Grice shall be
trying to do, in uttering such sentences; will be to represent supposedly
underlying structure; if that is one's aim, one can hardly
expect that one's speech-forms will be such as to excite the approval of, let
us say, lane Austen or Lord Macaulay. In any case, less
horrendous, though (for Grice’s purposes) less perspicuous, alternatives will,
Grice thinks, be available. Further, Grice is going to be almost
exclusively concerned with alethic and practical arguments, the proximate
conclusions of which will be, respectively, of the forms 'Acc (fp)' and 'Acc (f
p)'; for ex-ample, 'acceptable (it is the case that it
snows) and 'acceptable (let it be that I go home). There
will be two possible ways of reading the latter sentence, We
might regard 'acceptable' as a sentential adverb (modifier) like
'demonstrably'; in that case to say or think 'acceptable (let it
be that I go home)' will be to say or think 'let it be that I go home, together
with the qualification that what I say or think is acceptable;
as one might say, 'acceptably, let it be that I go
home. To adopt this reading would seem to commit us to the
impossibility of incontinence; for since
accept that let it be that 1 go home' is to be Grice’s
rewrite for " V-accept (will) that 1 go home,
anyone x who concluded, by practical argument, that
'acceptable let it be that x go home' would ipso facto
will to go home. Similarly (though less paradoxically) any
one who concluded, by alethic argument, 'acceptable it is
the case that it snows, would ipso facto judge that it
snows. So an alternative reading ' it is
acceptable that let it be that I go home, which does not
commit the utterer to 'let it be that I go home,
seems preferable. We can, of course, retain the
distinct form ' acceptably, let it be that (it is the case that)
p' for renderings of 'desirably and 'probably.
Let us now tackle the judicative cases. Grice starts with
the assumption that arguments of the form ' A, so probably
B' are sometimes (informally) valid; 'he
has an exceptionally red face, so probably he has high blood pressure
might be informally valid, whereas he has an
exceptionally red face, so probably he has musical talent'
is unlikely to be allowed informal validity. We might re-express
this assumption by saying that it is sometimes the case that A informally
yields-with-probability that B — where 'yields' is the converse of 'is
inferable from"). If we wish to construct a form of
argument the acceptability of which does not depend on choice of substituends
for 'A' and 'B, we may, so to speak, allow into the object-language forms of
sentence which correspond to meta-statements of the form: 'A
yields-with-probability that B'; we may allow ourselves, for
example, such a sentence as "it is probable, given that
he has a very red face, that he has high blood pres-sure".
This will provide us with the argument-patterns:
"Probable, given A, that B so
probably, B* "Probable, given A, that B
so, probable that B". To take the
second pattern, the legitimacy of such an inferential transition will not
depend on the identity of 'A' or of 'B'; though it will
depend (as was stated) on a licence from a suitably formulated 'Principle of
Total Evidence The proposal which Grice is considering, in pursuit
of the "initial idea", would (roughly) involve rewriting the second
pattern of argument so that it reads: It is acceptable,
given that it is the case that A, that it is the case that
B. It is the case that A. To apply this schema to a
particular case, we generated the particular argument: It is
acceptable, given that it is the case that Snodgrass has a red
face, that it is the case that Snodgrass has high blood
pressure. It is the case that Snodgrass has a red face.
So, it is acceptable that it is the case that Snodgrass has high blood
pressure. If we make the further assumption that the singular
'conditional' acceptability statement which is the first premiss of the above
argument may be (and perhaps has to be) reached by an analogue of the rule of
universal instantiation from a general acceptability statement, we make room
for such general acceptability sentences as: It is
acceptable, given that it is the case that x has a red
face, that it is the case that x has high blood
pressure. which are of the form " It is
acceptable, given that it is the case that Fx, that it is the case
that Gx'; 'x' here is, you will note, an unbound
variable; and the form might also (loosely) be read
(pronounced) as; " It is acceptable, given that it is the
case that one (something) is F, that it is the case that one (it) is
G." All of this is (Grice thinks) pretty platitudinous;
which is just as well, since it is to serve as a model for the treatment of
practical argument. To turn from the alethic to the practical dimension.
Here (the proposal goes) we may proceed, in a fashion almost
exactly parallel to that adopted on the alethic side, through the following
sequence of stages: Arguments (in thought or speech) of the
form: Let it be that A It is the case that
B so, with some degree of desirability, let it
be that C are sometimes (and sometimes not) informally valid
(or acceptable). An Argument of the form: It is
desirable, given that let it be that A and that
it is the case that B, that let it be that C
Let it be that A It is the case that B so, it is
desirable that let it be that C should, therefore, be
allowed to be formally acceptable, subject to licence from a Principle of Total
Evidence. In accordance with our proposal such an argument will be
rewritten; It is acceptable, given that
let it be A and that it is the case that B, that let
it be that C Let it be that A It is the case that B
so, it is desirable that let it be that C The first premisses of such
arguments may be (and perhaps have to be) reached by instantiation from general
acceptability statements of the form: "It is
acceptable, given that let one be E and that it is the case that one is E, that
let it be that one is G." We may note that sentences
like "it is snowing" can be trivially recast so as (in effect) to
appear as third premisses in such arguments (with 'open counterparts inside the
acceptability sentence; they can be rewritten as, for
example, " Snodgrass is such that it is
snow-ing"). We are now in possession of such exciting
general acceptability sentences as: *It is acceptable,
given that let it be that one keeps dry and that
it is the case that one is such that it is raining, that let one
take with one one's umbrella A special subclass of general
acceptability sentences (and of practical arguments) can be generated by
'trivializing the predicate in the judicative premiss (making it a 'universal
predicate). If, for example, I take ' x is
F' to represent 'x is identical with
x' the judicative sub-clause may be omitted from the general
acceptability sentence, with a corresponding 'reduction' in the shape of the
related practical argument. We have therefore such argument
sequences as the following: It is acceptable, given
that let it be that one survives, that let it be that one
eats So (by U,) It is acceptable,
given that let it be that Snodgrass survives, that let it be
that Snodgrass eats Let it be that Snodgrass survives
So (by Det) It is acceptable that let it be that Snodgrass
eats. We should also, at some point, consider further transitions
to: Acceptably,
let it be that Snodgrass eats, and to:
Let it be that Snodgrass eats. And we may also note that, as a
more colloquial substitute for "Let it be that one (Snodgrass)
survives (eats)" the form "one
(Snodgrass) is to survive (eat)" is available;
we thus obtain prettier inhabitants of antecedent clauses, for
example, "given that Snodgrass is to
survive". We must now pay some attention to the varieties of
an acceptability statement to be found within each of the alethic and practical
dimensions; it will, of course, be essential to the
large-scale success of the proposal which Grice is am exploring that one should
be able to show that for every such variant within one dimension there is a
corresponding variant within the other. Within the area of
defeasible generalizations, there is another variant which, in Grice’s view,
extends across the board in the way just indicated, namely, the unweighted
acceptability generalization (with theassociated singular conditional), or, as
Grice shall also call it, the ceteris paribus generalization.
Such generalization Grice takes to be of the form " It
is acceptable (ceteris paribus), given that @X, that yX"
and Grice thinks we find both practical and alethic examples of
the form; for example, "It is ceteris paribus
acceptable, given that it is the case that one likes a
person, that it is the case that one wants his company",
which is not incompatible with "It is
ceteris paribus acceptable, given that it is the case that
one likes a person and that one is feeling ill, that
one does not want his company". We also
find "It is ceteris paribus acceptable, given
that let it be that one leaves the country and given that
it is the case that one is an alien, that let it
be that one obtains a sailing permit from Internal Revenue,
which is compatible with "It is ceteris paribus
acceptable, given that let it be that one leaves the
country and given that it is the case that one is an alien and
that one is a close friend of the President, that let
it be that one does NOT obtain a sailing permit, and that one
arranges to travel in Air Force I" Grice discusses this kind
of generalization, or law, briefly in Method in Philosophical Psychology"'
Grice, "Method in Philosophical Psychology", Proceedings and
Audresses of the American Philosophical Association — and
shall not dilate on its features here. Grice will just
remark that it can be adapted to handle functional laws' (in the way suggested
in that address), and that it is different from the closely
related use of universal generalizations in 'artificially closed systems, where
some relevant parameter is deliberately ignored, to be taken care of by an
extension to the system; for in that case, when the
extension is made, the original law has to be modified or corrected, whereas
Grice’s ceteris parious generalization can survive in an extended system;
and Grice regards this as a particular advantage to philosophical
psychology- In addition to these two defeasible types of
acceptability generalization (each with alethic and practical sub-types), we
have non-defeasible acceptability generalizations, with an associated singular
conditional, exemplifying what Grice might call 'unqualified, 'unreserved', or
'full' acceptability claims. To express these Grice shall
employ the (constructed) modal 'it is fully acceptable
that..; and again there will be occasion for its use in the
representation both of alethic and of practical discourse.
We have, in all, then, three varieties of acceptability statement (each
with alethic and practical sub-types), associated with the modals "
It is fully acceptable that..." (non-defeasible),
' it is ceteris paribus acceptable that...?, and 'it
is to such-and-such a degree acceptable that.., both of the
latter pair being subject to defeasibility. Grice should
re-emphasize that, on the practical side, Grice is so far concerned to
represent only a statement which is analogous with Kant's Technical Imperatives
('Rules of Skill') Grice is now visited by a temptation, to which
of course Grice shall yield, to link these varieties of acceptability statement
with common modals; however, to preserve a façade of dignity
Grice shall mark the modals Grice thus define with a star, to indicate that the
modal so defined is only a candidate for identification with the common modals
spelled in the same way. Grice is tempted to introduce
'it must be that as a modal whose sense is that of
' It is fully acceptable that' and " it ought*
to be that' as a modal whose sense is that of '
It is ceteris paribus (other things being equal) acceptable that';
for degree-variant acceptability Grice can think of no appealing
vernacular counterpart other than 'acceptable' itself. After such
introduction, we could allow the starred modals to become idiomatically
embedded in the sentences in which they occur; as in
" A bishop must" get fed up with politicians"
, and in "To keep his job, a bishop
ought" not to show his irritation with politicians" But
Grice now confesses that Grice is tempted to plunge even further into
conceptual debauchery than I have already; having just, at
considerable pains, got what might turn out to be common modals into Grice’s
structures, Grice is at once inclined to get them out again. For
it seems to Grice that one might be able, without change of sense, to employ
forms of sentence which eliminate reference to accept-ability, and so do not
need the starred modals. One might be able, to this end, to
exploit "if" conditionals together with a suitable
modifier. One might, for exam-ple, be able to re-express
" A bishop must* get fed up with politi-cians" as
"If one is a bishop, unreservedly) one will get fed up with
the politicians"; and " To keep his
job, a bishop ought" not to show his irritation with politicians" as
" If one is to keep one's job and if one is a bishop, other
things being equal, one is not to show one's irritation with
politicians". Of course, when it comes to applying
detachment to the corresponding singular conditional, we may need to have some
way of indicating the character of the generalization from which the detached
singular non-conditional sentence has been derived; the
devising of such indices should not be beyond the wit of man.
So far as generalizations of these kinds are concerned, it seems to Grice
that one needs to be able to mark five features conditionality
generality:absolute, ceteris paribus, etc., thereby, ipso facto, discriminating
with respect to defeasibility or inde-feasibility); mode;
whether or not the generalization in question has or has not been
derived from a simple enumeration of instances; because of
their differences with respect to direction of fit — to use Austin’s jargon —
any such index will do real work in the case of an alethic generality, not in
the case of practical generality. So long as these features are
marked, we have all we need for our purposes. Furthermore, they are
all (in some legitimate and intelligible sense) formal features, and indeed
features which might be regarded as, in some sense, contained in' or required
by' theconcept of a rational being, since it would hardly be possible to engage
in any kind of reasoning without being familiar with them. So, on
the assumption that the starred modals are identifiable with their unstarred
counterparts, we would seem to have reached the following positions.
We have represented a practical generalisation and an alethic
generalization, and their associated conditionals, and with them certain common
modals such as 'must' and ought, under a single notion of acceptability with
specific variants. We have decomposed acceptability itself into formal
features. We have removed mystery from the alleged logical fact
that an acceptable practical 'ought' statement has to be derivable from an
underlying generalization. Though these achievements (if such they be) might
indeed not settle the 'univocality questions, they can hardly be irrelevant to
them. Grice suspects that, if we were to telephone the illustrious
Kant at his Elysian country club in order to impart to him this latest tit-bit
of philosophical gossip, we might get the reply, " Big
deal! Isn't that what I've been telling you all
along?" Grice must now give a little attention to the matter
of formulating an appropriate version of a "Principle of Total
Evidence" designed to govern detachment. Grice cannot
expect to reach anything better than an approximation to an adequate
formulation; but perhaps even that would be a help. Grice starts
with a weight-bearing alethic acceptability-conditional — a singular
probability conditional — and at once two remarks are called for:
first, that Grice is no kind of expert in the theory of
prob-ability, so Grice shall say little and say it fast.
Second, that the example Grice selects will not be fully representative
of reasoning in this area; but perhaps it will be good enough for present
purposes. S (subject) owns a firm which makes and sells ornaments
constructed from seashells, and S is concerned, at t, to
estimate whether the firm's business will improve during the
coming year. S reflects that, these days, every beachcomber is
collecting seashells like mad so as to sell them to firms such as his,
so he can get seashells more cheaply; so it is
likely, given that he will get seashells more cheaply, that
the business will improve. He also reflects that his not
easily replaceable craftsmen are getting restive for higher pay, and that he
may have to give in; so he accepts that,
given that the craftsmen are restive, that the business will not
improve. He further reflects that ornaments from seashells
are all the rage at the moment, so he may be able to put his prices up and make
more money. He now consolidates these reflections and judges
that it is 'pretty likely, given that he will get seashells
more cheaply, that his employees are restive, and that
everyone is eager to buy seashell ornaments,
that his business will improve. He now searches
further to see if he can find any considerations which, when added to the
antecedent of his last judgement, would result in an acceptable conditional
favouring the supposition that his business will NOT improve.
After due search, he fails to find any such disturbing
consideration; so he "detaches and judges that
it is pretty likely that his business will improve.
The salient points here are that, by consolidation
(compounding antecedents) of prior acceptability-conditionals,
S has reached, by time t, an alethic acceptability-conditional which he
accepts, and the antecedent of which he accepts. That after
due (proper) search for an 'upsetting* (disturbing) conditional he has, by time
t, failed to come up with one. Let me introduce two simple
bits of terminology. Let us say that y is an extension of an
antecedent o if y is either identical with @ or is a further specification of
o; and let us say that the antecedent of a weighted
acceptability-conditional C favours the consequent of C just in case the weight
specified in C is above an indifference point (for example, assigns probability
rather than improbability). Grice will now attempt to formulate a
version of a principle of total evidence (applicable to alethic
acceptability-conditionals): If S accepts at t
an alethic acceptability-conditional C, the antecedent of which favours, to
degree d, the consequent of C,, 5 accepts at t the antecedent of
C, after due search by S for such a (further) conditional, there
is no conditional C, such that S accepts at t C, and its
antecedent, and (2) the antecedent of C, is an extension of the
antecedent of C,,and (3) the consequent of C, is a rival (incompatible with) of
the consequent of C,»and (4) the antecedent of C, favours the consequent of C,
more than it favours the consequent of C: S may judge
(accept) at t that the consequent of C, is acceptable to degree d.
