BOEZIO E GRICE: UNI-VOCALITY OF “EST” AND “IZZES”
J. L.
Speranza, The Grice Club.
Abstract
In 1988, the year of his demise, H. P. Grice got published, under the
editorship of his former Oxford pupil B. F. Loar, a rather intriguing essay,
for The Pacific Philosophical Quarterly (having moved from Oxford to
Berkeley in his fifties), entitled, “Aristotle on the multiplicity of being.’ Philosophers
well aware of the deep issues involved in matters of ‘univocity’ of ‘being’ and
its enemies – equivocity, etc. –, or some of them, were struck by the choice of
‘multiplicity’ in the title, and by the lack of square quotes: it’s not the multiplicity
of ‘being’, but of being itself! In these notes, I propose to reconsider Grice’s
main point vis-à-vis what he calls elsewhere – in the Kant lectures at Stanford
– the ‘aequi-vocal’ thesis – as it conforms to his well known advice: unity of
sense, multiplicity of implicatures. I add Boethius for good measure!
Keywords: Boethius, H. P. Grice, univocality.
“My enterprise,” Grice writes in “Aristotle on the multiplicity of
being,” is “to explore some of the questions which arise out of a fairly
well-known cluster of Aristoteleian theses.” Which are these? In
“Categories,” on which Grice lectured with Austin at Oxford – as Ackrill
testifies -- Aristotle distinguishes two different sorts of case of the
application of a word or phrase – say, ‘ist’ [I will follow Boethius and stick
to the third-person singular] to a range of situations. One sort of cases is
that in which both the word or phrase and a single definition, account, λόγος, or
conceptual analysis, as I prefer, apply throughout that range. The second sort
of cases is that, in which the word or phrase – “ist” -- , but no single
definition or conceptual analysis, applies throughout the range.
In the first sort of case, Aristotle says, that the word or phrase
– say “ist” -- is applied syn-nomymously, or, more strictly, to at least two
things which are syn-nomina, or synonymum as Boethius would have it. Lewis
and Short define it as “a word having the same meaning with another, a synonym.”
Front. Eloqu. p. 237; Prisc. 579 P; Serv. Verg. A. 2,
128. (obs. Synophites,, ae, m., a read. In Plin. 37, 10,
59, section 162 fron synnephitis. In the second the word or phrase – say “ist” –
is, Grice goes on, applied homo-nymously
(AEQVI-VOCALLY) — to at least two things which are merely homonuma. Lewis
and Short lack an entry for homonymum. But one for homoymus and
homonymia. Homonymus is defined as ‘of the same name, homonymous – “sicut in
his, quae homonyma vocantur: ut, Taurus animal sit, an mons, an signfum in caelo,
an nomen hominis, an radix arboris, nis distinctum non intelligitur” – Quint. 8
2 13. Interestingly, the source for ‘homonymia’, translated by Lewis and Shrot
as homonymy, is Fronto, Diff. Verbs, p.. 353.Aequivoces.
Provision is also made, Grice adds, for an *intermediate* class of
cases, or (as some may prefer) a sub-division of homonymous applications of a
word or phrase into (a) cases of "chance homonymy" and (b)
cases of "other-than-chance homonymy", or as Aristotlle calls them,
cases of "paronymy". Cicero couldn’t translate this. So, no
entry in Lewis and Short for paronymum, but for paronomasia!
Ever the philosopher for great tags, Grice adds: One may label the
second (b) of these subdivisions cases of "UNIFIED Multiplicity of
Signification, or meaning. With Boethius, I will assume that when Grice writes ‘meaning,’
he means ‘signification,’ and vice versa. Prominent among examples of
Multiple-Signification Unity is the application of the verb 'ist’ – as in the
formula ‘The α is β.’ My choice of alpha and beta is guided by Grice’s considerations
in his more precise, “Utterer’s meaning, sentence-meaning, and word-meaning” –
and essay whose title he often found trouble in remembering. In that essay
(WOW, p. 131) Grice provides for “To utter a psi-cross correlated … if (for
some A) U wants A to psi-cross a particular R-correlate of alpha to be one of a
particular set of D-correlates of beta. The reference here is to his previous realization
that a philosopher of language may “need to be able to apply such notion as a
PREDICATION of beta (adjectival) on alpha (nominal).” (Smith is tactful, Smith
is happy).
Grice would often criticize Aristotle for what Grice calls Aristotle’s
rather vague ‘dicta’. According to Aristotle, Grice reminds us, “[ist]
is _said_ in many — more than one — ways"Grice adds that, among further
important examples of this type of UNIFICATION or univocity Aristotle and Grice
seem to be seeking – never mind Boethius -- we find the word αγαθόν (Cicero bonum
"good") which, according to Aristotle, exhibits a seemingly superficial*multiplicity*
of signification related to, and perhaps even dependent upon, that displayed by
‘ist’; for in Nicomachean Ethics – that Grice taught ‘for years at Oxford under
the tutelage of the translation by his
Oxford tutor, Hardie -- Aristotle remarks that “αγαθόν” is _said_ in *as many ways* as being"
This needed doctrine of the Unification of Apparently Multiple
Signification of 'ist’' is notoriously of great importance to Aristotle, since
it is used by him to preserve the otherwise acceptable characterisation
of the philosophical discipline of philosophia prima as dealing
with ist qua ist, which is threatened by two objections. First, that t is not
the case that "ist” applies *syn-nonymously* to all the items of things
with which such philosophia prima is concerned.Second, that there is,
therefore, no more a genuine or legitimate single prima philosophia than
there is, say, — English Oxonian spelling assumed— a genuine single science or
discipline of vice since we apply ‘vice’ to such a thing as dishonesty, which
is a moral thing -- but also to such a thing as a clamp which is a thing
made of metal, rather. These objections can, Aristotle, Boethius, and
Grice would hope, he met by the reply a multiplicity – i. e. not unicity, but
duality or plurality -- of signification – if not sense, or content -- can be
tolerated in the terminology specifying the subject-matter of a single science
provided that such apparent multiplicity (again, duality or plurality, rather
than unity -- of signification is somehow UNIFIED. Enter UNI VOCAL. Do
not multiply senses beyond necessity. Keep your utterance UNIVOCAL and multiply
implicatures as you please.
Grice had witnessed the Viennese bombshells at Oxford as a student at
Corpus, and has a thing or two to say about the attacks by Ayer. “I should like,”
Grice says in some decades of hindsight, “to say a word about the nature of my
interest in Aristotle — and the peripatetics in general — or the Lycaeum — and
about the prospects of deriving from Aristotle a significant contribution to
the enquiries which I have it in mind to undertake.”Grice regards Aristotle as
being, like one or two other historical figures — notably Kant — , not just a
great philosopher of the past but as being a great philosopher simpliciter;
that is to say. To think of Aristotle – as read by Boethius, say -- as being
concerned with many of the problems to which we today are, or at least sbould
be, devoting our efforts. Furthermore, it is Grice’s view that once
Aristotle — or Boethius, or Vio, who worked so arduously on analogy to improve
on Aquinas — is properly interpreted, he is likely found to have been handling
such problems in ways from which we have much to leam.
In brief, Gricde subscribes to a programme of trying to interpret — of
reconstruct — his views (and 1 am not too fussy about the difference between
these two descriptions) in such a way that, unless the text is totally
probibitive, 1 ascribe to him views which are true rather than false, which are
reasoned rather than unreasoned, and which are interesting and profound rather
than dull or trivial. Grice is convinced that, in the philosophical area
within which the topics of this endeavour fall there are specially strong
reasons for listening as attentively as possible to what Aristotle has to say
or implicate. A definition of the nature and range of the enquiries falling
under philosophia prima is among the most formidable of philosophical
tasks; We need all the help we can get, particularly at a time when metaphysicians
have only recently begun to reemerge from the closet, and to my mind are still
hampered by the aftermath of decades of ridicule and vilification at the hands
of the rednecks of Vienna and their adherents — notably at Oxford!
