BOEZIO E GRICE: UNI-VOCALITY OF “EST” AND “IZZES”
J. L. Speranza, The Grice Club.
Abstract
In 1988, the year of his demise, H. P. Grice got published for The
Pacific Philosophical Quarterly (having moved from Oxford to Berkeley in
his fifties) under the editorship of his former Oxford pupil B. F. Loar, a
rather intriguing essay, entitled, “Aristotle on the multiplicity of being.’
Philosophers well aware of the deep issues involved in matters of ‘univocity’
of ‘being’ and its enemies – equivocity, etc. –, and some of them, were struck
by the choice of ‘multiplicity’ in the title, and by the lack of square quotes.
It is not the multiplicity of ‘being’, but of being itself! In these notes, I
propose to reconsider Grice’s main point vis-à-vis what he calls elsewhere – scil.
in the Kant lectures at Stanford – the ‘aequi-vocal’ thesis – as it conforms to
his well known advice: unity of sense, multiplicity of implicatures. I add Austin
and Boethius for good measure!
Keywords: Boethius, H. P. Grice, univocality, J. L. Austin.
“My enterprise,” Grice writes in his “Aristotle on the multiplicity of
being,” posthumously edited by B. F. Loar, is “to explore some of the questions
which arise out of a fairly well-known cluster of Aristotelian theses.” Which
are these? The first brings him to his years of Oxford as university lecturer,
in this case his joint seminar with J. L. Austin – who had been obsessed with
paronymy since his tutorials with Prichard. In Categoriae, on which
Grice lectured rather brilliantly with Austin at Oxford – as Ackrill testifies
-- Aristotle distinguishes two different sorts of case of the application of a
word or phrase – say, ‘ist’ – in ‘The α is β’ or ‘A ist B’ [I will
follow Boethius and stick to the third-person singular] to a range of
situations. The first sort of cases that Aristotle isolates is that in which
both the word or the phrase and a single definition, account, λόγος, or
conceptual analysis, as I prefer, apply throughout that range. The second sort
of cases is that, in which the word or phrase – “ist” --, but no single
definition or conceptual analysis, applies throughout the range.
In the first sort of case, Aristotle says, that the word or phrase
– say “ist” (A ist B) -- is applied syn-nomymously, or, more
strictly, to at least two things which are syn-nomina – each a synonymum
as Boethius would have it. For the record, Lewis and Short defines synonymum
as “a word having the same meaning with another, a synonym.” They give the
source: Front. Eloqu. p. 237; Prisc. 579 P; Serv. Verg. A. 2,
128. (obs. Synophites,, ae, m., a read. In Plin. 37, 10,
59, section 162 fron synnephitis.
In the second sort of case, the word or phrase – say “ist” (A ist B)– is, Grice goes on, applied homo-nymously
(cf. AEQVI-VOCALLY) — to at least two things which are merely homonuma. Lewis
and Short lack an entry for homonymum. But have one for the masculine homoymus
and the abstract noun homonymia. Homonymus is defined as ‘of the
same name, homonymous, and they give Quintilian as the source: “sicut in his,
quae homonyma vocantur: ut, Taurus animal sit, an mons, an signfum in caelo, an
nomen hominis, an radix arboris, nis distinctum non intelligitur” – Quint. 8 2
13. Interestingly, for ‘homonymia’, translated by Lewis and Shrot as homonymy, their
source is Fronto, Diff. Verbs, p.. 353. Aequivoces.
Provision is also made, Grice adds, for an *intermediate* class of cases
– that fascinated Austin --, or (as some may prefer) a sub-division of
homonymous applications of a word or phrase into (a) cases of “chance
homonymy” and (b) cases of “other-than-chance homonymy,” or as Aristotlle
calls them: cases of "paronymy". Cicero couldn’t translate this.
So, no entry in Lewis and Short for paronymum, if for paronomasia! (cf.
Dictionnaire des untranslatables – PARONYMY, citing Grice).
Ever the philosopher for great tags, Grice adds that one may label the
second of these sub-division cases of "UNIFIED – the word is key -- Multiplicity
of Signification, or meaning. With Boethius, I will assume throughout that when
Grice writes ‘meaning,’ he means ‘signification,’ and vice versa. Prominent
among examples of The Unity (Univocity, Aequivocity) of Multiple-Signification is
the application of the verb 'ist’ (as in A ist B) – as in the formula ‘The α is
β.’ My choice of alpha and beta is informed by Grice’s careful considerations
in his more precise, “Utterer’s meaning, sentence-meaning, and word-meaning” –
and essay whose title he often found trouble in remembering. Now reprinted in
WoW (p. 131ff), in that essay Grice provides for “To utter a psi-cross
correlated … if (for some audience or
addressee A) the utterer U wants his audience o addressee A to psi-cross a
particular R-correlate of alpha to be one of a particular set of D-correlates
of beta. The reference here being his previous realization that a philosopher
of language may “need to be able to apply such notion as a PREDICATION of beta
(adjectival) on alpha (nominal).” (Smith is tactful, Smith is happy). (As an
interesting point, in that essay, Grice is neutral about the mode of the
utterance, ‘Let Smith be tactful’, whereas in his lectures on Aristotle he
sticks to Aristotle’s obsession with the indicative mode).
Grice would often criticize Aristotle for what Grice calls Aristotle’s
rather vague ‘dicta’. (The Pacific-Philosophical-Quarterly paper is an offspring
of an earlier lecture delivered at Victoria, in the native country of G. E. L.
Owen, to whom Grice makes more than a passing reference). According to
Aristotle, Grice reminds us, “[ist] is _said_ in many — more than one —
ways.” Grice adds that, among further important examples of this type of
UNIFICATION or univocity, or aequivocality, Aristotle and Grice seem to be
seeking – never mind Boethius or Austin -- we find the word αγαθόν (Cicero bonum,
“good”) which, according to Aristotle, exhibits a seemingly superficial *multiplicity*
of signification related to, and perhaps even dependent upon, that displayed by
‘ist’ as in “A ist B”; for in Ethica Nichomachea – that brings Grice again
to his years as University Lecturer at Oxford taught ‘for years at Oxford under
the tutelage of the translation by his
Oxford tutor – of Owen’s generation -- Hardie -- Aristotle remarks that “αγαθόν”
is _said_ in *as many ways* as being.”
This needed doctrine of the Unification, Unity, Univocality, or
Aequivocality of Apparently Multiple Signification of 'ist’ as in ‘A ist B’ is
notoriously of great importance to Aristotle. It is used by Aristotle, no less,
to preserve the otherwise acceptable characterisation of the
philosophical discipline of philosophia prima as dealing with ist
qua ist. The characterization is threatened by two objections. The
first objection being that it is not the case that "ist” (as in ‘A
ist B’) applies *syn-nonymously* -- for lack of a conceptual definition, or λόγος
-- to all the items of things with which such philosophia prima is supposed
to be concerned. The second objection has Grice in jest: and it is the one that
claims that there is, therefore, no more a genuine or legitimate single prima
philosophia than there is, say, — English Oxonian spelling assumed— a
genuine single science or discipline of vice. And this is because we apply the
expression ‘vice’ to such a thing as dishonesty, which is a moral thing. But we
also apply ‘vice’ to such a thing as a clamp, which is a thing made of
metal, rather. These objections can, Aristotle, Boethius, and Grice, and
Austin (if ethics has a subject-matter) would hope, he met by the reply that a
multiplicity – i. e. not unicity, but duality or plurality -- of signification –
if not sense, or content -- can be tolerated in the terminology specifying
the subject-matter of a single science, provided that such
apparent multiplicity (again, duality or plurality, rather than unity -- of
signification is somehow UNIFIED. Enter UNI VOCAL. Do not multiply senses
beyond necessity. Keep your utterance UNIVOCAL and feel free to multiply
implicatures as you please.
Grice had witnessed the Viennese bombshells at Oxford as a student at
Corpus, and has a thing or two to say about the attacks by Ayer. As if
expanding on the state of the art of metaphysics in Post-War Oxford (in his joint
article with his former pupil P. F. Strawson and D. F. Pears, ‘Metaphysics,’ in
Pears, The nature of metaphysics,’ Grice notes: “I should like,” Grice says after
some decades of hindsight, “to say a word (or two) about the nature of my interest
in Aristotle — and the peripatetics in general — or the Lycaeum — and about the
prospects of deriving from Aristotle a significant contribution to the
enquiries which I have it in mind to undertake.” Grice (like Austin, but unlike
Ayer) just happens to regards Aristotle as being, like one or two other
historical figures — notably Kant (Kantotle is the best)— , not just a great
philosopher of the past but as being a great philosopher simpliciter. That
is to say: to think of Aristotle – as read by Boethius, say (vide Minnio
Paulello on the Aristoteles Latinus – so much studied at Oxford) as
being concerned with many of the problems to which we today are, or at least should
be, devoting our efforts. Furthermore, it is Grice’s view that once
Aristotle — or Boethius, or Vio – vide Ashworth on analogy in Vio in the
Stanford Encyclopedia of Philosophy -- who worked so arduously on analogy to
improve on Aquinas — is properly interpreted, he is likely found to have been
handling such problems in ways from which philosophers still have much to learn.
