Grice e Firmiano:
la ragione conversazonale e il culto di Giove -- Roma – filosofia italiana –
Luigi Speranza (Roma). Filosofo italiano. Roman priest
and philosopher. Firmiano.
Grice e Firmico: la
ragione conversazionale e il culto di Giove -- Roma – filosofia italiana –
Luigi Speranza (Roma). Filosofo italianao. Alcuni
scrittori che non si occuparono in modo particolare di filosofia, mostrarono di
interessarsene.Così fece Siciliano, senatore, vir consularis, che, stancatosi
presto dell'avvocatura, si dedica agli studi. Per le insistenze di
Lalliano Mavorzio, che lo accolta molto amichevolmente quando era governatore
della Campania, pubblica, per mantenere la promessa che aveva fatto in
quell'occasione, un’opera di astrologia, "Mathesis", in otto libri,
dedicata al suo protettore, allora proconsole d’Africa.E il più ampio trattato
di quella materia che l’antichità abbia trasmesso. Il libro I è
un’introduzione in cui l'astrologia è difesa dalle critiche degl'accademici e
principalmente di Carneade. F. riconosce la difficoltà delle predizioni
astrologiche, che spiega platonicamente con la debolezza della natura umana in
cui lo spirito è legato al corpo terreno, ma se esso si libera dai vincoli di
questo ed è consapevole della sua origine celeste, facilmente, con la divina
ricerca della mente, consegue risultati difficili ed ardui. Firmico
esalta la grandezza dello spirito, parla dell'affinità dello spirito con
l’anima e l’intelletto delle stelle e accenna alla teoria della
reminiscenza. Fonti di questa filosofia naturale si considerano Posidonio
e CICERONE. Da POSIDONIO, e forse anche da Porfirio, può derivare altresì
la discesa e l’ascesa dell'anima. Considerando i rapporti fra l’azione del
cielo e la volontà dell'uomo, F. afferma che le stelle sono LA CAUSA delle
passioni e dei impulsi malvagi dell'uomo.Lo spirito dell'uomo, per la sua
origine divina, può sottrarsi al potere delle stelle.Anche queste tesi
concordano, oltre che con il Platonismo, con il PORTICO posidoniano. I
libri II-VIII trattano dell’astrologia propriamente detta. F. esige dai
cultori dell'astrologia una condotta morale retta e pura e vieta loro di
occuparsi di ciò che riguarda il principe, perchè, essendo divino, non è
sottoposto alle stelle. In quest'opera, che offre una testimonianza
importante del timore che nell’età dell’autore il potere dei cieli incute anche
alle classi superiori, appaiono influssi stoici, in generale ma non sempre
posidoniani, piuttosto che specificamente neo-platonici e se in certi punti
l’intonazione religiosa e mistica concorda con lo spirito di questa scuola, si
deve anche pensare al carattere generale della filosofia
contemporanea. Nell'insieme, F. non può considerarsi il seguace di alcun
indirizzo determinato. Scrive "il De errore profanarum
religionum", che è una violenta polemica contro il paganesimo di cui
chiede la distruzione dagli principi Costazio e Costante. Filosofo
Italiano. Di lui restano pochissime notizie biografiche, per lo più desumibili
dai suoi testi. Siciliano, secondo la sua stessa testimonianza, Firmico e
senatore e per qualche tempo avvocato, ma abbandona la professione per le
inimicizie che la sua pratica gli procura, sicché la successiva condizione di
otium gli permise di dedicarsi agli studia humanitatis. Pubblica, così, le sue
due opere conservatesi: i Matheseos libri octo e, circa dieci anni dopo, il De
errore profanarum religionum. Matheseos libri octo L'opera, il cui titolo
completo è “De Nativitatibus sive Matheseos libri VIII”, è dedicata al
governatore della Campania, Quinto Flavio Mesio Egnazio Lolliano detto
Mavorzio, e costituisce il più vasto trattato di astrologia conservatosi
dall'antichità, frutto di esperienze e studi in campo neoplatonico. Il
primo libro, a differenza degli altri sette di contenuto esclusivamente
tecnico, contiene una vera e propria apologia morale dell'astrologia, scienza
caduta in sospetto ai galilei, ma ampiamente praticata al tempo dell'autore per
influsso della speculazione platonica. I restanti libri espongono diverse
nozioni tecniche relative alla materia, con uno stile spesso compilatorio che
però rende conto della sintesi di una lunga tradizione precedente. F. Materno
afferma che l'influenza degli astri si esercita sulla parte DIVINA dell'anima
umana. Solo un animo puro e libero da ogni peccato può accostarsi
all'astrologia, disciplina che pone in costante contatto col divino. Dimostra
poi l'importanza dell'influsso degli astri nel determinare la vita umana, e la
spiegazione della storia del mondo fin dall'età di Saturno alla luce di tale
principio. Firmico espone i fondamenti dell'astrologia tra cui i segni, i
pianeti, le case, le suddivisioni dello zodiaco (decani e termini), gli aspetti
e, particolarmente importanti per l'astrologia di Materno, gli antiscia, ovvero
il legame tra due segni in base alla loro distanza dai solstizi. Il libro
contiene anche il tema natale di un aristocratico romano che ricopre diverse
cariche importanti, e che è stato identificato con Lolliano Mavorzio, con
Publilio Optaziano Porfirio o, con Ceionio Rufio Albino. Questo libro contiene
anche alcuni avvertimenti per coloro che praticano l'astrologia: che bisogna
sempre dare i propri responsi pubblicamente, e che bisogna rifiutarsi di
studiare l'oroscopo del principe. In epoca romana, infatti, studiare l'oroscopo
del sovrano pontifice massimo costituiva un reato di lesa maestà punibile con
la morte. Il Thema Mundi, contenuto nel Libro III, sezione ii del
Matheseos Libro III presenta il concetto del Thema Mundi, l'oroscopo del mondo,
poi fornisce un elenco delle delineazioni per ciascun pianeta in ciascuna casa.
Tratta delle possibili delineazioni della Luna e dei Lotti della Fortuna e
dello Spirito, della lunghezza della vita, della professione. Tratta delle delineazioni
dei differenti segni in ciascun luogo e di ciascun pianeta. Tratta degli
aspetti, anche di quelli più complicati, e della delineazione delle stelle
fisse e del chronocrator. Tratta della condizione di nascita, della schiavitù,
della malattia, della famiglia, del matrimonio e di temi simili. Include
commenti sulle costellazioni e su gradi speciali. De errore profanarum
religionum L'opera è successiva alla conversione di Materno al Cristianesimo,
avvenuta in circostanze di cui si ignorano causa, luogo e tempo, ma
inequivocabilmente testimoniata dall'opera apologetica De errore profanarum
religionum. Nella tradizione del testo, l'opera è giunta priva delle pagine
iniziali. La parte restante inizia passando in rassegna i culti naturalistici
degli elementi dimostrandone l'assurdità. Considera poi quei culti di origine
orientale che erano allora molto praticati presso i pagani: i misteri di Iside,
Cibele, Mitra, il culto dei Coribanti, di Adone e altri. Sono applicati i
principi di Evemero per dimostrare che tutte queste divinità non sono altro che
uomini innalzati dopo la morte agli onori celesti e dei cui peccati gli uomini
si servono per giustificare i propri. Con alcune fantasiose etimologie -- per
esempio “Serapide” è fatto derivare da Σάρρας παίς, il figlio di Sara, cioè
Isacco -- tenta di spiegare le origini di alcuni di esse a partire dai testi
biblici; o ancora, egli dà notizie delle frasi e delle formule in codice usate
nelle religioni misteriche, avvicinandole alle formule bibliche. La lingua
di F. aspira alla purezza del classicismo ma non si sottrae agli influssi del
suo tempo, abusando spesso di espedienti retorici, enfasi e incursioni nella
lingua poetica. L'uso delle clausole metriche lo ricollega alla tradizione
oratoria di CICERONE. Lo stile dell'opera, in effetti, richiama da vicino
quello degli africani Tertulliano e Arnobio, ricorrendo volentieri alla
derisione e al sarcasmo. Dell'opera colpisce il fanatismo quasi feroce
con cui l'autore esorta gli imperatori Costante I e Costanzo II a perseguitare
senza pietà i seguaci delle fedi fallaci. Non è infatti frequente nella filosofia
trovare un'esplicita richiesta volta a sollecitare l'intervento dello stato
contro i pagani, recuperando in un certo modo il disprezzo che i senatori hanno
ai tempi della Repubblica per l'ellenizzazione della religione e della cultura
romana -- essendo Quinto Fabio Massimo Verrucoso il più conosciuto contro
l'ellenizzazione, mentre i maggiori difensori di questa furono la gens
Cornelia. Ricordiamo a tale proposito che il primo imperatore a mettere fuori
legge tutti i riti non cristiani e a perseguitarli apertamente fu Teodosio I.
In quest'opera si coglie anche quello che dovette essere lo stato d'animo
formatosi in molti nel breve lasso di tempo intercorso tra le persecuzioni
dioclezianee e l'editto di Milano. Seppur F. appaia pienamente inserito nel
filone della letteratura apologetica, la sua voce non giunse isolata al tempo
dell'editto di Tessalonica promulgato da Teodosio I, ma nel corso del medio-evo
rimase senza eco. La sua opera apologetica è considerata di particolare
interesse per la storia delle religioni, riportando particolari di prima mano e
plausibili sui culti misterici praticati in Sicilia in età tardo-antica.
Paradossalmente e, invece, molto considerata la sua opera astrologica, la cui
esaustività e leggibilità migliore rispetto all'opera di Marco Manilio
giovarono alla trasmissione. Matheseos. Siciliae quam incolo et unde oriundus
sum»; Matheseos libri octo, IV, proemio; Marchesi, Disegno storico della
letteratura latina, Milano-Messina; L'opera contiene infatti un riferimento a
un'eclissi anulare di sole. Mommsen. Hermes Brennan, F. The Hellenistic
Astrology, hellenisticastrology. com/astrologers/
firmicus-maternus Neugebauer,
«The Horoscope of Ceionius Rufius Albinus», The American Journal of Philology,
L'unico testimone è un codice del X secolo, il Vaticanus Palatinus; F. L'errore
delle religioni pagane, Introduzione, traduzione e note a cura di E. Sanzi,
Roma 2006. ^ C. Marchesi, Disegno storico della letteratura latina,
Messina-Milano. F., Matheseos edito da Kroll e Skutsch, Stuttgart, Teubner,
Mathesis, Monat, Parigi Les Belles Lettres, Collection des Universités de
France. In difesa dell'astrologia. Matheseos, a cura di Colombi, Udine, Mimesis;
L'errore delle religioni pagane, a cura di Sanzi, Roma, Città Nuova; F. su
Treccani Enciclopedie, Istituto dell'Enciclopedia Italiana. Niccoli, F.,
Istituto dell'Enciclopedia Italiana, F. su Enciclopedia Britannica,
Encyclopædia Britannica F., su digilib LT, Università degli Studi del Piemonte
Orientale Amedeo Avogadro. Opere di F. su MLOL, Horizons Unlimited Open Library, F.Internet Archive;
F. Catholic Encyclopedia, Robert Appleton. De errore profanarum religionum, Ziegler, Lipsiae, in
aedibus Teubneri Matheseos . Kroll et F. Skutsch, Lipsiae, in aedibus Teubneri Portale
Antica Roma Astrologia Biografie Portale Letteratura
Categorie: Scrittori romani Astrologi romani Scrittori Romani Senatori romani
Scrittori antichi Astrologia ellenistica Scholar and statesman who wrote an
attack on religion that borrowed heavily from CICERONE. PORTICO. F. writes an
essay on astrology. Giulio Firmico Materno. Firmico.
Grice e Firmo: la
ragione conversazionale e Roma antica --
Roma – filosofia italiana – Luigi Speranza (Roma). Filosofo italiano. Friend of Porfirio and a pupil of
Plotino and Amelio Gentiliano [si veda]. He is best known because of the essay
“On abstinence,” that Porfirio dedicated to him, in which the arguments for
vegetarianism are set out. Firmus had evidently resumed his carnivorous ways at
the time the essay was written. Firmo
Castricio. Firmo.
Grice e Fisichella: all’isola -- la ragione
conversazionale e l’implicatura conversazionale del duello – scuola di Catania
-- filosofia siciliana -- filosofia italiana – Luigi Speranza (Catania). Filosofo catanese. Filosofo siciliano. Filosofo
italiano. Catania, Sicilia. Grice: “I love Fisichella; for one, he was a
nobleman; for another, he died during Messina’s earthquake – leaving unfinished
quite a few essays – he philosophised on both ‘nature’ and ‘convention,’ and
the rationalist basis of his theory of contract is Griceian in nature, even if
he fills it with charming Roman detail!” Appartenente
alla nobile famiglia siciliana dei Fisichella, fu autore di famose saggi. Fu
responsabile della Biblioteca Civica di Catania. Insegna a Messina. Morì vittima
del terremoto di Messina. Altre opere: “Roma e il Mondo” (Coco); “Pena temporaria,
pena perpetua”; “Il concetto d’ “obbligazione naturale””; “Il concetto del
divorzio secondo la filosofia di Enrico VIII” (Carmelo de Stefano);
“Matrimonio, questione di stato – la legge di matrimonio”. Nominato
"bibliotecario onorario" Federico De Roberto, che scrisse in uno
scrittoio a schiena d'asino ancora conservato molte pagine del suo romanzo I
Viceré. Whoever has
glanced through the pages of any text-book on mercantile law will hardly
deny that contract is the handmaid if not actually the child of trade.
Merchants and bankers must have what soldiers and farmers seldom need,
the means of making and enforcing various agreements with ease and
certainty. Thus, turning to the special case before us, we should expect
to find that when Roma was in her infancy and when her free
inhabitants busied themselves chiefly with tillage and with petty
warfare, their rules of sale, loan, suretyship, are few and clumsy. Villages
do not contain lawyers. Even in towns, hucksters do not employ
them. Poverty of contract is in fact a striking feature of the early
Roman jurisprudenze, and can be readily understood in the light of the
rule just stated. The explanation given by Maine in ‘Ancient Law’ is
doubtless true, but does not seem altogether adequate. Maine points out
that the Roman house-hold consists of many families under the rule of
a paternal autocrat. Few freemen have what we should call legal
capacity. Consequently, there arose few occasions for a contract. This
may indeed account for the non-existence of agency, but not for
that of all other contractual forms. For, if the households had been
trading instead of farming corporations, they must necessarily have been
more ichly provided in this respect. The fact that their commerce is
trivial, if it exists at all, alone accounts completely for the
insignificance of the contract in their early law. The origin of the contract
as a feature of social life is therefore simultaneous with the birth of Ttade
and requires no further explanation. It is with the origin and history of
its individual forms that we shall deal. As Roman civilization progresses,
we find commerce extending, and contract growing steadily to be more
complex and more flexible. Before the end of the Roman republic the
rudimentary modes of agreement which suffice for the requirements of a
semi-barbarous people have been almost wholly transformed into the
elaborate system of contract preserved for us in the fragments of the
Antonine jurists. At the most remote period concerning which statements of
reasonable accuracy can be made, and which for convenience we may call
the “regal period,” we can distinguish three ways of securing the
fulfilment of a promise. The promise could be enforced either by the
person interested, or by the gods, or by the community. When, however, we
speak of *enforcement*, we must not think of what is now called specific
performance, a conception unknown to primitive Roman law. The only kind
of enforcement then possible is to make punishment the alternative of
performance. Self-help, the most obvious method of redress in a society
just emerging from barbarism, is doubtless the most ancient protection to
promises. We find self-help to have been not only the mode by which the
anger of the individual is expressed, but also one of the authorised
means employed by a god – “il divino” -- or the community to signify
displeasure. This rough form of justice falls within the domain of law in
that the law allows it, and even encourages Romans to punish the
delinquent, whenever religion, or custom, has been violated. But as the
Romans grew more civilized and the nation larger, self-help proves a
difficult and therefore inadequate remedy. Accordingly, the scope of self-help is
by degrees narrowed, and, at last, with the introduction of surer
methods, self-help becomes wholly obsolete. ‘Religious’ law, as
administered by a priest, or representatives of a god, is another
powerful agency for the support of promises. A violation of ‘fides,’ the
sacred bond formed between the parties to an agreement, is an act of
impiety which lays a burden on the conscience of the delinquent and may
even have entailed religious disabilities. “Fides” is of the essence of every
compact. But there are certain cases in which its violation is punished
with exceptional severity. If an agreement is solemnly made in the
presence a god – Roma had three: Giove, Mars, and Quirinus --, its breach is
punishable as an act of gross sacrilege. A third agency for the
protection of a promise is legal. This third agency consists of a penaltiy
imposed upon bad faith by the laws of Rome, the rules of the gens, or
the by-laws of the guild to which the delinquent belongs. What the
sanction is in each case we are left to conjecture. It may be
public disgrace, or exclusion from the guild, or the paying of a
fine. And if a promises is strengthened by an appeal to a god, so might another
be by an invocation of the people as witnesses. An agreement, then, might
be of three kinds, correspending to these three kinds of sanction. An agreement
may consist of an entirely formless
compact, or a solemn appeal to a gods, or a solemn appeal to the
people. A formless compact is called “pactum” in the language of the
Twelve Tables. A “pactum” is merely a distinct understanding between
parties who trust to each other, and in the infancy law, a pactum must have
been the kind of agreement most generally used in the ordinary business of
life. A pactum is doubtless the oldest of all agreements, since it
is almost impossible to conceive of a time when two Romans did not barter
an act and a promise as freely as they bartered goods and without the
accompaniment of any ceremony. A compact of this sort is protected by the
universal respect for “fides,” and its violation may perhaps have been
visited with penalties by the guild or by the gens. But intensely
religious as the early Romans were, there must have been cases in which
conscience was too weak a barrier against fraud, and when a slight penalty
was ineffectual. The fear of a god has to be reinforced by the fear
of the Roman. Self-help is the remedy which naturally suggests itself. In
The Twelve Tables a pactum appears in a negative shape, as a compact
by performing which retaliation or a law-suit may be avoided. If this
compact is broken, the offended party pursues his remedy. Similarly, where a positive
pactum is violated, the injured person must have had the option of
chastising (Gell. XX. 1. 14. Auct. ad Her. ii. 13. 20) the delinquent. The
injured Roman’s revenge may take the form of personal violence, seizure
of the other's goods, or the retention of a pawn already in his
possession. A Roman could choose his own mode of punishment. But, if
his adversary proves too strong for him, he doubtless had to go unavenged.
If the broken agreement belonged to either of the other classes,
the injured party has the whole support of the priesthood or the
community at his back, and thus is certain of obtaining satisfaction. It
is therefore plain that though formless agreements contain the germ
of a contract, a formless agreement could not produce a law of Contract. By
the very nature of a formless agreement or pactum, it lacks binding force. The
pactum’s sanction depends on the caprice of individuals, whereas
the essence of a contract is that the breach of an agreement is
punishable in a *particular* way. A further element is needed, and this is
supplied by the invocation of higher powers. At what period the
fashion is introduced of confirming promises by an appeal to a god it would be idle to guess. Originally, it
seems, the plain meaning of such an appeal is alone considered, and its
form is of no importance. Under the influence of custom or of the priesthood, such
an agreement assumes, by degrees, a formal character, and it is thus that
we find them in our earliest authorities. Since Religion and
Law are both at first the monopoly of the priestly order, and since the
religious form of a promise has its counterpart in earlier customs, the
strictly SECULAR forms of an agreement s peculiarly Roman. The religious forms are
evidently the older, and formal contract has therefore had a religious
origin. “Fides” being a divine thing, the most natural means of
confirming a promise was to place it under divine protection. This may be
accomplished in two ways, by “iusiurandum” or by “sponsio” -- each of
which is a solemn declaration, placing the promise or agreement
under the guardianship of a gods. Each of these two forms – the
iusiurandum and the sponsio -- has a curious history, and they are the earliest
specimens of a true Contract. A third method, and one peculiar to the Romans,
which naturally suggested itself for the protection of agreements, is to
perform the whole transaction in view of the people. Publicity ensures
the fairness of the agreement, and placed its ex- istence beyond dispute.
If the transaction was essentially a public matter, such as the official
sale of public lauds, or the giving out of public contracts, no
formality seems ever to have been required, so that even a formless
agreement – a mere ‘pactum’ -- is, in that case, binding. The same validity is secured
for a private contract, by having is publicly witnessed, and, the
next one is but one application of this principle. In testamentary law it
seems probable that the public will in a “comitiis calatis” is also
formless, whereas, in private, the testator may only give effect to his
will by formally saying to his fellow-citizens “testimonium, mihi
perhibetote.” Thus the two elements which turned a bare agreement into a
contract are religion and publicity. The naked agreement (pactum) need
not concern the philosopher, since, its validity as a contract never
receives complete recognition. But it will be the object of the following
consideration to show how the agreement GROWS into a contract by being invested
with a religious or public dignity, and to trace the subsequent
process by which this outward clothing is slowly cast off.
Formalism is the only means by which contract rises to an established
position. But when that position is fully attained we shall find that contract
discarding the form, and returning to the state of the bare agreement
from which it springs. “Iusiiurandum” is derived by some from “louisiurandum,”
which merely indicates that Jupiter or Giove – the root, Aryan, is that of
‘dius,’ as in ‘diuspiter,’ or ‘dius-pater’ – is the god by whom Romans swear.
To make an oath is to call upon some god to witness the integrity of the
swearer, and to punish him if he swerves from it. This appears from
the wording of the oath in Livio where Scipione says: -- Si sciens falio,
turn me, luppiter optime maxime, domum familiam remque meam pessimo leto
afficias” – It also appears from the oath upon the luppiter lapis given
by Polibio and Paolo Diacono, where a man throws down a flint and
says – “Si sciens folio, turn me Dispiter saliia urbe arceque bonis
eiiciat, uti ego hunc lapidem." A promise accompanied by an oath is
simply a UNI-LATERAL contract under religious sanction. An oath is in used
for the purpose of a contract. Cicerone remarks that the oath is proved
by the language of the XII Tables to have been in former times the most
binding form of promise (Off III. 31. 111). Since an th is morally
binding -- Of. Apul. de deo Socr. 5. = xxii. 53. -- in
the time of Cicerone, though it has then no LEGAL force, Cicerone’s implicature
is that, in earlier times, an oath is LEGALLY binding also. From
Dionisio we know that the altar of Ercole, the Ara Massima -- is the place at
which a solemn compact (“a-vvOrJKai”) ais made, while Plauto and
Cicerone inform us that such a compacts is solemnised by grasping the altar and
taking the oath. It would seem probable that a gods was consulted by the
taking of an auspice, *before* the oath is
made. Cicerone says that, even in a private affair, a Roman would take no
step without asking the advice of a god. And we may safely
conjecture that whenever a god was called upon to witness a solemn promie,
he was first enquired of, so that he might have the option of refusing
his assent by giving an unfavourable auspice. The terms of the oath
were known as “concepta uerba” and they are strictly construed. “Periurium” does
not mean mere false swearing. “Periurium” means the breach of an oath, the
commission of an act at variance with these “verba concepta”. There is
some dispute as to what are the exact consequences of such a breach.
Voigt thinks that “periurium” merely entails an excommunication from a religious
rite. Danz is clearly right in maintaining that its consequences are far more serious -- 1 Dion. 1. 40. 2
piaut. Rud. 5. 2. 49; Cic. Flace. 36. 90. 3; Biv. 1. 16. 28.; Seru.
ad Aen. 12. 13. " i.e. sciens fallere; Plin. Paneg.d'i.; Seneca,
Ben. iii. 37. 4. 8; Off. III. 29. 108; lus Nat. in. 229. 8 j{g„i. (j_ „_
g 149. -- A breach amounts in fact to complete outlawry. Cicerone says
that the “sacratae leges” of the ancients confirm the validity of an oaths. Now,
a “sacrata lex” is one which declares the transgressor to be “sacer” --
i. e., a victim devoted -- to some particular god, and “sacer” in the so-called
laws of Seruius Tullius and in The XII Tables is *the* epithet of condemnation
applied to the undutiful child and the unrighteous patron. So likewise it
seems highly probable that the breaker of an oath becomes “sacer.” His
punishment, as Cicerone implicates, is death. The formula of an oath given
by Polibio is more comprehensive than that given by Paolo Diacono, for,
in it, the swearer prays that, if should he transgress, he may forfeit
not only the religious but also the civil rights of his Roman
countrymen. The oath-breaker is an utter outcast. As a gods could not
always execute vengeance in person, what the god does is to withdraw his
protection from the offender and leave him to the punishment of his Roman
fellow-men. – H. P. Grice adds: “The drawback to this old Roman method of
contract, as formulated by Polybius, is the same as that of the Law of my
country, England, which makes hanging the penalty for a slight theft. The
hanging penalty is out of all proportion to the injury inflicted by
a breach of the promise. So awful indeed was it, that no promise of an
ordinary kind could well be given in such a dangerous form, and
consequently the oath was not available for the -- 1 Festus, p.
318, s.u. sacratae. - Fest. p. 230, s.u. plorare. » Seru. ad Aen. 6. 609; Leg. ii. 9. 22. ^ ni. 25.
5 p. 114, s.u. lapideni. ' Liu. v. 11. 16.-- common affairs of daily life. The use of
the oath therefore disappears with the rise of other forms
of binding agreement, the severity of whose remedies is PROPORTIONATE to
the right which has been violated. At the same time, the breaking
of an oath comes to be considered as a merely *moral*, instead of a strictly
*legal*, offence. By the end of the Republic, an oath entails nothing more
serious than disgrace – “dedecus” – “or disgrice, as I prefer to spell it.” In
one instance only does the *legal* force of the oath survives. As late as
the days of Justinian, the service due to a patron by his freedman are
still promised under oath. But the penalty for the neglect of such
a service changes with the development of the law. Before the time
of The XII Tables, a former slave who neglects his former patron,
like the patron who injures his former slave, are no doubt “sacer”. The
former slave is an outlaw fleeing for his life, as we are told by Dionisio.
But in later times the heavy religious penalty disappears, and the “iurisiurandi
obligatio” is enforced by a special praetorian action: the “actio operarum.”
By the time of Ulpian, the effects of the “iurata operarum promissio” seem
indeed to have been identical with those of the “operarum stipulatio”,
though the forms of the two are still quite distinct. We may now
summarise this primitive mode of contract. The contract was a verbal
declaration, on the part of the promisor, couched in a solemn and
carefully -- 138 Dig. 1. 7. = Seru. ad Aen. 6. 609. s n, iq. *
38 Big. 1. 2 and 7. = of. 33 Dig, 1. 10. -- worded formula, the “concepta
uerba”, wherein he called upon a god (testari deos), to behold his good
faith and to punish him for a breach of it. The sanction is the
withdrawal of the protection by the god. The delinquent is then exposed
to death at the hand of any man who chooses to slay him. The
mode of release, if any, does not appear. In classical times it was the
acceptilatio, but this was clearly anomalous and resulted from the
similar juristic treatment of operae promissae and operae
iuratae. Now, though the point has been contested by high
authority, it scarcely admits of a doubt that there exists from very
early times *another* form, known as a “sponsio”, by which an agreements may
be made still under religious sanction. This method, as Danz points out, is
originally connected with a mere oath. The “sponsio” is derived from a stern
and solemn compact made under an oath to a god. Danz goes perhaps too far
when he identifies the two. “Sponsio” is, for Danz, just another name
for a sworn promise. The stages through which the “sponsio” pass tell
a different story. The word “sponsio” is closely connected with “(Tirovhrj,
a-rrevSeiv” – and, hence, a “sponsio” is literally, a pouring out of
wine, quite distinct from the convivial Xot^T) or “libatio”. A different derivation
is given by -- 138 Dig. 1. 7, fr. 3. Plaut. Rud. 5. 2. 52. 5
46 Dig. 4. 13. Danz, Sacr. Schutz, 5 Featus-p. 329 s.u. spondere. Leist,
Greco-It. B. G. p. 464, note o. -- Varrone’s and Verrius’s from “spons”,
the will, whence, according to Girtanner, a “sponsio” was a declaration of
the will (“I will,” not “I shall”), savours somewhat too strongly of classical
etymology. A pouring out of wine, as Leist shows, is a constant
accompaniment to the conclusion of a sworn compact of alliance (opKia
iriaTo). This sacrificial wine adds force to the oath. The wine is a symbol
of the blood which *would* be spilt if a god *were to be* insulted by a
breach of the oath made during this wine-pouring ceremony. In this then
its original form, a “sponsio” is nothing more than an accessory piece of
ceremonial. A second stage was brought about by the *omission* of the
oath AND the use of wine-pouring *alone* as the principal ceremony. This
made a less important agreement of a private nature. (An Indian friend of
mine tells me that, in the Indian Kama-Sutra, a sacrifice of wine
is customary at betrothals -- and comparison shows that the marriage
ceremonies of the Romans, in connection with which we find “sponsio” and “sponsalia”
applied to the betrothal and “sponsa” to the bride, are very like
those of other Aryan communities. We
may therefore clearly infer that at Rome also there was a time when
the pouring out of wine is a part of the marriage-contract. Thus, the
derivation of the “sponsio” from ‘wine-pouring’ receives independent
confirmation. In a third and last stage, a “sponsio” came to mean --
^ Lingua Latina VI. 7. 69. Festus, s. u. spotidere. ' Stip. p.
84. Greco-It. B. G. § 60. =
Leist, Alt-Ar. I. Civ. p. 443. Gell. IV. 4. Varro, Lingua Latina vi. 7. 70. Leist, loc. cit. –--
nothing more than a promise. It is easy to see how this came about. At first,
the promise takes its name from the explicit ceremony of wine-pouring
which gives to it binding force. In course of time, this name-giving
crucial wine-pouring ceremony is left out, as what H. P. Grice calls, a “taken
for granted.” The promise alone, provided words of style are correctly
used, retains its old use and its old name. From being a ceremonial
act, “sponsio” becomes a form of words. Such is the final stage of its
development. The importance attached to the use of the words in the
conversational dyad -- A: Spondesne? -- B: Spondeo. -- in preference to all others' thus
becomes clear. The conversational dyad: A: Spondesne? – B: Spondeo. – means: --
A: Do you promise by the sacrifice of wine? – B: I do so promise. -- Just
as one says, "I GIVE you my oath," when we do not even *dream*
of actually *TAKING* one! Another peculiarity of sponsio, noticed
though not explained by Gaius – HI. 93 m. 94 --, is the fact that it is used
in one exceptional case to make a binding agreement between a Romans and
a NON-Roman aliens, scil., at the conclusion of a treaty. Gaius expresses
surprise at this exception. But if, as above stated, a sacrifice of pure
wine ((nrovBal aKprjToi) is one of the early formalities of an
international compact (opKia iria-Ta), it is natural that the expression
“spo'ndeo” survives on such occasions, even after the oath and the
wine-pouring had long vanished. “Sponsio” being then a religious act and
subsequently a religious formula, its sanctity is doubtless protected by a
pontiff with a suitable penalty. What the penalty was we cannot hope to
know, though clearly they are the forerunners of the penal “sponsio
tertiae partis” of the later procedure. Varrone informs us that, besides
being used at a betrothal, a “sponsio” may also be employed in a money (“pecunia”)
transaction. If “pecunia” includes *more* than money, we may well suppose
that cattle and other forms of property, which could be designated by
number are capable of being promised in this manner. Indeed it is by no
means unlikely that negotium was at one time the proper form for a loan of
money by *weight*, while “sponsio” is the proper form for a loan of
coined money -- “pecunia numerata.” The making of a “sponsio” for a
sum of money is at all events the distinguishing feature of the “actio
per sponsionem”, and though we cannot now enter upon the disputed history
of that action, its antiquity will hardly be denied. The account
here given of the origin and early history of the “sponsio” is so
different from the views taken by many excellent authorities that we
must examine their theories in order to see why they appear
untenable. One great class of commentators have held that the “sponsio” is
NOT a primitive institution, but was introduced at a date subsequeat to The XII
Tables. The adherents of this theory are afraid of admitting the existence, at
so early a period, of a form of contract so convenient and flexible
as the “sponsio”, and they also attach great weight to the fact that no
mention of “sponsio” occurs in The XII Tables! While it would doubtless
be an anachronism to ascribe to the early -- 1 Lingua Latina VI. 7. 70. 2
Karsten, Stip. p. 42. – “sponsio” the actionability and
breadth of scope which it had in later times, still it may very well
have been sanctioned by religious law, in ways of which nothing can
be known unless the pontifical Commentaries of Papirius' should some day be
discovered! As to the silence of The XII Tables on this subject, we are
told by Pomponius that they were intended to define and, more
importantly, REFORM the law rather than to serve as a comprehensive code.
Therefore they may well have passed over a subject like “sponsio” which is
regulated by the priest. Or, if The XII Tables did mention it, their
provisions on the subject may have been lost, like the provisions as to “iusiurandun”,
of which we know only through a casual remark of Cicerone’s. The early
date here attributed to the “sponsio” cannot therefore be disproved by any such
negative evidence. Let us see how the case stands with regard to
the question of origin. The theory best known at Oxford, owing to
its support by Maine, is that “sponsio” is a simplified form of a “nexum”,
in which the ceremonial falls away and the “nuncupatio” is left. Maine’s explanation
is so utterly obsolete that it is not worth refuting, especially since
Hunter's rebuttal of it. One fact which in itself is utterly fatal to
such Maine’s theory is that the “nuncupatio” is an assertion requiring no
reply – or ‘the securing of perlocutionary uptake,’ in the words of J. L.
Austin -- 1 Dion. III. 3(5. ^ 1 Dig- 2. 2. 4. 3
Off. m. 31. 111. Maine, Anc. Law, p. 326. Hunter, Bovian Law, . "
Gai. ii. 24. B. E. 2 -- whereas the *essential* thing
about the “sponsio” is that of a question coupled with an answer that
implicates the co-conversationalist’s implication in the matter via uptake –
cf. betting. Voigt follows Girtanner in maintaining that “spondere”
signifies "to declare one's will,” – as in “I will,” not “I shall” --
and he vaguely ascribes the use of “sponsiones” in the making of
agreements to an ancient custom existing at Rome as well as, more
generally, ‘somewhere in Latium.’ Girtanner agrees with the view here
expressed that a “sponsio” was known prior to The XII Tables, but thinks
that before The XII Tables, the “sponsio” was neither a contract (strictly
true if by contract we mean an agreement enforceable by action), nor an
act in the law, and that its use as a contract began later as a result of
Latin influenced. In another place, Girtanner expresses the opinion that the
introduction of the “sponsio” as a contract is due to legislation -- most
probably to the “Lex Silia.” The objections to this view are, first, that his –
indeed Varrone’s -- etymology is wrong, and, second, that the inference drawn
as to the original ‘signification’ of “spondere” involves us in rather serious difficulties.
An expression of the will can be made by a ‘formless,’ as Dummett calls
it, declaration as well as by a formal one. And if a *formless* agreement
be a “sponsio”, as it must be if a “sponsio” refers to *any* declaration
of the will, how are we to explain the *formal* or ceremonial importance,
attaching to the use of the particular words in what Grice calls the primeval
conversational dyad: A: Spondesne? – B: Spondeo. This view ignores the
religious nature of the “sponsio”, which I have endeavoured to
establish, and it forgets that a “sponsio,” being part of the marriage
ceremonial, one of the first subjects -- 1 Bom. EG. 1. p. 42. ' lb.
p. 43. 3 lus Nat. §§ 33-4. -- to be regulated by the
laws of Romulus after he married Ercilia (later a goddess, according to Ovid) is most probably one of the oldest Roman
institutions, instituted by Romulus – (It’s different with Henry VIII marrying
Anna Boleyn --. Again, as Esmarch observes the legislative origin
of a “sponsio” is a very rash hypothesis. We only know that the “Lex
Silia” introduces an improved procedure for matters which are already
actionable, and has a new formal contract been created by such a
definite act, we should almost certainly have been informed of this by,
say, Cicero! Danz, who also (wrongly) derives “sponsion” from spans,
the will; takes “spondere” to mean “sua sponte iurare,” and thinks
that a “sponsio” is exactly the same as a “iusiurandum,” i.e. nothing
more than an oath of any kind! Danz’s chief argument for this view is to
be found in Paolo Diacono, who gives “con-sponsor” = “coniurator.” But
why need we suppose that Paulus meant more than to give a synonym ?
in which case it by no means follows that spondere = iurare. For such a
statement as that we have absolutely no authority. Moreover, as we
saw above, “iusiurandum” is a *one-sided* (first-person singular)
declaration on the part of the promisor only. How, then, could the “sponsio”,
consisting, as it does, of a question and its answer, have sprung from
such a source? Especially since the “iusiurandum”, though no longer armed
with a legal sanction, is still used as late as the days of Plauto alongside
of the “sponsio” and in complete contrast to it? Girtanner, in his
reply to the "Sacrale Schutz" of Danz, maintains that “sponsio”
has nothing -- 1 Dion. n. 25. ^ ^. y_ far q. u. R. W. ii. 516.
^ Sacr. Schutz, p. 149. *' Ueber die Sponsio, p. 4 ft.