The man questons to which Grice addresses himself are various, or shall
we say, multiple.If, as Aristotle suggests, at least some expressions connected
with the notion of "ist” – as in ‘The α is β’ exhibit multiplicity of
signification, of which actual expressions or utterances is the suggestion
true? More precisely: is “ist” the form of the verb in the syntactical
construction ‘The α is β’ where this suggestion is most plausible?What cognates
of the ‘ist’, if any, are similarly affected? Grice has in mind the
philosophical lexicon that also has entries for ‘inherentia’ or ‘praesentia,’
and their conjugated forms.What link is there, if any, between unity,
multiplicity of significationand jdentity or difference of CONTENT or
sense? In what different ways may semantic multiplicity actually become
unified?What considerations, il any, confer upon the availability of a single
definition of special pride of place among possible criteria for identity of
meaning or sense or content? Is the suggestion for univocality to be
argued for, or is it just a matter of the intuitions of the native speaker of a
language? How, if at all, can the availability of such a definition or
conceptual analysis involved in the doctrine of univocality be confirmed, or
disconfirmed, for that matter?Is Aristotle's classification of the ways of
unifying semantic multiplicity exhaustive? Are its components mutually
exclusive? Which form of unification applies to the semantic multiplicity
connected with "α ist β"? Unlike English, Boethius does not need to involve
the definite descriptor when discussing the copula.One first question to be
faced with regard to the possible semantic multiplicity of 'α ist β' (or of
cinai (to bo) esse or dò & (what is)) ens is a
not very subile question of interpretation.In what range of employmcats of the
word 'be' (or of an appropriate Greek or Latin of Italian or English :
counterpart) is semantic multiplicity to be looked for?
From a standard viewpoint (to which Grice admittedly does not in fact
wholly subscribe) there will be various possible locations of such
semantic multiplicity: The thesis which Grice identifies with Oxford
philosopher Owen – of the Ryle group – vide Owen’s necrology of Ryle in the
Aristotelian Society -- in the word 'be' taken as meaning 'exist', Grice’s
own thesis, at this stage of development, is in the word 'he' taken as a copula
in a statement of predication. The α is β.Grice considers two other
possibilies, which he soon dismisses: In the word 'be' taken as expressing
identity – vide his “Vacuous Names” for things like “Pegasus = Pegasus’,
and in the word "be considered as a noun and as roughly
equivalent to 'object' or 'entity. ‘The ‘is’of the matter.Some of these variants,
Grice notes, are not really independent of one another. Since an object or
entity seems to be anything which is or exists, it is reasonable to suppose
that semantic multiplicity would attach to such a noun as 'entity' if, and only
it, it also attaches to 'exists.’Furthermore, if we accept the commonly
received view that 'existit’ may be paraphrased in terms of self-identity (Pegasus,
for example, exists if and only if Pegasus is identical with Pegasus), any
semantic multiplicity in the phrase "is identical with" goes hand in
hand with a corresponding semantic multiplicity in the 'existit'.
Grice seems relieved to realise that we appear then left with two
independent candidates for semantic multiplicity, non-predicational ‘ist'
(understood as meaning 'existit') and ‘ist’ understood as meaning a copula.Owen,
who left Canada to settle in Oxford, in his provocative Aristotie on the
Snares of Ontology, that Grice finds some especial excitmenet in quoting
just for amusement, opts for the supposition that semantic multiplicity
attaches to 'ist’' (meaning 'existit’).“I tor a long time shared this belief,”
Grice confesses. The two groups hardly met while at Oxford. Grice considers it
first, since he is the one who enjoys learning from his errors. Since Grice
wishes to attribute a view to Aristotle only if Grice can find in Aistotle’s oeuvre
or altematively invent on his behalf, a reasonable plausible argument to
support it, Grice wonders whether we can find of devise such an argument in
this instance.Grice offers the following.In Topica, Aristotle claims
that being (existence), like unity is predicated of everything. This
statement, Grice notes, seems to imply that 'exists' is truly applicable
to every object.But the dictum may also imply that the universal signified by
'existit', or, it there is a plurality of such universals. that one or another
of the universals signified by 'existit' is instantiated by every object. But
Grice warns us to be cautious, and let us not assume that the second
implication holds.
In De Inierpretatione, which as we’ve noted, Grice lectured
for years at Oxford with Austin – Ackrill being among the pupils who attended
-- Aristotle declares that every simple
declarative sentence [propositionalj contains a hréme (verb phrase) which
signifies something said of something else the 'something che' being signined
by a noun phrase, Indeed, Grice notes, the divisibility of declaratire
sentences into a kaapináseis, or assertion, and a ipopirseis, or a denial,
which respectively allira or deny something about something| -- vide Boethius’s
commentary -- suggests that the notion of the exhibition of the subject-predicate
form enters into the very definition or conceptual analysis oof a declarative
sentence or proposition. A crucial topic for Grice’s reason to leave Owen
for good is that an existential sentence or proposition is no exception to this
thesis, and it even tolerates a quantificational modifier. Indeed, ‘the a is b’
may be to display such a toleration: Smith’s dog is shaggy – being Grice’s
example, as opposed to Fido is shaggy. Grice relies on German philosopher Hans
Sluga, who had left Germany for Berkeley, for clarification on what ‘the’
actually means in English!
From this it follows that an existential proposition attributes a universal
to its subject item.If 'existit' signified a single universal it would signify
a generic universal, as Grice calls it, since, as is shown by differences in
categories, there is more than one way of existing which would be a species of such
existence. But then Aristotle suggests, in his Metaphysics– a rather
strong hint here -- that being (existence) is not a genus, and so is not
a generic universal. A different account therefore, needs to be found of
what are naturally thought of as more than one way of such existence.‘Existit' cannot
signify a singular or unique universal.Rather, 'existit' signifies now one, now
another, of at least a duality, a plurality, or duality, or multiplicity
of this o that universal.Now, if 'existit' signifies a duality plurality
of multiplicity of universals, that plurality should need to satisfy two
conditions:
First, the plurality of universals ‘existit’ allegedly signifies should
be as small a plurality as possible -- by an intuitively acceptable principle
of economy or semantical parsimony – Grice’s razor: Senses are not to be
multiplied beyond necessity. Second, each of the elements of the plurality
would need to be a essential property of items of the kind to which it
attaches. It is at this point that Grice thinks of coining ‘IZZES’ to name ‘is’
in such kind of predication of essence – His logic is the converse of
Aristotle, which allows Grice to introduce a counterpart for ‘izzes’: ‘hazzes’ –
it’s not Socrates has whiteness, but Socrates HAZZES whiteness.The removal of
such a property pertaining to the essentia – cognate indeed with ‘ist’
-- from any bearer belonging to a given kind should deprive that bearer of
existence. More briefly, with respect to any kind, each element property sems
to be entailed by the very concept of existence, to which Owen’s thesis
attributes such weight. The only set of universals which would satisfy both of
these conditions is the set of category-heads themselves, as the most general
list of properties of essentia one of another of which every item
possesses.
Such (ten) category-heads then constitute the required plurality, not
duality now, or multiplicity – which accounts for Aristotle’s ‘many ways’.‘Exists’
by virue of signifying a plurality or multiplicity of universals, exhibits
multiplicily of signification. (In “Utterer’s meaning, sentence-meaning, and
word-meaning”, Grice analyses meaning ascriptions for “Fido” and “shaggy”,
skipping “is” altogether!The argument given by Aristotle in favour of the contention
that the concept behind ‘ist’ is not a genus is rather obscure,
if not Heraclitean.Aistotle’s argument for denying ‘ists’ a GENERIC analysis rests
on the thesis that a genus cannot be predicable of a differentia (diaphoron – symbolized
by Grice as D -- of one of its species.
Aristotle also relies on the supposition that, if being were a
genus, it would have to offend against this prohibition, since ‘ist’ – or being
is universally predicable. Now, if S is a species of a genus G, it
must be the case that G belongs essentially to S and is therefore
in the same category as S, that S is differentiated, within G, by some
universal D; and that D is categorially difterent from, and, so to speak, categorially
inferior to S and G, in that no item in the category of S and G may
attach essentially to, and so be predicable of D.Two-footed,
for example, as a difterentia, differs in category from man
and animal – it is a quality rather than a substance, in such a way
that neither man nor animal can be predicated of it. Which is not
the case.Now, a secondaty substance is not predicable of a quality,
even though it may be the case that necessarily anything which has a given
quality is a given sort of substance. But if ‘ist’ were a genus G,
since ‘ist’ (read, alla Owen, existit) is universally predicable, it would be
predicable of any differentia of any of its species.