In brief, then, Grice subscribes to a programme of trying to interpret —
of reconstruct — the views of Aristotle (and he is not too fussy about the
difference between these two descriptions) in such a way that, unless Aristotle’s
text is totally probibitive, Grice will ascribe to Aristotle a view which is
true rather than false, reasoned rather than unreasoned, and interesting and
profound rather than dull or trivial. Grice is convinced that, in the
philosophical area within which the topics of this endeavour fall, there are
specially strong reasons for listening as attentively as possible to what
Aristotle has to say or implicate. After all, a defence and definition of
the nature and range of the enquiries falling under philosophia prima is
among the most formidable of philosophical tasks. Philosophers need all the
help they can get, particularly at a time when metaphysicians are only recently
beginning to re-emerge from the closet, and, to Grice’s mind, are still
hampered by the after-math of decades of ridicule and vilification at the hands
of those ‘rednecks of Vienna and their adherents’ — notably at Oxford!
The main questions to which Grice addresses himself are various, or
shall we say, multiplicitous. As Aristotle suggests, IF at least some
expressions connected with the notion of "ist” (never mind αγαθόν – the title
of his Victoria conference was on ‘Aristotle on good and being’– as in ‘The α
is β’ -- exhibit multiplicity of signification: of which actual expression or
utterance is that suggestion true? More precisely: is “ist” -- the conjugated
third-person singular form of the verb, in the canonical predication-relation
surfaced in the syntactical construction ‘The α is β’ where this suggestion is most
plausible? What cognates of the ‘ist’, if any, are similarly affected? What
happens when ‘ist’ is merely deleted, as is often the case with Cicero – how can
the absence of a verb have a SENSE? What about ‘Socrates walks’ and ‘Socrates is
a walker’ – How much freedom should we allow for the convertibility of
non-copulative utterances into copulative utterances? Grice has in mind the
philosophical lexicon that also has entries for ‘inherentia’ or ‘praesentia,’
and their respective conjugated forms, including ‘existit.’ What link is there,
if any, between unity, multiplicity of significationand jdentity or
difference of CONTENT or sense? In what different ways may semantic
multiplicity actually become unified? What considerations, if any,
confer upon the availability of a single definition or conceptual analysis of
special pride of place among possible criteria for identity of meanin, or of sense,
or content? Is Aristotle’s suggestion for univocality of ‘A ist B’ to be
argued for? Or is it just a matter of the intuitions of the native, however
dialectal, speaker of a language? How, if at all, can the availability of
such a definition or conceptual analysis involved in the doctrine of
univocality be confirmed -- or disconfirmed, for that matter? Is Aristotle's
classification of the ways of unifying semantic multiplicity exhaustive? Are
its components mutually exclusive? Which form of unification applies to the
semantic multiplicity connected with "The α ist β"? Note that, unlike
an English philosopher like Grice, Boethius does not need to involve himself
with the definite descriptor – ‘the A’ -- when discussing the canonical copulative
predication relation: “A ist B” just does.
One first key question to be faced with regard to the possible semantic
multiplicity of 'α ist β,’ or of einai, to be, esse or tò on, what
is, ens is a not very subile question of interpretation. In what
range of employments of the word ‘be,’ or of an appropriate Greek or Latin of
Italian or other English counterparts, is semantic multiplicity to be looked
for? From a standard viewpoint, to which Grice admits he does not in fact
wholly subscribe, there seem to be various possible locations of such
semantic multiplicity: The thesis which Grice identifies with Canadian-born
Oxford philosopher Owen – of the Ryle group – vide Owen’s necrology of Ryle in The
Aristotelian Society, making a passing reference to the reverence Austin’s and
laer Grice’s play group had amongst pupils -- in the word ‘be’ taken as meaning
‘existit’. Second, there is Grice’s own thesis, at this stage of development, that
the word 'be' be taken as a copula in a statement of predication
relation: The α is β. Grice considers two other possible collocations, only to
go to dismiss soon: The word ‘be’ taken as expressing identity – vide his
“Vacuous Names” for things like “Pegasus = Pegasus’ --. Fourth, the word ‘be’
considered as a noun and as roughly equivalent to 'object' or 'entity.
‘The ‘is’of the matter. Some of these four variants, Grice notes, are not
really independent of one another. Since an entity or ens seems to
be anything which is -- or exists, it is reasonable to suppose that
semantic multiplicity would attach to such a noun as ‘entity’ or ens if,
and only it, it also attaches to ‘exists.’ Furthermore, if we accept the
commonly received view that 'existit’ may be paraphrased in terms of
self-identity -- Pegasus exists if and only if Pegasus is identical with Pegasus,
which creates to Meinongian ontological jungle, to paraphrase Grice in “Vacuous
Names,” any semantic multiplicity in such a phrase as “is identical with” will
go hand in hand with a corresponding semantic multiplicity in the ‘existit.’
Grice seems somewhat relieved to realise that we appear then to be left
with just two independent candidates for semantic multiplicity: non-predicational
‘ist' (understood as meaning 'existit', as in the infamous thesis by Owen; and ‘ist’
understood as meaning a copula, as Grice 2.0. Owen, who left Canada to settle
in Oxford, in his provocative Aristotle on the Snares of Ontology, that
Grice finds some especial excitment in quoting just for amusement, opts indeed –
with the aid of asterisks to distinguish between ‘is*’ and ‘is**’ -- for the
supposition that semantic multiplicity attaches to 'ist,’ meaning, or with the sense
of, 'existit’).“I for a long time shared this belief,” Grice confesses. Austin
never did since, an earlier Defensor of linguistic botanizing, always found
Prichard’s disregard for the paronymy of ‘agathon’ almost insulting! The two
groups – Ryle’s, with Owen, and Austin’s, with Grice, hardly met while at
Oxford. Still, our of deference for his Canadian senior, Grice considers Owen’s
proposal first, since, too, Grice is the one to enjoy to learn from his errors. (Similarly,
in his lecture for the British Academy, Grice starts by noting how he turned
from a Stoutian into a neo-Prichardian).
Since Grice wishes to attribute a view to Aristotle only if Grice can
find in Aristotle’s oeuvre, or altenatively invent on his behalf, a
reasonable plausible argument to support it, Grice wonders whether we can find,
or devise, such an argument in this instance. Grice offers the following. In Topica,
Aristotle claims that being – or existence --, like unity is predicated of
everything. By making this statement, Grice notes, Aristotle seems to imply
that 'exists' is truly applicable to every, er, entity. But, Grice warns
us, in making the dictum, Aristotle may also be implying that the universal
‘signified,’ or ‘denoted,’ by 'existit', or, if there is a more than such a universal
– indeed a duality, plurality, or multiplicity, that one or another of each
universal ‘signified,’ or denoted, by 'existit' is instantiated by every, er,
entity. But Grice warns us to be cautious, and let us not assume
that the second implicature holds, or is not cancellable!
Grice goes on to quote from his favourite Aristotle – as it was Boethius’s
favourite, too --. In De Inierpretatione, on which as we’ve noted,
Grice lectured for years at Oxford with Austin – Ackrill being among the fortunate
pupils who attended, and who ends up translating the thing for The Clarendon
Press -- Aristotle declares that every
simple declarative sentence, or proposition, contains a hréme, or verb phrase,
which ‘signifies’ something said of something else -- the ‘something else'
being ‘signfied’ by a noun phrase. – like Smith’s dog, as in Smith’s dog is
shaggy (Grice’s example in ‘Utterer’s meaning, sentence-meaning, and
word-meaning’.
Indeed, Grice notes, the divisibility of declarative sentences into a kaapináseis,
or assertion, and a ipopirseis, or a denial, which respectively assert or deny
something (shagginess or hairy-coatedness) about something (Smith’s dog, Fido)
-- vide Boethius’s commentary -- suggests that the notion of the exhibition of the
subject-predicate relation or form enters into the very definition or
conceptual analysis of a declarative sentence or proposition. A crucial reason
for Grice to leave Owen for good is that an existential sentence, or proposition
– as logicians use ‘existential’ -- is no exception to this thesis, and it even
tolerates a quantificational modifier (Some dog is shaggy). Indeed, ‘the a is
b’ displays such a toleration. For the analysis of ‘Smith’s dog is shaggy’–
being Grice’s example, as opposed to Fido is shaggy, Grice relies on German
philosopher Hans Sluga, who had left Germany for Berkeley, for clarification on
what ‘the’ actually means in English! See the footnote in Grice’s ‘Presupposition
and conversational implicature.’ (Grice had met Sluga at Oxford and found the
time to teach him some cricket – he got a tutorial in logic in exchange.
From this it follows that a so-called existential proposition
attributes, ascribes, or predicates, a ‘universal’ (shaggy) to its subject item
(Fido). And here the reductio ad absurdum of Owen’s proposal: if ‘existit’ did signify
a single universal, it would signify a generic universal – but ‘being’
ain’t a genus --, as Grice calls it, since, as is shown by differences in the
ten categories, there is more than one way of ‘existing’ which would be (now) a
species of such genus as existence is claimed to be. But
then Aristotle suggests in his Metaphysics, too -- a rather strong hint
here -- that being, or existence, is notably not a genus, and so is *not*
a generic universal.