2—2 -- to do with an oath, but that it was is a simple
declaration of the individual will, and that “stipulatio” has its
origin in the respect paid to “fides.” This view however is even *less*
supported by evidence than Danz's. Arguing again from analogy, Girtanner
thinks that, as the Roman people regulated its affairs by expressing its
will publicly in the comitia, we may conjecture that a Roman individual
could validly express his will in a private affairs -- in other
words could make a binding sponsio. But this, as well as being a
wrong analogy, is a misapprehension of a leading principle of law. For,
as we have seen, no agreement resting simply upon the will of the
parties (i.e. pactun) is valid without some outward stamp being affixed
to it, in the shape of approval expressed by a god – notably Giove -- or
by the people. In more modem language, we may say that such
approval, tacit or explicit, religious or secular, is the original “causa
civilis” which distinguishes a “contractus” from, not a “pactum,” but a “pactio.”
Now, a popular vote in the comitia bears the stamp of public
approval as plainly as did the “nexum”. But a “sponsio”, requiring no witness, is
clearly NOT endorsed by the Roman people. The endorsement which the
“sponsio” needs in order to become a “contractus iuris civilis” must have
been of a religious nature, and that such was the case appears plainly if
we admit that “sponsio” originates in a religious ceremonial such as H.
P. Grice describes: “Will you, won’t you?” “I shall!” To recapitulate the view
here given, we conclude that “sponsio” is, if it existed, a primordial
institution -- 1 See Windsoheid, K. Y. fiir G. u. R. W. i. 291. -- of
the Roman and Latin peoples, which grows into its later form through
three stages. The “sponsio” is originally a sacrifice of wine annexed to
a solemn compact of alliance or of peace made under an oath to a gods. It
next became a sacrifice used as an appeal to a god in a compacts not
jtnade under oath such as a betrothal. Just as iusiurandum for many
purposes is sufficient without the pouring out of wine, so for other
purposes sponsio came to be sufficient without the oath. Lastly it becomes
a rather empty verbal formula, expressed in language by which the utterer
*implicates* -- to use Grice’s wording -- the accompaniment of a
wine-sacrifice, but at the making of which no sacrifice is actually
performed – but “deemed” to be performed – as in the Kantian view that to will
is to act. In this final stage, which continued to the days of
Justinian, its form is a question, put by the promisee, and its
AFFIRMATIVE answer, given by the promisor, each using the verb spondere. A: Filiam mihi spondesne? – B: Spondeo. – A: Centum
dari spondes? – B: Spondeo. Throughout its history this was a form which Roman citizens alone
could use, in which fact we clearly see religious exclusiveness and a further
proof of religious origin. Why they used question and answer rather
than plain statement is a minor point the origin of which no theory –
except Grice’s -- has yet accounted for (“In the beginning was the
Dia-Logos.”). As Grice – following Collingwood – in conversando intelligendo –
notes, the recapitulation by the promisee is obviously intended to secure the
complete understanding by the promisor of the exact nature of his
promise. Its sanction in the early period of which we are
treating is doubtless imposed by the priest, but owing to our almost
complete ignorance of the pontifical law – the popes were none of the
narcissists we now know! -- we cannot tell what that sanction is.
Having examined the ways in which an agreement could be made
binding under religious sanction, let us see how binding agreements
could be made with the approval of the *community*, or to use Cicerone’s
favourite phrase, “Populus romanus”. There is reason to believe that a secular
– or communitarian (free from immunity) class of contracts is less ancient
than the religious class, because “nexum” and “mancipium” or “municipium”
were peculiar to the Romans, whereas traces of iusiurandum and sponsio
are found, as Leist dreams, in other Aryan civilizations. There is no
more disputed subject in the whole history of Roman law than the origin
and development of this one contract, termed the ‘nexum.’ Yet the facts
are simple, and though we cannot be sure that every detail is accurate,
we have enough information to see clearly what the transaction is like
as a whole. We know that, as per the genus-species diaresis – the “nexum”
is a “negotium per aes et libram,” a weighing of raw copper or
other commodity measured by weight in the presence of witnesses. That
the commodity so weighed is a loan' ; and that default in the re-payment of a
loan thus made exposed the borrower to bondage and savage
punishment at the hands of the lender (Hence: “Neither a lender nor a borrower
be”). We know also that the “nexum” exists as a loan before The XII
Tables, for the “nexum” is mentioned in them as something quite different
from a “municipium,” or “manicipium.” To assert, as Bechmann does, that since
nexum included conveyance as -- 1 Alt Ar. I. Civ. !•" Abt. pp. 435-443. 2 Gai. III. 173. 3
Mucins in Varro, L. L. 7. 105. " Varro, L. L. vi. 5. 5 Clark, B. E. L. § 22.
-- well as loan "mancipiuvique " must therefore be
an interpolation into the text of the XII Tables -- is an arbitrary
and unnecessary conjecture. The etymology of both “nexum” *and* “mancipium”
shows that they were distinct conceptions. A “mancipium” entails the
transfer of “manus”, ownership. “Nexum” entails the making of a bond
(cf. nectere, to bind), the precise equivalent of “obligatio” in the
later law. It is true that both nexum and mancipium required the use of
copper and scales, to measure in one case the price, in the other
the amount of the loan. But this coincidence by no means proves that the
two transactions are identical. Today, a deed is used both for leases and
for conveyances of real property, yet that would be a strange argument to
prove that a lease and a conveyance are the same thing! Here
however we are met by a difficulty. If, as some hold, and as I have tried
to prove, we must regard mancipium as an institution of prehistoric
times distinct from the purely contractual nexum, how are we to
explain the fact that nexum is used by Cicerone as *equivalent* to
mancipium, or as a general term signifying, “omne quod per aes et libram
geritur,” whether a loan, a will, or a conveyance? Now first we must
notice the fact that nexum had at any rate not always
been synonymous with mancipium, for if it had been so, there could
have been no doubt in the minds of -- 1 Kauf, p. 130. ^ Mommsen,
Hint. 1. 11. p. 162 n. 3 ad Fam. 7. 30; de Or. 3. 40; Top. 5. 28;
Farad. 5. 1. 35.; pro Mur. 2. * Boethius lib. 3 ad Top. 5. 28
; Gallua Aelius in Festus, s.u. nexum ; Manilius in Varro, L. L. 7.
105. 24 -- Scaeuola and Varrone that a “res nexa” is the
same thing as a “res mandpata.” This Scaeuola and Varrone both deny.
We must also remember that Mucins Scaeuola was the Papinian of his day.
ManiUus, on the other hand, struck perhaps by the likeness in form
of the obsolete nexum to other still existing iwgotia per aes et Ubram,
seems to have made “nexum” into a generic term for this whole class of
transactions. In this, he was followed by Gallus Aelius'. The wider
meaning given by them to that which was a technical term at the period of
the XII Tables, apparently became the received opinion – received by
them! --, partly for the very reason that nexum no longer had an
actual existence, partly because neon liberatio, the old release of
nexum, had been adopted by custom as the proper form of release in
matters which had nothing to do with the original nexum, viz., in
the release of judgment-debts and of legacies per damnationem. One pecularity
mentioned by Gaius in the release of such a legacy seems altogether fatal
to the theory that manucipium was but a species of the genus nexum. Gaius
says that “nexi liberatio” could be used only for legacies of
things measured by weight. Such things were the sole objects of the true
nexum, whereas “res manucipii” included land and cattle. Therefore if manucipium
were only a species of nexum we should certainly find “nexi liberatio” applying
to legacies of “res mancipii”, but this, as Gaius shows, is not the
case. The view that nexum was the parent gestum per -- 1
Varro, L. L. vii. 105. ' Festus, p. 165, s. u. nexum. s Gai. III.
173-5. NEXVM DISTINCT FROM MANCIPIVM-- aes et libram, and that mancipium is
the name given later to one particular form of nexum, is worth
examining at some length, because it is widely accepted, and because it
fundamentally affects our opinion concerning the early history of an important
contract. Bechmann thinks it more reasonable to suppose that “nexum” *narrowed*
from a general to a specific conception. But it is scarcely
conceivable that nexum should have had the vague generic meaning of
“quodcumque per aes et libram geritur” when it was still a living mode of
contract, and the technical meaning of “obligatio per aes et libram” when
such a contractual form no longer exists! What seems far more likely is that “nexum”
has a technical meaning -- until a nexum ceases to be practiced, subsequently
to the Lex Poetilia, and that its loose meaning – or ‘disimplicature,’ to
use Grice’s wording -- was introduced in the later Republic, partly to
denote the binding force of any contract, partly as a convenient
expression for any transaction per aes et libram. Even in Cicerone we
find the “nexum” used chiefly with a view to elegance of style, in places
where “mandpatio” would have been a clumsy expression and where there
could be no doubt as to Cicero’s meaning. But when he is writing *history*,
Cicero uses “nexum” in the sense it has, even if he concedes that that sense is
regarded by some as obsolete. 1 See Beohmann, Kauf, i. p. 130 ; Clark, E. R. L.
§ 22. 2 lb. p. 131. "
Varro, I. c. — Pestus, s.u. nexum. » Cf. ''nexu uenditi " in Ulpian,
12 Dig. 6. 26. 7. 5
Cio. de Or. iii. 40. 159. 6 Har. Eesp. vii. 14; ad Fam. vii. 30. 2; Top. 5. 28. ' As in
pro Mur. 2; Parad. v. 1. 35. 8 de Rep. 2. 34 and cf. Liu. viii. 28.
1. Rejecting then as untenable the notion that nexum denotes a
variety of transactions, let us see how “nexum” originates. The most
obvious way of lending corn or copper or any other ponderable
commodity, was to weigh it out to the borrower, who would naturally at
the same time specify, by word of mouth, the terms on which he
accepted the loan. In order to make the transaction binding, an
obvious precaution would be to call in witnesses, or if the transaction
took place, as it most likely would, in the market-place, the mere publicity
of the loan would be enough. Thus it was that a nexum is originally made.
It was a *formless* agreement, necessarily accompanied by the act
of weighing, and made under public supervision in Rome’s market place –the
present Forum. The nexum deals only with commodities which may be measured with
a scale and a weight, and does not recognize the distinction between res
mancipi and res nee mancipi, — a strong argument that nexum and
mancipium are totally distinct affairs. The sanction of the nexum lies in
the acts of violence which the creditor might see fit to commit
against the debtor, if payment is not performed according to the terms of
his agreement. Personal violence is regulated by The XII Tables, in the
rules of “manus iniectio”. Before that time, it is safe to conjecture
that any form of retaliation against the person or property of the debtor
is freely allowed. The fixing of the number of witnesses at *five*
(why five?) which we find also in mancipium, is the only modification of
nexum that we know of prior to -- '
Gai. FUNCTION OF NEXAL WITNESSES. -- the XII Tables. Bekker suggests that this
change is one of the reforms of Servius Tullius, and that the *five*
witnesses, by representing the *five* classes of the Servian census,
personified the whole people – the Populus Romaus – (the five classes were: the
first class, the second class, the third class, the fourth class, and the fifth
class). This is a mere conjecture by Bekker – and ultimately by Servius Tullius
--, but a very plausible one! For we are told, by Dionysius, that Servius
made *fifty* enactments on the subject of contracts and crimes, and
in another passage of the same author, we find an analogous case of a law
which forbade the exposure of a child except with the approval of *five* witnesses
– one of each class, although usually five first-class citizens did! --. But
here a question has been raised as to what the witnesses did, other than
just BE there. The correct answer, I believe, is that given by Bechmann,
who maintains that the five witnesses approved the transaction as a
whole, and vouched for its being properly and fairly performed. Huschke,
on the other hand, claims that the function of the five witnesses is to
superintend the weighing of the copper, and that before the introduction
of coined money some such public supervision is necessary in order to
convert the raw copper into a lawful medium of exchange. This view
is part of Huschke's theory, that nexum had two marked peculiarities. A
nexum is a legal act performed under public authority, and it was the
recognised mode of measuring out copper money by weight. The
first part of Huschke's theory may be accepted without reserve. The
second part seems quite untenable. We have no evidence to show that
nexum was confined to loans of money or of -- 1 Akt. I. 22 ff. 2
jy_ IS -J jj. 15. * Kauf, I. p. 90. ^ Nex-um, p. 16 ff. -- copper.
Indeed we gather from a passage of Cicerone that corn is the earliest object
of nexum, while Gains states that anything measurable by weight
could be dealt with by nexi solutio. No inference in favour of Huschke's
theory can be drawn from the phrase “negotium per aes et lihram”,
for the phrase obviously dates from the more recent times when the
ceremony had only a formal significance, and when the aes rauduscidum is merely
struck against the scales. If then we reject the second part of Huschke's
theory, and admit, as, we certainly should, that nexum may deal with
any ponderable commodity, it is evident that his whole view as to
the function of the witnesses must collapse also. The reason is obviuous: the
very *idea* of turning copper from a merchandise into a legal tender is
obviously too sophisticated to have ever occurred to the mind of an early
Roman. As Bechmann rightly remarks,
the original object of the Roman state in *making* or minting coin
was not to create an authorised medium of exchange, but simply to
warrant the weight and fineness of the medium most generally used. The
view of Huschke is therefore a total anachronism. There is also
another interpretation of nexum radically different from the one here
advocated, and formerly given by some authorities at Oxford (they tell
me) but which has few if any supporters among modern jurists of the H. L.
A. Hart school, as I might call it. This view was founded upon a loosely
expressed and usually casual remark of Varrone – the grossest etymologist
Rome knew -- in which nexus is defined as -- 1 Cio. de Leg. Agr. ii.
30. 83. ^ in. 175. » Xauf, i. p. 87. * See Sell, Soheurl, Niebuhr,
Christiansen, Puohta, quoted in Danz, BSm. RG. ii. 25. -- a Roman
who gives *himself* into slavery for a debt which he owes (think
indenture by the Irish in New England). The inference drawn from this
remark is that the debtor's body, not the creditor's money, is the object
of the nexvm, and that a debtor who is selling himself by mancipium as a
pledge for the repayment of a loan is said to make a nexum. Such a theory
does not however harmonize with the facts, or indeed, with Roman dignity!
The evidence is entirely opposed to it, for Varrone’s statement admits
of quite a different implicature! Neither “nexum” nor Tnan- cipium
is ever found practised by a Roman upon his body! Nor *could* “nexum”
have applied to the debtor's body, for the idea of treating a debtor like
a res mmicipi or like a thing quod pundere numero C07istat, is absurd.
Again, if nexm = mancipium, the conveyance of the debtor's body as a
pledge must take effect as soon as the money is lent, therefore, by
thus becoming “nexus,” – not ‘nexum’ – the Roman must have been in
mancipio long before a default could occur, which is too strange to be
believed. Furthermore, being in mancipio, the Roman must have been capita
deminutus, which Quintilian expressly states that no nexal debtor
ever is! Clearly then, mancipium was under no circumstances a factor in
nexum,. Thus it would seem that the theory which regards
nexum as a loan of raw copper or other goods measurable by weight, is the
one beset with fewest difficulties. Such goods correspond pretty
nearly to what in the later law were called “res fungihiles”. -- 1
Varro, L. L. vii. 105 and see page 52. 2 nexum inire, Liu. vii. 19.
5. " Paul. Diao. p. 70, s. u. deminutus. * Decl. 311. --.
The borrower was not required to return the very same thing, but an equal
quantity of the same kind of thing. And this explains why nexum, the
first genuine contract amongst the Romans, should have received such
ample protection. A tool – such as a hammer --, or a beast of burden –
such as an ox -- could be lent with but little risk. Both the hammer and the ox
are easily identified. A loan of *corn* -- or, at a later stage, as Cicerone
suggests -- or *copper* -- would have
been attended with very great risk, had not the law been careful to ensure
the publicity of every such transaction. lusiurandum or sponsio
might no doubt have been used for making loans, but they both lacked the
great advantage of accurate measurement, which nexum owes to its
public character. It is the presence of the five witnesses – one for each
of the five social classes -- which raised nexum from a formless loan
into a contract of loan. This sketch of the original nexum is all
that can be given with certainty. The *details* of the picture cannot be filled in, unless, as
Grice does, we draw upon our
imagination. We do not know what verbal (or conversational, if two-part)
agreement (if any) passed between the borrower and the lender. It is
fairly certain that payment of *interest* on the loan might be made a
part of the contract, and not just because of the Jewish influence! We
cannot even be quite sure whether the scale-holder (“libripens”) is an
official, or a passer-by, as some have suggested, or a mere assistant.
Our description of the contract may then be briefly recapitulated
as follows: The form of the nexum consists of the weighing out
and delivery to the borrower of goods measurable by weight, in the
presence of witnesses -- five in number, since the time of Seruius Tullius,
who found out that by census, five were the classes of the Roman people), and whose
attendance ensures the proper performance of the ceremony. The total ownership
of the particular goods passes to the borrower, who is bound to
return an equal quantity of the same kind of goods. The specific terms of each
contract – e. g. “before too long” -- were approximately fixed by a
verbal agreement uttered at the time, at the market place. The sanction
consists of the violent measures which the creditor might choose to take
against a defaulting debtor. Before The XII Tables there seems to
have been no limit to the creditor's power of punishment – “The rope by
default,” as Grice puts it. Any violence against the debtor was approved
by custom and justified by the notoriety of the transaction, so that “self-help”
– or “help me God,” in Grice’s version -- is more easily exercised and probably more
severe in the case of “nexum” than in that of any other agreement.
The release (neooi solutio) is a ceremony preisely similar to that of the
nexum itself, the amount of the loan being weighed and delivered to the
lender, in presence of witnesses – possibly with the addition of the
exchange: “Thank you” “You are very welcome”. We have now examined the three
methods by which a binding promise was made in the earliest period
of Roman history. The next question which confronts us is whether there
existed at that time any *other* method. The forms of contract,
besides these three described – the pactum, the sponsio, and the nexum --,
which are found existing at the later period of The XII Tables, are:
fiducia, lex mancipi, uadimoniv/m, and dotis dictio. Did any of these
have their origin before this time? “Fiducia” is doubtful. “Lex mancipi” owed
its existence to an important provision -- 1 Gai. III. 174. -- of
that code. As to the origin of “vadimonium,” we cannot fee certain, but
judging from a passage in our ever trusted Gellius we are almost forced
to the conclusion that “uadimonium”
was *also* a creation of The XII Tables. Specifically, Gellius
speaks of " uades et subuades et XXV asses et taliones...omnisque
ilia XII Tabularum antiquitas." We know that (exactly) XXV asses is
the fine imposed by The XII Tables for cutting down a Roman’s tree.
Therefore, it would seem from the context that uades had also been
introduced by that code. The point cannot be settled, but the XII
Tables were at any rate the first enactments on the subject of which
anything is known. The only contract of which the remote antiquity is
beyond dispute is the so-called “dotis diction”. Dionysius informs
us that, in the earliest times – “I wasn’t there!” --, a dowry was given with daughters on their
marriage, and that, if the father could not afford this expense, his
client is bound to contribute. Hence, it is clear not only that dos
existed from very early times, but that custom even in remote antiquity
had fenced it about with strict rules. From Ulpian we know that dos could
be bestowed in three ways: by “dotis dictio”, by “dotis promissio”, or,
finally, by “dotis datio”. The promissio was a promise by stipulation, and the
datio was the transfer by mancipation or tradition of the property
constituting the dowry. These two are then easy to understand, even by the one
who was marrying! But this “dotis diction” *is* an obscure subject. It is
difficult to know whence it acquired its binding force as a contract, --
1 xTi. 10. 8. 2 II. 10. 3 Reg. vi. 1. – since, in form, it was *unlike*
all other contracts with which we are acquainted. Its antiquity is
evidenced not only by this peculiarity of form, but also by a passage in
the Theodosian Code which speaks of dotis dictio as conforming with the
ancient law. An illustration occurs in Terence where the father
says, "Dos, Pamphile, est decern talenta.” Pamphilus, the would-be son-in-law,
replies, "Accipio.” But we need not conclude that the transaction is
*always* formal, for the Theodosian Code, in permitting the use of any
form, seems rather to be restating the old law than making a new
enactment. A further peculiarity, stated by Ulpian and by Gaius is that dotis
dictio may be validly used only by the bride, by her father or cognates
on the father's side, or by a debtor of the bride acting with her
authority. “Dictio” is a significant word, for Ulpian distinguishes
between dictum and promissum. “Dictum,” Ulpian says, is a mere statement.
“Promissum” a binding promise. This distinction doubtless applies in the
present case, since “dotis dictio” and dotis promissio are clearly
different. The following theories seem to be erroneous. Von Meykow holds
that dictio is adopted as a form of promise instead of sponsio for this
family affair of dos, in order not to hurt the feelings of the bride
and of her kinsmen by appearing to question their bona fides. That theory
would be a plausible explanation, if dictio could ever have meant a
-- 1 C. Th. 3. 12. 3. 2 And. 5. 4. 48. ' 3. 13. 4. Reg. VI. 2. ^
Epit. ii. 9. 3. « 21 Dig. 1. 19. Diet. d. Rom. Brautg. p. 5 ff.
B. E. 3 -- promise, but from what Ulpian says, this can
hardly be admitted. Bechmann again connects dotis dictio with the
ceremony of sponsio at the betrothal of a daughter. The dos, Bechmann thinks,
is promised by a sponsio made at the betrothal, so that the peculiar form
known as dotis dictio is originally nothing more than the
specification of a dowry already promised. The dotis dictio would
therefore have been at first merely a “pactum adiectam”, made actionable
in later times while still preserving its ancient form. The
objection to this theory is that it lacks evidence. The only passage (this
sordid play by Terence) in which dotis dictio is presented to us with a
context goes to show that this contract is in no way connected with
the act of betrothal. Another explanation is given by Czylharz, that dotis
diction is a formal contract. Czyllharz’s view is based on the scholia attached
to the passage of Terence, which say of the bridegroom's answer that
the bridegroom, “ille nisi diodsset ' accipio ' dos non esset."
Czylharz therefore looks upon the contract as an inverted stipulation.
The *offer* of a promise *is* made by the promisor. When *accepted* by
the promisee (via uptake), this offer becomes a contract. Though such a
process is quite in harmony with the notion of a contract, it would
have been a complete anomaly at Rome. We cannot believe that, if
acceptance, or uptake, by the promisee, had been a necessary part of the
dotis dictio, we should not have been so informed by Gaius, when he
has been so careful to impress -- 1 ESm. Dotalrecht. 2 Abt. p. 103. 2 Z. f. B.
G. vn. 243. -- upon us that the dotis dictio could be made “nulla
interrogatione praecedente”. Thus the view of Czylharz besides being in
itself improbable is almost entirely unsupported by evidence. The scholiast
on Terence need not *mean* that "accipio" is an indispensable
part of the transaction, but a “prop.” The would-be son-in-lawy may merely have
meant (or implicated) that the bridegroom (his self) at this juncture might decline
the proffered dos if he so chooses – as being too low -- This
interpretation of the would-be son-in-law’s implicature is indeed the one borne
out by lulianus and Marcellus, who do give formulae of dotis dictio
*without* any words of acceptance or challenge by the would-be bridgegoom.
A satisfactory solution of the problem seems to have been found by
Danz. Danz looks upon dos as having been due from the father (or generally
male ascendant) of the bride as an officium, pietatis. Danz quotes
passages from Cicerone in which he speaks of refusing to dower a
sister or a daughter as a most shameful thing. (Cicerone had lost his
daughter by this time). The source of the obligation lies in this
relationship to the *bride* -- not in any binding effect of the
dotis dictio itself. But in order that the obligation might be
actionable its amount had to be fixed. This is just what the dictio
accomplishes. It is an acknowledgment of the debt which custom decrees
that the bride's family must pay to the bridegroom. In this respect the
dos is precisely analogous to the debt of service which a former slave
owes as an officium to patron, and which
he acknowledges by the “iurata operarum promissio”. The dos and the
operae were both “officia pietatis”, but -- 1 23 Dig. 3. 44. ^ 23
Dig. 3. 59. ' Rom. BG. 1. 163. ^ See 23 Dig. 3. 2. ' piaut. Trin.
3. 2. 63 ; Cic. Quint. 31. 98. .3—2 -- it became
customary to specify their nature and their quantity. In the one case, this was done by an oath; in the other, by
a simple declaration. In both cases, the law gives an action to protect an
anomalous forms of agreement. What kind of action may be brought on a
dotis dictio is not known. Voigt states it to have been an “actio
dictae dotis”, for which he even gives the Austinian performative formula -- but
formula and action are alike, alas, purely conjectural. We can only infer
that the dotis dictio was actionable since it constitutes a valid contract. How
or when this comes to pass we cannot tell. An advantage of
Danz' theory is that it explains the capacity of the *three* classes of
persons by whom alone dotis dictio could be performed. The father (or
male ascendant) of the bride is bound to provide a dos under
penalty of ignominia. The bride, if
sui iuris, is bound to contribute to the support of the husband's
household – ‘house-work,’ children feeding, cleaning, education -- for exactly the same reason. A debtor of
the bride is bound to carry out her orders with respect to her assets in
his possession. Supposing her whole fortune to have consisted of a debt due to
her, it is evident that a dotis dictio by the debtor is the only way
in which this fortune could be settled as a dos at all. Thus, the
hypothesis that the dos is a debt morally due from the father of the
bride, or from the bride herself, whenever a marriage takes place,
completely explains the curious limitation with -- 1 XII Taf. II. § 123. 2 24 Dig. 3. 1. 3
Cio. Top. -- regard to the parties who could perform dotis dictio. The
nature of the transaction may then be summarized as follows: its form is
an oral declaration on the part of the bride's father (or male cognates), the
bride herself, and a debtor of the bride, that sets forth the nature and amount
of the property which he or she meant to bestow as dowry, and spoken
in the presence of the bridegroom. Land as well as moveables could be
settled in this manner. No particular formula is necessary. The
bridegroom might, if he liked, express himself satisfied with the
dos so specified. But his acceptance does not seem to have been an
essential feature of the proceeding. Most probably, he did not have to
speak at all – just run away! Its sanction does not appear, though we may
be sure that there was *some* action to compel performance of the
promise. This action, whatever it may have been, could of course be
brought by the bride's husband against the maker of the dotis
dictio. In the earliest times, the sanction, is possibly a purely
religious one. Now that we have seen the various ways in which a
binding contract could be made in the earliest period of Roman history,
we may consider briefly the general characteristics of that primitive
contractual system. The first striking point is that all every contract
hitherto mentioned is *unilateral*. The promisor alone is bound, and he is
not entitled, in virtue of the contract, to any counterperformance on the
part of the promisee. 1 Gai. Ep. 3. 9. A second point is that the *consent*
of the parties is not sufficient to bind them. Over and above that
consent, the agreement between them is required to bear the stamp of
divine or popular approval. Even in dotis dictio, as we have just
seen, a simple declaration uttered by the promisor is invested with the force of a contract merely
because the substance of that declaration is a transfer of property
approved and required by public opinion. We also notice that that the (Griceian)
*intention* of the each contracting party *is* expressed. However, the ‘utterance’
employed is not originally of any importance -- except in the one case of sponsion:
Spondesne? Spondeo -- provided the intention is, as Grice notes,
contextually clearly conveyed (cf. his remarks on ‘contextual cancellation’).
We must therefore modify the statement so commonly made that the
earliest known Roman contract is couched in a particular form of words.
For how did each of these particular forms originate and acquire the
shape in which we afterwards find it? By having long been used to
express an agreement which is binding though the type of utterance varies,
it gradually obtains a more technical significance. Consequently the formal
stage is definitely *not* the earliest stage of Contract. The most
primitive contract of all is not an agreement clothed with a form, but an
agreement clothed with the approval of the State – which includes its Religion.
The causes leading to the enactment of the great Reform Bill known
as The XII Tables are chiefly social. The indefinite state of the law
of the Roman state is the grievance which calls most loudly for a remedy.
A contract and a conveyance is but little respected. The powers of the
nexal creditor are sorely abused, and legal procedure in general is
most uncertain. Yet more than all else the law of torts and crimes need
radical reform. So that, though we possess but few actual fragments of The
XII Tables, we have enough to tell us that very little space is devoted
to reforms in the law of contract. This fact ought not to surprise
us, knowing as we do that commerce is still in a very backward
state. We hear nothing of any provision in The XII Tables
with respect to sponsio, but we know, from Cicero, that “iusiurandum” is
recognised and enforced. Dotis dictio is not mentioned. A new form, the
lex mancipi, -- 1 Off. HI, 31. 111.. -- was created by *one*
provision of this code, though its creation was not apparently intended
by the decemvirs, but was rather the result of some juristic
interpretation (or other). Vadimoniitm, a contract, is either created or
considerably modified by the XII Tables, and constitutes the earliest form of
suretyship. As the hard condition of nexal debtors is one of the
evils which leads most directly to the secession of the plebs and to the
consequent enactment of the new code, we should naturally expect to find this
or that law passed for their protection. Accordingly, it is with nexum
that the contractual clauses of the XII Tables are principally
concerned. The first provision as to the contract of the nexum is embodied
in the famous words which Festus transmits to us: CVM nexym
FACIET MANCIPIVMQVE VTI LINGVA NVNCVPASSIT ITA ivs ESTO. This
was equivalent to saying that the language used by the party making a
nexum is to be strictly followed in determining what his rights and
liabilities should be. The fact that such a declaratory law is needed
discloses two features of the earlier nexum. The *act* of weighing, not
the words which accompanied that act, is the essence of the
original transaction. A scale was actually used -- and not symbolically
as it was in later days. The *terms* of a nexal loan are liable to be
disobeyed; if, for instance, -- Festus, p. 171, s.u. nuncupata pecunia.
-- the debtor had agreed to pay at the end of one year, it
might happen that a harsh creditor would enforce payment at the end of six
months. This shows that people are not feared, as witness, to the same
extent as is a god who presides over usiurandum and sponsio. The fact of
the loan is proved beyond question by the witnesses present,. But there
is evidently no sacred virtue in the utterance which go with the loan,
and these are not therefore binding simply because uttered in the addressee’s
hearing. This defect is what the XII Tables aims at correcting. The
Tables thenceforth place the *utterance* of a nexum on as strong a
footing as the utterance of a sponsio. Conditions as to the amount of
interest payable, the date of maturity of the loan, the security to be
given by the debtor, are all now inserted in the nuncupatio. And still more important is
the fact that the sum or amount of the loan itself could be
verbally announced at the ceremony. If the debtor utters: "I
hereby receive, and am bound to repay, XXV asses," this utterance is as
binding upon him *as if* the XXV asses had been actually weighed out to
him in copper. As long as the corn or copper (money) *is* really
weighed in the scale, nexum continues to be a natural and material method
of loan. But when, by the introduction of coined money it becomes possible
to count, instead of weighing, a given quantity of copper, nexum tends to
become an “artificial” and symbolical operation. The reason is, obviously,
that counting is far more simple than weighing. When a loan of XXV asses is
being made. it became customary to name this sum in the nuncupatio *without*
weighing it at all. The scale and the witness appear, as before. But the
scale is not used. The borrower, instead of taking XXV asses out of the
scale-pan, simply strikes the scale pan with a piece of copper, so as to
conform with the outward semblance of the transaction. Though the
weighing had been dispensed with, yet, by this rule of The XII
Tables, he is as much bound in the sum of XXV asses as though they had
actually been weighed out to him. Hence the important effect of the
clause. Given a proper coinage that clause transformed the loan of money
into a datio imaginana and the release of such a loan into an
imaginana solutio. The outward form of nexum remains the same, but the
actual process is greatly simplified. This change is doubtless not
intended when the rule is made by the Decemvirs. It is the result of a
more or less unconscious and probably gradual development. The
genuine weighing and the fictitious weighing doubtless exist side by
side. But it seems fairly certain that the introduction of coined money is
another of the Decemviral reforms. If so, we may assume that the nexum
changed from a ceremony performed with a scale into one performed
with copper and scales -- “negotium per aes et libram” -- not long
after the Decemviral legislation. Another important provision relating
to nexum modified the harsh remedy hitherto applied by the creditor
against the delinquent debtor. -- 1 Mommsen, Som. Munzw. p. 175. --
The words of the XII Tables have been fortunately preserved by Gellius', and
run as follows. AERIS CONFESSI REBVSQVE IVRE IVDICATIS XXX DIES IVSTI
SVNTO. POST DEINDE MANVS INIEGTIO ESTO. IN IVS DVCITO. NI IVDICATVM FACIT AVT QVIS ENDO
EO IN IVRE VINDICIT SECVM DVCITO VINCITO AVT NERVO AVT COMPEDIBVS XV
PONDO NE MINORE AVT SI VOLET MAIORE VINCITO. SI VOLET SVO VIVITO.
NI SVO VIVIT QVI EVM VINCTVM HABEBIT LIBRAS FARRIS ENDO DIES DATO. SI VOLET PLVS
DATO. There are two knotty points in this passage cited by Gellius. What
is the exact distinction between an acknowledged money debt – “aes confessum”
-- and a judgment obtained by regular process of Law – “res iure
iudicatae”? To what class of delinquents did the punishment apply?
It can hardly be doubted that “aes confessum” includes a debt contracted by a nexum,
as well as any other kind of debt the existence of which is not
denied by the debtor. E. g.: a debt incurred by formless agreement or by
sponsio may be an instance of “aes confessum”, provided the debtor
admitted his liability. But in a nexum this liability had already been
admitted solemnly and in front of a witness. To *deny* the existence of
a nexal debt is impossible, even for Descartes! Therefore, “aes confessum”
seems to be a term quite applicable to a debt contracted by a nexum. The
words “aeris nexi” are probably not used in the context because “aeris
confessi” has a wider meaning, and this law -- 1 XX. 1. 43. ^
Ihering, G. d. R. B. i. 156, note.
-- is apparently intended to cover much more than the one
case of nexal indebtedness. The other class of debts here described as “res iure
iudicatae” are no doubt judgment-debts. Where damages had been judicially
awarded to one of the parties to an action, some means have to be
provided of compelling payment from the other party. The executive in
those times was too weak to enforce its decisions, and self-help, as we
have seen, is the usual resource of an aggrieved Roman. The only
way in which the law could assist judgment creditors is by declaring what
extent of retaliation they might lawfully take. And this brings us to the
second question. In what cases is the “manus iniectio” to be exercised ? Voigt remarks that
The XII Tables never mention “manus iniectio” as being a means of
punishing default in a case of nexum. Voigt then proceeds to state that
the remedy for nexum was an “actio pecuniae nuncupatae”. Not only is this statement purely
fanciful, as there is no mention of “actio pecimiae nuncupatae” in any
of our authorities, but Voigt is surely ignored the evidence before
him. Admitting, as we must, that “nexum” is included among the cases named
at the beginning of the clause, we can scarcely avoid the further
conclusion long ago reached by Huschke that the rest of the clause, with
its XXX days of grace, manus iniectio, ductio in ius, and all the
consequences of disregarding the iudicatum, is a description of the
punishment to which a breach of --1 XII Taf, I. 169.-- nexum might lead,
as well as of that annexed to the other kinds of “aes confessum” and to “res
iure iudicatae.” The whole clause is one continuous statement, and to hold that
the latter part of it, beginning at Ni IVDICATVM FACIT, provides a
penalty solely for the case of judgment-debts, seems a very strained
and unnatural interpretation. Why explain “iudicatum” as referring only to
judgment indebtedness ? Just before it, in the text, we find the
direction “IN ivs DVCITO”, so that a nexal debtor after “manus iniectio”
evidently had to be brought into court. The precaution is probably a
new restraint upon the violence of creditors, in order that the
justice of their claims and the propriety of “manus iniectio” might be
judicially determined. But, if a judge had to pronounce upon the validity
of such proceedings, surely his decree might be described by the term “iudicatum”,
as found in the above passage. It involves a vicious circle to say that
the nature of “aes confessum” precludes the possibility of a
judicial decision, and that therefore “iudicatum” can only refer to a res
“iure iudicata”, that is, a judgment-debt. For in spite of this alleged
distinction, we find here that debtors of” aes confessum” and judgment-debtors
were treated in exactly the same way! Each of them is at first seized by
his creditor and brought into court. Now why should this have been
necessary in the case of a “iudicatus” more than in that of a “nexus”? For
a judgment debt seems to need judicial recognition just as little as a
nexal debt. And yet we find that “ductio in ius” is prescribed in both
cases. The only non-circular way of explaining the difficulty, is to take “iudicatum”
not as applying to a judgment-debt but, as being of the essence of a judicial decree. Let the creditor, the
Tables say, bring the debtor into court. Unless the debtor obeys the
decree of the court, or finds meanwhile a champion of his cause in the
court, let the creditor lead him off into private custody, and
fetter him. Thus the “ductio in ius”, the “iudicatum”, the “domum ductio”,
and the directions as to the right kind of fetters and the proper
quantity of food, must all have applied equally to “aes confessum,” including
“nexum,” and to “res iure iudicatae”. This view is confirmed by the
passage in which Livio describes the abolition of the severe
penalties of a nexum,. The bill by which this is done ordained, so Livio
tells us, " nequis, nisi qui noxam meruisset, donee poenam lueret,
in convpedibus aut in neruo teneretur … ita nexi soluti, cautumque in
posteru/m ne necterentur." This law, the “Lex Poetilia”, is
evidently passed for the relief of “nexi”, and relief is given by
abolishing the use of “compedes et neruum”. Now as this is the very
description of fetters given by the XII Tables in our text, it
seems certain that the language of the “Lex Poetilia” referred to this
clause of the Decemviral Code. Hence it follows that the punishment
provided by this code is nexum, which is the view already deduced
from the words of the XII Tables themselves. The contrary interpretation, which
is there- -- 1 PestuB, p. 376, s.u. uindex. ^ viii. 28.