To show that ‘existit’ possesses not merely multiplicity of
signification as an EXPRESSION, but multiplicity of signification as per
UTTERER’s MEANING may render it aequi-vocal. An item Alpha “existit” just
in case it belongs to some category C: e. g., substance, quality,
quantity, etc.If category C is a category OTHER than a substance, an item
x can be a C, i. e. fall under C, only if alphai s a C of some substance beta. This
can be seen as an application of a version of the doctrine of universalia in
se.A version of the doctrine of universalia in se demands that the
existence of a universal, symbolized by U, requires not just the possibility
but the actuality of an item alpha or beta which instantiates
that universal
This thesis is explicitly enunciated by Aristotle in Metaphysics:
being a C of some substance beta which *instantiates* C entails – to use
Moore’s coinage -- being a C of something y which exists in that sense or under
that nterpretation of 'existit’ which is appropriate for a substance. For
a substance to exist is for it to be a substance.That a substance
beta exists is prior to, and presupposed by, each form of exists
as it applies to an alpha which is not a substance – say, shagginess, or
hairy-coatedness. The set of ways (Arsitotle’s phrase) in which 'existit’
is said are united by appropriate relatio to a primary substantial be. "Exisitt'
would exhibits unified semantic multiplicity
In spite of a recognizable affinity with philosophical positions which
Aristotle is known 1o have liked, and also at least a superficial charm, Owen’s
argument does however, lack its drawbacks -- both from a historical and from a
conceptual point of viewA crucial passage for consideration is Aristotle’s Metaphysics
devoted to what is (be) in the philosophical lexicon contained in the
Metaphysics. There, Aristotle says, it seems, that whatever things are signified
by the forms of predication, presumably the categories, are said to be in
themselves -- per se, kath' auta); 'be' has AS MANY SIGNIFICATIONS as
there are forms of PREDICATION..
Since a predicate (beta) sometimes say what a thing (alpha) is EST. But
a predicate sometimes says what alpha is EST like. Sometimes a predicate says how
much alph is, EST. And so on.There would be a different signification of 'be'
IST corresponding to each predication. Occam’s razor rendered totally useless
if it’s not here to cut Plato’s beard!Aristotle concludes that passage with the
almost scholastic remark that there is no real difference in depth between the
superficially varied "man walks (flourishes)" and "man is IST
walking (flourishing).
The obvious interpretation of the this remark beloved by Boethius and
all the scholastics is that the appearance of a vert-form like "walks' or
'Bourishes', or flies (for Pegasus) or ‘rides Pegasus’ for Bellerophon, creates
no difficulty, since they may be replaced, without loss or change of sense, by such
an expression in canonical form such as 'is IST walking' or "is IST flourishing' ‘is
flying, ‘is riding Pegasus’. If the expression regarded by Aristotle as
canonical in form it is because the uses of IST ') whose multiplicity he is at
least at his point discussing a copulative, or, strictly, COPULATIONAlthough he
does recognise that Aristotle does on occasion admit categorial variation
in the sense of copulative ‘ist’. iST
IZZES, Owen is evidently unwilling to allow that Aristotle is primarily
concerned with copulative ‘ist’.As a result, and it seems Grice is having
Warnock’s Metaphysics in logic in mind, Grice notes that Owen rather strangely
interprets, the remark by Aristotle as alluding to semantic multiplicity in the
copula as being supposedly a consequence of semantic multiplicity in ‘existit.’
Now, Owen’s interpretation seems difticult to defend.When Aristotle says
that a predicate sometimes may say what a thing is, sometimes what is it like
(its quality), sometimes how much it is (its quantity) and so on, he seems to
be saying that if we consider the range of predicates which can be applied to some
item, for example to a substance like Socrates or a cow, these predicates are
categorially various, and so the use of the IST IzzES in the ascription of
these predicates will undergo corresponding variation of signification But
Aristotle has connected the semantic multiplicity in IST not with
variation between predicates of one subject, but with variation between
essential (per se) predications upon different (indeed categorially different)
subjecis (such predications as "Socrates IS a man", "Cambridge
blue IS a colour (a blue, a blue colour) A desire to harmonise these
statements leads me to wonder whether Aristotle may be maintaining not only
that the copula IS exhibits multiplicity of signification which
corresponds to categorial differences between different statements about one
subject, for example, Socrates, but also that dis semantic multiplicity is
attributable to a multiplicity in the notion of essential being IST; the
signification of 'is varies between "Socrates is a man", Fido
is shaggy, Cambridge blue is a colour", A weight of two pounds is in
magnitude". To voice his suspicion more explicitly, Grice ventures
that it might be Aristotle's view that if (a) "Sociates is BETA" of
F (the symbol used by Grice in “Vacuous Names”) Smiths dog is shaggy, is an accidental,
i. e. non-essential, predication,
Beta (as in Utterer’s meaning, sentence meaning, and word meaning) or "F"
(as in Vacuous Names) signifies an item in category C, and ‘has"
expresses the COZnVERSE of Aristotle's relation of inherentia (presentia, deen
the LOGICAL FORMof the proposition ‘Socrates is beta’ or ‘Socrates is
F’ or Smiths dog is shaggy may be regarded as expressed by "Socrates
HAS something which is. F" or BETA -- where 'ist’ represents a sense of
'is' (of 'is essentially') which correspoads to category C. The copula ‘ist’
in such cases expresses the logical PRODUCT of a constant relation
expressed by 'has' HAZZES — not Ist — and a categorially variant relation
expressed by 'is' (Ist 'is essentially').
These predominantly scholarly murmurs against the 'received' view, Grice
notes, that Aristotle regards Ex existential statements (propositions) as the
habitat of semantic multiplicity are not the only possible kinds of dissent.
A different kind of complaint, against the viability of the
position which I have been treating so far as if it were Aristotle's rather
than against the suggestion that he in fact held it, would urge the
untenability of the thesis, supposedly a foundation of his position that EZx
are a particular VACUZoUS NAMES type of subject-predicate utterance type
(Smith is happy
It is possible, Grice concedes, that Owen voices something like this
charge iwhen he distinguishes typex of exists. One form of such an
objection would be that "goats mumble" EX (x), whether treated as a
way of saying "goats always mumble" or saying "goats usually
mumble", or of saying "goats sometimes mumble", or as being
indeterminate between these alternatives, has to be supposed to presuppose the
existence of goats. Cf Warnock - Strawson
This will be attested both by intuition, and by a need to extend
to all interpretations a feature which is demanded for universal of total and
particular utterance types, in order to escape ditficulties which arise in connection
with the Square of Opposition.
To suppose "a goats exists" to be analogous to "a goats
mumbles", would be to suppose that "a goats exists — Warnock a tiger
exists — " presuppose that a goats exists or to put it another way, the
truth of "a goats exists" is a necessary precondition of its being
enher tre or faise that a goats exists.
This is an absurdity. Even for Collingwood
It seems to me that Aristotle can be defended against this attack.
To begin with, the invocation of a semantic relation of
collingwoodisn presupposition is not the only recourse when one is faced
with troubles about the Square of Opposition;
One might, for example, try to deploy a pragmatic notion of
presupposition which would not mitigate the alleged absurdity.
Presupposition as implicature in negation; presupposition as
entailment in affirmation
But a more serious defence might suggest that Aristotle has more
than one method of handling Ex existentisls; that there are indeed two such
methods, both S Ist P subject-predicate in character, which when combined avoid
the charge. In Metaphysics where the primary topic seems 10 be what
kinds of attributes are constitutive of and differentiate between sons of
sensible things, Aristotle argues the range of such crudal teatures is much
larger than Democritus allows atom, and indicates ways of giving quasi
definitions of a variety of sensible objects, such as a threshold or ice, which
contain analogues of genus and differentia.
At this point, almose parenthetically, he gives a pattern of conceptual
definitional analysis for existentials about such things.