For convenience, we might abbreviate the complex clause (C) in the antecedent
of the above rule as ' C, is optimal for S at t';
with that abbreviation, the rule will run: "If §
accepts at t an alethic acceptability-conditional C, the antecedent of which
favours its consequent to degree d, and S accepts at t the antecedent of C and
C, is optimal for S at C,, then S may accept (judge) at t that the consequent
of C, is acceptable to degree d." Before moving to the
practical dimension, Grice has some observations to make. Grice has said here nothing
about the initial establishment of weighted acceptability-generalizations (from
which singular acceptability-conditionals may be derived by instantiation) nor
about how to compound them. These are important and
difficult ques-tions, but lie outside Grice’s immediate purpose. Grice has been treating an
instantiation step from such generalizations to related singular conditionals
as automatic, reserving the application of detachment to those conditionals as
what is subject to a version of the principle of total evidence.
But Grice can imagine someone taking the position that detachment is to be
automatic, and that what is to be licensed by some version of the principle of
total evidence is the instantiation step. Obviously, for such a
person, a differently formulated version of the principle of total evidence
would be needed. (Importantly, As Grice has set things up,
an inferential licence to detach is relative to a subject (reasoner) S and to a
particular time t. Grice is inclined to regard this feature
of such rules as characteristic of defeasible inference.
(Importantly) The application of Grice’s rule involves a value-judgement:
it has to be determined or supposed by S that detachment does
follow upon due or proper search for a 'disturbing' conditional.
While Grice does not have to seek to characterize such a search more
precisely, I do not regard this feature of his rule with distaste.
Grice now introduces an example from the practical dimension;
it has, Grice must allow, at certain points a quaintness which might
suggest that the whole philosophical story is not yet being told.
S is invited by his mother to visit her in Milwaukee next week. At
this point he accepts the practical acceptability-conditional, which for
simplicity Grice will formulate without (insertible) references to degree of
acceptability. The conditional is:
"It is acceptable, given that let S give his mother pleasure, and
that S is her favourite son, that let S visit her in Milwaukee next
week." He reflects, and comes up with the following
conditional (based on the fact that his firm is about to do its accounts, and
he is head accountant): " It is acceptable,
given that let 5 get ready the firm's accounts and
that S is head accountant and it is accounting time,
that let S spend next week in his office in Redwood
City." He compounds, and comes up with: "
It is acceptable, given that let S give his mother pleasure and let S
get ready the firm's accounts, and that S is her favourite
son and S is head accountant and now is accounting time,
that S visit his mother in Milwaukee for a long weekend and
return to his office in Redwood City on Tuesday." S is
then suddenly reminded that his wife, Matilda, has just had a bad car accident
and is lying in hospital in Boise, Idaho, with two broken legs and internal
injuries. This prompts him to form the further
judgement: "It is acceptable, given that
let 5 sustain Matilda and that 5 is her husband
and she is lying in Boise, Idaho, with two broken legs,
internal injuries and much pain, that let S spend next week
in Boise, Idaho." S then compounds again and comes up
with: "It is acceptable, given that let S give his
mother pleasure and get ready the firm's accounts and sustain Matilda, and
that S is his mother's favourite son and head accountant at
accounting time and Matilda's husband with Matilda lying in Boise, Idaho
(etc.), that let & spend next week in Boise, Idaho,
and telephone his mother and his office daily."(
S, we may add, has rejected, or rated lower, a conditional with the same
complex antecedent and a variant consequent, namely, "Let S
remove Matilda from hospital and take her around with him to Milwaukee and to
Redwood City." Being conscientious about practical inference,
S searches (duly) for a further disturbing conditional, finds none, and applies
detachment to the last conditional, arriving at: "It is
acceptable that let S spend next week in Boise, telephoning his mother and his
office daily." Now if (as surely we must) we take this
example as a paradigm of a certain kind of practical reasoning, it looks to
Grice as if the proposed formulation of a principle of total evidence could be
applied to it without change, apart from the deletion of the word 'alethic and
the substitution of the word 'practical. There is the same
search for a disturbing feature to upset an acceptability-conditional which
thus far holds the day, the same failure to find it, and the same readiness, at
that point, to apply detachment. There are, however, two comments
which need to be made which might point to features of practical
acceptabilities which would threaten an attempt to represent the common modals
in which Grice is interested as being univocal, or equally multivocal, across
the board. Grice has taken an example in which the 'subject'
S (the reasoner) and the particular object to which the
acceptability-conditionals refer are one and the same; and
one would certainly need to enquire what pertains when they are different; and
(2) there may well be, in practical acceptabilities, a concealed relativity to
a particular individual in the idea of a set of competing consequents, which my
formulation of the principle of total evidence makes use of.
For rival possible consequents might have to be described as specifying
members of a set of actions or states of affairs which are possible, open, or
achiev-able; and then the questions "possible for
whom?", "achievable by whom?" might be embarrassing, as
compelling a relativization of practical modals to particular persons.
Would we be talking about achievability or possibility for the
reasoner, for the subject of the acceptability-conditional, or for some third
party? Grice shall not expand on these matters at this
point, since they are closely related to enquiries which Grice shall address
later. Bating these anxieties, when we advert to non-weighted
ceteris paribus acceptabilities, Grice also sees no reason why the propounded引 5 accepts at t an
alethic (practical) acceptability-conditional G, the antecedent of which
favours (to degree d) the consequent of C, 5 accepts at t the antecedent
of Ca after due search by § for such a (further) conditional,
there is no conditional C, such that S accepts at t Cy and its
antecedent, and (2) the antecedent of C, is an extension of the
antecedent of C and (3) the consequent of C Is a rival
(incompatible with) of the consequent of Cuand (4) the antecedent of C, favours
the consequent of C, more than it favours the consequent of
C,; S may judge (accept) at f that the consequent of C, is
acceptable (to degree d), Omit phrases in brackets for unweighted
kind of acceptability. FiG. 3. Formulation of a Principle of Total
Evidence formulation of PTE should not be applied both in
the alethic and the practical dimensions, provided of course that references to
weights or degrees are eliminated by deletion of the phrases which on Fig. 3
are enclosed in brackets. There is, however. sometimes detectable
in this region a situation in which, when we come to apply detachment, we are
in a stronger position than that which Grice has so far been envisaging.
The phenomenon in question might perhaps arise not only with
regard to weighted accept-abilities; but of this Grice is uncertain.
It is, as he shall indicate, of some philosophical interest.
Consider a not wholly realistic example. A doctor is
considering how to treat a patient whom Grice shall call
"Pidduck". Grice shall phrase his reflections in
terms of the expressions ought*, 'must", and the colloquial 'is to' (vice
"let it be that"). The doctor has, or has
available to him, the following acceptability-conditionals, each of them
derived by instantiation from a ceteris paribus generalization which is (we
pretend) well established. "Given that Pidduck is to be
relieved of cephalalgia (an ailment, a common symptom of which is headache),
and that Pudduck is of blood group O,
Pidduck ought* to take aspirin." "Given that Pidduck is to
be relieved of cephalalgia and also of gasteroplexis (an ailment, a common
symptom of which is stomach cramp), and that Pidduck is of
blood group O, Pidduck ought* to be treated by
electromixosis (the very latest thing in this region of therapy)."
Given that Pidduck is to be relieved of cephalalgia and also of
gasteroplexis, and that Pidduck is of blood group O and that his blood has an
abnormally high alcohol content, Pidduck ought' to be given gentle
massage until his condition changes." The doctor accepts the
antecedents of the first to conditionals, but rejects the antecedent of the
third; he does not find an abnormally high alcohol content
in Pidduck's blood. Not only, however, does he reject the
antecedent of conditional (3), but he considers that he has ample grounds for
rejecting the antecedent of any conditional which extends the antecedent of
(2); he regards Pidduck's condition as a perfectly normal
case of cephalalgia combined with gasteroplexis; though
there are (perhaps indefinitely many) good ceteris paribus generalizations with
antecedents extending the antecedent of the generalization from which
conditional (2) is derived, he is confident that none of them applies to
Pidduck, In such a situation, Grice suggests, the doctor is
entitled to treat (in a non-medical sense) Pidduck's case as if it fell under a
full-acceptability generalization (one which is not defeasible), which would be
expressed by changing, in the generalization of (2), the word 'ought* to the
word 'must". He can then at once apply detachment, and
decide (think) that Pidduck must* be given electromixosis. The
licence, in circumstances comparable with these, to shift from 'ought* to
'must*' is relevant to a celebrated complaint about Kant's ethical
theory. Expressed in Grice’s terms, Grice thinks that Kant
believes that an imperfect or 'meritorious' obligation, such as the
obligation to develop one's talents
or to help others,
Helpfulness Cooperation could be allowed to fall under
generalizations ascribing one or other form of defeasible practical acceptability;
we could (in his terms) allow here conflicting grounds of
obligation, though not conflicting obligations. But with
respect to a perfect obligation or a strict obligation, like obligations to
tell the truth or to keep promises, this treatment is not available;
such obligations have to be thought of as matters of practical
law, as falling (that is) under generalizations which invoke full (unqualified)
practical acceptability. Grice suspects that Kant takes this
position partly from certain theoretical considerations and partly because Kant
feels that, if Kant allows the possibility of an exception in such a case,
allowed the 'must' to become an 'ought' — in the vernacular sense —, Kant would
be failing to capture the stringency which Kant feels to attach to a particular
case of *perfect* obligation. Kant’s 'hard line' in this
matter has brought down on his head a modicum of ridicule, in respect of his
well-known contention that one should tell the truth — try to make your
conversational move one that is true — do not say what you believe to be false
— even to a would-be murderer searching for his intended victim.
It seems to Grice that one could honour Kant's non-theoretical motivation, and
at the same time save him from ridicule, by an application of the licence which
Grice has sketched. Grice has not yet attempted to
characterize the form of 'moral' acceptability, but let us suppose that, in the
first instance, it differs from the practical acceptability which Grice has
distinguished in that the generalizations associated with them omit, from their
antecedents, any 'volitive" sub-clause. A moral acceptability
is of the form Acc (F Ex;! Gx). Now it
would be quite open to us to maintain that even the generalizations connected
with 'perfect obligation' are of the ceteris paribus variety;
and so to be expressed in terms of ought"' But that, at
the same time, it very often happens that, with respect to a particular case,
we know that none of the sometimes defeating features applies; and so that,
with respect to such cases, one is authorized to shift from ought"' to
'must*. This seems to Grice to be not only a position which
would both preserve Kant's intuition and save him from ridicule, but to be also
a position of considerable plausibility. Grice should like to
begin the final section with a reminder of, and a slight enlargement upon, a
fragment of his discussion of modes.. Speaking from a
genitorial' point of view — For a discussion of the "genitorial
point of view", see Grice, "Reply to Richards", in
Philosophical Grounds of Rationality: Intentions, Cateyories, Ends (Oxford —
Grice would regard reasoning as a faculty for enlarging our acceptances by the
application of forms of transition, from a set of acceptances to a further
acceptance, which are such as to ensure the transmission of value — validity —
from premisses to conclusion, should such value attach to the premisses.
By 'value' Grice means some property which is of value — of a
certain kind of value, no doubt. Truth is one such property, but
it may not be the only one; and we have now reached a point at which we can
identify another, namely, practical value or goodness. So
each of these should be thought of as special cases of a more general notion of
satisfactoriness. Let us work out a little more fully, though
abstractly, how such a treatment might be constructed. We have
sentence-radicals which qualify for 'radical truth" or 'radical falsity';
some of those which so qualify, also qualify for ‘radical goodness' or 'radical
badness' We have judicative sentences (*F'-sentences) which
are assigned truth (or falsity) just in case their radicals qualify for radical
truth (or radical falsity); and we have volitive sentences
(!' sentences) which are assigned practical value (or disvalue) just in case
their radicals qualify for radical *goodness* (or badness).
Since the sentential forms will indicate which kind of value is involved,
we can use the generic term 'satisfactory. We import into the
object-language the phrases 'It is true that'
and ' It is good that'; 'It is true that
- P' is to be satisfactory qua true just in case '- p' is satisfactory qua true;
and ' it is *good* that! p' is to be
satisfactory qua true just in case '! p'
is satisfactory qua having practical value. We
introduce 'it is acceptable that' with
the syntactical provisions which Grice has been using. on the
practical side, "It is acceptable that! p'
will be true just in case 'it is *good* that !
p' is true. We could now, if we wished,
introduce generalized versions of some standard binary connectives.
using 'ф' and "y' to represent
sentences, in either mode, we could stipulate that To & w
is satisfactory just in case @ is satisfactory and ly is
satisfactory; To or un is satisfactory
just in case one of the pair, o and y" is satisfactory,
and To → y is satisfactory just in case
either @ is unsatisfactory or V is satisfactory. There are,
however, a number of points to be made. It is not fully clear to
Grice just how strong the motivation would be for introducing such connectives,
nor whether, if they are introduced, restrictions should not be imposed.
The problematic examples will be, of course, the mixed ones: those
in which one clause is judicative and the other volitive. It seems
natural to look for guidance from ordinary speech. “The beast
is filthy and don't (I shan't) touch it" seems
all right, but Don't touch the beast and it is
filthy" seems dubious, and " Touch
the beast and it will bite you' while idiomatic, is NOT a
conjunction, nor a genuine invitation to touch the beast.
And " Either he is taking a bath or leave the bathroom
door open" is perhaps intelligible, but
"Leave the bathroom door open or he is taking a bath"
seems considerably less so. It is perhaps worth noting
that, in unmixed cases, satisfactoriness would be specifiable either as
satisfactoriness qua truth or as satisfactoriness qua practical value.
But, for mixed cases, no such specification would be available — unless
we make a special stipulation — for example, that the volitive mode is to be
dominant. The real crunch comes, however, with negation — which Grice has been
carefully ignoring. Not + p might perhaps be treated
as equivalent to '† not-p', but what
about 'Not ! p'? What do we say in cases
like, perhaps, Let it be that I now put my hand on my head"
or "Let it be that my bicycle faces
north", in which, at least on occasion, it seems to be
that neither '! A' nor
nor"! - A' is either satisfactory or
unsatisfactory? What value do we assign to '- ! A' and to
'-! - A? Do we proscribe the forms altogether for all
cases? But that would seem to be a pity, since
'- 1 - A seems to be quite promising as a
representation for you may (permissive) do A;
that is, I signify my refusal to prohibit your doing A.