A crucially different account therefore, needs to be found of what are
naturally thought of as more than one way of such an ‘existence.’‘Existit’ cannot
‘signify’, on the other hand, a singular or unique universal, since Greeks and
Englishmen like to talk, and criss-cross at least the ten categories of
Aristotle! Rather, ‘existit’ would ‘signify,’ or denote, now one, now another,
of at least a duality, a plurality, or duality, or multiplicity of this o that universal
– any of the each ten categories, with the provision that some include
essential predication, i. e. predication of essentia – whereas the canonical
form now involves what Grice sees as a non-essential predication relation – not
what A is, but what A has – a hairy coat.
Now, if ‘existit’ would ‘signify’ a duality plurality of multiplicity of
universals, that plurality should need to satisfy at least two serious conditions.
First, the plurality of universals that ‘existit’ allegedly would ‘signify’ or
denote should be as small a plurality as possible -- by an intuitively
acceptable principle of economy or semantical parsimony – Grice’s razor: Senses
– even significations, especially when ascribed to an expression rather than
its utterer -- are not to be multiplied beyond necessity. Second, each of
the elemental categories or universals of the plurality for ‘existence’ would notably
need to be an essential property of items of the kind to which it
attaches.
While Owen’s thesis then involves a reference to ‘essentia,’ Grice feels
like playing the linguistic game vis-à-vis Owen when distinguishing two senses
of ‘is’ – is* and is** --. It is at this point that Grice coins ‘… IZZES …’ to
name ‘is’ in such kind of predication of essentia. Grice’s logic is the
converse of Aristotle, which allows Grice to introduce a counterpart for ‘… izzes
…’ – notably: ‘… hazzes …’ – and its nominal counterpart: ‘a hazzer’. It is not
that Fido IZZES a hairy coat, but that Fido HAZZES it. The removal of a
property pertaining to the essentia – cognate indeed with ‘ist’ -- from
any bearer belonging to a given kind (Fido is a dog) just deprives that bearer
of existence. With respect to any kind, each element property seems to be entailed
by the very concept of this spatio-temporal ‘existence,’ to which Owen’s thesis
attributes such weight. The only set of universals which satisfies both of these
two strong conditions is the set of category-heads themselves, as the most
general list of properties of essentia one of another of which every
item may on occasion possess.
Such ten category-heads then constitute the required plurality (not
duality now) or multiplicity – which accounts for Aristotle’s ‘many ways’. ‘Exists’
by virue of ‘signifying’ a plurality or multiplicity of universals, exhibits
multiplicity of signification. Interestingly, in his own “Utterer’s meaning,
sentence-meaning, and word-meaning”, Grice analyses meaning ascriptions for both
the nominal “Fido” and the adjectival “shaggy”, skipping a meaning ascription
for “is” altogether – to which he laid the focus in his Aristotelian researches
only. The argument given by Aristotle in favour of the contention that the
concept behind ‘ist’ is not a genus is, Grice admits, rather obscure,
if not of the Heraclitean type. Aistotle’s argument for denying ‘ist’ a GENERIC
conceptual analysis rests on the thesis that a genus G cannot be predicable
of a differentia, or diaphoron – symbolized by Grice as D -- of one of its
species S.
Aristotle also seems to rely on the supposition that, if ‘ist’ were a genus, it would have to
offend against this prohibition. After all, ‘ist’ is universally
predicable. More formally, if S is a species of a genus G, it must be the
case that G belongs essentially to S, and is, therefore in the same
category as S, that S is differentiated, within G, by some universal D;
and that D is categorially different from, and, so to speak, categorially inferior
to both S and G, in that no item in the category of S and G attaches essentially
to, and so be predicable of D. Grice’s example: ‘two-footed,’ as a difterentia,
differs in category from man and mammal – it is a quality,
rather than a substance, in such a way that neither man nor mammal
can be predicated of it. Which is not the case. It is a secondary
substance which is not predicable of a quality, even though
it may be the case that, necessarily, anything which has a given quality
is a given sort of substance. But, if ‘ist’ were a genus G,
since ‘ist’ (read, alla Owen, ‘existit’) is universally predicable, it
would be predicable of any differentia of any of its species.
To show that ‘existit’ possesses not merely multiplicity of
signification as an EXPRESSION, but multiplicity of signification as per
UTTERER’s MEANING may render it aequi-vocal. An item Alpha “existit” just
in case it belongs to some category C. E. g., substance, quality,
quantity, etc. If category C is a category OTHER than the first one, i.
e. a substance, an item x can be a C, i. e. fall under C, only if alpha is
a C of some substance beta. This can be seen as an application of a version of
the doctrine of universalia in se. A version of the doctrine of
universalia in se demands that the existence of a universal U requires,
not just the possibility, but the actuality of an item alpha or beta
which instantiates that universal.
The instantiation thesis is explicitly enunciated by Aristotle in Metaphysics.
X being a C of some substance beta which *instantiates* C entails – to
use Moore’s coinage -- being a C of something Y which ‘exists; in that sense or
under that interpretation of 'existit’ which is appropriate for a substance. –
Bunbury, but not disinterestedness. For a substance to exist is,
plainly, lfor it to be a substance. (In seminars at Oxford with
Strawson, Grice played with the difference between ‘Bunbury doesn’t exist’ and ‘Disinterestedness
doesn’t exist’. The former, but not the latter, requires spatio-temporal
continuity: ‘That’s not true: he’s in the next room,’ whereas ‘Disinterestedness
is in the other room’ only IMPLICATES that an ‘instantiation’ of ‘disinterestedness’
is in the other room. (Grice regretted that Strawson failed to credit him when Strawson
eventually published his Individuals: an essay in descriptive metaphysics.
That a substance beta (say Fido) exists is prior to, or ‘presupposed’
by, each form of ‘exists,’ as it applies to an alpha which is not a
substance – say, shagginess, or hairy-coatedness. The set of ways, in Aristotle’s
phrase, in which 'existit’ is said are united by an appropriate relation to a primary
substantial be, like Fido. "Exisit' would then exhibit unified
semantic multiplicity
In spite of a recognisable affinity with philosophical positions which
Aristotle is known to have liked, and also due to its bearing of at least a
superficial charm, Owen’s argument does not however, lack its drawbacks -- both
from a historical and from a conceptual point of view. A crucial passage for
consideration is Aristotle’s Metaphysics devoted to what is (be) in the philosophical
lexicon contained in the Metaphysics. There, Aristotle says, it seems, that
whatever things are ‘signified’ by the forms of predication, presumably the
categories, are said to be in themselves -- per se, kath'auta); 'be'
has AS MANY SIGNIFICATIONS as there are forms of PREDICATION..
Since a predicate (beta) sometimes say what a thing (alpha) is, EST. But
a predicate sometimes says what alpha is EST like. Sometimes, even, a predicate
says how much alpha is, EST. And so on. There would be a different ‘signification’
of ‘EST’ corresponding to each predication, essential or non-essential. Occam’s
razor rendered totally useless if it’s not here to cut Plato’s beard! Aristotle
concludes that passage in the Metaphysics with the with the almost scholastic,
if controversial, remark that there is no real difference in depth between the
superficially varied “man walks (flourishes)” and “man is IST walking (flourishing).”
The obvious interpretation of this remark, beloved by Boethius and all
the scholastics, is that the appearance of any verb-form like “walks” or “flourishes,”
or “flies,” said of Pegasus, or “rides Pegasus,” said of Bellerophon, creates
no major difficulty for Grice, since they may all be replaced, without loss or
change of sense, by such an expression in canonical form such as 'is IST walking' or "is IST flourishing'
‘is flying, ‘is riding Pegasus’. If the expression regarded by Aristotle
as canonical in form it is because the explicit use of ‘IST,’ whose
multiplicity he is at least at his point discussing a copulative, or, strictly,
COPULATION. Grice concedes that Aristotle on occasion does admit a categorial
variation in the sense of copulative ‘ist’. IST as IZZES, Owen is notably unwilling to
allow that Aristotle is primarily concerned with copulative ‘ist’ regardless. As
a result, and it seems Grice is having Warnock’s ‘Metaphysics in logic’ in mind
here – in the well-circulated Flew collection --, Grice notes that Owen, rather
strangely, interprets, the remark by Aristotle as alluding to semantic
multiplicity in the copula as being supposedly a consequence of semantic
multiplicity in ‘existit’!