The pattern consists (of the sequence some + genus* + l: + differentia*;
c.g., "Some water IST frozen" (an analysand for "ice
exists" and “A stone iIST situated in threshold position" (an
analysand for "a threshold exists").
We have, then, for certain Ex existential a definiens in
subject-predizate s Ist P form which by utilizing the elements in definitions,
ELIZmIznATES eliminates the 'existit altogether. Grice goes on to suggest,
on Aristotle's behalf, that this ELZiZmIznATIZvE form could be employed lo
conceptually analyst and define general existentials, like "ice
exists" , "A goA exists
while the category citing forms. like Socrates is a substance could be
used to conceptuallyto analyse or define singular existentials, like ‘Socrates
exists".A strategy for an attempted presentation of in argument in support
of the hypothesis that unified semantic multiplicity is to be located in the
copula (or in a sub-range of examples in which "ist is used as a copula,
viz., cases of accidental predication) will be to put forward as a preliminary
a partial sketch of a theory of categories, which Grice regards as being in the
main Aristotelian, to comment on some points of interest in that sketch, and
finally to use it as a basis for the proposed argument.
The sketch departs from Aristotle's own position in one or, two respects,
thereby depicting i somewhat improved theory, and it will incorporate what
seems to be a conspicuous extension of his theory, though one which, so far as
I can see, he might well have accepted without detriment to his account. Grice’s
motivation is to put forward an outline of an account of categories which is
overtly more SYSTEMATIZc than the assemblage of dicta which one may extract
from Aristotle's (L)
Grice starts, much as Aristotle does in Caiegories, by distinguishing
two forms Predication. Each relation, which may be called
"izzes' and -- "Hazzes', are approximately the converses,
respectively, of his relations “Is” said of and “is in (a subject)”. Ian x
izees () y i=df y is said of x. hab X hZzsz y =df y is
present in x.
Grice goes on to list some of the properties which I wish to assign to
these relations, adding that n one or two cases there seems to be options. Izzing
is reflexive (Vxix izzes x), Non-symmetrical (symmetry-neutral), and
transitive.
Hazzing, on theother hand, is ineflexive, either intransitive or transitivily-neutral
), and asymmetrical. In all cases, if an individual x izzes y, y is
essential to x, in the sense that it x were not to izz y, x would no longer
exist. It is, however, certainly not true in all cases that if x hazzes y,
its hazzing y is essential to its existence; indeed, Grice confesses to an inclination
to think, that this is not truc in any casc.
But Grice is disposed to accept the following "mised"
law. (0) 11 x I y and y H z, x Hz; the acceptability of this law would
depend on the idea that a non individual y hazzes something z ilt [of
necessity] every individual falling under y (that is every indivicual that
izzes y) hazzes 2. Grice is however, not disposed to accopf the
"mixed" law. (ii) If x H y and y lz, x Il z, since I would like
to espouse the idea that a subject a (in any category other than that of x)
harzes only individuals); in which case, l might also espouse the idea that the
copula Ist can be conceptually analyzed or defined in terms of the disjunction
of & l y and x H something z which I y.
Grice makes izzing reflexive, so some of my definitions must differ from
his, since I cannot claim, as le did in Caregories 3a7, that nothing tzzes an
individual substance. The debnitions will run as follows. I is an individual iff nothing other than x izzes x. x is a primary
individual iff x is an individual and nothing hazzes x. x is a primary substantial (x is in the category of
"substance") iff sune primary individual izees x. x is il secondary substance ig & is a primary substantial but not an
individual. x is identical with y iff x
izzes y and y izzes x. y is predicable of x iff
either x izzes y or & huzzes something z which izzes y.
We may now compare this last definition with the conceptual analysis of
the copula. Ist. And y will be a primary element in some category other
than that of substantials just in case there is a individual x [an individual
which is a primary substantiall which hazzes something z which in tum izzes y
(this allows for the possibility that z may be identical with y).
Obviously, in the case of such a foreign predication a nethod will be
needed for determining which foreign' category is involved as being the
category of the predicated item y.
We can atiempt to make use of the diflerent one-word interrogatives
which can be extracted from ).Anstotle, with the supposition that items in
a particular category may be suitably invoked to provide answers to just one of
the kinds of questions asked by each of such interrogatives. But it is not
clear that such a list of interrogatives is sufficiently comprehensive
(relatives, for example, secm to escape this programme. Nor is it clear what
the rational basis would be for such a list of questions.
While Aristotle says much that is interesting about some particular
categories, his attempts, for example in the cases of quantity and quality, to
pick on primary distinguishing marks are nog clear. Such shortcomings matter
Little. It seems sufficient to assume the availability of some discriminating
procedure (perhaps some furtirer development of the 'interrogatives method)
since my main oracern is with the consequences of a scheme involving some
procedure of such a cort
At this point the sketch incorporates the extension of Aristotle's
thcory of categories. Grice assumes that there is an operation,
"substantialization, which, when appled directly to an individual
which belong to a con-substantial category, relocates it in a NON-primary
division of the category of substantials, thereby instituting or licensing the
iclocated items as further subjects of hazzing; the items hazzed by them
will inhabit NON primary divisions of categories other than that of
substantials. A Qualities of substance na be might be relocated as a non
primary substantial, thereby becoming subjects which hazz. (soy) fusther
qualitatives of quantitatives, : that is to say. inhabitants of a NON primary
division of this or that NON substantial category. So the category of
qualitatives may include qualities of substances, qualities of substantialized
qualities (or substantialized quantities) of substances, and so without any
fixed limit. Fidinterestnedd diedng exist Banbury doesn’t exist
The scheme would, provide for substantialization with respect to some,
but not necessarily to all, items which initially belong to some NON
substantial category; some categories, however, might be *inebigible£ for the
application of substantialication, and in other categories it might be that
only sub-categories would be eligible for substantialization.The scheme also ensures
that substantialization goes hand-in hand with beooming a subject of hazzing;
but would not guarantee that substantialiced items would hazz further items in
every non-substantial catessory.
Admittedly, Grice’s scheme as is absirace : and it would be necessary to
make sure that it could have application to concrete cascs. It might
also, even if concretely applicable, be oaly PARTZi in character; it might, for
example, provide for one kind of category (say"logical categories'), but
leave other kinds of categories, like sensory categories, unprovided for. Grice’s
scheme leaves room lor sub. categorial diversities within a given overall
entegory, There might be distinctions ictween, for cxample, qualities of
substances, qualitics of quantities of substances, qualities of quantities of
actions of substances, and so forth. All of these specifie classes would
fall within a general category of QUALZiTY: and there would be opportunity to
legislate against any item's belonging to more than one sub-division. Within
an already discriminated category or sub-category there might be a categorial
distinction between substantializable and non-substantialicable items.There
will be room 1o adopt a cruerion of realiy distinct frem the perhaps
increasingly cedious Quineian condition of being "quantifiable over"
One might, for example, insist that reality attaches, or full reality
attaches, only to items which besides being izzers, being izzed, and being
huzzed, are themselves haziers (that is, are susceptible to
substantialication).Since it cannot be assumed that a non-primary substantial
will receive predicables in every non-substantial category, there is room for
distinctions of richness between the range of categories from which predicobles
apply to one huzzer, and that from which predicables apply to another; and
these variations in predicationable richness could be used as a measure of
degree of reutty (the richer the realer, with primary substantials at the topi.Having
discussed two different suggestions about the possible location of semantic
multipticity associated with the notion of ist Grice expands. One would lie ta
the range of maximally general specitications of the notion of existit (of the
use of the verb to be' to signify existence).Tthe other would lie in the use of
the copula to signify different predication relations.