Do we disallow embedding of these forms? But that —
again if we use them to represent 'may' — seems too restrictive.
Again, if"! A' is neither
satisfactory nor unsatisfactory, do we assign a third 'value to
"! A' — practically neuter' — or do we say that
we have a 'practical value gap? These and other such problems would
require careful consideration. But Grice cannot see that they
would prove insoluble, any more than analogous problems connected with
presupposition qua entailment or conversational implicature are
insoluble. in the latter case, the difficulty is not so much to
find a solution as to select the best solution from those which present
themselves. H. P. Grice. Of those who are
approximately Grice’s contemporaries, Quine is one of the very few to whom
Grice feels that Grice owes the deepest of debts, the debt which is owed to
someone from whom one has learned something very important about how philosophy
should be done, and who has, in consequence, helped to shape one's own mode of
thinking. Grice hopes that Quine will not think it inappropriate that Grice’s
offering on this occasion should take the form not of a direct discussion of
some part of Quine’s essay, “Word and Object,” but rather of an attempt to explore
an *alternative* to one of Quine’s central positions, viz. his advocacy of the
idea of the general eliminability of this or that singular term, including this
or that name. Grice hopes, also, that Quine will not be too shocked
by Grice’s temerity in venturing into areas where Grice’s lack of expertise in
formal logic is only too likely to be exposed. Grice has done his
best to protect himself by consulting those who are in a position to advise
him. They have suggested ideas for Grice to work on and have corrected
some of Grice’s mistakes, but it would be too much to hope that none
remain. It seems to Grice that there are certain quite natural
inclinations which have an obvious bearing on the construction of a
“subject-predicate” calculus. They are as follows.
To admit a constant for this or that infividual. That is,
is to admit this or that name, or its representation. To allow that, sometimes, a
name, like "Pegasus", is not the name of any existent thing.
A name may be sometimes 'vacuous. In the light of this, to
allow the constant of an individual to lack a designatum, so that a sentence
about Pegasus may be represented in the system. To regard “Fa” and ~ Fa as
'strong' contradictories. To suppose, that is, that one must be
true and the other false in any conceivable state of the world. To
hold that, if Pegasus does not exist, “Pegasus does not fly" — or "It
is not the case that Pegasus flies" — will be true, while "Pegasus
flies" will be false. To allow the inference rules Universal instantiation
and Existential generalisation to hold generally, without special restriction,
with respect to formulae containing the constant of an individual.
To admit the law of identity ((Vx) x=*) as a theorem. To suppose
that, if is derivable from , any statement represented by $ entails a
corresponding statement represented by f. It is obviously
difficult to accommodate all of these inclinations. Given [by (7)]
(x)x=x we can, given given derive first a =a by universal instantiation and
then (3x)x=a by existential generalisation It is natural to take (3x)x=a as a
representation of 'a exists'. So given (2) and (3), a
representation of a false existential statement — "Pegasus exists' — will
be a theorem. Given (6), we may derive, by Existential
generalisation, Sx) ~ Ex from ~ Fa. Given (3), this seemingly
licenses an inference from "It is not the case that
Pegasus flies." to "It is not the case that
something flies.” But such an inference *seems* illegitimate if,
by (5), "It is not the case that Pegasus flies.”
is true if Pegasus does not exist — as (2) allows. One
should not be able, it *seems*, to assert that it is not the case that
something flies on the basis of the truth of a statement to the effect that it
is not the case that a certain admittedly non-existent thing flies.
To meet such difficulties as these, various manoeuvres are available,
which include the following. To insist that a proper name N is only
admissible as a substituend for a constant of an individual. ‘N’
is only classifiable as a name, in a certain appropriate sense of 'name', if N
has a bearer. So "Pegasus" is eliminated as a
substituend, and our third inclination is rejected. To say that a statement of the
form Fa or again one of the form ~ Fa presupposes — implicates? — the existence
of a thing named by a. Such statements lack a truth-value if there
is no such thing. The fourth and fifth Inclinations are
rejected. To *exclude* a constant of an individual from the
system, treating an ordinary name as being reducible to a definite
description. The first inclination is rejected. To
hold that "Pegasus" does have a bearer, a bearer which has being,
though it does not exist, and to regard (3.x) Fx as entailing not the
existence, but only the being of something which is F. The
second Inclination is rejected. To allow Universal instantiation
and Existential generalisation only in conjunction with an additional premise,
such as Ela, which represents a statement to the effect that an exists.
The sixth Inclination is rejected. To admit a constant of an
infividual, to allow it to lack a designatum, and to retain normal universal
instantiation and Existential generalisation, but hold that an inference made
in natural discourse in accordance with this inference-licence provided by the
system is made subject to the 'marginal' extra-systematic assumption that every
name which occurs in the expression of such an inference has a bearer.
This amounts, Grice thinks, to the substitution of the concept of
entailing subject to assumption A' for the simple concept of entailment in
one's account of the logical relation between the premises and the conclusions
of such inferences. The eighth Inclination is rejected.
Grice does not, in this essay, intend to discuss the merits or demerits
of any of the proposals which he has just listed. Instead,
Grice wishes to investigate the possibility of adhering to all of the
inclinations mentioned at the outset; of, after all, at least in a certain
sense keeping everything. Grice should emphasize that he
does not regard himself as committed to the suggestion which Grice shall
endeavour to develop. Grice’s purpose is exploratory.
The suggestion with which Grice is concerned involves the presentation and
discussion of a first-order subject-predicate calculus — which Myro calls G-hp
— the construction of which is based on a desire to achieve two goals:
to distinguish two readings of the sentence "It is not the case
that Pegasus flies” — and of this or other sentence containing the name
"Pegasus" which does not *explicitly* involve any negation-device —
and to provide a formal representation of these readings.
The projected readings of It is not the case that
Pegasus flies S, are such that on one of them
it is not the case that an *utterance* of S, can be true, given that Pegasus
does not exist and never has existed. On the other interpretation,
an utterance of S, will be true just because Pegasus does not exist.
To allow the unqualified validity, on either reading, of a step
from the assertion of S, to the assertion, suitably interpreted, of
"Something [viz., Pegasus] does not fly" (S2). More
fully, G-hp is designed to have the following properties. Universal instantiation and
Existential generalisation will hold without restriction with respect to any
formula & containing a constant of an individual « [Ф(c)]; no additional premise is to be required.
The steps licensed by universal instantiation and existential
generalisation will not be subject to a marginal assumption or pretence that a
name occurring in such steps has a bearer. For some (a), $ will be true on
interpretations of G-hp which assign no designatum to a, and some such (a) will
be theorems of G-hp. It will be possible, with respect to any @ (a), to
decide on formal grounds whether or not its truth requires that a should have a
designatun. It will be possible to find, in G-hp, a representation
of a sentences such as "Pegasus exists". There will be
an extension of G-hp in which identity is represented. The double
interpretation of S, may be informally clarified as follows. If S,
is taken to say that Pegasus has the property of being something which does not
fly, S, is false — since it cannot be true that a nonexistent thing has a
property. But if S, is taken to *deny* that Pegasus has the
property of being something which flies, S, is true — for the reason
given in explaining why, on the first interpretation, $, is false.
It seems to be natural to regard this distinction as a distinction between this
or that SCOPE of the name "Pegasus". In the case
of a connective, a difference in SCOPE mirror the order in which the connective
is introduced in the building up of a formula [the application of formation
rules. The difference between the two interpretations of S, can be
represented as the difference between regarding S, as being (i)
the result of substituting "Pegasus" for "x" in
"x does not fly" — negation having already been introduced —
or ii) the result of
*denying* the result of substituting "Pegasus" for "x" in
"x flies" — the name being introduced before negation.
To deal with this distinction, and to preserve the unrestricted application of
universal instantiation and existential generalisation, G-hp incorporates the
following features: A Normal set of parentheses is replaced by a
NUMERICAL subscripts which is appended to a logical constants and to a
quantifier, and which indicates scope-precedence: the higher the
subscript, the larger the scope. A numerical Subscript is attached
also to the constant of ann individual and to a bound variable as an indicator
of scope. For convenience a numerical subscript is also attached
to a predicate-constant and to a propositional letter. There
will be a distinction between a and
b) ~, F,a,. a) will represent the reading of S, in
which S, is false if Pegasus does not exist; in (a) "a"
has maximal scope. In (b) "a" has minimal scope,
and the non-existence of a will be a sufficient condition for the truth of
(b). So (b) may be taken to represent the second reading of
S,. To give further illustration of the working of the
numerical subscript notation, in the formula Faz→, Gava H,bs 'v' takes
precedence over*→*, and while the scope of each occurrence of "a" is
the atomic sub-formula containing that occurrence, the scope of "b"
is the whole formula. The effect of extending an indicator of
syntactical scope to a constant of an infividusl is to provide for a
formational operation, viz., the substitution of a constant of a infividual for
a free variable. The formation rules ensure that
quantification takes place only after this operation has been performed.
A BOUND variable will then retain the subscripts attaching to the
individual constants which quantification eliminates. The
following formational stages will be, for example, involved in the building of
a simple quantificational formula There will be, then, a
distinction between 3x4 ~ 2 Fixa, and (a) will, in Q, be derivable
from ~, F,a,, but not from ~ , F,az; ( b) will be derivable
directly (by E.G.) only from ~, Faz, though it will bederivable indirectly from
~, Fag. This distinction will be further discussed.
Though it is not essential to do so, Grice has in fact adapted a feature
of the system set out in Mates's Elementary Logic. A free variable
does not occur in a derivation, and universal instantiation always involves the
replacement of one or more subscripted occurrences of a bound variable by one
or more correspondingly subscripted occurrences of a constant of an
individual.. Indeed, such an expression as Fix and G,xzV, is not a
formula of G-hp — though to refer to it Grice defines the expression
"segment.” Each F,x and G,xy is a formula, but the sole
function of the free variable is to allow the introduction of a the constant of
an individual at different formational stages. Faz→, G,agV 4 H, is
admitted as a formula so that one may obtain from it a formula giving maximal
scope to "b", viz., the formula A Closed formula of a
predicate calculus may be looked upon in two different ways.
A symbol of the system may be thought of as a lexical item in an
artificial language, like Deutero-Esperanto. An Actual lexical
entry (a lexical rule) is provided only for a logical constant and a
quantifier; On this view, an atomic formula in a normal calculus,
for example Fa will be a *categorical*
subject-predicate sentence in that language. Alternatively,
a formula may be thought of as the structure underlying, and exemplified by,
sentences in a language such as Italian or English the actual lexical item of
which is left unidentified. On this view, the formula Fav Gb
will be a structure exemplified by a sub-class of the sentences which exemplify
the structure Fa. The method of subscripting adopted in G-hp
reflects the first of these approaches; In an atomic formula, the
subscripts on the constant of an individual is always higher than that on the
*predicate* constant, in consonance with the fact that an affirmative
*categorical* *subject*-predicate sentence, like
"Socrates is wise" or — name in subject position
"*Bellerophon* rode *Pegasus*” — name in subject position and in object
position after transitive verb. implies the non-vacuousness of the
names which it contains. Had Grice adopted the second approach,
Grice should have had to allow not only F,az, etc., but also Fa,, etc., as
formulae; Grice should have had to provide an atomic formula
which would have a substitution instance, e.g., F,a,→ G,b, in which the scope
of the individual constants does not embrace the whole formula. The
second approach, however, could be accommodated with appropriate changes.
The significance of a numerical subscript is purely ordinal.
So for example, ~ Fa, and ~17 Fa, will be equivalent.
More generally, any pair of "isomorphs" will be equivalent, and
G-ho contains a rule providing for the interderivability of isomorphs.
and & will be isomorphs iff ( 1) subscripts
apart, @ and ( are identical, and (2) relations of magnitude
(=, <,>) holding between any pair of subscripts in @ are preserved
between the corresponding pair of subscripts in & [the subscripts in &
mirror those in @ in respect of relative magnitudes. Parsons
suggests to Grice a notation in which Grice would avoid the necessity for such
a rule, and has provided me with an axiom-set for a system embodying it which
appears to be equivalent to G-hp. Myro makes a similar
proposal. The idea is to adopt the notation employed in
Whitehead’s and Russell’s Principia Mathematica for indicating the scope of a
definite description. Instead of an ordinal numerical subscript,
normal parentheses are retained and the scope of an individual constant or
bound variable is indicated by an occurrence of the constant or variable within
a set of a SQUARE-BRACKET, followed by parentheses which mark the scope
boundaries. So the distinction between ~, F,a, and ~, Fa, is
replaced by the distinction between ~[a] (Fa)
and [a] (~Fa); and the distinction
between Jxy~,F,x2 and 3xa~,F,x, is replaced by the distinction between
(x) (~ [x] (Ex)) and (3x) ([x] (~ Fx)). Parson's notation
may well be found more perspicuous than Grice’s, and it may be that Grice
should have adopted it for the purposes of his essay, though Grice must confess
to liking the obviousness of the link between a subscript and a
formation-rule. The notion of syntactical scope may now be
precisely defined for G-hp. If y be a logical constant or quantifier occurring in
a closed formula , the scope of an occurrence of y is the largest formula in @ which
(a) contains the occurrence of n, (b) does not contain an occurrence a logical
constant or quantifier bearing a higher subscript than that which attaches to
the occurrence of „. If , be a term (individual constant or bound
variable), the scope of , is the largest segment of @ which (a) contains the
occurrence of n, (b) does not contain an occurrence of a logical
constant bearing a higher subscript than that which attaches to the occurrence
of n. A segment is a sequence of symbols which is either (a) a
formula or (b) the result of substituting subscript-preserving occurrences
ofvariables for one or more occurrences of individual constants in a
formula. We may now define the important related notion of
"dominance". A term 0 dominates a segment @ ift @
falls within the scope of at least one of the occurrences, in , of 0.
In other words, 0 dominates @ if at least one occurrence of 0 in @
bears a subscript higher than that attaching to any logical constant in
@. Dominance is intimately connected with existential
commitment, as will be explained. If "n" denotes a
symbol of G-ho, “y." denotes the result of attaching, to that symbol, a
subscript denoting n. "Ф(c, a)"= a formula @
containing occurrences of an individual constant a, each such occurrence being
either an occurrence of aj, or of..., or of o'. [Similarly, if
desired, for "$(ap,...w,)", where "o" ('omega') denotes a
variable.] "Ф" ="a formula, the
highest subscript within which denotes n". If 0, and 0, are
terms (individual constants or bound variables). *(02/0,) -the
result of replacing each occurrence of 0, in d by an occurrence of 0z, while
preserving subscripts at substitution-points'. The upper symbol
indicates the substituend.] A subscripted n-ary predicate constant followed by n
unsubscripted variables; a subscripted propositional letter. If i is a formula, $(*,+m/∞) is
a formula. If is a formula, Vo+Ф(∞/«) is a formula. [NB:
Substitutions are to preserve subscripts.] If m is a formula, 3c, +Ф (∞/x) is a formula. [NB: Substitutions are to
preserve subscripts.] If » is a formula, ~+m is a formula. If i-m and to-n are formulae, ф 8,4, ф. 4, ф→, 4 are formulae. is a formula only if it can be shown, by application
of (1)-(6), that p is a formula. [Ass] Any formula may be
assumed at any point. ....中トリャー」&』~コース♥ローキーは。... ф*+~+ ф'.「「ゆく。♥[m-n
v+] etnml)-*-nYa 0 v -] 1f(1) 4[-m)»Ф Хра- 17+ ф₴ ・がトら、ф° 4) ф' M → +, CP] If Ф(п-и]- 41-…・・ロートスin-ns then o [V+] If v*,... w*F then
v'.... v*+V@n+m $ (w/∞), provided that a does not occur in ' [V-]V,Ф+ф(x∞), provided that Vo, is the
scope of Va. (*+) +30,+mV, where v is like except that, if an
occurs in ф, at least one such occurrence
is replaced in & by an occurrence of . (В-)Зо„Ф, x'... x*Hy if (a/0), x'... x*H/, provided that 3c,ф is the scope of 3o, that a does not occur in any of , x',.... x*, v.