Now, Owen’s interpretation seems difficult to defend for someone with
the ears atuned to the type of linguistic botanizing that philosophers of Grice’s
generation – like Austin, his senior by two years, and Warnock – but unlike
Owen’s generation, like Ryle, or Prichard --. When Aristotle says that a
predicate sometimes may say what a thing is, sometimes what it is like -- its quality --,
sometimes how much it is -- its quantity --, and so on, he seems to be
saying that, if we consider the range of predicates which can be applied to
some item, for example to a substance like Fido – Smith’s infamously shaggy dog
--, these predicates are categorially various, and so the use of the IST IzzES,
in the ascription of these predicates, would undergo a terrifying corresponding
variation of signification! In fairness to Owen, Aristotle has connected the
semantic multiplicity in IST not with variation between the various predicates
of one subject, but with variation between essential, pertaining to the essentia,
or per se, predications upon different, indeed categorially different,
subjects. Grice is having in mind Aristotle’s predications such as as
"Socrates IS a man", "Cambridge blue IS a colour (a blue, a blue
colour) A desire to harmonise these statements leads Grice to wonder
whether Aristotle may be maintaining not only that the copula IS exhibits a multiplicity
of signification which corresponds to the categorial differences between
different statements – assertions or denials -- about one subject, for example,
Fido, but also that this semantic multiplicity may be attributable to a
multiplicity in the notion of essential being IST. The signification of 'is’
would, if Owen were right, vary between "Socrates is a
man", “Fido is shaggy,” and Cambridge blue is a colour", or, to use another of Aristotle’s examples
from his bag of linguistic botany: the didascalian “A weight of two pounds is
a magnitude.”
To voice his suspicion more explicitly, Grice ventures that it might be
Aristotle's view that if "Sociates is BETA" of F, to adopt the canonical
symbol used by Grice in “Vacuous Names” to refer to a predicate (Fa, Ga, Fb,
Gb), Smiths dog is shaggy, is an accidental, i. e. non-essential,
predication, Beta (as in Utterer’s meaning, sentence meaning, and word
meaning) or "F" (as in Vacuous Names) signifies an item in category
C, and ‘has" expresses the CONVERSE of Aristotle's relation of inherentia
or praesentia, then the LOGICAL FORM of a proposition like ‘Socrates
is beta’ or ‘Socrates is F’ or ‘Smith’s dog is shaggy’ may be regarded as
expressed by the simpler "Socrates HAS, but IS not, something which IS
F" or BETA -- where 'ist’ represents a sense of 'is,’ of 'is essentially,’
which corresponds to category C. The copula est in such cases
expresses the logical PRODUCT of a constant, and thus manageable and
systematic relation expressed by 'has,’ HAZZES — not est— and a
categorially variant relation expressed by 'is,’ est is essentially.’
These predominantly scholarly murmurs against the received view, Grice
notes, that Aristotle regards so-called (by logicians) ‘Ex’ (or in Peano’s
inverted Ex – an existential statement or proposition as the habitat of
semantic multiplicity are not the only possible kinds of dissent. A different
kind of complaint, against the viability of the position which Grice has been
treating so far as if it were Aristotle's rather than against the suggestion
that he in fact held it, would urge the untenability of the thesis, supposedly
a foundation of his position that EZx are a particular VACUOUS NAMES type
of subject-predicate utterance type (Smith is happy). But it is possible, Grice
concedes, that Owen voices something like this charge iwhen he distinguishes
typex of exists. One form of such an objection would be that "goats
mumble" EX (x), whether treated as a way of saying "goats always mumble"
or saying "goats usually mumble", or of saying "goats sometimes
mumble", or as being indeterminate between these alternatives, has to be
supposed to presuppose the existence of goats. Cf Warnock – Strawson. This will
be attested both by intuition, and by a need to extend to all interpretations a
feature which is demanded for universal of total and particular utterance
types, in order to escape ditficulties which arise in connection with the
Square of Opposition. To suppose "a goats exists" – but not a stag-goat
exists, or a flying horse exists outside the realms of Greek mythology -- to be
analogous to "a goats mumbles", would be to suppose that "a
goats exists — Warnock a tiger exists — " presuppose that a goats exists
or to put it another way, the truth of "a goats exists" is a
necessary precondition of its being enher tre or faise that a goats
exists.
This is an absurdity. Even for Collingwood, who loved a metaphysical
presupposition (vide Grice’s early treatment of Collingwood, then a big name at
Oxford, in ‘Metaphysics,’ in Pears, The nature of metaphysics). It seems
to Grice that Aristotle can be defended against this attack. To begin
with, the invocation of a semantic relation of collingwoodisn
presupposition is not the only recourse when one is faced with troubles about
the Square of Opposition. One might, for example, try to deploy a pragmatic
notion of presupposition which would not mitigate the alleged absurdity. Presupposition
as implicature in negation; presupposition as entailment in
affirmation
But a more serious defence might suggest that Aristotle has more
than one method of handling Ex existentisls; that there are indeed two such
methods, both S est P subject-predicate in character, which when
combined avoid the charge. In Metaphysics where the primary topic
seems 10 be what kinds of attributes are constitutive of and differentiate
between sons of sensible things, Aristotle argues the range of such crudal
teatures is much larger than Democritus allows atom, and indicates ways of
giving quasi definitions of a variety of sensible objects, such as a threshold or ice, which
contain analogues of genus and differentia.
At this point, almost parenthetically, he gives a pattern of conceptual
definitional analysis for existentials about such things. The pattern consists
(of the sequence some + genus* + l: + differentia*; c.g., "Some water
IST frozen" (an analysand for "ice exists" and “A stone
iIST situated in threshold position" (an analysand for "a threshold
exists"). We have, then, for certain Ex existential a definiens in
subject-predizate s Ist P form which by utilizing the elements in definitions,
ELIZmIznATES eliminates the 'existit altogether. Grice goes on to suggest,
on Aristotle's behalf, that this ELIMINATIVE form could be employed lo
conceptually analyst and define general existentials, like "ice
exists" , "A goat exists,” -- while the category citing forms. like
Socrates is a substance could be used to conceptuallyto analyse or define
singular existentials, like ‘Socrates exists".A strategy for an
attempted presentation of in argument in support of the hypothesis that unified
semantic multiplicity is to be located in the copula, or in a sub-range of
examples in which est is used as a copula, viz., cases of accidental
predication, will be to put forward as a preliminary a partial sketch of a
theory of categories, which Grice regards as being in the main Aristotelian, to
comment on some points of interest in that sketch, and finally to use it as a
basis for the proposed argument.
Grice’s sketch departs from Aristotle's own position in one or, two
respects, thereby depicting i somewhat improved theory, and it will incorporate
what seems to be a conspicuous extension of his theory, though one which, so
far as I can see, he might well have accepted without detriment to his
account. Grice’s motivation is to put forward an outline of an account of
categories which is overtly more SYSTEMATIZc than the assemblage of dicta which
one may extract from Aristotle's (L). Grice starts, much as Aristotle does in Categoriae,
by distinguishing two forms of predication. Each relation, which may be called
"izzes' and -- "Hazzes', are approximately the converses,
respectively, of his relations “Is” said of and “is in (a subject)”. Ian x
izzes () y i=df y is said of x. hab X hZzsz y =df y is
present in x. Grice goes on to list some of the properties which I
wish to assign to these relations, adding that n one or two cases there seems
to be options. Izzing is reflexive (Vxix izzes x), non-symmetrical
(symmetry-neutral), and transitive. Grice’s hazzing, on the other
hand, is inreflexive, either intransitive or transitivily-neutral, and
asymmetrical. In all cases, if an individual x izzes y, y is
essential to x, in the sense that it x were not to izz y, x would no longer
exist. It is, however, certainly not true in all cases that if x hazzes y,
its hazzing y is essential to its existence; indeed, Grice confesses to an inclination
to think, that this is not true in any case. Grice is however disposed to
accept the following "mised" law. (0) 11 x I y and y H z, x
Hz; the acceptability of this law would depend on the idea that a non
individual y hazzes something z ilt [of necessity] every individual falling
under y (that is every indivicual that izzes y) hazzes 2. Grice is
however, not disposed to accopf the "mixed" law. (ii) If x H y
and y lz, x Il z, since I would like to espouse the idea that a subject a
(in any category other than that of x) harzes only individuals); in which case,
l might also espouse the idea that the copula Ist can be conceptually analyzed
or defined in terms of the disjunction of & l y and x H something z which I
y. Grice makes izzing reflexive, so some of his definitions must differ
from his, since I cannot claim, as le did in Caregories 3a7, that nothing tzzes
an individual substance. The definitions will run as follows. I is an individual iff nothing other than x izzes x. x is a primary
individual iff x is an individual and nothing hazzes x. x is a primary substantial (x is in the category of
"substance") iff sune primary individual izees x. x is il secondary substance ig & is a primary substantial but not an
individual. x is identical with y iff x
izzes y and y izzes x. y is predicable of x iff
either x izzes y or & huzzes something z which izzes y.
Grice is now ready to compare his definition with the conceptual
analysis of the copula est. And y will be a primary element in
some category other than that of substantials just in case there is a
individual x [an individual which is a primary substantiall which hazzes
something z which in tum izzes y (this allows for the possibility that z may be
identical with y). Obviously, in the case of such a foreign predication a method
will be needed for determining which foreign' category is involved as being the
category of the predicated item y.