Both suggestions seem to have solid Aristotelian foundations. The
categorial multiplicity of the term 'existit' and the distinction between
different fonns of predication relations are both well-established Aristochian
docirines. So far, then, there might seem little room for a preference of
one suggestion to the other. There are, however, two lines of reflection
which in one way or another might upset this equilibrium. The first line
of reflection would allow that Aristotle or an Aristotelian might have good
reasons for secking TWO, rather than merely one, predication-relation, reasons
perhaps conaected with intuitively acooptable restrictions on the scope of
transitivity, and with a desire to block such unwanted inferential moves as
"Socrates is white, white is a colour, so Socrates is a colour". But
it remains true that nocharacterization hos been given of the concept of a
predication-relation; and though certain formal properties may have been
assigned to izzing and hazzing, it is not clear that these formal properties
would by themselves be adequate guides for someone wanting to be told how to
apply the terms izzing' and luzzing' to a particular case. It is not clear,
either, whot extra formal supplementation could he provided, one would hardly
suppose, for example, such relational terms to be susceptible of ostensive
definition. It may then be that these relations do not (and presumably cannot)
have a readily discernible character, a fact which if not a blemish at least
creates a problem. It is ultimately possible then that despite initial
appearances the notion of a predization-relation is not well-defined, and
indeed that apparent examples of such relations are illusory. This alternative
line of reflection then, might confer better survival chances upon the first of
the two suggestions here dstinguished.
A second line of reflection, however, is one which I am certainly
inclined 10 take seriously. Unlike the first, it would not lavour the
attribution to Aristole of one rather than the other of two viens about the
location of a cortain semantis multiplicity. It would rather suggest. or
conjecture, that the attribution to Aristotle of either view would involve a
misconception of Aristotle's position, unless it wore accompanied by a
recognition of a certain not immediately obvious distirction.Enter pragmatics –
and implicature. It would be a mistake to suppose Aristotle to be holding
that exists "is signites a plurality of distinct universals and that
therefore the existential 'is' bos a plurality of meaning; It would also
he a mistake to attribute to Aristotle the view that the copulative 'is may
signify one or another of lWo precication relations therchy signifyiog a
plurality of universals, with the consequence that the copulative "is' has
more than one meaning. What Aristole is really proposing is a separation
of — the question what an U universals is, — the question how many
SIZgNZuFZiCAtIZoznS an expression possesses. Aristotle is suggesting the
possibility that a particular expression may have only one meoning sense or
content and yet be used on different occasions to point to different
universals. It is no doubt trus that historically universals were admitted
to the realm of philisaphical disonurse in order to be itens in which the
meaning of particular expressions might consist. But this historical fact does
not establish an indissoluble connection between universals and the meanings of
a linguistic expression; and it should be modified or abandoned should
subsequent rational reflection provide reasons for adopting such a ovurse.
Grice is well aware that the suggestion, whether advanced on behalf of
Aristotic or independently, that a distinction should be made between, on the
onc hand, the universal or universals, which either in general or on a
pasticular occasion are pointex T by the expression, and, on the other hand,
the meaning or meanings of the expression in question, which is likely to give
rise to a sense of shock; Grice suggests that susceptibility to this sense
of shock will be independent of the question whether the person who feels it is
friendly or unfriendly towards universals. Grice invites us to consider
first the reaction of one who is friendly to universals.The philosopher may
be liable to take the view that the reason for introducing universals in the
first place was primarily, indeed exclusively, to equip ourselves with a range
of items, cach of which would serve as that which was meant, or as one of the
things that was meant by significant expressions. This is what a universal
does, and it is what they are supposed to do, and they do it perfectly well; it
is not therefore in order te propose a severance of just that connection with
meaning which gives universals a raison d'être. One who is unfriendly to
universals can hardly be expected to be more sympathetic to the proposal, such
a person might be unfriendly to universals either becausc, like Quine, while he
is prepared to describe each of a multitude of expressions as being meaningtul,
be is not prepared to count as legitimate specifications of what it is that a
caningful expression means, or he is not prepared to allow that two distinct
expressions may each mean the same thing. These denials are plainly linked; if
it is legitimate to ask of two meaningful expressions, what it is that each
mcans we can hardly preveat it from being the case, sometimes, that what each
means is just the same as what the other means. Alternatively the enemy of
universals might not wish to eliminate specifications of mcaning or the
possibility of synonymy; his position is rather that an adequate account of the
full range of meaning-concepts can be provided without resort to universals.
But the enemies of universals, from whichever camp they come, may well insist
that one who, unlike them, is disposed to bring in universals is not at liberty
to contemplate divorcing them from that connection with meaning which he will
have to allow as underlying their claim to existence.
Grice is not sure that such hostility to the general idea of divorcing
the signification of one or more universals from the possession of one or more
meanings is as solidly founded as initially it appears to be. If I ask someone
whether he knows the birth place of Napoleon, he might reply in two quite
dilferent ways. He might say "Certainly I do; he was born in
Corsica." Altematively he might reply "I am afraid I don't. Napolcon
was born in Corsica, 1 am afraid I have never been able to get to Corsica so I
don't know the place at all." The obvious difference between these two
distinct interpretations of the question seems to me to be plainly connected
with the functioning of certain pronouns as (a) indirect interrogatives (b) as
relatives; in my example, the first reply claims knowledge where Napoleon was
born, the second claims ignorance of that place where (in which) Napoleon was
born.
There are other ways of looking at the linguistic phenomenon presentedby
my example, which are not incompatible with the way just outlined. and indeed
which may tumm out to be uscful complementaries to it. One might draw attention
to a distinction between knowledge of propositions and knowledge of things,
suggesting that what the first respondent claims is propositional knowledge,
whereas, what the second respondent disclaims is thing-knowledge; the second
respondent exhibits a certain bit of propositional knowledge but professes
substantial ignorance concerning the item to which his propositional knowledge
relates. There is of course no reason why these two states should not coexist.
While we are directing our attention to this approach, we night bear in mind
that one kind of knowledge might be dependent on the other. It might, for
example, be the case that knowing a thing a consists in the possession of a
perhaps indefinitely extended supply of pieces of propositional knowledge, all
of which are cases of propositional knowledge which relates to x; or
alternatively, knowledge of x might consist not in an indefinite supply of
pieces of propositional knowlcdge about x, but rather in the possession of a
foundation or a base from which such propositional knowledge may be readily
generated. Yet a further idea to be considered begins with the recognition that
definite descriptions like many other kinds of phrases may, within a sentence
occupy either subject position or predicate position; as some might prefer to
put it, "the birth place of Napoleon" may be used either
referentially or predicatively. It might then be suggested that in the mouth,
or at least in the mind, of the first respondent the phrase "the birth
place of Napoleon" occurs predicatively, whereas in the case of the second
respondent it occurs referentially, as, potentially at least, a subject
expression. If we suppose the phrase to occur predicatively in a given cose, it
will be necessary that one should be able to point to a mentioned or
unmentioned item to which the predicate in question might apply: then, in the
case of the first respondent in normal circumstances there will be some
particular item which he thinks of as, or believes to be, the birth place of
Napoleon.
The relevance of this discussion to the topic of meaning and universals
is that it may with some plausibility be alleged that those who have invoked
universals as the items in which the meaning or meanings of significant
expressions consist are guilty of representing such a phrase as "knowing
the meaning of the word 'watershed " as referring to knowledge of an
object or thing, as knowledge of "that which" the word watershed'
significs or means (where the pronoun "which' is a relative pronoun);
whereas, in fact, the phrase plainly refers to knowing what the word'watershed
means where the pronoun 'what' is indirectly interrogative rather than
relative. The theory of universals as meaning, then, rests on a syntactical
blunder; that this is so is attested by the fact that in principle at least the
caning of an expression E, may be identical with the meaningof the expression
Ez but plainly to know the meaning of E, is not the same as to know the meaning
of Ez
This attack on the historical genesis of universals as the focal
elements in a certain kind of anti-nominalistic theory of meaning, might
encounter the following response. It might not be denied that the kind of
syntactical blunder, which I have been attempting to expose, is in fact a
blunder and has indeed been committed by some who have championed the cause of
universals. It is, however, a remedial blunder which can be rectified,
ultimately not only without damage, but even with advantage to the view of universals
as the primary constituents of meaning. Once universals are admitted, they can
be, and should be, thought of and accepted as being those items which are the
meanings of this or that element of language. In the end, then, knowing the
mcaning of an expression E would emerge as knowing what E mcans, that is, as
propositional knowledge connected with interrogative pronouns rather than as
thing-knowledge connected with relative pronouns. So everything comes right in
the end; and the tie between universals and meanings cannot be put asunder.