All substitutions referred to in (10)-(13) will preserve
sub-scripts. Rules (I) (13) are not peculiar to G-ho, except
insofar as they provide for the use of numerical subscripts as substitutes for
parentheses. The role of term-subscripts has so far been ignored.
The following three rules do not ignore the role of
term-subscripts, and are special to Q. [Dom +]If(1) a dominates
, p,x,Rtw(a)0), (3) ф, x). x'+* ((2, +m/c,),... (Фк+п/ок)) [m. п> 0]. NB. v,
thus altered, must remain a formula; for example, a must not acquire a
subscript already attaching to a symbol other than x.] This
provides for the raising of subscripts on a in 4, including the case in which
initially non-dominant a comes to dominate f. A subscript on an
occurrence of a may always be lowered.] [Iso] If @ and y are
isomorphs, @+v. If a dominates @, for any interpretation Z, @ will
be true on Z only if a is non-vacuous (only if Ta+exists? is true, where '+' is
a concatenation-symbol). If a does not dominate , it may
still be the case that @ is true only if a is non-vacuous (for example if
@="~, ~3 F,az" or ="FazV, G,az", though not if
="F,a→,G,az"). Whether or not it is the case will
be formally decidable. Let us abbreviate " is true only
if a is non-vacuous" as "ф is E-committal for
&". The conditions in which ф is E-committal for a can be specified recursively: (1)If a
dominates , is E-committal for a. (2) If =~,~=-mV, and is
E-committal for a, then @ is E-committal for a. 3) If =v&,x,
and either or x is E-committal for a, then $ is E-committal for a.
4) If =v.x, and both y and & are E-committal for a, then ф is E-committal for a. 5) If =→x, and
both ~_* and z are E-committal for a, then ф is E-committal for a [in being greater than the number denoted by any
non-term-subscript in 4]. If =Vo, or 3o,v, and (B/∞) is
E-committal for x, then ф is E-committal for a.
Since Fja, → ,F,a, is true whether or not "a" is vacuous, the
truth of F,a,→, Fa, (in which "a" has become dominant) requires only
that a exists, and so the latter formula may be taken as one representation of
"a exists". More generally, if (for some n) a is
the only individual constant in » (x) and =→n-m @ may be taken as a
representation of Ta + exists? An 3-quantified formula 3o,ф will represent a claim that there exists an object
which satisfied the condition specified in ¢ iff (a/∞) is E-com-mittal for
o. To illustrate this point, compare (i) 3x4~, Fix,
and (ii) ヨxュ~3Fix2. Since ~, Fa, is E-committal for
"a" (is true only if a exists) while ~, F,a, is not E-committal for
"a", (i) can, and ii) cannot, be read as a claim that there exists
something which is not F. The idea which lies behind the
treatment of quantification in G-ho is that while i) and ii) may be taken as
representing different senses or different interpretations of "something
is not F" or of "there is something which is not F", these
locutions must be distinguished from "there exists something which is not
F"', which is represented only by (i). The degree of
appeal which G-hp will have, as a model for natural discourse, will depend on
one's willingness to distinguish, for example, "There is something such
that it is not the case that it flies" from
There is something such that it is something which does not
fly", and to hold that ( a) is justified
by its being false that Pegasus flies, while ( b) can be justified
only by its being true of some actual thing that it does not fly.
This distinction will be further discussed. Immediately,
however, it must be made clear that to accept G-hp as a model for natural
discourse is not to accept a Meinongian viewpoint; it is not
to subscribe to the idea of a duality, or plurality, of 'modes of being'.
Acceptance of G-hp as a model might be expected to lead one to hold that
while some sentences of the form "Russell _" will be interpretable in
such a way as i) to be true, and (ii) to entail not merely "there is
something which _ " but also "there exists something which __",
sentences of the form "Pegasus _ " will, if interpreted so as to be true,
entail only "there is something which _-". But
from this it would be quite illegitimate to conclude that while Russell both
exists and is — or has being —, Pegasus merely is — or has being.
"Exists" has a licensed occurrence both in the form of expression
"there exists something which " and in the form of expression "a
exists"; "is" has a licensed occurrence in
the form of expression "there is something which ___", but not in the
form "a is". G-hp creates no ontological
jungle. It would not be surprising if the combination of the
admissibility, according to the natural interpretation of G-ho, of appropriate
readings of the inference-patternsa does not exist a is not F and (2) a is
(not) F something is (not) F have to be regarded as G-Jo’s most
counter-intuitive feature. Consider the following dialogue between
A and B at a cocktail party: Is Bloggs here tonight?
Bloggs? You know, the Merseyside stock-broker who last month
climbed Mt. Everest on hands and knees. Oh! Well no, Bloggs isn't
here. How do you know Bloggs isn't here? *That*
Bloggs doesn't exist; he was invented by the journalists. So
someone isn't at this party. Didn't you *hear* me _say_ that
Bloggs does not exist? I heard you quite distinctly. Are *you*
under the impression that _you_ did heard me *say* that there exists a person
who isn't at this party? B, in his remarks, seemingly accepts not
only inference-pattern (I) but also inference-pattern (2). The
ludicrous aspects of this dialogue need to be accounted for.
The obvious explanation is, of course, that the step on which B relies is
at best dubious, while the step which A adds to it is patently
illegitimate. If we accept the first pattern, we should not also
accept the second pattern. But there is another possible
explanation, namely that (i given (P) "a does not exist and so a is not
F" the putative conclusion from (P), Something is not
F" C), is strictly speaking (on one reading) true,
but Given that (P) is true, there will be something LITERALLY
true, yet wrong, odd, or misleading about saying or asserting (C).
Ignoring such a distinction having proved a common mistake on the part of some
philosophers. In relation to this alternative explanation, there
are two cases to con- a) that in which the
utterer of (C) believes — or knows — that a does not exist, and advances (C) on
the strength of this belief or knowledge. But the non-existence of
a is not public knowledge, at least so far as the utterere’s addressee is
concerned (b) that which differs from (a) in that all parties to
the talk-exchange are aware, or think, that a does not exist.
Case (a) will not, perhaps, present too great difficulties.
If there is a sense of " Something is not F"
such that for this to be true some real thing must fail to be F,
the knowledge that in this sense something is not F will be much more useful
than the knowledge that something is not F in the other (weaker) sense;
and ceteris paribus one would suppose the
more useful sense of (C) to be the more popular, and so, in
the absence of counter-indications, to be the one employed by someone who
utters (C). Which being the case, to utter (C) on the
strength of the non-existence of a will be LITERALLY TRUE if misleading.
Case (b) is less easy for the alternative explanation to handle, and
Grice’s dialogue is designed to be an example of case (b).
There is a general consideration to be borne in mind, namely that
it will be very unplausible to hold both that there exists a
particular interpretation, or sense, of an expression E,
and that to use E in this sense, or
interpretation, is always to do something which is *conversationally*
objectionable. So the alternative explanation will have (l)
to say why such a case (b) example as that provided by the dialogue *is*
conversationally objectionable, (2) to offer some examples, which should
presumably be case (b) examples, in which the utterance of (C), bearing the
putative weaker interpretation would be conversationally *innocuous.*
These tasks might be attempted as follows. To say
" Something is such-and-such"
Or It is not the case that something is such-and-such
might be expected to have one or other of two conversational
purposes; either to show that it is possible (not) to be
such-and-such, countering (perhaps in anticipation) the
thesis that nothing is even (not) such-and-such, or
to provide a prelude to the specification, perhaps after a query,
of an item which is (not) such-and-such. A's remark —
So, it is not the case that someone is at this party.
— cannot have either of these purposes. First, Bloggs has
already been agreed by A and B NOT to exist. And so, the utterance
cannot provide a counter-example to any envisaged thesis that every member of a
certain set — e. g. leading local business men — is at the party.
Bloggs, being non-existent, is not a member of any set.
Second, it is clear that A's remark is advanced on the strength of the belief
that Bloggs does not exist. So, whatever specification is relevant
has already been given. The following example might provide a
conversationally innocuous use of (C) bearing the weaker interpretation.
The cocktail party is a special one given by the Merseyside
Geographical Society for its members in honour of Bloggs, who was at the last
meeting *elected a member.* as a recognition of his reputed exploit.
A and B have been, before the party, discussing those who are
expected to attend it C has been listening, and is in the know
about Bloggs. Well, someone will not be at this party.
Who? Bloggs But it's in his honour!
That's as may be, but he doesn't exist; he was invented by the
journalists. Here C makes his initial remark (bearing putative
weak interpretation), intending to cite Bloggs in specification and to disclose
his non-existence. It should be made clear that Grice is not
trying to prove the existence or admissibility of a weaker interpretation for
(C). Grice is merely trying to show that the prima facie case for
it is strong enough to make investigation worth-while. If the
matter is worth investigation, the formulation of G-hp is one direction in
which such investigation should proceed, in order to see whether a systematic
formal representation of such a reading of "Something is (not) F" can
be constructed. As a further consideration in favour of the
acceptability of the weaker interpretation of "Something is (not) F",
let me present the following "slide": To say
Bloggs is at this party would be to say something
which is not true. To say It is not true that
Bloggs is at this party. would be to say something which is
true. To say It is not the case that Bloggs is at
this party. would be to say something which is true.
Bloggs is not at this party. Bloggs can be truly said not to be at
this party. Someone, viz. Bloggs, can be truly said not to be at
this party. Someone is not at this party, (viz. Bloggs.
It seems to Grice plausible to suppose that remark (I) could have been
uttered with truth and propriety, though with some *inelegance*, by B in the
circumstances of the first dialogue. It also seems to Grice
that there is sufficient difficulty in drawing a line before any one of remarks
(2) to (7), and claiming that to make that remark would be to make an
illegitimate transition from its legitimate predecessor, for it to be worth
considering whether one should not, given the non-existence of Bloggs, accept
all seven as being (strictly speaking) true. Slides are
dangerous instruments of proof, but it may be legitimate to use them to back up
a theoretical proposal. So far as Grice can see, there will be no
difficulty in formulating a system G-hp as an extension of G-hp which includes
identity.. In a classical *second*-order subject-predicate
calculus one would expect to find that the formula (VF)
(Fa→Fb) ( or the formula (VF) (Fa-›Fb))
is a definitional sub-stituend for, or at least is equivalent to, the
formula a = b Now in G-hp, the sequence Fa→Fb
will be incomplete, since subscripts are lacking, and there will be two
significantly different ways of introducing subscripts, (i F,as→2F,be and (ii)
Faz→, F,b,. In (i "a" and "b" are dominant,
and the existence of a and of b is implied; in ii)
this is not the case. This difference of subscripting
will reappear within a *second*-order predicate calculus which is an extension
of G-hp. we shall find both ( i) (a) VF,F,a,→, F,b,
and (ii) (a) VE,F,a2→4 F,b,. If we
introduce the symbol * into Q, we shall also find iii) VF, F,a,,F,ba and (iv)
VF,F,a,**F,b,. We may now ask whether we want to link the
identity of a and b with the truth of (iii) or with the truth of (iv), or with
both. If identity is linked with (iii)
any affirmative identity-formula involving a vacuous individual constant
will be false; If identity is linked with (iv) any
affirmative identity formula involving two vacuous individual constants will be
true. A natural course in this situation seems to be to admit to
G-hp two types of identity formula, one linked with (iii) and one with (iv),
particularly if one is willing to allow two interpretations of (for example)
the sentence Pegasus is identical with Pegasus"
on one of which the sentence is false because Pegasus does not exist, and on
the other of which the sentence is *true* because Pegasus does not exist
— just as "Pegasus is identical withBellerophon" will be
true because neither Pegasus nor Bellerophon exist). Cf the
null set and extensionalism. We cannot mark this distinction in
G-hp simply by introducing two different identity-signs, and distinguishing
between (say) a,=,b, and a,=, b3. Since in both these
formulae "a" and "b" are dominant, the formulae will be
true only if an and b exist. Just as the difference between
(iii) and (iv) lies in whether "a" and "b" are dominant or
non-dominant, so must the difference between the two classes of identity
formulae which we are endeavouring to express in G-hp. So G-hp
must contain both such formulae as az=,b, (strong' identity formulae) and such
formulae as aj=,b2 ('weak' identity formulae). To allow the
constant of an infividual to be non-dominant in a formula which is not
molecular will be a temporary departure from the practice so far adopted in
G-hp. but in view of the possibility of eventually defining
"=" in a *second*-order calculus which is an extension of G-hp one
may perhaps regard this departure as justified. Q' then might add
to G-ho one new symbol,
"="; two new formation rules; ' =,? is a formula, If aj+ =, Bj+,
is a formula, &,+ =-Bj+, is a formula, where m> j+k and m> j+
1. (c) two new inference-rules A-Vo,+,C0,-,-,0,-, [a weak identity
law] a, Be. ф+ф(Ba). There is substitutivity both on strong identity
and on weak identity. Grice hopes that these additions would be
adequate, though Grice has not taken steps to assure himself that they
are. Grice might add that to develop a representation of an
interesting weak notion of identity, one such that Pegasus will be identical
with Pegasus, but not with Bellerophon, I think that one would need a system
within which such a psychological notion, such as "it is believed
that,” is represented. The task of providing a semantics for Q
might, Grice thinks, be discharged in more than one way; the
procedure which Grice suggests will, Grice hopes, continue the following
features: it will be reasonably intuitive,
it will not contravene the philosophical ideas underlying the
construction of G-hp by, for example, invoking an imaginary or non-real
entitiy it will offer reasonable prospects for the provision of
proofs of the soundness and completeness of G-hp though Grice must defer the
discussion of these prospects to another occasion. The provision
of an interpretation Z for Q will involve the following steps: The
specification of a non-empty domain D, within which two sub-domains are to be
distinguished: the special sub-domain (which may be empty), the elements of
which will be each unit set in D whose element is also in D; and the residual
sub-domain, consisting of all elements of D which do not belong to the special
sub-domain. The assignment of each propositional letter either to
1 or to 0. The assignment of each -ary predicate constant y to a
set (the E-set of y) of ordered n-tuples, each of which has, as its elements,
elements of D. An E-set may be empty. The assignment of each
individual constant a to a single clement of D (the correlatum of a).