-- fore probably erroneous, has strong supporters in Muirhead
and Voigt. But even though a “iudicatum” was thus necessary in order to
permit the nexal creditor to lead off his debtor into custody, we may
agree with Muirhead that the preliminary “manus iniectio” is within the
power of the nexal creditor without any judicial proceedings. The nexum
being a public transaction, a debt thereby contracted is so notorious as
to justify summary procedure. Before the XII Tables, when self-help
is subject to no regulations, this summary procedure could be carried to
all lengths in the way of severity and cruelty. But, when the XII Tables
interpo the “ductio in ius” for the protection of nexal debtors, no
other precaution against injustice was needful, and a preliminary trial
before the “manus iniectio” would have been so superfluous that we
cannot believe it to have ever been required. The elaborate
provisions for the punishment of debtors do not end with the text which
has come down to us and which has been quoted above. The substance,
though not the actual wording, of the remainder of the law has been
preserved by Gellius. As far as our text goes, the proceedings consist of
“manus iniectio,” the arrest or seizure of the debtor by the creditor;
“ductio in ius”, the bringing of the debtor into court, that is, before
the praetor or consid ; the “iudicatum,” a decree of the praetor recognising
the creditor's claim as just and the proceedings as -- ' B. L. p.
158. ^ XII Taf. i. 629. ' xx. 1. 45-52. -- properly taken. At this stage
a vindex may step in on the debtor's behalf. What was the exact
nature of his intervention we cannot know, but from Festus's definition, he
seems to have been a friend of the debtor, who denies the justice of his
arrest and stands up in his defence. By the XII Tables, this vindex has
to be “of the same [social] class” as the debtor whom he defendes and if
his assertions prove to be false he is liable to a heavy fine. If, on the
other hand, his defence is satisfactory to the Court, further proceedings
are doubtless stayed. But if no satisfaction is given either by the vindex or
by the debtor, the creditor is entitled to lead home his debtor in
bondage -- though not in slavery -- and to bind him with cords or with shackles
of not less than 15 lbs. weight. Meanwhile, the law assumes that the
debtor would prefer to live upon his own resources. This shows that a
nexal debtor is not always a bankrupt, and that it must often have been
the *will*, if not the power, to pay which is wanting in his case. As there
exist in those days no means of attaching a man's property, the
only alternative was to attach his body! If, however, the debtor is
really a ruined man and can not afford to support himself, the law bade
the creditor to feed him on the barest diet, by giving him a pound of
corn a day -- or more at the creditor's option. Here our textual
information leaves off and we have to depend on Gellius' account. Gellius
says that this stage of domum duetto and uinctio lasts LX days, and that during
that period a com- -- Gell. XVI. 10. 5. 2 Festus, s. u. uindex.
-- promise might be arranged which would stay further proceedings.
Meanwhile on three successive “nundinae”, or market-days, the debtor had
to be brought into the comitiuni before the praetor, and there the
amount of his debt is publicly proclaimed. This is a second precaution intended
to protect the debtor by giving thorough publicity to the whole
affair. At last, on the third market-day, and at the expiration of the LX days,
the full measure of punishment was meted out to the unfortunate
delinquent. He was addictus by the praetor to his creditor, and thus
passed, from temporary detention, into permanent slavery. The
extreme penalty is said by Gellius to have been death, and the
words in which the former is enacted are given by him as follows:
Tertiis nvndinis partis secanto. Si PLVS MINVSVE SECVERVNT SE FRAVDE
ESTO. The meaning of Gellius’s utterance has been much disputed. Attempts
have been made to soften its explicature. “On the third market-day, let the
creditors cut up and divide the debtor's body. If any debtor should
cut more -- or less -- than his proper share, let the debtor not
suffer on that account." That this is how the ancients understood
the passage, we know from the testimony of Gellius, Quintilian, and
Tertullian. But Gellius and Dio Cassius, though they had no doubts as to
the meaning of the law, both say that -- Gell. XX. 1. 51. ^ Inst.
or. iii. 6. 64. ^ Apol. 4. B. E. 4 -- this barbarous practice
of cutting a debtor in pieces was *never* carried out. The law is thus
what Grice calls “a dead letter”. Some commentators, whose views are ably
summed up by Muirhead, make the most of this admission, and hold that the
interpretation of the utterance-part, “partis secanto,” should be
entirely different. They regard the division of the debtor's body by
the creditor as too shocking a practice to have existed at Rome. Muirhead
assumes “secare” to refer -- as in a later phrase, “bonorwm section” -- to the division
(sectio) – and sale presumably -- of the debtor's property, not his body.
In the event of his property being insufficient to cover the debt, the
debtor is, then -- as Gellius informs us -- sold into slavery
"beyond the Tiber” – for some reason (what the eyes no longer sees
the heart no longer grieves for). The objections to Muirhead’s theory
have been well pointed out by Niebuhr. Not only is it opposed to
all the ancient authorities, who knew at least the traditional meaning of
the XII Tables as handed down to them through many generations, but
it also conflicts with a well recognised principle of early Law. That
principle was that the goods of a debtor are not, categorially and
categorically, responsible for his debts. His *body* is to be made to
suffer. Hs property cannot be touched. It is by no means unusual for
a nexal debtor to support himself while in bondage. This can only be
explained on the supposition that neither his property nor his earnings are
attachable by the creditor. It is this exemption of property which
accounts for -- > Gell.; Dio Cass.; R. Law, p. 208—9. ^ B. G. i. 630. --
the severity of the nexal penalties. Now, a section (division), and sale, of
the debtor's goods would have been quite inconsistent with the whole
system of personal execution so plainly set before us in the rest of
the law. The killing of the debtor was but a fitting climax to his
cruel fate. The inhumanity of the proceeding is not likely to have been
perceived by men who tolerated such barbarities as the lex talionis
and the killing of a son by his paterfamilias. When our authorities
express astonishment at the cruelty of the law, we must remember
that they also lived in a gentler age, in which the powers even of
the paterfamilias are curtailed, and when they confess that they never
knew of an instance in which the law was executed. We may discount
their testimony by recollecting that the nexal penalties of the XII
Tables were abolished centuries before they were even born! Comparative
jurisprudence furnishes another argument in favour of accepting the EXPLICATURE
of the utterance-part, "partis secanto." Kohler has
collected from different quarters various instances of customs
which closely correspond with this harsh treatment of the Roman debtor.
Unless therefore we disregard analogy, probability, and the whole of
the classical evidence, we must clearly take utterer of the XII Tables on
his EXPLICATURE, and understand that the creditor could choose between
selling his debtor into slavery "beyond the Tiber," OR putting
him to death. In the latter case, if there were more than one -- '
Shakesp. v. dem Forum der Jurisp. 4—2 -- creditor, each might
cut up the debtor’s body and each creditor carry off a piece. There
is a third clause of the XII Tables in which nexum. is mentioned, but it
does not alter the form of the contract. As far as we can make out,
it simply declares that certain agents, mysteriously described as, “forcti et
sanates,” shall have an equal right to the advantages of nexum. There is
a clause in the XII Tables intended to secure what Grice calls truthful
testimony, that most essential safeguard to Tieocum: Qui SE SIEEIT
tes- TARIER LIBRIPENSVE PVERIT NI TESTIMONIVM FATI- ATVR
IMPROBVS INTESTABILISQVE ESTO. That is, whoever had been “testis” or
“libripens” at the performance of a “nexum” or “mancipiwm” is was to give
his testimony as to the fact of the transaction, or as to its terms, under
penalty of permanent disqualification. This passage goes to show
what we also gather from other authorities, that the libripens was
a mere witness and not -- as some have wrongly supposed -- a public
official. The phrase "qui libripens fuerit" IMPLICATES that any
citizen might fill the position. Since we find that the “libripens” is
treated like any other witness, it seems clear that he could not have
been a public personage. We are now able to understand the meaning
of Varrone’s remark. "Liber qui suas operas in servitutem pro
pecwnia quam debet dat dum solueret nexus uocatur." This merely
means that a man who contracts a nexum, if unable to repay the -- ^
See Pestus s. u. sanates, Bruns Font. p. 364. 2 Gai. II. 107 ; Ulp. Eeg.
xx. 7. -- loan and therefore subject to an “addiction”, was obliged
to serve like a slave, and retained the epithet of “nexus” (cf. Irish
indenture servitude in New England) till the debt was paid (cf. Vanderbilt). On
the whole, then, the legislation of the XII Tables produces intereting
results. By increasing the importance of the *verbal* -- explicatural --
part of the ceremony, The XII Tables increase the flexibility of the
contract, and eventually change it from a real into a merely symbolical
transaction. The culminating point of the change is reached when the
money constituting the loan is not even weighed out, but merely
named in the nuncupatio, with the borrower languidly striking the
scale-pan with a piece of copper. Another interesting result is that, by
fixing certain limits to the violence of the creditor, the XII Tables soften
the hardships endured by the nexal debtor. Though the extreme penalty
of death is allowed, this may not
be inflicted till the debtor had had many opportunities and ample
time to clear himself. The formula of the nexum having now acquired great
importance, its wording is soon reduced to a definite shape running
somewhat as follows : " Quod ego tibi M lihras hoc aere
aeneaque libra dedi, eas tu 7nihi ... post annum ... cum semissario
foenore. . .dare damnas esto." -- This is the formula adopted by
Huschke and modified by Rudorff. The utterance part, "damnas esto,” appear
to be wrongly rejected by Voigt, who disregards the analogy of the
solutio though that seems our safest guide. The formula of said
solutio is given by Gaius as follows, though Karlowa's reading differs
consider- 1 Nexum, p. 49, etc. -- ably from that of Huschke. Quod ego
tihi tot mill'ihus condemmatus sum, me eo nomine a te solvo liberoque
hoc aere aeneaque libra: hanc tibi libram primam postremximque expendo
secunduTn legem publicam. The XII Tables did not, as far as we know,
contain any clauses affecting “sponsio” or “dotis dictio.” The existence
of those forms at such an early period has to be inferred from other
sources, and there is reason to assert their great antiquity, which
the silence of the XII Tables cannot disprove. “Iusiurandum” is
known to have been approved by the XII Tables, but to what extent
we cannot tell. We may therefore at once proceed to examine one of the
most important innovations of the decemviral Code, viz., the contract
which despite its ambiguous name is known as the “lex mancipi.” The “lex
mancipi,” as the name indicates, is a covenant annexed to the
transaction known as mandpiMm (later as mMndpatio). Let us see first what “mancipium”
is. Ulpian says that it is the mode of transferring property in “res
mancipi”. Gaius describes its use shortly as a fictitious sale,
"imaginaria venditio," and states that it is only performed
between Roman citizens, and applied only to “res mancipi.” Gaius describes
the ceremony. The parties meet in the presence of five witnesses and of a
Roman (called “libripens”), who holds a pair of scales. The --
1 Cic. Off. III. 31 and see above, p. 39. ^ Beg. xix. 3. 8 I.
113.> I. 119-20. -- *object* of the transfer Gaius supposes to
be a slave. The alienor remains passive, but the alienee, grasping
the slave, solemnly declares aloud that he owns the slave by right of
purchase. The alienee then strikes the scales with a piece of copper, and
hands the piece to the alienor as a symbol of the price paid. Such
is our meagre evidence as to the nature of mancipium. On this slender
foundation of fact a vast amount of controversial theory has been
heaped up. One certainty alone can be deduced from the evidence, that mancipium
was not originally a general mode of conveyance, as Gaius and Ulpian
found it in their day. It beguins by being a *genuine* sale for cash, in which
the price paid by the alienee is weighed in the scales and handed
over to the alienor. The muncupatio, or declaration made by the alienee, is
merely explanatory of his right of ownership. The *grasping* of the
object by the alienee – never mind acceptance of the price by the alienor
– is no doubt originally the essential element in the transfer. The utterance
by the alienee probably had at first no more binding effect than the
utterance of the borrower in a nexum. We may be sure that, in such a
state of the law, disputes would often arise as to the terms of the sale.
And it was probably to *prevent* such disputes that The XII Tables
made their famous rule: CVM NExyM FAOIET MANCIPIVMQVE VTI LINGVA
NVNGVPASSIT ITA IVS ESTO. The extraordinary emphasis (“not
nuncu- passit but lingua mmcupassit”) which is here laid upon the
utterance of the ceremony is very striking. Bechmann rightly argues that
it would be wrong to take this rule as referring only to the leges
mandpi, but it seems that it is to the language as ' distinct from
the acts used in the ceremony that the XII Tables meant to give force and
validity. The legal results which followed from seizing the object
of sale in the presence of witnesses, and from weighing out the price to
the seller, had long since been thoroughly well recognised. What The
XII Tables now introduced was the recognition of the utterance which
accompanied this outward act. We can hardly accept the implicature which
Bechmann assigns to the utterance. Bechmann notes the contrast between
words and acts which is implied in the phrase “lingua nuncupassit”, but
he thinks that the object of the rule was to reconcile the language
of the transaction with its real nature. Bechmann’s view is based on the
assumption that even before the XII Tables mancipium had changed
from a genuine into a fictitious sale. In other words, Bechmann assumes
that, while the alienee professes to *buy* the object with money weighed
in the scales, he really weighs no money, but hands to the alienor
a piece of copper, "quasi pretii loco." In fact the “imaginaria
uenditio” of classical times is, according to Bechmann, already in vogue.
The purpose of the XII Tables is therefore to confirm this change,
by declaring that the words, and not the acts of the parties, should
henceforth have legal effect. It was as if this law said. Pay no
attention to the acts of the alienee, but listen to grasp his utterance.
He is merely delivering a piece of copper -- 1 Kauf -- but do not imagine that this is the
whole price due. In his declaration, the alienee states that the
price is such and such. Let that be considered the real price of
the object. Let also the outward ceremony be regarded as a mere fiction.
All this appears to be a very far-fetched interpretation of “lingua nuTwupassit”,
and the assumption on which Bechmann has based it seems unwarranted, for more
than one reason. We do not know that “mancipium” has already turned into
an “imaginaria uenditio”. There is not one shred of evidence to prove that
such a change had occurred before the XII Tables. So far indeed
from preceding the XII Tables, the change would seem to have been
directly caused by them. Until coin was introduced, the weighing of
the purchase-money was clearly necessary. If, as there is good
reason to believe, coinage is finstituted by the Decemvirs, the actual
weighing must have continued till their time. If, on the other hand, we
suppose that coined money is a much older institution (Cornelius Nepos de
uir. ill. 7. 8. attributes its invention to Servius Tullius), so that the
actual weighing had long been dispensed with, mancipium may still *not* have
been an “imaginaria uenditio”, because we can imagine no way in
which a sale on *credit* could have been practised before the XII
Tables. How could a vendor have permitted his property to be conveyed to a
purchaser for a nominal and fictitious price, when the mancupatio was as
yet devoid of legal force ? After the uti lingua nuncupassit of the XII
Tables, the nuncupatio doubtless specifies the exact amount of the
purchase-money. This the alienor might lawfully claim. Moreover, before the
Decemviral reforms, mancipium transfers full ownership to the purchaser,
and the seller might have clamoured in vain for his money, unless he had
previously taken security by means of vxidvmoniwm or sponsio. For since a
well known provision of the XII Tables was that no property should
pass in things sold till the purchase-money was either paid or secured, we are
bound to infer that, before this, the very reverse was the case. Property DID
pass even when the price had not been paid. Such having been the early
law, how can we hold, as Bechmann does, that the cash payment of
the purchase-money was frequently not required, though the forms of
weighing etc. were carried out in the original manner? He urges that
credit, not cash, must often have been employed, because we cannot
reasonably suppose that cash payment was possible in every case. But the
force of his argument is weakened by the fact that mancipation is only
practised to a limited extent. Tradition is the most ordinary mode of
transfer employed in every-day life. And in a solemn affair such as
mancipium, where five witnesses and a scale-holder had to be summoned
before anything could be done, it cannot have been a great
hardship for the purchaser to be obliged to bring his purchase-money and
weigh it on the spot. Instead of credit purchases having been usual before
the XII Tables, -- 1 2 Inst. 1. 41.,
2 j[^uf, I. p. 160. s ib. p. 1S8. -- it seems likely that the XII Tables
virtually introduced them. For, by enacting that NO property should pass
until the price is paid or secured to the vendor, the Decemvirs make it
possible for the conveyance and the payment of the price to be
separately performed. Mancipium is thus made to resemble in one respect a
modern deed. The vendor who has executed a deed, before receiving
the purchase-money, has a vendor's lien upon the property for the amount
of the price still owing to him. Similarly, the “mancipio dans” who had
not received the full price, retained his ownership of the property
until that full price is paid to him, or security given for its
payment. We may therefore reject Bechmann's idea that the
utterance-part “lingua nuncupassit” refers principally to the fixing of
price in the muncupatio. That utterance-part simply gives legal force to the
solemn utterance made in the course of mancipium. On the one hand, the
utterance-part binds the seller to abide by the price named, and to
deliver the object of sale in the condition specified by the buyer. On
the other hand, the utterance-part compels the buyer to pay the
full price stated in the muncupatio, and to carry out all such
terms of the sale as are therein expressed. In short, every “lex mancipi”
embodied in the muncupatio becomes henceforth a binding contract.
It is natural to inquire next what kind of agreement might
constitute a “lex mancipi”. The muncupatio placed by Gaius in the mouth of
the purchaser runs thus: " Hunc ego hominem ex
iure Quiritium meum esse aio, isque mihi emtus esto hoc aere
aeneaqiie libra.To this might no doubt be annexed various qualifications,
and these were the leges in question. Voigt indeed considers that
these leges might contain every conceivable provision. But Bechmann seems to
come nearer to the truth in stating that no provision conflicting
with the original conception of mancipium as a sale for cash could
be inserted in the muncupatio. For instance, Papinian states that no
suspensive condition could be introduced into the formula of mancipiwm.
The reason of this obviously is that suspensive conditions are
inconsistent with the notion of a cash sale. The purchaser could
not take the object as his own and then qualify this proceeding by
a condition rendering the ownership doubtful, A resolutive condition is
also out of the question, for when the mancipium is transferred the
ownership and the price is paid, it would have been absurd to say that
the occurrence of some future event would rescind the sale. The
transfer is in theory instantaneous. No future event may affect it.
The following then are a few cases in which the “lex mancipi” could
or could not be properly used: The creation of an usufruct by
reservation could be thus made', and the formula is given to us by
Paulus : " Emtus mihi esto pretio dedvxito usu-
frtijctu*." Property could thereby be warranted free -- 1
XII Taf. II. 469. ^ y^t. Frag. 329. 3 Vat. Frag. 47. * Vat. Frag. --
from all servitudes by the addition to the nuncupatio of the words
"uti optimus matvimiisque sit^." The means by which the vendor is
punished if the property fails to reach this standard of excellence
are worth examining, though! The contents and description of landed
property might be inserted in the nuncupatio, and if they were so
inserted the vendor is bound to furnish as much as was agreed upon.
Failing this, the deceived purchaser, so Paolo Diacono tells us, could
bring against the vendor an actio de modo agri, which entailed damages in
duplum. The accessories of the thing sold, destined to be passed by
the same conveyance, are also doubtless be mentioned. We might
naturally have supposed that the quality of this or that slave or of this
or that specimen of cattle could have been described just as well as the
content of an estate. Cicero says : "Cum ex XII Tabulis satis erat
ea praestari quue essent lingua nuncupata" -- as though
descriptions of all kinds might be given in the nuncupatio. Nevertheless
Bechmann has shown that such is not the case, inasmuch as we find
no traces of any action grounded upon a false description of
quality. The only actions which we find to protect mancipium are the
actio auctoritatis and the actio de modo agri. There is no authority
for supposing, as Voigt does, that the actio de modo agri is not a
technical but a loose term used by Paolo Diacono. According to Voigt,
there was an action -- Dig. Sent. Off. iii. 16. 65. «
Eauf, I. p. 249. ^ XII Taf. (the name of which has perished) to enforce
all the terms of a nuncupatio of whatever kind. The so-called actio de
modo agri would then have been only a variety of this general action.
This theory is inadmissible. In making his solemn list of the
actiones in dztpZwm ^Paolo Diacono would hardly have used the clumsy
phrase “actio de modo agri”, if there had been a comprehensive term
including that very thing. Consequently, the general *description* of a
specific slave or a specimen of cattle in the nuncwpatio does not seem to
have been in practice allowed. The greater protection thus afforded
to a purchaser of land than to one of other res mancipi may probably be
explained by the fact that land is not, and could not, be conveyed inter
praesentes, whereas a slave or an ox could be brought to the scene of the
mancipiwrn and their purchaser sees exactly what is was
buying. Provisions as to credit and payment by instalment might also
be embodied as leges in the nwncupatio. This has been denied by
Bechmann, Keller, and Ihering, but their reasons seem far from
convincing. We may indeed fully admit their view for the period prior to
the XII Tables, since there was then no coinage, and mancipium was an
absolute conveyance of ownership. But once coinage is introduced, when
mancipium is capable of transferring dominium only after payment of
the price, and when the oral part of mancipium receives legal validity
from the XII Tables, the whole situation changes. 1 Sent. I.
19. 1. 2 j^auf, i. p. 42. 3 Imt. 33. •> Geist d. R. R., ii.
530. -- If it be said that credit is inconsistent with the
notion of mancipium as an unconditional cash transac-tion, we may reply that
this exceptional lex is clearly authorised by the XII Tables, since its
use is implied in the legislative change above mentioned. If it be
urged that no action can be found to enforce any such lex, the obvious
answer is that no action is needed, inasmuch as the ownership does not
vest in the vendee till the vendor's claims were satisfied. Therefore, if
the vendee never pays at all, the vendor's simple remedy is to recover
his property by a “rei uindicatio”. Nor is there much force in the
argument that clauses providing for credit would have been out of place
in the nuncupatio because inconsistent with the formula, “Hanc rem meam
esse aio, mihique emta esto." On the one hand it is probably a
mistake to suppose that this fixed form is *always* used. The expression,
“uti lingua nuncupassit,” seems to implicate that the oral part of
mancipium and nexum is to be framed so as best to express the intentions
of the parties. The same conclusion may be drawn from the
comparison of the formulae of mancipatio given in Gaius. On the
other hand, admitting that " hanc rem meam esse aio, etc." is a
necessary part of the nuncupatio, it must have been used in mancipations
made on credit, which by the XII Tables could not convey immediate
ownership, and the existence of which in classical times no one denies.
We are forced then to conclude either that "hanc rem meam esse
aio" is not the phrase used at a sale on credit, or else -- 1 2 Inst. 1. 41 and see p. 58. '' i. 119 and
ii. 104. -- that it becomes so far a stereotyped form of
words that it could be used NOT only as conveying its EXPLICATURE,
but also as applying to credit transactions which the Decemviral Code so
clearly contemplated. It is indeed inconceivable that if the price is, as
every one admits, specified in the mmcupatio, the terms of payment
should not have been specified also. It is worth while to notice
how the legal conception of mancipium is indirectly altered by the
XII Tables. That very important clause which prevented the transfer of
ownership in things sold, until a full equivalent is furnished by the
vendee, had the effect of separating the two elements of which
mancipimn consisted. Delivery of the wares and receipt of the price are
at first simultaneous. Later, they could be effected singly. Thus
mancipium becomes a mere conveyance, and after a while, as is natural,
the notion of sale almost completely disappears, so that mancipium came
to be what it was in Gaius's system, the universal mode of
alienating “res mancipi”. The “lex mancipi”, as we have now
considered it, is an integral part of the formula of viancipium
which the vendee or alienee solemnly uttered. Gaius and Ulpian give us no
hint that the vendor or alienor plays any part beyond receiving the
price from the other party. But is this really so? Could the vendee
have known how to word his formula if the vendor remains
altogether silent ? We have therefore to enquire what share the vendor
took in framing the -- 1 2 Inst. 1. 41. -- vendor's
dicta. 65 leges mancipi, and how the lex mancipi was enforced
against him. The part played by the vendor is denoted in many
passages of the Digest by the word “dicere”. In others, the word “praedicere,”
or “commemorare” expresses the same idea, and we find that the vendor
sometimes made a written and sealed declaration. The object of such dicta was
to describe the property about to be sold and they necessarily
preceded the mancipium, or actual conveyance. They are thus no part of the
mancipatory ceremonial and are quite distinct from the nuncupatio uttered
by the vendee, which explains their not being mentioned by Gaius in
his account of mancipatio. It is to such dicta that Cicerone doubtless
alludes', when he says that by the XII Tables the vendor is bound
to furnish only "quae essent lingua nimcupata" but that
in course of time " a iureconsultis etiam reticentiae poena est
constituta." The reticentia here mentioned was evidently not that of
the vendee, but was a concealment by the vendor of some defect in
the object which he wished to sell, and hence this passage is useful as
showing the contrast between nuncupatio and dictum. The former
might repeat the statements contained in the latter, thus turning
them into true leges mancipi, and this explains the fact that “lex mancipi” (or,
in the Digest, “lex uenditionis”), is sometimes used in the derived 1
e.g. 21 Big. 1. 33, and 18 Dig. Dig. 1. 21. fr. 1. » 19 Dig. 1. 41. * 19 Dig.
1. 13. fr. 6. 5 19 Dig. 1. 6. fr. 4. « i. 119. = Off. III.
16. 8 19 Dig. 1. 17. fr. 6. B. E. 5, -- interpretation of
the vendor's dictum, as well as with the primary meaning or
interpretation – or explicature -- of the vendee's nwncupatio. The leges
embodied in the nuncupatio were thus binding on the vendor, whereas his
dictum is at first of no legal importance. But in course of time the
dicta come also to be regulated, and though their terms are not
formal and are never required to be identical with those of the
nwncupatio, yet it is essential that the vendor, in making them, should
not *conceal* any serious defects in the property. The dictum itself
produced no obligation. That could only be created by incorporating the
dictum, into the nuncupatio. The only function of dictum seems to have
been to exempt the vendor from responsibility and from all suspicion of
fraud. This is well illustrated by a case to which Cicero' refers, where
Gratidianus the vendor “fails” to mention, " nominatim dicere
in lege mancipi " (here used in the secondary interpretation), some
defect in a house which he was selling. Cicero remarks that, in his opinion,
Gratidianus is bound to make up to the vendee any loss occasioned by his
silence. Bechmann questions whether the action brought against
Gratidianus was the “ocii'o eniti or the actio auotoritatis. But from the
way in which Cicero speaks, it seems almost certain that he had been
trying to bring a new breach of bona fides under the operation of the
actio emti, and had not been pleading in a case of actio auctoritatis,
which would scarcely have been open to such freedom of interpretation. We
cannot therefore agree with Bechmann that dicta not embodied in the
nv/ncupatio -- 1 Or. 1. 89. 178. 2 Kauf, i. p. 257. -- could
be treated as nuncupata and made the ground for an actio auctoritatis,
though we know that in later times they may be enforced by the actio
emti. The distinction between the formal nuncupata and the informal
dicta is never lost sight of, so far as we can discover from any of our
authorities, nor is dictum ever said to have been actionable until
long after the actio emti is introduced. The matters contained in
the dicta of the vendor were descriptions of fixtures or of property passing
with an estate', (of servitudes to which an estate was subject, or
of servitudes enjoyed by the estate. It is noticeable that these are all
mere statements of fact and that they exactly agree with the
definition given by Ulpian, who expressly excludes from dictum the
idea of a binding promise. Thus the distinction between nuncujpatio and
dictio may be contrasted. Nwmupatio belonged only to mancipium,, whereas
dictio might appear in sales of res nee mancipi as well as in mancipatory
sales. Nuncupatio is a solemn and binding formula; dictio was formless
and, until the introduction of the actio emti, not binding.
Nuncupatio does not touch upon the quality of the thing sold,
whereas dictio might give, and eventually is bound to give, full
information on this point. We must notice in conclusion what
Bechmann -- 1 19 Big. 1. 26. = 21 Big. Cio. Or. I. 39. 179. * 21
Big. 1. 19. « 19 Big. -- has pointed out that lex, besides meaning
a condition embodied in a sale or mancipation, signifies also a general
statement of the terms of a sale or hire. This sense occurs in Varrone,
Vitruvio, Cicerone, &c., and should be borne in mind, in order to
avoid confusion and to understand such passages correctly. The
methods by which the true leges nuneitpatae could be enforced are two. Actio de
modo agri. Of this we only know that it aims at recovering double damages
from the vendor who inserts in the nuncupatio a false statement as to the
acreage of the land conveyed; Actio auctoritatis (so called by modern
civilians). This was an action to enforce auctoritas, an obligation
created by the XII Tables, whereby the vendor who had executed a mancipatory
conveyance is bound to support the vendee against all persons
evicting him or claiming a paramount title. “Auctor” apparently means one
who supplies the want of legal power in another, and thereby assists him
to maintain his rights. It is so used in “tutela”, of the guardian
who gives auctoritas to the legal acts of his ward. In the present case, “auctor”
means one who makes good another man's claim of title by defending it. This
explains why the obligation of auctoritas varied in duration according to
the nature of the thing sold. Thus, if the thing was a moveable
(e.g. an ox, or a slave) the auctoritas of the vendor lasted I year,
since the usucapio of the vendee made it un- -- 1 Eauf, I. p. 265. 2
£. ^ vi. 74. » i. 1. 10. « Part. or. 31. 107. ^ Leuel, Z. d. Sav.
Stift. E. A. in. 190. s Lenel, Ed. perp. p. 424. ' Cic. Gaec. 19.
54. necessary after that time. But if the thing sold was
land, usucapion may not, by the XII Tables, take place in less than II years,
and the avctoritas is prolonged accordingly. The penalty for an unsuccessful
assertion of auctoritas was a sum equal to twice the price paid. This
shows that at the date of the XII Tables, as we have seen,
mancipium is still a genuine sale and involved the payment of the
full cash price. The same conclusion is drawn from Paolo Diacono’s express
statement that unless the purchase money is received no auctoritas is
incurred. This last rule is a logical (analytical, conceptual) sequence or
corollary of the enactment that no property vested until payment is
fully made. It is conceptually impossible that the vendee should need the
protection of an auctor before he himself acquires title. The
question has been much debated however by so-called analytic masters of
jurisprudence, such as H. L. A. Hart – as to whether this liability of a
vendor to defend his purchaser's title arose ipso iure out of the
mancipation, or whether it was the product of a special agreement.
The latter view is held by Karlowa, a tuttee of Hart’s - and Ihering – another
one! -- but the weight of evidence against it seems to be
overwhelming. Paolo Diacono expressly states that warranty of title is given
in sales of res nee maiicipi by the stipulatio duplae, but exists ipso
iure in sales by mancipation. Varrone says that if a slave is not
conveyed -- 1 Cio. Top. i. 23. 2 Paul. Sent. ii. 17. 2-3.
3 L. A. 75. Geist des R. R. m. 540. 5 See Girard, in N. E. H. de
D. 1882. (6me Annge) p. 180. 6 Sent. II. 17. 1-3. ^ R. R. -- by mancipation, his purchaser's
title should be protected by means of what Varrone calls a “stipulatio
smvplae uel duplae.” What Varrone is getting at, via implicature, is that, in a
cases of mancipation such a step is obviously (conceptually)
unnecessary. In recommending forms for contracts of sale, Varrone
therefore aptly advises the use of the stipulatio in sales of res nee
mancipi'. Varrone gives no such advice and mentions no stipulatory
warranty in the case of res mancipi, which proves our (and Varrone’s)
point. We find that there are two ways in which the vendor could escape
the liability of aitctoritas. Either the vendor could refuse to mancipate, or he
could have a merely nominal price inserted in the nuncupatio -- the real
price being a matter of private understanding between him and the vendee
-- so that the penalty for failing to appear as auctor becomes a
negligible quantity. This we actually find in a mancipatio HS nummo uno, of
which an inscription is preserved the terms' where the object in
mentioning so small a sum must have been to minimise the poena dupli
in case the purchaser M'as evicted. Both these expedients to avoid
liability are absolutely fatal to the theory of a special nwncupdtio as
the source of auctoritas. In short, from all this evidence we must
conclude that, after the enactment of the XII Tables, mandpium contains
an implied warranty of the vendee's title. The origin of the
heavy penalty for failing to uphold successfully a purchaser's title has
also been much debated (what hasn’t?). Bechmann'' attributes its severity
to -- 1 R. E. n. 2. 6, and 3. 8. " Plant. Pers. 4. 3.
S7. » Bruns, Font: 251. * Kauf, i. p. 121. -- a desire
to punish the vendor who had suffered his vendee to say "hanc rem
meam esse aio," when he KNOWS that such was NOT the case. This
would have been to punish the vendor for reticentia, which was not
done till much later times, as we know from Cicerone. Moreover as we
cannot be sure that the phrase " hanc rem meam esse aio " is
invariably used in mancipium, this view of Bechmann's comes too
near to the theory of the nuncupative origin of auctoritas, not to
mention the fact that it fails to explain why the penalty was duphmi
instead of simplum! The best theory is probably that of Ihering. Ihering sees
in the “poena dupli” a form of the penalty for furtum nee manifestum. It
may be true, as Girard points out, that the actio auctoritatis is not an
actio furti in every respect. The sale of land to which the seller has no
good title lacks the great characteristic of furtum, that of being
committed inuito domino. The real owner of the land may be entirely
ignorant of the transaction! Still it is plain that the conscious keeping and
selling of what one KNOWS to be another man's property is a kind of
theft – say, the Brooklyn Bridge --. In that primitive condition of the
law, it was thought unnecessary to impose different penalties on the bona
fide vendor whose trespass was unconscious or, as Grice prefers,
UN-intentional, and on the vendor who is intentionally fraudulent. This “poena
dupli” can hardly be explained as a “poena infttiationis”, for if
such, would not Paolo Diacono have been sure to mention it among his
other instances of the latter penalty? -- ^ Geist des R. R. in.
229. ' loc. eit. p. 216. " Paul. Sent. Auctoritas is supplied
by the vendor whenever any third person, within the statutory
period of one or two years, attacks the ownership of the vendee by a m
uindicatio, or by a uindioatio libertatis causa if the thing sold is a
slave, or by any other assertion of paramount title. Bechmann seems
to be right in holding that the warranty of title also extends to all
real servitudes enjoyed by the property, and to any other accessiones
which had been incorporated in the nwncwpatio. To attack the
vendee's claim in that respect is to attack a part of the res mancipata.
Hence actio avctoritatis is the remedy mentioned in connection with the
true leges mancipi, and we may hold, with Bechmann and Girard, that the
actio auctoritatis and the actio de modo agri are the only
available methods of punishment for the non-fulfilment of a lex
mancipi. How the vendor is brought into court as aioctor is a
question not easy to answer. But in Cicerone we find an action described
as being “in auctorem praesentem,” and apparently opening with the
formula. “Quando in iure te conspicio, quaero anne fias auctor." The
opening words do not lead us to suppose that the vendor is summoned,
but rather that he had casually come into court. This formula is
probably uttered by the judge, in every case of eviction, before the
inauguration of the actio avxytoritatis, in order to give the defendant
an opportunity of answering and so of avoiding the charge. -- loc. cit. p. 203. 3 Gaec. 19. 64 ;
Mm: 12. 26. < Lenel, Ed. Perp. If no answer is made to the judge’s
implicatural question, the vendor is held to have defaulted, and the
vendee might properly proceed to bring his actio auctoritatis for
punitive damages. But supposing that the “auctor” duly appeared to defend
his vendee, what were his duties? It is not probable that he takes
the place of the vendee as defendant, because “auctor” does not seem to imply
this, and because the vendor having conveyed away all his rights
had no longer any interest in the property. The most probable
solution seems to be that which regards the “auctor” simply as an
indispensable witness. In the XII Tables we know what severe penalties are
laid upon a witness who did not appear, as well as upon one who bears false
testimony. Now an auctor who appears but fails to prove his case is
clearly a false witness. One who fails to appear is an absconding witness. This
is probably an additional reason for the severe punishment inflicted on
the auctor by the XII Tables. Thus the ingenious supposition of Voigt', that
the vendor cannot possibly have incurred so heavy a penalty by mere
silent acquiescence in the nuncupatio of the vendee, and must therefore
have made a nuncupatio of his own in which he repeats the words used
by the vendee, seems to be purely gratuitous as well as wholly
unsupported by evidence. Another question to be considered is: did auctoritas
apply solely to the warranty of things alienated by mancipium -- or did it
also apply to things alienated by in iure cessio? An answer in -- » XII Taf. ii. 120. – on the broader
side is given by Huschke who cites Gaius as proving that mancipatio and
in iure cessio have identical effects. But this is at best a loose
statement of Gaius's, and cannot prevail against the stronger evidence
which goes to prove that auctoritas is a feature peculiar to mancipmm. Bekker
points out that in iure cessio cannot have produced the obligation of
auctoritas, because the in iure cedcTis takes no part in the proceedings
beyond making default, and cannot therefore have made deceptive
representations rendering him in any way responsible. In iure cessio must
then have been from its very nature a conveyance without warranty, and Paolo
Diacono confirms this inference by stating that the three requisites of
auctoritas are mancipatio, payment of the price, and delivery of the res
– ox or slave. The Lex mancipi in its primary meaning, is a clause
forming part of the mmcupatio spoken by the vendee in the course of
mancipiimi, and constituting a binding contract. It might embody
descriptions of quantity, specifications of servitudes whether
active or passive, conditions as to payment, and any other provisions not
conflicting with the original conception of mancipium as a cash
sale. In its secondary, derived, loose, meaning, which we must
carefully distinguish, it referred to the dicta made by the vendor.