This defence of the inviolability of the link between universals and
meanings may be ingeniously contrived, but is not, I think, irresistible. If
the specification of meanings were to provide not merely a useful mode of
employment for universals once they are recognized as being around, but rather
the sole justification and raison d'ete of the supposition that they are
around, the specification of meaning would have to be not merely something that
can be commodiously done with universals, but rather something which cannot be
done or fully done without universals. To my mind this stronger requirement
cannot be mct. There are, I think, some cases of expressions E such that
knowing the meaning of E cannot comfortably be represented as knowing, with
respect to some acceptable entity that it is that to which the description
"the (a) meaning of E" applies. I offer two examples:
If I were to say "The wind is blowing in the direction of
Sacramento", any norally equipped English speaker would know the meaning
both in general and on the current occasion of the phrase *in the direction of
Sacramento; that is to say he would know both what in general the phrase means
and what 1 mcant by it on the occasion of utterance. But such cxamples of
knowledge of the meaning in general, and also the meaning relevant to a
particular occasion, of a particular phrase, so far as 1 can sec, neither requires,
nor is assisted by, the specification of an admissible entity which is to be
properly regarded as that to which the description *the meaning of the phrase
'in the direction of Sacramento'" applics, cither senceally or on this
occasion. It is unlikely that there is such an admissible entity, the phrase
'in the direction of Sacramento' does not seem to be one which applies to any
particular entity; and even if it were possible to justifythe claim, such a
justification scems hardly to contribute to one's capacity for knowing what
such a phrase means.
By a precisely parallel argument
I may know perfectly well what is meant by the phrase the inducement which I
otfer you for looking after my garden', even though I am neither helped nor
hindered by the presence or absence of any thought to the effect that there is
some admissible item which satisfies the description "the meaning of the
phrase 'the inducement which I offer you for looking atter my garden' "
Before leaving this topic, I should make two comments: first, the fact
that the concction between universals and meanings may not be inviolable does
not dispense someone who wishes to modify it from obligations to make clear
just what changes he is making; second, if a theory of meaning should fail to
provide an indispensable rationale for the introduction of universals, it might
turn out to be incumbent upon a metaphysician to offer an alternative
rationale. But this question will have to wait for another occasion.
Let us for the moment retain an open mind on the nature of Aristolle's
views about the connection between the unification of semantic multiplicity and
the prescnce or absence of identity of meuning. Aristotle lists a number of
modes of this kind of unification which I shall consider one by one. As one
embarks on this enterprise one might well bear in mind the possibility that the
list provided by Aristotle might not be intended to be exhaustive; and that the
number and proper characterization of the modes which do occur in Aristotle's
list is sometimes uncertain. Alistotle refers to cases in which a general term
is applied by reference to a central item or type of items as ones in which
there is a single source for a contribution to a single end. It is not clear
whether he is giving a single general description or a pair of more specific
descriptions each of which applies to a different sub-class of examples. I know
no way of settling this uncertainty. The modes of unification actually listed
by Aristotle consist in (a) what 1 shall call recursive unification in which
the application of each member of a range of predicates is determined by the
conditions governing the application of a primary member of that range, (b)
what I may, with deference to Owen, call focal unification (unification which
derives from connection with a single central item), (c) analogical
unifiestion, in which the applicability of one predicate or class of predicates
is generated by analogies with other predicates or classes of predicates, I
shall consider these headings in order.The cases of recursive unification are
primarily, though not exclusively. mathematical in character; they are also
cases in which what one might call the "would-be" species of a
generic universal stand to one another in relations excmplifying priority and
posteriority. The Platonists, so Aristolle tells us, regarded such priority and
posteriority as inadmissible between fellow species of a single genus.
Aristotle does not explicitly subscribe to this view, but he does not
explicitly reject it and is liable to act as if he accepted it. Why should
priority and posteriority stand in the way of being different species of a
single genus? Why should not different numbers be distinct species of the genus
number? In the case of numbers, End. Eih. (121%aff.) attempts a reductio ad
absurdum: if there were a form (universal) signified by "number" it
would have to be prior to the first number, which is impossible; this argument
might be expanded as follows: consider a sequence of "number-properties"
(Pl, p?..., e.g., 2-ness, 3-ness ...): such a sequence satisfies, inter alia,
the following conditions.For any x and for any n 1, x instantiates Pi entails x
does not instantiae pa-' (nor indeed any P').For any x and for any n * 1, x
instantiates P" entails something y (* x) instantiales pr-/If P™ = P'
, no counterpart of (a), (b) holds; so Pl is the firstnumber.
If the fulfillment of the abore conditions is to be sufficient to
establish a sequence of properties as a sequence of number properties, then
there cannot be a universal number; if there were, it would, like any genus, be
prior to each of its species, and so prior to Pl; but since P' is the first
number it cunnot have a predecessor and so nothing ean be prior to it.
There seem to be two objections. It is by no means clear that the above
conditions are sufficient to guarantee that a sequence of properties is a
sequence of number-properties. Even if they were, one part of them would not be
fulfilled in the case of Pl and being a number; if x instantiates Pl (viz.,
2-ness), x, not something other than x, will instantiate being a nuenber, a set
whose cardinality is 2 itself instantiates being a number (as a cardinality)
If this route to a denial of the existence of a generic universal number
fails there are two further possibilities.
One might attempt to represent conformity to a "standard"
genus-species-differentia model as being not just an acceptable picture of
situations in which a more general universal has under it a range of
subordinate universals which are its specializations, but as being constitu.
tive for such examples of the existence of the more general universal. The
slogan might be "For there to be a universal U, with specializations U,,
U,, ..., U,, U has to be the genus of those specializations with all that that
entails" (or, more bricfly, "no specialization without
species"). The justification for such a claim will not be casy to find.
While, intuitively. one might be prepared to accept the idea that a more
general universal must be independent of its specializations in that the non
emptiness of the general universal should be compatible with the emptiness of
any particular specialization (though not of course with the emptiness of all
specializations), it does not seem intuitively acceptable to make it a
condition of the existence of U that any pair of specializations U, and U2
should be in this sense independent of one another.
One might try a simpler form of argument. If the special cuses for the
application of a general term E, that is to say, the universals U, ... U, are
united by a single ordering relation R into a series 5, the elements of which
[U, ... U.] cover every item to which E applies, and only such items, then we
do not need a gencric universal U; its would-be species U, ... U, are already
unified by membership of the series S. The expression
"being an instance of some universal in the series S" is of
course applicable to anything to which E is applicable; but this expression
does not even look like the name of a gonus.
The second mode of unification to which semantic multiplicity may be
susceptible, that of focal unification, is discussed at length in Metaphysics
IV, i (T, ii) 1003a32f., there Aristotle brings up two of his favourite
examples, the applications of the adjectives "healthy' and 'medical'. He
states that everything to which the word "heulthy' applies is related to,
in one way or another, the focal item of health, "one thing in the sense
that it preserves health, another that in the sense that it produces it, another
in the sense that it is a symptom of health, another because it is capable of
it." Similar considerations apply to applications of the adjective
'medical',
"that which is medical is relative to the medical art, one thing
being called medical because it possesses it, another because it is naturally
adapted to it, another because it is a function of the medical art." On
the most obvious interpretation of this passage Aristotle will be suggesting
that standard semantic theory will be right in supposing the applicability of
certain adjectives to particular items depends on a relationship of such items
to an associated universal, but wrong in supposing that the relationship in
question is invariably that of instantiation; other sorts of relationship are
frequently involved. There is, however, a less obvious position which Aristotle
might have been taking up; this position would maintain with respect to
universals, that the only way in which individual items may be related to
universals is that of instantiation: that there will beOther entities which
will indeed be general entities though not universals; to them individual items
may be related in a variety of ways which are distinct from instantiation. The
rolative merits of these two ideas will be a matter for debate.
This mode of unification is of special interest in my present enquiry
since Aristotle states quite plainly that this is the mode of unification which
applies 10 the semantic multiplicity connected with being. Categorially
cifferent sorts of things may all be said to be by virtue of different kinds of
connections which they have to the focal item, which will be intimately
connected with the notion of substance. This central item might be an
individeal substance or, more likely, might be the notion of substantal type:
any items which 'izzed' this type would be an individual substance and so would
exist. But non-substantial items could also be said to be by virtue of their
relationship (different in different cases) to the same central item; some
things may be said to be because they are affections of substanee, others
because they are a process towards substance, and su forth.