If the correlatum of a belongs to the special sub-domain, it will
be a unit-set whose element is also in D, and that element will be the designatum
of a. If the correlatum of a is not in the special
sub-domain, & will have no designatum. Grice has in mind
a special case of the fulfilment of step (4), in which every constant of an
individual has as its correlatum either an element of the special sub-domain or
the null-set. Such a method of assignment seems particularly
intuitive. If an individual constant a is, in Z, assigned to a
correlatum belonging to the special sub-domain, Grice shall say that the
assignment of a is efficient. If, in Z, all individual constants
are efficiently assigned, Grice shall say that Z is an efficient interpretation
of G-hp. It will be noted that, as Grice envisages them,
interpretations of G-hp will be of a non-standard type, in that a distinction
is made between the correlation of a constant of an individual and its
description. Every constant of ann individual is given a
correlatum, but only that which on a given interpretation is non-vacuous has,
on that interpretation, a designatum. Interpretations of this
kind may be called G-ho type interpretations. Grice uses the
expressions "Corr (1)" and "Corr (O)" as abbreviations,
respectively, for "correlated with 1" and "correlated with
0" *. By "atomic formula" Grice means a formula
consisting of a subscripted n-ary predicate constant followed by a subscripted
individual constant. Grice shall, initially, in defining
"Corr(1) on Z" ignore quantificational formulae. If ф is atomic, @ is CorrI) on Z iff i) each individual constant in has in Z
a designatum (i.e. its correlatum is a unit set in D whose element is also in
D), and ii) the designata of the individual constants in , taken in the order
in which the individual constants which designate them occur in , form an
ordered n-tuple which is in the E-set assigned in Z to the predicate constant
in ф. If no individual constant
dominates , is Corr(1) on Z ifl (i If =~,V, y is Corr(0) on
Z; If =v&,x. v and z are each Corr(1) on Z; If ф=wv. X, either or y is Corr(1) on Z; If
=/→,x, either is Corr(0) on Z or x is Corr(1) on Z If (x) is a closed formula in
which & is non-dominant, and if is like « except that & dominates $,
then is Corr(1) on Z iff i) v is Corr(1) on Z and (ii) a is efficiently
assigned in Z. If a closed formula is not Corr(1) on Z, then it is
Corr(0) on Z. To provide for quantificational formulae, some
further notions are required. An interpretation Z' is an
i.c.-variant of Z iff Z' differs from Z (if at all) only in that, for at least
one individual constant a, the correlatum of a in Z' is different from the
correlatum of a in Z. Z' is an efficiency-preserving i.c.-variant of Z iff
Z' is an i.c.-variant of Z and, for any a, if a is efficiently assigned in Z a
is also efficiently assigned in Z'. Z' is an
efficiency-quota-preserving i.c.-variant of Z iff Z' is an i.c.-variant of Z
and the number of individual constants efficiently assigned in Z' is not less
than the number efficiently assigned in Z.' Let us approach the
treatment of quantificational formulae by considering the 3-quantifier.
Suppose that, closely following Mates's procedure in his
“Elementary Logic,” we stipulate that Jw,ф is CorrI)
on Z iff $ (a'/∞)is Corr (1) on at least one i.c.-variant of Z, where a is the
first individual constant in Q. We assume that the
individual constants of Q can be ordered, and that some principle of ordering
has been selected. In other words, 3w,ф will be Corr(I) on Z iff, without altering the assignment in Z of any
predicate constant, there is some way of assigning &' so that ф (a/∞) is Corr(l) on that assignment.
Let us also suppose that we shall define validity in Q by stipulating
that @ is valid in Q iff, for any interpretation Z, ф is Corr(1) on Z. We are now faced with a problem.
Consider the "weak existential" formula 3x2~,
F,x,. If we proceed as we have just suggested, we shall be
forced to admit this formula as valid; if "a" is
the first individual constant in G-ho, we have only to provide a non-efficient
assignment for "a" to ensure that on that assignment ~, Fa, is
Corr(1); for any interpretation Z, some i.c.-variant of Z will provide such an
assignment for "a", and so 3x4~3 F,x2 will be CorrI) on Z.
But do we want to have to admit this formula as valid?
First, if it is valid, Grice is reasonably sure that G-ho, as it
stands, is incomplete, for Grice sees no way in which this formula can be
proved. Second, if in so far as we are inclined to regard
the natural language counterparts of valid formulae as expressing conceptual
truths, we shall have to say that e.g. It is not the case
that someone will be at this party If given the 'weak'
interpretation which it was supposed to bear in the imagined conversation, will
express a conceptual truth; while Grice’s argument does not
demand that the sentence in question express an exciting truth, Grice is not
sure that he welcomes quite the degree of triviality with which is now
threatened. It is possible, however, to avoid the admission of 3x,~,F,x2
as a valid formula by adopting a slightly different semantical rule for the
3-quantifier. We stipulate that 3o,$ is Corr(I) on Z iff @
(c'/co) is Corr(I) on at least one efficiency-preserving i.c.-variant of Z.
Some interpretations of G-hp will be efficient interpretations, in which
"a" will be efficiently assigned; and in any efficiency-preserving
i.c.-variant of such an interpretation "a" will remain efficiently
assigned; moreover among these efficient interpretations
there will be some in which the E-set assigned to "F" contains (to
speak with a slight looseness) the member of each unit-set belonging to the
special sub-domain. For any efficient interpretation in
which "p" is thus assigned, F,a, will be Corr(1), and ~ , F,a, will
be Corr(0), on all efficiency-preserving i.c. -variants. So
3x4~gF,xz will not be Corr(1) on all interpretations, i.e. will not be
valid. A similar result may be achieved by using the notion of an
efficiency-quota-preserving i.c.-variant instead of that of an efficiency-preserving
i.c.-variant; and the use of the former notion must be preferred for the
following reason. Suppose that we use the latter
notion;(ii)(iii)that "a?" is non-efficiently assigned in Z;
that "a" is the first individual constant, and is efficiently assigned
in Z that "F" includes in its extension the member of
each unit-set in the special sub-domain. ~, Faz is Corr(1)
on Z, and so (by E.G.) 3x2~, Fix, is Corr(1) on Z. But
"a" is efficiently assigned in Z, so ~g F,a, is Corr(0) on every
efficiency-preserving i.c.-variant of Z (since "F" includes in its
extension every designable object). So x~, F,*z is Corr(0)
on Z. This contradiction is avoided if we use the notion of
efficiency-quota-preserving i.c.-variant, since such a variant of Z may provide
a non-efficient assignment for an individual constant which is efficiently
assigned in Z itself; and so 3xz~, F,x, may be Corr(I) on Z even though
"a" is efficiently assigned in Z. So Grice adds to the
definition of "Cort(I) on Z", the following clauses:
If =Vo,k, is CorrI) on Z, iff V(a'/a) is Corr(1) on every
efficiency-quota-preserving i.c.-variant of Z. If ф =3o,/, is Corr(1) on Z iff y (x'/c) is Corr(1) on at
least one efficiency-quota-preserving i.c.-variant of Z. In each
clause, "a is to be taken as denoting the first individual constant in
Q.] Validity may be defined as follows: ф is valid in Q iff, for any interpretation Z, ф is Corr(1) on Z. Finally, we may, if we
like, say that p is true on Z iff p is CorrI) on Z. It might be
objected that, in setting up G-ho in such a way as to allow for the
representation of this or that vacuous name, Grice has ensured the abandonment,
at least in spirit, of one of the desiderata which Grice had in mind;
for(it might be suggested) if G-ho is extended so as to include a
Theory of Descriptions, the constant of an individual will be seen to be
indistinguishable, both syntactically and semantically, from an unanalysed
definite description; The constant of an individual will be
related to a representation of a description in very much the same way as a
propositional letter is related to a formula, having lost the feature which is
needed to distinguish it from a representation of a description, namely that of
being interpretable only by the assignment of a designatum. Grice
does not propose to prolong the essay by including the actual
presentation of an extension of G-ho which includes the representation of a
description, but Grice hopes to be able to say enough about how he envisages
such an extension to make it clear that there will be a formal difference
between the a constant of an individual of G-hp and a definite
description. It is a familiar fact that there are at least
two ways in which a notation for representing a definite description may be
developed within a classical system; one may represent
The haberdasher of Spurgeon is bald either by
(1) G(1x. Ex) or by ( 2) (9x. Fx) Gx; one
may, that is, treat "ix. Fx"
either as a term or as being analogous to a (restricted) quantifier.
The first method does not allow for the representation of a
difference in syntactical scope, so a general decision will have to be taken
with regard to the scope of a definite description, for example that they are
to have maximal scope. The second method does provide for
scope-distinctions; there will be a distinction between, for
example, (ix. Fx) ~ Gx and
~(1x. Fx) Gx. The apparatus of G-hp, however, will
allow us, if we wish, to combine the first method, that of representing a
definite description by a term, with the representation of differences of
scope; we can, if we like, distinguish between c.g.,
~,G,ax,F,x, and
~,G,1xgF,xz, and ensure that from the first formula we
may, and from the second we may not, derive E!, 1x, F,*2. We
might, alternatively, treat a description as syntactically analogous to a
restricted quantifier, if we so desire. Let us assume
(arbitrarily) that the first method is adopted, the scope-boundaries of a
descriptive term being, in each direction, the first operator with a higher
subscript than that borne by the iota-operator or the first sentential
boundary, whichever is nearer. Let us further assume, perhaps no
less arbitrarily, that the iota-operator is introduced as a defined expression,
so that such a formula as nitional substitution for the right-hand side of the
formulaG, xgF,x2→4G,x,F,x2, together with applications of the rules for
subscript-adjustment. Now, as Grice envisages the appropriate
extension of G-hp, the formal difference between a constant of an individual
and a descriptive term will lie in there being a legitimate step (by
Existential generalisation from a formula containing a non-dominant constant of
an individual to the related "weak' existential form,
e.g.. from ~, Faz to 3x4~, F,x2, while there will, for example, be no
analogous step from ~ G, 1x, Fxz to 3x4~, G,x2. Such a
distinction between a constant of an individusl and a descriptive term seems to
Grice to have, at least prima facie, a basis in intuition;
Grice has at least some inclination to say that, if
Spurgeon has no haberdasher, it would be TRUE, though no
doubt conversationally odd, to say "It is not the case
that Spurgeon's haberdasher is bald" (S),
even though no one has even suggested or imagined that Spurgeon has a
haberdasher; even though, that is, there is no answer to the
question who Spurgeon's haberdasher is or has been supposed to be, or to the
question WHOM the utterer means by the phrase " Spurgeon's
haberdasher." If that inclination is admissible, it
will naturally be accompanied by a reluctance to allow a step from S to
"Someone is not bald" (S,) even when
S, is given its 'weak' interpretation. Grice has, however,
already suggested that an utterance of the sentence " It is
not the case that *Spurgeon* — never mind his haberdasher — is bald
S') is not assessable for truth or falsity unless
something can be said about who *Spurgeon* — never mind his haberdasher — is or
is supposed to be; In which case the step from S' to S,
weakly interpreted, seems less unjustifiable. Grice can,
nevertheless, conceive of this argument's failing to produce conviction.
The following reply might be made: If one is
given the truth of S, on the basis of there being no one who is haberdasher to
Spurgeon, all one has to do is first to introduce a name, say 'Bill', laying
down that 'Bill' is to designate whoever is haberdasher to Spurgeon, then to
state, truly, that it is not the case that Bill is
bald — since there is no such person — and finally
to draw the conclusion, now legitimate, that
someone is not bald — on the 'weak' reading of that
sentence. If only a stroke of the pen, so to speak, is required to
legitimize the step from S to S, weakly interpreted, why not legitimize the
step directly, in which case the formal distinction in G-hp between a constant
of an individual and descriptive term must either disappear or else become
wholly arbitrary?" A full treatment of this reply would,
Grice suspects, be possible only within the framework of a discussion of
reference — not predication — too elaborate for the present occasion;
Grice can hope only to give an indication of one of the directions
in which Grice should have some inclination to proceed. It
has been observed that a distinction may be drawn between at least two ways in
which descriptive phrases may be employed. A group of men is
discussing the situation arising from the death of a business acquaintance,
Smith, of whose private life they know nothing, except that, as they think, he
lived extravagantly, with a household staff which included a butler.
One of them says Well, Smith’s butler will be
seeking a new position. Earlier, another group has just attended a
party at Smith’s house, at which their hats and coats were looked after by a
dignified individual in dark clothes and a wing-collar, a portly man with
protruding ears, whom they heard Smith addressing as "Old Boy", and
who at one point was discussing with an old lady the cultivation of vegetable
marrows. One of the group says Smith’s butler
got the hats and coats mixed up. The utterer in example (1) could,
without impropriety, have inserted after the descriptive phrase "Smith’s'
butler" the clause "whoever he may be". It
would require a *special circumstance* to make a corresponding insertion
appropriate in the case of example. On the other hand, we may say,
with respect to the second example, that some particular individual has
been 'described as', 'referred to as', or 'called' Smith’s butler by the
utterer. furthermore, any one who was in a position to point out
that Smith has no butler, and that the man with the protruding ears was Smith’s
*gardener* — or someone hired for the occasion — would also be in a position to
claim that the utterer had misdescribed that individual as Smith's
butler. No such comments are in place with respect to the
first example. A schematic generalized account of the difference
of type between examples (I) and (2) might proceed along the following
lines. Let us say that X has a dossier for a definite
description & if there is a set of this or that definite
description which includes &, all the members of which X
supposes (in one or other of the possible sense of 'suppose") to be
satisfied by one and the same item. In a type (2) case,
unlike a type (I) case, the utterer intends his addressee to think, via the
recognition that he is so intended, a) that the utterer has a
dossier for the definite description & which he has used, and (b)
that the utterer has aptly apositively alla Urmson selected from
this dossier at least partlyin the hope that his addresssee has a dossier for
& which 'overlaps' the utterer’s dossier for & (that is, shares a
substantial, or in some way specially favoured, subset with the utterer’s
dossier). In so far as the utterer expects his addressee to
recognise this intention, he must expect his addressee to think that in certain
circumstances the utterer will be prepared to replace the remark which he has
made (which contains 8) by a further remark in which some element in the
utterer’s dossier for & is substituted for d. The
standard circumstances in which it is to be supposed that the utterer would
make such a replacement will be (a) if the utterer comes to think that the
addressee either has no dossier for &, or has one which does not overlap
the utterer’s dossier for & (i.e., if the addressee appears not to have
identified the item which the speaker means or is talking about), (b) if the
utterer comes to think that & is a misfit in the utterer’s dossier for ,
i.e., that & is not, after all, satisfied by the same item as that which
satisfies the majority of, or each member of a specially favoured subset of,
the descriptions in the dossier. In example (2) the utterer
might come to think that Smith has no butler, or that though he has, it is not
the butler who is the portly man with the protruding ears, etc., and whom the
utterer thinks to have mixed up the hats and coats. (iii) If
in a type (2) case the utterer has used a descriptive phrase (e.g.,
"Smith’s butler") which in fact has no application, then what the
utterer has said will, strictly speaking, be false; the
truth-conditions for a type (2) statement, no less than for a type (I)
statement, can be thought of as being given by a Russellian account of a
definite description — with suitable provision for unexpressed restrictions, to
cover cases in which, example, someone uses the phrase "the table"
meaning thereby with the implicated quasi-demonstrative "the table in this
room.” But though what, in such a case, an utterer has said may be
false, what he *meant* or signifies may be true — for example, that a certain
particular individual [who is in fact Smith’s gardener] mixed up the hats and
coats). Disimplicature: meaning less than one explicitly
conveys. Let us introduce two auxiliary devices, ordinary and
capital let-ters, to indicate to which of the two specified modes of employment
a reported use of a descriptive phrase is to be assigned. If
I write "S said ' The Fis G', "Grice shall
indicate that S was using "the F" in a type (1), non-identificatory
way, whereas if I write "S said "THE F is G",' I shall indicate
that S was using "the F" in a type (2), identificatory way.