-- Nexum, p. 9. ^ li. 22. s Akt. I. p. 33, note 10. * Sent.
ii. 17. 1-3. We even find lex mancipi applied to the terms of sale
as a whole, including nuncupatio, dicta, and any other private agreement
between the parties respecting the sale. The two means of enforcing
leos mancipi in its PROPER (and only) sense were actio de modo agri and actio
auctoritatis. Auctoritas is an implied warranty of title introduced
by the XII Tables into every mancipatory conveyance, subject to the condition
precedent that the vendee must have received the goods and paid the
price. If the vendee is evicted, his proper remedy is the actio
auctoritatis (most probably, an instance of “legis actio sacramento”),
the object of which was to recover punitive damages of double the amount
of the price paid, and which could be brought against the vendor
within II years, if the object sold was an immoveable, and within one
year, if a moveable – an ox or a slave, or two. Since the lew
mancipi is often credited with a still wider function, we are next
brought to consider the agreement known as fidticia. The agreement of
fiducia is thought by many scholars to have been a species of lex
mancipi, and consequently a creation of the XII Tables. Among those
who thus regard fiducia as an agreement contained in the nuncupatio are
Huschke, Voigt, Eudorfif, and Moyle. The first philosopher of any
weight – if however, not Oxonian -- who disputed the correctness of this
view -- 1 Girard, I.e. p. 207. ^ Nexum, pp. 76, 117. s
XII Taf. II. 477. * Z. fur EG. xi. 52. 5 App. 2 to his ed. of the
Inst. – is Ihering, and, the bad thing, is that he is now being followed
by Bekker – not to mention Bechmami, and Degenkolb. The view held by theis
bunch of philosophers would seem to be the only tenable one, alas. They
assert that “fiducia” is not a part of mancipium. Fiducia is simply an
ancillary agreement tacked on to mancipium and couched in no specific
form. The argument against the former theory are that fiducia might exist
in cases of in iure cessio as well as in cases of mancipium. Now in
iure cessio gives no opportunity for the introduction of nuncupative
contract. How then can a nuncupatio containing a fiducia have been
introduced among the formalities of the uindicatio? Doh! We know
that the actio fiduciae is bonae fidei, and ionae fidei actions are of
comparatively late (i. e. sophisticated) introduction. How then is this
fact to be reconciled with the theory which derives fiducia from
the nuncupatio of the XII Tables ? Voigt states that the actio fidiuiiae is
but one form of the ordinary action on a lex mxmcipi (in fact, Voigt regards
every lex mancipi as having been actionable). But Voigt gives no
explanation of the surprising fact that fiducia alone of all the species
of lex mancipi should have been provided with an actio bonae
fidei. If we admit that the only actions based upon mancipium are
the actio auxitoritatis and the actio de modo agri, how can the
actio fiduciae be classed with either ? Geist des R. R. ii. p. S56. =
Akt. i. 124. 3 Kauf, i. p. 287. « Z. fur RG. ix. p. 171.
" XII Taf. II. The strongest piece of evidence which we
possess in favour of Ihering's theory (which Ihering never saw) may well consist
of a bronze tablet inscribed with the terms of a pactum fiduciae which
Degenkolb has carefully criticised and which seems to be conclusive in
favour of our view. It contains, not a copy of the words used in
mancipation, but a report of the substance of a fiduciary
transaction. The mancipation is said to have taken place first,
fidi fiduciae causa, and then the terms of the fiducia are said to have
been arranged in a pactum conuentum between the parties: Titius and Baianus. It
is evident from the language of the tablet that this fiduciary
compact is independent of the mancipatio and informally expressed. Any
attempt, such as those made by Huschke and Rudorff, to reconstruct
the formula of fiducia, and to fit such a formula into the nuncupatio of
mancipium, is necessarily futile. Voigt has even taken pains to give us
the language used in the arbitrimn by which, according to him,
fiducia is enforced. This bold restoration is a good instance of Voigt's
method of supplementing history, -- or ‘inventing’ it, as Grice prefers --
but it cannot be said materially to advance our knowledge of things.
We are nowhere told that fiducia could not be applied to cases of
traditio, and a priori there is no reason why this should not have been
the case. Yet all our instances of its use connect it solely with
mancipatio or in iure cessio*, and all the -- 1 Printed in C. I. L.
No. 5042 and Bruns, Font. p. 251. 2 Z. filr EG. IX. pp. 117—179. ''
XII Taf. ii. p. 480. * Isid. Orig. v. 25. 23 ; Gai. ii. 59 ; Boeth.
ad Gic. Top.] authorities, except Muther, are agreed in thus limiting its
scope. If indeed we could extend fiducia to cases of traditio, it would
be very hard to see why there should not have been a contractibs
fiduciae as well as a contraxitus cotnmodati, depositi or pignoris. We
know from Gaius that fiducia is often
practised with exactly the same purpose as pignut or depositum, and we
may reasonably infer that it is the presence of mancipaiio or in
iure cessio which causes the transaction to be described, not as
pigrms or depositum, but as fiducia. If we admit that fiducia is never
connected with traditio, we can readily see why it never becomes a
distinct contract. Bechmann' points out that in iure cessio or
mancipatio is naturally regarded as the principal feature in such transactions
as adoptions, emancipations, coemtiones, etc. The solemn transfer
of ownership is in all these cases so prominent, that fiducia was always
regarded as a mere pactum adiectum. If then we cannot admit fiducia
to any higher rank than that of a formless pactum, it follows that
the actio fiduciae, being borme fidei, and therefore most unlikely to
have existed at the period of the XII Tables, must have originated many
years later than fidvMa itself, which as a modification of
mancipatio probably dated from remote antiquity; This may serve as an
excuse for discussing ^tfcia in this place, although the XII Tables do
not actually mention it. But it must have existed soon after that
legislation, since it was the only mode of accom- -- 1
Sequestration," ii. 60. s Kauf] plishing the emancipation of a
filiusfamilias as based upon the XII Tables. The theory that fiducia
originated long before the actio fiduciae is corroborated by the
account which Gaius gives of the peculiar form of usucapio called
usureceptio. This is the method by which the former owner of property
which had been mancipated or ceded by him subject to a fiducia may recover his
ownership by one year's uninterrupted possession. It differs from
ordinary usucapio only in the fact that the trespass is deliberate, and
that immoveable as well as moveable things – a slave, two slaves -- could
be thus reacquired in one year instead of in two. This peculiarity
as to the time involved may perhaps be explained by supposing that the
objects of fiducia were originally persons (slaves) and therefore res
mobiles, or else consisted of whole estates which, like
hereditates, would rank in the interpretation of the XII Tables as
ceterae res. Now ii fiducia had been incorporated, as some think, in the
formula oi mancipium, and had been actionable by means of an actio
fiduciae based on the lex mancipi, could not the owner have recovered
the value of his property by bringing this action, instead of
having been forced to abide the tedious and doubtful result of a whole
year's possession ? The fact noted by Gaius that where no money is paid
no usureceptio is necessary, simply follows from the well-known rule
that an in iure cedens as well as a mancipio dans does not lose his
dominium until the price had been fully paid to him. We may therefore
conclude that mancipatio fiduciae causa resembled in its effect any -- 1 II. 59-60. -- other mancipatio.
If this be the case, then fduda must for many years have been an informal
and non-actionable pactum, supported by fides and by nothing else.
Bechmann holds that' the object of the fiduciary mancipation is expressed in the nuncupatio by the insertion
of the utterance-part, “fidi fiduciae causa”. But this is a minor
point which it is impossible to determine with certainty. Fiducia
then may be briefly described as a formless pactum, adiectwm, annexed to
Tmrndpatio or in iure cessio, but not originally enforceable by action.
Fiducia thus has no claim at this early date to be considered as a
contract. On the other hand, vadimonium is a contract which we know
to have been mentioned – if not introduced -- by the XII Tables^. Gellius,
however, speaks of the ancient uades as having completely passed
away in his time, so that in the opinion of Karlowa we can scarcely hope to
discover the original form of the institution. The most thorough inquiry
into the question is that made by Voigt, who treats the authorities and
sources with the minutest care, but whose conclusions, typically, do not
always seem to be well founded. Let us first examine the essence of
the transaction, a point as to which there is no doubt. Vas meant a
surety, and uadimonium the contract by which the surety bound himself.
Thus uadem -- 1 Kauf, I. p.
294. " Gell. xvi. 10. 8. » ibid. * L.A. p. 324. ^
Phil. Hist. Abhandl. der k. S. Ges. d. Wiss. -- IMOS'irM. 81 poscere^ means to
require a surety, vadem dare to provide a surety, uadem accipere to take
a man as surety for another man, and uadari either to give surety
or to be a surety. From the point of view of the principal (“uadimonium
dans”) uadimonium sistere means to appear in due course uadimonium
deserere, to make default, while uadivionium differre meant to postpone
the obligation which the ims had undertaken. The penalty for
nonperformance was the payment (depensio) by the uas of the sum promised
by his principal, who however was bound to repay him. There might be more
than one uas. Voigt is probably right in stating that the svbuas was a
surety for the performance of the obligation by the original
uas''. There are two kinds of
luidimonium: that which secured the performance of some contract'; and that
which secured the appearance of the party in court, =bail'. Under the
first of these heads Voigt places the satisdatio secundum mancipium
which is found in the Baetic Fiduciae Instrumentumi as well as in Cicerone,
but whether or not this satisdatio was given in the form of a uadimonium
must remain undetermined ; though, if it had been so given, we
might perhaps have expected Cicerone to use the technical phrase. -- 1 Cio. Rep. II. 36. 61; Var. L. L. vi. 8.
74. ' Cio. Fin. Cic. Brut. Prise. Gram. i. 820. ^ Cic. Quint. 8.
29. 6 Cic. ad Brut. ; Plaut. Bud.
3. 4. 72. ' I. c. p. 307. ^ Varro, L. L. vi. 7. 71. »
Cio. Off. IV. 10. 45. " ad
Att. v. 1. 2. B. E.] Next comes the question, in what form
was uadimonium origiQally made? The verbal nature of the primitive
contract seems to be proved by the passages that Voigt quotes while he
also completely denrolishes the old view which regarded uadimonium as
having always been a kind of stipulation, and points out Varrone’s express
statement that uas and sponsor were not the same thing. On the other hand
it is plain that uadimonium had come by Cicerone's time to denote a
mere variety of the stipulation, a fact which may be gathered from his
language' and that of Varrone, as well as from the frequent use of
promittere in passages describiag the contract. The later aspect of
uadimonium, need not however detain us, and we may occupy ourselves
solely with its primitive form. Leist seems to think that both
uadimonium and praediatura were binding, like the sponsio, in virtue of a
sacred " word-pledge," or in other words that " Vas
sum" “Praes sum'' had a formal value analogous to that of " spondeo."
This view he bases on the etymology of vms, praes and their
cognates in the Aryan languages, but an examination of Pott^ Curtius' and
Dernburg' serves to show how entirely obscure that etymology is. If
we cannot be sure whether “uas” is derived from “fari,” -- 1 Gic. ad Qu. fr. ii. 15. 3. ; Ovid, Am.
i. 12. 23 : uadimmia garrula; etc. a L. L. VI. 7. 71. 3
Q„int. 7. 29. * loc. cit. 6 Etymol. Forsch. iv. p. 612. « Civ.
Stud. iv. 188. ' Pfdr. ] to speak, uadere, to go, or from an
Indo-Germanic root meaning to bind, it is clearly impossible to
build any theory on so insecure a foundation. Moreover, whatever the true
etymology of “uas” may ultimately be proved to be, we can find in the
above derivations no suggestion of a binding religious significance
such as we discover in sponsio. Voigt boldly assumes a knowledge of
the ancient ceremony, and assigns to the iwtdimonium connected with
the sale of a farm the following formula. “Ilium fundum qua de re agitur
tihi habere recte licere, haec sic recte fieri, et si ita faMum non
erit, turn x aeris tihi dare promitto." This is not only purely
imaginary, like many of Voigt 's reconstructed formulae, but the unilateral
form in which it is expressed has no justification from historical
sources. The scope of promittis promitto in a stipulation is well
established, but how can promitto in an unilateral declaration have had
any binding effect? Voigt justifies his view by a comparison with dotis
dictio and iurata operarum promissio'^, but in both of these there was a
binding power behind the verbal declaration. The word “promitto” alone
could never have produced the desired effect, unless we admit the
principle laid down by Voigt that an unilateral promise is sufficient to
create a binding obligation, which is merely to beg the question!
(Warnock takes this position in his “Object of Moralty” – but he finds ‘begging
the question’ not as objectionable “as other of my Oxonian colleagues do” – He
is Irish). If indeed we take promittere in its ordinary sense, we cannot
doubt that uadimonium in Cicerone’s time was contracted by sponsio or
stipu- -- lus Nat.] latio, but on the other hand it is equally certain
that the ancient uadimonium, whatever it was, disappeared soon
after the “Lex Aebutia.” The old form known to the Decemvirs cannot
then be stated with the absolute certainty which Voigt seems to assume,
but we may hazard one theory as to its nature which appears not im-
probable, or at least far less so than that of an unilateral promissio.
Gaius tells us that there were several ways of making uadimonia, and
that one of them was the ancient method of iusiurandwm. That this
was an exceptional method is proved by our rarely finding it in use and
its adoption is almost inconceivable, except in the earliest times
when the oath is fairly common as a mode of contract. We may be sure that
the old uadimonium is embodied in some particular form of words,
else it is hard to imagine how the penalty could have been
specified. But if so, and if we exclude sponsio, as we are bound to do,
what form of words could have had such binding force as an oath? The
rarity of this oath in Gellius’s time may have induced him to state
that it had quite disappeared, while Gaius may have mentioned it in order
to make his list of vadimonia complete. Further, on examining
the remedies for a breach of iitsiurandum, we find that self-help was
resorted to, just as it was in cases of nexum. And when self-help
began to be restrained by law, the natural -- ' IV. 185. 2
e.g. 2 Dig. 8. 16. -- substitute would have been manus iniectio.
Now there is good reason to believe that the early iwbdimonium is enforced by the legis actio per maniis
iniectionem, and as Karlowa rightly says, we cannot imagine such a severe
penalty to have been entailed by an ordinary sponsio. Iusiurandum,
on the contrary, may easily have had this peculiarity, since it is
the only form of verbal contract which we know to have been protected by
means of self-help. Again, nanus iniectio seems to have been
employed not only by the principal against the uas, but also by the
uas against the principal. When Gaius states that sponsores were
authorized by a Lex Puhlilia to proceed by manus iniectio against a
principal on whose behalf they had spent money (“depensum”), he
seems to show that facts and circumstances are sometimes recognized as a
source of legal obligation. But we are bound to reject this explanation,
since no obligation “ex re” was recognized until much later in the Roman
jurisprudence. It is far more likely that, as Muirhead suggests,
the Lex Puhlilia merely extended to sponsores the remedy already
available to nodes; so that sponsio became armed with the manus iniectio
simply on the analogy of its older brother uadimonium. The theory
here put forward as to the early form of uadim.oniu/ni must remain a pure
conjecture in the absence of positive evidence. But its connection
with iusiurandum is at least a possibility. 1 Karlowa, L. A. p. 325 :
Voigt, XII Taf. ii. 495. 2 L. A. p. 324. 3 R. L. p. 166. This
vexed question may however be summed up. In the legal system of the XII
Tables uadimonium was a contract of suretyship, possibly entered
into by iusiurandwm, and probably entailing manus iniectio, (a) if the
surety (uas) failed to fulfil his obligation, or if the principal
(uadimonium dans) failed to refund to his surety any money expended
on his behalf In later times uadimonium was clothed in the ordinary
sponsio and its old form had completely disappeared. There
are a few other fragmentary provisions in the XII Tables, which relate
to contracts and require a brief notice. Paulus speaks of an actio
in duplimi as given by the XII Tables ex causa depositi. This
cannot have had any connection with the actio depositi of the Institutes
and Digest, for the latter was an invention of the Praetor {honoraria),
and therefore could not have appeared till towards the end of the
Kepublic, while its usual penalty was simplum, not duplum. Voigt
explains^ this action of the XII Tables as an instance of actio
fduciae based upon a fiducia cvrni amico. But we cannot admit that
fiducia at such an early period was actionable at all', and still less
can we base on Voigt's assumption the further theory that every
breach of fiducia must have had a penalty of du- plum annexed to it. The
conjecture made by 1 Sent. II. 12. n. ^ XII. Taf. ii. 4.
79. ACTIO EX CAV8A DEPOSIT!. Ubbelohde' that the actio ex causa depositi
of the XII Tables was an actio de perfidia seems still more rash
than that of Voigt, and has deservedly met with but little favour.
There are two points to be noted in this statement of Paulus. He states
that the action was ex causa depositi: he does not call it actio
depositi. He does not say how the depositum was made, but implies
that it might be made by traditio as well as by Tnancipatio, which also
goes against Voigt 's theory. It was an ancient rule^ that if
a man used the property of another in a manner of which that other
did not approve, he was guilty of common theft, and was punishable in
duplum like any other fur nee manifestus. It seems therefore quite
reasonable to suppose that the XII Tables mentioned this kind o{
furtumi as arising ex causa depositi. If so, the penalty of duplum
mentioned by Paulus is no mystery. It was merely the ordinary penalty
as- signed to furtum nee manifestum, and depositum as a contract
had nothing to do with it. Hence this actio ex causa depositi does not
properly belong to our subject at all. II. Gaius° says that
by the pignoris capio of, the XII Tables the vendor of an animal to be used for sacrifice could recover its value if
the purchaser refused to pay the price, and a man who had let a
beast of burden in order to raise money for a sacrifice could recover the
amount of -- 1 Gesch. der ben. R. G. p. 22. ^ gai. iii. 196. » iv.
28. the hire. Hardly anything is known of the legis actio
per pignoris capionem, but it was evidently some proceeding in the nature
of a distress, through which the injured party could make good his
claim by seizing the property of the delinquent. The only points in
which this passage of Gains is in- structive are these. First, we are
here shewn what were evidently exceptional instances of the legal
liability of a man's property, as distinguished from his person, for his
breaches of agreement. Secondly, we here have conclusive proof that the
consensual contracts of sale and hire were unknown at the period of
the XII Tables: these two special instances in which the contracts were first
recognised were both of a religious nature, and the makers of the
XII Tables do not seem to have dreamt that other kinds of sale or hire
needed the least protec- tion. Thus for many years to come the most
ordinary agreements of every-day life, such as hire, sale or pledge, were
completely formless, depended solely on the honesty of the men who made
them, and were not therefore, properly speaking, contracts at all.
The principle of the old Roman law that neither consent nor conduct could
create an obliga- tion ex contractu, but that every contract must be
clothed in a solemn form, appears in the fullest force throughout the XII
Tables. At the threshold of a new period we may pause to review
briefly the ground already covered, and to observe the very different
aspect of our future field of inquiry. We find the legal system of
the XII Tables to have possessed five distinct forms of contract,
iusiurandum (including uadimonium ?), sponsio, dotis dictio, neooum, and
leoc mancipi. But though the list sounds imposing enough, these forms
were still primitive and subject to many serious limitations. Roman
citizens only were capable of using them, and hence they were useless for
purposes of foreign trade. They all alike required the presence
of the contracting parties, and were therefore available only to
persons living in or near Rome. They all required the use of certain
formal words or acts, so that, if the prescribed formula or action
was not strictly performed, the intended contract was a nullity. The
remedies for a breach of contract, except in the case of nexum and lex
mancipi, were probably of the vaguest description, and may have
consisted only of self-help carried out under certain pontifical
regulations. A system with so many flaws was plainly incapable of meeting
the many needs which grew out of immense conquests and rapidly
extending trade. Accordingly by the end of the Republic we find
that the law of contract had wholly freed itself from every one of these
four defects : Contracts had been introduced in which aliens as well
as Romans could take part. Means had been devised for making con-
tracts at a distance. Forms had by degrees been relaxed or
abolished. Remedies had been introduced by which." not only the
old contracts but all the many new ones were made completely
actionable. The question now before us is: how had this wonderful
development been achieved? It is customary in histories of Roman Law
to subdivide the period from the XII Tables to the end of the Republic
into two epochs, the one before the Lex Aebutia, the other subsequent to
that law. The reason for this subdivision is that the Lea: Aebutia
is supposed to have abolished the legis actio procedure and to have
introduced the so-called formulary system, which enabled the Praetors to
create new forms of contract by promulgating in their Edict new forms of
action. Such a division doubtless has the merit of giving
interest and definiteness to our history, but it has two great drawbacks
: First, that we do not know what the Lex Aebutia did or did not abolish
; and secondly, that its date is impossible to determine. As to its
provisions, the two passages in which the law is mentioned by Gains ^ and
Gellius''' merely prove that the legis actio system of procedure
and various other ancient forms had become obsolete as a result of
the Lex Aebutia. But that these were not suddenly abolished is proved by
the well-known fact that Plautus and Cicero refer more often to the
procedure by legis actiones than they do to that per formulas. The most
plausible theory seems to be that which regards the Lex Aebutia as
having merely authorized the Praetors and Aediles to publish new
formulae ia their annual Edicts. But even this is nothing more than a
conjecture. The date of the Lex Aebutia is also involved in
obscurity, as is proved by the fact that scarcely two writers agree upon
the question". It seems clear that a law about which so
little is known is no proper landmark. The plan here adopted will
therefore be a different one. We shall content ourselves with a detailed
examination of each of the kinds of contracts which we know to have
existed at Rome between the XII Tables and the beginning of the Empire,
treating in a separate section of each contract and its history down
to the end of the period. By this means we may avoid confusion and
repetition, though the period in hand, extending as it does over nearly
five hundred years, is perhaps inconveniently large to be thus
treated as a whole. 1 IV. 30. ' XVI. 10. 8. ' A. V. c,
584 according to Poste and Moyle ; 513 aecording to Voigt ; 507 according
to Muirhead ; etc. Nexvm. The severity and unpopularity of nexum did not
prevent its continuance for at least one hundred years after the
modifications made in it by the XII Tables. Its character remained
unchanged, until at last the Roman people could suffer it no longer. In
A. v. c. 428' a certain nesous was so badly treated by his creditor that
a reform was loudly demanded. The Lex Poetilia Papiria was the outcome of
this agitation. CICERONE (si veda), LIVIO (si veda), and VARRONE (si
veda) have each given a short account of the famous law, and from these
it may be gathered that its chief provisions were as follows
: That fetters should ia future be used only upon
criminals. That all insolvent debtors in actual bondage who could
swear that they had done their best to meet the claims of their creditors
°, should be set free. According to Liyy, but Dionysius makes it
452. 2 Bep. II, 30. 40. 59. s viii. 28. * L. L. vii. 5. 101.
' Next qui bonam copiam iurarent : cf. Lex lul. Mun. 113, -- That no one should
again be neccus for borrowed money, i.e. that manus iniectio and
the other ipso iure consequences of nescum should henceforth
cease. Varro is the one writer who mentions the qualification
that it was only nexi qui honam copiam iurarent who were set free. But
Cicero and Livy may well have thought this an unnecessary detail,
considering what an immense improvement had been made by the statute in
the condition of all future borrowers. A clause of the Lex Coloniae
luliae Genetiuae^ shows that imprisonment for debt was still
permitted, but that the effects of ductio were much softened, the uinctio
neruo ant compedibus and the capital punishment being abolished
along with the addictio. But diici inhere was still within the
power of the magistrate^, and Karlowa" seems to be right in holding
that this was not a new kind of ductio originating subsequently to the Lex
Poetilia (Papiria). The Praetor doubtless always had the power to
order that a iudicatus should be taken and kept in bonds. But this was a
very different thing from the utterly abject fate of the nexus under the
XII Tables. It was only therefore the special severities consequent
upon nexum that can have been abolished by the Lex Poetilia. Nexum itself
was not abro- gated, for the way in which later authors speak of it
shows that there still survived, if only in theory, a form bearing that
name and creating an obligation. But as soon as its summary remedies were
taken -- 1 cap. 61; Bruna, Font. 2 Lex Bubr. cap. 21 ; Bruns, Font.
p. 98. ^ L. A. p. 165. -- away, neocum became less popular as
a mode of contract and gave way to the more simple obligatio uerbis.
Another reason for its being disused, wlien it no longer had the
advantage of entailing capital punishment, was that the introduction and
wide- spread use of coinage made the use of scales unnecessary.
Stipulatio, which required no accessories and no witnesses, was now the easiest
mode of contracting a money loan. We shall see in the next section
that it came to have still further points of superiority, and thus it was
certain to supersede newum, when neoswii ceased to have special
terrors for the delinquent debtor. The solutio per aes et libram which we
find in Gaius, as a survival of solutio nesd, was not the release
of nexii/m, but the similar release used for discharging a legacy per
darrmationem or a judgment debt. Its continued existence is no
proof that neam/rn survived along with it, for in later days it had
nothing to do with the release of borrowed money. But though nexum proper
certainly died out before the Empire, we have seen' how the meaning
of the word became more vague and com- prehensive. By the end of the
Republic we find neocum used to describe essentially different
transactions, and simply denoting any negotiwm per aes et
libram. There is no authority for Bekker's opinion that sponsio is
enforceable before the XII Tables by the legis -- actio Sacramento, nor
do we know that it gave rise to any action, but notwithstanding this fact
we have seen good reason for concluding that it existed at Rome
from the earliest times. As we found that its origin was religious, and
as the XII Tables do not mention it, we may regard the remedies for
a breach of sponsio as having been regulated by pontifical law,
down to the time when condictiones were introduced. In the law of this
last period sponsio appears in three capacities. As a general form of
contract adapted to every conceivable kind of transaction. As a
form much used in the law of procedure. As a mode of contracting
suretyship. Its binding force was the same in all these three
adaptations, but its history was in each case different. Thus sponsio was
used as a general form of contract down to the time of Justinian, though
it had then long since disappeared as a form of suretyship. And
there were statutes affecting the sponsio of surety- ship which had
nothing to do with the sponsio of contract or of procedure. It will
therefore be con- venient to treat, under three distinct heads, of
the three uses to which sponsio became adapted, remem- bering
always that in form, though not in all its remedies, it was one and the
same institution. I. Sponsio as a general form of contract.
We have seen that the form of sponsio consisted of a question put
by the promisee and answered by the promisor, each of whom had to use
the -- 1 AU.i. p. 147. word spondere. For example : Qu. :
Sponden ticam gnatam filio uxorem meo? Ans.: Spondeo^." Qu. :
Centum dari spondes?" Ans.: " Spondeo." This form was
available only to Roman citizens. But there subsequently came into
existence a kindred form called stipulatio, which could be used by
aliens also, and could be expressed in any terms whatsoever, provided the
meaning was made clear and the question and answer corresponded.
The connection between sponsio and stipulatio is the first question
which confronts us. There is no doubt that sponsio was the older form of
the two, because (i) it alone required the use of the formal word
spondere, (ii) it was strictly iuris ciuilis, where- as stipulatio was
iuris gentium^, and (iii) it had to be expressed in the present tense
(e.g. dari spondes?) whereas stipulatio admitted of the future tense
(e.g. dabis ? fades ?), which Ihering^ has shown to be a sign of
later date. Since the rise of the tits gentivm, was certainly subsequent
to the XII Tables, we are justified in ascribing to the stipulatio a
comparatively late origin, though the precise date cannot be fixed
with certainty. Though stipulatio was a younger and a simpli-
fied form, yet it is always treated by the classical jurists as
practically identical with sponsio. Both were verbal contracts ex
interrogatione et responsione, and their rules were so similar that it
would have been waste of time and useless repetition to discuss
them separately. Varro, L. L. vi.
7. 70. ^ Qaius in. 92. 3 Gaius loc. cit. Geist d. B. B. ii.
634. The derivation of
stipulatio has been variously given. Isidorus derived it from stipula, a
straw ; Paulus Diaconus and Varro" from stips, a coin; and the
jurist Paulus*, followed by the Institutes, from stipulus, firm. The
latter derivation is doubtless the correct one^ but it does not help us much. What
we wish to know is the process by which a certain form of words came to
be binding, so that it was distinctively termed stipulatio, the firm
transaction. Now if we conclude, as Voigt does', that the stipulatio and
the sponsio were both imported from Latium, their marked difference with
respect to name, age and form must remain a mystery. Whereas we may
solve, or rather avoid, this diffi- culty by acknowledging that sponsio
was the parent of stipulatio, and that the latter was but a further
stage in the simplification of sponsio which had been steadily going on
since the earliest times. We have already reviewed the three stages
through which sponsio seems to have passed. Stipulatio in all probability
represents a fourth and wider stage of development. The binding force of
a promise by question and answer, apart from any religious form, at
last came to be realized after centuries of use, and as soon as the
promise became more conspicuous than the formal use of a sacred
word, the word spondere was naturally dropped, and with [Orig. 5.
24. - s. u. Stipem. 3 L. L. VI. 7. 69-72. * Sent. See Ihering,
Geist ii. § 46, note 747, who compares the German Stab, Stift,
bestatigen, bestiindig. 6 lus Nat. II. 238. '' Ihering, Geist ii.
p. 585. B. E.] it fell away the once descriptive name sponsio,
to make way for that of stipulatio, now a more correct term for the
transaction. Thenceforward, as a matter of course, stipulatio became the
generic name, while sponsio was used to denote only the special form
spon- desne? spondeo. The precise date of the final change is
a matter of guess-work. But as stipulatio was the form avail- able
to aliens^ it was probably the influx of strangers which made the Romans
perceive that their old word spondere, only available to Roman
citizens, was inconvenient and superfluous. Unless contracts with
aliens had become fairly common, the need of the untrammelled stipulatio
would hardly have been felt. Therefore it seems no rash conjecture to
suppose that the stipulatio was flrst used between Romans and aliens,
and first introduced about A.V.C. 512*, the date generally assigned to
the creation of the new Praetor qui inter peregrinos ius dicebat.
As to the form of the stipulation. Ihering and Christiansen have
expressed the opinion that originally the promisor does not merely
say spondeo, faciam, daho, etc., as in most of the known instances, but
repeated word for word all the terms of the promise as expressed in the
question put by the promisee. This view is based upon the passages
in Gaius and the Digest, which lay great stress upon the minute correspondence
necessary between the question and the answer in a vaHd -- '
Gai. III. 93. 2 Liu ^^j-^
^ix. Geist II. 582. Inst, des B. B. p. 308. •^ in. 92. « 45 Dig.] stipulation.
It is hard to see how such a rule could have arisen unless there had been
some danger of a mistake in the promisor's reply, and if this reply
had been confined to the one word spondeo, promitto, or faciani, a
mistake would hardly have been possible. Hence this view seems highly
probable. Voigt gives the following account of the origin of the
various formulae. The form spondesne ? spondeo is the oldest of
all, and dates back into very early times which is probably quite correct.
But in a more recent work this view expressed in "lus Naturale"
is unfortunately abandoned, and Voigt regards sponsio as a Latin
innovation. This seems surely to place the birth of sponsio far too late
in Roman history. The looser form dabisne? dabo is found in Plautus,
and was no doubt, as Voigt says^ a product of the ius gentium and first
introduced for the benefit of aliens. Lastly, the origin of the forms
promittis ? promitto, and fades? faciam^, is placed by Voigt not
earlier than the beguming of the Empire. But his reasons for so doing
seem most inadequate. If the form dabisne? dabo occurs in Plautus, the
form fades? fadam, which is essentially the same, can hardly be
attributed to a later period. And since 1 Ius Nat. IV. 422
ft. 2 See Liu. iii. 24. 5, A.v.c. 295, and iii. 56. 4, A.v.c.
305. 3 Bom. RG. i. p. 43. Pseud. 1. 1. 112, A.v.c. 663. 5 /.
N. IV. 424.Of. Gaius] prondttam is used by Cicero as a synonym for
spondea/m}, and fidepromittere was an expression used in stipulations, as
Voigt admits, two centuries before the end of the Republic'-', it seems
rash to affirm that promittere, the shortened phrase, was not used
in stipulations until the time of the Empire. We may therefore attribute
both of these forms to republican times. The admissibility of
condicio and dies as qualifications to a stipulation must always
have been recognized, since a promise deals essentially with the
future and requires to be defined. The insertion of a conventional penalty
into the terms of the contract was probably practised from the very
first, whenever facere and not dare was the purport of the promise,
because the candictio certi was older than the condictio incerti, and
therefore for many years an unliquidated claim would have been
non-actionable unless this precaution had been taken. We have now
seen that verbal contract by ques- tion and answer, whether called
sponsio or stipulatio, existed long before it became actionable. When
it finally became so is uncertain, though we know what forms the
action took. Condictio certae pecuniae. Gains' speaks of a Lex
Silia as having introduced the legis actio per condictionem for the
recovery of certa pecunia credita. This law is mentioned nowhere
else, and its date can only be approximately fixed. Cic. pro Mur. 41. 90. ^ I.
N.] We know from Cicero that pecwnia credita, a re" money loan,
might in his time originate in ways, by datio (mutuum), expensilatio, or
stipulatio. But we cannot infer from this that the Lex Silia made
all those three forms of loan actionable, for mutuum and expensilatio, as
will presently be seen, were certainly of more modern origin than
the condictio certae pecuniae. It appears indeed that stipulatio
was the original method of creating pecunia credita: consequently the Lex
Silia must have simply provided for the recovery of loans made by
sponsio or stipulatio. It is noticeable, moreover, that Gaius speaks as
though by this law money debts had merely been provided with a new action
: he does not imply that stiptdatio or sponsio was thereby
introduced, as Voigt' and Muirhead have ventured to infer. Their view is
surely an un- warrantable inference, for if the Lex Silia had
created so new and important a contract as stipu- latio, Gaius would
hardly have expressed so much surprise at the creation of a new form of
action to protect that contract. His language seems clearly to
imply that pecunia credita was already known, and was merely furnished by
this law with a new remedy. We may conclude then that pecunia
credita must have existed before the Lex Silia, and can only have been
created by stipulatio. Stipulatio ' Rose. Com. 5. 14. Puohta, Imt. 162. 3 Cf. the dare,
credere, expensum ferre of the Instrumentum fiduciae in Bruns, p. 2-51,
with the dare, gtipulari, and expensum ferre of Rose. Com. 5. 13-14, and
see Voigt, lus Nat. it. 402. * Ills Nat. II. 243. R. L.] cannot,
therefore, have been introduced by this law, though it probably was
thereby transferred from the religious to the secular code.
The age of the Lex Silia has been variously given', but there are
no trustworthy data, and any attempt to fix it must be somewhat
conjectural. The only thing we do know is that this law must have
been enacted a considerable time before the Lex Aquilia of A.V.C. 467,
for the latter law pun- ished" the adstipulator who had given a
fraudulent release, and as this release must have applied to the
stipulatio certae rei of the Lex Galpurnia', it is evident that the Lex
Aquilia must have been younger than the Lex Calpurnia, which, as we shall
see, was itself younger than the Lex Silia. We may perhaps
approximate even more closely to the date of the Lex Silia. Muirhead^ has
con- jectured with much plausibility that the introduction of the
condictio certae pecmviae was a result of the abolition of the nexal
penalties, or in other words that the Lex Silia followed soon after the
Lex Poetilia of A.v.c. 428. There are several strong points in
favour of this hypothesis. It explains Gaius' difiiculty as to the reason
why condictio was introduced. For when the terrors of nexum were
abolished, it was natural to substitute some penalty of a milder
description and not to let defaulting debtors go entirely unpunished.
Now [According to Voigt, I. N. iv. 401. Gai. Of. quanti ea res est in
Gai. loc. cit. with 13 Dig. 3. 4. * R. L.] this is just what the
condictio certae pecuniae, with its sponsio poenalis tertiae partis,
presumably accomplished, for like neocum it dealt only with
pecunia. (ii) This hypothesis helps us also to understand why
the condictio certae pecuniae should have been introduced before the
cmidictio certae rei, thus making a stipulation of certa pecunia
actionable, while a stipulation of res certa had not this protec-
tion. As we found above', the introduction of coin must have made the
stipulatio certae pecuniae a very convenient substitute for nexiom. It
was therefore natural to give a remedy to this stipidatio and so to
make it take the place of nexum as a binding contract of loan; while
certa res, never having had and therefore not immediately requiriag a
remedy, was not protected by condictio until several years
later. We can also see why the condictio ceiiae pecuniae should have
been the only condictio fur- nished with so severe a penalty as the
sponsio poenalis. It was because money loans had been jealously
guarded in the days of nexum, and it was therefore thought proper to protect
the money loan by stipulation far more carefully than the promise
of a res certa. All these seem strong points in
confirmation of Muirhead's hypothesis. By connecting stipulatio and
condictio with the downfall of nexum and of its manus iniectio, we not
only get a plausible date for the Lex Silia, but what is far more
important, we obtain a satisfactory explanation of the curious fact
that, while stipulationes were made actionable, they were not all made so
at once. The forms of condictio under the legis actio system are not
known, but under the formulary system, this condictio had the following
formula: Si paret N^ N'egidium A" Agerio HS X dare oportere, iudesc,
iV™ Negidium A" Agerio X condemna. s. n. p. a} Its peculiar
sponsio will be given in another place. Condictio triticaria or certae
rei. The Lex Calpurnia, which must have preceded the Leoo
Aquilia^ and must therefore have been enacted earlier, extended the
legis actio per condictionem to stipulations of triticum, corn,
{condictio triticaria) ; and this, being soon interpreted by the jurists
as including every debt of res certa, gave rise to the condictio certae
rei. This new kind of condictio omitted, for the reason above '-stated,
the sponsio and restipulatio tertiae partis, in place of which the
defendant merely promised to the plaintiff a numnvus wnus which was never
exacted or paid. Therefore, as the severer law invariably precedes
the milder, we might be sure that the Lex Silia with its heavy
penalty was older than the Lex Calpurnia with its nominal fine*, even if
Gains had not clearly led us to this conclusion by the order in which
he mentions the two laws'. The formula ran thus : Si paret N'^ Negidiwm
A" Agerio tritici optimi X modios dare oportere, qvtanti
1 Gai. IV. 41. Lenel, Ed. Perp. 187. Voigt, I. N. III. 792. '
Keller, Civilp. 20. « Gains]. ea res est, tantam pecuniam, index,
iV™ Negidium A" Agerio condemna. s. n. p. a. Condictio incerti.