It is evident that Aristotle habitually thinks of the focal item as
being a universal, or at least some kind of general entity; but such
restriction is not mandatory, nothing prevents the focal item from being a
particular.Consider the adjective "French" as it occurs in the
pluases, "French citizen", "French poem", "French
professor". The following features are perhaps signilicant: (1) The
appearance of the adjective in these phrases is what I might call
"adjunctive" rather than "conjunctive" (or
"attributive").A French poem, is not as I see it, something which
combines the separate eatures of being a poem and being French, as a fat
philosopher would simply combine the features of being fat and of being a
philosopher."French" here occurs, so to speak, adverbially. (2) The
phrase "French citizen" standardly means "citizen of
France", while the phrase "French poem standardly means "poci in
French"; but it would be a mistake to suppose that this fact implies that
there are two (indeed more than two) meanings or senses of the word
"French". The word French" has only one meaning, namely "of
or pertaining to France"; it will, however, be what I might call 'context
senstive"; we might indeed say, if you like, that while "French"
has only one meaning or sense, it has a variety of meanings-in-context;
relative to one context, "French" means "of France" as in
the phrase "French citizen", whereas relative to another context"French"
means, "in the French language" as in the phrase "French
poem". Whether the focal item is a universal or a particular is quite
irrelevant to the question of the meaning of the related adjective; the medical
art is no more the meaning of the adjective 'medical', as France is the meaning
of the adjective 'French'. As a concluding observation I may remark that while
the attachment of the context may well suggest an interpretation in context of
a word, it need not be the case that suchsuggestion is indefeasible. It might
be for instance that "French poem" would have to mean "poem
composed in French" unless there were counter indications; in which case,
perhaps, the phrase might mean "poem composed by a French competitor"
(in some competition). For the phrase"French professor" there would
be two obvious meanings in context; and disambiguation would have 10 depend on
a wider linguistic context or on the cireumstances of utterance.
Grice then turns to what is possibly the most baffling of the ways
explicitly suggested by Aristotle as being those in which what I am calling USM
may arise. These will be cases in which the application of an epithet to a
range of objects is accounted for by analogy detectable within that range; more
explicitly to analogies between the specific universals which determine the
application of the epithet, or (perhaps) berween the exemplifications of those
universals by this or that type of object. More explicitly to analogies between
the specific universals U, and Uz etc., which determine the application of the
epithet, or (perhaps) between the exemplifications of U,, Uz ete., by items of
the sorts ly. lo etc., The puzzling character of Aristotie's treatment of this
topic arises from a number of different factors. First there are two things
which Aristotle himself might have done to aid our comprehension. He might have
given us a firm list of examples of epithets, the application of which to a
given range of objects is to be accounted for in this way; alternatively, he
might have given us a reasonably clear characterization of the kind of
accounting which analogy is supposed to provide, leaving it to us to determine
the range of application of this kind of accounting. Unfortunately he does
neither of these things; he offers us only the most meagle hints about the way
in which analogy might unify the various applications of an epithet; we are
told, for example, that as sight is in the eye, so intellect is in the soul
with the implicit suggestion that this fact accounts for the application of the
word 'see' both to cases of optical vision and cases of intellectual vision,
and he also suggests that analogy is responsible for the application of the
word 'calm' both to undisturbed bodies of sea water and to undisturbed expanses
of air. Such offerings do not get us very far, furthermore, not surprisingly,
where Aristotle seems to fear to tread the commentators are most reluctant to
plant their own feet. Perhaps the least unhelpful suggestion comcs from Ross
who suggests as Aristotle's view that the application of the word 'good' is
attributable to the fact that within onc category things which are good are
related to things in general belonging to that category in a way which is
analogous to the way in which good things in some second category are related
to the general run of things which belong to that second category. Apart from
obscurity in thepresentation of this idea, Ross's suggestion takes for granted
something which Aristotle himself does not tell us, namely that the application
of the epithet 'good' is one exemplification of unification which is the
outcome of analogy: Ross's suggestion about 'good' would, moreover, be at best
only a description of one special case of analogical unification, and would not
give us any general account of such unification. I might add that little
supplementary assistance is derivable from those who study general semantic
concepts; such persons seem to adhere to the principle that silence is golden when
it comes to discussion of such questions as the relation between analogy,
metaphor, simile, allegory and parable.
So far as Aristotle himself is concerned it seems fairly clear to me
that tie primary notion behiad the concept of analogy is that of 'proportion'.This
notion is embodied, for example, in Aristotle's treatment of justice. where one
kind of justice is alleged to consist in a due proportion between return
(reward or penalty) and antecedent desert (merit or demerit) but it remains a
mystery how what starts life as, or as something approximating to, a quantitive
relationship gets converted into a not-quantitive relation of correspondence of
allinity. It looks as if we might be thrown back upon what we might hope to be
inspired conjecture.
Grice takes as his first task the provision of an example, congenial to
Aristotle, of the unification by analogy of the application to a range of
objects of some epithet. I shall expect this to involve the detection of
analogical links between the exemplifications of the varicty of universals
which the epithet may be used to signify. My chosen specimen is the verb grow.
In this case a number of different kinds of shifts might be thought of as
possessing an analogical unification. One of these would be examples of shifis
in respect of what might be termed syntactical metaphysical category. A
substance, indeed a physical substance like a lump of wax or a mass of metal,
might be said to grow; and it would be tempting here to suggest that the
relevantly involved universal, that of increase in size or getting larger,
provides the toundational instance of the signitication of a universal by the
word "grow'; we have here, so to speak, the 'ground-floor' meaning of the
verb. But not only the physical substance itself but the various accidents of
the substance may also be said to grow; not only the piece of wax but its
magnitude, some event or process in its history, its powers or causal efficacy
and its aesthetic quality (beauty) might each be said to grow; and it seems not
unplausible to suggest that though growth on the part of these non-substantial
accidents might be different, and more or, again, less boringly connected with
growth on the part of the substance, there will always be some kind of
correspondence or analogical connection between growth in the case of a
non-substantial item and growth in the case of a substantial item. Another and
different kind of calegorial variation may separate some of the universals
which the word
"grow' may be used to signify from others; these will be connected
withdifferences in the sub-categories within the category of suistance within
which fall different sorts of entitics which may be said to grow; different
universals may be signified by sonicone who speaks of a plant as growing and by
someone who speaks of a human being as growing, and the confection between
these diverse realizations of growth may rest on analogy. In what is called the
growth of a plant, internally originated increase in size may occupy a
prominent place, whereas in the case of a buman being the kind of development
which may be involved in growth may be much more varied and comples; the link
between the two distinct universals which may be signified might be provided by
analogy between the roles which such changes fulfill in the development of the
very different kinds of substances which are being characterized. No doubl many
further kinds of analogical connection would emerge within the general practice
of attributing growth.Grice’s next endeavour will be an attempt to supply some
general account of the way in which the presence of analogy may serve to unify
semantic multiplicity; and if such an account should be found to offer
prospecis of distinguishing analogy from other concepts, particularly metaphor
which belongs to the same general family, that would be a welcome aspect of the
account. It is my idea that in metaphorical description a universal is
signified, which though distinct from that which underlies the literal meaning
of an epithet is nevertheless recognizably similar to that literal
signification
Grice comes then to the notion of
analogy itself. I shall start by considering items any one of which may be
called an S,; I shall initially suppose that being an S, consists in belonging
to a substantial type or kind, S,. though that supposition may be relaxed
later. My first move will be to assume that being an S, consists in being
subject to a systern of laws which jointly express the nature of the type or
kind Si; and further that these laws, which furnish the central theory of S,,
will all be formulable in terius of a finite set of S,-central propertics (let
us say P, to P,); each law will involve some ordered extract from the central
set, and their totality will govern any tully authentic Sy. This totality may
well not include all the laws which apply to S,: but it does include all the
laws which are relevant to the identity of Sy, all the laws which determine
whether or not a particular item is to count as an 5,-
Let us next consider not merely things each of which is an S,, but also
things each of which is an Sz; it is to remain at least for the moment an open
question whether or not the typeS, is identical with the type S1. 1 assume
that, as in the case of S,, membership of S, is determined by conformity to a
system of laws relating to properties which are central to S2. I shall
symbolize these properties by the devices Or ... Q.. We now have various
possibilities to consider. The first is that every law which is central to the
determination of Sz is a mirror image of a law which iscentral to S,; and that
the converse of this supposition also obtains. To this end we shall assume that
the properties which are central to being an $, are the properties O, through
Os; and that if a law involving a certain ordered extract from the set P,
through P, belongs to the central theory of Sto a law involving an exactly
corresponding ordered extract from the set O, through , will belong to the
contral theory of Sa; and that the same holds in reverse. In that case, we
shall be in the position to say that there is a perfect analogy between the
central theories of S, and Sz; and in that case, it may also be tempting to say
that the types S, and S, are essentially identical. We should recognize that if
we yield to this temptation we are not thereby forced to say that Sy and S, are
indistinguishable, they might, for example, be differently related to
perception, only one of them (perhaps) being accessible to sight; we shall only
be forced to allow that essentially, or theoretically, the types are not
distinct; how that is to be interpreted will remain to be seen.