It is important to bear in mind that Grice is not suggesting that the
difference between these devices represents a difference in the meaning or
sense which a descriptive phrase may have on different occasions;
on the con-trary, Grice is suggesting that a descriptive phrase has no
relevant systematic duplicity of meaning or significance or signification or
Fregeian sense. Its meaning is given by a Russellian
account. We may now turn to names. In Grice’s
type (1) example, it might be that in view of the prospect of repeated
conversational occurrences of the expression “Smith’s butler," one of the
group would find it convenient to say "Let us call Smith’s
butler 'Bill'." Using the proposed supplementa-tion,
Grice can represent him as having remarked Let us call
Smith’s butler 'Bill'." Any subsequent remark
containing "Bill" will have the same truth-value as would have a
corresponding remark in which "Smith’s' butler" replaces
"Bill". If Smith has no butler, and if in
consequence it is false that Smith’s butler will be seeking a new position, it
will be false that Bill will be seeking a new position. In the
type (2) example, also, one of the group might have found it convenient to
say "Let us call Smith’s butler 'Bill',"
and his intentions might have been such as to make it a correct
representation of his remark for Grice to write that he said
Let us call SMITH’s BUTLER 'Bill'." If his remark
is correctly thus represented, it will nor be true that, in all
conceivable circumstances, a subsequent remark containing "Bill" will
have the same truth-value as would have a corresponding remark in which
"Bill" is replaced by "Smith’s butler".
For the person whom the utterer proposes to call "Bill" will be
the person whom he meant when he said "Let us call SMITH’S BUTLER
'Bill'," viz., the person who looked after the hats and coats, who was
addressed by Smith as "Old Boy", and so on; and if this person turns
out to have been Smith’s gardener and not Smith’s butler, it
may be true that Bill mixed up the hats and coats and false
that Smith’s butler mixed up the hats and coats.
Remarks of the form "Bill is such-and-such" will be
inflexibly or rigidly tied, as regards truth-value, not to possible remarks of
the form "Smith’s butler is such-and-such",
but to possible remarks of the form "The person whom X meant
when he said 'Let us call Smith’s butler "Bill"' is
such-and-such". It is important to note that, for a definite
description used in the explanation of a name to be employed in an
identificatory way, it is not required that the item which the explainer means
(is referring to) when he uses the description should actually exist.
A person may establish or explain a use for a name & by
saying “Let us call THE F &" or "THE F
iscalled &" even though every definite description
in his dossier for "the F" is vacuous; he may
*mistakenly* think, or merely deceitfully, of playfully — the loyalty examiner
— intend his addressee to think, that the elements in the dossier are
non-vacuous and are satisfied by a single item; and in
secondary or 'parasitic' types of case, as in the narration of, or commentary,
upon fiction, Hamlet saw his father Macbeth saw his
enemy that this is so may be something which the utterer
non-deceitfully pretends or feigns. So a name introduced or
explained in this way may be vacuous. Grice may now propound the
following argument in answer to the objection that any distinction in G-ho
between a constant of an individual and a descriptive term will be
arbitrary. For a given definite description 6, the
difference between a type 1 and type (2) employment is not to be construed as the
employment of o in one rather than another of two systematically different
senses of . A name a may be introduced either so as to be
inflexibly or rigidly tied, as regards the truth-value of utterances containing
it, to a given definite description ô, or so as to be not so tied (6 being
univocally employed); so the difference between the two ways
of introducing a may reasonably be regarded as involving a difference of sense
or meaning for a; a sense in which a may be said to be
equivalent to a definite description and a sense in which it may not.
It is, then, not arbitrary so
to design G-hp that a constant of an individual is to be regarded as
representing, among other linguistic items, a name used with one of their
possible kinds of meaning, namely that in which a name is not equivalent to a
definite description — e. G. Pickwick, Bunbury. Grice does not
propose to attempt the important task of extending G-hp so as to include the
representation of a psychological verb-phrase, but Grice should like to point
out a notational advantage which any such extension could be counted on to
possess. There are clearly at least two possible readings of
such a sentence as "sue wants someone to marry
her", one in which it might be paraphrased by
sue wants someone or other to marry her"
and another in which it might be paraphrased by Sue
wants a particular person to marry her" or by " There is
someone whom sue wants to marry her". Symbolizing
"a wants that p" by Wap, and using the apparatus of classical
predicate logic, we might hope to represent reading ( 1)by W°(3x)
(Fxa) and reading (2) by (x) (WªFxa). But suppose that Sue
wants Bunbury to marry her having been deceived into thinking that
her friend Betty has a highly delectable brother who goes by Bunbury though in
fact Betty Bunbury is an only child. In these circumstances
one is inclined to say that "sue wants someone to marry
her is true on reading (2), but we cannot now
represent reading (2) by (3x) (WªFxa), since Bunbury does not exist.
The apparatus of G-ho should provide us with distinct representations
for two familiar readings of sue wants Bunbury to marry
her , VIZ., (a) Wy F,ba, and (b) W9*F,b,a,.
Given that Bunbury does not exist only(b) can be true.
We should have available to us also three distinct 3-quantificational
forms (together with their isomorphs): (i)W93x,F,xzas;
(ii)(iii) Since in (iii) "x" does not dominate the
segment following the 3-quantifier, (iii) does not have existential force, and
is suitable therefore for representing "sue wants a particular person to
marry her" if we have to allow for the possibility that the particular
person does not actually exist. . [ and (ili) will be derivable
from each of (a) and (b): (ii) will be derivable only from (a).]
Grice has in this essay developed as strong a case as he can in support of the
method of treatment of a vacuous name which he has been expounding.
Whether in the end Grice should wish to espouse it would depend on the
outcome of further work on the notion of reference. Grice is
particularly indebted to Parsons and Boolos for some extremely helpful
correspondence, to Myro for countless illuminating suggestions and criticisms,
and to Mates for assistance provided both by word of mouth and via his book
Elementary Logic, on which Grice has drawn a good deal. Grice owes
the idea of this type of variant to Myro, whose invaluable help was essential
to the writing of this section. 9 c.g. by Donnellan, 'Reference
and Definite Descriptions', Philosophical Review; as may
perhaps be seen from what follows, Grice not sure that Grice is wholly
sympathetic towards the conclusions which Donnellsn — never mind Kripke —
and cf Grice’s friend Patton, draws from the existence of the distinction. h.
P. Grice The title which Grice chooses for thesse lectures
embodies, as he is sure you will have noticed, an ambiguity of a familiar type,
an act-object ambiguity. The title-phrase, The Conception of Value,
might refer to the item, whatever it may be, which one conceives, or conceives
of, when one entertains the notion of values. Again, it might
refer to the act, operation, or undertaking in which the entertainment of that
notion consists, and of which the conception (or concept) of value, in the
first sense, is the distinctive object. Grice’s introduction of this
ambiguity is not accidental: for the precise nature of the connection between,
on the one hand, the kind of thinking or mental state which is found, at least
in primary instances, when we make attributions of value, and, on the other,
the kind of item (if any) which serves as the characteristic object of such
thinking is a matter which I regard as quite central to a proper study of the
notion of value. Grice’s concern with it, moreover, is not an
idiosyncracy, but has been shared by very many of the philosophers who,
throughout the ages, have devoted themselves to this topic.
Indeed a full understanding of the relationship between this or that
fundamental form of thinking and the item, or class of items, which is, or at
least might claim to be, a counterpart in extra-mental reality of that form of
thinking seems to me a characteristic end of metaphysical enquiry.
So it will not, perhaps, surprise you when Grice suggests, first
that one should be ready to pay attention not
merely to the special (peculiar) character of the central questions about value
but also to their general character, that is, to their place on the map of
philosophical studies and their connection with other questions which are also
represented in that map; and second
that we should be ready, or even eager, if we
can, to provide any answers which may initially find favour in our eyes with a
suitable metaphysical backing. To do this might be a way,
and might even be the only way, to remove the bafflement of certain people (of
whom I know several) who are extremely able and highly sophisticated
philosophers, particularly in the region of metaphysics, but who say,
nevertheless, that they ‘really just don't understand ethics'.
Grice suspects that what these philosophers are lacking is not (of
course) any competence in practical decision-making, but rather a clear picture
(if one can be found) of the nature of ethical theorizing and of its proper
place in the taxonomy of the enquiries which make up philosophy.
To decide whether and to what extent the kind of global approach which Grice
has in mind would be appropriate in a treatment of fundamental problems about
the nature of value, it is obviously desirable to have a reasonably
well-defined identification of those problems. To judge from
the philosophical literature, prominent among such issues are questions
about the objectivity of value (or of values) and questions
about the possibility of defending or rebutting scepticism about value (or
values); and no sooner has so much been said than it becomes
evident that methodological uncertainties arise at the very outset of our
investigations. For it is far from clear whether the two
sets of questions to which Grice has just alluded are identical with one
another or distinct; are questions about objectivity the
same as, or different from, questions about the possible range of
scepticism? And if the questions are the same, which way do
the identities run? Is the case for scepticism to be equated
with the case for objectivity, or with the case against objectivity?
Grice himself, in these lectures, plan to pursue his investigation of
the conception of value by addressing himsdlf, in the nofirst instance, to
questions about objectivity in this region and to the relation of such
questions to questions about scepticism. And since Grice’s
own pre-reflective leanings are in the direction of some form or other of
objectivism, Grice shall, with at least a faint hope of determining whether
these leanings are defensible and (indeed) whether they are coherently
expressible, begin (but I hope not end) by considering the ideas of two
anti-objectivists. Today it is the turn of Mackie;
Then Grice turns to Bosanquet. 'There are no objective
values. — says Mackie. Let us try to outline
the steps which Mackie takes in order to elucidate and defend this 'bald
statement' (as he calls it) of his central thesis concerning the status of
Ethics. First of all, Mackie makes it clear that in denying
objectivity to values Mackie is not just talking about moral goodness, or moral
value (in the strictest sense of that phrase), but it referring to a
considerable range of items which could be called "values"; to items
which could be 'more loosely called moral values or disvalues, like 'rightness
and wrongness, duty, obligation, an action being rotten and contemptible, and
so on'; also to an unspecified range of non-moral values, 'notably aesthetic
ones, beauty and various kinds of artistic merit. Austin never
invited Mackie to the Saturday mornings — he would not invite colonials!
Mackie suggests that, so far as objectivity is concerned, 'much the same
considerations apply to aesthetic and to moral values, and there would be at
least some initial implausibility in a view which gave the one a different
status from the other'. Grice finds himself in some
uncertainty at this point about the extent of the range of values with the
status of which Mackie is concerned, and perhaps partly in consequence of this
uncertainty Grice is not sure whether Mackie’s suggestion is that, so far as
relates to objectivity, it is implausible not to assign the same status to
moral and to aesthetic values, or whether it is the seemingly much stronger
suggestion that, so far as relates to objectivity, plausibility calls for the
assignment of the same status to all values. Grice shall
return to this question. Mackie envisages three very different
reactions to his initial 'bald statement': that of those who see it
as false, pernicious, and a threat to morality; that of
those who see it as a trivial truth hardly worth mentioning or arguing for;
and finally that of those who regard it as meaningless or
empty', as raising no real issue. Before going further into
Mackie’s elaboration and defence of his anti-objectivist thesis, Grice shall
find it convenient to touch briefly on his treatment of the last of these
reactions. Mackie associates this reaction with Hare, who
claims not to understand what is meant by "the objectivity of values"
and not to have met anyone who does. Now HE was a regular at the Saturday
mornings, even after Austin’s demise. Hare succeeded Austin as
White’s professor of moral philosophy. Hare's position is that
there is a perfectly familiar activity or state called "thinking that some
act is wrong" to which subjectivists and objectivists are both alluding,
though the subjectivist calls this state "an attitude of disapproval"
while the objectivist calls it "a moral intuition".
These are just different names for the same kind of thing and neither can be
shown to be preferable to the other. As Grice understand
Mackie's understanding of Hare, this stand-off is ensured by the fact that the
subjectivist has at his disposal a counterpart move within his own theory for
every move which the objectivist may try to make in order to provide a
distinguishing, and justifying, mark for his view of values as objective.
The objectivist, for example, may urge that if one person declares eating
meat to be wrong and another declares it to be NOT wrong, they are, both in
reality and on his theory, contradicting each other: To
which the subjectivist may retort that though on some subjectivist accounts
they cannot, perhaps, be said to be contradicting each other, they can be said
to be negating (or disagreeing with) one another: If, for
example, one (A) is expressing or reporting the presence of disapproval of
meat-eating in himself (A), and the other (B) its absence in himself (B), this
would be a case of disagreement or negation; and who is to say that
contradiction rather than "negation" is what the facts demand?
Again, suppose the objectivist claims, with respect to the persons
A and B, one of whom thinks meat-eating wrong and the other of whom thinks it
not wrong, that he alone (not the subjectivist) is in a position to assert (as
we should wish to be able to assert) that one of them has to be wrong.
Hare's subjectivist, it seems, replies as follows: Someone (x) thinks that A
judges wrongly that meat-eating is wrong = x disapproves A's
judgement that meat-eating is wrong = x disapproves A's
disapproval of meat-eating = x non-disapproves meat-eating
→3 Someone x thinks that B judges wrongly that meat-eating is not
wrong = x disapproves B's judgement that meat-eating is not
wrong = x disapproves B's non-disapproval of meat-eating = x
disapproves of meat-eating (→) Any person x must either disapprove
or non-disapprove of meat-eating [disapproval might be either present or absent
in him]. So, The arrow is Grice’s shorthand way of
saying that Hare's subjectivist could hold all the above assertions to have the
same force, or that some are successively weaker than their predecessors.