We can attempt to make use of the different one-word interrogatives
which can be extracted from Aristotle – and Cook Wilson, whose Statement
and Inference Grice sort of worshipped, with the supposition that items in a
particular category may be suitably invoked to provide answers to just one of
the kinds of questions asked by each of such interrogatives. But it is not
clear that such a list of interrogatives is sufficiently comprehensive
(relatives, for example, seem to escape this programme. Nor is it clear what
the rational basis would be for such a list of questions. While Aristotle
says much that is interesting about some particular categories, his attempts,
for example in the cases of quantity and quality, to pick on primary
distinguishing marks are not clear. Such shortcomings matter Little. It seems sufficient
to assume the availability of some discriminating procedure (perhaps some
furtirer development of the 'interrogatives method) since Grice’s main concern
is with the consequences of a scheme involving some procedure of such a sort. At
this point the sketch incorporates the extension of Aristotle's thcory of
categories. Grice assumes that there is an operation, substantialisation –
a metaphysical routine if ever there was one – Grice, Prejudices and
preilections, which become the life and opinions of H. P. Grice, which, when
applied directly to an individual which belong to a con-substantial category,
relocates it in a NON-primary division of the category of substantials,
thereby instituting or licensing the alocated items as further subjects of
hazzing; the items hazzed by them will inhabit NON primary divisions of
categories other than that of substantials. A Qualities of substance na be
might be relocated as a non primary substantial, thereby becoming subjects
which hazz (soy) further qualitatives of quantitatives, : that is to say.
inhabitants of a NON primary division of this or that NON substantial
category. So the category of qualitatives may include qualities of
substances, qualities of substantialized qualities (or substantialized
quantities) of substances, and so without any fixed limit. Fidinterestnedd
diedng exist Banbury doesn’t exist.
The scheme would, provide for substantialisation with respect to some,
but not necessarily to all, items which initially belong to some NON
substantial category; some categories, however, might be inebigible£ for the
application of substantialisation, and in other categories it might be that
only sub-categories would be eligible for substantialisation.The scheme also ensures
that substantialisation goes hand-in hand with beooming a subject of hazzing;
but would not guarantee that substantialised items would hazz further items in
every non-substantial category. Admittedly, Grice’s scheme as is absirace : and
it would be necessary to make sure that it could have application to concrete
cases. It might also, even if concretely applicable, be only PARTIAL in
character; it might, for example, provide for one kind of category (say “logical
categories”), but leave other kinds of categories, like sensory categories,
unprovided for. Grice’s scheme leaves room lor sub. categorial diversities
within a given overall entegory, There might be distinctions between, for example,
qualities of substances, qualities of quantities of substances, qualities of
quantities of actions of substances, and so forth. All of these specific
classes would fall within a general category of QUALITY: and there would be
opportunity to legislate against any item's belonging to more than one
sub-division. Within an already discriminated category or sub-category
there might be a categorial distinction between substantializable and
non-substantialicable items.There will be room 1o adopt a cruerion of realiy
distinct frem the perhaps increasingly cedious Quineian condition of being
"quantifiable over"
One might, for example, insist that reality attaches, or full reality
attaches, only to items which besides being izzers, being izzed, and being hazzed,
are themselves haziers (that is, are susceptible to substantialisation).Since
it cannot be assumed that a non-primary substantial will receive predicables in
every non-substantial category, there is room for distinctions of richness
between the range of categories from which predicobles apply to one huzzer, and
that from which predicables apply to another; and these variations in
predicationable richness could be used as a measure of degree of reality:
the richer the realer, with primary substantials at the top. Having discussed
two different suggestions about the possible location of semantic multiplicity
associated with the notion of ist Grice expands. One would lie ta the range of
maximally general specifications of the notion of existit (of the use of the
verb to be' to signify existence). The other would lie in the use of the copula
to signify different predication relations.
Both suggestions seem to have solid Aristotelian foundations. The
categorial multiplicity of the term 'existit' and the distinction between
different forms of predication relations are both well-established Aristochian
docirines. So far, then, there might seem little room for a preference of
one suggestion to the other. There are, however, two lines of reflection
which in one way or another might upset this equilibrium. The first line
of reflection would allow that Aristotle or an Aristotelian might have good
reasons for secking TWO, rather than merely one, predication-relation, reasons
perhaps connected with intuitively acceptable restrictions on the scope of
transitivity, and with a desire to block such unwanted inferential moves as
"Socrates is white, white is a colour, so Socrates is a colour.” (But cf. “Fido’s
coat is shaggy; so Fido is shaggy”). But it remains true that
nocharacterization hos been given of the concept of a predication-relation; and
though certain formal properties may have been assigned to izzing and hazzing,
it is not clear that these formal properties would by themselves be adequate
guides for someone wanting to be told how to apply the terms izzing' and
luzzing' to a particular case. It is not clear, either, whot extra formal
supplementation could he provided, one would hardly suppose, for example, such
relational terms to be susceptible of ostensive definition. It may then be that
these relations do not (and presumably cannot) have a readily discernible
character, a fact which if not a blemish at least creates a problem. It
is ultimately possible then that despite initial appearances the notion of a
predization-relation is not well-defined, and indeed that apparent examples of
such relations are illusory. This alternative line of reflection then,
might confer better survival chances upon the first of the two suggestions here
dstinguished.
A different line of reflection, however, is one which Grice is certainly
more inclined to take seriously. Unlike the previous one, this line of
reflection would not lavour the attribution to Aristotle of one rather than the
other of two viens about the location of a contain semantis multiplicity. It
would rather suggest. or conjecture, that the attribution to Aristotle of
either view would involve a misconception of Aristotle's position, unless it
wore accompanied by a recognition of a certain not immediately obvious distinction.
Enter pragmatics – and implicature. It would be a mistake to suppose
Aristotle to be holding that exists est ‘signifies; a plurality of
distinct universals and that therefore the existential 'is' bos a plurality of
meaning; It would also he a mistake to attribute to Aristotle the
view that the copulative 'is may signify one or another of lWo predication-relations
thereby ‘signifying’ a plurality of universals, with the consequence that the
copulative "is' has more than one meaning. What Aristotle is really
proposing is a separation of — the question what an U universals
is, — the question how many SIGNIFICATIONS an expression
possesses. Aristotle is suggesting the possibility that a particular
expression may have only one meaning sense or content and yet be used on
different occasions to point to different universals. It is no doubt trus
that historically universals were admitted to the realm of philosophical discourse
in order to be items in which the meaning of particular expressions might
consist. But this historical fact does not establish an indissoluble connection
between universals and the meanings of a linguistic expression; and it
should be modified or abandoned should subsequent rational reflection provide
reasons for adopting such a ovurse.
Grice is well aware that his suggestion, whether advanced on behalf of
Aristotle or independently, that a distinction should be made between, on the
one hand, the universal or universals, which either in general or on a particular
occasion are pointed by the expression, and, on the other hand, the meaning or
meanings of the expression in question, which is likely to give rise to a sense
of shock. Grice suggests that susceptibility to this sense of shock will be
independent of the question whether the person who feels it is friendly or
unfriendly towards universals. Grice invites us to consider first the
reaction of one who is friendly to universals. The philosopher may be
liable to take the view that the reason for introducing universals in the first
place was primarily, indeed exclusively, to equip ourselves with a range of
items, each of which would serve as that which was meant, or as one of the
things that was meant by significant expressions. This is what a universal
does, and it is what they are supposed to do, and they do it perfectly well; it
is not therefore in order te propose a severance of just that connection with
meaning which gives universals a raison d'être. One who is unfriendly to
universals can hardly be expected to be more sympathetic to the proposal, such
a person might be unfriendly to universals either because, like Quine, while he
is prepared to describe each of a multitude of expressions as being meaningful,
be is not prepared to count as legitimate specifications of what it is that a meaningful
expression means, or he is not prepared to allow that two distinct expressions
may each mean the same thing. These denials are plainly linked; if it is
legitimate to ask of two meaningful expressions, what it is that each mcans we
can hardly preveat it from being the case, sometimes, that what each means is
just the same as what the other means. Alternatively the enemy of universals
might not wish to eliminate specifications of meaning or the possibility of
synonymy; his position is rather that an adequate account of the full range of
meaning-concepts can be provided without resort to universals. But the enemies
of universals, from whichever camp they come, may well insist that one who,
unlike them, is disposed to bring in universals is not at liberty to
contemplate divorcing them from that connection with meaning which he will have
to allow as underlying their claim to existence.
Grice is not sure that such hostility to the general idea of divorcing
the ‘signification’ of one or more universals from the possession of one or
more meanings is as solidly founded as initially it appears to be. If I ask
someone whether he knows the birth place of Cicero, he might reply in two quite
different ways. He might say: “Certainly I do; he was born in Arpino.” Alternatively
he might reply "I am afraid I don't. Cicero was born in Arpino, 1 am
afraid I have never been able to get to Arpino so I don't know the place at
all." The obvious difference between these two distinct interpretations of
the question seems to me to be plainly connected with the functioning of
certain pronouns as (a) indirect interrogatives (b) as relatives; in my
example, the first reply claims knowledge where Cicero was born, the second
claims ignorance of that place where (in which) Cicero was born.