The above condictio triticaria, or certae rei, was in course of
time extended by the interpretation of the jurists or by the Praetor's
Edict to res incertae, and gave rise to a condictio incerti, which was
the proper action on a stipulation involving facere or praestare or
some other object of indefinite value. The thing promised might be
defined as quanti in- terest, or quanti ea lis aestimata erit etc., and
it is plain how much this comprehensive mode of expression must have
increased the adaptability and general usefulness of the stipulation. In
this way, for instance, the cautio damni infecti and the stipulations of
warranty were doubtless always expressed. The nature of this condictio
may perhaps be best understood from its formula, which was as follows
: Quod A^ Agerius de N" Negidio incertum stipulatus est, quidquid
paret oh earn rem N™ Negidium A" Agerio dare facere oportere, eius
iudex, N™ Negidium A" Agerio condemna. s. n. p. aJ' This was so
far an advance upon the condictio certae rei that, the condemnatio
here left the damages entirely to the discretion of the judge; but it was
still a stricti iuris action, in which no equitable pleas were ad-
mitted on the part of the defendant. {d) Actio ex stipulatu.
We have seen that the condictiones certae pecuniae and certae rei
were due to legislation, and the con- dictio incerti to juristic
interpretation: it remains 1 Voigt, RG. I. pp. 601-2. 2 (jai. to inquire
what was the origin of the actio ex stiffulatu, i.e. the honae fidei
action on a stipulation for incertwm dare or for certwm facere^,
which completed this series of legal remedies. Its ap- pearance was
an event of great importance to the subsequent history of contract, since
it applied ex- clusively to stipulations containing a honae fidei
clausula, and it was by means of this action alone that such stipulations
were enforced I Voigt's explanation of its origin is that the actio ex
stipulatu was devised as the proper remedy for fidepromissio and
for the cautio rei uxoriae. But it is very doubtful if the date can be
fixed with such exactness. There is nothing to show that the actio ex
stipulatu did not exist earlier than those particular forms of
stipulation ; and if it had been, as Voigt thinks, the original action on
a fideproTnissio, it would probably have been known as actio ex
fidepromisso or by some such descriptive name. The
introduction of the doli clausula is the most important event in the
whole history of the stipulatio, yet the exact moment at which this took
place is hard, if not impossible, to fix. Girard* attributes its
invention to C. Aquilius Gallus. But if this had been the case, CICERONE
(si veda) would hardly have overlooked the fact. On the other hand Voigt,
who rightly identifies the actio ex stipulatu with the action on a
1 Bethmann-Hollweg, C. P. p. 267. 2 44 Dig. 4. 4. fr. 15-16.
3 I. N. IV. 407. Gellius iv. 1, 2. * N. Rev. Hist, de Droit,
xiii. 93. ^ Off. in.
14. 60. doli clausula, and regards the two as
inseparable, places the introduction of doli clausula earlier than
the time of Cicero, because that writer mentions the actio ex stipulatu
among the " indicia in quibus ad- ditur ' ex fide bona^.' " The
introduction of the first clausida doli was, according to Voigt",
made by the words fides, in fidepromissio, and "quod melius
aequius sit" in the cautio rei uxoriae. This conjecture is
unsupported by evidence; for though we know that cautio rei ihxoriae and
fidepromissio^ were both actionable by the actio ex stipulatu, and
therefore must have contained doli clausulae, we have no right to
assume that they were the first of their kind. We cannot, moreover,
follow Voigt in supposing the actio ex stipidatu to have been expressly
invented for fidepromissio and cautio rei uxoriae. We have to
presuppose the existence of a condictio incerti before the doli clausula
could become actionable, since a claim of damages for dolus is
necessarily an incertum; and there is no reason why the actio ex
stipulatu should not have been developed from the condictio incerti by
mere interpretation. Its essential connection with the stipulatio
containing the clausula doli may readily be admitted, but we cannot
be certain what were the first stipulations containing clausulae of
the kind. The doli clausidae are well summarized by Voigt as
follows: 1 I. N. IV. 413. 2 I. N. IV. 407. 3 Boeth. ad
Top. 17. 66. " 23 Dig. 4. 26. s 45 Dig. 1. 122. « I. N. iv.
411.Quod melius aequius erit," as in " cautio rei uxoriae. Fide, in fidepromissio. Si quid dolo in ea re
factum sit. DoluTn Tnalum, huic rei abesse afuturuinque esse spondesne^
?" Gui rei si dolus malus non abest, non abfuerit, quanti ea
res est tantam pecuniam, dari spondes? The date of each of these forms is, however,
impossible to determine. The cases of contracts by stipulation in which
doli clausulae are found have been collected by Voigt*, but need not be
enumerated here. The effect of the clausula was to convert
the action on the stipulation containing it from a stricti iuris
action into a bonaefidei action, in which equitable defences might be
entertained by the judge. This expansion is effected by introducing the words
"dare facer e oportere ex fide bona" in the INTENTIO of
the action. If "ex fide bona " had not appeared in the
formula of an actio ex stipulatu, the action would simply have been a
condictio incerti. It seems therefore reasonable to suppose that the actio ex
stipulatu was nothing more than a development of the condictio
incerti, and that the words ex fide bona, perhaps suggested by the actio
emti, were inserted to suit the liberal language of the
stipulation. In praetorian stipulations the doli clausula was
1 4 Dig. 8. 31. ^ 46 Dig. 7. 19, 50 Dig. 16. 69. 3 46 Dig. 1. 38.
fr. 13. " I. N. iv. 416 ff. an usual part of the fonnula; e.g. in
cautio legis Falcidiae, stipulatio iudicatum soltii', stipulatio
ratam rem haberi^, etc. But in conventional stipulations it was
purely a matter of choice whether the doli clausula should be inserted or
not. We must not fancy that the actio de dolo and the exceptio doli,
which Cicero attributes to his colleague C. Aquilius Gallus', had
anything in com- mon with the actio ex stipulatu based upon a
clausula doli^. The former remedies were a pro- tection against fraud
where no agreement of a contrary kind had been made", whereas the
action on a stipulation containing the clausula doli was available
only when dolus maltts had been specially excluded by agreement. Hence it
follows that where the stipulation had omitted the clausula doli
there can have been no remedy for dolus until the great reform introduced
by Aquilius Gallus. As soon as stipulations of all kinds had thus
become actionable, and had probably passed out of the hands of the
Pontiffs into the far more popular jurisdiction of the Praetor, the law
of contract received an extraordinary stimulus, and we find the
stipulation producing entirely new varieties of obli- gation, though its
form in each kind of contract re- mained of course substantially the
same. Here are some of the purposes for which stipulatio was em-
1 35 Big. 3. 1. = 46 Big. 1. 33. » 46 Big. 8. 22. fr.
7. Off. in. 14. 60. Nat. B. in. 30. 74. Voigt, I. N. 3. 319.
' See the case of Canius, in Cio. Off', in. 14. 58-60. -- ployed, apart from its uses in procedure
and surety- ship. (1) It produced a special form of agency
by means of adstipulatio. The promisee who wished a claim of his to
be satisfied at some far-off period, when he might himself be dead, had
only to get a friend to join with him in receiving the stipulatory
promise. This friend could then at any time prosecute the claim with as
good right as the principal stipulator, and the law recognised him
as agent for the latter. Even a slave could in this way stipulate
on behalf of his master. In consequence of its universal
adaptability, the stipulation gave rise to nmiatio. The reducing to
a simple verbal obligation of some debt or obligation based upon
different grounds (e.g. upon a sale, legacy, etc.) was accomplished by
stipulatio, and known as expromissio debiti proprii.It created a
rudimentary assignability of obligations by virtue of delegatio, another
form of nouatio. In the one case, the debtor was changed, and the
creditor was authorised by the former debtor to stipulate from the new
debtor the amount of the former debt : in the other case
{expromissio debiti alieni) the creditor was changed, and the new
creditor stipulated from the debtor the amount owed by him to the former
creditor. It also created the notion of correal obli- gation, by
which two or more promisors in a stipulation made themselves jointly
responsible for the whole debt, and so gave additional security to
1 Gai. III. 117. = .? Inst. 17. 1.
Ill the promisee. The effects of this will be seen in
a later section. It served to embody in a convenient shape any
special condition annexed to a separate contract — e.g. a promise to pay
the price agreed upon in a sale', and the stipulationes simplae et
duplae annexed to sales of res nee mancipi^. Thus an enforceable
contractus adiectus could be made on the analogy of a pactum adiectum. It
clothed in an actionable form so many different kinds of agreements that
it would be impossible to exhaust the list. For instance, agree-
ments as to interest^ wagers, the promise of a dowry, the making of a
compromise, the creation of an usufruct, could all be thrown into
stipulations either single or reciprocal, and thus turned into
binding obligations. Most of the events in the history of this
immense development of stipulatio are impossible to fix at any given
period, though the attempt to do so has been often made. Yet the
invention of one famous stipulation can be exactly dated, from its
bearing the name of Cicero's colleague, C. Aquilius Gallus, and having
therefore been invented by him in the year of his Praetorship^. This
Aquilian formula, which operated as a general release of all
obligations, and which the Institutes' give us in full, is an excellent
instance of the usefulness of the stipulation, and it also clearly shows
what long and 1 Cato, R. R. 146. Varro, R. R. ii. 3. Plant.
Most. Plant. Bacch. 4. 8. 76. « A.v.c. 688. ' 3 Inst. 29. 2. elaborate
forms this contract sometimes assumed in later times, so that all kinds of
terms, descriptions or warranties might without difficulty be
incorporated in a single comprehensive formula. It was probably this
increasing length of stipu- lations which caused them to be put in
writing, and induced lawyers to publish formulae in which they should
be expressed. Both of these results had already taken place in the time
of Cicero. He not only speaks of written stipulations, but also
describes the composition of stipulatory formulae as one of the chief
literary occupations of a leading lawyer'. We know from a constitution of
the Emperor Leo, which changed the law in this respect, that the
written stipulations of the Republic and early Empire were merely put
into writing for the sake of evidence". The writing in itself
constituted no contract, and raised no presumption in favour of the
existence of a contract; but the written stipulation had to conform with all
the rules of the ordinary spoken stipulation, since it was nothing
but a spoken stipulation recorded in writing. The legislative
changes of the period were mostly devoted to modifications in the
stipulations of suretyship. But in a few cases the ordinary stipu-
lation was itself affected. By the Lex Titia of A.v.c. 416—426°
stipu- lations for the payment of money lost at gambling were
declared void. Various laws against usury were enacted, 1 de
leg. i. 4. 14. 2 3 Inst. 15. 1. ' Voigt in Phil. Hist. Ber. der S.
G. der W. xiii. 257. all of which affected the stipulation, since that
was the mode in which fenus was usually contracted. The Lex Cinaia
de mwieribus of A. v. c. 550, the object of which was to restrain lavish
gifts to pleaders and public men, naturally limited all stipu-
lations between parties within range of the prohibi- tion, and in the
corresponding condictio gave rise to the exceptio legis Ginciae, which
probably ran thus : ...si in ea re nihil contra legem Ginciam
factum sit... (iv) The Praetor C. Aquilius Gallus, as
above mentioned^, instituted in his Edict the exceptio doli mali,
and thereby nullified stipulations which, how- ever perfect ia form, had
been procured by fraud. This exceptio was of course inapplicable to cases
in which the stipulation contained a clausula doli. Sponsio in the
law of Procedure. The original function of the processual
sponsio seems to have been that of helping to decide the question
at issue by expressing it in the form of a wager. As a common feature of
practice, sponsio made its appearance in many other different
connections, and sometimes developed into the more modern stipulatio. We
find it employed: As a means of obtaining a decision by a wager, in
which the contention of either party was succinctly stated and so
submitted to the judge. This was known as sponsio
praeitodicialis. As a means of fixing a penalty, as well as of
obtaining a decision, in (a) the condictio certae 1 p. 109.
B. E. 8 pecuniae or the interdicts, in which case it
was known as sponsio poenalis. As a mode of giving security ; for
instance in the uindicatio, where we find the stipulatio pro praede
litis et uindiciarum. Bekker's classification^ does not exactly
correspond with this one. He divides processual sponsiones into (A)
sponsiones made in the course of a trial, as to the chief question,
(6) as to conditions and incidental matters, and (B) sponsiones
made apart from a trial, with a view to some future trial, with no
such view. The objection to this classification seems to be
that the whole of this second class are not properly processual sponsiones at
all. Sponsio praeiudicialis' was a promise to pay a fixed sum, made
by the plaintiff to the defendant, and conditioned upon the plaintiff's
defeat. It is accompanied by a similar promise (restipulatio) on
the part of the defendant, conditioned upon his defeat. These mutual
sponsiones were in fact nothing more than a bet on the result of the
action. They generally involved a merely nominal sum, and were perhaps
first introduced in the actio per sponsionem in rem, as a means of
settling the question of ownership without employing the larger and more
costly sacramentum of five hundred asses'. The date of their origin
is impossible to fix, but the custom of making such sponsiones and
having them decided by a judge 1 Akt. I. 257. 2 Gai. iv. 94.
165. Baron, p. 403. seems to have been one of great antiquity,
and must have existed long before the sponsio became armed with any
condictio. The very notion of a bet submitted to a judge as a means of
deciding rights of property seems, as Sir Henry Maine has said ',
to savour of the primitive time when the judge was simply a man of wisdom
called in to arbitrate between two disputants. Moreover, it is hard
to imagine that the actio per sponsionem in rem could have been
introduced in any but the most ancient times, when in Cicero's age there
were the rei uindicatio sacramento and the far simpler m uindicatio per
formulam petitoriam to accomplish the same objects There is therefore
every probability that the actio per sponsionem was at least as old
as the legis actio sacramento. According to Voigt* the procedure
per sponsionem was the original form also of the actio Publiciana
introduced in A.v.C. 519. In Cicero's time it was still a favorite method
of pro- cedure for all sorts of litigation. In questions as
to property the plaintiff might choose whether he preferred to bring an
actio per formfublam, petitoriam, or one per sponsionem^. If he
chose the latter course, the defendant was compelled sponsions se
defenders. (b) In really trivial praeiitdicia the question
was stated in the formula and sent straight to the i^tdex without any
condemnation, but the procedure 1 E.H. of I. 259. 2
KeUer, C. P. § 28. ^ j. j^. ly. 506. " e.g. Caec. 8. 5 Lex
Ruhr. e. 21, 22; Cic. 2 Verr. i. 45. 115; Gaius, iv. 91. ^ Gai. —2 in
this case was not necessarily based upon a sponsio praeiudicialis and
might be a simple preliminary inquiry ordered by the Praetor.
The sponsio praeiudidalis thus worked in a peculiarly roundabout
way; its penalty was nomi- nal and not therefore its real object, and it
brought about a decision on the main question by treat- ing that
question as a thing of secondary importance. Sponsio poenalis in the
condictio, was pecu- liar to the legis actio per condictionem introduced
by the Lex Silia. It was accompanied by a restipulatio, so that
either party to the action promised to the other a penalty of one-third '
in the event of losing his case. Eudorff" reconstructs the formula
of this sponsio as follows. Si pecuniam certam creditam qua de re
agitur mihi debes, earn pecuniam cum tertia parte amplius dare spondes?
But this seems incorrect, since from CICERONE (si veda)’s language we
gather that the sponsio was for the tertia pars only; the sum in
dispute plus one-third is never mentioned. The formula then was probably
as follows: Si pecuniam certam creditam qua de agitur mihi debes,
dus pecuniae tertiam partem dare spondes? Hence Rudorff seems also wrong
in stating that the condemnatio of the formula in the corresponding condictio
must have involved the principal sum plus one-third. Voigt ^ more
correctly holds that the condemnatio can only have involved the summa
sponsionis. We can 1 Cic. Base. Com. 5. 14. 2 Ed. Perp. p.
103. '' " legititnae partis sponsio facta est." Rose.
Com. 4. 10. * Rom. RG. II. 142. ^ j_ j^ m 741^ see
that, as Gains implies, this sponsio is just as much praeiudicialis as
that of the actio per sponsionem, giving as it did a ground for the decision of
the main question ; but it was also distinctly poenalis, be- cause
the sum which it involved was worth having and worth extorting from the
unsuccessful party, and therefore the condemnatio was carried out
in the usual manner. The principal sum in dispute was then no doubt
quietly paid, since the decision as to the sponsio tertiae partis had
also settled to whom the disputed sum belonged. In the private
interdicts (possessoria and restitutoria) if the party to whom the
interdict was addressed chose to dispute it, he might do so by
challenging the plaintiff to make a sponsio and restipulatio, the rights
of which should be deter- mined by recuperatores. This sponsio differed
from the former by being purely poenalis and having no trace of
praeiudicium for its object ; by being in factwm concepta. The
origin of these two uses of sponsio cannot be dated, in one case because
we do not know the date of the Lex Silia, and in the other case
because we do not know when the possessory interdict was first
granted by the Praetor. But it is fairly certain that the sponsio
poenalis of the interdict was more modern than the sponsio poenalis of
the condictio, partly because it had no sort of connection with a
praeiudicium, which seems to have been the original object of the
processual sponsio, and partly because it was in factum concepta.
1 IV. 93, 94. 2 Gai. iv. 166; Cic. Caec, 8. 23. Another purpose for
which the sponsio was adopted in procedure was to give bond against
pos- sible losses. It thus furnished a substitute for the old form
of obligation contracted by the praes in real actions. The stipulatio pro
praede litis et uindi- ciarum, accompanied by sureties ', was given by
the plaintiff who wished to bring an actio per sponsionem in rem,
or who disputed an interdict, and the amount promised in the stipulation
was double the value of the property in dispute. Another
contract of the same kind was the stipulatio ivdicatum solui ', by which
the plaintiff in an actio per formulam petitoriam obtained a
promise from the defendant that he would pay up the value of the
property in dispute and of its fructus, in the event of being defeated in
the action. Voigt gives imaginary formulae for these two
stipulations", but in reality we do not know much about them.
Stipulations of this kind were not peculiar to the law of procedure. They
were simply varieties of the cautio, a very common method of
securing future rights, and they had their counter- part in the cautio
damni infecti, cautio Muciatm, cautio legis Falcidiae and all the praetorian
stipula- tions. The origin of the cautiones in general cannot
however be dated: we know merely that they must have been invented
subsequently to the introduction of the condictio. III.
Sponsio as a means of Suretyship. The introduction of the new idea of
correal obli- [Cic. 2 Verr. i. 45. 115; Gai. iv. 91-94. 2 46
Dig. 7. 20 ; Gai. rr. 89. ' Im Nat.] gation which resulted from the use of the
stipulation, naturally leads to the use of the stipulation as a
mode of suretyship. For if three sponsores promised the same sum to
the same stipulator, the latter obviously had three times as good
security as if he had put his question to one sponsor instead of to
three. The consequence was that sponsor soon acquired the special
meaning of a co-promisor or surety, and this change probably took place
soon after the sponsio became actionable by the Lex Silia. But if
the surety -sponsor had had no recourse against the principal-spojisor
whose debt he had been com- pelled to satisfj"^, his case would have
been hard indeed. To provide against this hardship, the Lex Publilia
' of A. V. c. 427 enacted: That the surety-spo?iso?' might make
use of an actio depensi against the principal debtor for the amount
spent on his behalf, That the mode of procedure in this actio depensi
should be the legis actio per manus iniec- tionem, and that the penalty
should be duplum. That the principal debtor should however have six
months' grace for the repayment of his surety, but, That a surety who
paid a gambling-debt on behalf of his principal should forfeit his right
of action. This law is alluded to by Plautus, and was
clearly prior to the introduction of fidepromissio. Voigt in Phil. Hist.
Ber. der k. s. Ges. d. Wiss. xlii. p. 259. 2 Gai. IV. 22.
171. In later times the surety had in the actio mandati a
further remedy against the principal sponsor. 2. About the
beginning of the fifth century, as new forms of stipulatio grew up
alongside of the old sponsio, another sort of suretyship was introduced
under the name oi fidepromissio. It was so called because the sureties
entered into a stipulation con- taining the words : Fide tua promittis?
fide mea promitto. The new form is no doubt devised for the benefit of
foreigners and marked the further growth of ius gentium. It seems to have
been treated as exactly equivalent to sponsio, for sponsio as well
as fidepromissio could only be used to secure a verbal obligation. Since
it is coupled with sponsio in the Lex Apideia, and since the heirs of sponsores
and fidepromissores were both alike free from the obliga- tion of
their predecessors it is fairly certain that the actio depensi and inanus
iniectio of the Leoo Publilia must have been extended to
fidepromissio by interpretation. The fidepromissor also had the
remedy of the actio mandati, but this was of later origin. The Lex
Apuleia de sponsoribus et fide promissoribus applying to both Italy and
the provinces, gave to any sponsor or fidepromissor who had paid more
than his aliquot share of the principal debt a right to bring the severe
actio depensi against each of his co-promisors to recover the
amount overpaid. This law, giving as it did protection to the sponsor
against his co-sponsor, was ' Gai. III. 119 ; iv. 137. 2 Gai. in.
120. ' Gai. III. 127. " Voigt, I. N.] the natural complement
to the Lex Puhlilia which had already secured him against the
principal debtor. The object of the next law, Lex Furia de sponso-
ribus et fidepromissoribus of A.V.c. 536 \ is rather obscure, but it
seems to have re-enacted the Lex Apuleia with reference to Italy only,
and probably provided the spmisor with a more thorough mode of
redress. What this mode was the language of Gains ^ does not make plain ;
but Moyle is no doubt wrong in asserting ' that it was the actio pro
socio, unmis- takably of much later origin. Its only clearly new
enactment was that sponsores or fidepromissores in Italy, whose guarantee
was for an unlimited period, should be liable for two years only. This
limited liability Voigt thinks was perhaps borrowed from the rules
applying to the uas. Lastly, the Lex Cicereia (Studemund) of
uncertain date, but which must have been passed, since it ignored
fideiussio, gave further protection to sureties by enacting :
(<x) That any creditor who secured his debt by taking sponsores
or fidepromissores must announce the amount of the debt and the number of
the sureties before they gave their adpromissio. If he failed to do
this, any surety might within 30 days institute a praeiudicium to
inquire into his conduct ; and if the judge declared that the
required announcement had not been made, all the sureties were freed from
their liability*. This law 1 L. Furius Philue was Praetor in that
year. Voigt, I. N. iv. 424. 2 ni. 122. 2 Inst. Gai. iii.
123. REPUBLIC. was subsequently, we know, extended by interpretation
to fideiussores. Another form of suretyship was at last devised, by which
obligations other than verbal ones could be similarly secured. This was
done by a stipulation containing the words "fide tua ivbes?
fide mea ivheo" and it was hence known as fideiussio. It must
have been iuvented about the beginning of the sixth century, and was
doubtless needed, as Voigt suggests^, in order to provide a form of
suretyship for the newly invented real and consensual con- tracts
". Its chief points of difference from the other two forms were that
it applied to all kinds of contractual obligations ; the heir of the
fideiussor was bound by the same obligation as his predecessor ;
and (c) the provisions of the foregoing legislation as to sponsio and
fidepromissio did not as a rule apply to fideiussio. The only point of
resemblance was that the fideiussor, like the sponsor and fidepromissor,
had the actio mandati^ against his principal, whereas the sponsor and
probably the fidepromissor had the actio depensi of the Lex Puhlilia in
addition to the more modem remedy. The Lex Cornelia mentioned
by Gains * as affect- ing all sureties alike, whether sponsores, fidepromis-
sores or fideiussores, has been shown by Voigt ' to be a part of the Lex
Cornelia swmtuaria. Two sections of this act provided: That no surety
should validly become re- 1 I. N. IV. 425. 2 Gai. ni. 119.
» Gai. m. 127. » in. 124. Phil. Hist. Ber. der k. s. Ges. der Wiss.
BXPMNSILATIO] sponsible for more than two million sesterces on
behalf of the same person in any given year. Except in the case of dos^,
whatever liability was contracted over and above that amount was
void. That no suretyship of any sort should be valid when given for
a gambling debt I In thus tabulating all the laws on this
subject, we must not omit to mention the rule applying to all forms
of suretyship alike, that if the surety had guaranteed a lesser sum than
the principal debt, his guarantee held good, but if a larger sum or a
different thing, the guarantee became void. In conclusion, it is very
remarkable how largely the law of suretyship was developed by means of
legislation. The reason was, that while sufficient means existed for
enforcing the mutual obligations of debtor and creditor, there were no
rules to regulate the relations of debtor and surety, or of
sureties among one another. The old uadimonium was apparently inadequate,
while the newer uadimonium, as we saw, was but a form of stipulatio, and
the ordinary condictio would clearly have been inapplic- able to
cases of this kind. Hence it became necessary that legislation should
intervene. So many irreconcilable statements have been made as to
the nature of the peculiarly Roman contract of the expensilatio that no
one can hope to describe it with perfect accuracy. Confident
1 20,000 according to Dauz, B. BG. ii. 83. 2 Gai. m. 124-5.
Voigt, Bom. BO. See a full summary of the various opinions in Danz, B. BG.] assertions
on the subject serve only to show our real ignorance, and ignorant we
must be, owing to the vagueness of the evidence. Yet it is only as
to the form of the contract that much controversy has prevailed.
Its operation and its history are tolerably certain. Form: Our
ignorance respecting the mode in which the contract was made is partly
due to the fact that tabulae, which meant account-books in general,
meant also a chirograph, or a written stipulation, or an ordinary
note-book. We can never be quite sure in what sense a technical
term of such ambiguity is used in any given passage. Everyone
agrees that the entry of a debt in the creditor's account-book imposed a
correspbnding obligation upon the debtor, and the theory that debts
were entered for this purpose in separate documents has been exploded
ever since Savigny''' refuted it. But the question so difficult to
answer is this : what sort of account-book was the codex in which
these binding entries were made ? We gather from Cicero's speech for
Roscius the actor that there were in his day at least two principal books
in general use, aduersaria ', and codex or tabulae rationwm. The former
was a day-book, in which the details of every-day business were jotted
down, while the latter was a carefully kept ledger, containing a
summary of the household receipts and expenditure, copied at
regular intervals from the aduersaria. These two [See Wunderlich, Liu. oblig.
p. 19. s Verm. Schrif. Also called ephemeris. Prop.] books were
also used by bankers (argentarii) ; and in their codew or ledger were
entered their accounts- current with their different customers '.
Similarly in the codex of the householder there were probably
separate accounts, on separate folios, under such heads as ratio praedii,
ratio locitlorum, &c.^ There was sometimes used a book known as (3)
kalendanum, in which the interest on loans was computed and entered
', the making of loans at interest being hence called kalendarium
exercere. (a) Some writers are of opinion that these book
-debts were entered by the creditor in the main codex, and that this
codex was a mere cash-book. In that case, unless the debt was a loan
actually paid in cash, it must have been entered on both sides of
the account, debtor as well as creditor, otherwise the book would not
have balanced. This twofold entry is said to have been called
transcriptio; and nomen transcripticium would accordingly have been
the name applied to an}' debt contracted in that manner. The weakness of
this theory lies in the clumsiness of the alleged twofold method of
entry; we can scarcely believe that an imaginary receipt would have
been credited in the account simply for the purpose of making both sides
balance. More- over it is unwise to assume, as these writers do in
support of their theory, that the Roman method of keeping accounts was an
easy matter and therefore needed but few books ; for in a large town
house, or on a large estate with bailiffs, tenants and slaves to
1 2 Big. 13. 10 and 2 Dig. 14. 47. - 33 Dig. 8. 23. 3 12 Dig.
1. 41 and 33 Dig.] be provided for, it seems far more likely that the
accounts should have been elaborate and the account- books
numerous. According to Voigt, book-debts (nomina) were entered in a
(4) codex accepti et expensi kept for the express purpose. Whether such
a fourth book existed, or whether the rationes accepti et eccpensi
were kept as a separate account in the main codex rationum, is a question
which our authorities hardly enable us to answer. This does not
however seem very important, and it is certainly impossible to tell in
any given passage whether the author is speaking of the main codex, or of
the codex accepti et expensi (4), which Voigt supposes to have been a distinct
book. His theory is plausible, for codex accepti et expensi would
be a very natural name for a book containing only expensa lata and
accepta lata. But we may fairly doubt the existence of this fourth book,
partly because there is no passage which clearly distinguishes it from
the other account-books, and partly because it is hard to see why the
books of a Roman house- hold, though clearly numerous, should have
been thus needlessly multiplied. Why should not 'no- mina facere'-'
have meant " to open an account" with a man, and why could not
such an account have been opened as well on a folio of the principal
ledger as on a folio of the imaginary codex accepti et expensi ? Perhaps
a banker may have found it worth his while to keep, as Voigt
supposes, a separate book for his loans and book-debts, but we [Cic.
2 Verr. i. 36. 92 ; Seneca, Ben. in.] cannot imagine that this would have been
the common practice of ordinary householders, when their codex
would have done equally well. Eaypensilatio was the name of the
transaction, while the entry itself was called nomen; and the term
nomen transcripticium, which has been ex- plained as the equivalent of
nomen, because the entry was transcribed from the aduersaria into the
codex, or because it was copied into both sides of the account, seems
rather to have denoted only a nomen of a novatory character'. That nomen
could produce an original obligation is proved by the cases of
Visel- lius Varro" and of Canius' in which there is no mention
of transcriptio. Further Gaius clearly im- pKes* that the nomen
transcripticium is but one instance of the use of expensilatio, and the
cases cited by him are purely novatory. Voigt therefore is probably
right in distinguishing the ordinary nomen which created an obligation,
from the nomen transcripticium, which novated an obligation already
existent. If so, the name transcripticium comes from the fact that a
debt entered in one place as owed by Titius might be transcribed into
another part of the codex as owed by Negidius (transcriptio a persona in
per- sonam), or a debt owed by Negidius, on account of (e.g.) a
sale, might be embodied in an expensilatio and thus converted from a
honae fidei into a stricti iuris 1 See Gaius in. 128. ^ Val. Max.
vni. Cic. Off. ueluti nominibus transcripticiis," in. 130. obligation
by being entered in the codex {transcriptio a re in personam). Some
passages are supposed to describe the entry of book-debts in the books
not only of the debtor and creditor, but of third persons also' ; but it
is difficult to imagine that any man would have entered in the
midst of his own accounts a record of transactions which did not actually
concern him. Here again we may believe that the ambiguity of the word
tabulue has led the commentators astray. What they have taken for
the account-books of a third party may have meant simply his memorandum
or note-book. Salpius^ has endeavoured to explain away the
difficulty by asserting that these tabulae of third parties really mean
in every instance the tabulae of either debtor or creditor. But the
passages do not seem to be capable of bearing such an
interpretation, and it appears far more likely that the word
tabulae has caused all the difficulty. To summarise then this view
of the Literal Contract, we may believe it to have been made by an
entry written by the creditor on a separate folio of the codex (2) or
chief household ledger, and that its form was very probably that given by
Voigt' as follows: "HS X a Numerio Negidio promissa
tfcc. expen- sa Numerio Negidio fero in diem " ; whereupon the
debtor might, if he liked, make this corresponding entry in his codex:
"HS X Aulo Agerio promissa Jkc, Aulo Agerio refero in diem,."
1 E.g. Cio. Att. IV. 18; Rose. Com. i.l; de Or. Novation, p. 95. 3 Bam.
BG. i. 64. In cases of novation, the form would be as
follows: Creditor: "HS X a Lucio Titio dehita expensa Numerio
Negidio fero in diem" (transcriptio apersona in personam), or else :
"HS X a Numerio Negidio ex emti causa dehita expensa Numerio Negidio
fero in diem (transcriptio a re in personam). As in the previous
case, the debtor might make similar entries in his codex.
Having thus opened an account, which could only be done with the
authorisation of the debtor, the creditor would naturally enter on the
same page such items as payment of interest on the debt, payment of
the principal on account, &c. According to Voigt, the entries showing
repayment of the principal would be made in the following form :
"HS X a Numerio Negidio dehita accepta Numerio Negidio fero."
Such an entry constituted a valid release and went by the name of
acceptilatio. Voigt thinks that the acceptilatio, as here given, was made
first by the debtor, and that the creditor followed him with a
corresponding accepti relatio. But the word acceptum seems rather to
imply that the release was looked upon from the creditor's point of view.
It is therefore more likely to have been the creditor who took the
initiative in entering the acceptilatio, just as he did in enteiing the
expensilatio, while the debtor perhaps followed him with an accepti
relatio. We know from Cicero^ that expensilatio could be used
to create an original obligation, while Gaius tells us that it was much
used for making an assign- ment or a novation. Where however a loan made
in 1 ib. p. 65. 2 Off. III. 14. 58-60. B. E. -- cash was
entered in the creditor's book, the contract was regarded as a case not
of expensilatio but of mutuum, and the entry was called nomen
arcarium}. This name seems to have come from the fact that the
money was actually drawn from the area or money-chest; and in such case
the entry on the creditor's books constituted no fresh obligation,
but served merely as evidence of the mutuum,. History: The
old theory of its origin, given by Savigny and Sir Henry Maine, is that
ecopensilaiio was a simplified form of neacum. They argued that the
word expensum pointed clearly to the fiction of a money -loan made by
weight. But they never succeeded in explaining how it happened that
the nexal loan should have produced a contract so strangely
difierent from itself. The newer theory, which Voigt has ably
set forth ^ is far more intelligible and agrees with all the facts.
Its merit lies in recognising expensilatio as a device first used by
bankers and merchants and subsequently adopted by the rest of the
com- munity. Nothing indeed could be plainer than the commercial
origin of expensilatio. Like the negoti- able instrument of modem times
it is a striking instance of the extent to which Trade has moulded
the Law of Contract. This institution probably did not originate at Rome,
but the Greek bankers of Southern Italy may have adopted and used
it centuries before we hear of its existence. It seems to have been
first iatroduced* by the Greek argen- 1 Gaius in. Cic. Top. Z. N.
II. 244 ft. * Voigt, mm. RG. -- torn or tarpezitae (TpaTre^Tai), who came
to Rome about A. V. c. 410 — 440, and took the seven shops known as
tabernae ueteres^ on the East side of the Porum^ Their numbers were
subsequently increased, when the tabernae nouae were also occupied by
them. Their business was extremely varied and their system of
book-keeping doubtless highly developed. They made loans^, received
deposits*, cashed cheques {perscriptionesY, managed auctions', and
exchanged foreign monies for a commission (collybusy. They also
used codices accepti et expensi, in which, as we have seen, accounts-current
were kept with their customers. We learn from LIVIO (si veda) that the
expensilatio thus introduced by them becomes a common transaction among private
individuals. It cannot have been long before the conception of pecunia
credita was extended so as to cover book-debts as well as stipulations ;
but we do not know the exact date. From CICERONE (si veda) however
we learn that pecunia expensa lata was a branch of pecunia credita within
the scope of the Lex Silia, and that the proper remedy for its
enforcement was the condictio certae pecuniae with its sponsio tertiae
partis. As Voigt" has well pointed out, the expensilatio presupposes
the existence throughout the community of a high standard of good faith.
It was therefore ill adapted for ' Liv. XXVI. 27. 2 Liu. vii.
21. 3 Plaut. Cure. 5. 2. 20. * ib. 2. 3.
66. 5 ib. 3. 62-65. « Cio. Caec. 6. 16. ? Cio. Att.
XII. 6. 1. 8 2 Dig. 14. 47. ^
Liu. XXXV. 7. ^'' Rose. Com. 5. 14. 11 I. N. II. 420.
9—2 general use among the Greeks, whose bad faith was
proverbial'. The fact that it was at Rome, and at Rome only, that this
contract received full legal recognition, is proved by Gains'
doubts" as to whether a peregrin could be bound by a nomen
transcripticiwn. By the end of the Republic eocpen- silatio was at its
height of favour, but it died out, except among bankers, soon after the
time of Gains, for in Justinian's day it was unknown. Chirographvm and
Stngrapha are forms of written contract borrowed, as their name
implies, from Greek custom, and chiefly used by peregrins, as Gaius informs
us°. The distinction between the two was purely formal, the one being
signed by the debtor (cAiro^rrop/i Mm), and the other being written
out in duplicate, signed by both parties, and kept by each of them
(syngraphay. These foreign instru- ments at first produced nothing more
than a pactum nudrmi, for wherever we find syngrapha mentioned in
Plautus, it denotes a mere agreement (pactum), the terms of which had
been committed to writing and which was certainly not actionable, while
chirographum, never occurs in his plays. The Roman magistrates, finding
these instruments recognised by aliens, ventured at length to enforce
debts ew syngrapha, and thus their legal validity was secured^ They had
received, some sort of recognition by the 1 Plaut. Asin. 1. 3.
47." m. 133. s III. 134. * See Diet, thirteenth cent, in
Heimbach, Greditum p. 520, and Ascon. in Gic. Verr. i. 36. s
Cic. pro Rah. Post. 3. 6; Har. resp. 13. 29 ; Phil. ii. 37. 95 ; ad Att.