No matter what the subjectivist holds on this point, the move from
(1), (2), (3), to (4) is invalid. Grice takes full advantage of
the convention of parentheses and apparently uses square brackets for his more
important parenthetical remarks. Any person x must judge that
either A or B judges wrongly. Hare adds the following further
consideration (quoted by Mackie): Think of one world into whose
fabric values are objectively built, and think of another in which those values
have been annihilated. And remember that in both worlds the
people ir hem go on being concerned about the same things—there is no
difference in the 'subjective' concern which people have for things, only in
their 'objective' value. Now I ask 'what is the difference
between the states of affairs in these two worlds?" Can
any answer be given except 'None whatever'? Mackie seems to Grice
not to handle very well this attempt at the dissolution of debates about
objectivity. Mackie concentrates on the final invocation of
the indistinguishability of the two worlds, the one with and the one without
objective values; and he makes three points against Hare.
Mackie’s first comment is that Hare's appeal to the two allegedly
indistinguishable worlds does not prove what Hare wants it to prove;
all that it does is to underline the point (made by Mackie
himself) that it is necessary to distinguish between first-order and
second-order ethics, and that the
judgements or other deliverances which fall within first-order ethics may be
maintained quite independently of any judgement for or against the objectivity
of values, which will fall within second-order ethics; it
does not show, as Hare would like it to, the emptiness or undecidability of
such questions about objectivity. That such questions are
not empty is, according to Mackie, indicated by his two further comments;
first, that were beliefs in
the objectivity of values admissible, they would provide us with a
justificatory backing for our valuations, which we shall otherwise be
without; and second, that
were the world stocked with objective values, we would have available to
us a seemingly simple way of acquiring or changing our directions of
concern; one could simply let the realities of the realm of
values influence one's attitudes, by 'letting one's thinking be controlled by
how things were'. Hare's failure to allow for such
considerations as these is laid by Mackie at the door of Hare's
"positivism", which is comparable with that of a Berkeleian who
insists that appearances might be just as they are whether or not a material
world lies behind them (or under them). Grice is
unimpressed. Mackie's first point relies crucially on a
deployment of a distinction between first- and second-order ethics which is a
central part of this theoretical armament, but whose nature and range of legitimate
employment Grice finds exceedingly obscure. Grice shall
postpone further comment until Grice returns to this element in Mackie's
apparatus. As for Mackie's other points,
"positivism" is, Grice agrees, a bad word, and accusatory
applications of it are good for an unreflective giggle. But
Grice suspects that many would regard an unverifiable backing for the propriety
of our concerns as being little better than no backing at all. And
while it might be held that objective values, should they exist, might exercise
an influence on our subjective states, it is by no means clear to me that this
is an idea which an objectivist would, or even should, regard with
favour. Mackie seems to me, moreover, to have missed the
real weakness in Hare's argument, at least, as presented by Mackie.
The execution of the second stage of Hare's “duplication procedure'
relies essentially, but not quite explicitly, on the idea that with regard to
any particular "content" , anyone must either disapprove @ or not
disapprove . This is indeed, as Hare says, a tautology, but
unfortunately it does not entail the premiss which he needs so that his
argument will go through. That premiss is that for any @, anyone
either has an attitude of disapproval with respect to @ or an attitude of
non-disapproval with respect to . This is *not* a tautology,
since absence of disapproval only amounts to an attitude of non-disapproval if
some further condition is also fulfilled, e.g. that the person concerned has
considered the matter. The upshot of this discussion is that Grice
is prepared to concede that Mackie is right, though not for the right reasons,
when Mackie claims that Hare's attempt to establish that there is no real issue
between objectivists and their opponents fails. To make this
concession, however, is to condemn only Hare's attempt to show that there is no
real issue. Grice remains perfectly free, should further argument
point that way, to revive a "dissolutionist" position in a new or
modified form. Grice turns now to the task of trying to
identify more precisely the thesis about which objectivists and
anti-objectivists are to be supposed to disagree. Grice starts by
trying to get clear about what Mackie regards as the thesis which, as an
anti-objectivist, he is concerned to maintain. First of all,
it is an important part of Mackie's position to uphold the existence of a
distinction between first-order and second-order topics (questions, ethical
judgements) and to claim that, though both first-order and second-order
questions may fall within the province of ethics, his anti-objectivist thesis,
like all questions about the status of ethics, is of a second-order rather than
a first-order kind. First-order ethical judgements are said
to include both such items as evaluative comments about particular actions, and
also broad general principles, like the principle that everyone should strive
for the general eudaemonia or that everyone should look after himself.
By contrast, 'a second-order statement would say what is going on
when someone makes a first-order statement, in particular whether such a
statement expresses a discovery or a decision, or it may make some point about
how we think and reason about moral matters, or put forward a view about the
meanings — or what an utterer may mean or signify — of various ethical
terms.’ Mackie holds there to be a considerable measure of
independence between the two realms (first-order and second-order);
in particular, "moral scepticism" may belong to either
of the two realms and 'one could be a second-order moral sceptic without being
a first-order one, or again the other way round. A man may
hold strong moral views, and indeed ones whose content is thoroughly
conventional, while believing that they are simply attitudes and policies with
regard to conduct that he and other people hold. Conversely, a man
may reject all established morality while believing it to be an objective truth
that all established morality is evil and corrupt. A second
salient feature of Mackie's version of anti-objectivism (or moral scepticism)
is that it is a negative thesis. It says that there do not
exist entities or relations of a certain kind, objective values or
requirements, which many people have believed to exist. On some
views which have been called objectivist, an objectivist position, despite its
positive guise, would turn out to be intelligible only as the denial of some
position which would bear the label of "subjectivist" , e.g. as the
denial of the contention that value statements are reducible to, or really
amount to, the expression of certain attitudes like approval or
disapproval. On such an interpretation, of the pair of
terms, "objectivism" and "subjectivism" (or
non-objectivism", if you like), it would be the latter term which would
be, perhaps despite a negative garb, what used to be called at Oxford, with
typical artless sexism, the "trouser-word". But,
for Mackie, "objectivist" is not a crypto-negative term.
A third salient feature is closely related to the foregoing;
The assertion or denial of objectivism is not, like some second-order ethical
theses, a semantic thesis (about the ‘meaning’ of value terms or the character
of value concepts — or what an utterer signifies — nor is it a logical thesis
(e.g. about the structure of certain types of argument), but it is an
ontological thesis; it asserts (or denies) the existence of
certain items in the world of reality. Fourth and last,
since Mackie's moral scepticism is proclaimed by him NOT to be a thesis about
the ‘meaning’ or what an utterer signifies — of what moral judgements or value
statements assert, but rather about the non-presence of certain items in the
real world, it seems to be open to Mackie to hold that the real existence of
values is implied by, or claimed in, what ordinary people think and say — ta
legomena — ordinary language vs. scepticism — , but is nevertheless not in fact
a feature of the world, with the result that the valuations spoken or thought
by ordinary people are systematically and comprehensively false.
This is in fact Mackie's position. Mackie’s view is what he
calls an "error-view": He concludes, then, that
ordinary moral judgements include a claim to objectivity, an assumption that
there are objective values in just the sense in which he is concerned to deny
this' Mackie compares his position with regard to values with that
adopted by Boyle and Locke with regard to colours. The
suggestion is (Grice takes it) that Boyle and Locke regard it as a false,
vulgar belief that things in the real world possess such qualities as
colour. Real things do indeed possess certain dispositions to give
us sensations of colour, and also possess certain primary qualities (of shape,
size, etc.) which are the foundations of these dispositions.
But neither of these types of item, which provide explanations for
Grice’s sensation of colour — the pillar box is not green — is to be identified
with a particular colour, or colour; indeed, nothing is to
be identified with a particular colour. And the situation
with a value is analogous. This leaves us with two questions
calling for answers: Why does Mackie hold that claims to
objectivity are incorporated in an ordinary value judgement?
Why does Mackie hold that these claims are false? With
regard to the first question, one should perhaps first produce a bit of
preliminary nit-picking. Mackie himself wants to hold that a
claim to objectivity is incorporated in the ordinary value judgement.
Such a claim is therefore presumably part of the ‘meaning’ of such value
judgements (or the sentences in which they are expressed) And it
does not seem to be, or to be regarded by Mackie as being, a platitude that
such a claim is included. Mackie cannot therefore
consistently assert that his anti-objectivism is not a thesis about the
‘meaning’ of value averrals; The most Mackie can claim is that,
though it contains a thesis about ‘meaning,’ it is not *restricted* to a thesis
about meaning or what an utterer means. More importantly, Mackie’s
view that a claim to objectivity is incorporated in an ordinary value judgement
seems to rest, perhaps somewhat insecurely, on his suggestion that there are
two leading alternatives to the supposition that it is the function of ordinary
value judgements to introduce objective values into discourse about conduct and
action: non-cognitivism, which (broadly speaking)
characterizes value averrals not as statements but rather as expressions of
feelings, wishes, decisions, or attitudes; — Duncan Jones
and Barnes on emotivism against Harman at Oxford. and
naturalism, which treats them as making statements about features which
are objects of an actual or a possible desire — not an emotion.
Both analyses leave out, and are thought by the ordinary user of moral language
to leave out, in one way or another 'the apparent authority of ethics'.
The ordinary man's discomfort is relieved only if he is allowed to raise
such questions as whether this course of action would be wrong in itself.
Something like this is the everyday objectivist concept of which
talk about non-natural qualities is a philosopher's reconstruction.
Mackie has two arguments, or bundles of argument, on which he relies to
support his thesis that the objectivist elements, which according to him are
embedded in ordinary value judgements, and in consequence the value judgements
which embed them, are false. Grice calls these
arguments the argument from relativity
and the argument from queerness,
and considers the second more important than the first.
The premiss of the argument from relativity
is the familiar range of differences between moral codes from one
society to another, from one period to another, and from one group or class
(whose members have no other class) to another within a complex
community. That there exist these divergences is, according
to Mackie, just a fact of anthropology which does not directly support any
ethical conclusion, either first-order or second-order. But
it may provide indirect support for such conclusions; Mackie
suggests that it is more plausible to suppose that a moral belief reflects a
way of life than the other way around: people (in
general) approve of monogamy
because they live monogamously, rather than live monogamously because
they approve of monogamy. This makes it easier to explain the
divergences actually found as being the product of a different way of life than
as being in one way or another distorted perceptions of objective values.
The counter-suggestion that it is open to the objectivist to
regard the divergent beliefs as derivative, as the outcome of the operation of
a single set of agreed-upon, very general principles on diverse circumstantial
assumptions, is dismissed on the grounds that often the divergent beliefs do
not seem to be arrived at by derivation from a general principle, but seem
rather to arise from 'moral sense' or 'intuition' alla Ross or Prichard.
The second argument, the 'argument from
queerness' consists in an elaboration, along not wholly
unfamiliar lines, of the contention that the objectivist, in order to sustain
his position, is committed to 'postulating value-entities and value-features of
quite a different order from anything with which we are acquainted' and also to
attributing to ourselves, in order to render these entities and features
accessible to knowledge, a special faculty of moral intuition, a faculty
utterly different from our ordinary ways of knowing anything else.
In this connection Mackie focuses particularly on Moore’s and Hare’s
relation of supervenience, which has to be invoked in order to account for the
connection of non-natural features with natural features, and the dependence of
non-natural features upon natural features. The presence of
super-venience in particular cases involves the application of a special sort
of "because"; 'but just what in the world is signified by this
"because"?' Before Grice tries to estimate the merits
and demerits of Mackie's position and of the arguments by which he seeks to
support it, there seem to Grice to be two directions of enquiry which are
important in themselves, and which could be conveniently attended to at this
point, particularly as consideration of them might help to give shape to an
evaluation of Mackie. First of all, there are (as Mackie
observes) several different possible interpretations of the notion of
objectivity, most of them mentioned by him at least in passing, but not all of
them ideas which he is concerned to develop or apply. Grice
thinks it might be useful to enquire what kind or degree of unity, if any,
exists between these different readings of the notion of objectivity.
Second, Grice finds himself in considerable uncertainty about the
connection or lack of connection between attributions (or denials) of
objectivity and the adoption (or rejection) of scepticism in one or other of
its forms. Does scepticism reside in the camp of the
non-objectivist (e.g. Mackie) or in that of the objectivist, or (perhaps)
sometimes in one and sometimes in the other? As regards the notion
of objectivity, we have first the interpretation which seems to be the one
singled out by Mackie, according to which to ascribe objectivity to a class or
category of items is to assert their membership in the company of things which
make up reality, their presence in the furniture of the world.
We might call this sort of objectivity, metaphysical objectivity, and it
is the kind of objectivity most commonly supposed to be claimed by realists for
whatever it may be about WHICH they are realists! A main trouble
with this kind of objectivity is the difficulty in seeing what it is that the
objectivist could be claiming; whether, for example, in
attributing objectivity to a number or to a thing — an objective object — or
obble — he is doing anything more than shouting and banging the table as he
says 'numbers exist' or 'things are real' If the proposition
that numbers exist is a consequence of the proposition that there is a number
between three and five, what is the objectivist asserting that anyone would
care to deny? That numbers (or values) do not just exist,
they really exist? And what does that mean? To
escape this quandary, it is not uncommon to take the course which Mackie
rejects, namely, to understand 'values (or numbers) are objective' as really
negative in character, as a denial of the suggestion that values (or numbers)
are reducible, by means of one or another of the possible varieties of
reduction, to members of some class of items which are not values (or numbers),
to (for example) this or that natural feature which find favour, or to a
class. Axiology Hartmann Or, maybe, not any and every
form of reducibility would be incompatible with objectivity, but only the kind
of reducibility whose direction is to a state of mind, an attitude, or an
appearance, to a subjective item like an approval or seeming valuable.
An objectivist would now be a resister, an
"anti-dissolutionist", one who seeks to block certain moves to reach
a theoretical simplification or economy with regard to the constituents of the
world. The objectivist's prime opponent may however be a
dissolutionist not in this commodious sense, but in a different and perhaps
even more commodious sense. This opponent may be one who
seeks not to dissolve the target notion — value, number, thing, or whatever —
into some one or more different and favoured items or categories of item, but
rather, in one or other of a multitude of diverse ways, to dissolve the target
notion altogether, to dissolve it into nothing; he may be a nihilistic
dissolutionist. He may suggest that belief in the
application of the target notion is a mistake, one which characteristically or
inevitably grips the unschooled mind; or that such beliefs
can claim only some relativized version of truth (like truth relative to a set
of assumptions, or to a set of standards), not absolute truth.
Mackie himself allows to some value judgements ‘truth relative to
standards', even though by implication he seems to deny to them
"absolute" truth, whatever the ordinary man may think.