There are other ways of looking at the linguistic phenomenon presented by
my example, which are not incompatible with the way just outlined. and indeed
which may turn out to be useful complementaries to it. One might draw attention
to a distinction between knowledge of propositions and knowledge of things,
suggesting that what the first respondent claims is propositional knowledge,
whereas, what the second respondent disclaims is thing-knowledge; the second
respondent exhibits a certain bit of propositional knowledge but professes
substantial ignorance concerning the item to which his propositional knowledge
relates. There is of course no reason why these two states should not coexist.
While we are directing our attention to this approach, we night bear in mind
that one kind of knowledge might be dependent on the other. It might, for
example, be the case that knowing a thing a consists in the possession of a
perhaps indefinitely extended supply of pieces of propositional knowledge, all
of which are cases of propositional knowledge which relates to x; or
alternatively, knowledge of x might consist not in an indefinite supply of
pieces of propositional knowledge about x, but rather in the possession of a
foundation or a base from which such propositional knowledge may be readily
generated. Yet a further idea to be considered begins with the recognition that
definite descriptions like many other kinds of phrases may, within a sentence
occupy either subject position or predicate position; as some might prefer to
put it, "the birth place of Cicero" may be used either referentially
or predicatively. It might then be suggested that in the mouth, or at least in
the mind, of the first respondent the phrase "the birth place of Cicero"
occurs predicatively, whereas in the case of the second respondent it occurs
referentially, as, potentially at least, a subject expression. If we suppose
the phrase to occur predicatively in a given cose, it will be necessary that
one should be able to point to a mentioned or unmentioned item to which the
predicate in question might apply: then, in the case of the first respondent in
normal circumstances there will be some particular item which he thinks of as,
or believes to be, the birth place of Cicero.
The relevance of this discussion to the topic of meaning and universals
is that it may with some plausibility be alleged that those who have invoked
universals as the items in which the meaning or meanings of significant
expressions consist are guilty of representing such a phrase as "knowing
the meaning of the word 'watershed " as referring to knowledge of an
object or thing, as knowledge of “that which” the word watershed' significs or
means (where the pronoun "which' is a relative pronoun); whereas, in fact,
the phrase plainly refers to knowing what the word ‘watershed’ – or ‘runt’ means
where the pronoun 'what' is indirectly interrogative rather than relative. The
theory of universals as meaning, then, rests on a syntactical blunder; that
this is so is attested by the fact that in principle at least the caning of an
expression E, may be identical with the meaning of the expression E’ but
plainly to know the meaning of E, is not the same as to know the meaning of E’.
This attack on the historical genesis of universals as the focal
elements in a certain kind of anti-nominalistic theory of meaning, might
encounter the following response. It might not be denied that the kind of
syntactical blunder, which I have been attempting to expose, is in fact a
blunder and has indeed been committed by some who have championed the cause of
universals. It is, however, a remedial blunder which can be rectified,
ultimately not only without damage, but even with advantage to the view of universals
as the primary constituents of meaning. Once universals are admitted, they can
be, and should be, thought of and accepted as being those items which are the
meanings of this or that element of language. In the end, then, knowing the meaning
of an expression E would emerge as knowing what E means, rather than what an
utterer U means by uttering E, that is, as propositional knowledge connected
with interrogative pronouns rather than as thing-knowledge connected with
relative pronouns. So everything comes right in the end; and the tie between
universals and meanings cannot be put asunder.
This defence of the inviolability of the link between universals and
meanings may be ingeniously contrived, but is not, I think, irresistible. If
the specification of meanings were to provide not merely a useful mode of
employment for universals once they are recognized as being around, but rather
the sole justification and raison d’être of the supposition that they are
around, the specification of meaning would have to be not merely something that
can be commodiously done with universals, but rather something which cannot be
done or fully done without universals. To my mind this stronger requirement
cannot be met. There are, I think, some cases of expressions E such that
knowing the meaning of E cannot comfortably be represented as knowing, with
respect to some acceptable entity that it is that to which the description
"the (a) meaning of E" applies. I offer two examples:
If Grice were to say "The wind is blowing in the direction of Arpino",
any normally equipped Greek, Latin, English, or Italian speaker would know the
meaning both in general and on the current occasion of the phrase ‘in the
direction of Arpino’; that is to say he would know both what in general the
phrase means and what Grice meant by it on the occasion of utterance. But such examples
of knowledge of the meaning in general, and also the meaning relevant to a
particular occasion, of a particular phrase, so far as 1 can sec, neither
requires, nor is assisted by, the specification of an admissible entity which
is to be properly regarded as that to which the description ‘the meaning of the
phrase ‘in the direction of Arpino’’ applies, either generally or on this
occasion. It is unlikely that there is such an admissible entity, the phrase
'in the direction of Sacramento' does not seem to be one which applies to any
particular entity; and even if it were possible to justify the claim, such a
justification seems hardly to contribute to one's capacity for knowing what
such a phrase means.
By a precisely parallel argument
I may know perfectly well what is meant by the phrase ‘the inducement which I offers
you for looking after my farm in Sibila', even though I am neither helped nor
hindered by the presence or absence of any thought to the effect that there is
some admissible item which satisfies the description "the meaning of the
phrase 'the inducement which I offer you for looking atter my farm in Sibile'
"
Before leaving this topic, Grice makes two further comments. First, the
fact that the conection between universals and meanings may not be inviolable
does not dispense someone who wishes to modify it from obligations to make
clear just what changes he is making; second, if a theory of meaning should
fail to provide an indispensable rationale for the introduction of universals,
it might turn out to be incumbent upon a metaphysician to offer an alternative
rationale. But this question will have to wait for another occasion.
Let us for the moment retain an open mind on the nature of Aristotle's
views about the connection between the unification of semantic multiplicity and
the presence or absence of identity of meaning. Aristotle lists a number of
modes of this kind of unification which I shall consider one by one. As one
embarks on this enterprise one might well bear in mind the possibility that the
list provided by Aristotle might not be intended to be exhaustive; and that the
number and proper characterization of the modes which do occur in Aristotle's
list is sometimes uncertain. Aristotle refers to cases in which a general term
is applied by reference to a central item or type of items as ones in which
there is a single source for a contribution to a single end. It is not clear
whether he is giving a single general description or a pair of more specific
descriptions each of which applies to a different sub-class of examples. I know
no way of settling this uncertainty. The modes of unification actually listed
by Aristotle consist in (a) what 1 shall call recursive unification in which
the application of each member of a range of predicates is determined by the
conditions governing the application of a primary member of that range, (b)
what I may, with deference to Owen, call focal unification (unification which
derives from connection with a single central item), (c) analogical unification,
in which the applicability of one predicate or class of predicates is generated
by analogies with other predicates or classes of predicates, I shall consider
these headings in order. The cases of recursive unification are primarily,
though not exclusively. mathematical in character; they are also cases in which
what one might call the "would-be" species of a generic universal
stand to one another in relations excmplifying priority and posteriority. The
Platonists, so Aristotle tells us, regarded such priority and posteriority as
inadmissible between fellow species of a single genus. Aristotle does not
explicitly subscribe to this view, but he does not explicitly reject it and is
liable to act as if he accepted it. Why should priority and posteriority stand
in the way of being different species of a single genus? Why should not
different numbers be distinct species of the genus number? In the case of
numbers, End. Eih. (121%aff.) attempts a reductio ad absurdum: if there were a form
(universal) signified by "number" it would have to be prior to the
first number, which is impossible; this argument might be expanded as follows:
consider a sequence of "number-properties" (Pl, p?..., e.g., 2-ness,
3-ness ...): such a sequence satisfies, inter alia, the following conditions. For
any x and for any n 1, x instantiates Pi entails x does not instantiate pa-'
(nor indeed any P').For any x and for any n * 1, x instantiates P" entails
something y (* x) instantiates pr-/If P™ = P'
, no counterpart of (a), (b) holds; so Pl is the first number. If the
fulfillment of the above conditions is to be sufficient to establish a sequence
of properties as a sequence of number properties, then there cannot be a
universal number; if there were, it would, like any genus, be prior to each of
its species, and so prior to Pl; but since P' is the first number it cannot
have a predecessor and so nothing can be prior to it. There seem to be two
objections. It is by no means clear that the above conditions are sufficient to
guarantee that a sequence of properties is a sequence of number-properties. Even
if they were, one part of them would not be fulfilled in the case of Pl and
being a number; if x instantiates Pl (viz., 2-ness), x, not something other
than x, will instantiate being a number, a set whose cardinality is 2 itself
instantiates being a number (as a cardinality). If this route to a denial of
the existence of a generic universal number fails there are two further
possibilities. One might attempt to represent conformity to a
"standard" genus-species-differentia model as being not just an
acceptable picture of situations in which a more general universal has under it
a range of subordinate universals which are its specializations, but as being
constitutive for such examples of the existence of the more general universal.
The slogan might be "For there to be a universal U, with specializations
U,, U,, ..., U,, U has to be the genus of those specializations with all that
that entails" (or, more briefly, "no specialization without
species"). The justification for such a claim will not be easy to find.