The possibility just considered is that of a total perfect analogy
between the central theories of S, and Sa. There is also, however, the
possibility of a partial pertect analogy between S, and Sz. That is to say pait
of the central theory of one type (say S,) may mirror the whole of the central
theory of Sz, or again may mirror some part of a central theory of Sz. In such
circumstances one might be led to say (in one case) that the type S, is a
special case of the type S,; or (in the other case) that the types S, and S,
both fall under a common super-type, determined by the limited area of perfect
analogy between the central theories of S, and Sz. A third possibility will be
that no perfect analogy, either total or partial, exists between the two
central theories; the best that can be found are imperfect analogies which will
consist in laws central to one type approximating, to a certain degree, with
the status of being analogues of laws central to the other.
At this stage, Grice proposes a relaxation in the characterization of
the signification of such symbols as 'S!', 'Sz etc., which till now I have been
regarding as signifying substantial types or kinds, reference to which is made
in more or less regimented discourse of a theoretical or scientific sort. I
shall now think of such symbols as relating to what I hope might be
legitimately regarded as informal precursors of the aforementioned substantial
types, as expressing concepts of one or other classificatory sort, concepts
which will be deployed in the unregimented descriptions and explanations of
pre-theoretical. Examples of such unregimented classifica-tory concepts might
be the concepts of an investor, a doctor, a vehicle, a confidante, and so on. I
would hope that in many ways their general character might run parallel to that
of their more regimented counterparts.
In particular, one might hope and expect that their nature would be
bound up with conformity to a certain set of central generalitics (platitudes,
truisms, etc.); to be an investor or a vchicle will be to do a sufficientnumber
of the kinds of things which typically are done by investors or vehicles. One
might expect, however, that the varicty of possible forms of generalization
might considerably exceed the meagre armament which theoretical enquirers
normally permit themselves to employ. One might also hope and expect that the
generalities which would be expressive of the nature of a particular
classificatory concept would be formulable in terms of a limited body of
features which would be central to the concept in question. This material might
be sufficient to provide for the presence from time to time of analogy, at
least of imperfect analogy, between scucralities which aro expressive of
distinct classificatory concepts. When they occur, such analogies might be
sufficient to provide for semantic unity in the employment of a single epithet
to signify dilferent classificatory concepts; and this semantic unity, in turn,
might be sufficient to justify the idea that in such cases the expression in
question is used with a single lexical meaning.
Grice concludes the presentation of my suggestions about the
interpretation of the notion of analogy as a possible foundation for semantic
unity with two supplementary comments. The first is that there scems to be a
good ease for supposing that anyone who accepts this account of analogy-based
unity of meaning is not free to combine it with a icjection of the analytid
synthctic distinction. The account relies crucially on a connection between the
application of a particular concept and the application of a system of laws or
other generalities which is expressive of that concept, and, this in tum,
relies on the idea of a stock of further concepts, in terms of which these laws
or generalitics are to be formulated, being central to the original concept.
But it seems plausible, if not mandatory, fo suppose that such contrality
involves a non-contingent connection between the original concept and the
concepts which are said to be central to it, a connection which cannot he
admitted by one who denies the analytic/synthetic distinction. So either one
accepts the analytic/synthetic distinction or one rejects at least this account
of analogy-based semantic unity. I make no attempt here to decide between these
alternatives.
Ihe second comment is that matcrial introduced in Grice’s suggested
claboration of the notion of unalogy, particularly the connection between
concepts and conformity to laws or other generalities, may serve to provide a
needed explanation and justification of the initial idea that the applicability
of a single defining formula, couched in terms of the ideas of genus, spocies,
and differentia is a paradigmatic condition, if not an indispensable condition,
for identity of meaning. We might, for a start, agree to treat a situation in
which the applicability of an epithet to an item i, rests on a conformity to
exactly the same laws or generalities as does itsapplication to item iz, as
being a limiting case of partial perfect analogy.Situations in which no
icinterpretation at all is required may be treated as limiting cases of
situations in which, though reinterpretation is required. one is available
which ochieves partial perfect analogy. As one might say, a law is perfectly
analogous with itself. Situations, then, in which an epithet applies to a range
of items solely by virtue of the presence of a single universal, and so of a
single set of laws, may be legitimately regarded as a specially exemplary
instance of a kind of unity which is required for identity of meaning.
Both a proper assessment of Aristotle's contribution to metaphysics and
the theory of mcaning and studies in the theory of meaning themselves might
profit from a somewhat less localized attention to questions about the relation
between universals and meaning than has so far been visible in my rellections.
I have it in mind to raise not the general question whether, despite the
Nominalists, a theory of meaning requires universals (to which I shall for the
moment assume an affirmative answer), but rather the question in what way
universals are to be supposed to be relevant to meaning.Consideration of the
practices of latter-day lexicographers, so far from supporting a charge that,
at least on my interpretation of him, Aristotle has proposed an illegitimate
divorce between universals and mcaning suggests that it would be proper to go a
deal further than did Aristotle himself in championing such a divorce, There
will be many different forms of connection between the varicty of universals
which may be signified by a non-equivocable expression beyond that countenunced
by the tradition of Theory of Definition, and even perhaps beyond the
extensions to that theory envisaged by Aristotle himself. These will include
some forms of connection like those involved in metonymy and synecdoche,
recognized by later grammatical theorists, and no doubt others as well. It
would, I suggest, be a profitable undertaking to study carefully the contents
of a good modem dictionary, with a view to constructing an inventory of these
various modes of connection. Such an investigation would, I suspect, reveal
both that in a given case the invocation of one mode of concction may be
subordinate and posterior to the invocation of another, and also that there is
no prescribed order or limitation of order which such invocations must observe.
Grice suspects, also, that it might emerge that the question whether
variations of meaning are thought of as synchronie or diachronic has no beating
on the nature of the uniting connections. The same forms of connection will be
available in both cases, and these in turn may well befound to correspond with
the range of different figures of speech which conversational practice may
typically cmploy. Should this conjecture turn out to be correct, the underlying
explanation of its truth might, I would guess, run along the following lines.Rational
human thought and communication will, in pursuit of their various parposes,
encounter a boundless and unpredictable multitude of distinct situations.
Perhaps unlike a computer we shell not have, ready made, any vast altay of
forms of description and explanation from which to select what is suitabie for
a particular occasion. We shall have lo rely on our rational capacities,
particularly those for imaginative construction and combination, to provide for
our needs as they arise. It would not then be surprising if the operations of
our thoughts were to refleet, in this or that way, the character of the
capacities on which thought relies. I have to confess to only the haziest of
conception bow such an idea might be worked out in detail
References
Boethius, De Interpretatione.
Grice, H. P. (1988). Aristotle on the multiplicity of being. Pacific
Philosophical Quarterly.
Grice, H. P., P. F. Strawson, and D. F. Pears (1957). Metaphysics,
in D. F. Pears, The nature of metaphysics, London: Macmillan.
Owen, G. E. L. Aristotle on The snares of ontology
Warnock, G. J. (1952). Metaphysics in Logic.


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