Yi. 1. 15 ; ii. v. 21. 10 ; ib. vi. 2. 7. -- time of CICERONE (si veda),
but when they were first enforced does not appear, though it was
certainly late in the history of the Republic. Gneist has advanced
the theory that in Cicero's time neither chirographum nor syngrapha
was a genuine literal contract, but only a document attesting the fact of
a loan, which could always be rebutted by evidence aliunde. This
theory is the more plausible because Gains himself does not seem certain
as to the binding nature of these documents An interesting
passage in Theophilus is sometimes said to give the form in which
litterarum obligatio proper, i.e. expensilatio, was contracted. This view
is certainly wrong, for the context shows that Theophilus meant to
describe a contract signed by the creditor and known as
chirographum. As a sample of how chirographa were made, the Latin
translation of this instrument may therefore be quoted. Centum aureos quos mihi ex
caussa locationis dehes tu ex conuentione et confessione litterarum
tuanrni dabis?" And to this the
debtor wrote the following answer: Ex conuentione deheo litterarum
nuearutn. This was evidently not a nomen transcripticium, but a
chirographum or syngrapha, since Gaius expressly states debere se aut
daturum se scribere to be the usual phraseology of such
instruments. Both parties also seem here to have been present, whereas
one of the chief advantages of expensilatio was that it enabled debts (by
expensi- latio) and assignments (by transcriptio) to be validly
made without requiring the presence of the parties 1 Form. Vertr.
p. 113. ' in. 134. » Paraphr. in. 21. . concerned.
Heimbach is therefore wrong in taking the above passage as equivalent to
" Eacpensos tiM tuli ? Expensos mihi tulisti. The transaction is
evidently different from expensilatio, and can have been nothing else
than a dhirographtim. Another specimen chirographum preserved in the
Digest^ shows that the promise or acknowledgement was sometimes
made in a letter from the debtor to the creditor. > Cred.
p. 330. 2 2 Dig. 14. 47. Consensual Contracts. Art. 1.
Emtio Venditio. The forms of con- tract hitherto examined have been distinguished
from most of the contracts of modern law in one or more of the
following respects : They were confined to Roman citizens. They
were unilateral. They were capable of imposing obligations
only by virtue of some particular formality. They were available only
inter praesentes. The contract which we are now about to
consider was modem in all its aspects: It was open to aliens as
well as to citizens. It was bi-lateral. It rested only upon the
consent of the parties, required no formality, and could be re-
solved like any modem contract into a proposal by one party' which became
a contract when accepted by the other party. 1 Plant. Epid.] It
could be made at any distance, provided the parties clearly understood
one another's meaning. How then can the formal contracts of the
older law ever have produced such a modem institution to all
outward appearance as the consensual contract of sale? The
elements which make up the popular conception of sale are usually fourfold ;
they consist of: The agreement by which buyer and seller determine
to exchange the wares of the latter for the money of the former;
The transfer of the wares from the seller to the buyer; The
pajrment of the price by the buyer to the seller; The
representation, express or implied, of the seller to the buyer, that his
wares are as good in point of quantity or quality as they are
understood to be. Mandpatio was at first a combination of the
second and third elements above-mentioned. It is a transfer of ownership
followed by an immediate payment of the price. Subsequently, the payment became
separated from the trans- fer, so that mancipatio represented only the
second element. The fourth element, that of warranty, existed to a
certain extent in those sales in which the transfer of property was made by
moundpatio, and this fourth element we shall consider further in a
later section. But throughout the early history of Rome the first
element, indispensable wherever a sale of any kind takes place, was
completely unrecognised by the law. The reason is that the preliminary
agreement between buyer and seller was nothing more than a pactum, an
agreement without legal force because usually without form. The
parties might always of course embody their agreement of sale in a
sponsio and restipulatio, but in such a case all that the law would
recognise would be the re- ciprocal sponsiones, not the agreement itself
Why, we may ask, was recognition ever accorded to this preliminary
pactum ? In other words, what was the origin of emtio uenditio, which
turned the pactum into a contract? Bekker's plausible theory'
adopted by Muirhead" is that contracts of sale were originally
entered into by means of reciprocal stipulations, and that the
actio emti was but a modification of the actio ex stipulatu founded on
those stipulations, while it borrowed from the actio ex stipulatu its
characteristic bonae fidei clause. But how then did the notion of
bona fides arise in the actio ex stipulatu itself? Bekker seems to
have put the cart before the horse, and Mommsen" holds the far more
reasonable view that the actio emti was the original agency by
which bona fides found its way into the law of contract, in which
case the actio ex stipulatu must have been not the prototype but the copy
of the actio emti. The origin of the actio emti was indeed
very curious, since it seems clearly to have been suggested and
moulded by the influence of public law. The sales of public property,
which used at first to be 1 Akt. I. 158. ^ Bom. Law, p. 334.
3 Z. der Sav. Stift. R. A. yi. carried out by the consuls and afterwards
by the quaestors, became increasingly frequent as the conquests of
Rome were multiplied, and as the supplies of booty, slaves and conquered
lands becomes more and more plentifiTl. The purchase by the State of
materials and military supplies was also of frequent occurrence, as the
wealth of Rome increased. Now these public emtiones and iiendi-
tiones constantly occurring between private citizens and the State were
founded upon agreements neces- sarily formless. The State could clearly
not make a iusiurandum or a sponsio, but the agreements to which
the State was a party (according to the fundamental principle laid down
at the beginning of this inquiry that the sanction of publicity was
as strong as that of religion) were no less binding than the formal
contracts of private law. A public breach of bona fides would have been
notorious and disgraceful. Whenever therefore the State took part in
emtio uenditio, the agreement of sale was thereby invested with peculiar
solemnity; and thus in course of time the pactum uenditionis became so
common as an inviolable contract that the actio emti uenditi was
created in order to extend the force of the public eTTitio uenditio into
the realm of private law. As soon as this action was provided, emtio
uenditio became a regular contract, which was necessarily bilateral
because performance of some sort was required from both parties. An
action could thus be brought either by the buyer against a seller
who refused to deliver (actio emti), or by the ^ MommseD, Z. der Sav.
Stift. E. A.] seller against a buyer who failed to pay (actio
uenditi). The history of the words emere uendere is in- structive.
We can see that at first they were not strictly correlative. Vendere or
uenumdare meant to sell, not in the sense of agreeing upon a price,
but in the sense of transferring in return for moneys ; while
eniere meant originally to take or to receive, without reference to the
notion of buying''. But neither emere nor uendere was at first a
technical term. Emere subsequently got the specialized sense of
purchasing for money as distinct from permutare, to barter ^, but this
particular shade of meaning seems like the actio to have had a public
origin. The old technical expression for the purchase of goods at
public sale was emtio sub hasta or sub corona, while the object of
the sales was to get money for the treasury, and therefore the
consideration was naturally paid by purchasers in coin. These public
uenditioiies thus led to three results: The agreement of sale came
to the front as the element of chief importance, and as a transac-
tion possessing all the validity of a contract. The word emere came to
denote the act of, buying for money, as distinct from permutatio
which meant buying in kind. The uenditio of public law resting
wholly upon consent, which was probably signified by a lifting up
of the hand in the act of bidding*, and being necessarily a
transaction bonae fidei, it follows that when emtio ^ Voigt, I. N.
IV. 519. Paul. Diac. s. u. emere. 2 21 Dig. 1. 19. fr. 5. * Cf. the
word manceps. uenditio is made actionable in private law, consent
was the only thing required to make the contract perfectly binding, and
that the rules applicable to it were those, not of iiis strictwm, but of
bona fides. The complete recognition of emMo uenditio is only
attained by degrees. The first step in that direction seems to have been
the granting of an exceptio rei uenditae et traditae to a defendant
challenged in the possession of a thing which he had honestly obtained by
purchase and delivery. The second step was the introduction of the actio
Puhliciana, through which a plaintiff, deprived of the possession of a
thing that had been sold and de- livered to him by the owner or by one
whom he honestly believed to be the owner, might recover it by the
fiction of usucapio. These remedies, the exceptio and the actio,
were necessary complements to one another. The former is a
defensive, the latter an offensive weapon, and they both served to
protect a bona fide purchaser who had by fair means obtained possession
of an object to which in strict law another might lay claim. The
exceptio rei uenditae et traditae was founded upon an Edict worded somewhat
as follows: SI QVIS ID QVOD VENDIDIT ET TRADIDIT NONDVM VSVCAPTVM
PETET, EXCEPTIONEM DABO; and in the formula of an action by the
seller to recover the thing sold this exceptio would have been
introduced thus:... si non earn rem qua de agitur J.' Agerius 1 Gai.
IV. 36. 2 44 j)ig^ I Voigt, I. N. ACTIO PYBLIOIANA N" Negidio vendidit et
tradidit Its effect was to protect the bona fide purchaser even of
a res mancipi against the legal owner who attempted to set up his
dominium ex iure Quiritium. On the other hand the actio Publiciana in its
alternative form, was based on two Edicts worded somewhat as
follows: SI QVIS ID QVOD EI TRADITVM EST EX IVSTA CAVSA A DOMINO ET
NONDVM VSVCAPTVM PETET, IVDICIVM DABO SI QVIS ID QVOD BONA FIDE EMIT ET
EI TRADITVM EST NON A DOMINO ET NONDVM VSV- CAPTVM PETET, IVDICIVM
DABO I The precise wording of these Edicts is much dis-
puted, but the question of their correct emendation is too large to be
discussed here. The formula of an actio Publiciana based on the second
Edict is given by Gaius '" and ran as follows : Si quern hominem
A^ Agerius* emit et qui ei tradittis est anno possedisset, turn si
eum hominem de quo agitur eius ex iure Quiri- tium esse oporteret, quanti
ea res erit, tantam pecuniam, iudex, N™ Negidium A" Agerio
condemnato, s. n.p. a. The usefulness of these actions as a protection
to sale is apparent. They secured the buyer in posses- sion of the
object sold to him until usucapio had ripened such possession into full
dominium; but they were useful only when his possession had been
interrupted and he wished to recover it. On the other hand, the exceptio
rei uenditae et traditae pro- 1 Voigt, I. N. IV. 478. 2
Voigt, /. N. IV. 479. 2 IV. 36.
BONA FIDE here iDserted by Voigt, I. N. iv. 483, of. 6 Diri.] tected him
till the period of tisucapio agaiost the former owner; but it was only
usefal where his possession had not been interrupted. The date of
the actio Publidana and of this exceptio are not to be fixed with absolute
certainty; but it is quite clear that neither of them had anything to
do with a Praetor Publicius mentioned by Cicero as having existed
about A.v.c. Though there is no mention of either actio or exceptio in
the writers of the Republican period, yet it is clear from some
passages of Plautus that the tradition of res mancipi sold was in his
time a transaction protected by the law, and Voigt has shrewdly argued
that both actio and exceptio must be older than the actio emti, because
the latter aimed at securing delivery (habere licere) which would
have been of no use had not delivery already been protected by
legal remedies. Now the Fasti Gapitolini report a Consul M. Publicius
Malleolus, and the conjecture that he was the author of the actio
Publi- dana seems very plausible. The exceptio rei uen- ditae et
traditae was probably somewhat older, for the defensive would naturally
precede, not follow, the offensive remedy. Nor can this exceptio in Voigt
's opinion have been contemporary with the actio Publidana, because
it does not bear the name of exceptio Publidana, which it otherwise would
have borne ° This argument does not seem to me strong, 1 Cie.
Cluent. 45. 126. 2 Cure. 4. 2. 8 ; Fers. 4. 3. 64 ; Epid. 3. 2.
23. ' I. N. XV. 469. < = Praetor in a.v.c. 519. Voigt, I.
N. IV. 505. 6 I. N.] since we know that the famous exceptio doli was not
called exceptio Aquiliana. But the point is not an important one. It is
enough to be able to say with approximate certainty that the exceptio rei
uenditae et traditae and the actiones Puhlicianae were introduced by some
Praetor. Still the agreement of sale was not yet enforce- able as
such. In private affairs it remained what it had been from the time of
the XII Tables, a formless agreement supported only by the mores of the
com- munity, whereas in public affairs it was still techni- cally a
pactum as before, except that the publicity of sales made by the
Quaestors gave to their terms a peculiarly binding force. The solemnity
always attaching to transactions done in the presence of the people
was, as we have seen, at the root of this respect paid to the public
uenditio. At last the Praetor of some year decided to make the emiio
uenditio of private law the ground of an action, and thus put it on a
level with the public uenditiones. We do not know the terms of the
important Edict by which the actio emti was introduced, but the formula
of the action (ex uendito) brought by the seller is partly given by Gains
and must have been as follows: Quod Aulus Agerius mensam N"
Negidio uendidit, quidqvid paret oh earn rem iV™ Negidium A" Agerio
dare facere oportere ex fide bona'', eius, index, N™ Negidium A"
Agerio condemnato. s. n. p. a. The intentio here was exactly the
same as that of the actio ex stipulatu, and was probably its prototype,
both of them being equally 1 IV. 131. 2 cio. Off. -- bonae
fidei actions. The formula of the action (ex emto) brought by the
purchaser was worded in like fashion: Quod A' Agerius de N" Negidio
hominem quo de agitur emit, quidquid oh earn rem N^ Negidium
A" Agerio dare facer e oportet ex fide bona, eiv^, index,
t&C. (&C. The age of the actio emti has been very
hotly disputed, and the most knotty question has been whether the
action existed or not in the days of Plautus, who died A.v.c. 570. The
chief opponent of the affirmative theory has been Bekker, but the
arguments of Demelius", Costa', Voigt* and Bech- mann' are so
convincing that little doubt on the subject can any longer be entertained.
It appears absolutely certain that the actio emti was a feature of
the law as Plautus knew it. An elaborate proof of this proposition has
been so well given by Demelius and Costa that it is not necessary to do
more than sum up the evidence. The contract of emtio uenditio is
discussed by Sex. Aelius Paetus Catus (Cos. A.V.C.) probably in his
Tripertita, and by C. Liuius Drusus (Cos. A.v.c.)«. The aedilician
Edict, which presupposed that emtio uenditio was actionable, is mentioned
by Plautus '. (iii) We find in Plautus many passages
which are only intelligible on the supposition that emtio '
AU. I. 146, note 38. ^ z.fiir SG.Dir. Pnvato. * I. N. iv. 542. 5
Kauf, Dig. -- venditio was actionable.
For instance in Mostel- laria^, where the son of Theuropides pretends
to have bought a house, and where the owner of the house is
represented as begging for a rescission of the sale, we cannot suppose,
as Bekker does', that fides was the only thing which bound the
owner. Had it not been for the existence of the actio emti he could
not have been represented as trying to have the sale
cancelled. Again, in Act 5, Scene 1, the slave Tranio advises his master
Theuropides to call the owner into court and bring an action for the mancipation
of the house, and this can be nothing else than a reference to the
actio ex emto. In the same play° it is also plain that hona fides was a
principle controlliiig the iudicium ex emto. Again in Persa ' it is
clear that Sagaristio, when selling the slave-girl, would not have taken
such pains to disclaim all warranty if he could not have been
compelled by the actio emti to make good the loss sustained by the
purchaser. To prevent this liability Sagaristio is careful to throw the
whole periculum on the buyer. Why should he have done so, had there
been no actio emti? Again in Rudens the leno, who had taken
earnest-money for the sale of a slave girl and had then absconded with
her, would not have been so much afraid of meeting the buyer Plesidippus,
if he 1 3. 1. and 2. de Empt. Vend. Cf. Gai. iv. 181. « 3. 1.
139. 8 4. 4. 114. and 4. 7. 5. B. E.-- had not
feared the actio emti. And when the slave girl was finally abiudicata
from the leno *, Demelius and Costa are unquestionably right in regarding
this as a result of a iudicivmi ex emto. Bekker's opinion that it
was the result of a uindicatio in libertatem seems hardly to agree with
the fact that the leno is not represented as knowing of her free status
till two scenes later'. We might multiply instances, but the
evidence is so fully given by others that it is not worth repeating. The
general conclusion to be drawn from the above facts is that emtio
uenditio became actionable before A.v.c. 550; and, if our argument
be right, later than the date of the actio Publiciana. From Plautus we
gather further that arrha or arrhabo, the pledge or earnest money which
Gaius mentions in this connection, was often given to bind the
bargain of sale as well as other bargains. From this it has been argued
that pure consensus must have been insufficient to make the contract
binding'; but, if that be so, why should the arrha have been used
in Gains' day, when we know that sale was purely consensual ? In Rudens
" it is clear that the arrhabo was not a necessary part of the
transaction, but a mere piece of evidence, so that arrhahonem
acceperat simply means uendiderat^. The use of arrhaho is mentioned
also in Mostellaria^ and Poenulus^. It was probably forfeited by the
purchaser in case the bargain fell through. Bekker, Heid. Krit.
Jahrschrift, « Brid. Prol. Having now seen how the actio emti uenditi
originated and what was its probable age, let us see what obligations
were imposed by the conclusion of the sale upon each of the parties to
it: Upon the purchaser (emtor). His chief duty was reddere pretium,
to pay the price agreed upon, and if the price consisted partly of
things in kind, his duty was to deliver them " ; but according to
Voigt there is no obligation upon him to
do more than deliver. A duty which the purchaser seems very early
to have acquired was that of compensating the seller for mora on his
part. Upon the vendor (tienditor-). His chief duty is rem praestare
(or rem habere licere), to give quiet possession to the vendee. But
this does not include the obligation to convey dominium ex iure Quiritium.
The actio emti, as we have now examined it, enforced three things:
recognition of the consensual agreement of sale, delivery by the seller,
prompt payment by the buyer. Thus it deals with three of the elements
involved in the general conception of sale. The fourth element, that
of warranty, remains to be considered. We know that this fourth
element is covered by the actio emti in the time of Ulpian, but it
does not seem to have been so during the Eepublic. Both Muirhead'
and Bechmann* have involved the ' Varro, R. R. n. 2. 6. ^ Cato, R.
R. 150. 3 /. N. in. 985. ^ 19 Dig. 1. 38 fr. 1. « 19
Dig. 1. 11. " 19 Dig. 1. 30 ; 18 Dig. 1. 25. R. Law, p. 285.. ^
Kauf. i. 505. 10—2 subject in unnecessary
difficulty by confusing a honae fidei contract of sale with one in which
warranty was employed. They speak as though bona fides included
warranty, a proposition not necessarily tnie and of which we have no
proof. It appears, on the contrary, that the actio emti to enforce
warranty was of much later origin than the actio emti to enforce
consensual sale '. We have therefore to inquire how warranty was
originally given and how it was made good. The only kind of warranty
which we have hitherto encountered is that against eviction implied in
every mancipatio and enforced by the actio auctoritatis. This
method was but of limited scope, since it ap- plied only to res
mancipi. After the introduction of the condictio incerti, it
became possible to embody warranties in the form of a stipulation. This
was accomplished in one or more of the following ways. The stipulatio
duplae specified the warranty given by the vendor, and provided in case
of a breach for liquidated damages in the shape of a poena dupli,
which was doubtless copied from the duplwm of the a^tio auctoritatis. The
best specimens of this stipulation are texts 1 and 2 of the Transylvanian
Tablets printed by Bruns. It was apparently used in those sales of
res mancipi, which were consummated not by mancipatio but by traditio '.
Its superiority to the warranty afforded by the actio auctoritatis was
that it guaranteed quality as well as title, which the actio [Girard,
Slip, de Garantte, N. R. H. de D. Font. VARRONE (si veda), B. R.] auctoritatis
could not do. The Tablets indeed show that the warranties against defects
in this stipulation "were exceedingly comprehensive, and that it
defended against eviction not only the buyer, but also those in
privity with him (emtorem eumue ad quern ea res per- tinebit). We
also find a stipulatio simplae, of which the best instances are texts 3
and 4 of the Transylvanian Tablets and which, according to VARRONE (si veda)
might be used as an alternative to the stipulatio duplae, if
preferred by the two parties. Its aim in securing the buyer against
eviction and defects was precisely the same as that of the former
stipulation; its only difference being that the damages were but
half the former amount, i.e. were exactly measured by the price of
the thing sold. Girard and Voigt are probably wrong in identifying this
stipulation used for res mancipi with the next one, which was
apparently used only in sales of res nee mancipi. Another stipulation of
frequent occurrence was the stipulation recte habere licere. This
guaran- teed quiet possession so far as the seller was con- cerned.
Its scope was therefore not so wide as that of the stipulatio siviplae or
duplae. The vendor simply promised recte habere licere, but specified
no penalty in the event of his non-performance, so that the action
on the stipulation must have been a condictio incerti, in which the
damages were assessed by the judge. The import of the word 'recte'
was doubtless not the same as that of ex fide bona ; but, 1
R. R. II. 2. 5. as Bechmann points out, it simply implied a
waiver of technical objections. A stipulation as to quality alone is
mentioned by VARRONE (si veda) as annexed to the sale of oxen and other
res mancipi. The vendor simply promised sanos praestari, so that in this
case also the remedy was condictio incerti for judicial damages. A
satisdatio secundum mancipiimi is also mentioned by Cicero' and in the
Baetic Tablet ^ But its nature and form are quite uncertain. Its
name implies that it had some connection with auctoritas, and the most
likely theory seems to be that it was a stipulation of suretyship, by
which security was given for the auctor, either to insure his
appearance (and if so, it was a form of uadimo- nium/') or to guarantee
his payment of the poena dupli, in the event of eviction (and if so, it
was a form oifideiiissio). The three first of the above stipulations
prove that even in the early Empire (a.d. 160 is the sup- posed
date of the Transylvanian Tablets) actio emii was not yet an action for
implied warranty. Ulpian's language also indicates that the implication
of warranty was a new doctrine in his day '. Thus far we have seen
that stipulations of war- ranty were customary, and that by the
stipulatio duplae or simplae both title and quality were secured.
The next step was to make these stipu- 1 Kauf. I. p. 639. ^ ii. 5. 11. » ad Att. V. 1. 2. * Bruns,
Fcmtes, p. 251. " Varro, vi. 7. 54. ^ gge Girard, Dig. 1. 31 fr. 20.
lations compulsory, and this was first accomplished by the Aediles,
in their Edict regulating, among other things, sales in the open market.
Plautus mentions this Edict, and refers to the rule of red- hibitio
which it enforced \ The first positive mention of aedilician regulations
as to warranty occurs however in CICERONE (si veda) and from this it appears
that the Aediles first compelled a stipulatio duplae in the sale of
slaves. This innovation was doubtless intended to punish slave dealers,
who were, as Plautus shows, a low and dishonest class, by imposing upon
them the old penalty of duplum. The two aedilician actions which
could be brought, if the stipulatio duplae had not been given, were the
actio redhibitoria, avail- able within two months, and by which the
vendor had to restore the duplum of the price"; the actio
quanti emtoris intersit, available within six months for simple damages.
Further than this, however, the law of the Republic did not
advance. It was not till the day of Trajan and Septimius Severus
that the stipulations of warranty were compulsory for other things than
slaves*, and we cannot therefore here trace the development of
warranty to its consummation. Art. 2. LocATio Condvctio. The word
locare has no technical equivalent in Oxonian English, for it sometimes
expresses the fact of hiring, sometimes that of being hired. It means
literally to place, to put out. 1 Capt. i. 2. 44 ; Bud. 2. 3. 42 ;
Most. 3. 2. 113. 2 Off. III. 17. 71. 3 21 Dig. 1. 45. «
21 Dig. 1. 28. 5 Girard, N. B. H. de D. viii. p. 425. As we
say that a capitalist places his money, so the Romans said of him
pecunias locat\ The State was said opios locare when it paid a contractor
for doiag a job, while the gladiator who got paid for fight- ing
was said operas locare. This contract was con- sensual and bi-lateral
like emtio uenditio, and had a very similar origin. It is easy indeed to
see that for a long time there was no distinction made between
locatio and uenditio. The latter meant originally, as we have seen, to
transfer for a consideration, and thus included the hire as well as the
sale of an object. Festus accordingly says that the locationes made
by the Censors were originally called uendi- tiones ^ The confusion thus
produced left its traces deeply imprinted in the later law, for we find
Gaius' remarks on locatio condiictio chiefly devoted to a
discussion of how in certain doubtful cases the line should be drawn
between that and emtio uenditio. Like emtio uenditio, this contract was
developed in connection with the administration of public business. The
public affairs in which contractual relations necessarily arose were of
four kinds: Sales of public property, such as land, slaves, etc.,
which devolved upon the Quaestors. This class of transactions produced
the contract of emtio uen- ditio, as above explained. Contracts for
the hire of public servants, generally known as apparitores. These were
the lictores and other attendants upon the different [Most. Festus, s. u.
uenditiones. Mommsen, Z. der Sav. Stif. R. A.] magistrates, and were
naturally engaged by those whom they respectively served. This hiring
gave rise to the contract known as condiictio operarum, while the
offer of such services to the State con- stituted locatio operarum. Business
agreements connected with public work, such as the building of temples or
bridges, the collection of revenue, etc. This class was in charge
of the Censors \ and developed the contract of locatio operis, while the
transaction viewed from the standpoint of the contractor became known
as conductio operis. Agreements for the supply of various
kinds of necessaries for the service of the State, such as beasts
of burden, waggons, provisions, etc. This hiring produced the contract
known as conductio rei, while the contractors who supplied such
commodities were said rem locare. Thus the first group of public
transactions gave birth to the contract of sale in private law, while
the three last groups each became the parent of one of the three
forms of the contract of hire. Just as uenditio seems to have been the
original equivalent of locatio, so must emtio have been the
original term for what was afterwards known as conductio. Conducere can
originally have applied only to the second class of agreements; it
must have denoted the collecting and bringing together of a body of
apparitores. Afterwards, when the notion of hiring became conspicuous,
conducere doubt- less lost its narrow meaning, and was extended to 1
Liu. xMi. 3. the pther two kinds of hire, as the correlative to
locare. The wholly distinct origin of these various kinds of locatio
conductio, and the fact that they were transacted by different
magistrates, are sufficient reasons for the curious distinction which the
classical jurisprudence always drew between locatio conductio
r&i, operis and operarum. A trace of the old word emere as equivalent
to conducere always remained in the word redemtor, meaning a contractor
for public works. This term was never applied to the apparitor,
since it was he who took the initiative and who was thence regarded as a
locator operarwm. When the conception of locatio conductio became
separated from that of emtio uenditio it is impossible to determine. But
since the two transactions appear in Plautus distinct as well as
enforceable, and since the contract of sale was only recognised shortly
before Plautus's day, the conceptions of sale and of hire probably becomes
quite distinct before either transaction became actionable. We can trace
in many passages of Plautus the three forms locatio rei", locatio
operis, locatio operarum; and it can hardly be imagined that these
contracts could have been so common and so distinctly marked had they not
been provided with actions. Voigt ' however is of opinion that the
three different forms of locatio conductio became actionable at different
periods. Locatio conductio [Mommsen, Pseud.; Merc. 3. 2. 17. 3
Bacch. i. 3. 115 ; Persa, 1. 3. 80. Aul. 2. 4. 1 ; Merc. 3. 4. 78 ; Epid.
2. 3. 8. = I. N. IV. 596, ff. AGE OF THE VARIOUS FORMS] operis and
operarwm he places earliest, and admits that they were known as contracts
by the middle of the sixth century, which would bring them very
nearly to the age of emtio uenditio ; but from CATONE (si veda) he infers
that locatio conductio rei was of later origin and that it did not become
actionable until the first half of the seventh century. The
earliest actual mention that we possess of locatio conductio is by
Quintus Mucins Scaevola, author of books on the IxiS Giuile'', whom CICERONE
(si veda) quotes, though we cannot tell whether the quotation refers to
all kinds of locatio conductio or only to the locatio conductio
operis. Certain it is that in CATONE (si veda) locatio conductio rei
seems to be treated rather as emtio uenditio fructus rei. It is also
remarkable that lo- catio conductio rei is seldom mentioned in Plautus
and so briefly that we can form no conclusion as to whether it was or was
not actionable; whereas on the contrary locatio conductio operis and
operarum appear very often and exhibit all the marks of thoroughly
developed contracts. For instance, the locatio conductio operancni in
Asinaria contains a lex commissoria, and that in Bacchides'' provides for
a bond to be given by the locator operarum binding him to release
the person whose operae he had been employing, as soon as the work was
finished. Again in Miles Gloriosus the technical term improbare
opus is used to express the rejection of work badly carried out by a
contractor. All this points to the 1 R. B. 149. 2 i.y.c. 661-672.
Off. in. 17. 70. * R. R. 149, 150. 5 Cure. 4. 1. 3 ; Merc. 3. 2.
17. 6 1. 8. 76. ' 1. 1. 8. ? 4. 4. 37. existence of an action
for locatio conductio operarum and for locatio conductio operis at the
time when Plautus wrote'; hut Voigt seems right in concluding that
locatio conductio rei did not become actionable till a good deal later.
The origin of this action, as of the actio emti, was in the
Praetor's Edicts and in form it differed but little from the actio emti
uenditi. Like the latter it was bonae fidei^ and its form {ex locato)
must have been as follows : Quod A^ Agerius N" Negidio operas
locauit, quidquid paret oh earn rem N™ Negi- dium A" Agerio dare
facere oportere ex fide bona, eius, iudex, N™ Negidium A" Agerio
condemnato. s. n. p. a. Like emtio uenditio it is also clear that
locatio conductio of all kinds could be made by mere consensus, and that
from the first it must have been a 6onae fidei contract like its
prototjrpe. The writings of CATONE (si veda) are our chief
authority for the existence of the locatio conductio operis and
operarum in the second half of the seventh century, and for the manner in
which these locationes were contracted. It appears to have been customary
to draw up with care the terms (leges locationis) of such
contracts, and when these were committed to writing, as they doubtless
must have been, they exactly corresponded to the contracts made in
modem times between employers and contractors. Already in the
Kepublican period the jurists had ^ So Demelins, Z.filr RG. ii. 193
; Bechmann, Kauf. i. p. 526 j but Bekker denies it Z.fUr RG. iii.
442. .50 Dig. 16. 5. ^ Cic. N. D. iii. 30. 74 ; Off. a. 18. 64.
* R. R.] begun to subdivide the classes of contracts above
mentioned. (1) They distinguished between various sorts of
locatio cmiductio rei. There was rei locatio friiendae in which the use of the
object was granted ^ rei locatio ut eadem reddatur in which the
object itself had to be returned, and rei locatio ut eiusdein
generis reddatur '' in which a thing of the same kind might be
returned. The two kinds of locatio condiictio operis were also most
probably distinguished at an early date into: locatio rei faciendae in
which a thing was given out to be made (epyov), and locatio operis
faciendi in which a job was given out to be done
{aTTOTeXea/jia). Locatio condvxtio operarum alone does not seem to
have been subdivided in any way. The object of these distinctions is
doubtless to define in each case the rights and duties of the
conductor. The technical expression for the remu- neration in locatio
conductio was m,erx, and it was always a sum of money, probably because
it was originally paid out of the aerarium and therefore could not
conveniently have been given in kind. The fact that in Plautus the word pretium
was often used instead of merx, shows that the distinction between
locatio conductio and emtio uenditio was still of recent origin when he
wrote; but our general conclusion must be that this contract was
known [Gai. III. 145 ; Lex agraria, c. 25. 2 19 Dig. 2. 31 ;
34 Dig. Dig. 2. 30 ; 50 Dig. VARRONE (si veda), L. L.] to him in some at least
of its forms, and that in all its branches it arrived at full maturity in
the Republican period. It is worth remembering that the Lex
Rhodia de iactu, the parent of the modern law of general average,
was enforced by means of this action. The owner sued the ship's magister
ex locato, and the magister forced other owners to contribute by
suing them ex conducto\ This law was discussed in Re- publican
times by Servius Sulpicius and Ofilius". Art. 3. Before
proceeding further with our history of the ius gentmm contracts we must
notice the important innovation made by the Edict Pacta conuenta,
the author of which was C. Cassius Longinus, Praetor A.v.c. 627'. We have seen
how the pactum uenditionis and the pactwn locationis had been
recognised and transformed into regular con- tracts about seventy years
before this time. The present Edict gave legal recognition to pacta
in general, and thus rendered immense assistance in the development
of formless contract. Its language was somewhat as follows:
PACTA CONVENTA, QVAE NEC VI NEC DOLO MALO NEC ADVEESVS LEGES PLEBISCITA
EDICTA MAGISTKATVVM FACTA ERVNT, SERVABO. The scope of the Edict
was, however, less broad than might at iirst be supposed. It might well
be understood to mean that all lawful agreements would thenceforth
be judicially enforceable. But as a matter of fact the test of what
should constitute [Camazza, Bir. Com. Dig. 2. 2. fr. 3. 3
Voigt, Bom. EG. i. 591. 2 Big.] EDICT an
enforceable pactum lay in the discretion of the individual Praetor. He
might or might not grant an action, according as the particular agreement
set up by the plaintiff did or did not appear to him a valid one. This
Edict was therefore nothing more than an official announcement that
the Praetor would, in proper cases, give effect to pacta which had
never before been the objects of judicial cognizance. It needs no
explanation to show what important results such an Edict was sure to
produce, even in the hands of the most conservative Praetors; and
accordingly we find that in the next century new varieties of formless
contract arose from the habitual enforcement by the Praetor of
corresponding pacta. The mode in which tentative recognition
was accorded to the new praetorian pacta was the devising of an
actio in factum^ to suit each new set of circumstances. The formula of
such an action simply set forth the agreement, and directed the
judge to assess damages if he should find it to have been broken. This
was doubtless the means by which societas, mandatum, depositivm,
commoda- tum, pignus, hypotheca, receptum, constitutum — in short,
all the contractual relations originating in the last century of the Republic
— were at first protected and enforced. A curious historical
parallel might be drawn between these actiones in factum and our
"actions on the case." Not only are the terms almost
synonymous, but the adaptability of each class of actions to new
circumstances was equally remarkable; and the part played by the 1
2 Dig. 14. 7. fr. 2. -- latter class in the expansion of the
English Law of Tort bears a striking reseniblance to that played by
the former in the development of the Roman Law of Contract.
We shall see specimens of the actio in factum based upon the edict
Pacta conuenta, when we come to examine the various contracts of the
later Re- public which all owed their origin to the Praetor's
Edict. Art. 4. Mandatvm. The age of the actio man- dati is
difficult to fix, but there are good reasons for believing that it was
the third bonae fidei action devised by the Praetor, and that it is older
than the actio pro socio. Mandatv/m was an agreement whereby one
person, at the request of another, usually his friend', undertakes the
gratuitous performance of something to the interest of that others In
short, it is a special agency in which the agent received no
remuneration. Its gratuitous character is essential, for where the agent is
paid, the transaction is regarded as a case of LOCATIO CONDUCTIO.
We know that the testamentum per aes et libram was virtually a mandatum
to the familiae emtor', and that fideicommissa, which began to be
important towards the end of the Republic, were nothing but
mandata; it is plain too that as an informal transaction mandatum, must always
have been practised long before it became recognised by the
Praetor. The earliest piece of direct evidence which we 1 Cie.
Eosc. Am. 39. 112. == Gai. iii. 156. s Gai. II. 102. 4 Ulp. Frag.
25. 1-3. » Auot. ad Her. MAJVDATVAf. 161 have as to the
actio mandati is that it existed in A.V.C. 631 under the Praetorship of
S. lulius Caesar. It is probable that the action was then of recent
origin, and represented the first-fruits of the Edict Pacta conuenta^,
for Caesar treated it as non- hereditary, whereas the Praetor Marcus
Drusus soon afterwards granted an actio in h&redem according to
the rule of the later law'' From Plautus it distinctly appears that
Tnandatum was a well developed institution in his day, but there is
no evidence to prove that an actio mandati already existed. The
transaction is often mentioned', and must have been necessary in the
active commercial life which Plautus has pourtrayed. In Trinummus,
for instance, we see a regular case of mandatvm generate. The phrase
"mandare fidei et fiduciae" here indicates that fides pure and
simple is the only support on which mandatum rested, and that there
was no motive beyond friendly feeling to compel the performance of the
mandatum. On the other hand the word infamia is thought to have had
a technical meaning, as an allusion to the fact that the actio mxvndati
was fam,osa ^ ; but this is surely a flimsy basis for Demelius' opinion
that the actio mandati was in existence as early as the middle of
the sixth century *. It seems much safer to regard this action
as 1 Voigt, Rom. EG. i. 681. ^ 17 Dig. 1. 53. ' E.g.