While, intuitively. one might be prepared to accept the idea that a more
general universal must be independent of its specializations in that the non-emptiness
of the general universal should be compatible with the emptiness of any
particular specialization (though not of course with the emptiness of all
specializations), it does not seem intuitively acceptable to make it a
condition of the existence of U that any pair of specializations U, and U2
should be in this sense independent of one another. One might try a simpler
form of argument. If the special cuses for the application of a general term E,
that is to say, the universals U, ... U, are united by a single ordering
relation R into a series 5, the elements of which [U, ... U.] cover every item
to which E applies, and only such items, then we do not need a generic
universal U; its would-be species U, ... U, are already unified by membership
of the series S. The expression "being an instance of some universal in
the series S" is of course applicable to anything to which E is
applicable; but this expression does not even look like the name of a gonus.
A second mode of unification to which semantic multiplicity may be
susceptible, that of focal unification, is discussed at length by Aristotle in Metaphysics.
There Aristotle brings up two of his favourite examples, the applications of
the adjectives "healthy' sanus and 'medical' medicalis. He
states that everything to which the ‘healthy' applies is related to, in one way
or another, the focal item of health, "one thing in the sense that it
preserves health, another that in the sense that it produces it, another in the
sense that it is a symptom of health, another because it is capable of
it." Similar considerations apply to applications of the adjective
'medical'. That which is medical is relative to the medical art, one thing
being called medical because it possesses it, another because it is naturally
adapted to it, another because it is a function of the medical art." On
the most obvious interpretation of this passage Aristotle will be suggesting
that standard semantic theory will be right in supposing the applicability of
certain adjectives to particular items depends on a relationship of such items
to an associated universal, but wrong in supposing that the relationship in
question is invariably that of instantiation; other sorts of relationship are
frequently involved. There is, however, a less obvious position which Aristotle
might have been taking up; this position would maintain with respect to
universals, that the only way in which individual items may be related to
universals is that of instantiation: that there will be other entities which
will indeed be general entities though not universals; to them individual items
may be related in a variety of ways which are distinct from instantiation. The
relative merits of these two ideas will be a matter for debate. The focal mode
of unification is of special interest in my present enquiry since Aristotle
states quite plainly that this is the mode of unification which applies 10 the
semantic multiplicity connected with being. Categorially different sorts of
things may all be said to be by virtue of different kinds of connections which
they have to the focal item, which will be intimately connected with the notion
of substance. This central item might be an individual substance or, more
likely, might be the notion of substantal type: any items which 'izzed' this
type would be an individual substance and so would exist. But non-substantial
items could also be said to be by virtue of their relationship (different in different
cases) to the same central item; some things may be said to be because they are
affections of substance, others because they are a process towards substance,
and so forth. It is evident that Aristotle habitually thinks of the focal item
as being a universal, or at least some kind of general entity; but such
restriction is not mandatory, nothing prevents the focal item from being a
particular. Consider the adjective French or italiano as it
occurs in the phrases, "French citizen", citadino italiano, "French poem", poema
italiano, "French professor". professore italiano. The following
features are perhaps significant: (1) The appearance of the adjective in these
phrases is what I might call "adjunctive" rather than
"conjunctive" or "attributive". A French poem, is not as I
see it, something which combines the separate eatures of being a poem and being
French, as a fat philosopher would simply combine the features of being fat and
of being a philosopher. "French" here occurs, so to speak,
adverbially. (2) The phrase "French citizen" standardly means
"citizen of France", while the phrase "French poem standardly
means "poci in French"; but it would be a mistake to suppose that
this fact implies that there are two (indeed more than two) meanings or senses
of the word "French". The word French" has only one meaning,
namely "of or pertaining to France"; it will, however, be what one might
call 'context sensitive"; we might indeed say, if you like, that while
"French" has only one meaning or sense, it has a variety of
meanings-in-context; relative to one context, "French" means "of
France" as in the phrase "French citizen", whereas relative to
another context "French" means, "in the French language" as
in the phrase "French poem". Whether the focal item is a universal or
a particular is quite irrelevant to the question of the meaning of the related
adjective; the medical art is no more the meaning of the adjective 'medical',
as France is the meaning of the adjective 'French'. As a concluding observation
I may remark that while the attachment of the context may well suggest an
interpretation in context of a word, it need not be the case that such suggestion
is indefeasible. It might be for instance that "French poem" would
have to mean "poem composed in French" unless there were counter
indications; in which case, perhaps, the phrase might mean "poem composed
by a French competitor" (in some competition). For the phrase "French
professor" there would be two obvious meanings in context; and
disambiguation would have 10 depend on a wider linguistic context or on the circumstances
of utterance.
Finally, Grice turns to a third mode of unification, that he describes
as what is possibly the most baffling of the ways explicitly suggested by
Aristotle as being those in which what Grice is calling the UNIFICATION OF the
multiplicity of significations may arise, even if made less baffling by Vio –
vide Ashford. These will be cases in which the application of an epithet to a
range of objects is accounted for by analogy detectable within that
range; more explicitly to analogies between the specific universals which
determine the application of the epithet, or (perhaps) between the
exemplifications of those universals by this or that type of object. More
explicitly to analogies between the specific universals U, and Uz etc., which
determine the application of the epithet, or (perhaps) between the
exemplifications of U,, Uz ete., by items of the sorts ly. lo etc., The
puzzling character of Aristotle's treatment of this topic arises from a number
of different factors. First there are two things which Aristotle himself might
have done to aid our comprehension. He might have given us a firm list of
examples of epithets, the application of which to a given range of objects is
to be accounted for in this way; alternatively, he might have given us a
reasonably clear characterization of the kind of accounting which analogy is
supposed to provide, leaving it to us to determine the range of application of
this kind of accounting. Unfortunately he does neither of these things; he
offers us only the most meagle hints about the way in which analogy might unify
the various applications of an epithet; we are told, for example, that as sight
is in the eye, so intellect is in the soul with the implicit suggestion that
this fact accounts for the application of the word 'see' both to cases of
optical vision and cases of intellectual vision, and he also suggests that
analogy is responsible for the application of the word 'calm' both to
undisturbed bodies of sea water and to undisturbed expanses of air. Such
offerings do not get us very far, furthermore, not surprisingly, where
Aristotle seems to fear to tread the commentators are most reluctant to plant
their own feet. Perhaps the least unhelpful suggestion comes from the
influential Oxford philosopher Ross who suggests as Aristotle's view that the
application of the word 'good' is attributable to the fact that within onc
category things which are good are related to things in general belonging to
that category in a way which is analogous to the way in which good things in
some second category are related to the general run of things which belong to
that second category. Apart from obscurity in the presentation of this idea,
Ross's suggestion takes for granted something which Aristotle himself does not
tell us, namely that the application of the epithet 'good' is one
exemplification of unification which is the outcome of analogy: Ross's
suggestion about 'good' would, moreover, be at best only a description of one
special case of analogical unification, and would not give us any general
account of such unification. I might add that little supplementary assistance
is derivable from those who study general semantic concepts; such persons seem
to adhere to the principle that silence is golden when it comes to discussion
of such questions as the relation between analogy, metaphor, simile, allegory
and parable. So far as Aristotle himself is concerned it seems fairly clear to
me that tie primary notion behind the concept of analogy is that of ‘proportion.’
This notion is embodied, for example, in Aristotle's treatment of justice.
where one kind of justice is alleged to consist in a due proportion between
return (reward or penalty) and antecedent desert (merit or demerit) but it
remains a mystery how what starts life as, or as something approximating to, a
quantitative relationship gets converted into a not-quantitative relation of
correspondence of affinity. It looks as if we might be thrown back upon what we
might hope to be inspired conjecture. Grice takes as his first task the
provision of an example, congenial to Aristotle, of the unification by analogy
of the application to a range of objects of some epithet. I shall expect this
to involve the detection of analogical links between the exemplifications of
the variety of universals which the epithet may be used to signify. My chosen
specimen is the verb grow. In this case a number of different kinds of shifts
might be thought of as possessing an analogical unification. One of these would
be examples of shifts in respect of what might be termed syntactical
metaphysical category. A substance, indeed a physical substance like a lump of
wax or a mass of metal, might be said to grow; and it would be tempting here to
suggest that the relevantly involved universal, that of increase in size or
getting larger, provides the foundational instance of the signification of a
universal by the word "grow'; we have here, so to speak, the
'ground-floor' meaning of the verb. But not only the physical substance itself
but the various accidents of the substance may also be said to grow; not only
the piece of wax but its magnitude, some event or process in its history, its
powers or causal efficacy and its aesthetic quality (beauty) might each be said
to grow; and it seems not unplausible to suggest that though growth on the part
of these non-substantial accidents might be different, and more or, again, less
boringly connected with growth on the part of the substance, there will always
be some kind of correspondence or analogical connection between growth in the
case of a non-substantial item and growth in the case of a substantial item.