And Mackie is no ordinary chap! Again, the anti-objectivist may
wish to suggest not that an attribution of the target notion is a mistake but
rather that it is an invention, or perhaps a myth, that is to say, an invention
which is backed by a practical motivation, perhaps derived from the utility of
such an invention towards the organization of some body of material;
in the case of value (perhaps) the body of material might be rules
or principles of conduct As a myth (or as the stuff of which myths
are made) they might have fictive reality, or be "as if" real,
without possessing reality proper. Or again, the target
notion might be held by the anti-objectivist to be a construct (or a
construction: though possessing (or belonging to) reality, values
might be held to lack (or fail to inhabit) primary or original reality;
they would belong to an extension of reality provided by us.
By contrast, an objectivist about values would attribute to them
primary or original reality. Grice should say at this point
that, in Grice’s view, such ideas as are now being raised, that is,
distinctions between an “as if" or a fictive entity, a real but
constructed entity, and primary or original reality, are among the most
important and also the most difficult problems of metaphysics.
The obscurity in this area is evidenced by the fact that constructed
(non-original) reality might be conceived by some as possessing objectivity and
by others as failing to possess objectivity; for some,
deficiency in objectivity precludes truth (at least unqualified truth);
for others, a value claim might be true (in
some cases) even though a value (as a constructed item) lacks
objectivity. It might seem that the wheel, in turning, has
now reached the point from which its turning began; for the
notion of primitive unconstructed reality might be regarded as the same notion
as the hazy notion of "out-thereness" or of "being really
real" which typified the metaphysical objectivist. It
might also seem that the new ‘interpretation' of objectivity is scarcely if at
all less hazy than the earlier one. In an attempt to dispel
the mists a little, one might offer the notion of causal efficacy as an index
of metaphysical objectivity. Items might be accorded the
ribbon of metaphysical objectivity just in case they were capable of acting
upon other items, and attributes or features might be regarded as objective
just in so far as they were attributes or features in virtue of the possession
of which one item would causally influence another, in so far as they helped to
explain or account for the operation of such causal influences. A
special case of the fulfilment of this condition for objectivity would, in
Grice’s view, be the capacity, possessed by a thing and some of its attributes,
for being perceived, or exercising causal influence on a percipient qua
percipient. The causal theory of perception.
Now the idea of connecting objectivity with causal efficacy seems to
Grice one which has considerable intuitive appeal, indeed much the same kind of
appeal as that which may have sustained Dr Johnson in his violent and
protracted, though vicarious, assault on Bishop Berkeley.
The adequacy, however, of this criterion of objectivity would be
seriously, if not fatally, impaired should it turn out that the distinction
between what is primitive and what is constructed applies within the scope of
causal efficacy— if, that is to say, causal efficacy itself were
to be sometimes primitive and sometimes constructed. It is
Grice’s suspicion that this would indeed turn out to be the case.
Mackie on if as Grice counterfactual. There would then,
perhaps, be no quick recognition-test for objectivity; there
would be no substitute for getting down to work and building the theory or
system within which the target notion would have to be represented, and seeing
whether it, or its representation, does or does not occupy in that theory an
appropriate position which will qualify it as objective. On the
approach just considered, then, decisions about the objectivity of a given
notion would involve the examination and, if necessary, a partial construction
of a theory or system in which that notion (or a counterpart thereof) appears,
to see whether within such a system the notion in question (or its counterpart)
satisfies a certain condition. The operation of such a
decision-procedure would be torpedoed if the requisite theory or system could
NOT be constructed, if the target concept were not theory-amenable.
The merits of an allegation that a given notion is NOT
theory-amenable might depend a good deal on what kind of a theory or system was
deemed to be appropriate; it would be improper (taking heed
of Aristotle, not Spinoza) to expect a moralist to furnish a system which
allowed for the kind of demonstration appropriate to mathematics or more
geometrico. But one kind of anti-objectivist (who might also be a
sceptic) might claim that for some notions no kind of systematization is
available; in this sense, perhaps, values might not be
objective. It may be (as Grice thinks Sluga argueds that
Witters is both sceptical and anti-objectivist with regard to
sensa-tions. In this sense of objectivist, an objectivist
would only have to believe in theory-amenability; he would
not have to believe in the satisfaction, by his target notion, of any further
condition within the appropriate systematization. One further
interpretation of objectivity noted by Mackie is one which Griceshall not
pursue today. It connects objectivity with (so-called)
categorical imperatives as distinct from hypothetical imperatives, and with the
(alleged) automatic reason-giving force of some valuations. Since
this idea is closely related to Bosanquet’s theories, Grice defers consideration
of it. Grice listed a number of different versions of the idea of
objectivity, and have tried to do so in a way which exhibits connections
between them, so that the different versions look somewhat tidier than a mere
heap. But many of the connections seem to Grice fairly loose
[*such-and-such a notion might be taken as an interpretation of so-and-so'],
and Grice sees little reason to suppose many tight, logical connections between
one and another version of objectivity. So much for the panoply of
possible interpretations of the notion of objectivity. Grice
turns now to the second of the general directions of enquiry with regard to
which Grice expressed a desire for enlightenment. How is
objectivity related to scepticism? Speaking generally, Grice
would incline towards the idea that scepticism consists in doubting or denying
something which either is a received opinion, or else, at least on the face of
it, to some degree deserves to be a received opinion. In the
present context we are of course concerned only with philosophical scepticism;
and, without any claim to originality, I would suggest that philosophical
sceptics characteristically call in question some highly general class of
entity, attribute, or kind of proposition; what they
question are categories, or what, if we take ordinary language as our guide,
would be categories. To adduce a more seeming platitude, the
objectivist is, compared with the anti-objectivist, a metaphysical
inflationist; there are more things in his heaven and earth
than of which an anti-objectivist Horatio would allow himself to dream.
And so, it is standardly thought, it is Horatio who is the sceptic and
the objectivist who is the target of scepticism; and (often Horatio remedies
his own initial scepticism by ‘reducing' the suspect items to their appearances
or semblances: he takes the phenomenalist cure.
But here the issue becomes more complex than is ordinarily
supposed: for there are to Grice’s mind not less than two
forms of scepticism, which Grice will call "Whether?" scepticism and
"Why?" scepticism. It may be true that the
run-of-the-mill objectivist, on account of his inflationary tendencies,
provokes "Whether?" scepticism, and that the sceptic who seeks to
remedy his own initial scepticism by taking a dose of phenomenalism is not
himself open to "Whether?" scepticism. But it may
also be true that the phenomenalist is a proper target for "Why?"
scepticism; for he, has left himself with no way of
explaining the phenomena into which he has dissolved the entitiy or attribute
dear to the objectivist. And it may be that the objectivist,
if only his favoured entitiy or attribute were admissible and accessible to
knowledge, would be in a position to explain the phenomena;
and, further, that this capability would be unaffected by the question
whether the phenomena are related to possible states of the world (like a
sensible appearance) or to possible action (like an approval).
If only he could be allowed to start, the objectivist could (under one or
another interpretation) 'explain' in the one area why it seems that so and so
is the case, and in the other why do so and so - e. g. why pay a debt.
The foregoing message, that both the true-blue, conservative, and
inflationary objectivist and the red, radical, and deflationary phenomenalist
or subjectivist run into a pack of sceptical trouble, of one kind or another,
and that more delicate and refined footwork is needed seems to me to be the
front-page news in the work of Kant. It also seems to Grice
that Mackie, by being wedded to if not rooted in the apparatus of empiricism,
has cut himself off from this lesson. Which is a pity.
However, Grice must move to somewhat less impressionistic comments on
Mackie's position. These comments will fall under three
heads: The alleged commitment of 'vulgar valuers', in their
valuations, to claims to objectivity. The separation of value
judgements into orders, with the assignment to the second order of questions or
claims about the status of ethics; and the remedi-ability of an apparent
incoherence in Mackie. The alleged falsity of claims of
objectivity. Grice should say at once that though Grce thinks that
the considerations which Grice is about to mention show that something has gone
wrong (perhaps that more than one thing has gone wrong) in Mackie's account,
the issues raised are so intricate, and so much bound up with (so far as Grice
knows, unsolved problems in metaphysics and semantics — or meaning —, that Grice
simply does not know what prospects there might be for refurbishing Mackie's
position. It seems to Grice to be by no means as easy as Mackie
seems to think to establish that the 'vulgar valuer', in his valuations, is
committed to the objectivity of value. It is not even clear
to Grice what kind of fact would be needed to establish such a
commitment. Perhaps if the vulgar valuer, when making a
valuation, (say) that stealing is wrong, were to say to himself "and by
"wrong" I mean objectively wrong', that would be sufficient (at least
if he added a specification of the meaning of "objective").
But nobody, not even Mackie would suppose the vulgar valuer to do
that. Mackie relies, in fact, on the alleged repugnance to the
valuer of the two main rivals to an objectivist thesis about value.
But even if this were sufficient to show that the vulgar valuer
believes in an objectivist thesis about value, it would not be sufficient to
show that an objectivist interpretation is built into what *he* _means_ when he
judges that stealing is wrong. There are other ways of
arguing that an utterer is committed to an interpretation, for example, that he
has it subconsciously (or unconsciously) in mind, or that what he says is only
defensible on that interpretation. But the first direction
seems not to be plausible in the present context, and Mackie is debarred from
the second by the fact that he holds that what the vulgar valuer utters or
thinks is not defensible anyway. To illustrate the fiendish
difficulties which may arise in this region, Grice gives, in relation to the
valuation that stealing is wrong, four different interpretative
supposi-tions-each of which would, Grice thinks, have some degree of
philosophical appeal-and Grice shall add in each case an estimate of the impact
of the supposition on the assignment of truth value to the valuation.
There is a feature W which is
objective but provably vacuous of application; a vulgar
valuer, when he uses "wrong", is ascribing W.
Conclusion: vulgar valuation 'stealing is wrong' invariably
*false.* A vulgar valuer thinks (wrongly) that there is a particular feature W
which is objective, and when he uses "wrong" he intends to ascribe
this feature, even though in fact there is no such feature.
Conclusion: obscure, with choice lying between false, neither true nor
false but a miscue, and meaningless or non-significant or incoherent.
A vulgar valuer is uncommitted
about what feature "wrong" ‘signifies;’ he is
ascribing whatever feature it should in the end turn out to be that
"wrong" ‘signifies.’ Conclusion: assignment of truth
value must await the researches of the semantic analyst! Warnock on
Schiffer. A vulgar valuer is uncommitted about what feature
"wrong" ‘signifies; ‘ truth value is assigned in advance
of analysis by vulgar methods, and such assignment limits the freedom of the
semantic analyst. Conclusion: truth value assigned, as stated, by
a vulgar method. The idea, to which Mackie subscribes, of
separating valuations into orders as a step towards the elucidation of an
intuitive distinction between "substantive" and "formal"
questions and theses in ethics plainly has considerable appeal;
it seems by no means unpromising to regard "substantive" theses
about values as being first-order valuations (statements), and to regard
"formal" theses in ethics, like theses about the logic of value, or
the meaning of value terms, as being a sub-class of second-order theses, and to
regard theses about the status of ethics as also falling within this
subclass—to treat them, that is to say, as theses about first-order
valuations. Such a second-order thesis, of course, though
necessarily about valuations, may or again may not themselves be
valuations. But Mackie's deployment of this idea plainly runs into
trouble. For according to Mackie, a vulgar valuation
incorporates or entails a claim to objectivity; A
claim to objectivity, according to Mackie, since it falls within, or
implies theses belonging to, the class of claims about the status of ethics,
are second-order claims; and so, since (presumably) what
incorporates or entails a second-order thesis is itself a thesis of not lower
than second-order, a vulgar valuation are of at least second-order.
But a vulgar valuation, as a paradigmatic example of a substantive
value thesis, cannot but belong to the first order, which is absurd.
Now Grice can suggest an explanation for the appearance on the
scene of this incoherence. As Grice mentioned earlier, among
the possible versions of the notion of objectivity are what Grice calls a
positive version and a negative version. The positive
version, that to attribute objectivity to some item is to proclaim that itemto
'belong to the furniture of the world', is firmly declared by Mackie to be his
version; and it is, as Grice has remarked, obscure enough
for it to be possible (who knows?) for an attribution of objectivity to belong
to the first order. The negative version, that to attribute
objectivity to something is to deny that a statement about that thing are in
this or that way eliminable or "reducible", is plainly of second (or
higher) order; and despite his forthright assurances, Mackie may have wobbled
between these two versions. But to explain is neither to justify
nor to remedy: and Grice has the uneasy feeling that
Mackie's troubles have a deeper source than unclarities about application of
the notion of order. Grice’s "error-view" about
value has an Epimenidean ring to it — or Socratic. it looks a bit
as if Mackie may be supposing a vulgar valuation to say of itself that the
value which it attributes to some item or items is objective;
and Grice feels that it may be that such *self-reference*, though less
dramatic, is no less vitiating than would be saying of a vulgar valuation that
it is false. It is true that Mackie regards a vulgar
valuation as being, in fact, comprehensively false; but it
is evident that Mackie expects and wants that falsity to spring from the
general inapplicability of the attribute being ascribed by such a valuation to
themselves, not from a special illegitimacy attending a valuation's ascription
of the attribute to itself. Grice finds himself quite unconvinced
(indeed unmoved) by the arguments which Mackie offers to support his claim that
values are not objective or (should one rather say?) that there are no
objective values. The first argument from relativity Mackie
regards as of lesser importance than, and indeed as ultimately having to appeal
to, the second argument, the argument from queerness. This
argument (so it seems to Grice, seeks to make mileage out of two bits of
queerness: first, the queerness of the supposition that
there are certain "non-natural" value-properties which are in some
mysterious way "supervenient upon" more familiar natural
features; and second, the queerness of
the supposition that the recognition of the presence of these non-natural
properties motivates us, or can motivate us, without assistance from any desire
or interest which we happen to have. What strikes me as
queer is that the queernesses referred to by Mackie are not darkly concealed
skeletons in objectivist closets which are cunningly dragged to light by
him; they are, rather, conditions proclaimed by objectivists
as ones which must be accommodated if we are to have a satisfactory theoretical
account of conduct, or of other items qua things to which value may be properly
attributed. So while these queernesses can be used to
specify tasks which an objectivist could be called upon, and very likely would
call on himself, to perform, and while it is not in advance certain that these
tasks can be successfully performed, they cannot be used as bricks to bombard
an objectivist with even before he has started to try to fulfil those
tasks. It is perhaps as if someone were to say,
'I seriously doubt whether arithmetic is possible; for if it were
possible it would have to be about numbers, and numbers would be very queer
things indeed, quite inaccessible to any observation'; or
even as if someone were to say, 'I don't see how there can
be such a thing as matrimony; if there were, people would have to be bound to
one another in marriage, and everything we see in real life and on the
cinema-screen goes to suggest that the only way that people can be bound to one
another is with ropes. H. P. Grice J. L. Speranza. Luigi Speranza. “Grice
e Speranza” -- Keywords: Grice, etc. Vide: The Grice Papers, BANC, MSS.
Speranza


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