Bacch. 3. 3. 71-5 ; Gapt. 2. 2. 93 ; Asin. 1. 1. 107 ; Epid. 1. 2. 27, 31
; Gist. i. 2. 53.< 1. 2. 72-121. 5 Cic.
pi-o S. Rose. 38. Ill ; Gaec. 3. 7. Z. fur EG. II. 198 ; Costa, Dir. Priv.
p. 390. B. E. 11
-- younger than those of emtio iienditio and locatio conductio, and
to trace its origin to the influence of the Edict Pacta conuenta. The
earliest form of relief granted to the agent against his mandator
was doubtless an actio in factwrn,, based upon that Edict, and
having a formula of this kind: Si paret N™ Negidium A" Agerio,
cv/ni is in potestate l!- Titii esset, mandauisse ut pro se
solioeret, et A™ Agerium emancipatum soluisse, quanti ea res erit,
tantam pecuniam index N^ Negidium A" Agerio condemna. s. n. p.
a. When at length the Praetor was prepared to recognise mandatum as
a regular contract of the ius duile, he placed it on an equal footing
with the older bonae fidei contracts by granting the actio mandati,
with its far more flexible formula in ius concepta. The actio mandati
directa brought by the principal against the agent had the following
formula: Quod A' Agerius N" Negidio rem curandam man-
dauit, quidquid paret oh earn rem N™ Negidium A" Agerio
darefacerepraestare oportere ex fide bona, eius, iudex, N"^ Negidium
A" Agerio condemna. s. n. p. a. In the actio contraria, by
which the agent sued the principal, the formula began as above, but
the condemnatio was different, thus: quidquid paret ob eam
rem A™ Agerium N" Negidio dare facere praestare oportere e. f.
b. eius A™ Agerium N" Negidio condemna. s. n. p. a. Or
again, where the claims and counter-claims were conflicting, the
condemnatio might be made still more indefinite, thus: 1 17
Dig. 1. 12. fr. 6. -- quidquid paret oh earn rem alterum
alteri dare facere praestare oportere e. f. b. eius alterum
alteri condemna. s. n. p. a.' Unfortunately we do not know the
language of the Edict by which the actio mandati was instituted;
but the fact that it was modelled on the actions of sale and hire is one
that nobody disputes. There is no direct authority for assuming
the existence of an actio in factum in this case, as there is in
the cases of commodatum and depositum, where we have Gaius' express
statement to that effects But it is clear, from Gaius' allusion to
"quaedam causae" and from his use of "uelut," that
double formulae existed in many other actions. We may well accept
Lenel's ingenious theory' that the exist- ence of an actio contraria
always indicates the existence of formulae in ius and in factum
conceptae, and the assumption here made is therefore no rash
conjecture. The conception of mandatum changed somewhat
before the end of the Republic. It meant at first any charge general or
special*. But by Cicero's time it had acquired the narrow meaning, which
it retained throughout the classical period, of a par- ticular
trust ^, while procuratio was used of a general trust °, and its remedy
was the actio negotiorum ges- torum ' Thus it still remains
for us to inquire to what 1 Lenel, Ed. Perp. p. 235. 2 Gai. IV. 47. ' Ed. Perp.
p. 202. * Cato, R. R. 141-3. = 17 Dig. 1. 48. 6 Cic. Top. 10. 42. '
Gai. in 3 Dig. -- extent procuratio, i.e. general agency, was
practised, as distinguished from mandatv/m generate, i.e. special
agency with general instructions, and how general agents (procuratores)
were appointed. Now it is one of the most striking features of
the Boman Law that agency of this sort was unknown until almost the
end of the Republic. How and why so great a commercial people as the
Romans managed to do without agency, is a question that has
received many different answers. We may be sure that mandatum was
practised long before it ever became actionable, but if so, it was
practised informally and had no legal recognition. The circumstance which
made it almost impossible for general agency to exist was that the Romans
held fast to the rigid rule: id quod nostrum est sine facto nostra
ad ahum transferri nan potest \" Such a rule evidently had its
origin in the early period when contracts were strictly formal, and when
he alone who uttered the solemn words or who touched the scales was
capable of acquiring rights. In a formal period the rule was natural
enough; but the curious thing is that it should not have been
relaxed as soon as the real and consensual contracts became
important. This fact has sometimes been accounted for on
ethical grounds. It has been said that the keen legal conscience of the
Romans made them loth to depart from the letter of the law by admitting
that a man who entered into a contract could possibly thereby
acquire anjdihing for anybody else. But the true > 50 Dig. 17.
11. -- reason seems rather to have been a practical one —
that the existence of an agency of status precluded that of an agency of
contract. Thus we know that householders as a rule had sons or slaves who
could receive promises by stipulation, though they could not bind
their paterfamilias by a disadvantageous contract; and so to a limited
extent agency always existed within the Roman family. It is also
obvious that, in an age when men seldom went on long journeys, the
necessity for an agent or fully empowered representative cannot have been
seriously felt. Plautus shows however that agency was not developed
even in his day, when travel had become comparatively common. In
Trimimmus and Mostel- laria, for instance, no prudent friend is charged
with the affairs of the absent father, and consequently the
spendthrift son makes away with his father's goods by lending or selling
them as he pleases. We can however mark the various stages by which the
Roman Law approximated more and more closely to the idea of true
agency. 1. The oldest class of general agents were the tutor
es to whom belonged the management (gestio) of a ward's or woman's
affairs, and the curatores of young men and of the insane. The next
oldest kind of general agents are the cognitores, persons appointed to
conduct a particular piece of litigation, and not to be confounded with
the cognitores of praediatura. They were ori- [Pemice, Labeo, i. 489.
" Trin. 1. 2. 129; Most. 1. 1. 74. 3 2 Verr. in. 60. 137 ;
Gaee. 14. * Lex. Malae. 63 ; Cio. Har. Resp.] ginally appointed
only in cases of age or illness and their general authority was limited
to the management of the given suit. Gaius has shown us how they were
able to conduct an action by having their names inserted in the condemnation.
Whether they existed or not under the legis actio procedure is
uncertain ; but they probably did, since we know that they were at first
appointed in a formal manner. Subsequently the Edict extended their powers to
the informally appointed procuratores. The action by which these
agents were made responsible to their principals is after Labeo's time the
actio mandati. During the Republic however and before his time the
jurists do not seem to have regarded the relation between cognitor and
principal as a case of mandatum, but simply gave an action corresponding
to each particular case, as for instance an actio depositi if the
cognitor failed to restore a depositwn. Procuratores are persons who in
Cicero's day act as the agents and representatives of persons
absent on public business. They often appear to have been' the freedmen
of their respective principals, and their functions were doubtless modelled on
those of the curatores. The connection between curatores and procuratores
is seen in the Digest where pupilli and absent in- dividuals are
often coupled together', while the ' Auot. ad Her. ii; 20. " Gai. iv. 86.
3 Gai. IV. 83. < 17 Dig. 1. 8. fr. 1. = Quint. 19. 60-62 ;
-2 Verr. v. 7. 13 ; Lix lui. Mm. 1. « Gaec. 57. • ' Cio. Or. 2. 249. 8 29
Dig. 7. 2. fr. 3 ; 47 Dig. 10. 17. fr. 11 ; 50 Dig. 17. 124. -- definitions
of procurator show that his power is confined to occasions on which his
principal is absent and the word procuratio itself indicates that
it was copied from the curatio of furiosi ^ or of prodigi.
One passage of Gaius " seems to imply that the procurator is
not always carefully distinguished from the negotioruTn gestor or
voluntary agent, and Pernice interprets some remarks of CICERONE (si
veda) as indicating the same fact. From this he infers with much
likelihood that the remedy against the procurator is originally not the
actio mandati but the actio negotiorum gestorum. Even in Labeo's time
the actio mandati was probably not well established in the case of
procuratores, though it was so by the time of Gains. A procurator
might conduct litigation for the absent principal; but the acquisition of
property through an agent was not clearly established even in
Cicero's time °, though the principal could always bring an action for
the profits of a contract made in his name". 4.
Negotiorum gestio was a relation not based upon contract, but consisted m
the voluntary in- tervention of a self-appointed agent, who
undertook to administer the affairs of some absent or deceased
friend. In the Institutes it is classed as a form of 1 Paul. Diac.
s.u. cognitor. ' Lex agr. c. 69. 3 IV. 84. ^ Top. 42 and 66. "
17 Dig. 1. 6. fr. 1. Labeo, I. 494. ' 4 Dig. 4. 25. fr. 1. 8 3 Dig.
3. 33. " Cic. Att. vi. 1. 4. i» 3 Dig. 3. 46. fr. 4. --,
quasi-contract, and it was always regarded as a relation closely
analogous to mandatum^. The mode of enforcing claims made by
the negotiorum gestor and his principal against one another was the
actio negotiormn gestorum, which might, like the actio mandati, be either
directa or contraria. It was based upon an Edict worded thus: SI
QVIS NEGOTIA ALTERIVS, SIVE QVIS NEGOTIA QVAE CVIVSQVE CVM IS MORITVR
FVERINT, GESSERIT, IVDICIVM EO NOMINE DABOl We do not know the date
of this Edict, but it was certainly issued before the end of the
Republic, inasmuch as the action founded upon it was discussed by
Trebatius and Ofilius'. This action had a formula in ills concepta which
ran somewhat as follows: Quod N' Negidius negotia A^ Agerii gessit,
qua de re agitur, quidquid oh earn rem N'^ Negidium A" Agerio
dare facere praestare oportet ex fide bona, tantam pecuniam index JV'"
Negidium A" Agerio condemna. s. n. p. a. Another means by which
agency could practically be brought about was adstipulatio. This is not a case
of true agency [cf. H. P. GRICE, ACTIONS AND EVENTS], for the
adstipulator acquired the claim in his own name, and if he sued upon it,
he did so of course in his own right: yet he was treated as agent for the
other stipulator and made liable to the actio mandati^. 6.
Fideiussio was probably treated as a form of special agency almost from
the time of its invention, Dig. Big. Big. Lenel, Ed. Perp. Gai.] since we
know that it possessed the remedy of the actio mandati as early as the
time of Quintus Mucius Scaevola Art. 5. SociETAS. This was the
common name given to several kinds of contract by which two or more
persons might combine together for a common profitq,ble purpose to which
they contributed the necessary means. These contracts could be
formed by mere consent of the parties, and except in the case of
societas uectigalis they were dissolved by the death of any one member,
so that even societas in perpetuum meant only an association for so long
as the parties should live '. Ulpian distinguishes four kinds
of societas": (1) omnium honorum, (2) negotiationis alicuius, (3)
rei unius, and (4) uectigalis. The first of these has no
counterpart in our modem law, but may be described as a contractual
tenancy in common. The second and third may be treated under one head, as
societates quaestuariae, corresponding to modem contracts of
partnership. The fourth may best be regarded as the Roman
equivalent of the modem corporation. Except in the case of this
fourth form, which was in most respects unique, the remedy of a
socius who had been defrauded, or who considered that the agreement
of partnership had been violated, or who wished for an account or a
dissolution, was either an actio in factum or the more comprehensive
actio pro socio. Dig. Big. Dig. 2. 5. * Cic. Rose. Com. Both these
actions were of praetorian origin, and the former was doubtless the
experimental mode of relief which prepared the way for the introduction
of the latter. At first we may fairly suppose the Praetor to have
granted an actio in factwm adapted to the particular case, with a formula
worded somewhat as follows : 8i paret iV™ N™ cum A" A° pactum
bonuentum fecisse de societate ad rem certam emendam ideoque
renuntiauisse societati ut solus em^ret^, quanti ea res est tantam
pecuniam, iudex, N'^ iV™ A" A" condemna. s. n. p. a. When the
pactum societatis had thus been protected, and the juristic mind
had grown accustomed to regard societas in the light of a contract,
the Praetor then doubtless announced in his Edict that he would grant an
actio pro socio to any aggrieved member of a societas. In this way
agreements of partnership became fully recognised as contracts, and were
provided with an actio in iiis conoepta, the formula of which must have
been thus expressed': Quod A' Agerius cum N" Negidio
sodetatem coiit universoru/m quae ex quaestu veniunt, quidquid oh
eam rem N"^ Negidium A" Agerio (or alterum alteri) pro socio
dare facere praestare oportet ex fide bona, eius iudex N™ Negidium
A" Agerio (or alterum alteri) condemna. s. n. p. a. The
superiority of this honae fidei action to the former remedy, as a mode of
adjusting com- plicated disputes arising out of a partnership, is
too obvious to require explanation. The actio in 1 17 Dig. Big. 2,
65. ir. 4. 3 Lenel, Ed. Perp. p. 237. -- factum may
still however have proved useful in certain cases. Societas
appears in Plautus with much less dis- tinctness than either of the other
three consensual contracts. Socius is not used by him in a technical
or commercial sense, but means only companion ^ or co-owner^. The nearest
approach to an allusion to societas in its more recent form is to be
found in Rudens^ where the shares of socii are mentioned; but this
is no reason for supposing that Plautus knew of societal as a contract.
The date of the actio pro socio is impossible to fix, though Voigt suggests
that the Praetor P. Kutilius Rufas must have been its author in the year
646 ^ Abso- lute certainty on the subject is unattainable, because
we cannot tell whether this Rutilius originated or merely mentioned the
edict, nor can we positively identify him with the Praetor of a.v.c. 646.
On these points there is hopeless controversy", so that they
must remain unsettled. But what we can do with a certain measure of
accuracy, is to trace the process by which societal came to be regarded
as a contractual relation, and slowly grew in importance till it
called for the creation by the Praetor of a honae fidei action to protect
it. This action certainly existed about the end of the seventh century,
for it is mentioned in the Lex Julia Municipalis of 1 Bacch.
5. 1. 19 ; Cist. 4. 2. 78. ' Bud. i. 3. 95. ' 1. 4. 20 and 2. 6.
67. * lus N. IV. 603 note 204. 5 38 Dig. 2. 1.
" See Husehke, Z. fur Civ. wnd Proc. 14. 19 ; Schilling,
Inst. A.V.C. 709 ^ and was discussed by Quintus Mucius Scaevola. A
closer approximation to the date of its "origin seems to be
impossible. 1. Societas omnium bonorum. The original
conception of SOCIETAS (cf. Grice’s Aristotelian Society) seems not to
have been that of a commercial combination, but of a family. Not indeed
that the term societas was ever applied to the association of father,
mother, children and cognates; but they were practically regarded
as a single body, each member of which was bound by solemn ties to share
the good or bad fortune which befell the rest. The duty of avenging
the death of a blood-relation, the duty of providing a certain portion
for children, as enforced by the querela inofficiosi testamenti, the
obsequia which children owed to their parents, are illustrations of
the principle. Now this body, the family, could hold common property: and
here is the point at which the family touches the institution of
partner- ship. The technical term which expressed the tenancy in
common of brothers in the family property (hereditas), was consortivmi, and the
brother co-tenants were called consortes. This institution of
consortium was of great antiquity, being even found in the Sutras. It is
compared by Gellius to the relation of societas, and arose from the descent
or devise of the patrimonial estate to several children who held it
undivided. Division might at any time be made among them by the actio
familiae 1 Bruns, Font. p. 107. ^ gaj. ni. 149 ; Cic. Off. in. 17. 70. »
Cie. 2 Veir. ii. 3. 23; Paul. Diao. 72. " Leist, Alt.-Ar. lus
Gent. p. 414. > i. 9. 12. -- erciscundas \ but they might
often prefer to continue the consortium, either because the property
was small, or because they wished to carry on an es- tablished
family business. If the latter course was adopted, the tenancy in common
became a partner- ship, embracing in its assets the whole wealth of
the partners ; and it is easy to see how this natural part-
nership, if found to be advantageous, would soon be copied by voluntary
associations of strangers. Thus socius, as we know from CICERONE (si
veda), was often used as a synonym of censors, and there can be no
doubt that consortium was the original pattern of the societas
omnium bonorum". That there were some differences between the rules
of consortium and those of societas does not affect the question. For
instance, the gains of the consortes were not brought into the common
stock, but those ot socii were; while the death of a socius dissolved the
societas, but that of a consors did not ^ dissolve the consortium.
These points of difference and others probably arises from the
juristic interpretation applied to societas, when it had once become
fairly recognised as a purely commercial contract. But consortium and
societas omnium bonorum have two points in common which show that
they must have been historically connected, In societas omnium, bonorum
there was a complete and immediate transfer of property from the
indi- viduals to the societas'', whereas the obligations of [- Paul.
Diao. s. u. erctum. ^ Brut. i. 2. 3 Leist, Soc. 24 ; Pernioe, Z.
der S. Stift. R. A. in. 85. i 17 Dig, 2. 52. * Pernice, Labeo See
Pernice, Laieo i. 85-6. ' 17 Dig. 2.] each remained distinct and were not
shared by the others'. Now this is exactly what would have happened
in consortium : the property would have been common, but the obligation
of each consors would have remained peculiiar to himself, The
treatment of socii as brothers' is clearly also a reminiscence of
consortiv/m ; and this conception of fratemitas, being peculiar to the
societas omnium bonorum^, makes its connection with the old con-
sortium still more evident. The fraternal character of this
particular societas is responsible for the existence of a generous rule
which subsequently, under the Empire, became extended so as to apply to
the other kinds of societas^ The rule was that no defendant in an actio
pro socio should be condemned to make good any claim beyond the
actual extent of his means ^ This was known as the beneficium competentiae
; and it gave rise to a qualified formula for the actio pro socio, as
follows: Quod A' Agerius cum N" Negidio societatem
omnium bonorum emit, quidquid 6b earn, rem iV"' Negidium A° Agerio
dare f. p. oportet ex f. b. dumtaxat in id quod i\r* Negidius facere
potest, quodue dolo malo fecerit quominus possit, eius index N™
Negidiwm A" Agerio condemna. s. n. p. a. 2. Societas negotii
uel rei alicuius. This second form of partnership must have
been the most common, since it was presumed to be in- tended
whenever the term societas was alone used '. 1 17 Dig. 2. 3. 2 17
Dig. 2. 63. ' 17 Dig. 2. 63. * 17 Dig. 2. 63. fr. 1. 42 Dig. 1. 16
and 22. « 17 Dig. It has also been derived from consortium by
Lastig. His theory is that consortes, or brothers, when they undertake a
business in partnership with one another, often modify their
relations by agreement. The special agreement, he thinks, then becomes
the conspicuous feature of the partnership, and the relations thus established are
copied by associations not of consortes but of strangers. The object
of the theory is to explain the correal obligation of partners. This
correality did not however exist at Rome, except in the case of banking
partnerships, where we are told that it is a peculiar rule made by
custom, so that Lastig's theory lacks point. A further objection is that
this theory does not explain, but is absolutely inconsistent with, the
existence of the actio pro socio as an actio famosa. The fraternal
relations existing between consortes may never have suggested such a remedy,
for CICERONE (si veda) in his defence of Quinctius lays great stress on
the enormity of the brother's conduct in having brought such a
humiliatiag action against his client. Another explanation of the actio
pro socio is given by Leist". He derives it from the actio so-
cietatis given by the Praetor against freedmen who refused to share their
earnings with their patrons. This societas of the patron must have been a
one- sided privilege, like his right to the freedman's 1 Z.
filr ges. Handelsrecht. xxiv. 409-428. 2 As in 26 Dig. 7. 47.
6. 3 14 Dig. 3. 13. 2 ; 17 Dig. 2. 82. * Auet. ad Her.
ii. 13. 19 ; 2 Dig. 14. 9, 5 As Perniee has pointed out, Labeo i.
p. 94. 6 Soc. p. 32. -- services' ; for the freedman could never
have brought an action against his patron, since he was not
entitled to any share in the patron's property. The actio
societatis was therefore a penal remedy available only to the patron, and
consequently it cannot pos- sibly have suggested the bilateral actio pro
socio of partners. Nor can the bonae fidei character of the actio
pro socio be explained if we assume such an origin. The most
reasonable view appears to be that which regards the actio pro socio as
the outcome of necessity. The Praetor saw partnerships springing up
about him in the busy life of Rome. He saw that the mutual relations of
socii were unregulated by law, as those of adpromissores had been
before the legislation described above in Chapter v. He found that
an actio in factum, based on the Edict Paxta conuenta, was but an
imperfect remedy; and as an addition to the Edict was then the
simplest method of correcting the law, it was most natural for him
to institute an actio pro socio, in which bona fides was made one of the
chief requisites simply because the mutual relations of socii had
hitherto been based upon fides Societas uectigalium uel pMicanorwm.
This kind of societas was a corporation rather than a partnership,
and we have proof in Livy that such corporations existed long before the
other kinds of societas came to be recognised as contracts. These
1 38 Dig. 2. 1. 2 Cie. Quint. 6. 26 ; Q. Rose. 6. 16 ; S.
Rose. 40. 116 ; 2 Verr. III.] societates acted as war-contractors^ collectors
of taxes, and undertakers of public works'. In one passage in LIVIO
(si veda) they are called redemtores, and we find three societates during
the second Punic War in A.v.c. 539" supplying the State with arms,
clothes and com. It was perhaps the success of these societates
publica- norwm" which iatroduced the conception of commercial and
voluntary partnership. But still they are utterly unlike partnerships', so
that their his- tory must have been quite different from that of
the other societates. They were probably derived from the ancient
sodalitates or collegia^, which were per- petual associations, either
religious (e.g. augurium collegia), or administrative {quaestorum
collegia), or for MUTUAL BENEFIT (cf. H. P. Grice), like the guilds of
the Middle Ages (fabrorwm collegia). This theory of their origia is
based upon three points of strong resem- blance which seem to justify us
in establishing a close connection between societas and collegium: Both
were regulated by law", and were established only by State
concessions or charters. Both had a perpetual corporate existence,
and were not dissolved by the death of any one member "-
(3) Both were probably of Greek origin. We > Liu. XXXIV. 6
in a.v.c. 559. ^ Liu. xxvii. 3 (a.v.c. 544). » Liu. XXIV. 18
(A.V.C. 540) ; Cic. 2 Verr. i. 50. 150. • XLii. 3 (a.v.c. 581). ' Liu.
xxiii. 48-9. " Liu. xxxix. 44 ; XXV. 3. '3 Dig. 4. 1.
8 Lex rep. of a.v.c. 631, cap. 10 ; Cic. leg. agr. ii. 8. 21 ; pro
domo 20. 51 ; PUnc. 15. 36. 9 GaiuB, 3 Dig. 4. 1 ; 47 Dig. 22.
1. "I 28 Dig. 5. 59 fr. 1 ; 17 Dig. 2. 59 ; Cic. Brut. i.
1. B. E. 12 -- are told that societates
publiccmorum existed at Athens', while Gaius^ derives from a law of
Solon the rule applying to all collegia, that they might make
whatever bye-laws they pleased, provided these did not conflict with the
public law. These three facts may well lead us to derive this
particular form of societas from the collegium. We know further that the
jurists looked upon it as quite different from the ordinary societas, and
that it did not have the actio pro socio as a remedy'- The
president or head of the societas was called manceps*, or magister if he
dealt with third parties ', and the modes of suretyship which it used in
its corporate transactions were praedes and praedia', another mark
perhaps of its semi-public origin. Arist. Bep. Ath. 52. 3 and of. Voigt,
I. N. ii. 401. 2 47 Dig. 22. 4.
3 Voigt, Rom. BG. i. 808. * Ps. Asc. in Cio. Diu. ; Paul. Diao. 151
s. u. manceps ; Cio. dam. 10. 25 ; Cic. Plane. 26. 64.
' Paul. Diac. s. u. magisterare ; Cic. Att. v. 5. 3 ; Cio. 2 Verr.
11. 70. 169 ; ib. III. 71. 167. ' Lex Mai. We have not yet really
dis- posed of all the consensual contracts, for we now come to a
class of obligations entered into without formality and by the mere
consent of the parties, but in which that consent is signified in one
particular way, i.e. by the delivery of the object in respect of which
the contract is made. The contracts of this class have therefore been termed REAL
contracts, though they may with equal propriety be called consensual. The
oldest of them all is mutumn, the gratuitous loan of res fungibiles, and
it stands apart from the other contracts of its class in such a marked
way, that its peculiarities can only be understood from its history. It
differed from the other so-called real contracts, im having for its
remedy the condictio, an actio stricti iuris; in being the only one which
conveyed ownership in the objects lent, and did not require them to be
returned in specie. Both peculiarities requfre explanation. The most
important function of contract in early times is the making of money loans, and
for this the Romans had devices peculiarly their own, Tiexum, sponsio,
and earpensilatio. But these are available only to Roman CITIZENS (cf.
Grice: OXONIANS), so that the legal reforms constituting the so-called
ius gentium naturally included new methods of performing this particular
transaction. One such innovation was the modification of sponsio, already
described, and the rise of stipulatio in its various forms : another was
the recognition of an agreement followed by a payment as constituting a
valid contract, which might be enforced by the condictio, like the
older sponsio and expensilatio. This innovation is the contract known as mutum.
It doubtless originates in custom, and is crystallised in the Edict
of some reforming prætor. As its object was money, or things analogous
to money in having no individual importance, such as com, seeds,
&c., the object naturally did not have to be returned in, specie by
the borrower. Though the bare agreement to repay was suffi-
ciently binding as regards the principal sum, the payment of interest on
the loan could not be pro- vided for by bare agreement, but had to be
clothed in a stipulation. This rule may have been due to the fact
that mutuum was originally a loan firom friend to friend ; but it rather
seems to indicate that bare consensus was at first somewhat reluctantly
tolerated. In Plautus mutuum appears as a gratuitous loan, generally
made between friends^ and in sharp con- [Cure. 1. 1. 67 and 2. 3. 51 ;
Paeud. D trast to foenus, a loan with interest', which was
always entered into by stipulation. When mutuv/m is used by Plautus to
denote a loan on which interest is payable, we must therefore understand
that a special agreement to that effect had been entered into by
stipulation, since mutuum was essentially gratuitous. From
three passages " it is evident that mutuum was recoverable by action
in the time of Plautus* (circ. A. V. c. 570), and it seems probable that LIVIO
(si veda) also uses it in a technical sense. If then we place the
date of the Lex Aebutia as late as A.v.c. 513, and suppose, as Voigt does
', that mutuum being a iuris gentium contract must have been
subsequent to that law, we shall be led to conclude that mutuum
came into use about the second quarter of the sixth century. This theory
as to date is supported by the fact, which Karsten points out, that
mutuum would hardly have been possible without a uniform legal
tender, and that Rome did not appropriate to herself the exclusive right
of coinage till A.v.c. 486. We thus see that the introduction of mutuum
and that of emtio uenditio, i.e. of the first real and the first
consensual contract, took place at about the same time. As regards
its peculiar remedy we know that money lent by mutuum was recoverable by
a con- dictio certae pecujiiae, with the usual sponsio and 1
Asin. Trin. 3. 2. 101 ; 4. 3. 44 ; Bacch. 2. 3. 16. 3 Cure. A.v.c.
560. ^ xxxii. 2. 1. » Of A.v.c. 555. 6 I. N. IV. 614. ' Slip. restipulatio
tertiae partis\ It seems, like expensila- tio, to have received this
stringent remedy by means of juristic interpretation, which extended the
meaning and the remedy of pecimia certa credita so as to cover this
new form of loan. Thus we find credere often used by Plautus in the sense
of making a miwtvm/m *. When this final extension had been made
iu the meaning of pecunia credita, we may reconstruct the Edict on
that subject as follows ° : SI CERTVM PETETVR DE PECVNIA QVAM
QVIS CREDIDERIT EXPENSVMVE TVLERIT MVTVOVE DEDERIT NEVE EX IVSTA CAVSA
SOLVERIT PROMISERITVE, DE EO IVDICIVM DABO. The iudicium here referred to
was the condictio certae pecuniae, the formula of which has already been
given*. We know that mutuvm, could be applied to other
fungible things besides money, such as wine, oil or seeds, and in those
cases the remedy must have been the condictio triticaria'^.
FoENVS NAVTIGVM {Bdveiov vavTiKov). A con- tract very similar to
mviuvm,, which we know to have existed in the Republican period, since we
find it mentioned by Seruius Sulpicius * and entered into by Cato',
was foeniis nauticum, a form of marine insurance resembling bottomry^. It
consisted of a money loan (pecunia traiecticia) to be paid back by
the borrower, — invariably the owner of a ship, Cic. Rose. Com. 4. 13.
2 As in Pers. 1. 1. 37; Merc. 1. 1. 58; Pseud. 1. 5. 91. Voigt, I.
N. IV. 616. •* p. 104. » 12 Dig. 1. 2. 8 22 Dig. 2. 8. ' Plutarch,
Cat. Mai. 21. ' Camazza, Dir. Com. p. 176 ff. only in the
event of the ship's safe return from her voyage. A slave or freedman of
the lender apparently went with the ship to guard against fraud'; but
there was no hjrpothecation of the ship, as in a modem bottomry
bond. The contract resembled mutuum in being made without
formality; but its marked peculiarities were: That it was confined
to loans of money, And to loans from insurers to ship-owners, And
because of the great risk it was not a gratuitous loan, but always bore
interest at a very high rate/ It is, however, quite possible that
this interest was not originally allowed as a part of the formless
contract, but that it was customary, as Labeo states ', to stipulate for
a severe poena in case the loan was not returned. If that be so, the
stipulatory poena spoken of by Seruius and Labeo must have been the
forerunner in the Republican period of the onerous interest mentioned by
Paulus'' as an inherent part of this contract in his day. The next three
real contracts are not mentioned by Gains, who apparently took his
classification fi-om Seruius Sulpicius, and it therefore seems certain
that in the time of Seruius and during the Republic they were not
re- garded as contracts, but as mere pacta praetoria.
Commodatum was the same transaction as mutuum applied to a
different object. In mutuum there was a gratuitous loan of money or other
res fungihilis, 1 Plut. Gat. 1. 0.; 45 Dig. 1. 122 fr. 1. 22
Big. 2. 7. ' 22 Big. Big.] CONTRACTS OF THE IVS GENTIVM]whereas in commodatum
the gratuitous loan was one of a res nonfungihilis ' Both
were originally acts of friendship, as their gratuitous nature implies.
Plautus shows us that in his day the loan of money was not distinguished
from that of other objects, for he uses commodare^ and iitendwm
dare^ in speaking of a money loan, as well as in describing genuine cases
of commodatum. We do not, however, discover from Plautus that commodatum,
was actionable in his time, as mmiuwrn clearly was. Vtendmn dare, we may
note, is in his plays a more usual term than commodare. If it be
asked why the condictio was not extended to commodatum as it was to
mutwu/m, the answer is that the latter always gave rise to a liquidated
debt, whereas in a case of commodatum the damages had first to be
judicially ascertained, and for this purpose the condictio was manifestly not
available. The earliest mention of commodatum as an actionable agreement
occurs in the writings of Quintus Mucins Scaevola (ob. A.v.c. 672) quoted
by Ulpian" and Gellius. CICERONE (s veda) significantly omits to
mention it in his list of bonae fidei contracts, and the Lex lulia
Municipalis (a.v.c. 709) contains no allusion to it. The peculiar rules
of the agreement seem to have become fixed at an early date. Quintus
Mucins Scaeuola is said to have decided that culpa leuis ^
e.g. a scyphus, Plaut. Asin. 2. i. 38 or a chlamys, Men. i. i. 94.
2 Asin. 3. 3. 135. « Persa, 1. 3. 37. Aul. 1. 2. 18 ; Bvd. Dig. Bruns,
Font. AGE OF COMMODATVM] should be the measure of responsibility required
from the bailee (is cui commodatur), and to have established the
rule as to furtum usus, in cases where the res commodata was improperly
used. It seems therefore probable that the Praetor recognised
commodatum at first as a pactum praetoriwn, and granted for its
protection an actio in factum, with the following formula: Si paret
A™ Agerium N" Negidio rem qua de agitur commodasse (or utendam
dedisse) eamque A" Agerio redditam non esse, quanti ea res
erit, tantam pecuniam N"^ Negidium A" Agerio condemna. s.
n. p. a. The agreement between bailor and bailee pro- bably did not
come to be regarded as a regular contract until after the time of CICERONE
(si veda). We must therefore place the introduction of the actio
commodati at least as late as A.v.c. 710, and by so doing we explain CICERONE
(si veda)’s silence. Whatever conclusion we shall arrive at as to
depositum must almost necessarily be taken as applying to commodatum,
also. They both had double forms of action in the time of Gaius
neither is mentioned by Cicero, and Scaevola evidently dealt with them
both together. Hence their simultaneous origin seems almost
certain. The actio commodati is said to have been instituted by a prætor pacuuius'',
who, like PLAUTO (si veda), used the words utendum dare instead of com-
modare. The terms of his Edict must therefore have been: 1
IV. 47. 2 13 Dig. CONTRACTS OF THE IVS GENTIVM. QVOD QVIS VTENDVM
DEDISSE DICETVR, DE EO IVDICIVM DABOl The author of this
Edict was formerly supposed by Voigt to be Pacuuius Antistius
Labeo", the father of Labeo the jurist ; but this statement
has recently been withdrawn' on the ground that this Pacuuius,
having been a pupil of Seruius Sulpicius, could not have been Praetor as
early as the time of Quintus Mucius. If however the above theory as to
the dates be correct, Voigt's former view may be sound: Q. Mucius may
have been speaking of the actionable pactum, while Pacuuius may have
been the author of the true contract. The aMio com- modati directa
had a formula as follows: Qiiod A' Agerius N" Negidio rem q. d. a.
commodauit (or utendam dedit) quidquid oh earn rem M™ Negi- dium
A" Agerio dare facere praestare oportet ex fide bona, eius iudex
N" Negidiwm A' Agerio con- demna. s. n. p. a. It was doubtless in
this form that the action on a commodatum was unknown to CICERONE
(si veda). He must have been familiar only with the actio in factvmi, and
for that very reason he must have regarded com/modatwm not as a contract,
but as a pactum conuentum. The most general word denoting the
bestowal of a trust by one person upon another was commendare, and Voigt
shows that corrvmendaiumh is the technical term 1 I. N. III. 969. 2
I. N. B. HG. 1 Dig. 2. 2.
44. Plant. Trin. 4. 3. 76 ; Cio. Fam. ii. 6. 5 ; 16 Diff. 3. 24 ; Cic.
Fin. IR. RG. i. App. 5. for a particular kind of pactum. If the object
of commendatio is the performance of some service, the relation is
a case of mandatwm. If its object is the keeping of some article in safe
custody, the relation is described as depositvm. This case clearly
shows how arbitrary is the distinction drawn by the Roman jurists between
real contract and consensual contract. Though starting, as we have
seen, from the same point, mandatum came to be classed as a consensual,
and depositv/m as a real contract. This was simply because the latter
dealt, while the former did not deal, with the possession of a
definite res. Depositum distinctly appears in Plautus as an
agreement by which some object is placed in a man's custody and committed
to his care, though deponere is not the word generally used by
Plautus to denote the act of depositing. He prefers the phrase
seruandimi dare, corresponding to utendvmi dare, which we found to be his
usual expression for commodatum. These very words, semandum dare,
were also used by Quintus Mucins Scaevola in discussi Dg depositum, but we
cannot ascertain from his language whether or not the actio depositi
was already known to him. He may merely have been discussing an
actionable pactum,. Nor can we infer from any passage of Plautus the
existence of depositum as a contract in his time. He seems CICERO
(si veda) Fin. III. 20. 65. 2 Plant. Merc. Dig. 3. 24 ; Plant. Merc. Bacch.
Merc. 2. 1. 14 ; Cure. 2. 8. 66 ; Bacch. 2. 8. 10. 8 Gell. VI. 15.
2. rather to represent it, as CICERONE (si veda) does, in the light
of a friendly relation based simply on fides '^-j and in most of
the Plautine passages the transaction is that which was afterwards known
as depositum irregulare, i.e. the deposit of a package containing money
either at a banker's ', or with a friend. Some have thought that there
must have been an action in Plautus' time for the protection of
such important trusts, but Demelius° points out that the actio
furti (to which Paulus alludes as actio ex catosa depositi) would have
afforded ample protection in most cases; and it would be extremely rash
to infer that either commodatum or d&positwm was actionable in
the sixth century of the City. At first sight it even looks as though
depositum, was not protected by any action in the days of Cicero.
The passages in which he mentions it' appear to treat the restoration of
the res deposita rather as a moral than a legal duty. Similarly
where he enumerates the bonae fidei actions, where he mentions the persons
qui bonam fidem praestare debent, and where he describes the indicia
de fide mala'^', he entirely leaves out the actio depositi and does not
make the slightest allusion to depositum. But all this is equally true of
commodatum. And since we have the clearest evidence that com-
modatum. was actionable in the time of Quintus 1 2 Verr. it. 16.
36. Merc. 2. 1. 14. 5 Cure. 2. 3. 66. * Bacch. Costa, Dir. Priv. p.
320. « Z. fur RG. ii. 224. ' Farad, iii. 1. 21 ; Off. i. 10. 31 ;
iii. 25. 95. 8 Off. Top. N. D. Gai.] Mucius ScaeuolaS we can hardly avoid
the con- viction that depositurn also was actionable in his day by
means of an actio in fojctvmi, whereas the actio depositi was not
introduced, as Voigt holds, till the beginning of the eighth century. This
theory of development, already applied to mandatum and societas, has the
advantage, not only of explaining why commodatwm and depositvmi
were not numbered among hoTiae fidei contractus, but also of
accounting for the existence in Gains' day of their double formulae which
have puzzled so many jurists. We may then believe that depositurn was
first made actionable between A.v.c. 650 and 670 as a pactum
praetorium, and with the protection of an actio in factum concepta as
given by Gains: Si paret A™ Agerium apud N™ Negidiwm mensam
argenteam deposuisse eamque dolo N^ Negidii A" Agerio redditam nan
esse, quanti ea res erit, tantam pecuniam, iudex, N™ Negidium A"
Agerio condemnato. s. n. p. a. This formula was doubtless the only
one pro- vided for depositumi down to the end of Cicero's career. But
about A.v.c. 710^ juristic interpre- tation began to regard commodatvmi
and depositurn as genuine contracts iuris ciuilis, and thereupon a
second formula was iutroduced into the Edict, with- out disturbing the
earlier one, so that depositurn, like commodatwm, was finally recognised
as a contract. Dig. 6. 5. Earn. EG. See Muirhead's Gaim. Dig. Dig.;
Trebatius was trib. pleb. We know that the Praetor's Edict by which
this change was brought about ran somewhat thus: QVOD NEQVE
TVMVLTVS NEQVE INCENDII NEQVE RVINAE NEQVE NAVFRAGII CAVSA DEPOSITVM SIT
IN SIMPLVM, EAEVM AVTEM RERVM QVAB SVPRA COMPREHENSAE SVNT IN IPSVM
IN DVPLVM, IN HEREDEM EIVS QVOD DOLO MALO EACTVM ESSE DICETVR QVI
MORTWS SIT IN SIMPLVM, QVOD IPSIVS IN DVPLVM IVDICIVM DABO'.