Another and different kind of categorial variation may separate some of the
universals which the word "grow' may be used to signify from others; these
will be connected with differences in the sub-categories within the category of
substance within which fall different sorts of entities which may be said to
grow; different universals may be signified by someone who speaks of a plant as
growing and by someone who speaks of a human being as growing, and the
confection between these diverse realizations of growth may rest on analogy. In
what is called the growth of a plant, internally originated increase in size
may occupy a prominent place, whereas in the case of a human being the kind of
development which may be involved in growth may be much more varied and complex;
the link between the two distinct universals which may be signified might be
provided by analogy between the roles which such changes fulfill in the
development of the very different kinds of substances which are being
characterized. No doubt many further kinds of analogical connection would
emerge within the general practice of attributing growth. Grice’s next
endeavour will be an attempt to supply some general account of the way in which
the presence of analogy may serve to unify semantic multiplicity; and if such
an account should be found to offer prospects of distinguishing analogy from
other concepts, particularly metaphor which belongs to the same general family,
that would be a welcome aspect of the account. It is my idea that in
metaphorical description a universal is signified, which though distinct from
that which underlies the literal meaning of an epithet is nevertheless
recognizably similar to that literal signification. Grice comes then to the
notion of analogy itself. I shall start by considering items any one of which
may be called an S,; I shall initially suppose that being an S, consists in
belonging to a substantial type or kind, S,. though that supposition may be
relaxed later. My first move will be to assume that being an S, consists in
being subject to a system of laws which jointly express the nature of the type
or kind Si; and further that these laws, which furnish the central theory of
S,, will all be formulable in terms of a finite set of S,-central properties
(let us say P, to P,); each law will involve some ordered extract from the
central set, and their totality will govern any fully authentic Sy. This
totality may well not include all the laws which apply to S,: but it does
include all the laws which are relevant to the identity of Sy, all the laws
which determine whether or not a particular item is to count as an 5,- Grice next
considers not merely things each of which is an S,, but also things each of
which is an Sz; it is to remain at least for the moment an open question
whether or not the type S, is identical with the type S1. 1 assume that, as in
the case of S,, membership of S, is determined by conformity to a system of
laws relating to properties which are central to S2. I shall symbolize these
properties by the devices Or ... Q.. We now have various possibilities to
consider. The first is that every law which is central to the determination of
Sz is a mirror image of a law which is central to S,; and that the converse of
this supposition also obtains. To this end we shall assume that the properties
which are central to being an $, are the properties O, through Os; and that if
a law involving a certain ordered extract from the set P, through P, belongs to
the central theory of Sto a law involving an exactly corresponding ordered
extract from the set O, through, will belong to the central theory of Sa; and
that the same holds in reverse. In that case, we shall be in the position to
say that there is a perfect analogy between the central theories of S, and Sz;
and in that case, it may also be tempting to say that the types S, and S, are
essentially identical. We should recognize that if we yield to this temptation
we are not thereby forced to say that Sy and S, are indistinguishable, they
might, for example, be differently related to perception, only one of them
(perhaps) being accessible to sight; we shall only be forced to allow that
essentially, or theoretically, the types are not distinct; how that is to be
interpreted will remain to be seen. The possibility just considered is that of
a total perfect analogy between the central theories of S, and Sa. There is
also, however, the possibility of a partial pertect analogy between S, and Sz.
That is to say pait of the central theory of one type (say S,) may mirror the
whole of the central theory of Sz, or again may mirror some part of a central
theory of Sz. In such circumstances one might be led to say (in one case) that
the type S, is a special case of the type S,; or (in the other case) that the types
S, and S, both fall under a common super-type, determined by the limited area
of perfect analogy between the central theories of S, and Sz. A third
possibility will be that no perfect analogy, either total or partial, exists
between the two central theories; the best that can be found are imperfect
analogies which will consist in laws central to one type approximating, to a
certain degree, with the status of being analogues of laws central to the
other. At this stage, Grice proposes a relaxation in the characterization of
the signification of such symbols as 'S!', 'Sz etc., which till now I have been
regarding as signifying substantial types or kinds, reference to which is made
in more or less regimented discourse of a theoretical or scientific sort. I
shall now think of such symbols as relating to what I hope might be
legitimately regarded as informal precursors of the aforementioned substantial
types, as expressing concepts of one or other classificatory sort, concepts
which will be deployed in the unregimented descriptions and explanations of
pre-theoretical. Examples of such unregimented classificatory concepts might be
the concepts of an investor, a doctor, a vehicle, a confidante, and so on. I
would hope that in many ways their general character might run parallel to that
of their more regimented counterparts. In particular, Grice hopes and expects
that their nature would be bound up with conformity to a certain set of central
generalities (platitudes, truisms, etc.); to be an investor or a vehicle will
be to do a sufficient number of the kinds of things which typically are done by
investors or vehicles. One might expect, however, that the variety of possible
forms of generalization might considerably exceed the meagre armament which
theoretical enquirers normally permit themselves to employ. One might also hope
and expect that the generalities which would be expressive of the nature of a
particular classificatory concept would be formulable in terms of a limited
body of features which would be central to the concept in question. This
material might be sufficient to provide for the presence from time to time of
analogy, at least of imperfect analogy, between scucralities which aro
expressive of distinct classificatory concepts. When they occur, such analogies
might be sufficient to provide for semantic unity in the employment of a single
epithet to signify dilferent classificatory concepts; and this semantic unity,
in turn, might be sufficient to justify the idea that in such cases the
expression in question is used with a single lexical meaning.
Grice concludes the presentation of his suggestions about the
interpretation of the notion of analogy as a possible foundation for semantic
unity with two supplementary comments. The first is that there seems to be a
good ease for supposing that anyone who accepts this account of analogy-based
unity of meaning is not free to combine it with a rejection of the analytic-synthetic
distinction. The account relies crucially on a connection between the
application of a particular concept and the application of a system of laws or
other generalities which is expressive of that concept, and, this in tum,
relies on the idea of a stock of further concepts, in terms of which these laws
or generalities are to be formulated, being central to the original concept.
But it seems plausible, if not mandatory, to suppose that such centrality
involves a non-contingent connection between the original concept and the
concepts which are said to be central to it, a connection which cannot he
admitted by one who denies the analytic/synthetic distinction. So either one
accepts the analytic/synthetic distinction or one rejects at least this account
of analogy-based semantic unity. I make no attempt here to decide between these
alternatives. The second comment is that material introduced in Grice’s suggested
elaboration of the notion of analogy, particularly the connection between
concepts and conformity to laws or other generalities, may serve to provide a
needed explanation and justification of the initial idea that the applicability
of a single defining formula, couched in terms of the ideas of genus, species,
and differentia is a paradigmatic condition, if not an indispensable condition,
for identity of meaning. We might, for a start, agree to treat a situation in
which the applicability of an epithet to an item i, rests on a conformity to
exactly the same laws or generalities as does its application to item iz, as
being a limiting case of partial perfect analogy. Situations in which no ic interpretation
at all is required may be treated as limiting cases of situations in which,
though reinterpretation is required. one is available which achieves partial
perfect analogy. As one might say, a law is perfectly analogous with itself.
Situations, then, in which an epithet applies to a range of items solely by
virtue of the presence of a single universal, and so of a single set of laws,
may be legitimately regarded as a specially exemplary instance of a kind of
unity which is required for identity of meaning.
Both a proper assessment of Aristotle's contribution to metaphysics and
the theory of meaning and studies in the theory of meaning themselves might
profit from a somewhat less localized attention to questions about the relation
between universals and meaning than has so far been visible in Grice’s reflections.
I have it in mind to raise not the general question whether, despite the
Nominalists, a theory of meaning requires universals (to which I shall for the
moment assume an affirmative answer), but rather the question in what way
universals are to be supposed to be relevant to meaning. Consideration of the
practices of latter-day lexicographers, so far from supporting a charge that,
at least on my interpretation of him, Aristotle has proposed an illegitimate
divorce between universals and meaning suggests that it would be proper to go a
deal further than did Aristotle himself in championing such a divorce, There
will be many different forms of connection between the variety of universals
which may be signified by a non-equivocable expression beyond that countenunced
by the tradition of theory of definition, and even perhaps beyond the
extensions to that theory envisaged by Aristotle himself. These will include
some forms of connection like those involved in metonymy and synecdoche,
recognized by later grammatical theorists, and no doubt others as well. It
would, I suggest, be a profitable undertaking to study carefully the contents
of a good modem dictionary, with a view to constructing an inventory of these
various modes of connection. Such an investigation would, I suspect, reveal
both that in a given case the invocation of one mode of connection may be
subordinate and posterior to the invocation of another, and also that there is
no prescribed order or limitation of order which such invocations must observe.
Grice suspects, also, that it might emerge that the question whether variations
of meaning are thought of as synchronic or diachronic has no bearing on the
nature of the uniting connections. The same forms of connection will be
available in both cases, and these in turn may well be found to correspond with
the range of different figures of speech which conversational practice may
typically employ. Should this conjecture turn out to be correct, the underlying
explanation of its truth might, I would guess, run along the following lines. Rational
human thought and communication will, in pursuit of their various purposes,
encounter a boundless and unpredictable multitude of distinct situations.
Perhaps unlike a computer we shell not have, ready made, any vast array of
forms of description and explanation from which to select what is suitable for
a particular occasion. We shall have to rely on our rational capacities,
particularly those for imaginative construction and combination, to provide for
our needs as they arise. It would not then be surprising if the operations of
our thoughts were to reflect, in this or that way, the character of the
capacities on which thought relies. I have to confess to only the haziest of
conception bow such an idea might be worked out in detail.
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