The penalty of dwplwm shows that, where the depositwn had been compelled
by adverse cir- cumstances, a violation of the contract was
regarded as peculiarly disgraceful and treacherous. In other cases,
where the depositwn was made under ordinary circumstances, the amount
recovered was simplwm, and the new formula must have been that given
by Gaius " as follows : Quod A' Agenus apud N™ Negidium mensam
argenteam, deposuit qua de re agitur, quidquid oh earn rem JSf™ Negidium
A" Agerio dare facere oportet ex fide bona, eius index N™
Negidiv/m A" Agerio condemnato. s. n. p. a. PiGNVS. The giving
and taking of a pledge appears in Plautus as a means of securing a
promise, but seems then to have belonged to the class of friendly acts
which the law does not condescend to enforce. In Gaptiui for instance, the
slave who had been pledged is demanded in a purely informal way, and in
Rudens pignus is a mere token given to prove that the giver is speaking
the truth. Its connection with arrhabo is very close. Each served to
show that an agreement is seriously [Dig.] meant by the parties, or was a
means of securing credit as a substitute for money, and if the agreement
was broken, the pignus or arrhabo was doubtless kept as compensation.
This practice of giving pawns or pledges was probably of great antiquity,
but we hear nothing of it from legal sources, simply because it was
an institution founded on mores alone. It probably applies only to moveables
and res nee mancipi\ for res mancipi could be dealt with by a
pactvmi fiduciae annexed to mancipatio. Gaius derives the word from
pugnuTn, because a pledge was handed over to the pledgee. But the correct
derivation is doubtless from the same root as pactum, pepigi,
Pacht, Pfand. Pignus must mean a thing fixed or fastened, and so a
security. And this derivation suits the word in the phrase pignoris
capio equally well, without leading us to suppose that the custom of
giving a pledge is in any way derived from the pignoris capio of the
legis actio system. We do not know when pignus becomes a
contract, though it certainly is so before the end of the Republic.
Long before being recognised as such it doubtless enjoys the protection
of an actio in factum, with a formula as follows: Si paret A^ Agerium N Negidio
ratem q. d. a. oh pecuniam debitam pignori dedisse, eamque pecuniam
solutam, eoue nomine satisfactum esse, aut per N™ Negidium stetisse
quominus soluatur, eamque ratem q. d. a. A" Agerio redditam
rum esse, quanti ea res erit, tantam, &c.^ In course Bechmann, Kauf,
ii. 416. '' 50 Big. 16. 238. ' ibid. Dernburg, FJr. i. p. 49 ; Beitr. zur
vrgl. Sprachforsch. Lenel] of time the actio pigneraticia was introduced
as an alternative remedy, and Ubbelohde ' has argued that since its
place in the edict was between commodatum and depositum, the Praetor must
have introduced the actio pign&raiicia after the actio com/modati
and before the actio depositi ; which seems a very plausible conjecture.
We have no direct evidence of the existence of an actio pigneraticia
earlier than the time of Alfenus Varus, a jurist of the later Republic. It
is not mentioned by CICERONE (si veda). In short everything points to the
origin of the contract of pigrms as corresponding in age to that of
commodatum and depositum. The language of the edict by which pignus was
made a contract has not survived, while the formula of its actio
pigneraticia resembled of course that of the actio depositi, and
need not therefore be given. Though pignus is doubtless a very
inadequate security from the point of view of the pledgor, since it
might at any time be alienated or destroyed, it is the only form which
appears to be common in Plautus, and of fiducia he shows us not a trace. Pignus
seems to have been much used for making wagers, and pignore certare was
probably as common as sponsione certare. The contracts of a kindred
nature which seem to have arisen even sooner than pignus will be
discussed in the next chapter. 1 6. der ben. Bealcont. jjjgr. Costa, Dir. Priv. p. 262. * Bekker,
Akt.] We have examined in a former chapter the early origin of the
pactwm fidudae^, a formless agreement annexed to a solemn
conveyance, by which the transferee of the object conveyed as security
agreed to reconvey, as soon as the debt was paid, or whenever a given
condition should arise. As a result of the Edict Pacta conuenta,
and before Cicero's time'', this pactum became en- forceable by the actio
fiduciae. This action was in factum, like the others of its
class, and its function was to award damages, but it could not otherwise
compel the actual recon- veyance of the object. Its formula must have
been worded as follows^ : Si paret A™ Ageriwm N" Negidio
fwndum quo de agitur oh pecuniam debitam fiduciae causa mancipio
dedisse, eamque pecuniam solutam eoue nomine satis- f actum esse, aut per
N™' Negidium stetisse quominus solueretur, eumque fwndum redditum non
esse, nego- [Cie. Off. in. 15. 61. 3 Lenel, Ed. Perp. p. 233.
B. E.] tiumue ita actum non esse ut inter honos T)ene agier oportet
et sine fraudatione, quanti ea res erit tantwm pecuniam index N™ Negidium
A" Agerio condemna. s. n. p. a. The peculiar clause
"ut inter honos bene agier oportet"'^ virtually made this a
bonae fidei action. That fact may perhaps explain vfhyfiduda was
never protected by a formula in ius coTicepta, and hence was never
regarded as a true contract. We have seen that there were two ways in
which a tangible security might be given: the object might be conveyed
with a pactum fiduciae, providing that it should be reconveyed on the
fulfilment of a certain condition, or else the mere detention of the
object might be granted on similar terms. In the former case the
pledge or its value could be recovered by the actio fiduciae, in the
latter by the actio pigneraticia whose origin we have just discussed. But
neither fiducia nor pignus is a contract of pledge pure and simple. Each
consists of an agreement plus a delivery of the object. The abstract
conception of mortgage, i.e. pledging by mere agreement, is a distinct
advance upon both these methods. The contract which embodies this
form of pledge is known as hypotheca ; and as its name indicates it was
borrowed from the Greeks, from whom the Romans also took the Lex
Rhodia de iactu and the foeitms nauticum. Precisely the same
contract is found in the speeches of Demos- CICERONE (si veda) Top.]
thenes' under the name of v-trodr)Kr\, which could he applied to
moveables or immoveables, and even to articles not yet in existence. The
Romans how- ever regarded hypotheca not as a contract but as a
pactum. It is quite certain that a legal conception so
refined as the pactum hypothecae could not have had a place in the
legal system of the XII Tables. There are passages in Festus and
Dionysius in which the words si quid pignoris and eveyypat^eiv have
been supposed to indicate the existence of some such practice at an
early period. But the evidence is much too vague to supply trustworthy
data, and we may confidently assert that mortgage was unknown to
the early law. Accordingly, we find that hy- potheca was introduced and
made actionable by slow degrees. Its popular name was pignus oppo-
situm, as distinct from pignus depositum, the ordinary pignut above
described. Its LQtroduction seems to have been one of the
many legal innovations produced by the large immigration of strangers into Rome
after the Second Punic War. These strangers must generally have
become tenants of Roman landlords, since the lack of ius commercii
prevented their buying lands or houses, and in order to secure his rent,
the only resource open to the landlord was to take the household
goods of these tenants as security. Such household goods {inuecta
illata) probably constituted in most cases the only wealth of the foreign
immigrant, conse- [Dernburg, Pfdr. s.u. nancitor. Dernburg, Pfdr.] quently
the landlord could not remove them, and the method of pignus was not
available. The ex- pedient which suggested itself was that the
tenant should pledge his goods without removal, by means of a
simple agreement. The relation thus created was the original form of
hypotheca and was precisely analogous to that of a modern chattel
mortgage. As the idea was introduced by foreigners ', it was
very natural that this agreement of pledge should have received a foreign
name. Another class to whom the new expedient was applied were the
free agricultural tenants (coloni) whose sole wealth often
consisted of their tools and other agricultural stock^. The necessity of
making a pledge without removal is obvious in their case also.
I. It was for the protection of landlords that a Praetor Saluius
introduced the interdictum Salui- anum, which seems to have been the
first legal recognition that hypotheca received. Its date is not
known. Formerly the Praetor Salvius Iulianus, author of the Edictum
perpetuum, was regarded as the inventor of this interdict, but his own
language in the Digest^ contradicts this supposition. The most
reasonable theory is that the interdict origi- nated before the Edict
Pacta conuenta (A.v.c.) at about the end of the sixth century.
The fact that Plautus knew hypotheca as a mere nudum pactum can
hardly be doubted. It is true that he not only uses, as Terence does a
little later, 1 Dernburg, Pfdr. Big. 15. 3. 1. » 1.S Dig. 7.
22. * Demelius, Z.filr RG. ii. 232. 5 Phorm.] the phrase
pignori opponere ' to denote the making of a pledge by mere agreement;
but he also men- tions the Greek technical term eTndi^Krj and seems
to use hypotheca as a metaphor'^. The testimony to be gathered from these
passages does not however prove that hypotheca was actionable'.
The contents of the interdictum Saluianum can- not be given with
certainty. We only know two things about it: that it was a remedy of
limited scope, being available only against the tenant or pledgor,
but not against third parties to whom he had transferred or sold or
pledged the goods, and that the interdict is prohibitory and forbids
the pledgor to prevent the landlord from seizing the objects which had
been mortgaged. This first proposition is distinctly stated by a
constitution of Gordian, but flatly contradicted by a passage in the
Digest. The latter authority, however, seems open to strong suspicion and
the fact that the actio Serviana is presumably introduced because the
interdictum Salvianum is inadequate further goes to prove the correctness
of Gordian's constitution. We may be fairly certain that the
interdict was prohibitory, like the interdictum utrvbi, and not
restitutory, as Huschke would have it'; since the weight of authority is
in favour of the former 1 Pseud. 1. 1. 85. * True. 2. 1. i.
3 Costa, Dir. priv. p. 264 ; Dernburg, Pfdr., God. = Dig. Lenel, Z. der Sav. Stiftung, R. A,
iii. 181. 7 Studien] view^ We may therefore accept KudorfiPs
restora- tion of its formula, which runs as follows: Si is homo quo
de agitur est ex his rebus de quibus inter te et conductorem (colonum,
&c. &c.) conuenit, ut quae in eu/m fwndum quo de agitw inducta
illata ibi nata factaue essent ea pignori tibi pro mercede
eiusfimdi essent, neque ea merces tibi soluta eoue nomine satisfactum,
est aut per te stat quaminu^s soluatur, ita quo- minus eum ducas uim
fieri ueto. II. The second remedy introduced to enforce the
formless agreement of mortgage was the actio Seruiana, which was far more
efficacious. Its author cannot have been Seruius Sulpicius Rufus, the
Mend of CICERONE (si veda), because he never is prætor urbanus, and
the action must have existed long before his time. The Praetor who
devised it was doubtless one of the many Seruii Sulpicii whose names
constantly appear in the fasti consulares, and its age is probably
not much less than that of the interdictum Saluianum. The action
was certainly younger than the interdict, and an improvement upon it,
because the jurists treated the law of mortgage under the head of
interdict', which indicates that this was the form of the original
remedy. We may be sure that the interdict is older than the Edict Pacta
conuenta, for otherwise it would not have been needed. And as soon
as pa(Aa were thus legally recognised, it is safe to say that a
more perfect remedy for hypotheca was sure ' Dernburg, Pfdr. p. 59;
Bachofen, Pfdr. p. 13; Keller, Re- cemion. p. 977 and Eudorff, Pfandkl.
p. 210 ; Lenel, Ed. Perp. p. 394.
2 Pfandkl. p. 209. Of. Budorff, Ed. Perp. 282. '
Dernburg, Pfdr.] to be devised. The probability is then that the actio
Seruiana was one of the first products of the Edict Pacta conuenta,
partly because we know that the interdict was an imperfect remedy, partly
because hypotheca was much in vogue at that early date. Thus we may
gather from Plautus' allusions that hypotheca was already in a well
developed state about A.v.c. 570. CATONE (si veda) the Censor also seems
to have alluded to it, and Caec. Statins, as cited by Festus",
unquestionably did so. The curious circumstance that CICERONE (si veda)
should have mentioned it only twice may perhaps be accounted for by
the fact that PIGNUS in its looser sense (in sensu lato) is always a
synonym for hypotheca, and as he mentions it so seldom in its Greek form,
we may suppose that hypotheca is then only just coming into general
use. We know that pignus in the narrower sense (in sensu stricto) is distinguished
by Ulpian from hypotheca as sharply as we distinguish a pawn from a
mortgage, but the earlier writers lead us to infer that the term
pignus oppositum, or simply pignus, was originally the equivalent of
hypotheca. The effect of the actio Serviana was probably a mere
enlargement of the scope of the interdictwm Salvianum, giving the
landlord a legal hold upon the inuecta illata of his tenant even in the
possession of third parties. But since the right of thus pledging
by agreement was as yet recognised only as between the colonus or the
house-tenant and his landlord, 1 jj. i{. 146. s.u. reluere.Att. n.
17 and Fam. xiii. 56. Dig.] hypotheca was a transaction still confined to a
small class. A final improvement is effected, perhaps shortly
after the one just mentioned, when the prætor grants an action on. the
analogy of the actio Serviana, upon all agreements of pledge of
whatever description. From the creation of this action, known as
cuctio quasi Serviana or hypothecaria,
or simply Serviana, dated the introduction of a law of mortgage
applicable to objects of all kinds. The name hypothecaria, which we find
applied only to the last of these three remedies, implies either that
this was the only action available for all forms of hypotheca, or
else that the Greek term was not introduced until the contract had thus
become general. The formula of the CKtio quasi Seruiana or hypo-
thecaria was of course in factum concepta, because the pactum hypothecae
never was treated as a contractus iuris civilis, though it became in reality
as binding as any contract. The words are restored by Lenel as
follows, in an action by the mortgagee against a third party: Si paret
inter A™ Agerium et Ludum Titium, conuenisse ut ea res qua de agitur
A° Agerio pignori hypothecaeue esset propter pecuniam debitam,
eamque rem tunc cum conueniebat in bonis D Titiifuisse, eamque pecuniam
neque solutam neque eo nomine satisfactum esse neque per A Agerium,
stare quominus soluatur, nisi eares A" Agerio arbitratu-tuo
Inst. Dig. Bachofen, Pfdr. Ed. perp.; cf. Dernburg, Pfdr.; cf. Budorfl] restituetur,
quanti ea res erit, tantam pecuniam index N'" Negidium A"
Agerio condemna. s, n. p. a. No mortgage can be of much practical use
unless it empowers the creditor to sell the thing pledged, so as to
cover his loss. But it is evident that the mere pledgee or mortgagee
could have had no in- herent right to sell or convey what did not belong
to him. This was an advantage possessed by fiduoia, since the
property was fully conveyed and could therefore be disposed of as soon as
the condition was broken. The only way out of the difficulty both
in pignus and hypotheca was to make a condition of sale part of the
original agreement. This was unnecessary under the Empire when the power of
sale came to be implied in every hypotheca, but during the Republic
the power had to be explicitly reserved, or else the vendor was liable for
conversion (furtumy. Even Gains " speaks as though a pactum de
uendendo was usual in his time. Labeo describes a sale eoc pacta convento,
but the usual name for the clause of the agreement containing the power
of sale was lex ccmimissoria. When it became possible to insert
such a clause is uncertain, but Demburg seems right in maintaining that,
as the lex commissoria was known to Labeo and to the far more ancient
Greek law, it must certainly have been customary at Rome long before the
end of the Republic. Dig.; Demburg, Pfdr. Dig. = Pfdr. as against
Baehofen, Pfdr.] The custom of committing hypothecae to writing
(tabulae), which is indicated by Gaius', doubtless pre- vailed also in
the Republican period, the object of the writing being simply to
facilitate proof When we translate hypotheca by the English
word mortgage, we must not forget that the latter denotes technically a
conveyance defeasible by con- dition subsequent, closely resembling
^cZwcia, where- as the former denoted the mere creation of a lien.
On the other hand it is true that our modem mortgage has lost its
original resemblance to fidma, and has now become almost identical with
hypotheca. Praediatvea is a peculiar form of suretyship which the
Roman jurists never treated as a contract, though it doubtless had a very
ancient origin. It was connected with the public emtiones and
locationes, and was the regular method by which contractors or
undertakers of public work gave bond to do their work properly. The
transaction resembles the giving of sponsores in private law. The friends
of the contractor who are willing to be his sureties (praedes)
appear before the Praetor or other magistrate, and entered into a
verbal contract by which they bound them- selves with all that they
possessed. The magistrate, we are told, asked each surety " Praesne
es?" and the surety answered "Praes"\ This has every
appearance of having been a formal contract like sponsio, and it is
difficult to accept the view of Mommsen ^ who considers that the
publicity of the » 20 Dig. 1. 4 ; 22 Dig. 4. 4. 2 Paul.
Diao. s.u. Praes. ' Stadtr. von Salpema] transaction leads us to infer its
formless character. If we follow him in assuming that praedes and
praedia were purely public institutions, how can we explain the existence
of the praedes litis et vindiciarum, who certainly appears in private suits,
and how can we understand those passages in Plautus and CICERONE
(si veda) which clearly refer to praedes and praedia in private
transactions? If then we deny to prædiatura an exclusively public character, we
must class it with sponsio and uadimonium as another formal mode of
giving security. The etymology which explains the word præs as being
the adverbial form of præsto is undoubtedly false. Ihering and Goppert
suppose that it comes from the same root as praedium, and means one
who undertakes a liability. But in the Lex agraria the spelling is
praeuides instead of praedes, and this indicates rather that the true
derivation is from prae and uas ', in the sense of " one who comes
forth and binds himself verbally Pott thinks that vas is the generic
term for surety, and that præs is a composite word meaning a surety who
makes good (præstare) what he undertakes. Where the derivation is
so uncertain no safe conclusion may be arrived at, and the origin of the
contract must, in this case as in that of the primitive vadimonium,
remain an enigma. Cf. aduersariw,
Gai. Plaut. Men.; CICERONE (si veda) Cio. Att.Eivier, Untersuch. Z.fiir RG. Fas bomfari, or vas
from a root meaning, to bind. Dernbur'g, P/dr.; Eivier, Untersueh. Etym.
Forsch. The obligation of the praes was enforced by compulsory sale, the
details of which we unfortunately do not know. The expression prædes vendere
shows approximately how the right was enforced, but it is uncertain
whether this means to sell the property of the surety, or merely to sell
the claim of the State against him K Besides the personal
responsibility thus assumed by the praes, there was another kind of
security known as praedium which the principal might be required to
give. If the praedes furnished by him were not sufficient, praediwm might
be required as an additional safeguard; but we also find that
praedes or praedia might be separately given. The form in which a bond of
praedia had to be made was a written acknowledgment in the Treasury
(praediorum apud aerarium subsignatio), and the only object capable of
serving or being pledged as a praedium was landed property owned by a
Roman citizen, and possessing all the qualities of a res mancipi.
Hence the seciirity of praedia could not in many instances have been
available, for the whole of solwm prouinciale and the holdings of
ager publicus in the possession of occupatorii would of course have been
excluded. The amount of Cio. Phil. 11. 31. 78 ; aes Malac. cap.
64-5. 2 Dernburg, Pfdr. i. p. 28. '
CICERONE (si veda) 2 Verr. i. 54. 142. Goppert, Z.filr EG. iv. p.
288. ' Lex agraria of a.v.c. 643 ; Lex Put. parieti faciendo,
Bruns, Font. p. 272, aes Malac. cap. 64. ' ae» Malac. e.g. Lex
Acilia repet., and Festus s.u. quadrantal, 8 Cic. Place. 32. 80. praedia
which had to be given was entirely in the magistrate's discretion and to
help him in his decision we find that there existed praediorum
cognitores who were probably persons appointed to assess the value of
praedia, and responsible to the State if their information was
wrong. As to the nature of the transaction effected by praediorum
subsignatio, there can be no doubt that the old theory held by Savigny
and others is incorrect, and that the State did not in virtue of svbsignatio
become absolute owner of the praedia. Rivier and Demburg have demonstrated
that the State merely acquired a lien, and that praediorum subsignatio
was therefore a species of mortgage. The classical sources fully support
this view, and it is certain that while the property was subject to
this lien its owner still had the right to sell it and to exercise
other rights of ownership. A public sale (venditio prædiorum) follows
closely no doubt upon the default of the debtor, but does not necessarily
accompany the sale of the goods of the praedes (uenditio praedium). At Rome the
former sale was made by the praefecti aerario, and in the Lex Malacitana
the duumvirs or decuriones are empowered to make it. A peculiarity
of the sale of praedia was that the ' Lex agraria, 73-4 ; Bruns,
Font. p. 84. 2 aes Malac. cap. 65. 3 Savigny Heid. Jahrsch.
1809, p. 268 ; Walter, E. G. p. 587 ; Hugo, R. G. 449. * Pfdr. 1. p. 33. VARRONE (si veda) L. L.; Lex
agraria, Dig. 17. 205. ^ Gai. ii.
61 ; CICERONE (si veda) Cie. 2 Verr. i. 55. 144. 8 cap. 64; Bruns, Font.
p. 146. dominiwm residing in the owner became instantly transferred
to the praediaior or purchaser from the State, without any act on the
owner's part. The only advantage reserved to the dispossessed owner
was an exceptional right of recovering his property from the purchaser by
usurec&ptio, i.e. conscious usucapio S one of the few instances in
which it was possible to exercise usucapio otherwise than with a
bona fide colour of title. In this case, as the praedia were always land,
the statutory period of two years was necessary to complete the
adverse possession. The lex praediatoria mentioned in the aes
Malacitanum" has been thought to be a statute of unknown date; but
it more probably denotes some collection of traditional terms used in
praediatura and analogous to a lex uenditionis in a contract of
sale. The restoration of praediatoria in Gains is doubtful, and censoria seems
much to be preferred. The operation of praediatura as a general lien
on all the property of the praes is probably recognised in the Republican
period, although Demburg has doubts on this point. Such a lien is found
in the Lex Malacitana in the time of Domitian, but this may have been an
extension to the public aerarium of the general hypotheca belonging to
the Imperial Fiscus. At any rate, there is no evidence that the
lien did not exist in our period; and if it 1 Gai. Boecking, Rom. Priv.
Pfdr. irssv. did, we can readily see
that the security of praediatura was superior to that of sponsio. It is
perhaps natural that the subject of praedes and praedia should be
obscure, for the complicated nature of the law of praediatura is attested
by CICERONE (si veda) who states that certain lawyers make it a
special study. Art. 4. AcTiONES ADiECTiciAE. Besides introducing the actio
mandati, the praetor's edict enlarged the scope of agency by instituting
several other important actions. These were the actiones quod
iussu, exercitoria, institoria, tributoria, de peculio and de in rem
uerso. In all of them alike the Praetor's object was to fasten responsibility
on some superior with whose consent, or on whose behalf, contracts
had been made by an inferior. They are known as actiones adiecticiae,
because they were considered as supplementing the ordinary actions
which could be brought against the inferior himself As they made the principal
liable on the contracts of a subordinate, it is plain that they must
have been a most useful substitute for the complete law of agency
which the Romans always lacked. The fact that they all had formulae in
ius conceptae points to a late origin, but they all doubtless
origi- nated before the end of the Republic. The actio quod iussu
was an action in which a son or slave, who had made a contract at
the bidding of his pater familias, was treated as a mere conduit
pipe, and by which the obligation was directly imposed on the pater
familias who had [Balb. = 14 Dig. 1. 5. fr. 1. authorized it. Since Labeo
mentioned the action as though its practice was well developed in his
day, we may fairly suppose that iussus was made actionable in Republican
times. The formula is as follows: Quod iussu N^ Negidii A"
Agerius Gaio, cum is in potestate N'' Negidii esset, togam uendidit qua
de re agitur, quidquid oh earn rem Oaium jUium A° Agerio dare
facere oportet ex fide hona, eius iudex iV™ Negidium patrem A"
Agerio condemna. s. n. p. a. Here the express comniand of the superior was
the source of his obligation. The actio exercitoria was an action in
which a ship owner or charterer {exercitor) was held directly responsible
for the contracts of the ship master (magister nauis). Its formula probably ran
as follows: Quod A^ Agerius de Lmio Titio magistro eius nauis quam
N' Negidius exercebat, eius rei causa in quam L' Titius ibi praepositus
fuit, incertum stipulatus est qua de re agitur, quidquid oh earn rem N'^
Negidium A" Agerio praestare oportet ex fide bona eius N™'
Negidium A" Agerio condemna. s. n. p. a.- It was known to Ofilius in
the eighth century of the city*, and was very probably even older than
his day. The necessities of trade were obviously the source from
which this particular form of agency sprang, because in an age of great
commercial activity, when even bills of lading were not yet
introduced, it was expedient that the delivery of goods or the [Dig.
4. 1. fr. 9. ^ x4 Big. Baron, Abh. aus dem B. C. P. ii. 181. Dig. 1. 1.
fr. 9. making of contracts by the master should be equivalent to a direct
transaction with the ship owner himself. The actio institoria no
doubt had a like commercial origin. This was an action by which the
person who employed a manager (institor) in a busiuess from which he drew
the profits, was made liable for the debts and contracts of the manager.
This action was known as early as the days of Seruius Sulpicius^, and its
formula closely resem- bled that of the actio exerdtoria. The
difference between these two and the actio quod iussu con- sisted
simply in the fact that the iiissus or autho- rization was special in the
one case, and general in the other two. In the actiones exercitoria and
insti- toria an implied general authority was ascribed to the agent
in virtue of his praepositio^, whereas in the actio quod iussu the agent
had only an express special authority. Thus the magister nauis and the
institor were genuine instances of general agents ; and we find
therefore, as we should have expected, that the acts of the magister and
institor only bound the master when strictly within the scope of their
authority'. This is an excellent instance of the manner in which
Mercantile Law has developed the same rules in ancient as in modem
times. The actio tributoria is that by which a master was compelled
to pay over to the creditors of a son or slave trading with his consent
whatever [Dig. 3. 5. fr. 1. Dig.; Oosta, Azioni, Dig. tribui, 14 Dig. 4. 5. 5. B. E.
14 profits he had received from the business. The formula ran thus :
Quod J.' Agerius de L" Titio qui in potestate N'' Negidii est, cum
is sciente N" Negidia merce peculiari negotiaretur, -infiertum
stipulatus est qua de re agitur, quidquid ex ea merce et quod eo
nomine receptum est ob earn rem iV™ Negidium .4." Agerio tribuere
oportet, eius dumtaxat in id quod minus dolo malo N Negidii A' Agerius
tribuit, N'^ Negidium A" Agerio condemna. s. n. p. a. This
action was mentioned by Labeo ' and was there- fore probably as old as
the other actions of this class. The knowledge and tacit approval of the
superior were here the source of his obligation. The actiones de
peculio and de in rem uerso are proceedings by which the master is
required to make good any obligation contracted by his son or
slave, to the extent of the son's or slave's peculium, or of such gain as
had accrued to himself {in rem uersum) from the contract. Their
peculiarity, as GAIO (si veda) has told us and as a recent writer
conclusively shows, was that they had one formula with an alternative
condemnatio, which may be reconstructed as follows : Quod A' Agerius de Lwdo
Titio cum is in potestate JV Negidii esset, incertmn stipulatus est qua
de re agitur, quidquid ob earn rem Lucius Titius A" Agerio praestare
oportet ex fde bona, eius iudex N'^ Negidium A" Agerio, dumtaxat de
peculio quod penes N"^ Negidium est, uel siquid in rem N*
Negidii inde versv/m est, condemna. s. n. p. a. This [Dig. Baron, Dig. 4.
7. Baron; cf. Lenel, Ed. perp. formula might be so modified that the actio
de peculio and the actio de in rem uerso could be brought either
separately or together. These actions were known to Alfenus Varus^, and
it is safe to say that they were introduced some time before the
end of the Republic. The knowledge or consent of the superior did not
here have to be proved. The difference between the actio tributoria
and the actio de peculio was considerable. By the former the master
contributed his profits and then shared in the distribution as an
ordinary creditor. But by the latter he became a preferred creditor, and
deducted from his profits the whole amount owed to him by the son
or slave. The peculium in the latter case was in fact only the balance
remaining after the debts of the son to him had been satisfied.
Art. 5. CoNSTiTVTVM AND Receptvm. To- wards the end of the Republic
we find two kinds of formless contract by which a debt could be
created, and both of which seem to have sprung fi-om
the requirements of Roman commerce I. Gonstitutmn. The chief
characteristics of this contract may be gathered from the constitution by
which Justinian ftised together the actio recepticia and the actio
pecuniæ constitutæ as well as from allusions in the Digest. It seems to
have been a formless promise of payment at a particular date; depending
on the existence of a prior indebtedness to which the Dig. Ihering,
Geist Cod. constitutwm became accessory; unconditional; enforced by an actio pecuniae
constitutae of prætorian origin which was in some cases perpetua and
in others armalis ; and available to persons of all
classes. Constitutwm is discussed by Labeo, and is mentioned by CICERONE
(si veda) in a way which makes it certain that the actio pecuniae
constitutae existed in his day. The action originated in the prætor's edict,
and it was thereby provided with a penal sponsio similar to that of the
condictio certae pecuniae. This leads us to infer that pecwnia constituta
was treated by the Praetor as analogous to pecunia credita; especially as
Gains states that pecwnia credita strictly means only an unconditional
obligation to pay money, while we know from Justinian's constitution
that unless constitutvmi was unconditional no action would lie. But
why should the penal sponsio of the actio pecuniae constitutae have been
so much heavier than that of the condictio, namely dimidiae instead
of tertian partis? The reason given by TEOFILO (si veda) is that
constitutum is generally entered into by a debtor in order to gain time
for the payment of a debt already due, and that the prætor institutes
this severe action in order to discourage insolvent debtors from this
practice. Labeo on the contrary says that constitutvm is made actionable
in order to enforce the payment of debts not yet due. Both li Dig.
God. Big. Quint. Dig. Gai. IT. 171. 8 Paraphr. Dig. Labeo and Theophilus are
probably right ', but each takes a one-sided view. The Praetor's aim
presu- mably was to enforce the payment of any debt, due or not
due, which the debtor had made a renewed promise to pay at a particular
date. The breach of a repeated promise (for constitutum always
implied a previous promise or indebtedness) was doubtless regarded
by the Praetor as a singularly flagrant breach of faith; and hence he
compelled the defendant to join in a penal sponsio dimidiae partis.
This actio per sponsionem was not however the only remedy for a
breach of constitutum. The Digest shows that the usual form of redress
was an actio in factum, which probably had a formula as follows: Si
paret Nwmeriimi Negidium Aulo Agerio X millia Kal. Ian. se soluturwn
constituisse, neque earn pecuniam soluisse, neque per Agerium stetisse
quo- minus solueretur, eamque pecuniam cum constituehatur debitam
fuisse, quanti ea res est, tantam pecuniam, Nunierium Negidium Aulo
Agerio condemna ; and that this actio in factum, existed in Gaius'
time as an alternative remedy seems probable from his language. It
is not likely that the actio in factum arose simultaneously with the
other; and of the two Puchta* is almost certainly right in
assigning the earlier date to the actio per sponsionem, because the custom of
sponsione prouocare suggests an ancient origin. This sponsio, like that
of the condictio, is præiudicialis, but it also contained a strongly
penal element. Its penal character is [Bruns, Z. f. EG. Dig. Bruns. Inst.
CONTRACTS NOT CLASSIFIED] no doubt the reason why the action may not
be brought against the heir of the constituens, and why it is annalis.
As Bruns shows, the remedy after one year is probably the actio in
factum', by which the plain amount of the constitutum mayalone be
recovered. Constitutum may be employed for the renewal of the
promisor's own debt {const, debiti proprii), as well as of another man's (const,
debiti alieni), and this distinction is early allowed". In the
later law it could also be used to reinforce and render actionable
an “obligatio naturalis”. But this feature probably did not exist at the
origin of the action", for the Praetor could only have had in mind
pecunia eredita, when he inflicted such a heavy penalty. The effect
of constitutwm was simply to reinforce the old obligation by supplying a
more stringent remedy. It never produced novation as stipulatio or
expensilatio would have done. The agreement by which shipmasters, innkeepers
and stablemen {nautae, caupones, stabularii) undertook to take care of the
goods or property of their customers was known as receptum, and was
enforced by means of an actio de recepto as rigorously as the
duties of common carriers are enforced by the Common Law". The edict
is expressed as follows: navtae CAVPONES stabvlarii qvod cvivsqve salvvm
fore RECEPERINT NISI RESTITVENT, IN EOS IVDICIVM DABO; Bruns) Dig. Bruns,
Camazza, Dir. Com. and the remedy was an ordinary actio in factvm,
authorising the judge to assess damages for the loss or non-production of
the goods. But the contract which more nearly concerns us is
receptum argentariorum, the nature of which has been a subject of much
controversy. This is a formless promise to pay on behalf of another
man, and we gather from GIUSTINIANO that it is capable of creating an
original debt; capable of being made svb conditione or in diem, and
enforced by an actio recepticia, which is perpetua; while TEOFILO (si
veda) tells us that it is confined to bankers (argentarii). Bruns indeed
supposes that receptum was a formal contract iuris ciuilis, while
according to Voigt it is a species of expensilatio devised by the
argentarii. Lenel however proves that receptum argentariorum is
introduced and regulated by the prætor in the same part of the
Edict in which he treats of the recepta nautarum, cauponarum and
stabulariorum. This appears from the fact that in 13 Big. 5. 27 and
28, constituere has evidently been substituted by Tribonian and his colleagues
for recipere. Ulpian treats of constitutwm in his book on the Edict.
But the passage quoted in the Digest is from his book on the Edict, in
which we know that he discussed the
clause Nautae caupon^s statularii. So also POMPONIO (si veda), who discussed
recepta Cod. Z. fur RG. fiSm. EG. Z. der Sav. Stift. Dig. Dig. nautarvm, &c. and constitutum, is
described as mentioning the latter. Gains also is represented to have
dealt with constitutum in the very same book in which he treated of
recepta nautarum. We must conclude, either that all these writers
introduced into their discussion of recepta naviarum &c. the totally
irrelevant subject of constitutum, or that the subject thus introduced
was not constitutum but receptum argentariorum. If the latter conclusion is
correct, as we may well believe that it must be, it follows that
receptum, argentariorum was, like the other recepta, regulated by the
Praetorian Edict, and was therefore not a contract iuris ciuilis. By
analogy with the other recepta we may further conclude that receptum
argentariorum was formless, and hence cannot have been a species of
eoopensilatio. The remedy is of course an actio in factum. Recipere
is used by CICERONE in the sense of undertaking a personal guarantee, but with
no clearly technical meaning. Justinian states that the ouctio
recepticia was objectionable on account of its solemnia verba, and Lenel has
explained this to mean that the actio recepticia, being necessarily in
factum like those of the other recepta, had to contain the
words "si paret soluturwm recepisse. n^que soluisse quod solui
recepit, of which recipere was a technical term. This term, being
misunderstood by the Greeks, was translated in Justinian's time Dig.;
Vig. = Dig. Phil.; ad Fam. by constitmre. It is almost certain that the
actio recepticia was known before the end of the Republic, since
Labeo evidently discussed it. The
function of receptum probably is to provide an international mode of
assigning indebtedness, because transcriptio a persona in persona/m was
not available to peregrins'. The existence of the debt between the
creditor and the original debtor was clearly not affected by the
obligation of the argen- tarius who had made a receptum; and from the
passages above cited Lenel also infers that receptum pro alio was the
only known form which the contract ever took. In short, it seems to have
closely resembled the acceptance of a modem bill of exchange, and it is
doubtless made by the argentarius on behalf of his clients or
correspondents. Dig. Lenel, Z. der Sav. Stift. Carnazza, Dir. Com. We have
now traced the development of the Roman Law of Contract from an early
stage of Formalism, in which few agreements were actionable, and
those few provided with imperfect remedies, to the almost complete
maturity to which it had attained by the end of the Republic. Of all the
contracts which we have examined, nexum and vadimonium seem to be the
only two that became obsolete during this period, while the new
contracts of Praetorian origin, such as depositum and constitutum, attain
their full growth. So that the jurists of the empire find little to do besides
the work of interpretation and amplification. The one great improvement,
and almost the only one, which the law of contract undergoes subsequently to
our period, is the introduction of the actiones praescriptis uerbis, by
which the scope of real contract is immensely enlarged. In other
respects, the law of the republic has the credit of having generated that
wonderful system of contract which later ages have scarcely ever failed
to copy, and which lies at the root of so much of English Law. Keywords: il duello, “del contratto” – giocco come
contratto – wrestling as a contract, fencing as a contract, contract bridge as
a contract -- pena temporaria, pena perpetua, divorzio, matrimonio, stato,
legge, devere naturale, obbligazione naturale. Refs.: Luigi Speranza, “Grice e
Fisichella” – The Swimming-Pool Library. Francesco Fisischella. Fisischella.
Grice e Fitio: la
ragione conversazionale e la setta di Reggio -- Roma – filosofia italiana –
Luigi Speranza (Reggio). Filosofo italiano. A
Pythagorean, cited by Giamblico.
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